Schedule of Investments | February 29, 2020 (Unaudited) |
Global X MLP ETF |
|
| Shares |
|
| Value |
| |||
MASTER LIMITED PARTNERSHIPS — 99.8% |
|
|
|
| |||||
Energy — 99.8% |
|
|
|
|
|
|
|
| |
BP Midstream Partners |
|
| 1,542,153 |
|
| $ | 20,541,478 |
| |
Cheniere Energy Partners |
|
| 1,318,427 |
|
|
| 44,694,675 |
| |
Crestwood Equity Partners |
|
| 1,596,845 |
|
|
| 33,278,250 |
| |
DCP Midstream |
|
| 2,519,839 |
|
|
| 39,284,290 |
| |
Enable Midstream Partners |
|
| 2,863,835 |
|
|
| 17,755,777 |
| |
Energy Transfer |
|
| 7,531,801 |
|
|
| 83,452,355 |
| |
Enterprise Products Partners |
|
| 4,109,428 |
|
|
| 95,914,050 |
| |
EQM Midstream Partners |
|
| 2,360,123 |
|
|
| 40,971,735 |
| |
Genesis Energy |
|
| 2,711,591 |
|
|
| 26,926,099 |
| |
Holly Energy Partners |
|
| 1,460,136 |
|
|
| 30,283,221 |
| |
Magellan Midstream Partners |
|
| 1,447,932 |
|
|
| 78,984,691 |
| |
MPLX |
|
| 3,150,776 |
|
|
| 63,929,245 |
| |
NGL Energy Partners |
|
| 3,816,937 |
|
|
| 31,146,206 |
| |
Noble Midstream Partners |
|
| 1,084,968 |
|
|
| 16,654,259 |
| |
NuStar Energy |
|
| 1,826,926 |
|
|
| 41,471,220 |
| |
Phillips 66 Partners |
|
| 892,134 |
|
|
| 48,505,326 |
| |
Plains All American Pipeline |
|
| 3,968,799 |
|
|
| 54,253,482 |
| |
Shell Midstream Partners |
|
| 2,565,904 |
|
|
| 43,902,617 |
| |
TC PipeLines |
|
| 1,232,213 |
|
|
| 46,762,483 |
| |
Western Midstream Partners |
|
| 3,205,986 |
|
|
| 41,870,177 |
| |
TOTAL MASTER LIMITED PARTNERSHIPS |
|
|
|
|
|
|
|
| |
(Cost $1,075,366,366) |
|
|
|
|
|
| 900,581,636 |
| |
TOTAL INVESTMENTS — 99.8% |
|
|
|
|
|
|
|
| |
(Cost $1,075,366,366) |
|
|
|
|
| $ | 900,581,636 |
| |
Percentages are based on Net Assets of $902,531,160.
As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X MLP & Energy Infrastructure ETF |
|
| Shares |
|
| Value |
| |||
COMMON STOCK — 76.6% |
|
|
| ||||||
Energy — 76.6% |
|
|
|
|
|
|
|
| |
Antero Midstream (A) |
|
| 3,834,115 |
|
| $ | 16,716,741 |
| |
Archrock |
|
| 2,002,369 |
|
|
| 14,116,701 |
| |
Cheniere Energy* |
|
| 639,799 |
|
|
| 32,815,291 |
| |
Enbridge |
|
| 1,668,487 |
|
|
| 62,451,468 |
| |
EnLink Midstream |
|
| 3,451,599 |
|
|
| 13,150,592 |
| |
Equitrans Midstream |
|
| 2,726,905 |
|
|
| 19,251,949 |
| |
Kinder Morgan |
|
| 3,195,518 |
|
|
| 61,258,080 |
| |
ONEOK |
|
| 817,573 |
|
|
| 54,548,471 |
| |
Pembina Pipeline (A) |
|
| 1,275,845 |
|
|
| 46,083,521 |
| |
Plains GP Holdings, Cl A |
|
| 2,106,628 |
|
|
| 29,008,268 |
| |
Tallgrass Energy, Cl A |
|
| 1,573,412 |
|
|
| 34,725,203 |
| |
Targa Resources |
|
| 959,624 |
|
|
| 31,091,818 |
| |
TC Energy |
|
| 1,260,791 |
|
|
| 66,002,409 |
| |
Williams |
|
| 2,521,774 |
|
|
| 48,039,795 |
| |
TOTAL COMMON STOCK |
|
|
|
|
|
|
|
| |
(Cost $628,531,825) |
|
|
|
|
|
| 529,260,307 |
| |
MASTER LIMITED PARTNERSHIPS — 23.3% |
|
|
|
|
|
|
|
| |
Energy — 23.3% |
|
|
|
|
|
|
|
| |
Cheniere Energy Partners |
|
| 85,200 |
|
|
| 2,888,280 |
| |
Crestwood Equity Partners |
|
| 102,811 |
|
|
| 2,142,581 |
| |
DCP Midstream |
|
| 189,202 |
|
|
| 2,949,659 |
| |
Enable Midstream Partners |
|
| 175,129 |
|
|
| 1,085,800 |
| |
Energy Transfer |
|
| 2,734,879 |
|
|
| 30,302,459 |
| |
Enterprise Products Partners |
|
| 1,342,874 |
|
|
| 31,342,679 |
| |
EQM Midstream Partners |
|
| 173,837 |
|
|
| 3,017,810 |
| |
Genesis Energy |
|
| 228,147 |
|
|
| 2,265,500 |
| |
Holly Energy Partners |
|
| 93,913 |
|
|
| 1,947,756 |
| |
Magellan Midstream Partners |
|
| 480,813 |
|
|
| 26,228,349 |
| |
MPLX |
|
| 823,664 |
|
|
| 16,712,143 |
| |
NuStar Energy |
|
| 203,835 |
|
|
| 4,627,054 |
| |
Phillips 66 Partners |
|
| 121,150 |
|
|
| 6,586,926 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X MLP & Energy Infrastructure ETF |
|
| Shares/Face Amount |
|
| Value |
| |||
MASTER LIMITED PARTNERSHIPS — continued | |||||||||
Energy — continued |
|
|
|
|
|
|
|
| |
Plains All American Pipeline |
|
| 1,000,091 |
|
| $ | 13,671,244 |
| |
Shell Midstream Partners |
|
| 259,698 |
|
|
| 4,443,433 |
| |
TC PipeLines |
|
| 126,071 |
|
|
| 4,784,394 |
| |
Western Midstream Partners |
|
| 442,199 |
|
|
| 5,775,119 |
| |
TOTAL MASTER LIMITED PARTNERSHIPS |
|
|
|
|
|
|
|
| |
(Cost $183,688,744) |
|
|
|
|
|
| 160,771,186 |
| |
SHORT-TERM INVESTMENT(B)(C) — 0.4% |
|
|
|
|
|
|
|
| |
Fidelity Investments Money Market Government Portfolio, Cl Institutional,1.460% |
|
|
|
|
|
|
|
| |
(Cost $2,506,784) |
|
| 2,506,784 |
|
|
| 2,506,784 |
| |
REPURCHASE AGREEMENT(B) — 3.2% |
|
|
|
|
|
|
|
| |
RBC Capital Markets |
|
|
|
|
|
|
|
| |
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $21,969,334 (collateralized by U.S. Treasury Obligations, ranging in par value $4,157,919 - $4,613,144, 2.125%, 12/31/2022, with a total market value of $22,349,434) |
|
|
|
|
|
|
|
| |
(Cost $21,966,496) |
| $ | 21,966,496 |
|
|
| 21,966,496 |
| |
TOTAL INVESTMENTS — 103.5% |
|
|
|
|
|
|
|
| |
(Cost $836,693,849) |
|
|
|
|
| $ | 714,504,773 |
| |
Percentages are based on Net Assets of $690,393,655. |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $23,544,369. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $24,473,280. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Cl — Class |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X MLP & Energy Infrastructure ETF |
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund’s investments carried at value:
| |||||||||||||||||
Investments in Securities |
|
| Level 1 |
|
|
| Level 2 |
|
|
| Level 3 |
|
|
| Total |
| |
Common Stock |
| $ | 529,260,307 |
|
| $ | — |
|
| $ | — |
|
| $ | 529,260,307 |
| |
Master Limited Partnerships |
|
| 160,771,186 |
|
|
| — |
|
|
| — |
|
|
| 160,771,186 |
| |
Short-Term Investment |
|
| 2,506,784 |
|
|
| — |
|
|
| — |
|
|
| 2,506,784 |
| |
Repurchase Agreement |
|
| — |
|
|
| 21,966,496 |
|
|
| — |
|
|
| 21,966,496 |
| |
Total Investments in Securities |
| $ | 692,538,277 |
|
| $ | 21,966,496 |
|
| $ | — |
|
| $ | 714,504,773 |
|
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| |||
PREFERRED STOCK — 99.2% |
|
|
|
| |||||
BERMUDA— 1.6% |
|
|
|
|
|
|
|
| |
Financials — 1.5% |
|
|
|
|
|
|
|
| |
Aspen Insurance Holdings, 5.950%, VAR ICE LIBOR USD 3 Month+4.060% |
|
| 46,328 |
|
| $ | 1,199,895 |
| |
Aspen Insurance Holdings, 5.625% |
|
| 41,977 |
|
|
| 1,058,240 |
| |
Aspen Insurance Holdings, 5.625% |
|
| 40,321 |
|
|
| 1,006,009 |
| |
Enstar Group, 7.000%, VAR ICE LIBOR USD 3 Month+4.015% |
|
| 67,874 |
|
|
| 1,832,598 |
| |
Enstar Group, 7.000% |
|
| 19,703 |
|
|
| 522,524 |
| |
PartnerRe, 7.250% |
|
| 49,536 |
|
|
| 1,306,760 |
| |
PartnerRe, 6.500% |
|
| 29,303 |
|
|
| 759,241 |
| |
PartnerRe, 5.875% |
|
| 32,023 |
|
|
| 820,749 |
| |
RenaissanceRe Holdings, 5.750% |
|
| 41,998 |
|
|
| 1,100,768 |
| |
RenaissanceRe Holdings, 5.375% |
|
| 46,627 |
|
|
| 1,161,012 |
| |
|
|
|
|
|
|
| 10,767,796 |
| |
Industrials — 0.1% |
|
|
|
|
|
|
|
| |
Triton International, 8.000% |
|
| 23,838 |
|
|
| 581,170 |
| |
TOTAL BERMUDA |
|
|
|
|
|
| 11,348,966 |
| |
CANADA— 0.8% |
|
|
|
|
|
|
|
| |
Energy — 0.4% |
|
|
|
|
|
|
|
| |
Enbridge, 6.375%, VAR ICE LIBOR USD 3 Month+3.593% |
|
| 104,698 |
|
|
| 2,655,141 |
| |
Utilities — 0.4% |
|
|
|
|
|
|
|
| |
Algonquin Power & Utilities, 6.875%, VAR ICE LIBOR USD 3 Month+3.677% |
|
| 50,258 |
|
|
| 1,325,806 |
| |
Algonquin Power & Utilities, 6.200%, VAR ICE LIBOR USD 3 Month+4.010% |
|
| 59,260 |
|
|
| 1,582,242 |
| |
|
|
|
|
|
|
| 2,908,048 |
| |
TOTAL CANADA |
|
|
|
|
|
| 5,563,189 |
| |
|
|
|
|
|
|
|
|
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| |||
PREFERRED STOCK — continued |
|
|
|
| |||||
GERMANY— 0.5% |
|
|
|
|
|
|
|
| |
Financials — 0.5% |
|
|
|
|
|
|
|
| |
Deutsche Bank Contingent Capital Trust II, 6.550% |
|
| 139,890 |
|
| $ | 3,526,627 |
| |
TOTAL GERMANY |
|
|
|
|
|
| 3,526,627 |
| |
NETHERLANDS— 0.6% |
|
|
|
|
|
|
|
| |
Financials — 0.6% |
|
|
|
|
|
|
|
| |
Aegon, 4.000%, VAR ICE LIBOR USD 3 Month+0.875% |
|
| 43,922 |
|
|
| 1,064,669 |
| |
ING Groep, 6.125% |
|
| 122,294 |
|
|
| 3,106,268 |
| |
TOTAL NETHERLANDS |
|
|
|
|
|
| 4,170,937 |
| |
SPAIN— 0.1% |
|
|
|
|
|
|
|
| |
Financials — 0.1% |
|
|
|
|
|
|
|
| |
Banco Santander, 4.000%, VAR ICE LIBOR USD 3 Month+0.520% |
|
| 38,345 |
|
|
| 922,964 |
| |
TOTAL SPAIN |
|
|
|
|
|
| 922,964 |
| |
UNITED KINGDOM— 1.3% |
|
|
|
|
|
|
|
| |
Financials — 1.3% |
|
|
|
|
|
|
|
| |
HSBC Holdings, 6.200% |
|
| 257,150 |
|
|
| 6,595,897 |
| |
Prudential, 6.750% |
|
| 42,031 |
|
|
| 1,092,386 |
| |
Prudential, 6.500% |
|
| 50,614 |
|
|
| 1,315,964 |
| |
TOTAL UNITED KINGDOM |
|
|
|
|
|
| 9,004,247 |
| |
UNITED STATES— 94.3% |
|
|
|
|
|
|
|
| |
Communication Services — 7.0% |
|
|
|
|
|
|
|
| |
AT&T, 5.625% |
|
| 141,017 |
|
|
| 3,672,083 |
| |
AT&T, 5.350% |
|
| 234,980 |
|
|
| 5,994,340 |
| |
Broadcom, 8.000%* |
|
| 17,548 |
|
|
| 18,147,264 |
| |
Qwest, 7.000% |
|
| 39,360 |
|
|
| 1,020,211 |
| |
Qwest, 6.875% |
|
| 86,849 |
|
|
| 2,156,461 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Communication Services — continued |
|
|
|
|
|
|
|
|
Qwest, 6.750% |
|
| 115,163 |
|
| $ | 2,859,497 |
|
Qwest, 6.625% |
|
| 69,956 |
|
|
| 1,719,519 |
|
Qwest, 6.500% |
|
| 167,206 |
|
|
| 4,081,498 |
|
Qwest, 6.125% |
|
| 135,491 |
|
|
| 3,146,101 |
|
Telephone & Data Systems, 7.000% |
|
| 50,554 |
|
|
| 1,253,739 |
|
Telephone & Data Systems, 6.875% |
|
| 39,598 |
|
|
| 991,930 |
|
Telephone & Data Systems, 5.875% |
|
| 35,704 |
|
|
| 829,404 |
|
United States Cellular, 7.250% |
|
| 47,219 |
|
|
| 1,177,642 |
|
United States Cellular, 7.250% |
|
| 54,420 |
|
|
| 1,381,723 |
|
United States Cellular, 6.950% |
|
| 58,699 |
|
|
| 1,477,454 |
|
|
|
|
|
|
|
| 49,908,866 |
|
Consumer Discretionary — 1.5% |
|
|
|
|
|
|
|
|
Brunswick, 6.625% |
|
| 22,843 |
|
|
| 583,182 |
|
Brunswick, 6.500% (A) |
|
| 33,818 |
|
|
| 861,006 |
|
Brunswick, 6.375% |
|
| 40,485 |
|
|
| 1,035,606 |
|
Dillard’s Capital Trust I, 7.500% |
|
| 33,812 |
|
|
| 848,005 |
|
eBay, 6.000% |
|
| 131,212 |
|
|
| 3,383,958 |
|
Ford Motor, 6.200% |
|
| 131,161 |
|
|
| 3,252,793 |
|
QVC, 6.375% |
|
| 37,677 |
|
|
| 910,653 |
|
|
|
|
|
|
|
| 10,875,203 |
|
Consumer Staples — 0.1% |
|
|
|
|
|
|
|
|
Energizer Holdings, 7.500%* |
|
| 9,460 |
|
|
| 889,051 |
|
Energy — 1.8% |
|
|
|
|
|
|
|
|
Chesapeake Energy, 4.500%* |
|
| 9,453 |
|
|
| 121,093 |
|
DCP Midstream, 7.950%, VAR ICE LIBOR USD 3 Month+4.882% |
|
| 18,822 |
|
|
| 420,107 |
|
DCP Midstream, 7.875%, VAR ICE LIBOR USD 3 Month+4.919% |
|
| 29,424 |
|
|
| 636,147 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Energy — continued |
|
|
|
|
|
|
|
|
Energy Transfer Operating, 7.625%, VAR ICE LIBOR USD 3 Month+4.738% |
|
| 76,437 |
|
| $ | 1,787,861 |
|
Energy Transfer Operating, 7.600%, VAR ICE LIBOR USD 3 Month+5.161% |
|
| 139,900 |
|
|
| 3,262,468 |
|
Energy Transfer Operating, 7.375%, VAR ICE LIBOR USD 3 Month+4.530% |
|
| 76,309 |
|
|
| 1,735,267 |
|
NuStar Energy, 9.000%, VAR ICE LIBOR USD 3 Month+6.880% |
|
| 31,549 |
|
|
| 694,709 |
|
NuStar Energy, 8.500%, VAR ICE LIBOR USD 3 Month+6.766% |
|
| 41,371 |
|
|
| 877,479 |
|
NuStar Energy, 7.625%, VAR ICE LIBOR USD 3 Month+5.643% |
|
| 67,710 |
|
|
| 1,364,357 |
|
NuStar Logistics, 8.565%, VAR ICE LIBOR USD 3 Month+6.734% |
|
| 71,508 |
|
|
| 1,762,672 |
|
|
|
|
|
|
|
| 12,662,160 |
|
Financials — 57.9% |
|
|
|
|
|
|
|
|
Affiliated Managers Group, 5.875% |
|
| 51,521 |
|
|
| 1,332,333 |
|
Allied Capital, 6.875% |
|
| 39,190 |
|
|
| 1,011,102 |
|
Allstate, 5.625% |
|
| 100,275 |
|
|
| 2,626,202 |
|
Allstate, 5.100%, VAR ICE LIBOR USD 3Month+3.165% |
|
| 86,950 |
|
|
| 2,265,047 |
|
Allstate, 5.100% |
|
| 204,930 |
|
|
| 5,203,173 |
|
American Financial Group, 6.000% |
|
| 30,608 |
|
|
| 780,504 |
|
American Financial Group, 5.875% (A) |
|
| 21,609 |
|
|
| 574,151 |
|
American International Group, 5.850% |
|
| 85,062 |
|
|
| 2,245,637 |
|
Apollo Global Management, 6.375% |
|
| 46,274 |
|
|
| 1,176,285 |
|
Apollo Global Management, 6.375% |
|
| 50,704 |
|
|
| 1,314,755 |
|
Arch Capital Group, 5.450% |
|
| 55,732 |
|
|
| 1,406,118 |
|
Arch Capital Group, 5.250% |
|
| 76,358 |
|
|
| 1,909,714 |
|
Assurant, 6.500%* |
|
| 12,369 |
|
|
| 1,442,844 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Financials — continued |
|
|
|
|
|
|
|
|
Assured Guaranty Municipal Holdings, 6.250% |
|
| 38,530 |
|
| $ | 1,011,412 |
|
Athene Holding, 6.350%, VAR ICE LIBOR USD 3 Month+4.253% |
|
| 147,760 |
|
|
| 4,042,714 |
|
Athene Holding, 5.625% |
|
| 58,004 |
|
|
| 1,450,680 |
|
Axis Capital Holdings, 5.500% |
|
| 95,734 |
|
|
| 2,394,307 |
|
Bank of America, 7.250%* |
|
| 13,507 |
|
|
| 20,260,500 |
|
Bank of America, 6.450%, VAR ICE LIBOR USD 3 Month+1.327% |
|
| 187,449 |
|
|
| 4,873,674 |
|
Bank of America, 6.200% |
|
| 196,218 |
|
|
| 5,040,840 |
|
Bank of America, 6.000% |
|
| 153,893 |
|
|
| 3,958,128 |
|
Bank of America, 6.000% |
|
| 239,565 |
|
|
| 6,326,912 |
|
Bank of America, 5.875% |
|
| 145,996 |
|
|
| 3,857,214 |
|
Bank of America, 5.375% |
|
| 248,008 |
|
|
| 6,378,766 |
|
Bank of America, 5.000% |
|
| 232,854 |
|
|
| 5,837,650 |
|
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.500% |
|
| 74,545 |
|
|
| 1,730,189 |
|
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.350% |
|
| 53,712 |
|
|
| 1,242,896 |
|
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.750% |
|
| 36,717 |
|
|
| 844,491 |
|
Bank of America, 3.000%, VAR ICE LIBOR USD 3 Month+0.650% |
|
| 49,825 |
|
|
| 1,057,785 |
|
Bank of New York Mellon, 5.200% |
|
| 102,402 |
|
|
| 2,554,930 |
|
Brighthouse Financial, 6.600% |
|
| 72,162 |
|
|
| 1,893,531 |
|
Brighthouse Financial, 6.250% |
|
| 64,881 |
|
|
| 1,665,495 |
|
Brightsphere Investment Group, 5.125% |
|
| 20,525 |
|
|
| 514,562 |
|
Capital One Financial, 6.200% |
|
| 86,897 |
|
|
| 2,215,873 |
|
Capital One Financial, 6.000% |
|
| 86,935 |
|
|
| 2,238,576 |
|
Capital One Financial, Ser B, 6.000% |
|
| 150,402 |
|
|
| 3,761,554 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Financials — continued |
|
|
|
|
|
|
|
|
Capital One Financial, 5.200% |
|
| 104,544 |
|
| $ | 2,634,509 |
|
Capital One Financial, 5.000% |
|
| 266,074 |
|
|
| 6,561,385 |
|
Charles Schwab, 6.000% |
|
| 104,601 |
|
|
| 2,667,326 |
|
Charles Schwab, 5.950% |
|
| 131,191 |
|
|
| 3,354,554 |
|
Citigroup, Ser J, 7.125%, VAR ICE LIBOR USD 3 Month+4.040% |
|
| 163,226 |
|
|
| 4,454,438 |
|
Citigroup, 6.875%, VAR ICE LIBOR USD 3Month+4.130% |
|
| 258,101 |
|
|
| 6,930,012 |
|
Citigroup, 6.300% |
|
| 179,463 |
|
|
| 4,605,021 |
|
Citigroup Capital XIII, 8.140%, VAR ICE LIBOR USD 3 Month+6.370% |
|
| 395,725 |
|
|
| 10,736,019 |
|
Citizens Financial Group, 6.350%, VAR ICE LIBOR USD 3 Month+3.642% |
|
| 53,131 |
|
|
| 1,429,755 |
|
Commerce Bancshares, 6.000% |
|
| 24,949 |
|
|
| 633,705 |
|
Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710% |
|
| 76,485 |
|
|
| 2,065,095 |
|
Fifth Third Bancorp, 4.950% |
|
| 41,289 |
|
|
| 1,037,593 |
|
First Republic Bank, 5.500% |
|
| 50,597 |
|
|
| 1,310,462 |
|
First Republic Bank, 5.125% |
|
| 35,010 |
|
|
| 894,505 |
|
Globe Life, 6.125% |
|
| 50,997 |
|
|
| 1,350,910 |
|
GMAC Capital Trust I, Ser 2, 7.477%, VAR ICE LIBOR USD 3 Month+5.785% |
|
| 469,359 |
|
|
| 11,968,654 |
|
Goldman Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month+3.550% |
|
| 122,383 |
|
|
| 3,284,760 |
|
Goldman Sachs Group, 6.300% |
|
| 117,905 |
|
|
| 3,043,128 |
|
Goldman Sachs Group, 5.500%, VAR ICE LIBOR USD 3 Month+3.640% |
|
| 171,237 |
|
|
| 4,380,242 |
|
Goldman Sachs Group, 4.000%, VAR ICE LIBOR USD 3 Month+0.670% |
|
| 231,121 |
|
|
| 5,179,422 |
|
Goldman Sachs Group, 3.750%, VAR ICE LIBOR USD 3 Month+0.750% |
|
| 131,745 |
|
|
| 2,758,740 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Financials — continued |
|
|
|
|
|
|
|
|
Hanover Insurance Group, 6.350% |
|
| 29,421 |
|
| $ | 739,938 |
|
Hartford Financial Services Group, 7.875%,VAR ICE LIBOR USD 3 Month+5.596% |
|
| 104,759 |
|
|
| 2,867,254 |
|
Hartford Financial Services Group, 6.000% |
|
| 58,384 |
|
|
| 1,553,014 |
|
Huntington Bancshares, 6.250% |
|
| 104,629 |
|
|
| 2,693,150 |
|
IBERIABANK, 6.100%, VAR ICE LIBOR USD 3 Month+3.859% |
|
| 17,078 |
|
|
| 447,444 |
|
JPMorgan Chase, 6.150% |
|
| 197,845 |
|
|
| 5,019,328 |
|
JPMorgan Chase, 6.125% |
|
| 253,929 |
|
|
| 6,355,843 |
|
JPMorgan Chase, 6.100% |
|
| 245,602 |
|
|
| 6,235,835 |
|
JPMorgan Chase, 6.000% |
|
| 326,734 |
|
|
| 8,736,867 |
|
JPMorgan Chase, 5.750% |
|
| 299,983 |
|
|
| 7,955,549 |
|
KeyCorp, 6.125%, VAR ICE LIBOR USD 3Month+3.892% |
|
| 87,059 |
|
|
| 2,325,346 |
|
KeyCorp, 5.650% |
|
| 72,130 |
|
|
| 1,846,528 |
|
KeyCorp, 5.625% |
|
| 78,084 |
|
|
| 2,013,006 |
|
KKR, 6.750% |
|
| 58,339 |
|
|
| 1,537,816 |
|
Legg Mason, 6.375% |
|
| 41,984 |
|
|
| 1,085,286 |
|
Legg Mason, 5.450% |
|
| 86,892 |
|
|
| 2,167,955 |
|
MetLife, 5.625% |
|
| 137,593 |
|
|
| 3,599,433 |
|
MetLife, 4.000%, VAR ICE LIBOR USD 3 Month+1.000% |
|
| 104,507 |
|
|
| 2,506,078 |
|
Morgan Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month+4.320% |
|
| 147,749 |
|
|
| 4,101,512 |
|
Morgan Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month+3.940% |
|
| 145,870 |
|
|
| 4,021,636 |
|
Morgan Stanley, 6.375%, VAR ICE LIBOR USD 3 Month+3.708% |
|
| 171,192 |
|
|
| 4,652,999 |
|
Morgan Stanley, 5.850%, VAR ICE LIBOR USD 3 Month+3.491% |
|
| 178,412 |
|
|
| 4,738,623 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Financials — continued |
|
|
|
|
|
|
|
|
Morgan Stanley, 4.000%, VAR ICE LIBOR USD 3 Month+0.700% |
|
| 190,511 |
|
| $ | 4,278,877 |
|
Navient, 6.000% |
|
| 52,817 |
|
|
| 1,185,742 |
