Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABBVIE INC.
Security ID: 00287Y109 Ticker: ABBV
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Melody B. Meyer Management For Voted - For
3 Elect Frederick H. Waddell Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
ACADIA HEALTHCARE COMPANY, INC.
Security ID: 00404A109 Ticker: ACHC
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Michael J. Fucci Management For Voted - For
2 Elect Wade D. Miquelon Management For Voted - For
3 Amendment to the Incentive Compensation Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
ACTIVISION BLIZZARD, INC.
Security ID: 00507V109 Ticker: ATVI
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Reveta Bowers Management For Voted - For
2 Elect Kerry Carr Management For Voted - For
3 Elect Robert J. Corti Management For Voted - For
4 Elect Brian G. Kelly Management For Voted - For
5 Elect Robert A. Kotick Management For Voted - For
6 Elect Barry Meyer Management For Voted - For
7 Elect Robert J. Morgado Management For Voted - For
8 Elect Peter Nolan Management For Voted - For
9 Elect Dawn Ostroff Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
6
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
14 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Abstain
AGNC INVESTMENT CORP.
Security ID: 00123Q104 Ticker: AGNC
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Donna J. Blank Management For Voted - For
2 Elect Morris A. Davis Management For Voted - For
3 Elect Peter J. Federico Management For Voted - For
4 Elect John D. Fisk Management For Voted - For
5 Elect Andrew A. Johnson, Jr. Management For Voted - For
6 Elect Gary D. Kain Management For Voted - For
7 Elect Prue B. Larocca Management For Voted - For
8 Elect Paul E. Mullings Management For Voted - For
9 Elect Frances R Spark Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Elimination of Supermajority Requirement to Amend
Certain Provisions of the Certificate Management For Voted - For
14 Elimination of Supermajority Requirement to Amend
the Bylaws Management For Voted - For
15 Elimination of Supermajority Requirement to Remove
Directors Management For Voted - For
AGREE REALTY CORPORATION
Security ID: 008492100 Ticker: ADC
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Merrie Frankel Management For Voted - For
1.2 Elect John Rakolta, Jr. Management For Voted - For
1.3 Elect Jerome Rossi Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AIR PRODUCTS AND CHEMICALS, INC.
Security ID: 009158106 Ticker: APD
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Tonit M. Calaway Management For Voted - Against
2 Elect Charles I. Cogut Management For Voted - For
7
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Lisa A. Davis Management For Voted - For
4 Elect Seifollah Ghasemi Management For Voted - For
5 Elect David H. Y. Ho Management For Voted - For
6 Elect Edward L. Monser Management For Voted - Against
7 Elect Matthew H. Paull Management For Voted - For
8 Elect Wayne T. Smith Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
AKAMAI TECHNOLOGIES, INC.
Security ID: 00971T101 Ticker: AKAM
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Marianne C. Brown Management For Voted - For
3 Elect Monte E. Ford Management For Voted - For
4 Elect Daniel R. Hesse Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect F. Thomson Leighton Management For Voted - For
7 Elect Jonathan F. Miller Management For Voted - For
8 Elect Madhu Ranganathan Management For Voted - Against
9 Elect Bernardus Verwaayen Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
ALNYLAM PHARMACEUTICALS, INC.
Security ID: 02043Q107 Ticker: ALNY
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Michael W. Bonney Management For Voted - For
2 Elect Yvonne Greenstreet Management For Voted - For
3 Elect Phillip A. Sharp Management For Voted - For
4 Elect Elliott Sigal Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
AMDOCS LIMITED
Security ID: G02602103 Ticker: DOX
Meeting Date: 27-Jan-23 Meeting Type: Annual
1 Elect Robert A. Minicucci Management For Voted - For
8
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Adrian Gardner Management For Voted - For
3 Elect Ralph de la Vega Management For Voted - For
4 Elect Eli Gelman Management For Voted - For
5 Elect Richard T.C. LeFave Management For Voted - Against
6 Elect John A. MacDonald Management For Voted - For
7 Elect Shuky Sheffer Management For Voted - For
8 Elect Yvette Kanouff Management For Voted - For
9 Elect Sarah Ruth Davis Management For Voted - For
10 Elect Amos Genish Management For Voted - For
11 Approve the 2023 Employee Share Purchase Plan Management For Voted - For
12 Increase Quarterly Dividend Management For Voted - For
13 Accounts and Reports Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
AMEREN CORPORATION
Security ID: 023608102 Ticker: AEE
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Warner L. Baxter Management For Voted - For
2 Elect Cynthia J. Brinkley Management For Voted - For
3 Elect Catherine S. Brune Management For Voted - For
4 Elect J. Edward Coleman Management For Voted - For
5 Elect Ward H. Dickson Management For Voted - For
6 Elect Noelle K. Eder Management For Voted - For
7 Elect Ellen M. Fitzsimmons Management For Voted - For
8 Elect Rafael Flores Management For Voted - For
9 Elect Richard J. Harshman Management For Voted - For
10 Elect Craig S. Ivey Management For Voted - For
11 Elect James C. Johnson Management For Voted - For
12 Elect Martin J. Lyons, Jr. Management For Voted - For
13 Elect Steven H. Lipstein Management For Voted - For
14 Elect Leo S. Mackay, Jr. Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Revision of Scope 1
and 2 GHG Targets to Align with Paris Agreement Shareholder Against Voted - Against
AMERISOURCEBERGEN CORPORATION
Security ID: 03073E105 Ticker: ABC
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Ornella Barra Management For Voted - For
2 Elect Steven H. Collis Management For Voted - For
3 Elect D. Mark Durcan Management For Voted - For
4 Elect Richard W. Gochnauer Management For Voted - For
5 Elect Lon R. Greenberg Management For Voted - For
9
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Kathleen W. Hyle Management For Voted - For
7 Elect Lorence H. Kim Management For Voted - For
8 Elect Henry W. McGee Management For Voted - For
9 Elect Redonda G. Miller Management For Voted - For
10 Elect Dennis M. Nally Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
AMGEN INC.
Security ID: 031162100 Ticker: AMGN
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect Robert A. Bradway Management For Voted - For
3 Elect Michael V. Drake Management For Voted - For
4 Elect Brian J. Druker Management For Voted - For
5 Elect Robert A. Eckert Management For Voted - For
6 Elect Greg C. Garland Management For Voted - For
7 Elect Charles M. Holley, Jr. Management For Voted - For
8 Elect S. Omar Ishrak Management For Voted - For
9 Elect Tyler Jacks Management For Voted - For
10 Elect Ellen J. Kullman Management For Voted - For
11 Elect Amy E. Miles Management For Voted - For
12 Elect Ronald D. Sugar Management For Voted - For
13 Elect R. Sanders Williams Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
ANNALY CAPITAL MANAGEMENT, INC.
Security ID: 035710839 Ticker: NLY
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Francine J. Bovich Management For Voted - For
2 Elect David L. Finkelstein Management For Voted - For
3 Elect Thomas Hamilton Management For Voted - For
4 Elect Kathy Hopinkah Hannan Management For Voted - For
5 Elect Michael Haylon Management For Voted - For
6 Elect Martin Laguerre Management For Voted - For
7 Elect Eric A. Reeves Management For Voted - For
8 Elect John H. Schaefer Management For Voted - For
9 Elect Glenn A. Votek Management For Voted - For
10 Elect Vicki Williams Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
10
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Decrease in Authorized Common Stock Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
ANTERO RESOURCES CORPORATION
Security ID: 03674X106 Ticker: AR
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Paul M. Rady Management For Voted - For
1.2 Elect Thomas B. Tyree, Jr Management For Voted - For
1.3 Elect Brenda R. Schroer Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to Articles to Reflect Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
AON PLC
Security ID: G0408V102 Ticker: AON
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Lester B. Knight Management For Voted - For
2 Elect Gregory C. Case Management For Voted - For
3 Elect CAI Jinyong Management For Voted - For
4 Elect Jeffrey C. Campbell Management For Voted - Against
5 Elect Fulvio Conti Management For Voted - For
6 Elect Cheryl A. Francis Management For Voted - For
7 Elect Adriana Karaboutis Management For Voted - For
8 Elect Richard C. Notebaert Management For Voted - For
9 Elect Gloria Santona Management For Voted - For
10 Elect Sarah E. Smith Management For Voted - For
11 Elect Byron O. Spruell Management For Voted - For
12 Elect Carolyn Y. Woo Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Appointment of Statutory Auditor Management For Voted - For
17 Authority to Set Statutory Auditor's Fees Management For Voted - For
18 Amendment to the 2011 Incentive Plan Management For Voted - For
APA CORPORATION
Security ID: 03743Q108 Ticker: APA
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Annell R. Bay Management For Voted - Against
11
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect John J. Christmann IV Management For Voted - For
3 Elect Juliet S. Ellis Management For Voted - For
4 Elect Charles W. Hooper Management For Voted - For
5 Elect Chansoo Joung Management For Voted - For
6 Elect H. Lamar McKay Management For Voted - For
7 Elect Amy H. Nelson Management For Voted - For
8 Elect Daniel W. Rabun Management For Voted - For
9 Elect Peter A. Ragauss Management For Voted - For
10 Elect David L. Stover Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to Allow Exculpation of Officers Management For Voted - Against
APELLIS PHARMACEUTICALS, INC.
Security ID: 03753U106 Ticker: APLS
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Gerald L. Chan Management For Voted - Withheld
2 Elect Cedric Francois Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
ARCH CAPITAL GROUP LTD.
Security ID: G0450A105 Ticker: ACGL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Francis Ebong Management For Voted - For
2 Elect Eileen A. Mallesch Management For Voted - For
3 Elect Louis J. Paglia Management For Voted - For
4 Elect Brian S. Posner Management For Voted - Against
5 Elect John D. Vollaro Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Amendment to the 2007 Employee Share Purchase Plan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Elect Matthew Dragonetti Management For Voted - For
11 Elect Seamus Fearon Management For Voted - For
12 Elect H. Beau Franklin Management For Voted - For
13 Elect Jerome Halgan Management For Voted - For
14 Elect James Haney Management For Voted - For
15 Elect Chris Hovey Management For Voted - For
16 Elect Pierre Jal Management For Voted - For
17 Elect Francois Morin Management For Voted - Against
18 Elect David J. Mulholland Management For Voted - For
19 Elect Chiara Nannini Management For Voted - Against
20 Elect Maamoun Rajeh Management For Voted - For
12
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Elect Christine Todd Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
Security ID: 039483102 Ticker: ADM
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Michael S. Burke Management For Voted - For
2 Elect Theodore Colbert Management For Voted - For
3 Elect James C. Collins Jr. Management For Voted - For
4 Elect Terrell K. Crews Management For Voted - For
5 Elect Ellen de Brabander Management For Voted - For
6 Elect Suzan F. Harrison Management For Voted - For
7 Elect Juan R. Luciano Management For Voted - For
8 Elect Patrick J. Moore Management For Voted - Against
9 Elect Debra A. Sandler Management For Voted - For
10 Elect Lei Z. Schlitz Management For Voted - For
11 Elect Kelvin R. Westbrook Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ARTHUR J. GALLAGHER & CO.
Security ID: 363576109 Ticker: AJG
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Sherry S. Barrat Management For Voted - For
2 Elect William L. Bax Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect D. John Coldman Management For Voted - For
5 Elect J. Patrick Gallagher, Jr. Management For Voted - For
6 Elect David S. Johnson Management For Voted - For
7 Elect Christopher C. Miskel Management For Voted - For
8 Elect Ralph J. Nicoletti Management For Voted - For
9 Elect Norman L. Rosenthal Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
AT&T INC.
Security ID: 00206R102 Ticker: T
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Scott T. Ford Management For Voted - For
2 Elect Glenn H. Hutchins Management For Voted - Against
13
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect William E. Kennard Management For Voted - For
4 Elect Stephen J. Luczo Management For Voted - For
5 Elect Michael B. McCallister Management For Voted - For
6 Elect Beth E. Mooney Management For Voted - For
7 Elect Matthew K. Rose Management For Voted - For
8 Elect John T. Stankey Management For Voted - For
9 Elect Cindy B. Taylor Management For Voted - For
10 Elect Luis A. Ubinas Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
ATMOS ENERGY CORPORATION
Security ID: 049560105 Ticker: ATO
Meeting Date: 08-Feb-23 Meeting Type: Annual
1 Elect John C. Ale Management For Voted - For
2 Elect J. Kevin Akers Management For Voted - For
3 Elect Kim R. Cocklin Management For Voted - For
4 Elect Kelly H. Compton Management For Voted - For
5 Elect Sean Donohue Management For Voted - For
6 Elect Rafael G. Garza Management For Voted - For
7 Elect Richard K. Gordon Management For Voted - For
8 Elect Nancy K. Quinn Management For Voted - For
9 Elect Richard A. Sampson Management For Voted - Against
10 Elect Diana J. Walters Management For Voted - For
11 Elect Frank Yoho Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
AUTOMATIC DATA PROCESSING, INC.
Security ID: 053015103 Ticker: ADP
Meeting Date: 09-Nov-22 Meeting Type: Annual
1 Elect Peter E. Bisson Management For Voted - For
2 Elect David V. Goeckeler Management For Voted - For
3 Elect Linnie M. Haynesworth Management For Voted - For
4 Elect John P. Jones Management For Voted - For
5 Elect Francine S. Katsoudas Management For Voted - For
6 Elect Nazzic S. Keene Management For Voted - For
7 Elect Thomas J. Lynch Management For Voted - For
8 Elect Scott F. Powers Management For Voted - For
9 Elect William J. Ready Management For Voted - For
10 Elect Carlos A. Rodriguez Management For Voted - For
11 Elect Sandra S. Wijnberg Management For Voted - For
14
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Amendment to the Employee Stock Purchase Plan Management For Voted - For
AUTOZONE, INC.
Security ID: 053332102 Ticker: AZO
Meeting Date: 14-Dec-22 Meeting Type: Annual
1 Elect Michael A. George Management For Voted - For
2 Elect Linda A. Goodspeed Management For Voted - For
3 Elect Earl G. Graves, Jr. Management For Voted - For
4 Elect Enderson Guimaraes Management For Voted - For
5 Elect Brian Hannasch Management For Voted - For
6 Elect D. Bryan Jordan Management For Voted - For
7 Elect Gale V. King Management For Voted - For
8 Elect George R. Mrkonic, Jr. Management For Voted - For
9 Elect William C. Rhodes, III Management For Voted - For
10 Elect Jill Ann Soltau Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
BECTON, DICKINSON AND COMPANY
Security ID: 075887109 Ticker: BDX
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect William M. Brown Management For Voted - For
2 Elect Catherine M. Burzik Management For Voted - For
3 Elect Carrie L. Byington Management For Voted - For
4 Elect R. Andrew Eckert Management For Voted - For
5 Elect Claire M. Fraser Management For Voted - For
6 Elect Jeffrey W. Henderson Management For Voted - For
7 Elect Christopher Jones Management For Voted - For
8 Elect Marshall O. Larsen Management For Voted - For
9 Elect Thomas E. Polen Management For Voted - For
10 Elect Timothy M. Ring Management For Voted - For
11 Elect Bertram L. Scott Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2004 Employee and Director
Equity-Based Compensation Plan Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
15
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
BERKSHIRE HATHAWAY INC.
Security ID: 084670702 Ticker: BRKA
Meeting Date: 06-May-23 Meeting Type: Annual
1.1 Elect Warren E. Buffett Management For Voted - For
1.2 Elect Charles T. Munger Management For Voted - For
1.3 Elect Gregory E. Abel Management For Voted - For
1.4 Elect Howard G. Buffett Management For Voted - For
1.5 Elect Susan A. Buffett Management For Voted - For
1.6 Elect Stephen B. Burke Management For Voted - For
1.7 Elect Kenneth I. Chenault Management For Voted - For
1.8 Elect Christopher C. Davis Management For Voted - For
1.9 Elect Susan L. Decker Management For Voted - Withheld
1.10 Elect Charlotte Guyman Management For Voted - Withheld
1.11 Elect Ajit Jain Management For Voted - For
1.12 Elect Thomas S. Murphy, Jr. Management For Voted - For
1.13 Elect Ronald L. Olson Management For Voted - For
1.14 Elect Wallace R. Weitz Management For Voted - For
1.15 Elect Meryl B. Witmer Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For
5 Shareholder Proposal Regarding Disclosure and
Oversight of Climate Change Risks Shareholder Against Voted - For
6 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
8 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
9 Shareholder Proposal Regarding Public Positions on
Political Speech Shareholder Against Voted - Against
BLACK KNIGHT, INC.
Security ID: 09215C105 Ticker: BKI
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Peter J. Arduini Management For Voted - For
2 Elect Deepak L. Bhatt Management For Voted - For
16
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Giovanni Caforio Management For Voted - For
4 Elect Julia A. Haller Management For Voted - For
5 Elect Manuel Hidalgo Medina Management For Voted - For
6 Elect Paula A. Price Management For Voted - For
7 Elect Derica W. Rice Management For Voted - For
8 Elect Theodore R. Samuels, II Management For Voted - For
9 Elect Gerald Storch Management For Voted - For
10 Elect Karen H. Vousden Management For Voted - For
11 Elect Phyllis R. Yale Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
CABOT CORPORATION
Security ID: 127055101 Ticker: CBT
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Juan Enriquez Management For Voted - For
2 Elect Sean D. Keohane Management For Voted - For
3 Elect William C. Kirby Management For Voted - For
4 Elect Raffiq Nathoo Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
CACI INTERNATIONAL INC
Security ID: 127190304 Ticker: CACI
Meeting Date: 20-Oct-22 Meeting Type: Annual
1 Elect Michael A. Daniels Management For Voted - For
2 Elect Lisa S. Disbrow Management For Voted - For
3 Elect Susan M. Gordon Management For Voted - For
4 Elect William L. Jews Management For Voted - For
5 Elect Gregory G. Johnson Management For Voted - For
6 Elect Ryan D. McCarthy Management For Voted - For
7 Elect John S. Mengucci Management For Voted - For
8 Elect Philip O. Nolan Management For Voted - For
9 Elect James L. Pavitt Management For Voted - For
10 Elect Debora A. Plunkett Management For Voted - For
11 Elect William S. Wallace Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
17
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
CAMDEN PROPERTY TRUST
Security ID: 133131102 Ticker: CPT
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Richard J. Campo Management For Voted - For
2 Elect Javier E. Benito Management For Voted - For
3 Elect Heather J. Brunner Management For Voted - For
4 Elect Mark D. Gibson Management For Voted - For
5 Elect Scott S. Ingraham Management For Voted - For
6 Elect Renu Khator Management For Voted - For
7 Elect D. Keith Oden Management For Voted - For
8 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
9 Elect Steven A. Webster Management For Voted - For
10 Elect Kelvin R. Westbrook Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CELSIUS HOLDINGS, INC.
Security ID: 15118V207 Ticker: CELH
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect John Fieldly Management For Voted - For
1.2 Elect Nicholas Castaldo Management For Voted - For
1.3 Elect Caroline Levy Management For Voted - For
1.4 Elect Hal Kravitz Management For Voted - For
1.5 Elect Alexandre Ruberti Management For Voted - For
1.6 Elect Cheryl S. Miller Management For Voted - For
1.7 Elect Damon DeSantis Management For Voted - Withheld
1.8 Elect Joyce Russell Management For Voted - For
1.9 Elect James Lee Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
CF INDUSTRIES HOLDINGS, INC.
Security ID: 125269100 Ticker: CF
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Javed Ahmed Management For Voted - For
2 Elect Robert C. Arzbaecher Management For Voted - For
3 Elect Deborah L. DeHaas Management For Voted - For
4 Elect John W. Eaves Management For Voted - For
5 Elect Stephen J. Hagge Management For Voted - For
6 Elect Jesus Madrazo Yris Management For Voted - For
7 Elect Anne P. Noonan Management For Voted - For
8 Elect Michael J. Toelle Management For Voted - For
18
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Theresa E. Wagler Management For Voted - For
10 Elect Celso L. White Management For Voted - For
11 Elect W. Anthony Will Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
CHENIERE ENERGY, INC.
Security ID: 16411R208 Ticker: LNG
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect G. Andrea Botta Management For Voted - For
2 Elect Jack A. Fusco Management For Voted - For
3 Elect Patricia K. Collawn Management For Voted - For
4 Elect Brian E. Edwards Management For Voted - For
5 Elect Denise Gray Management For Voted - For
6 Elect Lorraine Mitchelmore Management For Voted - For
7 Elect Donald F. Robillard, Jr. Management For Voted - For
8 Elect Matthew Runkle Management For Voted - For
9 Elect Neal A. Shear Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Risk Report on LNG
Capital Investments Aligned with Paris Accord Shareholder Against Voted - Against
CHESAPEAKE ENERGY CORPORATION
Security ID: 165167735 Ticker: CHK
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Domenic J. Dell'Osso, Jr. Management For Voted - For
2 Elect Timothy S. Duncan Management For Voted - For
3 Elect Benjamin C. Duster, IV Management For Voted - For
4 Elect Sarah A. Emerson Management For Voted - For
5 Elect Matthew Gallagher Management For Voted - Against
6 Elect Brian Steck Management For Voted - For
7 Elect Michael A. Wichterich Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
19
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHEVRON CORPORATION
Security ID: 166764100 Ticker: CVX
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect John B. Frank Management For Voted - For
3 Elect Alice P. Gast Management For Voted - For
4 Elect Enrique Hernandez, Jr. Management For Voted - For
5 Elect Marillyn A. Hewson Management For Voted - For
6 Elect Jon M. Huntsman Jr. Management For Voted - For
7 Elect Charles W. Moorman Management For Voted - For
8 Elect Dambisa F. Moyo Management For Voted - For
9 Elect Debra L. Reed-Klages Management For Voted - For
10 Elect D. James Umpleby III Management For Voted - For
11 Elect Cynthia J. Warner Management For Voted - For
12 Elect Michael K. Wirth Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Medium-Term Scope 3
Target Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Recalculated
Emissions Baseline Shareholder Against Voted - For
19 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CHURCH & DWIGHT CO., INC.
Security ID: 171340102 Ticker: CHD
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Bradlen S. Cashaw Management For Voted - For
2 Elect Matthew T. Farrell Management For Voted - For
3 Elect Bradley C. Irwin Management For Voted - For
4 Elect Penry W. Price Management For Voted - For
5 Elect Susan G. Saideman Management For Voted - For
6 Elect Ravichandra K. Saligram Management For Voted - For
7 Elect Robert K. Shearer Management For Voted - For
8 Elect Janet S. Vergis Management For Voted - For
9 Elect Arthur B. Winkleblack Management For Voted - For
10 Elect Laurie J. Yoler Management For Voted - For
20
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Approval of the Employee Stock Purchase Plan Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Wesley G. Bush Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
4 Elect Mark S. Garrett Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kristina M. Johnson Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Sarah Rae Murphy Management For Voted - For
9 Elect Charles H. Robbins Management For Voted - For
10 Elect Brenton L. Saunders Management For Voted - For
11 Elect Lisa T. Su Management For Voted - For
12 Elect Marianna Tessel Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
CONOCOPHILLIPS
Security ID: 20825C104 Ticker: COP
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Dennis Victor Arriola Management For Voted - For
2 Elect Jody L. Freeman Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect Jeffrey A. Joerres Management For Voted - For
5 Elect Ryan M. Lance Management For Voted - For
6 Elect Timothy A. Leach Management For Voted - For
7 Elect William H. McRaven Management For Voted - For
8 Elect Sharmila Mulligan Management For Voted - For
9 Elect Eric D. Mullins Management For Voted - For
10 Elect Arjun N. Murti Management For Voted - For
11 Elect Robert A. Niblock Management For Voted - Against
12 Elect David T. Seaton Management For Voted - For
13 Elect R. A. Walker Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
21
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Permit Shareholders to Call Special Meetings Management For Voted - For
18 Approval of the 2023 Omnibus Stock and Performance
Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
CONSOLIDATED EDISON, INC.
Security ID: 209115104 Ticker: ED
Meeting Date: 15-May-23 Meeting Type: Annual
1 Elect Timothy P. Cawley Management For Voted - For
2 Elect Ellen V. Futter Management For Voted - For
3 Elect John F. Killian Management For Voted - For
4 Elect Karol V. Mason Management For Voted - For
5 Elect Dwight A. McBride Management For Voted - For
6 Elect William J. Mulrow Management For Voted - For
7 Elect Armando J. Olivera Management For Voted - For
8 Elect Michael W. Ranger Management For Voted - For
9 Elect Linda S. Sanford Management For Voted - For
10 Elect Deirdre Stanley Management For Voted - For
11 Elect L. Frederick Sutherland Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
CONSTELLATION BRANDS, INC.
Security ID: 21036P108 Ticker: STZ
Meeting Date: 19-Jul-22 Meeting Type: Annual
1.1 Elect Jennifer M. Daniels Management For Voted - For
1.2 Elect Jerry Fowden Management For Voted - For
1.3 Elect Jose Manuel Madero Garza Management For Voted - For
1.4 Elect Daniel J. McCarthy Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 09-Nov-22 Meeting Type: Special
1 Reclassification of Common Stock Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
22
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
CORTEVA, INC.
Security ID: 22052L104 Ticker: CTVA
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Lamberto Andreotti Management For Voted - For
2 Elect Klaus A. Engel Management For Voted - For
3 Elect David C. Everitt Management For Voted - For
4 Elect Janet Plaut Giesselman Management For Voted - For
5 Elect Karen H. Grimes Management For Voted - For
6 Elect Michael O. Johanns Management For Voted - For
7 Elect Rebecca B. Liebert Management For Voted - For
8 Elect Marcos Marinho Lutz Management For Voted - For
9 Elect Charles V. Magro Management For Voted - For
10 Elect Nayaki R. Nayyar Management For Voted - For
11 Elect Gregory R. Page Management For Voted - For
12 Elect Kerry J. Preete Management For Voted - For
13 Elect Patrick J. Ward Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105 Ticker: COST
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Susan L. Decker Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - For
3 Elect Richard A. Galanti Management For Voted - Against
4 Elect Hamilton E. James Management For Voted - For
5 Elect W. Craig Jelinek Management For Voted - For
6 Elect Sally Jewell Management For Voted - For
7 Elect Charles T. Munger Management For Voted - For
8 Elect Jeffrey S. Raikes Management For Voted - Against
9 Elect John W. Stanton Management For Voted - For
10 Elect Ron M. Vachris Management For Voted - For
11 Elect Mary Agnes Wilderotter Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
COTERRA ENERGY INC.
Security ID: 127097103 Ticker: CTRA
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Thomas E. Jorden Management For Voted - For
23
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Robert S. Boswell Management For Voted - For
3 Elect Dorothy M. Ables Management For Voted - For
4 Elect Amanda M. Brock Management For Voted - For
5 Elect Dan O. Dinges Management For Voted - For
6 Elect Paul N. Eckley Management For Voted - For
7 Elect Hans Helmerich Management For Voted - For
8 Elect Lisa A. Stewart Management For Voted - For
9 Elect Frances M. Vallejo Management For Voted - For
10 Elect Marcus A. Watts Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Approval of the 2023 Equity Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding Methane Emission
Disclosures Shareholder Against Voted - For
16 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
CVB FINANCIAL CORP.
Security ID: 126600105 Ticker: CVBF
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect George A. Borba, Jr. Management For Voted - For
1.2 Elect David A. Brager Management For Voted - For
1.3 Elect Stephen A. Del Guercio Management For Voted - For
1.4 Elect Anna Kan Management For Voted - For
1.5 Elect Jane Olvera Management For Voted - For
1.6 Elect Raymond V. O'Brien III Management For Voted - For
1.7 Elect Hal W. Oswalt Management For Voted - For
1.8 Elect Kimberly H. Sheehy Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
CVS HEALTH CORPORATION
Security ID: 126650100 Ticker: CVS
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Fernando Aguirre Management For Voted - For
2 Elect Jeffrey R. Balser Management For Voted - For
3 Elect C. David Brown II Management For Voted - For
4 Elect Alecia A. DeCoudreaux Management For Voted - For
5 Elect Nancy-Ann DeParle Management For Voted - For
6 Elect Roger N. Farah Management For Voted - For
7 Elect Anne M. Finucane Management For Voted - For
8 Elect Edward J. Ludwig Management For Voted - For
9 Elect Karen S. Lynch Management For Voted - For
24
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Jean-Pierre Millon Management For Voted - For
11 Elect Mary L. Schapiro Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
18 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
DEVON ENERGY CORPORATION
Security ID: 25179M103 Ticker: DVN
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Barbara M. Baumann Management For Voted - For
1.2 Elect John E. Bethancourt Management For Voted - For
1.3 Elect Ann G. Fox Management For Voted - Withheld
1.4 Elect Gennifer F. Kelly Management For Voted - For
1.5 Elect Kelt Kindick Management For Voted - For
1.6 Elect John Krenicki, Jr. Management For Voted - For
1.7 Elect Karl F. Kurz Management For Voted - For
1.8 Elect Michael N. Mears Management For Voted - For
1.9 Elect Robert A. Mosbacher, Jr. Management For Voted - For
1.10 Elect Richard E. Muncrief Management For Voted - For
1.11 Elect Valerie M. Williams Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Exclusive Forum Provision Management For Voted - Against
6 Amendment Regarding the Exculpation of Officers Management For Voted - Against
7 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
DIGITAL REALTY TRUST, INC.
Security ID: 253868103 Ticker: DLR
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Alexis Black Bjorlin Management For Voted - Against
2 Elect VeraLinn Jamieson Management For Voted - For
3 Elect Kevin J. Kennedy Management For Voted - For
4 Elect William G. LaPerch Management For Voted - For
5 Elect Jean F.H.P. Mandeville Management For Voted - For
6 Elect Afshin Mohebbi Management For Voted - For
25
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Mark R. Patterson Management For Voted - For
8 Elect Mary Hogan Preusse Management For Voted - For
9 Elect Andrew P. Power Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - Abstain
14 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
DOLLAR GENERAL CORPORATION
Security ID: 256677105 Ticker: DG
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Warren F. Bryant Management For Voted - For
2 Elect Michael M. Calbert Management For Voted - For
3 Elect Ana M. Chadwick Management For Voted - For
4 Elect Patricia D. Fili-Krushel Management For Voted - For
5 Elect Timothy I. McGuire Management For Voted - For
6 Elect Jeffery C. Owen Management For Voted - For
7 Elect Debra A. Sandler Management For Voted - For
8 Elect Ralph E. Santana Management For Voted - For
9 Elect Todd J. Vasos Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Cage-Free Eggs Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Length of Share
Ownership Required to Call Special Meetings Shareholder Against Voted - For
15 Shareholder Proposal Regarding Third-Party Audit of
Worker Safety and Well-Being Shareholder Against Voted - For
DOMINO'S PIZZA, INC.
Security ID: 25754A201 Ticker: DPZ
Meeting Date: 25-Apr-23 Meeting Type: Annual
1.1 Elect David A. Brandon Management For Voted - For
1.2 Elect C. Andrew Ballard Management For Voted - For
1.3 Elect Andrew B. Balson Management For Voted - For
1.4 Elect Corie S. Barry Management For Voted - For
1.5 Elect Diana F. Cantor Management For Voted - For
1.6 Elect Richard L. Federico Management For Voted - For
1.7 Elect James A. Goldman Management For Voted - For
1.8 Elect Patricia E. Lopez Management For Voted - For
1.9 Elect Russell J. Weiner Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
26
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DUKE ENERGY CORPORATION
Security ID: 26441C204 Ticker: DUK
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Derrick Burks Management For Voted - For
2 Elect Annette K. Clayton Management For Voted - For
3 Elect Theodore F. Craver, Jr. Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
5 Elect Caroline D. Dorsa Management For Voted - For
6 Elect W. Roy Dunbar Management For Voted - For
7 Elect Nicholas C. Fanandakis Management For Voted - For
8 Elect Lynn J. Good Management For Voted - For
9 Elect John T. Herron Management For Voted - For
10 Elect Idalene F. Kesner Management For Voted - For
11 Elect E. Marie McKee Management For Voted - For
12 Elect Michael J. Pacilio Management For Voted - For
13 Elect Thomas E. Skains Management For Voted - For
14 Elect William E. Webster, Jr. Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
20 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
ELECTRONIC ARTS INC.
Security ID: 285512109 Ticker: EA
Meeting Date: 11-Aug-22 Meeting Type: Annual
1 Elect Kofi A. Bruce Management For Voted - For
2 Elect Rachel A. Gonzalez Management For Voted - For
3 Elect Jeffrey T. Huber Management For Voted - For
4 Elect Talbott Roche Management For Voted - For
5 Elect Richard A. Simonson Management For Voted - For
6 Elect Luis A. Ubinas Management For Voted - For
7 Elect Heidi J. Ueberroth Management For Voted - For
8 Elect Andrew Wilson Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Approval of Amendment to the 2019 Equity Incentive
Plan Management For Voted - For
12 Reduce Ownership Threshold for Shareholders to Call
Special Meetings Management For Voted - For
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
27
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
ELI LILLY AND COMPANY
Security ID: 532457108 Ticker: LLY
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect William G. Kaelin, Jr. Management For Voted - For
2 Elect David A. Ricks Management For Voted - For
3 Elect Marschall S. Runge Management For Voted - For
4 Elect Karen Walker Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
8 Repeal of Classified Board Management For Voted - For
9 Elimination of Supermajority Requirements Management For Voted - For
10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
12 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Report on Company
Response to State Policies Regulating Abortion Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
EMCOR GROUP, INC.
Security ID: 29084Q100 Ticker: EME
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect John W. Altmeyer Management For Voted - For
2 Elect Anthony J. Guzzi Management For Voted - For
3 Elect Ronald L. Johnson Management For Voted - For
4 Elect Carol P. Lowe Management For Voted - For
5 Elect M. Kevin McEvoy Management For Voted - For
6 Elect William P. Reid Management For Voted - For
7 Elect Steven B. Schwarzwaelder Management For Voted - For
8 Elect Robin A. Walker-Lee Management For Voted - For
9 Elect Rebecca A. Weyenberg Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Authorization of Board to Set Board Size Management For Voted - Against
13 Amendment to Articles to Reflect Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
14 Amendment to the Certificate of Incorporation to
Select an Exclusive Forum Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
28
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ENPHASE ENERGY, INC.
Security ID: 29355A107 Ticker: ENPH
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Jamie Haenggi Management For Voted - For
1.2 Elect Benjamin Kortlang Management For Voted - Withheld
1.3 Elect Richard Mora Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
EOG RESOURCES, INC.
Security ID: 26875P101 Ticker: EOG
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Janet F. Clark Management For Voted - For
2 Elect Charles R. Crisp Management For Voted - For
3 Elect Robert P. Daniels Management For Voted - For
4 Elect Lynn A. Dugle Management For Voted - For
5 Elect C. Christopher Gaut Management For Voted - For
6 Elect Michael T. Kerr Management For Voted - For
7 Elect Julie J. Robertson Management For Voted - For
8 Elect Donald F. Textor Management For Voted - For
9 Elect Ezra Y. Yacob Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EQT CORPORATION
Security ID: 26884L109 Ticker: EQT
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Lydia I. Beebe Management For Voted - For
2 Elect Lee M. Canaan Management For Voted - For
3 Elect Janet L. Carrig Management For Voted - Against
4 Elect Frank C. Hu Management For Voted - For
5 Elect Kathryn Jackson Management For Voted - For
6 Elect John F. McCartney Management For Voted - For
7 Elect James T. McManus, II Management For Voted - For
8 Elect Anita M. Powers Management For Voted - For
9 Elect Daniel J. Rice IV Management For Voted - For
10 Elect Toby Z. Rice Management For Voted - For
11 Elect Hallie A. Vanderhider Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
29
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Ratification of Auditor Management For Voted - For
EQUITY LIFESTYLE PROPERTIES, INC.
Security ID: 29472R108 Ticker: ELS
Meeting Date: 25-Apr-23 Meeting Type: Annual
1.1 Elect Andrew Berkenfield Management For Voted - For
1.2 Elect Derrick Burks Management For Voted - For
1.3 Elect Philip C. Calian Management For Voted - For
1.4 Elect David J. Contis Management For Voted - For
1.5 Elect Constance Freedman Management For Voted - For
1.6 Elect Thomas P. Heneghan Management For Voted - For
1.7 Elect Marguerite Nader Management For Voted - For
1.8 Elect Scott R. Peppet Management For Voted - For
1.9 Elect Sheli Z. Rosenberg Management For Voted - For
1.10 Elect Samuel Zell Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ESSEX PROPERTY TRUST, INC.
Security ID: 297178105 Ticker: ESS
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Keith R. Guericke Management For Voted - For
2 Elect Maria R. Hawthorne Management For Voted - For
3 Elect Amal M. Johnson Management For Voted - For
4 Elect Mary Kasaris Management For Voted - For
5 Elect Angela L. Kleiman Management For Voted - For
6 Elect Irving F. Lyons, III Management For Voted - For
7 Elect George M. Marcus Management For Voted - Against
8 Elect Thomas E. Robinson Management For Voted - For
9 Elect Michael J. Schall Management For Voted - For
10 Elect Byron A. Scordelis Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive
Compensation-ONE (1) YEAR Management 1 Year Voted - 1 Year
EXLSERVICE HOLDINGS, INC.
Security ID: 302081104 Ticker: EXLS
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Vikram S. Pandit Management For Voted - For
2 Elect Rohit Kapoor Management For Voted - For
3 Elect Andreas Fibig Management For Voted - For
30
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Som Mittal Management For Voted - For
5 Elect Kristy M. Pipes Management For Voted - For
6 Elect Nitin Sahney Management For Voted - For
7 Elect Jaynie M. Studenmund Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Increase in Authorized Common Stock Management For Voted - For
12 Amend Articles to Allow for the Removal of Directors Management For Voted - For
EXXON MOBIL CORPORATION
Security ID: 30231G102 Ticker: XOM
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Michael J. Angelakis Management For Voted - For
2 Elect Susan K. Avery Management For Voted - For
3 Elect Angela F. Braly Management For Voted - For
4 Elect Gregory J. Goff Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kaisa H. Hietala Management For Voted - For
7 Elect Joseph L. Hooley Management For Voted - For
8 Elect Steven A. Kandarian Management For Voted - For
9 Elect Alexander A. Karsner Management For Voted - For
10 Elect Lawrence W. Kellner Management For Voted - For
11 Elect Jeffrey W. Ubben Management For Voted - For
12 Elect Darren W. Woods Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Carbon
Capture and Storage Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Methane Emission
Disclosures Shareholder Against Voted - For
20 Shareholder Proposal Regarding Medium-Term Scope 3
Target Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Guyanese
Operations Shareholder Against Voted - For
22 Shareholder Proposal Regarding Recalculated
Emissions Baseline Shareholder Against Voted - For
23 Shareholder Proposal Regarding Audited Report on
Asset Retirement Obligations Shareholder Against Voted - For
24 Shareholder Proposal Regarding Addressing Virgin
Plastic Demand Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Environmental
Litigation Shareholder Against Voted - Against
31
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
27 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
28 Shareholder Proposal Regarding Report on
Exploration and Production in the Arctic Refuge Shareholder Against Voted - Abstain
FACTSET RESEARCH SYSTEMS INC.
Security ID: 303075105 Ticker: FDS
Meeting Date: 15-Dec-22 Meeting Type: Annual
1 Elect James J. McGonigle Management For Voted - For
2 Elect F. Phillip Snow Management For Voted - For
3 Elect Maria Teresa Tejada Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Amendment to Remove Certain Business Combination
Restrictions Management For Voted - For
8 Exclusive Forum Provision (Delaware Court) Management For Voted - Against
9 Exclusive Forum Provision (Federal Court) Management For Voted - Against
10 Amendment to Remove Creditor Compromise Provision Management For Voted - For
11 Amendment to Clarify, Streamline and Modernize the
Certificate of Incorporation Management For Voted - For
FIRST HORIZON CORPORATION
Security ID: 320517105 Ticker: FHN
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Harry V. Barton, Jr. Management For Voted - For
2 Elect John N. Casbon Management For Voted - For
3 Elect John C. Compton Management For Voted - Against
4 Elect Wendy P. Davidson Management For Voted - For
5 Elect William H. Fenstermaker Management For Voted - For
6 Elect D. Bryan Jordan Management For Voted - For
7 Elect J. Michael Kemp, Sr. Management For Voted - For
8 Elect Rick E. Maples Management For Voted - For
9 Elect Vicki R. Palmer Management For Voted - For
10 Elect Colin V. Reed Management For Voted - For
11 Elect E. Stewart Shea III Management For Voted - For
12 Elect Cecelia D. Stewart Management For Voted - For
13 Elect Rosa Sugranes Management For Voted - For
14 Elect R. Eugene Taylor Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
32
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
FIRST INDUSTRIAL REALTY TRUST, INC.
Security ID: 32054K103 Ticker: FR
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Peter E. Baccile Management For Voted - For
2 Elect Teresa Bryce Bazemore Management For Voted - For
3 Elect Matthew S. Dominski Management For Voted - For
4 Elect H. Patrick Hackett, Jr. Management For Voted - For
5 Elect Denise A. Olsen Management For Voted - For
6 Elect John E. Rau Management For Voted - Against
7 Elect Marcus L. Smith Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
FIRST SOLAR, INC.
Security ID: 336433107 Ticker: FSLR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Michael J. Ahearn Management For Voted - For
2 Elect Richard D. Chapman Management For Voted - For
3 Elect Anita Marangoly George Management For Voted - For
4 Elect George A. Hambro Management For Voted - For
5 Elect Molly E. Joseph Management For Voted - For
6 Elect Craig Kennedy Management For Voted - For
7 Elect Lisa A. Kro Management For Voted - For
8 Elect William J. Post Management For Voted - For
9 Elect Paul H. Stebbins Management For Voted - Against
10 Elect Michael T. Sweeney Management For Voted - For
11 Elect Mark Widmar Management For Voted - For
12 Elect Norman L. Wright Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FLOWERS FOODS, INC.
Security ID: 343498101 Ticker: FLO
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect George E. Deese Management For Voted - For
2 Elect Edward J. Casey, Jr. Management For Voted - For
3 Elect Thomas C. Chubb Management For Voted - For
4 Elect Rhonda Gass Management For Voted - For
5 Elect Margaret G. Lewis Management For Voted - For
6 Elect W. Jameson McFadden Management For Voted - For
33
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect A. Ryals McMullian Management For Voted - For
8 Elect James T. Spear Management For Voted - For
9 Elect Melvin T. Stith Management For Voted - Against
10 Elect Terry S. Thomas Management For Voted - For
11 Elect C. Martin Wood, III Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2014 Omnibus Equity Incentive Plan Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
FLUOR CORPORATION
Security ID: 343412102 Ticker: FLR
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Alan M. Bennett Management For Voted - For
2 Elect Rosemary T. Berkery Management For Voted - For
3 Elect David E. Constable Management For Voted - For
4 Elect H. Paulett Eberhart Management For Voted - For
5 Elect James T. Hackett Management For Voted - For
6 Elect Thomas C. Leppert Management For Voted - For
7 Elect Teri P. McClure Management For Voted - For
8 Elect Armando J. Olivera Management For Voted - For
9 Elect Matthew K. Rose Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
FTI CONSULTING, INC.
Security ID: 302941109 Ticker: FCN
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Brenda J. Bacon Management For Voted - For
2 Elect Mark S. Bartlett Management For Voted - For
3 Elect Elsy Boglioli Management For Voted - For
4 Elect Claudio Costamagna Management For Voted - For
5 Elect Nicholas C. Fanandakis Management For Voted - For
6 Elect Steven H. Gunby Management For Voted - For
7 Elect Gerard E. Holthaus Management For Voted - For
8 Elect Stephen C. Robinson Management For Voted - For
9 Elect Laureen E. Seeger Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
34
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
GAMING AND LEISURE PROPERTIES, INC.
Security ID: 36467J108 Ticker: GLPI
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Peter M. Carlino Management For Voted - For
2 Elect JoAnne A. Epps Management For Voted - For
3 Elect Carol Lynton Management For Voted - For
4 Elect Joseph W. Marshall, III Management For Voted - For
5 Elect James B. Perry Management For Voted - For
6 Elect Barry F. Schwartz Management For Voted - For
7 Elect Earl C. Shanks Management For Voted - For
8 Elect E. Scott Urdang Management For Voted - Against
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GENERAL DYNAMICS CORPORATION
Security ID: 369550108 Ticker: GD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Richard D. Clarke Management For Voted - For
2 Elect James S. Crown Management For Voted - For
3 Elect Rudy F. deLeon Management For Voted - For
4 Elect Cecil D. Haney Management For Voted - For
5 Elect Mark M. Malcolm Management For Voted - For
6 Elect James N. Mattis Management For Voted - For
7 Elect Phebe N. Novakovic Management For Voted - For
8 Elect C. Howard Nye Management For Voted - For
9 Elect Catherine B. Reynolds Management For Voted - For
10 Elect Laura J. Schumacher Management For Voted - For
11 Elect Robert K. Steel Management For Voted - For
12 Elect John G. Stratton Management For Voted - For
13 Elect Peter A. Wall Management For Voted - For
14 Amendment to Articles Limiting the Liability of
Certain Officers Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Report on Human
Rights Impact Assessments Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
35
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
GENUINE PARTS COMPANY
Security ID: 372460105 Ticker: GPC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Elizabeth W. Camp Management For Voted - For
2 Elect Richard Cox, Jr. Management For Voted - For
3 Elect Paul D. Donahue Management For Voted - For
4 Elect Gary P. Fayard Management For Voted - For
5 Elect P. Russell Hardin Management For Voted - For
6 Elect John R. Holder Management For Voted - For
7 Elect Donna W. Hyland Management For Voted - For
8 Elect John D. Johns Management For Voted - For
9 Elect Jean-Jacques Lafont Management For Voted - For
10 Elect Robert C. Loudermilk, Jr. Management For Voted - For
11 Elect Wendy B. Needham Management For Voted - For
12 Elect Juliette W. Pryor Management For Voted - For
13 Elect E. Jenner Wood III Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Jacqueline K. Barton Management For Voted - For
2 Elect Jeffrey A. Bluestone Management For Voted - For
3 Elect Sandra J. Horning Management For Voted - For
4 Elect Kelly A. Kramer Management For Voted - For
5 Elect Kevin E. Lofton Management For Voted - For
6 Elect Harish Manwani Management For Voted - For
7 Elect Daniel P. O'Day Management For Voted - For
8 Elect Javier J. Rodriguez Management For Voted - For
9 Elect Anthony Welters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
36
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
H&R BLOCK, INC.
Security ID: 093671105 Ticker: HRB
Meeting Date: 04-Nov-22 Meeting Type: Annual
1 Elect Sean H. Cohan Management For Voted - For
2 Elect Robert A. Gerard Management For Voted - For
3 Elect Anuradha Gupta Management For Voted - For
4 Elect Richard A. Johnson Management For Voted - For
5 Elect Jeffrey J. Jones II Management For Voted - For
6 Elect Mia F. Mends Management For Voted - For
7 Elect Yolande G. Piazza Management For Voted - For
8 Elect Victoria J. Reich Management For Voted - For
9 Elect Matthew E. Winter Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
HALOZYME THERAPEUTICS, INC.
Security ID: 40637H109 Ticker: HALO
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Bernadette Connaughton Management For Voted - For
2 Elect Moni Miyashita Management For Voted - For
3 Elect Matthew L. Posard Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
HASBRO, INC.
Security ID: 418056107 Ticker: HAS
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Michael R. Burns Management For Voted - For
2 Elect Hope Cochran Management For Voted - For
3 Elect Christian P. Cocks Management For Voted - For
4 Elect Lisa Gersh Management For Voted - For
5 Elect Elizabeth Hamren Management For Voted - For
6 Elect Blake Jorgensen Management For Voted - For
7 Elect Tracy A. Leinbach Management For Voted - For
8 Elect Laurel J. Richie Management For Voted - For
9 Elect Richard S. Stoddart Management For Voted - For
10 Elect Mary Elizabeth West Management For Voted - For
11 Elect Linda Zecher Higgins Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2003 Stock Incentive Performance
Plan Management For Voted - For
37
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratification of Auditor Management For Voted - For
HAWAIIAN ELECTRIC INDUSTRIES, INC.
Security ID: 419870100 Ticker: HE
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Thomas B. Fargo Management For Voted - For
2 Elect Celeste A. Connors Management For Voted - For
3 Elect Richard J. Dahl Management For Voted - For
4 Elect Elisia K. Flores Management For Voted - For
5 Elect Peggy Y. Fowler Management For Voted - For
6 Elect Micah A. Kane Management For Voted - For
7 Elect Michael J. Kennedy Management For Voted - For
8 Elect Yoko Otani Management For Voted - For
9 Elect William James Scilacci, Jr. Management For Voted - For
10 Elect Scott W.H. Seu Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
HESS CORPORATION
Security ID: 42809H107 Ticker: HES
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Terrence J. Checki Management For Voted - For
2 Elect Leonard S. Coleman, Jr. Management For Voted - For
3 Elect Lisa Glatch Management For Voted - For
4 Elect John B. Hess Management For Voted - For
5 Elect Edith E. Holiday Management For Voted - Against
6 Elect Marc S. Lipschultz Management For Voted - For
7 Elect Raymond J. McGuire Management For Voted - For
8 Elect David McManus Management For Voted - For
9 Elect Kevin O. Meyers Management For Voted - For
10 Elect Karyn F. Ovelmen Management For Voted - For
11 Elect James H. Quigley Management For Voted - For
12 Elect William G. Schrader Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
HF SINCLAIR CORPORATION
Security ID: 403949100 Ticker: DINO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Anne-Marie N. Ainsworth Management For Voted - For
2 Elect Anna C. Catalano Management For Voted - For
38
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Leldon E. Echols Management For Voted - For
4 Elect Manuel J. Fernandez Management For Voted - For
5 Elect Timothy Go Management For Voted - For
6 Elect Rhoman J. Hardy Management For Voted - For
7 Elect R. Craig Knocke Management For Voted - For
8 Elect Robert J. Kostelnik Management For Voted - Against
9 Elect James H. Lee Management For Voted - For
10 Elect Ross B. Matthews Management For Voted - For
11 Elect Franklin Myers Management For Voted - For
12 Elect Norman J. Szydlowski Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106 Ticker: HON
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Duncan B. Angove Management For Voted - For
3 Elect William S. Ayer Management For Voted - For
4 Elect Kevin Burke Management For Voted - For
5 Elect D. Scott Davis Management For Voted - For
6 Elect Deborah Flint Management For Voted - For
7 Elect Vimal Kapur Management For Voted - For
8 Elect Rose Lee Management For Voted - For
9 Elect Grace D. Lieblein Management For Voted - For
10 Elect Robin L. Washington Management For Voted - For
11 Elect Robin Watson Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Environmental and
Health Impact Report Shareholder Against Voted - Against
HORMEL FOODS CORPORATION
Security ID: 440452100 Ticker: HRL
Meeting Date: 31-Jan-23 Meeting Type: Annual
1 Elect Prama Bhatt Management For Voted - For
2 Elect Gary C. Bhojwani Management For Voted - For
3 Elect Stephen M. Lacy Management For Voted - For
4 Elect Elsa A. Murano Management For Voted - For
5 Elect Susan K. Nestegard Management For Voted - For
39
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect William A. Newlands Management For Voted - For
7 Elect Christopher J. Policinski Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - For
9 Elect Sally J. Smith Management For Voted - For
10 Elect James P. Snee Management For Voted - For
11 Elect Steven A. White Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Policy on Use of
Antibiotics in the Supply Chain Shareholder Against Voted - Against
HUMANA INC.
Security ID: 444859102 Ticker: HUM
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Raquel C. Bono Management For Voted - For
2 Elect Bruce Broussard Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - Against
4 Elect David T. Feinberg Management For Voted - For
5 Elect Wayne A.I. Frederick Management For Voted - For
6 Elect John W. Garratt Management For Voted - For
7 Elect Kurt J. Hilzinger Management For Voted - For
8 Elect Karen W. Katz Management For Voted - For
9 Elect Marcy S. Klevorn Management For Voted - For
10 Elect William J. McDonald Management For Voted - For
11 Elect Jorge S. Mesquita Management For Voted - For
12 Elect Brad D. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HUNTINGTON INGALLS INDUSTRIES, INC.
Security ID: 446413106 Ticker: HII
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Augustus L. Collins Management For Voted - For
2 Elect Leo P. Denault Management For Voted - For
3 Elect Kirkland H. Donald Management For Voted - For
4 Elect Victoria D. Harker Management For Voted - For
5 Elect Frank R. Jimenez Management For Voted - For
6 Elect Christopher D. Kastner Management For Voted - For
7 Elect Anastasia D. Kelly Management For Voted - For
8 Elect Tracy B. McKibben Management For Voted - For
9 Elect Stephanie L. O'Sullivan Management For Voted - For
10 Elect Thomas C. Schievelbein Management For Voted - For
11 Elect John K. Welch Management For Voted - For
40
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104 Ticker: ICE
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Shantella E. Cooper Management For Voted - For
3 Elect Duriya M. Farooqui Management For Voted - For
4 Elect Lord Hague of Richmond Management For Voted - For
5 Elect Mark F. Mulhern Management For Voted - For
6 Elect Thomas E. Noonan Management For Voted - For
7 Elect Caroline L. Silver Management For Voted - For
8 Elect Jeffrey C. Sprecher Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Martha A. Tirinnanzi Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - For
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - Against
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
41
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - Against
INVITATION HOMES INC.
Security ID: 46187W107 Ticker: INVH
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Michael D. Fascitelli Management For Voted - For
1.2 Elect Dallas B. Tanner Management For Voted - For
1.3 Elect Jana Cohen Barbe Management For Voted - For
1.4 Elect Richard D. Bronson Management For Voted - For
1.5 Elect Jeffrey E. Kelter Management For Voted - For
1.6 Elect Joseph D. Margolis Management For Voted - For
1.7 Elect John B. Rhea Management For Voted - For
1.8 Elect Janice L. Sears Management For Voted - For
1.9 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
1.10 Elect Keith D. Taylor Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
IONIS PHARMACEUTICALS, INC.
Security ID: 462222100 Ticker: IONS
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Spencer R. Berthelsen Management For Voted - For
1.2 Elect Joan E. Herman Management For Voted - For
1.3 Elect B. Lynne Parshall Management For Voted - For
1.4 Elect Joseph H. Wender Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2011 Equity Incentive Plan Management For Voted - For
5 Amendment to the 2002 Non-Employee Directors Stock
Option Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
IRIDIUM COMMUNICATIONS INC.
Security ID: 46269C102 Ticker: IRDM
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect Robert H. Niehaus Management For Voted - For
1.2 Elect Thomas C. Canfield Management For Voted - For
1.3 Elect Matthew J. Desch Management For Voted - For
1.4 Elect Thomas J. Fitzpatrick Management For Voted - Withheld
1.5 Elect L. Anthony Frazier Management For Voted - For
1.6 Elect Jane L. Harman Management For Voted - For
42
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Alvin B. Krongard Management For Voted - For
1.8 Elect Suzanne E. McBride Management For Voted - For
1.9 Elect Eric T. Olson Management For Voted - For
1.10 Elect Parker W. Rush Management For Voted - For
1.11 Elect Kay N. Sears Management For Voted - For
1.12 Elect Jacqueline E. Yeaney Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2015 Equity Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
IRON MOUNTAIN INCORPORATED
Security ID: 46284V101 Ticker: IRM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Jennifer Allerton Management For Voted - For
2 Elect Pamela M. Arway Management For Voted - For
3 Elect Clarke H. Bailey Management For Voted - For
4 Elect Kent P. Dauten Management For Voted - For
5 Elect Monte E. Ford Management For Voted - For
6 Elect Robin L. Matlock Management For Voted - For
7 Elect William L. Meaney Management For Voted - For
8 Elect Wendy J. Murdock Management For Voted - For
9 Elect Walter C. Rakowich Management For Voted - For
10 Elect Doyle R. Simons Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
JACK HENRY & ASSOCIATES, INC.
Security ID: 426281101 Ticker: JKHY
Meeting Date: 15-Nov-22 Meeting Type: Annual
1 Elect David B. Foss Management For Voted - For
2 Elect Matthew C. Flanigan Management For Voted - For
3 Elect Thomas H. Wilson, Jr. Management For Voted - For
4 Elect Jacque R. Fiegel Management For Voted - For
5 Elect Thomas A. Wimsett Management For Voted - For
6 Elect Laura G. Kelly Management For Voted - For
7 Elect Shruti S. Miyashiro Management For Voted - For
8 Elect Wesley A. Brown Management For Voted - For
9 Elect Curtis A. Campbell Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
43
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
JEFFERIES FINANCIAL GROUP INC.
Security ID: 47233W109 Ticker: JEF
Meeting Date: 28-Jun-23 Meeting Type: Special
1 Amendment to to Authorize a New Class of Non-Voting
Common Stock Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Mary C. Beckerle Management For Voted - For
3 Elect D. Scott Davis Management For Voted - For
4 Elect Jennifer A. Doudna Management For Voted - For
5 Elect Joaquin Duato Management For Voted - For
6 Elect Marillyn A. Hewson Management For Voted - For
7 Elect Paula A. Johnson Management For Voted - For
8 Elect Hubert Joly Management For Voted - For
9 Elect Mark B. McClellan Management For Voted - For
10 Elect Anne Mulcahy Management For Voted - For
11 Elect Mark A. Weinberger Management For Voted - For
12 Elect Nadja Y. West Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Adoption of
Mandatory Arbitration Bylaw Shareholder Against Voted - Abstain
17 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - Against
18 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
KARUNA THERAPEUTICS, INC.
Security ID: 48576A100 Ticker: KRTX
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Bill Meury Management For Voted - For
2 Elect Laurie Olson Management For Voted - Withheld
3 Elect David Wheadon Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
44
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
KINSALE CAPITAL GROUP, INC.
Security ID: 49714P108 Ticker: KNSL
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Michael P. Kehoe Management For Voted - For
2 Elect Steven J. Bensinger Management For Voted - For
3 Elect Teresa P. Chia Management For Voted - For
4 Elect Robert V. Hatcher, III Management For Voted - For
5 Elect Anne C. Kronenberg Management For Voted - For
6 Elect Robert Lippincott III Management For Voted - For
7 Elect James J. Ritchie Management For Voted - For
8 Elect Frederick L. Russell, Jr. Management For Voted - For
9 Elect Gregory M. Share Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
L3HARRIS TECHNOLOGIES, INC.
Security ID: 502431109 Ticker: LHX
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Sallie B. Bailey Management For Voted - For
2 Elect Peter W. Chiarelli Management For Voted - For
3 Elect Thomas A. Dattilo Management For Voted - Against
4 Elect Roger B. Fradin Management For Voted - For
5 Elect Joanna L. Geraghty Management For Voted - For
6 Elect Harry B. Harris, Jr. Management For Voted - For
7 Elect Lewis Hay III Management For Voted - For
8 Elect Christopher E. Kubasik Management For Voted - For
9 Elect Rita S. Lane Management For Voted - For
10 Elect Robert B. Millard Management For Voted - For
11 Elect Edward A. Rice, Jr. Management For Voted - For
12 Elect Christina L. Zamarro Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
LANTHEUS HOLDINGS, INC.
Security ID: 516544103 Ticker: LNTH
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Minnie Baylor-Henry Management For Voted - For
2 Elect Heinz Mausli Management For Voted - For
3 Elect Julie H. McHugh Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
45
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
LEIDOS HOLDINGS, INC.
Security ID: 525327102 Ticker: LDOS
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Thomas A. Bell Management For Voted - For
2 Elect Gregory R. Dahlberg Management For Voted - For
3 Elect David G. Fubini Management For Voted - For
4 Elect Noel B. Geer Management For Voted - For
5 Elect Miriam E. John Management For Voted - For
6 Elect Robert C. Kovarik, Jr. Management For Voted - For
7 Elect Harry M. Jansen Kraemer, Jr. Management For Voted - For
8 Elect Gary S. May Management For Voted - For
9 Elect Surya N. Mohapatra Management For Voted - For
10 Elect Patrick M. Shanahan Management For Voted - For
11 Elect Robert S. Shapard Management For Voted - For
12 Elect Susan M. Stalnecker Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Proposal Regarding Report on Political Expenditures
and Values Congruency Shareholder Against Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
LOCKHEED MARTIN CORPORATION
Security ID: 539830109 Ticker: LMT
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Daniel F. Akerson Management For Voted - For
2 Elect David B. Burritt Management For Voted - For
3 Elect Bruce A. Carlson Management For Voted - For
4 Elect John Donovan Management For Voted - For
5 Elect Joseph Dunford Jr. Management For Voted - For
6 Elect James O. Ellis, Jr. Management For Voted - For
7 Elect Thomas J. Falk Management For Voted - For
8 Elect Ilene S. Gordon Management For Voted - For
9 Elect Vicki A. Hollub Management For Voted - For
10 Elect Jeh C. Johnson Management For Voted - For
11 Elect Debra L. Reed-Klages Management For Voted - For
12 Elect James D. Taiclet Management For Voted - For
13 Elect Patricia E. Yarrington Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
46
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Report on Human
Rights Impact Assessments Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Aligning
Value Chain GHG Reductions with Paris Agreement Shareholder Against Voted - For
LPL FINANCIAL HOLDINGS INC.
Security ID: 50212V100 Ticker: LPLA
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Dan H. Arnold Management For Voted - For
2 Elect Edward C. Bernard Management For Voted - For
3 Elect H. Paulett Eberhart Management For Voted - For
4 Elect William F. Glavin, Jr. Management For Voted - For
5 Elect Albert J. Ko Management For Voted - For
6 Elect Allison Mnookin Management For Voted - For
7 Elect Anne Mulcahy Management For Voted - For
8 Elect James S. Putnam Management For Voted - For
9 Elect Richard P. Schifter Management For Voted - For
10 Elect Corey Thomas Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MARATHON OIL CORPORATION
Security ID: 565849106 Ticker: MRO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Chadwick C. Deaton Management For Voted - For
2 Elect Marcela E. Donadio Management For Voted - For
3 Elect M. Elise Hyland Management For Voted - For
4 Elect Holli C. Ladhani Management For Voted - For
5 Elect Mark A. McCollum Management For Voted - For
6 Elect Brent J. Smolik Management For Voted - For
7 Elect Lee M. Tillman Management For Voted - For
8 Elect Shawn D. Williams Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MARATHON PETROLEUM CORPORATION
Security ID: 56585A102 Ticker: MPC
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect J. Michael Stice Management For Voted - For
2 Elect John P. Surma Management For Voted - For
3 Elect Susan Tomasky Management For Voted - For
47
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Toni Townes-Whitley Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
8 Elimination of Supermajority Requirement Management For Voted - For
9 Change in Maximum Board Size Management For Voted - For
10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - For
12 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Audited Report on
Asset Retirement Obligations Shareholder Against Voted - For
MARSH & MCLENNAN COMPANIES, INC.
Security ID: 571748102 Ticker: MMC
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Anthony K. Anderson Management For Voted - For
2 Elect John Q. Doyle Management For Voted - For
3 Elect Hafize Gaye Erkan Management For Voted - For
4 Elect Oscar Fanjul Martin Management For Voted - For
5 Elect H. Edward Hanway Management For Voted - For
6 Elect Judith Hartmann Management For Voted - For
7 Elect Deborah C. Hopkins Management For Voted - For
8 Elect Tamara Ingram Management For Voted - For
9 Elect Jane H. Lute Management For Voted - For
10 Elect Steven A. Mills Management For Voted - For
11 Elect Bruce P. Nolop Management For Voted - For
12 Elect Morton O. Schapiro Management For Voted - For
13 Elect Lloyd M. Yates Management For Voted - For
14 Elect Ray G. Young Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - For
MCDONALD'S CORPORATION
Security ID: 580135101 Ticker: MCD
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Anthony G. Capuano Management For Voted - For
2 Elect Kareem Daniel Management For Voted - For
3 Elect Lloyd H. Dean Management For Voted - For
4 Elect Catherine Engelbert Management For Voted - For
5 Elect Margaret H. Georgiadis Management For Voted - For
6 Elect Enrique Hernandez, Jr. Management For Voted - For
7 Elect Christopher Kempczinski Management For Voted - For
48
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Richard H. Lenny Management For Voted - For
9 Elect John Mulligan Management For Voted - For
10 Elect Jennifer Taubert Management For Voted - For
11 Elect Paul S. Walsh Management For Voted - For
12 Elect Amy Weaver Management For Voted - For
13 Elect Miles D. White Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Policy on Use of
Medically-Important Antibiotics in the Beef and
Pork Supply Chain Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Compliance With WHO
Guidelines on Medically-Important Antimicrobials in
Supply Chain Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
22 Shareholder Proposal Regarding Transparency Report
on Global Public Policy And Political Influence Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Disclosure of Animal
Welfare Indicators Shareholder Against Voted - Against
MCKESSON CORPORATION
Security ID: 58155Q103 Ticker: MCK
Meeting Date: 22-Jul-22 Meeting Type: Annual
1 Elect Richard H. Carmona Management For Voted - For
2 Elect Dominic J. Caruso Management For Voted - For
3 Elect W. Roy Dunbar Management For Voted - For
4 Elect James H. Hinton Management For Voted - For
5 Elect Donald R. Knauss Management For Voted - For
6 Elect Bradley E. Lerman Management For Voted - For
7 Elect Linda P. Mantia Management For Voted - For
8 Elect Maria Martinez Management For Voted - For
9 Elect Susan R. Salka Management For Voted - For
10 Elect Brian S. Tyler Management For Voted - For
11 Elect Kathleen Wilson-Thompson Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Approval of the 2022 Stock Plan Management For Voted - For
15 Amendment to the 2000 Employee Stock Purchase Plan Management For Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
17 Shareholder Proposal Regarding 10b5-1 Plans Shareholder Against Voted - For
49
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
MEDTRONIC PLC
Security ID: 585055106 Ticker: MDT
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect Richard H. Anderson Management For Voted - For
2 Elect Craig Arnold Management For Voted - For
3 Elect Scott C. Donnelly Management For Voted - For
4 Elect Lidia L. Fonseca Management For Voted - For
5 Elect Andrea J. Goldsmith Management For Voted - For
6 Elect Randall J. Hogan, III Management For Voted - For
7 Elect Kevin E. Lofton Management For Voted - For
8 Elect Geoffrey Straub Martha Management For Voted - For
9 Elect Elizabeth G. Nabel Management For Voted - For
10 Elect Denise M. O'Leary Management For Voted - For
11 Elect Kendall J. Powell Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
MERCK & CO., INC.
Security ID: 58933Y105 Ticker: MRK
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Douglas M. Baker, Jr. Management For Voted - For
2 Elect Mary Ellen Coe Management For Voted - For
3 Elect Pamela J. Craig Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
5 Elect Thomas H. Glocer Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Stephen L. Mayo Management For Voted - For
8 Elect Paul B. Rothman Management For Voted - For
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Christine E. Seidman Management For Voted - For
11 Elect Inge G. Thulin Management For Voted - For
12 Elect Kathy J. Warden Management For Voted - For
13 Elect Peter C. Wendell Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
50
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
MID-AMERICA APARTMENT COMMUNITIES, INC.
Security ID: 59522J103 Ticker: MAA
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect H. Eric Bolton, Jr. Management For Voted - For
2 Elect Deborah H. Caplan Management For Voted - For
3 Elect John P. Case Management For Voted - For
4 Elect Tamara D. Fischer Management For Voted - For
5 Elect Alan B. Graf, Jr. Management For Voted - For
6 Elect Toni Jennings Management For Voted - For
7 Elect Edith Kelly-Green Management For Voted - For
8 Elect James K. Lowder Management For Voted - For
9 Elect Thomas H. Lowder Management For Voted - For
10 Elect Claude B. Nielsen Management For Voted - For
11 Elect W. Reid Sanders Management For Voted - For
12 Elect Gary Shorb Management For Voted - For
13 Elect David P. Stockert Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Approval of the 2023 Omnibus Incentive Plan Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Lewis W.K. Booth Management For Voted - For
2 Elect Charles E. Bunch Management For Voted - Against
3 Elect Ertharin Cousin Management For Voted - For
4 Elect Jorge S. Mesquita Management For Voted - For
5 Elect Anindita Mukherjee Management For Voted - For
6 Elect Jane Hamilton Nielsen Management For Voted - For
7 Elect Patrick T. Siewert Management For Voted - For
8 Elect Michael A. Todman Management For Voted - For
9 Elect Dirk Van de Put Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
14 Shareholder Proposal Regarding Cage-Free Eggs Shareholder Against Voted - Against
51
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Shareholder Proposal Regarding Report on Child
Labor in Cocoa Supply Chain Shareholder Against Voted - Against
MURPHY OIL CORPORATION
Security ID: 626717102 Ticker: MUR
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Claiborne P. Deming Management For Voted - For
2 Elect Lawrence R. Dickerson Management For Voted - For
3 Elect Michelle A. Earley Management For Voted - For
4 Elect Roger W. Jenkins Management For Voted - For
5 Elect Elisabeth W. Keller Management For Voted - For
6 Elect James V. Kelley Management For Voted - For
7 Elect R. Madison Murphy Management For Voted - For
8 Elect Jeffrey W. Nolan Management For Voted - For
9 Elect Robert N. Ryan, Jr. Management For Voted - For
10 Elect Laura A. Sugg Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
MURPHY USA INC.
Security ID: 626755102 Ticker: MUSA
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Claiborne P. Deming Management For Voted - For
2 Elect Jeanne L. Phillips Management For Voted - Against
3 Elect Jack T. Taylor Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Approval of the 2023 Omnibus Incentive Plan Management For Voted - For
NASDAQ, INC.
Security ID: 631103108 Ticker: NDAQ
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Melissa M. Arnoldi Management For Voted - For
2 Elect Charlene T. Begley Management For Voted - For
3 Elect Steven D. Black Management For Voted - For
4 Elect Adena T. Friedman Management For Voted - For
5 Elect Essa Kazim Management For Voted - For
6 Elect Thomas A. Kloet Management For Voted - For
7 Elect Michael R. Splinter Management For Voted - For
8 Elect Johan Torgeby Management For Voted - For
9 Elect Toni Townes-Whitley Management For Voted - For
10 Elect Jeffery W. Yabuki Management For Voted - For
52
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
NATIONAL FUEL GAS COMPANY
Security ID: 636180101 Ticker: NFG
Meeting Date: 09-Mar-23 Meeting Type: Annual
1.1 Elect David C. Carroll Management For Voted - For
1.2 Elect Steven C. Finch Management For Voted - For
1.3 Elect Joseph N. Jaggers Management For Voted - For
1.4 Elect Jeffrey W. Shaw Management For Voted - For
1.5 Elect Thomas E. Skains Management For Voted - For
1.6 Elect David F. Smith Management For Voted - For
1.7 Elect Ronald J. Tanski Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
NATIONAL INSTRUMENTS CORPORATION
Security ID: 636518102 Ticker: NATI
Meeting Date: 29-Jun-23 Meeting Type: Special
1 Acquisition by Emerson Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
NEUROCRINE BIOSCIENCES, INC.
Security ID: 64125C109 Ticker: NBIX
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Kevin C. Gorman Management For Voted - For
1.2 Elect Gary Lyons Management For Voted - For
1.3 Elect Johanna Mercier Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
53
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102 Ticker: NOC
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Kathy J. Warden Management For Voted - For
2 Elect David P. Abney Management For Voted - For
3 Elect Marianne C. Brown Management For Voted - For
4 Elect Ann M. Fudge Management For Voted - For
5 Elect Madeleine A. Kleiner Management For Voted - For
6 Elect Arvind Krishna Management For Voted - For
7 Elect Graham N. Robinson Management For Voted - For
8 Elect Kimberly A. Ross Management For Voted - For
9 Elect Gary Roughead Management For Voted - For
10 Elect Thomas M. Schoewe Management For Voted - For
11 Elect James S. Turley Management For Voted - For
12 Elect Mark A. Welsh III Management For Voted - For
13 Elect Mary A. Winston Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Reduction of the Ownership Threshold Required to
Call a Special Meeting of Shareholders Management For Voted - For
18 Shareholder Proposal Regarding Alignment of
Political Activities with Human Rights Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
NORTONLIFELOCK INC.
Security ID: 668771108 Ticker: NLOK
Meeting Date: 13-Sep-22 Meeting Type: Annual
1 Elect Susan P. Barsamian Management For Voted - For
2 Elect Eric K. Brandt Management For Voted - For
3 Elect Frank E. Dangeard Management For Voted - For
4 Elect Nora M. Denzel Management For Voted - For
5 Elect Peter A. Feld Management For Voted - For
6 Elect Emily Heath Management For Voted - For
7 Elect Vincent Pilette Management For Voted - For
8 Elect Sherrese M. Smith Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
12 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
54
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
OCCIDENTAL PETROLEUM CORPORATION
Security ID: 674599105 Ticker: OXY
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Vicky A. Bailey Management For Voted - For
2 Elect Andrew Gould Management For Voted - For
3 Elect Carlos M. Gutierrez Management For Voted - For
4 Elect Vicki A. Hollub Management For Voted - For
5 Elect William R. Klesse Management For Voted - For
6 Elect Jack B. Moore Management For Voted - For
7 Elect Claire O'Neill Management For Voted - For
8 Elect Avedick B. Poladian Management For Voted - For
9 Elect Kenneth B. Robinson Management For Voted - For
10 Elect Robert M. Shearer Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
O'REILLY AUTOMOTIVE, INC.
Security ID: 67103H107 Ticker: ORLY
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect David E. O'Reilly Management For Voted - For
2 Elect Larry P. O'Reilly Management For Voted - For
3 Elect Greg Henslee Management For Voted - For
4 Elect Jay D. Burchfield Management For Voted - For
5 Elect Thomas T. Hendrickson Management For Voted - For
6 Elect John R. Murphy Management For Voted - For
7 Elect Dana M. Perlman Management For Voted - For
8 Elect Maria A. Sastre Management For Voted - For
9 Elect Andrea M. Weiss Management For Voted - For
10 Elect Fred Whitfield Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
PALO ALTO NETWORKS, INC.
Security ID: 697435105 Ticker: PANW
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Helene D. Gayle Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Ratification of Auditor Management For Voted - For
55
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
PAYCHEX, INC.
Security ID: 704326107 Ticker: PAYX
Meeting Date: 13-Oct-22 Meeting Type: Annual
1 Elect Martin Mucci Management For Voted - For
2 Elect Thomas F. Bonadio Management For Voted - For
3 Elect Joseph G. Doody Management For Voted - For
4 Elect David J. S. Flaschen Management For Voted - For
5 Elect B. Thomas Golisano Management For Voted - For
6 Elect Pamela A. Joseph Management For Voted - For
7 Elect Kevin A. Price Management For Voted - For
8 Elect Joseph M. Tucci Management For Voted - For
9 Elect Joseph M. Velli Management For Voted - For
10 Elect Kara Wilson Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
PBF ENERGY INC.
Security ID: 69318G106 Ticker: PBF
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Thomas J. Nimbley Management For Voted - For
2 Elect E. Spencer Abraham Management For Voted - For
3 Elect Wayne A. Budd Management For Voted - For
4 Elect Paul J. Donahue Management For Voted - For
5 Elect S. Eugene Edwards Management For Voted - For
6 Elect Georganne Hodges Management For Voted - For
7 Elect Kimberly S. Lubel Management For Voted - For
8 Elect George E. Ogden Management For Voted - For
9 Elect Damian W. Wilmot Management For Voted - For
10 Elect Lawrence M. Ziemba Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
PEPSICO, INC.
Security ID: 713448108 Ticker: PEP
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Segun Agbaje Management For Voted - For
2 Elect Jennifer Bailey Management For Voted - For
3 Elect Cesar Conde Management For Voted - For
4 Elect Ian M. Cook Management For Voted - For
5 Elect Edith W. Cooper Management For Voted - For
56
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Susan M. Diamond Management For Voted - For
7 Elect Dina Dublon Management For Voted - For
8 Elect Michelle D. Gass Management For Voted - For
9 Elect Ramon L. Laguarta Management For Voted - For
10 Elect Dave Lewis Management For Voted - For
11 Elect David C. Page Management For Voted - For
12 Elect Robert C. Pohlad Management For Voted - For
13 Elect Daniel L. Vasella Management For Voted - For
14 Elect Darren Walker Management For Voted - For
15 Elect Alberto Weisser Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Congruency Report on
Net-Zero Emissions Policy Shareholder Against Voted - Against
PNM RESOURCES, INC.
Security ID: 69349H107 Ticker: PNM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Vicky A. Bailey Management For Voted - For
2 Elect Norman P. Becker Management For Voted - For
3 Elect Patricia K. Collawn Management For Voted - For
4 Elect E. Renae Conley Management For Voted - For
5 Elect Alan J. Fohrer Management For Voted - For
6 Elect Sidney M. Gutierrez Management For Voted - For
7 Elect James A. Hughes Management For Voted - For
8 Elect Maureen T. Mullarkey Management For Voted - For
9 Elect Donald K. Schwanz Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Approval of 2023 Performance Equity Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
POST HOLDINGS, INC.
Security ID: 737446104 Ticker: POST
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Dorothy M. Burwell Management For Voted - For
2 Elect Robert E. Grote Management For Voted - For
3 Elect David W. Kemper Management For Voted - For
4 Elect Robert V. Vitale Management For Voted - For
57
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
PREMIER, INC.
Security ID: 74051N102 Ticker: PINC
Meeting Date: 02-Dec-22 Meeting Type: Annual
1.1 Elect Michael J. Alkire Management For Voted - For
1.2 Elect Jody R. Davids Management For Voted - For
1.3 Elect Peter S. Fine Management For Voted - For
1.4 Elect Marvin R. O'Quinn Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PROMETHEUS BIOSCIENCES, INC.
Security ID: 74349U108 Ticker: RXDX
Meeting Date: 15-Jun-23 Meeting Type: Special
1 Merger (Merck & Co., Inc.) Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
PUBLIC STORAGE
Security ID: 74460D109 Ticker: PSA
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Ronald L. Havner, Jr. Management For Voted - For
2 Elect Tamara Hughes Gustavson Management For Voted - For
3 Elect Leslie Stone Heisz Management For Voted - For
4 Elect Shankh S. Mitra Management For Voted - For
5 Elect David J. Neithercut Management For Voted - For
6 Elect Rebecca L. Owen Management For Voted - For
7 Elect Kristy M. Pipes Management For Voted - For
8 Elect Avedick B. Poladian Management For Voted - For
9 Elect John Reyes Management For Voted - For
10 Elect Joseph D. Russell, Jr. Management For Voted - For
11 Elect Tariq M. Shaukat Management For Voted - For
12 Elect Ronald P. Spogli Management For Voted - For
13 Elect Paul S. Williams Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - Against
58
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
QUANTA SERVICES, INC.
Security ID: 74762E102 Ticker: PWR
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Earl C. Austin, Jr. Management For Voted - For
2 Elect Doyle N. Beneby Management For Voted - For
3 Elect Vincent D. Foster Management For Voted - For
4 Elect Bernard Fried Management For Voted - For
5 Elect Worthing F. Jackman Management For Voted - For
6 Elect Holli C. Ladhani Management For Voted - For
7 Elect David M. McClanahan Management For Voted - For
8 Elect R. Scott Rowe Management For Voted - For
9 Elect Margaret B. Shannon Management For Voted - For
10 Elect Martha B. Wyrsch Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
QUEST DIAGNOSTICS INCORPORATED
Security ID: 74834L100 Ticker: DGX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect James E. Davis Management For Voted - For
2 Elect Luis Diaz, Jr. Management For Voted - For
3 Elect Tracey C. Doi Management For Voted - For
4 Elect Vicky B. Gregg Management For Voted - For
5 Elect Wright L. Lassiter III Management For Voted - For
6 Elect Timothy L. Main Management For Voted - For
7 Elect Denise M. Morrison Management For Voted - For
8 Elect Gary M. Pfeiffer Management For Voted - For
9 Elect Timothy M. Ring Management For Voted - For
10 Elect Gail R. Wilensky Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Amendment to the Long-Term Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - Against
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph L. Goldstein Management For Voted - Against
2 Elect Christine A. Poon Management For Voted - For
3 Elect Craig B. Thompson Management For Voted - For
59
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Huda Y. Zoghbi Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
REPUBLIC SERVICES, INC.
Security ID: 760759100 Ticker: RSG
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Manuel Kadre Management For Voted - For
2 Elect Tomago Collins Management For Voted - For
3 Elect Michael A. Duffy Management For Voted - For
4 Elect Thomas W. Handley Management For Voted - For
5 Elect Jennifer M. Kirk Management For Voted - For
6 Elect Michael Larson Management For Voted - For
7 Elect James P. Snee Management For Voted - For
8 Elect Brian S. Tyler Management For Voted - For
9 Elect Jon Vander Ark Management For Voted - For
10 Elect Sandra M. Volpe Management For Voted - For
11 Elect Katharine B. Weymouth Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
RLI CORP.
Security ID: 749607107 Ticker: RLI
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Kaj Ahlmann Management For Voted - Against
2 Elect Michael E. Angelina Management For Voted - For
3 Elect David B. Duclos Management For Voted - For
4 Elect Susan S. Fleming Management For Voted - For
5 Elect Jordan W. Graham Management For Voted - For
6 Elect Craig W. Kliethermes Management For Voted - For
7 Elect Paul B. Medini Management For Voted - For
8 Elect Jonathan E. Michael Management For Voted - For
9 Elect Robert P. Restrepo, Jr. Management For Voted - For
10 Elect Debbie S. Roberts Management For Voted - For
11 Elect Michael J. Stone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Amendment to Articles Regarding the Exculpation of
Officers Management For Voted - Against
14 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
60
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
ROGERS CORPORATION
Security ID: 775133101 Ticker: ROG
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect Keith L. Barnes Management For Voted - For
1.2 Elect Larry L Berger Management For Voted - For
1.3 Elect Megan Faust Management For Voted - For
1.4 Elect Colin Gouveia Management For Voted - For
1.5 Elect Armand F. Lauzon, Jr. Management For Voted - For
1.6 Elect Ganesh Moorthy Management For Voted - Withheld
1.7 Elect Jeffrey J. Owens Management For Voted - For
1.8 Elect Anne Roby Management For Voted - For
1.9 Elect Peter C. Wallace Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SAREPTA THERAPEUTICS, INC.
Security ID: 803607100 Ticker: SRPT
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Richard J. Barry Management For Voted - Against
2 Elect M. Kathleen Behrens Management For Voted - For
3 Elect Stephen L. Mayo Management For Voted - For
4 Elect Claude Nicaise Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Amendment to the 2018 Equity Incentive Plan Management For Voted - For
7 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - For
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Security ID: 808625107 Ticker: SAIC
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Garth N. Graham Management For Voted - For
2 Elect Carolyn B. Handlon Management For Voted - For
3 Elect Yvette Kanouff Management For Voted - For
4 Elect Nazzic S. Keene Management For Voted - For
5 Elect Timothy J. Mayopoulos Management For Voted - For
6 Elect Katharina G. McFarland Management For Voted - For
7 Elect Milford W. McGuirt Management For Voted - For
8 Elect Donna S. Morea Management For Voted - For
9 Elect James C. Reagan Management For Voted - For
10 Elect Steven R. Shane Management For Voted - For
61
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Approval of the 2023 Equity Incentive Plan Management For Voted - For
14 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
SEMPRA ENERGY
Security ID: 816851109 Ticker: SRE
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Andres Conesa Labastida Management For Voted - For
2 Elect Pablo A. Ferrero Management For Voted - For
3 Elect Jeffrey W. Martin Management For Voted - For
4 Elect Bethany J. Mayer Management For Voted - For
5 Elect Michael N. Mears Management For Voted - For
6 Elect Jack T. Taylor Management For Voted - For
7 Elect Cynthia L. Walker Management For Voted - For
8 Elect Cynthia J. Warner Management For Voted - For
9 Elect James C. Yardley Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Increase in Authorized Common Stock Management For Voted - Against
14 Company Name Change Management For Voted - For
15 Article Amendments to Make Certain Technical and
Administrative Changes Management For Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
SILGAN HOLDINGS INC.
Security ID: 827048109 Ticker: SLGN
Meeting Date: 30-May-23 Meeting Type: Annual
1.1 Elect Leigh J. Abramson Management For Voted - Withheld
1.2 Elect Robert B. Lewis Management For Voted - For
1.3 Elect Niharika Ramdev Management For Voted - For
2 Amendment to the 2004 Stock Incentive Plan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SONOCO PRODUCTS COMPANY
Security ID: 835495102 Ticker: SON
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Steven L. Boyd Management For Voted - For
2 Elect R. Howard Coker Management For Voted - For
3 Elect Pamela L. Davies Management For Voted - For
62
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Theresa J. Drew Management For Voted - For
5 Elect Philippe Guillemot Management For Voted - For
6 Elect John R. Haley Management For Voted - For
7 Elect Robert R. Hill, Jr. Management For Voted - For
8 Elect Eleni Istavridis Management For Voted - For
9 Elect Richard G. Kyle Management For Voted - For
10 Elect Blythe J. McGarvie Management For Voted - For
11 Elect Thomas E. Whiddon Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
SOUTHWESTERN ENERGY COMPANY
Security ID: 845467109 Ticker: SWN
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect John D. Gass Management For Voted - For
2 Elect S. P. Johnson IV Management For Voted - For
3 Elect Catherine A. Kehr Management For Voted - Against
4 Elect Greg D. Kerley Management For Voted - For
5 Elect Jon A. Marshall Management For Voted - For
6 Elect Patrick M. Prevost Management For Voted - For
7 Elect Anne Taylor Management For Voted - For
8 Elect Denis J. Walsh III Management For Voted - For
9 Elect William J. Way Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Reduce Ownership Threshold for Shareholders to Call
a Special Meeting Management For Voted - For
14 Amendment to Articles Regarding the Exculpation of
Officers Management For Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
STEEL DYNAMICS, INC.
Security ID: 858119100 Ticker: STLD
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Mark D. Millett Management For Voted - For
1.2 Elect Sheree L. Bargabos Management For Voted - For
1.3 Elect Kenneth W. Cornew Management For Voted - For
1.4 Elect Traci M. Dolan Management For Voted - For
1.5 Elect James C. Marcuccilli Management For Voted - For
1.6 Elect Bradley S. Seaman Management For Voted - Withheld
1.7 Elect Gabriel L. Shaheen Management For Voted - For
63
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Luis M. Sierra Management For Voted - For
1.9 Elect Steven A. Sonnenberg Management For Voted - For
1.10 Elect Richard P. Teets, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Approval of the 2023 Equity Incentive Plan Management For Voted - For
6 Adoption of Majority Vote for Election of Directors Management For Voted - For
SUN COMMUNITIES, INC.
Security ID: 866674104 Ticker: SUI
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Gary A. Shiffman Management For Voted - For
2 Elect Tonya Allen Management For Voted - For
3 Elect Meghan G. Baivier Management For Voted - For
4 Elect Stephanie W. Bergeron Management For Voted - For
5 Elect Jeff T. Blau Management For Voted - For
6 Elect Brian M. Hermelin Management For Voted - For
7 Elect Ronald A. Klein Management For Voted - For
8 Elect Clunet R. Lewis Management For Voted - For
9 Elect Arthur A. Weiss Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Increase in Authorized Common Stock Management For Voted - For
TARGA RESOURCES CORP.
Security ID: 87612G101 Ticker: TRGP
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Paul W. Chung Management For Voted - For
2 Elect Charles R. Crisp Management For Voted - For
3 Elect Laura C. Fulton Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Shareholder Proposal Regarding Report on Reducing
Venting and Flaring Shareholder Against Voted - For
THE AES CORPORATION
Security ID: 00130H105 Ticker: AES
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Janet G. Davidson Management For Voted - For
2 Elect Andres R. Gluski Management For Voted - For
64
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Tarun Khanna Management For Voted - For
4 Elect Holly K. Koeppel Management For Voted - For
5 Elect Julia M. Laulis Management For Voted - For
6 Elect Alain Monie Management For Voted - For
7 Elect John B. Morse, Jr. Management For Voted - For
8 Elect Moises Naim Management For Voted - For
9 Elect Teresa M. Sebastian Management For Voted - For
10 Elect Maura Shaughnessy Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
THE ALLSTATE CORPORATION
Security ID: 020002101 Ticker: ALL
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Donald E. Brown Management For Voted - For
2 Elect Kermit R. Crawford Management For Voted - For
3 Elect Richard T. Hume Management For Voted - For
4 Elect Margaret M. Keane Management For Voted - For
5 Elect Siddharth N. Mehta Management For Voted - For
6 Elect Jacques P. Perold Management For Voted - For
7 Elect Andrea Redmond Management For Voted - For
8 Elect Gregg M. Sherrill Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Perry M. Traquina Management For Voted - For
11 Elect Monica Turner Management For Voted - For
12 Elect Thomas J. Wilson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
THE CIGNA GROUP
Security ID: 125523100 Ticker: CI
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect David M. Cordani Management For Voted - For
2 Elect William J. DeLaney Management For Voted - For
3 Elect Eric J. Foss Management For Voted - For
4 Elect Elder Granger Management For Voted - For
5 Elect Neesha Hathi Management For Voted - For
6 Elect George Kurian Management For Voted - For
7 Elect Kathleen M. Mazzarella Management For Voted - For
8 Elect Mark B. McClellan Management For Voted - For
9 Elect Kimberly A. Ross Management For Voted - For
65
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Eric C. Wiseman Management For Voted - For
11 Elect Donna F. Zarcone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Allow Exculpation of Officers Management For Voted - Against
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
THE COCA-COLA COMPANY
Security ID: 191216100 Ticker: KO
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Herbert A. Allen, III Management For Voted - For
2 Elect Marc Bolland Management For Voted - For
3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For
4 Elect Christopher C. Davis Management For Voted - For
5 Elect Barry Diller Management For Voted - For
6 Elect Carolyn N. Everson Management For Voted - For
7 Elect Helene D. Gayle Management For Voted - For
8 Elect Alexis M. Herman Management For Voted - For
9 Elect Maria Elena Lagomasino Management For Voted - For
10 Elect Amity Millhiser Management For Voted - For
11 Elect James Quincey Management For Voted - For
12 Elect Caroline J. Tsay Management For Voted - For
13 Elect David B. Weinberg Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 16-May-23 Meeting Type: Annual
1.1 Elect Pamela M. Arway Management For Voted - For
1.2 Elect Michele G. Buck Management For Voted - For
1.3 Elect Victor L. Crawford Management For Voted - For
1.4 Elect Robert M. Dutkowsky Management For Voted - For
66
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect Mary Kay Haben Management For Voted - For
1.6 Elect James C. Katzman Management For Voted - For
1.7 Elect M. Diane Koken Management For Voted - For
1.8 Elect Huong Maria T. Kraus Management For Voted - For
1.9 Elect Robert M. Malcolm Management For Voted - For
1.10 Elect Anthony J. Palmer Management For Voted - For
1.11 Elect Juan R. Perez Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - Against
THE KROGER CO.
Security ID: 501044101 Ticker: KR
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Nora A. Aufreiter Management For Voted - For
2 Elect Kevin M. Brown Management For Voted - For
3 Elect Elaine L. Chao Management For Voted - For
4 Elect Anne Gates Management For Voted - For
5 Elect Karen M. Hoguet Management For Voted - For
6 Elect W. Rodney McMullen Management For Voted - For
7 Elect Clyde R. Moore Management For Voted - For
8 Elect Ronald L. Sargent Management For Voted - For
9 Elect Judith Amanda Sourry Knox Management For Voted - For
10 Elect Mark S. Sutton Management For Voted - For
11 Elect Ashok Vemuri Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding External Public
Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding EEO Policy Risk
Report Shareholder Against Voted - Against
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109 Ticker: PG
Meeting Date: 11-Oct-22 Meeting Type: Annual
1 Elect B. Marc Allen Management For Voted - For
2 Elect Angela F. Braly Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
67
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Joseph Jimenez Management For Voted - For
5 Elect Christopher Kempczinski Management For Voted - For
6 Elect Debra L. Lee Management For Voted - For
7 Elect Terry J. Lundgren Management For Voted - For
8 Elect Christine M. McCarthy Management For Voted - For
9 Elect Jon R. Moeller Management For Voted - For
10 Elect Rajesh Subramaniam Management For Voted - For
11 Elect Patricia A. Woertz Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
THE PROGRESSIVE CORPORATION
Security ID: 743315103 Ticker: PGR
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Danelle M. Barrett Management For Voted - For
2 Elect Philip F. Bleser Management For Voted - For
3 Elect Stuart B. Burgdoerfer Management For Voted - For
4 Elect Pamela J. Craig Management For Voted - For
5 Elect Charles A. Davis Management For Voted - For
6 Elect Roger N. Farah Management For Voted - For
7 Elect Lawton W. Fitt Management For Voted - For
8 Elect Susan Patricia Griffith Management For Voted - For
9 Elect Devin C. Johnson Management For Voted - For
10 Elect Jeffrey D. Kelly Management For Voted - For
11 Elect Barbara R. Snyder Management For Voted - For
12 Elect Kahina Van Dyke Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
THE SOUTHERN COMPANY
Security ID: 842587107 Ticker: SO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Janaki Akella Management For Voted - For
2 Elect Henry A. Clark III Management For Voted - For
3 Elect Anthony F. Earley, Jr. Management For Voted - Against
4 Elect Thomas A. Fanning Management For Voted - For
5 Elect David J. Grain Management For Voted - For
6 Elect Colette D. Honorable Management For Voted - For
7 Elect Donald M. James Management For Voted - For
8 Elect John D. Johns Management For Voted - For
9 Elect Dale E. Klein Management For Voted - For
10 Elect David E. Meador Management For Voted - For
11 Elect Ernest J. Moniz Management For Voted - For
12 Elect William G. Smith, Jr. Management For Voted - For
68
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Kristine L. Svinicki Management For Voted - For
14 Elect Lizanne Thomas Management For Voted - For
15 Elect Christopher C. Womack Management For Voted - For
16 Elect E. Jenner Wood III Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Ratification of Auditor Management For Voted - For
20 Elimination of Supermajority Requirement Management For Voted - For
21 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Scope 3 GHG
Emissions Targets Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Report on Net Zero
2050 Goal Progress Shareholder Against Voted - Against
THE TRAVELERS COMPANIES, INC.
Security ID: 89417E109 Ticker: TRV
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Alan L. Beller Management For Voted - For
2 Elect Janet M. Dolan Management For Voted - For
3 Elect Russell G. Golden Management For Voted - For
4 Elect Patricia L. Higgins Management For Voted - For
5 Elect William J. Kane Management For Voted - For
6 Elect Thomas B. Leonardi Management For Voted - For
7 Elect Clarence Otis, Jr. Management For Voted - For
8 Elect Elizabeth E. Robinson Management For Voted - For
9 Elect Philip T. Ruegger III Management For Voted - For
10 Elect Rafael Santana Management For Voted - For
11 Elect Todd C. Schermerhorn Management For Voted - For
12 Elect Alan D. Schnitzer Management For Voted - For
13 Elect Laurie J. Thomsen Management For Voted - For
14 Elect Bridget A. van Kralingen Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Advisory Vote on Executive Compensation Management For Voted - Against
18 Approval of the 2023 Stock Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Fossil Fuel
Underwriting Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
22 Shareholder Proposal Regarding Insuring Law
Enforcement Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Abstain
69
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
T-MOBILE US, INC.
Security ID: 872590104 Ticker: TMUS
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Andre Almeida Management For Voted - For
1.2 Elect Marcelo Claure Management For Voted - For
1.3 Elect Srikant M. Datar Management For Voted - For
1.4 Elect Srinivasan Gopalan Management For Voted - For
1.5 Elect Timotheus Hottges Management For Voted - For
1.6 Elect Christian P. Illek Management For Voted - For
1.7 Elect Raphael Kubler Management For Voted - For
1.8 Elect Thorsten Langheim Management For Voted - For
1.9 Elect Dominique Leroy Management For Voted - For
1.10 Elect Letitia A. Long Management For Voted - For
1.11 Elect G. Michael Sievert Management For Voted - For
1.12 Elect Teresa A. Taylor Management For Voted - For
1.13 Elect Kelvin R. Westbrook Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
5 Approval of the 2023 Incentive Award Plan Management For Voted - For
6 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
UNITED THERAPEUTICS CORPORATION
Security ID: 91307C102 Ticker: UTHR
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Christopher Causey Management For Voted - For
2 Elect Raymond Dwek Management For Voted - For
3 Elect Richard Giltner Management For Voted - For
4 Elect Katherine Klein Management For Voted - For
5 Elect Raymond Kurzweil Management For Voted - For
6 Elect Linda Maxwell Management For Voted - For
7 Elect Nilda Mesa Management For Voted - For
8 Elect Judy Olian Management For Voted - For
9 Elect Christopher Patusky Management For Voted - For
10 Elect Martine Rothblatt Management For Voted - For
11 Elect Louis Sullivan Management For Voted - For
12 Elect Thomas G. Thompson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2015 Stock Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
70
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Timothy P. Flynn Management For Voted - For
2 Elect Paul R. Garcia Management For Voted - For
3 Elect Kristen Gil Management For Voted - For
4 Elect Stephen J. Hemsley Management For Voted - For
5 Elect Michele J. Hooper Management For Voted - For
6 Elect F. William McNabb, III Management For Voted - For
7 Elect Valerie C. Montgomery Rice Management For Voted - For
8 Elect John H. Noseworthy Management For Voted - For
9 Elect Andrew Witty Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
UNUM GROUP
Security ID: 91529Y106 Ticker: UNM
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Theodore H. Bunting, Jr. Management For Voted - For
2 Elect Susan L. Cross Management For Voted - For
3 Elect Susan D. DeVore Management For Voted - For
4 Elect Joseph J. Echevarria Management For Voted - For
5 Elect Cynthia L. Egan Management For Voted - For
6 Elect Kevin T. Kabat Management For Voted - For
7 Elect Timothy F. Keaney Management For Voted - For
8 Elect Gale V. King Management For Voted - For
9 Elect Gloria C. Larson Management For Voted - For
10 Elect Richard P. McKenney Management For Voted - For
11 Elect Ronald P. O'Hanley Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
VALERO ENERGY CORPORATION
Security ID: 91913Y100 Ticker: VLO
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Fred M. Diaz Management For Voted - For
71
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect H. Paulett Eberhart Management For Voted - For
3 Elect Marie A. Ffolkes Management For Voted - For
4 Elect Joseph W. Gorder Management For Voted - For
5 Elect Kimberly S. Greene Management For Voted - For
6 Elect Deborah P. Majoras Management For Voted - For
7 Elect Eric D. Mullins Management For Voted - For
8 Elect Donald L. Nickles Management For Voted - For
9 Elect Robert A. Profusek Management For Voted - For
10 Elect Randall J. Weisenburger Management For Voted - For
11 Elect Rayford Wilkins Jr. Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report on Climate
Transition Plan and GHG Targets Shareholder Against Voted - For
16 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - Against
VALMONT INDUSTRIES, INC.
Security ID: 920253101 Ticker: VMI
Meeting Date: 24-Apr-23 Meeting Type: Annual
1.1 Elect Mogens C. Bay Management For Voted - For
1.2 Elect Ritu C. Favre Management For Voted - For
1.3 Elect Richard A. Lanoha Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104 Ticker: VZ
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Roxanne S. Austin Management For Voted - For
3 Elect Mark T. Bertolini Management For Voted - For
4 Elect Vittorio Colao Management For Voted - For
5 Elect Melanie L. Healey Management For Voted - For
6 Elect Laxman Narasimhan Management For Voted - For
7 Elect Clarence Otis, Jr. Management For Voted - For
8 Elect Daniel H. Schulman Management For Voted - For
9 Elect Rodney E. Slater Management For Voted - For
10 Elect Carol B. Tome Management For Voted - For
11 Elect Hans E. Vestberg Management For Voted - For
12 Elect Gregory G. Weaver Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
72
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
17 Shareholder Proposal Regarding a Policy to Prohibit
Political and Electioneering Expenditures Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100 Ticker: VRTX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Sangeeta N. Bhatia Management For Voted - For
2 Elect Lloyd A. Carney Management For Voted - For
3 Elect Alan M. Garber Management For Voted - For
4 Elect Terrence C. Kearney Management For Voted - For
5 Elect Reshma Kewalramani Management For Voted - For
6 Elect Jeffrey M. Leiden Management For Voted - For
7 Elect Diana L. McKenzie Management For Voted - For
8 Elect Bruce I. Sachs Management For Voted - For
9 Elect Suketu Upadhyay Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
VICI PROPERTIES INC.
Security ID: 925652109 Ticker: VICI
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect James R. Abrahamson Management For Voted - For
2 Elect Diana F. Cantor Management For Voted - For
3 Elect Monica H. Douglas Management For Voted - For
4 Elect Elizabeth I. Holland Management For Voted - For
5 Elect Craig Macnab Management For Voted - For
6 Elect Edward B. Pitoniak Management For Voted - For
7 Elect Michael D. Rumbolz Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
W. R. BERKLEY CORPORATION
Security ID: 084423102 Ticker: WRB
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect W. Robert Berkley, Jr. Management For Voted - For
73
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Maria Luisa Ferre Rangel Management For Voted - For
3 Elect Daniel L. Mosley Management For Voted - For
4 Elect Mark L. Shapiro Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
WALMART INC.
Security ID: 931142103 Ticker: WMT
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Cesar Conde Management For Voted - For
2 Elect Timothy P. Flynn Management For Voted - For
3 Elect Sarah J. Friar Management For Voted - For
4 Elect Carla A. Harris Management For Voted - For
5 Elect Thomas W. Horton Management For Voted - For
6 Elect Marissa A. Mayer Management For Voted - For
7 Elect C. Douglas McMillon Management For Voted - For
8 Elect Gregory B. Penner Management For Voted - For
9 Elect Randall L. Stephenson Management For Voted - For
10 Elect S. Robson Walton Management For Voted - For
11 Elect Steuart L. Walton Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Human Rights Due
Diligence Process Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
18 Shareholder Proposal Regarding Racial and Gender
Layoff Diversity Report Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Third-Party Audit of
Policies on Workplace Safety and Violence Shareholder Against Voted - For
WASTE MANAGEMENT, INC.
Security ID: 94106L109 Ticker: WM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Bruce E. Chinn Management For Voted - For
2 Elect James C. Fish, Jr. Management For Voted - For
3 Elect Andres R. Gluski Management For Voted - For
74
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Victoria M. Holt Management For Voted - For
5 Elect Kathleen M. Mazzarella Management For Voted - For
6 Elect Sean E. Menke Management For Voted - For
7 Elect William B. Plummer Management For Voted - For
8 Elect John C. Pope Management For Voted - For
9 Elect Maryrose T. Sylvester Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Approval of 2023 Stock Incentive Plan Management For Voted - For
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Security ID: G9618E107 Ticker: WTM
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect G. Manning Rountree Management For Voted - For
2 Elect Mary C. Choksi Management For Voted - For
3 Elect Weston M. Hicks Management For Voted - For
4 Elect Steven Yi Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
WILLSCOT MOBILE MINI HOLDINGS CORP.
Security ID: 971378104 Ticker: WSC
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Mark S. Bartlett Management For Voted - For
2 Elect Erika T. Davis Management For Voted - For
3 Elect Gerard E. Holthaus Management For Voted - For
4 Elect Erik Olsson Management For Voted - For
5 Elect Rebecca L. Owen Management For Voted - For
6 Elect Jeffrey F. Sagansky Management For Voted - For
7 Elect Bradley L. Soultz Management For Voted - For
8 Elect Michael W. Upchurch Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
YUM BRANDS INC.
Security ID: 988498101 Ticker: YUM
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Paget L. Alves Management For Voted - For
2 Elect Keith Barr Management For Voted - For
3 Elect Christopher M. Connor Management For Voted - For
4 Elect Brian C. Cornell Management For Voted - For
75
Global X Adaptive U.S. Factor ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Tanya L. Domier Management For Voted - For
6 Elect David W. Gibbs Management For Voted - For
7 Elect Mirian M. Graddick-Weir Management For Voted - Against
8 Elect Thomas C. Nelson Management For Voted - For
9 Elect P. Justin Skala Management For Voted - For
10 Elect Annie A. Young-Scrivner Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
16 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For
76
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3M COMPANY
Security ID: 88579Y101 Ticker: MMM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Thomas K. Brown Management For Voted - For
2 Elect Anne H. Chow Management For Voted - For
3 Elect David B. Dillon Management For Voted - For
4 Elect Michael L. Eskew Management For Voted - For
5 Elect James R. Fitterling Management For Voted - For
6 Elect Amy E. Hood Management For Voted - For
7 Elect Suzan Kereere Management For Voted - For
8 Elect Gregory R. Page Management For Voted - For
9 Elect Pedro J. Pizarro Management For Voted - For
10 Elect Michael F. Roman Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ABBOTT LABORATORIES
Security ID: 002824100 Ticker: ABT
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Claire Babineaux-Fontenot Management For Voted - For
3 Elect Sally E. Blount Management For Voted - For
4 Elect Robert B. Ford Management For Voted - For
5 Elect Paola Gonzalez Management For Voted - For
6 Elect Michelle A. Kumbier Management For Voted - For
7 Elect Darren W. McDew Management For Voted - For
8 Elect Nancy McKinstry Management For Voted - Against
9 Elect Michael G. O'Grady Management For Voted - For
10 Elect Michael F. Roman Management For Voted - For
11 Elect Daniel J. Starks Management For Voted - For
12 Elect John G. Stratton Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
19 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - For
77
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABBVIE INC.
Security ID: 00287Y109 Ticker: ABBV
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Melody B. Meyer Management For Voted - For
3 Elect Frederick H. Waddell Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
ACCENTURE PLC
Security ID: G1151C101 Ticker: ACN
Meeting Date: 01-Feb-23 Meeting Type: Annual
1 Elect Jaime Ardila Management For Voted - For
2 Elect Nancy McKinstry Management For Voted - Against
3 Elect Beth E. Mooney Management For Voted - For
4 Elect Gilles Pelisson Management For Voted - For
5 Elect Paula A. Price Management For Voted - For
6 Elect Venkata Renduchintala Management For Voted - For
7 Elect Arun Sarin Management For Voted - For
8 Elect Julie Sweet Management For Voted - For
9 Elect Tracey T. Travis Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authorize the Price Range at which the Company can
Re-allot Treasury Shares Management For Voted - For
ACTIVISION BLIZZARD, INC.
Security ID: 00507V109 Ticker: ATVI
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Reveta Bowers Management For Voted - For
2 Elect Kerry Carr Management For Voted - For
3 Elect Robert J. Corti Management For Voted - For
78
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Brian G. Kelly Management For Voted - For
5 Elect Robert A. Kotick Management For Voted - For
6 Elect Barry Meyer Management For Voted - For
7 Elect Robert J. Morgado Management For Voted - For
8 Elect Peter Nolan Management For Voted - For
9 Elect Dawn Ostroff Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
14 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Abstain
ADOBE INC.
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Brett Biggs Management For Voted - For
3 Elect Melanie Boulden Management For Voted - For
4 Elect Frank A. Calderoni Management For Voted - For
5 Elect Laura B. Desmond Management For Voted - For
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Spencer Neumann Management For Voted - For
8 Elect Kathleen Oberg Management For Voted - For
9 Elect Dheeraj Pandey Management For Voted - For
10 Elect David A. Ricks Management For Voted - For
11 Elect Daniel Rosensweig Management For Voted - For
12 Elect John E. Warnock Management For Voted - For
13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - Against
AFLAC INCORPORATED
Security ID: 001055102 Ticker: AFL
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Daniel P. Amos Management For Voted - For
2 Elect W. Paul Bowers Management For Voted - For
3 Elect Arthur R. Collins Management For Voted - For
4 Elect Miwako Hosoda Management For Voted - For
5 Elect Thomas J. Kenny Management For Voted - For
79
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Georgette D. Kiser Management For Voted - For
7 Elect Karole F. Lloyd Management For Voted - For
8 Elect Nobuchika Mori Management For Voted - For
9 Elect Joseph L. Moskowitz Management For Voted - For
10 Elect Barbara K. Rimer Management For Voted - For
11 Elect Katherine T. Rohrer Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
AGILENT TECHNOLOGIES, INC.
Security ID: 00846U101 Ticker: A
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Heidi Kunz Management For Voted - Against
2 Elect Susan H. Rataj Management For Voted - For
3 Elect George A. Scangos Management For Voted - For
4 Elect Dow R. Wilson Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Permit Shareholders to Call Special Meetings Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AIR PRODUCTS AND CHEMICALS, INC.
Security ID: 009158106 Ticker: APD
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Tonit M. Calaway Management For Voted - Against
2 Elect Charles I. Cogut Management For Voted - For
3 Elect Lisa A. Davis Management For Voted - For
4 Elect Seifollah Ghasemi Management For Voted - For
5 Elect David H. Y. Ho Management For Voted - For
6 Elect Edward L. Monser Management For Voted - Against
7 Elect Matthew H. Paull Management For Voted - For
8 Elect Wayne T. Smith Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
AIRBNB, INC.
Security ID: 009066101 Ticker: ABNB
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Nathan Blecharczyk Management For Voted - For
2 Elect Alfred Lin Management For Voted - For
3 Ratification of Auditor Management For Voted - For
80
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Advisory Vote on Executive Compensation Management For Voted - For
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect M. Lauren Brlas Management For Voted - For
2 Elect Ralf H. Cramer Management For Voted - For
3 Elect J. Kent Masters, Jr. Management For Voted - For
4 Elect Glenda J. Minor Management For Voted - For
5 Elect James J. O'Brien Management For Voted - For
6 Elect Diarmuid B. O'Connell Management For Voted - For
7 Elect Dean L. Seavers Management For Voted - For
8 Elect Gerald A. Steiner Management For Voted - For
9 Elect Holly A. Van Deursen Management For Voted - For
10 Elect Alejandro D. Wolff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Stock Compensation and
Deferral Election Plan for Non-Employee Directors Management For Voted - For
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Security ID: 015271109 Ticker: ARE
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Joel S. Marcus Management For Voted - For
2 Elect Steven R. Hash Management For Voted - For
3 Elect James P. Cain Management For Voted - For
4 Elect Cynthia L. Feldmann Management For Voted - For
5 Elect Maria C. Freire Management For Voted - For
6 Elect Richard H. Klein Management For Voted - For
7 Elect Michael A. Woronoff Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - For
81
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect R. Martin Chavez Management For Voted - For
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
AMEREN CORPORATION
Security ID: 023608102 Ticker: AEE
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Warner L. Baxter Management For Voted - For
2 Elect Cynthia J. Brinkley Management For Voted - For
3 Elect Catherine S. Brune Management For Voted - For
4 Elect J. Edward Coleman Management For Voted - For
5 Elect Ward H. Dickson Management For Voted - For
6 Elect Noelle K. Eder Management For Voted - For
7 Elect Ellen M. Fitzsimmons Management For Voted - For
8 Elect Rafael Flores Management For Voted - For
9 Elect Richard J. Harshman Management For Voted - For
10 Elect Craig S. Ivey Management For Voted - For
11 Elect James C. Johnson Management For Voted - For
82
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Martin J. Lyons, Jr. Management For Voted - For
13 Elect Steven H. Lipstein Management For Voted - For
14 Elect Leo S. Mackay, Jr. Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Revision of Scope 1
and 2 GHG Targets to Align with Paris Agreement Shareholder Against Voted - Against
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101 Ticker: AEP
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Nicholas K. Akins Management For Voted - For
2 Elect J. Barnie Beasley, Jr. Management For Voted - For
3 Elect Benjamin G.S. Fowke III Management For Voted - For
4 Elect Art A. Garcia Management For Voted - For
5 Elect Linda A. Goodspeed Management For Voted - For
6 Elect Donna A. James Management For Voted - For
7 Elect Sandra Beach Lin Management For Voted - For
8 Elect Margaret M. McCarthy Management For Voted - For
9 Elect Oliver G. Richard, III Management For Voted - For
10 Elect Daryl Roberts Management For Voted - For
11 Elect Julia A. Sloat Management For Voted - For
12 Elect Sara Martinez Tucker Management For Voted - For
13 Elect Lewis Von Thaer Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Elimination of Supermajority Requirement Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against
2 Elect John J. Brennan Management For Voted - For
3 Elect Peter Chernin Management For Voted - For
4 Elect Walter J. Clayton III Management For Voted - For
5 Elect Ralph de la Vega Management For Voted - For
6 Elect Theodore J. Leonsis Management For Voted - For
7 Elect Deborah P. Majoras Management For Voted - For
8 Elect Karen L. Parkhill Management For Voted - For
9 Elect Charles E. Phillips, Jr. Management For Voted - For
10 Elect Lynn A. Pike Management For Voted - For
11 Elect Stephen J. Squeri Management For Voted - For
12 Elect Daniel L. Vasella Management For Voted - For
83
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Lisa W. Wardell Management For Voted - For
14 Elect Christopher D. Young Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
AMERICAN INTERNATIONAL GROUP, INC.
Security ID: 026874784 Ticker: AIG
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Paola Bergamaschi Broyd Management For Voted - For
2 Elect James Cole, Jr. Management For Voted - For
3 Elect W. Don Cornwell Management For Voted - For
4 Elect Linda A. Mills Management For Voted - Against
5 Elect Diana M. Murphy Management For Voted - For
6 Elect Peter R. Porrino Management For Voted - For
7 Elect John G. Rice Management For Voted - For
8 Elect Therese M. Vaughan Management For Voted - For
9 Elect Vanessa A. Wittman Management For Voted - For
10 Elect Peter S. Zaffino Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
AMERIPRISE FINANCIAL, INC.
Security ID: 03076C106 Ticker: AMP
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect James M. Cracchiolo Management For Voted - For
2 Elect Robert F. Sharpe, Jr. Management For Voted - For
3 Elect Dianne Neal Blixt Management For Voted - For
4 Elect Amy DiGeso Management For Voted - For
5 Elect Christopher J. Williams Management For Voted - For
6 Elect Armando Pimentel, Jr. Management For Voted - For
7 Elect Brian T. Shea Management For Voted - For
8 Elect W. Edward Walter III Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Amendment to the 2005 Incentive Compensation Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
84
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMETEK, INC.
Security ID: 031100100 Ticker: AME
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Thomas A. Amato Management For Voted - For
2 Elect Anthony J. Conti Management For Voted - For
3 Elect Gretchen W. McClain Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
ANSYS, INC.
Security ID: 03662Q105 Ticker: ANSS
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Robert M. Calderoni Management For Voted - For
2 Elect Glenda M. Dorchak Management For Voted - For
3 Elect Ajei S. Gopal Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Repeal of Classified Board Management For Voted - For
AON PLC
Security ID: G0408V102 Ticker: AON
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Lester B. Knight Management For Voted - For
2 Elect Gregory C. Case Management For Voted - For
3 Elect CAI Jinyong Management For Voted - For
4 Elect Jeffrey C. Campbell Management For Voted - Against
5 Elect Fulvio Conti Management For Voted - For
6 Elect Cheryl A. Francis Management For Voted - For
7 Elect Adriana Karaboutis Management For Voted - For
8 Elect Richard C. Notebaert Management For Voted - For
9 Elect Gloria Santona Management For Voted - For
10 Elect Sarah E. Smith Management For Voted - For
11 Elect Byron O. Spruell Management For Voted - For
12 Elect Carolyn Y. Woo Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Appointment of Statutory Auditor Management For Voted - For
17 Authority to Set Statutory Auditor's Fees Management For Voted - For
18 Amendment to the 2011 Incentive Plan Management For Voted - For
85
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
APOLLO GLOBAL MANAGEMENT, INC.
Security ID: 03769M106 Ticker: APO
Meeting Date: 07-Oct-22 Meeting Type: Annual
1.1 Elect Marc A. Beilinson Management For Voted - For
1.2 Elect James R. Belardi Management For Voted - For
1.3 Elect Jessica M. Bibliowicz Management For Voted - For
1.4 Elect Walter Clayton Management For Voted - For
1.5 Elect Michael E. Ducey Management For Voted - For
1.6 Elect Richard P. Emerson Management For Voted - For
1.7 Elect Kerry Murphy Healey Management For Voted - For
1.8 Elect Mitra Hormozi Management For Voted - For
1.9 Elect Pamela J. Joyner Management For Voted - For
1.10 Elect Scott M. Kleinman Management For Voted - For
1.11 Elect Alvin B. Krongard Management For Voted - For
1.12 Elect Pauline D.E. Richards Management For Voted - Withheld
1.13 Elect Marc Rowan Management For Voted - For
1.14 Elect David Simon Management For Voted - For
1.15 Elect Lynn C. Swann Management For Voted - For
1.16 Elect James C. Zelter Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
APTIV PLC
Security ID: G6095L109 Ticker: APTV
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Kevin P. Clark Management For Voted - For
2 Elect Richard L. Clemmer Management For Voted - For
3 Elect Nancy E. Cooper Management For Voted - For
4 Elect Joseph L. Hooley Management For Voted - For
5 Elect Merit E. Janow Management For Voted - For
6 Elect Sean O. Mahoney Management For Voted - For
7 Elect Paul M. Meister Management For Voted - For
8 Elect Robert K. Ortberg Management For Voted - For
9 Elect Colin J. Parris Management For Voted - For
10 Elect Ana G. Pinczuk Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
ARCH CAPITAL GROUP LTD.
Security ID: G0450A105 Ticker: ACGL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Francis Ebong Management For Voted - For
2 Elect Eileen A. Mallesch Management For Voted - For
86
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Louis J. Paglia Management For Voted - For
4 Elect Brian S. Posner Management For Voted - Against
5 Elect John D. Vollaro Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Amendment to the 2007 Employee Share Purchase Plan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Elect Matthew Dragonetti Management For Voted - For
11 Elect Seamus Fearon Management For Voted - For
12 Elect H. Beau Franklin Management For Voted - For
13 Elect Jerome Halgan Management For Voted - For
14 Elect James Haney Management For Voted - For
15 Elect Chris Hovey Management For Voted - For
16 Elect Pierre Jal Management For Voted - For
17 Elect Francois Morin Management For Voted - Against
18 Elect David J. Mulholland Management For Voted - For
19 Elect Chiara Nannini Management For Voted - Against
20 Elect Maamoun Rajeh Management For Voted - For
21 Elect Christine Todd Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
Security ID: 039483102 Ticker: ADM
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Michael S. Burke Management For Voted - For
2 Elect Theodore Colbert Management For Voted - For
3 Elect James C. Collins Jr. Management For Voted - For
4 Elect Terrell K. Crews Management For Voted - For
5 Elect Ellen de Brabander Management For Voted - For
6 Elect Suzan F. Harrison Management For Voted - For
7 Elect Juan R. Luciano Management For Voted - For
8 Elect Patrick J. Moore Management For Voted - Against
9 Elect Debra A. Sandler Management For Voted - For
10 Elect Lei Z. Schlitz Management For Voted - For
11 Elect Kelvin R. Westbrook Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ARES MANAGEMENT CORPORATION
Security ID: 03990B101 Ticker: ARES
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Elect Michael J. Arougheti Management For Voted - For
2 Elect Ashish Bhutani Management For Voted - For
3 Elect Antoinette C. Bush Management For Voted - For
87
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect R. Kipp deVeer Management For Voted - For
5 Elect Paul G. Joubert Management For Voted - For
6 Elect David B. Kaplan Management For Voted - For
7 Elect Michael Mark Lynton Management For Voted - For
8 Elect Eileen Naughton Management For Voted - For
9 Elect Judy Olian Management For Voted - For
10 Elect Antony P. Ressler Management For Voted - Against
11 Elect Bennett Rosenthal Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Approval of the 2023 Equity Incentive Plan Management For Voted - Against
ARISTA NETWORKS, INC.
Security ID: 040413106 Ticker: ANET
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Lewis Chew Management For Voted - For
1.2 Elect Douglas Merritt Management For Voted - Withheld
1.3 Elect Mark B. Templeton Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
ATMOS ENERGY CORPORATION
Security ID: 049560105 Ticker: ATO
Meeting Date: 08-Feb-23 Meeting Type: Annual
1 Elect John C. Ale Management For Voted - For
2 Elect J. Kevin Akers Management For Voted - For
3 Elect Kim R. Cocklin Management For Voted - For
4 Elect Kelly H. Compton Management For Voted - For
5 Elect Sean Donohue Management For Voted - For
6 Elect Rafael G. Garza Management For Voted - For
7 Elect Richard K. Gordon Management For Voted - For
8 Elect Nancy K. Quinn Management For Voted - For
9 Elect Richard A. Sampson Management For Voted - Against
10 Elect Diana J. Walters Management For Voted - For
11 Elect Frank Yoho Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
AUTODESK, INC.
Security ID: 052769106 Ticker: ADSK
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Andrew Anagnost Management For Voted - For
2 Elect Karen Blasing Management For Voted - For
3 Elect Reid French Management For Voted - For
88
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Ayanna M. Howard Management For Voted - For
5 Elect Blake J. Irving Management For Voted - For
6 Elect Mary T. McDowell Management For Voted - For
7 Elect Stephen D. Milligan Management For Voted - For
8 Elect Lorrie M. Norrington Management For Voted - Against
9 Elect Elizabeth S. Rafael Management For Voted - For
10 Elect Rami Rahim Management For Voted - For
11 Elect Stacy J. Smith Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AUTOZONE, INC.
Security ID: 053332102 Ticker: AZO
Meeting Date: 14-Dec-22 Meeting Type: Annual
1 Elect Michael A. George Management For Voted - For
2 Elect Linda A. Goodspeed Management For Voted - For
3 Elect Earl G. Graves, Jr. Management For Voted - For
4 Elect Enderson Guimaraes Management For Voted - For
5 Elect Brian Hannasch Management For Voted - For
6 Elect D. Bryan Jordan Management For Voted - For
7 Elect Gale V. King Management For Voted - For
8 Elect George R. Mrkonic, Jr. Management For Voted - For
9 Elect William C. Rhodes, III Management For Voted - For
10 Elect Jill Ann Soltau Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
BALL CORPORATION
Security ID: 058498106 Ticker: BALL
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Cathy D. Ross Management For Voted - For
2 Elect Betty J. Sapp Management For Voted - For
3 Elect Stuart A. Taylor, II Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BANK OF AMERICA CORPORATION
Security ID: 060505583 Ticker: BAC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Sharon L. Allen Management For Voted - For
2 Elect Jose E. Almeida Management For Voted - For
89
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Frank P. Bramble, Sr. Management For Voted - For
4 Elect Pierre J. P. de Weck Management For Voted - For
5 Elect Arnold W. Donald Management For Voted - For
6 Elect Linda P. Hudson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Brian T. Moynihan Management For Voted - For
9 Elect Lionel L. Nowell, III Management For Voted - For
10 Elect Denise L. Ramos Management For Voted - For
11 Elect Clayton S. Rose Management For Voted - For
12 Elect Michael D. White Management For Voted - For
13 Elect Thomas D. Woods Management For Voted - For
14 Elect Maria T. Zuber Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - For
18 Amendment to the Bank of America Corporation Equity
Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Absolute
GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
24 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For
BAXTER INTERNATIONAL INC.
Security ID: 071813109 Ticker: BAX
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Jose E. Almeida Management For Voted - For
2 Elect Michael F. Mahoney Management For Voted - For
3 Elect Patricia Morrison Management For Voted - For
4 Elect Stephen N. Oesterle Management For Voted - For
5 Elect Nancy M. Schlichting Management For Voted - For
6 Elect Brent Shafer Management For Voted - For
7 Elect Catherine R. Smith Management For Voted - Against
8 Elect Amy M. Wendell Management For Voted - For
9 Elect David S. Wilkes Management For Voted - For
10 Elect Peter M. Wilver Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
90
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
BECTON, DICKINSON AND COMPANY
Security ID: 075887109 Ticker: BDX
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect William M. Brown Management For Voted - For
2 Elect Catherine M. Burzik Management For Voted - For
3 Elect Carrie L. Byington Management For Voted - For
4 Elect R. Andrew Eckert Management For Voted - For
5 Elect Claire M. Fraser Management For Voted - For
6 Elect Jeffrey W. Henderson Management For Voted - For
7 Elect Christopher Jones Management For Voted - For
8 Elect Marshall O. Larsen Management For Voted - For
9 Elect Thomas E. Polen Management For Voted - For
10 Elect Timothy M. Ring Management For Voted - For
11 Elect Bertram L. Scott Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2004 Employee and Director
Equity-Based Compensation Plan Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
BENTLEY SYSTEMS, INCORPORATED
Security ID: 08265T208 Ticker: BSY
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Barry J. Bentley Management For Voted - For
2 Elect Gregory S. Bentley Management For Voted - For
3 Elect Keith A. Bentley Management For Voted - For
4 Elect Raymond B. Bentley Management For Voted - For
5 Elect Kirk B. Griswold Management For Voted - For
6 Elect Janet B. Haugen Management For Voted - Withheld
7 Elect Brian F. Hughes Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Ratification of Auditor Management For Voted - For
BERKSHIRE HATHAWAY INC.
Security ID: 084670702 Ticker: BRKA
Meeting Date: 06-May-23 Meeting Type: Annual
1.1 Elect Warren E. Buffett Management For Voted - For
1.2 Elect Charles T. Munger Management For Voted - For
1.3 Elect Gregory E. Abel Management For Voted - For
1.4 Elect Howard G. Buffett Management For Voted - For
1.5 Elect Susan A. Buffett Management For Voted - For
91
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect Stephen B. Burke Management For Voted - For
1.7 Elect Kenneth I. Chenault Management For Voted - For
1.8 Elect Christopher C. Davis Management For Voted - For
1.9 Elect Susan L. Decker Management For Voted - Withheld
1.10 Elect Charlotte Guyman Management For Voted - Withheld
1.11 Elect Ajit Jain Management For Voted - For
1.12 Elect Thomas S. Murphy, Jr. Management For Voted - For
1.13 Elect Ronald L. Olson Management For Voted - For
1.14 Elect Wallace R. Weitz Management For Voted - For
1.15 Elect Meryl B. Witmer Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For
5 Shareholder Proposal Regarding Disclosure and
Oversight of Climate Change Risks Shareholder Against Voted - For
6 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
8 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
9 Shareholder Proposal Regarding Public Positions on
Political Speech Shareholder Against Voted - Against
BEST BUY CO., INC.
Security ID: 086516101 Ticker: BBY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Corie S. Barry Management For Voted - For
2 Elect Lisa M. Caputo Management For Voted - For
3 Elect J. Patrick Doyle Management For Voted - For
4 Elect David W. Kenny Management For Voted - For
5 Elect Mario J. Marte Management For Voted - For
6 Elect Karen A. McLoughlin Management For Voted - For
7 Elect Claudia Fan Munce Management For Voted - For
8 Elect Richelle P. Parham Management For Voted - For
9 Elect Steven E. Rendle Management For Voted - For
10 Elect Sima D. Sistani Management For Voted - For
11 Elect Melinda D. Whittington Management For Voted - For
12 Elect Eugene A. Woods Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BIOGEN INC.
Security ID: 09062X103 Ticker: BIIB
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Alexander J. Denner Management For Voted - Abstain
92
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Caroline D. Dorsa Management For Voted - For
3 Elect Maria C. Freire Management For Voted - For
4 Elect William A. Hawkins Management For Voted - For
5 Elect William D. Jones Management For Voted - Abstain
6 Elect Jesus B. Mantas Management For Voted - For
7 Elect Richard C. Mulligan Management For Voted - Abstain
8 Elect Eric K. Rowinsky Management For Voted - For
9 Elect Stephen A. Sherwin Management For Voted - For
10 Elect Christopher A. Viehbacher Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Elect Susan K. Langer Management For Voted - For
BIO-RAD LABORATORIES, INC.
Security ID: 090572207 Ticker: BIO
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Melinda Litherland Management For Voted - Against
2 Elect Arnold A. Pinkston Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Roelof F. Botha Management For Voted - For
1.2 Elect Amy Brooks Management For Voted - Withheld
1.3 Elect Shawn Carter Management For Voted - For
1.4 Elect Jim McKelvey Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
BLUE OWL CAPITAL INC.
Security ID: 09581B103 Ticker: OWL
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Claudia Holz Management For Voted - Against
2 Elect Marc S. Lipschultz Management For Voted - For
3 Elect Michael Rees Management For Voted - For
93
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Ratification of Auditor Management For Voted - For
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Glenn D. Fogel Management For Voted - For
1.2 Elect Mirian M. Graddick-Weir Management For Voted - For
1.3 Elect Wei Hopeman Management For Voted - For
1.4 Elect Robert J. Mylod Jr. Management For Voted - For
1.5 Elect Charles H. Noski Management For Voted - For
1.6 Elect Joseph "Larry" Quinlan Management For Voted - For
1.7 Elect Nicholas J. Read Management For Voted - For
1.8 Elect Thomas E. Rothman Management For Voted - For
1.9 Elect Sumit Singh Management For Voted - For
1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.11 Elect Vanessa A. Wittman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
BOSTON SCIENTIFIC CORPORATION
Security ID: 101137107 Ticker: BSX
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Nelda J. Connors Management For Voted - For
2 Elect Charles J. Dockendorff Management For Voted - For
3 Elect Yoshiaki Fujimori Management For Voted - For
4 Elect Edward J. Ludwig Management For Voted - For
5 Elect Michael F. Mahoney Management For Voted - For
6 Elect David J. Roux Management For Voted - For
7 Elect John E. Sununu Management For Voted - For
8 Elect David S. Wichmann Management For Voted - For
9 Elect Ellen M. Zane Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Peter J. Arduini Management For Voted - For
2 Elect Deepak L. Bhatt Management For Voted - For
94
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Giovanni Caforio Management For Voted - For
4 Elect Julia A. Haller Management For Voted - For
5 Elect Manuel Hidalgo Medina Management For Voted - For
6 Elect Paula A. Price Management For Voted - For
7 Elect Derica W. Rice Management For Voted - For
8 Elect Theodore R. Samuels, II Management For Voted - For
9 Elect Gerald Storch Management For Voted - For
10 Elect Karen H. Vousden Management For Voted - For
11 Elect Phyllis R. Yale Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
BROADCOM INC.
Security ID: Y0486S104 Ticker: AVGO
Meeting Date: 03-Apr-23 Meeting Type: Annual
1 Elect Diane M. Bryant Management For Voted - For
2 Elect Gayla J. Delly Management For Voted - For
3 Elect Raul J. Fernandez Management For Voted - For
4 Elect Eddy W. Hartenstein Management For Voted - For
5 Elect Check Kian Low Management For Voted - For
6 Elect Justine F. Page Management For Voted - For
7 Elect Henry S. Samueli Management For Voted - For
8 Elect Hock E. Tan Management For Voted - For
9 Elect Harry L. You Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
11 Amendment to the 2012 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BROWN & BROWN, INC.
Security ID: 115236101 Ticker: BRO
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect J. Hyatt Brown Management For Voted - For
1.2 Elect J. Powell Brown Management For Voted - For
1.3 Elect Lawrence L. Gellerstedt, III Management For Voted - For
1.4 Elect James C. Hays Management For Voted - For
1.5 Elect Theodore J. Hoepner Management For Voted - For
1.6 Elect James S. Hunt Management For Voted - For
1.7 Elect Toni Jennings Management For Voted - For
95
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Timothy R.M. Main Management For Voted - For
1.9 Elect Jaymin B. Patel Management For Voted - For
1.10 Elect H. Palmer Proctor, Jr. Management For Voted - Withheld
1.11 Elect Wendell S. Reilly Management For Voted - For
1.12 Elect Chilton D. Varner Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108 Ticker: CDNS
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Mark W. Adams Management For Voted - For
2 Elect Ita M. Brennan Management For Voted - Against
3 Elect Lewis Chew Management For Voted - For
4 Elect Anirudh Devgan Management For Voted - For
5 Elect Mary L. Krakauer Management For Voted - For
6 Elect Julia Liuson Management For Voted - For
7 Elect James D. Plummer Management For Voted - For
8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For
9 Elect John B. Shoven Management For Voted - For
10 Elect Young K. Sohn Management For Voted - For
11 Amendment to the Omnibus Equity Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Length of Share
Ownership Required to Call Special Meetings Shareholder Against Voted - Against
CAPITAL ONE FINANCIAL CORPORATION
Security ID: 14040H105 Ticker: COF
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Richard D. Fairbank Management For Voted - For
2 Elect Ime Archibong Management For Voted - For
3 Elect Christine R. Detrick Management For Voted - For
4 Elect Ann Fritz Hackett Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect Eli Leenaars Management For Voted - For
7 Elect Francois Locoh-Donou Management For Voted - For
8 Elect Peter E. Raskind Management For Voted - For
9 Elect Eileen M. Serra Management For Voted - For
10 Elect Mayo A. Shattuck III Management For Voted - For
11 Elect Bradford H. Warner Management For Voted - For
12 Elect Craig Anthony Williams Management For Voted - For
13 Elimination of Supermajority Requirement Management For Voted - For
96
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Disclosure of a
Board Diversity and Skills Matrix Shareholder Against Voted - For
CARLISLE COMPANIES INCORPORATED
Security ID: 142339100 Ticker: CSL
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Robert G. Bohn Management For Voted - For
2 Elect Gregg A. Ostrander Management For Voted - Against
3 Elect Jesse G. Singh Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
CARMAX, INC.
Security ID: 143130102 Ticker: KMX
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Peter J. Bensen Management For Voted - For
2 Elect Ronald E. Blaylock Management For Voted - For
3 Elect Sona Chawla Management For Voted - For
4 Elect Thomas J. Folliard Management For Voted - For
5 Elect Shira D. Goodman Management For Voted - Against
6 Elect David W. McCreight Management For Voted - For
7 Elect William D. Nash Management For Voted - For
8 Elect Mark F. O'Neil Management For Voted - For
9 Elect Pietro Satriano Management For Voted - For
10 Elect Marcella Shinder Management For Voted - For
11 Elect Mitchell D. Steenrod Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2022 Stock Incentive Plan Management For Voted - For
CARNIVAL CORPORATION & PLC
Security ID: 143658300 Ticker: CCL
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Micky Arison Management For Voted - For
97
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Jonathon Band Management For Voted - For
3 Elect Jason G. Cahilly Management For Voted - For
4 Elect Helen Deeble Management For Voted - For
5 Elect Jeffrey J. Gearhart Management For Voted - For
6 Elect Katie Lahey Management For Voted - For
7 Elect Sara Mathew Management For Voted - For
8 Elect Stuart Subotnick Management For Voted - For
9 Elect Laura A. Weil Management For Voted - For
10 Elect Josh Weinstein Management For Voted - For
11 Elect Randall J. Weisenburger Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Remuneration Report Management For Voted - Against
15 Remuneration Policy Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Receipt of Accounts and Reports Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Amendment to the 2020 Stock Plan Management For Voted - For
CARRIER GLOBAL CORPORATION
Security ID: 14448C104 Ticker: CARR
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Jean-Pierre Garnier Management For Voted - For
2 Elect David L. Gitlin Management For Voted - For
3 Elect John J. Greisch Management For Voted - For
4 Elect Charles M. Holley, Jr. Management For Voted - For
5 Elect Michael M. McNamara Management For Voted - For
6 Elect Susan N. Story Management For Voted - For
7 Elect Michael A. Todman Management For Voted - For
8 Elect Virginia M. Wilson Management For Voted - For
9 Elect Beth A. Wozniak Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CATERPILLAR INC.
Security ID: 149123101 Ticker: CAT
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Kelly A. Ayotte Management For Voted - For
2 Elect David L. Calhoun Management For Voted - For
3 Elect Daniel M. Dickinson Management For Voted - For
4 Elect James C. Fish, Jr. Management For Voted - For
98
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Gerald Johnson Management For Voted - For
6 Elect David W. MacLennan Management For Voted - For
7 Elect Judith F. Marks Management For Voted - For
8 Elect Debra L. Reed-Klages Management For Voted - For
9 Elect Susan C. Schwab Management For Voted - For
10 Elect D. James Umpleby III Management For Voted - For
11 Elect Rayford Wilkins Jr. Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on
Effectiveness of Due Diligence Process Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
CELANESE CORPORATION
Security ID: 150870103 Ticker: CE
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Jean S. Blackwell Management For Voted - For
2 Elect William M. Brown Management For Voted - For
3 Elect Edward G. Galante Management For Voted - For
4 Elect Kathryn M. Hill Management For Voted - For
5 Elect David F. Hoffmeister Management For Voted - For
6 Elect Jay V. Ihlenfeld Management For Voted - For
7 Elect Deborah J. Kissire Management For Voted - For
8 Elect Michael Koenig Management For Voted - For
9 Elect Kim K.W. Rucker Management For Voted - For
10 Elect Lori J. Ryerkerk Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2018 Global Incentive Plan Management For Voted - For
CENTENE CORPORATION
Security ID: 15135B101 Ticker: CNC
Meeting Date: 27-Sep-22 Meeting Type: Special
1 Repeal of Classified Board Management For Voted - For
2 Permit Shareholders to Call Special Meetings Management For Voted - For
3 Permit Shareholders to Act by Written Consent Management For Voted - For
4 Right to Adjourn Meeting Management For Voted - For
99
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Jessica L. Blume Management For Voted - For
2 Elect Kenneth A. Burdick Management For Voted - For
3 Elect Christopher J. Coughlin Management For Voted - For
4 Elect H. James Dallas Management For Voted - For
5 Elect Wayne S. DeVeydt Management For Voted - For
6 Elect Frederick H. Eppinger Management For Voted - For
7 Elect Monte E. Ford Management For Voted - For
8 Elect Sarah M. London Management For Voted - For
9 Elect Lori J. Robinson Management For Voted - For
10 Elect Theodore R. Samuels, II Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on Linking
Executive Pay to Maternal Morbidity Metrics Shareholder Against Voted - Against
CENTERPOINT ENERGY, INC.
Security ID: 15189T107 Ticker: CNP
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Wendy Montoya Cloonan Management For Voted - For
2 Elect Earl M. Cummings Management For Voted - For
3 Elect Christopher H. Franklin Management For Voted - For
4 Elect David J. Lesar Management For Voted - For
5 Elect Raquelle W. Lewis Management For Voted - For
6 Elect Martin H. Nesbitt Management For Voted - For
7 Elect Theodore F. Pound Management For Voted - Against
8 Elect Phillip R. Smith Management For Voted - For
9 Elect Barry T. Smitherman Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Scope 3 Targets Shareholder Against Voted - Against
CF INDUSTRIES HOLDINGS, INC.
Security ID: 125269100 Ticker: CF
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Javed Ahmed Management For Voted - For
2 Elect Robert C. Arzbaecher Management For Voted - For
3 Elect Deborah L. DeHaas Management For Voted - For
4 Elect John W. Eaves Management For Voted - For
5 Elect Stephen J. Hagge Management For Voted - For
100
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Jesus Madrazo Yris Management For Voted - For
7 Elect Anne P. Noonan Management For Voted - For
8 Elect Michael J. Toelle Management For Voted - For
9 Elect Theresa E. Wagler Management For Voted - For
10 Elect Celso L. White Management For Voted - For
11 Elect W. Anthony Will Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
CHARTER COMMUNICATIONS, INC.
Security ID: 16119P108 Ticker: CHTR
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect W. Lance Conn Management For Voted - For
2 Elect Kim C. Goodman Management For Voted - For
3 Elect Craig A. Jacobson Management For Voted - For
4 Elect Gregory B. Maffei Management For Voted - Against
5 Elect John D. Markley, Jr. Management For Voted - Against
6 Elect David C. Merritt Management For Voted - For
7 Elect James E. Meyer Management For Voted - For
8 Elect Steven A. Miron Management For Voted - For
9 Elect Balan Nair Management For Voted - Against
10 Elect Michael A. Newhouse Management For Voted - For
11 Elect Mauricio Ramos Management For Voted - For
12 Elect Thomas M. Rutledge Management For Voted - For
13 Elect Eric L. Zinterhofer Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
CHEVRON CORPORATION
Security ID: 166764100 Ticker: CVX
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect John B. Frank Management For Voted - For
3 Elect Alice P. Gast Management For Voted - For
4 Elect Enrique Hernandez, Jr. Management For Voted - For
5 Elect Marillyn A. Hewson Management For Voted - For
6 Elect Jon M. Huntsman Jr. Management For Voted - For
7 Elect Charles W. Moorman Management For Voted - For
8 Elect Dambisa F. Moyo Management For Voted - For
101
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Debra L. Reed-Klages Management For Voted - For
10 Elect D. James Umpleby III Management For Voted - For
11 Elect Cynthia J. Warner Management For Voted - For
12 Elect Michael K. Wirth Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Medium-Term Scope 3
Target Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Recalculated
Emissions Baseline Shareholder Against Voted - For
19 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CHURCH & DWIGHT CO., INC.
Security ID: 171340102 Ticker: CHD
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Bradlen S. Cashaw Management For Voted - For
2 Elect Matthew T. Farrell Management For Voted - For
3 Elect Bradley C. Irwin Management For Voted - For
4 Elect Penry W. Price Management For Voted - For
5 Elect Susan G. Saideman Management For Voted - For
6 Elect Ravichandra K. Saligram Management For Voted - For
7 Elect Robert K. Shearer Management For Voted - For
8 Elect Janet S. Vergis Management For Voted - For
9 Elect Arthur B. Winkleblack Management For Voted - For
10 Elect Laurie J. Yoler Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Approval of the Employee Stock Purchase Plan Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CINCINNATI FINANCIAL CORPORATION
Security ID: 172062101 Ticker: CINF
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Thomas Aaron Management For Voted - For
2 Elect Nancy C. Benacci Management For Voted - For
102
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Linda W. Clement Holmes Management For Voted - For
4 Elect Dirk J. Debbink Management For Voted - For
5 Elect Steven J. Johnston Management For Voted - For
6 Elect Jill P. Meyer Management For Voted - For
7 Elect David P. Osborn Management For Voted - For
8 Elect Gretchen W. Schar Management For Voted - For
9 Elect Charles O. Schiff Management For Voted - For
10 Elect Douglas S. Skidmore Management For Voted - For
11 Elect John F. Steele, Jr. Management For Voted - For
12 Elect Larry R. Webb Management For Voted - For
13 Approval of Code of Regulations Amendment Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
CITIGROUP INC.
Security ID: 172967424 Ticker: C
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Ellen M. Costello Management For Voted - For
2 Elect Grace E. Dailey Management For Voted - For
3 Elect Barbara J. Desoer Management For Voted - For
4 Elect John C. Dugan Management For Voted - For
5 Elect Jane N. Fraser Management For Voted - For
6 Elect Duncan P. Hennes Management For Voted - For
7 Elect Peter B. Henry Management For Voted - For
8 Elect S. Leslie Ireland Management For Voted - For
9 Elect Renee J. James Management For Voted - For
10 Elect Gary M. Reiner Management For Voted - For
11 Elect Diana L. Taylor Management For Voted - For
12 Elect James S. Turley Management For Voted - For
13 Elect Casper W. von Koskull Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2019 Stock Incentive Plan Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Human
Rights Standards for Indigenous Peoples Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
103
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
CITIZENS FINANCIAL GROUP, INC.
Security ID: 174610105 Ticker: CFG
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Bruce Van Saun Management For Voted - For
2 Elect Lee Alexander Management For Voted - For
3 Elect Christine M. Cumming Management For Voted - For
4 Elect Kevin Cummings Management For Voted - For
5 Elect William P. Hankowsky Management For Voted - For
6 Elect Edward J. Kelly, III Management For Voted - For
7 Elect Robert G. Leary Management For Voted - For
8 Elect Terrance J. Lillis Management For Voted - For
9 Elect Michele N. Siekerka Management For Voted - For
10 Elect Shivan S. Subramaniam Management For Voted - For
11 Elect Christopher J. Swift Management For Voted - For
12 Elect Wendy A. Watson Management For Voted - For
13 Elect Marita Zuraitis Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
CLOUDFLARE, INC.
Security ID: 18915M107 Ticker: NET
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Scott D. Sandell Management For Voted - Withheld
1.2 Elect Michelle Zatlyn Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Terrence A. Duffy Management For Voted - For
2 Elect Kathryn Benesh Management For Voted - For
3 Elect Timothy S. Bitsberger Management For Voted - For
4 Elect Charles P. Carey Management For Voted - For
5 Elect Bryan T. Durkin Management For Voted - For
6 Elect Harold Ford Jr. Management For Voted - For
7 Elect Martin J. Gepsman Management For Voted - For
8 Elect Larry G. Gerdes Management For Voted - For
9 Elect Daniel R. Glickman Management For Voted - For
10 Elect Daniel G. Kaye Management For Voted - For
11 Elect Phyllis M. Lockett Management For Voted - For
12 Elect Deborah J. Lucas Management For Voted - For
104
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Terry L. Savage Management For Voted - For
14 Elect Rahael Seifu Management For Voted - For
15 Elect William R. Shepard Management For Voted - For
16 Elect Howard J. Siegel Management For Voted - For
17 Elect Dennis A. Suskind Management For Voted - For
18 Ratification of Auditor Management For Voted - For
19 Advisory Vote on Executive Compensation Management For Voted - Against
20 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve 1 year Management 1 Year Voted - 1 Year
CMS ENERGY CORPORATION
Security ID: 125896100 Ticker: CMS
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Jon E. Barfield Management For Voted - For
2 Elect Deborah H. Butler Management For Voted - For
3 Elect Kurt L. Darrow Management For Voted - For
4 Elect William D. Harvey Management For Voted - For
5 Elect Garrick J. Rochow Management For Voted - For
6 Elect John G. Russell Management For Voted - For
7 Elect Suzanne F. Shank Management For Voted - For
8 Elect Myrna M. Soto Management For Voted - For
9 Elect John G. Sznewajs Management For Voted - For
10 Elect Ronald J. Tanski Management For Voted - For
11 Elect Laura H. Wright Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Security ID: 192446102 Ticker: CTSH
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Zein Abdalla Management For Voted - For
2 Elect Vinita K. Bali Management For Voted - For
3 Elect Eric Branderiz Management For Voted - For
4 Elect Archana Deskus Management For Voted - For
5 Elect John M. Dineen Management For Voted - For
6 Elect Nella Domenici Management For Voted - For
7 Elect Ravi Kumar Singisetti Management For Voted - For
8 Elect Leo S. Mackay, Jr. Management For Voted - For
9 Elect Michael Patsalos-Fox Management For Voted - For
10 Elect Stephen J. Rohleder Management For Voted - For
11 Elect Abraham Schot Management For Voted - For
12 Elect Joseph M. Velli Management For Voted - For
13 Elect Sandra S. Wijnberg Management For Voted - For
105
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Approval of the 2023 Incentive Award Plan Management For Voted - For
17 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
18 Ratification of Auditor Management For Voted - For
19 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
20 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
COLGATE-PALMOLIVE COMPANY
Security ID: 194162103 Ticker: CL
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect John P. Bilbrey Management For Voted - For
2 Elect John T. Cahill Management For Voted - For
3 Elect Steve A. Cahillane Management For Voted - For
4 Elect Lisa M. Edwards Management For Voted - For
5 Elect C. Martin Harris Management For Voted - For
6 Elect Martina Hund-Mejean Management For Voted - For
7 Elect Kimberly A. Nelson Management For Voted - For
8 Elect Lorrie M. Norrington Management For Voted - Against
9 Elect Michael B. Polk Management For Voted - For
10 Elect Stephen I. Sadove Management For Voted - For
11 Elect Noel R. Wallace Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
COMCAST CORPORATION
Security ID: 20030N101 Ticker: CMCSA
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Kenneth J. Bacon Management For Voted - Withheld
1.2 Elect Thomas J. Baltimore, Jr. Management For Voted - Withheld
1.3 Elect Madeline S. Bell Management For Voted - For
1.4 Elect Edward D. Breen Management For Voted - For
1.5 Elect Gerald L. Hassell Management For Voted - For
1.6 Elect Jeffrey A. Honickman Management For Voted - For
1.7 Elect Maritza Gomez Montiel Management For Voted - For
1.8 Elect Asuka Nakahara Management For Voted - For
1.9 Elect David C. Novak Management For Voted - For
1.10 Elect Brian L. Roberts Management For Voted - For
2 Ratification of Auditor Management For Voted - For
106
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approval of the 2023 Omnibus Equity Incentive Plan Management For Voted - For
4 Amendment to the 2002 Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
9 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
CONAGRA BRANDS, INC.
Security ID: 205887102 Ticker: CAG
Meeting Date: 21-Sep-22 Meeting Type: Annual
1 Elect Anil Arora Management For Voted - For
2 Elect Thomas K. Brown Management For Voted - For
3 Elect Emanuel Chirico Management For Voted - For
4 Elect Sean M. Connolly Management For Voted - For
5 Elect George Dowdie Management For Voted - For
6 Elect Fran Horowitz Management For Voted - For
7 Elect Richard H. Lenny Management For Voted - For
8 Elect Melissa B. Lora Management For Voted - For
9 Elect Ruth Ann Marshall Management For Voted - For
10 Elect Denise Paulonis Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Permit Shareholders to Act by Written Consent Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
CONSTELLATION ENERGY CORPORATION
Security ID: 21037T109 Ticker: CEG
Meeting Date: 25-Apr-23 Meeting Type: Annual
1.1 Elect Joseph Dominguez Management For Voted - For
1.2 Elect Julie Holzrichter Management For Voted - For
1.3 Elect Ashish Khandpur Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
107
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
CORNING INCORPORATED
Security ID: 219350105 Ticker: GLW
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Donald W. Blair Management For Voted - For
2 Elect Leslie A. Brun Management For Voted - For
3 Elect Stephanie A. Burns Management For Voted - For
4 Elect Richard T. Clark Management For Voted - For
5 Elect Pamela J. Craig Management For Voted - For
6 Elect Robert F. Cummings, Jr. Management For Voted - For
7 Elect Roger W. Ferguson, Jr. Management For Voted - For
8 Elect Deborah Ann Henretta Management For Voted - For
9 Elect Daniel P. Huttenlocher Management For Voted - For
10 Elect Kurt M. Landgraf Management For Voted - For
11 Elect Kevin J. Martin Management For Voted - For
12 Elect Deborah D. Rieman Management For Voted - For
13 Elect Hansel E. Tookes II Management For Voted - Against
14 Elect Wendell P. Weeks Management For Voted - For
15 Elect Mark S. Wrighton Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CORTEVA, INC.
Security ID: 22052L104 Ticker: CTVA
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Lamberto Andreotti Management For Voted - For
2 Elect Klaus A. Engel Management For Voted - For
3 Elect David C. Everitt Management For Voted - For
4 Elect Janet Plaut Giesselman Management For Voted - For
5 Elect Karen H. Grimes Management For Voted - For
6 Elect Michael O. Johanns Management For Voted - For
7 Elect Rebecca B. Liebert Management For Voted - For
8 Elect Marcos Marinho Lutz Management For Voted - For
9 Elect Charles V. Magro Management For Voted - For
10 Elect Nayaki R. Nayyar Management For Voted - For
11 Elect Gregory R. Page Management For Voted - For
12 Elect Kerry J. Preete Management For Voted - For
13 Elect Patrick J. Ward Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
108
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Michael R. Klein Management For Voted - For
2 Elect Andrew C. Florance Management For Voted - For
3 Elect Michael J. Glosserman Management For Voted - For
4 Elect John W. Hill Management For Voted - For
5 Elect Laura Cox Kaplan Management For Voted - For
6 Elect Robert W. Musslewhite Management For Voted - For
7 Elect Christopher J. Nassetta Management For Voted - Against
8 Elect Louise S. Sams Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Shareholder Proposal Regarding GHG Targets and
Alignment with the Paris Agreement Shareholder Against Voted - For
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105 Ticker: COST
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Susan L. Decker Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - For
3 Elect Richard A. Galanti Management For Voted - Against
4 Elect Hamilton E. James Management For Voted - For
5 Elect W. Craig Jelinek Management For Voted - For
6 Elect Sally Jewell Management For Voted - For
7 Elect Charles T. Munger Management For Voted - For
8 Elect Jeffrey S. Raikes Management For Voted - Against
9 Elect John W. Stanton Management For Voted - For
10 Elect Ron M. Vachris Management For Voted - For
11 Elect Mary Agnes Wilderotter Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
COTERRA ENERGY INC.
Security ID: 127097103 Ticker: CTRA
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Thomas E. Jorden Management For Voted - For
2 Elect Robert S. Boswell Management For Voted - For
3 Elect Dorothy M. Ables Management For Voted - For
109
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Amanda M. Brock Management For Voted - For
5 Elect Dan O. Dinges Management For Voted - For
6 Elect Paul N. Eckley Management For Voted - For
7 Elect Hans Helmerich Management For Voted - For
8 Elect Lisa A. Stewart Management For Voted - For
9 Elect Frances M. Vallejo Management For Voted - For
10 Elect Marcus A. Watts Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Approval of the 2023 Equity Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding Methane Emission
Disclosures Shareholder Against Voted - For
16 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
COUPANG, INC.
Security ID: 22266T109 Ticker: CPNG
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Bom Kim Management For Voted - For
2 Elect Neil Mehta Management For Voted - For
3 Elect Jason Child Management For Voted - For
4 Elect Pedro Franceschi Management For Voted - For
5 Elect Benjamin Sun Management For Voted - For
6 Elect Ambereen Toubassy Management For Voted - For
7 Elect Kevin M. Warsh Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
CROWDSTRIKE HOLDINGS, INC.
Security ID: 22788C105 Ticker: CRWD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Johanna Flower Management For Voted - For
1.2 Elect Denis J. O'Leary Management For Voted - Withheld
1.3 Elect Godfrey R. Sullivan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
CSX CORPORATION
Security ID: 126408103 Ticker: CSX
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Donna M. Alvarado Management For Voted - For
2 Elect Thomas P. Bostick Management For Voted - For
3 Elect Steven T. Halverson Management For Voted - For
110
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Paul C. Hilal Management For Voted - For
5 Elect Joseph R. Hinrichs Management For Voted - For
6 Elect David M. Moffett Management For Voted - For
7 Elect Linda H. Riefler Management For Voted - For
8 Elect Suzanne M. Vautrinot Management For Voted - For
9 Elect James L. Wainscott Management For Voted - For
10 Elect J. Steven Whisler Management For Voted - For
11 Elect John J. Zillmer Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CUMMINS INC.
Security ID: 231021106 Ticker: CMI
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect N. Thomas Linebarger Management For Voted - For
2 Elect Jennifer W. Rumsey Management For Voted - For
3 Elect Gary L Belske Management For Voted - For
4 Elect Robert J. Bernhard Management For Voted - For
5 Elect Bruno V. Di Leo Allen Management For Voted - For
6 Elect Stephen B. Dobbs Management For Voted - For
7 Elect Carla A. Harris Management For Voted - For
8 Elect Thomas J. Lynch Management For Voted - For
9 Elect William I. Miller Management For Voted - For
10 Elect Georgia R. Nelson Management For Voted - For
11 Elect Kimberly A. Nelson Management For Voted - For
12 Elect Karen H. Quintos Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Amendment to the Employee Stock Purchase Plan Management For Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Plan to Link
Executive Compensation to 1.5C Aligned GHG
Reductions Shareholder Against Voted - Against
D.R. HORTON, INC.
Security ID: 23331A109 Ticker: DHI
Meeting Date: 18-Jan-23 Meeting Type: Annual
1 Elect Donald R. Horton Management For Voted - For
2 Elect Barbara K. Allen Management For Voted - For
3 Elect Brad S. Anderson Management For Voted - For
4 Elect Michael R. Buchanan Management For Voted - For
5 Elect Benjamin S. Carson, Sr. Management For Voted - For
6 Elect Maribess L. Miller Management For Voted - For
111
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Advisory Vote on Executive Compensation Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
DANAHER CORPORATION
Security ID: 235851102 Ticker: DHR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Rainer M. Blair Management For Voted - For
2 Elect Feroz Dewan Management For Voted - For
3 Elect Linda P. Hefner Filler Management For Voted - For
4 Elect Teri L. List Management For Voted - For
5 Elect Walter G. Lohr, Jr. Management For Voted - For
6 Elect Jessica L. Mega Management For Voted - For
7 Elect Mitchell P. Rales Management For Voted - For
8 Elect Steven M. Rales Management For Voted - For
9 Elect Pardis C. Sabeti Management For Voted - For
10 Elect A. Shane Sanders Management For Voted - For
11 Elect John T. Schwieters Management For Voted - For
12 Elect Alan G. Spoon Management For Voted - For
13 Elect Raymond C. Stevens Management For Voted - For
14 Elect Elias A. Zerhouni Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
DARDEN RESTAURANTS, INC.
Security ID: 237194105 Ticker: DRI
Meeting Date: 21-Sep-22 Meeting Type: Annual
1.1 Elect Margaret Shan Atkins Management For Voted - For
1.2 Elect Ricardo Cardenas Management For Voted - For
1.3 Elect Juliana L. Chugg Management For Voted - For
1.4 Elect James P. Fogarty Management For Voted - For
1.5 Elect Cynthia T. Jamison Management For Voted - For
1.6 Elect Eugene I. Lee, Jr. Management For Voted - For
1.7 Elect Nana Mensah Management For Voted - For
1.8 Elect William S. Simon Management For Voted - For
1.9 Elect Charles M. Sonsteby Management For Voted - For
1.10 Elect Timothy J. Wilmott Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
112
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
DATADOG, INC.
Security ID: 23804L103 Ticker: DDOG
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Olivier Pomel Management For Voted - For
2 Elect Dev Ittycheria Management For Voted - For
3 Elect Shardul Shah Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
DELL TECHNOLOGIES INC.
Security ID: 24703L202 Ticker: DELL
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Michael Dell Management For Voted - Withheld
1.2 Elect David W. Dorman Management For Voted - For
1.3 Elect Egon P. Durban Management For Voted - For
1.4 Elect David J. Grain Management For Voted - For
1.5 Elect William D. Green Management For Voted - For
1.6 Elect Simon Patterson Management For Voted - For
1.7 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.8 Elect Ellen J. Kullman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Stock Incentive Plan Management For Voted - For
DELTA AIR LINES, INC.
Security ID: 247361702 Ticker: DAL
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Edward H. Bastian Management For Voted - For
2 Elect Greg Creed Management For Voted - For
3 Elect David G. DeWalt Management For Voted - For
4 Elect William H. Easter III Management For Voted - For
5 Elect Leslie D. Hale Management For Voted - For
6 Elect Christopher A. Hazleton Management For Voted - For
7 Elect Michael P. Huerta Management For Voted - For
8 Elect Jeanne P. Jackson Management For Voted - For
9 Elect George N. Mattson Management For Voted - Against
10 Elect Vasant M. Prabhu Management For Voted - For
11 Elect Sergio A. L. Rial Management For Voted - For
12 Elect David S. Taylor Management For Voted - For
13 Elect Kathy N. Waller Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
113
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
18 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
DEVON ENERGY CORPORATION
Security ID: 25179M103 Ticker: DVN
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Barbara M. Baumann Management For Voted - For
1.2 Elect John E. Bethancourt Management For Voted - For
1.3 Elect Ann G. Fox Management For Voted - Withheld
1.4 Elect Gennifer F. Kelly Management For Voted - For
1.5 Elect Kelt Kindick Management For Voted - For
1.6 Elect John Krenicki, Jr. Management For Voted - For
1.7 Elect Karl F. Kurz Management For Voted - For
1.8 Elect Michael N. Mears Management For Voted - For
1.9 Elect Robert A. Mosbacher, Jr. Management For Voted - For
1.10 Elect Richard E. Muncrief Management For Voted - For
1.11 Elect Valerie M. Williams Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Exclusive Forum Provision Management For Voted - Against
6 Amendment Regarding the Exculpation of Officers Management For Voted - Against
7 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
DIAMONDBACK ENERGY, INC.
Security ID: 25278X109 Ticker: FANG
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Travis D. Stice Management For Voted - For
2 Elect Vincent K. Brooks Management For Voted - For
3 Elect David L. Houston Management For Voted - For
4 Elect Rebecca A. Klein Management For Voted - For
5 Elect Stephanie K. Mains Management For Voted - For
6 Elect Mark L. Plaumann Management For Voted - For
7 Elect Melanie M. Trent Management For Voted - For
8 Elect Frank D. Tsuru Management For Voted - For
9 Elect Steven E. West Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Elimination of Supermajority Requirement Management For Voted - For
12 Permit Shareholders to Call Special Meetings Management For Voted - For
13 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
114
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Ratification of Auditor Management For Voted - For
DIGITAL REALTY TRUST, INC.
Security ID: 253868103 Ticker: DLR
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Alexis Black Bjorlin Management For Voted - Against
2 Elect VeraLinn Jamieson Management For Voted - For
3 Elect Kevin J. Kennedy Management For Voted - For
4 Elect William G. LaPerch Management For Voted - For
5 Elect Jean F.H.P. Mandeville Management For Voted - For
6 Elect Afshin Mohebbi Management For Voted - For
7 Elect Mark R. Patterson Management For Voted - For
8 Elect Mary Hogan Preusse Management For Voted - For
9 Elect Andrew P. Power Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - Abstain
14 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
DISCOVER FINANCIAL SERVICES
Security ID: 254709108 Ticker: DFS
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Jeffrey S. Aronin Management For Voted - For
2 Elect Mary K. Bush Management For Voted - For
3 Elect Gregory C. Case Management For Voted - For
4 Elect Candace H. Duncan Management For Voted - For
5 Elect Joseph F. Eazor Management For Voted - For
6 Elect Roger C. Hochschild Management For Voted - For
7 Elect Thomas G. Maheras Management For Voted - For
8 Elect John B. Owen Management For Voted - For
9 Elect David L. Rawlinson II Management For Voted - For
10 Elect Beverley A. Sibblies Management For Voted - For
11 Elect Mark A. Thierer Management For Voted - For
12 Elect Jennifer L. Wong Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the 2023 Omnibus Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
115
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
DOCUSIGN, INC.
Security ID: 256163106 Ticker: DOCU
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect James A. Beer Management For Voted - For
1.2 Elect Cain A. Hayes Management For Voted - For
1.3 Elect Allan Thygesen Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
DOLLAR TREE, INC.
Security ID: 256746108 Ticker: DLTR
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Richard W. Dreiling Management For Voted - For
2 Elect Cheryl W. Grise Management For Voted - For
3 Elect Daniel J. Heinrich Management For Voted - For
4 Elect Paul C. Hilal Management For Voted - For
5 Elect Edward J. Kelly, III Management For Voted - For
6 Elect Mary A. Laschinger Management For Voted - For
7 Elect Jeffrey G. Naylor Management For Voted - For
8 Elect Winnie Y. Park Management For Voted - For
9 Elect Bertram L. Scott Management For Voted - For
10 Elect Stephanie P. Stahl Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Report on Workforce
Practices and Financial Returns Shareholder Against Voted - Against
DOMINION ENERGY, INC.
Security ID: 25746U109 Ticker: D
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect James A. Bennett Management For Voted - For
2 Elect Robert M. Blue Management For Voted - For
3 Elect D. Maybank Hagood Management For Voted - For
4 Elect Ronald W. Jibson Management For Voted - For
5 Elect Mark J. Kington Management For Voted - For
6 Elect Kristin G. Lovejoy Management For Voted - For
7 Elect Joseph M. Rigby Management For Voted - For
8 Elect Pamela J. Royal Management For Voted - Against
9 Elect Robert H. Spilman, Jr. Management For Voted - For
10 Elect Susan N. Story Management For Voted - For
11 Elect Michael E. Szymanczyk Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
116
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment Regarding Information Requirements for
Shareholders to Call a Special Meeting Management For Voted - For
16 Amendment to Advance Notice Provisions for Director
Nominations Management For Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
DOMINO'S PIZZA, INC.
Security ID: 25754A201 Ticker: DPZ
Meeting Date: 25-Apr-23 Meeting Type: Annual
1.1 Elect David A. Brandon Management For Voted - For
1.2 Elect C. Andrew Ballard Management For Voted - For
1.3 Elect Andrew B. Balson Management For Voted - For
1.4 Elect Corie S. Barry Management For Voted - For
1.5 Elect Diana F. Cantor Management For Voted - For
1.6 Elect Richard L. Federico Management For Voted - For
1.7 Elect James A. Goldman Management For Voted - For
1.8 Elect Patricia E. Lopez Management For Voted - For
1.9 Elect Russell J. Weiner Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DOORDASH, INC.
Security ID: 25809K105 Ticker: DASH
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Shona L. Brown Management For Voted - Against
2 Elect Alfred Lin Management For Voted - For
3 Elect Stanley Tang Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
DOVER CORPORATION
Security ID: 260003108 Ticker: DOV
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Deborah L. DeHaas Management For Voted - For
2 Elect H. John Gilbertson, Jr. Management For Voted - For
3 Elect Kristiane C. Graham Management For Voted - For
4 Elect Michael F. Johnston Management For Voted - For
5 Elect Michael Manley Management For Voted - For
6 Elect Eric A. Spiegel Management For Voted - For
7 Elect Richard J. Tobin Management For Voted - For
117
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Stephen M. Todd Management For Voted - For
9 Elect Keith E. Wandell Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
DOW INC.
Security ID: 260557103 Ticker: DOW
Meeting Date: 13-Apr-23 Meeting Type: Annual
1 Elect Samuel R. Allen Management For Voted - For
2 Elect Gaurdie E. Banister, Jr. Management For Voted - For
3 Elect Wesley G. Bush Management For Voted - For
4 Elect Richard K. Davis Management For Voted - For
5 Elect Jerri L. DeVard Management For Voted - For
6 Elect Debra L. Dial Management For Voted - For
7 Elect Jeff M. Fettig Management For Voted - For
8 Elect James R. Fitterling Management For Voted - For
9 Elect Jacqueline C. Hinman Management For Voted - For
10 Elect Luis A. Moreno Management For Voted - For
11 Elect Jill S. Wyant Management For Voted - For
12 Elect Daniel W. Yohannes Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Virgin Plastic Demand Shareholder Against Voted - Against
DTE ENERGY COMPANY
Security ID: 233331107 Ticker: DTE
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect David A. Brandon Management For Voted - For
1.2 Elect Charles G. McClure, Jr. Management For Voted - For
1.3 Elect Gail J. McGovern Management For Voted - For
1.4 Elect Mark A. Murray Management For Voted - For
1.5 Elect Gerardo Norcia Management For Voted - For
1.6 Elect Robert C. Skaggs, Jr. Management For Voted - For
1.7 Elect David A. Thomas Management For Voted - For
1.8 Elect Gary Torgow Management For Voted - For
1.9 Elect James H. Vandenberghe Management For Voted - For
1.10 Elect Valerie M. Williams Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
118
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Bylaw Amendment Regarding Ownership Threshold for
Shareholders to Call a Special Meeting Management For Voted - For
6 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
DUKE ENERGY CORPORATION
Security ID: 26441C204 Ticker: DUK
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Derrick Burks Management For Voted - For
2 Elect Annette K. Clayton Management For Voted - For
3 Elect Theodore F. Craver, Jr. Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
5 Elect Caroline D. Dorsa Management For Voted - For
6 Elect W. Roy Dunbar Management For Voted - For
7 Elect Nicholas C. Fanandakis Management For Voted - For
8 Elect Lynn J. Good Management For Voted - For
9 Elect John T. Herron Management For Voted - For
10 Elect Idalene F. Kesner Management For Voted - For
11 Elect E. Marie McKee Management For Voted - For
12 Elect Michael J. Pacilio Management For Voted - For
13 Elect Thomas E. Skains Management For Voted - For
14 Elect William E. Webster, Jr. Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
20 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
DUKE REALTY CORPORATION
Security ID: 264411505 Ticker: DRE
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Merger with Prologis Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
EATON CORPORATION PLC
Security ID: G29183103 Ticker: ETN
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Craig Arnold Management For Voted - For
2 Elect Olivier Leonetti Management For Voted - For
119
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Silvio Napoli Management For Voted - For
4 Elect Gregory R. Page Management For Voted - For
5 Elect Sandra Pianalto Management For Voted - For
6 Elect Robert V. Pragada Management For Voted - For
7 Elect Lori J. Ryerkerk Management For Voted - For
8 Elect Gerald B. Smith Management For Voted - For
9 Elect Dorothy C. Thompson Management For Voted - For
10 Elect Darryl L. Wilson Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Aparna Chennapragda Management For Voted - For
3 Elect Logan D. Green Management For Voted - For
4 Elect E. Carol Hayles Management For Voted - For
5 Elect Jamie Iannone Management For Voted - For
6 Elect Shripriya Mahesh Management For Voted - For
7 Elect Paul S. Pressler Management For Voted - For
8 Elect Mohak Shroff Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Equity Incentive Award Plan Management For Voted - For
14 Amendment Regarding Officer Exculpation Management For Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
ECOLAB INC.
Security ID: 278865100 Ticker: ECL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Shari L Ballard Management For Voted - For
2 Elect Barbara J. Beck Management For Voted - For
3 Elect Christophe Beck Management For Voted - For
4 Elect Jeffrey M. Ettinger Management For Voted - For
5 Elect Eric M. Green Management For Voted - For
6 Elect Arthur J. Higgins Management For Voted - For
7 Elect Michael Larson Management For Voted - For
120
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect David W. MacLennan Management For Voted - For
9 Elect Tracy B. McKibben Management For Voted - For
10 Elect Lionel L. Nowell, III Management For Voted - For
11 Elect Victoria J. Reich Management For Voted - For
12 Elect Suzanne M. Vautrinot Management For Voted - For
13 Elect John J. Zillmer Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Approval of the 2023 Stock Incentive Plan Management For Voted - For
16 Amendment to the Stock Purchase Plan Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
EDISON INTERNATIONAL
Security ID: 281020107 Ticker: EIX
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Jeanne Beliveau-Dunn Management For Voted - For
2 Elect Michael C. Camunez Management For Voted - For
3 Elect Vanessa C.L. Chang Management For Voted - For
4 Elect James T. Morris Management For Voted - For
5 Elect Timothy T. O'Toole Management For Voted - For
6 Elect Pedro J. Pizarro Management For Voted - For
7 Elect Marcy L. Reed Management For Voted - For
8 Elect Carey A. Smith Management For Voted - For
9 Elect Linda G. Stuntz Management For Voted - For
10 Elect Peter J. Taylor Management For Voted - For
11 Elect Keith Trent Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Advisory Vote on Executive Compensation Management For Voted - For
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108 Ticker: EW
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kieran T. Gallahue Management For Voted - For
2 Elect Leslie Stone Heisz Management For Voted - For
3 Elect Paul A. LaViolette Management For Voted - For
4 Elect Steven R. Loranger Management For Voted - For
5 Elect Martha H. Marsh Management For Voted - For
6 Elect Michael A. Mussallem Management For Voted - For
7 Elect Ramona Sequeira Management For Voted - For
8 Elect Nicholas J. Valeriani Management For Voted - For
9 Elect Bernard J. Zovighian Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Ratification of Auditor Management For Voted - For
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ELI LILLY AND COMPANY
Security ID: 532457108 Ticker: LLY
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect William G. Kaelin, Jr. Management For Voted - For
2 Elect David A. Ricks Management For Voted - For
3 Elect Marschall S. Runge Management For Voted - For
4 Elect Karen Walker Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
8 Repeal of Classified Board Management For Voted - For
9 Elimination of Supermajority Requirements Management For Voted - For
10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
12 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Report on Company
Response to State Policies Regulating Abortion Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
EMERSON ELECTRIC CO.
Security ID: 291011104 Ticker: EMR
Meeting Date: 07-Feb-23 Meeting Type: Annual
1 Elect Martin S. Craighead Management For Voted - For
2 Elect Gloria A. Flach Management For Voted - For
3 Elect Mathew S. Levatich Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ENDEAVOR GROUP HOLDINGS, INC.
Security ID: 29260Y109 Ticker: EDR
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Patrick Whitesell Management For Voted - For
122
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Ursula M. Burns Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2021 Incentive Award Plan Management For Voted - Against
ENTERGY CORPORATION
Security ID: 29364G103 Ticker: ETR
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Gina F Adams Management For Voted - For
2 Elect John H Black Management For Voted - For
3 Elect John R. Burbank Management For Voted - For
4 Elect P.J. Condon Management For Voted - For
5 Elect Kirkland H. Donald Management For Voted - For
6 Elect Brian W. Ellis Management For Voted - For
7 Elect Philip L. Frederickson Management For Voted - For
8 Elect M. Elise Hyland Management For Voted - For
9 Elect Stuart L. Levenick Management For Voted - For
10 Elect Blanche L. Lincoln Management For Voted - For
11 Elect Andrew S Marsh Management For Voted - For
12 Elect Karen A. Puckett Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Amendment to the 2019 Omnibus Incentive Plan Management For Voted - For
17 Amendment to Allow Exculpation of Officers Management For Voted - Against
EPAM SYSTEMS, INC.
Security ID: 29414B104 Ticker: EPAM
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Eugene Roman Management For Voted - For
2 Elect Jill B. Smart Management For Voted - For
3 Elect Ronald P. Vargo Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
EQT CORPORATION
Security ID: 26884L109 Ticker: EQT
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Lydia I. Beebe Management For Voted - For
2 Elect Lee M. Canaan Management For Voted - For
3 Elect Janet L. Carrig Management For Voted - Against
4 Elect Frank C. Hu Management For Voted - For
5 Elect Kathryn Jackson Management For Voted - For
6 Elect John F. McCartney Management For Voted - For
123
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect James T. McManus, II Management For Voted - For
8 Elect Anita M. Powers Management For Voted - For
9 Elect Daniel J. Rice IV Management For Voted - For
10 Elect Toby Z. Rice Management For Voted - For
11 Elect Hallie A. Vanderhider Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
EQUIFAX INC.
Security ID: 294429105 Ticker: EFX
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Mark W. Begor Management For Voted - For
2 Elect Mark L. Feidler Management For Voted - For
3 Elect Karen Fichuk Management For Voted - For
4 Elect G. Thomas Hough Management For Voted - For
5 Elect Robert D. Marcus Management For Voted - For
6 Elect Scott A. McGregor Management For Voted - For
7 Elect John A. McKinley Management For Voted - For
8 Elect Melissa D. Smith Management For Voted - For
9 Elect Audrey Boone Tillman Management For Voted - For
10 Elect Heather H. Wilson Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Omnibus Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
EQUITY RESIDENTIAL
Security ID: 29476L107 Ticker: EQR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Angela M. Aman Management For Voted - For
1.2 Elect Linda Walker Bynoe Management For Voted - For
1.3 Elect Mary Kay Haben Management For Voted - For
1.4 Elect Tahsinul Zia Huque Management For Voted - For
1.5 Elect John E. Neal Management For Voted - For
1.6 Elect David J. Neithercut Management For Voted - For
1.7 Elect Mark J. Parrell Management For Voted - For
1.8 Elect Mark S. Shapiro Management For Voted - For
1.9 Elect Stephen E. Sterrett Management For Voted - For
1.10 Elect Samuel Zell Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
124
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
ESSEX PROPERTY TRUST, INC.
Security ID: 297178105 Ticker: ESS
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Keith R. Guericke Management For Voted - For
2 Elect Maria R. Hawthorne Management For Voted - For
3 Elect Amal M. Johnson Management For Voted - For
4 Elect Mary Kasaris Management For Voted - For
5 Elect Angela L. Kleiman Management For Voted - For
6 Elect Irving F. Lyons, III Management For Voted - For
7 Elect George M. Marcus Management For Voted - Against
8 Elect Thomas E. Robinson Management For Voted - For
9 Elect Michael J. Schall Management For Voted - For
10 Elect Byron A. Scordelis Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive
Compensation-ONE (1) YEAR Management 1 Year Voted - 1 Year
ETSY, INC.
Security ID: 29786A106 Ticker: ETSY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Josh Silverman Management For Voted - For
3 Elect Fred Wilson Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Against
EVERGY, INC.
Security ID: 30034W106 Ticker: EVRG
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect David A. Campbell Management For Voted - For
2 Elect Thomas D. Hyde Management For Voted - For
3 Elect B. Anthony Isaac Management For Voted - For
4 Elect Paul Keglevic Management For Voted - For
5 Elect Mary L. Landrieu Management For Voted - For
6 Elect Sandra A.J. Lawrence Management For Voted - For
7 Elect Ann D. Murtlow Management For Voted - For
8 Elect Sandra J. Price Management For Voted - For
9 Elect Mark A. Ruelle Management For Voted - For
10 Elect James Scarola Management For Voted - For
125
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect C. John Wilder Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
EVERSOURCE ENERGY
Security ID: 30040W108 Ticker: ES
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Cotton M. Cleveland Management For Voted - For
2 Elect Francis A. Doyle Management For Voted - For
3 Elect Linda D. Forry Management For Voted - For
4 Elect Gregory M. Jones Management For Voted - For
5 Elect Loretta D. Keane Management For Voted - For
6 Elect John Y. Kim Management For Voted - For
7 Elect Kenneth R. Leibler Management For Voted - For
8 Elect David H. Long Management For Voted - For
9 Elect Joseph R. Nolan, Jr. Management For Voted - For
10 Elect William C. Van Faasen Management For Voted - For
11 Elect Frederica M. Williams Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2018 Incentive Plan Management For Voted - For
15 Increase in Authorized Common Stock Management For Voted - For
16 Ratification of Auditor Management For Voted - For
EXELON CORPORATION
Security ID: 30161N101 Ticker: EXC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Anthony K. Anderson Management For Voted - For
2 Elect W. Paul Bowers Management For Voted - For
3 Elect Calvin G. Butler, Jr. Management For Voted - For
4 Elect Marjorie Rodgers Cheshire Management For Voted - For
5 Elect Linda P. Jojo Management For Voted - For
6 Elect Charisse Lillie Management For Voted - For
7 Elect Matthew Rogers Management For Voted - For
8 Elect John F. Young Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
126
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Beverly Anderson Management For Voted - Withheld
3 Elect M. Moina Banerjee Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
6 Elect Henrique Dubugras Management For Voted - For
7 Elect Craig A. Jacobson Management For Voted - Withheld
8 Elect Peter M. Kern Management For Voted - For
9 Elect Dara Khosrowshahi Management For Voted - For
10 Elect Patricia Menendez Cambo Management For Voted - For
11 Elect Alexander von Furstenberg Management For Voted - For
12 Elect Julie Whalen Management For Voted - Withheld
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2005 Stock and Annual Incentive
Plan Management For Voted - Against
16 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Security ID: 302130109 Ticker: EXPD
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Glenn M. Alger Management For Voted - For
2 Elect Robert P. Carlile Management For Voted - For
3 Elect James M. DuBois Management For Voted - For
4 Elect Mark A. Emmert Management For Voted - For
5 Elect Diane H. Gulyas Management For Voted - For
6 Elect Jeffrey S. Musser Management For Voted - For
7 Elect Brandon S. Pedersen Management For Voted - For
8 Elect Liane J. Pelletier Management For Voted - For
9 Elect Olivia D. Polius Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
14 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
EXXON MOBIL CORPORATION
Security ID: 30231G102 Ticker: XOM
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Michael J. Angelakis Management For Voted - For
2 Elect Susan K. Avery Management For Voted - For
3 Elect Angela F. Braly Management For Voted - For
4 Elect Gregory J. Goff Management For Voted - For
127
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect John D. Harris II Management For Voted - For
6 Elect Kaisa H. Hietala Management For Voted - For
7 Elect Joseph L. Hooley Management For Voted - For
8 Elect Steven A. Kandarian Management For Voted - For
9 Elect Alexander A. Karsner Management For Voted - For
10 Elect Lawrence W. Kellner Management For Voted - For
11 Elect Jeffrey W. Ubben Management For Voted - For
12 Elect Darren W. Woods Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Carbon
Capture and Storage Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Methane Emission
Disclosures Shareholder Against Voted - For
20 Shareholder Proposal Regarding Medium-Term Scope 3
Target Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Guyanese
Operations Shareholder Against Voted - For
22 Shareholder Proposal Regarding Recalculated
Emissions Baseline Shareholder Against Voted - For
23 Shareholder Proposal Regarding Audited Report on
Asset Retirement Obligations Shareholder Against Voted - For
24 Shareholder Proposal Regarding Addressing Virgin
Plastic Demand Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Environmental
Litigation Shareholder Against Voted - Against
26 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
27 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
28 Shareholder Proposal Regarding Report on
Exploration and Production in the Arctic Refuge Shareholder Against Voted - Abstain
FACTSET RESEARCH SYSTEMS INC.
Security ID: 303075105 Ticker: FDS
Meeting Date: 15-Dec-22 Meeting Type: Annual
1 Elect James J. McGonigle Management For Voted - For
2 Elect F. Phillip Snow Management For Voted - For
3 Elect Maria Teresa Tejada Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Amendment to Remove Certain Business Combination
Restrictions Management For Voted - For
128
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Exclusive Forum Provision (Delaware Court) Management For Voted - Against
9 Exclusive Forum Provision (Federal Court) Management For Voted - Against
10 Amendment to Remove Creditor Compromise Provision Management For Voted - For
11 Amendment to Clarify, Streamline and Modernize the
Certificate of Incorporation Management For Voted - For
FASTENAL COMPANY
Security ID: 311900104 Ticker: FAST
Meeting Date: 22-Apr-23 Meeting Type: Annual
1 Elect Scott A. Satterlee Management For Voted - For
2 Elect Michael J. Ancius Management For Voted - For
3 Elect Stephen L. Eastman Management For Voted - For
4 Elect Daniel L. Florness Management For Voted - For
5 Elect Rita J. Heise Management For Voted - For
6 Elect Hsenghung Sam Hsu Management For Voted - For
7 Elect Daniel L. Johnson Management For Voted - For
8 Elect Nicholas J. Lundquist Management For Voted - For
9 Elect Sarah N. Nielsen Management For Voted - For
10 Elect Reyne K. Wisecup Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FEDEX CORPORATION
Security ID: 31428X106 Ticker: FDX
Meeting Date: 19-Sep-22 Meeting Type: Annual
1 Elect Marvin R. Ellison Management For Voted - For
2 Elect Stephen E. Gorman Management For Voted - For
3 Elect Susan Patricia Griffith Management For Voted - For
4 Elect Kimberly A. Jabal Management For Voted - For
5 Elect Amy B. Lane Management For Voted - For
6 Elect R. Brad Martin Management For Voted - For
7 Elect Nancy A. Norton Management For Voted - For
8 Elect Frederick P. Perpall Management For Voted - For
9 Elect Joshua Cooper Ramo Management For Voted - For
10 Elect Susan C. Schwab Management For Voted - For
11 Elect Frederick W. Smith Management For Voted - For
12 Elect David P. Steiner Management For Voted - Against
13 Elect Rajesh Subramaniam Management For Voted - For
14 Elect V. James Vena Management For Voted - For
15 Elect Paul S. Walsh Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Amendment to the 2019 Omnibus Stock Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
129
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
21 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
22 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Security ID: 31620M106 Ticker: FIS
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Lee Adrean Management For Voted - For
2 Elect Ellen R. Alemany Management For Voted - For
3 Elect Mark D. Benjamin Management For Voted - For
4 Elect Vijay D'Silva Management For Voted - For
5 Elect Stephanie L. Ferris Management For Voted - For
6 Elect Jeffrey A. Goldstein Management For Voted - For
7 Elect Lisa Hook Management For Voted - For
8 Elect Kenneth T. Lamneck Management For Voted - For
9 Elect Gary L. Lauer Management For Voted - For
10 Elect Louise M. Parent Management For Voted - For
11 Elect Brian T. Shea Management For Voted - For
12 Elect James B. Stallings, Jr. Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
FIFTH THIRD BANCORP
Security ID: 316773100 Ticker: FITB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Nicholas K. Akins Management For Voted - For
2 Elect B. Evan Bayh, III Management For Voted - For
3 Elect Jorge L. Benitez Management For Voted - For
4 Elect Katherine B. Blackburn Management For Voted - For
5 Elect Emerson L. Brumback Management For Voted - For
6 Elect Linda W. Clement-Holmes Management For Voted - For
7 Elect C. Bryan Daniels Management For Voted - For
8 Elect Mitchell S. Feiger Management For Voted - For
9 Elect Thomas H. Harvey Management For Voted - For
10 Elect Gary R. Heminger Management For Voted - For
11 Elect Eileen A. Mallesch Management For Voted - For
12 Elect Michael B. McCallister Management For Voted - For
13 Elect Timothy N. Spence Management For Voted - For
14 Elect Marsha C. Williams Management For Voted - For
15 Ratification of Auditor Management For Voted - For
130
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Advisory Vote on Executive Compensation Management For Voted - For
FLEETCOR TECHNOLOGIES, INC.
Security ID: 339041105 Ticker: FLT
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Steven T. Stull Management For Voted - For
2 Elect Annabelle G. Bexiga Management For Voted - For
3 Elect Michael Buckman Management For Voted - For
4 Elect Ronald F. Clarke Management For Voted - For
5 Elect Joseph W. Farrelly Management For Voted - For
6 Elect Rahul Gupta Management For Voted - For
7 Elect Thomas M. Hagerty Management For Voted - Against
8 Elect Archie L. Jones Jr. Management For Voted - For
9 Elect Hala G. Moddelmog Management For Voted - Against
10 Elect Richard Macchia Management For Voted - For
11 Elect Jeffrey S. Sloan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
FMC CORPORATION
Security ID: 302491303 Ticker: FMC
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Pierre R. Brondeau Management For Voted - For
2 Elect Eduardo E. Cordeiro Management For Voted - For
3 Elect Carol A. Davidson Management For Voted - For
4 Elect Mark A. Douglas Management For Voted - For
5 Elect Kathy L. Fortmann Management For Voted - For
6 Elect C. Scott Greer Management For Voted - For
7 Elect K'Lynne Johnson Management For Voted - For
8 Elect Dirk A. Kempthorne Management For Voted - For
9 Elect Margareth Ovrum Management For Voted - For
10 Elect Robert C. Pallash Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Approval of the 2023 Incentive Stock Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
131
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
FORD MOTOR COMPANY
Security ID: 345370860 Ticker: F
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kimberly A. Casiano Management For Voted - For
2 Elect Alexandra Ford English Management For Voted - For
3 Elect James D. Farley, Jr. Management For Voted - For
4 Elect Henry Ford III Management For Voted - Against
5 Elect William Clay Ford, Jr. Management For Voted - For
6 Elect William W. Helman IV Management For Voted - For
7 Elect Jon M. Huntsman, Jr. Management For Voted - For
8 Elect William E. Kennard Management For Voted - Against
9 Elect John C. May Management For Voted - For
10 Elect Beth E. Mooney Management For Voted - For
11 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
12 Elect John L. Thornton Management For Voted - For
13 Elect John B. Veihmeyer Management For Voted - For
14 Elect John S. Weinberg Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Approval of the 2023 Long-Term Incentive Plan Management For Voted - Against
19 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
20 Shareholder Proposal Regarding Child Labor Linked
To Electric Vehicles Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Transparency and
Minimization of Animal Testing Shareholder Against Voted - Against
FORTINET, INC.
Security ID: 34959E109 Ticker: FTNT
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Ken Xie Management For Voted - For
2 Elect Michael Xie Management For Voted - For
3 Elect Kenneth A. Goldman Management For Voted - For
4 Elect Ming Hsieh Management For Voted - Against
5 Elect Jean Hu Management For Voted - For
6 Elect William H. Neukom Management For Voted - For
7 Elect Judith Sim Management For Voted - For
8 Elect James G. Stavridis Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Elimination of Supermajority Requirement Management For Voted - For
13 Amendment to Articles to Permit the Exculpation of
Officers Management For Voted - Against
132
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
FORTIVE CORPORATION
Security ID: 34959J108 Ticker: FTV
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Eric Branderiz Management For Voted - For
2 Elect Daniel L. Comas Management For Voted - For
3 Elect Sharmistha Dubey Management For Voted - For
4 Elect Rejji P. Hayes Management For Voted - For
5 Elect Wright L. Lassiter III Management For Voted - For
6 Elect James A. Lico Management For Voted - For
7 Elect Kate D. Mitchell Management For Voted - For
8 Elect Jeannine P. Sargent Management For Voted - For
9 Elect Alan G. Spoon Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
FRANKLIN RESOURCES, INC.
Security ID: 354613101 Ticker: BEN
Meeting Date: 07-Feb-23 Meeting Type: Annual
1 Elect Mariann Byerwalter Management For Voted - For
2 Elect Alexander S. Friedman Management For Voted - For
3 Elect Gregory E. Johnson Management For Voted - For
4 Elect Jennifer M. Johnson Management For Voted - For
5 Elect Rupert H. Johnson, Jr. Management For Voted - For
6 Elect John Y. Kim Management For Voted - For
7 Elect Karen M. King Management For Voted - For
8 Elect Anthony J. Noto Management For Voted - For
9 Elect John W. Thiel Management For Voted - For
10 Elect Seth H. Waugh Management For Voted - For
11 Elect Geoffrey Y. Yang Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
FREEPORT-MCMORAN INC.
Security ID: 35671D857 Ticker: FCX
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Richard C. Adkerson Management For Voted - For
3 Elect Marcela E. Donadio Management For Voted - For
4 Elect Robert W. Dudley Management For Voted - For
133
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Hugh Grant Management For Voted - For
6 Elect Lydia H. Kennard Management For Voted - For
7 Elect Ryan M. Lance Management For Voted - For
8 Elect Sara Grootwassink Lewis Management For Voted - For
9 Elect Dustan E. McCoy Management For Voted - For
10 Elect Kathleen L. Quirk Management For Voted - For
11 Elect John J. Stephens Management For Voted - For
12 Elect Frances F. Townsend Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
GARMIN LTD.
Security ID: H2906T109 Ticker: GRMN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Dividend from Reserves Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Elect Jonathan C. Burrell Management For Voted - Against
6 Elect Joseph J. Hartnett Management For Voted - For
7 Elect Min H. Kao as Chairman Management For Voted - For
8 Elect Catherine A. Lewis Management For Voted - For
9 Elect Charles W. Peffer Management For Voted - For
10 Elect Clifton A. Pemble Management For Voted - For
11 Elect Min H. Kao Management For Voted - Against
12 Elect Jonathan C. Burrell Management For Voted - Against
13 Elect Joseph J. Hartnett Management For Voted - For
14 Elect Catherine A. Lewis Management For Voted - For
15 Elect Charles W. Peffer Management For Voted - For
16 Election of Independent Voting Rights Representative Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Advisory vote on executive compensation Management For Voted - For
19 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
20 Approval of Swiss Statutory Compensation Report Management For Voted - For
21 Executive Compensation Management For Voted - For
22 Board Compensation Management For Voted - For
23 Cancellation of Shares Management For Voted - For
24 Amendment to the Employee Stock Purchase Plan Management For Voted - For
25 2011 Non-Employee Directors' Equity Incentive Plan Management For Voted - For
26 Reduction of Par Value Management For Voted - For
27 Approval of Change of Currency of the Issued Share
Capital Management For Voted - For
28 Creation of capital band Management For Voted - For
29 Amendments to Articles Regarding Shareholder Rights
and General Meetings Management For Voted - For
30 Amendments to Articles Regarding Board and
Compensation Matters Management For Voted - For
134
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
GARTNER, INC.
Security ID: 366651107 Ticker: IT
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Peter E. Bisson Management For Voted - For
2 Elect Richard J. Bressler Management For Voted - For
3 Elect Raul E. Cesan Management For Voted - For
4 Elect Karen E. Dykstra Management For Voted - For
5 Elect Diana S. Ferguson Management For Voted - For
6 Elect Anne Sutherland Fuchs Management For Voted - For
7 Elect William O. Grabe Management For Voted - For
8 Elect Jose M. Gutierrez Management For Voted - For
9 Elect Eugene A. Hall Management For Voted - For
10 Elect Stephen G. Pagliuca Management For Voted - For
11 Elect Eileen M. Serra Management For Voted - For
12 Elect James C. Smith Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the Long-Term Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
GENERAL DYNAMICS CORPORATION
Security ID: 369550108 Ticker: GD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Richard D. Clarke Management For Voted - For
2 Elect James S. Crown Management For Voted - For
3 Elect Rudy F. deLeon Management For Voted - For
4 Elect Cecil D. Haney Management For Voted - For
5 Elect Mark M. Malcolm Management For Voted - For
6 Elect James N. Mattis Management For Voted - For
7 Elect Phebe N. Novakovic Management For Voted - For
8 Elect C. Howard Nye Management For Voted - For
9 Elect Catherine B. Reynolds Management For Voted - For
10 Elect Laura J. Schumacher Management For Voted - For
11 Elect Robert K. Steel Management For Voted - For
12 Elect John G. Stratton Management For Voted - For
13 Elect Peter A. Wall Management For Voted - For
14 Amendment to Articles Limiting the Liability of
Certain Officers Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Report on Human
Rights Impact Assessments Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
135
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
GENERAL ELECTRIC COMPANY
Security ID: 369604301 Ticker: GE
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Stephen F. Angel Management For Voted - For
2 Elect Sebastien Bazin Management For Voted - For
3 Elect H. Lawrence Culp, Jr. Management For Voted - For
4 Elect Edward Garden Management For Voted - For
5 Elect Isabella D. Goren Management For Voted - For
6 Elect Thomas Horton Management For Voted - For
7 Elect Catherine Lesjak Management For Voted - For
8 Elect Darren W. McDew Management For Voted - For
9 Elect Paula Rosput Reynolds Management For Voted - For
10 Elect Jessica Uhl Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
15 Shareholder Proposal Regarding Sale of Company Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Audited Report of
Net Zero 2050 Goal Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Audited Report on
Net Zero Emissions by 2050 Scenario Analysis Shareholder Against Voted - Against
GENERAL MILLS, INC.
Security ID: 370334104 Ticker: GIS
Meeting Date: 27-Sep-22 Meeting Type: Annual
1 Elect R. Kerry Clark Management For Voted - For
2 Elect David M. Cordani Management For Voted - For
3 Elect C. Kim Goodwin Management For Voted - For
4 Elect Jeffrey L. Harmening Management For Voted - For
5 Elect Maria G. Henry Management For Voted - For
6 Elect Jo Ann Jenkins Management For Voted - For
7 Elect Elizabeth C. Lempres Management For Voted - For
8 Elect Diane L. Neal Management For Voted - For
9 Elect Stephen A. Odland Management For Voted - For
10 Elect Maria A. Sastre Management For Voted - For
11 Elect Eric D. Sprunk Management For Voted - For
12 Elect Jorge A. Uribe Management For Voted - For
13 Approval of the 2022 Stock Compensation Plan Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - Against
136
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
GENERAL MOTORS COMPANY
Security ID: 37045V100 Ticker: GM
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Mary T. Barra Management For Voted - For
2 Elect Aneel Bhusri Management For Voted - For
3 Elect Wesley G. Bush Management For Voted - For
4 Elect Joanne C. Crevoiserat Management For Voted - For
5 Elect Linda R. Gooden Management For Voted - For
6 Elect Joseph Jimenez Management For Voted - For
7 Elect Jonathan McNeill Management For Voted - For
8 Elect Judith A. Miscik Management For Voted - For
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Thomas M. Schoewe Management For Voted - For
11 Elect Mark A. Tatum Management For Voted - For
12 Elect Jan E. Tighe Management For Voted - For
13 Elect Devin N. Wenig Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2020 Long-Term Incentive Plan Management For Voted - For
17 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Procurement Targets
for Sustainable Materials in Supply Chain Shareholder Against Voted - Against
GENUINE PARTS COMPANY
Security ID: 372460105 Ticker: GPC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Elizabeth W. Camp Management For Voted - For
2 Elect Richard Cox, Jr. Management For Voted - For
3 Elect Paul D. Donahue Management For Voted - For
4 Elect Gary P. Fayard Management For Voted - For
5 Elect P. Russell Hardin Management For Voted - For
6 Elect John R. Holder Management For Voted - For
7 Elect Donna W. Hyland Management For Voted - For
8 Elect John D. Johns Management For Voted - For
9 Elect Jean-Jacques Lafont Management For Voted - For
10 Elect Robert C. Loudermilk, Jr. Management For Voted - For
11 Elect Wendy B. Needham Management For Voted - For
12 Elect Juliette W. Pryor Management For Voted - For
13 Elect E. Jenner Wood III Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
137
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Jacqueline K. Barton Management For Voted - For
2 Elect Jeffrey A. Bluestone Management For Voted - For
3 Elect Sandra J. Horning Management For Voted - For
4 Elect Kelly A. Kramer Management For Voted - For
5 Elect Kevin E. Lofton Management For Voted - For
6 Elect Harish Manwani Management For Voted - For
7 Elect Daniel P. O'Day Management For Voted - For
8 Elect Javier J. Rodriguez Management For Voted - For
9 Elect Anthony Welters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
GLOBAL PAYMENTS INC.
Security ID: 37940X102 Ticker: GPN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect F. Thaddeus Arroyo Management For Voted - For
2 Elect Robert H.B. Baldwin, Jr. Management For Voted - For
3 Elect John G. Bruno Management For Voted - For
4 Elect Joia M. Johnson Management For Voted - For
5 Elect Ruth Ann Marshall Management For Voted - For
6 Elect Connie D. McDaniel Management For Voted - For
7 Elect Joseph H. Osnoss Management For Voted - For
8 Elect William B. Plummer Management For Voted - For
9 Elect Jeffrey S. Sloan Management For Voted - For
10 Elect John T. Turner Management For Voted - For
11 Elect M. Troy Woods Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
138
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
GLOBALFOUNDRIES INC.
Security ID: G39387108 Ticker: GFS
Meeting Date: 25-Jul-22 Meeting Type: Annual
1.1 Elect Thomas H. Caulfield Management For Voted - Withheld
1.2 Elect Ahmed Saeed Al Calily Management For Voted - Withheld
1.3 Elect Tim Breen Management For Voted - Withheld
1.4 Elect Glenda M. Dorchak Management For Voted - Withheld
2 Appointment of Auditor Management For Voted - For
HCA HEALTHCARE, INC.
Security ID: 40412C101 Ticker: HCA
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Thomas F. Frist III Management For Voted - For
2 Elect Samuel N. Hazen Management For Voted - For
3 Elect Meg G. Crofton Management For Voted - For
4 Elect Robert J. Dennis Management For Voted - For
5 Elect Nancy-Ann DeParle Management For Voted - For
6 Elect William R. Frist Management For Voted - For
7 Elect Hugh F. Johnston Management For Voted - For
8 Elect Michael W. Michelson Management For Voted - For
9 Elect Wayne J. Riley Management For Voted - For
10 Elect Andrea B. Smith Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Board Oversight of
Staffing and Patient Safety Shareholder Against Voted - Against
HEALTHPEAK PROPERTIES, INC.
Security ID: 42250P103 Ticker: PEAK
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Scott M. Brinker Management For Voted - For
2 Elect Brian G. Cartwright Management For Voted - For
3 Elect James B. Connor Management For Voted - For
4 Elect Christine N. Garvey Management For Voted - For
5 Elect R. Kent Griffin Jr. Management For Voted - For
6 Elect David B. Henry Management For Voted - For
7 Elect Sara G. Lewis Management For Voted - For
8 Elect Katherine M. Sandstrom Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
139
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Approval of the 2023 Performance Incentive Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
HEICO CORPORATION
Security ID: 422806109 Ticker: HEI
Meeting Date: 17-Mar-23 Meeting Type: Annual
1.1 Elect Thomas M. Culligan Management For Voted - For
1.2 Elect Carol F. Fine Management For Voted - For
1.3 Elect Adolfo Henriques Management For Voted - For
1.4 Elect Mark H. Hildebrandt Management For Voted - Withheld
1.5 Elect Eric A. Mendelson Management For Voted - For
1.6 Elect Laurans A. Mendelson Management For Voted - For
1.7 Elect Victor H. Mendelson Management For Voted - For
1.8 Elect Julie Neitzel Management For Voted - For
1.9 Elect Alan Schriesheim Management For Voted - For
1.10 Elect Frank J. Schwitter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
1.1 Elect Thomas M. Culligan Management For Voted - For
1.2 Elect Carol F. Fine Management For Voted - For
1.3 Elect Adolfo Henriques Management For Voted - For
1.4 Elect Mark H. Hildebrandt Management For Voted - Withheld
1.5 Elect Eric A. Mendelson Management For Voted - For
1.6 Elect Laurans A. Mendelson Management For Voted - For
1.7 Elect Victor H. Mendelson Management For Voted - For
1.8 Elect Julie Neitzel Management For Voted - For
1.9 Elect Alan Schriesheim Management For Voted - For
1.10 Elect Frank J. Schwitter Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
HEWLETT PACKARD ENTERPRISE COMPANY
Security ID: 42824C109 Ticker: HPE
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Elect Daniel Ammann Management For Voted - For
2 Elect Pamela L. Carter Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - For
4 Elect Regina E. Dugan Management For Voted - For
5 Elect Jean M. Hobby Management For Voted - For
6 Elect Raymond J. Lane Management For Voted - For
7 Elect Ann M. Livermore Management For Voted - For
8 Elect Antonio F. Neri Management For Voted - For
9 Elect Charles H. Noski Management For Voted - For
140
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Raymond E. Ozzie Management For Voted - For
11 Elect Gary M. Reiner Management For Voted - For
12 Elect Patricia F. Russo Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Amendment to the 2021 Stock Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Security ID: G46188101 Ticker: HZNP
Meeting Date: 24-Feb-23 Meeting Type: Special
1 Scheme of Arrangement Management For Voted - For
2 Amendment of Articles of Association Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
4 Right to Adjourn Meeting Management For Voted - For
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Security ID: G46188111 Ticker: HZNP
Meeting Date: 24-Feb-23 Meeting Type: Special
1 Scheme of Arrangement Management For Voted - For
HORMEL FOODS CORPORATION
Security ID: 440452100 Ticker: HRL
Meeting Date: 31-Jan-23 Meeting Type: Annual
1 Elect Prama Bhatt Management For Voted - For
2 Elect Gary C. Bhojwani Management For Voted - For
3 Elect Stephen M. Lacy Management For Voted - For
4 Elect Elsa A. Murano Management For Voted - For
5 Elect Susan K. Nestegard Management For Voted - For
6 Elect William A. Newlands Management For Voted - For
7 Elect Christopher J. Policinski Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - For
9 Elect Sally J. Smith Management For Voted - For
10 Elect James P. Snee Management For Voted - For
11 Elect Steven A. White Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Policy on Use of
Antibiotics in the Supply Chain Shareholder Against Voted - Against
141
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Shumeet Banerji Management For Voted - For
3 Elect Robert R. Bennett Management For Voted - For
4 Elect Charles Chip V. Bergh Management For Voted - For
5 Elect Bruce Broussard Management For Voted - For
6 Elect Stacy Brown-Philpot Management For Voted - For
7 Elect Stephanie A. Burns Management For Voted - For
8 Elect Mary Anne Citrino Management For Voted - For
9 Elect Richard L. Clemmer Management For Voted - For
10 Elect Enrique Lores Management For Voted - For
11 Elect Judith A. Miscik Management For Voted - For
12 Elect Kim K.W. Rucker Management For Voted - For
13 Elect Subra Suresh Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
HUBSPOT, INC.
Security ID: 443573100 Ticker: HUBS
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Nick Caldwell Management For Voted - For
2 Elect Claire Hughes Johnson Management For Voted - For
3 Elect Jay Simons Management For Voted - For
4 Elect Yamini Rangan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HUMANA INC.
Security ID: 444859102 Ticker: HUM
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Raquel C. Bono Management For Voted - For
2 Elect Bruce Broussard Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - Against
4 Elect David T. Feinberg Management For Voted - For
5 Elect Wayne A.I. Frederick Management For Voted - For
6 Elect John W. Garratt Management For Voted - For
7 Elect Kurt J. Hilzinger Management For Voted - For
142
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Karen W. Katz Management For Voted - For
9 Elect Marcy S. Klevorn Management For Voted - For
10 Elect William J. McDonald Management For Voted - For
11 Elect Jorge S. Mesquita Management For Voted - For
12 Elect Brad D. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HUNTINGTON BANCSHARES INCORPORATED
Security ID: 446150104 Ticker: HBAN
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Alanna Y. Cotton Management For Voted - For
2 Elect Ann B. Crane Management For Voted - For
3 Elect Gina D. France Management For Voted - For
4 Elect J. Michael Hochschwender Management For Voted - For
5 Elect Richard H. King Management For Voted - For
6 Elect Katherine M.A. Kline Management For Voted - For
7 Elect Richard W. Neu Management For Voted - For
8 Elect Kenneth J. Phelan Management For Voted - For
9 Elect David L. Porteous Management For Voted - For
10 Elect Roger J. Sit Management For Voted - For
11 Elect Stephen D. Steinour Management For Voted - For
12 Elect Jeffrey L. Tate Management For Voted - For
13 Elect Gary Torgow Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
ILLINOIS TOOL WORKS INC.
Security ID: 452308109 Ticker: ITW
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Daniel J. Brutto Management For Voted - For
2 Elect Susan Crown Management For Voted - For
3 Elect Darrell L. Ford Management For Voted - For
4 Elect Kelly J. Grier Management For Voted - For
5 Elect James W. Griffith Management For Voted - For
6 Elect Jay L. Henderson Management For Voted - For
7 Elect Richard H. Lenny Management For Voted - For
8 Elect E. Scott Santi Management For Voted - For
9 Elect David H. B. Smith, Jr. Management For Voted - For
10 Elect Pamela B. Strobel Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
143
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 25-May-23 Meeting Type: Special
1 Elect Management Nominee Frances Arnold Management For Take No Action
2 Elect Management Nominee Francis A. deSouza Management For Take No Action
3 Elect Management Nominee Caroline D. Dorsa Management For Take No Action
4 Elect Management Nominee Robert S. Epstein Management For Take No Action
5 Elect Management Nominee Scott Gottlieb Management For Take No Action
6 Elect Management Nominee Gary S. Guthart Management For Take No Action
7 Elect Management Nominee Philip W. Schiller Management For Take No Action
8 Elect Management Nominee Susan E. Siegel Management For Take No Action
9 Elect Management Nominee John W. Thompson Management For Take No Action
10 Elect Icahn Nominee Vincent J. Intrieri Shareholder Withhold Take No Action
11 Elect Icahn Nominee Jesse A. Lynn Shareholder Withhold Take No Action
12 Elect Icahn Nominee Andrew J. Teno Shareholder Withhold Take No Action
13 Ratification of Auditor Management For Take No Action
14 Advisory Vote on Executive Compensation Management For Take No Action
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Take No Action
16 Amendment to the 2015 Stock and Incentive Plan Management For Take No Action
1 Elect Icahn Nominee Vincent J. Intrieri Shareholder N/A Voted - For
2 Elect Icahn Nominee Jesse A. Lynn Shareholder N/A Voted - Withheld
3 Elect Icahn Nominee Andrew J. Teno Shareholder N/A Voted - For
4 Elect Management Nominee Frances Arnold Management N/A Voted - For
5 Elect Management Nominee Caroline D. Dorsa Management N/A Voted - For
6 Elect Management Nominee Scott Gottlieb Management N/A Voted - For
7 Elect Management Nominee Gary S. Guthart Management N/A Voted - For
8 Elect Management Nominee Philip W. Schiller Management N/A Voted - For
9 Elect Management Nominee Susan E. Siegel Management N/A Voted - For
10 Elect Management Nominee Francis A. deSouza Management N/A Voted - Withheld
11 Elect Management Nominee Robert S. Epstein Management N/A Voted - For
12 Elect Management Nominee John W. Thompson Management N/A Voted - Withheld
13 Ratification of Auditor Management N/A Voted - For
14 Advisory Vote on Executive Compensation Management N/A Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
16 Amendment to the 2015 Stock and Incentive Plan Management N/A Voted - For
INCYTE CORPORATION
Security ID: 45337C102 Ticker: INCY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Julian C. Baker Management For Voted - For
2 Elect Jean-Jacques Bienaime Management For Voted - For
3 Elect Otis W. Brawley Management For Voted - For
4 Elect Paul J. Clancy Management For Voted - For
144
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Jacqualyn A. Fouse Management For Voted - For
6 Elect Edmund P. Harrigan Management For Voted - For
7 Elect Katherine A. High Management For Voted - For
8 Elect Herve Hoppenot Management For Voted - For
9 Elect Susanne Schaffert Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2010 Stock Incentive Plan Management For Voted - For
13 Amendment to the 1997 Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
INGERSOLL RAND INC.
Security ID: 45687V106 Ticker: IR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Vicente Reynal Management For Voted - For
2 Elect William P. Donnelly Management For Voted - For
3 Elect Kirk E. Arnold Management For Voted - Against
4 Elect Gary D. Forsee Management For Voted - For
5 Elect Jennifer Hartsock Management For Voted - For
6 Elect John Humphrey Management For Voted - For
7 Elect Marc E. Jones Management For Voted - For
8 Elect Mark Stevenson Management For Voted - For
9 Elect Michael Stubblefield Management For Voted - For
10 Elect Tony L. White Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
INTERACTIVE BROKERS GROUP, INC.
Security ID: 45841N107 Ticker: IBKR
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Thomas Peterffy Management For Voted - Against
2 Elect Earl H. Nemser Management For Voted - Against
3 Elect Milan Galik Management For Voted - Against
4 Elect Paul J. Brody Management For Voted - Against
5 Elect Lawrence E. Harris Management For Voted - For
6 Elect Philip Uhde Management For Voted - For
7 Elect William Peterffy Management For Voted - For
8 Elect Nicole Yuen Management For Voted - For
9 Elect Jill Bright Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 2 Years Voted - 1 Year
13 Amendment to the 2007 Stock Incentive Plan Management For Voted - For
145
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - For
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - Against
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - Against
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Security ID: 459506101 Ticker: IFF
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Kathryn J. Boor Management For Voted - For
2 Elect Barry A. Bruno Management For Voted - For
3 Elect Franklin K. Clyburn, Jr. Management For Voted - For
4 Elect Mark J. Costa Management For Voted - For
5 Elect Carol Anthony Davidson Management For Voted - For
6 Elect Roger W. Ferguson, Jr. Management For Voted - For
7 Elect John F. Ferraro Management For Voted - For
8 Elect Christina A. Gold Management For Voted - For
9 Elect Gary Hu Management For Voted - For
10 Elect Kevin O'Byrne Management For Voted - For
11 Elect Dawn C. Willoughby Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
146
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTERNATIONAL PAPER COMPANY
Security ID: 460146103 Ticker: IP
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Christopher M. Connor Management For Voted - For
2 Elect Ahmet Cemal Dorduncu Management For Voted - For
3 Elect Ilene S. Gordon Management For Voted - Against
4 Elect Anders Gustafsson Management For Voted - For
5 Elect Jacqueline C. Hinman Management For Voted - For
6 Elect Clinton A. Lewis, Jr. Management For Voted - For
7 Elect D. G. Macpherson Management For Voted - For
8 Elect Kathryn D. Sullivan Management For Voted - For
9 Elect Mark S. Sutton Management For Voted - For
10 Elect Anton V. Vincent Management For Voted - For
11 Elect Raymond Guy Young Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
INTUIT INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Eve Burton Management For Voted - For
2 Elect Scott D. Cook Management For Voted - For
3 Elect Richard L. Dalzell Management For Voted - For
4 Elect Sasan Goodarzi Management For Voted - For
5 Elect Deborah Liu Management For Voted - For
6 Elect Tekedra Mawakana Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Thomas J. Szkutak Management For Voted - For
9 Elect Raul Vazquez Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
INTUITIVE SURGICAL, INC.
Security ID: 46120E602 Ticker: ISRG
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Craig H. Barratt Management For Voted - For
2 Elect Joseph C. Beery Management For Voted - For
3 Elect Gary S. Guthart Management For Voted - For
147
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Amal M. Johnson Management For Voted - For
5 Elect Don R. Kania Management For Voted - For
6 Elect Amy L. Ladd Management For Voted - For
7 Elect Keith R. Leonard, Jr. Management For Voted - For
8 Elect Alan J. Levy Management For Voted - For
9 Elect Jami Dover Nachtsheim Management For Voted - For
10 Elect Monica P. Reed Management For Voted - For
11 Elect Mark J. Rubash Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
IQVIA HOLDINGS INC.
Security ID: 46266C105 Ticker: IQV
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Carol J. Burt Management For Voted - For
2 Elect Colleen A. Goggins Management For Voted - Against
3 Elect Sheila A. Stamps Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Permit Shareholders to Call Special Meetings Management For Voted - Abstain
6 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
7 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
8 Ratification of Auditor Management For Voted - For
J.B. HUNT TRANSPORT SERVICES, INC.
Security ID: 445658107 Ticker: JBHT
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Francesca M. Edwardson Management For Voted - For
2 Elect Wayne Garrison Management For Voted - For
3 Elect Sharilyn S. Gasaway Management For Voted - For
4 Elect John B. (Thad) Hill, III Management For Voted - For
5 Elect J. Bryan Hunt Jr. Management For Voted - Against
6 Elect Persio V. Lisboa Management For Voted - For
7 Elect John N. Roberts III Management For Voted - For
8 Elect James L. Robo Management For Voted - For
9 Elect Kirk Thompson Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
148
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
JACOBS SOLUTIONS INC.
Security ID: 46982L108 Ticker: J
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect Steven J. Demetriou Management For Voted - For
2 Elect Chris M.T. Thompson Management For Voted - For
3 Elect Priya Abani Management For Voted - For
4 Elect Vincent K. Brooks Management For Voted - For
5 Elect Ralph E. Eberhart Management For Voted - Against
6 Elect Manuel J. Fernandez Management For Voted - For
7 Elect Georgette D. Kiser Management For Voted - For
8 Elect Barbara L. Loughran Management For Voted - For
9 Elect Robert A. McNamara Management For Voted - For
10 Elect Robert V. Pragada Management For Voted - For
11 Elect Peter J. Robertson Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the Stock Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Mary C. Beckerle Management For Voted - For
3 Elect D. Scott Davis Management For Voted - For
4 Elect Jennifer A. Doudna Management For Voted - For
5 Elect Joaquin Duato Management For Voted - For
6 Elect Marillyn A. Hewson Management For Voted - For
7 Elect Paula A. Johnson Management For Voted - For
8 Elect Hubert Joly Management For Voted - For
9 Elect Mark B. McClellan Management For Voted - For
10 Elect Anne Mulcahy Management For Voted - For
11 Elect Mark A. Weinberger Management For Voted - For
12 Elect Nadja Y. West Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Adoption of
Mandatory Arbitration Bylaw Shareholder Against Voted - Abstain
17 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - Against
18 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - Abstain
149
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
KELLOGG COMPANY
Security ID: 487836108 Ticker: K
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Stephanie A. Burns Management For Voted - For
2 Elect Steve A. Cahillane Management For Voted - For
3 Elect La June Montgomery Tabron Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
KEURIG DR PEPPER INC.
Security ID: 49271V100 Ticker: KDP
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Elect Robert J. Gamgort Management For Voted - For
2 Elect Oray Boston Management For Voted - For
3 Elect Olivier Goudet Management For Voted - For
4 Elect Peter Harf Management For Voted - For
5 Elect Juliette Hickman Management For Voted - For
6 Elect Paul S. Michaels Management For Voted - For
7 Elect Pamela H. Patsley Management For Voted - For
8 Elect Lubomira Rochet Management For Voted - For
9 Elect Debra A. Sandler Management For Voted - For
10 Elect Robert S. Singer Management For Voted - For
11 Elect Larry D. Young Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
KEYSIGHT TECHNOLOGIES, INC.
Security ID: 49338L103 Ticker: KEYS
Meeting Date: 16-Mar-23 Meeting Type: Annual
1 Elect Satish Dhanasekaran Management For Voted - For
2 Elect Richard P. Hamada Management For Voted - Against
3 Elect Paul A. Lacouture Management For Voted - For
4 Elect Kevin A. Stephens Management For Voted - For
5 Ratification of Auditor Management For Voted - For
150
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
KIMBERLY-CLARK CORPORATION
Security ID: 494368103 Ticker: KMB
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Sylvia M. Burwell Management For Voted - For
2 Elect John W. Culver Management For Voted - For
3 Elect Michael D. Hsu Management For Voted - For
4 Elect Mae C. Jemison Management For Voted - For
5 Elect S. Todd Maclin Management For Voted - For
6 Elect Deirdre Mahlan Management For Voted - For
7 Elect Sherilyn S. McCoy Management For Voted - For
8 Elect Christa Quarles Management For Voted - For
9 Elect Jaime A. Ramirez Management For Voted - For
10 Elect Dunia A. Shive Management For Voted - For
11 Elect Mark T. Smucker Management For Voted - For
12 Elect Michael D. White Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
KINDER MORGAN, INC.
Security ID: 49456B101 Ticker: KMI
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Richard D. Kinder Management For Voted - For
2 Elect Steven J. Kean Management For Voted - For
3 Elect Kimberly A. Dang Management For Voted - For
4 Elect Ted A. Gardner Management For Voted - Against
5 Elect Anthony W. Hall, Jr. Management For Voted - For
6 Elect Gary L. Hultquist Management For Voted - For
7 Elect Ronald L. Kuehn, Jr. Management For Voted - For
8 Elect Deborah A. Macdonald Management For Voted - For
9 Elect Michael C. Morgan Management For Voted - For
10 Elect Arthur C. Reichstetter Management For Voted - For
11 Elect C. Park Shaper Management For Voted - For
12 Elect William A. Smith Management For Voted - For
13 Elect Joel V. Staff Management For Voted - For
14 Elect Robert F. Vagt Management For Voted - For
15 Amendment Limiting the Liability of Certain Officers Management For Voted - Against
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
151
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
L3HARRIS TECHNOLOGIES, INC.
Security ID: 502431109 Ticker: LHX
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Sallie B. Bailey Management For Voted - For
2 Elect Peter W. Chiarelli Management For Voted - For
3 Elect Thomas A. Dattilo Management For Voted - Against
4 Elect Roger B. Fradin Management For Voted - For
5 Elect Joanna L. Geraghty Management For Voted - For
6 Elect Harry B. Harris, Jr. Management For Voted - For
7 Elect Lewis Hay III Management For Voted - For
8 Elect Christopher E. Kubasik Management For Voted - For
9 Elect Rita S. Lane Management For Voted - For
10 Elect Robert B. Millard Management For Voted - For
11 Elect Edward A. Rice, Jr. Management For Voted - For
12 Elect Christina L. Zamarro Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
LAS VEGAS SANDS CORP.
Security ID: 517834107 Ticker: LVS
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Robert Glen Goldstein Management For Voted - For
1.2 Elect Patrick Dumont Management For Voted - For
1.3 Elect Irwin Chafetz Management For Voted - For
1.4 Elect Micheline Chau Management For Voted - Withheld
1.5 Elect Charles Daniel Forman Management For Voted - For
1.6 Elect Nora M. Jordan Management For Voted - Withheld
1.7 Elect Lewis Kramer Management For Voted - For
1.8 Elect David F. Levi Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Disclosure of a
Board Diversity and Skills Matrix Shareholder Against Voted - For
LENNAR CORPORATION
Security ID: 526057104 Ticker: LEN
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Richard Beckwitt Management For Voted - For
3 Elect Theron I. Gilliam Management For Voted - For
152
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Sherrill W. Hudson Management For Voted - For
5 Elect Jonathan M. Jaffe Management For Voted - For
6 Elect Sidney Lapidus Management For Voted - For
7 Elect Teri P. McClure Management For Voted - For
8 Elect Stuart A. Miller Management For Voted - For
9 Elect Armando J. Olivera Management For Voted - For
10 Elect Jeffrey Sonnenfeld Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
LIBERTY BROADBAND CORP.
Security ID: 530307107 Ticker: LBRDA
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect John C. Malone Management For Voted - Withheld
1.2 Elect Gregg L. Engles Management For Voted - For
1.3 Elect John E. Welsh, III Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
LINDE PLC
Security ID: G5494J103 Ticker: LIN
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Approval of Scheme of Arrangement Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Dissolution Merger Management For Voted - For
LINDE PLC
Security ID: G5494J111 Ticker: LIN
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Approval of Scheme of Arrangement Management For Voted - For
LIVE NATION ENTERTAINMENT, INC.
Security ID: 538034109 Ticker: LYV
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Maverick Carter Management For Voted - For
2 Elect Ping Fu Management For Voted - For
3 Elect Jeffrey T. Hinson Management For Voted - For
4 Elect Chad Hollingsworth Management For Voted - Against
5 Elect Jimmy Iovine Management For Voted - For
153
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect James S. Kahan Management For Voted - For
7 Elect Gregory B. Maffei Management For Voted - Against
8 Elect Randall T. Mays Management For Voted - Against
9 Elect Richard A. Paul Management For Voted - For
10 Elect Michael Rapino Management For Voted - For
11 Elect Latriece Watkins Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
LOCKHEED MARTIN CORPORATION
Security ID: 539830109 Ticker: LMT
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Daniel F. Akerson Management For Voted - For
2 Elect David B. Burritt Management For Voted - For
3 Elect Bruce A. Carlson Management For Voted - For
4 Elect John Donovan Management For Voted - For
5 Elect Joseph Dunford Jr. Management For Voted - For
6 Elect James O. Ellis, Jr. Management For Voted - For
7 Elect Thomas J. Falk Management For Voted - For
8 Elect Ilene S. Gordon Management For Voted - For
9 Elect Vicki A. Hollub Management For Voted - For
10 Elect Jeh C. Johnson Management For Voted - For
11 Elect Debra L. Reed-Klages Management For Voted - For
12 Elect James D. Taiclet Management For Voted - For
13 Elect Patricia E. Yarrington Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Human
Rights Impact Assessments Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Aligning
Value Chain GHG Reductions with Paris Agreement Shareholder Against Voted - For
LOEWS CORPORATION
Security ID: 540424108 Ticker: L
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Ann E. Berman Management For Voted - For
2 Elect Joseph L. Bower Management For Voted - For
3 Elect Charles D. Davidson Management For Voted - For
4 Elect Charles M. Diker Management For Voted - For
5 Elect Paul J. Fribourg Management For Voted - Against
6 Elect Walter L. Harris Management For Voted - For
7 Elect Susan P. Peters Management For Voted - For
154
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Andrew H. Tisch Management For Voted - For
9 Elect James S. Tisch Management For Voted - For
10 Elect Jonathan M. Tisch Management For Voted - For
11 Elect Anthony Welters Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Allow Exculpation of Officers Management For Voted - Against
LPL FINANCIAL HOLDINGS INC.
Security ID: 50212V100 Ticker: LPLA
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Dan H. Arnold Management For Voted - For
2 Elect Edward C. Bernard Management For Voted - For
3 Elect H. Paulett Eberhart Management For Voted - For
4 Elect William F. Glavin, Jr. Management For Voted - For
5 Elect Albert J. Ko Management For Voted - For
6 Elect Allison Mnookin Management For Voted - For
7 Elect Anne Mulcahy Management For Voted - For
8 Elect James S. Putnam Management For Voted - For
9 Elect Richard P. Schifter Management For Voted - For
10 Elect Corey Thomas Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
LUCID GROUP, INC.
Security ID: 549498103 Ticker: LCID
Meeting Date: 24-Apr-23 Meeting Type: Annual
1.1 Elect Turqi Alnowaiser Management For Voted - For
1.2 Elect Glenn R. August Management For Voted - Withheld
1.3 Elect Andrew N. Liveris Management For Voted - For
1.4 Elect Sherif Marakby Management For Voted - For
1.5 Elect Nichelle Maynard-Elliott Management For Voted - For
1.6 Elect Chabi Nouri Management For Voted - For
1.7 Elect Peter Rawlinson Management For Voted - For
1.8 Elect Ori Winitzer Management For Voted - For
1.9 Elect Janet S. Wong Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against
5 Amend Charter to Allow Director Removal With or
Without Cause Management For Voted - For
155
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
LULULEMON ATHLETICA INC.
Security ID: 550021109 Ticker: LULU
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Michael Casey Management For Voted - For
2 Elect Glenn Murphy Management For Voted - For
3 Elect David M. Mussafer Management For Voted - For
4 Elect Isabel Ge Mahe Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
8 Approval of the 2023 Equity Incentive Plan Management For Voted - For
LYONDELLBASELL INDUSTRIES N.V.
Security ID: N53745100 Ticker: LYB
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Jacques Aigrain Management For Voted - For
2 Elect Lincoln Benet Management For Voted - For
3 Elect Robin Buchanan Management For Voted - For
4 Elect Anthony R. Chase Management For Voted - For
5 Elect Robert W. Dudley Management For Voted - For
6 Elect Claire S. Farley Management For Voted - For
7 Elect Rita Griffin Management For Voted - For
8 Elect Michael S. Hanley Management For Voted - For
9 Elect Virginia A. Kamsky Management For Voted - For
10 Elect Albert Manifold Management For Voted - For
11 Elect Peter Vanacker Management For Voted - For
12 Ratification of Board Acts Management For Voted - For
13 Accounts and Reports Management For Voted - For
14 Appointment of Dutch Statutory Auditor Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Authority to Repurchase Shares Management For Voted - For
19 Cancellation of Shares Management For Voted - For
M&T BANK CORPORATION
Security ID: 55261F104 Ticker: MTB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect John P. Barnes Management For Voted - For
2 Elect Robert T. Brady Management For Voted - Against
3 Elect Carlton J. Charles Management For Voted - For
4 Elect Jane P. Chwick Management For Voted - For
156
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect William F. Cruger, Jr. Management For Voted - For
6 Elect T. Jefferson Cunningham, III Management For Voted - For
7 Elect Gary N. Geisel Management For Voted - For
8 Elect Leslie V. Godridge Management For Voted - For
9 Elect Rene F. Jones Management For Voted - For
10 Elect Richard H. Ledgett, Jr. Management For Voted - For
11 Elect Melinda R. Rich Management For Voted - For
12 Elect Robert E. Sadler, Jr. Management For Voted - For
13 Elect Denis J. Salamone Management For Voted - For
14 Elect John R. Scannell Management For Voted - For
15 Elect Rudina Seseri Management For Voted - For
16 Elect Kirk W. Walters Management For Voted - For
17 Elect Herbert L. Washington Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
19 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
20 Amendment to the 2019 Equity Incentive Compensation
Plan Management For Voted - For
21 Ratification of Auditor Management For Voted - For
MARATHON PETROLEUM CORPORATION
Security ID: 56585A102 Ticker: MPC
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect J. Michael Stice Management For Voted - For
2 Elect John P. Surma Management For Voted - For
3 Elect Susan Tomasky Management For Voted - For
4 Elect Toni Townes-Whitley Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
8 Elimination of Supermajority Requirement Management For Voted - For
9 Change in Maximum Board Size Management For Voted - For
10 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - For
12 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Audited Report on
Asset Retirement Obligations Shareholder Against Voted - For
MARKEL CORPORATION
Security ID: 570535104 Ticker: MKL
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Mark M. Besca Management For Voted - For
2 Elect K. Bruce Connell Management For Voted - For
3 Elect Lawrence Cunningham Management For Voted - For
4 Elect Thomas S. Gayner Management For Voted - For
157
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Greta J. Harris Management For Voted - For
6 Elect Morgan E. Housel Management For Voted - For
7 Elect Diane Leopold Management For Voted - For
8 Elect Anthony F. Markel Management For Voted - For
9 Elect Steven A. Markel Management For Voted - For
10 Elect Harold L. Morrison, Jr. Management For Voted - For
11 Elect Michael O'Reilly Management For Voted - For
12 Elect A. Lynne Puckett Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
MARRIOTT INTERNATIONAL, INC.
Security ID: 571903202 Ticker: MAR
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Anthony G. Capuano Management For Voted - For
2 Elect Isabella D. Goren Management For Voted - For
3 Elect Deborah Marriott Harrison Management For Voted - For
4 Elect Frederick A. Henderson Management For Voted - For
5 Elect Eric Hippeau Management For Voted - For
6 Elect Lauren R. Hobart Management For Voted - For
7 Elect Debra L. Lee Management For Voted - For
8 Elect Aylwin B. Lewis Management For Voted - For
9 Elect David S. Marriott Management For Voted - For
10 Elect Margaret M. McCarthy Management For Voted - For
11 Elect Grant F. Reid Management For Voted - For
12 Elect Horacio D. Rozanski Management For Voted - For
13 Elect Susan C. Schwab Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Approval of the 2023 Stock and Cash Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Transparency Report
on Congruency of Partnerships with Globalist
Organizations Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
MARTIN MARIETTA MATERIALS, INC.
Security ID: 573284106 Ticker: MLM
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Dorothy M. Ables Management For Voted - For
2 Elect Sue W. Cole Management For Voted - For
3 Elect Anthony R. Foxx Management For Voted - For
4 Elect John J. Koraleski Management For Voted - For
158
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect C. Howard Nye Management For Voted - For
6 Elect Laree E. Perez Management For Voted - For
7 Elect Thomas H. Pike Management For Voted - For
8 Elect Michael J. Quillen Management For Voted - For
9 Elect Donald W. Slager Management For Voted - For
10 Elect David C. Wajsgras Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding GHG Targets Aligned
with the Paris Agreement Shareholder Against Voted - For
MARVELL TECHNOLOGY, INC.
Security ID: G5876H105 Ticker: MRVL
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Sara C. Andrews Management For Voted - For
2 Elect William Tudor Brown Management For Voted - For
3 Elect Brad W. Buss Management For Voted - For
4 Elect Rebecca House Management For Voted - For
5 Elect Marachel L. Knight Management For Voted - For
6 Elect Matthew J. Murphy Management For Voted - For
7 Elect Michael G. Strachan Management For Voted - For
8 Elect Robert E. Switz Management For Voted - For
9 Elect Ford Tamer Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Merit E. Janow Management For Voted - For
2 Elect Candido Botelho Bracher Management For Voted - For
3 Elect Richard K. Davis Management For Voted - For
4 Elect Julius Genachowski Management For Voted - For
5 Elect Choon Phong Goh Management For Voted - For
6 Elect Oki Matsumoto Management For Voted - For
7 Elect Michael Miebach Management For Voted - For
8 Elect Youngme E. Moon Management For Voted - For
9 Elect Rima Qureshi Management For Voted - For
10 Elect Gabrielle Sulzberger Management For Voted - For
11 Elect Harit Talwar Management For Voted - For
12 Elect Lance Uggla Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
159
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Approval of the Employee Stock Purchase Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Oversight
of Merchant Category Codes Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
21 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
MATCH GROUP, INC.
Security ID: 57667L107 Ticker: MTCH
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Sharmistha Dubey Management For Voted - For
2 Elect Ann L. McDaniel Management For Voted - For
3 Elect Thomas J. McInerney Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Susan L. Segal Management For Voted - For
1.2 Elect Mario Eduardo Vazquez Management For Voted - For
1.3 Elect Alejandro Nicolas Aguzin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: META
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - Withheld
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
160
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Content
Management in India Shareholder Against Voted - For
8 Shareholder Proposal Regarding Lobbying Activity
Alignment with Net-Zero Emissions Commitment Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Targets and Report
on Child Safety Impacts Shareholder Against Voted - For
12 Shareholder Proposal Regarding Calibrating
Executive Pay to Externalized Costs Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Assessment of Audit
and Risk Oversight Committee Shareholder Against Voted - For
METLIFE, INC.
Security ID: 59156R108 Ticker: MET
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Cheryl W. Grise Management For Voted - For
2 Elect Carlos M. Gutierrez Management For Voted - For
3 Elect Carla A. Harris Management For Voted - For
4 Elect Gerald L. Hassell Management For Voted - For
5 Elect David L. Herzog Management For Voted - For
6 Elect R. Glenn Hubbard Management For Voted - For
7 Elect Jeh C. Johnson Management For Voted - For
8 Elect Edward J. Kelly, III Management For Voted - For
9 Elect William E. Kennard Management For Voted - For
10 Elect Michel A. Khalaf Management For Voted - For
11 Elect Catherine R. Kinney Management For Voted - For
12 Elect Diana L. McKenzie Management For Voted - For
13 Elect Denise M. Morrison Management For Voted - For
14 Elect Mark A. Weinberger Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
161
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
METTLER-TOLEDO INTERNATIONAL INC.
Security ID: 592688105 Ticker: MTD
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Robert F. Spoerry Management For Voted - For
2 Elect Roland Diggelmann Management For Voted - For
3 Elect Domitille Doat-Le Bigot Management For Voted - For
4 Elect Elisha W. Finney Management For Voted - For
5 Elect Richard Francis Management For Voted - For
6 Elect Michael A. Kelly Management For Voted - For
7 Elect Thomas P. Salice Management For Voted - For
8 Elect Ingrid Zhang Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MGM RESORTS INTERNATIONAL
Security ID: 552953101 Ticker: MGM
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Barry Diller Management For Voted - For
2 Elect Alexis M. Herman Management For Voted - For
3 Elect William Joseph Hornbuckle Management For Voted - For
4 Elect Mary Chris Jammet Management For Voted - For
5 Elect Joseph Levin Management For Voted - For
6 Elect Rose McKinney-James Management For Voted - For
7 Elect Keith A. Meister Management For Voted - For
8 Elect Paul J. Salem Management For Voted - For
9 Elect Jan G. Swartz Management For Voted - For
10 Elect Daniel J. Taylor Management For Voted - For
11 Elect Ben Winston Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MICRON TECHNOLOGY, INC.
Security ID: 595112103 Ticker: MU
Meeting Date: 12-Jan-23 Meeting Type: Annual
1 Elect Richard M. Beyer Management For Voted - For
2 Elect Lynn A. Dugle Management For Voted - For
3 Elect Steven J. Gomo Management For Voted - For
4 Elect Linnie M. Haynesworth Management For Voted - For
5 Elect Mary Pat McCarthy Management For Voted - For
6 Elect Sanjay Mehrotra Management For Voted - For
162
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Robert E. Switz Management For Voted - For
8 Elect MaryAnn Wright Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
MID-AMERICA APARTMENT COMMUNITIES, INC.
Security ID: 59522J103 Ticker: MAA
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect H. Eric Bolton, Jr. Management For Voted - For
2 Elect Deborah H. Caplan Management For Voted - For
3 Elect John P. Case Management For Voted - For
4 Elect Tamara D. Fischer Management For Voted - For
5 Elect Alan B. Graf, Jr. Management For Voted - For
6 Elect Toni Jennings Management For Voted - For
7 Elect Edith Kelly-Green Management For Voted - For
163
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect James K. Lowder Management For Voted - For
9 Elect Thomas H. Lowder Management For Voted - For
10 Elect Claude B. Nielsen Management For Voted - For
11 Elect W. Reid Sanders Management For Voted - For
12 Elect Gary Shorb Management For Voted - For
13 Elect David P. Stockert Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Approval of the 2023 Omnibus Incentive Plan Management For Voted - For
MODERNA, INC.
Security ID: 60770K107 Ticker: MRNA
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect Stephen Berenson Management For Voted - For
1.2 Elect Sandra J. Horning Management For Voted - For
1.3 Elect Paul Sagan Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against
MOLINA HEALTHCARE, INC.
Security ID: 60855R100 Ticker: MOH
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Barbara L. Brasier Management For Voted - For
2 Elect Daniel Cooperman Management For Voted - For
3 Elect Stephen H. Lockhart Management For Voted - For
4 Elect Steven J. Orlando Management For Voted - For
5 Elect Ronna E. Romney Management For Voted - Against
6 Elect Richard M. Schapiro Management For Voted - For
7 Elect Dale B. Wolf Management For Voted - For
8 Elect Richard C. Zoretic Management For Voted - For
9 Elect Joseph M. Zubretsky Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Lewis W.K. Booth Management For Voted - For
2 Elect Charles E. Bunch Management For Voted - Against
3 Elect Ertharin Cousin Management For Voted - For
164
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Jorge S. Mesquita Management For Voted - For
5 Elect Anindita Mukherjee Management For Voted - For
6 Elect Jane Hamilton Nielsen Management For Voted - For
7 Elect Patrick T. Siewert Management For Voted - For
8 Elect Michael A. Todman Management For Voted - For
9 Elect Dirk Van de Put Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
14 Shareholder Proposal Regarding Cage-Free Eggs Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on Child
Labor in Cocoa Supply Chain Shareholder Against Voted - Against
MONGODB, INC.
Security ID: 60937P106 Ticker: MDB
Meeting Date: 27-Jun-23 Meeting Type: Annual
1.1 Elect Archana Agrawal Management For Voted - For
1.2 Elect Hope Cochran Management For Voted - For
1.3 Elect Dwight Merriman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
MONOLITHIC POWER SYSTEMS, INC.
Security ID: 609839105 Ticker: MPWR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Victor K. Lee Management For Voted - For
2 Elect James C. Moyer Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
MONSTER BEVERAGE CORPORATION
Security ID: 61174X109 Ticker: MNST
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Rodney C. Sacks Management For Voted - For
1.2 Elect Hilton H. Schlosberg Management For Voted - For
1.3 Elect Mark J. Hall Management For Voted - For
1.4 Elect Ana Demel Management For Voted - Withheld
1.5 Elect James Leonard Dinkins Management For Voted - For
1.6 Elect Gary P. Fayard Management For Voted - For
1.7 Elect Tiffany M. Hall Management For Voted - For
165
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Jeanne P. Jackson Management For Voted - For
1.9 Elect Steven G. Pizula Management For Voted - For
1.10 Elect Mark S. Vidergauz Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Increase in Authorized Common Stock Management For Voted - Against
6 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
MOODY'S CORPORATION
Security ID: 615369105 Ticker: MCO
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Jorge A. Bermudez Management For Voted - For
2 Elect Therese Esperdy Management For Voted - For
3 Elect Robert Fauber Management For Voted - For
4 Elect Vincent A. Forlenza Management For Voted - For
5 Elect Kathryn M. Hill Management For Voted - For
6 Elect Lloyd W. Howell, Jr. Management For Voted - For
7 Elect Jose M. Minaya Management For Voted - For
8 Elect Leslie Seidman Management For Voted - For
9 Elect Zig Serafin Management For Voted - For
10 Elect Bruce Van Saun Management For Voted - For
11 Amendment to the 2001 Stock Incentive Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MSCI INC.
Security ID: 55354G100 Ticker: MSCI
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Henry A. Fernandez Management For Voted - For
2 Elect Robert G. Ashe Management For Voted - For
3 Elect Wayne Edmunds Management For Voted - For
4 Elect Catherine R. Kinney Management For Voted - For
5 Elect Robin L. Matlock Management For Voted - For
6 Elect Jacques P. Perold Management For Voted - For
7 Elect C.D. Baer Pettit Management For Voted - For
8 Elect Sandy C. Rattray Management For Voted - For
9 Elect Linda H. Riefler Management For Voted - For
10 Elect Marcus L. Smith Management For Voted - For
11 Elect Rajat Taneja Management For Voted - For
12 Elect Paula Volent Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
166
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratification of Auditor Management For Voted - For
NASDAQ, INC.
Security ID: 631103108 Ticker: NDAQ
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Melissa M. Arnoldi Management For Voted - For
2 Elect Charlene T. Begley Management For Voted - For
3 Elect Steven D. Black Management For Voted - For
4 Elect Adena T. Friedman Management For Voted - For
5 Elect Essa Kazim Management For Voted - For
6 Elect Thomas A. Kloet Management For Voted - For
7 Elect Michael R. Splinter Management For Voted - For
8 Elect Johan Torgeby Management For Voted - For
9 Elect Toni Townes-Whitley Management For Voted - For
10 Elect Jeffery W. Yabuki Management For Voted - For
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
NETAPP, INC.
Security ID: 64110D104 Ticker: NTAP
Meeting Date: 09-Sep-22 Meeting Type: Annual
1 Elect T. Michael Nevens Management For Voted - For
2 Elect Deepak Ahuja Management For Voted - For
3 Elect Gerald D. Held Management For Voted - For
4 Elect Kathryn M. Hill Management For Voted - For
5 Elect Deborah L. Kerr Management For Voted - For
6 Elect George Kurian Management For Voted - For
7 Elect Carrie Palin Management For Voted - For
8 Elect Scott F. Schenkel Management For Voted - For
9 Elect George T. Shaheen Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Mathias Dopfner Management For Voted - Against
2 Elect Reed Hastings Management For Voted - For
167
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Jay Hoag Management For Voted - Against
4 Elect Ted Sarandos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Climate
Risk in Employee Retirement Default Options Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
NEWMONT CORPORATION
Security ID: 651639106 Ticker: NEM
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Patrick G. Awuah, Jr. Management For Voted - For
2 Elect Gregory H. Boyce Management For Voted - For
3 Elect Bruce R. Brook Management For Voted - For
4 Elect Maura J. Clark Management For Voted - For
5 Elect Emma Fitzgerald Management For Voted - For
6 Elect Mary A. Laschinger Management For Voted - For
7 Elect Jose Manuel Madero Management For Voted - For
8 Elect Rene Medori Management For Voted - For
9 Elect Jane Nelson Management For Voted - For
10 Elect Thomas Palmer Management For Voted - For
11 Elect Julio M. Quintana Management For Voted - For
12 Elect Susan N. Story Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 09-Sep-22 Meeting Type: Annual
1 Elect Alan B. Graf, Jr. Management For Voted - For
2 Elect Peter B. Henry Management For Voted - For
3 Elect Michelle A. Peluso Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the Employee Stock Purchase Plan Management For Voted - For
7 Shareholder Proposal Regarding Policy to Pause
Sourcing of Raw Materials from China Shareholder Against Voted - Against
168
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORFOLK SOUTHERN CORPORATION
Security ID: 655844108 Ticker: NSC
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Thomas D. Bell Jr. Management For Voted - For
2 Elect Mitchell E. Daniels, Jr. Management For Voted - For
3 Elect Marcela E. Donadio Management For Voted - For
4 Elect John C. Huffard, Jr. Management For Voted - For
5 Elect Christopher T. Jones Management For Voted - For
6 Elect Thomas Colm Kelleher Management For Voted - For
7 Elect Steven F. Leer Management For Voted - For
8 Elect Michael D. Lockhart Management For Voted - Against
9 Elect Amy E. Miles Management For Voted - For
10 Elect Claude Mongeau Management For Voted - For
11 Elect Jennifer F. Scanlon Management For Voted - For
12 Elect Alan H. Shaw Management For Voted - For
13 Elect John R. Thompson Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
NORTHERN TRUST CORPORATION
Security ID: 665859104 Ticker: NTRS
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Linda Walker Bynoe Management For Voted - Against
2 Elect Susan Crown Management For Voted - For
3 Elect Dean M. Harrison Management For Voted - For
4 Elect Jay L. Henderson Management For Voted - Against
5 Elect Marcy S. Klevorn Management For Voted - For
6 Elect Siddharth N. Mehta Management For Voted - For
7 Elect Michael G. O'Grady Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - For
9 Elect Martin P. Slark Management For Voted - For
10 Elect David H. B. Smith, Jr. Management For Voted - For
11 Elect Donald Thompson Management For Voted - For
12 Elect Charles A. Tribbett III Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
169
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
NUCOR CORPORATION
Security ID: 670346105 Ticker: NUE
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Norma B. Clayton Management For Voted - For
1.2 Elect Patrick J. Dempsey Management For Voted - For
1.3 Elect Christopher J. Kearney Management For Voted - For
1.4 Elect Laurette T. Koellner Management For Voted - For
1.5 Elect Michael W. Lamach Management For Voted - For
1.6 Elect Joseph D. Rupp Management For Voted - For
1.7 Elect Leon J. Topalian Management For Voted - For
1.8 Elect Nadja Y. West Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
NVR, INC.
Security ID: 62944T105 Ticker: NVR
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Paul C. Saville Management For Voted - For
2 Elect C. E. Andrews Management For Voted - For
3 Elect Sallie B. Bailey Management For Voted - For
4 Elect Thomas D. Eckert Management For Voted - For
170
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Alfred E. Festa Management For Voted - Against
6 Elect Alexandra A. Jung Management For Voted - For
7 Elect Mel Martinez Management For Voted - For
8 Elect David A. Preiser Management For Voted - For
9 Elect W. Grady Rosier Management For Voted - For
10 Elect Susan Williamson Ross Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
OCCIDENTAL PETROLEUM CORPORATION
Security ID: 674599105 Ticker: OXY
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Vicky A. Bailey Management For Voted - For
2 Elect Andrew Gould Management For Voted - For
3 Elect Carlos M. Gutierrez Management For Voted - For
4 Elect Vicki A. Hollub Management For Voted - For
5 Elect William R. Klesse Management For Voted - For
6 Elect Jack B. Moore Management For Voted - For
7 Elect Claire O'Neill Management For Voted - For
8 Elect Avedick B. Poladian Management For Voted - For
9 Elect Kenneth B. Robinson Management For Voted - For
10 Elect Robert M. Shearer Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
OKTA, INC.
Security ID: 679295105 Ticker: OKTA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Shellye L. Archambeau Management For Voted - For
1.2 Elect Robert L. Dixon, Jr. Management For Voted - For
1.3 Elect Benjamin A. Horowitz Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
OLD DOMINION FREIGHT LINE, INC.
Security ID: 679580100 Ticker: ODFL
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Sherry A. Aaholm Management For Voted - For
1.2 Elect David S. Congdon Management For Voted - For
1.3 Elect John R. Congdon, Jr. Management For Voted - For
171
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Andrew S. Davis Management For Voted - For
1.5 Elect Bradley R. Gabosch Management For Voted - For
1.6 Elect Greg C. Gantt Management For Voted - For
1.7 Elect Patrick D. Hanley Management For Voted - For
1.8 Elect John D. Kasarda Management For Voted - Withheld
1.9 Elect Wendy T. Stallings Management For Voted - For
1.10 Elect Thomas A. Stith, III Management For Voted - For
1.11 Elect Leo H. Suggs Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
OMNICOM GROUP INC.
Security ID: 681919106 Ticker: OMC
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect John D. Wren Management For Voted - For
2 Elect Mary C. Choksi Management For Voted - For
3 Elect Leonard S. Coleman, Jr. Management For Voted - For
4 Elect Mark D. Gerstein Management For Voted - For
5 Elect Ronnie S. Hawkins Management For Voted - For
6 Elect Deborah J. Kissire Management For Voted - For
7 Elect Gracia C. Martore Management For Voted - For
8 Elect Patricia Salas Pineda Management For Voted - For
9 Elect Linda Johnson Rice Management For Voted - For
10 Elect Valerie M. Williams Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
O'REILLY AUTOMOTIVE, INC.
Security ID: 67103H107 Ticker: ORLY
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect David E. O'Reilly Management For Voted - For
2 Elect Larry P. O'Reilly Management For Voted - For
3 Elect Greg Henslee Management For Voted - For
4 Elect Jay D. Burchfield Management For Voted - For
5 Elect Thomas T. Hendrickson Management For Voted - For
6 Elect John R. Murphy Management For Voted - For
7 Elect Dana M. Perlman Management For Voted - For
8 Elect Maria A. Sastre Management For Voted - For
9 Elect Andrea M. Weiss Management For Voted - For
10 Elect Fred Whitfield Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
172
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
PACCAR INC
Security ID: 693718108 Ticker: PCAR
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Mark C. Pigott Management For Voted - For
2 Elect Dame Alison J. Carnwath Management For Voted - For
3 Elect Franklin Lee Feder Management For Voted - For
4 Elect R. Preston Feight Management For Voted - For
5 Elect Kirk S. Hachigian Management For Voted - For
6 Elect Barbara B. Hulit Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Cynthia A. Niekamp Management For Voted - For
9 Elect John M. Pigott Management For Voted - For
10 Elect Ganesh Ramaswamy Management For Voted - For
11 Elect Mark A. Schulz Management For Voted - Against
12 Elect Gregory M. Spierkel Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
PALANTIR TECHNOLOGIES INC.
Security ID: 69608A108 Ticker: PLTR
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Alexander C. Karp Management For Voted - For
1.2 Elect Stephen Cohen Management For Voted - For
1.3 Elect Peter A. Thiel Management For Voted - For
1.4 Elect Alexander Moore Management For Voted - Withheld
1.5 Elect Alexandra Schiff Management For Voted - Withheld
1.6 Elect Lauren Friedman Stat Management For Voted - For
1.7 Elect Eric Woersching Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PALO ALTO NETWORKS, INC.
Security ID: 697435105 Ticker: PANW
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Helene D. Gayle Management For Voted - For
173
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect James J. Goetz Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
PARAMOUNT GLOBAL
Security ID: 92556H107 Ticker: PARA
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Robert M. Bakish Management For Voted - For
2 Elect Barbara M. Byrne Management For Voted - For
3 Elect Linda M. Griego Management For Voted - For
4 Elect Robert N. Klieger Management For Voted - For
5 Elect Judith A. McHale Management For Voted - For
6 Elect Dawn Ostroff Management For Voted - For
7 Elect Charles E. Phillips, Jr. Management For Voted - For
8 Elect Shari Redstone Management For Voted - For
9 Elect Susan Schuman Management For Voted - For
10 Elect Nicole Seligman Management For Voted - Against
11 Elect Frederick O. Terrell Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
PAYCHEX, INC.
Security ID: 704326107 Ticker: PAYX
Meeting Date: 13-Oct-22 Meeting Type: Annual
1 Elect Martin Mucci Management For Voted - For
2 Elect Thomas F. Bonadio Management For Voted - For
3 Elect Joseph G. Doody Management For Voted - For
4 Elect David J. S. Flaschen Management For Voted - For
5 Elect B. Thomas Golisano Management For Voted - For
6 Elect Pamela A. Joseph Management For Voted - For
7 Elect Kevin A. Price Management For Voted - For
8 Elect Joseph M. Tucci Management For Voted - For
9 Elect Joseph M. Velli Management For Voted - For
10 Elect Kara Wilson Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
174
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Sharen J. Turney Management For Voted - Withheld
2 Elect J.C. Watts Jr. Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
6 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
7 Shareholder Proposal Regarding Majority Vote for
the Election of Directors Shareholder Against Voted - For
PEPSICO, INC.
Security ID: 713448108 Ticker: PEP
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Segun Agbaje Management For Voted - For
2 Elect Jennifer Bailey Management For Voted - For
3 Elect Cesar Conde Management For Voted - For
4 Elect Ian M. Cook Management For Voted - For
5 Elect Edith W. Cooper Management For Voted - For
6 Elect Susan M. Diamond Management For Voted - For
7 Elect Dina Dublon Management For Voted - For
8 Elect Michelle D. Gass Management For Voted - For
9 Elect Ramon L. Laguarta Management For Voted - For
10 Elect Dave Lewis Management For Voted - For
11 Elect David C. Page Management For Voted - For
12 Elect Robert C. Pohlad Management For Voted - For
13 Elect Daniel L. Vasella Management For Voted - For
14 Elect Darren Walker Management For Voted - For
15 Elect Alberto Weisser Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Congruency Report on
Net-Zero Emissions Policy Shareholder Against Voted - Against
175
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
PERKINELMER, INC.
Security ID: 714046109 Ticker: PKI
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Peter Barrett Management For Voted - For
2 Elect Samuel R. Chapin Management For Voted - For
3 Elect Sylvie Gregoire Management For Voted - For
4 Elect Michelle McMurry-Heath Management For Voted - For
5 Elect Alexis P. Michas Management For Voted - For
6 Elect Pralad R. Singh Management For Voted - For
7 Elect Michel Vounatsos Management For Voted - For
8 Elect Frank Witney Management For Voted - For
9 Elect Pascale Witz Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Company Name Change Management For Voted - For
PFIZER INC.
Security ID: 717081103 Ticker: PFE
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Ronald E. Blaylock Management For Voted - For
2 Elect Albert Bourla Management For Voted - For
3 Elect Susan Desmond-Hellmann Management For Voted - For
4 Elect Joseph J. Echevarria Management For Voted - For
5 Elect Scott Gottlieb Management For Voted - For
6 Elect Helen H. Hobbs Management For Voted - For
7 Elect Susan Hockfield Management For Voted - For
8 Elect Dan R. Littman Management For Voted - For
9 Elect Shantanu Narayen Management For Voted - For
10 Elect Suzanne Nora Johnson Management For Voted - For
11 Elect James Quincey Management For Voted - For
12 Elect James C. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
176
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109 Ticker: PM
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Brant (Bonin) Bough Management For Voted - For
2 Elect Andre Calantzopoulos Management For Voted - For
3 Elect Michel Combes Management For Voted - For
4 Elect Juan Jose Daboub Management For Voted - For
5 Elect Werner Geissler Management For Voted - For
6 Elect Lisa A. Hook Management For Voted - For
7 Elect Jun Makihara Management For Voted - For
8 Elect Kalpana Morparia Management For Voted - For
9 Elect Jacek Olczak Management For Voted - For
10 Elect Robert B. Polet Management For Voted - For
11 Elect Dessislava Temperley Management For Voted - For
12 Elect Shlomo Yanai Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Nicotine Levels in
Tobacco Products Shareholder Against Voted - Against
PHILLIPS 66
Security ID: 718546104 Ticker: PSX
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Gregory J. Hayes Management For Voted - For
2 Elect Charles M. Holley, Jr. Management For Voted - For
3 Elect Denise R. Singleton Management For Voted - Against
4 Elect Glenn F. Tilton Management For Voted - For
5 Elect Marna C. Whittington Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Virgin Plastic Demand Shareholder Against Voted - Against
POOL CORPORATION
Security ID: 73278L105 Ticker: POOL
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Peter D. Arvan Management For Voted - For
2 Elect Martha S. Gervasi Management For Voted - For
3 Elect James D. Hope Management For Voted - For
4 Elect Debra S. Oler Management For Voted - For
5 Elect Manuel J. Perez de la Mesa Management For Voted - For
6 Elect Carlos A. Sabater Management For Voted - For
177
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Robert C. Sledd Management For Voted - For
8 Elect John E. Stokely Management For Voted - Against
9 Elect David G. Whalen Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PPG INDUSTRIES, INC.
Security ID: 693506107 Ticker: PPG
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Stephen F. Angel Management For Voted - For
2 Elect Hugh Grant Management For Voted - Against
3 Elect Melanie L. Healey Management For Voted - For
4 Elect Timothy Knavish Management For Voted - For
5 Elect Guillermo Novo Management For Voted - Against
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
PPL CORPORATION
Security ID: 69351T106 Ticker: PPL
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Arthur P. Beattie Management For Voted - For
2 Elect Raja Rajamannar Management For Voted - For
3 Elect Heather B. Redman Management For Voted - For
4 Elect Craig A. Rogerson Management For Voted - For
5 Elect Vincent Sorgi Management For Voted - For
6 Elect Linda G. Sullivan Management For Voted - For
7 Elect Natica von Althann Management For Voted - For
8 Elect Keith H. Williamson Management For Voted - For
9 Elect Phoebe A. Wood Management For Voted - For
10 Elect Armando Zagalo de Lima Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Stock Issuance for Merger with Duke Realty Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
178
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect James B. Connor Management For Voted - For
4 Elect George L. Fotiades Management For Voted - For
5 Elect Lydia H. Kennard Management For Voted - For
6 Elect Irving F. Lyons, III Management For Voted - For
7 Elect Avid Modjtabai Management For Voted - For
8 Elect David P. O'Connor Management For Voted - For
9 Elect Olivier Piani Management For Voted - For
10 Elect Jeffrey L. Skelton Management For Voted - For
11 Elect Carl B. Webb Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
Security ID: 744320102 Ticker: PRU
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Gilbert F. Casellas Management For Voted - For
2 Elect Robert M. Falzon Management For Voted - For
3 Elect Martina Hund-Mejean Management For Voted - For
4 Elect Wendy E. Jones Management For Voted - For
5 Elect Charles F. Lowrey Management For Voted - For
6 Elect Sandra Pianalto Management For Voted - For
7 Elect Christine A. Poon Management For Voted - For
8 Elect Douglas A. Scovanner Management For Voted - For
9 Elect Michael A. Todman Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Security ID: 744573106 Ticker: PEG
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Ralph A. LaRossa Management For Voted - For
2 Elect Susan Tomasky Management For Voted - For
3 Elect Willie A. Deese Management For Voted - For
4 Elect Jamie M. Gentoso Management For Voted - For
5 Elect Barry H. Ostrowsky Management For Voted - For
6 Elect Valerie A. Smith Management For Voted - For
7 Elect Scott G. Stephenson Management For Voted - For
8 Elect Laura A. Sugg Management For Voted - For
179
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect John P. Surma Management For Voted - For
10 Elect Alfred W. Zollar Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Elimination of Supermajority Requirement Regarding
Business Combinations Management For Voted - For
14 Elimination of Supermajority Requirement to Remove
Directors Without Cause Management For Voted - For
15 Elimination of Supermajority Requirement to Make
certain Bylaw amendments Management For Voted - For
16 Ratification of Auditor Management For Voted - For
PUBLIC STORAGE
Security ID: 74460D109 Ticker: PSA
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Ronald L. Havner, Jr. Management For Voted - For
2 Elect Tamara Hughes Gustavson Management For Voted - For
3 Elect Leslie Stone Heisz Management For Voted - For
4 Elect Shankh S. Mitra Management For Voted - For
5 Elect David J. Neithercut Management For Voted - For
6 Elect Rebecca L. Owen Management For Voted - For
7 Elect Kristy M. Pipes Management For Voted - For
8 Elect Avedick B. Poladian Management For Voted - For
9 Elect John Reyes Management For Voted - For
10 Elect Joseph D. Russell, Jr. Management For Voted - For
11 Elect Tariq M. Shaukat Management For Voted - For
12 Elect Ronald P. Spogli Management For Voted - For
13 Elect Paul S. Williams Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - Against
QORVO, INC.
Security ID: 74736K101 Ticker: QRVO
Meeting Date: 09-Aug-22 Meeting Type: Annual
1.1 Elect Ralph G. Quinsey Management For Voted - For
1.2 Elect Robert A. Bruggeworth Management For Voted - For
1.3 Elect Judy Bruner Management For Voted - For
1.4 Elect Jeffery R. Gardner Management For Voted - For
1.5 Elect John R. Harding Management For Voted - For
1.6 Elect David H.Y. Ho Management For Voted - For
1.7 Elect Roderick D. Nelson Management For Voted - For
1.8 Elect Walden C. Rhines Management For Voted - For
1.9 Elect Susan L. Spradley Management For Voted - For
180
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Approval of the 2022 Stock Incentive Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
RAYTHEON TECHNOLOGIES CORPORATION
Security ID: 75513E101 Ticker: RTX
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Tracy A. Atkinson Management For Voted - For
2 Elect Leanne G. Caret Management For Voted - For
3 Elect Bernard A. Harris, Jr. Management For Voted - For
4 Elect Gregory J. Hayes Management For Voted - For
5 Elect George R. Oliver Management For Voted - For
6 Elect Robert K. Ortberg Management For Voted - For
7 Elect Dinesh C. Paliwal Management For Voted - For
8 Elect Ellen M. Pawlikowski Management For Voted - For
9 Elect Denise L. Ramos Management For Voted - For
10 Elect Fredric G. Reynolds Management For Voted - For
11 Elect Brian C. Rogers Management For Voted - For
12 Elect James A. Winnefeld, Jr. Management For Voted - For
13 Elect Robert O. Work Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Elimination of Supermajority Requirement Management For Voted - For
18 Amendment to Articles to Limit Liability of Certain
Officers Management For Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Aligning
Value Chain GHG Reductions with Paris Agreement Shareholder Against Voted - For
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph L. Goldstein Management For Voted - Against
2 Elect Christine A. Poon Management For Voted - For
3 Elect Craig B. Thompson Management For Voted - For
4 Elect Huda Y. Zoghbi Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
181
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
REGIONS FINANCIAL CORPORATION
Security ID: 7591EP100 Ticker: RF
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Mark. A Crosswhite Management For Voted - For
2 Elect Noopur Davis Management For Voted - For
3 Elect Zhanna Golodryga Management For Voted - Against
4 Elect J. Thomas Hill Management For Voted - For
5 Elect John D. Johns Management For Voted - For
6 Elect Joia M. Johnson Management For Voted - For
7 Elect Ruth Ann Marshall Management For Voted - For
8 Elect Charles D. McCrary Management For Voted - For
9 Elect James T. Prokopanko Management For Voted - For
10 Elect Lee J. Styslinger III Management For Voted - For
11 Elect Jose S. Suquet Management For Voted - For
12 Elect John M. Turner, Jr. Management For Voted - For
13 Elect Timothy Vines Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
REPUBLIC SERVICES, INC.
Security ID: 760759100 Ticker: RSG
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Manuel Kadre Management For Voted - For
2 Elect Tomago Collins Management For Voted - For
3 Elect Michael A. Duffy Management For Voted - For
4 Elect Thomas W. Handley Management For Voted - For
5 Elect Jennifer M. Kirk Management For Voted - For
6 Elect Michael Larson Management For Voted - For
7 Elect James P. Snee Management For Voted - For
8 Elect Brian S. Tyler Management For Voted - For
9 Elect Jon Vander Ark Management For Voted - For
10 Elect Sandra M. Volpe Management For Voted - For
11 Elect Katharine B. Weymouth Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
RIVIAN AUTOMOTIVE, INC.
Security ID: 76954A103 Ticker: RIVN
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Karen Boone Management For Voted - For
2 Elect Rose Marcario Management For Voted - For
182
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Shareholder Proposal Regarding Human Rights Policy Shareholder Against Voted - For
ROCKET COMPANIES, INC.
Security ID: 77311W101 Ticker: RKT
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Matthew Rizik Management For Voted - Withheld
1.2 Elect Suzanne F. Shank Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Approval of the Team Member stock Purchase Plan Management For Voted - For
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 07-Feb-23 Meeting Type: Annual
1.1 Elect William P. Gipson Management For Voted - Withheld
1.2 Elect Pam Murphy Management For Voted - For
1.3 Elect Donald R. Parfet Management For Voted - For
1.4 Elect Robert W. Soderbery Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
ROLLINS, INC.
Security ID: 775711104 Ticker: ROL
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Jerry E. Gahlhoff, Jr. Management For Voted - For
2 Elect Patrick Gunning Management For Voted - For
3 Elect Gregory B. Morrison Management For Voted - For
4 Elect Jerry W. Nix Management For Voted - Withheld
5 Elect P. Russell Hardin Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
ROPER TECHNOLOGIES, INC.
Security ID: 776696106 Ticker: ROP
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Amy W. Brinkley Management For Voted - For
3 Elect Irene M. Esteves Management For Voted - For
183
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect L. Neil Hunn Management For Voted - For
5 Elect Robert D. Johnson Management For Voted - For
6 Elect Thomas P. Joyce, Jr. Management For Voted - For
7 Elect Laura G. Thatcher Management For Voted - For
8 Elect Richard F. Wallman Management For Voted - For
9 Elect Christopher Wright Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
ROYALTY PHARMA PLC
Security ID: G7709Q104 Ticker: RPRX
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Pablo Legorreta Management For Voted - For
2 Elect Henry A. Fernandez Management For Voted - Against
3 Elect Bonnie L. Bassler Management For Voted - For
4 Elect Errol B. De Souza Management For Voted - Against
5 Elect Catherine Engelbert Management For Voted - For
6 Elect Mario G. Giuliani Management For Voted - For
7 Elect David C. Hodgson Management For Voted - For
8 Elect Ted W. Love Management For Voted - For
9 Elect Gregory Norden Management For Voted - For
10 Elect Rory B. Riggs Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Accounts and Reports Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Reappointment of U.K. Statutory Auditor Management For Voted - For
16 Authority to Set U.K. Auditor's Fees Management For Voted - For
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Marco Alvera Management For Voted - For
2 Elect Jacques Esculier Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect William D. Green Management For Voted - For
5 Elect Stephanie C. Hill Management For Voted - For
6 Elect Rebecca Jacoby Management For Voted - For
7 Elect Robert P. Kelly Management For Voted - For
8 Elect Ian P. Livingston Management For Voted - For
9 Elect Deborah D. McWhinney Management For Voted - For
10 Elect Maria R. Morris Management For Voted - For
11 Elect Douglas L. Peterson Management For Voted - For
184
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Richard E. Thornburgh Management For Voted - For
13 Elect Gregory Washington Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Laura Alber Management For Voted - For
3 Elect Craig A. Conway Management For Voted - For
4 Elect Arnold W. Donald Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Neelie Kroes Management For Voted - For
7 Elect Sachin Mehra Management For Voted - For
8 Elect G. Mason Morfit Management For Voted - For
9 Elect Oscar Munoz Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
SCHLUMBERGER LIMITED
Security ID: 806857108 Ticker: SLB
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Elect Peter J. Coleman Management For Voted - For
2 Elect Patrick de La Chevardi[]re Management For Voted - For
3 Elect Miguel M. Galuccio Management For Voted - Against
4 Elect Olivier Le Peuch Management For Voted - For
5 Elect Samuel Georg Friedrich Leupold Management For Voted - For
6 Elect Tatiana A. Mitrova Management For Voted - For
7 Elect Maria Mor[]us Hanssen Management For Voted - For
8 Elect Vanitha Narayanan Management For Voted - For
9 Elect Mark G. Papa Management For Voted - Against
10 Elect Jeffrey W. Sheets Management For Voted - For
11 Elect Ulrich Spiesshofer Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
185
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Accounts and Reports; Approval of Dividend Management For Voted - For
15 Ratification of Auditor Management For Voted - For
SEAGEN INC.
Security ID: 81181C104 Ticker: SGEN
Meeting Date: 30-May-23 Meeting Type: Special
1 Acquisition by Pfizer Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect David W. Gryska Management For Voted - For
2 Elect John Orwin Management For Voted - Against
3 Elect Alpna H. Seth Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
SERVICENOW, INC.
Security ID: 81762P102 Ticker: NOW
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Susan L. Bostrom Management For Voted - Against
2 Elect Teresa Briggs Management For Voted - For
3 Elect Jonathan C. Chadwick Management For Voted - Against
4 Elect Paul E. Chamberlain Management For Voted - For
5 Elect Lawrence J. Jackson, Jr. Management For Voted - For
6 Elect Frederic B. Luddy Management For Voted - For
7 Elect William R. McDermott Management For Voted - For
8 Elect Jeffrey A. Miller Management For Voted - For
9 Elect Joseph Quinlan Management For Voted - For
10 Elect Anita M. Sands Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
14 Elect Deborah Black Management For Voted - For
SIMON PROPERTY GROUP, INC.
Security ID: 828806109 Ticker: SPG
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Glyn F. Aeppel Management For Voted - For
2 Elect Larry C. Glasscock Management For Voted - For
186
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Allan B. Hubbard Management For Voted - Against
4 Elect Reuben S. Leibowitz Management For Voted - For
5 Elect Randall J. Lewis Management For Voted - For
6 Elect Gary M. Rodkin Management For Voted - For
7 Elect Peggy Fang Roe Management For Voted - For
8 Elect Stefan M. Selig Management For Voted - For
9 Elect Daniel C. Smith Management For Voted - For
10 Elect Marta R. Stewart Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SIRIUS XM HOLDINGS INC.
Security ID: 82968B103 Ticker: SIRI
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect David A. Blau Management For Voted - For
1.2 Elect Eddy W. Hartenstein Management For Voted - For
1.3 Elect Robin Hickenlooper Management For Voted - For
1.4 Elect James P. Holden Management For Voted - For
1.5 Elect Gregory B. Maffei Management For Voted - Withheld
1.6 Elect Evan D. Malone Management For Voted - For
1.7 Elect James E. Meyer Management For Voted - For
1.8 Elect Jonelle Procope Management For Voted - For
1.9 Elect Michael Rapino Management For Voted - For
1.10 Elect Kristina M. Salen Management For Voted - For
1.11 Elect Carl E. Vogel Management For Voted - For
1.12 Elect Jennifer Witz Management For Voted - For
1.13 Elect David M. Zaslav Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
SOLAREDGE TECHNOLOGIES, INC.
Security ID: 83417M104 Ticker: SEDG
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Marcel Gani Management For Voted - For
2 Elect Tal Payne Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Amendment to Articles to Add Federal Forum
Selection Clause Management For Voted - Against
187
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
SOUTHERN COPPER CORPORATION
Security ID: 84265V105 Ticker: SCCO
Meeting Date: 26-May-23 Meeting Type: Annual
1 Elect German Larrea Mota-Velasco Management For Voted - For
2 Elect Oscar Gonzalez Rocha Management For Voted - Withheld
3 Elect Vicente Artiztegui Andreve Management For Voted - For
4 Elect Enrique Castillo Sanchez Mejorada Management For Voted - For
5 Elect Leonardo Contreras Lerdo de Tejada Management For Voted - For
6 Elect Francisco Xavier Garcia de Quevedo Topete Management For Voted - Withheld
7 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
8 Elect Gilberto Perezalonso Cifuentes Management For Voted - Withheld
9 Elect Carlos Ruiz Sacristan Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SPLUNK INC.
Security ID: 848637104 Ticker: SPLK
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Patricia Morrison Management For Voted - For
2 Elect David R. Tunnell Management For Voted - For
3 Elect Dennis L. Via Management For Voted - For
4 Elect Luis Felipe Visoso Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Amendment to the Equity Incentive Plan Management For Voted - Against
SPOTIFY TECHNOLOGY S.A.
Security ID: L8681T102 Ticker: SPOT
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Elect Daniel Ek Management For Voted - For
5 Elect Martin Lorentzon Management For Voted - For
6 Elect Shishir S. Mehrotra Management For Voted - For
7 Elect Christopher P. Marshall Management For Voted - Against
8 Elect Barry McCarthy Management For Voted - For
9 Elect Heidi O'Neill Management For Voted - For
10 Elect Theodore A. Sarandos Management For Voted - For
11 Elect Thomas O. Staggs Management For Voted - For
12 Elect Mona K. Sutphen Management For Voted - For
188
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Padmasree Warrior Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Directors' Remuneration Management For Voted - For
16 Authorization of Legal Formalities Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
STANLEY BLACK & DECKER, INC.
Security ID: 854502101 Ticker: SWK
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Donald Allan, Jr. Management For Voted - For
2 Elect Andrea J. Ayers Management For Voted - For
3 Elect Patrick D. Campbell Management For Voted - For
4 Elect Debra A. Crew Management For Voted - For
5 Elect Michael D. Hankin Management For Voted - For
6 Elect Robert J. Manning Management For Voted - For
7 Elect Adrian V. Mitchell Management For Voted - For
8 Elect Jane M. Palmieri Management For Voted - For
9 Elect Mojdeh Poul Management For Voted - For
10 Elect Irving Tan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
STARBUCKS CORPORATION
Security ID: 855244109 Ticker: SBUX
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Elect Richard E. Allison, Jr. Management For Voted - For
2 Elect Andrew Campion Management For Voted - For
3 Elect Beth E. Ford Management For Voted - For
4 Elect Mellody Hobson Management For Voted - For
5 Elect Jorgen Vig Knudstorp Management For Voted - For
6 Elect Satya Nadella Management For Voted - For
7 Elect Laxman Narasimhan Management For Voted - For
8 Elect Howard Schultz Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Report On
Plant-based Milk Pricing Shareholder Against Voted - Against
13 Shareholder Proposal Regarding CEO Succession
Planning Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
189
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
16 Shareholder Proposal Regarding Formation of
Corporate Sustainability Committee Shareholder Against Voted - Against
STERIS PLC
Security ID: G8473T100 Ticker: STE
Meeting Date: 28-Jul-22 Meeting Type: Annual
1 Elect Richard C. Breeden Management For Voted - For
2 Elect Daniel A. Carestio Management For Voted - For
3 Elect Cynthia L. Feldmann Management For Voted - For
4 Elect Christopher S. Holland Management For Voted - For
5 Elect Jacqueline B. Kosecoff Management For Voted - For
6 Elect Paul E. Martin Management For Voted - For
7 Elect Nirav R. Shah Management For Voted - For
8 Elect Mohsen M. Sohi Management For Voted - For
9 Elect Richard M. Steeves Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
STRYKER CORPORATION
Security ID: 863667101 Ticker: SYK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Mary K. Brainerd Management For Voted - For
2 Elect Giovanni Caforio Management For Voted - For
3 Elect Srikant M. Datar Management For Voted - For
4 Elect Allan C. Golston Management For Voted - For
5 Elect Kevin A. Lobo Management For Voted - For
6 Elect Sherilyn S. McCoy Management For Voted - For
7 Elect Andrew K. Silvernail Management For Voted - For
8 Elect Lisa M. Skeete Tatum Management For Voted - For
9 Elect Ronda E. Stryker Management For Voted - For
10 Elect Rajeev Suri Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
190
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUN COMMUNITIES, INC.
Security ID: 866674104 Ticker: SUI
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Gary A. Shiffman Management For Voted - For
2 Elect Tonya Allen Management For Voted - For
3 Elect Meghan G. Baivier Management For Voted - For
4 Elect Stephanie W. Bergeron Management For Voted - For
5 Elect Jeff T. Blau Management For Voted - For
6 Elect Brian M. Hermelin Management For Voted - For
7 Elect Ronald A. Klein Management For Voted - For
8 Elect Clunet R. Lewis Management For Voted - For
9 Elect Arthur A. Weiss Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Increase in Authorized Common Stock Management For Voted - For
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Luis A Borgen Management For Voted - For
3 Elect Marc N. Casper Management For Voted - For
4 Elect Janice D. Chaffin Management For Voted - For
5 Elect Bruce R. Chizen Management For Voted - For
6 Elect Mercedes Johnson Management For Voted - For
7 Elect Jeannine P. Sargent Management For Voted - For
8 Elect John G. Schwarz Management For Voted - For
9 Elect Roy A. Vallee Management For Voted - For
10 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
T. ROWE PRICE GROUP, INC.
Security ID: 74144T108 Ticker: TROW
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Glenn R. August Management For Voted - For
2 Elect Mark S. Bartlett Management For Voted - For
3 Elect Dina Dublon Management For Voted - For
4 Elect Freeman A. Hrabowski III Management For Voted - For
191
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Robert F. MacLellan Management For Voted - For
6 Elect Eileen P. Rominger Management For Voted - For
7 Elect Robert W. Sharps Management For Voted - For
8 Elect Robert J. Stevens Management For Voted - For
9 Elect William J. Stromberg Management For Voted - For
10 Elect Sandra S. Wijnberg Management For Voted - For
11 Elect Alan D. Wilson Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Approval of Restated 1986 Employee Stock Purchase
Plan Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Security ID: 874054109 Ticker: TTWO
Meeting Date: 16-Sep-22 Meeting Type: Annual
1 Elect Strauss Zelnick Management For Voted - For
2 Elect Michael Dornemann Management For Voted - For
3 Elect J Moses Management For Voted - For
4 Elect Michael Sheresky Management For Voted - For
5 Elect LaVerne Srinivasan Management For Voted - For
6 Elect Susan M. Tolson Management For Voted - For
7 Elect Paul Viera Management For Voted - For
8 Elect Roland A. Hernandez Management For Voted - For
9 Elect William Gordon Management For Voted - For
10 Elect Ellen F. Siminoff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
TARGET CORPORATION
Security ID: 87612E106 Ticker: TGT
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Douglas M. Baker, Jr. Management For Voted - For
3 Elect George S. Barrett Management For Voted - For
4 Elect Gail K. Boudreaux Management For Voted - For
5 Elect Brian C. Cornell Management For Voted - For
6 Elect Robert L. Edwards Management For Voted - For
7 Elect Donald R. Knauss Management For Voted - For
8 Elect Christine A. Leahy Management For Voted - For
9 Elect Monica C. Lozano Management For Voted - For
10 Elect Grace Puma Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Elect Dmitri L. Stockton Management For Voted - For
13 Ratification of Auditor Management For Voted - For
192
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
TE CONNECTIVITY LTD.
Security ID: H84989104 Ticker: TEL
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Jean-Pierre Clamadieu Management For Voted - For
2 Elect Terrence R. Curtin Management For Voted - For
3 Elect Carol A. Davidson Management For Voted - For
4 Elect Lynn A. Dugle Management For Voted - For
5 Elect William A. Jeffrey Management For Voted - For
6 Elect Shirley LIN Syaru Management For Voted - For
7 Elect Thomas J. Lynch Management For Voted - For
8 Elect Heath A. Mitts Management For Voted - Against
9 Elect Abhijit Y. Talwalkar Management For Voted - For
10 Elect Mark C. Trudeau Management For Voted - For
11 Elect Dawn C. Willoughby Management For Voted - For
12 Elect Laura H. Wright Management For Voted - For
13 Appoint Thomas J. Lynch as Board Chair Management For Voted - For
14 Elect Abhijit Y. Talwalkar as Management
Development and Compensation Committee Member Management For Voted - For
15 Elect Mark C. Trudeau as Management Development and
Compensation Committee Member Management For Voted - For
16 Elect Dawn C. Willoughby as Management Development
and Compensation Committee Member Management For Voted - For
17 Appointment of Independent Proxy Management For Voted - For
18 Approval of Annual Report and Financial Statements Management For Voted - For
19 Approval of Statutory Financial Statements Management For Voted - For
20 Approval of Consolidated Financial Statements Management For Voted - For
21 Ratification of Board and Management Acts Management For Voted - For
22 Appointment of Auditor Management For Voted - For
23 Appointment of Swiss Registered Auditor Management For Voted - For
24 Appointment of Special Auditor Management For Voted - For
25 Advisory Vote on Executive Compensation Management For Voted - For
26 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
27 Approval of Swiss Statutory Compensation Report Management For Voted - For
28 Executive Compensation Management For Voted - For
29 Board Compensation Management For Voted - For
30 Allocation of Profits Management For Voted - For
31 Dividend from Reserves Management For Voted - For
32 Authority to Repurchase Shares Management For Voted - For
33 Cancellation of Shares and Reduction in Share
Capital Management For Voted - For
34 Approval of a Capital Band Management For Voted - For
193
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
TELEDYNE TECHNOLOGIES INCORPORATED
Security ID: 879360105 Ticker: TDY
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Kenneth C. Dahlberg Management For Voted - For
2 Elect Michelle A. Kumbier Management For Voted - For
3 Elect Robert A. Malone Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
TELEFLEX INCORPORATED
Security ID: 879369106 Ticker: TFX
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Gretchen R. Haggerty Management For Voted - For
2 Elect Liam J. Kelly Management For Voted - For
3 Elect Jaewon Ryu Management For Voted - For
4 Approval of the 2023 Stock Incentive Plan Management For Voted - For
5 Elimination of Supermajority Requirements Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Ira Ehrenpreis Management For Voted - Against
2 Elect Kathleen Wilson-Thompson Management For Voted - Against
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Diversity
Aligned with Customer Base and Regional Operations Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
194
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
13 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Water Risk Exposure Shareholder Against Voted - For
TEXAS INSTRUMENTS INCORPORATED
Security ID: 882508104 Ticker: TXN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Mark A. Blinn Management For Voted - For
2 Elect Todd M. Bluedorn Management For Voted - For
3 Elect Janet F. Clark Management For Voted - For
4 Elect Carrie S. Cox Management For Voted - For
5 Elect Martin S. Craighead Management For Voted - For
6 Elect Curtis C. Farmer Management For Voted - For
7 Elect Jean M. Hobby Management For Voted - For
8 Elect Haviv Ilan Management For Voted - For
9 Elect Ronald Kirk Management For Voted - For
10 Elect Pamela H. Patsley Management For Voted - For
11 Elect Robert E. Sanchez Management For Voted - For
12 Elect Richard K. Templeton Management For Voted - For
13 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
THE AES CORPORATION
Security ID: 00130H105 Ticker: AES
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Janet G. Davidson Management For Voted - For
2 Elect Andres R. Gluski Management For Voted - For
3 Elect Tarun Khanna Management For Voted - For
4 Elect Holly K. Koeppel Management For Voted - For
5 Elect Julia M. Laulis Management For Voted - For
6 Elect Alain Monie Management For Voted - For
7 Elect John B. Morse, Jr. Management For Voted - For
8 Elect Moises Naim Management For Voted - For
9 Elect Teresa M. Sebastian Management For Voted - For
10 Elect Maura Shaughnessy Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
195
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
THE BANK OF NEW YORK MELLON CORPORATION
Security ID: 064058100 Ticker: BK
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Linda Z. Cook Management For Voted - For
2 Elect Joseph J. Echevarria Management For Voted - For
3 Elect M. Amy Gilliland Management For Voted - For
4 Elect Jeffrey A. Goldstein Management For Voted - For
5 Elect K. Guru Gowrappan Management For Voted - For
6 Elect Ralph Izzo Management For Voted - For
7 Elect Sandie O'Connor Management For Voted - For
8 Elect Elizabeth E. Robinson Management For Voted - For
9 Elect Frederick O. Terrell Management For Voted - For
10 Elect Robin A. Vince Management For Voted - For
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
THE BOEING COMPANY
Security ID: 097023105 Ticker: BA
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Robert A. Bradway Management For Voted - For
2 Elect David L. Calhoun Management For Voted - For
3 Elect Lynne M. Doughtie Management For Voted - For
4 Elect David L. Gitlin Management For Voted - For
5 Elect Lynn J. Good Management For Voted - For
6 Elect Stayce D. Harris Management For Voted - For
7 Elect Akhil Johri Management For Voted - For
8 Elect David L. Joyce Management For Voted - For
9 Elect Lawrence W. Kellner Management For Voted - For
10 Elect Steven M. Mollenkopf Management For Voted - For
11 Elect John M. Richardson Management For Voted - For
12 Elect Sabrina Soussan Management For Voted - For
13 Elect Ronald A. Williams Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Approval of the 2023 Incentive Stock Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
196
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
20 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
21 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
THE CIGNA GROUP
Security ID: 125523100 Ticker: CI
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect David M. Cordani Management For Voted - For
2 Elect William J. DeLaney Management For Voted - For
3 Elect Eric J. Foss Management For Voted - For
4 Elect Elder Granger Management For Voted - For
5 Elect Neesha Hathi Management For Voted - For
6 Elect George Kurian Management For Voted - For
7 Elect Kathleen M. Mazzarella Management For Voted - For
8 Elect Mark B. McClellan Management For Voted - For
9 Elect Kimberly A. Ross Management For Voted - For
10 Elect Eric C. Wiseman Management For Voted - For
11 Elect Donna F. Zarcone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Allow Exculpation of Officers Management For Voted - Against
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
THE COCA-COLA COMPANY
Security ID: 191216100 Ticker: KO
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Herbert A. Allen, III Management For Voted - For
2 Elect Marc Bolland Management For Voted - For
3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For
4 Elect Christopher C. Davis Management For Voted - For
5 Elect Barry Diller Management For Voted - For
6 Elect Carolyn N. Everson Management For Voted - For
7 Elect Helene D. Gayle Management For Voted - For
8 Elect Alexis M. Herman Management For Voted - For
9 Elect Maria Elena Lagomasino Management For Voted - For
10 Elect Amity Millhiser Management For Voted - For
11 Elect James Quincey Management For Voted - For
12 Elect Caroline J. Tsay Management For Voted - For
197
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect David B. Weinberg Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
THE COOPER COMPANIES, INC.
Security ID: 216648402 Ticker: COO
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Colleen E. Jay Management For Voted - For
2 Elect William A. Kozy Management For Voted - For
3 Elect Cynthia L. Lucchese Management For Voted - For
4 Elect Teresa S. Madden Management For Voted - For
5 Elect Gary S. Petersmeyer Management For Voted - For
6 Elect Maria Rivas Management For Voted - For
7 Elect Robert S. Weiss Management For Voted - For
8 Elect Albert G. White III Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104 Ticker: GS
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Mark Flaherty Management For Voted - For
3 Elect Kimberley Harris Management For Voted - For
4 Elect Kevin R. Johnson Management For Voted - For
5 Elect Ellen J. Kullman Management For Voted - For
6 Elect Lakshmi N. Mittal Management For Voted - For
7 Elect Adebayo O. Ogunlesi Management For Voted - For
8 Elect Peter Oppenheimer Management For Voted - For
9 Elect David M. Solomon Management For Voted - For
10 Elect Jan E. Tighe Management For Voted - For
11 Elect Jessica Uhl Management For Voted - For
12 Elect David A. Viniar Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
198
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Third-Party Review
for Congruency of China-focused ETFs Shareholder Against Voted - Against
19 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Absolute GHG
Reduction Targets Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
THE KRAFT HEINZ COMPANY
Security ID: 500754106 Ticker: KHC
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Gregory E. Abel Management For Voted - For
2 Elect Humberto P. Alfonso Management For Voted - Against
3 Elect John T. Cahill Management For Voted - For
4 Elect Lori Dickerson Fouche Management For Voted - For
5 Elect Diane Gherson Management For Voted - For
6 Elect Timothy Kenesey Management For Voted - For
7 Elect Alicia Knapp Management For Voted - For
8 Elect Elio Leoni Sceti Management For Voted - For
9 Elect Susan R. Mulder Management For Voted - For
10 Elect James Park Management For Voted - For
11 Elect Miguel Patricio Management For Voted - For
12 Elect John C. Pope Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For
16 Shareholder Proposal Regarding Water Risk Exposure Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
THE KROGER CO.
Security ID: 501044101 Ticker: KR
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Nora A. Aufreiter Management For Voted - For
2 Elect Kevin M. Brown Management For Voted - For
3 Elect Elaine L. Chao Management For Voted - For
4 Elect Anne Gates Management For Voted - For
5 Elect Karen M. Hoguet Management For Voted - For
6 Elect W. Rodney McMullen Management For Voted - For
199
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Clyde R. Moore Management For Voted - For
8 Elect Ronald L. Sargent Management For Voted - For
9 Elect Judith Amanda Sourry Knox Management For Voted - For
10 Elect Mark S. Sutton Management For Voted - For
11 Elect Ashok Vemuri Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding External Public
Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding EEO Policy Risk
Report Shareholder Against Voted - Against
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Joseph Alvarado Management For Voted - For
2 Elect Debra A. Cafaro Management For Voted - For
3 Elect Marjorie Rodgers Cheshire Management For Voted - For
4 Elect William S. Demchak Management For Voted - For
5 Elect Andrew T. Feldstein Management For Voted - For
6 Elect Richard J. Harshman Management For Voted - For
7 Elect Daniel R. Hesse Management For Voted - For
8 Elect Renu Khator Management For Voted - For
9 Elect Linda R. Medler Management For Voted - For
10 Elect Robert A. Niblock Management For Voted - For
11 Elect Martin Pfinsgraff Management For Voted - For
12 Elect Bryan S. Salesky Management For Voted - For
13 Elect Toni Townes-Whitley Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109 Ticker: PG
Meeting Date: 11-Oct-22 Meeting Type: Annual
1 Elect B. Marc Allen Management For Voted - For
2 Elect Angela F. Braly Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
4 Elect Joseph Jimenez Management For Voted - For
5 Elect Christopher Kempczinski Management For Voted - For
200
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Debra L. Lee Management For Voted - For
7 Elect Terry J. Lundgren Management For Voted - For
8 Elect Christine M. McCarthy Management For Voted - For
9 Elect Jon R. Moeller Management For Voted - For
10 Elect Rajesh Subramaniam Management For Voted - For
11 Elect Patricia A. Woertz Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
THE SHERWIN-WILLIAMS COMPANY
Security ID: 824348106 Ticker: SHW
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Kerrii B. Anderson Management For Voted - For
2 Elect Arthur F. Anton Management For Voted - For
3 Elect Jeff M. Fettig Management For Voted - For
4 Elect John G. Morikis Management For Voted - For
5 Elect Christine A. Poon Management For Voted - For
6 Elect Aaron M. Powell Management For Voted - For
7 Elect Marta R. Stewart Management For Voted - For
8 Elect Michael H. Thaman Management For Voted - For
9 Elect Matthew Thornton III Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
THE TJX COMPANIES, INC.
Security ID: 872540109 Ticker: TJX
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Jose B. Alvarez Management For Voted - For
2 Elect Alan M. Bennett Management For Voted - For
3 Elect Rosemary T. Berkery Management For Voted - For
4 Elect David T. Ching Management For Voted - For
5 Elect C. Kim Goodwin Management For Voted - For
6 Elect Ernie Herrman Management For Voted - For
7 Elect Amy B. Lane Management For Voted - For
8 Elect Carol Meyrowitz Management For Voted - For
9 Elect Jackwyn L. Nemerov Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Report on Supply
Chain Due Diligence Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Human
Rights Risks from Supply Chain Employee
Misclassification Shareholder Against Voted - Against
201
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For
THE TRADE DESK, INC.
Security ID: 88339J105 Ticker: TTD
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect Jeff T. Green Management For Voted - For
1.2 Elect Andrea Cunningham Management For Voted - For
2 Ratification of Auditor Management For Voted - For
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 03-Apr-23 Meeting Type: Annual
1 Elect Mary T. Barra Management For Voted - For
2 Elect Safra A. Catz Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
4 Elect Francis A. deSouza Management For Voted - For
5 Elect Carolyn N. Everson Management For Voted - For
6 Elect Michael B.G. Froman Management For Voted - For
7 Elect Robert A. Iger Management For Voted - For
8 Elect Maria Elena Lagomasino Management For Voted - For
9 Elect Calvin R. McDonald Management For Voted - For
10 Elect Mark G. Parker Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
THE WILLIAMS COMPANIES, INC.
Security ID: 969457100 Ticker: WMB
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Alan S. Armstrong Management For Voted - For
2 Elect Stephen W. Bergstrom Management For Voted - For
3 Elect Michael A. Creel Management For Voted - For
4 Elect Stacey H. Dore Management For Voted - For
5 Elect Carri A. Lockhart Management For Voted - For
6 Elect Richard E. Muncrief Management For Voted - For
7 Elect Peter A. Ragauss Management For Voted - For
202
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Rose M. Robeson Management For Voted - For
9 Elect Scott D. Sheffield Management For Voted - For
10 Elect Murray D. Smith Management For Voted - For
11 Elect William H. Spence Management For Voted - For
12 Elect Jesse J. Tyson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
T-MOBILE US, INC.
Security ID: 872590104 Ticker: TMUS
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Andre Almeida Management For Voted - For
1.2 Elect Marcelo Claure Management For Voted - For
1.3 Elect Srikant M. Datar Management For Voted - For
1.4 Elect Srinivasan Gopalan Management For Voted - For
1.5 Elect Timotheus Hottges Management For Voted - For
1.6 Elect Christian P. Illek Management For Voted - For
1.7 Elect Raphael Kubler Management For Voted - For
1.8 Elect Thorsten Langheim Management For Voted - For
1.9 Elect Dominique Leroy Management For Voted - For
1.10 Elect Letitia A. Long Management For Voted - For
1.11 Elect G. Michael Sievert Management For Voted - For
1.12 Elect Teresa A. Taylor Management For Voted - For
1.13 Elect Kelvin R. Westbrook Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
5 Approval of the 2023 Incentive Award Plan Management For Voted - For
6 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
TRANE TECHNOLOGIES PLC
Security ID: G8994E103 Ticker: TT
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Kirk E. Arnold Management For Voted - For
2 Elect Ann C. Berzin Management For Voted - For
3 Elect April Miller Boise Management For Voted - For
4 Elect Gary D. Forsee Management For Voted - For
5 Elect Mark R. George Management For Voted - For
6 Elect John A. Hayes Management For Voted - For
7 Elect Linda P. Hudson Management For Voted - For
8 Elect Myles P. Lee Management For Voted - For
9 Elect David S. Regnery Management For Voted - For
10 Elect Melissa N. Schaeffer Management For Voted - For
11 Elect John P. Surma Management For Voted - For
203
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Set the Price Range at which the Company can
Re-Allot Treasury Shares Management For Voted - For
TRANSDIGM GROUP INCORPORATED
Security ID: 893641100 Ticker: TDG
Meeting Date: 09-Mar-23 Meeting Type: Annual
1.1 Elect David A. Barr Management For Voted - For
1.2 Elect Jane Cronin Management For Voted - For
1.3 Elect Mervin Dunn Management For Voted - Withheld
1.4 Elect Michael Graff Management For Voted - Withheld
1.5 Elect Sean P. Hennessy Management For Voted - Withheld
1.6 Elect W. Nicholas Howley Management For Voted - For
1.7 Elect Gary E. McCullough Management For Voted - Withheld
1.8 Elect Michele Santana Management For Voted - For
1.9 Elect Robert J. Small Management For Voted - Withheld
1.10 Elect John Staer Management For Voted - For
1.11 Elect Kevin Stein Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
TRANSUNION
Security ID: 89400J107 Ticker: TRU
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect George M. Awad Management For Voted - For
2 Elect William P. (Billy) Bosworth Management For Voted - For
3 Elect Christopher A. Cartwright Management For Voted - For
4 Elect Suzanne P. Clark Management For Voted - For
5 Elect Hamidou Dia Management For Voted - For
6 Elect Russell P. Fradin Management For Voted - For
7 Elect Charles E. Gottdiener Management For Voted - For
8 Elect Pamela A. Joseph Management For Voted - For
9 Elect Thomas L. Monahan III Management For Voted - For
10 Elect Ravi Kumar Singisetti Management For Voted - For
11 Elect Linda K. Zukauckas Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
204
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
TRIMBLE INC.
Security ID: 896239100 Ticker: TRMB
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect James C. Dalton Management For Voted - For
1.2 Elect Borje Ekholm Management For Voted - For
1.3 Elect Ann Fandozzi Management For Voted - For
1.4 Elect Kaigham Gabriel Management For Voted - For
1.5 Elect Meaghan Lloyd Management For Voted - For
1.6 Elect Sandra MacQuillan Management For Voted - Withheld
1.7 Elect Robert G. Painter Management For Voted - For
1.8 Elect Mark S. Peek Management For Voted - For
1.9 Elect Thomas W. Sweet Management For Voted - For
1.10 Elect Johan Wibergh Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
TRUIST FINANCIAL CORPORATION
Security ID: 89832Q109 Ticker: TFC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Jennifer S. Banner Management For Voted - For
2 Elect K. David Boyer, Jr. Management For Voted - For
3 Elect Agnes Bundy Scanlan Management For Voted - For
4 Elect Anna R. Cablik Management For Voted - For
5 Elect Dallas S. Clement Management For Voted - For
6 Elect Paul D. Donahue Management For Voted - For
7 Elect Patrick C. Graney III Management For Voted - For
8 Elect Linnie M. Haynesworth Management For Voted - For
9 Elect Kelly S. King Management For Voted - For
10 Elect Easter A. Maynard Management For Voted - For
11 Elect Donna S. Morea Management For Voted - For
12 Elect Charles A. Patton Management For Voted - For
13 Elect Nido R. Qubein Management For Voted - For
14 Elect David M. Ratcliffe Management For Voted - For
15 Elect William H. Rogers, Jr. Management For Voted - For
16 Elect Frank P. Scruggs, Jr. Management For Voted - For
17 Elect Christine Sears Management For Voted - For
18 Elect Thomas E. Skains Management For Voted - For
19 Elect Bruce L. Tanner Management For Voted - For
20 Elect Thomas N. Thompson Management For Voted - For
21 Elect Steven C. Voorhees Management For Voted - For
22 Ratification of Auditor Management For Voted - For
23 Advisory Vote on Executive Compensation Management For Voted - For
24 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
25 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
205
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
TWILIO INC.
Security ID: 90138F102 Ticker: TWLO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Charles Bell Management For Voted - For
1.2 Elect Jeffrey R. Immelt Management For Voted - For
1.3 Elect Erika Rottenberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
TWITTER, INC.
Security ID: 90184L102 Ticker: TWTR
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
TYSON FOODS, INC.
Security ID: 902494103 Ticker: TSN
Meeting Date: 09-Feb-23 Meeting Type: Annual
1 Elect John H. Tyson Management For Voted - For
2 Elect Les R. Baledge Management For Voted - Against
3 Elect Mike D. Beebe Management For Voted - For
4 Elect Maria Claudia Borras Management For Voted - For
5 Elect David J. Bronczek Management For Voted - For
6 Elect Mikel A. Durham Management For Voted - Against
7 Elect Donnie King Management For Voted - For
8 Elect Jonathan D. Mariner Management For Voted - For
9 Elect Kevin M. McNamara Management For Voted - For
10 Elect Cheryl S. Miller Management For Voted - For
11 Elect Jeffrey K. Schomburger Management For Voted - For
12 Elect Barbara A. Tyson Management For Voted - For
13 Elect Noel White Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
17 Amendment to the 2000 Stock Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Policy on Use of
Antibiotics in the Supply Chain Shareholder Against Voted - Against
206
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
U.S. BANCORP
Security ID: 902973304 Ticker: USB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Warner L. Baxter Management For Voted - For
2 Elect Dorothy J. Bridges Management For Voted - For
3 Elect Elizabeth L. Buse Management For Voted - For
4 Elect Andrew Cecere Management For Voted - For
5 Elect Alan B. Colberg Management For Voted - For
6 Elect Kimberly N. Ellison-Taylor Management For Voted - For
7 Elect Kimberly J. Harris Management For Voted - For
8 Elect Roland A. Hernandez Management For Voted - For
9 Elect Richard P. McKenney Management For Voted - For
10 Elect Yusuf I. Mehdi Management For Voted - For
11 Elect Loretta E. Reynolds Management For Voted - For
12 Elect John P. Wiehoff Management For Voted - For
13 Elect Scott W. Wine Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
UBER TECHNOLOGIES, INC.
Security ID: 90353T100 Ticker: UBER
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Ronald D. Sugar Management For Voted - For
2 Elect Revathi Advaithi Management For Voted - For
3 Elect Ursula M. Burns Management For Voted - For
4 Elect Robert A. Eckert Management For Voted - For
5 Elect Amanda Ginsberg Management For Voted - For
6 Elect Dara Khosrowshahi Management For Voted - For
7 Elect Wan Ling Martello Management For Voted - For
8 Elect John A. Thain Management For Voted - For
9 Elect David Trujillo Management For Voted - For
10 Elect Alexander R. Wynaendts Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Third-Party Audit on
Driver Health and Safety Shareholder Against Voted - Against
UBIQUITI INC.
Security ID: 90353W103 Ticker: UI
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect Ronald A. Sege Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
207
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - For
UDR, INC.
Security ID: 902653104 Ticker: UDR
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Katherine A. Cattanach Management For Voted - For
2 Elect Jon A. Grove Management For Voted - For
3 Elect Mary Ann King Management For Voted - For
4 Elect James D. Klingbeil Management For Voted - For
5 Elect Clint D. McDonnough Management For Voted - For
6 Elect Robert A. McNamara Management For Voted - For
7 Elect Diane M. Morefield Management For Voted - For
8 Elect Kevin C. Nickelberry Management For Voted - For
9 Elect Mark R. Patterson Management For Voted - For
10 Elect Thomas W. Toomey Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ULTA BEAUTY, INC.
Security ID: 90384S303 Ticker: ULTA
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Michelle L. Collins Management For Voted - For
2 Elect Patricia Little Management For Voted - For
3 Elect Heidi G. Petz Management For Voted - For
4 Elect Michael C. Smith Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
6 Elimination of Supermajority Requirement to Remove
Directors Management For Voted - For
7 Elimination of Supermajority Requirements for
Amendments to Certificate of Incorporation Management For Voted - For
8 Elimination of Supermajority Requirements for
Amendments to Bylaws Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
UNITED PARCEL SERVICE, INC.
Security ID: 911312106 Ticker: UPS
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Carol B. Tome Management For Voted - For
2 Elect Rodney C. Adkins Management For Voted - For
3 Elect Eva C. Boratto Management For Voted - For
208
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Michael J. Burns Management For Voted - For
5 Elect Wayne M. Hewett Management For Voted - For
6 Elect Angela Hwang Management For Voted - For
7 Elect Kate E. Johnson Management For Voted - For
8 Elect William R. Johnson Management For Voted - For
9 Elect Franck J. Moison Management For Voted - For
10 Elect Christiana Smith Shi Management For Voted - For
11 Elect Russell Stokes Management For Voted - For
12 Elect Kevin M. Warsh Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on
Science-Based GHG Targets and Alignment with Paris
Agreement Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Linking
Executive Pay to GHG Emissions Reduction Targets Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
UNITED RENTALS, INC.
Security ID: 911363109 Ticker: URI
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Jose B. Alvarez Management For Voted - Against
2 Elect Marc A. Bruno Management For Voted - For
3 Elect Larry D. De Shon Management For Voted - For
4 Elect Matthew J. Flannery Management For Voted - For
5 Elect Bobby J. Griffin Management For Voted - For
6 Elect Kim Harris Jones Management For Voted - For
7 Elect Terri L. Kelly Management For Voted - For
8 Elect Michael J. Kneeland Management For Voted - For
9 Elect Francisco J. Lopez-Balboa Management For Voted - For
10 Elect Gracia C. Martore Management For Voted - For
11 Elect Shiv Singh Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Reduce Ownership Threshold to Initiate Written
Consent Management For Voted - For
16 Shareholder Proposal Regarding Reducing Ownership
Threshold Required to Act by Written Consent Shareholder Against Voted - Against
209
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Timothy P. Flynn Management For Voted - For
2 Elect Paul R. Garcia Management For Voted - For
3 Elect Kristen Gil Management For Voted - For
4 Elect Stephen J. Hemsley Management For Voted - For
5 Elect Michele J. Hooper Management For Voted - For
6 Elect F. William McNabb, III Management For Voted - For
7 Elect Valerie C. Montgomery Rice Management For Voted - For
8 Elect John H. Noseworthy Management For Voted - For
9 Elect Andrew Witty Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
UNITY SOFTWARE INC.
Security ID: 91332U101 Ticker: U
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Tomer Bar-Zeev Management For Voted - For
1.2 Elect Mary Schmidt Campbell Management For Voted - For
1.3 Elect Keisha Smith-Jeremie Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
VALERO ENERGY CORPORATION
Security ID: 91913Y100 Ticker: VLO
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Fred M. Diaz Management For Voted - For
2 Elect H. Paulett Eberhart Management For Voted - For
3 Elect Marie A. Ffolkes Management For Voted - For
4 Elect Joseph W. Gorder Management For Voted - For
5 Elect Kimberly S. Greene Management For Voted - For
6 Elect Deborah P. Majoras Management For Voted - For
7 Elect Eric D. Mullins Management For Voted - For
8 Elect Donald L. Nickles Management For Voted - For
9 Elect Robert A. Profusek Management For Voted - For
10 Elect Randall J. Weisenburger Management For Voted - For
210
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Rayford Wilkins Jr. Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report on Climate
Transition Plan and GHG Targets Shareholder Against Voted - For
16 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - Against
VEEVA SYSTEMS INC.
Security ID: 922475108 Ticker: VEEV
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Tim Cabral Management For Voted - For
2 Elect Mark Carges Management For Voted - For
3 Elect Peter P. Gassner Management For Voted - For
4 Elect Mary Lynne Hedley Management For Voted - For
5 Elect Priscilla Hung Management For Voted - For
6 Elect Tina Hunt Management For Voted - For
7 Elect Marshall Mohr Management For Voted - For
8 Elect Gordon Ritter Management For Voted - For
9 Elect Paul Sekhri Management For Voted - Against
10 Elect Matthew J. Wallach Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to Articles to Eliminate Inoperative
Provisions and to Update Other Miscellaneous
Provisions Management For Voted - For
13 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
VERISIGN, INC.
Security ID: 92343E102 Ticker: VRSN
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect D. James Bidzos Management For Voted - For
2 Elect Courtney D. Armstrong Management For Voted - For
3 Elect Yehuda Ari Buchalter Management For Voted - For
4 Elect Kathleen A. Cote Management For Voted - Against
5 Elect Thomas F. Frist III Management For Voted - For
6 Elect Jamie S. Gorelick Management For Voted - For
7 Elect Roger H. Moore Management For Voted - For
8 Elect Timothy Tomlinson Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
211
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104 Ticker: VZ
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Roxanne S. Austin Management For Voted - For
3 Elect Mark T. Bertolini Management For Voted - For
4 Elect Vittorio Colao Management For Voted - For
5 Elect Melanie L. Healey Management For Voted - For
6 Elect Laxman Narasimhan Management For Voted - For
7 Elect Clarence Otis, Jr. Management For Voted - For
8 Elect Daniel H. Schulman Management For Voted - For
9 Elect Rodney E. Slater Management For Voted - For
10 Elect Carol B. Tome Management For Voted - For
11 Elect Hans E. Vestberg Management For Voted - For
12 Elect Gregory G. Weaver Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
17 Shareholder Proposal Regarding a Policy to Prohibit
Political and Electioneering Expenditures Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
VIATRIS INC.
Security ID: 92556V106 Ticker: VTRS
Meeting Date: 09-Dec-22 Meeting Type: Annual
1 Elect W. Don Cornwell Management For Voted - For
2 Elect Harry A. Korman Management For Voted - For
3 Elect Rajiv Malik Management For Voted - For
4 Elect Richard A. Mark Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
VICI PROPERTIES INC.
Security ID: 925652109 Ticker: VICI
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect James R. Abrahamson Management For Voted - For
212
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Diana F. Cantor Management For Voted - For
3 Elect Monica H. Douglas Management For Voted - For
4 Elect Elizabeth I. Holland Management For Voted - For
5 Elect Craig Macnab Management For Voted - For
6 Elect Edward B. Pitoniak Management For Voted - For
7 Elect Michael D. Rumbolz Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect Lloyd A. Carney Management For Voted - For
2 Elect Kermit R. Crawford Management For Voted - For
3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For
4 Elect Alfred F. Kelly, Jr. Management For Voted - For
5 Elect Ramon L. Laguarta Management For Voted - For
6 Elect Teri L. List Management For Voted - For
7 Elect John F. Lundgren Management For Voted - For
8 Elect Denise M. Morrison Management For Voted - For
9 Elect Linda Rendle Management For Voted - For
10 Elect Maynard G. Webb Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain
VULCAN MATERIALS COMPANY
Security ID: 929160109 Ticker: VMC
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Melissa H. Anderson Management For Voted - For
2 Elect O. B. Grayson Hall, Jr. Management For Voted - For
3 Elect Lydia H. Kennard Management For Voted - For
4 Elect James T. Prokopanko Management For Voted - For
5 Elect George Willis Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Ratification of Auditor Management For Voted - For
W. R. BERKLEY CORPORATION
Security ID: 084423102 Ticker: WRB
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect W. Robert Berkley, Jr. Management For Voted - For
213
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Maria Luisa Ferre Rangel Management For Voted - For
3 Elect Daniel L. Mosley Management For Voted - For
4 Elect Mark L. Shapiro Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
W.W. GRAINGER, INC.
Security ID: 384802104 Ticker: GWW
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect V. Ann Hailey Management For Voted - For
3 Elect Katherine D. Jaspon Management For Voted - For
4 Elect Stuart L. Levenick Management For Voted - For
5 Elect D. G. Macpherson Management For Voted - For
6 Elect Neil S. Novich Management For Voted - For
7 Elect Beatriz R. Perez Management For Voted - Against
8 Elect E. Scott Santi Management For Voted - For
9 Elect Susan Slavik Williams Management For Voted - For
10 Elect Lucas E. Watson Management For Voted - For
11 Elect Steven A. White Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108 Ticker: WBA
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Janice M. Babiak Management For Voted - For
2 Elect Inderpal S. Bhandari Management For Voted - For
3 Elect Rosalind G. Brewer Management For Voted - For
4 Elect Ginger L. Graham Management For Voted - For
5 Elect Bryan C. Hanson Management For Voted - For
6 Elect Valerie B. Jarrett Management For Voted - For
7 Elect John A. Lederer Management For Voted - For
8 Elect Dominic P. Murphy Management For Voted - For
9 Elect Stefano Pessina Management For Voted - For
10 Elect Nancy M. Schlichting Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding External Public
Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
214
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
WALMART INC.
Security ID: 931142103 Ticker: WMT
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Cesar Conde Management For Voted - For
2 Elect Timothy P. Flynn Management For Voted - For
3 Elect Sarah J. Friar Management For Voted - For
4 Elect Carla A. Harris Management For Voted - For
5 Elect Thomas W. Horton Management For Voted - For
6 Elect Marissa A. Mayer Management For Voted - For
7 Elect C. Douglas McMillon Management For Voted - For
8 Elect Gregory B. Penner Management For Voted - For
9 Elect Randall L. Stephenson Management For Voted - For
10 Elect S. Robson Walton Management For Voted - For
11 Elect Steuart L. Walton Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Human Rights Due
Diligence Process Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
18 Shareholder Proposal Regarding Racial and Gender
Layoff Diversity Report Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Third-Party Audit of
Policies on Workplace Safety and Violence Shareholder Against Voted - For
WARNER BROS. DISCOVERY, INC.
Security ID: 934423104 Ticker: WBD
Meeting Date: 08-May-23 Meeting Type: Annual
1.1 Elect Li Haslett Chen Management For Voted - For
1.2 Elect Kenneth W. Lowe Management For Voted - Withheld
1.3 Elect Paula A. Price Management For Voted - For
1.4 Elect David M. Zaslav Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - For
6 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Abstain
215
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
WASTE MANAGEMENT, INC.
Security ID: 94106L109 Ticker: WM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Bruce E. Chinn Management For Voted - For
2 Elect James C. Fish, Jr. Management For Voted - For
3 Elect Andres R. Gluski Management For Voted - For
4 Elect Victoria M. Holt Management For Voted - For
5 Elect Kathleen M. Mazzarella Management For Voted - For
6 Elect Sean E. Menke Management For Voted - For
7 Elect William B. Plummer Management For Voted - For
8 Elect John C. Pope Management For Voted - For
9 Elect Maryrose T. Sylvester Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Approval of 2023 Stock Incentive Plan Management For Voted - For
WEC ENERGY GROUP, INC.
Security ID: 92939U106 Ticker: WEC
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Ave M. Bie Management For Voted - For
2 Elect Curt S. Culver Management For Voted - For
3 Elect Danny L. Cunningham Management For Voted - For
4 Elect William M. Farrow III Management For Voted - For
5 Elect Cristina A. Garcia-Thomas Management For Voted - For
6 Elect Maria C. Green Management For Voted - For
7 Elect Gale E. Klappa Management For Voted - For
8 Elect Thomas K. Lane Management For Voted - For
9 Elect Scott J. Lauber Management For Voted - For
10 Elect Ulice Payne, Jr. Management For Voted - For
11 Elect Mary Ellen Stanek Management For Voted - For
12 Elect Glen E. Tellock Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
WELLS FARGO & COMPANY
Security ID: 949746101 Ticker: WFC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Steven D. Black Management For Voted - Against
2 Elect Mark A. Chancy Management For Voted - For
3 Elect Celeste A. Clark Management For Voted - For
216
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Theodore F. Craver, Jr. Management For Voted - For
5 Elect Richard K. Davis Management For Voted - For
6 Elect Wayne M. Hewett Management For Voted - Against
7 Elect CeCelia Morken Management For Voted - For
8 Elect Maria R. Morris Management For Voted - For
9 Elect Felicia F. Norwood Management For Voted - For
10 Elect Richard B. Payne, Jr. Management For Voted - For
11 Elect Ronald L. Sargent Management For Voted - For
12 Elect Charles W. Scharf Management For Voted - For
13 Elect Suzanne M. Vautrinot Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - For
23 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
WELLTOWER INC.
Security ID: 95040Q104 Ticker: WELL
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Kenneth J. Bacon Management For Voted - For
2 Elect Karen B. DeSalvo Management For Voted - For
3 Elect Philip L. Hawkins Management For Voted - For
4 Elect Dennis G. Lopez Management For Voted - For
5 Elect Shankh Mitra Management For Voted - For
6 Elect Ade J. Patton Management For Voted - For
7 Elect Diana W. Reid Management For Voted - For
8 Elect Sergio D. Rivera Management For Voted - For
9 Elect Johnese M. Spisso Management For Voted - For
10 Elect Kathryn M. Sullivan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
217
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
WEST PHARMACEUTICAL SERVICES, INC.
Security ID: 955306105 Ticker: WST
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Mark A. Buthman Management For Voted - For
2 Elect William F. Feehery Management For Voted - Against
3 Elect Robert F. Friel Management For Voted - For
4 Elect Eric M. Green Management For Voted - For
5 Elect Thomas W. Hofmann Management For Voted - For
6 Elect Molly E. Joseph Management For Voted - For
7 Elect Deborah L. V. Keller Management For Voted - For
8 Elect Myla P. Lai-Goldman Management For Voted - For
9 Elect Stephen H. Lockhart Management For Voted - For
10 Elect Douglas A. Michels Management For Voted - For
11 Elect Paolo Pucci Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
WEYERHAEUSER COMPANY
Security ID: 962166104 Ticker: WY
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Mark A. Emmert Management For Voted - For
2 Elect Rick R. Holley Management For Voted - For
3 Elect Sara G. Lewis Management For Voted - For
4 Elect Deidra C. Merriwether Management For Voted - For
5 Elect Al Monaco Management For Voted - For
6 Elect Nicole W. Piasecki Management For Voted - For
7 Elect Lawrence A. Selzer Management For Voted - For
8 Elect Devin W. Stockfish Management For Voted - For
9 Elect Kim Williams Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Christa Davies Management For Voted - For
2 Elect Wayne A.I. Frederick Management For Voted - For
3 Elect Mark J. Hawkins Management For Voted - For
4 Elect George J. Still Jr. Management For Voted - Against
218
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
XYLEM INC.
Security ID: 98419M100 Ticker: XYL
Meeting Date: 11-May-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
YUM CHINA HOLDINGS, INC.
Security ID: 98850P109 Ticker: YUMC
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Issuance of Common Stock Management For Voted - For
2 Share Repurchase Management For Voted - For
3 Approval of the 2022 Long Term Incentive Plan Management For Voted - For
ZIMMER BIOMET HOLDINGS, INC.
Security ID: 98956P102 Ticker: ZBH
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Christopher B. Begley Management For Voted - For
2 Elect Betsy J. Bernard Management For Voted - For
3 Elect Michael J. Farrell Management For Voted - For
4 Elect Robert A. Hagemann Management For Voted - For
5 Elect Bryan C. Hanson Management For Voted - For
6 Elect Arthur J. Higgins Management For Voted - For
7 Elect Maria Teresa Hilado Management For Voted - For
8 Elect Syed Jafry Management For Voted - For
9 Elect Sreelakshmi Kolli Management For Voted - For
10 Elect Michael W. Michelson Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ZOOM VIDEO COMMUNICATIONS, INC.
Security ID: 98980L101 Ticker: ZM
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Eric Yuan Management For Voted - For
1.2 Elect Peter Gassner Management For Voted - For
1.3 Elect H. R. McMaster Management For Voted - Withheld
219
Global X Adaptive U.S. Risk Management ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 13-Jan-23 Meeting Type: Annual
1.1 Elect Andrew Brown Management For Voted - For
1.2 Elect Scott Darling Management For Voted - Withheld
1.3 Elect David Schneider Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
220
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABBVIE INC.
Security ID: 00287Y109 Ticker: ABBV
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Melody B. Meyer Management For Voted - For
3 Elect Frederick H. Waddell Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
ABIOMED, INC.
Security ID: 003654100 Ticker: ABMD
Meeting Date: 10-Aug-22 Meeting Type: Annual
1.1 Elect Michael R. Minogue Management For Voted - For
1.2 Elect Martin P. Sutter Management For Voted - For
1.3 Elect Paula A. Johnson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
ACADIA PHARMACEUTICALS INC.
Security ID: 004225108 Ticker: ACAD
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect James M. Daly Management For Voted - For
1.2 Elect Edmund P. Harrigan Management For Voted - For
1.3 Elect Adora Ndu Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
AEDIFICA NV
Security ID: B0130A108 Ticker: AED
Meeting Date: 28-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
221
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Increase in Authorised Capital (With Preemptive
Rights) Management For Voted - For
7 Increase in Authorised Capital (In the Context of
an Optional Dividend) Management For Voted - For
8 Increase in Authorised Capital (ln the Context of a
Contribution in Kind) Management For Voted - For
9 Authority to Coordinate Articles Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Dividends Management For Voted - For
9 Remuneration Report Management For Voted - For
10 Ratification of Serge Wibaut's Acts Management For Voted - For
11 Ratification of Stefaan Gielens' Acts Management For Voted - For
12 Ratification of Ingrid Daerden's Acts Management For Voted - For
13 Ratification of Sven Bogaerts' Acts Management For Voted - For
14 Ratification of Katrien Kesteloot's Acts Management For Voted - For
15 Ratification of Elisabeth May-Roberti's Acts Management For Voted - For
16 Ratification of Luc Plasman's Acts Management For Voted - For
17 Ratification of Marleen Willekens' Acts Management For Voted - For
18 Ratification of Charles-Antoine van Aelst's Acts Management For Voted - For
19 Ratification of Pertti Huuskonen's Acts Management For Voted - For
20 Ratification of Henrike Waldburg's Acts Management For Voted - For
21 Ratification of Raoul Thomassen's Acts Management For Voted - For
22 Ratification of Auditor Acts Management For Voted - For
23 Elect Marleen Willekens to the Board of Directors Management For Voted - For
24 Elect Pertti Huuskonen to the Board of Directors Management For Voted - For
25 Elect Luc Plasman to the Board of Directors Management For Voted - For
26 Elect Sven Bogaerts to the Board of Directors Management For Voted - For
27 Elect Ingrid Daerden to the Board of Directors Management For Voted - For
28 Elect Charles-Antoine van Aelst to the Board of
Directors Management For Voted - For
29 Directors' Fees (Pertti Huuskonen, Luc Plasman and
Marleen Willekens) Management For Voted - For
30 Change in Control Clause (Belfius Bank NV/SA) Management For Voted - For
31 Change in Control Clause (KBC Belgium NV/SA) Management For Voted - For
32 Change in Control Clause (Intesa Sanpaolo S.p.A.) Management For Voted - For
33 Change in Control Clause (ING Belgium NV/SA) Management For Voted - For
34 Change in Control Clause (Bank Of China [EUROPE]
S.A) Management For Voted - For
222
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
35 Change in Control Clause (BNP Paribas Fortis NV/SA) Management For Voted - For
36 Change in Control Clause (ABN Amro Bank N.V.) Management For Voted - For
37 Change in Control Clause (ING Belgium NV/SA) Management For Voted - For
38 Change in Control Clause (European Investment Bank) Management For Voted - For
39 Change in Control Clause (KBC Belgium N.V.) Management For Voted - For
40 Non-Voting Agenda Item N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
42 Non-Voting Meeting Note N/A N/A Non-Voting
AERIE PHARMACEUTICALS, INC.
Security ID: 00771V108 Ticker: AERI
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
AGILON HEALTH, INC.
Security ID: 00857U107 Ticker: AGL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Ronald A. Williams Management For Voted - Against
2 Elect Derek L. Strum Management For Voted - For
3 Elect Diana L. McKenzie Management For Voted - For
4 Elect Karen A. McLoughlin Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
AGIOS PHARMACEUTICALS, INC.
Security ID: 00847X104 Ticker: AGIO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Rahul D. Ballal Management For Voted - For
2 Elect Brian Goff Management For Voted - For
3 Elect Cynthia Smith Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Approval of the 2023 Stock Incentive Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
AK MEDICAL HOLDINGS LIMITED
Security ID: G02014101 Ticker: 1789
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
223
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Zhijiang Management For Voted - Against
6 Elect ZHANG Bin Management For Voted - For
7 Elect ZHAO Xiaohong Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
ALCON AG
Security ID: H01301128 Ticker: ALC
Meeting Date: 05-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Ratification of Board and Management Acts Management For Take No Action
4 Allocation of Dividends Management For Take No Action
5 Compensation Report Management For Take No Action
6 Board Compensation Management For Take No Action
7 Executive Compensation Management For Take No Action
8 Elect F. Michael Ball as Chair Management For Take No Action
9 Elect Lynn Dorsey Bleil Management For Take No Action
10 Elect Raquel C. Bono Management For Take No Action
11 Elect Arthur Cummings Management For Take No Action
12 Elect David J. Endicott Management For Take No Action
13 Elect Thomas Glanzmann Management For Take No Action
14 Elect D. Keith Grossman Management For Take No Action
15 Elect Scott H. Maw Management For Take No Action
16 Elect Karen J. May Management For Take No Action
17 Elect Ines Poschel Management For Take No Action
18 Elect Dieter Spalti Management For Take No Action
19 Elect Thomas Glanzmann as Compensation Committee
Member Management For Take No Action
20 Elect Scott H. Maw as Compensation Committee Member Management For Take No Action
21 Elect Karen J. May as Compensation Committee Member Management For Take No Action
22 Elect Ines Poschel as Compensation Committee Member Management For Take No Action
23 Appointment of Independent Proxy Management For Take No Action
24 Appointment of Auditor Management For Take No Action
25 Introduction of a Capital Band Management For Take No Action
26 Increase in Conditional Capital Management For Take No Action
27 Amendments to Articles (Share Capital) Management For Take No Action
28 Amendments to Articles (Shareholder Meetings) Management For Take No Action
29 Amendments to Articles (Board of Directors) Management For Take No Action
30 Amendments to Articles (Compensation) Management For Take No Action
224
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Non-Voting Meeting Note N/A N/A Take No Action
ALECTOR, INC.
Security ID: 014442107 Ticker: ALEC
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Elizabeth Garofalo Management For Voted - For
1.2 Elect Terrance G. McGuire Management For Voted - For
1.3 Elect Kristine Yaffe Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ALPHATEC HOLDINGS, INC.
Security ID: 02081G201 Ticker: ATEC
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Elizabeth A. Altman Management For Voted - For
2 Elect Evan Bakst Management For Voted - For
3 Elect Mortimer Berkowitz III Management For Voted - Withheld
4 Elect Quentin Blackford Management For Voted - Withheld
5 Elect Karen K. McGinnis Management For Voted - For
6 Elect Marie Meynadier Management For Voted - For
7 Elect Patrick S. Miles Management For Voted - For
8 Elect David H. Mowry Management For Voted - For
9 Elect David R. Pelizzon Management For Voted - For
10 Elect Jeffrey P. Rydin Management For Voted - For
11 Elect James L. L. Tullis Management For Voted - For
12 Elect Ward W. Woods, Jr. Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Amendment to the 2007 Employee Stock Purchase Plan Management For Voted - For
15 Amendment to the 2016 Equity Incentive Plan Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AMARIN CORPORATION PLC
Security ID: 023111206 Ticker: AMRN
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Shareholder Proposal Regarding Removal of Director
Per Wold-Olsen Shareholder N/A Take No Action
2 Shareholder Proposal Regarding Removal of Any
Directors Appointed Between the Requisition and the
Meeting Shareholder N/A Take No Action
3 Shareholder Proposal Regarding Election of
Dissident Nominee Patrice Bonfiglio Shareholder N/A Take No Action
225
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Shareholder Proposal Regarding Election of
Dissident Nominee Paul Cohen Shareholder N/A Take No Action
5 Shareholder Proposal Regarding Election of
Dissident Nominee Mark DiPaolo Shareholder N/A Take No Action
6 Shareholder Proposal Regarding Election of
Dissident Nominee Keith L. Horn Shareholder N/A Take No Action
7 Shareholder Proposal Regarding Election of
Dissident Nominee Odysseas Kostas Shareholder N/A Take No Action
8 Shareholder Proposal Regarding Election of
Dissident Nominee Louis Sterling III Shareholder N/A Take No Action
9 Shareholder Proposal Regarding Election of
Dissident Nominee Diane E. Sullivan Shareholder N/A Take No Action
1 Shareholder Proposal Regarding Removal of Director
Per Wold-Olsen Shareholder Against Voted - Against
2 Shareholder Proposal Regarding Removal of Any
Directors Appointed Between the Requisition and the
Meeting Shareholder Against Voted - Against
3 Shareholder Proposal Regarding Election of
Dissident Nominee Patrice Bonfiglio Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Election of
Dissident Nominee Paul Cohen Shareholder Against Voted - Against
5 Shareholder Proposal Regarding Election of
Dissident Nominee Mark DiPaolo Shareholder Against Voted - Against
6 Shareholder Proposal Regarding Election of
Dissident Nominee Keith L. Horn Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Election of
Dissident Nominee Odysseas Kostas Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Election of
Dissident Nominee Louis Sterling III Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Election of
Dissident Nominee Diane E. Sullivan Shareholder Against Voted - Against
AMEDISYS, INC.
Security ID: 023436108 Ticker: AMED
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Richard M. Ashworth Management For Voted - For
1.2 Elect Vickie L. Capps Management For Voted - For
1.3 Elect Molly J. Coye Management For Voted - For
1.4 Elect Julie D. Klapstein Management For Voted - For
1.5 Elect Teresa L. Kline Management For Voted - For
1.6 Elect Paul B. Kusserow Management For Voted - For
1.7 Elect Bruce D. Perkins Management For Voted - For
1.8 Elect Jeffrey A. Rideout Management For Voted - For
1.9 Elect Ivanetta Davis Samuels Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
226
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMGEN INC.
Security ID: 031162100 Ticker: AMGN
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect Robert A. Bradway Management For Voted - For
3 Elect Michael V. Drake Management For Voted - For
4 Elect Brian J. Druker Management For Voted - For
5 Elect Robert A. Eckert Management For Voted - For
6 Elect Greg C. Garland Management For Voted - For
7 Elect Charles M. Holley, Jr. Management For Voted - For
8 Elect S. Omar Ishrak Management For Voted - For
9 Elect Tyler Jacks Management For Voted - For
10 Elect Ellen J. Kullman Management For Voted - For
11 Elect Amy E. Miles Management For Voted - For
12 Elect Ronald D. Sugar Management For Voted - For
13 Elect R. Sanders Williams Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
AMPLIFON
Security ID: T0388E118 Ticker: AMP
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Fees Management For Voted - For
6 2023-2028 Stock Grant Plan Management For Voted - For
7 Remuneration Policy Management For Voted - Against
8 Remuneration Report Management For Voted - Against
9 Amendments to 2022-2027 Sustainable Value Sharing
Plan Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
ANGIODYNAMICS, INC.
Security ID: 03475V101 Ticker: ANGO
Meeting Date: 03-Nov-22 Meeting Type: Annual
1.1 Elect Dennis S. Meteny Management For Voted - For
1.2 Elect Michael E. Tarnoff Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
227
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
5 Amendment to the Employee Stock Purchase Plan Management For Voted - For
ASTELLAS PHARMA INC.
Security ID: J03393105 Ticker: 4503
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Kenji Yasukawa Management For Voted - For
3 Elect Naoki Okamura Management For Voted - For
4 Elect Katsuyoshi Sugita Management For Voted - For
5 Elect Takashi Tanaka Management For Voted - For
6 Elect Eriko Sakurai Management For Voted - For
7 Elect Masahiro Miyazaki Management For Voted - For
8 Elect Yoichi Ono Management For Voted - For
9 Elect Rie Akiyama as Audit Committee Director Management For Voted - For
ASTRAZENECA PLC
Security ID: 046353108 Ticker: AZN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Elect Michel Demare Management For Voted - For
6 Elect Pascal Soriot Management For Voted - For
7 Elect Aradhana Sarin Management For Voted - For
8 Elect Philip Broadley Management For Voted - For
9 Elect Euan Ashley Management For Voted - For
10 Elect Deborah DiSanzo Management For Voted - For
11 Elect Diana Layfield Management For Voted - For
12 Elect Sherilyn S. McCoy Management For Voted - For
13 Elect Tony MOK Shu Kam Management For Voted - For
14 Elect Nazneen Rahman Management For Voted - For
15 Elect Andreas Rummelt Management For Voted - For
16 Elect Marcus Wallenberg Management For Voted - For
17 Remuneration Report Management For Voted - For
18 Authorisation of Political Donations Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
24 Adoption of New Articles Management For Voted - For
228
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIGENE, LTD.
Security ID: 07725L102 Ticker: BGNE
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Margaret Han Dugan Management For Voted - For
2 Elect John V. Oyler Management For Voted - For
3 Elect Alessandro Riva Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Authority to Assign Auditor's Fees Management For Voted - For
6 Approval of a Share Issue Mandate Management For Voted - Against
7 General Mandate to Repurchase Shares Management For Voted - For
8 Connected Person Placing Authorization I Management For Voted - Against
9 Connected Person Placing Authorization II Management For Voted - Against
10 Approval of Amgen's Direct Purchase Option Management For Voted - For
11 Approval of Restricted Share Unit Grant to John V.
Oyler Management For Voted - For
12 Approval of Restricted Share Unit Grant to Xiaodong
Wang Management For Voted - For
13 Approval of Restricted Share Unit Grant to Other
Non-Executive and Independent Non-Executive
Directors Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Adoption of New Articles Management For Voted - For
16 Approve the Adjournment of the Annual Meeting Management For Voted - For
BEIJING CHUNLIZHENGDA MEDICAL INSTRUMENTS CO LTD.
Security ID: Y0R7YC105 Ticker: 1858
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Annual Reports Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Independent Directors' Reports Management For Voted - For
8 Directors' Reports Management For Voted - For
9 Supervisors Fees Management For Voted - For
10 Supervisors' Reports Management For Voted - For
11 Elect SHI Chunbao as Executive Director Management For Voted - For
12 Elect YUE Shujun as Executive Director Management For Voted - For
13 Elect SHI Wenling as Executive Director Management For Voted - Against
14 Elect XIE Feng Bao as Executive Director Management For Voted - For
15 Elect WANG Xin as Non-executive Director Management For Voted - Against
16 Elect WENG Jie as Non-executive Director Management For Voted - For
17 Elect WONG Tak Shing as Non-executive Director Management For Voted - For
18 Elect YAO Lijie as Non-executive Director Management For Voted - For
229
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Elect ZHANG Jie as Supervisor Management For Voted - Against
20 Authority to Repurchase Shares Management For Voted - For
BIOGEN INC.
Security ID: 09062X103 Ticker: BIIB
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Alexander J. Denner Management For Voted - Abstain
2 Elect Caroline D. Dorsa Management For Voted - For
3 Elect Maria C. Freire Management For Voted - For
4 Elect William A. Hawkins Management For Voted - For
5 Elect William D. Jones Management For Voted - Abstain
6 Elect Jesus B. Mantas Management For Voted - For
7 Elect Richard C. Mulligan Management For Voted - Abstain
8 Elect Eric K. Rowinsky Management For Voted - For
9 Elect Stephen A. Sherwin Management For Voted - For
10 Elect Christopher A. Viehbacher Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Elect Susan K. Langer Management For Voted - For
BLUEPRINT MEDICINES CORPORATION
Security ID: 09627Y109 Ticker: BPMC
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Alexis A. Borisy Management For Voted - Withheld
1.2 Elect Lonnel Coats Management For Voted - Withheld
1.3 Elect Kathryn Haviland Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
BOSTON SCIENTIFIC CORPORATION
Security ID: 101137107 Ticker: BSX
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Nelda J. Connors Management For Voted - For
2 Elect Charles J. Dockendorff Management For Voted - For
3 Elect Yoshiaki Fujimori Management For Voted - For
4 Elect Edward J. Ludwig Management For Voted - For
5 Elect Michael F. Mahoney Management For Voted - For
6 Elect David J. Roux Management For Voted - For
7 Elect John E. Sununu Management For Voted - For
8 Elect David S. Wichmann Management For Voted - For
9 Elect Ellen M. Zane Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
230
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Peter J. Arduini Management For Voted - For
2 Elect Deepak L. Bhatt Management For Voted - For
3 Elect Giovanni Caforio Management For Voted - For
4 Elect Julia A. Haller Management For Voted - For
5 Elect Manuel Hidalgo Medina Management For Voted - For
6 Elect Paula A. Price Management For Voted - For
7 Elect Derica W. Rice Management For Voted - For
8 Elect Theodore R. Samuels, II Management For Voted - For
9 Elect Gerald Storch Management For Voted - For
10 Elect Karen H. Vousden Management For Voted - For
11 Elect Phyllis R. Yale Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
BROOKDALE SENIOR LIVING INC.
Security ID: 112463104 Ticker: BKD
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Jordan R. Asher Management For Voted - For
2 Elect Lucinda M. Baier Management For Voted - For
3 Elect Marcus E. Bromley Management For Voted - For
4 Elect Frank M. Bumstead Management For Voted - For
5 Elect Victoria L. Freed Management For Voted - For
6 Elect Guy P. Sansone Management For Voted - For
7 Elect Denise W. Warren Management For Voted - For
8 Elect Lee S. Wielansky Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
231
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
CANO HEALTH, INC.
Security ID: 13781Y103 Ticker: CANO
Meeting Date: 15-Jun-23 Meeting Type: Special
1.1 Elect Alan Muney Management For Take No Action
1.2 Elect Kim M. Rivera Management For Take No Action
2 Advisory Vote on Executive Compensation Management For Take No Action
3 Reverse Stock Split Management For Take No Action
4 Ratification of Auditor Management For Take No Action
1 Elect Management Nominee Alan Muney Shareholder N/A Voted - Withheld
2 Elect Management Nominee Kim M. Rivera Shareholder N/A Voted - Withheld
3 Advisory Vote on Executive Compensation Management N/A Voted - For
4 Reverse Stock Split Management N/A Voted - For
5 Ratification of Auditor Management N/A Voted - For
CAREMAX, INC.
Security ID: 14171W103 Ticker: CMAX
Meeting Date: 02-Nov-22 Meeting Type: Annual
1 Elect Kevin Berg Management For Voted - For
2 Elect Vincent Omachonu Management For Voted - Withheld
3 Elect Ryan O'Quinn Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Acquisition Management For Voted - For
6 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Elect Beatriz Assapimonwait Management For Voted - For
2 Elect Ralph de la Torre Management For Voted - For
3 Elect Jose R. Rodriguez Management For Voted - For
4 Elect David J. Shulkin Management For Voted - For
5 Ratification of Auditor Management For Voted - For
CELLTRION, INC.
Security ID: Y1242A106 Ticker: 068270
Meeting Date: 28-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect SEO Jung Jin Management For Voted - For
3 Elect KEE Woo Sung Management For Voted - Against
4 Elect LEE Hyuk Jae Management For Voted - Against
5 Directors' Fees Management For Voted - For
6 Share Option Grant Management For Voted - For
232
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHARTWELL RETIREMENT RESIDENCES
Security ID: 16141A103 Ticker: CSH.UN
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect V. Ann Davis Management For Voted - For
3 Elect James Scarlett Management For Voted - For
4 Elect Huw Thomas Management For Voted - For
5 Elect Valerie Pisano Management For Voted - For
6 Elect Sharon Sallows Management For Voted - For
7 Elect Gary Whitelaw Management For Voted - For
8 Elect W. Brent Binions Management For Voted - For
9 Elect V. Ann Davis Management For Voted - For
10 Elect Valerie Pisano Management For Voted - For
11 Elect Sharon Sallows Management For Voted - For
12 Elect James Scarlett Management For Voted - For
13 Elect Huw Thomas Management For Voted - For
14 Elect Vlad Volodarski Management For Voted - For
15 Elect Gary Whitelaw Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
CHUGAI PHARMACEUTICAL CO.,LTD.
Security ID: J06930101 Ticker: 4519
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Fumio Tateishi Management For Voted - For
4 Elect Hideo Teramoto Management For Voted - For
5 Elect Christoph Franz Management For Voted - For
6 Elect James H. Sabry Management For Voted - Against
7 Elect Teresa A. Graham Management For Voted - Against
8 Elect Shigehiro Yamada Management For Voted - For
9 Elect Yumiko Waseda Management For Voted - For
COCHLEAR LIMITED
Security ID: Q25953102 Ticker: COH
Meeting Date: 18-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Elect Yasmin A. Allen Management For Voted - For
5 Elect Michael del Prado Management For Voted - For
233
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Karen L.C. Penrose Management For Voted - For
7 Equity Grant (MD/CEO & President Dig Howitt) Management For Voted - For
8 Directors' Fees Management N/A Voted - For
DAVITA INC.
Security ID: 23918K108 Ticker: DVA
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Pamela M. Arway Management For Voted - For
2 Elect Charles G. Berg Management For Voted - For
3 Elect Barbara J. Desoer Management For Voted - For
4 Elect Jason M. Hollar Management For Voted - For
5 Elect Gregory J. Moore Management For Voted - For
6 Elect John M. Nehra Management For Voted - For
7 Elect Javier J. Rodriguez Management For Voted - For
8 Elect Adam H. Schechter Management For Voted - For
9 Elect Phyllis R. Yale Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
DEMANT AS
Security ID: K3008M105 Ticker: DEMANT
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Elect Niels Bjorn Christiansen Management For Voted - Abstain
10 Elect Niels Jacobsen Management For Voted - For
11 Elect Anja Madsen Management For Voted - Abstain
12 Elect Sisse Fjelsted Rasmussen Management For Voted - Abstain
13 Elect Kristian Villumsen Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to reduce share capital Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authorization of Legal Formalities Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
234
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Non-Voting Meeting Note N/A N/A Non-Voting
DENALI THERAPEUTICS INC
Security ID: 24823R105 Ticker: DNLI
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Jennifer Cook Management For Voted - Withheld
1.2 Elect David P. Schenkein Management For Voted - For
1.3 Elect Ryan J. Watts Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory vote on executive compensation Management For Voted - For
DEXCOM, INC.
Security ID: 252131107 Ticker: DXCM
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Steven R. Altman Management For Voted - For
2 Elect Richard A. Collins Management For Voted - For
3 Elect Karen M. Dahut Management For Voted - For
4 Elect Mark G. Foletta Management For Voted - For
5 Elect Barbara E. Kahn Management For Voted - For
6 Elect Kyle Malady Management For Voted - For
7 Elect Eric Topol Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
DIVERSIFIED HEALTHCARE TRUST
Security ID: 25525P107 Ticker: DHC
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect John L. Harrington Management For Voted - Withheld
2 Elect Lisa Harris Jones Management For Voted - For
3 Elect Daniel F. LePage Management For Voted - For
4 Elect David A. Pierce Management For Voted - For
5 Elect Jeffrey P. Somers Management For Voted - For
6 Elect Jennifer F. Francis Management For Voted - For
7 Elect Adam D. Portnoy Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
235
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108 Ticker: EW
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kieran T. Gallahue Management For Voted - For
2 Elect Leslie Stone Heisz Management For Voted - For
3 Elect Paul A. LaViolette Management For Voted - For
4 Elect Steven R. Loranger Management For Voted - For
5 Elect Martha H. Marsh Management For Voted - For
6 Elect Michael A. Mussallem Management For Voted - For
7 Elect Ramona Sequeira Management For Voted - For
8 Elect Nicholas J. Valeriani Management For Voted - For
9 Elect Bernard J. Zovighian Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ELEKTA AB
Security ID: W2479G107 Ticker: EKTAB
Meeting Date: 25-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Accounts and Reports Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratify Laurent Leksell Management For Voted - For
16 Ratify Caroline Leksell Cooke Management For Voted - For
17 Ratify Johan Malmquist Management For Voted - For
18 Ratify Wolfgang Reim Management For Voted - For
19 Ratify Jan Secher Management For Voted - For
20 Ratify Birgitta Stymne Goransson Management For Voted - For
21 Ratify Cecilia Wikstrom Management For Voted - For
22 Ratify Gustaf Salford (CEO) Management For Voted - For
23 Number of Directors Management For Voted - For
24 Number of Deputy Directors Management For Voted - For
236
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Directors' Fees Management For Voted - For
26 Authority to Set Auditor's Fees Management For Voted - For
27 Elect Laurent Leksell Management For Voted - For
28 Elect Caroline Leksell Cooke Management For Voted - For
29 Elect Johan Malmqvist Management For Voted - Against
30 Elect Wolfgang Reim Management For Voted - For
31 Elect Jan Secher Management For Voted - For
32 Elect Birgitta Stymne Goransson Management For Voted - For
33 Elect Cecilia Wikstrom Management For Voted - For
34 Elect Kelly Londy Management For Voted - For
35 Elect Laurent Leksell as Chair Management For Voted - For
36 Appointment of Auditor Management For Voted - For
37 Remuneration Report Management For Voted - For
38 Performance Share Plan 2022 Management For Voted - For
39 Share Transfer Pursuant to Performance Share Plan
2022 Management For Voted - For
40 Share Transfer Pursuant to Performance Share Plans
2020, 2021 and 2022 Management For Voted - For
41 Authority to Repurchase Shares Management For Voted - For
42 Issuance of Treasury Shares Management For Voted - For
43 Shareholder Proposal Regarding Voting Rights Shareholder N/A Voted - For
44 Shareholder Proposal Regarding Removal of
Multiple-Voting Rights Shareholder N/A Voted - Against
45 Shareholder Proposal Regarding Representation of
Small and Medium Sized Shareholders Shareholder N/A Voted - Against
46 Shareholder Proposal Regarding Investigating
Performance-Based Remuneration of the Members of
the Board of Directors Shareholder N/A Voted - Against
47 Non-Voting Agenda Item N/A N/A Non-Voting
48 Non-Voting Meeting Note N/A N/A Non-Voting
49 Non-Voting Meeting Note N/A N/A Non-Voting
50 Non-Voting Meeting Note N/A N/A Non-Voting
51 Non-Voting Meeting Note N/A N/A Non-Voting
ELI LILLY AND COMPANY
Security ID: 532457108 Ticker: LLY
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect William G. Kaelin, Jr. Management For Voted - For
2 Elect David A. Ricks Management For Voted - For
3 Elect Marschall S. Runge Management For Voted - For
4 Elect Karen Walker Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
8 Repeal of Classified Board Management For Voted - For
9 Elimination of Supermajority Requirements Management For Voted - For
10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
237
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Report on Company
Response to State Policies Regulating Abortion Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
ENSIGN GROUP, INC.
Security ID: 29358P101 Ticker: ENSG
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Barry M. Smith Management For Voted - Against
2 Elect Swati B. Abbott Management For Voted - For
3 Elect Suzanne D. Snapper Management For Voted - Against
4 Elect John Agwunobi Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Amendment to Allow Exculpation of Officers Management For Voted - Against
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EXACT SCIENCES CORPORATION
Security ID: 30063P105 Ticker: EXAS
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect D. Scott Coward Management For Voted - For
2 Elect James E. Doyle Management For Voted - For
3 Elect Freda C. Lewis-Hall Management For Voted - For
4 Elect Kathleen G. Sebelius Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Repeal of Classified Board Management For Voted - For
9 Amendment to the 2019 Omnibus Long-Term Incentive
Plan Management For Voted - For
EXELIXIS, INC.
Security ID: 30161Q104 Ticker: EXEL
Meeting Date: 31-May-23 Meeting Type: Special
1 Elect Maria C. Freire Management For Take No Action
2 Elect Alan M. Garber Management For Take No Action
238
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Michael M. Morrissey Management For Take No Action
4 Elect Stelios Papadopoulos Management For Take No Action
5 Elect George H. Poste Management For Take No Action
6 Elect Julie Anne Smith Management For Take No Action
7 Elect Lance Willsey Management For Take No Action
8 Elect Jacqueline Wright Management For Take No Action
9 Elect Jack L. Wyszomierski Management For Take No Action
10 Elect Tomas J. Heyman Management For Take No Action
11 Elect Robert (Bob) Oliver, Jr. Management For Take No Action
12 Elect David E. Johnson Management For Take No Action
13 Ratification of Auditor Management For Take No Action
14 Advisory Vote on Executive Compensation Management For Take No Action
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Take No Action
1 Elect Thomas J. Heyman Shareholder N/A Voted - For
2 Elect David E. Johnson Shareholder N/A Voted - For
3 Elect Robert Bob Oliver, Jr. Shareholder N/A Voted - For
4 Elect Maria C. Freire Shareholder N/A Voted - For
5 Elect Alan M. Garber Shareholder N/A Voted - For
6 Elect Michael M. Morrissey Shareholder N/A Voted - For
7 Elect Stelios Papadopoulos Shareholder N/A Voted - For
8 Elect George Poste Shareholder N/A Voted - For
9 Elect Julie Anne Smith Shareholder N/A Voted - For
10 Elect Jacqueline Wright Shareholder N/A Voted - For
11 Elect Jack L. Wyszomierski Shareholder N/A Voted - For
12 Elect Lance Willsey Shareholder N/A Voted - Withheld
13 Ratification of Auditor Management N/A Voted - For
14 Advisory Vote on Executive Compensation Management N/A Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
FIBROGEN, INC.
Security ID: 31572Q808 Ticker: FGEN
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Enrique Conterno Management For Voted - For
2 Elect Aoife M. Brennan Management For Voted - For
3 Elect Gerald Lema Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
FRESENIUS MEDICAL CARE AG & CO. KGAA
Security ID: D2734Z107 Ticker: FME
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Dividends Management For Voted - For
4 Ratification of General Partner Acts Management For Voted - For
239
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Remuneration Report Management For Voted - Against
8 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
GENMAB A/S
Security ID: K3967W102 Ticker: GMAB
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports; Ratification of Board and
Management acts Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect Deirdre P. Connelly Management For Voted - For
10 Elect Pernille Erenbjerg Management For Voted - For
11 Elect Rolf Hoffman Management For Voted - For
12 Elect Elizabeth OFarrell Management For Voted - For
13 Elect Paolo Paoletti Management For Voted - For
14 Elect Anders Gersel Pedersen Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Directors' Fees Management For Voted - For
17 Amendment to Remuneration Policy (Removal of
Nominal Cap) Management For Voted - For
18 Amendments to Remuneration Policy (Other Changes) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authorization of Legal Formalities Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
GLAUKOS CORPORATION
Security ID: 377322102 Ticker: GKOS
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Denice M. Torres Management For Voted - For
240
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Aimee S. Weisner Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
GN STORE NORD A/S
Security ID: K4001S214 Ticker: GN
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Ratification of Board and Management Acts Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Remuneration Report Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect Jukka Pekka Pertola Management For Voted - For
12 Elect Helene Barnekow Management For Voted - For
13 Elect Montserrat Maresch Pascual Management For Voted - For
14 Elect Ronica Wang Management For Voted - For
15 Elect Anette Weber Management For Voted - For
16 Elect Klaus Holse Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Rights Issue Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
20 Amendments to Articles Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Remuneration Policy Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
HALOZYME THERAPEUTICS, INC.
Security ID: 40637H109 Ticker: HALO
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Bernadette Connaughton Management For Voted - For
2 Elect Moni Miyashita Management For Voted - For
3 Elect Matthew L. Posard Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
241
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED
Security ID: G54958106 Ticker: 3692
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHONG Huijuan Management For Voted - Against
6 Elect YANG Dongtao Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - For
HERON THERAPEUTICS, INC.
Security ID: 427746102 Ticker: HRTX
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Adam Morgan Management For Voted - For
2 Elect Craig Collard Management For Voted - For
3 Elect Sharmila Dissanaike Management For Voted - For
4 Elect Craig A. Johnson Management For Voted - For
5 Elect Kevin Kotler Management For Voted - For
6 Elect Susan Rodriguez Management For Voted - For
7 Elect Christian Waage Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Increase in Authorized Common Stock Management For Voted - For
11 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
12 Amendment to the 1997 Employee Stock Purchase Plan Management For Voted - For
INCYTE CORPORATION
Security ID: 45337C102 Ticker: INCY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Julian C. Baker Management For Voted - For
2 Elect Jean-Jacques Bienaime Management For Voted - For
3 Elect Otis W. Brawley Management For Voted - For
4 Elect Paul J. Clancy Management For Voted - For
5 Elect Jacqualyn A. Fouse Management For Voted - For
6 Elect Edmund P. Harrigan Management For Voted - For
7 Elect Katherine A. High Management For Voted - For
242
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Herve Hoppenot Management For Voted - For
9 Elect Susanne Schaffert Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2010 Stock Incentive Plan Management For Voted - For
13 Amendment to the 1997 Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
INOGEN, INC.
Security ID: 45780L104 Ticker: INGN
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Glenn Boehnlein Management For Voted - For
1.2 Elect Thomas A. West Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Equity Incentive Plan Management For Voted - For
INSULET CORPORATION
Security ID: 45784P101 Ticker: PODD
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Luciana Borio Management For Voted - For
1.2 Elect Michael R. Minogue Management For Voted - For
1.3 Elect Corinne H. Nevinny Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
INTEGER HOLDINGS CORPORATION
Security ID: 45826H109 Ticker: ITGR
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Sheila Antrum Management For Voted - For
2 Elect Pamela G. Bailey Management For Voted - For
3 Elect Cheryl C. Capps Management For Voted - For
4 Elect Joseph W. Dziedzic Management For Voted - For
5 Elect James F. Hinrichs Management For Voted - For
6 Elect Jean M. Hobby Management For Voted - For
7 Elect Tyrone Jeffers Management For Voted - For
8 Elect M. Craig Maxwell Management For Voted - For
9 Elect Filippo Passerini Management For Voted - For
10 Elect Donald J. Spence Management For Voted - For
11 Elect William B. Summers, Jr. Management For Voted - For
12 Ratification of Auditor Management For Voted - For
243
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Mary C. Beckerle Management For Voted - For
3 Elect D. Scott Davis Management For Voted - For
4 Elect Jennifer A. Doudna Management For Voted - For
5 Elect Joaquin Duato Management For Voted - For
6 Elect Marillyn A. Hewson Management For Voted - For
7 Elect Paula A. Johnson Management For Voted - For
8 Elect Hubert Joly Management For Voted - For
9 Elect Mark B. McClellan Management For Voted - For
10 Elect Anne Mulcahy Management For Voted - For
11 Elect Mark A. Weinberger Management For Voted - For
12 Elect Nadja Y. West Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Adoption of
Mandatory Arbitration Bylaw Shareholder Against Voted - Abstain
17 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - Against
18 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
KISSEI PHARMACEUTICAL CO., LTD.
Security ID: J33652108 Ticker: 4547
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Kando Nakagawa as Statutory Auditor Management For Voted - For
4 Bonus Management For Voted - For
KORIAN
Security ID: F5412L108 Ticker: KORI
Meeting Date: 15-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
244
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Scrip Dividend Management For Voted - For
9 2022 Remuneration of Sophie Boissard, CEO Management For Voted - For
10 2022 Remuneration of Jean-Pierre Duprieu, Chair Management For Voted - For
11 2022 Remuneration Report Management For Voted - For
12 2023 Remuneration Policy (CEO) Management For Voted - For
13 2023 Remuneration Policy (Chair) Management For Voted - For
14 2023 Remuneration Policy (Board of Directors) Management For Voted - For
15 Elect Sophie Boissard Management For Voted - For
16 Elect Philippe Dumont Management For Voted - For
17 Elect Guillaume Bouhours Management For Voted - For
18 Elect Markus Muschenich Management For Voted - For
19 Appointment of Auditor (Ernst & Young) Management For Voted - For
20 Authority to Repurchase and Reissue Shares Management For Voted - For
21 Amendments to Articles Regarding the Adoption of
French "Societe a Mission" Status Management For Voted - For
22 Authority to Cancel Shares and Reduce Capital Management For Voted - For
23 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
24 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
25 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
26 Greenshoe Management For Voted - For
27 Authority to Set Offering Price of Shares Management For Voted - For
28 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
29 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
30 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Equity Line) Management For Voted - For
31 Authority to Increase Capital Through
Capitalisations Management For Voted - For
32 Authority to Issue Performance Shares Management For Voted - For
33 Employee Stock Purchase Plan Management For Voted - For
34 Stock Purchase Plan for Overseas Employees Management For Voted - For
35 Authority to Decide Mergers by Absorption,
Spin-Offs and Partial Transfer of Assets Management For Voted - Against
36 Authorisation of Legal Formalities Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
245
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
LIFETECH SCIENTIFIC CORPORATION
Security ID: G54872117 Ticker: 1302
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect XIE Yuehui Management For Voted - Against
5 Elect LIU Jianxiong Management For Voted - For
6 Elect JIANG Feng Management For Voted - For
7 Elect WANG Wansong Management For Voted - For
8 Elect Joseph LIANG Hsien Tse Management For Voted - Against
9 Elect ZHOU Luming Management For Voted - Against
10 Directors' fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
LIVANOVA PLC
Security ID: G5509L101 Ticker: LIVN
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Elect Francesco Bianchi Management For Voted - For
2 Elect Stacy Enxing Seng Management For Voted - For
3 Elect William A. Kozy Management For Voted - For
4 Elect Daniel J. Moore Management For Voted - For
5 Elect Sharon O'Kane Management For Voted - For
6 Elect Andrea L. Saia Management For Voted - For
7 Elect Todd C. Schermerhorn Management For Voted - For
8 Elect Brooke Story Management For Voted - For
9 Elect Peter M. Wilver Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the 2022 Incentive Award Plan Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Remuneration Report Management For Voted - For
16 Accounts and Reports Management For Voted - For
17 Appointment of UK Statutory Auditor Management For Voted - For
18 Statutory Auditors' Fees Management For Voted - For
246
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
LTC PROPERTIES, INC.
Security ID: 502175102 Ticker: LTC
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Cornelia Cheng Management For Voted - For
2 Elect Boyd W. Hendrickson Management For Voted - For
3 Elect James J. Pieczynski Management For Voted - For
4 Elect Devra G. Shapiro Management For Voted - For
5 Elect Wendy L. Simpson Management For Voted - For
6 Elect Timothy J. Triche Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
LUYE PHARMA GROUP LTD
Security ID: G57007109 Ticker: 2186
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHU Yuan Yuan Management For Voted - For
5 Elect SONG Rui Lin Management For Voted - Against
6 Elect LO Yuk Lam Management For Voted - Against
7 Elect LEUNG Man Kit Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Elect XIA Lian Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
MANNKIND CORPORATION
Security ID: 56400P706 Ticker: MNKD
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect James S. Shannon Management For Voted - For
1.2 Elect Michael E. Castagna Management For Voted - For
1.3 Elect Ronald J. Consiglio Management For Voted - For
1.4 Elect Michael A. Friedman Management For Voted - For
1.5 Elect Jennifer Grancio Management For Voted - For
1.6 Elect Anthony C. Hooper Management For Voted - For
1.7 Elect Sabrina Kay Management For Voted - For
1.8 Elect Kent Kresa Management For Voted - For
1.9 Elect Christine A. Mundkur Management For Voted - For
247
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Increase in Authorized Common Stock Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
4 Amendment to the 2018 Equity Incentive Plan Management For Voted - For
5 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Ratification of Auditor Management For Voted - For
MEDTRONIC PLC
Security ID: 585055106 Ticker: MDT
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect Richard H. Anderson Management For Voted - For
2 Elect Craig Arnold Management For Voted - For
3 Elect Scott C. Donnelly Management For Voted - For
4 Elect Lidia L. Fonseca Management For Voted - For
5 Elect Andrea J. Goldsmith Management For Voted - For
6 Elect Randall J. Hogan, III Management For Voted - For
7 Elect Kevin E. Lofton Management For Voted - For
8 Elect Geoffrey Straub Martha Management For Voted - For
9 Elect Elizabeth G. Nabel Management For Voted - For
10 Elect Denise M. O'Leary Management For Voted - For
11 Elect Kendall J. Powell Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
MERIT MEDICAL SYSTEMS, INC.
Security ID: 589889104 Ticker: MMSI
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Lonny J. Carpenter Management For Voted - For
2 Elect David K. Floyd Management For Voted - For
3 Elect Lynne N. Ward Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
MICROPORT SCIENTIFIC CORP
Security ID: G60837104 Ticker: 0853
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
248
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Accounts and Reports Management For Voted - For
4 Elect CHANG Zhaohua Management For Voted - Against
5 Elect YU Hongliang Management For Voted - Against
6 Elect SHAO Chunyang Management For Voted - Against
7 Elect Hiroshi Shirafuji Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Adoption of Share Scheme and Termination of the
Existing Share Option Scheme Management For Voted - Against
14 Service Provider Participant Sublimit Management For Voted - Against
15 Amendments to Articles Management For Voted - Against
NATIONAL HEALTH INVESTORS, INC.
Security ID: 63633D104 Ticker: NHI
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect W. Andrew Adams Management For Voted - For
2 Elect Tracy M.J. Colden Management For Voted - For
3 Elect Robert A. McCabe, Jr. Management For Voted - Against
4 Amendment to the 2019 Stock Incentive Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
NATIONAL HEALTHCARE CORPORATION
Security ID: 635906100 Ticker: NHC
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect W. Andrew Adams Management For Voted - For
2 Elect Ernest G. Burgess, III Management For Voted - Against
3 Elect Emil E. Hassan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
NEUROCRINE BIOSCIENCES, INC.
Security ID: 64125C109 Ticker: NBIX
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Kevin C. Gorman Management For Voted - For
1.2 Elect Gary Lyons Management For Voted - For
1.3 Elect Johanna Mercier Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
249
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
NIPRO CORPORATION
Security ID: J56655103 Ticker: 8086
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Takayuki Nomiya Management For Voted - For
5 Elect Shigeru Yanagase Management For Voted - For
6 Elect Yoshitaka Akikuni Management For Voted - For
7 Elect Motoaki Sano as Alternate Statutory Auditor Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Retirement Allowances for Directors Management For Voted - Against
NOVO NORDISK A/S
Security ID: K72807132 Ticker: NOVOB
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Directors' Fees 2022 Management For Voted - For
10 Directors' Fees 2023 Management For Voted - For
11 Amendments to Remuneration Policy Management For Voted - For
12 Elect Helge Lund as Chair Management For Voted - For
13 Elect Henrik Poulsen as Vice Chair Management For Voted - For
14 Elect Laurence Debroux Management For Voted - For
15 Elect Andreas Fibig Management For Voted - For
16 Elect Sylvie Gregoire Management For Voted - For
17 Elect Kasim Kutay Management For Voted - For
18 Elect Christina Choi Lai Law Management For Voted - For
19 Elect Martin Mackay Management For Voted - Abstain
20 Appointment of Auditor Management For Voted - For
21 Cancellation of Shares Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
24 Shareholder Proposal Regarding Company's Product
pricing Shareholder Against Voted - Against
250
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
NOVOCURE LIMITED
Security ID: G6674U108 Ticker: NVCR
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Asaf Danziger Management For Voted - For
2 Elect William F. Doyle Management For Voted - For
3 Elect Jeryl L. Hilleman Management For Voted - For
4 Elect David T. Hung Management For Voted - For
5 Elect Kinyip Gabriel Leung Management For Voted - For
6 Elect Martin J. Madden Management For Voted - For
7 Elect Allyson Ocean Management For Voted - For
8 Elect Timothy J. Scannell Management For Voted - For
9 Elect Kristin Stafford Management For Voted - For
10 Elect W. Anthony Vernon Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
NUVASIVE, INC.
Security ID: 670704105 Ticker: NUVA
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Globus Transaction Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect J. Christopher Barry Management For Voted - For
2 Elect Leslie V. Norwalk Management For Voted - Against
3 Elect Amy Belt Raimundo Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
OMEGA HEALTHCARE INVESTORS, INC.
Security ID: 681936100 Ticker: OHI
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Kapila K. Anand Management For Voted - For
2 Elect Craig R. Callen Management For Voted - For
3 Elect Lisa C. Egbuonu-Davis Management For Voted - For
251
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Barbara B. Hill Management For Voted - For
5 Elect Kevin J. Jacobs Management For Voted - For
6 Elect C. Taylor Pickett Management For Voted - For
7 Elect Stephen D. Plavin Management For Voted - For
8 Elect Burke W. Whitman Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2018 Stock Incentive Plan Management For Voted - For
ORPEA
Security ID: F69036105 Ticker: ORP
Meeting Date: 28-Jul-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
9 Consolidated Accounts and Reports Management For Voted - For
10 Allocation of Losses Management For Voted - For
11 Related Party Transactions (Olivier Lecomte) Management For Voted - For
12 Elect Laurent Guillot Management For Voted - For
13 Elect Isabelle Calvez Management For Voted - For
14 Elect David Hale Management For Voted - For
15 Elect Guillaume Pepy Management For Voted - For
16 Elect John Glen Management For Voted - For
17 Appointment of Auditor (Mazars) Management For Voted - For
18 Appointment of Auditor (Deloitte) Management For Voted - For
19 Non-Renewal of Alternate Auditor (BEAS) Management For Voted - For
20 2021 Remuneration Report Management For Voted - For
21 2021 Remuneration of Philippe Charrier, Chair Management For Voted - For
22 2021 Remuneration of Yves Le Masne, CEO Management Against Voted - Against
23 2022 Remuneration Policy (Board of Directors) Management For Voted - For
24 2022 Remuneration Policy (Former CEO Until January
30, 2022) Management For Voted - For
25 2022 Remuneration Policy (Chair and Interim CEO
From January 30 Until June 30, 2022) Management For Voted - For
26 2022 Remuneration Policy (Chair, Until January 30,
2022, and From July 1 Until July 28, 2022) Management For Voted - For
27 2022 Remuneration Policy (CEO, Since July 1, 2022) Management For Voted - For
28 2022 Remuneration of Philippe Charrier (Chair Until
January 30, Chair and Interim CEO From January 30
Until June 30, and Chair Until July 28, 2022) Management For Voted - Against
29 Authority to Repurchase and Reissue Shares Management For Voted - For
30 Authority to Cancel Shares and Reduce Capital Management For Voted - For
252
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
32 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
33 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
34 Greenshoe Management For Voted - For
35 Authority to Set Offering Price of Shares Management For Voted - For
36 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
37 Authority to Increase Capital Through
Capitalisations Management For Voted - For
38 Authority to Issue Performance Shares Management For Voted - For
39 Employee Stock Purchase Plan Management For Voted - For
40 Stock Purchase Plan for Overseas Employees Management For Voted - For
41 Amendments to Articles Regarding General Management Management For Voted - For
42 Amendments to Articles Regarding Employee
Representatives Management For Voted - For
43 Amendments to Articles Regarding Written
Consultations Management For Voted - For
44 Amendments to Articles Regarding Staggered Board Management For Voted - For
45 Amendments to Articles Regarding Statutory Auditors Management For Voted - For
46 Textual References Applicable in Case of Regulation
Updates Management For Voted - For
47 Authorisation of Legal Formalities Management For Voted - For
48 Non-Voting Meeting Note N/A N/A Non-Voting
PHARMAMAR S.A.
Security ID: E8075H159 Ticker: PHM
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Report on Non-Financial Information Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratification of Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Ratify Co-Option of Fernando Martin-Delgado Santos Management For Voted - For
8 Elect Soledad Cuenca Miranda Management For Voted - For
9 Elect Montserrat Andrade Detrell Management For Voted - For
10 Elect M Blanca Hernandez Rodriguez Management For Voted - For
11 Elect Carlos Solchaga Catalan Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Authority to Repurchase and Reissue Shares Management For Voted - For
14 Employee Share Ownership Plan 2024 Management For Voted - For
15 Remuneration Report Management For Voted - Against
16 Authorisation of Legal Formalities Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
253
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
RADIUS HEALTH, INC.
Security ID: 750469207 Ticker: RDUS
Meeting Date: 26-Jul-22 Meeting Type: Annual
1.1 Elect Catherine J. Friedman Management For Voted - For
1.2 Elect Jean-Pierre Garnier Management For Voted - Withheld
1.3 Elect Andrew C. von Eschenbach Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Elimination of Supermajority Requirement Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph L. Goldstein Management For Voted - Against
2 Elect Christine A. Poon Management For Voted - For
3 Elect Craig B. Thompson Management For Voted - For
4 Elect Huda Y. Zoghbi Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
RYMAN HEALTHCARE LIMITED
Security ID: Q8203F106 Ticker: RYM
Meeting Date: 28-Jul-22 Meeting Type: Annual
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Re-elect George Savvides Management For Voted - For
3 Re-elect Anthony Leighs Management For Voted - For
4 Authorise Board to Set Auditor's Fees Management For Voted - For
SABRA HEALTH CARE REIT, INC.
Security ID: 78573L106 Ticker: SBRA
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Craig Barbarosh Management For Voted - For
2 Elect Katie Cusack Management For Voted - For
3 Elect Michael J. Foster Management For Voted - For
4 Elect Lynne S. Katzmann Management For Voted - For
5 Elect Ann Kono Management For Voted - For
6 Elect Jeffrey A. Malehorn Management For Voted - For
254
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Richard K. Matros Management For Voted - For
8 Elect Clifton J. Porter II Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SCICLONE PHARMACEUTICALS (HOLDINGS) LIMITED
Security ID: G4271B102 Ticker: 6600
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect PAN Rongrong Management For Voted - For
6 Elect LI Zhenfu Management For Voted - Against
7 Elect SHI Cen Management For Voted - For
8 Elect Alex GU Yushao Management For Voted - For
9 Elect Wendy Hayes Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Amendments to Articles Management For Voted - For
SEAGEN INC.
Security ID: 81181C104 Ticker: SGEN
Meeting Date: 30-May-23 Meeting Type: Special
1 Acquisition by Pfizer Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect David W. Gryska Management For Voted - For
2 Elect John Orwin Management For Voted - Against
3 Elect Alpna H. Seth Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
255
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIENNA SENIOR LIVING INC.
Security ID: 82621K102 Ticker: SIA
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Paul Boniferro Management For Voted - For
3 Elect Gina Parvaneh Cody Management For Voted - For
4 Elect Nitin Jain Management For Voted - For
5 Elect Shelly L. Jamieson Management For Voted - For
6 Elect Brian K. Johnston Management For Voted - For
7 Elect Paula Jourdain Coleman Management For Voted - For
8 Elect Stephen Sender Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
SIGHT SCIENCES, INC.
Security ID: 82657M105 Ticker: SGHT
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Staffan Encrantz Management For Voted - For
1.2 Elect Catherine Mazzacco Management For Voted - For
2 Ratification of Auditor Management For Voted - For
SILK ROAD MEDICAL, INC.
Security ID: 82710M100 Ticker: SILK
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Rick D. Anderson Management For Voted - For
2 Elect Jack W. Lasersohn Management For Voted - For
3 Elect Erica J. Rogers Management For Voted - For
4 Elect Elizabeth H. Weatherman Management For Voted - For
5 Elect Donald J. Zurbay Management For Voted - Withheld
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Amendment to Certificate of Incorporation Regarding
Officer Liability Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
SMITH & NEPHEW PLC
Security ID: G82343164 Ticker: SN.
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Policy Management For Voted - For
3 Remuneration Report Management For Voted - For
256
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Final Dividend Management For Voted - For
5 Elect Rupert Soames Management For Voted - For
6 Elect Erik Engstrom Management For Voted - For
7 Elect Jo Hallas Management For Voted - For
8 Elect John Ma Management For Voted - For
9 Elect Katarzyna Mazur-Hofsaess Management For Voted - For
10 Elect Rick Medlock Management For Voted - For
11 Elect Deepak Nath Management For Voted - For
12 Elect Anne-Francoise Nesmes Management For Voted - For
13 Elect Marc Owen Management For Voted - For
14 Elect Roberto Quarta Management For Voted - For
15 Elect Angie Risley Management For Voted - For
16 Elect Bob White Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Authority to Set Auditor's Fees Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
SONOVA HOLDING AG
Security ID: H8024W106 Ticker: SOON
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Compensation Report Management For Take No Action
4 Allocation of Dividends Management For Take No Action
5 Ratification of Board and Management Acts Management For Take No Action
6 Amendments to Articles (Committee Composition) Management For Take No Action
7 Elect Robert F. Spoerry Management For Take No Action
8 Elect Stacy Enxing Seng Management For Take No Action
9 Elect Gregory Behar Management For Take No Action
10 Elect Lynn Dorsey Bleil Management For Take No Action
11 Elect Lukas Braunschweiler Management For Take No Action
12 Elect Roland Diggelmann Management For Take No Action
13 Elect Julie Tay Management For Take No Action
14 Elect Ronald van der Vis Management For Take No Action
15 Elect Adrian Widmer Management For Take No Action
16 Elect Stacy Enxing Seng as Nominating and
Compensation Committee Member Management For Take No Action
17 Elect Lukas Braunschweiler as Nominating and
Compensation Committee Member Management For Take No Action
18 Elect Roland Diggelmann as as Nominating and
Compensation Committee Member Management For Take No Action
257
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Elect Julie Tay as as Nominating and Compensation
Committee Member Management For Take No Action
20 Appointment of Auditor Management For Take No Action
21 Appointment of Independent Proxy Management For Take No Action
22 Board Compensation Management For Take No Action
23 Executive Compensation Management For Take No Action
24 Cancellation of Shares and Reduction in Share
Capital Management For Take No Action
25 Amendment to Company Purpose Management For Take No Action
26 Approval of a Capital Band Management For Take No Action
27 Amendments to Articles (Board of Directors and
Management Board) Management For Take No Action
28 Amendments to Articles (General Meetings) Management For Take No Action
29 Amendments to Articles (Virtual AGM) Management For Take No Action
30 Transaction of Other Business Management N/A Take No Action
31 Non-Voting Meeting Note N/A N/A Take No Action
32 Non-Voting Meeting Note N/A N/A Take No Action
STRAUMANN HOLDING AG
Security ID: H8300N127 Ticker: STMN
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Accounts and Reports Management For Take No Action
4 Compensation Report Management For Take No Action
5 Allocation of Dividends Management For Take No Action
6 Ratification of Board and Management Acts Management For Take No Action
7 Board Compensation Management For Take No Action
8 Executive Compensation (Fixed) Management For Take No Action
9 Executive Compensation (Long-Term) Management For Take No Action
10 Executive Compensation (Short-Term) Management For Take No Action
11 Elect Gilbert Achermann as Board Chair Management For Take No Action
12 Elect Marco Gadola Management For Take No Action
13 Elect Juan-Jose Gonzalez Management For Take No Action
14 Elect Petra Rumpf Management For Take No Action
15 Elect Thomas Straumann Management For Take No Action
16 Elect Nadia Tarolli Schmidt Management For Take No Action
17 Elect Regula Wallimann Management For Take No Action
18 Elect Olivier A. Filliol Management For Take No Action
19 Elect Marco Gadola as Nominating and Compensation
Committee Member Management For Take No Action
20 Elect Nadia Tarolli Schmidt as Nominating and
Compensation Committee Member Management For Take No Action
21 Elect Regula Wallimann as Nominating and
Compensation Committee Member Management For Take No Action
22 Appointment of Independent Proxy Management For Take No Action
23 Appointment of Auditor Management For Take No Action
24 Amendments to Articles (Corporate Purpose) Management For Take No Action
258
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Amendments to Articles (Legal Amendments) Management For Take No Action
26 Amendments to Articles (Virtual General Meeting) Management For Take No Action
27 Amendments to Articles (Shareholder Rights) Management For Take No Action
28 Amendments to Articles (Executive Compensation and
Mandates) Management For Take No Action
29 Amendments to Articles (Editorial Amendments) Management For Take No Action
STRYKER CORPORATION
Security ID: 863667101 Ticker: SYK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Mary K. Brainerd Management For Voted - For
2 Elect Giovanni Caforio Management For Voted - For
3 Elect Srikant M. Datar Management For Voted - For
4 Elect Allan C. Golston Management For Voted - For
5 Elect Kevin A. Lobo Management For Voted - For
6 Elect Sherilyn S. McCoy Management For Voted - For
7 Elect Andrew K. Silvernail Management For Voted - For
8 Elect Lisa M. Skeete Tatum Management For Voted - For
9 Elect Ronda E. Stryker Management For Voted - For
10 Elect Rajeev Suri Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
TELEFLEX INCORPORATED
Security ID: 879369106 Ticker: TFX
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Gretchen R. Haggerty Management For Voted - For
2 Elect Liam J. Kelly Management For Voted - For
3 Elect Jaewon Ryu Management For Voted - For
4 Approval of the 2023 Stock Incentive Plan Management For Voted - For
5 Elimination of Supermajority Requirements Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
259
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
TERUMO CORPORATION
Security ID: J83173104 Ticker: 4543
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Toshiaki Takagi Management For Voted - For
5 Elect Shinjiro Sato Management For Voted - For
6 Elect Shoji Hatano Management For Voted - For
7 Elect Kazunori Hirose Management For Voted - For
8 Elect Norimasa Kunimoto Management For Voted - For
9 Elect Yukiko Kuroda Yukiko Matsumoto Management For Voted - For
10 Elect Hidenori Nishi Management For Voted - For
11 Elect Keiya Ozawa Management For Voted - For
12 Elect Takanori Shibazaki Management For Voted - Against
13 Elect Masaichi Nakamura Management For Voted - For
14 Elect Soichiro Uno Management For Voted - For
15 Elect Koichi Sakaguchi as Alternate Audit Committee
Director Management For Voted - For
THE PENNANT GROUP, INC.
Security ID: 70805E109 Ticker: PNTG
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Christopher R. Christensen Management For Voted - For
2 Elect John G. Nackel Management For Voted - For
3 Elect Brent J. Guerisoli Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
THERAVANCE BIOPHARMA, INC.
Security ID: G8807B106 Ticker: TBPH
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Dean J. Mitchell Management For Voted - For
2 Elect Deepa R. Pakianathan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
260
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
UCB SA
Security ID: B93562120 Ticker: UCB
Meeting Date: 27-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Accounts and Reports; Allocation of Dividends Management For Voted - For
9 Remuneration Report Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
11 Ratification of Auditor's Acts Management For Voted - For
12 Elect Jan Berger to the Board of Directors Management For Voted - For
13 Ratification of Independence of Jan Berger Management For Voted - For
14 Elect Cyril Janssen to the Board of Directors Management For Voted - For
15 Elect Maelys Castella to the Board of Directors Management For Voted - For
16 Ratification of Independence of Maelys Castella Management For Voted - For
17 Long Term Incentive Plan (Free Allocation of Shares) Management For Voted - For
18 Change in Control Clause (EMTN Program) Management For Voted - For
19 Change in Control Clause (European Investment Bank
Facility Agreement) Management For Voted - For
20 Change in Control Clause (Term Facility Agreement) Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
UNITED THERAPEUTICS CORPORATION
Security ID: 91307C102 Ticker: UTHR
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Christopher Causey Management For Voted - For
2 Elect Raymond Dwek Management For Voted - For
3 Elect Richard Giltner Management For Voted - For
4 Elect Katherine Klein Management For Voted - For
5 Elect Raymond Kurzweil Management For Voted - For
6 Elect Linda Maxwell Management For Voted - For
7 Elect Nilda Mesa Management For Voted - For
8 Elect Judy Olian Management For Voted - For
9 Elect Christopher Patusky Management For Voted - For
10 Elect Martine Rothblatt Management For Voted - For
11 Elect Louis Sullivan Management For Voted - For
12 Elect Thomas G. Thompson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2015 Stock Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
261
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
VENTAS, INC.
Security ID: 92276F100 Ticker: VTR
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Melody C. Barnes Management For Voted - For
2 Elect Debra A. Cafaro Management For Voted - For
3 Elect Michael J. Embler Management For Voted - For
4 Elect Matthew J. Lustig Management For Voted - For
5 Elect Roxanne M. Martino Management For Voted - For
6 Elect Marguerite M. Nader Management For Voted - For
7 Elect Sean Nolan Management For Voted - For
8 Elect Walter C. Rakowich Management For Voted - For
9 Elect Sumit Roy Management For Voted - For
10 Elect James D. Shelton Management For Voted - For
11 Elect Maurice Smith Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
VENUS MEDTECH (HANGZHOU) INC.
Security ID: Y9277Y105 Ticker: 2500
Meeting Date: 30-Jan-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Ao ZHANG Management For Voted - For
3 Elect Meirong LIU Management For Voted - For
4 Board Authorization to Execute Service Contracts
for Nominees Management For Voted - For
5 Amendments to Procedural Rules for the General
Meeting Management For Voted - For
6 Amendments to Procedural Rules for the Board of
Directors Management For Voted - For
7 Amendments to Articles Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
262
Global X Aging Population ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
WELLTOWER INC.
Security ID: 95040Q104 Ticker: WELL
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Kenneth J. Bacon Management For Voted - For
2 Elect Karen B. DeSalvo Management For Voted - For
3 Elect Philip L. Hawkins Management For Voted - For
4 Elect Dennis G. Lopez Management For Voted - For
5 Elect Shankh Mitra Management For Voted - For
6 Elect Ade J. Patton Management For Voted - For
7 Elect Diana W. Reid Management For Voted - For
8 Elect Sergio D. Rivera Management For Voted - For
9 Elect Johnese M. Spisso Management For Voted - For
10 Elect Kathryn M. Sullivan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ZIMMER BIOMET HOLDINGS, INC.
Security ID: 98956P102 Ticker: ZBH
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Christopher B. Begley Management For Voted - For
2 Elect Betsy J. Bernard Management For Voted - For
3 Elect Michael J. Farrell Management For Voted - For
4 Elect Robert A. Hagemann Management For Voted - For
5 Elect Bryan C. Hanson Management For Voted - For
6 Elect Arthur J. Higgins Management For Voted - For
7 Elect Maria Teresa Hilado Management For Voted - For
8 Elect Syed Jafry Management For Voted - For
9 Elect Sreelakshmi Kolli Management For Voted - For
10 Elect Michael W. Michelson Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
263
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
AGROFRESH SOLUTIONS, INC.
Security ID: 00856G109 Ticker: AGFS
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
APPHARVEST, INC.
Security ID: 03783T103 Ticker: APPH
Meeting Date: 09-Jun-23 Meeting Type: Annual
1.1 Elect Jonathan Webb Management For Voted - For
1.2 Elect Anthony Martin Management For Voted - For
1.3 Elect Kiran Bhatraju Management For Voted - For
1.4 Elect Greg Couch Management For Voted - For
1.5 Elect Hollie P. Harris Management For Voted - For
1.6 Elect David Lee Management For Voted - For
1.7 Elect R. Geof Rochester Management For Voted - Withheld
1.8 Elect Martha Stewart Management For Voted - For
1.9 Elect J. Kevin Willis Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Reverse Stock Split Management For Voted - For
ARCHER-DANIELS-MIDLAND COMPANY
Security ID: 039483102 Ticker: ADM
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Michael S. Burke Management For Voted - For
2 Elect Theodore Colbert Management For Voted - For
3 Elect James C. Collins Jr. Management For Voted - For
4 Elect Terrell K. Crews Management For Voted - For
5 Elect Ellen de Brabander Management For Voted - For
6 Elect Suzan F. Harrison Management For Voted - For
7 Elect Juan R. Luciano Management For Voted - For
8 Elect Patrick J. Moore Management For Voted - Against
9 Elect Debra A. Sandler Management For Voted - For
10 Elect Lei Z. Schlitz Management For Voted - For
11 Elect Kelvin R. Westbrook Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
264
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEYOND MEAT, INC.
Security ID: 08862E109 Ticker: BYND
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Seth Goldman Management For Voted - Withheld
1.2 Elect C. James Koch Management For Voted - For
1.3 Elect Kathy N. Waller Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CHENG DE LOLO CO. LTD.
Security ID: Y3120K107 Ticker: 000848
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Elect SHI Peiying Management For Voted - For
2 Elect LIU Ting Management For Voted - For
Meeting Date: 12-Jan-23 Meeting Type: Special
1 Change of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
5 The Financial Service Agreement To Be Signed With A
Company Management For Voted - Against
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment Of Financial And Internal Control
Audit Firm Management For Voted - For
CNH INDUSTRIAL N.V.
Security ID: N20944109 Ticker: CNHI
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Dividends Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
265
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Remuneration Report Management For Voted - Against
5 Equity Compensation Plan Management For Voted - Against
6 Elect Suzanne Heywood to the Board of Directors Management For Voted - For
7 Elect Scott W. Wine to the Board of Directors Management For Voted - For
8 Elect Howard W. Buffett to the Board of Directors Management For Voted - For
9 Elect Karen Linehan to the Board of Directors Management For Voted - For
10 Elect Alessandro Nasi to the Board of Directors Management For Voted - For
11 Elect Vagn Ove Sorensen to the Board of Directors Management For Voted - For
12 Elect Asa Tamsons to the Board of Directors Management For Voted - For
13 Elect Elizabeth A. Bastoni to the Board of Directors Management For Voted - For
14 Elect Richard J. Kramer to the Board of Directors Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Suppress Preemptive Rights Management For Voted - For
17 Authority to Issue Special Voting Shares Management For Voted - Against
18 Authority to Repurchase Shares Management For Voted - For
19 Appointment of Auditor Management For Voted - For
CORTEVA, INC.
