Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
137044280
Latest filings (excl ownership)
DEF 14C
Information statement
6 Feb 24
N-CEN
Annual report (registered investment company)
14 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
8 Nov 23
N-PX
Annual report of proxy voting record
25 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 May 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 May 23
N-CEN
Annual report (registered investment company)
14 Nov 22
N-CSR
Certified annual shareholder report (management investment company)
9 Nov 22
N-CSR
Certified annual shareholder report (management investment company)
9 Nov 22
Latest ownership filings
NPORT-P
Saratoga Small Capitalization Portfolio (Nov 2023 report)
29 Jan 24
NPORT-P
Saratoga Energy & Basic Materials Portfolio (Nov 2023 report)
29 Jan 24
NPORT-P
Aggressive Balanced Allocation Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Saratoga Large Capitalization Value Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Moderately Aggressive Balanced Allocation Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Moderately Conservative Balanced Allocation Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Conservative Balanced Allocation Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Saratoga Large Capitalization Growth Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Moderate Balanced Allocation Portfolio (Nov 2023 report)
25 Jan 24
NPORT-P
Saratoga Technology & Communication Portfolio (Nov 2023 report)
25 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Aggressive Balanced Allocation Portfolio | SABAX, SABCX, SABIX | -2.95 | -2.35 | 6.54 | 1.16 mm | 13 | Nov 2023 |
Conservative Balanced Allocation Portfolio | SCAAX, SUMCX, LUNAX | -1.69 | -1.02 | 3.90 | 2.84 mm | 9 | Nov 2023 |
James Alpha EHS Fund | JAHAX, JAHCX, JEHIX, JAHSX | 4.67 | 1.83 | 1.84 | 4.76 mm | 107 | Feb 2021 |
James Alpha Event Driven Fund | JAEAX, JAECX, JAEIX, JAESX | 2.24 | 0.69 | 1.39 | 8.99 mm | 63 | Feb 2021 |
James Alpha Family Office Portfolio | JFOIX, JFOAX, JFOCX, JFOSX | 4.23 | 0.31 | 2.52 | 4.51 mm | 50 | Feb 2021 |
James Alpha Global Real Estate Investments Portfolio | JARIX, JAREX, JACRX, JARSX | 3.36 | -1.08 | 6.89 | 816.92 mm | 62 | Feb 2021 |
James Alpha Hedged High Income Portfolio | INCAX, INCCX, INCIX, INCSX | 1.88 | 1.08 | 0.81 | 29.38 mm | 215 | Feb 2021 |
James Alpha Macro Portfolio | GRRIX, GRRAX, GRRCX, GRRSX | -7.72 | 2.84 | -0.19 | 19.81 mm | 64 | May 2020 |
James Alpha Managed Risk Domestic Equity Portfolio | JDIEX, JDAEX, JDCEX, JDSEX | 1.18 | 0.15 | 1.25 | 61.28 mm | 14 | Feb 2021 |
James Alpha Managed Risk Emerging Markets Equity Portfolio | JEIMX, JEAMX, JECMX, JESMX | 2.11 | 1.41 | -0.64 | 6.82 mm | 8 | Feb 2021 |
James Alpha Multi Strategy Alternative Income Portfolio | JAIMX, JAAMX, JACMX, JASMX | 2.69 | 0.62 | 1.25 | 19.61 mm | 281 | Feb 2021 |
James Alpha Relative Value Portfolio | JRVAX, JRVCX, JRVIX, JRSVX | 1.19 | 0.50 | 0.18 | 10.76 mm | 52 | Feb 2021 |
James Alpha Structured Credit Value Portfolio | JASVX, JSVCX, JSVIX, JASSX | 0.65 | 1.76 | 0.64 | 224.62 mm | 466 | Feb 2021 |
James Alpha Total Hedge Portfolio | JTHAX, JTHCX, JTHIX, JTHSX | -11.13 | 6.26 | 3.30 | 12.30 mm | 176 | May 2020 |
Moderate Balanced Allocation Portfolio | SMPAX, SBMCX, SBMIX | -2.44 | -1.93 | 5.69 | 1.92 mm | 13 | Nov 2023 |
Moderately Aggressive Balanced Allocation Portfolio | SAMAX, SAMCX, SAMIX | -2.63 | -2.02 | 5.87 | 968.56 k | 13 | Nov 2023 |
Moderately Conservative Balanced Allocation Portfolio | SMACX, SBCCX, SMICX | -2.38 | -1.70 | 5.29 | 769.21 k | 9 | Nov 2023 |
Saratoga Energy & Basic Materials Portfolio | SEPIX, SEPCX, SBMBX | 0.49 | -4.41 | 3.53 | 1.65 mm | 46 | Nov 2023 |
Saratoga Financial Services Portfolio | SFPIX, SFPCX, SFPAX | -2.63 | -3.03 | 10.48 | 1.09 mm | 51 | Nov 2023 |
Saratoga Health & Biotechnology Fund | SBHIX, SHPCX, SHPAX | -2.18 | -2.98 | 5.24 | 11.63 mm | 34 | Nov 2023 |
Saratoga International Equity Portfolio | SIEYX, SIEPX, SIECX | -3.38 | -4.75 | 5.88 | 3.14 mm | 46 | Nov 2023 |
Saratoga Investment Quality Bond Portfolio | SQBAX, SIBPX, SQBCX | -0.75 | -0.24 | 1.88 | 10.89 mm | 3 | Nov 2023 |
Saratoga Large Capitalization Growth Portfolio | SLGYX, SLCGX, SLGCX | -3.61 | -1.65 | 10.64 | 28.54 mm | 57 | Nov 2023 |
Saratoga Large Capitalization Value Portfolio | SLVYX, SLCVX, SLVCX | -4.52 | -3.51 | 8.15 | 21.52 mm | 21 | Nov 2023 |
Saratoga Mid Capitalization Portfolio | SMIPX, SPMCX, SPMAX | -4.20 | -3.37 | 10.17 | 10.93 mm | 66 | Nov 2023 |
Saratoga Municipal Bond Portfolio | SMBAX, SMBPX, SMBCX | -1.53 | -0.56 | 3.28 | 580.87 k | 3 | Nov 2023 |
Saratoga Small Capitalization Portfolio | SSCYX, SSCPX, SSCCX | -5.95 | -6.06 | 8.94 | 5.99 mm | 105 | Nov 2023 |
Saratoga Technology & Communication Portfolio | STPIX, STPCX, STPAX | -4.98 | -1.26 | 10.45 | 40.64 mm | 28 | Nov 2023 |