|
New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821% |
|
| 89,696 |
|
|
| 2,386,811 |
|
New York Community Capital Trust V, 6.000%* |
|
| 11,903 |
|
|
| 607,053 |
|
Oaktree Capital Group, 6.625% |
|
| 29,922 |
|
|
| 788,145 |
|
Oaktree Capital Group, 6.550% |
|
| 39,402 |
|
|
| 1,033,120 |
|
People’s United Financial, 5.625%, VAR ICE LIBOR USD 3 Month+4.020% |
|
| 42,034 |
|
|
| 1,117,684 |
|
PNC Financial Services Group, 6.125%, VA RICE LIBOR USD 3 Month+4.067% |
|
| 265,754 |
|
|
| 7,066,399 |
|
PNC Financial Services Group, 5.375% |
|
| 81,535 |
|
|
| 2,040,821 |
|
Prudential Financial, 5.750% |
|
| 100,191 |
|
|
| 2,540,844 |
|
Prudential Financial, 5.700% |
|
| 124,032 |
|
|
| 3,116,924 |
|
Prudential Financial, 5.625% |
|
| 98,530 |
|
|
| 2,563,751 |
|
Regions Financial, Ser A, 6.375% |
|
| 86,897 |
|
|
| 2,207,184 |
|
Regions Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month+3.536% |
|
| 87,004 |
|
|
| 2,372,599 |
|
Regions Financial, 5.700%, VAR ICE LIBOR USD 3 Month+3.148% |
|
| 87,020 |
|
|
| 2,386,088 |
|
Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370% |
|
| 67,876 |
|
|
| 1,810,932 |
|
Reinsurance Group of America, 5.750%, VAR ICE LIBOR USD 3 Month+4.040% |
|
| 67,886 |
|
|
| 1,776,577 |
|
SLM, 3.594%, VAR ICE LIBOR USD 3 Month+1.700% |
|
| 18,308 |
|
|
| 1,043,556 |
|
State Street, 5.900%, VAR ICE LIBOR USD 3 Month+3.108% |
|
| 131,226 |
|
|
| 3,413,188 |
|
State Street, 5.350%, VAR ICE LIBOR USD3 Month+3.709% |
|
| 86,945 |
|
|
| 2,337,951 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Financials — continued |
|
|
|
|
|
|
|
|
State Street, 5.250% |
|
| 87,664 |
|
| $ | 2,189,847 |
|
Stifel Financial, 6.250% |
|
| 27,868 |
|
|
| 724,289 |
|
Stifel Financial, 6.250% |
|
| 27,415 |
|
|
| 705,388 |
|
Synovus Financial, 5.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5Yr+4.127% |
|
| 60,380 |
|
|
| 1,568,069 |
|
Truist Financial, 5.625% |
|
| 80,776 |
|
|
| 2,046,056 |
|
Truist Financial, 5.200% |
|
| 86,857 |
|
|
| 2,157,528 |
|
Truist Financial, 5.200% |
|
| 79,174 |
|
|
| 1,964,307 |
|
Unum Group, 6.250% |
|
| 50,598 |
|
|
| 1,301,886 |
|
US Bancorp, 6.500%, VAR ICE LIBOR USD3 Month+4.468% |
|
| 188,379 |
|
|
| 5,001,462 |
|
US Bancorp, 5.500% |
|
| 100,263 |
|
|
| 2,705,096 |
|
US Bancorp, 4.500%* |
|
| 87,514 |
|
|
| 2,184,349 |
|
US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+0.600% |
|
| 174,997 |
|
|
| 3,730,936 |
|
Valley National Bancorp, 5.500%, VAR ICE LIBOR USD 3 Month+3.578% |
|
| 18,193 |
|
|
| 475,019 |
|
Voya Financial, 5.350%, VAR US Treas Yield Curve Rate T Note Const Mat 5Yr+3.210% |
|
| 51,594 |
|
|
| 1,344,024 |
|
Wells Fargo, 7.500%* |
|
| 17,360 |
|
|
| 26,126,800 |
|
Wells Fargo, 6.625%, VAR ICE LIBOR USD3 Month+3.690% |
|
| 143,647 |
|
|
| 3,940,237 |
|
Wells Fargo, 6.000% (A) |
|
| 137,302 |
|
|
| 3,449,026 |
|
Wells Fargo, 6.000% |
|
| 171,099 |
|
|
| 4,352,759 |
|
Wells Fargo, 5.850%, VAR ICE LIBOR USD3 Month+3.090% |
|
| 305,036 |
|
|
| 7,836,375 |
|
Wells Fargo, 5.700% |
|
| 171,098 |
|
|
| 4,320,224 |
|
Wells Fargo, 5.625% |
|
| 120,545 |
|
|
| 3,067,870 |
|
Wells Fargo, 5.500% |
|
| 196,923 |
|
|
| 4,962,460 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Financials — continued |
|
|
|
|
|
|
|
|
Wells Fargo, 5.250% |
|
| 108,989 |
|
| $ | 2,713,826 |
|
Wells Fargo, 5.200% |
|
| 128,045 |
|
|
| 3,190,881 |
|
Wells Fargo, 5.125% |
|
| 110,791 |
|
|
| 2,730,998 |
|
WR Berkley, 5.900% |
|
| 17,897 |
|
|
| 456,016 |
|
WR Berkley, 5.750% |
|
| 48,868 |
|
|
| 1,242,713 |
|
WR Berkley, 5.700% |
|
| 33,812 |
|
|
| 870,997 |
|
WR Berkley, 5.625% |
|
| 59,145 |
|
|
| 1,466,205 |
|
Zions Bancorporation, 6.300%, VAR ICE LIBOR USD 3 Month+4.240% |
|
| 25,324 |
|
|
| 667,541 |
|
|
|
|
|
|
|
| 412,488,649 |
|
Health Care — 2.0% |
|
|
|
|
|
|
|
|
Avantor, 6.250%* |
|
| 92,059 |
|
|
| 5,134,130 |
|
Change Healthcare, 6.000%* |
|
| 24,540 |
|
|
| 1,271,417 |
|
Danaher, 4.750%* |
|
| 7,277 |
|
|
| 8,000,698 |
|
|
|
|
|
|
|
| 14,406,245 |
|
Industrials — 1.6% |
|
|
|
|
|
|
|
|
Air Lease, 6.150%, VAR ICE LIBOR USD 3Month+3.650% |
|
| 44,143 |
|
|
| 1,122,115 |
|
Colfax, 5.750%* |
|
| 20,196 |
|
|
| 2,920,746 |
|
Fortive, 5.000%* |
|
| 6,004 |
|
|
| 5,469,797 |
|
GATX, 5.625% |
|
| 27,410 |
|
|
| 673,190 |
|
Pitney Bowes, 6.700% |
|
| 71,920 |
|
|
| 1,308,944 |
|
|
|
|
|
|
|
| 11,494,792 |
|
Materials — 0.4% |
|
|
|
|
|
|
|
|
International Flavors & Fragrances, 6.000%* |
|
| 72,101 |
|
|
| 3,189,027 |
|
Real Estate — 6.5% |
|
|
|
|
|
|
|
|
American Homes 4 Rent, 6.500% ‡ |
|
| 46,128 |
|
|
| 1,195,177 |
|
American Homes 4 Rent, 5.875% ‡ |
|
| 28,330 |
|
|
| 725,531 |
|
Brookfield Property Partners, 6.500% |
|
| 32,144 |
|
|
| 803,600 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| ||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
|
Real Estate — continued |
|
|
|
|
|
|
|
|
Brookfield Property Partners, 6.375% |
|
| 48,003 |
|
| $ | 1,189,994 |
|
CBL & Associates Properties, Ser D, 7.375%‡ |
|
| 82,891 |
|
|
| 232,095 |
|
CBL & Associates Properties, 6.625% ‡ |
|
| 19,033 |
|
|
| 50,057 |
|
Digital Realty Trust, 6.350% ‡ |
|
| 42,507 |
|
|
| 1,096,681 |
|
Digital Realty Trust, 5.875% ‡ |
|
| 41,933 |
|
|
| 1,063,002 |
|
Digital Realty Trust, 5.850% ‡ |
|
| 36,860 |
|
|
| 980,476 |
|
Digital Realty Trust, 5.250% ‡ |
|
| 36,532 |
|
|
| 923,164 |
|
Diversified Healthcare Trust, 6.250% ‡ |
|
| 41,954 |
|
|
| 990,114 |
|
Diversified Healthcare Trust, 5.625% ‡ |
|
| 59,114 |
|
|
| 1,348,981 |
|
EPR Properties, 5.750% ‡ |
|
| 26,035 |
|
|
| 657,384 |
|
Federal Realty Investment Trust, 5.000% ‡ |
|
| 27,279 |
|
|
| 682,248 |
|
Kimco Realty, 5.250% ‡ |
|
| 44,907 |
|
|
| 1,146,476 |
|
Kimco Realty, 5.125% ‡ |
|
| 37,644 |
|
|
| 949,758 |
|
National Retail Properties, 5.200% ‡ |
|
| 59,357 |
|
|
| 1,489,861 |
|
Office Properties Income Trust, 5.875% ‡ |
|
| 53,575 |
|
|
| 1,328,660 |
|
PS Business Parks, 5.250% ‡ |
|
| 38,509 |
|
|
| 973,893 |
|
PS Business Parks, 5.200% ‡ |
|
| 36,531 |
|
|
| 924,965 |
|
PS Business Parks, 5.200% ‡ |
|
| 34,686 |
|
|
| 877,209 |
|
Public Storage, 5.600% ‡ |
|
| 50,411 |
|
|
| 1,362,609 |
|
Public Storage, 5.400% ‡ |
|
| 51,046 |
|
|
| 1,292,995 |
|
Public Storage, 5.375% ‡ |
|
| 84,478 |
|
|
| 2,119,553 |
|
Public Storage, 5.200% ‡ |
|
| 37,615 |
|
|
| 949,779 |
|
Public Storage, 5.200% ‡ |
|
| 86,851 |
|
|
| 2,171,275 |
|
Public Storage, 5.150% ‡ |
|
| 47,126 |
|
|
| 1,198,885 |
|
Public Storage, 5.050% ‡ |
|
| 52,097 |
|
|
| 1,314,928 |
|
Public Storage, 4.950% ‡ |
|
| 55,982 |
|
|
| 1,396,191 |
|
Public Storage, 4.900% ‡ |
|
| 59,150 |
|
|
| 1,469,877 |
|
Public Storage, 4.875% ‡ |
|
| 59,544 |
|
|
| 1,511,227 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| |||
PREFERRED STOCK — continued |
|
|
|
| |||||
Real Estate — continued |
|
|
|
|
|
|
|
| |
QTS Realty Trust, 6.500% ‡* |
|
| 13,825 |
|
| $ | 1,794,347 |
| |
RLJ Lodging Trust, 1.950% ‡* |
|
| 55,874 |
|
|
| 1,458,870 |
| |
Spirit Realty Capital, 6.000% ‡ |
|
| 31,544 |
|
|
| 806,896 |
| |
VEREIT, Ser F, 6.700% ‡ |
|
| 132,868 |
|
|
| 3,321,700 |
| |
Vornado Realty Trust, 5.700% ‡ |
|
| 50,884 |
|
|
| 1,280,241 |
| |
Vornado Realty Trust, 5.400% ‡ |
|
| 50,687 |
|
|
| 1,267,175 |
| |
Vornado Realty Trust, 5.250% ‡ |
|
| 54,482 |
|
|
| 1,376,215 |
| |
Washington Prime Group, 7.500% ‡ |
|
| 18,166 |
|
|
| 306,642 |
| |
|
|
|
|
|
|
| 46,028,731 |
| |
Utilities — 15.5% |
|
|
|
|
|
|
|
| |
Alabama Power, 5.000% |
|
| 41,991 |
|
|
| 1,067,831 |
| |
American Electric Power, 6.125%* |
|
| 68,764 |
|
|
| 3,567,476 |
| |
CenterPoint Energy, 7.000%* |
|
| 83,559 |
|
|
| 3,572,147 |
| |
CMS Energy, 5.875% |
|
| 47,688 |
|
|
| 1,248,472 |
| |
CMS Energy, 5.875% |
|
| 109,999 |
|
|
| 2,876,474 |
| |
Dominion Energy, 7.250%* |
|
| 71,226 |
|
|
| 7,133,284 |
| |
Dominion Energy, 5.250% |
|
| 139,988 |
|
|
| 3,499,700 |
| |
DTE Energy, 6.000% |
|
| 48,244 |
|
|
| 1,244,695 |
| |
DTE Energy, 5.375% |
|
| 50,545 |
|
|
| 1,266,152 |
| |
DTE Energy, 5.250% |
|
| 35,042 |
|
|
| 867,289 |
| |
DTE Energy, 5.250% |
|
| 71,132 |
|
|
| 1,785,413 |
| |
Duke Energy, 5.750% |
|
| 171,335 |
|
|
| 4,598,631 |
| |
Duke Energy, 5.625% |
|
| 86,978 |
|
|
| 2,284,912 |
| |
Duke Energy, 5.125% |
|
| 86,881 |
|
|
| 2,178,976 |
| |
Entergy Arkansas, 4.875% |
|
| 72,889 |
|
|
| 1,822,225 |
| |
Entergy Louisiana, 4.875% |
|
| 45,396 |
|
|
| 1,131,722 |
| |
Entergy Mississippi, 4.900% |
|
| 43,701 |
|
|
| 1,093,836 |
| |
Entergy New Orleans, 5.500% |
|
| 17,555 |
|
|
| 442,035 |
| |
Essential Utilities, 6.000%* |
|
| 42,348 |
|
|
| 2,411,295 |
| |
|
|
|
|
|
|
|
|
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares |
|
| Value |
| |||
PREFERRED STOCK — continued |
|
|
|
| |||||
Utilities — continued |
|
|
|
|
|
|
|
| |
Georgia Power, 5.000% |
|
| 45,383 |
|
| $ | 1,134,121 |
| |
National Rural Utilities Cooperative Finance, 5.500% |
|
| 42,732 |
|
|
| 1,120,006 |
| |
NextEra Energy, 4.872%* |
|
| 132,891 |
|
|
| 6,736,245 |
| |
NextEra Energy Capital Holdings, 5.650% |
|
| 120,187 |
|
|
| 3,146,496 |
| |
NextEra Energy Capital Holdings, 5.250% |
|
| 99,337 |
|
|
| 2,506,273 |
| |
NextEra Energy Capital Holdings, 5.125% |
|
| 86,867 |
|
|
| 2,141,272 |
| |
NextEra Energy Capital Holdings, 5.000% |
|
| 76,649 |
|
|
| 1,900,895 |
| |
NiSource, 6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.632% |
|
| 87,002 |
|
|
| 2,287,283 |
| |
PPL Capital Funding, Ser B, 5.900% |
|
| 77,317 |
|
|
| 1,933,698 |
| |
SCE Trust II, 5.100% |
|
| 68,182 |
|
|
| 1,628,868 |
| |
SCE Trust III, 5.750%, VAR ICE LIBOR USD 3 Month+2.990% |
|
| 48,179 |
|
|
| 1,166,895 |
| |
SCE Trust IV, 5.375%, VAR ICE LIBOR USD 3 Month+3.132% |
|
| 54,801 |
|
|
| 1,243,983 |
| |
SCE Trust V, 5.450%, VAR ICE LIBOR USD 3 Month+3.790% |
|
| 50,500 |
|
|
| 1,183,215 |
| |
SCE Trust VI, 5.000% |
|
| 80,594 |
|
|
| 1,852,050 |
| |
Sempra Energy, 6.750%* |
|
| 24,505 |
|
|
| 2,735,738 |
| |
Sempra Energy, 6.000%* |
|
| 76,098 |
|
|
| 8,525,259 |
| |
Sempra Energy, 5.750% |
|
| 132,546 |
|
|
| 3,424,989 |
| |
South Jersey Industries, 7.250%* |
|
| 24,194 |
|
|
| 1,114,860 |
| |
South Jersey Industries, 5.625% |
|
| 33,173 |
|
|
| 815,724 |
| |
Southern, 6.750%* |
|
| 152,418 |
|
|
| 7,675,771 |
| |
Southern, 6.250% |
|
| 171,114 |
|
|
| 4,342,873 |
| |
Southern, 5.250% |
|
| 139,989 |
|
|
| 3,506,724 |
| |
Southern, 5.250% |
|
| 76,389 |
|
|
| 1,918,892 |
| |
Spire, 5.900% |
|
| 42,770 |
|
|
| 1,132,122 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
|
| Shares/Face |
|
| Value |
| |||
PREFERRED STOCK — continued |
|
|
|
|
|
|
|
| |
Utilities — continued |
|
|
|
|
|
|
|
| |
Tennessee Valley Authority, 3.550%, VAR US Treas Yield Curve Rate T Note Const Mat 30 Yr+0.940% |
|
| 51,127 |
|
| $ | 1,296,069 |
| |
|
|
|
|
|
|
| 110,562,886 |
| |
TOTAL UNITED STATES |
|
|
|
|
|
| 672,505,610 |
| |
TOTAL PREFERRED STOCK |
|
|
|
|
|
|
|
| |
(Cost $722,404,892) |
|
|
|
|
|
| 707,042,540 |
| |
SHORT-TERM INVESTMENT(B)(C) — 0.0% |
|
|
|
|
|
|
|
| |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460% |
|
|
|
|
|
|
|
| |
(Cost $136,859) |
|
| 136,859 |
|
|
| 136,859 |
| |
REPURCHASE AGREEMENT(B) — 0.2% |
|
|
|
|
|
|
|
| |
RBC Capital Markets |
|
|
|
|
|
|
|
| |
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $1,199,422 (collateralized by U.S. Treasury Obligations, ranging in par value $227,003 - $251,856, 2.125%, 12/31/2022, with a total market value of $1,220,174) |
|
|
|
|
|
|
|
| |
(Cost $1,199,266) |
| $ | 1,199,266 |
|
|
| 1,199,266 |
| |
TOTAL INVESTMENTS — 99.4% |
|
|
|
|
|
|
|
| |
(Cost $723,741,017) |
|
|
|
|
| $ | 708,378,665 |
| |
Percentages are based on Net Assets of $712,922,868.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Preferred ETF |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $1,279,918. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $1,336,125. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Cl — Class |
ICE — Intercontinental Exchange |
LIBOR — London Interbank Offered Rate |
Ser — Series |
USD — U.S. Dollar |
VAR – Variable Rate |
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities |
| Level 1 |
|
| Level 2 |
|
| Level 3 |
|
| Total |
| ||||
Preferred Stock |
| $ | 707,042,540 |
|
| $ | — |
|
| $ | — |
|
| $ | 707,042,540 |
|
Short-Term Investment |
|
| 136,859 |
|
|
| — |
|
|
| — |
|
|
| 136,859 |
|
Repurchase Agreement |
|
| — |
|
|
| 1,199,266 |
|
|
| — |
|
|
| 1,199,266 |
|
Total Investments in Securities |
| $ | 707,179,399 |
|
| $ | 1,199,266 |
|
| $ | — |
|
| $ | 708,378,665 |
|
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
|
| Shares |
|
| Value |
| |||
CLOSED-END FUNDS — 32.5% |
|
|
|
| |||||
AllianzGI NFJ Dividend Interest & Premium Strategy Fund |
|
| 49,782 |
|
| $ | 584,441 |
| |
BlackRock Income Trust |
|
| 100,619 |
|
|
| 604,719 |
| |
Brookfield Real Assets Income Fund (A) |
|
| 26,877 |
|
|
| 541,303 |
| |
Eaton Vance Risk-Managed Diversified Equity Income Fund |
|
| 66,046 |
|
|
| 568,656 |
| |
Eaton Vance Tax Managed Global Buy Write Opportunities Fund |
|
| 62,301 |
|
|
| 553,856 |
| |
Eaton Vance Tax-Managed Buy-Write Opportunities Fund (A) |
|
| 41,056 |
|
|
| 555,898 |
| |
Morgan Stanley Emerging Markets Domestic Debt Fund |
|
| 91,414 |
|
|
| 585,050 |
| |
Nuveen Mortgage and Income Fund |
|
| 25,867 |
|
|
| 566,487 |
| |
Stone Harbor Emerging Markets Income Fund (A) |
|
| 46,946 |
|
|
| 526,265 |
| |
Templeton Emerging Markets Income Fund |
|
| 66,075 |
|
|
| 568,245 |
| |
Voya Global Equity Dividend and Premium Opportunity Fund |
|
| 101,665 |
|
|
| 559,158 |
| |
Western Asset Emerging Markets Debt Fund |
|
| 43,934 |
|
|
| 604,532 |
| |
Western Asset Mortgage Opportunity Fund |
|
| 27,987 |
|
|
| 549,105 |
| |
TOTAL CLOSED-END FUNDS |
|
|
|
|
|
|
|
| |
(Cost $8,136,790) |
|
|
|
|
|
| 7,367,715 |
| |
COMMON STOCK — 30.5% |
|
|
|
|
|
|
|
| |
Energy — 3.0% |
|
|
|
|
|
|
|
| |
Kinder Morgan |
|
| 18,310 |
|
|
| 351,003 |
| |
ONEOK |
|
| 5,007 |
|
|
| 334,067 |
| |
|
|
|
|
|
|
| 685,070 |
| |
Financials — 18.3% |
|
|
|
|
|
|
|
| |
Apollo Investment |
|
| 23,234 |
|
|
| 354,086 |
| |
Ares Capital |
|
| 20,060 |
|
|
| 344,831 |
| |
BlackRock Capital Investment |
|
| 74,299 |
|
|
| 334,346 |
| |
BlackRock TCP Capital |
|
| 27,657 |
|
|
| 362,030 |
| |
Hercules Capital |
|
| 27,984 |
|
|
| 369,389 |
| |
|
|
|
|
|
|
|
|
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
|
| Shares |
|
| Value |
| |||
COMMON STOCK — continued |
|
|
| ||||||
Financials — continued |
|
|
|
|
|
|
|
| |
Main Street Capital (A) |
|
| 8,689 |
|
| $ | 320,885 |
| |
New Mountain Finance |
|
| 27,662 |
|
|
| 353,797 |
| |
PennantPark Floating Rate Capital |
|
| 32,414 |
|
|
| 348,126 |
| |
PennantPark Investment |
|
| 59,659 |
|
|
| 341,846 |
| |
Prospect Capital (A) |
|
| 56,630 |
|
|
| 312,031 |
| |
Solar Capital |
|
| 18,191 |
|
|
| 339,626 |
| |
TPG Specialty Lending |
|
| 18,009 |
|
|
| 377,108 |
| |
|
|
|
|
|
|
| 4,158,101 |
| |
Utilities — 9.2% |
|
|
|
|
|
|
|
| |
Avista |
|
| 7,767 |
|
|
| 366,214 |
| |
CenterPoint Energy |
|
| 12,180 |
|
|
| 280,384 |
| |
Dominion Energy |
|
| 4,558 |
|
|
| 356,344 |
| |
Duke Energy |
|
| 3,936 |
|
|
| 360,932 |
| |
PPL |
|
| 11,990 |
|
|
| 359,820 |
| |
Southern |
|
| 5,954 |
|
|
| 359,383 |
| |
|
|
|
|
|
|
| 2,083,077 |
| |
TOTAL COMMON STOCK |
|
|
|
|
|
|
|
| |
(Cost $7,533,473) |
|
|
|
|
|
| 6,926,248 |
| |
EXCHANGE TRADED FUND — 22.7% |
|
|
|
|
|
|
|
| |
Global X SuperDividend REIT ETF (A)(B) |
|
| 372,619 |
|
|
| 5,160,773 |
| |
TOTAL EXCHANGE TRADED FUND |
|
|
|
|
|
|
|
| |
(Cost $5,566,849) |
|
|
|
|
|
| 5,160,773 |
| |
MASTER LIMITED PARTNERSHIPS — 9.3% |
|
|
|
|
|
|
|
| |
Energy — 7.9% |
|
|
|
|
|
|
|
| |
Alliance Resource Partners |
|
| 23,687 |
|
|
| 159,650 |
| |
Black Stone Minerals |
|
| 26,694 |
|
|
| 236,242 |
| |
Enable Midstream Partners |
|
| 31,390 |
|
|
| 194,618 |
| |
Holly Energy Partners |
|
| 15,006 |
|
|
| 311,224 |
| |
MPLX |
|
| 13,642 |
|
|
| 276,796 |
| |
|
|
|
|
|
|
|
|
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
|
| Shares/Face |
|
| Value |
| |||
MASTER LIMITED PARTNERSHIPS — continued | |||||||||
Energy — continued |
|
|
|
|
|
|
|
| |
Sunoco |
|
| 11,961 |
|
| $ | 323,306 |
| |
USA Compression Partners |
|
| 21,831 |
|
|
| 298,648 |
| |
|
|
|
|
|
|
| 1,800,484 |
| |
Utilities — 1.4% |
|
|
|
|
|
|
|
| |
Suburban Propane Partners |
|
| 15,880 |
|
|
| 310,772 |
| |
TOTAL MASTER LIMITED PARTNERSHIPS |
|
|
|
|
|
|
|
| |
(Cost $2,788,372) |
|
|
|
|
|
| 2,111,256 |
| |
BUSINESS DEVELOPMENT COMPANIES — 4.4% | |||||||||
Goldman Sachs BDC |
|
| 18,469 |
|
|
| 357,375 |
| |
Golub Capital BDC |
|
| 19,945 |
|
|
| 332,284 |
| |
TCG BDC |
|
| 26,020 |
|
|
| 315,883 |
| |
TOTAL BUSINESS DEVELOPMENT COMPANIES |
|
|
|
|
|
|
|
| |
(Cost $1,205,651) |
|
|
|
|
|
| 1,005,542 |
| |
SHORT-TERM INVESTMENT(C)(D) — 1.2% |
|
|
|
|
|
|
|
| |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460% |
|
|
|
|
|
|
|
| |
(Cost $276,189) |
|
| 276,189 |
|
|
| 276,189 |
| |
REPURCHASE AGREEMENT(C) — 10.7% |
|
|
|
|
|
|
|
| |
RBC Capital Markets |
|
|
|
|
|
|
|
| |
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $2,420,505 (collateralized by U.S. Treasury Obligations, ranging in par value $458,105 - $508,260, 2.125%, 12/31/2022, with a total market value of $2,462,383) |
|
|
|
|
|
|
|
| |
(Cost $2,420,193) |
| $ | 2,420,193 |
|
|
| 2,420,193 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
|
|
| Value |
|
TOTAL INVESTMENTS — 111.3% |
|
|
|
|
(Cost $27,927,517) |
| $ | 25,267,916 |
|
Percentages are based on Net Assets of $22,699,455.