Security ID: 22052L104 Ticker: CTVA
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Elect Lamberto Andreotti Management For Voted - For
2 Elect Klaus A. Engel Management For Voted - For
3 Elect David C. Everitt Management For Voted - For
4 Elect Janet Plaut Giesselman Management For Voted - For
5 Elect Karen H. Grimes Management For Voted - For
6 Elect Michael O. Johanns Management For Voted - For
7 Elect Rebecca B. Liebert Management For Voted - For
8 Elect Marcos Marinho Lutz Management For Voted - For
9 Elect Charles V. Magro Management For Voted - For
10 Elect Nayaki R. Nayyar Management For Voted - For
11 Elect Gregory R. Page Management For Voted - For
12 Elect Kerry J. Preete Management For Voted - For
13 Elect Patrick J. Ward Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
DEERE & COMPANY
Security ID: 244199105 Ticker: DE
Meeting Date: 22-Feb-23 Meeting Type: Annual
1 Elect Leanne G. Caret Management For Voted - For
2 Elect Tamra A. Erwin Management For Voted - For
3 Elect Alan C. Heuberger Management For Voted - For
4 Elect Charles O. Holliday, Jr. Management For Voted - For
5 Elect Michael O. Johanns Management For Voted - For
6 Elect Clayton M. Jones Management For Voted - For
266
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect John C. May Management For Voted - For
8 Elect Gregory R. Page Management For Voted - For
9 Elect Sherry M. Smith Management For Voted - For
10 Elect Dmitri L. Stockton Management For Voted - For
11 Elect Sheila G. Talton Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
FMC CORPORATION
Security ID: 302491303 Ticker: FMC
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Pierre R. Brondeau Management For Voted - For
2 Elect Eduardo E. Cordeiro Management For Voted - For
3 Elect Carol A. Davidson Management For Voted - For
4 Elect Mark A. Douglas Management For Voted - For
5 Elect Kathy L. Fortmann Management For Voted - For
6 Elect C. Scott Greer Management For Voted - For
7 Elect K'Lynne Johnson Management For Voted - For
8 Elect Dirk A. Kempthorne Management For Voted - For
9 Elect Margareth Ovrum Management For Voted - For
10 Elect Robert C. Pallash Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Approval of the 2023 Incentive Stock Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GROWGENERATION CORP.
Security ID: 39986L109 Ticker: GRWG
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Darren Lampert Management For Voted - For
1.2 Elect Michael Salaman Management For Voted - Withheld
1.3 Elect Eula Adams Management For Voted - Withheld
1.4 Elect Stephen Aiello Management For Voted - Withheld
1.5 Elect Paul Ciasullo Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Amendment to the 2018 Equity Incentive Plan Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
267
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
HYDROFARM HOLDINGS GROUP, INC.
Security ID: 44888K209 Ticker: HYFM
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Richard D. Moss Management For Voted - For
2 Elect Susan P. Peters Management For Voted - For
3 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
ICL GROUP LTD
Security ID: M53213100 Ticker: ICL
Meeting Date: 10-May-23 Meeting Type: Ordinary
1 Elect Yoav Doppelt Management For Voted - For
2 Elect Aviad Kaufman Management For Voted - For
3 Elect Avisar Paz Management For Voted - Against
4 Elect Sagi Kabla Management For Voted - For
5 Elect Reem Aminoach Management For Voted - Against
6 Elect Lior Reitblatt Management For Voted - For
7 Elect Zipora Ozer-Armon Management For Voted - For
8 Elect Gad Lesin Management For Voted - For
9 Elect Michal Silverberg Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
INGREDION INCORPORATED
Security ID: 457187102 Ticker: INGR
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect David B. Fischer Management For Voted - For
2 Elect Paul Hanrahan Management For Voted - For
3 Elect Rhonda L. Jordan Management For Voted - For
4 Elect Gregory B. Kenny Management For Voted - For
5 Elect Charles V. Magro Management For Voted - For
6 Elect Victoria J. Reich Management For Voted - For
7 Elect Catherine A. Suever Management For Voted - For
8 Elect Stephan B. Tanda Management For Voted - For
9 Elect Jorge A. Uribe Management For Voted - For
10 Elect Patricia Verduin Management For Voted - For
11 Elect Dwayne A. Wilson Management For Voted - Against
12 Elect James Zallie Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
268
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratification of Auditor Management For Voted - For
16 Approval of Exclusive Forum Provisions Management For Voted - Against
17 Approval of the 2023 Stock Incentive Plan Management For Voted - Against
KELLOGG COMPANY
Security ID: 487836108 Ticker: K
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Stephanie A. Burns Management For Voted - For
2 Elect Steve A. Cahillane Management For Voted - For
3 Elect La June Montgomery Tabron Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
LINDSAY CORPORATION
Security ID: 535555106 Ticker: LNN
Meeting Date: 10-Jan-23 Meeting Type: Annual
1.1 Elect Michael Christodolou Management For Voted - Withheld
1.2 Elect Ibrahim Gokcen Management For Voted - For
1.3 Elect David B. Rayburn Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
LOCAL BOUNTI CORPORATION
Security ID: 53960E106 Ticker: LOCL
Meeting Date: 26-Apr-23 Meeting Type: Special
1 Reverse Stock Split Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Edward C. Forst Management For Voted - For
1.2 Elect Mark J. Nelson Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
269
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
MAPLE LEAF FOODS INC.
Security ID: 564905107 Ticker: MFI
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect William E. Aziz Management For Voted - For
3 Elect Ronald G. Close Management For Voted - For
4 Elect Thomas P. Hayes Management For Voted - For
5 Elect Katherine N. Lemon Management For Voted - For
6 Elect Andrew G. MacDonald Management For Voted - For
7 Elect Linda P. Mantia Management For Voted - For
8 Elect Jonathan W.F. McCain Management For Voted - For
9 Elect Michael H. McCain Management For Voted - For
10 Elect Beth Newlands Campbell Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
MONDE NISSIN CORPORATION
Security ID: Y6142T105 Ticker: MONDE
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Certification Of Notice And Quorum Management For Voted - For
4 Instructions On Rules Of Conduct And Voting
Procedures Management For Voted - For
5 Meeting Minutes Management For Voted - For
6 Management Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Ratification of Board Acts Management For Voted - For
9 Elect Hartono Kweefanus Management For Voted - Against
10 Elect Kataline Darmono Management For Voted - Against
11 Elect Hoediono Kweefanus Management For Voted - For
12 Elect Betty T Ang Management For Voted - For
13 Elect Henry Soesanto Management For Voted - For
14 Elect Monica Darmono Management For Voted - For
15 Elect Romeo L. Bernardo Management For Voted - For
16 Elect Nina Perpetua D Aguas Management For Voted - Against
17 Elect Marie Elaine Teo Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Transaction of Other Business Management For Voted - Against
20 Right to Adjourn Meeting Management For Voted - For
270
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
NUFARM LIMITED
Security ID: Q7007B105 Ticker: NUF
Meeting Date: 01-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Alexandra Gartmann Management For Voted - For
4 Re-elect John C. Gillam Management For Voted - For
5 Re-elect Marie E. McDonald Management For Voted - For
6 Re-elect Gordon R. Davis Management For Voted - For
7 Re-elect Peter M. Margin Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Renew Proportional Takeover Provisions Management For Voted - For
10 Approve Nushare Plan Management For Voted - For
11 Equity Grant (MD/CEO Greg Hunt - Deferred Rights) Management For Voted - For
NUTRIEN LTD.
Security ID: 67077M108 Ticker: NTR
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Christopher M. Burley Management For Voted - For
2 Elect Maura J. Clark Management For Voted - For
3 Elect Russell K. Girling Management For Voted - For
4 Elect Michael J. Hennigan Management For Voted - For
5 Elect Miranda C. Hubbs Management For Voted - For
6 Elect Raj S. Kushwaha Management For Voted - For
7 Elect Alice D. Laberge Management For Voted - For
8 Elect Consuelo E. Madere Management For Voted - For
9 Elect Keith G. Martell Management For Voted - For
10 Elect Aaron W. Regent Management For Voted - For
11 Elect Kenneth Seitz Management For Voted - For
12 Elect Nelson Luiz Costa Silva Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
OATLY GROUP AB
Security ID: 67421J108 Ticker: OTLY
Meeting Date: 06-Mar-23 Meeting Type: Special
1 Election of the chairperson of the EGM Management For Take No Action
2 Preparation and approval of the voting list Management For Take No Action
3 Approval of the agenda Management For Take No Action
4 Election of one or two persons to verify the minutes Management For Take No Action
5 Determination as to whether the EGM has been duly
convened Management For Take No Action
6 Increase in Authorized Capital Management For Take No Action
271
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Issuance of Shares and/or Warrants and/or
Convertible Bonds Management For Take No Action
Meeting Date: 25-May-23 Meeting Type: Annual
1 Election of the Chair of the AGM Management For Voted - For
2 Preparation and approval of the voting list Management For Voted - For
3 Approval of the agenda Management For Voted - For
4 Election of one or two persons to verify the minutes Management For Voted - For
5 Determination as to whether the AGM has been duly
convened Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Discharge Eric Melloul Management For Voted - For
9 Discharge Tim Zhang Management For Voted - For
10 Discharge Bernard Hours Management For Voted - For
11 Discharge Mattias Klintemar Management For Voted - For
12 Discharge Hannah Jones Management For Voted - For
13 Discharge Frances Rathke Management For Voted - For
14 Discharge Steven Chu Management For Voted - For
15 Discharge Toni Petersson Management For Voted - For
16 Discharge Ann Chung Management For Voted - For
17 Discharge Po Sing Lai Management For Voted - For
18 Discharge Yawen Wu Management For Voted - For
19 Discharge Fredrik Berg Management For Voted - For
20 Discharge Lai Shu Tuen-Muk Management For Voted - For
21 Board Size Management For Voted - For
22 Elect Lillis Hard Management For Voted - For
23 Directors' Fees Management For Voted - For
24 Authority to Set Auditor's Fees Management For Voted - For
25 Appointment of Auditor Management For Voted - For
26 Adoption of Share-Based Incentives (LTIP 2021-2026) Management For Voted - Against
27 Adoption of Share-Based Incentives (Board LTIP) Management For Voted - Against
28 Issuance of Shares and/or Warrants and/or
Convertible Bonds w/ or w/o Preemptive Rights Management For Voted - For
SPROUTS FARMERS MARKET, INC.
Security ID: 85208M102 Ticker: SFM
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Joel D. Anderson Management For Voted - For
1.2 Elect Terri Funk Graham Management For Voted - For
1.3 Elect Douglas G. Rauch Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
272
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUNOPTA INC.
Security ID: 8676EP108 Ticker: STKL
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Albert D. Bolles Management For Voted - For
2 Elect Rebecca Fisher Management For Voted - For
3 Elect Joseph Ennen Management For Voted - For
4 Elect R. Dean Hollis Management For Voted - For
5 Elect Katrina L. Houde Management For Voted - For
6 Elect Leslie Starr Keating Management For Voted - For
7 Elect Diego Reynoso Management For Voted - For
8 Elect Mahes S. Wickramasinghe Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Amendment to Bylaws (Bundled) Management For Voted - For
THE HAIN CELESTIAL GROUP, INC.
Security ID: 405217100 Ticker: HAIN
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Elect Richard A. Beck Management For Voted - For
2 Elect Celeste A. Clark Management For Voted - For
3 Elect R. Dean Hollis Management For Voted - For
4 Elect Shervin J. Korangy Management For Voted - For
5 Elect Mark Schiller Management For Voted - For
6 Elect Michael B. Sims Management For Voted - For
7 Elect Carlyn R. Taylor Management For Voted - For
8 Elect Dawn M. Zier Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
11 Approval of the 2022 Long-Term Incentive and Stock
Award Plan Management For Voted - For
THE SCOTTS MIRACLE-GRO COMPANY
Security ID: 810186106 Ticker: SMG
Meeting Date: 23-Jan-23 Meeting Type: Annual
1 Elect James Hagedorn Management For Voted - For
2 Elect Nancy G. Mistretta Management For Voted - For
3 Elect Gerald Volas Management For Voted - For
4 Elect Edith Aviles Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Amendment to the Long-Term Incentive Plan Management For Voted - For
273
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
TITAN MACHINERY INC.
Security ID: 88830R101 Ticker: TITN
Meeting Date: 05-Jun-23 Meeting Type: Annual
1.1 Elect Tony Christianson Management For Voted - Withheld
1.2 Elect Christine Hamilton Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
UNILEVER PLC
Security ID: G92087165 Ticker: ULVR
Meeting Date: 03-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Elect Nils Andersen Management For Voted - For
4 Elect Judith Hartmann Management For Voted - For
5 Elect Adrian Hennah Management For Voted - For
6 Elect Alan Jope Management For Voted - For
7 Elect Andrea Jung Management For Voted - For
8 Elect Susan Kilsby Management For Voted - For
9 Elect Ruby Lu Management For Voted - For
10 Elect Strive T. Masiyiwa Management For Voted - For
11 Elect Youngme E. Moon Management For Voted - For
12 Elect Graeme D. Pitkethly Management For Voted - For
13 Elect Feike Sijbesma Management For Voted - For
14 Elect Nelson Peltz Management For Voted - For
15 Elect Hein Schumacher Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Authorisation of Political Donations Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
YUAN LONG-PING AGRICULTURE HI-TECH CO., LTD.
Security ID: Y9862T107 Ticker: 000998
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Connected Transaction Regarding Entering into a
Financial Service Agreement Management For Voted - Against
274
Global X AgTech & Food Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Nov-22 Meeting Type: Special
1 By-Elect ZHANG Wei as Non-Employee Representative
Supervisor Management For Voted - Against
Meeting Date: 23-Mar-23 Meeting Type: Special
1 Elect LIU Zhiyong Management For Voted - For
2 Launching Foreign Exchange Derivatives Transactions
Business Management For Voted - For
3 Change Of The Accounting Estimates Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Appointment Of 2023 Financial And Internal Control
Audit Firm Management For Voted - Against
7 Deposits And Loans Business With A Bank And Other
Related Parties Management For Voted - For
8 Amendments to Articles Management For Voted - For
275
Global X Alternative Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALLETE, INC.
Security ID: 018522300 Ticker: ALE
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Bethany M. Owen Management For Voted - For
2 Elect Susan K. Nestegard Management For Voted - For
3 Elect George G. Goldfarb Management For Voted - For
4 Elect James J. Hoolihan Management For Voted - For
5 Elect Madeleine W. Ludlow Management For Voted - For
6 Elect Charles R. Matthews Management For Voted - For
7 Elect Douglas C. Neve Management For Voted - For
8 Elect Barbara A. Nick Management For Voted - For
9 Elect Robert P. Powers Management For Voted - For
10 Elect Charlene A. Thomas Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
AVISTA CORPORATION
Security ID: 05379B107 Ticker: AVA
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Julie A. Bentz Management For Voted - For
2 Elect Donald C. Burke Management For Voted - For
3 Elect Kevin B Jacobson Management For Voted - For
4 Elect Rebecca A. Klein Management For Voted - For
5 Elect Sena M. Kwawu Management For Voted - For
6 Elect Scott H. Maw Management For Voted - For
7 Elect Scott L. Morris Management For Voted - For
8 Elect Jeffry L. Philipps Management For Voted - For
9 Elect Heidi B. Stanley Management For Voted - For
10 Elect Dennis Vermillion Management For Voted - For
11 Elect Janet Widmann Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management For Voted - For
DUKE ENERGY CORPORATION
Security ID: 26441C204 Ticker: DUK
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Derrick Burks Management For Voted - For
2 Elect Annette K. Clayton Management For Voted - For
3 Elect Theodore F. Craver, Jr. Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
276
Global X Alternative Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Caroline D. Dorsa Management For Voted - For
6 Elect W. Roy Dunbar Management For Voted - For
7 Elect Nicholas C. Fanandakis Management For Voted - For
8 Elect Lynn J. Good Management For Voted - For
9 Elect John T. Herron Management For Voted - For
10 Elect Idalene F. Kesner Management For Voted - For
11 Elect E. Marie McKee Management For Voted - For
12 Elect Michael J. Pacilio Management For Voted - For
13 Elect Thomas E. Skains Management For Voted - For
14 Elect William E. Webster, Jr. Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
20 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
EDISON INTERNATIONAL
Security ID: 281020107 Ticker: EIX
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Jeanne Beliveau-Dunn Management For Voted - For
2 Elect Michael C. Camunez Management For Voted - For
3 Elect Vanessa C.L. Chang Management For Voted - For
4 Elect James T. Morris Management For Voted - For
5 Elect Timothy T. O'Toole Management For Voted - For
6 Elect Pedro J. Pizarro Management For Voted - For
7 Elect Marcy L. Reed Management For Voted - For
8 Elect Carey A. Smith Management For Voted - For
9 Elect Linda G. Stuntz Management For Voted - For
10 Elect Peter J. Taylor Management For Voted - For
11 Elect Keith Trent Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Advisory Vote on Executive Compensation Management For Voted - For
ENTERPRISE PRODUCTS PARTNERS L.P.
Security ID: 293792107 Ticker: EPD
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Amendment to the 2008 Long-Term Incentive Plan Management For Voted - For
2 Amendment to the Unit Purchase Plan Management For Voted - For
277
Global X Alternative Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
FIRSTENERGY CORP.
Security ID: 337932107 Ticker: FE
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jana T. Croom Management For Voted - For
2 Elect Steven J. Demetriou Management For Voted - For
3 Elect Lisa Winston Hicks Management For Voted - For
4 Elect Paul Kaleta Management For Voted - For
5 Elect Sean T. Klimczak Management For Voted - For
6 Elect Jesse A. Lynn Management For Voted - For
7 Elect James F. O'Neil III Management For Voted - For
8 Elect John W. Somerhalder II Management For Voted - For
9 Elect Andrew J. Teno Management For Voted - For
10 Elect Leslie M. Turner Management For Voted - For
11 Elect Melvin Williams Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Reduce Ownership Threshold for Shareholders to Call
Special Meetings Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
MAGELLAN MIDSTREAM PARTNERS, L.P.
Security ID: 559080106 Ticker: MMP
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Sivasankaran Somasundaram Management For Voted - For
2 Elect Chansoo Joung Management For Voted - For
3 Elect Aaron L. Milford Management For Voted - For
4 Elect James R. Montague Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
NORTHWESTERN CORPORATION
Security ID: 668074305 Ticker: NWE
Meeting Date: 28-Apr-23 Meeting Type: Annual
1.1 Elect Brian Bird Management For Voted - For
1.2 Elect Anthony T. Clark Management For Voted - For
1.3 Elect Dana J. Dykhouse Management For Voted - For
1.4 Elect Sherina M. Edwards Management For Voted - For
1.5 Elect Jan R. Horsfall Management For Voted - For
278
Global X Alternative Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect Britt E. Ide Management For Voted - For
1.7 Elect Kent Larson Management For Voted - For
1.8 Elect Linda G. Sullivan Management For Voted - For
1.9 Elect Mahvash Yazdi Management For Voted - For
1.10 Elect Jeffrey W. Yingling Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
OGE ENERGY CORP.
Security ID: 670837103 Ticker: OGE
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Frank A. Bozich Management For Voted - For
2 Elect Peter D. Clarke Management For Voted - For
3 Elect Cathy R. Gates Management For Voted - For
4 Elect David L. Hauser Management For Voted - For
5 Elect Luther C. Kissam IV Management For Voted - For
6 Elect Judy R. McReynolds Management For Voted - For
7 Elect David E. Rainbolt Management For Voted - For
8 Elect J. Michael Sanner Management For Voted - For
9 Elect Sheila G. Talton Management For Voted - For
10 Elect Sean Trauschke Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Elimination of Supermajority Requirement Management For Voted - For
PPL CORPORATION
Security ID: 69351T106 Ticker: PPL
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Arthur P. Beattie Management For Voted - For
2 Elect Raja Rajamannar Management For Voted - For
3 Elect Heather B. Redman Management For Voted - For
4 Elect Craig A. Rogerson Management For Voted - For
5 Elect Vincent Sorgi Management For Voted - For
6 Elect Linda G. Sullivan Management For Voted - For
7 Elect Natica von Althann Management For Voted - For
8 Elect Keith H. Williamson Management For Voted - For
9 Elect Phoebe A. Wood Management For Voted - For
10 Elect Armando Zagalo de Lima Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
279
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABIOMED, INC.
Security ID: 003654100 Ticker: ABMD
Meeting Date: 10-Aug-22 Meeting Type: Annual
1.1 Elect Michael R. Minogue Management For Voted - For
1.2 Elect Martin P. Sutter Management For Voted - For
1.3 Elect Paula A. Johnson Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
ACCENTURE PLC
Security ID: G1151C101 Ticker: ACN
Meeting Date: 01-Feb-23 Meeting Type: Annual
1 Elect Jaime Ardila Management For Voted - For
2 Elect Nancy McKinstry Management For Voted - Against
3 Elect Beth E. Mooney Management For Voted - For
4 Elect Gilles Pelisson Management For Voted - For
5 Elect Paula A. Price Management For Voted - For
6 Elect Venkata Renduchintala Management For Voted - For
7 Elect Arun Sarin Management For Voted - For
8 Elect Julie Sweet Management For Voted - For
9 Elect Tracey T. Travis Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authorize the Price Range at which the Company can
Re-allot Treasury Shares Management For Voted - For
ACER INCORPORATED
Security ID: Y0003F171 Ticker: 2353
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Jason CHEN Management For Voted - For
2 Elect Stan SHIH Management For Voted - For
3 Elect Maverick SHIH Management For Voted - For
4 Elect HSU Ching-Hsiang Management For Voted - For
5 Elect Yuri KURE Management For Voted - For
6 Elect YANG Pan-Chyr Management For Voted - For
7 Elect HO Mei-Yueh Management For Voted - For
8 2022 Business Report and Financial Statements Management For Voted - For
9 Overseas Listing of a Subsidiary Management For Voted - For
10 Non-Compete Restrictions for Directors Management For Voted - For
280
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADOBE INC.
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Brett Biggs Management For Voted - For
3 Elect Melanie Boulden Management For Voted - For
4 Elect Frank A. Calderoni Management For Voted - For
5 Elect Laura B. Desmond Management For Voted - For
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Spencer Neumann Management For Voted - For
8 Elect Kathleen Oberg Management For Voted - For
9 Elect Dheeraj Pandey Management For Voted - For
10 Elect David A. Ricks Management For Voted - For
11 Elect Daniel Rosensweig Management For Voted - For
12 Elect John E. Warnock Management For Voted - For
13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - Against
ADVANTECH CO., LTD.
Security ID: Y0017P108 Ticker: 2395
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 Capitalization of Profits and Issuance of New Shares Management For Voted - For
4 Adoption of Employee Stock Option Plan Management For Voted - For
5 Elect K.C. LIU Management For Voted - For
6 Elect Wesley LIU Management For Voted - For
7 Elect Chaney HO Management For Voted - For
8 Elect Tony LIU Management For Voted - For
9 Elect Jeff CHEN Management For Voted - Against
10 Elect LEE Ji-Ren Management For Voted - Against
11 Elect Benson LIU Management For Voted - For
12 Elect LIN Chan-Jane Management For Voted - For
13 Elect CHANG Ming-Hui Management For Voted - For
14 Non-Compete Restrictions for Directors Management For Voted - For
281
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALCHIP TECHNOLOGIES LTD.
Security ID: G02242108 Ticker: 3661
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 Business Report and the Consolidated Financial
Statements for the Year Ended December 31, 2022 of
the Company Management For Voted - For
2 2022 Profit Distribution Proposal. Proposed Cash
Dividend: Twd 12.86 per Share Management For Voted - For
3 Amendments To The Memorandum And Articles Of
Association Of The Company Management For Voted - For
4 Amendments To The Guideline For Acquisition And
Disposal Of Assets. Management For Voted - For
5 Release the Prohibition on Director from
Participation in Competitive Business Management For Voted - For
6 The Companys Issuance Of Common Shares Through
Private Placement Management For Voted - Against
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Elect Daniel Yong ZHANG Management For Voted - For
2 Elect Jerry YANG Chih-Yuan Management For Voted - For
3 Elect Wan Ling Martello Management For Voted - For
4 Elect SHAN Weijian Management For Voted - For
5 Elect Irene LEE Yun Lien Management For Voted - For
6 Elect Albert NG Kong Ping Management For Voted - For
7 Appointment of Auditor Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - For
6 Elect R. Martin Chavez Management For Voted - For
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - For
282
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 1997 Stock Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
283
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Government
Requests for Content and Product Removal Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Government Takedown Requests Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Alignment
with Climate Commitments Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
24 Shareholder Proposal Regarding Cost Benefit
Analysis of DEI Programs Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
26 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
27 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Report Evaluating
Animal Welfare Standards Shareholder Against Voted - Against
29 Shareholder Proposal Regarding Formation of Public
Policy Committee Shareholder Against Voted - Against
30 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
31 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
32 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - Against
33 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
AMBARELLA, INC.
Security ID: G037AX101 Ticker: AMBA
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Leslie Kohn Management For Voted - For
2 Elect David Jeffrey Richardson Management For Voted - Withheld
3 Elect Elizabeth M. Schwarting Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
284
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMPLIFON
Security ID: T0388E118 Ticker: AMP
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' Fees Management For Voted - For
6 2023-2028 Stock Grant Plan Management For Voted - For
7 Remuneration Policy Management For Voted - Against
8 Remuneration Report Management For Voted - Against
9 Amendments to 2022-2027 Sustainable Value Sharing
Plan Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
285
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
AVEVA GROUP PLC
Security ID: G06812120 Ticker: AVV
Meeting Date: 15-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Philip Aiken Management For Voted - For
5 Elect Peter Herweck Management For Voted - For
6 Elect James Kidd Management For Voted - For
7 Elect Christopher Humphrey Management For Voted - For
8 Elect Olivier P. Blum Management For Voted - For
9 Elect Paula Dowdy Management For Voted - For
10 Elect Ayesha Khanna Management For Voted - For
11 Elect Hilary Maxson Management For Voted - For
12 Elect Ron Mobed Management For Voted - For
13 Elect Anne Stevens Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Amendments to Articles Management For Voted - For
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
Meeting Date: 25-Nov-22 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Scheme of Arrangement Management For Voted - Against
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Nov-22 Meeting Type: Ordinary
1 Schneider Transaction Management For Voted - Against
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
BAIDU, INC.
Security ID: 056752108 Ticker: BIDU
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
286
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
BIZLINK HOLDING INC.
Security ID: G11474106 Ticker: 3665
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Bundled Management For Voted - For
4 Approve the Issuance of New Shares by
Capitalization of Profit
Management For Voted - For
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Security ID: 099502106 Ticker: BAH
Meeting Date: 27-Jul-22 Meeting Type: Annual
1 Elect Horacio D. Rozanski Management For Voted - For
2 Elect Mark E. Gaumond Management For Voted - For
3 Elect Gretchen W. McClain Management For Voted - For
4 Elect Melody C. Barnes Management For Voted - For
5 Elect Ellen Jewett Management For Voted - For
6 Elect Arthur E. Johnson Management For Voted - For
7 Elect Charles O. Rossotti Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Amendments to Articles Regarding Stockholder Rights Management For Voted - Abstain
11 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
C3.AI, INC.
Security ID: 12468P104 Ticker: AI
Meeting Date: 05-Oct-22 Meeting Type: Annual
1.1 Elect Richard C. Levin Management For Voted - For
1.2 Elect D. Bruce Sewell Management For Voted - Withheld
1.3 Elect Lisa A. Davis Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108 Ticker: CDNS
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Mark W. Adams Management For Voted - For
2 Elect Ita M. Brennan Management For Voted - Against
287
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Lewis Chew Management For Voted - For
4 Elect Anirudh Devgan Management For Voted - For
5 Elect Mary L. Krakauer Management For Voted - For
6 Elect Julia Liuson Management For Voted - For
7 Elect James D. Plummer Management For Voted - For
8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For
9 Elect John B. Shoven Management For Voted - For
10 Elect Young K. Sohn Management For Voted - For
11 Amendment to the Omnibus Equity Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Length of Share
Ownership Required to Call Special Meetings Shareholder Against Voted - Against
CCC INTELLIGENT SOLUTIONS HOLDINGS INC.
Security ID: 12510Q100 Ticker: CCCS
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect William D. Ingram Management For Voted - For
1.2 Elect Lauren Young Management For Voted - For
2 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Wesley G. Bush Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
4 Elect Mark S. Garrett Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kristina M. Johnson Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Sarah Rae Murphy Management For Voted - For
9 Elect Charles H. Robbins Management For Voted - For
10 Elect Brenton L. Saunders Management For Voted - For
11 Elect Lisa T. Su Management For Voted - For
12 Elect Marianna Tessel Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
288
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
COGNEX CORPORATION
Security ID: 192422103 Ticker: CGNX
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Angelos Papadimitriou Management For Voted - For
2 Elect Dianne M. Parrotte Management For Voted - For
3 Elect John T. C. Lee Management For Voted - For
4 Approval of the 2023 Stock Option and Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CYBERARK SOFTWARE LTD.
Security ID: M2682V108 Ticker: CYBR
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Elect Ron Gutler Management For Voted - Against
2 Elect Kim E. Perdikou Management For Voted - For
3 Elect Ehud Mokady Management For Voted - For
4 Elect Matthew Cohen Management For Voted - For
5 Employment Agreement of CEO Management For Voted - For
6 Employment Agreement of Executive Chair Management For Voted - For
7 Bundled Amendments to Articles Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DATADOG, INC.
Security ID: 23804L103 Ticker: DDOG
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Olivier Pomel Management For Voted - For
2 Elect Dev Ittycheria Management For Voted - For
3 Elect Shardul Shah Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
DXC TECHNOLOGY COMPANY
Security ID: 23355L106 Ticker: DXC
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Elect Mukesh Aghi Management For Voted - For
2 Elect Amy E. Alving Management For Voted - For
3 Elect David A. Barnes Management For Voted - For
4 Elect Raul J. Fernandez Management For Voted - For
5 Elect David L. Herzog Management For Voted - For
289
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Dawn Rogers Management For Voted - For
7 Elect Michael J. Salvino Management For Voted - For
8 Elect Carrie W. Teffner Management For Voted - For
9 Elect Akihiko Washington Management For Voted - For
10 Elect Robert F. Woods Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Aparna Chennapragda Management For Voted - For
3 Elect Logan D. Green Management For Voted - For
4 Elect E. Carol Hayles Management For Voted - For
5 Elect Jamie Iannone Management For Voted - For
6 Elect Shripriya Mahesh Management For Voted - For
7 Elect Paul S. Pressler Management For Voted - For
8 Elect Mohak Shroff Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Equity Incentive Award Plan Management For Voted - For
14 Amendment Regarding Officer Exculpation Management For Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
ENVESTNET, INC.
Security ID: 29404K106 Ticker: ENV
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Luis A. Aguilar Management For Voted - For
1.2 Elect Gayle Crowell Management For Voted - For
1.3 Elect James L. Fox Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
EXPERIAN PLC
Security ID: G32655105 Ticker: EXPN
Meeting Date: 21-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
290
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Ruba Borno Management For Voted - For
4 Elect Alison Brittain Management For Voted - For
5 Elect Brian Cassin Management For Voted - For
6 Elect Caroline F. Donahue Management For Voted - For
7 Elect Luiz Fernando Vendramini Fleury Management For Voted - For
8 Elect Jonathan Howell Management For Voted - For
9 Elect Lloyd Pitchford Management For Voted - For
10 Elect Mike Rogers Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Share Plans Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
FANUC CORPORATION
Security ID: J13440102 Ticker: 6954
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yoshiharu Inaba Management For Voted - For
4 Elect Kenji Yamaguchi Management For Voted - For
5 Elect Ryuji Sasuga Management For Voted - For
6 Elect Michael J Cicco Management For Voted - For
7 Elect Naoko Yamazaki Management For Voted - For
8 Elect Hiroto Uozumi Management For Voted - For
9 Elect Yoko Takeda Management For Voted - For
10 Elect Toshiya Okada Management For Voted - Against
11 Elect Hidetoshi Yokoi Management For Voted - For
12 Elect Mieko Tomita Management For Voted - For
13 Elect Shigeo Igarashi Management For Voted - For
FRESHWORKS INC.
Security ID: 358054104 Ticker: FRSH
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Roxanne S. Austin Management For Voted - For
1.2 Elect Sameer K. Gandhi Management For Voted - For
1.3 Elect Dennis M. Woodside Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
291
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
FUJIKURA LTD.
Security ID: J14784128 Ticker: 5803
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - Abstain
3 Amendments to Articles Management For Voted - For
4 Elect Masahiko Ito Management For Voted - Abstain
5 Elect Naoki Okada Management For Voted - Abstain
6 Elect Tatsuya Banno Management For Voted - Abstain
7 Elect Kazuhito Iijima Management For Voted - Abstain
8 Elect Koji Naruke Management For Voted - Against
9 Elect Hamako Hanazaki Management For Voted - Abstain
10 Elect Keiji Yoshikawa Management For Voted - Abstain
11 Elect Yoji Yamaguchi Management For Voted - Abstain
12 Elect Kozo Meguro Management For Voted - Abstain
FUJITSU LIMITED
Security ID: J15708159 Ticker: 6702
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Takahito Tokita Management For Voted - For
3 Elect Hidenori Furuta Management For Voted - For
4 Elect Takeshi Isobe Management For Voted - For
5 Elect Masami Yamamoto Management For Voted - For
6 Elect Chiaki Mukai Management For Voted - For
7 Elect Atsushi Abe Management For Voted - For
8 Elect Yoshiko Kojo Management For Voted - For
9 Elect Kenichiro Sasae Management For Voted - For
10 Elect Byron Gill Management For Voted - For
11 Elect Koji Hatsukawa as Statutory Auditor Management For Voted - For
12 Adoption of Restricted share Unit Plan for Outside
directors Management For Voted - For
GENPACT LIMITED
Security ID: G3922B107 Ticker: G
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect N.V. Tyagarajan Management For Voted - For
2 Elect James C. Madden Management For Voted - For
3 Elect Ajay Agrawal Management For Voted - For
4 Elect Stacey Cartwright Management For Voted - For
5 Elect Laura Conigliaro Management For Voted - For
6 Elect Tamara Franklin Management For Voted - For
7 Elect Carol Lindstrom Management For Voted - For
292
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect CeCelia Morken Management For Voted - For
9 Elect Brian M. Stevens Management For Voted - For
10 Elect Mark Verdi Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
GLOBAL UNICHIP CORP.
Security ID: Y2724H114 Ticker: 3443
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Procedural: Acquisition and Disposal
of Assets Management For Voted - For
4 Elect Fan-Cheng TSENG Management For Voted - For
5 Elect Cliff HOU Management For Voted - For
6 Elect Wendell HUANG Management For Voted - For
7 Elect Sean TAI Management For Voted - For
8 Elect Kenneth KIN Management For Voted - For
9 Elect Jesse DING Management For Voted - For
10 Elect Tsui-Hui HUANG Management For Voted - For
11 Elect Cheng-Wen WU Management For Voted - For
12 Elect CHEN Ho-Min Management For Voted - For
13 Non-Compete Restrictions for Directors Management For Voted - For
HEWLETT PACKARD ENTERPRISE COMPANY
Security ID: 42824C109 Ticker: HPE
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Elect Daniel Ammann Management For Voted - For
2 Elect Pamela L. Carter Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - For
4 Elect Regina E. Dugan Management For Voted - For
5 Elect Jean M. Hobby Management For Voted - For
6 Elect Raymond J. Lane Management For Voted - For
7 Elect Ann M. Livermore Management For Voted - For
8 Elect Antonio F. Neri Management For Voted - For
9 Elect Charles H. Noski Management For Voted - For
10 Elect Raymond E. Ozzie Management For Voted - For
11 Elect Gary M. Reiner Management For Voted - For
12 Elect Patricia F. Russo Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Amendment to the 2021 Stock Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
293
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUBBELL INCORPORATED
Security ID: 443510607 Ticker: HUBB
Meeting Date: 02-May-23 Meeting Type: Annual
1.1 Elect Gerben W. Bakker Management For Voted - For
1.2 Elect Carlos M. Cardoso Management For Voted - For
1.3 Elect Anthony J. Guzzi Management For Voted - For
1.4 Elect Rhett A. Hernandez Management For Voted - For
1.5 Elect Neal J. Keating Management For Voted - Withheld
1.6 Elect Bonnie C. Lind Management For Voted - For
1.7 Elect John F. Malloy Management For Voted - For
1.8 Elect Jennifer M. Pollino Management For Voted - For
1.9 Elect John G. Russell Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
INFINEON TECHNOLOGIES AG
Security ID: D35415104 Ticker: IFX
Meeting Date: 16-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/ Dividends Management For Voted - For
4 Ratify Jochen Hanebeck Management For Voted - For
5 Ratify Constanze Hufenbecher Management For Voted - For
6 Ratify Sven Schneider Management For Voted - For
7 Ratify Andreas Urschitz Management For Voted - For
8 Ratify Rutger Wijburg Management For Voted - For
9 Ratify Reinhard Ploss Management For Voted - For
10 Ratify Helmut Gassel Management For Voted - For
11 Ratify Wolfgang Eder Management For Voted - For
12 Ratify Xiaoqun Clever Management For Voted - For
13 Ratify Johann Dechant Management For Voted - For
14 Ratify Friedrich Eichiner Management For Voted - For
15 Ratify Annette Engelfried Management For Voted - For
16 Ratify Peter Gruber Management For Voted - For
17 Ratify Hans-Ulrich Holdenried Management For Voted - For
18 Ratify Susanne Lachenmann Management For Voted - For
19 Ratify Geraldine Picaud Management For Voted - For
20 Ratify Manfred Puffer Management For Voted - For
21 Ratify Melanie Riedl Management For Voted - For
22 Ratify Jurgen Scholz Management For Voted - For
23 Ratify Ulrich Spiesshofer Management For Voted - For
24 Ratify Margret Suckale . Management For Voted - For
25 Ratify Mirco Synde Management For Voted - For
26 Ratify Diana Vitale . Management For Voted - For
294
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
27 Ratify Kerstin Schulzendorf Management For Voted - For
28 Appointment of Auditor Management For Voted - For
29 Elect Herbert Diess Management For Voted - For
30 Elect Klaus Helmrich Management For Voted - For
31 Authority to Repurchase and Reissue Shares Management For Voted - For
32 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
33 Amendments to Articles (Place and Convocation) Management For Voted - For
34 Amendments to Articles (Virtual General Meetings) Management For Voted - For
35 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - Against
36 Remuneration Policy Management For Voted - For
37 Remuneration Report Management For Voted - For
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
INFORMATICA INC.
Security ID: 45674M101 Ticker: INFA
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Janice D. Chaffin Management For Voted - For
1.2 Elect Gerald D. Held Management For Voted - For
1.3 Elect Ryan Lanpher Management For Voted - For
1.4 Elect Austin Locke Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Patrick P. Gelsinger Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Elect Andrea J. Goldsmith Management For Voted - For
4 Elect Alyssa H. Henry Management For Voted - For
5 Elect S. Omar Ishrak Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Tsu-Jae King Liu Management For Voted - For
8 Elect Barbara G. Novick Management For Voted - For
9 Elect Gregory D. Smith Management For Voted - For
295
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Lip-Bu Tan Management For Voted - For
11 Elect Dion J. Weisler Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 2006 Equity Incentive Plan Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Third-Party Review
for ESG Congruency with Business in China Shareholder Against Voted - Against
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - For
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - Against
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - Against
IONQ, INC.
Security ID: 46222L108 Ticker: IONQ
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Elect Ronald Bernal Management For Voted - Withheld
2 Elect Kathryn Chou Management For Voted - For
3 Elect Harry L. You Management For Voted - For
4 Ratification of Auditor Management For Voted - For
296
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
KANZHUN LIMITED
Security ID: 48553T106 Ticker: BZ
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Yu Zhang Management For Voted - Against
3 Elect Xu Chen Management For Voted - For
4 Elect Haiyang Yu Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
7 Authority to Repurchase Shares Management For Voted - For
8 Authority to Issue Repurchased Shares Management For Voted - Against
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
MANDIANT, INC.
Security ID: 562662106 Ticker: MNDT
Meeting Date: 07-Jul-22 Meeting Type: Annual
1 Elect Kevin R. Mandia Management For Voted - For
2 Elect Enrique T. Salem Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MEITUAN DIANPING
Security ID: G59669104 Ticker: 3690
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Marjorie MUN Tak Yang Management For Voted - For
5 Elect WANG Huiwen Management Abstain Voted - Abstain
6 Elect Gordon Robert Halyburton Orr Management For Voted - Against
7 Elect LENG Xuesong Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Post-IPO Share Option Scheme Management For Voted - For
13 Amendment to the Post-IPO Share Award Scheme Management For Voted - For
14 Scheme Limit Management For Voted - For
15 Service Provider Sublimit Management For Voted - For
16 Issue of 9,686 Class B Shares to Gordon Robert
Halyburton Orr under the Post-IPO Share Award Scheme Management For Voted - For
297
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Issue of 9,686 Class B Shares to LENG Xuesong under
the Post-IPO Share Award Scheme Management For Voted - For
18 Issue of 9,686 Class B Shares to Harry SHUM Heung
Yeung under the Post-IPO Share Award Scheme Management For Voted - For
19 Amendments to Articles Management For Voted - For
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: META
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - Withheld
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Content
Management in India Shareholder Against Voted - For
8 Shareholder Proposal Regarding Lobbying Activity
Alignment with Net-Zero Emissions Commitment Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Targets and Report
on Child Safety Impacts Shareholder Against Voted - For
12 Shareholder Proposal Regarding Calibrating
Executive Pay to Externalized Costs Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Assessment of Audit
and Risk Oversight Committee Shareholder Against Voted - For
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
298
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
NEC CORPORATION
Security ID: J48818207 Ticker: 6701
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Takashi Niino Management For Voted - For
4 Elect Takayuki Morita Management For Voted - For
5 Elect Osamu Fujikawa Management For Voted - For
6 Elect Hajime Matsukura Management For Voted - For
7 Elect Shinobu Obata Management For Voted - For
8 Elect Kuniharu Nakamura Management For Voted - For
9 Elect Christina L. Ahmadjian Management For Voted - For
10 Elect Masashi Oka Management For Voted - For
11 Elect Kyoko Okada Management For Voted - For
12 Elect Harufumi Mochizuki Management For Voted - For
13 Elect Joji Okada Management For Voted - For
14 Elect Yoshihito Yamada Management For Voted - For
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Mathias Dopfner Management For Voted - Against
299
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Reed Hastings Management For Voted - For
3 Elect Jay Hoag Management For Voted - Against
4 Elect Ted Sarandos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Climate
Risk in Employee Retirement Default Options Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
NIELSEN HOLDINGS PLC
Security ID: G6518L108 Ticker: NLSN
Meeting Date: 01-Sep-22 Meeting Type: Special
1 Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
NIELSEN HOLDINGS PLC
Security ID: G6518L111 Ticker: NLSN
Meeting Date: 01-Sep-22 Meeting Type: Special
1 Approve Scheme of Arrangement Management For Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
300
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
NXP SEMICONDUCTORS N.V.
Security ID: N6596X109 Ticker: NXPI
Meeting Date: 24-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect Kurt Sievers Management For Voted - For
4 Elect Annette K. Clayton Management For Voted - For
5 Elect Anthony R. Foxx Management For Voted - For
6 Elect Chunyuan Gu Management For Voted - For
7 Elect Lena Olving Management For Voted - For
8 Elect Julie Southern Management For Voted - For
9 Elect Jasmin Staiblin Management For Voted - For
10 Elect Gregory L. Summe Management For Voted - For
11 Elect Karl-Henrik Sundstrom Management For Voted - For
12 Elect Moshe N. Gavrielov Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Cancel Repurchased Shares Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
OKTA, INC.
Security ID: 679295105 Ticker: OKTA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Shellye L. Archambeau Management For Voted - For
1.2 Elect Robert L. Dixon, Jr. Management For Voted - For
1.3 Elect Benjamin A. Horowitz Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ORACLE CORPORATION
Security ID: 68389X105 Ticker: ORCL
Meeting Date: 16-Nov-22 Meeting Type: Annual
1.1 Elect Awo Ablo Management For Voted - For
1.2 Elect Jeffrey S. Berg Management For Voted - For
1.3 Elect Michael J. Boskin Management For Voted - For
1.4 Elect Safra A. Catz Management For Voted - Withheld
1.5 Elect Bruce R. Chizen Management For Voted - For
1.6 Elect George H. Conrades Management For Voted - Withheld
301
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Lawrence J. Ellison Management For Voted - For
1.8 Elect Rona Fairhead Management For Voted - For
1.9 Elect Jeffrey O. Henley Management For Voted - For
1.10 Elect Renee J. James Management For Voted - For
1.11 Elect Charles W. Moorman IV Management For Voted - Withheld
1.12 Elect Leon E. Panetta Management For Voted - Withheld
1.13 Elect William G. Parrett Management For Voted - For
1.14 Elect Naomi O. Seligman Management For Voted - Withheld
1.15 Elect Vishal Sikka Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
PEGASYSTEMS INC.
Security ID: 705573103 Ticker: PEGA
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Alan Trefler Management For Voted - For
2 Elect Peter Gyenes Management For Voted - For
3 Elect Richard H. Jones Management For Voted - For
4 Elect Christopher Lafond Management For Voted - For
5 Elect Dianne Ledingham Management For Voted - For
6 Elect Sharon Rowlands Management For Voted - For
7 Elect Lawrence Weber Management For Voted - Against
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Amendment to the 2004 Long-Term Incentive Plan Management For Voted - For
11 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
PROCORE TECHNOLOGIES, INC.
Security ID: 74275K108 Ticker: PCOR
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Craig F. Courtemanche Management For Voted - For
2 Elect Kathryn Bueker Management For Voted - For
3 Elect Nanci E. Caldwell Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Sylvia Acevedo Management For Voted - For
2 Elect Cristiano R. Amon Management For Voted - For
302
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Mark Fields Management For Voted - For
4 Elect Jeffrey W. Henderson Management For Voted - For
5 Elect Gregory N. Johnson Management For Voted - For
6 Elect Ann M. Livermore Management For Voted - For
7 Elect Mark D. McLaughlin Management For Voted - For
8 Elect Jamie S. Miller Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Kornelis Smit Management For Voted - For
11 Elect Jean-Pascal Tricoire Management For Voted - For
12 Elect Anthony J. Vinciquerra Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 07-Feb-23 Meeting Type: Annual
1.1 Elect William P. Gipson Management For Voted - Withheld
1.2 Elect Pam Murphy Management For Voted - For
1.3 Elect Donald R. Parfet Management For Voted - For
1.4 Elect Robert W. Soderbery Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Laura Alber Management For Voted - For
3 Elect Craig A. Conway Management For Voted - For
4 Elect Arnold W. Donald Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Neelie Kroes Management For Voted - For
7 Elect Sachin Mehra Management For Voted - For
8 Elect G. Mason Morfit Management For Voted - For
9 Elect Oscar Munoz Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
303
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
SAMSUNG ELECTRONICS CO., LTD.
Security ID: Y74718100 Ticker: 005930
Meeting Date: 03-Nov-22 Meeting Type: Special
1 Elect HEO Eun Nyeong Management For Voted - For
2 Elect YOO Myung Hee Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - For
2 Elect HAN Jong Hee Management For Voted - For
3 Directors' Fees Management For Voted - For
SEAGATE TECHNOLOGY HOLDINGS PLC
Security ID: G7997R103 Ticker: STX
Meeting Date: 24-Oct-22 Meeting Type: Annual
1 Elect Shankar Arumugavelu Management For Voted - For
2 Elect Pratik S. Bhatt Management For Voted - For
3 Elect Judy Bruner Management For Voted - For
4 Elect Michael R. Cannon Management For Voted - For
5 Elect Richard L. Clemmer Management For Voted - For
6 Elect Yolanda L. Conyers Management For Voted - For
7 Elect Jay L. Geldmacher Management For Voted - For
8 Elect Dylan G. Haggart Management For Voted - For
9 Elect William D. Mosley Management For Voted - For
10 Elect Stephanie Tilenius Management For Voted - For
11 Elect Edward J. Zander Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Authority to Set the Reissue Price Of Treasury
Shares Management For Voted - Against
SERVICENOW, INC.
Security ID: 81762P102 Ticker: NOW
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Susan L. Bostrom Management For Voted - Against
2 Elect Teresa Briggs Management For Voted - For
3 Elect Jonathan C. Chadwick Management For Voted - Against
4 Elect Paul E. Chamberlain Management For Voted - For
304
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Lawrence J. Jackson, Jr. Management For Voted - For
6 Elect Frederic B. Luddy Management For Voted - For
7 Elect William R. McDermott Management For Voted - For
8 Elect Jeffrey A. Miller Management For Voted - For
9 Elect Joseph Quinlan Management For Voted - For
10 Elect Anita M. Sands Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
14 Elect Deborah Black Management For Voted - For
SHOPIFY INC.
Security ID: 82509L107 Ticker: SHOP
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Tobias Lutke Management For Voted - For
2 Elect Robert G. Ashe Management For Voted - Against
3 Elect Gail Goodman Management For Voted - Against
4 Elect Colleen M. Johnston Management For Voted - Against
5 Elect Jeremy Levine Management For Voted - Against
6 Elect Toby Shannan Management For Voted - For
7 Elect Fidji Simo Management For Voted - For
8 Elect Bret Taylor Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
SIEMENS AG
Security ID: D69671218 Ticker: SIE
Meeting Date: 09-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratify Roland Busch Management For Voted - For
10 Ratify Cedrik Neike Management For Voted - For
11 Ratify Matthias Rebellius Management For Voted - For
12 Ratify Ralf P. Thomas Management For Voted - For
13 Ratify Judith Wiese Management For Voted - For
14 Ratify Jim Hagemann Snabe Management For Voted - For
15 Ratify Birgit Steinborn Management For Voted - For
16 Ratify Werner Brandt Management For Voted - For
17 Ratify Tobias Baumler Management For Voted - For
305
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Ratify Michael Diekmann Management For Voted - For
19 Ratify Andrea Fehrmann Management For Voted - For
20 Ratify Bettina Haller Management For Voted - For
21 Ratify Harald Kern Management For Voted - For
22 Ratify Jurgen Kerner Management For Voted - For
23 Ratify Benoit Potier Management For Voted - For
24 Ratify Hagen Reimer Management For Voted - For
25 Ratify Norbert Reithofer Management For Voted - For
26 Ratify Kasper Rorsted Management For Voted - For
27 Ratify Nemat Shafik Management For Voted - For
28 Ratify Nathalie von Siemens Management For Voted - For
29 Ratify Michael Sigmund Management For Voted - For
30 Ratify Dorothea Simon Management For Voted - For
31 Ratify Grazia Vittadini Management For Voted - For
32 Ratify Matthias Zachert Management For Voted - For
33 Ratify Gunnar Zukunft Management For Voted - For
34 Appointment of Auditor Management For Voted - For
35 Remuneration Report Management For Voted - For
36 Elect Werner Brandt Management For Voted - For
37 Elect Regina E. Dugan Management For Voted - For
38 Elect Keryn Lee James Management For Voted - For
39 Elect Martina Merz Management For Voted - For
40 Elect Benoit Potier Management For Voted - For
41 Elect Nathalie von Siemens Management For Voted - For
42 Elect Matthias Zachert Management For Voted - For
43 Amendments to Articles (Virtual AGM) Management For Voted - For
44 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
45 Amendments to Articles (Share Register) Management For Voted - For
46 Non-Voting Meeting Note N/A N/A Non-Voting
47 Non-Voting Meeting Note N/A N/A Non-Voting
48 Non-Voting Meeting Note N/A N/A Non-Voting
49 Non-Voting Meeting Note N/A N/A Non-Voting
SK HYNIX INC.
Security ID: Y8085F100 Ticker: 000660
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends
Management For Voted - Against
2 Elect HAN Ae Ra Management For Voted - For
3 Elect KIM Zeong Won Management For Voted - Against
4 Elect JEONG Deog Kyoon Management For Voted - For
5 Election Of Audit Committee Member: Han Ae Ra Management For Voted - For
6 Election of Audit Committee Member: KIM Zeong Won Management For Voted - Against
7 Elect PARK Sung Ha Management For Voted - For
8 Directors' Fees Management For Voted - Against
9 Non-Voting Meeting Note N/A N/A Non-Voting
306
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
SMARTSHEET INC.
Security ID: 83200N103 Ticker: SMAR
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Geoffrey T. Barker Management For Voted - For
1.2 Elect Matthew McIlwain Management For Voted - For
1.3 Elect James N. White Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
SPLUNK INC.
Security ID: 848637104 Ticker: SPLK
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Patricia Morrison Management For Voted - For
2 Elect David R. Tunnell Management For Voted - For
3 Elect Dennis L. Via Management For Voted - For
4 Elect Luis Felipe Visoso Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Amendment to the Equity Incentive Plan Management For Voted - Against
STMICROELECTRONICS N.V.
Security ID: N83574108 Ticker: STM
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Equity Grant - CEO Management For Voted - For
12 Elect Yann Delabriere to the Supervisory Board Management For Voted - For
13 Elect Ana de Pro Gonzalo to the Supervisory Board Management For Voted - For
14 Elect Frederic Sanchez to the Supervisory Board Management For Voted - For
15 Elect Maurizio Tamagnini to the Supervisory Board Management For Voted - For
16 Elect Helene Vletter-van Dort to the Supervisory
Board Management For Voted - For
17 Elect Paolo Visca to the Supervisory Board Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
307
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
STONECO LTD.
Security ID: G85158106 Ticker: STNE
Meeting Date: 27-Sep-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Elect Andre Street Management For Voted - For
3 Elect Conrado Engel Management For Voted - For
4 Elect Roberto Moses Thompson Motta Management For Voted - Against
5 Elect Luciana Ibiapina Lira Aguiar Management For Voted - For
6 Elect Pedro Franceschi Management For Voted - For
7 Elect Diego Fresco Gutierrez Management For Voted - Against
8 Elect Mauricio Luis Luchetti Management For Voted - For
9 Elect Patricia Regina Verderesi Schindler Management For Voted - For
10 Elect Pedro Zinner Management For Voted - For
SUPER MICRO COMPUTER, INC.
Security ID: 86800U104 Ticker: SMCI
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Charles Liang Management For Voted - For
2 Elect Sherman Tuan Management For Voted - Withheld
3 Elect Tally C. Liu Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Luis A Borgen Management For Voted - For
3 Elect Marc N. Casper Management For Voted - For
4 Elect Janice D. Chaffin Management For Voted - For
5 Elect Bruce R. Chizen Management For Voted - For
6 Elect Mercedes Johnson Management For Voted - For
7 Elect Jeannine P. Sargent Management For Voted - For
8 Elect John G. Schwarz Management For Voted - For
9 Elect Roy A. Vallee Management For Voted - For
10 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
308
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
TELEFONAKTIEBOLAGET LM ERICSSON
Security ID: 294821608 Ticker: ERICB
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Declaration of Material Interest Management N/A Take No Action
2 Election of Presiding Chair Management For Take No Action
3 Voting List Management For Take No Action
4 Agenda Management For Take No Action
5 Compliance with the Rules of Convocation Management For Take No Action
6 Accounts and Reports Management For Take No Action
7 Remuneration Report Management For Take No Action
8 Ratification of Ronnie Leten Management For Take No Action
9 Ratification of Helena Stjernholm Management For Take No Action
10 Ratification of Jacob Wallenberg Management For Take No Action
11 Ratification of on Fredrik Baksaas Management For Take No Action
12 Ratification of Jan Carlson Management For Take No Action
13 Ratification of Nora Denzel Management For Take No Action
14 Ratification of Carolina Dybeck Happe Management For Take No Action
15 Ratification of Borje Ekholm Management For Take No Action
16 Ratification of Eric A. Elzvik Management For Take No Action
17 Ratification of Kurt Jofs Management For Take No Action
18 Ratification of Kristin S. Rinne Management For Take No Action
19 Ratification of Torbjorn Nyman Management For Take No Action
20 Ratification of Anders Ripa Management For Take No Action
21 Ratification of Kjell-Ake Soting Management For Take No Action
22 Ratification of Ulf Rosberg Management For Take No Action
23 Ratification of Loredana Roslund Management For Take No Action
24 Ratification of Annika Salomonsson Management For Take No Action
25 Ratification of Borje Ekholm (CEO) Management For Take No Action
26 Allocation of Profits/Dividends Management For Take No Action
27 Board Size Management For Take No Action
28 Directors' Fees Management For Take No Action
29 Elect Jon Fredrik Baksaas Management For Take No Action
30 Elect Jan Carlson Management For Take No Action
31 Elect Carolina Dybeck Happe Management For Take No Action
32 Elect Borje Ekholm Management For Take No Action
33 Elect Eric A. Elzvik Management For Take No Action
34 Elect Kristin S. Rinne Management For Take No Action
35 Elect Helena Stjernholm Management For Take No Action
36 Elect Jacob Wallenberg Management For Take No Action
37 Elect Jonas Synnergren Management For Take No Action
38 Elect Christy Wyatt Management For Take No Action
39 Elect Jan Carlson as Chair Management For Take No Action
40 Number of Auditors Management For Take No Action
309
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
41 Authority to Set Auditor's Fees Management For Take No Action
42 Appointment of Auditor Management For Take No Action
43 Adoption of Share-Based Incentives (LTV I 2023) Management For Take No Action
44 Capital authorities to implement LTV I 2023 Management For Take No Action
45 Approve Equity Swap Agreement (LTV I 2023) Management For Take No Action
46 Adoption of Share-Based Incentives (LTV II 2023) Management For Take No Action
47 Capital authorities to implement LTV II 2023 Management For Take No Action
48 Approve Equity Swap Agreement (LTV II 2023) Management For Take No Action
49 Transfer of treasury shares (LTV 2022) Management For Take No Action
50 Transfer of treasury shares (LTV 2021) Management For Take No Action
51 Transfer of treasury shares to Cover Expenses (LTV
2019 & 2020) Management For Take No Action
52 Transfer of Treasury Shares to Cover Costs for Tax
and
Social Security Liabilities (LTV 2019 & 2020) Management For Take No Action
53 Remuneration Policy Management For Take No Action
TEMENOS AG
Security ID: H8547Q107 Ticker: TEMN
Meeting Date: 03-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Allocation of Dividends Management For Take No Action
4 Ratification of Board and Management Acts Management For Take No Action
5 Board Compensation Management For Take No Action
6 Executive Compensation Management For Take No Action
7 Elect Xavier Cauchois Management For Take No Action
8 Elect Dorothee Deuring Management For Take No Action
9 Elect Thibault de Tersant as Board Chair Management For Take No Action
10 Elect Ian Cookson Management For Take No Action
11 Elect Peter Spenser Management For Take No Action
12 Elect Maurizio Carli Management For Take No Action
13 Elect Deborah Forster Management For Take No Action
14 Elect Cecilia Hulten Management For Take No Action
15 Elect Peter Spenser as Compensation Committee Member Management For Take No Action
16 Elect Maurizio Carli as Compensation Committee
Member Management For Take No Action
17 Elect Deborah Forster as Compensation Committee
Member Management For Take No Action
18 Elect Cecilia Hulten as Compensation Committee
Member Management For Take No Action
19 Elect Dorothee Deuring as Compensation Committee
Member Management For Take No Action
20 Appointment of Independent Proxy Management For Take No Action
21 Appointment of Auditor Management For Take No Action
22 Non-Voting Meeting Note N/A N/A Take No Action
310
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
TENCENT HOLDINGS LIMITED
Security ID: G87572163 Ticker: 700
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Jacobus Petrus (Koos) Bekker Management For Voted - Against
6 Elect ZHANG Xiulan Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of 2023 Share Option Scheme Management For Voted - Against
4 Transfer of Share Options Management For Voted - Against
5 Termination of 2017 Share Option Scheme Management For Voted - For
6 Scheme Mandate Limit (2023 Share Option Scheme) Management For Voted - Against
7 Service Provider Sub-limit (2023 Share Option
Scheme) Management For Voted - Against
8 Adoption of 2023 Share Award Scheme Management For Voted - Against
9 Transfer of Share Awards Management For Voted - Against
10 Termination of Share Award Schemes Management For Voted - For
11 Scheme Mandate Limit (2023 Share Award Scheme -
Share Award) Management For Voted - Against
12 Scheme Mandate Limit (2023 Share Award Scheme - New
Shares Share Award) Management For Voted - Against
13 Service Provider Sub-limit (2023 Share Award Scheme) Management For Voted - Against
TERADATA CORPORATION
Security ID: 88076W103 Ticker: TDC
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Daniel R. Fishback Management For Voted - For
2 Elect Stephen McMillan Management For Voted - For
3 Elect Kimberly K. Nelson Management For Voted - For
4 Elect Todd E. McElhatton Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Approval of 2023 Stock Incentive Plan Management For Voted - For
8 Approval of the Employee Stock Purchase Plan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
311
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Ira Ehrenpreis Management For Voted - Against
2 Elect Kathleen Wilson-Thompson Management For Voted - Against
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Diversity
Aligned with Customer Base and Regional Operations Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
12 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
13 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Water Risk Exposure Shareholder Against Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Elon Musk Management For Voted - For
2 Elect Robyn M. Denholm Management For Voted - For
3 Elect J.B. Straubel Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Key Person Risk
Report Shareholder Against Voted - Against
THE TRADE DESK, INC.
Security ID: 88339J105 Ticker: TTD
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect Jeff T. Green Management For Voted - For
1.2 Elect Andrea Cunningham Management For Voted - For
2 Ratification of Auditor Management For Voted - For
312
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
THOMSON REUTERS CORPORATION
Security ID: 884903709 Ticker: TRI
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect David K.R. Thomson Management For Voted - For
1.2 Elect Steve Hasker Management For Voted - For
1.3 Elect Kirk E. Arnold Management For Voted - For
1.4 Elect David W. Binet Management For Voted - For
1.5 Elect W. Edmund Clark Management For Voted - For
1.6 Elect LaVerne Council Management For Voted - For
1.7 Elect Michael E. Daniels Management For Voted - For
1.8 Elect Kirk Koenigsbauer Management For Voted - For
1.9 Elect Deanna W. Oppenheimer Management For Voted - For
1.10 Elect Simon Paris Management For Voted - For
1.11 Elect Kim M. Rivera Management For Voted - For
1.12 Elect Barry Salzberg Management For Voted - For
1.13 Elect Peter J. Thomson Management For Voted - For
1.14 Elect Beth Wilson Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Return of Capital Transaction Management For Voted - For
TIETOEVRY CORPORATION
Security ID: Y8T39G104 Ticker: TIETO
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Accounts and Reports Management For Voted - For
11 Allocation of Profits/Dividends Management For Voted - For
12 Ratification of Board and CEO Acts Management For Voted - For
13 Remuneration Report Management For Voted - For
14 Directors' Fees Management For Voted - For
15 Board Size Management For Voted - For
16 Election of Directors Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
313
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Amendments to Articles (Virtual Meeting) Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
TOSHIBA CORPORATION
Security ID: J89752117 Ticker: 6502
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Akihiro Watanabe Management For Voted - For
3 Elect Taro Shimada Management For Voted - For
4 Elect Paul J. Brough Management For Voted - For
5 Elect Ayako Hirota Weissman Management For Voted - For
6 Elect Jerome Thomas Black Management For Voted - For
7 Elect George Raymond Zage III Management For Voted - For
8 Elect Katsunori Hashimoto Management For Voted - For
9 Elect Mikio Mochizuki Management For Voted - For
10 Elect Ayumi Uzawa Management For Voted - For
11 Elect Eijiro Imai Management For Voted - For
12 Elect Nabeel Bhanji Management For Voted - For
TWILIO INC.
Security ID: 90138F102 Ticker: TWLO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Charles Bell Management For Voted - For
1.2 Elect Jeffrey R. Immelt Management For Voted - For
1.3 Elect Erika Rottenberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
TWITTER, INC.
Security ID: 90184L102 Ticker: TWTR
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
314
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
UBER TECHNOLOGIES, INC.
Security ID: 90353T100 Ticker: UBER
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Ronald D. Sugar Management For Voted - For
2 Elect Revathi Advaithi Management For Voted - For
3 Elect Ursula M. Burns Management For Voted - For
4 Elect Robert A. Eckert Management For Voted - For
5 Elect Amanda Ginsberg Management For Voted - For
6 Elect Dara Khosrowshahi Management For Voted - For
7 Elect Wan Ling Martello Management For Voted - For
8 Elect John A. Thain Management For Voted - For
9 Elect David Trujillo Management For Voted - For
10 Elect Alexander R. Wynaendts Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Third-Party Audit on
Driver Health and Safety Shareholder Against Voted - Against
UIPATH INC.
Security ID: 90364P105 Ticker: PATH
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Daniel Dines Management For Voted - For
2 Elect Philippe Botteri Management For Voted - For
3 Elect Michael Gordon Management For Voted - For
4 Elect Daniel D. Springer Management For Voted - For
5 Elect Laela Sturdy Management For Voted - Withheld
6 Elect Karenann Terrell Management For Voted - For
7 Elect Richard P. Wong Management For Voted - Withheld
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
VERINT SYSTEMS INC.
Security ID: 92343X100 Ticker: VRNT
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Dan Bodner Management For Voted - For
1.2 Elect Linda M. Crawford Management For Voted - For
1.3 Elect John R. Egan Management For Voted - Withheld
1.4 Elect Reid French Management For Voted - For
1.5 Elect Stephen Gold Management For Voted - For
1.6 Elect William Kurtz Management For Voted - For
1.7 Elect Andrew D. Miller Management For Voted - For
1.8 Elect Richard Nottenburg Management For Voted - For
315
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Elect Kristen Robinson Management For Voted - For
1.10 Elect Yvette Smith Management For Voted - For
1.11 Elect Jason Wright Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Long-Term Stock Incentive Plan Management For Voted - For
VIASAT, INC.
Security ID: 92552V100 Ticker: VSAT
Meeting Date: 01-Sep-22 Meeting Type: Annual
1 Elect Richard A. Baldridge Management For Voted - For
2 Elect James Bridenstine Management For Voted - For
3 Elect Sean Pak Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Amendment to the 1996 Equity Participation Plan Management For Voted - For
WIX.COM LTD.
Security ID: M98068105 Ticker: WIX
Meeting Date: 19-Dec-22 Meeting Type: Annual
1 Elect Avishai Abrahami Management For Voted - For
2 Elect Diane Greene Management For Voted - For
3 Elect Mark Tluszcz Management For Voted - For
4 Compensation Policy - Executives Management For Voted - Against
5 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
6 Compensation Policy - Directors Management For Voted - For
7 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
8 NED Compensation Plan Management For Voted - For
9 Option Exchange of Non-Executive Employees Management For Voted - Against
10 Appointment of Auditor Management For Voted - For
WOLTERS KLUWER NV
Security ID: N9643A197 Ticker: WKL
Meeting Date: 10-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
316
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Allocation of Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Elect Chris Vogelzang to the Supervisory Board Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Suppress Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Cancellation of Shares Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Christa Davies Management For Voted - For
2 Elect Wayne A.I. Frederick Management For Voted - For
3 Elect Mark J. Hawkins Management For Voted - For
4 Elect George J. Still Jr. Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
ZEBRA TECHNOLOGIES CORPORATION
Security ID: 989207105 Ticker: ZBRA
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect William J Burns Management For Voted - For
2 Elect Linda M. Connly Management For Voted - For
3 Elect Anders Gustafsson Management For Voted - For
4 Elect Janice M. Roberts Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
ZENDESK, INC.
Security ID: 98936J101 Ticker: ZEN
Meeting Date: 17-Aug-22 Meeting Type: Annual
1 Elect Michael Frandsen Management For Voted - For
2 Elect Brandon Gayle Management For Voted - For
3 Elect Ronald J. Pasek Management For Voted - For
317
Global X Artificial Intelligence & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Permira/H&F Transaction Management For Voted - Against
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - Against
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 13-Jan-23 Meeting Type: Annual
1.1 Elect Andrew Brown Management For Voted - For
1.2 Elect Scott Darling Management For Voted - Withheld
1.3 Elect David Schneider Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
318
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADVANCED ENERGY SOLUTION HOLDING CO LTD
Security ID: G0097V108 Ticker: 6781
Meeting Date: 30-May-23 Meeting Type: Annual
1 2022 Business Report and Financial Statements Management For Voted - For
2 the Proposal for Distribution of 2022
Earnings.proposed Cash Dividend:twd 19 Per Share. Management For Voted - For
3 Amendment of the Company's Articles of Association. Management For Voted - For
4 Amendment of the Company's Rules of Procedure of
the Shareholders Meeting Management For Voted - For
5 Elect SUNG Fu-Hsiang Management For Voted - For
6 Elect SUNG Wei-Jer Management For Voted - For
7 Elect CHENG Duen-Chian Management For Voted - For
8 Elect HSUEH Pin-Pin Management For Voted - For
9 Elect YANG Cheng-Hsien Management For Voted - For
10 Elect CHUANG Shih-Chang Management For Voted - For
11 Elect KAO Chih-Ting Management For Voted - For
12 Proposal for Release of the Prohibition on
Directors From Participation in Competitive
Businesse Management For Voted - For
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect M. Lauren Brlas Management For Voted - For
2 Elect Ralf H. Cramer Management For Voted - For
3 Elect J. Kent Masters, Jr. Management For Voted - For
4 Elect Glenda J. Minor Management For Voted - For
5 Elect James J. O'Brien Management For Voted - For
6 Elect Diarmuid B. O'Connell Management For Voted - For
7 Elect Dean L. Seavers Management For Voted - For
8 Elect Gerald A. Steiner Management For Voted - For
9 Elect Holly A. Van Deursen Management For Voted - For
10 Elect Alejandro D. Wolff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Approval of the 2023 Stock Compensation and
Deferral Election Plan for Non-Employee Directors Management For Voted - For
319
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALLKEM LIMITED
Security ID: Q0226L103 Ticker: AKE
Meeting Date: 15-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Peter J. Coleman Management For Voted - For
4 Re-elect Richard P. Seville Management For Voted - For
5 Re-elect Fernando Oris de Roa Management For Voted - For
6 Re-elect Leanne Heywood Management For Voted - For
7 Adoption of New Constitution Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Adoption of Proportional Takeover Provisions Management For Voted - For
10 Approve Non-Executive Director Share Rights Plan Management N/A Voted - For
11 Approve Performance Rights and Options Plan Management For Voted - For
12 Equity Grant (MD/CEO Martin Perez de Solay - STI) Management For Voted - For
13 Equity Grant (MD/CEO Martin Perez de Solay - LTI) Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - Against
6 Elect R. Martin Chavez Management For Voted - For
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - For
320
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
AMBARELLA, INC.
Security ID: G037AX101 Ticker: AMBA
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Leslie Kohn Management For Voted - For
2 Elect David Jeffrey Richardson Management For Voted - Withheld
3 Elect Elizabeth M. Schwarting Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Security ID: 024061103 Ticker: AXL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect James A. McCaslin Management For Voted - Against
2 Elect William P. Miller II Management For Voted - For
3 Elect Sandra E. Pierce Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - Against
APERAM SA
Security ID: L0187K107 Ticker: APAML
Meeting Date: 02-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Consolidated Accounts and Reports Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Dividends Management For Voted - For
7 Allocation of Profits Management For Voted - For
321
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Remuneration Report Management For Voted - For
9 Director's Fees (Individualised Amounts Including
CEOs Total Remuneration) Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
11 Elect Rosalind C. Rivaz to the Board of Directors Management For Voted - For
12 Elect Alain Kinsch to the Board of Directors Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Performance Share Unit Plan Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 02-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Cancellation of Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
322
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
APTIV PLC
Security ID: G6095L109 Ticker: APTV
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Kevin P. Clark Management For Voted - For
2 Elect Richard L. Clemmer Management For Voted - For
3 Elect Nancy E. Cooper Management For Voted - For
4 Elect Joseph L. Hooley Management For Voted - For
5 Elect Merit E. Janow Management For Voted - For
6 Elect Sean O. Mahoney Management For Voted - For
7 Elect Paul M. Meister Management For Voted - For
8 Elect Robert K. Ortberg Management For Voted - For
9 Elect Colin J. Parris Management For Voted - For
10 Elect Ana G. Pinczuk Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
ATI INC.
Security ID: 01741R102 Ticker: ATI
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect J. Brett Harvey Management For Voted - For
2 Elect James C. Diggs Management For Voted - Withheld
3 Elect David J. Morehouse Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
BAIDU, INC.
Security ID: 056752108 Ticker: BIDU
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
BALLARD POWER SYSTEMS INC.
Security ID: 058586108 Ticker: BLDP
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Kathy Bayless Management For Voted - Withheld
2 Elect Douglas P. Hayhurst Management For Voted - For
3 Elect JIANG Kui Management For Voted - For
4 Elect Randy MacEwen Management For Voted - For
5 Elect Hubertus M. Muehlhaeuser Management For Voted - For
6 Elect Marty Neese Management For Voted - Withheld
323
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect James Roche Management For Voted - Withheld
8 Elect Shaojun Sun Management For Voted - Withheld
9 Elect Janet P. Woodruff Management For Voted - Withheld
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Withheld
11 Advisory Vote on Executive Compensation Management For Voted - Against
BLACKBERRY LIMITED
Security ID: 09228F103 Ticker: BB
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect John S. Chen Management For Voted - For
2 Elect Michael A. Daniels Management For Voted - Withheld
3 Elect Timothy Dattels Management For Voted - For
4 Elect Lisa S. Disbrow Management For Voted - For
5 Elect Richard Lynch Management For Voted - Withheld
6 Elect Laurie Smaldone Alsup Management For Voted - For
7 Elect V. Prem Watsa Management For Voted - Withheld
8 Elect Wayne G. Wouters Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Approval of Unallocated Entitlements Under the
Deferred Share Unit Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
BLOOM ENERGY CORPORATION
Security ID: 093712107 Ticker: BE
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Jeffrey R. Immelt Management For Voted - For
1.2 Elect Eddy Zervigon Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
CABOT CORPORATION
Security ID: 127055101 Ticker: CBT
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Juan Enriquez Management For Voted - Against
2 Elect Sean D. Keohane Management For Voted - For
3 Elect William C. Kirby Management For Voted - For
4 Elect Raffiq Nathoo Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
324
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
CARPENTER TECHNOLOGY CORPORATION
Security ID: 144285103 Ticker: CRS
Meeting Date: 11-Oct-22 Meeting Type: Annual
1.1 Elect Viola L. Acoff Management For Voted - For
1.2 Elect Kathy Hopinkah Hannan Management For Voted - For
1.3 Elect I. Martin Inglis Management For Voted - For
1.4 Elect Stephen M. Ward, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the Stock-Based Incentive Compensation
Plan Management For Voted - For
CEVA, INC.
Security ID: 157210105 Ticker: CEVA
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Bernadette Andrietti Management For Voted - For
1.2 Elect Jaclyn Liu Management For Voted - Withheld
1.3 Elect Maria Marced Management For Voted - For
1.4 Elect Peter McManamon Management For Voted - For
1.5 Elect Sven-Christer Nilsson Management For Voted - Withheld
1.6 Elect Louis Silver Management For Voted - For
1.7 Elect Gideon Wertheizer Management For Voted - For
2 Amendment to the 2002 Employee Stock Purchase Plan Management For Voted - For
3 Amendment to the 2011 Equity Incentive Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - Against
COHERENT CORP.
Security ID: 19247G107 Ticker: COHR
Meeting Date: 16-Nov-22 Meeting Type: Annual
1 Elect Enrico Digirolamo Management For Voted - For
2 Elect David L. Motley Management For Voted - For
3 Elect Shaker Sadasivam Management For Voted - For
4 Elect Lisa Neal-Graves Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
325
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
CONTINENTAL AG
Security ID: D16212140 Ticker: CON
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratify Nikolai Setzer Management For Voted - For
5 Ratify Katja Duerrfeld Management For Voted - For
6 Ratify Christian Koetz Management For Voted - For
7 Ratify Philip Nelles Management For Voted - For
8 Ratify Ariane Reinhart Management For Voted - For
9 Ratify Wolfgang Reitzle Management For Voted - Against
10 Ratify Christiane Benner Management For Voted - For
11 Ratify Hasan Allak Management For Voted - For
12 Ratify Dorothea von Boxberg Management For Voted - For
13 Ratify Stefan Buchner Management For Voted - For
14 Ratify Gunter Dunkel Management For Voted - For
15 Ratify Francesco Grioli Management For Voted - For
16 Ratify Michael Iglhaut Management For Voted - For
17 Ratify Satish Khatu Management For Voted - For
18 Ratify Isabel Knauf Management For Voted - For
19 Ratify Carmen Loeffler Management For Voted - For
20 Ratify Sabine Neuss Management For Voted - For
21 Ratify Rolf Nonnenmacher Management For Voted - For
22 Ratify Dirk Nordmann Management For Voted - For
23 Ratify Lorenz Pfau Management For Voted - For
24 Ratify Klaus Rosenfeld Management For Voted - For
25 Ratify Georg Schaeffler Management For Voted - For
26 Ratify Maria-Elisabeth Schaeffler-Thumann Management For Voted - For
27 Ratify Joerg Schoenfelder Management For Voted - For
28 Ratify Stefan Scholz Management For Voted - For
29 Ratify Elke Volkmann Management For Voted - For
30 Appointment of Auditor Management For Voted - For
31 Remuneration Report Management For Voted - For
32 Amendments to Articles (Virtual AGM) Management For Voted - For
33 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
34 Amendments to Articles (General Meeting) Management For Voted - For
35 Amendment to Previously Approved Control Agreement Management For Voted - For
36 Non-Voting Meeting Note N/A N/A Non-Voting
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
326
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
DENSO CORPORATION
Security ID: J12075107 Ticker: 6902
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Koji Arima Management For Voted - For
3 Elect Shinnosuke Hayashi Management For Voted - For
4 Elect Yasushi Matsui Management For Voted - For
5 Elect Kenichiro Ito Management For Voted - For
6 Elect Akio Toyoda Management For Voted - For
7 Elect Shigeki Kushida Management For Voted - For
8 Elect Yuko Mitsuya Management For Voted - For
9 Elect Joseph P. Schmelzeis, Jr. Management For Voted - For
10 Elect Shingo Kuwamura Management For Voted - Against
11 Elect Yasuko Goto Management For Voted - For
12 Elect Haruo Kitamura Management For Voted - For
13 Elect Hiromi Kitagawa as Alternate Statutory Auditor Management For Voted - For
ENERSYS
Security ID: 29275Y102 Ticker: ENS
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Howard I. Hoffen Management For Voted - Against
2 Elect David M. Shaffer Management For Voted - For
3 Elect Ronald P. Vargo Management For Voted - For
4 Ratification of Auditor Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - For
FAURECIA
Security ID: F3445A108 Ticker: EO
Meeting Date: 30-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Allocation of Profits Management For Voted - For
10 Special Auditors Report on Regulated Agreements Management For Voted - For
11 Elect Denis Mercier Management For Voted - For
12 Elect Esther Gaide Management For Voted - For
13 Elect Michael Bolle Management For Voted - For
327
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 2022 Remuneration Report Management For Voted - For
15 2022 Remuneration of Michel de Rosen, Chair Management For Voted - For
16 2022 Remuneration of Patrick Koller, CEO Management For Voted - Against
17 2023 Remuneration Policy (Board of Directors) Management For Voted - For
18 2023 Remuneration Policy (Chair) Management For Voted - For
19 2023 Remuneration Policy (CEO) Management For Voted - For
20 Authority to Repurchase and Reissue Shares Management For Voted - For
21 Amendments to Articles Regarding Change in Company
Name Management For Voted - For
22 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
23 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
24 Authority to Issue Shares and Convertible Debt
Through Private Placement (Qualified Investors) Management For Voted - For
25 Greenshoe Management For Voted - For
26 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
27 Authority to Increase Capital Through
Capitalisations Management For Voted - For
28 Authority to Issue Performance Shares Management For Voted - For
29 Employee Stock Purchase Plan Management For Voted - For
30 Stock Purchase Plan for Overseas Employees Management For Voted - For
31 Authority to Cancel Shares and Reduce Capital Management For Voted - For
32 Authorisation of Legal Formalities Management For Voted - For
FORD MOTOR COMPANY
Security ID: 345370860 Ticker: F
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kimberly A. Casiano Management For Voted - Against
2 Elect Alexandra Ford English Management For Voted - For
3 Elect James D. Farley, Jr. Management For Voted - For
4 Elect Henry Ford III Management For Voted - Against
5 Elect William Clay Ford, Jr. Management For Voted - For
6 Elect William W. Helman IV Management For Voted - Against
7 Elect Jon M. Huntsman, Jr. Management For Voted - For
8 Elect William E. Kennard Management For Voted - Against
9 Elect John C. May Management For Voted - Against
10 Elect Beth E. Mooney Management For Voted - Against
11 Elect Lynn M. Vojvodich Radakovich Management For Voted - Against
12 Elect John L. Thornton Management For Voted - Against
13 Elect John B. Veihmeyer Management For Voted - Against
14 Elect John S. Weinberg Management For Voted - Against
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Approval of the 2023 Long-Term Incentive Plan Management For Voted - Against
19 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
328
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Child Labor Linked
To Electric Vehicles Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Transparency and
Minimization of Animal Testing Shareholder Against Voted - For
GANFENG LITHIUM CO LTD
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 25-Aug-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
4 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
5 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal for Change of Company's Name Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Proposal for Capacity Improvement for New-Type
Lithium Battery Projects with 15 GWh Annual Capacity Management For Voted - For
5 Proposal for Investment and Construction of A
New-Type Lithium Battery Production Project with 6
GWh Annual Capacity Management For Voted - For
6 Proposal for Investment and Construction of A Small
Polymer Lithium Battery Project with 2 Billion
Units Annual Capacity Management For Voted - For
GANFENG LITHIUM GROUP CO. LTD.
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
329
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Connected Transaction Regarding Capital Increase
and Share Expansion of a Controlled Subsidiary Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to the External Investment Management
System Management For Voted - For
3 Launching Foreign Exchange Hedging Business by the
Company and Subsidiaries Management For Voted - For
4 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
5 Investment in Wealth Management Products with
Proprietary Funds Management For Voted - For
6 2023 Estimated Continuing Connected Transactions Management For Voted - For
7 The Investment Agreement to Be Signed Management For Voted - For
8 Investment in Construction of a Project Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Report and its Summary, and Annual
Results Announcement Management For Voted - For
5 2022 Financial Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Remuneration for Auditors Management For Voted - For
8 Remuneration for Directors and Senior Management Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Amendments to Management System for External
Donations and Sponsorships Management For Voted - For
11 Amendments to Management System for Venture Capital
Investment Management For Voted - For
12 2022 Profit Distribution Plan Management For Voted - For
13 General Mandate to Issue A/H Shares w/o Preemptive
Rights Management For Voted - Against
14 Authority to Issue Debt Instruments Management For Voted - For
15 Venture Capital Investment with Proprietary Funds Management For Voted - For
16 2023 Related Party Transactions with Lithium
Americas Corp. Management For Voted - For
17 Derivatives Trading with Self-Owned Funds Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
GEELY AUTOMOBILE HOLDINGS LTD.
Security ID: G3777B103 Ticker: 0175
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
330
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supplemental Services Agreement Management For Voted - For
4 Supplemental Automobile Components Procurement
Agreement Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2023 Share Option Scheme Management For Voted - Against
4 Amendments to the 2021 Share Award Scheme Management For Voted - For
5 Service Provider Sub-limit Management For Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Agreement and Supplemental Agreement Management For Voted - For
4 CKDs and Automobile Components Sales Agreement Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Proton Agreement Management For Voted - For
4 DHG Agreement Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect LI Shu Fu Management For Voted - For
4 Elect Daniel LI Dong Hui Management For Voted - Against
5 Elect AN Cong Hui Management For Voted - For
6 Elect WEI Mei Management For Voted - Against
7 Elect Gan Jia Yue Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
GENERAL MOTORS COMPANY
Security ID: 37045V100 Ticker: GM
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Mary T. Barra Management For Voted - For
2 Elect Aneel Bhusri Management For Voted - For
3 Elect Wesley G. Bush Management For Voted - For
4 Elect Joanne C. Crevoiserat Management For Voted - For
5 Elect Linda R. Gooden Management For Voted - For
6 Elect Joseph Jimenez Management For Voted - For
7 Elect Jonathan McNeill Management For Voted - For
8 Elect Judith A. Miscik Management For Voted - For
331
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Thomas M. Schoewe Management For Voted - For
11 Elect Mark A. Tatum Management For Voted - For
12 Elect Jan E. Tighe Management For Voted - For
13 Elect Devin N. Wenig Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2020 Long-Term Incentive Plan Management For Voted - For
17 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Procurement Targets
for Sustainable Materials in Supply Chain Shareholder Against Voted - For
GENTHERM INCORPORATED
Security ID: 37253A103 Ticker: THRM
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Sophie Desormiere Management For Voted - Withheld
1.2 Elect Phillip M. Eyler Management For Voted - For
1.3 Elect David W. Heinzmann Management For Voted - For
1.4 Elect Ronald Hundzinski Management For Voted - For
1.5 Elect Charles R. Kummeth Management For Voted - For
1.6 Elect Betsy Meter Management For Voted - For
1.7 Elect Byron Shaw II Management For Voted - For
1.8 Elect John G. Stacey Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Equity Incentive Plan Management For Voted - For
GS YUASA CORPORATION
Security ID: J1770L109 Ticker: 6674
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Osamu Murao Management For Voted - For
4 Elect Masahiro Shibutani Management For Voted - For
5 Elect Kazuhiro Fukuoka Management For Voted - For
6 Elect Hiroaki Matsushima Management For Voted - For
7 Elect Ikuo Otani Management For Voted - For
8 Elect Takayoshi Matsunaga Management For Voted - For
9 Elect Yoshiko Nonogaki Management For Voted - For
10 Elect Masaya Nakagawa as Statutory Auditor Management For Voted - Against
11 Bonus Management For Voted - For
332
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
HITACHI, LTD.
Security ID: J20454112 Ticker: 6501
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Katsumi Ihara Management For Voted - Against
3 Elect Ravi Venkatesan Management For Voted - For
4 Elect Cynthia B. Carroll Management For Voted - Against
5 Elect Ikuro Sugawara Management For Voted - For
6 Elect Joe E. Harlan Management For Voted - For
7 Elect Louise Pentland Management For Voted - For
8 Elect Takatoshi Yamamoto Management For Voted - For
9 Elect Hiroaki Yoshihara Management For Voted - Against
10 Elect Helmuth Ludwig Management For Voted - For
11 Elect Keiji Kojima Management For Voted - For
12 Elect Mitsuaki Nishiyama Management For Voted - For
13 Elect Toshiaki Higashihara Management For Voted - Against
HONDA MOTOR CO., LTD.
Security ID: J22302111 Ticker: 7267
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Seiji Kuraishi Management For Voted - For
3 Elect Toshihiro Mibe Management For Voted - Against
4 Elect Shinji Aoyama Management For Voted - For
5 Elect Noriya Kaihara Management For Voted - For
6 Elect Asako Suzuki Management For Voted - For
7 Elect Masafumi Suzuki Management For Voted - For
8 Elect Kunihiko Sakai Management For Voted - Against
9 Elect Fumiya Kokubu Management For Voted - Against
10 Elect Yoichiro Ogawa Management For Voted - For
11 Elect Kazuhiro Higashi Management For Voted - Against
12 Elect Ryoko Nagata Management For Voted - For
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106 Ticker: HON
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Duncan B. Angove Management For Voted - For
3 Elect William S. Ayer Management For Voted - For
4 Elect Kevin Burke Management For Voted - For
5 Elect D. Scott Davis Management For Voted - For
6 Elect Deborah Flint Management For Voted - For
333
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Vimal Kapur Management For Voted - For
8 Elect Rose Lee Management For Voted - For
9 Elect Grace D. Lieblein Management For Voted - For
10 Elect Robin L. Washington Management For Voted - For
11 Elect Robin Watson Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Environmental and
Health Impact Report Shareholder Against Voted - For
HYSTER-YALE MATERIALS HANDLING, INC.
Security ID: 449172105 Ticker: HY
Meeting Date: 09-May-23 Meeting Type: Annual
1.1 Elect Colleen R. Batcheler Management For Voted - For
1.2 Elect James M. Bemowski Management For Voted - For
1.3 Elect J.C. Butler, Jr. Management For Voted - Withheld
1.4 Elect Carolyn Corvi Management For Voted - For
1.5 Elect Edward T. Eliopoulos Management For Voted - For
1.6 Elect John P. Jumper Management For Voted - For
1.7 Elect Dennis W. LaBarre Management For Voted - Withheld
1.8 Elect Rajiv K. Prasad Management For Voted - For
1.9 Elect H. Vincent Poor Management For Voted - For
1.10 Elect Alfred M. Rankin, Jr. Management For Voted - Withheld
1.11 Elect Claiborne R. Rankin Management For Voted - For
1.12 Elect Britton T. Taplin Management For Voted - For
1.13 Elect David B.H. Williams Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Amendment to the Non-Employee Directors' Equity Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - Against
HYUNDAI MOTOR CO
Security ID: Y38472109 Ticker: 005380
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Article 2 Management For Voted - For
3 Article 13 Management For Voted - For
4 Article 17 Management For Voted - For
5 Article 22 Management For Voted - For
6 Article 27 Management For Voted - For
7 Article 37 Management For Voted - For
8 Supplementary Provisions Management For Voted - For
9 Elect JANG Seung Hwa Management For Voted - For
334
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect CHOI Yoon Hee Management For Voted - For
11 Elect Jose Munoz Management For Voted - For
12 Elect SEO Gang Hyun Management For Voted - Against
13 Election Of Audit Committee Member: Jang Seung Hwa Management For Voted - For
14 Directors' Fees Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
IGO LIMITED
Security ID: Q4875H108 Ticker: IGO
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Tracey J. Arlaud Management For Voted - For
3 Elect Justin Osborne Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO Peter Bradford - FY2022 ST) Management For Voted - For
6 Equity Grant (MD/CEO Peter Bradford - FY2023 LTI) Management For Voted - Against
7 Approval of Termination Payments (Dan Lougher) Management For Voted - For
8 Approve of Employee Incentive Plan Management For Voted - For
9 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Renew Proportional Takeover Management For Voted - For
12 Approval Of Financial Assistance Management For Voted - For
INDIE SEMICONDUCTOR, INC.
Security ID: 45569U101 Ticker: INDI
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Diane Biagianti Management For Voted - For
2 Elect Diane D. Brink Management For Voted - Withheld
3 Elect Karl-Thomas Neumann Management For Voted - For
4 Increase in Authorized Common Stock Management For Voted - For
5 Amendment to the 2021 Omnibus Equity Incentive Plan Management For Voted - Against
6 Ratification of Auditor Management For Voted - For
INFINEON TECHNOLOGIES AG
Security ID: D35415104 Ticker: IFX
Meeting Date: 16-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/ Dividends Management For Voted - For
4 Ratify Jochen Hanebeck Management For Voted - For
5 Ratify Constanze Hufenbecher Management For Voted - For
6 Ratify Sven Schneider Management For Voted - For
7 Ratify Andreas Urschitz Management For Voted - For
335
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Ratify Rutger Wijburg Management For Voted - For
9 Ratify Reinhard Ploss Management For Voted - For
10 Ratify Helmut Gassel Management For Voted - For
11 Ratify Wolfgang Eder Management For Voted - For
12 Ratify Xiaoqun Clever Management For Voted - For
13 Ratify Johann Dechant Management For Voted - For
14 Ratify Friedrich Eichiner Management For Voted - For
15 Ratify Annette Engelfried Management For Voted - For
16 Ratify Peter Gruber Management For Voted - For
17 Ratify Hans-Ulrich Holdenried Management For Voted - For
18 Ratify Susanne Lachenmann Management For Voted - For
19 Ratify Geraldine Picaud Management For Voted - For
20 Ratify Manfred Puffer Management For Voted - For
21 Ratify Melanie Riedl Management For Voted - For
22 Ratify Jurgen Scholz Management For Voted - For
23 Ratify Ulrich Spiesshofer Management For Voted - For
24 Ratify Margret Suckale . Management For Voted - For
25 Ratify Mirco Synde Management For Voted - For
26 Ratify Diana Vitale . Management For Voted - For
27 Ratify Kerstin Schulzendorf Management For Voted - For
28 Appointment of Auditor Management For Voted - Against
29 Elect Herbert Diess Management For Voted - For
30 Elect Klaus Helmrich Management For Voted - For
31 Authority to Repurchase and Reissue Shares Management For Voted - For
32 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
33 Amendments to Articles (Place and Convocation) Management For Voted - For
34 Amendments to Articles (Virtual General Meetings) Management For Voted - For
35 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - Against
36 Remuneration Policy Management For Voted - For
37 Remuneration Report Management For Voted - For
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
INNOVIZ TECHNOLOGIES LTD.
Security ID: M5R635108 Ticker: INVZ
Meeting Date: 13-Sep-22 Meeting Type: Annual
1 Elect Dan Falk Management For Voted - For
2 Elect Ronit Maor Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
336
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Patrick P. Gelsinger Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Elect Andrea J. Goldsmith Management For Voted - For
4 Elect Alyssa H. Henry Management For Voted - For
5 Elect S. Omar Ishrak Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Tsu-Jae King Liu Management For Voted - For
8 Elect Barbara G. Novick Management For Voted - For
9 Elect Gregory D. Smith Management For Voted - For
10 Elect Lip-Bu Tan Management For Voted - For
11 Elect Dion J. Weisler Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 2006 Equity Incentive Plan Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Third-Party Review
for ESG Congruency with Business in China Shareholder Against Voted - Against
ITT INC.
Security ID: 45073V108 Ticker: ITT
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Don DeFosset Management For Voted - For
2 Elect Nicholas C. Fanandakis Management For Voted - For
3 Elect Richard P. Lavin Management For Voted - For
4 Elect Rebecca A. McDonald Management For Voted - For
5 Elect Timothy H. Powers Management For Voted - For
6 Elect Luca Savi Management For Voted - For
7 Elect Cheryl L. Shavers Management For Voted - For
8 Elect Sabrina Soussan Management For Voted - For
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Approval of the Employee Stock Purchase Plan Management For Voted - For
13 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
337
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
JOHNSON MATTHEY PLC
Security ID: G51604166 Ticker: JMAT
Meeting Date: 21-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Liam Condon Management For Voted - For
5 Elect Rita Forst Management For Voted - For
6 Elect Jane Griffiths Management For Voted - For
7 Elect Xiaozhi Liu Management For Voted - For
8 Elect Chris Mottershead Management For Voted - For
9 Elect John O'Higgins Management For Voted - For
10 Elect Stephen Oxley Management For Voted - For
11 Elect Patrick W. Thomas Management For Voted - For
12 Elect Doug Webb Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
KIA CORPORATION
Security ID: Y47601102 Ticker: 000270
Meeting Date: 17-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect JOO Woo Jeong Management For Voted - Against
4 Elect SHIN Jae Yong Management For Voted - For
5 Elect CHYUN Chan Hyuk Management For Voted - For
6 Election of Audit Committee Member: SHIN Jae Yong Management For Voted - For
7 Election of Audit Committee Member: CHYUN Chan Hyuk Management For Voted - For
8 Adoption of Executive Officer Retirement Allowance
Policy Management For Voted - Against
9 Directors' Fees Management For Voted - For
338
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
LEAR CORPORATION
Security ID: 521865204 Ticker: LEA
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Mei-Wei Cheng Management For Voted - For
2 Elect Jonathan F. Foster Management For Voted - For
3 Elect Bradley M. Halverson Management For Voted - For
4 Elect Mary Lou Jepsen Management For Voted - For
5 Elect Roger A. Krone Management For Voted - For
6 Elect Patricia L. Lewis Management For Voted - For
7 Elect Kathleen A. Ligocki Management For Voted - For
8 Elect Conrad L. Mallett, Jr. Management For Voted - For
9 Elect Raymond E. Scott Management For Voted - For
10 Elect Gregory C. Smith Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2019 Long-Term Stock Incentive Plan Management For Voted - For
LIVENT CORPORATION
Security ID: 53814L108 Ticker: LTHM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Paul W. Graves Management For Voted - For
2 Elect Andrea E. Utecht Management For Voted - For
3 Elect Christina Lampe-Onnerud Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
LUCID GROUP, INC.
Security ID: 549498103 Ticker: LCID
Meeting Date: 24-Apr-23 Meeting Type: Annual
1.1 Elect Turqi Alnowaiser Management For Voted - Withheld
1.2 Elect Glenn R. August Management For Voted - Withheld
1.3 Elect Andrew N. Liveris Management For Voted - For
1.4 Elect Sherif Marakby Management For Voted - For
1.5 Elect Nichelle Maynard-Elliott Management For Voted - For
1.6 Elect Chabi Nouri Management For Voted - For
1.7 Elect Peter Rawlinson Management For Voted - For
1.8 Elect Ori Winitzer Management For Voted - For
1.9 Elect Janet S. Wong Management For Voted - For
2 Ratification of Auditor Management For Voted - For
339
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against
5 Amend Charter to Allow Director Removal With or
Without Cause Management For Voted - For
LUMINAR TECHNOLOGIES, INC.
Security ID: 550424105 Ticker: LAZR
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Austin Russell Management For Voted - For
1.2 Elect Mary Lou Jepsen Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
LUNDIN MINING CORPORATION
Security ID: 550372106 Ticker: LUN
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald K. Charter Management For Voted - For
3 Elect Charles Ashley Heppenstall Management For Voted - For
4 Elect Juliana L. Lam Management For Voted - For
5 Elect Adam I. Lundin Management For Voted - For
6 Elect Dale C. Peniuk Management For Voted - For
7 Elect Maria Olivia Recart Management For Voted - For
8 Elect Peter T. Rockandel Management For Voted - For
9 Elect Natasha N.D. Vaz Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
340
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - For
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
MICROVISION, INC.
Security ID: 594960304 Ticker: MVIS
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Simon Biddiscombe Management For Voted - For
1.2 Elect Robert P. Carlile Management For Voted - For
1.3 Elect Judith M. Curran Management For Voted - Withheld
1.4 Elect Jeffrey A. Herbst Management For Voted - For
1.5 Elect Sumit Sharma Management For Voted - For
1.6 Elect Mark B. Spitzer Management For Voted - For
1.7 Elect Brian V. Turner Management For Voted - For
2 Increase in Authorized Common Stock Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
NEXTEER AUTOMOTIVE GROUP LIMITED
Security ID: G6501M105 Ticker: 1316
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Robin Zane Milavec Management For Voted - For
6 Elect ZHANG Wendong Management For Voted - Against
7 Elect SHI Shiming Management For Voted - Against
8 Elect WANG Bin Management For Voted - Against
9 Elect YUE Yun Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
341
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Amendments to Articles Management For Voted - Against
NIKOLA CORPORATION
Security ID: 654110105 Ticker: NKLA
Meeting Date: 02-Aug-22 Meeting Type: Annual
1.1 Elect Mark A. Russell Management For Voted - For
1.2 Elect Stephen J. Girsky Management For Voted - For
1.3 Elect Lynn Forester de Rothschild Management For Voted - For
1.4 Elect Michael L. Mansuetti Management For Voted - Withheld
1.5 Elect Gerrit A. Marx Management For Voted - For
1.6 Elect Mary L. Petrovich Management For Voted - Withheld
1.7 Elect Steven M. Shindler Management For Voted - For
1.8 Elect Bruce L. Smith Management For Voted - For
1.9 Elect DeWitt C. Thompson V Management For Voted - For
2 Increase in Authorized Common Stock Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
NIO INC.
Security ID: 62914V106 Ticker: NIO
Meeting Date: 25-Aug-22 Meeting Type: Annual
1 Adoption of New Articles (Class A Shares Only) Management For Voted - For
2 Re-designation of Class B Ordinary Shares Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Adoption of New Articles (Class-Based Resolution) Management For Voted - For
5 Adoption of New Articles (Non-Class-Based
Resolution) Management For Voted - For
6 Company Name Change Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Hai Wu Management For Voted - Against
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
NISSAN MOTOR CO., LTD.
Security ID: J57160129 Ticker: 7201
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yasushi Kimura Management For Voted - For
4 Elect Jean-Dominique Senard Management For Voted - For
342
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Keiko Ihara Keiko Motojima Management For Voted - For
6 Elect Motoo Nagai Management For Voted - For
7 Elect Bernard Delmas Management For Voted - For
8 Elect Andrew House Management For Voted - For
9 Elect Pierre Fleuriot Management For Voted - For
10 Elect Brenda Harvey Management For Voted - For
11 Elect Makoto Uchida Management For Voted - Against
12 Elect Hideyuki Sakamoto Management For Voted - For
13 Shareholder Proposal Regarding Appropriation of
Surplus Shareholder Against Voted - Against
NOVONIX LIMITED
Security ID: Q6880B109 Ticker: NVX
Meeting Date: 26-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - Against
3 Elect Anthony (Tony) G. Bellas Management For Voted - Against
4 Elect Jean Oelwang Management For Voted - For
5 Approve Performance Rights Plan Management N/A Voted - Against
6 FY22 Equity Grant (CFO Nick Liveris) Management For Voted - For
7 FY23 Equity Grant (CFO Nick Liveris) Management For Voted - For
8 FY23 Equity Grant (NED Andrew Liveris) Management For Voted - For
9 FY23 Equity Grant (NED Robert Cooper) Management For Voted - For
10 FY23 Equity Grant (Deputy Chair Anthony Bellas) Management For Voted - For
11 FY23 Equity Grant (Chair Robert Natter) Management For Voted - For
12 FY23 Equity Grant (Phillips 66 Company) Management For Voted - For
13 FY23 Equity Grant (NED Jean Oelwang) Management For Voted - For
14 FY22 Equity Grant (Chair Robert Natter) Management For Voted - For
15 FY22 Equity Grant (NED Jean Oelwang) Management For Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - Against
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - Against
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - Against
10 Elect Mark L. Perry Management For Voted - Against
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
343
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Mark A. Stevens Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
NXP SEMICONDUCTORS N.V.
Security ID: N6596X109 Ticker: NXPI
Meeting Date: 24-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect Kurt Sievers Management For Voted - For
4 Elect Annette K. Clayton Management For Voted - For
5 Elect Anthony R. Foxx Management For Voted - For
6 Elect Chunyuan Gu Management For Voted - For
7 Elect Lena Olving Management For Voted - For
8 Elect Julie Southern Management For Voted - For
9 Elect Jasmin Staiblin Management For Voted - For
10 Elect Gregory L. Summe Management For Voted - Against
11 Elect Karl-Henrik Sundstrom Management For Voted - For
12 Elect Moshe N. Gavrielov Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Cancel Repurchased Shares Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
ON SEMICONDUCTOR CORPORATION
Security ID: 682189105 Ticker: ON
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Atsushi Abe Management For Voted - For
2 Elect Alan Campbell Management For Voted - Against
3 Elect Susan K. Carter Management For Voted - Against
4 Elect Thomas L. Deitrich Management For Voted - Against
5 Elect Hassane S. El-Khoury Management For Voted - For
6 Elect Bruce E. Kiddoo Management For Voted - For
7 Elect Paul A. Mascarenas Management For Voted - Against
8 Elect Gregory L. Waters Management For Voted - For
9 Elect Christine Y. Yan Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
344
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
PANASONIC HOLDINGS CORPORATION
Security ID: J6354Y104 Ticker: 6752
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Kazuhiro Tsuga Management For Voted - For
3 Elect Yuki Kusumi Management For Voted - For
4 Elect Tetsuro Homma Management For Voted - For
5 Elect Mototsugu Sato Management For Voted - For
6 Elect Hirokazu Umeda Management For Voted - For
7 Elect Shinobu Matsui Management For Voted - For
8 Elect Kunio Noji Management For Voted - For
9 Elect Michitaka Sawada Management For Voted - For
10 Elect Kazuhiko Toyama Management For Voted - For
11 Elect Yoshinobu Tsutsui Management For Voted - For
12 Elect Yoshiyuki Miyabe Management For Voted - For
13 Elect Ayako Shotoku Ayako Kurama Management For Voted - For
14 Elect Keita Nishiyama Management For Voted - For
15 Elect Hidetoshi Baba as Statutory Auditor Management For Voted - For
16 Amendment to Restricted Stock Plan Management For Voted - For
17 Statutory Auditors' Fees Management For Voted - For
PIEDMONT LITHIUM INC.
Security ID: 72016P105 Ticker: PLL
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Jeffrey Armstrong Management For Voted - Withheld
2 Elect Christina M. Alvord Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Equity Grant (President/CEO Keith Philips - Options) Management For Voted - Against
6 Equity Grant (President/CEO Keith Philips - RSUs) Management For Voted - Against
7 Equity Grant (President/CEO Keith Philips - PSUs) Management For Voted - Against
8 Equity Grant (Chair Jeffrey Armstrong - RSUs) Management For Voted - For
9 Equity Grant (NED Christina Alvord - RSUs) Management For Voted - For
10 Equity Grant (NED Jorge Beristain - RSUs) Management For Voted - For
11 Equity Grant (NED Michael Bless - RSUs) Management For Voted - For
12 Equity Grant (NED Claude Demby - RSUs) Management For Voted - For
PILBARA MINERALS LIMITED
Security ID: Q7539C100 Ticker: PLS
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
345
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Re-elect Anthony W. Kiernan Management For Voted - For
4 Re-elect Nicholas (Nick) L. Cernotta Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
6 Equity Grant (MD/CEO Dale Henderson) Management For Voted - For
7 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
PLUG POWER INC.
Security ID: 72919P202 Ticker: PLUG
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Jonathan Silver Management For Voted - Withheld
2 Elect Kyungyeol Song Management For Voted - For
3 Amendment to the 2021 Stock Option and Incentive
Plan Management For Voted - Against
4 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Sylvia Acevedo Management For Voted - For
2 Elect Cristiano R. Amon Management For Voted - For
3 Elect Mark Fields Management For Voted - For
4 Elect Jeffrey W. Henderson Management For Voted - For
5 Elect Gregory N. Johnson Management For Voted - For
6 Elect Ann M. Livermore Management For Voted - For
7 Elect Mark D. McLaughlin Management For Voted - For
8 Elect Jamie S. Miller Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Kornelis Smit Management For Voted - For
11 Elect Jean-Pascal Tricoire Management For Voted - For
12 Elect Anthony J. Vinciquerra Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
QUANTUMSCAPE CORPORATION
Security ID: 74767V109 Ticker: QS
Meeting Date: 20-Sep-22 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
346
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - Withheld
1.7 Elect Gena C. Lovett Management For Voted - For
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - For
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - Withheld
1.7 Elect Gena C. Lovett Management For Voted - Withheld
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - Withheld
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
RENAULT S.A.
Security ID: F77098105 Ticker: RNO
Meeting Date: 11-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Allocation of Dividends Management For Voted - For
10 Presentation of Report on Profit Sharing Securities Management For Voted - For
11 Special Auditors Report on Regulated Agreements Management For Voted - For
12 Elect Jean-Dominique Senard Management For Voted - For
13 Elect Annette Winkler Management For Voted - For
14 Elect Luca De Meo Management For Voted - For
15 2022 Remuneration Report Management For Voted - For
16 2022 Remuneration of Jean-Dominique Senard, Chair Management For Voted - For
347
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 2022 Remuneration of Luca de Meo, CEO Management For Voted - For
18 2023 Remuneration Policy (Chair) Management For Voted - For
19 2023 Remuneration Policy (CEO) Management For Voted - For
20 2023 Remuneration Policy (Board of Directors) Management For Voted - For
21 Authority to Repurchase and Reissue Shares Management For Voted - For
22 Authority to Cancel Shares and Reduce Capital Management For Voted - For
23 Authorisation of Legal Formalities Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
Security ID: 833635105 Ticker: SQM-A
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Appointment of Risk Rating Agency Management For Voted - For
4 Appointment of Account Inspectors Management For Voted - For
5 Investment Policy Management For Voted - For
6 Finance Policy Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Elect Antonio Gil Nievas Management For Voted - For
9 Elect Laurence Golborne Riveros Management N/A Voted - Abstain
10 Directors and Committees' Fees Management For Voted - Against
11 Publication of Company Notices Management For Voted - For
STANDARD LITHIUM LTD.
Security ID: 853606101 Ticker: SLI
Meeting Date: 04-Apr-23 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Elect Robert Cross Management For Voted - For
3 Elect Dr. Andrew Robinson Management For Voted - For
4 Elect Robert Mintak Management For Voted - For
5 Elect Jeffrey Barber Management For Voted - For
6 Elect Anthony Alvaro Management For Voted - Against
7 Elect Dr. Volker Berl Management For Voted - For
8 Elect Claudia D'Orazio Management For Voted - For
9 Elect Anca Rusu Management For Voted - For
10 Amendment to the Stock Option Plan Management For Voted - For
11 Amendment to the Long Term Incentive Plan Management For Voted - For
348
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
STELLANTIS N.V
Security ID: N82405106 Ticker: STLA
Meeting Date: 13-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Excluding Pre-Merger Legacy
Matters Management For Voted - Against
4 Remuneration Report (Pre-Merger Legacy Matter) Management For Voted - Against
5 Accounts and Reports Management For Voted - For
6 Allocation of Dividends Management For Voted - For
7 Ratification of Board Acts Management For Voted - Abstain
8 Elect Benoit Ribadeau-Dumas to the Board of
Directors Management For Voted - For
9 Appointment of Auditor (FY2023) Management For Voted - For
10 Appointment of Auditor (FY2024) Management For Voted - For
11 Remuneration Policy Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Suppress Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Cancellation of Shares Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
STMICROELECTRONICS N.V.
Security ID: N83574108 Ticker: STM
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Equity Grant - CEO Management For Voted - For
12 Elect Yann Delabriere to the Supervisory Board Management For Voted - For
13 Elect Ana de Pro Gonzalo to the Supervisory Board Management For Voted - For
14 Elect Frederic Sanchez to the Supervisory Board Management For Voted - For
15 Elect Maurizio Tamagnini to the Supervisory Board Management For Voted - For
16 Elect Helene Vletter-van Dort to the Supervisory
Board Management For Voted - For
17 Elect Paolo Visca to the Supervisory Board Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
349
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Ira Ehrenpreis Management For Voted - Against
2 Elect Kathleen Wilson-Thompson Management For Voted - Against
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Diversity
Aligned with Customer Base and Regional Operations Shareholder Against Voted - For
10 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
12 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
13 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - For
14 Shareholder Proposal Regarding Water Risk Exposure Shareholder Against Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Elon Musk Management For Voted - For
2 Elect Robyn M. Denholm Management For Voted - Against
3 Elect J.B. Straubel Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Key Person Risk
Report Shareholder Against Voted - Against
TOMTOM N.V.
Security ID: N87695123 Ticker: TOM2
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Management For Voted - Against
350
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Accounts and Reports Management For Voted - For
5 Ratification of Management Board Acts Management For Voted - For
6 Ratification of Supervisory Board Acts Management For Voted - For
7 Management Board Remuneration Policy Management For Voted - Against
8 Management Board Investment Plan Management For Voted - Against
9 Elect Taco Titulaer to the Management Board Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
12 Authority to Suppress Preemptive Rights Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
TOYOTA MOTOR CORPORATION
Security ID: J92676113 Ticker: 7203
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Akio Toyoda Management For Voted - Against
3 Elect Shigeru Hayakawa Management For Voted - For
4 Elect Koji Sato Management For Voted - For
5 Elect Hiroki Nakajima Management For Voted - For
6 Elect Yoichi Miyazaki Management For Voted - For
7 Elect Simon Humphries Management For Voted - For
8 Elect Ikuro Sugawara Management For Voted - For
9 Elect Philip Craven Management For Voted - For
10 Elect Masahiko Oshima Management For Voted - For
11 Elect Emi Osono Management For Voted - For
12 Elect Katsuyuki Ogura Management For Voted - Against
13 Elect Takeshi Shirane Management For Voted - Against
14 Elect Ryuji Sakai Management For Voted - Against
15 Elect Catherine O'Connell Management For Voted - For
16 Elect Maoko Kikuchi as Alternate Statutory Auditor Management For Voted - For
17 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement and Carbon
Neutrality Goal Shareholder Against Voted - For
VISTEON CORPORATION
Security ID: 92839U206 Ticker: VC
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect James J. Barrese Management For Voted - Against
2 Elect Naomi M. Bergman Management For Voted - For
3 Elect Jeffrey D. Jones Management For Voted - Against
4 Elect Bunsei Kure Management For Voted - Against
5 Elect Sachin S. Lawande Management For Voted - For
6 Elect Joanne M. Maguire Management For Voted - For
7 Elect Robert J. Manzo Management For Voted - Against
351
Global X Autonomous & Electric Vehicles ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Francis M. Scricco Management For Voted - For
9 Elect David L. Treadwell Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Security ID: 929740108 Ticker: WAB
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Rafael Santana Management For Voted - For
2 Elect Lee C. Banks Management For Voted - For
3 Elect Byron S. Foster Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - Against
XPENG INC.
Security ID: 98422D105 Ticker: XPEV
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Xiaopeng He Management For Voted - Against
3 Elect Donghao Yang Management For Voted - Against
4 Directors' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 General Mandate to Issue Shares Management For Voted - Against
7 General Mandate to Repurchase Shares Management For Voted - For
8 Authority to Issue Repurchased Shares Management For Voted - Against
9 Amendments to Articles Management For Voted - For
352
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
ARGO BLOCKCHAIN PLC
Security ID: G053A3104 Ticker: ARB
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Elect Matthew Shaw Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
7 Authority to Issue Shares w/ Preemptive Rights
(Additional 20%) Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights
(Additional 20%) Management For Voted - For
11 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
BAKKT HOLDINGS, INC.
Security ID: 05759B107 Ticker: BKKT
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect David C. Clifton Management For Voted - For
1.2 Elect De'Ana Dow Management For Voted - For
1.3 Elect Gordon Watson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2021 Omnibus Incentive Plan Management For Voted - For
BIGG DIGITAL ASSETS INC.
Security ID: 089804108 Ticker: BIGG
Meeting Date: 16-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Mark Binns Management For Voted - For
4 Elect Lance Morginn Management For Voted - Against
5 Elect Kim Evans Management For Voted - Against
6 Elect Robert Birmingham Management For Voted - Against
7 Elect Kalle Radage Management For Voted - For
8 Elect Mark Healy Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
11 Transaction of Other Business Management For Voted - Against
353
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
BIT DIGITAL, INC.
Security ID: G1144A105 Ticker: BTBT
Meeting Date: 29-Jul-22 Meeting Type: Annual
1.1 Elect Zhaohui Deng Management For Voted - Withheld
1.2 Elect Erke Huang Management For Voted - Withheld
1.3 Elect Ichi Shih Management For Voted - Withheld
1.4 Elect Yan Xiong Management For Voted - For
1.5 Elect Brock Pierce Management For Voted - For
2 Reverse Stock Split and Increase in Authorized
Share Capital Management For Voted - For
3 Amendment to Articles Management For Voted - For
BITFARMS LTD.
Security ID: 09173B107 Ticker: BITF
Meeting Date: 24-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Nicolas Bonta Management For Voted - For
3 Elect Andres Finkielsztain Management For Voted - For
4 Elect Emiliano Joel Grodzki Management For Voted - Against
5 Elect Edith M. Hofmeister Management For Voted - For
6 Elect Brian Howlett Management For Voted - For
7 Elect L. Geoffrey Morphy Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Share Consolidation Management For Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Roelof F. Botha Management For Voted - For
1.2 Elect Amy Brooks Management For Voted - Withheld
1.3 Elect Shawn Carter Management For Voted - For
1.4 Elect Jim McKelvey Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
CIPHER MINING INC.
Security ID: 17253J106 Ticker: CIFR
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect Holly Morrow Evans Management For Voted - Withheld
354
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect James E. Newsome Management For Voted - For
1.3 Elect Wesley Williams Management For Voted - For
2 Ratification of Auditor Management For Voted - For
CLEANSPARK, INC.
Security ID: 18452B209 Ticker: CLSK
Meeting Date: 08-Mar-23 Meeting Type: Annual
1.1 Elect Zachary K. Bradford Management For Voted - For
1.2 Elect S. Matthew Schultz Management For Voted - For
1.3 Elect Larry McNeill Management For Voted - Withheld
1.4 Elect Thomas L. Wood Management For Voted - For
1.5 Elect Roger P. Beynon Management For Voted - For
1.6 Elect Amanda Cavaleri Management For Voted - For
2 Increase in Authorized Common Stock Management For Voted - Against
3 Amendment to the 2017 Incentive Plan Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
COINBASE GLOBAL, INC.
Security ID: 19260Q107 Ticker: COIN
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld
1.2 Elect Kathryn Haun Management For Voted - Withheld
1.3 Elect Kelly A. Kramer Management For Voted - For
1.4 Elect Tobias Lutke Management For Voted - For
1.5 Elect Gokul Rajaram Management For Voted - For
1.6 Elect Fred Wilson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
EBANG INTERNATIONAL HOLDINGS INC.
Security ID: G3R33A106 Ticker: EBON
Meeting Date: 20-Nov-22 Meeting Type: Special
1 Share Consolidation Management For Voted - For
GALAXY DIGITAL HOLDINGS LTD.
Security ID: G37092106 Ticker: GLXY
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Elect Michael Novogratz Management For Voted - For
2 Elect Bill Koutsouras Management For Voted - Against
3 Elect Dominic Docherty Management For Voted - Against
355
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Michael Daffey Management For Voted - For
5 Elect Jane Dietze Management For Voted - Against
6 Elect Damien Vanderwilt Management For Voted - For
7 Elect Richard Tavoso Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Declaration of Non-US Status Management N/A Voted - Abstain
10 To the extent that Shareholder holds shares of the
Company for the account or benefit of any other
person, such person is not a U.S. resident Management N/A Voted - Abstain
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
GREENBOX POS
Security ID: 39366L208 Ticker: GBOX
Meeting Date: 06-Oct-22 Meeting Type: Annual
1.1 Elect N. Adele Hogan Management For Voted - Withheld
1.2 Elect Dennis James Management For Voted - For
1.3 Elect Ezra Laniado Management For Voted - For
1.4 Elect William J. Caragol Management For Voted - Withheld
1.5 Elect Genevieve Baer Management For Voted - For
1.6 Elect Fredi Nisan Management For Voted - For
1.7 Elect Ben Errez Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Company Name Change (Articles) Management For Voted - For
5 Company Name Change (Bylaws) Management For Voted - For
HIVE BLOCKCHAIN TECHNOLOGIES LTD.
Security ID: 43366H704 Ticker: HIVE
Meeting Date: 20-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Frank Holmes Management For Voted - Against
3 Elect Ian Mann Management For Voted - Against
4 Elect Susan B. McGee Management For Voted - For
5 Elect Marcus New Management For Voted - Against
6 Elect Dave Perrill Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Stock Option Plan Renewal Management For Voted - For
356
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
MARATHON DIGITAL HOLDINGS, INC.
Security ID: 565788106 Ticker: MARA
Meeting Date: 04-Nov-22 Meeting Type: Annual
1 Elect Georges Antoun Management For Voted - Withheld
2 Elect Jay P. Leupp Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Increase in Authorized Common Stock Management For Voted - For
5 Transaction of Other Business Management For Voted - Against
NORTHERN DATA AG
Security ID: D5S1LG112 Ticker: NB2
Meeting Date: 19-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Stock Option Plan 2022; Increase in Conditional
Capital Management For Voted - For
10 Amendment to Stock Option Plan 2020,2021,2021/II;
Increase in Conditional Capital Management For Voted - Against
11 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
12 Approval of a Profit-and-Loss Transfer Agreement Management For Voted - For
13 Management Board Remuneration Policy Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 12-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Increase in Authorised Capital Management For Voted - For
3 Stock Option Plan; Increase in Conditional Capital Management For Voted - For
4 Amendment to Stock Option Plan 2020,2021,2021/II Management For Voted - Against
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
357
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
OVERSTOCK.COM, INC.
Security ID: 690370101 Ticker: OSTK
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Allison H. Abraham Management For Voted - For
2 Elect William B. Nettles, Jr. Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2005 Equity Incentive Plan Management For Voted - For
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
358
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the 2015 Equity Incentive Plan Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Policy Against
Discriminatory Exclusion in Conflict Zones Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Transparency Reports
and Account Suspensions Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
RIOT BLOCKCHAIN, INC.
Security ID: 767292105 Ticker: RIOT
Meeting Date: 27-Jul-22 Meeting Type: Annual
1 Elect Hubert Marleau Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Increase in Authorized Common Stock Management For Voted - For
5 Amendment to the 2019 Equity Incentive Plan Management For Voted - Against
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Increase in Authorized Common Stock Management For Voted - For
RIOT PLATFORMS, INC.
Security ID: 767292105 Ticker: RIOT
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Hannah Cho Management For Voted - For
2 Elect Lance D'Ambrosio Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
SOS LIMITED
Security ID: 83587W205 Ticker: SOS
Meeting Date: 05-Dec-22 Meeting Type: Annual
1 Elect Yandai Wang Management For Voted - For
2 Elect Li Sing Leung Management For Voted - Against
359
Global X Blockchain ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Russell Krauss Management For Voted - Against
4 Elect Douglas L. Brown Management For Voted - Against
5 Elect Ronggang (Jonathan) Zhang Management For Voted - Against
6 Elect Wenbin Wu Management For Voted - Against
7 Appointment of Auditor Management For Voted - For
8 Approval of the 2022 Equity Incentive Plan Management For Voted - Against
9 Related Party Transactions Management For Voted - For
TERAWULF INC.
Security ID: 88080T104 Ticker: WULF
Meeting Date: 23-Feb-23 Meeting Type: Special
1 Increase in Authorized Preferred and Common Stock Management For Voted - Against
2 Permit Shareholders to Act by Written Consent Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Paul B. Prager Management For Voted - For
1.2 Elect Nazar M. Khan Management For Voted - For
1.3 Elect Kerri M. Langlais Management For Voted - For
1.4 Elect Michael C. Bucella Management For Voted - For
1.5 Elect Walter E. Carter Management For Voted - For
1.6 Elect Catherine J. Motz Management For Voted - For
1.7 Elect Jason G. New Management For Voted - For
1.8 Elect Steven T. Pincus Management For Voted - Withheld
1.9 Elect Lisa A. Prager Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
360
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
AFC GAMMA, INC.
Security ID: 00109K105 Ticker: AFCG
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Alexander C. Frank Management For Voted - Withheld
1.2 Elect Marnie Sudnow Management For Voted - For
2 Ratification of Auditor Management For Voted - For
AURORA CANNABIS INC.
Security ID: 05156X884 Ticker: ACB
Meeting Date: 14-Nov-22 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Ronald Funk Management For Voted - Withheld
2.2 Elect Miguel Martin Management For Voted - For
2.3 Elect Michael Singer Management For Voted - For
2.4 Elect Norma Beauchamp Management For Voted - For
2.5 Elect Margaret Shan Atkins Management For Voted - Withheld
2.6 Elect Theresa Firestone Management For Voted - For
2.7 Elect Adam Szweras Management For Voted - For
2.8 Elect Lance Friedmann Management For Voted - Withheld
2.9 Elect Chitwant S. Kohli Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Amendment to the Stock Option Plan Management For Voted - For
5 Amendment to the Restricted Share Unit Plan Management For Voted - For
6 Amendment to the Performance Share Unit Plan Management For Voted - For
7 Amendment to the Deferred Share Unit Plan Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
BYND CANNASOFT ENTERPRISES INC.
Security ID: 05608P109 Ticker: BYND
Meeting Date: 29-May-23 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Yftah Ben Yaackov Management For Voted - For
2.2 Elect Marcel Maram Management For Voted - For
2.3 Elect Avner Tal Management For Voted - For
2.4 Elect Gabi Kabazo Management For Voted - Withheld
2.5 Elect Harold Wolkin Management For Voted - Withheld
2.6 Elect Stefania Szabo Management For Voted - Withheld
2.7 Elect Niv Shirazi Management For Voted - For
2.8 Elect Carmel Zigdon Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Approval of the Stock Option Plan Management For Voted - For
5 Approval of the Restricted Share Unit Plan Management For Voted - For
361
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Transaction of Other Business Management For Voted - Against
CANOPY GROWTH CORPORATION
Security ID: 138035100 Ticker: WEED
Meeting Date: 15-Sep-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Judy A. Schmeling Management For Voted - For
3 Elect David Klein Management For Voted - For
4 Elect Garth Hankinson Management For Voted - For
5 Elect Robert L. Hanson Management For Voted - Against
6 Elect David A. Lazzarato Management For Voted - For
7 Elect James A. Sabia Jr. Management For Voted - For
8 Elect Theresa Yanofsky Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Employee Stock Purchase Plan Renewal Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
CHARLOTTE'S WEB HOLDINGS, INC.
Security ID: 16106R109 Ticker: CWEB
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Jonathan Atwood Management For Voted - For
4 Elect John Held Management For Voted - For
5 Elect Thomas Lardieri Management For Voted - For
6 Elect Alicia Morga Management For Voted - For
7 Elect Jacques Tortoroli Management For Voted - For
8 Elect Susan N. Vogt Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
CRESO PHARMA LIMITED
Security ID: Q29985118 Ticker: CPH
Meeting Date: 09-Aug-22 Meeting Type: Annual
1 Approve Issue of Securities (Lenders Options) Management N/A Voted - For
2 Approve Issue of Securities (Placement Options) Management N/A Voted - For
3 Ratify Placement of Securities (Consideration
Shares) Management N/A Voted - For
4 Approve Issue of Securities (Performance Shares) Management N/A Voted - For
5 Creation of a New Class of Securities (Performance
Shares) Management N/A Voted - For
6 Ratify Placement of Securities (Brett Ayers) Management N/A Voted - For
7 Ratify Placement of Securities (Kevin Tansey) Management N/A Voted - For
8 Ratify Placement of Securities (Odeon Nominees) Management N/A Voted - For
362
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Ratify Placement of Securities (Noble House
Consulting Ltd) Management N/A Voted - For
10 Acquisition of Sierra Sage Herbs Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
CRONOS GROUP INC.
Security ID: 22717L101 Ticker: CRON
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Jason Adler Management For Voted - Against
3 Elect Kendrick Ashton Jr. Management For Voted - Against
4 Elect Kamran Khan Management For Voted - For
5 Elect Dominik Meier Management For Voted - For
6 Elect Michael Gorenstein Management For Voted - For
7 Elect Elizabeth Seegar Management For Voted - For
8 Elect James Rudyk Management For Voted - Against
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
FIRE & FLOWER HOLDINGS CORP.
Security ID: 318108305 Ticker: FAF
Meeting Date: 25-Jul-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Sharon Ranson Management For Voted - For
4 Elect Donald A. Wright Management For Voted - For
5 Elect Avininder Grewal Management For Voted - Against
6 Elect Stephane Trudel Management For Voted - For
7 Elect Guillaume Leger Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Amendment to the 2021 Share Option Plan Management For Voted - For
10 Amendment to the Initial Option Plan Management For Voted - For
11 Amendment to the 2019 Option Plan Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval of Amendments to Series C Warrants and
Private Placement Management For Voted - For
363
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
FLORA GROWTH CORP.
Security ID: 339764102 Ticker: FLGC
Meeting Date: 05-Jul-22 Meeting Type: Annual
1 Elect Luis Merchan Management For Voted - For
2 Elect John Timothy Leslie Management For Voted - For
3 Elect Beverley J. Richardson Management For Voted - For
4 Elect Juan Carlos Gomez Roa Management For Voted - For
5 Elect Annabelle Manalo-Morgan Management For Voted - For
6 Elect Marc Mastronardi Management For Voted - Against
7 Elect Brandon Konigsberg Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Approval of the Incentive Compensation Plan Management For Voted - For
10 Approval of By-Law No. 1 Management For Voted - For
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Hussein Rakine Management For Voted - For
2 Elect Clifford Starke Management For Voted - For
3 Elect John Timothy Leslie Management For Voted - For
4 Elect Beverley J. Richardson Management For Voted - For
5 Elect Juan Carlos Gomez Roa Management For Voted - Withheld
6 Elect Edward Woo Management For Voted - Withheld
7 Elect Kevin Taylor Management For Voted - For
8 Elect Thomas Solomon Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Share Consolidation Management For Voted - For
11 Authorization of Preferred Stock Management For Voted - For
12 Company Name Change Management For Voted - For
13 Amendment to the 2022 Stock Plan Management For Voted - For
HEXO CORP.
Security ID: 428304307 Ticker: HEXO
Meeting Date: 04-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendment to Convertible Debt with Potential
Issuance of Common Shares to Tilray Management For Voted - For
3 Potential Issuance of Common Shares to KAOS Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
HEXO CORP.
Security ID: 428304406 Ticker: HEXO
Meeting Date: 31-Jan-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
364
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Mark Attanasio Management For Voted - For
4 Elect Robin Godfrey Management For Voted - For
5 Elect Peter James Montour Management For Voted - Against
6 Elect William Todd Montour Management For Voted - Against
7 Elect Helene F. Fortin Management For Voted - For
8 Elect Vincent Chiara Management For Voted - Against
9 Elect Denise M. Faltischek Management For Voted - For
10 Elect Roger Savell Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
Meeting Date: 14-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger/Acquisition Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
INCANNEX HEALTHCARE LIMITED
Security ID: Q4886P115 Ticker: IHL
Meeting Date: 29-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Management N/A Voted - For
4 Re-elect Troy Valentine Management For Voted - Against
5 Elect George Anastassov Management For Voted - For
6 Elect Robert B. Clark Management For Voted - For
7 Amendments to Constitution Management For Voted - Against
8 Equity Grant (NED Robert Clark) Management For Voted - Against
9 Appoint Auditor Management For Voted - For
INNOVATIVE INDUSTRIAL PROPERTIES, INC.
Security ID: 45781V101 Ticker: IIPR
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Alan D. Gold Management For Voted - For
2 Elect Gary A. Kreitzer Management For Voted - For
3 Elect Mary A. Curran Management For Voted - For
4 Elect Scott Shoemaker Management For Voted - Withheld
5 Elect Paul Smithers Management For Voted - For
6 Elect David Stecher Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
365
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTERCURE LTD
Security ID: M549GJ111 Ticker: INCR
Meeting Date: 15-Sep-22 Meeting Type: Annual
1 Elect Ehud Barak Management For Voted - For
2 Elect Alexander Rabinovich Management For Voted - For
3 Elect David Salton Management For Voted - For
4 Elect Alon Granot Management For Voted - For
5 Confirmation of Controlling Shareholder Management N/A Voted - Against
6 Confirmation of Controlling Shareholder Management N/A Voted - Against
7 Confirmation of Controlling Shareholder Management N/A Voted - Against
8 Confirmation of Controlling Shareholder Management N/A Voted - Against
9 Stock Option Plan Management For Voted - Against
10 Confirmation of Controlling Shareholder Management N/A Voted - Against
11 Extend Exercise Period of Options to Board Chair Management For Voted - Against
12 Confirmation of Controlling Shareholder Management N/A Voted - Against
13 Retroactive Approval of Option Grants Management For Voted - For
14 Confirmation of Controlling Shareholder Management N/A Voted - Against
15 Option Grant of CEO Management For Voted - Against
16 Confirmation of Controlling Shareholder Management N/A Voted - Against
17 Base Salary Increase of CEO Management For Voted - For
18 Confirmation of Controlling Shareholder Management N/A Voted - Against
MYMD PHARMACEUTICALS, INC.
Security ID: 62856X102 Ticker: MYMD
Meeting Date: 14-Dec-22 Meeting Type: Annual
1.1 Elect Christopher C. Chapman Management For Voted - For
1.2 Elect Craig Eagle Management For Voted - For
1.3 Elect Christopher C. Schreiber Management For Voted - For
1.4 Elect Joshua N. Silverman Management For Voted - Withheld
1.5 Elect Jude Uzonwanne Management For Voted - Withheld
1.6 Elect Bill J. White Management For Voted - For
2 Ratification of Auditor Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Special
1 Issuance of Common Stock Pursuant to the Securities
Purchase Agreement Management For Voted - For
2 Amendment to Articles Regarding Quorum Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
366
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
ORGANIGRAM HOLDINGS INC.
Security ID: 68620P101 Ticker: OGI
Meeting Date: 28-Feb-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Peter Amirault Management For Voted - For
3 Elect Geoffrey Machum Management For Voted - For
4 Elect Ken Manget Management For Voted - Against
5 Elect Stephen A. Smith Management For Voted - Against
6 Elect Dexter John Management For Voted - Against
7 Elect Sherry Porter Management For Voted - For
8 Elect Marni Wieshofer Management For Voted - Against
9 Elect Simon Ashton Management For Voted - For
10 Elect Beena Goldenberg Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Equity Incentive Plan Renewal Management For Voted - For
13 Removal of Preferred Shares Management For Voted - For
14 Share Consolidation Management For Voted - For
POWER REIT
Security ID: 73933H101 Ticker: PW
Meeting Date: 30-Aug-22 Meeting Type: Annual
1.1 Elect David H. Lesser Management For Voted - Withheld
1.2 Elect Virgil E. Wenger Management For Voted - For
1.3 Elect Patrick R. Haynes III Management For Voted - For
1.4 Elect William S. Susman Management For Voted - Withheld
1.5 Elect Dionisio DAguilar Management For Voted - For
2 Ratification of Auditor Management For Voted - For
SUNDIAL GROWERS INC.
Security ID: 86730L109 Ticker: SNDL
Meeting Date: 21-Jul-22 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Gregory Mills Management For Voted - For
2.2 Elect Zachary George Management For Voted - For
2.3 Elect Gregory G. Turnbull Management For Voted - For
2.4 Elect Bryan Pinney Management For Voted - For
2.5 Elect Lori S. Ell Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Company Name Change Management For Voted - For
5 Share Consolidation Management For Voted - For
6 Plan of Arrangement Management For Voted - For
367
Global X Cannabis ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE VALENS COMPANY INC.
Security ID: 91914P603 Ticker: VLNS
Meeting Date: 02-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Guy Beaudin Management For Voted - For
4 Elect Andrew Cockwell Management For Voted - For
5 Elect Karin A. McCaskill Management For Voted - For
6 Elect Ashley McGrath Management For Voted - For
7 Elect A. Tyler Robson Management For Voted - For
8 Elect Drew Wolf Management For Voted - For
9 Elect Aida Moudachirou-Rebois Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Merger Management For Voted - For
TILRAY BRANDS, INC.
Security ID: 88688T100 Ticker: TLRY
Meeting Date: 16-Mar-23 Meeting Type: Annual
1 Elect John M. Herhalt Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to Authorized Common Stock Management For Voted - For
WM TECHNOLOGY, INC.
Security ID: 92971A109 Ticker: MAPS
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Tony Aquila Management For Voted - For
1.2 Elect Brenda C. Freeman Management For Voted - For
1.3 Elect Olga Gonzalez Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Abstain
368
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
3SBIO INC
Security ID: G8875G102 Ticker: 1530
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect PU Tianruo Management For Voted - Against
5 Elect Heidi YANG Hoi Ti Management For Voted - For
6 Elect ZHANG Dan Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
ALPHAMAB ONCOLOGY (HK) LIMITED
Security ID: G0330A101 Ticker: 9966
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Authority to Repurchase Shares Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authority to Issue Repurchased Shares Management For Voted - Against
7 Elect Kevin WEI Cheng Management For Voted - Against
8 Elect WU Dong Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Amendments to Articles Management For Voted - For
ANJOY FOODS GROUP CO. LTD.
Security ID: Y265F3109 Ticker: 603345
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Amendments To The Connected Transactions
Decision-Making System Management For Voted - For
369
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING BOHUI INNOVATION BIOTECHNOLOGY GROUP CO. LTD.
Security ID: Y0R719108 Ticker: 300318
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Approval of 2022 Directors' Report Management For Voted - For
2 Approval of 2022 Supervisors' Report Management For Voted - For
3 Approval of 2022 Accounts and Reports Management For Voted - For
4 Approval of 2022 Annual Report and its Summary Management For Voted - For
5 Allocation of 2022 Profits Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Approval of Directors' Fees Management For Voted - For
8 Approval of Supervisors' Fees Management For Voted - For
9 Authority to Give Guarantees in 2023 Management For Voted - Against
10 Approval of Line of Credit Management For Voted - For
11 Approval of Independent Directors' Fees Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect SHEN Zhiwei Management For Voted - Against
14 Elect DONG Haifeng Management For Voted - For
15 Elect ZENG Chenglin Management For Voted - For
16 Elect SHEN Yong Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect BAN Jun Management For Voted - For
19 Elect ZHANG Xiaosu Management For Voted - For
20 Elect YIN Jun Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect DU Jianghong Management For Voted - For
23 Elect XU Chengfei Management For Voted - Against
BEIJING SL PHARMACEUTICAL CO., LTD.
Security ID: Y0773L119 Ticker: 002038
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny1.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Reappointment Of 2023 Audit Firm Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
8 Short-Term Risk Investment With Proprietary Funds Management For Voted - For
9 Elect ZHU Xuexin Management For Voted - Against
370
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING TIANTAN BIOLOGICAL PRODUCTS CORPORATION LTD.
Security ID: Y0770S109 Ticker: 600161
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 Confirmation Of Allowance For Independent Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.50000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
8 Assets Retirement And Provision For Assets
Impairment Management For Voted - For
9 Application for Comprehensive Credit Line Management For Voted - For
10 Reappointment of Audit Firm Management For Voted - For
11 Confirmation of 2022 Continuing Connected
Transactions and 2023 Estimated Continuing
Connected Transactions Management For Voted - For
12 Amendments To And Renewal Of A Financial Service
Agreement Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect YANG Huichuan Management For Voted - Against
15 Elect HU Ligang Management For Voted - Against
16 Elect SUN Jinglin Management For Voted - For
17 Elect FU Daoxing Management For Voted - For
18 Elect LIU Yana Management For Voted - For
19 Elect ZHOU Dongbo Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect GU Fenling Management For Voted - For
22 Elect FANG Yan Management For Voted - For
23 Elect ZHANG Mu Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect CHEN Jian Management For Voted - Against
26 Elect CHENG Tan Management For Voted - For
BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO LTD
Security ID: Y077CK103 Ticker: 603392
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
371
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Proposal to Use Idle Proprietary Funds for Cash
Management Management For Voted - For
2 Proposal to Use Idle Raised Funds for Cash
Management Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Special
1 2023 Employee Stock Ownership Plan Draft and its
Summary Management For Voted - Against
2 Management Rules for 2023 Employee Stock Ownership
Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters in
Relation to Employee Stock Ownership Plan Management For Voted - Against
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 10-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Allocation Plan Management For Voted - For
6 Independent Directors Fees Management For Voted - For
7 Non-Independent Directors Fees Management For Voted - For
8 2023 Supervisors Fees Management For Voted - For
9 Reappointment of 2023 Auditor Management For Voted - For
10 Application for Comprehensive Credit Line to Banks
and Provision of Guarantee for Subsidiaries Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Special
1 Termination of Projects Financed with Raised Funds
and Permanently Supplementing the Working Capital
or Repaying Loans with the Surplus Raised Funds Management For Voted - For
2 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
BERRY GENOMICS CO LTD
Security ID: Y1306V103 Ticker: 000710
Meeting Date: 10-Oct-22 Meeting Type: Special
1 By-Election of Directors Management For Voted - For
372
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
BGI GENOMICS CO. LTD.
Security ID: Y0883H107 Ticker: 300676
Meeting Date: 30-Aug-22 Meeting Type: Special
1 Connected Transaction Regarding Joint Bidding And
Cooperative Construction Of Plot J402-0349 In
Yantian District With Related Parties Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
5 Amendments to the System for Independent Directors Management For Voted - For
6 Amendments to the External Guarantee Management
System Management For Voted - For
7 Amendments to the Connected Transactions Management
System Management For Voted - For
Meeting Date: 11-Oct-22 Meeting Type: Special
1 By-Election Of Non-Employee Supervisors Management For Voted - Against
Meeting Date: 06-Dec-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For
4 The Second Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
5 Management Measures For The Second Phase Employee
Stock Ownership Plan Management For Voted - Against
6 Authorization to the Board to Handle Matters
Regarding the Second Phase Employee Stock Ownership
Plan Management For Voted - Against
Meeting Date: 03-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports and Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Shareholder Returns Plan (2023-2025) Management For Voted - For
373
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Appointment of Auditor Management For Voted - For
8 Provision for Credit Impairment, Asset Impairment
and Write-off of Assets Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Amendments to Management System for External
Investment Management For Voted - For
CANSINO BIOLOGICS INC.
Security ID: Y1099N110 Ticker: 6185
Meeting Date: 21-Dec-22 Meeting Type: Special
1 Change in Use of Proceeds from the H Share Offering Management For Voted - For
2 Report on the Use of Proceeds Raised in Previous
Offerings Management For Voted - For
3 Use of Remaining Over-Raised Proceeds from the A
Share Offering Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Special
1 Adoption of 2023 A Share Employee Stock Ownership
Plan Management For Voted - Against
2 Administrative Measures for the 2023 A Share
Employee Stock Ownership Plan Management For Voted - Against
3 Board Authorization Regarding the 2023 A Share
Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Credit Applications Management For Voted - For
9 Change in Use of Proceeds from the A Share Offering Management For Voted - For
10 Approval of the Uncovered Losses Amounting to
One-Third of the Company's Total Paid-Up Share
Capital Management For Voted - For
11 Dividend Distribution Plan for the Next Three Years
(2023-2025) Management For Voted - For
12 Authority to Issue Shares H and/or A w/o Preemptive
Rights Management For Voted - Against
13 Issuance of A Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase H Shares Management For Voted - For
15 Authority to Repurchase A Shares Management For Voted - For
16 Authority to Issue Onshore and Offshore Debt
Financing Instruments Management For Voted - For
374
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jun-23 Meeting Type: Other
1 Issuance of A Shares w/o Preemptive Rights Management For Voted - Against
2 Authority to Repurchase H Shares Management For Voted - For
3 Authority to Repurchase A Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES GROUP INC.
Security ID: Y1293Q109 Ticker: 000661
Meeting Date: 25-Jul-22 Meeting Type: Special
1 2022 Employee Restricted Shares Plan and Share
Option Plan (Draft) and Its Summary Management For Voted - For
2 Implementation of Management Policy for 2022
Employee Restricted Shares Plan and Share Option
Plan Management For Voted - For
3 Implementation of Appraisal Management for 2022
Employee Restricted Shares Plan and Share Option
Plan Management For Voted - For
4 Authorization of the Board to Handle Matters In
Relation to the 2022 Employee Restricted Shares
Plan and Share Option Plan Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 16-Feb-23 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny10.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 Reappointment Of 2023 Financial Audit Firm Management For Voted - For
7 Reappointment Of 2023 Internal Control Audit Firm Management For Voted - For
8 Repurchase And Cancellation Of Some Restricted
Stocks Management For Voted - For
9 Amendments To The Company S Articles Of Association Management For Voted - For
375
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 08-May-23 Meeting Type: Special
1 Connected Transaction Regarding Transfer of
Equities in Subsidiaries Management For Voted - For
CHENGDU KANGHUA BIOLOGICAL PRODUCTS CO. LTD.
Security ID: Y130CL108 Ticker: 300841
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
7 Reappointment Of 2023 Audit Firm Management For Voted - For
8 2022 Internal Control Self-Evaluation Report Management For Voted - For
9 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
10 Confirmation of 2022 Remuneration for Directors and
Supervisors and 2023 Remuneration Plan Management For Voted - For
11 Amendments to the Articles of Association and
Handling the Industrial and Commercial Registration
Amendment Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
14 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
15 Amendments To The Connected Transactions Management
System Management For Voted - For
16 Amendments To The External Guarantee Management
System Management For Voted - For
17 Amendments To The External Investment Management
System Management For Voted - For
18 Amendments To The Investors Relation Management
System Management For Voted - For
CHONGQING ZHIFEI BIOLOGICAL PRODUCTS COMPANY
Security ID: Y1601T100 Ticker: 300122
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Audited Financial Statements Management For Voted - For
376
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Approval of 2023 Line of Credit Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Amendments to Procedural Rules Regarding
Remuneration of Directors and Supervisors Management For Voted - For
10 Amendments to Company's Registered Address and
Articles Bundled Management For Voted - For
CSPC PHARMACEUTICAL GROUP LIMITED
Security ID: Y1837N109 Ticker: 1093
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Cuilong Management For Voted - For
6 Elect PAN Weidong Management For Voted - For
7 Elect JIANG Hao Management For Voted - For
8 Elect WANG Hongguang Management For Voted - For
9 Elect Alan AU Chun Kwok Management For Voted - For
10 Elect LI Quan Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Grant Options Under share Option Scheme Management For Voted - Against
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Security ID: Y1856D115 Ticker: 002030
Meeting Date: 14-Sep-22 Meeting Type: Special
1 2022 Estimated Continuing Connected Transactions Management For Voted - For
DAAN GENE CO.LTD.
Security ID: Y1856D115 Ticker: 002030
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Amendments to 2022 Estimated Continuing Connected
Transactions Management For Voted - For
2 Raised Funds Management Measures (October 2022) Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Increase Of The Investment In Construction Of A
Building Management For Voted - For
377
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Increase Of The Investment Amount Of A Cooperation
Project Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Financial Budget Management For Voted - For
9 Use of Idle Own Funds for Cash Management Management For Voted - For
GENSCRIPT BIOTECH CORPORATION
Security ID: G3825B105 Ticker: 1548
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WANG Jiafen Management For Voted - For
5 Elect DAI Zumian Management For Voted - Against
6 Elect PAN Jiuan Management For Voted - For
7 Elect WANG Xuehai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
GETEIN BIOTECH INC.
Security ID: Y2R9W4107 Ticker: 603387
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder
Meetings and Other Systems Management For Voted - Against
4 Elect LUO JING Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
378
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny3.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 2022 Remuneration For Directors And Supervisors Management For Voted - For
7 Use Of Proprietary Idle Funds For Investment And
Wealth Management Management For Voted - For
8 Application for Comprehensive Credit Line to Banks
by the Company and Wholly-Owned and Controlled
Subsidiaries Management For Voted - For
9 Appointment of 2023 Audit Firm Management For Voted - For
10 External Guarantee On Supply Chain Financing
Cooperation With Banks Management For Voted - For
GUANGDONG HYBRIBIO BIOTECH CO. LTD
Security ID: Y292A7109 Ticker: 300639
Meeting Date: 31-Aug-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect GUAN Qiaozhong Management For Voted - For
6 Elect HUANG Weixiong Management For Voted - For
7 Elect WANG Jianyu Management For Voted - Against
8 Elect GUAN Zhisheng Management For Voted - For
9 Elect YANG Xiaoyan Management For Voted - For
10 Elect XIE Longxu Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect QIAO Youlin Management For Voted - For
13 Elect YANG Chunxue Management For Voted - For
14 Elect CHEN Yingshi Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect MA Ruijun Management For Voted - For
17 Elect QIU Meilan Management For Voted - Against
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Purpose of the Share Repurchase Management For Voted - For
2 Share Repurchase Method and Price Range of Shares
to Be Repurchased Management For Voted - For
3 Total Amount and Source of the Funds to Be Used for
the Share Repurchase Management For Voted - For
4 Type, Purpose, Number and Percentage to the Total
Capital of Shares to Be Repurchased Management For Voted - For
379
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Time Limit of the Share Repurchase Management For Voted - For
6 Authorization for the Share Repurchase Management For Voted - For
GUANGZHOU WONDFO BIOTECH CO LTD.
Security ID: Y2933U104 Ticker: 300482
Meeting Date: 07-Sep-22 Meeting Type: Special
1 Eligibility for Share Offering to Specific Parties
on the Chinext Board Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Issuing Price and Pricing Principles Management For Voted - Against
6 Issuing Size Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Market Management For Voted - Against
9 Use of Proceeds Management For Voted - Against
10 Arrangement for Undistributed Profits Management For Voted - Against
11 Resolution Validity Management For Voted - Against
12 Preplan For 2022 Share Offering To Specific Parties
On The Chinext Board Management For Voted - Against
13 Feasibility Analysis Report on the Use of Proceeds Management For Voted - Against
14 Demonstration Analysis Report On The Plan For 2022
Share Offering To Specific Parties On The Chinext
Board Management For Voted - Against
15 Report On The Use Of Previously Raised Funds Management For Voted - For
16 Management Commitment on Dilution Measures Management For Voted - Against
17 Board Authorization to Handle Matter Related to
2022 Share Offering to Specific Parties on the
Chinext Board Management For Voted - Against
18 Shareholder Return Plan for the Next Three Years
(2023-2025) Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Allocation Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Reappointment of 2023 Auditor Management For Voted - For
9 Cash Management with Some Proprietary Idle Funds Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 WANG Jihua's Fees Management For Voted - For
12 LI Wenmei's Fees Management For Voted - For
13 HE Xiaowei's Fees Management For Voted - For
14 PENG Zhongxiong's Fees Management For Voted - For
380
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 CHEN Jingqi's Fees Management For Voted - For
16 LI Congdong's Fees Management For Voted - For
17 2023 Directors and Senior Management Fees Management For Voted - For
18 SONG Qingmei's Fees Management For Voted - For
19 2023 Supervisors Fees Management For Voted - For
20 Amendments to The Companys Articles Management For Voted - Against
21 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
22 Amendments to Procedural Rules: Board Meetings Management For Voted - For
23 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
24 Amendments to Work System for Independent Directors Management For Voted - For
25 Amendments to Management System for External
Guarantees Management For Voted - For
26 Amendments to Management System for External
Investment Management For Voted - For
27 Amendments to Management System for Connected
Transaction Management For Voted - For
28 Amendments to Management System for Information
Disclosure Management For Voted - For
29 Amendments to Management System for Raised Funds Management For Voted - For
30 Application For Comprehensive Credit Line to Banks
and Provision of Guarantee for Distributors and
Subsidiaries Management For Voted - Abstain
31 Elect GE Xinhua Management For Voted - Against
HEBEI CHANGSHAN BIOCHEMICAL PHARMACEUTICAL CO LTD
Security ID: Y31202107 Ticker: 300255
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Special
1 Increase of Guarantee Quota for Wholly-owned
Subsidiaries Management For Voted - For
HUALAN BIOLOGICAL ENGINEERING, INC.
Security ID: Y3737H125 Ticker: 002007
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny3.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
381
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Investment and Wealth Management With Proprietary
Funds Management For Voted - For
7 Reappointment Of 2023 Audit Firm Management For Voted - For
JACOBIO PHARMACEUTICALS GROUP CO. LTD.
Security ID: G4987A109 Ticker: 1167
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WANG Yinxiang Management For Voted - Against
5 Elect WANG Xiaojie Management For Voted - Against
6 Elect SONG Ruilin Management For Voted - Against
7 Elect LU Bai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles of Association Management For Voted - For
JOINN LABORATORIES (CHINA) CO. LTD.
Security ID: Y444TU105 Ticker: 603127
Meeting Date: 17-Nov-22 Meeting Type: Other
1 2022 A-share Restricted Stock Incentive Plan Draft
and Its Summary Management For Voted - For
2 Appraisal Management Rules for the Implementation
of 2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
3 Authorization to Handle Matters in Relation to the
2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Nov-22 Meeting Type: Special
1 2022 A-share Restricted Stock Incentive Plan Draft
and Its Summary Management For Voted - For
2 Appraisal Management Rules for the Implementation
of 2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
3 Authorization to Handle Matters in Relation to the
2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
4 2022 A-Share Employee Stock Ownership Plan Draft
and Its Summary Management For Voted - Against
5 Management Rules for the 2022 A-Shares Employee
Stock Ownership Plan Management For Voted - Against
382
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Authorization to Handle Matters Related to the
Employee Stock Ownership Plan Management For Voted - Against
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect FENG Yuxia Management For Voted - For
9 Elect ZUO Conglin Management For Voted - For
10 Elect GU Xiaolei Management For Voted - For
11 Elect YAO Dalin Management For Voted - For
12 Elect SUN Yunxia Management For Voted - For
13 Elect GAO Dapeng Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect ZHAI Yonggong Management For Voted - For
16 Elect SUN Mingcheng Management For Voted - For
17 Elect OU Xiaojie Management For Voted - For
18 Elect ZHANG Fan Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect HE Yingjun Management For Voted - For
21 Elect ZHAO Wenjie Management For Voted - Against
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 Reappointment Of 2023 Audit Firm Management For Voted - For
6 2023 Remuneration Plan For Directors And Senior
Management Management For Voted - For
7 2023 Remuneration Plan For Supervisors Management For Voted - For
8 2023 Purchase Of Wealth Management Products With
Idle Proprietary Funds Management For Voted - For
9 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny4.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):4.000000 Management For Voted - For
10 Change Of The Company S Registered Capital Management For Voted - For
11 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
12 Amendments To The Company S Rules Of Procedure
Governing Shareholders General Meetings Management For Voted - For
13 General Authorization to the Board Regarding the
Repurchase of A-Shares and (Or) H-Shares Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jun-23 Meeting Type: Other
1 Allocation of Profits/Dividends Management For Voted - For
2 Change of the Company S Registered Capital Management For Voted - For
383
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
4 General Authorization to the Board Regarding the
Repurchase of a-shares and (or) H-shares Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
KINTOR PHARMACEUTICAL LIMITED
Security ID: G5273B107 Ticker: 9939
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect QUN Lu Management For Voted - For
5 Elect XIANG Ni Management For Voted - For
6 Elect Michael XU Min Management For Voted - For
7 Elect Wallace YEUNG Wai Yim Management For Voted - For
8 Elect TONG Liang Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Increase in Authorized Capital Management For Voted - For
15 Amendments to Memorandum of Association Management For Voted - For
16 Amendments to Articles of Association Management For Voted - For
NANJING VAZYME BIOTECH CO., LTD.
Security ID: Y6S9N2101 Ticker: 688105
Meeting Date: 19-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Annual Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Financial Budget
Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2022 Provision For Assets Impairment And Write-Off
Of Assets Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Investment in Wealth Management Products
Management For Voted - For
384
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendments to Articles Bundled Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect CAO Lin Management For Voted - For
13 Elect HU Xiaomei Management For Voted - Against
14 Elect ZHANG Lijun Management For Voted - Against
15 Elect TANG Bo Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect CAI Jiangnan Management For Voted - For
18 Elect XIA Kuanyun Management For Voted - For
19 Elect DONG Wei Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect ZHANG Guoyang Management For Voted - For
22 Elect FENG Su Management For Voted - Against
PACIFIC SHUANGLIN BIO-PHARMACY CO. LTD.
Security ID: Y9829H105 Ticker: 000403
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
Meeting Date: 24-Mar-23 Meeting Type: Special
1 Application for Credit Line by Wholly-owned
Subsidiary and Provision Guarantee by Company Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Appointment of Auditor Management For Voted - For
Meeting Date: 08-Jun-23 Meeting Type: Special
1 Cancellation of Some Stock Options and Repurchase
and Cancellation of Some Locked Restricted Stocks
Granted to Plan Participants Management For Voted - For
PHARMABLOCK SCIENCES (NANJING), INC.
Security ID: Y989F3104 Ticker: 300725
Meeting Date: 06-Jul-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
385
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Plan Management For Voted - For
4 Adjustment Of The Quota And Period Of Idle Raised
Funds And Proprietary Funds For Cash Management Management For Voted - For
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Adjustment of the Authorized Period of Foreign
Exchange Derivatives Transactions Management For Voted - For
2 Adjustment Of The Authorized Period And
Comprehensive Credit Line Applied For To Banks Management For Voted - For
3 Launching Cross-Border Fund Centralized Operation
Business Management For Voted - For
SHANGHAI RAAS BLOOD PRODUCTS CO., LTD.
Security ID: Y7687Z100 Ticker: 002252
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
5 Amendments To The Work System Of Independent
Directors Management For Voted - For
6 Amendments To The External Guarantee Management
Measures Management For Voted - For
7 Amendments To The Connected Transactions Management
Measures Management For Voted - For
8 Amendments To The Raised Funds Management Measures Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Amendments to Articles Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Letter Regarding Guarantee Matters Management For Voted - For
10 Elect PAN Jing Management For Voted - For
386
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANGHAI ZJ BIO-TECH CO. LTD.
Security ID: ADPV56338 Ticker: 688317
Meeting Date: 11-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny12.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2023 Reappointment Of Audit Firm Management For Voted - For
7 2023 Remuneration For Directors Management For Voted - For
8 2023 Remuneration For Supervisors Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect SHAO Junbin Management For Voted - For
3 Elect MA Jingming Management For Voted - For
4 Elect NI Weiqin Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect YU Yongsheng Management For Voted - For
7 Elect LI Xueyao Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect LIN Haiyang Management For Voted - For
10 Elect LIU Xuerui Management For Voted - Against
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO. LTD
Security ID: Y774C4101 Ticker: 300601
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Change of the Purpose of Some Raised Funds to
Permanently supplement the Working Capital Management For Voted - For
2 Reappointment of Auditor Management For Voted - For
3 Downward Adjustment of Conversion Price of the
Company's Convertible Bonds As Proposed by the
Board of Directors Management For Voted - For
4 Authority to Repurchase Shares by Means of
Centralized Bidding Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
387
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Cash Management With Idle Raised Funds Management For Voted - For
7 Purchase of Wealth Management Products with
Proprietary Funds by the Company and its
Wholly-Owned Subsidiaries Management For Voted - For
8 Amendments to Articles Management For Voted - For
SHENZHEN NEPTUNUS BIOENGINEERING CO. LTD.
Security ID: Y7741K107 Ticker: 000078
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHANG Simin Management For Voted - For
3 Elect ZHANG Feng Management For Voted - For
4 Elect CHE Hanshu Management For Voted - Against
5 Elect ZHANG Yifei Management For Voted - For
6 Elect SHEN Dakai Management For Voted - For
7 Elect JIN Rui Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHANG Weidong Management For Voted - For
10 Elect ZHANG Hua Management For Voted - For
11 Elect WANG Huanjun Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect HUANG He Management For Voted - Against
14 Elect WANG Xingquan Management For Voted - For
15 Directors' Fees Management For Voted - For
16 Supervisors' Fees Management For Voted - For
SHENZHEN WEIGUANG BIOLOGICAL PRODUCTS CO. LTD
Security ID: Y774CE109 Ticker: 002880
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Internal Control Self-Evaluation Report Management For Voted - For
7 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
8 2023 Application For Comprehensive Credit Line To
Banks Management For Voted - For
388
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
SICHUAN KELUN PHARMACEUTICAL COMPANY LIMITED
Security ID: Y7931Q104 Ticker: 002422
Meeting Date: 13-Sep-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Proposal for Management Measures for 2022 Employee
Stock Ownership Plan Management For Voted - Against
3 Board Authorization to Handle Matters Related to
2022 Employee Stock Ownership Plan Management For Voted - Against
4 Amendments to Articles Management For Voted - For
5 Elect AO Minggang Management For Voted - For
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Cooperation Agreement To Be Signed Between Msd And
A Controlled Subsidiary Management For Voted - For
3 Change of the Company's Domicile and Amendments to
the Company's Articles of Association Management For Voted - For
4 Approve Capital Injection in Controlled Subsidiary,
Introduction of External Investors and Related
Party Transaction Management For Voted - For
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Proposal for Spin-Off of Subsidiary to the Main
Board of the Stock Exchange of Hong Kong Limited in
Accordance with Relevant Laws and Regulations Management For Voted - For
2 Proposal for Spin-Off of Subsidiary and Initial
Public Offering and Listing on the Stock Exchange
of Hong Kong Limited Management For Voted - For
3 Proposal for Spin-Off of Subsidiary on the Stock
Exchange of Hong Kong Limited Management For Voted - For
4 Proposal for Transaction Complies with Listed
Companies' Spin-Off Rules (Trial) Management For Voted - For
5 Proposal for Transaction is Conducive to
Safeguarding the Legal Rights and Interests of
Shareholders and Creditors Management For Voted - For
6 Proposal on the Company's Independence and
Sustainability Management For Voted - For
7 Proposal on the Company's Standard Operational
Ability Management For Voted - For
8 Approval Purpose, Commercial Rationality, Necessity
and Feasibility Analysis of Spin-Off Management For Voted - For
9 Approval of Explanation of the Completeness,
Compliance and Validity of Legal Documents
Submitted in the Spin-Off Management For Voted - For
10 Board Authorization to Handle All Related Matters Management For Voted - For
389
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Approve Shareholding of Some Senior Management of
the Company in the Proposed Spin-Off of its
Subsidiary and Related Transactions Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - Against
7 Estimation of 2023 Related Party Transactions Management For Voted - For
8 Estimation of 2023 Related Party Transactions with
SSY Group Limited Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Authority to Issue Non-financial Debt Instruments Management For Voted - Abstain
11 Launching Billing Pool Business Management For Voted - For
12 Authority to Give Guarantees Management For Voted - For
13 Investment in Wealth Management Products by the
Company's and its Subsidiaries' Idle Funds Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
16 Chairman of the Board Fees Management For Voted - For
WALVAX BIOTECHNOLOGY COMPANY LTD
Security ID: Y9486E106 Ticker: 300142
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Implementation Of A Project With Raised Funds Management For Voted - For
2 The Company's Eligibility for Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
3 Type of Securities to Be Issued Management For Voted - For
4 Issuing Scale Management For Voted - For
5 Par Value and Issue Price Management For Voted - For
6 Bond Duration Management For Voted - For
7 Interest Rate of the Bond Management For Voted - For
8 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
9 Conversion Period Management For Voted - For
10 Determination of and Adjustment to the Conversion
Price Management For Voted - For
11 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
12 Determining Method for the Number of Converted
Shares Management For Voted - For
13 Redemption Clauses Management For Voted - For
14 Resale Clauses Management For Voted - For
15 Attribution of Related Dividends for Conversion
Years Management For Voted - For
390
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Issuing Targets and Method Management For Voted - For
17 Arrangement for Placing to Original Shareholders Management For Voted - For
18 Matters Regarding the Meetings of Bondholders Management For Voted - For
19 Purpose of the Raised Funds Management For Voted - For
20 Rating Matters Management For Voted - For
21 Guarantee Matters Management For Voted - For
22 Management and Deposit of Raised Funds Management For Voted - For
23 The Valid Period of the Issuing Plan Management For Voted - For
24 Preplan For Issuance Of Convertible Corporate Bonds
To Non-Specific Parties Management For Voted - For
25 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
26 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
27 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - For
28 Diluted Immediate Return After The Issuance Of
Convertible Corporate Bonds To Non-Specific Parties
And Filling Measures And Commitments Of Relevant
Parties Management For Voted - For
29 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
30 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
31 Authorization to the Board to Handle Matters
Regarding the Issuance of Convertible Corporate
Bonds to Non-specific Parties Management For Voted - For
32 Increase of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Yunchun Management For Voted - For
3 Elect HUANG Zhen Management For Voted - For
4 Elect JIANG Runsheng Management For Voted - For
5 Elect FAN Yongwu Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHAO Jianmei Management For Voted - For
8 Elect ZHU Jinyu Management For Voted - For
9 Elect SUN Ganghong Management For Voted - For
10 Elect ZENG Lingbing Management For Voted - For
11 Election Of Ding Shiqing As A Non-Employee
Supervisor Management For Voted - For
12 Reappointment Of 2022 Audit Firm Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
391
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Audited Financial Report Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Increase of the Registered Capital, Change of the
Company S Domicile and Amendments to the Company S
Articles of Association Management For Voted - For
8 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
9 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
10 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
11 Formulation Of The Allowance Management System For
Directors And Supervisors Management For Voted - For
WUHAN KEQIAN BIOLOGY CO LTD
Security ID: Y971E0109 Ticker: 688526
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Change Of Implementing Contents Of Some Projects
Financed With Raised Funds Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2023 Financial Budget Plan Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisory Board Fees Management For Voted - For
9 Estimation of 2023 Related Party Transactions Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Repurchase and Cancellation of Some Restricted
Stocks Under the 2021 Employee Restricted Shares
Plan Management For Voted - For
12 Amendments to Articles Bundled Management For Voted - For
WUXI BIOLOGICS (CAYMAN) INC.
Security ID: G97008117 Ticker: 2269
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Ge LI Management For Voted - Against
392
Global X China Biotech Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect CHEN Zhisheng Management For Voted - For
6 Elect Kenneth Walton Hitchner III Management For Voted - Against
7 Elect Jackson Peter Tai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendments to the Restricted Share Award Scheme Management For Voted - Against
11 Amendments to the Share Award Scheme for Global
Partner Program Management For Voted - Against
12 Adoption of the Scheme Mandate Limit Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
ZAI LAB LIMITED
Security ID: 98887Q104 Ticker: ZLAB
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Samantha Du Management For Voted - For
2 Elect Kai-Xian Chen Management For Voted - For
3 Elect John D. Diekman Management For Voted - For
4 Elect Richard Gaynor Management For Voted - For
5 Elect Nisa Bernice LEUNG Wing-Yu Management For Voted - For
6 Elect William Lis Management For Voted - For
7 Elect Scott W. Morrison Management For Voted - Against
8 Elect Leon O. Moulder, Jr. Management For Voted - For
9 Elect Michel Vounatsos Management For Voted - For
10 Elect Peter Wirth Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 General Mandate to Issue Shares Management For Voted - Against
15 General Mandate to Issue Shares Management For Voted - Against
393
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA GROUP HOLDING LTD
Security ID: KYG017191142
Meeting Date: 30-Sep-22 Meeting Type: Annual General Meeting
2 Elect the Following Director Nominee to Serve on
the Board of Director: Daniel Yong Zhang Management For Voted - For
3 Elect the Following Director Nominee to Serve on
the Board of Director: Jerry Yang Management For Voted - For
4 Elect the Following Director Nominee to Serve on
the Board of Director: Wan Ling Martello Management For Voted - For
5 Elect the Following Director Nominee to Serve on
the Board of Director: Weijian Shan Management For Voted - For
6 Elect the Following Director Nominee to Serve on
the Board of Director: Irene Yun-lien Lee Management For Voted - For
7 Elect the Following Director Nominee to Serve on
the Board of Director: Albert Kong Ping Ng Management For Voted - For
8 Ratify the Appointment of PricewaterhouseCoopers As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending March 31,
2023 Management For Voted - For
BAIDU INC
Security ID: KYG070341048
Meeting Date: 27-Jun-23 Meeting Type: Annual General Meeting
2 That the Companys Fourth Amended and Restated
Memorandum of Association and Articles of
Association be Amended and Restated by Their
Deletion in Their Entirety and by the Substitution
in Their Place of the Fifth Amended and Restated
Memorandum of Association and Articles of
Association in the Form As Set Out in the Meeting
Notice (the Amended M&aa) for the Purposes Of,
Among Others, (i) Bringing the Amended M&aa in Line
with Applicable Amendments Made to Appendix 3 to
the Rules Governing the Listing of Securities on
the Stock Exchange of Hong Kong Limited; and (ii)
Making Other Consequential and Housekeeping Changes
in Conjunction with the Proposed Adoption of the
Amended M&aa Management For Voted - For
BYD COMPANY LTD
Security ID: CNE100000296
Meeting Date: 08-Jun-23 Meeting Type: Annual General Meeting
2 To Consider and Approve the Report of the Board of
Directors of the Company (the Board) for the Year
Ended 31 December 2022 Management For Voted - For
394
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 To Consider and Approve the Report of the
Supervisory Committee of the Company (the
Supervisory Committee) for the Year Ended 31
December 2022 Management For Voted - For
4 To Consider and Approve the Audited Financial
Report of the Company for the Year Ended 31
December 2022 Management For Voted - For
5 To Consider and Approve the Annual Report of the
Company for the Year Ended 31 December 2022 and the
Summary Thereof Management For Voted - For
6 To Consider and Approve the Profit Distribution
Plan of the Company for the Year Ended 31 December
2022 Management For Voted - For
7 To Consider and Approve the Appointment of Ernst &
Young Hua Ming LLP As the Sole External Auditor and
Internal Control Audit Institution of the Company
for the Financial Year of 2023 and to Hold Office
Until the Next Annual General Meeting of the
Company, and to Authorise the Board and the Board
Delegates the Management of the Company to
Determine Their Remuneration Management For Voted - For
8 To Consider and Approve the Provision of Guarantees
by the Group Management For Voted - Against
9 To Consider and Approve the Estimated Cap of
Ordinary Connected Transactions of the Group for
the Year 2023 Management For Voted - For
10 To Consider and Approve: (a) the Grant to the Board
A General Mandate to Allot, Issue and Deal with
Additional H Shares in the Capital of the Company
Subject to the Following Conditions: (i) That the
Aggregate Nominal Amount of H Shares of the Company
Allotted, Issued and Dealt with Or Agreed
Conditionally Or Unconditionally to be Allotted,
Issued Or Dealt with by the Board Pursuant to the
General Mandate Shall Not Exceed 20 Per Cent of the
Aggregate Nominal Amount of H Shares of the Company
in Issue (ii) That the Exercise of the General
Mandate Shall be Subject to All Governmental And/or
Regulatory Approval(s), If Any, and Applicable Laws
(including But Without Limitation, the Company Law
of the Prc and the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
Limited (the Listing Rules)) (iii) That the General
Mandate Shall Remain Valid Until the Earliest of
(1) the Conclusion of the Next Annual General
Meeting of the Company; Or (2) the Expiration of A
12-month Period Following the Passing of This
Resolution; Or (3) the Date on Which the Authority
Set Out in This Resolution is Revoked Or Varied by
A Special Resolution of the Shareholders of the
Company in A General Meeting; and (b) the
Authorisation to the Board to Approve, Execute and
Do Or Procure to be Executed and Done, All Such
Documents, Deeds and Things As It May Consider
Necessary Or Expedient in Connection with the
Allotment and Issue of Any New Shares Pursuant to
395
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
the Exercise of the General Mandate Referred to in
Paragraph (a) of This Resolution Management For Voted - Against
11 To Consider and Approve A General and Unconditional
Mandate to the Directors of Byd Electronic
(international) Company Limited (byd Electronic) to
Allot, Issue and Deal with New Shares of Byd
Electronic Not Exceeding 20 Per Cent of the Number
of the Issued Shares of Byd Electronic Management For Voted - Against
12 To Consider and Approve the Authorisation to the
Board to Determine the Proposed Plan for the
Issuance of Debt Financing Instrument(s) Management For Voted - Against
13 To Consider and Approve Matters in Connection with
the Purchase of Liability Insurance for the Company
and All Directors, Supervisors, Senior Management
and Other Related Persons, and Subject to Obtaining
Authorization from General Meeting, to Agree with
the Delegation of the Board to Authorize the
Chairman Or Its Authorised Persons to Approve and
Handle Matters in Connection with the Purchase of
Liability Insurance for the Company and All
Directors, Supervisors, and Senior Management
(including But Not Limited to the Determination of
Other Related Responsible Persons, the
Determination of the Insurance Company, the
Determination of the Insurance Amount, the Premium
and Other Insurance Clauses, the Signing of
Relevant Legal Documents and Dealing with Other
Matters Relating to the Purchase of Insurance,
Etc.), and to Deal with Matters Relating to the
Renewal Or Repurchase of the Insurance Upon Or
Before the Expiration of the Abovementioned
Liability Insurance Contracts Management For Voted - For
14 To Consider and Approve the Compliance Manual in
Relation to Connected Transaction of the Company As
Set Out in Appendix I to the Circular Dated 19
April 2023 of the Company Management For Voted - For
BYD ELECTRONIC (INTERNATIONAL) CO LTD
Security ID: HK0285041858
Meeting Date: 20-Dec-22 Meeting Type: Extraordinary General Meeting
3 To Approve the Supplemental Supply Agreement and
the Revised Annual Caps Under the Supplemental
Supply Agreement Management For Voted - For
4 To Approve the Supplemental Purchase Agreement and
the Revised Annual Caps Under the Supplemental
Purchase Agreement Management For Voted - For
Meeting Date: 08-Jun-23 Meeting Type: Annual General Meeting
3 To Receive and Consider the Audited Consolidated
Financial Statements and the Report of the
Directors of the Company and the Report of the
396
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Independent Auditors of the Company for the Year
Ended 31 December 2022 Management For Voted - For
4 To Declare A Final Dividend of Rmb0.165 Per Share
for the Year Ended 31 December 2022 Management For Voted - For
5 To Re-appoint Ernst & Young As the Companys Auditor
for the Financial Year of 2023 and to Hold Office
Until the Next Annual General Meeting of the
Company, and to Authorize the Board of Directors of
the Company to Determine Its Remuneration Management For Voted - For
6 To Re-elect Mr. Wang Nian-qiang As an Executive
Director Management For Voted - For
7 To Re-elect Mr. Wang Bo As A Non-executive Director Management For Voted - For
8 To Re-elect Mr. Qian Jing-jie As an Independent
Non-executive Director Management For Voted - For
9 To Authorize the Board of Directors of the Company
to Fix the Remuneration of the Directors of the
Company Management For Voted - For
10 To Grant A General and Unconditional Mandate to the
Directors of the Company to Allot, Issue and Deal
with Additional Shares of the Company Not Exceeding
20 Per Cent. of the Number of Issued Shares of the
Company As at the Date of Passing of This Resolution Management For Voted - Against
11 To Grant A General and Unconditional Mandate to the
Directors of the Company to Repurchase the Companys
Own Shares Not Exceeding 10 Per Cent. of the Number
of Issued Shares of the Company As at the Date of
Passing of This Resolution Management For Voted - For
12 To Extend the General Mandate Granted to the Board
of Directors Pursuant to Resolution No. 8 Above by
Such Additional Shares As Shall Represent the
Number of Shares of the Company Repurchased by the
Company Pursuant to the General Mandate Granted
Pursuant to Resolution No. 9 Above Management For Voted - Against
CONTEMPORARY AMPEREX TECHNOLOGY CO., LIMITED
Security ID: CNE100003662
Meeting Date: 05-Sep-22 Meeting Type: Extraordinary General Meeting
2 2022 Stock Option and Restricted Stock Incentive
Plan (draft) and Its Summary Management For Voted - Against
3 Appraisal Management Measures for the
Implementation of 2022 Stock Option and Restricted
Stock Incentive Plan Management For Voted - Against
4 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - Against
5 Investment in Construction of A Project Management For Voted - For
6 2022 Interim Profit Distribution Plan: the Detailed
Profit Distribution Plan is As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny6.52800000 2)
Bonus Issue from Profit (share/10 Shares): None 3)
Bonus Issue from Capital Reserve (share/10 Shares):
None Management For Voted - For
397
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 16-Nov-22 Meeting Type: Extraordinary General Meeting
1 Capital Increase and Share Expansion of A
Subsidiary, Waiver of Rights and External Guarantee Management For Voted - For
2 2022 Additional Guarantee Quota for Subsidiaries Management For Voted - For
3 Registration and Issuance of Medium-term Notes Management For Voted - For
4 By-election of Directors Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Annual General Meeting
21 24 Mar 2023: Please Note That This is A Revision
Due to Modification of Text in Resolutions 4 and
20. If You Have Already Sent in Your Votes, Please
Do Not Vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Please reference meeting materials. Non-Voting
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Board of Supervisors Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny25.20000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):8.000000 Management For Voted - For
5 2022 Final Accounts Report Management For Voted - For
6 Confirm the Remuneration of Directors of the
Company for 2022 and Formulate the Remuneration
Scheme for 2023 Management For Voted - For
7 Confirm the Remuneration of Supervisors of the
Company for 2022 and Formulate the Remuneration
Scheme for 2023 Management For Voted - For
8 Purchase Liability Insurance for Directors
Supervisors and Officers Management For Voted - For
9 Reappoint the Auditor of the Company for 2023 Management For Voted - For
10 The Estimated Routine Related Party Transactions
for 2023 Management For Voted - For
11 Apply to Financial Institutions for Comprehensive
Credit Facilities for 2023 Management For Voted - Against
12 Forecast the Amount of Guarantees for 2023 Management For Voted - Against
13 The Plan of Hedging of the Company for 2023 Management For Voted - For
14 Repurchase and Cancel Some Restricted Stocks
Deliberated at the 11th Meeting of the 3rd Session
of the Board of Directors Management For Voted - For
15 Repurchase and Cancel Some Restricted Stocks
Deliberated at the 17th Meeting of the 3rd Session
of the Board of Directors Management For Voted - For
16 Change the Registered Capital and Revise the
Articles of Association of the Company and Its
Annex Deliberated at the 16th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
398
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Change the Registered Capital and to Revise the
Articles of Association of the Company Deliberated
at the 17th Meeting of the 3rd Session of the Board
of Directors Management For Voted - For
18 Formulate the Management Policy on External
Donation Deliberated at the 16th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
19 Amend the Monetary Fund Management System
Deliberated at the 16th Meeting of the 3rd Session
of the Board of Directors Management For Voted - Against
20 Revise the Management Policy on External Guarantees
Deliberated at the 16th Meeting of the 3rd Session
of the Board of Directors Management For Voted - Against
EAST MONEY INFORMATION CO LTD
Security ID: CNE100000MD4
Meeting Date: 16-Nov-22 Meeting Type: Extraordinary General Meeting
1 Gdr Issuance and Listing on the Six Swiss Exchange
and Conversion Into A Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Stock Type and Par Value Management For Voted - For
3 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Date Management For Voted - For
4 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Method Management For Voted - For
5 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Scale Management For Voted - For
6 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Gdr Scale During the Duration Management For Voted - For
7 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Conversion Ratio of Gdrs and Basic
Securities of A-shares Management For Voted - For
8 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Pricing Method Management For Voted - For
9 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Targets Management For Voted - For
10 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Conversion Limit Period of Gdrs and Basic
Securities of A-shares Management For Voted - For
11 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Underwriting Method Management For Voted - For
12 Special Report on Used of Previously Raised Funds Management For Voted - For
13 Plan for the Use of Raised Funds from Gdr Issuance Management For Voted - For
14 The Valid Period of the Resolution on the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
399
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
17 Formulation of the Company's Articles of
Association (draft) (applicable After Gdr Issuance
and Listing) Management For Voted - Against
18 Formulation of the Rules of Procedure Governing
Shareholders' General Meetings (draft) (applicable
After Gdr Issuance and Listing) Management For Voted - For
19 Formulation of the Rules of Procedures for the
Board of Directors (draft) (applicable After Gdr
Issuance and Listing) Management For Voted - For
20 Formulation of the Rules of Procedure Governing
Meetings of the Supervisory Committee (draft)
(applicable After Gdr Issuance and Listing) Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Extraordinary General Meeting
2 Election and Nomination of Non-independent
Director: Qi Shi Management For Voted - For
3 Election and Nomination of Non-independent
Director: Zheng Likun Management For Voted - For
4 Election and Nomination of Non-independent
Director: Chen Kai Management For Voted - For
5 Election and Nomination of Non-independent
Director: Huang Jianhai Management For Voted - For
7 Election and Nomination of Independent Director: Li
Zhiping Management For Voted - For
8 Election and Nomination of Independent Director:
Zhu Zhenmei Management For Voted - For
10 Election and Nomination of Non-employee Supervisor:
Bao Yiqing Management For Voted - For
11 Election and Nomination of Non-employee Supervisor:
Huang Liming Management For Voted - For
Meeting Date: 07-Apr-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report and Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.70000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):2.000000 Management For Voted - For
6 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
7 Appointment of 2023 Audit Firm Management For Voted - For
8 Formulation of the Shareholder Return Plan for the
Next Three Years from 2023 to 2025 Management For Voted - For
9 2023 Provision of Guarantee for the Bank Credit and
Loans of A Wholly-owned Subsidiary Management For Voted - For
400
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
ESTUN AUTOMATION CO LTD
Security ID: CNE100001X35
Meeting Date: 26-Jul-22 Meeting Type: Extraordinary General Meeting
1 The Long-term Incentive Plan (draft) Management For Voted - Against
2 The First Phase Long-term Incentive Plan and 2022
Employee Stock Ownership Plan (draft) and Its
Summary Management For Voted - Against
3 Management Measures for the First Phase Long-term
Incentive Plan and 2022 Employee Stock Ownership
Plan Management For Voted - Against
4 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
5 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants and
Cancellation of Some Non-exercised Stock Options
Under the 3rd Phase Equity Incentive Plan Management For Voted - For
6 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Extraordinary General Meeting
1 The 2nd Phase Long-term Incentive Plan and 2023
Stock Option Incentive Plan (draft) and Its Summary Management For Voted - Against
2 Appraisal Management Measures for the
Implementation of the 2nd Phase Long-term Incentive
Plan and 2023 Stock Option Incentive Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the 2nd Phase Long-term Incentive Plan
and 2023 Stock Option Incentive Plan Management For Voted - Against
4 Change of the Purpose of Some Funds Raised from the
Non-public Share Offering Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual General Meeting
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.30000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 Reappointment of Audit Firm Management For Voted - For
7 2023 Application for Comprehensive Credit Line by
the Company and Subsidiaries and Estimated Guarantee Management For Voted - Against
8 Cash Management with Some Idle Raised Funds and
Proprietary Funds by the Company and Subsidiaries Management For Voted - Against
9 Shareholder Return Plan for the Next Three Years
from 2023 to 2025 Management For Voted - For
401
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendments to the External Investment Management
Measures Management For Voted - Against
11 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants and
Cancellation of Some Non-exercised Stock Options
Under the 3rd Phase Equity Incentive Plan Management For Voted - For
EVE ENERGY CO LTD
Security ID: CNE100000GS4
Meeting Date: 08-Aug-22 Meeting Type: Extraordinary General Meeting
2 Registration and Issuance of Debt Financing
Instruments As A Non-financial Enterprise in the
Inter-bank Bond Market Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
4 Provision of Guarantee for Subsidiaries Management For Voted - Against
5 Adjustment and Addition of Subsidiaries' Financing
Leasing Business and Guarantee Management For Voted - Against
6 Provision of Guarantee for the Bank Credit Line
Applied for by Subsidiaries Management For Voted - Against
Meeting Date: 31-Oct-22 Meeting Type: Extraordinary General Meeting
2 A Project Investment Agreement to be Signed Management For Voted - For
3 Capital Increase in A Company Management For Voted - For
4 Acquisition of 20 Percent Equities of A Company Management For Voted - Against
5 2022 Remuneration and Appraisal Plan for Directors
and Senior Management, and Remuneration for
Directors Management For Voted - For
6 2022 Remuneration Plan for Supervisors and
Remuneration for Supervisors Management For Voted - For
7 Capital Increase in Another Company Management For Voted - For
8 Subsidiaries' Launching Financial Leasing Business Management For Voted - For
9 Provision of Guarantee for A Subsidiary Management For Voted - For
10 Adjustment and Addition of the Guarantee for
Subsidiaries Management For Voted - For
11 Investment in Construction of A Project in
Singapore by A Sub-subsidiary Management For Voted - For
13 Election and Nomination of Non-independent
Director: Liu Jincheng Management For Voted - For
14 Election and Nomination of Non-independent
Director: Liu Jianhua Management For Voted - For
15 Election and Nomination of Non-independent
Director: Jiang Min Management For Voted - For
16 Election and Nomination of Non-independent
Director: Ai Xinping Management For Voted - For
18 Election and Nomination of Independent Director:
Tang Yong Management For Voted - For
19 Election and Nomination of Independent Director: Li
Chunge Management For Voted - For
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Election and Nomination of Independent Director:
Zhan Qijun Management For Voted - For
22 Election and Nomination of Non-employee Supervisor:
Zhu Yuan Management For Voted - For
23 Election and Nomination of Non-employee Supervisor:
Zeng Yongfang Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Extraordinary General Meeting
1 Cash Management with Temporarily Idle Raised Funds
and Proprietary Funds Management For Voted - Against
2 2023 Estimated Continuing Connected Transactions Management For Voted - For
3 Adjustment of External Financial Aid by Subsidiaries Management For Voted - For
4 Provision of Guarantee for Subsidiaries Management For Voted - For
5 Provision of Guarantee for Sub-subsidiaries Management For Voted - Against
6 The Company's Eligibility for Issuance of
Convertible Bonds to Non Specific Parties on the
Chinext Board Management For Voted - For
7 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Type of
Securities to be Issued Management For Voted - For
8 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Issuing
Volume Management For Voted - For
9 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Par
Value and Issue Price Management For Voted - For
10 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Bond
Duration Management For Voted - For
11 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Interest
Rate of the Bonds Management For Voted - For
12 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Time
Limit and Method for Repaying the Principal and
Interest Management For Voted - For
13 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Debt-to-equity Conversion Period Management For Voted - For
14 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Determination of and Adjustment to the Conversion
Price Management For Voted - For
15 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
16 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Determining Method for the Number of Converted
Shares and Treatment Method of Fractional Shares
During Conversion Management For Voted - For
403
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Redemption Clauses Management For Voted - For
18 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Resale
Clauses Management For Voted - For
19 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Dividend
Distribution After the Conversion Management For Voted - For
20 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Issuing
Targets and Method Management For Voted - For
21 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Arrangement for Placing to Original Shareholders Management For Voted - For
22 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Matters
Regarding the Meetings of Bondholders Management For Voted - For
23 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Purpose
of the Raised Funds Management For Voted - For
24 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Guarantee Matters Management For Voted - For
25 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: Rating
Matters Management For Voted - For
26 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board:
Management and Deposit of Raised Funds Management For Voted - For
27 Plan for Public Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board: the
Valid Period of the Issuing Plan Management For Voted - For
28 Preplan for Issuance of Convertible Bonds to Non
Specific Parties on the Chinext Board Management For Voted - For
29 Demonstration Analysis Report on the Plan for
Issuance of Convertible Bonds to Non Specific
Parties on the Chinext Board Management For Voted - For
30 Feasibility Analysis Report on the Use of Funds to
be Raised from the Issuance of Convertible Bonds to
Non Specific Parties on the Chinext Board Management For Voted - For
31 Diluted Immediate Return After the Issuance of
Convertible Bonds to Non Specific Parties on the
Chinext Board, Filling Measures and Commitments of
Relevant Parties Management For Voted - For
32 Special Report on the Use of Previously Raised Funds Management For Voted - For
33 Verification Report on Use of Previously Raised
Funds Management For Voted - For
34 Rules Governing the Meetings of Bondholders' of the
Company's Issuance of Convertible Bonds to Non
Specific Parties on the Chinext Board Management For Voted - For
35 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Issuance of
404
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Convertible Bonds to Non Specific Parties on the
Chinext Board Management For Voted - For
36 Amendments to the Articles of Association of the
Company Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Extraordinary General Meeting
1 Connected Transaction Regarding Capital Increase in
Subsidiaries with Raised Funds and Proprietary Funds Management For Voted - For
2 The Project Investment Cooperation Agreement and
Factory Customized Construction Contract to be
Signed Management For Voted - For
3 The Project Investment Agreement to be Signed Management For Voted - For
4 Amendments to the Company's Articles of Association Management For Voted - For
5 Provision of Guarantee for Subsidiaries Management For Voted - For
Meeting Date: 16-Feb-23 Meeting Type: Extraordinary General Meeting
1 A Contract to be Signed Between A Subsidiary and
the Administration Committee of Jingmen High-tech
Zone Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Extraordinary General Meeting
1 The 4th Phase Restricted Stock Incentive Plan
(draft) and Its Summary Management For Voted - Against
2 Appraisal Management Measures for the 4th Phase
Restricted Stock Incentive Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - Against
4 Connected Transactions Management For Voted - For
5 Provision of Guarantee for Subsidiaries Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Extraordinary General Meeting
1 Provision of Guarantee for Subsidiaries Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual General Meeting
2 2022 Annual Report and Its Summary Management For Voted - For
3 2022 Work Report of the Board of Directors Management For Voted - For
4 2022 Audit Report Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan is As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny1.60000000 2)
Bonus Issue from Profit (share/10 Shares): None 3)
Bonus Issue from Capital Reserve (share/10 Shares):
None Management For Voted - For
6 2022 Annual Accounts Management For Voted - For
7 Special Report on the Deposit and Use of Raised
Funds Management For Voted - For
8 2023 Remuneration and Appraisal Plan for Directors
and Senior Management Management For Voted - For
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Reappointment of Audit Firm Management For Voted - For
10 Amendments to the Articles of Association of the
Company Management For Voted - For
11 Connected Transactions Management For Voted - For
12 Provision of Guarantee for Subsidiaries Management For Voted - For
13 2022 Work Report of the Supervisory Committee Management For Voted - For
14 2023 Remuneration Plan for Supervisors Management For Voted - For
15 Issuing A Letter of Guarantee for Subsidiaries Management For Voted - For
16 Provision of Guarantee for Joint Stock Companies Management For Voted - For
17 Amendments to the External Guarantee Management
System Management For Voted - Against
18 Special Report on the Use of Previously Raised Funds Management For Voted - For
19 Verification Report on Use of Previously Raised
Funds Management For Voted - For
FUYAO GLASS INDUSTRY GROUP CO LTD
Security ID: CNE100001TR7
Meeting Date: 27-Apr-23 Meeting Type: Annual General Meeting
2 Work Report of the Board of Directors for the Year
2022 Management For Voted - For
3 Work Report of the Board of Supervisors for the
Year 2022 Management For Voted - For
4 Final Financial Report for the Year 2022 Management For Voted - For
5 Profit Distribution Plan for the Year 2022 Management For Voted - For
6 2022 Annual Report and Summary of Annual Report Management For Voted - For
7 Resolution on the Reappointment of
PricewaterhouseCoopers Zhong Tian LLP (special
General Partnership) As the Domestic Audit
Institution and Internal Control Audit Institution
of the Company for the Year 2023 Management For Voted - For
8 Resolution on the Reappointment of
PricewaterhouseCoopers As the Overseas Audit
Institution of the Company for the Year 2023 Management For Voted - For
9 Duty Report of Independent Non-executive Directors
for the Year 2022 Management For Voted - For
10 Resolution on Maintenance of Liability Insurance by
the Company for Directors, Supervisors and Senior
Management Management For Voted - For
11 Resolution on the Issuance of Medium-term Notes Management For Voted - For
12 Resolution on the Issuance of Ultra Short-term
Financing Bonds by the Company Management For Voted - For
GANFENG LITHIUM GROUP CO., LTD
Security ID: CNE1000031W9
Meeting Date: 25-Aug-22 Meeting Type: Class Meeting
6 09 Aug 2022: Please Note That This is A of Revision
Due to Deletion Comment. If You Have Already Sent
406
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
in Your Votes, Please Do Not Vote Again Unless You
Decide to Amend Your Original Instructions. Thank
You Please reference meeting materials. Non-Voting
3 Proposed Adoption of the Share Option Incentive
Scheme 2022 Management For Voted - For
4 Regarding the Assessment Management Measures for
the Implementation of the Share Opinion Incentive
Scheme 2022 Management For Voted - For
5 Proposed Authorization to the Board to Deal with
Relevant Matters in Relation to the Share Option
Incentive Scheme 2022 Management For Voted - For
Meeting Date: 25-Aug-22 Meeting Type: Extraordinary General Meeting
2 Proposed Adoption of the Share Option Incentive
Scheme 2022 Management For Voted - For
3 Regarding the Assessment Management Measures for
the Implementation of the Share Opinion Incentive
Scheme 2022 Management For Voted - For
4 Proposed Authorization to the Board to Deal with
Relevant Matters in Relation to the Share Option
Incentive Scheme 2022 Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Extraordinary General Meeting
2 To Consider and Approve the Proposed Change of
Company Name Management For Voted - For
3 Conditional Upon the Passing of the Special
Resolution Numbered 1, to Consider and Approve the
Proposed Amendments to the Articles of Association Management For Voted - For
4 To Consider and Approve the Proposed Capacity
Construction Scale Improvement of Ganfeng Lienergy
New-type Lithium Battery Project with 15 Gwh Annual
Capacity Management For Voted - For
5 To Consider and Approve the Proposed Investment and
Construction of New-type Lithium Battery Production
Project with 6 Gwh Annual Capacity by Ganfeng
Lienergy Management For Voted - For
6 To Consider and Approve the Proposed Investment and
Construction of Small Polymer Lithium Battery
Project with 2 Billion Units Annual Capacity by
Ganfeng New Lithium Source Management For Voted - For
Meeting Date: 20-Dec-22 Meeting Type: Extraordinary General Meeting
2 To Consider and Approve the Capital Increase and
Share Expansion by Ganfeng Lienergy, A Controlled
Subsidiary of the Company, and Related Party
Transaction Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Extraordinary General Meeting
2 To Consider and Approve the Proposed Amendments to
the External Investment Management System Management For Voted - For
407
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 To Consider and Approve the Proposed Engagement in
Foreign Exchange Hedging Business by the Company
and Its Subsidiaries Management For Voted - For
4 To Consider and Approve the Application for Bank
Facilities and Provision of Guarantees by the
Company and Its Subsidiaries Management For Voted - For
5 To Consider and Approve the Proposed Investment in
Wealth Management Products with Self-owned Funds Management For Voted - Against
6 To Consider and Approve the Continuing
Related-party Transactions for 2023 Management For Voted - For
7 To Consider and Approve the Proposed Signing of
Investment Agreement by Ganfeng Lienergy Management For Voted - Against
8 To Consider and Approve the Proposed Investment and
Construction of New-type Lithium Battery and Energy
Storage Headquarters Project with 10 Gwh Annual
Capacity by Ganfeng Lienergy Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual General Meeting
2 Work Report of the Board for 2022 Management For Voted - For
3 Work Report of the Board of Supervisors for 2022 Management For Voted - For
4 2022 Annual Report, Summary of the Annual Report
and Annual Results Announcement Management For Voted - For
5 2022 Financial Report As Respectively Audited by
the Domestic and Overseas Auditors Management For Voted - For
6 Engagement of Domestic and Overseas Auditors and
the Internal Control Auditors for 2023 Management For Voted - For
7 The Remuneration of Domestic and Overseas Auditors
and the Internal Control Auditors for 2023 Management For Voted - For
8 Determination of Directors Emoluments Management For Voted - For
9 Determination of Supervisors Emoluments Management For Voted - For
10 Proposed Amendments to the External Donations and
Sponsorships Management System Management For Voted - For
11 Proposed Amendments to the Venture Capital
Investment Management System Management For Voted - For
12 Profit Distribution Proposal for 2022 Management For Voted - For
13 Grant of General Mandate to the Board Management For Voted - Against
14 General Mandate to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - Against
15 Venture Capital Investment with Self-owned Funds Management For Voted - Against
16 Continuing Related-party Transactions Forecast
Between the Company and Lithium Americas for 2023 Management For Voted - For
17 Proposed Derivatives Trading with Self-owned Funds Management For Voted - For
GEELY AUTOMOBILE HOLDINGS LTD
Security ID: KYG3777B1032
Meeting Date: 11-Nov-22 Meeting Type: Extraordinary General Meeting
1 Please Note That the Company Notice and Proxy Form
are Available by Clicking on the Url Links:
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
408
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
22/1025/2022102500634.pdf and
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/1025/2022102500670.pdf Please reference meeting materials. Non-Voting
2 Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' for All Resolutions,
Abstain is Not A Voting Option on This Meeting Please reference meeting materials. Non-Voting
3 To Approve, Ratify and Confirm the Supplemental
Services Agreement (as Defined in the Circular of
the Company Dated 26 October 2022 (the "circular"))
and the Transactions Contemplated Thereunder and to
Approve and Confirm the Annual Cap Amounts Under
the Supplemental Services Agreement (as Defined in
the Circular) for Each of the Three Financial Years
Ending 31 December 2024 Management For Non-Voting
4 To Approve, Ratify and Confirm the Supplemental
Automobile Components Procurement Agreement (as
Defined in the Circular) and the Transactions
Contemplated Thereunder and to Approve and Confirm
the Annual Cap Amounts Under the Supplemental
Automobile Components Procurement Agreement (as
Defined in the Circular) for Each of the Two
Financial Years Ending 31 December 2023 Management For Non-Voting
GOERTEK INC
Security ID: CNE100000BP1
Meeting Date: 26-Jul-22 Meeting Type: Extraordinary General Meeting
1 The Company's Homeland No. 6 Employee Stock
Ownership Plan (draft) and Its Summary Management For Voted - For
2 Management Measures for the Company's Homeland No.
6 Employee Stock Ownership Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Company's Homeland No. 6 Employee
Stock Ownership Plan Management For Voted - For
4 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
5 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
6 Authorization to the Board to Handle Matters
Regarding the 2022 Stock Option Incentive Plan Management For Voted - For
GUANGZHOU KDT MACHINERY CO LTD
Security ID: CNE100002C88
Meeting Date: 22-May-23 Meeting Type: Annual General Meeting
2 2022 Annual Report and Its Summary Management For Voted - For
3 2022 Work Report of the Board of Directors Management For Voted - For
4 2022 Work Report of the Supervisory Committee Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan is As Follows: 1) Cash
409
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Dividend/10 Shares (tax Included): Cny4.00000000 2)
Bonus Issue from Profit (share/10 Shares): None 3)
Bonus Issue from Capital Reserve (share/10 Shares):
None Management For Voted - For
7 Remuneration Plan for Non-independent Directors and
Senior Management Management For Voted - For
8 Remuneration Plan for Supervisors Management For Voted - For
9 Reappointment of 2023 Audit Firm Management For Voted - For
10 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
11 Amendments to Management System and Internal
Control Systems: Amendments to the Company's Rules
of Procedure Governing the Board Meetings Management For Voted - For
12 Amendments to Management System and Internal
Control Systems: Amendments to the External
Investment Management System Management For Voted - For
13 Amendments to Management System and Internal
Control Systems: Amendments to the Connected
Transactions Management System Management For Voted - For
14 The Second Phase Employee Stock Ownership Plan
(draft) and Its Summary Management For Voted - Against
15 Management Measures for the Second Phase Employee
Stock Ownership Plan Management For Voted - Against
16 Authorization to the Board to Handle Matters
Regarding the Second Phase Employee Stock Ownership
Plan Management For Voted - Against
HANGZHOU TIGERMED CONSULTING CO LTD
Security ID: CNE100001KV8
Meeting Date: 23-Nov-22 Meeting Type: Extraordinary General Meeting
1 2022 A-share Restricted Stock Incentive Plan
(draft) and Its Summary Management For Voted - For
2 Appraisal Management Measures for the 2022 A-share
Restricted Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2022 A-share Restricted Stock
Incentive Plan Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual General Meeting
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny5.50000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 Appointment of 2023 Audit Firm Management For Voted - For
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Application for Comprehensive Credit Line to Banks Management For Voted - For
8 Purchase of Short-term Principal-guaranteed Wealth
Management Products from Banks with Idle
Proprietary Funds Management For Voted - For
9 Remuneration and Allowance Standards for Directors Management For Voted - For
10 Remuneration and Allowance Standards for Supervisors Management For Voted - For
11 Adopting the Equity Acquisition Plan of Subsidiaries Management For Voted - Against
12 General Authorization to the Board Regarding
H-share Offering Management For Voted - Against
13 General Authorization to the Board Regarding
Repurchase of H-shares Management For Voted - For
15 Election of Executive Director: Ye Xiaoping Management For Voted - For
16 Election of Executive Director: Cao Xiaochun Management For Voted - For
17 Election of Executive Director: Wu Hao Management For Voted - For
18 Election of Executive Director: Wen Zengyu Management For Voted - For
20 Election of Independent Non-executive Director:
Yang Bo Management For Voted - For
21 Election of Independent Non-executive Director:
Liao Qiyu Management For Voted - For
22 Election of Independent Non-executive Director:
Yuan Huagang Management For Voted - For
24 Election and Nomination of Non-employee Supervisor:
Chen Zhimin Management For Voted - For
25 Election and Nomination of Non-employee Supervisor:
Zhang Binghui Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Class Meeting
1 General Authorization to the Board Regarding
Repurchase of H-shares Management For Voted - For
HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO LTD
Security ID: CNE000001JQ1
Meeting Date: 13-Oct-22 Meeting Type: Extraordinary General Meeting
1 By-election of Independent Directors Management For Voted - For
Meeting Date: 05-Dec-22 Meeting Type: Extraordinary General Meeting
1 The Spin-off Listing of A Subsidiary on the Chinext
Board is in Compliance with Relevant Laws and
Regulations Management For Voted - For
2 The Spin-off Listing of the Subsidiary on the
Chinext Board Management For Voted - For
3 Preplan for Spin-off Listing of the Subsidiary on
the Chinext Board Management For Voted - For
4 The Spin-off Listing of the Subsidiary on the
Chinext Board is in Compliance with the Listed
Company Spin-off Rules (trial) Management For Voted - For
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 The Spin-off Listing of the Subsidiary on the
Chinext Board is for the Legitimate Rights and
Interest of Shareholders and Creditors Management For Voted - For
6 Statement on Maintaining Independence and
Sustainable Profitability of the Company Management For Voted - For
7 The Subsidiary is Capable of Conducting Law-based
Operation Management For Voted - For
8 Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Spin-off
Listing Management For Voted - For
9 Statement on the Compliance and Completeness of the
Legal Procedure of the Spin-off Listing and the
Validity of the Legal Documents Submitted Management For Voted - For
10 Purpose, Commercial Reasonability, Necessity and
Feasibility of the Spin-off Listing Management For Voted - For
11 Connected Transaction Regarding Holding Shares in
the Subsidiary by Some Directors, Core Employee,
Senior Management and Their Related Parties Management For Voted - For
12 Provision of Guarantee for the Syndicated Loans of
A Project Management For Voted - For
Meeting Date: 08-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Board of Supervisors Management For Voted - For
3 2022 Annual Report and Its Summary Management For Voted - For
4 To Consider and Approve 2022 Final Accounts Report
of the Company Management For Voted - For
5 2022 Annual Profit Distribution Plan:the Detailed
Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny2.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 To Consider and Approve the Proposal to Use Equity
Funds to Implement Cash Management Management For Voted - Against
7 Proposal to Reappoint Rongcheng Certified Public
Accountants LLP As the Auditor of the Company for
2023 Management For Voted - For
8 Proposal to Revise the Articles of Association of
the Company the Meeting Adopts Both Onsite Voting
and Online Voting Management For Voted - For
HUA HONG SEMICONDUCTOR LTD
Security ID: HK0000218211
Meeting Date: 29-Aug-22 Meeting Type: Extraordinary General Meeting
3 To Approve the Capital Injection Agreement Dated 29
June 2022 Entered Into Among Hua Hong Semiconductor
(wuxi) Limited ("hua Hong Wuxi"), the Company,
Shanghai Huahong Grace Semiconductor Manufacturing
Corporation ("hhgrace"), Wuxi Xi Hong Lian Xin
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Investment Co., Ltd. (as Specified) (the Wuxi
Entity), China Integrated Circuit Industry
Investment Fund Co., Ltd. (as Specified), China
Integrated Circuit Industry Investment Fund (phase
II) Co., Ltd. (as Specified) ("china Ic Fund II")
in Relation to Increasing the Registered Capital of
Hua Hong Wuxi from Usd1,800 Million to
Approximately Usd2,536.85 Million, Where Each of
the Company, Hhgrace, the Wuxi Entity and China Ic
Fund II Will Contribute Approximately Usd177.78
Million, Usd230.22 Million, Usd160 Million and
Usd232 Million, Respectively As Capital Injection
Into Hua Hong Wuxi, on the Basis That Usd1 Increase
in Registered Capital Corresponds to Usd1.0857 of
Capital Injection and the Transactions Contemplated
Thereby Referred to in the Circular to the
Shareholders of the Company Dated 9 August 2022
(the Circular) Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Extraordinary General Meeting
3 To Approve the Joint Venture Agreement Dated 18
January 2023 (the "jv Agreement") Entered Into
Among the Company, Shanghai Huahong Grace
Semiconductor Manufacturing Corporation
("hhgrace"), China Integrated Circuit Industry
Investment Fund (phase II) Co., Ltd. (as Specified)
("china Ic Fund II") and Wuxi Xi Hong Guo Xin
Investment Co., Ltd. (as Specified) (the "wuxi
Municipal Entity") in Relation to the Formation of
A Joint Venture Through A Special Purpose Vehicle,
Namely Hua Hong Semiconductor Manufacturing (wuxi)
Co., Ltd. (as Specified) (the "jv Company"), to
Engage in the Manufacturing and Sale of Integrated
Circuits, in Particular, the Production of 12-inch
(300 Mm) Wafers, Pursuant to Which the Company,
Hhgrace, China Ic Fund II and the Wuxi Municipal
Entity Will Inject Capital of Usd 880.38 Million,
Usd 1,169.82 Million, Usd 1,165.8 Million and Usd
804 Million, Respectively, Into the Jv Company, and
the Transactions Contemplated Thereby Referred to
in the Circular to the Shareholders of the Company
Dated 24 February 2023 (the "circular") Management For Voted - For
4 To the Jv Investment Agreement Dated 18 January
2023 (the "jv Investment Agreement") Entered Into
Among the Company, Hhgrace, the Jv Company, China
Ic Fund II and the Wuxi Municipal Entity in
Relation to the Increase in the Registered Share
Capital of the Jv Company from Rmb6.68 Million to
Usd 4.02 Billion, of Which the Company, Hhgrace,
China Ic Fund II, and the Wuxi Municipal Entity
Will Each Contribute Usd 880.38 Million, Usd
1,169.82 Million, Usd 1,165.8 Million and Usd 804
Million, Respectively, As Capital Into the Jv
Company and the Transactions Contemplated Thereby
Referred to in the Circular Management For Voted - For
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5 To Approve the Land Transfer Agreement Dated 18
January 2023 (the "land Transfer Agreement")
Entered Into Among the Jv Company and Hua Hong
Semiconductor (wuxi) Limited ("hua Hong Wuxi") in
Relation to the Transfer of Part of the Land Use
Right of Several Plots of Land of 249,049 Square
Meters Located at Nos. 28 and 30, Xinzhou Road and
Nos. 27 and 29, Xixing Road, Wuxi City, Jiangsu
Province, Prc, from Hua Hong Wuxi to the Jv Company
for A Consideration of Rmb170,100,450.00 Referred
to in the Circular Management For Voted - For
6 To Authorise Any One Director of the Company to Do
All Such Acts and Things, to Sign and Execute
Documents Or Agreements Or Deeds on Behalf of the
Company and to Do Such Other Things and to Take All
Such Actions As He Considers Necessary,
Appropriate, Desirable Or Expedient for the
Purposes of Giving Effect to Or in Connection with
the Jv Agreement, the Jv Investment Agreement, the
Land Transfer Agreement And/or Any Transactions
Contemplated Thereunder (to the Extent Being
Approved by the Shareholders of the Company at the
Egm Pursuant to the Ordinary Resolutions Numbered 1
to 3 Above), and to Agree to Such Variation,
Amendments Or Waiver of Matters Relating Thereto As
Are, in the Opinion of Such Director, in the
Interests of the Company and Its Shareholders As A
Whole Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual General Meeting
3 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
and Its Subsidiaries and the Reports of the
Directors (the Directors) and the Auditors for the
Year Ended 31 December 2022 Management For Voted - For
4 To Re-elect Mr. Guodong Sun As A Non-executive
Director Management For Voted - For
5 To Re-elect Mr. Jun Ye As A Non-executive Director Management For Voted - For
6 To Re-elect Mr. Stephen Tso Tung Chang As an
Independent Non-executive Director Management For Voted - For
7 To Authorise the Board of Directors (the Board) to
Fix the Respective Directors Remuneration Management For Voted - For
8 To Re-appoint Ernst & Young As Auditors and to
Authorise the Board to Fix Their Remuneration Management For Voted - For
9 To Approve the General Mandate to Repurchase Issued
Shares of the Company Management For Voted - For
10 To Approve the General Mandate to Allot and Issue
Additional Shares of the Company Management For Voted - Against
11 To Approve the Extension of General Mandate to
Allot and Issue the Shares Repurchased by the
Company Management For Voted - Against
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 26-Jun-23 Meeting Type: Extraordinary General Meeting
3 To Approve the Agreement Dated 19 May 2023 (the
Wuxi Jv2 Epc Contract) Entered Into Among Hua Hong
Semiconductor Manufacturing (wuxi) Co., Ltd. (as
Specified) (wuxi Jv2), the It Electronics Eleventh
Design & Research Institute Scientific and
Technological Engineering Corporation Limited (as
Specified) (edri) and Shanghai Construction No. 4
(group) Co., Ltd. (as Specified) (shanghai
Construction, Together with Edri, the Contractors),
Pursuant to Which the Contractors Shall Perform
Engineering, Procurement and Construction Work
Involving the Construction of A Production Plant,
Power Facilities, Production and Ancillary
Facilities, Various Equipment and Systems for
Production Purpose at the Land Owned by Wuxi Jv2
Located at No. 30-1, Xinzhou Road, Wuxi City,
Jiangsu Province, Prc, and the Transactions
Contemplated Thereby Referred to in the Circular to
the Shareholders of the Company Dated 5 June 2023
(the Circular) Management For Voted - For
4 To Authorise Any One Director of the Company to Do
All Such Acts and Things, to Sign and Execute
Documents Or Agreements Or Deeds on Behalf of the
Company and to Do Such Other Things and to Take All
Such Actions As He Considers Necessary,
Appropriate, Desirable Or Expedient for the
Purposes of Giving Effect to Or in Connection with
the Wuxi Jv2 Epc Contract And/or Any Transactions
Contemplated Thereunder, and to Agree to Such
Variation, Amendments Or Waiver of Matters Relating
Thereto As Are, in the Opinion of Such Director, in
the Interests of the Company and Its Shareholders
As A Whole Management For Voted - For
3 To Consider and Approve the Extension of the
Validity Period of the Resolution on the Rmb Share
Issue and the Specific Mandate (details of Which As
Described in the Resolution Numbered 1 in the
Notice of the Extraordinary General Meeting
Convened on 27 June 2022 by the Company (the
"previous Egm")) by 12 Months to 26 June 2024
(including But Not Limited to the Particulars As
Set Out in the Section Headed "resolution on the
Extension of the Validity Period of the Resolution
on the Rmb Share Issue and the Specific Mandate" in
the Circular Dated 5 June 2023 Issued by the
Company (the "circular")) Management For Voted - For
4 To Consider and Approve the Extension of the
Validity Period of the Resolution on the
Authorisation (details of Which As Described in the
Resolution Numbered 2 in the Notice of the Previous
Egm) by 12 Months to 26 June 2024 (including But
Not Limited to the Particulars As Set Out in the
Section Headed "resolution on the Extension of the
Validity Period of the Resolution on the
Authorisation" in the Circular) Management For Voted - For
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
IFLYTEK CO LTD
Security ID: CNE100000B81
Meeting Date: 06-Jul-22 Meeting Type: Extraordinary General Meeting
1 Change of the Merger and Acquisition of A Company Management For Voted - For
2 Adjustment of the Number of Members of the Board of
Directors and Amendments to the Articles of
Association of the Company Management For Voted - For
3 By-election of Liu Wei As A Supervisor Management For Voted - Against
Meeting Date: 16-Jan-23 Meeting Type: Extraordinary General Meeting
2 Repurchase and Cancellation of Some Granted
Restricted Stocks Management For Voted - For
3 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
4 Application for Registration and Issuance of Super
and Short-term Commercial Papers Management For Voted - For
5 Full Authorization to the Board to Handle Matters
Regarding the Registration and Issuance of Super
and Short-term Commercial Papers Management For Voted - For
7 Election of Non-independent Director: Liu Qingfeng Management For Voted - For
8 Election of Non-independent Director: Liu Xin Management For Voted - For
9 Election of Non-independent Director: Wu Xiaoru Management For Voted - For
10 Election of Non-independent Director: Jiang Tao Management For Voted - For
11 Election of Non-independent Director: Nie Xiaolin Management For Voted - For
12 Election of Non-independent Director: Duan Dawei Management For Voted - For
14 Election of Independent Director: Zhao Xudong Management For Voted - Against
15 Election of Independent Director: Zhao Xijun Management For Voted - For
16 Election of Independent Director: Zhang Benzhao Management For Voted - For
17 Election of Independent Director: Wu Cisheng Management For Voted - For
19 Election of Supervisor: Liu Wei Management For Voted - For
20 Election of Supervisor: Zhang Lan Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual General Meeting
13 08 May 2023: Please Note That This is A Revision
Due to Modification of Text in Resolutions 4 and
12. If You Have Already Sent in Your Votes, Please
Do Not Vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Please reference meeting materials. Non-Voting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Board of Supervisors Management For Voted - For
3 To Consider and Approve 2022 Final Accounts Report
of the Company Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny1.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
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Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 The Remuneration of Directors Supervisors and
Officers of the Company for 2022 Management For Voted - For
6 The Estimated Routine Related Party Transactions
for 2023 Management For Voted - For
7 2022 Annual Report and Its Summary of the Company Management For Voted - For
8 Reappoint the Auditor for 2023 Management For Voted - For
9 The Forecast of Guarantees Provided for
Subsidiaries and Associates for the Next Twelve
Months Management For Voted - Against
10 To Consider and Approve the Repurchase and Cancel
Some Granted Restricted Stocks Management For Voted - For
11 Change the Registered Capital and to Revise the
Articles of Association of the Company Management For Voted - Against
12 Amendments to the Major Operation Decision-making
System Management For Voted - Against
INNOVENT BIOLOGICS, INC.
Security ID: KYG4818G1010
Meeting Date: 21-Jun-23 Meeting Type: Annual General Meeting
3 To Consider and Receive the Audited Consolidated
Financial Statements of the Company and the Reports
of Directors and the Auditor of the Company for the
Year Ended 31 December 2022 Management For Voted - For
4 To Re-elect Mr. Ronald Hao Xi Ede As an Executive
Director of the Company Management For Voted - For
5 To Re-elect Dr. Charles Leland Cooney As an
Independent Non-executive Director of the Company Management For Voted - For
6 To Authorise the Board of Directors (the Directors)
of the Company (the Board) to Fix the Remuneration
of the Directors Management For Voted - For
7 To Re-appoint Deloitte Touche Tohmatsu As the
Auditor of the Company and to Authorise the Board
to Fix Their Remuneration Management For Voted - For
8 To Grant A General Mandate to the Directors to Buy
Back Shares of the Company Management For Voted - For
9 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Management For Voted - Against
10 To Extend the General Mandate Granted to the
Directors to Issue Shares of the Company by Adding
Thereto the Total Number of the Shares to be Bought
Back by the Company Management For Voted - Against
11 To Approve and Confirm the Conditional Grant of
Restricted Shares to Dr. De-chao Michael Yu ( Dr.
Yu) on March 30, 2023 in Accordance with the Terms
of the Restricted Share Plan Adopted by the Company
on June 12, 2020 (the 2020 Rs Plan), Subject to All
Applicable Laws, Rules, Regulations and the
Applicable Award Agreement (the 2023 Proposed Grant
to Dr. Yu) Management For Voted - Against
417
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Dr. Yu, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Ordinary Shares of the Company
(the Shares) Pursuant to the 2023 Proposed Grant to
Dr. Yu Under the Specific Mandate Granted to the
Directors by the Shareholders of the Company at the
Extraordinary General Meeting of the Company Held
on June 20, 2020 in Accordance with the Terms of
the 2020 Rs Plan (the 2022 Rs Plan Specific
Mandate), Such That the Restricted Shares Shall
Rank Pari Passu in All Respects Among Themselves
and with the Existing Shares in Issue at the Date
of the Allotment and Issuance of the Restricted
Shares, and That He/she/they be and Is/are Hereby
Authorized to Take Such Actions, Do Such Things,
Which in Their Opinion May be Necessary, Desirable
Or Expedient for the Purpose of Giving Effect to
And/or to Implement the Transactions Contemplated
in Paragraph (8i) Above Management For Voted - Against
13 To Approve and Confirm the Conditional Grant of
Restricted Shares to Mr. Ronald Hao Xi Ede ( Mr.
Ede) on March 30, 2023 in Accordance with the Terms
of the 2020 Rs Plan, Subject to All Applicable
Laws, Rules, Regulations and the Applicable Award
Agreement (the 2023 Proposed Grant to Mr. Ede) Management For Voted - Against
14 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Mr. Ede, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Shares Pursuant to the 2023
Proposed Grant to Mr. Ede Under the 2022 Rs Plan
Specific Mandate, Such That the Restricted Shares
Shall Rank Pari Passu in All Respects Among
Themselves and with the Existing Shares in Issue at
the Date of the Allotment and Issuance of the
Restricted Shares, and That He/she/they be and
Is/are Hereby Authorized to Take Such Actions, Do
Such Things, Which in Their Opinion May be
Necessary, Desirable Or Expedient for the Purpose
of Giving Effect to And/or to Implement the
Transactions Contemplated in Paragraph (9i) Above Management For Voted - Against
15 To Approve and Confirm the Conditional Grant of
Restricted Shares to Ms. Joyce I-yin Hsu ( Ms. Hsu)
on March 30, 2023 in Accordance with the Terms of
the 2020 Rs Plan, Subject to All Applicable Laws,
Rules, Regulations and the Applicable Award
Agreement (the 2023 Proposed Grant to Ms. Hsu) Management For Voted - Against
16 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Ms. Hsu, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Shares Pursuant to the 2023
Proposed Grant to Ms. Hsu Under the 2022 Rs Plan
Specific Mandate, Such That the Restricted Shares
Shall Rank Pari Passu in All Respects Among
Themselves and with the Existing Shares in Issue at
the Date of the Allotment and Issuance of the
Restricted Shares, and That He/she/they be and
418
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Is/are Hereby Authorized to Take Such Actions, Do
Such Things, Which in Their Opinion May be
Necessary, Desirable Or Expedient for the Purpose
of Giving Effect to And/or to Implement the
Transactions Contemplated in Paragraph (10i) Above Management For Voted - Against
17 To Approve and Confirm the Conditional Grant of
Restricted Shares to Dr. Charles Leland Cooney (
Dr. Cooney) on March 30, 2023 in Accordance with
the Terms of the 2020 Rs Plan, Subject to All
Applicable Laws, Rules, Regulations and the
Applicable Award Agreement (the 2023 Proposed Grant
to Dr. Cooney) Management For Voted - Against
18 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Dr. Cooney, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Shares Pursuant to the 2023
Proposed Grant to Dr. Cooney Under the 2022 Rs Plan
Specific Mandate, Such That the Restricted Shares
Shall Rank Pari Passu in All Respects Among
Themselves and with the Existing Shares in Issue at
the Date of the Allotment and Issuance of the
Restricted Shares, and That He/she/they be and
Is/are Hereby Authorized to Take Such Actions, Do
Such Things, Which in Their Opinion May be
Necessary, Desirable Or Expedient for the Purpose
of Giving Effect to And/or to Implement the
Transactions Contemplated in Paragraph (11i) Above Management For Voted - Against
19 To Approve and Confirm the Conditional Grant of
Restricted Shares to Dr. Kaixian Chen ( Dr. Chen)
on March 30, 2023 in Accordance with the Terms of
the 2020 Rs Plan, Subject to All Applicable Laws,
Rules, Regulations and the Applicable Award
Agreement (the 2023 Proposed Grant to Dr. Chen ) Management For Voted - Against
20 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Dr. Chen, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Shares Pursuant to the 2023
Proposed Grant to Dr. Chen Under the 2022 Rs Plan
Specific Mandate, Such That the Restricted Shares
Shall Rank Pari Passu in All Respects Among
Themselves and with the Existing Shares in Issue at
the Date of the Allotment and Issuance of the
Restricted Shares, and That He/she/they be and
Is/are Hereby Authorized to Take Such Actions, Do
Such Things, Which in Their Opinion May be
Necessary, Desirable Or Expedient for the Purpose
of Giving Effect to And/or to Implement the
Transactions Contemplated in Paragraph (12i) Above Management For Voted - Against
21 To Approve and Confirm the Conditional Grant of
Restricted Shares to Mr. Gary Zieziula ( Mr.
Zieziula) on March 30, 2023 in Accordance with the
Terms of the 2020 Rs Plan, Subject to All
Applicable Laws, Rules, Regulations and the
Applicable Award Agreement (the 2023 Proposed Grant
to Mr. Zieziula ) Management For Voted - Against
419
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Mr. Zieziula, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Shares Pursuant to the 2023
Proposed Grant to Mr. Zieziula Under the 2022 Rs
Plan Specific Mandate, Such That the Restricted
Shares Shall Rank Pari Passu in All Respects Among
Themselves and with the Existing Shares in Issue at
the Date of the Allotment and Issuance of the
Restricted Shares, and That He/she/they be and
Is/are Hereby Authorized to Take Such Actions, Do
Such Things, Which in Their Opinion May be
Necessary, Desirable Or Expedient for the Purpose
of Giving Effect to And/or to Implement the
Transactions Contemplated in Paragraph (13i) Above Management For Voted - Against
23 To Approve and Confirm the Conditional Grant of
Restricted Shares to Mr. Zieziula on June 1, 2022
in Accordance with the Terms of the 2020 Rs Plan,
Subject to All Applicable Laws, Rules, Regulations
and the Applicable Award Agreement (the 2022
Proposed Grant to Mr. Zieziula) Management For Voted - Against
24 To Authorize Any One Or More of the Directors of
the Company, with the Exception of Mr. Zieziula, to
Exercise the Powers of the Company to Allot, Issue
and Deal with the Shares Pursuant to the 2022
Proposed Grant to Mr. Zieziula Under the 2022 Rs
Plan Specific Mandate, Such That the Restricted
Shares Shall Rank Pari Passu in All Respects Among
Themselves and with the Existing Shares in Issue at
the Date of the Allotment and Issuance of the
Restricted Shares, and That He/she/they be and
Is/are Hereby Authorized to Take Such Actions, Do
Such Things, Which in Their Opinion May be
Necessary, Desirable Or Expedient for the Purpose
of Giving Effect to And/or to Implement the
Transactions Contemplated in Paragraph (14i) Above Management For Voted - Against
25 To Approve and Adopt the Fourteenth Amended and
Restated Memorandum and Articles of Association of
the Company in Substitution for and to the
Exclusion of the Existing Thirteenth Amended and
Restated Memorandum and Articles of Association of
the Company with Immediate Effect After the Closing
of the Annual General Meeting, and to Authorise Any
One of the Directors to Do All Things Necessary Or
Expedient to Implement the Adoption of the
Fourteenth Amended and Restated Memorandum and
Articles of Association of the Company Management For Voted - For
JD.COM INC
Security ID: KYG8208B1014
Meeting Date: 21-Jun-23 Meeting Type: Annual General Meeting
3 That the Company's Second Amended and Restated
Memorandum of Association and Articles of
420
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Association be Amended and Restated by Their
Deletion in Their Entirety and by the Substitution
in Their Place of the Third Amended and Restated
Memorandum of Association and Articles of
Association in the Form As Attached to the Agm
Notice As Exhibit B Management For Voted - For
JIANGSU HENGRUI PHARMACEUTICALS CO., LTD.
Security ID: CNE0000014W7
Meeting Date: 08-Sep-22 Meeting Type: Extraordinary General Meeting
1 2022 Employee Stock Ownership Plan (draft) and Its
Summary Management For Voted - Against
2 Management Measures for the 2022 Employee Stock
Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 02-Feb-23 Meeting Type: Extraordinary General Meeting
1 Election of Director: Sun Piaoyang Management For Voted - For
2 Election of Director: Dai Hongbin Management For Voted - For
3 Election of Director: Zhang Lianshan Management For Voted - For
4 Election of Director: Jiang Ningjun Management For Voted - For
5 Election of Director: Sun Jieping Management For Voted - For
6 Election of Director: Guo Congzhao Management For Voted - For
7 Election of Director: Dong Jiahong, Independent
Director Management For Voted - For
8 Election of Director: Zeng Qingsheng, Independent
Director Management For Voted - For
9 Election of Director: Sun Jinyun, Independent
Director Management For Voted - For
10 Election of Supervisor: Yuan Kaihong Management For Voted - For
11 Election of Supervisor: Xiong Guoqiang Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Annual Report and Its Summary Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny1.60000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 Reappointment of 2023 Financial and Internal
Control Audit Firm and Determination of the Audit
Fees Management For Voted - For
421
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
KUAISHOU TECHNOLOGY
Security ID: KYG532631028
Meeting Date: 16-Jun-23 Meeting Type: Annual General Meeting
3 To Receive the Audited Consolidated Financial
Statements of the Company and the Reports of the
Directors of the Company (the Directors) and the
Auditor of the Company for the Year Ended December
31, 2022 Management For Voted - For
4 To Approve the Grant of 12,999,986 Share Options to
Mr. Cheng Yixiao, the Co-founder, an Executive
Director, the Chief Executive Officer and A
Substantial Shareholder of the Company, Pursuant to
the Post-ipo Share Option Scheme Adopted by the
Company on January 18, 2021 to Subscribe for
12,999,986 Class B Ordinary Shares of the Company
(the Class B Shares) at the Exercise Price of
Hkd59.40 Per Share and on the Terms and Conditions
Set Out in the Circular to the Shareholders of the
Company Dated April 28, 2023 and Authorize Any One
Director of the Company to Do All Such Acts And/or
Execute All Such Documents As May be Necessary Or
Expedient in Order to Give Effect to the Foregoing Management For Voted - Against
5 To Approve and Adopt the 2023 Share Incentive
Scheme (the 2023 Share Incentive Scheme), Subject
to and Conditional Upon the Listing Committee of
the Stock Exchange of Hong Kong Limited (the Stock
Exchange) Granting Approval for the Listing Of, and
Permission to Deal In, the Class B Shares Which May
Fall to be Issued and Allotted Upon the Vesting of
Any Class B Shares Pursuant to Any Award of
Option(s) Or Restricted Share Unit(s) (the
Award(s)) Which May be Granted Under the 2023 Share
Incentive Scheme Management For Voted - Against
6 To Authorize the Board of Directors of the Company
(the Board) Or Its Delegate(s) to Take All Such
Steps and Attend All Such Matters, Approve and
Execute (whether Under Hand Or Under Seal) Such
Documents and Do Such Other Things, for and on
Behalf of the Company, As the Board Or Its
Delegate(s) May Consider Necessary, Desirable Or
Expedient to Effect and Implement the 2023 Share
Incentive Scheme Management For Voted - Against
7 To Approve the Total Number of Class B Shares Which
May be Issued in Respect of All Awards to be
Granted Under the 2023 Share Incentive Scheme and
Any Other Share Schemes Involving Issuance of New
Shares Adopted and to be Adopted by the Company
from Time to Time Must Not in Aggregate Exceeding
10% of the Total Number of Issued Shares (including
Class A Ordinary Shares of the Company (the Class A
Shares) and Class B Shares) As at the Date of
Passing This Resolution (the Scheme Mandate Limit) Management For Voted - Against
422
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 To Approve the Total Number of Class B Shares Which
May be Issued in Respect of All Awards to be
Granted to All Service Providers (as Defined in the
2023 Share Incentive Scheme) Under the 2023 Share
Incentive Scheme and Any Other Share Schemes
Involving Issuance of New Shares Adopted and to be
Adopted by the Company from Time to Time Must Not
in Aggregate Exceeding 0.5% of the Total Number of
Issued Shares (including Class A Shares and Class B
Shares) As at the Date of Passing This Resolution
Or 5% of the Scheme Mandate Limit Management For Voted - Against
9 To Re-elect Mr. Wang Huiwen As A Non-executive
Director Management For Voted - For
10 To Re-elect Mr. Huang Sidney Xuande As an
Independent Non-executive Director Management For Voted - For
11 To Re-elect Mr. Ma Yin As an Independent
Non-executive Director Management For Voted - Against
12 To Authorize the Board to Fix the Respective
Directors Remuneration Management For Voted - For
13 To Grant A General Mandate to the Board And/or Its
Authorized Person(s), to Repurchase the Company's
Shares Not Exceeding 10% of the Total Number of
Issued Shares (including Class A Shares and Class B
Shares) As at the Date of Passing This Resolution
(the Share Repurchase Mandate) Management For Voted - For
14 To Grant A General Mandate to the Board And/or Its
Authorized Person(s), to Allot, Issue and Deal with
New Class B Shares Not Exceeding 20% of the Total
Number of Issued Shares (including Class A Shares
and Class B Shares) As at the Date of Passing This
Resolution (the Share Issue Mandate) Management For Voted - Against
15 Conditional Upon the Passing of Resolutions Nos. 8
and 9, to Extend the Share Issue Mandate Granted to
the Board And/or Its Authorized Person(s) to Allot,
Issue and Deal with Additional Shares in the
Capital of the Company by the Total Number of
Shares Repurchased by the Company Under the Share
Repurchase Mandate Management For Voted - Against
16 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company to Hold Office Until the Conclusion of
the Next Annual General Meeting of the Company and
to Authorize the Board to Fix Their Remuneration
for the Year Ending December 31, 2023 Management For Voted - For
17 To Approve and Adopt the Twelfth Amended and
Restated Memorandum and Articles of Association of
the Company and Authorize Any One Director to Do
All Things Necessary to Implement the Adoption of
the Twelfth Amended and Restated Memorandum and
Articles of Association of the Company Management For Voted - For
423
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
LONGI GREEN ENERGY TECHNOLOGY CO LTD
Security ID: CNE100001FR6
Meeting Date: 21-Nov-22 Meeting Type: Extraordinary General Meeting
1 Gdr Issuance and Listing on the Six Swiss Exchange
and Conversion Into A Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Stock Type and Par Value Management For Voted - For
3 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Date Management For Voted - For
4 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Method Management For Voted - For
5 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Volume Management For Voted - For
6 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Gdr Scale During the Duration Management For Voted - For
7 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Conversion Ratio of Gdrs and Basic
Securities of A-shares Management For Voted - For
8 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Pricing Method Management For Voted - For
9 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Targets Management For Voted - For
10 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Conversion Limit Period of Gdrs and Basic
Securities of A-shares Management For Voted - For
11 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Underwriting Method Management For Voted - For
12 The Valid Period of the Resolution on the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
13 Report on the Use of Previously-raised Funds Management For Voted - For
14 Plan for the Use of Raised Funds from Gdr Issuance Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
17 Formulation of the Articles of Association of the
Company (draft) and Its Appendix (applicable After
Listing on the Six Swiss Exchange) Management For Voted - Against
18 Purchase of Prospectus and Liability Insurance for
Directors, Supervisors and Senior Management Management For Voted - For
19 Adjustment of the Repurchase Price and Number for
Restricted Stocks of the Second Phased Restricted
Stock Incentive Plan Management For Voted - For
20 Repurchase and Cancellation of Some Restricted
Stocks Under the Second Phased Restricted Stock
Incentive Plan Management For Voted - For
21 Amendments to the System for Independent Directors Management For Voted - Against
424
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Amendments to the Special Management System for
Raised Funds Management For Voted - Against
23 Amendments to the External Investment Management
System Management For Voted - Against
24 Amendments to the Connected Transactions System Management For Voted - Against
25 Amendments to the External Guarantee System Management For Voted - Against
26 Formulation of the Management System for Entrusted
Wealth Management Management For Voted - For
27 Formulation of the Securities Investment and
Derivatives Transaction Management System Management For Voted - For
Meeting Date: 02-Feb-23 Meeting Type: Extraordinary General Meeting
1 Approve Estimated Amount of Guarantees Management For Voted - For
2 Approve Provision of Guarantees to Controlled
Subsidiaries and Related Party Transactions Management For Voted - For
3 Approve Provision of Guarantee for Loan Business Management For Voted - For
4 Approve Foreign Exchange Derivatives Transactions Management For Voted - For
5 Approve Daily Related Party Transactions Management For Voted - For
6 Approve Change in High Efficiency Monocrystalline
Cell Project Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual General Meeting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Annual Report Management For Voted - For
6 2022 Work Report of Independent Directors Management For Voted - For
7 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan is As Follows: 1) Cash
Dividend/10 Shares (tax Included): Cny4.00000000 2)
Bonus Issue from Profit (share/10 Shares): None 3)
Bonus Issue from Capital Reserve (share/10 Shares):
None Management For Voted - For
8 Reappointment of Audit Firm Management For Voted - For
9 Formulation of the Remuneration Management Measures
for Directors, Supervisors and Senior Management Management For Voted - For
10 Adjustment of Allowance for External Directors Management For Voted - For
11 Adjustment of Allowance for External Supervisors Management For Voted - For
12 Repurchase and Cancellation of Some Restricted
Stocks Management For Voted - For
13 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
14 Change of Some Projects Financed with Funds Raised
from the Issuance of Convertible Bonds in 2021 Management For Voted - For
15 Equities Held by Directors, Senior Management and
Operation Team in Controlled Subsidiaries Management For Voted - For
16 Connected Transactions Regarding Capital Increase
in Controlled Subsidiaries by the Company and
Operation Team Management For Voted - For
425
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
LUXSHARE PRECISION INDUSTRY CO LTD
Security ID: CNE100000TP3
Meeting Date: 23-Sep-22 Meeting Type: Extraordinary General Meeting
1 Application for Issuance of Super and Short-term
Commercial Papers Management For Voted - For
2 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 01-Dec-22 Meeting Type: Extraordinary General Meeting
1 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - Against
2 Formulation of the Appraisal Management Measures
for 2022 Stock Option Incentive Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Related to the 2022 Stock Option Incentive Plan Management For Voted - Against
Meeting Date: 09-Mar-23 Meeting Type: Extraordinary General Meeting
1 Proposal on the Estimated Routine Related Party
Transactions for 2023 Management For Voted - For
2 Proposal to Extend the Validity Period of the
Resolution at the General Meeting of Shareholders
on Private Placement of Shares of the Company Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny1.30000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 Reappointment of Audit Firm Management For Voted - For
7 Provision of Guarantee for Overseas Wholly-owned
Subsidiaries Management For Voted - For
8 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
9 Formulation of the Shareholder Return Plan for the
Next Three Years from 2023 to 2025 Management For Voted - For
426
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
MEITUAN
Security ID: KYG596691041
Meeting Date: 30-Jun-23 Meeting Type: Annual General Meeting
3 To Receive and Adopt the Audited Consolidated
Financial Statements of the Company for the Year
Ended December 31, 2022 and the Reports of the
Directors and Independent Auditor of the Company
Thereon Management For Voted - For
4 To Elect Ms. Marjorie Mun Tak Yang As an
Independent Non-executive Director Management For Voted - For
5 To Re-elect Mr. Wang Huiwen As A Non-executive
Director Management For Voted - Against
6 To Re-elect Mr. Orr Gordon Robert Halyburton As an
Independent Non-executive Director Management For Voted - For
7 To Re-elect Mr. Leng Xuesong As an Independent
Non-executive Director Management For Voted - For
8 To Authorize the Board to Fix the Remuneration of
the Directors Management For Voted - For
9 To Grant A General Mandate to the Directors,
Exercisable on Their Behalf by Mr. Wang Xing, to
Issue, Allot and Deal with Additional Class B
Shares of the Company Not Exceeding 10% of the
Total Number of Issued Shares of the Company As at
the Date of Passing of This Resolution Management For Voted - Against
10 To Grant A General Mandate to the Directors,
Exercisable on Their Behalf by Mr. Wang Xing, to
Repurchase Shares of the Company Not Exceeding 10%
of the Total Number of Issued Shares of the Company
As at the Date of Passing of This Resolution Management For Voted - For
11 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company to Hold Office Until the Conclusion of
the Next Annual General Meeting of the Company and
to Authorize the Board to Fix Their Remuneration
for the Year Ending December 31, 2023 Management For Voted - For
12 To Approve the Proposed Amendments to the Post-ipo
Share Option Scheme and the Ancillary Authorization
to the Board Management For Voted - Against
13 To Approve the Proposed Amendments to the Post-ipo
Share Award Scheme and the Ancillary Authorization
to the Board Management For Voted - Against
14 To Approve the Scheme Limit Management For Voted - Against
15 To Approve the Service Provider Sublimit Management For Voted - Against
16 To Approve the Issue of 9,686 Class B Shares to Mr.
Orr Gordon Robert Halyburton Upon Vesting of His
Rsus Pursuant to the Terms of the Post-ipo Share
Award Scheme and to Authorise Any One Director to
Allot and Issue Such Class B Shares and Do All
Things and Sign All Documents, Which in His Opinion
May be Necessary, Desirable Or Expedient for the
Purpose of Giving Effect to And/or to Implement the
Transactions Contemplated in This Resolution Management For Voted - Against
427
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 To Approve the Issue of 9,686 Class B Shares to Mr.
Leng Xuesong Upon Vesting of His Rsus Pursuant to
the Terms of the Post-ipo Share Award Scheme and to
Authorise Any One Director to Allot and Issue Such
Class B Shares and Do All Things and Sign All
Documents, Which in His Opinion May be Necessary,
Desirable Or Expedient for the Purpose of Giving
Effect to And/or to Implement the Transactions
Contemplated in This Resolution Management For Voted - Against
18 To Approve the Issue of 9,686 Class B Shares to Dr.
Shum Heung Yeung Harry Upon Vesting of His Rsus
Pursuant to the Post-ipo Share Award Scheme and to
Authorise Any One Director to Allot and Issue Such
Class B Shares and Do All Things and Sign All
Documents, Which in His Opinion May be Necessary,
Desirable Or Expedient for the Purpose of Giving
Effect to And/or to Implement the Transactions
Contemplated in This Resolution Management For Voted - Against
19 To Approve the Proposed Amendments to the Existing
Articles of Association of the Company and to Adopt
the Seventh Amended and Restated Memorandum of
Association and Articles of Association of the
Company and the Ancillary Authorization to the
Directors and Company Secretary of the Company Management For Voted - For
MIDEA GROUP CO LTD
Security ID: CNE100001QQ5
Meeting Date: 16-Sep-22 Meeting Type: Extraordinary General Meeting
1 Extension of the Valid Period of the Authorization
to the Board Or Its Authorized Persons to Handle
Matters Regarding the Spin-off Listing of A
Subsidiary on the Chinext Board Management For Voted - For
2 Amendments to the Company's Articles of Association
(august 2022) Management For Voted - For
Meeting Date: 06-Jan-23 Meeting Type: Extraordinary General Meeting
1 Repurchase and Cancellation of Some Incentive
Stocks Under 2018 Restricted Stock Incentive Plan Management For Voted - For
2 Repurchase and Cancellation of Some Incentive
Stocks Under 2019 Restricted Stock Incentive Plan Management For Voted - For
3 Repurchase and Cancellation of Some Incentive
Stocks Under 2020 Restricted Stock Incentive Plan Management For Voted - For
4 Repurchase and Cancellation of Some Incentive
Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For
5 Repurchase and Cancellation of Some Restricted
Stocks Under 2022 Restricted Stock Incentive Plan Management For Voted - For
6 Launching the Assets Pool Business Management For Voted - For
7 Provision of Guarantee for the Assets Pool Business
by the Company and Subsidiaries Management For Voted - For
428
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-May-23 Meeting Type: Annual General Meeting
19 15 May 2023: Please Note That This is A Revision
Due to Modification of Text of Resolution 5, 18. If
You Have Already Sent in Your Votes, Please Do Not
Vote Again Unless You Decide to Amend Your Original
Instructions. Thank You Please reference meeting materials. Non-Voting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Board of Supervisors Management For Voted - For
3 To Consider and Approve 2022 Final Accounts Report
of the Company Management For Voted - For
4 To Consider and Approve 2022 Annual Report and Its
Summary Management For Voted - For
5 2022 Annual Profit Distribution Plan: the Detailed
Profit Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny25.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 The Restricted Stock Incentive Plan (draft) and Its
Summary of the Company for 2023 Management For Voted - For
7 To Consider and Approve the Formulate the Appraisal
Rules for the Implementation of the Restricted
Stock Incentive Plan of the Company for 2023 Management For Voted - For
8 Request the General Meeting of Shareholders to
Authorize the Board of Directors to Handle Matters
in Relation to the Restricted Stock Incentive Plan
for 2023 Management For Voted - For
9 2023 Employee Stock Ownership Plan (draft) and Its
Summary Management For Voted - Against
10 Management Rules for the Employee Stock Ownership
Plan for 2023 Management For Voted - Against
11 To Consider and Approve the Request the General
Meeting of Shareholders to Authorize the Board of
Directors to Handle Matters in Relation to the
Employee Stock Ownership Plan of the Company in 2023 Management For Voted - Against
12 The Guarantees to be Provided for Subordinate
Controlled Subsidiaries for 2023 Management For Voted - For
13 Conduct Notes Pool Business and Provide Guarantees Management For Voted - For
14 To Consider and Approve Derivative Business
Investment of Foreign Exchange in 2023 Management For Voted - For
15 Use Idle Equity Funds for Entrusted Wealth
Management for 2023 Management For Voted - Against
16 Reappoint the Accounting Firm Management For Voted - For
17 Amendments to the Articles of Association of the
Company (april of 2023) Management For Voted - For
18 Purchasing Liability Issuance for Directors
Supervisors and Senior Management and Related Staff
in 2023-2025 Management For Voted - For
429
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
MING YANG SMART ENERGY GROUP LIMITED
Security ID: CNE100003HQ0
Meeting Date: 11-Jan-23 Meeting Type: Extraordinary General Meeting
1 Reappointment of Audit Firm Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Extraordinary General Meeting
1 Elect Zhang Chao As Non Independent Director Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual General Meeting
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Report of the Independent Directors Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Annual Report and Summary Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny3.04100000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - Against
7 Approve Remuneration of Non Independent Directors Management For Voted - For
8 Approve Remuneration of Independent Directors Management For Voted - For
9 Approve Remuneration of Supervisors Management For Voted - For
10 Approve Related Party Transaction Management For Voted - For
11 Approve External Guarantee Management For Voted - Against
12 Approve Application of Credit Line Management For Voted - For
13 Approve Issuance of Green Medium-term Notes Management For Voted - For
NARI TECHNOLOGY CO LTD
Security ID: CNE000001G38
Meeting Date: 19-Jan-23 Meeting Type: Extraordinary General Meeting
1 Elect Hu Minqiang As Director Management For Voted - For
2 Elect Wei Rong As Supervisor Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual General Meeting
1 2022 Annual Accounts Management For Voted - For
2 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny3.90000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):2.000000 Management For Voted - For
3 2022 Work Report of Independent Directors Management For Voted - For
4 2022 Work Report of the Board of Directors Management For Voted - For
430
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Work Report of the Supervisory Committee Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 Continuing Connected Transactions Management For Voted - For
8 Connected Transaction on Financial Service
Regarding the Financial Business Service Agreement Management For Voted - Against
9 2023 Reappointment of Financial and Internal
Control Audit Firm Management For Voted - For
10 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
11 Formulation of the External Guarantee Management
Measures Management For Voted - For
12 Formulation of the External Donation Management
Measures Management For Voted - For
13 Amendments to the Connected Transaction
Decision-making Management Measures Management For Voted - Against
14 2022 Annual Report and Its Summary Management For Voted - For
15 By-election of Director: Hua Dingzhong Management For Voted - For
NAVINFO CO LTD
Security ID: CNE100000P69
Meeting Date: 08-Jul-22 Meeting Type: Extraordinary General Meeting
1 Extension of the Financial Aid to Controlled
Subsidiaries Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Extraordinary General Meeting
1 Adjustment of the Repurchase Price of 2021
Restricted Stocks and Repurchase and Cancellation
of Some Restricted Stocks Management For Voted - For
2 Change of the Company's Registered Capital and
Business Scope, and Amendments to the Company's
Articles of Association Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Extraordinary General Meeting
1 Repurchase and Cancellation of Some Restricted
Stocks Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
3 By-election of Directors Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Non-Voting
2 2022 Work Report of the Supervisory Committee Management For Non-Voting
3 2022 Annual Report and Its Summary Management For Non-Voting
4 2022 Annual Accounts Management For Non-Voting
431
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Non-Voting
6 Reappointment of 2023 External Audit Firm Management For Non-Voting
7 2023 Application for Comprehensive Credit Line to
Banks by the Company and Its Subsidiaries Management For Non-Voting
8 2023 Estimated Continuing Connected Transactions Management For Non-Voting
9 Repurchase and Cancellation of Some Restricted
Stocks Management For Non-Voting
10 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Non-Voting
11 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Non-Voting
PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED
Security ID: KYG711391022
Meeting Date: 25-Apr-23 Meeting Type: Annual General Meeting
3 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
and Its Subsidiaries and the Reports of the
Directors of the Company (the "directors") and of
the Independent Auditor of the Company for the Year
Ended 31 December 2022 Management For Voted - For
4 To Re-elect the Following Retiring Director: Mr.
Fang Weihao As an Executive Director Management For Voted - For
5 To Re-elect the Following Retiring Director: Mr. Wu
Jun As an Executive Director Management For Voted - For
6 To Re-elect the Following Retiring Director: Ms. Fu
Xin As A Non-executive Director Management For Voted - For
7 To Re-elect the Following Retiring Director: Mr.
Tang Yunwei As an Independent Non-executive Director Management For Voted - For
8 To Re-elect the Following Retiring Director: Mr.
Guo Tianyong As an Independent Non-executive
Director Management For Voted - For
9 To Authorise the Board of Directors of the Company
(the "board") to Fix the Remuneration of the
Directors Management For Voted - For
10 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company to Hold Office Until the Conclusion of
the Next Annual General Meeting of the Company and
to Authorise the Board to Fix Its Remuneration for
the Year Ending 31 December 2023 Management For Voted - For
11 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Up to
20% of the Aggregate Number of Issued Shares of the
Company Management For Voted - Against
432
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 To Grant A General Mandate to the Directors to Buy
Back Shares Not Exceeding 10% of the Aggregate
Number of Issued Shares of the Company Management For Voted - For
13 To Extend the Authority Given to the Directors
Pursuant to Ordinary Resolution No. 4(a) to Issue
Additional Shares Representing the Number Bought
Back by the Company Under Ordinary Resolution No.
4(b) Management For Voted - Against
14 To Consider and Approve the Resolution on the
Adoption of the Fifth Amended and Restated
Memorandum and Articles of Association Management For Voted - For
RIYUE HEAVY INDUSTRY CO LTD
Security ID: CNE100003J15
Meeting Date: 21-Jul-22 Meeting Type: Extraordinary General Meeting
2 Increase of Implementing Parties and Location of
Some Projects Financed with Raised Funds and
Capital Increase with Raised Funds Management For Voted - For
Meeting Date: 02-Mar-23 Meeting Type: Extraordinary General Meeting
1 2023 Restricted Stock Incentive Plan (draft) and
Its Summary Management For Voted - Against
2 Appraisal Management Measures for the
Implementation of 2023 Restricted Stock Incentive
Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - Against
Meeting Date: 16-May-23 Meeting Type: Annual General Meeting
1 Launching the Bill Pool Business Management For Voted - Against
2 Launching Forward Foreign Exchange Settlement and
Sale Business Management For Voted - For
3 2022 Work Report of the Board of Directors Management For Voted - For
4 2022 Work Report of the Supervisory Committee Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny2.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
7 2022 Annual Report and Its Summary Management For Voted - For
8 2023 Remuneration Plan for Directors, Supervisors
and Senior Management Management For Voted - For
9 Implementing Results of 2022 Continuing Connected
Transactions and Estimation of 2023 Continuing
Connected Transactions Management For Voted - For
10 Reappointment of Audit Firm Management For Voted - For
433
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Application for Financing Quota to Banks by the
Company and Its Controlled Subsidiaries Management For Voted - For
S.F. HOLDING CO LTD
Security ID: CNE100000L63
Meeting Date: 20-Dec-22 Meeting Type: Extraordinary General Meeting
1 2023 Estimated Quota of Continuing Connected
Transactions Management For Voted - For
2 Change of the Company's Domicile and Amendments to
the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Articles of Association
and Its Appendix Management For Voted - For
5 Election of Non-independent Director: Wang Wei Management For Voted - For
6 Election of Non-independent Director: He Jie Management For Voted - For
7 Election of Non-independent Director: Wang Xin Management For Voted - For
8 Election of Non-independent Director: Zhang Dong Management For Voted - For
10 Election of Independent Director: Chen Shangwei Management For Voted - For
11 Election of Independent Director: Li Jiashi Management For Voted - For
12 Election of Independent Director: Ding Yi Management For Voted - For
14 Election of Non-employee Supervisor: Cen Ziliang Management For Voted - For
15 Election of Non-employee Supervisor: Wang Jia Management For Voted - For
16 Election of Non-employee Supervisor: Liu Jilu Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Annual General Meeting
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows:1) Cash
Dividend/10 Shares (tax Included): Cny2.50000000 2)
Bonus Issue from Profit (share/10 Shares): None 3)
Bonus Issue from Capital Reserve (share/10 Shares):
None Management For Voted - For
6 Reappointment of 2023 Audit Firm Management For Voted - For
7 2023 Estimated External Guarantee Quota Management For Voted - Against
8 Change of Some Projects Financed with Raised Funds Management For Voted - For
9 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
SHENZHEN INOVANCE TECHNOLOGY CO LTD
Security ID: CNE100000V46
Meeting Date: 12-Aug-22 Meeting Type: Extraordinary General Meeting
1 The 6th Phase Equity Incentive Plan (draft) and Its
Summary Management For Voted - Against
434
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Appraisal Management Measures for the
Implementation of the 6th Phase Equity Incentive
Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - Against
4 Change of the Unlocking Period, Unlocking Ratio and
Duration of the Long-term Incentive Plan Management For Voted - Against
Meeting Date: 29-May-23 Meeting Type: Annual General Meeting
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Annual Accounts Management For Voted - For
3 2022 Work Report of the Board of Directors Management For Voted - For
4 2022 Work Report of the Supervisory Committee Management For Voted - For
5 2022 Profit Distribution Plan the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny3.60000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 Reappointment of 2023 Audit Firm Management For Voted - For
8 Settlement of Some Projects Financed with Raised
Funds and Permanently Supplementing the Working
Capital with the Surplus Raised Funds Management For Voted - For
9 Amendments to the Company's Articles of Association Management For Voted - For
SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD.
Security ID: CNE100003G67
Meeting Date: 18-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny45.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 2022 Sustainable Development Report Management For Voted - For
7 Reappointment of 2023 Audit Firm Management For Voted - For
8 Amendments to the Articles of Associations of the
Company Management For Voted - For
9 Amendments to the Remuneration Management System of
Directors, Supervisors and Senior Management Management For Voted - For
11 Election of Non-independent Director: Li Xiting Management For Voted - For
12 Election of Non-independent Director: Xu Hang Management For Voted - For
13 Election of Non-independent Director: Cheng Minghe Management For Voted - For
14 Election of Non-independent Director: Wu Hao Management For Voted - For
435
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Election of Non-independent Director: Guo Yanmei Management For Voted - For
17 Election of Independent Director: Liang Huming Management For Voted - For
18 Election of Independent Director: Zhou Xianyi Management For Voted - For
19 Election of Independent Director: Hu Shanrong Management For Voted - For
20 Election of Independent Director: Gao Shengping Management For Voted - For
21 Election of Independent Director: Xu Jing Management For Voted - For
23 Election of Non-employee Supervisor: Tang Zhi Management For Voted - For
24 Election of Non-employee Supervisor: Ji Qiang Management For Voted - For
SUNGROW POWER SUPPLY CO LTD
Security ID: CNE1000018M7
Meeting Date: 19-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny2.20000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 2023 Estimated Guarantee Quota for Subsidiaries and
Estimated Guarantee for Subsidiaries Management For Voted - For
7 Financial Aid to Controlled Subsidiaries Management For Voted - For
8 Launching Foreign Exchange Hedging Business Management For Voted - For
9 Issuing A Letter of Guarantee for Subsidiaries Management For Voted - Against
10 Reappointment of Audit Firm Management For Voted - For
11 2022 Remuneration for Directors, Supervisors and
Senior Management Management For Voted - For
12 Repurchase and Cancellation of Some Restricted
Stocks Management For Voted - For
13 Amendments to the Articles of Associations of the
Company Management For Voted - Against
14 Election and Nomination of Non-employee Supervisors Management For Voted - For
16 Election of Director and Nomination of
Non-independent Director: Cao Renxian Management For Voted - For
17 Election of Director and Nomination of
Non-independent Director: Gu Yilei Management For Voted - For
18 Election of Director and Nomination of
Non-independent Director: Zhao Wei Management For Voted - For
19 Election of Director and Nomination of
Non-independent Director: Zhang Xucheng Management For Voted - For
20 Election of Director and Nomination of
Non-independent Director: Wu Jiamao Management For Voted - For
22 Election and Nomination of Independent Director: Gu
Guang Management For Voted - For
23 Election and Nomination of Independent Director: Li
Mingfa Management For Voted - For
436
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Election and Nomination of Independent Director:
Zhang Lei Management For Voted - For
SUZHOU MAXWELL TECHNOLOGIES CO., LTD.
Security ID: CNE100003FS0
Meeting Date: 05-Jan-23 Meeting Type: Extraordinary General Meeting
1 Cash Management with Some Idle Proprietary Funds Management For Voted - Against
2 2023 Application for Comprehensive Credit Line to
Relevant Banks by the Company and Subsidiaries and
Provision of Guarantee for Subsidiaries Within the
Authorized Scope Management For Voted - For
3 2023 Estimated Continuing Connected Transactions Management For Voted - For
4 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 20-Feb-23 Meeting Type: Extraordinary General Meeting
2 Election and Nomination of Non-independent Director
Ahead of Schedule: Zhou Jian Management For Voted - For
3 Election and Nomination of Non-independent Director
Ahead of Schedule: Wang Zhenggen Management For Voted - For
4 Election and Nomination of Non-independent Director
Ahead of Schedule: Liu Qiong Management For Voted - For
5 Election and Nomination of Non-independent Director
Ahead of Schedule: Li Qiang Management For Voted - For
7 Election and Nomination of Independent Director
Ahead of Schedule: Liu Yuehua Management For Voted - For
8 Election and Nomination of Independent Director
Ahead of Schedule: Zhao Xu Management For Voted - For
9 Election and Nomination of Independent Director
Ahead of Schedule: Yuan Ningyi Management For Voted - For
11 Election and Nomination of Non-employee Supervisor
Ahead of Schedule: Xia Zhifeng Management For Voted - For
12 Election and Nomination of Non-employee Supervisor
Ahead of Schedule: Ma Qihui Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Annual Accounts Management For Voted - For
3 2022 Annual Report and Its Summary Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny15.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):6.000000 Management For Voted - For
5 Reappointment of 2023 Audit Firm Management For Voted - For
6 Remuneration Plan for Directors Management For Voted - For
7 Amendments to the Employee Loans Management Measures Management For Voted - Against
437
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Remuneration Plan for Supervisors Management For Voted - For
9 2022 Work Report of the Supervisory Committee Management For Voted - For
TENCENT HOLDINGS LTD
Security ID: KYG875721634
Meeting Date: 17-May-23 Meeting Type: Annual General Meeting
3 To Receive and Consider the Audited Financial
Statements, the Directors Report and the
Independent Auditors Report for the Year Ended 31
December 2022 Management For Voted - For
4 To Declare A Final Dividend Management For Voted - For
5 To Re-elect Mr Jacobus Petrus (koos) Bekker As
Director Management For Voted - For
6 To Re-elect Professor Zhang Xiulan As Director Management For Voted - For
7 To Authorise the Board of Directors to Fix the
Directors Remuneration Management For Voted - For
8 To Re-appoint Auditor and Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
9 To Grant A General Mandate to the Directors to
Issue New Shares (ordinary Resolution 5 As Set Out
in the Notice of the Agm) Management For Voted - Against
10 To Grant A General Mandate to the Directors to
Repurchase Shares (ordinary Resolution 6 As Set Out
in the Notice of the Agm) Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Extraordinary General Meeting
3 To Approve and Adopt the 2023 Share Option Scheme Management For Voted - Against
4 To Approve the Transfer of Share Options Management For Voted - Against
5 To Terminate the Share Option Scheme Adopted by the
Company on 17 May 2017 Management For Voted - Against
6 To Approve and Adopt the Scheme Mandate Limit
(share Option) Under the 2023 Share Option Scheme Management For Voted - Against
7 To Approve and Adopt the Service Provider Sub-limit
(share Option) Under the 2023 Share Option Scheme Management For Voted - Against
8 To Approve and Adopt the 2023 Share Award Scheme Management For Voted - Against
9 To Approve the Transfer of Share Awards Management For Voted - Against
10 To Terminate Each of the Share Award Schemes
Adopted by the Company on 13 November 2013 and 25
November 2019 Management For Voted - Against
11 To Approve and Adopt the Scheme Mandate Limit
(share Award) Under the 2023 Share Award Scheme Management For Voted - Against
12 To Approve and Adopt the Scheme Mandate Limit (new
Shares Share Award) Under the 2023 Share Award
Scheme Management For Voted - Against
13 To Approve and Adopt the Service Provider Sub-limit
(new Shares Share Award) Under the 2023 Share Award
Scheme Management For Voted - Against
438
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
TONGWEI CO LTD
Security ID: CNE000001GS3
Meeting Date: 26-Sep-22 Meeting Type: Extraordinary General Meeting
1 Donation to the Earthquake-stricken Area in Luding Management For Voted - For
2 Election of Director: Li Peng Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report and Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny28.58000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 Reappointment of Audit Firm Management For Voted - For
7 2023 Guarantee of the Company and Mutual Guarantee
Among Subsidiaries Management For Voted - Against
8 2023 Provision of Guarantee for Clients Management For Voted - For
9 2023 Application for Comprehensive Credit Line Management For Voted - For
10 2023 Launching the Bill Pool Business Management For Voted - Against
11 Application for Registration and Issuance of Debt
Financing Instruments Management For Voted - For
12 The Company's Eligibility for Share Offering to
Specific Parties Management For Voted - For
13 Plan for Share Offering to Specific Parties: Type,
Par Value and Listing Place Management For Voted - For
14 Plan for Share Offering to Specific Parties:
Issuing Method and Date Management For Voted - For
15 Plan for Share Offering to Specific Parties:
Issuing Targets and Subscription Method Management For Voted - For
16 Plan for Share Offering to Specific Parties:
Issuing Volume Management For Voted - For
17 Plan for Share Offering to Specific Parties: Issue
Price and Pricing Principles Management For Voted - For
18 Plan for Share Offering to Specific Parties: Lockup
Period Management For Voted - For
19 Plan for Share Offering to Specific Parties: Total
Amount and Purpose of the Raised Funds Management For Voted - For
20 Plan for Share Offering to Specific Parties:
Arrangement for the Accumulated Retained Profits Management For Voted - For
21 Plan for Share Offering to Specific Parties: Valid
Period of the Resolution Management For Voted - For
22 Preplan for Share Offering to Specific Parties Management For Voted - For
23 Demonstration Analysis Report on the Share Offering
to Specific Parties Management For Voted - For
439
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Feasibility Analysis Report on the Use of Funds to
be Raised from the Share Offering to Specific
Parties Management For Voted - For
25 Report on the Use of Previously-raised Funds Management For Voted - For
26 Diluted Immediate Return After the Share Offering
to Specific Parties, Filling Measures and
Commitments of Relevant Parties Management For Voted - For
27 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Share
Offering to Specific Parties Management For Voted - For
28 Election of Director: Song Dongsheng Management For Voted - For
29 Election of Independent Director: Xu Yingtong Management For Voted - For
WILL SEMICONDUCTOR CO LTD SHANGHAI
Security ID: CNE100002XM8
Meeting Date: 02-Aug-22 Meeting Type: Extraordinary General Meeting
1 Gdr Issuance and Listing on the Six Swiss Exchange
and Conversion Into A Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:stock Type and Par Value Management For Voted - For
3 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:issuing Date Management For Voted - For
4 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:issuing Method Management For Voted - For
5 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:issuing Volume Management For Voted - For
6 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:gdr Scale During the Duration Management For Voted - For
7 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:conversion Ratio of Gdrs and Basic
Securities of A-shares Management For Voted - For
8 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:pricing Method Management For Voted - For
9 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:issuing Targets Management For Voted - For
10 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:conversion Limit Period of Gdrs and Basic
Securities of A-shares Management For Voted - For
11 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange:underwriting Method Management For Voted - For
12 Report on the Use of Previously-raised Funds Management For Voted - For
13 Plan for the Use of Raised Funds from Gdr Issuance Management For Voted - For
14 The Valid Period of the Resolution on the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
440
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Purchase of Prospectus and Liability Insurance for
Directors, Supervisors and Senior Management Management For Voted - For
18 Amendments to the Company's Articles of Association Management For Voted - For
19 Amendments to the Rules of Procedure Governing
Shareholders' General Meetings Management For Voted - For
20 Amendments to the Rules of Procedure Governing the
Board Meetings Management For Voted - For
21 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Extraordinary General Meeting
1 2022 Employee Stock Ownership Plan (draft) and Its
Summary Management For Voted - Against
2 Management Measures for 2022 Employee Stock
Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 18-Nov-22 Meeting Type: Extraordinary General Meeting
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
2 Repurchase and Cancellation of Some Restricted
Stocks Under 2021 Stock Option and Restricted Stock
Incentive Plan Management For Voted - For
3 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
4 Election of Non-independent Director: Wu Xiaodong Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Extraordinary General Meeting
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Work Report of Independent Directors Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.84000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
7 Shareholder Return Plan for the Next Three Years
from 2023 to 2025 Management For Voted - For
8 Reappointment of 2023 Audit Firm and Internal
Control Audit Firm Management For Voted - For
441
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 2022 Connected Transactions and 2023 Estimated
Continuing Connected Transactions Management For Voted - For
10 2023 Bank Comprehensive Credit Line and
Authorization to Sign Relevant Bank Loans Contracts Management For Voted - For
11 2023 Provision of Guarantee Quota for Controlled
Subsidiaries Management For Voted - For
12 Implementing Results of 2022 Remuneration for
Directors, Supervisors and Senior Management, and
2023 Remuneration Plan Management For Voted - For
13 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
WUXI APPTEC CO., LTD.
Security ID: CNE100003F19
Meeting Date: 13-Oct-22 Meeting Type: Extraordinary General Meeting
3 To Consider and Approve the Proposed Adoption of
the 2022 H Share Award and Trust Scheme Management For Voted - Against
4 To Consider and Approve the Proposed Grant of
Awards to the Connected Selected Participants Under
the 2022 H Share Award and Trust Scheme Management For Voted - Against
5 To Consider and Authorize the Board And/or the
Delegatee to Handle Matters Pertaining to the 2022
H Share Award and Trust Scheme with Full Authority Management For Voted - Against
6 To Consider and Approve the Proposed Change of
Registered Capital of the Company Management For Voted - For
7 To Consider and Approve the Proposed Amendments to
the Articles of Association Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual General Meeting
2 To Consider and Approve the Report of the Board of
Directors for the Year 2022 Management For Voted - For
3 To Consider and Approve the Report of the
Supervisory Committee for the Year 2022 Management For Voted - For
4 To Consider and Approve the Financial Report for
the Year 2022 Management For Voted - For
5 To Consider and Approve the Proposed 2022 Profit
Distribution Plan Management For Voted - For
6 To Consider and Approve the Proposed Provision of
External Guarantees for Subsidiaries of the Company Management For Voted - For
7 To Consider and Approve the Proposed Re-appointment
of Deloitte Touche Tohmatsu (a Special General
Partnership) and Deloitte Touche Tohmatsu,
Respectively, As Prc Financial Report and Internal
Control Report Auditors of the Company and As
Offshore Financial Report Auditors of the Company
for the Year 2023 and to Authorize the Board to Fix
Their Remuneration Management For Voted - For
8 To Consider and Approve the Proposed Foreign
Exchange Hedging Limit Management For Voted - For
10 To Re-elect Dr. Ge Li As an Executive Director Management For Voted - For
442
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 To Re-elect Mr. Edward Hu As an Executive Director Management For Voted - For
12 To Re-elect Dr. Steve Qing Yang As an Executive
Director Management For Voted - For
13 To Re-elect Dr. Minzhang Chen As an Executive
Director Management For Voted - For
14 To Re-elect Mr. Zhaohui Zhang As an Executive
Director Management For Voted - For
15 To Re-elect Dr. Ning Zhao As an Executive Director Management For Voted - Abstain
16 To Re-elect Mr. Xiaomeng Tong As A Non-executive
Director Management For Voted - For
17 To Re-elect Dr. Yibing Wu As A Non-executive
Director Management For Voted - For
19 To Re-elect Mr. Dai Feng As an Independent
Non-executive Director Management For Voted - For
20 To Elect Ms. Christine Shaohua Lu-wong As an
Independent Non-executive Director Management For Voted - For
21 To Elect Dr. Wei Yu As an Independent Non-executive
Director Management For Voted - For
22 To Elect Dr. Xin Zhang As an Independent
Non-executive Director Management For Voted - For
23 To Elect Ms. Zhiling Zhan As an Independent
Non-executive Director Management For Voted - For
24 To Consider and Approve the Proposed Directors
Remuneration Management For Voted - For
26 To Re-elect Mr. Harry Liang He As A Shareholder
Representative Supervisor Management For Voted - For
27 To Re-elect Mr. Baiyang Wu As A Shareholder
Representative Supervisor Management For Voted - For
28 To Consider and Approve the Proposed Supervisors
Remuneration Management For Voted - For
29 To Consider and Approved the Proposed Adoption of
the 2023 H Share Award and Trust Scheme Management For Voted - Against
30 To Consider and Approve the Proposed Grant of
Awards to the Connected Selected Participants Under
the 2023 H Share Award and Trust Scheme Management For Voted - Against
31 To Consider and Authorize the Board And/or the
Delegatee to Handle Matters Pertaining to the 2023
H Share Award and Trust Scheme with Full Authority Management For Voted - Against
32 To Consider and Approve the Proposed Increase of
Registered Capital Management For Voted - For
33 To Consider and Approve the Proposed Amendments to
the Articles of Association Management For Voted - For
34 To Consider and Approve the Proposed Granting of
General Mandate to Issue A Shares And/or H Shares Management For Voted - Against
35 To Consider and Approve the Proposed Granting of
General Mandates to Repurchase A Shares And/or H
Shares Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Class Meeting
4 22 May 2023: Please Note That This is A Revision
Due to Modification of Company Notice Links. If You
Have Already Sent in Your Votes, Please Do Not Vote
443
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Again Unless You Decide to Amend Your Original
Instructions. Thank You. Please reference meeting materials. Non-Voting
2 To Consider and Approve the Proposed Granting of
General Mandates to Repurchase A Shares And/or H
Shares Management For Voted - For
WUXI BIOLOGICS (CAYMAN) INC.
Security ID: KYG970081173
Meeting Date: 27-Jun-23 Meeting Type: Annual General Meeting
3 To Receive the Audited Consolidated Financial
Statements of the Company and Its Subsidiaries and
the Reports of the Directors and of the Independent
Auditor of the Company for the Year Ended December
31, 2022 Management For Voted - For
4 To Re-elect Dr. Ge Li As Non-executive Director Management For Voted - For
5 To Re-elect Dr. Zhisheng Chen As Executive Director Management For Voted - For
6 To Re-elect Mr. Kenneth Walton Hitchner III As
Independent Non-executive Director Management For Voted - Against
7 To Re-elect Mr. Jackson Peter Tai As Independent
Non-executive Director Management For Voted - For
8 To Authorize the Board of Directors Or Any Duly
Authorized Board Committee to Fix the Directors
Remuneration for the Year Ending December 31, 2023 Management For Voted - For
9 To Re-appoint Messrs. Deloitte Touche Tohmatsu As
Auditors and to Authorize the Board of Directors Or
Any Duly Authorized Board Committee to Fix Their
Remuneration Management For Voted - For
10 To Approve and Adopt the Proposed Amendments to the
Scheme (as Defined in the Notice Convening the
Agm), and to Authorize the Directors to Do All
Things Necessary Or Expedient to Implement the
Amended and Restated Restricted Share Award Scheme
of the Company Which Incorporates the Proposed
Amendments to the Scheme Management For Voted - Against
11 To Approve and Adopt the Proposed Amendments to the
Program (as Defined in the Notice Convening the
Agm), and to Authorize the Directors to Do All
Things Necessary Or Expedient to Implement the
Amended and Restated Share Award Scheme for Global
Partner Program of the Company Which Incorporates
the Proposed Amendments to the Program Management For Voted - Against
12 To Approve the Adoption of Scheme Mandate Limit (as
Defined in the Notice Convening the Agm) Management For Voted - Against
13 To Grant A General Mandate to the Directors to
Issue, Allot and Deal with the Shares of the Company Management For Voted - Against
14 To Grant A General Mandate to the Directors to
Repurchase the Shares of the Company Management For Voted - For
15 To Approve the Adoption of Third Amended and
Restated Memorandum and Articles of Association of
the Company, Which Contain the Proposed Amendments
to the Existing Memorandum and Articles of
Association (as Defined in the Notice Convening the
444
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Agm) As Set Out in Appendix IV of the Circular of
the Company Dated May 23, 2023, in Substitution
For, and to the Exclusion Of, the Existing
Memorandum and Articles of Association. Management For Voted - For
WUXI LEAD INTELLIGENT EQUIPMENT CO LTD
Security ID: CNE100001ZF9
Meeting Date: 10-Oct-22 Meeting Type: Extraordinary General Meeting
1 2022 Restricted Stock Incentive Plan (draft) and
Its Summary Management For Voted - Against
2 Appraisal Management Measures for the
Implementation of 2022 Restricted Stock Incentive
Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - Against
4 Change of the Company's Registered Capital Management For Voted - For
5 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 04-Nov-22 Meeting Type: Extraordinary General Meeting
1 Gdr Issuance and Listing on the Six Swiss Exchange
Or London Stock Exchange and Conversion Into A
Company Limited by Shares Which Raises Funds
Overseas Management For Voted - For
2 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Stock Type and
Par Value Management For Voted - For
3 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Issuing Date Management For Voted - For
4 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Issuing Method Management For Voted - For
5 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Issuing Scale Management For Voted - For
6 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Gdr Scale During
the Duration Management For Voted - For
7 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Conversion Ratio
of Gdrs and Basic Securities of A-shares Management For Voted - For
8 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Pricing Method Management For Voted - For
9 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Issuing Targets Management For Voted - For
10 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Listing Place Management For Voted - For
11 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Conversion Limit
Period of Gdrs and Basic Securities of A-shares Management For Voted - For
12 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange Or London Stock Exchange: Underwriting
Method Management For Voted - For
445
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Plan for the Use of Raised Funds from Gdr Issuance Management For Voted - For
14 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Or London Stock Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Or
London Stock Exchange Management For Voted - For
16 Amendments to the Company's Articles of Association
(draft) and Its Appendix, the Rules of Procedure
Governing Shareholders' General Meetings (draft)
and the Rules of Procedure Governing the Board
Meetings (draft) (applicable After Gdr Listing) Management For Voted - For
17 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) (applicable After Gdr Listing) Management For Voted - For
18 The Valid Period of the Resolution on the Gdr
Issuance and Listing on the Six Swiss Exchange Or
London Stock Exchange Management For Voted - For
19 Report on the Use of Previously-raised Funds Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Extraordinary General Meeting
1 Change of the Purpose of the Raised Funds Management For Voted - For
Meeting Date: 15-Feb-23 Meeting Type: Extraordinary General Meeting
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Application for Comprehensive Credit Line to Banks
by the Company and Subsidiaries Management For Voted - For
3 Purchase of Wealth Management Products with Idle
Proprietary Funds by the Company and Its
Subsidiaries Management For Voted - Against
Meeting Date: 17-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report and Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny5.37000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 2022 Fund Occupation by Controlling Shareholders
and Other Related Parties and External Guarantee Management For Voted - For
7 2023 Remuneration for Directors and Senior
Management Management For Voted - For
8 Reappointment of 2023 External Audit Firm Management For Voted - For
446
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
XINYI SOLAR HOLDINGS LTD
Security ID: KYG9829N1025
Meeting Date: 25-Nov-22 Meeting Type: Extraordinary General Meeting
3 To Consider and Approve the First Amendments Set
Forth in Appendix I to the Circular and the
Adoption of the First Amended and Restated Articles Management For Voted - For
4 To Consider and Approve, Effective from the Date of
the Prc Listing, the Second Amendments Set Forth in
Appendix II to the Circular and the Adoption of the
Second Amended and Restated Memorandum and the
Second Amended and Restated Articles Management For Voted - For
5 To Consider and Approve the Proposed Rmb Ordinary
Share Issue and the Specific Mandate (including But
Not Limited to the Particulars As Set Forth in the
Paragraphs Under "proposed Rmb Ordinary Share Issue
and the Prc Listing" in the Section Headed "letter
from the Board" in the Circular.) Management For Voted - For
6 To Consider and Approve the Plan for Distribution
of Profits Accumulated Prior to the Proposed Rmb
Ordinary Share Issue and the Prc Listing (including
But Not Limited to the Particulars As Set Forth in
the Paragraphs Under "shareholders' Approval at the
Egm - (b) Resolution on the Plan for Distribution
of Profits Accumulated Prior to the Proposed Rmb
Ordinary Share Issue and the Prc Listing" in the
Section Headed "letter from the Board" in the
Circular) Management For Voted - For
7 To Consider and Approve the Stabilisation Plan Set
Forth in Appendix III to the Circular Management For Voted - For
8 To Consider and Approve the Profit Distribution and
Return Policy Set Forth in Appendix IV to the
Circular Management For Voted - For
9 To Consider and Approve the Plan for the Use of the
Net Proceeds from the Proposed Rmb Ordinary Share
Issue (including But Not Limited to the Particulars
As Set Forth in the Paragraphs Under "shareholders'
Approval at the Egm - (f) Resolution on the Plan
for the Use of Net Proceeds from the Proposed Rmb
Ordinary Share Issue" in the Section Headed "letter
from the Board" in the Circular) Management For Voted - For
10 To Consider and Approve the Remedial Measures for
Potential Dilution Set Forth in Appendix V to the
Circular Management For Voted - For
11 To Consider and Approve the Seven Letters of
Commitment and Undertakings Set Forth in Appendix
Vi to the Circular Management For Voted - For
12 To Consider and Approve the Adoption of the General
Meeting Procedures Set Forth in Appendix Vii to the
Circular, Which Shall be Effective from the Date of
the Prc Listing Management For Voted - For
13 To Consider and Approve the Adoption of the Board
Meeting Procedures Set Forth in Appendix Viii to
447
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
the Circular, Which Shall be Effective from the
Date of the Prc Listing Management For Voted - For
14 To Consider and Approve and Grant the Authorisation
to the Board to Exercise Full Powers to Deal with
All Matters Relating to the Proposed Rmb Ordinary
Share Issue and the Prc Listing (including But Not
Limited to the Particulars As Set Forth in the
Paragraphs Under "shareholders' Approval at the Egm
- (j) Resolution on the Proposed Authorisation to
the Board to Exercise Full Powers to Deal with All
Matters Relating to the Proposed Rmb Ordinary Share
Issue and the Prc Listing" in the Section Headed
"letter from the Board" in the Circular) Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Annual General Meeting
3 To Receive and Consider the Audited Financial
Statements and Report of the Directors (the
Directors) of the Company and the Auditors (the
Auditors) of the Company for the Financial Year
Ended 31 December 2022 Management For Voted - For
4 To Declare A Final Dividend of 10.0 Hk Cents Per
Share for the Year Ended 31 December 2022 Management For Voted - For
5 To Re-elect Dr. Lee Yin Yee, B.b.s. As an Executive
Director Management For Voted - For
6 To Re-elect Mr. Lee Yau Ching As an Executive
Director Management For Voted - For
7 To Re-elect Tan Sri Datuk Tung Ching Sai P.s.m,
D.m.s.m, J.p. As A Non-executive Director Management For Voted - For
8 To Authorise the Board (the Board) of Directors to
Determine the Remuneration of the Directors Management For Voted - For
9 To Re-appoint the Auditors and to Authorise the
Board to Fix Their Remuneration Management For Voted - For
10 To Grant an Unconditional General Mandate to the
Directors to Repurchase Shares Management For Voted - For
11 To Grant an Unconditional General Mandate to the
Directors to Allot and Issue Shares Management For Voted - Against
12 To Extend the General Mandate Granted to the
Directors to Issue Shares by the Shares Repurchased Management For Voted - Against
13 To Consider and Approve the Appointment of Mr. Chu
Charn Fai As an Executive Director with Effect from
the Conclusion of the Annual General Meeting Management For Voted - For
ZHEJIANG SHUANGHUAN DRIVELINE CO LTD
Security ID: CNE100000TF4
Meeting Date: 28-Nov-22 Meeting Type: Extraordinary General Meeting
1 By-election of Independent Directors Management For Voted - For
2 Provision of Guarantee for the Financing of
Subsidiaries and Sub-subsidiaries by A Controlled
Subsidiary Management For Voted - For
448
Global X China Innovation ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-May-23 Meeting Type: Annual General Meeting
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.80000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 2023 Application for Credit Line Management For Voted - For
7 2023 Financing Guarantee by the Company and
Subsidiaries Management For Voted - Against
8 Reappointment of Audit Firm Management For Voted - For
9 Amendments to the Allowance System for Independent
Directors and Adjustment of the Allowance for
Independent Directors Management For Voted - For
449
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
A. O. SMITH CORPORATION
Security ID: 831865209 Ticker: AOS
Meeting Date: 11-Apr-23 Meeting Type: Annual
1.1 Elect Ronald D. Brown Management For Voted - Withheld
1.2 Elect Earl A. Exum Management For Voted - For
1.3 Elect Michael M. Larsen Management For Voted - For
1.4 Elect Idelle K. Wolf Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - For
ADVANCED DRAINAGE SYSTEMS, INC.
Security ID: 00790R104 Ticker: WMS
Meeting Date: 21-Jul-22 Meeting Type: Annual
1 Elect Anesa T. Chaibi Management For Voted - For
2 Elect Robert M. Eversole Management For Voted - For
3 Elect Alexander R. Fischer Management For Voted - For
4 Elect Kelly S. Gast Management For Voted - For
5 Elect Mark Haney Management For Voted - For
6 Elect Ross M. Jones Management For Voted - For
7 Elect Manuel J. Perez de la Mesa Management For Voted - For
8 Elect Anil Seetharam Management For Voted - For
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Approval of the Employee Stock Purchase Plan Management For Voted - For
ALKHORAYEF WATER & POWER TECHNOLOGIES
Security ID: M0852G109 Ticker: 2081
Meeting Date: 15-Jun-23 Meeting Type: Ordinary
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Ratify Appointment of Othman Yahya Al Najdi Management For Voted - For
4 Elect Ahmed Hussain Al Rashed Management N/A Voted - Abstain
5 Elect Ahmed Hassan Al Malki Management N/A Voted - Abstain
6 Elect Ahmed Sirag Khogeer Management N/A Voted - Abstain
7 Elect Al Motasim Billah Zaki Allam Management N/A Voted - Abstain
8 Elect Thamer Mesfer Al Wadai Management N/A Voted - Abstain
9 Elect Hamad Jarallah Al Mahamdeh Management N/A Voted - Abstain
10 Elect Khaled Saleh Al Amoudi Management N/A Voted - Abstain
450
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Raad Nasser Al Kahtani Management N/A Voted - For
12 Elect Sulaiman Al Kohaidan Management N/A Voted - For
13 Elect Abdulrahman Moayed Al Qurtas Management N/A Voted - Abstain
14 Elect Abdulrahman Mohamed Al Angari Management N/A Voted - Abstain
15 Elect Abdulaziz M. Al Fakhri Management N/A Voted - For
16 Elect Abdulaziz Abdulrahman Al Khorayef Management N/A Voted - Abstain
17 Elect Abdullah Abdulrahman Al Muaigel Management N/A Voted - Abstain
18 Elect Abdullah Amin S. Khan Management N/A Voted - Abstain
19 Elect Abdulwahab Mosaab Abukwaik Management N/A Voted - For
20 Elect Ammar Ahmed Al Zubaidi Management N/A Voted - Against
21 Elect Fahad Abdullah A. Al Samih Management N/A Voted - Abstain
22 Elect Fahad Mohamed Al Khorayef Management N/A Voted - Abstain
23 Elect Faisal Abdulaziz Al Duweish Management N/A Voted - Abstain
24 Elect Majed Ahmed Al Sweigh Management N/A Voted - Abstain
25 Elect Majed Mohamed H. Al Dawas Management N/A Voted - Abstain
26 Elect Mohamed Abdullah M. Al Jaafari Management N/A Voted - For
27 Elect Mahmoud Ali Ahmed Management N/A Voted - Abstain
28 Elect Marwan Aziz Moukarzel Management N/A Voted - Abstain
29 Elect Othman Yahya Al Najdi Management N/A Voted - Abstain
30 Elect Abdulrahman Saud Al Owais Management N/A Voted - Against
31 Election of Audit Committee Members Management For Voted - For
32 Auditor's Report Management For Voted - For
33 Directors' Fees Management For Voted - For
34 Ratification of Board Acts Management For Voted - For
35 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
36 Board Transactions Management For Voted - For
37 Authority to Pay Interim Dividends Management For Voted - For
38 Non-Voting Meeting Note N/A N/A Non-Voting
AMERICAN STATES WATER COMPANY
Security ID: 029899101 Ticker: AWR
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Thomas A. Eichelberger Management For Voted - For
1.2 Elect Roger M. Ervin Management For Voted - For
1.3 Elect C. James Levin Management For Voted - For
2 Approval of the 2023 Non-Employee Directors Stock
Plan Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Ratification of Auditor Management For Voted - Against
AMERICAN WATER WORKS COMPANY, INC.
Security ID: 030420103 Ticker: AWK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Jeffrey N. Edwards Management For Voted - For
451
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Martha Clark Goss Management For Voted - For
3 Elect M. Susan Hardwick Management For Voted - For
4 Elect Kimberly J. Harris Management For Voted - For
5 Elect Laurie P. Havanec Management For Voted - For
6 Elect Julia L. Johnson Management For Voted - For
7 Elect Patricia L. Kampling Management For Voted - For
8 Elect Karl F. Kurz Management For Voted - For
9 Elect Michael L. Marberry Management For Voted - For
10 Elect James G. Stavridis Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
BADGER METER, INC.
Security ID: 056525108 Ticker: BMI
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Todd A. Adams Management For Voted - For
2 Elect Kenneth C. Bockhorst Management For Voted - For
3 Elect Henry F. Brooks Management For Voted - For
4 Elect Melanie K. Cook Management For Voted - For
5 Elect Xia Liu Management For Voted - For
6 Elect James W. McGill Management For Voted - For
7 Elect Tessa M. Myers Management For Voted - For
8 Elect James F. Stern Management For Voted - For
9 Elect Glen E. Tellock Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
13 Increase in Authorized Common Stock Management For Voted - For
14 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - For
BEIJING CAPITAL ECO-ENVIRONMENT PROTECTION GROUP CO. LTD.
Security ID: Y07716106 Ticker: 600008
Meeting Date: 24-Nov-22 Meeting Type: Special
1 Permanently Replenish Working Capital with Some
Raised Funds Management For Voted - For
2 Authority to Give Guarantees Management For Voted - For
Meeting Date: 24-Mar-23 Meeting Type: Special
1 Approval of Line of Credit Management For Voted - For
2 Authority to Give Guarantees to Subsidiaries Management For Voted - For
452
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Work Report Of The Supervisory Committee Management For Voted - For
5 2022 Annual Accounts And 2023 Budget Report Management For Voted - For
6 Appointment of Auditor Management For Voted - Against
7 2022 Profit Distribution Plan Management For Voted - For
8 Application For Non-Financing Guarantee Letter Quota Management For Voted - Abstain
9 Authority to Issue Medium-Term Notes Management For Voted - For
10 Eligibility for Public Issuance of Corporate Bonds Management For Voted - For
11 Issuing Scale Management For Voted - For
12 Par Value and Issue Price Management For Voted - For
13 Issuing Target and Arrangement for Placement Management For Voted - For
14 Type and Duration Management For Voted - For
15 Interest Rate and Payment Method Management For Voted - For
16 Issuing Method Management For Voted - For
17 Guarantee Matters Management For Voted - For
18 Use of Proceeds Management For Voted - For
19 Listing Place Management For Voted - For
20 Credit Conditions and Repayment Guarantee Measures Management For Voted - For
21 Lead Underwriter Management For Voted - For
22 Underwriting Method Management For Voted - For
23 Valid Period of the Resolution Management For Voted - For
24 Full Authorization to the Board to Handle Matters
Regarding the Issue Corporate Bonds Management For Voted - For
25 Eligibility for Public Issuance of Renewable
Corporate Bonds Management For Voted - For
26 Issuing Scale Management For Voted - For
27 Par Value and Price Management For Voted - For
28 Issuing Target and Arrangement for Placement Management For Voted - For
29 Type and Duration Management For Voted - For
30 Interest Rate and Payment Method Management For Voted - For
31 Redemption or Resale Clauses Management For Voted - For
32 Option for Deferred Payment of Interest Management For Voted - For
33 Compulsory Payment of Interest and Restriction on
Deferred Payment of Interest Management For Voted - For
34 Issuing Method Management For Voted - For
35 Guarantee Matters Management For Voted - For
36 Use of Proceeds Management For Voted - For
37 Listing Place Management For Voted - For
38 Credit Conditions and Repayment Guarantee Measures Management For Voted - For
39 Underwriting Method Management For Voted - For
40 Valid Period of the Resolution Management For Voted - For
41 Full Authorization to the Board to Handle Matters
Regarding the Issuance of Renewable Corporate Bonds Management For Voted - For
453
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING ENTERPRISES WATER GROUP LTD.
Security ID: G0957L109 Ticker: 0371
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect XIONG Bin Management For Voted - Against
6 Elect LI Haifeng Management For Voted - For
7 Elect KE Jian Management For Voted - Against
8 Elect SHA Ning Management For Voted - For
9 Elect GUO Rui Management For Voted - Against
10 Elect CHAU On Ta Yuen Management For Voted - Against
11 Elect DAI Xiaohu Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
16 Authority to Issue Repurchased Shares Management For Voted - Against
17 Board Size Management For Voted - Against
18 Amendments to Articles Management For Voted - Against
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Security ID: Y0772Q101 Ticker: 300070
Meeting Date: 18-Jul-22 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
2 Change of the Guarantee for a Company Management For Voted - Against
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Early Termination Of The Guarantee For A Company Management For Voted - For
2 Early Termination Of The Guarantee For A 2Nd Company Management For Voted - For
3 Early Termination Of The Guarantee For A 3Rd Company Management For Voted - For
4 Amendments To The Work System For Independent
Directors Management For Voted - For
5 Amendments to the Implementing Rules for Cumulative
Voting System at Shareholders General Meetings Management For Voted - For
6 Amendments to the Implementing Rules for Online
Voting System at Shareholders General Meetings Management For Voted - For
7 Amendments to the Code of Conduct for Controlling
Shareholders and De Facto Controller Management For Voted - For
8 Elect ZHANG Long Management For Voted - For
9 Connected Transaction Regarding Provision of
Guarantee for the Comprehensive Credit Line Applied
for by a Company to Related Parties Management For Voted - Against
454
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Connected Transaction Regarding Application for
Supply Chain Financial Business to a Company Management For Voted - For
2 Provision Of Guarantee For A Company Management For Voted - Against
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Registration And Issuance Of Medium-Term Notes Management For Voted - Against
2 Early Termination Of The Guarantee For A Company Management For Voted - For
Meeting Date: 16-Mar-23 Meeting Type: Special
1 Provision Of Guarantee For A Company Management Against Voted - Against
2 Provision Of Guarantee For Another Company Management Against Voted - Against
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.30000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
7 2023 Investment Plan Management For Voted - For
8 2023 Estimated Continuing Connected Transactions:
Connected Transactions With a Company Management For Voted - For
9 2023 Estimated Continuing Connected Transactions:
Connected Transactions With a 2nd Company Management For Voted - For
10 2023 Estimated Continuing Connected Transactions:
Connected Transactions With A 3Rd Company Management For Voted - For
11 2023 Estimated Continuing Connected Transactions:
Connected Transactions With A 4Th Company Management For Voted - For
12 2023 Estimated Continuing Connected Transactions:
Connected Transactions With A 5Th Company Management For Voted - For
13 2023 Estimated Continuing Connected Transactions:
Connected Transactions With A 6Th Company Management For Voted - For
14 2023 Estimated Continuing Connected Transactions:
Connected Transactions With A 7Th Company Management For Voted - For
15 2023 Estimated Continuing Connected Transactions:
Connected Transactions With an 8th Company Management For Voted - For
16 2023 Estimated Continuing Connected Transactions:
Connected Transactions With A 9Th Company Management For Voted - For
17 2023 Remuneration Plan For Directors Management For Voted - For
18 2023 Remuneration Plan for Supervisors Management For Voted - For
19 Reappointment Of 2023 Audit Firm Management For Voted - For
20 Early Termination Of The Guarantee For A Company Management For Voted - For
455
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Early Termination of the Guarantee for a 2nd Company Management For Voted - For
22 Early Termination of the Guarantee for a 3rd Company Management For Voted - For
Meeting Date: 05-Jun-23 Meeting Type: Special
1 Amendments To The Company S Articles Of Association Management For Voted - For
2 Amendments to the Company S Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
4 Amendments to the Company S Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
5 Amendments To The Connected Transactions Management
System Management For Voted - For
6 Amendments To The External Investment Management
System Management For Voted - For
7 Provision Of Guarantee For A Company Management For Voted - Against
8 Early Termination Of The Guarantee For A 2Nd Company Management For Voted - For
9 Early Termination Of The Guarantee For A 3Rd Company Management For Voted - For
10 Early Termination Of The Guarantee For A 4Th Company Management For Voted - For
11 Early Termination Of The Guarantee For A 5Th Company Management For Voted - For
12 Early Termination Of The Guarantee For A 6Th Company Management For Voted - For
13 Early Termination Of The Guarantee For A 7Th Company Management For Voted - For
14 Early Termination of the Guarantee for a 8th Company Management For Voted - For
15 Early Termination Of The Guarantee For A 9Th Company Management For Voted - For
CALIFORNIA WATER SERVICE GROUP
Security ID: 130788102 Ticker: CWT
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Gregory E. Aliff Management For Voted - For
2 Elect Shelly M. Esque Management For Voted - For
3 Elect Martin A. Kropelnicki Management For Voted - For
4 Elect Thomas M. Krummel Management For Voted - For
5 Elect Yvonne Maldonado Management For Voted - For
6 Elect Scott L. Morris Management For Voted - Against
7 Elect Carol M. Pottenger Management For Voted - For
8 Elect Lester A. Snow Management For Voted - For
9 Elect Patricia K. Wagner Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
14 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - For
456
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
CALIX LIMITED
Security ID: Q1R90H112 Ticker: CXL
Meeting Date: 16-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Peter Turnbull Management For Voted - For
4 Approve Increase in NEDs' Fee Cap Management For Voted - For
CHENGDU XINGRONG ENVIRONMENT CO., LTD.
Security ID: Y1R189102 Ticker: 000598
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Reappointment of Audit Firm
Management For Voted - Against
2 Amendments to the External Guarantee Management
System
Management For Voted - For
3 Amendments to the System for Independent Directors
Management For Voted - For
4 Amendments To The Connected Transactions Management
System Management For Voted - For
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Cancellation of the Remaining Shares in the
Dedicated Account for Repurchase, Decrease of the
Company's Registered Capital and Amendments to the
Company's Articles of Association Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Elect LIU Lang Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Budget Report Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Appointment of Auditor Management For Voted - Against
8 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
457
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA WATER AFFAIRS GROUP LIMITED
Security ID: G21090124 Ticker: 0855
Meeting Date: 09-Sep-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DING Bin Management For Voted - For
6 Elect ZHAO Hai Hu Management For Voted - For
7 Elect Donald CHAU Kam Wing Management For Voted - Against
8 Elect SIU Chi Ming Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Adopt Share Option Scheme Management For Voted - Against
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO.
Security ID: P2R268136 Ticker: SBSP3
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Supervisory Council Size Management For Voted - For
6 Election of Supervisory Council Management For Voted - Against
7 Approve Recasting of Votes for Amended Supervisory
Council Slate Management N/A Voted - Against
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Election of Directors Management For Voted - For
5 Approve Recasting of Votes for Amended Slate Management N/A Voted - Against
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Proportional Allocation of Cumulative Votes Management N/A Voted - For
8 Allocate Cumulative Votes to Karla Bertocco Trindade Management N/A Voted - For
9 Allocate Cumulative Votes to Nerylson Lima da Silva Management N/A Voted - For
10 Allocate Cumulative Votes to Ines Maria dos Santos
Coimbra de Almeida Prado Management N/A Voted - For
11 Allocate Cumulative Votes to Jonatas Souza da
Trindade Management N/A Voted - For
458
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Allocate Cumulative Votes to Anderson Marcio de
Oliveira Management N/A Voted - For
13 Allocate Cumulative Votes to Eduardo Person Pardini Management N/A Voted - For
14 Allocate Cumulative Votes to Mario Engler Pinto
Junior Management N/A Voted - For
15 Allocate Cumulative Votes to Karolina Fonseca Lima Management N/A Voted - For
16 Allocate Cumulative Votes to Andre Gustavo Salcedo
Teixeira Mendes Management N/A Voted - For
17 Request Cumulative Voting Management N/A Voted - Against
18 Elect Eduardo Person Pardini's Independence Status Management For Voted - For
19 Elect Mario Engler Pinto Junior's Independence
Status Management For Voted - For
20 Elect Karolina Fonseca Lima's Independence Status Management For Voted - For
21 Remuneration Policy Management For Voted - Against
22 Amendments to Articles Management For Voted - For
23 Consolidation of Articles Management For Voted - For
24 Election of Audit Committee Members Management For Voted - For
COPASA S.A.
Security ID: P28269101 Ticker: CSMG3
Meeting Date: 06-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Kathleen Garcia Nascimento as Supervisory
Council Member Management For Voted - For
4 Elect Thales Almeida Pereira Fernandes as
Supervisory Council Member Management For Voted - Against
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Establishment of Administrative Bidding Procedure Management For Voted - For
Meeting Date: 21-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Long-Term Credit Operation (via the
Issuance of Debt Instruments) Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 04-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Election of Supervisory Council Management For Voted - Against
459
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - Against
3 Allocation of Profits/Dividends Management For Voted - For
4 Interest on Capital and Dividend Distribution
Payment Date Management For Voted - For
5 Approve Investment Plan Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Policy Management For Voted - Against
4 Amendments to Articles Management For Voted - For
5 Amendments to Dividends Policy Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Guilherme Augusto Duarte De Faria Management For Voted - For
4 Elect Fernando Dal-Ri Murcia Management For Voted - For
CORE & MAIN, INC.
Security ID: 21874C102 Ticker: CNM
Meeting Date: 28-Jun-23 Meeting Type: Annual
1.1 Elect Bhavani Amirthalingam Management For Voted - For
1.2 Elect Orvin T. Kimbrough Management For Voted - Withheld
1.3 Elect Margaret M. Newman Management For Voted - For
1.4 Elect Ian A. Rorick Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
COWAY CO., LTD.
Security ID: Y1786S109 Ticker: 021240
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Elect BANG Jun Hyuk Management For Voted - For
4 Elect SEO Jang Won Management For Voted - Against
5 Elect KIM Soon Tae Management For Voted - For
6 Elect YOON Bu Hyun Management For Voted - For
7 Elect KIM Kyu Ho Management For Voted - Against
460
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Election of Independent Director to Be Appointed as
Audit Committee Member: KIM Jin Bae Management For Voted - For
9 Election of Audit Committee Member: YOON Bu Hyun Management For Voted - For
10 Election of Audit Committee Member: LEE Gil Yeon Management For Voted - For
11 Directors' Fees Management For Voted - For
ECOLAB INC.
Security ID: 278865100 Ticker: ECL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Shari L Ballard Management For Voted - For
2 Elect Barbara J. Beck Management For Voted - For
3 Elect Christophe Beck Management For Voted - For
4 Elect Jeffrey M. Ettinger Management For Voted - For
5 Elect Eric M. Green Management For Voted - For
6 Elect Arthur J. Higgins Management For Voted - For
7 Elect Michael Larson Management For Voted - For
8 Elect David W. MacLennan Management For Voted - For
9 Elect Tracy B. McKibben Management For Voted - For
10 Elect Lionel L. Nowell, III Management For Voted - For
11 Elect Victoria J. Reich Management For Voted - For
12 Elect Suzanne M. Vautrinot Management For Voted - For
13 Elect John J. Zillmer Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
15 Approval of the 2023 Stock Incentive Plan Management For Voted - For
16 Amendment to the Stock Purchase Plan Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - Against
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ENERGY RECOVERY, INC.
Security ID: 29270J100 Ticker: ERII
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Alexander J. Buehler Management For Voted - For
1.2 Elect Joan K. Chow Management For Voted - For
1.3 Elect Arve Hanstveit Management For Voted - Withheld
1.4 Elect Robert Y.L. Mao Management For Voted - For
1.5 Elect Pamela Tondreau Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
461
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
ESSENTIAL UTILITIES INC.
Security ID: 29670G102 Ticker: WTRG
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect Elizabeth B. Amato Management For Voted - For
1.2 Elect David A. Ciesinski Management For Voted - For
1.3 Elect Christopher H. Franklin Management For Voted - For
1.4 Elect Daniel J. Hilferty Management For Voted - For
1.5 Elect Edwina Kelly Management For Voted - For
1.6 Elect W. Bryan Lewis Management For Voted - For
1.7 Elect Ellen T. Ruff Management For Voted - For
1.8 Elect Lee C. Stewart Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EVOQUA WATER TECHNOLOGIES CORP.
Security ID: 30057T105 Ticker: AQUA
Meeting Date: 07-Feb-23 Meeting Type: Annual
1.1 Elect Ronald C. Keating Management For Voted - For
1.2 Elect Martin J. Lamb Management For Voted - For
1.3 Elect Peter M. Wilver Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
FERGUSON PLC
Security ID: G3421J106 Ticker: FERG
Meeting Date: 30-Nov-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Kelly Baker Management For Voted - For
4 Elect Bill Brundage Management For Voted - Against
5 Elect Geoff Drabble Management For Voted - For
6 Elect Catherine Halligan Management For Voted - For
7 Elect Brian May Management For Voted - For
8 Elect Kevin Murphy Management For Voted - For
9 Elect Alan J. Murray Management For Voted - For
10 Elect Thomas Schmitt Management For Voted - Against
462
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Nadia Shouraboura Management For Voted - For
12 Elect Suzanne Wood Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Adoption of the Non-Employee Director Incentive
Plan 2022 Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Adoption of New Articles of Association Management For Voted - For
FRANKLIN ELECTRIC CO., INC.
Security ID: 353514102 Ticker: FELE
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Victor D. Grizzle Management For Voted - Against
2 Elect Alok Maskara Management For Voted - For
3 Elect Thomas R. VerHage Management For Voted - For
4 Ratification of Auditor Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Amendment to the 2017 Stock Plan Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GUANGDONG INVESTMENT LIMITED
Security ID: Y2929L100 Ticker: 0270
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HOU Wailin Management For Voted - Against
6 Elect LIANG Yuanjuan Management For Voted - For
7 Elect Daniel Richard FUNG Management For Voted - Against
8 Elect Moses CHENG Mo Chi Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
463
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
KEPPEL INFRASTRUCTURE TRUST
Security ID: Y4724S108 Ticker: A7RU
Meeting Date: 17-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Elect Adrian CHAN Pengee Management For Voted - For
5 Elect Daniel Cuthbert HUAT Ee Hock Management For Voted - For
6 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Authority to Repurchase Units Management For Voted - For
9 Amendment to Trust Deed Management For Voted - For
Meeting Date: 17-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive
Rights to Keppel Infrastructure Holdings Pte. Ltd Management For Voted - For
KURITA WATER INDUSTRIES LTD.
Security ID: J37221116 Ticker: 6370
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Michiya Kadota Management For Voted - For
5 Elect Hirohiko Ejiri Management For Voted - For
6 Elect Shuji Shirode Management For Voted - For
7 Elect Yukihiko Mutou Management For Voted - For
8 Elect Kenjiro Kobayashi Management For Voted - For
9 Elect Keiko Tanaka Management For Voted - For
10 Elect Masahiro Miyazaki Management For Voted - For
11 Elect Yoshiko Takayama Management For Voted - For
MIDDLESEX WATER COMPANY
Security ID: 596680108 Ticker: MSEX
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Joshua Bershad Management For Voted - For
1.2 Elect James F Cosgrove, Jr. Management For Voted - For
1.3 Elect Vaughn L. McKoy Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
464
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Ratification of Auditor Management For Voted - For
MUELLER WATER PRODUCTS, INC.
Security ID: 624758108 Ticker: MWA
Meeting Date: 07-Feb-23 Meeting Type: Annual
1 Elect Shirley C. Franklin Management For Voted - For
2 Elect J. Scott Hall Management For Voted - For
3 Elect Thomas J. Hansen Management For Voted - For
4 Elect Mark J. O'Brien Management For Voted - For
5 Elect Christine Ortiz Management For Voted - For
6 Elect Jeffery S. Sharritts Management For Voted - For
7 Elect Brian Slobodow Management For Voted - For
8 Elect Lydia W. Thomas Management For Voted - For
9 Elect Michael T. Tokarz Management For Voted - For
10 Elect Stephen C. Van Arsdell Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
NOMURA MICRO SCIENCE CO., LTD.
Security ID: J5893C102 Ticker: 6254
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Toyosaku Senda Management For Voted - For
4 Elect Makoto Uchida Management For Voted - For
5 Elect Katsuji Nishie Management For Voted - For
6 Elect Shiro Nishimura Management For Voted - For
7 Elect Shinobu Seshimo Management For Voted - Against
8 Elect Shinsuke Tanaka Management For Voted - For
9 Elect Yumiko Niijima Management For Voted - For
10 Amendment to Restricted Stock Plan Management For Voted - For
11 Audit Committee Directors Fees Management For Voted - For
12 Retirement Allowances for Non-Audit Committee
Directors and Audit Committee Director Management For Voted - Against
ORGANO CORPORATION
Security ID: J61697108 Ticker: 6368
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Masayuki Yamada Management For Voted - Against
4 Elect Yasutoshi Nakayama Management For Voted - For
465
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Nobuyoshi Suda Management For Voted - For
6 Elect Tetsushi Honda Management For Voted - For
7 Elect Keiko Terui Management For Voted - For
8 Elect Kenji Hirai Management For Voted - For
9 Elect Morifumi Wada Management For Voted - For
10 Elect Daisaku Abe Management For Voted - For
11 Elect Nobuko Hanano Management For Voted - For
12 Elect Yoshihiro Tajitsu Management For Voted - For
13 Elect Wataru Higuchi Management For Voted - Against
14 Elect Hirohito Kodama Management For Voted - For
15 Elect Haruki Myoga Management For Voted - For
16 Elect Mio Minaki Management For Voted - For
17 Directors' Fees Management For Voted - For
PENNON GROUP PLC
Security ID: G8295T239 Ticker: PNN
Meeting Date: 21-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Elect Gill Rider Management For Voted - For
5 Elect Susan J. Davy Management For Voted - For
6 Elect Paul Boote Management For Voted - For
7 Elect Neil Cooper Management For Voted - For
8 Elect Iain Evans Management For Voted - For
9 Elect Claire Ighodaro Management For Voted - For
10 Elect Jon Butterworth Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authorisation of Political Donations Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
19 Approval of the Company's Climate-related Financial
Disclosures Management For Voted - For
20 Amendments to Articles Management For Voted - For
PENTAIR PLC
Security ID: G7S00T104 Ticker: PNR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Mona Abutaleb Stephenson Management For Voted - For
466
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Melissa Barra Management For Voted - For
3 Elect T. Michael Glenn Management For Voted - For
4 Elect Theodore L. Harris Management For Voted - For
5 Elect David A. Jones Management For Voted - For
6 Elect Gregory E. Knight Management For Voted - For
7 Elect Michael T. Speetzen Management For Voted - For
8 Elect John L. Stauch Management For Voted - For
9 Elect Billie I. Williamson Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Set Price Range for Re-Issuance of
Treasury Shares Management For Voted - For
RELIANCE WORLDWIDE CORPORATION LIMITED
Security ID: Q8068F100 Ticker: RWC
Meeting Date: 27-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Christine N. Bartlett Management For Voted - For
3 Re-elect William (Stuart) Crosby Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO LTI) Management For Voted - For
6 Amendments to Constitution Management For Voted - For
7 Increase NED Fee Cap Management N/A Voted - For
SELECT ENERGY SERVICES, INC.
Security ID: 81617J301 Ticker: WTTR
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Gayle L. Burleson Management For Voted - For
2 Elect Richard A. Burnett Management For Voted - For
3 Elect Luis Fernandez-Moreno Management For Voted - For
4 Elect Robin H. Fielder Management For Voted - For
5 Elect John Schmitz Management For Voted - For
6 Elect Troy W. Thacker Management For Voted - For
7 Elect Douglas J. Wall Management For Voted - Withheld
8 Ratification of Auditor Management For Voted - For
9 Amendment to Reflect Delaware Law Provisions
Regarding Officer Exculpation Management For Voted - Against
10 Amendment to Charter to Change the Company Name and
Remove Obsolete Provisions Management For Voted - For
467
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
SEVERN TRENT PLC
Security ID: G8056D159 Ticker: SVT
Meeting Date: 07-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Kevin S. Beeston Management For Voted - For
5 Elect James Bowling Management For Voted - For
6 Elect John Coghlan Management For Voted - For
7 Elect Tom Delay Management For Voted - For
8 Elect Olivia Garfield Management For Voted - For
9 Elect Christine Hodgson Management For Voted - For
10 Elect Sharmila Nebhrajani Management For Voted - For
11 Elect Philip Remnant Management For Voted - For
12 Elect Gillian Sheldon Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Adoption of New Articles Management For Voted - For
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
SJW GROUP
Security ID: 784305104 Ticker: SJW
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Carl Guardino Management For Voted - For
2 Elect Mary Ann Hanley Management For Voted - For
3 Elect Heather Hunt Management For Voted - Against
4 Elect Rebecca A. Klein Management For Voted - For
5 Elect Gregory P. Landis Management For Voted - For
6 Elect Daniel B. More Management For Voted - For
7 Elect Eric W. Thornburg Management For Voted - For
8 Elect Carol P. Wallace Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
12 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
468
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
UNITED UTILITIES GROUP PLC
Security ID: G92755100 Ticker: UU.
Meeting Date: 22-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Remuneration Policy Management For Voted - For
5 Elect David Higgins Management For Voted - For
6 Elect Steven L. Mogford Management For Voted - For
7 Elect Phil Aspin Management For Voted - For
8 Elect Louise Beardmore Management For Voted - For
9 Elect Liam Butterworth Management For Voted - For
10 Elect Kathleen Cates Management For Voted - For
11 Elect Alison Goligher Management For Voted - For
12 Elect Paulette Rowe Management For Voted - For
13 Elect Doug Webb Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Approval of the Company's Climate-related Financial
Disclosures Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Approval of Long-Term Incentive Plan Management For Voted - For
22 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
23 Authorisation of Political Donations Management For Voted - For
WATTS WATER TECHNOLOGIES, INC.
Security ID: 942749102 Ticker: WTS
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Christopher L. Conway Management For Voted - Withheld
1.2 Elect Michael J. Dubose Management For Voted - Withheld
1.3 Elect David A. Dunbar Management For Voted - Withheld
1.4 Elect Louise K. Goeser Management For Voted - Withheld
1.5 Elect W. Craig Kissel Management For Voted - Withheld
1.6 Elect Joseph T. Noonan Management For Voted - For
1.7 Elect Robert J. Pagano, Jr. Management For Voted - For
1.8 Elect Merilee Raines Management For Voted - Withheld
1.9 Elect Joseph W. Reitmeier Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to Allow Exculpation of Officers Management For Voted - Against
469
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Ratification of Auditor Management For Voted - Against
WPG (SHANGHAI) SMART WATER PUBLIC CO LTD
Security ID: Y9669Z108 Ticker: 603956
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Employee Stock Ownership Plan Management For Voted - Against
2 Management Measures for the Captain No. 1 Employee
Stock Ownership Plan (revised) Management For Voted - Against
3 Full Authorization To The Board To Handle Matters
Regarding The Captain No. 1 Employee Stock
Ownership Plan Management For Voted - Against
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Authority to Give Guarantees Management For Voted - For
XYLEM INC.
Security ID: 98419M100 Ticker: XYL
Meeting Date: 11-May-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Jeanne Beliveau-Dunn Management For Voted - For
2 Elect Patrick K. Decker Management For Voted - For
3 Elect Earl R. Ellis Management For Voted - For
4 Elect Robert F. Friel Management For Voted - For
5 Elect Victoria D. Harker Management For Voted - For
6 Elect Steven R. Loranger Management For Voted - For
7 Elect Mark D. Morelli Management For Voted - For
8 Elect Jerome A. Peribere Management For Voted - For
9 Elect Lila Tretikov Management For Voted - For
10 Elect Uday Yadav Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
ZURN ELKAY WATER SOLUTIONS CORPORATION
Security ID: 98983L108 Ticker: ZWS
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect Thomas D. Christopoul Management For Voted - For
1.2 Elect Emma M. McTague Management For Voted - For
470
Global X Clean Water ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Peggy N. Troy Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - Against
471
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALFEN NV
Security ID: N0227W101 Ticker: ALFEN
Meeting Date: 21-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect Jeanine van der Vlist to the Supervisory Board Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Supervisory Board Remuneration Policy Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
AMERESCO, INC.
Security ID: 02361E108 Ticker: AMRC
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Claire Hughes Johnson Management For Voted - For
1.2 Elect Frank V. Wisneski Management For Voted - Withheld
1.3 Elect Charles R. Patton Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
472
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ARRAY TECHNOLOGIES, INC.
Security ID: 04271T100 Ticker: ARRY
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Brad Forth Management For Voted - Withheld
1.2 Elect Kevin G. Hostetler Management For Voted - For
1.3 Elect Gerrard B. Schmid Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
BALLARD POWER SYSTEMS INC.
Security ID: 058586108 Ticker: BLDP
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Kathy Bayless Management For Voted - Withheld
2 Elect Douglas P. Hayhurst Management For Voted - For
3 Elect JIANG Kui Management For Voted - For
4 Elect Randy MacEwen Management For Voted - For
5 Elect Hubertus M. Muehlhaeuser Management For Voted - For
6 Elect Marty Neese Management For Voted - Withheld
7 Elect James Roche Management For Voted - Withheld
8 Elect Shaojun Sun Management For Voted - Withheld
9 Elect Janet P. Woodruff Management For Voted - Withheld
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Withheld
11 Advisory Vote on Executive Compensation Management For Voted - Against
BLOOM ENERGY CORPORATION
Security ID: 093712107 Ticker: BE
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Jeffrey R. Immelt Management For Voted - For
1.2 Elect Eddy Zervigon Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
CANADIAN SOLAR INC.
Security ID: 136635109 Ticker: CSIQ
Meeting Date: 28-Jun-23 Meeting Type: Annual
1.1 Elect Shawn (Xiaohua) Qu Management For Voted - For
1.2 Elect Harry E. Ruda Management For Voted - For
1.3 Elect Lauren C. Templeton Management For Voted - For
1.4 Elect Andrew (Luen Cheung) Wong Management For Voted - For
473
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect Arthur WONG Lap Tat Management For Voted - For
1.6 Elect Leslie CHANG Li Hsien Management For Voted - For
1.7 Elect Yan ZHUANG Management For Voted - For
1.8 Elect Huifeng CHANG Management For Voted - Withheld
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
CERES POWER HOLDINGS PLC
Security ID: G2091U128 Ticker: CWR
Meeting Date: 18-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Elect Trine Borum Bojsen Management For Voted - For
5 Elect William Tudor Brown Management For Voted - For
6 Elect Philip Caldwell Management For Voted - For
7 Elect Warren A. Finegold Management For Voted - For
8 Elect Uwe Glock Management For Voted - For
9 Elect Qinggui Hao Management For Voted - For
10 Elect Aidan Hughes Management For Voted - For
11 Elect Julia King Management For Voted - For
12 Elect Eric Daniel Lakin Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Remuneration Policy Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED
Security ID: Y14226107 Ticker: 0257
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Haiqing Management For Voted - Against
6 Elect HU Yanguo Management For Voted - For
7 Elect QIAN Xiaodong Management For Voted - For
8 Elect Philip FAN Yan Hok Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
474
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Authority to Issue Repurchased Shares Management For Voted - Against
CS WIND CORPORATION
Security ID: Y1R23X102 Ticker: 112610
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect Knud Bjarne Hansen Management For Voted - For
4 Election of Audit Committee Member: KIM Sung Soo Management For Voted - Against
5 Directors' Fees Management For Voted - For
DONGFANG ELECTRIC CO LTD
Security ID: Y20958107 Ticker: 1072
Meeting Date: 24-Feb-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Repurchase and Cancellation of Certain Restricted
Shares Management For Voted - For
Meeting Date: 24-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Repurchase and Cancellation of Certain Restricted
Shares Management For Voted - For
3 Elect SONG Zhiyuan Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Liang Shuo as Supervisor Management For Voted - Against
Meeting Date: 20-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 General Mandate to Issue Shares w/o Preemptive
Rights Management For Voted - Against
3 Compliance with the Conditions of Issuance of A
Shares to Specific Targets Management For Voted - Against
4 type and carrying value of the Issuance of A Share Management For Voted - Against
5 method and time of issuance Management For Voted - Against
6 specific investors Management For Voted - Against
7 issue price and principles of pricing Management For Voted - Against
8 number of new A Shares to be issued Management For Voted - Against
9 lock-up period arrangement Management For Voted - Against
10 listing place Management For Voted - Against
11 arrangement for distribution of accumulated profits Management For Voted - Against
475
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 amount and use of proceeds; and Management For Voted - Against
13 validity period Management For Voted - Against
14 Demonstration and Analysis Report on the Plan for
the Issuance of A Shares to Specific Targets Management For Voted - Against
15 Issuance of A Shares Proposal Management For Voted - Against
16 Feasibility Analysis Report Management For Voted - Against
17 Special Report on the Use of Previously Raised
Proceeds of the Company Management For Voted - For
18 Connected Transactions Contemplated under the
Issuance of A Shares to Specific Targets Management For Voted - Against
19 DEC Group Subscription Agreement Management For Voted - Against
20 DEC Group Assets Acquisition Agreement Management For Voted - For
21 Compensation Agreement Management For Voted - For
22 Remedial Measures for the Dilution of Immediate
Returns Management For Voted - Against
23 Independence of Valuer and Reasonableness of the
Assumptions of the Valuation Management For Voted - For
24 Audit Reports and the Valuation Reports in respect
of the Relevant Companies Management For Voted - For
25 Authorization to the Board in Respect of Issuance
of A shares Management For Voted - Against
26 Shareholders Return for the Upcoming Three Years
(20232025) Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Director's Report Management For Voted - For
3 Supervisor's Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Financial Statements Management For Voted - For
7 2023 Financial Budget Plan Management For Voted - For
DOOSAN FUEL CELL CO. LTD.
Security ID: Y2103X102 Ticker: 336260
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Article 2 Management For Voted - For
3 Article 16, 20, 56, 58 Management For Voted - For
4 Article 17 Management For Voted - For
5 Article 49 Management For Voted - For
6 Supplementary Provisions Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
476
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ENPHASE ENERGY, INC.
Security ID: 29355A107 Ticker: ENPH
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Jamie Haenggi Management For Voted - Withheld
1.2 Elect Benjamin Kortlang Management For Voted - Withheld
1.3 Elect Richard Mora Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
FIRST SOLAR, INC.
Security ID: 336433107 Ticker: FSLR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Michael J. Ahearn Management For Voted - For
2 Elect Richard D. Chapman Management For Voted - For
3 Elect Anita Marangoly George Management For Voted - For
4 Elect George A. Hambro Management For Voted - For
5 Elect Molly E. Joseph Management For Voted - Against
6 Elect Craig Kennedy Management For Voted - For
7 Elect Lisa A. Kro Management For Voted - For
8 Elect William J. Post Management For Voted - Against
9 Elect Paul H. Stebbins Management For Voted - Against
10 Elect Michael T. Sweeney Management For Voted - Against
11 Elect Mark Widmar Management For Voted - For
12 Elect Norman L. Wright Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FLAT GLASS GROUP CO., LTD.
Security ID: Y2575W103 Ticker: 6865
Meeting Date: 29-Jul-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Class and Nominal Value of the Shares to be Issued Management For Voted - Against
3 Method and Time of Issuance Management For Voted - Against
4 Target Subscribers and Subscription Method Management For Voted - Against
5 Price Determination Date, Issue Price and Pricing
Principles Management For Voted - Against
6 Number of Shares to be Issued Management For Voted - Against
7 Lock-up Period Management For Voted - Against
8 Place of Listing Management For Voted - Against
9 Arrangement Relating to the Accumulated Profits
Prior to the Non-public Issuance Management For Voted - Against
477
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Validity Period of the Resolutions Regarding the
Non-public Issuance Management For Voted - Against
11 Use of Proceeds Management For Voted - Against
12 Preliminary Plan of the Proposed Non-Public
Issuance of A Shares Management For Voted - Against
13 Authorization to the Board to Deal with all Matters
in Relation to the Proposed Issuance Management For Voted - Against
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Fulfilment of the criteria for the Proposed
Non-public Issuance of A Shares Management For Voted - Against
3 Class and Nominal Value of the Shares to be
Issued Management For Voted - Against
4 Method and Time of Issuance Management For Voted - Against
5 Target Subscribers and Subscription Method Management For Voted - Against
6 Price Determination Date, Issue Price and
Pricing
Principles Management For Voted - Against
7 Number of Shares to be Issued Management For Voted - Against
8 Lock-up Period Management For Voted - Against
9 Place of Listing Management For Voted - Against
10 Arrangement Relating to the Accumulated Profits
Prior to the Non-public Issuance Management For Voted - Against
11 Validity Period of the Resolutions Regarding the
Non-public Issuance Management For Voted - Against
12 Use of Proceeds Management For Voted - Against
13 Preliminary Plan of the Proposed Non-Public
Issuance of A Shares Management For Voted - Against
14 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Shares Management For Voted - Against
15 Report on the Use of Previous Proceeds Management For Voted - For
16 Dilution of Immediate Return Resulting from the
Non-Public Issuance and Remedial Measures Management For Voted - Against
17 Dividend Distribution Plan for the Shareholders for
the Next Three Years Management For Voted - For
18 Authorization to the Board to Deal with all Matters
in
Relation to the Proposed Issuance Management For Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal Regarding Anhui Flat Glass's Participation
in the Bidding of Mining Right Management For Voted - For
Meeting Date: 20-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Report on the Use of Previous Proceeds Management For Voted - For
3 Allocation of Interim Dividend Management For Voted - For
478
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Nov-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Downward Adjustment of Conversion Price of Flat
Convertible Bonds Management For Voted - For
3 Authorization of the Board to Handle Matters
Relating to the Downward Adjustment of Conversion
Price Management For Voted - For
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Downward Adjustment of Conversion Price of Flat
Convertible Bonds Management For Voted - For
3 Authorization of the Board to Handle Matters
Relating to the Downward Adjustment of Conversion
Price Management For Voted - For
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Final Account Report Management For Voted - For
7 2023 Financial Budget Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Supervisors' Fees Management For Voted - For
12 Environmental, Social and Governance Report Management For Voted - For
13 Authority to Give Guarantees Management For Voted - Against
14 Related Party Transactions Management For Voted - For
15 Amendments to Articles of Association Management For Voted - For
16 Changes in Industrial and Commercial Registration
and Relevant Adjustments to the Articles Management For Voted - Against
17 Amendments to Procedural Rules for the Shareholders
General Meeting Management For Voted - For
FLUENCE ENERGY, INC.
Security ID: 34379V103 Ticker: FLNC
Meeting Date: 20-Mar-23 Meeting Type: Annual
1.1 Elect Cynthia A. Arnold Management For Voted - For
1.2 Elect Herman E. Bulls Management For Voted - Withheld
1.3 Elect Emma Falck Management For Voted - For
1.4 Elect Ricardo Falu Management For Voted - For
1.5 Elect Elizabeth A. Fessenden Management For Voted - For
1.6 Elect Harald von Heynitz Management For Voted - For
479
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Barbara W. Humpton Management For Voted - Withheld
1.8 Elect Axel Meier Management For Voted - For
1.9 Elect Tish Mendoza Management For Voted - For
1.10 Elect Julian Jose Nebreda Marquez Management For Voted - For
1.11 Elect John Christopher Shelton Management For Voted - For
1.12 Elect Simon James Smith Management For Voted - For
2 Ratification of Auditor Management For Voted - For
FUELCELL ENERGY, INC.
Security ID: 35952H601 Ticker: FCEL
Meeting Date: 22-May-23 Meeting Type: Annual
1 Elect James H. England Management For Voted - For
2 Elect Jason B. Few Management For Voted - For
3 Elect Matthew F. Hilzinger Management For Voted - For
4 Elect Natica von Althann Management For Voted - Against
5 Elect Cynthia Hansen Management For Voted - For
6 Elect Donna Sims Wilson Management For Voted - For
7 Elect Betsy Bingham Management For Voted - For
8 Ratification of Auditor Management For Voted - Against
9 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - For
10 Amendment to the 2018 Omnibus Incentive Plan Management For Voted - For
11 Increase in Authorized Common Stock Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HANWHA SOLUTIONS CORPORATION
Security ID: Y3065K104 Ticker: 009830
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - Against
3 Elect KIM In Hwan Management For Voted - Against
4 Spin-off Management For Voted - For
Meeting Date: 13-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Spin-off Management For Voted - For
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
3 Elect LEE Koo Yung Management For Voted - For
4 Elect KIM In Hwan Management For Voted - For
480
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Election of Independent Director to Be Appointed as
Audit Committee Member: CHANG Jae Soo Management For Voted - For
6 Directors' Fees Management For Voted - For
ITM POWER PLC
Security ID: G4985J102 Ticker: ITM
Meeting Date: 28-Oct-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Denise Cockrem Management For Voted - For
4 Elect Simon Bourne Management For Voted - For
5 Elect Martin R. Green Management For Voted - For
6 Elect Rachel Smith Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Set Auditor's Fees Management For Voted - For
9 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Adoption of New Articles Management For Voted - Against
JINKOSOLAR HOLDING CO., LTD.
Security ID: 47759T100 Ticker: JKS
Meeting Date: 28-Dec-22 Meeting Type: Annual
1 Elect Kangping Chen Management For Voted - Against
2 Elect Haiyun Cao Management For Voted - Against
3 Appointment of Auditor Management For Voted - For
4 Authority to Set Auditor's Fees Management For Voted - For
5 Authorization of Legal Formalities Management For Voted - For
JOHNSON MATTHEY PLC
Security ID: G51604166 Ticker: JMAT
Meeting Date: 21-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Liam Condon Management For Voted - For
5 Elect Rita Forst Management For Voted - For
6 Elect Jane Griffiths Management For Voted - For
7 Elect Xiaozhi Liu Management For Voted - For
8 Elect Chris Mottershead Management For Voted - For
9 Elect John O'Higgins Management For Voted - For
10 Elect Stephen Oxley Management For Voted - For
11 Elect Patrick W. Thomas Management For Voted - For
12 Elect Doug Webb Management For Voted - For
481
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
LANDIS+GYR GROUP AG
Security ID: H893NZ107 Ticker: LAND
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Accounts and Reports Management For Take No Action
5 Allocation of Losses Management For Take No Action
6 Dividend from Reserves Management For Take No Action
7 Ratification of Board and Management Acts Management For Take No Action
8 Compensation Report Management For Take No Action
9 Board Compensation Management For Take No Action
10 Executive Compensation Management For Take No Action
11 Elect Andreas Umbach Management For Take No Action
12 Elect Eric A. Elzvik Management For Take No Action
13 Elect Peter Mainz Management For Take No Action
14 Elect Andreas Spreiter Management For Take No Action
15 Elect Christina M. Stercken Management For Take No Action
16 Elect Laureen Tolson Management For Take No Action
17 Elect Peter Christopher V. Bason Management For Take No Action
18 Elect Audrey Zibelman Management For Take No Action
19 Elect Andreas Umbach as Board Chair Management For Take No Action
20 Elect Eric A. Elzvik as Compensation Committee
Member Management For Take No Action
21 Elect Peter Mainz as Compensation Committee Member Management For Take No Action
22 Elect Laureen Tolson as Compensation Committee
Member Management For Take No Action
23 Appointment of Auditor Management For Take No Action
24 Appointment of Independent Proxy Management For Take No Action
25 Amendment to Company Purpose Management For Take No Action
26 Amendments to Articles (Authorized Capital) Management For Take No Action
27 Amendments to Articles (Capital Band) Management For Take No Action
28 Amendments to Articles (Simple Majority) Management For Take No Action
29 Amendments to Articles (Qualified Majority) Management For Take No Action
30 Amendments to Articles Management For Take No Action
31 Amendments to Articles (Miscellaneous) Management For Take No Action
32 Additional or Amended Board Proposals Management N/A Take No Action
482
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
33 Additional or Amended Shareholder Proposals Shareholder N/A Take No Action
MEYER BURGER TECHNOLOGY AG
Security ID: H5498Z128 Ticker: MBTN
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Rights Issue Management For Take No Action
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Compensation Report Management For Take No Action
4 Allocation of Losses Management For Take No Action
5 Ratification of Board and Management Acts Management For Take No Action
6 Elect Franz Richter as Board Chair and Member Management For Take No Action
7 Elect Andreas R. Herzog Management For Take No Action
8 Elect Mark Kerekes Management For Take No Action
9 Elect Urs Schenker Management For Take No Action
10 Elect Katrin Wehr-Seiter Management For Take No Action
11 Elect Andreas R. Herzog as Nominating and
Compensation Committee Member Management For Take No Action
12 Elect Urs Schenker as Nominating and Compensation
Committee Member Management For Take No Action
13 Appointment of Auditor Management For Take No Action
14 Appointment of Independent Proxy Management For Take No Action
15 Board Compensation Management For Take No Action
16 Executive Compensation Management For Take No Action
17 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Take No Action
18 Amendment to Corporate Purpose Management For Take No Action
19 Amendments to Articles (Hybrid Shareholders'
Meeting) Management For Take No Action
20 Amendments to Articles (Formal Adjustments) Management For Take No Action
21 Non-Voting Meeting Note N/A N/A Take No Action
NEL ASA
Security ID: R4S21L127 Ticker: NEL
Meeting Date: 02-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chair; Minutes Management For Take No Action
483
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Agenda Management For Take No Action
8 Authority to Issue Shares Pursuant to Incentive
Programs Management For Take No Action
9 Non-Voting Meeting Note N/A N/A Take No Action
10 Non-Voting Meeting Note N/A N/A Take No Action
11 Non-Voting Meeting Note N/A N/A Take No Action
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Election of Presiding Chair; Minutes Management For Take No Action
8 Agenda Management For Take No Action
9 Accounts and Reports Management For Take No Action
10 Non-Voting Agenda Item N/A N/A Take No Action
11 Directors' Fees Management For Take No Action
12 Committee Fees Management For Take No Action
13 Authority to Set Auditor's Fees Management For Take No Action
14 Remuneration Report Management For Take No Action
15 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
16 Authority to Issue Shares Pursuant to Incentive
Programs Management For Take No Action
17 Authority to Repurchase Shares Pursuant to
Incentive Programs Management For Take No Action
18 Authority to Repurchase Shares Management For Take No Action
19 Elect Ole Enger Management For Take No Action
20 Elect Hanne Blume Management For Take No Action
21 Elect Charlotta Falvin Management For Take No Action
22 Elect Beatriz Malo de Molina Management For Take No Action
23 Elect Arvid Moss Management For Take No Action
24 Elect Tom Rotjer Management For Take No Action
25 Elect Jens Bjorn Staff Management For Take No Action
26 Amendments to Articles (Advance Notice for AGM) Management For Take No Action
27 Amendments to Articles (Nomination Committee Size) Management For Take No Action
28 Elect Eivind Sars Veddeng as Chair of the
Nomination Committee Management For Take No Action
29 Elect Andreas Poole as a Member of the Nomination
Committee Management For Take No Action
30 Non-Voting Meeting Note N/A N/A Take No Action
31 Non-Voting Meeting Note N/A N/A Take No Action
32 Non-Voting Meeting Note N/A N/A Take No Action
484
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORDEX SE
Security ID: D5736K135 Ticker: NDX1
Meeting Date: 27-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Issuance of Shares w/o Preemptive Rights Management For Voted - For
6 Increase in Authorised Capital Management For Voted - For
7 Increase in Authorised Capital II Management For Voted - For
8 Increase in Authorised Capital III Management For Voted - For
9 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Increase in Authorised Capital Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
11 Amendments to Articles (General Meeting) Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
PLUG POWER INC.
Security ID: 72919P202 Ticker: PLUG
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Jonathan Silver Management For Voted - Withheld
2 Elect Kyungyeol Song Management For Voted - For
3 Amendment to the 2021 Stock Option and Incentive
Plan Management For Voted - Against
4 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
485
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
QUANTUMSCAPE CORPORATION
Security ID: 74767V109 Ticker: QS
Meeting Date: 20-Sep-22 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - Withheld
1.7 Elect Gena C. Lovett Management For Voted - For
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - For
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - Withheld
1.7 Elect Gena C. Lovett Management For Voted - Withheld
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - Withheld
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
SAMSUNG SDI CO., LTD.
Security ID: Y74866107 Ticker: 006400
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - For
2 Elect JUN Young Hyun Management For Voted - Against
3 Elect KWON Oh Kyung Management For Voted - Against
4 Elect KIM Duk Hyun Management For Voted - Against
5 Elect LEE Mi Kyung Management For Voted - For
6 Election of Audit Committee Member: KWON Oh Kyung Management For Voted - Against
7 Election of Audit Committee Member: LEE Mi Kyung Management For Voted - For
486
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Election of Independent Director to Be Appointed as
Audit Committee Member: CHOI Won Wook Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
SHOALS TECHNOLOGIES GROUP, INC.
Security ID: 82489W107 Ticker: SHLS
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect Jeanette Mills Management For Voted - For
1.2 Elect Lori Sundberg Management For Voted - Withheld
2 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
SIMPLO TECHNOLOGY CO., LTD
Security ID: Y7987E104 Ticker: 6121
Meeting Date: 31-May-23 Meeting Type: Annual
1 2022 Business Report and Financial Statements Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 Elect SUNG Fu-Hsiang Management For Voted - Against
4 Elect Representative of Bon Shin International
Investment Co.,
Ltd. Management For Voted - Abstain
5 Elect CHEN Tai-Ming Management For Voted - Against
6 Elect WANG Chen-Wei Management For Voted - For
7 Elect LIN Pi-Jung Management For Voted - For
8 Elect CHIU Kuan-Hsun Management For Voted - For
9 Elect CHU Chih-Hao Management For Voted - For
10 Non-Compete Restrictions for Directors Management For Voted - For
SMA SOLAR TECHNOLOGY AG
Security ID: D7008K108 Ticker: S92
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits Management For Voted - For
4 Ratify Barbara Gregor Management For Voted - For
5 Ratify Ulrich Hadding Management For Voted - For
6 Ratify Thomas Pixa Management For Voted - For
7 Ratify Jurgen Reinert Management For Voted - For
8 Ratify Roland Bent Management For Voted - For
9 Ratify Martin Breul Management For Voted - For
10 Ratify Oliver Dietzel Management For Voted - For
487
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Ratify Kim Fausing Management For Voted - For
12 Ratify Johannes Hade Management For Voted - For
13 Ratify Alexa Hergenrother Management For Voted - For
14 Ratify Uwe Kleinkauf Management For Voted - For
15 Ratify Ilonka Nussbaumer Management For Voted - For
16 Ratify Yvonne Siebert Management For Voted - For
17 Ratify Romy Siegert Management For Voted - For
18 Ratify Jan Henrik Supady Management For Voted - For
19 Ratify Matthias Victor Management For Voted - For
20 Appointment of Auditor Management For Voted - For
21 Remuneration Report Management For Voted - For
22 Increase in Authorised Capital Management For Voted - For
23 Amendments to Articles (Virtual Meetings and
Participation) Management For Voted - For
24 Supervisory Board Remuneration Policy Management For Voted - For
25 Management Board Remuneration Policy Management For Voted - For
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
29 Non-Voting Meeting Note N/A N/A Non-Voting
30 Non-Voting Meeting Note N/A N/A Non-Voting
SOLAREDGE TECHNOLOGIES, INC.
Security ID: 83417M104 Ticker: SEDG
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Marcel Gani Management For Voted - For
2 Elect Tal Payne Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Amendment to Articles to Add Federal Forum
Selection Clause Management For Voted - Against
STEM, INC.
Security ID: 85859N102 Ticker: STEM
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Adam E. Daley Management For Voted - For
2 Elect Anil Tammineedi Management For Voted - For
3 Elect Lisa L. Troe Management For Voted - For
4 Declassification of Board Management For Voted - For
5 Elimination of Supermajority Requirement Management For Voted - For
6 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
488
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
SUNPOWER CORPORATION
Security ID: 867652406 Ticker: SPWR
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Peter Faricy Management For Voted - For
1.2 Elect Nathaniel Anschuetz Management For Voted - Withheld
1.3 Elect Thomas R. McDaniel Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
UNITED RENEWABLE ENERGY CO LTD
Security ID: Y9251U103 Ticker: 3576
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Proposal for a Capital Increased by Cash or Issuing
Overseas Depositary Receipt Through Issuing Common
Stock. Management For Voted - Against
4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
VESTAS WIND SYSTEMS A/S
Security ID: K9773J201 Ticker: VWS
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Elect Anders Runevad Management For Voted - For
11 Elect Bruce Grant Management For Voted - For
12 Elect Eva Merete Sofelde Berneke Management For Voted - For
13 Elect Helle Thorning-Schmidt Management For Voted - For
14 Elect Karl-Henrik Sundstrom Management For Voted - For
15 Elect Kentaro Hosomi Management For Voted - For
16 Elect Lena Olving Management For Voted - For
17 Appointment of Auditor Management For Voted - Against
489
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Authority to Repurchase Shares Management For Voted - For
19 Authorization of Legal Formalities Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Security ID: Y97237112 Ticker: 2208
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules for General Meetings Management For Voted - For
4 Remuneration Plan for Chairman of the Board Management For Voted - For
5 Estimated Annual Cap for Connected Transactions for
2023 Management For Voted - For
6 Elect WANG Yili Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Bonds and Asset-Backed Securities Management For Voted - For
3 Change of Company Name Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Annual Report Management For Voted - For
10 Exchange Rate and Interest Rate Hedging Business Management For Voted - For
11 Provision of New Guarantees for Subsidiaries Management For Voted - Against
12 Provision of Letter of Guarantees for Subsidiaries Management For Voted - Against
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Provision of Guarantee of Parent Company Based on
Shareholding Ratio Management For Voted - Against
15 Elect YANG Liying Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
XINYI SOLAR HOLDINGS LIMITED
Security ID: G9829N102 Ticker: 968
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 First Amendments to Articles Management For Voted - Against
4 Second Amendments to Articles Management For Voted - For
Global X CleanTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Issuance of RMB Shares Management For Voted - For
6 Plan for Distribution of Profits Accumulated Prior
to the Proposed Issuance of RMB Shares Management For Voted - For
7 Share Stabilisation Plan Management For Voted - For
8 Profit Distribution and Return Policy Management For Voted - For
9 Use of Proceeds From the RMB Share Issue Management For Voted - For
10 Remedial Measures for Potential Dilution Management For Voted - For
11 Approval of the Seven Letters of Commitment and
Undertakings Management For Voted - For
12 Adoption of the Rules of Procedures of the
Shareholders' General Meetings Management For Voted - For
13 Adoption of the Rules of Procedures of the Board
Meetings Management For Voted - For
14 Board Authorization Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LEE Yin Yee Management For Voted - Against
6 Elect LEE Yau Ching Management For Voted - For
7 Elect TUNG Ching Sai Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Elect CHU Charn Fai Management For Voted - For
491
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
2U, INC.
Security ID: 90214J101 Ticker: TWOU
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect John M. Larson Management For Voted - For
2 Elect Edward S. Macias Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Amendment to the 2017 Employee Stock Purchase Plan Management For Voted - For
6 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
AKAMAI TECHNOLOGIES, INC.
Security ID: 00971T101 Ticker: AKAM
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Marianne C. Brown Management For Voted - For
3 Elect Monte E. Ford Management For Voted - For
4 Elect Daniel R. Hesse Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect F. Thomson Leighton Management For Voted - For
7 Elect Jonathan F. Miller Management For Voted - For
8 Elect Madhu Ranganathan Management For Voted - Against
9 Elect Bernardus Verwaayen Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Elect Daniel Yong ZHANG Management For Voted - For
2 Elect Jerry YANG Chih-Yuan Management For Voted - Against
3 Elect Wan Ling Martello Management For Voted - For
4 Elect SHAN Weijian Management For Voted - For
5 Elect Irene LEE Yun Lien Management For Voted - Against
6 Elect Albert NG Kong Ping Management For Voted - For
7 Appointment of Auditor Management For Voted - Against
492
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - Against
6 Elect R. Martin Chavez Management For Voted - For
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - For
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
493
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 1997 Stock Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Government
Requests for Content and Product Removal Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on
Government Takedown Requests Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Alignment
with Climate Commitments Shareholder Against Voted - For
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
24 Shareholder Proposal Regarding Cost Benefit
Analysis of DEI Programs Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
26 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
27 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - For
28 Shareholder Proposal Regarding Report Evaluating
Animal Welfare Standards Shareholder Against Voted - For
29 Shareholder Proposal Regarding Formation of Public
Policy Committee Shareholder Against Voted - For
30 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
494
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
32 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - For
33 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
BOX, INC.
Security ID: 10316T104 Ticker: BOX
Meeting Date: 14-Jul-22 Meeting Type: Annual
1 Elect Kimberly L. Hammonds Management For Voted - For
2 Elect Dan Levin Management For Voted - For
3 Elect Bethany J. Mayer Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Susan P. Barsamian Management For Voted - For
2 Elect Jack R. Lazar Management For Voted - For
3 Elect John I. Park Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
COUPA SOFTWARE INCORPORATED
Security ID: 22266L106 Ticker: COUP
Meeting Date: 23-Feb-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
DIGITAL CORE REIT
Security ID: Y2076L101 Ticker: DCRU
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Acquisition of Data Center(s) Management For Voted - For
3 Issuance of New Units Management For Voted - For
4 Whitewash Resolution Management For Voted - For
5 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
6 Authority to Issue Units w/o Preemptive Rights Management For Voted - For
495
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
5 Authority to Repurchase and Reissue Units Management For Voted - For
DIGITAL REALTY TRUST, INC.
Security ID: 253868103 Ticker: DLR
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Alexis Black Bjorlin Management For Voted - Against
2 Elect VeraLinn Jamieson Management For Voted - For
3 Elect Kevin J. Kennedy Management For Voted - For
4 Elect William G. LaPerch Management For Voted - For
5 Elect Jean F.H.P. Mandeville Management For Voted - For
6 Elect Afshin Mohebbi Management For Voted - For
7 Elect Mark R. Patterson Management For Voted - For
8 Elect Mary Hogan Preusse Management For Voted - For
9 Elect Andrew P. Power Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - For
DIGITALOCEAN HOLDINGS, INC.
Security ID: 25402D102 Ticker: DOCN
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Warren Adelman Management For Voted - Withheld
1.2 Elect Pueo Keffer Management For Voted - For
1.3 Elect Hilary A. Schneider Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DROPBOX, INC.
Security ID: 26210C104 Ticker: DBX
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Andrew W. Houston Management For Voted - For
1.2 Elect Donald W. Blair Management For Voted - For
1.3 Elect Lisa Campbell Management For Voted - For
496
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Paul E. Jacobs Management For Voted - Withheld
1.5 Elect Sara Mathew Management For Voted - For
1.6 Elect Abhay Parasnis Management For Voted - For
1.7 Elect Karen Peacock Management For Voted - For
1.8 Elect Michael Seibel Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
EVERBRIDGE, INC.
Security ID: 29978A104 Ticker: EVBG
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect David Benjamin Management For Voted - Withheld
2 Elect Richard A. D'Amore Management For Voted - For
3 Elect Alison Dean Management For Voted - For
4 Elect Rohit Ghai Management For Voted - For
5 Elect David Henshall Management For Voted - Withheld
6 Elect Kent J. Mathy Management For Voted - Withheld
7 Elect Simon Paris Management For Voted - Withheld
8 Elect Sharon Rowlands Management For Voted - For
9 Elect David J. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
FASTLY, INC.
Security ID: 31188V100 Ticker: FSLY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Aida M. Alvarez Management For Voted - Withheld
1.2 Elect Richard Daniels Management For Voted - For
1.3 Elect Todd Nightingale Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Approval of Performance Award for Chief Architect Management For Voted - Against
FIVE9, INC.
Security ID: 338307101 Ticker: FIVN
Meeting Date: 16-May-23 Meeting Type: Annual
1.1 Elect Michael Burkland Management For Voted - For
1.2 Elect Robert J. Zollars Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
497
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
FRESHWORKS INC.
Security ID: 358054104 Ticker: FRSH
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Roxanne S. Austin Management For Voted - For
1.2 Elect Sameer K. Gandhi Management For Voted - For
1.3 Elect Dennis M. Woodside Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
HEALTHSTREAM, INC.
Security ID: 42222N103 Ticker: HSTM
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Jeffrey L. McLaren Management For Voted - For
2 Elect Linda Eskind Rebrovick Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - Against
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - Against
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
498
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
KINGSOFT CLOUD HOLDINGS LIMITED
Security ID: 49639K101 Ticker: KC
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Adoption of New Articles (Stock Split) Management For Voted - For
2 Company Name Change Management For Voted - For
3 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
4 Authority to Repurchase Shares Management For Voted - For
5 Authority to Issue Repurchased Shares Management For Voted - Against
6 Authorize the Board to Effect Proposals Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Haijian He Management For Voted - Against
3 Elect Ruiheng Qiu Management For Voted - Against
4 Elect Jingyuan Qu Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - For
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
499
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Mathias Dopfner Management For Voted - Against
2 Elect Reed Hastings Management For Voted - For
3 Elect Jay Hoag Management For Voted - Against
4 Elect Ted Sarandos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Climate
Risk in Employee Retirement Default Options Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Sharen J. Turney Management For Voted - Withheld
2 Elect J.C. Watts Jr. Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
6 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
7 Shareholder Proposal Regarding Majority Vote for
the Election of Directors Shareholder Against Voted - For
PUBMATIC, INC.
Security ID: 74467Q103 Ticker: PUBM
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Cathleen P. Black Management For Voted - For
1.2 Elect Susan Daimler Management For Voted - Withheld
500
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Shelagh Glaser Management For Voted - For
1.4 Elect Amar K. Goel Management For Voted - Withheld
1.5 Elect Rajeev K. Goel Management For Voted - For
1.6 Elect Jacob Shulman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
QUALYS, INC.
Security ID: 74758T303 Ticker: QLYS
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Wendy M. Pfeiffer Management For Voted - Withheld
1.2 Elect John Zangardi Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Laura Alber Management For Voted - For
3 Elect Craig A. Conway Management For Voted - For
4 Elect Arnold W. Donald Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Neelie Kroes Management For Voted - For
7 Elect Sachin Mehra Management For Voted - For
8 Elect G. Mason Morfit Management For Voted - For
9 Elect Oscar Munoz Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
SHOPIFY INC.
Security ID: 82509L107 Ticker: SHOP
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Tobias Lutke Management For Voted - For
501
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Robert G. Ashe Management For Voted - Against
3 Elect Gail Goodman Management For Voted - Against
4 Elect Colleen M. Johnston Management For Voted - Against
5 Elect Jeremy Levine Management For Voted - Against
6 Elect Toby Shannan Management For Voted - For
7 Elect Fidji Simo Management For Voted - For
8 Elect Bret Taylor Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
SINCH AB
Security ID: W835AF448 Ticker: SINCH
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Election of Minute Taker (Erik Froberg) Management For Voted - For
8 Voting List Management For Voted - For
9 Agenda Management For Voted - For
10 Compliance with the Rules of Convocation Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Accounts and Reports Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Ratification of Erik Froberg Management For Voted - For
15 Ratification of Bjorn Zethraeus Management For Voted - For
16 Ratification of Bridget Cosgrave Management For Voted - For
17 Ratification of Hudson Smith Management For Voted - For
18 Ratification of Johan Stuart Management For Voted - For
19 Ratification of Renee Robinson Stromberg Management For Voted - For
20 Ratification of Luciana Carvalho Management For Voted - For
21 Ratification of Johan Hedberg (CEO) Management For Voted - For
22 Ratification of Oscar Werner (CEO) Management For Voted - For
23 Ratification of Robert Gerstmann (deputy CEO) Management For Voted - For
24 Board Size Management For Voted - For
25 Number of Auditors Management For Voted - For
26 Directors' Fees Management For Voted - For
27 Authority to Set Auditor's Fees Management For Voted - For
28 Elect Erik Froberg Management For Voted - Against
29 Elect Renee Robinson Stromberg Management For Voted - For
30 Elect Johan Stuart Management For Voted - For
31 Elect Bjorn Zethraeus Management For Voted - For
32 Elect Bridget Cosgrave Management For Voted - For
33 Elect Hudson Smith Management For Voted - For
34 Appointment of Auditor Management For Voted - For
502
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
35 Approval of Committee Guidelines Management For Voted - For
36 Remuneration Policy Management For Voted - For
37 Remuneration Report Management For Voted - Against
38 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
39 Adoption of Share-Based Incentives (LTIP 2023) Management For Voted - For
40 Non-Voting Agenda Item N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
SPS COMMERCE, INC.
Security ID: 78463M107 Ticker: SPSC
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Archie C. Black Management For Voted - Against
2 Elect James B. Ramsey Management For Voted - Against
3 Elect Marty M. Reaume Management For Voted - For
4 Elect Tami L. Reller Management For Voted - For
5 Elect Philip E. Soran Management For Voted - For
6 Elect Anne Sempowski Ward Management For Voted - For
7 Elect Sven A. Wehrwein Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
TWILIO INC.
Security ID: 90138F102 Ticker: TWLO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Charles Bell Management For Voted - For
1.2 Elect Jeffrey R. Immelt Management For Voted - For
1.3 Elect Erika Rottenberg Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
VIMEO, INC.
Security ID: 92719V100 Ticker: VMEO
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Alexander von Furstenberg Management For Voted - For
1.2 Elect Adam Gross Management For Voted - For
1.3 Elect Alesia J. Haas Management For Voted - Withheld
1.4 Elect Jay Herratti Management For Voted - For
1.5 Elect Ida Kane Management For Voted - For
1.6 Elect Mo Koyfman Management For Voted - Withheld
503
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Spike Lee Management For Voted - For
1.8 Elect Nabil Mallick Management For Voted - For
1.9 Elect Glenn H. Schiffman Management For Voted - Withheld
1.10 Elect Anjali Sud Management For Voted - For
2 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against
WIX.COM LTD.
Security ID: M98068105 Ticker: WIX
Meeting Date: 19-Dec-22 Meeting Type: Annual
1 Elect Avishai Abrahami Management For Voted - For
2 Elect Diane Greene Management For Voted - For
3 Elect Mark Tluszcz Management For Voted - For
4 Compensation Policy - Executives Management For Voted - Against
5 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
6 Compensation Policy - Directors Management For Voted - For
7 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
8 NED Compensation Plan Management For Voted - For
9 Option Exchange of Non-Executive Employees Management For Voted - Against
10 Appointment of Auditor Management For Voted - For
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Christa Davies Management For Voted - Against
2 Elect Wayne A.I. Frederick Management For Voted - For
3 Elect Mark J. Hawkins Management For Voted - For
4 Elect George J. Still Jr. Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
WORKIVA INC.
Security ID: 98139A105 Ticker: WK
Meeting Date: 30-May-23 Meeting Type: Annual
1 Elect Michael M. Crow Management For Voted - Withheld
2 Elect Julie Iskow Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
504
Global X Cloud Computing ETF
Proposal Proposed by Mgt. Position Registrant Voted
YEXT, INC.
Security ID: 98585N106 Ticker: YEXT
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Andrew Sheehan Management For Voted - Withheld
1.2 Elect Jesse Lipson Management For Voted - For
1.3 Elect Tamar O. Yehoshua Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ZOOM VIDEO COMMUNICATIONS, INC.
Security ID: 98980L101 Ticker: ZM
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Eric Yuan Management For Voted - For
1.2 Elect Peter Gassner Management For Voted - For
1.3 Elect H. R. McMaster Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 13-Jan-23 Meeting Type: Annual
1.1 Elect Andrew Brown Management For Voted - For
1.2 Elect Scott Darling Management For Voted - Withheld
1.3 Elect David Schneider Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
505
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3M COMPANY
Security ID: 88579Y101 Ticker: MMM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Thomas K. Brown Management For Voted - Against
2 Elect Anne H. Chow Management For Voted - For
3 Elect David B. Dillon Management For Voted - For
4 Elect Michael L. Eskew Management For Voted - For
5 Elect James R. Fitterling Management For Voted - For
6 Elect Amy E. Hood Management For Voted - For
7 Elect Suzan Kereere Management For Voted - For
8 Elect Gregory R. Page Management For Voted - For
9 Elect Pedro J. Pizarro Management For Voted - For
10 Elect Michael F. Roman Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ABBOTT LABORATORIES
Security ID: 002824100 Ticker: ABT
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Claire Babineaux-Fontenot Management For Voted - For
3 Elect Sally E. Blount Management For Voted - For
4 Elect Robert B. Ford Management For Voted - For
5 Elect Paola Gonzalez Management For Voted - For
6 Elect Michelle A. Kumbier Management For Voted - For
7 Elect Darren W. McDew Management For Voted - For
8 Elect Nancy McKinstry Management For Voted - Against
9 Elect Michael G. O'Grady Management For Voted - For
10 Elect Michael F. Roman Management For Voted - For
11 Elect Daniel J. Starks Management For Voted - For
12 Elect John G. Stratton Management For Voted - Against
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
19 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - For
506
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABBVIE INC.
Security ID: 00287Y109 Ticker: ABBV
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - Against
2 Elect Melody B. Meyer Management For Voted - For
3 Elect Frederick H. Waddell Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
10 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
ADOBE INC.
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Brett Biggs Management For Voted - For
3 Elect Melanie Boulden Management For Voted - For
4 Elect Frank A. Calderoni Management For Voted - For
5 Elect Laura B. Desmond Management For Voted - For
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Spencer Neumann Management For Voted - For
8 Elect Kathleen Oberg Management For Voted - For
9 Elect Dheeraj Pandey Management For Voted - For
10 Elect David A. Ricks Management For Voted - For
11 Elect Daniel Rosensweig Management For Voted - For
12 Elect John E. Warnock Management For Voted - For
13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - For
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107 Ticker: AMD
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Nora M. Denzel Management For Voted - For
507
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect D. Mark Durcan Management For Voted - For
3 Elect Michael P. Gregoire Management For Voted - For
4 Elect Joseph A. Householder Management For Voted - For
5 Elect John W. Marren Management For Voted - For
6 Elect Jon A. Olson Management For Voted - For
7 Elect Lisa T. Su Management For Voted - For
8 Elect Abhijit Y. Talwalkar Management For Voted - For
9 Elect Elizabeth W. Vanderslice Management For Voted - For
10 Approval of the 2023 Equity Incentive Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AFLAC INCORPORATED
Security ID: 001055102 Ticker: AFL
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Daniel P. Amos Management For Voted - For
2 Elect W. Paul Bowers Management For Voted - For
3 Elect Arthur R. Collins Management For Voted - For
4 Elect Miwako Hosoda Management For Voted - For
5 Elect Thomas J. Kenny Management For Voted - For
6 Elect Georgette D. Kiser Management For Voted - For
7 Elect Karole F. Lloyd Management For Voted - For
8 Elect Nobuchika Mori Management For Voted - For
9 Elect Joseph L. Moskowitz Management For Voted - For
10 Elect Barbara K. Rimer Management For Voted - For
11 Elect Katherine T. Rohrer Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
AGILENT TECHNOLOGIES, INC.
Security ID: 00846U101 Ticker: A
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Heidi Kunz Management For Voted - Against
2 Elect Susan H. Rataj Management For Voted - Against
3 Elect George A. Scangos Management For Voted - Against
4 Elect Dow R. Wilson Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Ratification of Auditor Management For Voted - Against
7 Permit Shareholders to Call Special Meetings Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
508
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
AKAMAI TECHNOLOGIES, INC.
Security ID: 00971T101 Ticker: AKAM
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Marianne C. Brown Management For Voted - For
3 Elect Monte E. Ford Management For Voted - For
4 Elect Daniel R. Hesse Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect F. Thomson Leighton Management For Voted - For
7 Elect Jonathan F. Miller Management For Voted - For
8 Elect Madhu Ranganathan Management For Voted - Against
9 Elect Bernardus Verwaayen Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - Against
6 Elect R. Martin Chavez Management For Voted - For
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
509
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - For
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 1997 Stock Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Government
Requests for Content and Product Removal Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on
Government Takedown Requests Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Alignment
with Climate Commitments Shareholder Against Voted - For
510
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
24 Shareholder Proposal Regarding Cost Benefit
Analysis of DEI Programs Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
26 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
27 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - For
28 Shareholder Proposal Regarding Report Evaluating
Animal Welfare Standards Shareholder Against Voted - For
29 Shareholder Proposal Regarding Formation of Public
Policy Committee Shareholder Against Voted - For
30 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
31 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
32 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - For
33 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against
2 Elect John J. Brennan Management For Voted - For
3 Elect Peter Chernin Management For Voted - Against
4 Elect Walter J. Clayton III Management For Voted - For
5 Elect Ralph de la Vega Management For Voted - For
6 Elect Theodore J. Leonsis Management For Voted - Against
7 Elect Deborah P. Majoras Management For Voted - Against
8 Elect Karen L. Parkhill Management For Voted - For
9 Elect Charles E. Phillips, Jr. Management For Voted - For
10 Elect Lynn A. Pike Management For Voted - For
11 Elect Stephen J. Squeri Management For Voted - For
12 Elect Daniel L. Vasella Management For Voted - Against
13 Elect Lisa W. Wardell Management For Voted - For
14 Elect Christopher D. Young Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
511
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Thomas A. Bartlett Management For Voted - For
2 Elect Kelly C. Chambliss Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect Raymond P. Dolan Management For Voted - For
5 Elect Kenneth R. Frank Management For Voted - For
6 Elect Robert D. Hormats Management For Voted - For
7 Elect Grace D. Lieblein Management For Voted - For
8 Elect Craig Macnab Management For Voted - For
9 Elect JoAnn A. Reed Management For Voted - For
10 Elect Pamela D.A. Reeve Management For Voted - For
11 Elect Bruce L. Tanner Management For Voted - For
12 Elect Samme L. Thompson Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AMERICAN WATER WORKS COMPANY, INC.
Security ID: 030420103 Ticker: AWK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Jeffrey N. Edwards Management For Voted - For
2 Elect Martha Clark Goss Management For Voted - For
3 Elect M. Susan Hardwick Management For Voted - For
4 Elect Kimberly J. Harris Management For Voted - For
5 Elect Laurie P. Havanec Management For Voted - For
6 Elect Julia L. Johnson Management For Voted - For
7 Elect Patricia L. Kampling Management For Voted - For
8 Elect Karl F. Kurz Management For Voted - For
9 Elect Michael L. Marberry Management For Voted - For
10 Elect James G. Stavridis Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
AMGEN INC.
Security ID: 031162100 Ticker: AMGN
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect Robert A. Bradway Management For Voted - For
512
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Michael V. Drake Management For Voted - Against
4 Elect Brian J. Druker Management For Voted - For
5 Elect Robert A. Eckert Management For Voted - Against
6 Elect Greg C. Garland Management For Voted - Against
7 Elect Charles M. Holley, Jr. Management For Voted - Against
8 Elect S. Omar Ishrak Management For Voted - For
9 Elect Tyler Jacks Management For Voted - For
10 Elect Ellen J. Kullman Management For Voted - Against
11 Elect Amy E. Miles Management For Voted - Against
12 Elect Ronald D. Sugar Management For Voted - Against
13 Elect R. Sanders Williams Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
ANALOG DEVICES, INC.
Security ID: 032654105 Ticker: ADI
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Vincent Roche Management For Voted - For
2 Elect James A. Champy Management For Voted - For
3 Elect Andre Andonian Management For Voted - For
4 Elect Anantha P. Chandrakasan Management For Voted - For
5 Elect Edward H. Frank Management For Voted - For
6 Elect Laurie H. Glimcher Management For Voted - For
7 Elect Karen M. Golz Management For Voted - For
8 Elect Mercedes Johnson Management For Voted - For
9 Elect Kenton J. Sicchitano Management For Voted - For
10 Elect Ray Stata Management For Voted - For
11 Elect Susie Wee Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
513
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
APPLIED MATERIALS, INC.
Security ID: 038222105 Ticker: AMAT
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Rani Borkar Management For Voted - For
2 Elect Judy Bruner Management For Voted - For
3 Elect Xun Chen Management For Voted - For
4 Elect Aart J. de Geus Management For Voted - For
5 Elect Gary E. Dickerson Management For Voted - For
6 Elect Thomas J. Iannotti Management For Voted - Against
7 Elect Alexander A. Karsner Management For Voted - For
8 Elect Kevin P. March Management For Voted - For
9 Elect Yvonne McGill Management For Voted - For
10 Elect Scott A. McGregor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
15 Shareholder Proposal Regarding Improvement of
Executive Compensation Program Shareholder Against Voted - For
ARISTA NETWORKS, INC.
Security ID: 040413106 Ticker: ANET
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Lewis Chew Management For Voted - For
1.2 Elect Douglas Merritt Management For Voted - Withheld
1.3 Elect Mark B. Templeton Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
514
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
AT&T INC.
Security ID: 00206R102 Ticker: T
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Scott T. Ford Management For Voted - For
2 Elect Glenn H. Hutchins Management For Voted - Against
3 Elect William E. Kennard Management For Voted - Against
4 Elect Stephen J. Luczo Management For Voted - For
5 Elect Michael B. McCallister Management For Voted - For
6 Elect Beth E. Mooney Management For Voted - Against
7 Elect Matthew K. Rose Management For Voted - For
8 Elect John T. Stankey Management For Voted - For
9 Elect Cindy B. Taylor Management For Voted - For
10 Elect Luis A. Ubinas Management For Voted - Against
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
AUTODESK, INC.
Security ID: 052769106 Ticker: ADSK
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Andrew Anagnost Management For Voted - For
2 Elect Karen Blasing Management For Voted - For
3 Elect Reid French Management For Voted - For
4 Elect Ayanna M. Howard Management For Voted - For
5 Elect Blake J. Irving Management For Voted - For
6 Elect Mary T. McDowell Management For Voted - For
7 Elect Stephen D. Milligan Management For Voted - For
8 Elect Lorrie M. Norrington Management For Voted - Against
9 Elect Elizabeth S. Rafael Management For Voted - For
10 Elect Rami Rahim Management For Voted - For
11 Elect Stacy J. Smith Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AUTOMATIC DATA PROCESSING, INC.
Security ID: 053015103 Ticker: ADP
Meeting Date: 09-Nov-22 Meeting Type: Annual
1 Elect Peter E. Bisson Management For Voted - For
2 Elect David V. Goeckeler Management For Voted - For
515
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Linnie M. Haynesworth Management For Voted - For
4 Elect John P. Jones Management For Voted - For
5 Elect Francine S. Katsoudas Management For Voted - For
6 Elect Nazzic S. Keene Management For Voted - For
7 Elect Thomas J. Lynch Management For Voted - For
8 Elect Scott F. Powers Management For Voted - For
9 Elect William J. Ready Management For Voted - Against
10 Elect Carlos A. Rodriguez Management For Voted - For
11 Elect Sandra S. Wijnberg Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Amendment to the Employee Stock Purchase Plan Management For Voted - For
AUTOZONE, INC.
Security ID: 053332102 Ticker: AZO
Meeting Date: 14-Dec-22 Meeting Type: Annual
1 Elect Michael A. George Management For Voted - For
2 Elect Linda A. Goodspeed Management For Voted - For
3 Elect Earl G. Graves, Jr. Management For Voted - For
4 Elect Enderson Guimaraes Management For Voted - For
5 Elect Brian Hannasch Management For Voted - For
6 Elect D. Bryan Jordan Management For Voted - For
7 Elect Gale V. King Management For Voted - For
8 Elect George R. Mrkonic, Jr. Management For Voted - For
9 Elect William C. Rhodes, III Management For Voted - For
10 Elect Jill Ann Soltau Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
AVERY DENNISON CORPORATION
Security ID: 053611109 Ticker: AVY
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Bradley A. Alford Management For Voted - For
2 Elect Anthony K. Anderson Management For Voted - For
3 Elect Mitchell R. Butier Management For Voted - For
4 Elect Ken C. Hicks Management For Voted - For
5 Elect Andres A. Lopez Management For Voted - For
6 Elect Francesca Reverberi Management For Voted - For
7 Elect Patrick T. Siewert Management For Voted - For
8 Elect Julia A. Stewart Management For Voted - For
9 Elect Martha N. Sullivan Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
516
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
BANK OF AMERICA CORPORATION
Security ID: 060505583 Ticker: BAC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Sharon L. Allen Management For Voted - For
2 Elect Jose E. Almeida Management For Voted - For
3 Elect Frank P. Bramble, Sr. Management For Voted - For
4 Elect Pierre J. P. de Weck Management For Voted - For
5 Elect Arnold W. Donald Management For Voted - For
6 Elect Linda P. Hudson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Brian T. Moynihan Management For Voted - For
9 Elect Lionel L. Nowell, III Management For Voted - For
10 Elect Denise L. Ramos Management For Voted - For
11 Elect Clayton S. Rose Management For Voted - For
12 Elect Michael D. White Management For Voted - For
13 Elect Thomas D. Woods Management For Voted - For
14 Elect Maria T. Zuber Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - Against
18 Amendment to the Bank of America Corporation Equity
Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Absolute
GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - For
22 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - For
23 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - For
24 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For
BECTON, DICKINSON AND COMPANY
Security ID: 075887109 Ticker: BDX
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect William M. Brown Management For Voted - Against
2 Elect Catherine M. Burzik Management For Voted - Against
3 Elect Carrie L. Byington Management For Voted - For
4 Elect R. Andrew Eckert Management For Voted - For
5 Elect Claire M. Fraser Management For Voted - For
6 Elect Jeffrey W. Henderson Management For Voted - For
7 Elect Christopher Jones Management For Voted - Against
8 Elect Marshall O. Larsen Management For Voted - Against
9 Elect Thomas E. Polen Management For Voted - For
517
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Timothy M. Ring Management For Voted - For
11 Elect Bertram L. Scott Management For Voted - Against
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2004 Employee and Director
Equity-Based Compensation Plan Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
BEST BUY CO., INC.
Security ID: 086516101 Ticker: BBY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Corie S. Barry Management For Voted - For
2 Elect Lisa M. Caputo Management For Voted - For
3 Elect J. Patrick Doyle Management For Voted - For
4 Elect David W. Kenny Management For Voted - For
5 Elect Mario J. Marte Management For Voted - For
6 Elect Karen A. McLoughlin Management For Voted - For
7 Elect Claudia Fan Munce Management For Voted - For
8 Elect Richelle P. Parham Management For Voted - For
9 Elect Steven E. Rendle Management For Voted - For
10 Elect Sima D. Sistani Management For Voted - For
11 Elect Melinda D. Whittington Management For Voted - For
12 Elect Eugene A. Woods Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BIOGEN INC.
Security ID: 09062X103 Ticker: BIIB
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Alexander J. Denner Management For Voted - Abstain
2 Elect Caroline D. Dorsa Management For Voted - For
3 Elect Maria C. Freire Management For Voted - For
4 Elect William A. Hawkins Management For Voted - For
5 Elect William D. Jones Management For Voted - Abstain
6 Elect Jesus B. Mantas Management For Voted - For
7 Elect Richard C. Mulligan Management For Voted - Abstain
8 Elect Eric K. Rowinsky Management For Voted - For
9 Elect Stephen A. Sherwin Management For Voted - For
10 Elect Christopher A. Viehbacher Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
518
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Elect Susan K. Langer Management For Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Roelof F. Botha Management For Voted - For
1.2 Elect Amy Brooks Management For Voted - Withheld
1.3 Elect Shawn Carter Management For Voted - For
1.4 Elect Jim McKelvey Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
BORGWARNER INC.
Security ID: 099724106 Ticker: BWA
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Sara A. Greenstein Management For Voted - For
2 Elect Michael S. Hanley Management For Voted - For
3 Elect Frederic B. Lissalde Management For Voted - For
4 Elect Shaun E. McAlmont Management For Voted - For
5 Elect Deborah D. McWhinney Management For Voted - For
6 Elect Alexis P. Michas Management For Voted - For
7 Elect Sailaja K. Shankar Management For Voted - For
8 Elect Hau N. Thai-Tang Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Approval of the 2023 Stock Incentive Plan Management For Voted - For
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
14 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
BOSTON SCIENTIFIC CORPORATION
Security ID: 101137107 Ticker: BSX
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Nelda J. Connors Management For Voted - For
2 Elect Charles J. Dockendorff Management For Voted - For
3 Elect Yoshiaki Fujimori Management For Voted - For
4 Elect Edward J. Ludwig Management For Voted - Against
5 Elect Michael F. Mahoney Management For Voted - For
6 Elect David J. Roux Management For Voted - Against
519
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect John E. Sununu Management For Voted - Against
8 Elect David S. Wichmann Management For Voted - For
9 Elect Ellen M. Zane Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Peter J. Arduini Management For Voted - For
2 Elect Deepak L. Bhatt Management For Voted - For
3 Elect Giovanni Caforio Management For Voted - For
4 Elect Julia A. Haller Management For Voted - For
5 Elect Manuel Hidalgo Medina Management For Voted - For
6 Elect Paula A. Price Management For Voted - For
7 Elect Derica W. Rice Management For Voted - For
8 Elect Theodore R. Samuels, II Management For Voted - For
9 Elect Gerald Storch Management For Voted - For
10 Elect Karen H. Vousden Management For Voted - For
11 Elect Phyllis R. Yale Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
C.H. ROBINSON WORLDWIDE, INC.
Security ID: 12541W209 Ticker: CHRW
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Scott P. Anderson Management For Voted - For
2 Elect James J. Barber, Jr. Management For Voted - For
3 Elect Kermit R. Crawford Management For Voted - Against
4 Elect Timothy C. Gokey Management For Voted - For
5 Elect Mark A. Goodburn Management For Voted - For
6 Elect Mary J. Steele Guilfoile Management For Voted - Against
7 Elect Jodeen A. Kozlak Management For Voted - Against
8 Elect Henry J. Maier Management For Voted - Against
9 Elect James B. Stake Management For Voted - For
10 Elect Paula C. Tolliver Management For Voted - For
11 Elect Henry W. Winship Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
520
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108 Ticker: CDNS
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Mark W. Adams Management For Voted - For
2 Elect Ita M. Brennan Management For Voted - Against
3 Elect Lewis Chew Management For Voted - For
4 Elect Anirudh Devgan Management For Voted - For
5 Elect Mary L. Krakauer Management For Voted - For
6 Elect Julia Liuson Management For Voted - For
7 Elect James D. Plummer Management For Voted - For
8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For
9 Elect John B. Shoven Management For Voted - For
10 Elect Young K. Sohn Management For Voted - For
11 Amendment to the Omnibus Equity Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Length of Share
Ownership Required to Call Special Meetings Shareholder Against Voted - Against
CAMPBELL SOUP COMPANY
Security ID: 134429109 Ticker: CPB
Meeting Date: 30-Nov-22 Meeting Type: Annual
1 Elect Fabiola R. Arredondo Management For Voted - For
2 Elect Howard M. Averill Management For Voted - For
3 Elect John P. Bilbrey Management For Voted - For
4 Elect Mark A. Clouse Management For Voted - For
5 Elect Bennett Dorrance, Jr. Management For Voted - For
6 Elect Maria Teresa Hilado Management For Voted - For
7 Elect Grant H. Hill Management For Voted - For
8 Elect Sarah Hofstetter Management For Voted - For
9 Elect Marc B. Lautenbach Management For Voted - For
10 Elect Mary Alice D. Malone Management For Voted - For
11 Elect Keith R. McLoughlin Management For Voted - For
12 Elect Kurt Schmidt Management For Voted - For
13 Elect Archbold D. van Beuren Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Approval of the 2022 Long-Term Incentive Plan Management For Voted - For
17 Shareholder Proposal Regarding Supply Chain Analysis Shareholder Against Voted - For
18 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
521
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
CAPITAL ONE FINANCIAL CORPORATION
Security ID: 14040H105 Ticker: COF
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Richard D. Fairbank Management For Voted - For
2 Elect Ime Archibong Management For Voted - For
3 Elect Christine R. Detrick Management For Voted - For
4 Elect Ann Fritz Hackett Management For Voted - Against
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect Eli Leenaars Management For Voted - For
7 Elect Francois Locoh-Donou Management For Voted - Against
8 Elect Peter E. Raskind Management For Voted - Against
9 Elect Eileen M. Serra Management For Voted - For
10 Elect Mayo A. Shattuck III Management For Voted - Against
11 Elect Bradford H. Warner Management For Voted - For
12 Elect Craig Anthony Williams Management For Voted - For
13 Elimination of Supermajority Requirement Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - Against
18 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Disclosure of a
Board Diversity and Skills Matrix Shareholder Against Voted - For
CATERPILLAR INC.
Security ID: 149123101 Ticker: CAT
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Kelly A. Ayotte Management For Voted - For
2 Elect David L. Calhoun Management For Voted - For
3 Elect Daniel M. Dickinson Management For Voted - For
4 Elect James C. Fish, Jr. Management For Voted - For
5 Elect Gerald Johnson Management For Voted - For
6 Elect David W. MacLennan Management For Voted - For
7 Elect Judith F. Marks Management For Voted - For
8 Elect Debra L. Reed-Klages Management For Voted - For
9 Elect Susan C. Schwab Management For Voted - For
10 Elect D. James Umpleby III Management For Voted - For
11 Elect Rayford Wilkins Jr. Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
522
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on
Effectiveness of Due Diligence Process Shareholder Against Voted - For
19 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
CBRE GROUP, INC.
Security ID: 12504L109 Ticker: CBRE
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Brandon B. Boze Management For Voted - For
2 Elect Beth F. Cobert Management For Voted - For
3 Elect Reginald H. Gilyard Management For Voted - Against
4 Elect Shira D. Goodman Management For Voted - For
5 Elect E.M. Blake Hutcheson Management For Voted - For
6 Elect Christopher T. Jenny Management For Voted - Against
7 Elect Gerardo I. Lopez Management For Voted - Against
8 Elect Susan Meaney Management For Voted - Against
9 Elect Oscar Munoz Management For Voted - Against
10 Elect Robert E. Sulentic Management For Voted - For
11 Elect Sanjiv Yajnik Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
CDW CORPORATION
Security ID: 12514G108 Ticker: CDW
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Virginia Addicott Management For Voted - For
2 Elect James A. Bell Management For Voted - For
3 Elect Lynda M. Clarizio Management For Voted - For
4 Elect Anthony R. Foxx Management For Voted - For
5 Elect Marc E. Jones Management For Voted - For
6 Elect Christine A. Leahy Management For Voted - For
7 Elect Sanjay Mehrotra Management For Voted - For
8 Elect David W. Nelms Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Donna F. Zarcone Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Allow Shareholders the Right to Call Special
Meetings Management For Voted - For
15 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
523
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHEVRON CORPORATION
Security ID: 166764100 Ticker: CVX
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect John B. Frank Management For Voted - Against
3 Elect Alice P. Gast Management For Voted - For
4 Elect Enrique Hernandez, Jr. Management For Voted - For
5 Elect Marillyn A. Hewson Management For Voted - For
6 Elect Jon M. Huntsman Jr. Management For Voted - For
7 Elect Charles W. Moorman Management For Voted - For
8 Elect Dambisa F. Moyo Management For Voted - For
9 Elect Debra L. Reed-Klages Management For Voted - For
10 Elect D. James Umpleby III Management For Voted - For
11 Elect Cynthia J. Warner Management For Voted - For
12 Elect Michael K. Wirth Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Medium-Term Scope 3
Target Shareholder Against Voted - For
18 Shareholder Proposal Regarding Recalculated
Emissions Baseline Shareholder Against Voted - For
19 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CHURCH & DWIGHT CO., INC.
Security ID: 171340102 Ticker: CHD
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Bradlen S. Cashaw Management For Voted - For
2 Elect Matthew T. Farrell Management For Voted - For
3 Elect Bradley C. Irwin Management For Voted - For
4 Elect Penry W. Price Management For Voted - For
5 Elect Susan G. Saideman Management For Voted - For
6 Elect Ravichandra K. Saligram Management For Voted - For
7 Elect Robert K. Shearer Management For Voted - For
8 Elect Janet S. Vergis Management For Voted - For
9 Elect Arthur B. Winkleblack Management For Voted - For
10 Elect Laurie J. Yoler Management For Voted - For
524
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Approval of the Employee Stock Purchase Plan Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Wesley G. Bush Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
4 Elect Mark S. Garrett Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kristina M. Johnson Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Sarah Rae Murphy Management For Voted - For
9 Elect Charles H. Robbins Management For Voted - For
10 Elect Brenton L. Saunders Management For Voted - Against
11 Elect Lisa T. Su Management For Voted - For
12 Elect Marianna Tessel Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
CITIGROUP INC.
Security ID: 172967424 Ticker: C
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Ellen M. Costello Management For Voted - For
2 Elect Grace E. Dailey Management For Voted - For
3 Elect Barbara J. Desoer Management For Voted - For
4 Elect John C. Dugan Management For Voted - For
5 Elect Jane N. Fraser Management For Voted - For
6 Elect Duncan P. Hennes Management For Voted - For
7 Elect Peter B. Henry Management For Voted - For
8 Elect S. Leslie Ireland Management For Voted - For
9 Elect Renee J. James Management For Voted - For
10 Elect Gary M. Reiner Management For Voted - For
11 Elect Diana L. Taylor Management For Voted - For
12 Elect James S. Turley Management For Voted - For
13 Elect Casper W. von Koskull Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2019 Stock Incentive Plan Management For Voted - For
525
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Human
Rights Standards for Indigenous Peoples Shareholder Against Voted - For
21 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Terrence A. Duffy Management For Voted - For
2 Elect Kathryn Benesh Management For Voted - For
3 Elect Timothy S. Bitsberger Management For Voted - For
4 Elect Charles P. Carey Management For Voted - For
5 Elect Bryan T. Durkin Management For Voted - For
6 Elect Harold Ford Jr. Management For Voted - For
7 Elect Martin J. Gepsman Management For Voted - Against
8 Elect Larry G. Gerdes Management For Voted - Against
9 Elect Daniel R. Glickman Management For Voted - Against
10 Elect Daniel G. Kaye Management For Voted - For
11 Elect Phyllis M. Lockett Management For Voted - Against
12 Elect Deborah J. Lucas Management For Voted - For
13 Elect Terry L. Savage Management For Voted - For
14 Elect Rahael Seifu Management For Voted - For
15 Elect William R. Shepard Management For Voted - For
16 Elect Howard J. Siegel Management For Voted - For
17 Elect Dennis A. Suskind Management For Voted - Against
18 Ratification of Auditor Management For Voted - Against
19 Advisory Vote on Executive Compensation Management For Voted - Against
20 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve 1 year Management 1 Year Voted - 1 Year
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Security ID: 192446102 Ticker: CTSH
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Zein Abdalla Management For Voted - Against
2 Elect Vinita K. Bali Management For Voted - For
3 Elect Eric Branderiz Management For Voted - For
4 Elect Archana Deskus Management For Voted - For
5 Elect John M. Dineen Management For Voted - For
6 Elect Nella Domenici Management For Voted - For
7 Elect Ravi Kumar Singisetti Management For Voted - For
8 Elect Leo S. Mackay, Jr. Management For Voted - For
526
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Michael Patsalos-Fox Management For Voted - For
10 Elect Stephen J. Rohleder Management For Voted - For
11 Elect Abraham Schot Management For Voted - For
12 Elect Joseph M. Velli Management For Voted - For
13 Elect Sandra S. Wijnberg Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Approval of the 2023 Incentive Award Plan Management For Voted - For
17 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
18 Ratification of Auditor Management For Voted - Against
19 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
20 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
COLGATE-PALMOLIVE COMPANY
Security ID: 194162103 Ticker: CL
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect John P. Bilbrey Management For Voted - For
2 Elect John T. Cahill Management For Voted - For
3 Elect Steve A. Cahillane Management For Voted - For
4 Elect Lisa M. Edwards Management For Voted - For
5 Elect C. Martin Harris Management For Voted - For
6 Elect Martina Hund-Mejean Management For Voted - For
7 Elect Kimberly A. Nelson Management For Voted - For
8 Elect Lorrie M. Norrington Management For Voted - Against
9 Elect Michael B. Polk Management For Voted - For
10 Elect Stephen I. Sadove Management For Voted - For
11 Elect Noel R. Wallace Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
COMCAST CORPORATION
Security ID: 20030N101 Ticker: CMCSA
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Kenneth J. Bacon Management For Voted - Withheld
1.2 Elect Thomas J. Baltimore, Jr. Management For Voted - Withheld
1.3 Elect Madeline S. Bell Management For Voted - Withheld
1.4 Elect Edward D. Breen Management For Voted - For
1.5 Elect Gerald L. Hassell Management For Voted - For
1.6 Elect Jeffrey A. Honickman Management For Voted - Withheld
527
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Maritza Gomez Montiel Management For Voted - For
1.8 Elect Asuka Nakahara Management For Voted - For
1.9 Elect David C. Novak Management For Voted - For
1.10 Elect Brian L. Roberts Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Approval of the 2023 Omnibus Equity Incentive Plan Management For Voted - For
4 Amendment to the 2002 Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - For
9 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - For
10 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
11 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
CONOCOPHILLIPS
Security ID: 20825C104 Ticker: COP
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Dennis Victor Arriola Management For Voted - For
2 Elect Jody L. Freeman Management For Voted - Against
3 Elect Gay Huey Evans Management For Voted - Against
4 Elect Jeffrey A. Joerres Management For Voted - Against
5 Elect Ryan M. Lance Management For Voted - For
6 Elect Timothy A. Leach Management For Voted - For
7 Elect William H. McRaven Management For Voted - For
8 Elect Sharmila Mulligan Management For Voted - For
9 Elect Eric D. Mullins Management For Voted - For
10 Elect Arjun N. Murti Management For Voted - For
11 Elect Robert A. Niblock Management For Voted - Against
12 Elect David T. Seaton Management For Voted - Against
13 Elect R. A. Walker Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
17 Permit Shareholders to Call Special Meetings Management For Voted - For
18 Approval of the 2023 Omnibus Stock and Performance
Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
528
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105 Ticker: COST
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Susan L. Decker Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - Against
3 Elect Richard A. Galanti Management For Voted - Against
4 Elect Hamilton E. James Management For Voted - For
5 Elect W. Craig Jelinek Management For Voted - For
6 Elect Sally Jewell Management For Voted - For
7 Elect Charles T. Munger Management For Voted - Against
8 Elect Jeffrey S. Raikes Management For Voted - Against
9 Elect John W. Stanton Management For Voted - For
10 Elect Ron M. Vachris Management For Voted - For
11 Elect Mary Agnes Wilderotter Management For Voted - Against
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - For
CUMMINS INC.
