Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Silver Miners ETF
| | Shares | | | Value | |
COMMON STOCK — 100.0% |
BRAZIL— 21.5% | | | | | | | | |
Materials — 21.5% |
Wheaton Precious Metals (A) | | | 4,219,792 | | | $ | 229,261,300 | |
CANADA— 35.5% | | | | | | | | |
Industrials — 0.8% |
Alexco Resource * (A) | | | 2,741,251 | | | | 7,812,566 | |
Materials — 34.7% |
Americas Gold & Silver * (A) | | | 2,067,540 | | | | 6,930,388 | |
Bear Creek Mining * (A) | | | 2,137,572 | | | | 5,170,387 | |
Endeavour Silver * (A) | | | 3,281,601 | | | | 14,176,516 | |
Excellon Resources * (A) | | | 2,027,813 | | | | 1,498,720 | |
First Majestic Silver * (A) | | | 4,120,248 | | | | 54,998,159 | |
Fortuna Silver Mines * (A) | | | 3,699,635 | | | | 24,774,711 | |
GoGold Resources * (A) | | | 4,075,392 | | | | 4,776,682 | |
Great Panther Mining * (A) | | | 7,288,581 | | | | 5,975,179 | |
MAG Silver * | | | 1,764,642 | | | | 29,812,503 | |
McEwen Mining * (A) | | | 7,416,548 | | | | 10,234,836 | |
New Pacific Metals * (A) | | | 1,558,246 | | | | 6,793,697 | |
Pan American Silver | | | 2,900,725 | | | | 108,371,086 | |
Silvercorp Metals (A) | | | 3,881,786 | | | | 28,138,964 | |
SilverCrest Metals * (A) | | | 2,234,071 | | | | 22,248,979 | |
SSR Mining * | | | 1,935,321 | | | | 46,447,704 | |
| | | | | | | 370,348,511 | |
TOTAL CANADA | | | | | | | 378,161,077 | |
MEXICO— 9.1% | | | | | | | | |
Materials — 9.1% |
Fresnillo | | | 3,335,658 | | | | 53,959,817 | |
Industrias Penoles | | | 2,873,471 | | | | 42,999,774 | |
TOTAL MEXICO | | | | | | | 96,959,591 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Silver Miners ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
PERU— 7.2% | | | | | | | | |
Materials — 7.2% |
Cia de Minas Buenaventura ADR | | | 4,142,582 | | | $ | 49,131,023 | |
Hochschild Mining | | | 5,934,471 | | | | 20,921,366 | |
Volcan Cia Minera SAA * | | | 56,897,772 | | | | 7,064,039 | |
TOTAL PERU | | | | | | | 77,116,428 | |
RUSSIA— 13.1% | | | | | | | | |
Materials — 13.1% |
Polymetal International | | | 5,629,981 | | | | 140,029,059 | |
SOUTH KOREA— 3.0% | | | | | | | | |
Materials — 3.0% |
Korea Zinc | | | 90,928 | | | | 31,596,602 | |
UNITED STATES— 10.6% | | | | | | | | |
Materials — 10.6% |
Coeur d'Alene Mines * (A) | | | 5,091,189 | | | | 40,373,129 | |
Gold Resource (A) | | | 1,520,134 | | | | 6,673,388 | |
Hecla Mining | | | 11,917,160 | | | | 65,782,723 | |
TOTAL UNITED STATES | | | | | | | 112,829,240 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $735,111,989) | | | | | | | 1,065,953,297 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(B)(C) — 9.5% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $101,218,831) | | | 101,218,831 | | | | 101,218,831 | |
TOTAL INVESTMENTS — 109.5% | | | | | | | | |
(Cost $836,330,820) | | | | | | $ | 1,167,172,128 | |
Percentages are based on Net Assets of $1,066,378,308.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $99,552,079. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $101,218,831. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Silver Miners ETF
ADR — American Depositary Receipt
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 1,065,953,297 | | | $ | — | | | $ | — | | | $ | 1,065,953,297 | |
Short-Term Investment | | | 101,218,831 | | | | — | | | | — | | | | 101,218,831 | |
Total Investments in Securities | | $ | 1,167,172,128 | | | $ | — | | | $ | — | | | $ | 1,167,172,128 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Gold Explorers ETF
| | Shares | | | Value | |
COMMON STOCK — 100.2% |
AUSTRALIA— 24.3% | | | | | | | | |
Materials — 24.3% |
Aurelia Metals (A) | | | 873,426 | | | $ | 341,375 | |
Gold Road Resources * | | | 826,189 | | | | 1,087,239 | |
OceanaGold * | | | 627,716 | | | | 1,644,855 | |
Perseus Mining * | | | 1,096,628 | | | | 1,207,194 | |
Ramelius Resources | | | 740,388 | | | | 1,157,512 | |
Regis Resources | | | 482,591 | | | | 1,948,485 | |
Resolute Mining * | | | 1,089,321 | | | | 1,015,567 | |
Saracen Mineral Holdings * | | | 622,883 | | | | 2,680,200 | |
Silver Lake Resources * | | | 883,905 | | | | 1,553,035 | |
SolGold * | | | 762,619 | | | | 249,736 | |
St. Barbara | | | 712,239 | | | | 1,711,118 | |
West African Resources * (A) | | | 739,384 | | | | 554,110 | |
Westgold Resources * | | | 355,165 | | | | 601,107 | |
TOTAL AUSTRALIA | | | | | | | 15,751,533 | |
| | | | | | | | |
CANADA— 44.5% | | | | | | | | |
Materials — 44.5% |
Alamos Gold, Cl A | | | 249,661 | | | | 2,641,057 | |
B2Gold | | | 364,113 | | | | 2,522,560 | |
Dundee Precious Metals | | | 144,949 | | | | 1,092,934 | |
Equinox Gold * | | | 190,520 | | | | 2,271,448 | |
K92 Mining * | | | 212,201 | | | | 961,598 | |
Kirkland Lake Gold | | | 45,885 | | | | 2,505,777 | |
Lundin Gold * (A) | | | 57,682 | | | | 513,734 | |
McEwen Mining * (A) | | | 322,268 | | | | 444,730 | |
New Gold * (A) | | | 641,085 | | | | 1,052,920 | |
Novagold Resources * | | | 239,491 | | | | 2,184,158 | |
Novo Resources * (A) | | | 131,243 | | | | 374,280 | |
Osisko Mining * (A) | | | 203,364 | | | | 646,757 | |
Premier Gold Mines * (A) | | | 233,164 | | | | 475,205 | |
Pretium Resources * | | | 185,159 | | | | 1,755,520 | |
Roxgold * | | | 362,613 | | | | 449,375 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Gold Explorers ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
Sabina Gold & Silver * | | | 265,674 | | | $ | 430,394 | |
Seabridge Gold * (A) | | | 52,398 | | | | 1,018,617 | |
SSR Mining * | | | 107,963 | | | | 2,587,243 | |
Teranga Gold * | | | 112,623 | | | | 1,314,145 | |
Torex Gold Resources * | | | 86,318 | | | | 1,513,707 | |
Victoria Gold * | | | 53,818 | | | | 655,298 | |
Wesdome Gold Mines * | | | 138,528 | | | | 1,417,856 | |
TOTAL CANADA | | | | | | | 28,829,313 | |
CÔTE D'IVOIRE— 5.1% | | | | | | | | |
Materials — 5.1% |
Endeavour Mining * | | | 123,176 | | | | 3,318,717 | |
EGYPT— 4.1% | | | | | | | | |
Materials — 4.1% |
Centamin | | | 993,838 | | | | 2,654,496 | |
INDONESIA— 0.7% | | | | | | | | |
Materials — 0.7% |
Aneka Tambang | | | 8,513,700 | | | | 425,685 | |
PERU— 1.4% | | | | | | | | |
Materials — 1.4% |
Hochschild Mining | | | 260,431 | | | | 918,123 | |
RUSSIA— 3.3% | | | | | | | | |
Materials — 3.3% |
Highland Gold Mining | | | 317,922 | | | | 1,235,135 | |
Petropavlovsk * | | | 1,820,500 | | | | 864,970 | |
TOTAL RUSSIA | | | | | | | 2,100,105 | |
TURKEY— 4.1% | | | | | | | | |
Materials — 4.1% |
Eldorado Gold * | | | 166,484 | | | | 2,091,770 | |
Koza Altin Isletmeleri * | | | 46,731 | | | | 578,823 | |
TOTAL TURKEY | | | | | | | 2,670,593 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Gold Explorers ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
UNITED KINGDOM— 0.9% | | | | | | | | |
Materials — 0.9% |
Greatland Gold * (A) | | | 3,335,288 | | | $ | 590,975 | |
UNITED STATES— 11.8% | | | | | | | | |
Materials — 11.8% |
Alacer Gold * | | | 296,519 | | | | 2,291,132 | |
Argonaut Gold * (A) | | | 179,323 | | | | 374,845 | |
Coeur d'Alene Mines * | | | 222,986 | | | | 1,768,279 | |
Golden Star Resources * (A) | | | 72,132 | | | | 324,594 | |
Hecla Mining | | | 521,419 | | | | 2,878,233 | |
TOTAL UNITED STATES | | | | | | | 7,637,083 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $43,151,552) | | | | | | | 64,896,623 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(B)(C) — 5.6% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $3,637,740) | | | 3,637,740 | | | | 3,637,740 | |
TOTAL INVESTMENTS — 105.8% | | | | | | | | |
(Cost $46,789,292) | | | | | | $ | 68,534,363 | |
Percentages are based on Net Assets of $64,797,400.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $3,548,704. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $3,637,740. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Cl — Class
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Gold Explorers ETF
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 63,892,115 | | | $ | 1,004,508 | | | $ | — | | | $ | 64,896,623 | |
Short-Term Investment | | | 3,637,740 | | | | — | | | | — | | | | 3,637,740 | |
Total Investments in Securities | | $ | 67,529,855 | | | $ | 1,004,508 | | | $ | — | | | $ | 68,534,363 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Copper Miners ETF
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
AUSTRALIA— 12.7% | | | | | | | | |
Materials — 12.7% |
Glencore * | | | 1,598,604 | | | $ | 3,664,263 | |
OZ Minerals | | | 460,444 | | | | 4,500,722 | |
Sandfire Resources | | | 517,805 | | | | 1,756,454 | |
SolGold * (A) | | | 2,382,031 | | | | 780,046 | |
TOTAL AUSTRALIA | | | | | | | 10,701,485 | |
CANADA— 16.9% | | | | | | | | |
Materials — 16.9% |
Altius Minerals | | | 124,207 | | | | 950,446 | |
ERO Copper * (A) | | | 223,261 | | | | 2,686,799 | |
Ivanhoe Mines, Cl A * | | | 1,434,920 | | | | 5,056,232 | |
Northern Dynasty Minerals * (A) | | | 1,345,004 | | | | 2,178,906 | |
Teck Resources, Cl B | | | 335,886 | | | | 3,402,742 | |
TOTAL CANADA | | | | | | | 14,275,125 | |
CHILE— 8.6% | | | | | | | | |
Materials — 8.6% |
Antofagasta | | | 273,265 | | | | 3,685,258 | |
Lundin Mining | | | 643,283 | | | | 3,601,808 | |
TOTAL CHILE | | | | | | | 7,287,066 | |
CHINA— 14.2% | | | | | | | | |
Materials — 14.2% |
Jiangxi Copper, Cl H | | | 2,740,429 | | | | 3,263,678 | |
Jinchuan Group International Resources (A) | | | 30,322,100 | | | | 2,973,445 | |
MMG * (A) | | | 6,991,100 | | | | 1,840,191 | |
Zijin Mining Group, Cl H | | | 6,308,960 | | | | 3,915,525 | |
TOTAL CHINA | | | | | | | 11,992,839 | |
INDIA— 4.4% | | | | | | | | |
Materials — 4.4% |
Vedanta ADR | | | 612,210 | | | | 3,685,504 | |
JAPAN— 0.8% | | | | | | | | |
Materials — 0.8% |
Nittetsu Mining | | | 17,170 | | | | 654,451 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Copper Miners ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
KAZAKHSTAN— 4.6% | | | | | | | | |
Materials — 4.6% |
KAZ Minerals | | | 543,118 | | | $ | 3,853,650 | |
MEXICO— 4.3% | | | | | | | | |
Materials — 4.3% |
Grupo Mexico, Cl B | | | 1,451,987 | | | | 3,677,730 | |
MONGOLIA— 3.0% | | | | | | | | |
Materials — 3.0% |
Turquoise Hill Resources * | | | 3,112,023 | | | | 2,580,490 | |
PERU— 7.9% | | | | | | | | |
Materials — 7.9% |
HudBay Minerals, Cl B | | | 817,761 | | | | 2,570,193 | |
Southern Copper | | | 93,133 | | | | 4,070,844 | |
TOTAL PERU | | | | | | | 6,641,037 | |
POLAND— 6.2% | | | | | | | | |
Materials — 6.2% |
KGHM Polska Miedz * | | | 156,161 | | | | 5,274,904 | |
SWEDEN— 4.3% | | | | | | | | |
Materials — 4.3% |
Boliden | | | 135,118 | | | | 3,676,207 | |
UNITED KINGDOM— 1.4% | | | | | | | | |
Materials — 1.4% |
Central Asia Metals | | | 536,091 | | | | 1,165,201 | |
UNITED STATES— 5.3% | | | | | | | | |
Materials — 5.3% |
Freeport-McMoRan Copper & Gold * | | | 345,759 | | | | 4,467,206 | |
ZAMBIA— 5.3% | | | | | | | | |
Materials — 5.3% |
First Quantum Minerals | | | 529,653 | | | | 4,476,052 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $93,751,402) | | | | | | | 84,408,947 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Copper Miners ETF
| | Shares | | | Value | |
SHORT-TERM INVESTMENT(B)(C) — 3.8% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $3,206,788) | | | 3,206,788 | | | $ | 3,206,788 | |
TOTAL INVESTMENTS — 103.7% | | | | | | | | |
(Cost $96,958,190) | | | | | | $ | 87,615,735 | |
Percentages are based on Net Assets of $84,462,184.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $3,081,621. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $3,206,788. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 84,408,947 | | | $ | — | | | $ | — | | | $ | 84,408,947 | |
Short-Term Investment | | | 3,206,788 | | | | — | | | | — | | | | 3,206,788 | |
Total Investments in Securities | | $ | 87,615,735 | | | $ | — | | | $ | — | | | $ | 87,615,735 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Uranium ETF
| | Shares | | | Value | |
COMMON STOCK — 100.0% |
AUSTRALIA— 15.0% | | | | | | | | |
Energy — 0.4% |
Paladin Energy * (A) | | | 7,011,613 | | | $ | 628,547 | |
Financials — 4.4% |
Macquarie Group | | | 78,676 | | | | 6,967,606 | |
Materials — 10.2% |
BHP Group | | | 335,024 | | | | 7,277,395 | |
Greenland Minerals * | | | 4,844,695 | | | | 625,386 | |
Rio Tinto | | | 135,606 | | | | 8,213,961 | |
| | | | | | | 16,116,742 | |
TOTAL AUSTRALIA | | | | | | | 23,712,895 | |
CANADA— 36.6% | | | | | | | | |
Energy — 25.6% |
Cameco | | | 2,958,510 | | | | 30,082,050 | |
Denison Mines * | | | 5,703,073 | | | | 2,639,720 | |
Fission Uranium * | | | 1,939,641 | | | | 564,733 | |
NexGen Energy * | | | 3,933,339 | | | | 6,988,688 | |
| | | | | | | 40,275,191 | |
Financials — 3.4% |
Uranium Participation * | | | 1,453,711 | | | | 5,328,646 | |
Industrials — 1.5% |
Aecon Group | | | 228,585 | | | | 2,399,332 | |
Materials — 6.1% |
Barrick Gold | | | 329,174 | | | | 9,516,420 | |
TOTAL CANADA | | | | | | | 57,519,589 | |
CHINA— 0.2% | | | | | | | | |
Utilities — 0.2% |
CGN Power, Cl H | | | 1,617,386 | | | | 340,164 | |
JAPAN— 10.3% | | | | | | | | |
Industrials — 10.3% |
ITOCHU | | | 259,290 | | | | 5,640,471 | |
Mitsubishi Heavy Industries | | | 203,330 | | | | 4,704,879 | |
Sumitomo | | | 528,950 | | | | 5,853,320 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Uranium ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
TOTAL JAPAN | | | | | | $ | 16,198,670 | |
KAZAKHSTAN— 19.7% | | | | | | | | |
Energy — 19.7% |
NAC Kazatomprom JSC GDR | | | 2,133,841 | | | | 30,940,694 | |
SOUTH AFRICA— 0.6% | | | | | | | | |
Materials — 0.6% |
Sibanye Stillwater * | | | 351,959 | | | | 996,222 | |
SOUTH KOREA— 14.9% | | | | | | | | |
Industrials — 14.9% |
Daewoo Engineering & Construction * | | | 559,371 | | | | 1,638,580 | |
Doosan Heavy Industries & Construction * | | | 257,240 | | | | 2,267,098 | |
GS Engineering & Construction | | | 248,414 | | | | 5,619,236 | |
Hyundai Engineering & Construction | | | 215,419 | | | | 6,201,839 | |
KEPCO Engineering & Construction | | | 24,760 | | | | 336,673 | |
Samsung C&T | | | 82,299 | | | | 7,322,221 | |
TOTAL SOUTH KOREA | | | | | | | 23,385,647 | |
UNITED KINGDOM— 1.2% | | | | | | | | |
Industrials — 1.2% |
Yellow Cake * | | | 642,545 | | | | 1,846,927 | |
UNITED STATES— 1.5% | | | | | | | | |
Energy — 1.3% |
Energy Fuels * | | | 576,574 | | | | 985,707 | |
Uranium Energy * (A) | | | 669,026 | | | | 647,818 | |
Ur-Energy * | | | 756,905 | | | | 412,362 | |
| | | | | | | 2,045,887 | |
Industrials — 0.2% |
Graham | | | 19,776 | | | | 260,252 | |
TOTAL UNITED STATES | | | | | | | 2,306,139 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $162,012,710) | | | | | | | 157,246,947 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Uranium ETF
| | Shares | | | Value | |
SHORT-TERM INVESTMENT(B)(C) — 0.4% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $638,209) | | | 638,209 | | | $ | 638,209 | |
TOTAL INVESTMENTS — 100.4% | | | | | | | | |
(Cost $162,650,919) | | | | | | $ | 157,885,156 | |
Percentages are based on Net Assets of $157,227,302.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $539,308. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $638,209. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Cl — Class
GDR — Global Depositary Receipt
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 157,246,947 | | | $ | — | | | $ | — | | | $ | 157,246,947 | |
Short-Term Investment | | | 638,209 | | | | — | | | | — | | | | 638,209 | |
Total Investments in Securities | | $ | 157,885,156 | | | $ | — | | | $ | — | | | $ | 157,885,156 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
GLX-QH-001-2300
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Energy ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% | | | | | | | | |
CHINA — 99.9% | | | | | | | | |
Energy — 99.9% | | | | | | | | |
China Merchants Energy Shipping, Cl A | | | 75,400 | | | $ | 67,541 | |
China Oilfield Services, Cl H | | | 80,686 | | | | 62,777 | |
China Petroleum & Chemical, Cl A | | | 4,450 | | | | 2,551 | |
China Petroleum & Chemical, Cl H | | | 299,897 | | | | 128,469 | |
China Shenhua Energy, Cl��A | | | 1,200 | | | | 2,637 | |
China Shenhua Energy, Cl H | | | 80,630 | | | | 134,414 | |
China Suntien Green Energy, Cl H | | | 270,600 | | | | 78,559 | |
CNOOC | | | 123,185 | | | | 130,334 | |
COSCO SHIPPING Energy Transportation, Cl A | | | 31,600 | | | | 32,473 | |
COSCO SHIPPING Energy Transportation, Cl H | | | 83,400 | | | | 37,233 | |
Guanghui Energy, Cl A | | | 167,950 | | | | 70,769 | |
Inner Mongolia Yitai Coal, Cl B | | | 116,794 | | | | 85,143 | |
Offshore Oil Engineering, Cl A | | | 84,275 | | | | 58,098 | |
PetroChina, Cl A | | | 4,400 | | | | 2,806 | |
PetroChina, Cl H | | | 405,663 | | | | 140,801 | |
Shaanxi Coal Industry, Cl A | | | 67,336 | | | | 78,075 | |
Shanxi Lu’an Environmental Energy Development, Cl A | | | 74,165 | | | | 67,710 | |
Shanxi Meijin Energy, Cl A | | | 67,400 | | | | 63,756 | |
Shanxi Xishan Coal & Electricity Power, Cl A | | | 112,353 | | | | 67,793 | |
Sinopec Kantons Holdings | | | 170,900 | | | | 74,532 | |
Wison Engineering Services | | | 586,700 | | | | 59,804 | |
Yantai Jereh Oilfield Services Group, Cl A | | | 15,700 | | | | 70,520 | |
Yanzhou Coal Mining, Cl A | | | 48,764 | | | | 64,299 | |
Yanzhou Coal Mining, Cl H | | | 111,025 | | | | 86,669 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $2,100,706) | | | | | | | 1,667,763 | |
TOTAL INVESTMENTS — 99.9% | | | | | | | | |
(Cost $2,100,706) | | | | | | $ | 1,667,763 | |
Percentages are based on Net Assets of $1,669,673.