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $2,551,524. |
(B) | Affiliated investment |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $2,696,382. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
BDC — Business Development Companies
Cl — Class
ETF — Exchange Traded Fund
REIT — Real Estate Investment Trust
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities |
| Level 1 |
|
| Level 2 |
|
| Level 3 |
|
| Total |
| ||||
Closed-End Funds |
| $ | 7,367,715 |
|
| $ | — |
|
| $ | — |
|
| $ | 7,367,715 |
|
Common Stock |
|
| 6,926,248 |
|
|
| — |
|
|
| — |
|
|
| 6,926,248 |
|
Exchange Traded Fund |
|
| 5,160,773 |
|
|
| — |
|
|
| — |
|
|
| 5,160,773 |
|
Master Limited Partnerships |
|
| 2,111,256 |
|
|
| — |
|
|
| — |
|
|
| 2,111,256 |
|
Business Development Companies |
|
| 1,005,542 |
|
|
| — |
|
|
| — |
|
|
| 1,005,542 |
|
Short-Term Investment |
|
| 276,189 |
|
|
| — |
|
|
| — |
|
|
| 276,189 |
|
Repurchase Agreement |
|
| — |
|
|
| 2,420,193 |
|
|
| — |
|
|
| 2,420,193 |
|
Total Investments in Securities |
| $ | 22,847,723 |
|
| $ | 2,420,193 |
|
| $ | — |
|
| $ | 25,267,916 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi- annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
The following is a summary of the transactions with affiliates for the period ended February 29, 2020:
Value at 11/30/2019 |
| Purchases at Cost |
|
| Proceeds from Sales |
|
| Changes in Unrealized Depreciation |
|
| Realized Gain |
|
| Value at 2/29/20 |
|
| Shares |
|
| Dividend Income |
| ||||||||
Global X SuperDividend® REIT ETF $6,423,112 |
| $ | 37,481 |
|
| $ | (761,076 | ) |
| $ | (588,572 | ) |
| $ | 49,828 |
|
| $ | 5,160,773 |
|
|
| 372,619 |
|
| $ | 120,726 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
|
| Shares |
|
| Value |
| ||
COMMON STOCK — 99.9% |
|
|
|
|
|
| ||
UNITED KINGDOM — 1.6% |
|
|
|
|
|
|
|
|
Real Estate — 1.6% |
|
|
|
|
|
|
|
|
Healthpeak Properties ‡ |
|
| 2,363 |
|
| $ | 74,765 |
|
UNITED STATES — 98.3% |
|
|
|
|
|
|
|
|
Consumer Discretionary — 9.7% |
|
|
|
|
|
|
|
|
Best Buy |
|
| 900 |
|
|
| 68,085 |
|
Carnival |
|
| 1,606 |
|
|
| 53,737 |
|
Garmin |
|
| 783 |
|
|
| 69,208 |
|
Genuine Parts |
|
| 724 |
|
|
| 63,162 |
|
Kohl’s |
|
| 1,579 |
|
|
| 61,818 |
|
Newell Brands |
|
| 3,964 |
|
|
| 61,165 |
|
Whirlpool |
|
| 514 |
|
|
| 65,720 |
|
|
|
|
|
|
|
| 442,895 |
|
Consumer Staples — 12.1% |
|
|
|
|
|
|
|
|
Archer-Daniels-Midland |
|
| 1,685 |
|
|
| 63,441 |
|
Clorox |
|
| 503 |
|
|
| 80,189 |
|
Coca-Cola |
|
| 1,399 |
|
|
| 74,832 |
|
Kraft Heinz |
|
| 2,411 |
|
|
| 59,720 |
|
Molson Coors Beverage, Cl B |
|
| 1,498 |
|
|
| 74,315 |
|
PepsiCo |
|
| 552 |
|
|
| 72,881 |
|
Procter & Gamble |
|
| 606 |
|
|
| 68,617 |
|
Walgreens Boots Alliance |
|
| 1,316 |
|
|
| 60,220 |
|
|
|
|
|
|
|
| 554,215 |
|
Energy — 11.3% |
|
|
|
|
|
|
|
|
Baker Hughes, Cl A |
|
| 3,223 |
|
|
| 51,858 |
|
Cabot Oil & Gas |
|
| 4,732 |
|
|
| 65,916 |
|
Chevron |
|
| 647 |
|
|
| 60,391 |
|
ConocoPhillips |
|
| 1,214 |
|
|
| 58,782 |
|
Exxon Mobil |
|
| 1,100 |
|
|
| 56,584 |
|
Helmerich & Payne |
|
| 1,810 |
|
|
| 66,771 |
|
HollyFrontier |
|
| 1,518 |
|
|
| 51,126 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
|
| Shares |
|
| Value |
| ||
Energy — continued |
|
|
|
|
|
|
|
|
Phillips 66 |
|
| 675 |
|
| $ | 50,531 |
|
TechnipFMC |
|
| 3,808 |
|
|
| 56,511 |
|
|
|
|
|
|
|
| 518,470 |
|
Financials — 18.0% |
|
|
|
|
|
|
|
|
American International Group |
|
| 1,476 |
|
|
| 62,228 |
|
Ameriprise Financial |
|
| 454 |
|
|
| 64,150 |
|
Bank of New York Mellon |
|
| 1,516 |
|
|
| 60,488 |
|
BlackRock, Cl A |
|
| 153 |
|
|
| 70,841 |
|
Fifth Third Bancorp |
|
| 2,457 |
|
|
| 59,951 |
|
Huntington Bancshares |
|
| 4,960 |
|
|
| 60,859 |
|
Lincoln National |
|
| 1,274 |
|
|
| 57,827 |
|
MetLife |
|
| 1,511 |
|
|
| 64,550 |
|
Principal Financial Group |
|
| 1,402 |
|
|
| 62,235 |
|
Prudential Financial |
|
| 810 |
|
|
| 61,115 |
|
T Rowe Price Group |
|
| 620 |
|
|
| 73,166 |
|
Travelers |
|
| 562 |
|
|
| 67,334 |
|
Unum Group |
|
| 2,511 |
|
|
| 58,531 |
|
|
|
|
|
|
|
| 823,275 |
|
Health Care — 9.2% |
|
|
|
|
|
|
|
|
Amgen |
|
| 323 |
|
|
| 64,513 |
|
Bristol-Myers Squibb |
|
| 1,194 |
|
|
| 70,518 |
|
Gilead Sciences |
|
| 1,159 |
|
|
| 80,388 |
|
Johnson & Johnson |
|
| 538 |
|
|
| 72,350 |
|
Merck |
|
| 855 |
|
|
| 65,459 |
|
Pfizer |
|
| 1,986 |
|
|
| 66,372 |
|
|
|
|
|
|
|
| 419,600 |
|
Industrials — 15.0% |
|
|
|
|
|
|
|
|
3M |
|
| 451 |
|
|
| 67,307 |
|
CH Robinson Worldwide |
|
| 994 |
|
|
| 68,487 |
|
Cummins |
|
| 418 |
|
|
| 63,239 |
|
Eaton |
|
| 815 |
|
|
| 73,937 |
|
Emerson Electric |
|
| 1,004 |
|
|
| 64,366 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
|
| Shares |
|
| Value |
| ||
Industrials — continued |
|
|
|
|
|
|
|
|
Fastenal |
|
| 2,056 |
|
| $ | 70,356 |
|
Illinois Tool Works |
|
| 431 |
|
|
| 72,314 |
|
Johnson Controls International |
|
| 1,882 |
|
|
| 68,825 |
|
Lockheed Martin |
|
| 198 |
|
|
| 73,234 |
|
Snap-On |
|
| 446 |
|
|
| 64,559 |
|
|
|
|
|
|
|
| 686,624 |
|
Information Technology — 11.4% |
|
|
|
|
|
|
|
|
Cisco Systems |
|
| 1,700 |
|
|
| 67,881 |
|
Hewlett Packard Enterprise |
|
| 4,752 |
|
|
| 60,778 |
|
Juniper Networks |
|
| 3,156 |
|
|
| 66,970 |
|
Maxim Integrated Products |
|
| 1,279 |
|
|
| 71,138 |
|
NetApp |
|
| 1,204 |
|
|
| 56,251 |
|
Seagate Technology |
|
| 1,296 |
|
|
| 62,143 |
|
Texas Instruments |
|
| 602 |
|
|
| 68,712 |
|
Xerox Holdings |
|
| 2,067 |
|
|
| 66,558 |
|
|
|
|
|
|
|
| 520,431 |
|
Materials — 2.6% |
|
|
|
|
|
|
|
|
Nucor |
|
| 1,349 |
|
|
| 55,781 |
|
Packaging Corp of America |
|
| 687 |
|
|
| 62,256 |
|
|
|
|
|
|
|
| 118,037 |
|
Real Estate — 9.0% |
|
|
|
|
|
|
|
|
AvalonBay Communities ‡ |
|
| 366 |
|
|
| 73,416 |
|
Host Hotels & Resorts ‡ |
|
| 4,245 |
|
|
| 61,468 |
|
Kimco Realty ‡ |
|
| 3,751 |
|
|
| 65,080 |
|
Public Storage ‡ |
|
| 370 |
|
|
| 77,374 |
|
Regency Centers ‡ |
|
| 1,252 |
|
|
| 71,915 |
|
Vornado Realty Trust ‡ |
|
| 1,166 |
|
|
| 62,474 |
|
|
|
|
|
|
|
| 411,727 |
|
TOTAL UNITED STATES |
|
|
|
|
|
| 4,495,274 |
|
TOTAL COMMON STOCK |
|
|
|
|
|
|
|
|
(Cost $5,400,900) |
|
|
|
|
|
| 4,570,039 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
|
| Value |
| |
TOTAL INVESTMENTS — 99.9% |
|
|
|
|
(Cost $5,400,900) |
| $ | 4,570,039 |
|
Percentages are based on Net Assets of $4,575,447.
‡ | Real Estate Investment Trust |
Cl — Class
As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X TargetIncomeTM 5 ETF |
|
| Shares |
|
| Value |
| ||
EXCHANGE TRADED FUNDS — 99.7% |
|
|
|
|
|
|
|
|
Global X SuperDividend® ETF (A) |
|
| 42,086 |
|
| $ | 639,707 |
|
Global X U.S. Preferred ETF (A) |
|
| 38,750 |
|
|
| 935,813 |
|
iShares 20+ Year Treasury Bond ETF |
|
| 3,429 |
|
|
| 532,558 |
|
SPDR Blackstone |
|
| 20,843 |
|
|
| 946,897 |
|
VanEck Vectors J.P. Morgan EM Local Currency Bond ETF |
|
| 29,247 |
|
|
| 947,895 |
|
Xtrackers USD High Yield Corporate Bond ETF |
|
| 14,491 |
|
|
| 711,943 |
|
TOTAL EXCHANGE TRADED FUNDS |
|
|
|
|
|
|
|
|
(Cost $4,909,891) |
|
|
|
|
|
| 4,714,813 |
|
TOTAL INVESTMENTS — 99.7% |
|
|
|
|
|
|
|
|
(Cost $4,909,891) |
|
|
|
|
| $ | 4,714,813 |
|
Percentages are based on Net Assets of $4,728,850. |
|
|
|
|
|
|
|
|
(A) Affiliated investment.
ETF — Exchange Traded Fund
EM — Emerging Markets
SPDR — Standard & Poor’s Depository Receipts
USD — U.S. Dollar
As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X TargetIncomeTM 5 ETF |
The following is a summary of the transactions with affiliates for the period ended February 29, 2020
Value at 11/30/2019 |
| Purchases at Cost |
|
| Proceeds from Sales |
|
| Changes in Unrealized Depreciation |
|
| Realized Loss |
|
| Value at 02/29/20 |
|
| Shares |
|
| Dividend Income |
| |||||||||
Global X SuperDividend® ETF | ||||||||||||||||||||||||||||||
$191,394 |
| $ | 941,011 |
|
| $ | (353,810 | ) |
| $ | (93,492 | ) |
| $ | (45,396 | ) |
| $ | 639,707 |
|
|
| 42,086 |
|
| $ | 13,182 |
| ||
Global X U.S. Preferred ETF | ||||||||||||||||||||||||||||||
$240,642 |
| $ | 1,218,666 |
|
| $ | (472,132 | ) |
| $ | (43,446 | ) |
| $ | (7,917 | ) |
| $ | 935,813 |
|
|
| 38,750 |
|
| $ | 11,005 |
| ||
Totals: | $432,036 |
| $ | 2,159,677 |
|
| $ | (825,942 | ) |
| $ | (136,938 | ) |
| $ | (53,313 | ) |
| $ | 1,575,520 |
|
|
| 80,836 |
|
| $ | 24,187 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X TargetIncomeTM Plus 2 ETF |
|
| Shares |
|
| Value |
| |||
EXCHANGE TRADED FUNDS — 100.0% |
|
|
|
| |||||
Global X U.S. Preferred ETF (A) |
|
| 273,778 |
|
| $ | 6,611,739 |
| |
iShares Core U.S. Aggregate Bond ETF |
|
| 60,326 |
|
|
| 7,011,088 |
| |
Schwab US TIPS ETF |
|
| 60,040 |
|
|
| 3,504,535 |
| |
SPDR Blackstone |
|
| 147,284 |
|
|
| 6,691,112 |
| |
VanEck Vectors J.P. Morgan EM Local Currency Bond ETF |
|
| 103,274 |
|
|
| 3,347,110 |
| |
Xtrackers USD High Yield Corporate Bond ETF |
|
| 136,616 |
|
|
| 6,711,944 |
| |
TOTAL EXCHANGE TRADED FUNDS |
|
|
|
|
|
|
|
| |
(Cost $34,383,010) |
|
|
|
|
|
| 33,877,528 |
| |
TOTAL INVESTMENTS — 100.0% |
|
|
|
|
|
|
|
| |
(Cost $34,383,010) |
|
|
|
|
| $ | 33,877,528 |
| |
Percentages are based on Net Assets of $33,869,692. |
|
|
|
|
|
|
|
|
(A) Affiliated investment.