Security ID: 231021106 Ticker: CMI
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect N. Thomas Linebarger Management For Voted - For
2 Elect Jennifer W. Rumsey Management For Voted - For
3 Elect Gary L Belske Management For Voted - For
4 Elect Robert J. Bernhard Management For Voted - For
5 Elect Bruno V. Di Leo Allen Management For Voted - For
6 Elect Stephen B. Dobbs Management For Voted - For
7 Elect Carla A. Harris Management For Voted - For
8 Elect Thomas J. Lynch Management For Voted - Against
9 Elect William I. Miller Management For Voted - For
10 Elect Georgia R. Nelson Management For Voted - For
11 Elect Kimberly A. Nelson Management For Voted - For
12 Elect Karen H. Quintos Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Amendment to the Employee Stock Purchase Plan Management For Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Plan to Link
Executive Compensation to 1.5C Aligned GHG
Reductions Shareholder Against Voted - For
529
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
CVS HEALTH CORPORATION
Security ID: 126650100 Ticker: CVS
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Fernando Aguirre Management For Voted - For
2 Elect Jeffrey R. Balser Management For Voted - For
3 Elect C. David Brown II Management For Voted - For
4 Elect Alecia A. DeCoudreaux Management For Voted - For
5 Elect Nancy-Ann DeParle Management For Voted - For
6 Elect Roger N. Farah Management For Voted - For
7 Elect Anne M. Finucane Management For Voted - For
8 Elect Edward J. Ludwig Management For Voted - For
9 Elect Karen S. Lynch Management For Voted - For
10 Elect Jean-Pierre Millon Management For Voted - For
11 Elect Mary L. Schapiro Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
18 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
DANAHER CORPORATION
Security ID: 235851102 Ticker: DHR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Rainer M. Blair Management For Voted - For
2 Elect Feroz Dewan Management For Voted - Against
3 Elect Linda P. Hefner Filler Management For Voted - Against
4 Elect Teri L. List Management For Voted - For
5 Elect Walter G. Lohr, Jr. Management For Voted - Against
6 Elect Jessica L. Mega Management For Voted - For
7 Elect Mitchell P. Rales Management For Voted - Against
8 Elect Steven M. Rales Management For Voted - For
9 Elect Pardis C. Sabeti Management For Voted - For
10 Elect A. Shane Sanders Management For Voted - Against
11 Elect John T. Schwieters Management For Voted - Against
12 Elect Alan G. Spoon Management For Voted - For
13 Elect Raymond C. Stevens Management For Voted - For
14 Elect Elias A. Zerhouni Management For Voted - Against
15 Ratification of Auditor Management For Voted - Against
530
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
DARDEN RESTAURANTS, INC.
Security ID: 237194105 Ticker: DRI
Meeting Date: 21-Sep-22 Meeting Type: Annual
1.1 Elect Margaret Shan Atkins Management For Voted - For
1.2 Elect Ricardo Cardenas Management For Voted - For
1.3 Elect Juliana L. Chugg Management For Voted - For
1.4 Elect James P. Fogarty Management For Voted - For
1.5 Elect Cynthia T. Jamison Management For Voted - For
1.6 Elect Eugene I. Lee, Jr. Management For Voted - For
1.7 Elect Nana Mensah Management For Voted - For
1.8 Elect William S. Simon Management For Voted - For
1.9 Elect Charles M. Sonsteby Management For Voted - For
1.10 Elect Timothy J. Wilmott Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - Against
DEERE & COMPANY
Security ID: 244199105 Ticker: DE
Meeting Date: 22-Feb-23 Meeting Type: Annual
1 Elect Leanne G. Caret Management For Voted - For
2 Elect Tamra A. Erwin Management For Voted - For
3 Elect Alan C. Heuberger Management For Voted - For
4 Elect Charles O. Holliday, Jr. Management For Voted - For
5 Elect Michael O. Johanns Management For Voted - For
6 Elect Clayton M. Jones Management For Voted - For
7 Elect John C. May Management For Voted - For
8 Elect Gregory R. Page Management For Voted - For
9 Elect Sherry M. Smith Management For Voted - For
10 Elect Dmitri L. Stockton Management For Voted - For
11 Elect Sheila G. Talton Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
531
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
DELL TECHNOLOGIES INC.
Security ID: 24703L202 Ticker: DELL
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Michael Dell Management For Voted - Withheld
1.2 Elect David W. Dorman Management For Voted - Withheld
1.3 Elect Egon P. Durban Management For Voted - Withheld
1.4 Elect David J. Grain Management For Voted - For
1.5 Elect William D. Green Management For Voted - For
1.6 Elect Simon Patterson Management For Voted - For
1.7 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.8 Elect Ellen J. Kullman Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Stock Incentive Plan Management For Voted - For
DEVON ENERGY CORPORATION
Security ID: 25179M103 Ticker: DVN
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Barbara M. Baumann Management For Voted - For
1.2 Elect John E. Bethancourt Management For Voted - For
1.3 Elect Ann G. Fox Management For Voted - Withheld
1.4 Elect Gennifer F. Kelly Management For Voted - For
1.5 Elect Kelt Kindick Management For Voted - For
1.6 Elect John Krenicki, Jr. Management For Voted - For
1.7 Elect Karl F. Kurz Management For Voted - For
1.8 Elect Michael N. Mears Management For Voted - For
1.9 Elect Robert A. Mosbacher, Jr. Management For Voted - For
1.10 Elect Richard E. Muncrief Management For Voted - For
1.11 Elect Valerie M. Williams Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Exclusive Forum Provision Management For Voted - Against
6 Amendment Regarding the Exculpation of Officers Management For Voted - Against
7 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
DUKE ENERGY CORPORATION
Security ID: 26441C204 Ticker: DUK
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Derrick Burks Management For Voted - For
2 Elect Annette K. Clayton Management For Voted - For
532
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Theodore F. Craver, Jr. Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
5 Elect Caroline D. Dorsa Management For Voted - For
6 Elect W. Roy Dunbar Management For Voted - For
7 Elect Nicholas C. Fanandakis Management For Voted - For
8 Elect Lynn J. Good Management For Voted - For
9 Elect John T. Herron Management For Voted - For
10 Elect Idalene F. Kesner Management For Voted - For
11 Elect E. Marie McKee Management For Voted - For
12 Elect Michael J. Pacilio Management For Voted - For
13 Elect Thomas E. Skains Management For Voted - For
14 Elect William E. Webster, Jr. Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
20 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Aparna Chennapragda Management For Voted - For
3 Elect Logan D. Green Management For Voted - For
4 Elect E. Carol Hayles Management For Voted - For
5 Elect Jamie Iannone Management For Voted - For
6 Elect Shripriya Mahesh Management For Voted - For
7 Elect Paul S. Pressler Management For Voted - For
8 Elect Mohak Shroff Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Equity Incentive Award Plan Management For Voted - For
14 Amendment Regarding Officer Exculpation Management For Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
ECOLAB INC.
Security ID: 278865100 Ticker: ECL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Shari L Ballard Management For Voted - For
2 Elect Barbara J. Beck Management For Voted - For
533
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Christophe Beck Management For Voted - For
4 Elect Jeffrey M. Ettinger Management For Voted - For
5 Elect Eric M. Green Management For Voted - For
6 Elect Arthur J. Higgins Management For Voted - For
7 Elect Michael Larson Management For Voted - For
8 Elect David W. MacLennan Management For Voted - For
9 Elect Tracy B. McKibben Management For Voted - For
10 Elect Lionel L. Nowell, III Management For Voted - For
11 Elect Victoria J. Reich Management For Voted - For
12 Elect Suzanne M. Vautrinot Management For Voted - For
13 Elect John J. Zillmer Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
15 Approval of the 2023 Stock Incentive Plan Management For Voted - For
16 Amendment to the Stock Purchase Plan Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - Against
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108 Ticker: EW
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kieran T. Gallahue Management For Voted - For
2 Elect Leslie Stone Heisz Management For Voted - For
3 Elect Paul A. LaViolette Management For Voted - For
4 Elect Steven R. Loranger Management For Voted - For
5 Elect Martha H. Marsh Management For Voted - For
6 Elect Michael A. Mussallem Management For Voted - For
7 Elect Ramona Sequeira Management For Voted - For
8 Elect Nicholas J. Valeriani Management For Voted - For
9 Elect Bernard J. Zovighian Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ELEVANCE HEALTH, INC.
Security ID: 036752103 Ticker: ELV
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Gail K. Boudreaux Management For Voted - For
2 Elect R. Kerry Clark Management For Voted - For
3 Elect Robert L. Dixon, Jr. Management For Voted - For
4 Elect Deanna Strable-Soethout Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
534
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Ratification of Auditor Management For Voted - Against
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - For
ELI LILLY AND COMPANY
Security ID: 532457108 Ticker: LLY
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect William G. Kaelin, Jr. Management For Voted - For
2 Elect David A. Ricks Management For Voted - For
3 Elect Marschall S. Runge Management For Voted - For
4 Elect Karen Walker Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - Against
8 Repeal of Classified Board Management For Voted - For
9 Elimination of Supermajority Requirements Management For Voted - For
10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
12 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
13 Shareholder Proposal Regarding Report on Company
Response to State Policies Regulating Abortion Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - For
15 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
16 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - For
EOG RESOURCES, INC.
Security ID: 26875P101 Ticker: EOG
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Janet F. Clark Management For Voted - For
2 Elect Charles R. Crisp Management For Voted - For
3 Elect Robert P. Daniels Management For Voted - For
4 Elect Lynn A. Dugle Management For Voted - For
5 Elect C. Christopher Gaut Management For Voted - For
6 Elect Michael T. Kerr Management For Voted - For
7 Elect Julie J. Robertson Management For Voted - For
8 Elect Donald F. Textor Management For Voted - For
9 Elect Ezra Y. Yacob Management For Voted - For
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - For
535
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EQUINIX, INC.
Security ID: 29444U700 Ticker: EQIX
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Nanci E. Caldwell Management For Voted - Against
2 Elect Adaire Fox-Martin Management For Voted - For
3 Elect Ron Guerrier Management For Voted - Abstain
4 Elect Gary F. Hromadko Management For Voted - For
5 Elect Charles Meyers Management For Voted - For
6 Elect Thomas S. Olinger Management For Voted - For
7 Elect Christopher B. Paisley Management For Voted - For
8 Elect Jeetendra I. Patel Management For Voted - For
9 Elect Sandra Rivera Management For Voted - For
10 Elect Fidelma Russo Management For Voted - For
11 Elect Peter F. Van Camp Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
ESTEE LAUDER COS., INC.
Security ID: 518439104 Ticker: EL
Meeting Date: 18-Nov-22 Meeting Type: Annual
1 Elect Ronald S. Lauder Management For Voted - For
2 Elect William P. Lauder Management For Voted - For
3 Elect Richard D. Parsons Management For Voted - Withheld
4 Elect Lynn Forester de Rothschild Management For Voted - For
5 Elect Jennifer Tejada Management For Voted - Withheld
6 Elect Richard F. Zannino Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
ETSY, INC.
Security ID: 29786A106 Ticker: ETSY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Josh Silverman Management For Voted - For
3 Elect Fred Wilson Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
536
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - For
EXELON CORPORATION
Security ID: 30161N101 Ticker: EXC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Anthony K. Anderson Management For Voted - For
2 Elect W. Paul Bowers Management For Voted - For
3 Elect Calvin G. Butler, Jr. Management For Voted - For
4 Elect Marjorie Rodgers Cheshire Management For Voted - For
5 Elect Linda P. Jojo Management For Voted - For
6 Elect Charisse Lillie Management For Voted - For
7 Elect Matthew Rogers Management For Voted - For
8 Elect John F. Young Management For Voted - For
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Security ID: 302130109 Ticker: EXPD
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Glenn M. Alger Management For Voted - For
2 Elect Robert P. Carlile Management For Voted - Against
3 Elect James M. DuBois Management For Voted - For
4 Elect Mark A. Emmert Management For Voted - For
5 Elect Diane H. Gulyas Management For Voted - For
6 Elect Jeffrey S. Musser Management For Voted - For
7 Elect Brandon S. Pedersen Management For Voted - For
8 Elect Liane J. Pelletier Management For Voted - Against
9 Elect Olivia D. Polius Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
14 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
F5, INC.
Security ID: 315616102 Ticker: FFIV
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Marianne Budnik Management For Voted - For
2 Elect Elizabeth L. Buse Management For Voted - Against
537
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Michael L. Dreyer Management For Voted - Against
4 Elect Alan J. Higginson Management For Voted - Against
5 Elect Peter S. Klein Management For Voted - For
6 Elect Francois Locoh-Donou Management For Voted - For
7 Elect Nikhil Mehta Management For Voted - Against
8 Elect Michael F. Montoya Management For Voted - Against
9 Elect Marie E. Myers Management For Voted - Against
10 Elect James M. Phillips Management For Voted - Against
11 Elect Sripada Shivananda Management For Voted - Against
12 Amendment to the Incentive Plan Management For Voted - For
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FACTSET RESEARCH SYSTEMS INC.
Security ID: 303075105 Ticker: FDS
Meeting Date: 15-Dec-22 Meeting Type: Annual
1 Elect James J. McGonigle Management For Voted - For
2 Elect F. Phillip Snow Management For Voted - For
3 Elect Maria Teresa Tejada Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Amendment to Remove Certain Business Combination
Restrictions Management For Voted - For
8 Exclusive Forum Provision (Delaware Court) Management For Voted - Against
9 Exclusive Forum Provision (Federal Court) Management For Voted - Against
10 Amendment to Remove Creditor Compromise Provision Management For Voted - For
11 Amendment to Clarify, Streamline and Modernize the
Certificate of Incorporation Management For Voted - For
FEDEX CORPORATION
Security ID: 31428X106 Ticker: FDX
Meeting Date: 19-Sep-22 Meeting Type: Annual
1 Elect Marvin R. Ellison Management For Voted - For
2 Elect Stephen E. Gorman Management For Voted - For
3 Elect Susan Patricia Griffith Management For Voted - For
4 Elect Kimberly A. Jabal Management For Voted - For
5 Elect Amy B. Lane Management For Voted - For
6 Elect R. Brad Martin Management For Voted - For
7 Elect Nancy A. Norton Management For Voted - For
8 Elect Frederick P. Perpall Management For Voted - For
9 Elect Joshua Cooper Ramo Management For Voted - For
10 Elect Susan C. Schwab Management For Voted - For
538
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Frederick W. Smith Management For Voted - For
12 Elect David P. Steiner Management For Voted - Against
13 Elect Rajesh Subramaniam Management For Voted - For
14 Elect V. James Vena Management For Voted - For
15 Elect Paul S. Walsh Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Ratification of Auditor Management For Voted - Against
18 Amendment to the 2019 Omnibus Stock Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
21 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
22 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - For
23 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
GENERAL MILLS, INC.
Security ID: 370334104 Ticker: GIS
Meeting Date: 27-Sep-22 Meeting Type: Annual
1 Elect R. Kerry Clark Management For Voted - For
2 Elect David M. Cordani Management For Voted - For
3 Elect C. Kim Goodwin Management For Voted - For
4 Elect Jeffrey L. Harmening Management For Voted - For
5 Elect Maria G. Henry Management For Voted - For
6 Elect Jo Ann Jenkins Management For Voted - For
7 Elect Elizabeth C. Lempres Management For Voted - For
8 Elect Diane L. Neal Management For Voted - For
9 Elect Stephen A. Odland Management For Voted - For
10 Elect Maria A. Sastre Management For Voted - For
11 Elect Eric D. Sprunk Management For Voted - For
12 Elect Jorge A. Uribe Management For Voted - For
13 Approval of the 2022 Stock Compensation Plan Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - For
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Jacqueline K. Barton Management For Voted - For
2 Elect Jeffrey A. Bluestone Management For Voted - For
3 Elect Sandra J. Horning Management For Voted - For
4 Elect Kelly A. Kramer Management For Voted - For
539
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Kevin E. Lofton Management For Voted - For
6 Elect Harish Manwani Management For Voted - For
7 Elect Daniel P. O'Day Management For Voted - For
8 Elect Javier J. Rodriguez Management For Voted - For
9 Elect Anthony Welters Management For Voted - For
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
HESS CORPORATION
Security ID: 42809H107 Ticker: HES
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Terrence J. Checki Management For Voted - Against
2 Elect Leonard S. Coleman, Jr. Management For Voted - Against
3 Elect Lisa Glatch Management For Voted - For
4 Elect John B. Hess Management For Voted - Against
5 Elect Edith E. Holiday Management For Voted - Against
6 Elect Marc S. Lipschultz Management For Voted - For
7 Elect Raymond J. McGuire Management For Voted - Against
8 Elect David McManus Management For Voted - For
9 Elect Kevin O. Meyers Management For Voted - For
10 Elect Karyn F. Ovelmen Management For Voted - For
11 Elect James H. Quigley Management For Voted - For
12 Elect William G. Schrader Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106 Ticker: HON
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Duncan B. Angove Management For Voted - For
3 Elect William S. Ayer Management For Voted - For
4 Elect Kevin Burke Management For Voted - For
5 Elect D. Scott Davis Management For Voted - For
6 Elect Deborah Flint Management For Voted - For
7 Elect Vimal Kapur Management For Voted - For
540
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Rose Lee Management For Voted - For
9 Elect Grace D. Lieblein Management For Voted - For
10 Elect Robin L. Washington Management For Voted - For
11 Elect Robin Watson Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Environmental and
Health Impact Report Shareholder Against Voted - For
HORMEL FOODS CORPORATION
Security ID: 440452100 Ticker: HRL
Meeting Date: 31-Jan-23 Meeting Type: Annual
1 Elect Prama Bhatt Management For Voted - For
2 Elect Gary C. Bhojwani Management For Voted - Against
3 Elect Stephen M. Lacy Management For Voted - For
4 Elect Elsa A. Murano Management For Voted - For
5 Elect Susan K. Nestegard Management For Voted - For
6 Elect William A. Newlands Management For Voted - For
7 Elect Christopher J. Policinski Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - For
9 Elect Sally J. Smith Management For Voted - For
10 Elect James P. Snee Management For Voted - For
11 Elect Steven A. White Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Policy on Use of
Antibiotics in the Supply Chain Shareholder Against Voted - For
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Shumeet Banerji Management For Voted - For
3 Elect Robert R. Bennett Management For Voted - For
4 Elect Charles Chip V. Bergh Management For Voted - For
5 Elect Bruce Broussard Management For Voted - For
6 Elect Stacy Brown-Philpot Management For Voted - For
7 Elect Stephanie A. Burns Management For Voted - For
8 Elect Mary Anne Citrino Management For Voted - For
9 Elect Richard L. Clemmer Management For Voted - For
10 Elect Enrique Lores Management For Voted - For
11 Elect Judith A. Miscik Management For Voted - For
541
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Kim K.W. Rucker Management For Voted - For
13 Elect Subra Suresh Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
HUBSPOT, INC.
Security ID: 443573100 Ticker: HUBS
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Nick Caldwell Management For Voted - For
2 Elect Claire Hughes Johnson Management For Voted - For
3 Elect Jay Simons Management For Voted - For
4 Elect Yamini Rangan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HUMANA INC.
Security ID: 444859102 Ticker: HUM
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Raquel C. Bono Management For Voted - For
2 Elect Bruce Broussard Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - Against
4 Elect David T. Feinberg Management For Voted - For
5 Elect Wayne A.I. Frederick Management For Voted - For
6 Elect John W. Garratt Management For Voted - For
7 Elect Kurt J. Hilzinger Management For Voted - For
8 Elect Karen W. Katz Management For Voted - Against
9 Elect Marcy S. Klevorn Management For Voted - For
10 Elect William J. McDonald Management For Voted - For
11 Elect Jorge S. Mesquita Management For Voted - For
12 Elect Brad D. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ILLINOIS TOOL WORKS INC.
Security ID: 452308109 Ticker: ITW
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Daniel J. Brutto Management For Voted - For
2 Elect Susan Crown Management For Voted - For
542
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Darrell L. Ford Management For Voted - For
4 Elect Kelly J. Grier Management For Voted - For
5 Elect James W. Griffith Management For Voted - For
6 Elect Jay L. Henderson Management For Voted - For
7 Elect Richard H. Lenny Management For Voted - For
8 Elect E. Scott Santi Management For Voted - For
9 Elect David H. B. Smith, Jr. Management For Voted - For
10 Elect Pamela B. Strobel Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
INTUIT INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Eve Burton Management For Voted - For
2 Elect Scott D. Cook Management For Voted - For
3 Elect Richard L. Dalzell Management For Voted - For
4 Elect Sasan Goodarzi Management For Voted - For
5 Elect Deborah Liu Management For Voted - For
6 Elect Tekedra Mawakana Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Thomas J. Szkutak Management For Voted - For
9 Elect Raul Vazquez Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
INTUITIVE SURGICAL, INC.
Security ID: 46120E602 Ticker: ISRG
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Craig H. Barratt Management For Voted - Against
2 Elect Joseph C. Beery Management For Voted - For
3 Elect Gary S. Guthart Management For Voted - For
4 Elect Amal M. Johnson Management For Voted - For
5 Elect Don R. Kania Management For Voted - Against
6 Elect Amy L. Ladd Management For Voted - For
7 Elect Keith R. Leonard, Jr. Management For Voted - For
8 Elect Alan J. Levy Management For Voted - Against
9 Elect Jami Dover Nachtsheim Management For Voted - Against
10 Elect Monica P. Reed Management For Voted - For
11 Elect Mark J. Rubash Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
543
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
IQVIA HOLDINGS INC.
Security ID: 46266C105 Ticker: IQV
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Carol J. Burt Management For Voted - For
2 Elect Colleen A. Goggins Management For Voted - Against
3 Elect Sheila A. Stamps Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Permit Shareholders to Call Special Meetings Management For Voted - Abstain
6 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
7 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
8 Ratification of Auditor Management For Voted - Against
JACK HENRY & ASSOCIATES, INC.
Security ID: 426281101 Ticker: JKHY
Meeting Date: 15-Nov-22 Meeting Type: Annual
1 Elect David B. Foss Management For Voted - For
2 Elect Matthew C. Flanigan Management For Voted - For
3 Elect Thomas H. Wilson, Jr. Management For Voted - For
4 Elect Jacque R. Fiegel Management For Voted - For
5 Elect Thomas A. Wimsett Management For Voted - For
6 Elect Laura G. Kelly Management For Voted - For
7 Elect Shruti S. Miyashiro Management For Voted - For
8 Elect Wesley A. Brown Management For Voted - For
9 Elect Curtis A. Campbell Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Mary C. Beckerle Management For Voted - For
3 Elect D. Scott Davis Management For Voted - For
4 Elect Jennifer A. Doudna Management For Voted - For
5 Elect Joaquin Duato Management For Voted - For
6 Elect Marillyn A. Hewson Management For Voted - For
7 Elect Paula A. Johnson Management For Voted - For
8 Elect Hubert Joly Management For Voted - For
544
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Mark B. McClellan Management For Voted - For
10 Elect Anne Mulcahy Management For Voted - For
11 Elect Mark A. Weinberger Management For Voted - For
12 Elect Nadja Y. West Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Adoption of
Mandatory Arbitration Bylaw Shareholder Against Voted - Abstain
17 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - For
18 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
JONES LANG LASALLE INCORPORATED
Security ID: 48020Q107 Ticker: JLL
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Hugo Bague Management For Voted - For
2 Elect Matthew Carter, Jr. Management For Voted - Against
3 Elect Tina Ju Management For Voted - For
4 Elect Bridget Macaskill Management For Voted - For
5 Elect Deborah H. McAneny Management For Voted - For
6 Elect Siddharth N. Mehta Management For Voted - For
7 Elect Moses Ojeisekhoba Management For Voted - For
8 Elect Jeetendra I. Patel Management For Voted - For
9 Elect Ann Marie Petach Management For Voted - For
10 Elect Larry Quinlan Management For Voted - For
11 Elect Efrain Rivera Management For Voted - For
12 Elect Christian Ulbrich Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2019 Stock Award and Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
JPMORGAN CHASE & CO.
Security ID: 46625H100 Ticker: JPM
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Linda B. Bammann Management For Voted - For
2 Elect Stephen B. Burke Management For Voted - For
3 Elect Todd A. Combs Management For Voted - For
4 Elect James S. Crown Management For Voted - For
5 Elect Alicia Boler Davis Management For Voted - For
6 Elect James Dimon Management For Voted - For
545
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Timothy P. Flynn Management For Voted - For
8 Elect Alex Gorsky Management For Voted - For
9 Elect Mellody Hobson Management For Voted - For
10 Elect Michael A. Neal Management For Voted - For
11 Elect Phebe N. Novakovic Management For Voted - For
12 Elect Virginia M. Rometty Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - For
18 Shareholder Proposal Regarding Revision of
Committee Charter to Include Oversight of Animal
Welfare Shareholder Against Voted - For
19 Shareholder Proposal Regarding Right to Call
Special Meetings by Beneficial Owners Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Absolute GHG
Reduction Targets Shareholder Against Voted - For
KELLOGG COMPANY
Security ID: 487836108 Ticker: K
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Stephanie A. Burns Management For Voted - For
2 Elect Steve A. Cahillane Management For Voted - For
3 Elect La June Montgomery Tabron Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - Against
7 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
KEYSIGHT TECHNOLOGIES, INC.
Security ID: 49338L103 Ticker: KEYS
Meeting Date: 16-Mar-23 Meeting Type: Annual
1 Elect Satish Dhanasekaran Management For Voted - For
2 Elect Richard P. Hamada Management For Voted - Against
3 Elect Paul A. Lacouture Management For Voted - Against
4 Elect Kevin A. Stephens Management For Voted - Against
546
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
KIMBERLY-CLARK CORPORATION
Security ID: 494368103 Ticker: KMB
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Sylvia M. Burwell Management For Voted - For
2 Elect John W. Culver Management For Voted - For
3 Elect Michael D. Hsu Management For Voted - For
4 Elect Mae C. Jemison Management For Voted - For
5 Elect S. Todd Maclin Management For Voted - For
6 Elect Deirdre Mahlan Management For Voted - For
7 Elect Sherilyn S. McCoy Management For Voted - For
8 Elect Christa Quarles Management For Voted - For
9 Elect Jaime A. Ramirez Management For Voted - For
10 Elect Dunia A. Shive Management For Voted - For
11 Elect Mark T. Smucker Management For Voted - For
12 Elect Michael D. White Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
LABORATORY CORPORATION OF AMERICA HOLDINGS
Security ID: 50540R409 Ticker: LH
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kerrii B. Anderson Management For Voted - For
2 Elect Jean-Luc Belingard Management For Voted - For
3 Elect Jeffrey A. Davis Management For Voted - For
4 Elect D. Gary Gilliland Management For Voted - For
5 Elect Kirsten M. Kliphouse Management For Voted - For
6 Elect Garheng Kong Management For Voted - For
7 Elect Peter M. Neupert Management For Voted - For
8 Elect Richelle P. Parham Management For Voted - For
9 Elect Adam H. Schechter Management For Voted - For
10 Elect Kathryn E. Wengel Management For Voted - For
11 Elect R. Sanders Williams Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Report on Nonhuman
Primate Transportation Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
547
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
LAM RESEARCH CORPORATION
Security ID: 512807108 Ticker: LRCX
Meeting Date: 08-Nov-22 Meeting Type: Annual
1 Elect Sohail U. Ahmed Management For Voted - For
2 Elect Timothy M. Archer Management For Voted - For
3 Elect Eric K. Brandt Management For Voted - For
4 Elect Michael R. Cannon Management For Voted - For
5 Elect Bethany J. Mayer Management For Voted - For
6 Elect Jyoti K. Mehra Management For Voted - For
7 Elect Abhijit Y. Talwalkar Management For Voted - For
8 Elect Rick Lih-Shyng TSAI Management For Voted - For
9 Elect Leslie F. Varon Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
LEAR CORPORATION
Security ID: 521865204 Ticker: LEA
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Mei-Wei Cheng Management For Voted - For
2 Elect Jonathan F. Foster Management For Voted - For
3 Elect Bradley M. Halverson Management For Voted - For
4 Elect Mary Lou Jepsen Management For Voted - For
5 Elect Roger A. Krone Management For Voted - For
6 Elect Patricia L. Lewis Management For Voted - For
7 Elect Kathleen A. Ligocki Management For Voted - For
8 Elect Conrad L. Mallett, Jr. Management For Voted - For
9 Elect Raymond E. Scott Management For Voted - For
10 Elect Gregory C. Smith Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2019 Long-Term Stock Incentive Plan Management For Voted - For
LEIDOS HOLDINGS, INC.
Security ID: 525327102 Ticker: LDOS
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Thomas A. Bell Management For Voted - For
2 Elect Gregory R. Dahlberg Management For Voted - Against
3 Elect David G. Fubini Management For Voted - Against
4 Elect Noel B. Geer Management For Voted - Against
5 Elect Miriam E. John Management For Voted - Against
6 Elect Robert C. Kovarik, Jr. Management For Voted - For
548
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Harry M. Jansen Kraemer, Jr. Management For Voted - Against
8 Elect Gary S. May Management For Voted - For
9 Elect Surya N. Mohapatra Management For Voted - For
10 Elect Patrick M. Shanahan Management For Voted - For
11 Elect Robert S. Shapard Management For Voted - Against
12 Elect Susan M. Stalnecker Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Proposal Regarding Report on Political Expenditures
and Values Congruency Shareholder Against Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
LOWE'S COMPANIES, INC.
Security ID: 548661107 Ticker: LOW
Meeting Date: 26-May-23 Meeting Type: Annual
1.1 Elect Raul Alvarez Management For Voted - For
1.2 Elect David H. Batchelder Management For Voted - For
1.3 Elect Scott H. Baxter Management For Voted - For
1.4 Elect Sandra B. Cochran Management For Voted - For
1.5 Elect Laurie Z. Douglas Management For Voted - For
1.6 Elect Richard W. Dreiling Management For Voted - For
1.7 Elect Marvin R. Ellison Management For Voted - For
1.8 Elect Daniel J. Heinrich Management For Voted - For
1.9 Elect Brian C. Rogers Management For Voted - For
1.10 Elect Bertram L. Scott Management For Voted - For
1.11 Elect Colleen Taylor Management For Voted - For
1.12 Elect Mary Elizabeth West Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - Against
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
LULULEMON ATHLETICA INC.
Security ID: 550021109 Ticker: LULU
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Michael Casey Management For Voted - For
2 Elect Glenn Murphy Management For Voted - For
3 Elect David M. Mussafer Management For Voted - Against
4 Elect Isabel Ge Mahe Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
8 Approval of the 2023 Equity Incentive Plan Management For Voted - For
549
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
MARRIOTT INTERNATIONAL, INC.
Security ID: 571903202 Ticker: MAR
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Anthony G. Capuano Management For Voted - For
2 Elect Isabella D. Goren Management For Voted - For
3 Elect Deborah Marriott Harrison Management For Voted - For
4 Elect Frederick A. Henderson Management For Voted - For
5 Elect Eric Hippeau Management For Voted - For
6 Elect Lauren R. Hobart Management For Voted - For
7 Elect Debra L. Lee Management For Voted - For
8 Elect Aylwin B. Lewis Management For Voted - For
9 Elect David S. Marriott Management For Voted - For
10 Elect Margaret M. McCarthy Management For Voted - For
11 Elect Grant F. Reid Management For Voted - For
12 Elect Horacio D. Rozanski Management For Voted - For
13 Elect Susan C. Schwab Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Approval of the 2023 Stock and Cash Incentive Plan Management For Voted - For
18 Shareholder Proposal Regarding Transparency Report
on Congruency of Partnerships with Globalist
Organizations Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Merit E. Janow Management For Voted - For
2 Elect Candido Botelho Bracher Management For Voted - For
3 Elect Richard K. Davis Management For Voted - For
4 Elect Julius Genachowski Management For Voted - For
5 Elect Choon Phong Goh Management For Voted - For
6 Elect Oki Matsumoto Management For Voted - For
7 Elect Michael Miebach Management For Voted - For
8 Elect Youngme E. Moon Management For Voted - For
9 Elect Rima Qureshi Management For Voted - For
10 Elect Gabrielle Sulzberger Management For Voted - For
11 Elect Harit Talwar Management For Voted - For
12 Elect Lance Uggla Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the Employee Stock Purchase Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
550
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Oversight
of Merchant Category Codes Shareholder Against Voted - For
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
20 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
21 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
MERCK & CO., INC.
Security ID: 58933Y105 Ticker: MRK
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Douglas M. Baker, Jr. Management For Voted - For
2 Elect Mary Ellen Coe Management For Voted - For
3 Elect Pamela J. Craig Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
5 Elect Thomas H. Glocer Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Stephen L. Mayo Management For Voted - For
8 Elect Paul B. Rothman Management For Voted - For
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Christine E. Seidman Management For Voted - For
11 Elect Inge G. Thulin Management For Voted - For
12 Elect Kathy J. Warden Management For Voted - For
13 Elect Peter C. Wendell Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - Against
17 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - For
19 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - For
20 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
21 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: META
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
551
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - Withheld
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Content
Management in India Shareholder Against Voted - For
8 Shareholder Proposal Regarding Lobbying Activity
Alignment with Net-Zero Emissions Commitment Shareholder Against Voted - For
9 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Targets and Report
on Child Safety Impacts Shareholder Against Voted - For
12 Shareholder Proposal Regarding Calibrating
Executive Pay to Externalized Costs Shareholder Against Voted - For
13 Shareholder Proposal Regarding Assessment of Audit
and Risk Oversight Committee Shareholder Against Voted - For
METLIFE, INC.
Security ID: 59156R108 Ticker: MET
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Cheryl W. Grise Management For Voted - For
2 Elect Carlos M. Gutierrez Management For Voted - For
3 Elect Carla A. Harris Management For Voted - For
4 Elect Gerald L. Hassell Management For Voted - For
5 Elect David L. Herzog Management For Voted - For
6 Elect R. Glenn Hubbard Management For Voted - For
7 Elect Jeh C. Johnson Management For Voted - For
8 Elect Edward J. Kelly, III Management For Voted - For
9 Elect William E. Kennard Management For Voted - For
10 Elect Michel A. Khalaf Management For Voted - For
11 Elect Catherine R. Kinney Management For Voted - For
12 Elect Diana L. McKenzie Management For Voted - For
13 Elect Denise M. Morrison Management For Voted - For
14 Elect Mark A. Weinberger Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
552
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
METTLER-TOLEDO INTERNATIONAL INC.
Security ID: 592688105 Ticker: MTD
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Robert F. Spoerry Management For Voted - For
2 Elect Roland Diggelmann Management For Voted - For
3 Elect Domitille Doat-Le Bigot Management For Voted - For
4 Elect Elisha W. Finney Management For Voted - For
5 Elect Richard Francis Management For Voted - For
6 Elect Michael A. Kelly Management For Voted - For
7 Elect Thomas P. Salice Management For Voted - Against
8 Elect Ingrid Zhang Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - For
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - For
553
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Lewis W.K. Booth Management For Voted - For
2 Elect Charles E. Bunch Management For Voted - Against
3 Elect Ertharin Cousin Management For Voted - For
4 Elect Jorge S. Mesquita Management For Voted - For
5 Elect Anindita Mukherjee Management For Voted - For
6 Elect Jane Hamilton Nielsen Management For Voted - For
7 Elect Patrick T. Siewert Management For Voted - For
8 Elect Michael A. Todman Management For Voted - For
9 Elect Dirk Van de Put Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Cage-Free Eggs Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Child
Labor in Cocoa Supply Chain Shareholder Against Voted - For
MOODY'S CORPORATION
Security ID: 615369105 Ticker: MCO
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Jorge A. Bermudez Management For Voted - For
2 Elect Therese Esperdy Management For Voted - For
3 Elect Robert Fauber Management For Voted - For
4 Elect Vincent A. Forlenza Management For Voted - For
5 Elect Kathryn M. Hill Management For Voted - For
6 Elect Lloyd W. Howell, Jr. Management For Voted - For
7 Elect Jose M. Minaya Management For Voted - For
8 Elect Leslie Seidman Management For Voted - For
9 Elect Zig Serafin Management For Voted - For
10 Elect Bruce Van Saun Management For Voted - For
11 Amendment to the 2001 Stock Incentive Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
554
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
MORGAN STANLEY
Security ID: 617446448 Ticker: MS
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Alistair Darling Management For Voted - For
2 Elect Thomas H. Glocer Management For Voted - Against
3 Elect James P. Gorman Management For Voted - For
4 Elect Robert H. Herz Management For Voted - Against
5 Elect Erika H. James Management For Voted - Against
6 Elect Hironori Kamezawa Management For Voted - For
7 Elect Shelley B. Leibowitz Management For Voted - For
8 Elect Stephen J. Luczo Management For Voted - For
9 Elect Judith A. Miscik Management For Voted - For
10 Elect Masato Miyachi Management For Voted - For
11 Elect Dennis M. Nally Management For Voted - For
12 Elect Mary L. Schapiro Management For Voted - Against
13 Elect Perry M. Traquina Management For Voted - For
14 Elect Rayford Wilkins Jr. Management For Voted - Against
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
19 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - For
MOTOROLA SOLUTIONS, INC.
Security ID: 620076307 Ticker: MSI
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Gregory Q. Brown Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - Against
3 Elect Egon P. Durban Management For Voted - Against
4 Elect Ayanna M. Howard Management For Voted - For
5 Elect Clayton M. Jones Management For Voted - For
6 Elect Judy C. Lewent Management For Voted - For
7 Elect Gregory K. Mondre Management For Voted - Against
8 Elect Joseph M. Tucci Management For Voted - Against
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
555
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
NASDAQ, INC.
Security ID: 631103108 Ticker: NDAQ
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Melissa M. Arnoldi Management For Voted - For
2 Elect Charlene T. Begley Management For Voted - For
3 Elect Steven D. Black Management For Voted - For
4 Elect Adena T. Friedman Management For Voted - For
5 Elect Essa Kazim Management For Voted - For
6 Elect Thomas A. Kloet Management For Voted - For
7 Elect Michael R. Splinter Management For Voted - For
8 Elect Johan Torgeby Management For Voted - For
9 Elect Toni Townes-Whitley Management For Voted - For
10 Elect Jeffery W. Yabuki Management For Voted - For
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Mathias Dopfner Management For Voted - Against
2 Elect Reed Hastings Management For Voted - For
3 Elect Jay Hoag Management For Voted - Against
4 Elect Ted Sarandos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Climate
Risk in Employee Retirement Default Options Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
NEXTERA ENERGY, INC.
Security ID: 65339F101 Ticker: NEE
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Nicole S. Arnaboldi Management For Voted - For
2 Elect Sherry S. Barrat Management For Voted - For
556
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect James L. Camaren Management For Voted - For
4 Elect Kenneth B. Dunn Management For Voted - For
5 Elect Naren K. Gursahaney Management For Voted - For
6 Elect Kirk S. Hachigian Management For Voted - For
7 Elect John W. Ketchum Management For Voted - For
8 Elect Amy B. Lane Management For Voted - For
9 Elect David L. Porges Management For Voted - For
10 Elect Dev Stahlkopf Management For Voted - For
11 Elect John Arthur Stall Management For Voted - For
12 Elect Darryl L. Wilson Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Disclosure of a
Board Diversity and Skills Matrix Shareholder Against Voted - For
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 09-Sep-22 Meeting Type: Annual
1 Elect Alan B. Graf, Jr. Management For Voted - For
2 Elect Peter B. Henry Management For Voted - For
3 Elect Michelle A. Peluso Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - Against
6 Amendment to the Employee Stock Purchase Plan Management For Voted - For
7 Shareholder Proposal Regarding Policy to Pause
Sourcing of Raw Materials from China Shareholder Against Voted - For
NORTHERN TRUST CORPORATION
Security ID: 665859104 Ticker: NTRS
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Linda Walker Bynoe Management For Voted - Against
2 Elect Susan Crown Management For Voted - For
3 Elect Dean M. Harrison Management For Voted - For
4 Elect Jay L. Henderson Management For Voted - Against
5 Elect Marcy S. Klevorn Management For Voted - For
6 Elect Siddharth N. Mehta Management For Voted - For
7 Elect Michael G. O'Grady Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - Against
9 Elect Martin P. Slark Management For Voted - For
10 Elect David H. B. Smith, Jr. Management For Voted - For
11 Elect Donald Thompson Management For Voted - For
12 Elect Charles A. Tribbett III Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
557
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratification of Auditor Management For Voted - Against
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - Against
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - Against
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - Against
10 Elect Mark L. Perry Management For Voted - Against
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
OMNICOM GROUP INC.
Security ID: 681919106 Ticker: OMC
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect John D. Wren Management For Voted - For
2 Elect Mary C. Choksi Management For Voted - For
3 Elect Leonard S. Coleman, Jr. Management For Voted - For
4 Elect Mark D. Gerstein Management For Voted - For
5 Elect Ronnie S. Hawkins Management For Voted - For
6 Elect Deborah J. Kissire Management For Voted - For
7 Elect Gracia C. Martore Management For Voted - For
8 Elect Patricia Salas Pineda Management For Voted - For
9 Elect Linda Johnson Rice Management For Voted - For
10 Elect Valerie M. Williams Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
558
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
ON SEMICONDUCTOR CORPORATION
Security ID: 682189105 Ticker: ON
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Atsushi Abe Management For Voted - For
2 Elect Alan Campbell Management For Voted - Against
3 Elect Susan K. Carter Management For Voted - Against
4 Elect Thomas L. Deitrich Management For Voted - Against
5 Elect Hassane S. El-Khoury Management For Voted - For
6 Elect Bruce E. Kiddoo Management For Voted - For
7 Elect Paul A. Mascarenas Management For Voted - Against
8 Elect Gregory L. Waters Management For Voted - For
9 Elect Christine Y. Yan Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
ONEOK, INC.
Security ID: 682680103 Ticker: OKE
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Brian L. Derksen Management For Voted - Against
2 Elect Julie H. Edwards Management For Voted - Against
3 Elect Mark W. Helderman Management For Voted - Against
4 Elect Randall J. Larson Management For Voted - Against
5 Elect Steven J. Malcolm Management For Voted - Against
6 Elect Jim W. Mogg Management For Voted - Against
7 Elect Pattye L. Moore Management For Voted - Against
8 Elect Pierce H. Norton II Management For Voted - For
9 Elect Eduardo A. Rodriguez Management For Voted - Against
10 Elect Gerald B. Smith Management For Voted - Against
11 Ratification of Auditor Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ORACLE CORPORATION
Security ID: 68389X105 Ticker: ORCL
Meeting Date: 16-Nov-22 Meeting Type: Annual
1.1 Elect Awo Ablo Management For Voted - For
1.2 Elect Jeffrey S. Berg Management For Voted - For
1.3 Elect Michael J. Boskin Management For Voted - For
1.4 Elect Safra A. Catz Management For Voted - Withheld
1.5 Elect Bruce R. Chizen Management For Voted - For
559
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect George H. Conrades Management For Voted - Withheld
1.7 Elect Lawrence J. Ellison Management For Voted - For
1.8 Elect Rona Fairhead Management For Voted - For
1.9 Elect Jeffrey O. Henley Management For Voted - For
1.10 Elect Renee J. James Management For Voted - For
1.11 Elect Charles W. Moorman IV Management For Voted - Withheld
1.12 Elect Leon E. Panetta Management For Voted - Withheld
1.13 Elect William G. Parrett Management For Voted - For
1.14 Elect Naomi O. Seligman Management For Voted - Withheld
1.15 Elect Vishal Sikka Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - Against
PAYCHEX, INC.
Security ID: 704326107 Ticker: PAYX
Meeting Date: 13-Oct-22 Meeting Type: Annual
1 Elect Martin Mucci Management For Voted - For
2 Elect Thomas F. Bonadio Management For Voted - Against
3 Elect Joseph G. Doody Management For Voted - For
4 Elect David J. S. Flaschen Management For Voted - For
5 Elect B. Thomas Golisano Management For Voted - For
6 Elect Pamela A. Joseph Management For Voted - For
7 Elect Kevin A. Price Management For Voted - Against
8 Elect Joseph M. Tucci Management For Voted - Against
9 Elect Joseph M. Velli Management For Voted - For
10 Elect Kara Wilson Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Sharen J. Turney Management For Voted - Withheld
2 Elect J.C. Watts Jr. Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
6 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
7 Shareholder Proposal Regarding Majority Vote for
the Election of Directors Shareholder Against Voted - For
560
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the 2015 Equity Incentive Plan Management For Voted - Against
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Policy Against
Discriminatory Exclusion in Conflict Zones Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
18 Shareholder Proposal Regarding Transparency Reports
and Account Suspensions Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
PEPSICO, INC.
Security ID: 713448108 Ticker: PEP
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Segun Agbaje Management For Voted - For
2 Elect Jennifer Bailey Management For Voted - For
3 Elect Cesar Conde Management For Voted - For
4 Elect Ian M. Cook Management For Voted - For
5 Elect Edith W. Cooper Management For Voted - For
6 Elect Susan M. Diamond Management For Voted - For
7 Elect Dina Dublon Management For Voted - For
8 Elect Michelle D. Gass Management For Voted - For
9 Elect Ramon L. Laguarta Management For Voted - For
10 Elect Dave Lewis Management For Voted - For
11 Elect David C. Page Management For Voted - For
12 Elect Robert C. Pohlad Management For Voted - For
13 Elect Daniel L. Vasella Management For Voted - For
561
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Elect Darren Walker Management For Voted - For
15 Elect Alberto Weisser Management For Voted - For
16 Ratification of Auditor Management For Voted - Against
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - For
22 Shareholder Proposal Regarding Congruency Report on
Net-Zero Emissions Policy Shareholder Against Voted - Against
PFIZER INC.
Security ID: 717081103 Ticker: PFE
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Ronald E. Blaylock Management For Voted - For
2 Elect Albert Bourla Management For Voted - For
3 Elect Susan Desmond-Hellmann Management For Voted - For
4 Elect Joseph J. Echevarria Management For Voted - For
5 Elect Scott Gottlieb Management For Voted - For
6 Elect Helen H. Hobbs Management For Voted - For
7 Elect Susan Hockfield Management For Voted - For
8 Elect Dan R. Littman Management For Voted - For
9 Elect Shantanu Narayen Management For Voted - For
10 Elect Suzanne Nora Johnson Management For Voted - For
11 Elect James Quincey Management For Voted - For
12 Elect James C. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - For
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
PHILLIPS 66
Security ID: 718546104 Ticker: PSX
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Gregory J. Hayes Management For Voted - For
2 Elect Charles M. Holley, Jr. Management For Voted - For
562
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Denise R. Singleton Management For Voted - Against
4 Elect Glenn F. Tilton Management For Voted - For
5 Elect Marna C. Whittington Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Virgin Plastic Demand Shareholder Against Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
Security ID: 74251V102 Ticker: PFG
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Jonathan S. Auerbach Management For Voted - For
2 Elect Mary Elizabeth Beams Management For Voted - For
3 Elect Jocelyn E. Carter-Miller Management For Voted - For
4 Elect Scott M. Mills Management For Voted - For
5 Elect Claudio N. Muruzabal Management For Voted - For
6 Elect H. Elizabeth Mitchell Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - Against
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Stock Issuance for Merger with Duke Realty Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect James B. Connor Management For Voted - For
4 Elect George L. Fotiades Management For Voted - For
5 Elect Lydia H. Kennard Management For Voted - Against
6 Elect Irving F. Lyons, III Management For Voted - For
7 Elect Avid Modjtabai Management For Voted - For
8 Elect David P. O'Connor Management For Voted - For
9 Elect Olivier Piani Management For Voted - For
10 Elect Jeffrey L. Skelton Management For Voted - Against
11 Elect Carl B. Webb Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
563
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
PRUDENTIAL FINANCIAL, INC.
Security ID: 744320102 Ticker: PRU
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Gilbert F. Casellas Management For Voted - For
2 Elect Robert M. Falzon Management For Voted - For
3 Elect Martina Hund-Mejean Management For Voted - For
4 Elect Wendy E. Jones Management For Voted - For
5 Elect Charles F. Lowrey Management For Voted - For
6 Elect Sandra Pianalto Management For Voted - For
7 Elect Christine A. Poon Management For Voted - For
8 Elect Douglas A. Scovanner Management For Voted - For
9 Elect Michael A. Todman Management For Voted - For
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
QUEST DIAGNOSTICS INCORPORATED
Security ID: 74834L100 Ticker: DGX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect James E. Davis Management For Voted - For
2 Elect Luis Diaz, Jr. Management For Voted - For
3 Elect Tracey C. Doi Management For Voted - For
4 Elect Vicky B. Gregg Management For Voted - For
5 Elect Wright L. Lassiter III Management For Voted - For
6 Elect Timothy L. Main Management For Voted - For
7 Elect Denise M. Morrison Management For Voted - For
8 Elect Gary M. Pfeiffer Management For Voted - For
9 Elect Timothy M. Ring Management For Voted - For
10 Elect Gail R. Wilensky Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - Against
14 Amendment to the Long-Term Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - For
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph L. Goldstein Management For Voted - Against
2 Elect Christine A. Poon Management For Voted - Against
3 Elect Craig B. Thompson Management For Voted - For
564
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Huda Y. Zoghbi Management For Voted - For
5 Ratification of Auditor Management For Voted - Against
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - For
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 07-Feb-23 Meeting Type: Annual
1.1 Elect William P. Gipson Management For Voted - Withheld
1.2 Elect Pam Murphy Management For Voted - For
1.3 Elect Donald R. Parfet Management For Voted - For
1.4 Elect Robert W. Soderbery Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - Against
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Marco Alvera Management For Voted - For
2 Elect Jacques Esculier Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect William D. Green Management For Voted - For
5 Elect Stephanie C. Hill Management For Voted - For
6 Elect Rebecca Jacoby Management For Voted - For
7 Elect Robert P. Kelly Management For Voted - For
8 Elect Ian P. Livingston Management For Voted - For
9 Elect Deborah D. McWhinney Management For Voted - For
10 Elect Maria R. Morris Management For Voted - For
11 Elect Douglas L. Peterson Management For Voted - For
12 Elect Richard E. Thornburgh Management For Voted - For
13 Elect Gregory Washington Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - Against
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
565
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Laura Alber Management For Voted - For
3 Elect Craig A. Conway Management For Voted - For
4 Elect Arnold W. Donald Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Neelie Kroes Management For Voted - For
7 Elect Sachin Mehra Management For Voted - For
8 Elect G. Mason Morfit Management For Voted - For
9 Elect Oscar Munoz Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
SERVICENOW, INC.
Security ID: 81762P102 Ticker: NOW
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Susan L. Bostrom Management For Voted - Against
2 Elect Teresa Briggs Management For Voted - For
3 Elect Jonathan C. Chadwick Management For Voted - Against
4 Elect Paul E. Chamberlain Management For Voted - For
5 Elect Lawrence J. Jackson, Jr. Management For Voted - For
6 Elect Frederic B. Luddy Management For Voted - For
7 Elect William R. McDermott Management For Voted - Against
8 Elect Jeffrey A. Miller Management For Voted - For
9 Elect Joseph Quinlan Management For Voted - For
10 Elect Anita M. Sands Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
14 Elect Deborah Black Management For Voted - For
SOUTHWEST AIRLINES CO.
Security ID: 844741108 Ticker: LUV
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect David W. Biegler Management For Voted - For
2 Elect J. Veronica Biggins Management For Voted - Against
3 Elect Douglas H. Brooks Management For Voted - Against
4 Elect Eduardo F. Conrado Management For Voted - For
566
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect William H. Cunningham Management For Voted - Against
6 Elect Thomas W. Gilligan Management For Voted - Against
7 Elect David P. Hess Management For Voted - For
8 Elect Robert E. Jordan Management For Voted - For
9 Elect Gary C. Kelly Management For Voted - Against
10 Elect Elaine Mendoza Management For Voted - For
11 Elect John T. Montford Management For Voted - Against
12 Elect Christopher P. Reynolds Management For Voted - For
13 Elect Ron Ricks Management For Voted - For
14 Elect Jill Ann Soltau Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - Against
18 Shareholder Proposal Regarding Shareholder Ability
to Remove Directors Shareholder Against Voted - For
19 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
STARBUCKS CORPORATION
Security ID: 855244109 Ticker: SBUX
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Elect Richard E. Allison, Jr. Management For Voted - Against
2 Elect Andrew Campion Management For Voted - For
3 Elect Beth E. Ford Management For Voted - For
4 Elect Mellody Hobson Management For Voted - For
5 Elect Jorgen Vig Knudstorp Management For Voted - Against
6 Elect Satya Nadella Management For Voted - Against
7 Elect Laxman Narasimhan Management For Voted - For
8 Elect Howard Schultz Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - Against
12 Shareholder Proposal Regarding Report On
Plant-based Milk Pricing Shareholder Against Voted - Against
13 Shareholder Proposal Regarding CEO Succession
Planning Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
16 Shareholder Proposal Regarding Formation of
Corporate Sustainability Committee Shareholder Against Voted - Against
567
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
STEEL DYNAMICS, INC.
Security ID: 858119100 Ticker: STLD
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Mark D. Millett Management For Voted - For
1.2 Elect Sheree L. Bargabos Management For Voted - For
1.3 Elect Kenneth W. Cornew Management For Voted - Withheld
1.4 Elect Traci M. Dolan Management For Voted - Withheld
1.5 Elect James C. Marcuccilli Management For Voted - Withheld
1.6 Elect Bradley S. Seaman Management For Voted - Withheld
1.7 Elect Gabriel L. Shaheen Management For Voted - For
1.8 Elect Luis M. Sierra Management For Voted - For
1.9 Elect Steven A. Sonnenberg Management For Voted - Withheld
1.10 Elect Richard P. Teets, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Equity Incentive Plan Management For Voted - For
6 Adoption of Majority Vote for Election of Directors Management For Voted - For
STRYKER CORPORATION
Security ID: 863667101 Ticker: SYK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Mary K. Brainerd Management For Voted - For
2 Elect Giovanni Caforio Management For Voted - For
3 Elect Srikant M. Datar Management For Voted - For
4 Elect Allan C. Golston Management For Voted - For
5 Elect Kevin A. Lobo Management For Voted - For
6 Elect Sherilyn S. McCoy Management For Voted - For
7 Elect Andrew K. Silvernail Management For Voted - For
8 Elect Lisa M. Skeete Tatum Management For Voted - For
9 Elect Ronda E. Stryker Management For Voted - For
10 Elect Rajeev Suri Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Luis A Borgen Management For Voted - For
568
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Marc N. Casper Management For Voted - For
4 Elect Janice D. Chaffin Management For Voted - Against
5 Elect Bruce R. Chizen Management For Voted - For
6 Elect Mercedes Johnson Management For Voted - For
7 Elect Jeannine P. Sargent Management For Voted - For
8 Elect John G. Schwarz Management For Voted - For
9 Elect Roy A. Vallee Management For Voted - For
10 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
SYSCO CORPORATION
Security ID: 871829107 Ticker: SYY
Meeting Date: 18-Nov-22 Meeting Type: Annual
1 Elect Daniel J. Brutto Management For Voted - Against
2 Elect Ali Dibadj Management For Voted - For
3 Elect Larry C. Glasscock Management For Voted - Against
4 Elect Jill M. Golder Management For Voted - For
5 Elect Bradley M. Halverson Management For Voted - For
6 Elect John M. Hinshaw Management For Voted - For
7 Elect Kevin P. Hourican Management For Voted - For
8 Elect Hans-Joachim Koerber Management For Voted - For
9 Elect Alison Kenney Paul Management For Voted - For
10 Elect Edward D. Shirley Management For Voted - Against
11 Elect Sheila G. Talton Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - For
15 Shareholder Proposal Regarding Extending
Third-Party Assessment to All Suppliers Shareholder Against Voted - For
16 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder N/A Voted - For
T. ROWE PRICE GROUP, INC.
Security ID: 74144T108 Ticker: TROW
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Glenn R. August Management For Voted - Against
2 Elect Mark S. Bartlett Management For Voted - For
3 Elect Dina Dublon Management For Voted - For
4 Elect Freeman A. Hrabowski III Management For Voted - Against
5 Elect Robert F. MacLellan Management For Voted - For
6 Elect Eileen P. Rominger Management For Voted - For
569
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Robert W. Sharps Management For Voted - For
8 Elect Robert J. Stevens Management For Voted - Against
9 Elect William J. Stromberg Management For Voted - For
10 Elect Sandra S. Wijnberg Management For Voted - For
11 Elect Alan D. Wilson Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Approval of Restated 1986 Employee Stock Purchase
Plan Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Security ID: 874054109 Ticker: TTWO
Meeting Date: 16-Sep-22 Meeting Type: Annual
1 Elect Strauss Zelnick Management For Voted - For
2 Elect Michael Dornemann Management For Voted - For
3 Elect J Moses Management For Voted - For
4 Elect Michael Sheresky Management For Voted - For
5 Elect LaVerne Srinivasan Management For Voted - For
6 Elect Susan M. Tolson Management For Voted - For
7 Elect Paul Viera Management For Voted - For
8 Elect Roland A. Hernandez Management For Voted - For
9 Elect William Gordon Management For Voted - For
10 Elect Ellen F. Siminoff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
TARGET CORPORATION
Security ID: 87612E106 Ticker: TGT
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Douglas M. Baker, Jr. Management For Voted - For
3 Elect George S. Barrett Management For Voted - For
4 Elect Gail K. Boudreaux Management For Voted - For
5 Elect Brian C. Cornell Management For Voted - For
6 Elect Robert L. Edwards Management For Voted - For
7 Elect Donald R. Knauss Management For Voted - For
8 Elect Christine A. Leahy Management For Voted - For
9 Elect Monica C. Lozano Management For Voted - For
10 Elect Grace Puma Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Elect Dmitri L. Stockton Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
570
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Elon Musk Management For Voted - For
2 Elect Robyn M. Denholm Management For Voted - Against
3 Elect J.B. Straubel Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Key Person Risk
Report Shareholder Against Voted - Against
TEXAS INSTRUMENTS INCORPORATED
Security ID: 882508104 Ticker: TXN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Mark A. Blinn Management For Voted - For
2 Elect Todd M. Bluedorn Management For Voted - For
3 Elect Janet F. Clark Management For Voted - For
4 Elect Carrie S. Cox Management For Voted - For
5 Elect Martin S. Craighead Management For Voted - For
6 Elect Curtis C. Farmer Management For Voted - For
7 Elect Jean M. Hobby Management For Voted - For
8 Elect Haviv Ilan Management For Voted - For
9 Elect Ronald Kirk Management For Voted - For
10 Elect Pamela H. Patsley Management For Voted - For
11 Elect Robert E. Sanchez Management For Voted - For
12 Elect Richard K. Templeton Management For Voted - Against
13 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Ratification of Auditor Management For Voted - Against
17 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
THE ALLSTATE CORPORATION
Security ID: 020002101 Ticker: ALL
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Donald E. Brown Management For Voted - For
2 Elect Kermit R. Crawford Management For Voted - For
571
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Richard T. Hume Management For Voted - For
4 Elect Margaret M. Keane Management For Voted - For
5 Elect Siddharth N. Mehta Management For Voted - For
6 Elect Jacques P. Perold Management For Voted - For
7 Elect Andrea Redmond Management For Voted - For
8 Elect Gregg M. Sherrill Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Perry M. Traquina Management For Voted - For
11 Elect Monica Turner Management For Voted - For
12 Elect Thomas J. Wilson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
THE BANK OF NEW YORK MELLON CORPORATION
Security ID: 064058100 Ticker: BK
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Linda Z. Cook Management For Voted - For
2 Elect Joseph J. Echevarria Management For Voted - For
3 Elect M. Amy Gilliland Management For Voted - For
4 Elect Jeffrey A. Goldstein Management For Voted - For
5 Elect K. Guru Gowrappan Management For Voted - For
6 Elect Ralph Izzo Management For Voted - For
7 Elect Sandie O'Connor Management For Voted - For
8 Elect Elizabeth E. Robinson Management For Voted - For
9 Elect Frederick O. Terrell Management For Voted - For
10 Elect Robin A. Vince Management For Voted - For
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
THE CIGNA GROUP
Security ID: 125523100 Ticker: CI
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect David M. Cordani Management For Voted - For
2 Elect William J. DeLaney Management For Voted - For
3 Elect Eric J. Foss Management For Voted - For
4 Elect Elder Granger Management For Voted - For
5 Elect Neesha Hathi Management For Voted - For
6 Elect George Kurian Management For Voted - For
7 Elect Kathleen M. Mazzarella Management For Voted - For
572
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Mark B. McClellan Management For Voted - For
9 Elect Kimberly A. Ross Management For Voted - For
10 Elect Eric C. Wiseman Management For Voted - For
11 Elect Donna F. Zarcone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
15 Amendment to Allow Exculpation of Officers Management For Voted - Against
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
THE CLOROX COMPANY
Security ID: 189054109 Ticker: CLX
Meeting Date: 16-Nov-22 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Julia Denman Management For Voted - For
3 Elect Spencer C. Fleischer Management For Voted - For
4 Elect Esther S. Lee Management For Voted - For
5 Elect A.D. David Mackay Management For Voted - For
6 Elect Paul G. Parker Management For Voted - For
7 Elect Stephanie Plaines Management For Voted - For
8 Elect Linda Rendle Management For Voted - For
9 Elect Matthew J. Shattock Management For Voted - For
10 Elect Kathryn A. Tesija Management For Voted - For
11 Elect Russell J. Weiner Management For Voted - For
12 Elect Christopher J. Williams Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
THE COCA-COLA COMPANY
Security ID: 191216100 Ticker: KO
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Herbert A. Allen, III Management For Voted - For
2 Elect Marc Bolland Management For Voted - For
3 Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea Management For Voted - For
4 Elect Christopher C. Davis Management For Voted - For
5 Elect Barry Diller Management For Voted - Against
6 Elect Carolyn N. Everson Management For Voted - For
7 Elect Helene D. Gayle Management For Voted - For
8 Elect Alexis M. Herman Management For Voted - For
9 Elect Maria Elena Lagomasino Management For Voted - For
10 Elect Amity Millhiser Management For Voted - For
11 Elect James Quincey Management For Voted - For
573
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Caroline J. Tsay Management For Voted - For
13 Elect David B. Weinberg Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - Against
17 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
18 Shareholder Proposal Regarding Transparency Report
on Global Public Policy and Political Influence Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
20 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - For
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Security ID: 416515104 Ticker: HIG
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Larry D. De Shon Management For Voted - For
2 Elect Carlos Dominguez Management For Voted - For
3 Elect Trevor Fetter Management For Voted - For
4 Elect Donna A. James Management For Voted - For
5 Elect Kathryn A. Mikells Management For Voted - For
6 Elect Edmund Reese Management For Voted - For
7 Elect Teresa W. Roseborough Management For Voted - For
8 Elect Virginia P. Ruesterholz Management For Voted - For
9 Elect Christopher J. Swift Management For Voted - For
10 Elect Matthew E. Winter Management For Voted - For
11 Elect Greig Woodring Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - For
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 16-May-23 Meeting Type: Annual
1.1 Elect Pamela M. Arway Management For Voted - For
1.2 Elect Michele G. Buck Management For Voted - For
1.3 Elect Victor L. Crawford Management For Voted - For
1.4 Elect Robert M. Dutkowsky Management For Voted - For
1.5 Elect Mary Kay Haben Management For Voted - For
1.6 Elect James C. Katzman Management For Voted - For
1.7 Elect M. Diane Koken Management For Voted - For
1.8 Elect Huong Maria T. Kraus Management For Voted - For
1.9 Elect Robert M. Malcolm Management For Voted - For
1.10 Elect Anthony J. Palmer Management For Voted - For
574
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.11 Elect Juan R. Perez Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - For
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Gerard J. Arpey Management For Voted - For
2 Elect Ari Bousbib Management For Voted - For
3 Elect Jeffery H. Boyd Management For Voted - For
4 Elect Gregory D. Brenneman Management For Voted - For
5 Elect J. Frank Brown Management For Voted - For
6 Elect Albert P. Carey Management For Voted - For
7 Elect Edward P. Decker Management For Voted - For
8 Elect Linda R. Gooden Management For Voted - For
9 Elect Wayne M. Hewett Management For Voted - For
10 Elect Manuel Kadre Management For Voted - For
11 Elect Stephanie C. Linnartz Management For Voted - For
12 Elect Paula Santilli Management For Voted - For
13 Elect Caryn Seidman-Becker Management For Voted - For
14 Ratification of Auditor Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Reducing Ownership
Threshold Required to Act by Written Consent Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
20 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Public Positions on
Political Speech Shareholder Against Voted - Against
THE J. M. SMUCKER COMPANY
Security ID: 832696405 Ticker: SJM
Meeting Date: 17-Aug-22 Meeting Type: Annual
1 Elect Susan E. Chapman-Hughes Management For Voted - For
2 Elect Paul J. Dolan Management For Voted - For
3 Elect Jay L. Henderson Management For Voted - For
4 Elect Jonathan E. Johnson III Management For Voted - For
5 Elect Kirk L. Perry Management For Voted - For
6 Elect Sandra Pianalto Management For Voted - For
7 Elect Alex Shumate Management For Voted - For
575
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Mark T. Smucker Management For Voted - For
9 Elect Richard K. Smucker Management For Voted - For
10 Elect Jodi L. Taylor Management For Voted - For
11 Elect Dawn C. Willoughby Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Amendment to Articles to Eliminate Time Phased
Voting Provisions Management For Voted - For
THE KROGER CO.
Security ID: 501044101 Ticker: KR
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Nora A. Aufreiter Management For Voted - For
2 Elect Kevin M. Brown Management For Voted - For
3 Elect Elaine L. Chao Management For Voted - For
4 Elect Anne Gates Management For Voted - For
5 Elect Karen M. Hoguet Management For Voted - For
6 Elect W. Rodney McMullen Management For Voted - For
7 Elect Clyde R. Moore Management For Voted - For
8 Elect Ronald L. Sargent Management For Voted - For
9 Elect Judith Amanda Sourry Knox Management For Voted - For
10 Elect Mark S. Sutton Management For Voted - For
11 Elect Ashok Vemuri Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
15 Shareholder Proposal Regarding External Public
Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - For
16 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Plastics Shareholder Against Voted - For
18 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - For
19 Shareholder Proposal Regarding EEO Policy Risk
Report Shareholder Against Voted - Against
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Joseph Alvarado Management For Voted - For
2 Elect Debra A. Cafaro Management For Voted - For
3 Elect Marjorie Rodgers Cheshire Management For Voted - For
4 Elect William S. Demchak Management For Voted - For
5 Elect Andrew T. Feldstein Management For Voted - For
6 Elect Richard J. Harshman Management For Voted - For
7 Elect Daniel R. Hesse Management For Voted - Against
576
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Renu Khator Management For Voted - For
9 Elect Linda R. Medler Management For Voted - For
10 Elect Robert A. Niblock Management For Voted - For
11 Elect Martin Pfinsgraff Management For Voted - For
12 Elect Bryan S. Salesky Management For Voted - For
13 Elect Toni Townes-Whitley Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
THE PROCTER & GAMBLE COMPANY
Security ID: 742718109 Ticker: PG
Meeting Date: 11-Oct-22 Meeting Type: Annual
1 Elect B. Marc Allen Management For Voted - For
2 Elect Angela F. Braly Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
4 Elect Joseph Jimenez Management For Voted - For
5 Elect Christopher Kempczinski Management For Voted - For
6 Elect Debra L. Lee Management For Voted - For
7 Elect Terry J. Lundgren Management For Voted - For
8 Elect Christine M. McCarthy Management For Voted - For
9 Elect Jon R. Moeller Management For Voted - For
10 Elect Rajesh Subramaniam Management For Voted - For
11 Elect Patricia A. Woertz Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Advisory Vote on Executive Compensation Management For Voted - For
THE PROGRESSIVE CORPORATION
Security ID: 743315103 Ticker: PGR
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Danelle M. Barrett Management For Voted - For
2 Elect Philip F. Bleser Management For Voted - For
3 Elect Stuart B. Burgdoerfer Management For Voted - For
4 Elect Pamela J. Craig Management For Voted - For
5 Elect Charles A. Davis Management For Voted - For
6 Elect Roger N. Farah Management For Voted - For
7 Elect Lawton W. Fitt Management For Voted - For
8 Elect Susan Patricia Griffith Management For Voted - For
9 Elect Devin C. Johnson Management For Voted - For
10 Elect Jeffrey D. Kelly Management For Voted - For
11 Elect Barbara R. Snyder Management For Voted - For
12 Elect Kahina Van Dyke Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
577
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE TORONTO-DOMINION BANK
Security ID: 891160509 Ticker: TD
Meeting Date: 20-Apr-23 Meeting Type: Annual
1.1 Elect Cherie L. Brant Management For Voted - For
1.2 Elect Amy W. Brinkley Management For Voted - For
1.3 Elect Brian C. Ferguson Management For Voted - For
1.4 Elect Colleen A. Goggins Management For Voted - For
1.5 Elect David E. Kepler Management For Voted - For
1.6 Elect Brian M. Levitt Management For Voted - For
1.7 Elect Alan N. MacGibbon Management For Voted - For
1.8 Elect Karen E. Maidment Management For Voted - For
1.9 Elect Bharat B. Masrani Management For Voted - For
1.10 Elect Claude Mongeau Management For Voted - For
1.11 Elect S. Jane Rowe Management For Voted - For
1.12 Elect Nancy G. Tower Management For Voted - For
1.13 Elect Ajay K. Virmani Management For Voted - For
1.14 Elect Mary A. Winston Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Financialization of
Housing Shareholder Against Voted - For
5 Shareholder Proposal Regarding TCFD Reporting for
Pollution Asset Privatization Transactions Shareholder Against Voted - For
6 Shareholder Proposal Regarding Say on Climate Shareholder Against Voted - Against
7 Shareholder Proposal Regarding Financing of the
Canadian Oil and Gas Sector Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Pay Ratio Disclosure Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Transition Plan
Disclosure for Financing Activities Shareholder Against Voted - For
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 03-Apr-23 Meeting Type: Annual
1 Elect Mary T. Barra Management For Voted - For
2 Elect Safra A. Catz Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
4 Elect Francis A. deSouza Management For Voted - For
5 Elect Carolyn N. Everson Management For Voted - For
6 Elect Michael B.G. Froman Management For Voted - For
7 Elect Robert A. Iger Management For Voted - For
8 Elect Maria Elena Lagomasino Management For Voted - For
9 Elect Calvin R. McDonald Management For Voted - For
10 Elect Mark G. Parker Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
578
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102 Ticker: TMO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Marc N. Casper Management For Voted - For
2 Elect Nelson J. Chai Management For Voted - Against
3 Elect Ruby R. Chandy Management For Voted - For
4 Elect C. Martin Harris Management For Voted - Against
5 Elect Tyler Jacks Management For Voted - For
6 Elect R. Alexandra Keith Management For Voted - Against
7 Elect James C. Mullen Management For Voted - For
8 Elect Lars R. Sorensen Management For Voted - Against
9 Elect Debora L. Spar Management For Voted - For
10 Elect Scott M. Sperling Management For Voted - For
11 Elect Dion J. Weisler Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
15 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
16 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
T-MOBILE US, INC.
Security ID: 872590104 Ticker: TMUS
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Andre Almeida Management For Voted - For
1.2 Elect Marcelo Claure Management For Voted - For
1.3 Elect Srikant M. Datar Management For Voted - For
1.4 Elect Srinivasan Gopalan Management For Voted - For
1.5 Elect Timotheus Hottges Management For Voted - For
1.6 Elect Christian P. Illek Management For Voted - For
1.7 Elect Raphael Kubler Management For Voted - For
1.8 Elect Thorsten Langheim Management For Voted - For
1.9 Elect Dominique Leroy Management For Voted - Withheld
1.10 Elect Letitia A. Long Management For Voted - Withheld
1.11 Elect G. Michael Sievert Management For Voted - For
1.12 Elect Teresa A. Taylor Management For Voted - Withheld
1.13 Elect Kelvin R. Westbrook Management For Voted - For
579
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
5 Approval of the 2023 Incentive Award Plan Management For Voted - For
6 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
TRACTOR SUPPLY COMPANY
Security ID: 892356106 Ticker: TSCO
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Joy Brown Management For Voted - For
2 Elect Ricardo Cardenas Management For Voted - For
3 Elect Andre J. Hawaux Management For Voted - For
4 Elect Denise L. Jackson Management For Voted - For
5 Elect Ramkumar Krishnan Management For Voted - For
6 Elect Edna K. Morris Management For Voted - For
7 Elect Mark J. Weikel Management For Voted - For
8 Elect Harry A. Lawton III Management For Voted - For
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
TRIMBLE INC.
Security ID: 896239100 Ticker: TRMB
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect James C. Dalton Management For Voted - Withheld
1.2 Elect Borje Ekholm Management For Voted - For
1.3 Elect Ann Fandozzi Management For Voted - For
1.4 Elect Kaigham Gabriel Management For Voted - For
1.5 Elect Meaghan Lloyd Management For Voted - Withheld
1.6 Elect Sandra MacQuillan Management For Voted - Withheld
1.7 Elect Robert G. Painter Management For Voted - For
1.8 Elect Mark S. Peek Management For Voted - Withheld
1.9 Elect Thomas W. Sweet Management For Voted - For
1.10 Elect Johan Wibergh Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - Against
U.S. BANCORP
Security ID: 902973304 Ticker: USB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Warner L. Baxter Management For Voted - For
2 Elect Dorothy J. Bridges Management For Voted - For
580
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Elizabeth L. Buse Management For Voted - For
4 Elect Andrew Cecere Management For Voted - For
5 Elect Alan B. Colberg Management For Voted - For
6 Elect Kimberly N. Ellison-Taylor Management For Voted - For
7 Elect Kimberly J. Harris Management For Voted - Against
8 Elect Roland A. Hernandez Management For Voted - For
9 Elect Richard P. McKenney Management For Voted - For
10 Elect Yusuf I. Mehdi Management For Voted - For
11 Elect Loretta E. Reynolds Management For Voted - For
12 Elect John P. Wiehoff Management For Voted - For
13 Elect Scott W. Wine Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - Against
UNION PACIFIC CORPORATION
Security ID: 907818108 Ticker: UNP
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect William J. DeLaney Management For Voted - For
2 Elect David B. Dillon Management For Voted - For
3 Elect Sheri H. Edison Management For Voted - For
4 Elect Teresa M. Finley Management For Voted - For
5 Elect Lance M. Fritz Management For Voted - For
6 Elect Deborah C. Hopkins Management For Voted - For
7 Elect Jane H. Lute Management For Voted - For
8 Elect Michael R. McCarthy Management For Voted - For
9 Elect Jose H. Villarreal Management For Voted - For
10 Elect Christopher J. Williams Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
16 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For
UNITED PARCEL SERVICE, INC.
Security ID: 911312106 Ticker: UPS
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Carol B. Tome Management For Voted - For
2 Elect Rodney C. Adkins Management For Voted - For
3 Elect Eva C. Boratto Management For Voted - For
4 Elect Michael J. Burns Management For Voted - For
5 Elect Wayne M. Hewett Management For Voted - For
6 Elect Angela Hwang Management For Voted - For
581
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Kate E. Johnson Management For Voted - For
8 Elect William R. Johnson Management For Voted - For
9 Elect Franck J. Moison Management For Voted - For
10 Elect Christiana Smith Shi Management For Voted - For
11 Elect Russell Stokes Management For Voted - For
12 Elect Kevin M. Warsh Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on
Science-Based GHG Targets and Alignment with Paris
Agreement Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Linking
Executive Pay to GHG Emissions Reduction Targets Shareholder Against Voted - For
19 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - For
21 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Timothy P. Flynn Management For Voted - For
2 Elect Paul R. Garcia Management For Voted - For
3 Elect Kristen Gil Management For Voted - For
4 Elect Stephen J. Hemsley Management For Voted - For
5 Elect Michele J. Hooper Management For Voted - For
6 Elect F. William McNabb, III Management For Voted - For
7 Elect Valerie C. Montgomery Rice Management For Voted - For
8 Elect John H. Noseworthy Management For Voted - For
9 Elect Andrew Witty Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
582
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
V.F. CORPORATION
Security ID: 918204108 Ticker: VFC
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Elect Richard T. Carucci Management For Voted - Withheld
2 Elect Alex Cho Management For Voted - Withheld
3 Elect Juliana L. Chugg Management For Voted - For
4 Elect Benno Dorer Management For Voted - Withheld
5 Elect Mark S. Hoplamazian Management For Voted - For
6 Elect Laura W. Lang Management For Voted - For
7 Elect W. Rodney McMullen Management For Voted - Withheld
8 Elect Clarence Otis, Jr. Management For Voted - Withheld
9 Elect Steven E. Rendle Management For Voted - For
10 Elect Carol L. Roberts Management For Voted - For
11 Elect Matthew J. Shattock Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
VAIL RESORTS, INC.
Security ID: 91879Q109 Ticker: MTN
Meeting Date: 07-Dec-22 Meeting Type: Annual
1 Elect Susan L. Decker Management For Voted - For
2 Elect Robert A. Katz Management For Voted - For
3 Elect Kirsten A. Lynch Management For Voted - For
4 Elect Nadia Rawlinson Management For Voted - For
5 Elect John T. Redmond Management For Voted - For
6 Elect Michele Romanow Management For Voted - For
7 Elect Hilary A. Schneider Management For Voted - For
8 Elect D. Bruce Sewell Management For Voted - For
9 Elect John F. Sorte Management For Voted - For
10 Elect Peter A. Vaughn Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
VALERO ENERGY CORPORATION
Security ID: 91913Y100 Ticker: VLO
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Fred M. Diaz Management For Voted - For
2 Elect H. Paulett Eberhart Management For Voted - For
3 Elect Marie A. Ffolkes Management For Voted - For
4 Elect Joseph W. Gorder Management For Voted - For
5 Elect Kimberly S. Greene Management For Voted - For
6 Elect Deborah P. Majoras Management For Voted - For
583
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Eric D. Mullins Management For Voted - For
8 Elect Donald L. Nickles Management For Voted - For
9 Elect Robert A. Profusek Management For Voted - For
10 Elect Randall J. Weisenburger Management For Voted - For
11 Elect Rayford Wilkins Jr. Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report on Climate
Transition Plan and GHG Targets Shareholder Against Voted - For
16 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For
VERISK ANALYTICS, INC.
Security ID: 92345Y106 Ticker: VRSK
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Vincent K. Brooks Management For Voted - For
2 Elect Jeffrey Dailey Management For Voted - Against
3 Elect Wendy E. Lane Management For Voted - For
4 Elect Lee M. Shavel Management For Voted - For
5 Elect Kimberly S. Stevenson Management For Voted - For
6 Elect Olumide Soroye Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - Against
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - Against
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104 Ticker: VZ
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Roxanne S. Austin Management For Voted - For
3 Elect Mark T. Bertolini Management For Voted - For
4 Elect Vittorio Colao Management For Voted - For
5 Elect Melanie L. Healey Management For Voted - For
6 Elect Laxman Narasimhan Management For Voted - For
7 Elect Clarence Otis, Jr. Management For Voted - For
8 Elect Daniel H. Schulman Management For Voted - For
9 Elect Rodney E. Slater Management For Voted - For
10 Elect Carol B. Tome Management For Voted - For
11 Elect Hans E. Vestberg Management For Voted - For
12 Elect Gregory G. Weaver Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
584
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Shareholder Proposal Regarding a Policy to Prohibit
Political and Electioneering Expenditures Shareholder Against Voted - For
18 Shareholder Proposal Regarding Amendment to
Clawback Policy Shareholder Against Voted - For
19 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100 Ticker: VRTX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Sangeeta N. Bhatia Management For Voted - For
2 Elect Lloyd A. Carney Management For Voted - For
3 Elect Alan M. Garber Management For Voted - For
4 Elect Terrence C. Kearney Management For Voted - For
5 Elect Reshma Kewalramani Management For Voted - For
6 Elect Jeffrey M. Leiden Management For Voted - For
7 Elect Diana L. McKenzie Management For Voted - For
8 Elect Bruce I. Sachs Management For Voted - For
9 Elect Suketu Upadhyay Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect Lloyd A. Carney Management For Voted - Against
2 Elect Kermit R. Crawford Management For Voted - For
3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For
4 Elect Alfred F. Kelly, Jr. Management For Voted - For
5 Elect Ramon L. Laguarta Management For Voted - For
6 Elect Teri L. List Management For Voted - For
7 Elect John F. Lundgren Management For Voted - For
8 Elect Denise M. Morrison Management For Voted - For
9 Elect Linda Rendle Management For Voted - For
10 Elect Maynard G. Webb Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
585
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
W.W. GRAINGER, INC.
Security ID: 384802104 Ticker: GWW
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect V. Ann Hailey Management For Voted - For
3 Elect Katherine D. Jaspon Management For Voted - For
4 Elect Stuart L. Levenick Management For Voted - For
5 Elect D. G. Macpherson Management For Voted - For
6 Elect Neil S. Novich Management For Voted - For
7 Elect Beatriz R. Perez Management For Voted - Against
8 Elect E. Scott Santi Management For Voted - For
9 Elect Susan Slavik Williams Management For Voted - For
10 Elect Lucas E. Watson Management For Voted - For
11 Elect Steven A. White Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108 Ticker: WBA
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Janice M. Babiak Management For Voted - For
2 Elect Inderpal S. Bhandari Management For Voted - For
3 Elect Rosalind G. Brewer Management For Voted - For
4 Elect Ginger L. Graham Management For Voted - For
5 Elect Bryan C. Hanson Management For Voted - For
6 Elect Valerie B. Jarrett Management For Voted - For
7 Elect John A. Lederer Management For Voted - For
8 Elect Dominic P. Murphy Management For Voted - For
9 Elect Stefano Pessina Management For Voted - For
10 Elect Nancy M. Schlichting Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - Against
13 Shareholder Proposal Regarding External Public
Health Costs Created by the Sale of Tobacco Products Shareholder Against Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
WASTE MANAGEMENT, INC.
Security ID: 94106L109 Ticker: WM
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Bruce E. Chinn Management For Voted - For
2 Elect James C. Fish, Jr. Management For Voted - For
3 Elect Andres R. Gluski Management For Voted - For
586
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Victoria M. Holt Management For Voted - For
5 Elect Kathleen M. Mazzarella Management For Voted - Against
6 Elect Sean E. Menke Management For Voted - For
7 Elect William B. Plummer Management For Voted - For
8 Elect John C. Pope Management For Voted - For
9 Elect Maryrose T. Sylvester Management For Voted - For
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Approval of 2023 Stock Incentive Plan Management For Voted - For
WATERS CORPORATION
Security ID: 941848103 Ticker: WAT
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Flemming Ornskov Management For Voted - Against
2 Elect Linda Baddour Management For Voted - For
3 Elect Udit Batra Management For Voted - For
4 Elect Daniel Brennan Management For Voted - For
5 Elect Richard H. Fearon Management For Voted - For
6 Elect Pearl S. Huang Management For Voted - Against
7 Elect Wei Jiang Management For Voted - For
8 Elect Christopher A. Kuebler Management For Voted - For
9 Elect Mark P. Vergnano Management For Voted - Against
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
WEC ENERGY GROUP, INC.
Security ID: 92939U106 Ticker: WEC
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Ave M. Bie Management For Voted - For
2 Elect Curt S. Culver Management For Voted - For
3 Elect Danny L. Cunningham Management For Voted - For
4 Elect William M. Farrow III Management For Voted - For
5 Elect Cristina A. Garcia-Thomas Management For Voted - For
6 Elect Maria C. Green Management For Voted - For
7 Elect Gale E. Klappa Management For Voted - For
8 Elect Thomas K. Lane Management For Voted - For
9 Elect Scott J. Lauber Management For Voted - For
10 Elect Ulice Payne, Jr. Management For Voted - For
11 Elect Mary Ellen Stanek Management For Voted - For
12 Elect Glen E. Tellock Management For Voted - For
13 Ratification of Auditor Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
587
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
WEST PHARMACEUTICAL SERVICES, INC.
Security ID: 955306105 Ticker: WST
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Mark A. Buthman Management For Voted - For
2 Elect William F. Feehery Management For Voted - Against
3 Elect Robert F. Friel Management For Voted - Against
4 Elect Eric M. Green Management For Voted - For
5 Elect Thomas W. Hofmann Management For Voted - For
6 Elect Molly E. Joseph Management For Voted - For
7 Elect Deborah L. V. Keller Management For Voted - Against
8 Elect Myla P. Lai-Goldman Management For Voted - For
9 Elect Stephen H. Lockhart Management For Voted - For
10 Elect Douglas A. Michels Management For Voted - For
11 Elect Paolo Pucci Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Christa Davies Management For Voted - Against
2 Elect Wayne A.I. Frederick Management For Voted - For
3 Elect Mark J. Hawkins Management For Voted - For
4 Elect George J. Still Jr. Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
ZENDESK, INC.
Security ID: 98936J101 Ticker: ZEN
Meeting Date: 17-Aug-22 Meeting Type: Annual
1 Elect Michael Frandsen Management For Voted - For
2 Elect Brandon Gayle Management For Voted - For
3 Elect Ronald J. Pasek Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
588
Global X Conscious Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Permira/H&F Transaction Management For Voted - Against
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - Against
ZOETIS INC.
Security ID: 98978V103 Ticker: ZTS
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Paul M. Bisaro Management For Voted - For
2 Elect Vanessa Broadhurst Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - For
4 Elect Michael B. McCallister Management For Voted - For
5 Elect Gregory Norden Management For Voted - For
6 Elect Louise M. Parent Management For Voted - For
7 Elect Kristin C. Peck Management For Voted - For
8 Elect Robert W. Scully Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Amendment Regarding Ownership Threshold for
Shareholders to Call a Special Meeting Management For Voted - Abstain
12 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
589
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
29METALS LIMITED
Security ID: Q9269W108 Ticker: 29M
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Equity Grant (MD/CEO Peter Albert - FY2022 STIP) Management For Voted - For
4 Equity Grant (MD/CEO Peter Albert - FY2023 LTIP) Management For Voted - For
5 Elect Tamara Brown Management For Voted - For
6 Elect Creagh OConnor Management For Voted - For
ALTIUS MINERALS CORPORATION
Security ID: 020936100 Ticker: ALS
Meeting Date: 18-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Nicole Adshead-Bell Management For Voted - For
3 Elect John Baker Management For Voted - For
4 Elect Teresa Conway Management For Voted - For
5 Elect Brian Dalton Management For Voted - For
6 Elect Anna El-Erian Management For Voted - For
7 Elect Andre Gaumond Management For Voted - For
8 Elect Roger Lace Management For Voted - For
9 Elect Frederick Mifflin Management For Voted - For
10 Elect Jamie Strauss Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Omnibus Long-Term Incentive Plan Renewal Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Amendments to By-Law No. 1 Management For Voted - For
ANTOFAGASTA PLC
Security ID: G0398N128 Ticker: ANTO
Meeting Date: 10-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Remuneration Policy Management For Voted - Against
4 Final Dividend Management For Voted - For
5 Elect Jean-Paul Luksic Fontbona Management For Voted - Against
6 Elect Tony Jensen Management For Voted - For
7 Elect Ramon F. Jara Management For Voted - Against
8 Elect Juan Claro Management For Voted - For
9 Elect Andronico Luksic Craig Management For Voted - For
10 Elect Vivianne Blanlot Management For Voted - For
11 Elect Jorge Bande Management For Voted - For
590
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Francisca Castro Management For Voted - For
13 Elect A.E. Michael Anglin Management For Voted - For
14 Elect Eugenia Parot Management For Voted - For
15 Elect Heather Lawrence Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
ATALAYA MINING PLC
Security ID: M15278100 Ticker: ATYM
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Roger O. Davey Management For Voted - For
3 Elect Alberto Arsenio Lavandeira Adan Management For Voted - For
4 Elect Jesus Fernandez Lopez Management For Voted - For
5 Elect Hussein Barma Management For Voted - For
6 Elect Neil Gregson Management For Voted - For
7 Elect Stephen V. Scott Management For Voted - For
8 Elect Kate Jane Richards Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Final Dividend Management For Voted - For
11 Authority to Issue Shares Pursuant to Long Term
Incentive Plan
Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
13 Amendments to Articles Management For Voted - For
AURUBIS AG
Security ID: D10004105 Ticker: NDA
Meeting Date: 16-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Management Board Remuneration Policy Management For Voted - For
9 Amendments to Articles (Supervisory Board
Appointment Term) Management For Voted - For
591
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendments to Articles (Supervisory Board
remuneration) Management For Voted - For
11 Amendments to Articles (Virtual AGM) Management For Voted - For
12 Amendments to Articles (Miscellaneous) Management For Voted - Against
13 Elect Kathrin Dahnke Management For Voted - For
14 Elect Gunnar Groebler Management For Voted - For
15 Elect Markus Kramer Management For Voted - For
16 Elect Stephan Krummer Management For Voted - For
17 Elect Sandra Reich Management For Voted - For
18 Elect Fritz Vahrenholt Management For Voted - For
19 Authority to Repurchase and Reissue Shares Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
BHP GROUP LIMITED
Security ID: Q1498M100 Ticker: BHP
Meeting Date: 10-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Michelle A Hinchliffe Management For Voted - For
3 Elect Catherine Tanna Management For Voted - For
4 Re-elect Terence (Terry) J. Bowen Management For Voted - For
5 Re-elect Xiaoqun Clever Management For Voted - For
6 Re-elect Ian D. Cockerill Management For Voted - For
7 Re-elect Gary J. Goldberg Management For Voted - For
8 Re-elect Ken N. MacKenzie Management For Voted - For
9 Re-elect Christine E. O'Reilly Management For Voted - For
10 Re-elect Dion J. Weisler Management For Voted - For
11 Remuneration Report Management For Voted - For
12 Equity Grant (CEO Mike Henry) Management For Voted - For
13 Shareholder Proposal Regarding Facilitating
Nonbinding Proposals Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Audited Climate
Sensitivity Analysis Shareholder Against Voted - Against
BOLIDEN AB
Security ID: W17218194 Ticker: BOL
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
592
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Election of Presiding Chair Management For Voted - For
9 Voting List Management For Voted - For
10 Agenda Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Compliance with the Rules of Convocation Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Accounts and Reports Management For Voted - For
18 Allocation of Profits/Dividends Management For Voted - For
19 Ratification of Karl-Henrik Sundstrom (Chair) Management For Voted - For
20 Ratification of Helene Bistrom Management For Voted - For
21 Ratification of Michael G:son Low Management For Voted - For
22 Ratification of Tomas Eliasson Management For Voted - For
23 Ratification of Per Lindberg Management For Voted - For
24 Ratification of Perttu Louhiluoto Management For Voted - For
25 Ratification of Elisabeth Nilsson Management For Voted - For
26 Ratification of Pia Rudengren Management For Voted - For
27 Ratification of Anders Ullberg Management For Voted - For
28 Ratification of Mikael Staffas (CEO) Management For Voted - For
29 Ratification of Marie Holmberg Management For Voted - For
30 Ratification of Kenneth Stahl Management For Voted - For
31 Ratification of Jonny Johansson Management For Voted - For
32 Ratification of Andreas Martensson Management For Voted - For
33 Ratification of Johan Vidmark Management For Voted - For
34 Ratification of Ola Holmstrom Management For Voted - For
35 Ratification of Magnus Filipsson Management For Voted - For
36 Ratification of Gard Folkvord Management For Voted - For
37 Ratification of Timo Popponen Management For Voted - For
38 Ratification of Elin Soderlund Management For Voted - For
39 Board Size Management For Voted - For
40 Number of Auditors Management For Voted - For
41 Directors' Fees Management For Voted - For
42 Elect Helene Bistrom Management For Voted - For
43 Elect Tomas Eliasson Management For Voted - For
44 Elect Per Lindberg Management For Voted - For
45 Elect Perttu Louhiluoto Management For Voted - For
46 Elect Elisabeth Nilsson Management For Voted - For
47 Elect Pia Rudengren Management For Voted - For
48 Elect Karl-Henrik Sundstrom Management For Voted - Against
49 Elect Karl-Henrik Sundstrom as Chair Management For Voted - Against
50 Authority to Set Auditor's Fees Management For Voted - For
51 Appointment of Auditor Management For Voted - For
52 Remuneration Report Management For Voted - For
53 Elect Lennart Franke to the Nomination Committee Management For Voted - For
54 Elect Karin Eliasson to the Nomination Committee Management For Voted - For
55 Elect Patrik Jonsson to the Nomination Committee Management For Voted - For
56 Share Redemption Plan Management For Voted - For
593
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
57 Adoption of Share-Based Incentives (LTIP 2023/2026) Management For Voted - For
58 Authority to Repurchase and Transfer Treasury
Shares Pursuant to LTIP 2023/2026 Management For Voted - For
59 Approve Equity Swap Agreement Management For Voted - For
60 Remuneration Policy Management For Voted - For
61 Non-Voting Agenda Item N/A N/A Non-Voting
CAPSTONE COPPER CORP.
Security ID: 14071L108 Ticker: CS
Meeting Date: 03-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Alison Baker Management For Voted - For
4 Elect George L. Brack Management For Voted - For
5 Elect Robert J. Gallagher Management For Voted - For
6 Elect Anne Giardini Management For Voted - For
7 Elect Peter G. Meredith Management For Voted - For
8 Elect Patricia Palacios Management For Voted - For
9 Elect John MacKenzie Management For Voted - For
10 Elect Darren M. Pylot Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote Executive Compensation Management For Voted - For
13 Advance Notice Policy Management For Voted - For
14 Approval of Unallocated Entitlements Under the
Incentive Stock Option and Bonus Share Plan Management For Voted - For
CENTRAL ASIA METALS PLC
Security ID: G2069H109 Ticker: CAML
Meeting Date: 18-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Nick Clarke Management For Voted - For
4 Elect Nigel Robinson Management For Voted - For
5 Elect Gavin R. Ferrar Management For Voted - For
6 Elect Gillian Davidson Management For Voted - For
7 Elect Louise Wrathall Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Set Auditor's Fees Management For Voted - For
10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
594
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
Security ID: 16890P103 Ticker: CGG
Meeting Date: 29-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Junhu Tong Management For Voted - Against
4 Elect Yuanhui Fu Management For Voted - For
5 Elect Weibin Zhang Management For Voted - Against
6 Elect Na Tian Management For Voted - For
7 Elect Wanming Wang Management For Voted - For
8 Elect Yingbin Ian He Management For Voted - Against
9 Elect Wei Shao Management For Voted - Against
10 Elect Bielin Shi Management For Voted - For
11 Elect Ruixia Han Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Supplemental Contract for Purchase and Sale of Dore
and Annual Caps Supplemental Contract for Purchase
and Sale of Dore Management For Voted - For
17 Products and Services Framework Agreement and
Annual Caps for the Products and Services Framework
Agreement Management For Voted - For
18 Approval of Financial Service Agreement Management For Voted - Against
19 Adoption of New Articles Management For Voted - For
CHINA NONFERROUS MINING CORPORATION LIMITED
Security ID: Y13982106 Ticker: 1258
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authority to Repurchase Shares Management For Voted - For
7 Authority to Issue Repurchased Shares Management For Voted - Against
8 Elect HE Yang Management For Voted - Against
9 Elect TAN Yaoyu Management For Voted - Against
10 Elect LIU Jingwei Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
595
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
COPPER MOUNTAIN MINING CORPORATION
Security ID: 21750U101 Ticker: CMMC
Meeting Date: 13-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger with Hudbay Minerals Inc. Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
ERO COPPER CORP.
Security ID: 296006109 Ticker: ERO
Meeting Date: 26-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Christopher Noel Dunn Management For Voted - For
4 Elect David Strang Management For Voted - For
5 Elect Jill T. Angevine Management For Voted - For
6 Elect Lyle Braaten Management For Voted - For
7 Elect Steven Busby Management For Voted - For
8 Elect Sally Eyre Management For Voted - For
9 Elect Robert H. Getz Management For Voted - For
10 Elect Chantal Gosselin Management For Voted - For
11 Elect John H. Wright Management For Voted - For
12 Elect Matthew Wubs Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Amendment to Stock Option Plan Management For Voted - For
15 Amendment to Share Unit Plan Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
FILO MINING CORP.
Security ID: 31730E101 Ticker: FIL
Meeting Date: 23-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Adam I. Lundin Management For Voted - For
3 Elect James Beck Management For Voted - For
4 Elect Wojtek A. Wodzicki Management For Voted - For
5 Elect Erin Johnston Management For Voted - For
6 Elect Carmel Daniele Management For Voted - For
7 Elect William A.W. Lundin Management For Voted - For
8 Elect Ron Hochstein Management For Voted - For
9 Elect Joyce Ngo Management For Voted - For
10 Elect Peter J. O'Callaghan Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
596
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Company Name Change Management For Voted - For
FIRST QUANTUM MINERALS LTD.
Security ID: 335934105 Ticker: FM
Meeting Date: 04-May-23 Meeting Type: Annual
1 Board Size Management For Voted - For
2 Elect Andrew B. Adams Management For Voted - For
3 Elect Alison C. Beckett Management For Voted - For
4 Elect Robert J. Harding Management For Voted - For
5 Elect Kathleen A. Hogenson Management For Voted - For
6 Elect C. Kevin McArthur Management For Voted - For
7 Elect Philip K.R. Pascall Management For Voted - For
8 Elect A. Tristan Pascall Management For Voted - For
9 Elect Simon J. Scott Management For Voted - For
10 Elect Joanne K. Warner Management For Voted - For
11 Elect Geoff Chater Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Renewal of Shareholder Rights Plan Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
FREEPORT-MCMORAN INC.
Security ID: 35671D857 Ticker: FCX
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Richard C. Adkerson Management For Voted - For
3 Elect Marcela E. Donadio Management For Voted - For
4 Elect Robert W. Dudley Management For Voted - For
5 Elect Hugh Grant Management For Voted - For
6 Elect Lydia H. Kennard Management For Voted - For
7 Elect Ryan M. Lance Management For Voted - For
8 Elect Sara Grootwassink Lewis Management For Voted - For
9 Elect Dustan E. McCoy Management For Voted - For
10 Elect Kathleen L. Quirk Management For Voted - For
11 Elect John J. Stephens Management For Voted - For
12 Elect Frances F. Townsend Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
597
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
GLENCORE PLC
Security ID: G39420107 Ticker: GLEN
Meeting Date: 26-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Cash Distribution (Reduction in Share Premium
Account) Management For Voted - For
4 Elect Kalidas V. Madhavpeddi Management For Voted - For
5 Elect Gary Nagle Management For Voted - For
6 Elect Peter R. Coates Management For Voted - For
7 Elect Martin J. Gilbert Management For Voted - For
8 Elect Gill Marcus Management For Voted - For
9 Elect Cynthia B. Carroll Management For Voted - For
10 Elect David Wormsley Management For Voted - For
11 Elect Liz Hewitt Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Opinion on the Companys Climate Report Management For Voted - For
15 Remuneration Report Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Shareholder Proposal Regarding Climate Action
Transition Plan at 2024 AGM Shareholder Against Voted - For
GRUPO MEXICO S.A.
Security ID: P49538112 Ticker: GMEXICO
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Tax Compliance Report Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - Abstain
4 Report on Company's Share Purchase Program;
Authority to Repurchase Shares Management For Voted - Abstain
5 Ratification of Board, CEO and Board Committee Acts Management For Voted - Abstain
6 Appointment of Auditor Management For Voted - Abstain
7 Election of Directors; Verification of Independence
Status; Election of Board Committee Chairs and
Members Management For Voted - Abstain
8 Revocation and Granting of Powers Management For Voted - Abstain
9 Directors' and Committee Member's Fees Management For Voted - Abstain
10 Election of Meeting Delegates Management For Voted - For
598
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUDBAY MINERALS INC.
Security ID: 443628102 Ticker: HBM
Meeting Date: 10-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carol T. Banducci Management For Voted - For
3 Elect Igor A. Gonzales Management For Voted - For
4 Elect Sarah B. Kavanagh Management For Voted - For
5 Elect Carin S. Knickel Management For Voted - For
6 Elect Peter Kukielski Management For Voted - For
7 Elect Stephen Lang Management For Voted - For
8 Elect George E. Lafond Management For Voted - For
9 Elect Daniel Muniz Quintanilla Management For Voted - For
10 Elect Colin Osborne Management For Voted - For
11 Elect David Smith Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 13-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger with Copper Mountain Mining Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
IVANHOE MINES LTD.
Security ID: 46579R104 Ticker: IVN
Meeting Date: 22-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Robert M. Friedland Management For Voted - For
4 Elect Yufeng Sun Management For Voted - For
5 Elect Tadeu Carneiro Management For Voted - For
6 Elect Jinghe Chen Management For Voted - For
7 Elect William B. Hayden Management For Voted - For
8 Elect Martie Janse van Rensburg Management For Voted - For
9 Elect Manfu Ma Management For Voted - For
10 Elect Peter G. Meredith Management For Voted - For
11 Elect Phumzile Mlambo-Ngcuka Management For Voted - For
12 Elect Kgalema P. Motlanthe Management For Voted - For
13 Elect Delphine Traore Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Amendment to the Equity Incentive Plan Management For Voted - For
16 Amendment to the Deferred Share Unit Plan Management For Voted - For
17 Amendment to Previously Granted Stock Options Management For Voted - For
599
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
JIANGXI COPPER CO LTD.
Security ID: Y4446C100 Ticker: 0358
Meeting Date: 18-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Resignation of WU Donghua as Supervisor Management For Voted - For
3 Resignation of ZHANG Jianhua as Supervisor Management For Voted - For
4 Elect ZHOU Shaobing Management For Voted - For
5 Elect LI Shuidi Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHA Kebing as Supervisor Management For Voted - Against
8 Elect LIU Guobiao as Supervisor Management For Voted - Against
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Corporate Bonds Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect LI Si as Supervisor; Approve Remuneration Management For Voted - Against
JINCHUAN GROUP INTERNATIONAL RESOURCES LIMITED
Security ID: G5138B102 Ticker: 2362
Meeting Date: 07-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Procurement Contract Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect CHENG Yonghong Management For Voted - Against
5 Elect LIU Jian Management For Voted - Against
6 Elect Tony YEN Yuen Ho Management For Voted - Against
7 Elect HAN Ruixia Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
600
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Amendments to Articles Management For Voted - Against
KGHM POLSKA MIEDZ
Security ID: X45213109 Ticker: KGH
Meeting Date: 07-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Election of Presiding Chair Management For Voted - For
5 Compliance with Rules of Convocation Management For Voted - For
6 Agenda Management For Voted - For
7 Shareholder Proposal Regarding Changes to
Supervisory Board Composition Shareholder For Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Compliance with Rules of Convocation Management For Voted - For
8 Agenda Management For Voted - For
9 Shareholder Proposal Regarding Changes to
Supervisory Board Composition Shareholder For Voted - Against
10 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Election of Presiding Chair Management For Voted - For
6 Compliance with Rules of Convocation Management For Voted - For
7 Agenda Management For Voted - For
8 Presentation of Financial Statements Management For Voted - For
9 Presentation of Financial Statements (Consolidated) Management For Voted - For
10 Presentation of Management Board Report Management For Voted - For
11 Presentation of Management Board Report (Allocation
of Profits/Dividends) Management For Voted - For
12 Presentation of Report on Expenses Management For Voted - For
13 Presentation of Supervisory Board Report Management For Voted - For
601
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Presentation of Supervisory Board Report
(Allocation of Profits/Dividends) Management For Voted - For
15 Presentation of Supervisory Board Report (Company
Standing) Management For Voted - For
16 Presentation of Supervisory Board Report (Company
Activities) Management For Voted - For
17 Financial Statements Management For Voted - For
18 Financial Statements (Consolidated) Management For Voted - For
19 Management Board Report Management For Voted - For
20 Allocation of Profits/Dividends Management For Voted - For
21 Supervisory Board Report Management For Voted - For
22 Remuneration Report Management For Voted - Against
23 Ratification of Management Board Acts Management For Voted - For
24 Ratification of Supervisory Board Acts Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
LUNDIN MINING CORPORATION
Security ID: 550372106 Ticker: LUN
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald K. Charter Management For Voted - For
3 Elect Charles Ashley Heppenstall Management For Voted - For
4 Elect Juliana L. Lam Management For Voted - For
5 Elect Adam I. Lundin Management For Voted - For
6 Elect Dale C. Peniuk Management For Voted - For
7 Elect Maria Olivia Recart Management For Voted - For
8 Elect Peter T. Rockandel Management For Voted - For
9 Elect Natasha N.D. Vaz Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
MITSUBISHI MATERIALS CORPORATION
Security ID: J44024107 Ticker: 5711
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Akira Takeuchi Management For Voted - For
3 Elect Naoki Ono Management For Voted - For
4 Elect Makoto Shibata Management For Voted - For
5 Elect Nobuhiro Takayanagi Management For Voted - For
6 Elect Mariko Tokuno Management For Voted - For
7 Elect Hiroshi Watanabe Management For Voted - For
8 Elect Hikaru Sugi Management For Voted - For
9 Elect Tatsuo Wakabayashi Management For Voted - For
10 Elect Koji Igarashi Management For Voted - For
11 Elect Kazuhiko Takeda Management For Voted - For
602
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Rikako Beppu Rikako Okiura Management For Voted - For
13 Appointment of Auditor Management For Voted - For
MMG LTD.
Security ID: Y6133Q102 Ticker: 1208
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect ZHANG Shuqiang Management For Voted - Against
4 Elect XU Jiqing Management For Voted - Against
5 Elect Peter CHAN Ka Keung Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Non-Voting Meeting Note N/A N/A Non-Voting
NEXA RESOURCES S.A.
Security ID: L67359106 Ticker: NEXA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Approval of Annual Accounts Management For Voted - For
2 Approval of Financial Statements Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Elect Hilmar Rode Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor Management For Voted - For
NGEX MINERALS LTD.
Security ID: 65343P103 Ticker: NGEX
Meeting Date: 27-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Wojtek A. Wodzicki Management For Voted - For
3 Elect Adam I. Lundin Management For Voted - For
4 Elect William A. Rand Management For Voted - For
5 Elect Cheri L. Pedersen Management For Voted - For
6 Elect Neil O'Brien Management For Voted - Against
7 Elect Axel Lundin Management For Voted - Against
8 Elect Alessandro Bitelli Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Stock Option Plan Renewal Management For Voted - For
603
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
NITTETSU MINING CO., LTD.
Security ID: J58321100 Ticker: 1515
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Reiichi Morikawa Management For Voted - For
5 Elect Yukihiko Hagikami Management For Voted - For
6 Elect Hirofumi Fujimoto Management For Voted - For
7 Elect Kenji Otakara Management For Voted - For
8 Elect Nobumichi Izumi Management For Voted - For
9 Elect Kenichi Itakura Management For Voted - For
10 Elect Seiji Yasuda Management For Voted - For
11 Elect Eiki Hotta Management For Voted - For
12 Elect Yuko Aoki Management For Voted - For
13 Elect Yoshiro Wakayanagi as Alternate Audit
Committee Director Management For Voted - For
14 Non-Audit Committee Directors' Fees Management For Voted - For
15 Audit Committee Directors' Fees Management For Voted - For
16 Trust Type Equity Plans Management For Voted - For
OZ MINERALS LIMITED
Security ID: Q7161P122 Ticker: OZL
Meeting Date: 13-Apr-23 Meeting Type: Special
1 Acquisition by BHP Lonsdale Investments Pty Ltd Management For
Voted - For
SANDFIRE RESOURCES LIMITED
Security ID: Q82191109 Ticker: SFR
Meeting Date: 30-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Elect Robert Edwards Management For Voted - For
4 Elect Sally Martin Management For Voted - For
5 Re-elect Roric Smith Management For Voted - For
6 Equity Grant (MD/CEO Karl Simich - STI 2021) Management For Voted - For
7 Termination benefit (MD/CEO Karl Simich - STI 2021) Management For Voted - For
8 Equity Grant (MD/CEO Karl Simich - STI 2022) Management For Voted - For
9 Termination benefit (MD/CEO Karl Simich - STI 2022) Management For Voted - For
10 Termination benefit (MD/CEO Karl Simich - Deed
Payments) Management For Voted - For
11 Termination benefit (MD/CEO Karl Simich -
Discretionary ZEPO) Management For Voted - Against
604
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Equity Grant (MD/CEO Brendan Harris - LTI 2023 ZEPO) Management For Voted - Against
3 Approve Potential Termination Benefits (MD/CEO
Brendan Harris - LTI 2023 ZEPO) Management For Voted - Against
4 Equity Grant (MD/CEO Brendan Harris - STI 2023
Shares) Management For Voted - For
5 Approve Potential Termination Benefits (MD/CEO
Brendan Harris - STI 2023 Shares) Management For Voted - For
6 Equity Grant (MD/CEO Brendan Harris - Sign-on
Rights) Management For Voted - For
7 Approve Potential Termination Benefits (MD/CEO
Brendan Harris - Sign-on Rights) Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
SARKUYSAN ELEKTROLITIK BAKIR SAN. VE TICARET A.S
Security ID: M82339108 Ticker: SARKY
Meeting Date: 07-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Opening; Election of Presiding Chair Management For Voted - For
5 Minutes Management For Voted - For
6 Presentation of Directors' Report Management For Voted - For
7 Presentation of Auditor's Report Management For Voted - For
8 Financial Statements Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Presentation of Report on Guarantees Management For Voted - For
12 Charitable Donations Management For Voted - For
13 Presentation of Compensation Policy Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Presentation of Report on Related Party Transactions Management For Voted - For
16 Election of Directors; Board Term Length Management For Voted - Against
17 Directors' Fees Management For Voted - Against
18 Authority to Carry out Competing Activities or
Related Party Transactions Management For Voted - For
19 Wishes Management For Voted - For
SOLARIS RESOURCES INC.
Security ID: 83419D201 Ticker: SLS
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Richard W. Warke Management For Voted - For
3 Elect Daniel Earle Management For Voted - For
605
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Poonam Puri Management For Voted - For
5 Elect Donald R. Taylor Management For Voted - Against
6 Elect Kevin Thomson Management For Voted - For
7 Elect Ron Walsh Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Approval of the Option Plan Management For Voted - For
SOLGOLD PLC
Security ID: G8255T104 Ticker: SOLG
Meeting Date: 22-Dec-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Liam A. Twigger Management For Voted - For
4 Elect Nicholas Mather Management For Voted - Against
5 Elect Maria Amparo Alban Management For Voted - For
6 Elect James Clare Management For Voted - Against
7 Elect Scott Caldwell Management For Voted - For
8 Elect Dan Vujcic Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
SOUTHERN COPPER CORPORATION
Security ID: 84265V105 Ticker: SCCO
Meeting Date: 26-May-23 Meeting Type: Annual
1 Elect German Larrea Mota-Velasco Management For Voted - For
2 Elect Oscar Gonzalez Rocha Management For Voted - Withheld
3 Elect Vicente Artiztegui Andreve Management For Voted - For
4 Elect Enrique Castillo Sanchez Mejorada Management For Voted - For
5 Elect Leonardo Contreras Lerdo de Tejada Management For Voted - For
6 Elect Francisco Xavier Garcia de Quevedo Topete Management For Voted - Withheld
7 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
8 Elect Gilberto Perezalonso Cifuentes Management For Voted - Withheld
9 Elect Carlos Ruiz Sacristan Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
606
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUMITOMO METAL MINING CO., LTD.
Security ID: J77712180 Ticker: 5713
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yoshiaki Nakazato Management For Voted - For
4 Elect Akira Nozaki Management For Voted - For
5 Elect Toru Higo Management For Voted - For
6 Elect Nobuhiro Matsumoto Management For Voted - For
7 Elect Masaru Takebayashi Management For Voted - For
8 Elect Taeko Ishii Management For Voted - For
9 Elect Manabu Kinoshita Management For Voted - For
10 Elect Kanji Nishiura Management For Voted - For
11 Elect Kazuhiro Mishina as Alternate Statutory
Auditor Management For Voted - For
12 Bonus Management For Voted - For
TASEKO MINES LIMITED
Security ID: 876511106 Ticker: TKO
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Board Size Management For Voted - For
2.1 Elect Anu Dhir Management For Voted - Withheld
2.2 Elect Robert A. Dickinson Management For Voted - For
2.3 Elect Russell E. Hallbauer Management For Voted - For
2.4 Elect Kenneth Pickering Management For Voted - For
2.5 Elect Rita Maguire Management For Voted - For
2.6 Elect Stuart McDonald Management For Voted - For
2.7 Elect Peter C. Mitchell Management For Voted - For
2.8 Elect Ronald W. Thiessen Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
TECK RESOURCES LIMITED
Security ID: 878742204 Ticker: TECK
Meeting Date: 26-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect A.J. Balhuizen Management For Voted - For
3 Elect H.M. Conger, IV Management For Voted - For
4 Elect E.C. Dowling, Jr. Management For Voted - For
5 Elect N.B. Keevil, III Management For Voted - For
6 Elect T.L. McVicar Management For Voted - For
7 Elect S.A. Murray Management For Voted - For
8 Elect U.M. Power Management For Voted - For
607
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect J.H. Price Management For Voted - For
10 Elect Y. Sagawa Management For Voted - For
11 Elect P.G. Schiodtz Management For Voted - For
12 Elect T.R. Snider Management For Voted - For
13 Elect S.A. Strunk Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Spin-off (Separation of Elk Valley Resources) Management For Voted - Against
16 Approval of the EVR Stock Option Plan Management For Voted - For
17 EVR Shareholder Rights Plan Management For Voted - For
18 Arrangement Relating to Dual Class Share Structure Management For Voted - For
19 Advisory Vote on Executive Compensation Management For Voted - For
TURQUOISE HILL RESOURCES LTD.
Security ID: 900435207 Ticker: TRQ
Meeting Date: 09-Dec-22 Meeting Type: Special
1 Merger Management For Voted - For
ZIJIN MINING GROUP CO., LTD.
Security ID: Y9892H107 Ticker: 2899
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
4 Amendments to the Independent Directors' Rules Management For Voted - For
5 Remuneration and Assessment Proposal of Directors
and Supervisors Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect Jinghe Chen Management For Voted - Against
8 Elect ZOU Laichang Management For Voted - For
9 Elect LIN Hongfu Management For Voted - For
10 Elect LIN Hongying Management For Voted - For
11 Elect XIE Xionghui Management For Voted - For
12 Elect WU Jianhui Management For Voted - For
13 Elect LI Jian Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect HE Fulong Management For Voted - For
16 Elect MAO Jingwen Management For Voted - For
17 Elect LI Changqing Management For Voted - For
18 Elect Stephen SUEN Man Tak Management For Voted - For
19 Elect BO Shaochuan Management For Voted - For
20 Elect WU Xiaomin Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect LIN Shuiqing Management For Voted - For
23 Elect LIN Yan Management For Voted - For
24 Elect QIU Shujin Management For Voted - For
608
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Remuneration of the Executive Directors and
Chairman of the Supervisory Committee Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Debt Financing Instruments Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
12 Satisfaction of the Conditions for the Public
Issuance of A Share Convertible Corporate Bonds Management For Voted - For
13 Type of Securities to be Issued Management For Voted - For
14 Size of the Issuance Management For Voted - For
15 Par Value and Issue Price Management For Voted - For
16 Term of the A Share Convertible Corporate Bonds Management For Voted - For
17 Coupon Rate of the A Share Convertible Corporate
Bonds Management For Voted - For
18 Timing and Method of Principal Repayment and
Interest Payment Management For Voted - For
19 Conversion Period Management For Voted - For
20 Determination and Adjustment of the Conversion Price Management For Voted - For
21 Terms of Downward Adjustment to Conversion Price Management For Voted - For
22 Method for Determining the Number of A Shares to be
Converted and Treatment for Remaining Balance
of
the A Share Convertible Corporate Bonds which is
Insufficient to be Converted Into One A Share Management For Voted - For
23 Terms of Redemption Management For Voted - For
24 Terms of Sale Back Management For Voted - For
25 Entitlement to Dividend in the Year of Conversion Management For Voted - For
26 Method of the Issuance and Target Subscribers Management For Voted - For
27 Subscription Arrangement for the Existing A
Shareholders Management For Voted - For
28 Relevant Matters of the Bondholders Meetings Management For Voted - For
29 Use of Proceeds Raised Management For Voted - For
30 Rating Management For Voted - For
31 Management and Deposit for the Proceeds Raised Management For Voted - For
32 Guarantee and Security Management For Voted - For
33 Validity Period of the Resolution of the Issuance Management For Voted - For
34 Demonstration and Analysis Report in relation to
the Proposal on the Public Issuance of A Share
Convertible Corporate Bonds Management For Voted - For
35 Plan of the Public Issuance of A Share Convertible
Corporate Bonds (Revised Draft) Management For Voted - For
609
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
36 Feasibility Report on the Use of Proceeds Raised in
the Public Issuance of A Share Convertible
Corporate Bonds (Revised Draft) Management For Voted - For
37 Report on the Use of Proceeds Previously Raised Management For Voted - For
38 Recovery Measures and Undertakings by Relevant
Parties in Relation to Dilutive Impact on Immediate
Returns of the Public Issuance of A Share
Convertible Corporate Bonds (Revised Draft) Management For Voted - For
39 Formulation of Rules for A Share Convertible
Corporate Bondholders Meetings Management For Voted - For
40 Proposal in Relation to the Possible Connected
Transactions of Subscriptions of A Share
Convertible Corporate Bonds Under the Public
Issuance by the
Company's Connected Persons Management For Voted - For
41 Board Authorization to Handle All the Matters
Relating to the Public Issuance of A Share
Convertible Corporate Bonds Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Other
1 Type of Securities to be Issued Management For Voted - For
2 Size of the Issuance Management For Voted - For
3 Par Value and Issue Price Management For Voted - For
4 Term of the A Share Convertible Corporate Bonds Management For Voted - For
5 Coupon Rate of the A Share Convertible Corporate
Bonds Management For Voted - For
6 Timing and Method of Principal Repayment and
Interest Payment Management For Voted - For
7 Conversion Period Management For Voted - For
8 Determination and Adjustment of the Conversion Price Management For Voted - For
9 Terms of Downward Adjustment to Conversion Price Management For Voted - For
10 Method for Determining the Number of A Shares to be
Converted and Treatment for Remaining Balance of
the A Share Convertible Corporate Bonds which is
Insufficient to be Converted Into One A Share Management For Voted - For
11 Terms of Redemption Management For Voted - For
12 Terms of Sale Back Management For Voted - For
13 Entitlement to Dividend in the Year of Conversion Management For Voted - For
14 Method of the Issuance and Target Subscribers Management For Voted - For
15 Subscription Arrangement for the Existing A
Shareholders Management For Voted - For
16 Relevant Matters of the Bondholders Meetings Management For Voted - For
17 Use of Proceeds Raised Management For Voted - For
18 Rating Management For Voted - For
19 Management and Deposit for the Proceeds Raised Management For Voted - For
20 Guarantee and Security Management For Voted - For
21 Validity Period of the Resolution of the Issuance Management For Voted - For
22 Plan of the Public Issuance of A Share Convertible
Corporate Bonds (Revised Draft) Management For Voted - For
610
Global X Copper Miners ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Board Authorization to Handle All the Matters
Relating to the Public Issuance of A Share
Convertible Corporate Bonds Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
611
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
A10 NETWORKS, INC.
Security ID: 002121101 Ticker: ATEN
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Tor R. Braham Management For Voted - For
2 Elect Peter Y. Chung Management For Voted - For
3 Elect Eric B. Singer Management For Voted - Withheld
4 Elect Dhrupad Trivedi Management For Voted - For
5 Elect Dana Wolf Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Approval of the 2023 Stock Incentive Plan Management For Voted - Against
ABSOLUTE SOFTWARE CORPORATION
Security ID: 00386B109 Ticker: ABST
Meeting Date: 07-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Daniel P. Ryan Management For Voted - For
4 Elect R. Lynn Atchison Management For Voted - For
5 Elect Andre Mintz Management For Voted - For
6 Elect Gregory Monahan Management For Voted - For
7 Elect Salvatore Visca Management For Voted - For
8 Elect Gerhard Watzinger Management For Voted - For
9 Elect Christy Wyatt Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
AHNLAB INC
Security ID: Y0027T108 Ticker: 053800
Meeting Date: 28-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
3 Elect KANG Seok Gyun Management For Voted - For
4 Elect WON Yoo Jae Management For Voted - Against
5 Elect PARK Jun Management For Voted - For
6 Election of Audit Committee Member: WON Yoo Jae Management For Voted - Against
7 Election of Audit Committee Member: PARK Jun Management For Voted - For
8 Election of Independent Director to Be Appointed as
Audit Committee Member: KO Sung Chun Management For Voted - For
9 Directors' Fees Management For Voted - For
612
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
BLACKBERRY LIMITED
Security ID: 09228F103 Ticker: BB
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect John S. Chen Management For Voted - For
2 Elect Michael A. Daniels Management For Voted - For
3 Elect Timothy Dattels Management For Voted - For
4 Elect Lisa S. Disbrow Management For Voted - For
5 Elect Richard Lynch Management For Voted - For
6 Elect Laurie Smaldone Alsup Management For Voted - For
7 Elect V. Prem Watsa Management For Voted - For
8 Elect Wayne G. Wouters Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Approval of Unallocated Entitlements Under the
Deferred Share Unit Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security ID: M22465104 Ticker: CHKP
Meeting Date: 30-Aug-22 Meeting Type: Annual
1 Elect Gil Shwed Management For Voted - For
2 Elect Jerry Ungerman Management For Voted - For
3 Elect Tzipi Ozer-Armon Management For Voted - For
4 Elect Tal Shavit Management For Voted - For
5 Elect Shai Weiss Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Option Grant to CEO Management For Voted - For
8 Approval of Compensation Policy Management For Voted - For
9 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
10 Confirmation of Non-Controlling Shareholder Management N/A Voted - For
CROWDSTRIKE HOLDINGS, INC.
Security ID: 22788C105 Ticker: CRWD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Johanna Flower Management For Voted - For
1.2 Elect Denis J. O'Leary Management For Voted - Withheld
1.3 Elect Godfrey R. Sullivan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
613
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
CYBERARK SOFTWARE LTD.
Security ID: M2682V108 Ticker: CYBR
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Elect Ron Gutler Management For Voted - Against
2 Elect Kim E. Perdikou Management For Voted - For
3 Elect Ehud Mokady Management For Voted - For
4 Elect Matthew Cohen Management For Voted - For
5 Employment Agreement of CEO Management For Voted - For
6 Employment Agreement of Executive Chair Management For Voted - For
7 Bundled Amendments to Articles Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
DARKTRACE PLC
Security ID: G2658M105 Ticker: DARK
Meeting Date: 03-Nov-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Elect Gordon Hurst Management For Voted - For
5 Elect Poppy Gustafsson Management For Voted - For
6 Elect Catherine Graham Management For Voted - For
7 Elect Vanessa Colomar Management For Voted - For
8 Elect Stephen Shanley Management For Voted - For
9 Elect Johannes Sikkens Management For Voted - For
10 Elect Lord Willetts Management For Voted - For
11 Elect Paul Harrison Management For Voted - For
12 Elect Peter L. Bonfield Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Remuneration Report Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
DIGITAL ARTS INC.
Security ID: J1228V105 Ticker: 2326
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Toshio Dogu Management For Voted - For
614
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Takuya Matsumoto Management For Voted - For
5 Elect Chise Kuwayama as Audit Committee Director Management For Voted - For
FORTINET, INC.
Security ID: 34959E109 Ticker: FTNT
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Ken Xie Management For Voted - For
2 Elect Michael Xie Management For Voted - For
3 Elect Kenneth A. Goldman Management For Voted - For
4 Elect Ming Hsieh Management For Voted - Against
5 Elect Jean Hu Management For Voted - For
6 Elect William H. Neukom Management For Voted - For
7 Elect Judith Sim Management For Voted - For
8 Elect James G. Stavridis Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Elimination of Supermajority Requirement Management For Voted - For
13 Amendment to Articles to Permit the Exculpation of
Officers Management For Voted - Against
MANDIANT, INC.
Security ID: 562662106 Ticker: MNDT
Meeting Date: 07-Jul-22 Meeting Type: Annual
1 Elect Kevin R. Mandia Management For Voted - For
2 Elect Enrique T. Salem Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
NORTONLIFELOCK INC.
Security ID: 668771108 Ticker: NLOK
Meeting Date: 13-Sep-22 Meeting Type: Annual
1 Elect Susan P. Barsamian Management For Voted - For
2 Elect Eric K. Brandt Management For Voted - For
3 Elect Frank E. Dangeard Management For Voted - For
4 Elect Nora M. Denzel Management For Voted - For
5 Elect Peter A. Feld Management For Voted - For
6 Elect Emily Heath Management For Voted - For
7 Elect Vincent Pilette Management For Voted - For
8 Elect Sherrese M. Smith Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
615
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
12 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
OKTA, INC.
Security ID: 679295105 Ticker: OKTA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Shellye L. Archambeau Management For Voted - For
1.2 Elect Robert L. Dixon, Jr. Management For Voted - For
1.3 Elect Benjamin A. Horowitz Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ONESPAN INC.
Security ID: 68287N100 Ticker: OSPN
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc C. Boroditsky Management For Voted - For
2 Elect Garry L. Capers Management For Voted - Against
3 Elect Sarika Garg Management For Voted - For
4 Elect Marianne Johnson Management For Voted - For
5 Elect Michael J. McConnell Management For Voted - For
6 Elect Matthew Moynahan Management For Voted - For
7 Elect Alfred Nietzel Management For Voted - For
8 Elect Marc Zenner Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
PALO ALTO NETWORKS, INC.
Security ID: 697435105 Ticker: PANW
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Helene D. Gayle Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
PING IDENTITY HOLDING CORP.
Security ID: 72341T103 Ticker: PING
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Thoma Bravo Transaction Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
616
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Right to Adjourn Meeting Management For Voted - For
QUALYS, INC.
Security ID: 74758T303 Ticker: QLYS
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Wendy M. Pfeiffer Management For Voted - Withheld
1.2 Elect John Zangardi Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
RADWARE LTD.
Security ID: M81873107 Ticker: RDWR
Meeting Date: 28-Jul-22 Meeting Type: Annual
1 Elect Roy Zisapel Management For Voted - For
2 Elect Naama Zeldis Management For Voted - For
3 Elect Meir Moshe Management For Voted - For
4 Amend Compensation Policy Management For Voted - For
5 Declaration of Material Interest Management N/A Voted - Against
6 Compensation Terms of CEO Management For Voted - Against
7 Declaration of Material Interest Management N/A Voted - Against
8 Appointment of Auditor Management For Voted - For
RAPID7, INC.
Security ID: 753422104 Ticker: RPD
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Michael Berry Management For Voted - For
1.2 Elect Marc Brown Management For Voted - For
1.3 Elect Judy Bruner Management For Voted - For
1.4 Elect Benjamin Holzman Management For Voted - For
1.5 Elect Christina Kosmowski Management For Voted - For
1.6 Elect J. Benjamin Nye Management For Voted - For
1.7 Elect Tom Schodorf Management For Voted - For
1.8 Elect Reeny Sondhi Management For Voted - For
1.9 Elect Corey E. Thomas Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
617
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
SENTINELONE, INC.
Security ID: 81730H109 Ticker: S
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Elect Ana G. Pinczuk Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
TELOS CORPORATION
Security ID: 87969B101 Ticker: TLS
Meeting Date: 08-May-23 Meeting Type: Annual
1.1 Elect John B. Wood Management For Voted - For
1.2 Elect David Borland Management For Voted - Withheld
1.3 Elect John W. Maluda Management For Voted - For
1.4 Elect Bonnie L. Carroll Management For Voted - For
1.5 Elect Derrick D. Dockery Management For Voted - For
1.6 Elect Bradley W. Jacobs Management For Voted - For
1.7 Elect Fredrick D. Schaufeld Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2016 Omnibus Long-Term Incentive
Plan Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
TENABLE HOLDINGS, INC.
Security ID: 88025T102 Ticker: TENB
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect John C. Huffard, Jr. Management For Voted - For
2 Elect A. Brooke Seawell Management For Voted - For
3 Elect Raymond Vicks, Jr. Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
TREND MICRO INCORPORATED
Security ID: J9298Q104 Ticker: 4704
Meeting Date: 28-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect CHANG Ming-Jang Management For Voted - For
4 Elect Eva Chen Management For Voted - For
618
Global X Cybersecurity ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Mahendra Negi Management For Voted - For
6 Elect Akihiko Omikawa Management For Voted - For
7 Elect Tetsuo Koga Management For Voted - For
8 Elect Koichiro Tokuoka Management For Voted - For
9 Amendments to Articles Management For Voted - For
VARONIS SYSTEMS, INC.
Security ID: 922280102 Ticker: VRNS
Meeting Date: 05-Jun-23 Meeting Type: Annual
1.1 Elect Yakov Faitelson Management For Voted - For
1.2 Elect Thomas F. Mendoza Management For Voted - For
1.3 Elect Avrohom J. Kess Management For Voted - For
1.4 Elect Ohad Korkus Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Approval of the Omnibus Equity Incentive Plan Management For Voted - For
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 13-Jan-23 Meeting Type: Annual
1.1 Elect Andrew Brown Management For Voted - For
1.2 Elect Scott Darling Management For Voted - Withheld
1.3 Elect David Schneider Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
619
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107 Ticker: AMD
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Nora M. Denzel Management For Voted - For
2 Elect D. Mark Durcan Management For Voted - For
3 Elect Michael P. Gregoire Management For Voted - For
4 Elect Joseph A. Householder Management For Voted - For
5 Elect John W. Marren Management For Voted - For
6 Elect Jon A. Olson Management For Voted - For
7 Elect Lisa T. Su Management For Voted - For
8 Elect Abhijit Y. Talwalkar Management For Voted - For
9 Elect Elizabeth W. Vanderslice Management For Voted - For
10 Approval of the 2023 Equity Incentive Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Thomas A. Bartlett Management For Voted - For
2 Elect Kelly C. Chambliss Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect Raymond P. Dolan Management For Voted - For
5 Elect Kenneth R. Frank Management For Voted - For
6 Elect Robert D. Hormats Management For Voted - For
7 Elect Grace D. Lieblein Management For Voted - For
8 Elect Craig Macnab Management For Voted - For
9 Elect JoAnn A. Reed Management For Voted - For
10 Elect Pamela D.A. Reeve Management For Voted - For
11 Elect Bruce L. Tanner Management For Voted - For
12 Elect Samme L. Thompson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BROADCOM INC.
Security ID: Y0486S104 Ticker: AVGO
Meeting Date: 03-Apr-23 Meeting Type: Annual
1 Elect Diane M. Bryant Management For Voted - For
2 Elect Gayla J. Delly Management For Voted - For
3 Elect Raul J. Fernandez Management For Voted - For
620
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Eddy W. Hartenstein Management For Voted - For
5 Elect Check Kian Low Management For Voted - For
6 Elect Justine F. Page Management For Voted - For
7 Elect Henry S. Samueli Management For Voted - For
8 Elect Hock E. Tan Management For Voted - For
9 Elect Harry L. You Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
11 Amendment to the 2012 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CHINA TOWER CORPORATION LIMITED
Security ID: Y15076105 Ticker: 0788
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect FANG Xiaobing Management For Voted - For
4 Elect DONG Chunbo Management For Voted - For
5 Elect Sin Hendrick Management For Voted - Against
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Commercial Pricing Agreement and 2022 Service
Agreement - China Mobile Communication Company
Limited Management For Voted - For
4 2022 Commercial Pricing Agreement and 2022 Service
Agreement - China United Network Communications
Corporation Limited Management For Voted - For
5 2022 Commercial Pricing Agreement and 2022 Service
Agreement - China Telecom Corporation Limited Management For Voted - For
6 Adoption of the Measures on Payroll Management Management For Voted - For
7 Adoption of the Interim Administrative Measures Management For Voted - For
8 Adoption of the Interim Measures on the Operating
Performance Appraisal of the Management Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Authority to Issue Debt Financing Instruments Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
621
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 16-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect TANG Yongbo Management For Voted - For
CROWN CASTLE INC.
Security ID: 22822V101 Ticker: CCI
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect P. Robert Bartolo Management For Voted - For
2 Elect Jay A. Brown Management For Voted - For
3 Elect Cindy Christy Management For Voted - For
4 Elect Ari Q. Fitzgerald Management For Voted - For
5 Elect Andrea J. Goldsmith Management For Voted - For
6 Elect Tammy K. Jones Management For Voted - For
7 Elect Anthony J. Melone Management For Voted - For
8 Elect W. Benjamin Moreland Management For Voted - For
9 Elect Kevin A. Stephens Management For Voted - For
10 Elect Matthew Thornton III Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
DIGITAL REALTY TRUST, INC.
Security ID: 253868103 Ticker: DLR
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Alexis Black Bjorlin Management For Voted - Against
2 Elect VeraLinn Jamieson Management For Voted - For
3 Elect Kevin J. Kennedy Management For Voted - For
4 Elect William G. LaPerch Management For Voted - For
5 Elect Jean F.H.P. Mandeville Management For Voted - For
6 Elect Afshin Mohebbi Management For Voted - For
7 Elect Mark R. Patterson Management For Voted - For
8 Elect Mary Hogan Preusse Management For Voted - For
9 Elect Andrew P. Power Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Concealment Clauses Shareholder Against Voted - Abstain
14 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
622
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
DIGITALBRIDGE GROUP, INC.
Security ID: 25401T603 Ticker: DBRG
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect James Keith Brown Management For Voted - For
2 Elect Nancy A. Curtin Management For Voted - For
3 Elect Jeannie H. Diefenderfer Management For Voted - For
4 Elect Jon A. Fosheim Management For Voted - For
5 Elect Marc C. Ganzi Management For Voted - For
6 Elect Gregory J. McCray Management For Voted - For
7 Elect Shaka Rasheed Management For Voted - For
8 Elect Dale Anne Reiss Management For Voted - For
9 Elect David M. Tolley Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Decrease in Authorized Common Stock Management For Voted - For
13 Ratification of Auditor Management For Voted - For
EQUINIX, INC.
Security ID: 29444U700 Ticker: EQIX
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Nanci E. Caldwell Management For Voted - For
2 Elect Adaire Fox-Martin Management For Voted - For
3 Elect Ron Guerrier Management For Voted - Abstain
4 Elect Gary F. Hromadko Management For Voted - For
5 Elect Charles Meyers Management For Voted - For
6 Elect Thomas S. Olinger Management For Voted - For
7 Elect Christopher B. Paisley Management For Voted - For
8 Elect Jeetendra I. Patel Management For Voted - For
9 Elect Sandra Rivera Management For Voted - For
10 Elect Fidelma Russo Management For Voted - For
11 Elect Peter F. Van Camp Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
GDS HOLDINGS LIMITED
Security ID: 36165L108 Ticker: GDS
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Article Amendments Regarding to Beneficial
Ownership Thresholds Management For Voted - Against
623
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Article Amendments Regarding to Beneficial
Ownership Thresholds Management For Voted - Against
3 Article Amendments Regarding Core Shareholder
Protections Management For Voted - For
4 Increase in Authorized Share Capital Management For Voted - For
5 Elect Gary J. Wojtaszek Management For Voted - For
6 Elect OKADA Satoshi Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
9 Authorization of Directors and Officers Management For Voted - For
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Patrick P. Gelsinger Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Elect Andrea J. Goldsmith Management For Voted - For
4 Elect Alyssa H. Henry Management For Voted - For
5 Elect S. Omar Ishrak Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Tsu-Jae King Liu Management For Voted - For
8 Elect Barbara G. Novick Management For Voted - For
9 Elect Gregory D. Smith Management For Voted - For
10 Elect Lip-Bu Tan Management For Voted - For
11 Elect Dion J. Weisler Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 2006 Equity Incentive Plan Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Third-Party Review
for ESG Congruency with Business in China Shareholder Against Voted - Against
KEPPEL DC REIT
Security ID: Y47230100 Ticker: AJBU
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Elect Christina TAN Hua Mui Management For Voted - Against
5 Elect LEE Chiang Huat Management For Voted - For
6 Elect YEO Siew Eng Management For Voted - For
7 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
624
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
KINSUS INTERCONNECT TECHNOLOGY CORP.
Security ID: Y4804T109 Ticker: 3189
Meeting Date: 31-May-23 Meeting Type: Annual
1 To Approve 2022 Business Report, Consolidated
Financial Statements and Parent-Company Only
Financial Statements Management For Voted - For
2 To Approve the Proposal for 2022 Earnings
Distribution Management For Voted - For
MICROCHIP TECHNOLOGY INCORPORATED
Security ID: 595017104 Ticker: MCHP
Meeting Date: 23-Aug-22 Meeting Type: Annual
1 Elect Matthew W. Chapman Management For Voted - For
2 Elect Esther L. Johnson Management For Voted - Against
3 Elect Karlton D. Johnson Management For Voted - For
4 Elect Wade F. Meyercord Management For Voted - For
5 Elect Ganesh Moorthy Management For Voted - For
6 Elect Karen M. Rapp Management For Voted - For
7 Elect Steve Sanghi Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
MICRON TECHNOLOGY, INC.
Security ID: 595112103 Ticker: MU
Meeting Date: 12-Jan-23 Meeting Type: Annual
1 Elect Richard M. Beyer Management For Voted - For
2 Elect Lynn A. Dugle Management For Voted - For
3 Elect Steven J. Gomo Management For Voted - For
4 Elect Linnie M. Haynesworth Management For Voted - For
5 Elect Mary Pat McCarthy Management For Voted - For
6 Elect Sanjay Mehrotra Management For Voted - For
7 Elect Robert E. Switz Management For Voted - For
8 Elect MaryAnn Wright Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
NEXTDC LIMITED
Security ID: Q6750Y106 Ticker: NXT
Meeting Date: 18-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
625
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Remuneration Report Management For Voted - For
3 Re-elect Gregory J. Clark Management For Voted - For
4 Re-elect Jennifer M. Lambert Management For Voted - For
5 Re-elect Stephen M. Smith Management For Voted - For
6 Equity Grant (MD/CEO Craig Scroggie) Management For Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
RADIUS GLOBAL INFRASTRUCTURE, INC.
Security ID: 750481103 Ticker: RADI
Meeting Date: 15-Jun-23 Meeting Type: Special
1 Acquisition by Public Sector Pension Investment
Board and EQT Active Core Infrastructure Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Paul A. Gould Management For Voted - Against
2 Elect Antoinette C. Bush Management For Voted - For
3 Elect Thomas C. King Management For Voted - For
4 Elect Nick S. Advani Management For Voted - For
5 Elect Ashley Leeds Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - Against
626
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
SARANA MENARA NUSANTARA TBK
Security ID: Y71369113 Ticker: TOWR
Meeting Date: 19-Aug-22 Meeting Type: Special
1 Election of Commissioners (Slate) Management For Voted - For
Meeting Date: 05-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Allocation of Interim Dividend for Fiscal Year 2023 Management For Voted - For
6 Resignation of Eugene Keith Galbraith Management For Voted - For
SBA COMMUNICATIONS CORPORATION
Security ID: 78410G104 Ticker: SBAC
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Steven E. Bernstein Management For Voted - For
2 Elect Laurie Bowen Management For Voted - For
3 Elect Amy E. Wilson Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SMART GLOBAL HOLDINGS, INC.
Security ID: G8232Y101 Ticker: SGH
Meeting Date: 10-Feb-23 Meeting Type: Annual
1 Elect Mark W. Adams Management For Voted - For
2 Elect Bryan Ingram Management For Voted - Withheld
3 Elect Mark Papermaster Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
SWITCH, INC.
Security ID: 87105L104 Ticker: SWCH
Meeting Date: 04-Aug-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
627
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: Y84629107 Ticker: 2330
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 2022 Business Report and Financial Statements Management For Voted - For
2 Issuance of Employee Restricted Stock Awards for
Year 2023 Management For Voted - For
3 Revise the Procedures for Endorsement and Guarantee. Management For Voted - For
4 In Order to Reflect the Audit Committee Name Change
to the Audit and Risk Committee, To Revise the Name
of Audit Committee in four TSMC Policies Management For Voted - For
TOWER BERSAMA INFRASTRUCTURE TBK
Security ID: Y71372109 Ticker: TBIG
Meeting Date: 31-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
4 Directors' and Commissioners' Fees Management For Voted - For
5 Use of Proceeds Report Management For Voted - For
UNITI GROUP INC.
Security ID: 91325V108 Ticker: UNIT
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Jennifer S. Banner Management For Voted - For
2 Elect Scott G. Bruce Management For Voted - For
3 Elect Francis X. Frantz Management For Voted - For
4 Elect Kenneth A. Gunderman Management For Voted - For
5 Elect Carmen Perez-Carlton Management For Voted - For
6 Amendment to the 2015 Equity Incentive Plan Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - For
VANTAGE TOWERS AG
Security ID: D8T6E6106 Ticker: VTWR
Meeting Date: 28-Jul-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
628
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Remuneration Report Management For Voted - For
8 Elect Amanda Jane Nelson as Supervisory Board Member Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
WINBOND ELECTRONICS CORP.
Security ID: Y95873108 Ticker: 2344
Meeting Date: 30-May-23 Meeting Type: Annual
1 Business Report and Financial Statements of Fiscal
Year 2022 Management For Voted - For
2 Distribution of the 2022 Profit Management For Voted - For
3 Elect CHIAO Yu-Chun Arthur Management For Voted - For
4 Elect representative director of Chin-Xin
Investment Co Management For Voted - Abstain
5 Elect CHIN Yung Management For Voted - For
6 Elect representative director of Walsin Lihwa
Corporation Management For Voted - Abstain
7 Elect LIN Chih-Chen Jamie Management For Voted - For
8 Elect MA Wei-Hsin Teresa Management For Voted - For
9 Elect CHANG Shih-Lan Elaine Management For Voted - For
10 Elect HSU Shan-Ke Allen Management For Voted - For
11 Elect TSO Ta-Chuan Stephen Management For Voted - For
12 Elect KUAN Chung-Min Management For Voted - For
13 Elect PEIR Li -Jong Management For Voted - For
14 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Arthur Yu-Cheng Chiao) Management For Voted - For
15 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Chin-Xin Investment Co.) Management For Voted - For
16 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Yung Chin) Management For Voted - For
17 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Walsin Lihwa Corporation) Management For Voted - For
18 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Jamie Lin) Management For Voted - For
19 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Wei-Hsin Ma) Management For Voted - For
20 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Allen Hsu) Management For Voted - For
629
Global X Data Center REITs & Digital Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Chung-Ming Kuan) Management For Voted - For
22 Discuss the Release of Directors (Including
Independent Directors) from the Non-competition
Restrictions (Li -Jong Peir) Management For Voted - For
630
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADIDAS AG
Security ID: D0066B185 Ticker: ADS
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - Against
6 Remuneration Report Management For Voted - Against
7 Amendments to Articles (Virtual Meetings) Management For Voted - For
8 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
10 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
AIRBUS SE
Security ID: N0280G100 Ticker: AIR
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Accounts and Reports Management For Voted - For
12 Allocation of Dividends Management For Voted - For
13 Ratification of Non-Executives' Acts Management For Voted - For
14 Ratification of Executive Director's Acts Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Remuneration Report Management For Voted - Against
17 Elect Ralph D. Crosby, Jr. to the Board of Directors Management For Voted - For
631
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Elect Mark B. Dunkerley to the Board of Directors Management For Voted - For
19 Elect Stephan Gemkow to the Board of Directors Management For Voted - For
20 Elect Antony Wood to the Board of Directors Management For Voted - For
21 Authority to Issue Shares w/ or w/o Preemptive
Rights (Equity Plans) Management For Voted - For
22 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
23 Authority to Repurchase Shares Management For Voted - For
24 Cancellation of Shares Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
ALLIANZ SE
Security ID: D03080112 Ticker: ALV
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Meeting Note N/A N/A Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Allocation of Dividends Management For Take No Action
9 Ratify Oliver Bate Management For Take No Action
10 Ratify Sergio Balbinot Management For Take No Action
11 Ratify Sirma Boshnakova Management For Take No Action
12 Ratify Barbara Karuth-Zelle Management For Take No Action
13 Ratify Klaus-Peter Rohler Management For Take No Action
14 Ratify Ivan de la Sota Management For Take No Action
15 Ratify Giulio Terzariol Management For Take No Action
16 Ratify Gunther Thallinger Management For Take No Action
17 Ratify Christopher Townsend Management For Take No Action
18 Ratify Renate Wagner Management For Take No Action
19 Ratify Andreas Wimmer Management For Take No Action
20 Ratify Michael Diekmann Management For Take No Action
21 Ratify Gabriele Burkhardt-Berg Management For Take No Action
22 Ratify Herbert Hainer Management For Take No Action
23 Ratify Sophie Boissard Management For Take No Action
24 Ratify Christine Bosse Management For Take No Action
25 Ratify Rashmy Chatterjee Management For Take No Action
26 Ratify Friedrich Eichiner Management For Take No Action
27 Ratify Jean-Claude Le Goaer Management For Take No Action
28 Ratify Martina Grundler Management For Take No Action
29 Ratify Godfrey Hayward Management For Take No Action
30 Ratify Frank Kirsch Management For Take No Action
31 Ratify Jurgen Lawrenz Management For Take No Action
32 Ratify Primiano Di Paolo Management For Take No Action
632
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
33 Ratify Jim Hagemann Snabe Management For Take No Action
34 Appointment of Auditor Management For Take No Action
35 Remuneration Report Management For Take No Action
36 Supervisory Board Remuneration Policy Management For Take No Action
37 Amendments to Articles (Virtual Shareholder
Meetings) Management For Take No Action
38 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Take No Action
39 Amendments to Articles (Shareholder Meeting
Location) Management For Take No Action
40 Non-Voting Meeting Note N/A N/A Take No Action
41 Non-Voting Meeting Note N/A N/A Take No Action
42 Non-Voting Meeting Note N/A N/A Take No Action
43 Non-Voting Meeting Note N/A N/A Take No Action
BASF SE
Security ID: D06216317 Ticker: BAS
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Allocation of Dividends Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Ratification of Management Board Acts Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Remuneration Report Management For Voted - For
14 Amendments to Articles (Virtual Participation of
Shareholders) Management For Voted - For
15 Amendments to Articles (Virtual Meetings) Management For Voted - For
16 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - Against
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
BAYER AG
Security ID: D0712D163 Ticker: BAYN
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Presentation of Accounts and Report; Allocation of
Dividends Management For Voted - For
633
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Ratification of Management Board Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Elect Norbert Winkeljohann Management For Voted - For
6 Elect Kimberly Lein-Mathisen Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Amendments to Articles (Virtual AGM) Management For Voted - For
9 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Additional or Amended Shareholder Proposals Shareholder N/A Voted - Against
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
BAYERISCHE MOTOREN WERKE AG (BMW)
Security ID: D12096109 Ticker: BMW
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratify Norbert Reithofer Management For Voted - For
6 Ratify Manfred Schoch Management For Voted - For
7 Ratify Stefan Quandt Management For Voted - For
8 Ratify Stefan Schmid Management For Voted - For
9 Ratify Kurt Bock Management For Voted - For
10 Ratify Christiane Benner Management For Voted - For
11 Ratify Marc Bitzer Management For Voted - For
12 Ratify Bernhard Ebner Management For Voted - For
13 Ratify Rachel Empey Management For Voted - For
14 Ratify Heinrich Hiesinger Management For Voted - For
15 Ratify Johann Horn Management For Voted - For
16 Ratify Susanne Klatten Management For Voted - For
17 Ratify Jens Kohler Management For Voted - For
18 Ratify Gerhard Kurz Management For Voted - For
19 Ratify Andre Mandl Management For Voted - For
20 Ratify Dominique Mohabeer Management For Voted - For
21 Ratify Anke Schaferkordt Management For Voted - For
22 Ratify Christoph M. Schmidt Management For Voted - For
23 Ratify Vishal Sikka Management For Voted - For
24 Ratify Sibylle Wankel Management For Voted - For
25 Ratify Thomas Wittig Management For Voted - For
634
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Ratify Werner Zierer Management For Voted - For
27 Remuneration Report Management For Voted - For
28 Appointment of Auditor Management For Voted - For
29 Elect Kurt Bock as Supervisory Board Member Management For Voted - For
30 Amendments to Articles (Virtual General Meeting) Management For Voted - For
31 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
34 Non-Voting Meeting Note N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
BEIERSDORF AG
Security ID: D08792109 Ticker: BEI
Meeting Date: 13-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Dividends Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - For
11 Elect Uta Kemmerich-Keil Management For Voted - For
12 Elect Beatrice Dreyfus as Substitute Member Management For Voted - For
13 Amendments to Articles (Virtual General Meetings) Management For Voted - For
14 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
BRENNTAG SE
Security ID: D12459117 Ticker: BNR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Management Board Remuneration Policy Management For Voted - For
8 Supervisory Board Remuneration Policy Management For Voted - For
9 Remuneration Report Management For Voted - For
635
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Richard Ridinger Management For Voted - Against
11 Elect Sujatha Chandrasekaran Management For Voted - Against
12 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
13 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
14 Additional or Amended Shareholder Proposals Shareholder N/A Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
COMMERZBANK AG
Security ID: D172W1279 Ticker: CBK
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor for FY 2023 Management For Voted - For
7 Appointment of Auditor for Interim Statements until
2024 AGM Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Elect Harald Christ Management For Voted - For
10 Elect Frank Czichowski Management For Voted - For
11 Elect Sabine U. Dietrich Management For Voted - For
12 Elect Jutta Donges Management For Voted - Against
13 Elect Burkhard Keese Management For Voted - For
14 Elect Daniela Mattheus Management For Voted - For
15 Elect Caroline Seifert Management For Voted - For
16 Elect Gertrude Tumpel-Gugerell Management For Voted - For
17 Elect Jens Weidmann Management For Voted - For
18 Elect Frank Westhoff Management For Voted - For
19 Increase in Authorised Capital 2023I Management For Voted - For
20 Increase in Authorised Capital 2023/II Management For Voted - For
21 Authority to Issue Participation Rights and Hybrid
Bonds Management For Voted - For
22 Amendments to Articles (Virtual AGM) Management For Voted - For
23 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
24 Amendments to Articles (General Meeting Venue) Management For Voted - For
25 Non-Voting Meeting Note N/A N/A Non-Voting
636
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
CONTINENTAL AG
Security ID: D16212140 Ticker: CON
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratify Nikolai Setzer Management For Voted - For
5 Ratify Katja Duerrfeld Management For Voted - For
6 Ratify Christian Koetz Management For Voted - For
7 Ratify Philip Nelles Management For Voted - For
8 Ratify Ariane Reinhart Management For Voted - For
9 Ratify Wolfgang Reitzle Management For Voted - Against
10 Ratify Christiane Benner Management For Voted - For
11 Ratify Hasan Allak Management For Voted - For
12 Ratify Dorothea von Boxberg Management For Voted - For
13 Ratify Stefan Buchner Management For Voted - For
14 Ratify Gunter Dunkel Management For Voted - For
15 Ratify Francesco Grioli Management For Voted - For
16 Ratify Michael Iglhaut Management For Voted - For
17 Ratify Satish Khatu Management For Voted - For
18 Ratify Isabel Knauf Management For Voted - For
19 Ratify Carmen Loeffler Management For Voted - For
20 Ratify Sabine Neuss Management For Voted - For
21 Ratify Rolf Nonnenmacher Management For Voted - For
22 Ratify Dirk Nordmann Management For Voted - For
23 Ratify Lorenz Pfau Management For Voted - For
24 Ratify Klaus Rosenfeld Management For Voted - For
25 Ratify Georg Schaeffler Management For Voted - For
26 Ratify Maria-Elisabeth Schaeffler-Thumann Management For Voted - For
27 Ratify Joerg Schoenfelder Management For Voted - For
28 Ratify Stefan Scholz Management For Voted - For
29 Ratify Elke Volkmann Management For Voted - For
30 Appointment of Auditor Management For Voted - For
31 Remuneration Report Management For Voted - For
32 Amendments to Articles (Virtual AGM) Management For Voted - For
33 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
34 Amendments to Articles (General Meeting) Management For Voted - For
35 Amendment to Previously Approved Control Agreement Management For Voted - For
36 Non-Voting Meeting Note N/A N/A Non-Voting
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
637
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
40 Non-Voting Meeting Note N/A N/A Non-Voting
COVESTRO AG
Security ID: D15349109 Ticker: 1COV
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Ratification of Management Board Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Management Board Remuneration Policy Management For Voted - For
8 Amendments to Articles (Virtual Meeting) Management For Voted - For
9 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
DAIMLER TRUCK HOLDING AG
Security ID: D1T3RZ100 Ticker: DTG
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Dividends Management For Voted - For
9 Ratify Martin Daum Management For Voted - For
10 Ratify Jochen Goetz Management For Voted - For
11 Ratify Karl Deppen Management For Voted - For
12 Ratify Andreas Gorbach Management For Voted - For
13 Ratify Jurgen Hartwig Management For Voted - For
14 Ratify John OLeary Management For Voted - For
15 Ratify Karin Radstrom Management For Voted - For
16 Ratify Stephan Unger Management For Voted - For
17 Ratify Joe Kaeser Management For Voted - For
18 Ratify Michael Brecht Management For Voted - For
19 Ratify Michael Brosnan Management For Voted - For
20 Ratify Bruno Buschbacher Management For Voted - For
21 Ratify Raymond Curry Management For Voted - For
638
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Ratify Harald Dorn Management For Voted - For
23 Ratify Jacques Esculier Management For Voted - For
24 Ratify Akihiro Eto Management For Voted - For
25 Ratify Laura Ipsen Management For Voted - For
26 Ratify Renata Jungo Brungger Management For Voted - For
27 Ratify Carmen Klitzsch-Muller Management For Voted - For
28 Ratify Jorg Kohlinger Management For Voted - For
29 Ratify John Krafcik Management For Voted - For
30 Ratify Jorg Lorz Management For Voted - For
31 Ratify Claudia Peter Management For Voted - For
32 Ratify Andrea Reith Management For Voted - For
33 Ratify Martin H. Richenhagen Management For Voted - For
34 Ratify Andrea Seidel Management For Voted - For
35 Ratify Marie Wieck Management For Voted - For
36 Ratify Harald Wilhelm Management For Voted - For
37 Ratify Roman Zitzelsberger Management For Voted - For
38 Ratify Thomas Zwick Management For Voted - For
39 Appointment of Auditor for Fiscal Year 2023 Management For Voted - For
40 Appointment of Auditor for Interim Statements until
2024 AGM Management For Voted - For
41 Management Board Remuneration Policy Management For Voted - For
42 Remuneration Report Management For Voted - For
43 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
44 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
47 Non-Voting Meeting Note N/A N/A Non-Voting
48 Non-Voting Meeting Note N/A N/A Non-Voting
DEUTSCHE BANK AG
Security ID: D18190898 Ticker: DBK
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratify Christian Sewing Management For Voted - For
5 Ratify James von Moltke Management For Voted - For
6 Ratify Karl von Rohr Management For Voted - Abstain
7 Ratify Fabrizio Campelli Management For Voted - For
8 Ratify Bernd Leukert Management For Voted - Abstain
9 Ratify Stuart Lewis Management For Voted - Abstain
10 Ratify Alexander von zur Muhlen Management For Voted - For
11 Ratify Christiana Riley Management For Voted - For
12 Ratify Rebecca Short Management For Voted - For
13 Ratify Stefan Simon Management For Voted - For
14 Ratify Olivier Vigneron Management For Voted - For
639
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratify Alexander Wynaendts Management For Voted - Abstain
16 Ratify Paul Achleitner Management For Voted - Abstain
17 Ratify Detlef Polaschek Management For Voted - Abstain
18 Ratify Norbert Winkeljohann Management For Voted - Abstain
19 Ratify Ludwig Blomeyer-Bartenstein Management For Voted - Abstain
20 Ratify Mayree Clark Management For Voted - Abstain
21 Ratify Jan Duscheck Management For Voted - Abstain
22 Ratify Manja Eifert Management For Voted - Abstain
23 Ratify Gerhard Eschelbeck Management For Voted - Abstain
24 Ratify Sigmar Gabriel Management For Voted - Abstain
25 Ratify Timo Heider Management For Voted - Abstain
26 Ratify Martina Klee Management For Voted - Abstain
27 Ratify Henriette Mark Management For Voted - Abstain
28 Ratify Gabriele Platscher Management For Voted - Abstain
29 Ratify Bernd Rose Management For Voted - Abstain
30 Ratify Yngve Slyngstad Management For Voted - Abstain
31 Ratify John Alexander Thain Management For Voted - Abstain
32 Ratify Michele Trogni Management For Voted - Abstain
33 Ratify Dagmar Valcarcel Management For Voted - Abstain
34 Ratify Stefan Viertel Management For Voted - Abstain
35 Ratify Theodor Weimer Management For Voted - Abstain
36 Ratify Frank Werneke Management For Voted - Abstain
37 Ratify Frank Witter Management For Voted - Abstain
38 Appointment of Auditor Management For Voted - For
39 Remuneration Report Management For Voted - For
40 Authority to Repurchase and Reissue Shares Management For Voted - For
41 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
42 Elect Mayree C. Clark Management For Voted - For
43 Elect John A. Thain Management For Voted - For
44 Elect Michele Trogni Management For Voted - For
45 Elect Norbert Winkeljohann Management For Voted - For
46 Amendments to Articles (Virtual AGM) Management For Voted - For
47 Amendments to Articles (Transmission of General
Meeting) Management For Voted - For
48 Amendments to Articles (Virtual Supervisory Board
Member AGM Participation) Management For Voted - For
49 Amendments to Articles (Share Register) Management For Voted - For
50 Supervisory Board Remuneration Policy Management For Voted - For
51 Non-Voting Meeting Note N/A N/A Non-Voting
52 Non-Voting Meeting Note N/A N/A Non-Voting
53 Non-Voting Meeting Note N/A N/A Non-Voting
54 Non-Voting Meeting Note N/A N/A Non-Voting
55 Non-Voting Meeting Note N/A N/A Non-Voting
56 Non-Voting Meeting Note N/A N/A Non-Voting
57 Non-Voting Meeting Note N/A N/A Non-Voting
58 Non-Voting Meeting Note N/A N/A Non-Voting
59 Non-Voting Meeting Note N/A N/A Non-Voting
60 Non-Voting Meeting Note N/A N/A Non-Voting
640
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
DEUTSCHE BOERSE AG
Security ID: D1882G119 Ticker: DB1
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Allocation of Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
13 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
14 Amendments to Articles (Convocation of Shareholder
Meetings) Management For Voted - For
15 Amendments to Articles (Share Register) Management For Voted - For
16 Remuneration Report Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
DEUTSCHE POST AG
Security ID: D19225107 Ticker: DPW
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Elect Katrin Suder Management For Voted - For
12 Elect Mario Daberkow Management For Voted - For
13 Authority to Repurchase and Reissue Shares Management For Voted - For
14 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
641
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Remuneration Report Management For Voted - For
16 Amendments to Articles (Location) Management For Voted - For
17 Amendments to Articles (Virtual General Meeting) Management For Voted - For
18 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
DEUTSCHE TELEKOM AG
Security ID: D2035M136 Ticker: DTE
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Elect Harald Kruger Management For Voted - For
13 Elect Reinhard Ploss Management For Voted - For
14 Elect Margret Suckale Management For Voted - For
15 Amendments to Articles (Virtual General Meetings) Management For Voted - For
16 Remuneration Report Management For Voted - Against
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
E.ON SE
Security ID: D24914133 Ticker: EOAN
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
642
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Allocation of Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Appointment of Auditor (FY 2023) Management For Voted - For
13 Appointment of Auditor for Interim Statements (FY
2023) Management For Voted - For
14 Appointment of Auditor for Interim Statements (FY
2024 Q1) Management For Voted - For
15 Remuneration Report Management For Voted - For
16 Temporary Increase in Supervisory Board Size Management For Voted - For
17 Elect Erich Clementi Management For Voted - For
18 Elect Andreas Schmitz Management For Voted - For
19 Elect Nadege Petit Management For Voted - For
20 Elect Ulrich Grillo Management For Voted - For
21 Elect Deborah B. Wilkens Management For Voted - For
22 Elect Rolf Martin Schmitz Management For Voted - For
23 Elect Klaus A. Frohlich Management For Voted - For
24 Elect Anke Groth Management For Voted - For
25 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
26 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
29 Non-Voting Meeting Note N/A N/A Non-Voting
FRESENIUS SE & CO. KGAA
Security ID: D27348263 Ticker: FRE
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Dividends Management For Voted - For
8 Ratification of General Partner Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Remuneration Report Management For Voted - For
12 Management Board Remuneration Policy Management For Voted - For
13 Amendments to Articles (Virtual Meetings) Management For Voted - For
14 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
643
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
HANNOVER RUCK SE
Security ID: D3015J135 Ticker: HNR1
Meeting Date: 03-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
14 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
15 Amendments to Articles (Time Limits of Questions at
Shareholder Meetings) Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
HEIDELBERGCEMENT AG
Security ID: D31709104 Ticker: HEI
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Dividends Management For Voted - For
7 Ratify Dominik von Achten Management For Voted - For
8 Ratify Rene Aldach Management For Voted - For
9 Ratify Kevin Gluskie Management For Voted - For
10 Ratify Hakan Gurdal Management For Voted - For
11 Ratify Ernest Jelito Management For Voted - For
12 Ratify Nicola Kimm Management For Voted - For
13 Ratify Dennis Lentz Management For Voted - For
14 Ratify Jon Morrish Management For Voted - For
15 Ratify Chris Ward Management For Voted - For
16 Ratify Fritz-Jurgen Heckmann Management For Voted - For
644
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Ratify Bernd Scheifele Management For Voted - For
18 Ratify Heinz Schmitt Management For Voted - For
19 Ratify Barbara Breuninger Management For Voted - For
20 Ratify Birgit Jochens Management For Voted - For
21 Ratify Ludwig Merckle Management For Voted - For
22 Ratify Tobias Merckle Management For Voted - For
23 Ratify Luka Mucic Management For Voted - For
24 Ratify Ines Ploss Management For Voted - For
25 Ratify Peter Riedel Management For Voted - For
26 Ratify Werner Schraeder Management For Voted - For
27 Ratify Margret Suckale Management For Voted - For
28 Ratify Sopna Sury Management For Voted - For
29 Ratify Marion Weissenberger-Eibl Management For Voted - For
30 Appointment of Auditor Management For Voted - For
31 Remuneration Report Management For Voted - For
32 Amendment to Previously-Approved Control Agreement
with HeidelbergCement International Holding GmbH Management For Voted - For
33 Change of Company Name Management For Voted - For
34 Supervisory Board Remuneration Policy Management For Voted - For
35 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
36 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
37 Authority to Repurchase and Reissue Shares Management For Voted - For
38 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
39 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
INFINEON TECHNOLOGIES AG
Security ID: D35415104 Ticker: IFX
Meeting Date: 16-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits/ Dividends Management For Voted - For
4 Ratify Jochen Hanebeck Management For Voted - For
5 Ratify Constanze Hufenbecher Management For Voted - For
6 Ratify Sven Schneider Management For Voted - For
7 Ratify Andreas Urschitz Management For Voted - For
8 Ratify Rutger Wijburg Management For Voted - For
9 Ratify Reinhard Ploss Management For Voted - For
10 Ratify Helmut Gassel Management For Voted - For
11 Ratify Wolfgang Eder Management For Voted - For
12 Ratify Xiaoqun Clever Management For Voted - For
13 Ratify Johann Dechant Management For Voted - For
14 Ratify Friedrich Eichiner Management For Voted - For
15 Ratify Annette Engelfried Management For Voted - For
16 Ratify Peter Gruber Management For Voted - For
645
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Ratify Hans-Ulrich Holdenried Management For Voted - For
18 Ratify Susanne Lachenmann Management For Voted - For
19 Ratify Geraldine Picaud Management For Voted - For
20 Ratify Manfred Puffer Management For Voted - For
21 Ratify Melanie Riedl Management For Voted - For
22 Ratify Jurgen Scholz Management For Voted - For
23 Ratify Ulrich Spiesshofer Management For Voted - For
24 Ratify Margret Suckale . Management For Voted - For
25 Ratify Mirco Synde Management For Voted - For
26 Ratify Diana Vitale . Management For Voted - For
27 Ratify Kerstin Schulzendorf Management For Voted - For
28 Appointment of Auditor Management For Voted - For
29 Elect Herbert Diess Management For Voted - For
30 Elect Klaus Helmrich Management For Voted - For
31 Authority to Repurchase and Reissue Shares Management For Voted - For
32 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
33 Amendments to Articles (Place and Convocation) Management For Voted - For
34 Amendments to Articles (Virtual General Meetings) Management For Voted - For
35 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - Against
36 Remuneration Policy Management For Voted - For
37 Remuneration Report Management For Voted - For
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
LINDE PLC
Security ID: G5494J103 Ticker: LIN
Meeting Date: 25-Jul-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect Stephen F. Angel Management For Voted - For
5 Elect Sanjiv Lamba Management For Voted - For
6 Elect Ann-Kristin Achleitner Management For Voted - For
7 Elect Thomas Enders Management For Voted - For
8 Elect Edward G. Galante Management For Voted - For
9 Elect Joe Kaeser Management For Voted - For
10 Elect Victoria Ossadnik Management For Voted - For
11 Elect Martin H. Richenhagen Management For Voted - For
12 Elect Alberto Weisser Management For Voted - For
646
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Robert L. Wood Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Remuneration Report Management For Voted - Against
18 Determination of Price Range for Re-allotment of
Treasury Shares Management For Voted - For
19 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
Meeting Date: 18-Jan-23 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Approval of Scheme of Arrangement Management For Take No Action
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Approval of Scheme of Arrangement Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Dissolution Merger Management For Voted - For
MERCEDES-BENZ GROUP AG
Security ID: D1668R123 Ticker: MBG
Meeting Date: 03-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - Abstain
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor for FY 2023 Management For Voted - For
12 Appointment of Auditor for FY 2024 (Interim
Statements) Management For Voted - For
13 Appointment of Auditor for FY2024 Management For Voted - For
14 Elect Stefan Pierer as Supervisory Board Member Management For Voted - For
15 Supervisory Board Remuneration Policy Management For Voted - For
16 Management Board Remuneration Policy Management For Voted - For
17 Remuneration Report Management For Voted - Against
18 Increase in Authorised Capital Management For Voted - For
19 Amendments to Articles (Virtual AGM) Management For Voted - For
20 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
647
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
MERCK KGAA
Security ID: D5357W103 Ticker: MRK
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Accounts and Reports Management For Voted - For
9 Allocation of Dividends Management For Voted - For
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
14 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
15 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
MTU AERO ENGINES AG
Security ID: D5565H104 Ticker: MTX
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Allocation of Dividends Management For Voted - For
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Amendments to Articles (Virtual AGM) Management For Voted - For
10 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - Against
11 Elect Christine Bortenlanger Management For Voted - For
12 Elect Marion A. Weissenberger-Eibl Management For Voted - For
13 Elect Ute Wolf Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
648
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Security ID: D55535104 Ticker: MUV2
Meeting Date: 05-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Meeting Note N/A N/A Take No Action
7 Non-Voting Agenda Item N/A N/A Take No Action
8 Allocation of Dividends Management For Take No Action
9 Ratify Joachim Wenning Management For Take No Action
10 Ratify Thomas Blunck Management For Take No Action
11 Ratify Nicholas Gartside Management For Take No Action
12 Ratify Stefan Golling Management For Take No Action
13 Ratify Doris Hopke Management For Take No Action
14 Ratify Christoph Jurecka Management For Take No Action
15 Ratify Torsten Jeworrek Management For Take No Action
16 Ratify Achim Kassow Management For Take No Action
17 Ratify Clarisse Kopff Management For Take No Action
18 Ratify Markus Rie[] Management For Take No Action
19 Ratify Nikolaus von Bomhard Management For Take No Action
20 Ratify Anne Horstmann Management For Take No Action
21 Ratify Ann-Kristin Achleitner Management For Take No Action
22 Ratify Clement B. Booth Management For Take No Action
23 Ratify Ruth Brown Management For Take No Action
24 Ratify Stephan Eberl Management For Take No Action
25 Ratify Frank Fassin Management For Take No Action
26 Ratify Ursula Gather Management For Take No Action
27 Ratify Gerd Hausler Management For Take No Action
28 Ratify Angelika Judith Herzog Management For Take No Action
29 Ratify Renata Jungo Brungger Management For Take No Action
30 Ratify Stefan Kaindl Management For Take No Action
31 Ratify Carinne Knoche-Brouillon Management For Take No Action
32 Ratify Gabriele Mucke Management For Take No Action
33 Ratify Ulrich Plottke Management For Take No Action
34 Ratify Manfred Rassy Management For Take No Action
35 Ratify Gabriele Sinz-Toporzysek Management For Take No Action
36 Ratify Carsten Spohr Management For Take No Action
37 Ratify Karl-Heinz Streibich Management For Take No Action
38 Ratify Markus Wagner Management For Take No Action
39 Ratify Maximilian Zimmerer Management For Take No Action
40 Appointment of Auditor Management For Take No Action
41 Remuneration Report Management For Take No Action
649
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
42 Amendments to Articles (Virtual Shareholder
Meetings) Management For Take No Action
43 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Take No Action
44 Amendments to Articles (Editorial) Management For Take No Action
45 Amendments to Articles (Share Registration) Management For Take No Action
46 Non-Voting Meeting Note N/A N/A Take No Action
47 Non-Voting Meeting Note N/A N/A Take No Action
48 Non-Voting Meeting Note N/A N/A Take No Action
49 Non-Voting Meeting Note N/A N/A Take No Action
QIAGEN N.V.
Security ID: N72482123 Ticker: QGEN
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Remuneration Report Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Ratification of Management Board Acts Management For Voted - For
11 Ratification of Supervisory Board Acts Management For Voted - For
12 Elect Metin Colpan Management For Voted - For
13 Elect Toralf Haag Management For Voted - For
14 Elect Ross L. Levine Management For Voted - For
15 Elect Elaine Mardis Management For Voted - For
16 Elect Eva Pisa Management For Voted - For
17 Elect Lawrence A. Rosen Management For Voted - For
18 Elect Stephen H. Rusckowski Management For Voted - For
19 Elect Elizabeth E. Tallett Management For Voted - For
20 Elect Thierry Bernard Management For Voted - For
21 Elect Roland Sackers Management For Voted - For
22 Appointment of Auditor Management For Voted - For
23 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
24 Authority to Suppress Preemptive Rights Management For Voted - For
25 Authority to Repurchase Shares Management For Voted - For
26 Authorize Managing Board and De Brauw Blackstone
Westbroek N.V. to Execute These Amendments Management For Voted - For
27 Cancellation of Fractional Shares Management For Voted - For
28 Approval of the 2023 Stock Plan Management For Voted - For
29 Non-Voting Agenda Item N/A N/A Non-Voting
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Non-Voting Meeting Note N/A N/A Non-Voting
650
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
RHEINMETALL AG
Security ID: D65111102 Ticker: RHM
Meeting Date: 09-May-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Amendments to Articles (Virtual Meetings) Management For Voted - For
9 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
RWE AG
Security ID: D6629K109 Ticker: RWE
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Dividends Management For Voted - For
7 Ratify Markus Krebber Management For Voted - For
8 Ratify Michael Muller Management For Voted - For
9 Ratify Zvezdana Seeger Management For Voted - For
10 Ratify Werner Brandt Management For Voted - For
11 Ratify Ralf Sikorski Management For Voted - For
12 Ratify Michael Bochinsky Management For Voted - For
13 Ratify Sandra Bossemeyer Management For Voted - For
14 Ratify Hans Bunting Management For Voted - For
15 Ratify Matthias Durbaum Management For Voted - For
16 Ratify Ute Gerbaulet Management For Voted - For
17 Ratify Hans-Peter Keitel Management For Voted - For
18 Ratify Monika Kircher Management For Voted - For
19 Ratify Thomas Kufen Management For Voted - For
20 Ratify Reiner van Limbeck Management For Voted - For
21 Ratify Harald Louis Management For Voted - For
22 Ratify Dagmar Paasch Management For Voted - For
23 Ratify Erhard Schipporeit Management For Voted - For
24 Ratify Dirk Schumacher Management For Voted - For
25 Ratify Ullrich Sierau Management For Voted - For
651
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Ratify Hauke Stars Management For Voted - For
27 Ratify Helle Valentin Management For Voted - For
28 Ratify Andreas Wagner Management For Voted - For
29 Ratify Marion Weckes Management For Voted - For
30 Appointment of Auditor Management For Voted - For
31 Appointment of Auditor for Interim Statements Management For Voted - For
32 Remuneration Report Management For Voted - For
33 Authority to Repurchase and Reissue Shares Management For Voted - For
34 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
35 Increase in Authorised Capital Management For Voted - For
36 Amendments to Articles (Virtual Meeting) Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
SAP SE
Security ID: D66992104 Ticker: SAP
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Remuneration Report Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
12 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
13 Elect Jennifer Xin-Zhe Li Management For Voted - For
14 Elect Qi Lu Management For Voted - For
15 Elect Punit Renjen Management For Voted - For
16 Management Board Remuneration Policy Management For Voted - For
17 Supervisory Board Remuneration Policy Management For Voted - For
18 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
19 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
SIEMENS AG
Security ID: D69671218 Ticker: SIE
Meeting Date: 09-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
652
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratify Roland Busch Management For Voted - For
10 Ratify Cedrik Neike Management For Voted - For
11 Ratify Matthias Rebellius Management For Voted - For
12 Ratify Ralf P. Thomas Management For Voted - For
13 Ratify Judith Wiese Management For Voted - For
14 Ratify Jim Hagemann Snabe Management For Voted - For
15 Ratify Birgit Steinborn Management For Voted - For
16 Ratify Werner Brandt Management For Voted - For
17 Ratify Tobias Baumler Management For Voted - For
18 Ratify Michael Diekmann Management For Voted - For
19 Ratify Andrea Fehrmann Management For Voted - For
20 Ratify Bettina Haller Management For Voted - For
21 Ratify Harald Kern Management For Voted - For
22 Ratify Jurgen Kerner Management For Voted - For
23 Ratify Benoit Potier Management For Voted - For
24 Ratify Hagen Reimer Management For Voted - For
25 Ratify Norbert Reithofer Management For Voted - For
26 Ratify Kasper Rorsted Management For Voted - For
27 Ratify Nemat Shafik Management For Voted - For
28 Ratify Nathalie von Siemens Management For Voted - For
29 Ratify Michael Sigmund Management For Voted - For
30 Ratify Dorothea Simon Management For Voted - For
31 Ratify Grazia Vittadini Management For Voted - For
32 Ratify Matthias Zachert Management For Voted - For
33 Ratify Gunnar Zukunft Management For Voted - For
34 Appointment of Auditor Management For Voted - For
35 Remuneration Report Management For Voted - For
36 Elect Werner Brandt Management For Voted - For
37 Elect Regina E. Dugan Management For Voted - For
38 Elect Keryn Lee James Management For Voted - For
39 Elect Martina Merz Management For Voted - For
40 Elect Benoit Potier Management For Voted - For
41 Elect Nathalie von Siemens Management For Voted - For
42 Elect Matthias Zachert Management For Voted - For
43 Amendments to Articles (Virtual AGM) Management For Voted - For
44 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
45 Amendments to Articles (Share Register) Management For Voted - For
46 Non-Voting Meeting Note N/A N/A Non-Voting
47 Non-Voting Meeting Note N/A N/A Non-Voting
48 Non-Voting Meeting Note N/A N/A Non-Voting
49 Non-Voting Meeting Note N/A N/A Non-Voting
653
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIEMENS ENERGY AG
Security ID: D6T47E106 Ticker: ENR
Meeting Date: 07-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits Management For Voted - For
4 Ratify Christian Bruch Management For Voted - For
5 Ratify Maria Ferraro Management For Voted - For
6 Ratify Karim Amin Management For Voted - For
7 Ratify Jochen Eickholt Management For Voted - For
8 Ratify Tim Oliver Holt Management For Voted - For
9 Ratify Joe Kaeser Management For Voted - For
10 Ratify Robert Kensbock Management For Voted - For
11 Ratify Hubert Lienhard Management For Voted - For
12 Ratify Gunter Augustat Management For Voted - For
13 Ratify Manfred Bareis Management For Voted - For
14 Ratify Manuel Bloemers Management For Voted - For
15 Ratify Christine Bortenlanger Management For Voted - For
16 Ratify Andrea Fehrmann Management For Voted - For
17 Ratify Andreas Feldmuller Management For Voted - For
18 Ratify Nadine Florian Management For Voted - For
19 Ratify Sigmar Gabriel Management For Voted - For
20 Ratify Rudiger Gro Management For Voted - For
21 Ratify Horst Hakelberg Management For Voted - For
22 Ratify Jurgen Kerner Management For Voted - For
23 Ratify Hildegard Muller Management For Voted - For
24 Ratify Laurence Mulliez Management For Voted - For
25 Ratify Thomas Pfann Management For Voted - For
26 Ratify Matthias Rebellius Management For Voted - For
27 Ratify Hagen Reimer Management For Voted - For
28 Ratify Ralf P. Thomas Management For Voted - For
29 Ratify Geisha Jimenez Williams Management For Voted - For
30 Ratify Randy Zwirn Management For Voted - For
31 Appointment of Auditor Management For Voted - For
32 Remuneration Report Management For Voted - For
33 Amendments to Articles (Sustainability and Finance
Committee) Management For Voted - For
34 Amendments to Articles (AGM Attendance of
Supervisory Board Members) Management For Voted - For
35 Amendments to Articles (Virtual AGM) Management For Voted - For
36 Increase in Authorised Capital Management For Voted - For
37 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
38 Authority to Repurchase and Reissue Shares Management For Voted - For
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
654
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
46 Non-Voting Meeting Note N/A N/A Non-Voting
47 Non-Voting Meeting Note N/A N/A Non-Voting
SIEMENS HEALTHINEERS AG
Security ID: D6T479107 Ticker: SHL
Meeting Date: 15-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Allocation of Profits/Dividends Management For Voted - For
12 Ratify Bernhard Montag Management For Voted - For
13 Ratify Jochen Schmitz Management For Voted - For
14 Ratify Darleen Caron Management For Voted - For
15 Ratify Elisabeth Staudinger-Leibrecht Management For Voted - For
16 Ratify Christoph Zindel Management For Voted - For
17 Ratify Ralf P. Thomas Management For Voted - For
18 Ratify Norbert Gaus Management For Voted - For
19 Ratify Roland Busch Management For Voted - For
20 Ratify Marion Helmes Management For Voted - For
21 Ratify Andreas Hoffmann Management For Voted - For
22 Ratify Philipp Roesler Management For Voted - For
23 Ratify Peer Schatz Management For Voted - For
24 Ratify Nathalie Von Siemens Management For Voted - For
25 Ratify Gregory Sorensen Management For Voted - For
26 Ratify Karl-Heinz Streibich Management For Voted - For
27 Appointment of Auditor Management For Voted - For
28 Remuneration Report Management For Voted - For
29 Elect Ralf P. Thomas Management For Voted - Against
30 Elect Veronika Bienert Management For Voted - For
31 Elect Marion Helmes Management For Voted - For
32 Elect Peter Korte Management For Voted - For
33 Elect Sarena S. Lin Management For Voted - For
34 Elect Nathalie von Siemens Management For Voted - For
35 Elect Karl-Heinz Streibich Management For Voted - For
36 Elect Dow R. Wilson Management For Voted - For
37 Supervisory Board Remuneration Policy Management For Voted - For
655
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
38 Amendments to Articles (Virtual AGM) Management For Voted - For
39 Amendments to Article 14(6) Management For Voted - For
40 Amendments to Article 14(7) Management For Voted - For
41 Approval of Profit-and-Loss Transfer Agreements Management For Voted - For
42 Non-Voting Meeting Note N/A N/A Non-Voting
SYMRISE AG
Security ID: D827A1108 Ticker: SY1
Meeting Date: 10-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Elect Jan Zijderveld as Supervisory Board Member Management For Voted - For
9 Supervisory Board Remuneration Policy Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
VONOVIA SE
Security ID: D9581T100 Ticker: VNA
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Remuneration Report Management For Voted - For
8 Reduction of Supervisory Board Size Management For Voted - For
9 Amendments to Articles (Supervisory Board Terms) Management For Voted - For
10 Elect Clara-Christina Streit Management For Voted - For
11 Elect Vitus Eckert Management For Voted - For
12 Elect Florian Funck Management For Voted - For
13 Elect Ariane Reinhart Management For Voted - For
14 Elect Daniela Gerd tom Markotten Management For Voted - For
15 Elect Ute M. Geipel-Faber Management For Voted - For
16 Elect Hildegard Muller Management For Voted - For
17 Elect Christian Ulbrich Management For Voted - Against
18 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
656
Global X DAX Germany ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
ZALANDO SE
Security ID: D98423102 Ticker: ZAL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Allocation of Profits Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Appointment of Auditor for Fiscal Year 2023 Management For Voted - For
11 Appointment of Auditor for Interim Statements until
2024 AGM Management For Voted - For
12 Remuneration Report Management For Voted - Against
13 Elect Kelly Bennett Management For Voted - For
14 Elect Jennifer Y. Hyman Management For Voted - Against
15 Elect Niklas Ostberg Management For Voted - Against
16 Elect Anders Holch Povlsen Management For Voted - For
17 Elect Mariella Rohm-Kottmann Management For Voted - For
18 Elect Susanne Schroter-Crossan Management For Voted - For
19 Supervisory Board Remuneration Policy Management For Voted - For
20 Amendments to Articles (Virtual Shareholder
Meetings) Management For Voted - For
21 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - For
657
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ACME ELECTRONICS
Security ID: Y00098130 Ticker: 8121
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 Adoption of the Proposal for 2022 Deficit
Compensation Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Amendments to Procedural Rules: Election of
Directors Management For Voted - For
6 Elect WU Yi-Gui Management For Voted - Against
7 Elect HSU Shan-K0 Management For Voted - For
8 Elect CHENG Hui-Ming Management For Voted - For
9 Elect WU Wen-Hao Management For Voted - For
10 Elect HUANG Chun-Hui Management For Voted - For
11 Elect WU Hsien-Tsung Management For Voted - For
12 Elect CHANG Lee-Chiou Management For Voted - Against
13 Elect CHEN Piao-Chun Management For Voted - Against
14 Elect LIN Shun-Tian Management For Voted - For
15 Non-Compete Restrictions for Directors Management For Voted - For
AFRICAN RAINBOW MINERALS LIMITED
Security ID: S01680107 Ticker: ARI
Meeting Date: 01-Dec-22 Meeting Type: Annual
1 Re-elect Mike Arnold Management For Voted - Against
2 Re-elect Thomas A. Boardman Management For Voted - Against
3 Re-elect Pitsi Mnisi Management For Voted - For
4 Re-elect Jan Steenkamp Management For Voted - Against
5 Elect Brian Kennedy Management For Voted - For
6 Elect Bongani Nqwababa Management For Voted - For
7 Appointment of Auditor (FY2023) Management For Voted - For
8 Appointment of Auditor (FY2024) Management For Voted - For
9 Elect Audit and Risk Committee Member (Tom Boardman) Management For Voted - Against
10 Elect Audit and Risk Committee Members (Frank
Abbott) Management For Voted - Against
11 Elect Audit and Risk Committee Members (Anton Botha) Management For Voted - Against
12 Elect Audit and Risk Committee Members (Alex
Maditsi) Management For Voted - Against
13 Election of Board Committee Members (Bongani
Nqwababa) Management For Voted - For
14 Elect Audit and Risk Committee Members (Pitsi Mnisi) Management For Voted - For
15 Elect Audit and Risk Committee Members (Rejoice
Simelane) Management For Voted - Against
16 Approve Remuneration Policy Management For Voted - For
17 Approve Remuneration Implementation Report Management For Voted - For
658
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 General Authority to Issue Shares Management For Voted - For
19 Authority to Issue Shares for Cash Management For Voted - For
20 Amendment to the 2018 Conditional Share Plan Management For Voted - For
21 Approve NEDs' Fees (Annual Retainer) Management For Voted - For
22 Approve NEDs' Fees (Board Meetings) Management For Voted - For
23 Approve NEDs' Fees (Committee Meetings) Management For Voted - For
24 Approve Financial Assistance (Section 44) Management For Voted - For
25 Approve Financial Assistance (Section 45) Management For Voted - For
26 Authority to Issue Shares Pursuant to Company's
Share or Employee Incentive Schemes Management For Voted - For
27 Authority to Repurchase Shares Management For Voted - For
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect M. Lauren Brlas Management For Voted - For
2 Elect Ralf H. Cramer Management For Voted - For
3 Elect J. Kent Masters, Jr. Management For Voted - For
4 Elect Glenda J. Minor Management For Voted - For
5 Elect James J. O'Brien Management For Voted - For
6 Elect Diarmuid B. O'Connell Management For Voted - For
7 Elect Dean L. Seavers Management For Voted - For
8 Elect Gerald A. Steiner Management For Voted - For
9 Elect Holly A. Van Deursen Management For Voted - For
10 Elect Alejandro D. Wolff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Stock Compensation and
Deferral Election Plan for Non-Employee Directors Management For Voted - For
ALLKEM LIMITED
Security ID: Q0226L103 Ticker: AKE
Meeting Date: 15-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Peter J. Coleman Management For Voted - For
4 Re-elect Richard P. Seville Management For Voted - For
5 Re-elect Fernando Oris de Roa Management For Voted - For
6 Re-elect Leanne Heywood Management For Voted - For
7 Adoption of New Constitution Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Adoption of Proportional Takeover Provisions Management For Voted - For
10 Approve Non-Executive Director Share Rights Plan Management N/A Voted - For
11 Approve Performance Rights and Options Plan Management For Voted - For
659
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Equity Grant (MD/CEO Martin Perez de Solay - STI) Management For Voted - For
13 Equity Grant (MD/CEO Martin Perez de Solay - LTI) Management For Voted - For
AMG ADVANCED METALLURGICAL GROUP N.V.
Security ID: N04897109 Ticker: AMG
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Elect Heinz Schimmelbusch to the Management Board Management For Voted - For
12 Elect Steve H. Hanke Management For Voted - For
13 Elect Herb D. Depp Management For Voted - For
14 Elect Anne Roby Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Suppress Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
ANGLO AMERICAN PLATINUM LIMITED
Security ID: S9122P108 Ticker: AMS
Meeting Date: 11-May-23 Meeting Type: Annual
1 Re-elect John M. Vice Management For Voted - For
2 Re-elect Natascha Viljoen Management For Voted - For
3 Elect Lwazi Bam Management For Voted - For
4 Elect Thevendrie Brewer Management For Voted - For
5 Elect Suresh P. Kana Management For Voted - For
6 Elect Audit and Risk Committee Member (John M.
Vice) Management For Voted - For
7 Elect Audit and Risk Committee Member (Lwazi Bam) Management For Voted - For
8 Elect Audit and Risk Committee Member
(Thevendrie
Brewer) Management For Voted - For
660
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Audit and Risk Committee Member
(Suresh P.
Kana) Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 General Authority to Issue Shares for Cash Management For Voted - For
12 Authorisation of Legal Formalities Management For Voted - For
13 Approve Remuneration Policy Management For Voted - For
14 Approve Remuneration Implementation Report Management For Voted - For
15 Approve NEDs' Fees Management For Voted - For
16 Approve Financial Assistance Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
ANGLO AMERICAN PLC
Security ID: G03764134 Ticker: AAL
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Magali Anderson Management For Voted - For
4 Elect Stuart Chambers Management For Voted - For
5 Elect Duncan G. Wanblad Management For Voted - For
6 Elect Stephen T. Pearce Management For Voted - For
7 Elect Ian R. Ashby Management For Voted - For
8 Elect Marcelo H. Bastos Management For Voted - For
9 Elect Hilary Maxson Management For Voted - For
10 Elect Hixonia Nyasulu Management For Voted - For
11 Elect Nonkululeko M.C. Nyembezi Management For Voted - For
12 Elect Ian Tyler Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Remuneration Policy Management For Voted - For
16 Remuneration Report Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
ANTOFAGASTA PLC
Security ID: G0398N128 Ticker: ANTO
Meeting Date: 10-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Remuneration Policy Management For Voted - Against
4 Final Dividend Management For Voted - For
5 Elect Jean-Paul Luksic Fontbona Management For Voted - Against
661
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Tony Jensen Management For Voted - For
7 Elect Ramon F. Jara Management For Voted - Against
8 Elect Juan Claro Management For Voted - For
9 Elect Andronico Luksic Craig Management For Voted - For
10 Elect Vivianne Blanlot Management For Voted - For
11 Elect Jorge Bande Management For Voted - For
12 Elect Francisca Castro Management For Voted - For
13 Elect A.E. Michael Anglin Management For Voted - For
14 Elect Eugenia Parot Management For Voted - For
15 Elect Heather Lawrence Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
21 Authority to Repurchase Shares Management For Voted - For
22 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
BOLIDEN AB
Security ID: W17218194 Ticker: BOL
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Election of Presiding Chair Management For Voted - For
9 Voting List Management For Voted - For
10 Agenda Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Compliance with the Rules of Convocation Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Accounts and Reports Management For Voted - For
18 Allocation of Profits/Dividends Management For Voted - For
19 Ratification of Karl-Henrik Sundstrom (Chair) Management For Voted - For
20 Ratification of Helene Bistrom Management For Voted - For
21 Ratification of Michael G:son Low Management For Voted - For
22 Ratification of Tomas Eliasson Management For Voted - For
23 Ratification of Per Lindberg Management For Voted - For
24 Ratification of Perttu Louhiluoto Management For Voted - For
25 Ratification of Elisabeth Nilsson Management For Voted - For
662
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Ratification of Pia Rudengren Management For Voted - For
27 Ratification of Anders Ullberg Management For Voted - For
28 Ratification of Mikael Staffas (CEO) Management For Voted - For
29 Ratification of Marie Holmberg Management For Voted - For
30 Ratification of Kenneth Stahl Management For Voted - For
31 Ratification of Jonny Johansson Management For Voted - For
32 Ratification of Andreas Martensson Management For Voted - For
33 Ratification of Johan Vidmark Management For Voted - For
34 Ratification of Ola Holmstrom Management For Voted - For
35 Ratification of Magnus Filipsson Management For Voted - For
36 Ratification of Gard Folkvord Management For Voted - For
37 Ratification of Timo Popponen Management For Voted - For
38 Ratification of Elin Soderlund Management For Voted - For
39 Board Size Management For Voted - For
40 Number of Auditors Management For Voted - For
41 Directors' Fees Management For Voted - For
42 Elect Helene Bistrom Management For Voted - For
43 Elect Tomas Eliasson Management For Voted - For
44 Elect Per Lindberg Management For Voted - For
45 Elect Perttu Louhiluoto Management For Voted - For
46 Elect Elisabeth Nilsson Management For Voted - For
47 Elect Pia Rudengren Management For Voted - For
48 Elect Karl-Henrik Sundstrom Management For Voted - Against
49 Elect Karl-Henrik Sundstrom as Chair Management For Voted - Against
50 Authority to Set Auditor's Fees Management For Voted - For
51 Appointment of Auditor Management For Voted - For
52 Remuneration Report Management For Voted - For
53 Elect Lennart Franke to the Nomination Committee Management For Voted - For
54 Elect Karin Eliasson to the Nomination Committee Management For Voted - For
55 Elect Patrik Jonsson to the Nomination Committee Management For Voted - For
56 Share Redemption Plan Management For Voted - For
57 Adoption of Share-Based Incentives (LTIP 2023/2026) Management For Voted - For
58 Authority to Repurchase and Transfer Treasury
Shares Pursuant to LTIP 2023/2026 Management For Voted - For
59 Approve Equity Swap Agreement Management For Voted - For
60 Remuneration Policy Management For Voted - For
61 Non-Voting Agenda Item N/A N/A Non-Voting
CHINA MINMETALS RARE EARTH CO., LTD.
Security ID: Y1521G105 Ticker: 000831
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Change of the Company's Domicile Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
663
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Amendments to the Companys Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Change of the Company's Name and Stock Abbreviation Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect DONG Xianting Management For Voted - For
3 Elect GUO Huixu Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect YANG Jie Management For Voted - For
6 Elect LI Xueqiang Management For Voted - Against
7 Elect WANG Qing Management For Voted - Against
CHINA NONFERROUS MINING CORPORATION LIMITED
Security ID: Y13982106 Ticker: 1258
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
6 Authority to Repurchase Shares Management For Voted - For
7 Authority to Issue Repurchased Shares Management For Voted - Against
8 Elect HE Yang Management For Voted - Against
9 Elect TAN Yaoyu Management For Voted - Against
10 Elect LIU Jingwei Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Security ID: Y1500E105 Ticker: 600111
Meeting Date: 15-Jul-22 Meeting Type: Special
1 Elect LI Xingguo Management For Voted - For
2 Adjustment of the Continuing Connected Transaction
Price and Additional Estimated Amount of Continuing
Connected Transactions Management For Voted - For
664
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Adjustment of Rare Earth Ore Estimated Continuing
Connected Transactions Price and the Total Amount Management For Voted - For
2 Cancellation of Repurchased Shares and Decrease of
the Company's Registered Capital Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Adjustment of the Rare Earth Ore Transaction Price
and Additional Purchase Quota Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Special
1 2023 Project Investment Plan Management For Voted - Abstain
2 Elect DAI Lu Management For Voted - For
3 Elect ZHOU Yuanping Management For Voted - Against
4 Amendments To The Guarantee Management Measures Management For Voted - Against
5 Investment In Implementation Of A Project Management For Voted - For
6 Pricing Mechanism of Rare Earth Ore Continuing
Connected Transactions and 2022 Results and 2023
Estimations Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Formulation Of The Shareholder Return Plan Management For Voted - For
9 A Financial Service Agreement With A Company Management For Voted - Against
10 Implementing Results Of 2022 Continuing Connected
Transactions And Estimation Of 2023 Continuing
Connected Transactions Management For Voted - For
11 2023 Application For Comprehensive Credit Line Management For Voted - For
12 Provision Of Guarantee Quota To Controlled
Subsidiaries Management For Voted - For
13 Reappointment Of Audit Firm Management For Voted - For
CHINA RARE EARTH RESOURCES AND TECHNOLOGY CO. LTD.
Security ID: Y1521G105 Ticker: 000831
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Reappointment of Auditor Management For Voted - For
2 Adjustment Of 2022 Estimated Amount Of Continuing
Connected Transactions Management For Voted - For
665
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 The Company's Eligibility for A-share Offering to
Specific Parties Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
9 Valid Period of the Share Offering Management For Voted - Against
10 Listing Place Management For Voted - Against
11 Purpose of the Raised Funds Management For Voted - Against
12 Demonstration Analysis Report on the Plan for
A-share Offering to Specific Parties Management For Voted - Against
13 Preplan For A-Share Offering To Specific Parties
(Revised) Management For Voted - Against
14 Feasibility Analysis Report on the Use of the
Raised Funds from the A-share Offering to Specific
Parties (revised) Management For Voted - Against
15 Diluted Immediate Return After the A-share Offering
to Specific Parties and Filling Measures (revised) Management For Voted - Against
16 Commitments of De Facto Controller, Controlling
Shareholders, Directors and Senior Management to
Ensure the Implementation of Filling Measures for
Diluted Immediate Return After the Non-public Share
Offering Management For Voted - Against
17 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - Against
18 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluation
and Pricing Management For Voted - Against
19 Audit Report And Evaluation Report Related To The
Transaction Management For Voted - Against
20 Connected Transaction Regarding The Conditional
Equity Purchase Agreement And Its Supplementary
Agreement To Be Signed Management For Voted - Against
21 Connected Transaction Regarding the Conditional
Agreement on Performance Commitments and Profit
Compensation to Be Signed Management For Voted - Against
22 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the A-share
Offering to Specific Parties (revised) Management For Voted - Against
666
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YANG Guo'an Management For Voted - For
3 Elect YAN Shengjian Management For Voted - For
4 Elect DONG Xianting Management For Voted - For
5 Elect GUO Huihu Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect HU Deyong Management For Voted - For
8 Elect SUN Lingdong Management For Voted - For
9 Elect ZHANG Weidong Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect YANG Jie Management For Voted - For
12 Elect LI Xueqiang Management For Voted - Against
13 Elect WANG Qing Management For Voted - Against
14 Annual Allowance For Independent Directors Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Directors' Report
Management For Voted - For
2 2022 Supervisors' Report
Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2023 Financial Budget
Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Annual Report and its Summary
Management For Voted - For
ERAMET S.A.
Security ID: F3145H130 Ticker: ERA
Meeting Date: 23-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Consolidated Accounts and Reports Management For Voted - For
11 Special Auditors Report on Regulated Agreements Management For Voted - For
12 Allocation of Profits Management For Voted - For
667
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Allocation of Losses Management For Voted - For
14 Elect Emeric des Roziers Management For Voted - For
15 Elect Francois Corbin Management For Voted - For
16 Elect Jerome Duval Management For Voted - For
17 Elect Jean-Yves Gilet Management For Voted - For
18 Elect Nathalie de la Fourniere Management For Voted - For
19 Elect Manoelle Lepoutre Management For Voted - For
20 Elect Heloise Duval Management For Voted - For
21 Elect Ghislain Lescuyer Management For Voted - For
22 2023 Remuneration Policy (Board of Directors) Management For Voted - For
23 2023 Remuneration Policy (Chair and CEO) Management For Voted - For
24 2022 Remuneration Report Management For Voted - For
25 2022 Remuneration of Christel Bories, Chair and CEO Management For Voted - For
26 Authority to Repurchase and Reissue Shares Management For Voted - For
27 Authorisation of Legal Formalities Management For Voted - For
EVE ENERGY CO., LTD.
Security ID: Y2303F109 Ticker: 300014
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 A Project Investment Agreement To Be Signed Management For Voted - For
3 Capital Increase In A Company Management For Voted - For
4 Acquisition Of 20 Percent Equities Of A Company Management For Voted - For
5 Amend Remuneration and Evaluation Plan of Directors
and Senior Management Members as well as
Remuneration of Directors Management For Voted - For
6 Amend Remuneration Plan of Supervisors and
Remuneration of Supervisors Management For Voted - For
7 Approve Capital Injection to Jingmen Xinzhoubang
New Materials Co., Ltd. Management For Voted - For
8 Approve Financial Leasing Business Management For Voted - For
9 Approve Provision of Guarantee Management For Voted - Against
10 Approve Adjustment and Increase Provision of
Guarantee Management For Voted - Against
11 Approve Investment in the Construction of
Cylindrical Lithium Battery Manufacturing Project Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LIU Jincheng Management For Voted - For
14 Elect LIU Jianhua Management For Voted - Against
15 Elect JIANG Min Management For Voted - For
16 Elect AI Xinping Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect TANG Yong Management For Voted - For
19 Elect LI Chunge Management For Voted - For
20 Elect ZHAN Qijun Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZHU Yuan Management For Voted - For
23 Elect ZENG Yongfang Management For Voted - Against
668
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Proposal for Use of Idle Raised Funds and
Proprietary Funds for Cash Management Management For Voted - For
2 2023 Daily Related Party Transactions Management For Voted - For
3 Proposal for Amendments to External Financial Aid
Agreement Management For Voted - For
4 Proposal for Guarantee Provision to Subsidiaries Management For Voted - Against
5 Proposal for Guarantee Provision to Indirect
Subsidiaries Management For Voted - Against
6 The Company's Eligibility for Issuance of
Convertible Bonds on ChiNext Management For Voted - For
7 Issue Type Management For Voted - For
8 Issue Scale Management For Voted - For
9 Par Value and Issue Price Management For Voted - For
10 Bond Period Management For Voted - For
11 Interest Rate Management For Voted - For
12 Repayment Period and Manner of Principal and
Interest Management For Voted - For
13 Conversion Period Management For Voted - For
14 Determination and Adjustment of Conversion Price Management For Voted - For
15 Terms for Downward Adjustment of Conversion Price Management For Voted - For
16 Determination of Number of Conversion Shares and
Method on Handling Fractional Shares Upon Conversion Management For Voted - For
17 Redemption Clause Management For Voted - For
18 Resale Clause Management For Voted - For
19 Dividend Distribution Post Conversion Management For Voted - For
20 Issue Manner and Target Parties Management For Voted - For
21 Placing Arrangement for Shareholders Management For Voted - For
22 Matters Relating to Meetings of Bondholders Management For Voted - For
23 Usage of Raised Funds Management For Voted - For
24 Guarantee Matters Management For Voted - For
25 Rating Matters Management For Voted - For
26 Depository of Raised Funds Management For Voted - For
27 Resolution Validity Period Management For Voted - For
28 Preliminary Plan for Issuance of Convertible Bonds Management For Voted - For
29 Proposal for Demonstration Analysis Report in
Connection to Issuance of Convertible Bonds Management For Voted - For
30 Proposal for Feasibility Analysis Report on the Use
of Proceeds Management For Voted - For
31 Management Commitment on Dilution Measures Management For Voted - For
32 Special Report on the Usage of Previously Raised
Funds Management For Voted - For
33 Assurance Report on the Usage of Previously Raised
Funds Management For Voted - For
34 Establishment of Procedural Rules: Convertible
Bondholder Meetings Management For Voted - For
35 Board Authorization to Handle All Related Matters Management For Voted - For
36 Amendments to Articles Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
669
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase in
Subsidiaries with Raised Funds and Proprietary Funds Management For Voted - For
2 The Project Investment Cooperation Agreement and
Factory Customized Construction Contract to Be
Signed Management For Voted - For
3 The Project Investment Agreement To Be Signed Management For Voted - For
4 Amendments to the Company's Articles of Association Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 16-Feb-23 Meeting Type: Special
1 A Contract To Be Signed Between A Subsidiary And
The Administration Committee Of Jingmen High-Tech
Zone Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Special
1 The 4th Phase Restricted Stock Incentive Plan
(Draft) and its Summary Management For Voted - For
2 Appraisal Management Measures For The 4Th Phase
Restricted Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - For
4 Connected Transactions Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 31-Mar-23 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report And Its Summary Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Audit Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Accounts and Reports Management For Voted - For
7 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
8 2023 Directors' and Senior Managements'
Compensation and Appraisal Program Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Related Party Transactions Management For Voted - For
12 Authority to Give Guarantees to Subsidiaries Management For Voted - Against
13 2022 Supervisors' Report Management For Voted - For
14 2023 Supervisors' Fees Management For Voted - For
15 Authority to Issue a Letter of Guarantee for a
Subsidiary Management For Voted - Against
670
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Authority to Give Guarantees to Subsidiary Management For Voted - Against
17 Amendments to Management System for External
Guarantees Management For Voted - For
18 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
19 Vertification Report on Deposits and Use of
Previously Raised Funds Management For Voted - For
FANGDA CARBON NEW MATERIAL CO., LTD.
Security ID: Y51720103 Ticker: 600516
Meeting Date: 21-Sep-22 Meeting Type: Special
1 A Subsidiary's Application for Listing on the
National Equities Exchange and Quotations Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Management System for Connected
Transaction Management For Voted - For
2 Reappointment of Auditor Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Mutual Guarantee With A Company Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Termination of the Implementation of Some Projects
with Raised Funds and Adjustment of the Scale of
Raised Funds in Some Projects Financed with Raised
Funds Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Expansion of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect ZHANG Tianjun Management For Voted - For
4 Elect XU Peng Management For Voted - For
5 Elect WU Feng Management For Voted - For
6 Elect MA Zhuo Management For Voted - Against
7 Elect JIANG Guoli Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Internal Control Self-Assessment Report Management For Voted - For
671
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Investment in Wealth Management Products Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
FIRST QUANTUM MINERALS LTD.
Security ID: 335934105 Ticker: FM
Meeting Date: 04-May-23 Meeting Type: Annual
1 Board Size Management For Voted - For
2 Elect Andrew B. Adams Management For Voted - For
3 Elect Alison C. Beckett Management For Voted - For
4 Elect Robert J. Harding Management For Voted - For
5 Elect Kathleen A. Hogenson Management For Voted - For
6 Elect C. Kevin McArthur Management For Voted - For
7 Elect Philip K.R. Pascall Management For Voted - For
8 Elect A. Tristan Pascall Management For Voted - For
9 Elect Simon J. Scott Management For Voted - For
10 Elect Joanne K. Warner Management For Voted - For
11 Elect Geoff Chater Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Renewal of Shareholder Rights Plan Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
FREEPORT-MCMORAN INC.
Security ID: 35671D857 Ticker: FCX
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect David P. Abney Management For Voted - For
2 Elect Richard C. Adkerson Management For Voted - For
3 Elect Marcela E. Donadio Management For Voted - For
4 Elect Robert W. Dudley Management For Voted - For
5 Elect Hugh Grant Management For Voted - For
6 Elect Lydia H. Kennard Management For Voted - For
7 Elect Ryan M. Lance Management For Voted - For
8 Elect Sara Grootwassink Lewis Management For Voted - For
9 Elect Dustan E. McCoy Management For Voted - For
10 Elect Kathleen L. Quirk Management For Voted - For
11 Elect John J. Stephens Management For Voted - For
12 Elect Frances F. Townsend Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
672
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
GANFENG LITHIUM CO LTD
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 25-Aug-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
4 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
5 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal for Change of Company's Name Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Proposal for Capacity Improvement for New-Type
Lithium Battery Projects with 15 GWh Annual Capacity Management For Voted - For
5 Proposal for Investment and Construction of A
New-Type Lithium Battery Production Project with 6
GWh Annual Capacity Management For Voted - For
6 Proposal for Investment and Construction of A Small
Polymer Lithium Battery Project with 2 Billion
Units Annual Capacity Management For Voted - For
GANFENG LITHIUM GROUP CO. LTD.
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Connected Transaction Regarding Capital Increase
and Share Expansion of a Controlled Subsidiary Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
673
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to the External Investment Management
System Management For Voted - For
3 Launching Foreign Exchange Hedging Business by the
Company and Subsidiaries Management For Voted - For
4 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
5 Investment in Wealth Management Products with
Proprietary Funds Management For Voted - For
6 2023 Estimated Continuing Connected Transactions Management For Voted - For
7 The Investment Agreement to Be Signed Management For Voted - For
8 Investment in Construction of a Project Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Report and its Summary, and Annual
Results Announcement Management For Voted - For
5 2022 Financial Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Remuneration for Auditors Management For Voted - For
8 Remuneration for Directors and Senior Management Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Amendments to Management System for External
Donations and Sponsorships Management For Voted - For
11 Amendments to Management System for Venture Capital
Investment Management For Voted - For
12 2022 Profit Distribution Plan Management For Voted - For
13 General Mandate to Issue A/H Shares w/o Preemptive
Rights Management For Voted - Against
14 Authority to Issue Debt Instruments Management For Voted - For
15 Venture Capital Investment with Proprietary Funds Management For Voted - For
16 2023 Related Party Transactions with Lithium
Americas Corp. Management For Voted - For
17 Derivatives Trading with Self-Owned Funds Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
GRAFTECH INTERNATIONAL LTD.
Security ID: 384313508 Ticker: EAF
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Jean-Marc Germain Management For Voted - For
2 Elect Henry R. Keizer Management For Voted - Against
3 Elect Marcel Kessler Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
674
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUDBAY MINERALS INC.
Security ID: 443628102 Ticker: HBM
Meeting Date: 10-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carol T. Banducci Management For Voted - For
3 Elect Igor A. Gonzales Management For Voted - For
4 Elect Sarah B. Kavanagh Management For Voted - For
5 Elect Carin S. Knickel Management For Voted - For
6 Elect Peter Kukielski Management For Voted - For
7 Elect Stephen Lang Management For Voted - For
8 Elect George E. Lafond Management For Voted - For
9 Elect Daniel Muniz Quintanilla Management For Voted - For
10 Elect Colin Osborne Management For Voted - For
11 Elect David Smith Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 13-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger with Copper Mountain Mining Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
IGO LIMITED
Security ID: Q4875H108 Ticker: IGO
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Tracey J. Arlaud Management For Voted - For
3 Elect Justin Osborne Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO Peter Bradford - FY2022 ST) Management For Voted - For
6 Equity Grant (MD/CEO Peter Bradford - FY2023 LTI) Management For Voted - Against
7 Approval of Termination Payments (Dan Lougher) Management For Voted - For
8 Approve of Employee Incentive Plan Management For Voted - For
9 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Renew Proportional Takeover Management For Voted - For
12 Approval Of Financial Assistance Management For Voted - For
IMPALA PLATINUM HOLDINGS LIMITED
Security ID: S37840113 Ticker: IMP
Meeting Date: 12-Oct-22 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
675
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Re-elect Fholisani (Sydney) Mufamadi Management For Voted - For
3 Re-elect Zacharias (Bernard) Swanepoel Management For Voted - For
4 Re-elect Dawn Earp Management For Voted - For
5 Elect Billy Mawasha Management For Voted - For
6 Elect Mametja Moshe Management For Voted - For
7 Election of Audit and Risk Committee Members (Dawn
Earp) Management For Voted - For
8 Election of Audit and Risk Committee Members (Peter
W. Davey) Management For Voted - For
9 Election of Audit and Risk Committee Members (Ralph
Havenstein) Management For Voted - For
10 Election of Audit and Risk Committee Members
(Mametja Moshe) Management For Voted - For
11 Election of Audit and Risk Committee Members
(Preston E. Speckmann) Management For Voted - For
12 Authority to Issue Shares for Cash Management For Voted - For
13 Authorization of Legal Formalities Management For Voted - For
14 Approve Remuneration Policy Management For Voted - For
15 Approve Remuneration Implementation Report Management For Voted - For
16 Approve NEDs' Fees (Board Chair) Management For Voted - For
17 Approve NEDs' Fees (Lead Independent Director) Management For Voted - For
18 Approve NEDs' Fees (Board Member) Management For Voted - For
19 Approve NEDs' Fees (Audit and Risk Committee Chair) Management For Voted - For
20 Approve NEDs' Fees (Audit and Risk Committee Member) Management For Voted - For
21 Approve NEDs' Fees (Social, Transformation and
Remuneration Committee Chair) Management For Voted - For
22 Approve NEDs' Fees (Social, Transformation and
Remuneration Committee Member) Management For Voted - For
23 Approve NEDs' Fees (Nominations, Governance and
Ethics Committee Chair) Management For Voted - For
24 Approve NEDs' Fees (Nominations, Governance and
Ethics Committee Member) Management For Voted - For
25 Approve NEDs' Fees (Health, Safety and Environment
Committee Chair) Management For Voted - For
26 Approve NEDs' Fees (Health, Safety and Environment
Committee Member) Management For Voted - For
27 Approve NEDs' Fees (Strategy and Investment
Committee Chair) Management For Voted - For
28 Approve NEDs' Fees (Strategy and Investment
Committee Member) Management For Voted - For
29 Approve NEDs' Fees (Ad Hoc) Management For Voted - For
30 Authority to Repurchase Shares Management For Voted - For
JERVOIS GLOBAL LIMITED
Security ID: Q5058P361 Ticker: JRV
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Brian Kennedy Management For Voted - For
676
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Re-elect Peter B. Johnston Management For Voted - For
5 Re-elect Michael P. Callahan Management For Voted - For
6 Re-elect David Issroff Management For Voted - For
7 Elect Daniela Chimisso dos Santos Management N/A Voted - For
8 Approval Of Amended And Restated Stock Option Plan Management For Voted - For
9 Ratify Placement of Securities Management For Voted - For
10 Amendment to the Option Exercise Price Adjustment
for Directors And Insiders Management N/A Voted - Against
11 Equity Grant (CEO Bryce Crocker) Management For Voted - For
12 Appoint Auditor Management For Voted - For
KULR TECHNOLOGY GROUP, INC.
Security ID: 50125G109 Ticker: KULR
Meeting Date: 17-Nov-22 Meeting Type: Annual
1.1 Elect Michael Mo Management For Voted - For
1.2 Elect Timothy R. Knowles Management For Voted - Withheld
1.3 Elect Morio Kurosaki Management For Voted - Withheld
1.4 Elect Joanna D. Massey Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
LIVENT CORPORATION
Security ID: 53814L108 Ticker: LTHM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Paul W. Graves Management For Voted - For
2 Elect Andrea E. Utecht Management For Voted - For
3 Elect Christina Lampe-Onnerud Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
LUNDIN MINING CORPORATION
Security ID: 550372106 Ticker: LUN
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Donald K. Charter Management For Voted - For
3 Elect Charles Ashley Heppenstall Management For Voted - For
4 Elect Juliana L. Lam Management For Voted - For
5 Elect Adam I. Lundin Management For Voted - For
6 Elect Dale C. Peniuk Management For Voted - For
7 Elect Maria Olivia Recart Management For Voted - For
677
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Peter T. Rockandel Management For Voted - For
9 Elect Natasha N.D. Vaz Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
LYNAS RARE EARTHS LIMITED
Security ID: Q5683J210 Ticker: LYC
Meeting Date: 29-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Kathleen M. Conlon Management For Voted - For
4 Equity Grant (MD/CEO Amanda Lacaze) Management For Voted - For
5 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
MMG LTD.
Security ID: Y6133Q102 Ticker: 1208
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect ZHANG Shuqiang Management For Voted - Against
4 Elect XU Jiqing Management For Voted - Against
5 Elect Peter CHAN Ka Keung Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Non-Voting Meeting Note N/A N/A Non-Voting
MP MATERIALS CORP.
Security ID: 553368101 Ticker: MP
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Arnold W. Donald Management For Voted - For
2 Elect Randall J. Weisenburger Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
678
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
NANJING HANRUI COBALT CO LTD
Security ID: Y6196V105 Ticker: 300618
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Work System for Independent Directors Management For Voted - For
4 Amendments to Decision Making System for Connected
Transactions Management For Voted - For
5 Amendments to Management System for External
Guarantees Management For Voted - For
6 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Change of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Eligibility for Private Placement Management For Voted - Against
2 Share Type and Face Value Management For Voted - Against
3 Offering Method and Period Management For Voted - Against
4 Target Subscribers and Subscription Method Management For Voted - Against
5 Pricing Base Date, Issue Price and Pricing Method Management For Voted - Against
6 Size of Issuance Management For Voted - Against
7 Restriction Period Management For Voted - Against
8 Arrangement of Undistributed Earnings Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Use of Proceeds Management For Voted - Against
11 Valid Period of Resolution Management For Voted - Against
12 Approval of Preliminary Plan of Private Placement Management For Voted - Against
13 Analysis Report on Private Placement Management For Voted - Against
14 Feasibility Report on Private Placement Management For Voted - Against
15 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
16 Shareholder Returns Plan (2023-2025) Management For Voted - For
17 Approval of Commitments of Management on Dilution
Remedial Measures from Private Placement Management For Voted - Against
18 Board Authorization to Implement Private Placement Management For Voted - Against
19 Amendments to Company's Address and Company Articles Management For Voted - For
20 Approval of Subsidiary in Entering Joint Venture Management For Voted - Against
21 By-election of Supervisor Management For Voted - Against
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
679
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny1.50000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2023 Remuneration Plan for Directors Management For Voted - For
7 2023 Remuneration Plan For Supervisors Management For Voted - For
8 Reappointment of 2023 Audit Firm Management For Voted - For
9 2023 Financing and Guarantee Quota of the Company
and Its Subsidiaries Management For Voted - For
NICKEL INDUSTRIES LIMITED
Security ID: Q67949109 Ticker: NIC
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Robert C. Neale Management For Voted - For
4 Re-elect Mark H. Lochtenberg Management For Voted - For
5 Elect Christopher (Chris) Shepherd Management For Voted - Against
6 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
7 Ratify Placement of Securities Management For Voted - For
NIPPON CARBON COMPANY LIMITED
Security ID: J52215100 Ticker: 5302
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yoshiji Motohashi Management For Voted - For
4 Elect Takafumi Miyashita Management For Voted - Against
5 Elect Takeo Kato Management For Voted - For
6 Elect Yuriko Katayama Management For Voted - For
7 Elect Mitsuo Sasaki as Statutory Auditor Management For Voted - For
8 Elect Chihiro Kawai as Alternate Statutory Auditor Management For Voted - For
9 Renewal of Takeover Defense Plan Management For Voted - Against
NIPPON DENKO CO., LTD.
Security ID: J52946126 Ticker: 5563
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yasushi Aoki Management For Voted - Against
4 Elect Takayuki Koshimura Management For Voted - For
5 Elect Yoshimi Yamadera Management For Voted - For
680
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Hideshi Kita Management For Voted - For
7 Elect Kazutoshi Omi Management For Voted - For
8 Elect Hokuto Nakano Management For Voted - For
9 Elect Masahiro Tani Management For Voted - For
10 Elect Aogi Suemura as Statutory Auditor Management For Voted - For
11 Renewal of Takeover Defense Plan Management For Voted - Against
NORTHAM PLATINUM HOLDINGS LIMITED
Security ID: S56431109 Ticker: NPH
Meeting Date: 25-Oct-22 Meeting Type: Annual
1 Re-elect John G. Smithies Management For Voted - For
2 Re-elect Emily T. Kgosi Management For Voted - For
3 Re-elect Hester H. Hickey Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Elect Audit and Risk Committee Member (Hester
Hickey) Management For Voted - For
6 Elect Audit and Risk Committee Member (Yoza Jekwa) Management For Voted - For
7 Elect Audit and Risk Committee Member (Mcebisi
Hubert Jonas) Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
9 Approve Implementation Report Management For Voted - For
10 Approve NEDs' Fees Management For Voted - For
11 Approve Financial Assistance Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
PT VALE INDONESIA TBK
Security ID: Y7150Y101 Ticker: INCO
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Election of Board of Commissioners (Slate) Management For Voted - Against
2 Commissioners' Fees Management For Voted - For
Meeting Date: 05-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect R. Matthew Cherevaty as Director Management For Voted - For
4 Elect Rudiantara as Independent Commissioner Management For Voted - Against
5 Directors' and Commissioners' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
681
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ROYAL BAFOKENG PLATINUM LIMITED
Security ID: S7097C102 Ticker: RBP
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Re-elect Obakeng Phetwe Management For Voted - For
3 Re-elect Peter J. Ledger Management For Voted - For
4 Re-elect Zanele Matlala Management For Voted - Against
5 Appointment of Auditor Management For Voted - For
6 Election of Audit and Risk Committee Chair (Louisa
Stephens) Management For Voted - For
7 Election of Audit and Risk Committee Member (Mark
Moffett) Management For Voted - For
8 Election of Audit and Risk Committee Member (Peter
J. Ledger) Management For Voted - For
9 Election of Audit and Risk Committee Member (Zanele
Matlala) Management For Voted - Against
10 Approve Remuneration Policy Management For Voted - Against
11 Approve Remuneration Implementation Report Management For Voted - Against
12 Approve NEDs' Fees Management For Voted - For
SGL CARBON SE
Security ID: D6949M108 Ticker: SGL
Meeting Date: 09-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Ratification of Management Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Elect Ingeborg Neumann Management For Voted - For
7 Elect Frank Richter Management For Voted - For
8 Increase in Authorized Capital Management For Voted - For
9 Authority to Issue Convertible Debt Instruments;
Increase in Conditional Capital Management For Voted - For
10 Remuneration Report Management For Voted - For
11 Management Board Remuneration Policy Management For Voted - For
12 Supervisory Board Remuneration Policy Management For Voted - For
13 Amendments to Articles (Virtual AGM) Management For Voted - For
14 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
682
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHENGHE RESOURCES HOLDING CO., LTD.
Security ID: Y8817A106 Ticker: 600392
Meeting Date: 03-Jan-23 Meeting Type: Special
1 Connected Transaction Regarding Optimization of the
Cooperation Mode of a Rare Earth Ore Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Work Rules For Independent Directors Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions in 2022 and 2023 Management For Voted - For
7 Fees for Directors and Supervisors in 2022 Management For Voted - For
8 Fees for Directors and Supervisors in 2023 Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Internal Control Self-Assessment Report Management For Voted - For
11 Internal Control Audit Report Management For Voted - For
12 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
13 Appointment of Auditor Management For Voted - For
SINOFIBERS TECHNOLOGY CO LTD
Security ID: Y799AC102 Ticker: 300777
Meeting Date: 31-Oct-22 Meeting Type: Special
1 2022 Restricted Share Incentive Plan (Draft) and
Its Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Restricted Share Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Restricted Share Incentive Plan Management For Voted - For
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YANG Yonggang Management For Voted - For
3 Elect WEN Yuefang Management For Voted - For
683
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect LI Baoshan Management For Voted - For
5 Elect PENG Jisheng Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect XIE Gen Management For Voted - For
8 Elect LIU Lihua Management For Voted - For
9 Elect SHEN Juqin Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect GUO Jianqiang Management For Voted - Against
12 Elect MA Ru Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Remuneration For Directors And Supervisors Management For Voted - For
SOUTHERN COPPER CORPORATION
Security ID: 84265V105 Ticker: SCCO
Meeting Date: 26-May-23 Meeting Type: Annual
1 Elect German Larrea Mota-Velasco Management For Voted - For
2 Elect Oscar Gonzalez Rocha Management For Voted - Withheld
3 Elect Vicente Artiztegui Andreve Management For Voted - For
4 Elect Enrique Castillo Sanchez Mejorada Management For Voted - For
5 Elect Leonardo Contreras Lerdo de Tejada Management For Voted - For
6 Elect Francisco Xavier Garcia de Quevedo Topete Management For Voted - Withheld
7 Elect Luis Miguel Palomino Bonilla Management For Voted - Withheld
8 Elect Gilberto Perezalonso Cifuentes Management For Voted - Withheld
9 Elect Carlos Ruiz Sacristan Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SUMITOMO METAL MINING CO., LTD.
Security ID: J77712180 Ticker: 5713
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yoshiaki Nakazato Management For Voted - For
4 Elect Akira Nozaki Management For Voted - For
5 Elect Toru Higo Management For Voted - For
6 Elect Nobuhiro Matsumoto Management For Voted - For
7 Elect Masaru Takebayashi Management For Voted - For
684
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Taeko Ishii Management For Voted - For
9 Elect Manabu Kinoshita Management For Voted - For
10 Elect Kanji Nishiura Management For Voted - For
11 Elect Kazuhiro Mishina as Alternate Statutory
Auditor Management For Voted - For
12 Bonus Management For Voted - For
SYRAH RESOURCES LIMITED
Security ID: Q8806E100 Ticker: SYR
Meeting Date: 19-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Jose M. Caldeira Management For Voted - Against
4 Re-elect Sara Watts Management For Voted - For
5 Equity Grant (MD/CEO Shaun Verner - LTI) Management For Voted - For
6 Equity Grant (MD/CEO Shaun Verner - STI) Management For Voted - For
7 Approve Non-executive Director Share Plan Management For Voted - For
8 Equity Grant (NEDs) Management For Voted - For
9 Approve Increase in NEDs' Fee Cap Management For Voted - For
TOKAI CARBON CO.,LTD.
Security ID: J85538106 Ticker: 5301
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Hajime Nagasaka Management For Voted - For
4 Elect Masafumi Tsuji Management For Voted - For
5 Elect Katsuyuki Yamaguchi Management For Voted - For
6 Elect Shunji Yamamoto Management For Voted - For
7 Elect Tatsuhiko Yamazaki Management For Voted - For
8 Elect Nobumitsu Kambayashi Management For Voted - For
9 Elect Mayumi Asada Management For Voted - For
10 Elect Toshiro Miyazaki Management For Voted - For
11 Elect Yuji Serizawa Management For Voted - Against
12 Elect Yoshinori Matsushima Management For Voted - For
13 Elect Toshiya Onuma as Alternate Statutory Auditor Management For Voted - For
TONGLING NONFERROUS METALS GROUP CO., LTD.
Security ID: Y8883H118 Ticker: 000630
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Authority to Give Guarantees to a Subsidiary Management For Voted - For
685
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 31-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 The Company's Eligibility for Assets Purchase Via
Share Offering, Issuance of Convertible Bonds and
Cash Payment and Matching Fund Raising Management For Voted - For
2 Overall Plan of the Transaction Management For Voted - For
3 Assets Purchase Via Share Offering: Stock Type, Par
Value and Listing Place Management For Voted - For
4 Assets Purchase Via Share Offering: Issuing Method Management For Voted - For
5 Assets Purchase Via Share Offering: Issuing Targets
and Subscription Method Management For Voted - For
6 Assets Purchase Via Share Offering: Issue Price and
Pricing Basis Management For Voted - For
7 Assets Purchase Via Share Offering: Issuing Volume Management For Voted - For
8 Assets Purchase Via Share Offering: Lockup Period
Arrangement Management For Voted - For
9 Assets Purchase Via Share Offering: Arrangement for
the Accumulated Retained Profits Management For Voted - For
10 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Stock Type, Par Value and Listing
Place Management For Voted - For
11 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Issuing Method Management For Voted - For
12 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Issuing Targets Management For Voted - For
13 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Adjustment and Determination of
Conversion Price Management For Voted - For
14 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Issuing Volume and Scale Management For Voted - For
15 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Source of the Converted Shares Management For Voted - For
16 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Bond Duration Management For Voted - For
17 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Conversion Period Management For Voted - For
18 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Interest Rate Management For Voted - For
19 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Time Limit and Method for Paying
the Interest Management For Voted - For
20 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Number of Converted Shares Management For Voted - For
21 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Redemption Clauses Management For Voted - For
22 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Conditional Resale Clause Management For Voted - For
23 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Guarantee and Rating Management For Voted - For
686
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Lockup Period Arrangement Management For Voted - For
25 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Attribution of Dividends After
Conversion Management For Voted - For
26 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Arrangement for the Profits and
Losses During the Transitional Period Management For Voted - For
27 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Effect of Net Smelter Return
Royalty Clause and Contingent Consideration
Arrangement Management For Voted - For
28 Performance Commitments and Compensation
Arrangement: Compensation Obligor Management For Voted - For
29 Performance Commitments and Compensation
Arrangement: Performance Commitments Period Management For Voted - For
30 Performance Commitments and Compensation
Arrangement: Performance Commitment Assets and the
Promised Amount Management For Voted - For
31 Performance Commitments and Compensation
Arrangement: Determination and Implementation of
Profit Compensation Management For Voted - For
32 Performance Commitments and Compensation
Arrangement: Impairment Test and Compensation
Arrangement Management For Voted - For
33 Performance Commitments and Compensation
Arrangement: Compensation Arrangement for
Contingent Consideration Management For Voted - For
34 Performance Commitments And Compensation
Arrangement: Compensation Procedure Management For Voted - For
35 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Stock Type, Par Value and Listing
Place Management For Voted - For
36 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Issuing Method Management For Voted - For
37 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Issuing Targets Management For Voted - For
38 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Determination and Adjustment of
the Conversion Price Management For Voted - For
39 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Issuing Volume and Scale Management For Voted - For
40 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Source of the Converted Shares Management For Voted - For
41 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Bond Duration Management For Voted - For
42 Matching Fund Raising Via Issuance Of Convertible
Corporate Bonds: Conversion Period Management For Voted - For
43 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Interest Rate Management For Voted - For
44 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Arrangement for Other Clauses Management For Voted - For
45 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Guarantee and Rating Management For Voted - For
687
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
46 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Lockup Period Arrangement Management For Voted - For
47 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Attribution of Dividends After
Conversion Management For Voted - For
48 Matching Fund Raising Via Issuance Of Convertible
Corporate Bonds: Purpose Of The Raised Funds Management For Voted - For
49 The Valid Period Of The Resolution Management For Voted - For
50 Report (revised Draft) on Connected Transaction
Regarding Assets Purchase Via Share Offering,
Issuance of Convertible Bonds and Cash Payment and
Matching Fund Raising and Its Summary Management For Voted - For
51 The Transaction Constitutes A Connected Transaction Management For Voted - For
52 The Transaction Does Not Constitute A Major Assets
Restructuring Management For Voted - For
53 The Transaction Does Not Constitutes A Listing By
Restructuring Management For Voted - For
54 Conditional Transaction Agreement To Be Signed With
Transaction Counterparts Management For Voted - For
55 Conditional Supplementary Agreement to the Profits
Compensation Agreement to Be Signed with
Transaction Counterparts Management For Voted - For
56 The Transaction is in Compliance with Articles 11
and 43 of the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
57 The Transaction is in Compliance with Article 4 of
Listed Companies Regulation Guidance No. 9 -
Regulatory Requirements for Planning and
Implementing Major Assets Restructuring of Listed
Companies Management For Voted - For
58 Statement on the Compliance and Completeness of the
Legal Procedure of The Transaction and the Validity
of the Legal Documents Submitted Management For Voted - For
59 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluation
and Pricing Management For Voted - For
60 Statement On The Pricing Basis Of The Transaction
And The Rationality Management For Voted - For
61 Audit Report, Pro Forma Review Report and
Evaluation Report Related to The Transaction Management For Voted - For
62 Diluted Immediate Return After The Transaction And
Filling Measures Management For Voted - For
63 The Company's Share Price Fluctuation Does Not Meet
Relevant Standards As Specified by Paragraph 7 of
Article 13 of the Shenzhen Stock Exchange
Self-regulatory Supervision Guidelines for Listed
Companies No. 8 - Major Assets Restructuring Management For Voted - For
64 Misc. Management Proposal Management For Voted - For
65 Full Authorization To The Board To Handle Matters
Regarding The Transaction Management For Voted - For
688
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
66 Exemption of Transaction Counterparts from the
Tender Offer Obligation to Increase Shareholding in
the Company Management For Voted - For
67 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Foreign Exchange Transactions Management For Voted - For
9 Reappointment of Auditor Management For Voted - For
10 Continuing Connected Transaction Regarding a
Financial Service Agreement to be Signed with a
Company Management For Voted - Against
11 Provision For Assets Impairment Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect GONG Huadong Management For Voted - For
14 Elect DING Shiqi Management For Voted - For
15 Elect JIANG Peijin Management For Voted - For
16 Elect HU Xinfu Management For Voted - For
17 Elect Zhou Jun Management For Voted - Against
18 Elect LIANG Hongliu Management For Voted - For
19 Elect YAO Bing Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect YAO Lushi Management For Voted - For
22 Elect TANG Shukun Management For Voted - For
23 Elect YOU Jia Management For Voted - For
24 Elect ZHU Ming Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect WANG Nongsheng Management For Voted - Against
27 Elect LI Xin Management For Voted - Against
28 Elect XIE Shuorong Management For Voted - Against
Meeting Date: 29-Jun-23 Meeting Type: Special
1 Related Party Transactions Management For Voted - Against
WEIHAI GUANGWEI COMPOSITES CO. LTD.
Security ID: Y953AT108 Ticker: 300699
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
689
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Profit Allocation Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Entering into a Frame Agreement on Continuing
Connected Transactions Management For Voted - For
7 Connected Transaction Regarding Provision of
Guarantees and Financial Assistance to a
Controlling Subsidiary Management For Voted - For
8 Apply for Comprehensive Credit Lines, Bank Loans
and Guarantees Management For Voted - For
9 Amendments to Articles Management For Voted - Against
10 Reappointment of 2023 Auditor Management For Voted - For
WESTERN MINING CO., LTD.
Security ID: Y9535G102 Ticker: 601168
Meeting Date: 08-Aug-22 Meeting Type: Special
1 Approval of Capital Decrease in a Subsidiary Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - Against
4 Amendments to Procedural Rules: Board Meetings Management For Voted - Against
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - Against
6 Amendments to Management System for Connected
Transaction Management For Voted - Against
7 Amendments to Management System for Raised Funds Management For Voted - Against
8 Amendments to Management System for Information
Disclosure Management For Voted - Against
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Elect ZHONG Yongsheng Management For Voted - For
2 Connected Transaction Regarding Increase of the
Registered Capital in a Controlled Subsidiary With
Undistributed Profits Management For Voted - For
3 Appointment of Auditor Management For Voted - For
Meeting Date: 06-Feb-23 Meeting Type: Special
1 Capital Increase in a Controlled Subsidiary
Management For Voted - For
2 Transfer of 27 Percent Equities in a Company to a
Wholly-owned Subsidiary and Capital Increase in It
Management For Voted - For
3 Wholly-owned Subsidiaries Provision of Guarantee
for Loans of Their Controlled Subsidiaries Management For Voted - For
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of Independent Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
690
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Estimated Continuing Connected Transactions
And The Implementing Results Management For Voted - For
7 2022 Estimated Continuing Connected Transactions
and the Implementing Results of a Controlled
Subsidiary : Connected Transactions With a Related
Parties and Its Related Parties Management For Voted - For
8 2022 Estimated Continuing Connected Transactions
and the Implementing Results of a Controlled
Subsidiary : Connected Transactions With Another
Related Parties and Its Related Parties Management For Voted - For
9 2022 Allowance Standards for Directors Management For Voted - For
10 2022 Allowance Standards For Supervisors Management For Voted - For
11 2023 Fixed Assets Investment Plan For Construction
Projects Management For Voted - For
12 2023 Estimated Continuing Connected Transactions Management For Voted - For
13 2023 Estimated Continuing Connected Transactions of
a Controlled Subsidiary : Connected Transactions
With a Related Parties and Its Related Parties Management For Voted - For
14 2023 Estimated Continuing Connected Transactions Of
A Controlled Subsidiary : Connected Transactions
With Another Related Parties And Its Related Parties Management For Voted - For
15 2023 Financial Budget Report Management For Voted - For
16 Provision Of Guarantee For Subsidiaries Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Connected Transactions Regarding Participation in
Bidding for 6.29 Percent Equities of a Company Held
by the Controlling Shareholder Management For Voted - For
XIANGTAN ELECTROCHEMICAL SCIENTIFIC CO LTD
Security ID: Y9722E100 Ticker: 002125
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors
Management For Voted - For
2 2022 Work Report of The Supervisory Committee
Management For Voted - For
3 2022 Annual Report And Its Summary
Management For Voted - For
4 2022 Annual Accounts
Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Special Report on The Deposit And Use of
Raised Funds
Management For Voted - For
7 Reappointment of 2023 Audit Firm
Management For Voted - For
8 Elect LIU Weijun Management For Voted - For
691
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Amendments to The Company S Articles of Association Management For Voted - For
10 2023 Estimated External Guarantee Quota
Management For Voted - For
YUNNAN CHIHONG ZINC & GERMANIUM CO., LTD.
Security ID: Y9881B103 Ticker: 600497
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors
Management For Voted - For
2 2022 Work Report of The Supervisory Committee
Management For Voted - For
3 2022 Work Report of Independent Directors
Management For Voted - For
4 2022 Annual Accounts
Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Distribution Plan
Management For Voted - For
7 2022 Annual Report And Its Summary
Management For Voted - For
8 2023 Provision of Guarantee for Subsidiaries
Management For Voted - For
9 Purchase of Liability Insurance for Directors,
Supervisors And Senior Managers
Management For Voted - For
10 Provision for Assets Impairment And Retirement of
Some Fixed Assets Management For Voted - For
YUNNAN TIN CO., LTD.
Security ID: Y9882W106 Ticker: 000960
Meeting Date: 28-Nov-22 Meeting Type: Special
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Reappointment of Auditor Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions
and Signing the Connected Transaction Contract with
Related Parties and Continuing to Perform the
Contected Transaction Agreements Management For Voted - For
2 2023 Estimated Guarantee Quota for Subsidiaries and
Subsidiaries Management For Voted - For
3 Launching Forward Foreign Exchange Transactions Management For Voted - For
4 2023 Application For Comprehensive Credit Line To
Some Commercial Banks Management For Voted - For
5 2023 Hedging Plan Management For Voted - For
692
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 2023 Investment Plan Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect LIU Luke Management For Voted - For
9 Elect WU Jun Management For Voted - For
10 Elect LI Ji Management For Voted - For
11 Elect CHEN Xiongjun Management For Voted - For
12 Elect LI Dening Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect YUAN Rongli Management For Voted - For
15 Elect WANG Daobin Management For Voted - For
16 Elect YU Dingming Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect LU Litao Management For Voted - Against
19 Elect ZHANG Hongxu Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2023 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 2022 Annual Report And Its Summary Management For Voted - For
8 Elect WU Hongxing as Director Management For Voted - For
ZHEJIANG HUAYOU COBALT CO.,LTD.
Security ID: Y9898D100 Ticker: 603799
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Eligibility for Private Placement Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Issue Price and Pricing Principle Management For Voted - Against
6 Size of Issuance Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Arrangement for Undistributed Profits Management For Voted - Against
9 Validity of Resolution Management For Voted - Against
10 Listing Market Management For Voted - Against
11 Use of Proceeds Management For Voted - Against
12 Implementing Parties of the Raised Funds Management For Voted - Against
13 Preliminary Plan for 2022 Private Placement Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
be Raised from the 2022 Private Placement Management For Voted - Against
15 Report on the Use of Previously Raised Funds Management For Voted - For
693
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Diluted Immediate Return after the Private
Placement, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
17 Connected Transaction Regarding the Conditional
Agreement of Subscription for the Private Placement
Shares to be Signed with Huayou Holdings Co., Ltd. Management For Voted - Against
18 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
19 Board Authorization to Implement Private Placement Management For Voted - Against
20 Investment in Construction of A Project Management For Voted - Against
21 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Approve Report on the Usage of Previously Raised
Funds Management For Voted - For
2 Approve Related Party Transaction Management For Voted - For
3 Amend Articles of Association Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the London Stock
Exchange (six Swiss Exchange) and Conversion into a
Company Limited by Shares Which Raises Funds
Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDR and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 Valid Period of the Resolution on GDR Issuance and
Listing on the London Stock Exchange (six Swiss
Exchange) Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the London Stock Exchange
(six Swiss Exchange) Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the London
Stock Exchange (six Swiss Exchange) Management For Voted - For
17 Formulation of the Company's Articles of
Association (draft) and Its Appendix, Rules of
Procedure Governing Shareholders General Meetings
694
Global X Disruptive Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
(draft) and Board Meetings (draft) (applicable
After GDR Listing) Management For Voted - For
18 Formulation of the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) (applicable After GDR Listing) Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Special
1 Connected Transactions Regarding the Sale Contract
to Be Signed with a Company Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Related Party Transactions Management For Voted - For
6 Estimation of 2023 Related Party Transactions Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 2022 Directors', Supervisors' and Senior
Managements' Fees Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
10 Approval of 2023 Line of Credit Management For Voted - For
11 Authority to Give Guarantees in 2023 Management For Voted - Against
12 Authority to Issue Non-financial Corporate Debt Management For Voted - Abstain
13 2022 Independent Directors Report Management For Voted - For
14 Liability Insurance for Directors and Supervisors Management For Voted - Abstain
15 Related Party Transactions Regarding Receiving
Financial Aid Management For Voted - For
16 Amendments to Articles Management For Voted - For
17 Launching Foreign Derivatives Transaction Business
in 2023 Management For Voted - For
18 Launching Foreign Hedging Business in 2023 Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect CHEN Xuehua Management For Voted - For
21 Elect CHEN Hongliang Management For Voted - Against
22 Elect FANG Qixue Management For Voted - Against
23 Elect WANG Jun Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect ZHU Guang Management For Voted - Against
26 Elect DONG Xiuliang Management For Voted - For
27 Elect QIAN Bolin Management For Voted - For
28 Elect XI Hong Management For Voted - Against
695
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Elect Daniel Yong ZHANG Management For Voted - For
2 Elect Jerry YANG Chih-Yuan Management For Voted - For
3 Elect Wan Ling Martello Management For Voted - For
4 Elect SHAN Weijian Management For Voted - For
5 Elect Irene LEE Yun Lien Management For Voted - For
6 Elect Albert NG Kong Ping Management For Voted - For
7 Appointment of Auditor Management For Voted - For
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 1997 Stock Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Government
Requests for Content and Product Removal Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Government Takedown Requests Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Alignment
with Climate Commitments Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
696
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Shareholder Proposal Regarding Cost Benefit
Analysis of DEI Programs Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
26 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
27 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Report Evaluating
Animal Welfare Standards Shareholder Against Voted - Against
29 Shareholder Proposal Regarding Formation of Public
Policy Committee Shareholder Against Voted - Against
30 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
31 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
32 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - Against
33 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
ANGI INC.
Security ID: 00183L102 Ticker: ANGI
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Angela R. Hicks Bowman Management For Voted - For
1.2 Elect Thomas R. Evans Management For Voted - Withheld
1.3 Elect Alesia J. Haas Management For Voted - Withheld
1.4 Elect Christopher Halpin Management For Voted - For
1.5 Elect Kendall Handler Management For Voted - For
1.6 Elect Sandra Buchanan Hurse Management For Voted - For
1.7 Elect Joseph Levin Management For Voted - For
1.8 Elect Jeremy Philips Management For Voted - For
1.9 Elect Glenn H. Schiffman Management For Voted - For
1.10 Elect Mark Stein Management For Voted - For
1.11 Elect Suzy Welch Management For Voted - For
2 Ratification of Auditor Management For Voted - For
ASOS PLC
Security ID: G0536Q108 Ticker: ASC
Meeting Date: 11-Jan-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Policy Management For Voted - For
3 Remuneration Report Management For Voted - Against
4 Elect Jorgen Madsen Lindemann Management For Voted - For
5 Elect Mai Fyfield Management For Voted - For
6 Elect Nick Robertson Management For Voted - For
697
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Jose Antonio Ramos Calamonte Management For Voted - For
8 Elect Patrick Kennedy Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Authorisation of Political Donations Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Approval of Deferred Bonus Plan Management For Voted - For
BAOZUN INC.
Security ID: 06684L103 Ticker: BZUN
Meeting Date: 21-Oct-22 Meeting Type: Special
1 Share Issuance Mandate Management For Voted - Against
2 Share Repurchase Mandate Management For Voted - For
3 Authority to Issue Repurchased Shares Management For Voted - Against
4 Related Party Transactions Management For Voted - For
5 Approval of the 2022 Plan Management For Voted - For
6 Bundled Article Amendments Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Yiu Pong Chan Management For Voted - For
3 Elect Steve Hsien-Chieng Hsia Management For Voted - Against
4 Elect Benjamin Changqing Ye Management For Voted - Against
5 Directors' Fees Management For Voted - Against
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 RSU Grant to Vincent Wenbin Qiu Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Share Repurchase Mandate Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
BIGCOMMERCE HOLDINGS, INC.
Security ID: 08975P108 Ticker: BIGC
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Donald Clarke Management For Voted - For
1.2 Elect Ellen F. Siminoff Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
698
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Glenn D. Fogel Management For Voted - For
1.2 Elect Mirian M. Graddick-Weir Management For Voted - For
1.3 Elect Wei Hopeman Management For Voted - For
1.4 Elect Robert J. Mylod Jr. Management For Voted - For
1.5 Elect Charles H. Noski Management For Voted - For
1.6 Elect Joseph "Larry" Quinlan Management For Voted - For
1.7 Elect Nicholas J. Read Management For Voted - For
1.8 Elect Thomas E. Rothman Management For Voted - For
1.9 Elect Sumit Singh Management For Voted - For
1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.11 Elect Vanessa A. Wittman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Michael R. Klein Management For Voted - For
2 Elect Andrew C. Florance Management For Voted - For
3 Elect Michael J. Glosserman Management For Voted - For
4 Elect John W. Hill Management For Voted - For
5 Elect Laura Cox Kaplan Management For Voted - For
6 Elect Robert W. Musslewhite Management For Voted - For
7 Elect Christopher J. Nassetta Management For Voted - Against
8 Elect Louise S. Sams Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Shareholder Proposal Regarding GHG Targets and
Alignment with the Paris Agreement Shareholder Against Voted - For
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Aparna Chennapragda Management For Voted - For
3 Elect Logan D. Green Management For Voted - For
699
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect E. Carol Hayles Management For Voted - For
5 Elect Jamie Iannone Management For Voted - For
6 Elect Shripriya Mahesh Management For Voted - For
7 Elect Paul S. Pressler Management For Voted - For
8 Elect Mohak Shroff Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Equity Incentive Award Plan Management For Voted - For
14 Amendment Regarding Officer Exculpation Management For Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
EHEALTH, INC.
Security ID: 28238P109 Ticker: EHTH
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Andrea C. Brimmer Management For Voted - For
1.2 Elect Beth A. Brooke Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ETSY, INC.
Security ID: 29786A106 Ticker: ETSY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Josh Silverman Management For Voted - For
3 Elect Fred Wilson Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Against
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
2 Elect Beverly Anderson Management For Voted - Withheld
3 Elect M. Moina Banerjee Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
700
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Henrique Dubugras Management For Voted - For
7 Elect Craig A. Jacobson Management For Voted - Withheld
8 Elect Peter M. Kern Management For Voted - For
9 Elect Dara Khosrowshahi Management For Voted - For
10 Elect Patricia Menendez Cambo Management For Voted - For
11 Elect Alexander von Furstenberg Management For Voted - For
12 Elect Julie Whalen Management For Voted - Withheld
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2005 Stock and Annual Incentive
Plan Management For Voted - Against
16 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
GLOBAL-E ONLINE LTD.
Security ID: M5216V106 Ticker: GLBE
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Nir Debbi Management For Voted - Against
2 Elect Anna Jain Bakst Management For Voted - Against
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
GODADDY INC.
Security ID: 380237107 Ticker: GDDY
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Mark S. Garrett Management For Voted - For
2 Elect Srinivas Tallapragada Management For Voted - For
3 Elect Sigal Zarmi Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
GROUPON, INC.
Security ID: 399473206 Ticker: GRPN
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Dusan Senkypl Management For Voted - For
1.2 Elect Jan Barta Management For Voted - For
1.3 Elect Robert J. Bass Management For Voted - For
1.4 Elect Eric Lefkofsky Management For Voted - Withheld
1.5 Elect Theodore J. Leonsis Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2011 Incentive Plan Management For Voted - For
5 Amendment to the 2011 Incentive Plan Management For Voted - For
701
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
JD.COM, INC.
Security ID: 47215P106 Ticker: JD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
JUMIA TECHNOLOGIES AG
Security ID: 48138M105 Ticker: JMIA
Meeting Date: 13-Jul-22 Meeting Type: Annual
1 Ratification of Management Acts Management For Voted - For
2 Ratification of Supervisory Board Acts Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Management Board Remuneration Policy Management For Voted - For
6 Cancellation of Conditional Capital 2021/III Management For Voted - For
LANDS' END, INC.
Security ID: 51509F105 Ticker: LE
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Robert C. Galvin Management For Voted - For
1.2 Elect Elizabeth Darst Leykum Management For Voted - For
1.3 Elect Josephine Linden Management For Voted - For
1.4 Elect John T. McClain Management For Voted - For
1.5 Elect Andrew J. Mclean Management For Voted - For
1.6 Elect Jignesh Patel Management For Voted - For
1.7 Elect Jonah Staw Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Amendment to the 2017 Stock Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - For
LENDINGTREE, INC.
Security ID: 52603B107 Ticker: TREE
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Gabriel Dalporto Management For Voted - For
2 Elect Thomas M. Davidson, Jr. Management For Voted - Against
3 Elect Mark A. Ernst Management For Voted - For
4 Elect Robin Henderson Management For Voted - For
5 Elect Douglas R. Lebda Management For Voted - For
6 Elect Steven Ozonian Management For Voted - For
7 Elect Diego Rodriguez Management For Voted - For
8 Elect Saras Sarasvathy Management For Voted - For
702
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect G. Kennedy Thompson Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Approval of the 2023 Stock Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
LIVEPERSON, INC.
Security ID: 538146101 Ticker: LPSN
Meeting Date: 04-Aug-22 Meeting Type: Annual
1.1 Elect Ernest L. Cu Management For Voted - For
1.2 Elect Jill Layfield Management For Voted - For
1.3 Elect William G. Wesemann Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Susan L. Segal Management For Voted - For
1.2 Elect Mario Eduardo Vazquez Management For Voted - For
1.3 Elect Alejandro Nicolas Aguzin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect William Lei Ding Management For Voted - For
2 Elect Grace Hui Tang Management For Voted - Against
3 Elect Alice Yu-Fen Cheng Management For Voted - For
4 Elect Joseph Tong Management For Voted - Against
5 Elect Michael Man Kit Leung Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Amended and Restated Articles of Association Management For Voted - For
8 Amendment to the 2019 Share Incentive Plan Management For Voted - Against
703
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
OCADO GROUP PLC
Security ID: G6718L106 Ticker: OCDO
Meeting Date: 02-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Richard Haythornthwaite Management For Voted - For
4 Elect Tim Steiner Management For Voted - For
5 Elect Stephen Daintith Management For Voted - For
6 Elect Neill Abrams Management For Voted - For
7 Elect Mark A. Richardson Management For Voted - For
8 Elect Luke Jensen Management For Voted - For
9 Elect Jorn Rausing Management For Voted - For
10 Elect Andrew J. Harrison Management For Voted - For
11 Elect Emma Lloyd Management For Voted - For
12 Elect Julie Southern Management For Voted - For
13 Elect John Martin Management For Voted - For
14 Elect Michael Sherman Management For Voted - For
15 Elect Nadia Shouraboura Management For Voted - For
16 Elect Julia M. Brown Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Authority to Set Auditor's Fees Management For Voted - For
19 Authorisation of Political Donations Management For Voted - For
20 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/ Preemptive Rights (In
Connection With Rights Issue Only) Management For Voted - For
22 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
23 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
24 Authority to Repurchase Shares Management For Voted - For
25 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
OVERSTOCK.COM, INC.
Security ID: 690370101 Ticker: OSTK
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Allison H. Abraham Management For Voted - For
2 Elect William B. Nettles, Jr. Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2005 Equity Incentive Plan Management For Voted - For
704
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
PETMED EXPRESS, INC.
Security ID: 716382106 Ticker: PETS
Meeting Date: 28-Jul-22 Meeting Type: Annual
1 Elect Leslie C.G. Campbell Management For Voted - For
2 Elect Peter S. Cobb Management For Voted - For
3 Elect Gian M. Fulgoni Management For Voted - For
4 Elect Matthew N. Hulett Management For Voted - For
5 Elect Diana G. Purcel Management For Voted - For
6 Elect Jodi Watson Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Approval of the 2022 Employee Equity Compensation
Restricted Stock Plan Management For Voted - Against
PINDUODUO INC.
Security ID: 722304102 Ticker: PDD
Meeting Date: 31-Jul-22 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - For
4 Elect Qi Lu Management For Voted - For
5 Elect SHEN Nanpeng Management For Voted - Against
6 Elect George Yong-Boon Yeo Management For Voted - Against
Meeting Date: 08-Feb-23 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - Against
4 Elect Qi Lu Management For Voted - For
5 Elect George Yong-Boon Yeo Management For Voted - Against
6 Company Name Change Management For Voted - For
7 Amend and Restate Memorandum and Articles of
Association Management For Voted - For
QURATE RETAIL, INC.
Security ID: 74915M100 Ticker: QRTEA
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Fiona P. Dias Management For Voted - Withheld
1.2 Elect Evan D. Malone Management For Voted - Withheld
1.3 Elect Larry E. Romrell Management For Voted - For
2 Reverse Stock Split Management For Voted - For
3 Ratification of Auditor Management For Voted - For
705
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
RAKUTEN GROUP, INC.
Security ID: J64264104 Ticker: 4755
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Elect Hiroshi Mikitani Management For Voted - For
4 Elect Masayuki Hosaka Management For Voted - For
5 Elect Kentaro Hyakuno Management For Voted - For
6 Elect Kazunori Takeda Management For Voted - For
7 Elect Kenji Hirose Management For Voted - For
8 Elect Sarah J. M. Whitley Management For Voted - For
9 Elect Charles B. Baxter Management For Voted - For
10 Elect Takashi Mitachi Management For Voted - For
11 Elect Jun Murai Management For Voted - For
12 Elect Takaharu Ando Management For Voted - For
13 Elect Tsedal Neeley Management For Voted - For
14 Elect Shigeki Habuka Management For Voted - For
15 Elect Yoshito Naganuma Management For Voted - For
16 Elect Maki Kataoka Management For Voted - For
17 Directors' Fees Management For Voted - For
SHOPIFY INC.
Security ID: 82509L107 Ticker: SHOP
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Tobias Lutke Management For Voted - For
2 Elect Robert G. Ashe Management For Voted - Against
3 Elect Gail Goodman Management For Voted - Against
4 Elect Colleen M. Johnston Management For Voted - Against
5 Elect Jeremy Levine Management For Voted - Against
6 Elect Toby Shannan Management For Voted - For
7 Elect Fidji Simo Management For Voted - For
8 Elect Bret Taylor Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
SHUTTERSTOCK, INC.
Security ID: 825690100 Ticker: SSTK
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Deirdre M. Bigley Management For Voted - For
1.2 Elect Alfonse Upshaw Management For Voted - For
706
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
TEMPLE AND WEBSTER GROUP LIMITED
Security ID: Q8948V101 Ticker: TPW
Meeting Date: 30-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - Against
3 Re-elect Conrad Yiu Management For Voted - For
4 Equity Grant (MD/CEO Mark Coulter) Management For Voted - Against
5 Equity Grant (NED Stephen Heath) Management For Voted - For
6 Equity Grant (NED Belinda Rowe) Management For Voted - For
7 Equity Grant (NED Conrad Yiu) Management For Voted - For
TRIP.COM GROUP LIMITED
Security ID: 89677Q107 Ticker: TCOM
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
TRIPADVISOR, INC.
Security ID: 896945201 Ticker: TRIP
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - Withheld
1.2 Elect Matt Goldberg Management For Voted - For
1.3 Elect Jay Hoag Management For Voted - For
1.4 Elect Betsy L. Morgan Management For Voted - For
1.5 Elect M. Greg OHara Management For Voted - For
1.6 Elect Jeremy Philips Management For Voted - Withheld
1.7 Elect Albert E. Rosenthaler Management For Voted - For
1.8 Elect Jane SUN Jie Management For Voted - Withheld
1.9 Elect Katryn (Trynka) Shineman Blake Management For Voted - For
1.10 Elect Robert S. Wiesenthal Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Redomestication Management For Voted - Against
4 Approval of the 2023 Stock Incentive Plan Management For Voted - Against
VTEX
Security ID: G9470A102 Ticker: VTEX
Meeting Date: 06-Oct-22 Meeting Type: Annual
1 Elect Geraldo do Carmo Thomaz Junior Management For Voted - Against
707
Global X E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Mariano Gomide de Faria Management For Voted - Against
3 Elect Alejandro Raul Scannapieco Management For Voted - Against
4 Elect Arshad Matin Management For Voted - Against
5 Elect Benoit Jean-Claude Marie Fouilland Management For Voted - Against
6 Elect Francisco Alvarez-Demalde Management For Voted - Against
7 Financial Statements Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Ratification of Auditor Management For Voted - For
WAYFAIR INC.
Security ID: 94419L101 Ticker: W
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Amendment to the 2014 Incentive Award Plan Management For Voted - Against
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Niraj Shah Management For Voted - For
2 Elect Steven Conine Management For Voted - For
3 Elect Michael Choe Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Jeremy King Management For Voted - For
6 Elect Michael Kumin Management For Voted - Abstain
7 Elect Jeffrey G. Naylor Management For Voted - For
8 Elect Anke Schaferkordt Management For Voted - For
9 Elect Michael E. Sneed Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Approval of the 2023 Incentive Award Plan Management For Voted - Against
WILLIAMS-SONOMA, INC.
Security ID: 969904101 Ticker: WSM
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Laura Alber Management For Voted - For
2 Elect Esi Eggleston Bracey Management For Voted - For
3 Elect Scott Dahnke Management For Voted - For
4 Elect Anne M. Finucane Management For Voted - For
5 Elect Paula B. Pretlow Management For Voted - For
6 Elect William J. Ready Management For Voted - Against
7 Elect Frits Dirk van Paasschen Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
708
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
2U, INC.
Security ID: 90214J101 Ticker: TWOU
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect John M. Larson Management For Voted - For
2 Elect Edward S. Macias Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Amendment to the 2017 Employee Stock Purchase Plan Management For Voted - For
6 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
8X8, INC.
Security ID: 282914100 Ticker: EGHT
Meeting Date: 12-Jul-22 Meeting Type: Annual
1.1 Elect Jaswinder Pal Singh Management For Voted - For
1.2 Elect David Sipes Management For Voted - For
1.3 Elect Monique Bonner Management For Voted - For
1.4 Elect Todd R. Ford Management For Voted - For
1.5 Elect Alison Gleeson Management For Voted - For
1.6 Elect Vladimir Jacimovic Management For Voted - For
1.7 Elect Eric Salzman Management For Voted - For
1.8 Elect Elizabeth Theophille Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Approval of the 2022 Equity Incentive Plan Management For Voted - For
5 Amendment to the 1996 Employee Stock Purchase Plan Management For Voted - For
6 Increase in Authorized Common Stock Management For Voted - For
BANDWIDTH INC.
Security ID: 05988J103 Ticker: BAND
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect David A. Morken Management For Voted - For
2 Elect Rebecca G. Bottorff Management For Voted - For
3 Amendment to the 2017 Incentive Award Plan Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
709
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
BENESSE HOLDINGS, INC.
Security ID: J0429N102 Ticker: 9783
Meeting Date: 24-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Hitoshi Kobayashi Management For Voted - For
3 Elect Shinya Takiyama Management For Voted - For
4 Elect Kenji Yamakawa Management For Voted - For
5 Elect Hideaki Fukutake Management For Voted - For
6 Elect Mutsuo Iwai Management For Voted - For
7 Elect Yumiko Noda Management For Voted - For
8 Elect Kohei Takashima Management For Voted - Against
9 Elect Masaru Onishi Management For Voted - For
10 Elect Yoshinori Matsumoto Management For Voted - For
11 Elect Naoto Saito Management For Voted - Against
12 Elect Eiichi Izumo Management For Voted - For
13 Elect Miyuki Ishiguro Management For Voted - For
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Security ID: 109194100 Ticker: BFAM
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Stephen H. Kramer Management For Voted - For
2 Elect Sara Lawrence-Lightfoot Management For Voted - For
3 Elect Cathy E. Minehan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
CHEGG, INC.
Security ID: 163092109 Ticker: CHGG
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Renee Budig Management For Voted - For
2 Elect Daniel Rosensweig Management For Voted - For
3 Elect Theodore E. Schlein Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Equity Incentive Plan Management For Voted - Against
6 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
710
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA EAST EDUCATION HOLDINGS LIMITED
Security ID: G2120T100 Ticker: 0667
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect WU Wei Management For Voted - Against
6 Elect WU Junbao Management For Voted - Against
7 Elect ZHU Guobin Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
COURSERA, INC.
Security ID: 22266M104 Ticker: COUR
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Amanda M. Clark Management For Voted - For
1.2 Elect Christopher D. McCarthy Management For Voted - For
1.3 Elect Andrew Y. Ng Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
DOCEBO INC.
Security ID: 25609L105 Ticker: DCBO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Jason Chapnik Management For Voted - Against
3 Elect Claudio Erba Management For Voted - For
4 Elect James Merkur Management For Voted - For
5 Elect Kristin Halpin Perry Management For Voted - For
6 Elect Steven E. Spooner Management For Voted - For
7 Elect William Anderson Management For Voted - For
8 Elect Trisha Price Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
711
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
DUOLINGO, INC.
Security ID: 26603R106 Ticker: DUOL
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Amy Bohutinsky Management For Voted - Withheld
1.2 Elect Gillian Munson Management For Voted - Withheld
1.3 Elect Jim Shelton Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
EAST BUY HOLDING LIMITED
Security ID: G5313A101 Ticker: 1797
Meeting Date: 02-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Grant of Share Awards to YU Minhong Under the 2023
Scheme Management For Voted - For
4 Board Authorization in Relation to the Grant to YU
Minhong Management For Voted - For
5 Grant of Share Awards to SUN Dongxu Under the 2023
Scheme Management For Voted - For
6 Board Authorization in Relation to the Grant to SUN
Dongxu Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
GAKKEN HOLDINGS CO., LTD.
Security ID: J16884108 Ticker: 9470
Meeting Date: 23-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Hiroaki Miyahara Management For Voted - For
5 Elect Kazuhiko Fukuzumi Management For Voted - For
6 Elect Hitoshi Kobayakawa Management For Voted - For
7 Elect Yoshinobu Adachi Management For Voted - For
8 Elect Toru Goromaru Management For Voted - For
9 Elect Kenji Momota Management For Voted - For
10 Elect Norio Yamamoto Management For Voted - For
11 Elect Noriaki Yamada Management For Voted - For
12 Elect Maako Kido Maako Yoshida Management For Voted - For
13 Elect Miwako Iyoku Miwako Kondo Management For Voted - For
14 Elect Caroline F. Benton Management For Voted - For
15 Elect Kotaro Oda Management For Voted - Against
16 Elect Ryujin Matsuura Management For Voted - For
712
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Renewal of Takeover Defense Plan Management For Voted - Against
IDP EDUCATION LIMITED
Security ID: Q48215109 Ticker: IEL
Meeting Date: 18-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Re-elect Peter L. Polson Management For Voted - For
3 Re-elect Gregory (Greg) C. West Management For Voted - For
4 Elect Tracey A. Horton Management For Voted - For
5 Elect Michelle K. Tredenick Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Equity Grant - MD/CEO Tennealle O'Shannessy
(Performance Rights) Management For Voted - For
8 Equity Grant - MD/CEO Tennealle O'Shannessy
(Service Rights) Management For Voted - For
9 Amendments to Constitution Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Renew Proportional Takeover Provisions Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Board Spill Resolution (Conditional) Management Against Voted - Against
INSOURCE CO., LTD.
Security ID: J2467H104 Ticker: 6200
Meeting Date: 16-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect Takayuki Funahashi Management For Voted - For
5 Elect Kumiko Kawabata Management For Voted - For
6 Elect Shigeo Fujimoto Management For Voted - For
7 Elect Tetsuya Sawada Management For Voted - For
8 Elect Daisuke Kanai Management For Voted - For
9 Elect Hidenori Fujioka Management For Voted - For
10 Elect Norio Kambayashi Management For Voted - For
11 Elect Katsuko Hirotomi Management For Voted - For
12 Elect Kunihiro Nakahara as Statutory Auditor Management For Voted - For
JOHN WILEY & SONS, INC.
Security ID: 968223206 Ticker: WLY
Meeting Date: 29-Sep-22 Meeting Type: Annual
1.1 Elect Beth A. Birnbaum Management For Voted - For
1.2 Elect David C. Dobson Management For Voted - Withheld
1.3 Elect Brian O. Hemphill Management For Voted - For
713
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Inder M. Singh Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2022 Omnibus Stock and Long-Term
Incentive Plan Management For Voted - For
KAHOOT ASA
Security ID: R3S4AN105 Ticker: KAHOT
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chair Management For Take No Action
6 Agenda Management For Take No Action
7 Minutes Management For Take No Action
8 Election of Chris Caulkin to the Board of Directors Management For Take No Action
9 Directors' Fees Management For Take No Action
10 Non-Voting Meeting Note N/A N/A Take No Action
11 Non-Voting Meeting Note N/A N/A Take No Action
12 Non-Voting Meeting Note N/A N/A Take No Action
13 Non-Voting Meeting Note N/A N/A Take No Action
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Election of Presiding Chair Management For Take No Action
6 Notice of Meeting; Agenda Management For Take No Action
7 Minutes Management For Take No Action
8 Accounts and Reports Management For Take No Action
9 Non-Voting Agenda Item N/A N/A Take No Action
10 Authority to Set Auditor's Fees Management For Take No Action
11 Remuneration Report Management For Take No Action
12 Remuneration Policy Management For Take No Action
13 Elect Andreas Hansson Management For Take No Action
14 Elect Lori Wright Management For Take No Action
15 Elect Joanne Bradford Management For Take No Action
16 Elect Stefan Blom Management For Take No Action
17 Elect Chris Caulkin Management For Take No Action
18 Directors' Fees Management For Take No Action
19 Fees to the Directors (RSUs) Management For Take No Action
20 Approval of Nomination Committee Guidelines Management For Take No Action
21 Appointment of Nomination Committee Management For Take No Action
22 Nomination Committee Fees Management For Take No Action
714
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
24 Authority to Issue Shares (Long-Term Incentive
Scheme) Management For Take No Action
25 Authority to Repurchase Shares Management For Take No Action
26 Amendments to Articles Management For Take No Action
27 Non-Voting Meeting Note N/A N/A Take No Action
28 Non-Voting Meeting Note N/A N/A Take No Action
29 Non-Voting Meeting Note N/A N/A Take No Action
30 Non-Voting Meeting Note N/A N/A Take No Action
KOOLEARN TECHNOLOGY HOLDING LIMITED
Security ID: G5313A101 Ticker: 1797
Meeting Date: 03-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect YU Minhong Management For Voted - Against
5 Elect SUN Chang Management For Voted - For
6 Elect LIN Zheying Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Adoption of New Articles Management For Voted - For
Meeting Date: 31-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Change in Company Name Management For Voted - For
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the 2023 Share Scheme Management For Voted - Against
4 Service Provider Sublimit Management For Voted - Against
MEDIA DO CO., LTD.
Security ID: J4180H106 Ticker: 3678
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Yasushi Fujita Management For Voted - Against
3 Elect Shin Niina Management For Voted - For
4 Elect Atsushi Mizoguchi Management For Voted - For
715
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Hiroshi Kanda Management For Voted - For
6 Elect Kayoko Hanamura Kayoko Hayashi Management For Voted - For
7 Elect Ayako Kanamaru Management For Voted - For
8 Elect Haruo Miyagi Management For Voted - For
9 Elect Junko Mokuno Junko Takeo Management For Voted - For
10 Elect Makoto Nakajima as Statutory Auditor Management For Voted - For
11 Appointment of Auditor Management For Voted - For
MEGASTUDY EDU CO. LTD
Security ID: Y5933R104 Ticker: 215200
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Elect LEE Chang Sub Management For Voted - Against
2 Elect JEONG Eun Chang Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Corporate Auditors' Fees Management For Voted - For
NERDY, INC.
Security ID: 64081V109 Ticker: NRDY
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect Rob Hutter Management For Voted - For
1.2 Elect Christopher P. Marshall Management For Voted - For
2 Ratification of Auditor Management For Voted - For
PEARSON PLC
Security ID: G69651100 Ticker: PSON
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Andy Bird Management For Voted - For
4 Elect Sherry Coutu Management For Voted - For
5 Elect Sally Johnson Management For Voted - For
6 Elect Omid R. Kordestani Management For Voted - For
7 Elect Esther S. Lee Management For Voted - For
8 Elect Graeme D. Pitkethly Management For Voted - For
9 Elect Tim Score Management For Voted - For
10 Elect Annette Thomas Management For Voted - For
11 Elect Lincoln Wallen Management For Voted - For
12 Remuneration Policy Management For Voted - Against
13 Remuneration Report Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
716
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
RINGCENTRAL, INC.
Security ID: 76680R206 Ticker: RNG
Meeting Date: 15-Dec-22 Meeting Type: Annual
1.1 Elect Vladimir Shmunis Management For Voted - For
1.2 Elect Kenneth A. Goldman Management For Voted - Withheld
1.3 Elect Michelle R. McKenna Management For Voted - Withheld
1.4 Elect Robert Theis Management For Voted - Withheld
1.5 Elect Allan Thygesen Management For Voted - Withheld
1.6 Elect Neil Williams Management For Voted - For
1.7 Elect Mignon L. Clyburn Management For Voted - For
1.8 Elect Arne Duncan Management For Voted - For
1.9 Elect Tarek Robbiati Management For Voted - For
1.10 Elect Sridhar Srinivasan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Amendment to the 2013 Equity Incentive Plan Management For Voted - Against
RISO KYOIKU CO., LTD.
Security ID: J65236101 Ticker: 4714
Meeting Date: 26-May-23 Meeting Type: Annual
1 Elect Mitsugu Iwasa Management For Voted - For
2 Elect Masahiko Tembo Management For Voted - For
3 Elect Masaaki Kume Management For Voted - For
4 Elect Masaya Ueda Management For Voted - For
5 Elect Saburo Nishiura Management For Voted - For
6 Elect Toshio Sato Management For Voted - For
7 Elect Toru Konishi Management For Voted - For
8 Elect Maiko Onoda Maiko Ito Management For Voted - For
9 Elect Yuki Hirashima as Statutory Auditor Management For Voted - For
SCHOLASTIC CORPORATION
Security ID: 807066105 Ticker: SCHL
Meeting Date: 21-Sep-22 Meeting Type: Annual
1.1 Elect James W. Barge Management For Voted - Withheld
1.2 Elect John L. Davies Management For Voted - For
717
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
STRIDE, INC.
Security ID: 86333M108 Ticker: LRN
Meeting Date: 09-Dec-22 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Craig R. Barrett Management For Voted - For
3 Elect Robert L. Cohen Management For Voted - For
4 Elect Steven B. Fink Management For Voted - For
5 Elect Robert E. Knowling, Jr. Management For Voted - For
6 Elect Liza McFadden Management For Voted - For
7 Elect James J. Rhyu Management For Voted - For
8 Elect Joseph A. Verbrugge Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendment to the 2016 Equity Incentive Award Plan Management For Voted - For
UDEMY, INC.
Security ID: 902685106 Ticker: UDMY
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Jeffrey Lieberman Management For Voted - Withheld
1.2 Elect Natalie Schechtman Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
YDUQS PARTICIPACOES S.A.
Security ID: P3784E132 Ticker: YDUQ3
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Management Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Request Establishment of Supervisory Council Management N/A Voted - For
6 Supervisory Council Size Management For Voted - For
7 Election of Supervisory Council Management For Voted - For
8 Approve Recasting of Votes for Amended Supervisory
Council Slate Management N/A Voted - Against
9 Remuneration Policy Management For Voted - Against
10 Instructions if Meeting is Held on Second Call Management N/A Voted - Against
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
718
Global X Education ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Article 18 (Audit and Finance
Committee) Management For Voted - For
4 Approval of Stock Option Plan Management For Voted - For
5 Instructions if Meeting is Held on Second Call Management N/A Voted - For
ZOOM VIDEO COMMUNICATIONS, INC.
Security ID: 98980L101 Ticker: ZM
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Eric Yuan Management For Voted - For
1.2 Elect Peter Gassner Management For Voted - For
1.3 Elect H. R. McMaster Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
719
Global X Emerging Markets ETF
Proposal Proposed by Mgt. Position Registrant Voted
BYD CO LTD
Security ID: Y1023R104 Ticker: 1211
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Approval of Cap of Ordinary Connected Transactions Management For Voted - For
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
12 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
13 Liability Insurance Management For Voted - Abstain
14 Compliance Manual in Relation to Connected
Transactions Management For Voted - For
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y15079109 Ticker: 601888
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Work Report of the Board of Directors of the
Company for the Year 2022 Management For Voted - For
3 Work Report of the Supervisory Board of the Company
for the Year 2022 Management For Voted - For
4 Work Report of the Independent Directors of the
Company for the Year 2022 Management For Voted - For
5 Final Financial Report of the Company for the Year
2022
Management For Voted - For
6 Profit Distribution Proposal of the Company for the
Year 2022 Management For Voted - For
7 2022 Annual Report of the Company Management For Voted - For
8 Deposit Services and the Renewal of Annual Caps
Under the Financial Services Agreement With CTG
Finance Company Limited Management For Voted - For
9 Elect LIU Defu Management For Voted - Against
10 Appointment of Auditors for the Year 2023 Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect LI Gang Management For Voted - For
720
Global X Emerging Markets ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect CHEN Guoqiang Management For Voted - For
14 Elect WANG Xuan Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect GE Ming Management For Voted - For
17 Elect WANG Ying Management For Voted - For
18 Elect WANG Qiang Management For Voted - For
DALMIA BHARAT LIMITED
Security ID: Y6S3J2117 Ticker: DALBHARAT
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Yadu Hari Dalmia Management For Voted - For
4 Elect & Appoint Gautam Dalmia (Managing Director);
Approval of Remuneration Management For Voted - For
5 Elect & Appoint Puneet Yadu Dalmia (Managing
Director); Approval of Remuneration Management For Voted - For
6 Holding of Office or Place of Profit by
Non-Executive Director Yadu Hari Dalmia (Advisor of
Subsidiary) Management For Voted - Against
7 Elect Paul Heinz Hugentobler Management For Voted - For
8 Elect Anuradha Mookerjee Management For Voted - For
9 Directors' Remuneration Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
GANFENG LITHIUM GROUP CO. LTD.
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Report and its Summary, and Annual
Results Announcement Management For Voted - For
5 2022 Financial Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Remuneration for Auditors Management For Voted - For
8 Remuneration for Directors and Senior Management Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Amendments to Management System for External
Donations and Sponsorships Management For Voted - For
11 Amendments to Management System for Venture Capital
Investment Management For Voted - For
12 2022 Profit Distribution Plan Management For Voted - For
13 General Mandate to Issue A/H Shares w/o Preemptive
Rights Management For Voted - Against
721
Global X Emerging Markets ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Authority to Issue Debt Instruments Management For Voted - For
15 Venture Capital Investment with Proprietary Funds Management For Voted - For
16 2023 Related Party Transactions with Lithium
Americas Corp. Management For Voted - For
17 Derivatives Trading with Self-Owned Funds Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V.
Security ID: P49501201 Ticker: GFNORTE
Meeting Date: 02-Jun-23 Meeting Type: Ordinary
1 Interim Dividend Management For Voted - For
2 Set Dividend Payment Date Management For Voted - For
3 Election of Meeting Delegates Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
MEITUAN DIANPING
Security ID: G59669104 Ticker: 3690
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Marjorie MUN Tak Yang Management For Voted - For
5 Elect WANG Huiwen Management Abstain Voted - Abstain
6 Elect Gordon Robert Halyburton Orr Management For Voted - Against
7 Elect LENG Xuesong Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Post-IPO Share Option Scheme Management For Voted - For
13 Amendment to the Post-IPO Share Award Scheme Management For Voted - For
14 Scheme Limit Management For Voted - For
15 Service Provider Sublimit Management For Voted - For
16 Issue of 9,686 Class B Shares to Gordon Robert
Halyburton Orr under the Post-IPO Share Award Scheme Management For Voted - For
17 Issue of 9,686 Class B Shares to LENG Xuesong under
the Post-IPO Share Award Scheme Management For Voted - For
18 Issue of 9,686 Class B Shares to Harry SHUM Heung
Yeung under the Post-IPO Share Award Scheme Management For Voted - For
19 Amendments to Articles Management For Voted - For
722
Global X Emerging Markets ETF
Proposal Proposed by Mgt. Position Registrant Voted
MYTILINEOS S.A.
Security ID: X56014131 Ticker: MYTIL
Meeting Date: 01-Jun-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends; Directors' Fees Management For Voted - For
4 Remuneration Report Management For Voted - Against
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Ratification of Board and Auditor's Acts Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect Christos Gavalas Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
PRUDENTIAL PLC
Security ID: G72899100 Ticker: PRU
Meeting Date: 25-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Remuneration Policy Management For Voted - For
4 Elect Arijit Basu Management For Voted - For
5 Elect Claudia Sussmuth Dyckerhoff Management For Voted - For
6 Elect Anil Wadhwani Management For Voted - For
7 Elect Shriti Vadera Management For Voted - For
8 Elect Jeremy Anderson Management For Voted - For
9 Elect CHUA Sock Koong Management For Voted - For
10 Elect David Law Management For Voted - For
11 Elect Ming Lu Management For Voted - For
12 Elect George D. Sartorel Management For Voted - For
13 Elect Jeanette Wong Management For Voted - For
14 Elect Yok Tak Amy Yip Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Set Auditor's Fees Management For Voted - For
17 Authorisation of Political Donations Management For Voted - For
18 Sharesave Plan Management For Voted - For
19 Long-Term Incentive Plan Management For Voted - For
20 International Savings-Related Share Option Scheme
for Non-Employees Management For Voted - For
21 Service Provider Sublimit (ISSOSNE) Management For Voted - For
22 Agency Long-Term Incentive Plan Management For Voted - For
23 Service Provider Sublimit (Agency LTIP) Management For Voted - For
24 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
723
Global X Emerging Markets ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Authority to Issue Repurchased Shares w/ Preemptive
Rights Management For Voted - For
26 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
27 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
28 Authority to Repurchase Shares Management For Voted - For
29 Adoption of New Articles Management For Voted - For
30 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
SAMSONITE INTERNATIONAL SA
Security ID: L80308106 Ticker: 1910
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Results Management For Voted - For
5 Elect Kyle F. Gendreau Management For Voted - For
6 Elect Tom Korbas Management For Voted - For
7 Elect Ying Yeh Management For Voted - Against
8 Appointment of Approved Statutory Auditor Management For Voted - For
9 Appointment of External Auditor Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Grant of 4,029,621 RSUs to Kyle Francis Gendreau Management For Voted - For
13 Grant Discharge to Approved Statutory Auditor for
Exercise of Its Mandate Management For Voted - For
14 Directors' Fees Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 01-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amendments to Article 11 Management For Voted - For
4 Amendments to Article 13.2 Management For Voted - For
5 Amendments to Article 13.18 Management For Voted - For
6 Amendments to Articles' Numbering Management For Voted - For
TRIP.COM GROUP LIMITED
Security ID: 89677Q107 Ticker: TCOM
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
724
Global X Emerging Markets ETF
Proposal Proposed by Mgt. Position Registrant Voted
WUXI BIOLOGICS (CAYMAN) INC.
Security ID: G97008117 Ticker: 2269
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Ge LI Management For Voted - Against
5 Elect CHEN Zhisheng Management For Voted - For
6 Elect Kenneth Walton Hitchner III Management For Voted - Against
7 Elect Jackson Peter Tai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendments to the Restricted Share Award Scheme Management For Voted - Against
11 Amendments to the Share Award Scheme for Global
Partner Program Management For Voted - Against
12 Adoption of the Scheme Mandate Limit Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
725
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
AIA GROUP LTD
Security ID: Y002A1105
Meeting Date: 18-May-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0411/2023041100617.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0411/2023041100638.pdf Non-Voting Non-Voting
19 Apr 2023: Please Note in the Hong Kong Market
That A Vote of "abstain"-will be Treated the Same
As A "take No Action" Vote. Non-Voting Non-Voting
1 To Receive the Audited Consolidated Financial
Statements of the Company, the Report of the
Directors and the Independent Auditors Report for
the Year Ended 31 December 2022 Management For Voted - For
2 To Declare A Final Dividend of 113.40 Hong Kong
Cents Per Share for the Year Ended 31 December 2022 Management For Voted - For
3 To Re-elect Mr. Edmund Sze-wing Tse As Independent
Non-executive Director of the Company Management For Voted - For
4 To Re-elect Mr. Jack Chak-kwong So As Independent
Non-executive Director of the Company Management For Voted - For
5 To Re-elect Professor Lawrence Juen-yee Lau As
Independent Non-executive Director of the Company Management For Voted - For
6 To Re-appoint PricewaterhouseCoopers As Auditor of
the Company and to Authorise the Board of Directors
of the Company to Fix Its Remuneration Management For Voted - For
7A To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company, Not Exceeding 10 Per Cent of the Number of
Shares of the Company in Issue As at the Date of
This Resolution, and the Discount for Any Shares to
be Issued Shall Not Exceed 10 Per Cent to the
Benchmarked Price Management For Voted - For
7B To Grant A General Mandate to the Directors to Buy
Back Shares of the Company, Not Exceeding 10 Per
Cent of the Number of Shares of the Company in
Issue As at the Date of This Resolution Management For Voted - For
8 To Adjust the Limit of the Annual Sum of the
Directors Fee to Usd 3,800,000 Management For Voted - For
9 To Approve and Adopt the Proposed Amendments to the
Share Option Scheme of the Company Management Against Voted - Against
10 To Approve and Adopt the Restricted Share Unit
Scheme of the Company with the Amended Terms Management Against Voted - Against
11 To Approve and Adopt the Employee Share Purchase
Plan of the Company with the Amended Terms Management Against Voted - Against
12 To Approve and Adopt the Agency Share Purchase Plan
of the Company with the Amended Terms Management Against Voted - Against
726
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
19 Apr 2023: Please Note That This is A Revision
Due to Modification Of-comment. If You Have Already
Sent in Your Votes, Please Do Not Vote Again-unless
You Decide to Amend Your Original Instructions.
Thank You Non-Voting
AL RAJHI BANK
Security ID: M0R60D105
Meeting Date: 21-Mar-23 Meeting Type: Ordinary General Meeting
1 Viewing and Discussing the Report of the Board of
Directors for the Financial Year Ended 31/12/2022 Management For Voted - For
2 Viewing and Discussing the Bank Financial
Statements for the Financial Year Ended 31/12/2022 Management For Voted - For
3 Viewing the Bank External Auditor Report for the
Financial Year Ended 31/12/2022 After Discussing It Management For Voted - For
4 Voting on the Discharge of the Members of the Board
of Directors from Liability for the Financial Year
Ended 31/12/2022 Management For Voted - For
5 Voting on the Board of Directors Recommendation to
Distribute Cash Dividends of Sar (5000) Million to
Shareholders for the Fiscal Year Ended on December
31, 2022, Estimated at Sar (1.25) Per Share,
Representing (12.5%) of the Face Value of Share.
Accordingly, Total Distributed Dividends for the
Fiscal Year Ended on December 31, 2022 is Sar
(5,000) Million, Estimated at Sar (1.25) Per Share,
Representing (12.5%) of the Face Value of Share.
the Eligibility of Dividends Shall be for the Bank
S Shareholders Who Own Shares at the End of the
Trading Day of General Assembly Meeting and Who are
Registered at Securities Depository Center (edaa)
at the End of the Second Trading Day of General
Assembly Meeting Noting That Dividends Distribution
Commences on 02/04/2023 Management For Voted - For
6 Voting on Authorizing the Board of Directors to
Distribute Interim Dividends to the Shareholders
Quarterly Basis for the Financial Year 2023 Management For Voted - For
7 Voting on Appointing an External Auditor for the
Bank Among Those Nominees Based on the
Recommendation of the Audit Committee to Examine,
Review and Audit the Financial Statements for the
First, Second, and Third Quarters and Audit Annual
Financial Statements of the Financial Year 2023 and
the First Quarter of the Financial Year 2024 and
Determine Their Fees Management For Voted - For
8 Voting on the Payment an Amount of Sar (4,946,438)
As Remunerations and Compensations to the Members
of the Board of Directors for the Period from
01/01/2022 to 31/12/2022 Management For Voted - For
9 Voting on the Payment an Amount of Sar (945,000) As
Remunerations and Compensations to the Members of
727
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Board of Directors for the Period from
01/01/2022 to 31/12/2022 Management For Voted - For
10 Voting on Amending Board Audit and Compliance
Committee Charter Management Against Voted - Against
Deletion of Comment Non-Voting
11A Voting on the Board of Directors Resolution to
Appoint an Executive Board Member (managing
Director) to the Board of Directors Starting from
Date of Appointment on 09/11/2022 Until End of the
Current Term of the Board of Directors on
13/11/2023: Appointing Mr. Waleed Bin Abdullah Al
Mogbel Management For Voted - For
12 Voting on Delegating the Ordinary General Assembly
Authorization Powers Stipulated in Paragraph (1) of
Article (27) of the Companies Law to the Board of
Directors, for One Year from the General Assembly
Approval Date Or Until the End of the Term of the
Delegated Board of Directors, Whichever is Earlier,
Pursuant to the Conditions Related to Listed Join
Stock Companies Which Contained in the Implementing
Regulations of Companies Law Management For Voted - For
13 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Micro and Small Business Motor Insurance, at Arm S
Length Basis, for A Period of One Year with A Value
of Sar (27,662,596) for 2022 Management For Voted - For
14 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Banker S Blanket Bond and Professional Indemnity
Insurance, at Arm S Length Basis, for A Period of
One Year with A Value of Sar (12,056,443) for 2022 Management For Voted - For
15 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Directors and Officers Insurance, at Arm S Length
Basis, for A Period of One Year with A Value of Sar
(4,010,160) for 2022 Management For Voted - For
728
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
16 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Properties All Risk Policy, at Arm S Length Basis,
for A Period of One Year with A Value of Sar
(2,309,517) for 2022 Management For Voted - For
17 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Fire and Allied Perils Mortgage Insurance
Agreement, at Arm S Length Basis, for A Period of
One Year with A Value of Sar (6,538,885) for 2022 Management For Voted - For
18 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Bancassurance Agreement, at Arm S Length Basis, for
A Period of One Year with A Value of Sar
(80,504,252) for 2022 Management For Voted - For
19 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Motor Insurance Agreement, at Arm S Length Basis,
for A Period of One Year with A Value of Sar
(421,377,668) for 2022 Management For Voted - For
03 Mar 2023: Please Note That This is A Revision
Due to Change in Meeting-type from Agm to Ogm. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting
729
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA GROUP HOLDING LTD
Security ID: G01719114
Meeting Date: 30-Sep-22 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0808/2022080800976.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0808/2022080800994.pdf Non-Voting
1.1 Elect the Following Director Nominee to Serve on
the Board of Director: Daniel Yong Zhang Management For Voted - For
1.2 Elect the Following Director Nominee to Serve on
the Board of Director: Jerry Yang Management For Voted - For
1.3 Elect the Following Director Nominee to Serve on
the Board of Director: Wan Ling Martello Management For Voted - For
1.4 Elect the Following Director Nominee to Serve on
the Board of Director: Weijian Shan Management For Voted - For
1.5 Elect the Following Director Nominee to Serve on
the Board of Director: Irene Yun- Lien Lee Management For Voted - For
1.6 Elect the Following Director Nominee to Serve on
the Board of Director: Albert Kong Ping Ng Management For Voted - For
2 Ratify the Appointment of PricewaterhouseCoopers As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending March 31,
2023 Management For Voted - For
ALPHA SERVICES AND HOLDINGS S.A.
Security ID: X0084L106
Meeting Date: 22-Jul-22 Meeting Type: Ordinary General Meeting
Voting Must be Lodged with Shareholder Details As
Provided by Your Custodian- Bank. If No Shareholder
Details are Provided, Your Instructions May Be-
Rejected Non-Voting
Please Note That This is an Amendment to Meeting Id
770153 Due to Splitting-of Resolution 11. All Votes
Received on the Previous Meeting Will
Be-disregarded If Vote Deadline Extensions are
Granted. Therefore Please-reinstruct on This
Meeting Notice on the New Job. If However Vote
Deadline-extensions are Not Granted in the Market,
This Meeting Will be Closed And-your Vote
Intentions on the Original Meeting Will be
Applicable. Please-ensure Voting is Submitted Prior
to Cutoff on the Original Meeting, and As-soon As
Possible on This New Amended Meeting. Thank You Non-Voting
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
730
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2.1 Approve Offsetting of Accumulated Losses Using
Statutory and Special Reserves Management For Voted - For
3.1 Approve Management of Company and Grant Discharge
to Auditors Management For Voted - For
4.1 Approve Auditors and Fix Their Remuneration Management For Voted - For
5.1 Approve Remuneration of Directors for 2021 Management For Voted - For
6.1 Approve Advance Payment of Director Remuneration
for 2022 Management For Voted - For
7.1 Advisory Vote on Remuneration Report Management For Voted - For
8 Receive Audit Committee's Activity Report Non-Voting Non-Voting
9 Receive Report from Independent Non- Executive
Directors Non-Voting Non-Voting
10 Announce Election of Director Non-Voting Non-Voting
11.1 Elect Vasileios T. Rapanos As Director Management For Voted - For
11.2 Elect Vassilios E. Psaltis As Director Management For Voted - For
11.3 Elect Spyros N. Filaretos As Director Management For Voted - For
11.4 Elect Efthimios O. Vidalis As Director Management For Voted - For
11.5 Elect Elli M. Andriopoulou As Independent
Non-executive Director Management For Voted - For
11.6 Elect Aspasia F. Palimeri As Independent
Non-executive Director Management For Voted - For
11.7 Elect Dimitris C. Tsitsiragos As Independent
Non-executive Director Management For Voted - For
11.8 Elect Jean L. Cheval As Independent Non- Executive
Director Management For Voted - For
11.9 Elect Carolyn G. Dittmeier As Independent
Non-executive Director Management For Voted - For
11.10Elect Richard R. Gildea As Independent Non-
Executive Director Management For Voted - For
11.11Elect Elanor R. Hardwick As Independent
Non-executive Director Management For Voted - For
11.12Elect Shahzad A. Shahbaz As Independent
Non-executive Director Management For Voted - For
11.13Elect Johannes Herman Frederik G. Umbgrove As
Director Management For Voted - For
12.1 Approve Type, Composition, and Term of the Audit
Committee Management For Voted - For
13.1 Approve Share Capital Reduction and Shareholders
Remuneration in Kind Management For Voted - For
14 Receive Information on Cases of Conflict of Interest Non-Voting Non-Voting
15.1 Authorize Board to Participate in Companies with
Similar Business Interests Management For Voted - For
Intermediary Clients Only - Please Note That If You
are Classified As An- Intermediary Client Under the
Shareholder Rights Directive II, You Should
Be-providing the Underlying Shareholder Information
at the Vote Instruction-level. If You are Unsure on
How to Provide This Level of Data to
Broadridge-outside of Proxyedge, Please Speak to
Your Dedicated Client Service-representative for
Assistance Non-Voting
731
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
14 Jul 2022: Please Note That This is A Revision
Due to Change in Numbering-of Resolutions and
Addition of Comment. If You Have Already Sent in
Your-votes, Please Do Not Vote Again Unless You
Decide to Amend Your Original-instructions. Thank
You Non-Voting
14 Jul 2022: Please Note in the Event the Meeting
Does Not Reach Quorum,-there Will be an A
Repetitive Meeting on 29 Jul 2022. Also, Your
Voting-instructions Will Not be Carried Over to the
Second Call. All Votes Received-on This Meeting
Will be Disregarded and You Will Need to Reinstruct
on The-repetitive Meeting. Thank You Non-Voting
ARCOS DORADOS HOLDINGS INC
Security ID: G0457F107 Ticker: ARCO
Meeting Date: 28-Apr-23 Meeting Type: Annual
1. Consideration and Approval of the Financial
Statements of the Company Corresponding to the
Fiscal Year Ended December 31, 2022, the
Independent Report of the External Auditors Ey
(pistrelli, Henry Martin Y Asociados S.r.l., Member
Firm of Ernst & Young Global), and the Notes
Corresponding to the Fiscal Year Ended December 31,
2022. Management For Voted - For
2. Appointment and Remuneration of Ey (pistrelli,
Henry Martin Y Asociados S.r.l., Member Firm of
Ernst & Young Global), As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2023. Management For Voted - For
3.1 Director: Mr. Michael Chu Management For Voted - For
3.2 Director: Mr. Jose Alberto Velez Management For Voted - For
3.3 Director: Mr. Jose Fernandez Management For Voted - For
3.4 Director: Ms. Karla Berman Management For Voted - For
BYD COMPANY LTD
Security ID: Y1023R104
Meeting Date: 08-Jun-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0418/2023041801055.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0418/2023041801069.pdf Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the Board) for the Year
Ended 31 December 2022 Management
732
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2 To Consider and Approve the Report of the
Supervisory Committee of the Company (the
Supervisory Committee) for the Year Ended 31
December 2022 Management
3 To Consider and Approve the Audited Financial
Report of the Company for the Year Ended 31
December 2022 Management
4 To Consider and Approve the Annual Report of the
Company for the Year Ended 31 December 2022 and the
Summary Thereof Management
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year Ended 31 December
2022 Management
6 To Consider and Approve the Appointment of Ernst &
Young Hua Ming LLP As the Sole External Auditor and
Internal Control Audit Institution of the Company
for the Financial Year of 2023 and to Hold Office
Until the Next Annual General Meeting of the
Company, and to Authorise the Board and the Board
Delegates the Management of the Company to
Determine Their Remuneration Management
7 To Consider and Approve the Provision of Guarantees
by the Group Management
8 To Consider and Approve the Estimated Cap of
Ordinary Connected Transactions of the Group for
the Year 2023 Management
9 To Consider and Approve: (a) the Grant to the Board
A General Mandate to Allot, Issue and Deal with
Additional H Shares in the Capital of the Company
Subject to the Following Conditions: (i) That the
Aggregate Nominal Amount of H Shares of the Company
Allotted, Issued and Dealt with Or Agreed
Conditionally Or Unconditionally to be Allotted,
Issued Or Dealt with by the Board Pursuant to the
General Mandate Shall Not Exceed 20 Per Cent of the
Aggregate Nominal Amount of H Shares of the Company
in Issue (ii) That the Exercise of the General
Mandate Shall be Subject to All Governmental And/or
Regulatory Approval(s), If Any, and Applicable Laws
(including But Without Limitation, the Company Law
of the Prc and the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
Limited (the Listing Rules)) (iii) That the General
Mandate Shall Remain Valid Until the Earliest of
(1) the Conclusion of the Next Annual General
Meeting of the Company; Or (2) the Expiration of A
12-month Period Following the Passing of This
Resolution; Or (3) the Date on Which the Authority
Set Out in This Resolution is Revoked Or Varied by
A Special Resolution of the Shareholders of the
Company in A General Meeting; and (b) the
Authorisation to the Board to Approve, Execute and
Do Or Procure to be Executed and Done, All Such
Documents, Deeds and Things As It May Consider
733
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Necessary Or Expedient in Connection with the
Allotment and Issue of Any New Shares Pursuant to
the Exercise of the General Mandate Referred to in
Paragraph (a) of This Resolution Management
10 To Consider and Approve A General and Unconditional
Mandate to the Directors of Byd Electronic
(international) Company Limited (byd Electronic) to
Allot, Issue and Deal with New Shares of Byd
Electronic Not Exceeding 20 Per Cent of the Number
of the Issued Shares of Byd Electronic Management
11 To Consider and Approve the Authorisation to the
Board to Determine the Proposed Plan for the
Issuance of Debt Financing Instrument(s) Management
12 To Consider and Approve Matters in Connection with
the Purchase of Liability Insurance for the Company
and All Directors, Supervisors, Senior Management
and Other Related Persons, and Subject to Obtaining
Authorization from General Meeting, to Agree with
the Delegation of the Board to Authorize the
Chairman Or Its Authorised Persons to Approve and
Handle Matters in Connection with the Purchase of
Liability Insurance for the Company and All
Directors, Supervisors, and Senior Management
(including But Not Limited to the Determination of
Other Related Responsible Persons, the
Determination of the Insurance Company, the
Determination of the Insurance Amount, the Premium
and Other Insurance Clauses, the Signing of
Relevant Legal Documents and Dealing with Other
Matters Relating to the Purchase of Insurance,
Etc.), and to Deal with Matters Relating to the
Renewal Or Repurchase of the Insurance Upon Or
Before the Expiration of the Abovementioned
Liability Insurance Contracts Management
13 To Consider and Approve the Compliance Manual in
Relation to Connected Transaction of the Company As
Set Out in Appendix I to the Circular Dated 19
April 2023 of the Company Management
CAPITEC BANK HOLDINGS LIMITED
Security ID: S15445109
Meeting Date: 26-May-23 Meeting Type: Annual General Meeting
1O.1 Re-election of Ms Ch Fernandez As A Director Management For Voted - For
2O.2 Re-election of Mr Sa Du Plessis As A Director Management For Voted - For
3O.3 Re-election of Mr Pj Mouton As A Director Management For Voted - For
4O.4 Re-appointment of PricewaterhouseCoopers Inc. As
Auditor Management For Voted - For
5O.5 Re-appointment of Deloitte Touche As Auditor Management For Voted - For
6O.6 Approval to Issue (i) the Relevant Loss Absorbent
Capital Securities and (ii) Ordinary Shares Upon
734
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Occurrence of A Trigger Event in Respect of the
Relevant Loss Absorbent Capital Securities Management For Voted - For
7O.7 General Authority to Issue Ordinary Shares for Cash Management For Voted - For
NB.8 Non-binding Endorsement of the Remuneration Policy Management For Voted - For
NB.9 Non-binding Endorsement of the Implementation
Report on the Remuneration Policy Management For Voted - For
10S.1 Approval of the Non-executive Directors Remuneration Management For Voted - For
11S.2 General Authority for the Company to Repurchase and
for Subsidiaries to Purchase Ordinary Shares Management For Voted - For
12S.3 Authority for the Board to Authorise the Company to
Provide Financial Assistance to Related Companies
and Corporations Management For Voted - For
13S.4 Authority for the Board to Authorise the Company to
Provide Financial Assistance for the Acquisition of
Ordinary Shares for Purposes of the Restricted
Share Plan for Senior Managers Refer to the Notice
of Agm for More Information on Electronic
Participation Management For Voted - For
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y149A3100
Meeting Date: 11-Aug-22 Meeting Type: Extraordinary General Meeting
1 Amendments to the Company's Articles of Association Management Against Voted - Against
Meeting Date: 23-Nov-22 Meeting Type: Extraordinary General Meeting
1 Continuation of the Guarantee for Subsidiaries by
Controlled Subsidiaries Management For Voted - For
2 Amendments to the External Guarantee Management
System Management Against Voted - Against
Meeting Date: 02-Feb-23 Meeting Type: Extraordinary General Meeting
1 By-election of Non-independent Directors Management For Voted - For
2 Appointment of 2022 Audit Firm Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
CLICKS GROUP LIMITED
Security ID: S17249111
Meeting Date: 26-Jan-23 Meeting Type: Annual General Meeting
O.1 Adoption of Financial Statements Management For Voted - For
O.2 Reappointment of Auditor: Resolved That the Firm
Ernst & Young Inc. be Reappointed and Malcolm
Rapson As the Designated Auditor be Appointed for
the Ensuing Year Management For Voted - For
O.3 Election of Nomgando Matyumza As A Director Management For Voted - For
735
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
O.4 Election of Gordon Traill As A Director Management For Voted - For
O.5.1Election of Member of the Audit and Risk Committee:
Mfundiso Njeke Management For Voted - For
O.5.2Election of Member of the Audit and Risk Committee:
Sango Ntsaluba Management For Voted - For
O.5.3Election of Member of the Audit and Risk Committee:
Nomgando Matyumza Management For Voted - For
NB.6 Non-binding Advisory Vote: Approval of the
Company's Remuneration Policy Management For Voted - For
NB.7 Non-binding Advisory Vote: Endorsement of the
Company's Remuneration Implementation Report Management For Voted - For
S.1 General Authority to Repurchase Shares Management For Voted - For
S.2 Approval of Directors' Fees Management For Voted - For
S.3 General Approval to Provide Financial Assistance Management For Voted - For
04 Jan 2023: Please Note That This is A Revision
Due to Modification of Text-of Resolution O.2. If
You Have Already Sent in Your Votes, Please Do Not
Vote-again Unless You Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
DALMIA BHARAT LTD
Security ID: Y6S3J2117
Meeting Date: 01-Jul-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt: (a) Audited
Standalone Financial Statements of the Company for
the Year Ended March 31, 2022 Together with the
Reports of the Directors and Auditors Thereon; and
(b) Audited Consolidated Financial Statements of
the Company for the Year Ended March 31, 2022
Together with the Report of the Auditors Thereon Management For Voted - For
2 To Confirm the Payment of Interim Dividend of Inr
4.00 Per Equity Share, Already Paid and Declare
Final Dividend of Inr 5.00 (250%) Per Equity Share
for the Financial Year Ended March 31, 2022 Management For Voted - For
3 To Consider and Appoint A Director in Place of Dr.
Niddodi Subrao Rajan (din: 07339365), Who Retires
by Rotation and Being Eligible, Offers Himself for
Re-appointment Management For Voted - For
FIRSTRAND LTD
Security ID: S5202Z131
Meeting Date: 25-Aug-22 Meeting Type: Ordinary General Meeting
S.1 Authorise Repurchase of Issued Preference Share
Capital Management For Voted - For
S.2 Approve Scheme of Arrangement in Accordance with
Section 48(8)(b) Management For Voted - For
O.1 Authorise Ratification of Approved Resolutions Management For Voted - For
736
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
16 Aug 2022: Please Note That This is A Revision
Due to Change in Meeting-type from Egm to Ogm. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
Meeting Date: 01-Dec-22 Meeting Type: Annual General Meeting
O.1.1Re-election of Director of the Company by Way of
Separate Resolution: Gg Gelink Management For Voted - For
O.1.2Re-election of Director of the Company by Way of
Separate Resolution: Ll Von Zeuner Management For Voted - For
O.1.3Vacancy Filled by Director During the Year: Pd
Naidoo Management For Voted - For
O.2.1Appointment of External Auditors: Appointment of
Deloitte and Touche As External Auditor Management For Voted - For
O.2.2Appointment of External Auditors: Appointment of
PricewaterhouseCoopers Inc. As External Auditor Management For Voted - For
O.3 General Authority to Issue Authorised But Unissued
Ordinary Shares for Cash Management For Voted - For
O.4 Signing Authority to Director and Or Group Company
Secretary Management For Voted - For
NB.1 Non-binding Advisory Vote: Advisory Endorsement on
A Non-binding Basis for the Remuneration Policy Management For Voted - For
NB.2 Non-binding Advisory Vote: Advisory Endorsement on
A Non-binding Basis for the Remuneration
Implementation Report Management For Voted - For
S.1 General Authority to Repurchase Ordinary Shares Management For Voted - For
S.2.1 Financial Assistance to Directors and Prescribed
Officers As Employee Share Scheme Beneficiaries Management For Voted - For
S.2.2 Financial Assistance to Related and Interrelated
Entities Management For Voted - For
S.3 Remuneration of Non-executive Directors with Effect
from 1 December 2022 Management For Voted - For
FRONTERA ENERGY CORPORATION
Security ID: 35905B107
Meeting Date: 18-May-23 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against'-only for Resolution 1 and
'in Favor' Or 'abstain' Only for Resolution
Numbers-2.1 to 2.6 and 3. Thank You Non-Voting
1 To Set the Number of Directors at Six (6) Management For Voted - For
2.1 Election of Director: Luis F. Alarcon Mantilla Management Against Voted - Abstain
2.2 Election of Director: W. Ellis Armstrong Management For Voted - For
2.3 Election of Director: Veronique Giry Management For Voted - For
2.4 Election of Director: Orlando Cabrales Segovia Management For Voted - For
2.5 Election of Director: Gabriel De Alba Management For Voted - For
2.6 Election of Director: Russell Ford Management For Voted - For
737
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
3 Appointment of Ernst & Young LLP As Auditors of the
Corporation for the Ensuing Year and Authorizing
the Directors to Fix Their Remuneration Management For Voted - For
GAIL (INDIA) LTD
Security ID: Y2R78N114
Meeting Date: 26-Aug-22 Meeting Type: Annual General Meeting
1 Resolved That Audited Standalone As Well As
Consolidated Financial Statements for the Financial
Year Ended 31st March, 2022, Board's Report,
Independent Auditors' Report and the Comments
Thereon of the Comptroller & Auditor General of
India be and are Hereby Received, Considered and
Adopted Management
2 Resolved That Approval of the Shareholders be and
is Hereby Accorded for Payment of Final Dividend @
10.00 % (inr 1.00/- Per Equity Share) on the
Paid-up Equity Share Capital of the Company (as on
the Record Date), for the Financial Year 2021-22 As
Recommended by the Board and to Confirm the Payment
of 1st and 2nd Interim Dividend @ 40% and 50% (inr
4.00/- and Inr 5.00/- Per Equity Share) on the
Paid-up Equity Share Capital of the Company As
Approved by the Board and Already Paid in the Month
of January, 2022 and March, 2022 Respectively Management
3 Resolved That Shri M V Iyer, Director (business
Development) (din- 08198178) Who Offered Himself
for Re-appointment be and is Hereby Re-appointed As
Director of the Company Liable to Retire by Rotation Management
4 Resolved That Dr. Navneet Mohan Kothari, Government
Nominee Director (din- 02651712) Who Offered
Himself for Re-appointment be and is Hereby
Re-appointed As Director of the Company Liable to
Retire by Rotation Management
5 Resolved That the Board of Directors of the Company
be and is Hereby Authorized to Decide and Fix the
Remuneration of the Joint Statutory Auditor(s) of
the Company Appointed by Comptroller and Auditor
General of India for the Financial Year 2022- 23 Management
6 Resolved That Pursuant to the Provisions of Section
148 and Other Applicable Provisions of the
Companies Act, 2013 Read with the Companies (audit
and Auditors) Rules, 2014, (including Any Statutory
Modification(s) Or Re-enactment Thereof, for the
Time Being in Force), the Aggregate Remuneration
Payable to the Cost Auditor(s) Appointed by the
Board of Directors of the Company to Conduct the
Audit of Cost Records of the Various Units of the
Company for the Financial Year 2021- 22, Amounting
to Inr 25,20,000/- (rupees Twenty Five Lakh and
738
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Twenty Thousand Only) Plus Applicable Taxes and Out
of Pocket Expenses Etc. be and is Hereby Ratified Management
7 Material Related Party Transactions with Petronet
Lng Limited Management
8 Material Related Party Transactions with
Indraprastha Gas Limited Management
9 Material Related Party Transactions with Mahanagar
Gas Limited Management
10 Material Related Party Transactions with
Maharashtra Natural Gas Limited Management
11 Material Related Party Transactions with Ongc Petro
Additions Limited Management
12 Material Related Party Transactions with Ramagundam
Fertilizers and Chemicals Limited Management
13 Material Related Party Transactions with Central
U.p. Gas Limited Management
14 Material Related Party Transactions with Green Gas
Limited Management
15 Increase in the Authorized Share Capital of the
Company Management
16 Amendment of Objects Clause of Memorandum of
Association of the Company Management
17 Issue of Bonus Shares by Way of Capitalisation of
Free Reserves Management
GANFENG LITHIUM GROUP CO., LTD
Security ID: Y2690M105
Meeting Date: 25-Aug-22 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0804/2022080401930.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0804/2022080402022.pdf Non-Voting
09 Aug 2022: Deletion Comment Non-Voting
1 Proposed Adoption of the Share Option Incentive
Scheme 2022 Management For Voted - For
2 Regarding the Assessment Management Measures for
the Implementation of the Share Opinion Incentive
Scheme 2022 Management For Voted - For
3 Proposed Authorization to the Board to Deal with
Relevant Matters in Relation to the Share Option
Incentive Scheme 2022 Management For Voted - For
09 Aug 2022: Please Note That This is A of Revision
Due to Deletion Comment.-if You Have Already Sent
in Your Votes, Please Do Not Vote Again Unless
You-decide to Amend Your Original Instructions.
Thank You Non-Voting
739
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 25-Aug-22 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0804/2022080401918.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0804/2022080402006.pdf Non-Voting
1 Proposed Adoption of the Share Option Incentive
Scheme 2022 Management For Voted - For
2 Regarding the Assessment Management Measures for
the Implementation of the Share Opinion Incentive
Scheme 2022 Management For Voted - For
3 Proposed Authorization to the Board to Deal with
Relevant Matters in Relation to the Share Option
Incentive Scheme 2022 Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0908/2022090801112.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0908/2022090801114.pdf Non-Voting
S.1 To Consider and Approve the Proposed Change of
Company Name Management For Voted - For
S.2 Conditional Upon the Passing of the Special
Resolution Numbered 1, to Consider and Approve the
Proposed Amendments to the Articles of Association Management For Voted - For
O.1 To Consider and Approve the Proposed Capacity
Construction Scale Improvement of Ganfeng Lienergy
New-type Lithium Battery Project with 15 Gwh Annual
Capacity Management For Voted - For
O.2 To Consider and Approve the Proposed Investment and
Construction of New-type Lithium Battery Production
Project with 6 Gwh Annual Capacity by Ganfeng
Lienergy Management For Voted - For
O.3 To Consider and Approve the Proposed Investment and
Construction of Small Polymer Lithium Battery
Project with 2 Billion Units Annual Capacity by
Ganfeng New Lithium Source Management For Voted - For
Meeting Date: 20-Dec-22 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 1123/2022112300929.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 1123/2022112300945.pdf Non-Voting
1 To Consider and Approve the Capital Increase and
Share Expansion by Ganfeng Lienergy, A Controlled
740
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Subsidiary of the Company, and Related Party
Transaction Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0207/2023020700537.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0207/2023020700545.pdf Non-Voting
S.1 To Consider and Approve the Proposed Amendments to
the External Investment Management System Management For Voted - For
S.2 To Consider and Approve the Proposed Engagement in
Foreign Exchange Hedging Business by the Company
and Its Subsidiaries Management For Voted - For
S.3 To Consider and Approve the Application for Bank
Facilities and Provision of Guarantees by the
Company and Its Subsidiaries Management For Voted - For
S.4 To Consider and Approve the Proposed Investment in
Wealth Management Products with Self-owned Funds Management Against Voted - Against
S.5 To Consider and Approve the Continuing
Related-party Transactions for 2023 Management For Voted - For
O.1 To Consider and Approve the Proposed Signing of
Investment Agreement by Ganfeng Lienergy Management Against Voted - Against
O.2 To Consider and Approve the Proposed Investment and
Construction of New-type Lithium Battery and Energy
Storage Headquarters Project with 10 Gwh Annual
Capacity by Ganfeng Lienergy Management For Voted - For
09 Feb 2023: Please Note That This is A Revision
Due to Modification of The-text of Resolution S.3.
If You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting
GLOBANT S.A.
Security ID: L44385109 Ticker: GLOB
Meeting Date: 19-Apr-23 Meeting Type: Annual
2. Approval of the Consolidated Accounts of the
Company Prepared Under Eu Ifrs and Ifrs As of and
for the Financial Year Ended December 31, 2022. Management For Voted - For
3. Approval of the Company's Annual Accounts Under Lux
Gaap As of and for the Financial Year Ended
December 31, 2022. Management For Voted - For
4. Allocation of Results for the Financial Year Ended
December 31, 2022. Management For Voted - For
5. Vote on Discharge (quitus) of the Members of the
Board of Directors for the Proper Exercise of Their
Mandate During the Financial Year Ended December
31, 2022. Management For Voted - For
741
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
6. Approval of the Cash and Share Based Compensation
Payable to the Non-executive Members of the Board
of Directors for the Financial Year Ending on
December 31, 2023. Management For Voted - For
7. Appointment of PricewaterhouseCoopers, Soci[]t[]
Coop[]rative, As Independent Auditor for the Annual
Accounts and the Eu Ifrs Consolidated Accounts of
the Company for the Financial Year Ending on
December 31, 2023. Management For Voted - For
8. Appointment of Price Waterhouse & Co. S.r.l. As
Independent Auditor for the Ifrs Consolidated
Accounts of the Company for the Financial Year
Ending on December 31, 2023. Management For Voted - For
9. Re-appointment of Mrs. Linda Rottenberg As Member
of the Board of Directors for A Term Ending on the
Date of the Annual General Meeting of Shareholders
of the Company to be Held in 2026. Management For Voted - For
10. Re-appointment of Mr. Mart[]n Umaran As Member of
the Board of Directors for A Term Ending on the
Date of the Annual General Meeting of Shareholders
of the Company to be Held in 2026. Management For Voted - For
11. Re-appointment of Mr. Guibert Englebienne As Member
of the Board of Directors for A Term Ending on the
Date of the Annual General Meeting of Shareholders
of the Company to be Held in 2026. Management For Voted - For
E1. Approval of the Increase in the Authorized Capital
of the Company and Subsequent Amendments to the
Articles of Association. Management For Voted - For
GOERTEK INC
Security ID: Y27360109
Meeting Date: 26-Jul-22 Meeting Type: Extraordinary General Meeting
1 The Company's Homeland No. 6 Employee Stock
Ownership Plan (draft) and Its Summary Management For Voted - For
2 Management Measures for the Company's Homeland No.
6 Employee Stock Ownership Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Company's Homeland No. 6 Employee
Stock Ownership Plan Management For Voted - For
4 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
5 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
6 Authorization to the Board to Handle Matters
Regarding the 2022 Stock Option Incentive Plan Management For Voted - For
742
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
GRUPO FINANCIERO BANORTE SAB DE CV
Security ID: P49501201
Meeting Date: 29-Nov-22 Meeting Type: Extraordinary General Meeting
1 Proposal, Discussion And, If Deemed Appropriate,
Approval of the Inclusion of Banco Bineo, S.a.,
Institucion De Banca Multiple, As A Subsidiary
Financial Entity, and the Amendment, If Deemed
Appropriate, of Article 2 of the Corporate Bylaws
of the Company. First. Approval of the Inclusion of
Banco Bineo, S.a., Institucion De Banca Multiple,
Grupo Financiero Banorte, As A Financial Entity
That is Part of Grupo Financiero Banorte, S.a.b. De
C.v Management For Voted - For
2 Second. Approval of the Amendment of Article 2 of
the Corporate Bylaws of the Company, Due to the
Inclusion of Banco Bineo, S.a., Institucion De
Banca Multiple, Grupo Financiero Banorte, As A
Financial Entity That is Part of the Financial Group Management For Voted - For
3 Third. the Resolutions of the First Item of the
Agenda are Conditioned on the Corresponding
Regulatory Approvals Being Obtained Management For Voted - For
4 Proposal, Discussion And, If Deemed Appropriate,
Approval of the Amendment of the Unified Covenant
of Responsibilities of the Company As A Parent
Company. Fourth. to Approve the Company Signing the
Unified Covenant of Responsibilities with Banco
Bineo, S.a., Institucion De Banca Multiple, Grupo
Financiero Banorte, in Order That the Mentioned
Financial Entity Becomes Part of the Contractual
Relationship and Assumes the Rights and Obligations
That, As Such, Belong to It Under the Terms of the
Law for the Regulation of Financial Groupings and
for the Company to Assume Its Corresponding Rights
and Obligations As A Parent Company and to File the
Mentioned Unified Covenant of Responsibilities Management For Voted - For
5 Fifth. the Resolutions of the Second Item of the
Agenda are Conditioned on the Corresponding
Regulatory Approvals Being Obtained Management For Voted - For
6 Designation of A Delegate Or Delegates to Formalize
and Carry Out, If Deemed Appropriate, the
Resolutions That are Passed by the General Meeting.
Sixth. to Designate Delegates to Perform All of the
Acts That May be Necessary in Order to Carry Out
and Formalize the Resolutions That are Passed at
the General Meeting Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Ordinary General Meeting
1 Discussion And, If Deemed Appropriate, Approval of
A Proposal for the Payment of A Cash Dividend.
First. It is Proposed to Distribute Among the
743
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Shareholders A Dividend in the Amount of Mxn
16,759,016,371.63, Or Mxn 5.812127155478170 for
Each Share in Circulation, Against the Delivery of
Coupon 5, and to be Made During the Month of
December 2022 Management For Voted - For
2 Second. by Virtue of the Foregoing, It is Proposed
That the Dividend be Paid on December 8, 2022,
Through S.d. Indeval, Institucion Para El Deposito
De Valores, S.a. De C.v., After A Notice That is
Published by the Secretary of the Board of
Directors in One of the Large Circulation
Newspapers in the City of Monterey, Nuevo Leon, and
by Means of the Electronic System for the
Transmission and Release of Information, from Here
Onwards Referred to As Sedi, of the Mexican Stock
Exchange. Proposal, Discussion And, If Deemed
Appropriate, Approval to Increase the Maximum
Amount of Funds That Can be Allocated for Share
Buybacks, During the Period That Runs Between the
Date of the Holding of This General Meeting and the
Month of April of the Year 2023 Management For Voted - For
3 Proposal, Discussion And, If Deemed Appropriate,
Approval to Increase the Maximum Amount of Funds
That Can be Allocated for Share Buybacks, During
the Period That Runs Between the Date of the
Holding of This General Meeting and the Month of
April of the Year 2023. Third. It is Proposed to
Increase the Maximum Amount That is Allocated for
Share Buybacks by the Company to Reach the Quantity
of 32,344,000,000.00, to be Charged Against
Shareholder Equity, and That There Will be Included
Within the Same Those Transactions That are Carried
Out During the Period That Runs Between the Date of
the Holding of This General Meeting and the Month
of April of the Year 2023, Being Subject to the
Policy for the Buyback and Placement of the Shares
of the Company Management For Voted - For
4 Designation of A Delegate Or Delegates to Formalize
and Carry Out, If Deemed Appropriate, the
Resolutions That are Passed by the General Meeting.
Fourth. to Designate Delegates to Perform All of
the Acts That May be Necessary in Order to Carry
Out and Formalize the Resolutions That are Passed
at the General Meeting Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual General Meeting
1.A Approve Ceo's Report on Financial Statements and
Statutory Reports Management For Voted - For
1.B Approve Board's Report on Policies and Accounting
Information and Criteria Followed in Preparation of
Financial Information Management For Voted - For
1.C Approve Board's Report on Operations and Activities
Undertaken by Board Management For Voted - For
744
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
1.D Approve Report on Activities of Audit and Corporate
Practices Committee Management For Voted - For
1.E Approve All Operations Carried Out by Company and
Ratify Actions Carried Out by Board, Ceo and Audit
and Corporate Practices Committee Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Receive Auditor's Report on Tax Position of Company Non-Voting Non-Voting
4.A1 Elect Carlos Hank Gonzalez As Board Chairman Management For Voted - For
4.A2 Elect Juan Antonio Gonzalez Moreno As Director Management For Voted - For
4.A3 Elect David Juan Villarreal Montemayor As Director Management For Voted - For
4.A4 Elect Jose Marcos Ramirez Miguel As Director Management For Voted - For
4.A5 Elect Carlos De La Isla Corry As Director Management For Voted - For
4.A6 Elect Everardo Elizondo Almaguer As Director Management For Voted - For
4.A7 Elect Alicia Alejandra Lebrija Hirschfeld As
Director Management For Voted - For
4.A8 Elect Clemente Ismael Reyes Retana Valdes As
Director Management For Voted - For
4.A9 Elect Mariana Banos Reynaud As Director Management For Voted - For
4.A10 Elect Federico Carlos Fernandez Senderos As Director Management For Voted - For
4.A11 Elect David Penaloza Alanis As Director Management For Voted - For
4.A12 Elect Jose Antonio Chedraui Eguia As Director Management For Voted - For
4.A13 Elect Alfonso De Angoitia Noriega As Director Management For Voted - For
4.A14 Elect Thomas Stanley Heather Rodriguez As Director Management For Voted - For
4.A15 Elect Graciela Gonzalez Moreno As Alternate Director Management For Voted - For
4.A16 Elect Juan Antonio Gonzalez Marcos As Alternate
Director Management For Voted - For
4.A17 Elect Alberto Halabe Hamui As Alternate Director Management For Voted - For
4.A18 Elect Gerardo Salazar Viezca As Alternate Director Management For Voted - For
4.A19 Elect Alberto Perez-jacome Friscione As Alternate
Director Management For Voted - For
4.A20 Elect Diego Martinez Rueda-chapital As Alternate
Director Management For Voted - For
4.A21 Elect Roberto Kelleher Vales As Alternate Director Management For Voted - For
4.A22 Elect Cecilia Goya De Riviello Meade As Alternate
Director Management For Voted - For
4.A23 Elect Jose Maria Garza Trevino As Alternate Director Management For Voted - For
4.A24 Elect Manuel Francisco Ruiz Camero As Alternate
Director Management For Voted - For
4.A25 Elect Carlos Cesarman Kolteniuk As Alternate
Director Management For Voted - For
4.A26 Elect Humberto Tafolla Nunez As Alternate Director Management For Voted - For
4.A27 Elect Carlos Phillips Margain As Alternate Director Management For Voted - For
4.A28 Elect Ricardo Maldonado Yanez As Alternate Director Management For Voted - For
4.B Elect Hector Avila Flores (non-member) As Board
Secretary Management For Voted - For
4.C Approve Directors Liability and Indemnification Management For Voted - For
5 Approve Remuneration of Directors Management For Voted - For
6 Elect Thomas Stanley Heather Rodriguez As Chairman
of Audit and Corporate Practices Committee Management For Voted - For
7.1 Approve Report on Share Repurchase Management For Voted - For
745
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
7.2 Set Aggregate Nominal Amount of Share Repurchase
Reserve Management For Voted - For
8 Approve Certification of Company's Bylaws Management For Voted - For
9 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Ordinary General Meeting
1 Approve the Distribution Among Shareholders of A
Dividend Equivalent to 50(pct) of the Net Profit of
2022, Amounting to Mxn 22,704,037,531.52
(twenty-two Billion Seven Hundred Four Million
Thirty-seven Thousand Five Hundred Thirty-one Pesos
52/100 Mxn Ccy), Or Mxn 7.873896065842770 Pesos for
Each Outstanding Share, to be Paid on June 12th,
2023, Against Delivery of Coupon Number 6. the
Dividend Payment Will be Charged to Earnings from
Previous Years And, for Income Tax Law Purposes, It
Comes from the Net Fiscal Income Account As of
December 31st, 2014, and Subsequent Management
2 Approve That the Dividend Corresponding to Fiscal
Year 2022 Will be Paid on June 12th, 2023 Through
the S.d. Indeval, Institucion Para El Deposito De
Valores, S.a. De C.v., Prior Notice Published by
the Secretary of the Board of Directors in One of
the Newspapers with the Largest Circulation in the
City of Monterrey, Nuevo Leon and Through the
Electronic Delivery and Information Diffusion
System (sedi) of the Mexican Stock Exchange.
Designation of Delegate Or Delegates to Formalize
and Execute, If Applicable, the Resolutions Passed
by the Shareholders Meeting Management
3 Appoint the Necessary Delegates to Carry Out All
Acts Required to Comply with and Formalize the
Resolutions Passed by the Shareholders Meeting Management
23 May 2023: Please Note That This is A Revision
Due to Change in Meeting-type from Agm to Ogm and
Change in Numbering of All Resolutions and Change
In-text of All Resolutions. If You Have Already
Sent in Your Votes, Please Do-not Vote Again Unless
You Decide to Amend Your Original Instructions.
Thank-you Non-Voting
HALYK SAVINGS BANK OF KAZAKHSTAN JSC
Security ID: 46627J302
Meeting Date: 21-Oct-22 Meeting Type: Extraordinary General Meeting
1 On Approval of the Agenda of the Extraordinary
General Shareholders' Meeting of Jsc Halyk Bank by
Absentee Voting Management For Voted - For
2 On Adoption of A Resolution on Payment of Dividends
on Jsc Halyk Bank's Common Shares. on Approval of
746
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Amount of Dividend Per Common Share of Jsc
Halyk Bank Management For Voted - For
HDFC BANK LTD
Security ID: Y3119P190
Meeting Date: 16-Jul-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Financial Statements (standalone) of the Bank for
the Financial Year Ended March 31, 2022 Along with
the Reports of the Board of Directors and Auditors
Thereon Management For Voted - For
2 To Receive, Consider and Adopt the Audited
Financial Statements (consolidated) of the Bank for
the Financial Year Ended March 31, 2022 Along with
the Report of Auditors Thereon Management For Voted - For
3 To Declare Dividend on Equity Shares Management For Voted - For
4 To Appoint A Director in Place of Mrs. Renu Karnad
(din 00008064), Who Retires by Rotation And, Being
Eligible, Offers Herself for Re-appointment Management For Voted - For
5 "resolved That, Pursuant to the Provisions of
Sections 139, 141 and Other Applicable Provisions,
If Any, of the Companies Act, 2013 and the Relevant
Rules Thereunder and Pursuant to Section 30 of the
Banking Regulation Act, 1949 and Guidelines Issued
by the Reserve Bank of India (rbi) Including Any
Amendments, Modifications, Variations Or
Reenactments Thereof, M/s. Price Waterhouse LLP,
Chartered Accountants (icai Firm Registration No.
301112e/e300264) ['price Waterhouse LLP'], Who Have
Offered Themselves for Appointment and Have
Confirmed Their Eligibility to be Appointed As
Joint Statutory Auditors in Terms of Section 141 of
the Companies Act, 2013 and Applicable Rules
Thereunder and the Guidelines Issued by Rbi Dated
April 27, 2021, be and are Hereby Appointed As One
of the Joint Statutory Auditors of the Bank, to
Hold Office for A Period Of3 (three) Years in
Relation to Fy 2022-23, Fy 2023-24 and Fy 2024-25,
Subject to the Approval of the Rbi, for the Purpose
of Audit Including Reporting on Internal Financial
Controls of the Bank's Accounts at Its Head Office,
Branches and Other Offices, with Power to the
Board, Including Relevant Committee(s) Thereof, to
Alter and Vary the Terms and Conditions of
Appointment, Etc., Including by Reason of Necessity
on Account of Conditions As May be Stipulated by
the Rbi and / Or Any Other Authority. Resolved
Further That Subject to Applicable Laws and
Regulations Including the Relevant Guidelines and
Circulars of the Rbi (as May be Amended, Restated,
Modified, Replaced from Time to Time), M.m. Nissim
747
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
& Co. LLP, Chartered Accountants (icai Firm
Registration No. 107122w/w100672) ['m.m. Nissim &
Co. LLP'], Who Were Already Appointed As the Joint
Statutory Auditors of the Bank at the 27th Annual
General Meeting Held on July 17, 2021, Shall Act As
the Joint Statutory Auditors of the Bank, Along
with Price Waterhouse LLP, for the Remainder of the
Term of M.m. Nissim & Co. LLP. Resolved Further
That the Overall Audit Fees for Fy 2022-23 Shall
Aggregate to Inr 3,85,00,000 (rupees Three Crores
Eighty- Five Lacs Only), and be Allocated As
Mutually Agreed Between the Bank and the Joint
Statutory Auditors, in Addition to Out of Pocket
Expenses, Outlays and Taxes As Applicable. Resolved
Further That for the Purpose of Giving Effect to
the Above Resolution the Board (including the Audit
Committee of the Board Or Any Other Person(s)
Authorized by the Board Or the Audit Committee in
This Regard), be and is Hereby Authorized on Behalf
of the Bank to Do All Such Acts, Deeds, Matters and
Things As It May, in Its Absolute Discretion, Deem
Necessary Or Desirable for Such Purpose and with
Power on Behalf of the Bank to Settle All
Questions, Difficulties Or Doubts That May Arise in
Regard to Implementation of the Resolution
Including But Not Limited to Determination of Roles
and Responsibilities / Scope of Work of the
Respective Joint Statutory Auditors, Negotiating,
Finalizing, Amending, Signing, Delivering,
Executing the Terms of Appointment Including Any
Contracts Or Documents in This Regard, Without
Being Required to Seek Any Further Consent Or
Approval of the Members of the Bank Management For Voted - For
6 "Resolved That, Pursuant to Section 142 and Other
Applicable Provisions, If Any, of the Companies
Act, 2013 and the Relevant Rules Thereunder, in
Addition to the Resolution Passed by the Members of
the Bank on July 17, 2021, for Payment of Overall
Audit Fees of Inr 3,30,00,000 (rupees Three Crores
Thirty Lakhs Only) for Fy 2021-22 to be Allocated
by the Bank Between Mska & Associates, Chartered
Accountants (icai Firm Registration No. 105047w)
['mska & Associates'], and M.m. Nissim & Co. LLP,
Chartered Accountants (icai Firm Registration No.
107122w/w100672) ['m.m. Nissim & Co. LLP'], Joint
Statutory Auditors of the Bank, Further Approval of
the Members of the Bank be and is Hereby Accorded
for Payment of Additional Fees of Inr 55,00,000
(rupees Fifty Five Lakhs Only) to Mska & Associates
and M.m. Nissim & Co. LLP, for Substantial Increase
in the Scope of Their Work Emanating from Various
Circulars / Notifications Issued by the Reserve
Bank of India (rbi) and Securities and Exchange
Board of India (sebi), for Fy 2021-22, to be
Allocated by the Bank Between Mska & Associates and
748
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
M.m. Nissim & Co. LLP, As May be Mutually Agreed
Between the Bank and the Said Respective Auditors,
Depending Upon Their Respective Scope of Work, in
Addition to Out of Pocket Expenses, Outlays and
Taxes As Applicable." Resolved Further That for the
Purpose of Giving Effect to the Above Resolution,
the Board (including the Audit Committee of the
Board Or Any Other Person(s) Authorised by the
Board Or the Audit Committee in This Regard), be
and is Hereby Authorised on Behalf of the Bank to
Do All Such Acts, Deeds, Matters and Things As It
May, in Its Absolute Discretion, Deem Necessary Or
Desirable for Such Purpose and with Power on Behalf
of the Bank to Settle All Questions, Difficulties
Or Doubts That May Arise in Regard to
Implementation of the Resolution Including But Not
Limited to Determination of Roles and
Responsibilities/ Scope of Work of the Respective
Joint Statutory Auditor(s), Negotiating,
Finalising, Amending, Signing, Delivering,
Executing, the Terms of Appointment Including Any
Contracts Or Documents in This Regard, Without
Being Required to Seek Any Further Consent Or
Approval of the Members of the Bank Management For Voted - For
7 "resolved That Pursuant to Sections 152, 161 and
Other Applicable Provisions, If Any, of the
Companies Act, 2013 and the Relevant Rules
Thereunder, the Banking Regulationact, 1949,
Relevant Circulars Issued by the Rbi from Time to
Time, Including Any Amendments, Modifications,
Variations Or Re-enactments Thereof, the Articles
of Association of the Bank, and Recommendation of
the Nomination and Remuneration Committee and the
Board of Directors of the Bank (hereinafter
Referred to As the "board", Which Term Shall be
Deemed to Include Any Committee Constituted /
Empowered / to be Constituted by the Board from
Time to Time to Exercise Its Powers Conferred by
This Resolution), the Re-appointment of Mrs. Renu
Karnad (din 00008064), be and is Hereby Approved by
the Members As A Nonexecutive Director (nominee of
Housing Development Finance Corporation Limited,
Promoter of the Bank), for A Second Term of Five
(5) Years with Effect from September 3, 2022 Till
September 2, 2027, Liable to Retire by Rotation.
Resolved Further That Mrs. Renu Karnad Shall be
Paid Sitting Fees, Reimbursed Expenses for
Attending Board and Committee Meetings As
Applicable and Fixed Remuneration of Inr 20,00,000
(rupees Twenty Lakhs Only) Per Annum from the Date
of Her Appointment Till the End of Her Tenure, on
Proportionate Basis, in Terms of the Rbi Circular
on Corporate Governance in Banks - Appointment of
Directors and Constitution of Committees of the
Board Dated April 26, 2021. Resolved Further That
749
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Board of Directors of the Bank be and is Hereby
Authorized to Execute All Such Documents,
Instruments and Writings, As Deemed Necessary, File
Requisite Forms Or Applications with Statutory/
Regulatory Authorities, with the Power to Settle
All Questions, Difficulties Or Doubts That May
Arise in This Regard, As It May in Its Sole and
Absolute Discretion Deem Fit and to Do All Such
Acts, Deeds, Matters and Things As May be
Considered Necessary and Appropriate and to
Delegate All Or Any of Its Powers Herein Conferred
to Any Director(s)/officer(s) of the Bank, to Give
Effect to This Resolution." Management For Voted - For
8 "resolved That Pursuant to Section 42 and Other
Applicable Provisions, If Any, of the Companies
Act, 2013, Rule 14 and Other Applicable Provisions,
If Any, of the Companies (prospectus and Allotment
of Securities) Rules, 2014, the Companies (share
Capital and Debenture) Rules, 2014, Any Other
Applicable Rules, Securities and Exchange Board of
India (issue and Listing of Debt Securities)
Regulations, 2008, Any Other Applicable Provisions
of Law, Any Amendments, Modifications, Variations
Or Re-enactments Thereto from Time to Time, and the
Relevant Provisions of the Memorandum and Articles
of Association of the Bank and Subject to Such
Other Approval(s), Consent(s), Permission(s) and
Sanction(s) As May be Necessary from the Concerned
Authorities / Regulators / Statutory
Authority(ies), Including Reserve Bank of India
("rbi"), the Approval of the Members of the Bank be
and is Hereby Accorded to the Board of Directors of
the Bank (hereinafter Referred to As "board" and
Which Term Shall be Deemed to Include Any Committee
of the Board Or Any Other Persons to Whom Powers
are Delegated by the Board As Permitted Under the
Companies Act, 2013 Or Rules Thereunder) for
Borrowing / Raising Funds in Indian Or Foreign
Currency by Issue of Unsecured Perpetual Debt
Instruments (part of Additional Tier I Capital),
Tier II Capital Bonds and Long Term Bonds
(financing of Infrastructure and Affordable
Housing), Whether in India Or Abroad, on A Private
Placement Basis and / Or for Making Offers and / Or
Invitations Therefor and / Or Issue(s) / Issuances
Therefor, on Private Placement Basis, Even If the
Amount to be Borrowed/ Raised Exceeds/will Exceed
the Limit As Specified in Clause (c) of Sub-
Section (1) of Section 180 of the Companies Act,
2013, for A Period of One (1) Year from the Date
Hereof, in One Or More Tranches and / Or Series and
Under One Or More Shelf Disclosure Documents and /
Or One Or More Issues / Letters of Offer Or Such
Other Documents Or Amendments / Revisions Thereof
and on Suchterms and Conditions for Each Series /
750
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Tranches Including the Price, Coupon, Premium,
Discount, Tenor, Listing, Etc. As May be Deemed Fit
by the Board, As Per the Structure and Within the
Limits Permitted by the Rbi, of an Amount in
Aggregate Not Exceeding Inr 50,000 Crores; Resolved
Further That the Members of the Bank Do Hereby
Accord Approval to the Board of Directors of the
Bank to Sign and Execute All Such Documents, Deeds
and Writings and to Do All Such Acts, Deeds,
Matters and Things As May be Deemed Necessary,
Expedient and Incidental Thereto with Power to
Settle All Questions, Difficulties Or Doubts That
May Arise with Regard to Any of the Said Matters,
and to Delegate All Or Any of Its Powers Herein
Conferred to Any Committee of Directors and / Or
Director(s) and / Or Officer(s) / Employee(s) of
the Bank / Any Other Person(s) to Give Effect to
the Aforesaid Resolution Management For Voted - For
Meeting Date: 25-Nov-22 Meeting Type: Court Meeting
1 Resolved That Pursuant to and in Accordance with
the Provisions of Sections 230 - 232 and Other
Applicable Provisions of the Companies Act, 2013,
the Companies (compromises, Arrangements and
Amalgamations) Rules, 2016 and Any Other Rules,
Circulars and Notifications Made Thereunder
(including Any Amendment, Statutory Modification,
Variation Or Re-enactment Thereof) As May be
Applicable; Section 2(1b) of the Incometax Act,
1961; the Banking Regulation Act, 1949, the
Securities and Exchange Board of India Act, 1992,
and the Regulations Thereunder Including the
Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015; Competition Act, 2002; and Any
Other Applicable Laws and Regulations, Including
Such Other Directions, Guidelines Or Regulations
Issued/notified by the Reserve Bank of India and
the Securities and Exchange Board of India Which
May be Applicable, Any and All of Which As Notified
Or As May be Amended from Time to Time and
Including Statutory Replacement Or Re- Enactment
Thereof, If Any; Reserve Bank of India's Master
Direction - Amalgamation of Private Sector Banks,
Directions, 2016, the Securities and Exchange Board
of India Master Circular No.
Sebi/ho/cfd/dil1/cir/p/2021/0000000665 Dated
November 23, 2021; the No Adverse Observations
Letter/ No-objection Letter Issued by Bse Limited
and the National Stock Exchange of India Limited,
Respectively, Both Dated July 2, 2022; and Subject
to the Provisions of the Memorandum of Association
and Articles of Association of Hdfc Bank Limited
("bank"); and Subject to the Approval of Hon'ble
751
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
National Company Law Tribunal, Mumbai Bench, Mumbai
("nclt"); and Subject to Receipt of All Statutory,
Governmental, Permissions and Third Party Consents
As May be Required Including the Competition
Commission of India, Securities and Exchange Board
of India, Reserve Bank of India, National Housing
Bank, Insurance Regulatory and Development
Authority of India, Pension Fund Regulatory and
Development Authority and Such Other Approvals,
Permissions and Sanctions of Regulatory and Other
Authorities Or Tribunals, As May be Necessary; and
Subject to Such Conditions and Modifications As May
be Prescribed Or Imposed by the Nclt Or by Any
Regulatory Or Other Authorities, Which May be
Agreed to by the Board of Directors of the Bank
(hereinafter Referred to As the "board", Which Term
Shall be Deemed to Mean and Include One Or More
Committee(s) Constituted/to be Constituted by the
Board Or Any Person(s) Which the Board May Nominate
to Exercise Its Powers Including the Powers
Conferred by This Resolution), the Arrangement
Embodied in the Composite Scheme of Amalgamation
Among Hdfc Investments Limited and Hdfc Holdings
Limited and the Housing Development Finance
Corporation Limited and the Bank and Their
Respective Shareholders and Creditors ("scheme")
the Draft of Which Was Circulated Along with This
Notice be and is Hereby Approved." "resolved
Further That the Board be and is Hereby Authorized
to Do All Such Acts, Deeds, Matters and Things, As
It May, in Its Absolute Discretion Deem Requisite,
Desirable, Appropriate Or Necessary to Give Effect
to the Above Resolution and Effectively Implement
the Arrangement Embodied in the Scheme and to
Accept Such Modifications, Amendments, Limitations
And/or Conditions, If Any, Which May be Required
And/ Or Imposed by the Nclt While Sanctioning the
Arrangement Embodied in the Scheme Or by Any
Regulatory Or Other Authorities, As May be Required
for the Purpose of Resolving Any Questions Or
Doubts Or Difficulties That May Arise Or Meaning Or
Interpretation of the Scheme Or Implementation
Thereof Or in Any Matter Whatsoever Connected
Therewith, Including Passing of Such Accounting
Entries and /or Making Such Adjustments in the
Books of Accounts As Considered Necessary in Giving
Effect to the Scheme, As the Board May Deem Fit and
Proper Management For Voted - For
Meeting Date: 25-Mar-23 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
752
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting Non-Voting
1 Approval of Related Party Transactions with Housing
Development Finance Corporation Limited Management For Voted - For
2 Approval of Related Party Transactions with Hdb
Financial Services Limited Management For Voted - For
3 Approval of Related Party Transactions with Hdfc
Securities Limited Management For Voted - For
4 Approval of Related Party Transactions with Hdfc
Life Insurance Company Limited Management For Voted - For
5 Approval of Related Party Transactions with Hdfc
Ergo General Insurance Company Limited Management For Voted - For
6 Approval of Related Party Transactions with Hdfc
Credila Financial Services Limited Management For Voted - For
HINDALCO INDUSTRIES LTD
Security ID: Y3196V185
Meeting Date: 23-Aug-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Financial Statements (including Audited
Consolidated Financial Statements) for the Year
Ended 31st March, 2022 Together with Report of the
Directors and the Auditors Thereon Management For Voted - For
2 To Declare Dividend on Equity Shares of the Company
for the Year Ended 31st March, 2022 Management For Voted - For
3 To Appoint A Director in Place of Mr. Kumar
Mangalam Birla (din: 00012813) Who Retires by
Rotation and Being Eligible, Offers Himself for
Re-appointment Management For Voted - For
4 Appointment of Statutory Auditors of the Company Management For Voted - For
5 To Ratify the Remuneration of the Cost Auditors for
the Financial Year Ending 31st March, 2023 and in
This Regard to Consider and If Thought Fit, to Pass
the Following Resolution, Which Will be Proposed As
an Ordinary Resolution Management For Voted - For
6 Adoption of the Hindalco Industries Limited
Employee Stock Option and Performance Stock Unit
Scheme 2022 to Consider and If Thought Fit, to Pass
the Following Resolution As A Special Resolution Management Against Voted - Against
7 To Approve Extending the Benefits of the Hindalco
Industries Limited Employee Stock Option and
Performance Stock Unit Scheme 2022 to the Employees
of the Group Companies Including Holding,
Subsidiary and Associate Companies of Company Management Against Voted - Against
8 To Approve (a) the Use of the Trust Route for the
Implementation of the Hindalco Industries Limited
Employee Stock Option and Performance Stock Unit
Scheme 2022 ("scheme 2022"); (b) Secondary
753
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Acquisition of the Equity Shares of the Company by
the Trust; and (c) Grant of Financial Assistance /
Provision of Money by the Company to the Trust to
Fund the Acquisition of Its Equity Shares, in Terms
of the Scheme 2022 Management Against Voted - Against
9 To Re-appoint Mr. Praveen Kumar Maheshwari
(din:00174361) As Whole-time Director Management For Voted - For
Meeting Date: 21-Mar-23 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 Re-appointment of Ms. Alka Bharucha As an
Independent Director of the Company Management For Voted - For
2 Material Related Party Transactions with Grasim
Industries Limited Management For Voted - For
3 Material Related Party Transactions Between Novelis
Corporation and Logan Aluminum Inc. Management For Voted - For
4 Material Related Party Transactions Between Novelis
Korea Limited and Ulsan Aluminum Limited Management For Voted - For
5 Material Related Party Transactions Between Novelis
Deutschland Gmbh and Aluminium Norf Gmbh. Management For Voted - For
HL MANDO CO. LTD
Security ID: Y5762B113
Meeting Date: 05-Sep-22 Meeting Type: Extraordinary General Meeting
1 Amendment of Articles of Incorporation Management For Voted - For
Meeting Date: 24-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2.1 Election of Inside Director: Jeong Mong Won Management Against Voted - Against
2.2 Election of Inside Director: Gim Hyeon UK Management For Voted - For
2.3 Election of Outside Director: Bak Gi Chan Management For Voted - For
2.4 Election of Outside Director: Gim Won Il Management For Voted - For
2.5 Election of Outside Director: Gang Nam Il Management For Voted - For
3.1 Election of Audit Committee Member: Gim Won Il Management For Voted - For
3.2 Election of Audit Committee Member: Gang Nam Il Management For Voted - For
4 Approval of Remuneration for Director Management For Voted - For
754
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
HYUNDAI MOTOR CO LTD
Security ID: Y38472109
Meeting Date: 23-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2.1 Amendment of Articles of Incorporation: Amend and
Add to Business Purpose Management For Voted - For
2.2 Amendment of Articles of Incorporation: Application
of Electronic Securities System Management For Voted - For
2.3 Amendment of Articles of Incorporation: Improvement
of Governance Management For Voted - For
2.4 Amendment of Articles of Incorporation: Increasing
the Number of Directors Management For Voted - For
2.5 Amendment of Articles of Incorporation: Amendment
of Articles on Retirement Allowance for Directors Management For Voted - For
2.6 Amendment of Articles of Incorporation: Application
of Improved Dividend Process Management For Voted - For
2.7 Amendment of Articles of Incorporation: Additional
Clause(2023.3.23) Management For Voted - For
3.1.1 Election of Outside Director: Jang Seung Hwa Management For Voted - For
3.1.2 Election of Outside Director: Choe Yun Hui Management For Voted - For
3.2.1 Election of Inside Director: Jose Munoz Management For Voted - For
3.2.2 Election of Inside Director: Seo Gang Hyeon Management For Voted - For
4 Election of Audit Committee Member: Jang Seung Hwa Management For Voted - For
5 Approval of Remuneration for Director Management For Voted - For
08 Mar 2023: Please Note That This is A Revision
Due to Modification of Text-in Resolution 2.7 and
This is A Revision Due to Modification of Text
In-resolutions 2.1 to 2.6. If You Have Already Sent
in Your Votes, Please Do Not-vote Again Unless You
Decide to Amend Your Original Instructions. Thank
You. Non-Voting Non-Voting
ICICI BANK LTD
Security ID: Y3860Z132
Meeting Date: 30-Aug-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Standalone and
Consolidated Financial Statements for the Financial
Year Ended March 31, 2022 Together with the Reports
of the Directors and the Auditors Thereon Management For Voted - For
2 To Declare Dividend on Equity Shares Management For Voted - For
3 To Appoint A Director in Place of Mr. Sandeep Batra
(din: 03620913), Who Retires by Rotation And, Being
Eligible, Offers Himself for Re-appointment Management For Voted - For
4 Resolved That Pursuant to the Applicable Provisions
of the Companies Act, 2013 Read with the Companies
(audit and Auditors) Rules, 2014, As May be
755
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Applicable, the Provisions of the Banking
Regulation Act, 1949 and Reserve Bank of India
(rbi) Guidelines and Subject to Such Regulatory
Approvals As May be Required, M/s M S K A &
Associates, Chartered Accountants (registration No.
105047w) be Re-appointed As One of the Joint
Statutory Auditors of the Company, to Hold Office
from the Conclusion of This Meeting Till the
Conclusion of the Twenty-ninth Annual General
Meeting of the Company at an Overall Remuneration
of Inr 53.0 Million, Plus Out-of-pocket Expenses
Upto A Maximum of Inr 3.0 Million to be Allocated
Between M/s M S K A & Associates and Other Joint
Statutory Auditor As May be Mutually Agreed Between
the Company and the Joint Statutory Auditors,
Depending Upon Their Respective Scope of Work and
Goods and Services Tax and Such Other Tax(es) As
May be Applicable Towards Audit Fees for Fy2023 Management For Voted - For
5 Resolved That Pursuant to the Applicable Provisions
of the Companies Act, 2013 Read with the Companies
(audit and Auditors) Rules, 2014, As May be
Applicable, the Provisions of the Banking
Regulation Act, 1949 and Reserve Bank of India
(rbi) Guidelines and Subject to Such Regulatory
Approvals As May be Required, M/s Kkc & Associates
LLP, Chartered Accountants (formerly M/s Khimji
Kunverji & Co LLP) (registration No.
105146w/w100621) be Re- Appointed As One of the
Joint Statutory Auditors of the Company, to Hold
Office from the Conclusion of This Meeting Till the
Conclusion of the Twenty-ninth Annual General
Meeting of the Company at an Overall Remuneration
of Inr 53.0 Million, Plus Out-of-pocket Expenses
Upto A Maximum of Inr 3.0 Million to be Allocated
Between M/s M S K A & Associates and M/s Kkc &
Associates LLP (formerly M/s Khimji Kunverji & Co
LLP) As May be Mutually Agreed Between the Company
and the Joint Statutory Auditors, Depending Upon
Their Respective Scope of Work and Goods and
Services Tax and Such Other Tax(es) As May be
Applicable Towards Audit Fees for Fy2023 Management For Voted - For
6 Resolved That Pursuant to the Provisions of
Sections 149, 150, 152, 160, Read with Schedule IV
and All Other Applicable Provisions of the
Companies Act, 2013 and the Companies (appointment
and Qualification of Directors) Rules, 2014, and
the Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015 and Other Applicable Provisions
of the Banking Regulation Act, 1949 (including Any
Statutory Modification(s) Or Re- Enactment(s)
Thereof for the Time Being in Force) and the Rules,
Circulars and Guidelines Issued by the Reserve Bank
of India from Time to Time, Ms. Neelam Dhawan (din:
00871445), Who Was Appointed at the Twenty-fourth
756
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Annual General Meeting As an Independent Director
of the Bank Up to January 11, 2023 and Who is
Eligible for Being Re-appointed As an Independent
Director and in Respect of Whom the Bank Has
Received A Notice in Writing from A Member
Proposing Her Candidature for the Office of
Director, be and is Hereby Re- Appointed As an
Independent Director of the Bank, Not Liable to
Retire by Rotation, for A Second Term of Three
Consecutive Years Commencing from January 12, 2023
to January 11, 2026 Management For Voted - For
7 Resolved That Pursuant to the Provisions of
Sections 149, 150, 152, 160, Read with Schedule IV
and All Other Applicable Provisions of the
Companies Act, 2013 and the Companies (appointment
and Qualification of Directors) Rules, 2014, and
the Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015 and Other Applicable Provisions
of the Banking Regulation Act, 1949 (including Any
Statutory Modification(s) Or Re- Enactment(s)
Thereof for the Time Being in Force) and the Rules,
Circulars and Guidelines Issued by the Reserve Bank
of India from Time to Time, Mr. Uday Chitale (din:
00043268), Who Was Appointed at the Twenty- Fourth
Annual General Meeting As an Independent Director
of the Bank Up to January 16, 2023 and Who is
Eligible for Being Re-appointed As an Independent
Director and in Respect of Whom the Bank Has
Received A Notice in Writing from A Member
Proposing His Candidature for the Office of
Director, be and is Hereby Re- Appointed As an
Independent Director of the Bank, Not Liable to
Retire by Rotation, for A Second Term Commencing
from January 17, 2023 to October 19, 2024 Management For Voted - For
8 Resolved That Pursuant to the Provisions of
Sections 149, 150, 152, 160, Read with Schedule IV
and All Other Applicable Provisions of the
Companies Act, 2013 and the Companies (appointment
and Qualification of Directors) Rules, 2014, and
the Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015 and Other Applicable Provisions
of the Banking Regulation Act, 1949 (including Any
Statutory Modification(s) Or Re- Enactment(s)
Thereof for the Time Being in Force) and the Rules,
Circulars and Guidelines Issued by the Reserve Bank
of India from Time to Time, Mr. Radhakrishnan Nair
(din: 07225354), Who Was Appointed at the
Twenty-fourth Annual General Meeting As an
Independent Director of the Bank Up to May 1, 2023
and Who is Eligible for Being Re- Appointed As an
Independent Director and in Respect of Whom the
Bank Has Received A Notice in Writing from A Member
Proposing His Candidature for the Office of
757
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Director, be and is Hereby Re-appointed As an
Independent Director of the Bank, Not Liable to
Retire by Rotation, for A Second Term of Three
Consecutive Years Commencing from May 2, 2023 to
May 1, 2026 Management For Voted - For
9 Resolved That Mr. Rakesh Jha (din: 00042075) in
Respect of Whom the Bank Has Received Notice in
Writing Under Section 160 of the Companies Act,
2013 from A Member Proposing His Candidature for
the Office of Director, be and is Hereby Appointed
As A Director of the Bank, Liable to Retire by
Rotation Management For Voted - For
10 Resolved That Pursuant to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force)
and Subject to the Approval of Reserve Bank of
India (rbi), the Appointment of Mr. Rakesh Jha
(din: 00042075) As A Whole Time Director
(designated As Executive Director) of the Bank for
A Period of Five Years Effective from May 1, 2022
Or the Date of Approval of His Appointment by Rbi,
Whichever is Later on the Following Terms and
Conditions Or Such Other Amounts/terms and
Conditions Not Exceeding the Amounts Below As May
be Approved by Rbi, be and is Hereby Approved:
Salary: Inr 2,377,380 Per Month Supplementary
Allowance: Inr 1,688,831 Per Month Perquisites:
Perquisites (evaluated As Per Income-tax Rules,
Wherever Applicable, and at Actual Cost to the Bank
in Other Cases) Like the Benefit of the Company's
Furnished Accommodation, Gas, Electricity, Water
and Furnishings, Club Fees, Personal Insurance, Use
of Car and Telephone at Residence Or Reimbursement
of Expenses in Lieu Thereof, Payment of Income-tax
on Perquisites by the Bank to the Extent
Permissible Under the Income- Tax Act, 1961 and
Rules Framed Thereunder, Medical Reimbursement,
Leave and Leave Travel Concession, Education
Benefits and Other Such Perquisites and Benefits As
Applicable to Executive Directors of the Bank. in
Line with the Staff Loan Policy Applicable to
Specified Grades of Employees Who Fulfill
Prescribed Eligibility Criteria to Avail Loans for
Purchase of Residential Property, the Whole Time
Directors are Also Eligible for Housing Loans.
Provident Fund, Superannuation Fund, Gratuity and
Other Retirement Benefits, in Accordance with the
Scheme/s and Rule/s Applicable to Retired Whole
Time Directors of the Bank Or the Members of the
Staff, As the Case May Be, from Time to Time, for
the Aforesaid Benefits. Bonus: an Amount Upto the
Maximum Limit Permitted Under the Reserve Bank of
India (rbi) Guidelines Or Any Modifications
758
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Thereof, As May be Determined by the Board Or Any
Committee Thereof, Based on Achievement of Such
Performance Parameters As May be Laid Down by the
Board Or Any Committee Thereof, and Subject to the
Approval of Rbi and Other Approvals As May be
Necessary. Stock Options: Stock Options As May be
Granted by the Board Governance, Remuneration &
Nomination Committee from Time to Time Subject to
the Approval of Rbi. Resolved Further That the
Board Or Any Committee Thereof be and is Hereby
Authorised to Decide the Remuneration (salary,
Perquisites and Bonus) Payable to Mr. Jha and His
Designation During His Tenure As Whole Time
Director of the Company, Subject to the Approval of
Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Mr. Jha Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
with Regard to the Said Appointment As It May Deem
Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
11 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Mr. Sandeep Bakhshi
(din: 00109206), Managing Director & Chief
Executive Officer (md & Ceo) on the Following Terms
and Conditions Or Such Other Amounts/terms and
Conditions Not Exceeding the Amounts Below As May
be Approved by Rbi, Where Applicable, be and is
Hereby Approved: Salary: (a) Inr 2,619,100 Per
Month with Effect from April 1, 2021 to March 31,
2022 (b) Inr 2,776,250 Per Month with Effect from
April 1, 2022 Perquisites: Perquisites (evaluated
As Per Income-tax Rules, Wherever Applicable, and
at Actual Cost to the Bank in Other Cases) Such As
the Benefit of the Bank's Furnished Accommodation,
Gas, Electricity, Water and Furnishings, Club Fees,
Personal Insurance, Use of Car and Telephone at
Residence Or Reimbursement of Expenses in Lieu
Thereof, Payment of Income-tax on Perquisites by
the Bank to the Extent Permissible Under the
Income-tax Act, 1961 and Rules Framed Thereunder,
Medical Reimbursement, Leave and Leave Travel
759
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Concession, Education Benefits, Provident Fund,
Superannuation Fund, Gratuity and Other Retirement
Benefits, in Accordance with the Scheme(s) and
Rule(s) Applicable from Time to Time to Retired
Whole Time Directors of the Bank Or the Members of
the Staff. in Line with the Staff Loan Policy
Applicable to Specified Grades of Employees Who
Fulfill Prescribed Eligibility Criteria to Avail
Loans for Purchase of Residential Property, the
Whole Time Directors are Also Eligible for Housing
Loans Supplementary Allowance: (a) Inr 1,795,750
Per Month with Effect from Aprii 1, 2021 to March
31, 2022 (b) Inr 1,903,495 Per Month with Effect
from Aprii 1, 2022 Bonus: an Amount Upto the
Maximum Limit Permitted Under the Reserve Bank of
India (rbi) Guidelines Or Any Modifications
Thereof, As May be Determined by the Board Or Any
Committee Thereof, Based on Achievement of Such
Performance Parameters As May be Laid Down by the
Board Or Any Committee Thereof, and Subject to the
Approval of Rbi and Other Approvals As May be
Necessary Stock Options: Stock Options As May be
Granted by the Board Governance, Remuneration &
Nomination Committee from Time to Time Subject to
the Approval of Rbi. Resolved Further That the
Board Or Any Committee Thereof, be and is Hereby
Authorised to Decide the Remuneration Payable to
Mr. Bakhshi and His Designation During His Tenure
As Md & Ceo of the Company, Subject to the Approval
of Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Mr. Bakhshi Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
with Regard to the Aforesaid Resolution As It May
Deem Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
12 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Mr. Anup Bagchi (din:
00105962), Executive Director, on the Following
Terms and Conditions Or Such Other Amounts/terms
and Conditions Not Exceeding the Amounts Below As
May be Approved by Rbi, Where Applicable, be and is
760
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Hereby Approved: Salary: (a) Inr 2,242,810 Per
Month with Effect from April 1, 2021 to March 31,
2022 (b) Inr 2,377,380 Per Month with Effect from
April 1, 2022 Perquisites: Perquisites (evaluated
As Per Income-tax Rules, Wherever Applicable, and
at Actual Cost to the Bank in Other Cases) Such As
the Benefit of the Bank's Furnished Accommodation,
Gas, Electricity, Water and Furnishings, Club Fees,
Personal Insurance, Use of Car and Telephone at
Residence Or Reimbursement of Expenses in Lieu
Thereof, Payment of Income-tax on Perquisites by
the Bank to the Extent Permissible Under the
Income-tax Act, 1961 and Rules Framed Thereunder,
Medical Reimbursement, Leave and Leave Travel
Concession, Education Benefits, Provident Fund,
Superannuation Fund, Gratuity and Other Retirement
Benefits, in Accordance with the Scheme(s) and
Rule(s) Applicable from Time to Time to Retired
Whole Time Directors of the Bank Or the Members of
the Staff. in Line with the Staff Loan Policy
Applicable to Specified Grades of Employees Who
Fulfill Prescribed Eligibility Criteria to Avail
Loans for Purchase of Residential Property, the
Whole Time Directors are Also Eligible for Housing
Loans Supplementary Allowance: (a) Inr 1,593,237
Per Month with Effect from Aprii 1, 2021 to March
31, 2022 (b) Inr 1,688,831 Per Month with Effect
from Aprii 1, 2022 Bonus: an Amount Upto the
Maximum Limit Permitted Under the Reserve Bank of
India (rbi) Guidelines Or Any Modifications
Thereof, As May be Determined by the Board Or Any
Committee Thereof, Based on Achievement of Such
Performance Parameters As May be Laid Down by the
Board Or Any Committee Thereof, and Subject to the
Approval of Rbi and Other Approvals As May be
Necessary. Stock Options: Stock Options As May be
Granted by the Board Governance, Remuneration &
Nomination Committee from Time to Time Subject to
the Approval of Rbi. Resolved Further That the
Board Or Any Committee Thereof, be and is Hereby
Authorised to Decide the Remuneration Payable to
Mr. Bagchi and His Designation During His Tenure As
Whole Time Director of the Company, Subject to the
Approval of Members and Rbi, Where Applicable, from
Time to Time. Resolved Further That in the Event of
Absence Or Inadequacy of Net Profit in Any
Financial Year, the Remuneration Payable to Mr.
Bagchi Shall be Governed by Section II of Part II
of Schedule V of the Act and Rules Made Thereunder,
As Amended from Time to Time Resolved Further That
the Board (also Deemed to Include Any Committee of
the Board) be and is Hereby Authorised to Do All
Such Acts, Deeds, Matters and Things Including the
Power to Settle All Questions Or Difficulties That
May Arise with Regard to the Aforesaid Resolution
As It May Deem Fit and to Execute Any Agreements,
761
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Documents, Instructions, Etc. As May be Necessary
Or Desirable in Connection with Or Incidental to
Give Effect to the Aforesaid Resolution Management For Voted - For
13 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Mr. Sandeep Batra
(din: 03620913), Executive Director, on the
Following Terms and Conditions Or Such Other
Amounts/terms and Conditions Not Exceeding the
Amounts Below As May be Approved by Rbi, Where
Applicable, be and is Hereby Approved Salary: (a)
Inr 2,242,810 Per Month with Effect from April 1,
2021 to March 31, 2022 (b) Inr 2,377,380 Per Month
with Effect from April 1, 2022 Perquisites:
Perquisites (evaluated As Per Income-tax Rules,
Wherever Applicable, and at Actual Cost to the Bank
in Other Cases) Such As the Benefit of the Bank's
Furnished Accommodation, Gas, Electricity, Water
and Furnishings, Club Fees, Personal Insurance, Use
of Car and Telephone at Residence Or Reimbursement
of Expenses in Lieu Thereof, Payment of Income-tax
on Perquisites by the Bank to the Extent
Permissible Under the Income-tax Act, 1961 and
Rules Framed Thereunder, Medical Reimbursement,
Leave and Leave Travel Concession, Education
Benefits, Provident Fund, Superannuation Fund,
Gratuity and Other Retirement Benefits, in
Accordance with the Scheme(s) and Rule(s)
Applicable from Time to Time to Retired Wholetime
Directors of the Bank Or the Members of the Staff.
in Line with the Staff Loan Policy Applicable to
Specified Grades of Employees Who Fulfill
Prescribed Eligibility Criteria to Avail Loans for
Purchase of Residential Property, the Wholetime
Directors are Also Eligible for Housing Loans.
Supplementary Allowance: (a) Inr 1,593,237 Per
Month with Effect from Aprii 1, 2021 to March 31,
2022 (b) Inr 1,688,831 Per Month with Effect from
Aprii 1, 2022 Bonus: an Amount Upto the Maximum
Limit Permitted Under the Reserve Bank of India
(rbi) Guidelines Or Any Modifications Thereof, As
May be Determined by the Board Or Any Committee
Thereof, Based on Achievement of Such Performance
Parameters As May be Laid Down by the Board Or Any
Committee Thereof, and Subject to the Approval of
Rbi and Other Approvals As May be Necessary. Stock
Options: Stock Options As May be Granted by the
Board Governance, Remuneration & Nomination
Committee from Time to Time Subject to the Approval
of Rbi. Resolved Further That the Board Or Any
Committee Thereof, be and is Hereby Authorised to
Decide the Remuneration Payable to Mr. Batra and
762
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
His Designation During His Tenure As Wholetime
Director of the Company, Subject to the Approval of
Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Mr. Batra Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
with Regard to the Aforesaid Resolution As It May
Deem Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
14 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Ms. Vishakha Mulye
(din: 00203578), Erstwhile Executive Director of
the Bank, on the Following Terms and Conditions Or
Such Other Amounts/terms and Conditions Not
Exceeding the Amounts Below As May be Approved by
Rbi, Where Applicable, be and is Hereby Approved:
Salary: (a) Inr 2,242,810 Per Month with Effect
from April 1, 2021 to March 31, 2022 (b) Inr
2,377,380 Per Month with Effect from April 1, 2022
Till the Date of Her Cessation Perquisites:
Perquisites (evaluated As Per Income-tax Rules,
Wherever Applicable, and at Actual Cost to the Bank
in Other Cases) Such As the Benefit of the Bank's
Furnished Accommodation, Gas, Electricity, Water
and Furnishings, Club Fees, Personal Insurance, Use
of Car and Telephone at Residence Or Reimbursement
of Expenses in Lieu Thereof, Payment of Income-tax
on Perquisites by the Bank to the Extent
Permissible Under the Income-tax Act, 1961 and
Rules Framed Thereunder, Medical Reimbursement,
Leave and Leave Travel Concession, Education
Benefits, Provident Fund, Superannuation Fund,
Gratuity and Other Retirement Benefits, in
Accordance with the Scheme(s) and Rule(s)
Applicable from Time to Time to Retired Wholetime
Directors of the Bank Or the Members of the Staff.
in Line with the Staff Loan Policy Applicable to
Specified Grades of Employees Who Fulfill
Prescribed Eligibility Criteria to Avail Loans for
Purchase of Residential Property, the Wholetime
Directors are Also Eligible for Housing Loans.
Supplementary Allowance: (a) Inr 1,593,237 Per
763
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Month with Effect from Aprii 1, 2021 to March 31,
2022 (b) Inr 1,688,831 Per Month with Effect from
Aprii 1, 2022 Till the Date of Her Cessation Bonus:
an Amount Upto the Maximum Limit Permitted Under
the Reserve Bank of India (rbi) Guidelines Or Any
Modifications Thereof, As May be Determined by the
Board Or Any Committee Thereof, Based on
Achievement of Such Performance Parameters As May
be Laid Down by the Board Or Any Committee Thereof,
and Subject to the Approval of Rbi and Other
Approvals As May be Necessary. Resolved Further
That the Board Or Any Committee Thereof, be and is
Hereby Authorised to Decide the Remuneration
Payable to Ms. Mulye, Subject to the Approval of
Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Ms. Mulye Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
with Regard to the Aforesaid Resolution As It May
Deem Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
15 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Acceptance of Current Account Deposits by the
Bank Whether by Way of Fresh Deposit(s) Or Any
Extension(s) Or Modification(s) of Earlier
764
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Contracts/ Arrangements/transactions Or Otherwise,
from Time to Time, with the Related Parties Listed
in the Explanatory Statement Annexed to the Notice
Convening This Meeting, Notwithstanding the Fact
That the Maximum Balance at Any Day During
Financial Year Ending March 31, 2024 ('fy2024'),
May Exceed Inr 10.00 Billion Or 10% of the Annual
Consolidated Turnover of the Bank As Per the Last
Audited Financial Statements of the Bank, Whichever
is Lower, As Prescribed Under Applicable Laws Or
Any Other Materiality Threshold, As May be
Applicable from Time to Time, for Each Such Party,
Provided However, That the Said Contracts/
Arrangements/transactions Shall be Carried Out on
an Arm's Length Basis and in the Ordinary Course of
Business of the Bank. Resolved Further That the
Members of the Bank Do Hereby Approve and Accord
Approval to the Board, to Sign and Execute All Such
Documents, Deeds and Writings, Including Filing the
Said Documents, Etc. and Do All Such Acts, Deeds
and Things and Take Necessary Steps As the Board
May in Its Absolute Discretion Deem Necessary,
Desirable Or Expedient to Give Effect to This
Resolution and to Settle Any Question That May
Arise in This Regard and Incidental Thereto,
Without Being Required to Seek Any Further Consent
Or Approval of the Members Or Otherwise to the End
and Intent That the Members Shall be Deemed to Have
Given Their Approval Thereto Expressly by the
Authority of This Resolution. Resolved Further That
the Members of the Bank, Do Hereby Also Accord
Approval to the Board of Directors of the Bank, to
Delegate All Or Any of Its Powers Herein Conferred
to Any Committee of Directors And/or Director(s)
And/or Official(s) of the Bank/any Other Person(s)
So Authorized by It, in Accordance with Applicable
Laws, to Do All Such Acts, Deeds, Matters and
Things and Also to Execute Such Documents, Writings
Etc. As May be Considered Necessary Or Expedient to
Give Effect to the Aforesaid Resolution Management For Voted - For
16 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
765
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise),
For- (i) Subscription of Securities Issued by the
Related Parties, and (ii) Purchase of Securities
from Related Parties (issued by Related Or
Unrelated Parties) As Listed in the Explanatory
Statement Annexed to the Notice Convening the
Meeting, Notwithstanding the Fact That the
Aggregate Value of Such Transactions, to be Entered
Into Individually Or Taken Together with Previous
Transactions During Financial Year Ending March 31,
2024 ('fy2024'), May Exceed Inr 10.00 Billion Or
10% of the Annual Consolidated Turnover of the Bank
As Per the Last Audited Financial Statements of the
Bank, Whichever is Lower, As Prescribed Under
Applicable Laws Or Any Other Materiality Threshold,
As May be Applicable from Time to Time, for Each
Such Party, Provided However, That the Said
Contracts/ Arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution Resolved Further That the Members of the
Bank, Do Hereby Also Accord Approval to the Board
of Directors of the Bank, to Delegate All Or Any of
Its Powers Herein Conferred to Any Committee of
Directors And/or Director(s) And/or Official(s) of
the Bank/any Other Person(s) So Authorized by It,
in Accordance with Applicable Laws to Do All Such
Acts, Deeds, Matters and Things and Also to Execute
Such Documents, Writings, Etc., As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
17 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
766
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Sale of Securities (issued by Related Or
Unrelated Parties) to the Related Parties Listed in
the Explanatory Statement Annexed to the Notice
Convening This Meeting, Notwithstanding the Fact
That the Aggregate Value of Such Transactions, to
be Entered Into Individually Or Taken Together with
Previous Transactions During Financial Year Ending
March 31, 2024 ('fy2024'), May Exceed Inr 10.00
Billion Or 10% of the Annual Consolidated Turnover
of the Bank As Per the Last Audited Financial
Statements of the Bank, Whichever is Lower, As
Prescribed Under Applicable Laws Or Any Other
Materiality Threshold, As May be Applicable from
Time to Time, for Each Such Party, Provided
However, That the Said Contracts/
Arrangements/transactions Shall be Carried Out on
an Arm's Length Basis and in the Ordinary Course of
Business of the Bank Resolved Further That the
Members of the Bank Do Hereby Approve and Accord
Approval to the Board, to Sign and Execute All Such
Documents, Deeds and Writings, Including Filing the
Said Documents, Etc. and Do All Such Acts, Deeds
and Things and Take Necessary Steps As the Board
May in Its Absolute Discretion Deem Necessary,
Desirable Or Expedient to Give Effect to This
Resolution and to Settle Any Question That May
Arise in This Regard and Incidental Thereto,
Without Being Required to Seek Any Further Consent
Or Approval of the Members Or Otherwise to the End
and Intent That the Members Shall be Deemed to Have
Given Their Approval Thereto Expressly by the
Authority of This Resolution. Resolved Further That
the Members of the Bank, Do Hereby Also Accord
Approval to the Board of Directors of the Bank, to
Delegate All Or Any of Its Powers Herein Conferred
to Any Committee of Directors And/or Director(s)
And/or Official(s) of the Bank/any Other Person(s)
So Authorized by It, in Accordance with Applicable
767
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Laws, to Do All Such Acts, Deeds, Matters and
Things and Also to Execute Such Documents, Writings
Etc. As May be Considered Necessary Or Expedient to
Give Effect to the Aforesaid Resolution Management For Voted - For
18 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Granting of Any Loans Or Advances, Credit
Facilities Such As Term Loan, Working Capital
Demand Loan, Short Term Loan, Overdraft, Or Any
Other Form of Fund-based Facilities And/or
Guarantees, Letters of Credit, Or Any Other Form of
Non-fund Based Facilities, Whether by Way of Fresh
Sanction(s) Or Renewal(s) Or Extension(s) Or
Enhancement(s) Or Any Modification(s) of Earlier
Contracts/arrangements/transactions Or Otherwise,
from Time to Time, to the Related Parties Listed in
the Explanatory Statement Annexed to the Notice
Convening This Meeting, Sanctioned for an Amount
and on Such Terms and Conditions (i.e. Rate of
Interest, Security, Tenure, Etc.) As May be
Permitted Under Applicable Laws, and Relevant
Policies of the Bank, Including Interest and Other
Charges Receivable in Connection with Such
Facilities, Notwithstanding the Fact That the
Maximum Limit of Such Transactions to be Entered
Into Individually Or Taken Together with Previous
Transactions, at Any Point of Time During the
Financial Year Ending March 31, 2024 ('fy2024'),
May Exceed Inr 10.00 Billion Or 10% of the Annual
Consolidated Turnover of the Bank As Per the Last
Audited Financial Statements of the Bank, Whichever
is Lower, As Prescribed Under Applicable Laws Or
Any Other Materiality Threshold, As May be
Applicable from Time to Time, for Each Such Party,
Provided However, That the Said
768
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Contracts/arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts, Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc. As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
19 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Undertaking Repurchase (repo) Transactions and
Other Permitted Short-term Borrowing Transactions
by the Bank, from Time to Time, with the Related
Parties Listed in the Explanatory Statement Annexed
to the Notice Convening This Meeting
769
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Notwithstanding the Fact That the Value of Such
Transactions to be Entered Into Individually Or
Taken Together with Previous Transactions During
the Financial Year Ending March 31, 2024
('fy2024'), May Exceed Inr 10.00 Billion Or 10% of
the Annual Consolidated Turnover of the Bank As Per
the Last Audited Financial Statements of the Bank,
Whichever is Lower, As Prescribed Under Applicable
Laws Or Any Other Materiality Threshold, As May be
Applicable from Time to Time, for Each Such Party
Provided, However, That the Said
Contracts/arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc. and Take
Steps As May be Considered Necessary Or Expedient
to Give Effect to the Aforesaid Resolution Management For Voted - For
20 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
770
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Undertaking Reverse Repurchase (reverse Repo)
Transactions and Other Permitted Short-term Lending
Transactions, by the Bank, from Time to Time, with
the Related Party Listed in the Explanatory
Statement Annexed to the Notice Convening This
Meeting Notwithstanding the Fact That the Value of
Such Transactions to be Entered Into Individually
Or Taken Together with Previous Transactions During
the Financial Year Ending March 31, 2024
('fy2024'), May Exceed Inr 10.00 Billion Or 10% of
the Annual Consolidated Turnover of the Bank As Per
the Last Audited Financial Statements of the Bank,
Whichever is Lower, As Prescribed Under Applicable
Laws Or Any Other Materiality Threshold, As May be
Applicable from Time to Time, Provided However,
That the Said Contracts/arrangements/transactions
Shall be Carried Out on an Arm's Length Basis and
in the Ordinary Course of Business of the Bank.
Resolved Further That the Members of the Bank Do
Hereby Approve and Accord Approval to the Board, to
Sign and Execute All Such Documents, Deeds and
Writings, Including Filing the Said Documents, Etc.
and Do All Such Acts, Deeds and Things and Take
Necessary Steps As the Board May in Its Absolute
Discretion Deem Necessary, Desirable Or Expedient
to Give Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws to Do All
Such Acts, Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
21 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
771
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
And, Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re- Enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Availing Manpower Services, for Certain
Activities of the Bank (as Explained in the
Explanatory Statement), from the Related Party
Listed in the Explanatory Statement Annexed to the
Notice Convening This Meeting Notwithstanding the
Fact That the Aggregate Value of Such Transactions
to be Entered Into, Individually Or Taken Together
with Previous Transactions During the Financial
Year Ending March 31, 2024 ('fy2024'), May Exceed
Inr 10.00 Billion Or 10% of the Annual Consolidated
Turnover of the Bank As Per the Last Audited
Financial Statements of the Bank Whichever is
Lower, As Prescribed Under Applicable Laws Or Any
Other Materiality Threshold, As May be Applicable
from Time to Time, Provided However, That the Said
Contracts/arrangements/ Transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts, Deeds, Matters and Things and Also to
772
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Execute Such Documents, Writings Etc. As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
22 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
And, Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re- Enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Availing Insurance Services (as Explained in
the Explanatory Statement), from the Related Party
Listed in the Explanatory Statement Annexed to the
Notice Convening This Meeting Notwithstanding the
Fact That the Aggregate Value of Such Transactions
to be Entered Into, Individually Or Taken Together
with Previous Transactions During the Financial
Year Ending March 31, 2024 ('fy2024'), May Exceed
Inr 10.00 Billion Or 10% of the Annual Consolidated
Turnover of the Bank As Per the Last Audited
Financial Statements of the Bank Whichever is
Lower, As Prescribed Under Applicable Laws Or Any
Other Materiality Threshold, As May be Applicable
from Time to Time, Provided However, That the Said
Contracts/arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
773
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts, Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc. As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
23 Resolved That Pursuant to Section 62(1)(b) and
Other Applicable Provisions, If Any, of the
Companies Act, 2013 Read with Rules Framed
Thereunder, the Relevant Provisions of Regulation 6
of the Securities and Exchange Board of India
(share Based Employee Benefits and Sweat Equity)
Regulations, 2021 and Any
Circulars/notifications/guidance/frequent Ly Asked
Questions Issued Thereunder, As Amended from Time
to Time (collectively Referred As "sebi Sbeb & Se
Regulations"), the Securities and Exchange Board of
India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("sebi Listing Regulations"), the
Provisions of Any Regulations/guidelines Prescribed
by the Securities and Exchange Board of India
("sebi") And/or the Reserve Bank of India ("rbi"),
the Provisions of Any Other Applicable Laws and
Regulations (including Any Amendment Thereto Or
Modification(s) Or Re-enactment(s) Thereof from
Time to Time), the Memorandum and Articles of
Association of Icici Bank Limited ("bank") and
Subject to Any Applicable Approval(s),
Permission(s) and Sanction(s) of Any Authorities
and Further Subject to Any Condition(s) and
Modification(s) As May be Prescribed Or Imposed by
Such Authorities While Granting Such Approval(s),
Permission(s) and Sanction(s) and Which May be
Agreed to and Accepted by the Board of Directors of
the Bank (hereinafter Referred to As the "board",
Which Term Shall be Deemed to Include the
Compensation Committee Constituted by the Board of
Directors Under Regulation 19 of Sebi Listing
Regulations Called As Board Governance,
Remuneration & Nomination Committee, for the Time
Being Authorized by the Board to Exercise the
Powers Conferred on the Board by This Resolution
And/or Such Other Persons Who May be Authorized in
This Regard by the Board of Directors), Consent of
the Members be and is Hereby Accorded to the Board
to Adopt and Implement 'icici Bank Employees Stock
Unit Scheme - 2022' ("scheme 2022"/"scheme"), the
Salient Features of Which are Furnished in the
774
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Explanatory Statement to This Notice, and to Grant,
Offer, Issue and Allot Units Under the Scheme, Not
Exceeding 100,000,000 (ten Crores) Units, in One Or
More Tranches As May be Determined by the Board
Over A Period of 7 (seven) Years, to Eligible
Employees of the Bank, Whether Exclusively Working
in India Or Outside India But Excluding Managing
Director & Ceo, Executive Directors, Key Managerial
Personnel, Senior Management Personnel and Material
Risk Takers of the Bank (collectively, "eligible
Employees") in Accordance with the Sebi Sbeb & Se
Regulations. Resolved Further That Up to
100,000,000 (ten Crores) Units Shall be Granted, in
One Or More Tranches As May be Determined by the
Board Over A Period of 7 (seven) Years, Which Shall
Entitle the Unit Holder One Fully Paid-up Equity
Share of Face Value of Inr 2 of the Bank Against
Each Unit Exercised and Accordingly, Up to
100,000,000 (ten Crores) Equity Shares of Face
Value of Inr 2 Each Shall be Allotted to the
Eligible Employees Under the Scheme. Resolved
Further That in Case of Any Corporate Action(s)
Such As Rights Issue, Bonus Issue, Split/
Consolidation of Shares, Change in Capital
Structure, Merger/demerger, the Outstanding Units,
Granted/ to be Granted, Under the Scheme Shall be
Suitably Adjusted for Such Number of Units/equity
Shares, And/or the Exercise Price, As May be
Required and That the Board be and is Hereby
Authorized to Do All Such Acts, Deeds, Matters and
Things As It May Deem Fit in Its Absolute
Discretion and As Permitted Under the Sebi Sbeb &
Se Regulations and Such Other Laws As May be
Applicable, So As to Ensure Passing of Fair and
Equitable Benefits Under the Scheme. Resolved
Further That the Equity Shares to be Issued, As
Stated Aforesaid, Shall Rank Pari-passu with the
Existing Equity Shares of the Bank for All
Purposes. Resolved Further That the Equity Shares
Shall be Allotted in Accordance with Scheme in A
Manner Permissible Under the Sebi Sbeb & Se
Regulations. Resolved Further That the Board be and
is Hereby Authorized to Take Necessary Steps for
Listing of the Equity Shares Allotted, If Any, in
Accordance with the Scheme on the Stock Exchanges
Where the Securities of the Bank are Listed As Per
the Provisions of the Sebi Listing Regulations, the
Sebi Sbeb & Se Regulations and Other Applicable
Laws and Regulations. Resolved Further That Without
Prejudice to the Generality of the Above, But
Subject to the Terms, As Approved by the Members,
the Board be and is Hereby Authorized to Implement,
Formulate, Evolve, Decide Upon and Bring Into
Effect the Scheme on Such Terms and Conditions As
Contained in the Explanatory Statement to This Item
in the Notice and to Make Any Further
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Modification(s), Change(s), Variation(s),
Alteration(s) Or Revision(s) in the Terms and
Conditions of the Scheme, from Time to Time, to
Meet Regulatory Requirements. Resolved Further That
for the Purpose of Bringing Into Effect and
Implementing the Scheme and Generally for Giving
Effect to the Above Resolution, the Board be and is
Hereby Authorized, on Behalf of the Bank, to Do All
Such Acts, Deeds, Matters and Things Including But
Not Limited to Framing Rules Relating to Taxation
Matters Arising Out of Grant/exercise of Units and
Execute All Such Deeds, Documents, Instruments and
Writings As It May in Its Absolute Discretion Deem
Necessary Or Desirable and to Give Such Directions
And/or Instructions As May be Necessary, Proper Or
Expedient to Give Effect to Any Modification,
Alteration, Amendment, Suspension, Withdrawal Or
Termination of the Scheme (wherever Required
Subject to the Prior Approval of the Members by Way
of A Special Resolution) and to Take All Such Steps
and Do All Acts, Deeds and Things As May be Deemed
Incidental Or Ancillary Thereto and Pay Fees and
Commission and Incur Expenses in Relation Thereof Management Against Voted - Against
24 Resolved That Pursuant to Section 62(1)(b) and
Other Applicable Provisions, If Any, of the
Companies Act, 2013 Read with Rules Framed
Thereunder, the Relevant Provisions of Regulation 6
of the Securities and Exchange Board of India
(share Based Employee Benefits and Sweat Equity)
Regulations, 2021 and Any
Circulars/notifications/guidance/frequent Ly Asked
Questions Issued Thereunder, As Amended from Time
to Time (collectively Referred As "sebi Sbeb & Se
Regulations"), the Securities and Exchange Board of
India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("sebi Listing Regulations"), the
Provisions of Any Regulations/guidelines Prescribed
by the Securities and Exchange Board of India
("sebi") And/or the Reserve Bank of India ("rbi"),
the Provisions of Any Other Applicable Laws and
Regulations (including Any Amendment Thereto Or
Modification(s) Or Re-enactment(s) Thereof from
Time to Time), the Memorandum and Articles of
Association of Icici Bank Limited ("bank") and
Subject to Any Applicable Approval(s),
Permission(s) and Sanction(s) of Any Authorities
and Further Subject to Any Condition(s) and
Modification(s) As May be Prescribed Or Imposed by
Such Authorities While Granting Such Approval(s),
Permission(s) and Sanction(s) and Which May be
Agreed to and Accepted by the Board of Directors of
the Bank (hereinafter Referred to As the "board",
Which Term Shall be Deemed to Include the
Compensation Committee Constituted by the Board of
776
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Directors Under Regulation 19 of Sebi Listing
Regulations Called As Board Governance,
Remuneration & Nomination Committee, for the Time
Being Authorized by the Board to Exercise the
Powers Conferred on the Board by This Resolution
And/or Such Other Persons Who May be Authorized in
This Regard by the Board of Directors), Consent of
the Members be and is Hereby Accorded to the Board
to Approve the Grant of Units in Terms of the
'icici Bank Employees Stock Unit Scheme - 2022'
("scheme 2022"/"scheme"), the Salient Features of
Which are Furnished in the Explanatory Statement to
This Notice, in One Or More Tranches As May be
Determined by the Board Over A Period of 7 (seven)
Years, Within the Aggregate Limit of 100,000,000
(ten Crores) Units, (as Mentioned in Resolution No.