Cl — Class
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Energy ETF |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Materials ETF |
| | Shares | | | Value | |
COMMON STOCK — 100.0% |
CHINA— 96.3% | | | | | | | | |
Materials — 96.3% |
Aluminum Corp of China, Cl A * | | | 34,100 | | | $ | 16,079 | |
Aluminum Corp of China, Cl H * | | | 161,239 | | | | 41,401 | |
Angang Steel, Cl A | | | 19,610 | | | | 7,560 | |
Anhui Conch Cement, Cl A | | | 500 | | | | 4,401 | |
Anhui Conch Cement, Cl H | | | 17,820 | | | | 134,624 | |
Baoshan Iron & Steel, Cl A | | | 41,700 | | | | 29,405 | |
BBMG, Cl A | | | 23,600 | | | | 10,925 | |
Beijing Oriental Yuhong Waterproof Technology, Cl A | | | 3,700 | | | | 29,071 | |
China Hongqiao Group | | | 74,300 | | | | 42,661 | |
China Jushi, Cl A | | | 9,400 | | | | 18,646 | |
China Lumena New Materials *(A)(B)(C) | | | 48 | | | | — | |
China Molybdenum, Cl A | | | 41,600 | | | | 26,234 | |
China Molybdenum, Cl H | | | 146,954 | | | | 59,539 | |
China National Building Material, Cl H | | | 108,700 | | | | 168,586 | |
China Northern Rare Earth Group High-Tech, Cl A | | | 9,600 | | | | 17,075 | |
China Resources Cement Holdings | | | 90,000 | | | | 123,093 | |
Ganfeng Lithium, Cl A | | | 2,900 | | | | 23,259 | |
GEM, Cl A | | | 15,400 | | | | 11,808 | |
Guangdong HEC Technology Holding, Cl A | | | 9,600 | | | | 9,948 | |
Guangdong Hongda Blasting, Cl A | | | 2,100 | | | | 16,855 | |
Hengli Petrochemical, Cl A | | | 13,320 | | | | 31,060 | |
Hengyi Petrochemical, Cl A | | | 9,800 | | | | 14,256 | |
Hesteel, Cl A | | | 32,400 | | | | 10,448 | |
Huaxin Cement, Cl A | | | 3,500 | | | | 13,740 | |
Hunan Valin Steel, Cl A | | | 18,100 | | | | 11,622 | |
Inner Mongolia BaoTou Steel Union, Cl A | | | 111,600 | | | | 18,714 | |
Inner Mongolia Junzheng Energy & Chemical Industry Group, Cl A | | | 25,000 | | | | 26,766 | |
Jiangsu Shagang, Cl A | | | 6,000 | | | | 9,296 | |
Jiangsu Yangnong Chemical, Cl A | | | 900 | | | | 12,370 | |
Jiangxi Copper, Cl A | | | 5,900 | | | | 13,690 | |
Jiangxi Copper, Cl H | | | 47,691 | | | | 56,797 | |
Jinduicheng Molybdenum, Cl A | | | 9,200 | | | | 8,768 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Materials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
Lee & Man Paper Manufacturing | | | 57,900 | | | $ | 35,636 | |
Lomon Billions Group, Cl A | | | 4,700 | | | | 15,884 | |
Maanshan Iron & Steel, Cl A | | | 21,100 | | | | 8,165 | |
Pangang Group Vanadium Titanium & Resources, Cl A * | | | 28,600 | | | | 9,018 | |
Real Gold Mining *(A)(B)(C) | | | 97,864 | | | | — | |
Rongsheng Petro Chemical, Cl A | | | 12,400 | | | | 29,679 | |
Sansteel Minguang Fujian, Cl A | | | 8,100 | | | | 8,266 | |
Shandong Gold Mining, Cl A | | | 5,800 | | | | 35,753 | |
Shandong Hualu Hengsheng Chemical, Cl A | | | 4,500 | | | | 14,918 | |
Shandong Nanshan Aluminum, Cl A | | | 34,900 | | | | 11,855 | |
Shandong Sinocera Functional Material, Cl A | | | 2,900 | | | | 14,913 | |
Shandong Sun Paper Industry JSC, Cl A | | | 7,900 | | | | 14,357 | |
Shanghai Putailai New Energy Technology, Cl A | | | 1,200 | | | | 18,298 | |
Shanxi Taigang Stainless Steel, Cl A | | | 18,100 | | | | 9,209 | |
Sinopec Shanghai Petrochemical, Cl A | | | 18,000 | | | | 9,261 | |
Sinopec Shanghai Petrochemical, Cl H | | | 147,550 | | | | 32,936 | |
Tangshan Jidong Cement, Cl A | | | 3,800 | | | | 10,435 | |
Tianqi Lithium, Cl A | | | 4,250 | | | | 15,411 | |
Tongkun Group, Cl A | | | 5,700 | | | | 11,797 | |
Tongling Nonferrous Metals Group, Cl A | | | 32,900 | | | | 10,751 | |
Transfar Zhilian, Cl A | | | 10,500 | | | | 8,638 | |
Wanhua Chemical Group, Cl A | | | 6,700 | | | | 64,904 | |
Weihai Guangwei Composites, Cl A | | | 1,400 | | | | 15,561 | |
Xiamen Tungsten, Cl A | | | 4,700 | | | | 10,104 | |
Yintai Gold, Cl A | | | 5,300 | | | | 14,281 | |
Yunnan Energy New Material, Cl A | | | 2,000 | | | | 22,891 | |
Zhaojin Mining Industry | | | 44,184 | | | | 55,072 | |
Zhejiang Huayou Cobalt, Cl A * | | | 2,830 | | | | 17,344 | |
Zhejiang Juhua, Cl A | | | 8,700 | | | | 9,277 | |
Zhejiang Longsheng Group, Cl A | | | 8,400 | | | | 17,794 | |
Zhongjin Gold, Cl A | | | 9,700 | | | | 15,765 | |
Zijin Mining Group, Cl A | | | 44,800 | | | | 37,562 | |
Zijin Mining Group, Cl H | | | 213,259 | | | | 132,355 | |
TOTAL CHINA | | | | | | | 1,756,787 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Materials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
HONG KONG — 3.7% | | | | | | | | |
Materials — 3.7% |
Nine Dragons Paper Holdings | | | 64,370 | | | $ | 67,359 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $1,724,433) | | | | | | | 1,824,146 | |
TOTAL INVESTMENTS — 100.0% | | | | | | | | |
(Cost $1,724,433) | | | | | | $ | 1,824,146 | |
Percentages are based on Net Assets of $1,824,186.
* | Non-income producing security. |
(A) | Level 3 security in accordance with fair value hierarchy. |
(B) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $0 and represented 0.0% of Net Assets. |
(C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $0 and represents 0.0% of net assets. |
Cl — Class
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3(1) | | | Total | |
Common Stock | | $ | 1,824,146 | | | $ | — | | | $ | — | | | $ | 1,824,146 | |
Total Investments in Securities | | $ | 1,824,146 | | | $ | — | | | $ | — | | | $ | 1,824,146 | |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Industrials ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.7% | | | | | | |
CHINA — 98.7% | | | | | | | | |
Industrials — 98.7% | | | | | | | | |
51job ADR * | | | 448 | | | $ | 30,410 | |
AECC Aero-Engine Control, Cl A | | | 1,200 | | | | 3,144 | |
AECC Aviation Power, Cl A | | | 2,300 | | | | 12,154 | |
Air China, Cl A | | | 6,200 | | | | 6,069 | |
Air China, Cl H | | | 30,800 | | | | 19,115 | |
A-Living Services, Cl H | | | 7,400 | | | | 41,773 | |
AVIC Aircraft, Cl A | | | 2,900 | | | | 9,851 | |
AVIC Electromechanical Systems, Cl A * | | | 3,700 | | | | 5,436 | |
AVIC Shenyang Aircraft, Cl A | | | 1,100 | | | | 10,079 | |
AviChina Industry & Technology, Cl H | | | 42,090 | | | | 25,036 | |
AVICOPTER, Cl A * | | | 600 | | | | 4,425 | |
Beijing Capital International Airport, Cl H | | | 30,431 | | | | 20,064 | |
Beijing New Building Materials, Cl A | | | 1,700 | | | | 7,509 | |
Beijing Originwater Technology, Cl A | | | 3,300 | | | | 4,058 | |
BEST ADR * | | | 3,371 | | | | 14,192 | |
Bohai Leasing, Cl A * | | | 6,100 | | | | 2,684 | |
Centre Testing International Group, Cl A | | | 800 | | | | 2,686 | |
China Aerospace Times Electronics, Cl A * | | | 2,800 | | | | 2,978 | |
China Avionics Systems, Cl A * | | | 1,400 | | | | 3,507 | |
China Communications Construction, Cl A | | | 4,300 | | | | 4,869 | |
China Communications Construction, Cl H | | | 75,543 | | | | 43,960 | |
China Communications Services, Cl H | | | 40,700 | | | | 26,362 | |
China Conch Venture Holdings | | | 27,660 | | | | 118,846 | |
China COSCO Holdings, Cl H * | | | 44,132 | | | | 16,627 | |
China Eastern Airlines, Cl A | | | 9,600 | | | | 6,068 | |
China Eastern Airlines, Cl H | | | 31,000 | | | | 11,000 | |
China Everbright International | | | 62,250 | | | | 38,474 | |
China Gezhouba Group, Cl A | | | 4,600 | | | | 4,397 | |
China Lesso Group Holdings | | | 18,300 | | | | 35,324 | |
China Meheco, Cl A | | | 1,100 | | | | 2,563 | |
China Merchants Holdings International | | | 23,631 | | | | 27,046 | |
China National Chemical Engineering, Cl A | | | 5,100 | | | | 4,210 | |
China Railway Construction, Cl A | | | 11,800 | | | | 14,866 | |
China Railway Construction, Cl H | | | 33,301 | | | | 26,597 | |
China Railway Group, Cl A | | | 20,600 | | | | 16,445 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Industrials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Industrials — continued | | | | | | | | |
China Railway Group, Cl H | | | 63,898 | | | $ | 32,319 | |
China Shipbuilding Industry, Cl A | | | 23,600 | | | | 16,202 | |
China Southern Airlines, Cl A | | | 9,600 | | | | 7,334 | |
China Southern Airlines, Cl H | | | 28,700 | | | | 13,294 | |
China Spacesat, Cl A | | | 1,200 | | | | 6,076 | |
China State Construction Engineering, Cl A | | | 42,500 | | | | 30,639 | |
China State Construction International Holdings | | | 34,610 | | | | 20,453 | |
Citic Pacific | | | 99,100 | | | | 92,960 | |
Contemporary Amperex Technology, Cl A | | | 2,200 | | | | 66,900 | |
COSCO Pacific | | | 29,530 | | | | 15,393 | |
COSCO SHIPPING Development, Cl A | | | 7,200 | | | | 2,116 | |
COSCO SHIPPING Holdings, Cl A * | | | 8,800 | | | | 5,461 | |
Country Garden Services Holdings | | | 22,400 | | | | 135,119 | |
CRRC | | | 73,753 | | | | 32,070 | |
CRRC, Cl A | | | 24,600 | | | | 20,590 | |
Daqin Railway, Cl A | | | 15,300 | | | | 14,232 | |
Dongfang Electric, Cl A | | | 2,700 | | | | 4,009 | |
Eve Energy, Cl A | | | 1,900 | | | | 16,393 | |
Fangda Carbon New Material, Cl A * | | | 3,763 | | | | 3,689 | |
Fosun International | | | 43,700 | | | | 49,789 | |
Greentown Service Group | | | 24,400 | | | | 33,372 | |
Guangzhou Baiyun International Airport, Cl A | | | 2,100 | | | | 4,274 | |
Guocheng Mining, Cl A * | | | 1,000 | | | | 3,423 | |
Guoxuan High-Tech, Cl A | | | 1,200 | | | | 4,344 | |
Hainan Airlines Holding, Cl A | | | 14,600 | | | | 3,306 | |
Haitian International Holdings | | | 10,726 | | | | 24,690 | |
Hefei Meiya Optoelectronic Technology, Cl A | | | 700 | | | | 6,010 | |
Hongfa Technology, Cl A | | | 800 | | | | 4,827 | |
Inner Mongolia First Machinery Group, Cl A | | | 1,800 | | | | 2,804 | |
Jiangsu Expressway, Cl H | | | 20,619 | | | | 22,108 | |
Jiangsu Hengli Hydraulic, Cl A | | | 1,332 | | | | 11,626 | |
Jiangsu Zhongtian Technology, Cl A | | | 3,200 | | | | 5,352 | |
Juneyao Airlines, Cl A | | | 1,700 | | | | 2,268 | |
Metallurgical Corp of China, Cl A | | | 18,400 | | | | 7,384 | |
Nanyang Topsec Technologies Group, Cl A | | | 1,100 | | | | 3,705 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Industrials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Industrials — continued | | | | | | | | |
NARI Technology, Cl A | | | 4,700 | | | $ | 14,314 | |
Ningbo Zhoushan Port, Cl A | | | 9,100 | | | | 5,439 | |
Power Construction Corp of China, Cl A | | | 14,400 | | | | 8,689 | |
Sany Heavy Industry, Cl A | | | 8,600 | | | | 26,020 | |
SF Holding, Cl A | | | 2,900 | | | | 29,477 | |
Shanghai Construction Group, Cl A | | | 9,200 | | | | 4,114 | |
Shanghai Electric Group, Cl A | | | 8,400 | | | | 6,622 | |
Shanghai Electric Group, Cl H | | | 44,971 | | | | 13,868 | |
Shanghai Industrial Holdings | | | 8,239 | | | | 12,012 | |
Shanghai International Airport, Cl A | | | 1,000 | | | | 9,736 | |
Shanghai International Port Group, Cl A | | | 8,800 | | | | 5,688 | |
Shanghai M&G Stationery, Cl A | | | 1,000 | | | | 9,369 | |
Shanghai Tunnel Engineering, Cl A | | | 3,100 | | | | 2,675 | |
Shenzhen Airport, Cl A | | | 2,100 | | | | 3,004 | |
Shenzhen Expressway, Cl H | | | 12,000 | | | | 11,442 | |
Shenzhen Inovance Technology, Cl A | | | 1,700 | | | | 12,246 | |
Shenzhen International Holdings | | | 17,906 | | | | 29,203 | |
Siasun Robot & Automation, Cl A | | | 1,600 | | | | 3,586 | |
Sinopec Engineering Group, Cl H | | | 23,800 | | | | 10,533 | |
Sinotrans, Cl A | | | 4,600 | | | | 2,235 | |
Sinotruk Hong Kong | | | 11,800 | | | | 36,769 | |
Spring Airlines, Cl A | | | 900 | | | | 5,112 | |
STO Express, Cl A | | | 1,400 | | | | 3,303 | |
Sunwoda Electronic, Cl A | | | 1,600 | | | | 5,472 | |
Suzhou Gold Mantis Construction Decoration, Cl A | | | 2,600 | | | | 3,342 | |
TBEA, Cl A | | | 3,700 | | | | 4,630 | |
Weichai Power, Cl A | | | 6,200 | | | | 14,386 | |
Weichai Power, Cl H | | | 33,096 | | | | 71,400 | |
XCMG Construction Machinery, Cl A | | | 8,100 | | | | 7,372 | |
Xiamen C & D, Cl A | | | 2,800 | | | | 3,764 | |
Xinjiang Goldwind Science & Technology, Cl A | | | 3,547 | | | | 6,609 | |
Xinjiang Goldwind Science & Technology, Cl H | | | 12,971 | | | | 13,054 | |
Yunda Holding, Cl A | | | 2,340 | | | | 8,039 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Industrials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Industrials — continued | | | | | | | | |
Zhejiang Chint Electrics, Cl A | | | 2,200 | | | $ | 9,995 | |
Zhejiang Dingli Machinery, Cl A | | | 490 | | | | 6,227 | |
Zhejiang Expressway, Cl H | | | 24,140 | | | | 17,941 | |
Zhejiang Sanhua Intelligent Controls, Cl A | | | 3,640 | | | | 12,375 | |
Zhejiang Weixing New Building Materials, Cl A | | | 1,600 | | | | 3,130 | |
Zhengzhou Yutong Bus, Cl A | | | 2,300 | | | | 4,490 | |
Zhuzhou CRRC Times Electric, Cl H | | | 9,223 | | | | 32,369 | |
Zoomlion Heavy Industry Science and Technology | | | 23,800 | | | | 24,506 | |
Zoomlion Heavy Industry Science and Technology, Cl A | | | 6,600 | | | | 7,813 | |
ZTO Express Cayman ADR | | | 5,103 | | | | 189,066 | |
TOTAL CHINA | | | | | | | 2,058,791 | |
SINGAPORE — 1.0% | | | | | | | | |
Industrials — 1.0% | | | | | | | | |
BOC Aviation | | | 3,520 | | | | 20,347 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $2,246,094) | | | | | | | 2,079,138 | |
TOTAL INVESTMENTS — 99.7% | | | | | | | | |
(Cost $2,246,094) | | | | | | $ | 2,079,138 | |
Percentages are based on Net Assets of $2,085,893.