ETF — Exchange Traded Fund
EM — Emerging Markets
SPDR — Standard & Poor’s Depository Receipts
TIPS — Treasury Inflation Protected Security
USD — U.S. Dollar
As of February 29, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X TargetIncomeTM Plus 2 ETF |
The following is a summary of the transactions with affiliates for the period ended February 29, 2020:
Value at 11/30/2019 |
| Purchases at Cost |
|
| Proceeds from Sales |
|
| Changes in Unrealized Depreciation |
|
| Realized Gain |
|
| Value at 02/29/20 |
|
| Shares |
|
| Dividend Income |
| ||||||||
Global X U.S. Preferred ETF | |||||||||||||||||||||||||||||
$1,950,330 |
| $ | 5,696,668 |
|
| $ | (737,801 | ) |
| $ | (301,148 | ) |
| $ | 3,690 |
|
| $ | 6,611,739 |
|
|
| 273,778 |
|
| $ | 54,440 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| |||
COMMON STOCK — 99.7% |
|
|
| ||||||
UNITED KINGDOM — 0.5% |
|
|
|
|
|
|
|
| |
Real Estate — 0.5% |
|
|
|
|
|
|
|
| |
Healthpeak Properties ‡ |
|
| 28,705 |
|
| $ | 908,226 |
| |
UNITED STATES — 99.2% |
|
|
|
|
|
|
|
| |
Communication Services — 3.2% |
|
|
|
|
|
|
|
| |
AT&T |
|
| 26,835 |
|
|
| 945,129 |
| |
Cable One |
|
| 195 |
|
|
| 306,739 |
| |
Charter Communications, Cl A* |
|
| 5,603 |
|
|
| 2,763,231 |
| |
GCI Liberty* |
|
| 3,008 |
|
|
| 207,883 |
| |
Liberty Broadband, Cl C* |
|
| 5,819 |
|
|
| 732,554 |
| |
Roku, Cl A* |
|
| 3,284 |
|
|
| 373,292 |
| |
Snap, Cl A* |
|
| 36,136 |
|
|
| 512,047 |
| |
|
|
|
|
|
|
| 5,840,875 |
| |
Consumer Discretionary — 6.9% |
|
|
|
|
|
|
|
| |
AutoZone * |
|
| 648 |
|
|
| 669,067 |
| |
Carnival |
|
| 21,007 |
|
|
| 702,894 |
| |
Carvana, Cl A* |
|
| 1,668 |
|
|
| 138,294 |
| |
Chipotle Mexican Grill, Cl A* |
|
| 773 |
|
|
| 597,977 |
| |
Ford Motor |
|
| 114,399 |
|
|
| 796,217 |
| |
Gap |
|
| 57,942 |
|
|
| 830,309 |
| |
General Motors |
|
| 30,021 |
|
|
| 915,641 |
| |
Goodyear Tire & Rubber |
|
| 72,574 |
|
|
| 702,879 |
| |
Hilton Worldwide Holdings |
|
| 9,137 |
|
|
| 888,116 |
| |
Kohl’s |
|
| 22,601 |
|
|
| 884,829 |
| |
Lithia Motors, Cl A |
|
| 656 |
|
|
| 78,169 |
| |
Macy’s |
|
| 58,902 |
|
|
| 779,273 |
| |
NVR * |
|
| 92 |
|
|
| 337,381 |
| |
PulteGroup |
|
| 6,651 |
|
|
| 267,370 |
| |
Starbucks |
|
| 26,965 |
|
|
| 2,114,865 |
| |
Target |
|
| 15,886 |
|
|
| 1,636,258 |
| |
TopBuild * |
|
| 1,563 |
|
|
| 157,863 |
| |
|
|
|
|
|
|
| 12,497,402 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| ||
Consumer Staples — 6.4% |
|
|
|
|
|
|
|
|
Brown-Forman, Cl B |
|
| 8,885 |
|
| $ | 545,628 |
|
Costco Wholesale |
|
| 12,932 |
|
|
| 3,635,703 |
|
Estee Lauder, Cl A |
|
| 6,719 |
|
|
| 1,233,608 |
|
Hershey |
|
| 4,218 |
|
|
| 607,350 |
|
Procter & Gamble |
|
| 40,965 |
|
|
| 4,638,467 |
|
Sysco |
|
| 14,228 |
|
|
| 948,296 |
|
|
|
|
|
|
|
| 11,609,052 |
|
Energy — 4.2% |
|
|
|
|
|
|
|
|
Chevron |
|
| 9,283 |
|
|
| 866,475 |
|
HollyFrontier |
|
| 22,538 |
|
|
| 759,080 |
|
Kinder Morgan |
|
| 50,004 |
|
|
| 958,577 |
|
Marathon Oil |
|
| 81,039 |
|
|
| 671,003 |
|
Marathon Petroleum |
|
| 18,725 |
|
|
| 887,939 |
|
Murphy Oil |
|
| 42,511 |
|
|
| 801,332 |
|
Phillips 66 |
|
| 10,289 |
|
|
| 770,235 |
|
Plains GP Holdings, Cl A |
|
| 57,017 |
|
|
| 785,124 |
|
Tallgrass Energy, Cl A |
|
| 47,046 |
|
|
| 1,038,305 |
|
|
|
|
|
|
|
| 7,538,070 |
|
Financials — 29.9% |
|
|
|
|
|
|
|
|
Ally Financial |
|
| 31,321 |
|
|
| 785,217 |
|
American International Group |
|
| 20,054 |
|
|
| 845,477 |
|
Apollo Global Management, Cl A |
|
| 7,069 |
|
|
| 294,495 |
|
Arch Capital Group* |
|
| 13,913 |
|
|
| 562,503 |
|
Associated Banc-Corp |
|
| 49,250 |
|
|
| 833,802 |
|
Assured Guaranty |
|
| 20,944 |
|
|
| 854,725 |
|
Athene Holding, Cl A* |
|
| 23,144 |
|
|
| 954,690 |
|
Bank of New York Mellon |
|
| 22,427 |
|
|
| 894,837 |
|
Bank OZK |
|
| 37,284 |
|
|
| 946,641 |
|
BankUnited |
|
| 29,815 |
|
|
| 885,506 |
|
Blackstone Group, Cl A |
|
| 24,884 |
|
|
| 1,339,755 |
|
Blackstone Mortgage Trust, Cl A ‡ |
|
| 27,674 |
|
|
| 997,924 |
|
Brighthouse Financial* |
|
| 25,569 |
|
|
| 916,393 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| ||
Financials — continued |
|
|
|
|
|
|
|
|
Brown & Brown |
|
| 7,217 |
|
| $ | 310,403 |
|
Capital One Financial |
|
| 9,814 |
|
|
| 866,184 |
|
Chimera Investment ‡ |
|
| 49,374 |
|
|
| 970,199 |
|
CIT Group |
|
| 22,258 |
|
|
| 883,865 |
|
Citigroup |
|
| 13,080 |
|
|
| 830,057 |
|
Citizens Financial Group |
|
| 26,094 |
|
|
| 826,919 |
|
Comerica |
|
| 15,486 |
|
|
| 815,183 |
|
Equitable Holdings |
|
| 40,877 |
|
|
| 874,768 |
|
Fifth Third Bancorp |
|
| 35,710 |
|
|
| 871,324 |
|
First Hawaiian |
|
| 36,370 |
|
|
| 871,062 |
|
First Horizon National |
|
| 61,122 |
|
|
| 814,756 |
|
FNB |
|
| 83,568 |
|
|
| 843,201 |
|
Franklin Resources |
|
| 40,529 |
|
|
| 881,911 |
|
Goldman Sachs Group |
|
| 4,241 |
|
|
| 851,466 |
|
Hancock Whitney |
|
| 24,691 |
|
|
| 827,149 |
|
Huntington Bancshares |
|
| 70,309 |
|
|
| 862,691 |
|
IBERIABANK |
|
| 12,996 |
|
|
| 782,229 |
|
Invesco |
|
| 56,601 |
|
|
| 815,054 |
|
Jefferies Financial Group |
|
| 47,347 |
|
|
| 933,209 |
|
KeyCorp |
|
| 53,400 |
|
|
| 873,090 |
|
Lincoln National |
|
| 17,847 |
|
|
| 810,075 |
|
MarketAxess Holdings |
|
| 1,051 |
|
|
| 340,871 |
|
MetLife |
|
| 20,188 |
|
|
| 862,431 |
|
MFA Financial ‡ |
|
| 132,496 |
|
|
| 957,946 |
|
Moody’s |
|
| 5,304 |
|
|
| 1,273,119 |
|
Morgan Stanley |
|
| 18,756 |
|
|
| 844,583 |
|
Navient |
|
| 69,010 |
|
|
| 774,982 |
|
New Residential Investment ‡ |
|
| 62,662 |
|
|
| 975,021 |
|
New York Community Bancorp |
|
| 89,039 |
|
|
| 962,512 |
|
Old Republic International |
|
| 45,688 |
|
|
| 900,967 |
|
PacWest Bancorp |
|
| 28,516 |
|
|
| 902,246 |
|
People’s United Financial |
|
| 65,260 |
|
|
| 912,987 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| ||
Financials — continued |
|
|
|
|
|
|
|
|
Principal Financial Group |
|
| 18,847 |
|
| $ | 836,618 |
|
Prudential Financial |
|
| 10,918 |
|
|
| 823,763 |
|
Regions Financial |
|
| 64,618 |
|
|
| 873,635 |
|
Reinsurance Group of America, Cl A |
|
| 6,679 |
|
|
| 815,038 |
|
S&P Global |
|
| 7,129 |
|
|
| 1,895,672 |
|
Starwood Property Trust ‡ |
|
| 48,959 |
|
|
| 1,085,911 |
|
State Street |
|
| 13,008 |
|
|
| 885,975 |
|
Sterling Bancorp |
|
| 50,483 |
|
|
| 837,008 |
|
Synchrony Financial |
|
| 27,702 |
|
|
| 806,128 |
|
Synovus Financial |
|
| 26,727 |
|
|
| 775,618 |
|
Umpqua Holdings |
|
| 55,211 |
|
|
| 849,697 |
|
United Bankshares |
|
| 28,180 |
|
|
| 813,838 |
|
Unum Group |
|
| 36,557 |
|
|
| 852,144 |
|
Valley National Bancorp |
|
| 92,012 |
|
|
| 855,712 |
|
Webster Financial |
|
| 20,310 |
|
|
| 771,171 |
|
Wintrust Financial |
|
| 16,065 |
|
|
| 858,032 |
|
WR Berkley |
|
| 4,289 |
|
|
| 287,963 |
|
Zions Bancorp |
|
| 21,908 |
|
|
| 875,225 |
|
|
|
|
|
|
|
| 54,033,573 |
|
Health Care — 3.1% |
|
|
|
|
|
|
|
|
Arrowhead Pharmaceuticals* |
|
| 7,172 |
|
|
| 253,602 |
|
Chemed |
|
| 591 |
|
|
| 246,813 |
|
Danaher |
|
| 16,781 |
|
|
| 2,426,197 |
|
Insulet * |
|
| 2,310 |
|
|
| 438,831 |
|
Zoetis, Cl A |
|
| 16,543 |
|
|
| 2,204,024 |
|
|
|
|
|
|
|
| 5,569,467 |
|
Industrials — 6.0% |
|
|
|
|
|
|
|
|
Air Lease, Cl A |
|
| 22,264 |
|
|
| 854,047 |
|
Allegion |
|
| 2,970 |
|
|
| 341,520 |
|
Arconic |
|
| 13,832 |
|
|
| 405,969 |
|
Armstrong World Industries |
|
| 1,207 |
|
|
| 120,881 |
|
Cintas |
|
| 2,538 |
|
|
| 676,986 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| ||
Industrials — continued |
|
|
|
|
|
|
|
|
Copart * |
|
| 10,212 |
|
| $ | 862,710 |
|
Delta Air Lines |
|
| 17,573 |
|
|
| 810,642 |
|
Eaton |
|
| 10,787 |
|
|
| 978,597 |
|
Fortune Brands Home & Security |
|
| 4,039 |
|
|
| 249,408 |
|
FTI Consulting* |
|
| 1,112 |
|
|
| 125,200 |
|
Generac Holdings* |
|
| 2,402 |
|
|
| 247,382 |
|
IHS Markit |
|
| 12,658 |
|
|
| 901,756 |
|
Ingersoll-Rand |
|
| 7,192 |
|
|
| 928,056 |
|
Macquarie Infrastructure |
|
| 23,354 |
|
|
| 916,645 |
|
Ryder System |
|
| 19,723 |
|
|
| 750,263 |
|
Teledyne Technologies* |
|
| 1,232 |
|
|
| 415,578 |
|
Tetra Tech |
|
| 1,610 |
|
|
| 130,201 |
|
TransDigm Group* |
|
| 1,875 |
|
|
| 1,045,894 |
|
|
|
|
|
|
|
| 10,761,735 |
|
Information Technology — 16.5% |
|
|
|
|
|
|
|
|
Accenture, Cl A |
|
| 20,400 |
|
|
| 3,684,036 |
|
ANSYS * |
|
| 2,782 |
|
|
| 673,773 |
|
Apple |
|
| 16,287 |
|
|
| 4,452,214 |
|
Applied Materials |
|
| 25,735 |
|
|
| 1,495,718 |
|
Booz Allen Hamilton Holding, Cl A |
|
| 4,254 |
|
|
| 303,310 |
|
CACI International, Cl A* |
|
| 850 |
|
|
| 208,267 |
|
CDW |
|
| 5,677 |
|
|
| 648,427 |
|
Coupa Software* |
|
| 1,642 |
|
|
| 245,889 |
|
Cypress Semiconductor |
|
| 11,470 |
|
|
| 264,842 |
|
Entegris |
|
| 4,174 |
|
|
| 222,558 |
|
Fair Isaac* |
|
| 880 |
|
|
| 330,906 |
|
Genpact |
|
| 5,682 |
|
|
| 218,530 |
|
Global Payments |
|
| 10,516 |
|
|
| 1,934,628 |
|
KBR |
|
| 4,812 |
|
|
| 124,920 |
|
KLA |
|
| 5,980 |
|
|
| 919,186 |
|
Lam Research |
|
| 5,511 |
|
|
| 1,617,093 |
|
Leidos Holdings |
|
| 6,076 |
|
|
| 623,701 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| ||
Information Technology — continued |
|
|
|
|
|
|
|
|
Manhattan Associates* |
|
| 1,546 |
|
| $ | 104,139 |
|
Mastercard, Cl A |
|
| 15,956 |
|
|
| 4,631,229 |
|
Microsoft |
|
| 31,247 |
|
|
| 5,062,326 |
|
Paycom Software* |
|
| 1,545 |
|
|
| 436,694 |
|
Qorvo * |
|
| 3,393 |
|
|
| 341,268 |
|
Teradyne |
|
| 6,493 |
|
|
| 381,529 |
|
Tyler Technologies* |
|
| 1,400 |
|
|
| 438,690 |
|
Universal Display |
|
| 1,278 |
|
|
| 202,934 |
|
Western Union |
|
| 14,540 |
|
|
| 325,551 |
|
|
|
|
|
|
|
| 29,892,358 |
|
Materials — 3.8% |
|
|
|
|
|
|
|
|
Air Products & Chemicals |
|
| 7,106 |
|
|
| 1,560,549 |
|
LyondellBasell Industries, Cl A |
|
| 12,096 |
|
|
| 864,380 |
|
Martin Marietta Materials |
|
| 1,773 |
|
|
| 403,411 |
|
Newmont |
|
| 23,940 |
|
|
| 1,068,442 |
|
Nucor |
|
| 20,166 |
|
|
| 833,864 |
|
Olin |
|
| 61,069 |
|
|
| 988,707 |
|
Vulcan Materials |
|
| 3,173 |
|
|
| 381,585 |
|
Westrock |
|
| 25,149 |
|
|
| 836,204 |
|
|
|
|
|
|
|
| 6,937,142 |
|
Real Estate — 11.3% |
|
|
|
|
|
|
|
|
American Tower, Cl A ‡ |
|
| 11,240 |
|
|
| 2,549,232 |
|
Apple Hospitality REIT ‡ |
|
| 66,373 |
|
|
| 867,495 |
|
Brixmor Property Group ‡ |
|
| 48,354 |
|
|
| 880,526 |
|
EastGroup Properties ‡ |
|
| 1,220 |
|
|
| 153,391 |
|
EPR Properties ‡ |
|
| 14,440 |
|
|
| 855,426 |
|
Equinix ‡ |
|
| 2,840 |
|
|
| 1,626,752 |
|
Equity LifeStyle Properties ‡ |
|
| 4,881 |
|
|
| 333,519 |
|
First Industrial Realty Trust ‡ |
|
| 3,428 |
|
|
| 131,978 |
|
Host Hotels & Resorts ‡ |
|
| 57,656 |
|
|
| 834,859 |
|
Invitation Homes ‡ |
|
| 16,611 |
|
|
| 476,570 |
|
Kimco Realty ‡ |
|
| 51,524 |
|
|
| 893,941 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Shares |
|
| Value |
| ||
Real Estate — continued |
|
|
|
|
|
|
|
|
Macerich ‡ |
|
| 40,905 |
|
| $ | 835,280 |
|
Medical Properties Trust ‡ |
|
| 46,836 |
|
|
| 989,645 |
|
Mid-America Apartment Communities ‡ |
|
| 3,054 |
|
|
| 394,760 |
|
Omega Healthcare Investors ‡ |
|
| 24,232 |
|
|
| 959,587 |
|
Park Hotels & Resorts ‡ |
|
| 42,664 |
|
|
| 779,045 |
|
Rexford Industrial Realty ‡ |
|
| 3,378 |
|
|
| 157,989 |
|
RLJ Lodging Trust ‡ |
|
| 62,270 |
|
|
| 822,587 |
|
Sabra Health Care ‡ |
|
| 47,637 |
|
|
| 931,303 |
|
Service Properties Trust ‡ |
|
| 44,201 |
|
|
| 799,154 |
|
Spirit Realty Capital ‡ |
|
| 20,130 |
|
|
| 915,915 |
|
Sun Communities ‡ |
|
| 2,989 |
|
|
| 456,958 |
|
Terreno Realty ‡ |
|
| 1,889 |
|
|
| 103,649 |
|
VICI Properties ‡ |
|
| 39,463 |
|
|
| 988,943 |
|
Vornado Realty Trust ‡ |
|
| 15,498 |
|
|
| 830,383 |
|
Weingarten Realty Investors ‡ |
|
| 32,570 |
|
|
| 877,110 |
|
|
|
|
|
|
|
| 20,445,997 |
|
Utilities — 7.9% |
|
|
|
|
|
|
|
|
American Electric Power |
|
| 12,456 |
|
|
| 1,111,822 |
|
American States Water |
|
| 909 |
|
|
| 69,620 |
|
American Water Works |
|
| 4,753 |
|
|
| 587,756 |
|
Entergy |
|
| 7,531 |
|
|
| 880,449 |
|
Eversource Energy |
|
| 7,921 |
|
|
| 684,850 |
|
FirstEnergy |
|
| 13,711 |
|
|
| 610,551 |
|
Hawaiian Electric Industries |
|
| 3,439 |
|
|
| 147,327 |
|
NextEra Energy |
|
| 16,553 |
|
|
| 4,183,936 |
|
PPL |
|
| 28,967 |
|
|
| 869,300 |
|
Sempra Energy |
|
| 9,073 |
|
|
| 1,268,224 |
|
Southern |
|
| 37,391 |
|
|
| 2,256,921 |
|
WEC Energy Group |
|
| 9,337 |
|
|
| 862,085 |
|
Xcel Energy |
|
| 12,981 |
|
|
| 808,976 |
|
|
|
|
|
|
|
| 14,341,817 |
|
TOTAL UNITED STATES |
|
|
|
|
|
| 179,467,488 |
|
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
|
| Value |
| |
TOTAL COMMON STOCK |
|
|
| |
(Cost $201,344,030) |
| $ | 180,375,714 |
|
TOTAL INVESTMENTS — 99.7% |
|
|
|
|
(Cost $201,344,030) |
| $ | 180,375,714 |
|
Percentages are based on Net Assets of $180,847,668. |
|
|
|
|
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class
REIT — Real Estate Investment Trust
As of February 29,2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29,2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
GLX-QH-005-1600
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
Shares | Value | |||||||
COMMON STOCK — 100.2% | ||||||||
CANADA— 2.5% | ||||||||
Industrials — 2.5% | ||||||||
ATS Automation Tooling Systems* | 1,436,258 | $ | 19,184,345 | |||||
Maxar Technologies(A) | 918,489 | 13,937,960 | ||||||
TOTAL CANADA | 33,122,305 | |||||||
FINLAND— 1.8% | ||||||||
Industrials — 1.8% | ||||||||
Cargotec, Cl B | 852,153 | 24,337,333 | ||||||
GERMANY— 1.4% | ||||||||
Information Technology — 1.4% | ||||||||
Isra Vision | 337,879 | 18,575,792 | ||||||
JAPAN— 41.5% | ||||||||
Communication Services — 0.5% | ||||||||
RPA Holdings* (A) | 888,090 | 7,270,046 | ||||||
Health Care — 0.7% | ||||||||
CYBERDYNE* (A) | 2,118,384 | 8,601,976 | ||||||
Industrials — 28.2% | ||||||||
Daifuku | 1,003,306 | 59,715,612 | ||||||
FANUC | 443,801 | 73,935,975 | ||||||
Hirata | 165,389 | 7,697,147 | ||||||
Idec | 524,060 | 8,011,634 | ||||||
Mitsubishi Electric | 6,350,137 | 80,712,352 | ||||||
Nachi-Fujikoshi | 386,575 | 12,758,606 | ||||||
SMC | 151,616 | 60,539,574 | ||||||
Toshiba Machine(A) | 461,512 | 12,686,071 | ||||||
Yaskawa Electric | 1,736,739 | 54,502,030 | ||||||
370,559,001 | ||||||||
Information Technology — 12.1% | ||||||||
Autonomous Control Systems Laboratory* | 161,650 | 4,326,552 | ||||||
Keyence | 275,164 | 87,780,032 | ||||||
Omron | 1,066,124 | 57,721,820 | ||||||
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
PKSHA Technology* | 413,342 | $ | 9,185,378 | |||||
159,013,782 | ||||||||
TOTAL JAPAN | 545,444,805 | |||||||
SOUTH KOREA— 0.5% | ||||||||
Information Technology — 0.5% | ||||||||
Robostar* (A) | 176,275 | 2,039,246 | ||||||
Robotis* (A) | 280,628 | 2,322,200 | ||||||
Selvas AI* (A)(B)(C) (D) | 1,194,000 | 2,296,709 | ||||||
TOTAL SOUTH KOREA | 6,658,155 | |||||||
SWITZERLAND— 10.7% | ||||||||
Health Care — 3.9% | ||||||||
Tecan Group | 183,174 | 50,943,169 | ||||||
Industrials — 6.8% | ||||||||
ABB | 4,153,313 | 89,292,261 | ||||||
TOTAL SWITZERLAND | 140,235,430 | |||||||
UNITED KINGDOM— 3.8% | ||||||||
Information Technology — 3.8% | ||||||||
Renishaw | 1,109,419 | 49,512,198 | ||||||
UNITED STATES— 38.0% | ||||||||
Consumer Discretionary — 1.6% | ||||||||
iRobot* (A) | 433,064 | 20,782,741 | ||||||
Energy — 1.2% | ||||||||
Helix Energy Solutions Group* | 2,296,759 | 15,411,253 | ||||||
Health Care — 6.6% | ||||||||
Accuray* | 1,413,556 | 4,191,194 | ||||||
Intuitive Surgical* | 153,807 | 82,126,786 | ||||||
TransEnterix* (A) | 274,765 | 324,223 | ||||||
86,642,203 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 4.9% | ||||||||
AeroVironment* | 369,469 | $ | 18,987,012 | |||||
John Bean Technologies | 473,875 | 45,899,533 | ||||||
64,886,545 | ||||||||
Information Technology — 23.7% | ||||||||
Brooks Automation | 1,115,088 | 38,481,687 | ||||||
Dynatrace* | 2,326,101 | 75,133,063 | ||||||
FARO Technologies* | 267,044 | 15,285,599 | ||||||
Medallia* | 1,552,608 | 38,520,204 | ||||||
NVIDIA | 532,000 | 143,677,240 | ||||||
Veritone* (A) | 468,431 | 1,255,395 | ||||||
312,353,188 | ||||||||
TOTAL UNITED STATES | 500,075,930 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $1,558,052,099) | 1,317,961,948 | |||||||
SHORT-TERM INVESTMENT(E)(F)— 0.3% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
1.460% | ||||||||
(Cost $3,547,904) | 3,547,904 | 3,547,904 | ||||||
REPURCHASE AGREEMENT(E)— 2.3% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased | ||||||||
on 03/02/20, repurchase price $31,093,660 | ||||||||
(collateralized by U.S. Treasury Obligations, | ||||||||
ranging in par value $5,884,790 - | ||||||||
$6,529,080, 2.125%, 12/31/2022, with a | ||||||||
total market value of $31,631,624) | ||||||||
(Cost $31,089,643) | $ | 31,089,643 | 31,089,643 | |||||
TOTAL INVESTMENTS — 102.8% | ||||||||
(Cost $1,592,689,646) | $ | 1,352,599,495 |
Percentages are based on Net Assets of $1,315,782,235.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $34,025,802. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of February 29, 2020 was $2,296,709 and represented 0.2% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of February 29, 2020, was $2,296,709 and represents 0.2% of net assets. |
(E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $34,637,547. |
(F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Cl — Class
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
Common Stock | $ | 1,315,665,239 | $ | — | $ | 2,296,709 | $ | 1,317,961,948 | ||||||||
Short-Term Investment | 3,547,904 | — | — | 3,547,904 | ||||||||||||
Repurchase Agreement | — | 31,089,643 | — | 31,089,643 | ||||||||||||
Total Investments in Securities | $ | 1,319,213,143 | $ | 31,089,643 | $ | 2,296,709 | $ | 1,352,599,495 |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to net assets. Management has concluded that Level 3 investments are not material in relation to net assets.