23 Above) to the Employees of the Select Unlisted
Wholly Owned Subsidiaries of the Bank Who are
Exclusively Working in India Or Outside India But
Excluding Equivalent Levels to Key Management
Personnel, Senior Management Personnel, Material
Risk Takers and Wholetime Directors of the Bank
(collectively, "eligible Employees") in Accordance
with the Sebi Sbeb & Se Regulations. Resolved
Further That in Case of Any Corporate Action(s)
Such As Rights Issue, Bonus Issue, Split/
Consolidation of Shares, Change in Capital
Structure, Merger/demerger, the Outstanding Units,
Granted/to be Granted, Under the Scheme 2022 Shall
be Suitably Adjusted for Such Number of
Units/equity Shares, And/or the Exercise Price, As
May be Required and That the Board be and is Hereby
Authorized to Do All Such Acts, Deeds, Matters and
Things As It May Deem Fit in Its Absolute
Discretion and As Permitted Under the Sebi Sbeb &
Se Regulations and Such Other Laws As May be
Applicable, So As to Ensure Passing of Fair and
Equitable Benefits Under the Scheme. Resolved
Further That the Equity Shares to be Issued, As
Stated Aforesaid, Shall Rank Pari-passu with the
Existing Equity Shares of the Bank for All
Purposes. Resolved Further That the Equity Shares
Shall be Allotted in Accordance with Scheme in A
Manner Permissible Under the Sebi Sbeb & Se
Regulations. Resolved Further That the Board be and
is Hereby Authorized to Take Necessary Steps for
Listing of the Equity Shares Allotted, If Any, in
Accordance with the Scheme on the Stock Exchanges
Where the Securities of the Bank are Listed As Per
the Provisions of the Sebi Listing Regulations, the
Sebi Sbeb & Se Regulations and Other Applicable
Laws and Regulations. Resolved Further That Without
Prejudice to the Generality of the Above, But
Subject to the Terms, As Approved by the Members,
the Board be and is Hereby Authorized to Implement,
Formulate, Evolve, Decide Upon and Bring Into
777
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Effect the Scheme on Such Terms and Conditions As
Contained in the Explanatory Statement to This Item
in the Notice and to Make Any Further
Modification(s), Change(s), Variation(s),
Alteration(s) Or Revision(s) in the Terms and
Conditions of the Scheme, from Time to Time, to
Meet Regulatory Requirements. Resolved Further That
for the Purpose of Bringing Into Effect and
Implementing the Scheme and Generally for Giving
Effect to the Above Resolution, the Board be and is
Hereby Authorized, on Behalf of the Bank, to Do All
Such Acts, Deeds, Matters and Things Including But
Not Limited to Framing Rules Relating to Taxation
Matters Arising Out of Grant/ Exercise of Units and
Execute All Such Deeds, Documents, Instruments and
Writings As It May in Its Absolute Discretion Deem
Necessary Or Desirable and to Give Such Directions
And/or Instructions As May be Necessary, Proper Or
Expedient to Give Effect to Any Modification,
Alteration, Amendment, Suspension, Withdrawal Or
Termination of the Scheme (wherever Required
Subject to the Prior Approval of the Members by Way
of A Special Resolution) and to Take All Such Steps
and Do All Acts, Deeds and Things As May be Deemed
Incidental Or Ancillary Thereto and Pay Fees and
Commission and Incur Expenses in Relation Thereof Management Against Voted - Against
IHH HEALTHCARE BHD
Security ID: Y374AH103
Meeting Date: 30-May-23 Meeting Type: Annual General Meeting
1 Re-election of Jill Margaret Watts Management
2 Re-election of Dato' Muthanna Bin Abdullah Management
3 Re-election of Tomo Nagahiro Management
4 Re-election of Lim Tsin-lin Management
5 Re-election of Mohd Shahazwan Bin Mohd Harris Management
6 Approval of Payment of Directors' Fees and Other
Benefits to the Directors of the Company by the
Company Management
7 Approval of Payment of Directors' Fees and Other
Benefits to the Directors of the Company by the
Company's Subsidiaries Management
8 Re-appointment of KPMG Plt As Auditors of the
Company and Authority to the Directors to Fix Their
Remuneration Management
9 Authority to Allot Shares Pursuant to Sections 75
and 76 of the Companies Act 2016 Management
10 Proposed Renewal of Authority for Ihh to Purchase
Its Own Shares of Up to Ten Percent (10%) of the
Prevailing Total Number of Issued Shares of Ihh Management
778
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
INFOSYS LTD
Security ID: Y4082C133
Meeting Date: 02-Dec-22 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 Approval for the Buyback of Equity Shares of the
Company Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 Appointment of Govind Vaidiram Iyer (din: 00169343)
As an Independent Director of the Company Management For Voted - For
LEMON TREE HOTELS LTD
Security ID: Y5S322109
Meeting Date: 14-Sep-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt: A) the Audited
Standalone Financial Statements of the Company for
the Year Ended March 31, 2022 Including the Audited
Balance Sheet As at March 31, 2022 and the
Statement of Profit and Loss and Cash Flow
Statements for the Year Ended March 31, 2022 and
the Reports of the Auditors and Board of Directors
in Respect Thereof; and B) the Audited Consolidated
Financial Statements of the Company for the Year
Ended March 31, 2022 and Report of the Auditors in
Respect Thereof Management For Voted - For
2 To Appoint A Director in the Place of Mr. Aditya
Madhav Keswani Who Retires by Rotation and is
Eligible for Re-appointment Management For Voted - For
3 Resolved That Pursuant to Provision of Sections
139, 142 and Other Applicable Provisions, If Any,
of the Companies Act, 2013 Read with Companies
(audit and Auditors) Rules, 2014 (including Any
779
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Proposal Proposed by Mgt. Position Registrant Voted
Statutory Modification Thereof for the Time Being
in Force and As May be Enacted from Time to Time),
Approval of the Members of the Company be and is
Hereby Accorded for Re-appointment of M/s. Deloitte
Haskins & Sells LLP (llp No. Aab-7837) As Statutory
Auditors of the Company to Hold Office for Further
Consecutive Term of Five Years from the Conclusion
of 30th Annual General Meeting Until the Conclusion
of 35th Annual General Meeting of the Company at A
Remuneration to be Decided by the be Decided by the
Board of Directors in Consultation with the
Statutory Auditors of the Company Management For Voted - For
4 Resolved That Pursuant to the Provisions of Section
197, 198 Read with Schedule V and Other Applicable
Provisions, If Any, of the Companies Act, 2013 Read
with Rules Made Thereunder and Schedule V
(including Any Statutory Modification(s) Or
Re-enactment Thereof, for the Time Being in Force)
and Subject to the Central Government Approval, If
Required and Such Other Approvals As May be
Necessary, Consent of the Members be and is Hereby
Accorded for the Payment of Remuneration to Mr.
Patanjali Govind Keswani (din:00002974), Chairman
and Managing Director, for A Period of 1 (one) Year
Commencing from April 1, 2022 to March 31, 2023, on
the Terms and Conditions As Set Out in the
Explanatory Statement Forming Part of This
Resolution. Resolved Further That the Consent of
the Members be and is Hereby Also Accorded That If
in Financial Year 2022- 23, the Company Has No
Profits Or Its Profits are Inadequate, Mr.
Patanjali Govind Keswani, Chairman and Managing
Director Shall Continue to Get the Same
Remuneration As Minimum Remuneration Subject to the
Provisions of Schedule V of the Companies Act, 2013
and Approval of Any Appropriate Authorities, If
Required. Resolved Further That the Board be and is
Hereby Authorized to Take All Such Steps Including
and Filing of Forms, As May be Necessary to Give
Effect to the Aforesaid Resolution, with the Office
of the Registrar of Companies, Nct of Delhi &
Haryana Management For Voted - For
5 Resolved That Pursuant to the Provisions of
Sections 149, 152, and Other Applicable Provisions
of the Companies Act, 2013 ("the Act") and the
Rules Made Thereunder (including Any Statutory
Modifications Or Re-enactment(s) Thereof, for the
Time Being in Force), Read with Schedule IV of the
Act and Based on the Recommendation of Nomination
and Remuneration Committee and the Board of
Directors, the Consent of the Members of the
Company be and is Hereby Accorded to Re-appoint Mr.
Ashish Kumar Guha (din: 00004364), As an
Independent Director of the Company for Second Term
of Five (5) Years Commencing June 15, 2022 to June
780
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Proposal Proposed by Mgt. Position Registrant Voted
14, 2027; Resolved Further That Any Director Or Key
Managerial Personnel of the Company be and are
Hereby Severally Authorized to Do All Such Acts,
Deeds, Matters and Things Which May be Necessary
for Re-appointment of Mr. Ashish Kumar Guha (din:
00004364) As an Independent Director of the Company Management Against Voted - Against
6 Resolved That Pursuant to the Provisions of
Sections 149, 152, and Other Applicable Provisions
of the Companies Act, 2013 ("the Act") and the
Rules Made Thereunder (including Any Statutory
Modifications Or Re-enactment(s) Thereof, for the
Time Being in Force), Read with Schedule IV of the
Act and Based on the Recommendation of Nomination
and Remuneration Committee and the Board of
Directors, the Consent of the Members of the
Company be and is Hereby Accorded to Re-appoint Mr.
Arvind Singhania (din:00934017), As an Independent
Director of the Company for Second Term of Five (5)
Years Commencing June 15, 2022 to June 14, 2027;
Resolved Further That Any Director Or Key
Managerial Personnel of the Company be and are
Hereby Severally Authorized to Do All Such Acts,
Deeds, Matters and Things Which May be Necessary
for Re-appointment of Mr. Arvind Singhania (din:
00934017) As an Independent Director of the Company Management Against Voted - Against
7 Resolved That Pursuant to the Provisions of
Sections 149, 152, and Other Applicable Provisions
of the Companies Act, 2013 ("the Act") and the
Rules Made Thereunder (including Any Statutory
Modifications Or Re-enactment(s) Thereof, for the
Time Being in Force), Read with Schedule IV of the
Act and Based on the Recommendation of Nomination
and Remuneration Committee and the Board of
Directors, the Consent of the Members of the
Company be and is Hereby Accorded to Re-appoint Ms.
Freyan Jamshed Desai (din: 00965073), As an
Independent Director of the Company for Second Term
of Five (5) Years Commencing June 15, 2022 to June
14, 2027; Resolved Further That Any Director Or Key
Managerial Personnel of the Company be and are
Hereby Severally Authorized to Do All Such Acts,
Deeds, Matters and Things Which May be Necessary
for Re-appointment of Ms. Freyan Jamshed Desai
(din: 00965073) As an Independent Director of the
Company Management For Voted - For
8 Resolved That Pursuant to the Provisions of
Sections 149, 152, and Other Applicable Provisions
of the Companies Act, 2013 ("the Act") and the
Rules Made Thereunder (including Any Statutory
Modifications Or Re-enactment(s) Thereof, for the
Time Being in Force), Read with Schedule IV of the
Act and Based on the Recommendation of Nomination
and Remuneration Committee and the Board of
Directors, the Consent of the Members of the
Company be and is Hereby Accorded to Re-appoint Mr.
781
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Paramartha Saikia (din: 07145770), As an
Independent Director of the Company for Second Term
of Five (5) Years Commencing June 15, 2022 to June
14, 2027; Resolved Further That Any Director Or Key
Managerial Personnel of the Company be and are
Hereby Severally Authorized to Do All Such Acts,
Deeds, Matters and Things Which May be Necessary
for Reappointment of Mr. Paramartha Saikia (din:
07145770) As an Independent Director of the Company Management For Voted - For
9 Resolved That Pursuant to the Provisions of
Sections 149, 152, and Other Applicable Provisions
of the Companies Act, 2013 ("the Act") and the
Rules Made Thereunder (including Any Statutory
Modifications Or Re-enactment(s) Thereof, for the
Time Being in Force), Read with Schedule IV of the
Act and Based on the Recommendation of Nomination
and Remuneration Committee and the Board of
Directors, the Consent of the Members of the
Company be and is Hereby Accorded to Re-appoint Mr.
Pradeep Mathur (din: 05198770), As an Independent
Director of the Company for Second Term of Five (5)
Years Commencing December 05, 2022 to December 04,
2027; Resolved Further That Any Director Or Key
Managerial Personnel of the Company be and are
Hereby Severally Authorized to Do All Such Acts,
Deeds, Matters and Things Which May be Necessary
for Re-appointment of Mr. Pradeep Mathur (din:
05198770) As an Independent Director of the Company Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Court Meeting
1 Resolved That Pursuant to the Provisions of
Sections 230 to 232 and Other Applicable
Provisions, If Any, of the Companies Act, 2013,
Including Rules Provided Therein, Or Including Any
Statutory Modification(s) Or Re-enactment(s)
Thereof for the Time Being in Force, and Subject to
the Relevant Provisions of the Memorandum &
Articles of Association of the Lemon Tree Hotels
Limited ("the Company Or the Transferee Company")
and Subject to the Sanction by the Hon'ble National
Company Law Tribunal, New Delhi, As the Case May be
and in Accordance with the Regulations/guidelines,
If Any, Prescribed by the Securities and Exchange
Board of India Or Any Other Relevant Authority from
Time to Time to the Extent Applicable and Subject
to Such Approvals, Consents, Permissions and
Sanctions of the Appropriate Authorities As May be
Necessary/required and Subject to Such Conditions
As May be Prescribed, Directed Or Made by Any of
Them While Granting Such Approvals, Consents and
Permissions, the Consent of the Equity Shareholders
be and is Hereby Accorded for the Arrangement
Embodied in the Scheme of Amalgamation Valerian
Management Services Private Limited and Grey Fox
782
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Project Management Company Private Limited and Psk
Resorts & Hotels Private Limited and Dandelion
Hotels Private Limited and Lemon Tree Hotels
Limited and Their Respective Shareholders and
Creditors. Resolved Further That Mr. Nikhil Sethi,
Avp Legal & Group Company Secretary of the Company
be and is Hereby Authorized to Sign, Verify,
Execute and File Any Documents Including But Not
Limited to Affidavits, Petitions, Pleadings,
Applications, Certificates, Proceedings,
Declarations, Undertakings, Vakalatnama, Memorandum
of Appearance Or Any Other Documents Incidental Or
Necessary for Making Effective the Aforesaid Scheme Management For Voted - For
LG CHEM LTD
Security ID: Y52758102
Meeting Date: 28-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2 Election of Outside Director Cheon Gyeong Hun Management For Voted - For
3 Election of Audit Committee Member Cheon Gyeong Hun Management For Voted - For
4 Approval of Remuneration for Director Management For Voted - For
LOJAS RENNER SA
Security ID: P6332C102
Meeting Date: 20-Apr-23 Meeting Type: Annual General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You. Non-Voting
1 Examine, Discuss and Vote on the Management
Statements and Financial Statements for the Fiscal
Year Ending December 31, 2022 Management For Voted - For
2 Examine, Discuss and Vote on the Proposal for the
Allocation of Net Income for the Fiscal Year and
the Distribution of Dividends Management For Voted - For
3 Establish the Number of Members on the Board of
Directors According to Managements Proposal, in 8
Members Management For Voted - For
4 Do You Wish to Request the Cumulative Voting for
the Election of the Board of Directors, Under the
Terms of Art. 141 of Law 6,404, of 1976 If the
Shareholder Chooses No Or Abstain, Their Shares
783
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Will Not be Computed for the Request of the
Cumulative Voting Request Management Against Voted - Against
5.1 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Jose Gallo Management For Voted - For
5.2 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place.osvaldo Burgos Schirmer, Independent
Member Management For Voted - For
5.3 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Carlos Fernando Couto De Oliveira
Souto, Independent Member Management For Voted - For
5.4 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Fabio De Barros Pinheiro, Independent
Member Management For Voted - For
5.5 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
784
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Thomas Bier Herrmann, Independent
Member Management For Voted - For
5.6 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. . Juliana Rozembaum Munemori,
Independent Member Management For Voted - For
5.7 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. . Christiane Almeida Edington,
Independent Member Management For Voted - For
5.8 Election of the Members of the Board of Directors
Per Cadndidate. Positions Limited to 8. Nomination
of Candidates to the Board of Directors the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Jean Pierre Zarouk, Independent Member Management For Voted - For
For the Proposal 6 Regarding the Adoption of
Cumulative Voting, Please Be-advised That You Can
Only Vote for Or Abstain. an Against Vote on
This-proposal Requires Percentages to be Allocated
Amongst the Directors In-proposal 7.1 to 7.8. in
This Case Please Contact Your Client Service-
Representative in Order to Allocate Percentages
Amongst the Directors Non-Voting
6 In Case of A Cumulative Voting Process, Should the
Corresponding Votes to Your Shares be Equally
Distributed Among the Candidates That You Have
Chosen If the Shareholder Chooses Yes and Also
Indicates the Approve Answer Type for Specific
Candidates Among Those Listed Below, Their Votes
785
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Will be Distributed Proportionally Among These
Candidates. If the Shareholder Chooses to Abstain
and the Election Occurs by the Cumulative Voting
Process, the Shareholders Vote Shall be Counted As
an Abstention in the Respective Resolution of the
Meeting Management For Voted - For
7.1 View of All the Candidates to Indicate the
Cumulative Voting Distribution Jose Gallo Management For Voted - For
7.2 View of All the Candidates to Indicate the
Cumulative Voting Distribution Osvaldo Burgos
Schirmer, Independent Member Management For Voted - For
7.3 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Carlos Fernando
Couto De Oliveira Souto, Indenpendent Member Management For Voted - For
7.4 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Fabio De Barros
Pinheiro, Indenpendent Member Management For Voted - For
7.5 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Thomas Bier
Herrmann, Independent Member Management For Voted - For
7.6 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Juliana Rozembaum
Munemori, Independent Member Management For Voted - For
7.7 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Christiane Almeida
Edington, Independent Member Management For Voted - For
7.8 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Jean Pierre Zarouk,
Independent Member Management For Voted - For
8 Establish the Aggregate Compensation of the Members
of Management, According to Managements Proposal,
Up to 53.0 Million Management For Voted - For
9 Establish the Number of Members of the Companys
Fiscal Council, in Accordance with Managements
Proposal, in 3 Effective Members and 3 Alternate
Members Management For Voted - For
10.1 Election of the Member of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
Candidates to the Fiscal Council the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Joarez Jose
Piccinini, Effective and Roberto Zeller Branchi,
Substitute Management For Voted - For
10.2 Election of the Member of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
Candidates to the Fiscal Council the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Roberto Frota
Decourt, Effective and Vanderlei Dominguez Da Rosa,
Substitute Management For Voted - For
10.3 Election of the Member of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
Candidates to the Fiscal Council the Shareholder
786
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election Robson Rocha,
Effective and Jose Avelar Matias Lopes, Substitute Management For Voted - For
11 Establish the Compensation of the Members of the
Fiscal Council, According to Managements Proposal,
at 850.9 Thousand Management For Voted - For
LONGI GREEN ENERGY TECHNOLOGY CO LTD
Security ID: Y9727F102
Meeting Date: 21-Nov-22 Meeting Type: Extraordinary General Meeting
1 Gdr Issuance and Listing on the Six Swiss Exchange
and Conversion Into A Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2.1 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Stock Type and Par Value Management For Voted - For
2.2 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Date Management For Voted - For
2.3 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Method Management For Voted - For
2.4 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Volume Management For Voted - For
2.5 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Gdr Scale During the Duration Management For Voted - For
2.6 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Conversion Ratio of Gdrs and Basic
Securities of A-shares Management For Voted - For
2.7 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Pricing Method Management For Voted - For
2.8 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Issuing Targets Management For Voted - For
2.9 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Conversion Limit Period of Gdrs and Basic
Securities of A-shares Management For Voted - For
2.10 Plan for Gdr Issuance and Listing on the Six Swiss
Exchange: Underwriting Method Management For Voted - For
3 The Valid Period of the Resolution on the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
4 Report on the Use of Previously-raised Funds Management For Voted - For
5 Plan for the Use of Raised Funds from Gdr Issuance Management For Voted - For
6 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
7 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
8 Formulation of the Articles of Association of the
Company (draft) and Its Appendix (applicable After
Listing on the Six Swiss Exchange) Management Against Voted - Against
787
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
9 Purchase of Prospectus and Liability Insurance for
Directors, Supervisors and Senior Management Management For Voted - For
10 Adjustment of the Repurchase Price and Number for
Restricted Stocks of the Second Phased Restricted
Stock Incentive Plan Management For Voted - For
11 Repurchase and Cancellation of Some Restricted
Stocks Under the Second Phased Restricted Stock
Incentive Plan Management For Voted - For
12 Amendments to the System for Independent Directors Management Against Voted - Against
13 Amendments to the Special Management System for
Raised Funds Management Against Voted - Against
14 Amendments to the External Investment Management
System Management Against Voted - Against
15 Amendments to the Connected Transactions System Management Against Voted - Against
16 Amendments to the External Guarantee System Management Against Voted - Against
17 Formulation of the Management System for Entrusted
Wealth Management Management For Voted - For
18 Formulation of the Securities Investment and
Derivatives Transaction Management System Management For Voted - For
Meeting Date: 02-Feb-23 Meeting Type: Extraordinary General Meeting
1 Approve Estimated Amount of Guarantees Management For Voted - For
2 Approve Provision of Guarantees to Controlled
Subsidiaries and Related Party Transactions Management For Voted - For
3 Approve Provision of Guarantee for Loan Business Management For Voted - For
4 Approve Foreign Exchange Derivatives Transactions Management For Voted - For
5 Approve Daily Related Party Transactions Management For Voted - For
6 Approve Change in High Efficiency Monocrystalline
Cell Project Management For Voted - For
MAHINDRA & MAHINDRA LTD
Security ID: Y54164150
Meeting Date: 05-Aug-22 Meeting Type: Annual General Meeting
1 Consideration and Adoption of the Audited
Standalone Financial Statements of the Company for
the Financial Year Ended 31st March, 2022 and the
Reports of the Board of Directors and Auditors
Thereon Management For Voted - For
2 Consideration and Adoption of the Audited
Consolidated Financial Statements of the Company
for the Financial Year Ended 31st March, 2022 and
the Report of the Auditors Thereon Management For Voted - For
3 Resolved That A Dividend of Inr 11.55 (231%) Per
Ordinary (equity) Share of the Face Value of Inr 5
Each for the Year Ended 31st March, 2022 on
124,31,92,544 Ordinary (equity) Shares of the
Company Aggregating Inr 1,435.89 Crores As
Recommended by the Board of Directors be Declared
788
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
and That the Said Dividend be Distributed Out of
the Profits for the Year Ended on 31st March, 2022 Management For Voted - For
4 Resolved That Dr. Anish Shah (din: 02719429), Who
Retires by Rotation and Being Eligible for
Re-appointment, be Re-appointed As A Director of
the Company Management For Voted - For
5 Resolved That Mr. Rajesh Jejurikar (din: 00046823),
Who Retires by Rotation and Being Eligible for
Re-appointment, be Re- Appointed As A Director of
the Company Management Against Voted - Against
6 Re-appointment of Messrs B S R & Co. LLP, Chartered
Accountants As Statutory Auditors of the Company Management For Voted - For
7 Ratification of Remuneration to Cost Auditors Management For Voted - For
8 Resolved That Pursuant to the Provisions of
Regulation 17(6)(ca) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 [including Any
Statutory Modification(s) Or Amendment(s) Thereto
Or Re-enactment(s) Thereof, for the Time Being in
Force], Approval of the Company be Accorded for
Payment of Remuneration to Mr. Anand G. Mahindra
(din: 00004695) As the Non-executive Chairman of
the Company, for the Financial Year 2022- 23, As
Approved by the Members at the Seventy-fifth Annual
General Meeting Held on 6th August, 2021, Being an
Amount Exceeding Fifty Percent of the Total Annual
Remuneration Payable to All the Non-executive
Directors of the Company for the Financial Year
2022-23. Further Resolved That Approval of the
Company be Accorded to the Board of Directors of
the Company (including Any Committee Thereof) to Do
All Such Acts, Deeds, Matters and Things and to
Take All Such Steps As May be Required in This
Connection Including Seeking All Necessary
Approvals to Give Effect to This Resolution and to
Settle Any Questions, Difficulties Or Doubts That
May Arise in This Regard Management For Voted - For
9 To Approve Material Related Party Transactions
Between the Company and Its Subsidiaries/ Associates Management Against Voted - Against
10 To Approve Material Related Party Transactions
Pertaining to A Subsidiary of the Company Management For Voted - For
Meeting Date: 19-Aug-22 Meeting Type: Court Meeting
1 Resolved That Pursuant to the Provisions of
Sections 230 to 232 and Other Applicable Provisions
of the Companies Act, 2013, the Rules, Circulars
and Notifications Issued Thereunder, and the
Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015, Read with the Circulars and
Notifications Issued Thereunder, [including Any
Statutory Modification(s) Or Amendment(s) Thereto
Or Re-enactment(s) Thereof, for the Time Being in
789
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Force] and Clause 3 of the Memorandum of
Association of the Company and Subject to the
Approval of the Hon'ble National Company Law
Tribunal, Mumbai Bench ("nclt" Or "tribunal") and
Approvals of Such Other Statutory/government
Authority(ies), As May be Necessary Or As May be
Directed by the Nclt Or Such Other Competent
Authority(ies), As the Case May Be, Approval of the
Company be Accorded to the Merger of Mahindra
Electric Mobility Limited ("meml" Or "transferor
Company"), A Subsidiary of the Company, Having Its
Registered Office Situated at Mahindra Towers, Dr.
G.m. Bhosale Marg, P.k. Kurne Chowk, Worli, Mumbai
- 400 018, with the Company with Appointed Date As
1st April, 2021 ("the Appointed Date"), As Per the
Scheme of Merger by Absorption of Meml with the
Company and Their Respective Shareholders
("scheme") Circulated with the Notice of the
Meeting of the Equity Shareholders of the Company.
Further Resolved That Approval of the Company be
Accorded to the Board of Directors of the Company
(including Any Committee Thereof) to Do All Such
Acts, Deeds, Matters and Things, Including Making
Any Modifications to the Scheme Or Choosing to
Withdraw the Scheme at Any Stage, As May be
Considered Requisite, Desirable, Appropriate Or
Necessary in Relation to the Scheme, and to Accept
Such Modification(s), Amendment(s), Limitation(s)
And/or Condition(s), If Any, Which May be Required
And/or Imposed by the Nclt And/or Any Other
Authority(ies) Or As May be Required for the
Purpose of Resolving Any Questions Or Doubts Or
Difficulties That May Arise for Giving Effect to
the Scheme Including Passing of Such Accounting
Entries and /or Making Such Adjustments in the
Books of Accounts As Considered Necessary, As the
Board May Deem Fit and Proper Management For Voted - For
MARICO LTD
Security ID: Y5841R170
Meeting Date: 05-Aug-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Financial Statements (standalone & Consolidated) of
the Company for the Financial Year Ended March 31,
2022, Together with the Reports of the Board of
Directors and Statutory Auditors Thereon Management For Voted - For
2 To Confirm the Interim Dividends Aggregating to Inr
9.25 Per Equity Share of Inr 1 Each, Paid During
the Financial Year Ended March 31, 2022 Management For Voted - For
3 To Appoint A Director in Place of Mr. Harsh
Mariwala (din: 00210342), Who Retires by Rotation
790
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
and Being Eligible, Offers Himself for
Re-appointment Management For Voted - For
4 To Approve the Re-appointment of M/s. B S R & Co.
LLP, Chartered Accountants, Statutory Auditors of
the Company for A Second Term of Five Consecutive
Years And, If Thought Fit, to Pass with Or Without
Modification(s) Management For Voted - For
5 To Ratify the Remuneration Payable to M/s. Ashwin
Solanki & Associates, Cost Accountants (firm
Registration No. 100392), the Cost Auditors of the
Company for the Financial Year Ending March 31,
2023 and If Thought Fit, to Pass with Or Without
Modification(s) Management For Voted - For
6 To Approve Revision in Remuneration Payable to Mr.
Saugata Gupta, Managing Director & Chief Executive
Officer (din: 05251806), and If Thought Fit, to
Pass with Or Without Modification(s) Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Director: Susan Segal Management For Voted - For
1.2 Director: Mario Eduardo V[]zquez Management For Voted - For
1.3 Director: Alejandro N. Aguzin Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers for Fiscal Year
2022. Management For Voted - For
3. To Approve, on an Advisory Basis, the Frequency of
Holding an Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Pistrelli, Henry
Martin Y Asociados S.r.l., A Member Firm of Ernst &
Young Global Limited, As our Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2023. Management For Voted - For
MR. PRICE GROUP LIMITED
Security ID: S5256M135
Meeting Date: 24-Aug-22 Meeting Type: Annual General Meeting
O.1 Adoption of the Annual Financial Statements Management For Voted - For
O.2.1Re-election of Directors Retiring by Rotation:
Stewart Cohen Management For Voted - For
O.2.2Re-election of Directors Retiring by Rotation:
Keith Getz Management For Voted - For
O.2.3Re-election of Directors Retiring by Rotation:
Mmaboshadi Chauke Management For Voted - For
O.3 Confirmation of Appointment of Steve Ellis As
Non-executive Director Management For Voted - For
791
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
O.4 Election of Independent Auditor Management For Voted - For
O.5.1Election of Members of the Audit and Compliance
Committee: Daisy Naidoo Management For Voted - For
O.5.2Election of Members of the Audit and Compliance
Committee: Mark Bowman Management For Voted - For
O.5.3Election of Members of the Audit and Compliance
Committee: Mmaboshadi Chauke Management For Voted - For
NB.6 Non-binding Advisory Vote on the Remuneration Policy Management For Voted - For
NB.7 Non-binding Advisory Vote on the Remuneration
Implementation Report Management Against Voted - Against
O.8 Adoption of the Sets Committee Report Management For Voted - For
O.9 Signature of Documents Management For Voted - For
O.10 Control of Unissued Shares Excluding Issues for Cash Management For Voted - For
O.11 General Issue of Shares for Cash Management For Voted - For
S.1.1 Non-executive Director Remuneration: Independent
Non-executive Chair of the Board: R1 867 122 Management For Voted - For
S.1.2 Non-executive Director Remuneration: Honorary Chair
of the Board: R908 776 Management For Voted - For
S.1.3 Non-executive Director Remuneration: Lead
Independent Director of the Board: R631 047 Management For Voted - For
S.1.4 Non-executive Director Remuneration: Non- Executive
Directors: R430 303 Management For Voted - For
S.1.5 Non-executive Director Remuneration: Audit and
Compliance Committee Chair: R346 318 Management For Voted - For
S.1.6 Non-executive Director Remuneration: Audit and
Compliance Committee Members: R169 539 Management For Voted - For
S.1.7 Non-executive Director Remuneration: Remuneration
and Nominations Committee Chair: R227 695 Management For Voted - For
S.1.8 Non-executive Director Remuneration: Remuneration
and Nominations Committee Members: R113 449 Management For Voted - For
S.1.9 Non-executive Director Remuneration: Social,
Ethics, Transformation and Sustainability Committee
Chair: R188 140 Management For Voted - For
S1.10 Non-executive Director Remuneration: Social,
Ethics, Transformation and Sustainability Committee
Members: R109 964 Management For Voted - For
S1.11 Non-executive Director Remuneration: Risk and It
Committee Members: R137 441 Management For Voted - For
S1.12 Non-executive Director Remuneration: Risk and It
Committee - It Specialist: R310 250 Management For Voted - For
S.2 General Authority to Repurchase Shares Management For Voted - For
S.3 Financial Assistance to Related Or Inter- Related
Companies Management For Voted - For
MYTILINEOS S.A.
Security ID: X56014131
Meeting Date: 10-Apr-23 Meeting Type: Extraordinary General Meeting
Voting Must be Lodged with Shareholder Details As
Provided by Your Custodian- Bank. If No Shareholder
792
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Details are Provided, Your Instructions May Be-
Rejected. Non-Voting
1.1 Approval of the Amendment of the Term Regarding the
Maximum Price for Acquiring Own Shares Management For Voted - For
2.1 Approval of the Renewal of the Remuneration Policy
for the Members of the Board of Directors of the
Company, Due to Expiration of the Existing
Remuneration Policy Pursuant to Articles 9 Par. 2
(g) and 26 of the Articles of Association Management Against Voted - Against
3.1 Approval of the Establishment of A Special Reserve
Account Using Retained Earnings, for the Purpose of
Covering the Company's Own Participation in the
Framework of Filing Requests for Submission of
Company's Investment Plans to Development Laws Management For Voted - For
4.1 Submission and Approval Of: A) the Draft Demerger
Plan Regarding the Spin-off of the Infrastructure
Segment of the Company and the Transfer Into the
100 Percent Subsidiary Mytilineos Construction
Single Member Societe Anonyme and B) the Report of
the Board of Directors 02.03.2023 Management For Voted - For
5.1 Approval of the Demerger of the Company Through
Spin-off of Its Infrastructure Segment and Transfer
Into the 100 Percent Subsidiary Mytilineos
Construction Single Member Societe Anonyme and
Granting of Authorization for the Relevant Notarial
Act of Demerger and for Any Other
Act,statement,announcement Or Transaction Management For Voted - For
6.1 Submission and Approval Of: A) the Draft Demerger
Plan Dated 02.03.2023 Regarding the Spin-off of the
Concessions Segment of the Company and the
Transferibution Into the 100 Percent Subsidiary M
Concessions Single Member S.a. and B) the Report of
the Board of Directors Dated 02.03.2023 Management For Voted - For
7.1 Approval of the Demerger of the Company Through
Spin-off of Its Concessions and Transfer Into the
100 Percent Subsidiary M Concessions Single Member
S.a. and Granting of Authorization for the Relevant
Notarial Act of Demerger and for Any Other Act,
Statement, Announcement Or/and Transaction
Necessary for This Purpose Management For Voted - For
06 Apr 2023: Please Note in the Event the Meeting
Does Not Reach Quorum,-there Will be A Second Call
on 19 Apr 2023. Consequently, Your
Voting-instructions Will Remain Valid for All Calls
Unless the Agenda is Amended.-thank You. Non-Voting
06 Apr 2023: Please Note That This is A Revision
Due to Addition of Comment.-if You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You-decide to Amend Your Original Instructions.
Thank You. Non-Voting
793
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
NAHDI MEDICAL COMPANY
Security ID: M7068U103
Meeting Date: 31-May-23 Meeting Type: Extraordinary General Meeting
1 Reviewing and Discussing the Board of Directors
Report for the Financial Year- Ending on 31/12/2022 Non-Voting
2 Reviewing and Discussing the Financial Statements
for the Financial Year-ending on 31/12/2022 Non-Voting
3 Voting on the Company External Auditors Report for
the Financial Year Ended 31/12/2022 Management
4 Voting on Appointing an External Auditor for the
Company Among Those Nominees Based on the
Recommendation of the Audit Committee to Examine,
Review and Audit the Consolidated and Summarize
Preliminary Financial Statements for the Second and
Third Quarters of the Financial Year 2023, and the
First Quarter of the Financial Year 2024, in
Addition to Reviewing the Consolidated and Separate
Financial Statements of the Nahdi Medical Company
for the Financial Year Ending on 31/12/2023 , and
Determining Its Fees Management
5 Voting on Discharge of the Members of the Board of
Directors from Liability for the Financial Year
Ended 31/12/2022 Management
6 Voting on Amending the Company's Governance
Regulations Management
7 Voting on Authorizing the Board of Directors to
Distribute Interim Dividends to Shareholders on
Biannual Or Quarterly Basis to Shareholders for the
Financial Year 2023 Management
8 Voting on the Payment an Amount of Sar (3,500,000)
As Remuneration to the Members of the Board of
Directors for the Financial Year Ended 31/12/2022 Management
9 Voting on the Business and Contracts Concluded
Between the Company and Ray Al-alam Medical
Company, in Which the Chairman of the Board, Mr.
Saleh Salem Ahmed Bin Mahfouz, Has an Indirect
Interest. It is an Agreement to Provide Medical
Analysis Services to the Company, Noting That the
Value of Transactions for 2023 is (1,000,000)
Riyals Annually Management
10 Voting on the Business and Contracts Concluded
Between the Company and Al- Rajhi Banking
Investment Company, in Which A Member of the Board
of Directors, Mr. Abdullatif Bin Ali Al-saif, Has
an Indirect Interest. It is an Agreement to
Exchange Services for Points Gained from the
Loyalty Programs of Both Companies, Noting That the
Value of Transactions for the Year 2022 is
(24,000,000) Riyals Management
11 Voting on Amending the Companys By-laws and
Aligning It with the New Companies Law Management
794
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
19 Apr 2023: Please Note That This is A Revision
Due to Change in Meeting-type from Agm to Egm. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting
NARAYANA HRUDAYALAYA LTD
Security ID: Y6S9B1106
Meeting Date: 30-Aug-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Financial Statements of the Company Including the
Audited Consolidated Financial Statements for the
Financial Year Ended 31st March 2022, Together with
the Reports of the Board of Directors and the
Auditors Thereon Management For Voted - For
2 To Declare Dividend of Inr 1.00 Per Equity Share
for the Financial Year Ended 31st March 2022 Management For Voted - For
3 To Appoint A Director in Place of Dr. Devi Prasad
Shetty (din:00252187), Who Retires by Rotation and
Being Eligible, Offers Himself for Re-appointment Management For Voted - For
4 To Re-appoint M/s. Deloitte Haskins and Sells LLP,
Chartered Accountants As Statutory Auditors of the
Company and to Fix Their Remuneration Management For Voted - For
5 Resolved That, Pursuant to the Provisions of
Section 148 and All the Other Applicable
Provisions, If Any, of the Companies Act, 2013 Read
with Companies (audit and Auditors) Rules, 2014
(including Any Statutory Modification(s) Or Re-
Enactments Thereof for the Time Being in Force),
the Members of the Company be and is Hereby Approve
and Ratify the Remuneration of Inr 3,30,000 (rupees
Three Lakhs and Thirty Thousand Only) Per Annum
Plus Applicable Taxes and Out of Pocket Expenses
Payable to M/s. Psv & Associates, Cost Accountants,
Bengaluru (firm Registration Number: 000304) Who
are Appointed by the Board of Directors of the
Company As Cost Auditors to Conduct the Audit of
Cost Records for the Financial Year Ending 31st
March 2023.resolved Further That, the Board of
Directors of the Company, be and is Hereby
Authorized to Do All Such Acts, Deeds and Things As
May be Necessary, Proper, Expedient Or Incidental
for Giving Effect to This Resolution Management For Voted - For
6 To Approve Revision in Remuneration of Dr. Devi
Prasad Shetty (din: 00252187) As Whole- Time
Director of the Company Management Against Voted - Against
7 To Approve Revision in Remuneration of Mr. Viren
Prasad Shetty (din:02144586) As Whole- Time
Director, Designated As Executive Vice Chairman of
the Company Management Against Voted - Against
795
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
8 To Approve Revision in Remuneration Payable to Dr.
Varun Shetty As A Consultant Surgeon, an Office Or
Place of Profit Under the Companies Act, 2013 Management Against Voted - Against
9 To Approve Revision in Remuneration Payable to Dr.
Vivek Shetty As A Consultant Surgeon, an Office Or
Place of Profit Under the Companies Act, 2013 Management Against Voted - Against
10 To Approve Issue of Debt Securities on Private
Placement Basis Management For Voted - For
11 To Approve Increase in the Limits for Providing
Loans, Guarantee, Security and Making Investments
Under Section 186 of the Companies Act, 2013 Management Against Voted - Against
10 Aug 2022: Please Note That This is A Revision
Due to Modification of The-text of Resolution 5 and
Change in the Record Date from 19 Aug 2022 to 23
Aug-2022. If You Have Already Sent in Your Votes,
Please Do Not Vote Again Unless-you Decide to Amend
Your Original Instructions. Thank You Non-Voting
Meeting Date: 01-May-23 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 To Appoint Mr. Shankar Arunachalam (din:00203948)
As an Independent Director of the Company Management For Voted - For
2 To Appoint Dr. Nachiket Madhusudan Mor
(din:00043646) As an Independent Director of the
Company Management For Voted - For
3 To Appoint Mr. Naveen Tewari (din: 00677638) As an
Independent Director of the Company Management For Voted - For
NOVATEK JOINT STOCK COMPANY
Security ID: 669888109
Meeting Date: 28-Sep-22 Meeting Type: Extraordinary General Meeting
In Accordance with New Russian Federation
Legislation Regarding Foreign-ownership Disclosure
Requirements for Adr Securities, All Shareholders
Who-wish to Participate in This Event Must Disclose
Their Beneficial Owner-company Registration Number
and Date of Company Registration. Broadridge
Will-integrate the Relevant Disclosure Information
with the Vote Instruction When-it is Issued to the
Local Market As Long As the Disclosure Information
Has-been Provided by Your Global Custodian. If This
Information Has Not Been-provided by Your Global
Custodian, Then Your Vote May be Rejected. Non-Voting
796
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
1 H1 2022 Dividend Payout: the Dividend Payout Amount
and Procedure Shall be As Follows: Allocate One
Hundred Thirty-six Billion Six Hundred Thirty-three
Million Seven Hundred Seventy Thousand Rubles (rub
136,633,770,000) for the H1 2022 Dividend Payout;
Establish the Size of H1 2022 Dividend on Novatek's
Ordinary Shares at Forty-five Rubles (rub 45.00)
Per Ordinary Share; Pay the Dividends in Cash; Fix
October 9, 2022 As the Date When Those Eligible for
Dividend Payout on Novatek's Shares Shall be
Determined Management
NU HOLDINGS LTD.
Security ID: G6683N103 Ticker: NU
Meeting Date: 21-Sep-22 Meeting Type: Annual
1. To Resolve, As an Ordinary Resolution, That the
Company's Audited Financial Statements and the
Company's Annual Report on Form 20-f for the Fiscal
Year Ended December 31, 2021 be Approved and
Ratified. Management For Voted - For
2. To Resolve, As an Ordinary Resolution, That the
Reelection of the Individuals Listed from "a" to
"h" Below and the Election of the Individual Listed
at "i" Below, As Directors of the Company (the
"nominees"), be Approved: A. David Velez Osorno; B.
Douglas Mauro Leone; C. Anita Mary Sands; D. Daniel
Krepel Goldberg; E. Luis Alberto Moreno Mejia; F.
Jacqueline Dawn Reses; G. Rogerio Paulo Calderon
Peres; H. Muhtar Ahmet Kent; and I. Thuan Quang
Pham. Management Against Voted - Against
OZON HOLDINGS PLC
Security ID: 69269L104 Ticker: OZON
Meeting Date: 20-Dec-22 Meeting Type: Annual
1. Approval of the Company's Audited Consolidated and
Standalone Financial Statements for the Year Ended
December 31, 2021, Together with the Respective
Independent Auditors' Reports and the Management
Reports Where Applicable. Management Voted - For
2. Appointment of the Company's Auditors. Management Voted - For
3a. To Re-elect Mr. Igor Gerasimov, As Executive
Director. Management Voted - Against
797
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
PHUNHUAN JEWELRY JOINT STOCK COMPANY
Security ID: Y6891A109
Meeting Date: 27-Apr-23 Meeting Type: Annual General Meeting
Most Vietnam Listed Companies Will Accept Voting
Accompanied by A Generic-power of Attorney (poa)
Document As Prepared in Advance by the Local
Market-custodian Through Which Your Shares Settle.
However, Certain Issuers May-require an
Issuer-specific Poa Signed by the Voting Client. If
An-issuer-specific Poa Template is Made Available
by the Local Market Custodian,-this May be Made
Available to You. Non-Voting
To Attend the Meeting You Must Contact the Issuer
Directly. the Local Sub- Custodian Cannot Process
Meeting Attendance Requests. Please Refer to The-
Issuer's Website for More Details on Attending the
Meeting, As Additional- Documents May be Required
to Attend and Vote. Non-Voting
1 Bod Activites Report in 2022 Management
2 The 2022 Independent Bod Member Activities Report
in the Audit Committee Management
3 Operational Orientation in 2023 Management
4 Audited Financial Statements 2022 Management
5 Select Audit Firm in 2023 Management
6 Approve Profit Distribution, Funds Appropriation in
2022 and 2023 Profit Distribution Plan Management
7 Amending and Supplementing the Organization and
Operation of the Company Charter Management
8 Election of Additional Bod Member Term 2023 2028 Management
9 Other Issues Within the Jurisdiction of the Agm Management
10 Dismissal Exsiting Director Ms Huynh Thi Xuan Lien Management
11 Elect Bod Member Term 2023 2028 Mr Dang Hai Anh Management
12 Esop Plan Management
Please Note That This is an Amendment to Meeting Id
896977 Due to Received-updated Agenda. All Votes
Received on the Previous Meeting Will
Be-disregarded If Vote Deadline Extensions are
Granted. Therefore Please-reinstruct on This
Meeting Notice on the New Job. If However Vote
Deadline-extensions are Not Granted in the Market,
This Meeting Will be Closed And-your Vote
Intentions on the Original Meeting Will be
Applicable. Please-ensure Voting is Submitted Prior
to Cutoff on the Original Meeting, and As-soon As
Possible on This New Amended Meeting. Thank You. Non-Voting
798
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
PINDUODUO INC
Security ID: 722304102 Ticker: PDD
Meeting Date: 08-Feb-23 Meeting Type: Annual
1. As an Ordinary Resolution: That Mr. Lei Chen be Re-
Elected As A Director of the Company. Management For Voted - For
2. As an Ordinary Resolution: That Mr. Anthony Kam
Ping Leung be Re-elected As A Director of the
Company. Management For Voted - For
3. As an Ordinary Resolution: That Mr. Haifeng Lin be
Re- Elected As A Director of the Company. Management For Voted - For
4. As an Ordinary Resolution: That Dr. Qi Lu be
Re-elected As A Director of the Company. Management For Voted - For
5. As an Ordinary Resolution: That Mr. George
Yong-boon Yeo be Re- Elected As A Director of the
Company. Management For Voted - For
6. As A Special Resolution: That the Name of the
Company be Changed from "pinduoduo Inc." to "pdd
Holdings Inc." Management For Voted - For
7. As A Special Resolution: That the Company's Ninth
Amended and Restated Memorandum and Articles of
Association be Amended and Restated by Their
Deletion in Their Entirety and by the Substitution
in Their Place of the Tenth Amended and Restated
Memorandum and Articles of Association in the Form
Attached to [the Notice of Annual General Meeting]
As Exhibit A Thereto. Management For Voted - For
POSCO HOLDINGS INC.
Security ID: Y70750115
Meeting Date: 17-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2.1 Amendment of Articles of Incorporation Management For Voted - For
2.2 Amendment of Articles of Incorporation Management For Voted - For
2.3 Amendment of Articles of Incorporation Management For Voted - For
3.1 Election of Inside Director: Jeong Gi Seop Management Against Voted - Against
3.2 Election of Inside Director: Yu Byeong Ok Management Against Voted - Against
3.3 Election of Inside Director: Gim Ji Yong Management Against Voted - Against
4 Election of A Non-permanent Director: Gim Hak Dong Management Against Voted - Against
5 Election of Outside Director: Gim Jun Gi Management For Voted - For
6 Approval of Remuneration for Director Management For Voted - For
799
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
PRESTIGE ESTATES PROJECTS LTD
Security ID: Y707AN101
Meeting Date: 27-Sep-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Standalone Financial Statements of the Company for
the Financial Year Ended March 31, 2022, Together
with the Boards' Report and Report of Auditors'
Thereon Management For Voted - For
2 To Receive, Consider and Adopt the Audited
Consolidated Financial Statements of the Company
for the Financial Year Ended March 31, 2022 and
Report of Auditors' Thereon Management For Voted - For
3 To Declare A Final Dividend of Inr1.50/- Per Fully
Paid Equity Share for the Financial Year 2021-22 Management For Voted - For
4 To Re-appoint Ms. Uzma Irfan, Director, (din:
01216604) Who Retires by Rotation at This Annual
General Meeting and Being Eligible, Offers Herself
for Re-appointment Management For Voted - For
5 To Re-appoint M/s. S.r. Batliboi & Associates, LLP
As Statutory Auditors of the Company Till
Conclusion of the 30th Agm of the Company Management For Voted - For
6 To Ratify the Payment of Remuneration to M/s P.
Dwibedy & Co., Cost Auditor of the Company for the
Financial Year 2022-23 Management For Voted - For
7 Issue of Non-convertible Debentures on A Private
Placement Basis Management For Voted - For
8 Authorize the Board of Directors to Borrow Upto
Inr100,000,000,000/- (rupees One Hundred Billion
Only) Management For Voted - For
9 Approve Creation of Charge/mortgage/security on the
Assets of the Company Upto Inr100,000,000,000/-
(rupees One Hundred Billion) Only Management For Voted - For
PRUDENTIAL PLC
Security ID: G72899100
Meeting Date: 25-May-23 Meeting Type: Annual General Meeting
1 To Receive and Consider the 2022 Accounts,
Strategic Report, Directors Remuneration Report,
Directors Report and the Auditors Report Management
2 To Approve the 2022 Directors Remuneration Report Management
3 To Approve the Revised Directors Remuneration Policy Management
4 To Elect Arijit Basu As A Director Management
5 To Elect Claudia Suessmuth Dyckerhoff As A Director Management
6 To Elect Anil Wadhwani As A Director Management
7 To Re-elect Shriti Vadera As A Director Management
8 To Re-elect Jeremy Anderson As A Director Management
800
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
9 To Re-elect Chua Sock Koong As A Director Management
10 To Re-elect David Law As A Director Management
11 To Re-elect Ming Lu As A Director Management
12 To Re-elect George Sartorel As A Director Management
13 To Re-elect Jeanette Wong As A Director Management
14 To Re-elect Amy Yip As A Director Management
15 To Appoint Ernst & Young LLP As the Company's
Auditor Management
16 To Authorise the Audit Committee to Determine the
Amount of the Auditors Remuneration Management
17 To Renew the Authority to Make Political Donations Management
18 To Approve the Prudential Sharesave Plan 2023 Management
19 To Approve the Prudential Long Term Incentive Plan
2023 Management
20 To Approve the Prudential International
Savings-related Share Option Scheme for
Non-employees (issosne) and the Amended Rules Management
21 To Approve the Issosne Service Provider Sublimit Management
22 To Approve the Prudential Agency Long Term
Incentive Plan (agency Ltip) Management
23 To Approve the Agency Ltip Service Provider Sublimit Management
24 To Renew the Authority to Allot Ordinary Shares Management
25 To Renew the Extension of Authority to Allot
Ordinary Shares to Include Repurchased Shares Management
26 To Renew the Authority for Disapplication of
Pre-emption Rights Management
27 To Renew the Authority for Disapplication of
Pre-emption Rights for Purposes of Acquisitions Or
Specified Capital Investments Management
28 To Renew the Authority for Purchase of Own Shares Management
29 To Approve and Adopt New Articles of Association Management
30 To Renew the Authority in Respect of Notice for
General Meetings Management
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Security ID: Y0697U112
Meeting Date: 13-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Annual Report and Ratification of the
Company's Consolidated Financial Statements,
Approval of the Board of Commissioners Supervisory
Report As Well As Ratification of Financial
Statements of Micro and Small Enterprise Funding
Program for the Financial Year 2022, and Grant of
Release and Discharge of Liability (volledig Acquit
Et De Charge) to the Board of Directors for the
Management of Company and the Board of
Commissioners of the Company for the Supervisory
Actions Performed During the Financial Year of 2022 Management For Voted - For
801
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2 Determination of Appropriation of the Company's Net
Profit for the Financial Year of 2022 Management For Voted - For
3 Determination of the Remuneration
(salary/honorarium, Facilities and Benefits) for
the Financial Year of 2023, As Well As Tantiem for
the Financial Year of 2022, for the Board of
Directors and the Board of Commissioners of the
Company Management For Voted - For
4 Appointment of Public Accountant And/or Public
Accountant Firm to Perform Audit on the Company's
Consolidated Financial Statements for the Financial
Year of 2023 As Well As Micro and Small Enterprise
Funding Programs Financial Statements and
Implementation Report for the Financial Year of 2023 Management For Voted - For
5 Approval of Resolution Plan of the Company and
Update of Recovery Plan of the Company Management For Voted - For
6 Report on the Realization of the Utilization of
Proceeds from the Public Offering of Sustainable
Bonds and the Limited Public Offering in Accordance
with the Capital Increase by Granting Pre-emptive
Rights I Year 2021 Management For Voted - For
7 Approval of the Repurchase of the Company's Shares
(buyback) and the Transfer of the Repurchased
Shares That is Recorded As Treasury Stock Management For Voted - For
8 Changes in the Composition of the Company's
Management Management For Voted - For
RELIANCE INDUSTRIES LTD
Security ID: Y72596102
Meeting Date: 29-Aug-22 Meeting Type: Annual General Meeting
1 To Consider and Adopt (a) the Audited Financial
Statement of the Company for the Financial Year
Ended March 31, 2022 and the Reports of the Board
of Directors and Auditors Thereon; and (b) the
Audited Consolidated Financial Statement of the
Company for the Financial Year Ended March 31, 2022
and the Report of Auditors Thereon And, in This
Regard, to Consider and If Thought Fit, to Pass the
Following Resolutions As Ordinary Resolutions: A)
Resolved That the Audited Financial Statement of
the Company for the Financial Year Ended March 31,
2022 and the Reports of the Board of Directors and
Auditors Thereon, As Circulated to the Members, be
and are Hereby Considered and Adopted. B) Resolved
That the Audited Consolidated Financial Statement
of the Company for the Financial Year Ended March
31,2022 and the Report of Auditors Thereon, As
Circulated to the Members, be and are Hereby
Considered and Adopted Management For Voted - For
2 Resolved That A Dividend at the Rate of Inr 8/-
(eight Rupees Only) Per Equity Share of Inr 10/-
802
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
(ten Rupees Only) Each Fully Paid-up of the
Company, As Recommended by the Board of Directors,
be and is Hereby Declared for the Financial Year
Ended March 31,2022 and the Same be Paid Out of the
Profits of the Company Management For Voted - For
3 Resolved That in Accordance with the Provisions of
Section 152 and Other Applicable Provisions of the
Companies Act, 2013, Smt. Nita M. Ambani (din:
03115198), Who Retires by Rotation at This Meeting,
be and is Hereby Appointed As A Director of the
Company Management For Voted - For
4 Resolved That in Accordance with the Provisions of
Section 152 and Other Applicable Provisions of the
Companies Act, 2013, Shri Hital R. Meswani (din:
00001623), Who Retires by Rotation at This Meeting,
be and is Hereby Appointed As A Director of the
Company Management For Voted - For
5 Resolved That Pursuant to the Provisions of
Sections 139, 142 and Other Applicable Provisions
of the Companies Act, 2013 Read with the Companies
(audit and Auditors) Rules, 2014 (including Any
Statutory Modification(s) Or Re-enactment(s)
Thereof, for the Time Being in Force), Deloitte
Haskins & Sells LLP, Chartered Accountants
(registration No. 117366w / W - 100018) and
Chaturvedi & Shah LLP, Chartered Accountants
(registration No. 101720w / W100355), be and are
Hereby Appointed As Auditors of the Company for A
Term of 5 (five) Consecutive Years from the
Conclusion of This Annual General Meeting Till the
Conclusion of the Sixth Annual General Meeting from
This Annual General Meeting, at Such Remuneration
As Shall be Fixed by the Board of Directors of the
Company Management For Voted - For
6 Resolved That in Accordance with the Provisions of
Sections 196, 197 and 203 Read with Schedule V and
Other Applicable Provisions of the Companies Act,
2013 and the Companies (appointment and
Remuneration of Managerial Personnel) Rules, 2014
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), Approval of the Members be and is Hereby
Accorded to Re-appoint Shri Nikhil R. Meswani (din:
00001620) As A Whole-time Director, Designated As
an Executive Director, for A Period of 5 (five)
Years from the Expiry of His Present Term of
Office, I.e., with Effect from July 1, 2023 on the
Terms and Conditions Including Remuneration As Set
Out in the Statement Annexed to the Notice, with
Liberty to the Board of Directors (hereinafter
Referred to As the Board Which Term Shall Include
the Human Resources, Nomination and Remuneration
Committee of the Board) to Alter and Vary the Terms
and Conditions of the Said Re- Appointment and / Or
Remuneration As It May Deem Fit Resolved Further
803
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
That the Board be and is Hereby Authorised to Do
All Acts and Take All Such Steps As May be
Necessary, Proper Or Expedient to Give Effect to
This Resolution Management For Voted - For
7 Resolved That in Accordance with the Provisions of
Sections 149, 150 and 152 Read with Schedule IV and
Other Applicable Provisions of the Companies Act,
2013 ("the Act") and the Companies (appointment and
Qualifications of Directors) Rules, 2014 and the
Applicable Provisions of the Securities and
Exchange Board of India (listing Obligations and
Disclosure Requirements) Regulations, 2015
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), Shri K. V. Chowdary (din: 08485334), Who
Was Appointed As an Additional Director, Designated
As an Independent Director, Pursuant to the
Provisions of Section 161(1) of the Act and the
Articles of Association of the Company and in
Respect of Whom the Company Has Received A Notice
in Writing Under Section 160 of the Act from A
Member Proposing His Candidature for the Office of
Director, be Appointed As an Independent Director
of the Company, Not Liable to Retire by Rotation
and to Hold Office for A Term Up to July 20, 2027;
Resolved Further That the Board of Directors be and
is Hereby Authorised to Do All Acts and Take All
Such Steps As May be Necessary, Proper Or Expedient
to Give Effect to This Resolution Management For Voted - For
8 Resolved That in Accordance with the Provisions of
Section 148 and Other Applicable Provisions of the
Companies Act, 2013 Read with the Companies (audit
and Auditors) Rules, 2014 (including Any Statutory
Modification(s) Or Re- Enactment(s) Thereof, for
the Time Being in Force), the Remuneration, As
Approved by the Board of Directors and Set Out in
the Statement Annexed to the Notice, to be Paid to
the Cost Auditors Appointed by the Board of
Directors, to Conduct the Audit of Cost Records of
the Company for the Financial Year Ending March 31,
2023, be and is Hereby Ratified Management For Voted - For
9 Resolved That in Accordance with the Provisions of
Section 13 and Other Applicable Provisions of the
Companies Act, 2013 Read with Applicable Rules Made
Thereunder (including Any Statutory Modification(s)
Or Re-enactment(s) Thereof, for the Time Being in
Force) and Subject to Such Approvals As May be
Necessary Or Required, Clause III.a. of the
Memorandum of Association of the Company Relating
to Its Objects be and is Hereby Altered by Adding
the Following Sub-clauses As New Sub-clauses 8, 9
and 10 After the Existing Sub-clause 7 in Clause
III.a : 8. to Carry on the Business of Designers,
Innovators, Manufacturers, Developers, Assemblers,
Integrators, Sellers, Buyers, Fabricators,
804
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Recyclers, Operators and Dealers in New Energy
Value Chain Comprising Quartz and Silica Mining,
Metallic Silicone, Polysilicon, Silicon Or Other
Photovoltaic / Photosensitive Substrate / Wafers,
Photovoltaic Cells, Module and Ancillaries, Sheet
Glass, Polyolefin Elastomer, Module Mounting
Structure, Energy Storage System Comprising Cell
and Battery Packs, Power Conversion System and
Other Electro-mechanical and Electro-chemical
Energy Storage System, Electrolysers, Fuel Cells,
Semiconductor and Power Electronics Components,
Sub- Assemblies and Full Systems and Parts
Including Magnetics, Ingredients, Components and
Other Ancillary Items and Hardware, Digital
Platforms and Software Services Including But Not
Limited to Cloud Services, Applications and
Software Services Used in New Energy and Related
Project(s), Operations, Maintenance and Support
Services and Activities. 9. to Carry on the
Business of Manufacturers, Sellers, Buyers,
Distributors, Converters, Transporters, Processors,
Assemblers, Integrators and Dealers of Hydrogen and
Its Derivative Chemicals Including Ammonia and
Methanol and Other Derivative Chemicals. 10. to
Carry on the Business of Designers, Developers,
Innovators, Technology Providers, Assemblers,
Integrators, Sellers, Buyers, Fabricators,
Recyclers, Distributors, Operators and Dealers of
Conventional Or Hydrogen Internal Combustion
Engines, Battery Electric Drive System, Battery
Charging and Swapping, Fuel Cell Electric Drive
System, Entire Vehicles, Public/individual
Transportation System Including Magnetic Levitation
and Working in Collaboration with Original
Equipment, Technology and Service Provider for the
Same. Resolved Further That the Board of Directors
of the Company be and is Hereby Authorised to Do
All Acts and Take All Such Steps As May be
Necessary, Proper Or Expedient to Give Effect to
This Resolution Management For Voted - For
10 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("listing Regulations"), the
Applicable Provisions of the Companies Act, 2013
("the Act") Read with Rules Made Thereunder, Other
Applicable Laws / Statutory Provisions, If Any,
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), the Company's Policy on Materiality of
Related Party Transactions and on Dealing with
Related Party Transactions and Basis the Approval
of the Audit Committee and Recommendation of the
Board of Directors of the Company, Approval of the
805
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Members of the Company be and is Hereby Accorded to
the Company to Enter Into and / Or Continue the
Related Party Transaction(s) /contract(s) /
Arrangement(s) / Agreement(s) (in Terms of
Regulation 2(1)(zc)(i) of the Listing Regulations)
in Terms of the Explanatory Statement to This
Resolution and More Specifically Set Out in Table
Nos. A1 to A7 in the Explanatory Statement to This
Resolution on the Respective Material Terms &
Conditions Set Out in Each of Table Nos. A1 to A7.
Resolved Further That the Board of Directors of the
Company (hereinafter Referred to As 'board' Which
Term Shall be Deemed to Include the Audit Committee
of the Board and Any Duly Constituted Committee
Empowered to Exercise Its Powers Including Powers
Conferred Under This Resolution) be and is Hereby
Authorised to Do All Such Acts, Deeds, Matters and
Things As It May Deem Fit in Its Absolute
Discretion and to Take All Such Steps As May be
Required in This Connection Including Finalizing
and Executing Necessary Contract(s),
Arrangement(s), Agreement(s) and Such Other
Documents As May be Required, Seeking All Necessary
Approvals to Give Effect to This Resolution, for
and on Behalf of the Company, to Delegate All Or
Any of Its Powers Conferred Under This Resolution
to Any Director Or Key Managerial Personnel Or Any
Officer / Executive of the Company and to Resolve
All Such Issues, Questions, Difficulties Or Doubts
Whatsoever That May Arise in This Regard and All
Action(s) Taken by the Company in Connection with
Any Matter Referred to Or Contemplated in This
Resolution, be and are Hereby Approved, Ratified
and Confirmed in All Respects Management For Voted - For
11 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("listing Regulations"), Other
Applicable Laws / Statutory Provisions, If Any,
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), the Company's Policy on Materiality of
Related Party Transactions and on Dealing with
Related Party Transactions and Basis the
Recommendation of the Audit Committee and the Board
of Directors of the Company, Approval of the
Members of the Company be and is Hereby Accorded to
the Subsidiaries (as Defined Under the Companies
Act, 2013) of the Company, to Enter Into And/or
Continue the Related Party Transaction(s) /
Contract(s) / Arrangement(s) / Agreement(s) (in
Terms of Regulation 2(1)(zc)(i) of the Listing
Regulations) in Terms of the Explanatory Statement
to This Resolution and More Specifically Set Out in
806
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Table Nos. B1 to B10 in the Explanatory Statement
to This Resolution on the Respective Material Terms
& Conditions Set Out in Each of Table Nos. B1 to
B10. Resolved Further That the Board of Directors
of the Company (hereinafter Referred to As 'board'
Which Term Shall be Deemed to Include the Audit
Committee of the Board and Any Duly Constituted
Committee Empowered to Exercise Its Powers
Including Powers Conferred Under This Resolution)
be and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things As It May Deem Fit in Its
Absolute Discretion, to Delegate All Or Any of Its
Powers Conferred Under This Resolution to Any
Director Or Key Managerial Personnel Or Any Officer
/ Executive of the Company and to Resolve All Such
Issues, Questions, Difficulties Or Doubts
Whatsoever That May Arise in This Regard and All
Action(s) Taken by the Company / Subsidiaries in
Connection with Any Matter Referred to Or
Contemplated in This Resolution, be and are Hereby
Approved, Ratified and Confirmed in All Respects Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 Appointment of Shri K. V. Kamath (din:00043501) As
an Independent Director of the Company Management For Voted - For
2 Alteration of the Objects Clause of the Memorandum
of Association of the Company Management For Voted - For
Meeting Date: 02-May-23 Meeting Type: Court Meeting
1 Resolved That Pursuant to the Provisions of
Sections 230 to 232 and Other Applicable Provisions
of the Companies Act, 2013, the Rules, Circulars
and Notifications Made Thereunder (including Any
Statutory Modification(s) Or Re-enactment(s)
Thereof, for the Time Being in Force), Provisions
of the Memorandum and Articles of Association of
the Company and Subject to the Approval of the
Hon'ble National Company Law Tribunal, Mumbai Bench
("tribunal") and Subject to Such Other Approval(s),
Permission(s) and Sanction(s) of Regulatory and
Other Authorities, As May be Necessary and Subject
to Such Condition(s) and Modification(s) As May be
Deemed Appropriate by the Parties to the Scheme, at
Any Time and for Any Reason Whatsoever, Or Which
May Otherwise be Considered Necessary, Desirable Or
807
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
As May be Prescribed Or Imposed by the Tribunal Or
by Any Regulatory Or Other Authorities, While
Granting Such Approval(s), Permission(s) and
Sanction(s), Which May be Agreed to by the Board of
Directors of the Company (hereinafter Referred to
As the "board", Which Term Shall be Deemed to Mean
and Include One Or More Committee(s) Constituted /
to be Constituted by the Board Or Any Other Person
Authorised by It to Exercise Its Powers Including
the Powers Conferred by This Resolution), the
Arrangement Embodied in the Scheme of Arrangement
Between Reliance Industries Limited and Its
Shareholders and Creditors & Reliance Strategic
Investments Limited and Its Shareholders and
Creditors ("scheme"), be and is Hereby Approved;
Resolved Further That the Board be and is Hereby
Authorised to Do All Such Acts, Deeds, Matters and
Things, As It May, in Its Absolute Discretion Deem
Requisite, Desirable, Appropriate Or Necessary to
Give Effect to This Resolution and Effectively
Implement the Arrangement Embodied in the Scheme
and to Make Any Modification(s) Or Amendment(s) to
the Scheme at Any Time and for Any Reason
Whatsoever, and to Accept Such Modification(s),
Amendment(s), Limitation(s) and / Or Condition(s),
If Any, Which May be Required and / Or Imposed by
the Tribunal While Sanctioning the Arrangement
Embodied in the Scheme Or by Any Authorities Under
Law, Or As May be Required for the Purpose of
Resolving Any Question(s) Or Doubt(s) Or
Difficulties That May Arise Including Passing of
Such Accounting Entries and / Or Making Such
Adjustments in the Books of Accounts As Considered
Necessary in Giving Effect to the Scheme, As the
Board May Deem Fit and Proper, Without Being
Required to Seek Any Further Approval of the
Members and the Members Shall be Deemed to Have
Given Their Approval Thereto Expressly by Authority
Under This Resolution Management
RIYUE HEAVY INDUSTRY CO LTD
Security ID: Y7304F107
Meeting Date: 21-Jul-22 Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id
770957 Due to Received-deletion of Resolution 2.
All Votes Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You Non-Voting
1 Increase of Implementing Parties and Location of
Some Projects Financed with Raised Funds and
Capital Increase with Raised Funds Management For Voted - For
808
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 02-Mar-23 Meeting Type: Extraordinary General Meeting
1 2023 Restricted Stock Incentive Plan (draft) and
Its Summary Management Against Voted - Against
2 Appraisal Management Measures for the
Implementation of 2023 Restricted Stock Incentive
Plan Management Against Voted - Against
3 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management Against Voted - Against
RUMO SA
Security ID: P8S114104
Meeting Date: 14-Dec-22 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 To Approve the Private Instrument of Protocol and
Justification of Merger of Farovia S.a. Into Rumo
S.a., from Here Onwards Referred to As the Protocol
and Justification, Which Was Signed on November 22,
2022, by the Management of Farovia Sa Companhia
Brasileira De Logistica E Transporte, A Closely
Held Share Corporation with Brazilian Corporate
Taxpayer Id Number, Cnpj.me, 11.992.767.0001.60,
with Its Head Office at Rua Amauri 305, Fourth
Floor, Itaim Bibi Neighborhood, Sao Paulo, Sp, Zip
Code 01448.000, with Its Founding Documents on File
at the Sao Paulo State Board of Trade, from Here
Onwards Referred to As Jucesp, Under Company Id
Number, Nire, 35300379551, from Here Onwards
Referred to As Farovia Or As the Merged Company,
and by the Management of the Company Management For Voted - For
2 To Ratify the Hiring of Soparc Auditores E
Consultores S.s. Ltda., A Limited Company That is
Established in the City of Piracicaba, State of Sao
Paulo, at Rua 13 De Maio 797, with Brazilian
Corporate Taxpayer Id Number, Cnpj.me,
03.132.733.0001.78, from Here Onwards Referred to
As Soparc, for the Preparation of the Valuation
Report of the Equity of Farovia, from Here Onwards
Referred to As the Valuation Report Management For Voted - For
3 Approval of the Merger Valuation Report Management For Voted - For
4 Analysis and Approval of the Merger of Farovia Into
the Company, Under the Terms of the Protocol and
809
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Justification, with the Consequent Extinction of
Farovia Management For Voted - For
5 Authorization for the Managers of the Company to Do
All of the Other Acts That are Necessary for the
Implementation of the Merger Management For Voted - For
SAMSONITE INTERNATIONAL S.A
Security ID: L80308106
Meeting Date: 21-Dec-22 Meeting Type: Ordinary General Meeting
1 That: (a) Approval and Adoption of the Rules of the
Share Award Scheme of the Company, A Copy of Which
Has Been Signed by the Chairman of the Meeting for
Identification Purposes (the "2022 Share Award
Scheme"), Subject to and Conditional Upon the
Listing Committee of the Stock Exchange of Hong
Kong Limited (the "stock Exchange") Granting the
Listing of and Permission to Deal in the Shares to
be Issued Pursuant to the Vesting Or Exercise of
Any Awards Granted Under the 2022 Share Award
Scheme; And(b) Authorization of the Remuneration
Committee of the Board of Directors of the Company
(the "board") (the "remuneration Committee") Under
Authority Delegated to It by the Board to Grant
Awards of Options Or Restricted Share Units
("rsus") Pursuant to the 2022 Share Award Scheme,
and Authorization of the Board to Allot and Issue
Shares, Direct and Procure Any Professional Trustee
As May be Appointed by the Company to Assist with
the Administration, Exercise and Vesting of Options
and Rsus, to Transfer Shares and Otherwise Deal
with Shares Underlying the Options And/or Rsus
Granted Pursuant to the 2022 Share Award Scheme As
and When the Yare Exercised Or Vest (as the Case
May Be), in Accordance with Luxembourg Companies
Law and the Articles of Association of the Company,
Including in Particular with Respect to the
Limitation Or Suppression of the Preferential
Subscription Rights of Existing Shareholders of the
Company Management Against Voted - Against
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 1128/2022112800725.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 1128/2022112800735.pdf Non-Voting
Please Note in the Hong Kong Market That A Vote of
'abstain' Will be Treated-the Same As A 'take No
Action' Vote Non-Voting
810
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 01-Jun-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0420/2023042002091.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0420/2023042002103.pdf Non-Voting
Please Note in the Hong Kong Market That A Vote of
'abstain' Will be Treated-the Same As A 'take No
Action' Vote. Non-Voting
1 To Receive and Adopt the Audited Statutory Accounts
and Audited Consolidated Financial Statements of
the Company and the Reports of the Directors of the
Company (the Directors) (among Which the Conflict
of Interest Report) and Auditors for the Year Ended
December 31, 2022 Management
2 To Approve the Allocation of the Results of the
Company for the Year Ended December 31, 2022 Management
3.1 To Re-elect the Following Retiring Director Mr.
Kyle Francis Gendreau for A Period of Three Years
Expiring Upon the Holding of the Annual General
Meeting of the Company to be Held in 2026 Management
3.2 To Re-elect the Following Retiring Director Mr. Tom
Korbas for A Period of Three Years Expiring Upon
the Holding of the Annual General Meeting of the
Company to be Held in 2026 Management
3.3 To Re-elect the Following Retiring Director Ms.
Ying Yeh for A Period of One Year Expiring Upon the
Holding of the Annual General Meeting of the
Company to be Held in 2024 Management
4 To Renew the Mandate Granted to KPMG Luxembourg to
Act As Approved Statutory Auditor (reviseur
Dentreprises Agree) of the Company for the Year
Ending December 31, 2023, And, Subject to the
Adoption by the Extraordinary General Meeting of
the Company to be Held After the Annual General
Meeting on the Same Date (the Extraordinary General
Meeting) of the Modification of Article 13.2 of the
Articles of Incorporation of the Company (the
Articles of Incorporation), Authorization of the
Board of Directors to Fix the Remuneration of the
Approved Statutory Auditor As from the Financial
Year Starting January 1, 2024 Management
5 To Re-appoint KPMG LLP As the External Auditor of
the Company to Hold Office from the Conclusion of
the Annual General Meeting Until the Next Annual
General Meeting of the Company And, Subject to the
Adoption by the Extraordinary General Meeting of
the Modification of Article 13.2 of the Articles of
Incorporation, Authorization of the Board of
Directors to Fix the Remuneration of the External
Auditor for the Year Ending December 31, 2023 Management
811
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
6 To Give A General Mandate to the Directors to Issue
Additional Shares of the Company Not Exceeding 10
Per Cent. of the Total Number of Issued Shares of
the Company As at the Date of This Resolution (in
Accordance with the Terms and Conditions Described
in the Annual General Meeting Circular) Management
7 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10
Per Cent. of the Total Number of Issued Shares of
the Company As at the Date of This Resolution (in
Accordance with the Terms and Conditions Described
in the Annual General Meeting Circular) Management
8 That (a) the Grant of Restricted Share Units (rsus)
Pursuant to the Share Award Scheme of the Company
Adopted by the Shareholders on December 21, 2022,
As Amended from Time to Time (the Share Award
Scheme) in Respect of an Aggregate of Up to
4,029,621 Shares to Mr. Kyle Francis Gendreau in
Accordance with the Terms of the Share Award
Scheme, Subject to All Applicable Laws, Rules and
Regulations and Applicable Award Document(s), be
Approved and (b) Authority be Given to the
Directors to Exercise the Powers of the Company to
Give Effect to Such Grant of Rsus Management
9 To Approve the Discharge Granted to the Directors
and the Approved Statutory Auditor (reviseur
Dentreprises Agree) of the Company for the Exercise
of Their Respective Mandates During the Year Ended
December 31, 2022 Management
10 To Approve the Remuneration to be Granted to
Certain Directors Management
11 To Approve the Remuneration to be Granted to KPMG
Luxembourg As the Approved Statutory Auditor
(reviseur Dentreprises Agree) of the Company Management
Intermediary Clients Only - Please Note That If You
are Classified As An- Intermediary Client Under the
Shareholder Rights Directive II, You Should
Be-providing the Underlying Shareholder Information
at the Vote Instruction-level. If You are Unsure on
How to Provide This Level of Data to
Broadridge-outside of Proxyedge, Please Speak to
Your Dedicated Client Service-representative for
Assistance Non-Voting
Meeting Date: 01-Jun-23 Meeting Type: Extraordinary General Meeting
Voting Must be Lodged with Shareholder Details As
Provided by Your Custodian- Bank. If No Shareholder
Details are Provided, Your Instructions May Be-
Rejected. Non-Voting
Intermediary Clients Only - Please Note That If You
are Classified As An- Intermediary Client Under the
Shareholder Rights Directive II, You Should
Be-providing the Underlying Shareholder Information
812
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
at the Vote Instruction-level. If You are Unsure on
How to Provide This Level of Data to
Broadridge-outside of Proxyedge, Please Speak to
Your Dedicated Client Service-representative for
Assistance Non-Voting
1 Modification of Article 11 (audit) of the Articles
of Incorporation of the Company, in Order to Read
As Follows: 11.1 the Operations of the Company,
Comprising in Particular the Keeping of Its
Accounts and the Preparation of Income Tax Returns
Or Other Declarations Provided for by Luxembourg
Law, Shall be Supervised by One Or Several
Independent Auditors (the "independent Auditors"),
Including at Least One Approved Statutory Auditor
("reviseur D'entreprises Agree") in Accordance with
the Luxembourg Legislation on the Accounting and
the Annual Accounts of Undertakings (the "approved
Statutory Auditor") Who Need Not be Shareholder of
the Company. the Independent Auditors Shall be
Appointed by the Annual General Meeting of
Shareholders for A Period of Office Ending on the
Day of the Next Following Annual General Meeting of
Shareholders Once Its Successor Shall Have Been
Elected. the Independent Auditors Shall Remain in
Office Until It/they Has/have Been Re-elected Or
Its/their Successor Has/have Been Elected. 11.2 the
Independent Auditors Shall be Eligible for
Re-election. 11.3 the Appointment Or Removal of the
Independent Auditors Shall be Approved by an
Ordinary Resolution of the Shareholders in General
Meeting. the Independent Auditors in Office May
Only be Removed (i) with Cause Or (ii) with Both
His/its Approval and the Approval of the General
Meeting. "11.4 the Remuneration of the Independent
Auditors Shall be Fixed As Provided for Under
Article 13.2 Below." Management
2 Modification of 13.2 of the Articles of
Incorporation of the Company, in Order to Read As
Follows: the Company in the Annual General Meeting
Shall Hear the Reports of the Independent Auditors
and Discuss the Balance Sheet. After the Balance
Sheet Has Been Approved, the General Meeting Shall
Decide by Ordinary Resolution, on the Remuneration
of the Directors and of the Independent Auditors
and on the Discharge to be Granted to the
Directors. the General Meeting May Decide to
Delegate to the Board (with Authority for the Board
to Authorize the Audit Committee of the Board) the
Determination of the Amount of the Remuneration of
the Independent Auditors Management
3 Modification of 13.18 of the Articles of
Incorporation of the Company, in Order to Read As
Follows: Notice of Every General Meeting Shall be
Given in Any Manner Hereinbefore Authorised To: A)
Every Person Shown As A Member in the Register As
813
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
of the Record Date for Such Meeting Except That in
the Case of Joint Holders the Notice Shall be
Sufficient If Given to the Joint Holder First Named
in the Register; B) Every Person Upon Whom the
Ownership of A Share Devolves by Reason of His
Being A Legal Personal Representative Or A Trustee
in Bankruptcy of A Member of Record Where the
Member of Record But for His Death Or Bankruptcy
Would be Entitled to Receive Notice of the Meeting
and Which Identity Has Been Communicated to the
Register And/or to the Company; C) the Independent
Auditors; D) Each Director; E) the Exchange; and F)
Such Other Person to Whom Such Notice is Required
to be Given in Accordance with the Listing Rules.
No Other Person Shall be Entitled to Receive
Notices of General Meetings Management
4 Adoption of the New Numbering of the Articles of
the Law of August 10, 1915, on Commercial Companies
Referred to in Article 4.11, Article 5.2, Article
8.10 and Article 14.7 of the Articles of
Incorporation of the Company, Further to the Grand
Ducal Decree of December 5, 2017, Coordinating the
Law of August 10, 1915 on Commercial Companies, As
Amended Management
SAMSUNG ELECTRONICS CO LTD
Security ID: Y74718100
Meeting Date: 03-Nov-22 Meeting Type: Extraordinary General Meeting
1.1 Election of Outside Director Heo Eun Nyeong Management For Voted - For
1.2 Election of Outside Director Yu Myeong Hui Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2 Election of Inside Director Han Jong Hui Management For Voted - For
3 Approval of Remuneration for Director Management For Voted - For
SAMSUNG ELECTRONICS CO LTD
Security ID: Y74718118
Meeting Date: 15-Mar-23 Meeting Type: Annual General Meeting
Please Note That This is an Informational Meeting,
As the Isin Does Not Hold-voting Rights. Should You
Wish to Attend the Meeting Personally, You
May-request A Non-voting Entrance Card. Thank You Non-Voting
814
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
SANDS CHINA LTD
Security ID: G7800X107
Meeting Date: 19-May-23 Meeting Type: Annual General Meeting
1 To Receive the Audited Consolidated Financial
Statements of the Company and Its Subsidiaries and
the Reports of the Directors (the "directors") of
the Company and Auditor for the Year Ended December
31, 2022 Management For Voted - For
2.A To Re-elect Mr. Robert Glen Goldstein As Executive
Director Management For Voted - For
2.B To Re-elect Mr. Charles Daniel Forman As
Non-executive Director Management For Voted - For
2.C To Re-elect Mr. Kenneth Patrick Chung As
Independent Non-executive Director Management For Voted - For
2.D To Authorize the Board of Directors (the "board")
to Fix the Respective Directors Remuneration Management For Voted - For
3 To Re-appoint Deloitte Touche Tohmatsu As Auditor
and to Authorize the Board to Fix Their Remuneration Management For Voted - For
4 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10%
of the Total Number of Issued Shares of the Company
As at the Date of Passing of This Resolution Management For Voted - For
5 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Not Exceeding 20% of the Total Number of
Issued Shares of the Company As at the Date of
Passing of This Resolution Management Against Voted - Against
6 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares of the Company by the Aggregate Number of
the Shares Repurchased by the Company Management Against Voted - Against
7 To Approve the Amendments to the Memorandum and
Articles of Association of the Company Management For Voted - For
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0330/2023033001040.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0330/2023033000924.pdf Non-Voting
815
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
SAUDI TADAWUL GROUP HOLDING COMPANY
Security ID: M82598109
Meeting Date: 28-Dec-22 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to Meeting Id
831168 Due to Received-updated Agenda. All Votes
Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank-you. Non-Voting
1.1 Elect Abdulrahman Al Issa As Director Management For Voted - For
1.2 Elect Ahmed Khoqeer As Director Management For Voted - For
1.3 Elect Sarah Al Suheemi As Director Management For Voted - For
1.4 Elect Yazeed Al Humiyid As Director Management For Voted - For
1.5 Elect Khalid Al Husan As Director Management For Voted - For
1.6 Elect Ranya Nashar As Director Management For Voted - For
1.7 Elect Sabti Al Sabti As Director Management For Voted - For
1.8 Elect Mark Makepeace As Director Management For Voted - For
1.9 Elect Hashim Al Haqeel As Director Management For Voted - For
1.10 Elect Xavier Rolet As Director Management For Voted - For
1.11 Elect Sultan Al Digheethir As Director Management For Voted - For
1.12 Elect Abdullah Al Suweelmi As Director Management For Voted - For
1.13 Elect Ghassan Kashmeeri As Director Management For Voted - For
2 Elect Members of Audit Committee and Approve Its
Responsibilities, Work Procedures, and Remuneration
of Its Members: Mr. Omar Mohammed Al-hoshan -
Committee Chairman, Mr. Hashem Othman Al- Hekail,
Eng. Sultan Abdulaziz Al-deghaither, Mr.
Abdulhameed Sulaiman Al-muhaidib, Ms. Latifah
Hamoud Al-sabhan Management For Voted - For
3 Approve Authorization of the Board Regarding Future
Related Party Transactions According to Article 71
of the Companies Law Management For Voted - For
SHINHAN FINANCIAL GROUP CO LTD
Security ID: Y7749X101
Meeting Date: 23-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements and Annual
Dividends for Fy2022 (jan 1, 2022 - Dec 31, 2022) Management For Voted - For
2 Approval of Revision to Articles of Incorporation Management For Voted - For
3.1 Election of Mr. Jin Ok-dong As Executive Director Management For Voted - For
3.2 Election of Mr. Jung Sang Hyuk As Non- Executive
Director Management For Voted - For
3.3 Re-election of Mr. Kwak Su Keun As Independent
Director Management Against Voted - Against
3.4 Re-election of Mr. Bae Hoon As Independent Director Management Against Voted - Against
816
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
3.5 Re-election of Mr. Sung Jaeho As Independent
Director Management Against Voted - Against
3.6 Re-election of Mr. Lee Yong Guk As Independent
Director Management Against Voted - Against
3.7 Re-election of Mr. Lee Yoon-jae As Independent
Director Management Against Voted - Against
3.8 Re-election of Mr. Jin Hyun-duk As Independent
Director Management Against Voted - Against
3.9 Re-election of Mr. Choi Jae Boong As Independent
Director Management Against Voted - Against
4 Election of an Independent Director Who Will Serve
As Audit Committee Member: Yun Jae Won Management Against Voted - Against
5.1 Re-election of Mr. Kwak Su Keun As an Audit
Committee Member Management Against Voted - Against
5.2 Re-election of Mr. Bae Hoon As an Audit Committee
Member Management Against Voted - Against
6 Approval of the Director Remuneration Limit Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
Security ID: 833635105 Ticker: SQM
Meeting Date: 26-Apr-23 Meeting Type: Annual
1. Sqm's Balance Sheet, Financial Statements, Annual
Report, Account Inspectors Report, and External
Auditors' Report for the Business Year Ended
December 31, 2022. Management Voted - For
2. Designation of the External Auditing Company. Management Voted - For
3. Designation of the Rating Agencies. Management Voted - For
4. Designation of the Account Inspectors. Management Voted - For
5. Investment Policy. Management Voted - For
6. Finance Policy. Management Voted - For
7. Distribution of the Final Dividend. Management Voted - For
8A. Antonio Gil Nievas, Nominated As A Board Member
(please Note That You Can Vote "for" for Option
"a", Or Option "b" Only. If You Vote "for" for More
Than One Option, the Ballot on This Resolution Will
Not Count.) Management Voted - For
8B. Board Election (please Note That You Can Vote "for"
for Option "a", Or Option "b" Only. If You Vote
"for" for More Than One Option, the Ballot on This
Resolution Will Not Count.) Management Voted - Against
9. Board of Directors and Board Committees
Compensation Structure. Management Voted - Against
10. Designation of the Newspaper for Corporate
Publications; General Corporate Information Matters
and Execution of Shareholders' Meeting Resolutions. Management Voted - For
817
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
STANDARD CHARTERED PLC
Security ID: G84228157
Meeting Date: 03-May-23 Meeting Type: Annual General Meeting
1 To Receive the Companys Annual Report and Accounts
for the Financial Year Ended 31 December 2022
Together with the Reports of the Directors and
Auditors Management For Voted - For
2 To Declare A Final Dividend of Usd0.14 Per Ordinary
Share for the Year Ended 31 December 2022 Management For Voted - For
3 To Approve the Annual Report on Directors
Remuneration Contained in the Directors
Remuneration Report for the Year Ended 31 December
2022 As Set Out on Pages 184 to 217 of the 2022
Annual Report and Accounts Management For Voted - For
4 To Elect Jackie Hunt As an Independent Non-
Executive Director Effective 1 October 2022 Management For Voted - For
5 To Elect Dr Linda Yueh, Cbe As an Independent
Non-executive Director Effective from 1 January 2023 Management For Voted - For
6 To Re-elect Shirish Apte As an Independent
Non-executive Director Management For Voted - For
7 To Re-elect David Conner As an Independent
Non-executive Director Management For Voted - For
8 To Re-elect Andy Halford As an Executive Director Management For Voted - For
9 To Re-elect Gay Huey Evans, Cbe As an Independent
Non-executive Director Management For Voted - For
10 To Re-elect Robin Lawther, Cbe As an Independent
Non-executive Director Management For Voted - For
11 To Re-elect Maria Ramos As an Independent
Non-executive Director Management For Voted - For
12 To Re-elect Phil Rivett As an Independent
Non-executive Director Management For Voted - For
13 To Re-elect David Tang As an Independent
Non-executive Director Management For Voted - For
14 To Re-elect Carlson Tong As an Independent
Non-executive Director Management For Voted - For
15 To Re-elect Dr Jose Vinals As Group Chairman Management For Voted - For
16 To Re-elect Bill Winters As an Executive Director Management For Voted - For
17 To Re-appoint Ernst & Young LLP (ey) As Auditor to
the Company from the End of the Agm Until the End
of Next Years Agm Management For Voted - For
18 To Authorise the Audit Committee, Acting for and on
Behalf of the Board, to Set the Remuneration of the
Auditor Management For Voted - For
19 To Authorise the Company and Its Subsidiaries to
Make Political Donations and Incur Political
Expenditure Within the Limits Prescribed in the
Resolution Management For Voted - For
20 To Renew the Authorisation for the Board to Offer A
Scrip Dividend to Shareholders Management For Voted - For
818
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
21 To Approve the Rules of the Standard Chartered 2023
Share Save Plan Management For Voted - For
22 To Authorise the Board to Allot Ordinary Shares Management For Voted - For
23 To Extend the Authority to Allot Ordinary Shares
Granted Pursuant to Resolution 22 to Include Any
Shares Repurchased by the Company Under the
Authority Granted Pursuant to Resolution 28 Management For Voted - For
24 To Authorise the Board to Allot Shares and Grant
Rights to Subscribe for Or to Convert Any Security
Into Shares in Relation to Any Issues by the
Company of Equity Convertible Additional Tier 1
Securities Management For Voted - For
25 To Authorise the Board to Disapply Pre- Emption
Rights in Relation to the Authority Granted
Pursuant to Resolution 22 Management For Voted - For
26 In Addition to the Authority Granted Pursuant to
Resolution 25, to Authorise the Board to Disapply
Pre-emption Rights in Relation to the Authority
Granted Pursuant to Resolution 22 for the Purposes
of Acquisitions and Other Capital Investments Management For Voted - For
27 In Addition to the Authorities Granted Pursuant to
Resolutions 25 and 26, to Authorise the Board to
Disapply Pre- Emption Rights in Relation to the
Authority Granted, in Respect of Equity Convertible
Additional Tier 1 Securities, Pursuant to
Resolution 24 Management For Voted - For
28 To Authorise the Company to Make Market Purchases
of Its Own Ordinary Shares Management For Voted - For
29 To Authorise the Company to Make Market Purchases
of Its Own Preference Shares Management For Voted - For
30 To Enable the Company to Call A General Meeting
Other Than an Annual General Meeting on No Less
Than 14 Clear Days Notice Management For Voted - For
31 To Adopt New Articles of Association of the Company Management For Voted - For
29 Mar 2023: Please Note That This is A of Revision
Due to Deletion Of-comment. If You Have Already
Sent in Your Votes, Please Do Not Vote Again-unless
You Decide to Amend Your Original Instructions.
Thank You Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0327/2023032701206.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0327/2023032701062.pdf Non-Voting
819
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
SUZANO SA
Security ID: P8T20U187
Meeting Date: 29-Sep-22 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 To Approve the Protocol and Justification of the
Merger, by the Company, of I. Suzano Trading Ltd.,
II. Rio Verde Participacoes E Propriedades Rurais
S.a., III. Caravelas Florestal S.a., IV. Vitex Sp
Participacoes S.a., V. Parkia Sp Participacoes
S.a., Vi. Sobrasil Comercial S.a., Vii. Vitex Es
Participacoes S.a., Viii. Parkia Es Participacoes
S.a., Ix. Claraiba Comercial S.a., X. Vitex Ba
Participacoes S.a., Xi. Parkia Ba Participacoes
S.a., Xii. Garacui Comercial S.a., Xiii. Vitex Ms
Participacoes S.a., Xiv. Parkia Ms Participacoes
S.a., and Xv. Duas Marias Comercial S.a., Target
Companies, Mergers and Merger Agreement Management For Voted - For
2 To Ratify the Appointment and Engagement of the
Specialized Companies Apsis Consultoria E
Avaliacoes Ltda. and PricewaterhouseCoopers
Auditores Independentes Ltda., Appraisers, for
Purposes of Determining the Net Equity of the
Target Companies, Pursuant to Applicable Law Management For Voted - For
3 To Approve the Appraisal Reports of the Net
Equities of the Target Companies, at Book Value,
Prepared by the Appraisers, in Compliance with
Accounting and Legal Standards, Criteria and
Requirements, Appraisal Reports Management For Voted - For
4 To Approve the Mergers Management For Voted - For
5 To Authorize the Company's Management to Perform
All Necessary Actions in Order to Effectively Carry
Out and Implement the Resolutions Approved,
Pursuant to Applicable Law Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 Examine the Management Accounts Related to the
Fiscal Year Ended December 31, 2022 Management For Voted - For
2 Examine, Discuss and Vote on the Financial
Statements of the Company for the Fiscal Year Ended
December 31, 2022, and to Review the Management
Report for the Aforementioned Fiscal Year Management For Voted - For
3 Resolve on the Companys Capital Budget for the
Fiscal Year Ending December 31, 2023 Management For Voted - For
4 Resolve on the Allocation of Net Income for the
Fiscal Year Ended December 31, 2022 and the
Distribution of Dividends Management For Voted - For
5 Do You Wish to Request the Establishment of A
Fiscal Council, Under the Terms of Article 161 of
Law 6,404, of 1976. If the Shareholder Chooses No
Or Abstain, Their Shares Will Not be Computed for
the Request of the Establishment of the Fiscal
Council Management For Voted - For
6.1 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 2. Nomination of
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Luiz Augusto
Marques Paes, Effective and Roberto Figueiredo
Mello, Substitute Management Against Voted - Abstain
6.2 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 2. Nomination of
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Rubens
Barletta, Effective and Luiz Gonzaga Ramos
Schubert, Substitute Management Against Voted - Abstain
7 Separate Election of A Member of the Fiscal
Council. Ordinary Shareholder. Nomination of
Candidates to the Fiscal Council by Minority
Shareholders with Voting Rights, the Shareholder
Must Fill This Field If the General Election Field
Was Left in Blank. Eraldo Soares Pecanha, Effective
and Kurt Janos Toth, Substitute Management For Voted - For
8 Determine the Overall Annual Compensation of the
Companys Management and Fiscal Council, If
Installed, for the Fiscal Year of 2023 Management Against Voted - Against
Meeting Date: 26-Apr-23 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
821
Non-Voting
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 Resolve on the Amendment to the Caput of Article 5
of the Company's Bylaws, to Reflect the Number of
Shares Into Which the Company's Share Capital is
Divided, Due to the Cancellation of Treasury Shares
Approved at the Board of Directors Meeting Held on
February 28, 2023 Management For Voted - For
2 Resolve on the Consolidation of the Company's
Bylaws, in Order to Reflect the Amendment of Its
Article 5 Object of the Resolution Described in
Item 1 Above Management For Voted - For
3 Authorize the Company's Management to Take All
Measures Necessary to Implementation of the
Approved Matters, in Accordance with the Applicable
Law Management For Voted - For
31 Mar 2023: Please Note That This is A Revision
Due to Change of the Record-date from 20 Apr 2023
to 19 Apr 2023. If You Have Already Sent in Your
Votes,-please Do Not Vote Again Unless You Decide
to Amend Your Original-instructions. Thank You Non-Voting
SWIRE PACIFIC LTD
Security ID: Y83310105
Meeting Date: 11-May-23 Meeting Type: Annual General Meeting
In the Hong Kong Market A Vote of Abstain Will be
Treated the Same As A Vote-of Take No Action. Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0406/2023040600754.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0406/2023040600782.pdf Non-Voting
1.A To Re-elect P K Etchells As A Director Management For Voted - For
1.B To Re-elect Z P Zhang As A Director Management For Voted - For
1.C To Elect G D Mccallum As A Director Management For Voted - For
1.D To Elect E M Ngan As A Director Management For Voted - For
1.E To Elect B Y Zhang As A Director Management For Voted - For
2 To Re-appoint PricewaterhouseCoopers As Auditors
and to Authorise the Directors to Fix Their
Remuneration Management For Voted - For
3 To Grant A General Mandate to the Directors to Buy
Back Shares Management For Voted - For
4 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares in the
Company Management Against Voted - Against
822
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD
Security ID: Y84629107
Meeting Date: 06-Jun-23 Meeting Type: Annual General Meeting
1 To Accept 2022 Business Report and Financial
Statements. Management For Voted - For
2 To Approve the Issuance of Employee Restricted
Stock Awards for Year 2023. Management For Voted - For
3 To Revise the Procedures for Endorsement and
Guarantee. Management Against Voted - Against
4 In Order to Reflect the Audit Committee Name Change
to the Audit and Risk Committee, to Revise the Name
of Audit Committee in the Following Tsmc
Policies,(i). Procedures for Acquisition Or
Disposal of Assets. (ii). Procedures for Financial
Derivatives Transactions. (iii). Procedures for
Lending Funds to Other Parties. (iv). Procedures
for Endorsement and Guarantee. Management For Voted - For
TECHTRONIC INDUSTRIES CO LTD
Security ID: Y8563B159
Meeting Date: 12-May-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0412/2023041200522.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0412/2023041200538.pdf Non-Voting
In the Hong Kong Market A Vote of Abstain Will be
Treated the Same As A Vote-of Take No Action. Non-Voting
1 To Receive and Consider the Audited Statement of
Accounts and the Reports of the Directors and the
Auditors of the Company for the Year Ended December
31, 2022 Management
2 To Declare A Final Dividend of Hk90.00 Cents Per
Share for the Year Ended December 31, 2022 Management
3.A To Re-elect Mr. Horst Julius Pudwill As Group
Executive Director Management
3.B To Re-elect Mr. Joseph Galli Jr. As Group Executive
Director Management
3.C To Re-elect Mr. Frank Chi Chung Chan As Group
Executive Director Management
3.D To Re-elect Mr. Robert Hinman Getz As Independent
Non-executive Director Management
3.E To Authorise the Directors to Fix Their
Remuneration for the Year Ending December 31, 2023 Management
823
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
4 To Re-appoint Deloitte Touche Tohmatsu As Auditors
of the Company and Authorise the Directors to Fix
Their Remuneration Management
5 To Grant A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares Not
Exceeding 5% of the Number of Issued Shares of the
Company at the Date of the Resolution Management
6 To Grant A General Mandate to the Directors to Buy
Back Shares Not Exceeding 10% of the Number of
Issued Shares of the Company at the Date of the
Resolution Management
7 To Approve the Amendments to the Share Award Scheme Management
8 To Approve the Amendments to the Share Option Scheme Management
TENCENT HOLDINGS LTD
Security ID: G87572163
Meeting Date: 17-May-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0406/2023040601872.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0406/2023040601874.pdf Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting
1 To Receive and Consider the Audited Financial
Statements, the Directors Report and the
Independent Auditors Report for the Year Ended 31
December 2022 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.A To Re-elect Mr Jacobus Petrus (koos) Bekker As
Director Management For Voted - For
3.B To Re-elect Professor Zhang Xiulan As Director Management For Voted - For
3.C To Authorise the Board of Directors to Fix the
Directors Remuneration Management For Voted - For
4 To Re-appoint Auditor and Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Issue New Shares (ordinary Resolution 5 As Set Out
in the Notice of the Agm) Management Against Voted - Against
6 To Grant A General Mandate to the Directors to
Repurchase Shares (ordinary Resolution 6 As Set Out
in the Notice of the Agm) Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
824
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
23/ 0424/2023042401617.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0424/2023042401635.pdf Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting
1A To Approve and Adopt the 2023 Share Option Scheme Management Against Voted - Against
1B To Approve the Transfer of Share Options Management Against Voted - Against
1C To Terminate the Share Option Scheme Adopted by the
Company on 17 May 2017 Management Against Voted - Against
2 To Approve and Adopt the Scheme Mandate Limit
(share Option) Under the 2023 Share Option Scheme Management Against Voted - Against
3 To Approve and Adopt the Service Provider Sub-limit
(share Option) Under the 2023 Share Option Scheme Management Against Voted - Against
4A To Approve and Adopt the 2023 Share Award Scheme Management Against Voted - Against
4B To Approve the Transfer of Share Awards Management Against Voted - Against
4C To Terminate Each of the Share Award Schemes
Adopted by the Company on 13 November 2013 and 25
November 2019 Management Against Voted - Against
5 To Approve and Adopt the Scheme Mandate Limit
(share Award) Under the 2023 Share Award Scheme Management Against Voted - Against
6 To Approve and Adopt the Scheme Mandate Limit (new
Shares Share Award) Under the 2023 Share Award
Scheme Management Against Voted - Against
7 To Approve and Adopt the Service Provider Sub-limit
(new Shares Share Award) Under the 2023 Share Award
Scheme Management Against Voted - Against
THE SAUDI NATIONAL BANK
Security ID: M7S2CL107
Meeting Date: 07-May-23 Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id
900184 Due to Received-change in Voting Status of
Resolution 3. All Votes Received on the
Previous-meeting Will be Disregarded and You Will
Need to Reinstruct on This Meeting-notice. Thank You Non-Voting
1 Voting on the Board of Directors Recommendation to
Increase the Bank's Capital by Granting Bonus
Shares to the Shareholders Management
2 Reviewing and Discussing the Board of Directors
Report for the Financial Year- Ending on 31/12/2022 Non-Voting
3 Reviewing and Discussing the Financial Statements
for the Financial Year-ending on 31/12/2022 Non-Voting
4 Voting and Discuss on the Bank External Auditors
Report for the Financial Year Ended 31/12/2022 Management
5 Voting on the Board of Directors Recommendation to
Distribute Cash Dividends to Shareholders for the
Second Half of 2022, Amounting to (2,686,800,000)
Saudi Riyals at A Rate of (60) Halalah Per Share,
825
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Which Represents 6% of the Book Value of the Share
After Deducting Zakat, for the 4,478,000,000 Shares
Due for Dividends.) Eligibility for Dividends to
the Bank's Shareholders Who Own Shares at the End
of the Day of the General Assembly Meeting, and Who
are Registered in the Bank's Records at the
Securities Depository Center Company (edaa) at the
End of the Second Trading Day Following the Due
Date, Provided That the Date of the Distribution
Will be Determined Later Management
6.A Voting on the Boards Resolution to Appoint an
Independent Board Member Starting from the Date of
Her Appointment on 05/09/2022. to Complete the
Board Term Until the End of the Current Term on
14/05/2024: Appointing Ms. Huda Mohammed Bin Ghoson Management
7 Voting on Authorizing the Board of Directors to
Distribute Interim Dividends on Biannual Basis for
the Financial Year 2023 Management
8 Voting on Appointing an External Auditors for the
Bank Among Those Nominees Based on the
Recommendation of the Audit Committee to Examine,
Review and Audit the Financial Statements for the
First, Second and Third Quarters and Audit Annual
Financial Statements of the Financial Year 2023 and
Determine Their Fees Management
9 Voting on the Bank's Purchase of A Number of Its
Shares with A Maximum of (10,000,000) Shares and
Allocating Them As Treasury Shares Within Employees
Shares Program. the Purchase of Shares is Funded
from the Bank's Internal Resources, and Authorizing
the Board of Directors to Complete the Purchase
Within A Period Not Exceeding (12 Months) from the
Date of the Egm's Approval Including the Allocation
Price for Each Share Offered to Employees. the
Purchased Shares are Kept for A Period Not
Exceeding (10 Years) from the Date of Egm's
Approval. If This Period Passes the Bank Will
Follow the Procedures Stated in the Relevant Laws
and Regulations Management
10 Voting on the Payment an Amount of Sar (10,434,811)
As Remuneration to the Members of the Board of
Directors for the Financial Year Ended 31/12/2022 Management
11 Voting on the Payment an Amount of Sar (1,295,000)
As Remuneration to the Members of the Audit
Committee for the Financial Year Ended 31/12/2022 Management
12 Voting on Discharge of the Members of the Board of
Directors from Liability for the Financial Year 2022 Management
13 Voting on Authorizing the Board of Directors the
Power of License Included in Paragraph (1) of
Article (27) of the Companies Law, for One Year
from the Date of Approval of the General Assembly
Or Until the End of the Board of Directors Term
Whichever is Proceeds, in Accordance with the
826
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Implementing Regulation of the Companies Law for
Listed Joint Stock Companies Management Non-Voting
14 Voting on the Business and Contracts Concluded
Between the Bank and Bupa Arabia for Cooperative
Insurance Co -bupa- and with Which the Member of
the Board of Directors Ms. Huda Mohammed Bin Ghoson
Has an Indirect Interest As She Holds the Position
of Board Member at Bupa, and with Which the Member
of the Board of Directors Mr. Zaid Bin Abdulrahman
Al- Qwaiz Has an Indirect Interest As He Holds the
Position of Membership of the Chairman of the Audit
Committee and Member of the Risk Committee at Bupa,
Which is A Contract for the Renewal of the Annual
Medical Insurance Contract for the Snb Group for
the Year 2023 , This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (335,445,867) Saudi Riyals Management Non-Voting
15 Voting on the Business and Contracts Concluded
Between the Bank and the Company for Cooperative
Insurance - Tawuniya- in Which the Member of the
Board of Directors, Mr. Abdulrahman Bin Muhammad
Al-odan, Has an Indirect Interest, As He is A
Member of the Board of Directors in the Company,
Which is A Contract to Provide Insurance Services
to Individual Auto Financing for the Year 2022, and
This Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (46,000,000)
Saudi Riyals Management Non-Voting
16 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for the Renewal of Bulk Sms Contract for
the Year 2022, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (243,331,087.50) Saudi Riyals Management Non-Voting
17 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
827
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
in the Bank and the Saudi Telecom Company, Which is
A Contract to Renew Point of Sale (pos) Services
for the Year 2022, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (35,517,750) Saudi Riyals Management
18 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for the Bank's Credit Card Loyalty
Points Redemption Partnership for the Year 2022
with the Qitaf Program, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (3,450,000) Saudi Riyals Management
19 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for Installation and Service Fees for
Landlines and Voice Channels, This Contract Without
Any Preferential Treatment Or Conditions with A
Total Amount of (506,000) Saudi Riyals Management
20 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for Internet Connection Upgrade, This
Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of 2,646,178 Saudi
Riyals Management
828
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
21 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Solutions
Company, As -arabian Internet and Communications
Services Company (solutions by Stc)- is Owned
Subsidiary is 79% of the Saudi Telecom Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for Incident Response and Remediation
Advisory Services - L2 Requirements and Support
Services in Cyber Security Engineering and
Processing, This Contract Was Concluded Without
Preferential Terms Or Benefits, for an Amount of
(3,263,902) Saudi Riyals Management
22 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Solutions
Company, As -arabian Internet and Communications
Services Company (solutions by Stc)- is Owned
Subsidiary is 79% of the Saudi Telecom Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract to Purchase of Bulk Sms Service to Cover
the Service Until the End of December 2022, This
Contract Was Concluded Without Preferential Terms
Or Benefits, for an Amount of (172,845,000) Saudi
Riyals Management
23 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is an
Additional Business Contract for the It Integration
Support Services 5th Phase Related to the
Integration Process for A Period of 3 Months, This
Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar (5,037,000) Management
24 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
829
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is an
Additional Business Contract for the It Integration
Support Services 6th Phase Related to the
Integration Process for A Period of 2 Months, This
Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar (3,358,000) Management
25 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is an
Additional Business Contract for the Merger
Integration and Archiving Work for 3 Months, This
Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar (2,277,000) Management
26 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for the Snb Digital Pmo Assignment for One Year,
This Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar
(14,375,000) Management
27 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for A Technical Specialist to Support the
Development of the Charles River System for 4
Years, This Contract Was Made Without Any
Preferential Conditions Or Benefits, at A Cost of
Sar (2,587,500) Management
28 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for Contract for A Technical Engineering Program
for the Development of Digital Projects. Period of
3 Months, This Contract Was Made Without Any
Preferential Conditions Or Benefits, at A Cost of
Sar (2,875,000) Management
29 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
830
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Directors in Saudi Accenture, Which is A Contract
for the Snb-dv Digital Enablers Project for 1 Year,
This Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar
(31,090,250) Management
30 Voting on the Business and Contracts Concluded
Between the Bank and Etihad Etisalat Company
(mobily), with Which the Member of the Board of
Directors, Mr. Zaid Abdulrahman Al- Qwaiz, Has an
Indirect Interest Where the Members Brother Holds
the Position of Chairman of the Board of Directors
of Etihad Etisalat Company (mobily), and with Which
the Member of the Board of Directors, Mr. Abdullah
Abdulrahman Al-rowais, As He Holds the Position of
A Chief Internal Audit Officer in Etihad Etisalat
Company (mobily), Which is A Contract for
Purchasing Bulk Sms Service to Cover the Service
Until the End of December 2022, This Contract Was
Made Without Any Preferential Conditions Or
Benefits, at A Cost of (65,297,000) Saudi Riyals Management
31 Voting on the Business and Contracts Concluded
Between the Bank and Etihad Etisalat Company
(mobily), with Which the Member of the Board of
Directors, Mr. Zaid Abdulrahman Al- Qwaiz, Has an
Indirect Interest Where the Members Brother Holds
the Position of Chairman of the Board of Directors
of Etihad Etisalat Company (mobily), and with Which
the Member of the Board of Directors, Mr. Abdullah
Abdulrahman Al-rowais, As He Holds the Position of
A Chief Internal Audit Officer in Etihad Etisalat
Company (mobily), Which is A Contract of
Partnership for Redeeming Points for the Bank's
Credit Card Loyalty Program (lak) for the Year 2022
with the Neqaty Program, This Contract Was Made
Without Any Preferential Conditions Or Benefits, at
A Cost of (3,450,000) Saudi Riyals Management
32 Voting on the Business and Contracts Concluded
Between the Bank and Etihad Etisalat Company
(mobily), with Which the Member of the Board of
Directors, Mr. Zaid Abdulrahman Al- Qwaiz, Has an
Indirect Interest Where the Members Brother Holds
the Position of Chairman of the Board of Directors
of Etihad Etisalat Company (mobily), and with Which
the Member of the Board of Directors, Mr. Abdullah
Abdulrahman Al-rowais, As He Holds the Position of
A Chief Internal Audit Officer in Etihad Etisalat
Company (mobily), Which is A Contract to Purchase
Bulk Sms Contract for the Year 2023, This Contract
Was Made Without Any Preferential Conditions Or
Benefits, at A Cost of (130,094,953.12) Saudi Riyals Management
33 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Following Members of the
Board of Directors Representing the Public
Investment Fund: 1- Ammar Abdulwahid Al- Khudairy
831
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2- Yazeed Abdulrahman Al-humied. 3- Dr. Ibrahim
Saad Al-mojel. Have Indirect Interest in It, an
Indirect Interest, As the Public Investment Fund is
A Major Shareholder in the Bank and the Information
Security Company, Which is A Contract for Yakeen
Service to Verify the Information of Retail
Customer Information, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (279,450) Saudi Riyals Management
34 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract to Renew the Fingerprint
Verification Service for the Year 2022, in Addition
to the Fees for the Fourth Quarter of 2021, This
Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (31,553,565)
Saudi Riyals Management
35 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel., Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for Subscribing to the (najiz)
Service to Transfer Legal Cases Electronically,
This Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (2,750,000) Saudi
Riyals Management
36 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
832
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Al-humied. 3- Dr. Ibrahim Saad Al-mojel., Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of Natheer
Service Usage Fees for the Year 2022, This Contract
Without Any Preferential Treatment Or Conditions
with A Total Amount of (1,886,000) Saudi Riyals Management
37 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of Customer
Mobile Phone Number Verification Service Via
(verification) for the Year 2022, in Addition to
the Fees for the Third and Fourth Quarters of the
Year 2021, This Contract Without Any Preferential
Treatment Or Conditions with A Total Amount of
(36,067,090) Saudi Riyals Management
38 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of the Yakeen
Service for the Year 2022, in Addition to the Fees
for the Third and Fourth Quarters of the Year 2021,
This Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (36,926,811)
Saudi Riyals Management
39 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
833
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of Tamm Service
Contract for the Year 2022, This Contract Without
Any Preferential Treatment Or Conditions with A
Total Amount of (5,750,000) Saudi Riyals Management
40 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for Subscribing to the (najiz)
Service for Judicial Services Through the Ministry
of Justice , This Contract Without Any Preferential
Treatment Or Conditions with A Total Amount of
(1,080,000) Saudi Riyals Management
41 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for Foreign Resident S Data
Verification Service for the Purpose of Supporting
Collection Services, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (338,167) Saudi Riyals Management
42 Voting on the Business and Contracts Concluded
Between the Bank and the Sela Company, in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al-khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, Where Sela Company is
Wholly Owned by One of the Major Shareholders of
the Bank (the Public Investment Fund), Which is A
Contract for the Bank S Sponsorship of the Riyadh
834
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Season for the Year 2022 (premium Sponsor), for A
Period of One Year, and This Contract Was Made
Without Any Preferential Conditions Or Benefits, at
A Cost of (69,000,000) Saudi Riyals Management
43 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Tadawul Company, As
-saudi Tadawul Company- is Owned is 100% of the
Saudi Tadawul Group Holding Company, in Which the
Vice Chairman of the Board, Mr. Yazeed Al-humied,
Has an Indirect Interest, As He Serves As A Vice
Chairman of the Board in the Saudi Tadawul Group
Holding Company, in Which the Member of the Board
of Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
He Holds the Position of Membership of the Member
of the Audit Committee in the Company and the
Members of the Board of Directors Representing the
Public Investment Fund Have the Following Names: 1-
Mr. Ammar Abdulwahid Al-khudairy 2- Yazeed
Abdulrahman Al- Humied. 3- Dr. Ibrahim Saad
Al-mojel., an Indirect Interest, As the Public
Investment Fund is A Major Shareholder in the Bank
and the Saudi Tadawul Group Holding Company, Which
is A Contract for Trading and Listing Fees for the
First Half of 2022 Management
44 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Tadawul Company, As
-saudi Tadawul Company- is Owned is 100% of the
Saudi Tadawul Group Holding Company, in Which the
Vice Chairman of the Board, Mr. Yazeed Al-humied,
Has an Indirect Interest, As He Serves As A Vice
Chairman of the Board in the Saudi Tadawul Group
Holding Company, in Which the Member of the Board
of Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
He Holds the Position of Membership of the Member
of the Audit Committee in the Company and the
Members of the Board of Directors Representing the
Public Investment Fund Have the Following Names: 1-
Mr. Ammar Abdulwahid Al-khudairy 2- Yazeed
Abdulrahman Al- Humied. 3- Dr. Ibrahim Saad
Al-mojel., an Indirect Interest, As the Public
Investment Fund is A Major Shareholder in the Bank
and the Saudi Tadawul Group Holding Company, Which
is A Contract for Trading and Listing Fees for the
Second Half of 2022 Management
45 Voting on the Business and Contracts Concluded
Between the Bank and the Securities Depository
Center Company (edaa), As -edaa- is Owned is 100%
of the Saudi Tadawul Group Holding Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Tadawul Group Holding Company, in Which the Member
of the Board of Directors, Mr. Abdulrahman Bin
Muhammad Al-odan, He Holds the Position of
Membership of the Member of the Audit Committee in
835
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Company and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Mr. Ammar Abdulwahid
Al-khudairy 2- Mr. Yazeed Abdulrahman Al- Humied.
3- Dr. Ibrahim Saad Al-mojel., an Indirect
Interest, As the Public Investment Fund is A Major
Shareholder in the Bank and the Saudi Tadawul Group
Holding Company, Which is A Contract for Edaa Fees
for Registration Services (listed Companies) for
the Year 2022 Management
46 Voting on the Business and Contracts Concluded
Between the Bank and the Securities Depository
Center Company (edaa), As -edaa- is Owned is 100%
of the Saudi Tadawul Group Holding Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Tadawul Group Holding Company, in Which the Member
of the Board of Directors, Mr. Abdulrahman Bin
Muhammad Al-odan, He Holds the Position of
Membership of the Member of the Audit Committee in
the Company and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Mr. Ammar Abdulwahid
Al-khudairy 2- Mr. Yazeed Abdulrahman Al- Humied.
3- Dr. Ibrahim Saad Al-mojel., an Indirect
Interest, As the Public Investment Fund is A Major
Shareholder in the Bank and the Saudi Tadawul Group
Holding Company, Which is A Contract for Edaa
Annual Membership Fees (settlement) for the Year
2022 Management
18 Apr 2023: Please Note That This is A Revision
Due to Meeting Type Has Been- Changed from Agm to
Egm. If You Have Already Sent in Your Votes to
Mid-903517, Please Do Not Vote Again Unless You
Decide to Amend Your Original-instructions. Thank
You Non-Voting
TONGWEI CO LTD
Security ID: Y8884V108
Meeting Date: 26-Sep-22 Meeting Type: Extraordinary General Meeting
1 Donation to the Earthquake-stricken Area in Luding Management For Voted - For
2.1 Election of Director: Li Peng Management For Voted - For
836
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
UNITED INTERNATIONAL TRANSPORTATION COMPANY LTD
Security ID: M95429102
Meeting Date: 13-Apr-23 Meeting Type: Ordinary General Meeting
1 Voting on the Company External Auditor Report for
the Financial Year Ended 31/12/2022 Management
2 Reviewing and Discussing on the Company
Consolidated Financial Statements for the Financial
Year Ended 31/12/2022 Management
3 Reviewing and Discussing on the Report of the Board
of Directors for the Financial Year Ended 31/12/2022 Management
4 Voting on the Payment of an Amount of Sar
(4,373,000) As Remuneration to the Members of the
Board of Directors for the Financial Year Ended
31/12/2022 Management
5 Voting on Authorizing the Board of Directors to
Distribute Interim Cash Dividends on Biannual Or
Quarterly Basis for the Financial Year 2023 Management
6 Voting on the Board of Directors' Recommendation to
Distribute Dividends for the Second Half of 2022 at
the Rate of (1.5) Riyals Per Share, Representing
15% of the Capital with A Total Amount of Sar
(106,750,002), Provided That the Entitlement to
Dividends is for Shareholders Holding the Shares by
the End of the Trading Day of the Assembly Date,
and Who are Registered in the Company's
Shareholders Registry Held with the Securities
Depository Center Company (edaa) at the End of the
Second Trading Day Following the Entitlement Date.
the Distribution Date to be Announced Later Management
7 Voting on Discharge of the Members of the Board of
Directors from Liability for the Financial Year
Ended 31/12/2022 Management
8A Voting on the Board's Resolution to Appoint an
Audit Committee Member, Starting from 15/05/2022
Until the End of the Current Committee's Term on
20/06/2024, Effective from the Date of the
Resolution Issued on 15/05/2022 and This
Appointment Comes in Accordance with the Audit
Committee's Charter: Mr. Ahmed Abdelatif Al-barrak
(independent Board Member) Management
27 Mar 2023: Please Note That This is A Revision
Due to Meeting Type Has Been- Changed from Agm to
Ogm. If You Have Already Sent in Your Votes, Please
Do-not Vote Again Unless You Decide to Amend Your
Original Instructions. Thank-you Non-Voting
837
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
VAMOS LOCACAO DE CAMINHOES, MAQUINAS E EQUIPAMENTO
Security ID: P9680U112
Meeting Date: 28-Apr-23 Meeting Type: Annual General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
1 To Receive the Administrators Accounts, to Examine,
Discuss and Vote on the Administrations Report, the
Financial Statements and the Accounting Statements
Accompanied by the Independent Auditors Report
Regarding the Fiscal Year Ending on December 31,
2022 Management For Voted - For
2 Deliberate the Destination of the Results from the
Fiscal Year That Ended on December 31, 2022, and
the Distribution of Dividends to Shareholders Management For Voted - For
3 Election of the Board of Directors by Slates.
Nomination of All the Names That Compose the
Slates. the Votes Indicated in This Field Will be
Disregarded If the Shareholder Holding Voting
Shares Also Fills in the Fields Present in the
Separate Election of A Member of the Board of
Directors and the Separate Election That These
Fields Address Occurs: Fernando Antonio Simoes
Denys Marc Ferrez Antonio Da Silva Barreto Junior
Paulo Sergio Kakinoff Maria Fernanda Teixeira Dos
Santos Management For Voted - For
4 If One of the Candidates That Composes Your Chosen
Slate Leaves It, Can the Votes Corresponding to
Your Shares Continue to be Conferred on the Same
Slate Management Against Voted - Against
For the Proposal 5 Regarding the Adoption of
Cumulative Voting, Please Be-advised That You Can
Only Vote for Or Abstain. an Against Vote on
This-proposal Requires Percentages to be Allocated
Amongst the Directors In-proposal 6.1 to 6.5. in
This Case Please Contact Your Client Service-
Representative in Order to Allocate Percentages
Amongst the Directors Non-Voting
5 In Case of A Cumulative Voting Process, Should the
Corresponding Votes to Your Shares be Equally
Distributed Among the Members of the Slate That You
Ve Chosen If the Shareholder Chooses, Yes, and Also
Indicates The, Approve, Answer Type for Specific
Candidates Among Those Listed Below, Their Votes
Will be Distributed Proportionally Among These
Candidates. If the Shareholder Chooses To, Abstain,
and the Election Occurs by the Cumulative Voting
Process, the Shareholders Vote Shall be Counted As
838
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
an Abstention in the Respective Resolution of the
Meeting Management For Voted - For
6.1 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution:
Fernando Antonio Simoes Management For Voted - For
6.2 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution:
Denys Marc Ferrez Management For Voted - For
6.3 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution:
Antonio Da Silva Barreto Junior Management For Voted - For
6.4 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution:
Paulo Sergio Kakinoff Management Against Voted - Abstain
6.5 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution:
Maria Fernanda Teixeira Dos Santos Management For Voted - For
7 Do You Wish to Request the Instatement of the
Fiscal Council, Under the Terms of Article 161 of
Law 6,404 of 1976 Management For Voted - For
8 Appointment of Candidates to the Fiscal Council,
the Shareholder May Appoint As Many Candidates As
the Number of Vacancies to be Filled at the General
Election: Paulo Nobrega Frade Rafael Alves Rodrigues Management Against Voted - Against
9 In the Eventuality of A Second Call of This
Meeting, the Voting Instructions in This Voting
List May Also be Considered Valid for the Purposes
of Holding the Meeting on Second Call Management Against Voted - Against
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
Meeting Date: 28-Apr-23 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting Non-Voting
1 To Set the Global Remuneration of Board of
Directors and Fiscal Council and the Fiscal Council Management For Voted - For
2.I To Amend Article 1, for the Purpose of Improving
the Wording and Making It Uniform Management For Voted - For
2.II To Amend Article 2, for the Purpose of Transferring
to the Board of Directors the Address of the
Corporate Head Office of the Company Management For Voted - For
2.III To Exclude Article 4 in Order to Make the Corporate
Bylaws Uniform Management For Voted - For
839
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2.IV To Amend Article 6, Which Deals with the Share
Capital, in Order to Reflect the Capital Increases
That Were Approved at Meetings of the Board of
Directors That Were Held on September 23, 2021, and
September 21, 2022, and for the Improvement of the
Wording Management For Voted - For
2.V To Amend Article 7, Which Deals with the Authorized
Capital, for the Purpose of the Improvement of the
Wording and Making the Corporate Bylaws Uniform Management For Voted - For
2.VI To Amend Article 10, in Order to State That the
General Meetings of Shareholders Will be Called
Within the Legal Timeframe, and Its Sole Paragraph,
Seeking the Simplification of the Process of
Appointing the Chairperson of the General Meeting
and His Or Her Authority to Appoint the Secretary
of the General Meeting Management For Voted - For
2.VII To Amend Article 12, for the Purpose of Including
the Minimum Documents That are to be Presented by
the Shareholders in Order to Take Part in the
General Meeting and Improving the Wording Management For Voted - For
2VIIITo Amend Article 13 in Order to A. Exclude the
Lines That Deal with Matters That are in the Areas
of Authority of General Meetings That are Provided
for in Law and It is Proposed to Remove for the
Purposes of Simplification of the Corporate Bylaws Management For Voted - For
2.IX To Amend Article 15, for the Purpose of
Establishing the Number of Members of the Board of
Directors and Making the Corporate Bylaws Uniform Management For Voted - For
2.X To Amend Article 17, for the Purpose of Creating
the Position of Vice Chairperson of the Board of
Directors Management For Voted - For
2.XI To Amend Article 18, for the Purpose of Including
the Possibility of the Vice Chairperson of the
Board of Directors Calling Extraordinary Meetings
of the Board of Directors Management For Voted - For
2.XII To Amend Article 19, in Order to Exclude Redundant
Wording and to Include A Bylaws Provision
Concerning the Authority of the Chairperson of the
Board of Directors to Chair the Meetings of the
Bodies and Appoint the Secretaries of the Meetings Management For Voted - For
2XIIITo Amend Article 20, for the Purpose of Improving
the Wording Management For Voted - For
2.XIV To Amend Article 21, for the Purpose of D.
Including Other Areas of Authority for the Board of
Directors, to Improve the Wording with the Goal of
Making It Clear, E. to Adjust the Wording with the
Goal of Making the Wording Clearer Since This
Matter Only Applies for the Advisory Committees of
the Board of Directors, P. Improvement of the
Wording, R. Improvement of the Wording, U. Making
the Corporate Bylaws Uniform, V. Exclusion Since
the Matters That are Dealt with in This Line are
Within the Area of Authority of the Board of
Directors Within the Scope of the Approval of the
840
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Annual Budget, Y. Exclusion Since the Matters Dealt
with in This Line are Within the Area of Authority
of the Board of Directors Within the Scope of the
Approval of the Annual Budget, Z. to Include in the
Area of Authority of the Board of Directors the
Approval of the Policy for Related Party
Transactions and Other Situations Involving
Conflicts of Interest, Allowing for Greater Clarity
in Regard to the Transactions Among Related
Parties, Hh. Improvement of the Wording, for the
Purpose of Providing Greater Clarity in Regard to
the Time of the Approval of the Cash Management
Policy of the Company, to Create A Line II to
Include Within the Area of Authority of the Board
of Directors Approving A Change of the Address of
the Corporate Head Office of the Company, to Amend
the Sole Paragraph, for the Purpose of Including,
in Order to Give Greater Flexibility, A New
Hypothesis Under Which the Granting of A Guarantee
Or Surety Does Not Need to be Approved by the Board
of Directors, to Exclude Paragraph 3, Due to the
Otheradjustments That are Proposed in the Area of
Authority of the Board of Directors Management For Voted - For
2.XVTo Amend Article 22, in Order to Exclude It Being
Mandatory for the Members of the Executive
Committee to Not be Resident in Brazil and to
Authorize Any Member of the Executive Committee to
Hold More Than One Position, to Amend Paragraph 2
in Order to Improve the Wording Management For Voted - For
2.XVI To Amend Article 26, for the Purpose of Excluding
from the Area of Authority of the Executive
Committee Providing Guarantees for the Subsidiaries
of the Company, to Amend Paragraph 2, for the
Purpose of Improving the Areas of Authority of the
Chief Executive Officer, to Amend Paragraph 3, for
the Purpose of Improving the Areas of Authority of
the Chief Financial Officer, to Amend Paragraph 4,
for the Purpose of Improving the Areas of Authority
of the Investor Relations Officer Management For Voted - For
2XVII To Amend Article 27 in Order to Improve the Wording
and Make the Corporate Bylaws Uniform Management For Voted - For
2XV3 To Include A New Article, Providing for the
Establishment of the Bylaws Audit Committee Management For Voted - For
2.XIX To Amend Article 28, Which Deals with the Fiscal
Council, for the Purpose of Improving the Wording
and to Include A Prohibition on the Election to the
Position of Member of the Fiscal Council of A
Person Who Has A Relationship with A Company That
Could be Considered A Competitor of the Company Management For Voted - For
3 To Approve the Restatement of the Corporate Bylaws
of the Company Management For Voted - For
4 In the Eventuality of A Second Call of This
Meeting, the Voting Instructions in This Voting
841
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
List May Also be Considered Valid for the Purposes
of Holding the Meeting on Second Call Management For Voted - For
VIETNAM TECHNOLOGICAL AND COMMERCIAL JOINT STOCK B
Security ID: Y937GK104
Meeting Date: 26-Dec-22 Meeting Type: Other Meeting
Most Vietnam Listed Companies Will Accept Voting
Accompanied by A Generic-power of Attorney (poa)
Document As Prepared in Advance by the Local
Market-custodian Through Which Your Shares Settle.
However, Certain Issuers May-require an
Issuer-specific Poa Signed by the Voting Client. If
An-issuer-specific Poa Template is Made Available
by the Local Market Custodian,-this May be Made
Available to You. Non-Voting
To Attend the Meeting You Must Contact the Issuer
Directly. the Local Sub- Custodian Cannot Process
Meeting Attendance Requests. Please Refer to The-
Issuer's Website for More Details on Attending the
Meeting, As Additional- Documents May be Required
to Attend and Vote. Non-Voting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Thank You Non-Voting
1 Tcb's Purchase of Privately Placed Shares of Tcbs
and General Shareholders Meeting Approval the
Decisions According to the Plan Management For Voted - For
WAL-MART DE MEXICO SAB DE CV
Security ID: P98180188
Meeting Date: 30-Mar-23 Meeting Type: Annual General Meeting
1.1.AApprove Report of Audit and Corporate Practices
Committees Management For Voted - For
2.1.BApprove Ceo's Report and Board Opinion on Ceo's
Report Management For Voted - For
3.1.CApprove Board of Directors' Report Management For Voted - For
4.1.DApprove Report Re: Employee Stock Purchase Plan Management For Voted - For
5.2 Approve Consolidated Financial Statements Management For Voted - For
6.3 Approve Allocation of Income and Ordinary Dividend
of Mxn 1.12 Per Share and Extraordinary Dividend of
Mxn 1.57 Per Share Management For Voted - For
7.4 Approve Report on Share Repurchase Reserves Management For Voted - For
842
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
8.5 Elect Or Ratify Directors and Chairman of Audit and
Corporate Practices Committees and Approve Their
Remuneration Management For Voted - For
9.6 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
10 Mar 2023: Please Note That This is A Revision
Due to Change in Numbering-of All Resolutions. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
X5 RETAIL GROUP N.V.
Security ID: 98387E205
Meeting Date: 30-Nov-22 Meeting Type: Extraordinary General Meeting
1 Opening Non-Voting
2.A Composition of the Supervisory Board: Appointment
of Dmitry Alekseev As Member of the Supervisory
Board Management
2.B Composition of the Supervisory Board: Appointment
of Vasileios Stavrou As Member of the Supervisory
Board Management
2.C Composition of the Supervisory Board: Appointment
of Leonid Afendikov As Member of the Supervisory
Board Management
3 Amendment of the Remuneration Policy for Members of
the Management Board: A. Adjustments in Long-term
Incentive Plan B. Remuneration of the Ceo Management
4.A Remuneration of the Supervisory Board: Amendment of
the Remuneration Policy for Members of the
Supervisory Board Management
4.B Remuneration of the Supervisory Board: Settlement
of the Current Equity-based Remuneration Component Management
5 Any Other Business and Conclusion Non-Voting
ZOMATO LIMITED
Security ID: Y9899X105
Meeting Date: 25-Jul-22 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 Approval for Issuance Up to 62,85,30,012 (sixty Two
Cr Ores Eighty Five Lakhs Thirty Thousand and
843
Global X Emerging Markets ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Twelve) Equity Shares of the Company on
Preferential Basis for Consideration Other Than Cash Management For Voted - For
2 Approval for Formulation, Adoption and
Implementation of Zomato Employee Stock Option Plan
2022 and Grant of Employee Stock Options to the
Employees of the Company Under This Plan Management For Voted - For
3 Approval for Grant of Employee Stock Options Under
Zomato Employee Stock Option Plan 2022 to the
Employees of Subsidiary Companies Management For Voted - For
Meeting Date: 30-Aug-22 Meeting Type: Annual General Meeting
1 To Consider and Adopt the Audited Standalone and
Consolidated Financial Statements of the Company
for the Financial Year Ended March 31, 2022
Together with the Reports of the Board of Directors
and Auditors' Thereon Management For Voted - For
2 To Re-appoint Mr. Sanjeev Bikhchandani (din:
00065640), Non-executive and Nominee Director, Who
Retires by Rotation and Being Eligible, Offers
Himself for Re- Appointment Management For Voted - For
844
Global X Emerging Markets Great Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASIAN PAINTS LTD.
Security ID: Y03638114 Ticker: ASIANPAINT
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Ashwin S. Dani Management For Voted - Against
4 Elect Amrita A. Vakil Management For Voted - For
5 Continuation of Office by Ashwin S. Dani Management For Voted - Against
6 Approve Payment of Fees to Cost Auditors Management For Voted - For
BYD CO LTD
Security ID: Y1023R104 Ticker: 1211
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Approval of Cap of Ordinary Connected Transactions Management For Voted - For
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
12 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
13 Liability Insurance Management For Voted - Abstain
14 Compliance Manual in Relation to Connected
Transactions Management For Voted - For
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y15079109 Ticker: 601888
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Work Report of the Board of Directors of the
Company for the Year 2022 Management For Voted - For
3 Work Report of the Supervisory Board of the Company
for the Year 2022 Management For Voted - For
4 Work Report of the Independent Directors of the
Company for the Year 2022 Management For Voted - For
845
Global X Emerging Markets Great Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Final Financial Report of the Company for the Year
2022
Management For Voted - For
6 Profit Distribution Proposal of the Company for the
Year 2022 Management For Voted - For
7 2022 Annual Report of the Company Management For Voted - For
8 Deposit Services and the Renewal of Annual Caps
Under the Financial Services Agreement With CTG
Finance Company Limited Management For Voted - For
9 Elect LIU Defu Management For Voted - Against
10 Appointment of Auditors for the Year 2023 Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect LI Gang Management For Voted - For
13 Elect CHEN Guoqiang Management For Voted - For
14 Elect WANG Xuan Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect GE Ming Management For Voted - For
17 Elect WANG Ying Management For Voted - For
18 Elect WANG Qiang Management For Voted - For
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V.
Security ID: P49501201 Ticker: GFNORTE
Meeting Date: 02-Jun-23 Meeting Type: Ordinary
1 Interim Dividend Management For Voted - For
2 Set Dividend Payment Date Management For Voted - For
3 Election of Meeting Delegates Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
HINDUSTAN UNILEVER LIMITED
Security ID: Y3222L102 Ticker: HINDUNILVR
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Nitin Paranjpe Management For Voted - For
4 Elect Devopam Narendra Bajpai Management For Voted - For
5 Elect Ritesh Tiwari Management For Voted - For
6 Elect Ranjay Gulati Management For Voted - For
7 Elect and Appoint Rohit Jawa (Whole-time Director);
Approval of Remuneration Management For Voted - For
8 Appointment of Rohit Jawa (Managing Director and
CEO); Approval of Remuneration Management For Voted - For
9 Related Party Transactions with Unilever Europe
Business Centre BV Management For Voted - For
10 Authority to Set Cost Auditors Fees Management For Voted - For
846
Global X Emerging Markets Great Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
LI NING COMPANY LIMITED
Security ID: G5496K124 Ticker: 2331
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect WANG Yajuan Management For Voted - For
6 Elect WANG Ya Fei Management For Voted - Against
7 Elect Bunny CHAN Chung Bun Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Amendments to Articles Management For Voted - Against
Meeting Date: 14-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the 2023 Share Option Scheme and
Termination of the 2014 Share Option Scheme Management For Voted - Against
4 Adoption of the 2023 Share Award Scheme Management For Voted - Against
MEITUAN DIANPING
Security ID: G59669104 Ticker: 3690
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Marjorie MUN Tak Yang Management For Voted - For
5 Elect WANG Huiwen Management Abstain Voted - Abstain
6 Elect Gordon Robert Halyburton Orr Management For Voted - Against
7 Elect LENG Xuesong Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Post-IPO Share Option Scheme Management For Voted - For
13 Amendment to the Post-IPO Share Award Scheme Management For Voted - For
14 Scheme Limit Management For Voted - For
15 Service Provider Sublimit Management For Voted - For
16 Issue of 9,686 Class B Shares to Gordon Robert
Halyburton Orr under the Post-IPO Share Award Scheme Management For Voted - For
847
Global X Emerging Markets Great Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Issue of 9,686 Class B Shares to LENG Xuesong under
the Post-IPO Share Award Scheme Management For Voted - For
18 Issue of 9,686 Class B Shares to Harry SHUM Heung
Yeung under the Post-IPO Share Award Scheme Management For Voted - For
19 Amendments to Articles Management For Voted - For
MYTILINEOS S.A.
Security ID: X56014131 Ticker: MYTIL
Meeting Date: 01-Jun-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends; Directors' Fees Management For Voted - For
4 Remuneration Report Management For Voted - Against
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Ratification of Board and Auditor's Acts Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect Christos Gavalas Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
TRIP.COM GROUP LIMITED
Security ID: 89677Q107 Ticker: TCOM
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
848
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
AL RAJHI BANK
Security ID: M0R60D105
Meeting Date: 21-Mar-23 Meeting Type: Ordinary General Meeting
1 Viewing and Discussing the Report of the Board of
Directors for the Financial Year Ended 31/12/2022 Management For Voted - For
2 Viewing and Discussing the Bank Financial
Statements for the Financial Year Ended 31/12/2022 Management For Voted - For
3 Viewing the Bank External Auditor Report for the
Financial Year Ended 31/12/2022 After Discussing It Management For Voted - For
4 Voting on the Discharge of the Members of the Board
of Directors from Liability for the Financial Year
Ended 31/12/2022 Management For Voted - For
5 Voting on the Board of Directors Recommendation to
Distribute Cash Dividends of Sar (5000) Million to
Shareholders for the Fiscal Year Ended on December
31, 2022, Estimated at Sar (1.25) Per Share,
Representing (12.5%) of the Face Value of Share.
Accordingly, Total Distributed Dividends for the
Fiscal Year Ended on December 31, 2022 is Sar
(5,000) Million, Estimated at Sar (1.25) Per Share,
Representing (12.5%) of the Face Value of Share.
the Eligibility of Dividends Shall be for the Bank
S Shareholders Who Own Shares at the End of the
Trading Day of General Assembly Meeting and Who are
Registered at Securities Depository Center (edaa)
at the End of the Second Trading Day of General
Assembly Meeting Noting That Dividends Distribution
Commences on 02/04/2023 Management For Voted - For
6 Voting on Authorizing the Board of Directors to
Distribute Interim Dividends to the Shareholders
Quarterly Basis for the Financial Year 2023 Management For Voted - For
7 Voting on Appointing an External Auditor for the
Bank Among Those Nominees Based on the
Recommendation of the Audit Committee to Examine,
Review and Audit the Financial Statements for the
First, Second, and Third Quarters and Audit Annual
Financial Statements of the Financial Year 2023 and
the First Quarter of the Financial Year 2024 and
Determine Their Fees Management For Voted - For
8 Voting on the Payment an Amount of Sar (4,946,438)
As Remunerations and Compensations to the Members
of the Board of Directors for the Period from
01/01/2022 to 31/12/2022 Management For Voted - For
9 Voting on the Payment an Amount of Sar (945,000) As
Remunerations and Compensations to the Members of
the Board of Directors for the Period from
01/01/2022 to 31/12/2022 Management For Voted - For
10 Voting on Amending Board Audit and Compliance
Committee Charter Management Against Voted - Against
Deletion of Comment Non-Voting Non-Voting
849
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
11A Voting on the Board of Directors Resolution to
Appoint an Executive Board Member (managing
Director) to the Board of Directors Starting from
Date of Appointment on 09/11/2022 Until End of the
Current Term of the Board of Directors on
13/11/2023: Appointing Mr. Waleed Bin Abdullah Al
Mogbel Management For Voted - For
12 Voting on Delegating the Ordinary General Assembly
Authorization Powers Stipulated in Paragraph (1) of
Article (27) of the Companies Law to the Board of
Directors, for One Year from the General Assembly
Approval Date Or Until the End of the Term of the
Delegated Board of Directors, Whichever is Earlier,
Pursuant to the Conditions Related to Listed Join
Stock Companies Which Contained in the Implementing
Regulations of Companies Law Management For Voted - For
13 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Micro and Small Business Motor Insurance, at Arm S
Length Basis, for A Period of One Year with A Value
of Sar (27,662,596) for 2022 Management For Voted - For
14 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Banker S Blanket Bond and Professional Indemnity
Insurance, at Arm S Length Basis, for A Period of
One Year with A Value of Sar (12,056,443) for 2022 Management For Voted - For
15 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Directors and Officers Insurance, at Arm S Length
Basis, for A Period of One Year with A Value of Sar
(4,010,160) for 2022 Management For Voted - For
16 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
850
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Properties All Risk Policy, at Arm S Length Basis,
for A Period of One Year with A Value of Sar
(2,309,517) for 2022 Management For Voted - For
17 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Fire and Allied Perils Mortgage Insurance
Agreement, at Arm S Length Basis, for A Period of
One Year with A Value of Sar (6,538,885) for 2022 Management For Voted - For
18 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Bancassurance Agreement, at Arm S Length Basis, for
A Period of One Year with A Value of Sar
(80,504,252) for 2022 Management For Voted - For
19 Voting on the Business and Contracts Concluded
Between the Bank and Al Rajhi Company for
Cooperative Insurance, in Which the Chairman of the
Board of Directors Mr. Abdullah Bin Sulaiman Al
Rajhi and the Managing Director and Ceo Mr. Waleed
Bin Abdullah Al Mogbel Have an Indirect Interest,
Being Board Members of the Company S Board of
Directors. the Transactions Contain A Contract of
Motor Insurance Agreement, at Arm S Length Basis,
for A Period of One Year with A Value of Sar
(421,377,668) for 2022 Management For Voted - For
03 Mar 2023: Please Note That This is A Revision
Due to Change in Meeting-type from Agm to Ogm. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting Non-Voting
ALIBABA GROUP HOLDING LTD
Security ID: G01719114
Meeting Date: 30-Sep-22 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0808/2022080800976.pdf-and-
851
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0808/2022080800994.pdf Non-Voting
1.1 Elect the Following Director Nominee to Serve on
the Board of Director: Daniel Yong Zhang Management For Voted - For
1.2 Elect the Following Director Nominee to Serve on
the Board of Director: Jerry Yang Management For Voted - For
1.3 Elect the Following Director Nominee to Serve on
the Board of Director: Wan Ling Martello Management For Voted - For
1.4 Elect the Following Director Nominee to Serve on
the Board of Director: Weijian Shan Management For Voted - For
1.5 Elect the Following Director Nominee to Serve on
the Board of Director: Irene Yun- Lien Lee Management For Voted - For
1.6 Elect the Following Director Nominee to Serve on
the Board of Director: Albert Kong Ping Ng Management For Voted - For
2 Ratify the Appointment of PricewaterhouseCoopers As
the Independent Registered Public Accounting Firm
of the Company for the Fiscal Year Ending March 31,
2023 Management For Voted - For
ALPHA SERVICES AND HOLDINGS S.A.
Security ID: X0084L106
Meeting Date: 22-Jul-22 Meeting Type: Ordinary General Meeting
Voting Must be Lodged with Shareholder Details As
Provided by Your Custodian- Bank. If No Shareholder
Details are Provided, Your Instructions May Be-
Rejected Non-Voting
Please Note That This is an Amendment to Meeting Id
770153 Due to Splitting-of Resolution 11. All Votes
Received on the Previous Meeting Will
Be-disregarded If Vote Deadline Extensions are
Granted. Therefore Please-reinstruct on This
Meeting Notice on the New Job. If However Vote
Deadline-extensions are Not Granted in the Market,
This Meeting Will be Closed And-your Vote
Intentions on the Original Meeting Will be
Applicable. Please-ensure Voting is Submitted Prior
to Cutoff on the Original Meeting, and As-soon As
Possible on This New Amended Meeting. Thank You Non-Voting
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Approve Offsetting of Accumulated Losses Using
Statutory and Special Reserves Management For Voted - For
3.1 Approve Management of Company and Grant Discharge
to Auditors Management For Voted - For
4.1 Approve Auditors and Fix Their Remuneration Management For Voted - For
5.1 Approve Remuneration of Directors for 2021 Management For Voted - For
6.1 Approve Advance Payment of Director Remuneration
for 2022 Management For Voted - For
7.1 Advisory Vote on Remuneration Report Management For Voted - For
8 Receive Audit Committee's Activity Report Non-Voting
852
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
9 Receive Report from Independent Non- Executive
Directors Non-Voting
10 Announce Election of Director Non-Voting
11.1 Elect Vasileios T. Rapanos As Director Management For Voted - For
11.2 Elect Vassilios E. Psaltis As Director Management For Voted - For
11.3 Elect Spyros N. Filaretos As Director Management For Voted - For
11.4 Elect Efthimios O. Vidalis As Director Management For Voted - For
11.5 Elect Elli M. Andriopoulou As Independent
Non-executive Director Management For Voted - For
11.6 Elect Aspasia F. Palimeri As Independent
Non-executive Director Management For Voted - For
11.7 Elect Dimitris C. Tsitsiragos As Independent
Non-executive Director Management For Voted - For
11.8 Elect Jean L. Cheval As Independent Non- Executive
Director Management For Voted - For
11.9 Elect Carolyn G. Dittmeier As Independent
Non-executive Director Management For Voted - For
11.10Elect Richard R. Gildea As Independent Non-
Executive Director Management For Voted - For
11.11Elect Elanor R. Hardwick As Independent
Non-executive Director Management For Voted - For
11.12Elect Shahzad A. Shahbaz As Independent
Non-executive Director Management For Voted - For
11.13Elect Johannes Herman Frederik G. Umbgrove As
Director Management For Voted - For
12.1 Approve Type, Composition, and Term of the Audit
Committee Management For Voted - For
13.1 Approve Share Capital Reduction and Shareholders
Remuneration in Kind Management For Voted - For
14 Receive Information on Cases of Conflict of Interest Non-Voting
15.1 Authorize Board to Participate in Companies with
Similar Business Interests Management For Voted - For
Intermediary Clients Only - Please Note That If You
are Classified As An- Intermediary Client Under the
Shareholder Rights Directive II, You Should
Be-providing the Underlying Shareholder Information
at the Vote Instruction-level. If You are Unsure on
How to Provide This Level of Data to
Broadridge-outside of Proxyedge, Please Speak to
Your Dedicated Client Service-representative for
Assistance Non-Voting
14 Jul 2022: Please Note That This is A Revision
Due to Change in Numbering-of Resolutions and
Addition of Comment. If You Have Already Sent in
Your-votes, Please Do Not Vote Again Unless You
Decide to Amend Your Original-instructions. Thank
You Non-Voting
14 Jul 2022: Please Note in the Event the Meeting
Does Not Reach Quorum,-there Will be an A
Repetitive Meeting on 29 Jul 2022. Also, Your
Voting-instructions Will Not be Carried Over to the
Second Call. All Votes Received-on This Meeting
853
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Will be Disregarded and You Will Need to Reinstruct
on The-repetitive Meeting. Thank You Non-Voting
ANTA SPORTS PRODUCTS LTD
Security ID: G04011105
Meeting Date: 10-May-23 Meeting Type: Annual General Meeting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0330/2023033001132.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0330/2023033001427.pdf Non-Voting
1 To Receive and Consider the Audited Consolidated
Financial Statements of the Company and Its
Subsidiaries and the Reports of the Directors and
the Auditor of the Company for the Year Ended 31
December 2022 Management For Voted - For
2 To Declare A Final Dividend of Hk72 Cents Per
Ordinary Share of the Company in Respect of the
Year Ended 31 December 2022 Management For Voted - For
3 To Re-elect Mr. Ding Shijia As an Executive
Director of the Company and to Authorise the Board
of Directors of the Company to Fix His Remuneration Management For Voted - For
4 To Re-elect Mr. Bi Mingwei As an Executive Director
of the Company and to Authorise the Board of
Directors of the Company to Fix His Remuneration Management For Voted - For
5 To Re-elect Mr. Yiu Kin Wah Stephen As an
Independent Non-executive Director of the Company
and to Authorise the Board of Directors of the
Company to Fix His Remuneration Management For Voted - For
6 To Re-elect Mr. Lai Hin Wing Henry Stephen As an
Independent Non-executive Director of the Company
and to Authorise the Board of Directors of the
Company to Fix His Remuneration Management For Voted - For
7 To Re-elect Ms. Wang Jiaqian As an Independent
Non-executive Director of the Company and to
Authorise the Board of Directors of the Company to
Fix Her Remuneration Management For Voted - For
8 To Re-elect Ms. Xia Lian As an Independent
Non-executive Director of the Company and to
Authorise the Board of Directors of the Company to
Fix Her Remuneration Management For Voted - For
9 To Authorise the Board of Directors of the Company
to Fix the Remuneration of the Companys Directors Management For Voted - For
10 To Re-appoint KPMG As the Companys Auditor and to
Authorise the Board of Directors of the Company to
Fix Their Remuneration Management For Voted - For
854
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
11 To Grant A General Mandate to the Directors of the
Company to Allot, Issue and Deal with the Companys
Shares Management Against Voted - Against
12 To Grant A General Mandate to the Directors of the
Company to Repurchase the Companys Shares Management For Voted - For
13 To Extend the General Mandate Granted to the
Directors of the Company Under Resolution No. 11 by
the Number of Shares Repurchased Under Resolution
No. 12 Management Against Voted - Against
14 To Approve the Termination of the 2017 Share Option
Scheme, and the Adoption of the 2023 Share Option
Scheme with the Scheme Mandate Limit (as Defined in
the 2023 Share Option Scheme) Management Against Voted - Against
15 To Approve the Adoption of Service Provider
Sublimit Under the 2023 Share Option Scheme Management Against Voted - Against
16 To Approve the Adoption of the 2023 Share Award
Scheme with the Scheme Mandate Limit (as Defined in
the 2023 Share Award Scheme) Management Against Voted - Against
17 To Approve the Adoption of Service Provider
Sublimit Under the 2023 Share Award Scheme Management Against Voted - Against
APOLLO HOSPITALS ENTERPRISE LTD
Security ID: Y0187F138
Meeting Date: 25-Aug-22 Meeting Type: Annual General Meeting
1 Adoption of Financial Statements Management For Voted - For
2 Resolved That A Dividend at the Rate of Inr 11.75
Per Equity Share (235%) of Face Value of Inr 5/-
Each Fully Paid-up of the Company be and is Hereby
Declared for the Financial Year Ended March 31,
2022 and the Same be Paid As Recommended by the
Board of Directors of the Company, Out of the
Profits of the Company for the Financial Year Ended
March 31, 2022 Management For Voted - For
3 Resolved That Pursuant to the Provisions of Section
152 of the Companies Act, 2013, Smt. Shobana
Kamineni (din 00003836), Who Retires by Rotation at
This Meeting be and is Hereby Appointed As A
Director of the Company, Liable to Retire by
Rotation Management For Voted - For
4 Re-appointment of M/s. Deloitte Haskins & Sells,
LLP, Chartered Accountants As Statutory Auditors of
the Company Management For Voted - For
5 Appointment of Dr. Prathap C Reddy As Whole Time
Director Designated As Executive Chair Management Against Voted - Against
6 Consent for Payment of Remuneration to Dr.prathap C
Reddy (din: 00003654), Executive Chairman,
Smt.preetha Reddy (din: 00001871), Executive Vice
Chairperson, Smt. Suneeta Reddy (din: 00001873),
Managing Director, Smt.sangita Reddy (din:
00006285), Joint Managing Director and Smt.shobana
855
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Kamineni, (din: 00003836) Executive Vice-
Chairperson As Prescribed by Sebi Listing
Regulations Management Against Voted - Against
7 Offer Or Invitation to Subscribe to Non-
Convertible Debentures on A Private Placement Basis Management For Voted - For
8 To Ratify the Remuneration of the Cost Auditor for
the Financial Year Ending March 31, 2023 Management For Voted - For
ARCOS DORADOS HOLDINGS INC
Security ID: G0457F107 Ticker: ARCO
Meeting Date: 28-Apr-23 Meeting Type: Annual
1. Consideration and Approval of the Financial
Statements of the Company Corresponding to the
Fiscal Year Ended December 31, 2022, the
Independent Report of the External Auditors Ey
(pistrelli, Henry Martin Y Asociados S.r.l., Member
Firm of Ernst & Young Global), and the Notes
Corresponding to the Fiscal Year Ended December 31,
2022. Management For Voted - For
2. Appointment and Remuneration of Ey (pistrelli,
Henry Martin Y Asociados S.r.l., Member Firm of
Ernst & Young Global), As the Company's Independent
Auditors for the Fiscal Year Ending December 31,
2023. Management For Voted - For
3.1 Director: Mr. Michael Chu Management For Voted - For
3.2 Director: Mr. Jose Alberto Velez Management For Voted - For
3.3 Director: Mr. Jose Fernandez Management For Voted - For
3.4 Director: Ms. Karla Berman Management For Voted - For
AYALA LAND INC
Security ID: Y0488F100
Meeting Date: 26-Apr-23 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
828034 Due to Received-updated Agenda. All Votes
Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You Non-Voting
1 Call to Order Management For Voted - For
2 Certification of Notice and Quorum Management For Voted - For
3 Approval of Minutes of Previous Meeting Management For Voted - For
4 Annual Report Management For Voted - For
5 Ratification of the Acts of the Board of Directors
and Officers Management For Voted - For
6 Approval of the Amendment to the Seventh Article of
the Articles of Incorporation to Decrease the
Authorized Capital Stock from Php21,500,000,000.00
to Php21,437,602,946.40 in View of the Retirement
856
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
of the Redeemed Voting Preferred Shares, Including
Any Additional Redeemed Voting Preferred Shares
Until April 25, 2023 Management For Voted - For
7 Election of Director: Jaime Augusto Zobel De Ayala Management For Voted - For
8 Election of Director: Bernard Vincent O. Dy Management For Voted - For
9 Election of Director: Cezar P. Consing Management For Voted - For
10 Election of Director: Arturo G. Corpuz Management For Voted - For
11 Election of Director: Mariana Zobel De Ayala Management For Voted - For
12 Election of Director: Rex Ma. A. Mendoza
(independent Director) Management For Voted - For
13 Election of Director: Surendra M. Menon
(independent Director) Management For Voted - For
14 Election of Director: Dennis Gabriel M. Montecillo
(independent Director) Management For Voted - For
15 Election of Director: Cesar V. Purisima
(independent Director) Management For Voted - For
16 Election of External Auditor and Fixing of Its
Remuneration: Pwc Isla Lipana and Co Management For Voted - For
17 Consideration of Such Other Business As May
Properly Come Before the Meeting Management Against Voted - Against
18 Adjournment Management For Voted - For
BRITANNIA INDUSTRIES LTD
Security ID: Y0969R151
Meeting Date: 11-Nov-22 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting
1 Appointment of Mr. Rajneet Singh Kohli (din:
09743554) As A Director of the Company Management For Voted - For
2 Appointment of Mr. Rajneet Singh Kohli (din:
09743554) As A Whole-time Director Designated As
Executive Director and Chief Executive Officer of
the Company Management For Voted - For
BYD COMPANY LTD
Security ID: Y1023R104
Meeting Date: 08-Jun-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0418/2023041801055.pdf-and-
857
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0418/2023041801069.pdf Non-Voting
1 To Consider and Approve the Report of the Board of
Directors of the Company (the Board) for the Year
Ended 31 December 2022 Management
2 To Consider and Approve the Report of the
Supervisory Committee of the Company (the
Supervisory Committee) for the Year Ended 31
December 2022 Management
3 To Consider and Approve the Audited Financial
Report of the Company for the Year Ended 31
December 2022 Management
4 To Consider and Approve the Annual Report of the
Company for the Year Ended 31 December 2022 and the
Summary Thereof Management
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year Ended 31 December
2022 Management
6 To Consider and Approve the Appointment of Ernst &
Young Hua Ming LLP As the Sole External Auditor and
Internal Control Audit Institution of the Company
for the Financial Year of 2023 and to Hold Office
Until the Next Annual General Meeting of the
Company, and to Authorise the Board and the Board
Delegates the Management of the Company to
Determine Their Remuneration Management
7 To Consider and Approve the Provision of Guarantees
by the Group Management
8 To Consider and Approve the Estimated Cap of
Ordinary Connected Transactions of the Group for
the Year 2023 Management
9 To Consider and Approve: (a) the Grant to the Board
A General Mandate to Allot, Issue and Deal with
Additional H Shares in the Capital of the Company
Subject to the Following Conditions: (i) That the
Aggregate Nominal Amount of H Shares of the Company
Allotted, Issued and Dealt with Or Agreed
Conditionally Or Unconditionally to be Allotted,
Issued Or Dealt with by the Board Pursuant to the
General Mandate Shall Not Exceed 20 Per Cent of the
Aggregate Nominal Amount of H Shares of the Company
in Issue (ii) That the Exercise of the General
Mandate Shall be Subject to All Governmental And/or
Regulatory Approval(s), If Any, and Applicable Laws
(including But Without Limitation, the Company Law
of the Prc and the Rules Governing the Listing of
Securities on the Stock Exchange of Hong Kong
Limited (the Listing Rules)) (iii) That the General
Mandate Shall Remain Valid Until the Earliest of
(1) the Conclusion of the Next Annual General
Meeting of the Company; Or (2) the Expiration of A
12-month Period Following the Passing of This
Resolution; Or (3) the Date on Which the Authority
Set Out in This Resolution is Revoked Or Varied by
858
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
A Special Resolution of the Shareholders of the
Company in A General Meeting; and (b) the
Authorisation to the Board to Approve, Execute and
Do Or Procure to be Executed and Done, All Such
Documents, Deeds and Things As It May Consider
Necessary Or Expedient in Connection with the
Allotment and Issue of Any New Shares Pursuant to
the Exercise of the General Mandate Referred to in
Paragraph (a) of This Resolution Management
10 To Consider and Approve A General and Unconditional
Mandate to the Directors of Byd Electronic
(international) Company Limited (byd Electronic) to
Allot, Issue and Deal with New Shares of Byd
Electronic Not Exceeding 20 Per Cent of the Number
of the Issued Shares of Byd Electronic Management
11 To Consider and Approve the Authorisation to the
Board to Determine the Proposed Plan for the
Issuance of Debt Financing Instrument(s) Management
12 To Consider and Approve Matters in Connection with
the Purchase of Liability Insurance for the Company
and All Directors, Supervisors, Senior Management
and Other Related Persons, and Subject to Obtaining
Authorization from General Meeting, to Agree with
the Delegation of the Board to Authorize the
Chairman Or Its Authorised Persons to Approve and
Handle Matters in Connection with the Purchase of
Liability Insurance for the Company and All
Directors, Supervisors, and Senior Management
(including But Not Limited to the Determination of
Other Related Responsible Persons, the
Determination of the Insurance Company, the
Determination of the Insurance Amount, the Premium
and Other Insurance Clauses, the Signing of
Relevant Legal Documents and Dealing with Other
Matters Relating to the Purchase of Insurance,
Etc.), and to Deal with Matters Relating to the
Renewal Or Repurchase of the Insurance Upon Or
Before the Expiration of the Abovementioned
Liability Insurance Contracts Management
13 To Consider and Approve the Compliance Manual in
Relation to Connected Transaction of the Company As
Set Out in Appendix I to the Circular Dated 19
April 2023 of the Company Management
CAPITEC BANK HOLDINGS LIMITED
Security ID: S15445109
Meeting Date: 26-May-23 Meeting Type: Annual General Meeting
1O.1 Re-election of Ms Ch Fernandez As A Director Management For Voted - For
2O.2 Re-election of Mr Sa Du Plessis As A Director Management For Voted - For
3O.3 Re-election of Mr Pj Mouton As A Director Management For Voted - For
859
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
4O.4 Re-appointment of PricewaterhouseCoopers Inc. As
Auditor Management For Voted - For
5O.5 Re-appointment of Deloitte Touche As Auditor Management For Voted - For
6O.6 Approval to Issue (i) the Relevant Loss Absorbent
Capital Securities and (ii) Ordinary Shares Upon
the Occurrence of A Trigger Event in Respect of the
Relevant Loss Absorbent Capital Securities Management For Voted - For
7O.7 General Authority to Issue Ordinary Shares for Cash Management For Voted - For
NB.8 Non-binding Endorsement of the Remuneration Policy Management For Voted - For
NB.9 Non-binding Endorsement of the Implementation
Report on the Remuneration Policy Management For Voted - For
10S.1 Approval of the Non-executive Directors Remuneration Management For Voted - For
11S.2 General Authority for the Company to Repurchase and
for Subsidiaries to Purchase Ordinary Shares Management For Voted - For
12S.3 Authority for the Board to Authorise the Company to
Provide Financial Assistance to Related Companies
and Corporations Management For Voted - For
13S.4 Authority for the Board to Authorise the Company to
Provide Financial Assistance for the Acquisition of
Ordinary Shares for Purposes of the Restricted
Share Plan for Senior Managers Refer to the Notice
of Agm for More Information on Electronic
Participation Management For Voted - For
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y149A3100
Meeting Date: 11-Aug-22 Meeting Type: Extraordinary General Meeting
1 Amendments to the Company's Articles of Association Management Against Voted - Against
Meeting Date: 23-Nov-22 Meeting Type: Extraordinary General Meeting
1 Continuation of the Guarantee for Subsidiaries by
Controlled Subsidiaries Management For Voted - For
2 Amendments to the External Guarantee Management
System Management Against Voted - Against
Meeting Date: 02-Feb-23 Meeting Type: Extraordinary General Meeting
1 By-election of Non-independent Directors Management For Voted - For
2 Appointment of 2022 Audit Firm Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
860
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y15079109
Meeting Date: 23-Nov-22 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 1107/2022110700474.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 1107/2022110700490.pdf Non-Voting
1 To Consider and Approve the Proposed Ongoing
Provision of Guarantee by the Company's Subsidiary
to Its Wholly Owned Subsidiary Management For Voted - For
2 To Consider and Approve the Proposed Amendments to
the Rules for Management of External Guarantee of
China Tourism Group Duty Free Corporation Limited Management Against Voted - Against
Meeting Date: 02-Feb-23 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0109/2023010900281.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0109/2023010900312.pdf Non-Voting Non-Voting
1 To Appoint Mr. Li Gang As an Executive Director of
the Fourth Session of the Board Management For Voted - For
2 To Appoint KPMG Huazhen and KPMG As the Domestic
and International Auditors of the Company Management For Voted - For
3 To Consider and Approve the Proposed Amendments to
the Articles of Association Management For Voted - For
CLICKS GROUP LIMITED
Security ID: S17249111
Meeting Date: 26-Jan-23 Meeting Type: Annual General Meeting
O.1 Adoption of Financial Statements Management For Voted - For
O.2 Reappointment of Auditor: Resolved That the Firm
Ernst & Young Inc. be Reappointed and Malcolm
Rapson As the Designated Auditor be Appointed for
the Ensuing Year Management For Voted - For
O.3 Election of Nomgando Matyumza As A Director Management For Voted - For
O.4 Election of Gordon Traill As A Director Management For Voted - For
O.5.1Election of Member of the Audit and Risk Committee:
Mfundiso Njeke Management For Voted - For
O.5.2Election of Member of the Audit and Risk Committee:
Sango Ntsaluba Management For Voted - For
O.5.3Election of Member of the Audit and Risk Committee:
Nomgando Matyumza Management For Voted - For
861
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
NB.6 Non-binding Advisory Vote: Approval of the
Company's Remuneration Policy Management For Voted - For
NB.7 Non-binding Advisory Vote: Endorsement of the
Company's Remuneration Implementation Report Management For Voted - For
S.1 General Authority to Repurchase Shares Management For Voted - For
S.2 Approval of Directors' Fees Management For Voted - For
S.3 General Approval to Provide Financial Assistance Management For Voted - For
04 Jan 2023: Please Note That This is A Revision
Due to Modification of Text-of Resolution O.2. If
You Have Already Sent in Your Votes, Please Do Not
Vote-again Unless You Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
COUPANG, INC.
Security ID: 22266T109 Ticker: CPNG
Meeting Date: 15-Jun-23 Meeting Type: Annual
1a. Election of Director: Bom Kim Management For Voted - For
1b. Election of Director: Neil Mehta Management For Voted - For
1c. Election of Director: Jason Child Management For Voted - For
1d. Election of Director: Pedro Franceschi Management For Voted - For
1e. Election of Director: Benjamin Sun Management For Voted - For
1f. Election of Director: Ambereen Toubassy Management For Voted - For
1g. Election of Director: Kevin Warsh Management For Voted - For
2. To Ratify the Appointment of Samil
PricewaterhouseCoopers As Coupang, Inc.'s
Independent Registered Public Accounting Firm for
the Fiscal Year Ending December 31, 2023. Management For Voted - For
3. To Consider A Non-binding Vote to Approve the
Compensation of Coupang, Inc.'s Named Executive
Officers. Management For Voted - For
FIRSTRAND LTD
Security ID: S5202Z131
Meeting Date: 25-Aug-22 Meeting Type: Ordinary General Meeting
S.1 Authorise Repurchase of Issued Preference Share
Capital Management For Voted - For
S.2 Approve Scheme of Arrangement in Accordance with
Section 48(8)(b) Management For Voted - For
O.1 Authorise Ratification of Approved Resolutions Management For Voted - For
16 Aug 2022: Please Note That This is A Revision
Due to Change in Meeting-type from Egm to Ogm. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting
862
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 01-Dec-22 Meeting Type: Annual General Meeting
O.1.1Re-election of Director of the Company by Way of
Separate Resolution: Gg Gelink Management For Voted - For
O.1.2Re-election of Director of the Company by Way of
Separate Resolution: Ll Von Zeuner Management For Voted - For
O.1.3Vacancy Filled by Director During the Year: Pd
Naidoo Management For Voted - For
O.2.1Appointment of External Auditors: Appointment of
Deloitte and Touche As External Auditor Management For Voted - For
O.2.2Appointment of External Auditors: Appointment of
PricewaterhouseCoopers Inc. As External Auditor Management For Voted - For
O.3 General Authority to Issue Authorised But Unissued
Ordinary Shares for Cash Management For Voted - For
O.4 Signing Authority to Director and Or Group Company
Secretary Management For Voted - For
NB.1 Non-binding Advisory Vote: Advisory Endorsement on
A Non-binding Basis for the Remuneration Policy Management For Voted - For
NB.2 Non-binding Advisory Vote: Advisory Endorsement on
A Non-binding Basis for the Remuneration
Implementation Report Management For Voted - For
S.1 General Authority to Repurchase Ordinary Shares Management For Voted - For
S.2.1 Financial Assistance to Directors and Prescribed
Officers As Employee Share Scheme Beneficiaries Management For Voted - For
S.2.2 Financial Assistance to Related and Interrelated
Entities Management For Voted - For
S.3 Remuneration of Non-executive Directors with Effect
from 1 December 2022 Management For Voted - For
FOSHAN HAITIAN FLAVOURING AND FOOD COMPANY LTD
Security ID: Y23840104
Meeting Date: 08-Jul-22 Meeting Type: Extraordinary General Meeting
1 By-election of Independent Directors Management For Voted - For
Meeting Date: 09-Dec-22 Meeting Type: Extraordinary General Meeting
1 Expansion of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
Please Note That Per the Agenda Published by the
Issuer, Against and Abstain-votes for Resolutions
2.1 Through 2.6 Will be Processed As Take No Action
By-the Local Custodian Banks. Only for Votes for
These Resolutions Will Be-lodged in the Market Non-Voting
2.1 Election of Director: Pang Kang Management For Voted - For
2.2 Election of Director: Cheng Xue Management For Voted - For
2.3 Election of Director: Guan Jianghua Management For Voted - For
2.4 Election of Director: Chen Junyang Management For Voted - For
2.5 Election of Director: Wen Zhizhou Management For Voted - For
2.6 Election of Director: Liao Zhanghui Management For Voted - For
863
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Please Note That Per the Agenda Published by the
Issuer, Against and Abstain-votes for Resolutions
3.1 Through 3.3 Will be Processed As Take No Action
By-the Local Custodian Banks. Only for Votes for
These Resolutions Will Be-lodged in the Market Non-Voting
3.1 Election of Independent Director: Sun Yuanming Management For Voted - For
3.2 Election of Independent Director: Xu Jiali Management For Voted - For
3.3 Election of Independent Director: Shen Hongtao Management For Voted - For
Please Note That Per the Agenda Published by the
Issuer, Against and Abstain-votes for Resolutions
4.1 Through 4.2 Will be Processed As Take No Action
By-the Local Custodian Banks. Only for Votes for
These Resolutions Will Be-lodged in the Market Non-Voting Non-Voting
4.1 Election of Supervisor: Chen Min Management For Voted - For
4.2 Election of Supervisor: Tong Xing Management For Voted - For
GALAXY ENTERTAINMENT GROUP LTD
Security ID: Y2679D118
Meeting Date: 22-May-23 Meeting Type: Annual General Meeting
In the Hong Kong Market A Vote of Abstain Will be
Treated the Same As A Vote-of Take No Action. Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0419/2023041900429.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0419/2023041900419.pdf Non-Voting
20 Apr 2023: Please Note That This is A of Revision
Due to Deletion Of-comment. If You Have Already
Sent in Your Votes, Please Do Not Vote Again-unless
You Decide to Amend Your Original Instructions.
Thank You Non-Voting
1 To Receive and Consider the Audited Financial
Statements and Reports of the Directors and Auditor
for the Year Ended 31 December 2022 Management For Voted - For
2 To Re-elect Mr. Joseph Chee Ying Keung As A Director Management For Voted - For
3 To Re-elect Dr. William Yip Shue Lam As A Director Management For Voted - For
4 To Re-elect Professor Patrick Wong Lung Tak As A
Director Management For Voted - For
5 To Fix the Directors Remuneration Management For Voted - For
6 To Re-appoint Auditor and Authorise the Directors
to Fix the Auditors Remuneration Management For Voted - For
7.1 To Give A General Mandate to the Directors to
Buy-back Shares of the Company Management For Voted - For
7.2 To Give A General Mandate to the Directors to Issue
Additional Shares of the Company Management Against Voted - Against
7.3 To Extend the General Mandate As Approved Under 7.2 Management Against Voted - Against
864
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
8 To Approve the Adoption of the New Share Award
Scheme and New Share Option Scheme and the Mandate
Limit Shall Not Exceed 10% of Issued Shares Management Against Voted - Against
9 To Approve the Service Provider Sub-limit of Up to
1% of Issued Shares Management Against Voted - Against
10 To Approve the Suspension of 2021 Share Award
Scheme and Termination of the 2021 Share Option
Scheme Management For Voted - For
24 Apr 2023: Please Note That This is A Revision
Due to Change in Record Date-from 19 May 2023 to 15
May 2023. If You Have Already Sent in Your
Votes,-please Do Not Vote Again Unless You Decide
to Amend Your Original-instructions. Thank You. Non-Voting
GLOBANT S.A.
Security ID: L44385109 Ticker: GLOB
Meeting Date: 19-Apr-23 Meeting Type: Annual
2. Approval of the Consolidated Accounts of the
Company Prepared Under Eu Ifrs and Ifrs As of and
for the Financial Year Ended December 31, 2022. Management For Voted - For
3. Approval of the Company's Annual Accounts Under Lux
Gaap As of and for the Financial Year Ended
December 31, 2022. Management For Voted - For
4. Allocation of Results for the Financial Year Ended
December 31, 2022. Management For Voted - For
5. Vote on Discharge (quitus) of the Members of the
Board of Directors for the Proper Exercise of Their
Mandate During the Financial Year Ended December
31, 2022. Management For Voted - For
6. Approval of the Cash and Share Based Compensation
Payable to the Non-executive Members of the Board
of Directors for the Financial Year Ending on
December 31, 2023. Management For Voted - For
7. Appointment of PricewaterhouseCoopers, Soci[]t[]
Coop[]rative, As Independent Auditor for the Annual
Accounts and the Eu Ifrs Consolidated Accounts of
the Company for the Financial Year Ending on
December 31, 2023. Management For Voted - For
8. Appointment of Price Waterhouse & Co. S.r.l. As
Independent Auditor for the Ifrs Consolidated
Accounts of the Company for the Financial Year
Ending on December 31, 2023. Management For Voted - For
9. Re-appointment of Mrs. Linda Rottenberg As Member
of the Board of Directors for A Term Ending on the
Date of the Annual General Meeting of Shareholders
of the Company to be Held in 2026. Management For Voted - For
10. Re-appointment of Mr. Mart[]n Umaran As Member of
the Board of Directors for A Term Ending on the
Date of the Annual General Meeting of Shareholders
of the Company to be Held in 2026. Management For Voted - For
865
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
11. Re-appointment of Mr. Guibert Englebienne As Member
of the Board of Directors for A Term Ending on the
Date of the Annual General Meeting of Shareholders
of the Company to be Held in 2026. Management For Voted - For
E1. Approval of the Increase in the Authorized Capital
of the Company and Subsequent Amendments to the
Articles of Association. Management For Voted - For
GRUPO FINANCIERO BANORTE SAB DE CV
Security ID: P49501201
Meeting Date: 29-Nov-22 Meeting Type: Extraordinary General Meeting
1 Proposal, Discussion And, If Deemed Appropriate,
Approval of the Inclusion of Banco Bineo, S.a.,
Institucion De Banca Multiple, As A Subsidiary
Financial Entity, and the Amendment, If Deemed
Appropriate, of Article 2 of the Corporate Bylaws
of the Company. First. Approval of the Inclusion of
Banco Bineo, S.a., Institucion De Banca Multiple,
Grupo Financiero Banorte, As A Financial Entity
That is Part of Grupo Financiero Banorte, S.a.b. De
C.v Management For Voted - For
2 Second. Approval of the Amendment of Article 2 of
the Corporate Bylaws of the Company, Due to the
Inclusion of Banco Bineo, S.a., Institucion De
Banca Multiple, Grupo Financiero Banorte, As A
Financial Entity That is Part of the Financial Group Management For Voted - For
3 Third. the Resolutions of the First Item of the
Agenda are Conditioned on the Corresponding
Regulatory Approvals Being Obtained Management For Voted - For
4 Proposal, Discussion And, If Deemed Appropriate,
Approval of the Amendment of the Unified Covenant
of Responsibilities of the Company As A Parent
Company. Fourth. to Approve the Company Signing the
Unified Covenant of Responsibilities with Banco
Bineo, S.a., Institucion De Banca Multiple, Grupo
Financiero Banorte, in Order That the Mentioned
Financial Entity Becomes Part of the Contractual
Relationship and Assumes the Rights and Obligations
That, As Such, Belong to It Under the Terms of the
Law for the Regulation of Financial Groupings and
for the Company to Assume Its Corresponding Rights
and Obligations As A Parent Company and to File the
Mentioned Unified Covenant of Responsibilities Management For Voted - For
5 Fifth. the Resolutions of the Second Item of the
Agenda are Conditioned on the Corresponding
Regulatory Approvals Being Obtained Management For Voted - For
6 Designation of A Delegate Or Delegates to Formalize
and Carry Out, If Deemed Appropriate, the
Resolutions That are Passed by the General Meeting.
Sixth. to Designate Delegates to Perform All of the
Acts That May be Necessary in Order to Carry Out
866
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
and Formalize the Resolutions That are Passed at
the General Meeting Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Ordinary General Meeting
1 Discussion And, If Deemed Appropriate, Approval of
A Proposal for the Payment of A Cash Dividend.
First. It is Proposed to Distribute Among the
Shareholders A Dividend in the Amount of Mxn
16,759,016,371.63, Or Mxn 5.812127155478170 for
Each Share in Circulation, Against the Delivery of
Coupon 5, and to be Made During the Month of
December 2022 Management For Voted - For
2 Second. by Virtue of the Foregoing, It is Proposed
That the Dividend be Paid on December 8, 2022,
Through S.d. Indeval, Institucion Para El Deposito
De Valores, S.a. De C.v., After A Notice That is
Published by the Secretary of the Board of
Directors in One of the Large Circulation
Newspapers in the City of Monterey, Nuevo Leon, and
by Means of the Electronic System for the
Transmission and Release of Information, from Here
Onwards Referred to As Sedi, of the Mexican Stock
Exchange. Proposal, Discussion And, If Deemed
Appropriate, Approval to Increase the Maximum
Amount of Funds That Can be Allocated for Share
Buybacks, During the Period That Runs Between the
Date of the Holding of This General Meeting and the
Month of April of the Year 2023 Management For Voted - For
3 Proposal, Discussion And, If Deemed Appropriate,
Approval to Increase the Maximum Amount of Funds
That Can be Allocated for Share Buybacks, During
the Period That Runs Between the Date of the
Holding of This General Meeting and the Month of
April of the Year 2023. Third. It is Proposed to
Increase the Maximum Amount That is Allocated for
Share Buybacks by the Company to Reach the Quantity
of 32,344,000,000.00, to be Charged Against
Shareholder Equity, and That There Will be Included
Within the Same Those Transactions That are Carried
Out During the Period That Runs Between the Date of
the Holding of This General Meeting and the Month
of April of the Year 2023, Being Subject to the
Policy for the Buyback and Placement of the Shares
of the Company Management For Voted - For
4 Designation of A Delegate Or Delegates to Formalize
and Carry Out, If Deemed Appropriate, the
Resolutions That are Passed by the General Meeting.
Fourth. to Designate Delegates to Perform All of
the Acts That May be Necessary in Order to Carry
Out and Formalize the Resolutions That are Passed
at the General Meeting Management For Voted - For
867
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Apr-23 Meeting Type: Annual General Meeting
1.A Approve Ceo's Report on Financial Statements and
Statutory Reports Management For Voted - For
1.B Approve Board's Report on Policies and Accounting
Information and Criteria Followed in Preparation of
Financial Information Management For Voted - For
1.C Approve Board's Report on Operations and Activities
Undertaken by Board Management For Voted - For
1.D Approve Report on Activities of Audit and Corporate
Practices Committee Management For Voted - For
1.E Approve All Operations Carried Out by Company and
Ratify Actions Carried Out by Board, Ceo and Audit
and Corporate Practices Committee Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Receive Auditor's Report on Tax Position of Company Non-Voting Non-Voting
4.A1 Elect Carlos Hank Gonzalez As Board Chairman Management For Voted - For
4.A2 Elect Juan Antonio Gonzalez Moreno As Director Management For Voted - For
4.A3 Elect David Juan Villarreal Montemayor As Director Management For Voted - For
4.A4 Elect Jose Marcos Ramirez Miguel As Director Management For Voted - For
4.A5 Elect Carlos De La Isla Corry As Director Management For Voted - For
4.A6 Elect Everardo Elizondo Almaguer As Director Management For Voted - For
4.A7 Elect Alicia Alejandra Lebrija Hirschfeld As
Director Management For Voted - For
4.A8 Elect Clemente Ismael Reyes Retana Valdes As
Director Management For Voted - For
4.A9 Elect Mariana Banos Reynaud As Director Management For Voted - For
4.A10 Elect Federico Carlos Fernandez Senderos As Director Management For Voted - For
4.A11 Elect David Penaloza Alanis As Director Management For Voted - For
4.A12 Elect Jose Antonio Chedraui Eguia As Director Management For Voted - For
4.A13 Elect Alfonso De Angoitia Noriega As Director Management For Voted - For
4.A14 Elect Thomas Stanley Heather Rodriguez As Director Management For Voted - For
4.A15 Elect Graciela Gonzalez Moreno As Alternate Director Management For Voted - For
4.A16 Elect Juan Antonio Gonzalez Marcos As Alternate
Director Management For Voted - For
4.A17 Elect Alberto Halabe Hamui As Alternate Director Management For Voted - For
4.A18 Elect Gerardo Salazar Viezca As Alternate Director Management For Voted - For
4.A19 Elect Alberto Perez-jacome Friscione As Alternate
Director Management For Voted - For
4.A20 Elect Diego Martinez Rueda-chapital As Alternate
Director Management For Voted - For
4.A21 Elect Roberto Kelleher Vales As Alternate Director Management For Voted - For
4.A22 Elect Cecilia Goya De Riviello Meade As Alternate
Director Management For Voted - For
4.A23 Elect Jose Maria Garza Trevino As Alternate Director Management For Voted - For
4.A24 Elect Manuel Francisco Ruiz Camero As Alternate
Director Management For Voted - For
4.A25 Elect Carlos Cesarman Kolteniuk As Alternate
Director Management For Voted - For
4.A26 Elect Humberto Tafolla Nunez As Alternate Director Management For Voted - For
868
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
4.A27 Elect Carlos Phillips Margain As Alternate Director Management For Voted - For
4.A28 Elect Ricardo Maldonado Yanez As Alternate Director Management For Voted - For
4.B Elect Hector Avila Flores (non-member) As Board
Secretary Management For Voted - For
4.C Approve Directors Liability and Indemnification Management For Voted - For
5 Approve Remuneration of Directors Management For Voted - For
6 Elect Thomas Stanley Heather Rodriguez As Chairman
of Audit and Corporate Practices Committee Management For Voted - For
7.1 Approve Report on Share Repurchase Management For Voted - For
7.2 Set Aggregate Nominal Amount of Share Repurchase
Reserve Management For Voted - For
8 Approve Certification of Company's Bylaws Management For Voted - For
9 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Ordinary General Meeting
1 Approve the Distribution Among Shareholders of A
Dividend Equivalent to 50(pct) of the Net Profit of
2022, Amounting to Mxn 22,704,037,531.52
(twenty-two Billion Seven Hundred Four Million
Thirty-seven Thousand Five Hundred Thirty-one Pesos
52/100 Mxn Ccy), Or Mxn 7.873896065842770 Pesos for
Each Outstanding Share, to be Paid on June 12th,
2023, Against Delivery of Coupon Number 6. the
Dividend Payment Will be Charged to Earnings from
Previous Years And, for Income Tax Law Purposes, It
Comes from the Net Fiscal Income Account As of
December 31st, 2014, and Subsequent Management
2 Approve That the Dividend Corresponding to Fiscal
Year 2022 Will be Paid on June 12th, 2023 Through
the S.d. Indeval, Institucion Para El Deposito De
Valores, S.a. De C.v., Prior Notice Published by
the Secretary of the Board of Directors in One of
the Newspapers with the Largest Circulation in the
City of Monterrey, Nuevo Leon and Through the
Electronic Delivery and Information Diffusion
System (sedi) of the Mexican Stock Exchange.
Designation of Delegate Or Delegates to Formalize
and Execute, If Applicable, the Resolutions Passed
by the Shareholders Meeting Management
3 Appoint the Necessary Delegates to Carry Out All
Acts Required to Comply with and Formalize the
Resolutions Passed by the Shareholders Meeting Management
23 May 2023: Please Note That This is A Revision
Due to Change in Meeting-type from Agm to Ogm and
Change in Numbering of All Resolutions and Change
In-text of All Resolutions. If You Have Already
Sent in Your Votes, Please Do-not Vote Again Unless
You Decide to Amend Your Original Instructions.
Thank-you Non-Voting
869
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
HDFC BANK LTD
Security ID: Y3119P190
Meeting Date: 16-Jul-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited
Financial Statements (standalone) of the Bank for
the Financial Year Ended March 31, 2022 Along with
the Reports of the Board of Directors and Auditors
Thereon Management For Voted - For
2 To Receive, Consider and Adopt the Audited
Financial Statements (consolidated) of the Bank for
the Financial Year Ended March 31, 2022 Along with
the Report of Auditors Thereon Management For Voted - For
3 To Declare Dividend on Equity Shares Management For Voted - For
4 To Appoint A Director in Place of Mrs. Renu Karnad
(din 00008064), Who Retires by Rotation And, Being
Eligible, Offers Herself for Re-appointment Management For Voted - For
5 "resolved That, Pursuant to the Provisions of
Sections 139, 141 and Other Applicable Provisions,
If Any, of the Companies Act, 2013 and the Relevant
Rules Thereunder and Pursuant to Section 30 of the
Banking Regulation Act, 1949 and Guidelines Issued
by the Reserve Bank of India (rbi) Including Any
Amendments, Modifications, Variations Or
Reenactments Thereof, M/s. Price Waterhouse LLP,
Chartered Accountants (icai Firm Registration No.
301112e/e300264) ['price Waterhouse LLP'], Who Have
Offered Themselves for Appointment and Have
Confirmed Their Eligibility to be Appointed As
Joint Statutory Auditors in Terms of Section 141 of
the Companies Act, 2013 and Applicable Rules
Thereunder and the Guidelines Issued by Rbi Dated
April 27, 2021, be and are Hereby Appointed As One
of the Joint Statutory Auditors of the Bank, to
Hold Office for A Period Of3 (three) Years in
Relation to Fy 2022-23, Fy 2023-24 and Fy 2024-25,
Subject to the Approval of the Rbi, for the Purpose
of Audit Including Reporting on Internal Financial
Controls of the Bank's Accounts at Its Head Office,
Branches and Other Offices, with Power to the
Board, Including Relevant Committee(s) Thereof, to
Alter and Vary the Terms and Conditions of
Appointment, Etc., Including by Reason of Necessity
on Account of Conditions As May be Stipulated by
the Rbi and / Or Any Other Authority. Resolved
Further That Subject to Applicable Laws and
Regulations Including the Relevant Guidelines and
Circulars of the Rbi (as May be Amended, Restated,
Modified, Replaced from Time to Time), M.m. Nissim
& Co. LLP, Chartered Accountants (icai Firm
Registration No. 107122w/w100672) ['m.m. Nissim &
Co. LLP'], Who Were Already Appointed As the Joint
Statutory Auditors of the Bank at the 27th Annual
870
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
General Meeting Held on July 17, 2021, Shall Act As
the Joint Statutory Auditors of the Bank, Along
with Price Waterhouse LLP, for the Remainder of the
Term of M.m. Nissim & Co. LLP. Resolved Further
That the Overall Audit Fees for Fy 2022-23 Shall
Aggregate to Inr 3,85,00,000 (rupees Three Crores
Eighty- Five Lacs Only), and be Allocated As
Mutually Agreed Between the Bank and the Joint
Statutory Auditors, in Addition to Out of Pocket
Expenses, Outlays and Taxes As Applicable. Resolved
Further That for the Purpose of Giving Effect to
the Above Resolution the Board (including the Audit
Committee of the Board Or Any Other Person(s)
Authorized by the Board Or the Audit Committee in
This Regard), be and is Hereby Authorized on Behalf
of the Bank to Do All Such Acts, Deeds, Matters and
Things As It May, in Its Absolute Discretion, Deem
Necessary Or Desirable for Such Purpose and with
Power on Behalf of the Bank to Settle All
Questions, Difficulties Or Doubts That May Arise in
Regard to Implementation of the Resolution
Including But Not Limited to Determination of Roles
and Responsibilities / Scope of Work of the
Respective Joint Statutory Auditors, Negotiating,
Finalizing, Amending, Signing, Delivering,
Executing the Terms of Appointment Including Any
Contracts Or Documents in This Regard, Without
Being Required to Seek Any Further Consent Or
Approval of the Members of the Bank Management For Voted - For
6 "resolved That, Pursuant to Section 142 and Other
Applicable Provisions, If Any, of the Companies
Act, 2013 and the Relevant Rules Thereunder, in
Addition to the Resolution Passed by the Members of
the Bank on July 17, 2021, for Payment of Overall
Audit Fees of Inr 3,30,00,000 (rupees Three Crores
Thirty Lakhs Only) for Fy 2021-22 to be Allocated
by the Bank Between Mska & Associates, Chartered
Accountants (icai Firm Registration No. 105047w)
['mska & Associates'], and M.m. Nissim & Co. LLP,
Chartered Accountants (icai Firm Registration No.
107122w/w100672) ['m.m. Nissim & Co. LLP'], Joint
Statutory Auditors of the Bank, Further Approval of
the Members of the Bank be and is Hereby Accorded
for Payment of Additional Fees of Inr 55,00,000
(rupees Fifty Five Lakhs Only) to Mska & Associates
and M.m. Nissim & Co. LLP, for Substantial Increase
in the Scope of Their Work Emanating from Various
Circulars / Notifications Issued by the Reserve
Bank of India (rbi) and Securities and Exchange
Board of India (sebi), for Fy 2021-22, to be
Allocated by the Bank Between Mska & Associates and
M.m. Nissim & Co. LLP, As May be Mutually Agreed
Between the Bank and the Said Respective Auditors,
Depending Upon Their Respective Scope of Work, in
Addition to Out of Pocket Expenses, Outlays and
871
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Taxes As Applicable." Resolved Further That for the
Purpose of Giving Effect to the Above Resolution,
the Board (including the Audit Committee of the
Board Or Any Other Person(s) Authorised by the
Board Or the Audit Committee in This Regard), be
and is Hereby Authorised on Behalf of the Bank to
Do All Such Acts, Deeds, Matters and Things As It
May, in Its Absolute Discretion, Deem Necessary Or
Desirable for Such Purpose and with Power on Behalf
of the Bank to Settle All Questions, Difficulties
Or Doubts That May Arise in Regard to
Implementation of the Resolution Including But Not
Limited to Determination of Roles and
Responsibilities/ Scope of Work of the Respective
Joint Statutory Auditor(s), Negotiating,
Finalising, Amending, Signing, Delivering,
Executing, the Terms of Appointment Including Any
Contracts Or Documents in This Regard, Without
Being Required to Seek Any Further Consent Or
Approval of the Members of the Bank Management For Voted - For
7 "resolved That Pursuant to Sections 152, 161 and
Other Applicable Provisions, If Any, of the
Companies Act, 2013 and the Relevant Rules
Thereunder, the Banking Regulationact, 1949,
Relevant Circulars Issued by the Rbi from Time to
Time, Including Any Amendments, Modifications,
Variations Or Re-enactments Thereof, the Articles
of Association of the Bank, and Recommendation of
the Nomination and Remuneration Committee and the
Board of Directors of the Bank (hereinafter
Referred to As the "board", Which Term Shall be
Deemed to Include Any Committee Constituted /
Empowered / to be Constituted by the Board from
Time to Time to Exercise Its Powers Conferred by
This Resolution), the Re-appointment of Mrs. Renu
Karnad (din 00008064), be and is Hereby Approved by
the Members As A Nonexecutive Director (nominee of
Housing Development Finance Corporation Limited,
Promoter of the Bank), for A Second Term of Five
(5) Years with Effect from September 3, 2022 Till
September 2, 2027, Liable to Retire by Rotation.
Resolved Further That Mrs. Renu Karnad Shall be
Paid Sitting Fees, Reimbursed Expenses for
Attending Board and Committee Meetings As
Applicable and Fixed Remuneration of Inr 20,00,000
(rupees Twenty Lakhs Only) Per Annum from the Date
of Her Appointment Till the End of Her Tenure, on
Proportionate Basis, in Terms of the Rbi Circular
on Corporate Governance in Banks - Appointment of
Directors and Constitution of Committees of the
Board Dated April 26, 2021. Resolved Further That
the Board of Directors of the Bank be and is Hereby
Authorized to Execute All Such Documents,
Instruments and Writings, As Deemed Necessary, File
Requisite Forms Or Applications with Statutory/
872
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Regulatory Authorities, with the Power to Settle
All Questions, Difficulties Or Doubts That May
Arise in This Regard, As It May in Its Sole and
Absolute Discretion Deem Fit and to Do All Such
Acts, Deeds, Matters and Things As May be
Considered Necessary and Appropriate and to
Delegate All Or Any of Its Powers Herein Conferred
to Any Director(s)/officer(s) of the Bank, to Give
Effect to This Resolution." Management For Voted - For
8 "resolved That Pursuant to Section 42 and Other
Applicable Provisions, If Any, of the Companies
Act, 2013, Rule 14 and Other Applicable Provisions,
If Any, of the Companies (prospectus and Allotment
of Securities) Rules, 2014, the Companies (share
Capital and Debenture) Rules, 2014, Any Other
Applicable Rules, Securities and Exchange Board of
India (issue and Listing of Debt Securities)
Regulations, 2008, Any Other Applicable Provisions
of Law, Any Amendments, Modifications, Variations
Or Re-enactments Thereto from Time to Time, and the
Relevant Provisions of the Memorandum and Articles
of Association of the Bank and Subject to Such
Other Approval(s), Consent(s), Permission(s) and
Sanction(s) As May be Necessary from the Concerned
Authorities / Regulators / Statutory
Authority(ies), Including Reserve Bank of India
("rbi"), the Approval of the Members of the Bank be
and is Hereby Accorded to the Board of Directors of
the Bank (hereinafter Referred to As "board" and
Which Term Shall be Deemed to Include Any Committee
of the Board Or Any Other Persons to Whom Powers
are Delegated by the Board As Permitted Under the
Companies Act, 2013 Or Rules Thereunder) for
Borrowing / Raising Funds in Indian Or Foreign
Currency by Issue of Unsecured Perpetual Debt
Instruments (part of Additional Tier I Capital),
Tier II Capital Bonds and Long Term Bonds
(financing of Infrastructure and Affordable
Housing), Whether in India Or Abroad, on A Private
Placement Basis and / Or for Making Offers and / Or
Invitations Therefor and / Or Issue(s) / Issuances
Therefor, on Private Placement Basis, Even If the
Amount to be Borrowed/ Raised Exceeds/will Exceed
the Limit As Specified in Clause (c) of Sub-
Section (1) of Section 180 of the Companies Act,
2013, for A Period of One (1) Year from the Date
Hereof, in One Or More Tranches and / Or Series and
Under One Or More Shelf Disclosure Documents and /
Or One Or More Issues / Letters of Offer Or Such
Other Documents Or Amendments / Revisions Thereof
and on Suchterms and Conditions for Each Series /
Tranches Including the Price, Coupon, Premium,
Discount, Tenor, Listing, Etc. As May be Deemed Fit
by the Board, As Per the Structure and Within the
Limits Permitted by the Rbi, of an Amount in
873
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Aggregate Not Exceeding Inr 50,000 Crores; Resolved
Further That the Members of the Bank Do Hereby
Accord Approval to the Board of Directors of the
Bank to Sign and Execute All Such Documents, Deeds
and Writings and to Do All Such Acts, Deeds,
Matters and Things As May be Deemed Necessary,
Expedient and Incidental Thereto with Power to
Settle All Questions, Difficulties Or Doubts That
May Arise with Regard to Any of the Said Matters,
and to Delegate All Or Any of Its Powers Herein
Conferred to Any Committee of Directors and / Or
Director(s) and / Or Officer(s) / Employee(s) of
the Bank / Any Other Person(s) to Give Effect to
the Aforesaid Resolution Management For Voted - For
Meeting Date: 25-Nov-22 Meeting Type: Court Meeting
1 Resolved That Pursuant to and in Accordance with
the Provisions of Sections 230 - 232 and Other
Applicable Provisions of the Companies Act, 2013,
the Companies (compromises, Arrangements and
Amalgamations) Rules, 2016 and Any Other Rules,
Circulars and Notifications Made Thereunder
(including Any Amendment, Statutory Modification,
Variation Or Re-enactment Thereof) As May be
Applicable; Section 2(1b) of the Incometax Act,
1961; the Banking Regulation Act, 1949, the
Securities and Exchange Board of India Act, 1992,
and the Regulations Thereunder Including the
Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015; Competition Act, 2002; and Any
Other Applicable Laws and Regulations, Including
Such Other Directions, Guidelines Or Regulations
Issued/notified by the Reserve Bank of India and
the Securities and Exchange Board of India Which
May be Applicable, Any and All of Which As Notified
Or As May be Amended from Time to Time and
Including Statutory Replacement Or Re- Enactment
Thereof, If Any; Reserve Bank of India's Master
Direction - Amalgamation of Private Sector Banks,
Directions, 2016, the Securities and Exchange Board
of India Master Circular No.
Sebi/ho/cfd/dil1/cir/p/2021/0000000665 Dated
November 23, 2021; the No Adverse Observations
Letter/ No-objection Letter Issued by Bse Limited
and the National Stock Exchange of India Limited,
Respectively, Both Dated July 2, 2022; and Subject
to the Provisions of the Memorandum of Association
and Articles of Association of Hdfc Bank Limited
("bank"); and Subject to the Approval of Hon'ble
National Company Law Tribunal, Mumbai Bench, Mumbai
("nclt"); and Subject to Receipt of All Statutory,
Governmental, Permissions and Third Party Consents
As May be Required Including the Competition
874
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Commission of India, Securities and Exchange Board
of India, Reserve Bank of India, National Housing
Bank, Insurance Regulatory and Development
Authority of India, Pension Fund Regulatory and
Development Authority and Such Other Approvals,
Permissions and Sanctions of Regulatory and Other
Authorities Or Tribunals, As May be Necessary; and
Subject to Such Conditions and Modifications As May
be Prescribed Or Imposed by the Nclt Or by Any
Regulatory Or Other Authorities, Which May be
Agreed to by the Board of Directors of the Bank
(hereinafter Referred to As the "board", Which Term
Shall be Deemed to Mean and Include One Or More
Committee(s) Constituted/to be Constituted by the
Board Or Any Person(s) Which the Board May Nominate
to Exercise Its Powers Including the Powers
Conferred by This Resolution), the Arrangement
Embodied in the Composite Scheme of Amalgamation
Among Hdfc Investments Limited and Hdfc Holdings
Limited and the Housing Development Finance
Corporation Limited and the Bank and Their
Respective Shareholders and Creditors ("scheme")
the Draft of Which Was Circulated Along with This
Notice be and is Hereby Approved." "resolved
Further That the Board be and is Hereby Authorized
to Do All Such Acts, Deeds, Matters and Things, As
It May, in Its Absolute Discretion Deem Requisite,
Desirable, Appropriate Or Necessary to Give Effect
to the Above Resolution and Effectively Implement
the Arrangement Embodied in the Scheme and to
Accept Such Modifications, Amendments, Limitations
And/or Conditions, If Any, Which May be Required
And/ Or Imposed by the Nclt While Sanctioning the
Arrangement Embodied in the Scheme Or by Any
Regulatory Or Other Authorities, As May be Required
for the Purpose of Resolving Any Questions Or
Doubts Or Difficulties That May Arise Or Meaning Or
Interpretation of the Scheme Or Implementation
Thereof Or in Any Matter Whatsoever Connected
Therewith, Including Passing of Such Accounting
Entries and /or Making Such Adjustments in the
Books of Accounts As Considered Necessary in Giving
Effect to the Scheme, As the Board May Deem Fit and
Proper Management For Voted - For
Meeting Date: 25-Mar-23 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting Non-Voting
875
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
1 Approval of Related Party Transactions with Housing
Development Finance Corporation Limited Management For Voted - For
2 Approval of Related Party Transactions with Hdb
Financial Services Limited Management For Voted - For
3 Approval of Related Party Transactions with Hdfc
Securities Limited Management For Voted - For
4 Approval of Related Party Transactions with Hdfc
Life Insurance Company Limited Management For Voted - For
5 Approval of Related Party Transactions with Hdfc
Ergo General Insurance Company Limited Management For Voted - For
6 Approval of Related Party Transactions with Hdfc
Credila Financial Services Limited Management For Voted - For
ICICI BANK LTD
Security ID: Y3860Z132
Meeting Date: 30-Aug-22 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Standalone and
Consolidated Financial Statements for the Financial
Year Ended March 31, 2022 Together with the Reports
of the Directors and the Auditors Thereon Management For Voted - For
2 To Declare Dividend on Equity Shares Management For Voted - For
3 To Appoint A Director in Place of Mr. Sandeep Batra
(din: 03620913), Who Retires by Rotation And, Being
Eligible, Offers Himself for Re-appointment Management For Voted - For
4 Resolved That Pursuant to the Applicable Provisions
of the Companies Act, 2013 Read with the Companies
(audit and Auditors) Rules, 2014, As May be
Applicable, the Provisions of the Banking
Regulation Act, 1949 and Reserve Bank of India
(rbi) Guidelines and Subject to Such Regulatory
Approvals As May be Required, M/s M S K A &
Associates, Chartered Accountants (registration No.
105047w) be Re-appointed As One of the Joint
Statutory Auditors of the Company, to Hold Office
from the Conclusion of This Meeting Till the
Conclusion of the Twenty-ninth Annual General
Meeting of the Company at an Overall Remuneration
of Inr 53.0 Million, Plus Out-of-pocket Expenses
Upto A Maximum of Inr 3.0 Million to be Allocated
Between M/s M S K A & Associates and Other Joint
Statutory Auditor As May be Mutually Agreed Between
the Company and the Joint Statutory Auditors,
Depending Upon Their Respective Scope of Work and
Goods and Services Tax and Such Other Tax(es) As
May be Applicable Towards Audit Fees for Fy2023 Management For Voted - For
5 Resolved That Pursuant to the Applicable Provisions
of the Companies Act, 2013 Read with the Companies
(audit and Auditors) Rules, 2014, As May be
Applicable, the Provisions of the Banking
Regulation Act, 1949 and Reserve Bank of India
(rbi) Guidelines and Subject to Such Regulatory
876
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Approvals As May be Required, M/s Kkc & Associates
LLP, Chartered Accountants (formerly M/s Khimji
Kunverji & Co LLP) (registration No.
105146w/w100621) be Re- Appointed As One of the
Joint Statutory Auditors of the Company, to Hold
Office from the Conclusion of This Meeting Till the
Conclusion of the Twenty-ninth Annual General
Meeting of the Company at an Overall Remuneration
of Inr 53.0 Million, Plus Out-of-pocket Expenses
Upto A Maximum of Inr 3.0 Million to be Allocated
Between M/s M S K A & Associates and M/s Kkc &
Associates LLP (formerly M/s Khimji Kunverji & Co
LLP) As May be Mutually Agreed Between the Company
and the Joint Statutory Auditors, Depending Upon
Their Respective Scope of Work and Goods and
Services Tax and Such Other Tax(es) As May be
Applicable Towards Audit Fees for Fy2023 Management For Voted - For
6 Resolved That Pursuant to the Provisions of
Sections 149, 150, 152, 160, Read with Schedule IV
and All Other Applicable Provisions of the
Companies Act, 2013 and the Companies (appointment
and Qualification of Directors) Rules, 2014, and
the Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015 and Other Applicable Provisions
of the Banking Regulation Act, 1949 (including Any
Statutory Modification(s) Or Re- Enactment(s)
Thereof for the Time Being in Force) and the Rules,
Circulars and Guidelines Issued by the Reserve Bank
of India from Time to Time, Ms. Neelam Dhawan (din:
00871445), Who Was Appointed at the Twenty-fourth
Annual General Meeting As an Independent Director
of the Bank Up to January 11, 2023 and Who is
Eligible for Being Re-appointed As an Independent
Director and in Respect of Whom the Bank Has
Received A Notice in Writing from A Member
Proposing Her Candidature for the Office of
Director, be and is Hereby Re- Appointed As an
Independent Director of the Bank, Not Liable to
Retire by Rotation, for A Second Term of Three
Consecutive Years Commencing from January 12, 2023
to January 11, 2026 Management For Voted - For
7 Resolved That Pursuant to the Provisions of
Sections 149, 150, 152, 160, Read with Schedule IV
and All Other Applicable Provisions of the
Companies Act, 2013 and the Companies (appointment
and Qualification of Directors) Rules, 2014, and
the Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015 and Other Applicable Provisions
of the Banking Regulation Act, 1949 (including Any
Statutory Modification(s) Or Re- Enactment(s)
Thereof for the Time Being in Force) and the Rules,
Circulars and Guidelines Issued by the Reserve Bank
of India from Time to Time, Mr. Uday Chitale (din:
877
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
00043268), Who Was Appointed at the Twenty- Fourth
Annual General Meeting As an Independent Director
of the Bank Up to January 16, 2023 and Who is
Eligible for Being Re-appointed As an Independent
Director and in Respect of Whom the Bank Has
Received A Notice in Writing from A Member
Proposing His Candidature for the Office of
Director, be and is Hereby Re- Appointed As an
Independent Director of the Bank, Not Liable to
Retire by Rotation, for A Second Term Commencing
from January 17, 2023 to October 19, 2024 Management For Voted - For
8 Resolved That Pursuant to the Provisions of
Sections 149, 150, 152, 160, Read with Schedule IV
and All Other Applicable Provisions of the
Companies Act, 2013 and the Companies (appointment
and Qualification of Directors) Rules, 2014, and
the Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015 and Other Applicable Provisions
of the Banking Regulation Act, 1949 (including Any
Statutory Modification(s) Or Re- Enactment(s)
Thereof for the Time Being in Force) and the Rules,
Circulars and Guidelines Issued by the Reserve Bank
of India from Time to Time, Mr. Radhakrishnan Nair
(din: 07225354), Who Was Appointed at the
Twenty-fourth Annual General Meeting As an
Independent Director of the Bank Up to May 1, 2023
and Who is Eligible for Being Re- Appointed As an
Independent Director and in Respect of Whom the
Bank Has Received A Notice in Writing from A Member
Proposing His Candidature for the Office of
Director, be and is Hereby Re-appointed As an
Independent Director of the Bank, Not Liable to
Retire by Rotation, for A Second Term of Three
Consecutive Years Commencing from May 2, 2023 to
May 1, 2026 Management For Voted - For
9 Resolved That Mr. Rakesh Jha (din: 00042075) in
Respect of Whom the Bank Has Received Notice in
Writing Under Section 160 of the Companies Act,
2013 from A Member Proposing His Candidature for
the Office of Director, be and is Hereby Appointed
As A Director of the Bank, Liable to Retire by
Rotation Management For Voted - For
10 Resolved That Pursuant to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force)
and Subject to the Approval of Reserve Bank of
India (rbi), the Appointment of Mr. Rakesh Jha
(din: 00042075) As A Whole Time Director
(designated As Executive Director) of the Bank for
A Period of Five Years Effective from May 1, 2022
Or the Date of Approval of His Appointment by Rbi,
Whichever is Later on the Following Terms and
878
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Conditions Or Such Other Amounts/terms and
Conditions Not Exceeding the Amounts Below As May
be Approved by Rbi, be and is Hereby Approved:
Salary: Inr 2,377,380 Per Month Supplementary
Allowance: Inr 1,688,831 Per Month Perquisites:
Perquisites (evaluated As Per Income-tax Rules,
Wherever Applicable, and at Actual Cost to the Bank
in Other Cases) Like the Benefit of the Company's
Furnished Accommodation, Gas, Electricity, Water
and Furnishings, Club Fees, Personal Insurance, Use
of Car and Telephone at Residence Or Reimbursement
of Expenses in Lieu Thereof, Payment of Income-tax
on Perquisites by the Bank to the Extent
Permissible Under the Income- Tax Act, 1961 and
Rules Framed Thereunder, Medical Reimbursement,
Leave and Leave Travel Concession, Education
Benefits and Other Such Perquisites and Benefits As
Applicable to Executive Directors of the Bank. in
Line with the Staff Loan Policy Applicable to
Specified Grades of Employees Who Fulfill
Prescribed Eligibility Criteria to Avail Loans for
Purchase of Residential Property, the Whole Time
Directors are Also Eligible for Housing Loans.
Provident Fund, Superannuation Fund, Gratuity and
Other Retirement Benefits, in Accordance with the
Scheme/s and Rule/s Applicable to Retired Whole
Time Directors of the Bank Or the Members of the
Staff, As the Case May Be, from Time to Time, for
the Aforesaid Benefits. Bonus: an Amount Upto the
Maximum Limit Permitted Under the Reserve Bank of
India (rbi) Guidelines Or Any Modifications
Thereof, As May be Determined by the Board Or Any
Committee Thereof, Based on Achievement of Such
Performance Parameters As May be Laid Down by the
Board Or Any Committee Thereof, and Subject to the
Approval of Rbi and Other Approvals As May be
Necessary. Stock Options: Stock Options As May be
Granted by the Board Governance, Remuneration &
Nomination Committee from Time to Time Subject to
the Approval of Rbi. Resolved Further That the
Board Or Any Committee Thereof be and is Hereby
Authorised to Decide the Remuneration (salary,
Perquisites and Bonus) Payable to Mr. Jha and His
Designation During His Tenure As Whole Time
Director of the Company, Subject to the Approval of
Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Mr. Jha Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
879
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
with Regard to the Said Appointment As It May Deem
Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
11 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Mr. Sandeep Bakhshi
(din: 00109206), Managing Director & Chief
Executive Officer (md & Ceo) on the Following Terms
and Conditions Or Such Other Amounts/terms and
Conditions Not Exceeding the Amounts Below As May
be Approved by Rbi, Where Applicable, be and is
Hereby Approved: Salary: (a) Inr 2,619,100 Per
Month with Effect from April 1, 2021 to March 31,
2022 (b) Inr 2,776,250 Per Month with Effect from
April 1, 2022 Perquisites: Perquisites (evaluated
As Per Income-tax Rules, Wherever Applicable, and
at Actual Cost to the Bank in Other Cases) Such As
the Benefit of the Bank's Furnished Accommodation,
Gas, Electricity, Water and Furnishings, Club Fees,
Personal Insurance, Use of Car and Telephone at
Residence Or Reimbursement of Expenses in Lieu
Thereof, Payment of Income-tax on Perquisites by
the Bank to the Extent Permissible Under the
Income-tax Act, 1961 and Rules Framed Thereunder,
Medical Reimbursement, Leave and Leave Travel
Concession, Education Benefits, Provident Fund,
Superannuation Fund, Gratuity and Other Retirement
Benefits, in Accordance with the Scheme(s) and
Rule(s) Applicable from Time to Time to Retired
Whole Time Directors of the Bank Or the Members of
the Staff. in Line with the Staff Loan Policy
Applicable to Specified Grades of Employees Who
Fulfill Prescribed Eligibility Criteria to Avail
Loans for Purchase of Residential Property, the
Whole Time Directors are Also Eligible for Housing
Loans Supplementary Allowance: (a) Inr 1,795,750
Per Month with Effect from Aprii 1, 2021 to March
31, 2022 (b) Inr 1,903,495 Per Month with Effect
from Aprii 1, 2022 Bonus: an Amount Upto the
Maximum Limit Permitted Under the Reserve Bank of
India (rbi) Guidelines Or Any Modifications
Thereof, As May be Determined by the Board Or Any
Committee Thereof, Based on Achievement of Such
Performance Parameters As May be Laid Down by the
Board Or Any Committee Thereof, and Subject to the
Approval of Rbi and Other Approvals As May be
Necessary Stock Options: Stock Options As May be
Granted by the Board Governance, Remuneration &
Nomination Committee from Time to Time Subject to
the Approval of Rbi. Resolved Further That the
880
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Board Or Any Committee Thereof, be and is Hereby
Authorised to Decide the Remuneration Payable to
Mr. Bakhshi and His Designation During His Tenure
As Md & Ceo of the Company, Subject to the Approval
of Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Mr. Bakhshi Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
with Regard to the Aforesaid Resolution As It May
Deem Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
12 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Mr. Anup Bagchi (din:
00105962), Executive Director, on the Following
Terms and Conditions Or Such Other Amounts/terms
and Conditions Not Exceeding the Amounts Below As
May be Approved by Rbi, Where Applicable, be and is
Hereby Approved: Salary: (a) Inr 2,242,810 Per
Month with Effect from April 1, 2021 to March 31,
2022 (b) Inr 2,377,380 Per Month with Effect from
April 1, 2022 Perquisites: Perquisites (evaluated
As Per Income-tax Rules, Wherever Applicable, and
at Actual Cost to the Bank in Other Cases) Such As
the Benefit of the Bank's Furnished Accommodation,
Gas, Electricity, Water and Furnishings, Club Fees,
Personal Insurance, Use of Car and Telephone at
Residence Or Reimbursement of Expenses in Lieu
Thereof, Payment of Income-tax on Perquisites by
the Bank to the Extent Permissible Under the
Income-tax Act, 1961 and Rules Framed Thereunder,
Medical Reimbursement, Leave and Leave Travel
Concession, Education Benefits, Provident Fund,
Superannuation Fund, Gratuity and Other Retirement
Benefits, in Accordance with the Scheme(s) and
Rule(s) Applicable from Time to Time to Retired
Whole Time Directors of the Bank Or the Members of
the Staff. in Line with the Staff Loan Policy
Applicable to Specified Grades of Employees Who
Fulfill Prescribed Eligibility Criteria to Avail
Loans for Purchase of Residential Property, the
Whole Time Directors are Also Eligible for Housing
Loans Supplementary Allowance: (a) Inr 1,593,237
881
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Per Month with Effect from Aprii 1, 2021 to March
31, 2022 (b) Inr 1,688,831 Per Month with Effect
from Aprii 1, 2022 Bonus: an Amount Upto the
Maximum Limit Permitted Under the Reserve Bank of
India (rbi) Guidelines Or Any Modifications
Thereof, As May be Determined by the Board Or Any
Committee Thereof, Based on Achievement of Such
Performance Parameters As May be Laid Down by the
Board Or Any Committee Thereof, and Subject to the
Approval of Rbi and Other Approvals As May be
Necessary. Stock Options: Stock Options As May be
Granted by the Board Governance, Remuneration &
Nomination Committee from Time to Time Subject to
the Approval of Rbi. Resolved Further That the
Board Or Any Committee Thereof, be and is Hereby
Authorised to Decide the Remuneration Payable to
Mr. Bagchi and His Designation During His Tenure As
Whole Time Director of the Company, Subject to the
Approval of Members and Rbi, Where Applicable, from
Time to Time. Resolved Further That in the Event of
Absence Or Inadequacy of Net Profit in Any
Financial Year, the Remuneration Payable to Mr.
Bagchi Shall be Governed by Section II of Part II
of Schedule V of the Act and Rules Made Thereunder,
As Amended from Time to Time Resolved Further That
the Board (also Deemed to Include Any Committee of
the Board) be and is Hereby Authorised to Do All
Such Acts, Deeds, Matters and Things Including the
Power to Settle All Questions Or Difficulties That
May Arise with Regard to the Aforesaid Resolution
As It May Deem Fit and to Execute Any Agreements,
Documents, Instructions, Etc. As May be Necessary
Or Desirable in Connection with Or Incidental to
Give Effect to the Aforesaid Resolution Management For Voted - For
13 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Mr. Sandeep Batra
(din: 03620913), Executive Director, on the
Following Terms and Conditions Or Such Other
Amounts/terms and Conditions Not Exceeding the
Amounts Below As May be Approved by Rbi, Where
Applicable, be and is Hereby Approved Salary: (a)
Inr 2,242,810 Per Month with Effect from April 1,
2021 to March 31, 2022 (b) Inr 2,377,380 Per Month
with Effect from April 1, 2022 Perquisites:
Perquisites (evaluated As Per Income-tax Rules,
Wherever Applicable, and at Actual Cost to the Bank
in Other Cases) Such As the Benefit of the Bank's
Furnished Accommodation, Gas, Electricity, Water
and Furnishings, Club Fees, Personal Insurance, Use
of Car and Telephone at Residence Or Reimbursement
of Expenses in Lieu Thereof, Payment of Income-tax
882
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
on Perquisites by the Bank to the Extent
Permissible Under the Income-tax Act, 1961 and
Rules Framed Thereunder, Medical Reimbursement,
Leave and Leave Travel Concession, Education
Benefits, Provident Fund, Superannuation Fund,
Gratuity and Other Retirement Benefits, in
Accordance with the Scheme(s) and Rule(s)
Applicable from Time to Time to Retired Wholetime
Directors of the Bank Or the Members of the Staff.
in Line with the Staff Loan Policy Applicable to
Specified Grades of Employees Who Fulfill
Prescribed Eligibility Criteria to Avail Loans for
Purchase of Residential Property, the Wholetime
Directors are Also Eligible for Housing Loans.
Supplementary Allowance: (a) Inr 1,593,237 Per
Month with Effect from Aprii 1, 2021 to March 31,
2022 (b) Inr 1,688,831 Per Month with Effect from
Aprii 1, 2022 Bonus: an Amount Upto the Maximum
Limit Permitted Under the Reserve Bank of India
(rbi) Guidelines Or Any Modifications Thereof, As
May be Determined by the Board Or Any Committee
Thereof, Based on Achievement of Such Performance
Parameters As May be Laid Down by the Board Or Any
Committee Thereof, and Subject to the Approval of
Rbi and Other Approvals As May be Necessary. Stock
Options: Stock Options As May be Granted by the
Board Governance, Remuneration & Nomination
Committee from Time to Time Subject to the Approval
of Rbi. Resolved Further That the Board Or Any
Committee Thereof, be and is Hereby Authorised to
Decide the Remuneration Payable to Mr. Batra and
His Designation During His Tenure As Wholetime
Director of the Company, Subject to the Approval of
Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Mr. Batra Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
with Regard to the Aforesaid Resolution As It May
Deem Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
14 Resolved That Subject to the Applicable Provisions
of the Companies Act, 2013 ("act") and the Rules
Made Thereunder, the Banking Regulation Act, 1949
(including Any Statutory Modification(s) Or Re-
Enactment(s) Thereof for the Time Being in Force),
the Revised Remuneration for Ms. Vishakha Mulye
883
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
(din: 00203578), Erstwhile Executive Director of
the Bank, on the Following Terms and Conditions Or
Such Other Amounts/terms and Conditions Not
Exceeding the Amounts Below As May be Approved by
Rbi, Where Applicable, be and is Hereby Approved:
Salary: (a) Inr 2,242,810 Per Month with Effect
from April 1, 2021 to March 31, 2022 (b) Inr
2,377,380 Per Month with Effect from April 1, 2022
Till the Date of Her Cessation Perquisites:
Perquisites (evaluated As Per Income-tax Rules,
Wherever Applicable, and at Actual Cost to the Bank
in Other Cases) Such As the Benefit of the Bank's
Furnished Accommodation, Gas, Electricity, Water
and Furnishings, Club Fees, Personal Insurance, Use
of Car and Telephone at Residence Or Reimbursement
of Expenses in Lieu Thereof, Payment of Income-tax
on Perquisites by the Bank to the Extent
Permissible Under the Income-tax Act, 1961 and
Rules Framed Thereunder, Medical Reimbursement,
Leave and Leave Travel Concession, Education
Benefits, Provident Fund, Superannuation Fund,
Gratuity and Other Retirement Benefits, in
Accordance with the Scheme(s) and Rule(s)
Applicable from Time to Time to Retired Wholetime
Directors of the Bank Or the Members of the Staff.
in Line with the Staff Loan Policy Applicable to
Specified Grades of Employees Who Fulfill
Prescribed Eligibility Criteria to Avail Loans for
Purchase of Residential Property, the Wholetime
Directors are Also Eligible for Housing Loans.
Supplementary Allowance: (a) Inr 1,593,237 Per
Month with Effect from Aprii 1, 2021 to March 31,
2022 (b) Inr 1,688,831 Per Month with Effect from
Aprii 1, 2022 Till the Date of Her Cessation Bonus:
an Amount Upto the Maximum Limit Permitted Under
the Reserve Bank of India (rbi) Guidelines Or Any
Modifications Thereof, As May be Determined by the
Board Or Any Committee Thereof, Based on
Achievement of Such Performance Parameters As May
be Laid Down by the Board Or Any Committee Thereof,
and Subject to the Approval of Rbi and Other
Approvals As May be Necessary. Resolved Further
That the Board Or Any Committee Thereof, be and is
Hereby Authorised to Decide the Remuneration
Payable to Ms. Mulye, Subject to the Approval of
Members and Rbi, Where Applicable, from Time to
Time. Resolved Further That in the Event of Absence
Or Inadequacy of Net Profit in Any Financial Year,
the Remuneration Payable to Ms. Mulye Shall be
Governed by Section II of Part II of Schedule V of
the Act and Rules Made Thereunder, As Amended from
Time to Time. Resolved Further That the Board (also
Deemed to Include Any Committee of the Board) be
and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things Including the Power to
Settle All Questions Or Difficulties That May Arise
884
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
with Regard to the Aforesaid Resolution As It May
Deem Fit and to Execute Any Agreements, Documents,
Instructions, Etc. As May be Necessary Or Desirable
in Connection with Or Incidental to Give Effect to
the Aforesaid Resolution Management For Voted - For
15 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Acceptance of Current Account Deposits by the
Bank Whether by Way of Fresh Deposit(s) Or Any
Extension(s) Or Modification(s) of Earlier
Contracts/ Arrangements/transactions Or Otherwise,
from Time to Time, with the Related Parties Listed
in the Explanatory Statement Annexed to the Notice
Convening This Meeting, Notwithstanding the Fact
That the Maximum Balance at Any Day During
Financial Year Ending March 31, 2024 ('fy2024'),
May Exceed Inr 10.00 Billion Or 10% of the Annual
Consolidated Turnover of the Bank As Per the Last
Audited Financial Statements of the Bank, Whichever
is Lower, As Prescribed Under Applicable Laws Or
Any Other Materiality Threshold, As May be
Applicable from Time to Time, for Each Such Party,
Provided However, That the Said Contracts/
Arrangements/transactions Shall be Carried Out on
an Arm's Length Basis and in the Ordinary Course of
Business of the Bank. Resolved Further That the
Members of the Bank Do Hereby Approve and Accord
Approval to the Board, to Sign and Execute All Such
Documents, Deeds and Writings, Including Filing the
Said Documents, Etc. and Do All Such Acts, Deeds
and Things and Take Necessary Steps As the Board
May in Its Absolute Discretion Deem Necessary,
Desirable Or Expedient to Give Effect to This
Resolution and to Settle Any Question That May
Arise in This Regard and Incidental Thereto,
885
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Without Being Required to Seek Any Further Consent
Or Approval of the Members Or Otherwise to the End
and Intent That the Members Shall be Deemed to Have
Given Their Approval Thereto Expressly by the
Authority of This Resolution. Resolved Further That
the Members of the Bank, Do Hereby Also Accord
Approval to the Board of Directors of the Bank, to
Delegate All Or Any of Its Powers Herein Conferred
to Any Committee of Directors And/or Director(s)
And/or Official(s) of the Bank/any Other Person(s)
So Authorized by It, in Accordance with Applicable
Laws, to Do All Such Acts, Deeds, Matters and
Things and Also to Execute Such Documents, Writings
Etc. As May be Considered Necessary Or Expedient to
Give Effect to the Aforesaid Resolution Management For Voted - For
16 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise),
For- (i) Subscription of Securities Issued by the
Related Parties, and (ii) Purchase of Securities
from Related Parties (issued by Related Or
Unrelated Parties) As Listed in the Explanatory
Statement Annexed to the Notice Convening the
Meeting, Notwithstanding the Fact That the
Aggregate Value of Such Transactions, to be Entered
Into Individually Or Taken Together with Previous
Transactions During Financial Year Ending March 31,
2024 ('fy2024'), May Exceed Inr 10.00 Billion Or
10% of the Annual Consolidated Turnover of the Bank
As Per the Last Audited Financial Statements of the
Bank, Whichever is Lower, As Prescribed Under
Applicable Laws Or Any Other Materiality Threshold,
As May be Applicable from Time to Time, for Each
Such Party, Provided However, That the Said
Contracts/ Arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
886
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution Resolved Further That the Members of the
Bank, Do Hereby Also Accord Approval to the Board
of Directors of the Bank, to Delegate All Or Any of
Its Powers Herein Conferred to Any Committee of
Directors And/or Director(s) And/or Official(s) of
the Bank/any Other Person(s) So Authorized by It,
in Accordance with Applicable Laws to Do All Such
Acts, Deeds, Matters and Things and Also to Execute
Such Documents, Writings, Etc., As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
17 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Sale of Securities (issued by Related Or
Unrelated Parties) to the Related Parties Listed in
the Explanatory Statement Annexed to the Notice
Convening This Meeting, Notwithstanding the Fact
That the Aggregate Value of Such Transactions, to
be Entered Into Individually Or Taken Together with
Previous Transactions During Financial Year Ending
887
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
March 31, 2024 ('fy2024'), May Exceed Inr 10.00
Billion Or 10% of the Annual Consolidated Turnover
of the Bank As Per the Last Audited Financial
Statements of the Bank, Whichever is Lower, As
Prescribed Under Applicable Laws Or Any Other
Materiality Threshold, As May be Applicable from
Time to Time, for Each Such Party, Provided
However, That the Said Contracts/
Arrangements/transactions Shall be Carried Out on
an Arm's Length Basis and in the Ordinary Course of
Business of the Bank Resolved Further That the
Members of the Bank Do Hereby Approve and Accord
Approval to the Board, to Sign and Execute All Such
Documents, Deeds and Writings, Including Filing the
Said Documents, Etc. and Do All Such Acts, Deeds
and Things and Take Necessary Steps As the Board
May in Its Absolute Discretion Deem Necessary,
Desirable Or Expedient to Give Effect to This
Resolution and to Settle Any Question That May
Arise in This Regard and Incidental Thereto,
Without Being Required to Seek Any Further Consent
Or Approval of the Members Or Otherwise to the End
and Intent That the Members Shall be Deemed to Have
Given Their Approval Thereto Expressly by the
Authority of This Resolution. Resolved Further That
the Members of the Bank, Do Hereby Also Accord
Approval to the Board of Directors of the Bank, to
Delegate All Or Any of Its Powers Herein Conferred
to Any Committee of Directors And/or Director(s)
And/or Official(s) of the Bank/any Other Person(s)
So Authorized by It, in Accordance with Applicable
Laws, to Do All Such Acts, Deeds, Matters and
Things and Also to Execute Such Documents, Writings
Etc. As May be Considered Necessary Or Expedient to
Give Effect to the Aforesaid Resolution Management For Voted - For
18 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
888
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Granting of Any Loans Or Advances, Credit
Facilities Such As Term Loan, Working Capital
Demand Loan, Short Term Loan, Overdraft, Or Any
Other Form of Fund-based Facilities And/or
Guarantees, Letters of Credit, Or Any Other Form of
Non-fund Based Facilities, Whether by Way of Fresh
Sanction(s) Or Renewal(s) Or Extension(s) Or
Enhancement(s) Or Any Modification(s) of Earlier
Contracts/arrangements/transactions Or Otherwise,
from Time to Time, to the Related Parties Listed in
the Explanatory Statement Annexed to the Notice
Convening This Meeting, Sanctioned for an Amount
and on Such Terms and Conditions (i.e. Rate of
Interest, Security, Tenure, Etc.) As May be
Permitted Under Applicable Laws, and Relevant
Policies of the Bank, Including Interest and Other
Charges Receivable in Connection with Such
Facilities, Notwithstanding the Fact That the
Maximum Limit of Such Transactions to be Entered
Into Individually Or Taken Together with Previous
Transactions, at Any Point of Time During the
Financial Year Ending March 31, 2024 ('fy2024'),
May Exceed Inr 10.00 Billion Or 10% of the Annual
Consolidated Turnover of the Bank As Per the Last
Audited Financial Statements of the Bank, Whichever
is Lower, As Prescribed Under Applicable Laws Or
Any Other Materiality Threshold, As May be
Applicable from Time to Time, for Each Such Party,
Provided However, That the Said
Contracts/arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts, Deeds, Matters and Things and Also to
889
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Execute Such Documents, Writings Etc. As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
19 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Undertaking Repurchase (repo) Transactions and
Other Permitted Short-term Borrowing Transactions
by the Bank, from Time to Time, with the Related
Parties Listed in the Explanatory Statement Annexed
to the Notice Convening This Meeting
Notwithstanding the Fact That the Value of Such
Transactions to be Entered Into Individually Or
Taken Together with Previous Transactions During
the Financial Year Ending March 31, 2024
('fy2024'), May Exceed Inr 10.00 Billion Or 10% of
the Annual Consolidated Turnover of the Bank As Per
the Last Audited Financial Statements of the Bank,
Whichever is Lower, As Prescribed Under Applicable
Laws Or Any Other Materiality Threshold, As May be
Applicable from Time to Time, for Each Such Party
Provided, However, That the Said
Contracts/arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
890
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc. and Take
Steps As May be Considered Necessary Or Expedient
to Give Effect to the Aforesaid Resolution Management For Voted - For
20 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
and Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re-enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Undertaking Reverse Repurchase (reverse Repo)
Transactions and Other Permitted Short-term Lending
Transactions, by the Bank, from Time to Time, with
the Related Party Listed in the Explanatory
Statement Annexed to the Notice Convening This
Meeting Notwithstanding the Fact That the Value of
Such Transactions to be Entered Into Individually
Or Taken Together with Previous Transactions During
the Financial Year Ending March 31, 2024
('fy2024'), May Exceed Inr 10.00 Billion Or 10% of
the Annual Consolidated Turnover of the Bank As Per
the Last Audited Financial Statements of the Bank,
Whichever is Lower, As Prescribed Under Applicable
Laws Or Any Other Materiality Threshold, As May be
Applicable from Time to Time, Provided However,
That the Said Contracts/arrangements/transactions
Shall be Carried Out on an Arm's Length Basis and
in the Ordinary Course of Business of the Bank.
Resolved Further That the Members of the Bank Do
891
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Hereby Approve and Accord Approval to the Board, to
Sign and Execute All Such Documents, Deeds and
Writings, Including Filing the Said Documents, Etc.
and Do All Such Acts, Deeds and Things and Take
Necessary Steps As the Board May in Its Absolute
Discretion Deem Necessary, Desirable Or Expedient
to Give Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws to Do All
Such Acts, Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
21 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
And, Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re- Enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
Together Or Series of Transactions Or Otherwise)
for Availing Manpower Services, for Certain
Activities of the Bank (as Explained in the
Explanatory Statement), from the Related Party
Listed in the Explanatory Statement Annexed to the
Notice Convening This Meeting Notwithstanding the
Fact That the Aggregate Value of Such Transactions
to be Entered Into, Individually Or Taken Together
with Previous Transactions During the Financial
Year Ending March 31, 2024 ('fy2024'), May Exceed
892
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Inr 10.00 Billion Or 10% of the Annual Consolidated
Turnover of the Bank As Per the Last Audited
Financial Statements of the Bank Whichever is
Lower, As Prescribed Under Applicable Laws Or Any
Other Materiality Threshold, As May be Applicable
from Time to Time, Provided However, That the Said
Contracts/arrangements/ Transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts, Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc. As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
22 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015 ("sebi Listing
Regulations"), the Applicable Provisions of the
Companies Act, 2013 Read with Rules Made Thereunder
And, Such Other Applicable Provisions of Law, If
Any, and Any Amendments, Modifications, Variations
Or Re- Enactments Thereof ("applicable Laws") and
the 'related Party Transactions Policy' of Icici
Bank Limited ("bank"), As May be Applicable from
Time to Time, the Members of the Bank Do Hereby
Approve and Accord Approval to the Board of
Directors of the Bank (hereinafter Referred to As
"board", Which Term Shall be Deemed to Include Any
Duly Authorized Committee Constituted/empowered by
the Board, from Time to Time, to Exercise Its
Powers Conferred by This Resolution), for Entering
Into And/or Carrying Out And/or Continuing with
Contracts/arrangements/ Transactions (whether
Individual Transaction Or Transactions Taken
893
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Together Or Series of Transactions Or Otherwise)
for Availing Insurance Services (as Explained in
the Explanatory Statement), from the Related Party
Listed in the Explanatory Statement Annexed to the
Notice Convening This Meeting Notwithstanding the
Fact That the Aggregate Value of Such Transactions
to be Entered Into, Individually Or Taken Together
with Previous Transactions During the Financial
Year Ending March 31, 2024 ('fy2024'), May Exceed
Inr 10.00 Billion Or 10% of the Annual Consolidated
Turnover of the Bank As Per the Last Audited
Financial Statements of the Bank Whichever is
Lower, As Prescribed Under Applicable Laws Or Any
Other Materiality Threshold, As May be Applicable
from Time to Time, Provided However, That the Said
Contracts/arrangements/transactions Shall be
Carried Out on an Arm's Length Basis and in the
Ordinary Course of Business of the Bank. Resolved
Further That the Members of the Bank Do Hereby
Approve and Accord Approval to the Board, to Sign
and Execute All Such Documents, Deeds and Writings,
Including Filing the Said Documents, Etc. and Do
All Such Acts, Deeds and Things and Take Necessary
Steps As the Board May in Its Absolute Discretion
Deem Necessary, Desirable Or Expedient to Give
Effect to This Resolution and to Settle Any
Question That May Arise in This Regard and
Incidental Thereto, Without Being Required to Seek
Any Further Consent Or Approval of the Members Or
Otherwise to the End and Intent That the Members
Shall be Deemed to Have Given Their Approval
Thereto Expressly by the Authority of This
Resolution. Resolved Further That the Members of
the Bank, Do Hereby Also Accord Approval to the
Board of Directors of the Bank, to Delegate All Or
Any of Its Powers Herein Conferred to Any Committee
of Directors And/or Director(s) And/or Official(s)
of the Bank/any Other Person(s) So Authorized by
It, in Accordance with Applicable Laws, to Do All
Such Acts, Deeds, Matters and Things and Also to
Execute Such Documents, Writings Etc. As May be
Considered Necessary Or Expedient to Give Effect to
the Aforesaid Resolution Management For Voted - For
23 Resolved That Pursuant to Section 62(1)(b) and
Other Applicable Provisions, If Any, of the
Companies Act, 2013 Read with Rules Framed
Thereunder, the Relevant Provisions of Regulation 6
of the Securities and Exchange Board of India
(share Based Employee Benefits and Sweat Equity)
Regulations, 2021 and Any
Circulars/notifications/guidance/frequent Ly Asked
Questions Issued Thereunder, As Amended from Time
to Time (collectively Referred As "sebi Sbeb & Se
Regulations"), the Securities and Exchange Board of
India (listing Obligations and Disclosure
894
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Requirements) Regulations, 2015, As Amended from
Time to Time ("sebi Listing Regulations"), the
Provisions of Any Regulations/guidelines Prescribed
by the Securities and Exchange Board of India
("sebi") And/or the Reserve Bank of India ("rbi"),
the Provisions of Any Other Applicable Laws and
Regulations (including Any Amendment Thereto Or
Modification(s) Or Re-enactment(s) Thereof from
Time to Time), the Memorandum and Articles of
Association of Icici Bank Limited ("bank") and
Subject to Any Applicable Approval(s),
Permission(s) and Sanction(s) of Any Authorities
and Further Subject to Any Condition(s) and
Modification(s) As May be Prescribed Or Imposed by
Such Authorities While Granting Such Approval(s),
Permission(s) and Sanction(s) and Which May be
Agreed to and Accepted by the Board of Directors of
the Bank (hereinafter Referred to As the "board",
Which Term Shall be Deemed to Include the
Compensation Committee Constituted by the Board of
Directors Under Regulation 19 of Sebi Listing
Regulations Called As Board Governance,
Remuneration & Nomination Committee, for the Time
Being Authorized by the Board to Exercise the
Powers Conferred on the Board by This Resolution
And/or Such Other Persons Who May be Authorized in
This Regard by the Board of Directors), Consent of
the Members be and is Hereby Accorded to the Board
to Adopt and Implement 'icici Bank Employees Stock
Unit Scheme - 2022' ("scheme 2022"/"scheme"), the
Salient Features of Which are Furnished in the
Explanatory Statement to This Notice, and to Grant,
Offer, Issue and Allot Units Under the Scheme, Not
Exceeding 100,000,000 (ten Crores) Units, in One Or
More Tranches As May be Determined by the Board
Over A Period of 7 (seven) Years, to Eligible
Employees of the Bank, Whether Exclusively Working
in India Or Outside India But Excluding Managing
Director & Ceo, Executive Directors, Key Managerial
Personnel, Senior Management Personnel and Material
Risk Takers of the Bank (collectively, "eligible
Employees") in Accordance with the Sebi Sbeb & Se
Regulations. Resolved Further That Up to
100,000,000 (ten Crores) Units Shall be Granted, in
One Or More Tranches As May be Determined by the
Board Over A Period of 7 (seven) Years, Which Shall
Entitle the Unit Holder One Fully Paid-up Equity
Share of Face Value of Inr 2 of the Bank Against
Each Unit Exercised and Accordingly, Up to
100,000,000 (ten Crores) Equity Shares of Face
Value of Inr 2 Each Shall be Allotted to the
Eligible Employees Under the Scheme. Resolved
Further That in Case of Any Corporate Action(s)
Such As Rights Issue, Bonus Issue, Split/
Consolidation of Shares, Change in Capital
Structure, Merger/demerger, the Outstanding Units,
895
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Granted/ to be Granted, Under the Scheme Shall be
Suitably Adjusted for Such Number of Units/equity
Shares, And/or the Exercise Price, As May be
Required and That the Board be and is Hereby
Authorized to Do All Such Acts, Deeds, Matters and
Things As It May Deem Fit in Its Absolute
Discretion and As Permitted Under the Sebi Sbeb &
Se Regulations and Such Other Laws As May be
Applicable, So As to Ensure Passing of Fair and
Equitable Benefits Under the Scheme. Resolved
Further That the Equity Shares to be Issued, As
Stated Aforesaid, Shall Rank Pari-passu with the
Existing Equity Shares of the Bank for All
Purposes. Resolved Further That the Equity Shares
Shall be Allotted in Accordance with Scheme in A
Manner Permissible Under the Sebi Sbeb & Se
Regulations. Resolved Further That the Board be and
is Hereby Authorized to Take Necessary Steps for
Listing of the Equity Shares Allotted, If Any, in
Accordance with the Scheme on the Stock Exchanges
Where the Securities of the Bank are Listed As Per
the Provisions of the Sebi Listing Regulations, the
Sebi Sbeb & Se Regulations and Other Applicable
Laws and Regulations. Resolved Further That Without
Prejudice to the Generality of the Above, But
Subject to the Terms, As Approved by the Members,
the Board be and is Hereby Authorized to Implement,
Formulate, Evolve, Decide Upon and Bring Into
Effect the Scheme on Such Terms and Conditions As
Contained in the Explanatory Statement to This Item
in the Notice and to Make Any Further
Modification(s), Change(s), Variation(s),
Alteration(s) Or Revision(s) in the Terms and
Conditions of the Scheme, from Time to Time, to
Meet Regulatory Requirements. Resolved Further That
for the Purpose of Bringing Into Effect and
Implementing the Scheme and Generally for Giving
Effect to the Above Resolution, the Board be and is
Hereby Authorized, on Behalf of the Bank, to Do All
Such Acts, Deeds, Matters and Things Including But
Not Limited to Framing Rules Relating to Taxation
Matters Arising Out of Grant/exercise of Units and
Execute All Such Deeds, Documents, Instruments and
Writings As It May in Its Absolute Discretion Deem
Necessary Or Desirable and to Give Such Directions
And/or Instructions As May be Necessary, Proper Or
Expedient to Give Effect to Any Modification,
Alteration, Amendment, Suspension, Withdrawal Or
Termination of the Scheme (wherever Required
Subject to the Prior Approval of the Members by Way
of A Special Resolution) and to Take All Such Steps
and Do All Acts, Deeds and Things As May be Deemed
Incidental Or Ancillary Thereto and Pay Fees and
Commission and Incur Expenses in Relation Thereof Management Against Voted - Against
896
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
24 Resolved That Pursuant to Section 62(1)(b) and
Other Applicable Provisions, If Any, of the
Companies Act, 2013 Read with Rules Framed
Thereunder, the Relevant Provisions of Regulation 6
of the Securities and Exchange Board of India
(share Based Employee Benefits and Sweat Equity)
Regulations, 2021 and Any
Circulars/notifications/guidance/frequent Ly Asked
Questions Issued Thereunder, As Amended from Time
to Time (collectively Referred As "sebi Sbeb & Se
Regulations"), the Securities and Exchange Board of
India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("sebi Listing Regulations"), the
Provisions of Any Regulations/guidelines Prescribed
by the Securities and Exchange Board of India
("sebi") And/or the Reserve Bank of India ("rbi"),
the Provisions of Any Other Applicable Laws and
Regulations (including Any Amendment Thereto Or
Modification(s) Or Re-enactment(s) Thereof from
Time to Time), the Memorandum and Articles of
Association of Icici Bank Limited ("bank") and
Subject to Any Applicable Approval(s),
Permission(s) and Sanction(s) of Any Authorities
and Further Subject to Any Condition(s) and
Modification(s) As May be Prescribed Or Imposed by
Such Authorities While Granting Such Approval(s),
Permission(s) and Sanction(s) and Which May be
Agreed to and Accepted by the Board of Directors of
the Bank (hereinafter Referred to As the "board",
Which Term Shall be Deemed to Include the
Compensation Committee Constituted by the Board of
Directors Under Regulation 19 of Sebi Listing
Regulations Called As Board Governance,
Remuneration & Nomination Committee, for the Time
Being Authorized by the Board to Exercise the
Powers Conferred on the Board by This Resolution
And/or Such Other Persons Who May be Authorized in
This Regard by the Board of Directors), Consent of
the Members be and is Hereby Accorded to the Board
to Approve the Grant of Units in Terms of the
'icici Bank Employees Stock Unit Scheme - 2022'
("scheme 2022"/"scheme"), the Salient Features of
Which are Furnished in the Explanatory Statement to
This Notice, in One Or More Tranches As May be
Determined by the Board Over A Period of 7 (seven)
Years, Within the Aggregate Limit of 100,000,000
(ten Crores) Units, (as Mentioned in Resolution No.
23 Above) to the Employees of the Select Unlisted
Wholly Owned Subsidiaries of the Bank Who are
Exclusively Working in India Or Outside India But
Excluding Equivalent Levels to Key Management
Personnel, Senior Management Personnel, Material
Risk Takers and Wholetime Directors of the Bank
(collectively, "eligible Employees") in Accordance
with the Sebi Sbeb & Se Regulations. Resolved
897
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Further That in Case of Any Corporate Action(s)
Such As Rights Issue, Bonus Issue, Split/
Consolidation of Shares, Change in Capital
Structure, Merger/demerger, the Outstanding Units,
Granted/to be Granted, Under the Scheme 2022 Shall
be Suitably Adjusted for Such Number of
Units/equity Shares, And/or the Exercise Price, As
May be Required and That the Board be and is Hereby
Authorized to Do All Such Acts, Deeds, Matters and
Things As It May Deem Fit in Its Absolute
Discretion and As Permitted Under the Sebi Sbeb &
Se Regulations and Such Other Laws As May be
Applicable, So As to Ensure Passing of Fair and
Equitable Benefits Under the Scheme. Resolved
Further That the Equity Shares to be Issued, As
Stated Aforesaid, Shall Rank Pari-passu with the
Existing Equity Shares of the Bank for All
Purposes. Resolved Further That the Equity Shares
Shall be Allotted in Accordance with Scheme in A
Manner Permissible Under the Sebi Sbeb & Se
Regulations. Resolved Further That the Board be and
is Hereby Authorized to Take Necessary Steps for
Listing of the Equity Shares Allotted, If Any, in
Accordance with the Scheme on the Stock Exchanges
Where the Securities of the Bank are Listed As Per
the Provisions of the Sebi Listing Regulations, the
Sebi Sbeb & Se Regulations and Other Applicable
Laws and Regulations. Resolved Further That Without
Prejudice to the Generality of the Above, But
Subject to the Terms, As Approved by the Members,
the Board be and is Hereby Authorized to Implement,
Formulate, Evolve, Decide Upon and Bring Into
Effect the Scheme on Such Terms and Conditions As
Contained in the Explanatory Statement to This Item
in the Notice and to Make Any Further
Modification(s), Change(s), Variation(s),
Alteration(s) Or Revision(s) in the Terms and
Conditions of the Scheme, from Time to Time, to
Meet Regulatory Requirements. Resolved Further That
for the Purpose of Bringing Into Effect and
Implementing the Scheme and Generally for Giving
Effect to the Above Resolution, the Board be and is
Hereby Authorized, on Behalf of the Bank, to Do All
Such Acts, Deeds, Matters and Things Including But
Not Limited to Framing Rules Relating to Taxation
Matters Arising Out of Grant/ Exercise of Units and
Execute All Such Deeds, Documents, Instruments and
Writings As It May in Its Absolute Discretion Deem
Necessary Or Desirable and to Give Such Directions
And/or Instructions As May be Necessary, Proper Or
Expedient to Give Effect to Any Modification,
Alteration, Amendment, Suspension, Withdrawal Or
Termination of the Scheme (wherever Required
Subject to the Prior Approval of the Members by Way
of A Special Resolution) and to Take All Such Steps
and Do All Acts, Deeds and Things As May be Deemed
898
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Incidental Or Ancillary Thereto and Pay Fees and
Commission and Incur Expenses in Relation Thereof Management Against Voted - Against
KAKAO CORP.
Security ID: Y4519H119
Meeting Date: 28-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2.1 Change of Business Activity Management For Voted - For
2.2 Amendment of Articles of Incorporation Management For Voted - For
2.3 Amendment of Articles of Incorporation Management For Voted - For
3.1 Election of Inside Director: Bae Jae Hyeon Management For Voted - For
3.2 Election of A Non-permanent Director: Jeong Sin A Management For Voted - For
3.3 Election of Outside Director: Choe Se Jeong Management For Voted - For
3.4 Election of Outside Director: Sin Seon Gyeong Management For Voted - For
3.5 Election of Outside Director: Bak Saerom Management For Voted - For
4 Election of Outside Director Who is an Audit
Committee Member: Yun Seok Management For Voted - For
5.1 Election of Audit Committee Member: Choe Se Jeong Management For Voted - For
5.2 Election of Audit Committee Member: Sin Seon Gyeong Management For Voted - For
6 Approval of Remuneration for Director Management For Voted - For
7 Approval of Capital Reduction Management For Voted - For
8 Amendment of Articles on Retirement Allowance for
Director Management For Voted - For
9.1 Grant of Stock Option for Director Management For Voted - For
9.2 Grant of Stock Option for Employees Management For Voted - For
23 Feb 2023: Please Note That This is A Revision
Due to Modification of Text-in Resolution 2.1, 9.1
and 9.2. If You Have Already Sent in Your
Votes,-please Do Not Vote Again Unless You Decide
to Amend Your Original-instructions. Thank You. Non-Voting Non-Voting
LGHOUSEHOLD&HEALTHCARE LTD
Security ID: Y5275R100
Meeting Date: 28-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2.1 Election of Inside Director: I Jeong Ae Management For Voted - For
2.2 Election of Outside Director: Gim Jae Hwan Management For Voted - For
3 Election of Audit Committee Member: Gim Jae Hwan Management For Voted - For
4 Approval of Remuneration for Director Management For Voted - For
899
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
LI NING COMPANY LTD
Security ID: G5496K124
Meeting Date: 14-Jun-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0417/2023041700704.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0417/2023041700748.pdf Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting
1 To Receive and Adopt the Audited Financial
Statements and Reports of the Directors and the
Auditor of the Company for the Year Ended 31
December 2022 Management
2 To Declare and Pay A Final Dividend for the Year
Ended 31 December 2022 Out of the Share Premium
Account of the Company and Authorise Any Director
to Take Such Action, Do Such Things and Execute
Such Further Documents As the Director May at
His/her Absolute Discretion Consider Necessary Or
Desirable for the Purpose of Or in Connection with
the Implementation of the Payment of the Final
Dividend Management
3.1A To Re-elect Ms. Wang Yajuan As an Independent
Non-executive Director of the Company (the Director) Management
3.1B To Re-elect Ms. Wang Ya Fei As an Independent
Non-executive Director Management
3.1C To Re-elect Dr. Chan Chung Bun, Bunny As an
Independent Non-executive Director Management
3.2 To Authorise the Board of Directors (the Board) to
Fix the Directors Remuneration Management
4 To Re-appoint Messrs. PricewaterhouseCoopers,
Certified Public Accountants, As the Auditor of the
Company and to Authorise the Board to Fix Their
Remuneration Management
5 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company (shares) Management
6 To Give A General Mandate to the Directors to
Repurchase Shares Management
7 To Approve the Proposed Amendments to the Existing
Memorandum of Association and Articles of
Association of the Company As Set Out in Appendix
III to the Circular of the Company Dated 18 April
2023 and the Adoption of the Amended and Restated
Memorandum of Association and Articles of
Association of the Company Management
900
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 14-Jun-23 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0502/2023050201941.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0502/2023050202003.pdf Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting
1 To Approve the Proposed Adoption of the 2023 Share
Option Scheme and Termination of the 2014 Share
Option Scheme Management
2 To Approve the Proposed Adoption of the 2023 Share
Award Scheme Management
LOCALIZA RENT A CAR SA
Security ID: P6330Z111
Meeting Date: 25-Apr-23 Meeting Type: Annual General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain Non-Voting
Please Note That This is an Amendment to Meeting Id
881186 Due to Received-updated Agenda. All Votes
Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank You Non-Voting
1 Examine the Management Accounts and Approve the
Company's Financial Statements for the Fiscal Year
Ended December 31, 2022, Along with the Independent
Auditors Report Management For Voted - For
2 To Approve the Managements Proposal for Net Income
Allocation for the Fiscal Year Ended December 31,
2022 and the Distribution of Dividends of the
Company Management For Voted - For
Please Note That Although There are 4 Candidates to
be Elected to the Fiscal- Council, There are Only 3
Vacancies Available to be Filled at the
Meeting.-the Standing Instructions for This Meeting
Will be Disabled And, If You-choose, You are
Required to Vote For, Against Or Abstain on Only 3
of the 4-candidates and to Select 'clear' for the
Others. Thank You Non-Voting Non-Voting
3.1 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
901
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Carla
Trematore and Juliano Lima Pinheiro Management For Voted - For
3.2 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Antonio De
Padua Soares Policarpo and Guilherme Bottrel
Pereira Tostes Management For Voted - For
3.3 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Pierre
Carvalho Magalhaes and Antonio Lopes Matoso Management
3.4 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 3. Nomination of
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Marcia
Fragoso Soares and Roberto Frota Decourt Management For Voted - For
4 To Fix the Annual Global Compensation of the
Members of the Company's Fiscal Council for the
Year of 2023 Management For Voted - For
5 Do You Wish to Request the Cumulative Voting for
the Election of the Board of Directors, Under the
Terms of Art. 141 of Law 6,404, of 1976. If the
Shareholder Chooses No Or Abstain, Their Shares
Will Not be Computed for the Request of the
Cumulative Voting Request Management Against Voted - Against
6 To Fix the Number of Members for the Board of
Directors in 8 Members Management For Voted - For
7 Approval of the Managements Proposal Regarding the
Independence of Candidates for the Positions of
Independent Members of the Company's Board of
Directors Management For Voted - For
8.1 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Eugenio Pacelli Mattar, Chairman Management For Voted - For
8.2 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
902
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Luis Fernando Memoria Porto, Vice
Chairman Management For Voted - For
8.3 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Adriana Waltrick Santos Management For Voted - For
8.4 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Artur Noemio Crynbaum Management For Voted - For
8.5 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Maria Leticia De Freitas Costa Management For Voted - For
8.6 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Paulo Antunes Veras Management For Voted - For
8.7 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
903
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Pedro De Godoy Bueno Management For Voted - For
8.8 To Elect the Members of the Board of Directors Per
Candidate. Positions Limited to 8. Nomination of
Candidates to the Board of Directors, the
Shareholder Can Nominate As Many Candidates As the
Numbers of Vacancies to be Filled in the General
Election. the Votes Indicated in This Filed Will be
Disregarded If the Shareholder with Voting Rights
Also Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Sergio Augusto Guerra De Resende Management For Voted - For
For the Proposal 9 Regarding the Adoption of
Cumulative Voting, Please Be-advised That You Can
Only Vote for Or Abstain. an Against Vote on
This-proposal Requires Percentages to be Allocated
Amongst the Directors In-proposal 10.1 to 10.8. in
This Case Please Contact Your Client Service-
Representative in Order to Allocate Percentages
Amongst the Directors Non-Voting Non-Voting
9 In Case of A Cumulative Voting Process, Should the
Corresponding Votes to Your Shares be Equally
Distributed Among the Candidates That You Ve
Chosen. If the Shareholder Chooses Yes and Also
Indicates the Approve Answer Type for Specific
Candidates Among Those Listed Below, Their Votes
Will be Distributed Proportionally Among These
Candidates. If the Shareholder Chooses to Abstain
and the Election Occurs by the Cumulative Voting
Process, the Shareholders Vote Shall be Counted As
an Abstention in the Respective Resolution of the
Meeting Management For Voted - For
10.1 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Eugenio Pacelli
Mattar, Chairman Management For Voted - For
10.2 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Luis Fernando
Memoria Porto, Vice Chairman Management For Voted - For
10.3 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Adriana Waltrick
Santos Management For Voted - For
10.4 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Artur Noemio
Crynbaum Management For Voted - For
10.5 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Maria Leticia De
Freitas Costa Management For Voted - For
904
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
10.6 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Paulo Antunes Veras Management For Voted - For
10.7 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Pedro De Godoy Bueno Management For Voted - For
10.8 View of All the Candidates to Indicate the
Cumulative Voting Distribution. Sergio Augusto
Guerra De Resende Management For Voted - For
11 If It is Necessary to Hold A Second Call for an
Agm, Can the Voting Instructions Contained in This
Bulletin Also be Considered in the Event of the Agm
Being Held on A Second Call Management Against Voted - Against
12 To Deliberate on the Global Annual Compensation of
the Management for 2023 Management For Voted - For
Meeting Date: 25-Apr-23 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting Non-Voting
1 To Decide on Changes in the Company's Bylaws Management For Voted - For
2 Approve the Proposal to Consolidate the Company's
Bylaws Management For Voted - For
3 If It is Necessary to Hold A Second Call for Egm,
Can the Voting Instructions Contained in This
Bulletin Also be Considered in the Event of the
Realization of the Egm in the Second Call Management For Voted - For
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting Non-Voting
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Director: Susan Segal Management For Voted - For
1.2 Director: Mario Eduardo V[]zquez Management For Voted - For
1.3 Director: Alejandro N. Aguzin Management For Voted - For
2. To Approve, on an Advisory Basis, the Compensation
of our Named Executive Officers for Fiscal Year
2022. Management For Voted - For
3. To Approve, on an Advisory Basis, the Frequency of
Holding an Advisory Vote on Executive Compensation. Management 1 Year Voted - 1 Year
4. To Ratify the Appointment of Pistrelli, Henry
Martin Y Asociados S.r.l., A Member Firm of Ernst &
Young Global Limited, As our Independent Registered
Public Accounting Firm for the Fiscal Year Ending
December 31, 2023. Management For Voted - For
905
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
MIDEA GROUP CO LTD
Security ID: Y6S40V103
Meeting Date: 19-Aug-22 Meeting Type: Extraordinary General Meeting
1 Application for Unified Registration of Debt
Financing Instruments of Different Types Management For Voted - For
Meeting Date: 16-Sep-22 Meeting Type: Extraordinary General Meeting
1 Extension of the Valid Period of the Authorization
to the Board Or Its Authorized Persons to Handle
Matters Regarding the Spin-off Listing of A
Subsidiary on the Chinext Board Management For Voted - For
2 Amendments to the Company's Articles of Association
(august 2022) Management For Voted - For
MR. PRICE GROUP LIMITED
Security ID: S5256M135
Meeting Date: 24-Aug-22 Meeting Type: Annual General Meeting
O.1 Adoption of the Annual Financial Statements Management For Voted - For
O.2.1Re-election of Directors Retiring by Rotation:
Stewart Cohen Management For Voted - For
O.2.2Re-election of Directors Retiring by Rotation:
Keith Getz Management For Voted - For
O.2.3Re-election of Directors Retiring by Rotation:
Mmaboshadi Chauke Management For Voted - For
O.3 Confirmation of Appointment of Steve Ellis As
Non-executive Director Management For Voted - For
O.4 Election of Independent Auditor Management For Voted - For
O.5.1Election of Members of the Audit and Compliance
Committee: Daisy Naidoo Management For Voted - For
O.5.2Election of Members of the Audit and Compliance
Committee: Mark Bowman Management For Voted - For
O.5.3Election of Members of the Audit and Compliance
Committee: Mmaboshadi Chauke Management For Voted - For
NB.6 Non-binding Advisory Vote on the Remuneration Policy Management For Voted - For
NB.7 Non-binding Advisory Vote on the Remuneration
Implementation Report Management Against Voted - Against
O.8 Adoption of the Sets Committee Report Management For Voted - For
O.9 Signature of Documents Management For Voted - For
O.10 Control of Unissued Shares Excluding Issues for Cash Management For Voted - For
O.11 General Issue of Shares for Cash Management For Voted - For
S.1.1 Non-executive Director Remuneration: Independent
Non-executive Chair of the Board: R1 867 122 Management For Voted - For
S.1.2 Non-executive Director Remuneration: Honorary Chair
of the Board: R908 776 Management For Voted - For
906
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
S.1.3 Non-executive Director Remuneration: Lead
Independent Director of the Board: R631 047 Management For Voted - For
S.1.4 Non-executive Director Remuneration: Non- Executive
Directors: R430 303 Management For Voted - For
S.1.5 Non-executive Director Remuneration: Audit and
Compliance Committee Chair: R346 318 Management For Voted - For
S.1.6 Non-executive Director Remuneration: Audit and
Compliance Committee Members: R169 539 Management For Voted - For
S.1.7 Non-executive Director Remuneration: Remuneration
and Nominations Committee Chair: R227 695 Management For Voted - For
S.1.8 Non-executive Director Remuneration: Remuneration
and Nominations Committee Members: R113 449 Management For Voted - For
S.1.9 Non-executive Director Remuneration: Social,
Ethics, Transformation and Sustainability Committee
Chair: R188 140 Management For Voted - For
S1.10 Non-executive Director Remuneration: Social,
Ethics, Transformation and Sustainability Committee
Members: R109 964 Management For Voted - For
S1.11 Non-executive Director Remuneration: Risk and It
Committee Members: R137 441 Management For Voted - For
S1.12 Non-executive Director Remuneration: Risk and It
Committee - It Specialist: R310 250 Management For Voted - For
S.2 General Authority to Repurchase Shares Management For Voted - For
S.3 Financial Assistance to Related Or Inter- Related
Companies Management For Voted - For
MYTILINEOS S.A.
Security ID: X56014131
Meeting Date: 10-Apr-23 Meeting Type: Extraordinary General Meeting
Voting Must be Lodged with Shareholder Details As
Provided by Your Custodian- Bank. If No Shareholder
Details are Provided, Your Instructions May Be-
Rejected. Non-Voting
1.1 Approval of the Amendment of the Term Regarding the
Maximum Price for Acquiring Own Shares Management For Voted - For
2.1 Approval of the Renewal of the Remuneration Policy
for the Members of the Board of Directors of the
Company, Due to Expiration of the Existing
Remuneration Policy Pursuant to Articles 9 Par. 2
(g) and 26 of the Articles of Association Management Against Voted - Against
3.1 Approval of the Establishment of A Special Reserve
Account Using Retained Earnings, for the Purpose of
Covering the Company's Own Participation in the
Framework of Filing Requests for Submission of
Company's Investment Plans to Development Laws Management For Voted - For
4.1 Submission and Approval Of: A) the Draft Demerger
Plan Regarding the Spin-off of the Infrastructure
Segment of the Company and the Transfer Into the
100 Percent Subsidiary Mytilineos Construction
907
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Single Member Societe Anonyme and B) the Report of
the Board of Directors 02.03.2023 Management For Voted - For
5.1 Approval of the Demerger of the Company Through
Spin-off of Its Infrastructure Segment and Transfer
Into the 100 Percent Subsidiary Mytilineos
Construction Single Member Societe Anonyme and
Granting of Authorization for the Relevant Notarial
Act of Demerger and for Any Other
Act,statement,announcement Or Transaction Management For Voted - For
6.1 Submission and Approval Of: A) the Draft Demerger
Plan Dated 02.03.2023 Regarding the Spin-off of the
Concessions Segment of the Company and the
Transferibution Into the 100 Percent Subsidiary M
Concessions Single Member S.a. and B) the Report of
the Board of Directors Dated 02.03.2023 Management For Voted - For
7.1 Approval of the Demerger of the Company Through
Spin-off of Its Concessions and Transfer Into the
100 Percent Subsidiary M Concessions Single Member
S.a. and Granting of Authorization for the Relevant
Notarial Act of Demerger and for Any Other Act,
Statement, Announcement Or/and Transaction
Necessary for This Purpose Management For Voted - For
06 Apr 2023: Please Note in the Event the Meeting
Does Not Reach Quorum,-there Will be A Second Call
on 19 Apr 2023. Consequently, Your
Voting-instructions Will Remain Valid for All Calls
Unless the Agenda is Amended.-thank You. Non-Voting Non-Voting
06 Apr 2023: Please Note That This is A Revision
Due to Addition of Comment.-if You Have Already
Sent in Your Votes, Please Do Not Vote Again Unless
You-decide to Amend Your Original Instructions.
Thank You. Non-Voting Non-Voting
NAHDI MEDICAL COMPANY
Security ID: M7068U103
Meeting Date: 31-May-23 Meeting Type: Extraordinary General Meeting
1 Reviewing and Discussing the Board of Directors
Report for the Financial Year- Ending on 31/12/2022 Non-Voting
2 Reviewing and Discussing the Financial Statements
for the Financial Year-ending on 31/12/2022 Non-Voting
3 Voting on the Company External Auditors Report for
the Financial Year Ended 31/12/2022 Management
4 Voting on Appointing an External Auditor for the
Company Among Those Nominees Based on the
Recommendation of the Audit Committee to Examine,
Review and Audit the Consolidated and Summarize
Preliminary Financial Statements for the Second and
Third Quarters of the Financial Year 2023, and the
First Quarter of the Financial Year 2024, in
Addition to Reviewing the Consolidated and Separate
Financial Statements of the Nahdi Medical Company
908
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
for the Financial Year Ending on 31/12/2023 , and
Determining Its Fees Management
5 Voting on Discharge of the Members of the Board of
Directors from Liability for the Financial Year
Ended 31/12/2022 Management
6 Voting on Amending the Company's Governance
Regulations Management
7 Voting on Authorizing the Board of Directors to
Distribute Interim Dividends to Shareholders on
Biannual Or Quarterly Basis to Shareholders for the
Financial Year 2023 Management
8 Voting on the Payment an Amount of Sar (3,500,000)
As Remuneration to the Members of the Board of
Directors for the Financial Year Ended 31/12/2022 Management
9 Voting on the Business and Contracts Concluded
Between the Company and Ray Al-alam Medical
Company, in Which the Chairman of the Board, Mr.
Saleh Salem Ahmed Bin Mahfouz, Has an Indirect
Interest. It is an Agreement to Provide Medical
Analysis Services to the Company, Noting That the
Value of Transactions for 2023 is (1,000,000)
Riyals Annually Management
10 Voting on the Business and Contracts Concluded
Between the Company and Al- Rajhi Banking
Investment Company, in Which A Member of the Board
of Directors, Mr. Abdullatif Bin Ali Al-saif, Has
an Indirect Interest. It is an Agreement to
Exchange Services for Points Gained from the
Loyalty Programs of Both Companies, Noting That the
Value of Transactions for the Year 2022 is
(24,000,000) Riyals Management
11 Voting on Amending the Companys By-laws and
Aligning It with the New Companies Law Management
19 Apr 2023: Please Note That This is A Revision
Due to Change in Meeting-type from Agm to Egm. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You. Non-Voting
NAVER CORP
Security ID: Y62579100
Meeting Date: 22-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Financial Statements Management For Voted - For
2 Election of A Non-permanent Director: Byun Dea Gyu Management For Voted - For
3 Approval of Remuneration for Director Management For Voted - For
909
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
NESTLE INDIA LTD
Security ID: Y6268T111
Meeting Date: 25-Jul-22 Meeting Type: Court Meeting
1 Resolved That Pursuant to the Provisions of
Sections 230 to 232 of the Companies Act, 2013 Read
with Companies (compromises, Arrangements and
Amalgamations) Rules, 2016, and Other Applicable
Provisions, If Any, of the Companies Act, 2013, the
Securities and Exchange Board of India (listing
Obligations and Disclosure Requirements)
Regulations, 2015, As Amended from Time to Time,
and the Provisions of the Memorandum and Articles
of Association of Nestle India Limited ("applicant
Company") and Subject to the Sanction of the
Hon'ble National Company Law Tribunal, New Delhi
Bench ("the Hon'ble Tribunal"), and Subject to Such
Other Approvals, Permissions and Sanctions of
Regulatory and Other Authorities, As May be
Necessary, and Subject to Such Conditions and
Modifications As May be Prescribed Or Imposed by
the Hon'ble Tribunal Or by Any Regulatory Or Other
Authorities, While Granting Such Consents,
Approvals and Permissions, Which May be Agreed to
by the Board of Directors of the Applicant Company
(hereinafter Referred to As the "board", Which Term
Shall be Deemed to Mean and Include One Or More
Committee(s) Constituted/empowered/ to be
Constituted by the Board Or Any Other Person
Authorised by It to Exercise Its Powers Including
the Powers Conferred by This Resolution), the
Scheme of Arrangement Between Nestle India Limited
and Its Shareholders ("scheme") Presented in
Company Application (caa) No.30/230/232/nd/2022
Filed by the Applicant Company Before the Hon'ble
Tribunal, be and is Hereby Approved and That the
Board be and is Hereby Authorized to Do All Such
Acts, Deeds, Matters and Things, As It May, in Its
Absolute Discretion Deem Requisite, Desirable,
Appropriate Or Necessary to Give Effect to This
Resolution and Effectively Implement the
Arrangement Embodied in the Scheme and to Accept
Such Modifications, Amendments, Limitations And/or
Conditions, If Any, Which May be Required And/or
Imposed by the Hon'ble Tribunal Orits Appellate
Authority(ies)/while Sanctioning the Arrangement
Embodied in the Scheme Or by Any Authorities Under
Law, Or As May be Required for the Purpose of
Resolving Any Questions Or Doubts Or Difficulties
That May Arise in Giving Effect to the Scheme, As
the Board May Deem Fit and Proper Management For Voted - For
910
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 12-Apr-23 Meeting Type: Annual General Meeting
1 To Receive, Consider and Adopt the Audited Annual
Financial Statements of the Company for the
Financial Year 2022 Including Balance Sheet As at
31st December 2022, the Statement of Profit and
Loss and Cash Flow Statement for the Financial Year
Ended on That Date and the Reports of the Board of
Directors and Auditors Thereon Management For Voted - For
2 To Confirm Payment of Two Interim Dividends
Aggregating to 145/- Per Equity Share for the
Financial Year 2022 and to Declare Final Dividend
on Equity Shares for the Financial Year Ended 31st
December 2022 Management For Voted - For
3 To Appoint A Director in Place of Mr. Matthias
Christoph Lohner (din: 08934420), Who Retires by
Rotation and Being Eligible, Offers Himself for
Re-appointment Management For Voted - For
4 Resolved That Pursuant to the Provisions of Section
148 and Other Applicable Provisions, If Any of the
Companies Act, 2013 Read with the Companies (audit
and Auditors) Rules, 2014 (including Any Statutory
Modification(s) Or Re-enactment Thereof for the
Time Being in Force), and on Recommendation of
Audit Committee, M/s. Ramanath Iyer & Co., Cost
Accountants (firm Registration No.: 00019),
Appointed As the Cost Auditors by the Board of
Directors of the Company to Conduct the Audit of
the Cost Accounting Records for the Products
Falling Under the Specified Customs Tariff Act
Heading 0402, Manufactured by the Company for the
Financial Year Ending 31st December 2023 to be
Paid, Inr 2,22,000/- (rupees Two Lakhs Twenty-two
Thousand Only) Plus Out of Pocket Expenses and
Applicable Taxes Management For Voted - For
5 Resolved That Pursuant to the Provisions of Section
152 of the Companies Act, 2013 ("the Act") and
Regulation 17(1c) of the Sebi (listing Obligations
and Disclosure Requirements) Regulations, 2015
("listing Regulations") And/or Any Other Applicable
Provisions of the Act And/or the Listing
Regulations (including Any Statutory
Modification(s) Or Re-enactment Thereof for the
Time Being in Force), Ms. Svetlana Leonidovna
Boldina (din: 10044338), Who Has Been Appointed As
an Additional Director of the Company by the Board
of Directors with Effect from 1st March 2023 in
Terms of Section 161(1) of the Act and Article 127
of the Articles of Association of the Company and
Whose Term of Office Expires at the Annual General
Meeting, be and is Hereby Appointed As A Director
and the Period of Her Office Shall be Liable to
Determination by Retirement of Directors by
Rotation. Resolved Further That Pursuant to the
Provisions of Section 196, 197, 203 of the
911
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Companies Act, 2013 ("the Act") and Regulation
17(1c) of the Sebi (listing Obligations and
Disclosure Requirements) Regulations, 2015
("listing Regulations") and Any Other Applicable
Provisions of the Act And/or the Listing
Regulations (including Any Statutory
Modification(s) Or Re- Enactment Thereof for the
Time Being in Force) and Subject to the Requisite
Approval of the Central Government, the Company
Hereby Accords Its Approval to the Appointment of
Ms. Svetlana Leonidovna Boldina (din: 10044338), As
the Whole-time Director, Designated As "executive
Director-finance & Control and Chief Financial
Officer" for A Term of Five Consecutive Years
Effective from 1st March 2023 Until 29th February
2028 on the Terms and Conditions of Appointment and
Remuneration As Contained in the Draft Agreement,
Material Terms of Which are Set Out in the
Explanatory Statement Attached to This Notice and
the Board of Directors be and is Hereby Authorized
to Alter and Vary Such Terms and Conditions of
Appointment and Remuneration So As to Not Exceed
the Limits Specified in Schedule V to the Act, As
May be Agreed to by the Board of Directors and Ms.
Svetlana Boldina Management For Voted - For
6 Resolved That Pursuant to the Provisions of Section
149, 197 of the Companies Act, 2013 ("the Act") and
Regulation 17(6)(a) of the Sebi (listing
Obligations and Disclosure Requirements)
Regulations, 2015 ("listing Regulations") and Any
Other Applicable Provisions of the Act And/or the
Listing Regulations (including Any Statutory
Modification(s) Or Re-enactment Thereof for the
Time Being in Force), A Sum Not Exceeding One
Percent Per Annum of the Net Profits of the Company
Calculated in Accordance with the Provisions of
Section 198 of the Act, be Paid to and Distributed
Amongst the Directors Other Than the Managing
Director Or Whole-time Directors of the Company Or
Some Or Any of Them in Such Amounts Or Proportions
and in Such Manner and in All Respects As May be
Decided and Directed by the Board of Directors and
Such Payments Shall be Made in Respect of the
Profits of the Company for Each Financial Year,
Commencing from 1st January 2023, Provided That
None of the Directors Aforesaid Shall Receive
Individually A Sum Exceeding Inr 1,00,00,000/-
(rupees One Crore Only) in A Financial Year.
Resolved Further That the Above Remuneration Shall
be in Addition to Fee Payable to the Director(s)
for Attending the Meetings of the Board Or
Committee(s) Thereof Or for Any Other Purpose
Whatsoever As May be Decided by the Board of
Directors and Reimbursement of Expenses for
Participation in the Board and Other Meetings Management Against Voted - Against
912
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
20 Mar 2023: Please Note That This is A Revision
Due to Modification of Text-of Resolution 6. If You
Have Already Sent in Your Votes, Please Do Not
Vote-again Unless You Decide to Amend Your Original
Instructions. Thank You Non-Voting Non-Voting
NIO INC
Security ID: G6525F102
Meeting Date: 25-Aug-22 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0726/2022072601040.pdf-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0726/2022072601046.pdf Non-Voting Non-Voting
1 That the Authorised But Unissued 132,030,222 Class
B Ordinary Shares of A Par Value of Usd0.00025 Each
of the Company be Redesignated As 132,030,222 Class
A Ordinary Shares of A Par Value of Usd0.00025 Each
of the Company, Such That the Authorised Share
Capital of the Company is Usd1,000,000 Divided Into
4,000,000,000 Shares Comprising of (i)
2,632,030,222 Class A Ordinary Shares of A Par
Value of Usd0.00025 Each, (ii) 148,500,000 Class C
Ordinary Shares of A Par Value of Usd0.00025 Each,
and (iii) 1,219,469,778 Shares of A Par Value of
Usd0.00025 Each of Such Class Or Classes (however
Designated) As the Board of Directors May Determine
in Accordance with Article 9 of the Articles of
Association of the Company Management For Voted - For
2 To Re-appoint PricewaterhouseCoopers As the Auditor
of the Company to Hold Office Until the Conclusion
of the Next Annual General Meeting of the Company
and to Authorise the Board to Fix Their
Remuneration for the Year Ending December 31, 2022 Management For Voted - For
3 That Subject to the Passing of the Class- Based
Resolution (as Defined in the Meeting Notice) at
Each of the Class Meeting of Holders of the Class C
Ordinary Shares with A Par Value of Usd0.00025
Each, Each and the Class Meeting of Holders of
Class A Ordinary Shares with A Par Value of
Usd0.00025 Each Convened on the Same Date and at
the Same Place As the Agm, the Company's Twelfth
Amended and Restated Memorandum of Association and
Articles of Association in Effect be Amended and
Restated by the Deletion in Their Entirety and the
Substitution in Their Place of the Thirteenth
Amended and Restated Memorandum and Articles of
Association Annexed to This Notice, As More
Particularly Disclosed on Pages 141 to 152 of the
Company's Hong Kong Listing Document Dated February
28, 2022 (the Listing Document), by Incorporating
913
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
the Following Requirements Under the Hong Kong
Listing Rules: Paragraph 15 of Appendix 3 and Rules
8a.09, 8a.13 to 8a.19, 8a.21 to 8a.24 Management For Voted - For
4 That the Company's Twelfth Amended and Restated
Memorandum of Association and Articles of
Association in Effect be Amended and Restated by
the Deletion in Their Entirety and the Substitution
in Their Place of the Thirteenth Amended and
Restated Memorandum and Articles of Association
Annexed to This Notice, As More Particularly
Disclosed on Pages 141 to 152 of the Listing
Document, by (a) Incorporating the Following
Requirements Under the Hong Kong Listing Rules: (i)
Paragraphs 14(1), 14(2), 14(4), 17 and 20 of
Appendix 3, and (ii) Rules 8a.07, 8a.26 to 8a.35
and 8a.37 to 8a.41, (b) Incorporating A Requirement
That Where A General Meeting is Postponed by the
Directors, Such Meeting Shall be Postponed to A
Specific Date, Time and Place, (c) Removing the
Shareholding Structure of Class B Ordinary Shares
and Provisions Related to Class B Ordinary Shares,
and (d) to Provide Flexibility to the Company in
Relation to the Conduct of General Meetings Management For Voted - For
5 That (as Specified)be Adopted As the Dual Foreign
Name of the Company Management For Voted - For
28 Jul 2022: Please Note That This is A Revision
Due to Modification of The-text of Resolution 5. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Class Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0726/2022072601040.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
22/ 0726/2022072601056.pdf Non-Voting Non-Voting
1 As A Special Resolution: That Subject to the
Passing of the Class-based Resolution (as Defined
in the Meeting Notice) at Each of the Class Meeting
of Holders of the Class C Ordinary Shares with A
Par Value of Usd 0.00025 Each and the Annual
General Meeting of the Company, Each Convened on
the Same Date and at the Same Place As the Class A
Meeting, the Company's Twelfth Amended and Restated
Memorandum of Association and Articles of
Association in Effect be Amended and Restated by
the Deletion in Their Entirety and the Substitution
in Their Place of the Thirteenth Amended and
Restated Memorandum and Articles of Association
Annexed to This Notice, As More Particularly
Disclosed on Pages 141 to 152 of the Company's Hong
Kong Listing Document Dated February 28, 2022, by
914
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Incorporating the Following Requirements Under the
Hong Kong Listing Rules: Paragraph 15 of Appendix 3
and Rules 8a.09, 8a.13 to 8a.19, 8a.21 to 8a.24 Management For Voted - For
NONGFU SPRING CO., LTD.
Security ID: Y6367W106
Meeting Date: 16-May-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0414/2023041400902.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0414/2023041400910.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1.1 To Elect Ms. Zhong Shanshan As an Executive
Director of the Eighth Session of the Board of the
Company Management For Voted - For
1.2 To Elect Ms. Wu Limin As an Executive Director of
the Eighth Session of the Board of the Company Management For Voted - For
1.3 To Elect Mr. Xiang Xiansong As an Executive
Director of the Eighth Session of the Board of the
Company; And Management For Voted - For
1.4 To Elect Ms. Han Linyou As an Executive Director of
the Eighth Session of the Board of the Company Management For Voted - For
2.1 To Elect Mr. Zhong Shu Zi As A Non-executive
Director of the Eighth Session of the Board of the
Company; And Management For Voted - For
2.2 To Elect Ms. Xue Lian As A Non-executive Director
of the Eighth Session of the Board of the Company Management For Voted - For
3.1 To Elect Mr. Stanley Yi Chang As an Independent
Non-executive Director of the Eighth Session of the
Board of the Company Management For Voted - For
3.2 To Elect Mr. Yang, Lei Bob As an Independent
Non-executive Director of the Eighth Session of the
Board of the Company; And Management For Voted - For
3.3 To Elect Mr. Lu Yuan As an Independent Non-
Executive Director of the Eighth Session of the
Board of the Company Management For Voted - For
4.1 To Elect Ms. Liu Min As A Supervisor of the Eighth
Session Supervisory Committee of the Company; And Management For Voted - For
4.2 To Elect Mr. Liu Xiyue As A Supervisor of the
Eighth Session Supervisory Committee of the Company Management For Voted - For
5 To Consider and If Thought Fit, Approve the
Remuneration Plan for Directors of the Eighth
Session of the Board and Supervisors of the Eighth
Session of the Supervisory Committee of the Company Management For Voted - For
915
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
6 To Consider and If Thought Fit, Approve the
Amendment to the Rules of Procedure of the Board of
the Company Management For Voted - For
7 To Consider and If Thought Fit, Approve the Report
of the Board of the Company for the Year Ended
December 31, 2022 Management For Voted - For
8 To Consider and If Thought Fit, Approve the Report
of the Supervisory Committee of the Company for the
Year Ended December 31, 2022 Management For Voted - For
9 To Consider and If Thought Fit, Approve the
Consolidated Financial Statements of the Company
and Its Subsidiaries and the Report of the Auditor
of the Company for the Year Ended December 31, 2022 Management For Voted - For
10 To Consider and If Thought Fit, Approve the
Re-appointment of Pan-china Certified Public
Accountants LLP As the Domestic Auditor of the
Company for the Year Ended December 31, 2023 and
Re-appointment of Ernst & Young As the Overseas
Auditor of the Company for the Year Ended December
31, 2023 and to Authorise the Board to Fix Their
Remunerations Management For Voted - For
11 To Consider and If Thought Fit, Approve the Payment
of A Final Dividend for the Year Ended December 31,
2022 of Rmb0.68 Per Share (tax Inclusive) Management For Voted - For
12 To Consider and If Thought Fit, Approve the
Companys Application for Credit Lines from Banks
and Other Financial Institutions and Relevant
Authorisations to the Board Management For Voted - For
13 To Consider and If Thought Fit, Approve the
Provision of Guarantee in Favour of Wholly-owned
Subsidiaries of the Company Management For Voted - For
14 To Consider and If Thought Fit, Approve the Grant
of the General Mandate to the Board to Exercise the
Power of the Company to Issue, Allot and Deal with
the Domestic Shares And/or H Shares of the Company Management Against Voted - Against
15 To Consider and If Thought Fit, Approve the
Amendment to the Articles of Association Management For Voted - For
NU HOLDINGS LTD.
Security ID: G6683N103 Ticker: NU
Meeting Date: 21-Sep-22 Meeting Type: Annual
1. To Resolve, As an Ordinary Resolution, That the
Company's Audited Financial Statements and the
Company's Annual Report on Form 20-f for the Fiscal
Year Ended December 31, 2021 be Approved and
Ratified. Management For Voted - For
2. To Resolve, As an Ordinary Resolution, That the
Reelection of the Individuals Listed from "a" to
"h" Below and the Election of the Individual Listed
at "i" Below, As Directors of the Company (the
"nominees"), be Approved: A. David Velez Osorno; B.
916
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Douglas Mauro Leone; C. Anita Mary Sands; D. Daniel
Krepel Goldberg; E. Luis Alberto Moreno Mejia; F.
Jacqueline Dawn Reses; G. Rogerio Paulo Calderon
Peres; H. Muhtar Ahmet Kent; and I. Thuan Quang
Pham. Management Against Voted - Against
OZON HOLDINGS PLC
Security ID: 69269L104 Ticker: OZON
Meeting Date: 20-Dec-22 Meeting Type: Annual
1. Approval of the Company's Audited Consolidated and
Standalone Financial Statements for the Year Ended
December 31, 2021, Together with the Respective
Independent Auditors' Reports and the Management
Reports Where Applicable. Management For Voted - For
2. Appointment of the Company's Auditors. Management For Voted - For
3a. To Re-elect Mr. Igor Gerasimov, As Executive
Director. Management Against Voted - Against
PINDUODUO INC
Security ID: 722304102 Ticker: PDD
Meeting Date: 08-Feb-23 Meeting Type: Annual
1. As an Ordinary Resolution: That Mr. Lei Chen be Re-
Elected As A Director of the Company. Management For Voted - For
2. As an Ordinary Resolution: That Mr. Anthony Kam
Ping Leung be Re-elected As A Director of the
Company. Management For Voted - For
3. As an Ordinary Resolution: That Mr. Haifeng Lin be
Re- Elected As A Director of the Company. Management For Voted - For
4. As an Ordinary Resolution: That Dr. Qi Lu be
Re-elected As A Director of the Company. Management For Voted - For
5. As an Ordinary Resolution: That Mr. George
Yong-boon Yeo be Re- Elected As A Director of the
Company. Management For Voted - For
6. As A Special Resolution: That the Name of the
Company be Changed from "pinduoduo Inc." to "pdd
Holdings Inc." Management For Voted - For
7. As A Special Resolution: That the Company's Ninth
Amended and Restated Memorandum and Articles of
Association be Amended and Restated by Their
Deletion in Their Entirety and by the Substitution
in Their Place of the Tenth Amended and Restated
Memorandum and Articles of Association in the Form
Attached to [the Notice of Annual General Meeting]
As Exhibit A Thereto. Management For Voted - For
917
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD
Security ID: Y69790106
Meeting Date: 12-May-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0419/2023041901069.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0419/2023041901075.pdf Non-Voting Non-Voting
1 To Consider and Approve the Report of the Board of
Directors (the "director(s)") of the Company (the
"board") for the Year 2022 Management For Voted - For
2 To Consider and Approve the Report of the
Supervisory Committee of the Company for the Year
2022 Management For Voted - For
3 To Consider and Approve the Annual Report of the
Company for the Year 2022 and Its Summary Management For Voted - For
4 To Consider and Approve the Report of Final
Accounts of the Company for the Year 2022,
Including the Audit Report and Audited Financial
Statements of the Company for the Year 2022 Management For Voted - For
5 To Consider and Approve the Profit Distribution
Plan of the Company for the Year 2022 and the
Proposed Declaration and Distribution of Final
Dividends Management For Voted - For
6 To Consider and Approve the Resolution Regarding
the Re-appointment of Auditors of the Company for
the Year 2023 Management For Voted - For
7 To Consider and Approve the Resolution Regarding
the Election of Independent Non-executive Director
of the 12th Session of the Board Management For Voted - For
8 To Consider and Approve the Resolution Regarding
the Issuance of Debt Financing Instruments Management For Voted - For
9 To Consider and Approve the Resolution Regarding
the Proposed Grant of General Mandate by the
General Meeting to the Board to Issue H Shares,
That Is, the Grant of A General Mandate to the
Board to Allot, Issue and Deal with Additional H
Shares Not Exceeding 10% of H Shares of the Company
in Issue, at A Relevant Price Represents A Discount
(if Any) of No More Than 10% to the Benchmark Price Management For Voted - For
PT BANK CENTRAL ASIA TBK
Security ID: Y7123P138
Meeting Date: 16-Mar-23 Meeting Type: Annual General Meeting
1 Approval of the Annual Report Including the
Company's Financial Statements and the Board of
918
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Commissioners Report on Its Supervisory Duties for
the Financial Year Ended 31 December 2022 and Grant
of Release and Discharge of Liability (acquit Et
Decharge) to All Members of the Board of Directors
for Their Management Actions and to All Members of
the Board of Commissioners of the Company for Their
Supervisory Actions During the Financial Year Ended
31 December 2022 Management For Voted - For
2 Appropriation of the Company's Net Profit for the
Financial Year Ended 31 December 2022 Management For Voted - For
3 Determination of the Amount Salary Or Honorarium
and Benefits for the Financial Year 2023 As Well As
Bonus Payment (tantiem) for the Financial Year 2022
Payable to the Members of the Board of Directors
and the Board of Commissioners of the Company Management For Voted - For
4 Appointment of the Registered Public Accounting
Firm (including the Registered Public Accountant
Practicing Through Such Registered Public
Accounting Firm) to Audit the Company's Books and
Accounts for the Financial Year Ended 31 December
2023 Management For Voted - For
5 Grant of Powers and Authority to the Board of
Directors to Pay Out Interim Dividends for the
Financial Year Ended 31 December 2023 Management For Voted - For
6 Approval of the Revised Recovery Plan of the Company Management For Voted - For
7 Approval of the Resolution Plan of the Company
Source, the Jakarta Pos T 16 Feb 2023 Management For Voted - For
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Security ID: Y0697U112
Meeting Date: 13-Mar-23 Meeting Type: Annual General Meeting
1 Approval of Annual Report and Ratification of the
Company's Consolidated Financial Statements,
Approval of the Board of Commissioners Supervisory
Report As Well As Ratification of Financial
Statements of Micro and Small Enterprise Funding
Program for the Financial Year 2022, and Grant of
Release and Discharge of Liability (volledig Acquit
Et De Charge) to the Board of Directors for the
Management of Company and the Board of
Commissioners of the Company for the Supervisory
Actions Performed During the Financial Year of 2022 Management For Voted - For
2 Determination of Appropriation of the Company's Net
Profit for the Financial Year of 2022 Management For Voted - For
3 Determination of the Remuneration
(salary/honorarium, Facilities and Benefits) for
the Financial Year of 2023, As Well As Tantiem for
the Financial Year of 2022, for the Board of
Directors and the Board of Commissioners of the
Company Management For Voted - For
919
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
4 Appointment of Public Accountant And/or Public
Accountant Firm to Perform Audit on the Company's
Consolidated Financial Statements for the Financial
Year of 2023 As Well As Micro and Small Enterprise
Funding Programs Financial Statements and
Implementation Report for the Financial Year of 2023 Management For Voted - For
5 Approval of Resolution Plan of the Company and
Update of Recovery Plan of the Company Management For Voted - For
6 Report on the Realization of the Utilization of
Proceeds from the Public Offering of Sustainable
Bonds and the Limited Public Offering in Accordance
with the Capital Increase by Granting Pre-emptive
Rights I Year 2021 Management For Voted - For
7 Approval of the Repurchase of the Company's Shares
(buyback) and the Transfer of the Repurchased
Shares That is Recorded As Treasury Stock Management For Voted - For
8 Changes in the Composition of the Company's
Management Management For Voted - For
RAIA DROGASIL SA
Security ID: P7942C102
Meeting Date: 19-Apr-23 Meeting Type: Annual General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting Non-Voting
1 Rendering of Accounts by Officers, Examination,
Discussion and Voting of the Financial Statements
for the Fiscal Year Ended December 31, 2022,
Accompanied by the Management Report and the
Independent Auditors Report, to be Published in the
O Estado De Sao Paulo Newspaper Issue of March 08,
2023, As Well As the Supervisory Boards Opinion Management For Voted - For
2 Allocation of Net Income for the Fiscal Year Ending
December 31, 2022, in Order to Endorse the
Appropriations of Interest on Equity and
Distribution of Interim Dividends Previously
Approved by the Board of Directors, As Well As the
Declaration of Additional Dividends, for Payment to
Shareholders on May 31, 2023, Which Shall be
Assigned to the Mandatory Dividend Management For Voted - For
3 Determination of the Number of Members to Integrate
the Company's Board of Directors, As Per
Managements Proposal Management For Voted - For
4 Do You Wish to Request the Cumulative Voting for
the Election of the Board of Directors, Under the
920
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Terms of Art. 141 of Law 6,404, of 1976. If the
Shareholder Chooses No Or Abstain, His, Her Shares
Will Not be Computed for the Request of the
Cumulative Voting Request Management Against Voted - Against
5 Election of the Board of Directors Per Slate.
Nomination of All the Names That Compose the Slate.
the Votes Indicated in This Section Will be
Disregarded If the Shareholder with Voting Rights
Fills in the Fields Present in the Separate
Election of A Member of the Board of Directors and
the Separate Election Referred to in These Fields
Takes Place. Sole Slate Antonio Carlos Pipponzi
Carlos Pires Oliveira Dias Cristiana Almeida
Pipponzi Plinio Villares Musetti Paulo Sergio
Coutinho Galvao Filho Renato Pires Oliveira Dias
Marco Ambrogio Crespi Bonomi, Independent Sylvia De
Souza Leao Wanderley, Independent Denise Soares Dos
Santos, Independent Philipp Paul Marie Povel,
Independent Eduardo Azevedo Marques De Alvarenga,
Independent Management Against Voted - Against
6 If One of the Candidates That Composes Your Chosen
Slate Leaves It, Can the Votes Corresponding to
Your Shares Continue to be Conferred on the Same
Slate Management Against Voted - Against
For the Proposal 7 Regarding the Adoption of
Cumulative Voting, Please Be-advised That You Can
Only Vote for Or Abstain. an Against Vote on
This-proposal Requires Percentages to be Allocated
Amongst the Directors In-proposal 8.1 to 8.11. in
This Case Please Contact Your Client Service-
Representative in Order to Allocate Percentages
Amongst the Directors. Non-Voting
7 In Case of A Cumulative Voting Process, Should the
Corresponding Votes to Your Shares be Equally
Distributed Among the Members of the Slate That You
Ve Chosen. If the Shareholder Chooses Yes and Also
Indicates the Approve Answer Type for Specific
Candidates Among Those Listed Below, Their Votes
Will be Distributed Proportionally Among These
Candidates. If the Shareholder Chooses to Abstain
and the Election Occurs by the Cumulative Voting
Process, the Shareholders Vote Shall be Counted As
an Abstention in the Respective Resolution of the
Meeting Management For Voted - For
8.1 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Antonio Carlos Pipponzi Management Against Voted - Abstain
8.2 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Carlos Pires Oliveira Dias Management Against Voted - Abstain
8.3 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Cristiana Almeida Pipponzi Management Against Voted - Abstain
921
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
8.4 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Plinio Villares Musetti Management Against Voted - Abstain
8.5 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Paulo Sergio Coutinho Galvao Filho Management Against Voted - Abstain
8.6 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Renato Pires Oliveira Dias Management Against Voted - Abstain
8.7 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Marco Ambrogio Crespi Bonomi, Independent Management For Voted - For
8.8 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Sylvia De Souza Leao Wanderley, Independent Management For Voted - For
8.9 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Denise Soares Dos Santos, Independent Management For Voted - For
8.10 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Philipp Paul Marie Povel, Independent Management For Voted - For
8.11 View of All the Candidates That Compose the Slate
to Indicate the Cumulative Voting Distribution.
Eduardo Azevedo Marques De Alvarenga, Independent Management For Voted - For
9 Do You Wish to Request A Separate Election of A
Member of the Board of Directors, Under the Terms
of Article 141, Paragraph 4, I, of Law 6,404, of
1976. the Shareholder Can Only Fill This Field in
Case of Keeping the Position of Voting Shares in
Interrupted for 3 Months Prior to the General
Meeting. If the Shareholder Chooses No Or Abstain,
His, Her Shares Will Not be Computed for the
Request of A Separate Election of A Member of the
Board of Directors Management Against Voted -Abstain
10 Establishment of the Annual Overall Compensation of
the Company's Officers for Fiscal Year 2023, in
Accordance with the Management Proposal Management Against Voted - Against
11 Election of Fiscal Council Per Slate. Nomination of
All the Names That Compose the Slate. Sole Slate
Gilberto Lerio, Effective, Flavio Stamm, Substitute
Paulo Sergio Buzaid Tohme, Effective, Mario Antonio
Luiz Correa, Substitute Adeildo Paulino, Effective,
Vivian Do Valle Souza Leao Mikui, Substitute Management Against Voted - Abstain
12 If One of the Candidates of the Slate Leaves It, to
Accommodate the Separate Election Referred to in
Articles 161, Paragraph 4, and 240 of Law 6404, of
1976, Can the Votes Corresponding to Your Shares
Continue to be Conferred to the Same Slate Management Against Voted - Against
13 Separate Election of Fiscal Council. Common Shares.
Nomination of Candidates to the Fiscal Council by
Minority Shareholders with Voting Rights. the
Shareholder Must Fill This Field If the General
Election Field Was Left in Blank. Antonio Edson
922
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Maciel Dos Santos, Effective, Alessandra Eloy
Gadelha, Substitute Management For Voted - For
14 Establishment of the Remuneration of the Members of
the Fiscal Council, in Accordance with Management
Proposal Management For Voted - For
15 In the Event of A Second Call of the Annual General
Meeting, the Voting Instructions Provided in This
Voting Form May Also be Considered for the Annual
General Meeting on Second Call Management Against Voted - Against
Meeting Date: 19-Apr-23 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 Increase of the Company's Capital Stock Through
Capitalization of Part of the Profit Reserve, with
Bonus, Issue and Distribution to the Shareholders,
to be Attributed to the Shareholders As A Bonus Management For Voted - For
2 If the Previous Item is Approved, Amendment of
Article 4 of the Company's Bylaws to Reflect the
Capital Increase Management For Voted - For
RELIANCE INDUSTRIES LTD
Security ID: Y72596102
Meeting Date: 29-Aug-22 Meeting Type: Annual General Meeting
1 To Consider and Adopt (a) the Audited Financial
Statement of the Company for the Financial Year
Ended March 31, 2022 and the Reports of the Board
of Directors and Auditors Thereon; and (b) the
Audited Consolidated Financial Statement of the
Company for the Financial Year Ended March 31, 2022
and the Report of Auditors Thereon And, in This
Regard, to Consider and If Thought Fit, to Pass the
Following Resolutions As Ordinary Resolutions: A)
Resolved That the Audited Financial Statement of
the Company for the Financial Year Ended March 31,
2022 and the Reports of the Board of Directors and
Auditors Thereon, As Circulated to the Members, be
and are Hereby Considered and Adopted. B) Resolved
That the Audited Consolidated Financial Statement
of the Company for the Financial Year Ended March
31,2022 and the Report of Auditors Thereon, As
Circulated to the Members, be and are Hereby
Considered and Adopted Management For Voted - For
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2 Resolved That A Dividend at the Rate of Inr 8/-
(eight Rupees Only) Per Equity Share of Inr 10/-
(ten Rupees Only) Each Fully Paid-up of the
Company, As Recommended by the Board of Directors,
be and is Hereby Declared for the Financial Year
Ended March 31,2022 and the Same be Paid Out of the
Profits of the Company Management For Voted - For
3 Resolved That in Accordance with the Provisions of
Section 152 and Other Applicable Provisions of the
Companies Act, 2013, Smt. Nita M. Ambani (din:
03115198), Who Retires by Rotation at This Meeting,
be and is Hereby Appointed As A Director of the
Company Management For Voted - For
4 Resolved That in Accordance with the Provisions of
Section 152 and Other Applicable Provisions of the
Companies Act, 2013, Shri Hital R. Meswani (din:
00001623), Who Retires by Rotation at This Meeting,
be and is Hereby Appointed As A Director of the
Company Management For Voted - For
5 Resolved That Pursuant to the Provisions of
Sections 139, 142 and Other Applicable Provisions
of the Companies Act, 2013 Read with the Companies
(audit and Auditors) Rules, 2014 (including Any
Statutory Modification(s) Or Re-enactment(s)
Thereof, for the Time Being in Force), Deloitte
Haskins & Sells LLP, Chartered Accountants
(registration No. 117366w / W - 100018) and
Chaturvedi & Shah LLP, Chartered Accountants
(registration No. 101720w / W100355), be and are
Hereby Appointed As Auditors of the Company for A
Term of 5 (five) Consecutive Years from the
Conclusion of This Annual General Meeting Till the
Conclusion of the Sixth Annual General Meeting from
This Annual General Meeting, at Such Remuneration
As Shall be Fixed by the Board of Directors of the
Company Management For Voted - For
6 Resolved That in Accordance with the Provisions of
Sections 196, 197 and 203 Read with Schedule V and
Other Applicable Provisions of the Companies Act,
2013 and the Companies (appointment and
Remuneration of Managerial Personnel) Rules, 2014
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), Approval of the Members be and is Hereby
Accorded to Re-appoint Shri Nikhil R. Meswani (din:
00001620) As A Whole-time Director, Designated As
an Executive Director, for A Period of 5 (five)
Years from the Expiry of His Present Term of
Office, I.e., with Effect from July 1, 2023 on the
Terms and Conditions Including Remuneration As Set
Out in the Statement Annexed to the Notice, with
Liberty to the Board of Directors (hereinafter
Referred to As the Board Which Term Shall Include
the Human Resources, Nomination and Remuneration
Committee of the Board) to Alter and Vary the Terms
924
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
and Conditions of the Said Re- Appointment and / Or
Remuneration As It May Deem Fit Resolved Further
That the Board be and is Hereby Authorised to Do
All Acts and Take All Such Steps As May be
Necessary, Proper Or Expedient to Give Effect to
This Resolution Management For Voted - For
7 Resolved That in Accordance with the Provisions of
Sections 149, 150 and 152 Read with Schedule IV and
Other Applicable Provisions of the Companies Act,
2013 ("the Act") and the Companies (appointment and
Qualifications of Directors) Rules, 2014 and the
Applicable Provisions of the Securities and
Exchange Board of India (listing Obligations and
Disclosure Requirements) Regulations, 2015
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), Shri K. V. Chowdary (din: 08485334), Who
Was Appointed As an Additional Director, Designated
As an Independent Director, Pursuant to the
Provisions of Section 161(1) of the Act and the
Articles of Association of the Company and in
Respect of Whom the Company Has Received A Notice
in Writing Under Section 160 of the Act from A
Member Proposing His Candidature for the Office of
Director, be Appointed As an Independent Director
of the Company, Not Liable to Retire by Rotation
and to Hold Office for A Term Up to July 20, 2027;
Resolved Further That the Board of Directors be and
is Hereby Authorised to Do All Acts and Take All
Such Steps As May be Necessary, Proper Or Expedient
to Give Effect to This Resolution Management For Voted - For
8 Resolved That in Accordance with the Provisions of
Section 148 and Other Applicable Provisions of the
Companies Act, 2013 Read with the Companies (audit
and Auditors) Rules, 2014 (including Any Statutory
Modification(s) Or Re- Enactment(s) Thereof, for
the Time Being in Force), the Remuneration, As
Approved by the Board of Directors and Set Out in
the Statement Annexed to the Notice, to be Paid to
the Cost Auditors Appointed by the Board of
Directors, to Conduct the Audit of Cost Records of
the Company for the Financial Year Ending March 31,
2023, be and is Hereby Ratified Management For Voted - For
9 Resolved That in Accordance with the Provisions of
Section 13 and Other Applicable Provisions of the
Companies Act, 2013 Read with Applicable Rules Made
Thereunder (including Any Statutory Modification(s)
Or Re-enactment(s) Thereof, for the Time Being in
Force) and Subject to Such Approvals As May be
Necessary Or Required, Clause III.a. of the
Memorandum of Association of the Company Relating
to Its Objects be and is Hereby Altered by Adding
the Following Sub-clauses As New Sub-clauses 8, 9
and 10 After the Existing Sub-clause 7 in Clause
III.a : 8. to Carry on the Business of Designers,
925
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Innovators, Manufacturers, Developers, Assemblers,
Integrators, Sellers, Buyers, Fabricators,
Recyclers, Operators and Dealers in New Energy
Value Chain Comprising Quartz and Silica Mining,
Metallic Silicone, Polysilicon, Silicon Or Other
Photovoltaic / Photosensitive Substrate / Wafers,
Photovoltaic Cells, Module and Ancillaries, Sheet
Glass, Polyolefin Elastomer, Module Mounting
Structure, Energy Storage System Comprising Cell
and Battery Packs, Power Conversion System and
Other Electro-mechanical and Electro-chemical
Energy Storage System, Electrolysers, Fuel Cells,
Semiconductor and Power Electronics Components,
Sub- Assemblies and Full Systems and Parts
Including Magnetics, Ingredients, Components and
Other Ancillary Items and Hardware, Digital
Platforms and Software Services Including But Not
Limited to Cloud Services, Applications and
Software Services Used in New Energy and Related
Project(s), Operations, Maintenance and Support
Services and Activities. 9. to Carry on the
Business of Manufacturers, Sellers, Buyers,
Distributors, Converters, Transporters, Processors,
Assemblers, Integrators and Dealers of Hydrogen and
Its Derivative Chemicals Including Ammonia and
Methanol and Other Derivative Chemicals. 10. to
Carry on the Business of Designers, Developers,
Innovators, Technology Providers, Assemblers,
Integrators, Sellers, Buyers, Fabricators,
Recyclers, Distributors, Operators and Dealers of
Conventional Or Hydrogen Internal Combustion
Engines, Battery Electric Drive System, Battery
Charging and Swapping, Fuel Cell Electric Drive
System, Entire Vehicles, Public/individual
Transportation System Including Magnetic Levitation
and Working in Collaboration with Original
Equipment, Technology and Service Provider for the
Same. Resolved Further That the Board of Directors
of the Company be and is Hereby Authorised to Do
All Acts and Take All Such Steps As May be
Necessary, Proper Or Expedient to Give Effect to
This Resolution Management For Voted - For
10 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("listing Regulations"), the
Applicable Provisions of the Companies Act, 2013
("the Act") Read with Rules Made Thereunder, Other
Applicable Laws / Statutory Provisions, If Any,
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), the Company's Policy on Materiality of
Related Party Transactions and on Dealing with
Related Party Transactions and Basis the Approval
926
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
of the Audit Committee and Recommendation of the
Board of Directors of the Company, Approval of the
Members of the Company be and is Hereby Accorded to
the Company to Enter Into and / Or Continue the
Related Party Transaction(s) /contract(s) /
Arrangement(s) / Agreement(s) (in Terms of
Regulation 2(1)(zc)(i) of the Listing Regulations)
in Terms of the Explanatory Statement to This
Resolution and More Specifically Set Out in Table
Nos. A1 to A7 in the Explanatory Statement to This
Resolution on the Respective Material Terms &
Conditions Set Out in Each of Table Nos. A1 to A7.
Resolved Further That the Board of Directors of the
Company (hereinafter Referred to As 'board' Which
Term Shall be Deemed to Include the Audit Committee
of the Board and Any Duly Constituted Committee
Empowered to Exercise Its Powers Including Powers
Conferred Under This Resolution) be and is Hereby
Authorised to Do All Such Acts, Deeds, Matters and
Things As It May Deem Fit in Its Absolute
Discretion and to Take All Such Steps As May be
Required in This Connection Including Finalizing
and Executing Necessary Contract(s),
Arrangement(s), Agreement(s) and Such Other
Documents As May be Required, Seeking All Necessary
Approvals to Give Effect to This Resolution, for
and on Behalf of the Company, to Delegate All Or
Any of Its Powers Conferred Under This Resolution
to Any Director Or Key Managerial Personnel Or Any
Officer / Executive of the Company and to Resolve
All Such Issues, Questions, Difficulties Or Doubts
Whatsoever That May Arise in This Regard and All
Action(s) Taken by the Company in Connection with
Any Matter Referred to Or Contemplated in This
Resolution, be and are Hereby Approved, Ratified
and Confirmed in All Respects Management For Voted - For
11 Resolved That Pursuant to the Provisions of
Regulation 23(4) of the Securities and Exchange
Board of India (listing Obligations and Disclosure
Requirements) Regulations, 2015, As Amended from
Time to Time ("listing Regulations"), Other
Applicable Laws / Statutory Provisions, If Any,
(including Any Statutory Modification(s) Or
Re-enactment(s) Thereof, for the Time Being in
Force), the Company's Policy on Materiality of
Related Party Transactions and on Dealing with
Related Party Transactions and Basis the
Recommendation of the Audit Committee and the Board
of Directors of the Company, Approval of the
Members of the Company be and is Hereby Accorded to
the Subsidiaries (as Defined Under the Companies
Act, 2013) of the Company, to Enter Into And/or
Continue the Related Party Transaction(s) /
Contract(s) / Arrangement(s) / Agreement(s) (in
Terms of Regulation 2(1)(zc)(i) of the Listing
927
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Regulations) in Terms of the Explanatory Statement
to This Resolution and More Specifically Set Out in
Table Nos. B1 to B10 in the Explanatory Statement
to This Resolution on the Respective Material Terms
& Conditions Set Out in Each of Table Nos. B1 to
B10. Resolved Further That the Board of Directors
of the Company (hereinafter Referred to As 'board'
Which Term Shall be Deemed to Include the Audit
Committee of the Board and Any Duly Constituted
Committee Empowered to Exercise Its Powers
Including Powers Conferred Under This Resolution)
be and is Hereby Authorised to Do All Such Acts,
Deeds, Matters and Things As It May Deem Fit in Its
Absolute Discretion, to Delegate All Or Any of Its
Powers Conferred Under This Resolution to Any
Director Or Key Managerial Personnel Or Any Officer
/ Executive of the Company and to Resolve All Such
Issues, Questions, Difficulties Or Doubts
Whatsoever That May Arise in This Regard and All
Action(s) Taken by the Company / Subsidiaries in
Connection with Any Matter Referred to Or
Contemplated in This Resolution, be and are Hereby
Approved, Ratified and Confirmed in All Respects Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting Non-Voting
1 Appointment of Shri K. V. Kamath (din:00043501) As
an Independent Director of the Company Management For Voted - For
2 Alteration of the Objects Clause of the Memorandum
of Association of the Company Management For Voted - For
Meeting Date: 02-May-23 Meeting Type: Court Meeting
1 Resolved That Pursuant to the Provisions of
Sections 230 to 232 and Other Applicable Provisions
of the Companies Act, 2013, the Rules, Circulars
and Notifications Made Thereunder (including Any
Statutory Modification(s) Or Re-enactment(s)
Thereof, for the Time Being in Force), Provisions
of the Memorandum and Articles of Association of
the Company and Subject to the Approval of the
Hon'ble National Company Law Tribunal, Mumbai Bench
("tribunal") and Subject to Such Other Approval(s),
Permission(s) and Sanction(s) of Regulatory and
Other Authorities, As May be Necessary and Subject
to Such Condition(s) and Modification(s) As May be
Deemed Appropriate by the Parties to the Scheme, at
928
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Any Time and for Any Reason Whatsoever, Or Which
May Otherwise be Considered Necessary, Desirable Or
As May be Prescribed Or Imposed by the Tribunal Or
by Any Regulatory Or Other Authorities, While
Granting Such Approval(s), Permission(s) and
Sanction(s), Which May be Agreed to by the Board of
Directors of the Company (hereinafter Referred to
As the "board", Which Term Shall be Deemed to Mean
and Include One Or More Committee(s) Constituted /
to be Constituted by the Board Or Any Other Person
Authorised by It to Exercise Its Powers Including
the Powers Conferred by This Resolution), the
Arrangement Embodied in the Scheme of Arrangement
Between Reliance Industries Limited and Its
Shareholders and Creditors & Reliance Strategic
Investments Limited and Its Shareholders and
Creditors ("scheme"), be and is Hereby Approved;
Resolved Further That the Board be and is Hereby
Authorised to Do All Such Acts, Deeds, Matters and
Things, As It May, in Its Absolute Discretion Deem
Requisite, Desirable, Appropriate Or Necessary to
Give Effect to This Resolution and Effectively
Implement the Arrangement Embodied in the Scheme
and to Make Any Modification(s) Or Amendment(s) to
the Scheme at Any Time and for Any Reason
Whatsoever, and to Accept Such Modification(s),
Amendment(s), Limitation(s) and / Or Condition(s),
If Any, Which May be Required and / Or Imposed by
the Tribunal While Sanctioning the Arrangement
Embodied in the Scheme Or by Any Authorities Under
Law, Or As May be Required for the Purpose of
Resolving Any Question(s) Or Doubt(s) Or
Difficulties That May Arise Including Passing of
Such Accounting Entries and / Or Making Such
Adjustments in the Books of Accounts As Considered
Necessary in Giving Effect to the Scheme, As the
Board May Deem Fit and Proper, Without Being
Required to Seek Any Further Approval of the
Members and the Members Shall be Deemed to Have
Given Their Approval Thereto Expressly by Authority
Under This Resolution Management
RUMO SA
Security ID: P8S114104
Meeting Date: 14-Dec-22 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
929
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 To Approve the Private Instrument of Protocol and
Justification of Merger of Farovia S.a. Into Rumo
S.a., from Here Onwards Referred to As the Protocol
and Justification, Which Was Signed on November 22,
2022, by the Management of Farovia Sa Companhia
Brasileira De Logistica E Transporte, A Closely
Held Share Corporation with Brazilian Corporate
Taxpayer Id Number, Cnpj.me, 11.992.767.0001.60,
with Its Head Office at Rua Amauri 305, Fourth
Floor, Itaim Bibi Neighborhood, Sao Paulo, Sp, Zip
Code 01448.000, with Its Founding Documents on File
at the Sao Paulo State Board of Trade, from Here
Onwards Referred to As Jucesp, Under Company Id
Number, Nire, 35300379551, from Here Onwards
Referred to As Farovia Or As the Merged Company,
and by the Management of the Company Management For Voted - For
2 To Ratify the Hiring of Soparc Auditores E
Consultores S.s. Ltda., A Limited Company That is
Established in the City of Piracicaba, State of Sao
Paulo, at Rua 13 De Maio 797, with Brazilian
Corporate Taxpayer Id Number, Cnpj.me,
03.132.733.0001.78, from Here Onwards Referred to
As Soparc, for the Preparation of the Valuation
Report of the Equity of Farovia, from Here Onwards
Referred to As the Valuation Report Management For Voted - For
3 Approval of the Merger Valuation Report Management For Voted - For
4 Analysis and Approval of the Merger of Farovia Into
the Company, Under the Terms of the Protocol and
Justification, with the Consequent Extinction of
Farovia Management For Voted - For
5 Authorization for the Managers of the Company to Do
All of the Other Acts That are Necessary for the
Implementation of the Merger Management For Voted - For
SANDS CHINA LTD
Security ID: G7800X107
Meeting Date: 19-May-23 Meeting Type: Annual General Meeting
1 To Receive the Audited Consolidated Financial
Statements of the Company and Its Subsidiaries and
the Reports of the Directors (the "directors") of
the Company and Auditor for the Year Ended December
31, 2022 Management For Voted - For
2.A To Re-elect Mr. Robert Glen Goldstein As Executive
Director Management For Voted - For
2.B To Re-elect Mr. Charles Daniel Forman As
Non-executive Director Management For Voted - For
2.C To Re-elect Mr. Kenneth Patrick Chung As
Independent Non-executive Director Management For Voted - For
930
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2.D To Authorize the Board of Directors (the "board")
to Fix the Respective Directors Remuneration Management For Voted - For
3 To Re-appoint Deloitte Touche Tohmatsu As Auditor
and to Authorize the Board to Fix Their Remuneration Management For Voted - For
4 To Give A General Mandate to the Directors to
Repurchase Shares of the Company Not Exceeding 10%
of the Total Number of Issued Shares of the Company
As at the Date of Passing of This Resolution Management For Voted - For
5 To Give A General Mandate to the Directors to
Allot, Issue and Deal with Additional Shares of the
Company Not Exceeding 20% of the Total Number of
Issued Shares of the Company As at the Date of
Passing of This Resolution Management Against Voted - Against
6 To Extend the General Mandate Granted to the
Directors to Allot, Issue and Deal with Additional
Shares of the Company by the Aggregate Number of
the Shares Repurchased by the Company Management Against Voted - Against
7 To Approve the Amendments to the Memorandum and
Articles of Association of the Company Management For Voted - For
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0330/2023033001040.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0330/2023033000924.pdf Non-Voting Non-Voting
SAUDI TADAWUL GROUP HOLDING COMPANY
Security ID: M82598109
Meeting Date: 28-Dec-22 Meeting Type: Ordinary General Meeting
Please Note That This is an Amendment to Meeting Id
831168 Due to Received-updated Agenda. All Votes
Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank-you. Non-Voting Non-Voting
1.1 Elect Abdulrahman Al Issa As Director Management For Voted - For
1.2 Elect Ahmed Khoqeer As Director Management For Voted - For
1.3 Elect Sarah Al Suheemi As Director Management For Voted - For
1.4 Elect Yazeed Al Humiyid As Director Management For Voted - For
1.5 Elect Khalid Al Husan As Director Management For Voted - For
1.6 Elect Ranya Nashar As Director Management For Voted - For
1.7 Elect Sabti Al Sabti As Director Management For Voted - For
1.8 Elect Mark Makepeace As Director Management For Voted - For
1.9 Elect Hashim Al Haqeel As Director Management For Voted - For
1.10 Elect Xavier Rolet As Director Management For Voted - For
1.11 Elect Sultan Al Digheethir As Director Management For Voted - For
1.12 Elect Abdullah Al Suweelmi As Director Management For Voted - For
931
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
1.13 Elect Ghassan Kashmeeri As Director Management For Voted - For
2 Elect Members of Audit Committee and Approve Its
Responsibilities, Work Procedures, and Remuneration
of Its Members: Mr. Omar Mohammed Al-hoshan -
Committee Chairman, Mr. Hashem Othman Al- Hekail,
Eng. Sultan Abdulaziz Al-deghaither, Mr.
Abdulhameed Sulaiman Al-muhaidib, Ms. Latifah
Hamoud Al-sabhan Management For Voted - For
3 Approve Authorization of the Board Regarding Future
Related Party Transactions According to Article 71
of the Companies Law Management For Voted - For
SHANGHAI INTERNATIONAL AIRPORT CO LTD
Security ID: Y7682X100
Meeting Date: 08-Aug-22 Meeting Type: Extraordinary General Meeting
Please Note That Per the Agenda Published by the
Issuer, Against and Abstain-votes for Resolutions
1.1 Through 1.6 Will be Processed As Take No Action
By-the Local Custodian Banks. Only for Votes for
These Resolutions Will Be-lodged in the Market Non-Voting Non-Voting
1.1 Election of Director: Feng Xin Management For Voted - For
1.2 Election of Director: Zhang Yongdong Management For Voted - For
1.3 Election of Director: Jiang Yunqiang Management For Voted - For
1.4 Election of Director: Huang Zhenglin Management For Voted - For
1.5 Election of Director: Liu Wei Management For Voted - For
1.6 Election of Director: Cao Qingwei Management For Voted - For
Please Note That Per the Agenda Published by the
Issuer, Against and Abstain-votes for Resolutions
2.1 Through 2.3 Will be Processed As Take No Action
By-the Local Custodian Banks. Only for Votes for
These Resolutions Will Be-lodged in the Market Non-Voting Non-Voting
2.1 Election of Independent Director: You Jianxin Management For Voted - For
2.2 Election of Independent Director: Li Yingqi Management For Voted - For
2.3 Election of Independent Director: Wu Wei Management For Voted - For
Please Note That Per the Agenda Published by the
Issuer, Against and Abstain-votes for Resolutions
3.1 Through 3.3 Will be Processed As Take No Action
By-the Local Custodian Banks. Only for Votes for
These Resolutions Will Be-lodged in the Market Non-Voting Non-Voting
3.1 Election of Supervisor: Hu Zhihong Management For Voted - For
3.2 Election of Supervisor: Huang Guangye Management For Voted - For
3.3 Election of Supervisor: Xu Hong Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Extraordinary General Meeting
1 Change of Some Projects Financed with Raised Funds Management For Voted - For
2 Increase of the Company's Registered Capital Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
932
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to the Rules of Procedure Governing
Shareholders' General Meetings Management Against Voted - Against
5 Amendments to the Rules of Procedure Governing the
Board Meetings Management Against Voted - Against
6 Amendments to the Rules of Procedure Governing the
Supervisory Committee Management Against Voted - Against
7 Amendments to the Work Rules for the Special
Committee of the Board Management Against Voted - Against
Meeting Date: 30-Dec-22 Meeting Type: Extraordinary General Meeting
1.1 By-election of Independent Director: Wang Zhiqiang Management For Voted - For
Meeting Date: 30-Jan-23 Meeting Type: Extraordinary General Meeting
1.1 By-election of Director: Chen Weilong Management For Voted - For
SM PRIME HOLDINGS INC
Security ID: Y8076N112
Meeting Date: 25-Apr-23 Meeting Type: Annual General Meeting
Please Note That This is an Amendment to Meeting Id
861247 Due to Received-updated Agenda. All Votes
Received on the Previous Meeting Will
Be-disregarded and You Will Need to Reinstruct on
This Meeting Notice. Thank-you. Non-Voting Non-Voting
1 Call to Order Management For Voted - For
2 Certification of Notice and Quorum Management For Voted - For
3 Approval of Minutes of the Annual Meeting of
Stockholders Held on April 25, 2022 Management For Voted - For
4 Approval of Annual Report for 2022 Management For Voted - For
5 Open Forum Management For Voted - For
6 General Ratification of Acts of the Board of
Directors, Board Committees and Management Management For Voted - For
7 Election of Director: Henry T. Sy, Jr Management For Voted - For
8 Election of Director: Hans T. Sy Management For Voted - For
9 Election of Director: Herbert T. Sy Management For Voted - For
10 Election of Director: Jeffrey C. Lim Management For Voted - For
11 Election of Director: Jorge T. Mendiola Management For Voted - For
12 Election of Director: Amando M. Tetangco, Jr.
(independent Director) Management For Voted - For
13 Election of Director: J. Carlitos G. Cruz
(independent Director) Management For Voted - For
14 Election of Director: Darlene Marie B. Berberabe
(independent Director) Management For Voted - For
15 Appointment of External Auditor: Sycip Gorres
Velayo and Co Management For Voted - For
16 Other Matters Management Against Voted - Against
17 Adjournment Management For Voted - For
933
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
Security ID: 833635105 Ticker: SQM
Meeting Date: 26-Apr-23 Meeting Type: Annual
1. Sqm's Balance Sheet, Financial Statements, Annual
Report, Account Inspectors Report, and External
Auditors' Report for the Business Year Ended
December 31, 2022. Management For Voted - For
2. Designation of the External Auditing Company. Management For Voted - For
3. Designation of the Rating Agencies. Management For Voted - For
4. Designation of the Account Inspectors. Management For Voted - For
5. Investment Policy. Management For Voted - For
6. Finance Policy. Management For Voted - For
7. Distribution of the Final Dividend. Management For Voted - For
8A. Antonio Gil Nievas, Nominated As A Board Member
(please Note That You Can Vote "for" for Option
"a", Or Option "b" Only. If You Vote "for" for More
Than One Option, the Ballot on This Resolution Will
Not Count.) Management For Voted - For
8B. Board Election (please Note That You Can Vote "for"
for Option "a", Or Option "b" Only. If You Vote
"for" for More Than One Option, the Ballot on This
Resolution Will Not Count.) Management Against Voted - Against
9. Board of Directors and Board Committees
Compensation Structure. Management Against Voted - Against
10. Designation of the Newspaper for Corporate
Publications; General Corporate Information Matters
and Execution of Shareholders' Meeting Resolutions. Management For Voted - For
SUZANO SA
Security ID: P8T20U187
Meeting Date: 29-Sep-22 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting Non-Voting
1 To Approve the Protocol and Justification of the
Merger, by the Company, of I. Suzano Trading Ltd.,
II. Rio Verde Participacoes E Propriedades Rurais
S.a., III. Caravelas Florestal S.a., IV. Vitex Sp
Participacoes S.a., V. Parkia Sp Participacoes
S.a., Vi. Sobrasil Comercial S.a., Vii. Vitex Es
Participacoes S.a., Viii. Parkia Es Participacoes
934
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
S.a., Ix. Claraiba Comercial S.a., X. Vitex Ba
Participacoes S.a., Xi. Parkia Ba Participacoes
S.a., Xii. Garacui Comercial S.a., Xiii. Vitex Ms
Participacoes S.a., Xiv. Parkia Ms Participacoes
S.a., and Xv. Duas Marias Comercial S.a., Target
Companies, Mergers and Merger Agreement Management For Voted - For
2 To Ratify the Appointment and Engagement of the
Specialized Companies Apsis Consultoria E
Avaliacoes Ltda. and PricewaterhouseCoopers
Auditores Independentes Ltda., Appraisers, for
Purposes of Determining the Net Equity of the
Target Companies, Pursuant to Applicable Law Management For Voted - For
3 To Approve the Appraisal Reports of the Net
Equities of the Target Companies, at Book Value,
Prepared by the Appraisers, in Compliance with
Accounting and Legal Standards, Criteria and
Requirements, Appraisal Reports Management For Voted - For
4 To Approve the Mergers Management For Voted - For
5 To Authorize the Company's Management to Perform
All Necessary Actions in Order to Effectively Carry
Out and Implement the Resolutions Approved,
Pursuant to Applicable Law Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting
1 Examine the Management Accounts Related to the
Fiscal Year Ended December 31, 2022 Management For Voted - For
2 Examine, Discuss and Vote on the Financial
Statements of the Company for the Fiscal Year Ended
December 31, 2022, and to Review the Management
Report for the Aforementioned Fiscal Year Management For Voted - For
3 Resolve on the Companys Capital Budget for the
Fiscal Year Ending December 31, 2023 Management For Voted - For
4 Resolve on the Allocation of Net Income for the
Fiscal Year Ended December 31, 2022 and the
Distribution of Dividends Management For Voted - For
5 Do You Wish to Request the Establishment of A
Fiscal Council, Under the Terms of Article 161 of
Law 6,404, of 1976. If the Shareholder Chooses No
Or Abstain, Their Shares Will Not be Computed for
the Request of the Establishment of the Fiscal
Council Management For Voted - For
6.1 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 2. Nomination of
935
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Luiz Augusto
Marques Paes, Effective and Roberto Figueiredo
Mello, Substitute Management Against Voted - Abstain
6.2 Election of Members of the Fiscal Council Per
Candidate. Positions Limited to 2. Nomination of
Candidates to the Fiscal Council, the Shareholder
May Nominate As Many Candidates As There are Seats
to be Filled in the General Election. Rubens
Barletta, Effective and Luiz Gonzaga Ramos
Schubert, Substitute Management Against Voted - Abstain
7 Separate Election of A Member of the Fiscal
Council. Ordinary Shareholder. Nomination of
Candidates to the Fiscal Council by Minority
Shareholders with Voting Rights, the Shareholder
Must Fill This Field If the General Election Field
Was Left in Blank. Eraldo Soares Pecanha, Effective
and Kurt Janos Toth, Substitute Management For Voted - For
8 Determine the Overall Annual Compensation of the
Companys Management and Fiscal Council, If
Installed, for the Fiscal Year of 2023 Management Against Voted - Against
Meeting Date: 26-Apr-23 Meeting Type: Extraordinary General Meeting
A Beneficial Owner Signed Power of Attorney (poa)
May be Required to Lodge- Voting Instructions
(dependent Upon the Availability and Usage of
The-brazilian Remote Voting Platform). If No Poa is
Submitted, Your Instructions-may be Rejected Non-Voting Non-Voting
Please Note That Votes 'in Favor' and 'against' in
the Same Agenda Item Are-not Allowed. Only Votes in
Favor And/or Abstain Or Against And/ Or Abstain-are
Allowed. Thank You Non-Voting Non-Voting
1 Resolve on the Amendment to the Caput of Article 5
of the Company's Bylaws, to Reflect the Number of
Shares Into Which the Company's Share Capital is
Divided, Due to the Cancellation of Treasury Shares
Approved at the Board of Directors Meeting Held on
February 28, 2023 Management For Voted - For
2 Resolve on the Consolidation of the Company's
Bylaws, in Order to Reflect the Amendment of Its
Article 5 Object of the Resolution Described in
Item 1 Above Management For Voted - For
3 Authorize the Company's Management to Take All
Measures Necessary to Implementation of the
Approved Matters, in Accordance with the Applicable
Law Management For Voted - For
31 Mar 2023: Please Note That This is A Revision
Due to Change of the Record-date from 20 Apr 2023
to 19 Apr 2023. If You Have Already Sent in Your
Votes,-please Do Not Vote Again Unless You Decide
to Amend Your Original-instructions. Thank You Non-Voting Non-Voting
936
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
Security ID: 874039100 Ticker: TSM
Meeting Date: 06-Jun-23 Meeting Type: Annual
1. To Accept 2022 Business Report and Financial
Statements Management For Voted - For
2. To Approve the Issuance of Employee Restricted
Stock Awards for Year 2023 Management For Voted - For
3. To Revise the Procedures for Endorsement and
Guarantee Management For Voted - For
4. In Order to Reflect the Audit Committee Name Change
to the Audit and Risk Committee, to Revise the Name
of Audit Committee in the Following Tsmc Policies:
I. Procedures for Acquisition Or Disposal of Assets
II. Procedures for Financial Derivatives
Transactions III. Procedures for Lending Funds to
Other Parties IV. Procedures for Endorsement and
Guarantee Management For Voted - For
TENCENT HOLDINGS LTD
Security ID: G87572163
Meeting Date: 17-May-23 Meeting Type: Annual General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0406/2023040601872.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0406/2023040601874.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1 To Receive and Consider the Audited Financial
Statements, the Directors Report and the
Independent Auditors Report for the Year Ended 31
December 2022 Management For Voted - For
2 To Declare A Final Dividend Management For Voted - For
3.A To Re-elect Mr Jacobus Petrus (koos) Bekker As
Director Management For Voted - For
3.B To Re-elect Professor Zhang Xiulan As Director Management For Voted - For
3.C To Authorise the Board of Directors to Fix the
Directors Remuneration Management For Voted - For
4 To Re-appoint Auditor and Authorise the Board of
Directors to Fix Their Remuneration Management For Voted - For
5 To Grant A General Mandate to the Directors to
Issue New Shares (ordinary Resolution 5 As Set Out
in the Notice of the Agm) Management Against Voted - Against
937
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
6 To Grant A General Mandate to the Directors to
Repurchase Shares (ordinary Resolution 6 As Set Out
in the Notice of the Agm) Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Extraordinary General Meeting
Please Note That the Company Notice and Proxy Form
are Available by Clicking-on the Url Links:-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0424/2023042401617.pdf-and-
Https://www1.hkexnews.hk/listedco/listconews/sehk/20
23/ 0424/2023042401635.pdf Non-Voting Non-Voting
Please Note That Shareholders are Allowed to Vote
'in Favor' Or 'against' For- All Resolutions,
Abstain is Not A Voting Option on This Meeting Non-Voting Non-Voting
1A To Approve and Adopt the 2023 Share Option Scheme Management Against Voted - Against
1B To Approve the Transfer of Share Options Management Against Voted - Against
1C To Terminate the Share Option Scheme Adopted by the
Company on 17 May 2017 Management Against Voted - Against
2 To Approve and Adopt the Scheme Mandate Limit
(share Option) Under the 2023 Share Option Scheme Management Against Voted - Against
3 To Approve and Adopt the Service Provider Sub-limit
(share Option) Under the 2023 Share Option Scheme Management Against Voted - Against
4A To Approve and Adopt the 2023 Share Award Scheme Management Against Voted - Against
4B To Approve the Transfer of Share Awards Management Against Voted - Against
4C To Terminate Each of the Share Award Schemes
Adopted by the Company on 13 November 2013 and 25
November 2019 Management Against Voted - Against
5 To Approve and Adopt the Scheme Mandate Limit
(share Award) Under the 2023 Share Award Scheme Management Against Voted - Against
6 To Approve and Adopt the Scheme Mandate Limit (new
Shares Share Award) Under the 2023 Share Award
Scheme Management Against Voted - Against
7 To Approve and Adopt the Service Provider Sub-limit
(new Shares Share Award) Under the 2023 Share Award
Scheme Management Against Voted - Against
THE SAUDI NATIONAL BANK
Security ID: M7S2CL107
Meeting Date: 07-May-23 Meeting Type: Extraordinary General Meeting
Please Note That This is an Amendment to Meeting Id
900184 Due to Received-change in Voting Status of
Resolution 3. All Votes Received on the
Previous-meeting Will be Disregarded and You Will
Need to Reinstruct on This Meeting-notice. Thank You Non-Voting
1 Voting on the Board of Directors Recommendation to
Increase the Bank's Capital by Granting Bonus
Shares to the Shareholders Management
2 Reviewing and Discussing the Board of Directors
Report for the Financial Year- Ending on 31/12/2022 Non-Voting
938
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
3 Reviewing and Discussing the Financial Statements
for the Financial Year-ending on 31/12/2022 Non-Voting
4 Voting and Discuss on the Bank External Auditors
Report for the Financial Year Ended 31/12/2022 Management
5 Voting on the Board of Directors Recommendation to
Distribute Cash Dividends to Shareholders for the
Second Half of 2022, Amounting to (2,686,800,000)
Saudi Riyals at A Rate of (60) Halalah Per Share,
Which Represents 6% of the Book Value of the Share
After Deducting Zakat, for the 4,478,000,000 Shares
Due for Dividends.) Eligibility for Dividends to
the Bank's Shareholders Who Own Shares at the End
of the Day of the General Assembly Meeting, and Who
are Registered in the Bank's Records at the
Securities Depository Center Company (edaa) at the
End of the Second Trading Day Following the Due
Date, Provided That the Date of the Distribution
Will be Determined Later Management
6.A Voting on the Boards Resolution to Appoint an
Independent Board Member Starting from the Date of
Her Appointment on 05/09/2022. to Complete the
Board Term Until the End of the Current Term on
14/05/2024: Appointing Ms. Huda Mohammed Bin Ghoson Management
7 Voting on Authorizing the Board of Directors to
Distribute Interim Dividends on Biannual Basis for
the Financial Year 2023 Management
8 Voting on Appointing an External Auditors for the
Bank Among Those Nominees Based on the
Recommendation of the Audit Committee to Examine,
Review and Audit the Financial Statements for the
First, Second and Third Quarters and Audit Annual
Financial Statements of the Financial Year 2023 and
Determine Their Fees Management
9 Voting on the Bank's Purchase of A Number of Its
Shares with A Maximum of (10,000,000) Shares and
Allocating Them As Treasury Shares Within Employees
Shares Program. the Purchase of Shares is Funded
from the Bank's Internal Resources, and Authorizing
the Board of Directors to Complete the Purchase
Within A Period Not Exceeding (12 Months) from the
Date of the Egm's Approval Including the Allocation
Price for Each Share Offered to Employees. the
Purchased Shares are Kept for A Period Not
Exceeding (10 Years) from the Date of Egm's
Approval. If This Period Passes the Bank Will
Follow the Procedures Stated in the Relevant Laws
and Regulations Management
10 Voting on the Payment an Amount of Sar (10,434,811)
As Remuneration to the Members of the Board of
Directors for the Financial Year Ended 31/12/2022 Management
11 Voting on the Payment an Amount of Sar (1,295,000)
As Remuneration to the Members of the Audit
Committee for the Financial Year Ended 31/12/2022 Management
939
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
12 Voting on Discharge of the Members of the Board of
Directors from Liability for the Financial Year 2022 Management
13 Voting on Authorizing the Board of Directors the
Power of License Included in Paragraph (1) of
Article (27) of the Companies Law, for One Year
from the Date of Approval of the General Assembly
Or Until the End of the Board of Directors Term
Whichever is Proceeds, in Accordance with the
Implementing Regulation of the Companies Law for
Listed Joint Stock Companies Management
14 Voting on the Business and Contracts Concluded
Between the Bank and Bupa Arabia for Cooperative
Insurance Co -bupa- and with Which the Member of
the Board of Directors Ms. Huda Mohammed Bin Ghoson
Has an Indirect Interest As She Holds the Position
of Board Member at Bupa, and with Which the Member
of the Board of Directors Mr. Zaid Bin Abdulrahman
Al- Qwaiz Has an Indirect Interest As He Holds the
Position of Membership of the Chairman of the Audit
Committee and Member of the Risk Committee at Bupa,
Which is A Contract for the Renewal of the Annual
Medical Insurance Contract for the Snb Group for
the Year 2023 , This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (335,445,867) Saudi Riyals Management
15 Voting on the Business and Contracts Concluded
Between the Bank and the Company for Cooperative
Insurance - Tawuniya- in Which the Member of the
Board of Directors, Mr. Abdulrahman Bin Muhammad
Al-odan, Has an Indirect Interest, As He is A
Member of the Board of Directors in the Company,
Which is A Contract to Provide Insurance Services
to Individual Auto Financing for the Year 2022, and
This Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (46,000,000)
Saudi Riyals Management
16 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for the Renewal of Bulk Sms Contract for
the Year 2022, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (243,331,087.50) Saudi Riyals Management
17 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
940
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract to Renew Point of Sale (pos) Services
for the Year 2022, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (35,517,750) Saudi Riyals Management
18 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for the Bank's Credit Card Loyalty
Points Redemption Partnership for the Year 2022
with the Qitaf Program, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (3,450,000) Saudi Riyals Management
19 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for Installation and Service Fees for
Landlines and Voice Channels, This Contract Without
Any Preferential Treatment Or Conditions with A
Total Amount of (506,000) Saudi Riyals Management
20 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Company
(stc), in Which the Vice Chairman of the Board, Mr.
Yazeed Al- Humied, Has an Indirect Interest, As He
is A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
941
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for Internet Connection Upgrade, This
Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of 2,646,178 Saudi
Riyals Management
21 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Solutions
Company, As -arabian Internet and Communications
Services Company (solutions by Stc)- is Owned
Subsidiary is 79% of the Saudi Telecom Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract for Incident Response and Remediation
Advisory Services - L2 Requirements and Support
Services in Cyber Security Engineering and
Processing, This Contract Was Concluded Without
Preferential Terms Or Benefits, for an Amount of
(3,263,902) Saudi Riyals Management
22 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Telecom Solutions
Company, As -arabian Internet and Communications
Services Company (solutions by Stc)- is Owned
Subsidiary is 79% of the Saudi Telecom Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Telecom Company, and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Ammar Abdulwahid
Al-khudairy 2- Yazeed Abdulrahman Al-humied. 3- Dr.
Ibrahim Saad Al-mojel., an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Saudi Telecom Company, Which is
A Contract to Purchase of Bulk Sms Service to Cover
the Service Until the End of December 2022, This
Contract Was Concluded Without Preferential Terms
Or Benefits, for an Amount of (172,845,000) Saudi
Riyals Management
23 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is an
Additional Business Contract for the It Integration
942
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Support Services 5th Phase Related to the
Integration Process for A Period of 3 Months, This
Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar (5,037,000) Management
24 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is an
Additional Business Contract for the It Integration
Support Services 6th Phase Related to the
Integration Process for A Period of 2 Months, This
Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar (3,358,000) Management
25 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is an
Additional Business Contract for the Merger
Integration and Archiving Work for 3 Months, This
Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar (2,277,000) Management
26 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for the Snb Digital Pmo Assignment for One Year,
This Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar
(14,375,000) Management
27 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for A Technical Specialist to Support the
Development of the Charles River System for 4
Years, This Contract Was Made Without Any
Preferential Conditions Or Benefits, at A Cost of
Sar (2,587,500) Management
28 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for Contract for A Technical Engineering Program
for the Development of Digital Projects. Period of
3 Months, This Contract Was Made Without Any
943
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Preferential Conditions Or Benefits, at A Cost of
Sar (2,875,000) Management
29 Voting on the Business and Contracts Concluded
Between the Bank and Saudi Accenture, with Which
the Member of the Board of Directors, Mr. Ziad
Mohammed Al- Tunisi, Has an Indirect Interest, As
He Holds the Position of A Member of the Board of
Directors in Saudi Accenture, Which is A Contract
for the Snb-dv Digital Enablers Project for 1 Year,
This Contract Was Made Without Any Preferential
Conditions Or Benefits, at A Cost of Sar
(31,090,250) Management
30 Voting on the Business and Contracts Concluded
Between the Bank and Etihad Etisalat Company
(mobily), with Which the Member of the Board of
Directors, Mr. Zaid Abdulrahman Al- Qwaiz, Has an
Indirect Interest Where the Members Brother Holds
the Position of Chairman of the Board of Directors
of Etihad Etisalat Company (mobily), and with Which
the Member of the Board of Directors, Mr. Abdullah
Abdulrahman Al-rowais, As He Holds the Position of
A Chief Internal Audit Officer in Etihad Etisalat
Company (mobily), Which is A Contract for
Purchasing Bulk Sms Service to Cover the Service
Until the End of December 2022, This Contract Was
Made Without Any Preferential Conditions Or
Benefits, at A Cost of (65,297,000) Saudi Riyals Management
31 Voting on the Business and Contracts Concluded
Between the Bank and Etihad Etisalat Company
(mobily), with Which the Member of the Board of
Directors, Mr. Zaid Abdulrahman Al- Qwaiz, Has an
Indirect Interest Where the Members Brother Holds
the Position of Chairman of the Board of Directors
of Etihad Etisalat Company (mobily), and with Which
the Member of the Board of Directors, Mr. Abdullah
Abdulrahman Al-rowais, As He Holds the Position of
A Chief Internal Audit Officer in Etihad Etisalat
Company (mobily), Which is A Contract of
Partnership for Redeeming Points for the Bank's
Credit Card Loyalty Program (lak) for the Year 2022
with the Neqaty Program, This Contract Was Made
Without Any Preferential Conditions Or Benefits, at
A Cost of (3,450,000) Saudi Riyals Management
32 Voting on the Business and Contracts Concluded
Between the Bank and Etihad Etisalat Company
(mobily), with Which the Member of the Board of
Directors, Mr. Zaid Abdulrahman Al- Qwaiz, Has an
Indirect Interest Where the Members Brother Holds
the Position of Chairman of the Board of Directors
of Etihad Etisalat Company (mobily), and with Which
the Member of the Board of Directors, Mr. Abdullah
Abdulrahman Al-rowais, As He Holds the Position of
A Chief Internal Audit Officer in Etihad Etisalat
Company (mobily), Which is A Contract to Purchase
Bulk Sms Contract for the Year 2023, This Contract
944
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Was Made Without Any Preferential Conditions Or
Benefits, at A Cost of (130,094,953.12) Saudi Riyals Management
33 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Following Members of the
Board of Directors Representing the Public
Investment Fund: 1- Ammar Abdulwahid Al- Khudairy
2- Yazeed Abdulrahman Al-humied. 3- Dr. Ibrahim
Saad Al-mojel. Have Indirect Interest in It, an
Indirect Interest, As the Public Investment Fund is
A Major Shareholder in the Bank and the Information
Security Company, Which is A Contract for Yakeen
Service to Verify the Information of Retail
Customer Information, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (279,450) Saudi Riyals Management
34 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract to Renew the Fingerprint
Verification Service for the Year 2022, in Addition
to the Fees for the Fourth Quarter of 2021, This
Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (31,553,565)
Saudi Riyals Management
35 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel., Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for Subscribing to the (najiz)
Service to Transfer Legal Cases Electronically,
This Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (2,750,000) Saudi
Riyals Management
36 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
945
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel., Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of Natheer
Service Usage Fees for the Year 2022, This Contract
Without Any Preferential Treatment Or Conditions
with A Total Amount of (1,886,000) Saudi Riyals Management
37 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of Customer
Mobile Phone Number Verification Service Via
(verification) for the Year 2022, in Addition to
the Fees for the Third and Fourth Quarters of the
Year 2021, This Contract Without Any Preferential
Treatment Or Conditions with A Total Amount of
(36,067,090) Saudi Riyals Management
38 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of the Yakeen
Service for the Year 2022, in Addition to the Fees
for the Third and Fourth Quarters of the Year 2021,
This Contract Without Any Preferential Treatment Or
Conditions with A Total Amount of (36,926,811)
Saudi Riyals Management
946
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
39 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for the Renewal of Tamm Service
Contract for the Year 2022, This Contract Without
Any Preferential Treatment Or Conditions with A
Total Amount of (5,750,000) Saudi Riyals Management
40 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for Subscribing to the (najiz)
Service for Judicial Services Through the Ministry
of Justice , This Contract Without Any Preferential
Treatment Or Conditions with A Total Amount of
(1,080,000) Saudi Riyals Management
41 Voting on the Business and Contracts Concluded
Between the Bank and Elm Information Security
Company, in Which the Member of the Board of
Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
Has an Indirect Interest, As He is A Member of the
Board of Directors in the Company and in Which the
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al- Khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, an Indirect Interest, As
the Public Investment Fund is A Major Shareholder
in the Bank and the Information Security Company,
Which is A Contract for Foreign Resident S Data
Verification Service for the Purpose of Supporting
Collection Services, This Contract Without Any
Preferential Treatment Or Conditions with A Total
Amount of (338,167) Saudi Riyals Management
42 Voting on the Business and Contracts Concluded
Between the Bank and the Sela Company, in Which the
947
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
Following Members of the Board of Directors
Representing the Public Investment Fund: 1- Ammar
Abdulwahid Al-khudairy 2- Yazeed Abdulrahman
Al-humied. 3- Dr. Ibrahim Saad Al-mojel. Have
Indirect Interest in It, Where Sela Company is
Wholly Owned by One of the Major Shareholders of
the Bank (the Public Investment Fund), Which is A
Contract for the Bank S Sponsorship of the Riyadh
Season for the Year 2022 (premium Sponsor), for A
Period of One Year, and This Contract Was Made
Without Any Preferential Conditions Or Benefits, at
A Cost of (69,000,000) Saudi Riyals Management
43 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Tadawul Company, As
-saudi Tadawul Company- is Owned is 100% of the
Saudi Tadawul Group Holding Company, in Which the
Vice Chairman of the Board, Mr. Yazeed Al-humied,
Has an Indirect Interest, As He Serves As A Vice
Chairman of the Board in the Saudi Tadawul Group
Holding Company, in Which the Member of the Board
of Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
He Holds the Position of Membership of the Member
of the Audit Committee in the Company and the
Members of the Board of Directors Representing the
Public Investment Fund Have the Following Names: 1-
Mr. Ammar Abdulwahid Al-khudairy 2- Yazeed
Abdulrahman Al- Humied. 3- Dr. Ibrahim Saad
Al-mojel., an Indirect Interest, As the Public
Investment Fund is A Major Shareholder in the Bank
and the Saudi Tadawul Group Holding Company, Which
is A Contract for Trading and Listing Fees for the
First Half of 2022 Management
44 Voting on the Business and Contracts Concluded
Between the Bank and the Saudi Tadawul Company, As
-saudi Tadawul Company- is Owned is 100% of the
Saudi Tadawul Group Holding Company, in Which the
Vice Chairman of the Board, Mr. Yazeed Al-humied,
Has an Indirect Interest, As He Serves As A Vice
Chairman of the Board in the Saudi Tadawul Group
Holding Company, in Which the Member of the Board
of Directors, Mr. Abdulrahman Bin Muhammad Al-odan,
He Holds the Position of Membership of the Member
of the Audit Committee in the Company and the
Members of the Board of Directors Representing the
Public Investment Fund Have the Following Names: 1-
Mr. Ammar Abdulwahid Al-khudairy 2- Yazeed
Abdulrahman Al- Humied. 3- Dr. Ibrahim Saad
Al-mojel., an Indirect Interest, As the Public
Investment Fund is A Major Shareholder in the Bank
and the Saudi Tadawul Group Holding Company, Which
is A Contract for Trading and Listing Fees for the
Second Half of 2022 Management
45 Voting on the Business and Contracts Concluded
Between the Bank and the Securities Depository
Center Company (edaa), As -edaa- is Owned is 100%
948
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
of the Saudi Tadawul Group Holding Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Tadawul Group Holding Company, in Which the Member
of the Board of Directors, Mr. Abdulrahman Bin
Muhammad Al-odan, He Holds the Position of
Membership of the Member of the Audit Committee in
the Company and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Mr. Ammar Abdulwahid
Al-khudairy 2- Mr. Yazeed Abdulrahman Al- Humied.
3- Dr. Ibrahim Saad Al-mojel., an Indirect
Interest, As the Public Investment Fund is A Major
Shareholder in the Bank and the Saudi Tadawul Group
Holding Company, Which is A Contract for Edaa Fees
for Registration Services (listed Companies) for
the Year 2022 Management
46 Voting on the Business and Contracts Concluded
Between the Bank and the Securities Depository
Center Company (edaa), As -edaa- is Owned is 100%
of the Saudi Tadawul Group Holding Company, in
Which the Vice Chairman of the Board, Mr. Yazeed
Al-humied, Has an Indirect Interest, As He Serves
As A Vice Chairman of the Board in the Saudi
Tadawul Group Holding Company, in Which the Member
of the Board of Directors, Mr. Abdulrahman Bin
Muhammad Al-odan, He Holds the Position of
Membership of the Member of the Audit Committee in
the Company and the Members of the Board of
Directors Representing the Public Investment Fund
Have the Following Names: 1- Mr. Ammar Abdulwahid
Al-khudairy 2- Mr. Yazeed Abdulrahman Al- Humied.
3- Dr. Ibrahim Saad Al-mojel., an Indirect
Interest, As the Public Investment Fund is A Major
Shareholder in the Bank and the Saudi Tadawul Group
Holding Company, Which is A Contract for Edaa
Annual Membership Fees (settlement) for the Year
2022 Management
18 Apr 2023: Please Note That This is A Revision
Due to Meeting Type Has Been- Changed from Agm to
Egm. If You Have Already Sent in Your Votes to
Mid-903517, Please Do Not Vote Again Unless You
Decide to Amend Your Original-instructions. Thank
You Non-Voting
WAL-MART DE MEXICO SAB DE CV
Security ID: P98180188
Meeting Date: 30-Mar-23 Meeting Type: Annual General Meeting
1.1.AApprove Report of Audit and Corporate Practices
Committees Management For Voted - For
949
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
2.1.BApprove Ceo's Report and Board Opinion on Ceo's
Report Management For Voted - For
3.1.CApprove Board of Directors' Report Management For Voted - For
4.1.DApprove Report Re: Employee Stock Purchase Plan Management For Voted - For
5.2 Approve Consolidated Financial Statements Management For Voted - For
6.3 Approve Allocation of Income and Ordinary Dividend
of Mxn 1.12 Per Share and Extraordinary Dividend of
Mxn 1.57 Per Share Management For Voted - For
7.4 Approve Report on Share Repurchase Reserves Management For Voted - For
8.5 Elect Or Ratify Directors and Chairman of Audit and
Corporate Practices Committees and Approve Their
Remuneration Management For Voted - For
9.6 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
10 Mar 2023: Please Note That This is A Revision
Due to Change in Numbering-of All Resolutions. If
You Have Already Sent in Your Votes, Please Do
Not-vote Again Unless You Decide to Amend Your
Original Instructions. Thank You Non-Voting Non-Voting
X5 RETAIL GROUP N.V.
Security ID: 98387E205
Meeting Date: 30-Nov-22 Meeting Type: Extraordinary General Meeting
1 Opening Non-Voting
2.A Composition of the Supervisory Board: Appointment
of Dmitry Alekseev As Member of the Supervisory
Board Management
2.B Composition of the Supervisory Board: Appointment
of Vasileios Stavrou As Member of the Supervisory
Board Management
2.C Composition of the Supervisory Board: Appointment
of Leonid Afendikov As Member of the Supervisory
Board Management
3 Amendment of the Remuneration Policy for Members of
the Management Board: A. Adjustments in Long-term
Incentive Plan B. Remuneration of the Ceo Management
4.A Remuneration of the Supervisory Board: Amendment of
the Remuneration Policy for Members of the
Supervisory Board Management
4.B Remuneration of the Supervisory Board: Settlement
of the Current Equity-based Remuneration Component Management
5 Any Other Business and Conclusion Non-Voting
950
Global X Emerging Markets Great Consumer ETF
Sub-Adviser: Mirae Asset Global Investments
Proposal Proposed by Mgt. Position Registrant Voted
YANDEX N.V.
Security ID: N97284108 Ticker: YNDX
Meeting Date: 22-Dec-22 Meeting Type: Annual
2. Discharge of the Members of the Board of Directors
for Their Liability Towards the Company for Their
Management During the 2021 Financial Year. Management For Voted - For
3. Re-appointment of Rogier Rijnja As A Non-executive
Member of the Board of Directors for A Four-year
Term. Management For Voted - For
4. Re-appointment of Charles Ryan As A Non-executive
Member of the Board of Directors for A Four-year
Term. Management For Voted - For
5. Re-appointment of Alexander Voloshin As A Non-
Executive Member of the Board of Directors for A
Four- Year Term. Management For Voted - For
6. Cancellation of Outstanding Class C Shares. Management For Voted - For
7. Appointment of the External Auditor of the Company
for the 2022 Financial Year. Management For Voted - For
8. General Authorization of the Board of Directors to
Issue Class A Shares. Management For Voted - For
9. General Authorization of the Board of Directors to
Exclude Pre-emption Rights. Management For Voted - For
10. General Authorization of the Board of Directors to
Acquire Shares in the Company. Management For Voted - For
ZOMATO LIMITED
Security ID: Y9899X105
Meeting Date: 25-Jul-22 Meeting Type: Other Meeting
Please Note That This is A Postal Meeting
Announcement. A Physical Meeting Is-not Being Held
for This Company. Therefore, Meeting Attendance
Requests Are-not Valid for This Meeting. If You
Wish to Vote, You Must Return Your-instructions by
the Indicated Cutoff Date. Please Also Note That
Abstain Is-not A Valid Vote Option at Postal Ballot
Meetings. Thank You Non-Voting Non-Voting
1 Approval for Issuance Up to 62,85,30,012 (sixty Two
Cr Ores Eighty Five Lakhs Thirty Thousand and
Twelve) Equity Shares of the Company on
Preferential Basis for Consideration Other Than Cash Management For Voted - For
2 Approval for Formulation, Adoption and
Implementation of Zomato Employee Stock Option Plan
2022 and Grant of Employee Stock Options to the
Employees of the Company Under This Plan Management For Voted - For
3 Approval for Grant of Employee Stock Options Under
Zomato Employee Stock Option Plan 2022 to the
Employees of Subsidiary Companies Management For Voted -- For
951
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Elect Daniel Yong ZHANG Management For Voted - For
2 Elect Jerry YANG Chih-Yuan Management For Voted - For
3 Elect Wan Ling Martello Management For Voted - For
4 Elect SHAN Weijian Management For Voted - For
5 Elect Irene LEE Yun Lien Management For Voted - For
6 Elect Albert NG Kong Ping Management For Voted - For
7 Appointment of Auditor Management For Voted - For
AUTOHOME INC.
Security ID: 05278C107 Ticker: ATHM
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Amended and Restated Memorandum of Association and
Articles of Association Management For Voted - For
BAIDU, INC.
Security ID: 056752108 Ticker: BIDU
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
BILIBILI INC
Security ID: 090040106 Ticker: 9626
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect LI Ni Management For Voted - For
3 Elect XU Yi Management For Voted - For
4 Elect DING Guoqi Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
952
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
COUPANG, INC.
Security ID: 22266T109 Ticker: CPNG
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Bom Kim Management For Voted - For
2 Elect Neil Mehta Management For Voted - For
3 Elect Jason Child Management For Voted - For
4 Elect Pedro Franceschi Management For Voted - For
5 Elect Benjamin Sun Management For Voted - For
6 Elect Ambereen Toubassy Management For Voted - For
7 Elect Kevin M. Warsh Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
DLOCAL LIMITED
Security ID: G29018101 Ticker: DLO
Meeting Date: 26-Oct-22 Meeting Type: Annual
1 Elect Mariam Toulan Management For Voted - For
2 Appointment of Auditor Management For Voted - For
JD.COM, INC.
Security ID: 47215P106 Ticker: JD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Susan L. Segal Management For Voted - For
1.2 Elect Mario Eduardo Vazquez Management For Voted - For
1.3 Elect Alejandro Nicolas Aguzin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect William Lei Ding Management For Voted - For
953
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Grace Hui Tang Management For Voted - Against
3 Elect Alice Yu-Fen Cheng Management For Voted - For
4 Elect Joseph Tong Management For Voted - Against
5 Elect Michael Man Kit Leung Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Amended and Restated Articles of Association Management For Voted - For
8 Amendment to the 2019 Share Incentive Plan Management For Voted - Against
PAGSEGURO DIGITAL LTD.
Security ID: G68707101 Ticker: PAGS
Meeting Date: 26-May-23 Meeting Type: Annual
1 Elect Luiz Frias Management For Voted - For
2 Elect Maria Judith de Brito Management For Voted - For
3 Elect Eduardo Alcaro Management For Voted - For
4 Elect Maria Carolina Ferreira Lacerda Management For Voted - For
5 Elect Cleveland P. Teixeira Management For Voted - Against
6 Elect Marcia Nogueira de Mello Management For Voted - For
7 Financial Statements Management For Voted - For
8 Ratification of Long-Term Incentive Plan Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
PINDUODUO INC.
Security ID: 722304102 Ticker: PDD
Meeting Date: 31-Jul-22 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - For
4 Elect Qi Lu Management For Voted - For
5 Elect SHEN Nanpeng Management For Voted - Against
6 Elect George Yong-Boon Yeo Management For Voted - Against
Meeting Date: 08-Feb-23 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - Against
4 Elect Qi Lu Management For Voted - For
5 Elect George Yong-Boon Yeo Management For Voted - Against
6 Company Name Change Management For Voted - For
7 Amend and Restate Memorandum and Articles of
Association Management For Voted - For
954
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
STONECO LTD.
Security ID: G85158106 Ticker: STNE
Meeting Date: 27-Sep-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Elect Andre Street Management For Voted - For
3 Elect Conrado Engel Management For Voted - For
4 Elect Roberto Moses Thompson Motta Management For Voted - Against
5 Elect Luciana Ibiapina Lira Aguiar Management For Voted - For
6 Elect Pedro Franceschi Management For Voted - For
7 Elect Diego Fresco Gutierrez Management For Voted - Against
8 Elect Mauricio Luis Luchetti Management For Voted - For
9 Elect Patricia Regina Verderesi Schindler Management For Voted - For
10 Elect Pedro Zinner Management For Voted - For
TENCENT MUSIC ENTERTAINMENT GROUP
Security ID: 88034P109 Ticker: 1698
Meeting Date: 30-Dec-22 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Articles Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
TRIP.COM GROUP LIMITED
Security ID: 89677Q107 Ticker: TCOM
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
WEIBO CORPORATION
Security ID: 948596101 Ticker: WB
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Hong Du Management For Voted - For
2 Elect Pehong Chen Management For Voted - Against
3 Elect Yan Wang Management For Voted - For
4 Amended and Restated Articles of Association Management For Voted - For
955
Global X Emerging Markets Internet & E-commerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
XP INC.
Security ID: G98239109 Ticker: XP
Meeting Date: 18-Oct-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Election of Directors Management For Voted - For
3 Change in Authorized Stock Management For Voted - Against
4 Amended and Restated Articles of Association Management For Voted - For
956
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
AFLAC INCORPORATED
Security ID: 001055102 Ticker: AFL
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Daniel P. Amos Management For Voted - For
2 Elect W. Paul Bowers Management For Voted - For
3 Elect Arthur R. Collins Management For Voted - For
4 Elect Miwako Hosoda Management For Voted - For
5 Elect Thomas J. Kenny Management For Voted - For
6 Elect Georgette D. Kiser Management For Voted - For
7 Elect Karole F. Lloyd Management For Voted - For
8 Elect Nobuchika Mori Management For Voted - For
9 Elect Joseph L. Moskowitz Management For Voted - For
10 Elect Barbara K. Rimer Management For Voted - For
11 Elect Katherine T. Rohrer Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Thomas J. Baltimore, Jr. Management For Voted - Against
2 Elect John J. Brennan Management For Voted - For
3 Elect Peter Chernin Management For Voted - For
4 Elect Walter J. Clayton III Management For Voted - For
5 Elect Ralph de la Vega Management For Voted - For
6 Elect Theodore J. Leonsis Management For Voted - For
7 Elect Deborah P. Majoras Management For Voted - For
8 Elect Karen L. Parkhill Management For Voted - For
9 Elect Charles E. Phillips, Jr. Management For Voted - For
10 Elect Lynn A. Pike Management For Voted - For
11 Elect Stephen J. Squeri Management For Voted - For
12 Elect Daniel L. Vasella Management For Voted - For
13 Elect Lisa W. Wardell Management For Voted - For
14 Elect Christopher D. Young Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
957
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMERICAN INTERNATIONAL GROUP, INC.
Security ID: 026874784 Ticker: AIG
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Paola Bergamaschi Broyd Management For Voted - For
2 Elect James Cole, Jr. Management For Voted - For
3 Elect W. Don Cornwell Management For Voted - For
4 Elect Linda A. Mills Management For Voted - Against
5 Elect Diana M. Murphy Management For Voted - For
6 Elect Peter R. Porrino Management For Voted - For
7 Elect John G. Rice Management For Voted - For
8 Elect Therese M. Vaughan Management For Voted - For
9 Elect Vanessa A. Wittman Management For Voted - For
10 Elect Peter S. Zaffino Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
AMERIPRISE FINANCIAL, INC.
Security ID: 03076C106 Ticker: AMP
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect James M. Cracchiolo Management For Voted - For
2 Elect Robert F. Sharpe, Jr. Management For Voted - For
3 Elect Dianne Neal Blixt Management For Voted - For
4 Elect Amy DiGeso Management For Voted - For
5 Elect Christopher J. Williams Management For Voted - For
6 Elect Armando Pimentel, Jr. Management For Voted - For
7 Elect Brian T. Shea Management For Voted - For
8 Elect W. Edward Walter III Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Amendment to the 2005 Incentive Compensation Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
AON PLC
Security ID: G0408V102 Ticker: AON
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Lester B. Knight Management For Voted - For
2 Elect Gregory C. Case Management For Voted - For
3 Elect CAI Jinyong Management For Voted - For
4 Elect Jeffrey C. Campbell Management For Voted - Against
5 Elect Fulvio Conti Management For Voted - For
6 Elect Cheryl A. Francis Management For Voted - For
958
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Adriana Karaboutis Management For Voted - For
8 Elect Richard C. Notebaert Management For Voted - For
9 Elect Gloria Santona Management For Voted - For
10 Elect Sarah E. Smith Management For Voted - For
11 Elect Byron O. Spruell Management For Voted - For
12 Elect Carolyn Y. Woo Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Appointment of Statutory Auditor Management For Voted - For
17 Authority to Set Statutory Auditor's Fees Management For Voted - For
18 Amendment to the 2011 Incentive Plan Management For Voted - For
ARCH CAPITAL GROUP LTD.
Security ID: G0450A105 Ticker: ACGL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Francis Ebong Management For Voted - For
2 Elect Eileen A. Mallesch Management For Voted - For
3 Elect Louis J. Paglia Management For Voted - For
4 Elect Brian S. Posner Management For Voted - Against
5 Elect John D. Vollaro Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Amendment to the 2007 Employee Share Purchase Plan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Elect Matthew Dragonetti Management For Voted - For
11 Elect Seamus Fearon Management For Voted - For
12 Elect H. Beau Franklin Management For Voted - For
13 Elect Jerome Halgan Management For Voted - For
14 Elect James Haney Management For Voted - For
15 Elect Chris Hovey Management For Voted - For
16 Elect Pierre Jal Management For Voted - For
17 Elect Francois Morin Management For Voted - Against
18 Elect David J. Mulholland Management For Voted - For
19 Elect Chiara Nannini Management For Voted - Against
20 Elect Maamoun Rajeh Management For Voted - For
21 Elect Christine Todd Management For Voted - For
ARTHUR J. GALLAGHER & CO.
Security ID: 363576109 Ticker: AJG
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Sherry S. Barrat Management For Voted - For
2 Elect William L. Bax Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect D. John Coldman Management For Voted - For
959
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect J. Patrick Gallagher, Jr. Management For Voted - For
6 Elect David S. Johnson Management For Voted - For
7 Elect Christopher C. Miskel Management For Voted - For
8 Elect Ralph J. Nicoletti Management For Voted - For
9 Elect Norman L. Rosenthal Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
ASSURANT, INC.
Security ID: 04621X108 Ticker: AIZ
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Elaine D. Rosen Management For Voted - For
2 Elect Paget L. Alves Management For Voted - For
3 Elect Rajiv Basu Management For Voted - For
4 Elect J. Braxton Carter Management For Voted - For
5 Elect Juan N. Cento Management For Voted - For
6 Elect Keith W. Demmings Management For Voted - For
7 Elect Harriet Edelman Management For Voted - For
8 Elect Sari Granat Management For Voted - For
9 Elect Lawrence V. Jackson Management For Voted - For
10 Elect Debra J. Perry Management For Voted - For
11 Elect Ognjen Redzic Management For Voted - For
12 Elect Paul J. Reilly Management For Voted - For
13 Elect Robert W. Stein Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BANK OF AMERICA CORPORATION
Security ID: 060505583 Ticker: BAC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Sharon L. Allen Management For Voted - For
2 Elect Jose E. Almeida Management For Voted - For
3 Elect Frank P. Bramble, Sr. Management For Voted - For
4 Elect Pierre J. P. de Weck Management For Voted - For
5 Elect Arnold W. Donald Management For Voted - For
6 Elect Linda P. Hudson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Brian T. Moynihan Management For Voted - For
9 Elect Lionel L. Nowell, III Management For Voted - For
10 Elect Denise L. Ramos Management For Voted - For
11 Elect Clayton S. Rose Management For Voted - For
12 Elect Michael D. White Management For Voted - For
960
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Thomas D. Woods Management For Voted - For
14 Elect Maria T. Zuber Management For Voted - Against
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - For
18 Amendment to the Bank of America Corporation Equity
Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Absolute
GHG Targets and Alignment with Paris Agreement Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
24 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - For
BERKSHIRE HATHAWAY INC.
Security ID: 084670702 Ticker: BRKA
Meeting Date: 06-May-23 Meeting Type: Annual
1.1 Elect Warren E. Buffett Management For Voted - For
1.2 Elect Charles T. Munger Management For Voted - For
1.3 Elect Gregory E. Abel Management For Voted - For
1.4 Elect Howard G. Buffett Management For Voted - For
1.5 Elect Susan A. Buffett Management For Voted - For
1.6 Elect Stephen B. Burke Management For Voted - For
1.7 Elect Kenneth I. Chenault Management For Voted - For
1.8 Elect Christopher C. Davis Management For Voted - For
1.9 Elect Susan L. Decker Management For Voted - Withheld
1.10 Elect Charlotte Guyman Management For Voted - Withheld
1.11 Elect Ajit Jain Management For Voted - For
1.12 Elect Thomas S. Murphy, Jr. Management For Voted - For
1.13 Elect Ronald L. Olson Management For Voted - For
1.14 Elect Wallace R. Weitz Management For Voted - For
1.15 Elect Meryl B. Witmer Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Shareholder Proposal Regarding Climate Report Shareholder Against Voted - For
5 Shareholder Proposal Regarding Disclosure and
Oversight of Climate Change Risks Shareholder Against Voted - For
6 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
7 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - For
8 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
9 Shareholder Proposal Regarding Public Positions on
Political Speech Shareholder Against Voted - Against
961
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
BLACKROCK, INC.
Security ID: 09247X101 Ticker: BLK
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Bader M. Alsaad Management For Voted - For
2 Elect Pamela Daley Management For Voted - For
3 Elect Laurence D. Fink Management For Voted - For
4 Elect William E. Ford Management For Voted - For
5 Elect Fabrizio Freda Management For Voted - For
6 Elect Murry S. Gerber Management For Voted - For
7 Elect Margaret Peggy L. Johnson Management For Voted - For
8 Elect Robert S. Kapito Management For Voted - For
9 Elect Cheryl D. Mills Management For Voted - For
10 Elect Gordon M. Nixon Management For Voted - For
11 Elect Kristin C. Peck Management For Voted - For
12 Elect Charles H. Robbins Management For Voted - For
13 Elect Marco Antonio Slim Domit Management For Voted - For
14 Elect Hans E. Vestberg Management For Voted - For
15 Elect Susan L. Wagner Management For Voted - For
16 Elect Mark Wilson Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Ratification of Auditor Management For Voted - For
20 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Pension
Fund Clients Investment Returns Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Material
Risks of iShares ETF Shareholder Against Voted - Against
BROWN & BROWN, INC.
Security ID: 115236101 Ticker: BRO
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect J. Hyatt Brown Management For Voted - For
1.2 Elect J. Powell Brown Management For Voted - For
1.3 Elect Lawrence L. Gellerstedt, III Management For Voted - For
1.4 Elect James C. Hays Management For Voted - For
1.5 Elect Theodore J. Hoepner Management For Voted - For
1.6 Elect James S. Hunt Management For Voted - For
1.7 Elect Toni Jennings Management For Voted - For
1.8 Elect Timothy R.M. Main Management For Voted - For
1.9 Elect Jaymin B. Patel Management For Voted - For
1.10 Elect H. Palmer Proctor, Jr. Management For Voted - Withheld
1.11 Elect Wendell S. Reilly Management For Voted - For
1.12 Elect Chilton D. Varner Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
962
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CAPITAL ONE FINANCIAL CORPORATION
Security ID: 14040H105 Ticker: COF
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Richard D. Fairbank Management For Voted - For
2 Elect Ime Archibong Management For Voted - For
3 Elect Christine R. Detrick Management For Voted - For
4 Elect Ann Fritz Hackett Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect Eli Leenaars Management For Voted - For
7 Elect Francois Locoh-Donou Management For Voted - For
8 Elect Peter E. Raskind Management For Voted - For
9 Elect Eileen M. Serra Management For Voted - For
10 Elect Mayo A. Shattuck III Management For Voted - For
11 Elect Bradford H. Warner Management For Voted - For
12 Elect Craig Anthony Williams Management For Voted - For
13 Elimination of Supermajority Requirement Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Disclosure of a
Board Diversity and Skills Matrix Shareholder Against Voted - For
CBOE GLOBAL MARKETS, INC.
Security ID: 12503M108 Ticker: CBOE
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Edward T. Tilly Management For Voted - For
2 Elect William M. Farrow III Management For Voted - For
3 Elect Edward J. Fitzpatrick Management For Voted - For
4 Elect Ivan K. Fong Management For Voted - For
5 Elect Janet P. Froetscher Management For Voted - For
6 Elect Jill R. Goodman Management For Voted - For
7 Elect Alexander J. Matturri, Jr. Management For Voted - For
8 Elect Jennifer J. McPeek Management For Voted - For
9 Elect Roderick A. Palmore Management For Voted - For
10 Elect James Parisi Management For Voted - For
11 Elect Joseph P. Ratterman Management For Voted - For
12 Elect Fredric J. Tomczyk Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
963
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratification of Auditor Management For Voted - For
CHUBB LIMITED
Security ID: H1467J104 Ticker: CB
Meeting Date: 17-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Dividends from Reserves Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Election of Statutory Auditors Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Appointment of Special Auditor Management For Voted - For
8 Elect Evan G. Greenberg Management For Voted - For
9 Elect Michael P. Connors Management For Voted - For
10 Elect Michael G. Atieh Management For Voted - For
11 Elect Kathy Bonanno Management For Voted - For
12 Elect Nancy K. Buese Management For Voted - For
13 Elect Sheila P. Burke Management For Voted - For
14 Elect Michael L. Corbat Management For Voted - For
15 Elect Robert J. Hugin Management For Voted - For
16 Elect Robert W. Scully Management For Voted - For
17 Elect Theodore E. Shasta Management For Voted - For
18 Elect David H. Sidwell Management For Voted - For
19 Elect Olivier Steimer Management For Voted - For
20 Elect Frances F. Townsend Management For Voted - For
21 Elect Evan G. Greenberg as Chair Management For Voted - For
22 Elect Michael P. Connors Management For Voted - For
23 Elect David H. Sidwell Management For Voted - For
24 Elect Frances F. Townsend Management For Voted - For
25 Appointment of Independent Proxy (Switzerland) Management For Voted - For
26 Amendments to Articles (Revision of Law) Management For Voted - For
27 Amendment to Advance Notice Period Management For Voted - For
28 Cancellation of Shares Management For Voted - For
29 Amendment to Par Value Management For Voted - For
30 Board Compensation Management For Voted - For
31 Executive Compensation (Binding) Management For Voted - For
32 Compensation Report (Switzerland) Management For Voted - For
33 Advisory Vote on Executive Compensation Management For Voted - For
34 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
35 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - Against
36 Shareholder Proposal Regarding Human Rights Risks
and Underwriting Process Shareholder Against Voted - Against
37 Additional or Amended Proposals Management For Voted - Against
964
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
CINCINNATI FINANCIAL CORPORATION
Security ID: 172062101 Ticker: CINF
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Thomas Aaron Management For Voted - For
2 Elect Nancy C. Benacci Management For Voted - For
3 Elect Linda W. Clement Holmes Management For Voted - For
4 Elect Dirk J. Debbink Management For Voted - For
5 Elect Steven J. Johnston Management For Voted - For
6 Elect Jill P. Meyer Management For Voted - For
7 Elect David P. Osborn Management For Voted - For
8 Elect Gretchen W. Schar Management For Voted - For
9 Elect Charles O. Schiff Management For Voted - For
10 Elect Douglas S. Skidmore Management For Voted - For
11 Elect John F. Steele, Jr. Management For Voted - For
12 Elect Larry R. Webb Management For Voted - For
13 Approval of Code of Regulations Amendment Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
CITIGROUP INC.
Security ID: 172967424 Ticker: C
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Ellen M. Costello Management For Voted - For
2 Elect Grace E. Dailey Management For Voted - For
3 Elect Barbara J. Desoer Management For Voted - For
4 Elect John C. Dugan Management For Voted - For
5 Elect Jane N. Fraser Management For Voted - For
6 Elect Duncan P. Hennes Management For Voted - For
7 Elect Peter B. Henry Management For Voted - For
8 Elect S. Leslie Ireland Management For Voted - For
9 Elect Renee J. James Management For Voted - For
10 Elect Gary M. Reiner Management For Voted - For
11 Elect Diana L. Taylor Management For Voted - For
12 Elect James S. Turley Management For Voted - For
13 Elect Casper W. von Koskull Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2019 Stock Incentive Plan Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Human
Rights Standards for Indigenous Peoples Shareholder Against Voted - Against
965
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
CITIZENS FINANCIAL GROUP, INC.
Security ID: 174610105 Ticker: CFG
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Bruce Van Saun Management For Voted - For
2 Elect Lee Alexander Management For Voted - For
3 Elect Christine M. Cumming Management For Voted - For
4 Elect Kevin Cummings Management For Voted - For
5 Elect William P. Hankowsky Management For Voted - For
6 Elect Edward J. Kelly, III Management For Voted - For
7 Elect Robert G. Leary Management For Voted - For
8 Elect Terrance J. Lillis Management For Voted - For
9 Elect Michele N. Siekerka Management For Voted - For
10 Elect Shivan S. Subramaniam Management For Voted - For
11 Elect Christopher J. Swift Management For Voted - For
12 Elect Wendy A. Watson Management For Voted - For
13 Elect Marita Zuraitis Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Ratification of Auditor Management For Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Terrence A. Duffy Management For Voted - For
2 Elect Kathryn Benesh Management For Voted - For
3 Elect Timothy S. Bitsberger Management For Voted - For
4 Elect Charles P. Carey Management For Voted - For
5 Elect Bryan T. Durkin Management For Voted - For
6 Elect Harold Ford Jr. Management For Voted - For
7 Elect Martin J. Gepsman Management For Voted - For
8 Elect Larry G. Gerdes Management For Voted - For
9 Elect Daniel R. Glickman Management For Voted - For
10 Elect Daniel G. Kaye Management For Voted - For
11 Elect Phyllis M. Lockett Management For Voted - For
12 Elect Deborah J. Lucas Management For Voted - For
13 Elect Terry L. Savage Management For Voted - For
14 Elect Rahael Seifu Management For Voted - For
15 Elect William R. Shepard Management For Voted - For
16 Elect Howard J. Siegel Management For Voted - For
17 Elect Dennis A. Suskind Management For Voted - For
18 Ratification of Auditor Management For Voted - For
19 Advisory Vote on Executive Compensation Management For Voted - Against
966
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Advisory vote on the frequency of future advisory
votes on executive compensation: please vote on
this resolution to approve 1 year Management 1 Year Voted - 1 Year
COMERICA INCORPORATED
Security ID: 200340107 Ticker: CMA
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Nancy Avila Management For Voted - For
2 Elect Michael E. Collins Management For Voted - For
3 Elect Roger A. Cregg Management For Voted - For
4 Elect Curtis C. Farmer Management For Voted - For
5 Elect Jacqueline P. Kane Management For Voted - For
6 Elect Derek J. Kerr Management For Voted - For
7 Elect Richard G. Lindner Management For Voted - For
8 Elect Jennifer H. Sampson Management For Voted - For
9 Elect Barbara R. Smith Management For Voted - For
10 Elect Robert S. Taubman Management For Voted - For
11 Elect Reginald M. Turner, Jr. Management For Voted - For
12 Elect Nina Vaca Management For Voted - For
13 Elect Michael G. Van de Ven Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DISCOVER FINANCIAL SERVICES
Security ID: 254709108 Ticker: DFS
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Jeffrey S. Aronin Management For Voted - For
2 Elect Mary K. Bush Management For Voted - For
3 Elect Gregory C. Case Management For Voted - For
4 Elect Candace H. Duncan Management For Voted - For
5 Elect Joseph F. Eazor Management For Voted - For
6 Elect Roger C. Hochschild Management For Voted - For
7 Elect Thomas G. Maheras Management For Voted - For
8 Elect John B. Owen Management For Voted - For
9 Elect David L. Rawlinson II Management For Voted - For
10 Elect Beverley A. Sibblies Management For Voted - For
11 Elect Mark A. Thierer Management For Voted - For
12 Elect Jennifer L. Wong Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the 2023 Omnibus Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
967
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
EVEREST RE GROUP, LTD.
Security ID: G3223R108 Ticker: RE
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect John J. Amore Management For Voted - For
2 Elect Juan C. Andrade Management For Voted - For
3 Elect William F. Galtney, Jr. Management For Voted - For
4 Elect John A. Graf Management For Voted - For
5 Elect Meryl D. Hartzband Management For Voted - For
6 Elect Gerri Losquadro Management For Voted - For
7 Elect Hazel M. McNeilage Management For Voted - For
8 Elect Roger M. Singer Management For Voted - For
9 Elect Joseph V. Taranto Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Company Name Change Management For Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Security ID: 31620M106 Ticker: FIS
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Lee Adrean Management For Voted - For
2 Elect Ellen R. Alemany Management For Voted - For
3 Elect Mark D. Benjamin Management For Voted - For
4 Elect Vijay D'Silva Management For Voted - For
5 Elect Stephanie L. Ferris Management For Voted - For
6 Elect Jeffrey A. Goldstein Management For Voted - For
7 Elect Lisa Hook Management For Voted - For
8 Elect Kenneth T. Lamneck Management For Voted - For
9 Elect Gary L. Lauer Management For Voted - For
10 Elect Louise M. Parent Management For Voted - For
11 Elect Brian T. Shea Management For Voted - For
12 Elect James B. Stallings, Jr. Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
FIFTH THIRD BANCORP
Security ID: 316773100 Ticker: FITB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Nicholas K. Akins Management For Voted - For
2 Elect B. Evan Bayh, III Management For Voted - For
3 Elect Jorge L. Benitez Management For Voted - For
968
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Katherine B. Blackburn Management For Voted - For
5 Elect Emerson L. Brumback Management For Voted - For
6 Elect Linda W. Clement-Holmes Management For Voted - For
7 Elect C. Bryan Daniels Management For Voted - For
8 Elect Mitchell S. Feiger Management For Voted - For
9 Elect Thomas H. Harvey Management For Voted - For
10 Elect Gary R. Heminger Management For Voted - For
11 Elect Eileen A. Mallesch Management For Voted - For
12 Elect Michael B. McCallister Management For Voted - For
13 Elect Timothy N. Spence Management For Voted - For
14 Elect Marsha C. Williams Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
FLEETCOR TECHNOLOGIES, INC.