* | Non-income producing security. |
ADR — American Depositary Receipt
Cl — Class
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Consumer Discretionary ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% | | | | | | | | |
CHINA — 99.9% | | | | | | | | |
Consumer Discretionary — 99.9% | | | | | | | | |
Alibaba Group Holding ADR * | | | 58,203 | | | $ | 14,610,117 | |
ANTA Sports Products | | | 551,296 | | | | 5,228,285 | |
BAIC BluePark New Energy Technology, Cl A * | | | 138,200 | | | | 134,491 | |
BAIC Motor, Cl H | | | 1,341,200 | | | | 654,143 | |
Baozun ADR *(A) | | | 35,949 | | | | 1,512,015 | |
Bosideng International Holdings | | | 2,655,200 | | | | 767,419 | |
Brilliance China Automotive Holdings | | | 2,438,400 | | | | 2,494,969 | |
BTG Hotels Group, Cl A | | | 46,800 | | | | 118,522 | |
BYD, Cl A * | | | 89,194 | | | | 1,091,587 | |
BYD, Cl H | | | 517,000 | | | | 4,939,724 | |
Changzhou Xingyu Automotive Lighting Systems, Cl A | | | 13,300 | | | | 284,023 | |
China East Education Holdings | | | 450,000 | | | | 1,056,747 | |
China Education Group Holdings | | | 497,700 | | | | 944,000 | |
China International Travel Service, Cl A | | | 96,458 | | | | 3,359,389 | |
China Yuhua Education | | | 961,600 | | | | 929,316 | |
Chongqing Changan Automobile, Cl A | | | 189,783 | | | | 301,107 | |
Dongfeng Motor Group, Cl H | | | 2,233,146 | | | | 1,599,179 | |
Fuyao Glass Industry Group, Cl A | | | 97,551 | | | | 341,143 | |
Fuyao Glass Industry Group, Cl H | | | 415,600 | | | | 1,160,969 | |
Geely Automobile Holdings | | | 3,021,600 | | | | 6,354,943 | |
GOME Electrical Appliances Holding (A) | | | 7,974,400 | | | | 1,152,400 | |
Great Wall Motor, Cl H | | | 2,553,797 | | | | 2,494,419 | |
Gree Electric Appliances of Zhuhai, Cl A | | | 148,400 | | | | 1,210,426 | |
GSX Techedu ADR *(A) | | | 62,329 | | | | 5,554,761 | |
Guangzhou Automobile Group, Cl H | | | 2,426,223 | | | | 2,319,722 | |
Haidilao International Holding (A) | | | 616,300 | | | | 2,834,907 | |
Haier Electronics Group (B)(C) | | | 1,022,500 | | | | 3,542,376 | |
Haier Smart Home, Cl A (B)(C) | | | 310,519 | | | | 801,081 | |
Hangzhou Robam Appliances, Cl A | | | 46,032 | | | | 252,880 | |
Huayu Automotive Systems, Cl A | | | 154,517 | | | | 465,062 | |
Huazhu Group ADR | | | 108,499 | | | | 3,724,771 | |
JD.com ADR * | | | 238,113 | | | | 15,189,228 | |
Joyoung, Cl A | | | 37,000 | | | | 207,239 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Consumer Discretionary ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Consumer Discretionary — continued | | | | | | | | |
Koolearn Technology Holding *(A) | | | 192,600 | | | $ | 892,150 | |
Li Ning | | | 1,333,100 | | | | 4,291,611 | |
Liaoning Cheng Da, Cl A | | | 83,800 | | | | 335,692 | |
Meituan Dianping, Cl B * | | | 779,100 | | | | 19,291,023 | |
NavInfo, Cl A | | | 94,900 | | | | 253,393 | |
New Oriental Education & Technology Group ADR * | | | 53,626 | | | | 7,518,365 | |
Ningbo Joyson Electronic, Cl A | | | 59,600 | | | | 192,709 | |
Ningbo Tuopu Group, Cl A * | | | 50,800 | | | | 247,620 | |
NIO ADR *(A) | | | 730,573 | | | | 8,723,042 | |
Offcn Education Technology, Cl A | | | 80,300 | | | | 367,822 | |
Oppein Home Group, Cl A | | | 18,935 | | | | 243,131 | |
Pinduoduo ADR * | | | 100,124 | | | | 9,191,383 | |
SAIC Motor, Cl A | | | 384,200 | | | | 1,001,076 | |
Shandong Linglong Tyre, Cl A | | | 66,932 | | | | 224,953 | |
Shanghai Jinjiang International Hotels, Cl A | | | 42,427 | | | | 239,947 | |
Shanghai Yuyuan Tourist Mart Group, Cl A | | | 156,026 | | | | 229,659 | |
Shenzhen Overseas Chinese Town, Cl A | | | 400,600 | | | | 411,667 | |
Shenzhou International Group Holdings | | | 372,362 | | | | 4,444,206 | |
Songcheng Performance Development, Cl A | | | 124,880 | | | | 334,159 | |
Suning.com, Cl A | | | 457,400 | | | | 675,881 | |
Suofeiya Home Collection, Cl A | | | 43,700 | | | | 143,803 | |
TAL Education Group ADR * | | | 133,610 | | | | 10,444,294 | |
TCL, Cl A | | | 663,505 | | | | 595,298 | |
Tongcheng-Elong Holdings *(A) | | | 701,000 | | | | 1,286,189 | |
Topsports International Holdings | | | 1,021,200 | | | | 1,228,044 | |
Trip.com Group ADR * | | | 199,479 | | | | 5,425,829 | |
Vipshop Holdings ADR * | | | 286,087 | | | | 6,514,201 | |
Weifu High-Technology Group, Cl A | | | 39,600 | | | | 125,090 | |
Wuchan Zhongda Group, Cl A | | | 242,900 | | | | 159,444 | |
Xiamen Intretech, Cl A | | | 22,100 | | | | 188,779 | |
Yum China Holdings | | | 136,502 | | | | 6,994,363 | |
Zhejiang Semir Garment, Cl A | | | 112,387 | | | | 119,680 | |
Zhejiang Supor, Cl A | | | 26,600 | | | | 323,329 | |
Zhejiang Wanfeng Auto Wheel, Cl A | | | 102,700 | | | | 101,857 | |
Zhongsheng Group Holdings | | | 457,500 | | | | 2,824,621 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Consumer Discretionary ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $128,168,231) | | | | | | $ | 183,215,670 | |
SHORT-TERM INVESTMENT(D)(E) — 8.3% | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $15,249,788) | | | 15,249,788 | | | | 15,249,788 | |
TOTAL INVESTMENTS — 108.2% | | | | | | | | |
(Cost $143,418,019) | | | | | | $ | 198,465,458 | |
Percentages are based on Net Assets of $183,464,082.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $14,748,146. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $4,343,457 and represents 2.4% of net assets. |
(D) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $15,249,788. |
(E) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 178,872,213 | | | $ | — | | | $ | 4,343,457 | | | $ | 183,215,670 | |
Short-Term Investment | | | 15,249,788 | | | | — | | | | — | | | | 15,249,788 | |
Total Investments in Securities | | $ | 194,122,001 | | | $ | — | | | $ | 4,343,457 | | | $ | 198,465,458 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Consumer Discretionary ETF |
| | Investments in | |
| | Common Stock | |
Beginning Balance as of October 31, 2019 | | $ | - | |
Transfers out of Level 3 | | | - | |
Transfers into Level 3 | | | 4,343,457 | |
Net purchases | | | - | |
Net sales | | | - | |
Realized gain/(loss) | | | - | |
Change in unrealized appreciation/(depreciation) | | | - | |
Ending Balance as of July 31, 2020 | | $ | 4,343,457 | |
For the period ended July 31, 2020, the transfers in and out of Level 3 were due to changes in the availability of observable inputs to determine fair value.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Consumer Staples ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.8% |
CHINA — 98.7% | | | | | | | | |
Consumer Staples — 98.7% |
Angel Yeast, Cl A | | | 7,954 | | | $ | 75,125 | |
Anhui Gujing Distillery, Cl A | | | 3,376 | | | | 103,013 | |
Anhui Gujing Distillery, Cl B | | | 12,800 | | | | 141,193 | |
Anhui Kouzi Distillery, Cl A | | | 5,300 | | | | 37,965 | |
Beijing Dabeinong Technology Group, Cl A | | | 77,800 | | | | 120,426 | |
Beijing Shunxin Agriculture, Cl A | | | 6,797 | | | | 60,281 | |
Beijing Yanjing Brewery, Cl A | | | 26,100 | | | | 28,654 | |
By-health, Cl A | | | 14,000 | | | | 50,203 | |
C&S Paper, Cl A | | | 7,000 | | | | 24,490 | |
Chacha Food, Cl A | | | 2,300 | | | | 19,086 | |
China Feihe | | | 107,000 | | | | 205,711 | |
China Mengniu Dairy | | | 286,200 | | | | 1,342,336 | |
China Resources Beer Holdings | | | 198,700 | | | | 1,381,890 | |
Chongqing Brewery, Cl A | | | 4,272 | | | | 44,586 | |
Chongqing Fuling Zhacai Group, Cl A | | | 7,200 | | | | 40,658 | |
Dali Foods Group | | | 369,200 | | | | 225,325 | |
Foshan Haitian Flavouring & Food, Cl A | | | 25,093 | | | | 539,748 | |
Fujian Sunner Development, Cl A | | | 9,600 | | | | 39,488 | |
Guangdong Haid Group, Cl A | | | 13,891 | | | | 127,119 | |
Heilongjiang Agriculture, Cl A | | | 16,300 | | | | 44,784 | |
Henan Shuanghui Investment & Development, Cl A | | | 32,240 | | | | 252,431 | |
Hengan International Group | | | 93,800 | | | | 787,295 | |
Inner Mongolia Yili Industrial Group, Cl A | | | 62,929 | | | | 330,372 | |
Jiangsu King’s Luck Brewery JSC, Cl A | | | 11,000 | | | | 68,533 | |
Jiangsu Yanghe Brewery Joint-Stock, Cl A | | | 16,044 | | | | 310,544 | |
Jiangxi Zhengbang Technology, Cl A | | | 22,100 | | | | 68,322 | |
Jonjee Hi-Tech Industrial And Commercial Holding, Cl A | | | 7,100 | | | | 71,496 | |
Juewei Food, Cl A | | | 5,700 | | | | 70,012 | |
Kweichow Moutai, Cl A | | | 5,554 | | | | 1,335,858 | |
Laobaixing Pharmacy Chain JSC, Cl A * | | | 2,900 | | | | 43,226 | |
Luzhou Laojiao, Cl A | | | 16,247 | | | | 274,724 | |
Muyuan Foodstuff, Cl A | | | 33,460 | | | | 438,700 | |
New Hope Liuhe, Cl A | | | 47,800 | | | | 222,789 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Consumer Staples ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Staples — continued |
Proya Cosmetics, Cl A | | | 700 | | | $ | 18,812 | |
Shanghai Jahwa United, Cl A | | | 6,200 | | | | 41,364 | |
Shanxi Xinghuacun Fen Wine Factory, Cl A | | | 10,449 | | | | 270,074 | |
Sichuan Swellfun, Cl A | | | 4,768 | | | | 43,530 | |
Sun Art Retail Group | | | 342,700 | | | | 475,789 | |
Tingyi Cayman Islands Holding | | | 261,100 | | | | 486,476 | |
Toly Bread, Cl A | | | 5,000 | | | | 43,190 | |
Tongwei, Cl A | | | 59,300 | | | | 232,024 | |
Tsingtao Brewery, Cl A | | | 6,200 | | | | 73,754 | |
Tsingtao Brewery, Cl H | | | 64,600 | | | | 575,134 | |
Uni-President China Holdings | | | 227,000 | | | | 246,032 | |
Want Want China Holdings | | | 738,000 | | | | 545,630 | |
Wens Foodstuffs Group | | | 62,544 | | | | 212,895 | |
Wuliangye Yibin, Cl A | | | 31,473 | | | | 981,100 | |
Yifeng Pharmacy Chain, Cl A | | | 4,862 | | | | 60,158 | |
Yihai International Holding | | | 69,040 | | | | 845,830 | |
Yonghui Superstores, Cl A | | | 118,900 | | | | 153,199 | |
Yuan Longping High-tech Agriculture, Cl A | | | 12,000 | | | | 30,614 | |
TOTAL CHINA | | | | | | | 14,261,988 | |
HONG KONG — 1.1% | | | | | | | | |
Consumer Staples — 1.1% |
Vinda International Holdings | | | 41,800 | | | | 157,217 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $11,791,252) | | | | | | | 14,419,205 | |
TOTAL INVESTMENTS — 99.8% | | | | | | | | |
(Cost $11,791,252) | | | | | | $ | 14,419,205 | |
Percentages are based on Net Assets of $14,444,619.
* | Non-income producing security. |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Health Care ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.6% |
CHINA — 87.8% | | | | | | | | |
Health Care — 87.8% |
3SBio * | | | 97,100 | | | $ | 118,020 | |
Aier Eye Hospital Group, Cl A | | | 16,799 | | | | 109,068 | |
AK Medical Holdings | | | 16,100 | | | | 47,052 | |
Alibaba Health Information Technology * | | | 232,600 | | | | 642,260 | |
Apeloa Pharmaceutical, Cl A | | | 2,800 | | | | 9,551 | |
Asymchem Laboratories Tianjin, Cl A | | | 780 | | | | 24,410 | |
Autobio Diagnostics, Cl A | | | 900 | | | | 20,989 | |
Beijing Tiantan Biological Products, Cl A | | | 4,200 | | | | 29,875 | |
Beijing Tongrentang, Cl A | | | 9,140 | | | | 35,422 | |
Betta Pharmaceuticals, Cl A | | | 1,400 | | | | 27,728 | |
BGI Genomics, Cl A | | | 1,300 | | | | 30,584 | |
CanSino Biologics, Cl H * | | | 2,820 | | | | 98,752 | |
Changchun High & New Technology Industry Group, Cl A | | | 1,272 | | | | 90,606 | |
Chengdu Kanghong Pharmaceutical Group, Cl A | | | 2,200 | | | | 15,062 | |
China Medical System Holdings | | | 103,500 | | | | 125,399 | |
China National Accord Medicines, Cl A | | | 1,300 | | | | 9,269 | |
China National Medicines, Cl A | | | 2,200 | | | | 13,864 | |
China Resources Pharmaceutical Group | | | 133,400 | | | | 75,735 | |
China Resources Sanjiu Medical & Pharmaceutical, Cl A | | | 3,400 | | | | 14,765 | |
China Traditional Chinese Medicine Holdings | | | 198,500 | | | | 101,424 | |
Chongqing Zhifei Biological Products, Cl A * | | | 5,200 | | | | 138,622 | |
CSPC Pharmaceutical Group | | | 331,680 | | | | 695,869 | |
Da An Gene of Sun Yat-Sen University, Cl A | | | 2,360 | | | | 14,659 | |
Dong-E-E-Jiao, Cl E | | | 4,300 | | | | 25,095 | |
Genscript Biotech * | | | 74,600 | | | | 161,709 | |
Guangzhou Baiyunshan Pharmaceutical Holdings, Cl A | | | 9,100 | | | | 48,466 | |
Guangzhou Kingmed Diagnostics Group, Cl A | | | 1,500 | | | | 20,729 | |
Guangzhou Wondfo Biotech, Cl A | | | 600 | | | | 8,397 | |
Hangzhou Tigermed Consulting, Cl A | | | 2,816 | | | | 43,467 | |
Hansoh Pharmaceutical Group * | | | 32,200 | | | | 139,184 | |
Huadong Medicine, Cl A | | | 11,580 | | | | 46,139 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Health Care ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Health Care — continued |
Hualan Biological Engineering, Cl A | | | 7,070 | | | $ | 65,793 | |
Hubei Jumpcan Pharmaceutical, Cl A | | | 2,200 | | | | 7,984 | |
Innovent Biologics * | | | 62,300 | | | | 381,830 | |
Jafron Biomedical, Cl A | | | 2,800 | | | | 29,456 | |
Jiangsu Hengrui Medicine, Cl A | | | 21,780 | | | | 294,614 | |
Jiangsu Yuyue Medical Equipment & Supply, Cl A | | | 2,900 | | | | 15,287 | |
Jilin Aodong Pharmaceutical Group, Cl A | | | 3,500 | | | | 8,713 | |
Jinyu Bio-Technology, Cl A | | | 3,600 | | | | 15,061 | |
Joincare Pharmaceutical Group Industry, Cl A | | | 5,700 | | | | 16,233 | |
Jointown Pharmaceutical Group, Cl A * | | | 12,700 | | | | 34,074 | |
Lepu Medical Technology Beijing, Cl A | | | 7,000 | | | | 43,020 | |
Livzon Pharmaceutical Group, Cl A | | | 2,000 | | | | 15,611 | |
Luye Pharma Group | | | 118,700 | | | | 74,894 | |
Meinian Onehealth Healthcare Holdings, Cl A | | | 24,320 | | | | 53,644 | |
Nanjing King-Friend Biochemical Pharmaceutical, Cl A | | | 2,600 | | | | 17,596 | |
Ovctek China, Cl A | | | 2,000 | | | | 18,744 | |
Ping An Healthcare and Technology * | | | 22,600 | | | | 386,085 | |
Shandong Buchang Pharmaceuticals, Cl A | | | 7,710 | | | | 31,670 | |
Shandong Weigao Group Medical Polymer, Cl H | | | 158,900 | | | | 403,903 | |
Shanghai Fosun Pharmaceutical Group, Cl A | | | 7,800 | | | | 69,568 | |
Shanghai Fosun Pharmaceutical Group, Cl H | | | 39,200 | | | | 185,373 | |
Shanghai Pharmaceuticals Holding, Cl A | | | 6,900 | | | | 20,273 | |
Shanghai Pharmaceuticals Holding, Cl H | | | 62,100 | | | | 110,255 | |
Shanghai RAAS Blood Products, Cl A | | | 6,600 | | | | 9,771 | |
Shenzhen Hepalink Pharmaceutical Group, Cl A | | | 3,500 | | | | 12,320 | |
Shenzhen Kangtai Biological Products, Cl A * | | | 2,543 | | | | 81,955 | |
Shenzhen Mindray Bio-Medical Electronics, Cl A | | | 3,582 | | | | 178,139 | |
Shenzhen Salubris Pharmaceuticals, Cl A | | | 5,700 | | | | 28,430 | |
Shijiazhuang Yiling Pharmaceutical, Cl A | | | 4,800 | | | | 21,904 | |
Sichuan Kelun Pharmaceutical, Cl A | | | 9,400 | | | | 30,272 | |
Sinopharm Group, Cl H | | | 91,700 | | | | 218,418 | |
Tianjin Chase Sun Pharmaceutical, Cl A | | | 9,500 | | | | 7,543 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Health Care ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Health Care — continued |
Tonghua Dongbao Pharmaceutical, Cl A | | | 13,600 | | | $ | 26,723 | |
Topchoice Medical, Cl A * | | | 1,100 | | | | 27,818 | |
Walvax Biotechnology, Cl A * | | | 5,700 | | | | 66,058 | |
Winning Health Technology Group, Cl A | | | 7,070 | | | | 23,387 | |
WuXi AppTec, Cl A | | | 8,520 | | | | 137,986 | |
WuXi AppTec, Cl H | | | 15,440 | | | | 232,491 | |
Wuxi Biologics Cayman * | | | 37,340 | | | | 768,943 | |
Yifan Pharmaceutical, Cl A | | | 4,200 | | | | 17,788 | |
Yunnan Baiyao Group, Cl A | | | 6,810 | | | | 106,953 | |
Zai Lab ADR * | | | 2,898 | | | | 220,567 | |
Zhangzhou Pientzehuang Pharmaceutical, Cl A | | | 3,040 | | | | 88,970 | |
Zhejiang Conba Pharmaceutical, Cl A | | | 9,600 | | | | 8,269 | |
Zhejiang Huahai Pharmaceutical, Cl A | | | 4,810 | | | | 26,541 | |
Zhejiang NHU, Cl A | | | 8,300 | | | | 35,021 | |
Zhejiang Wolwo Bio-Pharmaceutical, Cl A | | | 1,800 | | | | 17,401 | |
TOTAL CHINA | | | | | | | 7,675,520 | |
HONG KONG — 11.8% | | | | | | | | |
Health Care — 11.8% |
Hutchison China MediTech ADR * | | | 5,025 | | | | 136,278 | |
Sino Biopharmaceutical | | | 624,000 | | | | 813,193 | |
SSY Group | | | 130,100 | | | | 82,087 | |
TOTAL HONG KONG | | | | | | | 1,031,558 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $6,761,597) | | | | | | | 8,707,078 | |
TOTAL INVESTMENTS — 99.6% | | | | | | | | |
(Cost $6,761,597) | | | | | | $ | 8,707,078 | |
Percentages are based on Net Assets of $8,741,033.