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X FinTech ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA— 9.2% | ||||||||
Financials — 0.7% | ||||||||
HUB24 (A) | 185,213 | $ | 1,200,131 | |||||
Zip* (A) | 1,027,773 | 1,802,425 | ||||||
3,002,556 | ||||||||
Information Technology — 8.5% | ||||||||
Afterpay* | 721,571 | 15,431,763 | ||||||
IRESS | 495,697 | 3,790,461 | ||||||
Xero* | 403,441 | 19,157,718 | ||||||
38,379,942 | ||||||||
TOTAL AUSTRALIA | 41,382,498 | |||||||
CHINA— 0.2% | ||||||||
Financials — 0.2% | ||||||||
Yiren Digital ADR* (A) | 184,358 | 766,929 | ||||||
DENMARK— 2.4% | ||||||||
Information Technology — 2.4% | ||||||||
SimCorp | 116,019 | 11,050,809 | ||||||
GERMANY— 5.2% | ||||||||
Financials — 1.3% | ||||||||
Hypoport* | 18,167 | 6,026,598 | ||||||
Information Technology — 3.9% | ||||||||
Wirecard (A) | 140,227 | 17,706,091 | ||||||
TOTAL GERMANY | 23,732,689 | |||||||
ITALY— 5.3% | ||||||||
Information Technology — 5.3% | ||||||||
Nexi* | 1,501,745 | 23,998,359 | ||||||
JAPAN— 0.2% | ||||||||
Information Technology — 0.2% | ||||||||
Metaps* | 123,430 | 686,580 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X FinTech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
NETHERLANDS— 6.0% | ||||||||
Information Technology — 6.0% | ||||||||
Adyen* | 30,974 | $ | 27,123,557 | |||||
SWITZERLAND— 4.0% | ||||||||
Financials — 0.5% | ||||||||
Leonteq | 53,698 | 2,417,644 | ||||||
Information Technology — 3.5% | ||||||||
Temenos | 111,130 | 15,757,624 | ||||||
TOTAL SWITZERLAND | 18,175,268 | |||||||
UNITED STATES— 67.4% | ||||||||
Financials — 4.9% | ||||||||
Blucora* | 136,999 | 2,383,783 | ||||||
LendingClub* | 252,784 | 2,783,152 | ||||||
LendingTree* | 36,744 | 10,134,730 | ||||||
On Deck Capital* | 313,935 | 1,095,633 | ||||||
Virtu Financial, Cl A(A) | 307,084 | 5,776,250 | ||||||
22,173,548 | ||||||||
Health Care — 2.8% | ||||||||
HealthEquity* | 179,072 | 12,712,321 | ||||||
Information Technology — 59.7% | ||||||||
Black Knight* | 328,091 | 21,886,951 | ||||||
Bottomline Technologies* | 123,807 | 5,482,174 | ||||||
Envestnet* | 148,159 | 11,183,041 | ||||||
Fidelity National Information Services | 192,648 | 26,916,779 | ||||||
Fiserv* | 525,424 | 57,460,368 | ||||||
GreenSky, Cl A*(A) | 182,389 | 1,455,464 | ||||||
Guidewire Software* | 200,960 | 22,027,226 | ||||||
Intuit | 89,481 | 23,788,524 | ||||||
Mitek Systems* | 140,629 | 1,224,879 | ||||||
Pagseguro Digital, Cl A* | 463,344 | 14,535,101 | ||||||
PayPal Holdings* | 200,834 | 21,688,064 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X FinTech ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Square, Cl A* | 320,516 | $ | 26,708,598 | |||||
SS&C Technologies Holdings | 343,528 | 19,065,804 | ||||||
StoneCo, Cl A* | 414,648 | 16,540,309 | ||||||
269,963,282 | ||||||||
TOTAL UNITED STATES | 304,849,151 | |||||||
TOTAL COMMON STOCK | 451,765,840 | |||||||
(Cost $418,300,759) | ||||||||
SHORT-TERM INVESTMENT(B)(C)— 0.5% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
1.460% | 2,084,824 | 2,084,824 | ||||||
(Cost $2,084,824) | ||||||||
REPURCHASE AGREEMENT(B)— 4.0% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased | ||||||||
on 03/02/20, repurchase price $18,271,297 | ||||||||
(collateralized by U.S. Treasury Obligations, | ||||||||
ranging in par value $3,458,028 - | ||||||||
$3,836,626, 2.125%, 12/31/2022, with a | ||||||||
total market value of $18,587,415) | ||||||||
(Cost $18,268,936) | $ | 18,268,936 | 18,268,936 | |||||
TOTAL INVESTMENTS — 104.4% | ||||||||
(Cost $438,654,519) | $ | 472,119,600 |
Percentages are based on Net Assets of $452,139,140.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $19,022,628. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $20,353,760. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
ADR — American Depositary Receipt
Cl — Class
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X FinTech ETF
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 451,765,840 | $ | — | $ | — | $ | 451,765,840 | ||||||||
Short-Term Investment | 2,084,824 | — | — | 2,084,824 | ||||||||||||
Repurchase Agreement | — | 18,268,936 | — | 18,268,936 | ||||||||||||
Total Investments in Securities | $ | 453,850,664 | $ | 18,268,936 | $ | — | $ | 472,119,600 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statement.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Internet of Things ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRIA— 2.1% | ||||||||
Information Technology — 2.1% | ||||||||
AMS | 88,396 | $ | 3,014,569 | |||||
FRANCE— 3.4% | ||||||||
Industrials — 3.4% | ||||||||
Legrand | 24,940 | 1,890,834 | ||||||
Schneider Electric | 29,680 | 2,950,493 | ||||||
TOTAL FRANCE | 4,841,327 | |||||||
HONG KONG— 2.3% | ||||||||
Information Technology — 2.3% | ||||||||
Xiaomi, Cl B* | 2,063,800 | 3,326,211 | ||||||
ITALY— 0.6% | ||||||||
Information Technology — 0.6% | ||||||||
Datalogic | 59,719 | 895,421 | ||||||
JAPAN— 1.3% | ||||||||
Communication Services — 0.2% | ||||||||
And Factory* (A) | 21,700 | 286,276 | ||||||
Information Technology — 1.1% | ||||||||
Nippon Ceramic | 28,550 | 578,067 | ||||||
Renesas Electronics* | 157,600 | 951,167 | ||||||
1,529,234 | ||||||||
TOTAL JAPAN | 1,815,510 | |||||||
NETHERLANDS— 2.1% | ||||||||
Information Technology — 2.1% | ||||||||
NXP Semiconductors | 26,807 | 3,047,688 | ||||||
NORWAY— 0.7% | ||||||||
Information Technology — 0.7% | ||||||||
Nordic Semiconductor* | 186,514 | 971,579 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Internet of Things ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SWEDEN— 0.2% | ||||||||
Information Technology — 0.2% | ||||||||
Fingerprint Cards, Cl B(A) | 195,252 | $ | 281,949 | |||||
SWITZERLAND— 12.3% | ||||||||
Industrials — 2.0% | ||||||||
ABB | 132,569 | 2,850,107 | ||||||
Information Technology — 10.3% | ||||||||
Landis+Gyr Group | 30,886 | 2,517,594 | ||||||
STMicroelectronics | 457,207 | 12,259,215 | ||||||
14,776,809 | ||||||||
TOTAL SWITZERLAND | 17,626,916 | |||||||
TAIWAN— 6.7% | ||||||||
Information Technology — 6.7% | ||||||||
Advantech | 730,143 | 7,101,409 | ||||||
eMemory Technology | 79,962 | 834,492 | ||||||
MediaTek | 147,200 | 1,750,095 | ||||||
TOTAL TAIWAN | 9,685,996 | |||||||
UNITED KINGDOM— 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
Spirent Communications | 207,525 | 556,652 | ||||||
UNITED STATES— 67.8% | ||||||||
Communication Services — 0.2% | ||||||||
ORBCOMM* | 83,140 | 275,193 | ||||||
Consumer Discretionary — 6.0% | ||||||||
Garmin | 95,757 | 8,463,961 | ||||||
Garrett Motion* | 25,347 | 175,908 | ||||||
8,639,869 | ||||||||
Health Care — 9.9% | ||||||||
DexCom* | 50,301 | 13,883,076 | ||||||
Senseonics Holdings* (A) | 189,852 | 265,793 | ||||||
14,148,869 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Internet of Things ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 14.8% | ||||||||
ADT (A) | 786,889 | $ | 5,028,221 | |||||
Emerson Electric | 40,032 | 2,566,452 | ||||||
Honeywell International | 14,886 | 2,414,063 | ||||||
Johnson Controls International | 66,147 | 2,418,996 | ||||||
Resideo Technologies* | 18,247 | 196,155 | ||||||
Rockwell Automation | 11,052 | 2,028,042 | ||||||
Sensata Technologies Holding* | 161,560 | 6,591,647 | ||||||
21,243,576 | ||||||||
Information Technology — 36.9% | ||||||||
Alarm.com Holdings* | 50,588 | 2,440,871 | ||||||
Ambarella* | 34,264 | 2,036,995 | ||||||
Analog Devices | 23,321 | 2,543,155 | ||||||
Arlo Technologies* | 96,122 | 315,280 | ||||||
Badger Meter | 30,428 | 1,832,070 | ||||||
Belden | 41,311 | 1,649,548 | ||||||
Cisco Systems | 45,698 | 1,824,720 | ||||||
Cypress Semiconductor | 350,889 | 8,102,026 | ||||||
Fitbit, Cl A* | 231,886 | 1,481,752 | ||||||
Impinj* | 22,442 | 690,092 | ||||||
Intel | 55,658 | 3,090,132 | ||||||
InterDigital | 32,930 | 1,741,668 | ||||||
International Business Machines | 18,917 | 2,462,048 | ||||||
Itron* | 41,023 | 3,111,185 | ||||||
NETGEAR* | 32,961 | 621,974 | ||||||
QUALCOMM | 36,055 | 2,823,107 | ||||||
Rambus* | 114,452 | 1,600,039 | ||||||
Sierra Wireless* | 37,913 | 293,447 | ||||||
Silicon Laboratories* | 45,338 | 4,020,574 | ||||||
Skyworks Solutions | 103,266 | 10,345,187 | ||||||
53,025,870 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Internet of Things ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
TOTAL UNITED STATES | $ | 97,333,377 | ||||||
TOTAL COMMON STOCK | 143,397,195 | |||||||
(Cost $136,869,967) | ||||||||
SHORT-TERM INVESTMENT(B)(C)— 0.4% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
1.460% | ||||||||
(Cost $527,982) | 527,982 | 527,982 | ||||||
REPURCHASE AGREEMENT(B)— 3.2% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased | ||||||||
on 03/02/20, repurchase price $4,627,206 | ||||||||
(collateralized by U.S. Treasury Obligations, | ||||||||
ranging in par value $875,746 - $971,626, | ||||||||
2.125%, 12/31/2022, with a total market | ||||||||
value of $4,707,265) | ||||||||
(Cost $4,626,609) | $ | 4,626,609 | 4,626,609 | |||||
TOTAL INVESTMENTS — 103.5% | ||||||||
(Cost $142,024,558) | $ | 148,551,786 |
Percentages are based on Net Assets of $143,506,876.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $4,955,908. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $5,154,591. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Cl — Class
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Internet of Things ETF
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 133,711,199 | $ | 9,685,996 | $ | — | $ | 143,397,195 | ||||||||
Short-Term Investment | 527,982 | — | — | 527,982 | ||||||||||||
Repurchase Agreement | — | 4,626,609 | — | 4,626,609 | ||||||||||||
Total Investments in Securities | $ | 134,239,181 | $ | 14,312,605 | $ | — | $ | 148,551,786 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cloud Computing ETF
Shares | Value | |||||||
COMMON STOCK — 100.1% | ||||||||
AUSTRALIA— 3.7% | ||||||||
Information Technology — 3.7% | ||||||||
Xero* | 335,306 | $ | 15,922,273 | |||||
CHINA— 3.3% | ||||||||
Consumer Discretionary — 1.7% | ||||||||
Alibaba Group Holding ADR* | 36,369 | 7,564,752 | ||||||
Information Technology — 1.6% | ||||||||
21Vianet Group ADR* | 357,904 | 5,361,402 | ||||||
Kingsoft* | 509,200 | 1,646,575 | ||||||
7,007,977 | ||||||||
TOTAL CHINA | 14,572,729 | |||||||
UNITED STATES— 93.1% | ||||||||
Communication Services — 6.0% | ||||||||
Alphabet, Cl A* | 4,144 | 5,549,852 | ||||||
Netflix* | 55,412 | 20,448,690 | ||||||
25,998,542 | ||||||||
Consumer Discretionary — 2.0% | ||||||||
Amazon.com* | 4,504 | 8,484,410 | ||||||
Information Technology — 79.2% | ||||||||
2U* | 272,751 | 6,412,376 | ||||||
Akamai Technologies* | 184,132 | 15,929,259 | ||||||
Anaplan* | 337,505 | 15,167,475 | ||||||
Benefitfocus* | 140,561 | 1,754,201 | ||||||
Box, Cl A* | 637,056 | 10,670,688 | ||||||
Cornerstone OnDemand* | 261,658 | 10,735,828 | ||||||
Coupa Software* | 115,852 | 17,348,837 | ||||||
Dropbox, Cl A* | 803,690 | 15,720,176 | ||||||
Everbridge* | 144,669 | 15,285,727 | ||||||
International Business Machines | 12,239 | 1,592,906 | ||||||
LogMeIn* | 210,484 | 17,940,604 | ||||||
Microsoft | 55,517 | 8,994,309 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cloud Computing ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Mimecast* | 267,056 | $ | 10,572,747 | |||||
Paycom Software* | 75,286 | 21,279,587 | ||||||
Paylocity Holding* | 155,267 | 20,110,182 | ||||||
Proofpoint* | 138,088 | 14,727,085 | ||||||
Qualys* | 169,211 | 13,567,338 | ||||||
RealPage* | 263,065 | 16,862,467 | ||||||
salesforce.com* | 101,785 | 17,344,164 | ||||||
Shopify, Cl A* | 50,817 | 23,544,025 | ||||||
SPS Commerce* | 150,119 | 7,896,259 | ||||||
Twilio, Cl A* | 164,971 | 18,582,333 | ||||||
Workday, Cl A* | 98,254 | 17,022,506 | ||||||
Workiva, Cl A* | 161,361 | 6,896,569 | ||||||
Zscaler* | 362,195 | 18,830,518 | ||||||
344,788,166 | ||||||||
Real Estate — 5.9% | ||||||||
CoreSite Realty ‡ | 28,450 | 2,951,119 | ||||||
CyrusOne ‡ | 88,578 | 5,366,055 | ||||||
Digital Realty Trust ‡ | 125,357 | 15,056,629 | ||||||
QTS Realty Trust, Cl A‡ | 42,493 | 2,386,832 | ||||||
25,760,635 | ||||||||
TOTAL UNITED STATES | 405,031,753 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $430,115,212) | 435,526,755 | |||||||
TOTAL INVESTMENTS — 100.1% | ||||||||
(Cost $430,115,212) | $ | 435,526,755 |
Percentages are based on Net Assets of $435,283,047.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
ADR — American Depositary Receipt
Cl — Class
As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cloud Computing ETF
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Future Analytics Tech ETF
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
AUSTRALIA— 0.3% | ||||||||
Information Technology — 0.3% | ||||||||
Xero* | 2,572 | $ | 122,133 | |||||
CANADA— 0.7% | ||||||||
Information Technology — 0.7% | ||||||||
BlackBerry* | 21,456 | 110,928 | ||||||
Open Text | 4,921 | 206,027 | ||||||
TOTAL CANADA | 316,955 | |||||||
CHINA— 8.0% | ||||||||
Communication Services — 4.9% | ||||||||
Baidu ADR* | 5,007 | 600,740 | ||||||
Tencent Holdings | 28,940 | 1,433,436 | ||||||
Tencent Music Entertainment Group ADR* | 10,820 | 131,247 | ||||||
2,165,423 | ||||||||
Consumer Discretionary — 3.1% | ||||||||
Alibaba Group Holding ADR* | 6,603 | 1,373,424 | ||||||
TOTAL CHINA | 3,538,847 | |||||||
GERMANY— 4.0% | ||||||||
Industrials — 2.6% | ||||||||
Siemens | 11,255 | 1,152,241 | ||||||
Information Technology — 1.4% | ||||||||
Infineon Technologies | 22,809 | 470,877 | ||||||
Software | 3,873 | 125,502 | ||||||
596,379 | ||||||||
TOTAL GERMANY | 1,748,620 | |||||||
HONG KONG— 3.2% | ||||||||
Consumer Discretionary — 3.2% | ||||||||
Meituan Dianping, Cl B* | 108,900 | 1,382,028 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Future Analytics Tech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
JAPAN— 0.5% | ||||||||
Industrials — 0.5% | ||||||||
Toshiba | 8,310 | $ | 225,344 | |||||
SOUTH KOREA— 3.8% | ||||||||
Information Technology — 3.8% | ||||||||
Samsung Electronics | 27,652 | 1,234,037 | ||||||
SK Hynix | 5,665 | 410,007 | ||||||
TOTAL SOUTH KOREA | 1,644,044 | |||||||
SWEDEN— 0.8% | ||||||||
Information Technology — 0.8% | ||||||||
Hexagon, Cl B | 6,409 | 338,857 | ||||||
SWITZERLAND— 1.0% | ||||||||
Information Technology — 1.0% | ||||||||
STMicroelectronics | 16,607 | 444,741 | ||||||
TAIWAN— 0.8% | ||||||||
Information Technology — 0.8% | ||||||||
Macronix International | 107,800 | 117,485 | ||||||
Phison Electronics | 11,990 | 132,058 | ||||||
Winbond Electronics | 222,600 | 117,624 | ||||||
TOTAL TAIWAN | 367,167 | |||||||
UNITED KINGDOM— 1.6% | ||||||||
Industrials — 1.3% | ||||||||
Experian | 16,568 | 548,316 | ||||||
Information Technology — 0.3% | ||||||||
Computacenter | 6,173 | 130,336 | ||||||
TOTAL UNITED KINGDOM | 678,652 | |||||||
UNITED STATES— 75.3% | ||||||||
Communication Services — 11.4% | ||||||||
Alphabet, Cl A* | 975 | 1,305,769 | ||||||
Facebook, Cl A* | 6,585 | 1,267,415 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Future Analytics Tech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Netflix* | 4,137 | $ | 1,526,677 | |||||
Snap, Cl A* | 20,749 | 294,013 | ||||||
Twitter* | 14,155 | 469,946 | ||||||
Yelp, Cl A* | 3,978 | 124,392 | ||||||
4,988,212 | ||||||||
Consumer Discretionary — 4.5% | ||||||||
Amazon.com* | 768 | 1,446,720 | ||||||
eBay | 14,835 | 513,884 | ||||||
1,960,604 | ||||||||
Industrials — 7.6% | ||||||||
Nielsen Holdings | 6,688 | 121,788 | ||||||
Northrop Grumman | 3,100 | 1,019,404 | ||||||
Thomson Reuters | 9,122 | 679,407 | ||||||
Uber Technologies* | 31,363 | 1,062,265 | ||||||
Verisk Analytics, Cl A | 2,988 | 463,469 | ||||||
3,346,333 | ||||||||
Information Technology — 51.8% | ||||||||
Adobe* | 4,113 | 1,419,479 | ||||||
Advanced Micro Devices* | 20,487 | 931,749 | ||||||
Ambarella* | 2,354 | 139,945 | ||||||
Anaplan* | 2,513 | 112,934 | ||||||
Cisco Systems | 29,533 | 1,179,253 | ||||||
Cloudera* | 12,491 | 111,170 | ||||||
Cornerstone OnDemand* | 2,421 | 99,334 | ||||||
Crowdstrike Holdings, Cl A* | 2,323 | 138,544 | ||||||
DXC Technology | 4,650 | 112,111 | ||||||
Envestnet* | 2,044 | 154,281 | ||||||
Fair Isaac* | 527 | 198,168 | ||||||
FireEye* | 8,690 | 115,012 | ||||||
Fortinet* | 3,117 | 318,121 | ||||||
Genpact | 3,451 | 132,725 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Future Analytics Tech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Hewlett Packard Enterprise | 23,557 | $ | 301,294 | |||||
HubSpot* | 777 | 139,433 | ||||||
Intel | 22,847 | 1,268,465 | ||||||
International Business Machines | 10,125 | 1,317,769 | ||||||
Juniper Networks | 6,076 | 128,933 | ||||||
Lattice Semiconductor* | 6,355 | 114,072 | ||||||
LivePerson* | 3,335 | �� | 88,244 | |||||
LogMeIn | 1,657 | 141,234 | ||||||
Microchip Technology | 4,339 | 393,591 | ||||||
Micron Technology* | 8,082 | 424,790 | ||||||
Microsoft | 8,676 | 1,405,599 | ||||||
NetApp | 4,153 | 194,028 | ||||||
NortonLifeLock | 11,355 | 216,086 | ||||||
Nuance Communications* | 7,218 | 156,053 | ||||||
NVIDIA | 5,721 | 1,545,070 | ||||||
Oracle | 26,317 | 1,301,639 | ||||||
Pegasystems | 1,626 | 147,153 | ||||||
PROS Holdings* | 2,217 | 101,516 | ||||||
PTC* | 2,100 | 158,655 | ||||||
Pure Storage, Cl A* | 7,424 | 113,290 | ||||||
QUALCOMM | 15,728 | 1,231,502 | ||||||
salesforce.com* | 7,864 | 1,340,026 | ||||||
Seagate Technology | 4,784 | 229,393 | ||||||
ServiceNow* | 3,468 | 1,130,880 | ||||||
Shopify, Cl A* | 1,892 | 876,583 | ||||||
Splunk* | 2,844 | 419,007 | ||||||
StoneCo, Cl A* | 3,241 | 129,283 | ||||||
Synopsys* | 2,744 | 378,480 | ||||||
Teradata* | 5,367 | 107,018 | ||||||
Trade Desk, Cl A* | 724 | 207,969 | ||||||
Twilio, Cl A* | 2,269 | 255,580 | ||||||
Verint Systems* | 2,450 | 134,456 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Future Analytics Tech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Wix.com* | 1,018 | $ | 136,443 | |||||
Workday, Cl A* | 3,046 | 527,720 | ||||||
Xilinx | 4,584 | 382,718 | ||||||
Zebra Technologies, Cl A* | 981 | 206,962 | ||||||
Zendesk* | 2,039 | 161,713 | ||||||
22,675,473 | ||||||||
TOTAL UNITED STATES | 32,970,622 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $42,347,424) | 43,778,010 | |||||||
TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $42,347,424) | $ | 43,778,010 |
Percentages are based on Net Assets of $43,767,364.