Security ID: 339041105 Ticker: FLT
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Steven T. Stull Management For Voted - For
2 Elect Annabelle G. Bexiga Management For Voted - For
3 Elect Michael Buckman Management For Voted - For
4 Elect Ronald F. Clarke Management For Voted - For
5 Elect Joseph W. Farrelly Management For Voted - For
6 Elect Rahul Gupta Management For Voted - For
7 Elect Thomas M. Hagerty Management For Voted - Against
8 Elect Archie L. Jones Jr. Management For Voted - For
9 Elect Hala G. Moddelmog Management For Voted - Against
10 Elect Richard Macchia Management For Voted - For
11 Elect Jeffrey S. Sloan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
GLOBE LIFE INC.
Security ID: 37959E102 Ticker: GL
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Linda L. Addison Management For Voted - For
2 Elect Marilyn A. Alexander Management For Voted - For
3 Elect Cheryl D. Alston Management For Voted - For
4 Elect Mark A. Blinn Management For Voted - For
5 Elect James P. Brannen Management For Voted - For
6 Elect Jane Buchan Management For Voted - For
7 Elect Alice S. Cho Management For Voted - For
8 Elect J. Matthew Darden Management For Voted - For
969
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Steven P. Johnson Management For Voted - For
10 Elect David A. Rodriguez Management For Voted - For
11 Elect Frank M. Svoboda Management For Voted - For
12 Elect Mary E. Thigpen Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Amendment to the 2018 Incentive Plan Management For Voted - Against
17 Amendment to Allow Exculpation of Officers Management For Voted - Against
HUNTINGTON BANCSHARES INCORPORATED
Security ID: 446150104 Ticker: HBAN
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Alanna Y. Cotton Management For Voted - For
2 Elect Ann B. Crane Management For Voted - For
3 Elect Gina D. France Management For Voted - For
4 Elect J. Michael Hochschwender Management For Voted - For
5 Elect Richard H. King Management For Voted - For
6 Elect Katherine M.A. Kline Management For Voted - For
7 Elect Richard W. Neu Management For Voted - For
8 Elect Kenneth J. Phelan Management For Voted - For
9 Elect David L. Porteous Management For Voted - For
10 Elect Roger J. Sit Management For Voted - For
11 Elect Stephen D. Steinour Management For Voted - For
12 Elect Jeffrey L. Tate Management For Voted - For
13 Elect Gary Torgow Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104 Ticker: ICE
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Shantella E. Cooper Management For Voted - For
3 Elect Duriya M. Farooqui Management For Voted - For
4 Elect Lord Hague of Richmond Management For Voted - For
5 Elect Mark F. Mulhern Management For Voted - For
6 Elect Thomas E. Noonan Management For Voted - For
7 Elect Caroline L. Silver Management For Voted - For
8 Elect Jeffrey C. Sprecher Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Martha A. Tirinnanzi Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
970
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
INVESCO LTD.
Security ID: G491BT108 Ticker: IVZ
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Sarah E. Beshar Management For Voted - For
2 Elect Thomas M. Finke Management For Voted - For
3 Elect Martin L. Flanagan Management For Voted - For
4 Elect Thomas P. Gibbons Management For Voted - For
5 Elect William F. Glavin, Jr. Management For Voted - For
6 Elect Elizabeth S. Johnson Management For Voted - For
7 Elect Denis Kessler Management For Voted - For
8 Elect Sir Nigel Sheinwald Management For Voted - For
9 Elect Paula C. Tolliver Management For Voted - For
10 Elect G. Richard Wagoner, Jr. Management For Voted - For
11 Elect Christopher C. Womack Management For Voted - For
12 Elect Phoebe A. Wood Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Elimination of Supermajority Requirements Management For Voted - For
16 Ratification of Auditor Management For Voted - For
JPMORGAN CHASE & CO.
Security ID: 46625H100 Ticker: JPM
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Linda B. Bammann Management For Voted - For
2 Elect Stephen B. Burke Management For Voted - For
3 Elect Todd A. Combs Management For Voted - For
4 Elect James S. Crown Management For Voted - For
5 Elect Alicia Boler Davis Management For Voted - For
6 Elect James Dimon Management For Voted - For
7 Elect Timothy P. Flynn Management For Voted - For
8 Elect Alex Gorsky Management For Voted - For
9 Elect Mellody Hobson Management For Voted - For
10 Elect Michael A. Neal Management For Voted - For
11 Elect Phebe N. Novakovic Management For Voted - For
12 Elect Virginia M. Rometty Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
971
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Revision of
Committee Charter to Include Oversight of Animal
Welfare Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Right to Call
Special Meetings by Beneficial Owners Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Absolute GHG
Reduction Targets Shareholder Against Voted - Against
KEYCORP
Security ID: 493267108 Ticker: KEY
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Alexander M. Cutler Management For Voted - For
2 Elect H. James Dallas Management For Voted - For
3 Elect Elizabeth R. Gile Management For Voted - For
4 Elect Ruth Ann M. Gillis Management For Voted - For
5 Elect Christopher M. Gorman Management For Voted - For
6 Elect Robin Hayes Management For Voted - For
7 Elect Carlton L. Highsmith Management For Voted - For
8 Elect Richard J. Hipple Management For Voted - For
9 Elect Devina Rankin Management For Voted - For
10 Elect Barbara R. Snyder Management For Voted - For
11 Elect Richard J. Tobin Management For Voted - For
12 Elect Todd J. Vasos Management For Voted - For
13 Elect David K. Wilson Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Amendment to the 2019 Equity Compensation Plan Management For Voted - For
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
LINCOLN NATIONAL CORPORATION
Security ID: 534187109 Ticker: LNC
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Deirdre P. Connelly Management For Voted - For
2 Elect Ellen G. Cooper Management For Voted - For
3 Elect William H. Cunningham Management For Voted - For
4 Elect Reginald E. Davis Management For Voted - For
5 Elect Eric G. Johnson Management For Voted - For
6 Elect Gary C. Kelly Management For Voted - For
7 Elect M. Leanne Lachman Management For Voted - For
972
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Dale LeFebvre Management For Voted - For
9 Elect Janet Liang Management For Voted - For
10 Elect Michael F. Mee Management For Voted - For
11 Elect Lynn M. Utter Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
LOEWS CORPORATION
Security ID: 540424108 Ticker: L
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Ann E. Berman Management For Voted - For
2 Elect Joseph L. Bower Management For Voted - For
3 Elect Charles D. Davidson Management For Voted - For
4 Elect Charles M. Diker Management For Voted - For
5 Elect Paul J. Fribourg Management For Voted - Against
6 Elect Walter L. Harris Management For Voted - For
7 Elect Susan P. Peters Management For Voted - For
8 Elect Andrew H. Tisch Management For Voted - For
9 Elect James S. Tisch Management For Voted - For
10 Elect Jonathan M. Tisch Management For Voted - For
11 Elect Anthony Welters Management For Voted - Against
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Allow Exculpation of Officers Management For Voted - Against
M&T BANK CORPORATION
Security ID: 55261F104 Ticker: MTB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect John P. Barnes Management For Voted - For
2 Elect Robert T. Brady Management For Voted - Against
3 Elect Carlton J. Charles Management For Voted - For
4 Elect Jane P. Chwick Management For Voted - For
5 Elect William F. Cruger, Jr. Management For Voted - For
6 Elect T. Jefferson Cunningham, III Management For Voted - For
7 Elect Gary N. Geisel Management For Voted - For
8 Elect Leslie V. Godridge Management For Voted - For
9 Elect Rene F. Jones Management For Voted - For
10 Elect Richard H. Ledgett, Jr. Management For Voted - For
11 Elect Melinda R. Rich Management For Voted - For
973
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect Robert E. Sadler, Jr. Management For Voted - For
13 Elect Denis J. Salamone Management For Voted - For
14 Elect John R. Scannell Management For Voted - For
15 Elect Rudina Seseri Management For Voted - For
16 Elect Kirk W. Walters Management For Voted - For
17 Elect Herbert L. Washington Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
19 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
20 Amendment to the 2019 Equity Incentive Compensation
Plan Management For Voted - For
21 Ratification of Auditor Management For Voted - For
MARKETAXESS HOLDINGS INC.
Security ID: 57060D108 Ticker: MKTX
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Richard M. McVey Management For Voted - For
2 Elect Christopher R. Concannon Management For Voted - For
3 Elect Nancy A. Altobello Management For Voted - For
4 Elect Steven Begleiter Management For Voted - For
5 Elect Stephen P. Casper Management For Voted - For
6 Elect Jane P. Chwick Management For Voted - For
7 Elect William F. Cruger, Jr. Management For Voted - For
8 Elect Kourtney Gibson Management For Voted - For
9 Elect Richard G. Ketchum Management For Voted - For
10 Elect Emily H. Portney Management For Voted - For
11 Elect Richard L. Prager Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MARSH & MCLENNAN COMPANIES, INC.
Security ID: 571748102 Ticker: MMC
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Anthony K. Anderson Management For Voted - For
2 Elect John Q. Doyle Management For Voted - For
3 Elect Hafize Gaye Erkan Management For Voted - For
4 Elect Oscar Fanjul Martin Management For Voted - For
5 Elect H. Edward Hanway Management For Voted - For
6 Elect Judith Hartmann Management For Voted - For
7 Elect Deborah C. Hopkins Management For Voted - For
8 Elect Tamara Ingram Management For Voted - For
9 Elect Jane H. Lute Management For Voted - For
10 Elect Steven A. Mills Management For Voted - For
11 Elect Bruce P. Nolop Management For Voted - For
12 Elect Morton O. Schapiro Management For Voted - For
974
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Lloyd M. Yates Management For Voted - For
14 Elect Ray G. Young Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Ratification of Auditor Management For Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Merit E. Janow Management For Voted - For
2 Elect Candido Botelho Bracher Management For Voted - For
3 Elect Richard K. Davis Management For Voted - For
4 Elect Julius Genachowski Management For Voted - For
5 Elect Choon Phong Goh Management For Voted - For
6 Elect Oki Matsumoto Management For Voted - For
7 Elect Michael Miebach Management For Voted - For
8 Elect Youngme E. Moon Management For Voted - For
9 Elect Rima Qureshi Management For Voted - For
10 Elect Gabrielle Sulzberger Management For Voted - For
11 Elect Harit Talwar Management For Voted - For
12 Elect Lance Uggla Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Approval of the Employee Stock Purchase Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Oversight
of Merchant Category Codes Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
21 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
METLIFE, INC.
Security ID: 59156R108 Ticker: MET
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Cheryl W. Grise Management For Voted - For
2 Elect Carlos M. Gutierrez Management For Voted - For
3 Elect Carla A. Harris Management For Voted - For
4 Elect Gerald L. Hassell Management For Voted - For
5 Elect David L. Herzog Management For Voted - For
6 Elect R. Glenn Hubbard Management For Voted - For
7 Elect Jeh C. Johnson Management For Voted - For
8 Elect Edward J. Kelly, III Management For Voted - For
975
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect William E. Kennard Management For Voted - For
10 Elect Michel A. Khalaf Management For Voted - For
11 Elect Catherine R. Kinney Management For Voted - For
12 Elect Diana L. McKenzie Management For Voted - For
13 Elect Denise M. Morrison Management For Voted - For
14 Elect Mark A. Weinberger Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MOODY'S CORPORATION
Security ID: 615369105 Ticker: MCO
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Jorge A. Bermudez Management For Voted - For
2 Elect Therese Esperdy Management For Voted - For
3 Elect Robert Fauber Management For Voted - For
4 Elect Vincent A. Forlenza Management For Voted - For
5 Elect Kathryn M. Hill Management For Voted - For
6 Elect Lloyd W. Howell, Jr. Management For Voted - For
7 Elect Jose M. Minaya Management For Voted - For
8 Elect Leslie Seidman Management For Voted - For
9 Elect Zig Serafin Management For Voted - For
10 Elect Bruce Van Saun Management For Voted - For
11 Amendment to the 2001 Stock Incentive Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MORGAN STANLEY
Security ID: 617446448 Ticker: MS
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Alistair Darling Management For Voted - For
2 Elect Thomas H. Glocer Management For Voted - For
3 Elect James P. Gorman Management For Voted - For
4 Elect Robert H. Herz Management For Voted - For
5 Elect Erika H. James Management For Voted - For
6 Elect Hironori Kamezawa Management For Voted - For
7 Elect Shelley B. Leibowitz Management For Voted - For
8 Elect Stephen J. Luczo Management For Voted - For
9 Elect Judith A. Miscik Management For Voted - For
10 Elect Masato Miyachi Management For Voted - For
11 Elect Dennis M. Nally Management For Voted - For
12 Elect Mary L. Schapiro Management For Voted - For
13 Elect Perry M. Traquina Management For Voted - For
14 Elect Rayford Wilkins Jr. Management For Voted - For
976
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
19 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
MSCI INC.
Security ID: 55354G100 Ticker: MSCI
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Henry A. Fernandez Management For Voted - For
2 Elect Robert G. Ashe Management For Voted - For
3 Elect Wayne Edmunds Management For Voted - For
4 Elect Catherine R. Kinney Management For Voted - For
5 Elect Robin L. Matlock Management For Voted - For
6 Elect Jacques P. Perold Management For Voted - For
7 Elect C.D. Baer Pettit Management For Voted - For
8 Elect Sandy C. Rattray Management For Voted - For
9 Elect Linda H. Riefler Management For Voted - For
10 Elect Marcus L. Smith Management For Voted - For
11 Elect Rajat Taneja Management For Voted - For
12 Elect Paula Volent Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
NASDAQ, INC.
Security ID: 631103108 Ticker: NDAQ
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Melissa M. Arnoldi Management For Voted - For
2 Elect Charlene T. Begley Management For Voted - For
3 Elect Steven D. Black Management For Voted - For
4 Elect Adena T. Friedman Management For Voted - For
5 Elect Essa Kazim Management For Voted - For
6 Elect Thomas A. Kloet Management For Voted - For
7 Elect Michael R. Splinter Management For Voted - For
8 Elect Johan Torgeby Management For Voted - For
9 Elect Toni Townes-Whitley Management For Voted - For
10 Elect Jeffery W. Yabuki Management For Voted - For
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
977
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORTHERN TRUST CORPORATION
Security ID: 665859104 Ticker: NTRS
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Linda Walker Bynoe Management For Voted - Against
2 Elect Susan Crown Management For Voted - For
3 Elect Dean M. Harrison Management For Voted - For
4 Elect Jay L. Henderson Management For Voted - Against
5 Elect Marcy S. Klevorn Management For Voted - For
6 Elect Siddharth N. Mehta Management For Voted - For
7 Elect Michael G. O'Grady Management For Voted - For
8 Elect Jose Luis Prado Management For Voted - For
9 Elect Martin P. Slark Management For Voted - For
10 Elect David H. B. Smith, Jr. Management For Voted - For
11 Elect Donald Thompson Management For Voted - For
12 Elect Charles A. Tribbett III Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the 2015 Equity Incentive Plan Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Policy Against
Discriminatory Exclusion in Conflict Zones Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Transparency Reports
and Account Suspensions Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
978
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
Security ID: 74251V102 Ticker: PFG
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Jonathan S. Auerbach Management For Voted - For
2 Elect Mary Elizabeth Beams Management For Voted - For
3 Elect Jocelyn E. Carter-Miller Management For Voted - For
4 Elect Scott M. Mills Management For Voted - For
5 Elect Claudio N. Muruzabal Management For Voted - For
6 Elect H. Elizabeth Mitchell Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
Security ID: 744320102 Ticker: PRU
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Gilbert F. Casellas Management For Voted - For
2 Elect Robert M. Falzon Management For Voted - For
3 Elect Martina Hund-Mejean Management For Voted - For
4 Elect Wendy E. Jones Management For Voted - For
5 Elect Charles F. Lowrey Management For Voted - For
6 Elect Sandra Pianalto Management For Voted - For
7 Elect Christine A. Poon Management For Voted - For
8 Elect Douglas A. Scovanner Management For Voted - For
9 Elect Michael A. Todman Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
RAYMOND JAMES FINANCIAL, INC.
Security ID: 754730109 Ticker: RJF
Meeting Date: 23-Feb-23 Meeting Type: Annual
1 Elect Marlene Debel Management For Voted - For
2 Elect Robert M. Dutkowsky Management For Voted - For
3 Elect Jeffrey N. Edwards Management For Voted - For
4 Elect Benjamin C. Esty Management For Voted - For
5 Elect Anne Gates Management For Voted - For
6 Elect Thomas A. James Management For Voted - For
7 Elect Gordon L. Johnson Management For Voted - For
979
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Roderick C. McGeary Management For Voted - For
9 Elect Paul C. Reilly Management For Voted - For
10 Elect Raj Seshadri Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the 2012 Stock Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
REGIONS FINANCIAL CORPORATION
Security ID: 7591EP100 Ticker: RF
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Mark. A Crosswhite Management For Voted - For
2 Elect Noopur Davis Management For Voted - For
3 Elect Zhanna Golodryga Management For Voted - Against
4 Elect J. Thomas Hill Management For Voted - For
5 Elect John D. Johns Management For Voted - For
6 Elect Joia M. Johnson Management For Voted - For
7 Elect Ruth Ann Marshall Management For Voted - For
8 Elect Charles D. McCrary Management For Voted - For
9 Elect James T. Prokopanko Management For Voted - For
10 Elect Lee J. Styslinger III Management For Voted - For
11 Elect Jose S. Suquet Management For Voted - For
12 Elect John M. Turner, Jr. Management For Voted - For
13 Elect Timothy Vines Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Marco Alvera Management For Voted - For
2 Elect Jacques Esculier Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect William D. Green Management For Voted - For
5 Elect Stephanie C. Hill Management For Voted - For
6 Elect Rebecca Jacoby Management For Voted - For
7 Elect Robert P. Kelly Management For Voted - For
8 Elect Ian P. Livingston Management For Voted - For
9 Elect Deborah D. McWhinney Management For Voted - For
10 Elect Maria R. Morris Management For Voted - For
11 Elect Douglas L. Peterson Management For Voted - For
12 Elect Richard E. Thornburgh Management For Voted - For
13 Elect Gregory Washington Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
980
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Ratification of Auditor Management For Voted - For
STATE STREET CORPORATION
Security ID: 857477103 Ticker: STT
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Patrick de Saint-Aignan Management For Voted - For
2 Elect Marie A. Chandoha Management For Voted - For
3 Elect Donna DeMaio Management For Voted - For
4 Elect Amelia C. Fawcett Management For Voted - For
5 Elect William C. Freda Management For Voted - For
6 Elect Sara Mathew Management For Voted - For
7 Elect William L. Meaney Management For Voted - For
8 Elect Ronald P. O'Hanley Management For Voted - For
9 Elect Sean O'Sullivan Management For Voted - For
10 Elect Julio A. Portalatin Management For Voted - For
11 Elect John B. Rhea Management For Voted - For
12 Elect Gregory L. Summe Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2017 Stock Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Report on Conflict
of Interest Shareholder Against Voted - Against
SYNCHRONY FINANCIAL
Security ID: 87165B103 Ticker: SYF
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Brian D. Doubles Management For Voted - For
2 Elect Fernando Aguirre Management For Voted - For
3 Elect Paget L. Alves Management For Voted - For
4 Elect Kamila Chytil Management For Voted - For
5 Elect Arthur W. Coviello, Jr. Management For Voted - For
6 Elect Roy A. Guthrie Management For Voted - For
7 Elect Jeffrey G. Naylor Management For Voted - For
8 Elect P.W. Parker Management For Voted - For
9 Elect Laurel J. Richie Management For Voted - For
10 Elect Ellen M. Zane Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
981
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
T. ROWE PRICE GROUP, INC.
Security ID: 74144T108 Ticker: TROW
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Glenn R. August Management For Voted - For
2 Elect Mark S. Bartlett Management For Voted - For
3 Elect Dina Dublon Management For Voted - For
4 Elect Freeman A. Hrabowski III Management For Voted - For
5 Elect Robert F. MacLellan Management For Voted - For
6 Elect Eileen P. Rominger Management For Voted - For
7 Elect Robert W. Sharps Management For Voted - For
8 Elect Robert J. Stevens Management For Voted - For
9 Elect William J. Stromberg Management For Voted - For
10 Elect Sandra S. Wijnberg Management For Voted - For
11 Elect Alan D. Wilson Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Approval of Restated 1986 Employee Stock Purchase
Plan Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
THE ALLSTATE CORPORATION
Security ID: 020002101 Ticker: ALL
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Donald E. Brown Management For Voted - For
2 Elect Kermit R. Crawford Management For Voted - For
3 Elect Richard T. Hume Management For Voted - For
4 Elect Margaret M. Keane Management For Voted - For
5 Elect Siddharth N. Mehta Management For Voted - For
6 Elect Jacques P. Perold Management For Voted - For
7 Elect Andrea Redmond Management For Voted - For
8 Elect Gregg M. Sherrill Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Perry M. Traquina Management For Voted - For
11 Elect Monica Turner Management For Voted - For
12 Elect Thomas J. Wilson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
THE BANK OF NEW YORK MELLON CORPORATION
Security ID: 064058100 Ticker: BK
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Linda Z. Cook Management For Voted - For
982
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Joseph J. Echevarria Management For Voted - For
3 Elect M. Amy Gilliland Management For Voted - For
4 Elect Jeffrey A. Goldstein Management For Voted - For
5 Elect K. Guru Gowrappan Management For Voted - For
6 Elect Ralph Izzo Management For Voted - For
7 Elect Sandie O'Connor Management For Voted - For
8 Elect Elizabeth E. Robinson Management For Voted - For
9 Elect Frederick O. Terrell Management For Voted - For
10 Elect Robin A. Vince Management For Voted - For
11 Elect Alfred W. Zollar Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105 Ticker: SCHW
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Marianne C. Brown Management For Voted - For
2 Elect Frank C. Herringer Management For Voted - For
3 Elect Gerri Martin-Flickinger Management For Voted - For
4 Elect Todd M. Ricketts Management For Voted - For
5 Elect Carolyn Schwab-Pomerantz Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104 Ticker: GS
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Mark Flaherty Management For Voted - For
3 Elect Kimberley Harris Management For Voted - For
4 Elect Kevin R. Johnson Management For Voted - For
5 Elect Ellen J. Kullman Management For Voted - For
6 Elect Lakshmi N. Mittal Management For Voted - For
7 Elect Adebayo O. Ogunlesi Management For Voted - For
8 Elect Peter Oppenheimer Management For Voted - For
9 Elect David M. Solomon Management For Voted - For
983
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Jan E. Tighe Management For Voted - For
11 Elect Jessica Uhl Management For Voted - For
12 Elect David A. Viniar Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Third-Party Review
for Congruency of China-focused ETFs Shareholder Against Voted - Against
19 Shareholder Proposal Regarding a Racial Equity Audit Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Absolute GHG
Reduction Targets Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Security ID: 416515104 Ticker: HIG
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Larry D. De Shon Management For Voted - For
2 Elect Carlos Dominguez Management For Voted - For
3 Elect Trevor Fetter Management For Voted - For
4 Elect Donna A. James Management For Voted - For
5 Elect Kathryn A. Mikells Management For Voted - For
6 Elect Edmund Reese Management For Voted - For
7 Elect Teresa W. Roseborough Management For Voted - For
8 Elect Virginia P. Ruesterholz Management For Voted - For
9 Elect Christopher J. Swift Management For Voted - For
10 Elect Matthew E. Winter Management For Voted - For
11 Elect Greig Woodring Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Joseph Alvarado Management For Voted - For
2 Elect Debra A. Cafaro Management For Voted - For
3 Elect Marjorie Rodgers Cheshire Management For Voted - For
4 Elect William S. Demchak Management For Voted - For
984
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Andrew T. Feldstein Management For Voted - For
6 Elect Richard J. Harshman Management For Voted - For
7 Elect Daniel R. Hesse Management For Voted - For
8 Elect Renu Khator Management For Voted - For
9 Elect Linda R. Medler Management For Voted - For
10 Elect Robert A. Niblock Management For Voted - For
11 Elect Martin Pfinsgraff Management For Voted - For
12 Elect Bryan S. Salesky Management For Voted - For
13 Elect Toni Townes-Whitley Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
THE PROGRESSIVE CORPORATION
Security ID: 743315103 Ticker: PGR
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Danelle M. Barrett Management For Voted - For
2 Elect Philip F. Bleser Management For Voted - For
3 Elect Stuart B. Burgdoerfer Management For Voted - For
4 Elect Pamela J. Craig Management For Voted - For
5 Elect Charles A. Davis Management For Voted - For
6 Elect Roger N. Farah Management For Voted - For
7 Elect Lawton W. Fitt Management For Voted - For
8 Elect Susan Patricia Griffith Management For Voted - For
9 Elect Devin C. Johnson Management For Voted - For
10 Elect Jeffrey D. Kelly Management For Voted - For
11 Elect Barbara R. Snyder Management For Voted - For
12 Elect Kahina Van Dyke Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
THE TRAVELERS COMPANIES, INC.
Security ID: 89417E109 Ticker: TRV
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Alan L. Beller Management For Voted - For
2 Elect Janet M. Dolan Management For Voted - For
3 Elect Russell G. Golden Management For Voted - For
4 Elect Patricia L. Higgins Management For Voted - For
5 Elect William J. Kane Management For Voted - For
6 Elect Thomas B. Leonardi Management For Voted - For
7 Elect Clarence Otis, Jr. Management For Voted - For
8 Elect Elizabeth E. Robinson Management For Voted - For
9 Elect Philip T. Ruegger III Management For Voted - For
10 Elect Rafael Santana Management For Voted - For
985
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Todd C. Schermerhorn Management For Voted - For
12 Elect Alan D. Schnitzer Management For Voted - For
13 Elect Laurie J. Thomsen Management For Voted - For
14 Elect Bridget A. van Kralingen Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Advisory Vote on Executive Compensation Management For Voted - Against
18 Approval of the 2023 Stock Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Fossil Fuel
Underwriting Policy Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
22 Shareholder Proposal Regarding Insuring Law
Enforcement Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Abstain
TRUIST FINANCIAL CORPORATION
Security ID: 89832Q109 Ticker: TFC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Jennifer S. Banner Management For Voted - For
2 Elect K. David Boyer, Jr. Management For Voted - For
3 Elect Agnes Bundy Scanlan Management For Voted - For
4 Elect Anna R. Cablik Management For Voted - For
5 Elect Dallas S. Clement Management For Voted - For
6 Elect Paul D. Donahue Management For Voted - For
7 Elect Patrick C. Graney III Management For Voted - For
8 Elect Linnie M. Haynesworth Management For Voted - For
9 Elect Kelly S. King Management For Voted - For
10 Elect Easter A. Maynard Management For Voted - For
11 Elect Donna S. Morea Management For Voted - For
12 Elect Charles A. Patton Management For Voted - For
13 Elect Nido R. Qubein Management For Voted - For
14 Elect David M. Ratcliffe Management For Voted - For
15 Elect William H. Rogers, Jr. Management For Voted - For
16 Elect Frank P. Scruggs, Jr. Management For Voted - For
17 Elect Christine Sears Management For Voted - For
18 Elect Thomas E. Skains Management For Voted - For
19 Elect Bruce L. Tanner Management For Voted - For
20 Elect Thomas N. Thompson Management For Voted - For
21 Elect Steven C. Voorhees Management For Voted - For
22 Ratification of Auditor Management For Voted - For
23 Advisory Vote on Executive Compensation Management For Voted - For
24 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
25 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
986
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
U.S. BANCORP
Security ID: 902973304 Ticker: USB
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Warner L. Baxter Management For Voted - For
2 Elect Dorothy J. Bridges Management For Voted - For
3 Elect Elizabeth L. Buse Management For Voted - For
4 Elect Andrew Cecere Management For Voted - For
5 Elect Alan B. Colberg Management For Voted - For
6 Elect Kimberly N. Ellison-Taylor Management For Voted - For
7 Elect Kimberly J. Harris Management For Voted - For
8 Elect Roland A. Hernandez Management For Voted - For
9 Elect Richard P. McKenney Management For Voted - For
10 Elect Yusuf I. Mehdi Management For Voted - For
11 Elect Loretta E. Reynolds Management For Voted - For
12 Elect John P. Wiehoff Management For Voted - For
13 Elect Scott W. Wine Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
W. R. BERKLEY CORPORATION
Security ID: 084423102 Ticker: WRB
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect W. Robert Berkley, Jr. Management For Voted - For
2 Elect Maria Luisa Ferre Rangel Management For Voted - For
3 Elect Daniel L. Mosley Management For Voted - For
4 Elect Mark L. Shapiro Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
WELLS FARGO & COMPANY
Security ID: 949746101 Ticker: WFC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Steven D. Black Management For Voted - Against
2 Elect Mark A. Chancy Management For Voted - For
3 Elect Celeste A. Clark Management For Voted - For
4 Elect Theodore F. Craver, Jr. Management For Voted - For
5 Elect Richard K. Davis Management For Voted - For
6 Elect Wayne M. Hewett Management For Voted - Against
7 Elect CeCelia Morken Management For Voted - For
8 Elect Maria R. Morris Management For Voted - For
987
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Felicia F. Norwood Management For Voted - For
10 Elect Richard B. Payne, Jr. Management For Voted - For
11 Elect Ronald L. Sargent Management For Voted - For
12 Elect Charles W. Scharf Management For Voted - For
13 Elect Suzanne M. Vautrinot Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - For
23 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Security ID: G96629103 Ticker: WTW
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Inga K. Beale Management For Voted - For
2 Elect Fumbi Chima Management For Voted - For
3 Elect Stephen M. Chipman Management For Voted - For
4 Elect Michael Hammond Management For Voted - For
5 Elect Carl Hess Management For Voted - For
6 Elect Jacqueline Hunt Management For Voted - For
7 Elect Paul C. Reilly Management For Voted - For
8 Elect Michelle Swanback Management For Voted - For
9 Elect Paul D. Thomas Management For Voted - For
10 Elect Fredric J. Tomczyk Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
ZIONS BANCORPORATION, NATIONAL ASSOCIATION
Security ID: 989701107 Ticker: ZION
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Maria Contreras-Sweet Management For Voted - For
2 Elect Gary L. Crittenden Management For Voted - For
988
Global X Financials Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Suren K. Gupta Management For Voted - For
4 Elect Claire A. Huang Management For Voted - For
5 Elect Vivian S. Lee Management For Voted - For
6 Elect Scott J. McLean Management For Voted - For
7 Elect Edward F. Murphy Management For Voted - For
8 Elect Stephen D. Quinn Management For Voted - For
9 Elect Harris H. Simmons Management For Voted - For
10 Elect Aaron B. Skonnard Management For Voted - For
11 Elect Barbara A. Yastine Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
989
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ACI WORLDWIDE, INC.
Security ID: 004498101 Ticker: ACIW
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Janet O. Estep Management For Voted - For
2 Elect James C. Hale Management For Voted - For
3 Elect Mary P. Harman Management For Voted - For
4 Elect Charles E. Peters, Jr. Management For Voted - For
5 Elect Adalio T. Sanchez Management For Voted - For
6 Elect Thomas W. Warsop III Management For Voted - For
7 Elect Samir M. Zabaneh Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Amendment to the 2020 Equity and Incentive
Compensation Plan Management For Voted - For
ADYEN NV
Security ID: N3501V104 Ticker: ADYEN
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Agenda Item N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Management Board Remuneration Policy Management For Voted - For
7 Supervisory Board Remuneration Policy Management For Voted - For
8 Maximum Variable Pay Ratio Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Elect Ingo Jeroen Uytdehaage to the Management Board Management For Voted - For
12 Elect Mariette Bianca Swart to the Management Board Management For Voted - For
13 Elect Brooke Nayden to the Management Board Management For Voted - For
14 Elect Ethan Tandowsky to the Management Board Management For Voted - For
15 Elect Pamela A. Joseph to the Supervisory Board Management For Voted - For
16 Elect Joep van Beurden to the Supervisory Board Management For Voted - For
17 Amendments to Articles Management For Voted - For
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Authority to Suppress Preemptive Rights Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Appointment of Auditor Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
990
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Non-Voting Meeting Note N/A N/A Non-Voting
AFFIRM HOLDINGS, INC.
Security ID: 00827B106 Ticker: AFRM
Meeting Date: 05-Dec-22 Meeting Type: Annual
1 Elect Jenny Ming Management For Voted - For
2 Elect Christa Quarles Management For Voted - For
3 Elect Keith Rabois Management For Voted - For
4 Ratification of Auditor Management For Voted - For
AVANTAX, INC.
Security ID: 095229100 Ticker: AVTA
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Georganne C. Proctor Management For Voted - For
2 Elect Mark A. Ernst Management For Voted - For
3 Elect E. Carol Hayles Management For Voted - For
4 Elect Kanayalal A. Kotecha Management For Voted - For
5 Elect J. Richard Leaman III Management For Voted - For
6 Elect Tina Perry Management For Voted - For
7 Elect Karthik Rao Management For Voted - For
8 Elect Jana R. Schreuder Management For Voted - For
9 Elect Christopher W. Walters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the 2016 Employee Stock Purchase Plan Management For Voted - For
14 Amendment to Allow Exculpation of Certain Officers Management For Voted - Against
BAKKT HOLDINGS, INC.
Security ID: 05759B107 Ticker: BKKT
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect David C. Clifton Management For Voted - For
1.2 Elect De'Ana Dow Management For Voted - For
1.3 Elect Gordon Watson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2021 Omnibus Incentive Plan Management For Voted - For
991
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
BILL.COM HOLDINGS, INC.
Security ID: 090043100 Ticker: BILL
Meeting Date: 08-Dec-22 Meeting Type: Annual
1.1 Elect Steven Cakebread Management For Voted - For
1.2 Elect David M. Hornik Management For Voted - For
1.3 Elect Brian Jacobs Management For Voted - Withheld
1.4 Elect Allie Kline Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
BIT DIGITAL, INC.
Security ID: G1144A105 Ticker: BTBT
Meeting Date: 29-Jul-22 Meeting Type: Annual
1.1 Elect Zhaohui Deng Management For Voted - Withheld
1.2 Elect Erke Huang Management For Voted - Withheld
1.3 Elect Ichi Shih Management For Voted - Withheld
1.4 Elect Yan Xiong Management For Voted - For
1.5 Elect Brock Pierce Management For Voted - For
2 Reverse Stock Split and Increase in Authorized
Share Capital Management For Voted - For
3 Amendment to Articles Management For Voted - For
BLACK KNIGHT, INC.
Security ID: 09215C105 Ticker: BKI
Meeting Date: 21-Sep-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
BLEND LABS, INC.
Security ID: 09352U108 Ticker: BLND
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Nima Ghamsari Management For Voted - For
1.2 Elect Ciara A. Burnham Management For Voted - For
1.3 Elect Gerald Chen Management For Voted - For
992
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Erin James Collard Management For Voted - Withheld
1.5 Elect Erin N. Lantz Management For Voted - For
1.6 Elect Ann Mather Management For Voted - For
1.7 Elect Timothy J. Mayopoulos Management For Voted - For
2 Ratification of Auditor Management For Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Roelof F. Botha Management For Voted - For
1.2 Elect Amy Brooks Management For Voted - Withheld
1.3 Elect Shawn Carter Management For Voted - For
1.4 Elect Jim McKelvey Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
COINBASE GLOBAL, INC.
Security ID: 19260Q107 Ticker: COIN
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld
1.2 Elect Kathryn Haun Management For Voted - Withheld
1.3 Elect Kelly A. Kramer Management For Voted - For
1.4 Elect Tobias Lutke Management For Voted - For
1.5 Elect Gokul Rajaram Management For Voted - For
1.6 Elect Fred Wilson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
DLOCAL LIMITED
Security ID: G29018101 Ticker: DLO
Meeting Date: 26-Oct-22 Meeting Type: Annual
1 Elect Mariam Toulan Management For Voted - For
2 Appointment of Auditor Management For Voted - For
ENVESTNET, INC.
Security ID: 29404K106 Ticker: ENV
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Luis A. Aguilar Management For Voted - For
1.2 Elect Gayle Crowell Management For Voted - For
1.3 Elect James L. Fox Management For Voted - For
993
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Security ID: 31620M106 Ticker: FIS
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Lee Adrean Management For Voted - For
2 Elect Ellen R. Alemany Management For Voted - For
3 Elect Mark D. Benjamin Management For Voted - For
4 Elect Vijay D'Silva Management For Voted - For
5 Elect Stephanie L. Ferris Management For Voted - For
6 Elect Jeffrey A. Goldstein Management For Voted - For
7 Elect Lisa Hook Management For Voted - For
8 Elect Kenneth T. Lamneck Management For Voted - For
9 Elect Gary L. Lauer Management For Voted - For
10 Elect Louise M. Parent Management For Voted - For
11 Elect Brian T. Shea Management For Voted - For
12 Elect James B. Stallings, Jr. Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Henrique de Castro Management For Voted - For
1.3 Elect Harry F. DiSimone Management For Voted - For
1.4 Elect Dylan G. Haggart Management For Voted - For
1.5 Elect Wafaa Mamilli Management For Voted - For
1.6 Elect Heidi G. Miller Management For Voted - For
1.7 Elect Doyle R. Simons Management For Voted - For
1.8 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
FLYWIRE CORPORATION
Security ID: 302492103 Ticker: FLYW
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Alex Finkelstein Management For Voted - For
994
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Matthew Harris Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
GALAXY DIGITAL HOLDINGS LTD.
Security ID: G37092106 Ticker: GLXY
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Elect Michael Novogratz Management For Voted - For
2 Elect Bill Koutsouras Management For Voted - Against
3 Elect Dominic Docherty Management For Voted - Against
4 Elect Michael Daffey Management For Voted - For
5 Elect Jane Dietze Management For Voted - Against
6 Elect Damien Vanderwilt Management For Voted - For
7 Elect Richard Tavoso Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Declaration of Non-US Status Management N/A Voted - Abstain
10 To the extent that Shareholder holds shares of the
Company for the account or benefit of any other
person, such person is not a U.S. resident Management N/A Voted - Abstain
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
GLOBAL PAYMENTS INC.
Security ID: 37940X102 Ticker: GPN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect F. Thaddeus Arroyo Management For Voted - For
2 Elect Robert H.B. Baldwin, Jr. Management For Voted - For
3 Elect John G. Bruno Management For Voted - For
4 Elect Joia M. Johnson Management For Voted - For
5 Elect Ruth Ann Marshall Management For Voted - For
6 Elect Connie D. McDaniel Management For Voted - For
7 Elect Joseph H. Osnoss Management For Voted - For
8 Elect William B. Plummer Management For Voted - For
9 Elect Jeffrey S. Sloan Management For Voted - For
10 Elect John T. Turner Management For Voted - For
11 Elect M. Troy Woods Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
995
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
GUIDEWIRE SOFTWARE, INC.
Security ID: 40171V100 Ticker: GWRE
Meeting Date: 20-Dec-22 Meeting Type: Annual
1 Elect Marcus S. Ryu Management For Voted - For
2 Elect Paul Lavin Management For Voted - For
3 Elect Michael Rosenbaum Management For Voted - For
4 Elect David S. Bauer Management For Voted - For
5 Elect Margaret Dillon Management For Voted - For
6 Elect Michael C. Keller Management For Voted - For
7 Elect Catherine P. Lego Management For Voted - For
8 Elect Rajani Ramanathan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Permit Shareholders to Call Special Meetings Management For Voted - For
12 Amendment to Allow Exculpation of Officers Management For Voted - Against
13 Amendment to the 2020 Stock Plan Management For Voted - For
HEALTHEQUITY, INC.
Security ID: 42226A107 Ticker: HQY
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert W. Selander Management For Voted - For
2 Elect Jon Kessler Management For Voted - For
3 Elect Stephen D. Neeleman Management For Voted - For
4 Elect Paul M. Black Management For Voted - For
5 Elect Frank A. Corvino Management For Voted - For
6 Elect Adrian T. Dillon Management For Voted - For
7 Elect Evelyn S. Dilsaver Management For Voted - For
8 Elect Debra McCowan Management For Voted - For
9 Elect Rajesh Natarajan Management For Voted - For
10 Elect Stuart B. Parker Management For Voted - For
11 Elect Gayle Wellborn Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HIVE BLOCKCHAIN TECHNOLOGIES LTD.
Security ID: 43366H704 Ticker: HIVE
Meeting Date: 20-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Frank Holmes Management For Voted - Against
3 Elect Ian Mann Management For Voted - Against
4 Elect Susan B. McGee Management For Voted - For
996
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Marcus New Management For Voted - Against
6 Elect Dave Perrill Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Stock Option Plan Renewal Management For Voted - For
HUB24 LIMITED
Security ID: Q4970M176 Ticker: HUB
Meeting Date: 16-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Bruce Higgins Management For Voted - For
4 Approve Performance Rights Plan Management For Voted - For
5 Equity Grant (MD Andrew Alcock) Management For Voted - For
HYPOPORT SE
Security ID: D3149E101 Ticker: HYQ
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Profits Management For Voted - For
4 Ratify Ronald Slabke Management For Voted - For
5 Ratify Stephan Gawarecki Management For Voted - For
6 Ratify Dieter Pfeiffenberger Management For Voted - For
7 Ratify Roland Adams Management For Voted - For
8 Ratify Martin Krebs Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - Against
11 Amendments to Articles (Virtual General Meeting) Management For Voted - For
12 Amendments to Articles (Virtual Participation of
Supervisory Board Members) Management For Voted - Against
13 Increase in Authorised Capital Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
997
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
I3 VERTICALS, INC.
Security ID: 46571Y107 Ticker: IIIV
Meeting Date: 24-Feb-23 Meeting Type: Annual
1.1 Elect Gregory S. Daily Management For Voted - For
1.2 Elect Clay M. Whitson Management For Voted - Withheld
1.3 Elect Elizabeth Seigenthaler Courtney Management For Voted - Withheld
1.4 Elect John C. Harrison Management For Voted - For
1.5 Elect Burton Harvey Management For Voted - For
1.6 Elect Timothy McKenna Management For Voted - For
1.7 Elect David Morgan Management For Voted - For
1.8 Elect David M. Wilds Management For Voted - For
1.9 Elect Decosta E. Jenkins Management For Voted - For
2 Ratification of Auditor Management For Voted - For
INTUIT INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Eve Burton Management For Voted - For
2 Elect Scott D. Cook Management For Voted - For
3 Elect Richard L. Dalzell Management For Voted - For
4 Elect Sasan Goodarzi Management For Voted - For
5 Elect Deborah Liu Management For Voted - For
6 Elect Tekedra Mawakana Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Thomas J. Szkutak Management For Voted - For
9 Elect Raul Vazquez Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
IRESS LIMITED
Security ID: Q49822101 Ticker: IRE
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Equity Grant (MD/CEO Marcus Price) - Equity Rights Management For Voted - For
3 Equity Grant (MD/CEO Marcus Price) - Performance
Rights Management For Voted - For
4 Equity Grant (MD/CEO Marcus Price) - Options Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
998
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Anthony J. Glenning Management For Voted - For
3 Re-elect Trudy J. Vonhoff Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Amendments to Constitution Management For Voted - For
6 Appointment of Auditor Management For Voted - For
JACK HENRY & ASSOCIATES, INC.
Security ID: 426281101 Ticker: JKHY
Meeting Date: 15-Nov-22 Meeting Type: Annual
1 Elect David B. Foss Management For Voted - For
2 Elect Matthew C. Flanigan Management For Voted - For
3 Elect Thomas H. Wilson, Jr. Management For Voted - For
4 Elect Jacque R. Fiegel Management For Voted - For
5 Elect Thomas A. Wimsett Management For Voted - For
6 Elect Laura G. Kelly Management For Voted - For
7 Elect Shruti S. Miyashiro Management For Voted - For
8 Elect Wesley A. Brown Management For Voted - For
9 Elect Curtis A. Campbell Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
KAKAOPAY CORP.
Security ID: Y451AL100 Ticker: 377300
Meeting Date: 27-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Article 2 Management For Voted - For
3 Article 24 Management For Voted - For
4 Article 26 Management For Voted - Against
5 Article 35 Management For Voted - For
6 Article 36 and Supplemenatary Provision Management For Voted - For
7 Share Option Grant Granted by Board Resolution Management For Voted - For
8 Directors' Fees Management For Voted - For
LEMONADE, INC.
Security ID: 52567D107 Ticker: LMND
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Silvija Martincevic Management For Voted - For
1.2 Elect Michael Eisenberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
999
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
LENDINGCLUB CORPORATION
Security ID: 52603A208 Ticker: LC
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Kathryn Reinmann Management For Voted - For
2 Elect Scott Sanborn Management For Voted - For
3 Elect Michael P. Zeisser Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Amendment to the 2014 Equity Incentive Plan Management For Voted - For
LENDINGTREE, INC.
Security ID: 52603B107 Ticker: TREE
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Gabriel Dalporto Management For Voted - For
2 Elect Thomas M. Davidson, Jr. Management For Voted - Against
3 Elect Mark A. Ernst Management For Voted - For
4 Elect Robin Henderson Management For Voted - For
5 Elect Douglas R. Lebda Management For Voted - For
6 Elect Steven Ozonian Management For Voted - For
7 Elect Diego Rodriguez Management For Voted - For
8 Elect Saras Sarasvathy Management For Voted - For
9 Elect G. Kennedy Thompson Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Approval of the 2023 Stock Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
LEONTEQ AG
Security ID: H7249V109 Ticker: LEON
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Ratification of Board and Management Acts Management For Take No Action
4 Amendments to Articles (Capital Band) Management For Take No Action
5 Amendments to Articles (Hybrid Meetings) Management For Take No Action
6 Amendments to Articles (Bundled Amendments) Management For Take No Action
7 Allocation of Dividends Management For Take No Action
8 Elect Christopher M. Chambers Management For Take No Action
9 Elect Sylvie Davidson Management For Take No Action
10 Elect Susana Gomez Smith Management For Take No Action
1000
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Richard Alan Laxer Management For Take No Action
12 Elect Philippe Le Baquer Management For Take No Action
13 Elect Thomas R. Meier Management For Take No Action
14 Elect Dominik Scharer Management For Take No Action
15 Elect Philippe Weber Management For Take No Action
16 Elect Christopher M. Chambers as Board Chair Management For Take No Action
17 Elect Susana Gomez Smith as Nominating and
Compensation Committee Member Management For Take No Action
18 Elect Richard Alan Laxer as Nominating and
Compensation Committee Member Management For Take No Action
19 Elect Philippe Weber as Nominating and Compensation
Committee Member Management For Take No Action
20 Appointment of Auditor Management For Take No Action
21 Appointment of Independent Proxy Management For Take No Action
22 Compensation Report Management For Take No Action
23 Board Compensation Management For Take No Action
24 Executive Compensation (Variable Short-term) Management For Take No Action
25 Executive Compensation (Fixed) Management For Take No Action
26 Executive Compensation (Variable Long-term) Management For Take No Action
27 Non-Voting Meeting Note N/A N/A Take No Action
LINKLOGIS INC
Security ID: G5571R101 Ticker: 9959
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Special Dividend Management For Voted - For
5 Elect GAO Feng Management For Voted - Against
6 Elect TAN Huay Lim Management For Voted - Against
7 Elect CHEN Wei Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Class B Shares w/o Preemptive
Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
LUFAX HOLDING LTD
Security ID: 54975P102 Ticker: LU
Meeting Date: 12-Apr-23 Meeting Type: Special
1 Amended and Restated Articles of Association Management For Voted - For
2 Amendment to the Phase I and Phase II Share
Incentive Plans and 2019 Performance Share Unit Plan Management For Voted - For
3 General Mandate to Issue Shares Management For Voted - Against
1001
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 General Mandate to Repurchase Shares Management For Voted - For
5 Authority to Issue Repurchased Shares Management For Voted - Against
MARATHON DIGITAL HOLDINGS, INC.
Security ID: 565788106 Ticker: MARA
Meeting Date: 04-Nov-22 Meeting Type: Annual
1 Elect Georges Antoun Management For Voted - Withheld
2 Elect Jay P. Leupp Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Increase in Authorized Common Stock Management For Voted - For
5 Transaction of Other Business Management For Voted - Against
MERIDIANLINK, INC.
Security ID: 58985J105 Ticker: MLNK
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Reema Poddar Management For Voted - For
2 Elect Mark Sachleben Management For Voted - For
3 Elect Yael Zheng Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
NCINO, INC.
Security ID: 63947X101 Ticker: NCNO
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Jonathan J. Doyle Management For Voted - Withheld
1.2 Elect Jeffrey L. Horing Management For Voted - For
1.3 Elect William Spruill Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
NEXI SPA
Security ID: T6S18J104 Ticker: NEXI
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports; Allocation of Profits Management For Voted - For
4 Remuneration Policy Management For Voted - For
5 Remuneration Report Management For Voted - For
6 Authority to Repurchase and Reissue Shares Management For Voted - For
7 Ratification of Co-Option of Johannes Korp Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
1002
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
NUVEI CORPORATION
Security ID: 67079A102 Ticker: NVEI
Meeting Date: 26-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Philip Fayer Management For Voted - For
3 Elect Timothy A. Dent Management For Voted - Against
4 Elect Maren Hwei Chyun Lau Management For Voted - Against
5 Elect David Lewin Management For Voted - Against
6 Elect Daniela A. Mielke Management For Voted - Against
7 Elect Pascal Tremblay Management For Voted - Against
8 Elect Samir M. Zabaneh Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendment to the Omnibus Incentive Plan Management For Voted - Against
OPEN LENDING CORPORATION
Security ID: 68373J104 Ticker: LPRO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect John J. Flynn Management For Voted - For
2 Elect Keith A. Jezek Management For Voted - For
3 Elect Jessica Snyder Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
PAGAYA TECHNOLOGIES LTD.
Security ID: M7S64L115 Ticker: PGY
Meeting Date: 24-May-23 Meeting Type: Special
1 Authority to Create Preferred Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Issuance of Shares upon Preferred Share Conversion Management For Voted - For
PAGSEGURO DIGITAL LTD.
Security ID: G68707101 Ticker: PAGS
Meeting Date: 26-May-23 Meeting Type: Annual
1 Elect Luiz Frias Management For Voted - For
2 Elect Maria Judith de Brito Management For Voted - For
3 Elect Eduardo Alcaro Management For Voted - For
4 Elect Maria Carolina Ferreira Lacerda Management For Voted - For
5 Elect Cleveland P. Teixeira Management For Voted - Against
6 Elect Marcia Nogueira de Mello Management For Voted - For
7 Financial Statements Management For Voted - For
1003
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Ratification of Long-Term Incentive Plan Management For Voted - For
9 Ratification of Board Acts Management For Voted - For
PAYMENTUS HOLDINGS, INC.
Security ID: 70439P108 Ticker: PAY
Meeting Date: 02-Jun-23 Meeting Type: Annual
1.1 Elect Jody R. Davids Management For Voted - For
1.2 Elect Adam Malinowski Management For Voted - For
1.3 Elect Gary Trainor Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
PAYONEER GLOBAL INC.
Security ID: 70451X104 Ticker: PAYO
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect John Caplan Management For Voted - For
1.2 Elect Amir Goldman Management For Voted - For
1.3 Elect Susanna Morgan Management For Voted - For
1.4 Elect Rich Williams Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the 2015 Equity Incentive Plan Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
1004
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Policy Against
Discriminatory Exclusion in Conflict Zones Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Transparency Reports
and Account Suspensions Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
PAYSAFE LIMITED
Security ID: G6964L107 Ticker: PSFE
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Reverse Stock Split Management For Voted - For
2 Amendments to Articles Management For Voted - For
PAYSAFE LIMITED
Security ID: G6964L206 Ticker: PSFE
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Matthew Bryant Management For Voted - For
2 Elect Mark Brooker Management For Voted - Against
3 Elect Dagmar Kollmann Management For Voted - For
4 Elect Hilary Stewart-Jones Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
RIOT BLOCKCHAIN, INC.
Security ID: 767292105 Ticker: RIOT
Meeting Date: 27-Jul-22 Meeting Type: Annual
1 Elect Hubert Marleau Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Increase in Authorized Common Stock Management For Voted - For
5 Amendment to the 2019 Equity Incentive Plan Management For Voted - Against
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Increase in Authorized Common Stock Management For Voted - For
1005
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
RIOT PLATFORMS, INC.
Security ID: 767292105 Ticker: RIOT
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Hannah Cho Management For Voted - For
2 Elect Lance D'Ambrosio Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
SAPIENS INTERNATIONAL CORPORATION N.V.
Security ID: G7T16G103 Ticker: SPNS
Meeting Date: 22-Dec-22 Meeting Type: Annual
1 Elect Guy Bernstein Management For Voted - For
2 Elect Roni Al Dor Management For Voted - For
3 Elect Eyal Ben-Chlouche Management For Voted - For
4 Elect Yacov Elinav Management For Voted - For
5 Elect Uzi Netanel Management For Voted - For
6 Elect Naamit Salomon Management For Voted - Against
7 Accounts and Reports Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
SHIFT4 PAYMENTS, INC.
Security ID: 82452J109 Ticker: FOUR
Meeting Date: 09-Jun-23 Meeting Type: Annual
1.1 Elect Sam Bakhshandehpour Management For Voted - For
1.2 Elect Jonathan S. Halkyard Management For Voted - Withheld
1.3 Elect Donald Isaacman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
SIMCORP A/S
Security ID: K8851Q129 Ticker: SIM
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration Report Management For Voted - For
1006
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Peter Schutze Management For Voted - For
9 Elect Morten Hubbe Management For Voted - For
10 Elect Simon Jeffreys Management For Voted - For
11 Elect Susan Standiford Management For Voted - For
12 Elect Adam Warby Management For Voted - For
13 Elect Allan Polack Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Directors' Fees Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
SOFI TECHNOLOGIES, INC.
Security ID: 83406F102 Ticker: SOFI
Meeting Date: 12-Jul-22 Meeting Type: Annual
1 Elect Ahmed Al-Hammadi Management For Voted - For
2 Elect Ruzwana Bashir Management For Voted - For
3 Elect Michael J. Bingle Management For Voted - For
4 Elect Richard Costolo Management For Voted - For
5 Elect Steven J. Freiberg Management For Voted - For
6 Elect Tom Hutton Management For Voted - For
7 Elect Clara Liang Management For Voted - For
8 Elect Anthony J. Noto Management For Voted - For
9 Elect Harvey Schwartz Management For Voted - For
10 Elect Magdalena Yesil Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Stock Option and Incentive
Plan Management For Voted - Against
14 Reverse Stock Split Management For Voted - For
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Ahmed Al-Hammadi Management For Voted - For
2 Elect Ruzwana Bashir Management For Voted - For
3 Elect Michael J. Bingle Management For Voted - For
4 Elect Richard Costolo Management For Voted - For
5 Elect Steven J. Freiberg Management For Voted - For
6 Elect John C.R. Hele Management For Voted - For
7 Elect Tom Hutton Management For Voted - For
8 Elect Clara Liang Management For Voted - For
9 Elect Anthony J. Noto Management For Voted - For
10 Elect Harvey Schwartz Management For Voted - For
11 Elect Magdalena Yesil Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
1007
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
14 Reverse Stock Split Management For Voted - For
SS&C TECHNOLOGIES HOLDINGS, INC.
Security ID: 78467J100 Ticker: SSNC
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Normand A. Boulanger Management For Voted - For
2 Elect David A. Varsano Management For Voted - Against
3 Elect Michael J. Zamkow Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Approval of the 2023 Stock Incentive Management For Voted - Against
STONECO LTD.
Security ID: G85158106 Ticker: STNE
Meeting Date: 27-Sep-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Elect Andre Street Management For Voted - For
3 Elect Conrado Engel Management For Voted - For
4 Elect Roberto Moses Thompson Motta Management For Voted - Against
5 Elect Luciana Ibiapina Lira Aguiar Management For Voted - For
6 Elect Pedro Franceschi Management For Voted - For
7 Elect Diego Fresco Gutierrez Management For Voted - Against
8 Elect Mauricio Luis Luchetti Management For Voted - For
9 Elect Patricia Regina Verderesi Schindler Management For Voted - For
10 Elect Pedro Zinner Management For Voted - For
TEMENOS AG
Security ID: H8547Q107 Ticker: TEMN
Meeting Date: 03-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Allocation of Dividends Management For Take No Action
4 Ratification of Board and Management Acts Management For Take No Action
5 Board Compensation Management For Take No Action
6 Executive Compensation Management For Take No Action
7 Elect Xavier Cauchois Management For Take No Action
8 Elect Dorothee Deuring Management For Take No Action
9 Elect Thibault de Tersant as Board Chair Management For Take No Action
10 Elect Ian Cookson Management For Take No Action
11 Elect Peter Spenser Management For Take No Action
12 Elect Maurizio Carli Management For Take No Action
1008
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect Deborah Forster Management For Take No Action
14 Elect Cecilia Hulten Management For Take No Action
15 Elect Peter Spenser as Compensation Committee Member Management For Take No Action
16 Elect Maurizio Carli as Compensation Committee
Member Management For Take No Action
17 Elect Deborah Forster as Compensation Committee
Member Management For Take No Action
18 Elect Cecilia Hulten as Compensation Committee
Member Management For Take No Action
19 Elect Dorothee Deuring as Compensation Committee
Member Management For Take No Action
20 Appointment of Independent Proxy Management For Take No Action
21 Appointment of Auditor Management For Take No Action
22 Non-Voting Meeting Note N/A N/A Take No Action
TOAST, INC.
Security ID: 888787108 Ticker: TOST
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Kent Bennett Management For Voted - Withheld
2 Elect Susan E. Chapman-Hughes Management For Voted - For
3 Elect Mark J. Hawkins Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
UPSTART HOLDINGS, INC
Security ID: 91680M107 Ticker: UPST
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Kerry W. Cooper Management For Voted - For
1.2 Elect Mary Hentges Management For Voted - For
1.3 Elect Ciaran OKelly Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
VERTEX, INC.
Security ID: 92538J106 Ticker: VERX
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Eric C. Andersen Management For Voted - Withheld
1.2 Elect David DeStefano Management For Voted - For
2 Ratification of Auditor Management For Voted - For
1009
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
VIRTU FINANCIAL, INC.
Security ID: 928254101 Ticker: VIRT
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Douglas A. Cifu Management For Voted - For
1.2 Elect Joseph Grano, Jr. Management For Voted - For
1.3 Elect Joanne M. Minieri Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
WEALTHNAVI INC
Security ID: J9504M103 Ticker: 7342
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Kazuhisa Shibayama Management For Voted - For
3 Elect Gaku Hirose Management For Voted - For
4 Elect Sumito Togo Management For Voted - For
5 Elect Maki Ogawa Management For Voted - For
WISE PLC
Security ID: G97229101 Ticker: WISE
Meeting Date: 23-Sep-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Remuneration Policy Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Elect David Wells Management For Voted - For
7 Elect Kristo Kaarmann Management For Voted - For
8 Elect Matthew Briers Management For Voted - For
9 Elect Terri L. Duhon Management For Voted - For
10 Elect Clare Gilmartin Management For Voted - For
11 Elect Alastair Rampell Management For Voted - For
12 Elect Hooi Ling Tan Management For Voted - For
13 Elect Ingo Jeroen Uytdehaage Management For Voted - For
14 Authorisation of Political Donations Management For Voted - For
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
1010
Global X FinTech ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
XERO LIMITED
Security ID: Q98665104 Ticker: XRO
Meeting Date: 18-Aug-22 Meeting Type: Annual
1 Authorise Board to Set Auditor's Fees Management For Voted - For
2 Re-elect David Thodey Management For Voted - For
3 Re-elect Susan Peterson Management For Voted - For
4 Elect Brian McAndrews Management For Voted - For
YEAHKA LIMITED
Security ID: G9835C108 Ticker: 9923
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect LUO Xiaohui Management For Voted - For
4 Elect AKIO Tanaka Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
ZIP CO LIMITED
Security ID: Q9899L142 Ticker: ZIP
Meeting Date: 03-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Meredith Scott Management For Voted - For
4 Re-elect Peter Gray Management For Voted - For
5 Ratify Issue of Securities Management For Voted - For
6 Equity Grant (NED Diane Smith Gander) Management For Voted - For
7 Equity Grant (NED John Batistich) Management For Voted - For
8 Equity Grant (NED Meredith Scott) Management For Voted - For
9 Approve Employee Incentive Plan Management For Voted - For
10 Approve Potential Termination Benefits Management For Voted - For
11 Equity Grant (MD/CEO Larry Diamond) Management For Voted - For
12 Equity Grant (COO Peter Gray) Management For Voted - For
13 Equity Grant (MD/CEO Larry Diamond) Management For Voted - For
14 Equity Grant (COO Peter Gray) Management For Voted - For
1011
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
AFFIRM HOLDINGS, INC.
Security ID: 00827B106 Ticker: AFRM
Meeting Date: 05-Dec-22 Meeting Type: Annual
1 Elect Jenny Ming Management For Voted - For
2 Elect Christa Quarles Management For Voted - For
3 Elect Keith Rabois Management For Voted - For
4 Ratification of Auditor Management For Voted - For
AIRBNB, INC.
Security ID: 009066101 Ticker: ABNB
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Nathan Blecharczyk Management For Voted - For
2 Elect Alfred Lin Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
AKAMAI TECHNOLOGIES, INC.
Security ID: 00971T101 Ticker: AKAM
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Marianne C. Brown Management For Voted - For
3 Elect Monte E. Ford Management For Voted - For
4 Elect Daniel R. Hesse Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect F. Thomson Leighton Management For Voted - For
7 Elect Jonathan F. Miller Management For Voted - For
8 Elect Madhu Ranganathan Management For Voted - Against
9 Elect Bernardus Verwaayen Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
AMERICAN CAMPUS COMMUNITIES, INC.
Security ID: 024835100 Ticker: ACC
Meeting Date: 04-Aug-22 Meeting Type: Special
1 Acquisition by Blackstone Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
1012
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Right to Adjourn Meeting Management For Voted - For
AMERICAN HOMES 4 RENT
Security ID: 02665T306 Ticker: AMH
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Matthew J. Hart Management For Voted - For
2 Elect David P. Singelyn Management For Voted - For
3 Elect Douglas N. Benham Management For Voted - For
4 Elect John Corrigan Management For Voted - For
5 Elect David Goldberg Management For Voted - For
6 Elect Tamara Hughes Gustavson Management For Voted - For
7 Elect Michelle C. Kerrick Management For Voted - For
8 Elect James H. Kropp Management For Voted - For
9 Elect Lynn C. Swann Management For Voted - For
10 Elect Winifred Webb Management For Voted - For
11 Elect Jay Willoughby Management For Voted - For
12 Elect Matthew R. Zaist Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
ANTERO RESOURCES CORPORATION
Security ID: 03674X106 Ticker: AR
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Paul M. Rady Management For Voted - For
1.2 Elect Thomas B. Tyree, Jr Management For Voted - For
1.3 Elect Brenda R. Schroer Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to Articles to Reflect Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
APARTMENT INCOME REIT CORP.
Security ID: 03750L109 Ticker: AIRC
Meeting Date: 07-Dec-22 Meeting Type: Annual
1 Elect Terry Considine Management For Voted - For
2 Elect Thomas N. Bohjalian Management For Voted - For
3 Elect Kristin Finney-Cooke Management For Voted - For
4 Elect Thomas L. Keltner Management For Voted - For
5 Elect Devin I. Murphy Management For Voted - For
6 Elect Margarita Palau-Hernandez Management For Voted - For
7 Elect John D. Rayis Management For Voted - For
8 Elect Ann Sperling Management For Voted - For
9 Elect Nina A. Tran Management For Voted - For
1013
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Ratification of Auditor Management For Voted - Against
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2020 Stock Award and Incentive Plan Management For Voted - For
APOLLO GLOBAL MANAGEMENT, INC.
Security ID: 03769M106 Ticker: APO
Meeting Date: 07-Oct-22 Meeting Type: Annual
1.1 Elect Marc A. Beilinson Management For Voted - For
1.2 Elect James R. Belardi Management For Voted - For
1.3 Elect Jessica M. Bibliowicz Management For Voted - For
1.4 Elect Walter Clayton Management For Voted - For
1.5 Elect Michael E. Ducey Management For Voted - For
1.6 Elect Richard P. Emerson Management For Voted - For
1.7 Elect Kerry Murphy Healey Management For Voted - For
1.8 Elect Mitra Hormozi Management For Voted - For
1.9 Elect Pamela J. Joyner Management For Voted - For
1.10 Elect Scott M. Kleinman Management For Voted - For
1.11 Elect Alvin B. Krongard Management For Voted - For
1.12 Elect Pauline D.E. Richards Management For Voted - Withheld
1.13 Elect Marc Rowan Management For Voted - For
1.14 Elect David Simon Management For Voted - For
1.15 Elect Lynn C. Swann Management For Voted - For
1.16 Elect James C. Zelter Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
APPLOVIN CORPORATION
Security ID: 03831W108 Ticker: APP
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Adam Foroughi Management For Voted - For
2 Elect Herald Y. Chen Management For Voted - Withheld
3 Elect Craig S. Billings Management For Voted - For
4 Elect Margaret H. Georgiadis Management For Voted - Withheld
5 Elect Alyssa Harvey Dawson Management For Voted - For
6 Elect Edward Oberwager Management For Voted - Withheld
7 Elect Asha Sharma Management For Voted - For
8 Elect Eduardo Vivas Management For Voted - Withheld
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
1014
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
ARES MANAGEMENT CORPORATION
Security ID: 03990B101 Ticker: ARES
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Elect Michael J. Arougheti Management For Voted - For
2 Elect Ashish Bhutani Management For Voted - For
3 Elect Antoinette C. Bush Management For Voted - For
4 Elect R. Kipp deVeer Management For Voted - For
5 Elect Paul G. Joubert Management For Voted - For
6 Elect David B. Kaplan Management For Voted - For
7 Elect Michael Mark Lynton Management For Voted - For
8 Elect Eileen Naughton Management For Voted - For
9 Elect Judy Olian Management For Voted - For
10 Elect Antony P. Ressler Management For Voted - Against
11 Elect Bennett Rosenthal Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Approval of the 2023 Equity Incentive Plan Management For Voted - Against
AVALARA INC.
Security ID: 05338G106 Ticker: AVLR
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Acquisition by Vista Management For Voted - Against
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - Against
AXON ENTERPRISE, INC.
Security ID: 05464C101 Ticker: AXON
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - Against
2 Elect Michael Garnreiter Management For Voted - For
3 Elect Mark W. Kroll Management For Voted - Against
4 Elect Matthew R. McBrady Management For Voted - For
5 Elect Hadi Partovi Management For Voted - For
6 Elect Graham Smith Management For Voted - For
7 Elect Patrick W. Smith Management For Voted - For
8 Elect Jeri Williams Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Approval of 2023 CEO Performance Award Management For Voted - Against
13 Shareholder Proposal Regarding Discontinuation of
Plans for a Remotely-Operated, Non-Lethal TASER
Drone System Shareholder Against Voted - For
1015
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
BILL.COM HOLDINGS, INC.
Security ID: 090043100 Ticker: BILL
Meeting Date: 08-Dec-22 Meeting Type: Annual
1.1 Elect Steven Cakebread Management For Voted - For
1.2 Elect David M. Hornik Management For Voted - For
1.3 Elect Brian Jacobs Management For Voted - Withheld
1.4 Elect Allie Kline Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
BLACKROCK, INC.
Security ID: 09247X101 Ticker: BLK
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Bader M. Alsaad Management For Voted - For
2 Elect Pamela Daley Management For Voted - For
3 Elect Laurence D. Fink Management For Voted - For
4 Elect William E. Ford Management For Voted - For
5 Elect Fabrizio Freda Management For Voted - For
6 Elect Murry S. Gerber Management For Voted - For
7 Elect Margaret Peggy L. Johnson Management For Voted - For
8 Elect Robert S. Kapito Management For Voted - For
9 Elect Cheryl D. Mills Management For Voted - For
10 Elect Gordon M. Nixon Management For Voted - For
11 Elect Kristin C. Peck Management For Voted - For
12 Elect Charles H. Robbins Management For Voted - For
13 Elect Marco Antonio Slim Domit Management For Voted - For
14 Elect Hans E. Vestberg Management For Voted - For
15 Elect Susan L. Wagner Management For Voted - For
16 Elect Mark Wilson Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
19 Ratification of Auditor Management For Voted - For
20 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Report on Pension
Fund Clients Investment Returns Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Material
Risks of iShares ETF Shareholder Against Voted - Against
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Roelof F. Botha Management For Voted - For
1.2 Elect Amy Brooks Management For Voted - Withheld
1016
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Shawn Carter Management For Voted - For
1.4 Elect Jim McKelvey Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
CAMDEN PROPERTY TRUST
Security ID: 133131102 Ticker: CPT
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Richard J. Campo Management For Voted - For
2 Elect Javier E. Benito Management For Voted - For
3 Elect Heather J. Brunner Management For Voted - For
4 Elect Mark D. Gibson Management For Voted - For
5 Elect Scott S. Ingraham Management For Voted - For
6 Elect Renu Khator Management For Voted - For
7 Elect D. Keith Oden Management For Voted - For
8 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
9 Elect Steven A. Webster Management For Voted - For
10 Elect Kelvin R. Westbrook Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CAPITAL ONE FINANCIAL CORPORATION
Security ID: 14040H105 Ticker: COF
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Richard D. Fairbank Management For Voted - For
2 Elect Ime Archibong Management For Voted - For
3 Elect Christine R. Detrick Management For Voted - For
4 Elect Ann Fritz Hackett Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect Eli Leenaars Management For Voted - For
7 Elect Francois Locoh-Donou Management For Voted - For
8 Elect Peter E. Raskind Management For Voted - For
9 Elect Eileen M. Serra Management For Voted - For
10 Elect Mayo A. Shattuck III Management For Voted - For
11 Elect Bradford H. Warner Management For Voted - For
12 Elect Craig Anthony Williams Management For Voted - For
13 Elimination of Supermajority Requirement Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Amendment to the 2004 Stock Incentive Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
1017
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Disclosure of a
Board Diversity and Skills Matrix Shareholder Against Voted - For
CARVANA CO.
Security ID: 146869102 Ticker: CVNA
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Michael E. Maroone Management For Voted - Withheld
2 Elect Neha Parikh Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Amendment to the 2017 Omnibus Incentive Plan Management For Voted - Against
CLEAN HARBORS, INC.
Security ID: 184496107 Ticker: CLH
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Edward G. Galante Management For Voted - For
1.2 Elect Alison A. Quirk Management For Voted - For
1.3 Elect Shelley Stewart, Jr. Management For Voted - For
1.4 Elect John R. Welch Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
CLOUDFLARE, INC.
Security ID: 18915M107 Ticker: NET
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Scott D. Sandell Management For Voted - Withheld
1.2 Elect Michelle Zatlyn Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
COINBASE GLOBAL, INC.
Security ID: 19260Q107 Ticker: COIN
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld
1.2 Elect Kathryn Haun Management For Voted - Withheld
1.3 Elect Kelly A. Kramer Management For Voted - For
1.4 Elect Tobias Lutke Management For Voted - For
1.5 Elect Gokul Rajaram Management For Voted - For
1018
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect Fred Wilson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Michael R. Klein Management For Voted - For
2 Elect Andrew C. Florance Management For Voted - For
3 Elect Michael J. Glosserman Management For Voted - For
4 Elect John W. Hill Management For Voted - For
5 Elect Laura Cox Kaplan Management For Voted - For
6 Elect Robert W. Musslewhite Management For Voted - For
7 Elect Christopher J. Nassetta Management For Voted - Against
8 Elect Louise S. Sams Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Shareholder Proposal Regarding GHG Targets and
Alignment with the Paris Agreement Shareholder Against Voted - For
CROWDSTRIKE HOLDINGS, INC.
Security ID: 22788C105 Ticker: CRWD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1.1 Elect Johanna Flower Management For Voted - For
1.2 Elect Denis J. O'Leary Management For Voted - Withheld
1.3 Elect Godfrey R. Sullivan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
DATADOG, INC.
Security ID: 23804L103 Ticker: DDOG
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Olivier Pomel Management For Voted - For
2 Elect Dev Ittycheria Management For Voted - For
3 Elect Shardul Shah Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
DELL TECHNOLOGIES INC.
Security ID: 24703L202 Ticker: DELL
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Michael Dell Management For Voted - Withheld
1019
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect David W. Dorman Management For Voted - For
1.3 Elect Egon P. Durban Management For Voted - For
1.4 Elect David J. Grain Management For Voted - For
1.5 Elect William D. Green Management For Voted - For
1.6 Elect Simon Patterson Management For Voted - For
1.7 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.8 Elect Ellen J. Kullman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Stock Incentive Plan Management For Voted - For
DOORDASH, INC.
Security ID: 25809K105 Ticker: DASH
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Shona L. Brown Management For Voted - Against
2 Elect Alfred Lin Management For Voted - For
3 Elect Stanley Tang Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
DROPBOX, INC.
Security ID: 26210C104 Ticker: DBX
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Andrew W. Houston Management For Voted - For
1.2 Elect Donald W. Blair Management For Voted - For
1.3 Elect Lisa Campbell Management For Voted - For
1.4 Elect Paul E. Jacobs Management For Voted - Withheld
1.5 Elect Sara Mathew Management For Voted - For
1.6 Elect Abhay Parasnis Management For Voted - For
1.7 Elect Karen Peacock Management For Voted - For
1.8 Elect Michael Seibel Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
EPAM SYSTEMS, INC.
Security ID: 29414B104 Ticker: EPAM
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Eugene Roman Management For Voted - For
2 Elect Jill B. Smart Management For Voted - For
3 Elect Ronald P. Vargo Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
1020
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
ESSENT GROUP LTD.
Security ID: G3198U102 Ticker: ESNT
Meeting Date: 02-May-23 Meeting Type: Annual
1.1 Elect Mark A. Casale Management For Voted - For
1.2 Elect Douglas J. Pauls Management For Voted - For
1.3 Elect William L. Spiegel Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2013 Long-Term Incentive Plan Management For Voted - For
EURONET WORLDWIDE, INC.
Security ID: 298736109 Ticker: EEFT
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Ligia Torres Fentanes Management For Voted - For
1.2 Elect Andrzej Olechowski Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FEDEX CORPORATION
Security ID: 31428X106 Ticker: FDX
Meeting Date: 19-Sep-22 Meeting Type: Annual
1 Elect Marvin R. Ellison Management For Voted - For
2 Elect Stephen E. Gorman Management For Voted - For
3 Elect Susan Patricia Griffith Management For Voted - For
4 Elect Kimberly A. Jabal Management For Voted - For
5 Elect Amy B. Lane Management For Voted - For
6 Elect R. Brad Martin Management For Voted - For
7 Elect Nancy A. Norton Management For Voted - For
8 Elect Frederick P. Perpall Management For Voted - For
9 Elect Joshua Cooper Ramo Management For Voted - For
10 Elect Susan C. Schwab Management For Voted - For
11 Elect Frederick W. Smith Management For Voted - For
12 Elect David P. Steiner Management For Voted - Against
13 Elect Rajesh Subramaniam Management For Voted - For
14 Elect V. James Vena Management For Voted - For
15 Elect Paul S. Walsh Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Amendment to the 2019 Omnibus Stock Incentive Plan Management For Voted - For
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - For
1021
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
22 Shareholder Proposal Regarding Report on Racism in
Company Culture Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
FLEETCOR TECHNOLOGIES, INC.
Security ID: 339041105 Ticker: FLT
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Steven T. Stull Management For Voted - For
2 Elect Annabelle G. Bexiga Management For Voted - For
3 Elect Michael Buckman Management For Voted - For
4 Elect Ronald F. Clarke Management For Voted - For
5 Elect Joseph W. Farrelly Management For Voted - For
6 Elect Rahul Gupta Management For Voted - For
7 Elect Thomas M. Hagerty Management For Voted - Against
8 Elect Archie L. Jones Jr. Management For Voted - For
9 Elect Hala G. Moddelmog Management For Voted - Against
10 Elect Richard Macchia Management For Voted - For
11 Elect Jeffrey S. Sloan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
FORTINET, INC.
Security ID: 34959E109 Ticker: FTNT
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Ken Xie Management For Voted - For
2 Elect Michael Xie Management For Voted - For
3 Elect Kenneth A. Goldman Management For Voted - For
4 Elect Ming Hsieh Management For Voted - Against
5 Elect Jean Hu Management For Voted - For
6 Elect William H. Neukom Management For Voted - For
7 Elect Judith Sim Management For Voted - For
8 Elect James G. Stavridis Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Elimination of Supermajority Requirement Management For Voted - For
13 Amendment to Articles to Permit the Exculpation of
Officers Management For Voted - Against
1022
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
GUARDANT HEALTH, INC.
Security ID: 40131M109 Ticker: GH
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Ian T. Clark Management For Voted - For
2 Elect Meghan V. Joyce Management For Voted - For
3 Elect Samir Kaul Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
INSPIRE MEDICAL SYSTEMS, INC.
Security ID: 457730109 Ticker: INSP
Meeting Date: 27-Apr-23 Meeting Type: Annual
1.1 Elect Cynthia B. Burks Management For Voted - For
1.2 Elect Gary L. Ellis Management For Voted - For
1.3 Elect Georgia Garinois-Melenikiotou Management For Voted - For
1.4 Elect Dana G. Mead, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104 Ticker: ICE
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Shantella E. Cooper Management For Voted - For
3 Elect Duriya M. Farooqui Management For Voted - For
4 Elect Lord Hague of Richmond Management For Voted - For
5 Elect Mark F. Mulhern Management For Voted - For
6 Elect Thomas E. Noonan Management For Voted - For
7 Elect Caroline L. Silver Management For Voted - For
8 Elect Jeffrey C. Sprecher Management For Voted - For
9 Elect Judith A. Sprieser Management For Voted - For
10 Elect Martha A. Tirinnanzi Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
1023
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
INVITATION HOMES INC.
Security ID: 46187W107 Ticker: INVH
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Michael D. Fascitelli Management For Voted - For
1.2 Elect Dallas B. Tanner Management For Voted - For
1.3 Elect Jana Cohen Barbe Management For Voted - For
1.4 Elect Richard D. Bronson Management For Voted - For
1.5 Elect Jeffrey E. Kelter Management For Voted - For
1.6 Elect Joseph D. Margolis Management For Voted - For
1.7 Elect John B. Rhea Management For Voted - For
1.8 Elect Janice L. Sears Management For Voted - For
1.9 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
1.10 Elect Keith D. Taylor Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
IONIS PHARMACEUTICALS, INC.
Security ID: 462222100 Ticker: IONS
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Spencer R. Berthelsen Management For Voted - For
1.2 Elect Joan E. Herman Management For Voted - For
1.3 Elect B. Lynne Parshall Management For Voted - For
1.4 Elect Joseph H. Wender Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2011 Equity Incentive Plan Management For Voted - For
5 Amendment to the 2002 Non-Employee Directors Stock
Option Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY
Security ID: G50871105 Ticker: JAZZ
Meeting Date: 28-Jul-22 Meeting Type: Annual
1 Elect Jennifer E. Cook Management For Voted - For
2 Elect Patrick G. Enright Management For Voted - For
3 Elect Seamus C. Mulligan Management For Voted - For
4 Elect Norbert G. Riedel Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Right to Adjourn Meeting Management For Voted - For
1024
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
LYFT, INC.
Security ID: 55087P104 Ticker: LYFT
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Logan D. Green Management For Voted - For
1.2 Elect David Risher Management For Voted - For
1.3 Elect Dave Stephenson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
MARKETAXESS HOLDINGS INC.
Security ID: 57060D108 Ticker: MKTX
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Richard M. McVey Management For Voted - For
2 Elect Christopher R. Concannon Management For Voted - For
3 Elect Nancy A. Altobello Management For Voted - For
4 Elect Steven Begleiter Management For Voted - For
5 Elect Stephen P. Casper Management For Voted - For
6 Elect Jane P. Chwick Management For Voted - For
7 Elect William F. Cruger, Jr. Management For Voted - For
8 Elect Kourtney Gibson Management For Voted - For
9 Elect Richard G. Ketchum Management For Voted - For
10 Elect Emily H. Portney Management For Voted - For
11 Elect Richard L. Prager Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MASIMO CORPORATION
Security ID: 574795100 Ticker: MASI
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Elect Management Nominee H. Michael Cohen Management For Take No Action
2 Elect Management Nominee Julie A. Shimer Management For Take No Action
3 Elect Politan Nominee Michelle Brennan Shareholder Withhold Take No Action
4 Elect Politan Nominee Quentin Koffey Shareholder Withhold Take No Action
5 Ratification of Auditor Management For Take No Action
6 Advisory Vote on Executive Compensation Management For Take No Action
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Take No Action
8 Repeal of Classified Board Management For Take No Action
9 Change in Board Size Management For Take No Action
10 Shareholder Proposal Regarding Repeal of Bylaw
Amendments Shareholder Against Take No Action
1 Elect Politan Nominee Michelle Brennan Shareholder N/A Voted - For
2 Elect Politan Nominee Quentin Koffey Shareholder N/A Voted - For
1025
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Management Nominee H Michael Cohen Shareholder N/A Voted - Withheld
4 Elect Management Nominee Julie A. Shimer Shareholder N/A Voted - Withheld
5 Ratification of Auditor Management N/A Voted - For
6 Advisory Vote on Executive Compensation Management N/A Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
8 Repeal of Classified Board Management N/A Voted - For
9 Change in Board Size Management N/A Voted - For
10 Shareholder Proposal Regarding Repeal of Bylaw
Amendments Shareholder N/A Voted - For
MATADOR RESOURCES COMPANY
Security ID: 576485205 Ticker: MTDR
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph Wm. Foran Management For Voted - For
2 Elect Reynald A. Baribault Management For Voted - Against
3 Elect Timothy E. Parker Management For Voted - For
4 Elect Shelley F. Appel Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
MEDICAL PROPERTIES TRUST, INC.
Security ID: 58463J304 Ticker: MPW
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Edward K. Aldag, Jr. Management For Voted - For
2 Elect G. Steven Dawson Management For Voted - For
3 Elect R. Steven Hamner Management For Voted - Against
4 Elect Caterina A. Mozingo Management For Voted - For
5 Elect Emily W. Murphy Management For Voted - For
6 Elect Elizabeth N. Pitman Management For Voted - For
7 Elect D. Paul Sparks, Jr. Management For Voted - For
8 Elect Michael G. Stewart Management For Voted - For
9 Elect C. Reynolds Thompson, III Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MEDPACE HOLDINGS, INC.
Security ID: 58506Q109 Ticker: MEDP
Meeting Date: 19-May-23 Meeting Type: Annual
1.1 Elect Brian T. Carley Management For Voted - Withheld
1.2 Elect Femida H. Gwadry-Sridhar Management For Voted - For
1.3 Elect Robert O. Kraft Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
1026
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - For
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: META
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - Withheld
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Content
Management in India Shareholder Against Voted - For
8 Shareholder Proposal Regarding Lobbying Activity
Alignment with Net-Zero Emissions Commitment Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Targets and Report
on Child Safety Impacts Shareholder Against Voted - For
12 Shareholder Proposal Regarding Calibrating
Executive Pay to Externalized Costs Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Assessment of Audit
and Risk Oversight Committee Shareholder Against Voted - For
MONOLITHIC POWER SYSTEMS, INC.
Security ID: 609839105 Ticker: MPWR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Victor K. Lee Management For Voted - For
2 Elect James C. Moyer Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
1027
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
MP MATERIALS CORP.
Security ID: 553368101 Ticker: MP
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Arnold W. Donald Management For Voted - For
2 Elect Randall J. Weisenburger Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
NEUROCRINE BIOSCIENCES, INC.
Security ID: 64125C109 Ticker: NBIX
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Kevin C. Gorman Management For Voted - For
1.2 Elect Gary Lyons Management For Voted - For
1.3 Elect Johanna Mercier Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2020 Equity Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
NEW FORTRESS ENERGY INC.
Security ID: 644393100 Ticker: NFE
Meeting Date: 22-May-23 Meeting Type: Annual
1.1 Elect John J. Mack Management For Voted - Withheld
1.2 Elect Katherine Wanner Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
NEXSTAR MEDIA GROUP, INC.
Security ID: 65336K103 Ticker: NXST
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Repeal of Classified Board Management For Voted - For
2 Adoption of Federal Forum Provision Management For Voted - Against
3 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
4 Charter Amendments to Eliminate Certain Provisions
that are No Longer Effective or Applicable Management For Voted - For
5 Elect John R. Muse Management For Voted - For
6 Elect I. Martin Pompadur Management For Voted - Against
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Frequency of Advisory Vote on Executive Compensation Management 2 Years Voted - 1 Year
10 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
1028
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
OAK STREET HEALTH, INC.
Security ID: 67181A107 Ticker: OSH
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Acquisition by CVS Health Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
OKTA, INC.
Security ID: 679295105 Ticker: OKTA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Shellye L. Archambeau Management For Voted - For
1.2 Elect Robert L. Dixon, Jr. Management For Voted - For
1.3 Elect Benjamin A. Horowitz Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
1029
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
PALANTIR TECHNOLOGIES INC.
Security ID: 69608A108 Ticker: PLTR
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Governance Structure Settlement related Certificate
Amendments Management For Voted - For
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Alexander C. Karp Management For Voted - For
1.2 Elect Stephen Cohen Management For Voted - For
1.3 Elect Peter A. Thiel Management For Voted - For
1.4 Elect Alexander Moore Management For Voted - Withheld
1.5 Elect Alexandra Schiff Management For Voted - Withheld
1.6 Elect Lauren Friedman Stat Management For Voted - For
1.7 Elect Eric Woersching Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Sharen J. Turney Management For Voted - Withheld
2 Elect J.C. Watts Jr. Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
6 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
7 Shareholder Proposal Regarding Majority Vote for
the Election of Directors Shareholder Against Voted - For
PEGASYSTEMS INC.
Security ID: 705573103 Ticker: PEGA
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Alan Trefler Management For Voted - For
2 Elect Peter Gyenes Management For Voted - For
3 Elect Richard H. Jones Management For Voted - For
4 Elect Christopher Lafond Management For Voted - For
5 Elect Dianne Ledingham Management For Voted - For
6 Elect Sharon Rowlands Management For Voted - For
7 Elect Lawrence Weber Management For Voted - Against
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1030
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendment to the 2004 Long-Term Incentive Plan Management For Voted - For
11 Amendment to the 2006 Employee Stock Purchase Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
PENUMBRA, INC.
Security ID: 70975L107 Ticker: PEN
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Arani Bose Management For Voted - For
1.2 Elect Bridget O'Rourke Management For Voted - For
1.3 Elect Surbhi Sarna Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PINNACLE FINANCIAL PARTNERS, INC.
Security ID: 72346Q104 Ticker: PNFP
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Abney S. Boxley, III Management For Voted - For
2 Elect Charles E. Brock Management For Voted - For
3 Elect Renda J. Burkhart Management For Voted - For
4 Elect Gregory L. Burns Management For Voted - For
5 Elect Richard D. Callicutt II Management For Voted - For
6 Elect Thomas C. Farnsworth, III Management For Voted - For
7 Elect Joseph C. Galante Management For Voted - For
8 Elect Glenda B. Glover Management For Voted - Against
9 Elect David B. Ingram Management For Voted - For
10 Elect Decosta E. Jenkins Management For Voted - For
11 Elect Robert A. McCabe, Jr. Management For Voted - For
12 Elect G. Kennedy Thompson Management For Voted - For
13 Elect M. Terry Turner Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PIONEER NATURAL RESOURCES COMPANY
Security ID: 723787107 Ticker: PXD
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect A.R. Alameddine Management For Voted - For
2 Elect Lori G. Billingsley Management For Voted - For
3 Elect Edison C. Buchanan Management For Voted - For
4 Elect Richard P. Dealy Management For Voted - For
5 Elect Maria S. Jelescu Dreyfus Management For Voted - For
6 Elect Matthew Gallagher Management For Voted - For
1031
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Phillip A. Gobe Management For Voted - For
8 Elect Stacy P. Methvin Management For Voted - For
9 Elect Royce W. Mitchell Management For Voted - For
10 Elect Scott D. Sheffield Management For Voted - For
11 Elect J. Kenneth Thompson Management For Voted - For
12 Elect Phoebe A. Wood Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PROCORE TECHNOLOGIES, INC.
Security ID: 74275K108 Ticker: PCOR
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Craig F. Courtemanche Management For Voted - For
2 Elect Kathryn Bueker Management For Voted - For
3 Elect Nanci E. Caldwell Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Stock Issuance for Merger with Duke Realty Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect James B. Connor Management For Voted - For
4 Elect George L. Fotiades Management For Voted - For
5 Elect Lydia H. Kennard Management For Voted - For
6 Elect Irving F. Lyons, III Management For Voted - For
7 Elect Avid Modjtabai Management For Voted - For
8 Elect David P. O'Connor Management For Voted - For
9 Elect Olivier Piani Management For Voted - For
10 Elect Jeffrey L. Skelton Management For Voted - For
11 Elect Carl B. Webb Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
1032
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
QUANTUMSCAPE CORPORATION
Security ID: 74767V109 Ticker: QS
Meeting Date: 20-Sep-22 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - Withheld
1.7 Elect Gena C. Lovett Management For Voted - For
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - For
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - For
1.7 Elect Gena C. Lovett Management For Voted - Withheld
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - For
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph L. Goldstein Management For Voted - Against
2 Elect Christine A. Poon Management For Voted - For
3 Elect Craig B. Thompson Management For Voted - For
4 Elect Huda Y. Zoghbi Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1033
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
REXFORD INDUSTRIAL REALTY, INC.
Security ID: 76169C100 Ticker: REXR
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Robert L. Antin Management For Voted - For
2 Elect Michael S. Frankel Management For Voted - For
3 Elect Diana Ingram Management For Voted - Against
4 Elect Angela L. Kleiman Management For Voted - For
5 Elect Debra L. Morris Management For Voted - For
6 Elect Tyler H. Rose Management For Voted - For
7 Elect Howard Schwimmer Management For Voted - For
8 Elect Richard Ziman Management For Voted - Against
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
RINGCENTRAL, INC.
Security ID: 76680R206 Ticker: RNG
Meeting Date: 15-Dec-22 Meeting Type: Annual
1.1 Elect Vladimir Shmunis Management For Voted - For
1.2 Elect Kenneth A. Goldman Management For Voted - Withheld
1.3 Elect Michelle R. McKenna Management For Voted - Withheld
1.4 Elect Robert Theis Management For Voted - Withheld
1.5 Elect Allan Thygesen Management For Voted - Withheld
1.6 Elect Neil Williams Management For Voted - For
1.7 Elect Mignon L. Clyburn Management For Voted - For
1.8 Elect Arne Duncan Management For Voted - For
1.9 Elect Tarek Robbiati Management For Voted - For
1.10 Elect Sridhar Srinivasan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Amendment to the 2013 Equity Incentive Plan Management For Voted - Against
RIVIAN AUTOMOTIVE, INC.
Security ID: 76954A103 Ticker: RIVN
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Karen Boone Management For Voted - For
2 Elect Rose Marcario Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
1034
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Shareholder Proposal Regarding Human Rights Policy Shareholder Against Voted - For
ROBINHOOD MARKETS, INC.
Security ID: 770700102 Ticker: HOOD
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Frances Frei Management For Voted - For
2 Elect Meyer Malka Management For Voted - For
3 Ratification of Auditor Management For Voted - For
ROBLOX CORPORATION
Security ID: 771049103 Ticker: RBLX
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect David Baszucki Management For Voted - For
1.2 Elect Gregory Baszucki Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
ROKU, INC.
Security ID: 77543R102 Ticker: ROKU
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Jeffrey Blackburn Management For Voted - For
2 Elect Jeffrey Hastings Management For Voted - For
3 Elect Neil Hunt Management For Voted - For
4 Elect Anthony Wood Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Ratification of Auditor Management For Voted - For
ROYALTY PHARMA PLC
Security ID: G7709Q104 Ticker: RPRX
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Pablo Legorreta Management For Voted - For
2 Elect Henry A. Fernandez Management For Voted - Against
3 Elect Bonnie L. Bassler Management For Voted - For
4 Elect Errol B. De Souza Management For Voted - Against
5 Elect Catherine Engelbert Management For Voted - For
6 Elect Mario G. Giuliani Management For Voted - For
7 Elect David C. Hodgson Management For Voted - For
8 Elect Ted W. Love Management For Voted - For
9 Elect Gregory Norden Management For Voted - For
10 Elect Rory B. Riggs Management For Voted - For
1035
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Accounts and Reports Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Reappointment of U.K. Statutory Auditor Management For Voted - For
16 Authority to Set U.K. Auditor's Fees Management For Voted - For
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Laura Alber Management For Voted - For
3 Elect Craig A. Conway Management For Voted - For
4 Elect Arnold W. Donald Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Neelie Kroes Management For Voted - For
7 Elect Sachin Mehra Management For Voted - For
8 Elect G. Mason Morfit Management For Voted - For
9 Elect Oscar Munoz Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
SENTINELONE, INC.
Security ID: 81730H109 Ticker: S
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Elect Ana G. Pinczuk Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SKECHERS U.S.A., INC.
Security ID: 830566105 Ticker: SKX
Meeting Date: 12-Jun-23 Meeting Type: Annual
1.1 Elect Katherine Blair Management For Voted - Withheld
1036
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Yolanda Macias Management For Voted - For
1.3 Elect Richard Siskind Management For Voted - For
2 Amendment to Permit the Exculpation of Officers Management For Voted - Against
3 Approval of the 2023 Incentive Award Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
SS&C TECHNOLOGIES HOLDINGS, INC.
Security ID: 78467J100 Ticker: SSNC
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Normand A. Boulanger Management For Voted - For
2 Elect David A. Varsano Management For Voted - Against
3 Elect Michael J. Zamkow Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Approval of the 2023 Stock Incentive Management For Voted - Against
STARWOOD PROPERTY TRUST, INC.
Security ID: 85571B105 Ticker: STWD
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Richard D. Bronson Management For Voted - For
1.2 Elect Jeffrey G. Dishner Management For Voted - For
1.3 Elect Camille Douglas Management For Voted - For
1.4 Elect Deborah L. Harmon Management For Voted - For
1.5 Elect Solomon J. Kumin Management For Voted - For
1.6 Elect Frederick P. Perpall Management For Voted - For
1.7 Elect Fred S. Ridley Management For Voted - For
1.8 Elect Barry S. Sternlicht Management For Voted - For
1.9 Elect Strauss Zelnick Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
STEEL DYNAMICS, INC.
Security ID: 858119100 Ticker: STLD
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Mark D. Millett Management For Voted - For
1.2 Elect Sheree L. Bargabos Management For Voted - For
1.3 Elect Kenneth W. Cornew Management For Voted - For
1.4 Elect Traci M. Dolan Management For Voted - For
1037
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect James C. Marcuccilli Management For Voted - For
1.6 Elect Bradley S. Seaman Management For Voted - Withheld
1.7 Elect Gabriel L. Shaheen Management For Voted - For
1.8 Elect Luis M. Sierra Management For Voted - For
1.9 Elect Steven A. Sonnenberg Management For Voted - For
1.10 Elect Richard P. Teets, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Approval of the 2023 Equity Incentive Plan Management For Voted - For
6 Adoption of Majority Vote for Election of Directors Management For Voted - For
STORE CAPITAL CORPORATION
Security ID: 862121100 Ticker: STOR
Meeting Date: 09-Dec-22 Meeting Type: Special
1 Acquisition by GIC and Oak Street Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - For
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Luis A Borgen Management For Voted - For
3 Elect Marc N. Casper Management For Voted - For
4 Elect Janice D. Chaffin Management For Voted - For
5 Elect Bruce R. Chizen Management For Voted - For
6 Elect Mercedes Johnson Management For Voted - For
7 Elect Jeannine P. Sargent Management For Voted - For
8 Elect John G. Schwarz Management For Voted - For
9 Elect Roy A. Vallee Management For Voted - For
10 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Ira Ehrenpreis Management For Voted - Against
2 Elect Kathleen Wilson-Thompson Management For Voted - Against
1038
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Diversity
Aligned with Customer Base and Regional Operations Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
12 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
13 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Water Risk Exposure Shareholder Against Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Elon Musk Management For Voted - For
2 Elect Robyn M. Denholm Management For Voted - For
3 Elect J.B. Straubel Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Key Person Risk
Report Shareholder Against Voted - Against
THE TRADE DESK, INC.
Security ID: 88339J105 Ticker: TTD
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect Jeff T. Green Management For Voted - For
1.2 Elect Andrea Cunningham Management For Voted - For
2 Ratification of Auditor Management For Voted - For
TWILIO INC.
Security ID: 90138F102 Ticker: TWLO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Charles Bell Management For Voted - For
1.2 Elect Jeffrey R. Immelt Management For Voted - For
1.3 Elect Erika Rottenberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
1039
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
UBIQUITI INC.
Security ID: 90353W103 Ticker: UI
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect Ronald A. Sege Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
UIPATH INC.
Security ID: 90364P105 Ticker: PATH
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Daniel Dines Management For Voted - For
2 Elect Philippe Botteri Management For Voted - For
3 Elect Michael Gordon Management For Voted - For
4 Elect Daniel D. Springer Management For Voted - For
5 Elect Laela Sturdy Management For Voted - Withheld
6 Elect Karenann Terrell Management For Voted - For
7 Elect Richard P. Wong Management For Voted - Withheld
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
ULTRAGENYX PHARMACEUTICAL INC.
Security ID: 90400D108 Ticker: RARE
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Emil D. Kakkis, M.D., Ph.D. Management For Voted - For
2 Elect Shehnaaz Suliman, M.D. Management For Voted - For
3 Elect Daniel G. Welch Management For Voted - For
4 Approval of the 2023 Incentive Plan Management For Voted - For
5 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
UNITED THERAPEUTICS CORPORATION
Security ID: 91307C102 Ticker: UTHR
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Christopher Causey Management For Voted - For
2 Elect Raymond Dwek Management For Voted - For
3 Elect Richard Giltner Management For Voted - For
4 Elect Katherine Klein Management For Voted - For
5 Elect Raymond Kurzweil Management For Voted - For
1040
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Linda Maxwell Management For Voted - For
7 Elect Nilda Mesa Management For Voted - For
8 Elect Judy Olian Management For Voted - For
9 Elect Christopher Patusky Management For Voted - For
10 Elect Martine Rothblatt Management For Voted - For
11 Elect Louis Sullivan Management For Voted - For
12 Elect Thomas G. Thompson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2015 Stock Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
UPSTART HOLDINGS, INC
Security ID: 91680M107 Ticker: UPST
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Kerry W. Cooper Management For Voted - For
1.2 Elect Mary Hentges Management For Voted - For
1.3 Elect Ciaran OKelly Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
VEEVA SYSTEMS INC.
Security ID: 922475108 Ticker: VEEV
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Tim Cabral Management For Voted - For
2 Elect Mark Carges Management For Voted - For
3 Elect Peter P. Gassner Management For Voted - For
4 Elect Mary Lynne Hedley Management For Voted - For
5 Elect Priscilla Hung Management For Voted - For
6 Elect Tina Hunt Management For Voted - For
7 Elect Marshall Mohr Management For Voted - For
8 Elect Gordon Ritter Management For Voted - For
9 Elect Paul Sekhri Management For Voted - Against
10 Elect Matthew J. Wallach Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to Articles to Eliminate Inoperative
Provisions and to Update Other Miscellaneous
Provisions Management For Voted - For
13 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
1041
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
VERISIGN, INC.
Security ID: 92343E102 Ticker: VRSN
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect D. James Bidzos Management For Voted - For
2 Elect Courtney D. Armstrong Management For Voted - For
3 Elect Yehuda Ari Buchalter Management For Voted - For
4 Elect Kathleen A. Cote Management For Voted - Against
5 Elect Thomas F. Frist III Management For Voted - For
6 Elect Jamie S. Gorelick Management For Voted - For
7 Elect Roger H. Moore Management For Voted - For
8 Elect Timothy Tomlinson Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
VORNADO REALTY TRUST
Security ID: 929042109 Ticker: VNO
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Steven Roth Management For Voted - For
1.2 Elect Candace K. Beinecke Management For Voted - Withheld
1.3 Elect Michael D. Fascitelli Management For Voted - For
1.4 Elect Beatrice Bassey Management For Voted - For
1.5 Elect William W. Helman IV Management For Voted - For
1.6 Elect David Mandelbaum Management For Voted - Withheld
1.7 Elect Raymond J. McGuire Management For Voted - For
1.8 Elect Mandakini Puri Management For Voted - For
1.9 Elect Daniel R. Tisch Management For Voted - For
1.10 Elect Russell B. Wight, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Omnibus Share Plan Management For Voted - For
WAYFAIR INC.
Security ID: 94419L101 Ticker: W
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Amendment to the 2014 Incentive Award Plan Management For Voted - Against
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Niraj Shah Management For Voted - For
2 Elect Steven Conine Management For Voted - For
1042
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Michael Choe Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Jeremy King Management For Voted - For
6 Elect Michael Kumin Management For Voted - Abstain
7 Elect Jeffrey G. Naylor Management For Voted - For
8 Elect Anke Schaferkordt Management For Voted - For
9 Elect Michael E. Sneed Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Approval of the 2023 Incentive Award Plan Management For Voted - Against
WESTLAKE CORPORATION
Security ID: 960413102 Ticker: WLK
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Catherine T. Chao Management For Voted - For
1.2 Elect Marius A. Haas Management For Voted - For
1.3 Elect Kimberly S. Lubel Management For Voted - For
1.4 Elect Jeffrey W. Sheets Management For Voted - Withheld
1.5 Elect Carolyn C. Sabat Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Amendment to Allow Exculpation of Officers Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
6 Amendment to the 2013 Omnibus Incentive Plan Management For Voted - For
7 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
8 Shareholder Proposal Regarding Virgin Plastic Demand Shareholder Against Voted - Against
WORKDAY, INC.
Security ID: 98138H101 Ticker: WDAY
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Christa Davies Management For Voted - For
2 Elect Wayne A.I. Frederick Management For Voted - For
3 Elect Mark J. Hawkins Management For Voted - For
4 Elect George J. Still Jr. Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
1043
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZENDESK, INC.
Security ID: 98936J101 Ticker: ZEN
Meeting Date: 17-Aug-22 Meeting Type: Annual
1 Elect Michael Frandsen Management For Voted - For
2 Elect Brandon Gayle Management For Voted - For
3 Elect Ronald J. Pasek Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Permira/H&F Transaction Management For Voted - Against
2 Advisory Vote on Golden Parachutes Management For Voted - Against
3 Right to Adjourn Meeting Management For Voted - Against
ZOOM VIDEO COMMUNICATIONS, INC.
Security ID: 98980L101 Ticker: ZM
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Eric Yuan Management For Voted - For
1.2 Elect Peter Gassner Management For Voted - For
1.3 Elect H. R. McMaster Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ZOOMINFO TECHNOLOGIES INC.
Security ID: 98980F104 Ticker: ZI
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Todd Crockett Management For Voted - Withheld
1.2 Elect Patrick R. McCarter Management For Voted - For
1.3 Elect D. Randall Winn Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
ZSCALER, INC.
Security ID: 98980G102 Ticker: ZS
Meeting Date: 13-Jan-23 Meeting Type: Annual
1.1 Elect Andrew Brown Management For Voted - For
1.2 Elect Scott Darling Management For Voted - Withheld
1.3 Elect David Schneider Management For Voted - For
1044
Global X Founder-Run Companies ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
1045
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASTRA INTERNATIONAL TBK
Security ID: Y7117N172 Ticker: ASII
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Election of Directors and/or Commissioners (Slate);
Approval of Remuneration Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
AYALA CORPORATION
Security ID: Y0486V115 Ticker: AC
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Proof of Notice and Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Reissuance of Preferred A Shares Management For Voted - For
8 Elect Jaime Augusto Zobel de Ayala Management For Voted - Against
9 Elect Cezar Peralta Consing Management For Voted - Against
10 Elect Delfin L. Lazaro Management For Voted - Against
11 Elect Mercedita S. Nolledo Management For Voted - For
12 Elect Cesar V. Purisima Management For Voted - Against
13 Elect Rizalina G. Mantaring Management For Voted - For
14 Elect CHUA Sock Koong Management For Voted - For
15 Appointment of Auditor and Authority to Set Fees Management For Voted - For
16 Transaction of Other Business Management For Voted - Against
17 Adjournment Management For Voted - For
AYALA LAND, INC.
Security ID: Y0488F100 Ticker: ALI
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Proof of Notice and Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Amendments to Article Seven to Decrease Authorized
Capital Stock Management For Voted - For
8 Elect Jaime Augusto Zobel de Ayala Management For Voted - For
1046
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Bernard Vincent O. Dy Management For Voted - Against
10 Elect Cezar Peralta Consing Management For Voted - Against
11 Elect Arturo G. Corpuz Management For Voted - For
12 Elect Mariana Zobel de Ayala Management For Voted - For
13 Elect Rex Ma. A. Mendoza Management For Voted - For
14 Elect Surendra M. Menon Management For Voted - For
15 Elect Dennis Gabriel M. Montecillo Management For Voted - For
16 Elect Cesar V. Purisima Management For Voted - Against
17 Appointment of Auditor and Authority to Set Fees Management For Voted - For
18 Transaction of Other Business Management For Voted - Against
19 Right to Adjourn Meeting Management For Voted - For
BANK NEGARA INDONESIA (PERSERO) TBK
Security ID: Y74568166 Ticker: BBNI
Meeting Date: 31-Aug-22 Meeting Type: Special
1 Results of Operations Management For Voted - For
2 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Accounts and Reports; Partnership and Community
Development Program Report Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Authority to Repurchase Shares Management For Voted - For
6 Approval of Recovery Plan and Resolution Plan Management For Voted - For
7 Ratification and Reporting of Implementation of
Delegation of Authority Management For Voted - For
8 Use of Proceeds Management For Voted - For
9 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
BDO UNIBANK INC
Security ID: Y07775102 Ticker: BDO
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
3 Proof of Notice and Determination of Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Open Forum Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Elect Jones M. Castro Jr. Management For Voted - For
9 Elect Jesus A. Jacinto Jr. Management For Voted - For
1047
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Teresita T. Sy Management For Voted - For
11 Elect Josefina N. Tan Management For Voted - For
12 Elect Nestor V. Tan Management For Voted - Against
13 Elect Walter C. Wassmer Management For Voted - For
14 Elect George T. Barcelon Management For Voted - For
15 Elect Estela P. Bernabe Management For Voted - For
16 Elect Vipul Bhagat Management For Voted - Against
17 Elect Vicente S. Perez Jr. Management For Voted - For
18 Elect Dioscoro I. Ramos Management For Voted - For
19 Appointment of Auditor and Authority to Set Fees Management For Voted - For
20 Transaction of Other Business Management For Voted - Against
21 Right to Adjourn Meeting Management For Voted - For
CAPITALAND INTEGRATED COMMERCIAL TRUST
Security ID: Y1100L160 Ticker: C38U
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
5 Authority to Repurchase and Reissue Units Management For Voted - For
Meeting Date: 19-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 New Singapore Property Management Agreement Management For Voted - For
CAPITALAND INVESTMENT LIMITED
Security ID: Y1091P105 Ticker: 9CI
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Fees for FY2022 Management For Voted - For
5 Directors' Fees for FY2023 Management For Voted - For
6 Elect Chaly MAH Chee Kheong Management For Voted - For
7 Elect Gabriel LIM Meng Liang Management For Voted - For
8 Elect Miguel KO Management For Voted - For
9 Elect Abdul Farid bin Alias Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
12 Authority to Grant Awards and Issue Shares under
Equity Incentive Plans Management For Voted - For
13 Authority to Repurchase and Reissue Shares Management For Voted - For
14 Distribution In-Specie Management For Voted - For
1048
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
CIMB GROUP HOLDINGS BHD
Security ID: Y1636J101 Ticker: CIMB
Meeting Date: 13-Apr-23 Meeting Type: Annual
1 Elect Mohd Nazir Ahmad Management For Voted - For
2 Elect Didi Syafruddin Yahya Management For Voted - For
3 Elect KHOO NK Shulamite Management For Voted - For
4 Elect Ho Yuet Mee Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Directors' Benefits Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
9 Authority to Issue Shares Under Dividend
Reinvestment Scheme Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
DBS GROUP HOLDINGS LTD
Security ID: Y20246107 Ticker: D05
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect Peter SEAH Lim Huat Management For Voted - Against
7 Elect Punita Lal Management For Voted - For
8 Elect Anthony LIM Weng Kin Management For Voted - For
9 Authority To Grant Awards And Issue Shares Under
The Dbsh Share Plan Management For Voted - For
10 Authority to Issues Share under The California
Sub-Plan Management For Voted - For
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
12 Authority To Issue Shares Pursuant To The Dbsh
Scrip Dividend Scheme Management For Voted - For
13 Authority to Repurchase and Reissue Shares Management For Voted - For
ENERGY ABSOLUTE PUBLIC COMPANY LIMITED
Security ID: Y2290P144 Ticker: EA
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Meeting Minutes Management For Voted - For
2 Directors Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Cancellation of Debentures from 2022 AGM Management For Voted - For
1049
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Authority to Issue Debentures Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Directors' Fees Management For Voted - Against
8 Elect Somchainuk Engtrakul Management For Voted - Against
9 Elect Patcharavat Wongsuwan Management For Voted - Against
10 Elect Amornsuk Noparumpa Management For Voted - For
11 Elect Somphop Keerasuntonpong Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
IHH HEALTHCARE BERHAD
Security ID: Y374AH103 Ticker: IHH
Meeting Date: 30-May-23 Meeting Type: Annual
1 Elect Jill Margaret Watts Management For Voted - For
2 Elect Muthanna bin Abdullah Management For Voted - Against
3 Elect Tomo Nagahiro Management For Voted - For
4 Elect LIM Tsin-Lin Management For Voted - For
5 Elect Mohd Shahazwan bin Mohd Harris Management For Voted - Against
6 Directors' Fees and Benefits Management For Voted - For
7 Directors' Fees and Benefits Payable by the
Subsidiaries to the Directors of the Company Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase and Reissue Shares Management For Voted - For
KEPPEL CORPORATION LIMITED
Security ID: Y4722Z120 Ticker: BN4
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Danny TEOH Leong Kay Management For Voted - Against
5 Elect Till Vestring Management For Voted - For
6 Elect Veronica Eng Management For Voted - For
7 Elect Olivier P. Blum Management For Voted - For
8 Elect Jimmy Ng Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
13 Related Party Transactions Management For Voted - For
1050
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
MALAYAN BANKING BERHAD
Security ID: Y54671105 Ticker: MAYBANK
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Edwin Gerungan Management For Voted - For
2 Elect Anthony Brent Elam Management For Voted - For
3 Elect Zulkiflee Abbas Abdul Hamid Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Directors' Benefits Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Issue Shares under Dividend
Reinvestment Plan Management For Voted - For
Meeting Date: 03-May-23 Meeting Type: Special
1 Establishment of Employees' Shares Grant Plan Management For Voted - Against
2 Grant of Shares to Khairussaleh Ramli (Group
President & CEO) Management For Voted - Against
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Security ID: Y64248209 Ticker: O39
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect CHUA Kim Chiu Management For Voted - For
4 Elect LEE Tih Shih Management For Voted - For
5 Elect TAN Yen Yen Management For Voted - For
6 Elect Helen WONG Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Directors' Fees in Cash Management For Voted - For
9 Authority to Issue Ordinary Shares to Non-Executive
Directors Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
12 Authority to Grant Awards and Issue Shares under
Equity Incentive Plans Management For Voted - For
13 Scrip Dividend Management For Voted - For
14 Authority to Repurchase and Reissue Shares Management For Voted - For
15 Renewal of OCBC Employee Share Purchase Plan Management For Voted - For
1051
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
PETRONAS CHEMICALS GROUP BERHAD
Security ID: Y6811G103 Ticker: PCHEM
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Perstorp Transaction Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect TOH Ah Wah Management For Voted - For
2 Elect YEOH Siew Ming Management For Voted - For
3 Elect Sunita Mei-Lin Rajakumar Management For Voted - For
4 Elect Farehana Hanapiah Management For Voted - For
5 Directors' Fees and Allowances Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
PRESS METAL ALUMINIUM HOLDINGS BERHAD
Security ID: Y7079E103 Ticker: PMETAL
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Directors' Fees Management For Voted - For
2 Directors' Benefits Management For Voted - For
3 Elect KOON Poh Tat Management For Voted - For
4 Elect KOON Poh Kong Management For Voted - Against
5 Elect KOON Poh Weng Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
PT BANK CENTRAL ASIA TBK
Security ID: Y7123P138 Ticker: BBCA
Meeting Date: 16-Mar-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Allocation of Interim Dividends for Fiscal Year 2023 Management For Voted - For
6 Approval of Revised Recovery Plan Management For Voted - For
7 Approval of Resolution Plan Management For Voted - For
1052
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
PT BANK MANDIRI (PERSERO) TBK
Security ID: Y7123S108 Ticker: BMRI
Meeting Date: 14-Mar-23 Meeting Type: Annual
1 Accounts and Reports; Partnership and Community
Development Program Report Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Approval of Resolution Plan Management For Voted - For
6 Stock Split Management For Voted - For
7 Amendments to Articles Management For Voted - For
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
PT BANK RAKYAT INDONESIA
Security ID: Y0697U112 Ticker: BBRI
Meeting Date: 13-Mar-23 Meeting Type: Annual
1 Accounts and Reports; Partnership and Community
Development Program Report Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Approval of Resolution Plan and Updated Recovery
Plan Management For Voted - For
6 Use of Proceeds Management For Voted - For
7 Authority to Repurchase Shares Management For Voted - For
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
PT HM SAMPOERNA TBK
Security ID: Y7121Z146 Ticker: HMSP
Meeting Date: 14-Apr-23 Meeting Type: Special
1 Elect Sergio Colarusso as Director Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1053
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
PT TELEKOMUNIKASI INDONESIA
Security ID: Y71474145 Ticker: TLKM
Meeting Date: 30-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Spin-Off (Regulations 42/2020 and 17/2020) Management For Voted - For
6 Spin-Off (Law 40) Management For Voted - For
7 Special Assignment by the President of the Republic
of Indonesia Management For Voted - For
8 Ratification of Ministerial Regulation Management For Voted - For
9 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
PTT OIL AND RETAIL BUSINESS PUBLIC COMPANY LIMITED
Security ID: Y7150Z108 Ticker: OR
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Authority to Issue Debentures Management For Voted - For
7 Amendments to Articles of Association Management For Voted - For
8 Amendments to the Company's Objectives and
Memorandum of Association Management For Voted - For
9 Directors' Fees Management For Voted - Against
10 Elect Bundhit Eua-Arporn Management For Voted - Against
11 Elect Supat Metheeworapote Management For Voted - Against
12 Elect Jirabhop Bhuridej Management For Voted - Against
13 Elect Parichart Sthapitananda Management For Voted - Against
14 Elect Theeraj Athanavanich Management For Voted - Against
15 Transaction of Other Business Management For Voted - Against
PUBLIC BANK BERHAD
Security ID: Y71497104 Ticker: PBBANK
Meeting Date: 15-May-23 Meeting Type: Annual
1 Elect LAI Wan Management For Voted - For
2 Elect LEE Chin Guan Management For Voted - For
3 Elect THAM Chai Fhong Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Directors' Benefits Management For Voted - Against
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1054
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
SINGAPORE AIRLINES LIMITED
Security ID: Y7992P128 Ticker: C6L
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Peter SEAH Lim Huat Management For Voted - For
3 Elect Simon CHEONG Sae-Peng Management For Voted - For
4 Elect David John Gledhill Management For Voted - For
5 Elect GOH Swee Chen Management For Voted - For
6 Elect YEOH Oon Jin Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
10 Authority to Grant Awards and Issue Shares under
SIA Performance Share Plan 2014 and/or SIA
Restricted Share Plan 2014 Management For Voted - For
11 Related Party Transactions Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
SINGAPORE TELECOMMUNICATIONS LIMITED
Security ID: Y79985209 Ticker: Z74
Meeting Date: 29-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Christina HON Kwee Fong Christina ONG Management For Voted - Against
4 Elect Bradley J. Horowitz Management For Voted - For
5 Elect Gail P. Kelly Management For Voted - For
6 Elect John Lindsay Arthur Management For Voted - For
7 Elect YONG Hsin Yue Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
11 Authority to Grant Awards and Issue Shares under
the Singtel Performance Share Plan 2012 Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
SM PRIME HOLDINGS, INC.
Security ID: Y8076N112 Ticker: SMPH
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Call To Order Management For Voted - For
1055
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Certification Of Notice And Quorum Management For Voted - For
4 Meeting Minutes Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Open Forum Management For Voted - For
7 Ratification of Board Acts Management For Voted - For
8 Elect Henry T. Sy, Jr. Management For Voted - For
9 Elect Hans T. Sy Management For Voted - For
10 Elect Herbert T. Sy Management For Voted - For
11 Elect Jeffrey C. LIM Management For Voted - For
12 Elect Jorge T. Mendiola Management For Voted - Against
13 Elect Amando M. Tetangco, Jr. Management For Voted - For
14 Elect J. Carlitoz G. Cruz Management For Voted - Against
15 Elect Darlene Marie B. Berberabe Management For Voted - Against
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Transaction of Other Business Management For Voted - Against
18 Right to Adjourn Meeting Management For Voted - For
TENAGA NASIONAL BERHAD
Security ID: Y85859109 Ticker: TENAGA
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Juniwati Rahmat Hussin Management For Voted - For
2 Elect Gopala Krishnan K. Sundaram Management For Voted - For
3 Elect Rawisandran a/l Narayanan Management For Voted - For
4 Elect Abdul Razak Abdul Majid Management For Voted - Against
5 Elect Rashidah binti Mohd Sies Management For Voted - For
6 Elect Rohaya binti Mohammad Yusof Management For Voted - For
7 Directors' Fees for Non-Executive Chair Abdul Razak
bin Abdul Majid Management For Voted - For
8 Directors' Fee for Non-Executive Director Rashidah
binti Mohd Sies Management For Voted - For
9 Directors' Fee for Non-Executive Director Rohaya
binti Mohammad Yusof Management For Voted - For
10 Directors' Fee for Non-Executive Director ONG Ai Lin Management For Voted - For
11 Directors' Fee for Non-Executive Director Juniwati
Rahmat Hussin Management For Voted - For
12 Directors' Fee for Non-Executive Director Gopala
Krishnan K. Sundaram Management For Voted - For
13 Directors' Fee for Non-Executive Director Roslina
binti Zainal Management For Voted - For
14 Directors' Fee for Non-Executive Rawisandran a/l
Narayanan Management For Voted - For
15 Directors' Fee for Non-Executive Director Merina
binti Abu Tahir Management For Voted - For
16 Directors' Benefits Management For Voted - For
17 Appointment of Auditor and Authority to Set Fees Management For Voted - For
18 Equity Grant to Abdul Latif bin Abdul Razak Management For Voted - For
19 Equity Grant to Noor Asyikin binti Mohamad Zin Management For Voted - For
20 Equity Grant to Mohd Mirza bin Abdul Gani Management For Voted - For
1056
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Equity Grant to Nurdiyana Munira binti Said Management For Voted - For
22 Equity Grant to Farah Yasmin binti Said Management For Voted - For
UNILEVER INDONESIA
Security ID: Y9064H141 Ticker: UNVR
Meeting Date: 28-Jul-22 Meeting Type: Special
1 Resignation of Herman Bakshi as President
Commissioner Management For Voted - For
2 Resignation of Rizki Raksanugraha as Director Management For Voted - For
3 Elect Sanjiv Mehta as President Commissioner Management For Voted - For
4 Amendments to Company's Pension Fund Management For Voted - For
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Resignation of Reski Damayanti Management For Voted - For
2 Elect Alper Kulak as Director Management For Voted - For
3 Elect Nurdiana Darus Management For Voted - For
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Election of Directors (Slate); Approval of
Directors' and Commissioners' Fees Management For Voted - For
UNITED OVERSEAS BANK LIMITED
Security ID: Y9T10P105 Ticker: U11
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect WEE Ee Cheong Management For Voted - Against
7 Elect Steven PHAN Swee Kim Management For Voted - For
8 Elect CHIA Tai Tee Management For Voted - For
9 Elect ONG Chong Tee Management For Voted - For
10 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
11 Authority to Issue Shares under the UOB Scrip
Dividend Scheme Management For Voted - For
12 Authority to Repurchase and Reissue Shares Management For Voted - For
1057
Global X FTSE Southeast Asia ETF
Proposal Proposed by Mgt. Position Registrant Voted
WILMAR INTERNATIONAL LIMITED
Security ID: Y9586L109 Ticker: F34
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Fees Management For Voted - For
5 Elect KUOK Khoon Ean Management For Voted - For
6 Elect KUOK Khoon Hua Management For Voted - Against
7 Elect LIM Siong Guan Management For Voted - For
8 Elect Kishore Mahbubani Management For Voted - For
9 Elect Gregory Morris Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
12 Authority to Grant Options and Issue Shares under
the Wilmar Executive Share Option Scheme 2019 Management For Voted - Against
13 Related Party Transactions Management For Voted - Against
14 Authority to Repurchase and Reissue Shares Management For Voted - For
1058
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10X GENOMICS, INC.
Security ID: 88025U109 Ticker: TXG
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Benjamin J Hindson Management For Voted - For
2 Elect Serge Saxonov Management For Voted - For
3 Elect John R. Stuelpnagel Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
2SEVENTY BIO, INC.
Security ID: 901384107 Ticker: TSVT
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Daniel S. Lynch Management For Voted - For
1.2 Elect Sarah Glickman Management For Voted - For
1.3 Elect Wei Lin Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
AGILENT TECHNOLOGIES, INC.
Security ID: 00846U101 Ticker: A
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Heidi Kunz Management For Voted - Against
2 Elect Susan H. Rataj Management For Voted - For
3 Elect George A. Scangos Management For Voted - For
4 Elect Dow R. Wilson Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Permit Shareholders to Call Special Meetings Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ALLOGENE THERAPEUTICS, INC.
Security ID: 019770106 Ticker: ALLO
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Deborah M. Messemer Management For Voted - For
2 Elect Vicki L. Sato Management For Voted - For
3 Elect Todd B. Sisitsky Management For Voted - For
4 Elect Owen N. Witte Management For Voted - Withheld
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Ratification of Auditor Management For Voted - For
1059
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALNYLAM PHARMACEUTICALS, INC.
Security ID: 02043Q107 Ticker: ALNY
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Michael W. Bonney Management For Voted - For
2 Elect Yvonne Greenstreet Management For Voted - For
3 Elect Phillip A. Sharp Management For Voted - For
4 Elect Elliott Sigal Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
ARROWHEAD PHARMACEUTICALS, INC.
Security ID: 04280A100 Ticker: ARWR
Meeting Date: 16-Mar-23 Meeting Type: Annual
1 Elect Douglass B. Given Management For Voted - For
2 Elect Michael S. Perry Management For Voted - For
3 Elect Christopher Anzalone Management For Voted - For
4 Elect Marianne De Backer Management For Voted - For
5 Elect Mauro Ferrari Management For Voted - Against
6 Elect Adeoye Y. Olukotun Management For Voted - For
7 Elect William Waddill Management For Voted - For
8 Elect Vicki Vakiener Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Increase in Authorized Common Stock Management For Voted - For
11 Ratification of Auditor Management For Voted - For
BEAM THERAPEUTICS INC.
Security ID: 07373V105 Ticker: BEAM
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect John Evans Management For Voted - For
2 Elect John M. Maraganore Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
BIOMARIN PHARMACEUTICAL INC.
Security ID: 09061G101 Ticker: BMRN
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Mark J. Alles Management For Voted - Withheld
1.2 Elect Elizabeth McKee Anderson Management For Voted - For
1.3 Elect Jean-Jacques Bienaime Management For Voted - For
1060
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Willard H. Dere Management For Voted - For
1.5 Elect Elaine J. Heron Management For Voted - For
1.6 Elect Maykin Ho Management For Voted - For
1.7 Elect Robert J. Hombach Management For Voted - For
1.8 Elect V. Bryan Lawlis Management For Voted - For
1.9 Elect Richard A. Meier Management For Voted - For
1.10 Elect David E.I. Pyott Management For Voted - For
1.11 Elect Dennis J. Slamon Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2017 Equity Incentive Plan Management For Voted - For
BIONANO GENOMICS, INC.
Security ID: 09075F107 Ticker: BNGO
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Albert Luderer Management For Voted - For
1.2 Elect Kristiina Vuori Management For Voted - For
1.3 Elect Hannah Mamuszka Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Reverse Stock Split Management For Voted - For
5 Right to Adjourn Meeting Management For Voted - For
BIONTECH SE
Security ID: 09075V102 Ticker: BNTX
Meeting Date: 25-May-23 Meeting Type: Annual
1 Allocation of Profits (FY2021) Management For Voted - For
2 Allocation of Profits (FY2022) Management For Voted - For
3 Ratification of Management Board Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Remuneration Report Management For Voted - For
7 Elect Nicola Blackwood Management For Voted - For
8 Elect Ulrich Wandschneider Management For Voted - For
9 Elect Michael Motschmann Management For Voted - For
10 Amendments to Articles (Virtual AGM) Management For Voted - For
11 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
12 Approval of Intra-Company Control Agreement with
BioNTech Idar-Oberstein Services GmbH Management For Voted - For
13 Approval of Intra-Company Control Agreement with NT
Security and Services GmbH Management For Voted - For
14 Approval of Intra-Company Control Agreement with
BioNTech BioNTainer Holding GmbH Management For Voted - For
1061
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Approval of Intra-Company Control Agreement with
BioNTech Individualized mRNA Manufacturing GmbH Management For Voted - For
BLUEBIRD BIO, INC.
Security ID: 09609G100 Ticker: BLUE
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Charlotte Jones-Burton Management For Voted - For
2 Elect Mark Vachon Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Increase in Authorized Common Stock Management For Voted - For
5 Approval of the 2023 Incentive Award Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Right to Adjourn Meeting Management For Voted - For
CAREDX, INC.
Security ID: 14167L103 Ticker: CDNA
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Michael D. Goldberg Management For Voted - For
1.2 Elect Peter Maag Management For Voted - For
1.3 Elect Reginald Seeto Management For Voted - For
1.4 Elect Arthur A. Torres Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Repeal of Classified Board Management For Voted - For
5 Amendment Regarding Officer Exculpation Management For Voted - Against
CARIBOU BIOSCIENCES, INC.
Security ID: 142038108 Ticker: CRBU
Meeting Date: 20-Sep-22 Meeting Type: Annual
1 Elect Scott N. Braunstein Management For Voted - Withheld
2 Elect Ran Zheng Management For Voted - For
3 Ratification of Auditor Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Andrew L. Guggenhime Management For Voted - For
2 Elect David L. Johnson Management For Voted - For
3 Elect Nancy Whiting Management For Voted - For
4 Ratification of Auditor Management For Voted - For
1062
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
CRISPR THERAPEUTICS AG
Security ID: H17182108 Ticker: CRSP
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Management Acts Management For Voted - For
4 Elect Rodger Novak Management For Voted - For
5 Elect Samarth Kulkarni Management For Voted - For
6 Elect Ali Behbahani Management For Voted - Against
7 Elect Maria Fardis Management For Voted - For
8 Elect H. Edward Fleming, Jr. Management For Voted - For
9 Elect Simeon J. George Management For Voted - For
10 Elect John T. Greene Management For Voted - For
11 Elect Katherine A. High Management For Voted - For
12 Elect Douglas A. Treco Management For Voted - Against
13 Elect Ali Behbahani Management For Voted - Against
14 Elect H. Edward Fleming, Jr. Management For Voted - For
15 Elect Simeon J. George Management For Voted - For
16 Elect John T. Greene Management For Voted - For
17 Board Compensation (Fixed) Management For Voted - For
18 Board Compensation (Variable) Management For Voted - Against
19 Executive Compensation (Fixed) Management For Voted - For
20 Executive Compensation (Short-Term Variable) Management For Voted - For
21 Executive Compensation (Long-Term Variable) Management For Voted - Against
22 Swiss Statutory Compensation Report Management For Voted - Against
23 Advisory Vote on Executive Compensation Management For Voted - Against
24 Approval of Capital Band Management For Voted - For
25 Increase in Conditional Share Capital for Employee
Equity Plans Management For Voted - Against
26 Amendment to the 2018 Stock Option and Incentive
Plan Management For Voted - Against
27 Change in Board Size Management For Voted - For
28 Amendments to Articles (Company Purpose) Management For Voted - For
29 Amendments to Articles (General Meeting) Management For Voted - For
30 Amendments to Articles (Jurisdiction Clause) Management For Voted - Against
31 Amendments to Articles (Miscellaneous) Management For Voted - For
32 Amendments to Articles (Editorial Changes) Management For Voted - For
33 Election of Independent Voting Rights Representative Management For Voted - For
34 Ratification of Auditor Management For Voted - For
35 Transaction of Other Business Management For Voted - Against
EDITAS MEDICINE, INC.
Security ID: 28106W103 Ticker: EDIT
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Bernadette Connaughton Management For Voted - For
1063
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Elliott Levy Management For Voted - For
1.3 Elect Akshay K. Vaishnaw Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
FULGENT GENETICS, INC.
Security ID: 359664109 Ticker: FLGT
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Ming Hsieh Management For Voted - For
2 Elect Linda Marsh Management For Voted - For
3 Elect Michael Nohaile Management For Voted - Withheld
4 Elect Regina E. Groves Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Amendment to the 2016 Omnibus Incentive Plan Management For Voted - Against
GENSCRIPT BIOTECH CORPORATION
Security ID: G3825B105 Ticker: 1548
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WANG Jiafen Management For Voted - For
5 Elect DAI Zumian Management For Voted - Against
6 Elect PAN Jiuan Management For Voted - For
7 Elect WANG Xuehai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Jacqueline K. Barton Management For Voted - For
2 Elect Jeffrey A. Bluestone Management For Voted - For
3 Elect Sandra J. Horning Management For Voted - For
4 Elect Kelly A. Kramer Management For Voted - For
5 Elect Kevin E. Lofton Management For Voted - For
6 Elect Harish Manwani Management For Voted - For
7 Elect Daniel P. O'Day Management For Voted - For
1064
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Javier J. Rodriguez Management For Voted - For
9 Elect Anthony Welters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 25-May-23 Meeting Type: Special
1 Elect Management Nominee Frances Arnold Management For Take No Action
2 Elect Management Nominee Francis A. deSouza Management For Take No Action
3 Elect Management Nominee Caroline D. Dorsa Management For Take No Action
4 Elect Management Nominee Robert S. Epstein Management For Take No Action
5 Elect Management Nominee Scott Gottlieb Management For Take No Action
6 Elect Management Nominee Gary S. Guthart Management For Take No Action
7 Elect Management Nominee Philip W. Schiller Management For Take No Action
8 Elect Management Nominee Susan E. Siegel Management For Take No Action
9 Elect Management Nominee John W. Thompson Management For Take No Action
10 Elect Icahn Nominee Vincent J. Intrieri Shareholder Withhold Take No Action
11 Elect Icahn Nominee Jesse A. Lynn Shareholder Withhold Take No Action
12 Elect Icahn Nominee Andrew J. Teno Shareholder Withhold Take No Action
13 Ratification of Auditor Management For Take No Action
14 Advisory Vote on Executive Compensation Management For Take No Action
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Take No Action
16 Amendment to the 2015 Stock and Incentive Plan Management For Take No Action
1 Elect Icahn Nominee Vincent J. Intrieri Shareholder N/A Voted - For
2 Elect Icahn Nominee Jesse A. Lynn Shareholder N/A Voted - Withheld
3 Elect Icahn Nominee Andrew J. Teno Shareholder N/A Voted - For
4 Elect Management Nominee Frances Arnold Management N/A Voted - For
5 Elect Management Nominee Caroline D. Dorsa Management N/A Voted - For
6 Elect Management Nominee Scott Gottlieb Management N/A Voted - For
7 Elect Management Nominee Gary S. Guthart Management N/A Voted - For
8 Elect Management Nominee Philip W. Schiller Management N/A Voted - For
9 Elect Management Nominee Susan E. Siegel Management N/A Voted - For
10 Elect Management Nominee Francis A. deSouza Management N/A Voted - Withheld
11 Elect Management Nominee Robert S. Epstein Management N/A Voted - For
12 Elect Management Nominee John W. Thompson Management N/A Voted - Withheld
13 Ratification of Auditor Management N/A Voted - For
14 Advisory Vote on Executive Compensation Management N/A Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
1065
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Amendment to the 2015 Stock and Incentive Plan Management N/A Voted - For
INTELLIA THERAPEUTICS, INC.
Security ID: 45826J105 Ticker: NTLA
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Muna Bhanji Management For Voted - For
1.2 Elect John F. Crowley Management For Voted - For
1.3 Elect Jesse Goodman Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Increase in Authorized Common Stock Management For Voted - For
INVITAE CORPORATION
Security ID: 46185L103 Ticker: NVTA
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Geoffrey S. Crouse Management For Voted - Against
2 Elect Christine M. Gorjanc Management For Voted - Against
3 Elect Kenneth D. Knight Management For Voted - Against
4 Issuance of Common Stock Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
MODERNA, INC.
Security ID: 60770K107 Ticker: MRNA
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect Stephen Berenson Management For Voted - For
1.2 Elect Sandra J. Horning Management For Voted - For
1.3 Elect Paul Sagan Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against
MYRIAD GENETICS, INC.
Security ID: 62855J104 Ticker: MYGN
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Paul M. Bisaro Management For Voted - For
2 Elect Rashmi Kumar Management For Voted - For
3 Elect Lee N. Newcomer Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
1066
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Amendment to the 2017 Employee, Director and
Consultant Equity Incentive Plan Management For Voted - For
8 Adoption of Exclusive Forum Provision Management For Voted - Against
9 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
NANOSTRING TECHNOLOGIES, INC.
Security ID: 63009R109 Ticker: NSTG
Meeting Date: 23-Jun-23 Meeting Type: Annual
1.1 Elect R. Bradley Gray Management For Voted - For
1.2 Elect Teresa Foy Management For Voted - For
1.3 Elect Kirk D. Malloy Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2022 Equity Incentive Plan Management For Voted - For
5 Repeal of Classified Board Management For Voted - For
NATERA, INC.
Security ID: 632307104 Ticker: NTRA
Meeting Date: 09-Jun-23 Meeting Type: Annual
1.1 Elect Rowan Chapman Management For Voted - For
1.2 Elect Herm Rosenman Management For Voted - For
1.3 Elect Jonathan Sheena Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Security ID: 69404D108 Ticker: PACB
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Christian O. Henry Management For Voted - For
2 Elect John F. Milligan Management For Voted - For
3 Elect Lucy Shapiro Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
7 Advisory Vote on Retention of Classified Board Management N/A Voted - Against
1067
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
QIAGEN N.V.
Security ID: N72482123 Ticker: QGEN
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Opening Management For Voted - For
2 Management Board Report Management For Voted - For
3 Ratification of Management Board Acts Management For Voted - For
4 Ratification of Supervisory Board Acts Management For Voted - For
5 Elect Metin Colpan Management For Voted - For
6 Elect Toralf Haag Management For Voted - For
7 Elect Ross L. Levine Management For Voted - For
8 Elect Elaine Mardis Management For Voted - For
9 Elect Eva Pisa Management For Voted - For
10 Elect Lawrence A. Rosen Management For Voted - For
11 Elect Stephen H. Rusckowski Management For Voted - For
12 Elect Elizabeth E. Tallett Management For Voted - For
13 Elect Thierry Bernard Management For Voted - For
14 Elect Roland Sackers Management For Voted - For
15 Appointment of Auditor Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
17 Authority to Suppress Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Capitalisation of Reserves Management For Voted - For
20 Cancellation of Fractional Shares Management For Voted - For
21 Approval of the 2023 Stock Plan Management For Voted - For
REGENXBIO INC.
Security ID: 75901B107 Ticker: RGNX
Meeting Date: 02-Jun-23 Meeting Type: Annual
1.1 Elect Jean Bennett Management For Voted - For
1.2 Elect Argeris N. Karabelas Management For Voted - For
1.3 Elect Daniel Tasse Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ROCKET PHARMACEUTICALS, INC.
Security ID: 77313F106 Ticker: RCKT
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Renovacor Transaction Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Elisabeth Bjork Management For Voted - For
1068
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Carsten Boess Management For Voted - For
3 Elect Pedro P. Granadillo Management For Voted - For
4 Elect Gotham Makker Management For Voted - For
5 Elect Fady Malik Management For Voted - For
6 Elect Gaurav Shah Management For Voted - For
7 Elect David P. Southwell Management For Voted - For
8 Elect Roderick Wong Management For Voted - For
9 Elect Naveen Yalamanchi Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
SANGAMO THERAPEUTICS, INC.
Security ID: 800677106 Ticker: SGMO
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Courtney Beers Management For Voted - For
2 Elect Robert F. Carey Management For Voted - For
3 Elect Kenneth J. Hillan Management For Voted - Against
4 Elect Margaret A. Horn Management For Voted - For
5 Elect Alexander D. Macrae Management For Voted - For
6 Elect John H. Markels Management For Voted - For
7 Elect James R. Meyers Management For Voted - For
8 Elect H. Stewart Parker Management For Voted - For
9 Elect Karen L. Smith Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2018 Equity Incentive Plan Management For Voted - For
13 Increase in Authorized Common Stock Management For Voted - For
14 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
SAREPTA THERAPEUTICS, INC.
Security ID: 803607100 Ticker: SRPT
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Richard J. Barry Management For Voted - Against
2 Elect M. Kathleen Behrens Management For Voted - For
3 Elect Stephen L. Mayo Management For Voted - For
4 Elect Claude Nicaise Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Amendment to the 2018 Equity Incentive Plan Management For Voted - For
7 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - For
1069
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
SORRENTO THERAPEUTICS, INC.
Security ID: 83587F202 Ticker: SRNE
Meeting Date: 15-Dec-22 Meeting Type: Annual
1.1 Elect Henry Ji Management For Voted - For
1.2 Elect Dorman Followwill Management For Voted - Withheld
1.3 Elect Kim D. Janda Management For Voted - Withheld
1.4 Elect David Lemus Management For Voted - For
1.5 Elect Tammy Reilly Management For Voted - For
1.6 Elect Jaisim Shah Management For Voted - For
1.7 Elect Yue Alexander Wu Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2019 Stock Incentive Plan Management For Voted - For
STOKE THERAPEUTICS, INC
Security ID: 86150R107 Ticker: STOK
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Adrian R. Krainer Management For Voted - Withheld
1.2 Elect Garry E. Menzel Management For Voted - Withheld
1.3 Elect Julie Anne Smith Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
TAKARA BIO INC.
Security ID: J805A2106 Ticker: 4974
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Koichi Nakao Management For Voted - Against
4 Elect Junichi Mineno Management For Voted - For
5 Elect Yo Hamaoka Management For Voted - For
6 Elect Tsuyoshi Miyamura Management For Voted - For
7 Elect Katsuhiko Kusakabe Management For Voted - Against
8 Elect Mutsumi Kimura Management For Voted - For
9 Elect Nobuko Kawashima Nobuko Yokoyama Management For Voted - For
10 Elect Kazuko Kimura Management For Voted - For
11 Elect Noriomi Matsumura Management For Voted - For
12 Elect Akihiko Kita Management For Voted - For
13 Elect Masahide Tamaki Management For Voted - For
1070
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ULTRAGENYX PHARMACEUTICAL INC.
Security ID: 90400D108 Ticker: RARE
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Emil D. Kakkis, M.D., Ph.D. Management For Voted - For
2 Elect Shehnaaz Suliman, M.D. Management For Voted - For
3 Elect Daniel G. Welch Management For Voted - For
4 Approval of the 2023 Incentive Plan Management For Voted - For
5 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
UNIQURE N.V.
Security ID: N90064101 Ticker: QURE
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect Madhavan Balachandran Management For Voted - For
4 Elect Jack Kaye Management For Voted - For
5 Elect Leonard Post Management For Voted - For
6 Elect Jeremy Springhorn Management For Voted - For
7 Authority to Issue Ordinary Shares Management For Voted - For
8 Authority to Suppress Preemptive Rights Management For Voted - For
9 Authority to Repurchase Ordinary Shares Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2014 Share incentive Plan Management For Voted - For
VERACYTE, INC.
Security ID: 92337F107 Ticker: VCYT
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Robert S. Epstein Management For Voted - For
2 Elect Evan Jones Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Approval of the 2023 Equity Incentive Plan Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
1071
Global X Genomics & Biotechnology ETF
Proposal Proposed by Mgt. Position Registrant Voted
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100 Ticker: VRTX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Sangeeta N. Bhatia Management For Voted - For
2 Elect Lloyd A. Carney Management For Voted - For
3 Elect Alan M. Garber Management For Voted - For
4 Elect Terrence C. Kearney Management For Voted - For
5 Elect Reshma Kewalramani Management For Voted - For
6 Elect Jeffrey M. Leiden Management For Voted - For
7 Elect Diana L. McKenzie Management For Voted - For
8 Elect Bruce I. Sachs Management For Voted - For
9 Elect Suketu Upadhyay Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
VERVE THERAPEUTICS, INC.
Security ID: 92539P101 Ticker: VERV
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Alexander Cumbo Management For Voted - For
2 Elect Michael MacLean Management For Voted - For
3 Elect Sheila Mikhail Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
1072
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALAMOS GOLD INC.
Security ID: 011532108 Ticker: AGI
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Elaine Ellingham Management For Voted - For
3 Elect David Fleck Management For Voted - For
4 Elect David Gower Management For Voted - For
5 Elect Claire Kennedy Management For Voted - For
6 Elect John A. McCluskey Management For Voted - For
7 Elect Monique Mercier Management For Voted - For
8 Elect Paul J. Murphy Management For Voted - For
9 Elect J. Robert S. Prichard Management For Voted - For
10 Elect Shaun A. Usmar Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
ANEKA TAMBANG
Security ID: Y7116R158 Ticker: ANTM
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Spin-off Management For Voted - For
2 Transfer of Company's Assets Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' and Commissioners' Fees Management For Voted - Against
4 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
5 Use of Proceed Report Management For Voted - For
6 Amendments to Articles Management For Voted - For
7 Ratification of Ministerial Regulation Management For Voted - For
8 Election of Directors and/or Commissioners (Slate) Management For Voted - Against
ARGONAUT GOLD INC.
Security ID: 04016A101 Ticker: AR
Meeting Date: 05-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect James E. Kofman Management For Voted - For
4 Elect Richard A. Young Management For Voted - For
5 Elect Ian Atkinson Management For Voted - For
6 Elect Stephen Lang Management For Voted - For
1073
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Dale C. Peniuk Management For Voted - For
8 Elect Paula Rogers Management For Voted - For
9 Elect Audra Walsh Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of the Share Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
BELLEVUE GOLD LIMITED
Security ID: Q1422R118 Ticker: BGL
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Kevin M. Tomlinson Management For Voted - For
4 Ratify Placement of Securities Management For Voted - For
5 Approve Employee Securities Plan Management N/A Voted - For
6 Approve Potential Termination Benefits Management For Voted - For
7 Equity Grant (MD Steve Parsons) Management For Voted - For
8 Approve increase in NEDs' Fee cap Management N/A Voted - For
9 Deeds of Indemnity, Insurance and Access Management For Voted - For
BUMI RESOURCES MINERALS TERBUKA
Security ID: Y711AT100 Ticker: BRMS
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
CAPRICORN METALS LIMITED
Security ID: Q2090L110 Ticker: CMM
Meeting Date: 29-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Myles Ertzen Management For Voted - For
4 Re-elect Mark M. Clark Management For Voted - For
5 Equity Grant (Executive Chair Mark M. Clark) Management For Voted - For
CENTAMIN PLC
Security ID: G2055Q105 Ticker: CEY
Meeting Date: 23-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
1074
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Final Dividend Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Increase in NED Fee Cap Management For Voted - For
5 Elect James E. Rutherford Management For Voted - For
6 Elect Martin Horgan Management For Voted - For
7 Elect Ross Jerrard Management For Voted - For
8 Elect Sally Eyre Management For Voted - For
9 Elect Marna Cloete Management For Voted - For
10 Elect Catharine Farrow Management For Voted - For
11 Elect Hendrik (Hennie) Johannes Faul Management For Voted - For
12 Elect Ibrahim Fawzy Management For Voted - For
13 Elect Mark Bankes Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
CENTERRA GOLD INC.
Security ID: 152006102 Ticker: CG
Meeting Date: 25-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Plan of Arrangement Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Sep-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Richard W. Connor Management For Voted - For
3 Elect Wendy Kei Management For Voted - For
4 Elect Michael S. Parrett Management For Voted - For
5 Elect Jacques Perron Management For Voted - For
6 Elect Scott G. Perry Management For Voted - For
7 Elect Sheryl K. Pressler Management For Voted - For
8 Elect Bruce V. Walter Management For Voted - For
9 Elect Paul N. Wright Management For Voted - For
10 Elect Susan Yurkovich Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Richard W. Connor Management For Voted - For
3 Elect Wendy Kei Management For Voted - For
4 Elect Michael S. Parrett Management For Voted - For
1075
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Jacques Perron Management For Voted - For
6 Elect Sheryl K. Pressler Management For Voted - For
7 Elect Paul Tomory Management For Voted - For
8 Elect Paul N. Wright Management For Voted - For
9 Elect Susan Yurkovich Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of Omnibus Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
COEUR MINING, INC.
Security ID: 192108504 Ticker: CDE
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Linda L. Adamany Management For Voted - For
2 Elect Paramita Das Management For Voted - For
3 Elect Sebastian Edwards Management For Voted - For
4 Elect Randolph E. Gress Management For Voted - For
5 Elect Jeane Hull Management For Voted - For
6 Elect Mitchell J. Krebs Management For Voted - For
7 Elect Eduardo Luna Management For Voted - For
8 Elect Robert E. Mellor Management For Voted - For
9 Elect J. Kenneth Thompson Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DE GREY MINING LIMITED
Security ID: Q3147X115 Ticker: DEG
Meeting Date: 24-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Paul Harvey Management For Voted - For
4 Re-elect Andrew F. Beckwith Management For Voted - For
5 Equity Grant (NED Paul Harvey) Management For Voted - For
6 Equity Grant (MD Glenn Jardine - ZEPOs) Management For Voted - For
7 Equity Grant (Technical Director Andrew Beckwith -
ZEPOs) Management For Voted - For
8 Ratify Placement of Securities Management For Voted - For
9 Approve Issue of Securities (Chair Simon Lill) Management For Voted - For
10 Approve Issue of Securities (NED Peter Hood) Management For Voted - For
11 Amendments to Tranche Four of Performance Rights
Issued (Former Executive Chair Simon Lill) Management For Voted - For
12 Amendments to Tranche Four of Performance Rights
Issued (Technical Director Andrew Beckwith) Management For Voted - For
13 Amendments to Tranche Four of Performance Rights
Issued (Company Secretary Craig Nelmes) Management For Voted - For
1076
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Amendments to Tranche Four of Performance Rights
Issued (Former NED Brett Lambert) Management For Voted - For
15 Amendments to Tranche Four of Performance Rights
Issued (Former NED Steve Morris) Management For Voted - For
DUNDEE PRECIOUS METALS INC.
Security ID: 265269209 Ticker: DPM
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Jaimie Donovan Management For Voted - For
3 Elect R. Peter Gillin Management For Voted - For
4 Elect Nicole S. Adshead-Bell Management For Voted - For
5 Elect Kalidas V. Madhavpeddi Management For Voted - For
6 Elect Juanita Montalvo Management For Voted - For
7 Elect David Rae Management For Voted - For
8 Elect Marie-Anne Tawil Management For Voted - For
9 Elect Anthony P. Walsh Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
ELDORADO GOLD CORPORATION
Security ID: 284902509 Ticker: ELD
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Carissa Browning Management For Voted - For
3 Elect George Burns Management For Voted - For
4 Elect Teresa Conway Management For Voted - For
5 Elect Catharine Farrow Management For Voted - For
6 Elect Pamela M. Gibson Management For Voted - For
7 Elect Judith Mosely Management For Voted - For
8 Elect Steven P. Reid Management For Voted - For
9 Elect Stephen Walker Management For Voted - For
10 Elect John Webster Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
ENDEAVOUR SILVER CORP.
Security ID: 29258Y103 Ticker: EDR
Meeting Date: 23-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Margaret Beck Management For Voted - For
3 Elect Ricardo M. Campoy Management For Voted - For
1077
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Daniel Dickson Management For Voted - For
5 Elect Amy Jacobsen Management For Voted - For
6 Elect Rex J. McLennan Management For Voted - For
7 Elect Kenneth W. Pickering Management For Voted - For
8 Elect Mario Szotlender Management For Voted - For
9 Elect Christine West Management For Voted - Against
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advance Notice Policy Management For Voted - For
EQUINOX GOLD CORP.
Security ID: 29446Y502 Ticker: EQX
Meeting Date: 03-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Ross J. Beaty Management For Voted - For
4 Elect Lenard Boggio Management For Voted - For
5 Elect Maryse Belanger Management For Voted - For
6 Elect Francois Bellemare Management For Voted - For
7 Elect Gordon Campbell Management For Voted - For
8 Elect Sally Eyre Management For Voted - Against
9 Elect Marshall Koval Management For Voted - For
10 Elect Greg Smith Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
FIREFINCH LIMITED
Security ID: Q3917G102 Ticker: FFX
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - Against
3 Re-elect Bradley Gordon Management For Voted - For
GOLD ROAD RESOURCES LIMITED
Security ID: Q4202N117 Ticker: GOR
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Timothy Netscher Management For Voted - For
4 Approve Employee Incentive Plan Management For Voted - For
5 Equity Grant - LTI (MD/CEO Duncan Gibbs) Management For Voted - For
6 Equity Grant - STI (MD/CEO Duncan Gibbs) Management For Voted - For
1078
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
GREATLAND GOLD PLC
Security ID: G41575104 Ticker: GGP
Meeting Date: 07-Oct-22 Meeting Type: Ordinary
1 Fundraising Management For Voted - For
2 Disapplication of Preemptive Rights (Fundraising) Management For Voted - For
3 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
5 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Dec-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect James Wilson Management For Voted - Against
3 Elect Clive J. Latcham Management For Voted - Against
4 Appointment of Auditor Management For Voted - For
5 Authority to Set Auditor's Fees Management For Voted - For
6 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
HECLA MINING COMPANY
Security ID: 422704106 Ticker: HL
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Phillips S. Baker, Jr. Management For Voted - For
2 Elect George R. Johnson Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HOCHSCHILD MINING PLC
Security ID: G4611M107 Ticker: HOC
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Jorge Born Management For Voted - For
4 Elect Ignacio Bustamante Management For Voted - For
5 Elect Jill Gardiner Management For Voted - For
6 Elect Eduardo Hochschild Management For Voted - Against
7 Elect Tracey Kerr Management For Voted - For
8 Elect Michael Rawlinson Management For Voted - For
1079
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Mike Sylvestre Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Authority to Set Auditor's Fees Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
K92 MINING INC.
Security ID: 499113108 Ticker: KNT
Meeting Date: 29-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Mark Eaton Management For Voted - For
4 Elect Anne E. Giardini Management For Voted - For
5 Elect Saurabh Handa Management For Voted - For
6 Elect Cyndi Laval Management For Voted - For
7 Elect Nan H. Lee Management For Voted - For
8 Elect John D. Lewins Management For Voted - For
9 Elect Graham Wheelock Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Amendment to the Share Compensation Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
KARORA RESOURCES INC.
Security ID: 48575L206 Ticker: KRR
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Peter Goudie Management For Voted - For
3 Elect Scott M. Hand Management For Voted - For
4 Elect Paul Huet Management For Voted - For
5 Elect Shirley E. In't Veld Management For Voted - For
6 Elect Meri Verli Management For Voted - For
7 Elect Chad Williams Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
LUNDIN GOLD INC.
Security ID: 550371108 Ticker: LUG
Meeting Date: 15-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
1080
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Carmel Daniele Management For Voted - For
3 Elect Gillian Davidson Management For Voted - For
4 Elect Ian W. Gibbs Management For Voted - Against
5 Elect Ashley Heppenstall Management For Voted - For
6 Elect Ron Hochstein Management For Voted - For
7 Elect Craig Jones Management For Voted - For
8 Elect Jack Lundin Management For Voted - For
9 Elect Angelina Mehta Management For Voted - For
10 Elect Jill Terry Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
MCEWEN MINING INC.
Security ID: 58039P107 Ticker: MUX
Meeting Date: 07-Jul-22 Meeting Type: Annual
1.1 Elect Robert R. McEwen Management For Voted - For
1.2 Elect Allen Ambrose Management For Voted - For
1.3 Elect Richard W. Brissenden Management For Voted - For
1.4 Elect Robin E. Dunbar Management For Voted - For
1.5 Elect Donald R. M. Quick Management For Voted - For
1.6 Elect Merri Sanchez Management For Voted - For
1.7 Elect William M. Shaver Management For Voted - For
1.8 Elect Ian Ball Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Reverse Stock Split Management For Voted - For
6 Decrease in Authorized Common Stock Management For Voted - For
MCEWEN MINING INC.
Security ID: 58039P305 Ticker: MUX
Meeting Date: 29-Jun-23 Meeting Type: Annual
1.1 Elect Robert R. McEwen Management For Voted - For
1.2 Elect Allen Ambrose Management For Voted - For
1.3 Elect Ian Ball Management For Voted - For
1.4 Elect Richard W. Brissenden Management For Voted - For
1.5 Elect Robin E. Dunbar Management For Voted - For
1.6 Elect Merri J. Sanchez Management For Voted - For
1.7 Elect William M. Shaver Management For Voted - For
2 Issuance of Preferred Stock Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
1081
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
MERDEKA COPPER GOLD TBK
Security ID: Y60132100 Ticker: MDKA
Meeting Date: 12-Apr-23 Meeting Type: Special
1 Election of Directors and/or Commissioners (Slate) Management For Voted - For
2 Report on Implementation of Long Term Incentive
Program Management For Voted - For
3 Amendments to Articles Management For Voted - Against
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
4 Directors' and Commissioners' Fees Management For Voted - For
5 Share Buyback Management For Voted - For
6 Report on Use of Proceeds Management For Voted - For
MINCOR RESOURCES NL
Security ID: Q6137H107 Ticker: MCR
Meeting Date: 04-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Michael Bohm Management For Voted - For
4 Equity Grant (MD Gabrielle Iwanow - Performance
Rights) Management For Voted - For
5 Equity Grant (MD Gabrielle Iwanow - Loan Shares) Management For Voted - For
6 Post-Employment /Severance Agreements (Performance
Rights) Management For Voted - For
7 Post-Employment /Severance Agreements (Loan Shares) Management For Voted - For
8 Approve Increase in NEDs' Fee Cap Management For Voted - For
NEW GOLD INC.
Security ID: 644535106 Ticker: NGD
Meeting Date: 09-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Patrick Godin Management For Voted - For
4 Elect Geoffrey Chater Management For Voted - For
5 Elect Nicholas J. Chirekos Management For Voted - For
6 Elect Gillian Davidson Management For Voted - For
7 Elect Thomas J McCulley Management For Voted - For
8 Elect Margaret J. Mulligan Management For Voted - For
9 Elect Ian W. Pearce Management For Voted - For
1082
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Marilyn Schonberner Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Long-Term Incentive Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
NOVAGOLD RESOURCES INC.
Security ID: 66987E206 Ticker: NG
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Elaine Dorward-King Management For Voted - For
2 Elect Diane R. Garrett Management For Voted - For
3 Elect Thomas Kaplan Management For Voted - For
4 Elect Hume Kyle Management For Voted - For
5 Elect Gregory Lang Management For Voted - For
6 Elect Kalidas V. Madhavpeddi Management For Voted - For
7 Elect C. Kevin McArthur Management For Voted - For
8 Elect Daniel Muniz Quintanilla Management For Voted - For
9 Elect Ethan Schutt Management For Voted - For
10 Elect Anthony P. Walsh Management For Voted - For
11 Elect Dawn Whittaker Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Stock Award Plan Renewal Management For Voted - For
14 Performance Share Unit Plan Renewal Management For Voted - For
15 Deferred Share Unit Plan Renewal Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
OCEANAGOLD CORPORATION
Security ID: 675222103 Ticker: OGC
Meeting Date: 15-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Paul Benson Management For Voted - For
3 Elect Ian M. Reid Management For Voted - For
4 Elect Craig J. Nelsen Management For Voted - For
5 Elect Catherine Gignac Management For Voted - For
6 Elect Sandra M. Dodds Management For Voted - For
7 Elect Alan Pangbourne Management For Voted - For
8 Elect Linda M. Broughton Management For Voted - For
9 Elect Gerard M. Bond Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
1083
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
ORLA MINING LTD.
Security ID: 68634K106 Ticker: OLA
Meeting Date: 21-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Charles A. Jeannes Management For Voted - For
3 Elect Jason Simpson Management For Voted - For
4 Elect Jean Robitaille Management For Voted - For
5 Elect Tim Haldane Management For Voted - For
6 Elect David Stephens Management For Voted - For
7 Elect Elizabeth McGregor Management For Voted - For
8 Elect Tamara Brown Management For Voted - For
9 Elect Ana Sofia Rios Management For Voted - For
10 Elect Scott Langley Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
OSISKO MINING INC.
Security ID: 688281104 Ticker: OSK
Meeting Date: 29-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect John Burzynski Management For Voted - For
3 Elect Jose Vizquerra Benavides Management For Voted - For
4 Elect Patrick Anderson Management For Voted - For
5 Elect Keith D. McKay Management For Voted - For
6 Elect Amy Satov Management For Voted - For
7 Elect Bernardo Alvarez Calderon Management For Voted - For
8 Elect Andree St-Germain Management For Voted - For
9 Elect Cathy Singer Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Approval of the Omnibus Incentive Plan Management For Voted - Against
PAN AFRICAN RESOURCES PLC
Security ID: G6882W102 Ticker: PAF
Meeting Date: 24-Nov-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Re-elect Charles Needham Management For Voted - For
4 Re-elect Yvonne Themba Management For Voted - For
5 Re-elect Keith C. Spencer Management For Voted - For
6 Election of Audit and Risk Committee Member (Dawn
Earp) Management For Voted - For
7 Election of Audit and Risk Committee Member
(Charles Needham) Management For Voted - For
1084
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Election of Audit and Risk Committee Member (Thabo
Mosololi) Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10 Approve Implementation Report Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 General Authority to Issue Shares Management For Voted - Against
13 Authority to Issue Shares for Cash Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
PERSEUS MINING LIMITED
Security ID: Q74174105 Ticker: PRU
Meeting Date: 22-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Terence (Sean) Harvey Management For Voted - For
4 Re-elect John F.G. McGloin Management For Voted - For
5 Equity Grant (MD/CEO Jeffrey Quartermaine) Management For Voted - For
6 Approve Increase in NEDs' Fee Cap Management For Voted - For
RAMELIUS RESOURCES LIMITED
Security ID: Q7982E108 Ticker: RMS
Meeting Date: 24-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Fiona J. Murdoch Management For Voted - For
4 Re-elect Natalia Streltsova Management For Voted - For
5 Equity Grant (MD/CEO Mark Zeptner) Management For Voted - For
6 Approve Performance Plan Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Renew Proportional Takeover Provisions Management For Voted - For
RED 5 LIMITED
Security ID: Q80507256 Ticker: RED
Meeting Date: 25-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Fiona E. Harris Management For Voted - For
3 Re-elect Kevin A. Dundo Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Approve Rights Plan Management For Voted - For
6 Equity Grant (MD Mark Williams - STIP) Management For Voted - For
7 Equity Grant (MD Mark Williams - LTIP) Management For Voted - For
8 Approve Potential Termination Benefits Management For Voted - For
1085
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Nov-22 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Issue of Securities (Tranche 2 Placement) Management For Voted - For
3 Ratify Placement of Securities (Tranche 1 Placement) Management For Voted - For
Meeting Date: 12-Apr-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approve Issue of Securities (Tranche 2 Placement) Management For Voted - For
3 Ratify Placement of Securities (Tranche 1 Placement) Management For Voted - For
4 Approve Issue of Securities (Share Purchase Plan) Management For Voted - For
REGIS RESOURCES LIMITED
Security ID: Q8059N120 Ticker: RRL
Meeting Date: 24-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Fiona Morgan Management For Voted - For
4 Renew Executive Incentive Plan Management For Voted - For
5 Approve Potential Termination Benefits Management For Voted - For
6 Equity Grant (MD/CEO Jim Beyer - FY2022 STI) Management For Voted - For
7 Equity Grant (MD/CEO Jim Beyer - FY2023 LTI) Management For Voted - For
RESOLUTE MINING LIMITED
Security ID: Q81068100 Ticker: RSG
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Mark Potts Management For Voted - For
4 Re-elect Sabina Shugg Management For Voted - For
5 Equity Grant - LTI (MD/CEO Terence Holohan) Management For Voted - For
6 Renew Performance Rights Plan Management For Voted - For
7 Approve Potential Termination Benefits (2023 PRP) Management For Voted - For
8 Equity Grant - Special (MD/CEO Terence Holohan) Management For Voted - Against
9 Deeds of Indemnity, Insurance and Access Management For Voted - For
10 Ratify Placement of Securities Management For Voted - For
SABINA GOLD & SILVER CORP.
Security ID: 785246109 Ticker: SBB
Meeting Date: 12-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Merger (Acquisition by B2Gold) Management For Voted - For
1086
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Non-Voting Meeting Note N/A N/A Non-Voting
SEABRIDGE GOLD INC.
Security ID: 811916105 Ticker: SEA
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Board Size Management For Voted - For
2 Elect Trace Arlaud Management For Voted - For
3 Elect Matthew Coon Come Management For Voted - For
4 Elect Rudi P. Fronk Management For Voted - For
5 Elect Eliseo Gonzalez-Urien Management For Voted - For
6 Elect Jay Layman Management For Voted - For
7 Elect Melanie Miller Management For Voted - For
8 Elect Clem Pelletier Management For Voted - For
9 Elect Julie Robertson Management For Voted - For
10 Elect John Sabine Management For Voted - For
11 Elect Gary A. Sugar Management For Voted - For
12 Elect Carol Willson Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Amendment to By-Law No. 1 Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Transaction of Other Business Management For Voted - Against
SILVER LAKE RESOURCES LIMITED
Security ID: Q85014100 Ticker: SLR
Meeting Date: 25-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Kelvin Flynn Management For Voted - For
4 Ratification of Shares (Harte Gold) Management For Voted - For
5 Ratification of Shares (Appian) Management For Voted - For
6 Equity Grant (MD Luke Tonkin) Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Adoption of Proportional Takeover Provisions Management For Voted - For
SKEENA RESOURCES LIMITED
Security ID: 83056P715 Ticker: SKE
Meeting Date: 22-Jun-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect Walter Coles, Jr. Management For Voted - For
4 Elect Craig Parry Management For Voted - For
5 Elect Suki Gill Management For Voted - For
1087
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Randy Reichert Management For Voted - For
7 Elect Gregory A. Beard Management For Voted - For
8 Elect Nathalie Sajous Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Approval of the 2023 Omnibus Equity Incentive Plan Management For Voted - For
11 Transaction of Other Business Management For Voted - Against
SOLGOLD PLC
Security ID: G8255T104 Ticker: SOLG
Meeting Date: 22-Dec-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Liam A. Twigger Management For Voted - For
4 Elect Nicholas Mather Management For Voted - Against
5 Elect Maria Amparo Alban Management For Voted - For
6 Elect James Clare Management For Voted - Against
7 Elect Scott Caldwell Management For Voted - For
8 Elect Dan Vujcic Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Set Auditor's Fees Management For Voted - For
11 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
SSR MINING INC.
Security ID: 784730103 Ticker: SSRM
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect A.E. Michael Anglin Management For Voted - For
3 Elect Rodney P. Antal Management For Voted - For
4 Elect Thomas R. Bates, Jr. Management For Voted - For
5 Elect Brian R. Booth Management For Voted - For
6 Elect Simon Fish Management For Voted - For
7 Elect Leigh Ann Fisher Management For Voted - For
8 Elect Alan P. Krusi Management For Voted - For
9 Elect Kay G. Priestly Management For Voted - For
10 Elect Karen Swager Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Appointment of Auditor Management For Voted - For
1088
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
ST BARBARA LIMITED
Security ID: Q8744Q173 Ticker: SBM
Meeting Date: 26-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-Elect David Moroney Management For Voted - For
4 Equity Grant (MD/CEO Craig Jetson) Management For Voted - For
5 Amendments to Constitution Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Special
1 Divestiture / The Leonora Sale Management For Voted - For
2 Special Dividend / The Genesis Share Distribution Management For Voted - For
TIETTO MINERALS LIMITED
Security ID: Q90358104 Ticker: TIE
Meeting Date: 22-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Francis Harper Management For Voted - Against
4 Re-elect Paul Kitto Management For Voted - For
5 Approve Long-Term Incentive Plan Management N/A Voted - For
6 Ratify Placement of Securities (B&F Minerals) Management For Voted - For
7 Ratify Placement of Securities (Chijin
International) Management For Voted - For
8 Approve increase in NEDs' Fee cap Management N/A Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Shaddrack Adjetey Sowah Management For Voted - Against
4 Elect Mathew Wilcox Management For Voted - Against
5 Renew Long Term Incentive Plan Management For Voted - For
6 Ratify Placement of Securities (Loan Options) Management For Voted - For
7 Ratify Placement of Securities (Variation Loan
Options) Management For Voted - For
8 Approve Issue of Securities (Minlu Fu) Management For Voted - For
9 Approve Issue of Securities (Kongwell Management
Limited) Management For Voted - For
1089
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
TOREX GOLD RESOURCES INC.
Security ID: 891054603 Ticker: TXG
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Richard Howes Management For Voted - For
3 Elect Jody L.M Kuzenko Management For Voted - For
4 Elect Tony S. Giardini Management For Voted - For
5 Elect Jennifer J. Hooper Management For Voted - For
6 Elect Jay C. Kellerman Management For Voted - For
7 Elect Rosalie C. Moore Management For Voted - For
8 Elect Rodrigo Sandoval Management For Voted - For
9 Elect Roy S. Slack Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
VICTORIA GOLD CORP.
Security ID: 92625W507 Ticker: VGCX
Meeting Date: 10-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Board Size Management For Voted - For
3 Elect T. Sean Harvey Management For Voted - For
4 Elect John McConnell Management For Voted - For
5 Elect Christopher Hill Management For Voted - For
6 Elect Joseph Ovsenek Management For Voted - For
7 Elect Steven Haggarty Management For Voted - For
8 Elect Ria Fitzgerald Management For Voted - For
9 Elect Kimberly Keating Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Omnibus Incentive Plan Renewal Management For Voted - For
WESDOME GOLD MINES LTD.
Security ID: 95083R100 Ticker: WDO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Louise Grondin Management For Voted - For
3 Elect Charles Main Management For Voted - For
4 Elect Nadine Miller Management For Voted - For
5 Elect Warwick Morley-Jepson Management For Voted - For
6 Elect Brian N. Skanderbeg Management For Voted - For
7 Elect Edie Thome Management For Voted - For
8 Elect Bill Washington Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1090
Global X Gold Explorers ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Advisory Vote on Executive Compensation Management For Voted - For
WEST AFRICAN RESOURCES LIMITED
Security ID: Q9594D106 Ticker: WAF
Meeting Date: 12-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Elect Robin Romero Management For Voted - For
4 Re-elect Richard Hyde Management For Voted - For
5 Re-elect Rod Leonard Management For Voted - For
6 Equity Grant (NED Robin Romero) Management N/A Voted - For
7 Equity Grant (Executive Chair/CEO Richard Hyde) Management N/A Voted - For
8 Equity Grant (Executive Director/COO Lyndon Hopkins) Management N/A Voted - For
9 Equity Grant (Executive Director Libby Mounsey) Management N/A Voted - For
10 Approve 2023 Employee Awards Plan Management N/A Voted - For
11 Approve Potential Termination Benefits (2018 Plan) Management N/A Voted - For
12 Approve Potential Termination Benefits (2021 Plan) Management N/A Voted - For
13 Approve Potential Termination Benefits (2023 Plan) Management N/A Voted - For
WESTGOLD RESOURCES LIMITED
Security ID: Q97159232 Ticker: WGX
Meeting Date: 25-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Cheryl Edwardes Management For Voted - For
4 Elect Julius Matthys Management For Voted - For
5 Elect David Kelly Management For Voted - For
6 Re-elect Fiona Van Maanen Management For Voted - For
7 Ratify Placement of Securities Management For Voted - For
8 Equity Grant (MD Wayne Bramwell) Management For Voted - For
9 Approve Termination Benefits (MD Wayne Bramwell) Management For Voted - For
10 Approve Employee Awards Plan Management For Voted - For
11 Approve Potential Termination Benefits (Employee
Awards Plan) Management For Voted - For
1091
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
AAON, INC.
Security ID: 000360206 Ticker: AAON
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Caron A. Lawhorn Management For Voted - For
2 Elect Stephen O. LeClair Management For Voted - Against
3 Elect David R. Stewart Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
ATRIUM LJUNGBERG AB
Security ID: W1R95C111 Ticker: ATRLJB
Meeting Date: 22-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Agenda Management For Voted - For
8 Voting List Management For Voted - For
9 Minutes Management For Voted - For
10 Compliance with the Rules of Convocation Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Accounts and Reports Management For Voted - For
13 Ratification of Johan Ljungberg Management For Voted - For
14 Ratification of Conny Fogelstrom Management For Voted - For
15 Ratification of Erik Langby Management For Voted - For
16 Ratification of Sara Laurell Management For Voted - For
17 Ratification of Simon de Chateau Management For Voted - For
18 Ratification of Gunilla Berg Management For Voted - For
19 Ratification of Annica Anas (CEO) Management For Voted - For
20 Allocation of Profits/Dividends Management For Voted - For
21 Board Size Management For Voted - For
22 Directors and Auditors' Fees Management For Voted - For
23 Elect Johan Ljungberg Management For Voted - For
24 Elect Gunilla Berg Management For Voted - For
25 Elect Simon de Chateau Management For Voted - For
26 Elect Conny Fogelstrom Management For Voted - For
27 Elect Sara Laurell Management For Voted - For
28 Elect Johan Thorell Management For Voted - Against
29 Elect Johan Ljungberg as Chair Management For Voted - For
30 Appointment of Auditor Management For Voted - For
31 Remuneration Report Management For Voted - Against
1092
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
32 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
33 Authority to Repurchase and Reissue Shares Management For Voted - For
34 Amendments to Articles Management For Voted - For
35 Subsidize Executive Stock Purchases Management For Voted - For
36 Non-Voting Agenda Item N/A N/A Non-Voting
37 Non-Voting Meeting Note N/A N/A Non-Voting
AZBIL CORPORATION
Security ID: J0370G106 Ticker: 6845
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Hirozumi Sone Management For Voted - For
4 Elect Kiyohiro Yamamoto Management For Voted - For
5 Elect Takayuki Yokota Management For Voted - For
6 Elect Hisaya Katsuta Management For Voted - For
7 Elect Takeshi Itoh Management For Voted - For
8 Elect Waka Fujiso Management For Voted - For
9 Elect Mitsuhiro Nagahama Management For Voted - For
10 Elect Anne Ka Tse Hung Management For Voted - For
11 Elect Minoru Sakuma Management For Voted - For
12 Elect Fumitoshi Sato Management For Voted - For
13 Elect Shigeaki Yoshikawa Management For Voted - For
14 Elect Tomoyasu Miura Management For Voted - For
BOSTON PROPERTIES, INC.
Security ID: 101121101 Ticker: BXP
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Kelly A. Ayotte Management For Voted - For
2 Elect Bruce W. Duncan Management For Voted - For
3 Elect Carol B. Einiger Management For Voted - For
4 Elect Diane J. Hoskins Management For Voted - For
5 Elect Mary E. Kipp Management For Voted - For
6 Elect Joel I. Klein Management For Voted - For
7 Elect Douglas T. Linde Management For Voted - For
8 Elect Matthew J. Lustig Management For Voted - Against
9 Elect Owen D. Thomas Management For Voted - For
10 Elect William H. Walton, III Management For Voted - For
11 Elect Derek Anthony West Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - Against
1093
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
BR PROPERTIES S.A.
Security ID: P1909V120 Ticker: BRPR3
Meeting Date: 28-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Special Dividend Management For Voted - For
3 Amendments to Article 5 (Reconciliation of Share
Capital) Management For Voted - For
4 Authorization of Legal Formalities Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Reduction in Share Capital (Without Cancellation of
Shares) Management For Voted - For
4 Reverse Stock Split Management For Voted - For
5 Amendments to Article 5 (Reconciliation of Share
Capital) Management For Voted - For
6 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 09-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Shareholder Proposal Regarding Amendments to
Articles (Poison Pill) Shareholder N/A Voted - For
4 Shareholder Proposal Regarding Delisting from Novo
Mercado Shareholder N/A Voted - For
Meeting Date: 17-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Shareholder Proposal Regarding Delisting from Novo
Mercado Shareholder N/A Voted - For
BRANDYWINE REALTY TRUST
Security ID: 105368203 Ticker: BDN
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Reginald DesRoches Management For Voted - For
2 Elect James C. Diggs Management For Voted - For
3 Elect H. Richard Haverstick, Jr. Management For Voted - For
4 Elect Terri A. Herubin Management For Voted - Against
5 Elect Joan Lau Management For Voted - For
1094
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Charles P. Pizzi Management For Voted - For
7 Elect Gerard H. Sweeney Management For Voted - For
8 Ratification of Auditor Management For Voted - Against
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
CA IMMOBILIEN ANLAGEN AG
Security ID: A1144Q155 Ticker: CAI
Meeting Date: 04-May-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Allocation of Dividends Management For Voted - For
5 Ratification of Management Board Acts Management For Voted - For
6 Ratification of Supervisory Board Acts Management For Voted - For
7 Supervisory Board Members' Fees Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Remuneration Report Management For Voted - For
10 Supervisory Board Size Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
12 Increase in Authorised Capital Management For Voted - For
13 Increase in Conditional Capital Management For Voted - For
14 Authority to Issue Convertible Debt Instruments Management For Voted - For
15 Amendments to Articles (Virtual AGM) Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
CAPITALAND INDIA TRUST
Security ID: Y0259C104 Ticker: CY6U
Meeting Date: 17-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
Meeting Date: 17-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ascendas Transaction Management For Voted - For
3 Sponsor Subscription Management For Voted - For
1095
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
CARRIER GLOBAL CORPORATION
Security ID: 14448C104 Ticker: CARR
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Jean-Pierre Garnier Management For Voted - For
2 Elect David L. Gitlin Management For Voted - For
3 Elect John J. Greisch Management For Voted - For
4 Elect Charles M. Holley, Jr. Management For Voted - For
5 Elect Michael M. McNamara Management For Voted - For
6 Elect Susan N. Story Management For Voted - For
7 Elect Michael A. Todman Management For Voted - For
8 Elect Virginia M. Wilson Management For Voted - For
9 Elect Beth A. Wozniak Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
CAVERION CORPORATION
Security ID: X09586102 Ticker: CAV1V
Meeting Date: 27-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Accounts and Reports Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratification of Board and CEO Acts Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Board Size Management For Voted - For
16 Directors' Fees Management For Voted - For
17 Tender Offer Committee Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Removal of Vesting Conditions for Directors'
Remuneration Management For Voted - For
20 Authority to Set Auditor's Fees Management For Voted - For
21 Appointment of Auditor Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
24 Amendments to Articles Management For Voted - For
1096
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Non-Voting Agenda Item N/A N/A Non-Voting
CHINA JINMAO HOLDINGS GROUP LIMITED
Security ID: Y1500V107 Ticker: 0817
Meeting Date: 27-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Scrip Dividend Scheme Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Renewed Sinochem Financial Services Framework
Agreement Management For Voted - Against
4 Board Authorization Management For Voted - Against
5 Deposit Services Under Renewed Ping An Financial
Services Framework Agreement Management For Voted - Against
6 Loan Services Under Renewed Ping An Financial
Services Framework Agreement Management For Voted - For
7 Financing Factoring Services Under Renewed Ping An
Financial Services Framework Agreement Management For Voted - For
8 Board Authorization Management For Voted - Against
CHINA OVERSEAS GRAND OCEANS GROUP LIMITED
Security ID: Y1505S117 Ticker: 0081
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect YANG Lin Management For Voted - For
4 Elect ZHOU Hancheng Management For Voted - For
5 Elect Billy YUNG Kwok Kee Management For Voted - Against
6 Elect Timpson CHUNG Shui Ming Management For Voted - Against
7 Elect Andrew FAN Chun Wah Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
1097
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA VANKE CO., LTD.
Security ID: Y77421132 Ticker: 2202
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Issue Direct Debt Financing Instruments Management For Voted - For
4 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
Meeting Date: 08-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Eligibility of Non-Public Issuance of A Shares Management For Voted - For
4 Class and Par Value of Shares Management For Voted - For
5 Method and Time of Issuance Management For Voted - For
6 Target Subscribers and Subscription Method Management For Voted - For
7 Issue Price and Pricing Method Management For Voted - For
8 Number of Shares to be Issued Management For Voted - For
9 Lock-up Arrangement Management For Voted - For
10 Place of Listing Management For Voted - For
11 Arrangement of Accumulated Undistributed Profits
Before the Issuance Management For Voted - For
12 Amount and Use of Proceeds Management For Voted - For
13 Validity Period Management For Voted - For
14 Plan of Non-Public Issuance of A Share Management For Voted - For
15 Feasibility Research Report of the Non-Public
Issuance to Raise Funds for Investment Projects Management For Voted - For
16 Report on the Use of Previous Proceeds Management For Voted - For
17 Dilution of Current Returns Resulting from the
Non-Public Issuance and Remedial Measures Management For Voted - For
18 Shareholders' Dividend Return Plan for the Next
Three Years Management For Voted - For
19 Authorization to the Board to Deal with all Matters
in Relation to Non-Public Issuance of A Shares Management For Voted - For
20 Report on the Demonstration and Analysis of the
Proposal to Issue A Shares to Specific Subscribers Management For Voted - For
CIFI HOLDINGS (GROUP) CO. LTD
Security ID: G2140A107 Ticker: 0884
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Second Supplemental Property Management Services
Master Agreement and 2022 Property Management
Services Master Agreement Management For Voted - For
1098
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
CITYCON OYJ
Security ID: X1422T280 Ticker: CTY1S
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Amendments to Articles (Virtual Meetings) Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
Meeting Date: 21-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Accounts and Reports Management For Voted - For
11 Allocation of Profits/Dividends Management For Voted - For
12 Ratification of Board and CEO Acts Management For Voted - For
13 Remuneration Report Management For Voted - For
14 Directors' Fees Management For Voted - For
15 Board Size Management For Voted - For
16 Election of Directors Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - Against
21 Non-Voting Agenda Item N/A N/A Non-Voting
COUSINS PROPERTIES INCORPORATED
Security ID: 222795502 Ticker: CUZ
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Charles T. Cannada Management For Voted - For
2 Elect Robert M. Chapman Management For Voted - For
3 Elect M. Colin Connolly Management For Voted - Against
1099
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Scott W. Fordham Management For Voted - Against
5 Elect Lillian C. Giornelli Management For Voted - For
6 Elect R. Kent Griffin Jr. Management For Voted - For
7 Elect Donna W. Hyland Management For Voted - For
8 Elect Dionne Nelson Management For Voted - Against
9 Elect R. Dary Stone Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - Against
COVIVIO
Security ID: F2R22T119 Ticker: COV
Meeting Date: 20-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Scrip Dividend Management For Voted - For
10 Special Auditors Report on Regulated Agreements Management For Voted - For
11 2022 Remuneration Report Management For Voted - For
12 2022 Remuneration of Jean Laurent, Chair (Until
July 21, 2022) Management For Voted - For
13 2022 Remuneration of Jean-Luc Biamonti, Chair
(Since July 21, 2022) Management For Voted - For
14 2022 Remuneration of Christophe Kullmann, CEO Management For Voted - For
15 2022 Remuneration of Olivier Esteve, Deputy CEO Management For Voted - For
16 2023 Remuneration Policy (Chair) Management For Voted - For
17 2023 Remuneration Policy (CEO) Management For Voted - For
18 2023 Remuneration Policy (Deputy CEO) Management For Voted - For
19 2023 Remuneration Policy (Board of Directors) Management For Voted - For
20 Ratification of the Co-option of Delfin S.a.r.l.
(Giovanni Giallombardo) Management For Voted - For
21 Elect Jean-Luc Biamonti Management For Voted - For
22 Elect Christian Delaire Management For Voted - For
23 Elect Olivier Piani Management For Voted - For
24 Elect Covea Cooperations (Olivier Le Borgne) Management For Voted - For
25 Elect Delfin S.a.r.l. (Giovanni Giallombardo) Management For Voted - For
26 Authority to Repurchase and Reissue Shares Management For Voted - For
27 Opinion on Climate Strategy Management For Voted - For
28 Authority to Increase Capital Through
Capitalisations Management For Voted - For
29 Authority to Cancel Shares and Reduce Capital Management For Voted - For
30 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
1100
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights and w/ Priority Subscription Management For Voted - For
32 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
33 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
34 Employee Stock Purchase Plan Management For Voted - For
35 Amendments to Articles Regarding Share Ownership
Disclosure Requirements Management For Voted - For
36 Authorisation of Legal Formalities Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
CRE LOGISTICS REIT INC.
Security ID: J7008E106 Ticker: 3487
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect Tsuyoshi Ito as Executive Director Management For Voted - For
3 Elect Hirohisa Toda as Alternate Executive Director Management For Voted - For
4 Elect Kensuke Isobe as Supervisory Directors Management For Voted - For
5 Elect Kenichi Nakamura as Supervisory Directors Management For Voted - For
6 Elect Ayako Nakao as Alternate Supervisory Director Management For Voted - For
CTP N.V.
Security ID: N2368S105 Ticker: CTPNV
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Remuneration Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Dividends Management For Voted - For
7 Ratification of Executive Directors' Acts Management For Voted - For
8 Ratification of Non-Executives' Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
11 Authority to Suppress Preemptive Rights Management For Voted - Against
12 Authority to Issue Shares w/ Preemptive Rights
(Interim Scrip Dividend) Management For Voted - For
13 Authority to Suppress Preemptive Rights (Interim
Scrip Dividend) Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Amendments to Articles Regarding Virtual-Only
Meetings Management For Voted - For
1101
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
DOUGLAS EMMETT, INC.
Security ID: 25960P109 Ticker: DEI
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Dan A. Emmett Management For Voted - For
1.2 Elect Jordan L. Kaplan Management For Voted - For
1.3 Elect Kenneth M. Panzer Management For Voted - For
1.4 Elect Leslie E. Bider Management For Voted - For
1.5 Elect Dorene C. Dominguez Management For Voted - For
1.6 Elect David T. Feinberg Management For Voted - Withheld
1.7 Elect Ray C. Leonard Management For Voted - Withheld
1.8 Elect Virginia McFerran Management For Voted - Withheld
1.9 Elect Thomas E. O'Hern Management For Voted - For
1.10 Elect William E. Simon, Jr. Management For Voted - Withheld
1.11 Elect Shirley Wang Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2016 Omnibus Stock Incentive Plan Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
ELME COMMUNITIES
Security ID: 939653101 Ticker: ELME
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Jennifer S. Banner Management For Voted - For
2 Elect Benjamin S. Butcher Management For Voted - For
3 Elect Ellen M. Goitia Management For Voted - For
4 Elect Paul T. McDermott Management For Voted - For
5 Elect Thomas H. Nolan, Jr. Management For Voted - For
6 Elect Anthony L. Winns Management For Voted - Against
7 Advisory Vote on Executive Compensation Management For Voted - Against
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Ratification of Auditor Management For Voted - Against
EMPIRE STATE REALTY TRUST, INC.
Security ID: 292104106 Ticker: ESRT
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Anthony E. Malkin Management For Voted - For
1.2 Elect Thomas J. DeRosa Management For Voted - For
1.3 Elect Steven J. Gilbert Management For Voted - For
1.4 Elect S. Michael Giliberto Management For Voted - For
1.5 Elect Patricia S. Han Management For Voted - For
1.6 Elect Grant H. Hill Management For Voted - For
1102
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect R. Paige Hood Management For Voted - For
1.8 Elect James D. Robinson, IV Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
EQUITY COMMONWEALTH
Security ID: 294628102 Ticker: EQC
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Samuel Zell Management For Voted - Withheld
1.2 Elect Ellen-Blair Chube Management For Voted - Withheld
1.3 Elect Martin L. Edelman Management For Voted - Withheld
1.4 Elect David Helfand Management For Voted - Withheld
1.5 Elect Peter L. Linneman Management For Voted - Withheld
1.6 Elect Mary Jane Robertson Management For Voted - Withheld
1.7 Elect Gerald A. Spector Management For Voted - Withheld
1.8 Elect James A. Star Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - Against
5 Amendment to the 2015 Omnibus Incentive Plan Management For Voted - Against
FABEGE AB
Security ID: W7888D199 Ticker: FABG
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Accounts and Reports Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Ratification of Jan Litborn Management For Voted - For
15 Ratification of Anette Asklin Management For Voted - For
16 Ratification of Mattias Johansson Management For Voted - For
17 Ratification of Martha Josefsson Management For Voted - For
18 Ratification of Stina Lindh Hok Management For Voted - For
19 Ratification of Lennart Mauritzson Management For Voted - For
20 Ratification of Anne Arneby Management For Voted - For
21 Ratification of Stefan Dahlbo Management For Voted - For
1103
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Record Date for Dividend Management For Voted - For
23 Board Size; Nomination Committee Report Management For Voted - For
24 Directors' Fees Management For Voted - For
25 Authority to Set Auditor's Fees Management For Voted - For
26 Elect Anette Asklin Management For Voted - For
27 Elect Martha Josefsson Management For Voted - Against
28 Elect Jan Litborn Management For Voted - Against
29 Elect Stina Lindh Hok Management For Voted - For
30 Elect Lennart Mauritzson Management For Voted - For
31 Elect Mattias Johansson Management For Voted - For
32 Elect Anne Arneby Management For Voted - For
33 Elect Jan Litborn as Chair of the Board Management For Voted - Against
34 Appointment of Auditor Management For Voted - Against
35 Approve Nomination Guidelines Management For Voted - For
36 Remuneration Policy Management For Voted - Against
37 Remuneration Report Management For Voted - For
38 Authority to Repurchase Shares Management For Voted - For
39 Non-Voting Agenda Item N/A N/A Non-Voting
40 Non-Voting Agenda Item N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
FRANKLIN STREET PROPERTIES CORP.
Security ID: 35471R106 Ticker: FSP
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect George J. Carter Management For Voted - For
2 Elect Georgia Murray Management For Voted - For
3 Elect Brian N. Hansen Management For Voted - For
4 Elect John N. Burke Management For Voted - For
5 Elect Dennis J. McGillicuddy Management For Voted - For
6 Elect Kenneth A. Hoxsie Management For Voted - Against
7 Elect Kathryn P. O'Neill Management For Voted - For
8 Elect Milton P. Wilkins, Jr. Management For Voted - For
9 Ratification of Auditor Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FRASERS CENTREPOINT TRUST
Security ID: Y2642S101 Ticker: J69U
Meeting Date: 17-Jan-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
1104
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
FRASERS LOGISTICS & COMMERCIAL TRUST
Security ID: Y26465107 Ticker: BUOU
Meeting Date: 17-Jan-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
GECINA
Security ID: F4268U171 Ticker: GFC
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
10 Consolidated Accounts and Reports Management For Voted - For
11 Use/Transfer of Reserves Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Scrip Dividend Management For Voted - For
14 Special Auditors Report on Regulated Agreements Management For Voted - For
15 2022 Remuneration Report Management For Voted - For
16 2022 Remuneration of Jerome Brunel, Chair Management For Voted - For
17 2022 Remuneration of Meka Brunel, CEO (Until April
21, 2022) Management For Voted - For
18 2022 Remuneration of Benat Ortega, CEO (Since April
21, 2022) Management For Voted - For
19 2023 Remuneration Policy (Board of Directors) Management For Voted - For
20 2023 Remuneration Policy (Chair) Management For Voted - For
21 2023 Remuneration Policy (CEO) Management For Voted - For
22 Elect Dominique Dudan Management For Voted - For
23 Elect Predica (Matthieu Lance) Management For Voted - For
24 Elect Benat Ortega Management For Voted - For
25 Authority to Repurchase and Reissue Shares Management For Voted - For
26 Authorisation of Legal Formalities Management For Voted - For
1105
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
GUANGZHOU R&F PROPERTIES COMPANY
Security ID: Y2933F115 Ticker: 2777
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Director's Report Management For Voted - For
3 Supervisor's Report Management For Voted - For
4 Accounts and Reports Management For Voted - Against
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Board Authorization to Declare Interim Dividend Management For Voted - For
7 Elect ZHANG Hui as Executive Director; Approval of
Fees Management For Voted - For
8 Elect XIANG Lijun as Executive Director; Approval
of Fees Management For Voted - For
9 Elect LI Helen as Non-executive Director; Approval
of Fees Management For Voted - Against
10 Elect ZHENG Ercheng as Independent Non-executive
Director; Approval of Fees Management For Voted - Against
11 Elect WONG Chun Bong as Independent Non-executive
Director; Approval of Fees Management For Voted - Against
12 Elect ZHAO Xianglin as Supervisor; Approval of Fees Management For Voted - For
13 Application for Composite Credit Facilities Management For Voted - For
14 Provision of Guarantees in 2023 Management For Voted - Against
15 Approve Guarantees Extended in 2022 Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
17 Authority to Issue Debt Instruments Management For Voted - For
18 Board Authorization to Issue Debt Instruments Management For Voted - For
19 Amendments to Articles Management For Voted - For
HANG LUNG PROPERTIES LIMITED
Security ID: Y30166105 Ticker: 0101
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Elect Nelson YUEN Wai Leung Management For Voted - Against
5 Elect Andrew CHAN Ka Ching Management For Voted - For
6 Elect Adriel CHAN Wenbwo Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Non-Voting Meeting Note N/A N/A Non-Voting
1106
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
HONGKONG LAND HOLDINGS LTD.
Security ID: G4587L109 Ticker: HKLD
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Stuart M. Grant Management For Voted - For
5 Elect Lily Jencks Management For Voted - For
6 Elect Christina Ong Management For Voted - For
7 Elect Robert WONG Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
HUDSON PACIFIC PROPERTIES, INC.
Security ID: 444097109 Ticker: HPP
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Victor J. Coleman Management For Voted - For
2 Elect Theodore R. Antenucci Management For Voted - For
3 Elect Karen Brodkin Management For Voted - For
4 Elect Ebs Burnough Management For Voted - For
5 Elect Richard B. Fried Management For Voted - For
6 Elect Jonathan M. Glaser Management For Voted - For
7 Elect Christy Haubegger Management For Voted - For
8 Elect Mark D. Linehan Management For Voted - For
9 Elect Barry A. Sholem Management For Voted - For
10 Elect Andrea L. Wong Management For Voted - Against
11 Amendment to the 2010 Incentive Award Plan Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ICADE
Security ID: F4931M119 Ticker: ICAD
Meeting Date: 21-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
1107
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
10 Consolidated Accounts and Reports Management For Voted - For
11 Allocation of Profits/Dividends Management For Voted - For
12 Special Auditors Report on Regulated Agreements Management For Voted - For
13 Elect Caisse des Depots et Consignations (Carole
Abbey) Management For Voted - Against
14 Elect Emmanuel Chabas Management For Voted - Against
15 Elect Gonzague de Pirey Management For Voted - For
16 Elect Antoine Saintoyant Management For Voted - Against
17 2023 Remuneration Policy (Board of Directors) Management For Voted - For
18 2023 Remuneration Policy (Chair) Management For Voted - For
19 2023 Remuneration Policy (Executives) Management For Voted - Against
20 2022 Remuneration Report Management For Voted - For
21 2022 Remuneration of Frederic Thomas, Chair Management For Voted - For
22 2022 Remuneration and 2023 Remuneration of Olivier
Wigniolle (Until April 21, 2023), CEO Management For Voted - For
23 Authority to Repurchase and Reissue Shares Management For Voted - For
24 Approval of Climate Transition and Biodiversity
Preservation Management For Voted - For
25 Authority to Cancel Shares and Reduce Capital Management For Voted - For
26 Authority to Increase Capital Through
Capitalisations Management For Voted - For
27 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
28 Greenshoe Management For Voted - For
29 Employee Stock Purchase Plan Management For Voted - For
30 Authorisation of Legal Formalities Management For Voted - For
INDUSTRIAL & INFRASTRUCTURE FUND INVESTMENT CORPORATION
Security ID: J24393118 Ticker: 3249
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect Kumi Honda as Executive Director Management For Voted - For
3 Elect Yutaka Usami Management For Voted - For
4 Elect Koki Ohira Management For Voted - For
5 Elect Fumito Bansho Management For Voted - For
6 Elect Hidehiko Ueda Management For Voted - For
7 Elect Masa Moritsu Management For Voted - For
INMOBILIARIA COLONIAL, SOCIMI, S.A.
Security ID: E6451E105 Ticker: COL
Meeting Date: 14-Jun-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Individual Accounts Management For Voted - For
3 Consolidated Accounts Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Distribution Of Dividends Management For Voted - For
1108
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Ratification of Board Acts; Management Reports Management For Voted - For
7 Transfer of Reserves Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Set General Meeting Notice Period at
15 days Management For Voted - Against
10 Board Size Management For Voted - For
11 Ratify Co-Option and Elect Begona Orgambide Garcia Management For Voted - Against
12 Elect Silvia Monica Alonso-Castrillo Allain Management For Voted - For
13 Elect Ana Cristina Peralta Moreno Management For Voted - For
14 Authorisation of Competing Activities (Ana Bolado
Valle) Management For Voted - For
15 Elect Ana Bolado Valle Management For Voted - For
16 Elect Miriam Gonzalez Amezqueta Management For Voted - For
17 Elect Manuel Puig Rocha Management For Voted - For
18 Remuneration Policy Management For Voted - For
19 Remuneration Report Management For Voted - Against
20 Authorisation of Legal Formalities Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
JAPAN REAL ESTATE INVESTMENT CORPORATION
Security ID: J27523109 Ticker: 8952
Meeting Date: 13-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect Jo Kato as Executive Director Management For Voted - For
3 Elect Shojiro Kojima Management For Voted - For
4 Elect Masaaki Fujino Management For Voted - For
5 Elect Hiroaki Takano Management For Voted - For
6 Elect Miyuki Aodai Management For Voted - For
7 Elect Norio Suzuki as Alternate Supervisory Director Management For Voted - For
KB HOME
Security ID: 48666K109 Ticker: KBH
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Jose M. Barra Management For Voted - For
2 Elect Arthur R. Collins Management For Voted - For
3 Elect Dorene C. Dominguez Management For Voted - Against
4 Elect Kevin P. Eltife Management For Voted - Against
5 Elect Stuart A. Gabriel Management For Voted - For
6 Elect Thomas W. Gilligan Management For Voted - Against
7 Elect Jodeen A. Kozlak Management For Voted - For
8 Elect Melissa B. Lora Management For Voted - For
9 Elect Jeffrey T. Mezger Management For Voted - For
10 Elect Brian R. Niccol Management For Voted - For
11 Elect James C. Weaver Management For Voted - Against
1109
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Ratification of Auditor Management For Voted - Against
14 Amendment to the 2014 Equity Incentive Plan Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
KEPPEL REIT
Security ID: Y4740G104 Ticker: K71U
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Elect TAN Swee Yiow Management For Voted - For
5 Elect Ian Roderick Mackie Management For Voted - For
6 Elect Christina Tan Management For Voted - For
7 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
8 Authority to Repurchase and Reissue Units Management For Voted - For
9 Amendments to Trust Deed Management For Voted - For
KILROY REALTY CORPORATION
Security ID: 49427F108 Ticker: KRC
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect John Kilroy Management For Voted - For
2 Elect Edward Brennan Management For Voted - Against
3 Elect Jolie Hunt Management For Voted - Against
4 Elect Scott S. Ingraham Management For Voted - Against
5 Elect Louisa Ritter Management For Voted - Against
6 Elect Gary Stevenson Management For Voted - Against
7 Elect Peter Stoneberg Management For Voted - Against
8 Amendment to the 2006 Incentive Award Plan Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - Against
KINGSPAN GROUP PLC
Security ID: G52654103 Ticker: KRX
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Jost Massenberg Management For Voted - For
5 Elect Gene M. Murtagh Management For Voted - For
6 Elect Geoff P. Doherty Management For Voted - For
7 Elect Russell Shiels Management For Voted - For
1110
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Gilbert McCarthy Management For Voted - For
9 Elect Linda Hickey Management For Voted - For
10 Elect Anne Heraty Management For Voted - For
11 Elect Eimear Moloney Management For Voted - For
12 Elect Paul Murtagh Management For Voted - For
13 Elect Senan Murphy Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Remuneration Report Management For Voted - For
16 Increase in NED Fee Cap Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Authority to Set Price Range for Reissuance of
Treasury Shares Management For Voted - For
22 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
KLEPIERRE
Security ID: F5396X102 Ticker: LI
Meeting Date: 11-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Related Party Transaction (Jean-Michel Gault -
Amendment to the Employment Contract) Management For Voted - For
9 Related Party Transaction (Jean-Michel Gault -
Settlement Indemnity) Management For Voted - For
10 Special Auditors Report on Regulated Agreements Management For Voted - For
11 Elect Catherine Simoni Management For Voted - For
12 Elect Florence von Erb Management For Voted - For
13 Elect Stanley Shashoua Management For Voted - For
14 Non-Renewal of Alternate Auditor (BEAS) Management For Voted - For
15 Non-Renewal of Alternate Auditor (Picarle &
Associ[]s)
Management For Voted - For
16 2023 Remuneration Policy (Supervisory Board) Management For Voted - For
17 2023 Remuneration Policy (Management Board Chair) Management For Voted - For
18 2023 Remuneration Policy (Management Board Members) Management For Voted - For
19 2022 Remuneration Report Management For Voted - For
1111
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 2022 Remuneration of David Simon, Supervisory Board
Chair Management For Voted - For
21 2022 Remuneration of Jean-Marc Jestin, Management
Board Chair Management For Voted - For
22 2022 Remuneration of Stephane Tortajada, Management
Board Member Management For Voted - For
23 2022 Remuneration of Jean-Michel Gault, Management
Board Member Management For Voted - For
24 2022 Remuneration of Benat Ortega, Management Board
Member Management For Voted - For
25 Authority to Repurchase and Reissue Shares Management For Voted - For
26 Authority to Cancel Shares and Reduce Capital Management For Voted - For
27 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
28 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights and to Increase Capital in Case
of Exchange Offer Management For Voted - For
29 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
30 Greenshoe Management For Voted - For
31 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
32 Authority to Increase Capital Through
Capitalisations Management For Voted - For
33 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
34 Opinion on Climate Ambitions and Objectives Management For Voted - For
35 Authorisation of Legal Formalities Management For Voted - For
36 Non-Voting Meeting Note N/A N/A Non-Voting
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
KONE CORP.
Security ID: X4551T105 Ticker: KNEBV
Meeting Date: 28-Feb-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Accounts and Reports Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratification of Board and CEO Acts Management For Voted - For
1112
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Remuneration Report Management For Voted - For
15 Directors' Fees Management For Voted - For
16 Board Size Management For Voted - For
17 Elect Matti Alahuhta Management For Voted - For
18 Elect Susan Duinhoven Management For Voted - For
19 Elect Marika Fredriksson Management For Voted - For
20 Elect Antti Herlin Management For Voted - Against
21 Elect Iiris Herlin Management For Voted - For
22 Elect Jussi Herlin Management For Voted - Against
23 Elect Ravi Kant Management For Voted - For
24 Elect Marcela Manubens Management For Voted - For
25 Elect Krishna Mikkilineni Management For Voted - For
26 Authority to Set Auditor's Fees Management For Voted - For
27 Number of Auditors Management For Voted - For
28 Appointment of Auditor Management For Voted - For
29 Amendments to Articles Management For Voted - For
30 Authority to Repurchase Shares Management For Voted - For
31 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
32 Non-Voting Agenda Item N/A N/A Non-Voting
LAND SECURITIES GROUP PLC
Security ID: G5375M142 Ticker: LAND
Meeting Date: 07-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Mark Allan Management For Voted - For
5 Elect Vanessa Simms Management For Voted - For
6 Elect Colette O'Shea Management For Voted - For
7 Elect Edward H. Bonham Carter Management For Voted - For
8 Elect Nicholas Cadbury Management For Voted - For
9 Elect Madeleine Cosgrave Management For Voted - For
10 Elect Christophe Evain Management For Voted - For
11 Elect Cressida Hogg Management For Voted - For
12 Elect Manjiry Tamhane Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Sharesave Plan Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
1113
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
LENDLEASE GLOBAL COMMERCIAL REIT
Security ID: Y5229U100 Ticker: JYEU
Meeting Date: 25-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Elect Simon John Perrott Management For Voted - For
5 Elect Justin Marco Gabbani Management For Voted - Against
6 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
LENNOX INTERNATIONAL INC.
Security ID: 526107107 Ticker: LII
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Janet K. Cooper Management For Voted - For
2 Elect John W. Norris, III Management For Voted - For
3 Elect Karen H. Quintos Management For Voted - For
4 Elect Shane D. Wall Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - Against
LINDAB INTERNATIONAL AB
Security ID: W56316107 Ticker: LIAB
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Opening of Meeting; Election of Presiding Chair Management For Voted - For
3 Voting List Management For Voted - For
4 Agenda Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Compliance with the Rules of Convocation Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Ratify Peter Nilsson Management For Voted - For
12 Ratify Anette Frumerie Management For Voted - For
13 Ratify Marcus Hedblom Management For Voted - For
14 Ratify Per Bertland Management For Voted - For
15 Ratify Sonat Burman-Olsson Management For Voted - For
16 Ratify Staffan Pehrson Management For Voted - For
17 Ratify Viveka Ekberg Management For Voted - For
18 Ratify Pontus Andersson Management For Voted - For
1114
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Ratify Ulf Jonsson Management For Voted - For
20 Ratify Ola Ringdahl (CEO) Management For Voted - For
21 Board Size Management For Voted - For
22 Directors and Auditors' Fees Management For Voted - For
23 Directors' Fees Management For Voted - For
24 Authority to Set Auditor's Fees Management For Voted - For
25 Elect Peter Nilsson Management For Voted - For
26 Elect Viveka Ekberg Management For Voted - For
27 Elect Sonat Burman-Olsson Management For Voted - For
28 Elect Annette Frumerie Management For Voted - For
29 Elect Per Bertland Management For Voted - For
30 Elect Marcus Hedblom Management For Voted - For
31 Elect Staffan Pehrson Management For Voted - For
32 Elect Peter Nilsson as Chair Management For Voted - For
33 Appointment of Auditor Management For Voted - For
34 Remuneration Report Management For Voted - For
35 Adoption of Share-Based Incentives (Call Option
Plan) Management For Voted - For
36 Issuance of Treasury Shares Management For Voted - For
37 Non-Voting Agenda Item N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
40 Non-Voting Meeting Note N/A N/A Non-Voting
41 Non-Voting Meeting Note N/A N/A Non-Voting
42 Non-Voting Meeting Note N/A N/A Non-Voting
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
M/I HOMES, INC.
Security ID: 55305B101 Ticker: MHO
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Phillip G. Creek Management For Voted - Withheld
2 Elect Nancy J. Kramer Management For Voted - For
3 Elect Bruce A. Soll Management For Voted - For
4 Elect Norman L. Traeger Management For Voted - Withheld
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - Against
MAPLETREE COMMERCIAL TRUST
Security ID: Y5759T101 Ticker: N2IU
Meeting Date: 29-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
1115
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
MASONITE INTERNATIONAL CORPORATION
Security ID: 575385109 Ticker: DOOR
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Howard C. Heckes Management For Voted - For
1.2 Elect Jody L. Bilney Management For Voted - Withheld
1.3 Elect Robert J. Byrne Management For Voted - For
1.4 Elect Peter R. Dachowski Management For Voted - For
1.5 Elect Jonathan F. Foster Management For Voted - For
1.6 Elect Daphne E. Jones Management For Voted - For
1.7 Elect Barry A. Ruffalo Management For Voted - For
1.8 Elect Francis M. Scricco Management For Voted - For
1.9 Elect Jay I. Steinfeld Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
MERCIALYS
Security ID: F61573105 Ticker: MERY
Meeting Date: 27-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
7 Consolidated Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Ratification of Co-Option of Vincent Ravat Management For Voted - For
10 Ratification of Co-Option of Jean-Louis Constanza Management For Voted - For
11 Elect Mael Aoustin Management For Voted - For
12 2022 Remuneration Report Management For Voted - For
13 2022 Remuneration of Eric Le Gentil, Chair Management For Voted - For
14 2022 Remuneration of Vincent Ravat, CEO Management For Voted - For
15 2022 Remuneration of Elizabeth Blaise, Deputy CEO Management For Voted - For
16 2023 Remuneration Policy (Chair) Management For Voted - For
17 2023 Remuneration Policy (CEO) Management For Voted - For
18 2023 Remuneration Policy (Deputy CEO) Management For Voted - For
19 2023 Remuneration Policy (Board of Directors) Management For Voted - For
20 Special Auditors Report on Regulated Agreements Management For Voted - For
21 Authority to Repurchase and Reissue Shares Management For Voted - For
22 Authority to Cancel Shares and Reduce Capital Management For Voted - For
23 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
24 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
1116
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
26 Greenshoe Management For Voted - For
27 Authority to Increase Capital Through
Capitalisations Management For Voted - For
28 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
29 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
30 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
31 Employee Stock Purchase Plan Management For Voted - For
32 Authority to Issue Performance Shares Management For Voted - For
33 Authorisation of Legal Formalities Management For Voted - For
34 Non-Voting Meeting Note N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
MERITAGE HOMES CORPORATION
Security ID: 59001A102 Ticker: MTH
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Peter L. Ax Management For Voted - For
2 Elect Gerald W. Haddock Management For Voted - Against
3 Elect Joseph Keough Management For Voted - For
4 Elect Phillippe Lord Management For Voted - For
5 Elect Michael R. Odell Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - Against
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
9 Amendment to the 2018 Stock Incentive Plan Management For Voted - For
MERLIN PROPERTIES SOCIMI S.A.
Security ID: E7390Z100 Ticker: MRL
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Individual Accounts and Reports Management For Voted - For
3 Consolidated Accounts and Reports Management For Voted - For
4 Report on Non-Financial Information Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Ratification of Board Acts Management For Voted - For
7 Appointment of Auditor (Deloitte) Management For Voted - For
8 Appointment of Auditor (PricewaterhouseCoopers) Management For Voted - For
9 Elect Javier Garcia-Carranza Benjumea Management For Voted - For
10 Elect Francisca Ortega Hernandez-Agero Management For Voted - For
11 Elect Pilar Cavero Mestre Management For Voted - For
12 Elect Juan Maria Aguirre Gonzalo Management For Voted - For
1117
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Remuneration Report Management For Voted - Against
14 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
15 Authority to Repurchase and Reissue Shares Management For Voted - For
16 Authority to Issue Convertible Debt Instruments Management For Voted - For
17 Authority to Issue Debt Instruments Management For Voted - For
18 Amendments to Articles (Audit and Control Committee) Management For Voted - For
19 Amendments to Articles (Nomination and Remuneration
Committee) Management For Voted - For
20 Authority to Set General Meeting Notice Period at
15 days Management For Voted - Against
21 Authorisation of Legal Formalities Management For Voted - For
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
NEPI ROCKCASTLE N.V
Security ID: N6S06Q108 Ticker: NRP
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capitalisation of Reserves Management For Voted - For
4 Remuneration Policy Management For Voted - For
5 Long-Term Incentive Plan; Authority to Issue Shares Management For Voted - For
6 Authorization of Legal Formalities (Power of
Attorney) Management For Voted - For
NIPPON BUILDING FUND INC.
Security ID: J52088101 Ticker: 8951
Meeting Date: 14-Mar-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect Koichi Nishiyama as Executive Director Management For Voted - For
3 Elect Eiichiro Onozawa Management For Voted - For
4 Elect Hideki Shuto Management For Voted - For
5 Elect Masaki Okada Management For Voted - For
6 Elect Keiko Hayashi Management For Voted - For
7 Elect Kazuhisa Kobayashi Management For Voted - For
NIPPON PROLOGIS REIT
Security ID: J5528H104 Ticker: 3283
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect Satoshi Yamaguchi as Executive Director Management For Voted - For
3 Elect Atsushi Toda as Alternate Executive Director Management For Voted - For
1118
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Yoichiro Hamaoka Management For Voted - For
5 Elect Mami Tazaki Management For Voted - For
6 Elect Kuninori Oku Management For Voted - For
NOMURA REAL ESTATE MASTER FUND, INC.
Security ID: J589D3119 Ticker: 3462
Meeting Date: 30-May-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect Shuhei Yoshida as Executive Director Management For Voted - For
3 Elect Mineo Uchiyama Management For Voted - For
4 Elect Mika Okada Mika Furusawa Management For Voted - For
5 Elect Toko Koyama Management For Voted - For
OPPLE LIGHTING CO., LTD.
Security ID: Y6440S106 Ticker: 603515
Meeting Date: 12-Apr-23 Meeting Type: Special
1 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2023 Restricted Stock Incentive Plan Management For Voted - For
4 Elect HUANG Di Management For Voted - For
5 Cancellation of Some Repurchased Shares and
Decrease of the Company's Registered Capital Management For Voted - For
6 Amendments to the Company's Articles of Association
and Handling the Industrial and Commercial
Registration Amendment Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Remuneration Plan for Directors, Supervisors
and Senior Management Management For Voted - For
5 2022 Annual Accounts and 2023 Budget Report Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Cash Management with Proprietary Funds Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 2023 Estimated Connected Transactions Management For Voted - For
12 Connected Transactions regarding Factoring Business Management For Voted - Against
1119
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Connected Transactions regarding Undertaking a
Distributed Photovoltaic Project Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Amendments to Articles Management For Voted - Against
16 Elect Independent Director: LU Shengjiang Management For Voted - For
PARAMOUNT GROUP, INC.
Security ID: 69924R108 Ticker: PGRE
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Albert Behler Management For Voted - For
2 Elect Thomas Armbrust Management For Voted - Against
3 Elect Martin Bussmann Management For Voted - Against
4 Elect Karin M. Klein Management For Voted - For
5 Elect Peter L. Linneman Management For Voted - For
6 Elect Katharina Otto-Bernstein Management For Voted - For
7 Elect Mark R. Patterson Management For Voted - For
8 Elect Hitoshi Saito Management For Voted - For
9 Elect Paula Sutter Management For Voted - For
10 Elect Gregory S. Wright Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
PIEDMONT OFFICE REALTY TRUST, INC.
Security ID: 720190206 Ticker: PDM
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Frank C. McDowell Management For Voted - For
2 Elect Kelly H. Barrett Management For Voted - For
3 Elect Glenn G. Cohen Management For Voted - For
4 Elect Venkatesh S. Durvasula Management For Voted - For
5 Elect Mary M. Hager Management For Voted - For
6 Elect Barbara B. Lang Management For Voted - Against
7 Elect C. Brent Smith Management For Voted - For
8 Elect Jeffrey L. Swope Management For Voted - For
9 Elect Dale H. Taysom Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SCENTRE GROUP
Security ID: Q8351E109 Ticker: SCG
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
1120
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Re-elect Michael Wilkins Management For Voted - For
4 Elect Stephen McCann Management For Voted - For
5 Equity Grant (MD/CEO Elliott Rusanow) Management For Voted - For
SEGRO PLC
Security ID: G80277141 Ticker: SGRO
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Elect Andy Harrison Management For Voted - For
5 Elect Mary Barnard Management For Voted - For
6 Elect Sue Clayton Management For Voted - For
7 Elect Soumen Das Management For Voted - For
8 Elect Carol Fairweather Management For Voted - For
9 Elect Simon Fraser Management For Voted - For
10 Elect Andy Gulliford Management For Voted - For
11 Elect Martin Moore Management For Voted - For
12 Elect David Sleath Management For Voted - For
13 Elect Linda Yueh Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Authority to Set Auditor's Fees Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
SIGNIFY NV
Security ID: N8063K107 Ticker: LIGHT
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Remuneration Report Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Dividends Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Elect Harshavardhan M. Chitale to the Management
Board Management For Voted - For
1121
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Sophie Bechu to the Supervisory Board Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Suppress Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Cancellation of Shares Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
SUNTEC REAL ESTATE INVESTMENT TRUST
Security ID: Y82954101 Ticker: T82U
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Appointment of Auditor and Authority to Set Fees Management For Voted - For
4 Authority to Issue Units w/ or w/o Preemptive Rights Management For Voted - For
5 Authority to Repurchase and Reissue Units Management For Voted - For
6 Amendments to Trust Deed Management For Voted - For
SWIRE PROPERTIES LIMITED
Security ID: Y83191109 Ticker: 1972
Meeting Date: 09-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Lily CHENG Kai Lai Management For Voted - For
4 Elect Thomas CHOI Tak Kwan Management For Voted - For
5 Elect Raymond LIM Siang Keat Management For Voted - For
6 Elect WU May Yihong Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
THE BERKELEY GROUP HOLDINGS PLC
Security ID: G1191G138 Ticker: BKG
Meeting Date: 06-Sep-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Remuneration Policy Management For Voted - Against
4 Restricted Share Plan Management For Voted - For
5 Long-Term Option Plan Management For Voted - Against
6 Elect Michael Dobson Management For Voted - For
7 Elect Diana Brightmore-Armour Management For Voted - For
8 Elect Rob Perrins Management For Voted - For
1122
Global X Green Building ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Richard J. Stearn Management For Voted - For
10 Elect Andy Myers Management For Voted - For
11 Elect Andy Kemp Management For Voted - For
12 Elect John Armitt Management For Voted - For
13 Elect Rachel Downey Management For Voted - For
14 Elect William Jackson Management For Voted - For
15 Elect Elizabeth Adekunle Management For Voted - For
16 Elect Sarah Sands Management For Voted - For
17 Elect Natasha Adams Management For Voted - For
18 Elect Karl Whiteman Management For Voted - For
19 Elect Justin Tibaldi Management For Voted - For
20 Elect Paul Vallone Management For Voted - For
21 Appointment of Auditor Management For Voted - For
22 Authority to Set Auditor's Fees Management For Voted - For
23 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
24 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
25 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
26 Authority to Repurchase Shares Management For Voted - For
27 Authorisation of Political Donations Management For Voted - For
28 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
TOPBUILD CORP.
Security ID: 89055F103 Ticker: BLD
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Alec C. Covington Management For Voted - Against
2 Elect Ernesto Bautista, III Management For Voted - Against
3 Elect Robert Buck Management For Voted - Against
4 Elect Joseph S. Cantie Management For Voted - Against
5 Elect Tina M. Donikowski Management For Voted - Against
6 Elect Deirdre C. Drake Management For Voted - Against
7 Elect Mark A. Petrarca Management For Voted - Against
8 Elect Nancy M. Taylor Management For Voted - Against
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
TRANE TECHNOLOGIES PLC
Security ID: G8994E103 Ticker: TT
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Kirk E. Arnold Management For Voted - For
2 Elect Ann C. Berzin Management For Voted - For
3 Elect April Miller Boise Management For Voted - For
4 Elect Gary D. Forsee Management For Voted - Against
5 Elect Mark R. George Management For Voted - For
1123
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6 Elect John A. Hayes Management For Voted - For
7 Elect Linda P. Hudson Management For Voted - For
8 Elect Myles P. Lee Management For Voted - For
9 Elect David S. Regnery Management For Voted - For
10 Elect Melissa N. Schaeffer Management For Voted - For
11 Elect John P. Surma Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
15 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Set the Price Range at which the Company can
Re-Allot Treasury Shares Management For Voted - For
UNIBAIL-RODAMCO-WESTFIELD N.V
Security ID: F95094581 Ticker: URW
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Remuneration Report Management For Voted - For
8 Accounts and Reports Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights
(Additional Authority) Management For Voted - For
14 Authority to Suppress Preemptive Rights Management For Voted - For
15 Authority to Suppress Preemptive Rights (Additional
Authority) Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Cancellation of Shares Management For Voted - For
UNIBAIL-RODAMCO-WESTFIELD SE
Security ID: F95094581 Ticker: URW
Meeting Date: 11-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Accounts and Reports Management For Voted - For
1124
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6 Consolidated Accounts and Reports Management For Voted - For
7 Allocation of Profits Management For Voted - For
8 Special Auditors Report on Regulated Agreements Management For Voted - For
9 2022 Remuneration of Jean-Marie Tritant, Management
Board Chair Management For Voted - For
10 2022 Remuneration of Olivier Bossard, Management
Board Member Management For Voted - For
11 2022 Remuneration of Sylvain Montcouquiol,
Management Board Member Management For Voted - For
12 2022 Remuneration of Fabrice Mouchel, Management
Board Member Management For Voted - For
13 2022 Remuneration of Caroline Puechoultres,
Management Board Member Management For Voted - For
14 2022 Remuneration of Leon Bressler, Supervisory
Board Chair Management For Voted - For
15 2022 Remuneration Report Management For Voted - For
16 2023 Remuneration Policy (Management Board Chair) Management For Voted - For
17 2023 Remuneration Policy (Management Board Members) Management For Voted - For
18 2023 Remuneration Policy (Supervisory Board) Management For Voted - For
19 2023 Supervisory Board Members' Fees Management For Voted - For
20 Elect Susana Gallardo Torrededia Management For Voted - For
21 Elect Roderick Munsters Management For Voted - For
22 Elect Xavier Niel Management For Voted - For
23 Elect Jacques Richier Management For Voted - For
24 Elect Sara Lucas Management For Voted - For
25 Appointment of Auditor (Deloitte) Management For Voted - For
26 Appointment of Auditor (KPMG) Management For Voted - For
27 Authority to Repurchase and Reissue Shares Management For Voted - For
28 Authority to Cancel Shares and Reduce Capital Management For Voted - For
29 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
30 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
31 Greenshoe Management For Voted - For
32 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
33 Employee Stock Purchase Plan Management For Voted - For
34 Authorisation of Legal Formalities Management For Voted - For
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
VICINITY CENTRES
Security ID: Q9395F102 Ticker: VCX
Meeting Date: 16-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
1125
Global X Green Building ETF
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5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Elect Tiffany Fuller Management For Voted - For
8 Elect Michael Hawker Management For Voted - For
9 Elect Dion Werbeloff Management For Voted - For
10 Elect Georgina Lynch Management For Voted - For
11 Re-elect Trevor Gerber Management For Voted - For
12 Approve Increase in NEDs' Fee Cap Management For Voted - For
13 Equity Grant (MD/CEO Grant Kelly) Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Renew Proportional Takeover Provisions (Company
Constitution) Management For Voted - For
16 Renew Proportional Takeover Provisions (Trust
Constitution) Management For Voted - For
17 Non-Voting Meeting Note N/A N/A Non-Voting
VOLUTION GROUP PLC
Security ID: G93824103 Ticker: FAN
Meeting Date: 14-Dec-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Paul Hollingworth Management For Voted - For
5 Elect Ronnie George Management For Voted - For
6 Elect Andy O'Brien Management For Voted - For
7 Elect Nigel P. Lingwood Management For Voted - For
8 Elect Amanda J. Mellor Management For Voted - For
9 Elect Claire Tiney Management For Voted - For
10 Elect Margaret Amos Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authorisation of Political Donations Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
VORNADO REALTY TRUST
Security ID: 929042109 Ticker: VNO
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Steven Roth Management For Voted - For
1.2 Elect Candace K. Beinecke Management For Voted - Withheld
1.3 Elect Michael D. Fascitelli Management For Voted - For
1.4 Elect Beatrice Bassey Management For Voted - For
1126
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1.5 Elect William W. Helman IV Management For Voted - For
1.6 Elect David Mandelbaum Management For Voted - Withheld
1.7 Elect Raymond J. McGuire Management For Voted - Withheld
1.8 Elect Mandakini Puri Management For Voted - For
1.9 Elect Daniel R. Tisch Management For Voted - For
1.10 Elect Russell B. Wight, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Approval of the 2023 Omnibus Share Plan Management For Voted - For
1127
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ACTIVISION BLIZZARD, INC.
Security ID: 00507V109 Ticker: ATVI
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Reveta Bowers Management For Voted - For
2 Elect Kerry Carr Management For Voted - For
3 Elect Robert J. Corti Management For Voted - For
4 Elect Brian G. Kelly Management For Voted - For
5 Elect Robert A. Kotick Management For Voted - For
6 Elect Barry Meyer Management For Voted - For
7 Elect Robert J. Morgado Management For Voted - For
8 Elect Peter Nolan Management For Voted - For
9 Elect Dawn Ostroff Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
14 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Abstain
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Thomas A. Bartlett Management For Voted - For
2 Elect Kelly C. Chambliss Management For Voted - For
3 Elect Teresa H. Clarke Management For Voted - For
4 Elect Raymond P. Dolan Management For Voted - For
5 Elect Kenneth R. Frank Management For Voted - For
6 Elect Robert D. Hormats Management For Voted - For
7 Elect Grace D. Lieblein Management For Voted - For
8 Elect Craig Macnab Management For Voted - For
9 Elect JoAnn A. Reed Management For Voted - For
10 Elect Pamela D.A. Reeve Management For Voted - For
11 Elect Bruce L. Tanner Management For Voted - For
12 Elect Samme L. Thompson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1128
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMICUS THERAPEUTICS, INC.
Security ID: 03152W109 Ticker: FOLD
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Lynn Dorsey Bleil Management For Voted - For
1.2 Elect Bradley L. Campbell Management For Voted - For
2 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
7 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
ARCH CAPITAL GROUP LTD.
Security ID: G0450A105 Ticker: ACGL
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Francis Ebong Management For Voted - For
2 Elect Eileen A. Mallesch Management For Voted - For
1129
Global X Guru Index ETF
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3 Elect Louis J. Paglia Management For Voted - For
4 Elect Brian S. Posner Management For Voted - Against
5 Elect John D. Vollaro Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Amendment to the 2007 Employee Share Purchase Plan Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Elect Matthew Dragonetti Management For Voted - For
11 Elect Seamus Fearon Management For Voted - For
12 Elect H. Beau Franklin Management For Voted - For
13 Elect Jerome Halgan Management For Voted - For
14 Elect James Haney Management For Voted - For
15 Elect Chris Hovey Management For Voted - For
16 Elect Pierre Jal Management For Voted - For
17 Elect Francois Morin Management For Voted - Against
18 Elect David J. Mulholland Management For Voted - For
19 Elect Chiara Nannini Management For Voted - Against
20 Elect Maamoun Rajeh Management For Voted - For
21 Elect Christine Todd Management For Voted - For
ASBURY AUTOMOTIVE GROUP, INC.
Security ID: 043436104 Ticker: ABG
Meeting Date: 09-May-23 Meeting Type: Annual
1.1 Elect Thomas J. Reddin Management For Voted - For
1.2 Elect Joel Alsfine Management For Voted - For
1.3 Elect William D. Fay Management For Voted - For
1.4 Elect David W. Hult Management For Voted - For
1.5 Elect Juanita T. James Management For Voted - For
1.6 Elect Philip F. Maritz Management For Voted - For
1.7 Elect Maureen F. Morrison Management For Voted - For
1.8 Elect Bridget M. Ryan-Berman Management For Voted - For
1.9 Elect Hilliard C. Terry, III Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
ASCENDIS PHARMA A/S
Security ID: 04351P101 Ticker: ASND
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Election of Presiding Chair Management For Voted - For
2 Elect William Carl Fairey, Jr. Management For Voted - For
3 Elect Siham Imani Management For Voted - For
4 Authorize Chair to Register Resolutions Management For Voted - For
1130
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-May-23 Meeting Type: Annual
1 Election of Presiding Chair Management For Voted - For
2 Presentation of Accounts and Reports Management For Voted - For
3 Accounts and Reports; Ratification of Board and
Management Acts Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Jan Moller Mikkelsen Management For Voted - For
6 Elect Lisa Bright Management For Voted - For
7 Elect William Carl Fairey, Jr. Management For Voted - For
8 Elect Siham Imani Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
AVIS BUDGET GROUP, INC.
Security ID: 053774105 Ticker: CAR
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Bernardo Hees Management For Voted - For
2 Elect Jagdeep Pahwa Management For Voted - For
3 Elect Anu Hariharan Management For Voted - For
4 Elect Lynn Krominga Management For Voted - Against
5 Elect Glenn Lurie Management For Voted - For
6 Elect Karthik Sarma Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BATH & BODY WORKS, INC.
Security ID: 070830104 Ticker: BBWI
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Patricia S. Bellinger Management For Voted - Against
2 Elect Alessandro Bogliolo Management For Voted - For
3 Elect Gina R. Boswell Management For Voted - For
4 Elect Lucy Brady Management For Voted - For
5 Elect Francis A. Hondal Management For Voted - For
6 Elect Thomas J. Kuhn Management For Voted - For
7 Elect Danielle M. Lee Management For Voted - For
8 Elect Michael G. Morris Management For Voted - For
9 Elect Sarah E. Nash Management For Voted - For
10 Elect Juan Rajlin Management For Voted - For
11 Elect Stephen D. Steinour Management For Voted - For
12 Elect J.K. Symancyk Management For Voted - For
13 Elect Steven E. Voskuil Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
1131
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
BERRY GLOBAL GROUP, INC.
Security ID: 08579W103 Ticker: BERY
Meeting Date: 15-Feb-23 Meeting Type: Annual
1 Elect B. Evan Bayh Management For Voted - For
2 Elect Jonathan F. Foster Management For Voted - For
3 Elect Idalene F. Kesner Management For Voted - For
4 Elect Jill A. Rahman Management For Voted - For
5 Elect Carl J. (Rick) Rickertsen Management For Voted - For
6 Elect Thomas E. Salmon Management For Voted - For
7 Elect Chaney M. Sheffield, Jr. Management For Voted - For
8 Elect Robert A. Steele Management For Voted - For
9 Elect Stephen E. Sterrett Management For Voted - For
10 Elect Scott B. Ullem Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
BUNGE LIMITED
Security ID: G16962105 Ticker: BG
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Eliane Aleixo Lustosa de Andrade Management For Voted - For
2 Elect Sheila C. Bair Management For Voted - For
3 Elect Carol M. Browner Management For Voted - For
4 Elect David Fransen Management For Voted - Abstain
5 Elect Gregory A. Heckman Management For Voted - For
6 Elect Bernardo Hees Management For Voted - For
7 Elect Michael Kobori Management For Voted - For
8 Elect Monica McGurk Management For Voted - For
9 Elect Kenneth M. Simril Management For Voted - For
10 Elect Henry W. Winship Management For Voted - For
11 Elect Mark N. Zenuk Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
CANADIAN PACIFIC KANSAS CITY LIMITED
Security ID: 13646K108 Ticker: CP
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Appointment of Auditor Management For Voted - For
1132
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Advisory Vote on Approach to Climate Change Management For Voted - For
4 Elect John Baird Management For Voted - For
5 Elect Isabelle Courville Management For Voted - For
6 Elect Keith E. Creel Management For Voted - For
7 Elect Gillian H. Denham Management For Voted - For
8 Elect Antonio Garza Management For Voted - For
9 Elect David Garza-Santos Management For Voted - For
10 Elect Edward R. Hamberger Management For Voted - For
11 Elect Janet H. Kennedy Management For Voted - For
12 Elect Henry J. Maier Management For Voted - For
13 Elect Matthew H. Paull Management For Voted - For
14 Elect Jane L. Peverett Management For Voted - For
15 Elect Andrea Robertson Management For Voted - For
16 Elect Gordon T. Trafton Management For Voted - For
CHESAPEAKE ENERGY CORPORATION
Security ID: 165167735 Ticker: CHK
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Domenic J. Dell'Osso, Jr. Management For Voted - For
2 Elect Timothy S. Duncan Management For Voted - For
3 Elect Benjamin C. Duster, IV Management For Voted - For
4 Elect Sarah A. Emerson Management For Voted - For
5 Elect Matthew Gallagher Management For Voted - Against
6 Elect Brian Steck Management For Voted - For
7 Elect Michael A. Wichterich Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
CHEVRON CORPORATION
Security ID: 166764100 Ticker: CVX
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect John B. Frank Management For Voted - For
3 Elect Alice P. Gast Management For Voted - For
4 Elect Enrique Hernandez, Jr. Management For Voted - For
5 Elect Marillyn A. Hewson Management For Voted - For
6 Elect Jon M. Huntsman Jr. Management For Voted - For
7 Elect Charles W. Moorman Management For Voted - For
8 Elect Dambisa F. Moyo Management For Voted - For
9 Elect Debra L. Reed-Klages Management For Voted - For
10 Elect D. James Umpleby III Management For Voted - For
11 Elect Cynthia J. Warner Management For Voted - For
12 Elect Michael K. Wirth Management For Voted - For
1133
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Medium-Term Scope 3
Target Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Recalculated
Emissions Baseline Shareholder Against Voted - For
19 Shareholder Proposal Regarding Formation of
Decarbonization Risk Committee Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
23 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
COLGATE-PALMOLIVE COMPANY
Security ID: 194162103 Ticker: CL
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect John P. Bilbrey Management For Voted - For
2 Elect John T. Cahill Management For Voted - For
3 Elect Steve A. Cahillane Management For Voted - For
4 Elect Lisa M. Edwards Management For Voted - For
5 Elect C. Martin Harris Management For Voted - For
6 Elect Martina Hund-Mejean Management For Voted - For
7 Elect Kimberly A. Nelson Management For Voted - For
8 Elect Lorrie M. Norrington Management For Voted - Against
9 Elect Michael B. Polk Management For Voted - For
10 Elect Stephen I. Sadove Management For Voted - For
11 Elect Noel R. Wallace Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
CONSTELLATION ENERGY CORPORATION
Security ID: 21037T109 Ticker: CEG
Meeting Date: 25-Apr-23 Meeting Type: Annual
1.1 Elect Joseph Dominguez Management For Voted - For
1.2 Elect Julie Holzrichter Management For Voted - For
1.3 Elect Ashish Khandpur Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
1134
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
CYTOKINETICS, INCORPORATED
Security ID: 23282W605 Ticker: CYTK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Edward M. Kaye Management For Voted - For
2 Elect Wendell Wierenga Management For Voted - For
3 Elect Nancy J. Wysenski Management For Voted - For
4 Amendment to Allow Exculpation of Directors Management For Voted - For
5 Amendment to Allow Exculpation of Officers Management For Voted - Against
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DELTA AIR LINES, INC.
Security ID: 247361702 Ticker: DAL
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Edward H. Bastian Management For Voted - For
2 Elect Greg Creed Management For Voted - For
3 Elect David G. DeWalt Management For Voted - For
4 Elect William H. Easter III Management For Voted - For
5 Elect Leslie D. Hale Management For Voted - For
6 Elect Christopher A. Hazleton Management For Voted - For
7 Elect Michael P. Huerta Management For Voted - For
8 Elect Jeanne P. Jackson Management For Voted - For
9 Elect George N. Mattson Management For Voted - Against
10 Elect Vasant M. Prabhu Management For Voted - For
11 Elect Sergio A. L. Rial Management For Voted - For
12 Elect David S. Taylor Management For Voted - For
13 Elect Kathy N. Waller Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
18 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
DUTCH BROS INC.
Security ID: 26701L100 Ticker: BROS
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Travis Boersma Management For Voted - For
1135
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Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Shelley G. Broader Management For Voted - Against
3 Elect Thomas Davis Management For Voted - For
4 Elect Kathryn George Management For Voted - For
5 Elect Stephen Gillett Management For Voted - For
6 Elect Jonathan Ricci Management For Voted - For
7 Elect Ann M. Miller Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ELASTIC N.V.
Security ID: N14506104 Ticker: ESTC
Meeting Date: 06-Oct-22 Meeting Type: Annual
1 Elect Sohaib Abbasi Management For Voted - For
2 Elect Caryn Marooney Management For Voted - For
3 Elect Chetan Puttagunta Management For Voted - For
4 Elect Steven Schuurman Management For Voted - For
5 Adoption of Dutch Statutory Annual Accounts for 2022 Management For Voted - For
6 Appointment of Dutch Statutory Auditor Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Discharge from Liability for Executive Directors Management For Voted - For
9 Discharge from Liability for Non-Executive Directors Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Employee Stock Purchase Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
ELEMENT SOLUTIONS INC
Security ID: 28618M106 Ticker: ESI
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Martin E. Franklin Management For Voted - For
2 Elect Benjamin Gliklich Management For Voted - For
3 Elect Ian G.H. Ashken Management For Voted - Against
4 Elect Elyse Napoli Filon Management For Voted - For
5 Elect Christopher T. Fraser Management For Voted - For
6 Elect Michael F. Goss Management For Voted - For
7 Elect Nichelle Maynard-Elliott Management For Voted - For
8 Elect E. Stanley O'Neal Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Approval of the 2024 Employee Stock Purchase Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
1136
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
ELEVANCE HEALTH, INC.
Security ID: 036752103 Ticker: ELV
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Gail K. Boudreaux Management For Voted - For
2 Elect R. Kerry Clark Management For Voted - For
3 Elect Robert L. Dixon, Jr. Management For Voted - For
4 Elect Deanna Strable-Soethout Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
2 Elect Beverly Anderson Management For Voted - Withheld
3 Elect M. Moina Banerjee Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
6 Elect Henrique Dubugras Management For Voted - For
7 Elect Craig A. Jacobson Management For Voted - Withheld
8 Elect Peter M. Kern Management For Voted - For
9 Elect Dara Khosrowshahi Management For Voted - For
10 Elect Patricia Menendez Cambo Management For Voted - For
11 Elect Alexander von Furstenberg Management For Voted - For
12 Elect Julie Whalen Management For Voted - Withheld
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2005 Stock and Annual Incentive
Plan Management For Voted - Against
16 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
FERGUSON PLC
Security ID: G3421J106 Ticker: FERG
Meeting Date: 30-Nov-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Final Dividend Management For Voted - For
3 Elect Kelly Baker Management For Voted - For
1137
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Bill Brundage Management For Voted - Against
5 Elect Geoff Drabble Management For Voted - For
6 Elect Catherine Halligan Management For Voted - For
7 Elect Brian May Management For Voted - For
8 Elect Kevin Murphy Management For Voted - For
9 Elect Alan J. Murray Management For Voted - For
10 Elect Thomas Schmitt Management For Voted - Against
11 Elect Nadia Shouraboura Management For Voted - For
12 Elect Suzanne Wood Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Set Auditor's Fees Management For Voted - For
15 Authorisation of Political Donations Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Adoption of the Non-Employee Director Incentive
Plan 2022 Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
20 Authority to Repurchase Shares Management For Voted - For
21 Adoption of New Articles of Association Management For Voted - For
FIRST AMERICAN FINANCIAL CORPORATION
Security ID: 31847R102 Ticker: FAF
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Kenneth D. DeGiorgio Management For Voted - For
2 Elect James L. Doti Management For Voted - For
3 Elect Michael D. McKee Management For Voted - For
4 Elect Marsha A. Spence Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Amendment to the 2020 Incentive Compensation Plan Management For Voted - For
8 Ratification of Auditor Management For Voted - For
FIRST HORIZON CORPORATION
Security ID: 320517105 Ticker: FHN
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Harry V. Barton, Jr. Management For Voted - For
2 Elect John N. Casbon Management For Voted - For
3 Elect John C. Compton Management For Voted - Against
4 Elect Wendy P. Davidson Management For Voted - For
5 Elect William H. Fenstermaker Management For Voted - For
6 Elect D. Bryan Jordan Management For Voted - For
7 Elect J. Michael Kemp, Sr. Management For Voted - For
8 Elect Rick E. Maples Management For Voted - For
9 Elect Vicki R. Palmer Management For Voted - For
1138
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Colin V. Reed Management For Voted - For
11 Elect E. Stewart Shea III Management For Voted - For
12 Elect Cecelia D. Stewart Management For Voted - For
13 Elect Rosa Sugranes Management For Voted - For
14 Elect R. Eugene Taylor Management For Voted - For
15 Ratification of Auditor Management For Voted - Against
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Henrique de Castro Management For Voted - For
1.3 Elect Harry F. DiSimone Management For Voted - For
1.4 Elect Dylan G. Haggart Management For Voted - For
1.5 Elect Wafaa Mamilli Management For Voted - For
1.6 Elect Heidi G. Miller Management For Voted - For
1.7 Elect Doyle R. Simons Management For Voted - For
1.8 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
FRONTIER COMMUNICATIONS PARENT, INC.
Security ID: 35909D109 Ticker: FYBR
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Kevin L. Beebe Management For Voted - For
2 Elect Lisa V. Chang Management For Voted - For
3 Elect Pamela L. Coe Management For Voted - For
4 Elect Nick Jeffery Management For Voted - For
5 Elect Stephen Pusey Management For Voted - For
6 Elect Margaret M. Smyth Management For Voted - For
7 Elect John G. Stratton Management For Voted - For
8 Elect Maryann Turcke Management For Voted - For
9 Elect Prat Vemana Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
1139
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
GODADDY INC.
Security ID: 380237107 Ticker: GDDY
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Mark S. Garrett Management For Voted - For
2 Elect Srinivas Tallapragada Management For Voted - For
3 Elect Sigal Zarmi Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
HERTZ GLOBAL HOLDINGS, INC.
Security ID: 42806J700 Ticker: HTZ
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Jennifer Feikin Management For Voted - Withheld
2 Elect Mark Fields Management For Voted - For
3 Elect Evelina Vougessis Machas Management For Voted - Withheld
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HILTON WORLDWIDE HOLDINGS INC.
Security ID: 43300A203 Ticker: HLT
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Christopher J. Nassetta Management For Voted - For
2 Elect Jonathan D. Gray Management For Voted - For
3 Elect Charlene T. Begley Management For Voted - For
4 Elect Chris Carr Management For Voted - For
5 Elect Melanie L. Healey Management For Voted - For
6 Elect Raymond E. Mabus, Jr. Management For Voted - For
7 Elect Judith A. McHale Management For Voted - For
8 Elect Elizabeth A. Smith Management For Voted - For
9 Elect Douglas M. Steenland Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
HOWMET AEROSPACE, INC.
Security ID: 443201108 Ticker: HWM
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect James F. Albaugh Management For Voted - For
2 Elect Amy E. Alving Management For Voted - For
3 Elect Sharon Barner Management For Voted - For
1140
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Joseph S. Cantie Management For Voted - For
5 Elect Robert F. Leduc Management For Voted - For
6 Elect David J. Miller Management For Voted - For
7 Elect Jody G. Miller Management For Voted - For
8 Elect John C. Plant Management For Voted - For
9 Elect Ulrich R. Schmidt Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Security ID: 459506101 Ticker: IFF
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Kathryn J. Boor Management For Voted - For
2 Elect Barry A. Bruno Management For Voted - For
3 Elect Franklin K. Clyburn, Jr. Management For Voted - For
4 Elect Mark J. Costa Management For Voted - For
5 Elect Carol Anthony Davidson Management For Voted - For
6 Elect Roger W. Ferguson, Jr. Management For Voted - For
7 Elect John F. Ferraro Management For Voted - For
8 Elect Christina A. Gold Management For Voted - For
9 Elect Gary Hu Management For Voted - For
10 Elect Kevin O'Byrne Management For Voted - For
11 Elect Dawn C. Willoughby Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
JD.COM, INC.
Security ID: 47215P106 Ticker: JD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Amended and Restated Articles of Association Management For Voted - For
LITHIA MOTORS, INC.
Security ID: 536797103 Ticker: LAD
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Sidney B. DeBoer Management For Voted - For
2 Elect Susan O. Cain Management For Voted - For
3 Elect Bryan B. DeBoer Management For Voted - For
4 Elect James E. Lentz Management For Voted - For
5 Elect Shauna F. McIntyre Management For Voted - For
1141
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Louis P. Miramontes Management For Voted - For
7 Elect Kenneth E. Roberts Management For Voted - For
8 Elect David J. Robino Management For Voted - For
9 Elect Stacy C. Loretz-Congdon Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
LOWE'S COMPANIES, INC.
Security ID: 548661107 Ticker: LOW
Meeting Date: 26-May-23 Meeting Type: Annual
1.1 Elect Raul Alvarez Management For Voted - For
1.2 Elect David H. Batchelder Management For Voted - For
1.3 Elect Scott H. Baxter Management For Voted - For
1.4 Elect Sandra B. Cochran Management For Voted - For
1.5 Elect Laurie Z. Douglas Management For Voted - For
1.6 Elect Richard W. Dreiling Management For Voted - For
1.7 Elect Marvin R. Ellison Management For Voted - For
1.8 Elect Daniel J. Heinrich Management For Voted - For
1.9 Elect Brian C. Rogers Management For Voted - For
1.10 Elect Bertram L. Scott Management For Voted - For
1.11 Elect Colleen Taylor Management For Voted - For
1.12 Elect Mary Elizabeth West Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
LPL FINANCIAL HOLDINGS INC.
Security ID: 50212V100 Ticker: LPLA
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Dan H. Arnold Management For Voted - For
2 Elect Edward C. Bernard Management For Voted - For
3 Elect H. Paulett Eberhart Management For Voted - For
4 Elect William F. Glavin, Jr. Management For Voted - For
5 Elect Albert J. Ko Management For Voted - For
6 Elect Allison Mnookin Management For Voted - For
7 Elect Anne Mulcahy Management For Voted - For
8 Elect James S. Putnam Management For Voted - For
9 Elect Richard P. Schifter Management For Voted - For
10 Elect Corey Thomas Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1142
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
MODERNA, INC.
Security ID: 60770K107 Ticker: MRNA
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect Stephen Berenson Management For Voted - For
1.2 Elect Sandra J. Horning Management For Voted - For
1.3 Elect Paul Sagan Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against
1143
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Lewis W.K. Booth Management For Voted - For
2 Elect Charles E. Bunch Management For Voted - Against
3 Elect Ertharin Cousin Management For Voted - For
4 Elect Jorge S. Mesquita Management For Voted - For
5 Elect Anindita Mukherjee Management For Voted - For
6 Elect Jane Hamilton Nielsen Management For Voted - For
7 Elect Patrick T. Siewert Management For Voted - For
8 Elect Michael A. Todman Management For Voted - For
9 Elect Dirk Van de Put Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
14 Shareholder Proposal Regarding Cage-Free Eggs Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on Child
Labor in Cocoa Supply Chain Shareholder Against Voted - Against
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Mathias Dopfner Management For Voted - Against
2 Elect Reed Hastings Management For Voted - For
3 Elect Jay Hoag Management For Voted - Against
4 Elect Ted Sarandos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Climate
Risk in Employee Retirement Default Options Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
PALO ALTO NETWORKS, INC.
Security ID: 697435105 Ticker: PANW
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Helene D. Gayle Management For Voted - For
1144
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect James J. Goetz Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
POST HOLDINGS, INC.
Security ID: 737446104 Ticker: POST
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Dorothy M. Burwell Management For Voted - For
2 Elect Robert E. Grote Management For Voted - For
3 Elect David W. Kemper Management For Voted - For
4 Elect Robert V. Vitale Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
PROLOGIS, INC.
Security ID: 74340W103 Ticker: PLD
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Stock Issuance for Merger with Duke Realty Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Hamid R. Moghadam Management For Voted - For
2 Elect Cristina G. Bita Management For Voted - For
3 Elect James B. Connor Management For Voted - For
4 Elect George L. Fotiades Management For Voted - For
5 Elect Lydia H. Kennard Management For Voted - For
6 Elect Irving F. Lyons, III Management For Voted - For
7 Elect Avid Modjtabai Management For Voted - For
8 Elect David P. O'Connor Management For Voted - For
9 Elect Olivier Piani Management For Voted - For
10 Elect Jeffrey L. Skelton Management For Voted - For
11 Elect Carl B. Webb Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
RIVIAN AUTOMOTIVE, INC.
Security ID: 76954A103 Ticker: RIVN
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Karen Boone Management For Voted - For
2 Elect Rose Marcario Management For Voted - For
1145
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Shareholder Proposal Regarding Human Rights Policy Shareholder Against Voted - For
ROCKET PHARMACEUTICALS, INC.
Security ID: 77313F106 Ticker: RCKT
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Renovacor Transaction Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Elisabeth Bjork Management For Voted - For
2 Elect Carsten Boess Management For Voted - For
3 Elect Pedro P. Granadillo Management For Voted - For
4 Elect Gotham Makker Management For Voted - For
5 Elect Fady Malik Management For Voted - For
6 Elect Gaurav Shah Management For Voted - For
7 Elect David P. Southwell Management For Voted - For
8 Elect Roderick Wong Management For Voted - For
9 Elect Naveen Yalamanchi Management For Voted - Withheld
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Marco Alvera Management For Voted - For
2 Elect Jacques Esculier Management For Voted - For
3 Elect Gay Huey Evans Management For Voted - For
4 Elect William D. Green Management For Voted - For
5 Elect Stephanie C. Hill Management For Voted - For
6 Elect Rebecca Jacoby Management For Voted - For
7 Elect Robert P. Kelly Management For Voted - For
8 Elect Ian P. Livingston Management For Voted - For
9 Elect Deborah D. McWhinney Management For Voted - For
10 Elect Maria R. Morris Management For Voted - For
11 Elect Douglas L. Peterson Management For Voted - For
12 Elect Richard E. Thornburgh Management For Voted - For
13 Elect Gregory Washington Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
1146
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
SEAGEN INC.
Security ID: 81181C104 Ticker: SGEN
Meeting Date: 30-May-23 Meeting Type: Special
1 Acquisition by Pfizer Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - Against
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect David W. Gryska Management For Voted - For
2 Elect John Orwin Management For Voted - Against
3 Elect Alpna H. Seth Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2007 Equity Incentive Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
SEAWORLD ENTERTAINMENT, INC.
Security ID: 81282V100 Ticker: SEAS
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Ronald Bension Management For Voted - Against
2 Elect James P. Chambers Management For Voted - For
3 Elect William Gray Management For Voted - For
4 Elect Timothy Hartnett Management For Voted - For
5 Elect Yoshikazu Maruyama Management For Voted - For
6 Elect Thomas E. Moloney Management For Voted - For
7 Elect Neha Jogani Narang Management For Voted - Against
8 Elect Scott I. Ross Management For Voted - For
9 Elect Kimberly K. Schaefer Management For Voted - Against
10 Ratification of Auditor Management For Voted - Abstain
11 Advisory Vote on Executive Compensation Management For Voted - For
SNOWFLAKE INC.
Security ID: 833445109 Ticker: SNOW
Meeting Date: 07-Jul-22 Meeting Type: Annual
1 Elect Kelly A. Kramer Management For Voted - For
2 Elect Frank Slootman Management For Voted - For
3 Elect Michael L. Speiser Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Ratification of Auditor Management For Voted - For
1147
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Proposal Proposed by Mgt. Position Registrant Voted
TENET HEALTHCARE CORPORATION
Security ID: 88033G407 Ticker: THC
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect J. Robert Kerrey Management For Voted - For
2 Elect James L. Bierman Management For Voted - For
3 Elect Richard W. Fisher Management For Voted - For
4 Elect Meghan FitzGerald Management For Voted - For
5 Elect Cecil D. Haney Management For Voted - For
6 Elect Christopher S. Lynch Management For Voted - For
7 Elect Richard J. Mark Management For Voted - For
8 Elect Tammy Romo Management For Voted - For
9 Elect Saumya Sutaria Management For Voted - For
10 Elect Nadja Y. West Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Report on
Availability of Abortions Shareholder Against Voted - Against
TEXAS PACIFIC LAND CORPORATION
Security ID: 88262P102 Ticker: TPL
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Rhys J. Best Management For Voted - For
2 Elect Donald G. Cook Management For Voted - For
3 Elect Donna E. Epps Management For Voted - For
4 Elect Eric L. Oliver Management For Voted - Against
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Increase in Authorized Common Stock Management For Voted - Against
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Potential Spin-Off Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Release of
Obligations of the Stockholders' Agreement Shareholder Against Voted - For
12 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - For
13 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
1148
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Proposal Proposed by Mgt. Position Registrant Voted
THE AES CORPORATION
Security ID: 00130H105 Ticker: AES
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Janet G. Davidson Management For Voted - For
2 Elect Andres R. Gluski Management For Voted - For
3 Elect Tarun Khanna Management For Voted - For
4 Elect Holly K. Koeppel Management For Voted - For
5 Elect Julia M. Laulis Management For Voted - For
6 Elect Alain Monie Management For Voted - For
7 Elect John B. Morse, Jr. Management For Voted - For
8 Elect Moises Naim Management For Voted - For
9 Elect Teresa M. Sebastian Management For Voted - For
10 Elect Maura Shaughnessy Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Gerard J. Arpey Management For Voted - For
2 Elect Ari Bousbib Management For Voted - For
3 Elect Jeffery H. Boyd Management For Voted - For
4 Elect Gregory D. Brenneman Management For Voted - For
5 Elect J. Frank Brown Management For Voted - For
6 Elect Albert P. Carey Management For Voted - For
7 Elect Edward P. Decker Management For Voted - For
8 Elect Linda R. Gooden Management For Voted - For
9 Elect Wayne M. Hewett Management For Voted - For
10 Elect Manuel Kadre Management For Voted - For
11 Elect Stephanie C. Linnartz Management For Voted - For
12 Elect Paula Santilli Management For Voted - For
13 Elect Caryn Seidman-Becker Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Reducing Ownership
Threshold Required to Act by Written Consent Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
1149
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Shareholder Proposal Regarding Public Positions on
Political Speech Shareholder Against Voted - Against
THE SHERWIN-WILLIAMS COMPANY
Security ID: 824348106 Ticker: SHW
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Kerrii B. Anderson Management For Voted - For
2 Elect Arthur F. Anton Management For Voted - For
3 Elect Jeff M. Fettig Management For Voted - For
4 Elect John G. Morikis Management For Voted - For
5 Elect Christine A. Poon Management For Voted - For
6 Elect Aaron M. Powell Management For Voted - For
7 Elect Marta R. Stewart Management For Voted - For
8 Elect Michael H. Thaman Management For Voted - For
9 Elect Matthew Thornton III Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
TRANSDIGM GROUP INCORPORATED
Security ID: 893641100 Ticker: TDG
Meeting Date: 09-Mar-23 Meeting Type: Annual
1.1 Elect David A. Barr Management For Voted - For
1.2 Elect Jane Cronin Management For Voted - For
1.3 Elect Mervin Dunn Management For Voted - Withheld
1.4 Elect Michael Graff Management For Voted - Withheld
1.5 Elect Sean P. Hennessy Management For Voted - Withheld
1.6 Elect W. Nicholas Howley Management For Voted - For
1.7 Elect Gary E. McCullough Management For Voted - Withheld
1.8 Elect Michele Santana Management For Voted - For
1.9 Elect Robert J. Small Management For Voted - Withheld
1.10 Elect John Staer Management For Voted - For
1.11 Elect Kevin Stein Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
UNITED THERAPEUTICS CORPORATION
Security ID: 91307C102 Ticker: UTHR
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Christopher Causey Management For Voted - For
2 Elect Raymond Dwek Management For Voted - For
3 Elect Richard Giltner Management For Voted - For
1150
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Katherine Klein Management For Voted - For
5 Elect Raymond Kurzweil Management For Voted - For
6 Elect Linda Maxwell Management For Voted - For
7 Elect Nilda Mesa Management For Voted - For
8 Elect Judy Olian Management For Voted - For
9 Elect Christopher Patusky Management For Voted - For
10 Elect Martine Rothblatt Management For Voted - For
11 Elect Louis Sullivan Management For Voted - For
12 Elect Thomas G. Thompson Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2015 Stock Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Timothy P. Flynn Management For Voted - For
2 Elect Paul R. Garcia Management For Voted - For
3 Elect Kristen Gil Management For Voted - For
4 Elect Stephen J. Hemsley Management For Voted - For
5 Elect Michele J. Hooper Management For Voted - For
6 Elect F. William McNabb, III Management For Voted - For
7 Elect Valerie C. Montgomery Rice Management For Voted - For
8 Elect John H. Noseworthy Management For Voted - For
9 Elect Andrew Witty Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
UNITY SOFTWARE INC.
Security ID: 91332U101 Ticker: U
Meeting Date: 07-Oct-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
1151
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
VIATRIS INC.
Security ID: 92556V106 Ticker: VTRS
Meeting Date: 09-Dec-22 Meeting Type: Annual
1 Elect W. Don Cornwell Management For Voted - For
2 Elect Harry A. Korman Management For Voted - For
3 Elect Rajiv Malik Management For Voted - For
4 Elect Richard A. Mark Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 24-Jan-23 Meeting Type: Annual
1 Elect Lloyd A. Carney Management For Voted - For
2 Elect Kermit R. Crawford Management For Voted - For
3 Elect Francisco Javier Fernandez-Carbajal Management For Voted - For
4 Elect Alfred F. Kelly, Jr. Management For Voted - For
5 Elect Ramon L. Laguarta Management For Voted - For
6 Elect Teri L. List Management For Voted - For
7 Elect John F. Lundgren Management For Voted - For
8 Elect Denise M. Morrison Management For Voted - For
9 Elect Linda Rendle Management For Voted - For
10 Elect Maynard G. Webb Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - Abstain
VISTA OUTDOOR INC.
Security ID: 928377100 Ticker: VSTO
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Elect Michael Callahan Management For Voted - For
2 Elect Christopher T. Metz Management For Voted - For
3 Elect Gerard Gibbons Management For Voted - For
4 Elect Mark A. Gottfredson Management For Voted - For
5 Elect Bruce E. Grooms Management For Voted - For
6 Elect Tig H. Krekel Management For Voted - For
7 Elect Gary L. McArthur Management For Voted - For
8 Elect Frances P. Philip Management For Voted - For
9 Elect Michael D. Robinson Management For Voted - For
10 Elect Robert M. Tarola Management For Voted - For
1152
Global X Guru Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Lynn M. Utter Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
WELLS FARGO & COMPANY
Security ID: 949746101 Ticker: WFC
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Steven D. Black Management For Voted - Against
2 Elect Mark A. Chancy Management For Voted - For
3 Elect Celeste A. Clark Management For Voted - For
4 Elect Theodore F. Craver, Jr. Management For Voted - For
5 Elect Richard K. Davis Management For Voted - For
6 Elect Wayne M. Hewett Management For Voted - Against
7 Elect CeCelia Morken Management For Voted - For
8 Elect Maria R. Morris Management For Voted - For
9 Elect Felicia F. Norwood Management For Voted - For
10 Elect Richard B. Payne, Jr. Management For Voted - For
11 Elect Ronald L. Sargent Management For Voted - For
12 Elect Charles W. Scharf Management For Voted - For
13 Elect Suzanne M. Vautrinot Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Transition Plan
Report for Financing Activities Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Fossil Fuel Lending
and Underwriting Policy Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - For
23 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
1153
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABBOTT LABORATORIES
Security ID: 002824100 Ticker: ABT
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Claire Babineaux-Fontenot Management For Voted - For
3 Elect Sally E. Blount Management For Voted - For
4 Elect Robert B. Ford Management For Voted - For
5 Elect Paola Gonzalez Management For Voted - For
6 Elect Michelle A. Kumbier Management For Voted - For
7 Elect Darren W. McDew Management For Voted - For
8 Elect Nancy McKinstry Management For Voted - Against
9 Elect Michael G. O'Grady Management For Voted - For
10 Elect Michael F. Roman Management For Voted - For
11 Elect Daniel J. Starks Management For Voted - For
12 Elect John G. Stratton Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
19 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - For
ABBVIE INC.
Security ID: 00287Y109 Ticker: ABBV
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Robert J. Alpern Management For Voted - For
2 Elect Melody B. Meyer Management For Voted - For
3 Elect Frederick H. Waddell Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Elimination of Supermajority Requirement Management For Voted - For
7 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
8 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
1154
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
AGILENT TECHNOLOGIES, INC.
Security ID: 00846U101 Ticker: A
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Heidi Kunz Management For Voted - Against
2 Elect Susan H. Rataj Management For Voted - For
3 Elect George A. Scangos Management For Voted - For
4 Elect Dow R. Wilson Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Permit Shareholders to Call Special Meetings Management For Voted - For
8 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ALIGN TECHNOLOGY, INC.
Security ID: 016255101 Ticker: ALGN
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Kevin J. Dallas Management For Voted - For
2 Elect Joseph M. Hogan Management For Voted - For
3 Elect Joseph Lacob Management For Voted - For
4 Elect C. Raymond Larkin, Jr. Management For Voted - For
5 Elect George J. Morrow Management For Voted - For
6 Elect Anne M. Myong Management For Voted - For
7 Elect Andrea L. Saia Management For Voted - For
8 Elect Susan E. Siegel Management For Voted - For
9 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2005 Incentive Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
AMERISOURCEBERGEN CORPORATION
Security ID: 03073E105 Ticker: ABC
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Ornella Barra Management For Voted - For
2 Elect Steven H. Collis Management For Voted - For
3 Elect D. Mark Durcan Management For Voted - For
4 Elect Richard W. Gochnauer Management For Voted - For
5 Elect Lon R. Greenberg Management For Voted - For
6 Elect Kathleen W. Hyle Management For Voted - For
7 Elect Lorence H. Kim Management For Voted - For
8 Elect Henry W. McGee Management For Voted - For
9 Elect Redonda G. Miller Management For Voted - For
10 Elect Dennis M. Nally Management For Voted - For
1155
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
AMGEN INC.
Security ID: 031162100 Ticker: AMGN
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Wanda M. Austin Management For Voted - For
2 Elect Robert A. Bradway Management For Voted - For
3 Elect Michael V. Drake Management For Voted - For
4 Elect Brian J. Druker Management For Voted - For
5 Elect Robert A. Eckert Management For Voted - For
6 Elect Greg C. Garland Management For Voted - For
7 Elect Charles M. Holley, Jr. Management For Voted - For
8 Elect S. Omar Ishrak Management For Voted - For
9 Elect Tyler Jacks Management For Voted - For
10 Elect Ellen J. Kullman Management For Voted - For
11 Elect Amy E. Miles Management For Voted - For
12 Elect Ronald D. Sugar Management For Voted - For
13 Elect R. Sanders Williams Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
BAXTER INTERNATIONAL INC.
Security ID: 071813109 Ticker: BAX
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Jose E. Almeida Management For Voted - For
2 Elect Michael F. Mahoney Management For Voted - For
3 Elect Patricia Morrison Management For Voted - For
4 Elect Stephen N. Oesterle Management For Voted - For
5 Elect Nancy M. Schlichting Management For Voted - For
6 Elect Brent Shafer Management For Voted - For
7 Elect Catherine R. Smith Management For Voted - Against
8 Elect Amy M. Wendell Management For Voted - For
9 Elect David S. Wilkes Management For Voted - For
10 Elect Peter M. Wilver Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
1156
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
BIOGEN INC.
Security ID: 09062X103 Ticker: BIIB
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Alexander J. Denner Management For Voted - Abstain
2 Elect Caroline D. Dorsa Management For Voted - For
3 Elect Maria C. Freire Management For Voted - For
4 Elect William A. Hawkins Management For Voted - For
5 Elect William D. Jones Management For Voted - Abstain
6 Elect Jesus B. Mantas Management For Voted - For
7 Elect Richard C. Mulligan Management For Voted - Abstain
8 Elect Eric K. Rowinsky Management For Voted - For
9 Elect Stephen A. Sherwin Management For Voted - For
10 Elect Christopher A. Viehbacher Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Elect Susan K. Langer Management For Voted - For
BIO-RAD LABORATORIES, INC.
Security ID: 090572207 Ticker: BIO
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Melinda Litherland Management For Voted - Against
2 Elect Arnold A. Pinkston Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
BOSTON SCIENTIFIC CORPORATION
Security ID: 101137107 Ticker: BSX
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Nelda J. Connors Management For Voted - For
2 Elect Charles J. Dockendorff Management For Voted - For
3 Elect Yoshiaki Fujimori Management For Voted - For
4 Elect Edward J. Ludwig Management For Voted - For
5 Elect Michael F. Mahoney Management For Voted - For
6 Elect David J. Roux Management For Voted - For
7 Elect John E. Sununu Management For Voted - For
8 Elect David S. Wichmann Management For Voted - For
1157
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Ellen M. Zane Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Peter J. Arduini Management For Voted - For
2 Elect Deepak L. Bhatt Management For Voted - For
3 Elect Giovanni Caforio Management For Voted - For
4 Elect Julia A. Haller Management For Voted - For
5 Elect Manuel Hidalgo Medina Management For Voted - For
6 Elect Paula A. Price Management For Voted - For
7 Elect Derica W. Rice Management For Voted - For
8 Elect Theodore R. Samuels, II Management For Voted - For
9 Elect Gerald Storch Management For Voted - For
10 Elect Karen H. Vousden Management For Voted - For
11 Elect Phyllis R. Yale Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Non-Discrimination
Audit Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
CENTENE CORPORATION
Security ID: 15135B101 Ticker: CNC
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Jessica L. Blume Management For Voted - For
2 Elect Kenneth A. Burdick Management For Voted - For
3 Elect Christopher J. Coughlin Management For Voted - For
4 Elect H. James Dallas Management For Voted - For
5 Elect Wayne S. DeVeydt Management For Voted - For
6 Elect Frederick H. Eppinger Management For Voted - For
7 Elect Monte E. Ford Management For Voted - For
8 Elect Sarah M. London Management For Voted - For
9 Elect Lori J. Robinson Management For Voted - For
10 Elect Theodore R. Samuels, II Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
1158
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Report on Linking
Executive Pay to Maternal Morbidity Metrics Shareholder Against Voted - Against
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Security ID: 159864107 Ticker: CRL
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect James C. Foster Management For Voted - For
2 Elect Nancy C. Andrews Management For Voted - For
3 Elect Robert J. Bertolini Management For Voted - For
4 Elect Deborah T. Kochevar Management For Voted - Against
5 Elect George Llado, Sr. Management For Voted - For
6 Elect Martin Mackay Management For Voted - For
7 Elect George E. Massaro Management For Voted - For
8 Elect C. Richard Reese Management For Voted - For
9 Elect Craig B. Thompson Management For Voted - For
10 Elect Richard F. Wallman Management For Voted - For
11 Elect Virginia M. Wilson Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Report on Nonhuman
Primate Importation and Transportation Shareholder Against Voted - Against
CVS HEALTH CORPORATION
Security ID: 126650100 Ticker: CVS
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Fernando Aguirre Management For Voted - For
2 Elect Jeffrey R. Balser Management For Voted - For
3 Elect C. David Brown II Management For Voted - For
4 Elect Alecia A. DeCoudreaux Management For Voted - For
5 Elect Nancy-Ann DeParle Management For Voted - For
6 Elect Roger N. Farah Management For Voted - For
7 Elect Anne M. Finucane Management For Voted - For
8 Elect Edward J. Ludwig Management For Voted - For
9 Elect Karen S. Lynch Management For Voted - For
10 Elect Jean-Pierre Millon Management For Voted - For
11 Elect Mary L. Schapiro Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Paid Sick Leave Shareholder Against Voted - For
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - Against
1159
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
18 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
DANAHER CORPORATION
Security ID: 235851102 Ticker: DHR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Rainer M. Blair Management For Voted - For
2 Elect Feroz Dewan Management For Voted - For
3 Elect Linda P. Hefner Filler Management For Voted - For
4 Elect Teri L. List Management For Voted - For
5 Elect Walter G. Lohr, Jr. Management For Voted - For
6 Elect Jessica L. Mega Management For Voted - For
7 Elect Mitchell P. Rales Management For Voted - For
8 Elect Steven M. Rales Management For Voted - For
9 Elect Pardis C. Sabeti Management For Voted - For
10 Elect A. Shane Sanders Management For Voted - For
11 Elect John T. Schwieters Management For Voted - For
12 Elect Alan G. Spoon Management For Voted - For
13 Elect Raymond C. Stevens Management For Voted - For
14 Elect Elias A. Zerhouni Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
DAVITA INC.
Security ID: 23918K108 Ticker: DVA
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Pamela M. Arway Management For Voted - For
2 Elect Charles G. Berg Management For Voted - For
3 Elect Barbara J. Desoer Management For Voted - For
4 Elect Jason M. Hollar Management For Voted - For
5 Elect Gregory J. Moore Management For Voted - For
6 Elect John M. Nehra Management For Voted - For
7 Elect Javier J. Rodriguez Management For Voted - For
8 Elect Adam H. Schechter Management For Voted - For
9 Elect Phyllis R. Yale Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1160
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
DENTSPLY SIRONA INC.
Security ID: 24906P109 Ticker: XRAY
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Eric K. Brandt Management For Voted - For
2 Elect Simon D. Campion Management For Voted - For
3 Elect Willie A. Deese Management For Voted - For
4 Elect Betsy D. Holden Management For Voted - For
5 Elect Clyde R. Hosein Management For Voted - For
6 Elect Harry M. Jansen Kraemer, Jr. Management For Voted - For
7 Elect Gregory T. Lucier Management For Voted - For
8 Elect Jonathan J. Mazelsky Management For Voted - For
9 Elect Leslie F. Varon Management For Voted - For
10 Elect Janet S. Vergis Management For Voted - For
11 Elect Dorothea Wenzel Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DEXCOM, INC.
Security ID: 252131107 Ticker: DXCM
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Steven R. Altman Management For Voted - For
2 Elect Richard A. Collins Management For Voted - For
3 Elect Karen M. Dahut Management For Voted - For
4 Elect Mark G. Foletta Management For Voted - For
5 Elect Barbara E. Kahn Management For Voted - For
6 Elect Kyle Malady Management For Voted - For
7 Elect Eric Topol Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108 Ticker: EW
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kieran T. Gallahue Management For Voted - For
2 Elect Leslie Stone Heisz Management For Voted - For
3 Elect Paul A. LaViolette Management For Voted - For
4 Elect Steven R. Loranger Management For Voted - For
1161
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Martha H. Marsh Management For Voted - For
6 Elect Michael A. Mussallem Management For Voted - For
7 Elect Ramona Sequeira Management For Voted - For
8 Elect Nicholas J. Valeriani Management For Voted - For
9 Elect Bernard J. Zovighian Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Amendment to Allow Exculpation of Officers Management For Voted - Against
14 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ELEVANCE HEALTH, INC.
Security ID: 036752103 Ticker: ELV
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Gail K. Boudreaux Management For Voted - For
2 Elect R. Kerry Clark Management For Voted - For
3 Elect Robert L. Dixon, Jr. Management For Voted - For
4 Elect Deanna Strable-Soethout Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
ELI LILLY AND COMPANY
Security ID: 532457108 Ticker: LLY
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect William G. Kaelin, Jr. Management For Voted - For
2 Elect David A. Ricks Management For Voted - For
3 Elect Marschall S. Runge Management For Voted - For
4 Elect Karen Walker Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
8 Repeal of Classified Board Management For Voted - For
9 Elimination of Supermajority Requirements Management For Voted - For
10 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
12 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Report on Company
Response to State Policies Regulating Abortion Shareholder Against Voted - Against
1162
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Shareholder Proposal Regarding Lobbying Activities
and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
GE HEALTHCARE TECHNOLOGIES INC.
Security ID: 36266G107 Ticker: GEHC
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Peter J. Arduini Management For Voted - For
2 Elect H. Lawrence Culp, Jr. Management For Voted - For
3 Elect Rodney F. Hochman Management For Voted - For
4 Elect Lloyd W. Howell, Jr. Management For Voted - For
5 Elect Risa Lavizzo-Mourey Management For Voted - For
6 Elect Catherine Lesjak Management For Voted - For
7 Elect Anne T. Madden Management For Voted - For
8 Elect Tomislav Mihaljevic Management For Voted - For
9 Elect William J. Stromberg Management For Voted - For
10 Elect Phoebe L. Yang Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Jacqueline K. Barton Management For Voted - For
2 Elect Jeffrey A. Bluestone Management For Voted - For
3 Elect Sandra J. Horning Management For Voted - For
4 Elect Kelly A. Kramer Management For Voted - For
5 Elect Kevin E. Lofton Management For Voted - For
6 Elect Harish Manwani Management For Voted - For
7 Elect Daniel P. O'Day Management For Voted - For
8 Elect Javier J. Rodriguez Management For Voted - For
9 Elect Anthony Welters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Shareholder Proposal Regarding Multiple Board
Nominees Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Allowing Beneficial
Owners to Call Special Meetings Shareholder Against Voted - Against
1163
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
HCA HEALTHCARE, INC.
Security ID: 40412C101 Ticker: HCA
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Thomas F. Frist III Management For Voted - For
2 Elect Samuel N. Hazen Management For Voted - For
3 Elect Meg G. Crofton Management For Voted - For
4 Elect Robert J. Dennis Management For Voted - For
5 Elect Nancy-Ann DeParle Management For Voted - For
6 Elect William R. Frist Management For Voted - For
7 Elect Hugh F. Johnston Management For Voted - For
8 Elect Michael W. Michelson Management For Voted - For
9 Elect Wayne J. Riley Management For Voted - For
10 Elect Andrea B. Smith Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Board Oversight of
Staffing and Patient Safety Shareholder Against Voted - Against
HENRY SCHEIN, INC.
Security ID: 806407102 Ticker: HSIC
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Mohamad Ali Management For Voted - For
2 Elect Stanley M. Bergman Management For Voted - For
3 Elect James P. Breslawski Management For Voted - For
4 Elect Deborah M. Derby Management For Voted - For
5 Elect Joseph L. Herring Management For Voted - For
6 Elect Kurt P. Kuehn Management For Voted - For
7 Elect Philip A. Laskawy Management For Voted - Against
8 Elect Anne H. Margulies Management For Voted - For
9 Elect Mark E. Mlotek Management For Voted - For
10 Elect Steven Paladino Management For Voted - For
11 Elect Carol Raphael Management For Voted - For
12 Elect Scott Serota Management For Voted - For
13 Elect Bradley T. Sheares Management For Voted - For
14 Elect Reed V. Tuckson Management For Voted - For
15 Amendment to the 2015 Non-Employee Director Stock
Incentive Plan Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1164
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Ratification of Auditor Management For Voted - For
HOLOGIC, INC.
Security ID: 436440101 Ticker: HOLX
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Stephen P. MacMillan Management For Voted - For
2 Elect Sally W. Crawford Management For Voted - For
3 Elect Charles J. Dockendorff Management For Voted - For
4 Elect Scott T. Garrett Management For Voted - For
5 Elect Ludwig N. Hantson Management For Voted - For
6 Elect Namal Nawana Management For Voted - For
7 Elect Christina Stamoulis Management For Voted - For
8 Elect Stacey D. Stewart Management For Voted - For
9 Elect Amy M. Wendell Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2008 Equity Incentive Plan Management For Voted - For
13 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
HUMANA INC.
Security ID: 444859102 Ticker: HUM
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Raquel C. Bono Management For Voted - For
2 Elect Bruce Broussard Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - Against
4 Elect David T. Feinberg Management For Voted - For
5 Elect Wayne A.I. Frederick Management For Voted - For
6 Elect John W. Garratt Management For Voted - For
7 Elect Kurt J. Hilzinger Management For Voted - For
8 Elect Karen W. Katz Management For Voted - For
9 Elect Marcy S. Klevorn Management For Voted - For
10 Elect William J. McDonald Management For Voted - For
11 Elect Jorge S. Mesquita Management For Voted - For
12 Elect Brad D. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
IDEXX LABORATORIES, INC.
Security ID: 45168D104 Ticker: IDXX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Daniel M. Junius Management For Voted - For
1165
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Lawrence D. Kingsley Management For Voted - For
3 Elect Sophie V. Vandebroek Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 25-May-23 Meeting Type: Special
1 Elect Management Nominee Frances Arnold Management For Take No Action
2 Elect Management Nominee Francis A. deSouza Management For Take No Action
3 Elect Management Nominee Caroline D. Dorsa Management For Take No Action
4 Elect Management Nominee Robert S. Epstein Management For Take No Action
5 Elect Management Nominee Scott Gottlieb Management For Take No Action
6 Elect Management Nominee Gary S. Guthart Management For Take No Action
7 Elect Management Nominee Philip W. Schiller Management For Take No Action
8 Elect Management Nominee Susan E. Siegel Management For Take No Action
9 Elect Management Nominee John W. Thompson Management For Take No Action
10 Elect Icahn Nominee Vincent J. Intrieri Shareholder Withhold Take No Action
11 Elect Icahn Nominee Jesse A. Lynn Shareholder Withhold Take No Action
12 Elect Icahn Nominee Andrew J. Teno Shareholder Withhold Take No Action
13 Ratification of Auditor Management For Take No Action
14 Advisory Vote on Executive Compensation Management For Take No Action
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Take No Action
16 Amendment to the 2015 Stock and Incentive Plan Management For Take No Action
1 Elect Icahn Nominee Vincent J. Intrieri Shareholder N/A Voted - For
2 Elect Icahn Nominee Jesse A. Lynn Shareholder N/A Voted - Withheld
3 Elect Icahn Nominee Andrew J. Teno Shareholder N/A Voted - For
4 Elect Management Nominee Frances Arnold Management N/A Voted - For
5 Elect Management Nominee Caroline D. Dorsa Management N/A Voted - For
6 Elect Management Nominee Scott Gottlieb Management N/A Voted - For
7 Elect Management Nominee Gary S. Guthart Management N/A Voted - For
8 Elect Management Nominee Philip W. Schiller Management N/A Voted - For
9 Elect Management Nominee Susan E. Siegel Management N/A Voted - For
10 Elect Management Nominee Francis A. deSouza Management N/A Voted - Withheld
11 Elect Management Nominee Robert S. Epstein Management N/A Voted - For
12 Elect Management Nominee John W. Thompson Management N/A Voted - Withheld
13 Ratification of Auditor Management N/A Voted - For
14 Advisory Vote on Executive Compensation Management N/A Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
16 Amendment to the 2015 Stock and Incentive Plan Management N/A Voted - For
1166
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
INCYTE CORPORATION
Security ID: 45337C102 Ticker: INCY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Julian C. Baker Management For Voted - For
2 Elect Jean-Jacques Bienaime Management For Voted - For
3 Elect Otis W. Brawley Management For Voted - For
4 Elect Paul J. Clancy Management For Voted - For
5 Elect Jacqualyn A. Fouse Management For Voted - For
6 Elect Edmund P. Harrigan Management For Voted - For
7 Elect Katherine A. High Management For Voted - For
8 Elect Herve Hoppenot Management For Voted - For
9 Elect Susanne Schaffert Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2010 Stock Incentive Plan Management For Voted - For
13 Amendment to the 1997 Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
INSULET CORPORATION
Security ID: 45784P101 Ticker: PODD
Meeting Date: 23-May-23 Meeting Type: Annual
1.1 Elect Luciana Borio Management For Voted - For
1.2 Elect Michael R. Minogue Management For Voted - For
1.3 Elect Corinne H. Nevinny Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
INTUITIVE SURGICAL, INC.
Security ID: 46120E602 Ticker: ISRG
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Craig H. Barratt Management For Voted - For
2 Elect Joseph C. Beery Management For Voted - For
3 Elect Gary S. Guthart Management For Voted - For
4 Elect Amal M. Johnson Management For Voted - For
5 Elect Don R. Kania Management For Voted - For
6 Elect Amy L. Ladd Management For Voted - For
7 Elect Keith R. Leonard, Jr. Management For Voted - For
8 Elect Alan J. Levy Management For Voted - For
9 Elect Jami Dover Nachtsheim Management For Voted - For
10 Elect Monica P. Reed Management For Voted - For
11 Elect Mark J. Rubash Management For Voted - For
1167
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
IQVIA HOLDINGS INC.
Security ID: 46266C105 Ticker: IQV
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Elect Carol J. Burt Management For Voted - For
2 Elect Colleen A. Goggins Management For Voted - Against
3 Elect Sheila A. Stamps Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Permit Shareholders to Call Special Meetings Management For Voted - Abstain
6 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
7 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
8 Ratification of Auditor Management For Voted - For
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Mary C. Beckerle Management For Voted - For
3 Elect D. Scott Davis Management For Voted - For
4 Elect Jennifer A. Doudna Management For Voted - For
5 Elect Joaquin Duato Management For Voted - For
6 Elect Marillyn A. Hewson Management For Voted - For
7 Elect Paula A. Johnson Management For Voted - For
8 Elect Hubert Joly Management For Voted - For
9 Elect Mark B. McClellan Management For Voted - For
10 Elect Anne Mulcahy Management For Voted - For
11 Elect Mark A. Weinberger Management For Voted - For
12 Elect Nadja Y. West Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Adoption of
Mandatory Arbitration Bylaw Shareholder Against Voted - Abstain
17 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - Against
18 Shareholder Proposal Prohibiting Adjustments for
Legal and Compliance Costs Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
1168
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
LABORATORY CORPORATION OF AMERICA HOLDINGS
Security ID: 50540R409 Ticker: LH
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Kerrii B. Anderson Management For Voted - For
2 Elect Jean-Luc Belingard Management For Voted - For
3 Elect Jeffrey A. Davis Management For Voted - For
4 Elect D. Gary Gilliland Management For Voted - For
5 Elect Kirsten M. Kliphouse Management For Voted - For
6 Elect Garheng Kong Management For Voted - For
7 Elect Peter M. Neupert Management For Voted - For
8 Elect Richelle P. Parham Management For Voted - For
9 Elect Adam H. Schechter Management For Voted - For
10 Elect Kathryn E. Wengel Management For Voted - For
11 Elect R. Sanders Williams Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Report on Nonhuman
Primate Transportation Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
MERCK & CO., INC.
Security ID: 58933Y105 Ticker: MRK
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Douglas M. Baker, Jr. Management For Voted - For
2 Elect Mary Ellen Coe Management For Voted - For
3 Elect Pamela J. Craig Management For Voted - For
4 Elect Robert M. Davis Management For Voted - For
5 Elect Thomas H. Glocer Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Stephen L. Mayo Management For Voted - For
8 Elect Paul B. Rothman Management For Voted - For
9 Elect Patricia F. Russo Management For Voted - For
10 Elect Christine E. Seidman Management For Voted - For
11 Elect Inge G. Thulin Management For Voted - For
12 Elect Kathy J. Warden Management For Voted - For
13 Elect Peter C. Wendell Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
1169
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Report on Access to
COVID-19 Products Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Third-Party
Political Expenditures Reporting Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
22 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
METTLER-TOLEDO INTERNATIONAL INC.
Security ID: 592688105 Ticker: MTD
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Robert F. Spoerry Management For Voted - For
2 Elect Roland Diggelmann Management For Voted - For
3 Elect Domitille Doat-Le Bigot Management For Voted - For
4 Elect Elisha W. Finney Management For Voted - For
5 Elect Richard Francis Management For Voted - For
6 Elect Michael A. Kelly Management For Voted - For
7 Elect Thomas P. Salice Management For Voted - For
8 Elect Ingrid Zhang Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MODERNA, INC.
Security ID: 60770K107 Ticker: MRNA
Meeting Date: 03-May-23 Meeting Type: Annual
1.1 Elect Stephen Berenson Management For Voted - For
1.2 Elect Sandra J. Horning Management For Voted - For
1.3 Elect Paul Sagan Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against
MOLINA HEALTHCARE, INC.
Security ID: 60855R100 Ticker: MOH
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Barbara L. Brasier Management For Voted - For
2 Elect Daniel Cooperman Management For Voted - For
3 Elect Stephen H. Lockhart Management For Voted - For
4 Elect Steven J. Orlando Management For Voted - For
1170
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Ronna E. Romney Management For Voted - Against
6 Elect Richard M. Schapiro Management For Voted - For
7 Elect Dale B. Wolf Management For Voted - For
8 Elect Richard C. Zoretic Management For Voted - For
9 Elect Joseph M. Zubretsky Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
ORGANON & CO.
Security ID: 68622V106 Ticker: OGN
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Carrie S. Cox Management For Voted - For
2 Elect Alan Ezekowitz Management For Voted - For
3 Elect Helene D. Gayle Management For Voted - For
4 Elect Deborah Leone Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
PERKINELMER, INC.
Security ID: 714046109 Ticker: PKI
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Peter Barrett Management For Voted - For
2 Elect Samuel R. Chapin Management For Voted - For
3 Elect Sylvie Gregoire Management For Voted - For
4 Elect Michelle McMurry-Heath Management For Voted - For
5 Elect Alexis P. Michas Management For Voted - For
6 Elect Pralad R. Singh Management For Voted - For
7 Elect Michel Vounatsos Management For Voted - For
8 Elect Frank Witney Management For Voted - For
9 Elect Pascale Witz Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Company Name Change Management For Voted - For
PFIZER INC.
Security ID: 717081103 Ticker: PFE
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Ronald E. Blaylock Management For Voted - For
2 Elect Albert Bourla Management For Voted - For
3 Elect Susan Desmond-Hellmann Management For Voted - For
4 Elect Joseph J. Echevarria Management For Voted - For
1171
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Scott Gottlieb Management For Voted - For
6 Elect Helen H. Hobbs Management For Voted - For
7 Elect Susan Hockfield Management For Voted - For
8 Elect Dan R. Littman Management For Voted - For
9 Elect Shantanu Narayen Management For Voted - For
10 Elect Suzanne Nora Johnson Management For Voted - For
11 Elect James Quincey Management For Voted - For
12 Elect James C. Smith Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Intellectual Property Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
QUEST DIAGNOSTICS INCORPORATED
Security ID: 74834L100 Ticker: DGX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect James E. Davis Management For Voted - For
2 Elect Luis Diaz, Jr. Management For Voted - For
3 Elect Tracey C. Doi Management For Voted - For
4 Elect Vicky B. Gregg Management For Voted - For
5 Elect Wright L. Lassiter III Management For Voted - For
6 Elect Timothy L. Main Management For Voted - For
7 Elect Denise M. Morrison Management For Voted - For
8 Elect Gary M. Pfeiffer Management For Voted - For
9 Elect Timothy M. Ring Management For Voted - For
10 Elect Gail R. Wilensky Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Amendment to the Long-Term Incentive Plan Management For Voted - For
15 Shareholder Proposal Regarding GHG Targets and
Alignment with Paris Agreement Shareholder Against Voted - Against
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107 Ticker: REGN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Elect Joseph L. Goldstein Management For Voted - Against
2 Elect Christine A. Poon Management For Voted - For
1172
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Craig B. Thompson Management For Voted - For
4 Elect Huda Y. Zoghbi Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Extended Patent
Exclusivities and Application for Secondary and
Tertiary Patents Shareholder Against Voted - Against
STRYKER CORPORATION
Security ID: 863667101 Ticker: SYK
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Mary K. Brainerd Management For Voted - For
2 Elect Giovanni Caforio Management For Voted - For
3 Elect Srikant M. Datar Management For Voted - For
4 Elect Allan C. Golston Management For Voted - For
5 Elect Kevin A. Lobo Management For Voted - For
6 Elect Sherilyn S. McCoy Management For Voted - For
7 Elect Andrew K. Silvernail Management For Voted - For
8 Elect Lisa M. Skeete Tatum Management For Voted - For
9 Elect Ronda E. Stryker Management For Voted - For
10 Elect Rajeev Suri Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
TELEFLEX INCORPORATED
Security ID: 879369106 Ticker: TFX
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect Gretchen R. Haggerty Management For Voted - For
2 Elect Liam J. Kelly Management For Voted - For
3 Elect Jaewon Ryu Management For Voted - For
4 Approval of the 2023 Stock Incentive Plan Management For Voted - For
5 Elimination of Supermajority Requirements Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
1173
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE CIGNA GROUP
Security ID: 125523100 Ticker: CI
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect David M. Cordani Management For Voted - For
2 Elect William J. DeLaney Management For Voted - For
3 Elect Eric J. Foss Management For Voted - For
4 Elect Elder Granger Management For Voted - For
5 Elect Neesha Hathi Management For Voted - For
6 Elect George Kurian Management For Voted - For
7 Elect Kathleen M. Mazzarella Management For Voted - For
8 Elect Mark B. McClellan Management For Voted - For
9 Elect Kimberly A. Ross Management For Voted - For
10 Elect Eric C. Wiseman Management For Voted - For
11 Elect Donna F. Zarcone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Allow Exculpation of Officers Management For Voted - Against
16 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
THE COOPER COMPANIES, INC.
Security ID: 216648402 Ticker: COO
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Colleen E. Jay Management For Voted - For
2 Elect William A. Kozy Management For Voted - For
3 Elect Cynthia L. Lucchese Management For Voted - For
4 Elect Teresa S. Madden Management For Voted - For
5 Elect Gary S. Petersmeyer Management For Voted - For
6 Elect Maria Rivas Management For Voted - For
7 Elect Robert S. Weiss Management For Voted - For
8 Elect Albert G. White III Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102 Ticker: TMO
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Marc N. Casper Management For Voted - For
1174
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Nelson J. Chai Management For Voted - For
3 Elect Ruby R. Chandy Management For Voted - For
4 Elect C. Martin Harris Management For Voted - For
5 Elect Tyler Jacks Management For Voted - For
6 Elect R. Alexandra Keith Management For Voted - For
7 Elect James C. Mullen Management For Voted - For
8 Elect Lars R. Sorensen Management For Voted - For
9 Elect Debora L. Spar Management For Voted - For
10 Elect Scott M. Sperling Management For Voted - For
11 Elect Dion J. Weisler Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
16 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Elect Timothy P. Flynn Management For Voted - For
2 Elect Paul R. Garcia Management For Voted - For
3 Elect Kristen Gil Management For Voted - For
4 Elect Stephen J. Hemsley Management For Voted - For
5 Elect Michele J. Hooper Management For Voted - For
6 Elect F. William McNabb, III Management For Voted - For
7 Elect Valerie C. Montgomery Rice Management For Voted - For
8 Elect John H. Noseworthy Management For Voted - For
9 Elect Andrew Witty Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Racial Equity Audit Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
UNIVERSAL HEALTH SERVICES, INC.
Security ID: 913903100 Ticker: UHS
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Nina Chen-Langenmayr Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
1175
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100 Ticker: VRTX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Sangeeta N. Bhatia Management For Voted - For
2 Elect Lloyd A. Carney Management For Voted - For
3 Elect Alan M. Garber Management For Voted - For
4 Elect Terrence C. Kearney Management For Voted - For
5 Elect Reshma Kewalramani Management For Voted - For
6 Elect Jeffrey M. Leiden Management For Voted - For
7 Elect Diana L. McKenzie Management For Voted - For
8 Elect Bruce I. Sachs Management For Voted - For
9 Elect Suketu Upadhyay Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
WATERS CORPORATION
Security ID: 941848103 Ticker: WAT
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Flemming Ornskov Management For Voted - Against
2 Elect Linda Baddour Management For Voted - For
3 Elect Udit Batra Management For Voted - For
4 Elect Daniel Brennan Management For Voted - For
5 Elect Richard H. Fearon Management For Voted - For
6 Elect Pearl S. Huang Management For Voted - For
7 Elect Wei Jiang Management For Voted - For
8 Elect Christopher A. Kuebler Management For Voted - For
9 Elect Mark P. Vergnano Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
WEST PHARMACEUTICAL SERVICES, INC.
Security ID: 955306105 Ticker: WST
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Mark A. Buthman Management For Voted - For
2 Elect William F. Feehery Management For Voted - Against
3 Elect Robert F. Friel Management For Voted - For
4 Elect Eric M. Green Management For Voted - For
5 Elect Thomas W. Hofmann Management For Voted - For
6 Elect Molly E. Joseph Management For Voted - For
7 Elect Deborah L. V. Keller Management For Voted - For
1176
Global X Health Care Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Myla P. Lai-Goldman Management For Voted - For
9 Elect Stephen H. Lockhart Management For Voted - For
10 Elect Douglas A. Michels Management For Voted - For
11 Elect Paolo Pucci Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
ZIMMER BIOMET HOLDINGS, INC.
Security ID: 98956P102 Ticker: ZBH
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Christopher B. Begley Management For Voted - For
2 Elect Betsy J. Bernard Management For Voted - For
3 Elect Michael J. Farrell Management For Voted - For
4 Elect Robert A. Hagemann Management For Voted - For
5 Elect Bryan C. Hanson Management For Voted - For
6 Elect Arthur J. Higgins Management For Voted - For
7 Elect Maria Teresa Hilado Management For Voted - For
8 Elect Syed Jafry Management For Voted - For
9 Elect Sreelakshmi Kolli Management For Voted - For
10 Elect Michael W. Michelson Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ZOETIS INC.
Security ID: 98978V103 Ticker: ZTS
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Paul M. Bisaro Management For Voted - For
2 Elect Vanessa Broadhurst Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - For
4 Elect Michael B. McCallister Management For Voted - For
5 Elect Gregory Norden Management For Voted - For
6 Elect Louise M. Parent Management For Voted - For
7 Elect Kristin C. Peck Management For Voted - For
8 Elect Robert W. Scully Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Amendment Regarding Ownership Threshold for
Shareholders to Call a Special Meeting Management For Voted - Abstain
12 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
1177
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABC-MART, INC.
Security ID: J00056101 Ticker: 2670
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Minoru Noguchi Management For Voted - Against
4 Elect Kiyoshi Katsunuma Management For Voted - For
5 Elect Takashi Kikuchi Management For Voted - For
6 Elect Kiichiro Hattori Management For Voted - For
7 Elect Yasuo Ishii Management For Voted - Against
8 Elect Tadashi Matsuoka Management For Voted - For
9 Elect Taio Sugahara Management For Voted - For
10 Elect Ko Toyoda Management For Voted - For
11 Condolence Payment Management For Voted - For
ADIDAS AG
Security ID: D0066B185 Ticker: ADS
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Allocation of Dividends Management For Voted - For
4 Ratification of Management Board Acts Management For Voted - For
5 Ratification of Supervisory Board Acts Management For Voted - Against
6 Remuneration Report Management For Voted - Against
7 Amendments to Articles (Virtual Meetings) Management For Voted - For
8 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
9 Authority to Repurchase and Reissue Shares Management For Voted - For
10 Authority to Repurchase Shares Using Equity
Derivatives Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
1178
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
ANTA SPORTS PRODUCTS
Security ID: G04011105 Ticker: 2020
Meeting Date: 10-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DING Shijia Management For Voted - For
6 Elect BI Mingwei Management For Voted - For
7 Elect Stephen YIU Kin Wah Management For Voted - For
8 Elect Henry Stephen LAI Hin Wing Management For Voted - Against
9 Elect WANG Jiaqian Management For Voted - For
10 Elect XIA Lian Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 2023 Share Option Scheme Management For Voted - Against
17 Service Provider Sublimit under 2023 Share Option
Scheme Management For Voted - Against
18 2023 Share Award Scheme Management For Voted - Against
19 Service Provider Sublimit under 2023 Share Award
Scheme Management For Voted - Against
ARIAKE JAPAN CO., LTD.
Security ID: J01964105 Ticker: 2815
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Tomoki Tagawa Management For Voted - For
4 Elect Naoki Shirakawa Management For Voted - Against
5 Elect Katsutoshi Iwaki Management For Voted - For
6 Elect Koichi Matsumoto Management For Voted - For
7 Elect Koji Iwaki Management For Voted - For
8 Elect Masahiko Kameoka Management For Voted - For
9 Elect Takahiko Sasaki Management For Voted - Against
10 Elect Morihiro Kimura Management For Voted - Against
11 Elect Takeyoshi Ono Management For Voted - For
12 Elect Toru Nishiki Management For Voted - For
13 Bonus Management For Voted - Against
1179
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASICS CORPORATION
Security ID: J03234150 Ticker: 7936
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Motoi Oyama Management For Voted - For
4 Elect Yasuhito Hirota Management For Voted - For
5 Elect Hitoshi Kashiwaki Management For Voted - For
6 Elect Kazuo Sumi Management For Voted - For
7 Elect Makiko Yamamoto Makiko Yasukawa Management For Voted - For
8 Elect Mitsuru Murai Management For Voted - For
BASIC-FIT N.V
Security ID: N10058100 Ticker: BFIT
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Ratification of Management Board Acts Management For Voted - For
9 Ratification of Supervisory Board Acts Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect Joelle Frijters to the Supervisory Board Management For Voted - For
12 Elect Jan L. van Nieuwenhuizen to the Supervisory
Board Management For Voted - For
13 Elect Herman Rutgers to the Supervisory Board Management For Voted - For
14 Elect Hans Willemse to the Supervisory Board Management For Voted - For
15 Issuance of Shares w/ Preemptive Rights Management For Voted - For
16 Authority to Suppress Preemptive Rights Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
BELLRING BRANDS, INC.
Security ID: 07831C103 Ticker: BRBR
Meeting Date: 06-Feb-23 Meeting Type: Annual
1 Elect Darcy Horn Davenport Management For Voted - For
2 Elect Elliot Stein, Jr. Management For Voted - For
3 Ratification of Auditor Management For Voted - For
1180
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendment to the 2019 Long-Term Incentive Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
BLACKMORES LIMITED
Security ID: Q15790100 Ticker: BKL
Meeting Date: 20-Oct-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Remuneration Report Management For Voted - For
4 Re-elect Erica Mann Management For Voted - For
5 Equity Grant (MD/CEO Alastair Symington - STIP) Management For Voted - For
6 Equity Grant (MD/CEO Alastair Symington - LTIP) Management For Voted - For
CALAVO GROWERS, INC.
Security ID: 128246105 Ticker: CVGW
Meeting Date: 26-Apr-23 Meeting Type: Annual
1.1 Elect Farha Aslam Management For Voted - For
1.2 Elect Marc L. Brown Management For Voted - Withheld
1.3 Elect Michael A. DiGregorio Management For Voted - For
1.4 Elect James D. Helin Management For Voted - For
1.5 Elect Steven Hollister Management For Voted - For
1.6 Elect Kathleen M. Holmgren Management For Voted - For
1.7 Elect Brian Kocher Management For Voted - Withheld
1.8 Elect J. Link Leavens Management For Voted - Withheld
1.9 Elect Adriana Mendizabal Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CAL-MAINE FOODS, INC.
Security ID: 128030202 Ticker: CALM
Meeting Date: 30-Sep-22 Meeting Type: Annual
1.1 Elect Adolphus B. Baker Management For Voted - Withheld
1.2 Elect Max P. Bowman Management For Voted - Withheld
1.3 Elect Letitia C. Hughes Management For Voted - For
1.4 Elect Sherman L. Miller Management For Voted - For
1.5 Elect James E. Poole Management For Voted - For
1.6 Elect Steve W. Sanders Management For Voted - For
1.7 Elect Camille S. Young Management For Voted - For
2 Ratification of Auditor Management For Voted - For
1181
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
CELSIUS HOLDINGS, INC.
Security ID: 15118V207 Ticker: CELH
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect John Fieldly Management For Voted - For
1.2 Elect Nicholas Castaldo Management For Voted - For
1.3 Elect Caroline Levy Management For Voted - For
1.4 Elect Hal Kravitz Management For Voted - For
1.5 Elect Alexandre Ruberti Management For Voted - For
1.6 Elect Cheryl S. Miller Management For Voted - For
1.7 Elect Damon DeSantis Management For Voted - Withheld
1.8 Elect Joyce Russell Management For Voted - For
1.9 Elect James Lee Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
CLARUS CORPORATION
Security ID: 18270P109 Ticker: CLAR
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect Warren B. Kanders Management For Voted - Withheld
1.2 Elect Donald L. House Management For Voted - Withheld
1.3 Elect Nicholas Sokolow Management For Voted - Withheld
1.4 Elect Michael A. Henning Management For Voted - Withheld
1.5 Elect Susan Ottmann Management For Voted - For
1.6 Elect James E. Walker III Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
COLUMBIA SPORTSWEAR COMPANY
Security ID: 198516106 Ticker: COLM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Timothy P. Boyle Management For Voted - For
1.2 Elect Stephen E. Babson Management For Voted - For
1.3 Elect Andy D. Bryant Management For Voted - For
1.4 Elect John W. Culver Management For Voted - For
1.5 Elect Kevin Mansell Management For Voted - For
1.6 Elect Ronald E. Nelson Management For Voted - For
1.7 Elect Christiana Smith Shi Management For Voted - For
1.8 Elect Sabrina L. Simmons Management For Voted - For
1.9 Elect Malia H. Wasson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1182
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
DANONE
Security ID: F12033134 Ticker: BN
Meeting Date: 27-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
9 Consolidated Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Elect Valerie Chapoulaud-Floquet Management For Voted - For
12 Elect Gilles Schnepp Management For Voted - For
13 Ratification of the Co-option of Gilbert Ghostine Management For Voted - For
14 Ratification of the Co-option of Lise Kingo Management For Voted - For
15 2022 Remuneration Report Management For Voted - For
16 2022 Remuneration of Antoine de Saint-Affrique, CEO Management For Voted - For
17 2022 Remuneration of Gilles Schnepp, Chair Management For Voted - For
18 2023 Remuneration Policy (Executives) Management For Voted - For
19 2023 Remuneration Policy (Chair) Management For Voted - For
20 2023 Remuneration Policy (Board of Directors) Management For Voted - For
21 Authority to Repurchase and Reissue Shares Management For Voted - For
22 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
23 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights and w/ Priority Subscription Management For Voted - For
24 Greenshoe Management For Voted - For
25 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - For
26 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
27 Authority to Increase Capital Through
Capitalisations Management For Voted - For
28 Employee Stock Purchase Plan Management For Voted - For
29 Stock Purchase Plan for Overseas Employees Management For Voted - For
30 Authority to Issue Performance Shares Management For Voted - For
31 Authority to Cancel Shares and Reduce Capital Management For Voted - For
32 Authorisation of Legal Formalities Management For Voted - For
33 Elect Sanjiv Mehta Management For Voted - For
34 Non-Voting Meeting Note N/A N/A Non-Voting
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
1183
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
DESCENTE, LTD.
Security ID: J12138103 Ticker: 8114
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Shuichi Koseki Management For Voted - For
4 Elect Masahiro Morofuji Management For Voted - For
5 Elect Motonari Shimizu Management For Voted - For
6 Elect Takeshi Shimada Management For Voted - For
7 Elect Tomonori Azuma Management For Voted - For
8 Elect Seiji Sato Management For Voted - For
9 Elect Yasuyo Kasahara Management For Voted - For
10 Amendment to Restricted Stock Plan Management For Voted - For
DEXCOM, INC.
Security ID: 252131107 Ticker: DXCM
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Steven R. Altman Management For Voted - For
2 Elect Richard A. Collins Management For Voted - For
3 Elect Karen M. Dahut Management For Voted - For
4 Elect Mark G. Foletta Management For Voted - For
5 Elect Barbara E. Kahn Management For Voted - For
6 Elect Kyle Malady Management For Voted - For
7 Elect Eric Topol Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
DICK'S SPORTING GOODS, INC.
Security ID: 253393102 Ticker: DKS
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Mark J. Barrenechea Management For Voted - For
2 Elect Emanuel Chirico Management For Voted - For
3 Elect William J. Colombo Management For Voted - For
4 Elect Anne Fink Management For Voted - For
5 Elect Larry Fitzgerald, Jr. Management For Voted - For
6 Elect Lauren R. Hobart Management For Voted - For
7 Elect Sandeep Lakhmi Mathrani Management For Voted - For
8 Elect Desiree Ralls-Morrison Management For Voted - For
9 Elect Lawrence J. Schorr Management For Voted - Withheld
10 Elect Edward W. Stack Management For Voted - For
1184
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Larry D. Stone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
FENG TAY ENTERPRISES CO., LTD.
Security ID: Y24815105 Ticker: 9910
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 2022 Financial Statement and Business Report Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 Amendments to the Company's Articles of
Incorporation Management For Voted - For
4 Issuance of New Shares Through Capitalization of
Earnings Management For Voted - For
FILA HOLDINGS CORPORATION
Security ID: Y2484W103 Ticker: 081660
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect YOON Yoon Soo Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Corporate Auditors' Fees Management For Voted - For
FOOT LOCKER, INC.
Security ID: 344849104 Ticker: FL
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Mary N. Dillon Management For Voted - For
2 Elect Virginia C. Drosos Management For Voted - For
3 Elect Alan D. Feldman Management For Voted - For
4 Elect Guillermo G. Marmol Management For Voted - For
5 Elect Darlene Nicosia Management For Voted - For
6 Elect Steven Oakland Management For Voted - For
7 Elect Ulice Payne, Jr. Management For Voted - For
8 Elect Kimberly Underhill Management For Voted - For
9 Elect Tristan Walker Management For Voted - For
10 Elect Dona D. Young Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Amendment to the 2007 Stock Incentive Plan Management For Voted - For
13 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
1185
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
FRASERS GROUP PLC
Security ID: G3661L100 Ticker: FRAS
Meeting Date: 19-Oct-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Elect David Daly Management For Voted - Against
4 Elect David Brayshaw Management For Voted - For
5 Elect Richard John Bottomley Management For Voted - For
6 Elect Cally Price Management For Voted - For
7 Elect Nicola Frampton Management For Voted - For
8 Elect Chris Wootton Management For Voted - For
9 Elect Michael Murray Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Authority to Set Auditor's Fees Management For Voted - For
12 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights
(Rights Issue) Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
18 Authorisation of Political Donations Management For Voted - For
19 Amendment to Executive Share Scheme Management For Voted - Against
FULGENT SUN INTERNATIONAL (HOLDING) CO., LTD.
Security ID: G36889106 Ticker: 9802
Meeting Date: 30-May-23 Meeting Type: Annual
1 2022 Financial Statements and Business Report Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Non-Compete Restrictions for Directors Management For Voted - For
GIANT MANUFACTURING CO., LTD.
Security ID: Y2708Z106 Ticker: 9921
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 2022 Financial Statements Management For Voted - For
2 Distribution of 2022 Earnings. Management For Voted - For
1186
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
GILDAN ACTIVEWEAR INC.
Security ID: 375916103 Ticker: GIL
Meeting Date: 04-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Appointment of Auditor Management For Voted - For
3 Elect Donald C. Berg Management For Voted - For
4 Elect Maryse Bertrand Management For Voted - For
5 Elect Dhaval Buch Management For Voted - For
6 Elect Marc Caira Management For Voted - For
7 Elect Glenn J. Chamandy Management For Voted - For
8 Elect Shirley E. Cunningham Management For Voted - For
9 Elect Charles M. Herington Management For Voted - For
10 Elect Luc Jobin Management For Voted - For
11 Elect Craig A. Leavitt Management For Voted - For
12 Elect Anne Martin-Vachon Management For Voted - For
13 Renewal of Shareholder Rights Plan Management For Voted - For
14 First Amendment to the Long Term Incentive Plan Management For Voted - For
15 Second Amendment to the Long Term Incentive Plan Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Shareholder Proposal Regarding Sustainability
Linked Credit Facility Shareholder Against Voted - Against
GLANBIA PLC
Security ID: G39021103 Ticker: GL9
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Donard Gaynor Management For Voted - For
5 Elect Siobhan Talbot Management For Voted - For
6 Elect Mark Garvey Management For Voted - For
7 Elect Roisin Brennan Management For Voted - For
8 Elect Paul Duffy Management For Voted - For
9 Elect Ilona Haaijer Management For Voted - For
10 Elect Brendan Hayes Management For Voted - For
11 Elect Jane Lodge Management For Voted - For
12 Elect John G. Murphy Management For Voted - For
13 Elect Patrick Murphy Management For Voted - For
14 Elect Dan O'Connor Management For Voted - For
15 Elect Kimberly Underhill Management For Voted - For
16 Authority to Set Auditor's Fees Management For Voted - For
17 Remuneration Report Management For Voted - For
18 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
1187
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
23 Authority to Set Price Range for Reissuance of
Treasury Shares Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
25 Non-Voting Meeting Note N/A N/A Non-Voting
GOLDWIN INC.
Security ID: J17472101 Ticker: 8111
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Akio Nishida Management For Voted - For
3 Elect Takao Watanabe Management For Voted - For
4 Elect Yoshiteru Nishida Management For Voted - For
5 Elect Eiichiro Homma Management For Voted - For
6 Elect Michio Sihirasaki Management For Voted - For
7 Elect Hikari Mori Management For Voted - For
8 Elect Yuko Moriguchi Yuko Sekiya Management For Voted - For
9 Elect Rie Akiyama Management For Voted - For
10 Elect Ichiro Yoshimoto Management For Voted - For
11 Elect Dai Tamesue Management For Voted - For
12 Elect Osamu Sato Management For Voted - For
13 Elect Tsutomu Morita Management For Voted - For
14 Directors' Fees Management For Voted - For
HEALTHCARE SERVICES GROUP, INC.
Security ID: 421906108 Ticker: HCSG
Meeting Date: 30-May-23 Meeting Type: Annual
1 Elect Diane S. Casey Management For Voted - For
2 Elect Daniela Castagnino Management For Voted - For
3 Elect Robert L. Frome Management For Voted - For
4 Elect Laura Grant Management For Voted - For
5 Elect John J. McFadden Management For Voted - For
6 Elect Dino D. Ottaviano Management For Voted - For
7 Elect Kurt Simmons, Jr. Management For Voted - For
8 Elect Jude Visconto Management For Voted - For
9 Elect Theodore Wahl Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Amendment to the 2020 Omnibus Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1188
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
HERBALIFE NUTRITION LTD.
Security ID: G4412G101 Ticker: HLF
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Michael O. Johnson Management For Voted - For
2 Elect Richard H. Carmona Management For Voted - For
3 Elect Celine Del Genes Management For Voted - For
4 Elect Stephan Paulo Gratziani Management For Voted - For
5 Elect Kevin M. Jones Management For Voted - For
6 Elect Sophie L'Helias Management For Voted - For
7 Elect Alan W. LeFevre Management For Voted - For
8 Elect Juan Miguel Mendoza Management For Voted - For
9 Elect Donal L. Mulligan Management For Voted - For
10 Elect Maria Otero Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Company Name Change Management For Voted - For
14 Approval of the 2023 Stock Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
HIBBETT, INC.
Security ID: 428567101 Ticker: HIBB
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Anthony F. Crudele Management For Voted - For
2 Elect Pamela J. Edwards Management For Voted - For
3 Elect James A. Hilt Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
HWASEUNG ENTERPRISE CO., LTD.
Security ID: Y3R07F107 Ticker: 241590
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
Meeting Date: 28-Mar-23 Meeting Type: Annual
1 Elect NAM Seong Jib Management For Voted - For
2 Election of Audit Committee Member: NAM Seong Jib Management For Voted - For
3 Directors' Fees Management For Voted - For
1189
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
JD SPORTS FASHION PLC
Security ID: G5144Y120 Ticker: JD
Meeting Date: 22-Jul-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - Against
3 Final Dividend Management For Voted - For
4 Elect Neil Greenhalgh Management For Voted - For
5 Elect Andrew Long Management For Voted - For
6 Elect Kath Smith Management For Voted - For
7 Elect Bert Hoyt Management For Voted - For
8 Elect Helen Ashton Management For Voted - For
9 Elect Mahbobeh Sabetnia Management For Voted - For
10 Elect Suzanne Williams Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Authorisation of Political Donations Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
Meeting Date: 13-Dec-22 Meeting Type: Ordinary
1 Remuneration Policy Management For Voted - For
2 Long-Term Incentive Plan Management For Voted - For
3 Deferred Bonus Plan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Final Dividend Management For Voted - For
4 Elect Regis Schultz Management For Voted - For
5 Elect Neil Greenhalgh Management For Voted - For
6 Elect Andrew Long Management For Voted - For
7 Elect Kath Smith Management For Voted - For
8 Elect Bert Hoyt Management For Voted - For
9 Elect Helen Ashton Management For Voted - For
10 Elect Mahbobeh Sabetnia Management For Voted - For
11 Elect Suzanne Williams Management For Voted - For
12 Elect Andrew Higginson Management For Voted - For
13 Elect Ian Dyson Management For Voted - For
14 Elect Angela Luger Management For Voted - For
15 Elect Darren Shapland Management For Voted - For
16 Appointment of Auditor Management For Voted - For
17 Authority to Set Auditor's Fees Management For Voted - For
18 Authorisation of Political Donations Management For Voted - For
1190
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
21 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
22 Authority to Repurchase Shares Management For Voted - For
JOHNSON HEALTH TECHNOLOGY COMPANY
Security ID: Y4466K107 Ticker: 1736
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Peter LO Management For Voted - For
4 Elect Cindy LO Management For Voted - For
5 Elect Jason LO Management For Voted - For
6 Elect Crista LIN Management For Voted - For
7 Elect Teresa LO Management For Voted - For
8 Elect May LO Management For Voted - For
9 Elect Spencer HSIEH Management For Voted - For
10 Elect Vincent CHEN Management For Voted - For
11 Elect LIN Yih-Horng Management For Voted - For
12 Elect Hank LIN Management For Voted - For
13 Elect LIU Jui-Lin Management For Voted - For
14 Elect LIU Chung-Hsien Management For Voted - For
15 Elect JONG Wen-Ren Management For Voted - For
16 Non-compete Restrictions for Directors Management For Voted - For
LI NING COMPANY LIMITED
Security ID: G5496K124 Ticker: 2331
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect WANG Yajuan Management For Voted - For
6 Elect WANG Ya Fei Management For Voted - Against
7 Elect Bunny CHAN Chung Bun Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Amendments to Articles Management For Voted - Against
Meeting Date: 14-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1191
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the 2023 Share Option Scheme and
Termination of the 2014 Share Option Scheme Management For Voted - Against
4 Adoption of the 2023 Share Award Scheme Management For Voted - Against
LULULEMON ATHLETICA INC.
Security ID: 550021109 Ticker: LULU
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Michael Casey Management For Voted - For
2 Elect Glenn Murphy Management For Voted - For
3 Elect David M. Mussafer Management For Voted - For
4 Elect Isabel Ge Mahe Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
8 Approval of the 2023 Equity Incentive Plan Management For Voted - For
MEDIFAST, INC.
Security ID: 58470H101 Ticker: MED
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Jeffrey J. Brown Management For Voted - For
2 Elect Daniel R. Chard Management For Voted - For
3 Elect Elizabeth A. Geary Management For Voted - For
4 Elect Michael A. Hoer Management For Voted - For
5 Elect Scott Schlackman Management For Voted - For
6 Elect Andrea B. Thomas Management For Voted - For
7 Elect Ming Xian Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
MERIDA INDUSTRY
Security ID: Y6020B101 Ticker: 9914
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles Management For Voted - For
1192
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 09-Sep-22 Meeting Type: Annual
1 Elect Alan B. Graf, Jr. Management For Voted - For
2 Elect Peter B. Henry Management For Voted - For
3 Elect Michelle A. Peluso Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the Employee Stock Purchase Plan Management For Voted - For
7 Shareholder Proposal Regarding Policy to Pause
Sourcing of Raw Materials from China Shareholder Against Voted - Against
NU SKIN ENTERPRISES, INC.
Security ID: 67018T105 Ticker: NUS
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Emma S. Battle Management For Voted - For
2 Elect Daniel W. Campbell Management For Voted - For
3 Elect Andrew D. Lipman Management For Voted - For
4 Elect Steven J. Lund Management For Voted - For
5 Elect Ryan S. Napierski Management For Voted - For
6 Elect Laura Nathanson Management For Voted - For
7 Elect Thomas R. Pisano Management For Voted - For
8 Elect Zheqing (Simon) Shen Management For Voted - For
9 Elect Edwina D. Woodbury Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
ON HOLDING AG
Security ID: H5919C104 Ticker: ONON
Meeting Date: 25-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Ratification of Board and Management Acts Management For Voted - For
4 Elect Alexandre Jose da Costa Perez as a Class A
Share Representative Management For Voted - Against
5 Elect David Allemann Management For Voted - For
6 Elect Amy L. Banse Management For Voted - For
7 Elect Olivier Bernhard Management For Voted - For
8 Elect Caspar Coppetti Management For Voted - For
9 Elect Kenneth A. Fox Management For Voted - For
10 Elect Alexandre Jose da Costa Perez Management For Voted - Against
11 Elect Dennis Durkin Management For Voted - Against
1193
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Election of of David Allemann as Co-Chair Management For Voted - For
13 Election of Caspar Coppetti as Co-Chair Management For Voted - For
14 Elect Kenneth A. Fox Management For Voted - For
15 Elect Alexandre Jose da Costa Perez Management For Voted - Against
16 Elect Amy L. Banse Management For Voted - For
17 Appointment of Independent Proxy Management For Voted - For
18 Appointment of Auditor Management For Voted - For
19 Compensation Report Management For Voted - Against
20 Board Compensation Management For Voted - For
21 Executive Compensation Management For Voted - For
22 Introduction of a Capital Band Management For Voted - For
23 Amendments to Articles (Shares and Share Register) Management For Voted - For
24 Amendments to Articles (Shareholder Meetings) Management For Voted - For
25 Amendments to Articles (Others) Management For Voted - For
26 Additional or Amended Proposals Management N/A Voted - Against
PELOTON INTERACTIVE, INC.
Security ID: 70614W100 Ticker: PTON
Meeting Date: 06-Dec-22 Meeting Type: Annual
1 Elect Karen Boone Management For Voted - Against
2 Ratification of Auditor Management For Voted - For
PLANET FITNESS, INC.
Security ID: 72703H101 Ticker: PLNT
Meeting Date: 01-May-23 Meeting Type: Annual
1.1 Elect Enshalla Anderson Management For Voted - For
1.2 Elect Stephen Spinelli, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
POU CHEN CORPORATION
Security ID: Y70786101 Ticker: 9904
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Acknowledgement of 2022 Business Report, Financial
Statements and Profit Distribution Plan. Proposed
Cash Dividend: Twd 1.3 per Share. Management For Voted - For
2 Discussion On The Amendments To The Companys
Articles Of Incorporation. Management For Voted - For
3 Discussion on the Amendments to the Companys Rules
and Procedures of Shareholders Meetings. Management For Voted - For
1194
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
PRESTIGE CONSUMER HEALTHCARE INC.
Security ID: 74112D101 Ticker: PBH
Meeting Date: 02-Aug-22 Meeting Type: Annual
1.1 Elect Ronald M. Lombardi Management For Voted - For
1.2 Elect John E. Byom Management For Voted - For
1.3 Elect Celeste A. Clark Management For Voted - For
1.4 Elect Christopher J. Coughlin Management For Voted - For
1.5 Elect Sheila A. Hopkins Management For Voted - For
1.6 Elect Natale S. Ricciardi Management For Voted - For
1.7 Elect Dawn M. Zier Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PUMA SE
Security ID: D62318148 Ticker: PUM
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Allocation of Dividends Management For Voted - For
7 Ratification of Management Board Acts Management For Voted - For
8 Ratification of Supervisory Board Acts Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Remuneration Report Management For Voted - Against
11 Elect Heloise Temple-Boyer Management For Voted - Against
12 Elect Thore Ohlsson Management For Voted - Against
13 Elect Jean-Marc Duplaix Management For Voted - For
14 Elect Fiona May Oly Management For Voted - For
15 Elect Martin Koppel Management For Voted - For
16 Elect Bernd Illig Management For Voted - For
17 Supervisory Board Remuneration Policy Management For Voted - For
18 Amendments to Articles (Virtual Meetings) Management For Voted - For
19 Amendments to Articles (Virtual AGM Participation
of Supervisory Board Members) Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
SHIMANO INC.
Security ID: J72262108 Ticker: 7309
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
1195
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments to Articles Management For Voted - For
4 Elect CHIA Chin Seng Management For Voted - For
5 Elect Kazuo Ichijo Management For Voted - For
6 Elect Mitsuhiro Katsumaru Management For Voted - For
7 Elect Sadayuki Sakakibara Management For Voted - For
8 Elect Hiromi Wada Management For Voted - For
9 Adoption of Restricted Stock Plan Management For Voted - For
SHOE CARNIVAL, INC.
Security ID: 824889109 Ticker: SCVL
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect J. Wayne Weaver Management For Voted - For
2 Elect Diane Randolph Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Amendment to the 2017 Equity Plan Management For Voted - For
6 Ratification of Auditor Management For Voted - For
SKECHERS U.S.A., INC.
Security ID: 830566105 Ticker: SKX
Meeting Date: 12-Jun-23 Meeting Type: Annual
1.1 Elect Katherine Blair Management For Voted - Withheld
1.2 Elect Yolanda Macias Management For Voted - For
1.3 Elect Richard Siskind Management For Voted - For
2 Amendment to Permit the Exculpation of Officers Management For Voted - Against
3 Approval of the 2023 Incentive Award Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
SPROUTS FARMERS MARKET, INC.
Security ID: 85208M102 Ticker: SFM
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Joel D. Anderson Management For Voted - For
1.2 Elect Terri Funk Graham Management For Voted - For
1.3 Elect Douglas G. Rauch Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
1196
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
TECHNOGYM S.P.A.
Security ID: T9200L101 Ticker: TGYM
Meeting Date: 05-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Remuneration Policy Management For Voted - Against
6 Remuneration Report Management For Voted - Against
7 Increase in Auditor's Fees Management For Voted - For
8 2023-2025 Performance Share Plan Management For Voted - Against
9 Authority to Repurchase and Reissue Shares Management For Voted - For
10 Authority to Issue Shares to Service 2023-2025
Performance Share Plan Management For Voted - Against
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
THE HAIN CELESTIAL GROUP, INC.
Security ID: 405217100 Ticker: HAIN
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Elect Richard A. Beck Management For Voted - For
2 Elect Celeste A. Clark Management For Voted - For
3 Elect R. Dean Hollis Management For Voted - For
4 Elect Shervin J. Korangy Management For Voted - For
5 Elect Mark Schiller Management For Voted - For
6 Elect Michael B. Sims Management For Voted - For
7 Elect Carlyn R. Taylor Management For Voted - For
8 Elect Dawn M. Zier Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
11 Approval of the 2022 Long-Term Incentive and Stock
Award Plan Management For Voted - For
TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Security ID: G8924B104 Ticker: 6110
Meeting Date: 01-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividends Management For Voted - For
5 Allocation of Special Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect YU Wu Management For Voted - Against
1197
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect HU Xiaoling Management For Voted - For
9 Elect HUANG Victor Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Memorandum and Articles of Association Management For Voted - For
TSUMURA & CO.
Security ID: J93407120 Ticker: 4540
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Terukazu Kato Management For Voted - For
4 Elect Kei Sugii Management For Voted - For
5 Elect Muneki Handa Management For Voted - For
6 Elect Hiroshi Miyake Management For Voted - For
7 Elect Tadashi Okada Management For Voted - For
8 Elect Ryohei Yanagi Management For Voted - For
9 Elect Tomihiro Nagafuchi Management For Voted - Against
10 Elect Mitsutoshi Matsushita Management For Voted - For
11 Elect Akemi Mochizuki Management For Voted - For
12 Elect Chieko Tsuchiya as Alternate Audit Committee
Director Management For Voted - For
USANA HEALTH SCIENCES, INC.
Security ID: 90328M107 Ticker: USNA
Meeting Date: 10-May-23 Meeting Type: Annual
1.1 Elect Kevin G. Guest Management For Voted - For
1.2 Elect Xia Ding Management For Voted - For
1.3 Elect John T. Fleming Management For Voted - For
1.4 Elect Gilbert A. Fuller Management For Voted - Withheld
1.5 Elect J. Scott Nixon Management For Voted - For
1.6 Elect Peggie Pelosi Management For Voted - For
1.7 Elect Frederic J. Winssinger Management For Voted - For
1.8 Elect Timothy E. Wood Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1198
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
V.F. CORPORATION
Security ID: 918204108 Ticker: VFC
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Elect Richard T. Carucci Management For Voted - For
2 Elect Alex Cho Management For Voted - For
3 Elect Juliana L. Chugg Management For Voted - For
4 Elect Benno Dorer Management For Voted - For
5 Elect Mark S. Hoplamazian Management For Voted - For
6 Elect Laura W. Lang Management For Voted - For
7 Elect W. Rodney McMullen Management For Voted - For
8 Elect Clarence Otis, Jr. Management For Voted - For
9 Elect Steven E. Rendle Management For Voted - For
10 Elect Carol L. Roberts Management For Voted - For
11 Elect Matthew J. Shattock Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
WW INTERNATIONAL, INC.
Security ID: 98262P101 Ticker: WW
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Tracey D. Brown Management For Voted - For
2 Elect Jennifer Dulski Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
XTEP INTERNATIONAL HOLDINGS LIMITED
Security ID: G98277109 Ticker: 1368
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DING Mei Qing Management For Voted - Against
6 Elect DING Ming Zhong Management For Voted - For
7 Elect BAO Ming Xiao Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
1199
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
YAKULT HONSHA CO., LTD.
Security ID: J95468120 Ticker: 2267
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Hiroshi Narita Management For Voted - For
3 Elect Hiroshi Wakabayashi Management For Voted - For
4 Elect Akifumi Doi Management For Voted - For
5 Elect Masao Imada Management For Voted - For
6 Elect Koichi Hirano Management For Voted - For
7 Elect Ryuji Yasuda Management For Voted - For
8 Elect Naoko Tobe Management For Voted - For
9 Elect Katsuyoshi Shimbo Management For Voted - For
10 Elect Yumiko Nagasawa Management For Voted - For
11 Elect Satoshi Akutsu Management For Voted - For
12 Elect Manabu Naito Management For Voted - For
13 Elect Masatoshi Nagira Management For Voted - For
14 Elect Hideaki Hoshiko Management For Voted - For
15 Elect Junichi Shimada Management For Voted - For
16 Elect Matthew Digby Management For Voted - For
17 Adoption of Restricted Stock Plan Management For Voted - For
18 Statutory Auditors' Fees Management For Voted - For
YOUNGONE CORPORATION
Security ID: Y9857Q100 Ticker: 111770
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Article 11-2, 13, 15-2 Management For Voted - For
2 Article 31 Management For Voted - For
3 Article 45-2 Management For Voted - For
4 Article 21, 23, 41-2, 44, 45-2 and Supplementary
Provision Management For Voted - For
5 Elect LEE Young Hoe Management For Voted - For
6 Elect MOON Jong Bak Management For Voted - Against
7 Election of Audit Committee Member: MOON Jong Bak Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
ZUMIEZ INC.
Security ID: 989817101 Ticker: ZUMZ
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Thomas D. Campion Management For Voted - For
2 Elect Liliana Gil Valletta Management For Voted - Against
3 Elect Carmen R. Bauza Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
1200
Global X Health & Wellness ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Approval of the 2023 Equity Incentive Plan Management For Voted - For
7 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
8 Ratification of Auditor Management For Voted - For
1201
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADVENT TECHNOLOGIES HOLDINGS, INC.
Security ID: 00788A105 Ticker: ADN
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Vassilios Gregoriou Management For Voted - For
1.2 Elect Emory De Castro Management For Voted - For
1.3 Elect Nora Gourdoupi Management For Voted - Withheld
2 Increase in Authorized Common Stock Management For Voted - Against
3 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
4 Issuance of Common Stock Management For Voted - For
5 Ratification of Auditor Management For Voted - For
AFC ENERGY PLC
Security ID: G0127Z103 Ticker: AFC
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - Abstain
2 Appointment of Auditor Management For Voted - Abstain
3 Authority to Set Auditor's Fees Management For Voted - Abstain
4 Elect Jim Gibson Management For Voted - For
5 Elect Gerry Agnew Management For Voted - For
6 Elect Peter Dixon-Clarke Management For Voted - For
7 Remuneration Report Management For Voted - Abstain
8 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
AIR PRODUCTS AND CHEMICALS, INC.
Security ID: 009158106 Ticker: APD
Meeting Date: 26-Jan-23 Meeting Type: Annual
1 Elect Tonit M. Calaway Management For Voted - Against
2 Elect Charles I. Cogut Management For Voted - Against
3 Elect Lisa A. Davis Management For Voted - Against
4 Elect Seifollah Ghasemi Management For Voted - For
5 Elect David H. Y. Ho Management For Voted - For
6 Elect Edward L. Monser Management For Voted - Against
7 Elect Matthew H. Paull Management For Voted - Against
8 Elect Wayne T. Smith Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
1202
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
BALLARD POWER SYSTEMS INC.
Security ID: 058586108 Ticker: BLDP
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Kathy Bayless Management For Voted - Withheld
2 Elect Douglas P. Hayhurst Management For Voted - For
3 Elect JIANG Kui Management For Voted - For
4 Elect Randy MacEwen Management For Voted - For
5 Elect Hubertus M. Muehlhaeuser Management For Voted - For
6 Elect Marty Neese Management For Voted - Withheld
7 Elect James Roche Management For Voted - Withheld
8 Elect Shaojun Sun Management For Voted - Withheld
9 Elect Janet P. Woodruff Management For Voted - Withheld
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Withheld
11 Advisory Vote on Executive Compensation Management For Voted - Against
BLOOM ENERGY CORPORATION
Security ID: 093712107 Ticker: BE
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Jeffrey R. Immelt Management For Voted - For
1.2 Elect Eddy Zervigon Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
CELL IMPACT
Security ID: W2R67J332 Ticker: CI
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Agenda Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Compliance with the Rules of Convocation Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Accounts and Reports Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratification of Board and CEO Acts Management For Voted - For
16 Board Size; Number of Auditors Management For Voted - For
1203
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Directors and Auditors' Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Appointment of Nomination Committee; Approval of
Nomination Committee Guidelines Management For Voted - For
20 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
CERES POWER HOLDINGS PLC
Security ID: G2091U128 Ticker: CWR
Meeting Date: 18-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Authority to Set Auditor's Fees Management For Voted - For
4 Elect Trine Borum Bojsen Management For Voted - For
5 Elect William Tudor Brown Management For Voted - For
6 Elect Philip Caldwell Management For Voted - For
7 Elect Warren A. Finegold Management For Voted - For
8 Elect Uwe Glock Management For Voted - For
9 Elect Qinggui Hao Management For Voted - For
10 Elect Aidan Hughes Management For Voted - For
11 Elect Julia King Management For Voted - For
12 Elect Eric Daniel Lakin Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Remuneration Report Management For Voted - Against
15 Remuneration Policy Management For Voted - For
16 Authorisation of Political Donations Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
CUMMINS INC.
Security ID: 231021106 Ticker: CMI
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect N. Thomas Linebarger Management For Voted - For
2 Elect Jennifer W. Rumsey Management For Voted - For
3 Elect Gary L Belske Management For Voted - For
4 Elect Robert J. Bernhard Management For Voted - For
5 Elect Bruno V. Di Leo Allen Management For Voted - For
6 Elect Stephen B. Dobbs Management For Voted - For
7 Elect Carla A. Harris Management For Voted - For
8 Elect Thomas J. Lynch Management For Voted - Against
9 Elect William I. Miller Management For Voted - For
1204
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Georgia R. Nelson Management For Voted - For
11 Elect Kimberly A. Nelson Management For Voted - For
12 Elect Karen H. Quintos Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - Against
16 Amendment to the Employee Stock Purchase Plan Management For Voted - Against
17 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
18 Shareholder Proposal Regarding Plan to Link
Executive Compensation to 1.5C Aligned GHG
Reductions Shareholder Against Voted - For
DOOSAN FUEL CELL CO. LTD.
Security ID: Y2103X102 Ticker: 336260
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Article 2 Management For Voted - For
3 Article 16, 20, 56, 58 Management For Voted - For
4 Article 17 Management For Voted - For
5 Article 49 Management For Voted - For
6 Supplementary Provisions Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
FUELCELL ENERGY, INC.
Security ID: 35952H601 Ticker: FCEL
Meeting Date: 22-May-23 Meeting Type: Annual
1 Elect James H. England Management For Voted - For
2 Elect Jason B. Few Management For Voted - For
3 Elect Matthew F. Hilzinger Management For Voted - For
4 Elect Natica von Althann Management For Voted - Against
5 Elect Cynthia Hansen Management For Voted - For
6 Elect Donna Sims Wilson Management For Voted - For
7 Elect Betsy Bingham Management For Voted - For
8 Ratification of Auditor Management For Voted - Against
9 Amendment to the 2018 Employee Stock Purchase Plan Management For Voted - For
10 Amendment to the 2018 Omnibus Incentive Plan Management For Voted - For
11 Increase in Authorized Common Stock Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1205
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
HYSTER-YALE MATERIALS HANDLING, INC.
Security ID: 449172105 Ticker: HY
Meeting Date: 09-May-23 Meeting Type: Annual
1.1 Elect Colleen R. Batcheler Management For Voted - For
1.2 Elect James M. Bemowski Management For Voted - For
1.3 Elect J.C. Butler, Jr. Management For Voted - Withheld
1.4 Elect Carolyn Corvi Management For Voted - For
1.5 Elect Edward T. Eliopoulos Management For Voted - For
1.6 Elect John P. Jumper Management For Voted - For
1.7 Elect Dennis W. LaBarre Management For Voted - Withheld
1.8 Elect Rajiv K. Prasad Management For Voted - For
1.9 Elect H. Vincent Poor Management For Voted - For
1.10 Elect Alfred M. Rankin, Jr. Management For Voted - Withheld
1.11 Elect Claiborne R. Rankin Management For Voted - For
1.12 Elect Britton T. Taplin Management For Voted - For
1.13 Elect David B.H. Williams Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Amendment to the Non-Employee Directors' Equity Plan Management For Voted - For
4 Ratification of Auditor Management For Voted - Against
ITM POWER PLC
Security ID: G4985J102 Ticker: ITM
Meeting Date: 28-Oct-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
3 Elect Denise Cockrem Management For Voted - For
4 Elect Simon Bourne Management For Voted - For
5 Elect Martin R. Green Management For Voted - For
6 Elect Rachel Smith Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Set Auditor's Fees Management For Voted - For
9 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Adoption of New Articles Management For Voted - Against
LIGHTNING EMOTORS, INC.
Security ID: 53228T101 Ticker: ZEV
Meeting Date: 28-Jul-22 Meeting Type: Annual
1.1 Elect Robert Fenwick-Smith Management For Voted - For
1.2 Elect Bruce Coventry Management For Voted - For
2 Ratification of Auditor Management For Voted - For
1206
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 07-Feb-23 Meeting Type: Special
1 Reverse Stock Split Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1.1 Elect Diana D. Tremblay Management For Voted - Withheld
1.2 Elect Thaddeus J. Senko Management For Voted - For
2 Ratification of Auditor Management For Voted - For
LINDE PLC
Security ID: G5494J103 Ticker: LIN
Meeting Date: 25-Jul-22 Meeting Type: Annual
1 Elect Stephen F. Angel Management For Voted - For
2 Elect Sanjiv Lamba Management For Voted - For
3 Elect Ann-Kristin Achleitner Management For Voted - For
4 Elect Thomas Enders Management For Voted - For
5 Elect Edward G. Galante Management For Voted - Against
6 Elect Joe Kaeser Management For Voted - Against
7 Elect Victoria Ossadnik Management For Voted - For
8 Elect Martin H. Richenhagen Management For Voted - For
9 Elect Alberto Weisser Management For Voted - For
10 Elect Robert L. Wood Management For Voted - For
11 Ratification of Auditor Management For Voted - Against
12 Authority to Set Auditor's Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Remuneration Report Management For Voted - Against
15 Determination of Price Range for Re-allotment of
Treasury Shares Management For Voted - For
16 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Voted - Against
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Approval of Scheme of Arrangement Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Dissolution Merger Management For Voted - For
LINDE PLC
Security ID: G5494J111 Ticker: LIN
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Approval of Scheme of Arrangement Management For Voted - For
1207
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
MCPHY ENERGY S.A.
Security ID: F6S02U102 Ticker: MCPHY
Meeting Date: 24-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
11 Consolidated Accounts and Reports Management For Voted - For
12 Allocation of Losses Management For Voted - For
13 Transfer of Reserves Management For Voted - For
14 Related Party Transactions (Bpifrance SA) Management For Voted - For
15 Related Party Transactions (Technip Energies N.V.) Management For Voted - For
16 2022 Remuneration Report Management For Voted - For
17 2022 Remuneration of Luc Poyer, Chair Management For Voted - For
18 2022 Remuneration of Jean-Baptiste Lucas, CEO Management For Voted - For
19 2023 Remuneration Policy (Board of Directors) Management For Voted - For
20 2023 Directors' Fees Management For Voted - For
21 2023 Remuneration Policy (Chair) Management For Voted - For
22 2023 Remuneration Policy (CEO) Management For Voted - For
23 Elect Myriam Maestroni Management For Voted - Against
24 Relocation of Corporate Headquarters Management For Voted - For
25 Authority to Repurchase and Reissue Shares Management For Voted - For
26 Authority to Cancel Shares and Reduce Capital Management For Voted - For
27 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
28 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - Against
29 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - Against
30 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights (Qualified Investors) Management For Voted - Against
31 Authority to Set Offering Price of Shares Management For Voted - Against
32 Greenshoe Management For Voted - Against
33 Authority to Increase Capital Through
Capitalisations Management For Voted - For
34 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - Against
35 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - Against
36 Employee Stock Purchase Plan Management For Voted - For
37 Global Ceiling on Capital Increases Management For Voted - For
38 Global Ceiling on Debt Issuances Management For Voted - For
1208
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
39 Authority to Issue Performance Shares Management For Voted - For
40 Authorisation of Legal Formalities Management For Voted - For
NEL ASA
Security ID: R4S21L127 Ticker: NEL
Meeting Date: 02-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Election of Presiding Chair; Minutes Management For Take No Action
7 Agenda Management For Take No Action
8 Authority to Issue Shares Pursuant to Incentive
Programs Management For Take No Action
9 Non-Voting Meeting Note N/A N/A Take No Action
10 Non-Voting Meeting Note N/A N/A Take No Action
11 Non-Voting Meeting Note N/A N/A Take No Action
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Non-Voting Meeting Note N/A N/A Take No Action
5 Non-Voting Meeting Note N/A N/A Take No Action
6 Non-Voting Agenda Item N/A N/A Take No Action
7 Election of Presiding Chair; Minutes Management For Take No Action
8 Agenda Management For Take No Action
9 Accounts and Reports Management For Take No Action
10 Non-Voting Agenda Item N/A N/A Take No Action
11 Directors' Fees Management For Take No Action
12 Committee Fees Management For Take No Action
13 Authority to Set Auditor's Fees Management For Take No Action
14 Remuneration Report Management For Take No Action
15 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
16 Authority to Issue Shares Pursuant to Incentive
Programs Management For Take No Action
17 Authority to Repurchase Shares Pursuant to
Incentive Programs Management For Take No Action
18 Authority to Repurchase Shares Management For Take No Action
19 Elect Ole Enger Management For Take No Action
20 Elect Hanne Blume Management For Take No Action
21 Elect Charlotta Falvin Management For Take No Action
22 Elect Beatriz Malo de Molina Management For Take No Action
23 Elect Arvid Moss Management For Take No Action
24 Elect Tom Rotjer Management For Take No Action
1209
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Elect Jens Bjorn Staff Management For Take No Action
26 Amendments to Articles (Advance Notice for AGM) Management For Take No Action
27 Amendments to Articles (Nomination Committee Size) Management For Take No Action
28 Elect Eivind Sars Veddeng as Chair of the
Nomination Committee Management For Take No Action
29 Elect Andreas Poole as a Member of the Nomination
Committee Management For Take No Action
30 Non-Voting Meeting Note N/A N/A Take No Action
31 Non-Voting Meeting Note N/A N/A Take No Action
32 Non-Voting Meeting Note N/A N/A Take No Action
NFI GROUP INC.
Security ID: 62910L102 Ticker: NFI
Meeting Date: 04-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Elect Phyllis E. Cochran Management For Voted - For
4 Elect Larry Edwards Management For Voted - For
5 Elect Adam L. Gray Management For Voted - For
6 Elect Krystyna T. Hoeg Management For Voted - For
7 Elect Wendy Kei Management For Voted - For
8 Elect Paulo Cezar da Silva Nunes Management For Voted - For
9 Elect Colin Robertson Management For Voted - For
10 Elect Paul Soubry Management For Voted - For
11 Elect Jannet Walker-Ford Management For Voted - For
12 Elect Katherine S. Winter Management For Voted - For
13 Amendment to Shareholder Rights Plan Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 27-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Private Placement Management For Voted - For
NIKOLA CORPORATION
Security ID: 654110105 Ticker: NKLA
Meeting Date: 02-Aug-22 Meeting Type: Annual
1.1 Elect Mark A. Russell Management For Voted - For
1.2 Elect Stephen J. Girsky Management For Voted - For
1.3 Elect Lynn Forester de Rothschild Management For Voted - For
1.4 Elect Michael L. Mansuetti Management For Voted - Withheld
1.5 Elect Gerrit A. Marx Management For Voted - For
1.6 Elect Mary L. Petrovich Management For Voted - Withheld
1.7 Elect Steven M. Shindler Management For Voted - For
1.8 Elect Bruce L. Smith Management For Voted - For
1.9 Elect DeWitt C. Thompson V Management For Voted - For
1210
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Increase in Authorized Common Stock Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
PLASTIC OMNIUM
Security ID: F73325106 Ticker: POM
Meeting Date: 26-Apr-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Special Auditors Report on Regulated Agreements Management For Voted - For
10 Special Auditors Report on Regulated Agreements
(Previously Approved) Management For Voted - For
11 Authority to Repurchase and Reissue Shares Management For Voted - For
12 Non-Renewal of Anne Asensio Management For Voted - For
13 Elect Felicie Burelle Management For Voted - Against
14 Elect Cecile Moutet Management For Voted - For
15 Elect Vincent Labruyere Management For Voted - For
16 Elect Elisabeth Ourliac Management For Voted - For
17 Elect Virginie Fauvel Management For Voted - For
18 2023 Remuneration Policy (Chair) Management For Voted - For
19 2023 Remuneration Policy (CEO) Management For Voted - Against
20 2023 Remuneration Policy (Managing Director) Management For Voted - Against
21 2023 Remuneration Policy (Board of Directors) Management For Voted - For
22 2022 Remuneration Report Management For Voted - For
23 2022 Remuneration of Laurent Burelle, Chair Management For Voted - For
24 2022 Remuneration of Laurent Favre, CEO Management For Voted - Against
25 2022 Remuneration of Felicie Burelle, Managing
Director Management For Voted - Against
26 Authority to Cancel Shares and Reduce Capital Management For Voted - For
27 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - Against
28 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - Against
29 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - Against
30 Greenshoe Management For Voted - Against
31 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - Against
32 Authority to Increase Capital in Case of Exchange
Offers Management For Voted - Against
33 Employee Stock Purchase Plan Management For Voted - For
1211
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
34 Textual References Applicable in Case of Regulation
Updates Management For Voted - For
35 Authorisation of Legal Formalities Management For Voted - For
36 Non-Voting Meeting Note N/A N/A Non-Voting
37 Non-Voting Meeting Note N/A N/A Non-Voting
38 Non-Voting Meeting Note N/A N/A Non-Voting
PLUG POWER INC.
Security ID: 72919P202 Ticker: PLUG
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Jonathan Silver Management For Voted - Withheld
2 Elect Kyungyeol Song Management For Voted - For
3 Amendment to the 2021 Stock Option and Incentive
Plan Management For Voted - Against
4 Approval of the 2023 Employee Stock Purchase Plan Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - Against
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
POWERCELL SWEDEN AB.
Security ID: W6698X106 Ticker: PCELL
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Voting List Management For Voted - For
8 Minutes Management For Voted - For
9 Compliance with the Rules of Convocation Management For Voted - For
10 Agenda Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Accounts and Reports Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratification of Board and CEO Acts Management For Voted - For
16 Board Size Management For Voted - For
17 Directors and Auditors' Fees Management For Voted - For
18 Election of Directors Management For Voted - For
19 Appointment of Auditor Management For Voted - For
20 Approval of Nomination Committee Guidelines Management For Voted - For
21 Remuneration Policy Management For Voted - For
22 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
1212
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Authorization of Legal Formalities Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
SFC ENERGY AG
Security ID: D8288L113 Ticker: F3C
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Ratify Peter Podesser Management For Voted - For
4 Ratify Daniel Saxena Management For Voted - For
5 Ratify Hans Pol Management For Voted - For
6 Ratify Hubertus Krossa Management For Voted - For
7 Ratify Henning Gebhardt Management For Voted - For
8 Ratify Gerhard Schempp Management For Voted - For
9 Ratify Sunaina Sinha Haldea Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Remuneration Report Management For Voted - Against
12 Increase in Authorised Capital Management For Voted - For
13 Elect Gerhard Schempp Management For Voted - For
14 Elect Sunaina Sinha Haldea Management For Voted - Against
15 Management Board Remuneration Policy Management For Voted - Against
16 Supervisory Board Remuneration Policy Management For Voted - For
17 Amendments to Articles (Virtual Meetings) Management For Voted - Against
18 Cancellation of Conditional Capital Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
S-FUELCELL CO. LTD.
Security ID: Y7T7JS100 Ticker: 288620
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - Against
3 Elect HONG Seong Min Management For Voted - Against
4 Directors' Fees Management For Voted - For
5 Corporate Auditors' Fees Management For Voted - For
TOYOTA MOTOR CORPORATION
Security ID: J92676113 Ticker: 7203
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Akio Toyoda Management For Voted - Against
1213
Global X Hydrogen ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Shigeru Hayakawa Management For Voted - For
4 Elect Koji Sato Management For Voted - For
5 Elect Hiroki Nakajima Management For Voted - For
6 Elect Yoichi Miyazaki Management For Voted - For
7 Elect Simon Humphries Management For Voted - For
8 Elect Ikuro Sugawara Management For Voted - For
9 Elect Philip Craven Management For Voted - For
10 Elect Masahiko Oshima Management For Voted - For
11 Elect Emi Osono Management For Voted - For
12 Elect Katsuyuki Ogura Management For Voted - Against
13 Elect Takeshi Shirane Management For Voted - Against
14 Elect Ryuji Sakai Management For Voted - Against
15 Elect Catherine O'Connell Management For Voted - For
16 Elect Maoko Kikuchi as Alternate Statutory Auditor Management For Voted - For
17 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement and Carbon
Neutrality Goal Shareholder Against Voted - For
1214
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADOBE INC.
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Brett Biggs Management For Voted - For
3 Elect Melanie Boulden Management For Voted - For
4 Elect Frank A. Calderoni Management For Voted - For
5 Elect Laura B. Desmond Management For Voted - For
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Spencer Neumann Management For Voted - For
8 Elect Kathleen Oberg Management For Voted - For
9 Elect Dheeraj Pandey Management For Voted - For
10 Elect David A. Ricks Management For Voted - For
11 Elect Daniel Rosensweig Management For Voted - For
12 Elect John E. Warnock Management For Voted - For
13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - Against
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107 Ticker: AMD
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Nora M. Denzel Management For Voted - For
2 Elect D. Mark Durcan Management For Voted - For
3 Elect Michael P. Gregoire Management For Voted - For
4 Elect Joseph A. Householder Management For Voted - For
5 Elect John W. Marren Management For Voted - For
6 Elect Jon A. Olson Management For Voted - For
7 Elect Lisa T. Su Management For Voted - For
8 Elect Abhijit Y. Talwalkar Management For Voted - For
9 Elect Elizabeth W. Vanderslice Management For Voted - For
10 Approval of the 2023 Equity Incentive Plan Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1215
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
AKAMAI TECHNOLOGIES, INC.
Security ID: 00971T101 Ticker: AKAM
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Sharon Y. Bowen Management For Voted - For
2 Elect Marianne C. Brown Management For Voted - For
3 Elect Monte E. Ford Management For Voted - For
4 Elect Daniel R. Hesse Management For Voted - For
5 Elect Peter Thomas Killalea Management For Voted - For
6 Elect F. Thomson Leighton Management For Voted - For
7 Elect Jonathan F. Miller Management For Voted - For
8 Elect Madhu Ranganathan Management For Voted - Against
9 Elect Bernardus Verwaayen Management For Voted - For
10 Elect William R. Wagner Management For Voted - For
11 Amendment to the 2013 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
AMPHENOL CORPORATION
Security ID: 032095101 Ticker: APH
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Nancy A. Altobello Management For Voted - For
2 Elect David P. Falck Management For Voted - Against
3 Elect Edward G. Jepsen Management For Voted - For
4 Elect Rita S. Lane Management For Voted - For
5 Elect Robert A. Livingston Management For Voted - For
6 Elect Martin H. Loeffler Management For Voted - For
7 Elect R. Adam Norwitt Management For Voted - For
8 Elect Prahlad R. Singh Management For Voted - For
9 Elect Anne C. Wolff Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Political
Contributions and Expenditures Report Shareholder Against Voted - For
ANALOG DEVICES, INC.
Security ID: 032654105 Ticker: ADI
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Vincent Roche Management For Voted - For
2 Elect James A. Champy Management For Voted - For
3 Elect Andre Andonian Management For Voted - For
4 Elect Anantha P. Chandrakasan Management For Voted - For
1216
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Edward H. Frank Management For Voted - For
6 Elect Laurie H. Glimcher Management For Voted - For
7 Elect Karen M. Golz Management For Voted - For
8 Elect Mercedes Johnson Management For Voted - For
9 Elect Kenton J. Sicchitano Management For Voted - For
10 Elect Ray Stata Management For Voted - For
11 Elect Susie Wee Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
ANSYS, INC.
Security ID: 03662Q105 Ticker: ANSS
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Robert M. Calderoni Management For Voted - For
2 Elect Glenda M. Dorchak Management For Voted - For
3 Elect Ajei S. Gopal Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Repeal of Classified Board Management For Voted - For
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
1217
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
APPLIED MATERIALS, INC.
Security ID: 038222105 Ticker: AMAT
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Rani Borkar Management For Voted - For
2 Elect Judy Bruner Management For Voted - For
3 Elect Xun Chen Management For Voted - For
4 Elect Aart J. de Geus Management For Voted - For
5 Elect Gary E. Dickerson Management For Voted - For
6 Elect Thomas J. Iannotti Management For Voted - For
7 Elect Alexander A. Karsner Management For Voted - For
8 Elect Kevin P. March Management For Voted - For
9 Elect Yvonne McGill Management For Voted - For
10 Elect Scott A. McGregor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
15 Shareholder Proposal Regarding Improvement of
Executive Compensation Program Shareholder Against Voted - Against
ARISTA NETWORKS, INC.
Security ID: 040413106 Ticker: ANET
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Lewis Chew Management For Voted - For
1.2 Elect Douglas Merritt Management For Voted - Withheld
1.3 Elect Mark B. Templeton Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
AUTODESK, INC.
Security ID: 052769106 Ticker: ADSK
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Andrew Anagnost Management For Voted - For
2 Elect Karen Blasing Management For Voted - For
3 Elect Reid French Management For Voted - For
4 Elect Ayanna M. Howard Management For Voted - For
5 Elect Blake J. Irving Management For Voted - For
6 Elect Mary T. McDowell Management For Voted - For
7 Elect Stephen D. Milligan Management For Voted - For
8 Elect Lorrie M. Norrington Management For Voted - Against
9 Elect Elizabeth S. Rafael Management For Voted - For
10 Elect Rami Rahim Management For Voted - For
1218
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Stacy J. Smith Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BROADCOM INC.
Security ID: Y0486S104 Ticker: AVGO
Meeting Date: 03-Apr-23 Meeting Type: Annual
1 Elect Diane M. Bryant Management For Voted - For
2 Elect Gayla J. Delly Management For Voted - For
3 Elect Raul J. Fernandez Management For Voted - For
4 Elect Eddy W. Hartenstein Management For Voted - For
5 Elect Check Kian Low Management For Voted - For
6 Elect Justine F. Page Management For Voted - For
7 Elect Henry S. Samueli Management For Voted - For
8 Elect Hock E. Tan Management For Voted - For
9 Elect Harry L. You Management For Voted - Against
10 Ratification of Auditor Management For Voted - For
11 Amendment to the 2012 Stock Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108 Ticker: CDNS
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Mark W. Adams Management For Voted - For
2 Elect Ita M. Brennan Management For Voted - Against
3 Elect Lewis Chew Management For Voted - For
4 Elect Anirudh Devgan Management For Voted - For
5 Elect Mary L. Krakauer Management For Voted - For
6 Elect Julia Liuson Management For Voted - For
7 Elect James D. Plummer Management For Voted - For
8 Elect Alberto Sangiovanni-Vincentelli Management For Voted - For
9 Elect John B. Shoven Management For Voted - For
10 Elect Young K. Sohn Management For Voted - For
11 Amendment to the Omnibus Equity Incentive Plan Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Length of Share
Ownership Required to Call Special Meetings Shareholder Against Voted - Against
1219
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
CDW CORPORATION
Security ID: 12514G108 Ticker: CDW
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Virginia Addicott Management For Voted - For
2 Elect James A. Bell Management For Voted - For
3 Elect Lynda M. Clarizio Management For Voted - For
4 Elect Anthony R. Foxx Management For Voted - For
5 Elect Marc E. Jones Management For Voted - For
6 Elect Christine A. Leahy Management For Voted - For
7 Elect Sanjay Mehrotra Management For Voted - For
8 Elect David W. Nelms Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Donna F. Zarcone Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Allow Shareholders the Right to Call Special
Meetings Management For Voted - For
15 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
CERIDIAN HCM HOLDING INC.
Security ID: 15677J108 Ticker: CDAY
Meeting Date: 28-Apr-23 Meeting Type: Annual
1.1 Elect Brent B. Bickett Management For Voted - For
1.2 Elect Ronald F. Clarke Management For Voted - For
1.3 Elect Ganesh B. Rao Management For Voted - For
1.4 Elect Leagh E. Turner Management For Voted - For
1.5 Elect Deborah A. Farrington Management For Voted - For
1.6 Elect Thomas M. Hagerty Management For Voted - For
1.7 Elect Linda P. Mantia Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Security ID: 192446102 Ticker: CTSH
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Zein Abdalla Management For Voted - For
2 Elect Vinita K. Bali Management For Voted - For
3 Elect Eric Branderiz Management For Voted - For
4 Elect Archana Deskus Management For Voted - For
5 Elect John M. Dineen Management For Voted - For
6 Elect Nella Domenici Management For Voted - For
7 Elect Ravi Kumar Singisetti Management For Voted - For
1220
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Leo S. Mackay, Jr. Management For Voted - For
9 Elect Michael Patsalos-Fox Management For Voted - For
10 Elect Stephen J. Rohleder Management For Voted - For
11 Elect Abraham Schot Management For Voted - For
12 Elect Joseph M. Velli Management For Voted - For
13 Elect Sandra S. Wijnberg Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Approval of the 2023 Incentive Award Plan Management For Voted - For
17 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
18 Ratification of Auditor Management For Voted - For
19 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
20 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
CORNING INCORPORATED
Security ID: 219350105 Ticker: GLW
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Donald W. Blair Management For Voted - For
2 Elect Leslie A. Brun Management For Voted - For
3 Elect Stephanie A. Burns Management For Voted - For
4 Elect Richard T. Clark Management For Voted - For
5 Elect Pamela J. Craig Management For Voted - For
6 Elect Robert F. Cummings, Jr. Management For Voted - For
7 Elect Roger W. Ferguson, Jr. Management For Voted - For
8 Elect Deborah Ann Henretta Management For Voted - For
9 Elect Daniel P. Huttenlocher Management For Voted - For
10 Elect Kurt M. Landgraf Management For Voted - For
11 Elect Kevin J. Martin Management For Voted - For
12 Elect Deborah D. Rieman Management For Voted - For
13 Elect Hansel E. Tookes II Management For Voted - Against
14 Elect Wendell P. Weeks Management For Voted - For
15 Elect Mark S. Wrighton Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ENPHASE ENERGY, INC.
Security ID: 29355A107 Ticker: ENPH
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Jamie Haenggi Management For Voted - For
1.2 Elect Benjamin Kortlang Management For Voted - Withheld
1.3 Elect Richard Mora Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
1221
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Ratification of Auditor Management For Voted - For
EPAM SYSTEMS, INC.
Security ID: 29414B104 Ticker: EPAM
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Eugene Roman Management For Voted - For
2 Elect Jill B. Smart Management For Voted - For
3 Elect Ronald P. Vargo Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
F5, INC.
Security ID: 315616102 Ticker: FFIV
Meeting Date: 09-Mar-23 Meeting Type: Annual
1 Elect Marianne Budnik Management For Voted - For
2 Elect Elizabeth L. Buse Management For Voted - For
3 Elect Michael L. Dreyer Management For Voted - For
4 Elect Alan J. Higginson Management For Voted - For
5 Elect Peter S. Klein Management For Voted - For
6 Elect Francois Locoh-Donou Management For Voted - For
7 Elect Nikhil Mehta Management For Voted - For
8 Elect Michael F. Montoya Management For Voted - For
9 Elect Marie E. Myers Management For Voted - Against
10 Elect James M. Phillips Management For Voted - For
11 Elect Sripada Shivananda Management For Voted - For
12 Amendment to the Incentive Plan Management For Voted - For
13 Amendment to the Employee Stock Purchase Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FIRST SOLAR, INC.
Security ID: 336433107 Ticker: FSLR
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Michael J. Ahearn Management For Voted - For
2 Elect Richard D. Chapman Management For Voted - For
3 Elect Anita Marangoly George Management For Voted - For
4 Elect George A. Hambro Management For Voted - For
5 Elect Molly E. Joseph Management For Voted - For
6 Elect Craig Kennedy Management For Voted - For
7 Elect Lisa A. Kro Management For Voted - For
8 Elect William J. Post Management For Voted - For
9 Elect Paul H. Stebbins Management For Voted - Against
1222
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Michael T. Sweeney Management For Voted - For
11 Elect Mark Widmar Management For Voted - For
12 Elect Norman L. Wright Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Henrique de Castro Management For Voted - For
1.3 Elect Harry F. DiSimone Management For Voted - For
1.4 Elect Dylan G. Haggart Management For Voted - For
1.5 Elect Wafaa Mamilli Management For Voted - For
1.6 Elect Heidi G. Miller Management For Voted - For
1.7 Elect Doyle R. Simons Management For Voted - For
1.8 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
FORTINET, INC.
Security ID: 34959E109 Ticker: FTNT
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Ken Xie Management For Voted - For
2 Elect Michael Xie Management For Voted - For
3 Elect Kenneth A. Goldman Management For Voted - For
4 Elect Ming Hsieh Management For Voted - Against
5 Elect Jean Hu Management For Voted - For
6 Elect William H. Neukom Management For Voted - For
7 Elect Judith Sim Management For Voted - For
8 Elect James G. Stavridis Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Elimination of Supermajority Requirement Management For Voted - For
13 Amendment to Articles to Permit the Exculpation of
Officers Management For Voted - Against
1223
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
GARTNER, INC.
Security ID: 366651107 Ticker: IT
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Peter E. Bisson Management For Voted - For
2 Elect Richard J. Bressler Management For Voted - For
3 Elect Raul E. Cesan Management For Voted - For
4 Elect Karen E. Dykstra Management For Voted - For
5 Elect Diana S. Ferguson Management For Voted - For
6 Elect Anne Sutherland Fuchs Management For Voted - For
7 Elect William O. Grabe Management For Voted - For
8 Elect Jose M. Gutierrez Management For Voted - For
9 Elect Eugene A. Hall Management For Voted - For
10 Elect Stephen G. Pagliuca Management For Voted - For
11 Elect Eileen M. Serra Management For Voted - For
12 Elect James C. Smith Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the Long-Term Incentive Plan Management For Voted - For
16 Ratification of Auditor Management For Voted - For
GLOBAL PAYMENTS INC.
Security ID: 37940X102 Ticker: GPN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect F. Thaddeus Arroyo Management For Voted - For
2 Elect Robert H.B. Baldwin, Jr. Management For Voted - For
3 Elect John G. Bruno Management For Voted - For
4 Elect Joia M. Johnson Management For Voted - For
5 Elect Ruth Ann Marshall Management For Voted - For
6 Elect Connie D. McDaniel Management For Voted - For
7 Elect Joseph H. Osnoss Management For Voted - For
8 Elect William B. Plummer Management For Voted - For
9 Elect Jeffrey S. Sloan Management For Voted - For
10 Elect John T. Turner Management For Voted - For
11 Elect M. Troy Woods Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
1224
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
HEWLETT PACKARD ENTERPRISE COMPANY
Security ID: 42824C109 Ticker: HPE
Meeting Date: 05-Apr-23 Meeting Type: Annual
1 Elect Daniel Ammann Management For Voted - For
2 Elect Pamela L. Carter Management For Voted - For
3 Elect Frank A. D'Amelio Management For Voted - For
4 Elect Regina E. Dugan Management For Voted - For
5 Elect Jean M. Hobby Management For Voted - For
6 Elect Raymond J. Lane Management For Voted - For
7 Elect Ann M. Livermore Management For Voted - For
8 Elect Antonio F. Neri Management For Voted - For
9 Elect Charles H. Noski Management For Voted - For
10 Elect Raymond E. Ozzie Management For Voted - For
11 Elect Gary M. Reiner Management For Voted - For
12 Elect Patricia F. Russo Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Amendment to the 2021 Stock Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Shumeet Banerji Management For Voted - For
3 Elect Robert R. Bennett Management For Voted - For
4 Elect Charles Chip V. Bergh Management For Voted - For
5 Elect Bruce Broussard Management For Voted - For
6 Elect Stacy Brown-Philpot Management For Voted - For
7 Elect Stephanie A. Burns Management For Voted - For
8 Elect Mary Anne Citrino Management For Voted - For
9 Elect Richard L. Clemmer Management For Voted - For
10 Elect Enrique Lores Management For Voted - For
11 Elect Judith A. Miscik Management For Voted - For
12 Elect Kim K.W. Rucker Management For Voted - For
13 Elect Subra Suresh Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Right to Act by
Written Consent Shareholder Against Voted - Against
1225
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Patrick P. Gelsinger Management For Voted - For
2 Elect James J. Goetz Management For Voted - For
3 Elect Andrea J. Goldsmith Management For Voted - For
4 Elect Alyssa H. Henry Management For Voted - For
5 Elect S. Omar Ishrak Management For Voted - For
6 Elect Risa Lavizzo-Mourey Management For Voted - For
7 Elect Tsu-Jae King Liu Management For Voted - For
8 Elect Barbara G. Novick Management For Voted - For
9 Elect Gregory D. Smith Management For Voted - For
10 Elect Lip-Bu Tan Management For Voted - For
11 Elect Dion J. Weisler Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Amendment to the 2006 Equity Incentive Plan Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Third-Party Review
for ESG Congruency with Business in China Shareholder Against Voted - Against
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - For
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - Against
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
1226
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - Against
JUNIPER NETWORKS, INC.
Security ID: 48203R104 Ticker: JNPR
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Anne DelSanto Management For Voted - For
2 Elect Kevin A. DeNuccio Management For Voted - For
3 Elect James Dolce Management For Voted - For
4 Elect Steven Fernandez Management For Voted - For
5 Elect Christine M. Gorjanc Management For Voted - For
6 Elect Janet B. Haugen Management For Voted - For
7 Elect Scott Kriens Management For Voted - For
8 Elect Rahul Merchant Management For Voted - For
9 Elect Rami Rahim Management For Voted - For
10 Elect William Stensrud Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Amendment to the 2015 Equity Incentive Plan Management For Voted - Against
KEYSIGHT TECHNOLOGIES, INC.
Security ID: 49338L103 Ticker: KEYS
Meeting Date: 16-Mar-23 Meeting Type: Annual
1 Elect Satish Dhanasekaran Management For Voted - For
2 Elect Richard P. Hamada Management For Voted - Against
3 Elect Paul A. Lacouture Management For Voted - For
4 Elect Kevin A. Stephens Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Repeal of Classified Board Management For Voted - For
MONOLITHIC POWER SYSTEMS, INC.
Security ID: 609839105 Ticker: MPWR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Victor K. Lee Management For Voted - For
2 Elect James C. Moyer Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1227
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Amendment to the 2004 Employee Stock Purchase Plan Management For Voted - For
MOTOROLA SOLUTIONS, INC.
Security ID: 620076307 Ticker: MSI
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Gregory Q. Brown Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - Against
3 Elect Egon P. Durban Management For Voted - For
4 Elect Ayanna M. Howard Management For Voted - For
5 Elect Clayton M. Jones Management For Voted - For
6 Elect Judy C. Lewent Management For Voted - For
7 Elect Gregory K. Mondre Management For Voted - For
8 Elect Joseph M. Tucci Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
NXP SEMICONDUCTORS N.V.
Security ID: N6596X109 Ticker: NXPI
Meeting Date: 24-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect Kurt Sievers Management For Voted - For
1228
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Annette K. Clayton Management For Voted - For
5 Elect Anthony R. Foxx Management For Voted - For
6 Elect Chunyuan Gu Management For Voted - For
7 Elect Lena Olving Management For Voted - For
8 Elect Julie Southern Management For Voted - For
9 Elect Jasmin Staiblin Management For Voted - For
10 Elect Gregory L. Summe Management For Voted - For
11 Elect Karl-Henrik Sundstrom Management For Voted - For
12 Elect Moshe N. Gavrielov Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Cancel Repurchased Shares Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
ON SEMICONDUCTOR CORPORATION
Security ID: 682189105 Ticker: ON
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Atsushi Abe Management For Voted - For
2 Elect Alan Campbell Management For Voted - For
3 Elect Susan K. Carter Management For Voted - For
4 Elect Thomas L. Deitrich Management For Voted - For
5 Elect Hassane S. El-Khoury Management For Voted - For
6 Elect Bruce E. Kiddoo Management For Voted - For
7 Elect Paul A. Mascarenas Management For Voted - Against
8 Elect Gregory L. Waters Management For Voted - For
9 Elect Christine Y. Yan Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
PAYCOM SOFTWARE, INC.
Security ID: 70432V102 Ticker: PAYC
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Sharen J. Turney Management For Voted - Withheld
2 Elect J.C. Watts Jr. Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
6 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
7 Shareholder Proposal Regarding Majority Vote for
the Election of Directors Shareholder Against Voted - For
1229
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
PTC INC.
Security ID: 69370C100 Ticker: PTC
Meeting Date: 16-Feb-23 Meeting Type: Annual
1.1 Elect Mark D. Benjamin Management For Voted - For
1.2 Elect Janice D. Chaffin Management For Voted - For
1.3 Elect Amar Hanspal Management For Voted - For
1.4 Elect James E. Heppelmann Management For Voted - For
1.5 Elect Michal Katz Management For Voted - For
1.6 Elect Paul A. Lacy Management For Voted - For
1.7 Elect Corinna Lathan Management For Voted - For
1.8 Elect Blake D. Moret Management For Voted - For
1.9 Elect Robert P. Schechter Management For Voted - For
2 Amendment to the 2000 Equity Incentive Plan Management For Voted - For
3 Amendment to the 2016 Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Sylvia Acevedo Management For Voted - For
2 Elect Cristiano R. Amon Management For Voted - For
3 Elect Mark Fields Management For Voted - For
4 Elect Jeffrey W. Henderson Management For Voted - For
5 Elect Gregory N. Johnson Management For Voted - For
6 Elect Ann M. Livermore Management For Voted - For
7 Elect Mark D. McLaughlin Management For Voted - For
8 Elect Jamie S. Miller Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Kornelis Smit Management For Voted - For
11 Elect Jean-Pascal Tricoire Management For Voted - For
12 Elect Anthony J. Vinciquerra Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
ROPER TECHNOLOGIES, INC.
Security ID: 776696106 Ticker: ROP
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Elect Shellye L. Archambeau Management For Voted - For
2 Elect Amy W. Brinkley Management For Voted - For
1230
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Irene M. Esteves Management For Voted - For
4 Elect L. Neil Hunn Management For Voted - For
5 Elect Robert D. Johnson Management For Voted - For
6 Elect Thomas P. Joyce, Jr. Management For Voted - For
7 Elect Laura G. Thatcher Management For Voted - For
8 Elect Richard F. Wallman Management For Voted - For
9 Elect Christopher Wright Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
SALESFORCE, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Marc R. Benioff Management For Voted - For
2 Elect Laura Alber Management For Voted - For
3 Elect Craig A. Conway Management For Voted - For
4 Elect Arnold W. Donald Management For Voted - For
5 Elect Parker Harris Management For Voted - For
6 Elect Neelie Kroes Management For Voted - For
7 Elect Sachin Mehra Management For Voted - For
8 Elect G. Mason Morfit Management For Voted - For
9 Elect Oscar Munoz Management For Voted - For
10 Elect John V. Roos Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Elect Maynard G. Webb Management For Voted - For
13 Elect Susan D. Wojcicki Management For Voted - For
14 Amendment to the 2013 Equity Incentive Plan Management For Voted - For
15 Ratification of Auditor Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - Against
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
SERVICENOW, INC.
Security ID: 81762P102 Ticker: NOW
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Susan L. Bostrom Management For Voted - Against
2 Elect Teresa Briggs Management For Voted - For
3 Elect Jonathan C. Chadwick Management For Voted - Against
4 Elect Paul E. Chamberlain Management For Voted - For
5 Elect Lawrence J. Jackson, Jr. Management For Voted - For
6 Elect Frederic B. Luddy Management For Voted - For
1231
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect William R. McDermott Management For Voted - For
8 Elect Jeffrey A. Miller Management For Voted - For
9 Elect Joseph Quinlan Management For Voted - For
10 Elect Anita M. Sands Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Equity Incentive Plan Management For Voted - For
14 Elect Deborah Black Management For Voted - For
SKYWORKS SOLUTIONS, INC.
Security ID: 83088M102 Ticker: SWKS
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Alan S. Batey Management For Voted - For
2 Elect Kevin L. Beebe Management For Voted - For
3 Elect Liam K. Griffin Management For Voted - For
4 Elect Eric J. Guerin Management For Voted - For
5 Elect Christine King Management For Voted - For
6 Elect Suzanne E. McBride Management For Voted - For
7 Elect David P. McGlade Management For Voted - For
8 Elect Robert A. Schriesheim Management For Voted - For
9 Elect Maryann Turcke Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment Regarding the Exculpation of Officers Management For Voted - Against
14 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
SOLAREDGE TECHNOLOGIES, INC.
Security ID: 83417M104 Ticker: SEDG
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Marcel Gani Management For Voted - For
2 Elect Tal Payne Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Amendment to Articles to Add Federal Forum
Selection Clause Management For Voted - Against
1232
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
SYNOPSYS, INC.
Security ID: 871607107 Ticker: SNPS
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Elect Aart J. de Geus Management For Voted - For
2 Elect Luis A Borgen Management For Voted - For
3 Elect Marc N. Casper Management For Voted - For
4 Elect Janice D. Chaffin Management For Voted - For
5 Elect Bruce R. Chizen Management For Voted - For
6 Elect Mercedes Johnson Management For Voted - For
7 Elect Jeannine P. Sargent Management For Voted - For
8 Elect John G. Schwarz Management For Voted - For
9 Elect Roy A. Vallee Management For Voted - For
10 Amendment to the 2006 Employee Equity Incentive Plan Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
TE CONNECTIVITY LTD.
Security ID: H84989104 Ticker: TEL
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Elect Jean-Pierre Clamadieu Management For Voted - For
2 Elect Terrence R. Curtin Management For Voted - For
3 Elect Carol A. Davidson Management For Voted - For
4 Elect Lynn A. Dugle Management For Voted - For
5 Elect William A. Jeffrey Management For Voted - For
6 Elect Shirley LIN Syaru Management For Voted - For
7 Elect Thomas J. Lynch Management For Voted - For
8 Elect Heath A. Mitts Management For Voted - Against
9 Elect Abhijit Y. Talwalkar Management For Voted - For
10 Elect Mark C. Trudeau Management For Voted - For
11 Elect Dawn C. Willoughby Management For Voted - For
12 Elect Laura H. Wright Management For Voted - For
13 Appoint Thomas J. Lynch as Board Chair Management For Voted - For
14 Elect Abhijit Y. Talwalkar as Management
Development and Compensation Committee Member Management For Voted - For
15 Elect Mark C. Trudeau as Management Development and
Compensation Committee Member Management For Voted - For
16 Elect Dawn C. Willoughby as Management Development
and Compensation Committee Member Management For Voted - For
17 Appointment of Independent Proxy Management For Voted - For
18 Approval of Annual Report and Financial Statements Management For Voted - For
19 Approval of Statutory Financial Statements Management For Voted - For
20 Approval of Consolidated Financial Statements Management For Voted - For
1233
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Ratification of Board and Management Acts Management For Voted - For
22 Appointment of Auditor Management For Voted - For
23 Appointment of Swiss Registered Auditor Management For Voted - For
24 Appointment of Special Auditor Management For Voted - For
25 Advisory Vote on Executive Compensation Management For Voted - For
26 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
27 Approval of Swiss Statutory Compensation Report Management For Voted - For
28 Executive Compensation Management For Voted - For
29 Board Compensation Management For Voted - For
30 Allocation of Profits Management For Voted - For
31 Dividend from Reserves Management For Voted - For
32 Authority to Repurchase Shares Management For Voted - For
33 Cancellation of Shares and Reduction in Share
Capital Management For Voted - For
34 Approval of a Capital Band Management For Voted - For
TELEDYNE TECHNOLOGIES INCORPORATED
Security ID: 879360105 Ticker: TDY
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Kenneth C. Dahlberg Management For Voted - For
2 Elect Michelle A. Kumbier Management For Voted - For
3 Elect Robert A. Malone Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
TERADYNE, INC.
Security ID: 880770102 Ticker: TER
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Timothy E. Guertin Management For Voted - For
2 Elect Peter Herweck Management For Voted - For
3 Elect Mercedes Johnson Management For Voted - For
4 Elect Ernest E. Maddock Management For Voted - For
5 Elect Marilyn Matz Management For Voted - Against
6 Elect Gregory S. Smith Management For Voted - For
7 Elect Ford Tamer Management For Voted - For
8 Elect Paul J. Tufano Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
1234
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
TEXAS INSTRUMENTS INCORPORATED
Security ID: 882508104 Ticker: TXN
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Mark A. Blinn Management For Voted - For
2 Elect Todd M. Bluedorn Management For Voted - For
3 Elect Janet F. Clark Management For Voted - For
4 Elect Carrie S. Cox Management For Voted - For
5 Elect Martin S. Craighead Management For Voted - For
6 Elect Curtis C. Farmer Management For Voted - For
7 Elect Jean M. Hobby Management For Voted - For
8 Elect Haviv Ilan Management For Voted - For
9 Elect Ronald Kirk Management For Voted - For
10 Elect Pamela H. Patsley Management For Voted - For
11 Elect Robert E. Sanchez Management For Voted - For
12 Elect Richard K. Templeton Management For Voted - For
13 Amendment to the 2014 Employee Stock Purchase Plan Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Ratification of Auditor Management For Voted - For
17 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
TRIMBLE INC.
Security ID: 896239100 Ticker: TRMB
Meeting Date: 01-Jun-23 Meeting Type: Annual
1.1 Elect James C. Dalton Management For Voted - For
1.2 Elect Borje Ekholm Management For Voted - For
1.3 Elect Ann Fandozzi Management For Voted - For
1.4 Elect Kaigham Gabriel Management For Voted - For
1.5 Elect Meaghan Lloyd Management For Voted - For
1.6 Elect Sandra MacQuillan Management For Voted - Withheld
1.7 Elect Robert G. Painter Management For Voted - For
1.8 Elect Mark S. Peek Management For Voted - For
1.9 Elect Thomas W. Sweet Management For Voted - For
1.10 Elect Johan Wibergh Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
1235
Global X Information Technology Covered Call & Growth ETF
Proposal Proposed by Mgt. Position Registrant Voted
TYLER TECHNOLOGIES, INC.
Security ID: 902252105 Ticker: TYL
Meeting Date: 11-May-23 Meeting Type: Annual
1.1 Elect Glenn A. Carter Management For Voted - Withheld
1.2 Elect Brenda A. Cline Management For Voted - For
1.3 Elect Ronnie D. Hawkins Jr. Management For Voted - For
1.4 Elect Mary L. Landrieu Management For Voted - For
1.5 Elect John S. Marr, Jr. Management For Voted - For
1.6 Elect H. Lynn Moore, Jr. Management For Voted - For
1.7 Elect Daniel M. Pope Management For Voted - For
1.8 Elect Dustin R. Womble Management For Voted - Withheld
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
VERISIGN, INC.
Security ID: 92343E102 Ticker: VRSN
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect D. James Bidzos Management For Voted - For
2 Elect Courtney D. Armstrong Management For Voted - For
3 Elect Yehuda Ari Buchalter Management For Voted - For
4 Elect Kathleen A. Cote Management For Voted - Against
5 Elect Thomas F. Frist III Management For Voted - For
6 Elect Jamie S. Gorelick Management For Voted - For
7 Elect Roger H. Moore Management For Voted - For
8 Elect Timothy Tomlinson Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
ZEBRA TECHNOLOGIES CORPORATION
Security ID: 989207105 Ticker: ZBRA
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect William J Burns Management For Voted - For
2 Elect Linda M. Connly Management For Voted - For
3 Elect Anders Gustafsson Management For Voted - For
4 Elect Janice M. Roberts Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
1236
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABB LTD
Security ID: H0010V101 Ticker: ABBN
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Accounts and Reports Management For Take No Action
3 Compensation Report Management For Take No Action
4 Ratification of Board and Management Acts Management For Take No Action
5 Allocation of Dividends Management For Take No Action
6 Amendments to Articles (Shares and Share Register) Management For Take No Action
7 Amendments to Articles (Voting Rights Restrictions) Management For Take No Action
8 Amendments to Articles (General Meeting) Management For Take No Action
9 Amendments to Articles (Virtual Meetings) Management For Take No Action
10 Amendments to Articles (Board of Directors and
Compensation) Management For Take No Action
11 Approval of a Capital Band Management For Take No Action
12 Board Compensation Management For Take No Action
13 Executive Compensation Management For Take No Action
14 Elect Gunnar Brock Management For Take No Action
15 Elect David E. Constable Management For Take No Action
16 Elect Frederico Fleury Curado Management For Take No Action
17 Elect Lars Forberg Management For Take No Action
18 Elect Denise C. Johnson Management For Take No Action
19 Elect Jennifer Xin-Zhe Li Management For Take No Action
20 Elect Geraldine Matchett Management For Take No Action
21 Elect David Meline Management For Take No Action
22 Elect Jacob Wallenberg Management For Take No Action
23 Elect Peter R. Voser as Board Chair Management For Take No Action
24 Elect David E. Constable as Compensation Committee
Member Management For Take No Action
25 Elect Frederico Fleury Curado as Compensation
Committee Member Management For Take No Action
26 Elect Jennifer Xin-Zhe Li as Compensation Committee
Member Management For Take No Action
27 Appointment of Independent Proxy Management For Take No Action
28 Appointment of Auditor Management For Take No Action
29 Non-Voting Meeting Note N/A N/A Take No Action
ABB LTD.
Security ID: H0010V101 Ticker: ABBN
Meeting Date: 07-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Dividend in Kind to Effect Spin-Off of Accelleron
Industries Ltd Management For Take No Action
1237
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADT INC.
Security ID: 00090Q103 Ticker: ADT
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Marc E. Becker Management For Voted - Withheld
2 Elect Stephanie Drescher Management For Voted - For
3 Elect Reed B. Rayman Management For Voted - For
4 Elect Sigal Zarmi Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Ratification of Auditor Management For Voted - For
ADVANTECH CO., LTD.
Security ID: Y0017P108 Ticker: 2395
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 Capitalization of Profits and Issuance of New Shares Management For Voted - For
4 Adoption of Employee Stock Option Plan Management For Voted - For
5 Elect K.C. LIU Management For Voted - For
6 Elect Wesley LIU Management For Voted - For
7 Elect Chaney HO Management For Voted - For
8 Elect Tony LIU Management For Voted - For
9 Elect Jeff CHEN Management For Voted - Against
10 Elect LEE Ji-Ren Management For Voted - Against
11 Elect Benson LIU Management For Voted - For
12 Elect LIN Chan-Jane Management For Voted - For
13 Elect CHANG Ming-Hui Management For Voted - For
14 Non-Compete Restrictions for Directors Management For Voted - For
ALARM.COM HOLDINGS, INC.
Security ID: 011642105 Ticker: ALRM
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Donald Clarke Management For Voted - For
2 Elect Stephen C. Evans Management For Voted - For
3 Elect Timothy McAdam Management For Voted - Against
4 Elect Timothy J. Whall Management For Voted - For
5 Elect Simone Wu Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Shareholder Proposal Regarding Changing Votes at
AGMs Shareholder Against Voted - Against
1238
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMBARELLA, INC.
Security ID: G037AX101 Ticker: AMBA
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Leslie Kohn Management For Voted - For
2 Elect David Jeffrey Richardson Management For Voted - Withheld
3 Elect Elizabeth M. Schwarting Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
AMS-OSRAM AG
Security ID: A0400Q115 Ticker: AMS
Meeting Date: 23-Jun-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Management Board Remuneration Policy Management For Voted - For
10 Remuneration Report Management For Voted - Against
11 Elect Yen Yen Tan Management For Voted - For
12 Elect Andreas Walter Mattes Management For Voted - For
13 Cancellation of Authorised Capital Management For Voted - For
14 Authority to Issue Convertible Debt Instruments Management For Voted - For
15 Increase in Conditional Capital Management For Voted - For
16 Authority to Repurchase and Reissue Shares Management For Voted - For
17 Amendments to Articles (Virtual AGM) Management For Voted - For
ANALOG DEVICES, INC.
Security ID: 032654105 Ticker: ADI
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Vincent Roche Management For Voted - For
2 Elect James A. Champy Management For Voted - For
3 Elect Andre Andonian Management For Voted - For
4 Elect Anantha P. Chandrakasan Management For Voted - For
5 Elect Edward H. Frank Management For Voted - For
6 Elect Laurie H. Glimcher Management For Voted - For
7 Elect Karen M. Golz Management For Voted - For
8 Elect Mercedes Johnson Management For Voted - For
9 Elect Kenton J. Sicchitano Management For Voted - For
1239
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Ray Stata Management For Voted - For
11 Elect Susie Wee Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - Against
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
ARLO TECHNOLOGIES, INC.