* | Non-income producing security. |
ADR — American Depositary Receipt |
Cl — Class |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Financials ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.7% |
CHINA — 99.7% | | | | | | | | |
Financials — 99.7% |
Agricultural Bank of China, Cl A | | | 444,200 | | | $ | 205,635 | |
Agricultural Bank of China, Cl H | | | 3,084,088 | | | | 1,094,326 | |
Avic Capital, Cl A | | | 97,600 | | | | 66,305 | |
Bank of Beijing, Cl A | | | 150,200 | | | | 103,976 | |
Bank of Chengdu, Cl A | | | 40,900 | | | | 48,712 | |
Bank of China, Cl H | | | 7,719,334 | | | | 2,589,645 | |
Bank of China Ltd., Cl A | | | 239,300 | | | | 114,210 | |
Bank of Communications, Cl A | | | 240,500 | | | | 164,073 | |
Bank of Communications, Cl H | | | 1,168,571 | | | | 648,352 | |
Bank of Hangzhou, Cl A | | | 58,045 | | | | 78,533 | |
Bank of Jiangsu, Cl A | | | 93,100 | | | | 80,727 | |
Bank of Nanjing, Cl A | | | 75,384 | | | | 83,841 | |
Bank of Ningbo, Cl A | | | 40,100 | | | | 166,498 | |
Bank of Shanghai, Cl A | | | 98,298 | | | | 116,652 | |
Caitong Securities, Cl A | | | 37,000 | | | | 88,771 | |
Changjiang Securities, Cl A | | | 60,100 | | | | 74,422 | |
China Cinda Asset Management, Cl H | | | 1,835,500 | | | | 345,776 | |
China Citic Bank Corp Ltd., Cl H | | | 1,245,222 | | | | 543,063 | |
China CITIC Bank Corp Ltd., Cl A | | | 61,000 | | | | 45,112 | |
China Construction Bank, Cl A | | | 17,400 | | | | 15,262 | |
China Construction Bank, Cl H | | | 3,748,826 | | | | 2,747,456 | |
China Everbright | | | 227,200 | | | | 363,511 | |
China Everbright Bank, Cl A | | | 259,600 | | | | 140,641 | |
China Everbright Bank, Cl H | | | 793,200 | | | | 297,826 | |
China Galaxy Securities, Cl A | | | 42,100 | | | | 78,863 | |
China Galaxy Securities, Cl H | | | 782,000 | | | | 467,170 | |
China Great Wall Securities, Cl A * | | | 27,000 | | | | 55,685 | |
China Huarong Asset Management, Cl H | | | 2,226,200 | | | | 252,775 | |
China International Capital, Cl H | | | 255,400 | | | | 603,058 | |
China Life Insurance, Cl A | | | 21,602 | | | | 112,975 | |
China Life Insurance, Cl H | | | 675,340 | | | | 1,556,292 | |
China Merchants Bank, Cl A | | | 114,429 | | | | 570,730 | |
China Merchants Bank, Cl H | | | 396,134 | | | | 1,847,726 | |
China Merchants Securities, Cl A | | | 53,830 | | | | 166,106 | |
China Minsheng Banking, Cl A | | | 217,000 | | | | 172,300 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Financials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
China Minsheng Banking, Cl H | | | 858,526 | | | $ | 540,581 | |
China Pacific Insurance Group, Cl A | | | 39,900 | | | | 168,755 | |
China Pacific Insurance Group, Cl H | | | 309,112 | | | | 895,405 | |
China Reinsurance Group, Cl H | | | 1,795,500 | | | | 196,921 | |
China Taiping Insurance Holdings | | | 255,330 | | | | 452,664 | |
Chongqing Rural Commercial Bank, Cl H | | | 694,300 | | | | 281,296 | |
CITIC Securities, Cl A | | | 60,600 | | | | 260,214 | |
CITIC Securities, Cl H | | | 301,896 | | | | 702,718 | |
CSC Financial, Cl A | | | 19,900 | | | | 138,699 | |
Dongxing Securities, Cl A | | | 32,300 | | | | 63,653 | |
East Money Information, Cl A | | | 53,840 | | | | 205,799 | |
Everbright Securities, Cl A | | | 40,557 | | | | 139,564 | |
Far East Horizon | | | 470,900 | | | | 387,647 | |
First Capital Securities, Cl A | | | 67,800 | | | | 105,433 | |
Founder Securities, Cl A | | | 75,000 | | | | 92,228 | |
GF Securities Ltd., Cl A | | | 45,600 | | | | 101,954 | |
GF Securities Ltd., Cl H | | | 318,500 | | | | 381,779 | |
Guosen Securities, Cl A | | | 39,745 | | | | 75,192 | |
Guotai Junan Securities, Cl A | | | 51,244 | | | | 135,725 | |
Guotai Junan Securities, Cl H | | | 200,500 | | | | 331,657 | |
Guoyuan Securities, Cl A | | | 45,500 | | | | 67,886 | |
Haitong Securities Ltd., Cl A | | | 58,000 | | | | 117,210 | |
Haitong Securities Ltd., Cl H | | | 501,300 | | | | 465,712 | |
Hithink RoyalFlush Information Network, Cl A | | | 5,380 | | | | 110,333 | |
Huaan Securities Ltd., Cl A | | | 50,000 | | | | 57,974 | |
Huatai Securities Ltd., Cl A | | | 49,300 | | | | 146,898 | |
Huatai Securities Ltd., Cl H | | | 287,700 | | | | 519,703 | |
Huaxi Securities, Cl A | | | 37,400 | | | | 68,344 | |
Huaxia Bank, Cl A | | | 97,300 | | | | 88,692 | |
Hubei Biocause Pharmaceutical, Cl A | | | 83,900 | | | | 69,022 | |
Industrial & Commercial Bank of China, Cl A | | | 12,600 | | | | 8,957 | |
Industrial & Commercial Bank of China, Cl H | | | 4,589,137 | | | | 2,711,962 | |
Industrial Bank, Cl A | | | 129,400 | | | | 290,430 | |
Industrial Securities, Cl A | | | 71,600 | | | | 84,045 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Financials ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
Jiangsu Changshu Rural Commercial Bank, Cl A | | | 43,000 | | | $ | 45,914 | |
Nanjing Securities, Cl A | | | 31,800 | | | | 71,419 | |
New China Life Insurance C, Cl A | | | 15,317 | | | | 116,042 | |
New China Life Insurance C, Cl H | | | 138,211 | | | | 540,346 | |
Noah Holdings ADR * | | | 8,243 | | | | 251,164 | |
Northeast Securities, Cl A | | | 36,400 | | | | 58,534 | |
Orient Securities, Cl A | | | 52,100 | | | | 87,440 | |
Pacific Securities, Cl A | | | 97,300 | | | | 60,383 | |
People’s Insurance Group of China, Cl A * | | | 62,100 | | | | 63,549 | |
People’s Insurance Group of China, Cl H | | | 1,373,000 | | | | 446,435 | |
PICC Property & Casualty, Cl H | | | 827,263 | | | | 653,254 | |
Ping An Bank, Cl A | | | 5,100 | | | | 9,751 | |
Ping An Insurance Group of China, Cl A | | | 1,100 | | | | 11,966 | |
Ping An Insurance Group of China, Cl H | | | 295,914 | | | | 3,134,698 | |
Postal Savings Bank of China, Cl H | | | 1,120,100 | | | | 617,123 | |
Qingdao Rural Commercial Bank, Cl A | | | 74,800 | | | | 60,357 | |
SDIC Capital, Cl A | | | 32,400 | | | | 68,773 | |
Sealand Securities, Cl A | | | 74,310 | | | | 59,961 | |
Shanghai Pudong Development Bank, Cl A | | | 183,014 | | | | 271,744 | |
Shanxi Securities, Cl A | | | 59,940 | | | | 71,046 | |
Shenwan Hongyuan Group, Cl A * | | | 161,000 | | | | 134,527 | |
Sinolink Securities, Cl A | | | 42,600 | | | | 88,103 | |
SooChow Securities, Cl A | | | 48,980 | | | | 80,168 | |
Southwest Securities, Cl A | | | 91,800 | | | | 76,969 | |
Tianfeng Securities, Cl A | | | 68,700 | | | | 70,696 | |
Western Securities, Cl A | | | 38,400 | | | | 54,596 | |
Zheshang Securities, Cl A | | | 34,300 | | | | 81,212 | |
ZhongAn Online P&C Insurance, Cl H * (A) | | | 94,300 | | | | 565,177 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $41,238,177) | | | | | | | 34,423,404 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Financials ETF |
| | Shares | | | Value | |
SHORT-TERM INVESTMENT(B)(C) — 1.3% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $445,473) | | | 445,473 | | | $ | 445,473 | |
TOTAL INVESTMENTS — 101.0% | | | | | | | | |
(Cost $41,683,650) | | | | | | $ | 34,868,877 | |
Percentages are based on Net Assets of $34,537,825.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $423,793. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $445,473. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt |
Cl — Class |
Ltd. — Limited |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Information Technology ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.7% |
CHINA — 98.4% | | | | | | | | |
Information Technology — 98.4% |
360 Security Technology, Cl A | | | 16,859 | | | $ | 46,924 | |
AAC Technologies Holdings | | | 106,600 | | | | 848,651 | |
Accelink Technologies, Cl A | | | 3,900 | | | | 18,054 | |
Addsino, Cl A | | | 6,300 | | | | 15,991 | |
Aisino, Cl A | | | 24,700 | | | | 61,916 | |
AVIC Jonhon Optronic Technology, Cl A | | | 6,100 | | | | 38,074 | |
Beijing E-Hualu Information Technology, Cl A * | | | 2,200 | | | | 15,797 | |
Beijing Shiji Information Technology, Cl A | | | 11,700 | | | | 61,625 | |
Beijing Sinnet Technology, Cl A | | | 8,700 | | | | 32,557 | |
Beijing Thunisoft, Cl A | | | 3,900 | | | | 14,840 | |
BOE Technology Group, Cl A | | | 302,600 | | | | 202,536 | |
BYD Electronic International | | | 120,700 | | | | 422,829 | |
Chaozhou Three-Circle Group, Cl A | | | 19,600 | | | | 80,397 | |
China Greatwall Technology Group, Cl A | | | 17,500 | | | | 45,899 | |
China National Software & Service, Cl A | | | 2,600 | | | | 35,341 | |
China Railway Signal & Communication, Cl H | | | 324,900 | | | | 141,275 | |
China TransInfo Technology, Cl A | | | 7,800 | | | | 26,215 | |
Dawning Information Industry, Cl A | | | 7,200 | | | | 45,797 | |
DHC Software, Cl A | | | 43,000 | | | | 75,064 | |
Fiberhome Telecommunication Technologies, Cl A | | | 5,300 | | | | 21,565 | |
Foxconn Industrial Internet, Cl A | | | 40,300 | | | | 84,271 | |
Fujian Star-net Communication, Cl A | | | 2,800 | | | | 13,195 | |
GCL System Integration Technology, Cl A * | | | 38,700 | | | | 17,028 | |
GDS Holdings ADR * | | | 9,868 | | | | 792,302 | |
Gigadevice Semiconductor Beijing, Cl A | | | 3,224 | | | | 106,970 | |
Glodon, Cl A | | | 6,500 | | | | 71,295 | |
GoerTek, Cl A | | | 44,100 | | | | 269,887 | |
GRG Banking Equipment, Cl A | | | 13,100 | | | | 27,036 | |
Guangzhou Haige Communications Group, Cl A | | | 31,100 | | | | 64,186 | |
Guangzhou Shiyuan Electronic Technology, Cl A | | | 3,400 | | | | 50,635 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Information Technology ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Hangzhou Hikvision Digital Technology, Cl A | | | 78,600 | | | $ | 416,699 | |
Hangzhou Silan Microelectronics, Cl A | | | 5,200 | | | | 15,025 | |
Hengtong Optic-electric, Cl A | | | 25,900 | | | | 61,360 | |
Holitech Technology, Cl A * | | | 22,200 | | | | 16,736 | |
Hua Hong Semiconductor | | | 91,600 | | | | 401,848 | |
Huagong Tech, Cl A | | | 4,800 | | | | 16,084 | |
Hubei Kaile Science & Technology, Cl A | | | 9,100 | | | | 18,585 | |
Hundsun Technologies, Cl A | | | 14,181 | | | | 222,616 | |
Iflytek | | | 24,300 | | | | 127,538 | |
Inspur Electronic Information Industry, Cl A | | | 9,252 | | | | 50,336 | |
Kingboard Holdings | | | 113,600 | | | | 331,997 | |
Kingdee International Software Group | | | 339,700 | | | | 937,987 | |
Kingsoft | | | 124,500 | | | | 633,729 | |
Legend Holdings, Cl H | | | 57,350 | | | | 74,442 | |
Lenovo Group | | | 1,050,500 | | | | 632,995 | |
Lens Technology, Cl A | | | 40,400 | | | | 190,210 | |
Leyard Optoelectronic, Cl A | | | 16,100 | | | | 16,614 | |
Lingyi iTech Guangdong, Cl A * | | | 39,100 | | | | 66,463 | |
LONGi Green Energy Technology, Cl A | | | 38,650 | | | | 314,640 | |
Luxshare Precision Industry, Cl A | | | 62,043 | | | | 520,993 | |
NAURA Technology Group, Cl A | | | 3,280 | | | | 98,011 | |
Newland Digital Technology, Cl A | | | 6,700 | | | | 16,593 | |
Ninestar, Cl A | | | 13,900 | | | | 75,942 | |
O-film Tech, Cl A | | | 36,400 | | | | 101,470 | |
Sanan Optoelectronics, Cl A | | | 53,700 | | | | 207,342 | |
Sangfor Technologies, Cl A | | | 2,110 | | | | 64,677 | |
Semiconductor Manufacturing International * | | | 453,800 | | | | 1,747,816 | |
SG Micro, Cl A | | | 600 | | | | 31,216 | |
Shanghai 2345 Network Holding Group, Cl A | | | 80,910 | | | | 35,832 | |
Shanghai Baosight Software, Cl A | | | 4,800 | | | | 49,016 | |
Shengyi Technology, Cl A | | | 14,400 | | | | 59,377 | |
Shennan Circuits, Cl A | | | 3,182 | | | | 70,296 | |
Shenzhen Goodix Technology, Cl A | | | 2,850 | | | | 85,023 | |
Shenzhen Kaifa Technology, Cl A | | | 5,300 | | | | 19,195 | |
Shenzhen Kingdom Sci-Tech, Cl A | | | 5,600 | | | | 15,635 | |
Shenzhen Sunway Communication, Cl A | | | 5,300 | | | | 42,014 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Information Technology ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Sunny Optical Technology Group | | | 84,460 | | | $ | 1,589,987 | |
Suzhou Dongshan Precision Manufacturing, Cl A | | | 18,400 | | | | 77,400 | |
Thunder Software Technology, Cl A | | | 1,600 | | | | 22,244 | |
Tianjin 712 Communication & Broadcasting, Cl A | | | 3,500 | | | | 22,197 | |
Tianjin Zhonghuan Semiconductor, Cl A | | | 16,700 | | | | 58,234 | |
Tianma Microelectronics, Cl A | | | 27,400 | | | | 66,014 | |
Tianshui Huatian Technology, Cl A | | | 11,200 | | | | 26,534 | |
TongFu Microelectronics, Cl A | | | 4,000 | | | | 15,404 | |
Travelsky Technology, Cl H | | | 161,200 | | | | 309,912 | |
Tunghsu Optoelectronic Technology, Cl A | | | 79,800 | | | | 32,024 | |
Unigroup Guoxin Microelectronics, Cl A | | | 3,000 | | | | 54,537 | |
Unisplendour, Cl A * | | | 12,867 | | | | 80,773 | |
Universal Scientific Industrial Shanghai, Cl A | | | 6,500 | | | | 22,554 | |
Venustech Group, Cl A | | | 4,900 | | | | 27,726 | |
Visionox Technology, Cl A * | | | 7,900 | | | | 18,478 | |
Wangsu Science & Technology, Cl A | | | 31,500 | | | | 40,451 | |
Westone Information Industry, Cl A | | | 4,300 | | | | 13,491 | |
Will Semiconductor, Cl A | | | 4,130 | | | | 121,723 | |
Wingtech Technology, Cl A | | | 6,740 | | | | 146,880 | |
Wonders Information, Cl A | | | 4,800 | | | | 18,451 | |
Wuhan Guide Infrared, Cl A | | | 9,070 | | | | 50,711 | |
Wuhu Token Science, Cl A | | | 10,500 | | | | 18,360 | |
WUS Printed Circuit Kunshan, Cl A | | | 9,300 | | | | 32,070 | |
Wuxi Lead Intelligent Equipment, Cl A | | | 10,400 | | | | 65,629 | |
Wuxi Taiji Industry, Cl A | | | 8,600 | | | | 14,212 | |
Xiaomi, Cl B * | | | 752,300 | | | | 1,438,556 | |
Xinyi Solar Holdings | | | 573,400 | | | | 627,394 | |
Yealink Network Technology, Cl A | | | 4,200 | | | | 37,881 | |
Yonyou Network Technology, Cl A | | | 31,156 | | | | 209,962 | |
Zhejiang Dahua Technology, Cl A | | | 40,400 | | | | 123,274 | |
Zhejiang Jingsheng Mechanical & Electrical, Cl A | | | 4,100 | | | | 14,591 | |
Zhongji Innolight, Cl A | | | 3,400 | | | | 28,790 | |
ZTE, Cl A * | | | 35,200 | | | | 197,611 | |
ZTE, Cl H | | | 120,500 | | | | 356,050 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Information Technology ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
TOTAL CHINA | | | | | | $ | 17,514,609 | |
HONG KONG — 1.3% | | | | | | | | |
Information Technology — 1.3% | | | | | | | | |
Kingboard Laminates Holdings | | | 209,100 | | | | 234,995 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $14,830,056) | | | | | | | 17,749,604 | |
TOTAL INVESTMENTS — 99.7% | | | | | | | | |
(Cost $14,830,056) | | | | | | $ | 17,749,604 | |
Percentages are based on Net Assets of $17,800,341.
