| Fund Manager | Fund Series | # Fund Positions | $ Fund Size (mm) | # Shares Held (mm) | $ Holding (mm) | % of Fund | Position | As Of |
|---|---|---|---|---|---|---|---|---|
| GLOBAL X FUNDS | Global X TargetIncome 5 ETF TFIV |
6 | 6.54 | 0.07 | 0.94 | 14.35 | Long | Aug 2021 |
| GLOBAL X FUNDS | Global X TargetIncome Plus 2 ETF TFLT |
7 | 4.76 | 0.03 | 0.45 | 9.46 | Long | Aug 2021 |
| TRANSAMERICA FUNDS | Transamerica Dynamic Income IGTAX, IGTCX, IGTIX |
19 | 158.02 | 0.40 | 7.93 | 7.40 | Long | Apr 2021 |
| Tidal Trust II | Nicholas Global Equity and Income ETF |
21 | 27.93 | 0.02 | 1.22 | 4.37 | Long | Oct 2024 |
| Two Roads Shared Trust | Anfield Diversified Alternatives ETF DALT |
33 | 40.73 | 0.06 | 0.95 | 2.35 | Long | Jan 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical Core Growth Fund |
39 | 6.34 | 0.00 | 0.06 | 0.96 | Long | Dec 2024 |
| Northern Lights Fund Trust | Ocean Park Tactical Risk Spectrum 70 Fund |
60 | 58.77 | 0.00 | 0.41 | 0.69 | Long | Dec 2024 |
| Starboard Investment Trust | Adaptive Alpha Opportunities ETF AGOX |
255 | 389.33 | 0.02 | 1.90 | 0.57 | Long | Nov 2024 |
| James Alpha Funds Trust | Easterly EHS Fund JAHSX, JEHIX |
106 | 1.27 | 0.00 | 0.00 | 0.41 | Long | May 2022 |
| James Alpha Funds Trust | James Alpha EHS Fund JAHAX, JAHCX, JEHIX, JAHSX |
107 | 4.76 | 0.00 | 0.01 | 0.31 | Long | Feb 2021 |
| James Alpha Funds Trust | James Alpha Relative Value Fund JRVIX, JRSVX |
60 | 11.56 | 0.00 | 0.02 | 0.29 | Long | May 2021 |
| SARATOGA ADVANTAGE TRUST | James Alpha Relative Value Portfolio JRVAX, JRVCX, JRVIX, JRSVX |
52 | 10.76 | 0.00 | 0.01 | 0.15 | Long | Feb 2021 |
| James Alpha Funds Trust | Easterly Global Macro Fund GRRSX, GRRIX |
78 | 20.27 | 0.00 | 0.01 | 0.13 | Long | May 2022 |
| Starboard Investment Trust | Adaptive Hedged Multi-Asset Income Fund CADTX, CADAX |
19 | 22.73 | 0.07 | 1.48 | 0.07 | Long | Aug 2021 |
| SARATOGA ADVANTAGE TRUST | James Alpha Total Hedge Portfolio JTHAX, JTHCX, JTHIX, JTHSX |
176 | 12.30 | 0.00 | 0.00 | 0.02 | Long | May 2020 |
| SARATOGA ADVANTAGE TRUST | James Alpha Event Driven Fund JAEAX, JAECX, JAEIX, JAESX |
63 | 8.99 | 0.00 | 0.00 | 0.01 | Long | Feb 2021 |
| James Alpha Funds Trust | James Alpha Event Driven Fund JAESX, JAEIX |
65 | 8.76 | 0.00 | 0.00 | 0.01 | Long | May 2021 |