Security ID: 04206A101 Ticker: ARLO
Meeting Date: 23-Jun-23 Meeting Type: Annual
1.1 Elect Prashant Aggarwal Management For Voted - For
1.2 Elect Amy Rothstein Management For Voted - For
1.3 Elect Grady K. Summers Management For Voted - For
2 Ratification of Auditor Management For Voted - For
BADGER METER, INC.
Security ID: 056525108 Ticker: BMI
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Elect Todd A. Adams Management For Voted - For
2 Elect Kenneth C. Bockhorst Management For Voted - For
3 Elect Henry F. Brooks Management For Voted - For
4 Elect Melanie K. Cook Management For Voted - For
5 Elect Xia Liu Management For Voted - For
6 Elect James W. McGill Management For Voted - For
7 Elect Tessa M. Myers Management For Voted - For
8 Elect James F. Stern Management For Voted - For
9 Elect Glen E. Tellock Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Increase in Authorized Common Stock Management For Voted - For
14 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - Against
BELDEN INC.
Security ID: 077454106 Ticker: BDC
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect David J. Aldrich Management For Voted - For
2 Elect Lance C. Balk Management For Voted - For
3 Elect Steven W. Berglund Management For Voted - For
4 Elect Diane D. Brink Management For Voted - For
5 Elect Judy L. Brown Management For Voted - For
6 Elect Nancy E. Calderon Management For Voted - For
7 Elect Ashish Chand Management For Voted - For
1240
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Jonathan C. Klein Management For Voted - For
9 Elect Vivie Lee Management For Voted - For
10 Elect Gregory J. McCray Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BLACKBERRY LIMITED
Security ID: 09228F103 Ticker: BB
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect John S. Chen Management For Voted - For
2 Elect Michael A. Daniels Management For Voted - For
3 Elect Timothy Dattels Management For Voted - For
4 Elect Lisa S. Disbrow Management For Voted - For
5 Elect Richard Lynch Management For Voted - For
6 Elect Laurie Smaldone Alsup Management For Voted - For
7 Elect V. Prem Watsa Management For Voted - For
8 Elect Wayne G. Wouters Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Approval of Unallocated Entitlements Under the
Deferred Share Unit Plan Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
BUTTERFLY NETWORK, INC.
Security ID: 124155102 Ticker: BFLY
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Elect Joseph Devivo Management For Voted - For
2 Elect Jonathan M. Rothberg Management For Voted - Against
3 Elect Larry Robbins Management For Voted - For
4 Elect Dawn Carfora Management For Voted - For
5 Elect Elazer R. Edelman Management For Voted - For
6 Elect Gianluca Pettiti Management For Voted - For
7 Elect S. Louise Phanstiel Management For Voted - For
8 Elect Erica G. Schwartz Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Wesley G. Bush Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
1241
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Mark S. Garrett Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kristina M. Johnson Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Sarah Rae Murphy Management For Voted - For
9 Elect Charles H. Robbins Management For Voted - For
10 Elect Brenton L. Saunders Management For Voted - For
11 Elect Lisa T. Su Management For Voted - For
12 Elect Marianna Tessel Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
DEXCOM, INC.
Security ID: 252131107 Ticker: DXCM
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Steven R. Altman Management For Voted - For
2 Elect Richard A. Collins Management For Voted - For
3 Elect Karen M. Dahut Management For Voted - For
4 Elect Mark G. Foletta Management For Voted - For
5 Elect Barbara E. Kahn Management For Voted - For
6 Elect Kyle Malady Management For Voted - For
7 Elect Eric Topol Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
DIGI INTERNATIONAL INC.
Security ID: 253798102 Ticker: DGII
Meeting Date: 27-Jan-23 Meeting Type: Annual
1 Elect Satbir Khanuja Management For Voted - Against
2 Elect Ronald E. Konezny Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Amendment to the 2021 Omnibus Incentive Plan Management For Voted - For
1242
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
EMEMORY TECHNOLOGY INC.
Security ID: Y2289B114 Ticker: 3529
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Adoption of the Business Report and Financial
Statements of 2022. Management For Voted - For
2 Adoption of the Proposal for Profit Distribution of
2022. PROPOSED CASH DIVIDEND: TWD 19 PER SHARE Management For Voted - For
3 Proposal to Distribute the Cash from Capital
Surplus. CASH DIVIDEND OF TWD 1.5 PER SHARE FROM
CAPITAL SURPLUS. Management For Voted - For
4 Amendment to the Rules of Procedure for
Shareholders Meetings Management For Voted - For
5 Release of Directors from Non Competition
Restrictions. Management For Voted - For
EMERSON ELECTRIC CO.
Security ID: 291011104 Ticker: EMR
Meeting Date: 07-Feb-23 Meeting Type: Annual
1 Elect Martin S. Craighead Management For Voted - For
2 Elect Gloria A. Flach Management For Voted - For
3 Elect Mathew S. Levatich Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
FINGERPRINT CARDS AB
Security ID: W3147N292 Ticker: FINGB
Meeting Date: 20-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Board Size Management For Voted - For
13 Directors' Fees Management For Voted - For
14 Elect Christian Lagerling to the Board of Directors Management For Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
1243
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 02-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Rights Issue Management For Voted - Against
13 Private Placement (Set-Off) Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
17 Non-Voting Meeting Note N/A N/A Non-Voting
GARMIN LTD.
Security ID: H2906T109 Ticker: GRMN
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Allocation of Profits Management For Voted - For
3 Dividend from Reserves Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Elect Jonathan C. Burrell Management For Voted - Against
6 Elect Joseph J. Hartnett Management For Voted - For
7 Elect Min H. Kao as Chairman Management For Voted - For
8 Elect Catherine A. Lewis Management For Voted - For
9 Elect Charles W. Peffer Management For Voted - For
10 Elect Clifton A. Pemble Management For Voted - For
11 Elect Min H. Kao Management For Voted - Against
12 Elect Jonathan C. Burrell Management For Voted - Against
13 Elect Joseph J. Hartnett Management For Voted - For
14 Elect Catherine A. Lewis Management For Voted - For
15 Elect Charles W. Peffer Management For Voted - For
16 Election of Independent Voting Rights Representative Management For Voted - For
17 Ratification of Auditor Management For Voted - For
18 Advisory vote on executive compensation Management For Voted - For
19 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
20 Approval of Swiss Statutory Compensation Report Management For Voted - For
1244
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Executive Compensation Management For Voted - For
22 Board Compensation Management For Voted - For
23 Cancellation of Shares Management For Voted - For
24 Amendment to the Employee Stock Purchase Plan Management For Voted - For
25 2011 Non-Employee Directors' Equity Incentive Plan Management For Voted - For
26 Reduction of Par Value Management For Voted - For
27 Approval of Change of Currency of the Issued Share
Capital Management For Voted - For
28 Creation of capital band Management For Voted - For
29 Amendments to Articles Regarding Shareholder Rights
and General Meetings Management For Voted - For
30 Amendments to Articles Regarding Board and
Compensation Matters Management For Voted - For
GLOBALSTAR, INC.
Security ID: 378973408 Ticker: GSAT
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect James F. Lynch Management For Voted - For
2 Elect Timothy E. Taylor Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Issuance of Common Stock Pursuant to Thermo Guaranty Management For Voted - For
HONEYWELL INTERNATIONAL INC.
Security ID: 438516106 Ticker: HON
Meeting Date: 19-May-23 Meeting Type: Annual
1 Elect Darius Adamczyk Management For Voted - For
2 Elect Duncan B. Angove Management For Voted - For
3 Elect William S. Ayer Management For Voted - For
4 Elect Kevin Burke Management For Voted - For
5 Elect D. Scott Davis Management For Voted - For
6 Elect Deborah Flint Management For Voted - For
7 Elect Vimal Kapur Management For Voted - For
8 Elect Rose Lee Management For Voted - For
9 Elect Grace D. Lieblein Management For Voted - For
10 Elect Robin L. Washington Management For Voted - For
11 Elect Robin Watson Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
16 Shareholder Proposal Regarding Environmental and
Health Impact Report Shareholder Against Voted - Against
1245
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
IMPINJ, INC.
Security ID: 453204109 Ticker: PI
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Daniel Gibson Management For Voted - For
2 Elect Umesh Padval Management For Voted - For
3 Elect Steve Sanghi Management For Voted - Against
4 Elect Cathal Phelan Management For Voted - For
5 Elect Meera Rao Management For Voted - For
6 Elect Chris Diorio Management For Voted - For
7 Elect Miron Washington Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
INTERDIGITAL, INC.
Security ID: 45867G101 Ticker: IDCC
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Derek K. Aberle Management For Voted - For
2 Elect Samir Armaly Management For Voted - For
3 Elect Lawrence (Liren) Chen Management For Voted - For
4 Elect Joan H. Gillman Management For Voted - For
5 Elect S. Douglas Hutcheson Management For Voted - For
6 Elect John A. Kritzmacher Management For Voted - For
7 Elect Pierre-Yves Lesaicherre Management For Voted - For
8 Elect John D. Markley, Jr. Management For Voted - Against
9 Elect Jean F. Rankin Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Thomas Buberl Management For Voted - For
2 Elect David N. Farr Management For Voted - For
3 Elect Alex Gorsky Management For Voted - For
4 Elect Michelle Howard Management For Voted - For
5 Elect Arvind Krishna Management For Voted - For
6 Elect Andrew N. Liveris Management For Voted - Against
7 Elect F. William McNabb, III Management For Voted - For
8 Elect Martha E. Pollack Management For Voted - For
9 Elect Joseph R. Swedish Management For Voted - For
1246
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Peter R. Voser Management For Voted - For
11 Elect Frederick H. Waddell Management For Voted - For
12 Elect Alfred W. Zollar Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - Against
IRIDIUM COMMUNICATIONS INC.
Security ID: 46269C102 Ticker: IRDM
Meeting Date: 04-May-23 Meeting Type: Annual
1.1 Elect Robert H. Niehaus Management For Voted - For
1.2 Elect Thomas C. Canfield Management For Voted - For
1.3 Elect Matthew J. Desch Management For Voted - For
1.4 Elect Thomas J. Fitzpatrick Management For Voted - Withheld
1.5 Elect L. Anthony Frazier Management For Voted - For
1.6 Elect Jane L. Harman Management For Voted - For
1.7 Elect Alvin B. Krongard Management For Voted - For
1.8 Elect Suzanne E. McBride Management For Voted - For
1.9 Elect Eric T. Olson Management For Voted - For
1.10 Elect Parker W. Rush Management For Voted - For
1.11 Elect Kay N. Sears Management For Voted - For
1.12 Elect Jacqueline E. Yeaney Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Amendment to the 2015 Equity Incentive Plan Management For Voted - For
5 Ratification of Auditor Management For Voted - For
ITRON, INC.
Security ID: 465741106 Ticker: ITRI
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect Mary C. Hemmingsen Management For Voted - For
2 Elect Jerome J. Lande Management For Voted - For
3 Elect Frank M. Jaehnert Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Amendment to the 2012 Employee Stock Purchase Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
1247
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
JOHNSON CONTROLS INTERNATIONAL PLC
Security ID: G51502105 Ticker: JCI
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Jean S. Blackwell Management For Voted - For
2 Elect Pierre E. Cohade Management For Voted - For
3 Elect Michael E. Daniels Management For Voted - For
4 Elect W. Roy Dunbar Management For Voted - For
5 Elect Gretchen R. Haggerty Management For Voted - For
6 Elect Ayesha Khanna Management For Voted - For
7 Elect Simone Menne Management For Voted - For
8 Elect George R. Oliver Management For Voted - For
9 Elect Carl Jurgen Tinggren Management For Voted - For
10 Elect Mark P. Vergnano Management For Voted - For
11 Elect John D. Young Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Authorize Price Range at which the Company Can
Re-Allot Treasury Shares Management For Voted - For
16 Advisory Vote on Executive Compensation Management For Voted - For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
18 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
KONTRON AG
Security ID: A7511S104 Ticker: KTN
Meeting Date: 22-May-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Allocation of Dividends Management For Voted - For
6 Ratification of Management Board Acts Management For Voted - For
7 Ratification of Supervisory Board Acts Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Supervisory Board Remuneration Policy Management For Voted - For
10 Remuneration Report Management For Voted - Against
11 Increase in Authorised Capital Management For Voted - Against
12 Cancellation of Conditional Capital 2015 Management For Voted - For
13 Elect Bernhard Chwatal as Supervisory Board Member Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
1248
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
LANDIS+GYR GROUP AG
Security ID: H893NZ107 Ticker: LAND
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Take No Action
2 Non-Voting Meeting Note N/A N/A Take No Action
3 Non-Voting Meeting Note N/A N/A Take No Action
4 Accounts and Reports Management For Take No Action
5 Allocation of Losses Management For Take No Action
6 Dividend from Reserves Management For Take No Action
7 Ratification of Board and Management Acts Management For Take No Action
8 Compensation Report Management For Take No Action
9 Board Compensation Management For Take No Action
10 Executive Compensation Management For Take No Action
11 Elect Andreas Umbach Management For Take No Action
12 Elect Eric A. Elzvik Management For Take No Action
13 Elect Peter Mainz Management For Take No Action
14 Elect Andreas Spreiter Management For Take No Action
15 Elect Christina M. Stercken Management For Take No Action
16 Elect Laureen Tolson Management For Take No Action
17 Elect Peter Christopher V. Bason Management For Take No Action
18 Elect Audrey Zibelman Management For Take No Action
19 Elect Andreas Umbach as Board Chair Management For Take No Action
20 Elect Eric A. Elzvik as Compensation Committee
Member Management For Take No Action
21 Elect Peter Mainz as Compensation Committee Member Management For Take No Action
22 Elect Laureen Tolson as Compensation Committee
Member Management For Take No Action
23 Appointment of Auditor Management For Take No Action
24 Appointment of Independent Proxy Management For Take No Action
25 Amendment to Company Purpose Management For Take No Action
26 Amendments to Articles (Authorized Capital) Management For Take No Action
27 Amendments to Articles (Capital Band) Management For Take No Action
28 Amendments to Articles (Simple Majority) Management For Take No Action
29 Amendments to Articles (Qualified Majority) Management For Take No Action
30 Amendments to Articles Management For Take No Action
31 Amendments to Articles (Miscellaneous) Management For Take No Action
32 Additional or Amended Board Proposals Management N/A Take No Action
33 Additional or Amended Shareholder Proposals Shareholder N/A Take No Action
LATTICE SEMICONDUCTOR CORPORATION
Security ID: 518415104 Ticker: LSCC
Meeting Date: 05-May-23 Meeting Type: Annual
1 Elect James R. Anderson Management For Voted - For
2 Elect Robin A. Abrams Management For Voted - For
3 Elect Douglas Bettinger Management For Voted - For
1249
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Mark E. Jensen Management For Voted - For
5 Elect James P. Lederer Management For Voted - For
6 Elect David Jeffrey Richardson Management For Voted - For
7 Elect Elizabeth M. Schwarting Management For Voted - For
8 Elect Raejeanne Skillern Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Approval of the 2023 Equity Incentive Plan Management For Voted - For
LEGRAND SA
Security ID: F56196185 Ticker: LR
Meeting Date: 31-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Non-Voting Meeting Note N/A N/A Non-Voting
8 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
9 Consolidated Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 Appointment of Auditor (Mazars) Management For Voted - For
12 2022 Remuneration Report Management For Voted - For
13 2022 Remuneration of Angeles Garcia-Poveda, Chair Management For Voted - For
14 2022 Remuneration of Benoit Coquart, CEO Management For Voted - For
15 2023 Remuneration Policy (Chair) Management For Voted - For
16 2023 Remuneration Policy (CEO) Management For Voted - For
17 2023 Remuneration Policy (Board of Directors) Management For Voted - For
18 Elect Isabelle Boccon-Gibod Management For Voted - For
19 Elect Benoit Coquart Management For Voted - For
20 Elect Angeles Garcia-Poveda Management For Voted - For
21 Elect Michel Landel Management For Voted - For
22 Elect Valerie Chort Management For Voted - For
23 Elect Clare Scherrer Management For Voted - For
24 Authority to Repurchase and Reissue Shares Management For Voted - For
25 Authority to Cancel Shares and Reduce Capital Management For Voted - For
26 Authorisation of Legal Formalities Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
1250
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
MEDIATEK INC.
Security ID: Y5945U103 Ticker: 2454
Meeting Date: 31-May-23 Meeting Type: Annual
1 2022 Business Report and Financial Statements Management For Voted - For
2 Proposal of Distribution of 2022 Profits Management For Voted - For
3 Amendment to the Company's Articles of Incorporation Management For Voted - For
4 Elect LIN Syaru Shirley Management For Voted - For
5 Release of the Non-compete Restriction on the
Company S Directors of the 9th Board of Directors Management For Voted - For
NETGEAR, INC.
Security ID: 64111Q104 Ticker: NTGR
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Patrick C.S. Lo Management For Voted - For
2 Elect Sarah S. Butterfass Management For Voted - For
3 Elect Laura J. Durr Management For Voted - For
4 Elect Shravan K. Goli Management For Voted - For
5 Elect Bradley L. Maiorino Management For Voted - For
6 Elect Janice M. Roberts Management For Voted - For
7 Elect Barbara V. Scherer Management For Voted - For
8 Elect Thomas H. Waechter Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Amendment to the 2016 Equity Incentive Plan Management For Voted - For
NIPPON CERAMIC COMPANY LIMITED
Security ID: J52344108 Ticker: 6929
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Shinichi Taniguchi Management For Voted - For
3 Elect Haruko Kawasaki Management For Voted - For
NORDIC SEMICONDUCTOR ASA
Security ID: R4988P103 Ticker: NOD
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Agenda Item N/A N/A Take No Action
2 Election of Presiding Chair; Minutes Management For Take No Action
3 Agenda Management For Take No Action
4 Accounts and Reports; Allocation of Profits and
Dividends Management For Take No Action
1251
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Non-Voting Agenda Item N/A N/A Take No Action
6 Authority to Repurchase Shares Management For Take No Action
7 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Take No Action
8 Authority to Issue Convertible Debt Instruments Management For Take No Action
9 Elect Birger Steen Management For Take No Action
10 Elect Inger Berg Orstavik Management For Take No Action
11 Elect Anita Huun Management For Take No Action
12 Elect Jan Frykhammar Management For Take No Action
13 Elect Snorre Kjesbu Management For Take No Action
14 Elect Niels Anderskouv Management For Take No Action
15 Elect Annastiina Hintsa Management For Take No Action
16 Elect Viggo Leisner to the Nomination Committee Management For Take No Action
17 Elect Eivind Lotsberg to the Nomination Committee Management For Take No Action
18 Elect Fredrik Thoresen to the Nomination Committee Management For Take No Action
19 Directors fees Management For Take No Action
20 Nomination Committee Fees Management For Take No Action
21 Authority to Set Auditor's Fees Management For Take No Action
22 Remuneration Report Management For Take No Action
23 Remuneration Policy Management For Take No Action
24 Adoption of Share-Based Incentives (RSU Programme) Management For Take No Action
25 Non-Voting Meeting Note N/A N/A Take No Action
26 Non-Voting Meeting Note N/A N/A Take No Action
27 Non-Voting Meeting Note N/A N/A Take No Action
28 Non-Voting Meeting Note N/A N/A Take No Action
29 Non-Voting Meeting Note N/A N/A Take No Action
30 Non-Voting Meeting Note N/A N/A Take No Action
31 Non-Voting Meeting Note N/A N/A Take No Action
32 Non-Voting Meeting Note N/A N/A Take No Action
NXP SEMICONDUCTORS N.V.
Security ID: N6596X109 Ticker: NXPI
Meeting Date: 24-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Ratification of Board Acts Management For Voted - For
3 Elect Kurt Sievers Management For Voted - For
4 Elect Annette K. Clayton Management For Voted - For
5 Elect Anthony R. Foxx Management For Voted - For
6 Elect Chunyuan Gu Management For Voted - For
7 Elect Lena Olving Management For Voted - For
8 Elect Julie Southern Management For Voted - For
9 Elect Jasmin Staiblin Management For Voted - For
10 Elect Gregory L. Summe Management For Voted - For
11 Elect Karl-Henrik Sundstrom Management For Voted - For
12 Elect Moshe N. Gavrielov Management For Voted - For
13 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
1252
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Cancel Repurchased Shares Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Advisory Vote on Executive Compensation Management For Voted - For
PTC INC.
Security ID: 69370C100 Ticker: PTC
Meeting Date: 16-Feb-23 Meeting Type: Annual
1.1 Elect Mark D. Benjamin Management For Voted - For
1.2 Elect Janice D. Chaffin Management For Voted - For
1.3 Elect Amar Hanspal Management For Voted - For
1.4 Elect James E. Heppelmann Management For Voted - For
1.5 Elect Michal Katz Management For Voted - For
1.6 Elect Paul A. Lacy Management For Voted - For
1.7 Elect Corinna Lathan Management For Voted - For
1.8 Elect Blake D. Moret Management For Voted - For
1.9 Elect Robert P. Schechter Management For Voted - For
2 Amendment to the 2000 Equity Incentive Plan Management For Voted - For
3 Amendment to the 2016 Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Sylvia Acevedo Management For Voted - For
2 Elect Cristiano R. Amon Management For Voted - For
3 Elect Mark Fields Management For Voted - For
4 Elect Jeffrey W. Henderson Management For Voted - For
5 Elect Gregory N. Johnson Management For Voted - For
6 Elect Ann M. Livermore Management For Voted - For
7 Elect Mark D. McLaughlin Management For Voted - For
8 Elect Jamie S. Miller Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Kornelis Smit Management For Voted - For
11 Elect Jean-Pascal Tricoire Management For Voted - For
12 Elect Anthony J. Vinciquerra Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
1253
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
RAMBUS INC.
Security ID: 750917106 Ticker: RMBS
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Emiko Higashi Management For Voted - For
2 Elect Steven Laub Management For Voted - For
3 Elect Eric B. Stang Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Amendment to the 2015 Equity Incentive Plan Management For Voted - For
8 Amendment to Allow Exculpation of Officers Management For Voted - Against
RENESAS ELECTRONICS CORPORATION
Security ID: J4881V107 Ticker: 6723
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Hidetoshi Shibata Management For Voted - For
3 Elect Jiro Iwasaki Management For Voted - For
4 Elect Selena Loh Lacroix Management For Voted - For
5 Elect Noboru Yamamoto Management For Voted - For
6 Elect Takuya Hirano Management For Voted - For
7 Employee Share Purchase Plan for Overseas Employees Management For Voted - For
RESIDEO TECHNOLOGIES, INC.
Security ID: 76118Y104 Ticker: REZI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Roger B. Fradin Management For Voted - For
2 Elect Jay L. Geldmacher Management For Voted - For
3 Elect Paul F. Deninger Management For Voted - For
4 Elect Cynthia L. Hostetler Management For Voted - For
5 Elect Brian Kushner Management For Voted - For
6 Elect Jack R. Lazar Management For Voted - For
7 Elect Nina L. Richardson Management For Voted - For
8 Elect Andrew C. Teich Management For Voted - For
9 Elect Sharon Wienbar Management For Voted - For
10 Elect Kareem Yusuf Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2018 Stock Incentive Plan Management For Voted - For
14 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
1254
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 07-Feb-23 Meeting Type: Annual
1.1 Elect William P. Gipson Management For Voted - Withheld
1.2 Elect Pam Murphy Management For Voted - For
1.3 Elect Donald R. Parfet Management For Voted - For
1.4 Elect Robert W. Soderbery Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
SAMSARA INC.
Security ID: 79589L106 Ticker: IOT
Meeting Date: 29-Jun-23 Meeting Type: Annual
1.1 Elect Sanjit Biswas Management For Voted - For
1.2 Elect John Bicket Management For Voted - For
1.3 Elect Marc L. Andreessen Management For Voted - For
1.4 Elect Susan L. Bostrom Management For Voted - For
1.5 Elect Jonathan C. Chadwick Management For Voted - Withheld
1.6 Elect Ann M. Livermore Management For Voted - For
1.7 Elect Hemant Taneja Management For Voted - For
1.8 Elect Susan L. Wagner Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SCHNEIDER ELECTRIC SE
Security ID: F86921107 Ticker: SU
Meeting Date: 04-May-23 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Non-Voting Meeting Note N/A N/A Non-Voting
7 Accounts and Reports; Non Tax-Deductible Expenses Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Special Auditors Report on Regulated Agreements Management For Voted - For
11 2022 Remuneration Report Management For Voted - For
12 2022 Remuneration of Jean-Pascal Tricoire, Chair
and CEO Management For Voted - Against
13 2023 Remuneration Policy, Chair and CEO (Until May
3, 2023) Management For Voted - For
1255
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 2023 Remuneration Policy, CEO (From May 4, 2023) Management For Voted - For
15 2023 Remuneration Policy, Chair (From May 4, 2023) Management For Voted - For
16 2023 Directors' Fees Management For Voted - For
17 2023 Remuneration Policy (Board of Directors) Management For Voted - For
18 Elect Leo Apotheker Management For Voted - For
19 Elect Gregory M. Spierkel Management For Voted - For
20 Elect Lip-Bu Tan Management For Voted - For
21 Elect Abhay Parasnis Management For Voted - For
22 Elect Giulia Chierchia Management For Voted - For
23 Opinion on Climate Strategy Strategy Management For Voted - For
24 Authority to Repurchase and Reissue Shares Management For Voted - For
25 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
26 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
27 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
28 Greenshoe Management For Voted - For
29 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
30 Authority to Increase Capital Through
Capitalisations Management For Voted - For
31 Employee Stock Purchase Plan Management For Voted - For
32 Stock Purchase Plan for Overseas Employees Management For Voted - For
33 Authority to Cancel Shares and Reduce Capital Management For Voted - For
34 Authorisation of Legal Formalities Management For Voted - For
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
SEMTECH CORPORATION
Security ID: 816850101 Ticker: SMTC
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Martin S.J. Burvill Management For Voted - For
2 Elect Rodolpho C. Cardenuto Management For Voted - For
3 Elect Gregory M. Fischer Management For Voted - For
4 Elect Saar Gillai Management For Voted - For
5 Elect Rockell N. Hankin Management For Voted - For
6 Elect Ye Jane Li Management For Voted - For
7 Elect Paula LuPriore Management For Voted - For
8 Elect Mohan R. Maheswaran Management For Voted - For
9 Elect Sylvia Summers Management For Voted - For
10 Elect Paul V. Walsh Jr. Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1256
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
SENSATA TECHNOLOGIES HOLDING PLC
Security ID: G8060N102 Ticker: ST
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Andrew C. Teich Management For Voted - For
2 Elect Jeffrey J. Cote Management For Voted - For
3 Elect John P. Absmeier Management For Voted - For
4 Elect Daniel L. Black Management For Voted - For
5 Elect Lorraine A. Bolsinger Management For Voted - For
6 Elect Constance E. Skidmore Management For Voted - For
7 Elect Steven A. Sonnenberg Management For Voted - For
8 Elect Martha N. Sullivan Management For Voted - For
9 Elect Stephen M. Zide Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Remuneration Report Management For Voted - For
13 Appointment of UK Statutory Auditor Management For Voted - For
14 Authority to Set UK Statutory Auditor's Fees Management For Voted - For
15 Accounts and Reports Management For Voted - For
16 Authority of Shares Repurchase Contracts and
Counterparties Management For Voted - For
17 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
19 Authority to Allot Shares under Equity Incentive
Plans w/ Preemptive Rights Management For Voted - For
20 Authority to Allot Shares under Equity Incentive
Plans w/o Preemptive Rights Management For Voted - For
SERCOMM CORPORATION
Security ID: Y7670W106 Ticker: 5388
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 Issuance Plan for a Private Placement of Common
Shares or Convertible Bonds Management For Voted - Against
4 Adoption of Employee Restricted Stock Plan Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Elect Paul YANG Management For Voted - For
7 Non-compete Restrictions for Directors Management For Voted - For
SIERRA WIRELESS, INC.
Security ID: 826516106 Ticker: SW
Meeting Date: 27-Sep-22 Meeting Type: Special
1 Merger Management For Voted - For
1257
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
SILICON LABORATORIES INC.
Security ID: 826919102 Ticker: SLAB
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Navdeep S. Sooch Management For Voted - For
2 Elect Robert J. Conrad Management For Voted - For
3 Elect Nina L. Richardson Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
SKYWORKS SOLUTIONS, INC.
Security ID: 83088M102 Ticker: SWKS
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Alan S. Batey Management For Voted - For
2 Elect Kevin L. Beebe Management For Voted - For
3 Elect Liam K. Griffin Management For Voted - For
4 Elect Eric J. Guerin Management For Voted - For
5 Elect Christine King Management For Voted - For
6 Elect Suzanne E. McBride Management For Voted - For
7 Elect David P. McGlade Management For Voted - For
8 Elect Robert A. Schriesheim Management For Voted - For
9 Elect Maryann Turcke Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment Regarding the Exculpation of Officers Management For Voted - Against
14 Shareholder Proposal Regarding Simple Majority Vote Shareholder N/A Voted - For
SMARTRENT, INC.
Security ID: 83193G107 Ticker: SMRT
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Robert T. Best Management For Voted - For
2 Elect Bruce C. Strohm Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
SPIRENT COMMUNICATIONS PLC
Security ID: G83562101 Ticker: SPT
Meeting Date: 04-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Remuneration Report Management For Voted - For
1258
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Final Dividend Management For Voted - For
4 Elect Paula Bell Management For Voted - For
5 Elect Margaret Buggie Management For Voted - For
6 Elect Gary Bullard Management For Voted - For
7 Elect Wendy Koh Management For Voted - For
8 Elect Edgar Masri Management For Voted - For
9 Elect Jonathan C. Silver Management For Voted - For
10 Elect Bill G. Thomas Management For Voted - For
11 Elect Eric A Updyke Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
17 Authority to Set General Meeting Notice Period at
14 Days Management For Voted - For
STMICROELECTRONICS N.V.
Security ID: N83574108 Ticker: STM
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Remuneration Report Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Equity Grant - CEO Management For Voted - For
12 Elect Yann Delabriere to the Supervisory Board Management For Voted - For
13 Elect Ana de Pro Gonzalo to the Supervisory Board Management For Voted - For
14 Elect Frederic Sanchez to the Supervisory Board Management For Voted - For
15 Elect Maurizio Tamagnini to the Supervisory Board Management For Voted - For
16 Elect Helene Vletter-van Dort to the Supervisory
Board Management For Voted - For
17 Elect Paolo Visca to the Supervisory Board Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
1259
Global X Internet of Things ETF
Proposal Proposed by Mgt. Position Registrant Voted
SYNAPTICS INCORPORATED
Security ID: 87157D109 Ticker: SYNA
Meeting Date: 25-Oct-22 Meeting Type: Annual
1 Elect Michael E. Hurlston Management For Voted - For
2 Elect Patricia Kummrow Management For Voted - For
3 Elect Vivie Lee Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the 2019 Equity and Incentive
Compensation Plan Management For Voted - For
VUZIX CORPORATION
Security ID: 92921W300 Ticker: VUZI
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect Paul J. Travers Management For Voted - For
2 Elect Grant Russell Management For Voted - Against
3 Elect Edward Kay Management For Voted - For
4 Elect Timothy Harned Management For Voted - Against
5 Elect Emily Nagle Green Management For Voted - For
6 Elect Raj Rajgopal Management For Voted - For
7 Elect Azita Arvani Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Approval of the 2023 Equity Incentive Plan Management For Voted - For
1260
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect M. Lauren Brlas Management For Voted - For
2 Elect Ralf H. Cramer Management For Voted - For
3 Elect J. Kent Masters, Jr. Management For Voted - For
4 Elect Glenda J. Minor Management For Voted - For
5 Elect James J. O'Brien Management For Voted - For
6 Elect Diarmuid B. O'Connell Management For Voted - For
7 Elect Dean L. Seavers Management For Voted - For
8 Elect Gerald A. Steiner Management For Voted - For
9 Elect Holly A. Van Deursen Management For Voted - For
10 Elect Alejandro D. Wolff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Stock Compensation and
Deferral Election Plan for Non-Employee Directors Management For Voted - For
ALLKEM LIMITED
Security ID: Q0226L103 Ticker: AKE
Meeting Date: 15-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Elect Peter J. Coleman Management For Voted - For
4 Re-elect Richard P. Seville Management For Voted - For
5 Re-elect Fernando Oris de Roa Management For Voted - For
6 Re-elect Leanne Heywood Management For Voted - For
7 Adoption of New Constitution Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Adoption of Proportional Takeover Provisions Management For Voted - For
10 Approve Non-Executive Director Share Rights Plan Management N/A Voted - For
11 Approve Performance Rights and Options Plan Management For Voted - For
12 Equity Grant (MD/CEO Martin Perez de Solay - STI) Management For Voted - For
13 Equity Grant (MD/CEO Martin Perez de Solay - LTI) Management For Voted - For
AMG ADVANCED METALLURGICAL GROUP N.V.
Security ID: N04897109 Ticker: AMG
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Agenda Item N/A N/A Non-Voting
1261
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Remuneration Report Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Accounts and Reports Management For Voted - For
8 Allocation of Dividends Management For Voted - For
9 Ratification of Management Board Acts Management For Voted - For
10 Ratification of Supervisory Board Acts Management For Voted - For
11 Elect Heinz Schimmelbusch to the Management Board Management For Voted - For
12 Elect Steve H. Hanke Management For Voted - For
13 Elect Herb D. Depp Management For Voted - For
14 Elect Anne Roby Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
17 Authority to Suppress Preemptive Rights Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
BEIJING EASPRING MATERIAL TECHNOLOGY COMPANY LTD
Security ID: Y0772S107 Ticker: 300073
Meeting Date: 29-Nov-22 Meeting Type: Special
1 Reappointment of Auditor Management For Voted - For
2 Cash Management With Some Idle Raised Funds Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report
Management For Voted - For
3 Supervisors' Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report
Management For Voted - For
7 Report on Deposit and Use of Previously Raised
Funds
Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Directors and Supervisors' Fees Management For Voted - For
10 Launching Foreign Exchange Derivatives Transactions Management For Voted - For
11 Supplementing the Working Capital with the Surplus
Raised Funds Management For Voted - For
12 Amendments to Articles Management For Voted - For
1262
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 2023 Shareholding Increase Plan (Draft) for the
Management Team and Key Employees and Its Summary
Management For Voted - For
14 Authorization to the Board to Handle Matters
Regarding the 2023 Shareholding Increase Plan for
the Management Team and Key Employees Management For Voted - For
BYD CO LTD
Security ID: Y1023R104 Ticker: 1211
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Approval of Cap of Ordinary Connected Transactions Management For Voted - For
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
12 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
13 Liability Insurance Management For Voted - Abstain
14 Compliance Manual in Relation to Connected
Transactions Management For Voted - For
CONTEMPORARY AMPEREX TECHNOLOGY CO. LIMITED
Security ID: Y1R48E105 Ticker: 300750
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Stock Option And Restricted Stock Incentive
Plan (Draft) And Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of 2022 Stock Option And Restricted
Stock Incentive Plan Management For Voted - For
4 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
5 Investment In Construction Of A Project Management For Voted - For
6 Approve Interim Profit Distribution Management For Voted - For
7 Amend Articles of Association Management For Voted - For
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Capital Increase and Share Expansion of a
Subsidiary, Waiver of Rights and External Guarantee Management For Voted - Against
1263
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 Additional Guarantee Quota For Subsidiaries Management For Voted - Against
3 Registration And Issuance Of Medium-Term Notes Management For Voted - For
4 Elect Katherine Rong XIN Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Allocation of Profits And Capitalization of
Capital Reserve of the Company Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2022 Directors' Fees Management For Voted - For
7 2022 Supervisors' Fees Management For Voted - For
8 Purchase Liability Insurance for Directors,
Supervisors And Officers Management For Voted - For
9 Appointment of Auditor for 2023 Management For Voted - For
10 2023 Related Party Transactions Management For Voted - For
11 Approval of Line of Credit for 2023 Management For Voted - For
12 Authority to Give Guarantees for 2023 Management For Voted - Against
13 Plan of Hedging of the Company for 2023 Management For Voted - For
14 Authority to Repurchase and Cancel Some Restricted
Shares Deliberated at the 11th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
15 Authority to Repurchase and Cancel Some Restricted
Shares Deliberated at the 17th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
16 Change the Registered Capital And Amendments to
Articles And Its Annex Deliberated at the 16th
Meeting of the 3rd Session of the Board of Directors Management For Voted - For
17 Change the Registered Capital And Amendments to
Articles Deliberated at the 17th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
18 Constitution of Management Policy on External
Donation Management For Voted - For
19 Amendments to Monetary Fund Management System Management For Voted - For
20 Amendments to Management System for External
Guarantees Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
CORE LITHIUM LTD
Security ID: Q2887W105 Ticker: CXO
Meeting Date: 24-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Report Management For Voted - For
4 Re-elect Heath Hellewell Management For Voted - For
5 Ratify Placement of Securities (Employees) Management For Voted - For
1264
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Ratify Placement of Securities (Institutional
Investors) Management For Voted - For
7 Approve Incentive Plan Management N/A Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Renew Proportional Takeover Provisions Management For Voted - For
ENERSYS
Security ID: 29275Y102 Ticker: ENS
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Howard I. Hoffen Management For Voted - Against
2 Elect David M. Shaffer Management For Voted - For
3 Elect Ronald P. Vargo Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
ENOVIX CORPORATION
Security ID: 293594107 Ticker: ENVX
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Thurman John Rodgers Management For Voted - For
1.2 Elect Betsy S. Atkins Management For Voted - Withheld
1.3 Elect Pegah Ebrahimi Management For Voted - For
1.4 Elect Emmanuel T. Hernandez Management For Voted - For
1.5 Elect Gregory Reichow Management For Voted - For
1.6 Elect Raj Talluri Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
EVE ENERGY CO., LTD.
Security ID: Y2303F109 Ticker: 300014
Meeting Date: 08-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Debt Financing Instruments Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
5 Proposal to Adjust and Increase the Subsidiary's
Financial Leasing Business and Guarantees Management For Voted - Against
6 Proposal for the Provision of Guarantee for Credit
Line of Subsidiary Management For Voted - Against
1265
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 A Project Investment Agreement To Be Signed Management For Voted - For
3 Capital Increase In A Company Management For Voted - For
4 Acquisition Of 20 Percent Equities Of A Company Management For Voted - For
5 Amend Remuneration and Evaluation Plan of Directors
and Senior Management Members as well as
Remuneration of Directors Management For Voted - For
6 Amend Remuneration Plan of Supervisors and
Remuneration of Supervisors Management For Voted - For
7 Approve Capital Injection to Jingmen Xinzhoubang
New Materials Co., Ltd. Management For Voted - For
8 Approve Financial Leasing Business Management For Voted - For
9 Approve Provision of Guarantee Management For Voted - Against
10 Approve Adjustment and Increase Provision of
Guarantee Management For Voted - Against
11 Approve Investment in the Construction of
Cylindrical Lithium Battery Manufacturing Project Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LIU Jincheng Management For Voted - For
14 Elect LIU Jianhua Management For Voted - Against
15 Elect JIANG Min Management For Voted - For
16 Elect AI Xinping Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect TANG Yong Management For Voted - For
19 Elect LI Chunge Management For Voted - For
20 Elect ZHAN Qijun Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZHU Yuan Management For Voted - For
23 Elect ZENG Yongfang Management For Voted - Against
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Proposal for Use of Idle Raised Funds and
Proprietary Funds for Cash Management Management For Voted - For
2 2023 Daily Related Party Transactions Management For Voted - For
3 Proposal for Amendments to External Financial Aid
Agreement Management For Voted - For
4 Proposal for Guarantee Provision to Subsidiaries Management For Voted - Against
5 Proposal for Guarantee Provision to Indirect
Subsidiaries Management For Voted - Against
6 The Company's Eligibility for Issuance of
Convertible Bonds on ChiNext Management For Voted - For
7 Issue Type Management For Voted - For
8 Issue Scale Management For Voted - For
9 Par Value and Issue Price Management For Voted - For
10 Bond Period Management For Voted - For
11 Interest Rate Management For Voted - For
12 Repayment Period and Manner of Principal and
Interest Management For Voted - For
1266
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Conversion Period Management For Voted - For
14 Determination and Adjustment of Conversion Price Management For Voted - For
15 Terms for Downward Adjustment of Conversion Price Management For Voted - For
16 Determination of Number of Conversion Shares and
Method on Handling Fractional Shares Upon Conversion Management For Voted - For
17 Redemption Clause Management For Voted - For
18 Resale Clause Management For Voted - For
19 Dividend Distribution Post Conversion Management For Voted - For
20 Issue Manner and Target Parties Management For Voted - For
21 Placing Arrangement for Shareholders Management For Voted - For
22 Matters Relating to Meetings of Bondholders Management For Voted - For
23 Usage of Raised Funds Management For Voted - For
24 Guarantee Matters Management For Voted - For
25 Rating Matters Management For Voted - For
26 Depository of Raised Funds Management For Voted - For
27 Resolution Validity Period Management For Voted - For
28 Preliminary Plan for Issuance of Convertible Bonds Management For Voted - For
29 Proposal for Demonstration Analysis Report in
Connection to Issuance of Convertible Bonds Management For Voted - For
30 Proposal for Feasibility Analysis Report on the Use
of Proceeds Management For Voted - For
31 Management Commitment on Dilution Measures Management For Voted - For
32 Special Report on the Usage of Previously Raised
Funds Management For Voted - For
33 Assurance Report on the Usage of Previously Raised
Funds Management For Voted - For
34 Establishment of Procedural Rules: Convertible
Bondholder Meetings Management For Voted - For
35 Board Authorization to Handle All Related Matters Management For Voted - For
36 Amendments to Articles Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase in
Subsidiaries with Raised Funds and Proprietary Funds Management For Voted - For
2 The Project Investment Cooperation Agreement and
Factory Customized Construction Contract to Be
Signed Management For Voted - For
3 The Project Investment Agreement To Be Signed Management For Voted - For
4 Amendments to the Company's Articles of Association Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 16-Feb-23 Meeting Type: Special
1 A Contract To Be Signed Between A Subsidiary And
The Administration Committee Of Jingmen High-Tech
Zone Management For Voted - For
1267
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 06-Mar-23 Meeting Type: Special
1 The 4th Phase Restricted Stock Incentive Plan
(Draft) and its Summary Management For Voted - For
2 Appraisal Management Measures For The 4Th Phase
Restricted Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - For
4 Connected Transactions Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 31-Mar-23 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report And Its Summary Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Audit Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Accounts and Reports Management For Voted - For
7 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
8 2023 Directors' and Senior Managements'
Compensation and Appraisal Program Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Related Party Transactions Management For Voted - For
12 Authority to Give Guarantees to Subsidiaries Management For Voted - Against
13 2022 Supervisors' Report Management For Voted - For
14 2023 Supervisors' Fees Management For Voted - For
15 Authority to Issue a Letter of Guarantee for a
Subsidiary Management For Voted - Against
16 Authority to Give Guarantees to Subsidiary Management For Voted - Against
17 Amendments to Management System for External
Guarantees Management For Voted - For
18 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
19 Vertification Report on Deposits and Use of
Previously Raised Funds Management For Voted - For
FREYR BATTERY
Security ID: L4135L100 Ticker: FREY
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Indemnification Agreements with Directors Management For Voted - For
2 Directors' Equity Grants for 2023 Management For Voted - Against
3 Accounts and Reports - US Management For Voted - For
1268
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Accounts and Reports - Luxembourg Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Confirmation of the Mandate of Jon Christian
Thaulow by Co-option Management For Voted - For
7 Confirmation of the Mandate of Jason Forcier by
Co-option Management For Voted - For
8 Confirmation of the Mandate of Daniel Steingart by
Co-option Management For Voted - For
9 Confirmation of the Mandate of Tom Einar Jensen by
Co-option Management For Voted - For
10 Ratification of Board Acts Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Election of Directors Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Amendment to the 2021 Equity Incentive Plan Management For Voted - Against
16 Authorization of Legal Formalities Management For Voted - For
17 Amendments to Articles Regarding Board Size Management For Voted - For
18 Increase in Authorised Capital Management For Voted - Against
GANFENG LITHIUM CO LTD
Security ID: Y444B3104 Ticker: 002460
Meeting Date: 25-Aug-22 Meeting Type: Other
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Proposal for Change of Company's Name Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Proposal for Capacity Improvement for New-Type
Lithium Battery Projects with 15 GWh Annual Capacity Management For Voted - For
1269
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Proposal for Investment and Construction of A
New-Type Lithium Battery Production Project with 6
GWh Annual Capacity Management For Voted - For
5 Proposal for Investment and Construction of A Small
Polymer Lithium Battery Project with 2 Billion
Units Annual Capacity Management For Voted - For
GANFENG LITHIUM GROUP CO. LTD.
Security ID: Y444B3104 Ticker: 002460
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase
and Share Expansion of a Controlled Subsidiary Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 The Investment Agreement To Be Signed Management For Voted - For
2 Investment In Construction Of A Project Management For Voted - For
3 Amendments To The External Investment Management
System Management For Voted - For
4 Launching Foreign Exchange Hedging Business By The
Company And Subsidiaries Management For Voted - For
5 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
6 Investment In Wealth Management Products With
Proprietary Funds Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Report and its Summary, and Annual
Results Announcement Management For Voted - For
5 2022 Financial Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Remuneration for Auditors Management For Voted - For
8 Remuneration for Directors and Senior Management Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Amendments to Management System for External
Donations and Sponsorships Management For Voted - For
11 Amendments to Management System for Venture Capital
Investment Management For Voted - For
12 2022 Profit Distribution Plan Management For Voted - For
13 General Mandate to Issue A/H Shares w/o Preemptive
Rights Management For Voted - Against
14 Authority to Issue Debt Instruments Management For Voted - For
15 Venture Capital Investment with Proprietary Funds Management For Voted - For
16 2023 Related Party Transactions with Lithium
Americas Corp. Management For Voted - For
1270
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Derivatives Trading with Self-Owned Funds Management For Voted - For
GS YUASA CORPORATION
Security ID: J1770L109 Ticker: 6674
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Osamu Murao Management For Voted - For
4 Elect Masahiro Shibutani Management For Voted - For
5 Elect Kazuhiro Fukuoka Management For Voted - For
6 Elect Hiroaki Matsushima Management For Voted - For
7 Elect Ikuo Otani Management For Voted - For
8 Elect Takayoshi Matsunaga Management For Voted - For
9 Elect Yoshiko Nonogaki Management For Voted - For
10 Elect Masaya Nakagawa as Statutory Auditor Management For Voted - Against
11 Bonus Management For Voted - For
GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD.
Security ID: Y2R33P105 Ticker: 002709
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Setting Up a Wholly-owned Subsidiary to Invest in
the Construction of Two Projects Management For Voted - For
3 Change Of The Implementing Contents Of A Project Management For Voted - For
4 Capital Increase in a Subsidiary Management For Voted - For
5 Change Of The Company S Registered Capital And
Business Scope Management For Voted - For
6 Amendments to Articles Management For Voted - For
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Proposal for Investment in Construction of A Project Management For Voted - For
2 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
4 Board Authorization to Handle Matters Regarding
2022 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Change of The Company's Registered Capital And
Business Scope Management For Voted - For
3 Amendments to Articles Management For Voted - For
1271
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Amendments to Procedural Rules: Board Meetings Management For Voted - For
Meeting Date: 12-Dec-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into a Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale during the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report on the Use of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - Abstain
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Board Authorization to Handle All Related Matters Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
17 Amendments to Articles (Applicable After GDR
Listing) Management For Voted - For
18 Amendments to Procedural Rules: Supervisory Board
Meeting (Applicable after GDR Listing) Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
20 Connected Transactions Regarding Equity Acquisition Management For Voted - For
21 Amendment to Project Financed with Raised Funds Management For Voted - For
22 Amendments to Procedural Rules: Independent
Directors Management For Voted - For
23 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Establishment of Overseas Subsidiaries Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors
Management For Voted - For
2 2022 Work Report of The Supervisory Committee
Management For Voted - For
3 2022 Annual Report And Its Summary
Management For Voted - For
1272
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Audit Report
Management For Voted - For
5 2022 Annual Accounts
Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Reappointment of 2023 Audit Firm
Management For Voted - Against
8 Application for Financing Quota to Relevant
Financial Institutions in 2023
Management For Voted - For
9 2023 Guarantee Quota for Subsidiaries
Management For Voted - For
10 2023 Launching Foreign Exchange Hedging Business
Management For Voted - For
11 Remuneration (Allowance) Plan for Directors And
Senior Management
Management For Voted - For
12 Remuneration (Allowance) Plan for Supervisors
Management For Voted - For
13 Shareholder Return Plan for The Next Three Years
from 2023 to 2025
Management For Voted - For
14 Cancellation of Some Stock Options, And Repurchase
And Cancellation of Some Restricted Stocks Under
The 2021 Stock Option And Restricted Stocks
Incentive Plan
Management For Voted - For
15 Purchase of Wealth Management Products with Some
Proprietary Funds
Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect XU Jinfu Management For Voted - Against
18 Elect GU Bin Management For Voted - For
19 Elect XU Sanshan Management For Voted - For
20 Elect ZHAO Jingwei Management For Voted - For
21 Elect HAN Heng Management For Voted - Against
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect CHEN Limei Management For Voted - For
24 Elect NAN Junmin Management For Voted - For
25 Elect ZHANG Mingqiu Management For Voted - For
26 Elect LI Zhijuan Management For Voted - For
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Elect HE Guilan Management For Voted - For
29 Elect YAO Yuze Management For Voted - Against
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Change Of Some Projects Financed With Raised Funds Management For Voted - For
1273
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
IGO LIMITED
Security ID: Q4875H108 Ticker: IGO
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Tracey J. Arlaud Management For Voted - For
3 Elect Justin Osborne Management For Voted - For
4 Remuneration Report Management For Voted - For
5 Equity Grant (MD/CEO Peter Bradford - FY2022 ST) Management For Voted - For
6 Equity Grant (MD/CEO Peter Bradford - FY2023 LTI) Management For Voted - Against
7 Approval of Termination Payments (Dan Lougher) Management For Voted - For
8 Approve of Employee Incentive Plan Management For Voted - For
9 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Renew Proportional Takeover Management For Voted - For
12 Approval Of Financial Assistance Management For Voted - For
L&F CO., LTD.
Security ID: Y52747105 Ticker: 066970
Meeting Date: 22-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect PARK Ki Sun Management For Voted - For
4 Directors' Fees Management For Voted - For
LG ENERGY SOLUTION LTD.
Security ID: Y5S5CG102 Ticker: 373220
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect PARK Jin Gyu Management For Voted - For
3 Directors' Fees Management For Voted - For
LIONTOWN RESOURCES LIMITED
Security ID: Q5569M105 Ticker: LTR
Meeting Date: 22-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Re-elect Anthony Cipriano Management For Voted - For
4 Elect Shane McLeay Management For Voted - For
5 Elect Adrienne Parker Management For Voted - For
1274
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Equity Grant (MD/CEO Antonino Ottaviano) Management For Voted - For
7 Appointment of Auditor Management For Voted - For
LIVENT CORPORATION
Security ID: 53814L108 Ticker: LTHM
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Paul W. Graves Management For Voted - For
2 Elect Andrea E. Utecht Management For Voted - For
3 Elect Christina Lampe-Onnerud Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
LUCID GROUP, INC.
Security ID: 549498103 Ticker: LCID
Meeting Date: 24-Apr-23 Meeting Type: Annual
1.1 Elect Turqi Alnowaiser Management For Voted - For
1.2 Elect Glenn R. August Management For Voted - Withheld
1.3 Elect Andrew N. Liveris Management For Voted - For
1.4 Elect Sherif Marakby Management For Voted - For
1.5 Elect Nichelle Maynard-Elliott Management For Voted - For
1.6 Elect Chabi Nouri Management For Voted - For
1.7 Elect Peter Rawlinson Management For Voted - For
1.8 Elect Ori Winitzer Management For Voted - For
1.9 Elect Janet S. Wong Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against
5 Amend Charter to Allow Director Removal With or
Without Cause Management For Voted - For
MICROVAST HOLDINGS, INC.
Security ID: 59516C106 Ticker: MVST
Meeting Date: 12-Aug-22 Meeting Type: Annual
1.1 Elect Stephen A. Vogel Management For Voted - Withheld
1.2 Elect Wei Ying Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
1275
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
MINERAL RESOURCES LIMITED
Security ID: Q60976109 Ticker: MIN
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - For
3 Elect Lulezim (Zimi) Meka Management For Voted - For
4 Re-elect James McClements Management For Voted - For
5 Re-elect Susan Corlett Management For Voted - For
6 Equity Grant (MD Chris Ellison - FY2022 Securities) Management For Voted - For
7 Equity Grant (MD Chris Ellison - FY2023 Securities) Management For Voted - For
8 Approve Termination Benefits Management N/A Voted - For
9 Appointment of Auditor Management For Voted - For
NAURA TECHNOLOGY GROUP CO. LTD
Security ID: Y0772M100 Ticker: 002371
Meeting Date: 04-Jul-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
Meeting Date: 05-Aug-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Shares Under 2019 Stock Option and Restricted Stock Management For Voted - For
2 Appointment of Auditor Management For Voted - For
Meeting Date: 14-Sep-22 Meeting Type: Special
1 By-Elect FAN Xiaoning as Director Management For Voted - For
Meeting Date: 29-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHAO Jinrong Management For Voted - For
3 Elect LI Qian Management For Voted - For
4 Elect TAO Haihong Management For Voted - For
5 Elect YE Feng Management For Voted - For
6 Elect SUN Fuqing Management For Voted - For
7 Elect YANG Liu Management For Voted - For
8 Elect OUYANG Yiyun Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect WU Hanming Management For Voted - For
11 Elect CHEN Shenghua Management For Voted - For
1276
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect LUO Yi Management For Voted - For
13 Elect LIU Yi Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect WANG Jin Management For Voted - For
16 Elect GUO Ying Management For Voted - Against
17 Approve Allowance of Independent Directors Management For Voted - For
18 Approve Repurchase and Cancellation of Performance
Shares of the Stock Options and Performance Shares
Incentive Plans Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny4.45000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2023 Estimated Continuing Connected Transactions Management For Voted - For
7 2023 Application For Comprehensive Credit Line Management For Voted - For
8 Provision Of Guarantee For Subsidiaries Management For Voted - For
9 Reappointment Of 2023 Audit Firm Management For Voted - For
10 Elect YANG Zhuo Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
PANASONIC HOLDINGS CORPORATION
Security ID: J6354Y104 Ticker: 6752
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Kazuhiro Tsuga Management For Voted - For
3 Elect Yuki Kusumi Management For Voted - For
4 Elect Tetsuro Homma Management For Voted - For
5 Elect Mototsugu Sato Management For Voted - For
6 Elect Hirokazu Umeda Management For Voted - For
7 Elect Shinobu Matsui Management For Voted - For
8 Elect Kunio Noji Management For Voted - For
9 Elect Michitaka Sawada Management For Voted - For
10 Elect Kazuhiko Toyama Management For Voted - For
11 Elect Yoshinobu Tsutsui Management For Voted - For
12 Elect Yoshiyuki Miyabe Management For Voted - For
13 Elect Ayako Shotoku Ayako Kurama Management For Voted - For
14 Elect Keita Nishiyama Management For Voted - For
15 Elect Hidetoshi Baba as Statutory Auditor Management For Voted - For
16 Amendment to Restricted Stock Plan Management For Voted - For
1277
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Statutory Auditors' Fees Management For Voted - For
PILBARA MINERALS LIMITED
Security ID: Q7539C100 Ticker: PLS
Meeting Date: 17-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management For Voted - For
3 Re-elect Anthony W. Kiernan Management For Voted - For
4 Re-elect Nicholas (Nick) L. Cernotta Management For Voted - For
5 Ratify Placement of Securities Management For Voted - For
6 Equity Grant (MD/CEO Dale Henderson) Management For Voted - For
7 Approve Increase in NEDs' Fee Cap Management N/A Voted - For
QUANTUMSCAPE CORPORATION
Security ID: 74767V109 Ticker: QS
Meeting Date: 20-Sep-22 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - Withheld
1.7 Elect Gena C. Lovett Management For Voted - For
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - For
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Advisory Vote on Executive Compensation Management For Voted - Against
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Jagdeep Singh Management For Voted - For
1.2 Elect Frank Blome Management For Voted - For
1.3 Elect Brad W. Buss Management For Voted - For
1.4 Elect Jeneanne Hanley Management For Voted - For
1.5 Elect Susan Huppertz Management For Voted - For
1.6 Elect Jurgen Leohold Management For Voted - For
1.7 Elect Gena C. Lovett Management For Voted - Withheld
1.8 Elect Fritz Prinz Management For Voted - For
1.9 Elect Dipender Saluja Management For Voted - For
1.10 Elect J.B. Straubel Management For Voted - For
1.11 Elect Jens Wiese Management For Voted - For
2 Ratification of Auditor Management For Voted - For
1278
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - For
RIVIAN AUTOMOTIVE, INC.
Security ID: 76954A103 Ticker: RIVN
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Karen Boone Management For Voted - For
2 Elect Rose Marcario Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Shareholder Proposal Regarding Human Rights Policy Shareholder Against Voted - For
SAMSUNG SDI CO., LTD.
Security ID: Y74866107 Ticker: 006400
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - For
2 Elect JUN Young Hyun Management For Voted - Against
3 Elect KWON Oh Kyung Management For Voted - For
4 Elect KIM Duk Hyun Management For Voted - For
5 Elect LEE Mi Kyung Management For Voted - For
6 Election of Audit Committee Member: KWON Oh Kyung Management For Voted - For
7 Election of Audit Committee Member: LEE Mi Kyung Management For Voted - For
8 Election of Independent Director to Be Appointed as
Audit Committee Member: CHOI Won Wook Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
SAYONA MINING LIMITED
Security ID: Q8329N108 Ticker: SYA
Meeting Date: 16-Nov-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Report Management N/A Voted - Against
3 Re-elect Paul Crawford Management For Voted - For
4 Ratify Placement of Securities Management For Voted - For
5 Approve Issue of Securities (Acuity Capital) Management For Voted - For
6 Ratify Placement of Securities (Piedmont Lithium
Inc) Management For Voted - For
7 Approve Employee Share & Option Plan Management N/A Voted - Against
1279
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO LTD
Security ID: Y7T892106 Ticker: 603659
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Eligibility for the Company's Private Placement of
A Shares Management For Voted - Against
2 Types and Nominal Value Management For Voted - Against
3 Issuance Type and Date Management For Voted - Against
4 Issuance Size and Amount of Raised Funds Management For Voted - Against
5 Issuance Target and Subscription Method Management For Voted - Against
6 Pricing Benckmark Date, Pricing Principle and
Issuance Price Management For Voted - Against
7 Use of Proceeds Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Distribution Arrangement of Accumulated
Undistributed Profits Management For Voted - Against
11 Validity of the Resolution Management For Voted - Against
12 Preliminary Plan for the Company's 2022 Private
Placement of A Shares Management For Voted - Against
13 Feasibility Report of the Company's 2022 Private
Placement of A Shares Management For Voted - Against
14 Report of Deposit and Use of Previously Raised Funds Management For Voted - For
15 Indemnification Arrangements for Diluted Current
Earnings and Commitments Management For Voted - Against
16 Board Authorization to Handle Matters of the
Company's 2022 Private Placement of A Shares Management For Voted - Against
17 Establishment of a Special Account for the
Company's 2022 Private Placement of A Shares Management For Voted - Against
18 Shareholder Returns Plan for Next Three Years (2022
- 2024) Management For Voted - For
19 Amendments to Articles Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Proposal for Adjustment of the Repurchase Price of
2018 Restricted Stocks and Cancellation and
Repurchase of Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Special
1 2023 Application For Credit Line By The Company And
Its Subsidiaries Management For Voted - For
2 2023 Guarantee For Wholly-Owned And Controlled
Subsidiaries Management For Voted - Against
3 2023 Securities Investment And Derivatives
Transaction Management System Management For Voted - For
1280
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Registration And Issuance Of Debt Financing
Instruments Management For Voted - For
2 2023 Information Disclosure Affairs Management
System for Interbank Debt Financing Instruments Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Misc. Management Proposal Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Special
1 Investment in a Production Project Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Special
1 Increase Production Capacity and Investment in the
Negative Electrode Material Project in Sichuan
Production Base Management For Voted - For
SHENZHEN CAPCHEM TECHNOLOGY CO. LTD.
Security ID: Y77316100 Ticker: 300037
Meeting Date: 08-Sep-22 Meeting Type: Special
1 2022 Restricted Share Incentive Plan (draft) and
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For
4 Launching Interest Swap Business Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Increase of the Quota of Idle Raised Funds and
Proprietary Funds for Cash Management Management For Voted - For
2 Change of the Raised Fund Investment Method for
Some Pervious Projects Financed With Raised Funds Management For Voted - For
3 Amendments to Articles Management For Voted - For
1281
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Launching Financial Derivatives Business Management For Voted - For
10 Cash Management With Idle Proprietary Funds And
Raised Funds Management For Voted - For
11 Investment in a Construction of a Project Management For Voted - For
12 Participating in Refinancing Securities Lending
Business Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Formulation of Allowance Management System for
Directors and Supervisors Management For Voted - For
15 Adjustment of Remuneration for Independent Directors Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect QIN Jiusan Management For Voted - For
18 Elect ZHOU Dawen Management For Voted - For
19 Elect ZHENG Zhongtian Management For Voted - For
20 Elect ZHONG Meihong Management For Voted - Against
21 Elect ZHOU Aiping Management For Voted - For
22 Elect XIE Weidong Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect WANG Yong Management For Voted - For
25 Elect ZHANG Xiaoling Management For Voted - For
26 Elect MENG Hong Management For Voted - For
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Elect ZHANG Guiwen Management For Voted - Against
29 Elect ZHANG Yunwen Management For Voted - For
SHENZHEN YINGHE TECHNOLOGY CO LTD.
Security ID: Y7748U108 Ticker: 300457
Meeting Date: 11-Oct-22 Meeting Type: Special
1 Approval of Line of Credit Management For Voted - For
2 Appointment of Auditor Management For Voted - For
Meeting Date: 24-Oct-22 Meeting Type: Special
1 Elect ZHENG Yingxia as a Non-Independent Director Management For Voted - For
1282
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIGMA LITHIUM CORPORATION
Security ID: 826599102 Ticker: SGML
Meeting Date: 30-Jun-23 Meeting Type: Annual
1.1 Elect Calvyn Gardner Management For Voted - For
1.2 Elect Ana Cristina Cabral Management For Voted - For
1.3 Elect Bechara S. Azar Management For Voted - For
1.4 Elect Cesar Chicayban Management For Voted - For
1.5 Elect Marcelo Paiva Management For Voted - Withheld
1.6 Elect Jose Lucas Ferreira de Melo Management For Voted - For
1.7 Elect Alexandre Rodrigues Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Approval of 2023 Equity Incentive Plan Management For Voted - For
SIMPLO TECHNOLOGY CO., LTD
Security ID: Y7987E104 Ticker: 6121
Meeting Date: 31-May-23 Meeting Type: Annual
1 2022 Business Report and Financial Statements Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 Elect SUNG Fu-Hsiang Management For Voted - Against
4 Elect Representative of Bon Shin International
Investment Co.,
Ltd. Management For Voted - Abstain
5 Elect CHEN Tai-Ming Management For Voted - Against
6 Elect WANG Chen-Wei Management For Voted - For
7 Elect LIN Pi-Jung Management For Voted - For
8 Elect CHIU Kuan-Hsun Management For Voted - For
9 Elect CHU Chih-Hao Management For Voted - For
10 Non-Compete Restrictions for Directors Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A.
Security ID: 833635105 Ticker: SQM-A
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Appointment of Risk Rating Agency Management For Voted - For
4 Appointment of Account Inspectors Management For Voted - For
5 Investment Policy Management For Voted - For
6 Finance Policy Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Elect Antonio Gil Nievas Management For Voted - For
9 Elect Laurence Golborne Riveros Management N/A Voted - Abstain
10 Directors and Committees' Fees Management For Voted - Against
11 Publication of Company Notices Management For Voted - For
1283
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUNWODA ELECTRONIC CO. LTD.
Security ID: Y8309D105 Ticker: 300207
Meeting Date: 14-Jul-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
2 GDR Issuance and Listing on the SIX Swiss Exchange
or London Stock Exchange and Conversion into A
Company Limited by Shares which Raised Funds
Overseas Management For Voted - For
3 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Stock Type and
Par Value Management For Voted - For
4 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Date Management For Voted - For
5 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Method Management For Voted - For
6 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Scale Management For Voted - For
7 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: GDR Scale During
the Duration Management For Voted - For
8 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Conversion Ratio
of GDRs and Basic Securities of A Shares Management For Voted - For
9 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Pricing Method Management For Voted - For
10 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Targets Management For Voted - For
11 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Listing Place Management For Voted - For
12 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Conversion Limit
Period of GDRs and Basic Securities of A Shares Management For Voted - For
13 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Underwriting
Method Management For Voted - For
14 Report On The Use Of Previously Raised Funds As Of
March 31, 2022 Management For Voted - For
15 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
16 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Or
London Stock Exchange Management For Voted - For
17 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange or London Stock Exchange Management For Voted - For
18 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the SIX Swiss Exchange or
London Stock Exchange Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
1284
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Amendments to the Company's Articles of Association
and Its Appendix Management For Voted - For
21 Amendments to the Company's Articles of Association
and Its Appendix (Applicable after GDR Listing) Management For Voted - For
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Connected Transaction Regarding Sunwoda Huizhou New
Energy Co., Ltd.'s Capital Increase in Sunwoda
Electric Vehicle Battery Co., Ltd. Management For Voted - For
2 External Investors Capital Increase in Sunwoda
Electric Vehicle Battery Co., Ltd. Management For Voted - For
3 Connected Transaction Regarding Convertible Bond
Loans of Sunwoda Electric Vehicle Battery Co., Ltd. Management For Voted - For
4 Amendments to Management System for External
Guarantees Management For Voted - For
5 Amendments to Management System for External
Investment Management For Voted - For
6 Amendments to Management System for Connected
Transactions Management For Voted - For
7 Amendments to Work System for Independent Directors Management For Voted - For
8 Amendments to Management System for Raised Funds Management For Voted - For
9 Amendments to Management System for Cumulative
Voting Management For Voted - For
10 Amendments to Management System for Audit Firm
Appointment Management For Voted - For
11 Amendments to Procedural Rules for Online Voting Management For Voted - For
Meeting Date: 11-Oct-22 Meeting Type: Special
1 Investment Project Agreement Signed with Yichang
Municipal People's Government Management For Voted - For
2 Investment Project Agreement Signed with Yiwu
Municipal People's Government Management For Voted - For
3 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Remuneration Plan For Directors, Supervisors And
Senior Management Management For Voted - For
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Approve Provision of Guarantees Management For Voted - For
Meeting Date: 07-Feb-23 Meeting Type: Special
1 2023 Estimated Additional Continuing Connected
Transactions Management For Voted - For
1285
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Provision Of External Guarantee By Sub-Subsidiaries Management For Voted - For
2 Provision of Guarantee for the Sale and Service
Launched by Controlled Subsidiaries Management For Voted - Against
Meeting Date: 29-Mar-23 Meeting Type: Special
1 Cash Management with the Company's and its
Subsidiaries' Idle Proprietary Funds Management For Voted - For
2 Approval of Line of Credit Management For Voted - For
3 The Company and Its Subsidiaries to Launch Futures
Hedging Business Management For Voted - For
4 Eligibility for Private Placement Management For Voted - Against
5 Issuance Type and Value Management For Voted - Against
6 Issuance Method and Date Management For Voted - Against
7 Pricing Date, Price and Pricing Method Management For Voted - Against
8 Issuance Targets and Subscription Method Management For Voted - Against
9 Issuance Volume Management For Voted - Against
10 Lockup Period Management For Voted - Against
11 Listing Market Management For Voted - Against
12 Arrangements to Accumulate Undistributed Profits
Before the Issuance Management For Voted - Against
13 Use of Proceeds Management For Voted - Against
14 Valid Period of Resolution Management For Voted - Against
15 Approval of Preliminary Plan of 2023 Private
Placement Management For Voted - Against
16 Analysis Report on Use of Proceeds for 2023 Private
Placement Management For Voted - Against
17 Feasibility Report on Use of Proceeds for 2023
Private Placement Management For Voted - Against
18 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
19 Board Authorization to Implement 2023 Private
Placement Management For Voted - Against
20 2023-2025 Shareholder Returns Plan Management For Voted - For
21 Management Commitments on Dilutive Measures for the
2023 Private Placement Management For Voted - Against
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Change of Sales Agreement and Provision of
Guarantees to Sales Business Management For Voted - Abstain
8 Authority to Give Guarantees to Subsidiary Management For Voted - Against
1286
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
TDK CORPORATION
Security ID: J82141136 Ticker: 6762
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Noboru Saito Management For Voted - For
4 Elect Tetsuji Yamanishi Management For Voted - For
5 Elect Shigenao Ishiguro Management For Voted - For
6 Elect Shigeki Sato Management For Voted - For
7 Elect Kozue Nakayama Management For Voted - For
8 Elect Mutsuo Iwai Management For Voted - For
9 Elect Shoei Yamana Management For Voted - For
10 Elect Takakazu Momozuka Management For Voted - For
11 Elect Masato Ishikawa Management For Voted - For
12 Elect Douglas K. Freeman Management For Voted - For
13 Elect Chizuko Yamamoto Management For Voted - For
14 Elect Takashi Fujino Management For Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 04-Aug-22 Meeting Type: Annual
1 Elect Ira Ehrenpreis Management For Voted - Against
2 Elect Kathleen Wilson-Thompson Management For Voted - Against
3 Reduce Director Terms from Three Years to Two Years Management For Voted - For
4 Elimination of Supermajority Requirement Management For Voted - For
5 Increase in Authorized Common Stock Management For Voted - For
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Proxy Access Shareholder Against Voted - For
8 Shareholder Proposal Regarding Report on
Effectiveness of Workplace Sexual Harassment and
Discrimination Policies Shareholder Against Voted - For
9 Shareholder Proposal Regarding Board Diversity
Aligned with Customer Base and Regional Operations Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on The Impact
of Mandatory Arbitration Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Lobbying Activity
Alignment with the Paris Agreement Shareholder Against Voted - For
12 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
13 Shareholder Proposal Regarding Report on Ending
Child Labor Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Water Risk Exposure Shareholder Against Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect Elon Musk Management For Voted - For
1287
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Robyn M. Denholm Management For Voted - For
3 Elect J.B. Straubel Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Key Person Risk
Report Shareholder Against Voted - Against
THE JAPAN STEEL WORKS,LTD.
Security ID: J27743129 Ticker: 5631
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Toshio Matsuo Management For Voted - For
4 Elect Junichiro Deguchi Management For Voted - For
5 Elect Hiroki Kikuchi Management For Voted - For
6 Elect Shigeki Inoue Management For Voted - For
7 Elect Motoyuki Shibata Management For Voted - For
8 Elect Yoshiyuki Nakanishi Management For Voted - For
9 Elect Hisao Mitsui Management For Voted - For
10 Elect Yasuyuki Kuriki Management For Voted - For
11 Elect Junko Kawamura Management For Voted - For
12 Elect Shingo Mito Management For Voted - Against
13 Elect Saori Yamaguchi Management For Voted - For
TIANQI LITHIUM CORPORATION
Security ID: Y79327105 Ticker: 002466
Meeting Date: 18-Nov-22 Meeting Type: Special
1 To Consider and Approve the Change of Domestic
Auditor of the Company from ShineWing to KPMG and
Appoint KPMG As the Company's International Auditor
for the Year Ending 31 December 2022 Management For Voted - For
Meeting Date: 14-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIANG Weiping Management For Voted - For
3 Elect JIANG Anqi Management For Voted - For
4 Elect XIA Juncheng Management For Voted - For
5 Elect ZOU Jun Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect XIANG Chuan Management For Voted - For
8 Elect TANG Guoqiong Management For Voted - For
9 Elect HUANG Wei Management For Voted - For
10 Elect WU Changhua Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
1288
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect WANG Dongjie Management For Voted - For
13 Elect CHEN Zemin Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Authority to Issue Debt Instruments Management For Voted - For
9 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
10 Approval of Line of Credit and Provision of
Guarantees Management For Voted - For
11 Authority to Issue A Shares or H Shares Management For Voted - Against
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Security ID: Y9717H100 Ticker: 300450
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Change Of The Purpose Of The Raised Funds Management For Voted - For
Meeting Date: 15-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Application for Comprehensive Credit Line to Banks
by the Company and Subsidiaries Management For Voted - For
3 Purchase of Wealth Management Products with Idle
Proprietary Funds by the Company and Its
Subsidiaries Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny5.37000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2022 Fund Occupation by Controlling Shareholders
and Other Related Parties and External Guarantee Management For Voted - For
7 2023 Remuneration For Directors And Senior
Management Management For Voted - For
1289
Global X Lithium & Battery Tech ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Appointment of Auditor Management For Voted - For
YUNNAN ENERGY NEW MATERIAL CO LTD
Security ID: Y9881M109 Ticker: 002812
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits Management For Voted - For
5 2022 Annual Report and its Summary Management For Voted - For
6 Reappointment of Auditor and Internal Control
Auditor Management For Voted - For
7 2022 Directors' Fees Management For Voted - For
8 2022 Supervisory Board Fees Management For Voted - For
9 Proposal for 2023 Line of Credit Management For Voted - For
10 Proposal for 2023 Guarantee Given within
Consolidated Statement Management For Voted - Against
11 Proposal for 2023 Deposit, Loan and Guarantee
Business with Related Bank Management For Voted - For
12 Proposal to Offer Financial Aids to its Subsidiaries Management For Voted - For
13 Proposal to Establish Various Functional Committees
for the Fifth Board of Directors Management For Voted - For
14 Elect Paul LEE Xiaoming Management For Voted - For
15 Elect LI Xiaohua Management For Voted - Against
16 Elect Yan Ma Management For Voted - For
17 Elect Alex CHENG Management For Voted - For
18 Elect MA Weihua Management For Voted - For
19 Elect FENG Jie Management For Voted - For
20 Elect SHOU Chunyan Management For Voted - For
21 Elect PAN Siming Management For Voted - For
22 Elect ZHANG Jing Management For Voted - For
23 Elect ZHANG Tao Management For Voted - For
24 Elect LI Bing Management For Voted - Against
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-May-23 Meeting Type: Special
1 Approve Extension of Resolution Validity Period of
Private Placement Management For Voted - For
2 Approve Extension of Authorization of the Board on
Private Placement Management For Voted - For
1290
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADOBE INC.
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Elect Amy L. Banse Management For Voted - For
2 Elect Brett Biggs Management For Voted - For
3 Elect Melanie Boulden Management For Voted - For
4 Elect Frank A. Calderoni Management For Voted - For
5 Elect Laura B. Desmond Management For Voted - For
6 Elect Shantanu Narayen Management For Voted - For
7 Elect Spencer Neumann Management For Voted - For
8 Elect Kathleen Oberg Management For Voted - For
9 Elect Dheeraj Pandey Management For Voted - For
10 Elect David A. Ricks Management For Voted - For
11 Elect Daniel Rosensweig Management For Voted - For
12 Elect John E. Warnock Management For Voted - For
13 Amendment to the 2019 Equity Incentive Plan Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Report on Hiring
Practices for People With Arrest Records Shareholder Against Voted - Against
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102 Ticker: BABA
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Elect Daniel Yong ZHANG Management For Voted - For
2 Elect Jerry YANG Chih-Yuan Management For Voted - For
3 Elect Wan Ling Martello Management For Voted - For
4 Elect SHAN Weijian Management For Voted - For
5 Elect Irene LEE Yun Lien Management For Voted - For
6 Elect Albert NG Kong Ping Management For Voted - For
7 Appointment of Auditor Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - For
6 Elect R. Martin Chavez Management For Voted - For
1291
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
1292
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 1997 Stock Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Government
Requests for Content and Product Removal Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Government Takedown Requests Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Alignment
with Climate Commitments Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
24 Shareholder Proposal Regarding Cost Benefit
Analysis of DEI Programs Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
26 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
27 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Report Evaluating
Animal Welfare Standards Shareholder Against Voted - Against
29 Shareholder Proposal Regarding Formation of Public
Policy Committee Shareholder Against Voted - Against
30 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
31 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
32 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - Against
33 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
1293
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Ronald D. Sugar Management For Voted - For
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
CAPCOM CO., LTD.
Security ID: J05187109 Ticker: 9697
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Kenzo Tsujimoto Management For Voted - For
4 Elect Haruhiro Tsujimoto Management For Voted - For
5 Elect Satoshi Miyazaki Management For Voted - For
6 Elect Yoichi Egawa Management For Voted - For
7 Elect Kenkichi Nomura Management For Voted - For
8 Elect Yoshinori Ishida Management For Voted - For
9 Elect Ryozo Tsujimoto Management For Voted - For
10 Elect Toru Muranaka Management For Voted - For
11 Elect Yutaka Mizukoshi Management For Voted - For
12 Elect Wataru Kotani Management For Voted - For
13 Elect Toshiro Muto Management For Voted - For
14 Elect Yumi Hirose Management For Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 08-Dec-22 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Wesley G. Bush Management For Voted - For
3 Elect Michael D. Capellas Management For Voted - For
4 Elect Mark S. Garrett Management For Voted - For
5 Elect John D. Harris II Management For Voted - For
6 Elect Kristina M. Johnson Management For Voted - For
7 Elect Roderick C. McGeary Management For Voted - For
8 Elect Sarah Rae Murphy Management For Voted - For
9 Elect Charles H. Robbins Management For Voted - For
10 Elect Brenton L. Saunders Management For Voted - For
1294
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Lisa T. Su Management For Voted - For
12 Elect Marianna Tessel Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
COINBASE GLOBAL, INC.
Security ID: 19260Q107 Ticker: COIN
Meeting Date: 16-Jun-23 Meeting Type: Annual
1.1 Elect Frederick Ernest Ehrsam III Management For Voted - Withheld
1.2 Elect Kathryn Haun Management For Voted - Withheld
1.3 Elect Kelly A. Kramer Management For Voted - For
1.4 Elect Tobias Lutke Management For Voted - For
1.5 Elect Gokul Rajaram Management For Voted - For
1.6 Elect Fred Wilson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
DENA CO.,LTD.
Security ID: J1257N107 Ticker: 2432
Meeting Date: 25-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Tomoko Namba Management For Voted - Against
4 Elect Shingo Okamura Management For Voted - For
5 Elect Jun Oi Management For Voted - For
6 Elect Keigo Watanabe Management For Voted - For
7 Elect Hiroyasu Asami Management For Voted - For
8 Elect Haruo Miyagi Management For Voted - For
9 Elect Sachiko Kuno Management For Voted - For
10 Elect Nobuko Inaba Management For Voted - For
11 Elect Atsuko Sato Management For Voted - For
FRONTIER DEVELOPMENTS PLC
Security ID: G36793100 Ticker: FDEV
Meeting Date: 08-Nov-22 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Alexander Bevis Management For Voted - For
3 Elect David Braben Management For Voted - For
4 Elect Charles Cotton Management For Voted - For
5 Elect David Gammon Management For Voted - For
6 Elect Ilse Howling Management For Voted - For
7 Elect James G. Mitchell Management For Voted - For
1295
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect David J. Walsh Management For Voted - Against
9 Elect Jonny Watts Management For Voted - For
10 Elect James Dixon Management For Voted - For
11 Elect David Wilton Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
16 Authority to Repurchase Shares Management For Voted - For
GUNGHO ONLINE ENTERTAINMENT, INC.
Security ID: J18912105 Ticker: 3765
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Kazuki Morishita Management For Voted - For
3 Elect Kazuya Sakai Management For Voted - For
4 Elect Yoshinori Kitamura Management For Voted - For
5 Elect Koji Yoshida Management For Voted - For
6 Elect Akihiko Ichikawa Management For Voted - For
7 Elect Norikazu Oba Management For Voted - For
8 Elect Hidetsugu Onishi Management For Voted - For
9 Elect Keiji Miyakawa Management For Voted - For
10 Elect Susumu Tanaka Management For Voted - For
11 Elect Hitomi Iwase Management For Voted - For
12 Performance-Linked
Compensation for Executive
Directors Management For Voted - For
HITRON TECHNOLOGY INC
Security ID: Y32275102 Ticker: 2419
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect April HUANG Management For Voted - For
2 Elect Amy LIU Management For Voted - For
3 Elect Peter CHEN Management For Voted - Against
4 Elect David CHOU Management For Voted - For
5 Elect Patrick Chiu Management For Voted - For
6 Elect Adams Lee Management For Voted - For
7 Elect Mao-Chao LIN Management For Voted - For
8 Elect Lo-Min CHEN Management For Voted - For
9 Elect David LEE Management For Voted - For
10 To Accept The 2022 Business Report And Financial
Statements Management For Voted - For
11 To Accept the Proposal for Distribution of 2022
Profits Management For Voted - For
12 To Approve The Amendment To Rules And Procedures
For Shareholders Meeting Management For Voted - For
1296
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 To Lift Non-competition Restrictions on
Newly-Elected Directors and Their Representatives Management For Voted - For
KEYWORDS STUDIOS PLC
Security ID: G5254U108 Ticker: KWS
Meeting Date: 26-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Remuneration Report Management For Voted - For
4 Final Dividend Management For Voted - For
5 Elect Don Robert Management For Voted - For
6 Elect Bertrand Bodson Management For Voted - For
7 Elect Georges Fornay Management For Voted - For
8 Elect Charlotta Ginman Management For Voted - For
9 Elect Jon E. Hauck Management For Voted - For
10 Elect Marion Sears Management For Voted - For
11 Elect Neil Thompson Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Authority to Set Auditor's Fees Management For Voted - For
14 Authority to Issue Shares w/ Preemptive Rights Management For Voted - For
15 Increase in NED Fee Cap Management For Voted - For
16 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights
(Specified Capital Investment) Management For Voted - For
18 Authority to Repurchase Shares Management For Voted - For
KOEI TECMO HOLDINGS CO., LTD.
Security ID: J8239A103 Ticker: 3635
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Keiko Erikawa Management For Voted - For
4 Elect Yoichi Erikawa Management For Voted - Against
5 Elect Hisashi Koinuma Management For Voted - For
6 Elect Yosuke Hayashi Management For Voted - Against
7 Elect Kenjiro Asano Management For Voted - For
8 Elect Mei Erikawa Management For Voted - For
9 Elect Yasuharu Kakihara Management For Voted - For
10 Elect Masao Tejima Management For Voted - For
11 Elect Hiroshi Kobayashi Management For Voted - For
12 Elect Tatsuo Sato Management For Voted - For
13 Elect Michiaki Ogasawara Management For Voted - For
14 Elect Fumiko Hayashi Management For Voted - For
1297
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
KRAFTON INC.
Security ID: Y0929C104 Ticker: 259960
Meeting Date: 28-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Share Option Grant Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Elect YOON Kuh Management For Voted - For
5 Elect CHANG Byung Gyu Management For Voted - Against
6 Elect KIM Chang Han Management For Voted - For
7 Election of Independent Director to Be Appointed as
Audit Committee Member: CHUNG Bo Ra Management For Voted - For
MATTERPORT, INC.
Security ID: 577096100 Ticker: MTTR
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Jason Krikorian Management For Voted - Withheld
1.2 Elect Susan J. Repo Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: META
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - Withheld
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Content
Management in India Shareholder Against Voted - For
1298
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Shareholder Proposal Regarding Lobbying Activity
Alignment with Net-Zero Emissions Commitment Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Targets and Report
on Child Safety Impacts Shareholder Against Voted - For
12 Shareholder Proposal Regarding Calibrating
Executive Pay to Externalized Costs Shareholder Against Voted - Against
13 Shareholder Proposal Regarding Assessment of Audit
and Risk Oversight Committee Shareholder Against Voted - For
MICROSOFT CORPORATION
Security ID: 594918104 Ticker: MSFT
Meeting Date: 13-Dec-22 Meeting Type: Annual
1 Elect Reid G. Hoffman Management For Voted - For
2 Elect Hugh F. Johnston Management For Voted - For
3 Elect Teri L. List Management For Voted - For
4 Elect Satya Nadella Management For Voted - For
5 Elect Sandra E. Peterson Management For Voted - For
6 Elect Penny S. Pritzker Management For Voted - For
7 Elect Carlos A. Rodriguez Management For Voted - For
8 Elect Charles W. Scharf Management For Voted - For
9 Elect John W. Stanton Management For Voted - For
10 Elect John W. Thompson Management For Voted - For
11 Elect Emma N. Walmsley Management For Voted - For
12 Elect Padmasree Warrior Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Ratification of Auditor Management For Voted - For
15 Shareholder Proposal Regarding Cost Benefit
Analysis of Global Diversity and Inclusion Efforts Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Report on Hiring
Practices Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Managing Climate
Risk in Employee Retirement Options Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Report on Government
Use of Technology Shareholder Against Voted - For
19 Shareholder Proposal Regarding Risks of Developing
Military Weapons Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
MIXI, INC.
Security ID: J45993110 Ticker: 2121
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
1299
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Koki Kimura Management For Voted - For
3 Elect Hiroyuki Osawa Management For Voted - For
4 Elect Tatsuma Murase Management For Voted - For
5 Elect Kenji Kasahara Management For Voted - For
6 Elect Satoshi Shima Management For Voted - For
7 Elect Akihisa Fujita Management For Voted - For
8 Elect Yuki Nagata Yuki Shimizu Management For Voted - For
9 Elect Yuichiro Nishimura Management For Voted - For
10 Elect Nozomi Ueda Management For Voted - For
11 Elect Yoshiya Usami as Alternate Statutory Auditor Management For Voted - For
12 Adoption of Restricted Stock Plan Management For Voted - For
MODERN TIMES GROUP MTG AB
Security ID: W56523231 Ticker: MTGB
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Agenda Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Compliance with the Rules of Convocation Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Accounts and Reports Management For Voted - For
14 Allocation of Profits/Dividends Management For Voted - For
15 Ratify Simon Duffy Management For Voted - For
16 Ratify Natalie Tydeman Management For Voted - For
17 Ratify Gerhard Florin Management For Voted - For
18 Ratify Dawn Hudson Management For Voted - For
19 Ratify Marjorie Lao Management For Voted - For
20 Ratify Chris Carvalho Management For Voted - For
21 Ratify Simon Leung Management For Voted - For
22 Ratify Florian Schuhbauer Management For Voted - For
23 Ratify Maria Redin (CEO) Management For Voted - For
24 Remuneration Report Management For Voted - Against
25 Board Size Management For Voted - For
26 Directors' Fees Management For Voted - For
27 Authority to Set Auditor's Fees Management For Voted - For
28 Elect Christopher Carvalho Management For Voted - Against
29 Elect Simon Duffy Management For Voted - For
30 Elect Gerhard Florin Management For Voted - For
31 Elect Simon Leung Management For Voted - For
32 Elect Natalie Tydeman Management For Voted - Against
1300
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
33 Elect Florian Schuhbauer Management For Voted - For
34 Elect Liia Nou Management For Voted - For
35 Elect Susanne Maas Management For Voted - For
36 Elect Simon Duffy as Chair Management For Voted - For
37 Number of Auditors Management For Voted - For
38 Appointment of Auditor Management For Voted - For
39 Adoption of Share-Based Incentives (2023 Incentive
Plan) Management For Voted - Against
40 Authority to Issue C Shares (2023 Incentive Plan) Management For Voted - Against
41 Authority to Repurchase C Shares (2023 Incentive
Plan) Management For Voted - Against
42 Authority to Transfer Own B Shares (2023 Incentive
Plan) Management For Voted - Against
43 Approve Equity Swap Agreement Management For Voted - Against
44 Authority to Issue C Shares (2022 Incentive Plan) Management For Voted - For
45 Authority to Repurchase Own C Shares (2022
Incentive Plan) Management For Voted - For
46 Cancellation of Shares Management For Voted - For
47 Authority to Repurchase and Reissue Shares Management For Voted - For
48 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
49 Directed Share Issue (Ninja Kiwi) Management For Voted - For
50 Non-Voting Agenda Item N/A N/A Non-Voting
51 Non-Voting Meeting Note N/A N/A Non-Voting
52 Non-Voting Meeting Note N/A N/A Non-Voting
53 Non-Voting Meeting Note N/A N/A Non-Voting
54 Non-Voting Meeting Note N/A N/A Non-Voting
NCSOFT CORPORATION
Security ID: Y6258Y104 Ticker: 036570
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect CHOIE Young Ju Management For Voted - For
3 Elect CHOI JAE Cheon Management For Voted - For
4 Election of Audit Committee Member: CHUNG Kyo Hwa Management For Voted - For
5 Directors' Fees Management For Voted - Against
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Elect William Lei Ding Management For Voted - For
2 Elect Grace Hui Tang Management For Voted - Against
3 Elect Alice Yu-Fen Cheng Management For Voted - For
4 Elect Joseph Tong Management For Voted - Against
5 Elect Michael Man Kit Leung Management For Voted - For
1301
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of Auditor Management For Voted - For
7 Amended and Restated Articles of Association Management For Voted - For
8 Amendment to the 2019 Share Incentive Plan Management For Voted - Against
NETMARBLE CORPORATION
Security ID: Y6S5CG100 Ticker: 251270
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Financial Statement and Allocation of
Profits/Dividends Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Elect BANG Jun Hyuk Management For Voted - For
4 Elect KWON Young Sig Management For Voted - For
5 Elect DO Gi Uk Management For Voted - For
6 Elect Piao Yanli Management For Voted - Against
7 Elect YOON Dae Kyun Management For Voted - For
8 Elect LEE Dong Heon Management For Voted - For
9 Elect HWANG Deuk Soo Management For Voted - Against
10 Election of Audit Committee Member: YOON Dae Kyun Management For Voted - For
11 Election of Audit Committee Member: LEE Dong Heon Management For Voted - For
12 Election of Audit Committee Member: HWANG Deuk Soo Management For Voted - Against
13 Directors' Fees Management For Voted - For
NEXON CO., LTD.
Security ID: J4914X104 Ticker: 3659
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Owen Mahoney Management For Voted - Against
3 Elect Shiro Uemura Management For Voted - For
4 Elect Junghun LEE Management For Voted - For
5 Elect Patrick Soderlund Management For Voted - For
6 Elect Mitchell Lasky Management For Voted - For
7 Equity Compensation Plan Management For Voted - For
NINTENDO CO LTD
Security ID: J51699106 Ticker: 7974
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect Shuntaro Furukawa Management For Voted - For
4 Elect Shigeru Miyamoto Management For Voted - For
5 Elect Shinya Takahashi Management For Voted - For
6 Elect Satoru Shibata Management For Voted - For
7 Elect Ko Shiota Management For Voted - For
1302
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Chris Meledandri Management For Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Robert K. Burgess Management For Voted - For
2 Elect Tench Coxe Management For Voted - For
3 Elect John O. Dabiri Management For Voted - For
4 Elect Persis S. Drell Management For Voted - For
5 Elect Jen-Hsun Huang Management For Voted - For
6 Elect Dawn Hudson Management For Voted - For
7 Elect Harvey C. Jones Management For Voted - For
8 Elect Michael G. McCaffery Management For Voted - For
9 Elect Stephen C. Neal Management For Voted - For
10 Elect Mark L. Perry Management For Voted - For
11 Elect A. Brooke Seawell Management For Voted - For
12 Elect Aarti Shah Management For Voted - For
13 Elect Mark A. Stevens Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
16 Ratification of Auditor Management For Voted - For
PARADOX INTERACTIVE AB
Security ID: W7S83E109 Ticker: PDX
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Election of Presiding Chair Management For Voted - For
7 Voting List Management For Voted - For
8 Agenda Management For Voted - For
9 Minutes Management For Voted - For
10 Compliance with the Rules of Convocation Management For Voted - For
11 Accounts and Reports Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Ratify Hakan Sjunnesson Management For Voted - For
14 Ratify Fredrik Wester Management For Voted - For
15 Ratify Mathias Hermansson Management For Voted - For
16 Ratify Linda Hoglund Management For Voted - For
17 Ratify Andras Vajlok Management For Voted - For
18 Board Size Management For Voted - For
19 Directors' Fees Management For Voted - For
20 Authority to Set Auditor's Fees Management For Voted - For
1303
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Elect Hakan Sjunnesson Management For Voted - For
22 Elect Fredrik Wester Management For Voted - For
23 Elect Mathias Hermansson Management For Voted - For
24 Elect Linda Hoglund Management For Voted - For
25 Elect Andras Vajlok Management For Voted - For
26 Elect Hakan Sjunnesson as Chair Management For Voted - For
27 Appointment of Auditor Management For Voted - For
28 Approval of Nomination Committee Guidelines Management For Voted - For
29 Authority to Issue Shares w/ or w/o Preemptive
Rights Management For Voted - For
30 Adoption of Share-Based Incentives (Option Program
2023/2027) Management For Voted - For
PEARL ABYSS CORP.
Security ID: Y6803R109 Ticker: 263750
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Elect LEE Sun Hee Management For Voted - For
3 Directors' Fees Management For Voted - Against
4 Corporate Auditors' Fees Management For Voted - For
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 08-Mar-23 Meeting Type: Annual
1 Elect Sylvia Acevedo Management For Voted - For
2 Elect Cristiano R. Amon Management For Voted - For
3 Elect Mark Fields Management For Voted - For
4 Elect Jeffrey W. Henderson Management For Voted - For
5 Elect Gregory N. Johnson Management For Voted - For
6 Elect Ann M. Livermore Management For Voted - For
7 Elect Mark D. McLaughlin Management For Voted - For
8 Elect Jamie S. Miller Management For Voted - For
9 Elect Irene B. Rosenfeld Management For Voted - For
10 Elect Kornelis Smit Management For Voted - For
11 Elect Jean-Pascal Tricoire Management For Voted - For
12 Elect Anthony J. Vinciquerra Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Approval of the 2023 Long-Term Incentive Plan Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
1304
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
ROBLOX CORPORATION
Security ID: 771049103 Ticker: RBLX
Meeting Date: 25-May-23 Meeting Type: Annual
1.1 Elect David Baszucki Management For Voted - For
1.2 Elect Gregory Baszucki Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - Against
3 Ratification of Auditor Management For Voted - For
SAMSUNG ELECTRONICS CO., LTD.
Security ID: Y74718100 Ticker: 005930
Meeting Date: 03-Nov-22 Meeting Type: Special
1 Elect HEO Eun Nyeong Management For Voted - For
2 Elect YOO Myung Hee Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - For
2 Elect HAN Jong Hee Management For Voted - For
3 Directors' Fees Management For Voted - For
SQUARE ENIX HOLDINGS CO., LTD.
Security ID: J7659R109 Ticker: 9684
Meeting Date: 23-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Takashi Kiryu Management For Voted - For
3 Elect Yoshinori Kitase Management For Voted - For
4 Elect Yu Miyake Management For Voted - For
5 Elect Masato Ogawa Management For Voted - For
6 Elect Mitsuko Okamoto Management For Voted - For
7 Elect Abdullah Aldawood Management For Voted - For
8 Elect Naoto Takano Management For Voted - For
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: 874039100 Ticker: 2330
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 2022 Business Report and Financial Statements Management For Voted - For
2 Issuance of Employee Restricted Stock Awards for
Year 2023 Management For Voted - For
3 Revise the Procedures for Endorsement and Guarantee. Management For Voted - For
1305
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 In Order to Reflect the Audit Committee Name Change
to the Audit and Risk Committee, To Revise the Name
of Audit Committee in four TSMC Policies Management For Voted - For
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Security ID: 874054109 Ticker: TTWO
Meeting Date: 16-Sep-22 Meeting Type: Annual
1 Elect Strauss Zelnick Management For Voted - For
2 Elect Michael Dornemann Management For Voted - For
3 Elect J Moses Management For Voted - For
4 Elect Michael Sheresky Management For Voted - For
5 Elect LaVerne Srinivasan Management For Voted - For
6 Elect Susan M. Tolson Management For Voted - For
7 Elect Paul Viera Management For Voted - For
8 Elect Roland A. Hernandez Management For Voted - For
9 Elect William Gordon Management For Voted - For
10 Elect Ellen F. Siminoff Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
TENCENT HOLDINGS LIMITED
Security ID: G87572163 Ticker: 700
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Jacobus Petrus (Koos) Bekker Management For Voted - Against
6 Elect ZHANG Xiulan Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of 2023 Share Option Scheme Management For Voted - Against
4 Transfer of Share Options Management For Voted - Against
5 Termination of 2017 Share Option Scheme Management For Voted - For
6 Scheme Mandate Limit (2023 Share Option Scheme) Management For Voted - Against
7 Service Provider Sub-limit (2023 Share Option
Scheme) Management For Voted - Against
8 Adoption of 2023 Share Award Scheme Management For Voted - Against
9 Transfer of Share Awards Management For Voted - Against
1306
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Termination of Share Award Schemes Management For Voted - For
11 Scheme Mandate Limit (2023 Share Award Scheme -
Share Award) Management For Voted - Against
12 Scheme Mandate Limit (2023 Share Award Scheme - New
Shares Share Award) Management For Voted - Against
13 Service Provider Sub-limit (2023 Share Award Scheme) Management For Voted - Against
UBISOFT ENTERTAINMENT SA
Security ID: F9396N106 Ticker: UBI
Meeting Date: 05-Jul-22 Meeting Type: Mix
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
6 Accounts and Reports Management For Voted - For
7 Allocation of Losses Management For Voted - For
8 Consolidated Accounts and Reports Management For Voted - For
9 Special Auditors Report on Regulated Agreements Management For Voted - For
10 2021 Remuneration Report Management For Voted - For
11 2021 Remuneration of Yves Guillemot, Chair and CEO Management For Voted - For
12 2021 Remuneration of Claude Guillemot, Deputy CEO Management For Voted - For
13 2021 Remuneration of Michel Guillemot, Deputy CEO Management For Voted - For
14 2021 Remuneration of Gerard Guillemot, Deputy CEO Management For Voted - For
15 2021 Remuneration of Christian Guillemot, Deputy CEO Management For Voted - For
16 2022 Remuneration Policy (Chair and CEO) Management For Voted - For
17 2022 Remuneration Policy (Deputy CEOs) Management For Voted - For
18 2022 Remuneration Policy (Board of Directors) Management For Voted - For
19 Elect Claude France Management For Voted - For
20 2022 Directors' Fees Management For Voted - For
21 Appointment of Auditor (Mazars SA) Management For Voted - For
22 Non-Renewal of Alternate Auditor (CBA SARL) Management For Voted - For
23 Authority to Repurchase and Reissue Shares Management For Voted - For
24 Authority to Cancel Shares and Reduce Capital Management For Voted - For
25 Authority to Increase Capital Through
Capitalisations Management For Voted - For
26 Authority to Issue Shares and Convertible Debt w/
Preemptive Rights Management For Voted - For
27 Authority to Issue Shares and Convertible Debt w/o
Preemptive Rights Management For Voted - For
28 Authority to Issue Shares and Convertible Debt
Through Private Placement Management For Voted - For
29 Authority to Increase Capital in Consideration for
Contributions In Kind Management For Voted - For
30 Employee Stock Purchase Plan Management For Voted - For
31 Stock Purchase Plan for Overseas Employees Management For Voted - For
32 Stock Purchase Plan (Custodian Institutions) Management For Voted - For
1307
Global X Metaverse ETF
Proposal Proposed by Mgt. Position Registrant Voted
33 Authority to Issue Performance Shares (Employees
and Managers) Management For Voted - For
34 Authority to Issue Performance Shares (Corporate
Officers) Management For Voted - For
35 Global Ceiling on Capital Increases and Debt
Issuances Management For Voted - For
36 Amendments to Articles Regarding Preference Shares Management For Voted - For
37 Authorisation of Legal Formalities Management For Voted - For
38 Non-Voting Meeting Note N/A N/A Non-Voting
39 Non-Voting Meeting Note N/A N/A Non-Voting
UNITY SOFTWARE INC.
Security ID: 91332U101 Ticker: U
Meeting Date: 07-Oct-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Tomer Bar-Zeev Management For Voted - For
1.2 Elect Mary Schmidt Campbell Management For Voted - For
1.3 Elect Keisha Smith-Jeremie Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
WEMADE CO. LTD.
Security ID: Y9534D100 Ticker: 112040
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 Financial Statements and Allocation of
Profits/Dividends Management For Voted - Against
2 Election of Executive Director: CHANG Hyun Guk Management For Voted - For
3 Election of Independent Director: KIM Young Ho Management For Voted - Against
4 Election of Independent Director: LEE Sun Hye Management For Voted - For
5 Share Options Previously Granted by Board Resolution Management For Voted - For
6 Amendments to Executive Officer Retirement
Allowance Policy Management For Voted - For
7 Directors' Fees Management For Voted - Against
8 Corporate Auditors' Fees Management For Voted - For
1308
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2U, INC.
Security ID: 90214J101 Ticker: TWOU
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect John M. Larson Management For Voted - For
2 Elect Edward S. Macias Management For Voted - Against
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Amendment to the 2017 Employee Stock Purchase Plan Management For Voted - For
6 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
ACTIVISION BLIZZARD, INC.
Security ID: 00507V109 Ticker: ATVI
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Reveta Bowers Management For Voted - For
2 Elect Kerry Carr Management For Voted - For
3 Elect Robert J. Corti Management For Voted - For
4 Elect Brian G. Kelly Management For Voted - For
5 Elect Robert A. Kotick Management For Voted - For
6 Elect Barry Meyer Management For Voted - For
7 Elect Robert J. Morgado Management For Voted - For
8 Elect Peter Nolan Management For Voted - For
9 Elect Dawn Ostroff Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - For
14 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
15 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Abstain
AIRBNB, INC.
Security ID: 009066101 Ticker: ABNB
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Nathan Blecharczyk Management For Voted - For
2 Elect Alfred Lin Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
1309
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Elect Larry Page Management For Voted - For
2 Elect Sergey Brin Management For Voted - For
3 Elect Sundar Pichai Management For Voted - For
4 Elect John L. Hennessy Management For Voted - Against
5 Elect Frances H. Arnold Management For Voted - For
6 Elect R. Martin Chavez Management For Voted - For
7 Elect L. John Doerr Management For Voted - Against
8 Elect Roger W. Ferguson, Jr. Management For Voted - For
9 Elect Ann Mather Management For Voted - For
10 Elect K. Ram Shriram Management For Voted - For
11 Elect Robin L. Washington Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Amendment to the 2021 Stock Plan Management For Voted - Against
14 Advisory Vote on Executive Compensation Management For Voted - Against
15 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
17 Shareholder Proposal Regarding Congruency Report of
Partnerships with Certain Organizations Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Lobbying Activity
Alignment with Climate Commitments and the Paris
Agreement Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
20 Shareholder Proposal Regarding Report on Siting in
Countries of Significant Human Rights Concern Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
22 Shareholder Proposal Regarding Algorithm Disclosures Shareholder Against Voted - For
23 Shareholder Proposal Regarding Alignment of YouTube
Policies With Legislation Shareholder Against Voted - For
24 Shareholder Proposal Regarding Content Governance
Report Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Assessment of Audit
and Compliance Committee Shareholder Against Voted - For
26 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
27 Shareholder Proposal Regarding Retention of Shares
Until Normal Retirement Age Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
1310
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Jeffrey P. Bezos Management For Voted - For
2 Elect Andrew R. Jassy Management For Voted - For
3 Elect Keith B. Alexander Management For Voted - For
4 Elect Edith W. Cooper Management For Voted - For
5 Elect Jamie S. Gorelick Management For Voted - For
6 Elect Daniel P. Huttenlocher Management For Voted - For
7 Elect Judith A. McGrath Management For Voted - Against
8 Elect Indra K. Nooyi Management For Voted - For
9 Elect Jonathan J. Rubinstein Management For Voted - For
10 Elect Patricia Q. Stonesifer Management For Voted - For
11 Elect Wendell P. Weeks Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 1997 Stock Incentive Plan Management For Voted - For
16 Shareholder Proposal Regarding Report on Climate
Risk In Employee Retirement Default Options Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Customer
Due Diligence Shareholder Against Voted - For
18 Shareholder Proposal Regarding Report on Government
Requests for Content and Product Removal Shareholder Against Voted - Against
19 Shareholder Proposal Regarding Report on
Government Takedown Requests Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Just Transition
Reporting Shareholder Against Voted - For
21 Shareholder Proposal Regarding Report on Tax
Transparency Shareholder Against Voted - For
22 Shareholder Proposal Regarding Lobbying Alignment
with Climate Commitments Shareholder Against Voted - Against
23 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
24 Shareholder Proposal Regarding Cost Benefit
Analysis of DEI Programs Shareholder Against Voted - Against
25 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
26 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
27 Shareholder Proposal Regarding Employee Salary
Considerations When Setting Executive Compensation Shareholder Against Voted - Against
28 Shareholder Proposal Regarding Report Evaluating
Animal Welfare Standards Shareholder Against Voted - Against
29 Shareholder Proposal Regarding Formation of Public
Policy Committee Shareholder Against Voted - Against
30 Shareholder Proposal Regarding Hourly Associate
Representation on the Board Shareholder Against Voted - Against
1311
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Shareholder Proposal Regarding Report on Working
Conditions Shareholder Against Voted - For
32 Shareholder Proposal Regarding Report on Plastic
Packaging Shareholder Against Voted - Against
33 Shareholder Proposal Regarding the Human Rights
Impacts of Facial Recognition Technology Shareholder Against Voted - For
AMERICAN WELL CORPORATION
Security ID: 03044L105 Ticker: AMWL
Meeting Date: 22-Jun-23 Meeting Type: Annual
1.1 Elect Peter Slavin Management For Voted - Withheld
1.2 Elect Ido Schoenberg Management For Voted - For
1.3 Elect Roy Schoenberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Withheld
ANGI INC.
Security ID: 00183L102 Ticker: ANGI
Meeting Date: 20-Jun-23 Meeting Type: Annual
1.1 Elect Angela R. Hicks Bowman Management For Voted - For
1.2 Elect Thomas R. Evans Management For Voted - Withheld
1.3 Elect Alesia J. Haas Management For Voted - Withheld
1.4 Elect Christopher Halpin Management For Voted - For
1.5 Elect Kendall Handler Management For Voted - For
1.6 Elect Sandra Buchanan Hurse Management For Voted - For
1.7 Elect Joseph Levin Management For Voted - For
1.8 Elect Jeremy Philips Management For Voted - For
1.9 Elect Glenn H. Schiffman Management For Voted - For
1.10 Elect Mark Stein Management For Voted - For
1.11 Elect Suzy Welch Management For Voted - For
2 Ratification of Auditor Management For Voted - For
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 10-Mar-23 Meeting Type: Annual
1 Elect James A. Bell Management For Voted - For
2 Elect Timothy D. Cook Management For Voted - For
3 Elect Albert A. Gore Management For Voted - For
4 Elect Alex Gorsky Management For Voted - For
5 Elect Andrea Jung Management For Voted - For
6 Elect Arthur D. Levinson Management For Voted - For
7 Elect Monica C. Lozano Management For Voted - For
8 Elect Ronald D. Sugar Management For Voted - For
1312
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Susan L. Wagner Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Shareholder Proposal Regarding Civil Rights Audit Shareholder Against Voted - Against
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Shareholder
Engagement with the Board Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Median Gender and
Racial Pay Equity Report Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Proxy Access Bylaw
Amendment Shareholder Against Voted - Against
AUTONATION, INC.
Security ID: 05329W102 Ticker: AN
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Elect Rick L. Burdick Management For Voted - For
2 Elect David B. Edelson Management For Voted - For
3 Elect Robert R. Grusky Management For Voted - For
4 Elect Norman K. Jenkins Management For Voted - For
5 Elect Lisa Lutoff-Perlo Management For Voted - For
6 Elect Michael Manley Management For Voted - For
7 Elect G. Mike Mikan Management For Voted - For
8 Elect Jacqueline A. Travisano Management For Voted - Against
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
12 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
AVALONBAY COMMUNITIES, INC.
Security ID: 053484101 Ticker: AVB
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Glyn F. Aeppel Management For Voted - For
2 Elect Terry S. Brown Management For Voted - For
3 Elect Ronald L. Havner, Jr. Management For Voted - For
4 Elect Stephen P. Hills Management For Voted - For
5 Elect Christopher B. Howard Management For Voted - For
6 Elect Richard J. Lieb Management For Voted - For
7 Elect Nnenna Lynch Management For Voted - For
8 Elect Charles E. Mueller, Jr. Management For Voted - For
9 Elect Timothy J. Naughton Management For Voted - For
10 Elect Benjamin W. Schall Management For Voted - For
11 Elect Susan Swanezy Management For Voted - Against
12 Elect W. Edward Walter III Management For Voted - For
1313
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
AVANTAX, INC.
Security ID: 095229100 Ticker: AVTA
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Georganne C. Proctor Management For Voted - For
2 Elect Mark A. Ernst Management For Voted - For
3 Elect E. Carol Hayles Management For Voted - For
4 Elect Kanayalal A. Kotecha Management For Voted - For
5 Elect J. Richard Leaman III Management For Voted - For
6 Elect Tina Perry Management For Voted - For
7 Elect Karthik Rao Management For Voted - For
8 Elect Jana R. Schreuder Management For Voted - For
9 Elect Christopher W. Walters Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the 2016 Employee Stock Purchase Plan Management For Voted - For
14 Amendment to Allow Exculpation of Certain Officers Management For Voted - Against
AVIS BUDGET GROUP, INC.
Security ID: 053774105 Ticker: CAR
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Bernardo Hees Management For Voted - For
2 Elect Jagdeep Pahwa Management For Voted - For
3 Elect Anu Hariharan Management For Voted - For
4 Elect Lynn Krominga Management For Voted - Against
5 Elect Glenn Lurie Management For Voted - For
6 Elect Karthik Sarma Management For Voted - For
7 Ratification of Auditor Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - Against
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
BED BATH & BEYOND INC.
Security ID: 075896100 Ticker: BBBY
Meeting Date: 14-Jul-22 Meeting Type: Annual
1 Elect Harriet Edelman Management For Voted - For
2 Elect Mark J. Tritton Management For Voted - Abstain
3 Elect Marjorie L. Bowen Management For Voted - For
4 Elect Sue E. Gove Management For Voted - For
5 Elect Jeffrey A. Kirwan Management For Voted - For
1314
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Shelly C. Lombard Management For Voted - For
7 Elect Benjamin Rosenzweig Management For Voted - For
8 Elect Joshua E. Schechter Management For Voted - For
9 Elect Minesh Shah Management For Voted - For
10 Elect Andrea M. Weiss Management For Voted - For
11 Elect Ann Yerger Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Special
1 Reverse Stock Split Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
BLOCK, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 13-Jun-23 Meeting Type: Annual
1.1 Elect Roelof F. Botha Management For Voted - For
1.2 Elect Amy Brooks Management For Voted - Withheld
1.3 Elect Shawn Carter Management For Voted - For
1.4 Elect Jim McKelvey Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Shareholder Proposal Regarding Diversity and
Inclusion Report Shareholder Against Voted - Against
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Glenn D. Fogel Management For Voted - For
1.2 Elect Mirian M. Graddick-Weir Management For Voted - For
1.3 Elect Wei Hopeman Management For Voted - For
1.4 Elect Robert J. Mylod Jr. Management For Voted - For
1.5 Elect Charles H. Noski Management For Voted - For
1.6 Elect Joseph "Larry" Quinlan Management For Voted - For
1.7 Elect Nicholas J. Read Management For Voted - For
1.8 Elect Thomas E. Rothman Management For Voted - For
1.9 Elect Sumit Singh Management For Voted - For
1.10 Elect Lynn M. Vojvodich Radakovich Management For Voted - For
1.11 Elect Vanessa A. Wittman Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Shareholder Proposal Regarding Severance Approval
Policy Shareholder Against Voted - Against
1315
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
CAMDEN PROPERTY TRUST
Security ID: 133131102 Ticker: CPT
Meeting Date: 12-May-23 Meeting Type: Annual
1 Elect Richard J. Campo Management For Voted - For
2 Elect Javier E. Benito Management For Voted - For
3 Elect Heather J. Brunner Management For Voted - For
4 Elect Mark D. Gibson Management For Voted - For
5 Elect Scott S. Ingraham Management For Voted - For
6 Elect Renu Khator Management For Voted - For
7 Elect D. Keith Oden Management For Voted - For
8 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
9 Elect Steven A. Webster Management For Voted - For
10 Elect Kelvin R. Westbrook Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CAPRI HOLDINGS LIMITED
Security ID: G1890L107 Ticker: CPRI
Meeting Date: 03-Aug-22 Meeting Type: Annual
1 Elect Judy Gibbons Management For Voted - For
2 Elect Jane Thompson Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Amendment to the Omnibus Incentive Plan Management For Voted - For
CARGURUS, INC.
Security ID: 141788109 Ticker: CARG
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Langley Steinert Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
CARMAX, INC.
Security ID: 143130102 Ticker: KMX
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Elect Peter J. Bensen Management For Voted - For
2 Elect Ronald E. Blaylock Management For Voted - For
3 Elect Sona Chawla Management For Voted - For
4 Elect Thomas J. Folliard Management For Voted - For
1316
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Shira D. Goodman Management For Voted - Against
6 Elect David W. McCreight Management For Voted - For
7 Elect William D. Nash Management For Voted - For
8 Elect Mark F. O'Neil Management For Voted - For
9 Elect Pietro Satriano Management For Voted - For
10 Elect Marcella Shinder Management For Voted - For
11 Elect Mitchell D. Steenrod Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2022 Stock Incentive Plan Management For Voted - For
CARS.COM INC.
Security ID: 14575E105 Ticker: CARS
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Jerri L. DeVard Management For Voted - For
1.2 Elect Scott Forbes Management For Voted - For
1.3 Elect Jill Greenthal Management For Voted - Withheld
1.4 Elect Thomas Hale Management For Voted - For
1.5 Elect Michael Kelly Management For Voted - For
1.6 Elect Donald A. McGovern, Jr. Management For Voted - For
1.7 Elect Greg Revelle Management For Voted - For
1.8 Elect Jenell R. Ross Management For Voted - For
1.9 Elect Bala Subramanian Management For Voted - For
1.10 Elect T. Alex Vetter Management For Voted - For
1.11 Elect Bryan Wiener Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
CARTER'S, INC.
Security ID: 146229109 Ticker: CRI
Meeting Date: 17-May-23 Meeting Type: Annual
1 Elect Rochester Anderson Jr. Management For Voted - For
2 Elect Jeffrey H. Black Management For Voted - For
3 Elect Hali Borenstein Management For Voted - For
4 Elect Luis A. Borgen Management For Voted - For
5 Elect Michael D. Casey Management For Voted - For
6 Elect Jevin S. Eagle Management For Voted - For
7 Elect Mark P. Hipp Management For Voted - For
8 Elect William J. Montgoris Management For Voted - For
9 Elect Stacey S. Rauch Management For Voted - For
10 Elect Gretchen W. Schar Management For Voted - For
11 Elect Stephanie P. Stahl Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1317
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Ratification of Auditor Management For Voted - For
CARVANA CO.
Security ID: 146869102 Ticker: CVNA
Meeting Date: 01-May-23 Meeting Type: Annual
1 Elect Michael E. Maroone Management For Voted - Withheld
2 Elect Neha Parikh Management For Voted - Withheld
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Amendment to the 2017 Omnibus Incentive Plan Management For Voted - Against
CENTERSPACE
Security ID: 15202L107 Ticker: CSR
Meeting Date: 16-May-23 Meeting Type: Annual
1 Elect John A. Schissel Management For Voted - For
2 Elect Jeffrey P. Caira Management For Voted - For
3 Elect Emily Nagle Green Management For Voted - For
4 Elect Linda Hall Management For Voted - For
5 Elect Rodney Jones-Tyson Management For Voted - For
6 Elect Anne Olson Management For Voted - For
7 Elect Mary J. Twinem Management For Voted - For
8 Advisory Vote on Executive Compensation Management For Voted - For
9 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
10 Ratification of Auditor Management For Voted - For
CHEGG, INC.
Security ID: 163092109 Ticker: CHGG
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Renee Budig Management For Voted - For
2 Elect Daniel Rosensweig Management For Voted - For
3 Elect Theodore E. Schlein Management For Voted - Against
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Approval of the 2023 Equity Incentive Plan Management For Voted - Against
6 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
7 Ratification of Auditor Management For Voted - For
CHILDRENS PLACE INC
Security ID: 168905107 Ticker: PLCE
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect John E. Bachman Management For Voted - For
1318
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Marla Beck Management For Voted - For
3 Elect Elizabeth J. Boland Management For Voted - For
4 Elect Jane T. Elfers Management For Voted - For
5 Elect John A. Frascotti Management For Voted - For
6 Elect Tracey R. Griffin Management For Voted - For
7 Elect Katherine Kountze Management For Voted - For
8 Elect Norman S. Matthews Management For Voted - For
9 Elect Wesley S. McDonald Management For Voted - For
10 Elect Debby Reiner Management For Voted - For
11 Elect Michael Shaffer Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CHIPOTLE MEXICAN GRILL, INC.
Security ID: 169656105 Ticker: CMG
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Albert S. Baldocchi Management For Voted - For
2 Elect Matthew Carey Management For Voted - For
3 Elect Gregg L. Engles Management For Voted - For
4 Elect Patricia D. Fili-Krushel Management For Voted - For
5 Elect Mauricio Gutierrez Management For Voted - For
6 Elect Robin Hickenlooper Management For Voted - For
7 Elect Scott H. Maw Management For Voted - For
8 Elect Brian Niccol Management For Voted - For
9 Elect Mary A. Winston Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
14 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
COLUMBIA SPORTSWEAR COMPANY
Security ID: 198516106 Ticker: COLM
Meeting Date: 08-Jun-23 Meeting Type: Annual
1.1 Elect Timothy P. Boyle Management For Voted - For
1.2 Elect Stephen E. Babson Management For Voted - For
1.3 Elect Andy D. Bryant Management For Voted - For
1.4 Elect John W. Culver Management For Voted - For
1.5 Elect Kevin Mansell Management For Voted - For
1.6 Elect Ronald E. Nelson Management For Voted - For
1.7 Elect Christiana Smith Shi Management For Voted - For
1.8 Elect Sabrina L. Simmons Management For Voted - For
1319
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Elect Malia H. Wasson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
COSTCO WHOLESALE CORPORATION
Security ID: 22160K105 Ticker: COST
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Susan L. Decker Management For Voted - For
2 Elect Kenneth D. Denman Management For Voted - For
3 Elect Richard A. Galanti Management For Voted - Against
4 Elect Hamilton E. James Management For Voted - For
5 Elect W. Craig Jelinek Management For Voted - For
6 Elect Sally Jewell Management For Voted - For
7 Elect Charles T. Munger Management For Voted - For
8 Elect Jeffrey S. Raikes Management For Voted - Against
9 Elect John W. Stanton Management For Voted - For
10 Elect Ron M. Vachris Management For Voted - For
11 Elect Mary Agnes Wilderotter Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report On Risks From
State Policies Restricting Reproductive Health Care Shareholder Against Voted - Against
DESIGNER BRANDS INC.
Security ID: 250565108 Ticker: DBI
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Harvey L. Sonnenberg Management For Voted - For
1.2 Elect Allan J. Tanenbaum Management For Voted - For
1.3 Elect Peter S. Cobb Management For Voted - Withheld
1.4 Elect Douglas M. Howe Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
DICK'S SPORTING GOODS, INC.
Security ID: 253393102 Ticker: DKS
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Mark J. Barrenechea Management For Voted - For
2 Elect Emanuel Chirico Management For Voted - For
3 Elect William J. Colombo Management For Voted - For
4 Elect Anne Fink Management For Voted - For
1320
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Larry Fitzgerald, Jr. Management For Voted - For
6 Elect Lauren R. Hobart Management For Voted - For
7 Elect Sandeep Lakhmi Mathrani Management For Voted - For
8 Elect Desiree Ralls-Morrison Management For Voted - For
9 Elect Lawrence J. Schorr Management For Voted - Withheld
10 Elect Edward W. Stack Management For Voted - For
11 Elect Larry D. Stone Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
14 Ratification of Auditor Management For Voted - For
15 Amendment to Articles Regarding Officer Exculpation Management For Voted - Against
EBAY INC.
Security ID: 278642103 Ticker: EBAY
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Adriane M. Brown Management For Voted - For
2 Elect Aparna Chennapragda Management For Voted - For
3 Elect Logan D. Green Management For Voted - For
4 Elect E. Carol Hayles Management For Voted - For
5 Elect Jamie Iannone Management For Voted - For
6 Elect Shripriya Mahesh Management For Voted - For
7 Elect Paul S. Pressler Management For Voted - For
8 Elect Mohak Shroff Management For Voted - For
9 Elect Perry M. Traquina Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Amendment to the Equity Incentive Award Plan Management For Voted - For
14 Amendment Regarding Officer Exculpation Management For Voted - Against
15 Shareholder Proposal Regarding Right to Call
Special Meeting Shareholder Against Voted - For
EQUITY RESIDENTIAL
Security ID: 29476L107 Ticker: EQR
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Angela M. Aman Management For Voted - For
1.2 Elect Linda Walker Bynoe Management For Voted - For
1.3 Elect Mary Kay Haben Management For Voted - For
1.4 Elect Tahsinul Zia Huque Management For Voted - For
1.5 Elect John E. Neal Management For Voted - For
1.6 Elect David J. Neithercut Management For Voted - For
1.7 Elect Mark J. Parrell Management For Voted - For
1.8 Elect Mark S. Shapiro Management For Voted - For
1.9 Elect Stephen E. Sterrett Management For Voted - For
1.10 Elect Samuel Zell Management For Voted - Withheld
1321
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
ETSY, INC.
Security ID: 29786A106 Ticker: ETSY
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect M. Michele Burns Management For Voted - For
2 Elect Josh Silverman Management For Voted - For
3 Elect Fred Wilson Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
6 Ratification of Auditor Management For Voted - For
7 Shareholder Proposal Regarding Report on Harassment
and Discrimination Shareholder Against Voted - Against
EXPEDIA GROUP, INC.
Security ID: 30212P303 Ticker: EXPE
Meeting Date: 31-May-23 Meeting Type: Annual
1 Elect Samuel Altman Management For Voted - For
2 Elect Beverly Anderson Management For Voted - Withheld
3 Elect M. Moina Banerjee Management For Voted - For
4 Elect Chelsea Clinton Management For Voted - Withheld
5 Elect Barry Diller Management For Voted - For
6 Elect Henrique Dubugras Management For Voted - For
7 Elect Craig A. Jacobson Management For Voted - Withheld
8 Elect Peter M. Kern Management For Voted - For
9 Elect Dara Khosrowshahi Management For Voted - For
10 Elect Patricia Menendez Cambo Management For Voted - For
11 Elect Alexander von Furstenberg Management For Voted - For
12 Elect Julie Whalen Management For Voted - Withheld
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Amendment to the 2005 Stock and Annual Incentive
Plan Management For Voted - Against
16 Amendment to the 2013 Employee Stock Purchase Plan Management For Voted - For
17 Ratification of Auditor Management For Voted - For
FISERV, INC.
Security ID: 337738108 Ticker: FISV
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Frank J. Bisignano Management For Voted - For
1.2 Elect Henrique de Castro Management For Voted - For
1322
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Harry F. DiSimone Management For Voted - For
1.4 Elect Dylan G. Haggart Management For Voted - For
1.5 Elect Wafaa Mamilli Management For Voted - For
1.6 Elect Heidi G. Miller Management For Voted - For
1.7 Elect Doyle R. Simons Management For Voted - For
1.8 Elect Kevin M. Warren Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
GOPRO, INC.
Security ID: 38268T103 Ticker: GPRO
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Nicholas Woodman Management For Voted - For
1.2 Elect Tyrone Ahmad-Taylor Management For Voted - For
1.3 Elect Kenneth A. Goldman Management For Voted - For
1.4 Elect Peter Gotcher Management For Voted - For
1.5 Elect Shaz Kahng Management For Voted - For
1.6 Elect Alexander J. Lurie Management For Voted - For
1.7 Elect Susan Lyne Management For Voted - For
1.8 Elect Frederic Welts Management For Voted - For
1.9 Elect Lauren Zalaznick Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Approval of the 2024 Equity Incentive Plan Management For Voted - Against
5 Approval of the 2024 Employee Stock Purchase Plan Management For Voted - For
GRAHAM HOLDINGS COMPANY
Security ID: 384637104 Ticker: GHC
Meeting Date: 04-May-23 Meeting Type: Annual
1 Elect Tony Allen Management For Voted - For
2 Elect Danielle Conley Management For Voted - For
3 Elect Christopher C. Davis Management For Voted - Withheld
GROUPON, INC.
Security ID: 399473206 Ticker: GRPN
Meeting Date: 14-Jun-23 Meeting Type: Annual
1.1 Elect Dusan Senkypl Management For Voted - For
1.2 Elect Jan Barta Management For Voted - For
1.3 Elect Robert J. Bass Management For Voted - For
1.4 Elect Eric Lefkofsky Management For Voted - Withheld
1.5 Elect Theodore J. Leonsis Management For Voted - For
1323
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to the 2011 Incentive Plan Management For Voted - For
5 Amendment to the 2011 Incentive Plan Management For Voted - For
IHEARTMEDIA, INC.
Security ID: 45174J509 Ticker: IHRT
Meeting Date: 18-May-23 Meeting Type: Annual
1.1 Elect Robert W. Pittman Management For Voted - For
1.2 Elect James A. Rasulo Management For Voted - For
1.3 Elect Richard J. Bressler Management For Voted - Withheld
1.4 Elect Samuel E. Englebardt Management For Voted - For
1.5 Elect Brad Gerstner Management For Voted - For
1.6 Elect Cheryl D. Mills Management For Voted - For
1.7 Elect Graciela I. Monteagudo Management For Voted - For
1.8 Elect Kamakshi Sivaramakrishnan Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
5 Amendment to the 2021 Long-Term Incentive Plan Management For Voted - For
INDEPENDENCE REALTY TRUST, INC.
Security ID: 45378A106 Ticker: IRT
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Scott F. Schaeffer Management For Voted - For
2 Elect Stephen R. Bowie Management For Voted - For
3 Elect Ned W. Brines Management For Voted - For
4 Elect Richard D. Gebert Management For Voted - For
5 Elect Melinda H. McClure Management For Voted - For
6 Elect Thomas H. Purcell Management For Voted - For
7 Elect Ana Marie del Rio Management For Voted - For
8 Elect DeForest B. Soaries, Jr. Management For Voted - For
9 Elect Lisa Washington Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
INTUIT INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 19-Jan-23 Meeting Type: Annual
1 Elect Eve Burton Management For Voted - For
2 Elect Scott D. Cook Management For Voted - For
3 Elect Richard L. Dalzell Management For Voted - For
4 Elect Sasan Goodarzi Management For Voted - For
1324
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect Deborah Liu Management For Voted - For
6 Elect Tekedra Mawakana Management For Voted - For
7 Elect Suzanne Nora Johnson Management For Voted - For
8 Elect Thomas J. Szkutak Management For Voted - For
9 Elect Raul Vazquez Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
INVITATION HOMES INC.
Security ID: 46187W107 Ticker: INVH
Meeting Date: 17-May-23 Meeting Type: Annual
1.1 Elect Michael D. Fascitelli Management For Voted - For
1.2 Elect Dallas B. Tanner Management For Voted - For
1.3 Elect Jana Cohen Barbe Management For Voted - For
1.4 Elect Richard D. Bronson Management For Voted - For
1.5 Elect Jeffrey E. Kelter Management For Voted - For
1.6 Elect Joseph D. Margolis Management For Voted - For
1.7 Elect John B. Rhea Management For Voted - For
1.8 Elect Janice L. Sears Management For Voted - For
1.9 Elect Frances Aldrich Sevilla-Sacasa Management For Voted - For
1.10 Elect Keith D. Taylor Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
LAUREATE EDUCATION, INC.
Security ID: 518613203 Ticker: LAUR
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Andrew B. Cohen Management For Voted - For
1.2 Elect Pedro del Corro Management For Voted - For
1.3 Elect Aristedes de Macedo Management For Voted - For
1.4 Elect Kenneth W. Freeman Management For Voted - For
1.5 Elect Barbara Mair Management For Voted - For
1.6 Elect George Munoz Management For Voted - For
1.7 Elect Judith Rodin Management For Voted - For
1.8 Elect Eilif Serck-Hassen Management For Voted - For
1.9 Elect Ian K. Snow Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
1325
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
LENDINGCLUB CORPORATION
Security ID: 52603A208 Ticker: LC
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Elect Kathryn Reinmann Management For Voted - For
2 Elect Scott Sanborn Management For Voted - For
3 Elect Michael P. Zeisser Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Elimination of Supermajority Requirement Management For Voted - For
8 Amendment to the 2014 Equity Incentive Plan Management For Voted - For
LENDINGTREE, INC.
Security ID: 52603B107 Ticker: TREE
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Elect Gabriel Dalporto Management For Voted - For
2 Elect Thomas M. Davidson, Jr. Management For Voted - Against
3 Elect Mark A. Ernst Management For Voted - For
4 Elect Robin Henderson Management For Voted - For
5 Elect Douglas R. Lebda Management For Voted - For
6 Elect Steven Ozonian Management For Voted - For
7 Elect Diego Rodriguez Management For Voted - For
8 Elect Saras Sarasvathy Management For Voted - For
9 Elect G. Kennedy Thompson Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - Against
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Approval of the 2023 Stock Plan Management For Voted - For
13 Ratification of Auditor Management For Voted - For
LOWE'S COMPANIES, INC.
Security ID: 548661107 Ticker: LOW
Meeting Date: 26-May-23 Meeting Type: Annual
1.1 Elect Raul Alvarez Management For Voted - For
1.2 Elect David H. Batchelder Management For Voted - For
1.3 Elect Scott H. Baxter Management For Voted - For
1.4 Elect Sandra B. Cochran Management For Voted - For
1.5 Elect Laurie Z. Douglas Management For Voted - For
1.6 Elect Richard W. Dreiling Management For Voted - For
1.7 Elect Marvin R. Ellison Management For Voted - For
1.8 Elect Daniel J. Heinrich Management For Voted - For
1.9 Elect Brian C. Rogers Management For Voted - For
1.10 Elect Bertram L. Scott Management For Voted - For
1326
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.11 Elect Colleen Taylor Management For Voted - For
1.12 Elect Mary Elizabeth West Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
LULULEMON ATHLETICA INC.
Security ID: 550021109 Ticker: LULU
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Elect Michael Casey Management For Voted - For
2 Elect Glenn Murphy Management For Voted - For
3 Elect David M. Mussafer Management For Voted - For
4 Elect Isabel Ge Mahe Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - For
7 Frequency of Advisory Vote on Executive Compensation Management N/A Voted - 1 Year
8 Approval of the 2023 Equity Incentive Plan Management For Voted - For
LYFT, INC.
Security ID: 55087P104 Ticker: LYFT
Meeting Date: 15-Jun-23 Meeting Type: Annual
1.1 Elect Logan D. Green Management For Voted - For
1.2 Elect David Risher Management For Voted - For
1.3 Elect Dave Stephenson Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
MATCH GROUP, INC.
Security ID: 57667L107 Ticker: MTCH
Meeting Date: 22-Jun-23 Meeting Type: Annual
1 Elect Sharmistha Dubey Management For Voted - For
2 Elect Ann L. McDaniel Management For Voted - For
3 Elect Thomas J. McInerney Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Ratification of Auditor Management For Voted - For
1327
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
MEDIFAST, INC.
Security ID: 58470H101 Ticker: MED
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Elect Jeffrey J. Brown Management For Voted - For
2 Elect Daniel R. Chard Management For Voted - For
3 Elect Elizabeth A. Geary Management For Voted - For
4 Elect Michael A. Hoer Management For Voted - For
5 Elect Scott Schlackman Management For Voted - For
6 Elect Andrea B. Thomas Management For Voted - For
7 Elect Ming Xian Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
META PLATFORMS, INC.
Security ID: 30303M102 Ticker: META
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Peggy Alford Management For Voted - Withheld
1.2 Elect Marc L. Andreessen Management For Voted - For
1.3 Elect Andrew W. Houston Management For Voted - For
1.4 Elect Nancy Killefer Management For Voted - For
1.5 Elect Robert M. Kimmitt Management For Voted - For
1.6 Elect Sheryl K. Sandberg Management For Voted - For
1.7 Elect Tracey T. Travis Management For Voted - Withheld
1.8 Elect Tony Xu Management For Voted - For
1.9 Elect Mark Zuckerberg Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Shareholder Proposal Regarding Report on Government
Takedown Requests Shareholder Against Voted - Against
4 Shareholder Proposal Regarding Recapitalization Shareholder Against Voted - For
5 Shareholder Proposal Regarding Human Rights Impact
Assessment Shareholder Against Voted - For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against Voted - For
7 Shareholder Proposal Regarding Report on Content
Management in India Shareholder Against Voted - For
8 Shareholder Proposal Regarding Lobbying Activity
Alignment with Net-Zero Emissions Commitment Shareholder Against Voted - Against
9 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - For
10 Shareholder Proposal Regarding a Report on the
Efficacy of Enforcement of Content Policies Shareholder Against Voted - For
11 Shareholder Proposal Regarding Targets and Report
on Child Safety Impacts Shareholder Against Voted - For
12 Shareholder Proposal Regarding Calibrating
Executive Pay to Externalized Costs Shareholder Against Voted - Against
1328
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Shareholder Proposal Regarding Assessment of Audit
and Risk Oversight Committee Shareholder Against Voted - For
NELNET, INC.
Security ID: 64031N108 Ticker: NNI
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Kathleen A. Farrell Management For Voted - Against
2 Elect David S. Graff Management For Voted - Against
3 Elect Thomas E. Henning Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Amendment to the Directors Stock Compensation Plan Management For Voted - For
8 Amendment to the Executive Officers Incentive
Compensation Plan Management For Voted - For
NETFLIX, INC.
Security ID: 64110L106 Ticker: NFLX
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Mathias Dopfner Management For Voted - Against
2 Elect Reed Hastings Management For Voted - For
3 Elect Jay Hoag Management For Voted - Against
4 Elect Ted Sarandos Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Advisory Vote on Executive Compensation Management For Voted - Against
7 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
8 Shareholder Proposal Regarding Right to Call
Special Meetings Shareholder Against Voted - For
9 Shareholder Proposal Regarding Company Directors
Serving on Multiple Boards Shareholder Against Voted - Against
10 Shareholder Proposal Regarding Report on Climate
Risk in Employee Retirement Default Options Shareholder Against Voted - Against
11 Shareholder Proposal Regarding Policy on Freedom of
Association Shareholder Against Voted - For
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 09-Sep-22 Meeting Type: Annual
1 Elect Alan B. Graf, Jr. Management For Voted - For
2 Elect Peter B. Henry Management For Voted - For
3 Elect Michelle A. Peluso Management For Voted - Withheld
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the Employee Stock Purchase Plan Management For Voted - For
1329
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Shareholder Proposal Regarding Policy to Pause
Sourcing of Raw Materials from China Shareholder Against Voted - Against
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Rodney C. Adkins Management For Voted - For
2 Elect Jonathan Christodoro Management For Voted - For
3 Elect John J. Donahoe II Management For Voted - For
4 Elect David W. Dorman Management For Voted - For
5 Elect Belinda J. Johnson Management For Voted - For
6 Elect Enrique Lores Management For Voted - For
7 Elect Gail J. McGovern Management For Voted - For
8 Elect Deborah M. Messemer Management For Voted - For
9 Elect David M. Moffett Management For Voted - For
10 Elect Ann M. Sarnoff Management For Voted - For
11 Elect Daniel H. Schulman Management For Voted - For
12 Elect Frank D. Yeary Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 Amendment to the 2015 Equity Incentive Plan Management For Voted - Against
15 Ratification of Auditor Management For Voted - For
16 Shareholder Proposal Regarding Policy Against
Discriminatory Exclusion in Conflict Zones Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Risks from
Abortion-Related Information Requests Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Transparency Reports
and Account Suspensions Shareholder Against Voted - Abstain
19 Shareholder Proposal Regarding Report on Board
Oversight of Discrimination Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Majority Vote for
Election of Directors Shareholder Against Voted - For
PELOTON INTERACTIVE, INC.
Security ID: 70614W100 Ticker: PTON
Meeting Date: 06-Dec-22 Meeting Type: Annual
1 Elect Karen Boone Management For Voted - Against
2 Ratification of Auditor Management For Voted - For
PLANET FITNESS, INC.
Security ID: 72703H101 Ticker: PLNT
Meeting Date: 01-May-23 Meeting Type: Annual
1.1 Elect Enshalla Anderson Management For Voted - For
1.2 Elect Stephen Spinelli, Jr. Management For Voted - For
2 Ratification of Auditor Management For Voted - For
1330
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - For
SKECHERS U.S.A., INC.
Security ID: 830566105 Ticker: SKX
Meeting Date: 12-Jun-23 Meeting Type: Annual
1.1 Elect Katherine Blair Management For Voted - Withheld
1.2 Elect Yolanda Macias Management For Voted - For
1.3 Elect Richard Siskind Management For Voted - For
2 Amendment to Permit the Exculpation of Officers Management For Voted - Against
3 Approval of the 2023 Incentive Award Plan Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - Against
5 Frequency of Advisory Vote on Executive Compensation Management 3 Years Voted - 1 Year
6 Shareholder Proposal Regarding Aligning GHG
Reductions with Paris Agreement Shareholder Against Voted - For
SLM CORPORATION
Security ID: 78442P106 Ticker: SLM
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect R. Scott Blackley Management For Voted - For
2 Elect Paul G. Child Management For Voted - For
3 Elect Mary Carter Warren Franke Management For Voted - For
4 Elect Marianne M. Keler Management For Voted - For
5 Elect Mark L. Lavelle Management For Voted - For
6 Elect Ted Manvitz Management For Voted - For
7 Elect Jim Matheson Management For Voted - For
8 Elect Samuel T. Ramsey Management For Voted - For
9 Elect Vivian C. Schneck-Last Management For Voted - For
10 Elect Robert S. Strong Management For Voted - For
11 Elect Jonathan W. Witter Management For Voted - For
12 Elect Kirsten O. Wolberg Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Ratification of Auditor Management For Voted - For
SPOTIFY TECHNOLOGY S.A.
Security ID: L8681T102 Ticker: SPOT
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Elect Daniel Ek Management For Voted - For
5 Elect Martin Lorentzon Management For Voted - For
6 Elect Shishir S. Mehrotra Management For Voted - For
1331
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Christopher P. Marshall Management For Voted - Against
8 Elect Barry McCarthy Management For Voted - For
9 Elect Heidi O'Neill Management For Voted - For
10 Elect Theodore A. Sarandos Management For Voted - For
11 Elect Thomas O. Staggs Management For Voted - For
12 Elect Mona K. Sutphen Management For Voted - For
13 Elect Padmasree Warrior Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Directors' Remuneration Management For Voted - For
16 Authorization of Legal Formalities Management For Voted - For
17 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
SPROUTS FARMERS MARKET, INC.
Security ID: 85208M102 Ticker: SFM
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Joel D. Anderson Management For Voted - For
1.2 Elect Terri Funk Graham Management For Voted - For
1.3 Elect Douglas G. Rauch Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Ratification of Auditor Management For Voted - For
STARBUCKS CORPORATION
Security ID: 855244109 Ticker: SBUX
Meeting Date: 23-Mar-23 Meeting Type: Annual
1 Elect Richard E. Allison, Jr. Management For Voted - For
2 Elect Andrew Campion Management For Voted - For
3 Elect Beth E. Ford Management For Voted - For
4 Elect Mellody Hobson Management For Voted - For
5 Elect Jorgen Vig Knudstorp Management For Voted - For
6 Elect Satya Nadella Management For Voted - For
7 Elect Laxman Narasimhan Management For Voted - For
8 Elect Howard Schultz Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - Against
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
11 Ratification of Auditor Management For Voted - For
12 Shareholder Proposal Regarding Report On
Plant-based Milk Pricing Shareholder Against Voted - Against
13 Shareholder Proposal Regarding CEO Succession
Planning Shareholder Against Voted - For
14 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
15 Shareholder Proposal Regarding Third-Party
Assessment of Freedom of Association Shareholder Against Voted - For
16 Shareholder Proposal Regarding Formation of
Corporate Sustainability Committee Shareholder Against Voted - Against
1332
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
STRATEGIC EDUCATION, INC.
Security ID: 86272C103 Ticker: STRA
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Elect Charlotte F. Beason Management For Voted - For
2 Elect Rita D. Brogley Management For Voted - For
3 Elect John T. Casteen, III Management For Voted - Against
4 Elect Robert R. Grusky Management For Voted - For
5 Elect Jerry L. Johnson Management For Voted - For
6 Elect Karl McDonnell Management For Voted - For
7 Elect Michael A. McRobbie Management For Voted - For
8 Elect Robert S. Silberman Management For Voted - For
9 Elect William J. Slocum Management For Voted - For
10 Elect Michael J Thawley Management For Voted - For
11 Elect G. Thomas Waite, III Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
STRIDE, INC.
Security ID: 86333M108 Ticker: LRN
Meeting Date: 09-Dec-22 Meeting Type: Annual
1 Elect Aida M. Alvarez Management For Voted - For
2 Elect Craig R. Barrett Management For Voted - For
3 Elect Robert L. Cohen Management For Voted - For
4 Elect Steven B. Fink Management For Voted - For
5 Elect Robert E. Knowling, Jr. Management For Voted - For
6 Elect Liza McFadden Management For Voted - For
7 Elect James J. Rhyu Management For Voted - For
8 Elect Joseph A. Verbrugge Management For Voted - For
9 Ratification of Auditor Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Amendment to the 2016 Equity Incentive Award Plan Management For Voted - For
THE AARON'S COMPANY, INC.
Security ID: 00258W108 Ticker: AAN
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Walter G. Ehmer Management For Voted - For
2 Elect Timothy A. Johnson Management For Voted - For
3 Elect Marvonia P. Moore Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the Employee Stock Purchase Plan Management For Voted - For
1333
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE HOME DEPOT, INC.
Security ID: 437076102 Ticker: HD
Meeting Date: 18-May-23 Meeting Type: Annual
1 Elect Gerard J. Arpey Management For Voted - For
2 Elect Ari Bousbib Management For Voted - For
3 Elect Jeffery H. Boyd Management For Voted - For
4 Elect Gregory D. Brenneman Management For Voted - For
5 Elect J. Frank Brown Management For Voted - For
6 Elect Albert P. Carey Management For Voted - For
7 Elect Edward P. Decker Management For Voted - For
8 Elect Linda R. Gooden Management For Voted - For
9 Elect Wayne M. Hewett Management For Voted - For
10 Elect Manuel Kadre Management For Voted - For
11 Elect Stephanie C. Linnartz Management For Voted - For
12 Elect Paula Santilli Management For Voted - For
13 Elect Caryn Seidman-Becker Management For Voted - For
14 Ratification of Auditor Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
16 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
17 Shareholder Proposal Regarding Reducing Ownership
Threshold Required to Act by Written Consent Shareholder Against Voted - Against
18 Shareholder Proposal Regarding Independent Chair Shareholder Against Voted - For
19 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
20 Shareholder Proposal Regarding Rescission of
Majority-Supported Shareholder Proposal Shareholder Against Voted - Against
21 Shareholder Proposal Regarding Public Positions on
Political Speech Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 03-Apr-23 Meeting Type: Annual
1 Elect Mary T. Barra Management For Voted - For
2 Elect Safra A. Catz Management For Voted - For
3 Elect Amy L. Chang Management For Voted - For
4 Elect Francis A. deSouza Management For Voted - For
5 Elect Carolyn N. Everson Management For Voted - For
6 Elect Michael B.G. Froman Management For Voted - For
7 Elect Robert A. Iger Management For Voted - For
8 Elect Maria Elena Lagomasino Management For Voted - For
9 Elect Calvin R. McDonald Management For Voted - For
10 Elect Mark G. Parker Management For Voted - For
11 Elect Derica W. Rice Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
1334
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
15 Shareholder Proposal Regarding Report on Corporate
Operations with China Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Charitable
Contributions Disclosure Shareholder Against Voted - Against
17 Shareholder Proposal Regarding Report on Political
Expenditures and Values Congruency Shareholder Against Voted - Against
TRIPADVISOR, INC.
Security ID: 896945201 Ticker: TRIP
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Gregory B. Maffei Management For Voted - Withheld
1.2 Elect Matt Goldberg Management For Voted - For
1.3 Elect Jay Hoag Management For Voted - For
1.4 Elect Betsy L. Morgan Management For Voted - For
1.5 Elect M. Greg OHara Management For Voted - For
1.6 Elect Jeremy Philips Management For Voted - Withheld
1.7 Elect Albert E. Rosenthaler Management For Voted - For
1.8 Elect Jane SUN Jie Management For Voted - Withheld
1.9 Elect Katryn (Trynka) Shineman Blake Management For Voted - For
1.10 Elect Robert S. Wiesenthal Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Redomestication Management For Voted - Against
4 Approval of the 2023 Stock Incentive Plan Management For Voted - Against
TWITTER, INC.
Security ID: 90184L102 Ticker: TWTR
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Merger Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Right to Adjourn Meeting Management For Voted - For
UBER TECHNOLOGIES, INC.
Security ID: 90353T100 Ticker: UBER
Meeting Date: 08-May-23 Meeting Type: Annual
1 Elect Ronald D. Sugar Management For Voted - For
2 Elect Revathi Advaithi Management For Voted - For
3 Elect Ursula M. Burns Management For Voted - For
4 Elect Robert A. Eckert Management For Voted - For
5 Elect Amanda Ginsberg Management For Voted - For
6 Elect Dara Khosrowshahi Management For Voted - For
7 Elect Wan Ling Martello Management For Voted - For
8 Elect John A. Thain Management For Voted - For
1335
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect David Trujillo Management For Voted - For
10 Elect Alexander R. Wynaendts Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Ratification of Auditor Management For Voted - For
13 Shareholder Proposal Regarding Third-Party Audit on
Driver Health and Safety Shareholder Against Voted - Against
UDR, INC.
Security ID: 902653104 Ticker: UDR
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Elect Katherine A. Cattanach Management For Voted - For
2 Elect Jon A. Grove Management For Voted - For
3 Elect Mary Ann King Management For Voted - For
4 Elect James D. Klingbeil Management For Voted - For
5 Elect Clint D. McDonnough Management For Voted - For
6 Elect Robert A. McNamara Management For Voted - For
7 Elect Diane M. Morefield Management For Voted - For
8 Elect Kevin C. Nickelberry Management For Voted - For
9 Elect Mark R. Patterson Management For Voted - For
10 Elect Thomas W. Toomey Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Ratification of Auditor Management For Voted - For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
V.F. CORPORATION
Security ID: 918204108 Ticker: VFC
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Elect Richard T. Carucci Management For Voted - For
2 Elect Alex Cho Management For Voted - For
3 Elect Juliana L. Chugg Management For Voted - For
4 Elect Benno Dorer Management For Voted - For
5 Elect Mark S. Hoplamazian Management For Voted - For
6 Elect Laura W. Lang Management For Voted - For
7 Elect W. Rodney McMullen Management For Voted - For
8 Elect Clarence Otis, Jr. Management For Voted - For
9 Elect Steven E. Rendle Management For Voted - For
10 Elect Carol L. Roberts Management For Voted - For
11 Elect Matthew J. Shattock Management For Voted - For
12 Advisory Vote on Executive Compensation Management For Voted - For
13 Ratification of Auditor Management For Voted - For
1336
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
VICTORIA'S SECRET & CO.
Security ID: 926400102 Ticker: VSCO
Meeting Date: 25-May-23 Meeting Type: Annual
1 Elect Irene Chang Britt Management For Voted - For
2 Elect Sarah Ruth Davis Management For Voted - For
3 Elect Jacqueline Hernandez Management For Voted - For
4 Elect Donna A. James Management For Voted - For
5 Elect Mariam Naficy Management For Voted - For
6 Elect Lauren B. Peters Management For Voted - For
7 Elect Anne Sheehan Management For Voted - For
8 Elect Martin Waters Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
VIMEO, INC.
Security ID: 92719V100 Ticker: VMEO
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Alexander von Furstenberg Management For Voted - For
1.2 Elect Adam Gross Management For Voted - For
1.3 Elect Alesia J. Haas Management For Voted - Withheld
1.4 Elect Jay Herratti Management For Voted - For
1.5 Elect Ida Kane Management For Voted - For
1.6 Elect Mo Koyfman Management For Voted - Withheld
1.7 Elect Spike Lee Management For Voted - For
1.8 Elect Nabil Mallick Management For Voted - For
1.9 Elect Glenn H. Schiffman Management For Voted - For
1.10 Elect Anjali Sud Management For Voted - For
2 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
3 Ratification of Auditor Management For Voted - For
4 Amendment to the 2021 Stock Incentive Plan Management For Voted - Against
WAYFAIR INC.
Security ID: 94419L101 Ticker: W
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Amendment to the 2014 Incentive Award Plan Management For Voted - Against
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Niraj Shah Management For Voted - For
2 Elect Steven Conine Management For Voted - For
3 Elect Michael Choe Management For Voted - For
4 Elect Andrea Jung Management For Voted - For
5 Elect Jeremy King Management For Voted - For
1337
Global X Millennial Consumer ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect Michael Kumin Management For Voted - Abstain
7 Elect Jeffrey G. Naylor Management For Voted - For
8 Elect Anke Schaferkordt Management For Voted - For
9 Elect Michael E. Sneed Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - Against
12 Approval of the 2023 Incentive Award Plan Management For Voted - Against
WW INTERNATIONAL, INC.
Security ID: 98262P101 Ticker: WW
Meeting Date: 09-May-23 Meeting Type: Annual
1 Elect Tracey D. Brown Management For Voted - For
2 Elect Jennifer Dulski Management For Voted - For
3 Ratification of Auditor Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
YELP INC.
Security ID: 985817105 Ticker: YELP
Meeting Date: 09-Jun-23 Meeting Type: Annual
1.1 Elect Fred Anderson Jr. Management For Voted - For
1.2 Elect Christine Barone Management For Voted - For
1.3 Elect Robert Gibbs Management For Voted - For
1.4 Elect George Hu Management For Voted - For
1.5 Elect Diane Irvine Management For Voted - For
1.6 Elect Sharon Rothstein Management For Voted - For
1.7 Elect Jeremy Stoppelman Management For Voted - For
1.8 Elect Chris S. Terrill Management For Voted - For
1.9 Elect Tony Wells Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Shareholder Proposal Regarding Shareholder Approval
of Advance Notice Provisions Shareholder Against Voted - For
ZILLOW GROUP, INC.
Security ID: 98954M101 Ticker: ZG
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Elect Amy Bohutinsky Management For Voted - Against
2 Elect Jay Hoag Management For Voted - For
3 Elect Gregory B. Maffei Management For Voted - Against
4 Ratification of Auditor Management For Voted - For
1338
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
ANTERO MIDSTREAM CORPORATION
Security ID: 03676B102 Ticker: AM
Meeting Date: 06-Jun-23 Meeting Type: Annual
1.1 Elect Peter A. Dea Management For Voted - For
1.2 Elect W. Howard Keenan, Jr. Management For Voted - For
1.3 Elect Janine J. McArdle Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - Against
4 Amendment to Articles to Reflect New Delaware Law
Provisions Regarding Officer Exculpation Management For Voted - Against
ARCHROCK, INC.
Security ID: 03957W106 Ticker: AROC
Meeting Date: 27-Apr-23 Meeting Type: Annual
1.1 Elect Anne-Marie N. Ainsworth Management For Voted - Withheld
1.2 Elect D. Bradley Childers Management For Voted - For
1.3 Elect Gordon T. Hall Management For Voted - For
1.4 Elect Frances Powell Hawes Management For Voted - For
1.5 Elect J.W.G. Honeybourne Management For Voted - For
1.6 Elect James H. Lytal Management For Voted - For
1.7 Elect Leonard W. Mallett Management For Voted - For
1.8 Elect Jason C. Rebrook Management For Voted - For
1.9 Elect Edmund P. Segner, III Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
CHENIERE ENERGY, INC.
Security ID: 16411R208 Ticker: LNG
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect G. Andrea Botta Management For Voted - For
2 Elect Jack A. Fusco Management For Voted - For
3 Elect Patricia K. Collawn Management For Voted - For
4 Elect Brian E. Edwards Management For Voted - For
5 Elect Denise Gray Management For Voted - For
6 Elect Lorraine Mitchelmore Management For Voted - For
7 Elect Donald F. Robillard, Jr. Management For Voted - For
8 Elect Matthew Runkle Management For Voted - For
9 Elect Neal A. Shear Management For Voted - For
10 Advisory Vote on Executive Compensation Management For Voted - For
11 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
12 Ratification of Auditor Management For Voted - For
1339
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Shareholder Proposal Regarding Risk Report on LNG
Capital Investments Aligned with Paris Accord Shareholder Against Voted - Against
CRESTWOOD EQUITY PARTNERS LP
Security ID: 226344307 Ticker: CEQP
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect David Lumpkins Management For Voted - For
2 Elect Frances M. Vallejo Management For Voted - For
3 Elect Gary D. Reaves Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the 2018 Long-Term Incentive Plan Management For Voted - For
DT MIDSTREAM, INC.
Security ID: 23345M107 Ticker: DTM
Meeting Date: 05-May-23 Meeting Type: Annual
1.1 Elect Peter Tumminello Management For Voted - For
1.2 Elect Dwayne A. Wilson Management For Voted - Withheld
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
ENBRIDGE INC.
Security ID: 29250N105 Ticker: ENB
Meeting Date: 03-May-23 Meeting Type: Annual
1 Elect Mayank M. Ashar Management For Voted - For
2 Elect Gaurdie E. Banister Management For Voted - For
3 Elect Pamela L. Carter Management For Voted - For
4 Elect Susan M. Cunningham Management For Voted - For
5 Elect Gregory L. Ebel Management For Voted - For
6 Elect Jason B. Few Management For Voted - For
7 Elect Teresa S. Madden Management For Voted - For
8 Elect Stephen S. Poloz Management For Voted - For
9 Elect S. Jane Rowe Management For Voted - For
10 Elect Dan C. Tutcher Management For Voted - For
11 Elect Steven W. Williams Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Shareholder Rights Plan Renewal Management For Voted - For
15 Shareholder Proposal Regarding Lobbying and
Political Donations Alignment with Net Zero Goal Shareholder Against Voted - Against
16 Shareholder Proposal Regarding Disclosure of All
Scope 3 Emissions Shareholder Against Voted - Against
1340
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
ENTERPRISE PRODUCTS PARTNERS L.P.
Security ID: 293792107 Ticker: EPD
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Amendment to the 2008 Long-Term Incentive Plan Management For Voted - For
2 Amendment to the Unit Purchase Plan Management For Voted - For
EQUITRANS MIDSTREAM CORPORATION
Security ID: 294600101 Ticker: ETRN
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Vicky A. Bailey Management For Voted - For
2 Elect Sarah M. Barpoulis Management For Voted - For
3 Elect Kenneth M. Burke Management For Voted - For
4 Elect Diana M. Charletta Management For Voted - For
5 Elect Thomas F. Karam Management For Voted - For
6 Elect D. Mark Leland Management For Voted - For
7 Elect Norman J. Szydlowski Management For Voted - For
8 Elect Robert F. Vagt Management For Voted - For
9 Advisory Vote on Executive Compensation Management For Voted - For
10 Ratification of Auditor Management For Voted - For
KINDER MORGAN, INC.
Security ID: 49456B101 Ticker: KMI
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Richard D. Kinder Management For Voted - For
2 Elect Steven J. Kean Management For Voted - For
3 Elect Kimberly A. Dang Management For Voted - For
4 Elect Ted A. Gardner Management For Voted - Against
5 Elect Anthony W. Hall, Jr. Management For Voted - For
6 Elect Gary L. Hultquist Management For Voted - For
7 Elect Ronald L. Kuehn, Jr. Management For Voted - For
8 Elect Deborah A. Macdonald Management For Voted - For
9 Elect Michael C. Morgan Management For Voted - For
10 Elect Arthur C. Reichstetter Management For Voted - For
11 Elect C. Park Shaper Management For Voted - For
12 Elect William A. Smith Management For Voted - For
13 Elect Joel V. Staff Management For Voted - For
14 Elect Robert F. Vagt Management For Voted - For
15 Amendment Limiting the Liability of Certain Officers Management For Voted - Against
16 Ratification of Auditor Management For Voted - For
17 Advisory Vote on Executive Compensation Management For Voted - For
1341
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
KINETIK HOLDINGS INC.
Security ID: 02215L209 Ticker: KNTK
Meeting Date: 31-May-23 Meeting Type: Annual
1.1 Elect Jamie Welch Management For Voted - Withheld
1.2 Elect David I. Foley Management For Voted - For
1.3 Elect John-Paul Munfa Management For Voted - For
1.4 Elect Elizabeth P. Cordia Management For Voted - For
1.5 Elect Jesse Krynak Management For Voted - For
1.6 Elect Ronald Schweizer Management For Voted - For
1.7 Elect Laura A. Sugg Management For Voted - Withheld
1.8 Elect Kevin S. McCarthy Management For Voted - For
1.9 Elect Ben C. Rodgers Management For Voted - For
1.10 Elect D. Mark Leland Management For Voted - For
1.11 Elect Deborah L. Byers Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Elimination of Supermajority Requirement Management For Voted - For
5 Amendment to Articles to Limit the Liability of
Certain Officers Management For Voted - Against
6 Ratification of Auditor Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS, L.P.
Security ID: 559080106 Ticker: MMP
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Sivasankaran Somasundaram Management For Voted - For
2 Elect Chansoo Joung Management For Voted - For
3 Elect Aaron L. Milford Management For Voted - For
4 Elect James R. Montague Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
ONEOK, INC.
Security ID: 682680103 Ticker: OKE
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Brian L. Derksen Management For Voted - For
2 Elect Julie H. Edwards Management For Voted - For
3 Elect Mark W. Helderman Management For Voted - For
4 Elect Randall J. Larson Management For Voted - For
5 Elect Steven J. Malcolm Management For Voted - For
6 Elect Jim W. Mogg Management For Voted - Against
7 Elect Pattye L. Moore Management For Voted - For
8 Elect Pierce H. Norton II Management For Voted - For
1342
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Eduardo A. Rodriguez Management For Voted - For
10 Elect Gerald B. Smith Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Amendment to the Employee Stock Purchase Plan Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - For
14 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
PEMBINA PIPELINE CORPORATION
Security ID: 706327103 Ticker: PPL
Meeting Date: 05-May-23 Meeting Type: Annual
1.1 Elect Anne-Marie N. Ainsworth Management For Voted - For
1.2 Elect J. Scott Burrows Management For Voted - For
1.3 Elect Cynthia B. Carroll Management For Voted - For
1.4 Elect Ana Dutra Management For Voted - For
1.5 Elect Robert G. Gwin Management For Voted - For
1.6 Elect Maureen E. Howe Management For Voted - For
1.7 Elect Gordon J. Kerr Management For Voted - For
1.8 Elect David M.B. LeGresley Management For Voted - For
1.9 Elect Andy J. Mah Management For Voted - For
1.10 Elect Leslie A. O'Donoghue Management For Voted - For
1.11 Elect Bruce D. Rubin Management For Voted - For
1.12 Elect Henry W. Sykes Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PLAINS ALL AMERICAN PIPELINE, L.P.
Security ID: 726503105 Ticker: PAA
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Willie Chiang Management For Voted - For
1.2 Elect Ellen R. Desanctis Management For Voted - For
1.3 Elect Alexandra Pruner Management For Voted - For
1.4 Elect Lawrence M. Ziemba Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
PLAINS GP HOLDINGS, L.P.
Security ID: 72651A207 Ticker: PAGP
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Willie Chiang Management For Voted - For
1.2 Elect Ellen R. Desanctis Management For Voted - For
1.3 Elect Alexandra Pruner Management For Voted - For
1.4 Elect Lawrence M. Ziemba Management For Voted - For
2 Ratification of Auditor Management For Voted - For
1343
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Executive Compensation Management For Voted - For
TARGA RESOURCES CORP.
Security ID: 87612G101 Ticker: TRGP
Meeting Date: 23-May-23 Meeting Type: Annual
1 Elect Paul W. Chung Management For Voted - For
2 Elect Charles R. Crisp Management For Voted - For
3 Elect Laura C. Fulton Management For Voted - For
4 Ratification of Auditor Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Shareholder Proposal Regarding Report on Reducing
Venting and Flaring Shareholder Against Voted - For
TC ENERGY CORPORATION
Security ID: 87807B107 Ticker: TRP
Meeting Date: 02-May-23 Meeting Type: Annual
1 Elect Cheryl F. Campbell Management For Voted - For
2 Elect Michael R. Culbert Management For Voted - For
3 Elect William D. Johnson Management For Voted - For
4 Elect Susan C. Jones Management For Voted - For
5 Elect John E. Lowe Management For Voted - For
6 Elect David Macnaughton Management For Voted - For
7 Elect Francois L. Poirier Management For Voted - For
8 Elect Una M. Power Management For Voted - For
9 Elect Mary Pat Salomone Management For Voted - For
10 Elect Indira V. Samarasekera Management For Voted - For
11 Elect Siim A. Vanaselja Management For Voted - For
12 Elect Thierry Vandal Management For Voted - For
13 Elect Dheeraj D Verma Management For Voted - For
14 Appointment of Auditor and Authority to Set Fees Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - For
THE WILLIAMS COMPANIES, INC.
Security ID: 969457100 Ticker: WMB
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Elect Alan S. Armstrong Management For Voted - For
2 Elect Stephen W. Bergstrom Management For Voted - For
3 Elect Michael A. Creel Management For Voted - For
4 Elect Stacey H. Dore Management For Voted - For
5 Elect Carri A. Lockhart Management For Voted - For
6 Elect Richard E. Muncrief Management For Voted - For
7 Elect Peter A. Ragauss Management For Voted - For
1344
Global X MLP & Energy Infrastructure ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Rose M. Robeson Management For Voted - For
9 Elect Scott D. Sheffield Management For Voted - For
10 Elect Murray D. Smith Management For Voted - For
11 Elect William H. Spence Management For Voted - For
12 Elect Jesse J. Tyson Management For Voted - For
13 Ratification of Auditor Management For Voted - For
14 Advisory Vote on Executive Compensation Management For Voted - For
15 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
1345
Global X MLP ETF
Proposal Proposed by Mgt. Position Registrant Voted
CRESTWOOD EQUITY PARTNERS LP
Security ID: 226344307 Ticker: CEQP
Meeting Date: 11-May-23 Meeting Type: Annual
1 Elect David Lumpkins Management For Voted - For
2 Elect Frances M. Vallejo Management For Voted - For
3 Elect Gary D. Reaves Management For Voted - For
4 Advisory Vote on Executive Compensation Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Amendment to the 2018 Long-Term Incentive Plan Management For Voted - For
ENTERPRISE PRODUCTS PARTNERS L.P.
Security ID: 293792107 Ticker: EPD
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Amendment to the 2008 Long-Term Incentive Plan Management For Voted - For
2 Amendment to the Unit Purchase Plan Management For Voted - For
MAGELLAN MIDSTREAM PARTNERS, L.P.
Security ID: 559080106 Ticker: MMP
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Elect Sivasankaran Somasundaram Management For Voted - For
2 Elect Chansoo Joung Management For Voted - For
3 Elect Aaron L. Milford Management For Voted - For
4 Elect James R. Montague Management For Voted - For
5 Advisory Vote on Executive Compensation Management For Voted - For
6 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
7 Ratification of Auditor Management For Voted - For
NUSTAR ENERGY L.P.
Security ID: 67058H102 Ticker: NS
Meeting Date: 27-Apr-23 Meeting Type: Annual
1.1 Elect Jelynne LeBlanc Burley Management For Voted - For
1.2 Elect Robert J. Munch Management For Voted - For
1.3 Elect Martin Salinas, Jr. Management For Voted - For
1.4 Elect Suzanne Allford Wade Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Amendment to the 2019 Long-Term Incentive Plan Management For Voted - For
1346
Global X MLP ETF
Proposal Proposed by Mgt. Position Registrant Voted
PBF LOGISTICS LP
Security ID: 69318Q104 Ticker: PBFX
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Merger/Acquisition Management For Voted - For
2 Right to Adjourn Meeting Management For Voted - For
PHILLIPS 66
Security ID: 718546104 Ticker: PSX
Meeting Date: 10-May-23 Meeting Type: Annual
1 Elect Gregory J. Hayes Management For Voted - For
2 Elect Charles M. Holley, Jr. Management For Voted - For
3 Elect Denise R. Singleton Management For Voted - Against
4 Elect Glenn F. Tilton Management For Voted - For
5 Elect Marna C. Whittington Management For Voted - For
6 Repeal of Classified Board Management For Voted - For
7 Advisory Vote on Executive Compensation Management For Voted - For
8 Ratification of Auditor Management For Voted - For
9 Shareholder Proposal Regarding Virgin Plastic Demand Shareholder Against Voted - Against
PLAINS ALL AMERICAN PIPELINE, L.P.
Security ID: 726503105 Ticker: PAA
Meeting Date: 24-May-23 Meeting Type: Annual
1.1 Elect Willie Chiang Management For Voted - For
1.2 Elect Ellen R. Desanctis Management For Voted - For
1.3 Elect Alexandra Pruner Management For Voted - For
1.4 Elect Lawrence M. Ziemba Management For Voted - For
2 Ratification of Auditor Management For Voted - For
3 Advisory Vote on Executive Compensation Management For Voted - For
1347
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
ADECOAGRO S.A.
Security ID: L00849106 Ticker: AGRO
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Approval of Consolidated Financial Statements Management For Voted - For
2 Approval of Annual Accounts Management For Voted - For
3 Allocation of Results Management For Voted - For
4 Distribution of Dividends Management For Voted - For
5 Discharge of Directors Management For Voted - For
6 Directors' Compensation 2022 Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Elect Plinio Villares Musetti Management For Voted - For
9 Elect Mariano Bosch Management For Voted - For
10 Elect Daniel C. Gonzalez Management For Voted - For
11 Directors' Compensation 2023 Management For Voted - For
ARCOS DORADOS HOLDINGS INC.
Security ID: G0457F107 Ticker: ARCO
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
3.1 Elect Michael Chu Management For Voted - For
3.2 Elect Jose Alberto Velez Management For Voted - For
3.3 Elect Jose Fernandez Management For Voted - For
3.4 Elect Karla Berman Management For Voted - For
BANCO MACRO SA
Security ID: 05961W105 Ticker: BMA
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board and Supervisory Council Acts Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Amend Reserve for Dividend Distribution Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council Fees Management For Voted - For
8 Ratification of Auditor's Fees Management For Voted - For
9 Elect Delfin Federico Ezequiel Carballo Management For Voted - For
10 Elect Marcos Brito Management For Voted - For
11 Elect Hugo Raul Lazzarini Management For Voted - For
12 Elect Jose Alfredo Sanchez Management For Voted - For
13 Elect Delfin Jorge Ezequiel Carballo as Alternate
Director Management For Voted - For
1348
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Elect Guido Agustin Gallino as Alternate Director Management For Voted - For
15 Election of Supervisory Council; Board Size Management For Voted - Abstain
16 Appointment of Auditor Management For Voted - For
17 Audit Committee Budget Management For Voted - For
18 Authorization of Legal Formalities Management For Voted - For
BBVA ARGENTINA
Security ID: 058934100 Ticker: BBAR
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board, CEO, and Supervisor Council
Acts
Management For Voted - For
4 Allocation of Profits Management For Voted - For
5 Allocation of Dividends Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - For
7 Ratification of Supervisory Council's Fees
Management For Voted - For
8 Board Size Management For Voted - Abstain
9 Election of Directors Management For Voted - Abstain
10 Election of Supervisory Council Management For Voted - Abstain
11 Authority to Set Auditor's Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Audit Committee Budget Management For Voted - For
BIOCERES CROP SOLUTIONS CORP.
Security ID: G1117K114 Ticker: BIOX
Meeting Date: 27-Oct-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2.1 Elect Federico Trucco Management For Voted - Withheld
2.2 Elect Enrique Lopez Lecube Management For Voted - Withheld
2.3 Elect Maria Baccarelli Management For Voted - For
2.4 Elect Gloria Montaron Estrada Management For Voted - For
2.5 Elect Keith McGovern Management For Voted - For
2.6 Elect Ari Freisinger Management For Voted - Withheld
2.7 Elect Natalia Zang Management For Voted - For
2.8 Elect Yogesh Mago Management For Voted - For
3 Appointment of Auditor Management For Voted - For
1349
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
CENCOSUD SA
Security ID: P2205J100 Ticker: CENCOSUD
Meeting Date: 28-Apr-23 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Directors' Fees Management For Voted - For
4 Directors' Committee Fees and Budget Management For Voted - For
5 Report on Board of Directors' and Directors'
Committee Expenses Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Appointment of Risk Rating Agency Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Report on Directors' Oppositions Recorded at Board
Meeting Management For Voted - For
10 Publication of Company Notices Management For Voted - For
11 Transaction of Other Business Management N/A Voted - Against
12 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - Abstain
2 Authorization of Legal Formalities Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
CENTRAL PUERTO SA
Security ID: 155038201 Ticker: CEPU
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Amendments to Articles Management For Voted - Abstain
3 Amend Allocation of Discretionary Reserve Management For Voted - Abstain
4 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 23-Dec-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Allocation of Discretionary Reserve Management For Voted - Abstain
3 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts
Management For Voted - For
1350
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Ratification of Directors' Fees; Authority to
Advance Directors' Fees Management For Voted - Abstain
7 Ratification of Supervisory Council Fees Management For Voted - Abstain
8 Election of Directors; Board Size Management For Voted - Abstain
9 Election of Supervisory Council Management For Voted - Abstain
10 Ratification of Auditor's Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - Abstain
12 Audit Committee Budget Management For Voted - Abstain
13 Authorization of Legal Formalities Management For Voted - For
COMPANIA CERVECERIAS UNIDAS S.A.
Security ID: P24905104 Ticker: CCU
Meeting Date: 12-Apr-23 Meeting Type: Ordinary
1 Presentation of Chair's Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Dividend Policy Management For Voted - For
5 Election of Directors Management For Voted - Abstain
6 Directors' Fees Management For Voted - Abstain
7 Directors' Committee Fees and Budget Management For Voted - Abstain
8 Audit Committee Fees and Budget Management For Voted - Abstain
9 Appointment of Auditor Management For Voted - Abstain
10 Appointment of Risk Rating Agency Management For Voted - Abstain
11 Presentation of Director's Committee Report Management For Voted - For
12 Related Party Transactions Management For Voted - For
13 Transaction of Other Business Management N/A Voted - Against
CORPORACION AMERICA AIRPORTS S.A.
Security ID: L1995B107 Ticker: CAAP
Meeting Date: 23-May-23 Meeting Type: Annual
1 Approval of Financial Statements Management For Voted - For
2 Allocation of Results Management For Voted - For
3 Discharge of Board Members Management For Voted - For
4 Election of Directors (Slate) Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Director Compensation Policy Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Amendment to the Articles to Renew the Authorised
Share Capital Management For Voted - For
9 Amendment to the Number of Executive Committee
Members Management For Voted - For
10 Amendment to the Signatory Powers in Respect of the
Daily Management Management For Voted - For
11 Amendment to the Term "Chairman" to "Chairperson"
in the Articles Management For Voted - For
1351
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
CRESUD S.A.
Security ID: 226406106 Ticker: CRES
Meeting Date: 28-Oct-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - Against
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Amendments to Articles Management For Voted - Abstain
13 Equity Compensation Plan Management For Voted - Abstain
14 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Authority to Extend the Terms of the Global Debt
Program Management For Voted - For
3 Delegation of Powers Regarding Debt Program Management For Voted - For
4 Special Dividend Management For Voted - For
5 Bonus Share Issuance Management For Voted - For
6 Authorization of Legal Formalities Management For Voted - For
DESPEGAR.COM, CORP.
Security ID: G27358103 Ticker: DESP
Meeting Date: 06-Dec-22 Meeting Type: Annual
1 Elect Martin Rastellino Management For Voted - Against
2 Elect Mario Eduardo Vazquez Management For Voted - For
3 Appointment of Auditor Management For Voted - For
EMBOTELLADORA ANDINA SA
Security ID: P3697S103 Ticker: ANDINA
Meeting Date: 20-Apr-23 Meeting Type: Ordinary
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Dividend Policy Management For Voted - For
4 Directors' Fees; Directors' Committee Fees; Audit
Committee Fees and Expenses Management For Voted - Abstain
1352
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Appointment of Auditor Management For Voted - For
6 Appointment of Risk Rating Agency Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Publication of Company Notices Management For Voted - For
9 Transaction of Other Business Management N/A Voted - Against
10 Non-Voting Meeting Note N/A N/A Non-Voting
EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. (EDENOR)
Security ID: 29244A102 Ticker: EDN
Meeting Date: 02-Nov-22 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Election of Director (Series B and C) Management For Voted - Abstain
3 Amendments to Articles Management For Voted - Abstain
4 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees and Supervisory
Council's Fees Management For Voted - For
7 Election of Directors Management For Voted - Abstain
8 Approve Supervisory Council Management For Voted - Abstain
9 Ratification of Auditor's Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
11 Approval of Audit and Executive Committee Budgets Management For Voted - For
12 Conversion of Class C Shares to Class B Shares Management For Voted - For
13 Authorization of Legal Formalities Management For Voted - For
GRUPO FINANCIERO GALICIA SA
Security ID: 399909100 Ticker: GGAL
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Holding of Shareholders' Meeting Remotely; Election
of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Use of the Company's Voluntary
Reserves/Distribution of Dividends Management For Voted - For
5 Ratification of Board and Supervisory Council Acts Management For Voted - For
6 Supervisory Council Fees Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Authority to Advance Directors' Fees Management For Voted - For
9 Election of Supervisory Council Management For Voted - For
1353
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Board Size; Election of Directors Management For Voted - Against
11 Ratification of Auditor's Fees Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Approval of Audit Committee Budget Management For Voted - For
GRUPO SUPERVIELLE S.A.
Security ID: 40054A108 Ticker: SUPV
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
4 Ratification of Supervisory Council Acts Management For Voted - For
5 Ratification of Directors' Fees Management For Voted - For
6 Ratification of Supervisory Council's Fees Management For Voted - For
7 Election of Directors; Board Size Management For Voted - Against
8 Election of Supervisory Council Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Approval of Integrated Report Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Audit Committee Budget Management For Voted - For
14 Amendments to Article 14 bis Management For Voted - For
15 Authorization of Legal Formalities Management For Voted - For
IRSA INVERSIONES Y REPRESENTACIONES S.A.
Security ID: 450047204 Ticker: IRSA
Meeting Date: 28-Oct-22 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisory Council Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - For
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Amendments to Articles Management For Voted - Abstain
13 Equity Compensation Plan Management For Voted - Abstain
14 Authorization of Legal Formalities Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
1354
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Capitalization of Reserves for Bonus Shares Issuance Management For Voted - For
3 Amendments to Article 7 (Par Value) Management For Voted - For
4 Special Dividend Management For Voted - For
5 Authorization of Legal Formalities Management For Voted - For
LOMA NEGRA COMPANIA INDUSTRIAL ARGENTINA SOCIEDAD ANONIMA
Security ID: 54150E104 Ticker: LOMA
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Ratification of Supervisory Council Acts Management For Voted - For
6 Ratification of Directors' Fees Management For Voted - Against
7 Ratification of Supervisory Council's Fees Management For Voted - For
8 Election of Directors; Board Size Management For Voted - For
9 Election of Supervisory Council Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Ratification of Auditor's Fees Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - Abstain
13 Audit Committee Budget Management For Voted - For
14 Authority to Cancel Treasury Shares and Reduce
Share Capital Management For Voted - For
15 Authority to Increase Debt Under the Global
Issuance Program Management For Voted - For
16 Authorization of Legal Formalities Management For Voted - For
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 07-Jun-23 Meeting Type: Annual
1.1 Elect Susan L. Segal Management For Voted - For
1.2 Elect Mario Eduardo Vazquez Management For Voted - For
1.3 Elect Alejandro Nicolas Aguzin Management For Voted - For
2 Advisory Vote on Executive Compensation Management For Voted - For
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
4 Ratification of Auditor Management For Voted - For
PAMPA ENERGIA SA
Security ID: 697660207 Ticker: PAMP
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Elect Maria Renata Escafati Management For Voted - For
3 Authorization of Legal Formalities Management For Voted - For
1355
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board and Supervisory Council Acts Management For Voted - For
5 Ratification of Directors' Fees; Supervisory
Council's Fees; Authority to Advance Directors' Fees Management For Voted - For
6 Ratification of Auditor's Fees Management For Voted - For
7 Election of Directors Management For Voted - Against
8 Appointment of Auditor Management For Voted - For
9 Authority to Set Auditor's Fees Management N/A Voted - Abstain
10 Audit Committee Budget Management For Voted - For
11 Cancellation of Shares Management For Voted - For
12 Authorization of Legal Formalities Management For Voted - For
SSR MINING INC.
Security ID: 784730103 Ticker: SSRM
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect A.E. Michael Anglin Management For Voted - For
3 Elect Rodney P. Antal Management For Voted - For
4 Elect Thomas R. Bates, Jr. Management For Voted - For
5 Elect Brian R. Booth Management For Voted - For
6 Elect Simon Fish Management For Voted - For
7 Elect Leigh Ann Fisher Management For Voted - For
8 Elect Alan P. Krusi Management For Voted - For
9 Elect Kay G. Priestly Management For Voted - For
10 Elect Karen Swager Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Appointment of Auditor Management For Voted - For
TELECOM ARGENTINA S.A.
Security ID: 879273209 Ticker: TECO1
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board and Supervisory Council Acts Management For Voted - For
5 Ratification of Directors' Fees Management For Voted - For
6 Authority to Advance Directors' Fees Management For Voted - For
7 Ratify Supervisory Council Fees Management For Voted - For
8 Authority to Advance Supervisory Council Fees Management For Voted - For
9 Election of Supervisory Council Management For Voted - Abstain
10 Election of Supervisory Council Alternate Members Management For Voted - Abstain
1356
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Ratify Auditor's Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Audit Committee Budget Management For Voted - For
14 Election of Director Management For Voted - Abstain
TRANSPORTADORA DE GAS DEL SUR SA
Security ID: 893870204 Ticker: TGSU2
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Ratification of Board Acts Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Ratification of Supervisory Council Acts Management For Voted - For
7 Supervisory Council Fees Management For Voted - Abstain
8 Audit Committee Budget
Management For Voted - Abstain
9 Election of Directors; Board Size Management For Voted - Abstain
10 Board Term Length Management For Voted - Abstain
11 Election of Supervisory Council Management For Voted - Abstain
12 Ratification of Auditor's Fees Management For Voted - For
13 Appointment of Auditor Management For Voted - For
14 Authority to Extend the Terms of the Global Debt
Program Management For Voted - For
15 Authority to Increase Debt Under the Global
Issuance Program Management For Voted - For
16 Delegation of Powers Regarding Debt Program Management For Voted - For
YAMANA GOLD INC.
Security ID: 98462Y100 Ticker: YRI
Meeting Date: 31-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Pan American/Agnico Transaction Management For Voted - For
YPF S.A.
Security ID: 984245100 Ticker: YPFD
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Election of Delegates in Charge of Meeting Minutes Management For Voted - For
2 Repurchase of Shares: Waiver of Preemptive Rights Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Ratify Auditor's Fees Management For Voted - For
1357
Global X MSCI Argentina ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Ratification of Board and Supervisory Council Acts Management For Voted - For
8 Ratification of Directors' Fees Management For Voted - For
9 Ratification of Supervisory Council Fees Management For Voted - For
10 Supervisory Council Board Size Management For Voted - For
11 Election of Supervisory Council Members and
Alternates (Class D) Management For Voted - Abstain
12 Board Size Management For Voted - For
13 Election of Directors (Class D) Management For Voted - For
14 Directors' Fees; Supervisory Council's Fees Management For Voted - For
15 Authority to Set Terms of Debt Issuance Management For Voted - Abstain
1358
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
37 INTERACTIVE ENTERTAINMENT NETWORK TECHNOLOGY GROUP CO., LTD.
Security ID: Y9717X105 Ticker: 002555
Meeting Date: 15-Sep-22 Meeting Type: Special
1 2022 Interim Profit Distribution Plan Management For Voted - For
2 Application for Bank Credit Line
Management For Voted - For
3 Adjustment Of Estimated Guarantee Quota For
Subsidiaries In 2022 Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Non-independent Directors Fees Management For Voted - For
9 Independent Directors Fees Management For Voted - For
10 Amendments to Management System for External
Investment Management For Voted - For
ALIBABA PICTURES GROUP LTD
Security ID: G0171W105 Ticker: 1060
Meeting Date: 26-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LI Jie Management For Voted - For
5 Elect MENG Jun Management For Voted - For
6 Elect LIU Zheng Management For Voted - For
7 Elect Johnny CHEN Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Bye-Laws Management For Voted - For
1359
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
AUTOHOME INC.
Security ID: 05278C107 Ticker: ATHM
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Amended and Restated Memorandum of Association and
Articles of Association Management For Voted - For
BAIDU, INC.
Security ID: G07034104 Ticker: BIDU
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amended and Restated Articles of Association Management For Voted - For
BEIJING ENLIGHT MEDIA COMPANY LIMITED
Security ID: Y0773B103 Ticker: 300251
Meeting Date: 06-Apr-23 Meeting Type: Special
1 Extension Of The External Financial With
Proprietary Funds Management For Voted - For
2 Change of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
3 Elect ZHANG Haifeng Management For Voted - For
4 Equity Assets Sale Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisory Board Fees Management For Voted - For
BILIBILI INC
Security ID: G1098A101 Ticker: 9626
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Elect LI Ni Management For Voted - For
4 Elect XU Yi Management For Voted - For
5 Elect DING Guoqi Management For Voted - For
1360
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA LITERATURE LIMITED
Security ID: G2121R103 Ticker: 0772
Meeting Date: 22-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect James G. Mitchell Management For Voted - Against
5 Elect CAO Huayi Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Elect XIE Qinghua Management For Voted - Against
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendment to 2020 Restricted Share Unit Scheme Management For Voted - Against
13 Authority to Issue Shares under the Restricted
Share Unit Scheme Management For Voted - Against
14 Amendments to Share Option Plan Management For Voted - Against
15 Service Provider Sublimit Management For Voted - Against
CHINA RUYI HOLDINGS LIMITED
Security ID: G4404N114 Ticker: 0136
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Issue of New Shares under Specific Mandate to Water
Lily Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect YANG Ming Management For Voted - For
5 Elect David CHAU Shing Yim Management For Voted - Against
6 Elect SHI Zhuomin Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
1361
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Adoption of the New Share Option Scheme and the
Termination of the Share Option Scheme Management For Voted - Against
13 Scheme Mandate Limit Management For Voted - Against
14 Service Provider Sub-limit Management For Voted - Against
Meeting Date: 28-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2023 Game Cooperation Framework Agreement Management For Voted - For
CHINA TOWER CORPORATION LIMITED
Security ID: Y15076105 Ticker: 0788
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect FANG Xiaobing Management For Voted - For
4 Elect DONG Chunbo Management For Voted - For
5 Elect Sin Hendrick Management For Voted - Against
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Commercial Pricing Agreement and 2022 Service
Agreement - China Mobile Communication Company
Limited Management For Voted - For
4 2022 Commercial Pricing Agreement and 2022 Service
Agreement - China United Network Communications
Corporation Limited Management For Voted - For
5 2022 Commercial Pricing Agreement and 2022 Service
Agreement - China Telecom Corporation Limited Management For Voted - For
6 Adoption of the Measures on Payroll Management Management For Voted - For
7 Adoption of the Interim Administrative Measures Management For Voted - For
8 Adoption of the Interim Measures on the Operating
Performance Appraisal of the Management Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Authority to Issue Debt Financing Instruments Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
1362
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 16-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect TANG Yongbo Management For Voted - For
CHINA UNITED NETWORK COMMUNICATIONS LIMITED
Security ID: Y15075107 Ticker: 600050
Meeting Date: 13-Oct-22 Meeting Type: Special
1 2022 Interim Allocation of Profits/Dividends Management For Voted - For
2 Second Phase Restricted Stock Incentive Plan Management For Voted - For
3 Appraisal Management Measures for the
Implementation of Second Phase Restricted Stock
Incentive Plan (Draft) Management For Voted - For
4 Board Authorization to Handle All Related Matters Management For Voted - For
5 Purchase of Insurance Liability for Directors,
Supervisors and Senior Management Management For Voted - For
6 Amendments to Articles Management For Voted - For
7 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding The Comprehensive
Service Agreement From 2023 To 2025 With A Company Management For Voted - For
2 The Business Pricing Agreement And Service
Agreement With Another Company Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Reappointment Of Audit Firm Management For Voted - For
4 2022 Report Of The Board Of Directors Management For Voted - For
5 2022 Report Of The Supervisory Committee Management For Voted - For
6 2022 Annual Report Management For Voted - For
7 2022 Profit Distribution Plan of The Above Company Management For Voted - For
8 Re-Election of Directors of The Above Company And
Authorization to The Board to Determine Director
Remuneration Management For Voted - For
9 Misc. Management Proposal Management For Voted - For
10 Authorization of The Above Company S Shareholders
General Meeting to Its Board of Directors to
Exercise The Power within Certain Period of Rights
Issue, Issuance And Disposal of Additional Shares
of This Company Management For Voted - For
11 Repurchase And Cancellation of Some Restricted
Stocks from Plan Participants Granted Under The 1st
Phase Restricted Stock Incentive Plan Management For Voted - For
12 Connected Transactions With A Company Management For Voted - For
1363
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 The Spin-off Listing of The Subsidiary on The Star
Market Management For Voted - For
14 Preplan for Spin-off Listing of The Subsidiary on
The Star Market (Revised) Management For Voted - For
15 The Spin-off Listing of The Subsidiary on The Star
Market Is in Compliance with The Listed Company
Spin-off Rules (Trial) Management For Voted - For
16 The Spin-off Listing of The Subsidiary on The Star
Market Is in Compliance with Relevant Laws And
Regulations Management For Voted - For
17 Statement on The Compliance And Completeness of The
Legal Procedure of Spin-off Listing of The
Subsidiary And The Validity of The Legal Documents
Submitted Management For Voted - For
18 The Spin-off Listing of The Subsidiary on The Star
Market Is for The Legitimate Rights And Interest of
Shareholders And Creditors Management For Voted - For
19 Statement on Maintaining Independence And
Sustainable Profitability of The Company Management For Voted - For
20 The Subsidiary Is Capable of Conducting Law-Based
Operation Management For Voted - For
21 Full Authorization to The Board And Its Authorized
Persons to Handle Matters Regarding Listing of The
Subsidiary Management For Voted - For
22 Purpose, Commercial Reasonability, Necessity And
Feasibility of The Spin-off Listing of The
Subsidiary on The Star Market Management For Voted - For
23 Amendments To The Company S Articles Of Association Management For Voted - For
FOCUS MEDIA INFORMATION TECHNOLOGY CO LTD.,
Security ID: Y29327114 Ticker: 002027
Meeting Date: 15-Dec-22 Meeting Type: Special
1 2022 3rd Quarter Profit Distribution Plan Management For Voted - For
Meeting Date: 03-Mar-23 Meeting Type: Special
1 Elect LIAO Guanmin Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Use of Idle Own Funds to Purchase Wealth Management
Products Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Estimated Related Party Transactions in 2023 Management For Voted - For
1364
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendments to Articles Management For Voted - For
11 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
12 Amendments to Procedural Rules: Board Meetings Management For Voted - For
13 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
14 Amendments to Management System for Raised Funds Management For Voted - For
15 Amendments to Management System for External
Investments Management For Voted - For
16 Amendments to Procedural Rules: Connected
Transactions Management For Voted - For
17 Amendments to Management System: Dividends Management For Voted - For
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO LTD
Security ID: Y2688G102 Ticker: 603444
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Allocation of Interim Dividends for First Three
Quarters in 2022 Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Investment in Wealth Management Products with Idel
Funds Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Amendments to Procedural Rules Management For Voted - For
GIANT NETWORK GROUP CO., LTD.
Security ID: Y1593Y109 Ticker: 002558
Meeting Date: 25-Oct-22 Meeting Type: Special
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
KANZHUN LIMITED
Security ID: 48553T106 Ticker: BZ
Meeting Date: 14-Dec-22 Meeting Type: Annual
1 Conversion of Authorized Shares Management For Voted - Against
2 Adoption of New Articles Management For Voted - Against
3 Authority to Issue Shares without Preemptive Rights Management For Voted - Against
4 Authority to Repurchase Shares Management For Voted - For
1365
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Authority to Issue Repurchased Shares Management For Voted - Against
6 Post-IPO Share scheme Management For Voted - Against
7 Company Name Change Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Yu Zhang Management For Voted - Against
3 Elect Xu Chen Management For Voted - For
4 Elect Haiyang Yu Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
7 Authority to Repurchase Shares Management For Voted - For
8 Authority to Issue Repurchased Shares Management For Voted - Against
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
KINGSOFT CORP.
Security ID: G5264Y108 Ticker: 3888
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LEI Jun Management For Voted - For
6 Elect YAO Leiwen Management For Voted - For
7 Elect WONG Shun Tak Management For Voted - For
8 Elect CHEN Zuotao Management For Voted - For
9 Elect WU Wenjie Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 2023 BKOS Share Incentive Scheme Management For Voted - For
16 Amendments to Articles Management For Voted - For
KUAISHOU TECHNOLOGY
Security ID: G53263102 Ticker: 1024
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Grant of 12,999,986 Share Options to Cheng Yixiao
under the Post-IPO Share option Scheme Management For Voted - For
5 Adoption of the 2023 Share Incentive Scheme Management For Voted - Against
1366
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Board Authorization in Relation to the 2023 Share
Incentive Scheme Management For Voted - Against
7 Scheme Mandate Limit Management For Voted - Against
8 Service Provider Sublimit Management For Voted - Against
9 Elect WANG Huiwen Management For Voted - Against
10 Elect HUANG Sidney Xuande Management For Voted - For
11 Elect MA Yin Management For Voted - Against
12 Directors' Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Amendments to Articles Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
KUNLUN TECH CO. LTD.
Security ID: Y0R7Z5109 Ticker: 300418
Meeting Date: 06-Jul-22 Meeting Type: Special
1 By-Election Of Independent Directors Management For Voted - For
Meeting Date: 24-Aug-22 Meeting Type: Special
1 Cancellation Of The Repurchased Shares Management For Voted - For
2 Amendments To The Company S Articles Of Association Management For Voted - For
Meeting Date: 02-Dec-22 Meeting Type: Special
1 Elect QIAN Shimu Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 External Investment By Controlled Subsidiaries Management For Voted - For
MANGO EXCELLENT MEDIA CO LTD
Security ID: Y306B1109 Ticker: 300413
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Re-Appointment of Auditor Management For Voted - For
Meeting Date: 21-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect FANG Fei Management For Voted - Against
3 Elect ZHANG Shangbin Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect YANG Yun Management For Voted - For
6 Elect SONG Zichao Management For Voted - For
1367
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect LIANG Deping Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Annual Report
Management For Voted - For
5 Shareholder Returns Plan
Management For Voted - For
6 Related Party Transaction with Hunan Radio, Film
and Television Group Co., Ltd. Management For Voted - For
7 Related Party Transaction with Migu Culture
Technology Co., Ltd. and Its Related Parties Management For Voted - For
8 Approval of Credit Lines
Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Provision of Financial Assistance Management For Voted - For
NETEASE, INC.
Security ID: G6427A102 Ticker: NTES
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect William Lei Ding Management For Voted - For
3 Elect Grace Hui Tang Management For Voted - Against
4 Elect Alice Yu-Fen Cheng Management For Voted - For
5 Elect Joseph Tong Management For Voted - Against
6 Elect Michael Man Kit Leung Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Amended and Restated Articles of Association Management For Voted - For
9 Amendment to the 2019 Share Incentive Plan Management For Voted - Against
PERFECT WORLD CO LTD
Security ID: Y988BN106 Ticker: 002624
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
1368
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Related Party Transactions with De Facto
Controller, JI Yufeng Management For Voted - For
8 Related Party Transactions with Archosaur Games
Inc. and its Subsidiaries Management For Voted - For
9 Approval of 2023 Line of Credit Management For Voted - For
TENCENT HOLDINGS LIMITED
Security ID: G87572163 Ticker: 700
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Jacobus Petrus (Koos) Bekker Management For Voted - Against
6 Elect ZHANG Xiulan Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of 2023 Share Option Scheme Management For Voted - Against
4 Transfer of Share Options Management For Voted - Against
5 Termination of 2017 Share Option Scheme Management For Voted - For
6 Scheme Mandate Limit (2023 Share Option Scheme) Management For Voted - Against
7 Service Provider Sub-limit (2023 Share Option
Scheme) Management For Voted - Against
8 Adoption of 2023 Share Award Scheme Management For Voted - Against
9 Transfer of Share Awards Management For Voted - Against
10 Termination of Share Award Schemes Management For Voted - For
11 Scheme Mandate Limit (2023 Share Award Scheme -
Share Award) Management For Voted - Against
12 Scheme Mandate Limit (2023 Share Award Scheme - New
Shares Share Award) Management For Voted - Against
13 Service Provider Sub-limit (2023 Share Award Scheme) Management For Voted - Against
TENCENT MUSIC ENTERTAINMENT GROUP
Security ID: 88034P109 Ticker: 1698
Meeting Date: 30-Dec-22 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Articles Management For Voted - For
1369
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
WANDA FILM HOLDING CO. LTD.
Security ID: Y94885103 Ticker: 002739
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
7 2022 Internal Control Self-Assessment Report Management For Voted - For
8 2022 Provision for Credit and Assets Impairment
Losses Management For Voted - For
9 2021 Statement on Fulfillment of Performance
Commitments of the Assets Purchase Via Share
Offering Management For Voted - For
10 Estimation of 2023 Related Party Transactions Management For Voted - For
11 Approval of 2023 Line of Credit Management For Voted - For
12 Authority to Give 2023 Guarantees Management For Voted - Abstain
13 Appointment of Auditor Management For Voted - For
14 Elect TANG Xin Management For Voted - For
15 Elect FANG Lishuang Management For Voted - Against
16 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
17 Amendments to Articles Management For Voted - For
WEIBO CORPORATION
Security ID: 948596101 Ticker: WB
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Hong Du Management For Voted - For
2 Elect Pehong Chen Management For Voted - Against
3 Elect Yan Wang Management For Voted - For
4 Amended and Restated Articles of Association Management For Voted - For
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Security ID: Y988BH109 Ticker: 002602
Meeting Date: 05-Sep-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
1370
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Provision Of Guarantee For The Company By
Wholly-Owned Subsidiaries Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Termination Of The Repurchase Of Shares Management For Voted - For
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Investment In A Project By A Controlled Subsidiary Management For Voted - For
2 Application for Comprehensive Credit Line to
Financial Institutions for the Construction of the
Above Project by the Controlled Subsidiary Management For Voted - For
3 Additional Guarantee For Controlled Subsidiaries
And Progress On The Existing Guarantee Management For Voted - For
4 Provision Of Guarantee By A Wholly-Owned Subsidiary Management For Voted - For
Meeting Date: 03-Apr-23 Meeting Type: Special
1 2023 Related Party Transactions Management For Voted - For
2 Entrusted Wealth Management Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Annual Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Credit Lines
Management For Voted - For
7 Asset Impairments Management For Voted - For
8 Remuneration Plan for Non-Independent Directors Management For Voted - For
9 Remuneration Plan for Independent Directors Management For Voted - For
1371
Global X MSCI China Communication Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Remuneration Plan for Supervisors Management For Voted - For
11 Shareholder Returns Plan
Management For Voted - For
1372
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALIBABA GROUP HOLDING LIMITED
Security ID: G01719114 Ticker: BABA
Meeting Date: 30-Sep-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Daniel Yong ZHANG Management For Voted - For
3 Elect Jerry YANG Chih-Yuan Management For Voted - For
4 Elect Wan Ling Martello Management For Voted - For
5 Elect SHAN Weijian Management For Voted - For
6 Elect Irene LEE Yun Lien Management For Voted - For
7 Elect Albert NG Kong Ping Management For Voted - For
8 Appointment of Auditor Management For Voted - For
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Security ID: G0171K101 Ticker: 0241
Meeting Date: 05-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHU Shunyan Management For Voted - Against
5 Elect SHEN Difan Management For Voted - For
6 Elect LI Faguang Management For Voted - For
7 Elect LUO Tong Management For Voted - For
8 Elect Samuel WONG King On Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Authority to Grant Awards of Options and/or RSUs
under
the Share Award Scheme Management For Voted - Against
15 Amendments to Bye-Laws Management For Voted - For
16 Board Authorization Regarding Bye-Law Amendment Management For Voted - For
Meeting Date: 29-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2024 Advertising Services Framework Agreement Management For Voted - For
4 2024 Framework Technical Services Agreement Management For Voted - For
5 Board Authorization to Implement Framework
Agreements Management For Voted - For
1373
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
ANTA SPORTS PRODUCTS
Security ID: G04011105 Ticker: 2020
Meeting Date: 10-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DING Shijia Management For Voted - For
6 Elect BI Mingwei Management For Voted - For
7 Elect Stephen YIU Kin Wah Management For Voted - For
8 Elect Henry Stephen LAI Hin Wing Management For Voted - Against
9 Elect WANG Jiaqian Management For Voted - For
10 Elect XIA Lian Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 2023 Share Option Scheme Management For Voted - Against
17 Service Provider Sublimit under 2023 Share Option
Scheme Management For Voted - Against
18 2023 Share Award Scheme Management For Voted - Against
19 Service Provider Sublimit under 2023 Share Award
Scheme Management For Voted - Against
BEIJING ROBOROCK TECHNOLOGY CO LTD
Security ID: Y077C9108 Ticker: 688169
Meeting Date: 14-Jul-22 Meeting Type: Special
1 Additional Projects Financed With Raised Funds With
Some Surplus Raised Funds Management For Voted - For
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Adjustment of the Investment Amount of Some
Projects Financed with Raised Funds Management For Voted - For
Meeting Date: 05-Dec-22 Meeting Type: Special
1 Elect ZHANG Ruimin Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Special
1 2023 Business Partner Stock Ownership Plan (Draft)
And Its Summary Management For Voted - Against
1374
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Management Measures Of The 2023 Business Partner
Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the 2023 Business Partner Stock Ownership
Plan Management For Voted - Against
4 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
5 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
6 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - For
7 Reappointment Of Audit Firm Management For Voted - For
BETHEL AUTOMOTIVE SAFETY SYSTEMS CO. LTD.
Security ID: Y0875L108 Ticker: 603596
Meeting Date: 30-Dec-22 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
2 2022 First Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
3 Management Measures For The 2022 First Phase
Employee Stock Ownership Plan Management For Voted - Against
4 Board Authorization to Handle All Related Matters Management For Voted - Against
5 Amendments to Articles Management For Voted - For
Meeting Date: 23-Feb-23 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
1375
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
17 Amendments to the Company's Articles of Association
(applicable After GDR Listing) Management For Voted - For
18 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings (applicable
After GDR Listing) Management For Voted - For
19 Amendments to the Company's Rules of Procedure
Governing the Board Meetings (applicable After GDR
Listing) Management For Voted - For
20 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(applicable After GDR Listing) Management For Voted - For
Meeting Date: 11-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of Independent Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Implementing Results Of 2022 Continuing Connected
Transactions And Estimation Of 2023 Continuing
Connected Transactions Management For Voted - For
8 Reappointment Of 2023 Financial And Internal
Control Audit Firm Management For Voted - For
9 2023 Provision Of Guarantee For Wholly-Owned
Subsidiaries Management For Voted - For
10 Adjustment Of Allowance For Directors Management For Voted - For
BOSIDENG INTERNATIONAL HOLDINGS LIMITED
Security ID: G12652106 Ticker: 3998
Meeting Date: 22-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect GAO Xiaodong Management For Voted - Against
6 Elect DONG Binggen Management For Voted - Against
7 Elect NGAI Wai Fung Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
1376
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
BTG HOTELS (GROUP) CO., LTD
Security ID: Y0771D101 Ticker: 600258
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Repurchase And Cancellation Of Some Restricted
Stocks Management For Voted - For
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Repurchase And Cancellation Of Some Restricted
Stocks Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Amendments To The Rules Of Procedure Governing The
Board Of Directors Management For Voted - For
2 Registration and Issuance of Debt Financing
Instrument in the Inter-bank Market Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Independent Directors Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Approval to Offer Loans to Subsidiaries Management For Voted - Abstain
9 Approval of Borrowing from Beijing Tourism Group
Co., Ltd. in 2023 Management For Voted - For
10 2022 Estimated Continuing Connected Transactions
Results and 2023 Estimated Continuing Connected
Transactions with Beijing Tourism Group Co., Ltd.
and its Subsidiaries Management For Voted - For
11 2022 Estimated Continuing Connected Transactions
Results and 2023 Estimated Continuing Connected
Transactions with Ctrip Business Ltd. and its
Subsidiaries Management For Voted - For
12 Renewal of the Financial Services Agreement with
Beijing Tourism Group Finance Co., Ltd. Management For Voted - Against
13 Proposal for 2023 Deposit Business with BTG Group
Finance Co., Ltd. Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect FU Jun Management For Voted - For
16 Elect ZHANG Huanjie Management For Voted - For
17 Elect YANG Xiaoli Management For Voted - For
18 Elect ZHANG Yanzhao Management For Voted - Against
1377
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 12-May-23 Meeting Type: Special
1 Change of Controlling Shareholders Commitments on
Avoidance of Horizontal Competition Management For Voted - For
Meeting Date: 06-Jun-23 Meeting Type: Special
1 Elect LU Changcai Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
BYD CO LTD
Security ID: Y1023R104 Ticker: 1211
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Approval of Cap of Ordinary Connected Transactions Management For Voted - For
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
12 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
13 Liability Insurance Management For Voted - Abstain
14 Compliance Manual in Relation to Connected
Transactions Management For Voted - For
BYD CO LTD
Security ID: Y1023R120 Ticker: 1211
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Give Guarantees Management For Voted - Against
8 Approval of Cap of Ordinary Connected Transactions Management For Voted - For
9 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Issue Shares of BYD Electronic w/o
Preemptive Rights Management For Voted - Against
1378
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
12 Liability Insurance Management For Voted - Abstain
13 Compliance Manual in Relation to Connected
Transactions Management For Voted - For
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO LTD
Security ID: Y1297L106 Ticker: 601799
Meeting Date: 05-Aug-22 Meeting Type: Special
1 Permanently Supplementing the Working Capital with
Surplus Raised Funds from Non-public Share Offering Management For Voted - For
2 Change of a Project Financed with Raised Funds Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment Of 2023 Financial Audit Firm Management For Voted - For
7 Reappointment Of 2023 Internal Control Audit Firm Management For Voted - For
8 2022 Actual Remuneration For Directors, Supervisors
And Senior Management Management For Voted - For
9 2023 Application For Bank Credit Line Management For Voted - For
10 Cash Management With Proprietary Funds Management For Voted - For
11 Amendments to The Articles of Association of The
Company And Change of The Business License of The
Company Management For Voted - For
CHINA MEIDONG AUTO HOLDINGS
Security ID: G21192102 Ticker: 1268
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect YE Tao Management For Voted - For
5 Elect Chen Guiyi Management For Voted - For
6 Elect TO Siu Lun Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Allocation of Profits/Dividends Management For Voted - For
13 Amendments to Articles Management For Voted - Against
1379
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y149A3100 Ticker: 601888
Meeting Date: 11-Aug-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 23-Nov-22 Meeting Type: Special
1 Provision of Guarantee by the Company's Subsidiary
to Its Wholly Owned Subsidiary Management For Voted - For
2 Amendments to the Rules for Management of External
Guarantee of China Tourism Group Duty Free
Corporation Limited Management For Voted - For
Meeting Date: 02-Feb-23 Meeting Type: Special
1 Elect LI Gang Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Work Report of the Board of Directors of the
Company for the Year 2022 Management For Voted - For
2 Work Report of the Supervisory Board of the Company
for the Year 2022 Management For Voted - For
3 Work Report of the Independent Directors of the
Company for the Year 2022 Management For Voted - For
4 Final Financial Report of the Company for the Year
2022
Management For Voted - For
5 Profit Distribution Proposal of the Company for the
Year 2022 Management For Voted - For
6 2022 Annual Report of the Company Management For Voted - For
7 Deposit Services and the Renewal of Annual Caps
Under the Financial Services Agreement With CTG
Finance Company Limited Management For Voted - For
8 Elect LIU Defu Management For Voted - Against
9 Appointment of Auditors for the Year 2023 Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LI Gang Management For Voted - For
12 Elect CHEN Guoqiang Management For Voted - For
13 Elect WANG Xuan Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect GE Ming Management For Voted - For
16 Elect WANG Ying Management For Voted - For
17 Elect WANG Qiang Management For Voted - For
1380
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA TOURISM GROUP DUTY FREE CORPORATION LIMITED
Security ID: Y15079109 Ticker: 601888
Meeting Date: 02-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Gang Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Amendments to Articles Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Work Report of the Board of Directors of the
Company for the Year 2022 Management For Voted - For
3 Work Report of the Supervisory Board of the Company
for the Year 2022 Management For Voted - For
4 Work Report of the Independent Directors of the
Company for the Year 2022 Management For Voted - For
5 Final Financial Report of the Company for the Year
2022
Management For Voted - For
6 Profit Distribution Proposal of the Company for the
Year 2022 Management For Voted - For
7 2022 Annual Report of the Company Management For Voted - For
8 Deposit Services and the Renewal of Annual Caps
Under the Financial Services Agreement With CTG
Finance Company Limited Management For Voted - For
9 Elect LIU Defu Management For Voted - Against
10 Appointment of Auditors for the Year 2023 Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect LI Gang Management For Voted - For
13 Elect CHEN Guoqiang Management For Voted - For
14 Elect WANG Xuan Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect GE Ming Management For Voted - For
17 Elect WANG Ying Management For Voted - For
18 Elect WANG Qiang Management For Voted - For
CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Security ID: Y1R84W100 Ticker: 000625
Meeting Date: 26-Jul-22 Meeting Type: Special
1 Elect XIAN Zhigang Management For Voted - For
2 Investment In A Project Management For Voted - For
Meeting Date: 18-Aug-22 Meeting Type: Special
1 Capital Increase in Joint Ventures Management For Voted - For
1381
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Adjustment of the Repurchase Price of A-share
Restricted Stock Incentive Plan, and Repurchase and
Cancellation of Some Restricted Stocks Management For Voted - For
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Acquisition Of Some Equities In A Company Management For Voted - For
2 Establishment of Management System for Connected
Transactions Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 Allocation of 2022 Profits Management For Voted - For
5 2022 Financial Accounts and 2023 Financial Budget Management For Voted - For
6 Estimated Related Party Transactions in FY2023 Management For Voted - For
7 2023 Annual Investment Plan Management For Voted - For
8 Launch Bill Pool Business Management For Voted - For
9 The Company and Its Subsidiaries Carry Out Foreign
Exchange Hedging Business Management For Voted - For
10 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
11 Amendments to Procedural Rules: Board Meetings Management For Voted - For
12 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
DONGFENG MOTOR GROUP CO.
Security ID: Y21042109 Ticker: 0489
Meeting Date: 29-Sep-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Financing Plan Management For Voted - For
4 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Financing Plan Management For Voted - For
4 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Renewed Master Logistics Services Agreement Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
1382
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Authority to Declare Interim Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Directors' and Supervisors' Fees Management For Voted - For
10 Amendments to Procedural Rules of the General
Meeting Management For Voted - Against
11 Amendments to Procedural Rules of the Meeting of
the Board of Directors Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Authority to Issue Domestic and H Shares w/o
Preemptive Rights Management For Voted - Against
14 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
EAST BUY HOLDING LIMITED
Security ID: G5313A101 Ticker: 1797
Meeting Date: 02-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Grant of Share Awards to YU Minhong Under the 2023
Scheme Management For Voted - For
4 Board Authorization in Relation to the Grant to YU
Minhong Management For Voted - For
5 Grant of Share Awards to SUN Dongxu Under the 2023
Scheme Management For Voted - For
6 Board Authorization in Relation to the Grant to SUN
Dongxu Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
ECOVACS ROBOTICS CO LTD
Security ID: Y2234K102 Ticker: 603486
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Approval to Terminate the Stock Option and
Performance Share Incentive Plan and Cancellation
of Stock Option as well as Repurchase and
1383
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Cancellation of Performance Shares and Cancellation
of the Registration of Reserved Grants Management For Voted - For
2 Adding Implementation Entities to Some Fundraising
Projects Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisors' Fee Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Foreign Exchange Derivatives Transactions Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Mutual Guarantee Among Wholly-Owned Subsidiaries Management For Voted - Abstain
13 2023 Stock Option Plan and Restricted Stock Plan
(Draft) and its Summary Management For Voted - For
14 Appraisal Management Measures for 2023 Stock Option
Plan and Restricted Stock Plan Management For Voted - For
15 Authorization to the Board to Handle Matters
Regarding the 2023 Stock Option Plan and Restricted
Stock Plan Management For Voted - For
FAW JIEFANG GROUP CO LTD
Security ID: Y24745104 Ticker: 000800
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Elect LIU Yanchang Management For Voted - For
2 Repurchase and Cancel Some Restricted Stocks Management For Voted - For
3 Cancellation of Shares Management For Voted - For
4 Amendments to Articles Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Reappointment Of Financial Audit Firm Management For Voted - For
2 Reappointment Of Internal Control Audit Firm Management For Voted - For
3 Repurchase and Cancellation of Some Restricted
Stocks Under the 1st Phase Restricted Stock
Incentive Plan Management For Voted - For
4 Change of the Company's Registered Capital Management For Voted - For
5 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
1384
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 14-Dec-22 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 02-Mar-23 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
2 Cancellation of Shares/Authorities to Issue Shares Management For Voted - For
3 Amendments to Articles Bundled Management For Voted - For
4 Related Party Transactions- 2023 Continuing
Connected Transactions Management For Voted - For
5 The Financial Service Framework Agreement with
First Automobile Finance Co.LTD Management For Voted - For
6 2023 Estimated Financial Business Quota with First
Automobile Finance Co.LTD Management For Voted - Against
FUYAO GLASS INDUSTRY GROUP CO LTD
Security ID: Y26783103 Ticker: 3606
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Appointment of Domestic Auditor and Authority to
Set Fees Management For Voted - For
7 Appointment of Overseas Auditor and Authority to
Set Fees Management For Voted - For
8 Independent Directors' Report Management For Voted - For
9 Purchase of Liability Insurance Management For Voted - For
10 Resolution on the Issuance of Medium-Term Notes Management For Voted - For
11 Resolution on the Issuance of Ultra Short-term
Financing Notes by the Company Management For Voted - For
FUYAO GLASS INDUSTRY GROUP CO LTD
Security ID: Y2680G100 Ticker: 3606
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Appointment of Domestic Auditor and Authority to
Set Fees Management For Voted - For
1385
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Appointment of Overseas Auditor and Authority to
Set Fees Management For Voted - For
9 Independent Directors' Report Management For Voted - For
10 Purchase of Liability Insurance Management For Voted - For
11 Resolution On The Issuance Of Medium-Term Notes Management For Voted - For
12 Resolution on the Issuance of Ultra Short-term
Financing Notes by the Company Management For Voted - For
GEELY AUTOMOBILE HOLDINGS LTD.
Security ID: G3777B103 Ticker: 0175
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supplemental Services Agreement Management For Voted - For
4 Supplemental Automobile Components Procurement
Agreement Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2023 Share Option Scheme Management For Voted - Against
4 Amendments to the 2021 Share Award Scheme Management For Voted - For
5 Service Provider Sub-limit Management For Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Acquisition Agreement and Supplemental Agreement Management For Voted - For
4 CKDs and Automobile Components Sales Agreement Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Proton Agreement Management For Voted - For
4 DHG Agreement Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Elect LI Shu Fu Management For Voted - For
4 Elect Daniel LI Dong Hui Management For Voted - For
5 Elect AN Cong Hui Management For Voted - For
6 Elect WEI Mei Management For Voted - Against
7 Elect Gan Jia Yue Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
1386
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
GREAT WALL MOTOR COMPANY LIMITED
Security ID: Y2882P106 Ticker: 2333
Meeting Date: 17-Nov-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Feb-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Ordinary Related Party Transactions with Spotlight
Automotive Management For Voted - For
3 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Adjustments to the Performance Appraisal Targets of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
3 Adjustments to the Performance Appraisal Targets of
the 2021 Share Option Incentive Scheme Management For Voted - For
4 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
5 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Adjustments to the Performance Appraisal Targets of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
3 Adjustments to the Performance Appraisal Targets of
the 2021 Share Option Incentive Scheme Management For Voted - For
4 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
1387
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
Meeting Date: 24-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Plan of Guarantees for the Year 2023 Management For Voted - For
3 Bill Pool Business for the Year 2023 Management For Voted - For
4 Authorization of the Banking Business Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Directors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Independent Directors' Report Management For Voted - For
7 Supervisors' Report Management For Voted - For
8 Business Strategy for 2023 Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Adoption of the 2023 ESOP (Revised Draft) Management For Voted - Against
11 Adoption of the Management Measures for 2023 ESOP
(Revised) Management For Voted - Against
12 Board Authorization in Relation to 2023 ESOP Management For Voted - Against
13 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Authority to Repurchase A and H Shares Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Amendments to Articles Management For Voted - For
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Elect WEI Jian Jun Management For Voted - Against
32 Elect ZHAO Guo Qing Management For Voted - For
33 Elect LI Hong Shuan Management For Voted - For
34 Elect HE Ping Management For Voted - Against
35 Elect YUE Ying Management For Voted - For
36 Elect Tom Siulun Chau Management For Voted - For
1388
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
37 Elect FAN Hui Management For Voted - For
38 Elect LIU Qian Management For Voted - For
39 Elect MA Yu Bo Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase A and H Shares Management For Voted - For
GREAT WALL MOTOR COMPANY LIMITED
Security ID: Y2882P114 Ticker: 2333
Meeting Date: 17-Nov-22 Meeting Type: Other
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Feb-23 Meeting Type: Other
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Ordinary Related Party Transactions with Spotlight
Automotive Management For Voted - For
2 Authority to Repurchase H Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Mar-23 Meeting Type: Other
1 Adjustments to the Performance Appraisal Targets of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
2 Adjustments to the Performance Appraisal Targets of
the 2021 Share Option Incentive Scheme Management For Voted - For
3 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
4 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
1389
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Adjustments to the Performance Appraisal Targets of
the 2021 Restricted Share Incentive Scheme Management For Voted - For
2 Adjustments to the Performance Appraisal Targets of
the 2021 Share Option Incentive Scheme Management For Voted - For
3 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Restricted Share
Incentive Scheme Management For Voted - For
4 Amendments to the Appraisal Management Measures for
Implementation of the 2021 Share Option Incentive
Scheme Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Apr-23 Meeting Type: Special
1 Plan of Guarantees for the Year 2023 Management For Voted - For
2 Bill Pool Business for the Year 2023 Management For Voted - For
3 Authorization of the Banking Business Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Directors' Report Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Annual Report Management For Voted - For
5 Independent Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 Business Strategy for 2023 Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Adoption of the 2023 ESOP (Revised Draft) Management For Voted - Against
10 Adoption of the Management Measures for 2023 ESOP
(Revised) Management For Voted - Against
11 Board Authorization in Relation to 2023 ESOP Management For Voted - Against
12 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
13 Authority to Repurchase A and H Shares Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WEI Jian Jun Management For Voted - Against
17 Elect ZHAO Guo Qing Management For Voted - For
18 Elect LI Hong Shuan Management For Voted - For
19 Elect HE Ping Management For Voted - Against
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect YUE Ying Management For Voted - For
22 Elect Tom Siulun Chau Management For Voted - For
23 Elect FAN Hui Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect LIU Qian Management For Voted - For
26 Elect MA Yu Bo Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
1390
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
28 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-23 Meeting Type: Other
1 Authority to Repurchase A and H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Security ID: Y2882R102 Ticker: 000651
Meeting Date: 16-Aug-22 Meeting Type: Special
1 The Second Phase Employee Stock Ownership Plan
(Revised Draft) Management For Voted - Against
2 Authorization to the Board to Handle Matters
Regarding the Second Phase Employee Stock Ownership
Plan Management For Voted - Against
3 Adjustment of Performance Appraisal Indicators for
the 1st Phase Restricted Stock Incentive Plan Management For Voted - For
4 Amendments To The Company S Articles Of Association Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 2022 Interim Profit Distribution Plan Management For Voted - For
2 Estimated Guarantee Quota Among Subsidiaries Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 2022 Annual Report Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Shareholder Returns Plan in Future Three Years
(2022-2024) Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Launching Hedging Business of Bulk Material Futures
in 2023 Management For Voted - For
9 Launching Foreign Exchange Derivative Transactions Management For Voted - For
10 Launching Bill Pool Businesses Management For Voted - For
11 2022 Allocation of Profits/Dividends Management For Voted - For
12 Authority to Give Guarantees Management For Voted - For
GUANGZHOU AUTOMOBILE GROUP COMPANY LTD
Security ID: Y2R318105 Ticker: 2238
Meeting Date: 19-Aug-22 Meeting Type: Special
1 Loan Extension Management For Voted - For
1391
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Provision of Entrusted Loans and Other Financial
Assistance Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Other
1 Adoption of the Fourth Share Option Incentive
Scheme (Draft) Management For Voted - For
2 Appraisal Management Measures for the
Implementation of the Fourth Share Option Incentive
Scheme Management For Voted - For
3 Board Authorization to Deal With Matters Relating
to the Fourth Share Option Incentive Scheme Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Jan-23 Meeting Type: Special
1 Increase in Registered Capital and Amendments to
Articles Management For Voted - For
2 Amendments to Procedural Rules of General Meetings Management For Voted - For
3 Amendments to Procedural Rules of the Board Management For Voted - For
4 Amendments to Procedural Rules for the Independent
Directors Management For Voted - For
5 Amendments to the Decision-Making Rules of Related
Party Transactions Management For Voted - For
6 Adoption of the Fourth Share Option Incentive
Scheme (Draft) Management For Voted - For
7 Appraisal Management Measures for the
Implementation of the Fourth Share Option Incentive
Scheme Management For Voted - For
8 Board Authorization to Deal With Matters Relating
to the Fourth Share Option Incentive Scheme Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
10 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Appointment of Internal Control Auditor Management For Voted - For
8 Utilization of Raised Proceeds for the
Replenishment of Working Capital Management For Voted - For
9 GAC Finance's Provision of Financial Services to
Related Parties. Management For Voted - For
1392
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
GUANGZHOU AUTOMOBILE GROUP COMPANY LTD
Security ID: Y2R318121 Ticker: 2238
Meeting Date: 19-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Loan Extension Management For Voted - For
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Provision of Entrusted Loans and Other Financial
Assistance Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Adoption of the Fourth Share Option Incentive
Scheme (Draft) Management For Voted - For
3 Appraisal Management Measures for the
Implementation of the Fourth Share Option Incentive
Scheme Management For Voted - For
4 Board Authorization to Deal With Matters Relating
to the Fourth Share Option Incentive Scheme Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Increase in Registered Capital and Amendments to
Articles Management For Voted - For
3 Amendments to Procedural Rules of General Meetings Management For Voted - For
4 Amendments to Procedural Rules of the Board Management For Voted - For
5 Amendments to Procedural Rules for the Independent
Directors Management For Voted - For
6 Amendments to the Decision-Making Rules of Related
Party Transactions Management For Voted - For
7 Adoption of the Fourth Share Option Incentive
Scheme (Draft) Management For Voted - For
8 Appraisal Management Measures for the
Implementation of the Fourth Share Option Incentive
Scheme Management For Voted - For
9 Board Authorization to Deal With Matters Relating
to the Fourth Share Option Incentive Scheme Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
1393
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Appointment of Internal Control Auditor Management For Voted - For
9 Utilization of Raised Proceeds for the
Replenishment of Working Capital Management For Voted - For
10 GAC Finance's Provision of Financial Services to
Related Parties. Management For Voted - For
H WORLD GROUP LIMITED
Security ID: 44332N106 Ticker: HTHT
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Amended and Restated Articles of Association Management For Voted - For
3 Ratification of Board Acts Management For Voted - For
HAIDILAO INTERNATIONAL HOLDING LTD
Security ID: G4290A101 Ticker: 6862
Meeting Date: 22-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Distribution in Specie Management For Voted - For
4 Authorise the Board to Handle Matters in Relation
to the Distribution Management For Voted - For
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect GAO Jie Management For Voted - For
6 Elect CHUA Sin Bin Management For Voted - For
7 Elect HEE Theng Fong Management For Voted - For
8 Elect Dave QI Daqing Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
HAIER SMART HOME CO LTD
Security ID: Y298BN100 Ticker: 600690
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
1394
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Annual Accounts Management For Voted - For
3 Annual Report Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Internal Control Self-Assessment Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Reappointment of China Accounting Standards Audit
Firm Management For Voted - For
9 Reappointment of International Accounting Standards
Audit Firm Management For Voted - For
10 Renewal of a Financial Service Framework Agreement
and Estimated Connected Transactions Quota Management For Voted - Against
11 Estimated Guarantee Quota Management For Voted - For
12 Launching Foreign Capital Derivatives Business Management For Voted - For
13 Purchase of Liability Insurance for Directors,
Supervisors, and Senior Management Management For Voted - For
14 General Authorization to the Board Regarding
A-Share Additional Offering Management For Voted - For
15 General Authorization to the Board Regarding
H-Share Additional Offering Management For Voted - For
16 General Authorization to the Board Regarding
D-Share Additional Offering Management For Voted - For
17 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued H-Shares Management For Voted - For
18 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued D-Shares Management For Voted - For
19 A-Share Employee Stock Ownership Plan Management For Voted - Against
20 H-Share Employee Stock Ownership Plan Management For Voted - Against
21 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued H-Shares Management For Voted - For
3 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued D-Shares Management For Voted - For
HAIER SMART HOME CO LTD
Security ID: Y716ED100 Ticker: 600690
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Annual Accounts Management For Voted - For
4 Annual Report Management For Voted - For
5 Directors' Report Management For Voted - For
1395
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Supervisors' Report Management For Voted - For
7 Internal Control Self-Assessment Report Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Reappointment Of China Accounting Standards Audit
Firm Management For Voted - For
10 Reappointment Of International Accounting Standards
Audit Firm Management For Voted - For
11 Renewal of a Financial Service Framework Agreement
and Estimated Connected Transactions Quota Management For Voted - Against
12 Estimated Guarantee Quota Management For Voted - For
13 Launching Foreign Capital Derivatives Business Management For Voted - For
14 Purchase of Liability Insurance for Directors,
Supervisors, and Senior Management Management For Voted - For
15 General Authorization To The Board Regarding
A-Share Additional Offering Management For Voted - For
16 General Authorization To The Board Regarding
H-Share Additional Offering Management For Voted - For
17 General Authorization To The Board Regarding
D-Share Additional Offering Management For Voted - For
18 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued H-Shares Management For Voted - For
19 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued D-Shares Management For Voted - For
20 A-Share Employee Stock Ownership Plan Management For Voted - Against
21 H-Share Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 26-Jun-23 Meeting Type: Other
1 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued H-Shares Management For Voted - For
2 General Authorization to the Board Regarding the
Repurchase of Shares Not Exceeding 10 Percent of
the Issued D-Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
HANGZHOU ROBAM APPLIANCES CO., LTD.
Security ID: Y3041Z100 Ticker: 002508
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Elect YU Lieming Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Financial Budget Management For Voted - For
5 Annual Report Management For Voted - For
1396
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Allocation of Profits/Dividends Management For Voted - For
7 Use Of Proprietary Idle Funds For Investment And
Wealth Management Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Reappointment of Auditor Management For Voted - For
10 Stock Option Incentive Plan (Draft) Management For Voted - For
11 Appraisal Management Measures For The
Implementation Of The 2023 Stock Option Incentive
Plan Management For Voted - For
12 Authorization to Handle Matters Regarding Equity
Incentive Management For Voted - For
HUAYU AUTOMOTIVE SYSTEMS COMPANY LIMITED
Security ID: Y3750U102 Ticker: 600741
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
8 Provision of Entrusted Loans for a Company by
Wholly-Owned Subsidiary Management For Voted - For
9 Appointment of Financial Auditor Management For Voted - For
10 Appointment of Internal Control Auditor Management For Voted - For
11 Amendments to Management System: Connected
Transactions Management For Voted - For
12 Amendments to Management System: Raised Funds Management For Voted - For
HUIZHOU DESAY SV AUTOMOTIVE CO. LTD.
Security ID: Y374EM108 Ticker: 002920
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Adjustment of the Repurchase Price of the 2021
Restricted Stock Incentive Plan and Repurchase and
Cancellation of Some Restricted Stocks Management For Voted - For
2 Settlement of Projects Financed with Raised Funds,
Withdrawal of Project Operation Funds and
Permanently Supplementing the Working Capital with
the Surplus Raised Funds Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 26-Sep-22 Meeting Type: Special
1 By-Election Of Yu Xiaohai As A Non-Employee
Supervisor Management For Voted - Against
1397
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 09-Jan-23 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
2 Estimated Continuing Connected Transactions With
Directors and Senior Management Management For Voted - For
3 Estimated Continuing Connected Transactions With
Directors and Supervisors Management For Voted - For
4 Estimated Continuing Connected Transactions With
Joint Ventures Management For Voted - For
5 Estimated Continuing Connected Transactions With
Controlling Shareholders Management For Voted - For
6 2023 Estimated External Guarantee Quota Of The
Company Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Annual Accounts Management For Voted - For
3 2022 Work Report Of The Board Of Directors Management For Voted - For
4 2022 Work Report Of The Supervisory Committee Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Remuneration Plan For Directors And Supervisors Management For Voted - For
7 Reappointment Of Audit Firm Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Special
1 The Investment Agreement To Be Signed And Setting
Up A Subsidiary Management For Voted - For
JASON FURNITURE (HANGZHOU) CO LTD.
Security ID: Y4255J105 Ticker: 603816
Meeting Date: 31-Aug-22 Meeting Type: Special
1 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Adjustment Of The Performance Commitments And Sale
Of Controlled Subsidiaries Management For Voted - For
2 Authority to Give Guarantees Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Settlement of Projects Financed with Raised Funds
and Permanently Supplementing the Working Capital
with the Surplus Raised Funds Management For Voted - For
1398
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2023 Financial Budget Report Management For Voted - For
5 Launching Forward Foreign Exchange Settlement And
Sale And Options Business Management For Voted - For
6 Application For Comprehensive Credit Line And Loan
Quota To Banks Management For Voted - For
7 Provision Of Guarantee Quota For Wholly-Owned And
Controlled Subsidiaries And Sub-Subsidiaries Management For Voted - For
8 2022 Annual Report And Its Summary Management For Voted - For
9 2022 Profit Distribution Plan Management For Voted - For
10 Reappointment Of 2023 Audit Firm Management For Voted - For
11 Implementing Results Of 2022 Continuing Connected
Transactions And Estimation Of 2023 Continuing
Connected Transactions Management For Voted - For
JD HEALTH INTERNATIONAL INC.
Security ID: G5074A100 Ticker: 6618
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2023 Technology and Traffic Support Services
Framework Agreement Management For Voted - For
4 2023 JD Sales Framework Agreement Management For Voted - For
5 2023 Marketing Services Framework Agreement Management For Voted - For
6 2023 Supply Chain Solutions and Logistics Services
Framework Agreement Management For Voted - For
JD.COM, INC.
Security ID: G8208B101 Ticker: JD
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Amended and Restated Articles of Association Management For Voted - For
JIUMAOJIU INTERNATIONAL HOLDINGS LIMITED
Security ID: G5141L105 Ticker: 9922
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
1399
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect GUAN Yihong Management For Voted - Against
6 Elect TANG Zhihui Management For Voted - For
7 Elect ZHU Rui Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
KOOLEARN TECHNOLOGY HOLDING LIMITED
Security ID: G5313A101 Ticker: 1797
Meeting Date: 31-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Change in Company Name Management For Voted - For
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the 2023 Share Scheme Management For Voted - Against
4 Service Provider Sublimit Management For Voted - Against
LI AUTO INC
Security ID: G5479M105 Ticker: 2015
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect MA Donghui Management For Voted - For
5 Elect LI Xiang Management For Voted - Against
6 Elect LI Tie Management For Voted - For
7 Elect ZHAO Hongqiang Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
1400
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
LI NING COMPANY LIMITED
Security ID: G5496K124 Ticker: 2331
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect WANG Yajuan Management For Voted - For
6 Elect WANG Ya Fei Management For Voted - Against
7 Elect Bunny CHAN Chung Bun Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Amendments to Articles Management For Voted - Against
Meeting Date: 14-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the 2023 Share Option Scheme and
Termination of the 2014 Share Option Scheme Management For Voted - Against
4 Adoption of the 2023 Share Award Scheme Management For Voted - Against
MEITUAN DIANPING
Security ID: G59669104 Ticker: 3690
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Marjorie MUN Tak Yang Management For Voted - For
5 Elect WANG Huiwen Management Abstain Voted - Abstain
6 Elect Gordon Robert Halyburton Orr Management For Voted - Against
7 Elect LENG Xuesong Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendment to the Post-IPO Share Option Scheme Management For Voted - For
13 Amendment to the Post-IPO Share Award Scheme Management For Voted - For
14 Scheme Limit Management For Voted - For
15 Service Provider Sublimit Management For Voted - For
16 Issue of 9,686 Class B Shares to Gordon Robert
Halyburton Orr under the Post-IPO Share Award Scheme Management For Voted - For
1401
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Issue of 9,686 Class B Shares to LENG Xuesong under
the Post-IPO Share Award Scheme Management For Voted - For
18 Issue of 9,686 Class B Shares to Harry SHUM Heung
Yeung under the Post-IPO Share Award Scheme Management For Voted - For
19 Amendments to Articles Management For Voted - For
MINTH GROUP LIMITED
Security ID: G6145U109 Ticker: 0425
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect WEI Ching Lien Management For Voted - Against
6 Appoint ZHANG Yuxia Management For Voted - For
7 Appoint Bill MOK Kwai Pui Management For Voted - For
8 Appoint Tatsunobu Sako Management For Voted - For
9 Service Contract with WEI Ching Lien Management For Voted - Against
10 Service Contract with ZHANG Yuxia Management For Voted - For
11 Service Contract with CHIN Chien Ya Management For Voted - For
12 Service Contract with WANG Ching Management For Voted - Against
13 Service Contract with CHEN Quanshi Management For Voted - For
14 Service Contract with Bill MOK Kwai Pui Management For Voted - For
15 Service Contract with Tatsunobu Sako Management For Voted - For
16 Executive Directors' Remuneration Management For Voted - For
17 Appointment of Auditor and Authority to Set Fees Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Issue Repurchased Shares Management For Voted - Against
21 Amendments to Articles Management For Voted - Against
NINGBO JOYSON ELECTRONIC CORP.
Security ID: Y5278D108 Ticker: 600699
Meeting Date: 09-Nov-22 Meeting Type: Special
1 Provision Of Guarantee For Subsidiaries Management For Voted - For
Meeting Date: 21-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for 2022
A-share Offering to Specific Parties Management For Voted - For
2 Provision Of Guarantee For Subsidiaries Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Annual Report And Its Summary Management For Voted - For
1402
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Estimation of 2023 Related Party Transactions Management For Voted - For
7 Authority to Issue Ultra Short-term and Short-term
Financing Bills and Medium-term Notes Management For Voted - For
8 Board Authorization to Apply to Relevent Financial
Institutions for Line of Credit not Exceeding RMB
26 Billion Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Purchase of Liability Insurance for Company's
Directors, Supervisors and Senior Managements Management For Voted - For
11 Board Authorization to Implement the 2023 Private
Placement in Simple Procedures Management For Voted - Against
12 Amendments to Articles Management For Voted - For
13 Authority to Give Guarantees to Subsidiaries Management For Voted - Against
14 Demonstration Report on Use of Previously Raised
Funds Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WANG Jianfeng Management For Voted - Against
17 Elect ZHU Xuesong Management For Voted - Against
18 Elect CHEN Wei Management For Voted - For
19 Elect LI Junyu Management For Voted - For
20 Elect LIU Yuan Management For Voted - For
21 Elect CAI Zhengxin Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect WEI Xuezhe Management For Voted - For
24 Elect LU Guihua Management For Voted - For
25 Elect YU Fang Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Elect ZHOU Xingyou Management For Voted - For
28 Elect WANG Xiaowei Management For Voted - Against
Meeting Date: 01-Jun-23 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the 2022 A-Share Offering to Specific Parties Management For Voted - For
2 Extension of the Valid Period of the Authorization
to the Board and Its Authorized Persons to Handle
Matters Regarding the Share Offering to Specific
Parties Management For Voted - For
NINGBO TUOPU GROUP CO.LTD.
Security ID: Y62990109 Ticker: 601689
Meeting Date: 28-Dec-22 Meeting Type: Special
1 The Company's Eligibility for Non-public Share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Volume Management For Voted - Against
1403
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Issuing Method Management For Voted - Against
5 Issuing Targets and Subscription Method Management For Voted - Against
6 Pricing Base Date and Issue Price Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Purpose of the Raised Funds Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Non-public Share Offering Management For Voted - Against
11 Valid Period of the Resolution Management For Voted - Against
12 2022 Preplan For Non-Public Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised From the Non-public Share Offering Management For Voted - Against
14 Special Report On The Use Of Previously Raised
Funds By The Company Management For Voted - For
15 Diluted Immediate Return After the Non-public Share
Offering, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Non-public
Share Offering Management For Voted - Against
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for
Private Placement Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Approval of Line of Credit Management For Voted - For
6 Launching Bill Pool Business Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 2022 Allocation of Profits/Dividends Management For Voted - For
9 2022 Annual Report And Its Summary Management For Voted - For
10 Comfirmation of Related Party Transactions in 2022 Management For Voted - For
11 Estimation of Related Party Transactions in 2023 Management For Voted - For
12 Use of Idle Funds to Invest in Entrusted Financial
Management Management For Voted - For
13 Use of Idle Funds to Temporarily Replenish Working
Capital Management For Voted - For
14 Estimated External Guarantees in 2023 Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Fees for Directors and Senior Management in 2022 Management For Voted - For
17 Fees for Supervisors in 2022 Management For Voted - For
1404
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
NIO INC.
Security ID: 62914V106 Ticker: NIO
Meeting Date: 25-Aug-22 Meeting Type: Annual
1 Adoption of New Articles (Class A Shares Only) Management For Voted - For
2 Re-designation of Class B Ordinary Shares Management For Voted - For
3 Appointment of Auditor Management For Voted - For
4 Adoption of New Articles (Class-Based Resolution) Management For Voted - For
5 Adoption of New Articles (Non-Class-Based
Resolution) Management For Voted - For
6 Company Name Change Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Elect Hai Wu Management For Voted - Against
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
OFFCN EDUCATION TECHNOLOGY CO LTD
Security ID: Y9717Y103 Ticker: 002607
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Related Party Transactions Management For Voted - For
7 Cash Management with Proprietary Funds Management For Voted - For
8 2023 Remuneration Plan for Directors, Supervisors
and Senior Management Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
13 Amendments to System on Appointment of Independent
Directors and Discussion Procedure Management For Voted - For
14 Amendments to Procedural Rules: Board Meetings Management For Voted - For
15 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
OPPEIN HOME GROUP INC
Security ID: Y6440T104 Ticker: 603833
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Independent Directors' Fees Management For Voted - For
2 Amendments to Management System for Raised Funds Management For Voted - Against
1405
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Provision Of Performance Guarantee For Wholly-owned
Subsidiaries: Provision Of Performance Guarantee
For A Company Management For Voted - Against
5 Provision Of Performance Guarantee For Wholly-owned
Subsidiaries: Provision Of Performance Guarantee
For Another Company Management For Voted - Against
6 Amendments to Articles Management For Voted - For
7 Amendments to Procedural Rules: Board Meetings Management For Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect YAO Liangsong Management For Voted - For
10 Elect TAN Qinxing Management For Voted - For
11 Elect YAO Liangbai Management For Voted - For
12 Elect LIU Shunping Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect QIN Shuo Management For Voted - For
15 Elect JIANG Qi Management For Voted - For
16 Elect LI Xinquan Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect ZHU Yaojun Management For Voted - For
19 Elect ZHAO Lili Management For Voted - Against
20 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Annual Report And Its Summary Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2023 Financial Budget Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Guarantee for Bank Line of Credit Management For Voted - Against
7 Guarantee for Performance of Infrastructure Project
Construction Contracts Management For Voted - Against
8 Guarantee for Performance of Premises Leasing
Contracts Management For Voted - Against
9 The Quota Of Proprietary Funds For Cash Management Management For Voted - For
10 Confirmation Of 2022 Remuneration For
Non-Independent Director: Yao Liangsong Management For Voted - For
11 Confirmation Of 2022 Remuneration For
Non-Independent Director: Tan Qinxing Management For Voted - For
12 Confirmation Of 2022 Remuneration For
Non-Independent Director: Yao Liangbai Management For Voted - For
13 Confirmation Of 2022 Remuneration For
Non-Independent Director: Liu Shunping Management For Voted - For
14 Appointment of Auditor Management For Voted - For
15 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - Against
16 Amendments to Work System for Independent Directors Management For Voted - Against
17 Amendments to the Connected Transaction System Management For Voted - Against
18 Amendments to Management System for External
Guarantees Management For Voted - Against
1406
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Amendments to Management System for External
Investments Management For Voted - Against
20 Change of the Company's Registered Capital Management For Voted - For
21 Amendments to Articles Management For Voted - For
22 2022 Work Report Of The Supervisory Committee Management For Voted - For
23 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - Against
PINDUODUO INC.
Security ID: 722304102 Ticker: PDD
Meeting Date: 31-Jul-22 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - For
4 Elect Qi Lu Management For Voted - For
5 Elect SHEN Nanpeng Management For Voted - Against
6 Elect George Yong-Boon Yeo Management For Voted - Against
Meeting Date: 08-Feb-23 Meeting Type: Annual
1 Elect Lei Chen Management For Voted - For
2 Elect Anthony Kam Ping Leung Management For Voted - Against
3 Elect Haifeng Lin Management For Voted - Against
4 Elect Qi Lu Management For Voted - For
5 Elect George Yong-Boon Yeo Management For Voted - Against
6 Company Name Change Management For Voted - For
7 Amend and Restate Memorandum and Articles of
Association Management For Voted - For
PING AN HEALTHCARE AND TECHNOLOGY COMPANY LIMITED
Security ID: G71139102 Ticker: 1833
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect FANG Weihao Management For Voted - For
5 Elect WU Jun Management For Voted - For
6 Elect FU Xin Management For Voted - For
7 Elect TANG Yunwei Management For Voted - For
8 Elect GUO Tianyong Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - For
1407
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
POP MART INTERNATIONAL GROUP LIMITED
Security ID: G7170M103 Ticker: 9992
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Ran Management For Voted - For
6 Elect TU Zheng Management For Voted - Against
7 Elect HE Yu Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Post-IPO Share Award Scheme Management For Voted - Against
14 Adoption of Scheme Limit
Management For Voted - Against
15 Adoption of Service Provider Sublimit Management For Voted - Against
16 Amendments to Articles Management For Voted - For
SAIC MOTOR CORPORATION LIMITED
Security ID: Y7443N102 Ticker: 600104
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2022 Annual Report Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Related Party Transactions with Finance Company Management For Voted - For
10 SAIC Anji Logistics Co., Ltd. Provides Guarantee
for Anji Shipping Co., Ltd. Management For Voted - For
11 SAIC Anji Logistics Co., Ltd. Provides Guarantee
for Guangzhou Port Haijia Auto Terminal Co., Ltd. Management For Voted - For
12 SAIC MAXUS Automobile Co., Ltd. Provides Repurchase
Guarantees for Its Vehicle Sales Business Management For Voted - For
13 Nanjing Iveco Automobile Co., Ltd. Provides
Repurchase Guarantees for Its Vehicle Sales Business Management For Voted - For
14 SAIC Hongyan Automobile Co., Ltd. Provides
Repurchase Guarantees for Its Vehicle Sales Business Management For Voted - For
15 Provision of Entrusted Loan Management For Voted - For
16 2023 External Donations Management For Voted - For
17 Amendments to Articles Management For Voted - For
1408
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
19 Amendments to Procedural Rules: Board Meetings Management For Voted - For
20 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
21 Amendments to Management System for Raised Funds Management For Voted - For
22 Amendments to Management System for Connected
Transaction Management For Voted - For
23 Elect HUANG Jian as a Non- Independent Director Management For Voted - For
SAILUN GROUP CO LTD
Security ID: Y74184105 Ticker: 601058
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Elect ZHANG Jian as Non-independent Director Management For Voted - For
2 Approve Investment in Factories and Establishment
of Subsidiary Management For Voted - For
3 Approve Investment in the Construction of
Functional New Material Project and Establishment
of Subsidiary Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
2 Change of the Company's Registered Capital Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect YUAN Zhongxue Management For Voted - For
6 Elect LIU Yanhua Management For Voted - For
7 Elect LI Jiqing Management For Voted - For
8 Elect ZHANG Jian Management For Voted - Against
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect XU Chunhua Management For Voted - For
11 Elect DONG Hua Management For Voted - For
12 Elect BAO Zaishan Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect LV Hongna Management For Voted - For
15 Elect YANG Xue Management For Voted - Against
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Confirmation of 2022 Financial Audit Fees and
Appointment of 2023 Financial Auditor Management For Voted - For
7 Authority to Give 2023 Guarantees Management For Voted - Against
8 Estimation of 2023 Related Party Transactions Management For Voted - For
1409
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Special Report On The Deposit And Use Of Raised
Funds Management For Voted - For
10 Confirmation of 2022 Directors', Supervisors' and
Senior Managements' Fees and Approval of 2023
Directors', Supervisors' and Senior Managements'
Fees Management For Voted - For
11 Liability Insurance for Directors, Supervisors and
Senior Managers Management For Voted - For
12 Amendments to Management System for Material
Transaction Decision Management For Voted - For
13 Amendments to Management System for External
Guarantees Management For Voted - For
14 Amendments to Management System for External
Investment Management For Voted - For
15 Amendments to Management System for Connected
Transaction Management For Voted - For
16 Amendments to Management System for Internal Control Management For Voted - For
SHANDONG LINGLONG TYRE CO LTD.
Security ID: Y76796104 Ticker: 601966
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Feng Management For Voted - For
3 Elect WANG Lin Management For Voted - For
4 Elect ZHANG Qi Management For Voted - For
5 Elect LI Wei Management For Voted - For
6 Elect FENG Baochun Management For Voted - For
7 Elect SUN Songtao Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect LIU Huirong Management For Voted - For
10 Elect WEN Decheng Management For Voted - For
11 Elect PAN Ailing Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect CAO Zhiwei Management For Voted - Against
14 Elect ZHANG Weiwei Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Progress On External Investment And Change Of
Investment Matters Management For Voted - For
2 Global Strategy Plan Of Off-Highway Tyres Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
1410
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny0.60000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 2023 Financial Budget And Business Plan Report Management For Voted - For
7 A Service Supply Framework Agreement With Related
Parties Management For Voted - For
8 Implementing Results of 2022 Continuing Connected
Transactions, And 2023 Continuing Connected
Transactions Plan Management For Voted - For
9 Reappointment Of 2023 Audit Firm Management For Voted - For
10 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
11 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
12 2023 Estimated External Guarantee Management For Voted - For
13 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
14 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
15 Amendments To The External Donation Management
Measures Management For Voted - For
16 Amendments To The Investment And Financing
Management System Management For Voted - For
17 2022 Work Report Of Independent Directors Management For Voted - For
18 Elect XU Yongchao Management For Voted - Against
SHANGHAI JIN JIANG INTERNATIONAL HOTELS DEV. CO., LTD.
Security ID: Y7688C118 Ticker: 600754
Meeting Date: 16-Sep-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into A Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
2 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange: Stock Type and Par Value Management For Voted - For
3 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Issuing Date Management For Voted - For
4 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Issuing Method Management For Voted - For
5 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Issuing Volume Management For Voted - For
6 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Gdr Scale During The Duration Management For Voted - For
7 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Conversion Ratio Of Gdrs And Basic
Securities Of A-Shares Management For Voted - For
8 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Pricing Method Management For Voted - For
1411
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Issuing Targets Management For Voted - For
10 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Listing Place Management For Voted - For
11 Plan For Gdr Issuance And Listing On The Six Swiss
Exchange: Conversion Limit Period Of Gdrs And Basic
Securities Of A-Shares Management For Voted - For
12 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange: Underwriting Method Management For Voted - For
13 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange: Resolution Validity Management For Voted - For
14 Report On The Use Of Previously-Raised Funds Management For Voted - For
15 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
16 Board Authorization to Handle Related Matters Management For Voted - For
17 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
18 Amendments to Articles Management For Voted - For
19 Purchase of Prospectus and Liability Insurance for
Directors, Supervisors and Senior Management
Original Notarized Power of Attorney for Voting is
Required Management For Voted - Abstain
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Confirmation of 2022 Auditor Fees Management For Voted - For
7 Appointment of 2023 Auditor Management For Voted - For
8 Confirmation of 2022 Continuing Connected
Transactions And 2023 Estimated Continuing
Connected Transactions Management For Voted - For
9 Change of the Company's Partial Raised Funds to
Related Party External Investment Management For Voted - For
10 Approval for Adjustment to Supplementary Agreement Management For Voted - For
11 Change of the Company's Partial Raise Funds to
External Investment Management For Voted - For
SHANGHAI YUYUAN TOURIST MART (GROUP) CO. LTD.
Security ID: Y7710N108 Ticker: 600655
Meeting Date: 25-Oct-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
1412
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Authorization to the Board to Handle Matters
Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For
4 The Third Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
5 Management Measures For The Third Phase Employee
Stock Ownership Plan Management For Voted - Against
6 Authorization to the Board to Handle Matters
Regarding the Third Phase Employee Stock Ownership
Plan Management For Voted - Against
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Jiping Management For Voted - Against
3 Elect SHI Kun Management For Voted - For
4 Elect ZHU Lixin Management For Voted - For
5 Elect LI Zhiqiang Management For Voted - Against
6 Elect XU Xiaoliang Management For Voted - For
7 Elect HAO Yuming Management For Voted - For
8 Elect GONG Ping Management For Voted - For
9 Elect HUANG Zhen Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect WANG Zhe Management For Voted - For
12 Elect SONG Hang Management For Voted - For
13 Elect NI Jing Management For Voted - For
14 Elect XIE Youping Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect ZHOU Wenyi Management For Voted - Against
17 Elect SHI Weiqing Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Eligibility to Issue Coporate Bonds Management For Voted - For
3 Bond Size Management For Voted - For
4 Issue Method Management For Voted - For
5 Term and Type of Bonds Management For Voted - For
6 Face Value, Pricing and Interest Rates Management For Voted - For
7 Use of the Proceeds Management For Voted - For
8 Guarantees Management For Voted - For
9 Protective Measures for Debt Repayments Management For Voted - For
10 Issue Target Management For Voted - For
11 Listing Management For Voted - For
12 Board Authorization to Issue Bonds Management For Voted - For
13 Valid Period of Board Resolution Management For Voted - For
14 Merger & Acquisition Management For Voted - For
Meeting Date: 21-Mar-23 Meeting Type: Special
1 Eligibility for 2023 Private Placement
Management For Voted - Against
1413
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Issuance Type and Value
Management For Voted - Against
3 Issuance Method and Date
Management For Voted - Against
4 Issuance Targets and Subscription Method Management For Voted - Against
5 Pricing Date, Price and Pricing Method Management For Voted - Against
6 Issuance Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Use of Proceeds Management For Voted - Against
9 Arrangements to Accumulate Undistributed Profits
Before the Issuance Management For Voted - Against
10 Listing Market Management For Voted - Against
11 Valid Period of Resolution Management For Voted - Against
12 Approval of Preliminary Plan of 2023 Private
Placement Management For Voted - Against
13 Demonstration Analysis Report for 2023 Private
Placement Management For Voted - Against
14 Feasibility Report on Use of Proceeds for 2023
Private Placement
Management For Voted - Against
15 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
16 Diluted Immediate Returns After Issuance Management For Voted - Against
17 2023-2025 Shareholder Returns Plan Management For Voted - For
18 Board Authorization to Implement 2023 Private
Placement Management For Voted - Against
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Management For Voted - For
6 2023 Loan And Guarantee Management For Voted - Against
7 Payment Of 2022 Audit Fees And Reappointment Of
2023 Audit Firm Management For Voted - For
8 Payment of 2022 Internal Control Audit Fees and
Reappointment of 2023 Internal Control Audit Firm Management For Voted - For
9 Authorization For 2023 Comprehensive Property
Business Investment Total Quota Management For Voted - For
10 Implementing Results of 2022 Continuing Connected
Transactions Regarding Sale and Purchase of
Commodities and Acceptance and Provision of Labour
Service and Estimation of 2023 Continuing Connected
Transactions Management For Voted - For
11 Implementing Results of 2022 Continuing Connected
Transactions Regarding House Leasing and Estimation
of 2023 Continuing Connected Transactions Management For Voted - For
12 Authorization For 2023 Total Donation Quota Management For Voted - For
13 2023 Financial Aid To Joint Enterprisers Management For Voted - For
1414
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Continued Comprehensive Management With Short-Term
Idle Funds Management For Voted - For
15 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
SHENZHEN KEDALI INDUSTRY CO LTD
Security ID: Y774C5108 Ticker: 002850
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Cash Management of Idle Raised Funds and
Proprietary Funds Management For Voted - For
Meeting Date: 17-Oct-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
Meeting Date: 21-Nov-22 Meeting Type: Special
1 The Company's Eligibility for Non-Public A-Share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Purpose and Amount of the Raised Funds Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Non-Public Share Offering Management For Voted - Against
11 Validity Period Management For Voted - Against
12 Preplan For Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised From the Non-Public A-Share Offering Management For Voted - Against
14 Report On The Use Of Previously Raised Funds Management For Voted - For
15 Risk Warning on Diluted Immediate Return After the
Non-Public A-Share Offering and Filling Measures,
and Commitments of Relevant Parties Management For Voted - Against
16 Formulation Of The Shareholder Return Plan For The
Next Three Years From 2022 To 2024 Management For Voted - For
17 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Non-Public
A-Share Offering Management For Voted - Against
18 Appointment of Auditor Management For Voted - For
1415
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Analysis Report on 2022 Private Placement Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports and 2023 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Line of Credit Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Launching Account Receivables Factoring Business Management For Voted - For
SHENZHEN OVERSEAS CHINESE TOWN CO., LTD.
Security ID: Y7582E103 Ticker: 000069
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Reappointment Of Audit Firm Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Estimated Continuing Connected Transactions Management For Voted - For
6 Approval of Line of Credit Management For Voted - For
7 Approval of Borrowing Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Financial Aid to Joint Stock Companies Management For Voted - For
10 Reappointment of Auditor Management For Voted - For
11 The Company's Eligibility for Issuance of
Convertible Corporate Bonds to Specific Parties Management For Voted - For
12 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Type Management For Voted - For
13 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Issuing Amount Management For Voted - For
14 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Plan for Matching Fundraising:
Issue Size Management For Voted - For
15 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Par Value and Issue Price Management For Voted - For
16 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Bond Duration Management For Voted - For
17 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Interest Rate Management For Voted - For
1416
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Time Limit and Method for
Repaying the Principal and Interest Management For Voted - For
19 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Debt to Equity Conversion Period Management For Voted - For
20 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Conversion Price Management For Voted - For
21 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Downward Adjustment of Conversion
Price Management For Voted - For
22 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Number of Converted Shares Management For Voted - For
23 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Redemption Clauses Management For Voted - For
24 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Resale Clauses Management For Voted - For
25 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Attribution of Related Dividends Management For Voted - For
26 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Issuing Targets and Method Management For Voted - For
27 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Lockup Period Management For Voted - For
28 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Purpose of Raised Funds Management For Voted - For
29 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Management and Deposit of Raised
Funds Management For Voted - For
30 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Matters Regarding the Meeting of
Bondholders Management For Voted - For
31 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Guarantee Matters Management For Voted - For
32 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Rating Matters Management For Voted - For
33 Plan for Issuance of Convertible Corporate Bonds to
Specific Parties: Valid Period Management For Voted - For
34 Preplan for Issuance of Convertible Corporate Bonds
to Specific Parties Management For Voted - For
35 Demonstration Analysis Report on the Plan for
Issuance of Convertible Corporate Bonds to Specific
Parties Management For Voted - For
36 Feasibility Analysis Report on Projects to Be
Financed With Raised Funds From Issuance of
Convertible Corporate Bonds to Specific Parties Management For Voted - For
37 Connected Transactions Regarding Conditional Share
Subscription Agreement to be Signed with Specific
Issuing Targets Management For Voted - For
38 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - For
39 Diluted Immediate Return After the Issuance of
Convertible Corporate Bonds to Specific Parties and
Filling Measures and Commitments of Relevant Parties Management For Voted - For
1417
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
40 Formulation of and Implementing the Rules of
Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
41 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
42 Full Authorization to the Board to Handle Matters
Regarding the Issuance of Convertible Corporate
Bonds to Specific Parties Management For Voted - For
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED
Security ID: G8087W101 Ticker: 2313
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Guanlin Management For Voted - For
6 Elect WANG Cunbo Management For Voted - For
7 Elect ZHANG Bingsheng Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD.
Security ID: Y30421104 Ticker: 300144
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect HUANG Qiaoling Management For Voted - For
3 Elect HUANG Qiaolong Management For Voted - For
4 Elect ZHANG Xian Management For Voted - For
5 Elect SHANG Lingxia Management For Voted - For
6 Elect ZHANG Jiankun Management For Voted - Against
7 Elect HUANG Hongming Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect LIU Shuzhe Management For Voted - For
10 Elect YANG Yiqing Management For Voted - For
11 Elect SONG Xiayun Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect ZHU Hualu Management For Voted - Against
14 Elect XU Jie Management For Voted - For
1418
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report of The Board of Directors Management For Voted - For
3 2022 Work Report of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment of 2023 Audit Firm Management For Voted - For
7 2023 Remuneration for Directors
Management For Voted - For
8 2023 Remuneration for Supervisors
Management For Voted - For
9 Amendments to Some of The Company S Systems I Management For Voted - For
TCL TECHNOLOGY GROUP CORPORATION
Security ID: Y8549C107 Ticker: 000100
Meeting Date: 22-Jul-22 Meeting Type: Special
1 The Second Phase Employee Stock Ownership Plan
(Draft) From 2021 To 2023 Management For Voted - Against
2 Management Measures for the Second Phase Employee
Stock Ownership Plan from 2021 to 2023 Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Second Phase Employee Stock Ownership
Plan from 2021 to 2023 Management For Voted - Against
4 Downward Adjustment Of The Conversion Price Of
Convertible Corporate Bonds As Proposed By The Board Management For Voted - For
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Cheng Management For Voted - For
3 Elect ZHAO Jun Management For Voted - For
4 Approval of Application for Registration and
Issuance of Debt Financing Instruments in the
Inter-bank Bond Market Management For Voted - Abstain
5 Amendments to Articles Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Financial Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Reappointment Of Audit Firm Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
8 Decrease of The Quota of Financial Service Provided
to Related Parties by A Company And Connected
Transaction Regarding Renewal of A Financial
Service Agreement Management For Voted - For
1419
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Connected Transaction Regarding Launching Accounts
Receivable Factoring Business Management For Voted - For
10 Feasibility Analysis on 2023 Financial Derivatives
for Hedging And Application for Transaction Quota Management For Voted - For
11 2023 Provision Of Guarantee For Subsidiaries Management For Voted - Against
12 Matters Involved In 2023 Securities Investment And
Wealth Management Management For Voted - For
13 Shareholder Return Plan for The Next Three Years
from 2023 to 2025 Management For Voted - For
14 2022 Remuneration For Directors, Supervisors And
Senior Management Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Special
1 The 3rd Phase Employee Stock Ownership Plan from
2021 to 2023 Management For Voted - Against
2 Implementation of the 3rd Phase Employee Stock
Ownership Plan from 2021 to 2023 Management For Voted - Against
3 Authorization To The Board To Handle Matters
Regarding The 3Rd Phase Employee Stock Ownership
Plan From 2021 To 2023 Management For Voted - Against
4 Amendments to Articles Management For Voted - For
TONGCHENG TRAVEL HOLDINGS LIMITED
Security ID: G8918W106 Ticker: 0780
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect YANG Chia Hung Management For Voted - For
4 Amendments to Articles Management For Voted - For
Meeting Date: 29-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WU Zhixiang Management For Voted - Against
5 Elect JIANG Hao Management For Voted - For
6 Elect HAN Yuling Management For Voted - For
7 Elect XIE Qing Hua Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
1420
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Security ID: G8924B104 Ticker: 6110
Meeting Date: 01-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividends Management For Voted - For
5 Allocation of Special Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect YU Wu Management For Voted - Against
8 Elect HU Xiaoling Management For Voted - For
9 Elect HUANG Victor Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Memorandum and Articles of Association Management For Voted - For
WUCHAN ZHONGDA GROUP CO., LTD.
Security ID: Y9890U100 Ticker: 600704
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Application for Registration and Issuance of Debt
Financing Instruments from 2022 to 2024 Management For Voted - Abstain
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments To The Governance Outline Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
6 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
7 Amendments To The System For Independent Directors Management For Voted - For
8 Amendments To The Connected Transactions System Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment Of Audit Firm Management For Voted - For
7 2023 the Company's Eligibility for Standardized
Public Issuance of Corporate Bonds as a Renown and
Sophisticated Issuer Management For Voted - For
8 2023 Plan For Public Issuance Of Corporate Bonds Management For Voted - For
1421
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 2023 Full Authorization to the Board to Handle
Matters Regarding the Public Issuance of Corporate
Bonds Management For Voted - For
10 External Guarantee Quota And The Power Of
Examination And Approval Management For Voted - Against
11 2023 Short-Term Wealth Management With Idle
Proprietary Funds Management For Voted - For
12 2022 Remuneration For Directors And Supervisors Management For Voted - For
13 Remuneration Plan For Directors, Supervisors And
Senior Management Management For Voted - For
14 Repurchase and Cancellation of Locked Restricted
Stocks Granted to Some Plan Participants Under the
2021 Restricted Stock Incentive Plan Management For Voted - For
15 Launching Commodity Futures And Derivatives Trading
Business In 2023 Management For Voted - For
16 Launching Foreign Exchange Derivatives Transactions
In 2023 Management For Voted - For
17 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
XIAMEN INTRETECH INC
Security ID: Y972FZ109 Ticker: 002925
Meeting Date: 03-Nov-22 Meeting Type: Special
1 Amendments to Work System for Independent Directors Management For Voted - For
2 Amendments to Management System for External
Guarantee Management For Voted - For
3 Amendments to Management System for Connected
Transaction Management For Voted - For
4 Amendments to Management System for External
Investment Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Adjustment of Some Performance Appraisal Goals of
2021 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants
Under the 2021 Restricted Stock Incentive Plan Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Some Articles of
Association Management For Voted - For
XPENG INC.
Security ID: G982AW100 Ticker: XPEV
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
1422
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Xiaopeng He Management For Voted - Against
4 Elect Donghao Yang Management For Voted - Against
5 Directors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 General Mandate to Issue Shares Management For Voted - Against
8 General Mandate to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
10 Amendments to Articles Management For Voted - For
XTEP INTERNATIONAL HOLDINGS LIMITED
Security ID: G98277109 Ticker: 1368
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DING Mei Qing Management For Voted - Against
6 Elect DING Ming Zhong Management For Voted - For
7 Elect BAO Ming Xiao Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
YADEA GROUP HOLDINGS LTD.
Security ID: G9830F106 Ticker: 1585
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect DONG Jinggui Management For Voted - Against
6 Elect QIAN Jinghong Management For Voted - For
7 Elect CHEN Mingyu Management For Voted - For
8 Elect MA Chenguang Management For Voted - For
9 Elect LIANG Qin Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
1423
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
YUM CHINA HOLDINGS, INC.
Security ID: 98850P109 Ticker: YUMC
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Issuance of Common Stock Management For Voted - For
2 Share Repurchase Management For Voted - For
3 Approval of the 2022 Long Term Incentive Plan Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Annual
1 Elect Fred Hu Management For Voted - For
2 Elect Joey Wat Management For Voted - For
3 Elect Peter A. Bassi Management For Voted - For
4 Elect Edouard Ettedgui Management For Voted - For
5 Elect Ruby Lu Management For Voted - For
6 Elect Zili Shao Management For Voted - For
7 Elect William Wang Management For Voted - For
8 Elect Min (Jenny) Zhang Management For Voted - For
9 Elect Christina Xiaojing Zhu Management For Voted - For
10 Ratification of Auditor Management For Voted - For
11 Advisory Vote on Executive Compensation Management For Voted - For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year Voted - 1 Year
13 Issuance of Common Stock Management For Voted - For
14 Share Repurchase Management For Voted - For
ZHEJIANG SEMIR GARMENT CO LTD
Security ID: Y9894U106 Ticker: 002563
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect CAI Liling Management For Voted - For
ZHEJIANG SUPOR CO., LTD.
Security ID: Y98925103 Ticker: 002032
Meeting Date: 21-Sep-22 Meeting Type: Special
1 Investment in Wealth Management Products Management For Voted - For
2 Authority to Give Guarantees to Distributors Management For Voted - For
3 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
4 Appraisal Management Measures for the 2022
Restricted Stock Incentive Plan Management For Voted - For
5 Board Authorization to Handle All Related Matters
in Relation to 2022 Restricted Stock Incentive Plan Management For Voted - For
1424
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-Nov-22 Meeting Type: Special
1 2022 3rd Quarter Profit Distribution Plan Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Special
1 Agreement on 2023 Continuing Connected Transactions
to Be Signed with Seb S.A. Management For Voted - For
ZHEJIANG SUPOR COOKWARE CO. LTD.
Security ID: Y98925103 Ticker: 002032
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment Of 2023 Audit Firm Management For Voted - Against
7 Purchase of Short-Term Wealth Management Products
with Idle Proprietary Working Capital Management For Voted - For
8 Provision of Guarantee for Wholly-Owned
Subsidiaries and Guarantee Among Wholly-Owned
Subsidiaries Management For Voted - For
9 Launching Advance Payment Financing Business Management For Voted - For
10 Repurchase And Cancellation Of Some Granted
Restricted Stocks Management For Voted - For
11 Objective and Purpose of the Share Repurchase Management For Voted - For
12 Method of the Share Repurchase Management For Voted - For
13 Price and Pricing Principles of Share Repurchase Management For Voted - For
14 Type, Number and Percentage to the Total Capital of
Shares to Be Repurchased Management For Voted - For
15 Total Amount of the Funds to Be Used for the
Repurchase Management For Voted - For
16 Source of the Funds for the Repurchase Management For Voted - For
17 Time Limit of the Share Repurchase Management For Voted - For
18 Valid Period of the Resolution Management For Voted - For
19 Authorization Matters Management For Voted - For
20 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
21 Elect Philippe SUMEIRE Management For Voted - Against
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect Thierry de LA TOUR D'ARTAISE Management For Voted - For
24 Elect Stanislas de GRAMONT Management For Voted - For
25 Elect Nathalie LOMON Management For Voted - Against
26 Elect Delphine SEGURA VAYLET Management For Voted - For
27 Elect DAI Huaizong Management For Voted - For
28 Elect SU Xianze Management For Voted - For
29 Non-Voting Agenda Item N/A N/A Non-Voting
30 Elect Herve MACHENAUD Management For Voted - For
1425
Global X MSCI China Consumer Discretionary ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Elect Jean-Michel PIVETEAU Management For Voted - For
32 Elect CHEN Jun Management For Voted - For
ZHONGSHENG GROUP HOLDINGS LIMITED
Security ID: G9894K108 Ticker: 0881
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LI Guoqiang Management For Voted - Against
6 Elect TANG Xianfeng Management For Voted - For
7 Elect SUN Yanjun Management For Voted - For
8 Elect SHEN Jinjun Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - For
1426
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
ANGEL YEAST COMPANY LIMITED
Security ID: Y3746S104 Ticker: 600298
Meeting Date: 20-Jul-22 Meeting Type: Special
1 The Listing of a Subsidiary on Beijing Stock
Exchange is in Compliance with the Listed Company
Spin-off Rules (trial) Management For Voted - For
2 The Subsidiary's Application for IPO and Listing on
Beijing Stock Exchange Management For Voted - For
3 Background, Purpose and Commercial Reasonability of
the Listing Management For Voted - For
4 Listing Place Management For Voted - For
5 Stock Type Management For Voted - For
6 Par Value Management For Voted - For
7 Issuing Targets Management For Voted - For
8 Offering and Listing Date Management For Voted - For
9 Issuing Method Management For Voted - For
10 Issuing Scale Management For Voted - For
11 Pricing Method Management For Voted - For
12 Other Matters Related to the Share Offering Management For Voted - For
13 The Listing Of The Subsidiary On Beijing Stock
Exchange Is In Compliance With Relevant Laws And
Regulations Management For Voted - For
14 The Listing Of The Subsidiary On Beijing Stock
Exchange Is For The Rights And Interests Of
Shareholders And Creditors Management For Voted - For
15 Statement On Sustainable Profitability And
Prospects Of The Company Management For Voted - For
16 The Subsidiary Is Capable Of Conducting Law-Based
Operation Management For Voted - For
17 Statement on the Compliance and Completeness of the
Legal Procedure of the Listing of the Subsidiary
and the Validity of the Legal Documents Submitted Management For Voted - For
18 Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Listing of
the Subsidiary on Beijing Stock Exchange Management For Voted - For
19 Amendments To The Raised Funds Management Measures Management For Voted - For
20 Change of the Company's Registered Capital and
Total Number of Shares, and Amendments to the
Company's Articles of Association Management For Voted - For
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Stocks and Adjustment of the Repurchase Price Management For Voted - For
2 Adjustment Of 2022 Estimated Guarantee Quota For
Controlled Subsidiaries Management For Voted - For
3 Setting Up Subsidiaries In Tieling, Liaoning To
Launch A Project Management For Voted - For
4 Change Of The Implementing Plan Of A Project Management For Voted - For
1427
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Investment In Setting Up Subsidiaries For
Construction Of A Project Management For Voted - For
6 Adjustment Of 2022 Estimated Continuing Connected
Transactions Management For Voted - For
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Adjustment Of The Implementing Plan Of A Project
Financed With Raised Funds Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Listing Place Management For Voted - For
4 Issuing Date Management For Voted - For
5 Issuing Method Management For Voted - For
6 Issuing Volume Management For Voted - For
7 GDR Scale During the Duration Management For Voted - For
8 Conversion Ratio of GDR and Basic Securities of
A-shares Management For Voted - For
9 Pricing Method Management For Voted - For
10 Issuing Targets Management For Voted - For
11 Conversion Limit Period of GDR and Basic Securities
of A-shares Management For Voted - For
12 Underwriting Method Management For Voted - For
13 Report On The Use Of Previously-Raised Funds Management For Voted - For
14 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
15 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
17 Confirmation of the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
18 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
20 Formulation of the Amendments to the Company's
Articles of Association (draft) Management For Voted - For
21 Formulation of the Company's Rules of Procedure
Governing Shareholders General Meetings (draft) Management For Voted - For
22 Formulation of the Company's Rules of Procedure
Governing the Board Meetings (draft) Management For Voted - For
23 Formulation of the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) Management For Voted - For
1428
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Change of the Company's Registered Capital and
Total Number of Shares and Amendments to the
Company's Articles of Association Management For Voted - For
25 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
Meeting Date: 20-Feb-23 Meeting Type: Special
1 Setting Up a Wholly-owned Subsidiary and Purchase
of Land in Yichang Baiyang Industrial Park Management For Voted - For
2 Repurchase and Cancellation of Some Restricted
Stocks and Adjustment of the Repurchase Price Management For Voted - For
3 Confirmation of 2022 Continuing Connected
Transactions and 2023 Estimated Continuing
Connected Transactions Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports and Financial Budget Plan Management For Voted - For
5 2022 Independent Directors' Report Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Give Guarantees to Subsidiaries In 2023 Management For Voted - For
9 Launching Foreign Exchange Risk and Interest Rate
Risk Management Business in 2023 Management For Voted - For
10 Issuance of 2023 Non-financial Enterprise Debt
Financing
Instruments Management For Voted - Abstain
11 Launching 2023 Bill Pool Business Management For Voted - For
12 Launching 2023 Financial Lease Business Management For Voted - For
13 2023 Directors' and Senior Managements' Fees Management For Voted - For
14 Amendments to the Company's Registered Capital and
Articles of Association Management For Voted - Against
15 2022 Internal Control Self-Assessment Report Management For Voted - For
16 2022 Social Responsibility Report Management For Voted - For
17 Adjustments on 2023 Related Party Transactions Management For Voted - For
ANHUI GUJING DISTILLERY COMPANY LIMITED
Security ID: Y0137M100 Ticker: 000596
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Allocation Plan Management For Voted - For
1429
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Reappointment of 2023 Auditor Management For Voted - Against
8 Amendments to Work System for Independent Directors Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect LIANG Jinhui Management For Voted - For
11 Elect LI Peihui Management For Voted - For
12 Elect ZHOU Qingwu Management For Voted - For
13 Elect YAN Lijun Management For Voted - For
14 Elect XU Peng Management For Voted - Against
15 Elect YE Changqing Management For Voted - Against
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect WANG Ruihua Management For Voted - For
18 Elect XU Zhihao Management For Voted - For
19 Elect LI Jing Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect SUN Wanhua Management For Voted - Against
22 Elect YANG Xiaofan Management For Voted - For
23 Elect SONG Zifa Management For Voted - Against
ANHUI GUJING DISTILLERY COMPANY LIMITED
Security ID: Y0137M118 Ticker: 000596
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Allocation Plan Management For Voted - For
7 Reappointment of 2023 Auditor Management For Voted - Against
8 Amendments to Work System for Independent Directors Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect LIANG Jinhui Management For Voted - For
11 Elect LI Peihui Management For Voted - For
12 Elect ZHOU Qingwu Management For Voted - For
13 Elect YAN Lijun Management For Voted - For
14 Elect XU Peng Management For Voted - Against
15 Elect YE Changqing Management For Voted - Against
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect WANG Ruihua Management For Voted - For
18 Elect XU Zhihao Management For Voted - For
19 Elect LI Jing Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect SUN Wanhua Management For Voted - Against
22 Elect YANG Xiaofan Management For Voted - For
23 Elect SONG Zifa Management For Voted - Against
1430
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
ANHUI KOUZI DISTILLERY CO LTD
Security ID: Y013BD105 Ticker: 603589
Meeting Date: 06-Apr-23 Meeting Type: Special
1 2023 Restricted Stock Plan (Draft) and its Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2023 Restricted Stock Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Restricted Stock Plan Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Financial Budget Plan Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Remuneration For Directors And Supervisors Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 2022 Annual Report And Its Summary Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect XU Jin Management For Voted - For
12 Elect XU Qinxiang Management For Voted - Against
13 Elect FAN Bo Management For Voted - Against
14 Elect HUANG Shaogang Management For Voted - For
15 Elect LI Wei Management For Voted - For
16 Elect SUN Guang Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect CHU Yuming Management For Voted - For
19 Elect XU Yan Management For Voted - For
20 Elect ZHANG Xuan Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZHOU Tuliang Management For Voted - Against
23 Elect XU Jun Management For Voted - For
ANHUI YINGJIA DISTILLERY CO LTD.
Security ID: Y013BC107 Ticker: 603198
Meeting Date: 24-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Annual Accounts and Financial Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration for Directors and Supervisors Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
1431
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Amendments to Articles Management For Voted - For
9 Investment in Digital Brewing and By-Product
Recycling Project Management For Voted - For
ANJOY FOODS GROUP CO. LTD.
Security ID: Y265F3109 Ticker: 603345
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Amendments To The Connected Transactions
Decision-Making System Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Change of Some Projects Financed with Funds Raised
from the Non-public Offering Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Independent Directors Report Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Investment in Wealth Management Products with Idle
Funds in 2023 Management For Voted - For
8 Approval of Line of Credit and Authority to Give
Guarantees to Subsidiaries Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Estimation of 2023 Related Party Transactions Management For Voted - For
11 2022 and 2023 Fees for Directors and Supervisors Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 2022 ESG Report Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect LIU Mingming Management For Voted - For
16 Elect ZHANG Gaolu Management For Voted - For
17 Elect ZHANG Qingmiao Management For Voted - For
18 Elect BIAN Yongzhuang Management For Voted - Against
19 Elect ZHENG Yanan Management For Voted - For
20 Elect DAI Fan Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZHANG Mei Management For Voted - For
23 Elect ZHAO Bei Management For Voted - For
24 Elect ZHANG Yueping Management For Voted - For
25 Elect ZHANG Guangxi Management For Voted - Against
1432
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Security ID: Y0772N108 Ticker: 002385
Meeting Date: 07-Jul-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For
2 Elect ZANG Rihong Management For Voted - For
3 Elect CHEN Zhongheng Management For Voted - Against
4 Adjustment Of The Authority Granted To The Chairman
Of The Board Management For Voted - For
Meeting Date: 03-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Connected Transaction Regarding Provision of
Guarantee for Some Joint Stock Companies Management For Voted - Against
3 Provision Of Guarantee For Controlled Subsidiaries Management For Voted - Against
4 Adjustment Of The Guarantee Quota Of The Company
And Controlled Subsidiaries Management For Voted - Against
5 Approve Provision of Guarantee for Beijing Rural
Credit Internet Technology Group Co., Ltd. Management For Voted - Against
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Repurchase and Cancel Some Restricted Stocks Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Authority to Give Guarantees Management For Voted - Against
4 Authority to Give Guarantees and Connected
Transactions Management For Voted - Against
Meeting Date: 28-Nov-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Connected Transactions Regarding Provision of
Guarantee for Joint Stock Companies Management For Voted - Against
2 Granting Some Authority To The Chairman Of The Board Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Continuation Of The Authorization To Subsidiaries
To Provide Guarantee For Clients Management For Voted - Against
3 Connected Transactions Regarding Provision Of
Guarantee For Joint Stock Companies Management For Voted - Against
4 Demonstration Analysis Report on the Plan for 2022
A-share Offering to Specific Parties Management For Voted - For
1433
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Full Authorization to the Board to Handle Matters
Regarding the A-share Offering to Specific Parties Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Special
1 Approve Provision of Guarantee and Related Party
Transaction Management For Voted - For
2 Approve Daily Related Party Transaction for the
Year of 2023 Management For Voted - For
3 Amendments to Articles Bundled Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors
(Including Work Report of Independent Directors) Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Audit Report Management For Voted - For
6 2022 Annual Accounts Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Estimated Guarantee Quota Of The Company And Its
Controlled Subsidiaries Management For Voted - Against
9 Continued Purchase of Low-Risk Wealth Management
Products with Idle Proprietary Funds Management For Voted - For
10 Continuation Of The Commodity Futures Hedging
Business Management For Voted - For
11 Reappointment Of 2023 Audit Firm Management For Voted - For
12 Connected Transactions Regarding Provision of
Guarantee for Joint Stock Companies Management For Voted - Against
13 Approve Provision of Guarantee for Associate
Companies (II) Management For Voted - Against
14 Elect ZHOU Yejun Management For Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect SHAO Genhuo Management For Voted - For
17 Elect ZHANG Lizhong Management For Voted - For
18 Elect SONG Weiping Management For Voted - For
19 Elect TAN Songlin Management For Voted - For
20 Elect LIN Sunxiong Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZANG Rihong Management For Voted - For
23 Elect QIAO Shiyan Management For Voted - For
24 Elect YUE Yanfang Management For Voted - For
25 Elect FENG Yujun Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the Plan for A-Share Offering to Specific Parties Management For Voted - For
2 Amendments to the Company's Articles of Association
and Handling of the Industrial and Commercial
Registration Amendment Management For Voted - For
1434
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING YANJING BREWERY CO., LTD.
Security ID: Y0771Z102 Ticker: 000729
Meeting Date: 08-May-23 Meeting Type: Annual
1 2022 Report of The Board of Directors Management For Voted - For
2 2022 Report of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Determination of 2022 Financial Audit Fees And
Reappointment of 2023 Financial Audit Firm Management For Voted - For
7 Determination of 2022 Internal Control Audit Fees
And Reappointment of 2023 Internal Control Audit
Firm
Management For Voted - For
8 Expansion of The Company S Business Scope And
Amendments to The Company S Articles of Association Management For Voted - For
9 Amendments to The External Donation Management
Measures Management For Voted - For
10 Authorization for External Donation Quota of The
Company And Subsidiaries
Management For Voted - For
BY-HEALTH CO., LTD.
Security ID: Y2924V103 Ticker: 300146
Meeting Date: 10-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Financial Budget Management For Voted - For
5 Annual Report and Its Summary Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Special Report on the Deposit and Use of Raised
Funds Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Shareholder Returns Plan Management For Voted - For
10 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
11 Amendments to Procedural Rules: Board Meetings Management For Voted - For
12 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
13 Amendments to Work System for Independent Directors Management For Voted - For
14 Amendments to Management System for Connected
Transaction Management For Voted - For
15 Amendments to Management System for External
Guarantees Management For Voted - For
16 Amendments to Management System for Raised Funds Management For Voted - For
1435
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Amendments to Management System for External
Investment Management For Voted - For
18 Amendments to the Remuneration Management System
for Directors, Supervisors, and Senior Management Management For Voted - For
19 Amendments to the Code of Conduct for Controlling
Shareholders Management For Voted - For
20 Amendments to the Profit Distribution Management
System Management For Voted - For
21 Amendments to the Rules for Cumulative Voting System Management For Voted - For
22 Abolishment of the Blame-taking Resignation and
Dismissal System for Directors, Supervisors, and
Senior Management Management For Voted - For
CHACHA FOOD CO., LTD.
Security ID: Y2000X106 Ticker: 002557
Meeting Date: 13-Oct-22 Meeting Type: Special
1 The 7Th Phase Employee Stock Ownership Plan (Draft)
And Its Summary Management For Voted - Against
2 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
3 Management Measures For The 7Th Phase Employee
Stock Ownership Plan Management For Voted - Against
4 Amendments To The Raised Funds Management System Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 The 8th Phase Employee Stock Ownership Plan (draft)
and Its Summary
Management For Voted - For
2 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan
Management For Voted - For
3 Management Measures for the 8th Phase Employee
Stock Ownership Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA FEIHE LIMITED
Security ID: G2121Q105 Ticker: 6186
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Hua Management For Voted - Against
6 Elect CAI Fangliang Management For Voted - For
7 Elect CHEUNG Kwok Wah Management For Voted - For
8 Elect FAN Yonghong Management For Voted - Against
1436
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA MENGNIU DAIRY COMPANY LIMITED
Security ID: G21096105 Ticker: 2319
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Jeffrey LU Minfang and Approve Fees Management For Voted - For
6 Elect Simon Dominic Stevens and Approve Fees Management For Voted - For
7 Elect GE Jun and Approve Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Amendments to Articles (Core Standards) Management For Voted - For
12 Amendments to Articles (Other Amendments) Management For Voted - For
13 Adoption of the New Memorandum and Articles of
Association Management For Voted - For
CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED
Security ID: Y15037107 Ticker: 0291
Meeting Date: 19-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Frank LAI Ni Hium Management For Voted - Against
6 Elect HOUANG Tai Ninh Management For Voted - Against
7 Elect Bernard CHAN Charnwut Management For Voted - Against
8 Elect Gordon SIU Kwing Chue Management For Voted - Against
9 Elect Henry Stephen LAI Hin Wing Management For Voted - Against
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
1437
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHONGQING BREWERY CO., LTD.
Security ID: Y15846101 Ticker: 600132
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Adjustment of 1664 Blanc Royalty Rates Management For Voted - For
2 Adjustment Of Remuneration For Independent Directors Management For Voted - For
3 Elect Andrew Emslie Management For Voted - For
Meeting Date: 02-Dec-22 Meeting Type: Special
1 Election of Joao Abecasis as a Director for
Subsidiary Management For Voted - For
2 2022 Interim Profit Distribution Plan Management For Voted - For
3 2023 Estimated Continuing Connected Transactions Management For Voted - For
4 2023 Purchase Of Short-Term Wealth Management
Products From Banks Management For Voted - For
5 Increase Of The Investment In A Project Management For Voted - For
6 Elect Joao Abecasis Management For Voted - For
Meeting Date: 30-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Annual Accounts Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 2022 Work Report Of The Board Of Directors Management For Voted - For
5 2022 Work Report Of The Supervisory Committee Management For Voted - For
6 2022 Work Report Of Independent Directors Management For Voted - For
7 Appointment of 2023 Financial and Internal Control
Audit Firm Management For Voted - For
CHONGQING FULING ZHACAI GROUP CO LTD
Security ID: Y1588V102 Ticker: 002507
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Elect LAI Bo Management For Voted - For
2 Elect CHEN Tong Management For Voted - Against
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Allocation Plan Management For Voted - For
7 Reappointment of 2023 Auditor Management For Voted - For
8 Purchase of Wealth Management Products with Idle
Proprietary Funds Management For Voted - For
1438
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Shareholder Returns Plan in Future Three Years
(2023-2025) Management For Voted - For
DALI FOODS GROUP CO LTD.
Security ID: G2743Y106 Ticker: 3799
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Allocation of Special Dividend Management For Voted - For
6 Elect XU Shihui Management For Voted - Against
7 Elect ZHUANG Weiqiang Management For Voted - For
8 Elect XU Yangyang Management For Voted - Against
9 Elect HUANG Jiaying Management For Voted - For
10 Elect XU Biying Management For Voted - For
11 Elect HU Xiaoling Management For Voted - Against
12 Elect NG Kong Hing Management For Voted - For
13 Elect LIU Xiaobin Management For Voted - For
14 Elect LIN Zhijun Management For Voted - Against
15 Directors' Fees Management For Voted - For
16 Appointment of Auditor and Authority to Set Fees Management For Voted - For
17 Authority to Repurchase Shares Management For Voted - For
18 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
19 Authority to Issue Repurchased Shares Management For Voted - Against
DASHENLIN PHARMACEUTICAL GROUP CO. LTD.
Security ID: Y19984106 Ticker: 603233
Meeting Date: 03-Feb-23 Meeting Type: Special
1 The Company's Eligibility for Non-public A-share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Method and Date of Issuance Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Amount and Purpose of the Raised Funds Management For Voted - Against
9 Listing Place Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Share Offering Management For Voted - Against
11 The Valid Period of the Resolution Management For Voted - Against
12 Adjustment of the Issuing Plan Management For Voted - Against
13 Preplan For 2023 Non-Public A-Share Offering Management For Voted - Against
1439
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2023 Non-public A-share Offering Management For Voted - Against
15 Diluted Immediate Return After the 2023 Non-public
A-share Offering, Filling Measures and Commitments
of Relevant Parties Management For Voted - Against
16 Report On The Use Of Previously-Raised Funds Management For Voted - For
17 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Non-public
A-share Offering Management For Voted - Against
18 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
19 Connected Transactions Regarding Joint Investment
With Related Parties Management For Voted - For
20 The Investment Agreement to Be Signed Between
Subsidiaries and Related Parties Management For Voted - For
21 Authorization to the Management Team to Handle
Matters Regarding Related Investment Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect KE Yunfeng Management For Voted - For
24 Elect KE Kangbao Management For Voted - Against
25 Elect KE Jinlong Management For Voted - For
26 Elect LI Jie Management For Voted - For
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Elect LIU Guochang Management For Voted - For
29 Elect LU Liping Management For Voted - For
30 Elect SU Zuyao Management For Voted - For
31 Non-Voting Agenda Item N/A N/A Non-Voting
32 Elect CHEN Zhihui Management For Voted - For
33 Elect CHEN Wensheng Management For Voted - Against
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Approval of Demonstration Analysis Report for
Private Placement Management For Voted - For
2 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
3 Board Authorization to Implement Private Placement Management For Voted - For
4 Change in Registered Capital and Amendments to
Articles Management For Voted - For
Meeting Date: 12-Apr-23 Meeting Type: Special
1 Application for Comprehensive Credit Line to Banks
by Subsidiaries and Provision of Guarantee for Them Management For Voted - Against
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
1440
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Fees for Directors, Supervisors and Senior
Managements in 2022 Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Extend and Close Part of Investment Projects and
Use Remaining Funds to Replenish Working Capital Management For Voted - For
FOSHAN HAITIAN FLAVOURING AND FOOD COMPANY LTD.
Security ID: Y23840104 Ticker: 603288
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Elect SHEN Hongtao Management For Voted - For
Meeting Date: 09-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect PANG Kang Management For Voted - For
4 Elect CHENG Xue Management For Voted - For
5 Elect GUANG Jianghua Management For Voted - For
6 Elect CHEN Junyang Management For Voted - For
7 Elect WEN Zhizhou Management For Voted - For
8 Elect LIAO Changhui Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect SUN Yuanming Management For Voted - For
11 Elect XU Jiali Management For Voted - For
12 Elect SHEN Hongtao Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect CHEN Min Management For Voted - Against
15 Elect TONG Xing Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Remuneration For Directors And Supervisors Management For Voted - For
8 2023 Reappointment Of Audit Firm Management For Voted - For
9 2023 Entrusted Wealth Management With Idle
Proprietary Funds Management For Voted - For
10 2023 Continuing Connected Transactions Plan Management For Voted - For
11 Connected Transactions With A Company Management For Voted - For
12 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
1441
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
FUJIAN SUNNER DEVELOPMENT CO., LTD.
Security ID: Y2655H109 Ticker: 002299
Meeting Date: 15-Jul-22 Meeting Type: Special
1 The First Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Measures For The First Phase Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Stocks Under the 2019 Restricted Stock Incentive
Plan Management For Voted - For
2 Cancellation Of Some Repurchased Stocks Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Reappointment of 2023 Auditor Management For Voted - For
6 Application For Comprehensive Credit Line to Banks Management For Voted - For
7 2023 Estimated Related Party Transactions Management For Voted - For
8 2023 Fees for Directors, Supervisors and Senior
Management Management For Voted - For
9 Use Idle Proprietary Funds for Securities
Investment and Derivatives Transactions Management For Voted - For
10 2022 Profit Allocation Plan Management For Voted - For
11 Purchase Of Wealth Management Products With Idle
Proprietary Funds Management For Voted - For
12 By-Election of Directors Management For Voted - For
13 Related Party Transactions Regarding Entering into
Strategic Cooperation Agreement Management For Voted - For
GUANGDONG HAID GROUP COMPANY LIMITED
Security ID: Y29255109 Ticker: 002311
Meeting Date: 19-Aug-22 Meeting Type: Special
1 Elect XUE Hua Management For Voted - For
2 Elect XU Yingzhuo Management For Voted - For
3 Elect CHENG Qi Management For Voted - For
4 Elect QIAN Xueqiao Management For Voted - For
1442
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect GUI Jianfang Management For Voted - For
6 Elect HE Jianguo Management For Voted - For
7 Elect LIU Yunguo Management For Voted - For
8 Elect WANG Hua Management For Voted - Against
9 Elect MU Yongfang Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
11 Non-Voting Meeting Note N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 07-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Work System for Independent Directors Management For Voted - For
3 Amendments to Management System for External
Guarantee Management For Voted - For
4 Amendments to Management System for Connected
Transactions and Related Parties Management For Voted - For
5 Re-appointment of Auditor Management For Voted - For
6 Adjustment Of Foreign Exchange Hedging Business Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Change Of Some Projects Financed With Raised Funds Management For Voted - For
2 Provision Of Guarantee For Subsidiaries Management For Voted - Against
3 Provision Of External Guarantee Management For Voted - Against
4 Application For 2023 Comprehensive Credit Line To
Financial Institutions Management For Voted - For
5 Formulation of the Remuneration Management System
for Directors, Supervisors and Senior Management Management For Voted - For
Meeting Date: 08-Mar-23 Meeting Type: Special
1 Analysis Report on 2022 Private Placement Management For Voted - For
2 Board Authorization to Implement 2022 Private
Placement Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Special
1 Approve Signing of Conditional Share Subscription
Agreement for Issuance of Shares to Specific
Targets and Related Party Transaction Management For Voted - For
2 Approve Extension of Resolution Validity Period of
Issuance of Shares to Specific Targets Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
1443
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Remuneration Plan For Directors And Senior
Management Management For Voted - For
7 Allowance Plan For Supervisors Management For Voted - For
8 Cash Management With Some Idle Proprietary Funds Management For Voted - For
9 2023 Continuing Connected Transactions Management For Voted - For
10 2023 Launching Hedging Business Management For Voted - For
11 Application for Registration and Issuance of
Medium-Term Notes and Super and Short-Term
Commercial Papers Management For Voted - For
HEILONGJIANG AGRICULTURE CO., LTD.
Security ID: Y3120A109 Ticker: 600598
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
8 Estimated Quota Of Entrusted Wealth Management Management For Voted - For
9 2023 Investment Plan Management For Voted - Abstain
10 Payment of 2022 Performance-based Salary to the
Person in Charge of the Company Management For Voted - Abstain
HENAN SHUANGHUI INVESTMENT AND DEVELOPMENT CO., LTD.
Security ID: Y3121R101 Ticker: 000895
Meeting Date: 01-Sep-22 Meeting Type: Special
1 2022 Interim Profit Distribution Plan Management For Voted - For
Meeting Date: 23-Dec-22 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Annual Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Reappointment of Auditor Management For Voted - For
6 Reappointment of Internal Control Auditor Management For Voted - For
7 Amendments to Articles Management For Voted - For
1444
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
HENGAN INTERNATIONAL GROUP COMPANY LIMITED
Security ID: G4402L151 Ticker: 1044
Meeting Date: 22-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Mark HO Kwai Ching Management For Voted - Against
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Adoption of Chinese Name Management For Voted - For
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Security ID: Y408DG116 Ticker: 600887
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Purpose of the Share Repurchase Management For Voted - For
2 Type of Share to be Repurchased Management For Voted - For
3 Method of the Share Repurchase Management For Voted - For
4 Time Limit of the Share Repurchase Management For Voted - For
5 Type, Number and Percentage to the Total Capital of
Shares to be Repurchased Management For Voted - For
6 Price of the Shares to be Repurchased Management For Voted - For
7 Source of Funds Management For Voted - For
8 Board Authorization to Handle All Related Matters Management For Voted - For
9 Repurchase And Cancellation Of Some Restricted
Stocks In 2019 Management For Voted - For
10 Amendments to Articles Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2023 Management Policy and Investment Plan Management For Voted - For
5 2022 Accounts and Reports and 2023 Financial Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Elect PAN Gang Management For Voted - For
8 Elect ZHAO Chengxia Management For Voted - Against
9 Elect WANG Xiaogang Management For Voted - For
10 Elect CHAO Lu Management For Voted - For
11 Elect LV Gang Management For Voted - For
12 Elect PENG Heping Management For Voted - For
1445
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect JI Shao Management For Voted - For
14 Elect CAI Yuanming Management For Voted - For
15 Elect SHI Fang Management For Voted - For
16 Elect GAO Debu Management For Voted - Against
17 Elect ZHANG Xinling Management For Voted - Against
18 2023 Directors' Fees Management For Voted - For
19 2023 Supervisors' Fees Management For Voted - For
20 2022 Independent Directors' Report Management For Voted - For
21 Authority for the Company's Subsidiary to Give
Guarantees to Cooperative Partners Management For Voted - Abstain
22 Authority to Give Guarantees to Wholly-Owned
Subsidiaries Management For Voted - For
23 Authority to Give Guarantees to Controlled
Subsidiaries Management For Voted - For
24 Authority to Give Guarantees to a Grandson
Subsidiary Management For Voted - For
25 Authority to Increase the Issuance Size of Multiple
Debt Financing Instruments (DFI) Management For Voted - For
26 Launching Futures And Derivatives Hedging Business Management For Voted - For
27 Authority to Repurchase and Cancel Some 2019
Restricted Stock Management For Voted - For
28 Amendments to Articles Management For Voted - For
29 Appointment of Auditor Management For Voted - For
JD HEALTH INTERNATIONAL INC.
Security ID: G5074A100 Ticker: 6618
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect JIN Enlin Management For Voted - Against
5 Elect Richard LIU Qiangdong Management For Voted - Against
6 Elect ZHANG Jiyu Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - For
JIANGSU KING`S LUCK BREWERY JOINT-STOCK CO. LTD.
Security ID: Y444JU106 Ticker: 603369
Meeting Date: 28-Sep-22 Meeting Type: Special
1 2020 Stock Option Incentive Plan (Draft Change) Management For Voted - For
1446
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Appraisal Management Measures For The
Implementation Of The 2020 Stock Option Incentive
Plan (Change) Management For Voted - For
3 Management Measures For The 2020 Stock Option
Incentive Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding 2020 Stock Option Incentive Plan Management For Voted - For
5 Amendments To The Company S Articles Of Association
And Its Appendix Management For Voted - For
6 Amendments To The Connected Transactions
Decision-Making System Management For Voted - For
7 Amendments To The External Guarantee
Decision-Making System Management For Voted - For
8 Amendments To Some Provisions In The System For
Independent Directors Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Annual Accounts and Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Adjustment of Independent Directors' Fees Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Purchase of Wealth Management Products with Idle
Proprietary Funds Management For Voted - For
9 Shareholder Returns Plan Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect GU Xiangyue Management For Voted - For
12 Elect WU Jianfeng Management For Voted - For
13 Elect LU Zhengbo Management For Voted - For
14 Elect ZHOU Yadong Management For Voted - For
15 Elect WANG Weidong Management For Voted - For
16 Elect YU Chengyu Management For Voted - Against
17 Elect XU Yasheng Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect ZHANG Weiping Management For Voted - For
20 Elect LIU Jiarong Management For Voted - For
21 Elect YAN Yunxia Management For Voted - For
22 Elect WANG Jigan Management For Voted - For
23 Elect NI Congchun Management For Voted - Against
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Security ID: Y444AE101 Ticker: 002304
Meeting Date: 31-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
1447
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Supervisors' Report
Management For Voted - For
3 Annual Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Investment in Wealth Management Products
Management For Voted - For
JIANGXI ZHENGBANG TECHNOLOGY CO LTD
Security ID: Y4448A102 Ticker: 002157
Meeting Date: 05-Jul-22 Meeting Type: Special
1 Capital Increase In Subsidiaries Via Debt-To-Equity
Conversion Management For Voted - For
Meeting Date: 04-Aug-22 Meeting Type: Special
1 Related Party Transactions Regarding Selling
Wholly-Owned Subsidiaries to Controlling Shareholder Management For Voted - For
2 Related Party Transactions Regarding Financial Aid
and Guarantees Resulting From Selling Wholly-Owned
Subsidiaries to Controlling Shareholder Management For Voted - For
Meeting Date: 06-Sep-22 Meeting Type: Special
1 Connected Transaction Regarding Sale of 100 Percent
Equities in a Subsidiary and Connected Guarantee
Resulting from the Transaction Management For Voted - For
JIUGUI LIQUOR CO., LTD.
Security ID: Y37688101 Ticker: 000799
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Annual Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
1448
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
JONJEE HI-TECH INDUSTRIAL AND COMMERCIAL HOLDING CO., LTD.
Security ID: Y9889J108 Ticker: 600872
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Proposal for Change of the Purpose of the Shares
First Purchased in 2021 Management For Voted - For
2 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
3 Proposal for Management Measures for 2022 Employee
Stock Ownership Plan Management For Voted - Against
4 Board Authorization to Handle Matters Related to
2022 Employee Stock Ownership Plan Management For Voted - Against
5 Amendments to Articles Management For Voted - For
Meeting Date: 11-Apr-23 Meeting Type: Annual
1 2022 Report Of The Board Of Directors Management For Voted - For
2 2022 Report Of The Supervisory Committee Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 Reappointment Of Audit Firm Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
JUEWEI FOOD CO. LTD
Security ID: Y446FS100 Ticker: 603517
Meeting Date: 18-Aug-22 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the Non-public A-share Offering and the Full
Authorization to the Board to Handle Matters
Regarding the Non-public Share Offering Management For Voted - For
2 Additional Related Parties And Continuing Connected
Transactions Management For Voted - For
Meeting Date: 10-Oct-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures For 2022 Stock Option
Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2022 Stock Option Incentive Plan Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
1449
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 02-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal for Cash Management with Temporary Idle
Raised Funds Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Proposal for Equity Acquisition and Related Party
Transaction Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Annual Report and Its Summary Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Appointment of Financial Audit Firm Management For Voted - For
7 Implementing Results of 2022 Continuing Connected
Transactions and Estimation of 2023 Continuing
Connected Transactions Transaction Forecast Management For Voted - For
8 Application For Credit Line To Banks Management For Voted - For
9 Cash Management With Temporarily Idle Proprietary
Funds Management For Voted - For
10 Termination of the Projects Financed with Raised
Funds from Convertible Bond Issuance and
Permanently Supplementing the Working Capital with
the Surplus Raised Funds Management For Voted - For
KWEICHOW MOUTAI CO., LTD.
Security ID: Y5070V116 Ticker: 600519
Meeting Date: 14-Dec-22 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
2 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
3 Special Dividend Plan For Shareholders Management For Voted - For
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Internal Control Auditor Management For Voted - For
9 Trademark License Agreement to be Signed with
Connected Parties Management For Voted - For
1450
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Proposal to Participate in the Establishment of
Industrial Development Funds Management For Voted - Against
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect DING Xiongjun Management For Voted - For
13 Elect LI Jingren Management For Voted - For
14 Elect LIU Shizhong Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect JIANG Guohua Management For Voted - For
17 Elect GUO Tianyong Management For Voted - For
18 Elect SHENG Leiming Management For Voted - Against
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect YOU Yalin Management For Voted - Against
21 Elect LI Qiangqing Management For Voted - For
LUZHOU LAOJIAO COMPANY LIMITED
Security ID: Y5347R104 Ticker: 000568
Meeting Date: 16-Aug-22 Meeting Type: Special
1 Amendments to Articles Bundled Management For Voted - For
2 Approve Issuance Size Management For Voted - For
3 Approve Issuance Method Management For Voted - For
4 Approve Bond Maturity Management For Voted - For
5 Approve Par Value and Issue Price Management For Voted - For
6 Approve Bond Interest Rate and Compounding Method Management For Voted - For
7 Approve Payment of Principle and Interest Method Management For Voted - For
8 Approve Target Subscribers and Placing Arrangement
for Shareholders Management For Voted - For
9 Approve Redemption and Resale Clause Management For Voted - For
10 Approve Use of Proceeds Management For Voted - For
11 Approve Underwriting Method Management For Voted - For
12 Approve Listing Arrangements Management For Voted - For
13 Approve Guarantee Method Management For Voted - For
14 Approve Safeguard Measures of Debts Repayment Management For Voted - For
15 Approve Resolution Validity Period Management For Voted - For
16 Approve Company's Eligibility for Corporate Bond
Issuance Management For Voted - For
17 Board Authorization to Handle All Matters Regarding
Corporate Bond Issuance Management For Voted - For
18 Proposal for the Subsidiary's Implementation of the
Luzhou Laojiao Intelligent Brewing Technological
Transformation Project (Phase I) Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Accounts and Reports Management For Voted - For
1451
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Annual Report
Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Amendments to Management System for Raised Funds
Management For Voted - For
MEIHUA HOLDINGS GROUP COMPANY LIMITED
Security ID: Y9719G100 Ticker: 600873
Meeting Date: 28-Mar-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report and its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2023 Financial Budget Plan Management For Voted - For
6 2022 Allocation of Profits (Draft) Management For Voted - For
7 2023 Authority to Give Guarantees to Subsidiaries Management For Voted - For
8 Launching Derivatives Transaction Business Management For Voted - For
9 Purchase of Wealth Management Products with Idle
Proprietary Funds Management For Voted - For
10 Reappointment of Auditor Management For Voted - For
11 Reappointment of Internal Control Auditor Management For Voted - For
12 2023 Major Investment Plan Management For Voted - For
13 2022 Directors' and Supervisors' Performance
Appraisal and Fees Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Change of the Company's Registered Capital Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Repurchase of Shares: Purpose and Objective Management For Voted - For
4 Repurchase of Shares: Method Management For Voted - For
5 Repurchase of Shares: Type Management For Voted - For
6 Repurchase of Shares: Time Limit Management For Voted - For
7 Repurchase of Shares: Number and Percentage Management For Voted - For
8 Repurchase of Shares: Price Management For Voted - For
9 Repurchase of Shares: Total Amount and Source of
Funds Management For Voted - For
10 Authorization To The Board To Handle Matters
Regarding The Share Repurchase Management For Voted - For
1452
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
MUYUAN FOODSTUFF CO., LTD
Security ID: Y6149B107 Ticker: 002714
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the 2021 Non-public A-share Offering Management For Voted - For
2 Extension of the Valid Period of the Full
Authorization to the Board to Handle Matters
Regarding the 2021 Non-public A-share Offering Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into A Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale during the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Plan for the Use of Raised Funds from the GDR
Issuance Management For Voted - For
13 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
14 Board Authorization to Handle All Related Matters Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
16 Amendments to Articles (Applicable After GDR
Issuance and Listing) Management For Voted - For
17 Amendments to Procedural Rules: Shareholder
Meetings (Applicable After GDR Issuance and Listing) Management For Voted - For
18 Amendments to Procedural Rules: Board Meetings
(Applicable After GDR Issuance and Listing) Management For Voted - For
19 Amendments to Procedural Rules: Supervisory Board
Meetings (Applicable After GDR Issuance and Listing) Management For Voted - For
20 Report On The Use Of Previously Raised Funds Management For Voted - For
21 Application for Credit Line to Banks and Other
Financial Institutions by the Company and
Controlled Subsidiaries Management For Voted - For
22 Estimated Guarantee Quota Of The Company And Its
Controlled Subsidiaries Management For Voted - Against
1453
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Provision of Guarantee for the Loans of Purchasing
Raw Materials by Subsidiaries Management For Voted - Against
24 2023 Estimated Continuing Connected Transactions Management For Voted - For
25 Amendments to Some Clauses of the 2022 Restricted
Stock Incentive Plan (Draft) and Its Summary Management For Voted - For
26 Amendments to Some Clauses of the Second Phase
Employee Stock Ownership Plan (Draft) and Its
Summary Management For Voted - For
27 Amendments to Management Rules on the Second Phase
Employee Stock Ownership Plan Management For Voted - For
28 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
29 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Financial Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration for Directors Management For Voted - For
8 Remuneration for Supervisors Management For Voted - For
9 Reappointment of Auditor Management For Voted - For
10 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
11 Eligibility for Public Issuance of Corporate Bonds Management For Voted - For
12 Plan For Public Issuance Of Corporate Bonds:
Issuing Scale And Method Management For Voted - For
13 Plan for Public Issuance of Corporate Bonds:
Interest Rate Management For Voted - For
14 Plan for Public Issuance of Corporate Bonds: Bond
Duration, Method of Repaying the Principal and
Interests and Other Arrangement Management For Voted - For
15 Plan for Public Issuance of Corporate Bonds:
Issuing Targets Management For Voted - For
16 Plan For Public Issuance Of Corporate Bonds:
Guarantee Matters Management For Voted - For
17 Plan For Public Issuance Of Corporate Bonds:
Redemption Or Resale Clauses Management For Voted - For
18 Plan For Public Issuance Of Corporate Bonds:
Purpose Of The Raised Funds Management For Voted - For
19 Plan for Public Issuance of Corporate Bonds: Credit
Conditions and Repayment Guarantee Measures Management For Voted - For
20 Plan For Public Issuance Of Corporate Bonds:
Listing Place Management For Voted - For
21 Plan for Public Issuance of Corporate Bonds: Valid
Period Management For Voted - For
22 Authorization For The Public Issuance Of Corporate
Bonds Management For Voted - For
23 Authority to Give Guarantees Management For Voted - For
24 Amendments to Articles Management For Voted - For
25 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
1454
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Amendments to Procedural Rules: Board Meetings Management For Voted - For
27 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
28 Authority to Repurchase Shares (16th Meeting of the
4th Board of Directors) Management For Voted - For
29 Authority to Repurchase Shares (18th Meeting of the
4th Board of Directors) Management For Voted - For
30 Authority to Repurchase Shares (19th Meeting of the
4th Board of Directors) Management For Voted - For
NEW HOPE LIUHE CO., LTD.
Security ID: Y7933V101 Ticker: 000876
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Provisional of Additional Guarantee Quota for Raw
Material Purchased by Subsidiaries Management For Voted - Against
2 Amendments to Work System for Independent Directors Management For Voted - For
3 Amendments to Management System for External
Guarantee Management For Voted - For
4 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
5 Adjustment Of 2022 Estimated Continuing Connected
Transactions Management For Voted - For
Meeting Date: 13-Jan-23 Meeting Type: Special
1 Proposal on Adding Related Party Guarantee After
Selling Assets to Investee Companies Management For Voted - Against
2 Proposal on Proposed Provision of Guarantee to
Investee Companies Management For Voted - Against
Meeting Date: 22-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report And Its Summary Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Supervisors' Report Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Authority to Give Guarantees for Subsidiaries in
Raw Material Purchase Management For Voted - For
8 Authority to Give 2023 Guarantees Management For Voted - Against
9 Estimation of 2023 Related Party Transactions Management For Voted - For
10 Repurchase and Cancellation of Some Fourth Period
Restricted Stocks Under 2019 Employee Restricted
Stock and Stock Options Plan Management For Voted - For
11 Elect Han Bin Management For Voted - Against
12 Extend the Board Authorization Regarding the
Company's Non-Public Issuance of A Shares Management For Voted - For
13 Settlement of Projects Financed with Convertible
Corporate Bonds "Hope to Turn 2" and Permanently
1455
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
Replenish Working Capital with the Surplus Raised
Funds Management For Voted - For
14 Settlement of Projects Financed with Convertible
Corporate Bonds "Hope Convertibles" and Permanently
Replenish Working Capital with the Surplus Raised
Funds Management For Voted - For
15 Asset Sale to Participating Companies Management For Voted - For
16 Authority to Give Guarantees to Affiliated Entities
after Asset Sale Management For Voted - For
17 Authority to Give Guarantees to Participating
Company Management For Voted - For
NONGFU SPRING CO. LTD.
Security ID: Y6367W106 Ticker: 9633
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHONG Shanshan Management For Voted - Against
4 Elect WU Limin Management For Voted - For
5 Elect XIANG Xiansong Management For Voted - For
6 Elect HAN Linyou Management For Voted - For
7 Elect Zhong Shu Zi Management For Voted - Against
8 Elect XUE Lian Management For Voted - For
9 Elect Stanley CHANG Yi Management For Voted - Against
10 Elect Bob YANG Lei Management For Voted - For
11 Elect LU Yuan Management For Voted - For
12 Elect LIU Min Management For Voted - For
13 Elect LIU Xiyue Management For Voted - Against
14 Remuneration Plan for Directors and Supervisors Management For Voted - For
15 Amendments to Procedural Rules of the Board of
Directors Management For Voted - For
16 Directors' Report Management For Voted - For
17 Supervisors' Report Management For Voted - For
18 Accounts and Reports Management For Voted - For
19 Appointment of Auditor and Authority to Set Fees Management For Voted - For
20 Allocation of Profits/Dividends Management For Voted - For
21 Application for Credit Lines Management For Voted - For
22 Authority to Give Guarantees Management For Voted - For
23 Authority to Issue Domestic and/or H Shares w/o
Preemptive Rights Management For Voted - Against
24 Amendments to Articles Management For Voted - For
1456
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
PROYA COSMETICS CO. LTD.
Security ID: Y7S88X100 Ticker: 603605
Meeting Date: 25-Jul-22 Meeting Type: Special
1 2022 Restricted Share Incentive Plan (Draft) and
its Summary Management For Voted - For
2 Implementation of Management Measures 2022
Restricted Share Incentive Plan Management For Voted - For
3 Authorization of the Board to Handle Matters in
Relation of 2022 Restricted Share Incentive Plan Management For Voted - For
4 Amendments to Articles Management For Voted - For
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD.
Security ID: Y76853103 Ticker: 002568
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Amendment to 2021 Employee Restricted Share Plan
(Draft) and its Summary Management For Voted - For
2 Amendments to Management Measures for 2021 Employee
Restricted Share Plan Management For Voted - For
3 Adjustment of External Guarantee Amount Management For Voted - For
4 Cash Management with Idle Funds Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Internal Control Self-Assessment Report Management For Voted - For
6 Special Report On The Deposit And Use Of Raised
Funds Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Repurchase and Cancellation of Partial Restricted
Stocks Granted to Some Plan Participants Under the
2021 Employee Restricted Shares Plan Management For Voted - For
11 Amendments to Articles Bundled Management For Voted - For
SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD.
Security ID: Y77013103 Ticker: 600809
Meeting Date: 30-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
1457
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Amendments to Articles Management For Voted - For
SICHUAN SWELLFUN CO., LTD.
Security ID: Y7932B106 Ticker: 600779
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Elect John OKeeffe as Non-independent Director Management For Voted - For
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Additional Investment Of A Project (Phase I) Management For Voted - For
2 Implementation Of The Above Project (Phase Ii) Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Purchase of Liability for Directors, Supervisors
and Senior Management Management For Voted - For
SMOORE INTERNATIONAL HOLDINGS LIMITED
Security ID: G8245V102 Ticker: 6969
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Procurement Framework Agreement and Revised Annual
Caps for 2022 Management For Voted - For
4 New Procurement Framework Agreement and Proposed
Annual Caps for 2023, 2024 and 2025 Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect XIONG Shaoming Management For Voted - For
1458
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect WANG Xin Management For Voted - For
7 Elect JIANG Min Management For Voted - For
8 Elect LIU Jie Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - For
TINGYI (CAYMAN ISLANDS) HOLDINGS CORP.
Security ID: G8878S103 Ticker: 0322
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Allocation of Special Dividend Management For Voted - For
6 Elect Junichiro Ida and Approve Fees Management For Voted - Against
7 Elect WEI Hong-Chen and Approve Fees Management For Voted - Against
8 Elect Hiromu Fukada and Approve Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
TOLY BREAD CO. LTD.
Security ID: Y774AK107 Ticker: 603866
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Reappointment Of 2023 Audit Firm Management For Voted - For
8 2023 Remuneration for Non-independent Directors Management For Voted - For
9 2023 Remuneration for Independent Directors Management For Voted - For
10 2023 Remuneration For Supervisors Management For Voted - For
11 Entrusted Wealth Management With Idle Proprietary
Funds Management For Voted - For
12 2023 Application For Comprehensive Credit Line To
Banks Management For Voted - For
1459
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Change of the Company S Domicile, Increase of the
Registered Capital and Amendments to the Company S
Articles of Association Management For Voted - For
14 Remuneration For Senior Management Members Wu
Xuequn And Wu Xueliang Management For Voted - For
15 Confirmation of 2022 Continuing Connected
Transactions and 2023 Estimated Continuing
Connected Transactions Management For Voted - For
TONGWEI CO., LTD.
Security ID: Y8884V108 Ticker: 600438
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Proposal for Donation to the Earthquake-Stricken
Area in Luding Management For Voted - For
2 Elect LI Peng Management For Voted - For
TSINGTAO BREWERY COMPANY LIMITED
Security ID: Y8997D102 Ticker: 0168
Meeting Date: 18-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect JIANG Zong Xiang Management For Voted - For
4 Elect HOU Qiu Yan Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisor's Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
9 Amendments to Articles Management For Voted - For
TSINGTAO BREWERY COMPANY LIMITED
Security ID: Y8997D110 Ticker: 0168
Meeting Date: 18-Jul-22 Meeting Type: Special
1 Elect JIANG Zong Xiang Management For Voted - For
2 Elect HOU Qiu Yan Management For Voted - For
1460
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisor's Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
7 Amendments to Articles Management For Voted - For
UNI-PRESIDENT CHINA HOLDINGS LIMITED
Security ID: G9222R106 Ticker: 0220
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LO Chih-Hsien Management For Voted - Against
6 Elect LIU Xinhua Management For Voted - For
7 Elect CHEN Kuo-Hui Management For Voted - For
8 Elect CHIEN Chi-Lin Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 02-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Revision of Annual Caps under the 2020 Framework
Purchase Agreement Management For Voted - For
4 2023 Framework Purchase Agreement Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
VINDA INTERNATIONAL HOLDINGS LIMITED
Security ID: G9361V108 Ticker: 3331
Meeting Date: 12-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CAO Zhenlei Management For Voted - For
6 Elect YU Yi Fang Management For Voted - Against
1461
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect LI Jielin Management For Voted - For
8 Elect Albert WONG Kwai Huen Management For Voted - For
9 Elect Lawrence LAW Hong Ping Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Repurchased Shares Management For Voted - Against
15 Amendments to Articles Management For Voted - Against
WANT WANT CHINA HOLDINGS LIMITED
Security ID: G9431R103 Ticker: 0151
Meeting Date: 23-Aug-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Allocation of Special Dividend Management For Voted - For
6 Elect TSAI Eng-Meng Management For Voted - For
7 Elect HUANG Yung-Sung Management For Voted - For
8 Elect LAI Hong Yee Management For Voted - For
9 Elect CHENG Wen-Hsien Management For Voted - For
10 Elect PEI Kerwei Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Amendments to Articles Management For Voted - Against
WENS FOODSTUFFS GROUP CO. LTD.
Security ID: Y2R30P108 Ticker: 300498
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Application for Credit Line and Financing Quota to
Banks and Other Financial Institutions Management For Voted - For
2 Authority to Give Guarantees Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Termination Of Some Projects Financed With Raised
Funds Management For Voted - For
5 2022 First 3 Quarters Profit Distribution Plan Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Approval of 2023 Employee Stock Purchase Plan
(Draft) Management For Voted - Against
1462
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Management Measure for 2023 Employee Share Purchase
Plan Management For Voted - Against
3 Board Authorization to Implement 2023 Employee
Share Purchase Plan Management For Voted - Against
4 Verification of 2023 Employee Share Purchase Plan
Holder List Management For Voted - Against
5 Approval of 4th Phase Employee Restricted Shares
Plan (Draft) Management For Voted - For
6 Management Measure of 4th Phase Employee Restricted
Shares Plan Management For Voted - For
7 Board Authorization to 4th Phase Employee
Restricted Share Plan Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Internal Control Self-Assessment Report Management For Voted - For
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 Remuneration for Directors, Supervisors, and Senior
Management Management For Voted - For
12 Change Of Audit Firm Management For Voted - For
13 Authority to Issue Medium-Term Notes Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Cash Management With Idle Raised Funds Management For Voted - For
16 Cash Management with Temporarily Idle Surplus
Raised Funds Management For Voted - For
17 Approval of Line of Credit Management For Voted - For
18 Termination Of Some Projects Financed With Raised
Funds Management For Voted - For
19 Change Of The Plan Of Some Raised Funds Management For Voted - For
WULIANGYE YIBIN COMPANY LIMITED
Security ID: Y9718N106 Ticker: 000858
Meeting Date: 26-May-23 Meeting Type: Annual
1 Approval of 2022 Annual Report Management For Voted - For
2 Approval of 2022 Directors' Report Management For Voted - For
3 Approval of 2022 Supervisors' Report Management For Voted - For
4 Approval of 2022 Accounts and Reports Management For Voted - For
5 Allocation of 2022 Profits Management For Voted - For
6 Proposal on Estimated Daily Connected Transactions
for 2023 and Confirmation of Daily Connected
Transactions for the Previous Year Management For Voted - For
1463
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Proposal to Sign the Supplementary Agreement to the
Financial Services Agreement with Sichuan Yibin
Wuliangye Group Finance Company Limited Management For Voted - Against
8 Appointment of Auditor Management For Voted - For
9 Approval of 2023 Financial Budget Management For Voted - For
YIFENG PHARMACY CHAIN CO.LTD.
Security ID: Y982AC104 Ticker: 603939
Meeting Date: 04-Aug-22 Meeting Type: Special
1 Change of a Project Financed with Funds Raised from
the 2022 Convertible Bonds Management For Voted - For
2 Change of Another Project Financed with Funds
Raised from the 2022 Convertible Bonds Management For Voted - For
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Approve Draft and Summary of Performance Shares
Incentive Plan Management For Voted - For
2 Approve Methods to Assess the Performance of Plan
Participants Management For Voted - For
3 Approve Authorization of the Board to Handle All
Related Matters Management For Voted - For
Meeting Date: 14-Sep-22 Meeting Type: Special
1 The Company's Eligibility for Public Issuance of
Convertible Bonds Management For Voted - For
2 Name Change for Public Offering of Convertible Bonds Management For Voted - For
3 Type of Securities to Be Issued Management For Voted - For
4 Issuing Scale Management For Voted - For
5 Bond Duration Management For Voted - For
6 Par Value and Issue Price Management For Voted - For
7 Interest Rate of the Bond Management For Voted - For
8 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
9 Conversion Period Management For Voted - For
10 Determination of the Conversion Price Management For Voted - For
11 Adjustment to the Conversion Price Management For Voted - For
12 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
13 Determining Method for the Number of Converted
Shares Management For Voted - For
14 Redemption Clauses Management For Voted - For
15 Resale Clauses Management For Voted - For
16 Attribution of Related Dividends for Conversion
Years Management For Voted - For
17 Issuing Targets and Method Management For Voted - For
18 Arrangement for Placing to Original Shareholders Management For Voted - For
19 Matters Regarding the Meetings of Bondholders Management For Voted - For
1464
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Purpose of the Raised Funds Management For Voted - For
21 Guarantee Matters Management For Voted - For
22 Rating Matters Management For Voted - For
23 Management and Deposit of Raised Funds Management For Voted - For
24 The Valid Period of the Issuing Plan Management For Voted - For
25 Preplan for Public Issuance of Convertible Bonds Management For Voted - For
26 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Public Issuance of Convertible
Bonds Management For Voted - For
27 Report on the Use of Previously-raised Funds Management For Voted - For
28 Diluted Immediate Return After the Public Issuance
of Convertible Bonds and Filling Measures Management For Voted - For
29 Commitments of Controlling Shareholders, De Facto
Controller, Directors and Senior Management to
Ensure the Implementation of Filling Measures of
Diluted Immediate Return After the Public Issuance
of Convertible Bonds Management For Voted - For
30 Establishment of Procedural Rules: Meetings of
Bondholders of the Company's Convertible Bonds Management For Voted - For
31 Authorization to the Board to Handle Matters
Regarding the Public Issuance of Convertible Bonds Management For Voted - For
32 Report on Weighted Return on Net Assets for the
Last Three Years and Non-Recurring Profits or Losses Management For Voted - For
33 Shareholders' Return Plan for 2022 to 2024 Management For Voted - For
34 Amendments to Management System for Raised Funds Management For Voted - For
35 Authority to Give Guarantees Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Authority to Give Guarantees to a Subsidiary Management For Voted - For
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Adjustment on Validity Period of Convertible Bonds Management For Voted - For
2 Plan on Issuance of Convertible Bonds (Second
Revised Draft) Management For Voted - For
3 Report on the Usage of Previously Raised Funds Management For Voted - For
4 Authorization of Board to Handle All Related Matters Management For Voted - For
5 Provision of Guarantee for Application of Bank
Credit Lines to Subsidiary Management For Voted - For
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on Convertible
Corporate Bonds Management For Voted - For
2 Authorization to the Board to Handle Matters
Regarding the Convertible Corporate Bonds Management For Voted - For
3 Amendments to Articles Management For Voted - For
1465
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Authority to Give Guarantees to Subsidiaries'
Applications for Line of Credit Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Verification Report on the Weighted Average Return
on Equity and Non-Recurring Profit and Loss of the
Company for the Last Three Years Management For Voted - For
YIHAI INTERNATIONAL HOLDING LTD.
Security ID: G98419107 Ticker: 1579
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHAO Xiaokai and Approve Fees Management For Voted - For
5 Elect ZHANG Yong and Approve Fees Management For Voted - For
6 Elect YE Shujun and Approve Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - For
YIHAI KERRY ARAWANA HOLDINGS CO LTD
Security ID: Y982B5108 Ticker: 300999
Meeting Date: 16-Dec-22 Meeting Type: Special
1 2023 Application for Estimated Financing to Banks
and Other Financial Institutions Management For Voted - For
2 2023 Estimated External Guarantee Quota Management For Voted - For
3 Connected Transaction Regarding Provision Of
Estimated Financial Aid In 2023 Management For Voted - For
4 2023 Estimated Continuing Connected Transactions
With Wilmar International Limited and Its
Subsidiaries Management For Voted - For
1466
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2023 Estimated Continuing Connected Transactions
With Other Related Parties (Excluding Wilmar
International Limited and Its Subsidiaries) Management For Voted - For
6 Change of Some Projects Financed With Raised Funds
and Addition of Projects Financed With Raised Funds
and Dedicated Account for Raised Funds Management For Voted - For
7 Elect QIAN Aimin as Independent Director Management For Voted - For
8 Amendments to Articles Management For Voted - For
Meeting Date: 30-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Directors' Fees Management For Voted - For
6 2022 Supervisory Board Fees Management For Voted - For
7 Appointment of 2023 Auditor Management For Voted - For
8 2022 Allocation of Profits/Dividends Management For Voted - For
9 Authority to Issue Ultra Short-term Financing Bills
and Medium-term Notes Management For Voted - For
YONGHUI SUPERSTORES CO., LTD.
Security ID: Y9841N106 Ticker: 601933
Meeting Date: 29-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect XU Ran Management For Voted - For
3 Elect SUN Yanjun Management For Voted - For
YUAN LONG-PING AGRICULTURE HI-TECH CO., LTD.
Security ID: Y9862T107 Ticker: 000998
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Connected Transaction Regarding Entering into a
Financial Service Agreement Management For Voted - Against
Meeting Date: 15-Nov-22 Meeting Type: Special
1 By-Elect ZHANG Wei as Non-Employee Representative
Supervisor Management For Voted - Against
Meeting Date: 23-Mar-23 Meeting Type: Special
1 Elect LIU Zhiyong Management For Voted - For
2 Launching Foreign Exchange Derivatives Transactions
Business Management For Voted - For
3 Change Of The Accounting Estimates Management For Voted - For
1467
Global X MSCI China Consumer Staples ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Appointment Of 2023 Financial And Internal Control
Audit Firm Management For Voted - Against
7 Deposits And Loans Business With A Bank And Other
Related Parties Management For Voted - For
8 Amendments to Articles Management For Voted - For
YUNNAN BOTANEE BIO-TECHNOLOGY GROUP CO. LTD.
Security ID: Y9879L105 Ticker: 300957
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Special Report On The Deposit And Use Of Raised
Funds In 2022 Management For Voted - For
7 2023 Remuneration For Non-Independent Directors Management For Voted - For
8 2023 Remuneration For Supervisors Management For Voted - For
9 Cash Management With Some Idle Raised Funds And
Proprietary Funds Management For Voted - For
10 Reappointment Of 2023 Audit Firm Management For Voted - For
11 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
12 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
13 Amendments To The Investor Relations Management
System Management For Voted - For
14 Formulation Of The Innovation Business Incubation
Management Measures Management For Voted - For
15 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
16 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
17 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - For
18 2023 Application For Comprehensive Credit Line To
Banks Management For Voted - For
1468
Global X MSCI China Consumer Staples ETF
Proposal
Proposed by Mgt. Position
Registrant Voted
19 By-Election of Non-independent Directors: ZHANG Mei Management For Voted - For
1469
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
AAG ENERGY HOLDINGS LIMITED
Security ID: G00037104 Ticker: 2686
Meeting Date: 27-Apr-23 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Approve Scheme Management For Voted - Against
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Reduction in Share Capital Pursuant to Scheme Management For Voted - Against
4 Share Issuance Pursuant to Scheme Management For Voted - Against
Meeting Date: 02-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect YAN Danhua Management For Voted - For
5 Elect LIU Xiaofeng Management For Voted - For
6 Elect YANG Ruizhao Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 02-Jun-23 Meeting Type: Court
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Approve Scheme Management For Voted - Against
Meeting Date: 02-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Approve Scheme Management For Voted - Against
4 Reduction in Share Capital Pursuant to Scheme Management For Voted - Against
1470
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
CGN MINING COMPANY LIMITED
Security ID: G2029E105 Ticker: 1164
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Sales Framework Agreement Management For Voted - For
4 Financial Services Framework Agreement Management For Voted - For
5 Elect LIU Guanhua Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect QIU Xianhong Management For Voted - Against
5 Elect GAO Pei Ji Management For Voted - For
6 Elect Louis LEE Kwok Tung Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - Against
CHINA COAL ENERGY COMPANY LIMITED
Security ID: Y1434L100 Ticker: 1898
Meeting Date: 25-Aug-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - Against
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Integrated Materials and Services Mutual Provision
Framework Agreement Management For Voted - For
3 Coal Supply Framework Agreement Management For Voted - For
4 Amendments to Articles Management For Voted - Against
5 Amendments to Procedural Rules of Shareholders'
General Meeting Management For Voted - Against
6 Amendments to Procedural Rules of Board of Directors Management For Voted - For
7 Amendments to Regulations on Connected Transactions Management For Voted - For
8 Amendments to Working Procedures of Independent
Non-Executive Directors Management For Voted - For
1471
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WANG Shudong Management For Voted - For
4 Elect PENG Yi Management For Voted - For
5 Elect LIAO Huajun Management For Voted - For
6 Elect ZHAO Rongzhe Management For Voted - Against
7 Elect XU Qian Management For Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHANG Chengjie Management For Voted - For
10 Elect JING Fengru Management For Voted - For
11 Elect Lusan HUNG Lo Shan Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect WANG Wenzhang Management For Voted - For
14 Elect ZHANG Qiaoqiao as Supervisor Management For Voted - Against
Meeting Date: 13-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Financial Budget 2023 Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' and Supervisors' Fees Management For Voted - For
9 Investment on China Coal Yulin Coal Deep Processing
Base Project Management For Voted - For
CHINA MERCHANTS ENERGY SHIPPING CO., LTD.
Security ID: Y15039129 Ticker: 601872
Meeting Date: 27-Dec-22 Meeting Type: Special
1 2022 Additional Quota of Continuing Connected
Transactions with China Petroleum & Chemical
Corporation Limited and its subsidiaries Management For Voted - For
2 2022 Additional Quota of Continuing Connected
Transactions with Sinotrans & Changhang Group Co.,
Ltd. and its subsidiaries Management For Voted - For
3 2022 Additional Quota of Continuing Connected
Transactions with Sinotrans Corporation Limited and
its subsidiaries Management For Voted - For
4 Counter Guarantee for Ship Building of a Joint
Investment Project According to Share Percentages Management For Voted - Against
Meeting Date: 24-Mar-23 Meeting Type: Special
1 The Second Phase Stock Option Incentive Plan (Draft) Management For Voted - For
1472
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments To The Management Measures For Stock
Option Incentive Plan Management For Voted - For
3 Authorization To The Board To Handle Matters
Regarding The Second Phase Stock Option Incentive
Plan Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of The Board of Directors
Management For Voted - For
3 2022 Work Report of Independent Directors
Management For Voted - For
4 2022 Work Report of The Supervisory Committee
Management For Voted - For
5 2022 Annual Accounts
Management For Voted - For
6 2022 Profit Distribution Plan
Management For Voted - For
7 Application for Standby Comprehensive Credit Line
to Domestic And Offshore Banks As of 1st May 2023
(1-Year)
Management For Voted - For
8 7 Appointment of 2023 Financial And Internal
Control Audit Firm
Management For Voted - For
9 2023 Estimated Connected Transactions Regarding
Ship Repair with A Company And Its Subordinate
Companies Management For Voted - For
10 2023 Estimated Continuing Connected Transactions
with A 2nd Company And Its Subordinate Companies
Regarding Crude Oil Transportation, Bunker And
Lubricating Oil Supply Management For Voted - For
11 2023 Estimated Continuing Connected Transactions
with A 3rd Company And Its Subordinate Companies
Regarding Supply of Materials And Agent of Shipping
Equipment Management For Voted - For
12 2023 Estimated Connected Transactions Regarding
Crew Employment with A 4th Company Management For Voted - For
13 2023 Estimated Continuing Connected Transactions
with A 5th Company And Its Subordinate Companies
Regarding Vessel Chartering And Port Agency Services Management For Voted - For
14 2023 Estimated Continuing Connected Transactions
with A 6th Company And Its Subordinate Companies
Regarding Cargo Transportation And Ship Renting Management For Voted - For
15 2023 Estimated Continuing Connected Transactions
with A 7th Company And Its Subordinate Companies
Regarding Port Parting And Others Management For Voted - For
16 Connected Transaction Regarding Renewal Of A
Financial Service Agreement With A Company Management For Voted - For
17 Authorization For Charitable Donation To A Fund Management For Voted - For
18 Authorization For Provision Of Guarantee For
Subordinate Companies Management For Voted - For
1473
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Connected Transaction Regarding Order And
Construction of Roll Shipment with Related Parties Management For Voted - For
20 Elect QU Baozi as a Director Management For Voted - For
21 Elect SUN Xiangyi as a Supervisor Management For Voted - Against
CHINA OILFIELD SERVICES LIMITED
Security ID: Y15002101 Ticker: 2883
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Give Guarantees Management For Voted - Against
3 Elect YAO Xin Management For Voted - For
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Approval of Continuing Connected Transaction with
CNOOC Management For Voted - For
3 Elect XIONG Min Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
5 Amendments to Articles Management For Voted - Against
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisor' Report Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 US Dollar Loans Extension by COSL Middle East FZE
and Provision of Guarantees thereof Management For Voted - Against
8 Authority to Give Guarantees for Wholly-Owned
Subsidiaries Management For Voted - Against
9 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Domestic and H Shares Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Domestic and H Shares Management For Voted - For
CHINA PETROLEUM & CHEMICAL CORPORATION
Security ID: Y15010104 Ticker: 0386
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
1474
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2023 Interim Distribution Plan Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Elect LV Lianggong Management For Voted - For
10 Reduction in Registered Capital and Amendments to
Articles Management For Voted - For
11 Authority to Issue Debt Financing Instruments Management For Voted - Against
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Satisfaction of the Conditions of the Issuance of A
Shares Management For Voted - Against
15 Type and Par Value of Shares to be Issued Management For Voted - Against
16 Manner and Timing of Issuance Management For Voted - Against
17 Subscriber and Manner of Subscription Management For Voted - Against
18 Pricing Benchmark Date, Issue Price and Pricing
Principles Management For Voted - Against
19 Number of Shares to be Issued Management For Voted - Against
20 Lock-up period Management For Voted - Against
21 Amount and Use of Proceeds Management For Voted - Against
22 Place of Listing Management For Voted - Against
23 Arrangement of Accumulated Undistributed Profits Management For Voted - Against
24 Validity period Management For Voted - Against
25 Proposal of the Proposed Issuance of A Shares Management For Voted - Against
26 Demonstration and Analysis Report on the Plan of
the Proposed Issuance of A Shares Management For Voted - Against
27 Connected Transaction Involved in the Proposed
Issuance of A Shares Management For Voted - Against
28 Subscription Agreement Management For Voted - Against
29 Feasibility Report on the Use of Proceeds Raised
from the Proposed Issuance of A Shares Management For Voted - Against
30 Dilution of Current Returns by the Proposed
Issuance of A Shares, Remedial Measures and
Commitments of Related Entities Management For Voted - Against
31 Dividend Distribution and Return Plan for the Next
Three Years (2023-2025) Management For Voted - For
32 Board Authorization to Handle All Matters Relating
to the Proposed Issuance of A Shares Management For Voted - Against
33 Board Authorization to Amend Articles in Accordance
with the Proposed Issuance of A Shares Management For Voted - Against
Meeting Date: 30-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase Shares Management For Voted - For
1475
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA PETROLEUM & CHEMICAL CORPORATION
Security ID: Y15010112 Ticker: 0386
Meeting Date: 30-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2023 Interim Distribution Plan Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect LV Lianggong Management For Voted - For
8 Reduction in Registered Capital and Amendments to
Articles Management For Voted - For
9 Authority to Issue Debt Financing Instruments Management For Voted - Against
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Satisfaction of the Conditions of the Issuance of A
Shares Management For Voted - Against
13 Type and Par Value of Shares to be Issued Management For Voted - Against
14 Manner and Timing of Issuance Management For Voted - Against
15 Subscriber and Manner of Subscription Management For Voted - Against
16 Pricing Benchmark Date, Issue Price and Pricing
Principles Management For Voted - Against
17 Number of Shares to be Issued Management For Voted - Against
18 Lock-up period Management For Voted - Against
19 Amount and Use of Proceeds Management For Voted - Against
20 Place of Listing Management For Voted - Against
21 Arrangement of Accumulated Undistributed Profits Management For Voted - Against
22 Validity period Management For Voted - Against
23 Proposal of the Proposed Issuance of A Shares Management For Voted - Against
24 Demonstration and Analysis Report on the Plan of
the Proposed Issuance of A Shares Management For Voted - Against
25 Connected Transaction Involved in the Proposed
Issuance of A Shares Management For Voted - Against
26 Subscription Agreement Management For Voted - Against
27 Feasibility Report on the Use of Proceeds Raised
from the Proposed Issuance of A Shares Management For Voted - Against
28 Dilution of Current Returns by the Proposed
Issuance of A Shares, Remedial Measures and
Commitments of Related Entities Management For Voted - Against
29 Dividend Distribution and Return Plan for the Next
Three Years (2023-2025) Management For Voted - For
30 Board Authorization to Handle All Matters Relating
to the Proposed Issuance of A Shares Management For Voted - Against
31 Board Authorization to Amend Articles in Accordance
with the Proposed Issuance of A Shares Management For Voted - Against
32 Non-Voting Meeting Note N/A N/A Non-Voting
33 Non-Voting Meeting Note N/A N/A Non-Voting
1476
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-May-23 Meeting Type: Other
1 Authority to Repurchase Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA SHENHUA ENERGY COMPANY LIMITED
Security ID: Y1504C113 Ticker: 1088
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Shareholder Return Plan for 2022 - 2024 Management For Voted - For
4 Supplement Agreement to the Financial Services
Agreement with China Energy Finance Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Directors' and Supervisors' Fees Management For Voted - For
8 Purchase of Liability Insurance for Directors,
Supervisors, and Senior Management Management For Voted - Against
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 New Mutual Coal Supply Agreement Management For Voted - For
11 New Mutual Supplies and Services Agreement Management For Voted - For
12 New Financial Services Agreement Management For Voted - For
13 Amendments to the Existing Non-Competition
Agreement and the Supplemental Agreement to the
Existing Non-Competition Agreement Management For Voted - For
14 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase H Shares Management For Voted - For
CHINA SHENHUA ENERGY COMPANY LIMITED
Security ID: Y1504C121 Ticker: 1088
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Shareholder Return Plan for 2022 - 2024 Management For Voted - For
1477
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Supplement Agreement to the Financial Services
Agreement with China Energy Finance Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' and Supervisors' Fees Management For Voted - For
6 Purchase of Liability Insurance for Directors,
Supervisors, and Senior Management Management For Voted - Against
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 New Mutual Coal Supply Agreement Management For Voted - For
9 New Mutual Supplies and Services Agreement Management For Voted - For
10 New Financial Services Agreement Management For Voted - For
11 Amendments to the Existing Non-Competition
Agreement and the Supplemental Agreement to the
Existing Non-Competition Agreement Management For Voted - For
12 Authority to Repurchase H Shares Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-23 Meeting Type: Other
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Security ID: Y15207106 Ticker: 0956
Meeting Date: 12-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Super Short-term Commercial
Papers Management For Voted - For
Meeting Date: 22-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Provision of Guarantee for Joint and Several
Liability for Huihai Financial Leasing Co., Ltd. Management For Voted - For
3 Provision of Guarantee for S&T International
Natural Gas Trading Company Limited Management For Voted - For
COSCO SHIPPING ENERGY TRANSPORTATION CO. LTD.
Security ID: Y1765K101 Ticker: 1138
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report Management For Voted - For
1478
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Director's Report Management For Voted - For
6 Supervisor's Report Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
COSCO SHIPPING ENERGY TRANSPORTATION CO. LTD.
Security ID: Y1765K119 Ticker: 1138
Meeting Date: 12-Aug-22 Meeting Type: Special
1 Elect WANG Wei Management For Voted - For
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Elect WANG Songwen Management For Voted - For
2 Amendments to Administrative Rules Governing
Connected Transactions Management For Voted - For
3 Amendments to the Management System for External
Guarantees Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 2022 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Director's Report Management For Voted - For
5 Supervisor's Report Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
GUANGHUI ENERGY COMPANY LIMITED
Security ID: Y2949A100 Ticker: 600256
Meeting Date: 26-Jul-22 Meeting Type: Special
1 Transfer Wholly-owned Subsidiary To Guanghui
Logistics Co., Ltd. Management For Voted - For
2 Signing Supplemental Agreement Regarding the
Transfer with Guanghui Logistics Co., Ltd. Management For Voted - For
Meeting Date: 17-Feb-23 Meeting Type: Special
1 2023 Investment Framework And Financing Plan Management For Voted - For
2 2023 Estimated External Guarantee Quota Management For Voted - For
1479
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 10-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of Independent Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Election of Directors Management For Voted - For
9 Election of Supervisors Management For Voted - Against
10 2023 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
11 Management Measures For 2023 Employee Stock
Ownership Plan Management For Voted - Against
12 Authorization to the Board to Handle Matters
Regarding 2023 Employee Stock Ownership Plan Management For Voted - Against
13 Write-Off Of Partial Accounts Receivables Management For Voted - For
INNER MONGOLIA DIAN TOU ENERGY CORPORATION LIMITED
Security ID: Y3772Z105 Ticker: 002128
Meeting Date: 03-Aug-22 Meeting Type: Special
1 Elect WANG Weiguang Management For Voted - For
2 Approval of Capital Increase in a Subsidiary Management For Voted - For
Meeting Date: 15-Sep-22 Meeting Type: Special
1 2022 Additional Continuing Connected Transactions Management For Voted - For
Meeting Date: 21-Sep-22 Meeting Type: Special
1 Investment on Project Proposed by Inner Mongolia
Huomei Hongjun Power Company Management For Voted - For
2 Investment on Project Proposed by Inner Mongolia
Huomei Hongjun Power Company Management For Voted - For
3 Investment on Project Proposed by Inner Mongolia
North Heavy Industry Group Management For Voted - For
4 Investment on Project Proposed by the Company Management For Voted - For
5 Investment on Project Proposed by the Company Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Capital Increase by a Company and Investment in
Construction of a Project by Another Company Management For Voted - For
1480
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Dec-22 Meeting Type: Special
1 2022 Additional Continuing Connected Transactions Management For Voted - For
2 Appointment of Auditor (2022-2024) Management For Voted - For
3 Connected Transaction Regarding Continued Entrusted
Management of A Company and Other Companies Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Special
1 Elect YIN Yuxiang Management For Voted - For
2 2023 Estimated Continuing Connected Transactions Management For Voted - For
3 Application For Comprehensive Credit Line To Banks Management For Voted - For
4 Connected Transaction Regarding Provision of
Entrusted Loans to Subsidiaries Through A Company Management For Voted - For
5 Elect ZHANG Tiehui Management For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny5.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 Implementing Results Of 2022 Business Plan, And
2023 Business Plan Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 Implementing Results Of 2022 Investment Plan And
2023 Investment Plan Management For Voted - For
8 Launching Domestic Factoring Business Management For Voted - For
9 Connected Transaction Regarding Supply Chain
Financial Business with a Company Management For Voted - For
10 Conducting Deposit, Credit, Clearing And Other
Business With A Company Management For Voted - Against
11 Elect HU Chunyan Management For Voted - For
12 2022 Annual Report And Its Summary Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Special
1 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
INNER MONGOLIA YITAI COAL COMPANY LIMITED
Security ID: Y40848106 Ticker: 3948
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Adjustment to the Estimates of the Provision of
Guarantees Management For Voted - For
1481
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Revision of Annual Cap under Yitai Group Framework
Agreement on Purchase and Sale of Products and
Services Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Revised Financial Services Framework Agreement Management For Voted - For
2 Amendments to Procedural Rules for the Shareholders
General Meeting Management For Voted - For
3 Amendments to Procedural Rules for the Board of
Directors Management For Voted - For
4 Amendments to Procedural Rules for the Supervisory
Committee Management For Voted - For
5 Amendments to the Management System for External
Guarantees Management For Voted - For
6 Scale of Registration of the Super Short-term
Commercial Papers Management For Voted - For
7 Validity Period of Registration and Term of Maturity Management For Voted - For
8 Interest Rate and Method of Determination Management For Voted - For
9 Issuance Targets Management For Voted - For
10 Use of Proceeds Management For Voted - For
11 Date of Issuance Management For Voted - For
12 Authorization Related to the Issuance Management For Voted - For
13 Amendments to Articles Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Suspension of the 1 Mtpa Coal-to-Oil Pilot Project
of Yili Energy Management For Voted - For
3 Amendments to Articles of Association Management For Voted - For
4 Amendments to Procedural Rules Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect LI Juncheng Management For Voted - For
7 Elect YANG Jialin Management For Voted - For
8 Elect BIAN Zhibao Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Directors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2023 Capital Expenditure Plan Management For Voted - For
7 Authority to Give Guarantees to Holding Subsidiaries Management For Voted - For
8 Authority to Give Guarantees to Commercial
Acceptance Bill Financing Business Management For Voted - For
9 Investment in Wealth Management Products Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
1482
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Directors' Fees Management For Voted - For
13 Supervisors' Fees Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect ZHANG Jingquan Management For Voted - Against
16 Elect LIU Chunlin Management For Voted - Against
17 Elect LI Juncheng Management For Voted - For
18 Elect ZHAO Like Management For Voted - For
19 Elect YANG Jialin Management For Voted - For
20 Elect BIAN Zhibao Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect DU Yingfen Management For Voted - For
23 Elect E Erdun Tao Ketao Management For Voted - For
24 Elect Banny TAM Kwok Ming Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect LIU Xianghua Management For Voted - For
27 Elect CHEN Rong Management For Voted - For
28 Elect WANG Yongliang Management For Voted - For
29 Elect WU Qu Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 H Share Buy-back Offer and Delisting of the H Shares Management For Voted - For
2 Authorize the Board Chair to Implement the H Share
Buy-back Offer and the Delisting of the H Shares Management For Voted - For
JIZHONG ENERGY RESOURCES CO., LTD.
Security ID: Y4450C103 Ticker: 000937
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Elect CHEN Guojun Management For Voted - For
2 Elect LI Weimin Management For Voted - Against
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Related Party Transactions Management For Voted - Against
Meeting Date: 07-Nov-22 Meeting Type: Special
1 Connected Transaction Regarding Sale Of All
Equities In A Company Management For Voted - For
2 Board Authorization to Handle Matters Regarding
Sale of Equities in a Subsidiary Management For Voted - For
Meeting Date: 20-Feb-23 Meeting Type: Special
1 2022 Additional Continuing Connected Transactions Management For Voted - For
2 2023 Estimated Continuing Connected Transactions Management For Voted - For
3 2023 Estimated Deposits and Loans from Financial
Companies Management For Voted - Against
1483
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Proposal for Registration and Issuance of Medium
Term Notes Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 Election of Non-Independent Directors Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 Financial Budget And Final Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny10.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Reappointment Of Audit Firm And Payment Of Fees Management For Voted - For
7 Shareholder Return Plan for the Next Three Years
From 2023 to 2025 Management For Voted - For
8 2023 Financing Quota Management For Voted - For
KINETIC DEVELOPMENT GROUP LIMITED
Security ID: G52593103 Ticker: 1277
Meeting Date: 22-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect JU Wenzhong Management For Voted - Against
6 Elect ZHANG Lin Management For Voted - Against
7 Elect LIU Peilian Management For Voted - Against
8 Elect JI Kunpeng Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Adoption of the 2023 Share Option Scheme with the
Scheme Mandate Limit Management For Voted - Against
15 Adoption of Service Provider Sublimit under the
2023 Share Option Scheme Management For Voted - Against
16 Adoption of 2023 Share Award Scheme with the Scheme
Mandate Limit Management For Voted - Against
17 Adoption of Service Provider Sublimit under the
2023 Share Award Scheme Management For Voted - Against
18 Amendments to Articles Management For Voted - Against
1484
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
OFFSHORE OIL ENGINEERING CO., LTD.
Security ID: Y6440J106 Ticker: 600583
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Elect XING Wenxiang as Independent Director Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Amendments to Articles of A Company and Inclusion
of the Company into the Scope of Consolidated
Statements Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Establishment of Management System for Connected
Transaction Management For Voted - For
7 Estimation of 2023-2025 Related Party Transactions Management For Voted - For
8 Connected Transaction Regarding the Financial
Services Agreement with China National Offshore Oil
Finance Co., Ltd. Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
PETROCHINA CO. LTD.
Security ID: Y6883Q104 Ticker: 0857
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Declare Interim Dividends Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect DAI Houliang Management For Voted - Against
11 Elect HOU Qijun Management For Voted - For
12 Elect DUAN Liangwei Management For Voted - For
13 Elect HUANG Yongzhang Management For Voted - For
14 Elect REN Lixin Management For Voted - For
15 Elect XIE Jun Management For Voted - Against
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect CAI Jinyong Management For Voted - For
1485
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Elect Simon JIANG X Management For Voted - For
19 Elect ZHANG Laibin Management For Voted - For
20 Elect Lusan HUNG Lo Shan Management For Voted - For
21 Elect Kevin HO King Lun Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect CAI Anhui Management For Voted - For
24 Elect XIE Haibing Management For Voted - Against
25 Elect ZHAO Ying Management For Voted - For
26 Elect CAI Yong Management For Voted - Against
27 Elect JIANG Shangjun Management For Voted - Against
28 Authority to Repurchase Shares Management For Voted - For
29 Authority to Issue Debt Financing Instruments Management For Voted - For
30 Amendments to the Rules of Procedures of the Board
of Directors Management For Voted - For
31 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
PETROCHINA CO. LTD.
Security ID: Y6883Q138 Ticker: 0857
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Declare Interim Dividends Management For Voted - For
7 Authority to Repurchase Shares Management For Voted - For
8 Authority to Issue Debt Financing Instruments Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Amendments to the Rules of Procedures of the Board
of Directors Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect DAI Houliang Management For Voted - Against
14 Elect HOU Qijun Management For Voted - For
15 Elect DUAN Liangwei Management For Voted - For
16 Elect HUANG Yongzhang Management For Voted - For
17 Elect REN Lixin Management For Voted - For
18 Elect XIE Jun Management For Voted - Against
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect CAI Jinyong Management For Voted - For
21 Elect Simon JIANG X Management For Voted - For
22 Elect ZHANG Laibin Management For Voted - For
1486
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Elect Lusan HUNG Lo Shan Management For Voted - For
24 Elect Kevin HO King Lun Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect CAI Anhui Management For Voted - For
27 Elect XIE Haibing Management For Voted - Against
28 Elect ZHAO Ying Management For Voted - For
29 Elect CAI Yong Management For Voted - Against
30 Elect JIANG Shangjun Management For Voted - Against
31 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
PINGDINGSHAN TIANAN COAL MINING CO., LTD.
Security ID: Y6898D130 Ticker: 601666
Meeting Date: 19-Aug-22 Meeting Type: Special
1 Amendments To The Company S Articles Of Association Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect LI Qingming Management For Voted - For
4 Elect XU Jinfeng Management For Voted - For
5 Elect ZHANG Houjun Management For Voted - For
6 Elect GAO Yonghua Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Issuing Scale Management For Voted - For
2 Issuing Method Management For Voted - For
3 Par Value and Issue Price Management For Voted - For
4 Bond Duration Management For Voted - For
5 Interest Rate of the Bonds Management For Voted - For
6 Purpose of the Raised Funds Management For Voted - For
7 Guarantee Arrangements Management For Voted - For
8 Underwriting Method Management For Voted - For
9 Repayment Guarantee Measures Management For Voted - For
10 Listing Place Management For Voted - For
11 Repayment of the Principal and Interest Management For Voted - For
12 Valid Period of the Resolution Management For Voted - For
13 Authorization from the Shareholders General Meeting Management For Voted - For
Meeting Date: 25-Oct-22 Meeting Type: Special
1 Registration And Issuance Of Perpetual Medium-Term
Notes Management For Voted - For
1487
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 06-Jan-23 Meeting Type: Special
1 Adjustment Of 2022 Estimated Quota Of Continuing
Connected Transactions Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect PAN Shuqi Management For Voted - For
4 Elect ZHANG Jianguo Management For Voted - For
5 Elect TU Xingzi Management For Voted - For
6 Elect LI Yanhe Management For Voted - For
7 Elect LI Qingming Management For Voted - For
8 Elect WANG Xinyi Management For Voted - For
9 Elect CHEN Jinwei Management For Voted - For
10 Elect XU Jinfeng Management For Voted - For
11 Elect ZHANG Houjun Management For Voted - For
12 Elect CHEN Ying Management For Voted - For
13 Elect GAO Yonghua Management For Voted - For
14 Elect JIANG Lian Management For Voted - For
15 Elect CHEN Daisong Management For Voted - For
16 Elect ZHOU Yangmin Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect ZHANG Jinchang Management For Voted - For
19 Elect LIU Hongwei Management For Voted - Against
20 Elect WANG Shaofeng Management For Voted - Against
21 Elect FENG Zhongbin Management For Voted - Against
22 Elect YANG Zhiqiang Management For Voted - For
23 Elect ZENG Zhaolin Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Related Party Transactions Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Appointment Of 2023 Audit Firm Management For Voted - For
7 2023 Production And Operation Investment Plan Management For Voted - For
8 Authorization To Launch Financing Business At Home
And Abroad Management For Voted - For
9 Shareholder Return Plan From 2022 To 2024 Management For Voted - For
10 The Company's Eligibility for Public Issuance of
Perpetual Corporate Bonds Management For Voted - For
11 Bond Name Management For Voted - For
12 Bond Type and Duration Management For Voted - For
13 Issuing Scale and Method Management For Voted - For
14 Par Value and Issue Price Management For Voted - For
15 Interest Rate or Its Determining Method Management For Voted - For
16 Issuing Method and Placing Rules Management For Voted - For
1488
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Issuing Targets and Arrangement for Placement to
Shareholders Management For Voted - For
18 Clauses on Deferred Payment of Interest Management For Voted - For
19 Restrictions on Deferred Payment of Interest Management For Voted - For
20 Redemption or Resale Clauses Management For Voted - For
21 Purpose of the Raised Funds Management For Voted - For
22 Repayment Guarantee Measures Management For Voted - For
23 Guarantee Matters Management For Voted - For
24 Underwriting Method Management For Voted - For
25 Listing Place Management For Voted - For
26 Valid Period of the Resolution Management For Voted - For
27 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Public
Issuance of Perpetual Corporate Bonds Management For Voted - For
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Elect WU Xin Management For Voted - For
30 Elect ZHANG Guochuan Management For Voted - For
SHAANXI COAL INDUSTRY
Security ID: Y7679D109 Ticker: 601225
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Connected Transaction Regarding Acquisition Of
Equities In Two Companies Management For Voted - For
2 Adjustment Of 2022 Estimated Amount Of Continuing
Connected Transactions Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Related Party Transactions Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Shareholder Return Plan From 2022 To 2024 Management For Voted - For
SHAN XI HUA YANG GROUP NEW ENERGY CO LTD
Security ID: Y7703G102 Ticker: 600348
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
2 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
3 Provision of Guarantee for Bank Loans Applied for
by a Wholly-owned Sub-subsidiary Management For Voted - For
1489
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Provision Of Guarantee For Bank Loans Applied For
By A Controlled Subsidiary Management For Voted - For
5 Connected Transaction Regarding Application for
Joint Loans with Controlling Shareholders Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect WANG Yongge Management For Voted - For
8 Elect WANG Qiang Management For Voted - For
9 Elect WANG Liwu Management For Voted - For
10 Elect LI Jianguang Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect LIU Youtu Management For Voted - Against
13 Elect ZHANG Yunlei Management For Voted - Against
14 Elect WANG Yuming Management For Voted - For
15 Elect WANG Wenyu Management For Voted - Against
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Application For Comprehensive Credit Line To
Commercial Banks Management For Voted - For
2 Elect WANG Yuming Management For Voted - Against
3 Elect FAN Hongqing Management For Voted - Against
Meeting Date: 26-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Independent Directors Report Management For Voted - For
8 Internal Control Self-Assessment Report Management For Voted - For
9 Internal Control Audit Report Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Related Party Transaction Framework Agreement Management For Voted - For
12 Financial Services Agreement Management For Voted - For
SHANXI COKING COAL ENERGY GROUP CO LTD
Security ID: Y7701C103 Ticker: 000983
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Elect RONG Shengquan Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report
Management For Voted - For
3 2022 Supervisors' Report
Management For Voted - For
1490
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Annual Report and its Summary
Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2023 Estimated Related Party Transactions Management For Voted - For
8 Related Party Transactions Regarding a Financial
Agreement Management For Voted - For
9 Appointment of Auditor and Internal Control Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
SHANXI LU'AN ENVIRONMENTAL ENERGY DEVELOPMENT CO., LTD.
Security ID: Y7699U107 Ticker: 601699
Meeting Date: 24-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included): Cny28.50000000
2) Bonus Issue From Profit (Share/10 Shares): None
3) Bonus Issue From Capital Reserve (Share/10
Shares): None Management For Voted - For
7 Confirmation of Differences of 2022 Continuing
Connected Transactions and Estimation of 2023
Continuing Connected Transactions: Differences of
2022 Continuing Connected Transactions Management For Voted - For
8 Confirmation of Differences of 2022 Continuing
Connected Transactions and Estimation of 2023
Continuing Connected Transactions: 2023 Continuing
Connected Transactions With a Company Management For Voted - For
9 Financial Support for Subsidiaries Management For Voted - For
10 Amendments to the Articles of Associations of the
Company Management For Voted - For
11 a Company's Provision of Financial Services for the
Company Management For Voted - For
12 Reappointment Of 2023 Audit Firm Management For Voted - For
13 Internal Control Evaluation Report Management For Voted - For
14 Internal Control Audit Report Management For Voted - For
15 2022 Corporate Social Responsibility Report Management For Voted - For
SINOPEC KANTONS HOLDINGS LTD.
Security ID: G8165U100 Ticker: 0934
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1491
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 New Crude Oil Jetty and Storage Services Framework
Master Agreement Management For Voted - For
4 New Sinopec Fuel Oil Sales Company Limited
Framework Master Agreement Management For Voted - For
5 New Sinopec Finance Financial Services Framework
Master Agreement Management For Voted - For
6 New Century Bright Financial Services Framework
Master Agreement Management For Voted - For
7 Amendments to Bye-Laws Management For Voted - Against
Meeting Date: 12-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEN Yaohuan Management For Voted - Against
6 Elect ZHONG Fuliang Management For Voted - For
7 Elect Maria TAM Wai Chu Management For Voted - Against
8 Elect David WONG Yau Kar Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
YANKUANG ENERGY GROUP COMPANY LIMITED
Security ID: Y97417102 Ticker: 1171
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Absorption and Merger Agreement Management For Voted - For
3 First Financial Services Agreement Management For Voted - For
4 Second Financial Services Agreement Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Directors' and Supervisors' Fees Management For Voted - For
6 Renewal of the liability insurance of the
Directors, Supervisors and Senior Officers Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Equity Transfer Agreements Management For Voted - For
9 Provision of Material Supply Agreement Management For Voted - For
10 Mutual Provision of Labour and Services Agreement Management For Voted - For
1492
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Provision of Insurance Fund Administrative Services
Agreement Management For Voted - For
12 Provision of Products, Materials and Asset Leasing
Agreement Management For Voted - For
13 Allocation of Profits/Dividends Management For Voted - For
14 Authority to Give Guarantees Management For Voted - For
15 Approval of Domestic and Overseas Financing
Businesses Management For Voted - For
16 Amendments to Articles and Relevant Rules of
Procedures Management For Voted - Against
17 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
18 Authority to Repurchase H Shares Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect LI Wei Management For Voted - For
21 Elect XIAO Yaomeng Management For Voted - For
22 Elect LIU Jian Management For Voted - For
23 Elect LIU Qiang Management For Voted - For
24 Elect ZHANG Haijun Management For Voted - For
25 Elect HUANG Xiaolong Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Elect ZHU Limin Management For Voted - For
28 Elect PENG Suping Management For Voted - For
29 Elect Raymond WOO Kar Tung Management For Voted - For
30 Elect ZHU Rui Management For Voted - For
31 Non-Voting Agenda Item N/A N/A Non-Voting
32 Elect LI Shipeng as Supervisor Management For Voted - Against
33 Elect ZHU Hao as Supervisor Management For Voted - Against
Meeting Date: 30-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Amendments to Articles and Relevant Rules of
Procedures Management For Voted - Against
4 Authority to Repurchase H Shares Management For Voted - For
YANKUANG ENERGY GROUP COMPANY LIMITED
Security ID: Y97417110 Ticker: 1171
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Absorption and Merger Agreement Management For Voted - For
2 First Financial Services Agreement Management For Voted - For
3 Second Financial Services Agreement Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
1493
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Directors' and Supervisors' Fees Management For Voted - For
5 Renewal of the liability insurance of the
Directors, Supervisors and Senior Officers Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Equity Transfer Agreements Management For Voted - For
8 Provision of Material Supply Agreement Management For Voted - For
9 Mutual Provision of Labour and Services Agreement Management For Voted - For
10 Provision of Insurance Fund Administrative Services
Agreement Management For Voted - For
11 Provision of Products, Materials and Asset Leasing
Agreement Management For Voted - For
12 Allocation of Profits/Dividends Management For Voted - For
13 Authority to Give Guarantees Management For Voted - For
14 Approval of Domestic and Overseas Financing
Businesses Management For Voted - For
15 Amendments to Articles and Relevant Rules of
Procedures Management For Voted - Against
16 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
17 Authority to Repurchase H Shares Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect LI Wei Management For Voted - For
20 Elect XIAO Yaomeng Management For Voted - For
21 Elect LIU Jian Management For Voted - For
22 Elect LIU Qiang Management For Voted - For
23 Elect ZHANG Haijun Management For Voted - For
24 Elect HUANG Xiaolong Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect ZHU Limin Management For Voted - For
27 Elect PENG Suping Management For Voted - For
28 Elect Raymond WOO Kar Tung Management For Voted - For
29 Elect ZHU Rui Management For Voted - For
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Elect LI Shipeng as Supervisor Management For Voted - Against
32 Elect ZHU Hao as Supervisor Management For Voted - Against
33 Non-Voting Meeting Note N/A N/A Non-Voting
34 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-23 Meeting Type: Other
1 Allocation of Profits/Dividends Management For Voted - For
2 Amendments to Articles and Relevant Rules of
Procedures Management For Voted - Against
3 Authority to Repurchase H Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
1494
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
YANTAI JEREH OILFIELD SERVICES GROUP CO., LTD.
Security ID: Y9729Z106 Ticker: 002353
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Fighters No. 7 Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Rules For The Fighters No. 7 Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization To The Board To Handle Matters
Regarding The Fighters No. 7 Employee Stock
Ownership Plan Management For Voted - Against
4 Partnership No. 2 Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
5 Management Rules For The Partnership No. 2 Employee
Stock Ownership Plan Management For Voted - Against
6 Authorization To The Board To Handle Matters
Regarding The Partnership No. 2 Employee Stock
Ownership Plan Management For Voted - Against
7 Amendments to Articles Management For Voted - For
8 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
9 Amendments to Procedural Rules: Board Meetings Management For Voted - For
10 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
11 Amendments to Work System for Independent Directors Management For Voted - For
12 Amendments to Annual Report Work System for
Independent Directors Management For Voted - For
13 Amendments to Decision Making System for Financing Management For Voted - For
14 Amendments to Decision Making System for Major
Business Transactions Management For Voted - For
15 Amendments to Decision Making System for Connected
Transactions Management For Voted - For
16 Amendments to Management System for External
Guarantees Management For Voted - For
17 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDR and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
1495
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Underwriting Method Management For Voted - For
12 Special Report on Used of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
17 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
18 Amendments to Articles Management For Voted - For
19 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
20 Amendments to Procedural Rules: Board Meetings Management For Voted - For
21 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect SUN Weijie Management For Voted - For
3 Elect WANG Kunxiao Management For Voted - For
4 Elect LIU Zhenfeng Management For Voted - For
5 Elect WANG Jili Management For Voted - For
6 Elect LI Huitao Management For Voted - For
7 Elect ZHANG Zhigang Management For Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect WANG Yantao Management For Voted - For
10 Elect WANG Xinlan Management For Voted - For
11 Elect ZHANG Xiaoxiao Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect DONG Tingting Management For Voted - For
14 Elect YU Xiao Management For Voted - Against
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Reappointment Of Audit Firm Management For Voted - For
6 2023 Remuneration For Directors Management For Voted - For
7 2023 Remuneration For Supervisors Management For Voted - For
8 Application for Comprehensive Credit Line to Banks
by the Company and Its Subsidiaries and Guarantee Management For Voted - For
9 Launching Foreign Exchange Hedging Business Management For Voted - For
1496
Global X MSCI China Energy ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 01-Jun-23 Meeting Type: Special
1 Fighters No.8 Employee Stock Ownership Plan (Draft)
And Its Summary Management For Voted - Against
2 Management Rules For The Fighters No.8 Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Fighters No.8 Employee Stock
Ownership Plan Management For Voted - Against
4 the 3rd Phase Business Partnership Stock Ownership
Plan (Draft) and Its Summary Management For Voted - Against
5 Management Rules For The 3Rd Phase Business
Partnership Stock Ownership Plan Management For Voted - Against
6 Authorization to the Board to Handle Matters
Regarding the 3rd Phase Business Partnership Stock
Ownership Plan Management For Voted - Against
1497
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
360 DIGITECH, INC.
Security ID: 88557W101 Ticker: QFIN
Meeting Date: 31-Mar-23 Meeting Type: Special
1 Company Name Change Management For Voted - For
2 Elimination of Class B Ordinary Shares Management For Voted - For
3 Amended and Restated Articles of Association Management For Voted - For
AGRICULTURAL BANK OF CHINA
Security ID: Y00289101 Ticker: 1288
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2021 Directors' Remuneration Management For Voted - For
3 2021 Supervisors' Remuneration Management For Voted - For
4 Elect WANG Changyun Management For Voted - For
5 Elect LIU Li Management For Voted - For
6 Additional Budget for Donation for Targeted Support
for 2022 Management For Voted - For
7 Elect FU Wanjun Management For Voted - For
8 Elect ZHANG Qi Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Issuance Plan of Write-down Undated Additional
Tier-1 Capital Bonds Management For Voted - For
7 Issuance Plan of Write-down Eligible Tier-2 Capital
Instruments Management For Voted - For
8 2023 Fixed Assets Investment Budget Management For Voted - For
AGRICULTURAL BANK OF CHINA
Security ID: Y00289119 Ticker: 1288
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2021 Directors' Remuneration Management For Voted - For
4 2021 Supervisors' Remuneration Management For Voted - For
5 Elect WANG Changyun Management For Voted - For
6 Elect LIU Li Management For Voted - For
1498
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Additional Budget for Donation for Targeted Support
for 2022 Management For Voted - For
8 Elect FU Wanjun Management For Voted - For
9 Elect ZHANG Qi Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 2023 Fixed Assets Investment Budget Management For Voted - For
8 Issuance Plan of Write-down Undated Additional
Tier-1 Capital Bonds Management For Voted - For
9 Issuance Plan of Write-down Eligible Tier-2 Capital
Instruments Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
AVIC INDUSTRY-FINANCE HOLDINGS CO. LTD.
Security ID: Y07709101 Ticker: 600705
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect CONG Zhong Management For Voted - For
3 Elect TAO Guofei Management For Voted - For
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Approval of 2023 Line of Credit Management For Voted - For
3 Wealth Management of Idle Funds Management For Voted - For
4 Eligibility for the Company's Issuance of Corporate
Bonds Management For Voted - For
5 Nominal Value and Issuance Size Management For Voted - For
6 Types, Issuance Plan and Maturity Management For Voted - For
7 Issuance Method Management For Voted - For
8 Interest Rate and Repayment Method Management For Voted - For
9 Issuance Target and Allotment Arrangement Management For Voted - For
10 Redemption Clauses or Re-Sale Clauses Management For Voted - For
11 Credit Enhancement Management For Voted - For
12 Use of Proceeds Management For Voted - For
13 Underwriting Method and Listing Arrangement Management For Voted - For
14 Credit and Repayment Warranties Management For Voted - For
15 Resolution Validity Management For Voted - For
1499
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Board Authorization to Handle Matters of Corporate
Bond Issuance Management For Voted - For
17 Elect ZHANG Minsheng Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 2022 Internal Control Evaluation Report Management For Voted - For
9 2022 Internal Control Audit Report Management For Voted - For
10 2022 Esg Report Management For Voted - For
11 2022 Expenses and 2023 Expenses Budget Plan of the
Board Management For Voted - For
12 Implementing Results of 2022 Related Party
Transactions Management For Voted - For
13 2023 Related Party Transactions Management For Voted - For
14 Authority to Issue Medium-Term Notes and Super
Short-Term Commercial Papers Management For Voted - For
15 Authorization to the Board to Handle Matters
regarding the Issuance of Medium-Term Notes and
Super Short-Term Commercial Papers Management For Voted - For
16 2023 Guarantees Quota for Wholly-Owned Subsidiaries Management For Voted - Against
17 Authorization to a Controlled Subsidiary's
Provision of Guarantees Quota for Special Project
Companies Management For Voted - Against
18 2023 Plan for Loans of Subsidiaries Management For Voted - Abstain
19 Entrusted Wealth Management with Some Idle Funds Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect KANG Rui Management For Voted - For
22 Elect ZHANG Peng Management For Voted - For
BANK OF BEIJING CO., LTD.
Security ID: Y06958113 Ticker: 601169
Meeting Date: 20-Jul-22 Meeting Type: Special
1 Election Of Lin Hua As An Independent Director Management For Voted - For
2 Election Of Xu Lin As An External Supervisor Management For Voted - For
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Authority to Issue RMB 100 Billion Financial Bonds Management For Voted - For
2 Elect Praveen KHURANA Management For Voted - For
3 Elect WANG Ruihua Management For Voted - For
1500
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Accounts Management For Voted - For
4 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Approval of Line of Credit to Beijing State-Owned
Assets Management Co., Ltd. Management For Voted - For
8 Approval of Line of Credit to Beijing Energy
Holding Co., Ltd. Management For Voted - For
9 Approval of Line of Credit to China Three Gorges
Corporation Management For Voted - For
10 Approval of Line of Credit to BBMG Corporation Management For Voted - For
11 Special Report on Connected Transactions for the
Last Fiscal Year Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Special
1 Elect GAO Feng as Director Management For Voted - For
BANK OF CHANGSHA CO. LTD.
Security ID: Y0R95D101 Ticker: 601577
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Elect TANG Yong as Director Management For Voted - For
2 Construction of New Finance Industry Park Project Management For Voted - For
3 Amendments to Articles Management For Voted - Against
4 Amendments to Procedural Rules for Supervisory
Board Meetings Management For Voted - Against
Meeting Date: 16-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - Against
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts and 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Special Report on 2022 Related Party Transactions Management For Voted - For
8 2023 Related Party Transactions Management For Voted - For
9 2022 Performance Evaluation Report On Directors Management For Voted - For
1501
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 2022 Performance Evaluation Report On Supervisors Management For Voted - For
11 2022 Performance Evaluation Report On Senior
Management Management For Voted - For
BANK OF CHENGDU CO LTD
Security ID: Y0R95C103 Ticker: 601838
Meeting Date: 24-Apr-23 Meeting Type: Special
1 Elect WANG Yongqiang Management For Voted - For
2 Elect MA Xiaofeng Management For Voted - For
3 Issuance Of Tier Ii Capital Bonds Management For Voted - For
4 Change of the Company's Registered Capital Management For Voted - For
5 Amendments to the Company's Articles of Association Management For Voted - For
6 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - Against
7 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - Against
8 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - Against
9 2023 Change Of Audit Firm Management For Voted - For
10 2023 Estimated Quota Of Continuing Connected
Transactions Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget Plan Management For Voted - For
4 Amendments To The Company S Articles Of Association Management For Voted - For
BANK OF CHINA LTD.
Security ID: Y0698A107 Ticker: 3988
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIA Xiangsen as Supervisor Management For Voted - For
3 2021 Remuneration Distribution Plan for Chairman of
the Board of Directors and Executive Directors Management For Voted - For
4 2021 Remuneration Distribution Plan for Chairperson
of the Board of Supervisors Management For Voted - For
5 Application for Special Outbound Donation Limit for
Targeted Support Management For Voted - For
6 Application for Special Outbound Donation Limit Management For Voted - For
7 Elect ZHANG Yong Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect GE Haijiao Management For Voted - For
1502
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Fixed Asset Investment Budget for 2023 Management For Voted - For
4 2022 Remuneration Distribution Plan for External
Supervisors Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect SHI Yongyan Management For Voted - For
8 Elect LIU Hui Management For Voted - For
9 Bond Issuance Plan Management For Voted - For
10 Issuance of Capital Instruments Management For Voted - For
BANK OF CHINA LTD.
Security ID: Y13905107 Ticker: 3988
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Elect JIA Xiangsen as Supervisor Management For Voted - For
2 2021 Remuneration Distribution Plan for Chairman of
the Board of Directors and Executive Directors Management For Voted - For
3 2021 Remuneration Distribution Plan for Chairperson
of the Board of Supervisors Management For Voted - For
4 Application for Special Outbound Donation Limit for
Targeted Support Management For Voted - For
5 Application for Special Outbound Donation Limit Management For Voted - For
6 Elect ZHANG Yong Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Special
1 Elect GE Haijiao Management For Voted - For
2 Fixed Asset Investment Budget for 2023 Management For Voted - For
3 2022 Remuneration Distribution Plan For External
Supervisors Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect SHI Yongyan Management For Voted - For
7 Elect LIU Hui Management For Voted - For
8 Bond Issuance Plan Management For Voted - For
9 Issuance of Capital Instruments Management For Voted - For
1503
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
BANK OF COMMUNICATIONS CO LTD.
Security ID: Y06988102 Ticker: 3328
Meeting Date: 25-Aug-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules of the Shareholders'
General Meeting Management For Voted - For
4 Amendments to Procedural Rules of the Board Management For Voted - For
5 Amendments to Procedural Rules of the Board of
Supervisors Management For Voted - For
Meeting Date: 01-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YIN Jiuyong Management For Voted - For
3 Elect ZHOU Wanfu Management For Voted - For
4 Remuneration Plan of Directors for 2021 Management For Voted - For
5 Remuneration Plan of Supervisors for 2021 Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Fixed Assets Investment Plan Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect WONG Tin Chak Management For Voted - Against
9 Authority to Issue Capital Instruments Management For Voted - For
BANK OF COMMUNICATIONS CO LTD.
Security ID: Y06988110 Ticker: 3328
Meeting Date: 25-Aug-22 Meeting Type: Other
1 Amendments to Articles Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1504
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules of the Shareholders'
General Meeting Management For Voted - For
4 Amendments to Procedural Rules of the Board Management For Voted - For
5 Amendments to Procedural Rules of the Board of
Supervisors Management For Voted - For
Meeting Date: 01-Mar-23 Meeting Type: Special
1 Elect YIN Jiuyong Management For Voted - For
2 Elect ZHOU Wanfu Management For Voted - For
3 Remuneration Plan of Directors for 2021 Management For Voted - For
4 Remuneration Plan of Supervisors for 2021 Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Fixed Assets Investment Plan Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect WONG Tin Chak Management For Voted - Against
8 Authority to Issue Capital Instruments Management For Voted - For
BANK OF HANGZHOU CO., LTD.
Security ID: Y0R98A104 Ticker: 600926
Meeting Date: 17-Jan-23 Meeting Type: Special
1 Election Of Yu Liming As A Director Management For Voted - For
2 Election Of Wen Hongliang As A Director Management For Voted - For
3 Issuance Of Financial Bonds And Special
Authorization Within The Quota Management For Voted - For
4 Issuance Of Non-Fixed Term Capital Bonds And
Special Authorization Within The Quota Management For Voted - For
5 Capital Management Plan From 2023 To 2025 Management For Voted - Abstain
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget Plan Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Special Report On Connected Transactions Management For Voted - Abstain
6 2023 Estimated Quota of Continuing Connected
Transactions with Some Related Parties Management For Voted - For
7 2023 Appointment Of Audit Firm Management For Voted - For
8 Amendments To The Company S Articles Of Association Management For Voted - For
1505
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
BANK OF JIANGSU CO., LTD.
Security ID: Y0698M101 Ticker: 600919
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Amend Related-Party Transaction Management System Management For Voted - For
2 Amend Equity Management Measures Management For Voted - For
3 Elect GE Renyu Management For Voted - For
Meeting Date: 22-Feb-23 Meeting Type: Special
1 Change of the Company's Registered Capital Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - Against
3 Elect DAI Qian Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Performance Evaluation Report of the
Supervisory Committee on Performance of Directors
and Senior Management Management For Voted - Abstain
4 2022 Evaluation Report On The Performance Of
Supervisors Management For Voted - Abstain
5 2022 Work Report Of Independent Directors Management For Voted - For
6 2022 Annual Accounts And 2023 Financial Budget Management For Voted - For
7 2022 Connected Transactions Report Management For Voted - For
8 2022 Connected Transactions Report Management For Voted - For
9 2023 Reappointment Of Audit Firm Management For Voted - For
10 Issuance Of Financial Bonds Management For Voted - Abstain
BANK OF NANJING COMPANY LIMITED
Security ID: Y0698E109 Ticker: 601009
Meeting Date: 01-Sep-22 Meeting Type: Special
1 Issuance Of Financial Bonds Management For Voted - For
2 Issuance Of Green Financial Bonds Management For Voted - For
3 Election Of Wang Guobin As A Shareholder Supervisor Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Change of the Company's Domicile Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Annual Accounts And 2023 Financial Budget Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 2022 Special Report On Connected Transactions Management For Voted - For
1506
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2023 Estimated Quota of Continuing Connected
Transactions with Some Related Parties Management For Voted - For
5 Reappointment Of 2023 Financial Audit Firm Management For Voted - For
6 Reappointment Of 2023 Internal Control Audit Firm Management For Voted - For
7 Capital Plan From 2023 To 2025 Management For Voted - For
8 Amendments to the Company's Articles of Association Management For Voted - For
9 Amendments To The Equity Management Measures Management For Voted - For
10 Amendments To The Connected Transactions Management
Measures Management For Voted - For
11 Elect ZHU Gang Management For Voted - For
12 Issuance Of Financial Bonds Management For Voted - For
13 Issuance Of Tier Ii Capital Bonds Management For Voted - For
14 2022 Work Report Of The Board Of Directors Management For Voted - For
15 2022 Work Report Of The Supervisory Committee Management For Voted - For
16 2022 Evaluation Report of the Supervisory Committee
on Performance of Directors and Senior Management Management For Voted - For
17 2022 Evaluation Report of the Supervisory Committee
on the Performance of Supervisors Management For Voted - For
BANK OF NINGBO LTD.
Security ID: Y0698G104 Ticker: 002142
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Authorization To Issue Capital Bonds Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Election Of Directors Management For Voted - For
2 Election Of Supervisors Management For Voted - For
3 Elect ZHOU Shijie Management For Voted - For
4 2023 Estimated Quota Of Continuing Connected
Transactions Management For Voted - For
5 Issuance Of Financial Bonds Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHOU Jianhua Management For Voted - For
8 Elect WEI Xuemei Management For Voted - For
9 Elect CHEN Delong Management For Voted - For
10 Elect QIU Qinghe Management For Voted - For
11 Elect LIU Xinyu Management For Voted - For
12 Elect LU Huayu Management For Voted - For
13 Elect ZHUANG Lingjun Management For Voted - For
14 Elect LUO Weikai Management For Voted - Against
15 Elect FENG Peijiong Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect BEI Duoguang Management For Voted - For
18 Elect LI Hao Management For Voted - For
19 Elect HONG Peili Management For Voted - For
20 Elect WANG Weian Management For Voted - For
21 Elect LI Renjie Management For Voted - For
1507
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect DING Yuanyao Management For Voted - For
24 Elect YU Dechang Management For Voted - For
25 Elect BAO Mingwei Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Adjustment Of The Capital Increase Plan For A
Subsidiary Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Annual Report Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Implementing Results of 2022 Related Party
Transactions and 2023 Work Plan Management For Voted - For
7 Adjustment of 2023 Estimated Quota of Related Party
Transactions Management For Voted - For
8 2022 Major Shareholder Evaluation Report Management For Voted - For
9 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Establishment of Remuneration Measures for the
Chairman and Vice Chairman of the Board Management For Voted - For
12 2022 Work Report Of The Supervisory Committee Management For Voted - For
13 Supervisors' Fees Management For Voted - For
14 Establishment of Remuneration Measures for Chairman
of the Supervisory Committee Management For Voted - For
15 2022 Performance Evaluation Report On Directors And
The Board Of Directors Management For Voted - For
16 2022 Performance Evaluation Report on the
Supervisory Committee and Supervisors Management For Voted - For
17 2022 Performance Evaluation Report on the Senior
Management Team and its Members Management For Voted - For
18 2022 Work Report On Capital Management Management For Voted - For
BANK OF SHANGHAI CO., LTD.
Security ID: Y0R98R107 Ticker: 601229
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
1508
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Evaluation Report On The Performance Of
Directors Management For Voted - For
6 2022 Evaluation Report On The Performance Of
Supervisors Management For Voted - For
7 2022 Evaluation Report On The Performance Of Senior
Management Management For Voted - For
8 Appointment Of 2023 External Audit Firm Management For Voted - For
9 2023-2025 Capital Management Plan Management For Voted - Abstain
10 Shareholder Returns Plan in Future Three Years
(2023-2025) Management For Voted - Abstain
BANK OF SUZHOU CO.LTD.