* | Non-income producing security. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 43,410,843 | $ | 367,167 | $ | — | $ | 43,778,010 | ||||||||
Total Investments in Securities | $ | 43,410,843 | $ | 367,167 | $ | — | $ | 43,778,010 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statement.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — 98.5% | ||||||||
AUSTRALIA— 1.1% | ||||||||
Materials — 1.1% | ||||||||
Orocobre* | 64,122 | $ | 111,625 | |||||
Pilbara Minerals* | 620,308 | 99,986 | ||||||
TOTAL AUSTRALIA | 211,611 | |||||||
BELGIUM— 0.9% | ||||||||
Materials — 0.9% | ||||||||
Umicore | 4,135 | 171,556 | ||||||
CANADA— 0.8% | ||||||||
Materials — 0.8% | ||||||||
Lundin Mining | 29,777 | 151,952 | ||||||
CHILE— 0.9% | ||||||||
Materials — 0.9% | ||||||||
Sociedad Quimica y Minera de Chile ADR | 5,769 | 157,955 | ||||||
CHINA— 2.2% | ||||||||
Communication Services — 1.5% | ||||||||
Baidu ADR* | 2,255 | 270,555 | ||||||
Materials — 0.7% | ||||||||
China Molybdenum, Cl H | 370,772 | 138,450 | ||||||
TOTAL CHINA | 409,005 | |||||||
FRANCE— 0.7% | ||||||||
Consumer Discretionary — 0.7% | ||||||||
Renault | 4,385 | 127,619 | ||||||
GERMANY— 3.6% | ||||||||
Consumer Discretionary — 3.6% | ||||||||
Bayerische Motoren Werke | 3,274 | 211,932 | ||||||
Continental | 1,688 | 188,423 | ||||||
Daimler | 6,547 | 269,972 | ||||||
TOTAL GERMANY | 670,327 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
HONG KONG— 3.2% | ||||||||
Consumer Discretionary — 2.0% | ||||||||
BYD, Cl H (A) | 31,100 | $ | 190,358 | |||||
Geely Automobile Holdings | 99,600 | 177,139 | ||||||
367,497 | ||||||||
Materials — 1.2% | ||||||||
Ganfeng Lithium, Cl H | 57,400 | 222,808 | ||||||
TOTAL HONG KONG | 590,305 | |||||||
ITALY— 1.1% | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Fiat Chrysler Automobiles | 16,079 | 198,557 | ||||||
JAPAN— 7.6% | ||||||||
Consumer Discretionary — 6.8% | ||||||||
Denso | 5,302 | 207,430 | ||||||
Honda Motor | 11,426 | 296,547 | ||||||
Nissan Motor | 37,704 | 162,051 | ||||||
Toyota Motor | 8,840 | 584,088 | ||||||
1,250,116 | ||||||||
Industrials — 0.8% | ||||||||
GS Yuasa | 7,860 | 138,961 | ||||||
TOTAL JAPAN | 1,389,077 | |||||||
NETHERLANDS— 3.1% | ||||||||
Consumer Discretionary — 0.8% | ||||||||
TomTom | 15,282 | 153,278 | ||||||
Information Technology — 1.4% | ||||||||
NXP Semiconductors | 2,336 | 265,580 | ||||||
Materials — 0.9% | ||||||||
APERAM | 5,457 | 161,486 | ||||||
TOTAL NETHERLANDS | 580,344 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
RUSSIA— 1.1% | ||||||||
Communication Services — 1.1% | ||||||||
Yandex, Cl A* | 4,890 | $ | 198,583 | |||||
SOUTH KOREA— 4.0% | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Hyundai Motor | 2,193 | 207,653 | ||||||
Information Technology — 2.9% | ||||||||
Samsung Electronics | 11,985 | 534,860 | ||||||
TOTAL SOUTH KOREA | 742,513 | |||||||
UNITED KINGDOM— 0.9% | ||||||||
Materials — 0.9% | ||||||||
Johnson Matthey | 5,083 | 163,027 | ||||||
UNITED STATES— 67.3% | ||||||||
Communication Services — 3.1% | ||||||||
Alphabet, Cl A* | 435 | 582,574 | ||||||
Consumer Discretionary — 14.3% | ||||||||
American Axle & Manufacturing Holdings* | 18,437 | 116,706 | ||||||
Aptiv | 2,846 | 222,301 | ||||||
Autoliv | 2,438 | 162,688 | ||||||
BorgWarner | 4,764 | 150,542 | ||||||
Dana | 10,693 | 153,765 | ||||||
Ford Motor | 32,988 | 229,597 | ||||||
General Motors | 9,888 | 301,584 | ||||||
Gentherm* | 3,689 | 150,438 | ||||||
Harley-Davidson | 5,245 | 159,815 | ||||||
Lear | 1,446 | 160,795 | ||||||
Tesla* | 831 | 555,100 | ||||||
Veoneer* (A) | 12,432 | 153,038 | ||||||
Visteon* | 1,985 | 129,104 | ||||||
2,645,473 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 13.3% | ||||||||
Ballard Power Systems*(A) | 16,586 | $ | 147,616 | |||||
Bloom Energy, Cl A*(A) | 17,729 | 160,802 | ||||||
EnerSys | 2,357 | 145,144 | ||||||
General Electric | 47,708 | 519,063 | ||||||
Honeywell International | 2,300 | 372,991 | ||||||
Hyster-Yale Materials Handling | 2,710 | 130,460 | ||||||
ITT | 2,622 | 157,713 | ||||||
Johnson Controls International | 7,095 | 259,464 | ||||||
Plug Power* (A) | 42,145 | 182,909 | ||||||
WABCO Holdings* | 1,420 | 191,842 | ||||||
Westinghouse Air Brake Technologies | 2,810 | 193,047 | ||||||
2,461,051 | ||||||||
Information Technology — 32.0% | ||||||||
Advanced Micro Devices* | 7,542 | 343,010 | ||||||
Ambarella* | 2,711 | 161,169 | ||||||
Apple | 1,993 | 544,806 | ||||||
CEVA* | 5,816 | 165,233 | ||||||
Cisco Systems | 13,037 | 520,567 | ||||||
Cypress Semiconductor | 8,519 | 196,704 | ||||||
II-VI* | 4,805 | 142,660 | ||||||
Intel | 10,486 | 582,183 | ||||||
Maxim Integrated Products | 3,711 | 206,406 | ||||||
Micron Technology* | 7,203 | 378,590 | ||||||
Microsoft | 3,841 | 622,280 | ||||||
NVIDIA | 2,518 | 680,036 | ||||||
ON Semiconductor* | 8,033 | 149,896 | ||||||
QUALCOMM | 6,280 | 491,724 | ||||||
Rogers* | 1,283 | 148,828 | ||||||
Texas Instruments | 3,179 | 362,851 | ||||||
Xilinx | 2,641 | 220,497 | ||||||
5,917,440 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — 4.6% | ||||||||
Albemarle | 2,529 | $ | 206,999 | |||||
Allegheny Technologies* | 9,166 | 156,647 | ||||||
Carpenter Technology | 3,620 | 133,035 | ||||||
Freeport-McMoRan Copper & Gold | 18,160 | 180,873 | ||||||
Livent* | 20,270 | 181,011 | ||||||
858,565 | ||||||||
TOTAL UNITED STATES | 12,465,103 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $19,729,448) | 18,227,534 | |||||||
PREFERRED STOCK — 1.3% | ||||||||
GERMANY— 1.3% | ||||||||
Consumer Discretionary — 1.3% | ||||||||
Volkswagen (B) | ||||||||
(Cost $313,919) | 1,517 | 247,587 | ||||||
TOTAL GERMANY | 247,587 | |||||||
SHORT-TERM INVESTMENT(C)(D)— 0.3% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
1.460% | ||||||||
(Cost $49,873) | 49,873 | 49,873 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Face Amount | Value | |||||||
REPURCHASE AGREEMENT(C)— 2.4% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased | ||||||||
on 03/02/20, repurchase price $437,088 | ||||||||
(collateralized by U.S. Treasury Obligations, | ||||||||
ranging in par value $82,723 - $91,780, | ||||||||
2.125%, 12/31/2022, with a total market | ||||||||
value of $444,649) | ||||||||
(Cost $437,031) | $ | 437,031 | $ | 437,031 | ||||
TOTAL INVESTMENTS — 102.5% | ||||||||
(Cost $20,530,271) | $ | 18,962,025 |
Percentages are based on Net Assets of $18,500,524.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $480,884. |
(B) | There is currently no stated rate. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $486,904. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Cl — Class
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 18,227,534 | $ | — | $ | — | $ | 18,227,534 | ||||||||
Preferred Stock | 247,587 | — | — | 247,587 | ||||||||||||
Short-Term Investment | 49,873 | — | — | 49,873 | ||||||||||||
Repurchase Agreement | — | 437,031 | — | 437,031 | ||||||||||||
Total Investments in Securities | $ | 18,524,994 | $ | 437,031 | $ | — | $ | 18,962,025 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Genomics & Biotechnology ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
HONG KONG— 3.8% | ||||||||
Health Care — 3.8% | ||||||||
Genscript Biotech* | 354,618 | $ | 738,081 | |||||
UNITED STATES— 96.1% | ||||||||
Health Care — 96.1% | ||||||||
Adverum Biotechnologies* | 20,464 | 251,912 | ||||||
Agilent Technologies | 10,713 | 825,651 | ||||||
Alnylam Pharmaceuticals* | 8,950 | 1,053,057 | ||||||
Arrowhead Pharmaceuticals* | 20,262 | 716,464 | ||||||
BioMarin Pharmaceutical* | 11,641 | 1,051,997 | ||||||
Bluebird Bio* | 9,323 | 674,333 | ||||||
Blueprint Medicines* | 10,356 | 560,570 | ||||||
CRISPR Therapeutics* | 11,418 | 610,292 | ||||||
Dicerna Pharmaceuticals* | 20,549 | 405,637 | ||||||
Editas Medicine* | 18,778 | 416,496 | ||||||
Fluidigm* | 26,885 | 89,258 | ||||||
Gilead Sciences | 6,025 | 417,894 | ||||||
Homology Medicines* | 11,082 | 177,312 | ||||||
Illumina* | 2,569 | 682,506 | ||||||
Intellia Therapeutics* | 14,755 | 196,979 | ||||||
Invitae* | 35,711 | 727,790 | ||||||
NanoString Technologies* | 13,823 | 492,928 | ||||||
Natera* | 21,523 | 815,829 | ||||||
Pacific Biosciences of California* | 54,667 | 185,868 | ||||||
ProQR Therapeutics* | 14,887 | 105,549 | ||||||
PTC Therapeutics* | 21,207 | 1,162,992 | ||||||
QIAGEN* | 28,537 | 1,024,479 | ||||||
REGENXBIO* | 13,108 | 524,320 | ||||||
Rocket Pharmaceuticals* | 18,582 | 362,163 | ||||||
Sangamo Therapeutics* | 45,539 | 388,448 | ||||||
Sarepta Therapeutics* | 9,551 | 1,093,303 | ||||||
Solid Biosciences* | 10,843 | 35,782 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Genomics & Biotechnology ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Sorrento Therapeutics* | 41,574 | $ | 90,216 | |||||
Ultragenyx Pharmaceutical* | 19,514 | 1,094,345 | ||||||
uniQure* | 12,961 | 666,973 | ||||||
Veracyte* | 17,921 | 442,470 | ||||||
Vertex Pharmaceuticals* | 4,216 | 944,510 | ||||||
Voyager Therapeutics* | 9,254 | 100,869 | ||||||
WaVe Life Sciences* | 10,030 | 84,653 | ||||||
ZIOPHARM Oncology* | 69,275 | 214,060 | ||||||
TOTAL UNITED STATES | 18,687,905 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $19,569,898) | 19,425,986 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $19,569,898) | $ | 19,425,986 |
Percentages are based on Net Assets of $19,438,263.
* | Non-income producing security. |
As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Video Games & Esports ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
CHINA— 17.1% | ||||||||
Communication Services — 17.1% | ||||||||
Bilibili ADR* | 85,258 | $ | 2,189,425 | |||||
DouYu International Holdings ADR | 134,180 | 1,042,579 | ||||||
JOYY ADR* | 26,638 | 1,437,653 | ||||||
NetEase ADR | 7,400 | 2,358,454 | ||||||
TOTAL CHINA | 7,028,111 | |||||||
FRANCE— 5.1% | ||||||||
Communication Services — 5.1% | ||||||||
Ubisoft Entertainment* | 28,129 | 2,081,936 | ||||||
HONG KONG— 0.7% | ||||||||
Communication Services — 0.7% | ||||||||
IGG | 394,800 | 287,245 | ||||||
JAPAN— 25.4% | ||||||||
Communication Services — 25.4% | ||||||||
Aeria | 15,080 | 85,420 | ||||||
Akatsuki | 2,986 | 114,330 | ||||||
Capcom | 54,300 | 1,479,010 | ||||||
DeNA | 50,080 | 644,891 | ||||||
Gumi* | 18,050 | 99,567 | ||||||
GungHo Online Entertainment | 30,872 | 488,560 | ||||||
KLab | 15,600 | 88,077 | ||||||
Konami Holdings | 42,493 | 1,534,420 | ||||||
Nexon | 135,200 | 2,152,120 | ||||||
Nintendo | 6,649 | 2,235,751 | ||||||
Square Enix Holdings | 36,980 | 1,491,336 | ||||||
TOTAL JAPAN | 10,413,482 | |||||||
SINGAPORE— 5.2% | ||||||||
Communication Services — 5.2% | ||||||||
Sea ADR* | 47,080 | 2,121,425 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Video Games & Esports ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SOUTH KOREA— 10.9% | ||||||||
Communication Services — 10.9% | ||||||||
Com2uSCorp | 3,198 | $ | 256,999 | |||||
Gravity ADR | 3,542 | 97,405 | ||||||
HUYA ADR* | 24,993 | 495,111 | ||||||
NCSoft | 3,558 | 1,901,311 | ||||||
Neowiz* | 9,215 | 126,711 | ||||||
Netmarble* | 11,198 | 816,915 | ||||||
Nexon GT* | 20,051 | 91,959 | ||||||
Pearl Abyss* | 3,349 | 488,631 | ||||||
Webzen* | 9,200 | 109,839 | ||||||
Wemade | 4,011 | 99,738 | ||||||
TOTAL SOUTH KOREA | 4,484,619 | |||||||
SWEDEN— 4.1% | ||||||||
Communication Services — 4.1% | ||||||||
Embracer Group, Cl B | 124,893 | 1,194,426 | ||||||
Stillfront Group* | 11,500 | 499,969 | ||||||
TOTAL SWEDEN | 1,694,395 | |||||||
TAIWAN— 0.8% | ||||||||
Communication Services — 0.8% | ||||||||
Chinese Gamer International* | 45,000 | 107,895 | ||||||
Gamania Digital Entertainment | 64,600 | 122,247 | ||||||
X-Legend Entertainment | 45,200 | 110,464 | ||||||
TOTAL TAIWAN | 340,606 | |||||||
UNITED KINGDOM— 1.1% | ||||||||
Information Technology — 1.1% | ||||||||
Keywords Studios | 23,820 | 466,420 | ||||||
UNITED STATES— 29.5% | ||||||||
Communication Services — 22.6% | ||||||||
Activision Blizzard | 42,329 | 2,460,584 | ||||||
Electronic Arts* | 22,949 | 2,326,340 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Video Games & Esports ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Glu Mobile* | 51,424 | $ | 366,139 | |||||
Take-Two Interactive Software* | 19,932 | 2,142,291 | ||||||
Zynga, Cl A* | 291,452 | 1,955,643 | ||||||
9,250,997 | ||||||||
Information Technology — 6.9% | ||||||||
NVIDIA | 10,399 | 2,808,458 | ||||||
TOTAL UNITED STATES | 12,059,455 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $42,649,519) | 40,977,694 | |||||||
U.S. TREASURY OBLIGATION — 4.9% | ||||||||
United States Treasury Bill | ||||||||
1.450%, 03/05/20(A) | ||||||||
(Cost $1,999,678) | $ | 2,000,000 | 1,999,756 | |||||
TOTAL INVESTMENTS — 104.8% | ||||||||
(Cost $44,649,197) | $ | 42,977,450 |
Percentages are based on Net Assets of $41,027,596.
* | Non-income producing security. |
(A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 40,637,088 | $ | 340,606 | $ | — | $ | 40,977,694 | ||||||||
U.S. Treasury Obligation | — | 1,999,756 | — | 1,999,756 | ||||||||||||
Total Investments in Securities | $ | 40,637,088 | $ | 2,340,362 | $ | — | $ | 42,977,450 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cybersecurity ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
ISRAEL— 1.8% | ||||||||
Information Technology — 1.8% | ||||||||
RADWARE* | 4,458 | $ | 101,286 | |||||
JAPAN— 7.7% | ||||||||
Information Technology — 7.7% | ||||||||
Digital Arts | 1,360 | 64,429 | ||||||
FFRI* | 650 | 12,564 | ||||||
Trend Micro | 7,010 | 348,989 | ||||||
TOTAL JAPAN | 425,982 | |||||||
SOUTH KOREA— 0.8% | ||||||||
Information Technology — 0.8% | ||||||||
Ahnlab | 949 | 41,883 | ||||||
UNITED KINGDOM— 4.5% | ||||||||
Information Technology — 4.5% | ||||||||
Avast | 49,784 | 250,414 | ||||||
UNITED STATES— 85.1% | ||||||||
Information Technology — 85.1% | ||||||||
A10 Networks* | 7,281 | 48,856 | ||||||
Check Point Software Technologies* | 3,170 | 329,046 | ||||||
Crowdstrike Holdings, Cl A* | 1,968 | 117,372 | ||||||
CyberArk Software* | 2,631 | 275,466 | ||||||
FireEye* | 16,868 | 223,248 | ||||||
ForeScout Technologies* | 4,397 | 143,078 | ||||||
Fortinet* | 4,371 | 446,105 | ||||||
Mimecast* | 5,900 | 233,581 | ||||||
MobileIron* | 10,398 | 42,112 | ||||||
NortonLifeLock | 15,574 | 296,373 | ||||||
Okta, Cl A* | 3,268 | 418,500 | ||||||
OneSpan* | 3,828 | 63,200 | ||||||
Palo Alto Networks* | 1,567 | 289,300 | ||||||
Proofpoint* | 2,316 | 247,001 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cybersecurity ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Qualys* | 3,132 | $ | 251,124 | |||||
Rapid7* | 4,650 | 215,295 | ||||||
SailPoint Technologies Holding* | 8,485 | 214,840 | ||||||
Tenable Holdings* | 9,224 | 226,172 | ||||||
Tufin Software Technologies* | 3,222 | 37,697 | ||||||
Varonis Systems* | 2,888 | 231,675 | ||||||
VirnetX Holding* | 6,521 | 36,583 | ||||||
Zix* | 5,267 | 41,504 | ||||||
Zscaler* | 6,077 | 315,943 | ||||||
TOTAL UNITED STATES | 4,744,071 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $6,078,146) | 5,563,636 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $6,078,146) | $ | 5,563,636 |
Percentages are based on Net Assets of $5,571,858.
* | Non-income producing security. |
Cl — Class
As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Millennials Thematic ETF
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
GERMANY— 0.1% | ||||||||
Communication Services — 0.1% | ||||||||
Trivago ADR* | 53,465 | $ | 97,306 | |||||
UNITED STATES— 99.9% | ||||||||
Communication Services — 24.0% | ||||||||
Alphabet, Cl A* | 1,818 | 2,434,758 | ||||||
Cargurus, Cl A* | 7,006 | 178,583 | ||||||
Cars.com* | 9,912 | 90,001 | ||||||
Facebook, Cl A* | 12,334 | 2,373,925 | ||||||
IAC* | 5,794 | 1,181,628 | ||||||
iHeartMedia* | 14,797 | 223,583 | ||||||
Live Nation Entertainment* | 15,655 | 951,354 | ||||||
Match Group* (A) | 5,045 | 327,925 | ||||||
Netflix* | 6,023 | 2,222,667 | ||||||
Snap, Cl A* | 77,561 | 1,099,039 | ||||||
Spotify Technology* | 13,434 | 1,842,070 | ||||||
TripAdvisor | 9,218 | 216,162 | ||||||
TrueCar* | 34,958 | 91,940 | ||||||
Twitter* | 57,147 | 1,897,280 | ||||||
Walt Disney | 18,721 | 2,202,526 | ||||||
Yelp, Cl A* | 6,372 | 199,252 | ||||||
Zillow Group, Cl A* | 6,267 | 348,884 | ||||||
Zynga, Cl A* | 68,401 | 458,971 | ||||||
18,340,548 | ||||||||
Consumer Discretionary — 38.9% | ||||||||
Amazon.com* | 1,187 | 2,236,011 | ||||||
AutoNation* | 6,616 | 282,702 | ||||||
Bed Bath & Beyond | 11,765 | 127,180 | ||||||
Booking Holdings* | 1,214 | 2,058,531 | ||||||
Bright Horizons Family Solutions* | 4,334 | 681,088 | ||||||
Capri Holdings* | 11,077 | 286,008 | ||||||
CarMax* | 12,437 | 1,085,874 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Millennials Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Carter's | 3,337 | $ | 305,235 | |||||
Carvana, Cl A* | 3,384 | 280,567 | ||||||
Chegg* | 8,386 | 328,815 | ||||||
Children's Place Retail Stores | 2,239 | 128,966 | ||||||
Chipotle Mexican Grill, Cl A* | 2,062 | 1,595,122 | ||||||
Columbia Sportswear | 5,038 | 409,589 | ||||||
Designer Brands, Cl A | 10,081 | 136,194 | ||||||
Dick's Sporting Goods | 5,566 | 202,658 | ||||||
eBay | 58,142 | 2,014,039 | ||||||
Etsy* | 8,833 | 510,636 | ||||||
Expedia Group | 11,763 | 1,160,067 | ||||||
GoPro, Cl A* (A) | 33,925 | 128,745 | ||||||
Graham Holdings, Cl B | 316 | 158,910 | ||||||
Groupon, Cl A* | 64,134 | 85,940 | ||||||
Grubhub* | 6,700 | 322,337 | ||||||
Home Depot | 11,001 | 2,396,459 | ||||||
K12* | 6,250 | 124,250 | ||||||
Kontoor Brands | 3,657 | 123,387 | ||||||
L Brands | 20,246 | 438,528 | ||||||
Laureate Education, Cl A* | 14,480 | 270,776 | ||||||
Lowe's | 19,275 | 2,054,137 | ||||||
Lululemon Athletica* | 9,171 | 1,993,867 | ||||||
NIKE, Cl B | 25,844 | 2,309,938 | ||||||
Planet Fitness, Cl A* | 6,171 | 416,481 | ||||||
Starbucks | 29,062 | 2,279,332 | ||||||
Strategic Education | 1,681 | 247,746 | ||||||
Under Armour, Cl A* | 13,562 | 192,445 | ||||||
VF | 24,544 | 1,767,168 | ||||||
Wayfair, Cl A* | 4,702 | 297,213 | ||||||
WW International* | 10,563 | 316,890 | ||||||
29,753,831 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Millennials Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 3.5% | ||||||||
Costco Wholesale | 8,933 | $ | 2,511,424 | |||||
Sprouts Farmers Market* | 10,592 | 169,260 | ||||||
2,680,684 | ||||||||
Financials — 1.4% | ||||||||
Blucora* | 6,577 | 114,440 | ||||||
LendingClub* | 13,838 | 152,356 | ||||||
LendingTree* | 941 | 259,547 | ||||||
Nelnet, Cl A | 3,997 | 212,241 | ||||||
SLM | 31,485 | 326,499 | ||||||
1,065,083 | ||||||||
Industrials — 4.6% | ||||||||
Avis Budget Group* | 6,570 | 212,704 | ||||||
Lyft, Cl A* | 18,135 | 691,306 | ||||||
Uber Technologies* | 77,172 | 2,613,816 | ||||||
3,517,826 | ||||||||
Information Technology — 16.9% | ||||||||
2U* | 4,524 | 106,359 | ||||||
Apple | 10,935 | 2,989,192 | ||||||
Fiserv* | 25,290 | 2,765,715 | ||||||
Fitbit, Cl A* | 38,070 | 243,267 | ||||||
Instructure* | 5,010 | 244,288 | ||||||
Intuit | 8,463 | 2,249,888 | ||||||
PayPal Holdings* | 20,395 | 2,202,456 | ||||||
Pluralsight, Cl A* | 7,506 | 133,832 | ||||||
Square, Cl A* | 24,334 | 2,027,752 | ||||||
12,962,749 | ||||||||
Real Estate — 10.6% | ||||||||
American Campus Communities ‡ | 10,130 | 440,047 | ||||||
AvalonBay Communities ‡ | 10,846 | 2,175,599 | ||||||
Camden Property Trust ‡ | 7,354 | 779,377 | ||||||
Equity Residential ‡ | 28,729 | 2,157,548 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Millennials Thematic ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Independence Realty Trust ‡ | 20,244 | $ | 268,435 | |||||
