James Alpha Event Driven Fund

Fund Profile

Fund profile

Tickers

JAEAX, JAECX, JAEIX, JAESX

Fund manager

Saratoga Advantage Trust

Total assets

$8.99 mm

Liabilities

$4.68 mm

Net assets

$4.31 mm

Number of holdings

63.00

63 Holdings

As of Feb 2021

Security	$Holding	Balance	% of Fund	Category	Position	Country
MERGER FUND-INV	626.87 k	35.52 k shares	14.54	Common equity	Long	USA
AXS MERG FN-INST	522.05 k	49.25 k shares	12.11	Common equity	Long	USA
JAMES-STR CR-S	368.62 k	33.09 k shares	8.55	Common equity	Long	USA
CEFS Exchange Listed Funds Trust	324.69 k	10.09 k shares	7.53	Common equity	Long	USA
SPDR Barclays Euro High Y	290.99 k	4.22 k shares	6.75	Common equity	Long	Ireland
LALT PowerShares Exchange-Traded Fund Trust II	266.09 k	12.01 k shares	6.17	Common equity	Long	USA
AGGP Indexiq Etf Trust	233.50 k	7.15 k shares	5.41	Common equity	Long	USA
ISHARES MSCI UNITED KINGD	93.28 k	2.10 k shares	2.16	Common equity	Long	USA
XRT SPDR S&P Retail ETF	91.59 k	1.05 k shares	2.12	Common equity	Long	USA
LALT PowerShares Exchange-Traded Fund Trust II	90.32 k	14.22 k shares	2.09	Common equity	Long	USA
iShares U.S. ETF Trust	86.32 k	2.85 k shares	2.00	Common equity	Long	USA
SSGA Active Trust	78.58 k	1.61 k shares	1.82	Common equity	Long	USA
RTH VanEck Retail ETF	65.40 k	2.73 k shares	1.52	Common equity	Long	USA
INVESCO DWA ENERGY MOMENT	62.24 k	2.52 k shares	1.44	Common equity	Long	USA
RTH VanEck Retail ETF	49.80 k	1.34 k shares	1.15	Common equity	Long	USA
BlackRock Fund Advisors	45.55 k	414.00 shares	1.06	Common equity	Long	USA
ISHARES RUSSELL 2000 VALU	41.24 k	272.00 shares	0.96	Common equity	Long	USA
Little Harbor Advisors, LLC	31.30 k	390.00 shares	0.73	Common equity	Long	USA
RTH VanEck Retail ETF	28.38 k	885.00 shares	0.66	Common equity	Long	USA
WCLD WisdomTree Cloud Computing Fund	27.78 k	666.00 shares	0.64	Common equity	Long	USA
First Trust Exchange-traded Fund Ii	24.36 k	621.00 shares	0.56	Common equity	Long	USA
ISHARES RUSSELL MID-CAP V	21.77 k	209.00 shares	0.50	Common equity	Long	USA
iShares Barclays USD Asia	19.57 k	1.88 k shares	0.45	Common equity	Long	Singapore
ISHR APAC DIV	17.05 k	575.00 shares	0.40	Common equity	Long	Germany
RUTTR INDEX SWAP A	16.57 k	25.00 shares	0.38	DO	Long	USA
XRT SPDR S&P Retail ETF	15.42 k	240.00 shares	0.36	Common equity	Long	USA
AB-FL RT-Y	13.98 k	1.51 k shares	0.32	Common equity	Long	USA
BlackRock Fund Advisors	13.64 k	125.00 shares	0.32	Common equity	Long	USA
BlackRock Fund Advisors	12.92 k	90.00 shares	0.30	Common equity	Long	USA
XRT SPDR S&P Retail ETF	11.73 k	148.00 shares	0.27	Common equity	Long	USA
SSGA Active Trust	11.68 k	254.00 shares	0.27	Common equity	Long	USA
Fusion Family Wealth LLC	11.57 k	521.00 shares	0.27	Common equity	Long	USA
DBX ETF Trust	11.35 k	318.00 shares	0.26	Common equity	Long	USA
TQQQ ProShares UltraPro QQQ	10.74 k	271.00 shares	0.25	Common equity	Long	USA
RTH VanEck Retail ETF	10.57 k	432.00 shares	0.25	Common equity	Long	USA
INVESCO S&P SMALLCAP 600	9.89 k	63.00 shares	0.23	Common equity	Long	USA
ISHARES CHINA LARGE-CAP E	8.54 k	174.00 shares	0.20	Common equity	Long	USA
RUTTR INDEX SWAP B	7.95 k	12.00 shares	0.18	DO	Long	USA
GDUEACWF INDEX SWAPS	5.29 k	164.00 shares	0.12	DO	Long	USA
Global X Funds	4.86 k	166.00 shares	0.11	Common equity	Long	USA
Krane Shares Trust	4.67 k	52.00 shares	0.11	Common equity	Long	USA
RUTTR INDEX SWAP B	4.64 k	7.00 shares	0.11	DO	Long	USA
ISHARES STOXX EUROPE 600	4.26 k	121.00 shares	0.10	Common equity	Long	Germany
VANECK VECTORS J.P. MORGA	3.62 k	114.00 shares	0.08	Common equity	Long	USA
NDDUP INDEX SWAPA	3.56 k	24.00 shares	0.08	DO	Long	USA
ISHARES MSCI IRELAND ETF	1.89 k	37.00 shares	0.04	Common equity	Long	USA
GDUEACWF INDEX SWAPB	1.53 k	47.37 shares	0.04	DO	Long	USA
ISHARES MSCI UNITED KINGD	1.40 k	46.00 shares	0.03	Common equity	Long	USA
LALT PowerShares Exchange-Traded Fund Trust II	914.68	13.00 shares	0.02	Common equity	Long	USA
PROSHARES ULTRAPRO S&P 50	877.14	11.00 shares	0.02	Common equity	Long	USA
SPXTR INDEX SWAP A	847.21	20.21 k shares	0.02	DO	Long	USA
XRT SPDR S&P Retail ETF	699.80	20.00 shares	0.02	Common equity	Long	USA
CURRENCY CONTRACT - USD BANK OF NY	536.27	285.14 k contracts	0.01	DFE	N/A	N/A
Global X Funds	522.06	14.00 shares	0.01	Common equity	Long	USA
CURRENCY CONTRACT - USD BANK OF NY	369.36	29.39 k contracts	0.01	DFE	N/A	N/A
CURRENCY CONTRACT - USD BANK OF NY	234.62	64.75 k contracts	0.01	DFE	N/A	N/A
ISH EDGE MSCI ERP MOMENTU	59.18	6.00 shares	0.00	Common equity	Long	Ireland
GSISMES1	11.44	574.47 shares	0.00	DO	Long	USA
CURRENCY CONTRACT - JPY BANK OF NY	-368.27	39.67 k contracts	-0.01	DFE	N/A	N/A
CURRENCY CONTRACT - USD BANK OF NY	-995.55	452.19 k contracts	-0.02	DFE	N/A	N/A
GSVILG10	-1.58 k	937.78 shares	-0.04	DO	Long	USA
GS HY SYNTH CORP 5YR	-27.18 k	13.66 k shares	-0.63	DO	Long	USA
RUTTR INDEX SWAP D	-203.40 k	18.00 shares	-4.72	DO	Long	USA