* | Non-income producing security. |
ADR — American Depositary Receipt |
Cl — Class |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Communication Services ETF |
| | Shares | | | Value | |
COMMON STOCK — 100.0% |
CHINA — 98.0% | | | | | | |
Communication Services — 98.0% |
58.com ADR * | | | 9,036 | | | $ | 500,323 | |
Autohome ADR | | | 5,891 | | | | 516,346 | |
Baidu ADR * | | | 11,105 | | | | 1,325,937 | |
Beijing Enlight Media, Cl A | | | 182,100 | | | | 347,118 | |
Beijing Kunlun Tech, Cl A | | | 68,000 | | | | 262,751 | |
Bilibili ADR * | | | 8,955 | | | | 390,259 | |
China Film, Cl A * | | | 150,681 | | | | 313,790 | |
China Literature * | | | 600 | | | | 3,944 | |
China Mobile | | | 184,900 | | | | 1,266,831 | |
China South Publishing & Media Group, Cl A | | | 168,972 | | | | 258,402 | |
China Telecom, Cl H | | | 1,257,800 | | | | 374,896 | |
China Tower, Cl H | | | 2,682,800 | | | | 488,084 | |
China Unicom Hong Kong | | | 548,000 | | | | 305,458 | |
China United Network Communications, Cl A | | | 428,700 | | | | 312,128 | |
Chinese Universe Publishing and Media Group, Cl A | | | 136,750 | | | | 248,325 | |
Focus Media Information Technology, Cl A | | | 391,500 | | | | 340,032 | |
G-bits Network Technology Xiamen, Cl A | | | 5,274 | | | | 468,649 | |
Giant Network Group, Cl A | | | 116,000 | | | | 350,797 | |
HUYA ADR * | | | 16,197 | | | | 393,911 | |
iQIYI ADR * | | | 20,153 | | | | 425,228 | |
JOYY ADR * | | | 6,716 | | | | 536,071 | |
Leo Group, Cl A | | | 375,500 | | | | 191,591 | |
Mango Excellent Media, Cl A * | | | 46,320 | | | | 451,964 | |
Momo ADR | | | 14,390 | | | | 265,783 | |
NanJi E-Commerce, Cl A | | | 131,000 | | | | 367,808 | |
NetEase ADR | | | 3,449 | | | | 1,581,091 | |
Oriental Pearl Group, Cl A * | | | 230,800 | | | | 335,420 | |
Perfect World, Cl A | | | 77,010 | | | | 423,612 | |
SINA * | | | 10,952 | | | | 441,913 | |
Tencent Holdings | | | 24,395 | | | | 1,680,851 | |
Tencent Music Entertainment Group ADR * | | | 241 | | | | 3,890 | |
Wanda Film Holding, Cl A | | | 120,500 | | | | 299,642 | |
Weibo ADR * (A) | | | 8,756 | | | | 302,608 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Communication Services ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Communication Services — continued | | | | | | | | |
Wuhu Sanqi Interactive Entertainment Network Technology Group, Cl A | | | 64,251 | | | $ | 419,914 | |
Youzu Interactive, Cl A | | | 91,800 | | | | 292,218 | |
Zhejiang Century Huatong Group, Cl A * | | | 135,620 | | | | 235,193 | |
| | | | | | | 16,722,778 | |
Information Technolgy — 0.0% | | | | | | | | |
National Agricultural Holdings *(B)(C)(D) | | | 204,200 | | | | 3 | |
TOTAL CHINA | | | | | | | 16,722,781 | |
HONG KONG— 2.0% | | | | | | | | |
Communication Services — 2.0% | | | | | | | | |
Alibaba Pictures Group * | | | 2,453,000 | | | | 341,828 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $16,809,973) | | | | | | | 17,064,609 | |
SHORT-TERM INVESTMENT(E)(F) — 1.3% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $229,845) | | | 229,845 | | | | 229,845 | |
TOTAL INVESTMENTS — 101.3% | | | | | | | | |
(Cost $17,039,818) | | | | | | $ | 17,294,454 | |
Percentages are based on Net Assets of $17,068,852.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $226,956. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $3 and represented 0.0% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $3 and represents 0.0% of net assets. |
(E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $229,845. |
(F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Communication Services ETF |
ADR — American Depositary Receipt |
Cl — Class |
|
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3(1) | | | Total | |
Common Stock | | $ | 17,064,606 | | | $ | — | | | $ | 3 | | | $ | 17,064,609 | |
Short-Term Investment | | | 229,845 | | | | — | | | | — | | | | 229,845 | |
Total Investments in Securities | | $ | 17,294,451 | | | $ | — | | | $ | 3 | | | $ | 17,294,454 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Utilities ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.7% |
CHINA— 99.7% | | | | | | |
Utilities — 99.7% |
Beijing Enterprises Holdings | | | 17,800 | | | $ | 62,241 | |
Beijing Enterprises Water Group | | | 157,900 | | | | 67,029 | |
CGN Power, Cl H | | | 257,000 | | | | 54,052 | |
Chengdu Xingrong Environment, Cl A | | | 19,300 | | | | 14,107 | |
China Gas Holdings | | | 35,190 | | | | 105,794 | |
China Longyuan Power Group, Cl H | | | 126,000 | | | | 90,229 | |
China National Nuclear Power, Cl A | | | 60,800 | | | | 37,819 | |
China Power International Development | | | 232,900 | | | | 43,574 | |
China Resources Gas Group | | | 23,120 | | | | 113,956 | |
China Resources Power Holdings | | | 55,150 | | | | 70,306 | |
China Yangtze Power, Cl A | | | 46,000 | | | | 121,110 | |
ENN Energy Holdings | | | 10,590 | | | | 128,307 | |
GD Power Development, Cl A | | | 121,100 | | | | 35,407 | |
Guangdong Investment | | | 60,160 | | | | 97,185 | |
Huadian Power International, Cl A | | | 45,300 | | | | 23,568 | |
Huaneng Power International, Cl A | | | 26,000 | | | | 17,477 | |
Huaneng Power International, Cl H | | | 121,300 | | | | 51,806 | |
Hubei Energy Group, Cl A | | | 28,100 | | | | 15,183 | |
Inner Mongolia MengDian HuaNeng Thermal Power, Cl A | | | 37,600 | | | | 13,634 | |
Kunlun Energy | | | 96,360 | | | | 80,567 | |
Luenmei Quantum, Cl A | | | 9,900 | | | | 20,702 | |
SDIC Power Holdings, Cl A | | | 33,200 | | | | 41,017 | |
Shanghai Electric Power, Cl A | | | 17,000 | | | | 19,126 | |
Shenergy, Cl A | | | 32,800 | | | | 26,796 | |
Shenzhen Energy Group, Cl A | | | 26,480 | | | | 21,519 | |
Sichuan Chuantou Energy, Cl A | | | 26,000 | | | | 35,587 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $1,473,911) | | | | | | | 1,408,098 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Utilities ETF |
| | Face Amount | | | Value | |
U.S TREASURY OBLIGATION — 7.1% |
United States Treasury Bill | | | | | | | | |
0.075%, 08/11/20(A) | | | | | | | | |
(Cost $99,998) | | $ | 100,000 | | | $ | 99,998 | |
TOTAL INVESTMENTS — 106.8% | | | | | | | | |
(Cost $1,573,909) | | | | | | $ | 1,508,096 | |
Percentages are based on Net Assets of $1,411,821.
(A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value: |
|
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 1,408,098 | | | $ | — | | | $ | — | | | $ | 1,408,098 | |
U.S Treasury Obligation | | | — | | | | 99,998 | | | | — | | | | 99,998 | |
Total Investments in Securities | | $ | 1,408,098 | | | $ | 99,998 | | | $ | — | | | $ | 1,508,096 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Real Estate ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
CHINA— 97.2% | | | | | | |
Real Estate — 97.2% |
Agile Group Holdings | | | 117,700 | | | $ | 149,285 | |
Beijing Capital Development, Cl A | | | 9,400 | | | | 9,094 | |
China Aoyuan Group | | | 116,800 | | | | 147,089 | |
China Enterprise | | | 13,600 | | | | 8,304 | |
China Evergrande Group | | | 134,300 | | | | 376,897 | |
China Fortune Land Development, Cl A | | | 18,720 | | | | 46,550 | |
China Jinmao Holdings Group | | | 439,600 | | | | 298,920 | |
China Merchants Property Operation & Service, Cl A | | | 2,200 | | | | 10,657 | |
China Merchants Shekou Industrial Zone Holdings, Cl A | | | 32,900 | | | | 80,443 | |
China Overseas Land & Investment | | | 200,400 | | | | 610,235 | |
China Overseas Property Holdings | | | 7,100 | | | | 7,411 | |
China Resources Land | | | 165,700 | | | | 690,578 | |
China Vanke, Cl A | | | 13,900 | | | | 53,470 | |
China Vanke, Cl H | | | 96,100 | | | | 302,552 | |
CIFI Holdings Group | | | 256,400 | | | | 230,257 | |
Country Garden Holdings | | | 517,100 | | | | 663,874 | |
Financial Street Holdings, Cl A | | | 28,700 | | | | 28,382 | |
Gemdale, Cl A | | | 29,600 | | | | 59,351 | |
Grandjoy Holdings Group, Cl A | | | 11,400 | | | | 8,954 | |
Greenland Holdings Group, Cl A | | | 51,200 | | | | 59,953 | |
Guangzhou R&F Properties | | | 119,900 | | | | 138,152 | |
Jiangsu Zhongnan Construction Group, Cl A | | | 13,700 | | | | 18,555 | |
Jinke Properties Group, Cl A | | | 46,800 | | | | 58,355 | |
Kaisa Group Holdings | | | 268,000 | | | | 118,954 | |
KWG Group Holdings | | | 112,100 | | | | 199,605 | |
Logan Property Holdings | | | 119,100 | | | | 206,230 | |
Longfor Group Holdings | | | 131,000 | | | | 647,378 | |
Oceanwide Holdings, Cl A | | | 33,200 | | | | 20,033 | |
Poly Developments and Holdings Group, Cl A | | | 49,753 | | | | 111,240 | |
Poly Property Services | | | 7,000 | | | | 73,656 | |
RiseSun Real Estate Development, Cl A | | | 33,200 | | | | 39,113 | |
Seazen Group | | | 188,200 | | | | 178,482 | |
Seazen Holdings, Cl A | | | 11,200 | | | | 54,626 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI China Real Estate ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Real Estate — continued |
Shanghai Lujiazui Finance & Trade Zone Development, Cl B | | | 116,269 | | | $ | 97,666 | |
Shanghai Zhangjiang High-Tech Park Development, Cl A | | | 9,900 | | | | 28,562 | |
Shenzhen Investment | | | 320,900 | | | | 100,615 | |
Shimao Property Holdings | | | 77,600 | | | | 328,915 | |
Shui On Land | | | 462,100 | | | | 68,568 | |
Sichuan Languang Development, Cl A | | | 11,100 | | | | 8,511 | |
Sino-Ocean Group Holding | | | 327,200 | | | | 78,948 | |
SOHO China * | | | 248,000 | | | | 92,158 | |
Sunac China Holdings | | | 150,100 | | | | 706,905 | |
Xinhu Zhongbao, Cl A | | | 81,800 | | | | 39,978 | |
Yango Group, Cl A | | | 14,700 | | | | 14,600 | |
Youngor Group, Cl A | | | 10,300 | | | | 9,846 | |
Yuexiu Property | | | 691,100 | | | | 126,624 | |
Yuzhou Properties | | | 208,900 | | | | 93,800 | |
Zhenro Properties Group | | | 104,400 | | | | 66,410 | |
Zhongtian Financial Group, Cl A * | | | 19,300 | | | | 9,930 | |
TOTAL CHINA | | | | | | | 7,578,671 | |
| | | | | | | | |
HONG KONG— 2.7% | | | | | | | | |
Real Estate — 2.7% |
Wharf Holdings | | | 123,600 | | | | 209,875 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $8,048,487) | | | | | | | 7,788,546 | |
TOTAL INVESTMENTS — 99.9% | | | | | | | | |
(Cost $8,048,487) | | | | | | $ | 7,788,546 | |
Percentages are based on Net Assets of $7,795,063.
* | Non-income producing security. |
Cl — Class
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI China Large-Cap 50 ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.8% |
CHINA — 98.8% | | | | | | | | |
Communication Services — 17.7% |
Baidu ADR * | | | 645 | | | $ | 77,013 | |
China Mobile | | | 13,260 | | | | 90,850 | |
NetEase ADR | | | 203 | | | | 93,059 | |
Tencent Holdings | | | 4,590 | | | | 316,258 | |
| | | | | | | 577,180 | |
Consumer Discretionary — 27.6% |
Alibaba Group Holding ADR * | | | 1,172 | | | | 294,196 | |
ANTA Sports Products | | | 2,800 | | | | 26,554 | |
JD.com ADR * | | | 1,890 | | | | 120,563 | |
Meituan Dianping, Cl B * | | | 6,140 | | | | 152,030 | |
New Oriental Education & Technology Group ADR * | | | 422 | | | | 59,164 | |
Pinduoduo ADR * | | | 500 | | | | 45,900 | |
Shenzhou International Group Holdings | | | 2,700 | | | | 32,225 | |
TAL Education Group ADR * | | | 1,027 | | | | 80,281 | |
Trip.com Group ADR * | | | 1,247 | | | | 33,918 | |
Yum China Holdings | | | 1,077 | | | | 55,185 | |
| | | | | | | 900,016 | |
Consumer Staples — 11.7% |
China Mengniu Dairy | | | 10,100 | | | | 47,371 | |
Foshan Haitian Flavouring & Food, Cl A | | | 2,040 | | | | 43,880 | |
Kweichow Moutai, Cl A | | | 749 | | | | 180,151 | |
Muyuan Foodstuff, Cl A | | | 2,380 | | | | 31,205 | |
Wuliangye Yibin, Cl A | | | 2,538 | | | | 79,116 | |
| | | | | | | 381,723 | |
Energy — 2.4% |
China Petroleum & Chemical, Cl H | | | 68,700 | | | | 29,429 | |
CNOOC | | | 44,700 | | | | 47,295 | |
| | | | | | | 76,724 | |
Financials — 20.2% |
Agricultural Bank of China, Cl H | | | 80,400 | | | | 28,528 | |
Bank of China, Cl H | | | 192,900 | | | | 64,713 | |
China Construction Bank, Cl H | | | 187,500 | | | | 137,416 | |
China Life Insurance, Cl H | | | 20,850 | | | | 48,048 | |
China Merchants Bank, Cl H | | | 11,150 | | | | 52,008 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI China Large-Cap 50 ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
CITIC Securities, Cl A | | | 7,500 | | | $ | 32,205 | |
Industrial & Commercial Bank of China, Cl H | | | 136,700 | | | | 80,783 | |
Industrial Bank, Cl A | | | 14,100 | | | | 31,647 | |
Ping An Bank, Cl A | | | 13,900 | | | | 26,576 | |
Ping An Insurance Group of China, Cl H | | | 12,040 | | | | 127,543 | |
Shanghai Pudong Development Bank, Cl A | | | 20,600 | | | | 30,587 | |
| | | | | | | 660,054 | |
Health Care — 4.8% |
CSPC Pharmaceutical Group | | | 13,800 | | | | 28,953 | |
Jiangsu Hengrui Medicine, Cl A | | | 3,696 | | | | 49,995 | |
Shenzhen Mindray Bio-Medical Electronics, Cl A | | | 760 | | | | 37,796 | |
Wuxi Biologics Cayman * | | | 1,900 | | | | 39,127 | |
| | | | | | | 155,871 | |
Industrials — 2.3% |
Contemporary Amperex Technology, Cl A | | | 1,500 | | | | 45,613 | |
ZTO Express Cayman ADR | | | 756 | | | | 28,010 | |
| | | | | | | 73,623 | |
Information Technology — 5.1% |
Hangzhou Hikvision Digital Technology, Cl A | | | 6,600 | | | | 34,990 | |
Luxshare Precision Industry, Cl A | | | 5,199 | | | | 43,657 | |
Sunny Optical Technology Group | | | 2,240 | | | | 42,169 | |
Xiaomi, Cl B * | | | 23,200 | | | | 44,363 | |
| | | | | | | 165,179 | |
Materials — 0.7% |
Anhui Conch Cement, Cl A | | | 2,600 | | | | 22,888 | |
Real Estate — 5.1% |
China Overseas Land & Investment | | | 12,000 | | | | 36,541 | |
China Resources Land | | | 9,400 | | | | 39,176 | |
China Vanke, Cl A | | | 7,000 | | | | 26,928 | |
Country Garden Holdings | | | 19,200 | | | | 24,650 | |
Sunac China Holdings | | | 8,650 | | | | 40,737 | |
| | | | | | | 168,032 | |
Utilities — 1.2% |
China Yangtze Power, Cl A | | | 14,800 | | | | 38,966 | |
TOTAL CHINA | | | | | | | 3,220,256 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI China Large-Cap 50 ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
HONG KONG — 1.0% | | | | | | | | |
Health Care — 1.0% |
Sino Biopharmaceutical | | | 26,100 | | | $ | 34,013 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $2,598,959) | | | | | | | 3,254,269 | |
TOTAL INVESTMENTS — 99.8% | | | | | | | | |
(Cost $2,598,959) | | | | | | $ | 3,254,269 | |
Percentages are based on Net Assets of $3,261,965.