Security ID: Y0R9AT100 Ticker: 002966
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect CUI Qinjun Management For Voted - For
3 Elect ZHAO Kun Management For Voted - For
4 Elect WANG Qiang Management For Voted - Against
5 Elect ZHANG Xiaoyu Management For Voted - Against
6 Elect ZHANG Tong Management For Voted - For
7 Elect QIAN Xiaohong Management For Voted - For
8 Elect LI Jianqi Management For Voted - For
9 Elect ZHANG Shu Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LIU Xiaochun Management For Voted - For
12 Elect FAN Conglai Management For Voted - For
13 Elect LAN Qi Management For Voted - For
14 Elect LI Zhiqing Management For Voted - For
15 Elect CHEN Hanwen Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect MENG Weiyuan Management For Voted - For
18 Elect Ding Jianguo Management For Voted - For
19 Elect GU Chunhao Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect HOU Funing Management For Voted - For
22 Elect CHEN Zhi Management For Voted - For
23 Elect YE Jianfang Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 Authorization Plan to the Board Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Issuance of Tier Ii Capital Bonds Management For Voted - For
7 2022 Major Shareholder Evaluation Report Management For Voted - For
1509
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 2022 Special Report on Connected Transactions Management For Voted - For
9 2023 Estimated Quota of Continuing Connected
Transactions With Some Related Parties Management For Voted - For
10 2022 Annual Report And Its Summary Management For Voted - For
11 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
12 Appointment of Auditor Management For Voted - For
BOC INTERNATIONAL CHINA CO LTD
Security ID: Y092BZ100 Ticker: 601696
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
4 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
5 Amendments to Remuneration and Appraisal Management
System for Directors and Supervisors Management For Voted - For
6 Amendments to Management System for Connected
Transactions Management For Voted - For
7 Elect ZHOU Bing Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny0.30000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 2023 Estimated Connected Transactions Management For Voted - For
7 Appointment Of 2023 Audit Firm Management For Voted - For
8 2022 Work Report Of Independent Directors Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect XUAN Liyong Management For Voted - For
11 Elect ZHOU Jing Management For Voted - For
CAITONG SECURITIES CO.,LTD.
Security ID: Y1072S102 Ticker: 601108
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Adjustment Of The Allowance For Independent
Directors Management For Voted - For
1510
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Conducting Market Making Of Listed Securities And
Stock Options Management For Voted - For
3 Amendments To The Articles Of Association Of The
Company Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect ZHANG Qicheng Management For Voted - For
6 Elect HUANG Weijian Management For Voted - For
7 Elect FANG Jinghua Management For Voted - For
8 Elect ZHI Bingyi Management For Voted - Against
9 Elect CHEN Liying Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect CHEN Geng Management For Voted - For
12 Elect GAO Qiang Management For Voted - For
13 Elect HAN Hongling Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect ZHENG Liansheng Management For Voted - Against
16 Elect ZHANG Rongzhong Management For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny1.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 Confirmation Of 2022 Connected Transactions Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
8 2023 Review And Approval Of Securities Investment
Amount Management For Voted - For
9 Reappointment Of 2023 Audit Firm Management For Voted - For
10 General Authorization for the Issuance of Domestic
and Overseas Debt Financing Instruments Management For Voted - For
11 Amendments To The Investor Relations Management
System Management For Voted - For
12 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
13 2022 Work Report Of Independent Directors Management For Voted - For
CHANGJIANG SECURITIES CO., LTD.
Security ID: Y1314J100 Ticker: 000783
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
1511
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
5 Amendments to Work System for Independent Directors Management For Voted - For
6 Change of the Company's Legal Representative Management For Voted - For
7 2022 Interim Risk Control Indicator Report Management For Voted - For
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIN Caijiu Management For Voted - Against
3 Elect CHEN Jia Management For Voted - For
4 Elect LI Xinhua Management For Voted - For
5 Elect HUANG Xueqiang Management For Voted - For
6 Elect CHEN Wenbin Management For Voted - For
7 Elect HAO Wei Management For Voted - For
8 Elect ZHAO Lin Management For Voted - For
9 Elect LIU Yuanrui Management For Voted - For
10 Elect SHI Zhanzhong Management For Voted - For
11 Elect YU Zhen Management For Voted - For
12 Elect PAN Hongbo Management For Voted - For
13 Elect ZHANG Yuewen Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect FEI Minhua Management For Voted - Against
16 Elect DENG Tao Management For Voted - Against
17 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report of Independent Director: SHI
Zhanzhong Management For Voted - For
4 2022 Work Report of Independent Director: YU Zhen Management For Voted - For
5 2022 Work Report of Independent Director: PAN Hongbo Management For Voted - For
6 2022 Work Report of Independent Director: ZHANG
Yuewen Management For Voted - For
7 2022 Annual Report And Its Summary Management For Voted - For
8 2022 Annual Accounts Management For Voted - For
9 2022 Profit Distribution Plan Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 2023 Estimated Related Party Transactions: Guohua
Life Insurance Co., Ltd. Management For Voted - For
12 2023 Estimated Related Party Transactions: Three
Gorges Capital Holdings Co.,Ltd. Management For Voted - For
13 2023 Estimated Related Party Transactions: Chang
Xin Asset Management Co.,ltd. Management For Voted - For
14 2023 Estimated Related Party Transactions: Other
Related Parties Management For Voted - For
15 Report On 2022 Risk Control Indicators Management For Voted - For
16 Authorization For 2023 Risk Preference Management For Voted - For
1512
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Special Statement On 2022 Remuneration And
Appraisal For Directors Management For Voted - For
18 Special Statement On 2022 Remuneration And
Appraisal For Supervisors Management For Voted - For
19 Special Statement on 2022 Remuneration and
Appraisal for the Management Management For Voted - For
20 Application for the Qualification for Stock
Market-Making and Trading and Launching the Stock
Market-Making and Trading Business on the Star
Market Management For Voted - For
21 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
CHINA CINDA ASSET MANAGEMENT CO.,LTD.
Security ID: Y1R34V103 Ticker: 1359
Meeting Date: 25-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Tier-2 Capital Bonds Management For Voted - For
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules of General Meetings Management For Voted - For
4 Amendments to Procedural Rules of Board Meetings Management For Voted - For
5 Amendments to Procedural Rules of the Board of
Supervisors Meetings Management For Voted - For
6 Elect LIANG Qiang Management For Voted - For
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZENG Tianming Management For Voted - For
3 Elect SHI Cuijun Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Remuneration Settlement Scheme for Directors for
the Year 2021 Management For Voted - For
5 Remuneration Settlement Scheme for Supervisors for
the Year 2021 Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 2023 Budget of Investment in Capital Expenditure Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 2023 External Donation Plan Management For Voted - For
1513
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Capital Increase in Cinda Investment Management For Voted - For
CHINA CITIC BANK CORPORATION LIMITED
Security ID: Y1434M116 Ticker: 0998
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to the Administrative Measures on
Equity Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect Zhou Bowen Management For Voted - For
5 Elect Wang Huacheng Management For Voted - For
Meeting Date: 12-Apr-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Demonstration and Analysis Report on the Issuance
of Rights to Existing Shareholders of A Shares Management For Voted - For
3 Authorization to the Board to Deal with Relevant
Matters in Relation to the Rights Issue Management For Voted - For
Meeting Date: 12-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Demonstration and Analysis Report on the Issuance
of Rights to Existing Shareholders of A Shares Management For Voted - For
3 Authorization to the Board to Deal with Relevant
Matters in Relation to the Rights Issue Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2023 Financial Budget Plan Management For Voted - For
6 Special Report of Related Party Transactions Management For Voted - For
7 Increase of the Cap of Credit Extension RPT with
CITIC Group and its Associations in 2023 Management For Voted - For
8 Application for the Cap of Deposit Business RPT
with CITIC Group and its Associations in 2023 Management For Voted - For
9 Directors' Report Management For Voted - For
10 Supervisors' Report Management For Voted - For
11 Elect SONG Fangxiu Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Report of the Use of Proceeds from the Previous
Issuance Management For Voted - For
14 Extension of the Effective Period of the
Resolutions in relation to the Rights Issue Management For Voted - For
1514
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Extension of the Effective Period of the
Resolutions in relation to the Rights Issue Management For Voted - For
CHINA CONSTRUCTION BANK CORPORATION
Security ID: Y1397N101 Ticker: 0939
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Remuneration Distribution and Settlement Plan for
Directors for FY 2021 Management For Voted - For
4 Remuneration Distribution and Settlement Plan for
Supervisors for FY 2021 Management For Voted - For
5 Additional Quota for Charitable Donations in 2022 Management For Voted - For
6 Elect LI Lu Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect CUI Yong Management For Voted - For
3 Elect JI Zhihong Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 2023 Fixed Asset Investment Budget Management For Voted - For
8 Elect TIAN Guoli Management For Voted - For
9 Elect SHAO Min Management For Voted - For
10 Elect LIU Fang Management For Voted - Against
11 Elect James Meyer Sassoon Management For Voted - For
12 Elect LIU Huan as Supervisor Management For Voted - For
13 Elect BEN Shenglin as Supervisor Management For Voted - For
14 Capital Planning for 2024 to 2026 Management For Voted - For
15 Authority to Issue Qualified Write-Down Tier-2
Capital Instruments Management For Voted - For
1515
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA CONSTRUCTION BANK CORPORATION
Security ID: Y1397N119 Ticker: 0939
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Distribution and Settlement Plan for
Directors for FY 2021 Management For Voted - For
3 Remuneration Distribution and Settlement Plan for
Supervisors for FY 2021 Management For Voted - For
4 Additional Quota for Charitable Donations in 2022 Management For Voted - For
5 Elect LI Lu Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 Elect CUI Yong Management For Voted - For
2 Elect JI Zhihong Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 2023 Fixed Asset Investment Budget Management For Voted - For
7 Elect TIAN Guoli Management For Voted - For
8 Elect SHAO Min Management For Voted - For
9 Elect LIU Fang Management For Voted - Against
10 Elect James Meyer Sassoon Management For Voted - For
11 Elect LIU Huan as Supervisor Management For Voted - For
12 Elect BEN Shenglin as Supervisor Management For Voted - For
13 Capital Planning for 2024 to 2026 Management For Voted - For
14 Authority to Issue Qualified Write-Down Tier-2
Capital Instruments Management For Voted - For
CHINA EVERBRIGHT BANK COMPANY LIMITED
Security ID: Y1477U116 Ticker: 6818
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Purchase of Operation Premises for Guangzhou Branch Management For Voted - For
3 Elect WANG Jiang Management For Voted - For
4 Elect Wu Lijun Management For Voted - For
5 Elect FU Wanjun Management For Voted - For
6 Elect YAO Zhongyou Management For Voted - For
7 Elect QU Liang Management For Voted - For
8 Elect YAO Wei Management For Voted - Against
9 Elect LIU Chong Management For Voted - Against
1516
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect LI Wei Management For Voted - For
11 Elect WANG Liguo Management For Voted - For
12 Elect SHAO Ruiqing Management For Voted - For
13 Elect HONG Yongmiao Management For Voted - For
14 Elect LI Yinquan Management For Voted - For
15 Elect HAN Fuling Management For Voted - For
16 Elect LIU Shiping Management For Voted - Against
17 Elect LU Hong Management For Voted - For
18 Elect WU Junhao Management For Voted - For
19 Elect LI Yinzhong Management For Voted - For
20 Elect WANG Zhe Management For Voted - For
21 Elect QIAO Zhimin Management For Voted - For
22 Elect CHEN Qing Management For Voted - For
23 Amendments to Plan on Authorization by
Shareholders' General Meeting to the Board of
Directors Management For Voted - For
24 Approval of Comprehensive Credit Line Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Financial Bonds Management For Voted - Against
3 Amendments to Articles Management For Voted - Against
4 Amendments to Procedural Rules for General Meetings Management For Voted - Against
5 Amendments to Procedural Rules for Board of
Directors Management For Voted - For
6 Amendments to Procedural Rules for Board of
Supervisors Management For Voted - For
7 Elect WANG Zhiheng Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 2023 Budget Plan of Fixed Asset Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Comprehensive Credit Line Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Supervisors' Fees Management For Voted - For
10 Elect ZHU Wenhui Management For Voted - For
11 Elect HUANG Zhiling Management For Voted - For
12 Charitable Donations Management For Voted - For
13 Shareholders Return Plan for the Next Three Year
(2022-2024) Management For Voted - For
1517
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA EVERBRIGHT BANK COMPANY LIMITED
Security ID: Y1477U124 Ticker: 6818
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Purchase of Operation Premises for Guangzhou Branch Management For Voted - For
4 Elect WANG Jiang Management For Voted - For
5 Elect Wu Lijun Management For Voted - For
6 Elect FU Wanjun Management For Voted - For
7 Elect YAO Zhongyou Management For Voted - For
8 Elect QU Liang Management For Voted - For
9 Elect YAO Wei Management For Voted - Against
10 Elect LIU Chong Management For Voted - Against
11 Elect LI Wei Management For Voted - For
12 Elect WANG Liguo Management For Voted - For
13 Elect SHAO Ruiqing Management For Voted - For
14 Elect HONG Yongmiao Management For Voted - For
15 Elect LI Yinquan Management For Voted - For
16 Elect HAN Fuling Management For Voted - For
17 Elect LIU Shiping Management For Voted - Against
18 Elect LU Hong Management For Voted - For
19 Elect WU Junhao Management For Voted - For
20 Elect LI Yinzhong Management For Voted - For
21 Elect WANG Zhe Management For Voted - For
22 Elect QIAO Zhimin Management For Voted - For
23 Elect CHEN Qing Management For Voted - For
24 Amendments to Plan on Authorization by
Shareholders' General Meeting to the Board of
Directors Management For Voted - For
25 Approval of Comprehensive Credit Line Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Issue Financial Bonds Management For Voted - Against
4 Amendments to Articles Management For Voted - Against
5 Amendments to Procedural Rules for General Meetings Management For Voted - Against
6 Amendments to Procedural Rules for Board of
Directors Management For Voted - For
7 Amendments to Procedural Rules for Board of
Supervisors Management For Voted - For
8 Elect WANG Zhiheng Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
1518
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Supervisors' Report Management For Voted - For
4 2023 Budget Plan of Fixed Asset Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Approval of Comprehensive Credit Line Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Supervisors' Fees Management For Voted - For
11 Elect ZHU Wenhui Management For Voted - For
12 Elect HUANG Zhiling Management For Voted - For
13 Charitable Donations Management For Voted - For
14 Shareholders Return Plan for the Next Three Year
(2022-2024) Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA GALAXY SECURITIES CO., LTD.
Security ID: Y1R92J109 Ticker: 6881
Meeting Date: 18-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Retirement of CHEN Gongyan as an Executive Director Management For Voted - For
3 Elect WANG Sheng Management For Voted - For
4 Authority to Issue Perpetual Subordinated Bonds Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Measures for Management of Proceeds Management For Voted - For
3 Amendments to Management System for Standardizing
Fund Transfer with Related Parties Management For Voted - For
4 Elect LI Hui Management For Voted - For
5 Approve Remuneration Plan for CHEN Gongyan for 2021 Management For Voted - For
6 Approve Remuneration Plan for CHEN Jing for 2021 Management For Voted - For
7 Approve Remuneration Plan for QU Yanping for 2021 Management For Voted - For
8 Amendment to Articles Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Annual Report Management For Voted - For
5 Directors' Report Management For Voted - For
6 Supervisors' Report Management For Voted - For
7 2023 Capital Expenditure Budget Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Securities and Financial Products Transactions
Framework Agreement Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
1519
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA GALAXY SECURITIES CO., LTD.
Security ID: Y1R92J117 Ticker: 6881
Meeting Date: 18-Aug-22 Meeting Type: Special
1 Retirement of CHEN Gongyan as an Executive Director Management For Voted - For
2 Elect WANG Sheng Management For Voted - For
3 Authority to Issue Perpetual Subordinated Bonds Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Amendments to Measures for Management of Proceeds Management For Voted - For
2 Amendments to Management System for Standardizing
Fund Transfer with Related Parties Management For Voted - For
3 Elect LI Hui Management For Voted - For
4 Approve Remuneration Plan for CHEN Gongyan for 2021 Management For Voted - For
5 Approve Remuneration Plan for CHEN Jing for 2021 Management For Voted - For
6 Approve Remuneration Plan for QU Yanping for 2021 Management For Voted - For
7 Amendment to Articles Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 Annual Report Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 2023 Capital Expenditure Budget Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Securities and Financial Products Transactions
Framework Agreement Management For Voted - For
CHINA GREAT WALL SECURITIES CO.LTD.
Security ID: Y14394103 Ticker: 002939
Meeting Date: 12-Aug-22 Meeting Type: Special
1 Setting Up An Assets Management Subsidiary And
Changing The Business Scope Of The Company Management For Voted - For
2 Extension of the Valid Period of the Resolution on
the Non-public Share Offering Management For Voted - For
3 Extension of the Valid Period of the Authorization
to the Board to Handle Matters Regarding the
Non-public Share Offering Management For Voted - For
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Appointment Of 2022 Audit Firm Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Elect WU Dongxiang Management For Voted - For
1520
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect DAI Deming Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Annual Report Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Proprietary Investment Quota Management For Voted - For
8 2023 Related Party Transactions: China Huaneng
Group Co., Ltd. and its Controlled Subsidiaries and
Affiliated Entities Management For Voted - For
9 2023 Related Party Transactions: Great Wall Fund
Management Co.,Ltd. and its Controlled Subsidiaries
Management For Voted - For
10 2023 Related Party Transactions: Invesco Great Wall
Fund Management Co., Ltd. and its Controlled
Subsidiaries Management For Voted - For
11 2023 Related Party Transactions: Shenzhen New
Jiangnan Investment Co., Ltd. and its Controlled
Subsidiaries and Affiliated Entities Management For Voted - For
12 2023 Related Party Transactions: Shenzhen Energy
Group Co., Ltd. and its Controlled Subsidiaries and
Affiliated Entities Management For Voted - For
13 2023 Related Party Transactions: Other Affiliated
Entities Management For Voted - For
14 Authority to Issue Debt Instruments Management For Voted - Abstain
15 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
16 Amendments to Procedural Rules: Board Meetings Management For Voted - For
17 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
18 Amendments to Work System for Independent Directors Management For Voted - For
19 Elect WANG Zhangwei as Director Management For Voted - For
20 Elect MA Boyin as Supervisor Management For Voted - For
21 Elect ZHOU Fenghuang as Independent Director Management For Voted - For
22 Amendments to Articles Management For Voted - For
CHINA INDUSTRIAL SECURITIES CO LTD
Security ID: Y3994T101 Ticker: 601377
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 2022 Interim Profit Distribution Management For Voted - For
3 Board Authorization for Provision of Guarantee for
Subsidiaries Management For Voted - Abstain
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
1521
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Related Party Transactions Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Securities Investment Scale Management For Voted - For
7 Accounts and Reports Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Authorization for the Issuance of Domestics Debt
Financing Instruments Management For Voted - Abstain
10 Authority to Give Guarantees Management For Voted - Abstain
11 Reappointment of Auditor Management For Voted - For
12 Special Statement on 2022 Performance Appraisal and
Remuneration for Directors Management For Voted - For
13 Special Statement on 2022 Performance Appraisal and
Remuneration for Supervisors Management For Voted - For
14 Elect ZHANG Xiufeng Management For Voted - Against
15 Independent Directors' Report Management For Voted - For
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED
Security ID: Y1R99Y109 Ticker: 3908
Meeting Date: 24-Oct-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility for Rights Issue Plan Management For Voted - For
3 Class and Par Value of Rights Shares Management For Voted - For
4 Method of Issuance Management For Voted - For
5 Base, Proportion and Number of the Rights Shares to
be Issued Management For Voted - For
6 Pricing Principles and Rights Issue Price Management For Voted - For
7 Target Subscribers for the Rights Issue Management For Voted - For
8 Arrangement for Accumulated Undistributed Profits
Prior to the Rights Issue Management For Voted - For
9 Time of Issuance Management For Voted - For
10 Underwriting Methods Management For Voted - For
11 Use of Proceeds Raised from the Rights Issue Management For Voted - For
12 Validity Period of the Rights Issue Resolution Management For Voted - For
13 Listing of the Shares to be Issued Under the Rights
Issue Management For Voted - For
14 Public Issuance of Securities by way of the Rights
Issue Management For Voted - For
15 Authorization of the Board to Deal with Matters
Regarding 2022 Rights Issue Management For Voted - For
16 2022 Feasibility Analysis Report on the Use of
Proceeds from the Rights Issue of the Company Management For Voted - For
17 Risk Reminder of and Remedial Measures for Dilution
of Immediate Returns as a Result of the Proposed
Right Issue Management For Voted - For
1522
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 24-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility for Rights Issue Plan Management For Voted - For
3 Class and Par Value of Rights Shares Management For Voted - For
4 Method of Issuance Management For Voted - For
5 Base, Proportion and Number of the Rights Shares to
be Issued Management For Voted - For
6 Pricing Principles and Rights Issue Price Management For Voted - For
7 Target Subscribers for the Rights Issue Management For Voted - For
8 Arrangement for Accumulated Undistributed Profits
Prior to the Rights Issue Management For Voted - For
9 Time of Issuance Management For Voted - For
10 Underwriting Methods Management For Voted - For
11 Use of Proceeds Raised from the Rights Issue Management For Voted - For
12 Validity Period of the Rights Issue Resolution Management For Voted - For
13 Listing of the Shares to be Issued Under the Rights
Issue Management For Voted - For
14 Public Issuance of Securities by way of the Rights
Issue Management For Voted - For
15 Authorization of the Board to Deal with Matters
Regarding 2022 Rights Issue Management For Voted - For
16 Report on the Use of Proceeds Previously Raised
Proceeds of the Company Management For Voted - For
17 2022 Feasibility Analysis Report on the Use of
Proceeds from the Rights Issue of the Company Management For Voted - For
18 Risk Reminder of and Remedial Measures for Dilution
of Immediate Returns as a Result of the Proposed
Right Issue Management For Voted - For
19 Exemption of Central Huijin from Making an Offer
under Applicable Laws and Regulations Management For Voted - For
20 Waiver of the Obligation of Central Hujin to Make a
Mandatory General Offer Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - Against
3 Amendments to the Rules of Procedures of the
Meeting of Board of Directors Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Annual Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
9 Related Party Transactions (Director HUANG Zhaohui) Management For Voted - For
10 Related Party Transactions (Director TAN Lixia) Management For Voted - For
11 Related Party Transactions (Director DUAN Wenwu) Management For Voted - For
12 Related Party Transactions (Other Legal Persons) Management For Voted - For
13 Related Party Transactions (Other Natural Persons) Management For Voted - For
14 Independent Non-executive Directors' Report Management For Voted - For
15 Elect ZHANG Wei Management For Voted - For
1523
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Elect Kong Lingyan Management For Voted - For
17 Elect Zhou Yu Management For Voted - For
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED
Security ID: Y1R99Y117 Ticker: 3908
Meeting Date: 24-Oct-22 Meeting Type: Other
1 Eligibility for Rights Issue Plan Management For Voted - For
2 Class and Par Value of Rights Shares Management For Voted - For
3 Method of Issuance Management For Voted - For
4 Base, Proportion and Number of the Rights Shares to
be Issued Management For Voted - For
5 Pricing Principles and Rights Issue Price Management For Voted - For
6 Target Subscribers for the Rights Issue Management For Voted - For
7 Arrangement for Accumulated Undistributed Profits
Prior to the Rights Issue Management For Voted - For
8 Time of Issuance Management For Voted - For
9 Underwriting Methods Management For Voted - For
10 Use of Proceeds Raised from the Rights Issue Management For Voted - For
11 Validity Period of the Rights Issue Resolution Management For Voted - For
12 Listing of the Shares to be Issued Under the Rights
Issue Management For Voted - For
13 Public Issuance of Securities by way of the Rights
Issue Management For Voted - For
14 Authorization of the Board to Deal with Matters
Regarding 2022 Rights Issue Management For Voted - For
15 2022 Feasibility Analysis Report on the Use of
Proceeds from the Rights Issue of the Company Management For Voted - For
16 Risk Reminder of and Remedial Measures for Dilution
of Immediate Returns as a Result of the Proposed
Right Issue Management For Voted - For
17 Non-Voting Meeting Note N/A N/A Non-Voting
18 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility for Rights Issue Plan Management For Voted - For
3 Class and Par Value of Rights Shares Management For Voted - For
4 Method of Issuance Management For Voted - For
5 Base, Proportion and Number of the Rights Shares to
be Issued Management For Voted - For
6 Pricing Principles and Rights Issue Price Management For Voted - For
7 Target Subscribers for the Rights Issue Management For Voted - For
8 Arrangement for Accumulated Undistributed Profits
Prior to the Rights Issue Management For Voted - For
9 Time of Issuance Management For Voted - For
10 Underwriting Methods Management For Voted - For
11 Use of Proceeds Raised from the Rights Issue Management For Voted - For
12 Validity Period of the Rights Issue Resolution Management For Voted - For
1524
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Listing of the Shares to be Issued Under the Rights
Issue Management For Voted - For
14 Public Issuance of Securities by way of the Rights
Issue Management For Voted - For
15 Authorization of the Board to Deal with Matters
Regarding 2022 Rights Issue Management For Voted - For
16 Report on the Use of Proceeds Previously Raised
Proceeds of the Company Management For Voted - For
17 2022 Feasibility Analysis Report on the Use of
Proceeds from the Rights Issue of the Company Management For Voted - For
18 Risk Reminder of and Remedial Measures for Dilution
of Immediate Returns as a Result of the Proposed
Right Issue Management For Voted - For
19 Exemption of Central Huijin from Making an Offer
under Applicable Laws and Regulations Management For Voted - For
20 Waiver of the Obligation of Central Hujin to Make a
Mandatory General Offer Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
22 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Amendments to Articles Management For Voted - Against
2 Amendments to the Rules of Procedures of the
Meeting of Board of Directors Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
8 Related Party Transactions (Director HUANG Zhaohui) Management For Voted - For
9 Related Party Transactions (Director TAN Lixia) Management For Voted - For
10 Related Party Transactions (Director DUAN Wenwu) Management For Voted - For
11 Related Party Transactions (Other Legal Persons) Management For Voted - For
12 Related Party Transactions (Other Natural Persons) Management For Voted - For
13 Independent Non-executive Directors' Report Management For Voted - For
14 Elect ZHANG Wei Management For Voted - For
15 Elect Kong Lingyan Management For Voted - For
16 Elect Zhou Yu Management For Voted - For
CHINA LIFE INSURANCE COMPANY LIMITED
Security ID: Y1477R204 Ticker: 2628
Meeting Date: 21-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHAO Peng Management For Voted - For
3 Investment in Xincheng Phase II Fund Management For Voted - For
1525
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHAO Feng Management For Voted - For
3 Elect YU Shengquan Management For Voted - For
4 Elect ZHUO Meijuan Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' and Supervisors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Formulation of Provisional Measures for the
Administration of Recovery and Deduction of
Performance-based Remuneration of Directors,
Supervisors, Senior Management and Personnel in Key
Positions Management For Voted - For
9 Agreement for Entrusted Investment and Management
and Operating Services with respect to Alternative
Investments with Insurance Funds Management For Voted - For
CHINA LIFE INSURANCE COMPANY LIMITED
Security ID: Y1477R220 Ticker: 2628
Meeting Date: 21-Sep-22 Meeting Type: Special
1 Elect ZHAO Peng Management For Voted - For
2 Investment in Xincheng Phase II Fund Management For Voted - For
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Elect ZHAO Feng Management For Voted - For
2 Elect YU Shengquan Management For Voted - For
3 Elect ZHUO Meijuan Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' and Supervisors' Fees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Formulation of Provisional Measures for the
Administration of Recovery and Deduction of
Performance-based Remuneration of Directors,
1526
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Supervisors, Senior Management and Personnel in Key
Positions Management For Voted - For
8 Agreement for Entrusted Investment and Management
and Operating Services with respect to Alternative
Investments with Insurance Funds Management For Voted - For
CHINA MERCHANTS BANK
Security ID: Y14896107 Ticker: 3968
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
7 2022 Related Party Transactions Report Management For Voted - For
8 2023-2027 Capital Management Plan Management For Voted - For
9 Elect HUANG Jian Management For Voted - Against
10 Elect ZHU Jiangtao Management For Voted - For
CHINA MERCHANTS BANK
Security ID: Y14896115 Ticker: 3968
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
8 2022 Related Party Transactions Report Management For Voted - For
9 2023-2027 Capital Management Plan Management For Voted - For
10 Elect HUANG Jian Management For Voted - Against
11 Elect ZHU Jiangtao Management For Voted - For
CHINA MERCHANTS SECURITIES CO., LTD.
Security ID: Y14904109 Ticker: 600999
Meeting Date: 29-Nov-22 Meeting Type: Special
1 The Renewal of Continuing Connected Transaction
With China Merchants Group Limited Management For Voted - Abstain
2 The Renewal of Continuing Connected Transaction
With China COSCO Shipping Corporation Limited Management For Voted - Abstain
3 Elect LIU Chong Management For Voted - For
1527
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect FENG Jinhua Management For Voted - For
5 Amendments to Work System for Independent Directors Management For Voted - For
6 Amendments to Management System for Raised Funds Management For Voted - For
7 Amendments to Management System for External
Donations Management For Voted - For
8 Amendments to Articles Management For Voted - For
Meeting Date: 12-Jan-23 Meeting Type: Special
1 Elect LI Xiaofei Management For Voted - For
2 Elect XU Xin Management For Voted - Against
3 Amendments to Articles Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2023 Proprietary Investment Quota Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 2023 Related Party Transactions with China
Merchants Bank Co.,Ltd. and its Subsidiaries Management For Voted - For
10 2023 Related Party Transactions with China
Merchants Group and its Affiliated Entities
(Excluding China Merchants Bank Co.,Ltd.) Management For Voted - For
11 2023 Related Party Transactions with China COSCO
Shipping Corporation Limited and its Affiliated
Entities Management For Voted - For
12 2023 Related Party Transactions with Picc Life
Insurance Company Limited and its Affiliated
Entities Management For Voted - For
13 2023 Related Party Transactions with Directors,
Supervisors and Senior Management Management For Voted - For
14 Other Related Party Transactions Management For Voted - For
15 Authority to Give Guarantees by China Merchants
Securities International Company Limited Management For Voted - For
16 Elect DING Lusha as Non-Executive Director Management For Voted - For
17 Elect PENG Luqiang as Supervisor Management For Voted - Against
18 Issuer and Issuance Method Management For Voted - For
19 Issuing Scale Management For Voted - For
20 Type of Debt Instruments Management For Voted - For
21 Duration Management For Voted - For
22 Interest Rate Management For Voted - For
23 Guarantee and other Credit Enhancement Arrangement
for the Issuance Management For Voted - For
24 Purpose of the Raised Funds Management For Voted - For
25 Issue Price Management For Voted - For
26 Issuing Targets Management For Voted - For
1528
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
27 Listing Place Management For Voted - For
28 Repayment Guarantee Measures Management For Voted - For
29 Authorization to Issue Domestic and Overseas Debt
Instruments Management For Voted - For
30 Valid Period of the Resolution Management For Voted - For
31 General Mandate to Issue H Shares Management For Voted - Against
CHINA MINSHENG BANKING CORP., LTD.
Security ID: Y1495M104 Ticker: 600016
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report for 2022 of the Bank Management For Voted - For
3 Final Financial Report for 2022 of the Bank Management For Voted - For
4 Proposed Profit Distribution Plan for 2022 of the
Bank Management For Voted - For
5 Annual Budgets for 2023 of the Bank Management For Voted - For
6 Work Report of the Board for 2022 of the Bank Management For Voted - For
7 Work Report of the Board of Supervisors for 2022 of
the Bank Management For Voted - For
8 Report of Remuneration of Directors for 2022 of the
Bank Management For Voted - For
9 Report of Remuneration of Supervisors for 2022 of
the Bank Management For Voted - For
10 Re-Appointment and Remuneration of the Auditing
Firms for 2023 Management For Voted - For
11 Elect YANG Zhiwei Management For Voted - For
12 Elect WEN Qiuju Management For Voted - For
13 Elect SONG Huanzheng Management For Voted - For
14 Elect CHENG Chaofeng Management For Voted - For
15 Elect LIU Hanxing Management For Voted - For
16 Demonstration and Analysis Report Regarding
Issuance of a Share Convertible Corporate Bonds to
Unspecified Subscribers Management For Voted - Against
17 Authorization of Legal Formalities Management For Voted - Against
18 Granting of General Mandate for the Issuance of
Shares to the Board Management For Voted - For
19 Issuance Plan of Financial Bonds and Capital
Instruments in the Next Three Years Management For Voted - Abstain
20 Capital Management Plan for 2024-2026 Management For Voted - Abstain
21 Amendments to the Articles of Association Management For Voted - For
22 The Resolution Regarding the Related Party
Transactions with the Group of Dajia Insurance
Group Co., Ltd Management For Voted - For
23 Non-Voting Meeting Note N/A N/A Non-Voting
24 Non-Voting Meeting Note N/A N/A Non-Voting
1529
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 09-Jun-23 Meeting Type: Other
1 Demonstration Analysis Report on the Issuance of A
Share Convertible Corporate Bonds to Unspecified
Subscribers Management For Voted - For
2 Authorization of Legal Formalities Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA MINSHENG BANKING CORP., LTD.
Security ID: Y1495M112 Ticker: 600016
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report for 2022 of the Bank Management For Voted - For
3 Final Financial Report for 2022 of the Bank Management For Voted - For
4 Proposed Profit Distribution Plan for 2022 of the
Bank Management For Voted - For
5 Annual Budgets for 2023 of the Bank Management For Voted - For
6 Work Report of the Board for 2022 of the Bank Management For Voted - For
7 Work Report of the Board of Supervisors for 2022 of
the Bank Management For Voted - For
8 Report of Remuneration of Directors for 2022 of the
Bank Management For Voted - For
9 Report of Remuneration of Supervisors for 2022 of
the Bank Management For Voted - For
10 Re-Appointment and Remuneration of the Auditing
Firms for 2023 Management For Voted - For
11 Elect YANG Zhiwei Management For Voted - For
12 Elect WEN Qiuju Management For Voted - For
13 Elect SONG Huanzheng Management For Voted - For
14 Elect CHENG Chaofeng Management For Voted - For
15 Elect LIU Hanxing Management For Voted - For
16 Demonstration and Analysis Report Regarding
Issuance of a Share Convertible Corporate Bonds to
Unspecified Subscribers Management For Voted - Against
17 Authorization of Legal Formalities Management For Voted - Against
18 Granting of General Mandate for the Issuance of
Shares to the Board Management For Voted - For
19 Issuance Plan of Financial Bonds and Capital
Instruments in the Next Three Years Management For Voted - Abstain
20 Capital Management Plan for 2024-2026 Management For Voted - Abstain
21 Amendments to the Articles of Association Management For Voted - For
22 The Resolution Regarding the Related Party
Transactions with the Group of Dajia Insurance
Group Co., Ltd Management For Voted - For
23 Non-Voting Meeting Note N/A N/A Non-Voting
1530
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 09-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Demonstration Analysis Report on the Issuance of A
Share Convertible Corporate Bonds to Unspecified
Subscribers Management For Voted - For
3 Authorization of Legal Formalities Management For Voted - For
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
Security ID: Y1505Z103 Ticker: 2601
Meeting Date: 26-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Charitable Donations for 2023 Management For Voted - For
9 Elect Elaine LO Yuen Man Management For Voted - For
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
Security ID: Y1505Z111 Ticker: 2601
Meeting Date: 26-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Charitable Donations for 2023 Management For Voted - For
8 Elect Elaine LO Yuen Man Management For Voted - For
CHINA SECURITIES CO.,LTD.
Security ID: Y1R11K104 Ticker: 601066
Meeting Date: 02-Sep-22 Meeting Type: Special
1 Election Of Zhou Chengyue As An Independent
Non-Executive Director Management For Voted - For
2 Election Of Zhang Zheng As An Independent
Non-Executive Director Management For Voted - For
3 Election Of Wu Xi As An Independent Non-Executive
Director Management For Voted - For
1531
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA SECURITY CO., LTD.
Security ID: Y1R11K104 Ticker: 601066
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 04-Apr-23 Meeting Type: Special
1 General Authorization for the Issuance of Domestic
and Overseas Debt Financing Instruments Management For Voted - Abstain
2 Elect WU Ruilin Management For Voted - For
Meeting Date: 30-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Min Management For Voted - For
3 Elect YAN Xiaolei Management For Voted - For
4 Elect DONG Hongfu Management For Voted - Against
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Approval of 2022 Directors' Report Management For Voted - For
2 Approval of 2022 Supervisors' Report Management For Voted - For
3 Approval of 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 Approval of 2022 Annual Report Management For Voted - For
6 Estimated Connected Transactions with Beijing
Financial Holding Group Limited and its Associates Management For Voted - For
7 Estimated Connected Transactions with China
Everbright Group Corporation Management For Voted - For
8 Estimated Connected Transactions with King Spring
Private Equity Management (Beijing) Co., Ltd. Management For Voted - For
9 Estimated Connected Transactions with King Spring
Goodwill Management Consultant (Beijing) Co., Ltd. Management For Voted - For
10 Estimated Connected Transactions with CITIC Heavy
Industries Machinery Co., Ltd. Management For Voted - For
11 Estimated Connected Transactions with Zhonghai
Trust Co., Ltd. Management For Voted - For
12 Estimated Connected Transactions with CITIC City
Development and Operation Co., Ltd. Management For Voted - For
13 Estimated Connected Transactions with Agricultural
Bank of China Life Insurance Co., Ltd. Management For Voted - For
14 Entering into a Securities and Financial Product
Transactions and Service Framework Agreement with
Beijing Financial Holding Group Co., Ltd. Management For Voted - For
15 Appointment of Auditor Management For Voted - For
1532
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA TAIPING INSURANCE HOLDINGS CO LTD
Security ID: Y1456Z151 Ticker: 0966
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect XIAO Xing Management For Voted - For
7 Elect LI Kedong Management For Voted - For
8 Elect ZHANG Cui Management For Voted - Against
9 Elect XIE Zhichun Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
CHINA ZHESHANG BANK
Security ID: Y1R658114 Ticker: 2016
Meeting Date: 21-Nov-22 Meeting Type: Other
1 Extension of the Validity Period of the Resolutions
in Relation to the Public Issuance of Shares by way
of Right Issue Management For Voted - For
2 Extension of Board Authorization of the Validity
Period with Matters Related to the Rights Issue Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 21-Nov-22 Meeting Type: Special
1 Extension of the Validity Period of the Resolutions
in Relation to the Public Issuance of Shares by way
of Right Issue Management For Voted - For
2 Extension of Board Authorization of the Validity
Period with Matters Related to the Rights Issue Management For Voted - For
3 Authority to Issue Tier 2 Capital Bonds Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 04-May-23 Meeting Type: Annual
1 Report of the Board of Directors Management For Voted - For
2 Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2023 Annual Budget Report Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1533
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Report of Connected Transaction Management System
Implementation and Information of Connected
Transactions Management For Voted - For
9 Amendments to the Authorization by Shareholders'
General Meeting to the Board of Directors Management For Voted - For
10 Amendments to Rules of Procedures for General
Meetings Management For Voted - For
11 Amendments to Rules of Procedures for Board of
Directors Management For Voted - For
12 Amendments to Rules of Procedures for the
Supervisory Committee Management For Voted - For
13 Status Report on the Use of Previously Raised Funds Management For Voted - For
14 Elect LOU Weizhong Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Authority to Issue RMB-Denominated Financial Bonds Management For Voted - For
CHONGQING RURAL COMMERCIAL BANK CO LTD
Security ID: Y1594G115 Ticker: 3618
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Purchase of Liability Insurance Management For Voted - For
2 Related Party Transactions (Chongqing City
Construction Investment (Group) Company Limited) Management For Voted - For
3 Related Party Transactions (Chongqing Development
Investment Co., Ltd.) Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Amendments to Procedural Rules for the General
Meeting Management For Voted - For
6 Amendments to Procedural Rules for the Board Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 Annual Report Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Related Party Transactions (Chongqing Yufu Capital
Operation Group Company Limited) Management For Voted - For
10 Related Party Transactions (Chongqing City
Construction Investment (Group) Company Limited) Management For Voted - For
11 Related Party Transactions (Chongqing Development
Investment Co., Ltd.) Management For Voted - For
12 Authority to Issue Tier 2 Capital Instruments Management For Voted - For
13 Elect SUI Jun Management For Voted - For
1534
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CITIC SECURITIES CO.
Security ID: Y1639N109 Ticker: 6030
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHANG Youjun Management For Voted - For
3 Elect YANG Minghui Management For Voted - For
4 Elect ZHANG Lin Management For Voted - For
5 Elect FU Linfang Management For Voted - For
6 Elect ZHAO Xianxin Management For Voted - For
7 Elect WANG Shuhui Management For Voted - For
8 Elect LI Qing Management For Voted - For
9 Elect SHI Qingchun Management For Voted - For
10 Elect ZHANG Jianhua Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect ZHANG Changyi Management For Voted - For
13 Elect GUO Zhao Management For Voted - For
14 Elect RAO Geping Management For Voted - For
15 Securities and Financial Products Transactions and
Services Framework Agreement Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Director's Report Management For Voted - For
2 Supervisor's Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Estimated Investment Amount For Proprietary Business Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Directors' and Supervisors' Fees Management For Voted - For
9 Transactions with subsidiaries and the CITIC Group Management For Voted - For
10 Transactions between the Group and companies in
which the Directors, Supervisors and senior
management of the Company hold positions Management For Voted - For
11 Transactions between the
Group and companies
holding more than 5% equity interest in the Company Management For Voted - For
CITIC SECURITIES CO.
Security ID: Y1639N117 Ticker: 6030
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHANG Youjun Management For Voted - For
3 Elect YANG Minghui Management For Voted - For
4 Elect ZHANG Lin Management For Voted - For
1535
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect FU Linfang Management For Voted - For
6 Elect ZHAO Xianxin Management For Voted - For
7 Elect WANG Shuhui Management For Voted - For
8 Elect LI Qing Management For Voted - For
9 Elect SHI Qingchun Management For Voted - For
10 Elect ZHANG Jianhua Management For Voted - For
11 Elect ZHANG Changyi Management For Voted - For
12 Elect GUO Zhao Management For Voted - For
13 Elect RAO Geping Management For Voted - For
14 Securities and Financial Products Transactions and
Services Framework Agreement Management For Voted - For
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules for General Meeting
of Shareholders Management For Voted - For
4 Amendments to Procedural Rules for the Board of
Directors Management For Voted - For
5 Amendments to Procedural Rules for the Supervisory
Committee Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Director's Report Management For Voted - For
3 Supervisor's Report Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Estimated Investment Amount For Proprietary Business Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Directors' and Supervisors' Fees Management For Voted - For
10 Transactions with subsidiaries and the CITIC Group Management For Voted - For
11 Transactions between the Group and companies in
which the Directors, Supervisors and senior
management of the Company hold positions Management For Voted - For
12 Transactions between the
Group and companies
holding more than 5% equity interest in the Company Management For Voted - For
CITIC SECURITIES COMPANY
Security ID: Y1639N109 Ticker: 600030
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
1536
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
DONGXING SECURITIES CO. LTD.
Security ID: Y209G1100 Ticker: 601198
Meeting Date: 18-Oct-22 Meeting Type: Special
1 Re-appointment of Auditor Management For Voted - For
2 Elect LI Juan Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report of Independent Directors Management For Voted - For
4 2022 Annual Report and Its Summary Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect ZHU Qing Management For Voted - For
7 Elect MA Guangyuan Management For Voted - For
8 2022 Connected Transactions Results and 2023
Estimated Continuing Connected Transactions:
Estimated Connected Transactions With a Company and
Its Controlled Enterprises Management For Voted - For
9 2022 Connected Transactions Results and 2023
Estimated Continuing Connected Transactions:
Estimated Connected Transactions With Other Related
Legal Persons Management For Voted - For
10 2022 Connected Transactions Results and 2023
Estimated Continuing Connected Transactions:
Estimated Connected Transactions With Related
Natural Persons Management For Voted - For
11 2022 Annual Accounts Management For Voted - For
12 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.50000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
13 Determination of 2023 Securities Investment Scale Management For Voted - For
14 Adjustment of the Plan Setting Up an Assets
Management Subsidiary Management For Voted - For
15 Amendments to the Company S Articles of Association Management For Voted - For
16 Amendments to the Company S Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
17 Amendments to the Company S Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
18 Amendments To The Company S Independent Directors
System Management For Voted - For
19 Amendments to the External Guarantee Management
System Management For Voted - For
1537
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Amendments to the Implementing Rules for Online
Voting System at Shareholders General Meetings Management For Voted - For
21 Amendments To The Connected Transactions Management
Measures Management For Voted - For
22 Amendments To The Raised Funds Management System Management For Voted - For
EAST MONEY INFORMATION TECHNOLOGY CO LTD
Security ID: Y2234B102 Ticker: 300059
Meeting Date: 16-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDR and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Special Report On Used Of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
17 Formulation of the Company's Articles of
Association (draft) (applicable After GDR Issuance
and Listing) Management For Voted - For
18 Formulation of the Rules of Procedure Governing
Shareholders General Meetings (draft) (applicable
After GDR Issuance and Listing) Management For Voted - For
19 Formulation of the Rules of Procedures for the
Board of Directors (draft) (applicable After GDR
Issuance and Listing) Management For Voted - For
20 Formulation of the Rules of Procedure Governing
Meetings of the Supervisory Committee (draft)
(applicable After GDR Issuance and Listing) Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1538
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect QI Shi Management For Voted - For
3 Elect ZHENG Likun Management For Voted - For
4 Elect CHEN Kai Management For Voted - For
5 Elect HUANG Jianhai Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect LI Zhiping Management For Voted - For
8 Elect ZHU Zhenmei Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect BAO Yiqing Management For Voted - Against
11 Elect HUANG Liming Management For Voted - For
Meeting Date: 07-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny0.70000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):2.000000 Management For Voted - For
6 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
7 Appointment Of 2023 Audit Firm Management For Voted - For
8 Formulation Of The Shareholder Return Plan For The
Next Three Years From 2023 To 2025 Management For Voted - For
9 2023 Provision of Guarantee for the Bank Credit and
Loans of a Wholly-owned Subsidiary Management For Voted - For
EVERBRIGHT SECURITIES CO. LTD.
Security ID: Y2357S106 Ticker: 601788
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Elect YIN Yanwu Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Elect XIE Song as Non-Executive Director Management For Voted - For
7 2023 Proprietary Business Scale Management For Voted - For
8 2023 Related Party Transactions Management For Voted - For
9 Amendments to Management System for External
Guarantee Management For Voted - For
1539
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
EVERBRIGHT SECURITIES COMPANY LIMITED
Security ID: Y2357S106 Ticker: 6178
Meeting Date: 02-Aug-22 Meeting Type: Special
1 Amendments to Rules Governing the Management of
Related Party Transactions Management For Voted - For
2 Appointment of Auditor and Authority to Set Fees Management For Voted - For
3 Amendments to Articles of Association Management For Voted - Against
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Elect HUANG Xiaoguang as Supervisor Management For Voted - Against
FAR EAST HORIZON LIMITED
Security ID: Y24286109 Ticker: 3360
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CAO Jian Management For Voted - Against
6 Elect CHEN Shumin Management For Voted - Against
7 Elect Wei Mengmeng Management For Voted - Against
8 Elect Jimmy WONG Ka Fai Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
FIRST CAPITAL SECURITIES CO., LTD.
Security ID: Y2R9TR100 Ticker: 002797
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
2 External Donation Management For Voted - For
3 Remuneration For Supervisors Management For Voted - For
4 Amendments To The Connected Transactions Management
Measures Management For Voted - For
5 Amendments To The External Guarantee Management
Measures Management For Voted - For
6 Amendments To The Management System On Provision Of
External Financial Aids Management For Voted - For
1540
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Related Party Transactions with a Company and its
Concert Parties Management For Voted - For
8 Related Party Transactions with a 2nd Company and
its Concert Parties Management For Voted - For
9 Related Party Transactions with a 3rd Company and
its Concert Parties Management For Voted - For
10 Related Party Transactions with Other Related
Parties Management For Voted - For
11 Proprietary Investment Limit Management For Voted - For
12 Reappointment of Auditor Management For Voted - For
13 Remuneration for Directors Management For Voted - For
14 Remuneration for Supervisors Management For Voted - For
15 Remuneration for the Chairman of the Supervisory
Board Management For Voted - For
16 External Donation Management For Voted - For
17 Formulation of the Performance Appraisal and
Remuneration Management System for Directors Management For Voted - For
18 Formulation of the Performance Appraisal and
Remuneration Management System for Supervisors Management For Voted - For
19 Amendments to Articles Management For Voted - For
20 Elect LIU Xiaohua Management For Voted - For
21 Elect ZHANG Changyu Management For Voted - Against
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect WU Lishun Management For Voted - For
24 Elect QINGMEI Pingcuo Management For Voted - For
FOUNDER SECURITIES CO LTD
Security ID: Y261GX101 Ticker: 601901
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Constitution of Management Systems for Directors
and Supervisors Remunerations and Performance
Measures Management For Voted - For
2 Amendments to Work System for Independent Directors Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Appointment of Auditor and Internal Control Auditor Management For Voted - For
1541
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
GF SECURITIES CO. LTD.
Security ID: Y270AF107 Ticker: 1776
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisor's Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Proprietary Investment Quota for 2023 Management For Voted - For
8 2023 Expected Daily Related Party Transactions Management For Voted - For
9 Amendments to the Information Disclosure Management
System Management For Voted - For
10 Amendments to the Connected Transaction Management
System Management For Voted - For
11 Amendments to the Investor Relations Management
System Management For Voted - For
12 Amendments to Articles of Association Management For Voted - For
GF SECURITIES CO. LTD.
Security ID: Y270AF115 Ticker: 1776
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisor's Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 2022 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Proprietary Investment Quota for 2023 Management For Voted - For
9 2023 Expected Daily Related Party Transactions Management For Voted - For
10 Amendments to the Information Disclosure Management
System Management For Voted - For
11 Amendments to the Connected Transaction Management
System Management For Voted - For
12 Amendments to the Investor Relations Management
System Management For Voted - For
13 Amendments to Articles of Association Management For Voted - For
GUANGZHOU YUEXIU FINANCIAL HOLDINGS GROUP CO LTD.
Security ID: Y29314104 Ticker: 000987
Meeting Date: 18-Jul-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
1542
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect LIU Zhonghua Management For Voted - For
3 Related Party Transactions Management For Voted - For
Meeting Date: 30-Aug-22 Meeting Type: Special
1 Issuance Of Super And Short-Term Commercial Papers Management For Voted - For
2 Issuance Of Medium-Term Notes Management For Voted - For
3 Issuance Of Super And Short-Term Commercial Papers
By A Controlled Subsidiary Management For Voted - For
4 Financial Aid To A Controlled Subsidiary Management For Voted - For
5 Connected Transaction Regarding Borrowing from
Related Parties by the Above Controlled Subsidiary Management For Voted - For
6 Reappointment Of Audit Firm Management For Voted - For
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Change of the Company's Name and Stock
Abbreviation, and Amendments to the Company's
Articles of Association Management For Voted - For
2 Elect SHU Bo Management For Voted - For
Meeting Date: 20-Dec-22 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Launching Accounts Receivable Asset-backed
Securities by a Controlled Subsidiary Management For Voted - For
3 Issuance Of Medium-Term Notes By A Controlled
Subsidiary Management For Voted - For
4 Connected Transaction Regarding Setting Up the Loan
Quota with Controlling Shareholders Management For Voted - For
5 Provision Of Financial Aid To A Controlled
Subsidiary Management For Voted - For
6 The Above Controlled Subsidiary's Provision of
Financial Aid to a Company Management For Voted - For
7 2023 External Guarantee Quota Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Special
1 Stock Option Incentive Plan (Draft) And Its Summary Management For Voted - For
2 Formulation Of The Management Measures For Stock
Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Stock Option Incentive Plan Management For Voted - For
1543
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Jun-23 Meeting Type: Special
1 Elect LIU Yijun Management For Voted - Against
2 Connected Transaction Regarding Loans from Related
Parties by a Wholly-Owned Subsidiary Management For Voted - For
3 A Controlled Subsidiary's Provision of Financial
Aid to a Company Management For Voted - For
4 Issuance Of Medium-Term Notes By A Wholly-Owned
Subsidiary Management For Voted - For
5 Issuance of Corporate Bonds by a Wholly-Owned
Subsidiary Management For Voted - For
6 Issuance Of Medium-Term Notes By A Controlled
Subsidiary Management For Voted - For
7 Issuance Of Corporate Bonds By Another Controlled
Subsidiary Management For Voted - For
8 Issuance of Medium-Term Notes by a Controlled
Subsidiary Management For Voted - For
9 Issuance Of Super And Short-Term Commercial Papers
By Controlled Subsidiaries Management For Voted - For
10 Launching Accounts Receivable Asset-backed Notes by
a Controlled Subsidiary Management For Voted - For
GUOLIAN SECURITIES CO. LTD
Security ID: Y2960K110 Ticker: 1456
Meeting Date: 20-Oct-22 Meeting Type: Other
1 Class and Nominal Value of Shares to be Issued Management For Voted - Against
2 Method and Time of Issuance Management For Voted - Against
3 Target Subscribers and Subscription Method Management For Voted - Against
4 Issue Size Management For Voted - Against
5 Issue Price and Pricing Principles Management For Voted - Against
6 Amount and Use of Proceeds Management For Voted - Against
7 Lock-Up Period Management For Voted - Against
8 Listing Venue Management For Voted - Against
9 Arrangement of Accumulated Undistributed Profits
Prior to Completion of the Issuance Management For Voted - Against
10 Validity Period of the Resolution Management For Voted - Against
11 Plan for the Non-Public Issuance of A Shares Management For Voted - Against
12 Feasibility Report for the Use of Proceeds from the
Non-Public Issuance of A Shares Management For Voted - Against
13 Dilution of Current Returns by the Non-Public
Issuance and Remedial Measures Management For Voted - Against
14 Board Authorization Management For Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1544
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Fulfilment of Conditions for the Non-public
Issuance of A Shares Management For Voted - Against
3 Class and Nominal Value of Shares to be Issued Management For Voted - Against
4 Method and Time of Issuance Management For Voted - Against
5 Target Subscribers and Subscription Method Management For Voted - Against
6 Issue Size Management For Voted - Against
7 Issue Price and Pricing Principles Management For Voted - Against
8 Amount and Use of Proceeds Management For Voted - Against
9 Lock-Up Period Management For Voted - Against
10 Listing Venue Management For Voted - Against
11 Arrangement of Accumulated Undistributed Profits
Prior to Completion of the Issuance Management For Voted - Against
12 Validity Period of the Resolution Management For Voted - Against
13 Plan for the Non-Public Issuance of A Shares Management For Voted - Against
14 Feasibility Report for the Use of Proceeds from the
Non-Public Issuance of A Shares Management For Voted - Against
15 Report on the Use of Proceeds Previously Raised by
the Company Management For Voted - For
16 Board Authorization Management For Voted - Against
17 Amendments to Articles Management For Voted - For
18 Amendments to Procedural Rules of General Meetings Management For Voted - For
19 Amendments to Procedural Rules of the Board of
Directors Management For Voted - For
20 Dilution of Current Returns by the Non-Public
Issuance and Remedial Measures Management For Voted - Against
21 Formulation of the Administrative Measures for
External Donations of Guolian Securities Co., Ltd. Management For Voted - For
22 Adjustment to Independent Directors Allowance Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect GE Xiaobo Management For Voted - For
25 Elect HUA Weirong Management For Voted - For
26 Elect ZHOU Weiping Management For Voted - For
27 Elect WU Weihua Management For Voted - For
28 Elect LI Suo Management For Voted - For
29 Elect LIU Hailin Management For Voted - For
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Elect WU Xingyu Management For Voted - For
32 Elect Howard CHU Ho Hwa Management For Voted - For
33 Elect GAO Wei Management For Voted - For
34 Non-Voting Agenda Item N/A N/A Non-Voting
35 Elect XU Faliang Management For Voted - For
36 Elect XU Kan Management For Voted - Against
37 Elect XU Jingyan Management For Voted - Against
38 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 04-Jan-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules Management For Voted - For
1545
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Argumentative Analysis Report Regarding the
Issuance of A Shares Proposal Management For Voted - Against
Meeting Date: 23-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Supervisors' Fees Management For Voted - For
10 Proprietary Business Scale for 2023 Management For Voted - For
11 Related Party Transactions with Wuxi Guolian Management For Voted - For
12 Related Party Transactions with Other Related
Persons Management For Voted - For
GUOSEN SECURITIES CO. LTD.
Security ID: Y295A2103 Ticker: 002736
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 2022 Annual and Its Summary Management For Voted - For
4 2022 Directors' Report Management For Voted - For
5 2022 Supervisors' Report Management For Voted - For
6 2022 Independent Directors Report Management For Voted - For
7 Connected Transactions Between the Company and
the
State-owned Assets Supervision and
Administration
Commission of the Shenzhen Municipal
People's
Government, Shenzhen Investment Holding
Company
Limited and Other Enterprises Controlled By
Them Management For Voted - For
8 Connected Transactions Between the Company and
China Resources Szitic Trust Company Limited Management For Voted - For
9 Connected Transactions Between the Company and
Yunnan Hehe (group) Company Limited Management For Voted - For
10 Connected Transactions Between the Company and
Penghua Fund Management Company Limited Management For Voted - For
1546
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Related Transactions Between the Company and
Other
Related Parties Management For Voted - For
12 Appointment of 2023 Auditor Management For Voted - For
13 Proposal to Determine the Company's Self-employed
Investment Amount for 2023 Management For Voted - For
14 Proposal on the provision of guarantees by Guoxin
Securities (Hong Kong) Financial Holdings Limited
for the
regular business of its wholly-owned
subsidiary in 2023 Management For Voted - For
15 Amendments to Articles Bundled Management For Voted - Against
16 Amendments to Work System for Independent Directors Management For Voted - Against
17 Amendments to Management System for Connected
Transaction Management For Voted - Against
18 Amendments to Management System for External
Guarantees Management For Voted - Against
19 Amendments to Management System for Raised Funds Management For Voted - Against
20 Elect ZHANG Yannan Management For Voted - For
21 Elect XU Lude Management For Voted - Against
GUOTAI JUNAN SECURITIES CO., LTD.
Security ID: Y2R614107 Ticker: 601211
Meeting Date: 08-Jul-22 Meeting Type: Special
1 To Consider and Approve the Resolution on the
Proposed Acquisition of 8% Equity Interests in
Huaan Funds Management For Voted - For
2 To Consider and Approve the Resolution on the
Proposed Amendments to the Articles of Association Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Other
1 Approval to Repurchase and Cancel Some Restricted A
Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Mar-23 Meeting Type: Special
1 Amendments to Articles of Association Management For Voted - For
2 Approval to Repurchase and Cancel Some Restricted A
Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-May-23 Meeting Type: Annual
1 to Consider and Approve the 2022 Work Report of the
Board Management For Voted - For
1547
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 to Consider and Approve the 2022 Work Report of the
Supervisory Committee Management For Voted - For
3 to Consider and Approve the 2022 Profit
Distribution Proposal of the Company Management For Voted - For
4 to Consider and Approve the Resolution on the
Re-appointment of External Auditors Management For Voted - For
5 to Consider and Approve the 2022 Annual Report of
the Company Management For Voted - For
6 to Consider and Approve the Potential Related Party
Transactions Between the Group and Shanghai
International Group Co., Ltd. And Its Related
Enterprises Management For Voted - For
7 to Consider and Approve the Potential Related Party
Transactions Between the Group and Shenzhen
Investment Holdings and Its Related Enterprises Management For Voted - For
8 to Consider and Approve the Potential Related Party
Transactions Between the Group and the Related
Enterprises of Any Director, Supervisor or Senior
Management of the Company Management For Voted - For
9 to Consider and Approve the Potential Related Party
Transactions Between the Group and the Related
Natural Persons Management For Voted - For
10 to Consider and Approve the 2022 Duty Performance
Report of the Independent Directors Management For Voted - For
11 To Consider and Approve the Resolution on the Grant
of General Mandate to the Board to Issue Additional
a Shares and/or H Shares Management For Voted - Abstain
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect WANG Guogang Management For Voted - For
14 Elect YIM Chi Hung Management For Voted - For
GUOYUAN SECURITIES CO., LTD.
Security ID: Y0771H102 Ticker: 000728
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect SHEN Hefu Management For Voted - For
6 Elect XU Zhi Management For Voted - For
7 Elect HU Wei Management For Voted - For
8 Elect YU Qiang Management For Voted - For
9 Elect LIU Chao Management For Voted - For
10 Elect SHAO Dehui Management For Voted - For
11 Elect ZUO Jiang Management For Voted - For
12 Elect SUN Xianwu Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect XU Zhihan Management For Voted - For
15 Elect ZHANG Benzhao Management For Voted - For
16 Elect LU Wei Management For Voted - For
1548
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Elect YAN Yan Management For Voted - For
18 Elect LANG Yuanpeng Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect JIANG Ximin Management For Voted - Against
21 Elect ZHANG Hui Management For Voted - For
22 Elect XU Mingyu Management For Voted - Against
Meeting Date: 23-Feb-23 Meeting Type: Special
1 Estimated Connected Transactions with a Company and
Its Controlled Companies Management For Voted - For
2 Estimated Connected Transactions with a 2nd Company
and Its Controlled Companies Management For Voted - For
3 Estimated Connected Transactions with a 3rd Company Management For Voted - For
4 Estimated Connected Transactions with a 4th Company Management For Voted - For
5 Estimated Connected Transactions with Other Related
Parties Management For Voted - For
6 Issuing Principal, Scale and Method Management For Voted - Abstain
7 Type of Debt Financing Instruments Management For Voted - Abstain
8 Duration of Debt Financing Instruments Management For Voted - Abstain
9 Interest Rate of the Debt Financing Instruments Management For Voted - Abstain
10 Guarantee and Other Arrangement Management For Voted - Abstain
11 Purpose of the Raised Funds Management For Voted - Abstain
12 Issue Price Management For Voted - Abstain
13 Issuing Targets and Arrangement for Placement of
Debt Financing Instruments to Shareholders Management For Voted - Abstain
14 Listing or Transfer of Debt Financing Instruments Management For Voted - Abstain
15 Repayment Guarantee Measures for Debt Financing
Instruments Management For Voted - Abstain
16 Purchase or Sale of Basic Assets Involved in the
Financing Creditor S Right Asset-backed Securities Management For Voted - Abstain
17 Valid Period of the Resolution Management For Voted - Abstain
18 Authorization for Issuance of Debt Financing
Instruments Management For Voted - Abstain
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 2022 Annual Accounts Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 2022 Work Report Of The Board Of Directors Management For Voted - For
4 2022 Work Report of the the Supervisory Committee Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2022 Work Report Of Independent Directors Management For Voted - For
7 Special Statement On 2022 Remuneration And
Appraisal For Directors Management For Voted - For
8 Special Statement On 2022 Remuneration And
Appraisal For Supervisors Management For Voted - For
9 Special Statement On 2022 Remuneration And
Appraisal For Senior Management Management For Voted - For
10 Appointment of Auditor Management For Voted - For
1549
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
HAITONG SECURITIES CO LTD
Security ID: Y2988F101 Ticker: 6837
Meeting Date: 07-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect TONG Jianping as Supervisor Management For Voted - Against
3 Amendments to Articles Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Duty Performance Report of Independent
Non-executive Directors Management For Voted - For
5 2022 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Estimated Investment Amount for Proprietary
Business for 2023 Management For Voted - For
10 Shanghai Guosheng (Group) Co., Ltd. and its
Associates Management For Voted - For
11 Other Related Corporate Entities Management For Voted - For
12 Elect XIAO Hehua Management For Voted - For
13 Authority to Issue A Shares and/or H Shares w/o
Preemptive Rights Management For Voted - Against
14 Non-Voting Meeting Note N/A N/A Non-Voting
15 Non-Voting Meeting Note N/A N/A Non-Voting
HAITONG SECURITIES CO LTD
Security ID: Y7443K108 Ticker: 6837
Meeting Date: 07-Sep-22 Meeting Type: Special
1 Elect TONG Jianping as Supervisor Management For Voted - Against
2 Amendments to Articles Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Duty Performance Report of Independent
Non-executive Directors Management For Voted - For
5 2022 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1550
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Estimated Investment Amount for Proprietary
Business for 2023 Management For Voted - For
10 Shanghai Guosheng (Group) Co., Ltd. and its
Associates Management For Voted - For
11 Other Related Corporate Entities Management For Voted - For
12 Authority to Issue A Shares and/or H Shares w/o
Preemptive Rights Management For Voted - Against
13 Elect XIAO Hehua Management For Voted - For
HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD
Security ID: Y3181P102 Ticker: 300033
Meeting Date: 20-Mar-23 Meeting Type: Annual
1 Approval of 2022 Directors' Report Management For Voted - For
2 Approval of 2022 Supervisors' Report Management For Voted - For
3 Approval of 2022 Annual Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits Management For Voted - For
6 2023 Appointment of Auditor Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
8 Using Idle Self-owned Funds to Invest in Securities Management For Voted - For
HUATAI SECURITIES COMPANY LIMITED
Security ID: Y37426106 Ticker: 6886
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules Governing
Shareholders General Meeting Management For Voted - For
3 Amendments to the Business Scope and Articles Management For Voted - For
4 Amendments To The Work System For Independent
Directors Management For Voted - For
5 Amendments to the Management System for
Related-Party Transactions Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHANG Wei Management For Voted - For
8 Elect DING Feng Management For Voted - Against
9 Elect CHEN Zhongyang Management For Voted - For
10 Elect KE Xiang Management For Voted - For
11 Elect HU Xiao Management For Voted - Against
12 Elect ZHANG Jinxin Management For Voted - For
13 Elect YIN Lihong Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect WANG Jianwen Management For Voted - For
16 Elect WANG Quansheng Management For Voted - For
17 Elect PENG Bing Management For Voted - For
18 Elect WANG Bing Management For Voted - For
19 Elect XIE Yonghai Management For Voted - For
1551
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect LI Chongqi Management For Voted - Against
22 Elect YU Lanying Management For Voted - Against
23 Elect ZHANG Xiaohong Management For Voted - For
24 Elect ZHOU Hongrong Management For Voted - Against
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions (Jiangsu Guoxin
Investment Group Limited and its Related Companies) Management For Voted - Abstain
7 Related Party Transactions (Jiangsu Communications
Holding Co., Ltd. and its Related Companies) Management For Voted - Abstain
8 Related Party Transactions (Govtor Capital Group
Co., Ltd. and its Related Companies) Management For Voted - Abstain
9 Related Party Transactions (Jiangsu SOHO Holdings
Group Co., Ltd. and its Related Companies) Management For Voted - Abstain
10 Related Party Transactions (Other Related Parties) Management For Voted - Abstain
11 2023 Proprietary Investment Budget Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Independent Directors' Report Management For Voted - For
14 Repurchase and Cancellation of Part of the
Restricted A Shares Management For Voted - For
15 Extension of Validity Period of the General Mandate
to Issue Onshore and Offshore Debt Financing
Instruments Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Jun-23 Meeting Type: Other
1 Repurchase and Cancellation of Part of the
Restricted A Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
HUATAI SECURITIES COMPANY LIMITED
Security ID: Y37426114 Ticker: 6886
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules Governing
Shareholders General Meeting Management For Voted - For
4 Amendments to the Business Scope and Articles Management For Voted - For
5 Amendments to the Work System for Independent
Directors Management For Voted - For
1552
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Amendments to the Management System for
Related-Party Transactions Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect ZHANG Wei Management For Voted - For
9 Elect DING Feng Management For Voted - Against
10 Elect CHEN Zhongyang Management For Voted - For
11 Elect KE Xiang Management For Voted - For
12 Elect HU Xiao Management For Voted - Against
13 Elect ZHANG Jinxin Management For Voted - For
14 Elect YIN Lihong Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WANG Jianwen Management For Voted - For
17 Elect WANG Quansheng Management For Voted - For
18 Elect PENG Bing Management For Voted - For
19 Elect WANG Bing Management For Voted - For
20 Elect XIE Yonghai Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect LI Chongqi Management For Voted - Against
23 Elect YU Lanying Management For Voted - Against
24 Elect ZHANG Xiaohong Management For Voted - For
25 Elect ZHOU Hongrong Management For Voted - Against
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Related Party Transactions (Jiangsu Guoxin
Investment Group Limited and its Related Companies) Management For Voted - Abstain
8 Related Party Transactions (Jiangsu Communications
Holding Co., Ltd. and its Related Companies) Management For Voted - Abstain
9 Related Party Transactions (Govtor Capital Group
Co., Ltd. and its Related Companies) Management For Voted - Abstain
10 Related Party Transactions (Jiangsu SOHO Holdings
Group Co., Ltd. and its Related Companies) Management For Voted - Abstain
11 Related Party Transactions (Other Related Parties) Management For Voted - Abstain
12 2023 Proprietary Investment Budget Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Independent Directors' Report Management For Voted - For
15 Repurchase and Cancellation of Part of the
Restricted A Shares Management For Voted - For
16 Extension of Validity Period of the General Mandate
to Issue Onshore and Offshore Debt Financing
Instruments Management For Voted - For
1553
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Repurchase and Cancellation of Part of the
Restricted A Shares Management For Voted - For
HUAXI SECURITIES CO.,LTD.
Security ID: Y374D7102 Ticker: 002926
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Amendments to Articles Management For Voted - For
7 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
8 Amendments to Procedural Rules for Board Meetings Management For Voted - For
9 Amendments to Procedural Rules for Supervisory
Board Meetings Management For Voted - For
10 Amendments to Procedural Rules for Connected
Transactions System Management For Voted - For
11 Amendments to Procedural Rules for Raised Funds
Management System Management For Voted - For
12 Amendments to Procedural Rules for Investor
Relations Management System Management For Voted - For
13 Amendments to Procedural Rules for Information
Disclosure Management System Management For Voted - For
14 Amendments to Procedural Rules for Online Voting
System at Shareholders General Meeting Management For Voted - For
15 Reappointment of Auditor Management For Voted - For
16 Related Party Transactions Management For Voted - For
17 Statement of 2022 Work Performance, Performance
Appraisal and Remuneration for Directors Management For Voted - For
18 Statement of 2022 Work Performance, Performance
Appraisal and Remuneration for Supervisors Management For Voted - For
HUAXIA BANK CO
Security ID: Y37467118 Ticker: 600015
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
1554
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
6 Purchase Of Buildings Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 Appointment Of 2023 Audit Firm And Its Audit Fees Management For Voted - For
7 Plan For Issuance Of Financial Bonds And Relevant
Authorization Management For Voted - Abstain
8 Implementing Results Of The Connected Transactions
Management System And Report On The Connected
Transactions In 2022 Management For Voted - For
9 Connected Transaction Quota with a Company and Its
Related Enterprises Management For Voted - For
10 Connected Transaction Quota with a 2nd Company and
Its Related Enterprises Management For Voted - For
11 Connected Transaction Quota with a 3rd Company and
Its Related Enterprises Management For Voted - For
12 Connected Transaction Quota with a 4th Company and
Its Related Enterprises Management For Voted - For
13 Connected Transaction Quota with a 5th Company and
Its Related Enterprises Management For Voted - For
14 Connected Transaction Quota with a 6th Company Management For Voted - For
15 Connected Transaction Quota with a 7th Company Management For Voted - For
INDUSTRIAL & COMMERCIAL BANK OF CHINA
Security ID: Y3990B104 Ticker: 1398
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Payment Plan of Remuneration to Directors for 2021 Management For Voted - For
2 Payment Plan of Remuneration to Supervisors for 2021 Management For Voted - For
3 Re-elect LU Yongzhen Management For Voted - For
4 Application for Temporary Authorization Limit for
External Donations Management For Voted - For
5 Authority to Issue Undated Additional Tier 1
Capital Bonds Management For Voted - For
6 Amendments to Procedural Rules for General Meetings Management For Voted - Against
7 Amendments to Procedural Rules for the Board of
Directors Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
1555
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Allocation of Profits/Dividends Management For Voted - For
5 2023 Fixed Asset Investment Budget Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect FENG Weidong Management For Voted - Against
8 Elect CAO Liqun Management For Voted - Against
9 Liability Insurance Management For Voted - For
INDUSTRIAL & COMMERCIAL BANK OF CHINA
Security ID: Y3990B112 Ticker: 1398
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Payment Plan of Remuneration to Directors for 2021 Management For Voted - For
3 Payment Plan of Remuneration to Supervisors for 2021 Management For Voted - For
4 Re-elect LU Yongzhen Management For Voted - For
5 Application for Temporary Authorization Limit for
External Donations Management For Voted - For
6 Authority to Issue Undated Additional Tier 1
Capital Bonds Management For Voted - For
7 Amendments to Procedural Rules for General Meetings Management For Voted - Against
8 Amendments to Procedural Rules for the Board of
Directors Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2023 Fixed Asset Investment Budget Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect FENG Weidong Management For Voted - Against
9 Elect CAO Liqun Management For Voted - Against
10 Liability Insurance Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Non-Voting Agenda Item N/A N/A Non-Voting
INDUSTRIAL BANK CO., LTD.
Security ID: Y3990D100 Ticker: 601166
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports and 2023 Financial Budget
Report Management For Voted - For
1556
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of 2023 Auditor Management For Voted - Against
7 Authority to Issue Capital Bond Management For Voted - For
8 Approval of Medium-term Capital Management Plan
(2023-2025) Management For Voted - Abstain
9 Elect QIAO Lijian Management For Voted - For
10 Elect ZHU Kun Management For Voted - For
11 Elect CHEN Gongxian Management For Voted - For
12 Elect ZHANG Xuewen Management For Voted - For
13 Elect YU Zusheng Management For Voted - For
14 Elect SUN Zheng Management For Voted - For
LUFAX HOLDING LTD
Security ID: 54975P102 Ticker: LU
Meeting Date: 12-Apr-23 Meeting Type: Special
1 Amended and Restated Articles of Association Management For Voted - For
2 Amendment to the Phase I and Phase II Share
Incentive Plans and 2019 Performance Share Unit Plan Management For Voted - For
3 General Mandate to Issue Shares Management For Voted - Against
4 General Mandate to Repurchase Shares Management For Voted - For
5 Authority to Issue Repurchased Shares Management For Voted - Against
NEW CHINA LIFE INSURANCE CO. LTD
Security ID: Y625A4115 Ticker: 1336
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Quan Management For Voted - For
3 Elect ZHANG Hong Management For Voted - For
4 Elect YANG Yi Management For Voted - Against
5 Elect HE Xingda Management For Voted - For
6 Elect YANG Xue Management For Voted - For
7 Elect GENG Jianxin Management For Voted - For
8 Elect MA Yiu Tim Management For Voted - For
9 Elect LAI Guanrong Management For Voted - For
10 Elect XU Xu Management For Voted - For
11 Elect GUO Yongqing Management For Voted - For
12 Amendments to the Administrative Measures on
Related Party Transactions Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect HU Aimin Management For Voted - For
3 Elect LI Qiqiang Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
1557
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Annual Report Management For Voted - For
7 Report of Performance of Directors Management For Voted - For
8 Report on the Performance of Supervisors Management For Voted - For
9 Report on the Performance of Independent
Non-executive Directors Management For Voted - For
10 Formulation of the Interim Administrative Measures
on the Remuneration of Directors and Supervisors Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
NEW CHINA LIFE INSURANCE CO. LTD
Security ID: Y625A4123 Ticker: 1336
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Elect LI Quan Management For Voted - For
2 Elect ZHANG Hong Management For Voted - For
3 Elect YANG Yi Management For Voted - Against
4 Elect HE Xingda Management For Voted - For
5 Elect YANG Xue Management For Voted - For
6 Elect GENG Jianxin Management For Voted - For
7 Elect MA Yiu Tim Management For Voted - For
8 Elect LAI Guanrong Management For Voted - For
9 Elect XU Xu Management For Voted - For
10 Elect GUO Yongqing Management For Voted - For
11 Amendments to the Administrative Measures on
Related Party Transactions Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Special
1 Elect HU Aimin Management For Voted - For
2 Elect LI Qiqiang Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report Management For Voted - For
6 Report of Performance of Directors Management For Voted - For
7 Report on the Performance of Supervisors Management For Voted - For
8 Report on the Performance of Independent
Non-executive Directors Management For Voted - For
1558
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Formulation of the Interim Administrative Measures
on the Remuneration of Directors and Supervisors Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
NORTHEAST SECURITIES COMPANY LIMITED
Security ID: Y6411E102 Ticker: 000686
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Work System for Independent Directors Management For Voted - For
4 Amendments to Management System for Shares Held by
Directors, Supervisors and Senior Management and
the Changes Thereof Management For Voted - For
5 Amendments to Management System for Connected
Transaction Management For Voted - For
ORIENT SECURITIES COMPANY LIMITED (AKA DFZQ)
Security ID: Y6S79P100 Ticker: 600958
Meeting Date: 08-Nov-22 Meeting Type: Special
1 Elect Chen Han Management For Voted - For
2 Amendments To The System For Independent Directors Management For Voted - For
3 Amendments To The Connected Transactions Management
Measures Management For Voted - For
4 Amendments To The External Guarantee Management
Measures Management For Voted - For
5 Amendments To The Raised Funds Management Measures Management For Voted - For
6 Amendments to the Company's Some Articles of
Association Management For Voted - For
Meeting Date: 10-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Proprietary Business Scale Management For Voted - For
7 Annual Report Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Related Party Transactions with Shenergy (Group)
Company Limited and Its Related Companies Management For Voted - For
10 Related Party Transactions with Other Related
Parties Management For Voted - For
11 Authority to Give Guarantees Management For Voted - Abstain
12 Appointment of Auditor Management For Voted - For
13 Shareholder Returns Plan in Future Three Years
(2023-2025) Management For Voted - For
1559
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 General authorization to issue domestic debt
financing instruments Management For Voted - For
PICC PROPERTY & CASUALTY COMPANY LIMITED
Security ID: Y6975Z103 Ticker: 2328
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect LI Weibin Management For Voted - For
4 Elect QU Xiaobo Management For Voted - For
5 Elect DONG Qingxiu as Supervisor Management For Voted - For
6 Elect Carson Wen as Supervisor Management For Voted - For
7 Authorization Plan of the Board Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect HU Wei Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of International and PRC Auditors and
Authority to Set Fees Management For Voted - For
8 Authority to Issue Capital Supplementary Bonds Management For Voted - For
PING AN BANK CO., LTD.
Security ID: Y6896T103 Ticker: 000001
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Composition Of The Board Management For Voted - For
2 Composition Of The Supervisory Committee Management For Voted - For
3 Election of Supervisor Supervisor Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect XIE Yonglin Management For Voted - For
6 Elect CHEN Xinying Management For Voted - For
7 Elect CAI Fangfang Management For Voted - For
8 Elect FU Xin Management For Voted - For
9 Elect HU Jianfeng Management For Voted - For
10 Elect GUO Jian Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
1560
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Elect HU Yuefei Management For Voted - For
13 Elect YANG Zhiqun Management For Voted - For
14 Elect GUO Shibang Management For Voted - For
15 Elect XIANG Youzhi Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect YANG Jun Management For Voted - For
18 Elect AI Chunrong Management For Voted - For
19 Elect WU Zhipan Management For Voted - For
20 Elect CHEN Su Management For Voted - For
21 Elect LIU Feng Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect WANG Chunhan Management For Voted - For
24 Elect WANG Songqi Management For Voted - For
25 Elect HAN Xiaojing Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Annual Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 External Donation Budget and External Donation
Authorization Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Elect JI Guangheng as an Executive Director Management For Voted - For
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Security ID: Y69790106 Ticker: 2318
Meeting Date: 12-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect WANG Guangqian Management For Voted - For
9 Authority to Issue Debt Financing Instruments Management For Voted - For
1561
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Security ID: Y69790114 Ticker: 2318
Meeting Date: 12-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect WANG Guangqian Management For Voted - For
8 Authority to Issue Debt Financing Instruments Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Security ID: Y6987V108 Ticker: 1658
Meeting Date: 01-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Supplemental Agreement to the Agency Banking
Businesses Framework Agreement Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility for Non-Public Issuance of A Share Management For Voted - Against
3 Class and Nominal Value of Securities to be Issued Management For Voted - Against
4 Method and Time of Issuance Management For Voted - Against
5 Amount and the Use of Raised Proceeds Management For Voted - Against
6 Target Subscriber and Subscription Method Management For Voted - Against
7 Pricing Benchmark Date, Issue Price and Pricing
Principle Management For Voted - Against
8 Number of Shares to be Issued Management For Voted - Against
9 Lock-up Period of Shares to be Issued Management For Voted - Against
10 Listing Venue Management For Voted - Against
11 Arrangement of Accumulated Undistributed Profits
Prior to Completion of the Issuance Management For Voted - Against
12 Validity Period of the Resolution Management For Voted - Against
13 Feasibility Report on the Use of Proceeds Raised
From the Non-public Issuance of A Shares Management For Voted - Against
14 Report on the Use of Proceeds Previously Raised Management For Voted - For
15 Dilution of Immediate Returns by the Non-Public
Issuance of A Shares, Remedial Measures and
Commitments of Related Entities Management For Voted - Against
16 Shareholders' Return Plan Management For Voted - For
1562
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Authorization to Handle All Matters in Relation to
the Non-Public Issuance of A Shares Management For Voted - Against
18 Elect WEN Tiejun Management For Voted - Against
19 Elect Timpson CHUNG Shui Ming Management For Voted - Against
20 Elect PAN Yingli Management For Voted - For
21 Elect TANG Zhihong Management For Voted - For
22 Directors' Remuneration Settlement Plan for 2021 Management For Voted - For
23 Supervisors' Remuneration Settlement Plan for 2021 Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2023 Fixed Asset Investment Budget Management For Voted - For
7 Appointment of Auditors and Authority to Set Fees Management For Voted - For
8 Change in Registered Capital Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Amendments to Procedural Rules of Shareholders
General Meeting Management For Voted - For
11 Amendments to Procedural Rules of the Board of
Directors Management For Voted - For
12 Elect HUANG Jie Management For Voted - For
13 Elect LI Chaokun Management For Voted - For
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Security ID: Y6988Z108 Ticker: 1658
Meeting Date: 01-Nov-22 Meeting Type: Special
1 Supplemental Agreement to the Agency Banking
Businesses Framework Agreement Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Eligibility for Non-Public Issuance of A Share Management For Voted - Against
2 Class and Nominal Value of Securities to be Issued Management For Voted - Against
3 Method and Time of Issuance Management For Voted - Against
4 Amount and the Use of Raised Proceeds Management For Voted - Against
5 Target Subscriber and Subscription Method Management For Voted - Against
6 Pricing Benchmark Date, Issue Price and Pricing
Principle Management For Voted - Against
7 Number of Shares to be Issued Management For Voted - Against
8 Lock-up Period of Shares to be Issued Management For Voted - Against
9 Listing Venue Management For Voted - Against
10 Arrangement of Accumulated Undistributed Profits
Prior to Completion of the Issuance Management For Voted - Against
11 Validity Period of the Resolution Management For Voted - Against
1563
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Feasibility Report on the Use of Proceeds Raised
From the Non-public Issuance of A Shares Management For Voted - Against
13 Report on the Use of Proceeds Previously Raised Management For Voted - For
14 Dilution of Immediate Returns by the Non-Public
Issuance of A Shares, Remedial Measures and
Commitments of Related Entities Management For Voted - Against
15 Shareholders' Return Plan Management For Voted - For
16 Authorization to Handle All Matters in Relation to
the Non-Public Issuance of A Shares Management For Voted - Against
17 Elect WEN Tiejun Management For Voted - Against
18 Elect Timpson CHUNG Shui Ming Management For Voted - Against
19 Elect PAN Yingli Management For Voted - For
20 Elect TANG Zhihong Management For Voted - For
21 Directors' Remuneration Settlement Plan for 2021 Management For Voted - For
22 Supervisors' Remuneration Settlement Plan for 2021 Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2023 Fixed Asset Investment Budget Management For Voted - For
6 Appointment of Auditors and Authority to Set Fees Management For Voted - For
7 Change in Registered Capital Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Amendments to Procedural Rules of Shareholders
General Meeting Management For Voted - For
10 Amendments to Procedural Rules of the Board of
Directors Management For Voted - For
11 Elect HUANG Jie Management For Voted - For
12 Elect LI Chaokun Management For Voted - For
QIFU TECHNOLOGY, INC.
Security ID: 88557W101 Ticker: QFIN
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Appointment of Auditor and Authority to Set Fees Management For Voted - For
2 Elect Jiao Jiao Management For Voted - Against
3 Elect Fan Zhao Management For Voted - For
QINGDAO RURAL COMMERCIAL BANK CORPORATION
Security ID: Y7S663102 Ticker: 002958
Meeting Date: 30-Aug-22 Meeting Type: Special
1 Re-Establishment of Management System for Connected
Transactions Management For Voted - For
2 Elect WANG Xifeng Management For Voted - For
1564
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SDIC CAPITAL CO LTD
Security ID: Y8045P107 Ticker: 600061
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2023 Estimated Continuing Connected Transactions Management For Voted - For
6 2023 Application For Credit Line To Financial
Institutions Management For Voted - For
7 2022 Allocation of Profits Management For Voted - For
8 Authority to Issue Domestic Debt Financing
Instruments by a Subsidiary Management For Voted - For
9 2022 Remuneration For Directors And Supervisors Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 2023 Estimated Guarantees Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect DUAN Wenwu Management For Voted - For
14 Elect LUO Shaoxiang Management For Voted - For
15 Elect BAI Hong Management For Voted - For
16 Elect LI Ying Management For Voted - Against
17 Elect GE Yi Management For Voted - For
18 Elect ZHOU Yunfu Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect ZHANG Min Management For Voted - For
21 Elect CAI Hongbin Management For Voted - For
22 Elect BAI Wenxian Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect QU Lixin Management For Voted - Against
25 Elect ZHANG Wenxiong Management For Voted - Against
26 Elect ZHANG Peipeng Management For Voted - For
SEALAND SECURITIES COMPANY LIMITED
Security ID: Y2941X108 Ticker: 000750
Meeting Date: 21-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect MO Hongsheng Management For Voted - For
3 Elect ZHAO Nini Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Amendments to Work System for Independent Directors Management For Voted - For
6 Amendments to Management System for Profit
Distribution Management For Voted - For
7 Amendments to Management System for External
Guarantees Management For Voted - For
1565
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Amendments to Management System for Financial
Assistance Management For Voted - For
9 Amendments to Management System for Connected
Transactions Management For Voted - For
10 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 21-Mar-23 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the Non-public Share Offering and the Valid Period
of the Authorization to the Board to Handle Matters
Regarding the Non-public Share Offering Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of Independent Director: Ni Shoubin Management For Voted - For
3 2022 Work Report Of Independent Director: Liu
Jinrong Management For Voted - For
4 2022 Work Report Of Independent Director: Ruan Shuqi Management For Voted - For
5 2022 Work Report Of The Supervisory Committee Management For Voted - For
6 2022 Annual Accounts Management For Voted - For
7 2022 Annual Report And Its Summary Management For Voted - For
8 2022 Profit Distribution Plan Management For Voted - For
9 2023 Proprietary Funds Securities Investment Scale
And Risk Limits Management For Voted - For
10 Amendments to Articles Management For Voted - For
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Security ID: Y7689F102 Ticker: 600000
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Approval of 2022 Directors' Report Management For Voted - For
2 Approval of 2022 Supervisors' Report Management For Voted - For
3 Approval of 2022 Annual Accounts and 2023 Financial
Budget Management For Voted - For
4 Allocation of 2022 Profits Management For Voted - For
5 Appointment of 2023 Auditor Management For Voted - For
6 Elect WEI Xianhua Management For Voted - For
7 Proposal of the Company on the Remuneration of
Senior Management Personnel in 2021 and 2022 Management For Voted - For
8 2023-2027 Capital Management Plan Management For Voted - For
9 Capital Bond Issuance Planning and Related
Authorization Management For Voted - Abstain
1566
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANGHAI RURAL COMMERCIAL BANK
Security ID: Y7690Q113 Ticker: 601825
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Budget Results And 2023 Budget Plan Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Reappointment Of 2023 Audit Firm Management For Voted - For
6 Formulation Of The Management Measures For
Remuneration For Directors Management For Voted - For
7 Formulation Of The Management Measures For
Remuneration For Supervisors Management For Voted - For
8 2023 Estimated Quota of Continuing Connected
Transactions: A Company and Its Related Parties Management For Voted - For
9 2023 Estimated Quota of Continuing Connected
Transactions: A 2ND Company and Its Related Parties Management For Voted - For
10 2023 Estimated Quota of Continuing Connected
Transactions: A 3RD Company and Its Related Parties Management For Voted - For
11 2023 Estimated Quota of Continuing Connected
Transactions: A 4TH Company and Its Related Parties Management For Voted - For
12 2023 Estimated Quota of Continuing Connected
Transactions: A 5TH Company and Its Related Parties Management For Voted - For
13 2023 Estimated Quota of Continuing Connected
Transactions: A 6TH Company and Its Related Parties Management For Voted - For
14 2023 Estimated Quota of Continuing Connected
Transactions: A 7TH Company and Its Related Parties Management For Voted - For
15 2023 Estimated Quota of Continuing Connected
Transactions: A 8TH Company and Its Related Parties Management For Voted - For
16 2023 Estimated Quota of Continuing Connected
Transactions: A 9TH Company and Its Related Parties Management For Voted - For
17 2023 Estimated Quota of Continuing Connected
Transactions: Other Related Parties Management For Voted - For
18 Elect ZHANG Xueyan Management For Voted - For
19 Elect LI Guanying Management For Voted - For
20 Elect LE Jiawei Management For Voted - For
21 Elect HUANG Jixian Management For Voted - For
22 Elect CHEN Ying Management For Voted - For
23 Elect ZHANG Jun Management For Voted - For
24 Elect CHEN Gui Management For Voted - For
25 Elect WANG Zhe Management For Voted - For
26 Elect LIU Yunhong Management For Voted - For
27 Elect LI Peigong Management For Voted - For
28 Elect DONG Fang Management For Voted - For
1567
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANXI SECURITIES CO LTD
Security ID: Y7700J109 Ticker: 002500
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions with Shanxi Financial
Investment Holdings Co., Ltd. and its Subsidiaries Management For Voted - For
7 Related Party Transactions with Taiyuan Iron &
Steel (Group) Co., Ltd. and Person Acting in Concert Management For Voted - For
8 Related Party Transactions with Shanxi
International Electricity Group Co., Ltd. and
Person Acting in Concert Management For Voted - For
9 Related Party Transactions with Deutsche Bank Co.
and its Subsidiaries Management For Voted - For
10 Related Party Transactions with Those Directly or
Indirectly Controlled by Related Natural Persons or
Directors or Senior Managers Under the
Circumstances Specified in Article 6.3.3 of the
Shenzhen Stock Exchange Stock Listing Rules Management For Voted - For
11 Related Party Transaction with Legal Persons or
Natural Persons Under One of the Circumstances
Specified in Article 6.3.3 of the Shenzhen Stock
Exchange Stock Listing Rules for the Past or Next
12 Months Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Directors' Fees in 2022 and 2023 Management For Voted - For
14 Supervisors' Fees in 2022 and 2023 Management For Voted - For
15 Report on Performance, Performance Appraisal and
Compensation of Senior Management in 2022 Management For Voted - For
16 Amendments to Articles Management For Voted - For
17 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
18 Amendments to Procedural Rules: Board Meetings Management For Voted - For
19 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
20 Amendments to Management System for Connected
Transactions Management For Voted - For
21 Amendments to Management System for Raised Funds Management For Voted - For
22 Issuer, Issue Size and Method Management For Voted - For
23 Types of Debt Instruments Management For Voted - For
24 Term of Debt Instruments Management For Voted - For
25 Price and Interest Rate of Debt Instruments Management For Voted - For
26 Guarantees and other Credit Enhancement Arrangements Management For Voted - For
27 Use of Proceeds Management For Voted - For
28 Subscribers and the Arrangement of Placement to the
Shareholders of the Company Management For Voted - For
29 Listing and Listing Transfer of Debt Instruments Management For Voted - For
1568
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
30 Safeguard Measures of Debts Repayment Management For Voted - For
31 Validity Management For Voted - For
32 Board Authorization Management For Voted - For
SHENWAN HONGYUAN GROUP CO., LTD.
Security ID: Y774B4102 Ticker: 000166
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Elect LIU Jian Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Amendments to Procedural Rules for Board Meetings Management For Voted - For
2 Amendments to Management Measures for Raised Funds Management For Voted - For
3 Elect SHAO Yalou as Director Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 General Authorization to the Board Regarding
Additional A-Share and H-Share Offering Management For Voted - Against
7 Related Party Transactions with China Jianyin
Investment Ltd. and Its Subsidiaries Management For Voted - For
8 Related Party Transactions with Other Related
Parties Management For Voted - For
9 Amendments to the Plan on Authorization to the
Board by the General Meeting Management For Voted - For
10 Reappointment of Auditor Management For Voted - For
SINOLINK SECURITIES CO., LTD.
Security ID: Y8004P106 Ticker: 600109
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Establishment of Management System for External
Financial Aid Management For Voted - For
2 Addition of the Company's Listed Securities Market
Making Transaction Type and Change of Business
Scope Management For Voted - For
3 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
1569
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SOOCHOW SECURITIES CO., LTD.
Security ID: Y8074Z117 Ticker: 601555
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Election Of Independent Directors Management For Voted - For
2 Election Of Supervisors Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Change Of The Business Scope Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Adjustment Of Allowance Standards For Independent
Directors Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Estimated Continuing Connected Transactions Management For Voted - For
7 2023 Proprietary Investment Quota Management For Voted - For
8 Amendments To The Company S Articles Of Association Management For Voted - For
9 Amendments to the Remuneration and Appraisal
Management System for Directors and Supervisors Management For Voted - For
SOUTHWEST SECURITIES COMPANY LIMITED
Security ID: Y8103U105 Ticker: 600369
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Elect WEI Siyu Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
5 Change Of The Purpose Of Some Raised Funds From The
Non-Public Share Offering Management For Voted - For
Meeting Date: 26-Dec-22 Meeting Type: Special
1 Appointment Of 2022 Financial Audit Firm And
Internal Control Audit Firm Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Special
1 2023 Proprietary Investment Quota Management For Voted - For
1570
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Donation Of Assistance Funds To Promote Rural
Revitalization Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 Related Party Transactions: Chongqing Yufu Holding
Group Limited, Chongqing Yufu Capital Operation
Group Limited and their Related Entities Management For Voted - For
6 Related Party Transactions: Chongqing Urban
Construction Investment (Group) Co., Ltd. and its
Related Entities Management For Voted - For
7 Related Party Transactions: Chongqing Jiangbeizui
Central Business District Investment Group Co.,
Ltd. and its Related Entities Management For Voted - For
8 Related Party Transactions: Others Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 2022 Annual Accounts Management For Voted - For
11 2022 Profit Distribution Plan Management For Voted - For
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD
Security ID: Y6800A109 Ticker: 1339
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect XIAO Jianyou Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Remuneration Scheme for Directors and Supervisors
for 2021 Management For Voted - For
3 Elect SONG Hongjun Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Budget of Fixed Asset Investment for 2023 Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Charitable Donation Plan for 2023 Management For Voted - For
9 Elect WANG Pengcheng Management For Voted - For
1571
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD
Security ID: Y6800A117 Ticker: 1339
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Elect XIAO Jianyou Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Special
1 Remuneration Scheme for Directors and Supervisors
for 2021 Management For Voted - For
2 Elect SONG Hongjun Management For Voted - For
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Budget of Fixed Asset Investment for 2023 Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Charitable Donation Plan for 2023 Management For Voted - For
8 Elect WANG Pengcheng Management For Voted - For
WESTERN SECURITIES CO., LTD.
Security ID: Y9382Q104 Ticker: 002673
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2023 Securities Investment Business Scale with
Proprietary Funds And Risk Limit Indicators Management For Voted - For
6 2023 Estimated Continuing Connected Transactions:
Connected Transactions Among The Company, Its
Subsidiaries, And A Company And Its Controlled
Enterprises Management For Voted - For
7 2023 Estimated Continuing Connected Transactions:
Connected Transactions Among The Company, Its
Subsidiaries, And A 2nd Company And Its Concert
Party Management For Voted - For
8 2023 Estimated Continuing Connected Transactions:
Connected Transactions Among The Company, Its
Subsidiaries, And Other Related Parties Management For Voted - For
9 Amendments to The System for Independent Directors Management For Voted - For
10 Amendments to The Connected Transaction Management
System Management For Voted - For
11 Amendments to The Raised Funds Management Measures Management For Voted - For
12 Appointment of 2023 Audit Firm Management For Voted - For
1572
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHESHANG SECURITIES CO.,LTD.
Security ID: Y989BG109 Ticker: 601878
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Change of the Purpose of Some Funds Raised from
2019 Public Issuance of Convertible Corporate Bonds Management For Voted - For
2 2022 Interim Profit Distribution Plan Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect WU Chenggen Management For Voted - For
5 Elect WANG Qingshan Management For Voted - For
6 Elect JIANG Zhaohui Management For Voted - For
7 Elect XU Changsong Management For Voted - For
8 Elect RUAN Liya Management For Voted - For
9 Elect CHEN Xijun Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect XIONG Jianyi Management For Voted - For
12 Elect SHEN Tianfeng Management For Voted - For
13 Elect JIN Xuejun Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect WANG Yubing Management For Voted - For
16 Elect GONG Shangzhong Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Eligibility for Private Placement Management For Voted - Against
2 Adjustment to the Plan for Share Offering to
Specific Parties: Stock Type and Par Value Management For Voted - Against
3 Adjustment to the Plan for Share Offering to
Specific Parties: Issuing Method and Date Management For Voted - Against
4 Adjustment to the Plan for Share Offering to
Specific Parties: Issuing Target and Subscription
Method Management For Voted - Against
5 Adjustment to the Plan for Share Offering to
Specific Parties: Pricing Benchmark Date, Price,
and Pricing Principles Management For Voted - Against
6 Adjustment to the Plan for Share Offering to
Specific Parties: Issuing Volume Management For Voted - Against
7 Adjustment to the Plan for Share Offering to
Specific Parties: Lockup Period Management For Voted - Against
8 Adjustment to the Plan for Share Offering to
Specific Parties: Amount and the Use of Raised Funds Management For Voted - Against
9 Adjustment to the Plan for Share Offering to
Specific Parties: Arrangement for the Accumulative
Retained Profits Before this Issuance Management For Voted - Against
10 Adjustment to the Plan for Share Offering to
Specific Parties: Listing Market Management For Voted - Against
11 Adjustment to the Plan for Share Offering to
Specific Parties: Validation Period Management For Voted - Against
12 Approval of Preliminary Plan for Share Offering to
Specific Parties (Revised) Management For Voted - Against
1573
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Feasibility Report on Use of Proceeds (Revised) Management For Voted - Against
14 Report On The Use Of Previously Raised Funds
(Revised) Management For Voted - For
15 Related Party Transactions Involves in this Share
Offering Management For Voted - For
16 Conditional Share Subscription Agreement To Be
Signed With A Company Management For Voted - Against
17 The Conditional Supplementary Agreement to the
Share Subscription Agreement to be Signed with the
above Company Management For Voted - Against
18 Board Authorization to Handle Matters Regarding
this Share Offering Management For Voted - Against
19 Diluted Immediate Return after the Share Offering
to Specific Parties, Filling Measures and
Commitments of Relevant Parties (Revised) Management For Voted - Against
20 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - Against
21 Shareholder Returns Plan (2023-2025) Management For Voted - For
22 Board Authorization for Exemption of a Company from
the Tender Offer Obligation to Increase
Shareholding in the Company Management For Voted - Against
23 Expansion of the Company's Business Scope and
Amendments to Articles Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 Transactions With A Controlling Shareholder And Its
Related Parties Management For Voted - For
5 Transactions With Other Related Companies Management For Voted - For
6 Transactions With Related Natural Persons Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Reappointment Of 2023 Audit Firm Management For Voted - Against
9 2023 Financial Investment Scale Management For Voted - For
10 2023 External Donation Plan Management For Voted - For
11 Renewal of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
12 Elect WANG Jun Management For Voted - For
ZHONGAN ONLINE P & C INSURANCE CO LTD
Security ID: Y989DF109 Ticker: 6060
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Auto Co-Insurance Cooperation Agreement Management For Voted - For
3 Board Authorization To Execute the Auto
Co-insurance Cooperation Agreement Management For Voted - For
4 Approval of the Adjustment to Directors Allowance Management For Voted - For
1574
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 2023-2025 Three-Year Capital Planning Report Management For Voted - For
7 Amendments to Articles Management For Voted - For
ZHONGTAI SECURITIES CO LTD
Security ID: Y989B4106 Ticker: 600918
Meeting Date: 28-Jul-22 Meeting Type: Special
1 Performance Appraisal And Remuneration For
Directors In 2021 And From 2019 To 2021 Management For Voted - For
2 Performance Appraisal and Remuneration for
Supervisors in 2021 and from 2019 to 2021 Management For Voted - For
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Work System for Independent Directors Management For Voted - For
3 Amendments to Management System for External
Guarantees Management For Voted - For
4 Amendments to Management System for Connected
Transactions Management For Voted - For
5 Amendments to Management System for External
Investment Management For Voted - For
6 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Hong Management For Voted - For
3 Elect BI Yuguo Management For Voted - For
Meeting Date: 23-Mar-23 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
1575
Global X MSCI China Financials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Related Party Transactions with Shandong Energy
Group Co., Ltd. and its Related Companies
Management For Voted - For
7 Related Party Transactions with Shandong Iron &
Steel Group Co., Ltd. and its Related Companies
Management For Voted - For
8 Related Party Transactions with Other Related Legal
Person
Management For Voted - For
9 Related Party Transactions with Affiliated Natural
Person
Management For Voted - For
10 Type Management For Voted - Abstain
11 Issuer Management For Voted - Abstain
12 Size of Issuance Management For Voted - Abstain
13 Method of Issuance Management For Voted - Abstain
14 Term of Bond Management For Voted - Abstain
15 Interest Rate Management For Voted - Abstain
16 Issue Price Management For Voted - Abstain
17 Guarantee and Other Credit Enhancement Arrangement Management For Voted - Abstain
18 Use of Proceeds Management For Voted - Abstain
19 Target and Arrangement for Placing to Original
Shareholders Management For Voted - Abstain
20 Listing Arrangement Management For Voted - Abstain
21 Debt Repayment Guarantee Methods Management For Voted - Abstain
22 Validity Management For Voted - Abstain
23 Board Authorization Management For Voted - Abstain
24 Appointment of Auditor Management For Voted - For
25 2022 Independent Directors' Report Management For Voted - For
26 2023 Proprietary Investment Quota Management For Voted - For
27 Application for Market Making Business
Qualification of Listed Securities Company Management For Voted - For
1576
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
3SBIO INC
Security ID: G8875G102 Ticker: 1530
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect PU Tianruo Management For Voted - Against
5 Elect Heidi YANG Hoi Ti Management For Voted - For
6 Elect ZHANG Dan Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
AIER EYE HOSPITAL GROUP CO.LTD.
Security ID: Y0029J108 Ticker: 300015
Meeting Date: 30-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Social Responsibility Report Management For Voted - For
8 Remuneration of Directors Management For Voted - For
9 Remuneration of Supervisors Management For Voted - For
10 Approval of Credit Lines Management For Voted - For
11 Amendments to Articles [Bundled] Management For Voted - For
AIER EYE HOSPITAL GROUP COMPANY LIMITED
Security ID: Y0029J108 Ticker: 300015
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect CHEN Bang Management For Voted - For
3 Elect LI Li Management For Voted - Against
4 Elect HAN Zhong Management For Voted - Against
5 Elect WU Shijun Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect CHEN Shou Management For Voted - For
8 Elect GUO Yuemei Management For Voted - For
1577
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect GAO Guolei Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LI Xian Management For Voted - Against
12 Elect SU Jiangtao Management For Voted - For
13 Change of the Company's Domicile and Amendments to
the Company's Articles of Association and Handling
of the Industrial and Commercial Registration
Amendment Management For Voted - For
14 Report On The Use Of Previously-Raised Funds Management For Voted - For
Meeting Date: 21-Mar-23 Meeting Type: Special
1 Repurchase and Cancellation of Some Granted
Restricted Stocks Management For Voted - For
2 Change of the Company Registered Capital,
Amendments to the Company Articles of Association,
and Handling the Industrial and Commercial
Registration Amendment Management For Voted - For
3 Amendments To The Raised Funds Management System Management For Voted - For
AKESO INC
Security ID: G0146B103 Ticker: 9926
Meeting Date: 19-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 RMB Share Issue and the Specific Mandate Management For Voted - For
4 Board Authorization in Relation to RMB Share Issue Management For Voted - For
5 Plan for Distribution of Profits Accumulated Before
the RMB Share Issue Management For Voted - For
6 Three-Year Price Stabilization Plan Management For Voted - For
7 Three-Year Dividend Return Plan Management For Voted - For
8 Use of Proceeds from the RMB Share Issue Management For Voted - For
9 Remedial Measures for the Dilution of Immediate
Returns by the RMB Share Issue Management For Voted - For
10 Undertakings and the Corresponding Binding Measures
in Connection with the RMB Share Issue Management For Voted - For
11 Adoption of Procedural Rules of General Meetings Management For Voted - For
12 Adoption of Procedural Rules of Board Meetings Management For Voted - For
13 Authorization to the Board to Handle Matters
Necessary to Effect the Above Resolutions Management For Voted - For
14 Amendments to Articles of Association Management For Voted - For
15 Amendments to Articles of Association for the RMB
Share Issue Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
1578
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect XIE Ronggang Management For Voted - For
5 Elect XU Yan Management For Voted - For
6 Elect TAN Bo Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
APELOA PHARMACEUTICAL COMPANY LIMITED
Security ID: Y71710100 Ticker: 000739
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Provision of
Financial Aids to an Affiliated Entity Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Estimation of Related Party Transactions for 2023 Management For Voted - For
7 Authority to Give Guarantees Management For Voted - Against
8 Reappointment of Auditor Management For Voted - For
9 Investment in Wealth Management Products Management For Voted - For
10 Establishment of Procedural Rules for Management
System for External Guarantees Management For Voted - For
11 Amendments to Management System for External
Investment Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect ZHU Fangmeng Management For Voted - Against
14 Elect XU Wencai Management For Voted - Against
15 Elect HU Tiangao Management For Voted - Against
16 Elect WU Xing Management For Voted - Against
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect QIAN Juanping Management For Voted - For
19 Elect CHEN Ling Management For Voted - For
20 Elect PAN Weiguang Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect LI Guoping Management For Voted - Against
23 Elect GE Xiangquan Management For Voted - For
1579
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
ASYMCHEM LABORATORIES (TIANJIN) CO LTD
Security ID: Y0370S103 Ticker: 002821
Meeting Date: 02-Sep-22 Meeting Type: Other
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Board Authorization to Handle Matters Related to
the A Share Repurchase Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 02-Sep-22 Meeting Type: Special
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Board Authorization to Handle Matters Related to
the A Share Repurchase Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Oct-22 Meeting Type: Other
1 Repurchase and Cancellation of Part of Restricted a
Shares Granted Under the 2020 Restricted A Share
Incentive Scheme Management For Voted - For
2 Repurchase and Cancellation of Part of Restricted a
Shares Granted Under the 2021 Restricted A Share
Incentive Scheme Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Approval of Project Under the Investment Agreement
With the Management Committee of Taixing Economic
Development Zone Management For Voted - For
2 Change in the Use of Part of Proceeds and
Establishment of New Proceeds-funded Projects Management For Voted - For
3 Change in the Implementation Entity, Project Name
and Implementation Location of Some Proceeds-funded
Projects Management For Voted - For
4 Repurchase and Cancellation of Part of Restricted a
Shares Granted Under the 2020 Restricted A Share
Incentive Scheme Management For Voted - For
5 Repurchase and Cancellation of Part of Restricted a
Shares Granted Under the 2021 Restricted A Share
Incentive Scheme Management For Voted - For
6 Amendments to Articles Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Dec-22 Meeting Type: Special
1 2022 Employee Share Ownership Plan (Draft) and Its
Summary Management For Voted - Against
1580
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Proposal for Administrative Measures for the 2022
Employee Share Ownership Plan Management For Voted - Against
3 Board Authorization to Handle All Related Matters Management For Voted - Against
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Domestic Auditor Management For Voted - Against
7 Reappointment of International Auditor Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Supervisors' Fees Management For Voted - For
10 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
11 Foreign Exchange Derivatives Business Management For Voted - For
12 Shareholder Returns Plan Management For Voted - For
13 Granting of General Mandate to Issue A Shares
and/or H Shares Management For Voted - For
AUTOBIO DIAGNOSTICS CO LTD
Security ID: Y0483B104 Ticker: 603658
Meeting Date: 11-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2023 Financial Budget Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
7 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED
FUNDS IN 2022 Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Shareholder Return Plan for the Next Three Years
(2023-2025) Management For Voted - For
BEIGENE LTD
Security ID: G1146Y101 Ticker: BGNE
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect Margaret Han Dugan Management For Voted - For
3 Elect John V. Oyler Management For Voted - For
4 Elect Alessandro Riva Management For Voted - For
5 Ratification of Auditor Management For Voted - For
6 Authority to Assign Auditor's Fees Management For Voted - For
1581
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Approval of a Share Issue Mandate Management For Voted - Against
8 General Mandate to Repurchase Shares Management For Voted - For
9 Connected Person Placing Authorization I Management For Voted - Against
10 Connected Person Placing Authorization II Management For Voted - Against
11 Approval of Amgen's Direct Purchase Option Management For Voted - For
12 Approval of Restricted Share Unit Grant to John V.
Oyler Management For Voted - For
13 Approval of Restricted Share Unit Grant to Xiaodong
Wang Management For Voted - For
14 Approval of Restricted Share Unit Grant to Other
Non-Executive and Independent Non-Executive
Directors Management For Voted - For
15 Advisory Vote on Executive Compensation Management For Voted - Against
16 Adoption of New Articles Management For Voted - For
17 Approve the Adjournment of the Annual Meeting Management For Voted - For
BEIJING TONGRENTANG CO. LTD.
Security ID: Y0771B105 Ticker: 600085
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 2022 ANNUAL ACCOUNTS Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 REAPPOINTMENT OF AUDIT FIRM AND DETERMINATION OF
AUDIT FEES Management For Voted - For
5 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
6 2022 REMUNERATION FOR DIRECTORS Management For Voted - For
7 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
8 2022 REMUNERATION FOR SUPERVISORS Management For Voted - For
9 The Purchase Framework Agreement to Be Signed with
Related Parties and Estimated Amount Management For Voted - For
10 The Sales Framework Agreement to Be Signed with
Related Parties and the Estimated Amount Management For Voted - For
11 Amendments to the Company's Articles of Association Management For Voted - For
12 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
13 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
14 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
15 FORMULATION OF THE IMPLEMENTATION RULES FOR
CUMULATIVE VOTING SYSTEM Management For Voted - For
16 AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT
MEASURES Management For Voted - For
17 FORMULATION OF THE MANAGEMENT SYSTEM FOR PROVISION
OF EXTERNAL FINANCIAL AID Management For Voted - For
18 AMENDMENTS TO THE CONNECTED TRANSACTIONS MANAGEMENT
SYSTEM Management For Voted - For
19 Amendments to the Raised Funds Management System Management For Voted - For
1582
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 AMENDMENTS TO THE EXTERNAL INVESTMENT MANAGEMENT
MEASURES Management For Voted - For
21 AMENDMENTS TO THE WORK SYSTEM OF INDEPENDENT
DIRECTORS Management For Voted - For
22 AMENDMENTS TO THE MANAGEMENT SYSTEM FOR CAPITAL
TRANSFER WITH RELATED PARTIES Management For Voted - For
23 Elect LI Jun Management For Voted - Against
BEIJING TONGRENTANG CO., LTD.
Security ID: Y0771B105 Ticker: 600085
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Elect YANG Qingying Management For Voted - For
BEIJING WANTAI BIOLOGICAL PHARMACY ENTERPRISE CO LTD
Security ID: Y077CK103 Ticker: 603392
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Proposal to Use Idle Proprietary Funds for Cash
Management Management For Voted - For
2 Proposal to Use Idle Raised Funds for Cash
Management Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Special
1 2023 Employee Stock Ownership Plan Draft and its
Summary Management For Voted - Against
2 Management Rules for 2023 Employee Stock Ownership
Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters in
Relation to Employee Stock Ownership Plan Management For Voted - Against
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 10-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Allocation Plan Management For Voted - For
6 Independent Directors Fees Management For Voted - For
7 Non-Independent Directors Fees Management For Voted - For
8 2023 Supervisors Fees Management For Voted - For
9 Reappointment of 2023 Auditor Management For Voted - For
1583
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Application for Comprehensive Credit Line to Banks
and Provision of Guarantee for Subsidiaries Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Special
1 Termination of Projects Financed with Raised Funds
and Permanently Supplementing the Working Capital
or Repaying Loans with the Surplus Raised Funds Management For Voted - For
2 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
BETTA PHARMACEUTICALS CO LTD.
Security ID: Y0875K100 Ticker: 300558
Meeting Date: 17-Oct-22 Meeting Type: Special
1 The Company's Eligibility for A-Share Offering to
Specific Parties
Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
10 Purpose and Amount of the Raised Funds Management For Voted - Against
11 Validity Period Management For Voted - Against
12 Preplan For 2022 A-Share Offering To Specific
Parties (Revised) Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised From the 2022 A-Share Offering to
Specific Parties (Revised) Management For Voted - Against
14 Demonstration Analysis Report on the 2022 A-Share
Offering to Specific Parties (Revised) Management For Voted - Against
15 Special Report On The Use Of Previously Raised Funds Management For Voted - For
16 Connected Transactions Involved in the 2022 A-Share
Offering to Specific Parties Management For Voted - Against
17 Conditional Agreement on Subscription for Shares
Offered to Specific Parties to Be Signed With
Subscribers Management For Voted - Against
18 Impact of the Diluted Immediate Return After the
2022 A-Share Offering to Specific Parties, Filling
Measures and Commitments of Relevant Parties
(Revised) Management For Voted - Against
19 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
20 Full Authorization to the Board to Handle Matters
Regarding the A-Share Offering to Specific Parties Management For Voted - Against
1584
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Change of the Sub-projects of Some Projects
Financed With Raised Funds From 2020 A-Share
Offering to Specific Parties and Adjustment of the
Investment Amount and Additional Sub-projects Management For Voted - For
22 Elect XU Tian Management For Voted - For
23 Elect XIAO Jiajia Management For Voted - For
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Connected Transactions Regarding Investment In A
Limited Partnership Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect DING Lieming Management For Voted - For
4 Elect XU Tian Management For Voted - For
5 Elect YU Zhihua Management For Voted - For
6 Elect WAN Jiang Management For Voted - For
7 Elect Jiabing Wang Management For Voted - For
8 Elect TONG Jia Management For Voted - For
9 Elect FAN Jianxun Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect Jiangnan Cai Management For Voted - For
12 Elect WANG Wei Management For Voted - For
13 Elect HUANG Xinqi Management For Voted - For
14 Elect XIAO Jiajia Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect ZHANG Yangnan Management For Voted - For
17 Elect WANG Rong Management For Voted - For
18 Directors' Fees Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report and its Summary Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Remuneration of Directors and Supervisors Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Cash Management with Idle Proprietary Funds Management For Voted - For
9 Cash Management with Idle Raised Funds Management For Voted - For
10 Application for Line of Credit and Authority to
Give Guarantees Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
13 Amendments to Procedural Rules for Board Meetings Management For Voted - For
1585
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
BGI GENOMICS CO. LTD.
Security ID: Y0883H107 Ticker: 300676
Meeting Date: 30-Aug-22 Meeting Type: Special
1 Connected Transaction Regarding Joint Bidding And
Cooperative Construction Of Plot J402-0349 In
Yantian District With Related Parties Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
5 Amendments to the System for Independent Directors Management For Voted - For
6 Amendments to the External Guarantee Management
System Management For Voted - For
7 Amendments to the Connected Transactions Management
System Management For Voted - For
Meeting Date: 11-Oct-22 Meeting Type: Special
1 By-Election Of Non-Employee Supervisors Management For Voted - Against
Meeting Date: 06-Dec-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For
4 The Second Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
5 Management Measures For The Second Phase Employee
Stock Ownership Plan Management For Voted - Against
6 Authorization to the Board to Handle Matters
Regarding the Second Phase Employee Stock Ownership
Plan Management For Voted - Against
Meeting Date: 03-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports and Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Shareholder Returns Plan (2023-2025) Management For Voted - For
1586
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Appointment of Auditor Management For Voted - For
8 Provision for Credit Impairment, Asset Impairment
and Write-off of Assets Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Amendments to Management System for External
Investment Management For Voted - For
BLOOMAGE BIOTECHNOLOGY CORPORATION LTD.
Security ID: Y09081103 Ticker: 688363
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Merger And Acquisition Of Wholly-Owned Subsidiaries Management For Voted - For
2 Adjustment Of The Capacity Planning Of A Project Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Annual Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Reappointment of Auditor Management For Voted - For
6 Remuneration for Directors and Supervisors Management For Voted - For
7 Supervisors' Report Management For Voted - For
8 Amendments to Articles Management For Voted - For
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES GROUP INC.
Security ID: Y1293Q109 Ticker: 000661
Meeting Date: 25-Jul-22 Meeting Type: Special
1 2022 Employee Restricted Shares Plan and Share
Option Plan (Draft) and Its Summary Management For Voted - For
2 Implementation of Management Policy for 2022
Employee Restricted Shares Plan and Share Option
Plan Management For Voted - For
3 Implementation of Appraisal Management for 2022
Employee Restricted Shares Plan and Share Option
Plan Management For Voted - For
4 Authorization of the Board to Handle Matters In
Relation to the 2022 Employee Restricted Shares
Plan and Share Option Plan Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 16-Feb-23 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
1587
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are As Follows: 1) Cash
Dividend/10 Shares (tax Included):cny10.00000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 REAPPOINTMENT OF 2023 FINANCIAL AUDIT FIRM Management For Voted - For
7 REAPPOINTMENT OF 2023 INTERNAL CONTROL AUDIT FIRM Management For Voted - For
8 REPURCHASE AND CANCELLATION OF SOME RESTRICTED
STOCKS Management For Voted - For
9 AMENDMENTS TO THE COMPANY S ARTICLES OF ASSOCIATION Management For Voted - For
Meeting Date: 08-May-23 Meeting Type: Special
1 Connected Transaction Regarding Transfer of
Equities in Subsidiaries Management For Voted - For
CHINA MEDICAL SYSTEM HLDGS LTD
Security ID: G21108124 Ticker: 0867
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEN Yanling Management For Voted - For
6 Elect LEUNG Chong Shun Management For Voted - For
7 Elect Laura LUO Ying Management For Voted - Against
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
CHINA MEHECO GROUP CO LTD
Security ID: Y16635107 Ticker: 600056
Meeting Date: 07-Dec-22 Meeting Type: Special
1 Transfer Of Equities In A Controlled Subsidiary Management For Voted - For
2 Supplementary Statement On Previous Commitments By
Controlling Shareholders Management For Voted - For
1588
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Change Of Audit Firm Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Remuneration for Non-Independent Directors Management For Voted - For
2 Remuneration for Independent Directors Management For Voted - For
3 Remuneration for Supervisors Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect LI Yadong Management For Voted - For
6 Elect TONG Chaoyin Management For Voted - For
7 Elect CHE Lingyun Management For Voted - For
8 Elect LIU Yuandong Management For Voted - For
9 Elect HU Huidong Management For Voted - Against
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect TU Pengfei Management For Voted - For
12 Elect ZHANG Xinmin Management For Voted - For
13 Elect LI Zhiyong Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect QIANG Yong Management For Voted - Against
16 Elect LIU Zhiyong Management For Voted - Against
17 Elect WANG Yaliang Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Independent Directors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Approval of Line of Credit to a Company Management For Voted - For
9 Approval of Line of Credit to Banks Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 Reappointment of Auditor Management For Voted - For
12 Elect WANG Xiao Management For Voted - For
CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED
Security ID: Y1511B108 Ticker: 3320
Meeting Date: 29-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect GUO Wei Management For Voted - For
6 Elect HAN Yuewei Management For Voted - Against
7 Elect HOU Bo Management For Voted - For
8 Elect FU Tingmei Management For Voted - For
1589
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect ZHANG Kejian Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA RESOURCES SANJIU MEDICAL AND PHARMACEUTICAL CO., LTD.
Security ID: Y7503B105 Ticker: 000999
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Reappointment Of 2022 Audit Firm Management For Voted - For
2 Allowance Standards For Some Directors Management For Voted - For
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Elect YU Shutian Management For Voted - For
2 Purchase of Wealth Management Products Management For Voted - For
Meeting Date: 23-Dec-22 Meeting Type: Special
1 The Company's Eligibility for Major Assets
Restructuring Management For Voted - For
2 Counter Parties Management For Voted - For
3 Target Assets Management For Voted - For
4 Consideration and Pricing Management For Voted - For
5 Source of Funds Management For Voted - For
6 Cash Payment Period Management For Voted - For
7 Transitional Period Arrangement Management For Voted - For
8 Contractual Obligations and Liabilities for Breach
of Contract Relating to the Transferring of
Ownership of Target Assets Management For Voted - For
9 Employee Arrangement Management For Voted - For
10 Arrangement of Creditors' Rights and Debts Management For Voted - For
11 Resolution Validity Management For Voted - For
12 The Major Assets Purchase does not Constitute a
Connected Transaction Management For Voted - For
13 Approval of the Report of Major Assets Purchase
(Draft, Revised) and its Summary Management For Voted - For
14 The Restructuring does not Constitute a Listing by
Restructuring as Defined by Article 13 of the
Management Measures on Major Assets Restructuring
of Listed Companies Management For Voted - For
15 The Company's Stock Price Fluctuation Before the
Announcement of the Restructuring Management For Voted - For
16 Misc. Management Proposal Management For Voted - For
17 The Restructuring is in Compliance with Article 4
of the Provisions on Several Issues Concerning the
Regulation of Major Assets Restructuring of Listed
Companies Management For Voted - For
1590
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Diluted Immediate Return After the Major Assets
Purchase, Filling Measures and Commitments of
Relevant Parties Management For Voted - For
19 Audit Report, Pro Forma Review Report And Assets
Evaluation Report Related To The Restructuring Management For Voted - For
20 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluated
Price Management For Voted - For
21 Board Authorization to Handle Matters Related to
the Major Assets Purchase Restructuring Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Amendments to 2021 Restricted Shares Incentive Plan
(Draft) and Its Summary Management For Voted - For
2 Estimated 2023 Daily Related Party Transactions Management For Voted - For
CHINA RESOURCES SANJIU MEDICAL&PHARMACEUTICAL CO. LTD.
Security ID: Y7503B105 Ticker: 000999
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 FINANCIAL REPORT Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 ANNUAL REMUNERATION FOR DIRECTORS AND SENIOR
MANAGEMENT Management For Voted - For
6 2023 Guarantee Plan of a Controlled Subsidiary Management For Voted - For
7 CONTINUATION OF THE BUSINESS COOPERATION WITH A
COMPANY Management For Voted - For
8 2022 Work Report of the Supervisory Committee Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Special
1 Approve Repurchase and Cancellation of Performance
Shares Management For Voted - For
2 Approve Amendments to Articles of Association Management For Voted - For
3 Approve to Appoint Auditor Management For Voted - For
CHINA TRADITIONAL CHINESE MEDICINE CO. LIMITED
Security ID: Y1507S107 Ticker: 0570
Meeting Date: 04-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 New Master Supply Agreement Management For Voted - For
1591
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED
Security ID: Y1507S107 Ticker: 0570
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect YANG Wenming Management For Voted - For
6 Elect WANG Kan Management For Voted - For
7 Elect MENG Qingxin Management For Voted - For
8 Elect Hailson YU Tze Shan Management For Voted - For
9 Elect QIN Ling Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Amendments to Articles Management For Voted - For
CHONGQING ZHIFEI BIOLOGICAL PRODUCTS COMPANY
Security ID: Y1601T100 Ticker: 300122
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Audited Financial Statements Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Approval of 2023 Line of Credit Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Amendments to Procedural Rules Regarding
Remuneration of Directors and Supervisors Management For Voted - For
10 Amendments to Company's Registered Address and
Articles [Bundled] Management For Voted - For
CSPC PHARMACEUTICAL GROUP LIMITED.
Security ID: Y1837N109 Ticker: 1093
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Cuilong Management For Voted - For
6 Elect PAN Weidong Management For Voted - For
7 Elect JIANG Hao Management For Voted - For
8 Elect WANG Hongguang Management For Voted - For
1592
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Alan AU Chun Kwok Management For Voted - For
10 Elect LI Quan Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
15 Authority to Grant Options Under share Option Scheme Management For Voted - Against
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Security ID: Y1856D115 Ticker: 002030
Meeting Date: 14-Sep-22 Meeting Type: Special
1 2022 Estimated Continuing Connected Transactions Management For Voted - For
DAAN GENE CO.LTD.
Security ID: Y1856D115 Ticker: 002030
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Amendments to 2022 Estimated Continuing Connected
Transactions Management For Voted - For
2 Raised Funds Management Measures (October 2022) Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Increase Of The Investment In Construction Of A
Building Management For Voted - For
2 Increase Of The Investment Amount Of A Cooperation
Project Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Financial Budget Management For Voted - For
9 Use of Idle Own Funds for Cash Management Management For Voted - For
DONG-E-E-JIAO CO., LTD.
Security ID: Y7689C109 Ticker: 000423
Meeting Date: 10-Aug-22 Meeting Type: Special
1 Merger And Acquisition Of Wholly-Owned Subsidiaries Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
1593
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect BAI Xiaosong Management For Voted - For
3 Elect CUI Xingpin Management For Voted - For
DONG-E-E-JIAO CO.LTD
Security ID: Y7689C109 Ticker: 000423
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
8 INVESTMENT IN FINANCIAL WEALTH MANAGEMENT PRODUCTS Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
GENSCRIPT BIOTECH CORPORATION
Security ID: G3825B105 Ticker: 1548
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect WANG Jiafen Management For Voted - For
5 Elect DAI Zumian Management For Voted - Against
6 Elect PAN Jiuan Management For Voted - For
7 Elect WANG Xuehai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - For
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED
Security ID: Y2932P114 Ticker: 0874
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Authority to Issue Medium-Term Notes Management For Voted - For
2 Authority to Conduct Asset-Backed Securitization of
Accounts Receivable by a Subsidiary Management For Voted - For
1594
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Settlement of Partial Proceeds Invested in Projects
and Permanent Replenishment of Working Capital from
the Remaining Proceeds Management For Voted - For
Meeting Date: 30-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Financial Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Financial/Operational Targets and Annual Budget Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Fee for Li Chuyuan Management For Voted - For
10 Fee for Yang Jun Management For Voted - For
11 Fee for Cheng Ning Management For Voted - For
12 Fee for Liu Juyan Management For Voted - For
13 Fee for Zhang Chunbo Management For Voted - For
14 Fee for Wu Changhai Management For Voted - For
15 Fee for Li Hong Management For Voted - For
16 Fee for Wong Hin Wing Management For Voted - For
17 Fee for Wang Weihong Management For Voted - For
18 Fee for Chen Yajin Management For Voted - For
19 Fee for Huang Min Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Fee for Cai Ruiyu Management For Voted - For
22 Fee for Cheng Jinyuan Management For Voted - For
23 Fee for Jia Huidong Management For Voted - For
24 Approval of Omnibus Credit Lines Management For Voted - For
25 Appointment of Auditor and Authority to Set Fees Management For Voted - For
26 Appointment of Internal Control Auditor Management For Voted - For
27 Supervisory Fee for Jian Huidong Management For Voted - For
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Elect LI Chuyuan Management For Voted - For
30 Elect YANG Jun Management For Voted - Against
31 Elect CHENG Ning Management For Voted - For
32 Elect LIU Juyan Management For Voted - For
33 Elect ZHANG Chunbo Management For Voted - For
34 Elect WU Changhai Management For Voted - Against
35 Elect LI Hong Management For Voted - For
36 Non-Voting Agenda Item N/A N/A Non-Voting
37 Elect Chen Yajin Management For Voted - For
38 Elect HUANG Min Management For Voted - For
39 Elect Patrick WONG Lung Tak Management For Voted - For
40 Elect SUN Baoqing Management For Voted - For
41 Non-Voting Agenda Item N/A N/A Non-Voting
42 Elect CAI Ruiyu Management For Voted - For
43 Elect CHENG Jinyuan Management For Voted - Against
44 Non-Voting Meeting Note N/A N/A Non-Voting
1595
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO LTD
Security ID: Y2935F105 Ticker: 603882
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Confirmation of 2022 Remuneration for Directors and
Senior Management, and 2023 Remuneration Plan Management For Voted - For
8 CONFIRMATION OF 2022 REMUNERATION FOR SUPERVISORS,
AND 2023 REMUNERATION PLAN Management For Voted - For
9 Amendments to Articles Management For Voted - For
HANGZHOU TIGERMED CONSULTING CO LTD
Security ID: Y3043G100 Ticker: 300347
Meeting Date: 23-Nov-22 Meeting Type: Special
1 2022 A-Share Restricted Stock Incentive Plan
(Draft) And Its Summary Management For Voted - For
2 Appraisal Management Measures For The 2022 A-Share
Restricted Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2022 A-share Restricted Stock
Incentive Plan Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Annual Report and its Summary and Annual
Performance Announcement Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Use of Idle Funds to Purchase Wealth Management
Products Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Supervisors' Fees Management For Voted - For
11 Approval of The Company's Subsidiary to Issue Stock
Options Management For Voted - For
12 General Mandate for Board Authorization to Issue H
Shares Management For Voted - Against
13 General Mandate for Board Authorization to
Repurchase H Shares Management For Voted - For
1596
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect YE Xiaoping Management For Voted - For
16 Elect CAO Xiaochun Management For Voted - Against
17 Elect WU Hao Management For Voted - For
18 Elect WEN Zengyu Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect YANG Bo Management For Voted - For
21 Elect Kenneth LIU Kai Yu / LIAO Qiyu Management For Voted - Against
22 Elect YUAN Huagang Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect CHEN Zhimin Management For Voted - For
25 Elect ZHANG Binghui Management For Voted - For
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 23-May-23 Meeting Type: Other
1 General Mandate for Board Authorization to
Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
HANGZHOU TIGERMED CONSULTING CO LTD
Security ID: Y3043G118 Ticker: 300347
Meeting Date: 23-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 A-share Restricted Stock Incentive Plan
(draft) and Its Summary Management For Voted - For
3 Appraisal Management Measures for the 2022 A-share
Restricted Stock Incentive Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding the 2022 A-share Restricted Stock
Incentive Plan Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report and its Summary and Annual
Performance Announcement Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Supervisors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Accounts and Reports Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Use of Idle Funds to Purchase Wealth Management
Products Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Supervisors' Fees Management For Voted - For
1597
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Approval of The Company's Subsidiary to Issue Stock
Options Management For Voted - For
13 General Mandate for Board Authorization to Issue H
Shares Management For Voted - Against
14 General Mandate for Board Authorization to
Repurchase H Shares Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect YE Xiaoping Management For Voted - For
17 Elect CAO Xiaochun Management For Voted - Against
18 Elect WU Hao Management For Voted - For
19 Elect WEN Zengyu Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect YANG Bo Management For Voted - For
22 Elect Kenneth LIU Kai Yu / LIAO Qiyu Management For Voted - Against
23 Elect YUAN Huagang Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect CHEN Zhimin Management For Voted - For
26 Elect ZHANG Binghui Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 General Mandate for Board Authorization to
Repurchase H Shares Management For Voted - For
HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED
Security ID: G54958106 Ticker: 3692
Meeting Date: 01-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHONG Huijuan Management For Voted - Against
6 Elect YANG Dongtao Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - For
HUADONG MEDICINE CO. LTD.
Security ID: Y3740R102 Ticker: 000963
Meeting Date: 08-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
1598
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Annual Accounts Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Provision of Guarantees for Subsidiaries Management For Voted - For
8 Estimated Continuing Connected Transactions with a
Company Management For Voted - For
9 Estimated Continuing Connected Transactions with
Other Companies Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Elect HUANG Jian Management For Voted - For
HUADONG MEDICINE CO., LTD.
Security ID: Y3740R102 Ticker: 000963
Meeting Date: 31-Aug-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Management Measures for the Implementation of 2022
Restricted Stock Incentive Plan Management For Voted - For
4 Board Authorization to Handle Matters Regarding the
Equity Incentive Plan Management For Voted - For
5 Amendments to Articles Management For Voted - For
HUALAN BIOLOGICAL ENGINEERING, INC.
Security ID: Y3737H125 Ticker: 002007
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny3.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Investment and Wealth Management With Proprietary
Funds Management For Voted - For
7 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
1599
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUBEI JUMPCAN PHARMACEUTICAL CO. LTD
Security ID: Y3120L105 Ticker: 600566
Meeting Date: 08-May-23 Meeting Type: Annual
1 2022 Annual Report and its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Independent Directors' Report Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 2023 Directors' and Supervisors' Remuneration Management For Voted - For
8 Postpone Some Fundraising Projects Management For Voted - For
9 Terminate Some Fundraising Projects and Permanently
Replenish Working Capital with The Remaining Raised
Funds Management For Voted - For
10 Shareholder Returns Plan for Next Three Years
(2023-2025) Management For Voted - For
11 Reappointment of 2023 Auditor Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Amendments to Procedural Rules: Board Meetings Management For Voted - For
14 Amendments to Management System for Raised Funds Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect CAO Longxiang Management For Voted - For
17 Elect CAO Fei Management For Voted - Against
18 Elect HUANG Qurong Management For Voted - Against
19 Elect CAO Wei Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect YAO Hong Management For Voted - Against
22 Elect LU Chaojun Management For Voted - For
23 Elect YANG Yuhai Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect ZHOU Xinchun Management For Voted - Against
26 Elect DING Yongchun Management For Voted - For
HUMANWELL HEALTHCARE (GROUP) CO. LTD
Security ID: Y9716L102 Ticker: 600079
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF SUPERVISORS Management For Voted - For
3 PROPOSAL ON 2022 PERFORMANCE REPORTS OF INDEPENDENT
DIRECTORS Management For Voted - For
4 2022 FINAL ACCOUNTS REPORT AND 2023 FINANCIAL
BUDGET REPORT OF THE COMPANY Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Proposal on Related Matters Concerning the
Reappointment of Daxin Certified Public Accountants
Llp Management For Voted - For
1600
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Proposal on 2022 Annual Profit Distribution of the
Company Management For Voted - For
8 PROPOSAL TO CONFIRM THE REMUNERATION OF DIRECTORS
AND OFFICERS OF THE COMPANY FOR 2023 Management For Voted - For
9 PROPOSAL TO CONFIRM THE REMUNERATION OF SUPERVISORS
FOR 2023 Management For Voted - For
10 PROPOSAL TO FORECAST THE GUARANTEES TO BE PROVIDED
FOR SUBSIDIARIES FOR 2023 Management For Voted - For
11 Proposal to Forecast the Related Guarantees to Be
Provided for Subsidiaries for 2023 Management For Voted - For
12 Proposal on Cancelling the Company's Remaining
Shares in the Special Securities Account for
Repurchase and Reducing the Registered Capital Management For Voted - For
13 Proposal to Decrease the Registered Capital and
Revise the Articles of Association of the Company Management For Voted - For
14 Proposal to Revise Some Provisions of the Rules of
Procedure for the General Meeting of Shareholders
of the Company Management For Voted - For
15 PROPOSAL TO REVISE SOME PROVISIONS IN THE RULES OF
PROCEDURE FOR THE BOARD OF DIRECTORS OF THE COMPANY Management For Voted - For
16 PROPOSAL TO REVISE SOME PROVISIONS IN THE RULES OF
PROCEDURE FOR THE BOARD OF SUPERVISORS OF THE
COMPANY Management For Voted - For
17 Proposal to Amend Some Provisions of the Code of
Conduct for Controlling Shareholder and Actual
Controller Management For Voted - For
18 Proposal to Revise Some Provisions of Fair Decision
Making Policy on Related Party Transactions of the
Company Management For Voted - For
19 Proposal to Revise Some Provisions of the Working
Policy for Independent Directors Management For Voted - For
Meeting Date: 12-Jun-23 Meeting Type: Special
1 ADJUSTMENT OF 2023 ESTIMATED GUARANTEE QUOTA Management For Voted - Against
2 2023 ADJUSTMENT OF THE ESTIMATED GUARANTEE QUOTA
FOR SUBSIDIARIES Management For Voted - For
HUMANWELL HEALTHCARE (GROUP) CO., LTD.
Security ID: Y9716L102 Ticker: 600079
Meeting Date: 15-Sep-22 Meeting Type: Special
1 2022 Estimated Additional Guarantee Quota Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 2022 Estimated Additional Guarantee Quota Management For Voted - For
1601
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
HYGEIA HEALTHCARE HOLDINGS CO. LIMITED
Security ID: G4712E103 Ticker: 6078
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHU Yiwen Management For Voted - For
6 Elect CHENG Huanhuan Management For Voted - For
7 Elect ZHANG Wenshan Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
IMEIK TECHNOLOGY DEVELOPMENT CO LTD
Security ID: Y385KL109 Ticker: 300896
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIAN Jun Management For Voted - For
3 Elect SHI Yifeng Management For Voted - For
4 Elect JIAN Yong Management For Voted - For
5 Elect WANG Lanzhu Management For Voted - For
6 Elect LIN Xinyang Management For Voted - For
7 Elect ZHANG Renchao Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect CHEN Gang Management For Voted - For
10 Elect ZHU Daqi Management For Voted - For
11 Elect YU Yuqun Management For Voted - For
12 Elect CHEN Zhong Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Entrusted Wealth Management With Idle Proprietary
Funds Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Directors' Fees Management For Voted - For
1602
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Supervisors' Fees Management For Voted - For
8 Reappointment of Auditor Management For Voted - For
9 Purchase of Wealth Management Products with Idle
Proprietary Funds Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Amendments to Procedural Rules: Board Meetings Management For Voted - For
12 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
13 Amendments to Work System for Independent Directors Management For Voted - For
14 Amendments to Management System for External
Guarantees Management For Voted - For
15 Amendments to Management System for Raised Funds Management For Voted - For
16 2023 Restricted Stock Incentive Plan (draft) and
Its Summary Management For Voted - For
17 Appraisal Management Measures for the
Implementation of 2023 Restricted Stock Incentive
Plan Management For Voted - For
18 Authorization to the Board to Handle Matters
Regarding the Restricted Stock Incentive Plan Management For Voted - For
19 Non-Voting Meeting Note N/A N/A Non-Voting
INNOVENT BIOLOGICS INC
Security ID: G4818G101 Ticker: 1801
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Ronald EDE Hao Xi Management For Voted - For
5 Elect Charles L. Cooney Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Issue Repurchased Shares Management For Voted - Against
11 Grant of Restricted Shares to Michael YU De-Chao Management For Voted - Against
12 Board Authorization Management For Voted - Against
13 Grant of Restricted Shares to Ronald EDE Hao Xi Management For Voted - Against
14 Board Authorization Management For Voted - Against
15 Grant of Restricted Shares to Joyce HSU I-Yin Management For Voted - Against
16 Board Authorization Management For Voted - Against
17 Grant of Restricted Shares to Charles Leland Cooney Management For Voted - Against
18 Board Authorization Management For Voted - Against
19 Grant of Restricted Shares to CHEN Kaixian Management For Voted - Against
20 Board Authorization Management For Voted - Against
21 Grant of Restricted Shares to Gary Zieziula (2023
Grant) Management For Voted - Against
22 Board Authorization Management For Voted - Against
23 Grant of Restricted Shares to Gary Zieziula (2022
Grant) Management For Voted - Against
1603
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Board Authorization Management For Voted - Against
25 Amendments to Articles Management For Voted - For
INTCO MEDICAL TECHNOLOGY CO. LTD.
Security ID: Y768DZ103 Ticker: 300677
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: General Meetings of
Shareholders Management For Voted - For
3 Amendments to Procedural Rules: the Board of
Directors Management For Voted - For
4 Amendments to Procedural Rules: the Supervisory
Board Management For Voted - For
5 Amendments to Procedural Rules: the Work of
Independent Directors Management For Voted - For
6 Establishment of Procedural Rules: Internal Control
System Management For Voted - For
7 Amendments to Procedural Rules: Management System
for Fund Raising Management For Voted - For
8 Amendments to Procedural Rules: Related Transaction
Management System Management For Voted - For
9 Amendments to Procedural Rules: External Guarantee
Management System Management For Voted - For
10 Amendments to Procedural Rules: Foreign Investment
Management Measures Management For Voted - For
11 Motion on Termination of 40 Billion (40 Million
Cases) High-end Medical Gloves Project in Linxiang
City and Cogeneration Project in North Area of
Chenglingji New Port Area (Linxiang Industrial Park) Management For Voted - For
IRAY TECHNOLOGY COMPANY LIMITED
Security ID: Y4164T103 Ticker: 688301
Meeting Date: 17-Feb-23 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Listing Place Management For Voted - For
4 Issuing Date Management For Voted - For
5 Issuing Method Management For Voted - For
6 Issuing Scale Management For Voted - For
7 GDR Scale During the Duration Management For Voted - For
8 Conversion Ratio of Gdrs and Basic Securities of
A-shares Management For Voted - For
9 Pricing Method Management For Voted - For
10 Issuing Targets Management For Voted - For
1604
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
12 Underwriting Method Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
15 Formulation of the Company's Articles of
Association (draft) and Its Appendix (applicable
After Listing on the Six Swiss Exchange) Management For Voted - For
16 Formulation of the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) (applicable After Listing on the Six Swiss
Exchange) Management For Voted - For
17 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
18 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
19 Confirmation of the Board Authorized Persons to
Handle Matters Regarding the GDR Issuance and
Listing on the Six Swiss Exchange Management For Voted - For
20 Change of the Registered Capital and Business
Scope, Amendments to the Articles of Association of
the Company and Handling of the Industrial and
Commercial Registration Amendment Management For Voted - For
21 Amendments to the Company's Some Governance Systems Management For Voted - For
22 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
23 Permanently Supplementing The Working Capital With
Some Surplus Raised Funds Management For Voted - For
24 Connected Transactions with a Company Management For Voted - For
25 Connected Transactions with a 2nd Company Management For Voted - For
26 Connected Transactions with a 3rd Company Management For Voted - For
27 Connected Transactions with Zhang Hua Management For Voted - For
28 Connected Transactions with a 4th Company Management For Voted - For
Meeting Date: 07-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Report On Use Of Previously Raised Funds Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Appointment Of 2023 Financial Audit Firm And
Internal Control Audit Firm Management For Voted - For
8 2023 Remuneration For Directors Management For Voted - For
9 2023 Remuneration For Supervisors Management For Voted - For
1605
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 12-May-23 Meeting Type: Special
1 Purchase of Liability Insurance for Directors,
Supervisors And Senior Management And for The
Prospectus Management For Voted - Abstain
2 Change of The Company S Registered Capital,
Amendments to The Company S Articles of
Association, And Handling of The Industrial And
Commercial Registration Amendment Management For Voted - For
3 Elect JIN Song Management For Voted - Against
JAFRON BIOMEDICAL CO LTD.
Security ID: Y417B8109 Ticker: 300529
Meeting Date: 14-Jul-22 Meeting Type: Special
1 Repurchase and Cancellation of Share Management For Voted - For
2 Amendments to Articles Bundled Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Procedural Rules: Board Meetings Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
6 Amendments to Work System for Independent Directors Management For Voted - For
7 Amendments to Management System for External
Guarantees Management For Voted - For
8 Amendments to Management System for External
Investment Management For Voted - For
9 Amendments to Management System for Shareholder
Meetings' Cumulative Voting System Management For Voted - For
10 Amendments to Management System for Appointment of
Audit Firm Management For Voted - For
11 Establishment of Management System for Connected
Transactions Management For Voted - For
12 Establishment of Management System for Subsidiaries Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included): Cny6.70000000 2)
Bonus Issue From Profit (Share/10 Shares): None 3)
Bonus Issue From Capital Reserve (Share/10 Shares):
None Management For Voted - For
6 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS
FROM 2023 TO 2025 Management For Voted - For
7 Confirmation of 2022 Remuneration for
Non-independent Directors and Senior Management and
the 2023 Remuneration Plan Management For Voted - For
1606
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Confirmation of 2022 Remuneration for Independent
Directors and the 2023 Remuneration Plan Management For Voted - For
9 Confirmation of 2022 Remuneration for Non-employee
Supervisors and the 2023 Remuneration Plan Management For Voted - For
10 Confirmation of 2022 Remuneration for Employee
Supervisors and the 2023 Remuneration Plan Management For Voted - For
11 2023 Reappointment of Audit Firm and Confirmation
of 2022 Audit Fees Management For Voted - For
12 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
13 REPURCHASE AND CANCELLATION OF SOME RESTRICTED
STOCKS Management For Voted - For
14 DOWNWARD ADJUSTMENT OF CONVERSION PRICE Management For Voted - For
15 FENDOUZHE NO. 1 EMPLOYEE STOCK OWNERSHIP PLAN
(DRAFT) AND ITS SUMMARY Management For Voted - Against
16 MANAGEMENT MEASURES FOR THE FENDOUZHE NO. 1
EMPLOYEE STOCK OWNERSHIP PLAN Management For Voted - Against
17 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
18 Settlement of Some Projects Financed With Raised
Funds and Permanently Supplementing the Working
Capital With the Surplus Raised Funds Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect DONG Fan Management For Voted - Against
21 Elect LEI Wen Management For Voted - For
22 Elect TANG Xianmin Management For Voted - For
23 Elect ZENG Kai Management For Voted - For
24 Elect LI Feng Management For Voted - For
25 Elect XIE Qingwu Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Elect XU Yanjun Management For Voted - For
28 Elect WEN Zhihao Management For Voted - For
29 Elect GUO Guoqing Management For Voted - For
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Elect PENG Xiaohong Management For Voted - For
32 Elect SHEN Yingjuan Management For Voted - Against
Meeting Date: 19-Jun-23 Meeting Type: Special
1 Fendouzhe No. 2 Employee Stock Ownership Plan
(Draft) and Its Summary Management For Voted - Against
2 MANAGEMENT MEASURES FOR THE FENDOUZHE NO. 2
EMPLOYEE STOCK OWNERSHIP PLAN Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Fendouzhe No. 2 Employee Stock
Ownership Plan Management For Voted - Against
4 Amendments to the Company's Articles of Association Management For Voted - For
1607
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
JIANGSU HENGRUI MEDICINE CO., LTD.
Security ID: Y4446S105 Ticker: 600276
Meeting Date: 08-Sep-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Management Measures For The 2022 Employee Stock
Ownership Plan Management For Voted - Against
3 Board Authorization to Handle Matters Related to
2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 02-Feb-23 Meeting Type: Special
1 Elect SUN Piaoyang Management For Voted - For
2 Elect DAI Hongbin Management For Voted - For
3 Elect ZHANG Lianshan Management For Voted - For
4 Elect JIANG Ningjun Management For Voted - For
5 Elect SUN Jieping Management For Voted - For
6 Elect GUO Congzhao Management For Voted - For
7 Elect DONG Jiahong Management For Voted - For
8 Elect ZENG Qingsheng Management For Voted - For
9 Elect SUN Jinyun Management For Voted - For
10 Elect YUAN Kaihong Management For Voted - For
11 Elect XIONG Guoqiang Management For Voted - Against
JIANGSU HENGRUI PHARMACEUTICALS CO. LTD.
Security ID: Y4446S105 Ticker: 600276
Meeting Date: 15-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Annual Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Accounts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO LTD
Security ID: Y4449E103 Ticker: 002223
Meeting Date: 18-May-23 Meeting Type: Annual
1 Approval of Non Financial Statement Reports Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 APPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
1608
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 PURCHASE OF WEALTH MANAGEMENT PRODUCTS FROM BANKS
WITH IDLE PROPRIETARY FUNDS Management For Voted - For
JIANGSU YUYUE MEDICAL EQUIPMENT AND SUPPLY CO., LTD.
Security ID: Y4449E103 Ticker: 002223
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Expansion of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 GDR Issuance and Listing on the SIX Swiss Exhange
and Conversion into a Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
3 Stock Type and Par Value Management For Voted - For
4 Issuing Date Management For Voted - For
5 Issuing Method Management For Voted - For
6 Issuing Scale Management For Voted - For
7 GDR Scale during the Duration Management For Voted - For
8 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
9 Pricing Method Management For Voted - For
10 Issuing Targets Management For Voted - For
11 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
12 Underwriting Method Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
16 Board Authorization to Handle All Related Matters Management For Voted - For
17 Amendments to Articles (Applicable after GDR
Listing) Management For Voted - For
18 Elect ZHONG Mingxia as Independent Director Management For Voted - For
19 Board Authorization to Handle All Matters Related
to Land Ownership Transfer Management For Voted - For
JINXIN FERTILITY GROUP LIMITED
Security ID: G5140J101 Ticker: 1951
Meeting Date: 29-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Internal Restructuring Management For Voted - For
1609
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO. LTD.
Security ID: Y7742H103 Ticker: 600380
Meeting Date: 19-May-23 Meeting Type: Special
1 CANCELLATION OF PREVIOUSLY REPURCHASED TREASURY
SHARES Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report Management For Voted - For
6 INTERNAL CONTROL AUDIT REPORT Management For Voted - For
7 Special Audit Report on the Summary of Occupation
of Non-Operating Funds and Other Capital Transfer
with Related Parties Management For Voted - For
8 The Company's Credit Financing and Guarantee for
its Subsidiaries Management For Voted - Against
9 Appointment of Auditor Management For Voted - For
JOINCARE PHARMACEUTICAL GROUP INDUSTRY CO., LTD.
Security ID: Y7742H103 Ticker: 600380
Meeting Date: 08-Jul-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
1610
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
17 Purchase Of Prospectus Insurance Management For Voted - For
18 Formulation of the Articles of Association of the
Company (draft) and Its Appendix (applicable After
Listing on the Six Swiss Exchange) Management For Voted - For
19 Formulation of the Company S Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) (applicable After Listing on the Six Swiss
Exchange) Management For Voted - For
Meeting Date: 29-Aug-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of The 2022 Stock Option Incentive
Plan Management For Voted - For
3 Board Authorization to Handle Matters Regarding the
Equity Incentive Plan Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Purpose Management For Voted - For
2 Type Management For Voted - For
3 Repurchase Method Management For Voted - For
4 Term Management For Voted - For
5 Use of Repurchased Shares, Size, Ratio and Capital
Amount Management For Voted - For
6 Repurchase Price Range and Pricing Principle Management For Voted - For
7 Source of Capital Management For Voted - For
8 Board Authorization to Handle Matters Related with
Share Repurchase Management For Voted - For
9 Change of the Company's Registered Capital Management For Voted - For
10 Amendments to Articles Management For Voted - For
JOINN LABORATORIES (CHINA) CO. LTD.
Security ID: Y444TU105 Ticker: 603127
Meeting Date: 17-Nov-22 Meeting Type: Other
1 2022 A-share Restricted Stock Incentive Plan Draft
and Its Summary Management For Voted - For
2 Appraisal Management Rules for the Implementation
of 2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
3 Authorization to Handle Matters in Relation to the
2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
1611
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 17-Nov-22 Meeting Type: Special
1 2022 A-share Restricted Stock Incentive Plan Draft
and Its Summary Management For Voted - For
2 Appraisal Management Rules for the Implementation
of 2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
3 Authorization to Handle Matters in Relation to the
2022 Restricted Stock Incentive Plan of A-Shares Management For Voted - For
4 2022 A-Share Employee Stock Ownership Plan Draft
and Its Summary Management For Voted - Against
5 Management Rules for the 2022 A-Shares Employee
Stock Ownership Plan Management For Voted - Against
6 Authorization to Handle Matters Related to the
Employee Stock Ownership Plan Management For Voted - Against
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect FENG Yuxia Management For Voted - For
9 Elect ZUO Conglin Management For Voted - For
10 Elect GU Xiaolei Management For Voted - For
11 Elect YAO Dalin Management For Voted - For
12 Elect SUN Yunxia Management For Voted - For
13 Elect GAO Dapeng Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect ZHAI Yonggong Management For Voted - For
16 Elect SUN Mingcheng Management For Voted - For
17 Elect OU Xiaojie Management For Voted - For
18 Elect ZHANG Fan Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect HE Yingjun Management For Voted - For
21 Elect ZHAO Wenjie Management For Voted - Against
22 Non-Voting Meeting Note N/A N/A Non-Voting
23 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
6 2023 REMUNERATION PLAN FOR DIRECTORS AND SENIOR
MANAGEMENT Management For Voted - For
7 2023 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
8 2023 PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH
IDLE PROPRIETARY FUNDS Management For Voted - For
9 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny4.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):4.000000 Management For Voted - For
10 CHANGE OF THE COMPANY S REGISTERED CAPITAL Management For Voted - For
1612
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
12 AMENDMENTS TO THE COMPANY S RULES OF PROCEDURE
GOVERNING SHAREHOLDERS GENERAL MEETINGS Management For Voted - For
13 General Authorization to the Board Regarding the
Repurchase of A-Shares and (Or) H-Shares Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jun-23 Meeting Type: Other
1 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included): Cny4.00000000 2)
Bonus Issue From Profit (Share/10 Shares): None 3)
Bonus Issue From Capital Reserve (Share/10 Shares):
4.00000 Management For Voted - For
2 Change of the Company S Registered Capital Management For Voted - For
3 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
4 General Authorization to the Board Regarding the
Repurchase of a-shares and (or) H-shares Management For Voted - For
5 Non-Voting Meeting Note N/A N/A Non-Voting
JOINTOWN PHARMACEUTICAL GROUP CO. LTD
Security ID: Y444BD102 Ticker: 600998
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
4 2022 FINANCIAL REPORT Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
7 Implementing Results of 2022 Related Party
Transactions and Estimation of 2023 Related Party
Transactions Management For Voted - For
8 2022 Remuneration Plan for Directors and Senior
Management and 2023 Remuneration Plan Management For Voted - For
9 2022 Remuneration Plan for Supervisors and 2023
Remuneration Plan Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS
SUMMARY FROM 2023 TO 2025 Management For Voted - Against
12 MANAGEMENT MEASURES FOR THE EMPLOYEE STOCK
OWNERSHIP PLAN Management For Voted - Against
13 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
1613
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Security ID: Y444BD102 Ticker: 600998
Meeting Date: 13-Sep-22 Meeting Type: Special
1 The Company S Eligibility For Non-Public Offering
Of Preferred Shares Management For Voted - For
2 Stock Type and Par Value of the Preferred Shares to
Be Issued Management For Voted - For
3 Issuing Method, Issuing Targets or the Scope of
Issuing Targets, Arrangement for Placement to
Existing Shareholders and Issuing Batches Management For Voted - For
4 Par Value, Issue Price or Pricing Principles Management For Voted - For
5 Coupon Rate or Its Determination Principle Management For Voted - For
6 Manner for Participating in Profit Distribution by
Holders of Preferred Shares Management For Voted - For
7 Repurchase Clauses Management For Voted - For
8 Restrictions on Voting Rights and Restoration
Clauses Management For Voted - For
9 Liquidation Sequence and Method Management For Voted - For
10 Rating Results and Following Rating Arrangements Management For Voted - For
11 Guarantee Method and Parties Management For Voted - For
12 Listing or Transfer Arrangement After the Preferred
Share Offering Management For Voted - For
13 Purpose of the Raised Funds Management For Voted - For
14 The Valid Period of This Issuance Resolution Management For Voted - For
15 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Non-public Offering of Preferred
Shares Management For Voted - For
16 Report On The Use Of Previously-Raised Funds Management For Voted - For
17 Preplan For The Non-Public Offering Of Preferred
Shares Management For Voted - For
18 Risk Warning on Diluted Immediate Return After the
Non-public Offering of Preferred Shares and Filling
Measures Management For Voted - For
19 Full Authorization to the Board to Handle Matters
Regarding Non-public Offering of Preferred Shares Management For Voted - For
20 Expansion of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
21 Addition of the Guaranteed Parties within the Scope
of 2022 Credit and Guarantee Quota Management For Voted - For
Meeting Date: 06-Jan-23 Meeting Type: Special
1 Application for Comprehensive Credit Line to Banks
and Other Institutions by the Company and Its
Subordinate Companies in 2023 Management For Voted - For
2 Provision of Guarantee for the Comprehensive Credit
Line and Other Business Applied for by the Company
and Subordinate Companies to Banks and Other
Institutions in 2023 Management For Voted - For
1614
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Issuance Of Assets Securitization Products Of
Accounts Receivable Management For Voted - For
4 2023 Estimated Entrusted Wealth Management With
Temporarily Idle Funds Management For Voted - For
5 Expansion of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
LEGEND BIOTECH CORPORATION
Security ID: 52490G102 Ticker: LEGN
Meeting Date: 14-Oct-22 Meeting Type: Annual
1 Financial Statements Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Elect Patrick Casey Management For Voted - For
4 Elect Yau Wai Man Philip Management For Voted - For
5 Elect Fangliang Zhang Management For Voted - For
6 Authorization of Directors and Officers Management For Voted - For
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Security ID: Y52384107 Ticker: 300003
Meeting Date: 14-Sep-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Revised
Draft) And Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For
4 Repurchase And Cancellation Of Some Restricted
Stocks Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 ALLOWANCE FOR DIRECTORS Management For Voted - For
7 ALLOWANCE FOR SUPERVISORS Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect PU Zhongjie Management For Voted - For
12 Elect WANG Qihong Management For Voted - For
13 Elect XU Yang Management For Voted - For
1615
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Elect PU Fei Management For Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect GAN Liang Management For Voted - For
17 Elect WANG Lihua Management For Voted - For
18 Elect QU Xin Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect WANG Xinglin Management For Voted - For
21 Elect WANG Jun Management For Voted - Against
LIVZON PHARMACEUTICAL GROUP INC.
Security ID: Y9890T111 Ticker: 1513
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Amendment to the Second Phase Ownership Scheme and
Summary Under the Medium to Long-Term Business
Partner Share Ownership Scheme Management For Voted - Against
2 Amendments to Administrative Measures of the Second
Phase Ownership Scheme under the Medium to
Long-Term Business Partner Share Ownership Scheme Management For Voted - Against
Meeting Date: 14-Oct-22 Meeting Type: Other
1 Adoption of the 2022 Share Options Incentive Scheme
(Revised Draft) Management For Voted - For
2 Approve Administrative Measures for Appraisal
System of the 2022 Share Options Incentive Scheme Management For Voted - For
3 Board Authorization Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Adoption of the 2022 Share Options Incentive Scheme
(Revised Draft) Management For Voted - For
2 Approve Administrative Measures for Appraisal
System of the 2022 Share Options Incentive Scheme Management For Voted - For
3 Board Authorization Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Oct-22 Meeting Type: Other
1 Purpose of the Share Repurchase Management For Voted - For
2 Price Range of the Shares to be Repurchased Management For Voted - For
3 Type, Number and Percentage of the Shares to be
Repurchased Management For Voted - For
4 Aggregate Amount and Source of Funds Used Management For Voted - For
5 Share Repurchase Period Management For Voted - For
6 Validity Period Management For Voted - For
7 Board Authorization Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
9 Non-Voting Meeting Note N/A N/A Non-Voting
1616
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 25-Oct-22 Meeting Type: Special
1 Purpose of the Share Repurchase Management For Voted - For
2 Price Range of the Shares to be Repurchased Management For Voted - For
3 Type, Number and Percentage of the Shares to be
Repurchased Management For Voted - For
4 Aggregate Amount and Source of Funds Used Management For Voted - For
5 Share Repurchase Period Management For Voted - For
6 Validity Period Management For Voted - For
7 Board Authorization Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Increase in Registered Capital Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules for General Meetings Management For Voted - For
4 Amendments to Procedural Rules for Board Meetings Management For Voted - For
5 Amendments to Procedural Rules for Supervisory
Committee Meetings Management For Voted - For
6 Amendments To The Management System For The Use Of
Raised Funds Management For Voted - For
Meeting Date: 10-Jan-23 Meeting Type: Special
1 Joint Venture Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisors' Fees Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Approval of Loan Facilities and Authority to Give
Guarantees Management For Voted - Against
10 Renewal of the Repurchase of Part of A Shares Scheme Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect ZHU Baoguo as Non-executive Director Management For Voted - For
13 Elect TAO Desheng as Non-executive Director Management For Voted - For
14 Elect YU Xiong as Non-executive Director Management For Voted - For
15 Elect QIU Qingfeng as Non-executive Director Management For Voted - For
16 Elect TANG Yanggang as Executive Director Management For Voted - For
17 Elect XU Guoxiang as Executive Director Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect BAI Hua as Independent Non-Executive Director Management For Voted - For
20 Elect TIAN Qiusheng as Independent Non-Executive
Director Management For Voted - For
1617
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Elect WONG Kam Wa as Independent Non-Executive
Director Management For Voted - For
22 Elect LUO Huiyuan as Independent Non-Executive
Director Management For Voted - For
23 Elect CUI Lijie as Independent Non-Executive
Director Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect HUANG Huamin as Supervisor Management For Voted - For
26 Elect TANG Yin as Supervisor Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 21-Jun-23 Meeting Type: Other
1 Renewal of the Repurchase of Part of A Shares Scheme Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO LTD.
Security ID: Y5S4DH102 Ticker: 002044
Meeting Date: 15-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Annual Accounts Management For Voted - For
5 Financial Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Estimated Continuing Connected Transactions Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Supervisors' Fees Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Special
1 A Subsidiary's Conducting Sale-leaseback Financial
Leasing, the Company and Other Subsidiaries
Provision of Guarantee for It and Acceptance of
Guarantee From Related Parties by the Said
Subsidiary Management For Voted - For
2 Provision of Guarantee Quota for Subsidiaries Management For Voted - For
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Security ID: Y5S4DH102 Ticker: 002044
Meeting Date: 22-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1618
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Guarantee And Counter Guarantee For Subsidiaries Management For Voted - For
3 A Wholly-owned Subsidiary S Conducting
Sale-leaseback Financial Leasing Business and
Provision of Guarantee by the Company Management For Voted - For
4 Addition Of Some 2022 Estimated Continuing
Connected Transactions Management For Voted - For
5 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
Meeting Date: 29-Sep-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - Against
3 Authorization To The Board To Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Extension of the Valid Period for the Commitment of
Avoidance of Horizontal Competition by the De Facto
Controller and Related Parties Management For Voted - For
2 The Company S Provision of Guarantee Quota for
Subsidiaries and a Wholly-owned Subsidiary S
Provision of Guarantee Quota for the Company Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Wholly-Owned Subsidiary Conducting Sale-Leaseback
Financial Leasing Business and Provision of
Guarantee by the Company Management For Voted - For
2 Provision Of Guarantee Quota For Subsidiaries Management For Voted - For
3 Appointment of Auditor Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Special
1 By-election of Independent Director: LI Huiying Management For Voted - For
2 Wholly-owned Subsidiaries' Conducting
Sale-leaseback Financial Leasing Business and
Provision of Guarantee by the Company Management For Voted - For
Meeting Date: 24-Mar-23 Meeting Type: Special
1 Provision Of Guarantee And Counter Guarantee Quota
For Subsidiaries Management For Voted - Against
2 Approve Comprehensive Credit Line Application Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
1619
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
MICROPORT SCIENTIFIC CORPORATION
Security ID: G60837104 Ticker: 0853
Meeting Date: 19-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect CHANG Zhaohua Management For Voted - Against
5 Elect YU Hongliang Management For Voted - Against
6 Elect SHAO Chunyang Management For Voted - Against
7 Elect Hiroshi Shirafuji Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Adoption of Share Scheme and Termination of the
Existing Share Option Scheme Management For Voted - Against
14 Service Provider Participant Sublimit Management For Voted - Against
15 Amendments to Articles Management For Voted - Against
NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO LTD
Security ID: Y619BD109 Ticker: 603707
Meeting Date: 16-Jan-23 Meeting Type: Special
1 The Company's Eligibility for Public Issuance of
Convertible Corporate Bonds Management For Voted - For
2 Plan For Public Issuance Of Convertible Corporate
Bonds Management For Voted - For
3 Preplan For Public Issuance Of Convertible
Corporate Bonds Management For Voted - For
4 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Public Issuance of Convertible
Corporate Bonds Management For Voted - For
5 Report On The Use Of Previously Raised Funds Management For Voted - For
6 Risk Warning on Diluted Immediate Return After the
Public Issuance of Convertible Corporate Bonds and
Filling Measures, and Commitments of Relevant
Parties Management For Voted - For
7 Formulation of the Rules Governing the Meetings of
Bondholders of the Company's Convertible Corporate
Bonds Management For Voted - For
8 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
9 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Public
Issuance of Convertible Corporate Bonds Management For Voted - For
1620
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Application for Line of Credit and Authority to
Give Guarantees Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 2023 Remuneration Plan for Directors, Supervisors
and Senior Management Management For Voted - For
9 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect XIE Juhua Management For Voted - For
13 Elect TANG Yongqun Management For Voted - Against
14 Elect HUANG Xiwei Management For Voted - For
15 Elect TIAN Suoqing Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect CUI Guoqing Management For Voted - For
18 Elect JIN Yi Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect MA Xiaoming Management For Voted - For
21 Elect SHI Ping Management For Voted - For
OVCTEK CHINA INC.
Security ID: Y0483P103 Ticker: 300595
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Change of the Implementing Methods and Additional
Location of Some Projects Financed with Raised Funds Management For Voted - For
2 Change Of The Company S Registered Capital Management For Voted - For
3 Amendments to the Company S Articles of Association
and Handling of the Industrial and Commercial
Registration Amendment Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Directors' Fees Management For Voted - For
7 2022 Supervisors' Fees Management For Voted - For
8 Repurchase and Cancellation of Partial Restricted
Stocks in the 2019 Restricted Stock Incentive Plan Management For Voted - For
1621
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Repurchase and Cancellation of Partial Restricted
Stocks in the 2020 Restricted Stock Incentive Plan Management For Voted - For
10 Repurchase and Cancellation of Partial Restricted
Stocks in the 2021 Restricted Stock Incentive Plan Management For Voted - For
11 Adjustments of Low to Medium Risk Wealth Management
Products from Banks with Idle Proprietary Funds Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect TAO Yuequn Management For Voted - For
14 Elect HUANG Tongge Management For Voted - For
15 Elect SHI Xianmei Management For Voted - Against
16 Elect WEI Lizhi Management For Voted - For
17 Elect CHENG Yiihua Management For Voted - For
18 Elect FU Zhiying Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect XU Lixin Management For Voted - Against
21 Elect TANG Minsong Management For Voted - For
22 Elect XU Qiang Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect SUN Yongjian Management For Voted - For
25 Elect WANG Chun Management For Voted - Against
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
PHARMARON BEIJING CO LTD
Security ID: Y989K6101 Ticker: 3759
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Lihua Management For Voted - For
3 Elect ZHOU Qilin Management For Voted - For
4 Increase in Registered Capital Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Board Authorization Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Supervisors' Fees Management For Voted - For
7 Appointment of Domestic and Internal Control Auditor Management For Voted - For
8 Appointment of International Auditor Management For Voted - For
9 2023 Foreign Exchange Hedging Quota Management For Voted - For
10 Amendments to the Independent Non-Executive
Directors Working Policy Management For Voted - For
11 Amendments to the Related Party Transactions
Management Policy Management For Voted - For
1622
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Amendments to the External Guarantee Management
Policy Management For Voted - For
13 Amendments to the Special Storage and Use of
Proceeds Management Policy Management For Voted - For
14 Amendments to the Procedure for a Shareholder to
Nominate a Person for Election as a Director Management For Voted - For
15 Authorization for Registration of the Changes of
Registered Capital and Amendments to the Articles
of Association Management For Voted - For
16 Allocation of Profits/Dividends Management For Voted - For
17 Authority to Give Guarantees Management For Voted - For
18 Grant of the 2022 Convertible Bonds-Related
Specific Mandate to Issue Additional Conversion
Shares Management For Voted - For
19 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
20 2023 A Share Incentive Scheme Management For Voted - For
21 Assessment Management Measures for the
Implementation of 2023 A Share Incentive Scheme Management For Voted - For
22 Board Authorization Regarding the 2023 A Share
Incentive Scheme Management For Voted - For
23 Increase in Registered Capital Management For Voted - For
24 Amendments to Articles by virtue of the Increase in
Registered Capital Management For Voted - For
25 Repurchase and Cancellation of Part of the
Restricted A Shares granted under the 2019 A Share
Incentive Scheme Management For Voted - For
26 Reduction of Registered Capital Management For Voted - For
27 Amendments to Articles by virtue of the Reduction
of Registered Capital and the Change in Board
Composition Management For Voted - For
28 Amendments to the Rules of Procedure for the
General Meetings Management For Voted - For
29 Amendments to the Rules of Procedure for the
Supervisory Committee Management For Voted - For
30 Non-Voting Agenda Item N/A N/A Non-Voting
31 Elect LOU Boliang Management For Voted - Against
32 Elect LOU Xiaoqiang Management For Voted - Against
33 Elect ZHENG Bei Management For Voted - For
34 Non-Voting Agenda Item N/A N/A Non-Voting
35 Elect HU Baifeng Management For Voted - For
36 Elect LI Jiaqing Management For Voted - For
37 Non-Voting Agenda Item N/A N/A Non-Voting
38 Elect ZHOU Qilin Management For Voted - For
39 Elect Benson TSANG Kwan Hung Management For Voted - For
40 Elect YU Jian Management For Voted - For
41 Elect LI Lihua Management For Voted - For
42 Non-Voting Agenda Item N/A N/A Non-Voting
43 Elect YANG Kexin Management For Voted - Against
44 Elect FENG Shu Management For Voted - Against
45 Non-Voting Meeting Note N/A N/A Non-Voting
1623
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Allocation of Profits/Dividends Management For Voted - For
3 Grant of the 2022 Convertible Bonds-Related
Specific Mandate to Issue Additional Conversion
Shares Management For Voted - For
4 2023 A Share Incentive Scheme Management For Voted - For
5 Assessment Management Measures for the
Implementation of 2022 A Share Incentive Scheme Management For Voted - For
6 Board Authorization Regarding the 2023 A Share
Incentive Scheme Management For Voted - For
7 Increase in Registered Capital Management For Voted - For
8 Repurchase and Cancellation of Part of the
Restricted A Shares granted under the 2019 A Share
Incentive Scheme Management For Voted - For
9 Reduction of Registered Capital Management For Voted - For
10 Non-Voting Meeting Note N/A N/A Non-Voting
PHARMARON BEIJING CO LTD
Security ID: Y989K6119 Ticker: 3759
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Increase in Registered Capital Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect LI Lihua Management For Voted - For
6 Elect ZHOU Qilin Management For Voted - For
7 Board Authorization Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisors' Fees Management For Voted - For
8 Appointment of Domestic and Internal Control Auditor Management For Voted - For
9 Appointment of International Auditor Management For Voted - For
10 2023 Foreign Exchange Hedging Quota Management For Voted - For
11 AMENDMENTS TO THE INDEPENDENT NON-EXECUTIVE
DIRECTORS WORKING POLICY Management For Voted - For
12 AMENDMENTS TO THE RELATED PARTY TRANSACTIONS
MANAGEMENT POLICY Management For Voted - For
13 AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT
POLICY Management For Voted - For
1624
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 AMENDMENTS TO THE SPECIAL STORAGE AND USE OF
PROCEEDS MANAGEMENT POLICY Management For Voted - For
15 Amendments to the Procedure for a Shareholder to
Nominate a Person for Election as a Director Management For Voted - For
16 Authorization for Registration of the Changes of
Registered Capital and Amendments to the Articles
of Association Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect LOU Boliang Management For Voted - Against
19 Elect LOU Xiaoqiang Management For Voted - Against
20 Elect ZHENG Bei Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect HU Baifeng Management For Voted - For
23 Elect LI Jiaqing Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect ZHOU Qilin Management For Voted - For
26 Elect Benson TSANG Kwan Hung Management For Voted - For
27 Elect YU Jian Management For Voted - For
28 Elect LI Lihua Management For Voted - For
29 Non-Voting Agenda Item N/A N/A Non-Voting
30 Elect YANG Kexin Management For Voted - Against
31 Elect FENG Shu Management For Voted - Against
32 Allocation of Profits/Dividends Management For Voted - For
33 Authority to Give Guarantees Management For Voted - For
34 Grant of the 2022 Convertible Bonds-Related
Specific Mandate to Issue Additional Conversion
Shares Management For Voted - For
35 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
36 2023 A Share Incentive Scheme Management For Voted - For
37 Assessment Management Measures for the
Implementation of 2023 A Share Incentive Scheme Management For Voted - For
38 Board Authorization Regarding the 2023 A Share
Incentive Scheme Management For Voted - For
39 INCREASE IN REGISTERED CAPITAL Management For Voted - For
40 Amendments to Articles by virtue of the Increase in
Registered Capital Management For Voted - For
41 Repurchase and Cancellation of Part of the
Restricted A Shares granted under the 2019 A Share
Incentive Scheme Management For Voted - For
42 Reduction of Registered Capital Management For Voted - For
43 Amendments to Articles by virtue of the Reduction
of Registered Capital and the Change in Board
Composition Management For Voted - For
44 AMENDMENTS TO THE RULES OF PROCEDURE FOR THE
GENERAL MEETINGS Management For Voted - For
45 AMENDMENTS TO THE RULES OF PROCEDURE FOR THE
SUPERVISORY COMMITTEE Management For Voted - For
Meeting Date: 21-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
1625
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Allocation of Profits/Dividends Management For Voted - For
3 Grant of the 2022 Convertible Bonds-Related
Specific Mandate to Issue Additional Conversion
Shares Management For Voted - For
4 2023 A Share Incentive Scheme Management For Voted - For
5 Assessment Management Measures for the
Implementation of 2022 A Share Incentive Scheme Management For Voted - For
6 Board Authorization Regarding the 2023 A Share
Incentive Scheme Management For Voted - For
7 INCREASE IN REGISTERED CAPITAL Management For Voted - For
8 Repurchase and Cancellation of Part of the
Restricted A Shares granted under the 2019 A Share
Incentive Scheme Management For Voted - For
9 Reduction of Registered Capital Management For Voted - For
PORTON PHARMA SOLUTIONS LTD.
Security ID: Y6987T103 Ticker: 300363
Meeting Date: 06-Jan-23 Meeting Type: Special
1 Change Of The Purpose Of Some Raised Funds Management For Voted - For
Meeting Date: 06-Feb-23 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Stocks
Management For Voted - For
2 The Investment Agreement to Be Signed with the
Administration Committee of Jiangsu Zhangjiagang
Free Trade Zone
Management For Voted - For
3 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Elect ZHU Jun Management For Voted - For
Meeting Date: 17-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Internal Control Self-Assessment Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Approval of Line of Credit Management For Voted - For
6 2023 Foreign Exchange Transaction Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
9 Supervisors' Report Management For Voted - For
1626
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANDONG BUCHANG PHARMACEUTICALS CO LTD.
Security ID: Y767AS104 Ticker: 603858
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2023 Financial Budget Management For Voted - For
6 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Comfirmation and Estimation of Related Party
Transactions in 2022 and 2023 Management For Voted - For
10 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
11 2022 Supervisors' Report Management For Voted - For
12 2023 Provision of Financial Aids to Subsidiaries Management For Voted - For
13 2023 Estimated Additional Financing Quota and
Guarantee Quota Management For Voted - For
14 PROVISION FOR GOODWILL IMPAIRMENT Management For Voted - For
15 Termination of Some Projects Financed with Raised
Funds and Permanently Replenish Working Capital
with the Surplus Raised Funds Management For Voted - For
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO. LTD.
Security ID: Y76810103 Ticker: 1066
Meeting Date: 29-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Authority to Issue H and Non-Listed Domestic Shares
w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase H Shares Management For Voted - For
11 Authority to Issue Debt Securities Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
1627
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Security ID: Y76810103 Ticker: 1066
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect MENG Hong Management For Voted - For
4 Allocation of Interim Dividend Management For Voted - For
5 Amendments to Articles Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect LI Qiang Management For Voted - For
4 Amendments to Articles Management For Voted - For
SHANGHAI FOSUN PHARMACEUTICAL (GROUP)
Security ID: Y7687D109 Ticker: 2196
Meeting Date: 10-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Provision of Loan to Fosun Kite Management For Voted - For
3 Provision of Guarantee to Fushang Yuanchuang Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Amendments to Procedural Rules of General Meetings Management For Voted - For
6 Amendments to Procedural Rules of the Board Management For Voted - For
7 Elect WEN Deyong Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Adoption of 2022 Restricted A Share Incentive Plan Management For Voted - For
3 Appraisal Management Measures for the
Implementation of 2022 Restricted A Share Incentive
Plan Management For Voted - For
4 Board Authorization Regarding the Restricted
A-Share Incentive Plan Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 H Share Employee Share Ownership Scheme Management For Voted - Against
3 Board Authorization Regarding Employee Stock
Ownership Plan Management For Voted - Against
4 Renewed Financial Service Agreement Management For Voted - For
5 Amendments to the Raised Funds Management System Management For Voted - For
1628
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Renewed Products/Services Mutual Supply Framework
Agreement Management For Voted - For
7 Adoption of 2022 Restricted A Share Incentive Plan Management For Voted - For
8 Appraisal Management Measures for the
Implementation of 2022 Restricted A Share Incentive
Plan Management For Voted - For
9 Board Authorization Regarding the Restricted
A-Share Incentive Plan Management For Voted - For
SHANGHAI FOSUN PHARMACEUTICAL (GROUP)
Security ID: Y7687D117 Ticker: 2196
Meeting Date: 10-Aug-22 Meeting Type: Special
1 Provision of Loan to Fosun Kite Management For Voted - For
2 Provision of Guarantee to Fushang Yuanchuang Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules of General Meetings Management For Voted - For
5 Amendments to Procedural Rules of the Board Management For Voted - For
6 Elect WEN Deyong Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Other
1 Adoption of 2022 Restricted A Share Incentive Plan Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Restricted A Share Incentive
Plan Management For Voted - For
3 Board Authorization Regarding the Restricted
A-Share Incentive Plan Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Special
1 2022 H Share Employee Share Ownership Scheme Management For Voted - Against
2 Board Authorization Regarding Employee Stock
Ownership Plan Management For Voted - Against
3 Renewed Financial Service Agreement Management For Voted - For
4 Amendments To The Raised Funds Management System Management For Voted - For
5 Renewed Products/Services Mutual Supply Framework
Agreement Management For Voted - For
6 Adoption of 2022 Restricted A Share Incentive Plan Management For Voted - For
7 Appraisal Management Measures for the
Implementation of 2022 Restricted A Share Incentive
Plan Management For Voted - For
8 Board Authorization Regarding the Restricted
A-Share Incentive Plan Management For Voted - For
1629
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Security ID: Y7687D109 Ticker: 2196
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appraisal Program of Directors for 2023 Management For Voted - For
10 Renewed and Entrusted Loans Management For Voted - Against
11 Provision of Loan to Fosun Kite Management For Voted - For
12 Line of Credit Management For Voted - For
13 Management Authorization to Dispose Shares of
Listed Companies Held by the Group Management For Voted - For
14 Adjustment to the Allowance of Independent Directors Management For Voted - For
15 Amendments to Related Party Transactions Management
System Management For Voted - For
16 Elect CHEN Bing Management For Voted - For
17 Authority to Give Guarantees Management For Voted - For
18 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
19 Authority to Repurchase H Shares Management For Voted - For
20 Authority to Repurchase A Shares Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to H Repurchase Shares Management For Voted - For
3 Authority to A Repurchase Shares Management For Voted - For
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Security ID: Y7687D117 Ticker: 2196
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appraisal Program of Directors for 2023 Management For Voted - For
9 Renewed and Entrusted Loans Management For Voted - Against
1630
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Provision of Loan to Fosun Kite Management For Voted - For
11 Line of Credit Management For Voted - For
12 Management Authorization to Dispose Shares of
Listed Companies Held by the Group Management For Voted - For
13 Adjustment to the Allowance of Independent Directors Management For Voted - For
14 Amendments to Related Party Transactions Management
System Management For Voted - For
15 Elect CHEN Bing Management For Voted - For
16 Authority to Give Guarantees Management For Voted - For
17 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
18 Authority to Repurchase H Shares Management For Voted - For
19 Authority to Repurchase A Shares Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Jun-23 Meeting Type: Other
1 Authority to H Repurchase Shares Management For Voted - For
2 Authority to A Repurchase Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
SHANGHAI JUNSHI BIOSCIENCES CO LTD
Security ID: Y768ER118 Ticker: 1877
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Application of Credit Line Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Elect MENG Anming Management For Voted - For
11 Approval to Utilize Partial Over Subscription
Proceeds for Permanent Replenishment of Liquidity Management For Voted - For
12 Authority to Give Guarantees Management For Voted - Against
13 Authority to Issue Domestic and/or Overseas Debt
Financing Instruments Management For Voted - For
14 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
15 Issuance and Admission of GDRs on the SIX Swiss
Exchange Management For Voted - For
16 Type and Nominal Value Management For Voted - For
17 Place of Listing Management For Voted - For
18 Timing of Issuance Management For Voted - For
19 Method of Issuance Management For Voted - For
20 Size of Issuance Management For Voted - For
1631
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Size of GDRs During the Term Management For Voted - For
22 Conversion Rate between GDRs and A Shares as
Underlying Securities Management For Voted - For
23 Pricing Method Management For Voted - For
24 Target Subscribers Management For Voted - For
25 Size and Use of Raised Proceeds Management For Voted - For
26 Conversion Restriction Period between GDRs and A
Shares as Underlying Securities Management For Voted - For
27 Underwriting Method Management For Voted - For
28 Proposal on the Issuance of Domestic New
Underwriting Shares Management For Voted - For
29 Demonstration and Analysis Report Regarding the
Plan of the Issuance of Shares Management For Voted - For
30 Feasibility Report on the Use of Proceeds Management For Voted - For
31 Report on the Use of Proceeds Previously Raised by
the Company Management For Voted - For
32 Accumulated Profit Distribution Plan Prior to the
Issuance and Admission of GDRs Management For Voted - For
33 Validity Period of the Proposal in Respect of the
Issuance and Admission of GDRs Management For Voted - For
34 Board Authorization in relation to the Issuance and
Admission of GDRs Management For Voted - For
35 Determination of the Authorized Persons of the
Board in relation to the Issuance and Admission of
GDRs Management For Voted - For
36 Dilution of Immediate Return Resulting from the
Issuance of Domestic New Underlying Shares Management For Voted - For
37 Dividend Distribution Plan for the Next Three Years Management For Voted - For
38 Amendments to Articles Management For Voted - For
39 Amendments to Procedural Rules of General Meeting Management For Voted - For
40 Amendments to Procedural Rules of Board of Directors Management For Voted - For
41 Amendments to Procedural Rules of Board of
Supervisors Management For Voted - For
SHANGHAI MEDICILON INC
Security ID: Y76933103 Ticker: 688202
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Change Of Relevant Commitments By De Facto
Controller Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Extension of Validity of Resolution for Private
Placement Management For Voted - For
2 Extension of Board Authorization to Implement
Private Placement Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
1632
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
7 PERMANENTLY SUPPLEMENTING THE WORKING CAPITAL WITH
SURPLUS RAISED FUNDS Management For Voted - For
8 APPOINTMENT OF 2023 FINANCIAL AUDIT FIRM AND
INTERNAL CONTROL AUDIT FIRM Management For Voted - For
9 REMUNERATION PLAN FOR DIRECTORS Management For Voted - For
10 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
11 APPLICATION FOR CREDIT LINE TO BANKS Management For Voted - For
12 Change of the Company's Registered Capital,
Amendments to the Company's Articles of
Association, And Handling the Industrial and
Commercial Registration Amendment Management For Voted - For
13 Amendments to the Company's Governance Systems Management For Voted - For
14 TERMINATION OF THE 2021 RESTRICTED STOCK INCENTIVE
PLAN Management For Voted - For
SHANGHAI PHARMACEUTICALS HOLDING CO. LTD.
Security ID: Y7685S108 Ticker: 2607
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Annual Report Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Authority to Issue Debt Financing Products Management For Voted - For
11 Satisfaction of the Conditions for Issuing
Corporate Bonds Management For Voted - For
12 Issuance of Corporate Bonds Management For Voted - For
13 Par Value, Issue Price and Issuing Scale Management For Voted - For
14 Interest Rate and its Determining Method Management For Voted - For
15 Bond Type and Duration Management For Voted - For
16 Method of Repayment of Principal and Interest Management For Voted - For
17 Issuing Method Management For Voted - For
18 Issuing Targets and Arrangements for Placement to
Shareholders Management For Voted - For
19 Use of Proceeds Management For Voted - For
20 Guarantee Management For Voted - For
21 Repayment Guarantee Measures Management For Voted - For
22 Underwriting Method Management For Voted - For
23 Listing Arrangement Management For Voted - For
1633
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 Valid Period of the Resolution Management For Voted - For
25 Authorization to the Executive Committee of the
Board Management For Voted - For
26 Authority to Issue A Shares and/or H Shares w/o
Preemptive Rights Management For Voted - Against
27 Amendments to Articles and Procedural Rules of
Shareholders' Meetings Management For Voted - For
28 Non-Voting Agenda Item N/A N/A Non-Voting
29 Elect ZHOU Jun Management For Voted - Against
30 Elect YAO Jiayong Management For Voted - For
31 Elect CHEN Fashu Management For Voted - For
32 Elect SHEN Bo Management For Voted - For
33 Elect LI Yongzhong Management For Voted - For
34 Elect DONG Ming Management For Voted - For
35 Non-Voting Agenda Item N/A N/A Non-Voting
36 Elect GU Zhaoyang Management For Voted - For
37 Elect Manson Fok Management For Voted - For
38 Elect WANG Zhong Management For Voted - For
39 Non-Voting Agenda Item N/A N/A Non-Voting
40 Elect XU Youli as Supervisor Management For Voted - For
41 Elect MA Jia as Supervisor Management For Voted - Against
SHANGHAI PHARMACEUTICALS HOLDING CO. LTD.
Security ID: Y7685S116 Ticker: 2607
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 ANNUAL REPORT Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Purchase of Liability Insurance Management For Voted - For
10 Authority to Issue Debt Financing Products Management For Voted - For
11 Satisfaction of the Conditions for Issuing
Corporate Bonds Management For Voted - For
12 Par Value, Issue Price and Issuing Scale Management For Voted - For
13 Interest Rate and its Determining Method Management For Voted - For
14 Bond Type and Duration Management For Voted - For
15 Method of Repayment of Principal and Interest Management For Voted - For
16 Issuing Method Management For Voted - For
17 Issuing Targets and Arrangements for Placement to
Shareholders Management For Voted - For
18 Use of Proceeds Management For Voted - For
19 Guarantee Management For Voted - For
20 Repayment Guarantee Measures Management For Voted - For
21 Underwriting Method Management For Voted - For
1634
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Listing Arrangement Management For Voted - For
23 Valid Period of the Resolution Management For Voted - For
24 Authorization to the Executive Committee of the
Board Management For Voted - For
25 Authority to Issue A Shares and/or H Shares w/o
Preemptive Rights Management For Voted - Against
26 Amendments to Articles and Procedural Rules of
Shareholders' Meetings Management For Voted - For
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Elect ZHOU Jun Management For Voted - Against
29 Elect YAO Jiayong Management For Voted - For
30 Elect CHEN Fashu Management For Voted - For
31 Elect SHEN Bo Management For Voted - For
32 Elect LI Yongzhong Management For Voted - For
33 Elect DONG Ming Management For Voted - For
34 Non-Voting Agenda Item N/A N/A Non-Voting
35 Elect GU Zhaoyang Management For Voted - For
36 Elect HUO WENXUN Management Abstain Voted - Abstain
37 Elect WANG Zhong Management For Voted - For
38 Non-Voting Agenda Item N/A N/A Non-Voting
39 Elect XU Youli as Supervisor Management For Voted - For
40 Elect MA Jia as Supervisor Management For Voted - Against
SHANGHAI RAAS BLOOD PRODUCTS CO LTD
Security ID: Y7687Z100 Ticker: 002252
Meeting Date: 22-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Amendments to Articles Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Letter Regarding Guarantee Matters Management For Voted - For
10 Elect PAN Jing Management For Voted - For
SHANGHAI RAAS BLOOD PRODUCTS CO., LTD.
Security ID: Y7687Z100 Ticker: 002252
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
1635
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
5 Amendments To The Work System Of Independent
Directors Management For Voted - For
6 Amendments To The External Guarantee Management
Measures Management For Voted - For
7 Amendments To The Connected Transactions Management
Measures Management For Voted - For
8 Amendments To The Raised Funds Management Measures Management For Voted - For
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO. LTD
Security ID: Y774C4101 Ticker: 300601
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Change of the Purpose of Some Raised Funds to
Permanently supplement the Working Capital Management For Voted - For
2 Reappointment of Auditor Management For Voted - For
3 Downward Adjustment of Conversion Price of the
Company's Convertible Bonds As Proposed by the
Board of Directors Management For Voted - For
4 Authority to Repurchase Shares by Means of
Centralized Bidding Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 CASH MANAGEMENT WITH IDLE RAISED FUNDS Management For Voted - For
7 Purchase of Wealth Management Products with
Proprietary Funds by the Company and its
Wholly-Owned Subsidiaries Management For Voted - For
8 Amendments to Articles Management For Voted - For
SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO. LTD.
Security ID: Y774E3101 Ticker: 300760
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny45.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
1636
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 2022 SUSTAINABLE DEVELOPMENT REPORT Management For Voted - For
7 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
8 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
9 Amendments to the Remuneration Management System of
Directors, Supervisors and Senior Management Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LI Xiting Management For Voted - For
12 Elect XU Hang Management For Voted - For
13 Elect CHENG Minghe Management For Voted - For
14 Elect WU Hao Management For Voted - For
15 Elect GUO Yanmei Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect LIANG Huming Management For Voted - For
18 Elect ZHOU xianyi Management For Voted - For
19 Elect HU Shanrong Management For Voted - For
20 Elect GAO Shengping Management For Voted - For
21 Elect XU Jing Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect TANG Zhi Management For Voted - For
24 Elect JI Qiang Management For Voted - Against
SHENZHEN NEW INDUSTRIES BIOMEDICAL ENGINEERING CO LTD
Security ID: Y774FY102 Ticker: 300832
Meeting Date: 04-Jul-22 Meeting Type: Special
1 Connected Transaction Regarding External Investment
In Setting Up An Overseas Subsidiary Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
5 Amendments to the Work System for Independent
Directors Management For Voted - For
6 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
7 Amendments to the External Guarantee Management
System Management For Voted - For
8 Amendments to the External Investment Management
System Management For Voted - For
9 Amendments to the Connected Transactions
Decision-making System Management For Voted - For
10 Amendments to the Profit Distribution Management
System Management For Voted - For
11 Amendments to the Commitments Management System Management For Voted - For
12 Amendments to the Raised Funds Management Measures Management For Voted - For
1637
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET
REPORT Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 APPLICATION FOR COMPREHENSIVE CREDIT LINE TO BANKS Management For Voted - For
8 PURCHASE OF WEALTH MANAGEMENT PRODUCTS WITH IDLE
PROPRIETARY FUNDS Management For Voted - For
9 REPURCHASE AND CANCELLATION OF SOME 1ST TYPE LOCKED
RESTRICTED STOCKS GRANTED TO PLAN PARTICIPANTS Management For Voted - For
10 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
11 Resignation and By-election of Directors LI Xu Management For Voted - Against
12 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
SHENZHEN SALUBRIS PHARMACEUTICALS CO. LTD.
Security ID: Y77443102 Ticker: 002294
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report and Its Summary Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Reappointment of 2023 Audit Firm Management For Voted - For
6 Amendments to the Connected Transactions
Decision-making System Management For Voted - For
7 The Spin-off Listing of a Subsidiary on the Star
Market is in Compliance with Relevant Laws and
Regulations Management For Voted - For
8 Plan for the Spin-off Listing of the Subsidiary on
the Star Market Management For Voted - For
9 Preplan for the Spin-off Listing of the Subsidiary
on the Star Market Management For Voted - For
10 The Spin-off Listing of the Subsidiary on the Star
Market is in Compliance with the Listed Company
Spin-off Rules (trial) Management For Voted - For
11 The Spin-off Listing of the Subsidiary on the Star
Market is for the Legitimate Rights and Interest of
Shareholders and Creditors Management For Voted - For
12 Statement on Maintaining Independence and the
Sustainable Profitability of the Company Management For Voted - For
13 The Subsidiary is Capable of Conducting Law-based
Operation Management For Voted - For
14 Statement on the Completeness and Compliance of the
Legal Procedure of the Spin-off Listing of the
1638
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Subsidiary on the Star Market and the Validity of
the Legal Documents Submitted Management For Voted - For
15 Background, Purpose, Commercial Reasonability,
Necessity and Feasibility of the Spin-off Listing
of the Subsidiary Management For Voted - For
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Spin-off Management For Voted - For
SHENZHEN SALUBRIS PHARMACEUTICALS CO., LTD.
Security ID: Y77443102 Ticker: 002294
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Participation In
The Equity Incentive Plan Of A Controlled
Subsidiary By Some Directors And Senior Management Management For Voted - For
2 Connected Transaction Regarding Participation in
the Equity Incentive Plan of a Controlled
Subsidiary by YE Yuxiang, Chairman of the Board,
Under Certain Conditions Management For Voted - For
SHIJIAZHUANG YILING PHARMACEUTICAL CO LTD
Security ID: Y7745S106 Ticker: 002603
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 APPOINTMENT OF 2023 FINANCIAL AUDIT FIRM AND
INTERNAL CONTROL AUDIT FIRM Management For Voted - For
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Security ID: Y7745S106 Ticker: 002603
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Application For Issuance Of Super And Short-Term
Commercial Papers Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WU Xiangjun Management For Voted - For
3 Elect WU Rui Management For Voted - For
4 Elect LI Chenguang Management For Voted - For
5 Elect ZHANG Qiulian Management For Voted - For
6 Elect ZHAO Shaohua Management For Voted - For
1639
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect XU Weidong Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect LIU Xiaohan Management For Voted - For
10 Elect CHEN Gang Management For Voted - For
11 Elect HAN Zhiguo Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect GAO Xuedong Management For Voted - Against
14 Elect LIU Genwu Management For Voted - For
15 Remuneration Standards For Directors And Supervisors Management For Voted - For
SICHUAN KELUN PHARMACEUTICAL CO LTD
Security ID: Y7931Q104 Ticker: 002422
Meeting Date: 04-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - Against
7 Estimation of 2023 Related Party Transactions Management For Voted - For
8 Estimation of 2023 Related Party Transactions with
SSY Group Limited Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Authority to Issue Non-financial Debt Instruments Management For Voted - Abstain
11 Launching Billing Pool Business Management For Voted - For
12 Authority to Give Guarantees Management For Voted - For
13 Investment in Wealth Management Products by the
Company's and its Subsidiaries' Idle Funds Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
16 Chairman of the Board Fees Management For Voted - For
SICHUAN KELUN PHARMACEUTICAL COMPANY LIMITED
Security ID: Y7931Q104 Ticker: 002422
Meeting Date: 13-Sep-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Proposal for Management Measures for 2022 Employee
Stock Ownership Plan Management For Voted - Against
3 Board Authorization to Handle Matters Related to
2022 Employee Stock Ownership Plan Management For Voted - Against
4 Amendments to Articles Management For Voted - For
5 Elect AO Minggang Management For Voted - For
1640
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Cooperation Agreement To Be Signed Between Msd And
A Controlled Subsidiary Management For Voted - For
3 Change of the Company's Domicile and Amendments to
the Company's Articles of Association Management For Voted - For
4 Approve Capital Injection in Controlled Subsidiary,
Introduction of External Investors and Related
Party Transaction Management For Voted - For
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Proposal for Spin-Off of Subsidiary to the Main
Board of the Stock Exchange of Hong Kong Limited in
Accordance with Relevant Laws and Regulations Management For Voted - For
2 Proposal for Spin-Off of Subsidiary and Initial
Public Offering and Listing on the Stock Exchange
of Hong Kong Limited Management For Voted - For
3 Proposal for Spin-Off of Subsidiary on the Stock
Exchange of Hong Kong Limited Management For Voted - For
4 Proposal for Transaction Complies with Listed
Companies' Spin-Off Rules (Trial) Management For Voted - For
5 Proposal for Transaction is Conducive to
Safeguarding the Legal Rights and Interests of
Shareholders and Creditors Management For Voted - For
6 Proposal on the Company's Independence and
Sustainability Management For Voted - For
7 Proposal on the Company's Standard Operational
Ability Management For Voted - For
8 Approval Purpose, Commercial Rationality, Necessity
and Feasibility Analysis of Spin-Off Management For Voted - For
9 Approval of Explanation of the Completeness,
Compliance and Validity of Legal Documents
Submitted in the Spin-Off Management For Voted - For
10 Board Authorization to Handle All Related Matters Management For Voted - For
11 Approve Shareholding of Some Senior Management of
the Company in the Proposed Spin-Off of its
Subsidiary and Related Transactions Management For Voted - For
SINO BIOPHARMACEUTICAL LTD.
Security ID: G8167W138 Ticker: 1177
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHENG Cheung Ling Management For Voted - Against
6 Elect LU Hong Management For Voted - For
7 Elect ZHANG Lu Fu Management For Voted - For
1641
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect Donald LI Kwok Tung Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Adoption of Share Option Scheme Management For Voted - Against
15 Service Provider Sublimit Management For Voted - Against
SINOPHARM GROUP CO LTD
Security ID: Y8008N107 Ticker: 1099
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Give Guarantees Management For Voted - Against
11 Elect SHI Shenghao Management For Voted - For
12 Authority to Issue Domestic Shares and/or H Shares
w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase H Shares Management For Voted - For
14 Authority to Issue Corporate Bonds Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase Shares Management For Voted - For
SINOPHARM GROUP CO. LTD.
Security ID: Y8008N107 Ticker: 1099
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect WANG Kan Management For Voted - For
4 Election of WANG Peng as Supervisor Management For Voted - Against
5 Non-Voting Meeting Note N/A N/A Non-Voting
1642
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
TOPCHOICE MEDICAL CORPORATION
Security ID: Y0772A106 Ticker: 600763
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Amendments to Articles Management For Voted - For
WALVAX BIOTECHNOLOGY COMPANY LTD
Security ID: Y9486E106 Ticker: 300142
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Implementation Of A Project With Raised Funds Management For Voted - For
2 The Company's Eligibility for Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
3 Type of Securities to Be Issued Management For Voted - For
4 Issuing Scale Management For Voted - For
5 Par Value and Issue Price Management For Voted - For
6 Bond Duration Management For Voted - For
7 Interest Rate of the Bond Management For Voted - For
8 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
9 Conversion Period Management For Voted - For
10 Determination of and Adjustment to the Conversion
Price Management For Voted - For
11 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
12 Determining Method for the Number of Converted
Shares Management For Voted - For
13 Redemption Clauses Management For Voted - For
14 Resale Clauses Management For Voted - For
15 Attribution of Related Dividends for Conversion
Years Management For Voted - For
16 Issuing Targets and Method Management For Voted - For
17 Arrangement for Placing to Original Shareholders Management For Voted - For
18 Matters Regarding the Meetings of Bondholders Management For Voted - For
19 Purpose of the Raised Funds Management For Voted - For
20 Rating Matters Management For Voted - For
21 Guarantee Matters Management For Voted - For
22 Management and Deposit of Raised Funds Management For Voted - For
23 The Valid Period of the Issuing Plan Management For Voted - For
24 Preplan For Issuance Of Convertible Corporate Bonds
To Non-Specific Parties Management For Voted - For
1643
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
26 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
27 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - For
28 Diluted Immediate Return After The Issuance Of
Convertible Corporate Bonds To Non-Specific Parties
And Filling Measures And Commitments Of Relevant
Parties Management For Voted - For
29 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
30 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
31 Authorization to the Board to Handle Matters
Regarding the Issuance of Convertible Corporate
Bonds to Non-specific Parties Management For Voted - For
32 Increase of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Yunchun Management For Voted - For
3 Elect HUANG Zhen Management For Voted - For
4 Elect JIANG Runsheng Management For Voted - For
5 Elect FAN Yongwu Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHAO Jianmei Management For Voted - For
8 Elect ZHU Jinyu Management For Voted - For
9 Elect SUN Ganghong Management For Voted - For
10 Elect ZENG Lingbing Management For Voted - For
11 Election Of Ding Shiqing As A Non-Employee
Supervisor Management For Voted - For
12 Reappointment Of 2022 Audit Firm Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 AUDITED FINANCIAL REPORT Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Increase of the Registered Capital, Change of the
Company S Domicile and Amendments to the Company S
Articles of Association Management For Voted - For
8 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
9 AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE
BOARD MEETINGS Management For Voted - For
1644
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
11 FORMULATION OF THE ALLOWANCE MANAGEMENT SYSTEM FOR
DIRECTORS AND SUPERVISORS Management For Voted - For
WINNING HEALTH TECHNOLOGY GROUP CO., LTD.
Security ID: Y7685K105 Ticker: 300253
Meeting Date: 17-Oct-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Stock Option Incentive Plan Management For Voted - For
4 Amendments To The External Guarantee Management
System Management For Voted - For
5 Amendments To The Work System For Independent
Directors Management For Voted - For
WUXI APPTEC CO. LTD.
Security ID: Y971B1100 Ticker: 2359
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Adoption of the 2022 H Share Award and Trust Scheme Management For Voted - Against
2 Grant of Awards to the Connected Selected
Participants under the 2022 H Share Award and Trust
Scheme Management For Voted - Against
3 Board Authorization to Implement H Share Award and
Trust Scheme Management For Voted - Against
4 Change in Registered Capital Management For Voted - For
5 Amendments to Articles Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 31-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Give Guarantees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Approval of the Foreign Exchange Hedging Limit Management For Voted - For
8 Increase in Registered Capital Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Supervisors' Fees Management For Voted - For
12 Adoption of the 2023 H Share Award and Trust Scheme Management For Voted - Against
1645
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Grant of Awards Under the 2023 H Share Award and
Trust Scheme Management For Voted - Against
14 Board Authorization to Handle Matters Pertaining to
the 2023 H Share Award and Trust Scheme Management For Voted - Against
15 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
16 Authority to Repurchase Shares Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect GE Li Management For Voted - Against
19 Elect Edward Hu Management For Voted - For
20 Elect Steve Qing Yang Management For Voted - For
21 Elect Mingzhang Chen Management For Voted - For
22 Elect Zhaohui Zhang Management For Voted - For
23 Elect NING Zhao Management For Voted - For
24 Elect Xiaomeng Tong Management For Voted - For
25 Elect YIBING Wu Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Elect Christine Shaohua Lu-Wong Management For Voted - For
28 Elect Wei Yu Management For Voted - For
29 Elect Xin Zhang Management For Voted - For
30 Elect Zhiling Zhan Management For Voted - For
31 Elect Dai Feng Management For Voted - For
32 Non-Voting Agenda Item N/A N/A Non-Voting
33 Elect Harry Liang He Management For Voted - For
34 Elect Baiyang Wu Management For Voted - Against
35 Non-Voting Meeting Note N/A N/A Non-Voting
36 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 31-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
WUXI APPTEC CO. LTD.
Security ID: Y971B1118 Ticker: 2359
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Adoption of the 2022 H Share Award and Trust Scheme Management For Voted - Against
4 Grant of Awards to the Connected Selected
Participants under the 2022 H Share Award and Trust
Scheme Management For Voted - Against
5 Board Authorization to Implement H Share Award and
Trust Scheme Management For Voted - Against
6 Change in Registered Capital Management For Voted - For
7 Amendments to Articles Management For Voted - For
1646
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Approval of the Foreign Exchange Hedging Limit Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect GE Li Management For Voted - Against
11 Elect Edward Hu Management For Voted - For
12 Elect Steve Qing Yang Management For Voted - For
13 Elect Mingzhang Chen Management For Voted - For
14 Elect Zhaohui Zhang Management For Voted - For
15 Elect NING Zhao Management For Voted - For
16 Elect Xiaomeng Tong Management For Voted - For
17 Elect YIBING Wu Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect Dai Feng Management For Voted - For
20 Elect Christine Shaohua Lu-Wong Management For Voted - For
21 Elect Wei Yu Management For Voted - For
22 Elect Xin Zhang Management For Voted - For
23 Elect Zhiling Zhan Management For Voted - For
24 Directors' Fees Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect Harry Liang He Management For Voted - For
27 Elect Baiyang Wu Management For Voted - Against
28 Supervisors' Fees Management For Voted - For
29 Adoption of the 2023 H Share Award and Trust Scheme Management For Voted - Against
30 Grant of Awards Under the 2023 H Share Award and
Trust Scheme Management For Voted - Against
31 Board Authorization to Handle Matters Pertaining to
the 2023 H Share Award and Trust Scheme Management For Voted - Against
32 Increase in Registered Capital Management For Voted - For
33 Amendments to Articles Management For Voted - For
34 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
35 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase Shares Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
1647
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
WUXI BIOLOGICS (CAYMAN) INC.
Security ID: G97008117 Ticker: 2269
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Ge LI Management For Voted - Against
5 Elect CHEN Zhisheng Management For Voted - For
6 Elect Kenneth Walton Hitchner III Management For Voted - Against
7 Elect Jackson Peter Tai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendments to the Restricted Share Award Scheme Management For Voted - Against
11 Amendments to the Share Award Scheme for Global
Partner Program Management For Voted - Against
12 Adoption of the Scheme Mandate Limit Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
14 Authority to Repurchase Shares Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
YUNNAN BAIYAO GROUP CO. LTD.
Security ID: Y9879F108 Ticker: 000538
Meeting Date: 09-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 FINANCIAL BUDGET REPORT Management For Voted - For
7 Appointment of Auditor Management For Voted - Against
YUNNAN BAIYAO GROUP CO., LTD.
Security ID: Y9879F108 Ticker: 000538
Meeting Date: 07-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
4 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Elect CHEN Fashu Management For Voted - For
7 Elect WANG Minghui Management For Voted - For
1648
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect LU Hongdong Management For Voted - For
9 Elect XIE Yunshan Management For Voted - For
10 Elect LI Hongshen Management For Voted - For
11 Elect DONG Ming Management For Voted - For
12 Elect CHEN Yanhui Management For Voted - For
13 Elect DAI Yang Management For Voted - For
14 Elect ZHANG Yongliang Management For Voted - For
15 Elect LIU Guoen Management For Voted - For
16 Elect HE Yong Management For Voted - For
17 Elect YOU Guanghui Management For Voted - Against
18 Elect ZHONG Jie Management For Voted - For
ZAI LAB LTD.
Security ID: 98887Q104 Ticker: ZLAB
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Elect Samantha Du Management For Voted - For
2 Elect Kai-Xian Chen Management For Voted - For
3 Elect John D. Diekman Management For Voted - For
4 Elect Richard Gaynor Management For Voted - For
5 Elect Nisa Bernice LEUNG Wing-Yu Management For Voted - For
6 Elect William Lis Management For Voted - For
7 Elect Scott W. Morrison Management For Voted - Against
8 Elect Leon O. Moulder, Jr. Management For Voted - For
9 Elect Michel Vounatsos Management For Voted - For
10 Elect Peter Wirth Management For Voted - For
11 Ratification of Auditor Management For Voted - For
12 Authority to Set Auditor's Fees Management For Voted - For
13 Advisory Vote on Executive Compensation Management For Voted - Against
14 General Mandate to Issue Shares Management For Voted - Against
15 General Mandate to Issue Shares Management For Voted - Against
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO. LTD.
Security ID: Y9890Q109 Ticker: 600436
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET
REPORT Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHANG Lei Management For Voted - For
10 Elect CHEN Lei Management For Voted - For
1649
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Security ID: Y9890Q109 Ticker: 600436
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Elect LAI Wenning Management For Voted - For
2 Amendments to Management System for Investment and
Financing Management For Voted - For
ZHEJIANG HUAHAI PHARMACEUTICAL CO
Security ID: Y9891X103 Ticker: 600521
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Report on the Use of Funds Raised in the Previous
Period Management For Voted - For
7 Amendments to the Company S Some Articles Of
association Management For Voted - For
8 2023 Application for Comprehensive Credit Line by
the Company and Subsidiaries and Provide Guarantee Management For Voted - For
9 2023 Carry Out Foreign Exchange Hedging Business
Such as Forward Foreign Exchange Settlement and
Sale and Foreign Exchange Options Management For Voted - For
10 Adjustment of Repurchase Price and Repurchase and
Cancellation of Some Restricted Stocks Management For Voted - For
11 Appointment of Auditor Management For Voted - For
ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD.
Security ID: Y9891X103 Ticker: 600521
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Eligibility for Private Placement Management For Voted - Against
3 Stock Type and Par Value Management For Voted - Against
4 Issuing Method and Date Management For Voted - Against
5 Issuing Targets and Subscription Method Management For Voted - Against
6 Issuing Size Management For Voted - Against
7 Issue Price, Pricing Principles and Benchmark Date Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Use of Proceeds Management For Voted - Against
11 Arrangement for Undistributed Profits Management For Voted - Against
12 Resolution Validity Management For Voted - Against
1650
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Preplan for 2022 Private Placement Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds
from the 2022 Private Placement Management For Voted - Against
15 Management Commitment on Dilution Measures Management For Voted - Against
16 Report On The Use Of Previously-Raised Funds Management For Voted - For
17 Shareholder Return Plan for the Next Three Years
(2022-2024) Management For Voted - For
18 Board Authorization to Handle Matters Related to
2022 Private Placement Management For Voted - Against
Meeting Date: 07-Nov-22 Meeting Type: Special
1 Change Of Independent Directors Management For Voted - For
2 Capital Decrease In A Subsidiary Management For Voted - For
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Private
Placement of A-Shares Management For Voted - For
2 Board Authorization to Handle Matters Regarding
Private Placement of A-Shares Management For Voted - For
ZHEJIANG JIUZHOU PHARMACEUTICAL CO.LTD
Security ID: Y988CE105 Ticker: 603456
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Eligibility for A Private Placement Management For Voted - Against
2 Plan for 2022 Private Placement: Stock Type and Par
Value Management For Voted - Against
3 Plan for 2022 Private Placement: Issuing Targets,
Subscription Method and Arrangement for Placement
to Existing Shareholders Management For Voted - Against
4 Plan for 2022 Private Placement: Issue Price and
Pricing Principles Management For Voted - Against
5 Plan for 2022 Private Placement: Issue Size Management For Voted - Against
6 Plan for 2022 Private Placement: Lockup Period Management For Voted - Against
7 Plan for 2022 Private Placement: Listing Market Management For Voted - Against
8 Plan for 2022 Private Placement: Distribution of
Accumulated Profits Management For Voted - Against
9 Plan for 2022 Private Placement: Resolution
Validity Period Management For Voted - Against
10 Plan for 2022 Private Placement: Use of Proceeds Management For Voted - Against
11 Plan for 2022 Private Placement: Amount and Purpose
of the Raised Funds Management For Voted - Against
12 Preplan of 2022 Private Placement Management For Voted - Against
13 Feasibility Analysis Report on the Use of Proceeds
from 2022 Private Placement Management For Voted - Against
14 Report On The Use Of Previously-Raised Funds Management For Voted - For
15 Approval of Commitment of Management on Dilution
Measures for Share Placement Management For Voted - Against
1651
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Shareholder Return Plan for the Next Three-Years
(2022-2024) Management For Voted - Abstain
17 Board Authorization to Handle Matters Regarding to
2022 Private Placement Management For Voted - Against
Meeting Date: 28-Mar-23 Meeting Type: Special
1 Approve Change In Usage Of Raised Funds Of
Investment Projects To Acquisition Of Equity And
Capital Injection Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2022 Directors' and Supervisors' Fees Management For Voted - For
8 2023 Directors' and Supervisors' Fees Management For Voted - For
9 Launching 2023 Forward Exchange Settlement Business Management For Voted - For
10 2023 Investment Budget Plan Management For Voted - For
11 Approval of Line of Credit Management For Voted - For
12 Pledge of Assets for Line of Credit from Banks Management For Voted - For
13 Authority to Give 2023 Guarantees Management For Voted - For
ZHEJIANG NHU CO., LTD.
Security ID: Y98910105 Ticker: 002001
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Launching Billing Pool Business Management For Voted - For
7 Authority to Give Guarantees to Subsidiaries in 2023 Management For Voted - For
8 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
9 Appointment of Auditor Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Special
1 The Fourth Phase Employee Stock Ownership Plan
(Draft) and Its Summary Management For Voted - Against
2 Authorization to the Board to Handle Matters
Regarding the Fourth Phase Employee Stock Ownership
Plan Management For Voted - Against
1652
Global X MSCI China Health Care ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHEJIANG WOLWO BIO-PHARMACEUTICAL
Security ID: Y9897U103 Ticker: 300357
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect HU Gengxi Management For Voted - For
3 Elect CHEN Yanni Management For Voted - For
4 Elect ZHANG Lu Management For Voted - For
5 Elect BI Ziqiang Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect XU Guoliang Management For Voted - For
8 Elect ZHANG Feida Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect JIN Tao Management For Voted - Against
11 Elect YANG Huifeng Management For Voted - For
12 Appointment of Auditor Management For Voted - For
13 Expansion of the Company's Business Scope and
Amendments to Relevant Articles of Association Management For Voted - For
14 Amendments to the Profit Distribution Policy and
Relevant Articles of Association Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
17 Amendments to Work System for Independent Directors Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Remuneration Plan for Directors: Hu Gengxi,
the Chairman and General Manager Management For Voted - For
7 2023 Remuneration Plan for Directors: BI Ziqiang,
Director and Vice-general Manager Management For Voted - For
8 2023 Remuneration Plan for Directors: Zhang Lu,
Director and Vice-general Manager Management For Voted - For
9 2023 Remuneration Plan for Independent Director: XU
Guoliang Management For Voted - For
10 2023 Remuneration Plan for Independent Director:
Zhang Feida Management For Voted - For
11 2023 Remuneration Plan for Supervisor: Jin Tao Management For Voted - For
12 2023 Remuneration Plan for Supervisor: Ji Long Management For Voted - For
13 2023 Remuneration Plan for Supervisor: Yang Huifeng Management For Voted - For
1653
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
AECC AERO-ENGINE CONTROL CO., LTD.
Security ID: Y6203U108 Ticker: 000738
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Appointment Of 2022 Financial And Internal Control
Audit Firm Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - Against
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Continued Cash Management With Idle Raised Funds Management For Voted - For
2 Amendments To The Connected Transactions Management
System Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Elect DENG Zhiwei Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Financial Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Directors' Fees Management For Voted - For
AECC AVIATION POWER CO. LTD.
Security ID: Y9730A108 Ticker: 600893
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Additional Continuing Related Transactions with the
Actual Controller and Its Affiliates in 2022 Management For Voted - For
Meeting Date: 06-Feb-23 Meeting Type: Special
1 2023 Continuing Connected Transactions with De
Facto Controller and Its Related Parties Management For Voted - For
2 Application for 2023 Financing Quota and
Authorization to Sign Relevant Agreements Management For Voted - For
3 Connected Transactions Regarding Transfer of Shares
of Other Listed Companies by A Subsidiary Management For Voted - For
1654
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report of Independent Directors Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Implementing Results Of 2022 Connected Transactions Management For Voted - For
8 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
9 2022 Remuneration For Internal Directors Management For Voted - For
10 2023 Financial Budget Management For Voted - For
11 Reappointment Of 2023 Audit Firm Management For Voted - For
12 Connected Transaction Regarding The Financial
Service Agreement to Be Resigned with A Company Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Special
1 Cash Management With Idle Proprietary Funds Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect LI Jian Management For Voted - For
4 Elect LIU Hui Management For Voted - For
AIR CHINA LIMITED
Security ID: Y002A6104 Ticker: 0753
Meeting Date: 20-Sep-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Class and Par Value of Share Management For Voted - For
3 Method and Time of Issuance Management For Voted - For
4 Target Subscribers and Subscription Method Management For Voted - For
5 Issue Price and Pricing Method Management For Voted - For
6 Number of Issue Management For Voted - For
7 Lock-up Arrangement Management For Voted - For
8 Listing Venue Management For Voted - For
9 Arrangement of Accumulated Undistributed Profits
Prior to the Issuance Management For Voted - For
10 Use of Proceeds Management For Voted - For
11 Validity Period Management For Voted - For
12 Preplan of Non-Public Issuance of A Share Management For Voted - For
13 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Share Management For Voted - For
14 Connected Transaction Relating to the Proposed
Non-Public Issuance of A Share of the Company Management For Voted - For
15 Authorization to the Board to Deal with all Matters
in Relation to Non-Public Issuance of A Share Management For Voted - For
1655
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility of Non-Public Issuance of A Share Management For Voted - For
3 Class and Par Value of Share Management For Voted - For
4 Method and Time of Issuance Management For Voted - For
5 Target Subscribers and Subscription Method Management For Voted - For
6 Issue Price and Pricing Method Management For Voted - For
7 Number of Issue Management For Voted - For
8 Lock-up Arrangement Management For Voted - For
9 Listing Venue Management For Voted - For
10 Arrangement of Accumulated Undistributed Profits
Prior to the Issuance Management For Voted - For
11 Use of Proceeds Management For Voted - For
12 Validity Period Management For Voted - For
13 Preplan of Non-Public Issuance of A Share Management For Voted - For
14 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Share Management For Voted - For
15 Dilution of Immediate Return Resulting from the
Non-Public Issuance and Remedial Measures Management For Voted - For
16 Report on the Use of Previous Proceeds Management For Voted - For
17 Connected Transaction Relating to the Proposed
Non-Public Issuance of A Share of the Company Management For Voted - For
18 Authorization to the Board to Deal with all Matters
in Relation to Non-Public Issuance of A Share Management For Voted - For
19 Dividend Distribution Plan for the Shareholders for
the Next Three Years Management For Voted - For
20 Introduction of 96 A320NEO Series Aircraft for the
Company and Shenzhen Airlines Management For Voted - For
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 New Related Transaction Framework Agreement with
Air China Cargo and Annual Transaction Caps Management For Voted - For
3 Agreement on Matters Related to Related
Transactions of Air China Cargo Shares with CNAHC,
CNAF and Air China Cargo Management For Voted - For
4 Renewal of CNAGG Framework Agreement Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Elect XIAO Jian as Supervisor Management For Voted - Against
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Mingyuan Management For Voted - For
1656
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Unrecovered Losses Amounting to One-third of the
Total Paid-up Share Capital Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Continuing Related Transactions on Financial
Services between Company and CNAF Management For Voted - For
9 Continuing Related Transactions on Financial
Services between CNAHC and CNAF Management For Voted - For
10 Continuing Related Transactions on Financial
Services between Air China Cargo and CNAF Management For Voted - For
11 Continuing Related Transactions on Trademark
License between Company and CNAHC Management For Voted - For
12 Authority to Issue Debt Financing Instruments Management For Voted - Against
AIR CHINA LIMITED
Security ID: Y002A6138 Ticker: 0753
Meeting Date: 20-Sep-22 Meeting Type: Other
1 Class and Par Value of Share Management For Voted - For
2 Method and Time of Issuance Management For Voted - For
3 Target Subscribers and Subscription Method Management For Voted - For
4 Issue Price and Pricing Method Management For Voted - For
5 Number of Issue Management For Voted - For
6 Lock-up Arrangement Management For Voted - For
7 Listing Venue Management For Voted - For
8 Arrangement of Accumulated Undistributed Profits
Prior to the Issuance Management For Voted - For
9 Use of Proceeds Management For Voted - For
10 Validity Period Management For Voted - For
11 Preplan of Non-Public Issuance of A Share Management For Voted - For
12 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Share Management For Voted - For
13 Connected Transaction Relating to the Proposed
Non-Public Issuance of A Share of the Company Management For Voted - For
14 Authorization to the Board to Deal with all Matters
in Relation to Non-Public Issuance of A Share Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Sep-22 Meeting Type: Special
1 Eligibility of Non-Public Issuance of A Share Management For Voted - For
2 Class and Par Value of Share Management For Voted - For
3 Method and Time of Issuance Management For Voted - For
1657
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Target Subscribers and Subscription Method Management For Voted - For
5 Issue Price and Pricing Method Management For Voted - For
6 Number of Issue Management For Voted - For
7 Lock-up Arrangement Management For Voted - For
8 Listing Venue Management For Voted - For
9 Arrangement of Accumulated Undistributed Profits
Prior to the Issuance Management For Voted - For
10 Use of Proceeds Management For Voted - For
11 Validity Period Management For Voted - For
12 Preplan of Non-Public Issuance of A Share Management For Voted - For
13 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Share Management For Voted - For
14 Dilution of Immediate Return Resulting from the
Non-Public Issuance and Remedial Measures Management For Voted - For
15 Report on the Use of Previous Proceeds Management For Voted - For
16 Connected Transaction Relating to the Proposed
Non-Public Issuance of A Share of the Company Management For Voted - For
17 Authorization to the Board to Deal with all Matters
in Relation to Non-Public Issuance of A Share Management For Voted - For
18 Dividend Distribution Plan for the Shareholders for
the Next Three Years Management For Voted - For
19 Introduction of 96 A320NEO Series Aircraft for the
Company and Shenzhen Airlines Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 14-Oct-22 Meeting Type: Special
1 New Related Transaction Framework Agreement with
Air China Cargo and Annual Transaction Caps Management For Voted - For
2 Agreement on Matters Related to Related
Transactions of Air China Cargo Shares with CNAHC,
CNAF and Air China Cargo Management For Voted - For
3 Renewal of CNAGG Framework Agreement Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Elect XIAO Jian as Supervisor Management For Voted - Against
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Elect WANG Mingyuan Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Unrecovered Losses Amounting to One-third of the
Total Paid-up Share Capital Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1658
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Continuing Related Transactions on Financial
Services between Company and CNAF Management For Voted - For
8 Continuing Related Transactions on Financial
Services between CNAHC and CNAF Management For Voted - For
9 Continuing Related Transactions on Financial
Services between Air China Cargo and CNAF Management For Voted - For
10 Continuing Related Transactions on Trademark
License between Company and CNAHC Management For Voted - For
11 Authority to Issue Debt Financing Instruments Management For Voted - Against
AVIC ELECTROMECHANICAL SYSTEMS CO., LTD.
Security ID: Y37456111 Ticker: 002013
Meeting Date: 20-Jul-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Special
1 The Connected Transaction Regarding Merger and
Acquisition of the Company by China Avionics
Systems Co., Ltd. Via Share Swap and Matching Fund
Raising is in Compliance With Relevant Laws and
Regulations Management For Voted - For
2 The Merger And Acquisition Of The Company By China
Avionics Systems Co., Ltd. Via Share Swap And
Matching Fund Raising Constitutes A Connected
Transaction Management For Voted - For
3 Transaction Parties Management For Voted - For
4 Stock Type and Par Value Management For Voted - For
5 Targets for Share Swap and Record Date of the
Merger Implementation Management For Voted - For
6 Swap Price and Swap Ratio Management For Voted - For
7 Issuing Volume for the Share Swap Management For Voted - For
8 Listing Place for the Share Swap Management For Voted - For
9 Disposal of the Company's Right-limited Shares Management For Voted - For
10 Merger/Acquisition Management For Voted - For
11 Merger/Acquisition Management For Voted - For
12 Disposal of Debts and Creditors Rights Involved in
the Transaction Management For Voted - For
13 Arrangement for the Transitional Period Management For Voted - For
14 Delivery or Ownership Transfer of Relevant Assets
Involved in the Transaction Management For Voted - For
15 Employee Placement Management For Voted - For
16 Arrangement for Accumulated Retained Profits Management For Voted - For
17 Amount of the Matching Funds to Be Raised Management For Voted - For
18 Stock Type and Par Value Management For Voted - For
19 Plan for Matching Fund Raising: Issuing Targets and
Subscription Method Management For Voted - For
20 Pricing Basis and Issue Price Management For Voted - For
21 Issuing Volume Management For Voted - For
22 Listing Place Management For Voted - For
1659
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Lock-up Period Management For Voted - For
24 Distribution Plan for the Accumulated Retained
Profits Management For Voted - For
25 Purpose of the Raised Funds Management For Voted - For
26 Valid Period of the Resolution Management For Voted - For
27 Report (Draft) on the Connected Transaction
Regarding Merger and Acquisition of the Company by
China Avionics Systems Co., Ltd. Via Share Swap and
Matching Fund Raising and Its Summary Management For Voted - For
28 The Merger Constitutes a Major Assets Restructuring
but Not a Listing by Restructuring Management For Voted - For
29 Financial Reports Related To The Transaction Management For Voted - For
30 Confirmation of the Valuation Report on Connected
Transaction Regarding Merger and Acquisition of the
Company by China Avionics Systems Co., Ltd. Via
Share Swap and Matching Fund Raising Management For Voted - For
31 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluated
Price Management For Voted - For
32 The Transaction is in Compliance With Articles 4 of
the Provisions on Several Issues Concerning the
Regulation of Major Assets Restructuring of Listed
Companies Management For Voted - For
33 The Transaction is in Compliance With Articles 11
and 43 of the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
34 Statement on the Compliance and Completeness of the
Legal Procedure of the Transaction and the Validity
of the Legal Documents Submitted Management For Voted - For
35 Preplan for Connected Transaction Regarding Merger
and Acquisition of the Company by China Avionics
Systems Co., Ltd. Via Share Swap and Matching Fund
Raising and Its Summary Management For Voted - For
36 Conditional Agreement on Merger and Acquisition via
Share Swap Between the Company and China Avionics
Systems Co., Ltd. To Be Signed Management For Voted - For
37 Full Authorization to the Board to Handle Matters
Regarding the Merger and Acquisition Transaction Management For Voted - For
38 Financial Services Framework Agreement Management For Voted - Against
39 Elect ZHANG Yaojun Management For Voted - For
40 Non-Voting Agenda Item N/A N/A Non-Voting
41 Elect SHEN Chaohui Management For Voted - For
42 Elect WANG Zhenping Management For Voted - For
43 Non-Voting Meeting Note N/A N/A Non-Voting
44 Non-Voting Meeting Note N/A N/A Non-Voting
45 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Proposal for Cancellation of Repurchased Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
1660
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
AVIC HELICOPTER CO., LTD.
Security ID: Y2981F108 Ticker: 600038
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Adjustment of 2022 Estimated Quota of Continuing
Connected Transactions and 2023 Estimated
Continuing Connected Transactions Management For Voted - For
2 Connected Transaction Regarding the Financial
Service Framework Agreement to be Signed with a
Company Management For Voted - Against
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Financial Budget Management For Voted - For
8 Internal Control Self-Assessment Report Management For Voted - For
9 Internal Control Audit Report Management For Voted - For
10 Reappointment of Auditor Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
13 Amendments to Procedural Rules for Board Meetings Management For Voted - For
14 Amendments to Procedural Rules for Connected
Transactions Decision-Making System Management For Voted - For
AVICHINA INDUSTRY & TECHNOLOGY
Security ID: Y0485Q109 Ticker: 2357
Meeting Date: 26-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Share Swap and Absorption Agreement Management For Voted - For
4 Subscription Agreement Management For Voted - For
5 Elect LIU Bingjun Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supplemental Financial Services Framework Agreement
and Revised Annual Caps Management For Voted - For
4 Supplemental Mutual Product and Service Supply and
Guarantee Agreement and Revised Annual Cap Management For Voted - For
1661
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Revised Annual Cap Under Existing Mutual Product
Supply Agreement Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect SUN Jizhong Management For Voted - For
9 Connected Transactions Management For Voted - For
10 Shareholders Proposal (Ordinary Resolution) Shareholder For Voted - Against
11 Amendments to Articles of Association and Rules
Governing the Operation of Shareholders' General
Meeting Management For Voted - For
12 Amendments to Rules Governing the Operation of
Shareholders' General Meeting Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Shareholders Proposal (Special Resolution) Shareholder For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
BEIJING CAPITAL INTERNATIONAL AIRPORT
Security ID: Y07717104 Ticker: 0694
Meeting Date: 24-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Huacheng Management For Voted - For
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Operation and Maintenance Services Framework
Agreement Management For Voted - For
4 Supply of Aviation Safety and Security Guard
Services Agreement Management For Voted - For
5 Authority to Issue Medium-Term Notes and Super
Short-Term Debentures Management For Voted - For
1662
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Profit Distribution Plan Management For Voted - For
9 Elect WANG Changyi Management For Voted - For
10 Elect HAN Zhiliang as Executive Director Management For Voted - For
11 Elect JIA Jianqing as Non-Executive Director Management For Voted - For
12 Elect SONG Kun as Non-Executive Director Management For Voted - For
13 Elect DU Qiang as Non-Executive Director Management For Voted - For
14 Elect ZHANG Jiali as Independent Non-Executive
Director Management For Voted - For
15 Elect Stanley HUI Hon Chung as Independent
Non-Executive Director Management For Voted - For
16 Elect WANG Huacheng as Independent Non-Executive
Director Management For Voted - For
17 Elect DUAN Donghui as Independent Non-Executive
Director Management For Voted - For
18 Elect LIU Chunchen as Supervisor Management For Voted - For
19 Elect Japhet Sebastian Law as Supervisor Management For Voted - For
20 Elect JIANG Ruiming as Supervisor Management For Voted - For
BEIJING EASPRING MATERIAL TECHNOLOGY COMPANY LTD
Security ID: Y0772S107 Ticker: 300073
Meeting Date: 29-Nov-22 Meeting Type: Special
1 Reappointment of Auditor Management For Voted - For
2 Cash Management With Some Idle Raised Funds Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report
Management For Voted - For
3 Supervisors' Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report
Management For Voted - For
7 Report on Deposit and Use of Previously Raised
Funds
Management For Voted - For
8 Related Party Transactions Management For Voted - For
1663
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Directors and Supervisors' Fees Management For Voted - For
10 Launching Foreign Exchange Derivatives Transactions Management For Voted - For
11 Supplementing the Working Capital with the Surplus
Raised Funds Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 2023 Shareholding Increase Plan (Draft) for the
Management Team and Key Employees and Its Summary
Management For Voted - For
14 Authorization to the Board to Handle Matters
Regarding the 2023 Shareholding Increase Plan for
the Management Team and Key Employees Management For Voted - For
BEIJING NEW BUILDING MATERIALS PUBLIC CO., LTD.
Security ID: Y07708103 Ticker: 000786
Meeting Date: 25-Oct-22 Meeting Type: Special
1 By-Elect YU Kaijun as Supervisor Management For Voted - Against
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Estimated Continuing Connected Transactions Management For Voted - For
8 Financing From Banks And Other Financial
Institutions Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Issuance of Non-financial-institution Debt
Financing Instruments by the Company and a
Wholly-owned Subsidiary Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Amendments to Procedural Rules: Board Meetings Management For Voted - For
13 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
14 Amendments to Work System for Independent Directors Management For Voted - For
15 Connected Transaction Regarding of Waiver of the
Preemptive Rights for Equities Acquisition Management For Voted - For
16 Supervisors' Report Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect LU Xinhua Management For Voted - For
19 Elect ZHANG Jing Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Special
1 Approve Supervisory Council Management For Voted - Against
1664
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING ORIGINWATER TECHNOLOGY CO., LTD.
Security ID: Y0772Q101 Ticker: 300070
Meeting Date: 18-Jul-22 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
2 Change of the Guarantee for a Company Management For Voted - Against
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Early Termination Of The Guarantee For A Company Management For Voted - For
2 Early Termination Of The Guarantee For A 2Nd Company Management For Voted - For
3 Early Termination Of The Guarantee For A 3Rd Company Management For Voted - For
4 Amendments To The Work System For Independent
Directors Management For Voted - For
5 Amendments to the Implementing Rules for Cumulative
Voting System at Shareholders General Meetings Management For Voted - For
6 Amendments to the Implementing Rules for Online
Voting System at Shareholders General Meetings Management For Voted - For
7 Amendments to the Code of Conduct for Controlling
Shareholders and De Facto Controller Management For Voted - For
8 Elect ZHANG Long Management For Voted - For
9 Connected Transaction Regarding Provision of
Guarantee for the Comprehensive Credit Line Applied
for by a Company to Related Parties Management For Voted - Against
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Connected Transaction Regarding Application for
Supply Chain Financial Business to a Company Management For Voted - For
2 Provision Of Guarantee For A Company Management For Voted - Against
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Registration And Issuance Of Medium-Term Notes Management For Voted - Against
2 Early Termination Of The Guarantee For A Company Management For Voted - For
BEIJING UNITED INFORMATION TECHNOLOGY CO LTD
Security ID: Y077BP103 Ticker: 603613
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Gdr Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 Gdr Scale During the Duration Management For Voted - For
1665
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Conversion Ratio of Gdrs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of Gdrs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
17 The Articles of Association of the Company (draft)
Applicable After Gdr Issuance and Listing on the
Six Swiss Exchange Management For Voted - For
18 The Company S Rules of Procedure Governing
Shareholders General Meetings (draft) Applicable
After Gdr Issuance and Listing on the Six Swiss
Exchange Management For Voted - For
19 The Company S Rules of Procedure Governing the
Board Meetings (draft) Applicable After Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
20 The Company S Rules of Procedure Governing Meetings
of the Supervisory Committee (draft) Applicable
After Gdr Issuance and Listing on the Six Swiss
Exchange Management For Voted - For
21 Application for Credit Line to Banks and Other
Financial Institutions by the Company and
Controlled Subsidiaries and Guarantee Matters Management For Voted - For
22 Change of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 24-Mar-23 Meeting Type: Special
1 Changes of Business Scope And Amendments to Articles Management For Voted - For
2 Approval of Line of Credit And Authority to Give
Guarantees Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Independent Directors' Report Management For Voted - For
8 Remuneration for Non-Independent Directors Management For Voted - For
1666
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Remuneration for Supervisors Management For Voted - For
10 Remuneration for Independent Directors Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect ZHAO Suyan Management For Voted - For
14 Elect YAN Se Management For Voted - For
15 Elect ZHU Qisheng Management For Voted - For
BEIJING-SHANGHAI HIGH SPEED RAILWAY CO LTD
Security ID: Y0S031107 Ticker: 601816
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Comfirmation and Estimation of Related Party
Transactions in 2022 and 2023 Management For Voted - For
6 Shareholder Returns Plan (2022 - 2024) Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 2023 Financial Budget Management For Voted - For
9 Appointment of Auditor and Internal Control Auditor Management For Voted - For
10 Elect WANG Weiqiang as Supervisor Management For Voted - Against
BOC AVIATION LIMITED
Security ID: Y09292106 Ticker: 2588
Meeting Date: 30-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LIU Jin Management For Voted - Against
6 Elect WANG Xiao Management For Voted - For
7 Elect WEI Hanguang Management For Voted - For
8 Elect FU Shula Management For Voted - Against
9 Elect Bernard Yin YEUNG Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
1667
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA BAOAN GROUP CO., LTD.
Security ID: Y1394W104 Ticker: 000009
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 Annual Report
Management For Voted - For
2 Directors' Report
Management For Voted - For
3 Supervisors' Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - Against
7 Authority to Give Guarantees Management For Voted - Against
CHINA COMMUNICATIONS SERVICES CORP
Security ID: Y1436A102 Ticker: 0552
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect YAN Dong Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Domestic and/or H Shares w/o
Preemptive Rights Management For Voted - Against
8 Increase in Registered Capital Management For Voted - Against
9 Elect TANG Yongbo Management For Voted - For
CHINA CONCH VENTURE HOLDINGS LIMITED
Security ID: G2116J108 Ticker: 0586
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect JI Qinying Management For Voted - For
1668
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect LI Daming Management For Voted - For
7 Elect CHAN Chi On Management For Voted - Against
8 Elect PENG Suping Management For Voted - For
9 Directors' fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Articles Management For Voted - Against
CHINA CSSC HOLDINGS LIMITED
Security ID: Y1414Q103 Ticker: 600150
Meeting Date: 18-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect SHENG Jigang Management For Voted - For
3 Elect SHI Weidong Management For Voted - For
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Authority to Give Counter-Guarantees by a
Subsidiary for China State Shipbuilding Corporation
Limited Management For Voted - Abstain
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Approve Transfer of Equity Management For Voted - For
Meeting Date: 29-Nov-22 Meeting Type: Special
1 Connected Transactions Regarding the Land
Compensation Agreement to be Signed by Controlled
Subsidiaries Management For Voted - For
Meeting Date: 25-Apr-23 Meeting Type: Special
1 Amendments to The Company S Rules of Procedure
Governing Shareholders General Meetings
Management For Voted - For
2 Amendments to The Rules of Procedure Governing The
Board Meetings
Management For Voted - For
3 Amendments to The Company S Rules of Procedure
Governing Meetings of The Supervisory Committee
Management For Voted - For
4 Election of Directors Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Report Of The Board Of Directors Management For Voted - For
2 2022 Report Of The Supervisory Committee Management For Voted - For
1669
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included): Cny0.20000000 2)
Bonus Issue from Profit (Share/10 Shares): None 3)
Bonus Issue from Capital Reserve (Share/10 Shares):
None Management For Voted - For
5 2023 Continuing Connected Transactions Management For Voted - For
6 Framework of 2023 Authorization for Annual
Guarantee and Quota Provided by the Company and
Subordinate Companies Management For Voted - For
7 2023 Launching Futures And Derivatives Business Management For Voted - For
8 Connected Transactions Regarding The Financial
Service Agreement To Be Signed Management For Voted - Against
9 Change Of Projects Funded With Raised Funds By A
Wholly-Owned Subsidiary Management For Voted - For
10 2023 Reappointment Of Financial Audit Firm Management For Voted - For
CHINA EASTERN AIRLINES CORPORATION LTD
Security ID: Y1407D101 Ticker: 0670
Meeting Date: 14-Dec-22 Meeting Type: Special
1 Introduction of 100 A320 NEO Series Aircraft Management For Voted - For
2 Financial Services Agreement Management For Voted - For
3 Catering and Aircraft On-board Supplies Support
Agreement Management For Voted - For
4 Aviation Complementary Services Agreement Management For Voted - For
5 Import and Export Services Agreement Management For Voted - For
6 Property Leasing and Construction and Management
Agency Services Agreement Management For Voted - For
7 Advertising Services Agreement Management For Voted - For
8 Aircraft and Engine Lease Agreement Management For Voted - For
9 Exclusive Operation Agreement Management For Voted - For
10 Freight Logistics Services Agreement Management For Voted - For
11 Aviation Airborne Communication Agreement Management For Voted - For
12 Revision of Annual Cap under the Existing Exclusive
Operation Agreement Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Amendments to Procedural Rules for General Meetings Management For Voted - For
15 Amendments to Procedural Rules of the Board of
Directors Management For Voted - For
16 Amendments to the Rules for Meetings of the
Supervisory Committee Management For Voted - For
Meeting Date: 30-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
1670
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Authority to Issue Bonds Management For Voted - Against
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Unrecovered Losses Amounting to One-third of the
Total Paid-up Share Capital Management For Voted - Abstain
9 Amendments to Articles Management For Voted - Abstain
10 Amendments to the Rules for Procedures for General
Meetings Management For Voted - Abstain
CHINA ENERGY ENGINEERING CORPORATION LIMITED
Security ID: Y1475W114 Ticker: 3996
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Spin-off, Reorganization and Listing of China
Gezhouba Group Explosive Co., Ltd. by China
Gezhouba Group Stock Company Limited, a Subsidiary
of the Company Management For Voted - For
2 Compliance of the Spin-off, Reorganization and
Listing of China Gezhouba Group Explosive Co., Ltd.
with the Requirements of Relevant Laws and
Regulations Management For Voted - For
3 Plan for Spin-off, Reorganization and Listing of
China Gezhouba Group Explosive Co., Ltd. Management For Voted - For
4 Proposal regarding the Spin-off, Reorganization and
Listing of China Gezhouba Group Explosive Co., Ltd.
by China Energy Engineering Corporation Limited
(2nd Revised Draft) Management For Voted - For
5 Compliance of the Spin-off, Reorganization and
Listing of China Gezhouba Group Explosive Co., Ltd.
with the Provisions on the Spin-off of Listed
Companies (Trial) Management For Voted - For
6 Resolution regarding the Spin-off, Reorganization
and Listing of China Gezhouba Group Explosive Co.,
Ltd. Which Benefits the Safeguarding of the
Legitimate Rights and Interests of Shareholders and
Creditors Management For Voted - For
7 Resolution regarding the Maintenance of
Independence and Sustainable Operation Ability of
the Company Management For Voted - For
8 Resolution regarding the Ability of the
Corresponding Standardized Operation of the New
Company Established upon the Spin-off Management For Voted - For
9 Resolution regarding the Explanation of the
Completeness and Compliance Conforming to Statutory
Procedures of the Spin-off, Reorganization and
Listing of China Gezhouba Group Explosive Co., Ltd.
and the Validity of Submitted Legal Documents Management For Voted - For
10 Resolution regarding the Analysis on the
Objectives, Commercial Reasonableness, Necessity
and Feasibility of the Spin-off, Reorganization and
Listing of China Gezhouba Group Explosive Co., Ltd. Management For Voted - For
1671
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Resolution regarding the Authorisation by the
General Meeting to the Board of Directors and Its
Delegated Persons to Deal with Matters Relating to
the Spin-off of the Company Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Other
1 Class and nominal value of Shares to be issued Management For Voted - Against
2 Method and time of issuance Management For Voted - Against
3 Target subscribers and subscription method Management For Voted - Against
4 Pricing base date, issue price and pricing
principles Management For Voted - Against
5 Issue size Management For Voted - Against
6 Lock-up period Management For Voted - Against
7 Listing venue Management For Voted - Against
8 Amount and the use of proceeds Management For Voted - Against
9 Arrangement of accumulated undistributed profits of
the Company prior to completion of the Issuance to
Specific Subscribers Management For Voted - Against
10 Validity period of the resolutions for the Issuance
to Specific Subscribers Management For Voted - Against
11 Proposal for the Issuance of A Shares Management For Voted - Against
12 Demonstration and Analysis Report for the Plan of
the Issuance of A Shares Management For Voted - Against
13 Feasibility Study Report for the Use of Proceeds
from the Issuance of A Shares Management For Voted - Against
14 Board Authorization to Deal with Matters In
Relation to the Issuance of A Shares Management For Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Plan of Issuance of A Shares to Specific Subscribers Management For Voted - Against
2 Class and nominal value of Shares to be issued Management For Voted - Against
3 Method and time of issuance Management For Voted - Against
4 Target subscribers and subscription method Management For Voted - Against
5 Pricing base date, issue price and pricing
principles Management For Voted - Against
6 Issue size Management For Voted - Against
7 Lock-up period Management For Voted - Against
8 Listing venue Management For Voted - Against
9 Amount and the use of proceeds Management For Voted - Against
10 Arrangement of accumulated undistributed profits of
the Company prior to completion of the Issuance to
Specific
Subscribers Management For Voted - Against
11 Validity period of the resolutions for the Issuance
to Specific Subscribers Management For Voted - Against
12 Proposal for the Issuance of A Shares Management For Voted - Against
13 Demonstration and Analysis Report for the Plan of
the Issuance of A Shares Management For Voted - Against
1672
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Feasibility Study Report for the Use of Proceeds
from the Issuance of A Shares Management For Voted - Against
15 Exemption of Preparation of the Report on the Use
of Proceeds Previously Raised Management For Voted - For
16 Dilution of Current Returns by the Issuance of A
Shares and Remedial Measures and Relevant
Undertakings Management For Voted - Against
17 Shareholders' Return Plan for the Next Three Years
(2023-2025) Management For Voted - For
18 Board Authorization to Deal with Matters In
Relation to the Issuance of A Shares Management For Voted - Against
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 11-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Supervisors' Fees Management For Voted - For
7 Standards on Remuneration Payment to Directors in
2021 Management For Voted - For
8 Standards on Remuneration Payment to Supervisors in
2021 Management For Voted - For
9 Accounts and Reports Management For Voted - For
10 Allocation of Profits/Dividends Management For Voted - For
11 2023 Financial Budget Management For Voted - For
12 Authority to Give Guarantees Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Authority to Issue Domestic and Overseas Debt
Financing Instruments Management For Voted - For
CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED
Security ID: Y14226107 Ticker: 0257
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect HUANG Haiqing Management For Voted - Against
6 Elect HU Yanguo Management For Voted - For
7 Elect QIAN Xiaodong Management For Voted - For
8 Elect Philip FAN Yan Hok Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
1673
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA LESSO GROUP HOLDINGS LIMITED
Security ID: G2157Q102 Ticker: 2128
Meeting Date: 10-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Re-elect ZUO Manlun Management For Voted - Against
6 Re-elect ZUO Xiaoping Management For Voted - For
7 Re-elect LAI Zhiqiang Management For Voted - For
8 Re-elect CHEN Guonan Management For Voted - For
9 Re-elect HUANG Guirong Management For Voted - For
10 Elect HONG Ruijiang Management For Voted - For
11 Elect Vanessa LEE Management For Voted - For
12 Directors' Fees Management For Voted - For
13 Appointment of Auditor and Authority to Set Fees Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Repurchase Shares Management For Voted - For
16 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA MEHECO GROUP CO LTD
Security ID: Y16635107 Ticker: 600056
Meeting Date: 05-Aug-22 Meeting Type: Special
1 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
2 Elect LIU Zhiyong Management For Voted - Against
Meeting Date: 18-Aug-22 Meeting Type: Special
1 Election Of Independent Directors Management For Voted - For
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Election of Director Management For Voted - For
CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Security ID: Y1489Q103 Ticker: 0144
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
1674
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect WANG Xiufeng Management For Voted - For
7 Elect YIM Kong Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect David LI Ka Fai Management For Voted - Against
10 Elect XU Song Management For Voted - Against
11 Elect TU Xiaoping Management For Voted - For
12 Elect LU Yongxin Management For Voted - For
13 Elect YANG Guolin Management For Voted - For
14 Elect Nicholas CHAN Hiu Fung Management For Voted - Against
15 Elect Kelly CHAN Yuen Sau Management For Voted - For
16 Elect WONG Pui Wah Management For Voted - For
17 Directors' Fees Management For Voted - For
18 Appointment of Auditor and Authority to Set Fees Management For Voted - For
19 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
20 Authority to Repurchase Shares Management For Voted - For
21 Authority to Issue Repurchased Shares Management For Voted - Against
CHINA NATIONAL CHEMICAL ENGINEERING CO
Security ID: Y1504G106 Ticker: 601117
Meeting Date: 26-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect DAI Hegen Management For Voted - For
3 Elect WEN Gang Management For Voted - For
4 Elect LEI Dianwu Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect YANG Youhong Management For Voted - For
7 Elect LAN Chunjie Management For Voted - For
8 Elect CHEN Bi Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect XU Wanming Management For Voted - Against
11 Elect FAN Junsheng Management For Voted - For
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Approve Draft and Summary of Performance Shares
Incentive Plan Management For Voted - For
2 Approve Measures for the Administration of
Performance Shares Incentive Plan Management For Voted - For
3 Approve Methods to Assess the Performance of Plan
Participants Management For Voted - For
4 Approve Authorization of the Board to Handle All
Related Matters Management For Voted - For
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
1675
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Increase in Registered Capital of Finance Company Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2023 Financial Budget Plan Management For Voted - For
3 2022 Allocation of Profits/Dividends Management For Voted - For
4 Authority to Give Guarantees to Subsidiaries Management For Voted - Abstain
5 Appointment of Auditor Management For Voted - For
6 Financial Service Agreement to Be Signed with China
National Chemical Engineering Group Finance
Corporation Ltd. Management For Voted - Against
7 2023 Project investment plan Management For Voted - Abstain
8 2022 Annual Report Management For Voted - For
9 Related Party Transaction Framework Agreement to be
Signed with its Subsidiaries Management For Voted - For
10 Adjustment of 2023 Related Party Transactions
Estimation and Estimation of 2024 Related Party
Transactions Management For Voted - For
11 2022 Directors' Report Management For Voted - For
12 2022 Supervisors' Report Management For Voted - For
13 2022 Independent Directors Report Management For Voted - For
14 Amendments to Procedural Rules Regarding
Independent Directors' Working Rules Management For Voted - For
CHINA RAILWAY GROUP LIMITED
Security ID: Y1509D108 Ticker: 0390
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 A Share Annual Report and H Share Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Budget Plan Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
10 Directors' and Supervisors' Fees Management For Voted - For
11 Purchase of Liability Insurance Management For Voted - For
12 Authority to Give External Guarantees Management For Voted - Abstain
13 Provision of Loans Management For Voted - For
1676
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA RAILWAY GROUP LIMITED
Security ID: Y1509D116 Ticker: 0390
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Independent Directors' Report Management For Voted - For
5 A Share Annual Report and H Share Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Budget Plan Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
11 Directors' and Supervisors' Fees Management For Voted - For
12 Purchase of Liability Insurance Management For Voted - For
13 Authority to Give External Guarantees Management For Voted - Abstain
14 Provision of Loans Management For Voted - For
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Security ID: Y1503W102 Ticker: 1055
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Purchase of 96 Airbus A320NEO Family Aircraft by
the Company From 2024 to 2027 Management For Voted - For
4 Purchase of 40 Airbus A320NEO family aircraft by
Xiamen Airlines Company Limited Management For Voted - For
5 Finance and Lease Agreements Management For Voted - For
6 Financial Services Agreements Management For Voted - For
7 Elect LUO Laijun Management For Voted - For
8 Elect CAI Hongping Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Plan on the Spin-off and Listing of China Southern
Air Logistics Management For Voted - For
3 Proposal on the Spin-off and Listing of China
Southern Air Logistics Management For Voted - For
4 Explanation of Compliance of the Spin-off and
Listing Management For Voted - For
5 Safeguarding of the Legitimate Rights and Interests
of Shareholders and Creditors Management For Voted - For
6 Maintenance of Independence and Sustainable
Operation Capability Management For Voted - For
1677
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Capability to Implement Regulated Operation Management For Voted - For
8 Explanation of Completeness and Compliance
Conforming to Statutory Procedures and Validity of
Legal Documents Management For Voted - For
9 Analysis on the Background and Objectives,
Commercial Reasonableness, Necessity and Feasibility Management For Voted - For
10 Board Authorization Management For Voted - For
11 Unrecovered Losses Amounting to One-third of the
Total Paid-up Share Capital Management For Voted - For
12 Amendments to Articles Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
9 Authority to Issue Debt Financing Instruments Management For Voted - Against
10 Authority to Give Guarantees Management For Voted - For
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Security ID: Y1R16E111 Ticker: 1055
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Purchase of 96 Airbus A320NEO Family Aircraft by
the Company From 2024 to 2027 Management For Voted - For
3 Purchase of 40 Airbus A320NEO family aircraft by
Xiamen Airlines Company Limited Management For Voted - For
4 Finance and Lease Agreements Management For Voted - For
5 Financial Services Agreements Management For Voted - For
6 Elect LUO Laijun Management For Voted - For
7 Elect CAI Hongping Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Special
1 Plan on the Spin-off and Listing of China Southern
Air Logistics Management For Voted - For
2 Proposal on the Spin-off and Listing of China
Southern Air Logistics Management For Voted - For
3 Explanation of Compliance of the Spin-off and
Listing Management For Voted - For
4 Safeguarding of the Legitimate Rights and Interests
of Shareholders and Creditors Management For Voted - For
5 Maintenance of Independence and Sustainable
Operation Capability Management For Voted - For
1678
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Capability to Implement Regulated Operation Management For Voted - For
7 Explanation of Completeness and Compliance
Conforming to Statutory Procedures and Validity of
Legal Documents Management For Voted - For
8 Analysis on the Background and Objectives,
Commercial Reasonableness, Necessity and Feasibility Management For Voted - For
9 Board Authorization Management For Voted - For
10 Unrecovered Losses Amounting to One-third of the
Total Paid-up Share Capital Management For Voted - For
11 Amendments to Articles Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Issue Debt Financing Instruments Management For Voted - Against
9 Authority to Give Guarantees Management For Voted - For
CHINA STATE CONSTRUCTION ENGINEERING CORPORATION LIMITED
Security ID: Y1R16Z106 Ticker: 601668
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Renewal Of The Comprehensive Services Framework
Agreement With A Company Management For Voted - For
3 Renewal Of The Financial Service Framework
Agreement With A 2Nd Company Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Supervisors' Report Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2022 Annual Report and its Summary Management For Voted - For
8 The Implementation of the 2022 Investment Budget
and the Proposed 2023 Investment Budget Management For Voted - Abstain
9 2023 Financial Budget Management For Voted - For
10 Authority to Give Guarantees Management For Voted - Against
11 Authority to Issue Bonds in 2023 Management For Voted - Abstain
12 Appointment of Internal Control Auditor Management For Voted - For
13 Appointment of Auditor Management For Voted - For
1679
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Authority to Repurchase the Third and Fourth Period
Restricted Stock Management For Voted - For
15 Amendments to Management System for External
Guarantees Management For Voted - Against
16 Elect MA Wangjun Management For Voted - For
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Security ID: G21677136 Ticker: 3311
Meeting Date: 21-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 New Master Engagement Agreement Management For Voted - For
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Haipeng Management For Voted - For
6 Elect WANG Xiaoguang Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Adoption of New Articles of Association Management For Voted - For
CITIC LIMITED
Security ID: Y1639J116 Ticker: 0267
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHU Hexin Management For Voted - Against
6 Elect XI Guohua Management For Voted - For
7 Elect LIU Zhengjun Management For Voted - For
8 Elect WANG Guoquan Management For Voted - For
9 Elect YU Yang Management For Voted - For
10 Elect ZHANG Lin Management For Voted - For
11 Elect LI Yi Management For Voted - For
12 Elect YUE Xuekun Management For Voted - For
13 Elect YANG Xiaoping Management For Voted - Against
14 Elect Francis SIU Wai Keung Management For Voted - Against
15 Elect XU Jinwu Management For Voted - For
1680
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Elect Anthony Francis Neoh Management For Voted - For
17 Elect Gregory L. Curl Management For Voted - For
18 Elect Toshikazu Tagawa Management For Voted - For
19 Appointment of Auditor and Authority to Set Fees Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
21 Authority to Repurchase Shares Management For Voted - For
22 2023 Financial Assistance Framework Agreement Management For Voted - For
CONTEMPORARY AMPEREX TECHNOLOGY CO. LIMITED
Security ID: Y1R48E105 Ticker: 300750
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Stock Option And Restricted Stock Incentive
Plan (Draft) And Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of 2022 Stock Option And Restricted
Stock Incentive Plan Management For Voted - For
4 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
5 Investment In Construction Of A Project Management For Voted - For
6 Approve Interim Profit Distribution Management For Voted - For
7 Amend Articles of Association Management For Voted - For
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Capital Increase and Share Expansion of a
Subsidiary, Waiver of Rights and External Guarantee Management For Voted - Against
2 2022 Additional Guarantee Quota For Subsidiaries Management For Voted - Against
3 Registration And Issuance Of Medium-Term Notes Management For Voted - For
4 Elect Katherine Rong XIN Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Allocation of Profits And Capitalization of
Capital Reserve of the Company Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2022 Directors' Fees Management For Voted - For
7 2022 Supervisors' Fees Management For Voted - For
8 Purchase Liability Insurance for Directors,
Supervisors And Officers Management For Voted - For
9 Appointment of Auditor for 2023 Management For Voted - For
10 2023 Related Party Transactions Management For Voted - For
11 Approval of Line of Credit for 2023 Management For Voted - For
12 Authority to Give Guarantees for 2023 Management For Voted - Against
13 Plan of Hedging of the Company for 2023 Management For Voted - For
1681
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Authority to Repurchase and Cancel Some Restricted
Shares Deliberated at the 11th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
15 Authority to Repurchase and Cancel Some Restricted
Shares Deliberated at the 17th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
16 Change the Registered Capital And Amendments to
Articles And Its Annex Deliberated at the 16th
Meeting of the 3rd Session of the Board of Directors Management For Voted - For
17 Change the Registered Capital And Amendments to
Articles Deliberated at the 17th Meeting of the 3rd
Session of the Board of Directors Management For Voted - For
18 Constitution of Management Policy on External
Donation Management For Voted - For
19 Amendments to Monetary Fund Management System Management For Voted - For
20 Amendments to Management System for External
Guarantees Management For Voted - For
21 Non-Voting Meeting Note N/A N/A Non-Voting
COSCO SHIPPING DEVELOPMENT CO., LTD.
Security ID: Y10880105 Ticker: 2866
Meeting Date: 19-Dec-22 Meeting Type: Other
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Master Operating Lease Services Agreement Management For Voted - For
3 Master Finance Lease Services Agreement Management For Voted - For
4 Master Insurance Brokerage Services Agreement Management For Voted - For
5 Master Vessel Services Agreement Management For Voted - For
6 Containers Services Procurement Agreement Management For Voted - For
7 Master General Services Agreement Management For Voted - For
8 Master Tenancy Agreement Management For Voted - For
9 Trademark License Agreement Management For Voted - For
10 Master Financial Services Agreement Management For Voted - Against
11 Amendments to Articles Management For Voted - For
12 Amendments to Procedural Rules of the Shareholders'
General Meeting Management For Voted - For
13 Amendments to Procedural Rules of the Board of
Directors Management For Voted - For
14 Amendments to Procedural Rules of the Supervisory
Committee Management For Voted - For
15 Amendments to Procedural Rules of Independent
Non-executive Directors Management For Voted - For
16 Authority to Repurchase H Shares Management For Voted - For
17 Non-Voting Meeting Note N/A N/A Non-Voting
1682
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Authority to Issue Corporate Bonds Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect LIU Chong Management For Voted - For
4 Elect ZHANG Mingwen Management For Voted - For
5 Elect HUANG Jian Management For Voted - Against
6 Elect LIANG Yanfeng Management For Voted - For
7 Elect IP Sing Chi Management For Voted - Against
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect LU Jianzhong Management For Voted - For
10 Elect ZHANG Weihua Management For Voted - For
11 Elect SHAO Ruiqing Management For Voted - For
12 Elect CHAN Kwok Leung Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect YE Hongjun as Supervisor Management For Voted - Against
15 Elect ZHU Mei as Supervisor Management For Voted - Against
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' and Supervisors' Fees Management For Voted - For
7 Appointment of Domestic Auditor and Authority to
Set Fees Management For Voted - For
8 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
9 Appointment of International Auditor and Authority
to Set Fees Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 Authority to Repurchase H-Shares Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 28-Jun-23 Meeting Type: Other
1 Authority to Repurchase H-Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
COSCO SHIPPING HOLDINGS CO LTD
Security ID: Y1839M109 Ticker: 1919
Meeting Date: 23-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Interim Profit Distribution Plan and
Allocation of Interim Dividend Management For Voted - For
1683
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Shareholders Return Plan for the Next Three Year
(2022-2024) Management For Voted - Abstain
5 Elect Zhang Wei Management For Voted - For
6 Revision of Annual Caps under the Existing
Financial Services Agreement Management For Voted - For
7 Financial Services Agreement Management For Voted - For
8 Master General Services Agreement Management For Voted - For
9 Master Shipping Services Agreement Management For Voted - For
10 Master Port Services Agreement Management For Voted - For
11 Master Vessel and Container Asset Agreement Management For Voted - For
12 Trademark Licence Agreement Management For Voted - For
13 SIPG Shipping and Terminal Services Agreement Management For Voted - For
14 PIL Master Shipping and Terminal Services Agreement Management For Voted - Against
15 SIPG Share Transfer Agreement Management For Voted - For
16 Guangzhou Port Share Transfer Agreement Management For Voted - For
17 Connected Transactions under the COSCO MERCURY
Shipbuilding Contracts Management For Voted - For
18 Connected Transactions under the OOIL Shipbuilding
Contracts Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Amendments to Articles of Association, Rules of
Procedures of Shareholders General Meetings, and
Rules of Procedures of the Board of Directors Management For Voted - Against
9 Amendments to Rules of Procedures of the
Supervisory Committee Management For Voted - For
10 Authority to Repurchase A Shares Management For Voted - For
11 Authority to Repurchase H Shares Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase A Shares Management For Voted - For
3 Authority to Repurchase H Shares Management For Voted - For
COSCO SHIPPING HOLDINGS CO LTD
Security ID: Y1839M117 Ticker: 1919
Meeting Date: 23-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Interim Profit Distribution Plan and
Allocation of Interim Dividend Management For Voted - For
1684
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Shareholders Return Plan for the Next Three Year
(2022-2024) Management For Voted - Abstain
4 Elect Zhang Wei Management For Voted - For
5 Revision of Annual Caps under the Existing
Financial Services Agreement Management For Voted - For
6 Financial Services Agreement Management For Voted - For
7 Master General Services Agreement Management For Voted - For
8 Master Shipping Services Agreement Management For Voted - For
9 Master Port Services Agreement Management For Voted - For
10 Master Vessel and Container Asset Agreement Management For Voted - For
11 Trademark Licence Agreement Management For Voted - For
12 SIPG Shipping and Terminal Services Agreement Management For Voted - For
13 PIL Master Shipping and Terminal Services Agreement Management For Voted - Against
14 SIPG Share Transfer Agreement Management For Voted - For
15 Guangzhou Port Share Transfer Agreement Management For Voted - For
16 Connected Transactions under the COSCO MERCURY
Shipbuilding Contracts Management For Voted - For
17 Connected Transactions under the OOIL Shipbuilding
Contracts Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Give Guarantees Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Amendments to Articles of Association, Rules of
Procedures of Shareholders General Meetings, and
Rules of Procedures of the Board of Directors Management For Voted - Against
8 Amendments to Rules of Procedures of the
Supervisory Committee Management For Voted - For
9 Authority to Repurchase A Shares Management For Voted - For
10 Authority to Repurchase H Shares Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-May-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase A Shares Management For Voted - For
3 Authority to Repurchase H Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
COSCO SHIPPING PORTS LTD.
Security ID: G2442N104 Ticker: 1199
Meeting Date: 01-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
1685
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 New Financial Services Master Agreement Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHU Tao Management For Voted - For
5 Elect Rita FAN HSU Lai Tai Management For Voted - Against
6 Elect Adrian David LI Man Kiu Management For Voted - Against
7 Elect Philip YANG Liang-Yee Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
CRRC CORPORATION LIMITED
Security ID: Y1818X100 Ticker: 1766
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Accounts and Reports Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Debt Financing Instruments Management For Voted - For
CRRC CORPORATION LIMITED
Security ID: Y1R16T100 Ticker: 1766
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Authority to Give Guarantees Management For Voted - For
6 Directors' Fees Management For Voted - For
7 Supervisors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Issue Debt Financing Instruments Management For Voted - For
1686
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
DAJIN HEAVY INDUSTRY CORPORATION
Security ID: Y1964N104 Ticker: 002487
Meeting Date: 19-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIN Xin Management For Voted - For
3 Elect SUN Xiaole Management For Voted - For
4 Elect TIAN Mingjun Management For Voted - For
5 Elect LIU Aihua Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect CAI Meng Management For Voted - For
8 Elect QU Guangjie Management For Voted - For
9 Elect ZHANG Wei Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LI Haizhe Management For Voted - For
12 Elect JI Xiuli Management For Voted - Against
13 Quota of Some Idle Proprietary Funds for Purchasing
Wealth Management Products Management For Voted - For
14 Cash Management With Some Idle Raised Funds Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Annual Report
Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Directors' Report
Management For Voted - For
4 Supervisors' Report
Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Remuneration of Directors and Senior Management Management For Voted - For
7 Remuneration of Supervisors Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Authority to Give Guarantees Management For Voted - Against
DAQIN RAILWAY CO., LTD.
Security ID: Y1997H108 Ticker: 601006
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Connected Transactions Regarding Entering into
Comprehensive Services Framework Agreement with
China State Railway Group Co., Ltd. Management For Voted - For
Meeting Date: 09-Feb-23 Meeting Type: Special
1 Elect DAI Hong Management For Voted - For
1687
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Appointment of Internal Control Auditor Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect DAI Hong Management For Voted - For
10 Elect WANG Daokuo Management For Voted - For
11 Elect HAN Hongchen Management For Voted - For
12 Elect ZHANG Lirong Management For Voted - Against
13 Elect ZHU Shiqiang Management For Voted - For
14 Elect YANG Wensheng Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect HAO Shengyue Management For Voted - For
17 Elect XU Guangjian Management For Voted - For
18 Elect FAN Yanping Management For Voted - For
19 Elect ZHU Yujie Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect YU Feng Management For Voted - For
22 Elect ZHANG Yongqing Management For Voted - Against
23 Elect YANG Jie Management For Voted - For
24 Elect YUN Dongfang Management For Voted - Abstain
DONGFANG ELECTRIC CO LTD
Security ID: Y20958115 Ticker: 1072
Meeting Date: 24-Feb-23 Meeting Type: Other
1 Repurchase and Cancellation of Certain Restricted
Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Feb-23 Meeting Type: Special
1 Repurchase and Cancellation of Certain Restricted
Shares Management For Voted - For
2 Elect SONG Zhiyuan Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Elect Liang Shuo as Supervisor Management For Voted - Against
1688
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Apr-23 Meeting Type: Special
1 General Mandate to Issue Shares w/o Preemptive
Rights Management For Voted - Against
2 Compliance with the Conditions of Issuance of A
Shares to Specific Targets Management For Voted - Against
3 type and carrying value of the Issuance of A Share Management For Voted - Against
4 method and time of issuance Management For Voted - Against
5 specific investors Management For Voted - Against
6 issue price and principles of pricing Management For Voted - Against
7 number of new A Shares to be issued Management For Voted - Against
8 lock-up period arrangement Management For Voted - Against
9 listing place Management For Voted - Against
10 arrangement for distribution of accumulated profits Management For Voted - Against
11 amount and use of proceeds; and Management For Voted - Against
12 validity period Management For Voted - Against
13 Demonstration and Analysis Report on the Plan for
the Issuance of A Shares to Specific Targets Management For Voted - Against
14 Issuance of A Shares Proposal Management For Voted - Against
15 Feasibility Analysis Report Management For Voted - Against
16 Special Report on the Use of Previously Raised
Proceeds of the Company Management For Voted - For
17 Connected Transactions Contemplated under the
Issuance of A Shares to Specific Targets Management For Voted - Against
18 DEC Group Subscription Agreement Management For Voted - Against
19 DEC Group Assets Acquisition Agreement Management For Voted - For
20 Compensation Agreement Management For Voted - For
21 Remedial Measures for the Dilution of Immediate
Returns Management For Voted - Against
22 Independence of Valuer and Reasonableness of the
Assumptions of the Valuation Management For Voted - For
23 Audit Reports and the Valuation Reports in respect
of the Relevant Companies Management For Voted - For
24 Authorization to the Board in Respect of Issuance
of A shares Management For Voted - Against
25 Shareholders Return for the Upcoming Three Years
(20232025) Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Director's Report Management For Voted - For
2 Supervisor's Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Financial Statements Management For Voted - For
6 2023 Financial Budget Plan Management For Voted - For
1689
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
EVE ENERGY CO., LTD.
Security ID: Y2303F109 Ticker: 300014
Meeting Date: 08-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Debt Financing Instruments Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Authority to Give Guarantees Management For Voted - Against
5 Proposal to Adjust and Increase the Subsidiary's
Financial Leasing Business and Guarantees Management For Voted - Against
6 Proposal for the Provision of Guarantee for Credit
Line of Subsidiary Management For Voted - Against
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 A Project Investment Agreement To Be Signed Management For Voted - For
3 Capital Increase In A Company Management For Voted - For
4 Acquisition Of 20 Percent Equities Of A Company Management For Voted - For
5 Amend Remuneration and Evaluation Plan of Directors
and Senior Management Members as well as
Remuneration of Directors Management For Voted - For
6 Amend Remuneration Plan of Supervisors and
Remuneration of Supervisors Management For Voted - For
7 Approve Capital Injection to Jingmen Xinzhoubang
New Materials Co., Ltd. Management For Voted - For
8 Approve Financial Leasing Business Management For Voted - For
9 Approve Provision of Guarantee Management For Voted - Against
10 Approve Adjustment and Increase Provision of
Guarantee Management For Voted - Against
11 Approve Investment in the Construction of
Cylindrical Lithium Battery Manufacturing Project Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LIU Jincheng Management For Voted - For
14 Elect LIU Jianhua Management For Voted - Against
15 Elect JIANG Min Management For Voted - For
16 Elect AI Xinping Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect TANG Yong Management For Voted - For
19 Elect LI Chunge Management For Voted - For
20 Elect ZHAN Qijun Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZHU Yuan Management For Voted - For
23 Elect ZENG Yongfang Management For Voted - Against
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Proposal for Use of Idle Raised Funds and
Proprietary Funds for Cash Management Management For Voted - For
2 2023 Daily Related Party Transactions Management For Voted - For
1690
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Proposal for Amendments to External Financial Aid
Agreement Management For Voted - For
4 Proposal for Guarantee Provision to Subsidiaries Management For Voted - Against
5 Proposal for Guarantee Provision to Indirect
Subsidiaries Management For Voted - Against
6 The Company's Eligibility for Issuance of
Convertible Bonds on ChiNext Management For Voted - For
7 Issue Type Management For Voted - For
8 Issue Scale Management For Voted - For
9 Par Value and Issue Price Management For Voted - For
10 Bond Period Management For Voted - For
11 Interest Rate Management For Voted - For
12 Repayment Period and Manner of Principal and
Interest Management For Voted - For
13 Conversion Period Management For Voted - For
14 Determination and Adjustment of Conversion Price Management For Voted - For
15 Terms for Downward Adjustment of Conversion Price Management For Voted - For
16 Determination of Number of Conversion Shares and
Method on Handling Fractional Shares Upon Conversion Management For Voted - For
17 Redemption Clause Management For Voted - For
18 Resale Clause Management For Voted - For
19 Dividend Distribution Post Conversion Management For Voted - For
20 Issue Manner and Target Parties Management For Voted - For
21 Placing Arrangement for Shareholders Management For Voted - For
22 Matters Relating to Meetings of Bondholders Management For Voted - For
23 Usage of Raised Funds Management For Voted - For
24 Guarantee Matters Management For Voted - For
25 Rating Matters Management For Voted - For
26 Depository of Raised Funds Management For Voted - For
27 Resolution Validity Period Management For Voted - For
28 Preliminary Plan for Issuance of Convertible Bonds Management For Voted - For
29 Proposal for Demonstration Analysis Report in
Connection to Issuance of Convertible Bonds Management For Voted - For
30 Proposal for Feasibility Analysis Report on the Use
of Proceeds Management For Voted - For
31 Management Commitment on Dilution Measures Management For Voted - For
32 Special Report on the Usage of Previously Raised
Funds Management For Voted - For
33 Assurance Report on the Usage of Previously Raised
Funds Management For Voted - For
34 Establishment of Procedural Rules: Convertible
Bondholder Meetings Management For Voted - For
35 Board Authorization to Handle All Related Matters Management For Voted - For
36 Amendments to Articles Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase in
Subsidiaries with Raised Funds and Proprietary Funds Management For Voted - For
1691
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 The Project Investment Cooperation Agreement and
Factory Customized Construction Contract to Be
Signed Management For Voted - For
3 The Project Investment Agreement To Be Signed Management For Voted - For
4 Amendments to the Company's Articles of Association Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 16-Feb-23 Meeting Type: Special
1 A Contract To Be Signed Between A Subsidiary And
The Administration Committee Of Jingmen High-Tech
Zone Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Special
1 The 4th Phase Restricted Stock Incentive Plan
(Draft) and its Summary Management For Voted - For
2 Appraisal Management Measures For The 4Th Phase
Restricted Stock Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Management For Voted - For
4 Connected Transactions Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 31-Mar-23 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report And Its Summary Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Audit Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Accounts and Reports Management For Voted - For
7 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
8 2023 Directors' and Senior Managements'
Compensation and Appraisal Program Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Related Party Transactions Management For Voted - For
12 Authority to Give Guarantees to Subsidiaries Management For Voted - Against
13 2022 Supervisors' Report Management For Voted - For
14 2023 Supervisors' Fees Management For Voted - For
15 Authority to Issue a Letter of Guarantee for a
Subsidiary Management For Voted - Against
16 Authority to Give Guarantees to Subsidiary Management For Voted - Against
17 Amendments to Management System for External
Guarantees Management For Voted - For
1692
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
19 Vertification Report on Deposits and Use of
Previously Raised Funds Management For Voted - For
FANGDA CARBON NEW MATERIAL CO., LTD.
Security ID: Y51720103 Ticker: 600516
Meeting Date: 21-Sep-22 Meeting Type: Special
1 A Subsidiary's Application for Listing on the
National Equities Exchange and Quotations Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Management System for Connected
Transaction Management For Voted - For
2 Reappointment of Auditor Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Mutual Guarantee With A Company Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Termination of the Implementation of Some Projects
with Raised Funds and Adjustment of the Scale of
Raised Funds in Some Projects Financed with Raised
Funds Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Special
1 Expansion of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect ZHANG Tianjun Management For Voted - For
4 Elect XU Peng Management For Voted - For
5 Elect WU Feng Management For Voted - For
6 Elect MA Zhuo Management For Voted - Against
7 Elect JIANG Guoli Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Internal Control Self-Assessment Report Management For Voted - For
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Investment in Wealth Management Products Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
1693
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
FAW JIEFANG GROUP CO LTD
Security ID: Y24745104 Ticker: 000800
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Authority to Repurchase and Cancellation of Some
Restricted Shares Management For Voted - For
7 Change of Registered Capital Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Election of Supervisor Management For Voted - Against
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect HU Hanjie Management For Voted - Against
12 Elect Wu Bilei Management For Voted - For
13 Elect ZHANG Guohua Management For Voted - For
14 Elect BI Wenquan Management For Voted - For
15 Elect LI Hongjian Management For Voted - For
16 Elect LIU Yanchang Management For Voted - Against
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect HAN Fangming Management For Voted - For
19 Elect MAO Zhihong Management For Voted - For
20 Elect DONG Zhonglang Management For Voted - For
FOSUN INTERNATIONAL LIMITED
Security ID: Y2618Y108 Ticker: 0656
Meeting Date: 19-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Specific Mandate to Issue 4,286,200 New Shares
under the Share Award Scheme Management For Voted - Against
5 Grant of 552,400 Award Shares to CHEN Qiyu Management For Voted - Against
6 Grant of 270,200 Award Shares to XU Xiaoliang Management For Voted - Against
7 Grant of 74,800 Award Shares to QIN Xuetang Management For Voted - Against
8 Grant of 621,800 Award Shares to GONG Ping Management For Voted - Against
9 Grant of 165,200 Award Shares to HUANG Zhen Management For Voted - Against
10 Grant of 226,500 Award Shares to JIN Hualong Management For Voted - Against
11 Grant of 206,200 Award Shares to LI Tao Management For Voted - Against
12 Grant of 189,500 Award Shares to YAO Fang Management For Voted - Against
13 Grant of 153,600 Award Shares to ZHANG Houlin Management For Voted - Against
14 Grant of 137,100 Award Shares to PAN Donghui Management For Voted - Against
15 Grant of 100,000 Award Shares to WANG Jiping Management For Voted - Against
1694
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Grant of 100,000 Award Shares to Henri Giscard
d'Estaing Management For Voted - Against
17 Grant of 60,000 Award Shares to QIAN Jiannong Management For Voted - Against
18 Grant of 58,200 Award Shares to HAO Yuming Management For Voted - Against
19 Grant of 1,370,700 Award Shares to Other Selected
Participants Management For Voted - Against
20 Board Authorization Management For Voted - Against
21 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Adoption of the 2023 Share Option Scheme Management For Voted - Against
5 Scheme Mandate Limit Management For Voted - Against
6 Service Provider Sublimit Management For Voted - Against
7 Adoption of the 2023 Share Award Scheme Management For Voted - Against
8 Scheme Mandate Limit Management For Voted - Against
9 Service Provider Sublimit Management For Voted - Against
10 Termination of 2017 Share Option Scheme Management For Voted - For
11 Termination of 2015 Share Award Scheme Management For Voted - For
12 Elect LI Shupei Management For Voted - For
13 Elect LI Fuhua Management For Voted - Against
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect PAN Donghui Management For Voted - For
6 Elect YU Qingfei Management For Voted - For
7 Elect ZHANG Shengman Management For Voted - Against
8 Elect David T. ZHANG Management For Voted - Against
9 Elect LEE Kai-Fu Management For Voted - For
10 Elect Katherine TSANG King-suen Management For Voted - Against
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Repurchase Shares Management For Voted - For
14 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Authority to Grant Options and Issue Shares under
the Share Option Scheme Management For Voted - Against
17 Authority to Issue Shares under the Share Award
Scheme Management For Voted - Against
1695
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
GAONA AERO MATERIAL CO. LTD
Security ID: Y07726105 Ticker: 300034
Meeting Date: 17-Jan-23 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
Meeting Date: 01-Mar-23 Meeting Type: Special
1 Elect LI Yongle Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Estimated Related Party Transactions in 2023 Management For Voted - For
7 Approval of Line of Credit and Provision of
Guarantees Management For Voted - Against
8 Authority to Repurchase and Cancel Restricted Stock
that has been Granted but not yet Unlocked Management For Voted - For
9 Approval of Entrusted Loans Provided by Controlling
Shareholder to the Company and Related Party
Transaction Management For Voted - For
10 Board Authorization to Issue Share to Specific
Parties Via a Simplified Procedure Management For Voted - Against
11 Authority for the Company's Sub-Subsidiary to
Provide Guarantees to its Subsidiaries Management For Voted - For
GINLONG TECHNOLOGIES CO LTD
Security ID: Y6367E106 Ticker: 300763
Meeting Date: 14-Jul-22 Meeting Type: Special
1 The Company S Eligibility For Share Offering To
Specific Parties Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Issue Price and Pricing Method Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Purpose of the Raised Funds Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Share Offering to Specific Parties Management For Voted - Against
11 Valid Period of the Resolution on the Share
Offering to Specific Parties Management For Voted - Against
1696
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Preplan For 2022 Share Offering To Specific Parties Management For Voted - Against
13 Demonstration Analysis Report On The Plan For 2022
Share Offering To Specific Parties Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2022 Share Offering to Specific
Parties Management For Voted - Against
15 Report On The Use Of Previously-Raised Funds Management For Voted - For
16 Setting Up a Dedicated Account for Funds Raised
from the 2022 Share Offering to Specific Parties Management For Voted - Against
17 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
18 Risk Warning On Diluted Immediate Return After The
Share Offering To Specific Parties And Filling
Measures, And Commitments Of Relevant Parties Management For Voted - Against
19 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Share
Offering to Specific Parties Management For Voted - Against
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Approve Amendments To Articles Of Association Management For Voted - For
Meeting Date: 31-Oct-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Repurchase And Cancellation Of Some Restricted
Stocks Management For Voted - For
2 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Cash Management with Idle Funds Management For Voted - For
2 Authority to Give Additional Guarantees for
Subsidiaries in 2022 Management For Voted - Abstain
3 Application of Additional Line of Credit Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Special
1 Amendments to Use of Proceeds Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
1697
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Appointment of 2023 Auditor Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 2023 Directors' Fees Management For Voted - For
9 2023 Supervisory Board Fees Management For Voted - For
10 Authority to Give 2023 Guarantees to Subsidiaries Management For Voted - Abstain
11 Launching Foreign Exchange Hedging Business Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect HU Huaquan Management For Voted - For
14 Elect LOU Hongying Management For Voted - For
Meeting Date: 14-Jun-23 Meeting Type: Special
1 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - For
GOTION HIGH-TECH CO LTD
Security ID: Y4439F110 Ticker: 002074
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Amendments to Remuneration Management System for
Directors, Supervisors and Senior Management Management For Voted - For
2 Establishment of Management System for Securities
Investment and Derivatives Trading Management For Voted - For
3 Capital increase in Two Wholly Owned Subsidiaries
with Some Raised Funds for Implementing Projects
Financed with Raised Funds Management For Voted - For
4 Investment in the Construction of a Power Battery
Project with an Annual Output of 20GWh Management For Voted - For
5 Investment in Construction of Gotion Liuzhou Power
Battery Base Project with an Annual Output of 10GWh Management For Voted - For
6 Application For Issuance Of Debt Financing Plan Management For Voted - For
7 Estimated Additional Continuing Connected
Transactions with Gotion Holdings Group Limited and
its Subsidiaries Management For Voted - For
8 Estimated Additional Continuing Connected
Transactions with Volkswagen (China) Investment
Co., Ltd. and its Affiliated Entities Management For Voted - For
9 Estimated Additional Continuing Connected
Transactions with Shanghai Electric Gotion New
Energy Technology Co., Ltd. and its Subsidiaries Management For Voted - For
1698
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Estimated Additional Continuing Connected
Transactions with MCC Ruimu New Energy Technology
Co., Ltd. Management For Voted - For
Meeting Date: 18-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Zhen Management For Voted - For
3 Elect Steven CAI Management For Voted - For
4 Elect ZHANG Hongli Management For Voted - For
5 Elect Frank Engel Management For Voted - For
6 Elect Andrea Nahmer Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect SUN Zhe Management For Voted - For
9 Elect QIAO Yun Management For Voted - For
10 Elect QIU Xinping Management For Voted - For
11 Elect WANG Feng Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect YANG Dafa Management For Voted - For
14 Elect LI Yan Management For Voted - Against
Meeting Date: 26-Apr-23 Meeting Type: Special
1 Elect OLAF Korzinovski Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors
Management For Voted - For
2 2022 Work Report of The Supervisory Committee
Management For Voted - For
3 2022 Annual Accounts
Management For Voted - For
4 2022 Annual Report And Its Summary
Management For Voted - For
5 2022 Special Report on The Deposit And Use of
Raised Funds
Management For Voted - For
6 2022 Profit Distribution Plan
Management For Voted - For
7 2023 Financial Budget Report
Management For Voted - For
8 2023 Application for Comprehensive Credit Line
Management For Voted - For
9 2023 Estimated Guarantee Quota
Management For Voted - Against
10 2023 Entrusted Wealth Management with Idle
Proprietary Funds
Management For Voted - For
11 2023 Launching Foreign Exchange Hedging Business
Management For Voted - For
1699
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 2023 Estimated Continuing Connected Transactions
Management For Voted - For
13 Reappointment of 2023 Audit Firm
Management For Voted - For
14 Capital Increase in Subsidiaries
Management For Voted - For
15 Change of The Company S Business Scope And
Amendments to The Company S Articles of Association
Management For Voted - For
16 Formulation of The Management System for Entrusted
Wealth Management Management For Voted - For
17 Shareholder Return Plan for The Next Three Years
from 2023 to 2025 Management For Voted - For
GUANGDONG KINLONG HARDWARE PRODUCTS CO LTD.
Security ID: Y29347104 Ticker: 002791
Meeting Date: 09-May-23 Meeting Type: Special
1 the Company's Eligibility for a-share Offering to
Specific Parties Management For Voted - Against
2 Plan For 2023 A-Share Offering To Specific Parties:
Stock Type And Par Value Management For Voted - Against
3 Plan For 2023 A-Share Offering To Specific Parties:
Issuing Method And Date Management For Voted - Against
4 Plan for 2023 A-share Offering to Specific Parties:
Issue Price and Pricing Principles Management For Voted - Against
5 Plan for 2023 A-share Offering to Specific Parties:
Issuing Targets and Subscription Method Management For Voted - Against
6 Plan For 2023 A-Share Offering To Specific Parties:
Issuing Volume Management For Voted - Against
7 Plan For 2023 A-Share Offering To Specific Parties:
Lockup Period Management For Voted - Against
8 Plan For 2023 A-Share Offering To Specific Parties:
Purpose And Amount Of The Raised Funds Management For Voted - Against
9 Plan For 2023 A-Share Offering To Specific Parties:
Listing Place Management For Voted - Against
10 Plan for 2023 A-share Offering to Specific Parties:
Arrangement for the Accumulated Retained Profits Management For Voted - Against
11 Plan for 2023 A-share Offering to Specific Parties:
: Valid Period of the Resolution Management For Voted - Against
12 Preplan For 2023 A-Share Offering To Specific
Parties Management For Voted - Against
13 Demonstration Analysis Report on the Plan for 2023
A-share Offering to Specific Parties Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
Be Raised From the 2023 A-share Offering to
Specific Parties Management For Voted - Against
15 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - For
16 Diluted Immediate Return After 2023 A-share
Offering to Specific Parties, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
1700
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Shareholder Return Plan for the Next Three Years
From 2023 to 2025 Management For Voted - For
18 Connected Transaction Regarding the Conditional
Share Subscription Agreement to Be Signed With
Specific Subscribers Management For Voted - Against
19 Exemption of the Controlling Shareholder From the
Tender Offer Obligation to Increase Shareholding in
the Company Management For Voted - Against
20 Full Authorization to the Board to Handle Matters
Regarding the 2023 A-share Offering to Specific
Parties Management For Voted - Against
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny1.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 2023 Application For Comprehensive Credit Line To
Financial Institutions Management For Voted - For
7 2023 Estimated Guarantee Quota For Subsidiaries Management For Voted - Against
8 Reappointment Of 2023 Audit Firm Management For Voted - For
GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD.
Security ID: Y2930J102 Ticker: 600004
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 2022 Profit Distribution Plan: Management For Voted - For
6 Appointment Of 2023 Financial Audit Firm Management For Voted - For
7 Appointment Of 2023 Internal Control Audit Firm Management For Voted - For
8 Adjustment Of The Remuneration Of Independent
Directors Management For Voted - For
GUANGZHOU GREAT POWER ENERGY&TECHNOLOGY CO LTD.
Security ID: Y29331108 Ticker: 300438
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Additional Guarantee Quota To Wholly-Owned
Subsidiaries Management For Voted - Against
1701
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Reappointment Of 2022 Audit Firm Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Special
1 Construction Of A New Project By A Company Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Approval of Line of Credit Management For Voted - For
7 Authority to Give Guarantees Management For Voted - Against
8 Determination of 2022 Remuneration for Directors,
Supervisors and Senior Management and 2023
Remuneration Plan for Non-Independent Directors,
Supervisors and Senior Management Management For Voted - For
9 Repurchase and Cancellation of Some Restricted
Shares Management For Voted - For
10 Change of the Company's Registered Capital and
Business Scope Management For Voted - For
11 Amendments to Articles Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Special
1 Investment in Construction Project Management For Voted - For
HAITIAN INTERNATIONAL HOLDINGS LIMITED
Security ID: G4232C108 Ticker: 1882
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHANG Jianfeng Management For Voted - Against
5 Elect LIU Jianbo Management For Voted - Against
6 Elect GUO Yonghui Management For Voted - For
7 Elect YU Junxian Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
1702
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
HONGFA TECHNOLOGY CO., LTD.
Security ID: Y9716T105 Ticker: 600885
Meeting Date: 02-Sep-22 Meeting Type: Special
1 Change of the Use of Proceeds for Some Projects Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Authority to Give Guarantees for Subsidiaries Management For Voted - For
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Estimated Amount of 2023 Continuing Connected
Transactions With Related Parties Management For Voted - For
2 Connected Transaction Regarding Provision Of Loans
To A Controlled Subsidiary Management For Voted - For
3 Elect LI Dandan as Non-Independent Director Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Work Report Of Independent Directors Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 2023 Financial Aid To Controlled Subsidiaries Management For Voted - For
11 Amendments to Management System for Related Party
Transaction Management For Voted - For
JD LOGISTICS INC
Security ID: G5074S101 Ticker: 2618
Meeting Date: 21-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect Richard LIU Qiangdong Management For Voted - Against
5 Elect WANG Liming Management For Voted - For
6 Elect Jennifer YU Ngar-Wing Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
1703
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 Amendments to Articles Management For Voted - For
JIANGSU EXPRESSWAY CO. LTD.
Security ID: Y4443L103 Ticker: 0177
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Disposal Agreement Management For Voted - For
4 Elect WAN Liye as Supervisor Management For Voted - Against
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Final Accounting Report Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Ultra-Short-Term Notes Management For Voted - For
10 Provision of Loan to Wufengshan Toll Bridge Company Management For Voted - For
11 Provision of Loan to Guangjing Xicheng Company Management For Voted - For
12 Provision of Loan to Yichang Company Management For Voted - For
13 Provision of Loan to Changyi Company Management For Voted - For
14 Renewal of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
15 Authority to Issue Corporate Bonds Management For Voted - For
16 Issuance scale Management For Voted - For
17 Face value and issue price of Corporate Bonds Management For Voted - For
18 Issuance Method Management For Voted - For
19 Maturity and Type of Corporate Bonds Management For Voted - For
20 Coupon Rate of Corporate Bonds Management For Voted - For
21 Repayment of Principal and Interest Management For Voted - For
22 Placing Arrangement for Shareholders of the Company Management For Voted - For
23 Redemption or Repurchase Terms Management For Voted - For
24 Guarantee Terms Management For Voted - For
25 Use of Proceeds Management For Voted - For
26 Way of Underwriting Management For Voted - For
27 Trading and Exchange Markets Management For Voted - For
28 Protective Measures for Repayment Management For Voted - For
29 Validity Period of the Resolutions Management For Voted - For
30 Board Authorization to Handle Matters Relating to
the Issuance of Corporate Bonds Management For Voted - For
31 Amendments to Articles Management For Voted - Against
1704
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
32 Amendments to Procedural Rules of Board of
Directors Meetings Management For Voted - For
33 Amendments to Procedural Rules of Supervisory
Committee Meetings Management For Voted - For
34 Amendments to Procedural Rules of Shareholders
Meetings Management For Voted - For
35 Elect XU Haibei Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - Against
3 Amendments to Procedural Rules of Board of
Directors Meetings Management For Voted - For
4 Amendments to Procedural Rules of Supervisory
Committee Meetings Management For Voted - For
5 Amendments to Procedural Rules of Shareholders
Meetings Management For Voted - For
JIANGSU GOODWE POWER SUPPLY TECHNOLOGY CO., LTD
Security ID: Y44550104 Ticker: 688390
Meeting Date: 11-Apr-23 Meeting Type: Special
1 Authority to Give Guarantees for The Bank Credit
Line Applied by A Controlled Subsidiary Management For Voted - Against
2 Authority to Give Guarantees for The Dispersed
Generation Business of Controlled Subsidiaries Management For Voted - Abstain
Meeting Date: 17-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Independent Directors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Remuneration for Directors and Senior Management Management For Voted - For
7 Remuneration for Supervisors Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 27-Jun-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect MAO Xiaoying Management For Voted - For
1705
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
JIANGSU HENGLI HYDRAULIC CO LTD.
Security ID: Y443AC115 Ticker: 601100
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect WANG Liping Management For Voted - Against
4 Elect QIU Yongning Management For Voted - For
5 Elect XU Jin Management For Voted - For
6 Elect HU Guoxiang Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect FANG Youtong Management For Voted - For
9 Elect CHEN Bai Management For Voted - For
10 Elect WANG Xuehao Management For Voted - For
11 Elect PAN Jingbo Management For Voted - Against
Meeting Date: 28-Nov-22 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the Non-Public A-Share Offering Management For Voted - Against
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Work Report Of The Supervisory Committee Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Work Report Of Independent Directors Management For Voted - For
7 2023 Remuneration For Directors, Supervisors And
Senior Management Management For Voted - For
8 Reappointment Of Audit Firm Management For Voted - For
9 Special Report On The Deposit And Use Of Raised
Funds In 2022 Management For Voted - For
10 Formulation Of The Codes Of Conduct For Controlling
Shareholders And De Facto Controller Management For Voted - For
11 Amendments To The Rules Of Procedure Governing The
Board Of Directors Management For Voted - For
12 Amendments To The Connected Transactions Management
System Management For Voted - For
13 Amendments To The Formulation Of The Implementing
Rules For Cumulative Voting System Management For Voted - For
1706
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD.
Security ID: Y444E8100 Ticker: 600522
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Authority to Give Guarantees Regarding an Equity
Transfer Management For Voted - For
2 2022 Additional Connected Transactions Management For Voted - For
3 Authority to Give Additional Guarantees Regarding
2022 Adjusted Line of Credit Applied by Subsidiaries Management For Voted - For
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
5 2022 Work Report Of Independent Directors Management For Voted - For
6 2022 Internal Control Evaluation Report Management For Voted - For
7 2022 Annual Accounts Management For Voted - For
8 2022 Profit Distribution Plan Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 2022 Remuneration Plan for Directors and Supervisors Management For Voted - For
11 2023 Estimated Related Party Transactions Management For Voted - For
12 Authority to Give Guarantees Management For Voted - Against
13 2023 Foreign Exchange Hedging Business Management For Voted - For
14 Change Of Some Projects Financed With Raised Funds Management For Voted - For
JIANGXI SPECIAL ELECTRIC MOTOR CO., LTD.
Security ID: Y4448B100 Ticker: 002176
Meeting Date: 05-Sep-22 Meeting Type: Special
1 The Second Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Measures For The Second Phase Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
4 Amendments To The System For Independent Directors Management For Voted - For
5 Amendments To The External Guarantee Management
Measures Management For Voted - For
6 Amendments To The External Investment Management
Measures Management For Voted - For
7 Amendments To The Connected Transactions Management
Measures Management For Voted - For
8 Amendments To The Raised Funds Management System Management For Voted - For
9 Amendments To The Remuneration Management Measures
For Directors, Supervisors And Senior Management Management For Voted - For
1707
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Adjustment Of Remuneration For The Chairman Of The
Board Management For Voted - For
11 Adjustment Of Allowance For Non-Independent
Directors Management For Voted - For
12 Adjustment Of Allowance For Independent Directors Management For Voted - For
13 Adjustment Of Allowance For Supervisors Management For Voted - For
Meeting Date: 10-Oct-22 Meeting Type: Special
1 The Third Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Measures For The Third Phase Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Permanently Replenishing Working Capital from
Previous Fund-Raising Initiative Management For Voted - For
2 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 19-Apr-23 Meeting Type: Special
1 External Investment And Signing The Project Contract Management For Voted - For
2 Expansion of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Directors' Report
Management For Voted - For
2 2022 Supervisors' Report
Management For Voted - For
3 2022 Annual Report and its Summary
Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Estimated Related Party Transactions Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
JUNEYAO AIRLINES CO LTD.
Security ID: Y446EY108 Ticker: 603885
Meeting Date: 09-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Annual Report And Its Summary Management For Voted - For
1708
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny0.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 Appointment Of 2023 Financial Audit Firm And
Internal Control Audit Firm Management For Voted - For
6 2023 Estimated Continuing Connected Transactions:
Estimated Continuing Connected Transactions with a
Company and Its Related Parties Management For Voted - For
7 2023 Estimated Continuing Connected Transactions:
Estimated Continuing Connected Transactions with a
2nd Company Management For Voted - For
8 2023 Estimated Continuing Connected Transactions:
Estimated Continuing Connected Transactions with a
3rd Company Management For Voted - For
9 2022 Remuneration Plan For Directors And Senior
Management Management For Voted - For
10 2022 Work Report Of The Supervisory Committee Management For Voted - For
11 2022 Remuneration Plan For Supervisors Management For Voted - For
12 Provision of Guarantee for Subsidiaries: Provision
of Guarantee for a Wholly-Owned Subsidiary of a
Company Management For Voted - For
13 Provision of Guarantee for Subsidiaries: Provision
of Guarantee for Another Wholly-Owned Subsidiary Management For Voted - For
14 Provision of Guarantee for Subsidiaries: Provision
of Guarantee for a 3rd Wholly-Owned Subsidiary Management For Voted - For
15 Provision Of Guarantee For A Controlled Subsidiary Management For Voted - For
16 Amendments to the Company's Articles of Association Management For Voted - For
17 Amendments To The Work System For Independent
Directors Management For Voted - For
18 Amendments To The Connected Transactions Management
System Management For Voted - For
19 Amendments To The External Guarantee Management
System Management For Voted - For
20 Amendments To The External Investment Management
System Management For Voted - For
21 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
22 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
23 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
24 Formulation of the System for Prevention of Fund
Occupation by Controlling Shareholders and De Facto
Controller and Their Related Parties Management For Voted - For
25 Amendments To The Raised Funds Management System Management For Voted - For
26 Amendments To The Information Disclosure Management
System Management For Voted - For
1709
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
KEDA CLEAN ENERGY CO., LTD.
Security ID: Y459JY106 Ticker: 600499
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Adjustment of the Purchase of Liability Insurance
for Directors, Supervisors and Senior Management Management For Voted - Abstain
2 Estimated Additional Related Party Transactions Management For Voted - For
3 Provision of Guarantee for Credit Line of
Subsidiaries Management For Voted - Against
4 Additional Guarantee for Credit Line of Subsidiaries Management For Voted - Against
KEDA INDUSTRIAL GROUP CO LTD
Security ID: Y459JY106 Ticker: 600499
Meeting Date: 08-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Annual Accounts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Provision Of Guarantee For The Bank Credit Line Of
Subsidiaries Management For Voted - For
9 Estimated Continuing Connected Transactions Management For Voted - For
10 Liability Insurance Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Remuneration for Non-Independent Directors Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect CHEN Xuwei Management For Voted - For
15 Elect DENG Haoxuan Management For Voted - For
16 Elect ZUO Manlun Management For Voted - For
17 Elect LAN Hailin Management For Voted - For
KUANG-CHI TECHNOLOGIES CO. LTD.
Security ID: Y9895R102 Ticker: 002625
Meeting Date: 01-Aug-22 Meeting Type: Special
1 Adjustment to Projects and the Use of Raised Fund Management For Voted - For
Meeting Date: 23-Nov-22 Meeting Type: Special
1 2022 3rd Quarter Profit Distribution Plan Management For Voted - For
1710
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Continued Cash Management With Some Idle Raised
Funds Management For Voted - For
2 Reappointment Of Audit Firm Management For Voted - For
3 By-election of Non-independent Directors: JIN Xi Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2023 Financial Budget Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2023 Provision Of Guarantee For Subsidiaries Management For Voted - For
8 2023 Application for Line of Credit Management For Voted - For
9 2023 Remuneration Plan For Directors, Supervisors
And Senior Management Management For Voted - For
10 Amendments to Articles Management For Voted - For
LIAONING PORT CO.,LTD.
Security ID: Y1966Y108 Ticker: 2880
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Elect CHENG Chaoying Management For Voted - For
2 Extension of Commitment Period by CMG, Liaoning
Port Group and YKP Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect WANG Zhixian Management For Voted - Against
9 Elect WEI Minghui Management For Voted - For
10 Elect ZHOU Qinghong Management For Voted - Against
11 Elect XU Xin Management For Voted - For
12 Elect XU Song Management For Voted - Against
13 Elect YANG Bing Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect LIU Chunyan Management For Voted - For
16 Elect CHENG Chaoying Management For Voted - For
17 Elect CHAN Wai Hei Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
1711
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Elect LI Shichen as Supervisor Management For Voted - For
20 Elect YUAN Yi as Supervisor Management For Voted - Against
21 Elect DING Kai as Supervisor Management For Voted - For
LUOYANG XINQIANGLIAN SLEWING BEARING CO LTD
Security ID: Y534BZ101 Ticker: 300850
Meeting Date: 16-Mar-23 Meeting Type: Special
1 The Company's Eligibility for Assets Purchase Via
Share Offering and Cash Payment and Matching Fund
Raising Management For Voted - Against
2 Assets Purchase Via Share Offering and Cash
Payment: Stock Type, Par Value and Listing Place Management For Voted - Against
3 Assets Purchase Via Share Offering and Cash
Payment: Issuing Targets and Method, and
Subscription Method Management For Voted - Against
4 Assets Purchase Via Share Offering and Cash
Payment: Pricing Basis, Pricing Base Date and Issue
Price Management For Voted - Against
5 Assets Purchase Via Share Offering and Cash
Payment: Issuing Volume Management For Voted - Against
6 Assets Purchase Via Share Offering and Cash
Payment: Lockup Period Arrangement Management For Voted - Against
7 Assets Purchase Via Share Offering and Cash
Payment: Attribution of the Profits and Losses
During the Transitional Period Management For Voted - Against
8 Assets Purchase Via Share Offering and Cash
Payment: Arrangement for the Accumulated Retained
Profits Management For Voted - Against
9 Matching Fund Raising: Stock Type, Par Value and
Listing Place Management For Voted - Against
10 Matching Fund Raising: Issuing Targets Management For Voted - Against
11 Matching Fund Raising: Issuing Method and
Subscription Method Management For Voted - Against
12 Matching Fund Raising: Issue Price Management For Voted - Against
13 Matching Fund Raising: Issuing Volume and Amount Management For Voted - Against
14 Matching Fund Raising: Lockup Period Arrangement Management For Voted - Against
15 Matching Fund Raising: Purpose of the Matching
Funds to Be Raised Management For Voted - Against
16 Matching Fund Raising: Arrangement for the
Accumulated Retained Profits Management For Voted - Against
17 Report (revised Draft) on the Assets Purchase Via
Share Offering and Cash Payment and Matching Fund
Raising and Its Summary Management For Voted - Against
18 Agreements on Assets Purchase Via Share Offering
and Cash Payment to Be Signed Management For Voted - Against
19 The Supplementary Agreement on Assets Purchase Via
Share Offering and Cash Payment to Be Signed Management For Voted - Against
20 The Transaction Does Not Constitute A Major Assets
Restructuring Management For Voted - Against
1712
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 The Transaction Does Not Constitute A Connected
Transaction Management For Voted - Against
22 The Transaction Does Not Constitute A Listing By
Restructuring Management For Voted - Against
23 The Transaction Is In Compliance With The
Management Measures On Major Assets Restructuring
Of Listed Companies (2023 Revision) Management For Voted - Against
24 The Transaction is in Compliance with Relevant
Regulations of the Management Measures on the
Registration-based Securities Issuance of Listed
Companies Management For Voted - Against
25 The Transaction is in Compliance with Relevant
Regulations of the Measures on Continuous
Regulation of Chinext Board-listed Companies
(trail) and the Review Rules on Major Assets
Restructuring of Shenzhen Stock Exchange Listed
Companies Management For Voted - Against
26 The Transaction is in Compliance with the Listed
Companies Regulation Guidance No. 9 - Regulatory
Requirements for Planning and Implementing Major
Assets Restructuring of Listed Companies Management For Voted - Against
27 Misc. Management Proposal Management For Voted - Against
28 Appointment Of Relevant Intermediary Institutions
For The Transaction Management For Voted - Against
29 Audit Report, Assets Evaluation Report and Pro
Forma Consolidated Financial Statements Review
Report Related to the Assets Purchase Via Share
Offering and Cash Payment Management For Voted - Against
30 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluated
Price Management For Voted - Against
31 Statement on the Completeness and Compliance of the
Legal Procedure of the Transaction and the Validity
of the Legal Documents Submitted Management For Voted - Against
32 Diluted Immediate Return After The Transaction,
Filling Measures And Relevant Commitments Management For Voted - Against
33 Authorization to the Board to Handle Matters
Regarding the Assets Purchase Via Share Offering
and Cash Payment and Matching Fund Raising Management For Voted - Against
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Annual Report
Management For Voted - For
2 Directors' Report
Management For Voted - For
3 Supervisors' Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
1713
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Remuneration Plan of Directors, Supervisors and
Senior Management Members Management For Voted - For
8 Approval of Credit Line Management For Voted - For
9 Elect MA Zaitao Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Amend Rules and Procedures Regarding Meetings of
Board of Directors Management For Voted - For
12 Amend Management Measures of the Use of Raised Funds Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Special
1 Downward Adjustment Of Conversion Price Of The
Company S Convertible Bonds As Proposed By The
Board Of Directors Management For Voted - For
METALLURGICAL CORPORATION OF CHINA LIMITED
Security ID: Y5949Y101 Ticker: 1618
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' and Supervisors' Fees Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Revision of Annual Caps for the 2023 Connected
Transactions Management For Voted - For
9 Approval of Annual Caps for the 2024 Connected
Transactions Management For Voted - For
10 Approval of Proposal in relation to the Closure of
Part of the A-share Fund Raising Project and the
Use of the Surplus Proceeds for Permanent
Replenishment of Liquidity Management For Voted - For
11 Amendments to Articles Management For Voted - Against
12 Amendments to the Rules of Procedure for the
General Meetings Management For Voted - For
13 Amendments to the Rules of Procedure for the Board
Meetings Management For Voted - Against
MING YANG SMART ENERGY GROUP LTD
Security ID: Y60373100 Ticker: 601615
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Reappointment Of Audit Firm Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Elect ZHANG Chao Management For Voted - For
1714
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration for Non-Independent Directors Management For Voted - For
8 Remuneration for Independent Directors Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Authority to Give Guarantees Management For Voted - Against
12 Approval of Line of Credit Management For Voted - For
13 Authority to Issue Medium-term Notes Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
NARI TECHNOLOGY CO., LTD.
Security ID: Y6S99Q112 Ticker: 600406
Meeting Date: 19-Jan-23 Meeting Type: Special
1 Elect HU Minqiang Management For Voted - For
2 Elect WEI Rong Management For Voted - Against
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 2022 Independent Directors Report Management For Voted - For
4 2022 Directors' Report Management For Voted - For
5 2022 Supervisors' Report Management For Voted - For
6 2023 Financial Budget Plan Management For Voted - For
7 2023 Estimated Related Party Transactions Management For Voted - For
8 Connected Transaction Regarding Signing a Financial
Service Agreement with a Company Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Amendments to Management System for External
Guarantees Management For Voted - For
12 Amendments to Management System for External
Donations Management For Voted - For
13 Amendments to Management System for Connected
Transaction Management For Voted - For
14 2022 Annual Report And Its Summary Management For Voted - For
15 Elect HUA Dingzhong Management For Voted - For
1715
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
NINGBO DEYE TECHNOLOGY CO. LTD.
Security ID: Y6368K101 Ticker: 605117
Meeting Date: 25-Jul-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules and Establishment of
Some Management Measures Management For Voted - For
3 Adoption of 2022 Employee Stock Option Plan (Draft)
and its Summary Management For Voted - For
4 Establishment of Management Measures for 2022
Employee Stock Option Plan Management For Voted - For
5 Board Authorization to Handle Matters of 2022
Employee Stock Option Plan Management For Voted - For
Meeting Date: 02-Sep-22 Meeting Type: Special
1 Reappointment Of Audit Firm Management For Voted - For
2 2022 Additional Comprehensive Bank Credit Line of
the Company and Subsidiaries and Guarantee, and
Provision of Related Guarantee by Actual Controllers Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 The Company's Eligibility for Non-public A-share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Purpose of the Raised Funds Management For Voted - Against
9 Arrangement for the Accumulated Retained Profits
Before the Non-public Share Offering Management For Voted - Against
10 Listing Place Management For Voted - Against
11 Valid Period of the Resolution Management For Voted - Against
12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against
14 Report On Use Of Previously Raised Funds Management For Voted - For
15 Diluted Immediate Return After the Non-public Share
Offering, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
16 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
17 Setting Up A Dedicated Account For Raised Funds Management For Voted - Against
18 Full Authorization to the Board to Handle Matters
Regarding the Non-public Share Offering Management For Voted - Against
19 Elect LE Feijun Management For Voted - Against
1716
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for 2022
Share Offering to Specific Parties Management For Voted - For
2 Shareholder Returns Plan (2023-2025) Management For Voted - For
3 Board Authorization to Handle Matters Regarding
2022 Share Offering to Specific Parties Management For Voted - For
Meeting Date: 08-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Cash Management With Proprietary Funds Management For Voted - For
8 2023 Remuneration Plan For Directors Management For Voted - For
9 2023 Remuneration Plan For Supervisors Management For Voted - For
10 2023 Launching Foreign Exchange Hedging Business Management For Voted - For
11 2023 Application For Credit Line To Banks By The
Company And Subsidiaries And Provision Of Related
Party Guarantee By The De Facto Controller Management For Voted - Against
12 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
13 Report On Use Of Previously Raised Funds Management For Voted - For
NINGBO ORIENT WIRES & CABLES CO.LTD
Security ID: Y6365U102 Ticker: 603606
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect XIA Chongyao Management For Voted - For
3 Elect XIA Feng Management For Voted - For
4 Elect LE Junjie Management For Voted - For
5 Elect KE Jun Management For Voted - For
6 Elect XIA Shanzhong Management For Voted - For
7 Elect PAN Chuzhi Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect YAN Mengkun Management For Voted - For
10 Elect LIU Yansen Management For Voted - For
11 Elect ZHOU Jingyao Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect HU Bohui Management For Voted - For
14 Elect CHEN Hong Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 Approve Report Of The Board Of Directors Management For Voted - For
2 Approve Report Of The Board Of Supervisors Management For Voted - For
1717
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve Annual Report And Summary Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Financial Budget Report Management For Voted - For
6 Approve Profit Distribution Plan Management For Voted - For
7 Approve To Appoint Auditor Management For Voted - For
8 Approve Report Of The Independent Directors Management For Voted - For
9 Approve Raw Material Futures Hedging Business Management For Voted - For
10 Approve Foreign Exchange Hedging Business Management For Voted - For
11 Approve Oims Incentive Fund Utilization Plan Management For Voted - For
12 Approve Adjustment of Investment and Construction
Plan of Dongfang Cable Ultra-high Voltage Submarine
Cable South Industrial Base Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
NINGBO RONBAY NEW ENERGY TECHNOLOGY CO LTD
Security ID: Y6S9J8103 Ticker: 688005
Meeting Date: 10-Aug-22 Meeting Type: Special
1 Adjustment The Valid Period Of The Resolution On
The 2022 A-Share Offering To Specific Parties Management For Voted - For
2 Adjustment Of The Full Authorization To The Board
To Handle Matters Regarding The 2022 A-Public Share
Offering To Specific Parties Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 Director Remuneration Management For Voted - For
5 Supervisor Remuneration Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
8 2023 Application for the Comprehensive Credit Line
and Provision of Guarantee Management For Voted - Against
9 Reappointment of Audit Firm Management For Voted - For
10 Extension of the Valid Period of the Resolution on
the 2022 A-Share Offering to Specific Parties Management For Voted - For
11 Extension of the Valid Period of the Full
Authorization ot the Board to Handle Matters
Regarding the 2022 A-Share Offering to Specific
Parties Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect ZHAO Xinyan Management For Voted - For
14 Elect FENG Tao Management For Voted - For
1718
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
NORTH INDUSTRIES GROUP RED ARROW CO LTD
Security ID: Y13068104 Ticker: 000519
Meeting Date: 05-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Reappointment Of 2022 Financial And Internal
Control Audit Firm Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
6 Permanently Supplementing the Working Capital with
Surplus Raised Funds from a Project Management For Voted - For
Meeting Date: 05-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Annual Accounts Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Financial Budget Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Estimated Continuing Connected Transactions Management For Voted - For
10 2022 Remuneration Plan for Non-Independent
Directors and Senior Management Management For Voted - For
11 Remuneration Plan for Supervisors Management For Voted - For
12 Elect GUO Jian Management For Voted - Against
13 Fixed Assets Investment Plan Management For Voted - For
14 Independent Directors' Report: DONG Min Management For Voted - For
15 Independent Directors' Report: WU Zhong Management For Voted - For
16 Independent Directors' Report: LU Wei Management For Voted - For
17 Independent Directors' Report: WANG Hongjun Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Elect WEI Wuchen Management For Voted - For
ORIENT OVERSEAS INTERNATIONAL LTD.
Security ID: G67749153 Ticker: 0316
Meeting Date: 24-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 New Bunker Master Agreement Management For Voted - For
1719
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 New Equipment Procurement Master Agreement Management For Voted - For
6 New Financial Services Master Agreement Management For Voted - For
7 Shipbuilding Transaction Management For Voted - For
8 Amendments to Bye-Laws Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Allocation of Final Dividend Management For Voted - For
3 Allocation of Special Dividend Management For Voted - For
4 Elect HUANG Xiaowen Management For Voted - For
5 Elect Andrew TUNG Lieh Cheung Management For Voted - For
6 Elect Philip CHOW Yiu Wah Management For Voted - Against
7 Elect Philip YANG Liang-Yee Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
14 Non-Voting Meeting Note N/A N/A Non-Voting
POWER CONSTRUCTION CORPORATION OF CHINA, LTD.
Security ID: Y7999Z103 Ticker: 601669
Meeting Date: 15-Sep-22 Meeting Type: Special
1 By-Elect ZHOU Chunlai as Supervisor Management For Voted - Against
2 Amendments to Management System for External
Guarantees Management For Voted - Against
3 Adjustment to 2022 Financial Budget Management For Voted - For
4 Adjustment Of 2022 Guarantee Plan Management For Voted - Against
5 Provision Of Financial Aid Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Provision Of Shareholder Loans By A Company To
Joint Stock Project Companies Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Financial Accounting Report Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny1.20070000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
1720
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2023 financial budget report Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 2023 Continuing Connected Transactions Plan and the
Continuing Connected Transactions Agreement to Be
Signed Management For Voted - For
9 Connected Transaction Regarding the Financial
Service Framework Agreement to Be Signed by a
Company Management For Voted - For
10 Appointment of 2023 Financial and Internal Control
Audit Firm Management For Voted - For
11 2023 Issuance Of Assets Securitization Products And
Credit Enhancing Matters Management For Voted - For
12 Continued Authorization to the Board to Decide on
the Issuance of Debt Financing Instruments Management For Voted - Abstain
13 2022 Remuneration for Directors and 2023
Remuneration Plan Management For Voted - For
14 2022 Remuneration For Supervisors And 2023
Remuneration Plan Management For Voted - For
15 2023 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
PYLON TECHNOLOGIES CO LTD
Security ID: ADPV55517 Ticker: 688063
Meeting Date: 26-Oct-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
4 Amendments to Management System for Prevention of
Fund Occupation by Controlling Shareholders and
Other Related Parties Management For Voted - For
5 Amendments to Management System for Raised Funds Management For Voted - For
6 Amendments to Management System for External
Guarantees Management For Voted - For
7 Amendments to Work System for Independent Directors Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect WEI Zaisheng Management For Voted - For
10 Elect ZHAI Weidong Management For Voted - For
11 Elect TAN Wen Management For Voted - For
12 Elect ZHANG Jinzhu Management For Voted - For
13 Elect BIAN Erhao Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect JIANG Bailing Management For Voted - For
16 Elect GE Hongyi Management For Voted - For
17 Elect ZHENG Honghe Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect HAO Bo Management For Voted - Against
20 Elect WANG Yicheng Management For Voted - For
1721
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
PYLON TECHNOLOGIES CO LTD
Security ID: Y716G6103 Ticker: 688063
Meeting Date: 21-Mar-23 Meeting Type: Special
1 Completion of Projects of the Initial Public
Offering and Using the Remaining Funds for
Permanent Replenishment of Working Capital Management For Voted - For
2 Using Part of Excess Raised Funds to Permanently
Supplement Working Capital Management For Voted - For
3 2023 Related Party Transactions: Hubei Rongtong
Hi-Tech Advanced Materials Group Co., Ltd. Management For Voted - For
4 2023 Related Party Transactions: Shenzhen ZTE New
Material Technology Co., Ltd. and Its Subsidiaries Management For Voted - For
5 2023 Related Party Transactions: Shenzhen ZTE Xinli
Precision Electromechanical Technology Co., Ltd.
and Its Subsidiaries Management For Voted - For
6 2023 Related Party Transactions: ZTE Corporation
and Shenzhen ZTE Kangxun Electronics Co., Ltd. Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Amendments of Use of Proceeds and Permanently
Replenish Working Capital Management For Voted - For
RIYUE HEAVY INDUSTRY CO LTD
Security ID: Y7304F107 Ticker: 603218
Meeting Date: 21-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Increase of Implementing Parties and Location of
Some Projects Financed with Raised Funds and
Capital Increase with Raised Funds Management For Voted - For
Meeting Date: 02-Mar-23 Meeting Type: Special
1 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - For
1722
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 16-May-23 Meeting Type: Annual
1 Launching Billing Pool Business Management For Voted - For
2 Launching Forward Foreign Exchange Settlement and
Sale Business Management For Voted - For
3 2022 Directors' Report
Management For Voted - For
4 2022 Supervisors' Report
Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2022 Annual Report and its Summary
Management For Voted - For
8 2023 Remuneration of Directors, Supervisors and
Senior Management Management For Voted - For
9 Estimated 2023 Related Party Transactions Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Approval of Borrowing from Financial Institutions Management For Voted - Against
S.F. HOLDING CO., LTD.
Security ID: Y7T80Y105 Ticker: 002352
Meeting Date: 20-Dec-22 Meeting Type: Special
1 2023 Estimated Quota Of Continuing Connected
Transactions Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Articles and Procedural Rules for
Shareholder and Board Meetings Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect WANG Wei Management For Voted - For
6 Elect HE Jie Management For Voted - For
7 Elect WANG Xin Management For Voted - For
8 Elect ZHANG Dong Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect CHEN Shangwei Management For Voted - For
11 Elect LI Jiashi Management For Voted - For
12 Elect DING Yi Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect CEN Ziliang Management For Voted - Against
15 Elect WANG Jia Management For Voted - Against
16 Elect LIU Jilu Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
1723
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of 2023 Auditor Management For Voted - Against
7 Authority to Give Guarantees Management For Voted - Against
8 Change of the Purpose of Raised Funds Intended for
Projects to Invest in Another Expansion Project and
Supplement the Working Capital Management For Voted - For
9 Purchase of Liability Insurances for the Company's
Directors, Supervisors and Senior Managers Management For Voted - For
SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS CO LTD
Security ID: G78163105 Ticker: 0631
Meeting Date: 07-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supplemental Master Purchase Agreement and Revised
Annual Cap Management For Voted - For
4 Supplemental Products Sales Agreement and Revised
Annual Cap Management For Voted - For
5 Supplemental Master Transportation Agreement and
Revised Annual Cap Management For Voted - For
6 Supplemental Equipment Sales and Leasing Agreement
and Revised Annual Cap Management For Voted - For
Meeting Date: 09-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2023 Products Sales Agreement Management For Voted - For
4 2023 Equipment Sales and Leasing Framework Agreement Management For Voted - For
5 2023 Master Purchase Agreement Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect FU Weizhong Management For Voted - For
5 Elect XIANG Wenbo Management For Voted - For
6 Elect NG Yuk Keung Management For Voted - Against
7 Allocation of Profits/Dividends Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Amendments to Articles Management For Voted - Against
Meeting Date: 09-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1724
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Sany Oil Acquisition Management For Voted - For
SANY HEAVY INDUSTRY CO
Security ID: Y75268105 Ticker: 600031
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Proposal for 2022 Employee Restricted Shares Plan
(Draft) and its Summary Management For Voted - For
2 Implement Assessment Management Plan for 2022
Employee Restricted Shares Plan Management For Voted - For
3 Board Authorization to Handle All Matters Regarding
2022 Employee Restricted Shares Plan Management For Voted - For
4 Authority to Give Guarantees Management For Voted - For
Meeting Date: 04-Nov-22 Meeting Type: Special
1 Cancellation of Some Repurchased Shares and
Decrease of the Company's Registered Capital Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Proposal for Estimated Amount of Mortgage and
Financial Leasing Business Management For Voted - For
2 Proposal for Deposits, Loan and Wealth Management
Business in a Related Bank Management For Voted - Against
3 Proposal for Additional Related Party Transactions Management For Voted - For
4 Proposal for Provision of Guarantee for Subsidiaries Management For Voted - Against
5 Proposal for Provision of Guarantees Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 GDR Issuance and Listing on the Frankfurt Stock
Exchange and Conversion into a Company Limited by
Shares Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Statement On No Need To Prepare A Report On Use Of
Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
1725
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 The Valid Period of the Resolution on the GDR
Issuance and Listing on the Frankfurt Stock Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Frankfurt Stock Exchange Management For Voted - For
16 Amendments to the Company's Articles of Association Management For Voted - For
17 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
18 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
19 Distribution Plan For Accumulated Profits Before
The Gdr Issuance And Listing On The Frankfurt Stock
Exchange Management For Voted - For
20 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
21 Amendments to the Company's Articles of Association
(applicable After GDR Listing) Management For Voted - For
22 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings (applicable
After GDR Listing) Management For Voted - For
23 Amendments to the Company's Rules of Procedure
Governing the Board Meetings (applicable After GDR
Listing) Management For Voted - For
24 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(applicable After GDR Listing) Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors and Supervisors' Fees Management For Voted - For
7 Approval of Credit Lines Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Shareholder Return Plan Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Financial Derivatives Business Management For Voted - For
12 Use of Idle Own Funds for Investment in Financial
Products Management For Voted - For
13 Approve Application for Unified Registration and
Issuance of Multiple Debt Financing Instruments
(DFI) Management For Voted - For
14 Report of the Independent Directors Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Employee Stock Ownership Plan Management For Voted - Against
2 Management Measures for 2023 Employee Stock
Purchase Plan Management For Voted - Against
1726
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Authorization to the Board to Handle Matters
Regarding 2023 Employee Stock Ownership Plan Management For Voted - Against
SHANGHAI CONSTRUCTION GROUP CO., LTD.
Security ID: Y7680W104 Ticker: 600170
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Implementing Results of 2022 Related Party
Transactions and Estimation of 2023 Related Party
Transactions Management For Voted - For
7 2023 Estimated Guarantee Quota And Relevant
Authorization Management For Voted - Against
8 2023 Investment Quota And Relevant Authorization Management For Voted - For
9 Authorization to Issue Debt Financing Instruments Management For Voted - For
10 Appointment of 2023 Auditor Management For Voted - For
SHANGHAI ELECTRIC GROUP CO
Security ID: Y76824112 Ticker: 2727
Meeting Date: 22-Jul-22 Meeting Type: Special
1 Connected Transaction Regarding Disposal of 15.24%
Equity Interest in Suzhou Thvow Technology Co., Ltd. Management For Voted - For
Meeting Date: 02-Dec-22 Meeting Type: Special
1 Revision of Annual Caps under Former Framework
Financial Services Agreements Management For Voted - For
2 Financial Services Framework Agreement Management For Voted - For
3 Purchase Framework Agreement, Sales Framework
Agreement, Provision of Comprehensive Services
Framework Agreement and Acceptance of Comprehensive
Services Framework Agreement Management For Voted - For
4 MESMEE Purchase Framework Agreement Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1727
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Directors' and Supervisors' Fees Management For Voted - For
8 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
9 Authority to Give Guarantees to Wholly-Owned
Subsidiaries with Gearing Ratio Exceeding 70% Management For Voted - For
10 Authority to Give Guarantees to Wholly-Owned
Subsidiaries with Gearing Ratio No More Than 70% Management For Voted - For
11 Authority to Give Guarantees to Controlled
Subsidiaries with Gearing Ratio Exceeding 70% Management For Voted - For
12 Authority to Give Guarantees to Controlled
Subsidiaries with Gearing Ratio No More Than 70% Management For Voted - For
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Security ID: Y7682X100 Ticker: 600009
Meeting Date: 08-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect FENG Xin Management For Voted - For
3 Elect ZHANG Yongdong Management For Voted - For
4 Elect JIANG Yunqiang Management For Voted - For
5 Elect HUANG Zhenglin Management For Voted - For
6 Elect LIU Wei Management For Voted - Against
7 Elect CAO Qingwei Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect YOU Jianxin Management For Voted - For
10 Elect LI Yingqi Management For Voted - For
11 Elect WU Wei Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect HU Zhihong Management For Voted - For
14 Elect HUANG Guangye Management For Voted - Against
15 Elect XU Hong Management For Voted - Against
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Proposal for Change in Partial Raised Funds
Investment Project Management For Voted - For
2 Proposal for Increase in Registered Capital Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Amendments to Procedural Rules: Board Meetings Management For Voted - For
6 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
7 Amendments to Work System for Special Committees of
the Board of Directors Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Elect WANG Zhiqiang Management For Voted - For
1728
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Elect CHEN Weilong Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Appointment of Internal Control Auditor Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Adjustment of Indepedent Directors' Fees Management For Voted - For
9 Adjustment of the Performance Commitment Plan for
the Connected Transaction Regarding Assets Purchase
Via Share Offering and Matching Fund Raising Management For Voted - For
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Security ID: Y7683N101 Ticker: 600018
Meeting Date: 15-Jul-22 Meeting Type: Special
1 The Spin-Off Listing of Shanghai Jinjiang Shipping
(Group) Co., Ltd. on the Main Board of Shanghai
Stock Exchange is in Compliance with Relevant Laws
and Regulations Management For Voted - For
2 Plan for the Spin-Off Listing of Shanghai Jinjiang
Shipping (Group) Co., Ltd. on the Main Board of
Shanghai Stock Exchange Management For Voted - For
3 Preplan for the Spin-Off Listing of Shanghai
Jinjiang Shipping (Group) Co., Ltd. on the Main
Board of Shanghai Stock Exchange Management For Voted - For
4 The Spin-Off Listing of Shanghai Jinjiang Shipping
(Group) Co., Ltd. on the Main Board of Shanghai
Stock Exchange is in Compliance with the Listed
Company Spin-Off Rules (Trial) Management For Voted - For
5 The Spin-Off Listing of Shanghai Jinjiang Shipping
(Group) Co., Ltd. on the Main Board of Shanghai
Stock Exchange is for the Rights and Interests of
Shareholders and Creditors Management For Voted - For
6 Statement on Maintaining Independence and
Sustainable Profitability of the Company Management For Voted - For
7 The Subsidiary in Capable of Conducting Law-Based
Operation Management For Voted - For
8 Statement on the Compliance and Completeness of the
Legal Procedure of the Spin-Off Listing and the
Validity of the Legal Documents Submitted Management For Voted - For
9 Purpose, Commercial Reasonability, Necessity and
Feasibility of the Spin-Off Listing of Shanghai
Jinjiang Shipping (Group) Co., Ltd. Management For Voted - For
1729
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Board Authorization to Handle Matters of the
Spin-Off Listing of Shanghai Jinjiang Shipping
(Group) Co., Ltd. Management For Voted - For
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect XIE Feng Management For Voted - For
4 Elect TAO Weidong Management For Voted - For
5 Elect LIU Libing Management For Voted - Against
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Financial Budget Management For Voted - For
6 Related Party Transactions Management For Voted - For
7 Provision of External Entrusted Loans Management For Voted - Abstain
8 Provision of Entrusted Loans to a Join-Stock Company Management For Voted - For
9 Issuance of Perpetual Bonds Management For Voted - Abstain
10 Annual Report Management For Voted - For
11 Reappointment of Auditor Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Remuneration for Directors and Supervisors Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect CAO Qingwei Management For Voted - For
16 Elect CHEN Shuai Management For Voted - For
SHANGHAI M&G STATIONERY INC.
Security ID: Y7689W105 Ticker: 603899
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to 2020 Restricted Share Plan Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2023 Related Party Transactions Management For Voted - For
7 2023 Financial Budget Report Management For Voted - For
8 2023 Remuneration Standard for Directors Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Shareholder Return Plan for Next Three Years Management For Voted - For
1730
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Allowance For Independent Directors Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect CHEN Huwen Management For Voted - Against
14 Elect CHEN Huxiong Management For Voted - Against
15 Elect CHEN Xueling Management For Voted - For
16 Elect FU Chang Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect YU Weifeng Management For Voted - For
19 Elect PAN Jian Management For Voted - For
20 Elect PAN Fei Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect ZHU Yiping Management For Voted - Against
23 Elect GUO Limin Management For Voted - For
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Security ID: Y7744Z101 Ticker: 300124
Meeting Date: 12-Aug-22 Meeting Type: Special
1 Proposal for the 6th Phase Equity Incentive Plan
(Draft) and Its Summary Management For Voted - For
2 Establishment of the Management Measures for
Implement and Assessment of 6th Phase equity
Incentive Plan Management For Voted - For
3 Board Authorization to Handle Matters Regarding the
Equity Incentive Plan Management For Voted - For
4 Change of the Unlocking Period, Unlocking Ratio and
Duration of the Long-Term Incentive Stock Ownership
Plan Management For Voted - Against
Meeting Date: 29-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Accounts and Reports Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Supervisors' Report Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Financial Budget Plan Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Settlement of Projects Financed with Raised Funds
and Permanently Replenish Working Capital with the
Surplus Raised Funds Management For Voted - For
9 Amendments to Articles Bundled Management For Voted - For
SHENZHEN INTERNATIONAL HOLDINGS LIMITED
Security ID: G8086V146 Ticker: 0152
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
1731
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Final Dividend Management For Voted - For
5 Elect LI Haitao Management For Voted - Against
6 Elect LIU Zhengyu Management For Voted - For
7 Elect DAI Jingming Management For Voted - For
8 Elect WANG Gouwen Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Adopt New Bye-Laws Management For Voted - Against
SHENZHEN KSTAR SCIENCE & TECHNOLOGY CO., LTD.
Security ID: Y77454109 Ticker: 002518
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Elect PENG Jianchun Management For Voted - For
Meeting Date: 05-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny3.50000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2023 Application for Comprehensive Credit Line to
Banks Management For Voted - For
7 Provision of Guarantee for the Bank Credit Line of
Subsidiaries Management For Voted - For
8 Purchase Of Wealth Management Products With
Proprietary Funds Management For Voted - For
9 Remuneration And Allowance Standards For Directors Management For Voted - For
10 Allowance For Supervisors Management For Voted - For
11 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
12 Reappointment Of 2023 Audit Firm Management For Voted - For
13 Restricted Stock Incentive Plan (Draft) and Its
Summary Management For Voted - For
14 Appraisal Management Measures for the
Implementation of 2023 Restricted Stock Incentive
Plan Management For Voted - For
15 Authorization to the Board to Handle Matters
Regarding the 2023 Equity Incentive Plan Management For Voted - For
1732
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SICHUAN NEW ENERGY POWER COMPANY LIMITED
Security ID: Y7932Q103 Ticker: 000155
Meeting Date: 18-Jul-22 Meeting Type: Special
1 Application For Registration And Issuance Of Green
Corporate Bonds Management For Voted - For
Meeting Date: 05-Sep-22 Meeting Type: Special
1 2022 Additional Continuing Connected Transactions Management For Voted - For
2 Provision Of Guarantee For Controlled Subsidiaries Management For Voted - For
Meeting Date: 23-Feb-23 Meeting Type: Special
1 Elect HE Lianjun Management For Voted - For
Meeting Date: 24-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 The Connected Transaction Regarding Assets Purchase
Via Share Offering and Matching Fund Raising is in
Compliance with Relevant Laws and Regulations Management For Voted - For
3 Overall Plan of the Transaction Management For Voted - For
4 Underlying Assets and Transaction Counterparts Management For Voted - For
5 Transaction Price and Pricing Basis Management For Voted - For
6 Transaction Method and Consideration Payment Management For Voted - For
7 Type, Par Value and Listing Place Management For Voted - For
8 Issuing Targets and Method Management For Voted - For
9 Pricing Basis, Pricing Base Date and Issue Price Management For Voted - For
10 Issuing Volume Management For Voted - For
11 Lockup Period Management For Voted - For
12 Arrangement for the Accumulated Retained Profits Management For Voted - For
13 Attribution of the Profits and Losses During the
Transitional Period Management For Voted - For
14 The Valid Period of the Resolution Management For Voted - For
15 Type, Par Value and Listing Place Management For Voted - For
16 Issuing Targets and Method Management For Voted - For
17 Issue Price, Pricing Base Date and Pricing Basis Management For Voted - For
18 Issuing Volume Management For Voted - For
19 Lockup Period Management For Voted - For
20 Arrangement for the Accumulated Retained Profits Management For Voted - For
21 Purpose of the Raised Funds Management For Voted - For
22 Valid Period of the Resolution Management For Voted - For
23 The Transaction Constitutes A Connected Transaction Management For Voted - For
24 The Transaction Does Not Constitute A Major Assets
Restructuring Management For Voted - For
25 Report (draft) on the Connected Transaction
Regarding Assets Purchase Via Share Offering and
Matching Fund Raising and Its Summary Management For Voted - For
1733
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Conditional Transaction Agreement To Be Signed With
Transaction Counterparts Management For Voted - For
27 The Transaction is in Compliance with Article 11,
43 and 44 of the Management Measures on Major
Assets Restructuring of Listed Companies and the
Opinions on Its Application and Relevant
Requirements Management For Voted - For
28 The Transaction Does Not Constitutes A Listing By
Restructuring Management For Voted - For
29 Statement on the Compliance and Completeness of the
Legal Procedure of the Transaction and the Validity
of the Legal Documents Submitted Management For Voted - For
30 Misc. Management Proposal Management For Voted - For
31 The Company's Share Price Fluctuation Before the
Release of the Transaction Information Management For Voted - For
32 The Restructuring is in Compliance with Article 4
of the Provisions on Several Issues Concerning the
Regulation of Major Assets Restructuring of Listed
Companies Management For Voted - For
33 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluated
Price Management For Voted - For
34 Assets Evaluation Report Related To The Transaction Management For Voted - For
35 Audit Report Related To The Transaction Management For Voted - For
36 Pro Forma Financial Statements And Review Report
Related To The Transaction Management For Voted - For
37 Diluted Immediate Return After the Connected
Transaction Regarding Assets Purchase Via Share
Offering and Matching Fund Raising, and Filling
Measures Management For Voted - For
38 Adjustment Of The Transaction Plan Does Not
Constitute A Major Adjustment Management For Voted - For
39 Formulation Of The Shareholder Return Plan For The
Next Three Years From 2023 To 2025 Management For Voted - For
40 Report On Use Of Previously Raised Funds Management For Voted - For
41 Full Authorization to the Board to Handle Matters
Regarding the Assets Purchase Via Share Offering
and Matching Fund Raising Management For Voted - For
42 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Remuneration Disclosure Plan For Directors And
Supervisors Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Annual Report Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Special Report On Use Of Raised Funds Management For Voted - For
1734
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Reappointment Of 2023 Audit Firm Management For Voted - For
10 2023 Estimated External Guarantee Quota Of The
Company Management For Voted - For
11 2023 Purchase Of Wealth Management Products With
Idle Proprietary Funds Management For Voted - For
12 2023 Estimated Continuing Connected Transactions Management For Voted - For
13 2023 Budget Plan Management For Voted - For
14 2023 Investment Plan Management For Voted - Abstain
15 Development Strategy And Planning In The 14Th
Five-Year Period Management For Voted - For
16 Elect YAN Manhua Management For Voted - Against
SICHUAN ROAD & BRIDGE
Security ID: Y7932N100 Ticker: 600039
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Amendments To The Company S Some Articles Of
Association Management For Voted - For
2 Adjustment Of 2022 Estimated Quota Of Continuing
Connected Transactions Management For Voted - For
Meeting Date: 02-Nov-22 Meeting Type: Special
1 Setting Up And Application For Issuance Of
Asset-Backed Securities Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Adjustment Of 2022 Estimated Quota Of Continuing
Connected Transactions Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 2023 Estimated Continuing Connected Transactions Management For Voted - For
3 Continuing Connected Transaction Agreement To Be
Signed Management For Voted - For
4 2023 Credit And Guarantee Plan Management For Voted - Against
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Shareholder Return Plan for the Next 3 Years
(2022-2024) Management For Voted - For
2 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into A Company Limited by Shares
with Raises Funds Overseas Management For Voted - For
3 Stock Type and Par Value Management For Voted - For
4 Listing Place Management For Voted - For
5 Issuing Date Management For Voted - For
6 Issuing Method Management For Voted - For
7 Issuing Volume Management For Voted - For
1735
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 GDR Scale during the Duration Management For Voted - For
9 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
10 Pricing Method Management For Voted - For
11 Issuing Targets Management For Voted - For
12 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
13 Underwriting Method Management For Voted - For
14 Report On The Use Of Previously-Raised Funds Management For Voted - For
15 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
16 Valid Period of the Resolution on the GDR Issuance
and Listing on the SIX Swiss Exchange Management For Voted - For
17 Board Authorization to Handle All Related Matters Management For Voted - For
18 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
19 Amendments to Articles (Applicable after GDR
Listing) Management For Voted - For
20 Amendments of Procedural Rules: Shareholder
Meetings (Applicable after GDR Listing) Management For Voted - For
21 Amendments of Procedural Rules: Board Meetings
(Applicable after GDR Listing) Management For Voted - For
22 Amendments of Procedural Rules: Supervisory Board
Meetings (Applicable after GDR Listing) Management For Voted - For
23 Establishment of the Confidentiality and File
Management Work System for Overseas Securities
Issuance and Listing (Applicable after GDR Listing) Management For Voted - For
Meeting Date: 24-Feb-23 Meeting Type: Special
1 A Subsidiary's Provision of Guarantee for a Company Management For Voted - Against
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Transfer Of 19 Percent Equities In A Company By A
Subsidiary Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Internal Control Self-Assessment Report Management For Voted - For
Meeting Date: 01-Jun-23 Meeting Type: Special
1 Provision Of Guarantee For A Company Management For Voted - For
2 Registration And Issuance Of Super And Short-Term
Commercial Papers Management For Voted - For
1736
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIEYUAN ELECTRIC CO LTD
Security ID: Y7688J105 Ticker: 002028
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny3.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Appointment Of 2023 Audit Firm Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect DONG Zengping Management For Voted - For
9 Elect CHEN Bangdong Management For Voted - For
10 Elect QIN Zhengyu Management For Voted - For
11 Elect YANG Zhihua Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect QIU Yufeng Management For Voted - For
14 Elect ZHAO Shijun Management For Voted - For
15 Elect YE Feng Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect ZHENG Dianfu Management For Voted - For
18 Elect CHEN Haiyan Management For Voted - Against
19 Allowance For Directors And Supervisors Management For Voted - For
20 Amendments To The Company S Articles Of Association Management For Voted - For
21 2023 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
22 Appraisal Management Measures for the
Implementation of 2023 Stock Option Incentive Plan Management For Voted - For
23 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
24 Provision Of Guarantee For A Controlled Subsidiary Management For Voted - For
SINOTRANS LIMITED
Security ID: Y6145J112 Ticker: 0598
Meeting Date: 23-Aug-22 Meeting Type: Special
1 Elect FENG Boming Management For Voted - For
Meeting Date: 28-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules Management For Voted - For
1737
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Allocation of Interim Dividends Management For Voted - For
5 Elect LUO Li Management For Voted - For
SPRING AIRLINES COMPANY LIMITED
Security ID: Y8131G102 Ticker: 601021
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Financial Report Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2022 Remuneration Plan for Directors and Senior
Management Management For Voted - For
7 2022 Remuneration Plan for Supervisors Management For Voted - For
8 2023 Related Party Transactions Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 2023 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
12 Management Measures for 2023 Employee Stock
Ownership Plan Management For Voted - Against
13 Authorization to the Board to Handle Matters
Regarding the 2023 Employee Stock Ownership Plan Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect WANG Zhenghua Management For Voted - For
16 Elect WANG Yu Management For Voted - For
17 Elect ZHANG Xiuzhi Management For Voted - For
18 Elect WANG Wei Management For Voted - For
19 Elect WANG Zhijie Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect LI Ruoshan Management For Voted - For
22 Elect ZHENG Peimin Management For Voted - For
23 Elect JIN Ming Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect XU Guoping Management For Voted - Against
26 Elect TANG Fang Management For Voted - For
SUNGROW POWER SUPPLY CO. LTD
Security ID: Y8211M102 Ticker: 300274
Meeting Date: 19-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Authority to Give Guarantees Management For Voted - Against
1738
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Financial Aid To Controlled Subsidiaries Management For Voted - For
8 Launching Foreign Exchange Hedging Business Management For Voted - For
9 Issuing A Letter Of Guarantee For Subsidiaries Management For Voted - Against
10 Reappointment of Auditor Management For Voted - For
11 Remuneration for Directors, Supervisors, and Senior
Management Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Elect TAO Gaozhou Management For Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect CAO Renxian Management For Voted - For
17 Elect GU Yilei Management For Voted - For
18 Elect ZHAO Wei Management For Voted - For
19 Elect ZHANG Xucheng Management For Voted - For
20 Elect WU Jiamao Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect GU Guang Management For Voted - Against
23 Elect LI Mingfa Management For Voted - For
24 Elect ZHANG Lei Management For Voted - For
SUNWODA ELECTRONIC CO. LTD.
Security ID: Y8309D105 Ticker: 300207
Meeting Date: 14-Jul-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
2 GDR Issuance and Listing on the SIX Swiss Exchange
or London Stock Exchange and Conversion into A
Company Limited by Shares which Raised Funds
Overseas Management For Voted - For
3 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Stock Type and
Par Value Management For Voted - For
4 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Date Management For Voted - For
5 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Method Management For Voted - For
6 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Scale Management For Voted - For
7 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: GDR Scale During
the Duration Management For Voted - For
8 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Conversion Ratio
of GDRs and Basic Securities of A Shares Management For Voted - For
9 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Pricing Method Management For Voted - For
10 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Targets Management For Voted - For
11 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Listing Place Management For Voted - For
1739
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Conversion Limit
Period of GDRs and Basic Securities of A Shares Management For Voted - For
13 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Underwriting
Method Management For Voted - For
14 Report On The Use Of Previously Raised Funds As Of
March 31, 2022 Management For Voted - For
15 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
16 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Or
London Stock Exchange Management For Voted - For
17 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange or London Stock Exchange Management For Voted - For
18 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the SIX Swiss Exchange or
London Stock Exchange Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
20 Amendments to the Company's Articles of Association
and Its Appendix Management For Voted - For
21 Amendments to the Company's Articles of Association
and Its Appendix (Applicable after GDR Listing) Management For Voted - For
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Connected Transaction Regarding Sunwoda Huizhou New
Energy Co., Ltd.'s Capital Increase in Sunwoda
Electric Vehicle Battery Co., Ltd. Management For Voted - For
2 External Investors Capital Increase in Sunwoda
Electric Vehicle Battery Co., Ltd. Management For Voted - For
3 Connected Transaction Regarding Convertible Bond
Loans of Sunwoda Electric Vehicle Battery Co., Ltd. Management For Voted - For
4 Amendments to Management System for External
Guarantees Management For Voted - For
5 Amendments to Management System for External
Investment Management For Voted - For
6 Amendments to Management System for Connected
Transactions Management For Voted - For
7 Amendments to Work System for Independent Directors Management For Voted - For
8 Amendments to Management System for Raised Funds Management For Voted - For
9 Amendments to Management System for Cumulative
Voting Management For Voted - For
10 Amendments to Management System for Audit Firm
Appointment Management For Voted - For
11 Amendments to Procedural Rules for Online Voting Management For Voted - For
Meeting Date: 11-Oct-22 Meeting Type: Special
1 Investment Project Agreement Signed with Yichang
Municipal People's Government Management For Voted - For
1740
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Investment Project Agreement Signed with Yiwu
Municipal People's Government Management For Voted - For
3 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Remuneration Plan For Directors, Supervisors And
Senior Management Management For Voted - For
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Approve Provision of Guarantees Management For Voted - For
Meeting Date: 07-Feb-23 Meeting Type: Special
1 2023 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Provision Of External Guarantee By Sub-Subsidiaries Management For Voted - For
2 Provision of Guarantee for the Sale and Service
Launched by Controlled Subsidiaries Management For Voted - Against
Meeting Date: 29-Mar-23 Meeting Type: Special
1 Cash Management with the Company's and its
Subsidiaries' Idle Proprietary Funds Management For Voted - For
2 Approval of Line of Credit Management For Voted - For
3 The Company and Its Subsidiaries to Launch Futures
Hedging Business Management For Voted - For
4 Eligibility for Private Placement Management For Voted - Against
5 Issuance Type and Value Management For Voted - Against
6 Issuance Method and Date Management For Voted - Against
7 Pricing Date, Price and Pricing Method Management For Voted - Against
8 Issuance Targets and Subscription Method Management For Voted - Against
9 Issuance Volume Management For Voted - Against
10 Lockup Period Management For Voted - Against
11 Listing Market Management For Voted - Against
12 Arrangements to Accumulate Undistributed Profits
Before the Issuance Management For Voted - Against
13 Use of Proceeds Management For Voted - Against
14 Valid Period of Resolution Management For Voted - Against
15 Approval of Preliminary Plan of 2023 Private
Placement Management For Voted - Against
16 Analysis Report on Use of Proceeds for 2023 Private
Placement Management For Voted - Against
17 Feasibility Report on Use of Proceeds for 2023
Private Placement Management For Voted - Against
1741
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
19 Board Authorization to Implement 2023 Private
Placement Management For Voted - Against
20 2023-2025 Shareholder Returns Plan Management For Voted - For
21 Management Commitments on Dilutive Measures for the
2023 Private Placement Management For Voted - Against
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Change of Sales Agreement and Provision of
Guarantees to Sales Business Management For Voted - Abstain
8 Authority to Give Guarantees to Subsidiary Management For Voted - Against
SUZHOU MAXWELL TECHNOLOGIES CO LTD
Security ID: Y831GX101 Ticker: 300751
Meeting Date: 05-Jan-23 Meeting Type: Special
1 Cash Management With Some Idle Proprietary Funds Management For Voted - For
2 2023 Application for Comprehensive Credit Line to
Relevant Banks by the Company and Subsidiaries and
Provision of Guarantee for Subsidiaries within the
Authorized Scope Management For Voted - For
3 2023 Estimated Continuing Connected Transactions Management For Voted - For
4 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 20-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHOU Jian Management For Voted - For
3 Elect WANG Zhenggen Management For Voted - Against
4 Elect LIU Qiong Management For Voted - For
5 Elect LI Qiang Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect LIU Yuehua Management For Voted - For
8 Elect ZHAO Xu Management For Voted - For
9 Elect YUAN Ningyi Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect XIA Zhifeng Management For Voted - For
12 Elect MA Qihui Management For Voted - Against
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
1742
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 Accounts and Reports Management For Voted - For
3 2022 Annual Report and its Summary Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 2023 Directors' Fees Management For Voted - For
7 Amendments to the Administrative Measures for
Employee Loans Management For Voted - For
8 2023 Supervisors Fees Management For Voted - For
9 2022 Supervisors' Report Management For Voted - For
TBEA CO., LTD.
Security ID: Y8550D101 Ticker: 600089
Meeting Date: 14-Nov-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 2022 Appraisal Management Measures For The
Implementation Of The Stock Option Incentive Plan Management For Voted - For
3 Board Authorization to Handle Matters Regarding the
2022 Stock Option Incentive Plan Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Special
1 2023 Continuing Connected Transactions With A
Company Management For Voted - For
2 Registration And Issuance Of Medium-Term Notes Management For Voted - For
3 Registration And Issuance Of Super And Short-Term
Commercial Papers Management For Voted - For
Meeting Date: 07-Apr-23 Meeting Type: Special
1 Extension of the Valid Period of the Authorization
to the Board or Its Authorized Persons to Handle
Matters Regarding the Public A-share Offering and
Listing of a Company Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Special
1 Launching Forward Foreign Exchange Business
Management For Voted - For
2 Elect ZHANG Hongzhong Management For Voted - For
3 Amendments to The Company S Articles of Association Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Work Report of the Independent Director Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
1743
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 2023 Appointment of Financial Audit Firm Management For Voted - For
TITAN WIND ENERGY (SUZHOU) CO LTD
Security ID: Y88433100 Ticker: 002531
Meeting Date: 01-Jul-22 Meeting Type: Special
1 Connected Transaction Regarding the Equipment
Procurement, Construction, Installation and
Commissioning Contract to Be Signed with a Company Management For Voted - For
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Proposal for Retroactive Confirmation of Change of
Performance Commitments of A Subsidiary Management For Voted - For
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YAN Junxu Management For Voted - For
3 Elect ZHU Bin Management For Voted - Against
4 Elect MA Longfei Management For Voted - For
5 Elect WU Shuhong Management For Voted - Against
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect LI Baoshan Management For Voted - For
8 Elect HE Yan Management For Voted - For
9 Elect ZHOU Changsheng Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect XIE Ping Management For Voted - Against
12 Elect CAI Zhou Management For Voted - For
Meeting Date: 04-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
into a Company Limited by Shares which Raises Funds
Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale during the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of DGRs and Basic
Securities of A-Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
13 Report on the Use of Previously Raised Funds Management For Voted - For
1744
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
16 Board Authorization to Handle Matters Regarding the
GDR Issuance and Listing on the SIX Swiss Exchange Management For Voted - For
17 Amendments to Articles (Draft) (Applicable After
Listing) Management For Voted - Against
18 Amendments to Procedural Rules: Shareholder
Meetings (Draft) (Applicable After Listing) Management For Voted - For
19 Amendments to Procedural Rules: Board Meetings
(Draft) (Applicable After Listing) Management For Voted - For
20 Amendments to Procedural Rules: Supervisory Board
Meetings (Draft) (Applicable After Listing) Management For Voted - For
21 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Internal Control Self-Evaluation Report Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 Approval of Line of Credit Management For Voted - For
6 Authority to Give Guarantees Management For Voted - Against
7 Appointment of Auditor Management For Voted - Against
8 2022 Work Report Of The Supervisory Committee Management For Voted - For
WEICHAI POWER CO
Security ID: Y9531A109 Ticker: 2338
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules for General Meetings Management For Voted - For
4 Elect WANG Yanlei as Supervisor Management For Voted - Against
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Spin-off and Listing of Weichai Lovol Intelligent
Agricultural Technology Co., Ltd. Management For Voted - For
3 Proposal in Relation to the Spin-off and Listing of
Weichai Lovol Intelligent Agricultural Technology
Co., Ltd. Management For Voted - For
4 Action Plan for the Spin-off and Listing of Weichai
Lovol Intelligent Agricultural Technology Co., Ltd. Management For Voted - For
5 Compliance of Spin-off and Listing with the Rules
for the Spin-off of Listed Companies (For Trial
Implementation) Management For Voted - For
1745
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Resolution Regarding the Spin-off and Listing which
Conductive to Safeguarding the Legal Rights and
Interest of the Shareholders and Creditors Management For Voted - For
7 Ability to Maintain Independence and Sustainable
Operation of the Company Management For Voted - For
8 Resolution on the Capacity of Weichai Lovol
Intelligent Agricultural Technology Co., Ltd. to
Operate in Accordance with the Corresponding
Regulations Management For Voted - For
9 Explanation Regarding the Completeness and
Compliance of the Statutory Procedures Performed
for the Spin-off and the Validity of Submitted
Legal Documents Management For Voted - For
10 Resolution regarding the Analysis on the
Objectives, Commercial Reasonableness, Necessity
and Feasibility of the Spin-off Management For Voted - For
11 Authorization to the Board and its Authorised
Persons to Deal with the Matters Relating the
Spin-off Management For Voted - For
12 New Weichai Holdings General Services Agreement Management For Voted - For
13 New Weichai Holdings Purchase Agreement Management For Voted - For
14 New Shaanxi Automotive Sales Agreement Management For Voted - For
15 New Shaanxi Automotive Purchase Agreement Management For Voted - For
16 Weichai Freshen Air Purchase Agreement Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Final Financial Report Management For Voted - For
7 2023 Financial Budget Report Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Authority to Declare an Interim Dividend for Fiscal
Year 2023 Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
12 Elect MA Changhai as Executive Director Management For Voted - For
13 Elect WANG Decheng as Executive Director Management For Voted - For
14 Elect MA Xuyao as Executive Director Management For Voted - For
15 Elect Richard Robinson Smith as Non-Executive
Director Management For Voted - For
16 Elect CHI Deqiang as Independent Non-Executive
Director Management For Voted - For
17 Elect ZHAO Fuquan as Independent Non-Executive
Director Management For Voted - For
18 Elect XU Bing as Independent Non-Executive Director Management For Voted - For
1746
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
WEICHAI POWER CO
Security ID: Y9531A117 Ticker: 2338
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules for General Meetings Management For Voted - For
3 Elect WANG Yanlei as Supervisor Management For Voted - Against
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Spin-off and Listing of Weichai Lovol Intelligent
Agricultural Technology Co., Ltd. Management For Voted - For
2 Proposal in Relation to the Spin-off and Listing of
Weichai Lovol Intelligent Agricultural Technology
Co., Ltd. Management For Voted - For
3 Action Plan for the Spin-off and Listing of Weichai
Lovol Intelligent Agricultural Technology Co., Ltd. Management For Voted - For
4 Compliance of Spin-off and Listing with the Rules
for the Spin-off of Listed Companies (For Trial
Implementation) Management For Voted - For
5 Resolution Regarding the Spin-off and Listing which
Conductive to Safeguarding the Legal Rights and
Interest of the Shareholders and Creditors Management For Voted - For
6 Ability to Maintain Independence and Sustainable
Operation of the Company Management For Voted - For
7 Resolution on the Capacity of Weichai Lovol
Intelligent Agricultural Technology Co., Ltd. to
Operate in Accordance with the Corresponding
Regulations Management For Voted - For
8 Explanation Regarding the Completeness and
Compliance of the Statutory Procedures Performed
for the Spin-off and the Validity of Submitted
Legal Documents Management For Voted - For
9 Resolution regarding the Analysis on the
Objectives, Commercial Reasonableness, Necessity
and Feasibility of the Spin-off Management For Voted - For
10 Authorization to the Board and its Authorised
Persons to Deal with the Matters Relating the
Spin-off Management For Voted - For
11 New Weichai Holdings General Services Agreement Management For Voted - For
12 New Weichai Holdings Purchase Agreement Management For Voted - For
13 New Shaanxi Automotive Sales Agreement Management For Voted - For
14 New Shaanxi Automotive Purchase Agreement Management For Voted - For
15 Weichai Freshen Air Purchase Agreement Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 2022 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
1747
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Final Financial Report Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Authority to Declare an Interim Dividend for Fiscal
Year 2023 Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Appointment of Internal Control Auditor and
Authority to Set Fees Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect MA Changhai as Executive Director Management For Voted - For
13 Elect WANG Decheng as Executive Director Management For Voted - For
14 Elect MA Xuyao as Executive Director Management For Voted - For
15 Elect Richard Robinson Smith as Non-Executive
Director Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect CHI Deqiang as Independent Non-Executive
Director Management For Voted - For
18 Elect ZHAO Fuquan as Independent Non-Executive
Director Management For Voted - For
19 Elect XU Bing as Independent Non-Executive Director Management For Voted - For
WUXI SHANGJI AUTOMATION CO LTD
Security ID: Y971CB107 Ticker: 603185
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Proposal for Investment in Construction of A Project Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 31-Aug-22 Meeting Type: Special
1 Investment In Construction Of An Industrial Park Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Estimated Continuing Connected Transactions Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect YANG Jianliang Management For Voted - For
5 Elect HANG Hong Management For Voted - For
6 Elect YANG Hao Management For Voted - For
7 Elect JI Fuhua Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHAO Junwu Management For Voted - For
10 Elect ZHU Xiangjun Management For Voted - For
11 Elect WU Ge Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect HANG Yuebiao Management For Voted - Against
14 Elect CHEN Nianhuai Management For Voted - For
1748
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report On The Plan For 2022
Share Offering To Specific Parties
Management For Voted - For
2 Full Authorization To The Board To Handle Matters
Regarding The Share Offering To Specific Parties Management For Voted - For
3 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
Meeting Date: 03-Apr-23 Meeting Type: Special
1 Change of The Companys Name and Registered Capital
and Amendments to The Companys Articles Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 The Third Phase Restricted Stock Incentive Plan
(draft) and Its Summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of the Third Phase Restricted Stock
Incentive Plan Management For Voted - For
4 Full Authorization to the Board to Handle Matters
Regarding the Third Phase Restricted Stock
Incentive Plan Management For Voted - For
5 Investment In Construction Of A Project Management For Voted - For
6 Extend the Validity Period of the Resolution at the
General Meeting of Shareholders on Private
Placement of Shares of the Company in 2022 Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report of the Independent Director Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny24.50000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):4.000000 Management For Voted - For
7 2023 Application for Bank Comprehensive Credit Line
and Provision of Guarantee for Wholly-Owned
Subsidiaries Management For Voted - Against
8 2023 Entrusted Wealth Management With Proprietary
Funds Management For Voted - For
9 Reappointment Of 2023 Audit Firm Management For Voted - For
10 Launching Foreign Exchange Derivatives Transactions Management For Voted - For
11 Cash Management With Idle Raised Funds Management For Voted - For
1749
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
XCMG CONSTRUCTION MACHINERY CO., LTD.
Security ID: Y9T17R112 Ticker: 000425
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Allocation of Interim Profits/Dividends Management For Voted - For
2 Adjustment Of The Guarantee For Subsidiaries Management For Voted - Against
3 Adjustment of the Guarantee Quota for Subsidiaries Management For Voted - Against
4 Adjustment of the Guarantee Quota for Mortgage
Business Management For Voted - Against
5 Adjustment of the Guarantee Quota for Financial
Leasing Business Management For Voted - Against
6 Approval of Line of Credit Management For Voted - For
7 Appointment of 2022 Auditor Management For Voted - For
8 Amendments to Articles Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YANG Dongsheng Management For Voted - Abstain
3 Elect SUN Lei Management For Voted - Abstain
4 Elect LU Chuan Management For Voted - Abstain
5 Elect SHAO Danlei Management For Voted - Abstain
6 Elect XIA Yongyong Management For Voted - Abstain
7 Elect TIAN Yu Management For Voted - Abstain
8 Elect WAN Guangshan Management For Voted - Abstain
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect GENG Chengxuan Management For Voted - For
11 Elect KUANG Shidao Management For Voted - For
12 Elect YANG Lin Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect ZHENG Wenqing Management For Voted - Against
15 Elect ZHANG Liankai Management For Voted - For
16 Elect CHENG Qian Management For Voted - For
17 Elect ZHANG Xu Management For Voted - Against
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Application For Issuance Of Assets Securitization
Project Management For Voted - For
2 The Company's Eligibility for Public Issuance of
Corporate Bonds Management For Voted - For
3 Authority to Issue Corporate Bonds Management For Voted - For
4 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Public
Issuance of Corporate Bonds Management For Voted - For
Meeting Date: 13-Apr-23 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
1750
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - For
5 Provision Of Guarantee For Subsidiaries Management For Voted - Against
6 Provision of Guarantee Quota for Mortgage Business Management For Voted - Against
7 Provision of Guarantee Quota for Financial Leasing
Business Management For Voted - Against
8 Provision of Guarantee Quota for Supply Chain
Finance Business Management For Voted - Against
9 Application For Comprehensive Credit Line To
Financial Institutions Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Financial Budget
Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Related Party Transaction on Material or Product
Purchase Management For Voted - For
8 Related Party Transaction on Material or Product
Sale Management For Voted - For
9 Related Party Transaction on Renting of House and
Equipment Management For Voted - For
10 Related Party Transaction on Providing or Accepting
Labor and Services Management For Voted - For
11 Annual Report
Management For Voted - For
XIAMEN C&D INC.
Security ID: Y9721Y107 Ticker: 600153
Meeting Date: 30-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Application for Launching the Asset-Backed Special
Plan for Account Receivable Management For Voted - For
3 Application for Registration and Issuance of
Account Receivable Asset-Backed Notes Management For Voted - For
4 Adjustment Of The Guarantee Quota For Subsidiaries Management For Voted - Abstain
5 Adjustment to 2022 Estimation of Related Party
Transactions Management For Voted - For
1751
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Amendments to Management System for Connected
Transactions Management For Voted - For
7 Amendments to Procedural Rules: Supervisory Board
Meeting Management For Voted - For
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Company's Eligibility for Corporate Bond Issuance Management For Voted - For
2 Issue Scale Management For Voted - For
3 Issue Method Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Target Parties and Placement Arrangement for
Shareholders Management For Voted - For
6 Bond Maturity Management For Voted - For
7 Bond Interest Rate and Determination Method Management For Voted - For
8 Use of Proceeds Management For Voted - For
9 Safeguard Measures of Debts Repayment Management For Voted - For
10 Guarantee Matters Management For Voted - For
11 Underwriting Method and Listing Arrangement Management For Voted - For
12 Validity Period Management For Voted - For
13 Preplan for the Issuance of Corporate Bond Management For Voted - For
14 Authorization Matters in Relation to Corporate Bond
Issuance Management For Voted - For
15 Company's Eligibility for Renewable Corporate Bond
Issuance Management For Voted - For
16 Issue Scale Management For Voted - For
17 Issue Method Management For Voted - For
18 Par Value and Issue Price Management For Voted - For
19 Target Parties and Placement Arrangement for
Shareholders Management For Voted - For
20 Bond Maturity Management For Voted - For
21 Bond Interest Rate and Determination Method Management For Voted - For
22 Deferred Interest Payment Option Management For Voted - For
23 Restrictions on Mandatory Interest Payment and
Deferred Interest Payment Management For Voted - For
24 Use of Proceeds Management For Voted - For
25 Safeguard Measures of Debts Repayment Management For Voted - For
26 Guarantee Matters Management For Voted - For
27 Underwriting Method and Listing Arrangement Management For Voted - For
28 Validity Period Management For Voted - For
29 Preplan for the Issuance of Renewable Corporate Bond Management For Voted - For
30 Authorization Matters on Renewable Corporate Bonds Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts and 2023 Budget Plan Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
1752
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Dividend/10 Shares (Tax Included): Cny8.00000000 2)
Bonus Issue From Profit (Share/10 Shares): None 3)
Bonus Issue From Capital Reserve (Share/10 Shares):
None Management For Voted - For
6 Estimated Guarantee Quota for Subsidiaries and
Joint Stock Companies Management For Voted - Against
7 Connected Transaction Regarding Estimated Loans
Quota Management For Voted - For
8 Launching Financial Derivatives Business Management For Voted - For
9 Launching Commodity Derivatives Trading Business Management For Voted - For
10 2023 Estimated Quota Of Continuing Connected
Transactions Management For Voted - For
11 2023 Estimated Quota Of Connected Transactions With
Financial Institutions Management For Voted - For
12 Cash Management With Idle Proprietary Funds Management For Voted - For
13 Application For Registration Of Dfi Debt Financing
Instruments Management For Voted - For
14 Appointment of 2023 Audit Firm Management For Voted - For
15 Change of the Company's Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
16 the Company's Eligibility for Placement to Original
Shareholders Management For Voted - For
17 Plan for Placement to Original Shareholders: Stock
Type and Par Value Management For Voted - For
18 Plan for Placement to Original Shareholders:
Issuing Method Management For Voted - For
19 Plan for Placement to Original Shareholders: Basis,
Ratio and Volume of the Rights Issue Management For Voted - For
20 Plan for Placement to Original Shareholders:
Pricing Principles and Price of the Rights Issue Management For Voted - For
21 Plan for Placement to Original Shareholders:
Issuing Targets Management For Voted - For
22 Plan for Placement to Original Shareholders:
Distribution Plan for Accumulated Retained Profits
Before the Rights Issue Management For Voted - For
23 Plan for Placement to Original Shareholders:
Issuing Date Management For Voted - For
24 Plan for Placement to Original Shareholders:
Underwriting Method Management For Voted - For
25 Plan for Placement to Original Shareholders:
Purpose of the Raised Funds on the Rights Issue Management For Voted - For
26 Plan for Placement to Original Shareholders: the
Valid Period of the Resolution on the Rights Issue Management For Voted - For
27 Plan for Placement to Original Shareholders:
Trading and Circulation of the Securities to Be
Issued Management For Voted - For
28 Preplan for Placement to Original Shareholders Management For Voted - For
29 Feasibility Analysis Report on the Use of Funds to
Be Raised From the Placement to Original
Shareholders Management For Voted - For
30 Demonstration Analysis Report on the Plan for
Placing a-share to the Original Shareholders Management For Voted - For
1753
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - For
32 Diluted Immediate Return After the Rights Issue to
Original Shareholders and Filling Measures and
Commitments of Relevant Parties Management For Voted - For
33 Full Authorization to the Board or Its Authorized
Persons to Handle Matters Regarding the Rights Issue Management For Voted - For
34 Formulation of the Shareholder Return Plan From
2023 to 2025 Management For Voted - For
35 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-23 Meeting Type: Special
1 The Company's Eligibility for Major Assets
Restructuring Management For Voted - For
2 Overall Plan Management For Voted - For
3 Transaction Counterparts Management For Voted - For
4 Underlying Assets Management For Voted - For
5 Transaction Price and Pricing Basis Management For Voted - For
6 Source of Funds for the Transaction Management For Voted - For
7 Underlying Assets and Price Management For Voted - For
8 Transitional Period Arrangement Management For Voted - For
9 Contractual Obligations and Liabilities for Breach
of Contract of Handling the Transfer of the
Ownership of Underlying Assets Management For Voted - For
10 Plan for Employee Placement Management For Voted - For
11 Plan for Disposal of Creditor's Rights and Debts Management For Voted - For
12 Valid Period of the Resolution Management For Voted - For
13 The Major Assets Purchase Dose Not Constitute A
Connected Transaction Management For Voted - For
14 Relevant Agreements On The Restructuring To Be
Signed Management For Voted - For
15 Report (Draft) on the Connected Transaction
Regarding Major Assets Purchase and Its Summary Management For Voted - For
16 The Restructuring Does Not Constitute a Listing by
Restructuring as Defined by Article 13 of the
Management Measures on Major Assets Restructuring
of Listed Companies Management For Voted - For
17 The Company's Stock Price Fluctuation Before the
Announcement of the Restructuring Management For Voted - For
18 Misc. Management Proposal Management For Voted - For
19 The Restructuring Is in Compliance with Article 4
of Listed Companies Regulation Guidance No. 9 -
Regulatory Requirements for Planning and
Implementing Major Assets Restructuring of Listed
Companies Management For Voted - For
20 Diluted Immediate Return After the Major Assets
Purchase, Filling Measures and Commitments of
Relevant Parties Management For Voted - For
21 Audit Report, Pro Forma Review Report And Assets
Evaluation Report Related To The Restructuring Management For Voted - For
22 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
1754
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Correlation Between the Evaluation Method and
Evaluation Purpose, And Fairness of the Evaluated
Price Management For Voted - For
23 Statement on the Compliance and Completeness of the
Legal Procedure of the Restructuring and the
Validity of the Legal Documents Submitted Management For Voted - For
24 Full Authorization To The Board To Handle Matters
Regarding The Transaction Management For Voted - For
25 Special Self-Examination Report on the Real Estate
Business Involved in the Major Assets Purchase Management For Voted - For
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Security ID: Y97237104 Ticker: 2208
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules for General Meetings Management For Voted - For
3 Remuneration Plan for Chairman of the Board Management For Voted - For
4 Estimated Annual Cap for Connected Transactions for
2023 Management For Voted - For
5 Elect WANG Yili Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Authority to Issue Bonds and Asset-Backed Securities Management For Voted - For
2 Change of Company Name Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Annual Report Management For Voted - For
9 Exchange Rate and Interest Rate Hedging Business Management For Voted - For
10 Provision of New Guarantees for Subsidiaries Management For Voted - Against
11 Provision of Letter of Guarantees for Subsidiaries Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Provision of Guarantee of Parent Company Based on
Shareholding Ratio Management For Voted - Against
14 Elect YANG Liying Management For Voted - For
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Security ID: Y97237112 Ticker: 2208
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules for General Meetings Management For Voted - For
4 Remuneration Plan for Chairman of the Board Management For Voted - For
1755
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Estimated Annual Cap for Connected Transactions for
2023 Management For Voted - For
6 Elect WANG Yili Management For Voted - For
YTO EXPRESS GROUP CO., LTD.
Security ID: Y1963V107 Ticker: 600233
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Remuneration Plan For Directors Management For Voted - For
2 Remuneration Plan For Supervisors Management For Voted - For
3 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
4 Amendments to the Rules of Procedure Governing the
General Meeting of Shareholders Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
6 Amendments To The Work System Of Independent
Directors Management For Voted - For
7 Amendments To The Connected Transactions Management
System Management For Voted - For
8 Amendments To The Raised Funds Management System Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect YU Huijiao Management For Voted - Against
11 Elect ZHANG Xiaojuan Management For Voted - For
12 Elect PAN Shuimiao Management For Voted - For
13 Elect ZHANG Yizhong Management For Voted - For
14 Elect HU Xiao Management For Voted - For
15 Elect YU Shilun Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect HUANG Yajun Management For Voted - For
18 Elect DONG Jing Management For Voted - For
19 Elect XU Junli Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect WANG Lifu Management For Voted - For
22 Elect ZHAO Haiyan Management For Voted - Against
Meeting Date: 07-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Confirmation of Implementing Results of 2022
Related Party Transactions Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
1756
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Appointment of Auditor Management For Voted - For
9 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
YUNDA HOLDING CO., LTD.
Security ID: Y62996106 Ticker: 002120
Meeting Date: 20-Sep-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Board Authorization to Handle All Related Matters Management For Voted - For
4 Reappointment of Auditor Management For Voted - For
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect NIE Tengyun Management For Voted - For
3 Elect CHEN Liying Management For Voted - For
4 Elect NIE Zhangqing Management For Voted - For
5 Elect ZHOU Baigen Management For Voted - For
6 Elect FU Qin Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect ZHANG Darui Management For Voted - For
9 Elect ZHANG Xiaorong Management For Voted - For
10 Elect HU Mingxin Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect LAI Xuejun Management For Voted - Against
13 Elect TANG Caixia Management For Voted - For
14 Directors' Fees Management For Voted - For
15 Amendments to Articles Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Entrusted Financial Management with Own
Funds Management For Voted - For
7 Approval of External Financial Aids with Own Funds Management For Voted - Against
1757
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHEFU HOLDING GROUP COMPANY LIMITED
Security ID: Y988AR108 Ticker: 002266
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Change of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Special
1 Feasibility Analysis Report On Launching Commodity
Futures Hedging Business By Subsidiaries In 2023 Management For Voted - For
2 Launching Commodity Futures Hedging Business By
Subsidiaries In 2023 Management For Voted - For
Meeting Date: 24-Apr-23 Meeting Type: Special
1 Retroactive Confirmation of 2021 and 2022
Continuing Connected Transactions and 2023
Additional Continuing Connected Transactions Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect SUN Yi Management For Voted - For
4 Elect LI Jie Management For Voted - For
5 Elect DONG Qing Management For Voted - For
6 Elect ZHENG Huaiyong Management For Voted - For
7 Elect LI Juan Management For Voted - For
8 Elect CHEN Xuexin Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect HE Shengdong Management For Voted - For
11 Elect ZHANG Taoyong Management For Voted - For
12 Elect HUANG Jifa Management For Voted - For
13 Elect SONG Shenhai Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect PAN Chengdong Management For Voted - Against
16 Elect JIANG Cheng Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Performance Compensation Plan for 2020 Acquisition Management For Voted - For
7 Board Authorization to Implement Share Repurchase
and Amendment to Articles Regarding Performance
Compensation Plan Management For Voted - For
8 Approval of Line of Credit and Authority to Give
Guarantees Management For Voted - For
9 Appointment of Auditor Management For Voted - For
1758
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Feasibility Report on Launching Foreign Derivative
Transactions Management For Voted - For
11 Launching Foreign Derivative Transactions Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Amendments to Management System for Securities
Investment, Futures and Derivatives Trading
Transactions Management For Voted - For
ZHEJIANG CHINT ELECTRICS CO., LTD.
Security ID: Y988AY103 Ticker: 601877
Meeting Date: 19-Sep-22 Meeting Type: Special
1 Financial Aid To Controlled Subsidiaries Management For Voted - For
2 Amendments To The Articles Of Associations Management For Voted - For
3 Amendments to the Rules of Procedure Governing
Shareholders General Meetings Management For Voted - For
4 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
5 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
6 Amendments To The Work System For Independent
Directors Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Elect CHEN Guoliang Management For Voted - Against
2 Provision Of Guarantee For Clients By Controlled
Subsidiaries Management For Voted - For
Meeting Date: 10-Jan-23 Meeting Type: Special
1 Merging the Wholly-owned Subsidiaries Management For Voted - For
2 Enter into the Financial Services Agreement with
Chint Group Finance Co. Ltd
Management For Voted - For
3 The Controlled Subsidiary To Enter Into The
Financial Services Agreement With Chint Group
Finance Co. Ltd Management For Voted - For
Meeting Date: 03-Mar-23 Meeting Type: Special
1 Estimated Additional Guarantee Quota Management For Voted - For
2 Change Of The Purpose Of Repurchased Shares For
Cancellation Management For Voted - For
3 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 Work Report Of The Board Of Supervisors Management For Voted - For
1759
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Annual Report And Its Summary Of The Company Management For Voted - For
4 2022 Financial Report And Final Accounts Report Of
The Company Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Reappoint The Auditor Management For Voted - For
7 Forecast Of Routine Related Party Transactions For
2023 Management For Voted - For
8 To Consider and Approve the Forecast of Additional
Amount of External Guarantees of the Company Management For Voted - Against
9 Conduct Foreign Exchange Derivatives Trading
Business Management For Voted - For
10 Expected Procurement of Photovoltaic Modules from
Related Parties in 2023 Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Jun-23 Meeting Type: Special
1 The Spin-off Listing of a Subsidiary on Main Board
of the Shanghai Stock Exchange is in Compliance
with Relevant Laws and Regulations Management For Voted - For
2 Plan for Spin-off Listing of a Subsidiary on Main
Board of the Shanghai Stock Exchange Management For Voted - For
3 Preplan for Spin-off Listing of a Subsidiary on
Main Board of the Shanghai Stock Exchange Management For Voted - For
4 The Spin-off Listing of a Subsidiary on the Main
Board of the Shanghai Stock Exchange is in
Compliance with the Listed Company Spin-off Rules
(Trial) Management For Voted - For
5 The Spin-off Listing of a Subsidiary on the Main
Board of the Shanghai Stock Exchange is for the
Legitimate Rights and Interest of Shareholders and
Creditors Management For Voted - For
6 Statement on Maintaining Independence and
Sustainable Profitability of the Company Management For Voted - For
7 The Subsidiary is Capable of Conducting Operations
in Compliance with Laws and Regulations Management For Voted - For
8 Purpose, Commercial Reasonability, Necessity and
Feasibility of the Spin-Off Listing Management For Voted - For
9 Statement on the Compliance and Completeness of the
Legal Procedure of Spin-off Listing of a Subsidiary
and the Validity of the Legal Documents Submitted Management For Voted - For
10 Shareholding By Some Directors And Senior
Management In The Subsidiary Management For Voted - For
11 Board Authorization to Handle Matters Regarding
Spin-off Listing of a Subsidiary Management For Voted - For
ZHEJIANG DINGLI MACHINERY CO LTD.
Security ID: Y988CW105 Ticker: 603338
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
1760
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to Procedural Rules: Board Meetings Management For Voted - For
3 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Amendments to Work System of Independent Directors Management For Voted - For
6 Amendments to Management System for External
Guarantee Management For Voted - For
7 Amendments to Management System for Connected
Transactions Management For Voted - For
8 Amendments to Management System for Raised Funds Management For Voted - For
9 Amendments to Management System for Authorization Management For Voted - For
10 Amendments to Management System for External
Investment Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Fees for Directors and Senior Management in 2022 Management For Voted - For
8 Fees for Supervisors in 2022 Management For Voted - For
9 Authority to Give Guarantees to Clients Management For Voted - Abstain
10 Authority to Give Guarantees to Subsidiaries Management For Voted - For
11 Approval of Line of Credit Management For Voted - For
12 Shareholder Returns Plan (2024 - 2026) Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect XU Shugen Management For Voted - For
15 Elect XU Zhong Management For Voted - For
16 Elect YU Yutang Management For Voted - For
17 Elect WANG Meihua Management For Voted - Against
18 Elect LIANG Jin Management For Voted - For
19 Elect XU Ronggen Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect FU Jianzhong Management For Voted - For
22 Elect WANG Baoqing Management For Voted - For
23 Elect QU Danming Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect XIANG Cunyun Management For Voted - For
26 Elect ZHOU Min Management For Voted - Against
ZHEJIANG EXPRESSWAY CO.
Security ID: Y9891F102 Ticker: 0576
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
1761
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect YANG Xudong Management For Voted - For
4 Service Contract with YANG Xudong Management For Voted - For
5 Amendments to Articles Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Final Accounts and 2023 Financial Budget Management For Voted - For
8 Appointment of Hong Kong Auditor and Authority to
Set Fees Management For Voted - For
9 Appointment of PRC Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect Li Yuan as Supervisor Management For Voted - For
4 Service Contract with LI Yuan Management For Voted - For
5 Grant of Specific Mandate to Issue Additional
Conversion Shares Management For Voted - For
ZHEJIANG EXPRESSWAY CO
Security ID: Y9891F102 Ticker: 0576
Meeting Date: 11-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capital Increase Agreement Management For Voted - For
ZHEJIANG HANGKE TECHNOLOGY INCORPORATED COMPANY
Security ID: Y989L4105 Ticker: 688006
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect YAN Lei Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
1762
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Gdr Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Date Management For Voted - Against
4 Issuing Method Management For Voted - Against
5 Issuing Volume Management For Voted - Against
6 Gdr Scale During the Duration Management For Voted - Against
7 Conversion Ratio of Gdrs and Basic Securities of
A-shares Management For Voted - Against
8 Pricing Method Management For Voted - Against
9 Issuing Targets Management For Voted - Against
10 Conversion Limit Period of Gdrs and Basic
Securities of A-shares Management For Voted - Against
11 Underwriting Method Management For Voted - Against
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - Against
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - Against
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Gdr
Issuance and Listing on the Six Swiss Exchange Management For Voted - Against
16 Distribution Plan for Accumulated Retained Profits
Before the Gdr Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
17 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Against
18 Formulation of the Articles of Association of the
Company (draft) and Its Appendix (applicable After
Listing on the Six Swiss Exchange) Management For Voted - Against
19 Formulation of the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(applicable After Listing on the SIX Swiss Exchange) Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Independent Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 2023 Remuneration of Directors and Supervisors Management For Voted - For
9 Investment in Wealth Management Products Management For Voted - For
10 Approval of Line of Credit Management For Voted - For
11 Appointment of Auditor Management For Voted - For
1763
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 07-Jun-23 Meeting Type: Special
1 Eligibility for A-share Offering to Specific Parties Management For Voted - Against
2 Type and Par Value Management For Voted - Against
3 Issuance Method and Date Management For Voted - Against
4 Price and Pricing Principles Management For Voted - Against
5 Subscribers and Subscription Method Management For Voted - Against
6 Issuance Size Management For Voted - Against
7 Lock-Up Period Management For Voted - Against
8 Amount and Use of Proceeds Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Arrangement for Undistributed Profits Management For Voted - Against
11 Validity of Resolution Management For Voted - Against
12 Preplan for 2023 Issuance of A-shares to Specific
Parties Management For Voted - Against
13 Demonstration Analysis Report on 2023 Issuance of
A-shares to Specific Parties Management For Voted - Against
14 Feasibility Report on Use of Proceeds Management For Voted - Against
15 Report On The Use Of Previously-Raised Funds Management For Voted - For
16 Board Authorization to Implement A-share Offering
to Specific Parties Management For Voted - Against
17 Diluted Immediate Return After the A-share Offering
to
Specific Parties and Filling Measures Management For Voted - Against
18 Shareholder Returns Plan (2023-2025) Management For Voted - For
19 Investment of Raised Funds to the Technology
Innovation Field Management For Voted - Against
20 Amendments to Articles Management For Voted - For
21 Amendments to Management System for Corporate
Governance and Internal Control Operation Management For Voted - Against
ZHEJIANG WEIMING ENVIRONMENT PROTECTION CO LTD.