Investors Real Estate Trust ‡ | 3,760 | 264,892 | ||||||
Invitation Homes ‡ | 38,706 | 1,110,475 | ||||||
UDR ‡ | 20,868 | 938,643 | ||||||
8,135,016 | ||||||||
TOTAL UNITED STATES | 76,455,737 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $78,789,944) | 76,553,043 | |||||||
SHORT-TERM INVESTMENT(B)(C)— 0.1% | ||||||||
Fidelity Investments Money Market | ||||||||
Government Portfolio, Cl Institutional, | ||||||||
1.460% | ||||||||
(Cost $46,984) | 46,984 | 46,984 | ||||||
REPURCHASE AGREEMENT(B)— 0.5% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased | ||||||||
on 03/02/20, repurchase price $411,769 | ||||||||
(collateralized by U.S. Treasury Obligations, | ||||||||
ranging in par value $77,931 - $86,463, | ||||||||
2.125%, 12/31/2022, with a total market | ||||||||
value of $418,890) | ||||||||
(Cost $411,715) | $ | 411,715 | 411,715 | |||||
TOTAL INVESTMENTS — 100.6% | ||||||||
(Cost $79,248,643) | $ | 77,011,742 |
Percentages are based on Net Assets of $76,586,573.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $428,100. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $458,699. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Millennials Thematic ETF
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 76,553,043 | $ | — | $ | — | $ | 76,553,043 | ||||||||
Short-Term Investment | 46,984 | — | — | 46,984 | ||||||||||||
Repurchase Agreement | — | 411,715 | — | 411,715 | ||||||||||||
Total Investments in Securities | $ | 76,600,027 | $ | 411,715 | $ | — | $ | 77,011,742 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Longevity Thematic ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA— 0.7% | ||||||||
Health Care — 0.7% | ||||||||
Cochlear | 1,237 | $ | 165,564 | |||||
BELGIUM— 1.6% | ||||||||
Health Care — 1.6% | ||||||||
UCB | 4,166 | 382,384 | ||||||
CANADA— 0.2% | ||||||||
Health Care — 0.2% | ||||||||
Chartwell Retirement Residences | 6,258 | 60,746 | ||||||
CHINA— 0.8% | ||||||||
Health Care — 0.8% | ||||||||
BeiGene ADR* | 1,277 | 202,213 | ||||||
DENMARK— 6.6% | ||||||||
Health Care — 6.6% | ||||||||
Demant* | 5,424 | 164,638 | ||||||
Genmab* | 1,321 | 295,534 | ||||||
GN Store Nord | 3,123 | 172,145 | ||||||
H Lundbeck | 4,265 | 146,071 | ||||||
Novo Nordisk, Cl B | 14,424 | 839,173 | ||||||
TOTAL DENMARK | 1,617,561 | |||||||
FRANCE— 2.0% | ||||||||
Health Care — 2.0% | ||||||||
BioMerieux | 2,537 | 232,278 | ||||||
Korian | 1,918 | 86,717 | ||||||
Orpea | 1,386 | 177,366 | ||||||
TOTAL FRANCE | 496,361 | |||||||
GERMANY— 2.0% | ||||||||
Health Care — 2.0% | ||||||||
Fresenius Medical Care & KGaA | 6,594 | 502,098 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Longevity Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
HONG KONG— 0.2% | ||||||||
Health Care — 0.2% | ||||||||
Luye Pharma Group | 72,847 | $ | 44,402 | |||||
IRELAND— 0.4% | ||||||||
Health Care — 0.4% | ||||||||
Amarin ADR* | 6,300 | 92,421 | ||||||
ITALY— 0.6% | ||||||||
Health Care — 0.6% | ||||||||
Amplifon | 4,859 | 137,491 | ||||||
JAPAN— 8.5% | ||||||||
Health Care — 8.5% | ||||||||
Chugai Pharmaceutical | 11,542 | 1,253,552 | ||||||
Kissei Pharmaceutical | 3,003 | 72,803 | ||||||
Miraca Holdings | 3,072 | 76,469 | ||||||
Mochida Pharmaceutical | 1,470 | 51,719 | ||||||
Nipro | 5,975 | 63,702 | ||||||
Terumo | 16,246 | 523,836 | ||||||
Toho Holdings | 2,983 | 56,416 | ||||||
TOTAL JAPAN | 2,098,497 | |||||||
NEW ZEALAND— 0.4% | ||||||||
Health Care — 0.4% | ||||||||
Ryman Healthcare | 10,443 | 98,779 | ||||||
SOUTH KOREA— 1.7% | ||||||||
Health Care — 1.7% | ||||||||
Celltrion* | 2,877 | 402,709 | ||||||
Helixmith* | 433 | 22,140 | ||||||
TOTAL SOUTH KOREA | 424,849 | |||||||
SWEDEN— 0.6% | ||||||||
Health Care — 0.6% | ||||||||
Attendo | 14,649 | 73,222 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Longevity Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Elekta, Cl B | 7,885 | $ | 82,306 | |||||
TOTAL SWEDEN | 155,528 | |||||||
SWITZERLAND— 2.6% | ||||||||
Health Care — 2.6% | ||||||||
Sonova Holding | 1,401 | 332,610 | ||||||
Straumann Holding | 339 | 315,552 | ||||||
TOTAL SWITZERLAND | 648,162 | |||||||
TAIWAN— 0.2% | ||||||||
Health Care — 0.2% | ||||||||
OBI Pharma* | 13,808 | 51,986 | ||||||
UNITED KINGDOM— 2.0% | ||||||||
Consumer Discretionary — 0.3% | ||||||||
McCarthy & Stone | 44,614 | 76,361 | ||||||
Health Care — 1.7% | ||||||||
Smith & Nephew | 18,738 | 416,214 | ||||||
TOTAL UNITED KINGDOM | 492,575 | |||||||
UNITED STATES— 68.8% | ||||||||
Health Care — 61.4% | ||||||||
AbbVie | 8,894 | 762,305 | ||||||
ABIOMED* | 967 | 145,301 | ||||||
ACADIA Pharmaceuticals* | 3,088 | 131,981 | ||||||
Aerie Pharmaceuticals* | 1,581 | 27,668 | ||||||
Agios Pharmaceuticals* | 1,231 | 58,448 | ||||||
Align Technology* | 1,713 | 374,034 | ||||||
Alkermes* | 3,217 | 67,042 | ||||||
Amedisys* | 688 | 119,719 | ||||||
Amgen | 3,805 | 759,973 | ||||||
Becton Dickinson | 2,925 | 695,624 | ||||||
Biogen Idec* | 3,071 | 947,066 | ||||||
Bluebird Bio* | 1,132 | 81,878 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Longevity Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Blueprint Medicines* | 1,035 | $ | 56,025 | |||||
Boston Scientific* | 19,233 | 719,121 | ||||||
Bristol-Myers Squibb | 16,079 | 949,626 | ||||||
Brookdale Senior Living* | 10,831 | 71,160 | ||||||
Clovis Oncology* | 2,863 | 21,558 | ||||||
DaVita* | 3,566 | 276,793 | ||||||
DENTSPLY SIRONA | 4,783 | 235,515 | ||||||
DexCom* | 1,928 | 532,128 | ||||||
Edwards Lifesciences* | 3,907 | 800,309 | ||||||
Ensign Group | 1,370 | 60,965 | ||||||
Exact Sciences* | 3,181 | 257,502 | ||||||
Exelixis* | 6,475 | 120,370 | ||||||
FibroGen* | 1,753 | 73,275 | ||||||
Five Star Senior Living* | 552 | 2,616 | ||||||
Glaukos* | 924 | 40,638 | ||||||
Halozyme Therapeutics* | 4,341 | 84,953 | ||||||
Incyte* | 4,588 | 345,981 | ||||||
Inogen* | 792 | 36,258 | ||||||
Insulet* | 1,271 | 241,452 | ||||||
Integer Holdings* | 920 | 82,956 | ||||||
Integra LifeSciences Holdings* | 1,831 | 95,395 | ||||||
Ionis Pharmaceuticals* | 2,969 | 150,766 | ||||||
Lexicon Pharmaceuticals* | 11,338 | 31,463 | ||||||
LHC Group* | 676 | 82,107 | ||||||
LivaNova* | 1,065 | 74,252 | ||||||
Medtronic | 8,325 | 838,077 | ||||||
Merit Medical Systems* | 1,141 | 41,087 | ||||||
Myriad Genetics* | 2,191 | 38,605 | ||||||
National HealthCare | 995 | 73,839 | ||||||
Natus Medical* | 2,902 | 78,006 | ||||||
Novocure* | 2,037 | 148,192 | ||||||
NuVasive* | 1,310 | 86,211 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Longevity Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Pennant Group* | 686 | $ | 18,639 | |||||
Puma Biotechnology* | 2,010 | 21,618 | ||||||
Quest Diagnostics | 2,884 | 305,877 | ||||||
Radius Health* | 3,363 | 70,825 | ||||||
Regeneron Pharmaceuticals* | 1,807 | 803,338 | ||||||
Sage Therapeutics* | 1,088 | 51,136 | ||||||
Seattle Genetics* | 3,448 | 392,589 | ||||||
Spectrum Pharmaceuticals* | 6,584 | 18,830 | ||||||
Stryker | 3,762 | 717,000 | ||||||
Varian Medical Systems* | 1,945 | 239,177 | ||||||
Vertex Pharmaceuticals* | 3,876 | 868,340 | ||||||
Wright Medical Group* | 2,576 | 77,924 | ||||||
Zimmer Biomet Holdings | 4,359 | 593,478 | ||||||
15,097,011 | ||||||||
Real Estate — 7.4% | ||||||||
Diversified Healthcare Trust ‡ | 8,156 | 51,301 | ||||||
Healthpeak Properties ‡ | 10,238 | 323,930 | ||||||
LTC Properties ‡ | 1,538 | 68,949 | ||||||
National Health Investors ‡ | 907 | 74,129 | ||||||
Omega Healthcare Investors ‡ | 4,439 | 175,784 | ||||||
Sabra Health Care ‡ | 3,730 | 72,922 | ||||||
Ventas ‡ | 7,651 | 411,394 | ||||||
Welltower ‡ | 8,515 | 637,093 | ||||||
1,815,502 | ||||||||
TOTAL UNITED STATES | 16,912,513 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $22,190,315) | 24,584,130 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $22,190,315) | $ | 24,584,130 |
Percentages are based on Net Assets of $24,599,358.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
ADR — American Depositary Receipt
Cl — Class
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Longevity Thematic ETF
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 24,532,144 | $ | 51,986 | $ | — | $ | 24,584,130 | ||||||||
Total Investments in Securities | $ | 24,532,144 | $ | 51,986 | $ | — | $ | 24,584,130 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Health & Wellness Thematic ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA— 0.4% | ||||||||
Consumer Staples — 0.4% | ||||||||
Blackmores | 1,775 | $ | 73,621 | |||||
CANADA— 2.1% | ||||||||
Consumer Discretionary — 2.1% | ||||||||
Gildan Activewear | 15,435 | 373,816 | ||||||
CHINA— 3.4% | ||||||||
Consumer Discretionary — 3.4% | ||||||||
Li Ning | 228,757 | 601,757 | ||||||
FRANCE— 2.9% | ||||||||
Consumer Staples — 2.9% | ||||||||
Danone | 7,319 | 512,283 | ||||||
GERMANY— 7.6% | ||||||||
Consumer Discretionary — 7.6% | ||||||||
adidas | 2,231 | 614,011 | ||||||
Puma | 9,524 | 723,948 | ||||||
TOTAL GERMANY | 1,337,959 | |||||||
HONG KONG— 6.2% | ||||||||
Consumer Discretionary — 6.2% | ||||||||
ANTA Sports Products | 85,336 | 686,034 | ||||||
Yue Yuen Industrial Holdings | 168,779 | 406,730 | ||||||
TOTAL HONG KONG | 1,092,764 | |||||||
IRELAND— 1.9% | ||||||||
Consumer Staples — 1.9% | ||||||||
Glanbia | 28,697 | 332,561 | ||||||
ITALY— 1.2% | ||||||||
Consumer Discretionary — 1.2% | ||||||||
Technogym | 21,175 | 219,689 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Health & Wellness Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
JAPAN— 14.7% | ||||||||
Consumer Discretionary — 10.1% | ||||||||
ABC-Mart | 8,657 | $ | 494,388 | |||||
Asics | 19,857 | 213,362 | ||||||
Descente | 7,910 | 108,165 | ||||||
Goldwin | 5,018 | 306,109 | ||||||
Shimano | 3,626 | 508,275 | ||||||
Tosho | 3,924 | 57,187 | ||||||
Xebio Holdings | 5,193 | 47,325 | ||||||
Yonex | 9,991 | 50,759 | ||||||
1,785,570 | ||||||||
Consumer Staples — 3.5% | ||||||||
Ariake Japan | 3,415 | 217,820 | ||||||
Yakult Honsha | 8,706 | 398,314 | ||||||
616,134 | ||||||||
Health Care — 1.1% | ||||||||
Tsumura | 7,953 | 185,507 | ||||||
TOTAL JAPAN | 2,587,211 | |||||||
NETHERLANDS— 1.1% | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Basic-Fit* | 5,770 | 192,361 | ||||||
SOUTH KOREA— 1.8% | ||||||||
Consumer Discretionary — 1.8% | ||||||||
Fila Holdings | 6,398 | 202,292 | ||||||
Youngone | 4,556 | 118,167 | ||||||
TOTAL SOUTH KOREA | 320,459 | |||||||
TAIWAN— 6.5% | ||||||||
Consumer Discretionary — 6.5% | ||||||||
Feng TAY Enterprise | 76,719 | 433,262 | ||||||
Giant Manufacturing | 38,226 | 207,671 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Health & Wellness Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Merida Industry | 30,788 | $ | 150,485 | |||||
Pou Chen | 307,886 | 346,733 | ||||||
TOTAL TAIWAN | 1,138,151 | |||||||
UNITED KINGDOM— 6.1% | ||||||||
Consumer Discretionary — 6.1% | ||||||||
Frasers Group* | 54,894 | 269,106 | ||||||
JD Sports Fashion | 86,303 | 812,431 | ||||||
TOTAL UNITED KINGDOM | 1,081,537 | |||||||
UNITED STATES— 44.0% | ||||||||
Consumer Discretionary — 22.6% | ||||||||
Columbia Sportswear | 5,551 | 451,296 | ||||||
Dick's Sporting Goods | 7,394 | 269,216 | ||||||
Foot Locker | 9,301 | 337,161 | ||||||
Kontoor Brands | 898 | 30,299 | ||||||
Lululemon Athletica* | 3,393 | 737,672 | ||||||
NIKE, Cl B | 6,696 | 598,488 | ||||||
Planet Fitness, Cl A* | 8,042 | 542,755 | ||||||
Under Armour, Cl A* | 19,639 | 278,677 | ||||||
VF | 6,368 | 458,496 | ||||||
WW International* | 7,060 | 211,800 | ||||||
Zumiez* | 2,620 | 69,509 | ||||||
3,985,369 | ||||||||
Consumer Staples — 10.4% | ||||||||
Calavo Growers | 1,812 | 131,279 | ||||||
Cal-Maine Foods | 4,627 | 161,436 | ||||||
Hain Celestial Group* | 10,972 | 260,366 | ||||||
Herbalife Nutrition* | 10,523 | 340,525 | ||||||
Medifast | 1,223 | 101,644 | ||||||
Nu Skin Enterprises, Cl A | 5,847 | 143,368 | ||||||
Sanderson Farms | 2,316 | 286,165 | ||||||
Sprouts Farmers Market* | 13,035 | 208,299 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Health & Wellness Thematic ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
United Natural Foods* | 5,211 | $ | 33,715 | |||||
USANA Health Sciences* | 2,464 | 162,870 | ||||||
1,829,667 | ||||||||
Health Care — 9.0% | ||||||||
DexCom* | 4,761 | 1,314,037 | ||||||
Prestige Consumer Healthcare* | 5,467 | 204,247 | ||||||
Tivity Health* | 4,869 | 61,690 | ||||||
1,579,974 | ||||||||
Industrials — 1.2% | ||||||||
Healthcare Services Group | 7,824 | 215,473 | ||||||
Information Technology — 0.8% | ||||||||
Fitbit, Cl A* | 23,453 | 149,865 | ||||||
TOTAL UNITED STATES | 7,760,348 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $20,262,928) | 17,624,517 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $20,262,928) | $ | 17,624,517 |
* | Non-income producing security. |
Cl — Class
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 16,486,366 | $ | 1,138,151 | $ | — | $ | 17,624,517 | ||||||||
Total Investments in Securities | $ | 16,486,366 | $ | 1,138,151 | $ | — | $ | 17,624,517 |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cannabis ETF
Shares | Value | |||||||
COMMON STOCK — 99.5% | ||||||||
AUSTRALIA— 0.3% | ||||||||
Consumer Staples — 0.3% | ||||||||
Elixinol Global* (A) | 106,872 | $ | 25,151 | |||||
CANADA— 69.9% | ||||||||
Consumer Discretionary — 1.6% | ||||||||
Namaste Technologies* | 493,246 | 124,933 | ||||||
Financials — 3.1% | ||||||||
Canopy Rivers* | 245,238 | 166,251 | ||||||
Fire & Flower Holdings* | 194,231 | 81,029 | ||||||
247,280 | ||||||||
Health Care — 65.2% | ||||||||
Aleafia Health* | 476,295 | 177,411 | ||||||
Aphria* (A) | 172,748 | 625,437 | ||||||
Auxly Cannabis Group* (A) | 947,663 | 296,509 | ||||||
Canopy Growth* (A) | 35,883 | 672,831 | ||||||
Charlottes Web Holdings* | 111,501 | 678,633 | ||||||
Cronos Group* (A) | 112,207 | 651,166 | ||||||
Green Organic Dutchman Holdings* (A) | 545,974 | 176,928 | ||||||
HEXO* (A) | 362,293 | 394,046 | ||||||
Khiron Life Sciences* | 152,250 | 74,858 | ||||||
MediPharm Labs* | 201,518 | 376,809 | ||||||
Organigram Holdings* | 175,843 | 390,369 | ||||||
PharmaCielo* (A) | 119,904 | 173,288 | ||||||
Supreme Cannabis* (A) | 623,338 | 141,631 | ||||||
Valens Groworks* | 175,928 | 386,626 | ||||||
5,216,542 | ||||||||
TOTAL CANADA | 5,588,755 | |||||||
UNITED KINGDOM— 8.9% | ||||||||
Health Care — 8.9% | ||||||||
GW Pharmaceuticals ADR* | 6,999 | 716,068 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cannabis ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED STATES— 20.4% | ||||||||
Health Care — 20.4% | ||||||||
Aurora Cannabis* (A) | 427,774 | $ | 573,217 | |||||
cbdMD* | 34,628 | 35,321 | ||||||
Corbus Pharmaceuticals Holdings* | 70,280 | 333,127 | ||||||
Sundial Growers* (A) | 116,615 | 165,593 | ||||||
Tilray, Cl 2* (A) | 25,924 | 374,083 | ||||||
Zynerba Pharmaceuticals* | 36,102 | 153,795 | ||||||
TOTAL UNITED STATES | 1,635,136 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $11,092,816) | 7,965,110 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 3.1% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460% | ||||||||
(Cost $248,499) | 248,499 | 248,499 | ||||||
REPURCHASE AGREEMENT(B) — 27.2% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $2,177,837 (collateralized by U.S. Treasury Obligations, ranging in par value $412,178 - $457,304, 2.125%, 12/31/2022, with a total market value of $2,215,515) | ||||||||
(Cost $2,177,555) | $ | 2,177,555 | 2,177,555 | |||||
TOTAL INVESTMENTS — 129.8% | ||||||||
(Cost $13,518,870) | $ | 10,391,164 | ||||||
Percentages are based on Net Assets of $8,002,654 | ||||||||
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $2,240,788. |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Cannabis ETF
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $2,426,054. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
ADR — American Depositary Receipt |
Cl — Class |
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value: | ||||||||||||||||
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 7,965,110 | $ | — | $ | — | $ | 7,965,110 | ||||||||
Short-Term Investment | 248,499 | — | — | 248,499 | ||||||||||||
Repurchase Agreement | — | 2,177,555 | — | 2,177,555 | ||||||||||||
Total Investments in Securities | $ | 8,213,609 | $ | 2,177,555 | $ | — | $ | 10,391,164 | ||||||||
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
Energy — 0.2% | ||||||||
Matrix Service* | 26,641 | $ | 321,823 | |||||
Industrials — 70.8% | ||||||||
Acuity Brands | 18,887 | 1,942,717 | ||||||
Advanced Drainage Systems | 32,519 | 1,361,245 | ||||||
AECOM* | 74,922 | 3,366,995 | ||||||
Aegion, Cl A* | 25,803 | 464,712 | ||||||
Altra Industrial Motion | 30,735 | 925,738 | ||||||
Arconic | 193,157 | 5,669,158 | ||||||
Arcosa | 23,032 | 989,455 | ||||||
Argan | 13,480 | 562,520 | ||||||
Astec Industries | 13,087 | 491,417 | ||||||
Atkore International Group* | 13,914 | 513,566 | ||||||
Columbus McKinnon | 14,932 | 464,236 | ||||||
Construction Partners, Cl A* | 33,288 | 566,229 | ||||||
Crane | 28,597 | 1,943,166 | ||||||
CSW Industrials | 7,066 | 465,225 | ||||||
CSX | 74,424 | 5,243,171 | ||||||
Dycom Industries* | 12,670 | 374,525 | ||||||
Eaton | 58,260 | 5,285,347 | ||||||
EMCOR Group | 26,768 | 2,058,995 | ||||||
Emerson Electric | 73,511 | 4,712,790 | ||||||
Exponent | 24,701 | 1,819,229 | ||||||
Fastenal | 158,178 | 5,412,851 | ||||||
Fluor | 66,752 | 622,129 | ||||||
Fortive | 73,513 | 5,084,159 | ||||||
Gibraltar Industries* | 10,103 | 511,919 | ||||||
Gorman-Rupp | 15,036 | 481,002 | ||||||
Granite Construction | 20,912 | 424,932 | ||||||
Greenbrier | 21,403 | 518,595 | ||||||
H&E Equipment Services | 18,944 | 450,109 | ||||||
HD Supply Holdings* | 77,336 | 2,940,315 | ||||||
Herc Holdings* | 12,675 | 464,919 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | �� | |||||||
Hubbell, Cl B | 25,940 | $ | 3,456,246 | |||||
Insteel Industries | 23,122 | 459,897 | ||||||
Jacobs Engineering Group | 59,378 | 5,482,965 | ||||||
Kansas City Southern | 34,211 | 5,154,913 | ||||||
Lincoln Electric Holdings | 29,156 | 2,387,585 | ||||||
Manitowoc* | 37,073 | 462,300 | ||||||
MasTec* | 36,385 | 1,785,776 | ||||||
MRC Global* | 45,690 | 397,503 | ||||||
Mueller Industries | 19,018 | 532,124 | ||||||
Mueller Water Products, Cl A | 46,531 | 509,514 | ||||||
MYR Group* | 17,571 | 448,236 | ||||||
Norfolk Southern | 27,343 | 4,985,996 | ||||||
Northwest Pipe* | 16,057 | 506,598 | ||||||
NOW* | 53,754 | 474,648 | ||||||
Pentair | 80,170 | 3,157,896 | ||||||
Powell Industries | 12,451 | 416,237 | ||||||
Primoris Services | 24,938 | 473,323 | ||||||
Quanta Services | 67,847 | 2,587,006 | ||||||
RBC Bearings* | 11,925 | 2,041,441 | ||||||
Rexnord | 58,117 | 1,694,692 | ||||||
Rockwell Automation | 28,195 | 5,173,782 | ||||||
SPX* | 21,013 | 881,075 | ||||||
Sterling Construction* | 39,085 | 533,901 | ||||||
Team* | 36,887 | 469,572 | ||||||
Terex | 21,181 | 466,194 | ||||||
Tetra Tech | 26,084 | 2,109,413 | ||||||
Titan Machinery* | 42,933 | 434,053 | ||||||
Trinity Industries | 58,423 | 1,188,908 | ||||||
Tutor Perini* | 50,690 | 735,005 | ||||||
Union Pacific | 30,469 | 4,869,251 | ||||||
United Rentals* | 35,855 | 4,750,070 | ||||||
Valmont Industries | 10,255 | 1,191,836 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Wabash National | 45,482 | $ | 499,392 | |||||
WESCO International* | 19,864 | 805,882 | ||||||
Willdan Group* | 16,731 | 514,478 | ||||||
118,169,074 | ||||||||
Information Technology — 4.4% | ||||||||
Anixter International* | 16,117 | 1,571,569 | ||||||
Badger Meter | 9,086 | 547,068 | ||||||
Calix* | 64,752 | 582,768 | ||||||