* | Non-income producing security. |
ADR — American Depositary Receipt |
Cl — Class |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Greece ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.5% |
GREECE — 93.3% | | | | | | | | |
Communication Services — 20.2% |
Hellenic Telecommunications Organization | | | 1,806,909 | | | $ | 26,708,246 | |
Consumer Discretionary — 21.8% |
FF Group *(A)(B)(C) | | | 452,712 | | | | 5,353 | |
FF Group ADR *(A)(B)(C) | | | 200,300 | | | | 2,369 | |
JUMBO | | | 460,914 | | | | 9,052,919 | |
JUMBO ADR | | | 340,000 | | | | 6,678,008 | |
OPAP | | | 773,858 | | | | 6,982,081 | |
OPAP ADR | | | 1,404,900 | | | | 6,097,266 | |
| | | | | | | 28,817,996 | |
Consumer Staples — 2.1% |
Sarantis | | | 274,526 | | | | 2,743,085 | |
Energy — 8.3% |
Capital Product Partners (E) | | | 146,129 | | | | 825,629 | |
GasLog Partners | | | 308,636 | | | | 1,178,990 | |
Hellenic Petroleum | | | 517,473 | | | | 3,194,164 | |
Motor Oil Hellas Corinth Refineries | | | 178,444 | | | | 2,413,943 | |
Motor Oil Hellas Corinth Refineries ADR (D) | | | 368,300 | | | | 2,382,901 | |
Tsakos Energy Navigation | | | 120,047 | | | | 1,044,409 | |
| | | | | | | 11,040,036 | |
Financials — 17.3% |
Alpha Bank AE * | | | 9,611,469 | | | | 5,932,795 | |
Eurobank Ergasias * | | | 16,019,877 | | | | 6,740,067 | |
Hellenic Exchanges - Athens Stock Exchange | | | 528,244 | | | | 1,877,060 | |
National Bank of Greece * | | | 3,736,787 | | | | 4,911,418 | |
Piraeus Bank *(D) | | | 2,443,106 | | | | 3,342,525 | |
| | | | | | | 22,803,865 | |
Industrials — 9.6% |
Aegean Airlines * | | | 280,945 | | | | 1,179,366 | |
Ellaktor * | | | 1,268,212 | | | | 1,604,629 | |
GEK Terna Holding Real Estate Construction * | | | 483,316 | | | | 3,303,377 | |
Mytilineos Holdings | | | 281,576 | | | | 2,610,422 | |
Mytilineos Holdings ADR | | | 426,200 | | | | 3,951,215 | |
| | | | | | | 12,649,009 | |
Real Estate — 2.9% |
LAMDA Development * | | | 577,878 | | | | 3,854,023 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Greece ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Utilities — 11.1% |
Athens Water Supply & Sewage | | | 368,355 | | | $ | 2,870,457 | |
Holding ADMIE IPTO | | | 1,023,311 | | | | 2,674,231 | |
Public Power *(D) | | | 910,471 | | | | 4,123,481 | |
Terna Energy | | | 381,481 | | | | 4,980,135 | |
| | | | | | | 14,648,304 | |
TOTAL GREECE | | | | | | | 123,264,564 | |
MONACO — 0.9% | | | | | | | | |
Energy — 0.9% |
GasLog (D) | | | 391,017 | | | | 1,141,770 | |
UNITED STATES — 5.3% | | | | | | | | |
Energy — 2.0% |
Dorian LPG * | | | 303,689 | | | | 2,593,504 | |
Materials — 3.3% |
Titan Cement International | | | 336,263 | | | | 4,365,967 | |
TOTAL UNITED STATES | | | | | | | 6,959,471 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $209,161,650) | | | | | | | 131,365,805 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(F)(G) — 3.5% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $4,607,224) | | | 4,607,224 | | | | 4,607,224 | |
TOTAL INVESTMENTS — 103.0% | | | | | | | | |
(Cost $213,768,874) | | | | | | $ | 135,973,029 | |
Percentages are based on Net Assets of $132,067,800.
* | Non-income producing security. |
(A) | Level 3 security in accordance with fair value hierarchy. |
(B) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $7,722 and represented 0.0% of Net Assets. |
(C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $7,722 and represents 0.0% of net assets. |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Greece ETF |
(D) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $4,428,960. |
(E) | Security considered Master Limited Partnership. At July 31, 2020, these amounted to $825,629 or 0.6% of net assets. |
(F) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $4,607,224. |
(G) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | | Level 1 | | | | Level 2 | | | | Level 3(1) | | | | Total | |
Common Stock | | $ | 131,358,083 | | | $ | — | | | $ | 7,722 | | | $ | 131,365,805 | |
Short-Term Investment | | | 4,607,224 | | | | — | | | | — | | | | 4,607,224 | |
Total Investments in Securities | | $ | 135,965,307 | | | $ | — | | | $ | 7,722 | | | $ | 135,973,029 | |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Norway ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.5% |
FAROE ISLANDS — 2.6% | | | | | | | | |
Consumer Staples — 2.6% |
Bakkafrost P/F * | | | 13,679 | | | $ | 830,939 | |
FRANCE — 3.0% | | | | | | | | |
Communication Services — 3.0% |
Adevinta, Cl B * | | | 59,128 | | | | 956,067 | |
NORWAY — 91.8% | | | | | | | | |
Communication Services — 11.8% |
Schibsted, Cl B | | | 26,139 | | | | 861,429 | |
Telenor | | | 183,430 | | | | 2,845,748 | |
| | | | | | | 3,707,177 | |
Consumer Discretionary — 0.6% |
Europris | | | 41,226 | | | | 201,978 | |
Consumer Staples — 16.0% |
Austevoll Seafood | | | 27,025 | | | | 228,015 | |
Grieg Seafood | | | 13,137 | | | | 133,123 | |
Leroy Seafood Group | | | 79,485 | | | | 461,912 | |
Mowi | | | 111,347 | | | | 2,008,915 | |
Norway Royal Salmon | | | 3,415 | | | | 85,010 | |
Orkla | | | 144,978 | | | | 1,429,204 | |
Salmar | | | 14,137 | | | | 672,060 | |
| | | | | | | 5,018,239 | |
Energy — 15.0% |
BW Offshore | | | 24,030 | | | | 82,792 | |
DNO International | | | 191,955 | | | | 120,938 | |
Equinor | | | 258,809 | | | | 3,828,464 | |
Frontline | | | 26,628 | | | | 212,347 | |
Ocean Yield | | | 20,686 | | | | 50,355 | |
TGS Nopec Geophysical | | | 30,399 | | | | 447,337 | |
| | | | | | | 4,742,233 | |
Financials — 22.9% |
Aker, Cl A | | | 6,414 | | | | 270,298 | |
DnB * | | | 241,521 | | | | 3,685,790 | |
Gjensidige Forsikring | | | 53,874 | | | | 1,106,100 | |
Norwegian Finance Holding | | | 31,549 | | | | 232,999 | |
Protector Forsikring (A) | | | 21,295 | | | | 102,735 | |
Sbanken | | | 19,514 | | | | 140,570 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Norway ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
Sparebank 1 Nord Norge | | | 31,818 | | | $ | 219,390 | |
Sparebank 1 Oestlandet | | | 8,699 | | | | 84,222 | |
SpareBank 1 SMN | | | 36,006 | | | | 308,945 | |
SpareBank 1 SR-Bank * | | | 43,882 | | | | 347,282 | |
Storebrand | | | 123,129 | | | | 670,243 | |
| | | | | | | 7,168,574 | |
Industrials — 9.4% |
Bonheur | | | 4,822 | | | | 113,661 | |
Golden Ocean Group | | | 28,673 | | | | 110,222 | |
Hexagon Composites | | | 19,675 | | | | 102,592 | |
Kongsberg Gruppen | | | 21,083 | | | | 319,536 | |
NEL, Cl A * | | | 321,471 | | | | 660,905 | |
Norwegian Air Shuttle * (A) | | | 121,780 | | | | 30,476 | |
Stolt-Nielsen | | | 9,020 | | | | 81,170 | |
TOMRA Systems * | | | 27,770 | | | | 1,141,834 | |
Veidekke | | | 26,684 | | | | 362,102 | |
Wallenius Wilhelmsen, Cl B | | | 26,027 | | | | 38,702 | |
| | | | | | | 2,961,200 | |
Information Technology — 2.4% |
Atea | | | 24,278 | | | | 280,248 | |
Crayon Group Holding * | | | 7,256 | | | | 56,745 | |
Nordic Semiconductor * | | | 41,191 | | | | 404,703 | |
| | | | | | | 741,696 | |
Materials — 9.6% |
Borregaard | | | 31,261 | | | | 413,193 | |
Elkem | | | 59,491 | | | | 112,772 | |
Norsk Hydro | | | 334,207 | | | | 935,015 | |
Yara International | | | 37,374 | | | | 1,565,543 | |
| | | | | | | 3,026,523 | |
Real Estate — 2.3% |
Entra | | | 43,057 | | | | 607,522 | |
Selvaag Bolig | | | 20,758 | | | | 115,692 | |
| | | | | | | 723,214 | |
Utilities — 1.8% |
Fjordkraft Holding | | | 19,768 | | | | 176,585 | |
Scatec Solar * | | | 22,565 | | | | 389,718 | |
| | | | | | | 566,303 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Norway ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
TOTAL NORWAY | | | | | | $ | 28,857,137 | |
SINGAPORE — 0.5% | | | | | | | | |
Energy — 0.5% |
BW LPG | | | 26,150 | | | | 107,321 | |
Hafnia | | | 20,184 | | | | 35,615 | |
TOTAL SINGAPORE | | | | | | | 142,936 | |
UNITED KINGDOM — 1.6% | | | | | | | | |
Energy — 1.6% |
FLEX LNG | | | 6,783 | | | | 37,617 | |
Subsea 7 | | | 63,175 | | | | 474,847 | |
TOTAL UNITED KINGDOM | | | | | | | 512,464 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $41,870,722) | | | | | | | 31,299,543 | |
SHORT-TERM INVESTMENT(B)(C) — 0.3% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $103,032) | | | 103,032 | | | | 103,032 | |
TOTAL INVESTMENTS — 99.8% | | | | | | | | |
(Cost $41,973,754) | | | | | | $ | 31,402,575 | |
Percentages are based on Net Assets of $31,452,060.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $99,775. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $103,032. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Cl — Class
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X DAX Germany ETF |
| | Shares | | | Value | |
COMMON STOCK — 95.7% |
GERMANY— 84.6% | | | | | | |
Communication Services — 5.0% |
Deutsche Telekom | | | 69,792 | | | $ | 1,169,018 | |
Consumer Discretionary — 10.6% |
adidas | | | 3,747 | | | | 1,036,366 | |
Bayerische Motoren Werke | | | 6,596 | | | | 426,645 | |
Continental | | | 2,262 | | | | 220,832 | |
Daimler | | | 17,398 | | | | 769,432 | |
| | | | | | | 2,453,275 | |
Consumer Staples — 1.1% |
Beiersdorf | | | 2,067 | | | | 247,232 | |
Financials — 15.7% |
Allianz | | | 8,570 | | | | 1,785,809 | |
Deutsche Bank | | | 43,503 | | | | 390,497 | |
Deutsche Boerse | | | 3,797 | | | | 694,143 | |
Muenchener Rueckversicherungs-Gesellschaft in Muenchen | | | 2,904 | | | | 771,955 | |
| | | | | | | 3,642,404 | |
Health Care — 10.8% |
Bayer | | | 20,444 | | | | 1,359,598 | |
Fresenius & KGaA | | | 8,649 | | | | 432,312 | |
Fresenius Medical Care & KGaA | | | 4,075 | | | | 359,569 | |
Merck KGaA | | | 2,724 | | | | 348,041 | |
| | | | | | | 2,499,520 | |
Industrials — 13.0% |
Deutsche Post | | | 20,349 | | | | 824,384 | |
MTU Aero Engines | | | 1,106 | | | | 192,056 | |
Siemens | | | 15,579 | | | | 1,995,480 | |
| | | | | | | 3,011,920 | |
Information Technology — 13.8% |
Infineon Technologies | | | 26,904 | | | | 672,226 | |
SAP | | | 15,910 | | | | 2,516,867 | |
Wirecard * | | | 2,404 | | | | 5,499 | |
| | | | | | | 3,194,592 | |
Materials — 5.8% |
BASF | | | 19,100 | | | | 1,057,234 | |
Covestro | | | 3,345 | | | | 129,976 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X DAX Germany ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
HeidelbergCement | | | 3,089 | | | $ | 172,409 | |
| | | | | | | 1,359,619 | |
Real Estate — 4.4% |
Deutsche Wohnen | | | 6,591 | | | | 321,105 | |
Vonovia | | | 10,848 | | | | 707,833 | |
| | | | | | | 1,028,938 | |
Utilities — 4.4% |
E.ON | | | 45,640 | | | | 536,237 | |
RWE | | | 12,999 | | | | 491,572 | |
| | | | | | | 1,027,809 | |
TOTAL GERMANY | | | | | | | 19,634,327 | |
UNITED KINGDOM — 11.1% | | | | | | | | |
Materials — 11.1% |
Linde | | | 10,568 | | | | 2,583,047 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $24,064,008) | | | | | | | 22,217,374 | |
PREFERRED STOCK — 4.0% |
GERMANY— 4.0% | | | | | | | | |
Consumer Discretionary — 2.4% | | | | | | | | |
Volkswagen(A) | | | 3,806 | | | | 562,572 | |
Consumer Staples — 1.6% | | | | | | | | |
Henkel & KGaA(A) | | | 3,676 | | | | 362,527 | |
TOTAL PREFERRED STOCK | | | | | | | | |
(Cost $1,226,277) | | | | | | | 925,099 | |
TOTAL INVESTMENTS — 99.7% | | | | | | | | |
(Cost $25,290,285) | | | | | | $ | 23,142,473 | |
|
Percentages are based on Net Assets of $23,201,548.
* | Non-income producing security. |
(A) | There’s currently no stated interest rate. |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X DAX Germany ETF |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Portugal ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
NETHERLANDS — 3.9% | | | | | | |
Communication Services — 3.9% |
Altice Europe * | | | 131,712 | | | $ | 624,552 | |
PORTUGAL — 90.6% | | | | | | | | |
Communication Services — 7.0% |
NOS SGPS | | | 184,774 | | | | 818,916 | |
Pharol SGPS * (A) | | | 1,345,879 | | | | 189,070 | |
Sonaecom | | | 64,053 | | | | 120,430 | |
| | | | | | | 1,128,416 | |
Consumer Discretionary — 1.1% |
Ibersol SGPS | | | 28,838 | | | | 186,190 | |
Consumer Staples — 8.3% |
Jeronimo Martins (A) | | | 41,664 | | | | 704,278 | |
Sonae | | | 901,004 | | | | 632,867 | |
| | | | | | | 1,337,145 | |
Energy — 18.7% |
Galp Energia | | | 287,877 | | | | 3,029,675 | |
Financials — 4.7% |
Banco Comercial Portugues, Cl R (A) | | | 6,580,459 | | | | 764,129 | |
Banco Espirito Santo *(B)(C)(D) | | | 2,085,614 | | | | — | |
BANIF - Banco Internacional do Funchal *(B)(C)(D) | | | 55,479,410 | | | | 13 | |
| | | | | | | 764,142 | |
Industrials — 6.3% |
CTT-Correios de Portugal (A) | | | 241,400 | | | | 649,408 | |
Mota-Engil (A) | | | 166,692 | | | | 230,621 | |
Sonae Capital | | | 176,170 | | | | 99,994 | |
Teixeira Duarte * (A) | | | 340,351 | | | | 39,522 | |
| | | | | | | 1,019,545 | |
Materials — 15.2% |
Altri | | | 118,293 | | | | 586,660 | |
Corticeira Amorim SGPS | | | 60,930 | | | | 711,128 | |
Navigator | | | 269,807 | | | | 674,462 | |
Ramada Investimentos E Industria | | | 13,272 | | | | 49,907 | |
Semapa-Sociedade de Investimento e Gestao | | | 49,012 | | | | 443,366 | |
| | | | | | | 2,465,523 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Portugal ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Utilities — 29.3% |
Energias de Portugal | | | 804,336 | | | $ | 4,075,561 | |
REN - Redes Energeticas Nacionais (A) | | | 234,275 | | | | 678,721 | |
| | | | | | | 4,754,282 | |
TOTAL PORTUGAL | | | | | | | 14,684,918 | |
SPAIN — 5.4% | | | | | | | | |
Utilities — 5.4% |
EDP Renovaveis | | | 53,790 | | | | 882,857 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $23,291,455) | | | | | | | 16,192,327 | |
SHORT-TERM INVESTMENT(E)(F) — 15.7% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $2,533,555) | | | 2,533,555 | | | | 2,533,555 | |
TOTAL INVESTMENTS — 115.6% | | | | | | | | |
(Cost $25,825,010) | | | | | | $ | 18,725,882 | |
Percentages are based on Net Assets of $16,203,345.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $2,388,055. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $13 and represented 0.0% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $13 and represents 0.0% of net assets. |
(E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $2,533,555. |
(F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Portugal ETF |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3(1) | | | Total | |
Common Stock | | $ | 16,192,314 | | | $ | — | | | $ | 13 | | | $ | 16,192,327 | |
Short-Term Investment | | | 2,533,555 | | | | — | | | | — | | | | 2,533,555 | |
Total Investments in Securities | | $ | 18,725,869 | | | $ | — | | | $ | 13 | | | $ | 18,725,882 | |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Colombia ETF |
| | Shares | | | Value | |
COMMON STOCK — 91.0% |
CHILE — 5.3% | | | | | | |
Energy — 3.0% |
Empresas COPEC | | | 132,245 | | | $ | 1,079,779 | |
Utilities — 2.3% |
Enel Americas | | | 5,189,108 | | | | 805,286 | |
TOTAL CHILE | | | | | | | 1,885,065 | |
COLOMBIA — 84.0% | | | | | | | | |
Consumer Staples — 3.8% |
Grupo Nutresa | | | 245,404 | | | | 1,329,589 | |
Energy — 16.5% |
Canacol Energy | | | 434,253 | | | | 1,137,908 | |
Ecopetrol ADR (A) | | | 401,732 | | | | 4,676,161 | |
| | | | | | | 5,814,069 | |
Financials — 37.6% |
Banco de Bogota | | | 70,382 | | | | 1,171,920 | |
BanColombia | | | 401,672 | | | | 2,887,293 | |
BanColombia ADR (A) | | | 183,913 | | | | 5,134,851 | |
Financiera Colombiana * | | | 218,313 | | | | 1,458,020 | |
Grupo Aval Acciones y Valores ADR | | | 275,499 | | | | 1,259,030 | |
Grupo de Inversiones Suramericana | | | 255,125 | | | | 1,327,514 | |
| | | | | | | 13,238,628 | |
Materials — 7.2% |