Security ID: Y989A0105 Ticker: 603568
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 The Company's Eligibility for Public Issuance of
A-Share Convertible Corporate Bonds Management For Voted - For
3 Type of Securities to be Issued Management For Voted - For
4 Issuing Size Management For Voted - For
5 Convertible Bonds Duration Management For Voted - For
6 Par Value and Issue Price Management For Voted - For
7 Interest Rate of the Bonds Management For Voted - For
8 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
9 Debt-to-Equity Conversion Period Management For Voted - For
10 Determining Method for the Number of Converted
Shares Management For Voted - For
11 Determination of and Adjustment to the Conversion
Price Management For Voted - For
1764
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
13 Redemption Clauses Management For Voted - For
14 Resale Clauses Management For Voted - For
15 Dividend Distribution after the Conversion Management For Voted - For
16 Issuing Targets and Method Management For Voted - For
17 Arrangement for Placing to Original Shareholders Management For Voted - For
18 Matters Regarding the Meetings of Bondholders Management For Voted - For
19 Purpose of the Raised Funds Management For Voted - For
20 Guarantee Matters Management For Voted - For
21 Management and Deposit of Raised Funds Management For Voted - For
22 The Valid Period of the Plan for Convertible Bond
Issuance Management For Voted - For
23 Preplan For Public Issuance Of A-Share Convertible
Bonds (Revised) Management For Voted - For
24 Feasibility Analysis Report On Projects To Be
Financed With Raised Funds From The Public Issuance
Of A-Share Convertible Corporate Bonds Management For Voted - For
25 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
26 Special Report On The Use Of Previously Raised
Funds (Revised) Management For Voted - For
27 Diluted Immediate Return after the Public Issuance
of A-Share Convertible Corporate Bonds and Filling
Measures and Commitments of Relevant Parties Management For Voted - For
28 Board Authorization to Handle Matters Regarding the
Public Issuance of A-Share Convertible Corporate
Bonds Management For Voted - For
29 Shareholder Return Plan for the Next 3 Years
(2022-2024) Management For Voted - For
30 Re-Appointment of Auditor Management For Voted - For
31 Authority to Give Guarantees Management For Voted - Against
32 Related Party Transaction Regarding Financial Aid
to a Controlled Subsidiary Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for
Issuance of Convertible Corporate Bonds to
Non-specific Parties Management For Voted - For
2 Full Authorization to the Board to Handle Matters
Regarding the Issuance of Convertible Corporate
Bonds to Non-specific Parties Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
1765
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 2023 Application For Comprehensive Credit Line To
Financial Institutions Management For Voted - For
7 Provision Of External Guarantee For Subsidiaries Management For Voted - Against
8 2023 Estimated Continuing Connected Transactions Management For Voted - For
9 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
10 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
11 Authorization to the Board to Handle Matters
Regarding 2023 Restricted Stock Incentive Plan Management For Voted - For
ZHEJIANG WEIXING NEW BUILDING MATERIALS CO LTD
Security ID: Y9893V105 Ticker: 002372
Meeting Date: 06-Jan-23 Meeting Type: Special
1 Decrease of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect JIN Hongyang Management For Voted - For
4 Elect ZHANG Kapeng Management For Voted - For
5 Elect ZHANG Sanyun Management For Voted - For
6 Elect FENG Jifu Management For Voted - For
7 Elect SHI Guojun Management For Voted - For
8 Elect TAN Mei Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect SONG Yihu Management For Voted - For
11 Elect ZHENG Lijun Management For Voted - For
12 Elect ZHU Xiehe Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect CHEN Guogui Management For Voted - Against
15 Elect FANG Saijian Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 Allocation of 2022 Profits Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Supervisors' Report Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2023 Appointment of Auditor Management For Voted - For
7 Amendments to The Companys Articles Management For Voted - For
ZHUZHOU CRRC TIMES ELECTRIC CO LTD
Security ID: Y9892N104 Ticker: 3898
Meeting Date: 21-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1766
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Launch Medium and Low Voltage Power Devices
Industrialisation Construction Project Management For Voted - For
3 Elect LI Kaiguo Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Application to Credit Lines Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Supervisors' Fees Management For Voted - For
11 Estimations on Ordinary Related Transactions for
2024-2026 Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LI Donglin as Executive Director Management For Voted - Against
14 Elect LIU Ke'an as Executive Director Management For Voted - For
15 Elect SHANG Jing as Executive Director Management For Voted - For
16 Elect ZHANG Xinning as Non-Executive Director Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect GAO Feng as Independent Non-Executive Director Management For Voted - For
19 Elect LI Kaiguo as Independent Non-Executive
Director Management For Voted - For
20 Elect ZHONG Ninghua as Independent Non-Executive
Director Management For Voted - For
21 Elect LAM Siu Fung as Independent Non-Executive
Director Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect LI Lue as Supervisor Management For Voted - Against
24 Elect GENG Jianxin as Supervisor Management For Voted - For
25 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
26 Authority to Repurchase Shares Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
ZHUZHOU CRRC TIMES ELECTRIC CO LTD
Security ID: Y9892N112 Ticker: 3898
Meeting Date: 21-Oct-22 Meeting Type: Special
1 Launch Medium and Low Voltage Power Devices
Industrialisation Construction Project Management For Voted - For
2 Elect LI Kaiguo Management For Voted - For
1767
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-Jun-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Application to Credit Lines Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Supervisors' Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Estimations on Ordinary Related Transactions for
2024-2026 Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect LI Donglin as Executive Director Management For Voted - Against
15 Elect LIU Ke'an as Executive Director Management For Voted - For
16 Elect SHANG Jing as Executive Director Management For Voted - For
17 Elect ZHANG Xinning as Non-Executive Director Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect GAO Feng as Independent Non-Executive Director Management For Voted - For
20 Elect LI Kaiguo as Independent Non-Executive
Director Management For Voted - For
21 Elect ZHONG Ninghua as Independent Non-Executive
Director Management For Voted - For
22 Elect LAM Siu Fung as Independent Non-Executive
Director Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect LI Lue as Supervisor Management For Voted - Against
25 Elect GENG Jianxin as Supervisor Management For Voted - For
26 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-Jun-23 Meeting Type: Other
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
ZHUZHOU KIBING GROUP CO.,LTD.
Security ID: Y98959102 Ticker: 601636
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Cancellation Of The Previously Repurchased Shares Management For Voted - For
2 Decrease of the Company S Registered Capital Due to
the Cancellation of Shares, Amendments to the
Company S Articles of Association and Other Systems Management For Voted - For
1768
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 27-Jul-22 Meeting Type: Special
1 Amendments To The Projects Followed Investment
Management System Management For Voted - For
2 Connected Transaction Regarding Capital Increase
and Share Expansion of a Controlled Subsidiary Management For Voted - For
Meeting Date: 12-Oct-22 Meeting Type: Special
1 The 4th Phase Employee Stock Ownership Plan (Draft)
And Its Summary Management For Voted - Against
2 Management Measures For The 4th Phase Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization To The Board To Handle Matters
Regarding The 4th Phase Employee Stock Ownership
Plan Management For Voted - Against
Meeting Date: 28-Nov-22 Meeting Type: Special
1 The Spin-off Listing of a Subsidiary on the Chinext
Board is in Compliance With Relevant Laws and
Regulations Management For Voted - For
2 Plan For Spin-Off Listing Of The Subsidiary On The
Chinext Board Management For Voted - For
3 Preplan For Spin-Off Listing Of The Subsidiary On
The Chinext Board (Revised) Management For Voted - For
4 The Spin-off Listing of the Subsidiary on the
Chinext Board is in Compliance With the Listed
Company Spin-off Rules (Trial) Management For Voted - For
5 The Spin-off Listing of the Subsidiary on the
Chinext Board is for the Legitimate Rights and
Interest of Shareholders and Creditors Management For Voted - For
6 Statement on Maintaining Independence and
Sustainable Profitability of the Company Management For Voted - For
7 The Subsidiary Is Capable Of Conducting Law-Based
Operation Management For Voted - For
8 Statement on the Compliance and Completeness of the
Legal Procedure of the Spin-off Listing and the
Validity of the Legal Documents Submitted Management For Voted - For
9 Purpose, Commercial Reasonability, Necessity and
Feasibility of the Spin-off Listing Management For Voted - For
10 Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Spin-off
Listing Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 Connected Transactions Regarding Capital Increase
In Controlled Subsidiaries Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
1769
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2023 Extended Loans And Additional Loans And Credit
Line From Banks Management For Voted - For
8 2023 Provision of Guarantee for the Extended Loans
and Additional Loans and Credit Line from Banks of
Controlled Subsidiaries and Sub-Subsidiaries Management For Voted - Against
9 Reappointment Of 2023 Audit Firm Management For Voted - For
10 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Security ID: Y1293Y102 Ticker: 1157
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report of A Share Management For Voted - For
6 Annual Report of H Share Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of KPMG Huazhen Certified Public as the
Companys domestic auditors and internal control
auditors Management For Voted - For
9 KPMG as the Companys international auditors Management For Voted - For
10 Authorise the Companys management to determine the
actual remuneration payable to the Companys
domestic and international auditors Management For Voted - For
11 Application for Banking Credit Line Management For Voted - For
12 Authorization to Zoomlion Industrial Vehicles to
Engage in Business relating to Banker's Acceptance
Secured by Goods Management For Voted - For
13 Authorization to Agricultural Machinery Co.Ltd., a
subsidiary of the Company, to engage in financial
business with relevant financial institutions and
downstream customers and provide external
guarantees. Management For Voted - For
14 Authority to Give Guarantees Management For Voted - Against
15 Investment and Financial Management Management For Voted - For
16 Development of Financial Derivatives Business Management For Voted - For
17 Authorization to Hunan Zhicheng Financing and
Guarantee Company Limited to Provide Guarantees Management For Voted - For
18 Authorization to Zoomlion Aerial Machinery to
Provide Guarantees Management For Voted - For
19 Zoomlion Aerial Machinery to Apply for General
Credit Line Management For Voted - For
20 Zoomlion Aerial Machinery to Provide Guarantees for
Equipment Leasing Customers Management For Voted - For
1770
Global X MSCI China Industrials ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Authority to Give Buy-Back Guarantees Management For Voted - Against
22 Authority to Register and Issue Debt Instruments Management For Voted - For
23 Authority to Issue Super Short-term Commercial Paper Management For Voted - For
24 Authority to Issue Medium-term Notes Management For Voted - For
25 Authority to Repurchase H Shares Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Elect ZHAN Chunxin Management For Voted - For
28 Elect HE Liu Management For Voted - Against
29 Non-Voting Agenda Item N/A N/A Non-Voting
30 Elect ZHANG Chenghu Management For Voted - For
31 Elect Houston HUANG Guobin Management For Voted - For
32 Elect WU Baohai Management For Voted - For
33 Elect HUANG Jun Management For Voted - For
34 Non-Voting Agenda Item N/A N/A Non-Voting
35 Elect YAN Mengyu as Supervisor Management For Voted - Against
36 Elect XIONG Yanming as Supervisor Management For Voted - For
37 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Jun-23 Meeting Type: Other
1 Authority to Repurchase H Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
ZTO EXPRESS (CAYMAN) INC
Security ID: 98980A105 Ticker: 2057
Meeting Date: 14-Apr-23 Meeting Type: Special
1 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
2 Authority to Repurchase Shares Management For Voted - For
3 Authority to Issue Repurchased Shares Management For Voted - Against
4 Amendments to Articles Management For Voted - For
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Elect Hongqun Hu Management For Voted - For
3 Elect Xing LIU Management For Voted - Against
4 Elect Frank Zhen Wei Management For Voted - Against
5 Directors' Fees Management For Voted - Against
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
8 Authority to Repurchase Shares Management For Voted - For
9 Authority to Issue Repurchased Shares Management For Voted - Against
1771
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
360 SECURITY TECHNOLOGY INC.
Security ID: Y444T7106 Ticker: 601360
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Change of the Domicile of the Company and
Amendments to the Articles of Association of the
Company Management For Voted - For
2 Connected Transactions Regarding Sale Of Equities
In Joint Stock Companies Management For Voted - For
3 Elect GUAN Zhipeng Management For Voted - Against
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Adjustment of the Investment Structure and
Implementing Location of Some Projects Financed
with Raised Funds Management For Voted - For
2 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
3 Financial Assets Sale Management For Voted - For
4 Amendments To The Finance Management System Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 ANNUAL ACCOUNTS Management For Voted - For
3 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
4 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
5 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
6 2022 REMUNERATION FOR DIRECTORS Management For Voted - For
7 2022 Remuneration for Supervisors Management For Voted - For
8 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For Voted - For
9 2023 GUARANTEE QUOTA AMONG THE COMPANY AND
SUBSIDIARIES Management For Voted - For
10 REAPPOINTMENT OF 2023 FINANCIAL AND INTERNAL
CONTROL AUDIT FIRM Management For Voted - For
3PEAK INCORPORATED
Security ID: Y4454Q108 Ticker: 688536
Meeting Date: 05-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
1772
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny2.06000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 Amendments to the Articles of Association Management For Voted - For
7 Reappointment of 2023 Financial Audit Firm and
Internal Control Audit Firm Management For Voted - For
8 2022 Remuneration for Directors and 2023
Remuneration Plan Management For Voted - For
9 2022 Remuneration for Supervisors and 2023
Remuneration Plan Management For Voted - For
AAC TECHNOLOGIES HOLDINGS INC.
Security ID: G2953R114 Ticker: 2018
Meeting Date: 20-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Spin-off and Listing of AAC Optics Management For Voted - For
4 Board Authorization Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect Larry KWOK Lam Kwong Management For Voted - Against
6 Elect Richard MOK Joe Kuen Management For Voted - For
7 Directors' Fee Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Repurchased Shares Management For Voted - For
ADVANCED MICRO-FABRICATION EQUIPMENT INC. CHINA
Security ID: Y001DM108 Ticker: 688012
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Elect FAN Xiaoning Management For Voted - Against
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Elect ZHANG Yu Management For Voted - For
2 Elect OUYANG Dieyun Management For Voted - Against
1773
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect CONG Hai Management For Voted - For
4 Elect TAO Heng Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 Accounts and Reports Management For Voted - For
3 2022 Allocation of Profits/Dividends Management For Voted - For
4 Estimation of 2023 Related Party Transactions Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 2022 Directors' Report Management For Voted - For
7 2022 Supervisors' Report Management For Voted - For
8 2023 Directors' Fees Management For Voted - For
9 2023 Supervisors' Fees Management For Voted - For
10 Purchase of Liability Insurance for the Company's
Directors and Supervisors Management For Voted - Abstain
11 2023 Employee Restricted Shares Plan (Draft) and
its Summary Management For Voted - Against
12 Appraisal Management Measures for the
Implementation of 2023 Employee Restricted Shares
Plan Management For Voted - Against
13 Board Authorization to Implement 2023 Employee
Restricted Shares Plan Management For Voted - Against
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-May-23 Meeting Type: Special
1 Elect YANG Zhuo Management For Voted - Against
AMLOGIC (SHANGHAI) CO LTD
Security ID: Y009AJ101 Ticker: 688099
Meeting Date: 24-Mar-23 Meeting Type: Special
1 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2023 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
4 Amendments To The External Investment Management
System Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
1774
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of Auditor Management For Voted - For
7 2023 Supervisors' Fees Management For Voted - For
AVARY HOLDING (SHENZHEN) CO LTD
Security ID: Y0R9JY100 Ticker: 002938
Meeting Date: 23-Dec-22 Meeting Type: Special
1 The Company's Eligibility for Non-public A-share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Issue Price and Pricing Principles Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Total Amount and Purpose of the Raised Funds Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Place Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Share Offering Management For Voted - Against
11 Valid Period of the Resolution Management For Voted - Against
12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against
14 Report On The Use Of Previously-Raised Funds Management For Voted - For
15 Diluted Immediate Return After the Non-public
A-share Offering, Filling Measures and Commitments
of Relevant Parties Management For Voted - Against
16 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
17 Full Authorization to the Board, the Chairman of
the Board and (or) Persons Authorized by the
Chairman of the Board to Handle Matters Regarding
the Non-public A-share Offering Management For Voted - Against
Meeting Date: 08-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - For
2 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Share
Offering to Specific Parties Management For Voted - For
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2023 Financial Budget Report Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
1775
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Appointment of Auditor Management For Voted - For
8 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For Voted - For
9 Repurchase and Cancellation of Some Restricted
Shares under 2021 Restricted Share Plan Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 REMUNERATION FOR DIRECTORS AND SUPERVISORS Management For Voted - For
12 Provision Method for Performance Remuneration of
Chairman of the Board, Middle and Senior Management
and Key Technical Personnel Management For Voted - For
13 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect SHEN Qingfang Management For Voted - For
16 Elect YOU Zhehong Management For Voted - Against
17 Elect HUANG Chongxing Management For Voted - Against
18 Elect LIN Yihong Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect ZHANG Milin Management For Voted - For
21 Elect ZHANG Jianjun Management For Voted - For
22 Elect WEI Xuezhe Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect KE Chengen Management For Voted - For
25 Elect LONG Long Management For Voted - Against
BEIJING KINGSOFT OFFICE SOFTWARE INC
Security ID: Y0R9YP102 Ticker: 688111
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2023 Financial Budget Plan Management For Voted - For
7 Confirmation of 2022 Financial Audit and Internal
Control Fees and Appointment of 2023 Financial
Auditor and Internal Control Auditor Management For Voted - For
8 2022 Allocation of Profits/Dividends Management For Voted - For
9 Estimation of 2023 Related Party Transactions Management For Voted - For
10 Authorization to Invest in Wealth Management
Products with Idle Funds Management For Voted - For
11 Liability Insurance for Directors and Supervisors Management For Voted - For
12 Amendments to Management System for Raised Funds Management For Voted - For
13 Amendments to Articles [Bundled] Management For Voted - For
14 2023 Restricted Stock Plan (Draft) and its Summary Management For Voted - Against
15 Appraisal Management Measures for The
Implementation of 2023 Restricted Stock Incentive
Plan Management For Voted - Against
16 Board Authorization to Implement of 2023 Restricted
Stock Incentive Plan Management For Voted - Against
1776
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING KINGSOFT OFFICE SOFTWARE, INC.
Security ID: Y0R9YP102 Ticker: 688111
Meeting Date: 27-Sep-22 Meeting Type: Special
1 Independent Directors' Fees Management For Voted - For
2 Purchase of Wealth Management Products with Idle
Proprietary Funds Management For Voted - For
3 Amendments to Articles Management For Voted - For
BEIJING SHIJI INFORMATION TECHNOLOGY CO LTD
Security ID: Y0772L102 Ticker: 002153
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Annual Report and its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 Shareholder Returns Plan (2023 to 2025) Management For Voted - For
7 2022 Remuneration Plan for Senior Management Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Investment in Wealth Management Products Management For Voted - For
BEIJING SHIJI INFORMATION TECHNOLOGY CO. LTD
Security ID: Y0772L102 Ticker: 002153
Meeting Date: 02-Dec-22 Meeting Type: Special
1 Directors' Fees Management For Voted - For
2 Increase in Registered Capital Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect LI Zhongchu Management For Voted - For
7 Elect LAI Deyuan Management For Voted - For
8 Elect LI Diankun Management For Voted - For
9 Elect ZHUANG Zhuoran Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LIU Jianfeng Management For Voted - For
12 Elect TAO Tao Management For Voted - For
13 Elect LOU Shulin Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect GUO Ming Management For Voted - For
16 Elect ZHANG Guangjie Management For Voted - Against
1777
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
BEIJING YUANLIU HONGYUAN ELECTRONIC TECHNOLOGY CO LTD
Security ID: Y0R9T3107 Ticker: 603267
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Stocks Under 2021 Restricted Stock Incentive Plan Management For Voted - For
2 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
3 Amendments To The Management System For Capital
Transfer With Related Parties Management For Voted - Against
4 Amendments To The Raised Funds Management System Management For Voted - For
5 Amendments To The External Investment Management
Measures Management For Voted - Against
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHENG Hong Management For Voted - For
8 Elect LIU Chen Management For Voted - For
9 Elect ZHENG Xiaodan Management For Voted - For
10 Elect XING Jie Management For Voted - For
11 Elect LI Yongqiang Management For Voted - For
12 Elect WANG Xin Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect GU Qun Management For Voted - For
15 Elect YANG Mianzhi Management For Voted - For
16 Elect LIN Haiquan Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect CHEN Tianwei Management For Voted - Against
19 Elect CHU Binchi Management For Voted - For
Meeting Date: 11-Apr-23 Meeting Type: Annual
1 Directors' Reports Management For Voted - For
2 Supervisors' Reports Management For Voted - For
3 Independent Directors' Reports Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Reports and its Summary Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 2022 Remuneration for Independent Directors and the
2023 Remuneration Plan Management For Voted - For
8 2022 Remuneration for Non-Independent Directors and
the 2023 Remuneration Plan Management For Voted - For
9 2022 Remuneration for Supervisors Directors and the
2023 Remuneration Plan Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
12 Repurchase and Cancellation of Some Restricted
Stock Under 2021 Restricted Stock Incentive Plan Management For Voted - For
13 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
14 Amendments To The Connected Transactions Management
Measures Management For Voted - For
1778
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Amendments To The External Guarantee Management
Measures Management For Voted - For
BOE TECHNOLOGY GROUP CO. LTD.
Security ID: Y0920M101 Ticker: 200725
Meeting Date: 05-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report and its Summary Management For Voted - For
4 2022 Accounts and Reports and 2023 Business Plan Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Borrowing and Application of Line of
Credit Management For Voted - Against
7 Launching Principal-Protected Deposits Business Management For Voted - For
8 Appointment of 2023 Auditor Management For Voted - Against
9 Authority to Repurchase and Cancel Some Restricted
Shares Management For Voted - For
BOE TECHNOLOGY GROUP CO., LTD.
Security ID: Y0920M101 Ticker: 200725
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Repurchase and Cancel Some Restricted Stocks Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Security ID: Y1045N107 Ticker: 0285
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Elect WANG Nian Qiang Management For Voted - Against
7 Elect WANG Bo Management For Voted - Against
8 Elect QIAN Jing Jie Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
1779
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
BYD ELECTRONIC (INTERNATIONAL) COMPANY LIMITED
Security ID: Y1045N107 Ticker: 0285
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Supplemental Supply Agreement and the Revised
Annual Caps Management For Voted - For
4 Supplemental Purchase Agreement and the Revised
Annual Caps Management For Voted - For
CETC CYBERSPACE SECURITY TECHNOLOGY CO.LTD.
Security ID: Y95366103 Ticker: 002268
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Estimation of 2023 Related Party Transactions Management For Voted - For
7 Estimation of 2023 Continuous Related Party
Transactions with CETC Finance Co., Ltd. Management For Voted - Against
8 Repurchase and Cancellation of Some Restricted
Shares Management For Voted - For
9 Amendments to Articles [Bundled] Management For Voted - For
CHAOZHOU THREE-CIRCLE(GROUP) CO., LTD.
Security ID: Y1R99A101 Ticker: 300408
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Change of Audit Firm Auditor Management For Voted - For
2 Settlement of Projects Financed with Raised Funds
and Permanently Supplementing the Working Capital
with the Surplus Raised Funds Management For Voted - For
CHAOZHOU THREE-CIRCLE(GROUP) CO.LTD
Security ID: Y1R99A101 Ticker: 300408
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
1780
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny2.50000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
7 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
8 Annual Remuneration Plan for Members of the Board
of Directors and the Supervisory Committee Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect ZHANG Wanzhen Management For Voted - For
11 Elect LI Gang Management For Voted - For
12 Elect QIU Jihua Management For Voted - For
13 Elect MA Yanhong Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect JIANG Lijun Management For Voted - For
16 Elect WEN Xueli Management For Voted - For
17 Elect SU Yanqi Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect CHEN Guixu Management For Voted - Against
20 Elect GE Yuncheng Management For Voted - For
CHINA GREATWALL TECHNOLOGY GROUP CO. LTD.
Security ID: Y14392107 Ticker: 000066
Meeting Date: 13-Jan-23 Meeting Type: Special
1 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
2 Appointment Of 2022 Financial And Internal Control
Audit Firm Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2023 FINANCIAL BUDGET REPORT Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.07000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
7 Provision of Guarantee for Subordinate Companies
and Guarantee Among Subordinate Companies Management For Voted - For
8 2023 Estimated Continuing Connected Transactions Management For Voted - For
1781
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Security ID: Y1503P107 Ticker: 600536
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 Allocation of Profits/Dividends Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Directors' Report Management For Voted - For
5 2022 Supervisors' Report Management For Voted - For
6 2022 Annual Report and its Summary Management For Voted - For
CHINA NATIONAL SOFTWARE & SERVICE COMPANY LIMITED
Security ID: Y1503P107 Ticker: 600536
Meeting Date: 04-Jan-23 Meeting Type: Special
1 The Financial Service Agreement To Be Signed With A
Related Finance Company Management For Voted - Against
2 Appointment of Auditor Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 15-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Elect CHEN Zhihua Management For Voted - For
CHINA RAILWAY SIGNAL & COMMUNICATION CORPORATION LIMITED
Security ID: Y1R0AG113 Ticker: 3969
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Elect ZHANG Quan as Executive Director Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Directors' and Supervisors' Fees Management For Voted - For
8 Estimations on Ordinary Related Party Transactions
for 2023-2025 Management For Voted - Abstain
9 Renewal of the Financial Services Framework
Agreement Management For Voted - Abstain
10 Authority to Issue Debt Financing Instruments Management For Voted - Abstain
11 Amendments to Articles of Association and the Rules
of Procedure for the General Meetings Management For Voted - Abstain
1782
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA RESOURCES MICROELECTRONICS LIMITED
Security ID: G210B1103 Ticker: 688396
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Amendments To The External Investment Management
System Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect WANG Xiaohu Management For Voted - For
4 Elect XIAO Ning Management For Voted - For
5 Elect ZHUANG Wei Management For Voted - For
Meeting Date: 21-Dec-22 Meeting Type: Special
1 Confirmation of the Reserved Parts of the 2nd Class
Restricted Stock Incentive Plan in 2021 (Revised
Draft) Management For Voted - For
Meeting Date: 24-Feb-23 Meeting Type: Special
1 Amendments to Use of Proceeds Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Approval of FY2022 Directors' Report Management For Voted - For
2 Approval of FY2022 Annual Report and Its Summary Management For Voted - For
3 FY2022 Allocation of Profits/Dividends Management For Voted - For
4 FY2022 Financial Accounts and Reports Management For Voted - For
5 Approval of FY2023 Financial Budget Management For Voted - For
6 2023 Annual Investment Plan Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Approval of FY2022 Independent Directors' Report Management For Voted - For
9 Related Party Transactions Management For Voted - For
CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO. LTD.
Security ID: Y1516T104 Ticker: 000733
Meeting Date: 18-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Financial Budget Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
1783
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA ZHENHUA (GROUP) SCIENCE & TECHNOLOGY CO., LTD.
Security ID: Y1516T104 Ticker: 000733
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments To The Implementing Rules For Cumulative
Voting System Management For Voted - For
3 Amendments to the Company's Governance Systems Management For Voted - For
4 Amendments to the Implementing Rules for Online
Voting System at Shareholders General Meetings Management For Voted - For
5 Amendments To The Connected Transactions Management
System Management For Voted - For
Meeting Date: 13-Oct-22 Meeting Type: Special
1 The Company's Eligibility for Non-public A-share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Purpose of the Raised Funds Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits Management For Voted - Against
11 Valid Period of the Resolution Management For Voted - Against
12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against
14 Report On Use Of Previously Raised Funds Management For Voted - For
15 Shareholder Return Plan For The Next Three Years
From 2021 To 2023 Management For Voted - For
16 Diluted Immediate Return After the Non-public
A-share Offering, Filling Measures and Commitments
of Relevant Parties Management For Voted - Against
17 Authorization To The Board To Handle Matters
Regarding The Non-Public A-Share Offering Management For Voted - Against
Meeting Date: 01-Dec-22 Meeting Type: Special
1 Elect YANG Liming Management For Voted - For
Meeting Date: 21-Dec-22 Meeting Type: Special
1 Connected Transactions With A Company Management For Voted - Against
2 Change Of Audit Firm Management For Voted - For
1784
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Mar-23 Meeting Type: Special
1 Approve Demonstration Analysis Report in Connection
to Issuance of Shares to Specific Targets Management For Voted - For
2 Approve Authorization of Board to Handle Matters
Related to the Issuance of Shares to Specific
Targets Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
4 Amendments to Articles Management For Voted - For
CHINASOFT INTERNATIONAL LIMITED
Security ID: G2110A111 Ticker: 0354
Meeting Date: 22-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect CHEN Yuhong Management For Voted - Against
5 Elect ZENG Zhijie Management For Voted - Against
6 Elect MO Lai Lan Management For Voted - Against
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - Against
9 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
10 Authority to Repurchase Shares Management For Voted - For
11 Allocation of Profits/Dividends Management For Voted - For
12 Adoption of 2023 Share Option Scheme Management For Voted - Against
13 Adoption of 2023 Share Award Scheme Management For Voted - Against
14 Termination of Existing Share Award Scheme Management For Voted - For
15 Cancellation of Unissued Preferred Shares Management For Voted - For
16 Amendments to Articles Management For Voted - Against
DHC SOFTWARE CO., LTD.
Security ID: Y2080B107 Ticker: 002065
Meeting Date: 10-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Related Party Transactions Management For Voted - For
7 Confirmation of 2022 Remuneration for Directors and
Senior Management, and 2023 Remuneration Plan Management For Voted - For
8 CONFIRMATION OF 2022 REMUNERATION FOR SUPERVISORS,
AND 2023 REMUNERATION PLAN Management For Voted - For
1785
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
DHC SOFTWARE COMPANY LIMITED
Security ID: Y2080B107 Ticker: 002065
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Election and Nomination of Non-Independent
Director: XUE Xiangdong Management For Voted - For
3 Election and Nomination of Non-Independent
Director: LV Bo Management For Voted - For
4 Election and Nomination of Non-Independent
Director: HOU Zhiguo Management For Voted - For
5 Election and Nomination of Non-Independent
Director: LI Jianguo Management For Voted - For
6 Election and Nomination of Non-Independent
Director: ZHENG Xiaoqing Management For Voted - For
7 Election and Nomination of Non-Independent
Director: LIN Wenping Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect WANG Yipeng Management For Voted - For
10 Elect PAN Changyong Management For Voted - For
11 Elect XIAO Tusheng Management For Voted - For
12 Elect Non-employee supervisor: LI Ze Management For Voted - Against
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Security ID: Y2482T102 Ticker: 600498
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Financial Services Agreement and Related Party
Transactions Management For Voted - Against
2 Appointment of Auditor Management For Voted - For
FLAT GLASS GROUP CO LTD.
Security ID: Y2575W103 Ticker: 6865
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Annual Report Management For Voted - For
6 Final Account Report Management For Voted - For
7 2023 Financial Budget Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
1786
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Supervisors' Fees Management For Voted - For
12 Environmental, Social and Governance Report Management For Voted - For
13 Authority to Give Guarantees Management For Voted - Against
14 Related Party Transactions Management For Voted - For
15 Amendments to Articles of Association Management For Voted - For
16 Changes in Industrial and Commercial Registration
and Relevant Adjustments to the Articles Management For Voted - Against
17 Amendments to Procedural Rules for the
Shareholders' General Meeting Management For Voted - For
FLAT GLASS GROUP CO LTD.
Security ID: Y2575W111 Ticker: 6865
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Final Account Report Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Supervisors' Fees Management For Voted - For
11 Environmental, Social and Governance Report Management For Voted - For
12 Authority to Give Guarantees Management For Voted - Against
13 Related Party Transactions Management For Voted - For
14 Amendments to Articles of Association Management For Voted - For
15 Changes in Industrial and Commercial Registration
and Relevant Adjustments to the Articles Management For Voted - Against
16 Amendments to Procedural Rules for the
Shareholders' General Meeting Management For Voted - For
FLAT GLASS GROUP CO., LTD.
Security ID: Y2575W103 Ticker: 6865
Meeting Date: 29-Jul-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Class and Nominal Value of the Shares to be Issued Management For Voted - Against
3 Method and Time of Issuance Management For Voted - Against
4 Target Subscribers and Subscription Method Management For Voted - Against
5 Price Determination Date, Issue Price and Pricing
Principles Management For Voted - Against
6 Number of Shares to be Issued Management For Voted - Against
7 Lock-up Period Management For Voted - Against
8 Place of Listing Management For Voted - Against
1787
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Arrangement Relating to the Accumulated Profits
Prior to the Non-public Issuance Management For Voted - Against
10 Validity Period of the Resolutions Regarding the
Non-public Issuance Management For Voted - Against
11 Use of Proceeds Management For Voted - Against
12 Preliminary Plan of the Proposed Non-Public
Issuance of A Shares Management For Voted - Against
13 Authorization to the Board to Deal with all Matters
in Relation to the Proposed Issuance Management For Voted - Against
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Fulfilment of the criteria for the Proposed
Non-public Issuance of A Shares Management For Voted - Against
3 Class and Nominal Value of the Shares to be
Issued Management For Voted - Against
4 Method and Time of Issuance Management For Voted - Against
5 Target Subscribers and Subscription Method Management For Voted - Against
6 Price Determination Date, Issue Price and
Pricing
Principles Management For Voted - Against
7 Number of Shares to be Issued Management For Voted - Against
8 Lock-up Period Management For Voted - Against
9 Place of Listing Management For Voted - Against
10 Arrangement Relating to the Accumulated Profits
Prior to the Non-public Issuance Management For Voted - Against
11 Validity Period of the Resolutions Regarding the
Non-public Issuance Management For Voted - Against
12 Use of Proceeds Management For Voted - Against
13 Preliminary Plan of the Proposed Non-Public
Issuance of A Shares Management For Voted - Against
14 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Shares Management For Voted - Against
15 Report on the Use of Previous Proceeds Management For Voted - For
16 Dilution of Immediate Return Resulting from the
Non-Public Issuance and Remedial Measures Management For Voted - Against
17 Dividend Distribution Plan for the Shareholders for
the Next Three Years Management For Voted - For
18 Authorization to the Board to Deal with all Matters
in
Relation to the Proposed Issuance Management For Voted - Against
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal Regarding Anhui Flat Glass's Participation
in the Bidding of Mining Right Management For Voted - For
Meeting Date: 20-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Report on the Use of Previous Proceeds Management For Voted - For
3 Allocation of Interim Dividend Management For Voted - For
1788
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Nov-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Downward Adjustment of Conversion Price of Flat
Convertible Bonds Management For Voted - For
3 Authorization of the Board to Handle Matters
Relating to the Downward Adjustment of Conversion
Price Management For Voted - For
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Downward Adjustment of Conversion Price of Flat
Convertible Bonds Management For Voted - For
3 Authorization of the Board to Handle Matters
Relating to the Downward Adjustment of Conversion
Price Management For Voted - For
FLAT GLASS GROUP CO., LTD.
Security ID: Y2575W111 Ticker: 6865
Meeting Date: 29-Jul-22 Meeting Type: Other
1 Class and Nominal Value of the Shares to be Issued Management For Voted - Against
2 Method and Time of Issuance Management For Voted - Against
3 Target Subscribers and Subscription Method Management For Voted - Against
4 Price Determination Date, Issue Price and Pricing
Principles Management For Voted - Against
5 Number of Shares to be Issued Management For Voted - Against
6 Lock-up Period Management For Voted - Against
7 Place of Listing Management For Voted - Against
8 Arrangement Relating to the Accumulated Profits
Prior to the Non-public Issuance Management For Voted - Against
9 Validity Period of the Resolutions Regarding the
Non-public Issuance Management For Voted - Against
10 Use of Proceeds Management For Voted - Against
11 Preliminary Plan of the Proposed Non-Public
Issuance of A Shares Management For Voted - Against
12 Authorization to the Board to Deal with all Matters
in Relation to the Proposed Issuance Management For Voted - Against
13 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Fulfilment of the criteria for the Proposed
Non-public Issuance of A Shares Management For Voted - Against
2 Class and Nominal Value of the Shares to be
Issued Management For Voted - Against
3 Method and Time of Issuance Management For Voted - Against
4 Target Subscribers and Subscription Method Management For Voted - Against
1789
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Price Determination Date, Issue Price and
Pricing
Principles Management For Voted - Against
6 Number of Shares to be Issued Management For Voted - Against
7 Lock-up Period Management For Voted - Against
8 Place of Listing Management For Voted - Against
9 Arrangement Relating to the Accumulated Profits
Prior to the Non-public Issuance Management For Voted - Against
10 Validity Period of the Resolutions Regarding the
Non-public Issuance Management For Voted - Against
11 Use of Proceeds Management For Voted - Against
12 Preliminary Plan of the Proposed Non-Public
Issuance of A Shares Management For Voted - Against
13 Feasibility Analysis Report on the Use of the
Proceeds by the Non-Public Issuance of A Shares Management For Voted - Against
14 Report on the Use of Previous Proceeds Management For Voted - For
15 Dilution of Immediate Return Resulting from the
Non-Public Issuance and Remedial Measures Management For Voted - Against
16 Dividend Distribution Plan for the Shareholders for
the Next Three Years Management For Voted - For
17 Authorization to the Board to Deal with all Matters
in
Relation to the Proposed Issuance Management For Voted - Against
18 Non-Voting Meeting Note N/A N/A Non-Voting
1 Proposal Regarding Anhui Flat Glass's Participation
in the Bidding of Mining Right Management For Voted - For
Meeting Date: 20-Oct-22 Meeting Type: Special
1 Report on the Use of Previous Proceeds Management For Voted - For
2 Allocation of Interim Dividend Management For Voted - For
Meeting Date: 30-Nov-22 Meeting Type: Other
1 Downward Adjustment of Conversion Price of Flat
Convertible Bonds Management For Voted - For
2 Authorization of the Board to Handle Matters
Relating to the Downward Adjustment of Conversion
Price Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Downward Adjustment of Conversion Price of Flat
Convertible Bonds Management For Voted - For
2 Authorization of the Board to Handle Matters
Relating to the Downward Adjustment of Conversion
Price Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
1790
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
FOXCONN INDUSTRIAL INTERNET CO. LTD.
Security ID: Y2620V100 Ticker: 601138
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Estimation of 2023 Related Party Transactions Management For Voted - For
7 Appointment of 2023 Auditor Management For Voted - For
8 Settlement, Adjustment and Extensions of Projects
Financed with Raised Funds and Permanently
Replenish Working Capital with the Surplus Raised
Funds Management For Voted - For
9 Eligibility for Issuance of Corporate Bond Management For Voted - For
10 Issuing Volume Management For Voted - For
11 Par Value and Issue Price Management For Voted - For
12 Bond Type And Duration Management For Voted - For
13 Interest Rate and Determination Method Management For Voted - For
14 Issuing Method Management For Voted - For
15 Issuing Targets and Allotment Arrangement Management For Voted - For
16 Use of Proceeds Management For Voted - For
17 Redemption or Resale Clauses Management For Voted - For
18 Credit Conditions and Repayment Guarantee Measures Management For Voted - For
19 Underwriting Method and Listing Arrangement Management For Voted - For
20 Validity of the Resolution Management For Voted - For
21 Board Authorization to Handle Matters Regarding the
Issuance of Corporate Bond Management For Voted - For
22 Authority to Give Guarantees Management For Voted - For
23 Elect ZHANG Wei Management For Voted - For
GALAXY CORE INC.
Security ID: Y267G1108 Ticker: 688728
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Accounts and Reports Management For Voted - For
3 2022 Allocation of Profits/Dividends Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 Appointment of 2023 Auditor and Internal Control
Auditor Management For Voted - For
6 Approval of 2023 Line of Credit Management For Voted - Abstain
7 Authority to Give 2023 Guarantees Management For Voted - Against
8 Amendments to Articles Management For Voted - For
9 2023 Restricted Shares Incentive Plan (Draft) and
its Summary Management For Voted - For
1791
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Establishment of the Management Measures for 2023
Restricted Shares Incentive Plan Management For Voted - For
11 Board Authorization to Implement 2023 Restricted
Shares Incentive Plan Management For Voted - For
GCL SYSTEM INTEGRATION TECHNOLOGY CO.LTD.
Security ID: Y7684Q103 Ticker: 002506
Meeting Date: 24-Aug-22 Meeting Type: Special
1 Connected Transaction Regarding Change of the
Implementing Method of Projects Financed with
Raised Funds and Introduction of Investors for
Wholly-owned Subsidiaries Management For Voted - For
2 Wholly-owned Subsidiary's Additional Guarantee
Quota for Another Wholly-owned Subsidiary Management For Voted - For
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHANG Qiang Management For Voted - For
3 Elect ZHU Yufeng Management For Voted - For
4 Change Of Supervisors Management For Voted - Against
Meeting Date: 27-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Give Guarantees Management For Voted - For
3 Introduction of Investors for Wholly-owned
Subsidiaries and Changes in the Implementation of
Raised Funds Investment Projects and Related Party
Transactions Management For Voted - For
4 Asset Disposal Complies with Relevant Laws and
Regulations Management For Voted - For
5 Overview of this Transaction Scheme Management For Voted - For
6 Specific Scheme of this Transaction Management For Voted - For
7 Transaction Subject Management For Voted - For
8 Target Assets Management For Voted - For
9 Transaction Price Management For Voted - For
10 Trading Method Management For Voted - For
11 Payment Method Management For Voted - For
12 Validity Period Management For Voted - For
13 Transaction Complies with Article 11 of the
Administrative Measures on Material Asset
Restructuring of Listed Companies and Article IV of
Provisions on Issues Concerning Regulating the
Material Asset Restructuring of Listed Companies Management For Voted - For
14 Transaction Does Not Constitute as Related Party
Transaction Management For Voted - For
15 Transaction Does Not Comply with Article 13 of the
Administrative Measures on Material Asset
Restructuring of Listed Companies Management For Voted - For
1792
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 The Main Body of This Transaction Does Not Exist
Listed Company Supervision Guidelines No. 7 -
Supervision of Abnormal Stock Transactions Related
to Major Asset Restructuring of Listed Companies
Article 13 Management For Voted - For
17 The Purchase and Sale of Assets in the 12 Months
Before the Transaction Management For Voted - For
18 Report (Revised Draft) and Summary on Company's
Major Assets Sale Management For Voted - For
19 To Determine the Company's Profit and Loss
Arrangements for the Transition Period of this
Transaction Management For Voted - For
20 The Company's Consent to the Agreement Related to
this Transaction Management For Voted - For
21 The Company's Audit Report, Evaluation Report and
Pro Forma Review Report Related to this Transaction Management For Voted - For
22 Independence of Appraiser, the Validity of
Hypothesis, the Relevance of Valuation Purpose and
Approach as Well as the Fairness of Pricing
(Revised Draft) Management For Voted - For
23 Impact of Dilution of Current Returns on Major
Financial Indicators and the Relevant Measures to
be Taken Management For Voted - For
24 Completeness and Compliance of Implementation of
Legal Proceedings of the Transactions and Validity
of the Submitted Legal Documents Regarding this
Transaction Management For Voted - For
25 Approve Authorization of the Board to Handle All
Related Matters Regarding Asset Disposal Management For Voted - For
Meeting Date: 09-Nov-22 Meeting Type: Special
1 Counter Guarantee For Financing Of Wholly-Owned
Subsidiaries Management For Voted - For
2 A Project Investment Agreement to Be Signed with
the People's Government of Wanzhi District, Wuhu Management For Voted - For
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Change Of The Purpose Of The Raised Funds Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 2022 Additional Guarantee For Controlled
Subsidiaries Management For Voted - Against
Meeting Date: 26-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility for the Company's 2022 Private Placement Management For Voted - Against
3 Types and Nominal Value Management For Voted - Against
4 Issuance Method and Time Management For Voted - Against
5 issuance Price and Pricing Management For Voted - Against
1793
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Issuance Size Management For Voted - Against
7 Issuance Target and Affiliation with the Company Management For Voted - Against
8 Lockup Period Arrangement Management For Voted - Against
9 Amount of Raised Funds and Use of Proceeds Management For Voted - Against
10 Distribution Arrangement for Accumulated Profits Management For Voted - Against
11 Listing Market Management For Voted - Against
12 Validity Management For Voted - Against
13 Preliminary Plan for 2022 Private Placement Management For Voted - Against
14 Feasibility Report of Use of Proceeds Management For Voted - Against
15 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
16 Indemnification Arrangements for Diluted Current
Earnings and Commitments Management For Voted - Against
17 Board Authorization to Handle Matters Regarding
2022 Private Placement Management For Voted - Against
18 Approve Daily Related Party Transactions Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 2023 Continuation of the Assets Pool Business Management For Voted - For
GCL TECHNOLOGY HOLDINGS LIMITED
Security ID: G3774X108 Ticker: 3800
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHU Yufeng Management For Voted - Against
6 Elect ZHU Zhanjun Management For Voted - For
7 Elect SHEN Wenzhong Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
GDS HOLDINGS LIMITED
Security ID: G3902L109 Ticker: GDS
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Article Amendments Regarding to Beneficial
Ownership Thresholds Management For Voted - Against
3 Article Amendments Regarding Core Shareholder
Protections Management For Voted - For
4 Increase in Authorized Share Capital Management For Voted - For
5 Elect Gary J. Wojtaszek Management For Voted - For
1794
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Elect OKADA Satoshi Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Issue Shares w/ Preemptive Rights Management For Voted - Against
9 Authorization of Directors and Officers Management For Voted - For
Meeting Date: 05-Jun-23 Meeting Type: Ordinary
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Article Amendments Regarding to Beneficial
Ownership Thresholds Management For Voted - Against
GIGA DEVICE SEMICONDUCTOR (BEIJING) INC.
Security ID: Y270BL103 Ticker: 603986
Meeting Date: 22-Jul-22 Meeting Type: Special
1 Change of the Company S Name and Amendments to the
Company S Articles of Association Management For Voted - For
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Termination of Some Projects Financed With Raised
Funds and Permanently Supplementing the Working
Capital With the Surplus Raised Funds Management For Voted - For
3 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect LI Hong Management For Voted - For
7 Elect HU Hong Management For Voted - For
GIGA DEVICE SEMICONDUCTOR INC.
Security ID: Y270BL103 Ticker: 603986
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 ANNUAL ACCOUNTS Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
5 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
6 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
7 2023 ESTIMATED QUOTA OF CONTINUING CONNECTED
TRANSACTIONS Management For Voted - For
8 AMENDMENTS TO THE COMPANY S ARTICLES OF ASSOCIATION
AND ITS ANNEXES Management For Voted - For
9 AMENDMENTS TO THE WORK SYSTEM FOR INDEPENDENT
DIRECTORS Management For Voted - For
1795
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 AMENDMENTS TO THE CONNECTED TRANSACTIONS
DECISION-MAKING SYSTEM Management For Voted - For
11 AMENDMENTS TO THE MANAGEMENT SYSTEM FOR THE USE OF
RAISED FUNDS Management For Voted - For
12 AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT
SYSTEM Management For Voted - For
GOERTEK INC
Security ID: Y27360109 Ticker: 002241
Meeting Date: 10-May-23 Meeting Type: Annual
1 Approval of FY2022 Directors' Report Management For Voted - For
2 Approval of FY2022 Supervisors' Report Management For Voted - For
3 FY2022 Financial Accounts and Reports Management For Voted - For
4 Approval FY2022 Annual Report and Its Summary Management For Voted - For
5 FY2022 Allocation of Profits/Dividends Management For Voted - For
6 Proposal for FY2022 Deposit and Use of Proceeds Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Approval for Line of Credit Management For Voted - For
9 Estimation of FY2023 Financial Derivatives
Transactions Management For Voted - For
10 Authority to Give Guarantees to Subsidiaries Management For Voted - For
11 Elect LIU Yaocheng Management For Voted - For
GOERTEK INC.
Security ID: Y27360109 Ticker: 002241
Meeting Date: 26-Jul-22 Meeting Type: Special
1 2022 Home Six Employee Stock Ownership Plan Management For Voted - Against
2 Implementation of Management Policy for 2022 Home
Six Employee Stock Ownership Plan Management For Voted - Against
3 Authorization the Board to Handle Relevant Matters
in Relation to 2022 Home Six Employee Stock
Ownership Plan Management For Voted - Against
4 2022 Share Option Incentive Plan Management For Voted - For
5 Implementation of Appraisal Management of 2022
Share Option Incentive Plan Management For Voted - For
6 Authorization the Board to Handle Relevant Matters
in Relation to 2022 Share Option Incentive Plan Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect JIANG Bin Management For Voted - Against
4 Elect JIANG Long Management For Voted - For
5 Elect DUAN Huilu Management For Voted - For
6 Elect LI Youbo Management For Voted - For
1796
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect WANG Kun Management For Voted - For
9 Elect HUANG Yidong Management For Voted - For
10 Elect JIANG Fuxiu Management For Voted - For
11 Remuneration Plan For Directors Management For Voted - For
12 Elect FENG Pengbo Management For Voted - Against
13 Remuneration Plan For Supervisors Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Adjustment of the Company's Homeland No. 6 Employee
Stock Ownership Plan (draft) and Its Summary Management For Voted - Against
2 Adjustment of the Management Measures for the
Company's Homeland No. 6 Employee Stock Ownership
Plan Management For Voted - Against
GRG BANKING EQUIPMENT CO LTD
Security ID: Y2889S103 Ticker: 002152
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Approve Special Report on the Deposit and Usage of
Raised Funds Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Provision for Asset Impairment Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Completion of Raised Funds Investment Projects and
Use of Excess Funds to Replenish Working Capital Management For Voted - For
11 Shareholder Return Plan Management For Voted - For
12 Change Business Scope Management For Voted - For
13 Amendments to Articles [Bundled] Management For Voted - For
GRG BANKING EQUIPMENT CO., LTD.
Security ID: Y2889S103 Ticker: 002152
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
2 Amendments to the Rules of Procedure Governing the
Shareholders General Meetings Management For Voted - For
3 Amendments To The Rules Of Procedure Governing The
Board Of Directors Management For Voted - For
4 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
1797
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Amendments To The Work Rules For The Audit Committee Management For Voted - For
6 Amendments To The Work Rules For The Nomination
Committee Management For Voted - For
7 Amendments To The Work Rules For The Remuneration
And Appraisal Committee Management For Voted - For
8 Amendments To The Work Rules For Independent
Directors Management For Voted - For
9 Amendments To The Connected Transactions Management
System Management For Voted - For
10 Amendments To The Raised Funds Management System Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 By-Elect ZHANG Yan as Director Management For Voted - For
GUANGZHOU HAIGE COMMUNICATIONS GROUP
Security ID: Y29328104 Ticker: 002465
Meeting Date: 03-Aug-22 Meeting Type: Special
1 Authority to Issue Super Short-Term Financing Bills Management For Voted - For
2 Authority to Issue Medium-Term Notes Management For Voted - For
Meeting Date: 13-Dec-22 Meeting Type: Special
1 Investment In Construction Of An Industry Base Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect HUANG Yuezhen Management For Voted - For
4 Elect YU Qingsong Management For Voted - For
5 Elect YANG Wenfeng Management For Voted - For
6 Elect LI Tiegang Management For Voted - For
7 Elect YU Shaodong Management For Voted - For
8 Elect ZHONG Yong Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect LI Yingzhao Management For Voted - For
11 Elect HU Pengxiang Management For Voted - For
12 Elect LIU Yunguo Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect ZHANG Xiaoli Management For Voted - For
15 Elect CHEN Wei Management For Voted - Against
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Approval to Appoint Yu Qingsong as Chairman of the
Board and General Manager Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
1798
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report and its Summary Management For Voted - For
6 Cash Management with Idle Proprietary Fund Management For Voted - For
7 Application for Comprehensive Line of Credit from
Banks for the Year of 2023 Management For Voted - For
Meeting Date: 08-May-23 Meeting Type: Special
1 The Company's Eligibility for A-Share Offering to
Specific Parties Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Methods Management For Voted - Against
5 Issue Price, Pricing Principles and Pricing Base
Date Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Amount and Purpose of the Raised Funds Management For Voted - Against
9 Listing Place Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
11 The Valid Period of the Resolution on the Issuance Management For Voted - Against
12 Demonstration Analysis Report on the Plan for 2023
A-Share Offering to Specific Parties (Revised) Management For Voted - Against
13 PREPLAN FOR 2023 A-SHARE OFFERING TO SPECIFIC
PARTIES (REVISED) Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2023 A-Share Offering to
Specific Parties Management For Voted - Against
15 NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY
RAISED FUNDS Management For Voted - For
16 Diluted Immediate Return After the A-Share Offering
to Specific Parties, Filling Measures and
Commitments of Relevant Parties (Revised) Management For Voted - Against
17 Connected Transaction Regarding the Conditional
Share Subscription Agreement to Be Signed with Two
Companies Management For Voted - Against
18 Full Authorization to the Board to Handle Matters
Regarding the A-Share Offering to Specific Parties Management For Voted - Against
19 FORMULATION OF THE SHAREHOLDER RETURN PLAN FOR THE
NEXT THREE YEARS FROM 2023 TO 2025 Management For Voted - For
20 AMENDMENTS TO THE RAISED FUNDS MANAGEMENT MEASURES Management For Voted - For
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO., LTD.
Security ID: Y29355107 Ticker: 002841
Meeting Date: 26-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHOU Kaiqi Management For Voted - For
1799
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Addition of Labor Outsourcing Model for the
Projects Financed With Raised Funds From 2021
Non-public Share Offering Management For Voted - For
4 Basis of Determining Plan Participants and the
Scope Thereof Management For Voted - For
5 Source, Number and Distribution of Restricted Stocks Management For Voted - For
6 Time Schedule of the Incentive Plan Management For Voted - For
7 Grant Price of the Restricted Stocks and Its
Determining Method Management For Voted - For
8 Conditions for Granting and Unlocking the
Restricted Stocks Management For Voted - For
9 Method and Procedure for Adjusting the Stock Option
Incentive Plan Management For Voted - For
10 Accounting Treatment for the Restricted Stocks Management For Voted - For
11 Procedure for Implementing the Restricted Stock
Incentive Plan Management For Voted - For
12 Rights and Obligations of the Company or the Plan
Participants Management For Voted - For
13 Treatment in Case of Unusual Changes to the Company
or Plan Participants Management For Voted - For
14 Principles for the Repurchase and Cancellation of
Restricted Stocks Management For Voted - For
15 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
16 Authorization to the Board to Handle Matters
Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For
17 Completion of Convertible Bond Raising Investment
Project and Use of Raised Funds to Replenish
Working Capital Management For Voted - For
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY COMPANY LTD
Security ID: Y29355107 Ticker: 002841
Meeting Date: 18-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Reappointment of Auditor Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
8 Amendments to Articles Management For Voted - For
HANGZHOU CHANGCHUAN TECHNOLOGY CO. LTD
Security ID: Y3032N108 Ticker: 300604
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
1800
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 2022 AUDITED FINANCIAL REPORT Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 2023 Remuneration for Directors and Supervisors Management For Voted - For
9 CASH MANAGEMENT WITH SOME PROPRIETARY FUNDS Management For Voted - For
10 2022 GOODWILL IMPAIRMENT TEST REPORT Management For Voted - For
11 2023 Related Party Transactions Management For Voted - For
HANGZHOU FIRST APPLIED MATERIAL CO. LTD.
Security ID: Y29846105 Ticker: 603806
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Change of Company's Registered Capital Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Procedural Rules: Board Meetings Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
6 Amendments to Work System of Independent Directors Management For Voted - For
7 Amendments to Management System for External
Guarantees Management For Voted - For
8 Proposal for Additional Line of Credit Management For Voted - For
Meeting Date: 13-Dec-22 Meeting Type: Special
1 The Forth Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Measures For The Forth Phase Employee
Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Fourth Phase Employee Stock Ownership
Plan Management For Voted - Against
Meeting Date: 22-Feb-23 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
1801
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
17 Amendments to the Company's Articles of Association
(draft) and Its Appendix (applicable After GDR
Listing) Management For Voted - For
18 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) (applicable After GDR Listing) Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
Meeting Date: 12-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny1.50000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):4.000000 Management For Voted - For
7 2023 Remuneration Plan for Directors, Supervisors
and Senior Management: Remuneration Plan for the
Chairman of the Board Lin Jianhua Management For Voted - For
8 2023 Remuneration Plan for Directors, Supervisors
and Senior Management: Remuneration Plan for
Independent Directors Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 2023 APPLICATION FOR CREDIT LINE TO BANKS Management For Voted - For
11 Approve Report on the Usage of Previously Raised
Funds Management For Voted - For
1802
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
HANGZHOU LION MICROELECTRONICS CO. LTD.
Security ID: Y3044G109 Ticker: 605358
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Connected Transactions Regarding Capital Increase
In A Subsidiary With Raised Funds For
Implementation Of Projected Financed With Raised
Funds Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Annual Accounts Management For Voted - For
6 Internal Control Self-Assessment Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
9 Remuneration for Directors and Supervisors Management For Voted - For
10 Approval of Line of Credit Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
12 Reappointment of Auditor Management For Voted - For
13 Estimated Continuing Connected Transactions Management For Voted - For
14 Capital Increase in Subsidiaries Management For Voted - For
15 Amendments to Articles Management For Voted - For
16 Elect WANG Hongxiang Management For Voted - For
HANGZHOU SILAN MICROELECTRONICS CO
Security ID: Y30432101 Ticker: 600460
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Amendments To The Company S Articles Of Association Management For Voted - For
2 Amendments to the Company S Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
4 Amendments to the Company S Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
5 Allowance For Independent Directors Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect CHEN Xiangdong Management For Voted - For
8 Elect ZHENG Shaobo Management For Voted - For
9 Elect FAN Weihong Management For Voted - For
10 Elect JIANG Zhongyong Management For Voted - For
11 Elect LUO Huabing Management For Voted - For
12 Elect LI Zhigang Management For Voted - For
13 Elect WEI Jun Management For Voted - For
1803
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Elect TANG Shujun Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect HE Lenian Management For Voted - For
17 Elect CHENG Bo Management For Voted - For
18 Elect SONG Chunyue Management For Voted - For
19 Elect ZHANG Hongsheng Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect SONG Weiquan Management For Voted - For
22 Elect CHEN Guohua Management For Voted - For
23 Elect ZOU Fei Management For Voted - For
Meeting Date: 31-Oct-22 Meeting Type: Special
1 The Company's Eligibility for Non-public A-share
Offering Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Arrangement for the Accumulated Retained Profits
Before the Share Offering Management For Voted - Against
10 The Valid Period of This Issuance Resolution Management For Voted - Against
11 Amount and Purpose of the Raised Funds Management For Voted - Against
12 Preplan For 2022 Non-Public A-Share Offering Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2022 Non-public A-share Offering Management For Voted - Against
14 Diluted Immediate Return After the Non-public Share
Offering, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
15 Report On The Use Of Previously-Raised Funds Management For Voted - For
16 Connected Transactions Involved in Some Projects
Financed with Raised Funds from the Non-public
A-share Offering Management For Voted - Against
17 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Non-public
A-share Offering Management For Voted - Against
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
1804
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Profit Distribution Plan Management For Voted - For
6 Related Party Transactions with Hangzhou Youwang
Electronic Co., Ltd. Management For Voted - For
7 Related Party Transactions with Xiamen Silan
Microchip Manufacturing Co., Ltd. Management For Voted - For
8 Related Party Transactions with Xiamen Silan
Advanced Compound Semiconductor Co., Ltd. Management For Voted - For
9 2022 REMUNERATION FOR DIRECTORS AND SUPERVISORS Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Authority to Give Guarantees Management For Voted - Against
12 Foreign Exchange Derivatives Transactions in 2023 Management For Voted - For
13 Related Party Transactions Regarding Capital
Increase in a Company with a Fund Management For Voted - For
14 Settlement of Some Projects Financed with Raised
Funds and Permanently Supplementing the Working
Capital with the Surplus Raised Funds Management For Voted - For
15 REPORT ON USE OF PREVIOUSLY RAISED FUNDS Management For Voted - For
HENGDIAN GROUP DMEGC MAGNETICS CO., LTD.
Security ID: Y3158L100 Ticker: 002056
Meeting Date: 15-Dec-22 Meeting Type: Special
1 A Project Investment Agreement To Be Signed Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 29-Mar-23 Meeting Type: Annual
1 Approve Annual Report and Summary Management For Voted - For
2 Approve Report of the Board of Directors Management For Voted - For
3 Approve Report of the Board of Supervisors Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Profit Distribution Plan Management For Voted - For
6 Approve to Appoint Auditor Management For Voted - Against
7 Approve Related Party Transaction Management For Voted - For
8 Approve Estimated Amount of Guarantee Management For Voted - For
9 Approve to Adjust the Remuneration of Independent
Directors Management For Voted - For
10 Elect REN Hailiang Management For Voted - Against
11 Elect XU Wencai Management For Voted - For
12 Elect HU Tiangao Management For Voted - Against
13 Elect LI Baoping Management For Voted - For
14 Elect LV Yan Management For Voted - For
15 Elect YANG Liuyong Management For Voted - For
16 Elect JIA Rui Management For Voted - For
17 Elect LI Guoping Management For Voted - For
18 Elect GE Xiangquan Management For Voted - Against
19 Non-Voting Meeting Note N/A N/A Non-Voting
20 Non-Voting Meeting Note N/A N/A Non-Voting
21 Non-Voting Meeting Note N/A N/A Non-Voting
1805
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 12-Jun-23 Meeting Type: Special
1 The Company's Eligibility for Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
2 Type of Securities Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination of and Adjustment to the Conversion
Price Management For Voted - For
10 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
11 Determination Method for the Number of Converted
Shares Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters regarding the Meetings of Bondholders Management For Voted - For
18 Purpose of the Raised Funds Management For Voted - For
19 Guarantee Matters Management For Voted - For
20 Rating Matters Management For Voted - For
21 Management and Deposit of Raised Funds Management For Voted - For
22 Breach of Agreement, Responsibilities and Mechanism
for Settlement of Disputes Management For Voted - For
23 The Valid Period of the Issuing Plan Management For Voted - For
24 Preplan for Issuance of Convertible Corporate
Bonds to Non-Specific Parties Management For Voted - For
25 Feasibility Analysis Report for the Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
26 Demonstration Analysis Report for the Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
27 Diluted Immediate Return after the Issuance of
Convertible Corporate Bonds to Non-Specific
Parties, Filling Measures and Commitments of
Relevant Parties Management For Voted - For
28 NO NEED TO PREPARE A REPORT ON USE OF PREVIOUSLY
RAISED FUNDS Management For Voted - For
29 Establishment of Procedural Rules Governing the
Meetings of Bondholders of Convertible Bonds Management For Voted - For
30 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS
FROM 2024 TO 2026 Management For Voted - For
1806
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
31 Authorization to the Board to Handle Matters
Regarding the Issuance of Convertible Corporate
Bonds to Non-Specific Parties Management For Voted - For
32 Amendments to Management Measures for Raised Funds Management For Voted - For
HENGTONG OPTIC-ELECTRIC CO. LTD.
Security ID: Y3174C100 Ticker: 600487
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report and its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Independent Directors' Report Management For Voted - For
7 2022 Remuneration Plan for Directors, Supervisors
and Senior Management Management For Voted - For
8 Shareholder Return Plan for Next 3 Years (2023 to
2025) Management For Voted - For
9 Absorption of a Wholly-Owned Subsidiary Management For Voted - For
10 Authority to Give Guarantees Management For Voted - Against
11 Settlement of Some Projects Financed with Raised
Funds and Replenish Working Capital with Surplus
Funds Management For Voted - For
12 Appointment of Auditor Management For Voted - For
HENGTONG OPTIC-ELECTRIC COMPANY LIMITED
Security ID: Y3174C100 Ticker: 600487
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Change of the Use of Proceeds for Some Projects Management For Voted - For
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Additional Guarantee For Controlled Subsidiaries Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Revised Draft)
And Its Summary Management For Voted - Against
2 Management Measures for 2022 Employee Stock
Ownership Plan (Revised) Management For Voted - Against
3 Board Authorization to Handle Matters Regarding
2022 Employee Stock Ownership Plan Management For Voted - Against
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Dec-22 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
1807
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2023 Provision Of Guarantee For Controlled
Subsidiaries And Joint Ventures Management For Voted - Against
3 2023 Application For Comprehensive Credit Line To
Financial Institutions Management For Voted - For
4 2023 Launching Foreign Exchange Hedging Business Management For Voted - For
5 Commodity Futures Hedging Business Related to Daily
Operational Production Business in 2023 Management For Voted - For
6 2023 Launching The Bill Pool Business Management For Voted - For
7 Continuing Connected Transactions of Financial
Services Regarding the Financial Services Framework
Agreement to Be Signed with a Company Management For Voted - Against
8 Settlement of Projects Financed with Raised Funds
from 2019 Public Issuance of Convertible Corporate
Bonds and Permanently Supplementing the Working
Capital with the Surplus Raised Funds Management For Voted - For
Meeting Date: 03-Apr-23 Meeting Type: Special
1 Increase Of The Registered Capital And Expansion Of
The Business Scope Of The Company, And Amendments
To The Articles Of Association Of The Company Management For Voted - For
HUA HONG SEMICONDUCTOR LIMITED
Security ID: Y372A7109 Ticker: 1347
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Capital Injection Agreement Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 JV Agreement Management For Voted - For
4 JV Investment Agreement Management For Voted - For
5 Land Transfer Agreement Management For Voted - For
6 Board Authorization to Handle Matters in Relation
to the JV Agreement, JV Investment Agreement and
Land Transfer Agreement Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect SUN Guodong Management For Voted - For
5 Elect YE Jun Management For Voted - Against
6 Elect Stephen CHANG Tso Tung Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
1808
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Authority to Repurchase Shares Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Extension of the Validity Period of the Resolution
on the RMB Share Issue Management For Voted - For
4 Extension of the Board Authorisation Management For Voted - For
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Engineering, Procurement and Construction ("EPC")
Contract Management For Voted - For
4 Board Authorization to Handle Matters in Relation
to the EPC Contract Management For Voted - For
HUAGONG TECH COMPANY LIMITED
Security ID: Y3740C105 Ticker: 000988
Meeting Date: 15-Dec-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
2 Application for Registration and Issuance of Super
Short-Term Commercial Papers Management For Voted - For
HUNDSUN TECHNOLOGIES INC
Security ID: Y3041V109 Ticker: 600570
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Internal Control Self-Evaluation Report Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Reappointment of Audit Firm and the Audit Fees Management For Voted - For
8 Overall Plan of Securities Investment and Entrusted
Assets Management of the Company Management For Voted - For
HUNDSUN TECHNOLOGIES INC., LTD.
Security ID: Y3041V109 Ticker: 600570
Meeting Date: 19-Jul-22 Meeting Type: Special
1 Adoption of 2022 Employee Stock Ownership Plan
(Draft) and its Summary Management For Voted - Against
1809
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Establishment of Management Measures for 2022
Employee Stock Ownership Plan Management For Voted - Against
3 Board Authorization to Handle Matters of 2022
Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 13-Sep-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Proposal for Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Board Authorization to Handle Matters Related to
2022 Stock Option Incentive Plan Management For Voted - For
IFLYTEK CO LTD
Security ID: Y013A6101 Ticker: 002230
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report of the Board of Supervisors Management For Voted - For
3 TO CONSIDER AND APPROVE 2022 FINAL ACCOUNTS REPORT
OF THE COMPANY Management For Voted - For
4 2022 Annual Profit Distribution Plan of the Company Management For Voted - For
5 The Remuneration of Directors Supervisors and
Officers of the Company for 2022 Management For Voted - For
6 THE ESTIMATED ROUTINE RELATED PARTY TRANSACTIONS
FOR 2023 Management For Voted - For
7 2022 ANNUAL REPORT AND ITS SUMMARY OF THE COMPANY Management For Voted - For
8 REAPPOINT THE AUDITOR FOR 2023 Management For Voted - For
9 the Forecast of Guarantees Provided for
Subsidiaries and Associates for the Next Twelve
Months Management For Voted - For
10 To Consider and Approve the Repurchase and Cancel
Some Granted Restricted Stocks Management For Voted - For
11 Change the Registered Capital and to Revise the
Articles of Association of the Company Management For Voted - For
12 Amendments to Procedural Rules Management For Voted - For
13 Non-Voting Meeting Note N/A N/A Non-Voting
IFLYTEK CO., LTD.
Security ID: Y013A6101 Ticker: 002230
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Change Of The Merger And Acquisition Of A Company Management For Voted - For
2 Adjustment of the Number of Members of the Board of
Directors and Amendments to the Articles of
Association of the Company Management For Voted - For
3 By-Election Of Liu Wei As A Supervisor Management For Voted - Against
1810
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 To Consider and Approve the Repurchase and Cancel
Some Granted Restricted Stocks Management For Voted - For
3 Change the Registered Capital and to Revise the
Articles of Association of the Company Management For Voted - For
4 Apply for the Registration and Issuance of Super
Amp Short-term Commercial Paper Management For Voted - For
5 Request the General Meeting of Shareholders to
Fully Authorize the Board of Directors to Handle
Matters Related to This Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect LIU Qingfeng Management For Voted - For
8 Elect LIU Xin Management For Voted - For
9 Elect WU Xiaoru Management For Voted - Against
10 Elect JIANG Tao Management For Voted - For
11 Elect NIE Xiaolin Management For Voted - For
12 Elect DUAN Dawei Management For Voted - Against
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect ZHAO Xudong Management For Voted - For
15 Elect ZHAO Xijun Management For Voted - For
16 Elect ZHANG Benzhao Management For Voted - For
17 Elect WU Cisheng Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect LIU Wei Management For Voted - For
20 Elect ZHANG Lan Management For Voted - Against
INGENIC SEMICONDUCTOR CO LTD
Security ID: Y4088K105 Ticker: 300223
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Elect WANG Kun Management For Voted - Against
2 Amendments to Procedural Rules: Supervisory Board
Meeting Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment of 2023 Audit Firm Management For Voted - For
7 Elect HUANG Lei as Non-Independent Director Management For Voted - For
8 Termination of 2022 Restricted Shares Incentive Plan Management For Voted - For
9 Changing the Investment Project of Raised Funds and
Using Raised Funds to Increase Capital in a
Wholly-Owned Subsidiary Management For Voted - For
1811
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Security ID: Y51704107 Ticker: 000977
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Elect HU Leijun as Non-independent Directors Management For Voted - For
2 Increase of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
3 Elect LIU Peide as Independent Directors Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Connected Transactions Regarding Entering into
Financial Service Agreement with Inspur Group
Finance Co., Ltd. Management For Voted - Against
2 2023 Estimated Connected Transactions with Inspur
Group Finance Co., Ltd. Management For Voted - Against
3 2022 Adjusted Continuing Connected Transactions Management For Voted - For
4 2023 Estimated Continuing Connected Transactions Management For Voted - For
5 Amendments to Procedural Rules for Board Meetings Management For Voted - For
6 Amendments to Procedural Rules for Supervisory
Board Meetings Management For Voted - For
7 Amendments to Procedural Rules for Shareholder
Meetings Management For Voted - For
Meeting Date: 28-Mar-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Financial Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of 2023 Auditor Management For Voted - For
7 Authority to Issue Ultra Short-term Financing Bills Management For Voted - For
8 Proposal for Financial Derivatives Trading Business Management For Voted - For
9 Independent Directors' Fee Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect WANG Endong Management For Voted - For
12 Elect PENG Zhen Management For Voted - Against
13 Elect HU Leijun Management For Voted - For
14 Elect ZHANG Hong Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WANG Aiguo Management For Voted - For
17 Elect WANG Peizhi Management For Voted - Against
18 Elect LIU Peide Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect MA Li Management For Voted - For
1812
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Elect CHEN Bin Management For Voted - Against
JA SOLAR TECHNOLOGY CO LTD
Security ID: Y7163W100 Ticker: 002459
Meeting Date: 13-Sep-22 Meeting Type: Special
1 The Company's Eligibility for Public Issuance of
A-share Convertible Corporate Bonds Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bond Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination of and Adjustment to the Conversion
Price Management For Voted - For
10 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
11 Determining Method for the Number of Converted
Shares Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters Regarding the Meetings of Bondholders Management For Voted - For
18 Purpose of the Raised Funds Management For Voted - For
19 Guarantee Matters Management For Voted - For
20 Rating Matters Management For Voted - For
21 Management and Deposit of Raised Funds Management For Voted - For
22 Liabilities for Breach of Contract Management For Voted - For
23 The Valid Period of the Issuing Plan Management For Voted - For
24 Preplan For Public Issuance Of A-Share Convertible
Corporate Bonds Management For Voted - For
25 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Public Issuance of A-share
Convertible Corporate Bonds Management For Voted - For
26 Report On The Use Of Previously-Raised Funds Management For Voted - For
27 Diluted Immediate Return After the Public Issuance
of A-share Convertible Corporate Bonds and Filling
Measures and Relevant Commitments Management For Voted - For
28 Formulation of the Rules Governing the Meetings of
Bondholders of the Company's Convertible Bonds Management For Voted - For
29 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
1813
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
30 Authorization To The Board To Handle Matters
Regarding The Public Issuance Of A-Share
Convertible Corporate Bonds Management For Voted - For
31 Change of the Company's Registered Capital Management For Voted - For
32 Amendments to the Company's Articles of Association Management For Voted - For
33 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants Management For Voted - For
34 Change Of Audit Firm Management For Voted - For
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIN Baofang Management For Voted - For
3 Elect YANG Aiqing Management For Voted - For
4 Elect JIN Junhui Management For Voted - For
5 Elect TAO Ran Management For Voted - For
6 Elect CAO Yangfeng Management For Voted - For
7 Elect JIA Shaohua Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHAO Yuwen Management For Voted - For
10 Elect ZHANG Miao Management For Voted - For
11 Elect QIN Xiaolu Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LI Yuntao Management For Voted - Against
14 Elect LI Jing Management For Voted - For
15 Remuneration (Allowance) Plan For Directors Management For Voted - For
16 Remuneration (Allowance) Plan For Supervisors Management For Voted - For
17 2023 Estimated Continuing Connected Transactions Management For Voted - For
18 2023 Estimated Guarantee Quota With Subsidiaries Management For Voted - Abstain
19 2023 Estimated External Guarantee Quota Due To The
Joint Bidding Management For Voted - Abstain
20 2023 Provision of Estimated Guarantee Quota for
Customers Management For Voted - Abstain
21 Launching Foreign Exchange Derivatives Transactions
In 2023 Management For Voted - For
22 2023 Application For Credit Line To Financial
Institutions Management For Voted - For
23 Investment in Construction of the Company's
Integrated Production Capacity Management For Voted - For
Meeting Date: 04-Jan-23 Meeting Type: Special
1 Investment in Construction of the Company's
Integrated Production Capacity Management For Voted - For
Meeting Date: 13-Mar-23 Meeting Type: Special
1 The Company's Eligibility for Issuance of A-share
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
1814
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bonds Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination of and Adjustment to the Conversion
Price Management For Voted - For
10 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
11 Determining Method for the Number of Converted
Shares Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters Regarding the Meetings of Bondholders Management For Voted - For
18 Purpose of the Raised Funds Management For Voted - For
19 Guarantee Matters Management For Voted - For
20 Rating Matters Management For Voted - For
21 Management and Deposit of Raised Funds Management For Voted - For
22 Liabilities for Breach of Contract Management For Voted - For
23 The Valid Period of the Issuing Plan Management For Voted - For
24 Preplan for Issuance of A-share Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
25 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of A-share Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
26 Diluted Immediate Return After the Issuance of
A-share Convertible Corporate Bonds to Non-specific
Parties and Filling Measures and Relevant
Commitments Management For Voted - For
27 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds (revised) Management For Voted - For
28 Demonstration Analysis Report On The Plan For
Issuance Of A-Share Convertible Corporate Bonds To
Non-Specific Parties Management For Voted - For
29 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
30 Authorization to the Board to Handle Matters
Regarding the Issuance of A-share Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
Meeting Date: 13-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 Report On The Use Of Previously Raised Funds Management For Voted - For
1815
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants Management For Voted - For
8 Investment in Construction of the Company's
Integrated Production Capacity Management For Voted - For
9 Change of the Company's Registered Capital Management For Voted - For
10 Amendments to the Company's Articles of Association Management For Voted - For
11 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
JCET GROUP CO LTD
Security ID: Y4447T102 Ticker: 600584
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2023 APPLICATION FOR COMPREHENSIVE CREDIT LINE Management For Voted - For
5 2023 Approval of the Provision of Guarantees by
The Company to Its Subsidiaries Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny2.0000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
7 2023 Reappointment of Ernst & Young Hua Ming Management For Voted - For
8 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
JIANGSU CHANGJIANG ELECTRONICS TECHNOLOGY CO. LTD.
Security ID: Y4447T102 Ticker: 600584
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Elect YU Jiang Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meeting Management For Voted - For
4 Amendments to Procedural Rules: Board Meeting Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meeting Management For Voted - For
Meeting Date: 01-Mar-23 Meeting Type: Special
1 Amendments To The Raised Funds Management System Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect GAO Yonggang Management For Voted - Against
4 Elect PENG Jin Management For Voted - For
5 Elect ZHANG Chunsheng Management For Voted - Against
6 Elect YU Jiang Management For Voted - For
7 Elect ZHENG Li Management For Voted - For
8 Elect LUO Hongwei Management For Voted - For
1816
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect SHI Ying Management For Voted - For
11 Elect LI Jianxin Management For Voted - For
12 Elect Tieer GU Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect LIN Guifeng Management For Voted - For
15 Elect WANG Yong Management For Voted - Against
JIANGSU PACIFIC QUARTZ CO.LTD
Security ID: Y444K9101 Ticker: 603688
Meeting Date: 11-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Reappointment Of 2023 Audit Firm Management For Voted - For
8 Settlement of Some Projects Financed with Raised
Funds from Convertible Bond Issuance and
Permanently Supplementing the Working Capital with
the Surplus Funds Management For Voted - For
9 Amendments To The Articles Of Association Of The
Company Management For Voted - For
10 Amendments to the Rules of Procedure Governing
Shareholders General Meetings Management For Voted - For
11 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
12 Amendments to the Rules of Procedure Governing
Meetings of the Supervisory Committee Management For Voted - For
13 Amendments To The Connected Transactions System Management For Voted - For
14 Amendments To The External Guarantee System Management For Voted - For
15 Amendments To The System For Independent Directors Management For Voted - For
Meeting Date: 08-May-23 Meeting Type: Special
1 The Company S Eligibility for Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Volume Management For Voted - For
4 Par Value And Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of The Bonds Management For Voted - For
7 Time Limit And Method for Paying The Principal And
Interest Management For Voted - For
8 Debt-to-Equity Conversion Period Management For Voted - For
9 Determination of And Adjustment to The Conversion
Price Management For Voted - For
1817
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Provisions on Downward Adjustment of The Conversion
Price Management For Voted - For
11 Determining Method for The Number of Converted
Shares Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets And Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters Regarding The Meetings of Bondholders Management For Voted - For
18 Purpose of The Raised Funds Management For Voted - For
19 Guarantee Matters Management For Voted - For
20 Rating Matters Management For Voted - For
21 Management And Deposit of Raised Funds Management For Voted - For
22 Liabilities for Breach of Contract Management For Voted - For
23 The Valid Period of The Resolution Management For Voted - For
24 PREPLAN FOR ISSUANCE OF CONVERTIBLE CORPORATE BONDS
TO NON-SPECIFIC PARTIES Management For Voted - For
25 Demonstration Analysis Report on The Plan for
Issuance of Convertible Corporate Bonds to
Non-Specific Parties Management For Voted - For
26 Feasibility Analysis Report on The Use of Funds to
Be Raised from The Issuance of Convertible
Corporate Bonds to Non-Specific Parties Management For Voted - For
27 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For Voted - For
28 Diluted Immediate Return After The Issuance of
Convertible Corporate Bonds to Non-Specific
Parties, Filling Measures And Commitments of
Relevant Parties Management For Voted - For
29 Rules Governing The Meetings of Bondholders of The
Company S Convertible Bonds Management For Voted - For
30 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS
FROM 2023 TO 2025 Management For Voted - For
31 Full Authorization to The Board And Its Authorized
Persons to Handle Matters Regarding The Public
Issuance of Convertible Corporate Bonds to Specific
Partis Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
JINKO SOLAR CO. LTD.
Security ID: Y4S532106 Ticker: 688223
Meeting Date: 14-Jun-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
3 2023 REMUNERATION FOR DIRECTORS AND SUPERVISORS Management For Voted - For
4 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
1818
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
8 The Cooperation Framework Agreement on Continuing
Connected Transactions to Be Signed with Related
Parties Management For Voted - For
9 TO REVIEW THE CONNECTED TRANSACTION AGREEMENT Management For Voted - For
10 AN INVESTMENT AND COOPERATION AGREEMENT ON A
PROJECT TO BE SIGNED Management For Voted - For
11 EXTERNAL SALE OF 100 PERCENT EQUITIES IN A
SUBSIDIARY Management For Voted - For
12 Passively Forming External Guarantee After Selling
100 Percent Equities in the Subsidiary Management For Voted - Against
JOIN IN (HOLDING) CO LTD
Security ID: Y3745E106 Ticker: 600745
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny0.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
7 REAPPOINTMENT OF AUDIT FIRM Management For Voted - For
8 2022 REMUNERATION FOR DIRECTORS AND SUPERVISORS Management For Voted - For
9 2023 GUARANTEE PLAN Management For Voted - Against
KINGBOARD HOLDINGS LIMITED
Security ID: G52562140 Ticker: 0148
Meeting Date: 29-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHANG Wing Yiu Management For Voted - For
6 Elect HO Yin Sang Management For Voted - Against
7 Elect CHEN Maosheng Management For Voted - For
8 Elect CHONG Kin Ki Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
1819
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Amendments to Memorandum and Articles of Association Management For Voted - Against
KINGBOARD LAMINATES HOLDINGS LTD.
Security ID: G5257K107 Ticker: 1888
Meeting Date: 29-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect CHEUNG Kwok Keung Management For Voted - Against
6 Elect ZHOU Pei Feng Management For Voted - Against
7 Elect LO Ka Leong Management For Voted - Against
8 Elect Stephen IP Shu Kwan Management For Voted - Against
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
14 Amendments to Memorandum and Articles of Association Management For Voted - Against
KINGDEE INTL SOFTWARE GROUP
Security ID: G52568147 Ticker: 268
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect XU Shao Chun Management For Voted - Against
5 Elect DONG Ming Zhu Management For Voted - For
6 Elect ZHOU Junxiang Management For Voted - Against
7 Elect BO Lian Ming Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - For
11 Authority to Repurchase Shares Management For Voted - For
12 Increase in Authorized Capital Management For Voted - For
13 Amendments to Memorandum and Articles Management For Voted - Against
LENOVO GROUP LIMITED
Security ID: Y5257Y107 Ticker: 0992
Meeting Date: 26-Jul-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
1820
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect William Tudor Brown Management For Voted - For
6 Elect Jerry YANG Chih-Yuan Management For Voted - For
7 Elect Gordon Robert Halyburton Orr Management For Voted - For
8 Elect Raymond WOO Chin Wan Management For Voted - For
9 Elect Cher WANG Hsiueh Hong Management For Voted - For
10 Elect XUE Lan Management For Voted - For
11 Directors' Fees Management For Voted - For
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Non-Voting Meeting Note N/A N/A Non-Voting
LENS TECHNOLOGY CO. LTD.
Security ID: Y5227A106 Ticker: 300433
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 2023 REMUNERATION PLAN FOR DIRECTORS AND SENIOR
MANAGEMENT Management For Voted - For
9 2023 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
LENS TECHNOLOGY CO., LTD.
Security ID: Y5227A106 Ticker: 300433
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Approve Provision of Guarantee Management For Voted - For
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Expansion Of The Guarantee Scope For Subsidiaries Management For Voted - For
1821
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
LINGYI ITECH (GUANGDONG) COMPANY
Security ID: Y446BS104 Ticker: 002600
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
2 Amendments to the Company S Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company S Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Amendments to the Work System for Independent
Directors Management For Voted - For
5 Amendments to the System for Prevention of Fund
Occupation by Controlling Shareholders and Related
Parties Management For Voted - For
6 Amendments to the Profit Distribution Management
System Management For Voted - For
7 Amendments to the External Guarantee Management
System Management For Voted - For
8 Amendments to the Audit Firm Appointment System Management For Voted - For
9 Amendments to the Implementing Rules for Cumulative
Voting System at Shareholders General Meetings Management For Voted - For
10 Amendments to the Company S Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
11 Appointment Of 2022 Audit Firm Management For Voted - For
12 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
13 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - Against
14 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 28-Oct-22 Meeting Type: Special
1 GDR Issuance and Listing on the London Stock
Exchange and Conversion Into a Company Limited by
Shares Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Listing Place Management For Voted - For
11 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
12 Underwriting Method Management For Voted - For
13 Report on the Use of Previously-raised Funds Management For Voted - For
1822
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
15 The Valid Period of the Resolution on the GDR
Issuance and Listing on the London Stock Exchange Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the London
Stock Exchange Management For Voted - For
17 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
18 Amendments to Articles Management For Voted - For
19 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the London Stock Exchange Management For Voted - For
20 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
21 Elect CAI Yuanqing Management For Voted - For
Meeting Date: 06-Feb-23 Meeting Type: Special
1 2023 Application For Comprehensive Credit Line To
Banks Management For Voted - For
2 2023 Guarantee Matters Of The Company And
Subsidiaries Management For Voted - Against
3 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Foreign Exchange Derivatives Transactions Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 INTERNAL CONTROL SELF-EVALUATION REPORT Management For Voted - For
7 2023 REMUNERATION PLAN FOR DIRECTORS Management For Voted - For
8 2023 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
9 Termination of Some Projects Financed with Raised
Funds and Permanently Supplementing the Working
Capital with Surplus Raised Funds Management For Voted - For
10 Termination of the 2018 Stock Option and Restricted
Stock Plan, Cancellation of Stock Options and
Repurchase and Cancellation of Restricted Stocks Management For Voted - For
11 Termination of the 2020 Stock Option and Restricted
Stock Plan, Cancellation of Stock Options and
Repurchase and Cancellation of Restricted Stocks Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Elect HUANG Jinrong Management For Voted - For
1823
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 12-Jun-23 Meeting Type: Special
1 The Company S Eligibility for Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bonds Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination of and Adjustment to the Conversion
Price Management For Voted - For
10 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
11 Determining Method for the Number of Converted
Shares and Treatment Method of Fractional Shares
During Conversion Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters Regarding the Meetings of Bondholders Management For Voted - For
18 Purpose of the Raised Funds Management For Voted - For
19 Management and Deposit of Raised Funds Management For Voted - For
20 Guarantee Matters Management For Voted - For
21 The Validity Period of the Plan for the Issuance of
Convertible Corporate Bonds Management For Voted - For
22 PREPLAN FOR ISSUANCE OF CONVERTIBLE CORPORATE BONDS
TO NON-SPECIFIC PARTIES Management For Voted - For
23 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
24 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
25 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For Voted - For
26 DILUTED IMMEDIATE RETURN AFTER THE ISSUANCE OF
CONVERTIBLE CORPORATE BONDS TO NON-SPECIFIC PARTIES
AND FILLING MEASURES AND COMMITMENTS OF RELEVANT
PARTIES Management For Voted - For
27 Rules Governing the Meetings of Bondholders of the
Company S Convertible Bonds Management For Voted - For
28 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS
FROM 2023 TO 2025 Management For Voted - For
29 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
1824
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
LONGI GREEN ENERGY TECHNOLOGY CO LTD
Security ID: Y9727F102 Ticker: 601012
Meeting Date: 21-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
13 Report On The Use Of Previously-Raised Funds Management For Voted - For
14 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
16 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
17 Formulation of the Articles of Association of the
Company (draft) and Its Appendix (applicable After
Listing on the Six Swiss Exchange) Management For Voted - For
18 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
19 Adjustment of the Repurchase Price and Number for
Restricted Stocks of the Second Phased Restricted
Stock Incentive Plan Management For Voted - For
20 Repurchase And Cancellation Of Some Restricted
Stocks Under The Second Phased Restricted Stock
Incentive Plan Management For Voted - For
21 Amendments To The System For Independent Directors Management For Voted - For
22 Amendments To The Special Management System For
Raised Funds Management For Voted - For
23 Amendments To The External Investment Management
System Management For Voted - For
24 Amendments To The Connected Transactions System Management For Voted - For
25 Amendments To The External Guarantee System Management For Voted - For
26 Formulation Of The Management System For Entrusted
Wealth Management Management For Voted - For
27 Formulation of the Securities Investment and
Derivatives Transaction Management System Management For Voted - For
1825
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 02-Feb-23 Meeting Type: Special
1 Approve Estimated Amount Of Guarantees Management For Voted - Against
2 Approve Provision of Guarantees to Controlled
Subsidiaries and Related Party Transactions Management For Voted - For
3 Approve Provision Of Guarantee For Loan Business Management For Voted - For
4 Approve Foreign Exchange Derivatives Transactions Management For Voted - For
5 Approve Daily Related Party Transactions Management For Voted - For
6 Approve Change In High Efficiency Monocrystalline
Cell Project Management For Voted - For
LONGI GREEN ENERGY TECHNOLOGY CO. LTD.
Security ID: Y9727F102 Ticker: 601012
Meeting Date: 18-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Annual Report and its Summary Management For Voted - For
6 2022 Independent Directors' Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Establishment of Management System for
Remunerations for Directors, Supervisors and Senior
Managements Management For Voted - For
10 Adjustment of External Directors' Fees Management For Voted - For
11 Adjustment of External Supervisors' Fees Management For Voted - For
12 Authority to Repurchase and Cancel Part of
Restricted Stock Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Amendments to Use of Proceeds Management For Voted - For
15 The Company's Directors, Senior Management and
Operating Team Hold the Controlling Subsidiary's
Equity Management For Voted - For
16 The Company and Operating Team Increase Capital in
Subsidiary and Related Party Transactions Management For Voted - For
LUXSHARE PRECISION INDUSTRY CO. LTD.
Security ID: Y7744X106 Ticker: 002475
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 REAPPOINTMENT OF AUDIT FIRM Management For Voted - For
1826
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 PROVISION OF GUARANTEE FOR OVERSEAS WHOLLY-OWNED
SUBSIDIARIES Management For Voted - For
8 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
9 FORMULATION OF THE SHAREHOLDER RETURN PLAN FOR THE
NEXT THREE YEARS FROM 2023 TO 2025 Management For Voted - For
LUXSHARE PRECISION INDUSTRY CO., LTD.
Security ID: Y7744X106 Ticker: 002475
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Application For Issuance Of Super And Short-Term
Commercial Papers Management For Voted - For
2 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 01-Dec-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Formulation of the Appraisal Management Measures
for 2022 Stock Option Incentive Plan Management For Voted - Against
3 Board Authorization to Handle All Related Matters Management For Voted - For
Meeting Date: 09-Mar-23 Meeting Type: Special
1 Proposal On The Estimated Routine Related Party
Transactions For 2023 Management For Voted - For
2 Proposal to Extend the Validity Period of the
Resolution at the General Meeting of Shareholders
on Private Placement of Shares of the Company Management For Voted - For
MAXSCEND MICROELECTRONICS COMPANY LIMITED
Security ID: Y5840E105 Ticker: 300782
Meeting Date: 19-Apr-23 Meeting Type: Special
1 2023 Restricted Stock Incentive Plan (Draft) Management For Voted - For
2 2023 Restricted Stock Incentive Plan Implementation
Assessment Management Method Management For Voted - For
3 Board Authorization to Handle Matters Related to
the 2023 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 Appointment of 2023 Auditor Management For Voted - For
5 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
1827
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Amendments to Procedural Rules: Board Meetings Management For Voted - For
7 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
8 Amendments to Work System for Independent Directors Management For Voted - For
9 Amendments to Management System for Raised Funds Management For Voted - For
10 Amendments to Management System for Investor
Relationship Management For Voted - For
11 Amendments to Management System for External
Guarantees Management For Voted - For
12 Amendments to Management System for Information
Disclosure Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Allocation of 2022 Profits/Dividends Management For Voted - For
15 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
MONTAGE TECHNOLOEY CO LTD
Security ID: Y6S3M5108 Ticker: 688008
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Change and Settlement of Some Projects Financed
with Raised Funds from IPO and Permanently
Supplementing the Working Capital with the Surplus
Raised Funds Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Appointment Of 2022 Financial Audit Firm And
Internal Control Audit Firm Management For Voted - For
Meeting Date: 23-Feb-23 Meeting Type: Special
1 2023 Estimated Quota Of Continuing Connected
Transactions Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Special
1 2023 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Management Measures for 2023 Employee Stock
Ownership Plan Management For Voted - Against
3 Authorization to The Board to Handle Matters
Regarding The Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Amendments to Articles Management For Voted - For
1828
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
8 Amendments to Procedural Rules: Board Meetings Management For Voted - For
9 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
10 Amendments to Management System for Connected
Transactions Management For Voted - For
11 Amendments to Management System for External
Guarantees Management For Voted - For
12 2023 Restricted Stock Plan (Draft) and its Summary Management For Voted - Against
13 Appraisal Management Measures for 2023 Restricted
Stock Plan Management For Voted - Against
14 Authorization to the Board to Handle Matters
regarding 2023 Restricted Stock Plan Management For Voted - Against
NATIONAL SILICON INDUSTRY GROUP CO. LTD.
Security ID: Y6S9KH101 Ticker: 688126
Meeting Date: 06-Sep-22 Meeting Type: Special
1 Authority to Issue Debt Financing Products Management For Voted - Abstain
2 Change of the Company's Registered Capital,
Amendments to the Company's Articles of
Association, and Handling of the Industrial and
Commercial Registration Amendment Management For Voted - For
3 Adjustment of Independent Directors' Fees Management For Voted - For
4 Dismissal Of Yang Zhengfan As A Non-Independent
Director Management For Voted - For
5 Elect FAN Xiaoning Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Financial Budget Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Approval of Line of Credit Management For Voted - Abstain
9 Application for the Quota of Debt Financing
Instruments Management For Voted - Abstain
10 Authority to Give Guarantees Management For Voted - For
11 Liability Insurance Management For Voted - Abstain
12 Capital Increase in Controlled Subsidiaries Management For Voted - For
13 Capital Increase in a Joint-Stock Company Management For Voted - For
14 Elect YANG Zhuo Management For Voted - Against
1829
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
NAURA TECHNOLOGY GROUP CO. LTD
Security ID: Y0772M100 Ticker: 002371
Meeting Date: 04-Jul-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
Meeting Date: 05-Aug-22 Meeting Type: Special
1 Repurchase and Cancellation of Some Restricted
Shares Under 2019 Stock Option and Restricted Stock Management For Voted - For
2 Appointment of Auditor Management For Voted - For
Meeting Date: 14-Sep-22 Meeting Type: Special
1 By-Elect FAN Xiaoning as Director Management For Voted - For
Meeting Date: 29-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHAO Jinrong Management For Voted - For
3 Elect LI Qian Management For Voted - For
4 Elect TAO Haihong Management For Voted - For
5 Elect YE Feng Management For Voted - For
6 Elect SUN Fuqing Management For Voted - For
7 Elect YANG Liu Management For Voted - For
8 Elect OUYANG Yiyun Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect WU Hanming Management For Voted - For
11 Elect CHEN Shenghua Management For Voted - For
12 Elect LUO Yi Management For Voted - For
13 Elect LIU Yi Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect WANG Jin Management For Voted - For
16 Elect GUO Ying Management For Voted - Against
17 Approve Allowance of Independent Directors Management For Voted - For
18 Approve Repurchase and Cancellation of Performance
Shares of the Stock Options and Performance Shares
Incentive Plans Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
1830
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny4.45000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For Voted - For
7 2023 APPLICATION FOR COMPREHENSIVE CREDIT LINE Management For Voted - For
8 PROVISION OF GUARANTEE FOR SUBSIDIARIES Management For Voted - For
9 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
10 Elect YANG Zhuo Management For Voted - For
11 Non-Voting Meeting Note N/A N/A Non-Voting
NAVINFO COMPANY LIMITED
Security ID: Y62121101 Ticker: 002405
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Extension Of The Financial Aid To Controlled
Subsidiaries Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Adjustment of the Repurchase Price of 2021
Restricted Stocks and Repurchase and Cancellation
of Some Restricted Stocks Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Election of Directors Management For Voted - For
NAVINFO COMPANY LTD
Security ID: Y62121101 Ticker: 002405
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Approval of Credi Lines Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
10 Amendments to Articles [Bundled] Management For Voted - For
11 Liability Insurance Management For Voted - For
1831
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
NINESTAR CORPORATION
Security ID: Y9892Z107 Ticker: 002180
Meeting Date: 09-Aug-22 Meeting Type: Special
1 Share Repurchase By Ninestar Holdings Co., Ltd. Management For Voted - For
2 Amendments to the Shareholder Agreement of Ninestar
Holdings Co., Ltd. Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
4 Authority to Give Guarantees Management For Voted - For
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Cash Management with Some Idle Proprietary Funds by
the Company and Its Subsidiaries Management For Voted - For
2 Provision Of Guarantee By Overseas Subsidiaries For
Their Subsidiaries Management For Voted - Against
3 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect WANG Dongying Management For Voted - For
6 Elect ZENG Yangyun Management For Voted - For
7 Elect WANG Yonghua Management For Voted - For
8 Elect KONG Dezhu Management For Voted - For
9 Elect ZHANG Jianzhou Management For Voted - For
10 Elect MENG Qingyi Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect TANG Tianyun Management For Voted - For
13 Elect XIAO Yongping Management For Voted - For
14 Elect WANG Guoyou Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect LI Dongfei Management For Voted - Against
17 Elect Xia Yuexia Management For Voted - For
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Cash Management With Some Idle Raised Funds Management For Voted - For
2 A Controlled Subsidiary's Provision of Guarantee
Quota for Its Wholly-owned Subsidiary Management For Voted - Against
3 Termination of Some Projects Financed with Raised
Funds and Permanently Supplementing the Working
Capital with the Surplus Raised Funds Management For Voted - For
4 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 2023 Additional External Guarantee Quota Management For Voted - Against
3 2023 Launching Financial Derivatives Business By
The Company And Subsidiaries Management For Voted - For
1832
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Change of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors Management For Voted - For
2 2022 Work Report of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2022 Special Report on The Deposit And Use of
Raised Funds Management For Voted - For
7 2022 Internal Control Self-Evaluation Report Management For Voted - For
8 Reappointment of 2023 Audit Firm Management For Voted - For
9 Purchase of Liability Insurance for Directors,
Supervisors And Senior Management Management For Voted - For
10 Settlement of Some Projects Financed with Raised
Funds And Permanently Supplementing The Working
Capital with The Surplus Raised Funds Management For Voted - For
OFILM GROUP CO LTD
Security ID: Y7744T105 Ticker: 002456
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Evaluation and Extension for Investment Projects Management For Voted - For
2 Approve Foreign Exchange Derivatives Trading
Business Management For Voted - For
3 Authority to Give Guarantees Management For Voted - Against
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Elect CAI Xuepeng Management For Voted - For
2 Bank Credit And Guarantee Matters Management For Voted - Against
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Bank Credit, Financial Leasing And Guarantee Matters Management For Voted - Against
Meeting Date: 16-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 07-Feb-23 Meeting Type: Special
1 Adoption of 2023 Phase I Stock Options Plan (Draft)
and its Summary Management For Voted - For
2 Establishment of the Management Measures for 2023
Phase I Stock Options Plan Management For Voted - For
3 Board Authorization to Handle Matters of 2023 Phase
I Stock Option Plan Management For Voted - For
1833
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Related Party Transactions Regarding Capital
Increase by a Wholly-Owned Subsidiary Regarding
Adoption of Employee Stock Ownership Plan and Waive
of Preemptive Subscription Rights by the Company Management For Voted - Abstain
QI AN XIN TECHNOLOGY GROUP INC
Security ID: Y42390107 Ticker: 688561
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 CONNECTED TRANSACTION ON 2023 EXTERNAL DONATION
QUOTA Management For Voted - For
7 AUTHORIZATION TO THE BOARD TO ISSUE SHARES TO
SPECIFIC PARTIES VIA SIMPLIFIED PROCEDURE Management For Voted - Against
RAYTRON TECHNOLOGY CO LTD
Security ID: Y7S9BW106 Ticker: 688002
Meeting Date: 25-Oct-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
4 Authorization to the Board to Handle Regarding the
2022 Restricted Stock Incentive Plan Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect MA Hong Management For Voted - For
7 Elect LI Weicheng Management For Voted - For
8 Elect ZHAO Fangyan Management For Voted - For
9 Elect WANG Hongcheng Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect SHAO Huaizong Management For Voted - For
12 Elect ZHANG Lishang Management For Voted - For
13 Elect YU Hongbin Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect LIU Yan Management For Voted - Against
16 Elect SUN Ruishan Management For Voted - For
17 Non-Voting Meeting Note N/A N/A Non-Voting
1834
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 02-Feb-23 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Establishment of Management System for Raised Funds Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 2020 Restricted Stock Plan (Revised Draft) and its
Summary Management For Voted - Against
9 2022 Restricted Stock Plan (Revised Draft) and its
Summary Management For Voted - Against
10 Appraisal Management Measures for the 2020
Restricted Stock Plan (Revised) Management For Voted - Against
11 Appraisal Management Measures for the 2022
Restricted Stock Plan (Revised) Management For Voted - Against
RISEN ENERGY COMPANY LTD.
Security ID: Y7286M104 Ticker: 300118
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Provision Of Guarantee For Subsidiaries Management For Voted - Against
2 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Approval of Line of Credit Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Estimated Forward Foreign Exchange Settlement and
Sale Business and Foreign Exchange Futures Business
of the Company and its Subsidiaries Management For Voted - For
10 2023 Related Party Transactions Management For Voted - For
11 EXTERNAL INVESTMENT Management For Voted - For
12 2022 PROVISION FOR ASSETS IMPAIRMENT Management For Voted - For
Meeting Date: 07-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1835
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Lin Haifeng Management For Voted - For
3 Elect Wu Xuegang Management For Voted - For
4 Elect YANG Yu Management For Voted - Against
5 Elect WANG Shengjian Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect HUO Jiazhen Management For Voted - For
8 Elect CHEN Liu Management For Voted - For
9 Elect WU Ying Management For Voted - For
10 Elect XU Haitao Management For Voted - Against
ROCKCHIP ELECTRONICS CO LTD
Security ID: Y267F4103 Ticker: 603893
Meeting Date: 30-Jun-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 ANNUAL ACCOUNTS Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
5 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
6 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Cash Management with Idle Proprietary Funds Management For Voted - For
9 Adjustment of Remuneration and Allowance for
Directors Management For Voted - For
10 Elect LIU Yue Management For Voted - For
SANAN OPTOELECTRONICS CO LTD
Security ID: Y7478M102 Ticker: 600703
Meeting Date: 26-Jun-23 Meeting Type: Special
1 The Capital Joint Agreement to Be Signed Between a
Wholly-Owned Subsidiary and a Company Management For Voted - For
2 External Investment by a Wholly-Owned Subsidiary Management For Voted - For
SANGFOR TECHNOLOGIES INC
Security ID: Y7496N108 Ticker: 300454
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS AND 2023 FINANCIAL BUDGET
REPORT Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny0.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
1836
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
6 2023 CASH MANAGEMENT WITH SOME IDLE PROPRIETARY
FUNDS Management For Voted - For
7 2023 REMUNERATION (ALLOWANCE) FOR DIRECTORS Management For Voted - For
8 2023 REMUNERATION (ALLOWANCE) FOR SUPERVISORS Management For Voted - For
9 Adjustment of the Plan for Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
10 Preplan for Issuance of Convertible Corporate Bonds
to Non-specific Parties (2nd Revision) Management For Voted - For
11 Demonstration Analysis Report on the Plan for
Issuance of Convertible Corporate Bonds to
Non-specific Parties (2nd Revision) Management For Voted - For
12 Adjustment of the Valid Period of the Authorization
to the Board to Handle Matters Regarding the
Issuance of Convertible Corporate Bonds to
Non-specific Parties Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect HE Chaoxi Management For Voted - For
15 Elect XIONG Wu Management For Voted - For
16 Elect FENG Yi Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect YE Qinhua Management For Voted - For
19 Elect ZENG Bin Management For Voted - For
20 Elect QIAN Zhen Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect HAO Dan Management For Voted - Against
23 Elect HU Haibin Management For Voted - For
SANGFOR TECHNOLOGIES INC.
Security ID: Y7496N108 Ticker: 300454
Meeting Date: 12-Oct-22 Meeting Type: Special
1 Adoption of 2022 Employee Restricted Share Plan
(Draft) and its Summary Management For Voted - For
2 Establishment of the Management Measures for 2022
Employee Restricted Share Plan Management For Voted - For
3 Board Authorization to Handle Matters of 2022
Employee Restricted Share Plan Management For Voted - For
SG MICRO CORP
Security ID: Y7679C101 Ticker: 300661
Meeting Date: 17-Aug-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
1837
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
4 Change of the Company's Registered Capital,
Amendments to the Company's Articles of Association
and Handling the Industrial and Commercial
Registration Amendment Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
7 CASH MANAGEMENT WITH TEMPORARILY IDLE PROPRIETARY
FUNDS Management For Voted - For
8 Change of the Company's Registered Capital,
Amendments to the Company's Articles of
Association, And Handling the Industrial and
Commercial Registration Amendment Management For Voted - For
9 2023 REMUNERATION PLAN FOR DIRECTORS AND SUPERVISORS Management For Voted - For
SHANGHAI AIKO SOLAR ENERGY CO LTD
Security ID: Y76892101 Ticker: 600732
Meeting Date: 04-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 ANNUAL REPORT Management For Voted - For
3 2022 Work Report of the Board of Directors Management For Voted - For
4 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (tax Included):cny5.50000000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):4.000000 Management For Voted - For
7 2023 Application for Comprehensive Credit Line to
Financial Institutions and Estimation of the
External Guarantee Quota Management For Voted - Against
8 2023 LAUNCHING FOREIGN EXCHANGE HEDGING BUSINESS Management For Voted - For
9 2023 Cash Management with Proprietary Funds Management For Voted - For
10 FULL AUTHORIZATION TO HANDLE THE 2023 FUNDS AND
FINANCING BUSINESS Management For Voted - For
11 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
12 2023 FORMULATION OF THE REMUNERATION PLAN FOR
DIRECTORS Management For Voted - For
13 2023 Formulation of the Remuneration Plan for
Supervisors Management For Voted - For
1838
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Confirmation of 2022 Audit Fees and Appointment of
2023 Financial Audit Firm and Internal Control
Audit Firm Management For Voted - For
15 2023 Estimated Continuing Connected Transactions
with a Company Management For Voted - For
16 Amendments to the Company S Articles of Association
and Its Appendix Management For Voted - For
17 A PHOTOVOLTAIC PROJECT INVESTMENT AGREEMENT WITH
THE ADMINISTRATION COMMITTEE OF AN INDUSTRIAL ZONE Management For Voted - For
18 INVESTMENT IN CONSTRUCTION OF A SOLAR POWER PROJECT
IN YIWU, ZHEJIANG Management For Voted - For
19 INVESTMENT IN CONSTRUCTION OF A SOLAR POWER PROJECT
IN ZHUHAI, GUANGDONG Management For Voted - For
20 STRATEGIC COOPERATION AGREEMENT ON A PROJECT TO BE
SIGNED WITH A GOVERNMENT Management For Voted - For
SHANGHAI BAOSIGHT SOFTWARE CO. LTD
Security ID: Y7691Z104 Ticker: 600845
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Approve Report of The Board of Directors Management For Voted - For
2 Approve Report of The Board of Supervisors Management For Voted - For
3 Approve Annual Report And Summary Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Profit Distribution And Capitalization of
Capital Reserves Management For Voted - For
6 Approve Financial Budget Management For Voted - For
7 Approve Related Party Transaction Management For Voted - For
8 Approve Amendments to Articles of Association Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Special
1 DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect YU Weixia Management For Voted - For
4 Elect Sun Zhixiang Management For Voted - For
SHANGHAI BAOSIGHT SOFTWARE CO. LTD
Security ID: Y7691Z112 Ticker: 600845
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Approve Report of The Board of Directors Management For Voted - For
2 Approve Report of The Board of Supervisors Management For Voted - For
3 Approve Annual Report And Summary Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Profit Distribution And Capitalization of
Capital Reserves Management For Voted - For
6 Approve Financial Budget Management For Voted - For
7 Approve Related Party Transaction Management For Voted - For
1839
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Amendments to Articles of Association Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 26-May-23 Meeting Type: Special
1 DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect YU Weixia Management For Voted - For
4 Elect Sun Zhixiang Management For Voted - For
SHANGHAI BAOSIGHT SOFTWARE COMPANY LIMITED
Security ID: Y7691Z104 Ticker: 600845
Meeting Date: 02-Aug-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association
and Relevant Clauses on Rules of Procedure
Governing Meetings Management For Voted - For
2 Setting Up The Special Committees Of The Board Management For Voted - Abstain
3 Allowance For Independent Directors Management For Voted - For
4 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect XIA Xuesong Management For Voted - Abstain
7 Elect WANG Jianhu Management For Voted - Abstain
8 Elect WANG Chengran Management For Voted - Abstain
9 Elect JIANG Licheng Management For Voted - Abstain
10 Elect XIE Li Management For Voted - Abstain
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect SU Yong Management For Voted - Against
13 Elect BAI Yunxia Management For Voted - Abstain
14 Elect CHENG Lin Management For Voted - Abstain
15 Elect ZHANG Weidong Management For Voted - Abstain
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect JIANG Yuxiang Management For Voted - Abstain
18 Elect WAN Hong Management For Voted - Abstain
Meeting Date: 19-Jan-23 Meeting Type: Special
1 The Third Phase Restricted Shares Incentive Plan
(Draft) and Its Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of the Third Phase Restricted Shares
Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Third Phase Restricted Shares
Incentive Plan Management For Voted - For
1840
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANGHAI BAOSIGHT SOFTWARE COMPANY LIMITED
Security ID: Y7691Z112 Ticker: 600845
Meeting Date: 02-Aug-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association
and Relevant Clauses on Rules of Procedure
Governing Meetings Management For Voted - For
2 Setting Up The Special Committees Of The Board Management For Voted - Abstain
3 Allowance For Independent Directors Management For Voted - For
4 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Abstain
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect XIA Xuesong Management For Voted - Abstain
7 Elect WANG Jianhu Management For Voted - Abstain
8 Elect WANG Chengran Management For Voted - Abstain
9 Elect JIANG Licheng Management For Voted - Abstain
10 Elect XIE Li Management For Voted - Abstain
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect SU Yong Management For Voted - Against
13 Elect BAI Yunxia Management For Voted - Abstain
14 Elect CHENG Lin Management For Voted - Abstain
15 Elect ZHANG Weidong Management For Voted - Abstain
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect JIANG Yuxiang Management For Voted - Abstain
18 Elect WAN Hong Management For Voted - Abstain
Meeting Date: 19-Jan-23 Meeting Type: Special
1 The Third Phase Restricted Shares Incentive Plan
(Draft) and Its Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of the Third Phase Restricted Shares
Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the Third Phase Restricted Shares
Incentive Plan Management For Voted - For
SHANGHAI FRIENDESS ELECTRONIC TECHNOLOGY CORPORATION LIMITED
Security ID: Y7T83N106 Ticker: 688188
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
4 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
1841
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Authorization to the Board to Handle Matters
Regarding 2022 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 REMUNERATION PLAN FOR DIRECTORS Management For Voted - For
7 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
8 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
9 Internal Control Self-Assessment Report Management For Voted - For
SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LTD
Security ID: Y7682H105 Ticker: 1385
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Annual Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Directors' and Supervisors' Fees Management For Voted - For
10 Liability Insurance for Directors, Supervisors and
Senior Management Management For Voted - For
11 Amendments to Corporate Governance Rules Management For Voted - For
12 Utilization of Surplus Funds Raised from the A
Share Offering for Permanent Replenishment of
Working Capital Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
SHANGHAI FUDAN MICROELECTRONICS GROUP COMPANY LTD
Security ID: Y7682H121 Ticker: 1385
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Annual Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
1842
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Directors' and Supervisors' Fees Management For Voted - For
8 Liability Insurance for Directors, Supervisors and
Senior Management Management For Voted - For
9 Amendments to Corporate Governance Rules Management For Voted - For
10 Utilization of Surplus Funds Raised from the A
Share Offering for Permanent Replenishment of
Working Capital Management For Voted - For
11 Amendments to Articles Management For Voted - For
12 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
SHENGYI TECHNOLOGY CO LTD
Security ID: Y20965102 Ticker: 600183
Meeting Date: 19-Apr-23 Meeting Type: Annual
1 2022 ANNUAL ACCOUNTS Management For Voted - For
2 2022 Profit Distribution Plan Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
5 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
6 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
7 REAPPOINTMENT OF 2023 AUDIT FIRM AND DETERMINATION
OF 2023 AUDIT FEES Management For Voted - For
8 Reappointment of 2023 Internal Control Audit Firm
and Determination of 2023 Internal Control Audit
Fees Management For Voted - For
9 2023 Estimated Continuing Connected Transactions
with a Company and a 2nd Company and Its
Subsidiaries Management For Voted - For
10 2023 Estimated Continuing Connected Transactions
with a 3rd Company and a 4th Company and Its
Subsidiaries Management For Voted - For
11 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
12 Work System of Independent Directors (revised in
March 2023) Management For Voted - For
13 Raised Funds Management System (revised in March
2023) Management For Voted - For
14 Rules of Procedure Governing the Board Meetings
(revised in March 2023) Management For Voted - For
15 Rules of Procedure Governing Shareholders General
Meetings (revised in March 2023) Management For Voted - For
16 Amendments to the Rules of Procedure Governing
Meeting of the Supervisory Committee Management For Voted - For
17 Elect CHEN Honghui Management For Voted - For
Meeting Date: 09-Jun-23 Meeting Type: Special
1 PROVISION OF GUARANTEE FOR CONTROLLED COMPANIES Management For Voted - For
1843
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 A Controlled Sub-Subsidiary S Provision of
Guarantee for Its Wholly-Owned Subsidiary Management For Voted - For
SHENNAN CIRCUITS CO. LTD.
Security ID: Y774D3102 Ticker: 002916
Meeting Date: 20-Oct-22 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Repurchase and Cancellation of Some Restricted
Stocks Management For Voted - For
3 Elect ZHANG Hanbin Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Proposal for Financial Services Framework Agreement Management For Voted - For
2 Proposal for Provision of Guarantee to Subsidiary Management For Voted - For
Meeting Date: 06-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Annual Accounts Management For Voted - For
3 2023 Financial Budget Report Management For Voted - For
4 2022 Work Report Of The Board Of Directors Management For Voted - For
5 2022 Work Report Of The Supervisory Committee Management For Voted - For
6 2022 Profit Allocation Plan Management For Voted - For
7 Amendments to The Companys Articles Management For Voted - For
8 2022 Non-Independent Directors Fees Management For Voted - For
9 Reappointment of 2023 Auditor Management For Voted - For
SHENZHEN GREAT WALL KAIFA TECHNOLOGY CO., LTD.
Security ID: Y7740Z105 Ticker: 000021
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Approval of Line of Credit Management For Voted - For
7 Authority to Give Guarantees to Subsidiaries Management For Voted - Against
8 Launching Account Receivables Factoring Business Management For Voted - For
9 Shareholder Returns Plan (2024 - 2026) Management For Voted - For
1844
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHENZHEN S.C NEW ENERGY TECHNOLOGY CORPORATION
Security ID: Y774E4109 Ticker: 300724
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
3 Provision Of Guarantee For Clients Management For Voted - For
Meeting Date: 31-Jan-23 Meeting Type: Special
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Repurchase And Cancellation Of The Locked
Restricted Stocks Granted To Some Plan Participants Management For Voted - For
2 Change Of The Company's Registered Capital And
Amendments To The Company's Articles Of Association Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 REMUNERATION FOR NON-INDEPENDENT DIRECTORS Management For Voted - For
7 REMUNERATION FOR INDEPENDENT DIRECTORS Management For Voted - For
8 REMUNERATION FOR SUPERVISORS Management For Voted - For
9 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
10 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - Against
11 Change of the Implementing Location and Adjustment
of Construction Contents of Some Project Financed
with Raised Funds and Extension Management For Voted - For
12 2023 Application for Comprehensive Credit Line to
Banks by the Company and Its Subsidiaries and
Estimated External Guarantee Quota Management For Voted - For
13 2023 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND
ITS SUMMARY Management For Voted - For
14 APPRAISAL MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF 2023 RESTRICTED STOCK INCENTIVE
PLAN Management For Voted - For
15 Authorization to the Board to Handle Matters
Regarding the 2023 Restricted Stock Incentive Plan Management For Voted - For
1845
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHENZHEN SED INDUSTRY CO. LTD.
Security ID: Y7741P106 Ticker: 000032
Meeting Date: 14-Jun-23 Meeting Type: Special
1 Elect SI Yuncong Management For Voted - For
SHENZHEN SUNLORD ELECTRONICS CO LTD
Security ID: Y77435108 Ticker: 002138
Meeting Date: 01-Mar-23 Meeting Type: Special
1 Amendments to Management Method of Employee Stock
Holding Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of Independent Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Supervisors' Fees Management For Voted - For
9 Related Party Transactions Management For Voted - For
10 Authority to Give Guarantees for Controlled
Companies in 2023 Management For Voted - Against
SHENZHEN TRANSSION HOLDING CO LTD
Security ID: Y774FC100 Ticker: 688036
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny18.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 2022 ANNUAL ACCOUNTS Management For Voted - For
6 2022 Work Report of the Independent Director Management For Voted - For
7 SPECIAL REPORT ON THE DEPOSIT AND USE OF RAISED
FUNDS IN 2022 Management For Voted - For
8 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
9 2022 INTERNAL CONTROL SELF-EVALUATION REPORT Management For Voted - For
10 2023 REMUNERATION PLAN FOR DIRECTORS Management For Voted - For
1846
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 2023 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
12 AMENDMENTS TO THE ARTICLES OF ASSOCIATIONS OF THE
COMPANY Management For Voted - For
13 Amendments to the Rules of Procedure Governing the
Shareholders General Meetings Management For Voted - For
14 AMENDMENTS TO THE RULES OF PROCEDURE GOVERNING THE
BOARD OF DIRECTORS Management For Voted - For
15 AMENDMENTS TO THE EXTERNAL GUARANTEE MANAGEMENT
SYSTEM Management For Voted - For
16 Termination of Some Projects Financed with Raised
Funds and Permanently Supplementing the Working
Capital with Surplus Raised Funds Management For Voted - For
SHENZHEN TRANSSION HOLDINGS CO., LTD.
Security ID: Y774FC100 Ticker: 688036
Meeting Date: 13-Sep-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Board Authorization to Handle Matters Related to
the 2022 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Application For Comprehensive Credit Line To Banks
In 2023 Management For Voted - For
2 2023 Estimated External Guarantee Quota Management For Voted - Against
3 Launching Foreign Exchange Derivatives Transactions
In 2023 Management For Voted - For
STARPOWER SEMICONDUCTOR LTD.
Security ID: Y8156L101 Ticker: 603290
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (tax Included):cny14.36270000 2)
Bonus Issue from Profit (share/10 Shares):none 3)
Bonus Issue from Capital Reserve (share/10
Shares):none Management For Voted - For
6 REAPPOINTMENT OF AUDIT FIRM Management For Voted - For
1847
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 2022 Remuneration Appraisal for Directors and
Supervisors, and the 2023 Remuneration and
Appraisal Plan Management For Voted - For
8 ESTIMATION OF 2023 CONTINUING CONNECTED
TRANSACTIONS AND CONFIRMATION OF 2022 CONTINUING
CONNECTED TRANSACTIONS Management For Voted - For
9 2023 APPLICATION FOR FINANCING QUOTA TO FINANCIAL
INSTITUTIONS Management For Voted - For
10 REPORT ON PROVISION FOR ASSETS IMPAIRMENT Management For Voted - For
11 2022 INTERNAL CONTROL EVALUATION REPORT Management For Voted - For
12 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
13 PROVISION OF GUARANTEE FOR WHOLLY-OWNED AND
CONTROLLED SUBSIDIARIES IN 2023 Management For Voted - For
14 CASH MANAGEMENT WITH SOME TEMPORARILY IDLE RAISED
FUNDS AND PROPRIETARY FUNDS Management For Voted - For
SUNNY OPTICAL TECHNOLOGY (GROUP) CO., LTD.
Security ID: G8586D109 Ticker: 2382
Meeting Date: 24-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect SUN Yang Management For Voted - For
6 Elect WANG Wenjian Management For Voted - For
7 Elect SHAO Yang Dong Management For Voted - For
8 Elect JIA Lina Management For Voted - For
9 Directors' Fees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Repurchased Shares Management For Voted - Against
SUZHOU DONGSHAN PRECISION MANUFACTURING CO
Security ID: Y8318L106 Ticker: 002384
Meeting Date: 31-Oct-22 Meeting Type: Special
1 The 2022 Second Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Measures For The 2022 Second Phase
Employee Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
1848
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 31-Mar-23 Meeting Type: Special
1 Provision of Guarantee for the Financing of a
Company Management For Voted - For
2 Provision of Guarantee for the Financing of Another
Company Management For Voted - For
Meeting Date: 19-Apr-23 Meeting Type: Special
1 Termination of Share Repurchase Plan Management For Voted - For
Meeting Date: 06-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of 2023 Auditor Management For Voted - Against
7 2023 Directors' and Senior Managers' Fees Management For Voted - For
8 2023 Supervisory Board Fees Management For Voted - For
9 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
10 Approval of Line of Credit Management For Voted - For
11 Authority to Give Guarantees To Dragon Electronix
Holding Inc. Management For Voted - Against
12 Authority to Give Guarantees To Hong Kong Dongshan
Holding Limited Management For Voted - Against
13 Authority to Give Guarantees To Yancheng Dongshan
Precision Manufacturing Co., Ltd. Management For Voted - Against
14 Authority to Give Guarantees To Multek Group (Hong
Kong) Limited Management For Voted - Against
15 Authority to Give Guarantees To Mudong
Optoelectronics Technology Co., Ltd. Management For Voted - Against
16 Authority to Give Guarantees To Suzhou Yongchuang
Metal Technology Co., Ltd. Management For Voted - Against
17 Authority to Give Guarantees To Chaowei
Microelectronics (Yancheng) Co., Ltd. Management For Voted - Against
18 Authority to Give Guarantees To Shanghai Dongxin
New Energy Technology Co., Ltd. Management For Voted - Against
19 Authority to Give Guarantees To Yancheng Dongshan
Communication Technology Co., Ltd. Management For Voted - Against
20 Authority to Give Guarantees To Suzhou Aifu
Electronic Communication Co., Ltd. Management For Voted - Against
21 Authority to Give Guarantees To Hong Kong Dongshan
Precision United Optoelectronics Co., Ltd. Management For Voted - Against
22 Authority to Give Guarantees To Suzhou Chenggal
Precision Manufacturing Co., Ltd. Management For Voted - Against
23 Authority to Give Guarantees To Suzhou Dongbo
Precision Manufacturing Co., Ltd. Management For Voted - Against
24 Authority to Give Guarantees To Suzhou Dongyue New
Energy Technology Co., Ltd. Management For Voted - Against
1849
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
25 Authority to Give Guarantees To Yancheng Dongchuang
Precision Manufacturing Co., Ltd. Management For Voted - Against
26 Authority to Give Guarantees To Suzhou Tengran
Electrical Equipment Co., Ltd. Management For Voted - Against
27 Authority to Give Guarantees To Suzhou Leggett
Intelligent Equipment Co., Ltd. Management For Voted - Against
28 Authority to Give Guarantees To Shanghai Fushan
Precision Manufacturing Co., Ltd. Management For Voted - Against
29 External Investment to Hong Kong Dongshan Holding
Limited Management For Voted - For
30 External Investment to DSBJ PTE. Ltd. Management For Voted - For
31 Non-Voting Agenda Item N/A N/A Non-Voting
32 Elect YUAN Yonggang Management For Voted - Against
33 Elect YUAN Yongfeng Management For Voted - Against
34 Elect ZHAO Xiutian Management For Voted - For
35 Elect SHAN Jianbin Management For Voted - For
36 Elect MAO Xiaoyan Management For Voted - For
37 Elect WANG Xu Management For Voted - For
38 Non-Voting Agenda Item N/A N/A Non-Voting
39 Elect WANG Zhangzhong Management For Voted - For
40 Elect SONG Liguo Management For Voted - For
41 Elect GAO Yongru Management For Voted - For
42 Elect MA Liqiang Management For Voted - Against
Meeting Date: 15-Jun-23 Meeting Type: Special
1 Eligibility for Issuance of Convertible Corporate
Bonds to Non-Specific Parties Management For Voted - For
2 Type of Securities Management For Voted - For
3 Issuing Scale Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination and Basis and Adjustment and
Calculation Method of Conversion Price Management For Voted - For
10 Provisions on Downward Adjustment of Conversion
Price Management For Voted - For
11 Determining Method for the Number of Converted
Shares Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters Regarding the Meetings of Bondholders Management For Voted - For
18 Purpose of the Raised Funds Management For Voted - For
19 Rating Matters Management For Voted - For
1850
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Guarantee Matters Management For Voted - For
21 Management and Deposit of Raised Funds Management For Voted - For
22 The Valid Period of the Issuance Plan Management For Voted - For
23 PREPLAN FOR ISSUANCE OF CONVERTIBLE CORPORATE BONDS
TO NON-SPECIFIC PARTIES Management For Voted - For
24 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
25 Feasibility Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
26 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For Voted - For
27 DILUTED IMMEDIATE RETURN AFTER THE ISSUANCE OF
CONVERTIBLE CORPORATE BONDS TO NON-SPECIFIC PARTIES
AND FILLING MEASURES AND COMMITMENTS OF RELEVANT
PARTIES Management For Voted - For
28 Establishment of the Procedural Rules for the
Meeting of Bondholder of Convertible Bonds Management For Voted - For
29 Shareholder Return Plan for the Next Three Year
from 2024 to 2026 Management For Voted - For
30 Authorization to the Board to Handle Matters
regarding the Issuance of Convertible Corporate
Bonds to Non-Specific Parties Management For Voted - For
31 Amendments to Management Measures for Raised Funds Management For Voted - For
TCL ZHONGHUAN RENEWABLE ENERGY TECHNOLOGY CO. LTD.
Security ID: Y88171106 Ticker: 002129
Meeting Date: 30-Aug-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Implement Appraisal Management Measures for 2022
Employee Stock Ownership Plan Management For Voted - Against
3 Board Authorization to Handle Matters Regarding
2022 Employee Stock Ownership Plan Management For Voted - Against
4 Elect WANG Cheng Management For Voted - For
Meeting Date: 17-Feb-23 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
2 2023 Estimated Continuing Connected Transactions Management For Voted - For
3 Connected Transactions Regarding Acquisition of
Equities of a Company Via Capital Increase and
Share Expansion by a Controlled Subsidiary Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 Work Report of the Board of Supervisors Management For Voted - For
4 To Consider and Approve 2022 Final Accounts Report
of the Company Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
1851
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Plan on Profit Distribution and Capitalization of
Capital Reserve for 2022 Management For Voted - For
7 Proposal on the Remuneration of Directors, Super
Visors and Officers for 2022 Management For Voted - For
8 Special Report on Deposit and Uses of the Proceeds
for 2022 of the Board of Directors Management For Voted - For
9 Proposal to Reappoint the Auditor of the Company
for 2023 Management For Voted - For
10 To Consider and Approve the Proposal to Buy
Liability Insurances for Directors, Supervisors and
Officers Management For Voted - For
11 Approve Provision of Guarantee Management For Voted - For
12 Elect LI Jian Management For Voted - For
13 Approve Company's Eligibility for Issuance of
Convertible Bonds Management For Voted - For
14 Approve Type Management For Voted - For
15 Approve Issue Size Management For Voted - For
16 Approve Par Value and Issue Price Management For Voted - For
17 Approve Bond Maturity Management For Voted - For
18 Approve Bond Interest Rate Management For Voted - For
19 Approve Repayment Period and Manner Management For Voted - For
20 Approve Conversion Period Management For Voted - For
21 Approve Determination and Its Basis, Adjustment
Method and Calculation Method of Conversion Price Management For Voted - For
22 Approve Terms for Downward Adjustment of Conversion
Price Management For Voted - For
23 Approve Method for Determining the Number of Shares
for Conversion Management For Voted - For
24 Approve Terms of Redemption Management For Voted - For
25 Approve Terms of Sell-Back Management For Voted - For
26 Approve Dividend Distribution Post Conversion Management For Voted - For
27 Approve Issue Manner and Target Subscribers Management For Voted - For
28 Approve Placing Arrangement for Shareholders Management For Voted - For
29 Approve Matters Relating to Meetings of Bondholders Management For Voted - For
30 Approve Use of Proceeds Management For Voted - For
31 Approve Rating Matters Management For Voted - For
32 Approve Guarantee Matters Management For Voted - For
33 Approve Depository of Raised Funds Management For Voted - For
34 Approve Resolution Validity Period Management For Voted - For
35 Approve Issuance of Convertible Bonds Management For Voted - For
36 Approve Feasibility Analysis Report on the Use of
Proceeds Management For Voted - For
37 Approve Demonstration Analysis Report in Connection
to Convertible Bond Issuance Management For Voted - For
38 Approve Report on the Usage of Previously Raised
Funds Management For Voted - For
39 Approve Impact of Dilution of Current Returns on
Major Financial Indicators and the Relevant
Measures to be Taken Management For Voted - For
40 Approve the Principles of Bondholders Meeting Management For Voted - For
41 Approve Shareholder Return Plan Management For Voted - For
1852
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
42 Approve Authorization of Board to Handle All
Related Matters Management For Voted - For
43 Approve Whitewash Waiver and Related Transactions Management For Voted - For
Meeting Date: 08-Jun-23 Meeting Type: Special
1 2023 EMPLOYEE STOCK OWNERSHIP PLAN (DRAFT) AND ITS
SUMMARY Management For Voted - Against
2 FORMULATION OF THE MANAGEMENT MEASURES FOR 2023
EMPLOYEE STOCK OWNERSHIP PLAN Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the 2023 Employee Stock Ownership Plan Management For Voted - Against
THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Security ID: Y444KZ103 Ticker: 300496
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Elect GENG Xuefeng Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Procedural Rules: Board Meetings Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
6 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
7 Stock Type and Par Value Management For Voted - For
8 Issuing Method Management For Voted - For
9 Issue Time Management For Voted - For
10 Target Subscribers Management For Voted - For
11 Issue Price and Pricing Principles Management For Voted - For
12 Subscription Method Management For Voted - For
13 Issue Scale Management For Voted - For
14 Size of GDR in the Duration Management For Voted - For
15 Conversion Rate Between GDR and A-share of
Underlying Securities Management For Voted - For
16 Restriction Period of Conversion Between GDR and
A-share of Underlying Securities Management For Voted - For
17 Listing Location Management For Voted - For
18 Underwriting Manner Management For Voted - For
19 Report on the Usage of Previously Raised Funds Management For Voted - For
20 Usage Plan for Raised Funds from GDR Issuance Management For Voted - For
21 Distribution Arrangement of Undistributed Earnings Management For Voted - For
22 Resolution Validity Period Management For Voted - For
23 Authorization of the Board to Handle All Related
Matters Management For Voted - For
24 Amendments to Articles Applicable After GDR Issuance Management For Voted - For
25 Amendments to Procedural Rules: Shareholder
Meetings Applicable After GDR Issuance Management For Voted - For
1853
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
26 Amendments to Procedural Rules: Board Meetings
Applicable After GDR Issuance Management For Voted - For
27 Amendments to Procedural Rules: Supervisory Board
Meetings Applicable After GDR Issuance Management For Voted - For
28 Purchase of Liability Insurance for Directors,
Supervisors, and Senior Management Members Management For Voted - Abstain
29 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 20-Mar-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Accounts Report Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Approval of Line of Credit in 2023 Management For Voted - For
9 Use of Idle Raised Funds for Cash Management Management For Voted - For
TIANJIN 712 COMMUNICATION & BROADCASTING CO. LTD.
Security ID: Y8811K100 Ticker: 603712
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2022 Fees for Non-Independent Directors,
Supervisors and Senior Management Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Elect PENG Pan as Director Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Amendments to Articles Management For Voted - Against
12 Amendments to Management System for Investment
Projects Management For Voted - For
13 Amendments to Management System for External
Donation Management For Voted - For
14 Amendments to Management System for Prevention of
Capital Occupation by Controlling Shareholders and
other Related Parties Management For Voted - For
15 Amendments to Management System for Raised Funds Management For Voted - For
16 Amendments to Management System for Related Party
Transactions Management For Voted - For
17 Amendments to Management System for External
Guarantees Management For Voted - For
18 Amendments to Work System for Independent Directors Management For Voted - For
19 Amendments to Procedural Rules: Board Meetings Management For Voted - For
1854
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
21 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - Against
TIANMA MICROELECTRONICS CO LTD
Security ID: Y77427105 Ticker: 000050
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect PENG Xuhui Management For Voted - For
3 Elect XIAO Yi Management For Voted - For
4 Elect LI Peiyin Management For Voted - For
5 Elect DENG Jianghu Management For Voted - For
6 Elect LUO Guizhong Management For Voted - For
7 Elect CHENG Wei Management For Voted - For
8 Elect ZHANG Xiaoxi Management For Voted - For
9 Elect TANG Haiyan Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect LIANG Qinxing Management For Voted - For
12 Elect ZHANG Jianhua Management For Voted - For
13 Elect ZHANG Hong Management For Voted - For
14 Elect TONG Yixing Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WANG Mingchuan Management For Voted - For
17 Elect JIAO Yan Management For Voted - Against
18 Elect LIN Xiaoxia Management For Voted - For
19 Directors' Fees Management For Voted - For
20 Amendments to Articles Management For Voted - For
21 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
22 Amendments to Procedural Rules: Board Meetings Management For Voted - For
23 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
24 Authority to Issue Medium-term Notes Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Special
1 The Company's Eligibility for A-Share Private
Placement Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Arrangement Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Use of Proceeds Management For Voted - Against
10 Arrangement for Undistributed Profits Management For Voted - Against
11 Validity of Resolution Management For Voted - Against
1855
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Preplan for 2022 A-Share Private Placement Management For Voted - Against
13 Proposal for Feasiblity Analysis Report on the Use
of Proceeds from the Private Placement Management For Voted - Against
14 Report on the Use of Previously Raised Funds Management For Voted - For
15 Connected Transaction Regarding the Conditional
Agreement on Subscription for the Private Placement Management For Voted - Against
16 Exemption of De Facto Controller and Its Concert
Party from the Tender Offer Obligation to Increase
Shareholding in the Company Management For Voted - Against
17 Board Authorization to Handle Matter Regarding the
Private Placement Management For Voted - Against
18 Filling Measures for Diluted Immediate Return after
the Private Placement Management For Voted - Against
19 Management Commitments for the Implementation of
Dilution Measures Management For Voted - Against
20 Re-appointment of Auditor Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report On The Plan For 2022
Share Offering To Specific Parties Management For Voted - For
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 Accounts and Reports Management For Voted - For
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Independent Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration for the Chairman of the Board Management For Voted - For
8 Financial Budget Management For Voted - For
9 LAUNCHING FOREIGN EXCHANGE DERIVATIVES TRANSACTIONS Management For Voted - For
10 Feasibility Analysis Report on Foreign Exchange
Derivatives Transactions Management For Voted - For
11 Amendments to Management System for External
Guarantees Management For Voted - For
12 STATEMENT ON THE USE OF PREVIOUSLY RAISED FUNDS Management For Voted - For
TIANSHUI HUATIAN TECHNOLOGY CO LTD
Security ID: Y8817B104 Ticker: 002185
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Special Report on the Deposit and Use of
Raised Funds Management For Voted - For
1856
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Appointment of Auditor Management For Voted - Against
8 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For Voted - For
9 SHAREHOLDER RETURN PLAN FROM 2023 TO 2025 Management For Voted - For
10 Election of Director Management For Voted - For
11 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
12 Amendments to Procedural Rules: Board Meetings Management For Voted - For
13 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
14 Amendments to System for Independent Directors Management For Voted - For
TONGFU MICROELECTRONICS CO LTD
Security ID: Y6199W100 Ticker: 002156
Meeting Date: 14-Oct-22 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the Non-public Share Offering Management For Voted - For
2 Extension of the Valid Period of the Authorization
to the Board to Handle Matters Regarding the
Non-public Share Offering Management For Voted - For
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Board Meetings Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Management System for Connected
Transactions Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
6 Amendments to Management System for Information
Disclosure Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Special
1 Change Of The Purpose Of Some Raised Funds And
Relevant Matters Management For Voted - For
2 Launching The Factoring Business For Accounts
Receivable Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 2022 ANNUAL ACCOUNTS Management For Voted - For
2 2023 OPERATION OBJECTIVE AND INVESTMENT PLAN Management For Voted - For
3 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.97000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
1857
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
7 2022 SPECIAL REPORT ON THE DEPOSIT AND USE OF
RAISED FUNDS Management For Voted - For
8 2023 Continuing Connected Transactions Plan Management For Voted - For
9 Reappointment of 2023 Audit Firm Management For Voted - Against
10 Signing the Credit Line Agreement With Banks by the
Company and Subordinate Companies and Provision of
Guarantee for Subordinate Companies in 2023 Management For Voted - Against
11 Elect ZHANG Lei Management For Voted - For
12 SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS
FROM 2023 TO 2025 Management For Voted - For
TONGWEI CO., LTD.
Security ID: Y8884V108 Ticker: 600438
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny28.58000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Guarantee of the Company and Mutual Guarantee
Among Subsidiaries Management For Voted - Against
8 2023 Provision of Guarantee for Clients Management For Voted - For
9 2023 APPLICATION FOR COMPREHENSIVE CREDIT LINE Management For Voted - For
10 2023 LAUNCHING THE BILL POOL BUSINESS Management For Voted - For
11 Application for Registration and Issuance of Debt
Financing Instruments Management For Voted - For
12 the Company's Eligibility for Share Offering to
Specific Parties Management For Voted - Against
13 Plan for Share Offering to Specific Parties: Type,
Par Value and Listing Place Management For Voted - Against
14 PLAN FOR SHARE OFFERING TO SPECIFIC PARTIES:
ISSUING METHOD AND DATE Management For Voted - Against
15 PLAN FOR SHARE OFFERING TO SPECIFIC PARTIES:
ISSUING TARGETS AND SUBSCRIPTION METHOD Management For Voted - Against
16 PLAN FOR SHARE OFFERING TO SPECIFIC PARTIES:
ISSUING VOLUME Management For Voted - Against
17 Plan for Share Offering to Specific Parties: Issue
Price and Pricing Principles Management For Voted - Against
18 PLAN FOR SHARE OFFERING TO SPECIFIC PARTIES: LOCKUP
PERIOD Management For Voted - Against
19 Plan for Share Offering to Specific Parties: Total
Amount and Purpose of the Raised Funds Management For Voted - Against
1858
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Plan for Share Offering to Specific Parties:
Arrangement for the Accumulated Retained Profits Management For Voted - Against
21 PLAN FOR SHARE OFFERING TO SPECIFIC PARTIES: VALID
PERIOD OF THE RESOLUTION Management For Voted - Against
22 PREPLAN FOR SHARE OFFERING TO SPECIFIC PARTIES Management For Voted - Against
23 DEMONSTRATION ANALYSIS REPORT ON THE SHARE OFFERING
TO SPECIFIC PARTIES Management For Voted - Against
24 Feasibility Analysis Report on the Use of Funds to
Be Raised From the Share Offering to Specific
Parties Management For Voted - Against
25 REPORT ON THE USE OF PREVIOUSLY-RAISED FUNDS Management For Voted - For
26 Diluted Immediate Return After the Share Offering
to Specific Parties, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
27 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Share
Offering to Specific Parties Management For Voted - Against
28 Elect SONG Dongsheng Management For Voted - For
29 Elect XU Yingtong Management For Voted - For
TRAVELSKY TECHNOLOGY
Security ID: Y8972V101 Ticker: 0696
Meeting Date: 01-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect LIU Jianping Management For Voted - For
4 Elect LIU Zehong Management For Voted - For
5 Elect CHAN Wing Tak Kevin Management For Voted - For
6 Elect XU Hongzhi Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Elect BAI Bin as Supervisor Management For Voted - Against
9 Amendments to Articles Management For Voted - For
TRINA SOLAR CO LTD
Security ID: Y897BJ108 Ticker: 688599
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Investment In Construction Of A New Material
Industrial Park Project Management For Voted - For
1859
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 The Company S Eligibility for Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
3 Type of Securities to Be Issued Management For Voted - For
4 Issuing Volume Management For Voted - For
5 Par Value and Issue Price Management For Voted - For
6 Bond Duration Management For Voted - For
7 Interest Rate of the Bond Management For Voted - For
8 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
9 Conversion Period Management For Voted - For
10 Determination of and Adjustment to the Conversion
Price Management For Voted - For
11 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
12 Determining Method for the Number of Converted
Shares Management For Voted - For
13 Redemption Clauses Management For Voted - For
14 Resale Clauses Management For Voted - For
15 Attribution of Related Dividends for Conversion
Years Management For Voted - For
16 Issuing Targets and Method Management For Voted - For
17 Placement to Shareholders Management For Voted - For
18 Matters Regarding the Meetings of Bondholders Management For Voted - For
19 Purpose of the Raised Funds and Implementing Method Management For Voted - For
20 Management of the Raised Funds and the Deposit
Account Management For Voted - For
21 Guarantee Matters Management For Voted - For
22 The Valid Period of the Issuing Plan Management For Voted - For
23 Preplan For Issuance Of Convertible Corporate Bonds
To Non-Specific Parties Management For Voted - For
24 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
25 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
26 Special Report On The Use Of Previously Raised Funds Management For Voted - For
27 Diluted Immediate Return After The Issuance Of
Convertible Corporate Bonds To Non-Specific
Parties, Filling Measures And Commitments Of
Relevant Parties Management For Voted - For
28 Rules Governing the Meetings of Bondholders of the
Company S Convertible Bonds Management For Voted - For
29 Authorization to the Board to Handle Matters
Regarding the Issuance of Convertible Corporate
Bonds to Non-specific Parties Management For Voted - For
30 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Additional External Guarantee Quota Management For Voted - Against
2 Amendments to Articles Management For Voted - For
1860
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Procedural Rules: Board Meetings Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
6 Amendments to Management System for Raised Funds Management For Voted - For
7 Amendments to Management System for External
Guarantees Management For Voted - For
8 Amendments to Management System for External
Investment Management For Voted - For
9 Amendments to Management System for Connected
Transactions Management For Voted - For
10 Amendments to Work System for Independent Directors Management For Voted - For
Meeting Date: 17-Nov-22 Meeting Type: Special
1 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 01-Dec-22 Meeting Type: Special
1 Additional External Guarantee Quota Management For Voted - Against
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Application for Comprehensive Financing Quota and
Provision of Guarantees Management For Voted - Against
2 Directors' Fees Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Special
1 Related Party Transactions Regarding a Capital
Increase in a Subsidiary Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
4 2023 REMUNERATION PLAN FOR DIRECTORS Management For Voted - For
5 2023 REMUNERATION PLAN FOR SUPERVISORS Management For Voted - For
6 2022 ANNUAL ACCOUNTS Management For Voted - For
7 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
8 2022 Profit Distribution Plan Management For Voted - For
9 2023 REAPPOINTMENT OF AUDIT FIRM Management For Voted - For
10 2023 ESTIMATED CONTINUING CONNECTED TRANSACTIONS Management For Voted - For
11 2023 ADDITIONAL EXTERNAL GUARANTEE QUOTA Management For Voted - Against
1861
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
UNIGROUP GUOXIN MICROELECTRONICS CO LTD.
Security ID: Y8488J105 Ticker: 002049
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
Meeting Date: 23-Nov-22 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Application for Registration and Issuance of Super
Short-term Commercial Papers and Medium-term Notes Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect CHEN Binsheng Management For Voted - Against
Meeting Date: 12-Jan-23 Meeting Type: Special
1 Change Of Some Projects Financed With Raised Funds Management For Voted - For
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 APPROVE REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 APPROVE REPORT OF THE BOARD OF SUPERVISORS Management For Voted - For
3 APPROVE FINANCIAL STATEMENTS Management For Voted - For
4 Approve Profit Distribution Management For Voted - For
5 APPROVE ANNUAL REPORT AND SUMMARY Management For Voted - For
6 APPROVE TO APPOINT AUDITOR Management For Voted - For
7 Approve Related Party Transaction Management For Voted - For
UNISPLENDOUR CORPORATION LIMITED
Security ID: Y8997B106 Ticker: 000938
Meeting Date: 27-Oct-22 Meeting Type: Special
1 Approve Extension of the Exercise Period of Put
Options Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Provision of Guarantee for the Bank Comprehensive
Credit Line Applied for by Subsidiaries Management For Voted - For
1862
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Provision of Guarantee for the Supplier Credit Line
Applied for by Subsidiaries Management For Voted - For
8 Provision of Guarantee for the Manufacturer Credit
Line Applied for by Subsidiaries Management For Voted - For
9 By-Election of Non-independent Directors: SHAO
Jianjun Management For Voted - For
10 By-Election of Independent Directors: XU Meng Management For Voted - For
11 PROVISION OF GUARANTEE FOR THE BANK CREDIT LINE
APPLIED FOR BY SUBSIDIARIES Management For Voted - For
WESTONE INFORMATION INDUSTRY INC
Security ID: Y95366103 Ticker: 002268
Meeting Date: 07-Dec-22 Meeting Type: Special
1 Change of the Company's Name and Stock Abbreviation Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
WILL SEMICONDUCTOR CO. LTD SHANGHAI
Security ID: Y9584K103 Ticker: 603501
Meeting Date: 02-Aug-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into A Company Limited by Shares
which Raised Funds Overseas Management For Voted - For
2 Issue Type and Face Value Management For Voted - For
3 Issue Time Management For Voted - For
4 Issue Method Management For Voted - For
5 Issue Size Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of A
Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issue Target Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report on the Use of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Validity Period of the Resolution on the GDR
Issuance and Listing on the SIX Swiss Exchange Management For Voted - For
15 Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the SIX Swiss Exchange Management For Voted - For
1863
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
17 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
18 Amendments to Articles Management For Voted - For
19 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
20 Amendments to Procedural Rules: Board Meetings Management For Voted - For
21 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - For
2 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
2 Repurchase And Cancellation Of Some Restricted
Stocks Under 2021 Stock Option And Restricted Stock
Incentive Plan Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Elect WU Xiaodong Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Special
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
8 Appointment of Auditor and Internal Control Auditor Management For Voted - For
9 Confirmation and Estimation of Related Party
Transactions in 2022 and 2023 Management For Voted - For
10 Approval of Line of Credit and Signing Bank Loans
Agreements Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
12 Fees for Directors, Supervisors and Senior
Management in 2022 and 2023 Management For Voted - For
1864
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 Amendments to Articles Management For Voted - For
WINGTECH TECHNOLOGY CO LTD
Security ID: Y3745E106 Ticker: 600745
Meeting Date: 25-Jul-22 Meeting Type: Special
1 Cancellation of Some Stock Options, and Repurchase
and Cancellation of Some Restricted Stocks Under
the 2020 Stock Option and Restricted Stocks
Incentive Plan Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Termination of the 2020 Stock Options and
Restricted Stock Incentive Plan and Cancellation of
Stock Options and Repurchase and Cancellation of
Restricted Stocks Management For Voted - For
Meeting Date: 26-Dec-22 Meeting Type: Special
1 Change of the Projects Funded by Funds Raised in
the Issuance of Convertible Corporate Bonds Management For Voted - For
2 Change of the Projects Funded by Funds Raised in
the 2020 Private Placement of Shares Management For Voted - For
3 Connected Transaction Regarding Entering into
Cooperative Framework Agreement Management For Voted - For
WUHAN DR LASER TECHNOLOGY CORP LTD
Security ID: Y9715F106 Ticker: 300776
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL ACCOUNTS Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny4.70000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):6.000000 Management For Voted - For
6 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
7 Change of the Company S Registered Capital,
Amendments to the Company S Articles of
Association, And Handling the Industrial and
Commercial Registration Amendment Management For Voted - For
8 Settlement of Some Projects Financed with Raised
Funds from Ipo and Permanently Supplementing the
Working Capital with the Surplus Raised Funds Management For Voted - For
1865
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - Against
10 2023 RESTRICTED STOCK INCENTIVE PLAN (DRAFT) AND
ITS SUMMARY Management For Voted - For
11 APPRAISAL MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF 2023 RESTRICTED STOCK INCENTIVE
PLAN Management For Voted - For
12 Authorization to the Board to Handle Matters
Regarding the Equity Incentive Plan Management For Voted - For
WUHAN GUIDE INFRARED CO., LTD.
Security ID: Y97082104 Ticker: 002414
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Elect YI Aiqing Management For Voted - Against
Meeting Date: 14-Nov-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding the Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Appointment of Auditor Management For Voted - Against
7 Amendments to Articles Management For Voted - For
8 Settlement of Projects Financed with Raised Funds
form 2020 Non-Public Share Offering and Permanently
Supplementing the Working Capital with the Surplus
Raised Funds Management For Voted - For
9 CASH MANAGEMENT WITH SOME IDLE PROPRIETARY FUNDS Management For Voted - For
10 Shareholder Return Plan for the Next Three Years
(2024-2026) Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect HUANG Li Management For Voted - For
13 Elect ZHANG Yan Management For Voted - For
14 Elect HUANG Sheng Management For Voted - For
15 Elect DING Lin Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect WEN Hao Management For Voted - For
18 Elect ZHANG Huide Management For Voted - For
19 Elect GUO Dong Management For Voted - For
1866
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect SUN Lin Management For Voted - Against
22 Elect YI Aiqing Management For Voted - For
WUS PRINTED CIRCUIT (KUNSHAN) COMPANY LTD
Security ID: Y9716K104 Ticker: 002463
Meeting Date: 28-Nov-22 Meeting Type: Special
1 Reappointment of Auditor Management For Voted - Against
Meeting Date: 13-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Line of Credit and Authority to Give
Guarantees to Subsidiaries Management For Voted - For
7 Launching Foreign Derivatives Business Management For Voted - For
8 Cash Management with Some Proprietary Idle
Funds Management For Voted - For
9 Elect LU Zongyuan Management For Voted - For
10 Amendments to Articles Bundled and Company's
Registered Capital Management For Voted - For
11 Appointment of Auditor Management For Voted - Against
12 Acquisition of Partial Equities of and Capital
Increase in Schweizer Electronic (Jiangsu) Co. Ltd. Management For Voted - For
WUXI AUTOWELL TECHNOLOGY CO LTD
Security ID: Y971DP105 Ticker: 688516
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Plan for Issuance of Convertible Corporate Bonds to
Non-specific Parties Management For Voted - For
2 Type of Securities to Be Issued Management For Voted - For
3 Issuing Volume Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bonds Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Conversion Period Management For Voted - For
9 Determination of and Adjustment to the Conversion
Price Management For Voted - For
10 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
1867
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Determining Method for the Number of Converted
Shares Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Attribution of Related Dividends for Conversion
Years Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Placement to Shareholders Management For Voted - For
17 Purpose of the Raised Funds and Implementing Method Management For Voted - For
18 Management of the Raised Funds and the Deposit
Account Management For Voted - For
19 Guarantee Matters Management For Voted - For
20 Rating Matters Management For Voted - For
21 The Valid Period of the Plan Management For Voted - For
22 Preplan For Issuance Of Convertible Corporate Bonds
To Non-Specific Parties Management For Voted - For
23 Demonstration Analysis Report on the Issuance of
Convertible Corporate Bonds to Non-specific Parties Management For Voted - For
24 Feasibility Analysis Report on the Use of Funds to
Be Raised from the Issuance of Convertible
Corporate Bonds to Non-specific Parties Management For Voted - For
25 Report On Use Of Previously Raised Funds Management For Voted - For
26 Diluted Immediate Return After The Issuance Of
Convertible Corporate Bonds To Non-Specific
Parties, Filling Measures And Commitments Of
Relevant Parties Management For Voted - For
27 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
28 Full Authorization to the Board, the Chairman of
the Board or Persons Authorized by the Chairman of
the Board to Handle Matters Regarding the Issuance
of Convertible Corporate Bonds to Non-specific
Parties Management For Voted - For
29 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
Meeting Date: 11-Jan-23 Meeting Type: Special
1 Authority to Repurchase Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report of The Board of Directors Management For Voted - For
3 2022 Work Report of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment of 2023 Audit Firm Management For Voted - For
7 2023 Estimated Continuing Connected Transactions
Quota Management For Voted - For
8 2023 Remuneration for Directors Management For Voted - For
1868
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 2023 Remuneration for Supervisors Management For Voted - For
10 Application for Comprehensive Credit Line to
Commercial Banks Management For Voted - For
11 Provision of Guarantee for The Bank Credit Line of
Subsidiaries Management For Voted - For
XIAMEN FARATRONIC CO
Security ID: Y9721Z104 Ticker: 600563
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Independent Directors' Report Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 PROJECT INVESTMENT Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect LU Huixiong Management For Voted - Against
11 Elect CHEN Guobin Management For Voted - For
12 Elect WU Dongsheng Management For Voted - Against
13 Elect WANG Qingmin Management For Voted - Against
14 Elect WANG Wenhuai Management For Voted - For
15 Elect ZOU Shaorong Management For Voted - Against
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect XIAO Wei Management For Voted - For
18 Elect XIAO Min Management For Voted - Abstain
19 Elect CAI Ning Management For Voted - Abstain
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect LIN Fang Management For Voted - Against
22 Elect LI Haiping Management For Voted - For
XIAOMI CORPORATION
Security ID: G9830T106 Ticker: 1810
Meeting Date: 08-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect LIU Qin Management For Voted - Against
5 Elect CHEN Dongsheng Management For Voted - For
6 Elect WONG Shun Tak Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Repurchase Shares Management For Voted - For
1869
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Authority to Issue B Class Shares w/o Preemptive
Rights Management For Voted - Against
11 Authority to Issue Repurchased Shares Management For Voted - Against
12 2023 Share Scheme Management For Voted - Against
13 Service Provider Sublimit Management For Voted - Against
XINYI SOLAR HOLDINGS LIMITED
Security ID: G9829N102 Ticker: 968
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 First Amendments to Articles Management For Voted - Against
4 Second Amendments to Articles Management For Voted - For
5 Issuance of RMB Shares Management For Voted - For
6 Plan for Distribution of Profits Accumulated Prior
to the Proposed Issuance of RMB Shares Management For Voted - For
7 Share Stabilisation Plan Management For Voted - For
8 Profit Distribution and Return Policy Management For Voted - For
9 Use of Proceeds From the RMB Share Issue Management For Voted - For
10 Remedial Measures for Potential Dilution Management For Voted - For
11 Approval of the Seven Letters of Commitment and
Undertakings Management For Voted - For
12 Adoption of the Rules of Procedures of the
Shareholders' General Meetings Management For Voted - For
13 Adoption of the Rules of Procedures of the Board
Meetings Management For Voted - For
14 Board Authorization Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect LEE Yin Yee Management For Voted - Against
6 Elect LEE Yau Ching Management For Voted - For
7 Elect TUNG Ching Sai Management For Voted - For
8 Directors' Fees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Repurchase Shares Management For Voted - For
11 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
12 Authority to Issue Repurchased Shares Management For Voted - Against
13 Elect CHU Charn Fai Management For Voted - For
1870
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
YANGZHOU YANGJIE ELECTRONIC TECHNOLOGY CO LTD
Security ID: Y97292109 Ticker: 300373
Meeting Date: 22-Jul-22 Meeting Type: Special
1 The 4Th Phase Restricted Stock Incentive Plan
(Draft) And Its Summary Management For Voted - For
2 Implement Assessment Management Plan for the 4th
Phase Restricted Stock Incentive Plan Management For Voted - For
3 Board Authorization to Handle Matters Regarding the
4th Phase Stock Incentive Plan Management For Voted - For
Meeting Date: 18-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the Six Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the Six Swiss Exchange Management For Voted - For
16 Determination Of The Persons Authorized By The Board Management For Voted - For
17 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the Six
Swiss Exchange Management For Voted - For
18 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
19 Amendments to Articles Management For Voted - For
20 Amendments to Articles (Applicable After GDR
Listing) Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
1871
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 2022 Allocation of Profits/Dividends Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Amendments to Articles [Bundled] Management For Voted - For
YEALINK NETWORK TECHNOLOGY CORPORATION LIMITED
Security ID: Y9750S104 Ticker: 300628
Meeting Date: 15-Sep-22 Meeting Type: Special
1 Elect WU Chong Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Annual
1 Approval of 2022 Directors' Report Management For Voted - For
2 Approval of 2022 Supervisors' Report Management For Voted - For
3 Approval of 2022 Annual Report and its Summary Management For Voted - For
4 Approval of 2022 Accounts and Reports Management For Voted - For
5 Approval of the Report on Deposit and Use of
Previously Raised Fund Management For Voted - For
6 Allocation of 2022 Profits Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Cash Management with Proprietary Idle Funds Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Approval of 2023 Business Partner Stock Ownership
Plan (Draft) and Its Summary Management For Voted - Against
12 Board Authorization to the 2022 Business Partner
Stock Ownership Plan Management For Voted - Against
Meeting Date: 28-Jun-23 Meeting Type: Special
1 Repurchase And Cancellation of Some Restricted
Stocks In The 2020 Restricted Stock Incentive Plan
And Adjustment Of Repurchase Quantity And
Repurchase Price Management For Voted - For
2 Amendments to Articles Management For Voted - For
YONYOU NETWORK TECHNOLOGY CO.LTD
Security ID: Y9042R104 Ticker: 600588
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 2022 REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 Reappointment of 2023 Audit Firm Management For Voted - For
1872
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Appointment of 2023 Internal Financial Management For Voted - For
8 Directors' Remuneration in 2022 and Remuneration
Plan for 2023 Management For Voted - For
9 Remuneration of supervisors in 2022 and the
remuneration plan in 2023 Management For Voted - For
10 Amendments to Articles of Registered Capital Management For Voted - For
11 Amendments to the Articles of Association Management For Voted - For
12 AMENDMENTS TO THE RAISED FUNDS MANAGEMENT MEASURES Management For Voted - For
13 Using Part of Idle Self-owned Funds for Deposit
Business and Related Transactions Management For Voted - For
14 Using Part of Idle Raised Funds for Cash Management
and Related Transactions Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WANG Wenjing Management For Voted - Against
17 Elect GUO Xinping Management For Voted - Against
18 Elect WU Zhengping Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect ZHANG Weiguo Management For Voted - For
21 Elect ZHOU Jian Management For Voted - For
22 Elect WANG Feng Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect ZHANG Ke Management For Voted - For
25 Elect WANG Shiping Management For Voted - Against
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Security ID: Y988AP102 Ticker: 002236
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Directors', Supervisors' and Senior
Managements' Fees Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Launching Foreign Exchange Hedging Transactions Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Launching Billing Pool Business Management For Voted - For
11 Authority to Give Guarantees to Subsidiaries Management For Voted - For
12 Estimation of 2023 Related Party Transactions Management For Voted - For
13 Repurchase And Cancellation of Some Restricted
Stocks Under 2022 Restricted Stock and Stock Option
Incentive Plan Management For Voted - For
14 Amendments to Articles [Bundled] Management For Voted - For
1873
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHEJIANG DAHUA TECHNOLOGY CO., LTD.
Security ID: Y988AP102 Ticker: 002236
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Amendments To The Company S Articles Of Association Management For Voted - For
2 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
Meeting Date: 06-Mar-23 Meeting Type: Special
1 Related Party Transactions Management For Voted - For
2 Elect ZHAO Yuning Management For Voted - For
ZHEJIANG JINGSHENG MECHANICAL AND ELECTRICAL CO. LTD
Security ID: Y9803K108 Ticker: 300316
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Change of the Implementing Methods of Some Projects
Financed with Raised Funds Management For Voted - For
2 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
3 Management Measures For 2022 Employee Stock
Ownership Plan Management For Voted - Against
4 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
5 Amendments To The Rules Of Procedure Governing The
Board Of Directors Management For Voted - For
6 Amendments to the Rules of Procedure Governing the
Shareholders General Meetings Management For Voted - For
7 Amendments To The External Guarantee Management
System Management For Voted - For
8 Amendments To The Connected Transactions Management
System Management For Voted - For
9 Change Of The Registered Capital And Amendment To
The Articles Of Association Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Change of the Implementing Parties and Location of
Some Projects Financed With Raised Funds Management For Voted - For
2 Additional Bank Comprehensive Credit Line Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect CAO Jianwei Management For Voted - For
3 Elect QIU Minxiu Management For Voted - For
4 Elect HE Jun Management For Voted - For
1874
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect MAO Quanlin Management For Voted - For
6 Elect ZHU Liang Management For Voted - Against
7 Elect ZHOU Zixue Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHAO Jun Management For Voted - For
10 Elect FU Qi Management For Voted - For
11 Elect PANG Baoping Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LI Shilun Management For Voted - Against
14 Elect LI Wei Management For Voted - For
15 Amendments to Articles Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Appointment of Auditor Management For Voted - For
ZHEJIANG SUPCON TECHNOLOGY CO LTD
Security ID: Y989TE105 Ticker: 688777
Meeting Date: 21-Dec-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into A Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale during the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report on the Use of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 Board Authorization to Handle All Related Matters Management For Voted - For
15 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
1875
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Amendments to Articles (Applicable after the GDR
Listing) Management For Voted - For
18 Amendments to Procedural Rules: Supervisory Board
Meeting (Applicable after GDR Listing) Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
20 Amendments to Articles Management For Voted - For
21 Purchase of Wealth Management Products with
Temporarily Idle Proprietary Funds Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
2 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
3 2022 WORK REPORT OF INDEPENDENT DIRECTORS Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 REAPPOINTMENT OF 2023 AUDIT FIRM Management For Voted - For
8 ADJUSTMENT OF 2023 ESTIMATED QUOTA OF CONTINUING
CONNECTED TRANSACTIONS Management For Voted - For
9 2023 Application for Comprehensive Credit Line to
Banks and Provision of Guarantee for Subsidiaries Management For Voted - For
10 LAUNCHING THE BILL POOL BUSINESS Management For Voted - For
ZHONGJI INNOLIGHT CO LTD
Security ID: Y7685V101 Ticker: 300308
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
7 Fees for Directors and Supervisors in 2022 Management For Voted - For
8 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
9 Approval of Line of Credit Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 Appointment of Auditor Management For Voted - For
12 Use of Idle Raised Funds to Cash Management Management For Voted - For
13 Use of Own Funds to Cash Management Management For Voted - For
1876
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHONGJI INNOLIGHT CO., LTD.
Security ID: Y7685V101 Ticker: 300308
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
4 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
5 Amendments to Work System for Independent Directors Management For Voted - For
Meeting Date: 13-Jan-23 Meeting Type: Special
1 Elect CHENG Bo Management For Voted - For
2 The Third Phase Employee Stock Ownership Plan
(Draft) and Its Summary Management For Voted - Against
3 Management Measures for the Third Phase Employee
Stock Ownership Plan Management For Voted - Against
4 Board Authorization to Handle All Related Matters Management For Voted - Against
Meeting Date: 16-Feb-23 Meeting Type: Special
1 External Loans By A Controlled Sub-Subsidiary Management For Voted - For
ZHUZHOU HONGDA ELECTRONICS CORP LTD
Security ID: Y989F0100 Ticker: 300726
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Provision Of Guarantee For Controlled Subsidiaries Management For Voted - For
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Elect ZHANG Ying Management For Voted - For
2 Appointment of Auditor Management For Voted - For
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 2022 ANNUAL REPORT AND ITS SUMMARY Management For Voted - For
2 2022 WORK REPORT OF THE BOARD OF DIRECTORS Management For Voted - For
3 2022 WORK REPORT OF THE SUPERVISORY COMMITTEE Management For Voted - For
4 2022 ANNUAL ACCOUNTS Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
1877
Global X MSCI China Information Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZTE CORPORATION
Security ID: Y0004F105 Ticker: 0763
Meeting Date: 06-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Annual Report Management For Voted - For
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 President's Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Application for Investment Limits in Derivative
Products Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Appointment of Auditor and Authority to Set Fees Management For Voted - For
11 Authority to Issue Multiple Types of Debt Financing
Instruments Management For Voted - Against
12 Amendments to Articles Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
ZTE CORPORATION
Security ID: Y0004F121 Ticker: 0763
Meeting Date: 06-Apr-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 President's Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Application for Investment Limits in Derivative
Products Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Multiple Types of Debt Financing
Instruments Management For Voted - Against
11 Amendments to Articles Management For Voted - For
12 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
13 Authority to Repurchase Shares Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
1878
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALUMINUM CORPORATION OF CHINA LIMITED
Security ID: Y0094N109 Ticker: 2600
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Proposed Acquisition of 19% Equity Interest in
Yunnan Aluminum Management For Voted - For
4 Proposed Acquisition of 100% Equity Interest in
Pingguo Aluminum Management For Voted - For
5 Amendments to Articles Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Directors' and Supervisors' Remuneration Standards Management For Voted - For
7 Renewal of Liability Insurance Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Give Guarantees Management For Voted - Abstain
10 Comprehensive Social and Logistics Services
Agreement Management For Voted - For
11 General Agreement on Mutual Provision of Production
Supplies and Ancillary Services Management For Voted - For
12 Mineral Supply Agreement Management For Voted - For
13 Provision of Engineering, Construction and
Supervisory Services Agreement Management For Voted - For
14 Land Use Rights Leasing Agreement Management For Voted - For
15 New Fixed Assets Lease Framework Agreement Management For Voted - For
16 General Services Master Agreement Management For Voted - For
17 New Financial Services Agreement Management For Voted - Against
18 New Finance Lease Cooperation Framework Agreement Management For Voted - For
19 New Factoring Cooperation Framework Agreement Management For Voted - For
20 2023 Bond Issuance Plan Management For Voted - For
21 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
ALUMINUM CORPORATION OF CHINA LIMITED
Security ID: Y0094N125 Ticker: 2600
Meeting Date: 29-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposed Acquisition of 19% Equity Interest in
Yunnan Aluminum Management For Voted - For
1879
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Proposed Acquisition of 100% Equity Interest in
Pingguo Aluminum Management For Voted - For
4 Amendments to Articles Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Directors' and Supervisors' Remuneration Standards Management For Voted - For
6 Renewal of Liability Insurance Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Abstain
9 Comprehensive Social and Logistics Services
Agreement Management For Voted - For
10 General Agreement on Mutual Provision of Production
Supplies and Ancillary Services Management For Voted - For
11 Mineral Supply Agreement Management For Voted - For
12 Provision of Engineering, Construction and
Supervisory Services Agreement Management For Voted - For
13 Land Use Rights Leasing Agreement Management For Voted - For
14 New Fixed Assets Lease Framework Agreement Management For Voted - For
15 General Services Master Agreement Management For Voted - For
16 New Financial Services Agreement Management For Voted - Against
17 New Finance Lease Cooperation Framework Agreement Management For Voted - For
18 New Factoring Cooperation Framework Agreement Management For Voted - For
19 2023 Bond Issuance Plan Management For Voted - For
20 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
ANHUI CONCH CEMENT COMPANY LIMITED
Security ID: Y01373102 Ticker: 0914
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YANG Jun Management For Voted - For
3 Authority to Issue Medium-Term Notes Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Appointment of Auditor and Authority to Set Fees Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Amendments to Procedural Rules for Board Meetings Management For Voted - For
9 Amendments to Articles Management For Voted - For
1880
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
ANHUI CONCH CEMENT COMPANY LIMITED
Security ID: Y01373110 Ticker: 0914
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Elect YANG Jun Management For Voted - For
2 Authority to Issue Medium-Term Notes Management For Voted - For
Meeting Date: 31-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Appointment of Auditor and Authority to Set Fees Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Amendments to Procedural Rules for Board Meetings Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Authority to Issue H Shares w/o Preemptive Rights Management For Voted - Against
ANHUI HONGLU STEEL CONSTRUCTION (GROUP) CO LTD
Security ID: Y013AG109 Ticker: 002541
Meeting Date: 09-Sep-22 Meeting Type: Special
1 Change Of The Registered Capital And Amendment To
The Articles Of Association Of The Company Management For Voted - For
2 Application for Additional Comprehensive Credit
Line to Banks by a Wholly-owned Subsidiary Management For Voted - For
3 Provision Of Additional Guarantee Quota For
Subsidiaries Management For Voted - For
Meeting Date: 02-Feb-23 Meeting Type: Special
1 2023 Proposal for Credit Line Management For Voted - For
2 2023 Provision of Guarantee Management For Voted - Against
3 Proposal for Account Receivables Factoring Business Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny2.60000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
1881
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2022 Annual Report And Its Summary Management For Voted - For
6 Adjustment Of Remuneration For Some Directors And
Senior Management Management For Voted - For
7 Reappointment Of 2023 Financial Audit Firm Management For Voted - For
8 2022 Special Report On Use Of Raised Funds Management For Voted - For
9 Capital Increase in Wholly-owned Subsidiaries Management For Voted - For
10 Application for an Additional Total Comprehensive
Credit Line to Banks Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect SHANG Xiaobo Management For Voted - For
13 Elect SHANG Xiaohong Management For Voted - For
14 Elect WAN Shengping Management For Voted - Against
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WANG Qi Management For Voted - For
17 Elect PAN Ping Management For Voted - For
18 Non-Voting Agenda Item N/A N/A Non-Voting
19 Elect SHEN Xiaoping Management For Voted - Against
20 Elect YANG Chunjing Management For Voted - For
ASIA-POTASH INTERNATIONAL INVESTMENT (GUANGZHOU) CO LTD
Security ID: Y2932S100 Ticker: 000893
Meeting Date: 14-Jul-22 Meeting Type: Special
1 By-Election of Directors Management For Voted - For
Meeting Date: 05-Aug-22 Meeting Type: Special
1 Connected Transactions Regarding Capital Increase
In Controlled Subsidiaries Management For Voted - For
2 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Stock Option And Restricted Stock Incentive
Plan (Draft) And Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of The 2022 Stock Option And
Restricted Stock Incentive Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option and Restricted Stock
Incentive Plan Management For Voted - For
5 Financial Aid To Controlled Subsidiaries Management For Voted - For
6 Elect LIU Jinhong Management For Voted - Against
Meeting Date: 03-Jan-23 Meeting Type: Special
1 Change Of Audit Firm Management For Voted - For
1882
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
3 Connected Transactions Regarding Capital Increase
In Controlled Subsidiaries Management For Voted - For
Meeting Date: 31-Jan-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect GUO Baichun Management For Voted - For
3 Elect LIU Bingyan Management For Voted - Against
4 Elect ZHENG Youye Management For Voted - For
5 Elect WANG Quan Management For Voted - For
6 Elect XUE Yuedong Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect WANG Jun Management For Voted - For
9 Elect PAN Tongwen Management For Voted - For
10 Elect ZHAO Tianbo Management For Voted - For
11 Elect ZHU Wuxiang Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect LIU Jinhong Management For Voted - For
14 Elect PENG Zhiyun Management For Voted - Against
15 Provision Of Guarantee For Controlled Subsidiaries Management For Voted - For
16 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Remuneration For Directors Management For Voted - For
7 2023 Remuneration for Supervisors Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
Meeting Date: 20-Jun-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Elect YANG Yunjie Management For Voted - For
BAOSHAN IRON AND STEEL CO., LTD.
Security ID: Y0698U103 Ticker: 600019
Meeting Date: 17-Aug-22 Meeting Type: Special
1 Matters Related to the Release of the Lock-up
Period for the Second Phase of the Restricted Stock
Plan Management For Voted - For
2 Repurchase And Cancel Restricted Shares Of Some
Incentive Participants Of The Second-Term
Restricted Stock Incentive Plan Management For Voted - For
1883
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Revise The Articles Of Association Of The Company Management For Voted - For
4 Elect GAO Xiangming Management For Voted - For
5 Elect XIE Qi Management For Voted - For
Meeting Date: 15-Sep-22 Meeting Type: Special
1 2022 Interim Profit Distribution Plan Management For Voted - For
2 2022 Reappointment Of Audit Firm Management For Voted - For
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Elect WU Xiaodi Management For Voted - For
Meeting Date: 01-Dec-22 Meeting Type: Special
1 Proposal to Repurchase and Cancel Restricted Shares
of Some Incentive Participants of the 3rd Term
Restricted Stock Incentive Plan Management For Voted - For
2 Proposal on the Absorption and Merger of Masteel
Finance Company by Baowu Finance Company Management For Voted - For
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Guarantee After Successful Acquisition Of 60
Percent Equities In A Company Management For Voted - For
Meeting Date: 10-Apr-23 Meeting Type: Special
1 Financial Service Agreement To Be Signed With A
Company Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 Profit Distribution Plan for the Q3 and Q4 of 2022 Management For Voted - For
6 2023 Financial Budget Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
8 Bond Issuance Quota Reserve And Issuance Plan Management For Voted - For
9 Implementing Results of 2022 Remuneration for
Directors, Supervisors and Senior Management Management For Voted - For
10 Amendments to Articles Management For Voted - For
BBMG CORPORATION
Security ID: Y076A3113 Ticker: 2009
Meeting Date: 11-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
1884
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Directors' Fees Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Abstain
9 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
10 Elect YU Yuehua as Supervisor Management For Voted - For
CHENGTUN MINING GROUP CO LTD
Security ID: Y9722H103 Ticker: 600711
Meeting Date: 04-Jul-22 Meeting Type: Special
1 Repurchase and Cancellation of the Shares for
Performance Commitment and Compensation of a Company Management For Voted - For
2 Full Authorization to the Board to Handle Matters
Regarding the Repurchase and Cancellation of Shares
for Performance Commitment and Compensation Management For Voted - For
3 Change Of The Registered Capital And Amendment To
The Articles Of Association Of The Company Management For Voted - For
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Extension of the Valid Period of the Resolution on
the Non-public Share Offering Management For Voted - For
2 Extension of the Valid Period of the Authorization
to the Board to Handle Matters Regarding the
Non-public Share Offering Management For Voted - For
Meeting Date: 13-Oct-22 Meeting Type: Special
1 Settlement of Projects Financed with Raised Funds
and Permanently Supplementing the Working Capital
with the Surplus Raised Funds Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Connected Guarantee Resulting From The Equity
Acquisition Management For Voted - For
2 Estimated Continuing Connected Transactions with
Suining Shengxin Lithium Industry Co., Ltd. Management For Voted - For
Meeting Date: 17-Apr-23 Meeting Type: Special
1 Provision Of Guarantee For Joint Stock Companies Management For Voted - For
Meeting Date: 10-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
1885
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Esg Report Management For Voted - For
6 2022 Internal Control Evaluation Report Management For Voted - For
7 Special Report On The Deposit And Use Of Raised
Funds In 2022 Management For Voted - For
8 2023 Provision Of Guarantee Quota For Subsidiaries Management For Voted - Against
9 2023 Launching Foreign Exchange Hedging Business Management For Voted - For
10 2022 Profit Distribution Plan Management For Voted - For
11 Launching Commodity Derivatives Trading Business In
2023 Management For Voted - For
12 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
13 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
14 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
15 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
16 Amendments to the Company's Connected Transactions
Management System Management For Voted - For
17 Amendments to the Company's External Guarantee
Management System Management For Voted - For
18 Amendments to the Company's Raised Funds Management
Measures Management For Voted - For
19 Amendments to the Company's External Investment
Management System Management For Voted - For
20 Amendments to the Company's Work System for
Independent Directors Management For Voted - For
CHENGXIN LITHIUM GROUP CO. LTD.
Security ID: Y2931D104 Ticker: 002240
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Participation In Bidding For The Equities Of A
Company Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into a Company Limited by Shares
Which Raised Funds Overseas Management For Voted - For
2 Types and Nominal Value Management For Voted - For
3 Issuance Time Management For Voted - For
4 Issuance Method Management For Voted - For
5 Issuance Size Management For Voted - For
6 Issuance Size During the Duration Management For Voted - For
7 Conversion Ratio of GDRs and Basic Securities of A
Shares Management For Voted - For
8 Pricing Principle Management For Voted - For
9 Issuance Targets Management For Voted - For
1886
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Conversion Limit Period of GDRs and Basic
Securities of A Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Resolution Validity of Listing on the SIX Swiss
Stock Exchange Management For Voted - For
13 Report of Deposit and Use of Previously Raised Funds Management For Voted - For
14 Report on Use of Proceeds from GDR Issuance Management For Voted - Abstain
15 Distribution Arrangement of the Accumulated Profits
Before the GDR Issuance Management For Voted - For
16 Board Authorization to Handle Matters Regarding GDR
Issuance Management For Voted - For
17 Amendments to Articles and Appendices (Applicable
after Listing in the SIX Swiss Stock Exchange) Management For Voted - For
18 Amendments to Articles Management For Voted - Against
19 Additional 2022 Continuing Connected Transactions
and 2023 Continuing Connected Transactions with BYD
Company Limited Management For Voted - For
20 Continuing Connected Transaction with Guizhou
Huajin Mining Co., Ltd. Management For Voted - For
21 Ratification of Additional Connected Transactions Management For Voted - For
Meeting Date: 27-Mar-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
7 Appointment of Auditor Management For Voted - Against
8 Authority to Give Guarantees for Subsidiaries Management For Voted - For
Meeting Date: 15-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Elect ZHOU Yi Management For Voted - Against
4 Elect DENG Weijun Management For Voted - For
5 Elect FANG Yi Management For Voted - Against
6 Elect LI Kai Management For Voted - For
7 Elect LI Qian Management For Voted - For
8 Elect YAO Jing Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect ZHOU Yi Management For Voted - For
11 Elect MA Tao Management For Voted - For
12 Elect HUANG Lideng Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect ZHANG Jiangfeng Management For Voted - Against
15 Elect ZHAO Yulan Management For Voted - For
1887
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Amendments To The Company S Rules Of Procedure
Governing The Board Meetings Management For Voted - For
17 Amendments to the Remuneration Management System
for Directors, Supervisors and Senior Management Management For Voted - For
18 Change of the Company S Business Scope and
Amendments to the Company S Articles of Association Management For Voted - For
19 Approval of the second restricted stock incentive
plan (draft) and its summary Management For Voted - Against
20 Approval an Management Measures for the
Implementation of the Second Phase of the
Restricted Stock Incentive Plan Management For Voted - Against
21 Approval submitted to the general meeting of
shareholders to authorize the board of directors to
handle the second phase of restricted shares
Proposal on matters related to the ticket incentive
plan Management For Voted - Against
CHIFENG JILONG GOLD MINING CO LTD
Security ID: Y2931K108 Ticker: 600988
Meeting Date: 25-Jul-22 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
2 Elect YANG Yifang (Lydia) Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 The First Phase Employee Stock Ownership Plan (2Nd
Revision) And Its Summary Management For Voted - Against
2 Management Measures for the First Phase Employee
Stock Ownership Plan (2nd Revision) Management For Voted - Against
3 2022 Stock Appreciation Right Incentive Plan
(Draft) And Its Summary Management For Voted - For
4 Appraisal Management Measures for the
Implementation of 2022 Stock Appreciation Right
Incentive Plan Management For Voted - For
5 Authorization to the Board to Handle Matters
Regarding the 2022 Stock Appreciation Right
Incentive Plan Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Proposal for Issuance of GDR and Listing on Swiss
Stock Exchange and Conversion into a Company
Limited by Shares which Raises Funds Overseas Management For Voted - For
2 Share Type and Par Value Management For Voted - For
3 Issue Time Management For Voted - For
4 Issue Method Management For Voted - For
5 Issue Size Management For Voted - For
6 Scale of GDR during the Duration Management For Voted - For
1888
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report on the Usage of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 Resolution Validity Period Management For Voted - For
15 Distribution Arrangement of Retained Profits Before
the GDR Issuance and Listing on the Swiss Exchange Management For Voted - For
16 Board Authorization to Handle All Related Matters Management For Voted - For
17 Amendments to Articles Management For Voted - Against
18 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
Meeting Date: 14-Dec-22 Meeting Type: Special
1 Change Of 2022 Audit Firm Management For Voted - For
CHINA HONGQIAO GROUP LIMITED
Security ID: G21150100 Ticker: 1378
Meeting Date: 16-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHANG Bo Management For Voted - Against
5 Elect ZHENG Shuliang Management For Voted - For
6 Elect ZHANG Ruilian Management For Voted - For
7 Elect WONG Yuting Management For Voted - For
8 Elect YANG Congsen Management For Voted - For
9 Elect ZHANG Jinglei Management For Voted - For
10 Elect LIU Xiaojun Management For Voted - For
11 Elect SUN Dongdong Management For Voted - For
12 Elect WEN Xianjun Management For Voted - For
13 Elect HAN Benwen Management For Voted - Against
14 Elect DONG Xinyi Management For Voted - For
15 Elect FU Yulin Management For Voted - For
16 Directors' Fees Management For Voted - For
17 Appointment of Auditor and Authority to Set Fees Management For Voted - For
18 Allocation of Profits/Dividends Management For Voted - For
19 Authority to Repurchase Shares Management For Voted - For
20 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
21 Authority to Issue Repurchased Shares Management For Voted - Against
22 Non-Voting Meeting Note N/A N/A Non-Voting
1889
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA JUSHI COMPANY LIMITED
Security ID: Y5642X103 Ticker: 600176
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Adjustment of Independent Directors' Fees Management For Voted - For
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect CHANG Zhangli Management For Voted - For
5 Elect ZHANG Yuqiang Management For Voted - For
6 Elect CAI Guobin Management For Voted - For
7 Elect LIU Yan Management For Voted - For
8 Elect NI Jinrui Management For Voted - For
9 Elect ZHANG Jiankan Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect TANG Yunwei Management For Voted - For
12 Elect WU Yajun Management For Voted - For
13 Elect WANG Ling Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect PEI Hongyan Management For Voted - Against
16 Elect WANG Yuan Management For Voted - For
Meeting Date: 04-Jan-23 Meeting Type: Special
1 Extension Of The Period For Fulfilling Commitments
On Avoidance Of Horizontal Competition By The
Controlling Shareholder And The De Facto Controller Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Production Line And Matching Project Of A Company Management For Voted - For
Meeting Date: 06-Feb-23 Meeting Type: Special
1 Related Party Transactions with CNBM International
Co., Ltd. Management For Voted - For
2 Related Party Transactions with Lianyungang Zhonggu
Lianzhong Composites Group Co., Limited
Management For Voted - For
3 Related Party Transactions with Beijing New
Building Materials Public Limited Company
Management For Voted - For
4 Related Party Transactions with Zhenshi Holding
Group Co., Ltd. and its Directly or Indirectly
Controlled Companies
Management For Voted - For
5 Related Party Transactions with Zhejiang Hengshi
Foundation Company Limited Management For Voted - For
1890
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 Annual Report and Its Summary Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Profit Distribution Plan (Bonus Issue From
Capital Reserve) Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Authorization to the Company and Its Wholly Owned
Subsidiaries to Provide 2023 Total Guarantee Quota
for Subsidiaries Management For Voted - Against
10 2023 Issuance of Corporate Bonds and
Non-financial-institution Debt Financing
Instruments by the Company and a Wholly Owned
Subsidiary Management For Voted - Abstain
11 Quota for 2023 Forward Foreign Exchange Settlement
and Sale Business, Currency Swap Business and
Precious Metals Futures Transactions of the Company
and Its Subsidiaries Management For Voted - For
12 Authorization for the Total Quota of the External
Donation by the Company and Its Subsidiaries in 2023 Management For Voted - For
13 Sale of Precious Metals Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Participation In The Merger Of Two Companies Management For Voted - For
CHINA MINMETALS RARE EARTH CO., LTD.
Security ID: Y1521G105 Ticker: 000831
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Change of the Company's Domicile Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
5 Amendments to the Companys Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Change of the Company's Name and Stock Abbreviation Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 26-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1891
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect DONG Xianting Management For Voted - For
3 Elect GUO Huixu Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect YANG Jie Management For Voted - For
6 Elect LI Xueqiang Management For Voted - Against
7 Elect WANG Qing Management For Voted - Against
CHINA MOLYBDENUM CO., LTD.
Security ID: Y1503Z105 Ticker: 3993
Meeting Date: 05-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Provision of Guarantees to its Controlled
Subsidiaries Management For Voted - For
3 Absorption and Merger of the Wholly-owned
Subsidiaries Management For Voted - For
CHINA MOLYBDENUM CO., LTD.
Security ID: Y1503Z113 Ticker: 3993
Meeting Date: 05-May-23 Meeting Type: Special
1 Provision of Guarantees to its Controlled
Subsidiaries Management For Voted - For
2 Absorption and Merger of the Wholly-owned
Subsidiaries Management For Voted - For
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Security ID: Y15045100 Ticker: 3323
Meeting Date: 28-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Asset Purchase Agreement and the Compensation
Agreement Management For Voted - For
4 Revision of Annual Cap under Master Agreement on
Mutual Provision of Products and Services Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Elect LIU Yan Management For Voted - For
5 Master Agreement on Mutual Provision of Products
and Services Management For Voted - For
6 Master Agreement on Mutual Provision of Engineering
Services Management For Voted - For
1892
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Financial Services Framework Agreement Management For Voted - Against
8 Loan Framework Agreement Management For Voted - For
9 Elect WEI Rushan Management For Voted - For
10 Elect QU Xiaoli as Supervisor Management For Voted - Against
11 Amendments to Business Scope Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Authority to Declare Interim Dividend Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Amendments to Articles of Association and Rules of
Procedure for General Meetings Management For Voted - For
11 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
12 Authority to Repurchase H Shares Management For Voted - For
13 Authority to Issue Debt Financing Instruments Management For Voted - For
Meeting Date: 28-Apr-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Authority to Repurchase Shares Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Security ID: Y1500E105 Ticker: 600111
Meeting Date: 15-Jul-22 Meeting Type: Special
1 Elect LI Xingguo Management For Voted - For
2 Adjustment of the Continuing Connected Transaction
Price and Additional Estimated Amount of Continuing
Connected Transactions Management For Voted - For
Meeting Date: 10-Nov-22 Meeting Type: Special
1 Adjustment of Rare Earth Ore Estimated Continuing
Connected Transactions Price and the Total Amount Management For Voted - For
2 Cancellation of Repurchased Shares and Decrease of
the Company's Registered Capital Management For Voted - For
3 Amendments to the Company's Articles of Association Management For Voted - For
1893
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Adjustment of the Rare Earth Ore Transaction Price
and Additional Purchase Quota Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Special
1 2023 Project Investment Plan Management For Voted - Abstain
2 Elect DAI Lu Management For Voted - For
3 Elect ZHOU Yuanping Management For Voted - Against
4 Amendments To The Guarantee Management Measures Management For Voted - Against
5 Investment In Implementation Of A Project Management For Voted - For
6 Pricing Mechanism of Rare Earth Ore Continuing
Connected Transactions and 2022 Results and 2023
Estimations Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2023 Financial Budget Report Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 Formulation Of The Shareholder Return Plan Management For Voted - For
9 A Financial Service Agreement With A Company Management For Voted - Against
10 Implementing Results Of 2022 Continuing Connected
Transactions And Estimation Of 2023 Continuing
Connected Transactions Management For Voted - For
11 2023 Application For Comprehensive Credit Line Management For Voted - For
12 Provision Of Guarantee Quota To Controlled
Subsidiaries Management For Voted - For
13 Reappointment Of Audit Firm Management For Voted - For
CHINA RARE EARTH RESOURCES AND TECHNOLOGY CO. LTD.
Security ID: Y1521G105 Ticker: 000831
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Reappointment of Auditor Management For Voted - For
2 Adjustment Of 2022 Estimated Amount Of Continuing
Connected Transactions Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 20-Mar-23 Meeting Type: Special
1 The Company's Eligibility for A-share Offering to
Specific Parties Management For Voted - Against
1894
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
9 Valid Period of the Share Offering Management For Voted - Against
10 Listing Place Management For Voted - Against
11 Purpose of the Raised Funds Management For Voted - Against
12 Demonstration Analysis Report on the Plan for
A-share Offering to Specific Parties Management For Voted - Against
13 Preplan For A-Share Offering To Specific Parties
(Revised) Management For Voted - Against
14 Feasibility Analysis Report on the Use of the
Raised Funds from the A-share Offering to Specific
Parties (revised) Management For Voted - Against
15 Diluted Immediate Return After the A-share Offering
to Specific Parties and Filling Measures (revised) Management For Voted - Against
16 Commitments of De Facto Controller, Controlling
Shareholders, Directors and Senior Management to
Ensure the Implementation of Filling Measures for
Diluted Immediate Return After the Non-public Share
Offering Management For Voted - Against
17 No Need To Prepare A Report On Use Of Previously
Raised Funds Management For Voted - Against
18 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluation
and Pricing Management For Voted - Against
19 Audit Report And Evaluation Report Related To The
Transaction Management For Voted - Against
20 Connected Transaction Regarding The Conditional
Equity Purchase Agreement And Its Supplementary
Agreement To Be Signed Management For Voted - Against
21 Connected Transaction Regarding the Conditional
Agreement on Performance Commitments and Profit
Compensation to Be Signed Management For Voted - Against
22 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the A-share
Offering to Specific Parties (revised) Management For Voted - Against
23 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
Meeting Date: 26-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect YANG Guo'an Management For Voted - For
3 Elect YAN Shengjian Management For Voted - For
4 Elect DONG Xianting Management For Voted - For
1895
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Elect GUO Huihu Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect HU Deyong Management For Voted - For
8 Elect SUN Lingdong Management For Voted - For
9 Elect ZHANG Weidong Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect YANG Jie Management For Voted - For
12 Elect LI Xueqiang Management For Voted - Against
13 Elect WANG Qing Management For Voted - Against
14 Annual Allowance For Independent Directors Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 2022 Directors' Report
Management For Voted - For
2 2022 Supervisors' Report
Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2023 Financial Budget
Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2022 Annual Report and its Summary
Management For Voted - For
CHINA RESOURCES CEMENT HOLDINGS LIMITED
Security ID: G2113L106 Ticker: 1313
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect JING Shiqing Management For Voted - For
6 Elect ZHU Ping Management For Voted - Against
7 Elect CHEN Kangren Management For Voted - Against
8 Elect Stephen IP Shu Kwan Management For Voted - Against
9 Elect Webster NG Kam Wah Management For Voted - For
10 Directors' Fees Management For Voted - For
11 Appointment of Auditor and Authority to Set Fees Management For Voted - For
12 Authority to Repurchase Shares Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Issue Repurchased Shares Management For Voted - Against
1896
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
CMOC GROUP LIMITED
Security ID: Y1503Z105 Ticker: 3993
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Appointment of Auditor and Authority to Set Fees Management For Voted - For
8 2023 Budget Report Management For Voted - For
9 Purchase of Structured Deposit with Internal Idle
Fund Management For Voted - For
10 Purchase of Wealth Management Products Management For Voted - For
11 Authority to Give Guarantees to Wholly-owned
Subsidiaries Management For Voted - Against
12 Authority to Issue Debt Financing Instruments Management For Voted - For
13 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
14 Formulation, Amendment, and Improvement of Internal
Control Systems Management For Voted - For
15 Forfeiture of Uncollected Dividend for the Year 2015 Management For Voted - For
16 Board Authorization to Distribute Interim and
Quarterly Dividend 2023 Management For Voted - For
17 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
18 Authority to Repurchase H Shares Management For Voted - For
19 Provision of Financial Support Management For Voted - For
20 Elect JIANG Li Management For Voted - For
21 Elect LIN Jiuxin Management For Voted - For
22 Elect ZHENG Shu as Supervisor Management For Voted - Against
CMOC GROUP LIMITED
Security ID: Y1503Z113 Ticker: 3993
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Annual Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 2023 Budget Report Management For Voted - For
8 Purchase of Structured Deposit with Internal Idle
Fund Management For Voted - For
9 Purchase of Wealth Management Products Management For Voted - For
1897
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Authority to Give Guarantees to Wholly-owned
Subsidiaries Management For Voted - Against
11 Authority to Issue Debt Financing Instruments Management For Voted - For
12 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
13 Formulation, Amendment, and Improvement of Internal
Control Systems Management For Voted - For
14 Forfeiture of Uncollected Dividend for the Year 2015 Management For Voted - For
15 Board Authorization to Distribute Interim and
Quarterly Dividend 2023 Management For Voted - For
16 Authority to Issue A and/or H Shares w/o Preemptive
Rights Management For Voted - Against
17 Authority to Repurchase H Shares Management For Voted - For
18 Provision of Financial Support Management For Voted - For
19 Elect JIANG Li Management For Voted - For
20 Elect LIN Jiuxin Management For Voted - For
21 Elect ZHENG Shu as Supervisor Management For Voted - Against
CNGR ADVANCED MATERIAL CO.,LTD
Security ID: Y1R6PC105 Ticker: 300919
Meeting Date: 30-Nov-22 Meeting Type: Special
1 2022 Employee Stock Ownership Plan (Draft) And Its
Summary Management For Voted - Against
2 Constitution of Management Measures for 2022
Employee Stock Ownership Plan Management For Voted - Against
3 Authorization to the Board to Handle Matters
Regarding 2022 Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 07-Dec-22 Meeting Type: Special
1 Registration and Issuance of Debt Financing
Instruments As a Non-financial Enterprise in the
Inter-bank Bond Market Management For Voted - For
2 Expansion of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Adjustment of the Allowance for Independent
Directors
Management For Voted - For
2 Amendments to the Company S Articles of Association
Management For Voted - For
3 Amendments to the Company S Rules of Procedure
Governing the Board Meetings
Management For Voted - For
4 Application for Comprehensive Credit Line to Banks
and Others by the Company and Subsidiaries and
Guarantee and Provision of Connected Guarantee by
the Controlling Shareholders and De Facto
1898
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Controller and the Related Parties for the Company
Management For Voted - For
5 2023 Hedging Plan
Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect DENG Weiming Management For Voted - Against
8 Elect DENG Jing Management For Voted - For
9 Elect TAO Wu Management For Voted - For
10 Elect LIAO Hengxing Management For Voted - For
11 Elect Li Weihua Management For Voted - For
12 Elect LIU Xingguo Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect CAO Yue Management For Voted - For
15 Elect LIU Fangyang Management For Voted - For
16 Elect LI Wei Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect YIN Guizhen Management For Voted - Against
19 Elect DAI Zufu Management For Voted - For
Meeting Date: 13-Apr-23 Meeting Type: Special
1 Proposal On The Plan Of Routine Related Party
Transactions Of The Company For 2023 Management For Voted - For
2 To Consider and Approve the Proposal for the
Company to Provide Financial Assistance for
Investee Company Management For Voted - For
3 Proposal to Provide Guarantees for Investee Company
the Meeting Adopts Both Onsite Voting and Online
Voting Management For Voted - Against
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny2.58000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
7 Reappointment Of 2023 Audit Firm Management For Voted - For
8 Confirmation of 2022 Remuneration for Directors and
Determination of 2023 Remuneration Plan Management For Voted - For
9 Confirmation of 2022 Remuneration for Supervisors
and Determination of 2023 Remuneration Plan Management For Voted - For
1899
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Jun-23 Meeting Type: Special
1 2023 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2023 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization To The Board To Handle Matters
Regarding The Equity Incentive Management For Voted - For
4 Repurchase and Cancellation of Some Restricted
Stocks Under 2022 Restricted Stock Incentive Plan
and Adjustment of the Repurchase Price Management For Voted - For
5 Change of the Registered Capital, Amendments to the
Articles of Association of the Company and Handling
of the Industrial and Commercial Registration
Amendment Management For Voted - For
CNNC HUA YUAN TITANIUM DIOXIDE CO.
Security ID: Y16669106 Ticker: 002145
Meeting Date: 03-Aug-22 Meeting Type: Special
1 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Amendments To The System For Independent Directors Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 09-Dec-22 Meeting Type: Special
1 Purchase Of Wealth Management Products With
Proprietary Funds Management For Voted - For
2 Application for Comprehensive Credit Line and
Provision of Guarantee Management For Voted - Abstain
3 Launching Foreign Exchange Hedging Business Management For Voted - For
4 Appointment of Auditor Management For Voted - For
5 Amendments to Management System for External
Guarantee Management For Voted - For
6 Amendments to Management System for External Aid Management For Voted - For
7 Amendments to Management System for Raised Funds Management For Voted - For
8 Amendments to Management System for Connected
Transactions Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Termination of Some Projects Financed with Raised
Funds from the 2020 Non-public Share Offering and
Permanently Supplementing the Working Capital with
Surplus Raised Funds Management For Voted - For
1900
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report
Management For Voted - For
2 2022 Supervisors' Report
Management For Voted - For
3 2022 Annual Report and its Summary
Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2023 Financial Budget
Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Establishment of 2023 Remuneration Appraisal
Measures for Directors, Supervisors and Senior
Management Management For Voted - For
DO-FLUORIDE NEW MATERIALS CO. LTD.
Security ID: Y2090T106 Ticker: 002407
Meeting Date: 25-Jul-22 Meeting Type: Special
1 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Adjustment And Addition Of 2022 Estimated Guarantee
Quota For Subsidiaries Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Appointment Of 2022 Internal Control Audit Firm Management For Voted - For
Meeting Date: 23-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Shijiang Management For Voted - For
3 Elect LI Lingyun Management For Voted - For
4 Elect LI Yunfeng Management For Voted - For
5 Elect GU Zhengyan Management For Voted - For
6 Elect HAN Shijun Management For Voted - For
7 Elect YANG Huachun Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect LIANG Lijuan Management For Voted - For
10 Elect YE Lijun Management For Voted - For
11 Elect CHEN Xiaolan Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect CHEN Xiangju Management For Voted - For
1901
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Elect GAO Yonglin Management For Voted - Against
15 Elect TIAN Feiyan Management For Voted - For
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors
Management For Voted - For
2 2022 Work Report of the Supervisory Committee
Management For Voted - For
3 2022 Annual Report and Its Summary
Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Application For Comprehensive Credit Line To
Relevant Financial Institutions Management For Voted - For
7 2023 Estimated Guarantee Quota for Subsidiaries
Management For Voted - For
8 2023 Estimated Continuing Connected Transactions
Management For Voted - For
9 2022 Provision for Assets Impairment, Assets
Disposal and Assets Write-off
Management For Voted - For
10 2022 Internal Control Self-evaluation Report
Management For Voted - For
11 Remuneration Plan For Directors, Supervisors And
Senior Management Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Special
1 Extend the Validity Period of the Resolution of the
Shareholders General Meeting on the Companys
Non-public Issuance of A Shares Management For Voted - For
2 Extend the Board Authorization Regarding the
Company's Non-Public Issuance of A Shares Management For Voted - For
DONGYUE GROUP LIMITED
Security ID: G2816P107 Ticker: 0189
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Elect ZHANG Jianhong Management For Voted - Against
5 Elect Stephen TING Leung Huel Management For Voted - Against
6 Elect MA Zhizhong Management For Voted - For
7 Directors' fees Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Allocation of Profits/Dividends Management For Voted - For
10 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
11 Authority to Repurchase Shares Management For Voted - For
12 Authority to Issue Repurchased Shares Management For Voted - Against
1902
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
GANFENG LITHIUM CO LTD
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 25-Aug-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
4 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
5 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Stock Option Incentive Plan (draft) and Its
Summary Management For Voted - For
3 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
4 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal for Change of Company's Name Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Proposal for Capacity Improvement for New-Type
Lithium Battery Projects with 15 GWh Annual Capacity Management For Voted - For
5 Proposal for Investment and Construction of A
New-Type Lithium Battery Production Project with 6
GWh Annual Capacity Management For Voted - For
6 Proposal for Investment and Construction of A Small
Polymer Lithium Battery Project with 2 Billion
Units Annual Capacity Management For Voted - For
GANFENG LITHIUM CO LTD
Security ID: Y444B3104 Ticker: 002460
Meeting Date: 25-Aug-22 Meeting Type: Other
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
1903
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-Aug-22 Meeting Type: Special
1 2022 Stock Option Incentive Plan (Draft) And Its
Summary Management For Voted - For
2 Appraisal Management Measures for the
Implementation of 2022 Stock Option Incentive Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding 2022 Stock Option Incentive Plan Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Proposal for Change of Company's Name Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Proposal for Capacity Improvement for New-Type
Lithium Battery Projects with 15 GWh Annual Capacity Management For Voted - For
4 Proposal for Investment and Construction of A
New-Type Lithium Battery Production Project with 6
GWh Annual Capacity Management For Voted - For
5 Proposal for Investment and Construction of A Small
Polymer Lithium Battery Project with 2 Billion
Units Annual Capacity Management For Voted - For
GANFENG LITHIUM GROUP CO. LTD.
Security ID: Y2690M105 Ticker: 002460
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Connected Transaction Regarding Capital Increase
and Share Expansion of a Controlled Subsidiary Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to the External Investment Management
System Management For Voted - For
3 Launching Foreign Exchange Hedging Business by the
Company and Subsidiaries Management For Voted - For
4 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
5 Investment in Wealth Management Products with
Proprietary Funds Management For Voted - For
6 2023 Estimated Continuing Connected Transactions Management For Voted - For
7 The Investment Agreement to Be Signed Management For Voted - For
8 Investment in Construction of a Project Management For Voted - For
9 Non-Voting Meeting Note N/A N/A Non-Voting
1904
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the Board of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Report and its Summary, and Annual
Results Announcement Management For Voted - For
5 2022 Financial Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Remuneration for Auditors Management For Voted - For
8 Remuneration for Directors and Senior Management Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Amendments to Management System for External
Donations and Sponsorships Management For Voted - For
11 Amendments to Management System for Venture Capital
Investment Management For Voted - For
12 2022 Profit Distribution Plan Management For Voted - For
13 General Mandate to Issue A/H Shares w/o Preemptive
Rights Management For Voted - Against
14 Authority to Issue Debt Instruments Management For Voted - For
15 Venture Capital Investment with Proprietary Funds Management For Voted - For
16 2023 Related Party Transactions with Lithium
Americas Corp. Management For Voted - For
17 Derivatives Trading with Self-Owned Funds Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
GANFENG LITHIUM GROUP CO. LTD.
Security ID: Y444B3104 Ticker: 002460
Meeting Date: 20-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase
and Share Expansion of a Controlled Subsidiary Management For Voted - For
Meeting Date: 28-Feb-23 Meeting Type: Special
1 The Investment Agreement To Be Signed Management For Voted - For
2 Investment In Construction Of A Project Management For Voted - For
3 Amendments To The External Investment Management
System Management For Voted - For
4 Launching Foreign Exchange Hedging Business By The
Company And Subsidiaries Management For Voted - For
5 Application for Bank Credit by the Company and
Subsidiaries and Provision of Guarantee Management For Voted - For
6 Investment In Wealth Management Products With
Proprietary Funds Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 29-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
1905
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Report and its Summary, and Annual
Results Announcement Management For Voted - For
5 2022 Financial Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 2023 Remuneration for Auditors Management For Voted - For
8 Remuneration for Directors and Senior Management Management For Voted - For
9 Remuneration for Supervisors Management For Voted - For
10 Amendments to Management System for External
Donations and Sponsorships Management For Voted - For
11 Amendments to Management System for Venture Capital
Investment Management For Voted - For
12 2022 Profit Distribution Plan Management For Voted - For
13 General Mandate to Issue A/H Shares w/o Preemptive
Rights Management For Voted - Against
14 Authority to Issue Debt Instruments Management For Voted - For
15 Venture Capital Investment with Proprietary Funds Management For Voted - For
16 2023 Related Party Transactions with Lithium
Americas Corp. Management For Voted - For
17 Derivatives Trading with Self-Owned Funds Management For Voted - For
GEM CO., LTD.
Security ID: Y7744C102 Ticker: 002340
Meeting Date: 30-Aug-22 Meeting Type: Special
1 Adjustment of 2022 Estimation of Continuing
Connected Transactions Management For Voted - For
2 Proposal for Line of Credit Management For Voted - For
3 Authority to Give Guarantees Management For Voted - Against
4 Connected Transaction Regarding Provision of
Guarantee for Line of Credit Applied by An
Affiliated Company Management For Voted - Against
5 Adjustment of the Liability Insurance for
Directors, Supervisors and Senior Management Management For Voted - For
6 Establishment of Management System for Industrial
Chain Equity (Including Securities Strategic Equity) Management For Voted - For
7 Amendments to Management System for Remuneration Management For Voted - For
Meeting Date: 23-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Provision of
Guarantee for Comprehension Credit Line Applied for
by a Joint Stock Company Management For Voted - Against
2 Amendments to Articles Management For Voted - For
3 Amendments to Work System of Independent Directors Management For Voted - For
4 Amendments to Management System for Internal
Control and Decision-Making System for Connected
Transactions Management For Voted - For
5 Amendments to Management System for Raised Funds Management For Voted - For
1906
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Mar-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Connected Transaction Regarding a Wholly-Owned
Subsidiary Providing Counter-Guarantee for its
Joint Stock Company Management For Voted - Against
3 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management. Management For Voted - For
4 Connected Transactions Regarding a Controlled
Subsidiary's Financial Aid to its Joint Stock
Company Management For Voted - For
Meeting Date: 24-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Special Report On The Deposit And Use Of Raised
Funds In 2022 Management For Voted - For
7 Application For Comprehensive Credit Line
(Including Financial Leasing Quota) To Bank
Financing Leasing Platform By The Company And
Subsidiaries Management For Voted - For
8 8 Provision of Guarantee for the Comprehensive
Credit Line (Including Financial Leasing Quota) to
Bank Financing Leasing Platform Applied for by
Subsidiaries Management For Voted - Against
GUANGDONG HEC TECHNOLOGY HOLDING CO., LTD.
Security ID: Y13066108 Ticker: 600673
Meeting Date: 05-May-23 Meeting Type: Annual
1 2022 Annual Report and Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report of the Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Work Report Of Independent Directors Management For Voted - For
6 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny0.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
7 2023 Estimated Continuing Connected Transactions Management For Voted - For
8 Reappointment of 2023 Financial and Internal
Control Audit Firm Management For Voted - For
9 2023 Estimated External Guarantee Quota Of The
Company Management For Voted - For
10 2023 Special Report On The Bill Pool Business Management For Voted - For
1907
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
12 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
13 Confirmation of 2022 Financial Aid to Controlled
Subsidiaries and 2023 Financial Aid to Controlled
Subsidiaries Management For Voted - For
GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD.
Security ID: Y2R33P105 Ticker: 002709
Meeting Date: 11-Jul-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Setting Up a Wholly-owned Subsidiary to Invest in
the Construction of Two Projects Management For Voted - For
3 Change Of The Implementing Contents Of A Project Management For Voted - For
4 Capital Increase in a Subsidiary Management For Voted - For
5 Change Of The Company S Registered Capital And
Business Scope Management For Voted - For
6 Amendments to Articles Management For Voted - For
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Proposal for Investment in Construction of A Project Management For Voted - For
2 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
3 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
4 Board Authorization to Handle Matters Regarding
2022 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Change of The Company's Registered Capital And
Business Scope Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Amendments to Procedural Rules: Board Meetings Management For Voted - For
Meeting Date: 12-Dec-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into a Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Scale Management For Voted - For
6 GDR Scale during the Duration Management For Voted - For
1908
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report on the Use of Previously Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - Abstain
14 The Valid Period Of The Resolution On The Gdr
Issuance And Listing On The Six Swiss Exchange Management For Voted - For
15 Board Authorization to Handle All Related Matters Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
17 Amendments to Articles (Applicable After GDR
Listing) Management For Voted - For
18 Amendments to Procedural Rules: Supervisory Board
Meeting (Applicable after GDR Listing) Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
20 Connected Transactions Regarding Equity Acquisition Management For Voted - For
21 Amendment to Project Financed with Raised Funds Management For Voted - For
22 Amendments to Procedural Rules: Independent
Directors Management For Voted - For
23 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Establishment of Overseas Subsidiaries Management For Voted - For
Meeting Date: 04-May-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors
Management For Voted - For
2 2022 Work Report of The Supervisory Committee
Management For Voted - For
3 2022 Annual Report And Its Summary
Management For Voted - For
4 2022 Audit Report
Management For Voted - For
5 2022 Annual Accounts
Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Reappointment of 2023 Audit Firm
Management For Voted - Against
8 Application for Financing Quota to Relevant
Financial Institutions in 2023
Management For Voted - For
9 2023 Guarantee Quota for Subsidiaries
Management For Voted - For
10 2023 Launching Foreign Exchange Hedging Business
Management For Voted - For
1909
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Remuneration (Allowance) Plan for Directors And
Senior Management
Management For Voted - For
12 Remuneration (Allowance) Plan for Supervisors
Management For Voted - For
13 Shareholder Return Plan for The Next Three Years
from 2023 to 2025
Management For Voted - For
14 Cancellation of Some Stock Options, And Repurchase
And Cancellation of Some Restricted Stocks Under
The 2021 Stock Option And Restricted Stocks
Incentive Plan
Management For Voted - For
15 Purchase of Wealth Management Products with Some
Proprietary Funds
Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect XU Jinfu Management For Voted - Against
18 Elect GU Bin Management For Voted - For
19 Elect XU Sanshan Management For Voted - For
20 Elect ZHAO Jingwei Management For Voted - For
21 Elect HAN Heng Management For Voted - Against
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect CHEN Limei Management For Voted - For
24 Elect NAN Junmin Management For Voted - For
25 Elect ZHANG Mingqiu Management For Voted - For
26 Elect LI Zhijuan Management For Voted - For
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Elect HE Guilan Management For Voted - For
29 Elect YAO Yuze Management For Voted - Against
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Change Of Some Projects Financed With Raised Funds Management For Voted - For
HANGZHOU OXYGEN PLANT GROUP CO LTD
Security ID: Y30390101 Ticker: 002430
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Amendments to the Management System for
Remuneration and Performance Appraisal of
Directors, Supervisors and Senior Management Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders Meetings Management For Voted - For
4 Amendments To Raised Fund Use And Management System Management For Voted - For
5 Decrease of the Company's Registered Capital Management For Voted - For
6 Amendments to the Company's Articles of Association Management For Voted - Against
1910
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Allocation Plan Management For Voted - For
5 2023 Estimated Related Party Transactions Management For Voted - For
6 Application For Comprehensive Credit Line to Banks Management For Voted - For
7 2022 Annual Report And Its Summary Management For Voted - For
8 Internal Control Self-Assessment Report Management For Voted - For
9 2022 Directors and Supervisors Fees Management For Voted - For
10 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
11 Increase in Registered Capital Management For Voted - For
12 Amendments to The Companys Articles Management For Voted - For
13 Elect DONG Jiqin Management For Voted - For
Meeting Date: 05-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect TIAN Baichen Management For Voted - For
3 Elect TONG Jun Management For Voted - For
4 Repurchase and Cancellation of Some Restricted
Stocks Management For Voted - For
5 Reduce the Company's Registered Capital Management For Voted - For
6 Amendments to Articles Bundled Management For Voted - For
HBIS COMPANY LIMITED
Security ID: Y85343104 Ticker: 000709
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Construction Of A Project By A Controlled Subsidiary Management For Voted - For
2 Purchase Of Steel Capacity Indicator By The Above
Controlled Subsidiary Management For Voted - For
3 Cancellation Of Repurchased Shares Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Elect ZHANG Aimin Management For Voted - For
2 Elect LI Yi Management For Voted - Against
3 Amendments to Articles Management For Voted - For
4 The Company's Eligibility for Public Issuance of
Corporate Bonds to Professional Investors Management For Voted - For
5 Issuing Scale Management For Voted - For
6 Issuing Targets and Method Management For Voted - For
7 Bond Duration Management For Voted - For
8 Interest Rate and Its Determining Method Management For Voted - For
9 Purpose of the Raised Funds Management For Voted - For
10 Underwriting Method Management For Voted - For
11 Listing Place Management For Voted - For
1911
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Guarantee Clauses Management For Voted - For
13 Repayment Guarantee Measures Management For Voted - For
14 Authorization to the Board Regarding the Issuance Management For Voted - For
15 Validity Period Management For Voted - For
16 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Adjustment of 2022 Connected Transactions Management For Voted - For
2 2023 Estimated Connected Transactions Management For Voted - For
Meeting Date: 06-Jan-23 Meeting Type: Special
1 Shutting Down a Branch Company and Signing the
Relocation Agreement with Handan Government
Management For Voted - For
2 Assets Transfer Agreement of the Above Branch
Company to Be Signed with a Company Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Appointment of Auditor Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Special
1 Capital Increase In A Controlled Subsidiary Management For Voted - For
HENAN SHENHUO COAL & POWER CO., LTD.
Security ID: Y3122G104 Ticker: 000933
Meeting Date: 03-Nov-22 Meeting Type: Special
1 Elect QIN Yonghui Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Determination Of 2021 Remuneration For Some
Directors And Supervisors Management For Voted - For
2 Amendments to the Decision-making System on Major
Decisions, Key Personnel Appointment and Dismissal,
Major Projects Arrangement and Large-value Capital
Operation Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
1912
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 Work Report of the Supervisory Committee Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 Reappointment of 2023 Audit Firm and Its Audit Fees Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Special Report Of The Board On The Deposit And
Use Of Raised Funds Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Connected Transactions Involved In The Sale Of
Aluminum Products To A Company In 2023 Management For Voted - For
9 Connected Transactions Involved in Purchasing
Materials From a Company and Its Subsidiaries in
2023 Management For Voted - For
10 Connected Transactions Involved In Selling
Materials To The Above Company And Its Subsidiaries
In 2023 Management For Voted - For
11 Connected Transactions Involved in Acceptance of
Labor Services From a Company in 2023 Management For Voted - For
12 Connected Transaction Involved in the Financing
Business Guarantee for the Company by the
Controlling Shareholder Management For Voted - For
13 2022 Annual Report And Its Summary Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Wei Management For Voted - For
3 Elect CUI Jianyou Management For Voted - For
4 Elect ZHANG Wei Management For Voted - For
5 Elect LI Hongwei Management For Voted - Against
6 Elect CUI Zhenya Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect WEN Xianjun Management For Voted - For
9 Elect GU Xiujuan Management For Voted - For
10 Elect XU Xuefeng Management For Voted - For
11 Elect HUANG Guoliang Management For Voted - For
12 Elect QIN Yonghui Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect LIU Zhenying Management For Voted - Against
15 Elect JIANG Shikai Management For Voted - For
16 Elect WANG Qi Management For Voted - Against
HENGLI PETROCHEMICAL CO LTD.
Security ID: Y1963X103 Ticker: 600346
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
1913
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 2022 Remuneration For Directors Management For Voted - For
7 2022 Remuneration For Supervisors Management For Voted - For
8 2023 Related Party Transactions Management For Voted - For
9 2023 Launching Foreign Exchange Derivatives
Transactions Management For Voted - For
10 2023 Launching Futures Hedging Business Management For Voted - For
11 Authority to Give Guarantees Management For Voted - Against
12 Approval of Line of Credit Management For Voted - For
13 Appointment of Auditor Management For Voted - For
Meeting Date: 27-Jun-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules for Board Meetings Management For Voted - For
3 Elect WANG Zhiqing Management For Voted - For
HENGYI PETROCHEMICAL CO., LTD.
Security ID: Y3183A103 Ticker: 000703
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions: Purchase of Additional Products From
Related Parties Management For Voted - For
2 2022 Estimated Additional Continuing Connected
Transactions: Sale of Additional Products and
Commodities to Related Parties Management For Voted - For
3 2022 Estimated Additional Continuing Connected
Transactions: Provision of Additional Labor
Services to Related Parties Management For Voted - For
4 Provision Of Connected Entrusted Loans To A Joint
Stock Company Management For Voted - For
Meeting Date: 22-Dec-22 Meeting Type: Special
1 Purchase of Raw Materials From Related Parties Management For Voted - For
2 Purchase of Bunkers, Power and Commodities From
Related Parties Management For Voted - For
3 Sale of Products and Commodities to Related Parties Management For Voted - For
4 Provision of Labor Services to Related Parties Management For Voted - For
5 Launching Paper Products Trading With Three
Companies Management For Voted - For
6 Acceptance of Financial Services and Support From a
Company Management For Voted - For
7 2023 Determination of Guarantee Quota for
Controlled Subsidiaries and Mutual Guarantee Quota
Among Controlled Subsidiaries Management For Voted - Against
8 2023 Launching Foreign Exchange Hedging Business Management For Voted - For
1914
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 2023 Launching Commodity Hedging Business Management For Voted - For
10 Connected Transaction Regarding Financial Support
From Controlling Shareholders to the Company Management For Voted - For
11 Connected Transaction Regarding Provision Of
Guarantee For A Company Management For Voted - Against
12 Purchase of Liability Insurance From Directors,
Supervisors and Senior Management Management For Voted - For
13 Elect LUO Dan Management For Voted - For
14 Purchase of Raw Materials From Related Parties Management For Voted - For
15 Launching Paper Products Trading With a Company Management For Voted - For
Meeting Date: 10-May-23 Meeting Type: Annual
1 The Company S Eligibility For A-Share Offering To
Specific Parties Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Listing Place Management For Voted - Against
9 Amount and Purpose of the Raised Funds Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
11 The Valid Period of the Resolution on the Share
Offering Management For Voted - Against
12 Preplan For 2023 A-Share Offering To Specific
Parties (Revised) Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2023 A-Share Offering to
Specific Parties (Revised) Management For Voted - Against
14 Conditional Share Subscription Agreement To Be
Signed With Specific Parties Management For Voted - Against
15 Conditional Supplementary Agreement To The Share
Subscription Agreement To Be Signed With Specific
Parties Management For Voted - Against
16 The Share Offering To Specific Parties Constitute A
Connected Transaction Management For Voted - Against
17 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
18 Diluted Immediate Return After the A-Share Offering
to Specific Parties, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
19 Full Authorization to the Board to Handle Matters
Regarding the A-Share Offering to Specific Parties Management For Voted - Against
20 Exemption Of Subscribers From The Tender Offer
Obligation Management For Voted - Against
21 2022 Annual Report And Its Summary Management For Voted - For
22 2022 Work Report Of The Board Of Directors Management For Voted - For
23 2022 Work Report Of The Supervisory Committee Management For Voted - For
1915
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
24 2022 Annual Accounts Management For Voted - For
25 2022 Profit Distribution Plan Management For Voted - For
26 2022 Internal Control Self-Evaluation Report Management For Voted - For
27 2022 Deposit And Use Of Annual Raised Funds Management For Voted - For
28 Report On The Use Of Previously Raised Funds Management For Voted - For
29 Reappointment Of Audit Firm Management For Voted - For
HOSHINE SILICON INDUSTRY CO LTD
Security ID: Y3125P101 Ticker: 603260
Meeting Date: 28-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 11-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment of 2023 Auditor and Internal Control
Auditor Management For Voted - For
7 Determination of 2022 Remuneration Plan for
Directors and Supervisors Management For Voted - For
8 2023 Application for Line of Credit Management For Voted - For
9 2023 Provision of Guarantees Regarding the
Application for Line of Credit Management For Voted - Against
10 External Investment by Xinjiang Central Hoshine
Silicon Industry Co., Ltd. Management For Voted - For
11 External Investment by Xinjiang Eastern Hoshine
Silicon Industry Co., Ltd. Management For Voted - For
HUAFON CHEMICAL CO. LTD.
Security ID: Y988A4109 Ticker: 002064
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Estimation of 2023 Related Party Transactions Management For Voted - For
6 2022 Directors', Supervisors' and Senior Management
Fees Management For Voted - For
7 Launching Bill Pool Business Management For Voted - For
8 Appointment of Auditor Management For Voted - For
9 Approval of Line of Credit and Authority to Give
Guarantees to Subsidiaries Management For Voted - For
10 2022 Allocation of Profits/Dividends Management For Voted - For
1916
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUAIBEI MINING HOLDINGS CO LTD
Security ID: Y013A7109 Ticker: 600985
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Amendments to Articles and Amendments to Procedural
Rules: Board Meetings Management For Voted - For
2 Elect QIAO Fei Management For Voted - For
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Accounts and Reports and 2023 Financial Budget Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 2022 Directors' Report Management For Voted - For
5 2022 Supervisors' Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Related Party Transactions Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Establishment of Management System for Directors'
and Supervisors' Fees Management For Voted - For
HUAXIN CEMENT CO. LTD.
Security ID: Y37469106 Ticker: 600801
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
2 Elect Martin Kriegner Management For Voted - Against
Meeting Date: 17-Feb-23 Meeting Type: Special
1 Proposal for Issuance of Corporate Bonds Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
5 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny5.10000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Adjustment of the Financing Guarantee Quota for
Some Subsidiaries Management For Voted - For
1917
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
HUBEI FEILIHUA QUARTZ GLASS CO.LTD
Security ID: Y374C6105 Ticker: 300395
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Work Report Of The Supervisory Committee Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 The Company's Application for Comprehensive Credit
Line to Banks Management For Voted - For
7 Reappointment Of 2023 Audit Firm Management For Voted - For
8 Remuneration Plan For Directors Management For Voted - For
9 Remuneration Plan For Supervisors Management For Voted - For
10 Amendments To The Connected Transactions Management
System Management For Voted - For
11 Amendments To The External Investment Management
System Management For Voted - For
12 Authorization To The Board To Issue Shares To
Specific Parties Via Simplified Procedure Management For Voted - Against
13 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
14 Change of the Company's Registered Capital and
Business Scope, And Amendments to the Company's
Articles of Association Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect SHANG Chunli Management For Voted - For
17 Elect CAI Shaoxue Management For Voted - For
18 Elect ZHOU Shenggao Management For Voted - Against
19 Elect ZHENG Wei Management For Voted - Against
20 Elect SUN Kai Management For Voted - For
21 Elect LU Xiaohui Management For Voted - For
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect TANG Jianxin Management For Voted - For
24 Elect PENG Xuelong Management For Voted - For
25 Elect WU Xuexiu Management For Voted - For
26 Non-Voting Agenda Item N/A N/A Non-Voting
27 Elect LI Zairong Management For Voted - For
28 Elect JI Dawei Management For Voted - Against
HUBEI XINGFA CHEMICALS GROUP CO. LTD.
Security ID: Y3747R105 Ticker: 600141
Meeting Date: 12-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions
with a Company and Its Subsidiaries Management For Voted - For
1918
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2023 Estimated Continuing Connected Transactions
with a Company and Its Related Parties and Another
Company Management For Voted - For
Meeting Date: 10-Apr-23 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
2 The Spin-off is Listing of a Subsidiary on the Star
Market is in Compliance With Relevant Laws and
Regulations Management For Voted - For
3 Plan For The Spin-Off Listing Of The Subsidiary On
The Star Market Management For Voted - For
4 Preplan for the Spin-off Listing of the Subsidiary
on the Star Market (Revised) Management For Voted - For
5 The Spin-off Listing of the Subsidiary on the Star
Market is in Compliance With the Listed Company
Spin-off Rules (Trial) Management For Voted - For
6 The Spin-off Listing of the Subsidiary on the Star
Market is for the Rights and Interests of
Shareholders and Creditors Management For Voted - For
7 Maintenance Of Independence And Sustainable
Operation Of The Company Management For Voted - For
8 The Subsidiary Is Capable Of Conducting Law-Based
Operation Management For Voted - For
9 Statement on the Completeness and Compliance of the
Legal Procedure of the Spin-off Listing of the
Subsidiary on the Star Market and the Validity of
the Legal Documents Submitted Management For Voted - For
10 Background, Purpose, Commercial Reasonability,
Necessity and Feasibility of the Spin-off Listing
of the Subsidiary Management For Voted - For
11 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Spin-off
Listing Management For Voted - For
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Independent Directors' Report
Management For Voted - For
5 Directors' Fees Management For Voted - For
6 Supervisors' Fees
Management For Voted - For
7 Annual Report and its Summary
Management For Voted - For
8 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Approval of Line of Credit Management For Voted - For
1919
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Authority to Give Guarantees Management For Voted - Against
12 Related Party Transaction Management For Voted - For
13 Elect ZHOU Xiangqiong Management For Voted - Against
HUNAN CHANGYUAN LICO CO.,LTD.
Security ID: Y37561100 Ticker: 688779
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Annual Report and its Summary
Management For Voted - For
2 2022 Directors' Report
Management For Voted - For
3 2022 Supervisors' Report
Management For Voted - For
4 2022 Independent Directors' Report
Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2023 Financial Budget
Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
HUNAN VALIN STEEL CO LTD
Security ID: Y3767Q102 Ticker: 000932
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Reappointment of 2022 Financial Audit Firm: Pan
China Certified Public Accountants Llp Management For Voted - For
2 Reappointment Of 2022 Internal Control Audit Firm:
Pan China Certified Public Accountants Llp Management For Voted - For
3 Capital Increase In A Company Management For Voted - For
Meeting Date: 07-Feb-23 Meeting Type: Special
1 2023 Estimated Related Party Transactions with
Hunan Iron and Steel Group Co., Ltd. Management For Voted - For
2 Financial Services Agreement Entered between Hunan
Valin Steel Finance Co., Ltd. and Hunan Iron and
Steel Group Co., Ltd. Management For Voted - Against
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect XIE Jiuyuan Management For Voted - For
5 Elect ZENG Shunxian Management For Voted - For
1920
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report of the Board of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report and Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Fixed Assets Investment Plan Management For Voted - For
7 Elect LUO Weihua Management For Voted - For
INNER MONGOLIA BAOTOU STEEL UNION CO., LTD.
Security ID: Y4084T100 Ticker: 600010
Meeting Date: 25-Aug-22 Meeting Type: Special
1 Amendments To The Guarantee Management Measures Management For Voted - For
2 Issuing Scale Management For Voted - For
3 Issuing Method Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bond Management For Voted - For
7 Purpose of the Raised Funds Management For Voted - For
8 Issuing Targets Management For Voted - For
9 Guarantee Arrangements Management For Voted - For
10 Repayment Guarantee Measures Management For Voted - For
11 Repaying the Principal and Interest Management For Voted - For
12 The Valid Period of the Resolution Management For Voted - For
13 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Bond
Issuance Management For Voted - For
Meeting Date: 14-Mar-23 Meeting Type: Special
1 Approval of 2023 Line of Credit Management For Voted - For
2 Authority to Give Guarantees to Subsidiary Management For Voted - For
3 Approval for 2023 Annual Budget Plan Management For Voted - For
4 Approval to Cancel Shares and Reduce Registered
Capital Management For Voted - For
5 Amendments to Company Articles and Decrease
Registered Capital Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 Continuing Connected Transaction Pricing Mechanism
and 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 Work Report Of Independent Directors Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2022 Annual Accounts Management For Voted - For
1921
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Implementing Results Of 2022 Continuing Connected
Transactions And Estimation Of 2023 Continuing
Connected Transactions Management For Voted - For
9 Formulation Of The Shareholder Return Plan For The
Next Three Years From 2023 To 2025 Management For Voted - For
10 Confirmation Of The Excess Part Of 2022 Continuing
Connected Transactions Management For Voted - For
11 Allowance Plan For Independent Directors Management For Voted - For
12 A Financial Service Agreement With A Company Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Election Of Non-Independent Director: Liu Zhengang Management For Voted - For
15 Election Of Non-Independent Director: Chen Yunpeng Management For Voted - For
16 Election Of Non-Independent Director: Xing Liguang Management For Voted - Against
17 Election Of Non-Independent Director: Li Qiang Management For Voted - For
18 Election Of Non-Independent Director: Wang Chen Management For Voted - For
19 Election Of Non-Independent Director: Li Xuefeng Management For Voted - For
20 Election Of Non-Independent Director: Qi Hongtao Management For Voted - For
21 Election Of Non-Independent Director: Bai Baosheng Management For Voted - For
22 Election Of Non-Independent Director: Liu Yi Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Election of Independent Director: CHENG Mingwang Management For Voted - For
25 Election of Independent Director: SUN Hao Management For Voted - For
26 Election of Independent Director: WEI Zheyan Management For Voted - For
27 Election of Independent Director: XIAO Jun Management For Voted - For
28 Election of Independent Director: WEN Shouxun Management For Voted - For
29 Non-Voting Agenda Item N/A N/A Non-Voting
30 Election Of Non-Employee Supervisor: Hu Yongcheng Management For Voted - Against
31 Election Of Non-Employee Supervisor: Zhou Yuanping Management For Voted - For
32 Non-Voting Meeting Note N/A N/A Non-Voting
INNER MONGOLIA EERDUOSI RESOURCES CO., LTD.
Security ID: Y40841127 Ticker: 900936
Meeting Date: 20-Sep-22 Meeting Type: Special
1 Reappointment of Auditor Management For Voted - For
2 Related Party Transactions Management For Voted - For
3 Change Of The Registered Capital Of A Company Management For Voted - For
4 Amendments to Articles Management For Voted - For
5 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
6 Amendments to Procedural Rules: Board Meetings Management For Voted - For
7 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
Meeting Date: 15-Nov-22 Meeting Type: Special
1 Elect BIE Xiujuan Management For Voted - Against
2 Non-Voting Meeting Note N/A N/A Non-Voting
1922
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
INNER MONGOLIA ERDOS RESOURCES CO LTD
Security ID: Y40841127 Ticker: 900936
Meeting Date: 26-Dec-22 Meeting Type: Special
1 Connected Transactions with a Large Shareholder,
the De Facto Controller and Its Subsidiaries Management For Voted - For
2 Connected Transactions with a Company Management For Voted - For
3 Connected Transactions with Another Company Management For Voted - For
4 Launching The Assets Pool Business And Provision Of
Guarantee Management For Voted - For
Meeting Date: 16-Mar-23 Meeting Type: Special
1 Extension of the Plan to Increase Shareholding in
the Company by the Concert Party of the Controlling
Shareholder Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Work Report Of Independent Directors Management For Voted - For
6 Merger of a Wholly-Owned Company Management For Voted - For
7 2022 Annual Report And Its Summary Management For Voted - For
8 Appointment of Auditor Management For Voted - For
INNER MONGOLIA JUNZHENG ENERGY AND CHEMICAL INDUSTRY CO., LTD.
Security ID: Y40887104 Ticker: 601216
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report Of Independent Directors Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Reappointment Of Audit Firm Management For Voted - For
8 2023 Estimated Guarantee Quota Management For Voted - For
9 Amendments to The Companys Articles Management For Voted - For
10 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
11 Amendments to Procedural Rules: Board Meetings Management For Voted - For
12 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
13 Amendments to Management System for Raised Funds Management For Voted - Against
1923
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
INNER MONGOLIA YUAN XING ENERGY CO LTD
Security ID: Y40849104 Ticker: 000683
Meeting Date: 08-Aug-22 Meeting Type: Special
1 The Connected Transaction Regarding Major Assets
Purchase and Capital Increase is in Compliance with
Relevant Laws and Regulations Management For Voted - For
2 Transaction Method Management For Voted - For
3 Transaction Counterparts Management For Voted - For
4 Transaction Price and Pricing Basis Management For Voted - For
5 Payment Method and Capital Source Management For Voted - For
6 Transitional Period Arrangement Management For Voted - For
7 Performance Commitments and Compensation Management For Voted - For
8 Impairment Test and Compensation Management For Voted - For
9 Implementation of Compensation Measures Management For Voted - For
10 Arrangement or Plan for the Remaining Equity of the
Underlying Companies Management For Voted - For
11 The Valid Period of the Resolution on the
Transaction Management For Voted - For
12 The Transaction Constitutes A Major Assets
Restructuring Management For Voted - For
13 The Transaction Constitutes A Connected Transaction Management For Voted - For
14 Report (2nd Revised Draft) on the Connected
Transaction Regarding Major Assets Purchase and
Capital Increase and Its Summary Management For Voted - For
15 Conditional Agreements Related to the Connected
Transaction Regarding Major Assets Purchase and
Capital Increase to Be Signed Management For Voted - For
16 Signing the Performance Commitments and
Compensation Agreement on Independent Capital
Increase in a Company by the Company and the
Performance Commitments and Compensation Agreement
on Transfer of Equities in the Said Company by
Another Company Management For Voted - For
17 The Transaction is in Compliance with Articles 4 of
the Provisions on Several Issues Concerning the
Regulation of Major Assets Restructuring of Listed
Companies Management For Voted - For
18 The Transaction is in Compliance with Article 11 of
the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
19 The Transaction Does Not Constitute a Listing by
Restructuring As Defined by Article 13 in the
Management Measures on Major Assets Restructuring
of Listed Companies Management For Voted - For
20 Authorization of Legal Formalities Management For Voted - For
21 Diluted Immediate Return After the Transaction,
Filling Measures and Commitments of Relevant Parties Management For Voted - For
22 Statement on Assets Purchase and Sale within 12
Months Prior to the Transaction Management For Voted - For
1924
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
23 Change of the Purpose of the Raised Funds from
Terminated Projects Financed with Raised Funds Management For Voted - For
24 Full Authorization To The Board To Handle Matters
Regarding The Transaction Management For Voted - For
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Reappointment Of Annual Audit Firm Management For Voted - For
Meeting Date: 31-Jan-23 Meeting Type: Special
1 Provision Of Guarantee For Loans Of Controlled
Subsidiaries Management For Voted - For
2 Connected Transaction Regarding Financial Aid to
Controlled Subsidiary Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Special
1 A Controlled Subsidiary's Application for
Syndicated Loans and Provision of Guarantee for It Management For Voted - For
2 Guarantee For The Financial Leasing Of A Controlled
Subsidiary Management For Voted - For
3 Launching The Assets Pool Business Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Internal Control Self-Assessment Report Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Related Party Transactions Management For Voted - For
9 Amendments to Articles Management For Voted - For
10 Adjustment of Fees for Directors and Supervisors Management For Voted - For
11 Waiver of Preemption Right and Related Transaction Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect SONG Weitu Management For Voted - For
14 Elect LIU Baolong Management For Voted - For
15 Elect SUN Zhaohui Management For Voted - Against
16 Elect DAI Jifeng Management For Voted - For
1925
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Elect LI Yongzhong Management For Voted - For
18 Elect JI Yuhu Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect ZHANG Shichao Management For Voted - For
21 Elect DONG Min Management For Voted - Against
22 Elect LI Yaohe Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect GAO Yongfeng Management For Voted - Against
25 Elect GAO Zhicheng Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Special
1 Related Party Transactions Regarding Waiving
Preemptive Rights Management For Voted - For
JIANGSU EASTERN SHENGHONG CO. LTD.
Security ID: Y9717R108 Ticker: 000301
Meeting Date: 11-Aug-22 Meeting Type: Special
1 Connected Transaction Regarding Loans from the
Controlling Shareholder and Related Parties Management For Voted - For
2 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Approve Issuance of GDR and Listing on the SIX
Swiss Exchange/ London Stock Exchange as well as
Conversion to an Overseas Fundraising Company Management For Voted - For
2 Approve Share Type and Par Value Management For Voted - For
3 Approve Issue Time Management For Voted - For
4 Approve Issue Manner Management For Voted - For
5 Approve Issue Size Management For Voted - For
6 Approve Scale of GDR in its Lifetime Management For Voted - For
7 Approve Conversion Rate of GDR and Underlying A
Shares Management For Voted - For
8 Approve Manner of Pricing Management For Voted - For
9 Approve Target Subscribers Management For Voted - For
10 Approve Conversion Restriction Period of GDR and
Underlying Securities A Shares Management For Voted - For
11 Approve Underwriting Manner Management For Voted - For
12 Approval Report on the Usage of Previously Raised
Funds Management For Voted - For
13 Approve Issuance of GDR for Fund-Raising Use Plan Management For Voted - For
14 Board Authorization to Handle All Related Matters Management For Voted - For
15 Approve Resolution Validity Period Management For Voted - For
16 Approve Roll-Forward Profit Distribution Plan Management For Voted - For
17 Amendments to Articles Management For Voted - For
18 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
1926
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-Dec-22 Meeting Type: Special
1 The Third Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
2 Management Measures For The Third Phase Employee
Stock Ownership Plan Management For Voted - Against
3 Board Authorization to Handle All Related Matters Management For Voted - Against
4 Investment in Construction of a Project by Hubei
Haigus New Energy Co., Ltd. Management For Voted - For
5 Investment In Construction Of A Project By Another
Company Management For Voted - For
6 Elect YANG Fangwu Management For Voted - Against
Meeting Date: 30-Jan-23 Meeting Type: Special
1 Provision of Guarantee for the New Material Project
by Jiangsu Hongjing New Materials Co., Ltd. Management For Voted - Against
2 Provision of Guarantee for the POSM and Polyol
Project by Jiangsu Hongwei Chemical Co., Ltd. Management For Voted - Against
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect MIAO Hangen Management For Voted - For
3 Elect JI Gaoxiong Management For Voted - For
4 Elect QIU Hairong Management For Voted - Against
5 Elect YANG Xiaowei Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect YUAN Jianxin Management For Voted - For
8 Elect XU Jinye Management For Voted - For
9 Elect REN Zhigang Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect YANG Fangbin Management For Voted - Against
12 Elect ZHOU Xuefeng Management For Voted - Against
13 Elect JING Daoquan Management For Voted - For
14 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
15 2023 Estimated Continuing Connected Transactions Management For Voted - For
16 2023 Estimated Mutual Guarantee Quota Management For Voted - Against
Meeting Date: 10-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Annual Report Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Approve Commodity Hedging Business Management For Voted - For
8 Approve Foreign Exchange and Interest Rate
Derivatives Trading Business Management For Voted - For
1927
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
JIANGSU YANGNONG CHEMICAL COMPANY CO., LTD.
Security ID: Y4446X104 Ticker: 600486
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Appointment of Auditor Management For Voted - For
Meeting Date: 13-Mar-23 Meeting Type: Special
1 Elect LIU Hongsheng Management For Voted - For
2 Increase Of The Estimated Amount Of 2022 Continuing
Connected Transactions Management For Voted - For
3 Management Measures For External Directors Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2023 Financial Budget Plan Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Approval of Line of Credit Management For Voted - For
7 Launching Foreign Forward Derivative Transactions Management For Voted - For
8 Estimation of 2023 Related Party Transactions Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
10 Approval of Major Project Investment of a Subsidiary Management For Voted - For
11 Related Party Transactions with Sinochem Finance
Co., Ltd. Management For Voted - Against
12 2022 Restricted Stock Incentive Plan (Draft) and
Its Summary Management For Voted - For
13 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
14 Board Authorization of 2022 Employee Restricted
Shares Plan Management For Voted - For
JIANGSU YOKE TECHNOLOGY COMPANY LTD
Security ID: Y444AX109 Ticker: 002409
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Related Party Transactions Management For Voted - For
2 Elect ZHANG Haodai Management For Voted - For
Meeting Date: 25-Oct-22 Meeting Type: Special
1 Elect YUAN Lina Management For Voted - For
2 Change Of Audit Firm Management For Voted - For
1928
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Annual Accounts Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Work Report Of The Supervisory Committee Management For Voted - For
6 Application for Line of Credit and Provision of
Mutual Guarantee Management For Voted - For
7 Purchasing Structural Deposits And Low-Risk Wealth
Management Products By The Company And Subsidiaries
With Idle Proprietary Funds Management For Voted - For
8 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
9 2022 Remuneration For Directors, Supervisors And
Senior Management Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect SHEN Qi Management For Voted - Against
12 Elect SHEN Fu Management For Voted - For
13 Elect SHEN Xiqiang Management For Voted - Against
14 Elect JIANG Yichun Management For Voted - For
15 Elect ZHANG Haodai Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect QI Xiaoyan Management For Voted - Against
18 Elect YUAN Lina Management For Voted - For
19 Elect LI Jinchun Management For Voted - For
20 Elect Wu Yixiong Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect QIN Jianjun Management For Voted - Against
23 Elect BIAN Hongxing Management For Voted - For
24 2023 Independent Directors Fees Management For Voted - For
JIANGXI COPPER CO LTD.
Security ID: Y4446C100 Ticker: 0358
Meeting Date: 18-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Resignation of WU Donghua as Supervisor Management For Voted - For
3 Resignation of ZHANG Jianhua as Supervisor Management For Voted - For
4 Elect ZHOU Shaobing Management For Voted - For
5 Elect LI Shuidi Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect ZHA Kebing as Supervisor Management For Voted - Against
8 Elect LIU Guobiao as Supervisor Management For Voted - Against
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Issue Corporate Bonds Management For Voted - For
1929
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect LI Si as Supervisor; Approve Remuneration Management For Voted - Against
JIANGXI COPPER CO LTD.
Security ID: Y4446C118 Ticker: 0358
Meeting Date: 18-Oct-22 Meeting Type: Special
1 Resignation of WU Donghua as Supervisor Management For Voted - For
2 Resignation of ZHANG Jianhua as Supervisor Management For Voted - For
3 Elect ZHOU Shaobing Management For Voted - For
4 Elect LI Shuidi Management For Voted - For
5 Non-Voting Agenda Item N/A N/A Non-Voting
6 Elect ZHA Kebing as Supervisor Management For Voted - Against
7 Elect LIU Guobiao as Supervisor Management For Voted - Against
Meeting Date: 09-Jun-23 Meeting Type: Annual
1 Authority to Issue Corporate Bonds Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Elect LI Si as Supervisor; Approve Remuneration Management For Voted - Against
KINGFA SCIENCE AND TECHNOLOGY CO., LTD.
Security ID: Y4455H107 Ticker: 600143
Meeting Date: 08-Jul-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Draft) And
Its Summary Management For Voted - For
2 Implement Assessment Management Plan for 2022
Restricted Stock Incentive Plan Management For Voted - For
3 Board Authorization to Handle Matters Regarding
2022 Restricted Stock Incentive Plan Management For Voted - For
Meeting Date: 09-Nov-22 Meeting Type: Special
1 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
1930
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
LB GROUP CO. LTD.
Security ID: Y3122W109 Ticker: 002601
Meeting Date: 10-Aug-22 Meeting Type: Special
1 Increase of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
2 Capital Increase In Subsidiaries Management For Voted - For
3 Provision Of Guarantee For Subsidiaries Management For Voted - Against
Meeting Date: 09-Nov-22 Meeting Type: Special
1 2022 3rd Quarter Profit Distribution Plan Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Acquisition Of Shares In A Limited Partnership And
Change Of General Partners Management For Voted - Abstain
4 Joint Investment In Setting Up A Limited Partnership Management For Voted - For
5 Capital Increase in a Subsidiary Management For Voted - For
6 Investment in Construction of a Project Management For Voted - For
7 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Dec-22 Meeting Type: Special
1 2023 Application For Credit Line To Banks Management For Voted - For
2 Provision Of Guarantee For Subsidiaries Management For Voted - Against
3 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Financial Network Service Agreement to Be Signed
With Banks, Distributors and Clients Management For Voted - Against
Meeting Date: 14-Feb-23 Meeting Type: Special
1 Approve Adjustment of Shareholding Increase Plan
for Controlling Shareholders, Directors,
Supervisors and Senior Management Members Management For Voted - For
Meeting Date: 10-Apr-23 Meeting Type: Special
1 Introduction of Strategic Investors by a Subsidiary Management For Voted - For
Meeting Date: 17-Apr-23 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
2 Non-Voting Agenda Item N/A N/A Non-Voting
3 Elect HE Benliu Management For Voted - For
4 Elect XU Ran Management For Voted - For
5 Elect WU Pengsen Management For Voted - For
6 Elect SHEN Qingfei Management For Voted - For
1931
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect CHEN Jianli Management For Voted - For
8 Elect WANG Xudong Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect QIU Guanzhou Management For Voted - For
11 Elect LIANG Lijuan Management For Voted - For
12 Elect LI Li Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect ZHANG Haitao Management For Voted - For
15 Elect DU Weili Management For Voted - Against
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Internal Control Self-Assessment Report Management For Voted - For
7 Shareholder Returns Plan (2023-2025)
Management For Voted - For
8 Allocation of Profits for 2023 Q1 Management For Voted - For
9 Authority to Give Guarantees to Subsidiaries Management For Voted - Against
10 Approval of Small-scale Fast Financing Management For Voted - Against
LUXI CHEMICAL GROUP CO., LTD.
Security ID: Y7680K100 Ticker: 000830
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Change Of Audit Firm Management For Voted - For
3 The Connected Transaction Regarding the Merger and
Acquisition of a Company is in Compliance with
Relevant Laws and Regulations Management For Voted - For
4 Method of the Merger and Acquisition Management For Voted - For
5 Underlying Assets and Transaction Counterparts Management For Voted - For
6 Transaction Price and Pricing Basis for the
Underlying Assets Management For Voted - For
7 Stock Type and Par Value Management For Voted - For
8 Issuing Targets and Method Management For Voted - For
9 Pricing Base Date Management For Voted - For
10 Issue Price and Pricing Basis Management For Voted - For
11 Adjustment Mechanism for Issue Price Management For Voted - For
12 Issuing Volume Management For Voted - For
13 Listing Place Management For Voted - For
14 Lockup Period Management For Voted - For
15 Merger/Acquisition Management For Voted - For
16 Arrangement for the Disposal of Creditor's Rights
and Debts and Protection Mechanism for Creditor's
Rights Management For Voted - For
1932
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Profits Commitments and Performance Compensation Management For Voted - For
18 Employee Placement Management For Voted - For
19 Arrangement for the Profits and Losses During the
Transitional Period Management For Voted - For
20 Delivery of Assets and Liabilities for Breach of
Contract Management For Voted - For
21 The Accumulated Retained Profits Management For Voted - For
22 Taxes Management For Voted - For
23 Valid Period of the Resolution Management For Voted - For
24 Report On The Connected Transaction Regarding The
Merger And Acquisition Of A Company And Its Summary
(Draft) Management For Voted - For
25 The Merger And Acquisition Of A Company Constitutes
A Connected Transaction Management For Voted - For
26 The Merger and Acquisition is in Compliance with
Article 4 of the Provisions on Several Issues
Concerning the Regulation of Major Assets
Restructuring of Listed Companies Management For Voted - For
27 The Merger and Acquisition Does Not Constitute
Listing by Restructuring As Defined by Article 13
in the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
28 The Transaction is in Compliance with Article 11 of
the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
29 The Transaction is in Compliance with Article 43 of
the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
30 Misc. Management Proposal Management For Voted - For
31 Conditional Supplementary Agreement I on the Merger
and Acquisition to Be Signed Management For Voted - For
32 Conditional Agreement on Performance Commitments
and Compensation to Be Signed Management For Voted - For
33 Statement On The Pricing Basis Of The Transaction
And The Rationality Management For Voted - For
34 Impact of the Diluted Immediate Return After the
Merger and Acquisition and Filling Measures Management For Voted - For
35 Audit Report, Evaluation Report and Pro Forma
Review Report Related to the Connected Transaction
Regarding the Merger and Acquisition of a Company Management For Voted - For
36 Signing the "Agreement on Merger and Merger" with
Conditional Effectiveness Management For Voted - For
37 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluation
and Pricing Management For Voted - For
38 Statement on the Compliance and Completeness of the
Legal Procedure of the Connected Transaction
Regarding the Merger and Acquisition of a Company
and the Validity of the Legal Documents Submitted Management For Voted - For
39 Assets Purchase And Sale Within 12 Months Prior To
The Transaction Management For Voted - For
1933
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
40 The Transaction Does Not Constitute A Major Assets
Restructuring Management For Voted - For
41 Exemption of the Controlling Shareholder and Its
Concert Party from the Tender Offer Obligation Management For Voted - For
42 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
43 Full Authorization to the Board to Handle Matters
Regarding the Merger and Acquisition Management For Voted - For
44 The Explanation of the Fluctuation of the Company's
Stock Price in the 20 Trading Days Before the First
Announcement Date of the Transaction Management For Voted - For
45 Elect SU Fu Management For Voted - Against
46 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 2023 Fees for Directors and Supervisors Management For Voted - For
5 2023 Estimated Related Party Transactions Management For Voted - For
6 2023 Business Plan And Financial Budget Management For Voted - For
7 2022 Accounts and Reports Management For Voted - For
8 Reappointment of 2023 Auditor Management For Voted - For
9 Approval of Line of Credit and Issue Commercial
Papers and Notes Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Related Party Transactions Regarding the
Supplementary Agreement to the Financial Services
Framework Agreement with Sinochem Group Finance
Co., Ltd. Management For Voted - Against
12 2022 Supervisors' Report Management For Voted - For
13 Amendments to Procedural Rules: Board Meetings Management For Voted - For
14 Related Party Transactions Regarding Signing the
Supplemental Agreement of a Financial Services
Frame Agreement Management For Voted - Against
15 Non-Voting Meeting Note N/A N/A Non-Voting
MAANSHAN IRON & STEEL COMPANY LIMITED
Security ID: Y5361G117 Ticker: 0323
Meeting Date: 01-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Remuneration of Directors Management For Voted - For
3 Remuneration of Supervisors Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect DING Yi Management For Voted - For
6 Elect MAO Zhanhong Management For Voted - For
7 Elect REN Tianbao Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
1934
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect ZHANG Chunxia Management For Voted - For
10 Elect ZHU Shaofang Management For Voted - For
11 Elect GUAN Bingchun Management For Voted - For
12 Elect HE Anrui Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect MA Daoju Management For Voted - For
15 Elect HONG Gongxiang Management For Voted - For
NINE DRAGONS PAPER (HOLDINGS) LIMITED
Security ID: G65318100 Ticker: 2689
Meeting Date: 21-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Second Supplemental Agreement Management For Voted - For
Meeting Date: 06-Dec-22 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Non-Voting Meeting Note N/A N/A Non-Voting
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Elect ZHANG Cheng Fei Management For Voted - Against
6 Elect LAU Chun Shun Management For Voted - For
7 Elect ZHANG Lianpeng Management For Voted - For
8 Elect Maria TAM Wai Chu Management For Voted - Against
9 Elect NG Leung Sing Management For Voted - Against
10 Elect LAM Yiu Kin Management For Voted - Against
11 Directors' Fees Management For Voted - Against
12 Appointment of Auditor and Authority to Set Fees Management For Voted - For
13 Authority to Issue Shares w/o Preemptive Rights Management For Voted - Against
14 Authority to Repurchase Shares Management For Voted - For
15 Authority to Issue Repurchased Shares Management For Voted - Against
16 Amendments to Bye-Laws Management For Voted - For
NINGBO SHANSHAN CO. LTD.
Security ID: Y6365H101 Ticker: 600884
Meeting Date: 08-Jul-22 Meeting Type: Special
1 Guarantee Quota Among Controlled Subsidiaries Management For Voted - For
2 Investment In Construction Of A Project By A
Subsidiary Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
1935
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 29-Aug-22 Meeting Type: Special
1 Adjustment of Some Performance Appraisal Goals of
2022 Stock Option and Restricted Stock Incentive
Plan and Amendments to Relevant Papers Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 07-Nov-22 Meeting Type: Special
1 The Company's Eligibility for 2022 Private Placement Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Method and Date of Issuance Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Principles and Issue Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Plan for Undistributed Profits Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Resolution Validity Management For Voted - Against
11 Use of Proceeds Management For Voted - Against
12 Preplan for 2022 Private Placement Management For Voted - Against
13 Feasibility Analysis Report on the Use of Proceeds
from the 2022 Private Placement Management For Voted - Against
14 Diluted Immediate Return After the Private
Placement, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
15 Report On Use Of Previously Raised Funds Management For Voted - For
16 Shareholder Return Plan for the Next Three Years
(2022-2024) Management For Voted - For
17 Board Authorization to Handle Matters Regarding the
Private Placement Management For Voted - Against
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 23-Mar-23 Meeting Type: Special
1 Additional Guarantees Quota for Subsidiaries Management For Voted - For
2 Elect ZHENG Ju Management For Voted - For
Meeting Date: 10-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: The Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):Cny3.00000000 2)
Bonus Issue from Profit (Share/10 Shares):None 3)
1936
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Bonus Issue from Capital Reserve (Share/10
Shares):None Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Reappointment Of 2023 Audit Firm Management For Voted - For
7 2023 Reappointment Of Internal Control Audit Firm Management For Voted - For
8 2023 Provision Of Annual Guarantee Quota Management For Voted - Against
9 2023 Provision Of Connected Guarantee Quota Management For Voted - For
10 2022 Internal Control Evaluation Report Management For Voted - For
11 2022 Esg Report Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect ZHENG Ju Management For Voted - For
14 Elect ZHUANG Wei Management For Voted - For
15 Elect LI Zhihua Management For Voted - For
16 Elect LI Fengfeng Management For Voted - For
17 Elect ZHU Zhiyong Management For Voted - For
18 Elect LI Keqin Management For Voted - For
19 Elect ZHOU Ting Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect ZHANG Chunyi Management For Voted - For
22 Elect XU Yanxiu Management For Voted - For
23 Elect ZHANG Yunfeng Management For Voted - For
24 Elect ZHU Jingtao Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect HONG Zhibo Management For Voted - For
27 Elect XU Chao Management For Voted - Against
NINGXIA BAOFENG ENERGY GROUP CO.,LTD.
Security ID: Y6S057109 Ticker: 600989
Meeting Date: 25-Nov-22 Meeting Type: Special
1 2022 Third Quarter Profit Distribution Plan Management For Voted - For
Meeting Date: 19-Dec-22 Meeting Type: Special
1 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts And 2023 Financial Budget
Report Management For Voted - For
4 2023 Estimated Guarantee Quota Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Reappointment Of Audit Firm Management For Voted - For
8 Remuneration For Directors And Allowance For
Independent Directors Management For Voted - For
1937
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect DANG Yanbao Management For Voted - For
11 Elect LIU Yuanguan Management For Voted - For
12 Elect LU Jun Management For Voted - For
13 Elect GAO Jianjun Management For Voted - For
14 Elect GAO Yu Management For Voted - For
15 Elect KONG Junfeng Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect ZHANG Minglin Management For Voted - For
18 Elect SUN Jilu Management For Voted - For
19 Elect LI Yaozhong Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect XIA Yun Management For Voted - For
22 Elect LIU Huaibao Management For Voted - Against
Meeting Date: 08-May-23 Meeting Type: Special
1 The Company's Eligibility for Share Offering to
Specific Parties Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Pricing Benchmark Date and Issue Price Management For Voted - Against
6 Issuing Volume Management For Voted - Against
7 Purpose and Amount of the Raised Funds Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Arrangement for the Accumulated Retained Profits
Before the Share Offering Management For Voted - Against
11 Validity of the Resolution Management For Voted - Against
12 Preplan for 2023 Share Offering to Specific Parties Management For Voted - Against
13 Demonstration Analysis Report on the Plan for 2023
Share Offering to Specific Parties Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2023 Share Offering to Specific
Parties Management For Voted - Against
15 Indemnification Arrangements for Diluted Current
Earnings and Commitments Management For Voted - Against
16 Shareholder Return Plan for the Next Three Years
(2023-2025) Management For Voted - For
17 Report of Deposit and Use of Previously Raised Funds Management For Voted - For
18 Authorization to the Board to Handle Matters
Regarding the Share Offering to Specific Parties Management For Voted - Against
PANGANG GROUP VANADIUM TITANIUM & RESOURCES COMPANY LIMITED
Security ID: Y67251101 Ticker: 000629
Meeting Date: 28-Jul-22 Meeting Type: Special
1 Repurchase and Cancellation of Restricted Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
1938
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Non-Voting Agenda Item N/A N/A Non-Voting
4 Elect XIE Junyong Management For Voted - For
5 Elect LI Xiaoyu Management For Voted - For
6 Elect MA Zhaohui Management For Voted - For
7 Elect XIE Zhengmin Management For Voted - For
8 Elect WEN Benchao Management For Voted - For
9 Elect WU Yinghong Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect GAO Jinkang Management For Voted - For
12 Elect LIU Shengliang Management For Voted - For
13 Elect MI Tuo Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect XIAO Mingxiong Management For Voted - Against
16 Elect LI Haibo Management For Voted - For
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Eligibility for Private Placement Management For Voted - Against
2 Plan for Private Placement: Stock Type and Par Value Management For Voted - Against
3 Plan for Private Placement: Issuing Method and Date Management For Voted - Against
4 Plan for Private Placement: Issuing Targets and
Subscription Method Management For Voted - Against
5 Plan for Private Placement: Issuing Volume Management For Voted - Against
6 Plan for Private Placement: Pricing Base Date,
Pricing Principles and Issue Price Management For Voted - Against
7 Plan for Private Placement: Lockup Period Management For Voted - Against
8 Plan for Private Placement: Arrangement for the
Undistributed Retained Profits Management For Voted - Against
9 Plan for Private Placement: Listing Market Management For Voted - Against
10 Plan for Private Placement: Resolution Validity Management For Voted - Against
11 Plan for Private Placement: Use of Proceeds Management For Voted - Against
12 Preplan for Private Placement Management For Voted - Against
13 Feasibility Analysis Report on the Use of Funds to
be Raised from the Private Placement Management For Voted - Against
14 Proposal for Management Commitment for Dilution
Measures Management For Voted - Against
15 Connected Transaction Regarding the Conditional
Share Subscription Agreement to be Signed with A
Company Management For Voted - Against
16 Statement On No Need To Prepare A Report On Use Of
Previously Raised Funds Management For Voted - For
17 Shareholder Return Plan for the Next Three Years
(2022-2024) Management For Voted - For
18 Board Authorization to Handle All Matters Related
to the Private Placement Management For Voted - Against
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Analysis Report on 2022 Private Placement Management For Voted - For
1939
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Apr-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report and its Summary
Management For Voted - For
7 Additional Related Party Transactions and
Adjustment of Annual Cap in a Signed Purchase Frame
Agreement Management For Voted - For
8 Investment Plan (Draft) for the Year of 2023 Management For Voted - For
9 Repurchase and Cancelation of Restricted Shares Management For Voted - For
10 Appointment of Auditor Management For Voted - For
11 Approve Allowance of Independent Directors Management For Voted - For
12 Non-Voting Meeting Note N/A N/A Non-Voting
QINGHAI SALT LAKE INDUSTRY CO., LTD.
Security ID: Y7170U105 Ticker: 000792
Meeting Date: 18-Oct-22 Meeting Type: Special
1 Approve Equity Acquisition and Investment in the
Construction of Chaerhan Salt Lake Town Project Management For Voted - For
2 Amend Rules and Procedures Regarding Meetings of
Board of Supervisors Management For Voted - For
3 Amend Related-Party Transaction Management System Management For Voted - For
4 Amend Funding System for Preventing the Use of
Funds by Controlling Shareholder and Related Parties Management For Voted - For
5 Amend Management System of Raised Funds Management For Voted - For
6 Approve Appointment of Financial Auditor and
Internal Control Auditor Management For Voted - For
7 Elect BU Yi Management For Voted - For
8 Elect XIN Xiaoye Management For Voted - Against
Meeting Date: 29-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2023 Directors' and Management Fees Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Confirmation of 2022 Financial Budget Plan and
Approval of 2023 Financial Budget Plan Management For Voted - For
7 Estimation of 2023 Related Party Transactions Management For Voted - For
8 2023 Related Party Transaction Regarding Investment
in Wealth Management Products with Idle Funds Management For Voted - For
1940
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Securities Investment With Idle Proprietary Funds Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect CHEN Shengnan Management For Voted - For
12 Elect WANG Ling Management For Voted - For
13 Elect WEI Jun Management For Voted - For
14 Elect ZHU Rui Management For Voted - Against
RONGSHENG PETRO CHEMICAL CO. LTD
Security ID: Y7324B102 Ticker: 002493
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
2 Investment In Construction Of Another Project Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 2023 Mutual Guarantee Quota Management For Voted - Against
Meeting Date: 13-Apr-23 Meeting Type: Special
1 Connected Transaction Regarding Introduction of
Overseas Strategic Investors and Signing the
Strategic Cooperation Agreement and Packaged
Agreements Including the Crude Oil Purchase
Agreement Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 Remuneration of Directors, Supervisors and Senior
Managements Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 Reappointment of 2023 Auditor Management For Voted - Against
7 2022 Annual Report And Its Summary Management For Voted - For
8 Purchase and Sales Contract with Ningbo Hengyi
Trading Co., Ltd. Management For Voted - For
9 Purchase Contract with Zhejiang Yisheng
Petrochemical Co., Ltd. Management For Voted - For
10 Purchase and Sale Contract with Zhejiangzhe
Petroleum Trading (Singapore) Co., Ltd. Management For Voted - For
11 Purchase and Sale Contract with Ningbo Shengmao
Trading Co., Ltd. Management For Voted - For
12 Purchase and Sale Contract with Zhejiang Rongsheng
Holding Group Co., Ltd. Management For Voted - For
13 Purchase and Sale Contract with Hainan Yisheng
Petrochemical Co., Ltd. Management For Voted - For
14 Purchase and Sale Contract for Refined Products
with Zhejiangzhe Petroleum Trading (Singapore) Co.,
Ltd. Management For Voted - For
1941
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Purchase and Sale Contract with Zhejiang Dingsheng
Petrochemical Engineering Co., Ltd. Management For Voted - For
16 Purchase and Sale Contract with Suzhou Shenghui
Equipment Co., Ltd. Management For Voted - For
17 Launching Paper Goods Trading Business with Hong
Kong Yisheng Co., Ltd. Management For Voted - For
18 Launching Paper Goods Trading Business with Hong
Kong Yisheng Petrochemical Investment Co., Ltd. Management For Voted - For
19 Launching Deposit, Credit, Settlement and Other
Businesses with Zhejiang Xiaoshan Rural Commercial
Bank Co., Ltd. Management For Voted - For
20 Borrowing from the Controlling Shareholder of the
Company Management For Voted - For
21 Crude Oil Purchase Agreement with Saudi Arabian Oil
Company Management For Voted - For
22 Launching Futures Hedging Business In 2023 Management For Voted - For
23 Launching Foreign Exchange Derivatives Business in
2023 Management For Voted - For
SATELLITE CHEMICAL CO. LTD.
Security ID: Y98961116 Ticker: 002648
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Allocation of Interim Profits/Dividends Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meeting Management For Voted - For
4 Amendments to Procedural Rules: Board Meeting Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meeting Management For Voted - For
6 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Repurchase and Cancellation of the Locked
Restricted Stocks Granted to Some Plan Participants Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Launching Foreign Exchange Hedging Business Management For Voted - For
6 Estimated External Guarantee Quota Management For Voted - Against
7 Reappointment Of Audit Firm Management For Voted - For
1942
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANDONG GOLD MINING CO., LTD.
Security ID: Y76831109 Ticker: 600547
Meeting Date: 12-Jul-22 Meeting Type: Special
1 Elect LI Hang Management For Voted - For
Meeting Date: 29-Jul-22 Meeting Type: Other
1 Type and Nominal Value Management For Voted - Against
2 Issue Method Management For Voted - Against
3 Issue Target Management For Voted - Against
4 Issue Price and Pricing Principle Management For Voted - Against
5 Number of Shares Issued Management For Voted - Against
6 Use of Proceeds Management For Voted - Against
7 Arrangement of Accumulated Undistributed Profits Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Place Management For Voted - Against
10 Validity Period Management For Voted - Against
11 Preplan of Non-Public Issuance of A Shares Management For Voted - Against
12 Feasibility Report of Use of Proceeds Raised From
Non-Public Issuance of A Shares Management For Voted - Against
13 Diluted Immediate Return After the Non-Public
Issuance of A Shares, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
14 Shareholder Returns Plan from 2022 to 2024 Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Eligibility of Non-Public Issuance of A Share Management For Voted - Against
2 Type and Nominal Value Management For Voted - Against
3 Issue Method Management For Voted - Against
4 Issue Target Management For Voted - Against
5 Issue Price and Pricing Principle Management For Voted - Against
6 Number of Shares Issued Management For Voted - Against
7 Use of Proceeds Management For Voted - Against
8 Arrangement of Accumulated Undistributed Profits Management For Voted - Against
9 Lockup Period Management For Voted - Against
10 Listing Place Management For Voted - Against
11 Validity Period Management For Voted - Against
12 Preplan of Non-Public Issuance of A Shares Management For Voted - Against
13 Feasibility Report of Use of Proceeds Raised From
Non-Public Issuance of A Shares Management For Voted - Against
14 Special Report on the Use of Previously Raised Funds Management For Voted - For
15 Diluted Immediate Return After the Non-Public
Issuance of A Shares, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
16 Shareholder Returns Plan from 2022 to 2024 Management For Voted - For
1943
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Authorisation of the Company to Handle Relevant
Matters in Relation to the Non-Public Issuance of A
Share Management For Voted - Against
18 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
3 Amendments to Procedural Rules: Board Meetings Management For Voted - For
4 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
5 Amendments to Management System for Connected
Transactions Management For Voted - For
6 Amendments to Decision Making System for External
Guarantees Management For Voted - For
7 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Proposal for Further Implementation of the
Commitments Related to Intra-Industry Competition
Between Shandong Gold Group Co., Ltd. and Shandong
Gold Non-Ferrous Metal Mine Group Co., Ltd. Management For Voted - For
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Changes to the 2022 A-share Accounting Firms and
Internal Control Audit Institutions Management For Voted - For
Meeting Date: 22-Mar-23 Meeting Type: Other
1 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - For
2 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
3 Non-Voting Meeting Note N/A N/A Non-Voting
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 22-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - For
2 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
3 Board Authorization to Handle Matters Regarding
Share Offering to Specific Parties Management For Voted - For
4 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Independent Directors Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
1944
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2023 Financial Budget Plan Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 Appointment of 2023 Auditor Management For Voted - For
9 2022 Internal Control Self-Assessment Report Management For Voted - For
10 2022 Corporate Social Responsibility Report Management For Voted - For
11 2022 Special Report On The Deposit And Use Of
Raised Funds Management For Voted - For
12 2023 Provision of Guarantee Quota for a Hong Kong
Subsidiary Management For Voted - For
13 Launching 2023 Futures and Derivative Transactions Management For Voted - For
14 Launching 2023 Gold Forward Trading and Gold
Leasing Transactions Management For Voted - For
15 General Authorization for Managing H Shares Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Signed the Supplementary Agreement to the Share
Transfer Agreement Management For Voted - For
SHANDONG GOLD MINING CO., LTD.
Security ID: Y76831125 Ticker: 600547
Meeting Date: 12-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LI Hang Management For Voted - For
Meeting Date: 29-Jul-22 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Type and Nominal Value Management For Voted - Against
3 Issue Method Management For Voted - Against
4 Issue Target Management For Voted - Against
5 Issue Price and Pricing Principle Management For Voted - Against
6 Number of Shares Issued Management For Voted - Against
7 Use of Proceeds Management For Voted - Against
8 Arrangement of Accumulated Undistributed Profits Management For Voted - Against
9 Lockup Period Management For Voted - Against
10 Listing Place Management For Voted - Against
11 Validity Period Management For Voted - Against
12 Preplan of Non-Public Issuance of A Shares Management For Voted - Against
13 Feasibility Report of Use of Proceeds Raised From
Non-Public Issuance of A Shares Management For Voted - Against
14 Diluted Immediate Return After the Non-Public
Issuance of A Shares, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
15 Shareholder Returns Plan from 2022 to 2024 Management For Voted - For
1945
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 29-Jul-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Eligibility of Non-Public Issuance of A Share Management For Voted - Against
3 Type and Nominal Value Management For Voted - Against
4 Issue Method Management For Voted - Against
5 Issue Target Management For Voted - Against
6 Issue Price and Pricing Principle Management For Voted - Against
7 Number of Shares Issued Management For Voted - Against
8 Use of Proceeds Management For Voted - Against
9 Arrangement of Accumulated Undistributed Profits Management For Voted - Against
10 Lockup Period Management For Voted - Against
11 Listing Place Management For Voted - Against
12 Validity Period Management For Voted - Against
13 Preplan of Non-Public Issuance of A Shares Management For Voted - Against
14 Feasibility Report of Use of Proceeds Raised From
Non-Public Issuance of A Shares Management For Voted - Against
15 Special Report on the Use of Previously Raised Funds Management For Voted - For
16 Diluted Immediate Return After the Non-Public
Issuance of A Shares, Filling Measures and
Commitments of Relevant Parties Management For Voted - Against
17 Shareholder Returns Plan from 2022 to 2024 Management For Voted - For
18 Authorisation of the Company to Handle Relevant
Matters in Relation to the Non-Public Issuance of A
Share Management For Voted - Against
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Procedural Rules: Board Meetings Management For Voted - For
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
6 Amendments to Management System for Connected
Transactions Management For Voted - For
7 Amendments to Decision Making System for External
Guarantees Management For Voted - For
8 Amendments to Management System for Raised Funds Management For Voted - For
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Proposal for Further Implementation of the
Commitments Related to Intra-Industry competition
between Shandong Gold Group Co., Ltd. and Shandong
Gold Non-Ferrous Metal Mine Group Co., Ltd. Management For Voted - For
Meeting Date: 08-Feb-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
1946
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Changes to the 2022 A-share Accounting Firms and
Internal Control Audit Institutions Management For Voted - For
Meeting Date: 22-Mar-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - For
3 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
Meeting Date: 22-Mar-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Demonstration Analysis Report on the Plan for Share
Offering to Specific Parties Management For Voted - For
3 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
4 Board Authorization to Handle Matters Regarding
Share Offering to Specific Parties Management For Voted - For
Meeting Date: 07-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Independent Directors Report Management For Voted - For
5 2022 Accounts and Reports Management For Voted - For
6 2023 Financial Budget Plan Management For Voted - For
7 2022 Annual Report and Its Summary Management For Voted - For
8 2022 Allocation of Profits/Dividends Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
10 2022 Internal Control Self-Assessment Report Management For Voted - For
11 2022 Corporate Social Responsibility Report Management For Voted - For
12 2022 Special Report on the Deposit and Use of
Raised Funds Management For Voted - For
13 2023 Provision of Guarantee Quota for a Hong Kong
Subsidiary Management For Voted - For
14 Launching 2023 Futures and Derivative Transactions Management For Voted - For
15 Launching 2023 Gold Forward Trading and Gold
Leasing Transactions Management For Voted - For
16 General Authorization for Managing H Shares Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Signed the Supplementary Agreement to the Share
Transfer Agreement Management For Voted - For
1947
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD.
Security ID: Y76843104 Ticker: 600426
Meeting Date: 28-Apr-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Work Report of the General Manager Management For Voted - For
3 2022 Work Report Of The Board Of Directors Management For Voted - For
4 2022 Work Report Of Independent Directors Management For Voted - For
5 2022 Annual Accounts Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 2022 Profit Distribution Plan Management For Voted - For
8 2023 Financial Budget Report Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 A Related Party Sale Agreement with a Company Management For Voted - For
11 2023 Related Party Transactions Management For Voted - For
12 Conducting Structure Deposits with Proprietary Funds Management For Voted - For
13 Project Investment By A Controlled Subsidiary Management For Voted - For
14 Change of Registered Capital and Amendments to
Articles Management For Voted - For
SHANDONG NANSHAN ALUMINIUM CO., LTD.
Security ID: Y7680L108 Ticker: 600219
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Proposal to Sign A Financial Service Agreement with
Nanshan Group Finance Co., Ltd. Management For Voted - Against
2 Adjustment of the Estimated Amount of 2022
Continuing Connected Transactions with Nanshan
Group Finance Co., Ltd. Management For Voted - Against
3 Adjustment of the Estimated Amount of 2022
Continuing Connected Transactions with Nanshan
Group Limited and Amendments to the 2022
Comprehensive Service Agreement Appendix Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
5 Amendments to Management System for Connected
Transactions Management For Voted - For
6 Amendments to Management System for Information
Disclosure Management For Voted - For
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Transfer Of Electrolytic Aluminum Production
Capacity Indicators Management For Voted - For
2 Authorization to the Board to Authorize Chairman of
the Board Lv Zhengfeng to Sign Papers Relevant to
1948
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
the Above Transfer of Electrolytic Aluminum
Production Capacity Indicators Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Work Report of the Independent Director Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Annual Report and Its Summary Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Appointment of Financial Audit Firm And
Payment of Audit Remuneration for 2022 Management For Voted - For
8 2023 Remuneration of Directors and Other Senior
Executives Management For Voted - For
9 Compensation of Supervisors in 2023 Management For Voted - For
10 Sign the "2023 Annual Comprehensive Service
Agreement Attachment" With the First Company and
Predict the Amount of Daily Related Transactions in
2023 Management For Voted - For
11 Sign the "2023 Annual Comprehensive Service
Agreement Attachment" With the Second Company and
Estimate the Amount of Daily Related Transactions
in 2023 Management For Voted - For
12 Affiliated Transactions of Holding Subsidiaries Management For Voted - For
13 Affiliated Transactions with a Finance Company Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect LV Zhengfeng Management For Voted - Against
3 Elect SONG Changming Management For Voted - Against
4 Elect HAO Weisong Management For Voted - For
5 Elect GU Huafeng Management For Voted - For
6 Elect YAN Jinan Management For Voted - For
7 Elect SUI Guannan Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect FANG Yufeng Management For Voted - For
10 Elect LIANG Shinian Management For Voted - For
11 Elect JI Meng Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect MA Zhengqing Management For Voted - Against
14 Elect LIANG Shengxiang Management For Voted - For
15 Elect YAO Qiang Management For Voted - Against
SHANDONG SUN PAPER CO LTD
Security ID: Y7681V105 Ticker: 002078
Meeting Date: 22-Nov-22 Meeting Type: Special
1 Investment In Setting Up A Project Management For Voted - For
1949
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Absorption of a Wholly-Owned Subsidiary Management For Voted - For
2 Approval of Borrowing by Nanning Sun Paper Co.,
Ltd. via Syndicated Loan Management For Voted - Against
3 Authority to Give Guarantees for Nanning Sun Paper
Co., Ltd. Management For Voted - Against
4 Approval of 2023 Line of Credit by the Company and
its Controlling Subsidiaries Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Annual Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 2023 Continuing Connected Transactions Quota and
Agreements of the Company and Its Controlled
Subsidiaries: The Connected Transaction Quota and
Agreement with a Company Management For Voted - For
7 2023 Continuing Connected Transactions Quota and
Agreements of the Company and Its Controlled
Subsidiaries: The Connected Transaction Quota and
Agreement with a 2nd Company Management For Voted - For
8 2023 Continuing Connected Transactions Quota and
Agreements of the Company and Its Controlled
Subsidiaries: The Connected Transaction Quota and
Agreement with a 3rd Company Management For Voted - For
9 2023 Continuing Connected Transactions Quota and
Agreements of the Company and Its Controlled
Subsidiaries: The Connected Transaction Quota and
Agreement with a 4th Company Management For Voted - For
10 2023 Continuing Connected Transactions Quota and
Agreements of the Company and Its Controlled
Subsidiaries: The Connected Transaction Quota and
Agreement with a 5th Company Management For Voted - For
11 Reappointment of Auditor Management For Voted - For
12 Amendments to Articles Management For Voted - For
13 Amendments to Procedural Rules for Board Meetings Management For Voted - For
14 Launching Financial Derivatives Transaction Business Management For Voted - For
15 Feasibility Analysis Report on Launching Financial
Derivatives Transactions Business Management For Voted - For
1950
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHANDONG WEIFANG RAINBOW CHEMICAL CO., LTD
Security ID: Y768J5103 Ticker: 301035
Meeting Date: 12-Jan-23 Meeting Type: Special
1 2023 Estimated Quota of Connected Transactions Management For Voted - For
2 2023 Application of Credit Lines Management For Voted - For
3 2023 Provision of Guarantees Management For Voted - Against
4 2023 Launch of Foreign Exchange Derivatives
Transaction Business Management For Voted - For
5 2023 Investment Plan Management For Voted - For
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Reappointment Of Audit Firm Management For Voted - For
7 2023 Remuneration Plan For Directors Management For Voted - For
8 2023 Remuneration Plan For Supervisors Management For Voted - For
9 The Company's Eligibility for Share Offering to
Specific Parties Management For Voted - Against
10 Plan For 2023 Share Offering To Specific Parties:
Stock Type And Par Value Management For Voted - Against
11 Plan For 2023 Share Offering To Specific Parties:
Issuing Method And Date Management For Voted - Against
12 Plan for 2023 Share Offering to Specific Parties:
Issuing Volume Management For Voted - Against
13 Plan for 2023 Share Offering to Specific Parties:
Issuing Targets and Subscription Method Management For Voted - Against
14 Plan for 2023 Share Offering to Specific Parties:
Pricing Base Date, Pricing Principles and Issue
Price Management For Voted - Against
15 Plan For 2023 Share Offering To Specific Parties:
Lockup Period Management For Voted - Against
16 Plan for 2023 Share Offering to Specific Parties:
Purpose and Amount of the Raised Funds Management For Voted - Against
17 Plan For 2023 Share Offering To Specific Parties:
Listing Place Management For Voted - Against
18 Plan for 2023 Share Offering to Specific Parties:
Arrangement for the Accumulated Retained Profits
Before the Issuance Management For Voted - Against
19 Plan for 2023 Share Offering to Specific Parties:
the Valid Period of the Resolution on This Offering Management For Voted - Against
20 2023 Preplan for Share Offering to Specific Parties
(Revised) Management For Voted - Against
21 Demonstration Analysis Report on the 2023 Share
Offering to Specific Parties (Revised) Management For Voted - Against
1951
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Feasibility Analysis Report on the Use of Funds to
Be Raised From 2023 Share Offering to Specific
Parties (Revised) Management For Voted - Against
23 Special Report On Used Of Previously Raised Funds Management For Voted - For
24 Diluted Immediate Return After the 2023 Share
Offering to Specific Parties, Filling Measures and
Commitments of Relevant Parties (Revised) Management For Voted - Against
25 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
26 Full Authorization to the Board to Handle Matters
Regarding the 2023 Share Offering to Specific
Parties Management For Voted - Against
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO LTD
Security ID: Y7T892106 Ticker: 603659
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Eligibility for the Company's Private Placement of
A Shares Management For Voted - Against
2 Types and Nominal Value Management For Voted - Against
3 Issuance Type and Date Management For Voted - Against
4 Issuance Size and Amount of Raised Funds Management For Voted - Against
5 Issuance Target and Subscription Method Management For Voted - Against
6 Pricing Benckmark Date, Pricing Principle and
Issuance Price Management For Voted - Against
7 Use of Proceeds Management For Voted - Against
8 Lockup Period Management For Voted - Against
9 Listing Market Management For Voted - Against
10 Distribution Arrangement of Accumulated
Undistributed Profits Management For Voted - Against
11 Validity of the Resolution Management For Voted - Against
12 Preliminary Plan for the Company's 2022 Private
Placement of A Shares Management For Voted - Against
13 Feasibility Report of the Company's 2022 Private
Placement of A Shares Management For Voted - Against
14 Report of Deposit and Use of Previously Raised Funds Management For Voted - For
15 Indemnification Arrangements for Diluted Current
Earnings and Commitments Management For Voted - Against
16 Board Authorization to Handle Matters of the
Company's 2022 Private Placement of A Shares Management For Voted - Against
17 Establishment of a Special Account for the
Company's 2022 Private Placement of A Shares Management For Voted - Against
18 Shareholder Returns Plan for Next Three Years (2022
- 2024) Management For Voted - For
19 Amendments to Articles Management For Voted - For
Meeting Date: 30-Sep-22 Meeting Type: Special
1 Proposal for Adjustment of the Repurchase Price of
2018 Restricted Stocks and Cancellation and
Repurchase of Shares Management For Voted - For
1952
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Amendments to Articles Management For Voted - For
Meeting Date: 19-Jan-23 Meeting Type: Special
1 2023 Application For Credit Line By The Company And
Its Subsidiaries Management For Voted - For
2 2023 Guarantee For Wholly-Owned And Controlled
Subsidiaries Management For Voted - Against
3 2023 Securities Investment And Derivatives
Transaction Management System Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Registration And Issuance Of Debt Financing
Instruments Management For Voted - For
2 2023 Information Disclosure Affairs Management
System for Interbank Debt Financing Instruments Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor Management For Voted - For
7 Misc. Management Proposal Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Special
1 Investment in a Production Project Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 16-Jun-23 Meeting Type: Special
1 Increase Production Capacity and Investment in the
Negative Electrode Material Project in Sichuan
Production Base Management For Voted - For
SHANXI MEIJIN ENERGY CO LTD
Security ID: Y769A4103 Ticker: 000723
Meeting Date: 12-Jul-22 Meeting Type: Special
1 Provision Of Guarantee For A Controlled Subsidiary Management For Voted - For
Meeting Date: 30-Aug-22 Meeting Type: Special
1 2022 Restricted Stock Incentive Plan (Revised
Draft) And Its Summary Management For Voted - For
2 Implement Appraisal Management Measures for 2022
Restricted Stock Incentive Plan Management For Voted - For
1953
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Board Authorization to Handle Matters Regarding
2022 Restricted Stock Incentive Plan Management For Voted - For
4 Authority to Give Guarantees Management For Voted - For
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Provision Of Guarantee For A Wholly-Owned Subsidiary Management For Voted - For
Meeting Date: 10-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Change Of The Purpose Of Some Raised Funds Management For Voted - For
3 Approve to Adjust the Internal Investment Structure
of the Partial Fundraising Projects Management For Voted - For
4 Approve Provision of Related Guarantees Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 30-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 GDR Issuance and Listing on the SIX Swiss Exchange
and Conversion into A Company Limited by Shares
which Raises Funds Overseas Management For Voted - For
3 Stock Type and Par Value Management For Voted - For
4 Issuing Date Management For Voted - For
5 Issuing Method Management For Voted - For
6 Issuing Scale Management For Voted - For
7 GDR Scale During the Duration Management For Voted - For
8 Conversion Ratio of GDRs and Basic Securities of
A-Shares Management For Voted - For
9 Pricing Method Management For Voted - For
10 Issuing Targets Management For Voted - For
11 Conversion Limit Period of GDRs and Basic
Securities of A-Shares Management For Voted - For
12 Underwriting Method Management For Voted - For
13 Report on the Use of Previously Raised Funds Management For Voted - For
14 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - Abstain
15 Distribution Plan for Accumulated Retained Profits
before the GDR Issuance and Listing on the SIX
Swiss Exchange Management For Voted - For
16 Amendments to Articles Management For Voted - For
17 Amendments to Procedural Rules: Shareholder General
Meetings Management For Voted - For
18 Amendments to Procedural Rules: Board Meetings Management For Voted - For
19 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
20 The Valid Period of Resolution on the GDR Issuance
and Listing on the SIX Swiss Exchange Management For Voted - For
21 Board Authorization to Handle All Related Matters Management For Voted - For
1954
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Proposal for Provision of Guarantee for a
Wholly-Owned Subsidiary Management For Voted - For
Meeting Date: 15-Mar-23 Meeting Type: Special
1 Adjust the Content of the Partial Fundraising
Projects Management For Voted - For
2 Provision of guarantees by the Company to its
subsidiaries Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 Implementing Results of 2022 Continuing Connected
Transactions and Estimation of 2023 Continuing
Connected Transactions Management For Voted - For
7 Connected Transactions Regarding The Supplementary
Agreement To The Agreement On Entrusted Management
To Be Signed Management For Voted - For
8 Estimated Guarantee Quota for Controlled
Subsidiaries by the Company and Other Subsidiaries Management For Voted - For
9 Amendments to the Company's Articles of Association Management For Voted - For
SHANXI TAIGANG STAINLESS STEEL CO., LTD.
Security ID: Y8481S102 Ticker: 000825
Meeting Date: 13-Jul-22 Meeting Type: Special
1 Elect WANG Qingjie Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 18-Oct-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect SHENG Genghong Management For Voted - For
3 Elect LI Hua Management For Voted - For
4 Elect SHANG Jiajun Management For Voted - For
5 Elect ZHANG Xiaodong Management For Voted - For
6 Elect LI Jianmin Management For Voted - For
7 Elect SHI Lairun Management For Voted - For
8 Elect WANG Qingjie Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect MAO Xinping Management For Voted - For
11 Elect LIU Xinquan Management For Voted - For
12 Elect WANG Jianhua Management For Voted - For
13 Elect WANG Dongsheng Management For Voted - For
14 Non-Voting Agenda Item N/A N/A Non-Voting
1955
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Elect ZHANG Xiaolei Management For Voted - Against
16 Elect TANG Yinglin Management For Voted - For
17 Appointment of Auditor Management For Voted - For
18 Appointment of Internal Control Auditor Management For Voted - For
Meeting Date: 10-Feb-23 Meeting Type: Special
1 Registration and Issuance of Super Short-Term
Commercial Papers Management For Voted - For
2 Registration And Issuance Of Medium-Term Notes Management For Voted - For
3 Registration and Issuance Scale Management For Voted - For
4 Registration and Issuance Targets Management For Voted - For
5 Registration and Issuance Method Management For Voted - For
6 Registration and Issuance Duration Management For Voted - For
7 Purpose of the Raised Funds Management For Voted - For
8 Listing Arrangement Management For Voted - For
9 Guarantee Arrangement Management For Voted - For
10 Interest Rate and its Determining Method Management For Voted - For
11 Valid Period of the Resolution Management For Voted - For
12 Board Authorization to Handle All Related Matters Management For Voted - For
13 Main Raw and Auxiliary Materials Supply Agreement
with Taiyuan Iron and Steel (Group) Co., Ltd. Management For Voted - For
14 Comprehensive Service Agreement with Taiyuan Iron
and Steel (Group) Co., Ltd. Management For Voted - For
15 Land Use Right Leasing Agreement with Taiyuan Iron
and Steel (Group) Co., Ltd. Management For Voted - For
16 2023 Estimated Continuing Operational Connected
Transactions Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report and its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2023 Financial Budget Plan Management For Voted - For
7 2023 Fixed Assets Investment Plan Management For Voted - For
8 Amendments to Articles Bundled Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
10 Appointment of 2023 Internal Control Auditor Management For Voted - For
SHENGHE RESOURCES HOLDING CO., LTD.
Security ID: Y8817A106 Ticker: 600392
Meeting Date: 03-Jan-23 Meeting Type: Special
1 Connected Transaction Regarding Optimization of the
Cooperation Mode of a Rare Earth Ore Management For Voted - For
2 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
1956
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
4 Work Rules For Independent Directors Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
Meeting Date: 19-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Related Party Transactions in 2022 and 2023 Management For Voted - For
7 Fees for Directors and Supervisors in 2022 Management For Voted - For
8 Fees for Directors and Supervisors in 2023 Management For Voted - For
9 Authority to Give Guarantees Management For Voted - For
10 Internal Control Self-Assessment Report Management For Voted - For
11 Internal Control Audit Report Management For Voted - For
12 Report on Deposits and Use of Previously Raised
Funds Management For Voted - For
13 Appointment of Auditor Management For Voted - For
SHENZHEN CAPCHEM TECHNOLOGY CO. LTD.
Security ID: Y77316100 Ticker: 300037
Meeting Date: 08-Sep-22 Meeting Type: Special
1 2022 Restricted Share Incentive Plan (draft) and
Its Summary Management For Voted - For
2 Appraisal Management Measures For The
Implementation Of 2022 Restricted Stock Incentive
Plan Management For Voted - For
3 Authorization to the Board to Handle Matters
Regarding the 2022 Restricted Stock Incentive Plan Management For Voted - For
4 Launching Interest Swap Business Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 Increase of the Quota of Idle Raised Funds and
Proprietary Funds for Cash Management Management For Voted - For
2 Change of the Raised Fund Investment Method for
Some Pervious Projects Financed With Raised Funds Management For Voted - For
3 Amendments to Articles Management For Voted - For
Meeting Date: 29-Dec-22 Meeting Type: Special
1 Investment In Construction Of A Project Management For Voted - For
1957
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Accounts and Reports Management For Voted - For
3 Allocation of Profits/Dividends Management For Voted - For
4 Directors' Report Management For Voted - For
5 Supervisors' Report Management For Voted - For
6 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
7 Reappointment of Auditor Management For Voted - For
8 Approval of Line of Credit Management For Voted - For
9 Launching Financial Derivatives Business Management For Voted - For
10 Cash Management With Idle Proprietary Funds And
Raised Funds Management For Voted - For
11 Investment in a Construction of a Project Management For Voted - For
12 Participating in Refinancing Securities Lending
Business Management For Voted - For
13 Amendments to Articles Management For Voted - For
14 Formulation of Allowance Management System for
Directors and Supervisors Management For Voted - For
15 Adjustment of Remuneration for Independent Directors Management For Voted - For
16 Non-Voting Agenda Item N/A N/A Non-Voting
17 Elect QIN Jiusan Management For Voted - For
18 Elect ZHOU Dawen Management For Voted - For
19 Elect ZHENG Zhongtian Management For Voted - For
20 Elect ZHONG Meihong Management For Voted - Against
21 Elect ZHOU Aiping Management For Voted - For
22 Elect XIE Weidong Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect WANG Yong Management For Voted - For
25 Elect ZHANG Xiaoling Management For Voted - For
26 Elect MENG Hong Management For Voted - For
27 Non-Voting Agenda Item N/A N/A Non-Voting
28 Elect ZHANG Guiwen Management For Voted - Against
29 Elect ZHANG Yunwen Management For Voted - For
SHENZHEN CHENGXIN LITHIUM GROUP CO LTD
Security ID: Y2931D104 Ticker: 002240
Meeting Date: 23-Sep-22 Meeting Type: Special
1 Adjusting the Repurchase Price of Restricted Stocks
and Repurchasing and Cancelling Some Restricted
Stocks Management For Voted - For
2 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
1958
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
SHENZHEN DYNANONIC CO LTD
Security ID: Y774ET104 Ticker: 300769
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Proposal for Line of Credit Management For Voted - For
2 Proposal for Provision of Guarantee Management For Voted - Against
3 Amendments to Articles Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Reappointment Of Audit Firm Management For Voted - For
7 2023 Remuneration Plan For Directors Management For Voted - For
8 2023 Remuneration Plan For Supervisors Management For Voted - For
9 Estimated Quota Of Continuing Connected Transactions Management For Voted - For
10 Repurchase And Cancellation Of Some Restricted
Stocks Management For Voted - For
11 A Project Investment Agreement To Be Signed Management For Voted - For
12 The Company's Eligibility for Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
13 Type of Securities to Be Issued Management For Voted - For
14 Issuing Volume Management For Voted - For
15 Convertible Bonds Duration Management For Voted - For
16 Par Value and Issue Price Management For Voted - For
17 Interest Rate Management For Voted - For
18 Time Limit and Method for Paying the Principal and
Interest Management For Voted - For
19 Debt-To-Equity Conversion Period Management For Voted - For
20 Determining the Conversion Price Management For Voted - For
21 Adjustment of the Conversion Price and Calculation
Method Management For Voted - For
22 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
23 Determining Method for the Number of Converted
Shares and Treatment Method of Fractional Shares
During Conversion Management For Voted - For
24 Redemption Clauses Management For Voted - For
25 Resale Clauses Management For Voted - For
26 Dividend Distribution After the Conversion Management For Voted - For
27 Issuing Targets and Method Management For Voted - For
28 Arrangement for Placing to Original Shareholders Management For Voted - For
29 Matters Regarding the Meetings of Bondholders Management For Voted - For
30 Purpose of the Raised Funds Management For Voted - For
31 Guarantee Matters Management For Voted - For
32 Rating Matters Management For Voted - For
1959
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
33 Breach of Agreement and the Responsibilities and
Mechanism for Settlement of Disputes Management For Voted - For
34 Management and Deposit of Raised Funds Management For Voted - For
35 The Valid Period of the Plan for Issuance Management For Voted - For
36 Preplan for 2023 Issuance of Convertible Corporate
Bonds to Non-Specific Parties Management For Voted - For
37 Demonstration Analysis Report On 2023 Issuance Of
Convertible Corporate Bonds To Non-Specific Parties Management For Voted - For
38 Feasibility Analysis Report on the Use of Funds to
Be Raised from the 2023 Issuance of Convertible
Corporate Bonds to Non-Specific Parties Management For Voted - For
39 Special Report On The Use Of Previously Raised Funds Management For Voted - For
40 Diluted Immediate Return After the 2023 Issuance of
Convertible Corporate Bonds to Non-Specific
Parties, Filling Measures and Relevant Commitments Management For Voted - For
41 Rules Governing the Meetings of Bondholders of the
Company's Convertible Bonds Management For Voted - For
42 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the Issuance of
Convertible Corporate Bonds to Non-Specific Parties Management For Voted - For
43 Shareholder Return Plan For The Next Three Years
From 2023 To 2025 Management For Voted - For
44 A Wholly-Owned Subsidiary's Provision of Guarantee
for Its Joint Stock Company Management For Voted - Against
Meeting Date: 31-May-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect KONG Lingyong Management For Voted - Against
3 Elect REN Cheng Management For Voted - For
4 Elect TANG Wenhua Management For Voted - For
5 Elect WAN Yuanxin Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect WANG Wenguang Management For Voted - For
8 Elect BI Xiaoting Management For Voted - For
9 Elect LI Haichen Management For Voted - For
10 Elect LI Ling Management For Voted - Against
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to the Shareholder Return Plan for the
Next Three Years from 2023 to 2025 Management For Voted - For
SHENZHEN SENIOR TECHNOLOGY MATERIAL CO LTD.
Security ID: Y774BJ109 Ticker: 300568
Meeting Date: 17-Aug-22 Meeting Type: Special
1 GDR Issuance and Listing on the SIX Swiss Exchange
or London Stock Exchange and Conversion into A
1960
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Company Limited by Shares which Raises Funds
Overseas Management For Voted - For
2 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Stock Type and
Par Value Management For Voted - For
3 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Date Management For Voted - For
4 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Method Management For Voted - For
5 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Volume Management For Voted - For
6 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: GDR Scale During
the Duration Management For Voted - For
7 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Conversion Ratio
of GDRs and Basic Securities of A-Shares Management For Voted - For
8 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Pricing Method Management For Voted - For
9 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Issuing Targets Management For Voted - For
10 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Listing Place Management For Voted - For
11 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Conversion Limit
Period of GDRs and Basic Securities of A-Shares Management For Voted - For
12 Plan for GDR Issuance and Listing on the SIX Swiss
Exchange or London Stock Exchange: Underwriting
Method Management For Voted - For
13 Plan for the Use of Proceeds from GDR Issuance Management For Voted - For
14 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the SIX
Swiss Exchange or London Stock Exchange Management For Voted - For
15 Board Authorization to Handle Matters Regarding the
GDR Issuance and Listing on the SIX Swiss Exchange
or London Stock Exchange Management For Voted - For
16 Amendments to Articles (Applicable After GDR
Listing) Management For Voted - Against
17 Validity of Resolution on GDR Issuance and Listing
on the SIX Swiss Exchange or London Stock Exchange Management For Voted - For
18 Report On The Use Of Previously-Raised Funds Management For Voted - For
19 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Additional Guarantee Quota For The Bank Financing
Of Subsidiaries Management For Voted - Against
2 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants Management For Voted - For
3 Change of the Registered Capital of the Company and
Amendments to the Articles of Association of the
Company Management For Voted - For
1961
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Proposal On Additional Investment In European
Subsidiaries Management For Voted - For
2 Proposals for the Company to Add Guaranteed Objects
within the Amount of Guarantees for 2022 Management For Voted - Against
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
2 Reappointment Of 2022 Audit Firm Management For Voted - For
Meeting Date: 23-Feb-23 Meeting Type: Special
1 External Investment
Management For Voted - For
2 Change of the Registered Capital and Amendments to
the Articles of Association of the Company Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 Approval of Directors' Reports Management For Voted - For
2 Approval of Supervisors' Reports Management For Voted - For
3 Approval of Annual Report and its Summary Management For Voted - For
4 Approval of Accounts and Reports Management For Voted - For
5 Approval of Financial Budget Management For Voted - For
6 Approval of the Application of Line of Credit Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Authority to Give Guarantees Management For Voted - Against
9 Repurchase and Cancellation of Some Restricted
Shares Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Renovation of Equipment Purchase Agreement and
Provision of Guarantees for a Subsidiary Management For Voted - For
SHENZHEN YUTO PACKAGING TECHNOLOGY CO LTD
Security ID: Y7T460102 Ticker: 002831
Meeting Date: 26-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Annual Report And Its Summary Management For Voted - For
3 2022 Directors' Report Management For Voted - For
4 2022 Supervisors' Report Management For Voted - For
5 2022 Independent Directors' Report Management For Voted - For
6 2022 Internal Control Self-Assessment Report Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 2023 Estimated Related Party Transactions Management For Voted - For
9 Approval of Line of Credit and Adjustement of
Guarantees Management For Voted - Abstain
1962
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Launching Asset Pool Business Management For Voted - For
11 Appointment of Auditor Management For Voted - For
SICHUAN HEBANG BIOTECHNOLOGY CO.LTD.
Security ID: Y7931D103 Ticker: 603077
Meeting Date: 12-Aug-22 Meeting Type: Special
1 Adjustment Of A Project Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 The Company's Eligibility for Public Issuance of
Convertible Corporate Bonds Management For Voted - For
2 Type of Securities to be Issued Management For Voted - For
3 Issuing Volume Management For Voted - For
4 Par Value and Issue Price Management For Voted - For
5 Bond Duration Management For Voted - For
6 Interest Rate of the Bonds Management For Voted - For
7 Time Limit and Method for Repaying the Principal
and Interest Management For Voted - For
8 Debt-to-Equity Conversion Period Management For Voted - For
9 Determining Method for the Number of Converted
Shares Management For Voted - For
10 Determination of and Adjustment to the Conversion
Price Management For Voted - For
11 Provisions on Downward Adjustment of the Conversion
Price Management For Voted - For
12 Redemption Clauses Management For Voted - For
13 Resale Clauses Management For Voted - For
14 Dividend Distribution after the Conversion Management For Voted - For
15 Issuing Targets and Method Management For Voted - For
16 Arrangement for Placing to Original Shareholders Management For Voted - For
17 Matters Regarding the Meetings of Bondholders Management For Voted - For
18 Trustee Issues Management For Voted - For
19 Purpose of the Raised Funds Management For Voted - For
20 Guarantee Matters Management For Voted - For
21 Management of the Raised Funds and the Deposit
Account Management For Voted - For
22 Resolution Validity Management For Voted - For
23 Preplan For Public Issuance Of Convertible
Corporate Bonds Management For Voted - For
24 Establishment of Procedural Rules: Convertible
Corporate Bonds Management For Voted - For
25 Proposal for Management Commitments for Dilution
Measures Management For Voted - For
26 Feasibility Analysis Report on the Use of Funds to
be Raised from the Public Issuance of Convertible
Corporate Bonds Management For Voted - For
27 Board Authorization to Handle Matters Regarding the
Public Issuance of Convertible Corporate Bonds Management For Voted - For
1963
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
28 Shareholder Return Plan for the Next 3 Years
(2022-2024) Management For Voted - For
Meeting Date: 14-Dec-22 Meeting Type: Special
1 Authority to Give Additional Guarantees for a
Subsidiary Management For Voted - For
Meeting Date: 17-Mar-23 Meeting Type: Special
1 Demonstration Analysis Report on the Plan for
Public Offering of Convertible Corporate Bonds Management For Voted - For
2 Board Authorization to Handle Matters Regarding the
Plan for Public Offering of Convertible Corporate
Bonds Management For Voted - For
Meeting Date: 07-Apr-23 Meeting Type: Special
1 Dismissal of a Director Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 Annual Report Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 Reappointment of Auditor Management For Voted - For
6 Financing Plan Management For Voted - For
7 Authority to Give Guarantees Management For Voted - For
8 Elect CHEN Jing Management For Voted - Against
9 Elect HE Zhenggang Management For Voted - For
10 Elect ZENG Xiaoping Management For Voted - For
11 Elect WANG Jun Management For Voted - Against
12 Elect QIN Xueling Management For Voted - For
13 Elect LI Jin Management For Voted - For
14 Elect CHEN Tian Management For Voted - For
15 Elect YUAN Changhua Management For Voted - For
16 Elect HU Yang Management For Voted - For
17 Elect SONG Ying Management For Voted - For
SICHUAN YAHUA INDUSTRIAL GROUP CO. LTD
Security ID: Y7933T106 Ticker: 002497
Meeting Date: 07-Mar-23 Meeting Type: Special
1 2023 Application For Bank Loan And Credit Line Management For Voted - For
Meeting Date: 22-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
1964
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Estimated Continuing Connected Transactions Management For Voted - For
7 2023 Remuneration Standards For Directors And
Senior Management Management For Voted - For
8 2023 Allowance Standards For Independent Directors Management For Voted - For
9 Reappointment Of Audit Firm Management For Voted - For
10 Launching Foreign Exchange Hedging Business Management For Voted - For
11 Extension Of Guarantee For A Company Management For Voted - For
12 Amendments to the Company's Articles of
Association, Rules of Procedure Governing
Shareholders General Meetings, And Rules of
Procedure Governing the Board Meetings Management For Voted - For
13 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
14 Change of Some Projects Financed with Raised Funds
and Investment in Construction of a Project with
the Surplus Raised Funds Management For Voted - For
SINOMA SCIENCE & TECHNOLOGY CO LTD
Security ID: Y80025102 Ticker: 002080
Meeting Date: 18-Jul-22 Meeting Type: Special
1 By-Election of LIU Zhimeng as Independent Director Management For Voted - For
2 Change of Business Scope Management For Voted - For
3 Amendments to Articles Management For Voted - For
4 Amendments to Procedural Rules: Shareholder Meeting Management For Voted - For
5 Amendments to Procedural Rules: Board Meetings Management For Voted - For
6 Amendments to Work System for Independent Directors Management For Voted - For
7 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - For
8 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Related Party Transactions Relating to Equity
Transaction of a Subsidiary Management For Voted - For
2 Authority to Issue Debt Financing Instruments Management For Voted - For
Meeting Date: 16-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Entering into
Financial Agreement with China National Building
Material Group Finance Co., Ltd. Management For Voted - Against
Meeting Date: 04-Jan-23 Meeting Type: Special
1 Extension of Implementation of Commitments on
Avoidance of Horizontal Competition by Two Companies Management For Voted - For
2 Elect ZENG Xuan Management For Voted - Against
1965
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 07-Apr-23 Meeting Type: Annual
1 Annual Report and Its Summary Management For Voted - For
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Estimated Continuing Connected Transactions Management For Voted - For
7 Loan Budget and Related Loan Authorizations Management For Voted - Against
8 2023 Adjustment Of Guarantee Quota And Estimated
Additional Guarantee Management For Voted - For
Meeting Date: 26-Jun-23 Meeting Type: Special
1 Connected Transactions Regarding a Company's
Acquisition of 100% Equities in a Company and
Capital Increase Management For Voted - For
SINOMINE RESOURCE GROUP CO LTD
Security ID: Y80027108 Ticker: 002738
Meeting Date: 09-Jan-23 Meeting Type: Special
1 Appointment Of 2022 Audit Firm Management For Voted - For
2 Change Of The Registered Capital And Amendment To
The Articles Of Association Of The Company Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2023 Application For Comprehensive Credit Line To
Banks Management For Voted - For
7 2023 Estimated External Guarantee Quota Of The
Company And Its Subsidiaries Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect WANG Pingwei Management For Voted - For
10 Elect OU Xuegang Management For Voted - For
11 Elect WEI Yunfeng Management For Voted - For
12 Elect WU Zhihua Management For Voted - For
13 Elect WANG Fangmiao Management For Voted - For
14 Elect ZHANG Jinwei Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect WU Ganguo Management For Voted - For
17 Elect SONG Yongsheng Management For Voted - For
18 Elect YI Dong Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect ZHANG Yinfang Management For Voted - For
1966
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Elect WANG Yunhu Management For Voted - Against
SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED
Security ID: Y80373114 Ticker: 0338
Meeting Date: 08-Sep-22 Meeting Type: Special
1 Elect WAN Tao Management For Voted - For
Meeting Date: 20-Dec-22 Meeting Type: Special
1 New Mutual Product Supply and Sale Services
Framework Agreement Management For Voted - For
2 New Comprehensive Services Framework
Agreement Management For Voted - For
3 Investment Project Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Supervisors' Report Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 Allocation of Profits/Dividends Management For Voted - For
5 2023 Financial Budget Plan Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Authority to Issue Ultra Short-Term Financing Bonds Management For Voted - Against
8 Reduction of Capital and Amendments to Articles Management For Voted - For
9 Authority to Repurchase Domestic and/or Foreign
Shares Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect WAN Tao Management For Voted - For
12 Elect GUAN Zemin Management For Voted - For
13 Elect DU Jun Management For Voted - For
14 Elect HUANG Xiangyu Management For Voted - For
15 Elect XIE Zhenglin Management For Voted - For
16 Elect QIN Zhaohui Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect TANG Song Management For Voted - For
19 Elect CHEN Haifeng Management For Voted - For
20 Elect YANG Jun Management For Voted - For
21 Elect ZHOU Ying Management For Voted - For
22 Elect HUANG Jiangdong Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect ZHANG Xiaofeng as Supervisor Management For Voted - For
25 Elect ZHENG Yunrui as Supervisor Management For Voted - For
26 Elect CHOI Ting Ki as Supervisor Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
1967
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 28-Jun-23 Meeting Type: Other
1 Authority to Repurchase Domestic and/or Foreign
Shares Management For Voted - For
2 Non-Voting Meeting Note N/A N/A Non-Voting
SKSHU PAINT CO LTD.
Security ID: Y806G4107 Ticker: 603737
Meeting Date: 07-Nov-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect HONG Jie Management For Voted - For
3 Elect LIN Lizhong Management For Voted - For
4 Elect ZHU Qifeng Management For Voted - For
5 Elect MI Li Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect YU Zengbiao Management For Voted - For
8 Elect GAO Jianhong Management For Voted - For
9 Elect ZHU Yansheng Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect PENG Yongsen Management For Voted - For
12 Elect ZHAO Fuwei Management For Voted - Against
Meeting Date: 26-May-23 Meeting Type: Annual
1 Directors' Report
Management For Voted - For
2 Supervisors' Report
Management For Voted - For
3 Annual Report
Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Amendments to Articles Bundled Management For Voted - For
7 Appointment of Auditor Management For Voted - For
8 Guarantee Provision Plan and Credit Line Bank
Application Management For Voted - Against
9 External Guarantees Management For Voted - Against
SUZHOU TA&A ULTRA CLEAN TECHNOLOGY CO. LTD
Security ID: Y831BX106 Ticker: 300390
Meeting Date: 26-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect PEI Zhenhua Management For Voted - Abstain
3 Elect LU Jianping Management For Voted - For
4 Elect WANG Hang Management For Voted - For
5 Elect FEI Yunchao Management For Voted - For
1968
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect HUANG Xuexian Management For Voted - For
8 Elect GONG Juming Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect CHEN Xuerong Management For Voted - Against
11 Elect XIANG Yan Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Change of the Company's Name and Stock Abbreviation Management For Voted - For
2 Change of the Company's Business Scope and
Amendments to the Company's Articles of Association Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 2023 Reappointment Of Audit Firm Management For Voted - For
7 Application For Comprehensive Credit Line To Banks Management For Voted - For
8 Amendments To The Articles Of Association Of The
Company Management For Voted - For
9 Amendments to the Rules of Procedure Governing
Shareholders General Meetings Management For Voted - For
10 Amendments To The Rules Of Procedure Governing The
Board Meetings Management For Voted - For
11 Amendments To The Rules Of Procedures Governing The
Supervisory Committee Management For Voted - For
12 Amendments To The External Guarantee Management
System Management For Voted - For
13 Amendments To The External Investment Management
System Management For Voted - For
14 Amendments To The Connected Transactions
Decision-Making System Management For Voted - For
15 Formulation Of The Management System For Provision
Of External Financial Aid Management For Voted - For
16 Formulation Of The Implementing Rules For
Cumulative Voting System Management For Voted - For
17 Formulation Of The Management System For Entrusted
Wealth Management Management For Voted - For
18 Formulation Of The External Donation Management
System Management For Voted - For
1969
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
TANGSHAN JIDONG CEMENT CO., LTD.
Security ID: Y8534M102 Ticker: 000401
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - For
2 Merger And Acquisition Of A Wholly-Owned Subsidiary Management For Voted - For
3 Issuance of Super Short-Term Commercial Papers Management For Voted - For
4 Eligibility for Public Issuance of Corporate Bonds Management For Voted - For
5 Type of Securities Management For Voted - For
6 Issuing Size Management For Voted - For
7 Par Value and Issue Price Management For Voted - For
8 Bond Type and Duration Management For Voted - For
9 Interest Rate Management For Voted - For
10 Issuing Targets and Method Management For Voted - For
11 Use of Proceeds Management For Voted - For
12 Arrangement for Placement to Shareholders Management For Voted - For
13 Listing Market Management For Voted - For
14 Guarantee Arrangements Management For Voted - For
15 Repayment Guarantee Measures Management For Voted - For
16 Validity of Resolution Management For Voted - For
17 Board Authorization to Handle Matters Related to
Public Issuance of Corporate Bonds Management For Voted - For
18 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 14-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions
with a Company and Its Subsidiaries Management For Voted - For
Meeting Date: 25-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Directors' Report Management For Voted - For
3 2022 Supervisors' Report Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 Confirmation of 2022 Financial Audit Fees and
Appointment of 2023 Financial Auditor Management For Voted - For
7 Confirmation of 2022 Internal Control Audit Fees
and Appointment of 2023 Internal Control Auditor Management For Voted - For
8 2022 Non-independent Directors' Fees Management For Voted - For
9 Authority to Give Guarantees to Subsidiaries with
Debt Ratio Above 70% Management For Voted - For
10 2022 Supervisory Board Fees Management For Voted - For
1970
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
TIANQI LITHIUM CORPORATION
Security ID: Y79327105 Ticker: 002466
Meeting Date: 17-Oct-22 Meeting Type: Other
1 Amendments to Articles Management For Voted - Against
2 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 17-Oct-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - Against
2 2022 Employee Stock Ownership Plan (Draft) and Its
Summary Management For Voted - Against
3 Appraisal Management Measures for the
Implementation of 2022 Employee Stock Ownership Plan Management For Voted - Against
4 Authorization to the Board to Handle Matters
Regarding the 2022 Employee Stock Ownership Plan Management For Voted - Against
5 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-Nov-22 Meeting Type: Special
1 To Consider and Approve the Change of Domestic
Auditor of the Company from ShineWing to KPMG and
Appoint KPMG As the Company's International Auditor
for the Year Ending 31 December 2022 Management For Voted - For
Meeting Date: 14-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect JIANG Weiping Management For Voted - For
3 Elect JIANG Anqi Management For Voted - For
4 Elect XIA Juncheng Management For Voted - For
5 Elect ZOU Jun Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect XIANG Chuan Management For Voted - For
8 Elect TANG Guoqiong Management For Voted - For
9 Elect HUANG Wei Management For Voted - For
10 Elect WU Changhua Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect WANG Dongjie Management For Voted - For
13 Elect CHEN Zemin Management For Voted - For
14 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 16-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2023 Financial Budget Management For Voted - For
1971
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Report on Deposit and Use of Previously Raised Funds Management For Voted - For
8 Authority to Issue Debt Instruments Management For Voted - For
9 Shareholder Returns Plan (2023 - 2025) Management For Voted - For
10 Approval of Line of Credit and Provision of
Guarantees Management For Voted - For
11 Authority to Issue A Shares or H Shares Management For Voted - Against
TIANSHAN ALUMINUM GROUP CO LTD
Security ID: Y9894M104 Ticker: 002532
Meeting Date: 23-Dec-22 Meeting Type: Special
1 2023 Application For Financing Quota To Financial
Institutions Management For Voted - For
2 2023 Estimated External Guarantee Quota Of The
Company Management For Voted - Against
Meeting Date: 27-Mar-23 Meeting Type: Special
1 Change of Some Projects Financed with the Funds
Raised and Permanently Supplementing the Working
Capital with Surplus Raised Funds Management For Voted - For
Meeting Date: 10-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Special Report on the Deposit and Use of
Raised Funds Management For Voted - For
7 Reappointment Of Audit Firm Management For Voted - For
TIBET SUMMIT RESOURCES CO LTD
Security ID: Y9723V101 Ticker: 600338
Meeting Date: 28-Dec-22 Meeting Type: Special
1 Provision of Guarantees to Tibet Everest Resources
(Hong Kong) Co., Ltd. Management For Voted - For
2 Appointment of Auditor Management For Voted - For
3 Purchase of Liability Insurance Management For Voted - For
4 Provision of Guarantees to Tibet Everest Resources
(Hong Kong) Co., Ltd. Management For Voted - For
Meeting Date: 15-Feb-23 Meeting Type: Special
1 Extension of Validity of Resolution and
Authorization Regarding a Private Placement Management For Voted - Against
2 Amendments to Articles Management For Voted - For
1972
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Amendments to Procedural Rules for Shareholder
Meeting Management For Voted - For
4 Amendments to Procedural Rules for Board Meeting Management For Voted - For
5 Amendments to Procedural Rules for Supervisory
Board Meeting Management For Voted - For
6 Amendments to Work System for Independent Directors Management For Voted - For
7 Amendments to Management Measures for External
Guarantees Management For Voted - For
8 Amendments to Management Measures for Connected
Transactions Management For Voted - For
Meeting Date: 28-Jun-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2022 Remuneration for Independent Directors and
External Directors Management For Voted - For
6 2022 Remuneration for Internal Directors Management For Voted - For
7 2022 Remuneration for Supervisors Management For Voted - For
8 2023 Financial Budget Report Management For Voted - For
9 Authority to Give Guarantees Management For Voted - Against
TONGKUN GROUP CO LTD
Security ID: Y8851U109 Ticker: 601233
Meeting Date: 31-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Allocation of Profits/Dividends Management For Voted - For
6 2022 Directors' Fees Management For Voted - For
7 2022 Supervisory Board Fees Management For Voted - For
8 Appointment of 2023 Auditor Management For Voted - For
9 Authority to Give Guarantees Management For Voted - Against
10 Approval of Line of Credit Management For Voted - For
11 Related Party Transactions with Shareholders and
Subsidiaries Management For Voted - For
12 Related Party Transactions with Zhejiang Petroleum
& Chemical Co., Ltd. Management For Voted - For
13 Related Party Transactions with Zhejiang Hengchuang
Advanced Functional Fiber Innovation Center Co.,
Ltd. and Its Subsidiaries Management For Voted - For
14 Related Party Transactions with Other Affiliated
Entities Management For Voted - For
15 Related Party Transactions with Shareholders and
Subsidiaries Management For Voted - For
1973
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Related Party Transactions with Zhejiang Petroleum
& Chemical Co., Ltd. Management For Voted - For
17 Related Party Transactions with Zhejiang Hengchuang
Advanced Functional Fiber Innovation Center Co.,
Ltd. and Its Subsidiaries Management For Voted - For
18 Related Party Transactions with Other Affiliated
Entities Management For Voted - For
19 Launching 2023 Foreign Derivative Transaction
Business Management For Voted - For
20 Authority to Issue Medium-term Notes Management For Voted - For
21 Launching Futures Hedging Business Management For Voted - For
22 Establishment of Management System for Hedging
Business Management For Voted - For
23 Non-Voting Agenda Item N/A N/A Non-Voting
24 Elect CHEN Lei Management For Voted - For
25 Elect LI Shengjun Management For Voted - For
26 Elect SHEN Jiansong Management For Voted - For
27 Elect FEI Miaoqi Management For Voted - For
28 Elect XU Xuegen Management For Voted - For
29 Elect CHEN Hui Management For Voted - For
30 Elect SHEN Qichao Management For Voted - For
31 Non-Voting Agenda Item N/A N/A Non-Voting
32 Elect CHEN Zhimin Management For Voted - Against
33 Elect LIU Kexin Management For Voted - For
34 Elect PAN Yushuang Management For Voted - For
35 Elect WANG Xiuhua Management For Voted - For
36 Non-Voting Agenda Item N/A N/A Non-Voting
37 Elect QIU Zhongnan Management For Voted - For
38 Elect YU Rusong Management For Voted - Against
39 Elect TU Tengfei Management For Voted - For
TONGLING NONFERROUS METALS GROUP CO., LTD.
Security ID: Y8883H118 Ticker: 000630
Meeting Date: 06-Dec-22 Meeting Type: Special
1 Authority to Give Guarantees to a Subsidiary Management For Voted - For
Meeting Date: 31-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 The Company's Eligibility for Assets Purchase Via
Share Offering, Issuance of Convertible Bonds and
Cash Payment and Matching Fund Raising Management For Voted - For
2 Overall Plan of the Transaction Management For Voted - For
3 Assets Purchase Via Share Offering: Stock Type, Par
Value and Listing Place Management For Voted - For
4 Assets Purchase Via Share Offering: Issuing Method Management For Voted - For
1974
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Assets Purchase Via Share Offering: Issuing Targets
and Subscription Method Management For Voted - For
6 Assets Purchase Via Share Offering: Issue Price and
Pricing Basis Management For Voted - For
7 Assets Purchase Via Share Offering: Issuing Volume Management For Voted - For
8 Assets Purchase Via Share Offering: Lockup Period
Arrangement Management For Voted - For
9 Assets Purchase Via Share Offering: Arrangement for
the Accumulated Retained Profits Management For Voted - For
10 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Stock Type, Par Value and Listing
Place Management For Voted - For
11 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Issuing Method Management For Voted - For
12 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Issuing Targets Management For Voted - For
13 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Adjustment and Determination of
Conversion Price Management For Voted - For
14 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Issuing Volume and Scale Management For Voted - For
15 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Source of the Converted Shares Management For Voted - For
16 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Bond Duration Management For Voted - For
17 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Conversion Period Management For Voted - For
18 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Interest Rate Management For Voted - For
19 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Time Limit and Method for Paying
the Interest Management For Voted - For
20 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Number of Converted Shares Management For Voted - For
21 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Redemption Clauses Management For Voted - For
22 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Conditional Resale Clause Management For Voted - For
23 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Guarantee and Rating Management For Voted - For
24 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Lockup Period Arrangement Management For Voted - For
25 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Attribution of Dividends After
Conversion Management For Voted - For
26 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Arrangement for the Profits and
Losses During the Transitional Period Management For Voted - For
27 Assets Purchase Via Issuance of Convertible
Corporate Bonds: Effect of Net Smelter Return
Royalty Clause and Contingent Consideration
Arrangement Management For Voted - For
28 Performance Commitments and Compensation
Arrangement: Compensation Obligor Management For Voted - For
1975
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
29 Performance Commitments and Compensation
Arrangement: Performance Commitments Period Management For Voted - For
30 Performance Commitments and Compensation
Arrangement: Performance Commitment Assets and the
Promised Amount Management For Voted - For
31 Performance Commitments and Compensation
Arrangement: Determination and Implementation of
Profit Compensation Management For Voted - For
32 Performance Commitments and Compensation
Arrangement: Impairment Test and Compensation
Arrangement Management For Voted - For
33 Performance Commitments and Compensation
Arrangement: Compensation Arrangement for
Contingent Consideration Management For Voted - For
34 Performance Commitments And Compensation
Arrangement: Compensation Procedure Management For Voted - For
35 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Stock Type, Par Value and Listing
Place Management For Voted - For
36 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Issuing Method Management For Voted - For
37 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Issuing Targets Management For Voted - For
38 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Determination and Adjustment of
the Conversion Price Management For Voted - For
39 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Issuing Volume and Scale Management For Voted - For
40 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Source of the Converted Shares Management For Voted - For
41 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Bond Duration Management For Voted - For
42 Matching Fund Raising Via Issuance Of Convertible
Corporate Bonds: Conversion Period Management For Voted - For
43 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Interest Rate Management For Voted - For
44 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Arrangement for Other Clauses Management For Voted - For
45 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Guarantee and Rating Management For Voted - For
46 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Lockup Period Arrangement Management For Voted - For
47 Matching Fund Raising Via Issuance of Convertible
Corporate Bonds: Attribution of Dividends After
Conversion Management For Voted - For
48 Matching Fund Raising Via Issuance Of Convertible
Corporate Bonds: Purpose Of The Raised Funds Management For Voted - For
49 The Valid Period Of The Resolution Management For Voted - For
50 Report (revised Draft) on Connected Transaction
Regarding Assets Purchase Via Share Offering,
Issuance of Convertible Bonds and Cash Payment and
Matching Fund Raising and Its Summary Management For Voted - For
51 The Transaction Constitutes A Connected Transaction Management For Voted - For
1976
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
52 The Transaction Does Not Constitute A Major Assets
Restructuring Management For Voted - For
53 The Transaction Does Not Constitutes A Listing By
Restructuring Management For Voted - For
54 Conditional Transaction Agreement To Be Signed With
Transaction Counterparts Management For Voted - For
55 Conditional Supplementary Agreement to the Profits
Compensation Agreement to Be Signed with
Transaction Counterparts Management For Voted - For
56 The Transaction is in Compliance with Articles 11
and 43 of the Management Measures on Major Assets
Restructuring of Listed Companies Management For Voted - For
57 The Transaction is in Compliance with Article 4 of
Listed Companies Regulation Guidance No. 9 -
Regulatory Requirements for Planning and
Implementing Major Assets Restructuring of Listed
Companies Management For Voted - For
58 Statement on the Compliance and Completeness of the
Legal Procedure of The Transaction and the Validity
of the Legal Documents Submitted Management For Voted - For
59 Independence of the Evaluation Institution,
Rationality of the Evaluation Hypothesis,
Correlation Between the Evaluation Method and
Evaluation Purpose, and Fairness of the Evaluation
and Pricing Management For Voted - For
60 Statement On The Pricing Basis Of The Transaction
And The Rationality Management For Voted - For
61 Audit Report, Pro Forma Review Report and
Evaluation Report Related to The Transaction Management For Voted - For
62 Diluted Immediate Return After The Transaction And
Filling Measures Management For Voted - For
63 The Company's Share Price Fluctuation Does Not Meet
Relevant Standards As Specified by Paragraph 7 of
Article 13 of the Shenzhen Stock Exchange
Self-regulatory Supervision Guidelines for Listed
Companies No. 8 - Major Assets Restructuring Management For Voted - For
64 Misc. Management Proposal Management For Voted - For
65 Full Authorization To The Board To Handle Matters
Regarding The Transaction Management For Voted - For
66 Exemption of Transaction Counterparts from the
Tender Offer Obligation to Increase Shareholding in
the Company Management For Voted - For
67 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 08-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Annual Report Management For Voted - For
7 Approval of Line of Credit Management For Voted - For
1977
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Foreign Exchange Transactions Management For Voted - For
9 Reappointment of Auditor Management For Voted - For
10 Continuing Connected Transaction Regarding a
Financial Service Agreement to be Signed with a
Company Management For Voted - Against
11 Provision For Assets Impairment Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect GONG Huadong Management For Voted - For
14 Elect DING Shiqi Management For Voted - For
15 Elect JIANG Peijin Management For Voted - For
16 Elect HU Xinfu Management For Voted - For
17 Elect Zhou Jun Management For Voted - Against
18 Elect LIANG Hongliu Management For Voted - For
19 Elect YAO Bing Management For Voted - For
20 Non-Voting Agenda Item N/A N/A Non-Voting
21 Elect YAO Lushi Management For Voted - For
22 Elect TANG Shukun Management For Voted - For
23 Elect YOU Jia Management For Voted - For
24 Elect ZHU Ming Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect WANG Nongsheng Management For Voted - Against
27 Elect LI Xin Management For Voted - Against
28 Elect XIE Shuorong Management For Voted - Against
Meeting Date: 29-Jun-23 Meeting Type: Special
1 Related Party Transactions Management For Voted - Against
WANHUA CHEMICAL GROUP CO., LTD.
Security ID: Y9520G109 Ticker: 600309
Meeting Date: 15-Aug-22 Meeting Type: Special
1 Authority to Give Guarantees for Subsidiaries Management For Voted - For
2 Change of Company's Registered Type Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Annual
1 2022 Accounts and Reports Management For Voted - For
2 2022 Allocation of Profits/Dividends Management For Voted - For
3 Report on the Completion of 2022 Investment Plan
and 2023 Investment Plan Management For Voted - For
4 2022 Annual Report Management For Voted - For
5 2022 Directors' Report Management For Voted - For
6 2022 Supervisors' Report Management For Voted - For
7 2022 Independent Directors' Report Management For Voted - For
8 Payment of Auditor Compensation Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Related Party Transactions Management For Voted - For
11 Authority to Give Guarantees Management For Voted - Against
1978
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Proposal to Apply for Continued Registeration of
Non-Financial Corporate Debt Financing Instrument
(DFI) Management For Voted - For
13 Amendments to Management System for External
Guarantees Management For Voted - For
14 Amendments to Articles Management For Voted - For
15 Elect LIU Zhijun Management For Voted - For
16 Elect LIAO Zengtai Management For Voted - Against
17 Elect KOU Guangwu Management For Voted - For
18 Elect HUA Weiqi Management For Voted - For
19 Elect RONG Feng Management For Voted - For
20 Elect CHEN Dianxin Management For Voted - For
21 Elect WANG Qingchun Management For Voted - For
22 Elect GUO Xingtian Management For Voted - For
23 Elect WU Changqi Management For Voted - For
24 Elect WANG Huacheng Management For Voted - For
25 Elect MA Yuguo Management For Voted - For
26 Elect LI Zhongxiang Management For Voted - For
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
29 Non-Voting Meeting Note N/A N/A Non-Voting
WEIHAI GUANGWEI COMPOSITES CO. LTD.
Security ID: Y953AT108 Ticker: 300699
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Profit Allocation Plan Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Entering into a Frame Agreement on Continuing
Connected Transactions Management For Voted - For
7 Connected Transaction Regarding Provision of
Guarantees and Financial Assistance to a
Controlling Subsidiary Management For Voted - For
8 Apply for Comprehensive Credit Lines, Bank Loans
and Guarantees Management For Voted - For
9 Amendments to Articles Management For Voted - Against
10 Reappointment of 2023 Auditor Management For Voted - For
WESTERN MINING CO., LTD.
Security ID: Y9535G102 Ticker: 601168
Meeting Date: 08-Aug-22 Meeting Type: Special
1 Approval of Capital Decrease in a Subsidiary Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - Against
1979
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Amendments to Procedural Rules: Board Meetings Management For Voted - Against
5 Amendments to Procedural Rules: Supervisory Board
Meetings Management For Voted - Against
6 Amendments to Management System for Connected
Transaction Management For Voted - Against
7 Amendments to Management System for Raised Funds Management For Voted - Against
8 Amendments to Management System for Information
Disclosure Management For Voted - Against
Meeting Date: 12-Dec-22 Meeting Type: Special
1 Elect ZHONG Yongsheng Management For Voted - For
2 Connected Transaction Regarding Increase of the
Registered Capital in a Controlled Subsidiary With
Undistributed Profits Management For Voted - For
3 Appointment of Auditor Management For Voted - For
Meeting Date: 06-Feb-23 Meeting Type: Special
1 Capital Increase in a Controlled Subsidiary
Management For Voted - For
2 Transfer of 27 Percent Equities in a Company to a
Wholly-owned Subsidiary and Capital Increase in It
Management For Voted - For
3 Wholly-owned Subsidiaries Provision of Guarantee
for Loans of Their Controlled Subsidiaries Management For Voted - For
Meeting Date: 14-Apr-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of Independent Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Estimated Continuing Connected Transactions
And The Implementing Results Management For Voted - For
7 2022 Estimated Continuing Connected Transactions
and the Implementing Results of a Controlled
Subsidiary : Connected Transactions With a Related
Parties and Its Related Parties Management For Voted - For
8 2022 Estimated Continuing Connected Transactions
and the Implementing Results of a Controlled
Subsidiary : Connected Transactions With Another
Related Parties and Its Related Parties Management For Voted - For
9 2022 Allowance Standards for Directors Management For Voted - For
10 2022 Allowance Standards For Supervisors Management For Voted - For
11 2023 Fixed Assets Investment Plan For Construction
Projects Management For Voted - For
12 2023 Estimated Continuing Connected Transactions Management For Voted - For
13 2023 Estimated Continuing Connected Transactions of
a Controlled Subsidiary : Connected Transactions
With a Related Parties and Its Related Parties Management For Voted - For
1980
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 2023 Estimated Continuing Connected Transactions Of
A Controlled Subsidiary : Connected Transactions
With Another Related Parties And Its Related Parties Management For Voted - For
15 2023 Financial Budget Report Management For Voted - For
16 Provision Of Guarantee For Subsidiaries Management For Voted - For
Meeting Date: 30-Jun-23 Meeting Type: Special
1 Connected Transactions Regarding Participation in
Bidding for 6.29 Percent Equities of a Company Held
by the Controlling Shareholder Management For Voted - For
WESTERN SUPERCONDUCTING TECHNOLOGIES CO. LTD.
Security ID: Y9T35V103 Ticker: 688122
Meeting Date: 27-Apr-23 Meeting Type: Annual
1 2022 Work Report of The Board of Directors
Management For Voted - For
2 2022 Work Report of The Supervisory Committee
Management For Voted - For
3 2022 Annual Report And Its Summary
Management For Voted - For
4 2022 Annual Accounts And 2023 Financial Budget
Management For Voted - For
5 2022 Profit Distribution Plan Management For Voted - For
6 2022 Work Report of Independent Directors
Management For Voted - For
7 2023 Continuing Connected Transactions Plan
Management For Voted - For
8 Appointment of 2023 Financial Audit Firm And
Internal Control Audit Firm
Management For Voted - For
9 Election And Nomination of Non-Independent
Directors
Management For Voted - For
XIAMEN TUNGSTEN
Security ID: Y6454T107 Ticker: 600549
Meeting Date: 14-Jul-22 Meeting Type: Special
1 Adjustment of 2022 Estimated Continuing Connected
Transactions with China Tungsten High-tech
Materials Co., Ltd. and its direct and indirect
holding companies Management For Voted - For
2 Adjustment of 2022 Estimated Continuing Connected
Transactions with Fujian Metallurgical (Holdings)
Co., Ltd. and its direct and indirect holdings
companies Management For Voted - For
1981
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Adjustment of 2022 Estimated Continuing Connected
Transactions with United Materials Corporation of
Japan Management For Voted - For
4 The Second Phase Employee Stock Ownership Plan
(Draft) And Its Summary Management For Voted - Against
5 Establishment of the Management Measures for the
Second Phase Employee Stock Ownership Plan Management For Voted - Against
6 Board Authorization to Handle Matters Regarding the
Employee Stock Ownership Plan Management For Voted - Against
Meeting Date: 14-Sep-22 Meeting Type: Special
1 Investment in Construction of a Project by a
Subsidiary Management For Voted - For
2 Application For Registration And Issuance Of
Medium-Term Notes Management For Voted - For
3 Amendments To The Rules For Operational
Decision-Making And Management Management For Voted - For
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase
and Share Expansion and Introduction of Staff
Shareholding by a Wholly-owned Subsidiary Management For Voted - For
Meeting Date: 17-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions
with Fujian Yejin (Holdings) Co., Ltd. and its
Directly and Indirectly Controlled Companies Management For Voted - For
2 2023 Estimated Continuing Connected Transactions
with Jiangxi Jutong Industry Co., Ltd. Management For Voted - For
3 2023 Estimated Continuing Connected Transactions
with China Tungsten and Hightech Materials Co.,
Ltd. and its Directly and Indirectly Controlled
Companies Management For Voted - For
4 2023 Estimated Continuing Connected Transactions
with Japan Joint Materials Company and TMA
Corporation Management For Voted - For
5 2023 Estimated Continuing Connected Transactions
with Suzhou Aichi Gauss Motor Co., Ltd. Management For Voted - For
6 Entering into Continuing Connected Transaction
Framework Agreement with China Tungsten and
Hightech Materials Co., Ltd. Management For Voted - For
7 Entering into Continuing Connected Transaction
Framework Agreement with Suzhou Aichi Gauss Motor
Co., Ltd. Management For Voted - For
8 Amendments to Implementation Measures for Annual
Salary System Management For Voted - For
9 Approval of Provision of Loans by Xiamen Tengwangge
Real Estate Development Co., Ltd. to a Subsidiary Management For Voted - For
1982
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports and 2023 Financial Budget Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Authority to Give Guarantees Management For Voted - For
7 Authority for XTC New Energy Materials (Xiamen)
Co., Ltd. to Give Guarantees to its Subsidiaries Management For Voted - For
8 Related Party Transactions Regarding Provision of
Counter Guarantees Management For Voted - For
9 Appointment of Auditor Management For Voted - For
10 Amendments to Articles Management For Voted - For
11 Related Party Transactions Regarding Loan Agreement
to be Signed with Fujian Metallurgical Holding Co.,
Ltd. Management For Voted - For
12 Framework Agreement for Daily Connected
Transactions to be Signed with Fujian Metallurgical
Holding Co., Ltd. Management For Voted - For
13 Framework Agreement for Daily Connected
Transactions to be Signed with Jiangxi Judong
Industrial Co., Ltd. Management For Voted - For
14 Framework Agreement for Daily Connected
Transactions to be Signed with A.L.M.T. Corp. and
TMA Corp. Management For Voted - For
XINJIANG ZHONGTAI CHEMICAL CO., LTD.
Security ID: Y9723L103 Ticker: 002092
Meeting Date: 11-Jul-22 Meeting Type: Special
1 2021 Restricted Stock Incentive Plan (2Nd Revised
Draft) And Its Summary Management For Voted - For
2 Management Measures for the 2021 Restricted Stock
Incentive Plan (2nd Revision) Management For Voted - For
3 Performance Appraisal Measures on the 2021
Restricted Stock Incentive Plan (2nd Revision) Management For Voted - For
4 Board Authorization to Handle Matters Regarding to
the Stock Incentive Plan Management For Voted - For
5 Appointment of Auditor Management For Voted - For
6 Purchase of Liability Insurance for Directors,
Supervisors and Senior Management Management For Voted - For
7 Public Issuance Of Corporate Bonds Management For Voted - For
Meeting Date: 13-Sep-22 Meeting Type: Special
1 Authority to Give Guarantees to Subsidiary Management For Voted - For
2 Authority to Give Guarantees to Related Party Management For Voted - For
1983
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 26-Sep-22 Meeting Type: Special
1 Elect JIANG Jun Management For Voted - For
2 Amendments to the Company's Articles of Association Management For Voted - For
3 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
4 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
5 Amendments to the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee Management For Voted - For
6 Amendments to the Code of Conduct for Controlling
Shareholders and De Facto Controller Management For Voted - For
7 Amendments To The Raised Funds Management Measures Management For Voted - For
8 Amendments To The External Guarantee Management
Measures Management For Voted - For
Meeting Date: 01-Nov-22 Meeting Type: Special
1 Authority to Give Guarantees Management For Voted - Against
2 Amendments to Decision Making System for Connected
Transaction Management For Voted - For
3 Amendments to Work System for Independent Directors Management For Voted - For
Meeting Date: 28-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Amendments to Procedural Rules: Board Meetings Management For Voted - For
3 Application for Bank Loans and Credit Guarantee Management For Voted - Against
4 A Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
5 A 2nd Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
6 A 3rd Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
7 A 4th Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
8 A 5th Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
9 A 6th Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
10 A 7th Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
11 A 8th Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
1984
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 A 9th Company's Application for Banks Loans and the
Company's Provision of Joint and Several Guarantee
for It Management For Voted - Against
13 Connected Transactions Regarding Provision of
Guarantee for Controlled Subsidiaries Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect YANG Jianghong Management For Voted - For
16 Elect JIANG Jun Management For Voted - For
17 Elect YU Yajing Management For Voted - For
18 Elect ZHAO Yonglu Management For Voted - For
19 Elect HUANG Zengwei Management For Voted - For
20 Elect ZHOU Canwei Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect JIANG Qingzhe Management For Voted - For
23 Elect YANG Xuewen Management For Voted - For
24 Elect YAO Wenying Management For Voted - For
25 Non-Voting Agenda Item N/A N/A Non-Voting
26 Elect ZHANG Qinghua Management For Voted - Against
27 Elect WANG Yaling Management For Voted - For
28 Elect ZHANG Liang Management For Voted - Against
Meeting Date: 14-Dec-22 Meeting Type: Special
1 Provision Of Guarantee For Joint Stock Companies Management For Voted - For
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Application for Comprehensive Credit Line by a
Controlled Subsidiary and Provision of Guarantee Management For Voted - For
Meeting Date: 03-Mar-23 Meeting Type: Special
1 2023 Application for Estimated Comprehensive Credit
Line by the Company and Subsidiaries and Provision
of Guarantee Quota for Subsidiaries Management For Voted - Against
2 A Company's Application for Comprehensive Credit
Line to Banks and Other Financial Institutions and
Provision of Guarantee by the Company Management For Voted - For
3 A 2nd Company's Application for Comprehensive
Credit Line to Banks and Other Financial
Institutions and Provision of Guarantee by the
Company Management For Voted - For
4 A 3rd Company's Application for Comprehensive
Credit Line to Banks and Other Financial
Institutions and Provision of Guarantee by the
Company Management For Voted - For
5 A 4th Company's Application for Comprehensive
Credit Line to Banks and Other Financial
Institutions and Provision of Guarantee by the
Company Management For Voted - For
6 A 5th Company's Application for Comprehensive
Credit Line to Banks and Other Financial
1985
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Institutions and Provision of Guarantee by the
Company Management For Voted - For
7 A 6th Company's Application for Comprehensive
Credit Line to Banks and Other Financial
Institutions and Provision of Guarantee by the
Company Management For Voted - For
8 A 7th Company's Application for Loans to a Bank and
an 8th Company's Provision of Joint and Several
Guarantee Management For Voted - For
9 Connected Transaction Regarding a Company's
Financial Aid to Another Company Management For Voted - For
10 2023 Estimated Continuing Connected Transactions Management For Voted - For
Meeting Date: 21-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2023 Financial Budget Plan Management For Voted - For
6 2022 Allocation of Profits/Dividends Management For Voted - For
7 Report on 2022 Deposit and Use of Previously Raised
Funds Management For Voted - For
8 Amendments to Articles Management For Voted - For
9 Authority to Give Guarantees to Affiliated Entities Management For Voted - For
YINTAI GOLD CO LTD
Security ID: Y1584S103 Ticker: 000975
Meeting Date: 16-Jan-23 Meeting Type: Special
1 Appointment of 2022 Auditor Management For Voted - For
2 Increase Of 2022 Audit Fees Management For Voted - For
Meeting Date: 21-Mar-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report of Supervisors Management For Voted - For
3 2022 Annual Accounts Management For Voted - For
4 2022 Annual Report And Its Summary Management For Voted - For
5 2022 Work Report Of Independent Directors Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 Entrusted Wealth Management And Investment With
Idle Proprietary Funds By The Company And
Controlled Subsidiaries Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
1986
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
YONGXING SPECIAL MATERIALS TECHNOLOGY CO LTD
Security ID: Y98421103 Ticker: 002756
Meeting Date: 26-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect GAO Xingjiang Management For Voted - For
3 Elect QIU Jianrong Management For Voted - For
4 Elect YANG Guohua Management For Voted - For
5 Elect ZOU Weimin Management For Voted - For
6 Elect LIU Huafeng Management For Voted - For
7 Elect LI Zhengzhou Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect ZHAO Min Management For Voted - For
10 Elect CHENG Guoguang Management For Voted - For
11 Elect ZHANG Zhenyue Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect SHEN Huiyu Management For Voted - Against
14 Elect XU Fagen Management For Voted - For
15 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 18-Nov-22 Meeting Type: Special
1 Settlement of Projects Financed with Raised Funds
from Public Issuance of Convertible Corporate Bonds
and Permanently Supplementing the Working Capital
with the Surplus Raised Funds Management For Voted - For
Meeting Date: 27-Feb-23 Meeting Type: Special
1 Elect ZHENG Zhuoqun Management For Voted - For
Meeting Date: 12-Apr-23 Meeting Type: Annual
1 2022 Annual Report And Its Summary Management For Voted - For
2 2022 Work Report Of The Board Of Directors Management For Voted - For
3 2022 Work Report Of The Supervisory Committee Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2022 Profit Allocation Plan Management For Voted - For
6 2023 Estimated Related Party Transactions Management For Voted - For
7 Reappointment of 2023 Auditor Management For Voted - For
8 Cash Management with Some Proprietary Idle Funds Management For Voted - For
Meeting Date: 12-May-23 Meeting Type: Special
1 Change of the Company S Registered Capital and
Amendments to the Company S Articles of Association Management For Voted - For
1987
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
YOUNGY CO LTD.
Security ID: Y2932Z104 Ticker: 002192
Meeting Date: 19-Sep-22 Meeting Type: Special
1 2022 Estimated Additional Continuing Connected
Transactions Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Amendments to Procedural Rules: Shareholder Meetings Management For Voted - For
4 Amendments to Procedural Rules: Board Meetings Management For Voted - For
5 Amendments to Decision-Making System for Connected
Transactions Management For Voted - For
6 Amendments to Management System for External
Guarantees Management For Voted - For
7 Amendments to Management System for Profit
Distribution Management For Voted - For
Meeting Date: 11-Nov-22 Meeting Type: Special
1 Directors' Fees Management For Voted - For
2 Amendments to Work System for Independent Directors Management For Voted - For
3 Supervisors' Fees Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect LV Xiangyang Management For Voted - For
6 Elect XIE Yegen Management For Voted - For
7 Elect ZHANG Jiaxiang Management For Voted - For
8 Elect ZHU Liang Management For Voted - For
9 Non-Voting Agenda Item N/A N/A Non-Voting
10 Elect SHEN Hongtao Management For Voted - For
11 Elect LEI Jinghua Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect HUANG Jiangfeng Management For Voted - Against
14 Elect SUN Zengming Management For Voted - For
Meeting Date: 08-Dec-22 Meeting Type: Special
1 Further Extension of the Valid Period of the
Resolution on the Private Placement Management For Voted - For
2 Further Extension of the Valid Period of the Board
Authorization to Handle All Matters Related to the
Private Placement Management For Voted - For
Meeting Date: 10-Jan-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions Management For Voted - For
2 2023 Controlling Shareholder and De Facto
Controller's Provision of Financial Aid and
Guarantee for the Company Management For Voted - For
3 2023 Estimated Guarantee Quota For Controlled
Subsidiaries Management For Voted - For
4 2023 Financial Aid Quota To a Controlled Subsidiary Management For Voted - Abstain
1988
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 2023 Estimated Entrusted Wealth Management with
Temporarily Idle Funds Management For Voted - For
Meeting Date: 09-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 2022 Annual Accounts Management For Voted - For
3 2022 Profit Allocation Plan Management For Voted - For
4 2022 Work Report Of The Board Of Directors Management For Voted - For
5 2022 Work Report Of The Supervisory Committee Management For Voted - For
6 2022 Annual Report And Its Summary Management For Voted - For
7 Reappointment of 2023 Auditor Management For Voted - For
8 2023 Estimated Related Party Transactions Management For Voted - For
9 Give Up the Minority Stake in The Holding
Subsidiary Dongguan Derui to Transfer the Right of
First Refusal And Joint Investment With Related
Parties Management For Voted - For
YUNNAN ALUMINIUM CO. LTD.
Security ID: Y9881Y103 Ticker: 000807
Meeting Date: 25-Nov-22 Meeting Type: Special
1 Amendments to Articles Management For Voted - For
2 Appointment of Auditor and Internal Control Auditor Management For Voted - Against
3 Adjustment of 2022 Continuing Connected Transactions Management For Voted - For
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Connected Transaction Regarding Capital Increase
via Equities and Assets Transfer and Cash in a
Company Management For Voted - For
2 Amendments to Articles Management For Voted - For
Meeting Date: 10-Mar-23 Meeting Type: Special
1 Liability Insurance Management For Voted - For
2 Independent Directors' Fees Management For Voted - For
3 Related Party Transactions in 2023 Management For Voted - For
4 Non-Voting Agenda Item N/A N/A Non-Voting
5 Elect ZHANG Zhengji Management For Voted - For
6 Elect LU Zengjin Management For Voted - For
7 Elect XU Jing Management For Voted - For
8 Elect JIAO Yun Management For Voted - For
9 Elect CHEN Tinggui Management For Voted - For
10 Elect ZHENG Ting Management For Voted - For
11 Elect LI Zhijian Management For Voted - For
Meeting Date: 17-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
1989
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Profit Distribution Plan Management For Voted - For
5 2023 Debt Financing Plan Management For Voted - For
6 Connected Transaction Regarding Renewal Of A
Financial Service Agreement With A Company Management For Voted - Against
7 Connected Transaction Regarding The Factoring
Cooperation Framework Agreement To Be Signed With A
Company Management For Voted - For
8 Connected Transaction Regarding the Framework
Agreement on Financial Leasing Cooperation to Be
Signed with a Company Management For Voted - For
YUNNAN ENERGY NEW MATERIAL CO LTD
Security ID: Y9881M109 Ticker: 002812
Meeting Date: 24-Mar-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2022 Allocation of Profits Management For Voted - For
5 2022 Annual Report and its Summary Management For Voted - For
6 Reappointment of Auditor and Internal Control
Auditor Management For Voted - For
7 2022 Directors' Fees Management For Voted - For
8 2022 Supervisory Board Fees Management For Voted - For
9 Proposal for 2023 Line of Credit Management For Voted - For
10 Proposal for 2023 Guarantee Given within
Consolidated Statement Management For Voted - Against
11 Proposal for 2023 Deposit, Loan and Guarantee
Business with Related Bank Management For Voted - For
12 Proposal to Offer Financial Aids to its Subsidiaries Management For Voted - For
13 Proposal to Establish Various Functional Committees
for the Fifth Board of Directors Management For Voted - For
14 Elect Paul LEE Xiaoming Management For Voted - For
15 Elect LI Xiaohua Management For Voted - Against
16 Elect Yan Ma Management For Voted - For
17 Elect Alex CHENG Management For Voted - For
18 Elect MA Weihua Management For Voted - For
19 Elect FENG Jie Management For Voted - For
20 Elect SHOU Chunyan Management For Voted - For
21 Elect PAN Siming Management For Voted - For
22 Elect ZHANG Jing Management For Voted - For
23 Elect ZHANG Tao Management For Voted - For
24 Elect LI Bing Management For Voted - Against
25 Non-Voting Meeting Note N/A N/A Non-Voting
26 Non-Voting Meeting Note N/A N/A Non-Voting
27 Non-Voting Meeting Note N/A N/A Non-Voting
28 Non-Voting Meeting Note N/A N/A Non-Voting
1990
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 08-May-23 Meeting Type: Special
1 Approve Extension of Resolution Validity Period of
Private Placement Management For Voted - For
2 Approve Extension of Authorization of the Board on
Private Placement Management For Voted - For
YUNNAN TIN CO., LTD.
Security ID: Y9882W106 Ticker: 000960
Meeting Date: 28-Nov-22 Meeting Type: Special
1 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
2 Amendments to Articles Management For Voted - For
3 Reappointment of Auditor Management For Voted - For
Meeting Date: 03-Feb-23 Meeting Type: Special
1 2023 Estimated Continuing Connected Transactions
and Signing the Connected Transaction Contract with
Related Parties and Continuing to Perform the
Contected Transaction Agreements Management For Voted - For
2 2023 Estimated Guarantee Quota for Subsidiaries and
Subsidiaries Management For Voted - For
3 Launching Forward Foreign Exchange Transactions Management For Voted - For
4 2023 Application For Comprehensive Credit Line To
Some Commercial Banks Management For Voted - For
5 2023 Hedging Plan Management For Voted - For
6 2023 Investment Plan Management For Voted - For
7 Non-Voting Agenda Item N/A N/A Non-Voting
8 Elect LIU Luke Management For Voted - For
9 Elect WU Jun Management For Voted - For
10 Elect LI Ji Management For Voted - For
11 Elect CHEN Xiongjun Management For Voted - For
12 Elect LI Dening Management For Voted - For
13 Non-Voting Agenda Item N/A N/A Non-Voting
14 Elect YUAN Rongli Management For Voted - For
15 Elect WANG Daobin Management For Voted - For
16 Elect YU Dingming Management For Voted - For
17 Non-Voting Agenda Item N/A N/A Non-Voting
18 Elect LU Litao Management For Voted - Against
19 Elect ZHANG Hongxu Management For Voted - For
20 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 24-Apr-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2023 Financial Budget Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
1991
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Related Party Transactions Management For Voted - For
7 2022 Annual Report And Its Summary Management For Voted - For
8 Elect WU Hongxing as Director Management For Voted - For
YUNNAN YUNTIANHUA CO., LTD.
Security ID: Y9882C100 Ticker: 600096
Meeting Date: 16-Sep-22 Meeting Type: Special
1 Allowance Standards For Independent Directors Management For Voted - For
2 Connected Transaction Regarding Renewal of the
Financial Service Agreement with a Company Management For Voted - Against
Meeting Date: 31-Oct-22 Meeting Type: Special
1 Authority to Give Additional Guarantees Management For Voted - Against
2 Proposal for Cancellation and Repurchase of Shares Management For Voted - For
Meeting Date: 16-Nov-22 Meeting Type: Special
1 2022 Additional Continuing Connected Transactions Management For Voted - For
Meeting Date: 27-Dec-22 Meeting Type: Special
1 2023 External Guarantee Management For Voted - Against
2 Formulation Of The Working System For Independent
Directors Management For Voted - For
Meeting Date: 12-Jan-23 Meeting Type: Special
1 Repurchase and Cancellation of Some Locked
Restricted Stocks Granted to Plan Participants Management For Voted - For
Meeting Date: 24-Mar-23 Meeting Type: Special
1 The Eligibility For The Offering Of Shares Of The
Company To Specific Objects Management For Voted - Against
2 Stock Class And Par Value Management For Voted - Against
3 Methods And Date Of Issuance Management For Voted - Against
4 Subscribers And Method Of Subscription Management For Voted - Against
5 Pricing Base Day And Issuance Price Management For Voted - Against
6 Volume Of Issuance Management For Voted - Against
7 Scale And Uses Of Proceeds Management For Voted - Against
8 Lock-Up Period Management For Voted - Against
9 Listing Exchange Management For Voted - Against
10 Arrangement For Accumulated Undistributed Profit Management For Voted - Against
11 Valid Period Of The Resolution Of The Offering Of
Shares To Specific Objects Management For Voted - Against
12 The Feasibility Analysis Report Concerning the Use
of Proceeds from Offering a Shares to Specific
Objects for 2022 (revised) Management For Voted - Against
1992
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
13 The Plan (revised) of the Offering of a Shares of
the Company to Specific Objects for 2022 Management For Voted - Against
14 The Demonstration Analysis Report Concerning the
Scheme of Offering a Shares to Specific Objects for
2022 Management For Voted - Against
15 Sign Conditional Agreements on Stock Subscription
with Yuntianhua Group Co. Ltd. and on the Related
Party Transactions Management For Voted - Against
16 Enter into the Supplemental Agreement to
Conditional Share Subscription Agreement with
Yuntianhua Group Co. Ltd. and on Related Party
Transactions Management For Voted - Against
17 The Shareholder Return Plan of the Company for the
Next Three Years (2023-2025) Management For Voted - For
18 The Dilution of Current Returns Upon the Offering
of Shares to Specific Objects for 2022 and the
Compensation Measures to Be Taken Management For Voted - Against
19 The Commitments Issued by Controlling Shareholders
Directors and Officers for the Dilution of Current
Returns Upon the Offering of Shares to Specific
Objects for 2022 and the Compensation Measures to
Be Taken Management For Voted - Against
20 The Report Concerning The Uses Of Proceeds Raised
Previously Of The Company Management For Voted - For
21 Request the General Meeting of Shareholders to
Approve to Exempt the Subscription Target from
Making an Offer Management For Voted - Against
22 Request the General Meeting of Shareholders to
Fully Authorize the Board of Directors to Handle
Matters Related to the Offering of Shares to
Specific Objects Management For Voted - Against
23 The Company and Its Subsidiaries to Conduct Futures
Hedging Business Management For Voted - For
Meeting Date: 30-Mar-23 Meeting Type: Special
1 Connected Transactions Regarding Acquisition of
Equities in a Company Management For Voted - For
Meeting Date: 13-Apr-23 Meeting Type: Special
1 Connected Transaction Regarding Joint Investment in
Setting up a Joint Venture Management For Voted - For
Meeting Date: 05-May-23 Meeting Type: Annual
1 2022 Annual Accounts Management For Voted - For
2 2023 Financial Budget Plan Management For Voted - For
3 2022 Profit Distribution Plan Management For Voted - For
4 2022 Work Report Of The Board Of Directors Management For Voted - For
5 2022 Work Report Of Independent Directors Management For Voted - For
6 2022 Work Report Of The Supervisory Committee Management For Voted - For
7 2023 Continuing Connected Transactions Management For Voted - For
8 Reappointment Of Audit Firm Management For Voted - For
1993
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Amendments To The Articles Of Associations Of The
Company Management For Voted - For
10 Report On Use Of Previously Raised Funds Management For Voted - For
11 2022 Annual Report And Its Summary Management For Voted - For
Meeting Date: 15-May-23 Meeting Type: Special
1 Approval of the Company's Controlling Shareholder
Intends to Change the Commitments Management For Voted - For
ZANGGE HOLDING COMPANY LIMITED
Security ID: Y9885K117 Ticker: 000408
Meeting Date: 16-Nov-22 Meeting Type: Special
1 Purpose and Use of Shares Management For Voted - For
2 Repurchase Method Management For Voted - For
3 Repurchase Price Range Management For Voted - For
4 Repurchased Shares: Type, Size, Ratio and Amount of
Capital Management For Voted - For
5 Source of Capital Management For Voted - For
6 Implementation Term Management For Voted - For
7 Arrangement on Cancellation, Transfer and
Protection of Creditors Management For Voted - For
8 Board Authorization Management For Voted - For
ZANGGE MINING COMPANY LIMITED
Security ID: Y9885K117 Ticker: 000408
Meeting Date: 31-Mar-23 Meeting Type: Annual
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Annual Report and Summary Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Financial Budget Report Management For Voted - For
6 Approve Profit Distribution Plan Management For Voted - For
7 Approve to Appoint Auditor Management For Voted - For
8 Approve Remuneration Allowance Assessment, Excess
Incentive Confirmation and Remuneration Allowance
Payment Plan for Directors and Supervisors Management For Voted - For
9 Amend Articles of Association Management For Voted - For
10 Amend Rules and Procedures Regarding General
Meetings of Shareholders Management For Voted - For
11 Amend Rules and Procedures Regarding Meetings of
Board of Directors Management For Voted - For
12 Amend Rules and Procedures Regarding Meetings of
Board of Supervisors Management For Voted - For
13 Amend Working System for Independent Directors Management For Voted - For
1994
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Amend Performance Management System for
Remuneration and Allowance of Directors and
Supervisors Management For Voted - For
15 Amend Information Disclosure Service Management
System Management For Voted - For
16 Amend Management System for Providing External
Guarantees Management For Voted - For
17 Amend Related-Party Transaction Management System Management For Voted - For
18 Amend Rules of Conduct for Controlling Shareholders
and Ultimate Controllers Management For Voted - For
19 Amend Special System for Prevention of Capital
Appropriation by Controlling Shareholders and
Related Parties Management For Voted - For
20 Amend Investor Relations Management System Management For Voted - For
21 Amend Management System of Raised Funds Management For Voted - For
22 Amend Management System for Providing External
Investments Management For Voted - For
23 Approve Addition of Enterprise Development
Contribution Bonus Implementation Method Management For Voted - For
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Security ID: Y988A6104 Ticker: 1818
Meeting Date: 05-Jun-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Accounts and Reports Management For Voted - For
5 Allocation of Profits/Dividends Management For Voted - For
6 Appointment of Auditor and Authority to Set Fees Management For Voted - For
7 Elect DUAN Lei Management For Voted - For
8 Elect CHEN Lunan Management For Voted - Against
9 Elect LONG Yi Management For Voted - For
10 Elect LUAN Wenjing Management For Voted - Against
11 Elect LENG Haixiang as Supervisor Management For Voted - For
12 Elect HU Jin as Supervisor Management For Voted - Against
13 Authority to Issue Domestic and H Shares w/o
Preemptive Rights Management For Voted - Against
14 Authority to Repurchase H Shares Management For Voted - For
15 Amendments to Articles Management For Voted - For
Meeting Date: 05-Jun-23 Meeting Type: Other
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Authority to Repurchase H Shares Management For Voted - For
1995
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHEJIANG HUAYOU COBALT CO.,LTD.
Security ID: Y9898D100 Ticker: 603799
Meeting Date: 06-Jul-22 Meeting Type: Special
1 Eligibility for Private Placement Management For Voted - Against
2 Stock Type and Par Value Management For Voted - Against
3 Issuing Method and Date Management For Voted - Against
4 Issuing Targets and Subscription Method Management For Voted - Against
5 Issue Price and Pricing Principle Management For Voted - Against
6 Size of Issuance Management For Voted - Against
7 Lockup Period Management For Voted - Against
8 Arrangement for Undistributed Profits Management For Voted - Against
9 Validity of Resolution Management For Voted - Against
10 Listing Market Management For Voted - Against
11 Use of Proceeds Management For Voted - Against
12 Implementing Parties of the Raised Funds Management For Voted - Against
13 Preliminary Plan for 2022 Private Placement Management For Voted - Against
14 Feasibility Analysis Report on the Use of Funds to
be Raised from the 2022 Private Placement Management For Voted - Against
15 Report on the Use of Previously Raised Funds Management For Voted - For
16 Diluted Immediate Return after the Private
Placement, Filling Measures and Commitments of
Relevant Parties Management For Voted - Against
17 Connected Transaction Regarding the Conditional
Agreement of Subscription for the Private Placement
Shares to be Signed with Huayou Holdings Co., Ltd. Management For Voted - Against
18 Shareholder Return Plan For The Next Three Years
From 2022 To 2024 Management For Voted - For
19 Board Authorization to Implement Private Placement Management For Voted - Against
20 Investment in Construction of A Project Management For Voted - Against
21 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 05-Sep-22 Meeting Type: Special
1 Approve Report on the Usage of Previously Raised
Funds Management For Voted - For
2 Approve Related Party Transaction Management For Voted - For
3 Amend Articles of Association Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the London Stock
Exchange (six Swiss Exchange) and Conversion into a
Company Limited by Shares Which Raises Funds
Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
1996
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Conversion Ratio of GDR and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Report On The Use Of Previously-Raised Funds Management For Voted - For
13 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
14 Valid Period of the Resolution on GDR Issuance and
Listing on the London Stock Exchange (six Swiss
Exchange) Management For Voted - For
15 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the London Stock Exchange
(six Swiss Exchange) Management For Voted - For
16 Distribution Plan for Accumulated Retained Profits
Before the GDR Issuance and Listing on the London
Stock Exchange (six Swiss Exchange) Management For Voted - For
17 Formulation of the Company's Articles of
Association (draft) and Its Appendix, Rules of
Procedure Governing Shareholders General Meetings
(draft) and Board Meetings (draft) (applicable
After GDR Listing) Management For Voted - For
18 Formulation of the Company's Rules of Procedure
Governing Meetings of the Supervisory Committee
(draft) (applicable After GDR Listing) Management For Voted - For
Meeting Date: 20-Jan-23 Meeting Type: Special
1 Connected Transactions Regarding the Sale Contract
to Be Signed with a Company Management For Voted - For
Meeting Date: 18-May-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Accounts and Reports Management For Voted - For
5 2022 Related Party Transactions Management For Voted - For
6 Estimation of 2023 Related Party Transactions Management For Voted - For
7 2022 Allocation of Profits/Dividends Management For Voted - For
8 2022 Directors', Supervisors' and Senior
Managements' Fees Management For Voted - For
9 Appointment of 2023 Auditor Management For Voted - For
10 Approval of 2023 Line of Credit Management For Voted - For
11 Authority to Give Guarantees in 2023 Management For Voted - Against
12 Authority to Issue Non-financial Corporate Debt Management For Voted - Abstain
13 2022 Independent Directors Report Management For Voted - For
14 Liability Insurance for Directors and Supervisors Management For Voted - Abstain
15 Related Party Transactions Regarding Receiving
Financial Aid Management For Voted - For
1997
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
16 Amendments to Articles Management For Voted - For
17 Launching Foreign Derivatives Transaction Business
in 2023 Management For Voted - For
18 Launching Foreign Hedging Business in 2023 Management For Voted - For
19 Non-Voting Agenda Item N/A N/A Non-Voting
20 Elect CHEN Xuehua Management For Voted - For
21 Elect CHEN Hongliang Management For Voted - Against
22 Elect FANG Qixue Management For Voted - Against
23 Elect WANG Jun Management For Voted - For
24 Non-Voting Agenda Item N/A N/A Non-Voting
25 Elect ZHU Guang Management For Voted - Against
26 Elect DONG Xiuliang Management For Voted - For
27 Elect QIAN Bolin Management For Voted - For
28 Elect XI Hong Management For Voted - Against
ZHEJIANG JUHUA CO., LTD.
Security ID: Y9890M108 Ticker: 600160
Meeting Date: 19-Aug-22 Meeting Type: Special
1 Elect TANG Shunliang Management For Voted - For
Meeting Date: 07-Apr-23 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect ZHOU Liyang Management For Voted - For
3 Elect LI Jun Management For Voted - For
4 Elect TONG Jihong Management For Voted - For
5 Elect TANG Shunliang Management For Voted - For
6 Elect HAN Jinming Management For Voted - For
7 Elect LIU Yunhua Management For Voted - Against
8 Elect WANG Xiaoming Management For Voted - Against
9 Elect ZHAO Haijun Management For Voted - For
10 Non-Voting Agenda Item N/A N/A Non-Voting
11 Elect ZHANG Zixue Management For Voted - For
12 Elect LIU Li Management For Voted - For
13 Elect WANG Yutao Management For Voted - For
14 Elect LU Guihua Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect CHEN Wujiang Management For Voted - Against
17 Elect REN Gang Management For Voted - For
Meeting Date: 02-Jun-23 Meeting Type: Annual
1 2022 Directors' Report Management For Voted - For
2 2022 Supervisors' Report Management For Voted - For
3 2022 Accounts and Reports Management For Voted - For
4 2023 Financial Budget Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
1998
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Amendments to Articles Management For Voted - For
8 Appointment of Auditor and Internal Control Auditor
and Set Fees Management For Voted - For
9 Related Party Transactions in 2022 and 2023 Management For Voted - For
10 Amendments to Use of Proceeds Management For Voted - For
11 Permanently Replenish Working Capital With Surplus
Proceeds Management For Voted - For
12 Authority to Give Guarantees Management For Voted - For
13 Adjustment of Directors' Fees Management For Voted - For
14 Amendments of Procedural Rules: Shareholder Meetings Management For Voted - For
15 Amendments of Procedural Rules: Board Meetings Management For Voted - For
16 Amendements of Procedural Rules: Supervisory Board
Meetings Management For Voted - For
17 Amendments of Management System for Connected
Transactions Management For Voted - For
ZHEJIANG YONGTAI TECHNOLOGY CO. LTD.
Security ID: Y9893Q106 Ticker: 002326
Meeting Date: 08-Aug-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Elect WANG Yingmei Management For Voted - For
3 Elect HE Kuang Management For Voted - For
4 Elect CHEN Lijie Management For Voted - For
5 Elect JIN Yuzhong Management For Voted - For
6 Elect SHAO Hongming Management For Voted - For
7 Elect WANG Lirong Management For Voted - For
8 Non-Voting Agenda Item N/A N/A Non-Voting
9 Elect XU Yongbing Management For Voted - For
10 Elect LIU Zhiqiang Management For Voted - For
11 Elect ZHANG Weikun Management For Voted - For
12 Non-Voting Agenda Item N/A N/A Non-Voting
13 Elect ZHANG Zhenqiu Management For Voted - Against
14 Elect ZHANG Xiaohua Management For Voted - For
Meeting Date: 14-Nov-22 Meeting Type: Special
1 GDR Issuance and Listing on the London Stock
Exchange and Conversion Into a Company Limited by
Shares Which Raises Funds Overseas Management For Voted - For
2 Stock Type and Par Value Management For Voted - For
3 Issuing Date Management For Voted - For
4 Issuing Method Management For Voted - For
5 Issuing Volume Management For Voted - For
6 GDR Scale During the Duration Management For Voted - For
7 Conversion Ratio of GDR and Basic Securities of
A-shares Management For Voted - For
8 Pricing Method Management For Voted - For
9 Issuing Targets Management For Voted - For
1999
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Conversion Limit Period of GDRs and Basic
Securities of A-shares Management For Voted - For
11 Underwriting Method Management For Voted - For
12 Plan For The Use Of Raised Funds From Gdr Issuance Management For Voted - For
13 The Valid Period of the Resolution on GDR Issuance
and Listing on the London Stock Exchange Management For Voted - For
14 Full Authorization to the Board and Its Authorized
Persons to Handle Matters Regarding the GDR
Issuance and Listing on the London Stock Exchange Management For Voted - For
15 Distribution Plan for Accumulated Retained Profits
Before GDR Issuance and Listing on the London Stock
Exchange Management For Voted - For
16 Purchase Of Prospectus And Liability Insurance For
Directors, Supervisors And Senior Management Management For Voted - Abstain
17 Formulation of the Articles of Association of the
Company (Draft) and Its Appendix (Applicable After
Listing on the London Stock Exchange) Management For Voted - For
18 Formulation of the Rules of Procedure Governing
Meetings of the Supervisory Committee (Draft)
(Applicable After Listing on the London Stock
Exchange) Management For Voted - For
Meeting Date: 16-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 Accounts and Reports Management For Voted - For
4 2022 Profit Distribution Plan: the Detailed Profit
Distribution Plan Are as Follows: 1) Cash
Dividend/10 Shares (Tax Included):cny1.00000000 2)
Bonus Issue From Profit (Share/10 Shares):none 3)
Bonus Issue From Capital Reserve (Share/10
Shares):none Management For Voted - For
5 2022 Annual Report And Its Summary Management For Voted - For
6 Launching Foreign Exchange Hedging Business Management For Voted - For
7 Authority to Give Guarantees Management For Voted - Against
8 Application For Comprehensive Credit Line To
Relevant Financial Institutions Management For Voted - For
9 Reappointment of 2023 Audit Firm Management For Voted - For
10 2022 Remuneration Plan for Directors and Supervisor Management For Voted - For
11 Authorization to the Board to Issue Stocks to
Specific Parties via a Simplified Procedure Management For Voted - Against
12 Amendments to the Company's Articles of Association Management For Voted - For
13 Amendments to the Company's Rules of Procedure
Governing Shareholders General Meetings Management For Voted - For
14 Amendments to the Company's Rules of Procedure
Governing the Board Meetings Management For Voted - For
15 Amendments To The System For The Management And Use
Of Raised Funds Management For Voted - For
16 Formulation of the Articles of Association of the
Company (Draft) and Its Appendix (Applicable After
Listing on the London Stock Exchange) Management For Voted - For
2000
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Abolishment of the Rules of Procedure Governing
Meetings of the Supervisory Committee (Draft)
(Applicable After Listing on the London Stock
Exchange) Management For Voted - For
ZHONGJIN GOLD CO., LTD.
Security ID: Y9890R107 Ticker: 600489
Meeting Date: 15-Jun-23 Meeting Type: Special
1 Acquisition Of 100 Percent Equities In A Company Management For Voted - For
ZIBO QIXIANG TENGDA CHEMICAL CO. LTD.
Security ID: Y98941100 Ticker: 002408
Meeting Date: 27-Dec-22 Meeting Type: Special
1 Appointment Of 2022 Audit Firm Management For Voted - For
Meeting Date: 18-Apr-23 Meeting Type: Special
1 Related Party Transactions Regarding Termination of
the Domestic Supply Chain Business and Transfer of
Claim Rights Management For Voted - For
Meeting Date: 23-May-23 Meeting Type: Annual
1 2022 Work Report Of The Board Of Directors Management For Voted - For
2 2022 Work Report Of The Supervisory Committee Management For Voted - For
3 2022 Annual Report And Its Summary Management For Voted - For
4 2022 Annual Accounts Management For Voted - For
5 2021 Profit Distribution Plan Management For Voted - For
6 2022 Profit Distribution Plan Management For Voted - For
7 2023 Related Party Transactions Management For Voted - For
8 Authority to Give Guarantees Management For Voted - For
9 Change of the Company's Registered Capital and
Amendments to the Company's Articles of Association Management For Voted - For
10 Terminate The Spin-Off of The Holding Subsidiary to
Be Listed on The GEM Management For Voted - For
11 Non-Voting Agenda Item N/A N/A Non-Voting
12 Elect WANG Yongmei Management For Voted - For
13 Elect WANG Ming Management For Voted - For
14 Elect LIU Haibo Management For Voted - For
15 Non-Voting Agenda Item N/A N/A Non-Voting
16 Elect LI Qingwen Management For Voted - For
17 Elect CHE Chengju Management For Voted - For
18 Elect ZHU Zhenmao Management For Voted - For
19 Elect ZHAO Mingjun Management For Voted - For
20 Elect ZHU Hui Management For Voted - For
21 Elect WANG Jian Management For Voted - For
2001
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
22 Non-Voting Agenda Item N/A N/A Non-Voting
23 Elect YE Shengfang Management For Voted - For
24 Elect ZHAI Xiaobin Management For Voted - Against
ZIJIN MINING GROUP CO., LTD.
Security ID: Y9892H107 Ticker: 2899
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
4 Amendments to the Independent Directors' Rules Management For Voted - For
5 Remuneration and Assessment Proposal of Directors
and Supervisors Management For Voted - For
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect Jinghe Chen Management For Voted - Against
8 Elect ZOU Laichang Management For Voted - For
9 Elect LIN Hongfu Management For Voted - For
10 Elect LIN Hongying Management For Voted - For
11 Elect XIE Xionghui Management For Voted - For
12 Elect WU Jianhui Management For Voted - For
13 Elect LI Jian Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect HE Fulong Management For Voted - For
16 Elect MAO Jingwen Management For Voted - For
17 Elect LI Changqing Management For Voted - For
18 Elect Stephen SUEN Man Tak Management For Voted - For
19 Elect BO Shaochuan Management For Voted - For
20 Elect WU Xiaomin Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect LIN Shuiqing Management For Voted - For
23 Elect LIN Yan Management For Voted - For
24 Elect QIU Shujin Management For Voted - For
25 Non-Voting Meeting Note N/A N/A Non-Voting
Meeting Date: 25-May-23 Meeting Type: Annual
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Directors' Report Management For Voted - For
3 Independent Directors' Report Management For Voted - For
4 Supervisors' Report Management For Voted - For
5 Annual Report Management For Voted - For
6 Accounts and Reports Management For Voted - For
7 Allocation of Profits/Dividends Management For Voted - For
8 Remuneration of the Executive Directors and
Chairman of the Supervisory Committee Management For Voted - For
9 Appointment of Auditor and Authority to Set Fees Management For Voted - For
10 Authority to Issue Debt Financing Instruments Management For Voted - For
11 Authority to Give Guarantees Management For Voted - For
2002
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Satisfaction of the Conditions for the Public
Issuance of A Share Convertible Corporate Bonds Management For Voted - For
13 Type of Securities to be Issued Management For Voted - For
14 Size of the Issuance Management For Voted - For
15 Par Value and Issue Price Management For Voted - For
16 Term of the A Share Convertible Corporate Bonds Management For Voted - For
17 Coupon Rate of the A Share Convertible Corporate
Bonds Management For Voted - For
18 Timing and Method of Principal Repayment and
Interest Payment Management For Voted - For
19 Conversion Period Management For Voted - For
20 Determination and Adjustment of the Conversion Price Management For Voted - For
21 Terms of Downward Adjustment to Conversion Price Management For Voted - For
22 Method for Determining the Number of A Shares to be
Converted and Treatment for Remaining Balance
of
the A Share Convertible Corporate Bonds which is
Insufficient to be Converted Into One A Share Management For Voted - For
23 Terms of Redemption Management For Voted - For
24 Terms of Sale Back Management For Voted - For
25 Entitlement to Dividend in the Year of Conversion Management For Voted - For
26 Method of the Issuance and Target Subscribers Management For Voted - For
27 Subscription Arrangement for the Existing A
Shareholders Management For Voted - For
28 Relevant Matters of the Bondholders Meetings Management For Voted - For
29 Use of Proceeds Raised Management For Voted - For
30 Rating Management For Voted - For
31 Management and Deposit for the Proceeds Raised Management For Voted - For
32 Guarantee and Security Management For Voted - For
33 Validity Period of the Resolution of the Issuance Management For Voted - For
34 Demonstration and Analysis Report in relation to
the Proposal on the Public Issuance of A Share
Convertible Corporate Bonds Management For Voted - For
35 Plan of the Public Issuance of A Share Convertible
Corporate Bonds (Revised Draft) Management For Voted - For
36 Feasibility Report on the Use of Proceeds Raised in
the Public Issuance of A Share Convertible
Corporate Bonds (Revised Draft) Management For Voted - For
37 Report on the Use of Proceeds Previously Raised Management For Voted - For
38 Recovery Measures and Undertakings by Relevant
Parties in Relation to Dilutive Impact on Immediate
Returns of the Public Issuance of A Share
Convertible Corporate Bonds (Revised Draft) Management For Voted - For
39 Formulation of Rules for A Share Convertible
Corporate Bondholders Meetings Management For Voted - For
40 Proposal in Relation to the Possible Connected
Transactions of Subscriptions of A Share
Convertible Corporate Bonds Under the Public
Issuance by the
Company's Connected Persons Management For Voted - For
2003
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
41 Board Authorization to Handle All the Matters
Relating to the Public Issuance of A Share
Convertible Corporate Bonds Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Other
1 Type of Securities to be Issued Management For Voted - For
2 Size of the Issuance Management For Voted - For
3 Par Value and Issue Price Management For Voted - For
4 Term of the A Share Convertible Corporate Bonds Management For Voted - For
5 Coupon Rate of the A Share Convertible Corporate
Bonds Management For Voted - For
6 Timing and Method of Principal Repayment and
Interest Payment Management For Voted - For
7 Conversion Period Management For Voted - For
8 Determination and Adjustment of the Conversion Price Management For Voted - For
9 Terms of Downward Adjustment to Conversion Price Management For Voted - For
10 Method for Determining the Number of A Shares to be
Converted and Treatment for Remaining Balance of
the A Share Convertible Corporate Bonds which is
Insufficient to be Converted Into One A Share Management For Voted - For
11 Terms of Redemption Management For Voted - For
12 Terms of Sale Back Management For Voted - For
13 Entitlement to Dividend in the Year of Conversion Management For Voted - For
14 Method of the Issuance and Target Subscribers Management For Voted - For
15 Subscription Arrangement for the Existing A
Shareholders Management For Voted - For
16 Relevant Matters of the Bondholders Meetings Management For Voted - For
17 Use of Proceeds Raised Management For Voted - For
18 Rating Management For Voted - For
19 Management and Deposit for the Proceeds Raised Management For Voted - For
20 Guarantee and Security Management For Voted - For
21 Validity Period of the Resolution of the Issuance Management For Voted - For
22 Plan of the Public Issuance of A Share Convertible
Corporate Bonds (Revised Draft) Management For Voted - For
23 Board Authorization to Handle All the Matters
Relating to the Public Issuance of A Share
Convertible Corporate Bonds Management For Voted - For
24 Non-Voting Meeting Note N/A N/A Non-Voting
ZIJIN MINING GROUP CO., LTD.
Security ID: Y9892H115 Ticker: 2899
Meeting Date: 30-Dec-22 Meeting Type: Special
1 Non-Voting Meeting Note N/A N/A Non-Voting
2 Amendments to Articles Management For Voted - For
3 Authority to Give Guarantees Management For Voted - For
4 Amendments to the Independent Directors' Rules Management For Voted - For
5 Remuneration and Assessment Proposal of Directors
and Supervisors Management For Voted - For
2004
Global X MSCI China Materials ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Non-Voting Agenda Item N/A N/A Non-Voting
7 Elect Jinghe Chen Management For Voted - Against
8 Elect ZOU Laichang Management For Voted - For
9 Elect LIN Hongfu Management For Voted - For
10 Elect LIN Hongying Management For Voted - For
11 Elect XIE Xionghui Management For Voted - For
12 Elect WU Jianhui Management For Voted - For
13 Elect LI Jian Management For Voted - Against
14 Non-Voting Agenda Item N/A N/A Non-Voting
15 Elect HE Fulong Management For Voted - For
16 Elect MAO Jingwen Management For Voted - For
17 Elect LI Changqing Management For Voted - For
18 Elect Stephen SUEN Man Tak Management For Voted - For
19 Elect BO Shaochuan Management For Voted - For
20 Elect WU Xiaomin Management For Voted - For
21 Non-Voting Agenda Item N/A N/A Non-Voting
22 Elect LIN Shuiqing Management For Voted - For
23 Elect LIN Yan Management For Voted - For
24 Elect QIU Shujin Management For Voted - For
Meeting Date: 25-May-23 Meeting Type: Annual
1 Directors' Report Management For Voted - For
2 Independent Directors' Report Management For Voted - For
3 Supervisors' Report Management For Voted - For
4 Annual Report Management For Voted - For
5 Accounts and Reports Management For Voted - For
6 Allocation of Profits/Dividends Management For Voted - For
7 Remuneration of the Executive Directors and
Chairman of the Supervisory Committee Management For Voted - For
8 Appointment of Auditor and Authority to Set Fees Management For Voted - For
9 Authority to Issue Debt Financing Instruments Management For Voted - For
10 Authority to Give Guarantees Management For Voted - For
11 Satisfaction of the Conditions for the Public
Issuance of A Share Convertible Corporate Bonds Management For Voted - For
12 Type of Securities to be Issued Management For Voted - For
13 Size of the Issuance Management For Voted - For
14 Par Value and Issue Price Management For Voted - For
15 Term of the A Share Convertible Corporate Bonds Management For Voted - For
16 Coupon Rate of the A Share Convertible Corporate
Bonds Management For Voted - For
17 Timing and Method of Principal Repayment and
Interest Payment Management For Voted - For
18 Conversion Period Management For Voted - For
19 Determination and Adjustment of the Conversion Price Management For Voted - For
20 Terms of Downward Adjustment to Conversion Price Management For Voted - For
21 Method for Determining the Number of A Shares to be
Converted and Treatment for Remaining Balance
of
the A Share Convertible Corporate Bonds which is
Insufficient to be Converted Into One A Share Management For Voted - For
2005