Trimble* | 118,854 | 4,692,356 | ||||||
7,393,761 | ||||||||
Materials — 22.8% | ||||||||
AK Steel Holding* | 191,745 | 442,931 | ||||||
Alcoa* | 88,374 | 1,225,747 | ||||||
Allegheny Technologies* | 60,018 | 1,025,708 | ||||||
Century Aluminum* | 88,620 | 513,996 | ||||||
Cleveland-Cliffs(A) | 76,189 | 442,658 | ||||||
Commercial Metals | 56,499 | 1,031,672 | ||||||
Eagle Materials | 19,886 | 1,569,602 | ||||||
Forterra* | 38,607 | 522,739 | ||||||
Haynes International | 20,484 | 518,450 | ||||||
Martin Marietta Materials | 21,295 | 4,845,251 | ||||||
Minerals Technologies | 9,904 | 444,392 | ||||||
Nucor | 110,215 | 4,557,390 | ||||||
Reliance Steel & Aluminum | 31,794 | 3,252,208 | ||||||
RPM International | 61,903 | 3,968,601 | ||||||
Ryerson Holding* | 51,497 | 428,970 | ||||||
Steel Dynamics | 102,747 | 2,736,153 | ||||||
Summit Materials, Cl A* | 53,466 | 1,044,726 | ||||||
TimkenSteel* | 84,457 | 428,197 | ||||||
United States Steel(A) | 58,577 | 469,788 | ||||||
US Concrete* | 14,566 | 390,951 | ||||||
Vulcan Materials | 40,010 | 4,811,603 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Westlake Chemical | 61,214 | $ | 3,420,026 | |||||
38,091,759 | ||||||||
Utilities — 1.6% | ||||||||
MDU Resources Group | 95,552 | 2,649,657 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $182,536,105) | 166,626,074 | |||||||
CORPORATE OBLIGATION — 0.0% | ||||||||
Mueller Industries | ||||||||
6.000%, 03/01/27 (Cost $1,000) | $ | 1,000 | 1,010 | |||||
SHORT-TERM INVESTMENT(B)(C) — 0.0% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 1.460% | ||||||||
(Cost $63,267) | 63,267 | 63,267 | ||||||
REPURCHASE AGREEMENT(B) — 0.3% | ||||||||
RBC Capital Markets | ||||||||
1.550%, dated 02/29/20, to be repurchased on 03/02/20, repurchase price $554,466 (collateralized by U.S. Treasury Obligations, ranging in par value $104,938 - $116,427, 2.125%, 12/31/2022, with a total market value of $564,058) | ||||||||
(Cost $554,394) | 554,394 | 554,394 | ||||||
TOTAL INVESTMENTS — 100.1% | ||||||||
(Cost $183,154,766) | $ | 167,244,745 | ||||||
Percentages are based on Net Assets of $167,043,320. |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 29, 2020. The total value of securities on loan at February 29, 2020 was $618,414. |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X U.S. Infrastructure Development ETF
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 29, 2020, was $617,661. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 29, 2020. |
Cl — Class |
The following is a summary of the level of inputs used as of February 29, 2020, in valuing the Fund's investments carried at value: |
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 166,626,074 | $ | — | $ | — | $ | 166,626,074 | ||||||||
Short-Term Investment | 63,267 | — | — | 63,267 | ||||||||||||
Corporate Obligation | — | 1,010 | — | 1,010 | ||||||||||||
Repurchase Agreement | — | 554,394 | — | 554,394 | ||||||||||||
Total Investments in Securities | $ | 166,689,341 | $ | 555,404 | $ | — | $ | 167,244,745 | ||||||||
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
CANADA— 0.6% | ||||||||
Financials — 0.6% | ||||||||
Toronto-Dominion Bank | 10,899 | $ | 562,496 | |||||
UNITED STATES— 99.2% | ||||||||
Communication Services — 5.1% | ||||||||
Alphabet, Cl A* | 419 | 561,146 | ||||||
AT&T | 15,980 | 562,815 | ||||||
Comcast, Cl A | 13,800 | 557,934 | ||||||
Facebook, Cl A* | 2,822 | 543,150 | ||||||
Netflix* | 1,742 | 642,850 | ||||||
Omnicom Group | 7,920 | 548,698 | ||||||
Verizon Communications | 10,205 | 552,703 | ||||||
Walt Disney | 4,346 | 511,307 | ||||||
4,480,603 | ||||||||
Consumer Discretionary — 10.4% | ||||||||
Amazon.com* | 331 | 623,522 | ||||||
Best Buy | 6,878 | 520,321 | ||||||
Booking Holdings* | 315 | 534,133 | ||||||
BorgWarner | 15,674 | 495,298 | ||||||
Choice Hotels International | 6,194 | 565,389 | ||||||
Darden Restaurants | 5,252 | 512,070 | ||||||
eBay | 17,399 | 602,701 | ||||||
General Motors | 17,934 | 546,987 | ||||||
Hasbro | 5,883 | 454,462 | ||||||
Hilton Worldwide Holdings | 5,669 | 551,027 | ||||||
Home Depot | 2,652 | 577,711 | ||||||
Lowe's | 5,107 | 544,253 | ||||||
Marriott International, Cl A | 4,365 | 541,260 | ||||||
NIKE, Cl B | 6,177 | 552,100 | ||||||
Starbucks | 6,772 | 531,128 | ||||||
VF | 7,279 | 524,088 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Whirlpool | 4,119 | $ | 526,655 | |||||
9,203,105 | ||||||||
Consumer Staples — 9.5% | ||||||||
Brown-Forman, Cl B | 8,643 | 530,767 | ||||||
Campbell Soup | 12,609 | 568,918 | ||||||
Clorox | 3,887 | 619,666 | ||||||
Coca-Cola | 10,668 | 570,631 | ||||||
Colgate-Palmolive | 8,753 | 591,440 | ||||||
Costco Wholesale | 1,982 | 557,219 | ||||||
Estee Lauder, Cl A | 3,042 | 558,511 | ||||||
General Mills | 11,454 | 561,246 | ||||||
Hershey | 3,930 | 565,881 | ||||||
Hormel Foods | 13,026 | 541,882 | ||||||
Kellogg | 8,872 | 536,490 | ||||||
Kimberly-Clark | 4,280 | 561,493 | ||||||
McCormick | 3,540 | 517,513 | ||||||
PepsiCo | 4,305 | 568,389 | ||||||
Procter & Gamble | 4,915 | 556,525 | ||||||
8,406,571 | ||||||||
Energy — 4.0% | ||||||||
Baker Hughes, Cl A | 26,913 | 433,030 | ||||||
Chevron | 5,499 | 513,277 | ||||||
ConocoPhillips | 10,057 | 486,960 | ||||||
Enbridge | 14,988 | 561,001 | ||||||
Hess | 9,549 | 536,463 | ||||||
Occidental Petroleum | 14,572 | 477,087 | ||||||
ONEOK | 8,220 | 548,438 | ||||||
3,556,256 | ||||||||
Financials — 14.4% | ||||||||
Aflac | 11,745 | 503,273 | ||||||
Allstate | 5,224 | 549,826 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
American Express | 4,554 | $ | 500,621 | |||||
Bank of America | 18,059 | 514,682 | ||||||
Bank of Hawaii | 6,694 | 498,167 | ||||||
BlackRock, Cl A | 1,147 | 531,072 | ||||||
Capital One Financial | 5,898 | 520,557 | ||||||
Citigroup | 7,897 | 501,144 | ||||||
Comerica | 9,506 | 500,396 | ||||||
Discover Financial Services | 8,063 | 528,772 | ||||||
FactSet Research Systems | 2,234 | 594,223 | ||||||
JPMorgan Chase | 4,533 | 526,327 | ||||||
KeyCorp | 31,894 | 521,467 | ||||||
Moody's | 2,407 | 577,752 | ||||||
Morgan Stanley | 11,278 | 507,848 | ||||||
Northern Trust | 6,054 | 531,299 | ||||||
Pinnacle Financial Partners | 10,143 | 533,928 | ||||||
PNC Financial Services Group | 4,089 | 516,850 | ||||||
Progressive | 8,125 | 594,425 | ||||||
Prudential Financial | 6,577 | 496,235 | ||||||
S&P Global | 2,086 | 554,688 | ||||||
T Rowe Price Group | 4,692 | 553,703 | ||||||
Travelers | 4,564 | 546,813 | ||||||
US Bancorp | 11,428 | 530,716 | ||||||
12,734,784 | ||||||||
Health Care — 15.3% | ||||||||
Abbott Laboratories | 6,944 | 534,896 | ||||||
AbbVie | 7,367 | 631,426 | ||||||
Agilent Technologies | 6,970 | 537,178 | ||||||
Amgen | 2,780 | 555,249 | ||||||
Baxter International | 6,778 | 565,759 | ||||||
Becton Dickinson | 2,213 | 526,296 | ||||||
Biogen Idec* | 2,213 | 682,467 | ||||||
Boston Scientific* | 13,971 | 522,376 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Bristol-Myers Squibb | 9,590 | $ | 566,385 | |||||
Edwards Lifesciences* | 2,669 | 546,718 | ||||||
Eli Lilly | 4,422 | 557,747 | ||||||
Humana* | 1,725 | 551,448 | ||||||
Illumina* | 1,924 | 511,149 | ||||||
IQVIA Holdings* | 3,896 | 543,454 | ||||||
Johnson & Johnson | 4,148 | 557,823 | ||||||
Merck | 7,154 | 547,710 | ||||||
Mettler-Toledo International* | 750 | 526,275 | ||||||
PerkinElmer | 6,163 | 532,730 | ||||||
Pfizer | 15,554 | 519,815 | ||||||
Regeneron Pharmaceuticals* | 1,784 | 793,112 | ||||||
Thermo Fisher Scientific | 1,842 | 535,654 | ||||||
Vertex Pharmaceuticals* | 2,684 | 601,297 | ||||||
Waters* | 2,597 | 506,129 | ||||||
Zoetis, Cl A | 4,592 | 611,792 | ||||||
13,564,885 | ||||||||
Industrials — 10.5% | ||||||||
3M | 3,492 | 521,146 | ||||||
Caterpillar | 4,383 | 544,544 | ||||||
Cummins | 3,638 | 550,393 | ||||||
Deere | 3,618 | 566,145 | ||||||
Delta Air Lines | 10,515 | 485,057 | ||||||
FedEx | 3,992 | 563,550 | ||||||
Illinois Tool Works | 3,532 | 592,599 | ||||||
Ingersoll-Rand | 4,706 | 607,262 | ||||||
Owens Corning | 9,419 | 532,079 | ||||||
Raytheon | 2,677 | 504,775 | ||||||
Republic Services, Cl A | 6,510 | 587,593 | ||||||
Rockwell Automation | 3,080 | 565,180 | ||||||
Southwest Airlines | 10,878 | 502,455 | ||||||
Union Pacific | 3,354 | 536,003 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
United Parcel Service, Cl B | 5,275 | $ | 477,335 | |||||
Waste Management | 4,989 | 552,831 | ||||||
Xylem | 7,551 | 583,994 | ||||||
9,272,941 | ||||||||
Information Technology — 19.3% | ||||||||
Accenture, Cl A | 2,952 | 533,102 | ||||||
Adobe* | 1,750 | 603,960 | ||||||
Akamai Technologies* | 6,324 | 547,089 | ||||||
Alliance Data Systems | 5,728 | 491,921 | ||||||
Analog Devices | 5,363 | 584,835 | ||||||
Apple | 1,931 | 527,858 | ||||||
Applied Materials | 9,924 | 576,783 | ||||||
Automatic Data Processing | 3,472 | 537,257 | ||||||
Cisco Systems | 12,594 | 502,878 | ||||||
Cognizant Technology Solutions, Cl A | 9,857 | 600,587 | ||||||
Intel | 8,983 | 498,736 | ||||||
Intuit | 2,183 | 580,351 | ||||||
Juniper Networks | 25,027 | 531,073 | ||||||
Keysight Technologies* | 5,973 | 566,001 | ||||||
KLA | 3,427 | 526,764 | ||||||
Lam Research | 2,006 | 588,621 | ||||||
Littelfuse | 3,241 | 517,523 | ||||||
Mastercard, Cl A | 1,901 | 551,765 | ||||||
Microsoft | 3,728 | 603,973 | ||||||
NetApp | 10,208 | 476,918 | ||||||
NVIDIA | 2,458 | 663,833 | ||||||
ON Semiconductor* | 24,617 | 459,353 | ||||||
Oracle | 11,377 | 562,706 | ||||||
QUALCOMM | 6,863 | 537,373 | ||||||
salesforce.com* | 3,380 | 575,952 | ||||||
Square, Cl A* | 8,648 | 720,638 | ||||||
Texas Instruments | 4,776 | 545,133 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Visa, Cl A | 3,000 | $ | 545,280 | |||||
VMware, Cl A* | 4,083 | 492,083 | ||||||
Workday, Cl A* | 3,307 | 572,938 | ||||||
Xilinx | 6,078 | 507,452 | ||||||
17,130,736 | ||||||||
Materials — 3.7% | ||||||||
Air Products & Chemicals | 2,520 | 553,417 | ||||||
Avery Dennison | 4,744 | 543,141 | ||||||
Ecolab | 3,110 | 561,199 | ||||||
International Flavors & Fragrances | 4,532 | 542,843 | ||||||
Newmont | 13,893 | 620,045 | ||||||
Sonoco Products | 10,467 | 504,614 | ||||||
3,325,259 | ||||||||
Real Estate — 2.5% | ||||||||
CBRE Group, Cl A* | 10,123 | 568,305 | ||||||
Jones Lang LaSalle | 3,632 | 536,701 | ||||||
ProLogis‡ | 6,398 | 539,223 | ||||||
Ventas‡ | 10,457 | 562,273 | ||||||
2,206,502 | ||||||||
Utilities — 4.5% | ||||||||
American Water Works | 4,622 | 571,557 | ||||||
Entergy | 4,664 | 545,268 | ||||||
Exelon | 12,892 | 555,774 | ||||||
NextEra Energy | 2,380 | 601,569 | ||||||
Pinnacle West Capital | 6,333 | 566,740 | ||||||
Sempra Energy | 3,819 | 533,820 | ||||||
WEC Energy Group | 6,217 | 574,015 | ||||||
3,948,743 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Conscious Companies ETF
Value | ||||
COMMON STOCK — continued | ||||
TOTAL UNITED STATES | $ | 87,830,385 | ||
TOTAL COMMON STOCK | ||||
(Cost $82,326,915) | 88,392,881 | |||
TOTAL INVESTMENTS — 99.8% | ||||
(Cost $82,326,915) | $ | 88,392,881 |
Percentages are based on Net Assets of $88,606,479.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class |
As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Founder-Run Companies ETF
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
UNITED STATES— 100.0% | ||||||||
Communication Services — 10.1% | ||||||||
Cargurus, Cl A* | 2,632 | $ | 67,090 | |||||
Facebook, Cl A* | 541 | 104,126 | ||||||
Netflix* | 273 | 100,745 | ||||||
Nexstar Media Group, Cl A | 888 | 102,102 | ||||||
Roku, Cl A* | 1,621 | 184,259 | ||||||
Snap, Cl A* | 9,419 | 133,467 | ||||||
TripAdvisor | 2,161 | 50,676 | ||||||
Twitter* | 2,647 | 87,880 | ||||||
World Wrestling Entertainment, Cl A | 1,246 | 58,276 | ||||||
Zayo Group Holdings* | 3,205 | 112,143 | ||||||
1,000,764 | ||||||||
Consumer Discretionary — 11.4% | ||||||||
Amazon.com* | 52 | 97,955 | ||||||
Carvana, Cl A* | 906 | 75,117 | ||||||
Grubhub* | 1,533 | 73,752 | ||||||
iRobot* | 1,470 | 70,545 | ||||||
L Brands | 4,108 | 88,979 | ||||||
Las Vegas Sands | 1,575 | 91,838 | ||||||
Skechers U.S.A., Cl A* | 3,306 | 109,363 | ||||||
Tesla* | 439 | 293,248 | ||||||
Texas Roadhouse, Cl A | 1,730 | 97,261 | ||||||
Urban Outfitters* | 3,526 | 82,896 | ||||||
Wayfair, Cl A* | 665 | 42,035 | ||||||
1,122,989 | ||||||||
Consumer Staples — 1.5% | ||||||||
J&J Snack Foods | 475 | 76,390 | ||||||
National Beverage* | 1,781 | 75,318 | ||||||
151,708 | ||||||||
Financials — 12.2% | ||||||||
Athene Holding, Cl A* | 2,307 | 95,164 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Founder-Run Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
BlackRock, Cl A | 220 | $ | 101,862 | |||||
Capital One Financial | 1,110 | 97,969 | ||||||
Essent Group | 2,222 | 96,968 | ||||||
Intercontinental Exchange | 1,280 | 114,202 | ||||||
KKR | 4,229 | 120,949 | ||||||
LendingTree* | 260 | 71,713 | ||||||
MarketAxess Holdings | 381 | 123,570 | ||||||
SEI Investments | 1,930 | 105,590 | ||||||
Signature Bank NY | 782 | 97,828 | ||||||
Starwood Property Trust‡ | 4,732 | 104,956 | ||||||
Wintrust Financial | 1,358 | 72,531 | ||||||
1,203,302 | ||||||||
Health Care — 16.2% | ||||||||
Allogene Therapeutics* | 3,466 | 93,582 | ||||||
Guardant Health* | 1,535 | 133,484 | ||||||
Ionis Pharmaceuticals* | 1,372 | 69,670 | ||||||
Jazz Pharmaceuticals* | 787 | 90,174 | ||||||
LHC Group* | 519 | 63,038 | ||||||
Masimo* | 788 | 128,704 | ||||||
Merit Medical Systems* | 2,071 | 74,576 | ||||||
Neurocrine Biosciences* | 1,328 | 125,762 | ||||||
Penumbra* | 752 | 124,727 | ||||||
Regeneron Pharmaceuticals* | 300 | 133,371 | ||||||
Seattle Genetics* | 1,498 | 170,562 | ||||||
Ultragenyx Pharmaceutical* | 1,501 | 84,176 | ||||||
United Therapeutics* | 985 | 101,416 | ||||||
Universal Health Services, Cl B | 803 | 99,363 | ||||||
Veeva Systems, Cl A* | 743 | 105,484 | ||||||
1,598,089 | ||||||||
Industrials — 5.3% | ||||||||
Axon Enterprise* | 972 | 75,203 | ||||||
Clean Harbors* | 1,394 | 96,911 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Founder-Run Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
CoStar Group* | 211 | $ | 140,861 | |||||
FedEx | 569 | 80,326 | ||||||
Insperity | 851 | 57,247 | ||||||
Lyft, Cl A* | 1,790 | 68,235 | ||||||
518,783 | ||||||||
Information Technology — 32.2% | ||||||||
2U* | 1,653 | 38,862 | ||||||
Akamai Technologies* | 1,306 | 112,982 | ||||||
Alteryx, Cl A* | 956 | 133,477 | ||||||
Avalara* | 1,248 | 105,768 | ||||||
Dell Technologies, Cl C* | 1,564 | 63,280 | ||||||
Dropbox, Cl A* | 4,207 | 82,289 | ||||||
EPAM Systems* | 583 | 130,126 | ||||||
Euronet Worldwide* | 698 | 86,580 | ||||||
Fortinet* | 1,113 | 113,593 | ||||||
HubSpot* | 581 | 104,261 | ||||||
IPG Photonics* | 588 | 75,052 | ||||||
Monolithic Power Systems | 671 | 106,447 | ||||||
New Relic* | 993 | 55,866 | ||||||
Nutanix, Cl A* | 2,367 | 56,429 | ||||||
NVIDIA | 581 | 156,911 | ||||||
Okta, Cl A* | 998 | 127,804 | ||||||
Paycom Software* | 511 | 144,434 | ||||||
Pegasystems | 1,367 | 123,714 | ||||||
RealPage* | 1,593 | 102,111 | ||||||
RingCentral, Cl A* | 892 | 210,289 | ||||||
salesforce.com* | 623 | 106,159 | ||||||
Square, Cl A* | 1,446 | 120,495 | ||||||
SS&C Technologies Holdings | 1,558 | 86,469 | ||||||
Trade Desk, Cl A* | 481 | 138,167 | ||||||
Twilio, Cl A* | 757 | 85,268 | ||||||
Ubiquiti | 624 | 84,652 |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Founder-Run Companies ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology ��� continued | ||||||||
VeriSign* | 520 | $ | 98,670 | |||||
ViaSat* | 1,145 | 65,837 | ||||||
Workday, Cl A* | 499 | 86,452 | ||||||
Zendesk* | 1,194 | 94,696 | ||||||
Zscaler* | 1,531 | 79,597 | ||||||
3,176,737 | ||||||||
Materials — 0.9% | ||||||||
Steel Dynamics | 3,337 | 88,864 | ||||||
Real Estate — 10.2% | ||||||||
American Campus Communities‡ | 2,196 | 95,394 | ||||||
American Homes 4 Rent, Cl A‡ | 4,310 | 111,586 | ||||||
Apartment Investment & Management, Cl A‡ | 2,127 | 101,756 | ||||||
Brandywine Realty Trust‡ | 6,875 | 93,362 | ||||||
Camden Property Trust‡ | 1,047 | 110,961 | ||||||
Healthcare Trust of America, Cl A‡ | 3,766 | 117,273 | ||||||
Medical Properties Trust‡ | 6,109 | 129,083 | ||||||
Pebblebrook Hotel Trust‡ | 3,261 | 65,905 | ||||||
STAG Industrial‡ | 3,639 | 101,819 | ||||||
Vornado Realty Trust‡ | 1,546 | 82,835 | ||||||
1,009,974 | ||||||||
TOTAL COMMON STOCK | ||||||||
(Cost $10,132,494) | 9,871,210 | |||||||
TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $10,132,494) | $ | 9,871,210 | ||||||
Percentages are based on Net Assets of $9,872,744.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class |
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Founder-Run Companies ETF
As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Thematic Growth ETF
Shares | Value | |||||||
EXCHANGE TRADED FUNDS — 100.2% | ||||||||
Affiliated ETF — 100.2% | ||||||||
Global X E-commerce ETF(A) | 52,567 | $ | 905,204 | |||||
Global X FinTech ETF(A) | 43,802 | 1,318,440 | ||||||
Global X Internet of Things ETF(A) | 23,952 | 519,519 | ||||||
Global X Lithium & Battery Tech ETF(A) | 18,168 | 509,249 | ||||||
Global X Longevity Thematic ETF(A) | 23,758 | 532,892 | ||||||
Global X Robotics & Artificial Intelligence ETF(A) | 25,652 | 519,966 | ||||||
Global X Social Media ETF* (A) | 27,629 | 905,679 | ||||||
TOTAL EXCHANGE TRADED FUNDS | ||||||||
(Cost $5,457,887) | 5,210,949 | |||||||
TOTAL INVESTMENTS — 100.2% | ||||||||
(Cost $5,457,887) | $ | 5,210,949 | ||||||
Percentages are based on Net Assets of $5,201,831.
(A) Affiliated investment.
* Non-income producing security
ETF — Exchange Traded Fund |
As of February 29, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 29, 2020, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 29, 2020 (Unaudited) |
Global X Thematic Growth ETF
The following is a summary of the transactions with affiliates for the period ended February 29, 2020:
Changes in | ||||||||||||||||||||||||||||||
Unrealized | ||||||||||||||||||||||||||||||
Purchases at | Proceeds from | Appreciation | Realized Gain | Value at | Dividend | |||||||||||||||||||||||||
Value At 11/30/19 | Cost | Sales | (Depreciation) | (Loss) | 2/29/2020 | Shares | Income | |||||||||||||||||||||||
Global X E-commerce ETF | ||||||||||||||||||||||||||||||
$ | 439,566 | $ | 684,807 | $ | (155,194 | ) | $ | (44,092 | ) | $ | (19,883 | ) | $ | 905,204 | $ | 52,567 | $ | 837 | ||||||||||||
Global X Fintech ETF | ||||||||||||||||||||||||||||||
459,057 | 913,706 | - | (54,323 | ) | - | 1,318,440 | 43,802 | - | ||||||||||||||||||||||
Global X Internet of Things ETF | ||||||||||||||||||||||||||||||
296,729 | 451,026 | (181,806 | ) | (50,370 | ) | 3,940 | 519,519 | 23,952 | 2,379 | |||||||||||||||||||||
Global X Lithium & Battery Tech ETF | ||||||||||||||||||||||||||||||
263,961 | 486,134 | (219,559 | ) | (46,823 | ) | 25,536 | 509,249 | 18,168 | 2,926 | |||||||||||||||||||||
Global X Longevity Thematic ETF | ||||||||||||||||||||||||||||||
272,658 | 416,071 | (112,976 | ) | (45,017 | ) | 2,156 | 532,892 | 23,758 | 1,249 | |||||||||||||||||||||
Global X Robotics & Artificial Intelligence ETF | ||||||||||||||||||||||||||||||
285,028 | 428,737 | (153,343 | ) | (23,222 | ) | (17,234 | ) | 519,966 | 25,652 | 408 | ||||||||||||||||||||
Global X Social Media ETF | ||||||||||||||||||||||||||||||
631,522 | 1,009,955 | (652,675 | ) | (109,556 | ) | 26,433 | 905,679 | 27,629 | - | |||||||||||||||||||||
Totals: | ||||||||||||||||||||||||||||||
$ | 2,648,521 | $ | 4,390,436 | $ | (1,475,553 | ) | $ | (373,403 | ) | $ | 20,948 | $ | 5,210,949 | $ | 215,528 | $ | 7,799 |
GLX-QH-008-0800