Cementos Argos | | | 999,213 | | | | 980,898 | |
Cemex Latam Holdings * | | | 883,621 | | | | 419,492 | |
Grupo Argos | | | 410,664 | | | | 1,123,495 | |
| | | | | | | 2,523,885 | |
Utilities — 18.9% |
Celsia ESP | | | 1,277,462 | | | | 1,440,782 | |
Grupo Energia Bogota ESP | | | 2,512,561 | | | | 1,543,251 | |
Interconexion Electrica | | | 714,881 | | | | 3,681,455 | |
| | | | | | | 6,665,488 | |
TOTAL COLOMBIA | | | | | | | 29,571,659 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Colombia ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
UNITED STATES — 1.7% | | | | | | |
Materials — 1.7% |
Tecnoglass | | | 120,028 | | | $ | 594,139 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $47,003,647) | | | | | | | 32,050,863 | |
PREFERRED STOCK — 8.8% |
COLOMBIA — 8.8% | | | | | | | | |
Financials — 5.7% | | | | | | | | |
Banco Davivienda(B) | | | 210,218 | | | | 1,556,193 | |
Grupo Aval Acciones y Valores(B) | | | 1,431,941 | | | | 334,140 | |
Grupo de Inversiones Suramericana(B) | | | 25,964 | | | | 113,652 | |
| | | | | | | 2,003,985 | |
Materials — 3.1% | | | | | | | | |
Cementos Argos(B) | | | 633,896 | | | | 538,117 | |
Grupo Argos(B) | | | 263,612 | | | | 547,256 | |
| | | | | | | 1,085,373 | |
TOTAL PREFERRED STOCK | | | | | | | | |
(Cost $5,197,953) | | | | | | | 3,089,358 | |
SHORT-TERM INVESTMENT(C)(D) — 9.2% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $3,247,145) | | | 3,247,145 | | | | 3,247,145 | |
TOTAL INVESTMENTS — 109.0% | | | | | | | | |
(Cost $55,448,745) | | | | | | $ | 38,387,366 | |
|
Percentages are based on Net Assets of $35,203,149.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $3,151,488. |
(B) | There’s currently no stated interest rate. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $3,247,145. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Colombia ETF |
ADR — American Depositary Receipt |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Argentina ETF |
| | Shares | | | Value | |
COMMON STOCK — 96.7% |
ARGENTINA — 78.4% | | | | | | | | |
Communication Services — 4.0% |
Telecom Argentina ADR | | | 217,030 | | | $ | 1,892,502 | |
Consumer Discretionary — 27.2% |
Despegar.com * | | | 157,558 | | | | 1,214,772 | |
MercadoLibre * | | | 10,431 | | | | 11,730,911 | |
| | | | | | | 12,945,683 | |
Energy — 7.8% |
Transportadora de Gas del Sur ADR * | | | 236,268 | | | | 1,327,826 | |
YPF ADR (A) | | | 382,688 | | | | 2,384,146 | |
| | | | | | | 3,711,972 | |
Financials — 14.1% |
Banco BBVA Argentina ADR | | | 216,646 | | | | 896,915 | |
Banco Macro ADR * | | | 90,889 | | | | 1,934,118 | |
Grupo Financiero Galicia ADR * | | | 279,052 | | | | 3,348,624 | |
Grupo Supervielle ADR (A) | | | 181,173 | | | | 521,778 | |
| | | | | | | 6,701,435 | |
Industrials — 0.6% |
America Airports * | | | 97,493 | | | | 267,131 | |
Information Technology — 16.0% |
Globant * | | | 44,055 | | | | 7,618,872 | |
Materials — 1.9% |
Loma Negra Cia Industrial Argentina ADR * | | | 180,650 | | | | 917,702 | |
Real Estate — 1.6% |
Cresud SACIF y A ADR * (A) | | | 99,625 | | | | 364,627 | |
IRSA Inversiones y Representaciones ADR * | | | 70,514 | | | | 267,953 | |
IRSA Propiedades Comerciales ADR | | | 18,992 | | | | 148,138 | |
| | | | | | | 780,718 | |
Utilities — 5.2% |
Central Puerto ADR | | | 298,245 | | | | 793,332 | |
Empresa Distribuidora Y Comercializadora Norte ADR * | | | 62,471 | | | | 238,014 | |
Pampa Energia ADR * | | | 129,517 | | | | 1,416,916 | |
| | | | | | | 2,448,262 | |
TOTAL ARGENTINA | | | | | | | 37,284,277 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Argentina ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
BRAZIL — 6.5% | | | | | | | | |
Consumer Discretionary — 3.7% |
Arcos Dorados Holdings, Cl A | | | 381,651 | | | $ | 1,774,676 | |
Consumer Staples — 2.8% |
Adecoagro * | | | 320,891 | | | | 1,341,324 | |
TOTAL BRAZIL | | | | | | | 3,116,000 | |
CANADA — 3.4% | | | | | | | | |
Materials — 3.4% |
SSR Mining * (A) | | | 66,625 | | | | 1,596,613 | |
CHILE — 8.1% | | | | | | | | |
Consumer Staples — 8.1% |
Cencosud | | | 1,195,232 | | | | 2,082,880 | |
Cia Cervecerias Unidas | | | 224,811 | | | | 1,746,771 | |
TOTAL CHILE | | | | | | | 3,829,651 | |
UNITED KINGDOM — 0.3% | | | | | | | | |
Energy — 0.3% |
Phoenix Global Resources PLC * | | | 1,032,670 | | | | 132,150 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $71,061,044) | | | | | | | 45,958,691 | |
|
PREFERRED STOCK — 3.3% |
CHILE — 3.3% | | | | | | | | |
Consumer Staples — 3.3% | | | | | | | | |
Embotelladora Andina (B) | | | | | | | | |
(Cost $1,668,789) | | | 635,616 | | | | 1,595,569 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(C)(D) — 3.6% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $1,693,462) | | | 1,693,462 | | | | 1,693,462 | |
TOTAL INVESTMENTS — 103.6% | | | | | | | | |
(Cost $74,423,295) | | | | | | $ | 49,247,722 | |
Percentages are based on Net Assets of $47,531,503.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Argentina ETF |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $1,638,668. |
(B) | There is currently no stated interest rate. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $1,693,462. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt |
Cl — Class |
PLC — Public Limited Company |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Pakistan ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
PAKISTAN — 99.9% | | | | | | | | |
Consumer Discretionary — 4.3% |
Honda Atlas Cars Pakistan | | | 297,950 | | | $ | 537,113 | |
Nishat Mills | | | 1,212,294 | | | | 694,690 | |
PAK Suzuki Motor | | | 243,300 | | | | 319,818 | |
| | | | | | | 1,551,621 | |
Energy — 23.0% |
Mari Petroleum | | | 144,967 | | | | 1,193,481 | |
Oil & Gas Development | | | 3,722,638 | | | | 2,554,992 | |
Pakistan Oilfields | | | 637,188 | | | | 1,555,174 | |
Pakistan Petroleum | | | 2,452,448 | | | | 1,463,093 | |
Pakistan State Oil | | | 1,364,756 | | | | 1,479,317 | |
| | | | | | | 8,246,057 | |
Financials — 27.0% |
Bank Al Habib | | | 4,277,673 | | | | 1,631,616 | |
Bank Alfalah | | | 4,129,822 | | | | 922,220 | |
Habib Bank | | | 3,270,459 | | | | 2,401,015 | |
MCB Bank | | | 2,394,841 | | | | 2,545,504 | |
National Bank of Pakistan | | | 3,047,300 | | | | 564,362 | |
United Bank | | | 2,353,476 | | | | 1,604,707 | |
| | | | | | | 9,669,424 | |
Health Care — 2.3% |
Searle | | | 540,916 | | | | 817,402 | |
Industrials — 4.6% |
Millat Tractors | | | 162,727 | | | | 832,433 | |
Pak Elektron | | | 2,196,152 | | | | 422,388 | |
Pakistan International Bulk Terminal * | | | 5,880,187 | | | | 396,358 | |
| | | | | | | 1,651,179 | |
Materials — 31.6% |
DG Khan Cement | | | 1,410,456 | | | | 879,739 | |
Engro | | | 1,506,884 | | | | 2,829,041 | |
Engro Fertilizers | | | 3,014,496 | | | | 1,203,270 | |
Fauji Cement | | | 4,833,364 | | | | 607,573 | |
Fauji Fertilizer | | | 2,693,310 | | | | 1,787,041 | |
Fauji Fertilizer Bin Qasim | | | 2,432,200 | | | | 274,406 | |
International Steels | | | 899,330 | | | | 359,301 | |
Lucky Cement | | | 674,479 | | | | 2,349,806 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Pakistan ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
Maple Leaf Cement Factory | | | 3,712,806 | | | $ | 721,873 | |
Packages | | | 138,828 | | | | 332,655 | |
| | | | | | | 11,344,705 | |
Utilities — 7.1% |
Hub Power * | | | 3,017,591 | | | | 1,460,340 | |
K-Electric * | | | 16,913,200 | | | | 353,667 | |
Kot Addu Power | | | 2,174,548 | | | | 320,124 | |
SUI Northern Gas Pipeline * | | | 1,238,285 | | | | 411,179 | |
| | | | | | | 2,545,310 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $39,243,790) | | | | | | | 35,825,698 | |
TOTAL INVESTMENTS — 99.9% | | | | | | | | |
(Cost $39,243,790) | | | | | | $ | 35,825,698 | |
Percentages are based on Net Assets of $35,852,442.
* | Non-income producing security. |
As of July 31, 2020, all of the Fund’s investments were considered Level 2, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Nigeria ETF |
| | Shares | | | Value | |
COMMON STOCK — 96.4% |
NIGERIA — 94.0% | | | | | | | | |
Communication Services — 5.4% |
Nigeria Communications | | | 5,666,143 | | | $ | 1,729,191 | |
Consumer Staples — 26.3% |
Dangote Sugar Refinery | | | 37,739,109 | | | | 1,167,350 | |
Flour Mills of Nigeria | | | 24,022,814 | | | | 1,060,205 | |
Nestle Nigeria | | | 1,211,123 | | | | 3,683,559 | |
Nigerian Breweries | | | 12,750,569 | | | | 1,023,135 | |
UAC of Nigeria | | | 38,739,565 | | | | 701,931 | |
Unilever Nigeria | | | 24,647,104 | | | | 781,526 | |
| | | | | | | 8,417,706 | |
Financials — 44.0% |
Access Bank | | | 67,702,942 | | | | 1,104,052 | |
FBN Holdings | | | 113,264,967 | | | | 1,465,910 | |
Fidelity Bank | | | 176,888,874 | | | | 782,958 | |
First City Monument Bank | | | 171,109,376 | | | | 863,674 | |
Guaranty Trust Bank | | | 66,031,216 | | | | 3,845,682 | |
Stanbic IBTC Holdings | | | 17,063,251 | | | | 1,325,027 | |
Sterling Bank | | | 212,093,700 | | | | 653,305 | |
United Bank for Africa | | | 87,003,212 | | | | 1,396,267 | |
Zenith Bank | | | 62,245,336 | | | | 2,626,250 | |
| | | | | | | 14,063,125 | |
Materials — 16.1% |
Dangote Cement | | | 11,501,848 | | | | 4,221,681 | |
Lafarge Africa | | | 30,621,105 | | | | 931,323 | |
| | | | | | | 5,153,004 | |
Utilities — 2.2% |
Transnational Corp of Nigeria | | | 432,691,712 | | | | 694,403 | |
TOTAL NIGERIA | | | | | | | 30,057,429 | |
TOGO — 2.4% | | | | | | | | |
Financials — 2.4% |
Ecobank Transnational * | | | 71,328,071 | | | | 766,214 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $43,113,241) | | | | | | | 30,823,643 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
|
Global X MSCI Nigeria ETF |
| | Face Amount | | | Value | |
U.S TREASURY OBLIGATION — 4.7% |
United States Treasury Bill | | | | | | | | |
0.075%, 08/11/20(A) | | | | | | | | |
(Cost $1,499,969) | | $ | 1,500,000 | | | $ | 1,499,972 | |
TOTAL INVESTMENTS — 101.1% | | | | | | | | |
(Cost $44,613,210) | | | | | | $ | 32,323,615 | |
Percentages are based on Net Assets of $31,975,255.
* | Non-income producing security. |
(A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
As of July 31, 2020, all of the Fund’s investments were considered Level 2, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
BAHRAIN— 0.6% | | | | | | |
Financials — 0.6% |
Ahli United Bank BSC | | | 145,230 | | | $ | 88,941 | |
BANGLADESH— 1.1% | | | | | | | | |
Communication Services — 0.2% |
GrameenPhone | | | 9,276 | | | | 28,270 | |
Financials — 0.1% |
BRAC Bank | | | 22,136 | | | | 8,325 | |
Health Care — 0.8% |
Square Pharmaceuticals | | | 50,642 | | | | 108,066 | |
TOTAL BANGLADESH | | | | | | | 144,661 | |
CHILE— 2.6% | | | | | | | | |
Consumer Discretionary — 0.6% |
SACI Falabella | | | 22,164 | | | | 79,064 | |
Consumer Staples — 0.5% |
Cencosud | | | 42,834 | | | | 74,645 | |
Financials — 1.0% |
Banco de Chile | | | 737,299 | | | | 70,799 | |
Banco de Credito e Inversiones | | | 801 | | | | 28,573 | |
Banco Santander Chile | | | 1,068,202 | | | | 46,503 | |
| | | | | | | 145,875 | |
Utilities — 0.5% |
Enel Chile | | | 814,215 | | | | 69,923 | |
TOTAL CHILE | | | | | | | 369,507 | |
COLOMBIA— 0.1% | | | | | | | | |
Financials — 0.1% |
Grupo de Inversiones Suramericana | | | 3,775 | | | | 19,643 | |
CZECHIA— 0.9% | | | | | | | | |
Financials — 0.2% |
Komercni Banka | | | 1,228 | | | | 28,468 | |
Utilities — 0.7% |
CEZ | | | 4,751 | | | | 95,489 | |
TOTAL CZECHIA | | | | | | | 123,957 | |
EGYPT— 0.6% | | | | | | | | |
Financials — 0.6% |
Commercial International Bank Egypt S.A.E. | | | 21,535 | | | | 84,926 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
ESTONIA— 0.2% | | | | | | |
Industrials — 0.2% |
Tallink Grupp | | | 17,834 | | | $ | 15,268 | |
Tallinna Sadam | | | 5,218 | | | | 10,983 | |
TOTAL ESTONIA | | | | | | | 26,251 | |
GREECE— 1.2% | | | | | | | | |
Communication Services — 0.8% |
Hellenic Telecommunications Organization | | | 7,080 | | | | 104,651 | |
Consumer Discretionary — 0.4% |
OPAP | | | 5,772 | | | | 52,077 | |
TOTAL GREECE | | | | | | | 156,728 | |
INDONESIA— 11.2% | | | | | | | | |
Communication Services — 1.8% |
Telekomunikasi Indonesia Persero | | | 1,171,835 | | | | 244,801 | |
Consumer Discretionary — 1.3% |
Astra International | | | 529,167 | | | | 186,658 | |
Consumer Staples — 2.4% |
Charoen Pokphand Indonesia | | | 199,100 | | | | 84,890 | |
Gudang Garam * | | | 12,954 | | | | 44,341 | |
Indofood CBP Sukses Makmur TBK | | | 62,700 | | | | 39,510 | |
Indofood Sukses Makmur | | | 118,200 | | | | 52,218 | |
Unilever Indonesia | | | 206,095 | | | | 118,575 | |
| | | | | | | 339,534 | |
Energy — 0.5% |
United Tractors | | | 45,250 | | | | 66,170 | |
Financials — 4.4% |
Bank Central Asia | | | 136,258 | | | | 291,181 | |
Bank Mandiri | | | 277,636 | | | | 110,294 | |
Bank Negara Indonesia Persero | | | 110,400 | | | | 34,784 | |
Bank Rakyat Indonesia Persero | | | 798,670 | | | | 172,863 | |
| | | | | | | 609,122 | |
Health Care — 0.4% |
Kalbe Farma | | | 568,400 | | | | 60,928 | |
Materials — 0.4% |
Semen Indonesia Persero | | | 79,900 | | | | 50,485 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
TOTAL INDONESIA | | | | | | $ | 1,557,698 | |
JORDAN— 0.1% | | | | | | | | |
Financials — 0.1% |
Arab Bank | | | 1,962 | | | | 11,235 | |
KAZAKHSTAN— 0.6% | | | | | | | | |
Energy — 0.4% |
NAC Kazatomprom JSC GDR | | | 4,334 | | | | 62,843 | |
Financials — 0.2% |
Halyk Savings Bank of Kazakhstan JSC GDR | | | 2,507 | | | | 27,828 | |
TOTAL KAZAKHSTAN | | | | | | | 90,671 | |
KENYA— 1.7% | | | | | | | | |
Communication Services — 1.5% |
Safaricom | | | 785,300 | | | | 205,162 | |
Financials — 0.2% |
Equity Group Holdings | | | 70,300 | | | | 21,237 | |
TOTAL KENYA | | | | | | | 226,399 | |
KUWAIT— 7.4% | | | | | | | | |
Communication Services — 1.8% |
Mobile Telecommunications KSC | | | 141,707 | | | | 255,244 | |
Financials — 4.0% |
Boubyan Bank KSCP | | | 26,528 | | | | 46,132 | |
Burgan Bank SAK | | | 17,789 | | | | 10,486 | |
Gulf Bank KSCP | | | 38,057 | | | | 23,681 | |
Kuwait Finance House | | | 102,378 | | | | 193,792 | |
National Bank of Kuwait SAK | | | 107,343 | | | | 277,366 | |
| | | | | | | 551,457 | |
Industrials — 1.1% |
Agility Public Warehousing KSC | | | 72,488 | | | | 151,931 | |
Real Estate — 0.5% |
Mabanee SAK | | | 37,302 | | | | 73,786 | |
TOTAL KUWAIT | | | | | | | 1,032,418 | |
LUXEMBOURG— 0.1% | | | | | | | | |
Financials — 0.1% |
Reinet Investments SCA | | | 992 | | | | 18,869 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
MALAYSIA— 7.7% | | | | | | |
Communication Services — 1.7% |
Axiata Group | | | 79,867 | | | $ | 60,277 | |
DiGi.com | | | 91,602 | | | | 91,818 | |
Maxis | | | 69,176 | | | | 86,470 | |
| | | | | | | 238,565 | |
Consumer Staples — 1.1% |
Nestle Malaysia | | | 2,070 | | | | 69,325 | |
PPB Group | | | 18,900 | | | | 87,814 | |
| | | | | | | 157,139 | |
Financials — 2.4% |
CIMB Group Holdings | | | 104,690 | | | | 88,641 | |
Hong Leong Bank | | | 10,500 | | | | 37,146 | |
Public Bank | | | 45,810 | | | | 183,672 | |
RHB Bank | | | 25,900 | | | | 30,665 | |
| | | | | | | 340,124 | |
Industrials — 0.6% |
Gamuda | | | 51,700 | | | | 43,409 | |
Malaysia Airports Holdings | | | 31,700 | | | | 39,475 | |
| | | | | | | 82,884 | |
Utilities — 1.9% |
Petronas Gas | | | 23,189 | | | | 91,881 | |
Tenaga Nasional | | | 64,883 | | | | 175,062 | |
| | | | | | | 266,943 | |
TOTAL MALAYSIA | | | | | | | 1,085,655 | |
MEXICO— 6.3% | | | | | | | | |
Communication Services — 0.6% |
Grupo Televisa | | | 71,511 | | | | 80,237 | |
Consumer Staples — 2.4% |
Kimberly-Clark de Mexico, Cl A | | | 44,900 | | | | 73,687 | |
Wal-Mart de Mexico | | | 108,311 | | | | 254,916 | |
| | | | | | | 328,603 | |
Financials — 1.2% |
Grupo Financiero Banorte, Cl O * | | | 40,644 | | | | 146,334 | |
Grupo Financiero Inbursa, Cl O * | | | 37,300 | | | | 26,876 | |
| | | | | | | 173,210 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — 1.3% |
Grupo Aeroportuario del Pacifico, Cl B | | | 11,200 | | | $ | 74,558 | |
Grupo Aeroportuario del Sureste, Cl B * | | | 6,125 | | | | 61,051 | |
Promotora y Operadora de Infraestructura * | | | 6,617 | | | | 48,715 | |
| | | | | | | 184,324 | |
Real Estate — 0.5% |
Fibra Uno Administracion ‡ | | | 93,600 | | | | 75,708 | |
Utilities — 0.3% |
Infraestructura Energetica Nova | | | 15,640 | | | | 46,641 | |
TOTAL MEXICO | | | | | | | 888,723 | |
MOROCCO— 2.2% | | | | | | | | |
Communication Services — 1.2% |
Maroc Telecom | | | 11,445 | | | | 170,160 | |
Consumer Staples — 0.3% |
Cosumar * | | | 1,901 | | | | 39,487 | |
Financials — 0.4% |
Attijariwafa Bank * | | | 1,045 | | | | 41,393 | |
Banque Centrale Populaire | | | 700 | | | | 17,268 | |
| | | | | | | 58,661 | |
Materials — 0.3% |
Ciments du Maroc | | | 242 | | | | 37,071 | |
TOTAL MOROCCO | | | | | | | 305,379 | |
NIGERIA— 0.7% | | | | | | | | |
Financials — 0.2% |
Guaranty Trust Bank | | | 334,550 | | | | 19,484 | |
Zenith Bank | | | 355,651 | | | | 15,006 | |
| | | | | | | 34,490 | |
Materials — 0.5% |
Dangote Cement | | | 204,272 | | | | 74,977 | |
TOTAL NIGERIA | | | | | | | 109,467 | |
OMAN— 0.5% | | | | | | | | |
Communication Services — 0.3% |
Oman Telecommunications SAOG | | | 22,731 | | | | 36,133 | |
Financials — 0.2% |
BankMuscat SAOG | | | 32,459 | | | | 29,340 | |
TOTAL OMAN | | | | | | | 65,473 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
PERU— 1.0% | | | | | | |
Financials — 1.0% |
Credicorp | | | 1,061 | | | $ | 134,927 | |
PHILIPPINES— 4.8% | | | | | | | | |
Financials — 0.6% |
BDO Unibank | | | 31,970 | | | | 57,247 | |
Metropolitan Bank & Trust | | | 28,974 | | | | 20,193 | |
| | | | | | | 77,440 | |
Industrials — 1.3% |
Aboitiz Equity Ventures | | | 58,973 | | | | 57,660 | |
SM Investments | | | 7,098 | | | | 128,545 | |
| | | | | | | 186,205 | |
Information Technology — 0.5% |
PLDT | | | 2,511 | | | | 68,467 | |
Real Estate — 2.4% |
Ayala Land | | | 230,370 | | | | 156,099 | |
SM Prime Holdings | | | 288,427 | | | | 176,071 | |
| | | | | | | 332,170 | |
TOTAL PHILIPPINES | | | | | | | 664,282 | |
POLAND— 3.1% | | | | | | | | |
Communication Services — 0.5% |
Cyfrowy Polsat * | | | 8,466 | | | | 63,161 | |
Consumer Staples — 0.6% |
Dino Polska * | | | 1,415 | | | | 78,795 | |
Energy — 0.5% |
Polskie Gornictwo Naftowe i Gazownictwo | | | 51,930 | | | | 71,223 | |
Financials — 1.5% |
Bank Polska Kasa Opieki | | | 2,974 | | | | 40,310 | |
Powszechna Kasa Oszczednosci Bank Polski | | | 14,202 | | | | 82,777 | |
Powszechny Zaklad Ubezpieczen | | | 9,810 | | | | 71,032 | |
Santander Bank Polska | | | 577 | | | | 23,255 | |
| | | | | | | 217,374 | |
TOTAL POLAND | | | | | | | 430,553 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
QATAR— 4.2% | | | | | | |
Energy — 0.5% |
Qatar Fuel QSC | | | 14,388 | | | $ | 63,622 | |
Financials — 1.5% |
Commercial Bank PSQC | | | 32,449 | | | | 36,807 | |
Masraf Al Rayan QSC | | | 60,131 | | | | 65,036 | |
Qatar International Islamic Bank QSC | | | 12,136 | | | | 27,365 | |
Qatar Islamic Bank SAQ | | | 18,945 | | | | 83,772 | |
| | | | | | | 212,980 | |
Industrials — 0.8% |
Industries Qatar QSC | | | 53,463 | | | | 114,826 | |
Materials — 0.5% |
Mesaieed Petrochemical Holding | | | 129,481 | | | | 74,147 | |
Real Estate — 0.4% |
Barwa Real Estate | | | 55,363 | | | | 48,125 | |
Utilities — 0.5% |
Qatar Electricity & Water QSC | | | 15,683 | | | | 72,794 | |
TOTAL QATAR | | | | | | | 586,494 | |
ROMANIA— 1.7% | | | | | | | | |
Energy — 0.8% |
OMV Petrom | | | 761,560 | | | | 57,785 | |
Societatea Nationala de Gaze Naturale ROMGAZ | | | 7,771 | | | | 54,114 | |
| | | | | | | 111,899 | |
Financials — 0.5% |
Banca Transilvania | | | 104,084 | | | | 50,952 | |
BRD-Groupe Societe Generale | | | 5,507 | | | | 15,366 | |
| | | | | | | 66,318 | |
Real Estate — 0.2% |
NEPI Rockcastle | | | 5,444 | | | | 28,450 | |
Utilities — 0.2% |
Societatea Energetica Electrica | | | 9,267 | | | | 23,476 | |
TOTAL ROMANIA | | | | | | | 230,143 | |
SAUDI ARABIA— 9.7% | | | | | | | | |
Communication Services — 2.1% |
Etihad Etisalat * | | | 6,515 | | | | 47,511 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Communication Services — continued |
Saudi Telecom | | | 9,840 | | | $ | 255,026 | |
| | | | | | | 302,537 | |
Consumer Discretionary — 0.3% |
Jarir Marketing | | | 1,015 | | | | 40,920 | |
Consumer Staples — 0.9% |
Almarai JSC | | | 4,317 | | | | 61,698 | |
Savola Group | | | 4,518 | | | | 56,017 | |
| | | | | | | 117,715 | |
Energy — 1.3% |
Saudi Arabian Oil | | | 19,922 | | | | 175,295 | |
Financials — 3.5% |
Al Rajhi Bank | | | 11,157 | | | | 175,221 | |
Alinma Bank * | | | 9,326 | | | | 36,454 | |
Arab National Bank | | | 5,710 | | | | 29,536 | |
Bank AlBilad | | | 3,497 | | | | 21,931 | |
Banque Saudi Fransi | | | 5,056 | | | | 40,646 | |
Bupa Arabia for Cooperative Insurance * | | | 571 | | | | 18,179 | |
Riyad Bank | | | 12,841 | | | | 58,001 | |
Samba Financial Group | | | 9,326 | | | | 64,156 | |
Saudi British Bank | | | 6,844 | | | | 44,235 | |
| | | | | | | 488,359 | |
Materials — 1.2% |
Saudi Arabian Fertilizer | | | 3,526 | | | | 73,333 | |
Saudi Kayan Petrochemical * | | | 12,692 | | | | 27,513 | |
Yanbu National Petrochemical | | | 4,371 | | | | 60,372 | |
| | | | | | | 161,218 | |
Utilities — 0.4% |
Saudi Electricity | | | 14,390 | | | | 60,163 | |
TOTAL SAUDI ARABIA | | | | | | | 1,346,207 | |
SOUTH AFRICA— 5.8% | | | | | | | | |
Communication Services — 0.3% |
MultiChoice Group | | | 6,114 | | | | 37,896 | |
Consumer Discretionary — 2.2% |
Mr Price Group | | | 3,585 | | | | 26,672 | |
Naspers, Cl N | | | 1,506 | | | | 278,351 | |
| | | | | | | 305,023 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Staples — 0.8% |
Clicks Group | | | 3,412 | | | $ | 45,738 | |
Shoprite Holdings | | | 6,577 | | | | 40,388 | |
Tiger Brands | | | 2,175 | | | | 22,522 | |
| | | | | | | 108,648 | |
Financials — 2.3% |
Absa Group | | | 5,368 | | | | 24,991 | |
Capitec Bank Holdings | | | 310 | | | | 16,095 | |
Discovery | | | 2,698 | | | | 17,560 | |
FirstRand | | | 34,961 | | | | 79,700 | |
Nedbank Group | | | 2,537 | | | | 15,640 | |
Old Mutual | | | 35,067 | | | | 23,620 | |
PSG Group | | | 1,286 | | | | 11,652 | |
Remgro | | | 3,948 | | | | 21,429 | |
Sanlam | | | 14,018 | | | | 50,058 | |
Standard Bank Group | | | 9,696 | | | | 61,842 | |
| | | | | | | 322,587 | |
Industrials — 0.2% |
Bidvest Group | | | 4,065 | | | | 31,491 | |
TOTAL SOUTH AFRICA | | | | | | | 805,645 | |
| | | | | | | | |
THAILAND— 9.7% | | | | | | | | |
Communication Services — 1.2% |
Advanced Info Service NVDR | | | 17,834 | | | | 105,806 | |
Intouch Holdings PCL NVDR | | | 33,600 | | | | 61,149 | |
| | | | | | | 166,955 | |
Consumer Discretionary — 0.5% |
Central Retail NVDR | | | 27,000 | | | | 25,543 | |
Home Product Center NVDR | | | 88,460 | | | | 44,255 | |
| | | | | | | 69,798 | |
Consumer Staples — 1.5% |
Berli Jucker NVDR | | | 17,890 | | | | 21,227 | |
CP ALL NVDR | | | 84,772 | | | | 185,543 | |
| | | | | | | 206,770 | |
Energy — 2.1% |
PTT NVDR | | | 166,050 | | | | 207,679 | |
PTT Exploration & Production NVDR | | | 20,750 | | | | 60,555 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Energy — continued |
Thai Oil NVDR | | | 16,730 | | | $ | 22,534 | |
| | | | | | | 290,768 | |
Financials — 0.5% |
Bangkok Bank NVDR | | | 3,500 | | | | 11,168 | |
Kasikornbank NVDR | | | 14,570 | | | | 37,847 | |
Siam Commercial Bank NVDR | | | 6,970 | | | | 14,976 | |
| | | | | | | 63,991 | |
Health Care — 0.9% |
Bangkok Dusit Medical Services NVDR | | | 142,910 | | | | 101,285 | |
Bumrungrad Hospital NVDR | | | 6,000 | | | | 22,031 | |
| | | | | | | 123,316 | |
Industrials — 1.3% |
Airports of Thailand NVDR | | | 64,220 | | | | 106,064 | |
Bangkok Expressway & Metro NVDR | | | 114,100 | | | | 32,383 | |
BTS Group Holdings PCL NVDR | | | 113,900 | | | | 38,353 | |
| | | | | | | 176,800 | |
Real Estate — 0.6% |
Central Pattana NVDR | | | 33,600 | | | | 51,991 | |
Land & Houses NVDR | | | 124,700 | | | | 29,593 | |
| | | | | | | 81,584 | |
Utilities — 1.1% |
Electricity Generating | | | 4,800 | | | | 36,482 | |
Energy Absolute NVDR | | | 22,200 | | | | 33,639 | |
Global Power Synergy NVDR | | | 10,500 | | | | 23,066 | |
Gulf Energy Development NVDR | | | 31,900 | | | | 34,527 | |
Ratch Group NVDR | | | 11,900 | | | | 22,802 | |
| | | | | | | 150,516 | |
TOTAL THAILAND | | | | | | | 1,330,498 | |
| | | | | | | | |
TURKEY— 2.6% | | | | | | | | |
Communication Services — 0.5% |
Turkcell Iletisim Hizmetleri | | | 31,943 | | | | 68,010 | |
Consumer Staples — 1.0% |
BIM Birlesik Magazalar | | | 13,426 | | | | 137,444 | |
Energy — 0.3% |
Tupras Turkiye Petrol Rafinerileri | | | 3,750 | | | | 44,353 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — 0.5% |
Akbank Turk | | | 50,526 | | | $ | 37,933 | |
Turkiye Garanti Bankasi | | | 37,412 | | | | 37,629 | |
| | | | | | | 75,562 | |
Materials — 0.3% |
Eregli Demir ve Celik Fabrikalari | | | 40,305 | | | | 44,119 | |
TOTAL TURKEY | | | | | | | 369,488 | |
| | | | | | | | |
UNITED ARAB EMIRATES— 4.4% | | | | | | | | |
Communication Services — 1.6% |
Emirates Telecommunications Group PJSC | | | 49,833 | | | | 225,752 | |
Financials — 1.9% |
Abu Dhabi Commercial Bank PJSC (A) (B) | | | 45,290 | | | | 58,802 | |
Dubai Islamic Bank PJSC | | | 29,371 | | | | 30,145 | |
Emirates NBD Bank PJSC | | | 20,553 | | | | 49,464 | |
National Bank of Abu Dhabi PJSC | | | 42,612 | | | | 126,683 | |
| | | | | | | 265,094 | |
Real Estate — 0.9% |
Aldar Properties PJSC | | | 115,237 | | | | 54,275 | |
Emaar Properties PJSC | | | 103,350 | | | | 72,311 | |
| | | | | | | 126,586 | |
TOTAL UNITED ARAB EMIRATES | | | | | | | 617,432 | |
| | | | | | | | |
VIETNAM— 7.1% | | | | | | | | |
Consumer Staples — 2.0% |
Masan Group * | | | 31,460 | | | | 68,549 | |
Saigon Beer Alcohol Beverage | | | 4,300 | | | | 31,170 | |
Vietnam Dairy Products JSC | | | 39,780 | | | | 183,654 | |
| | | | | | | 283,373 | |
Energy — 0.1% |
Vietnam National Petroleum Group | | | 6,700 | | | | 12,199 | |
Financials — 0.3% |
Bank for Foreign Trade of Vietnam JSC | | | 9,230 | | | | 30,426 | |
Bank for Investment and Development of Vietnam JSC | | | 3,580 | | | | 5,661 | |
Saigon Thuong Tin Commercial JSB * | | | 11,470 | | | | 4,999 | |
| | | | | | | 41,086 | |
Industrials — 0.3% |
Vietjet Aviation JSC * | | | 10,920 | | | | 44,525 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — 0.7% |
Hoa Phat Group JSC | | | 109,296 | | | $ | 102,333 | |
Real Estate — 3.6% |
No Va Land Investment Group * | | | 15,920 | | | | 44,717 | |
Vincom Retail JSC * | | | 61,130 | | | | 66,204 | |
Vingroup JSC * | | | 55,290 | | | | 208,741 | |
Vinhomes JSC | | | 53,610 | | | | 179,729 | |
| | | | | | | 499,391 | |
Utilities — 0.1% |
PetroVietnam Gas JSC | | | 4,160 | | | | 11,757 | |
TOTAL VIETNAM | | | | | | | 994,664 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $15,981,215) | | | | | | | 13,916,934 | |
TOTAL INVESTMENTS — 99.9% | | | | | | | | |
(Cost $15,981,215) | | | | | | $ | 13,916,934 | |
Percentages are based on Net Assets of $13,929,403.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | Level 3 security in accordance with fair value hierarchy. |
(B) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $58,802 and represents 0.4% of net assets. |
Cl — Class |
GDR — Global Depositary Receipt |
NVDR — Non-Voting Depositary Receipt |
PJSC — Public Joint Stock Company |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3(1) | | | Total | |
Common Stock | | $ | 5,620,779 | | | $ | 8,237,353 | | | $ | 58,802 | | | $ | 13,916,934 | |
Total Investments in Securities | | $ | 5,620,779 | | | $ | 8,237,353 | | | $ | 58,802 | | | $ | 13,916,934 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI Next Emerging & Frontier ETF |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended July 31, 2020, the transfers in and out of Level 3 were due to changes in the availability of observable inputs to determine fair value.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Nordic Region ETF |
| | Shares | | | Value | |
COMMON STOCK — 100.0% |
DENMARK— 36.0% | | | | | | |
Consumer Staples — 2.1% |
Carlsberg, Cl B | | | 2,775 | | | $ | 408,850 | |
Financials — 1.6% |
Danske Bank | | | 18,701 | | | | 301,655 | |
Health Care — 19.3% |
Coloplast, Cl B | | | 3,798 | | | | 648,813 | |
Novo Nordisk, Cl B | | | 45,971 | | | | 3,042,765 | |
| | | | | | | 3,691,578 | |
Industrials — 9.0% |
A P Moller - Maersk, Cl B | | | 174 | | | | 223,099 | |
DSV PANALPINA | | | 5,597 | | | | 770,419 | |
Vestas Wind Systems | | | 5,591 | | | | 720,595 | |
| | | | | | | 1,714,113 | |
Utilities — 4.0% |
Orsted | | | 5,384 | | | | 770,162 | |
TOTAL DENMARK | | | | | | | 6,886,358 | |
FINLAND— 19.3% | | | | | | | | |
Energy — 2.9% |
Neste | | | 11,913 | | | | 547,705 | |
Financials — 6.5% |
Nordea Bank Abp * | | | 91,571 | | | | 710,981 | |
Sampo, Cl A | | | 14,475 | | | | 524,966 | |
| | | | | | | 1,235,947 | |
Industrials — 4.6% |
Kone, Cl B | | | 11,142 | | | | 885,911 | |
Information Technology — 4.0% |
Nokia | | | 159,416 | | | | 765,345 | |
Utilities — 1.3% |
Fortum | | | 12,339 | | | | 251,253 | |
TOTAL FINLAND | | | | | | | 3,686,161 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Nordic Region ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
NORWAY— 6.1% | | | | | | |
Communication Services — 1.5% |
Telenor | | | 18,362 | | | $ | 284,870 | |
Energy — 2.2% |
Equinor | | | 28,109 | | | | 415,806 | |
Financials — 2.4% |
DnB * | | | 29,809 | | | | 454,907 | |
TOTAL NORWAY | | | | | | | 1,155,583 | |
SWEDEN— 38.6% | | | | | | | | |
Communication Services — 1.5% |
Telia | | | 73,216 | | | | 285,363 | |
Consumer Discretionary — 2.0% |
Hennes & Mauritz, Cl B | | | 25,094 | | | | 389,872 | |
Consumer Staples — 3.0% |
Essity, Cl B | | | 17,224 | | | | 568,293 | |
Financials — 10.6% |
Investor, Cl B | | | 12,891 | | | | 761,611 | |
Skandinaviska Enskilda Banken, Cl A | | | 41,124 | | | | 398,074 | |
Svenska Handelsbanken, Cl A | | | 42,518 | | | | 402,523 | |
Swedbank, Cl A | | | 28,661 | | | | 465,383 | |
| | | | | | | 2,027,591 | |
Industrials — 13.9% |
Assa Abloy, Cl B | | | 26,013 | | | | 570,153 | |
Atlas Copco, Cl A | | | 17,878 | | | | 791,061 | |
Sandvik | | | 30,543 | | | | 567,969 | |
Volvo, Cl B | | | 42,610 | | | | 735,348 | |
| | | | | | | 2,664,531 | |
Information Technology — 7.6% |
Hexagon, Cl B | | | 7,297 | | | | 474,675 | |
Telefonaktiebolaget LM Ericsson, Cl B | | | 85,169 | | | | 981,826 | |
| | | | | | | 1,456,501 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Nordic Region ETF |
| | Value | |
COMMON STOCK — continued | | | | |
TOTAL SWEDEN | | $ | 7,392,151 | |
TOTAL COMMON STOCK | | | | |
(Cost $18,240,868) | | | 19,120,253 | |
TOTAL INVESTMENTS — 100.0% | | | | |
(Cost $18,240,868) | | $ | 19,120,253 | |
Percentages are based on Net Assets of $19,123,108.
* | Non-income producing security. |
Cl — Class |
As of July 31, 2020, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Southeast Asia ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.8% |
CHINA— 2.1% | | | | | | |
Consumer Staples — 2.1% |
Wilmar International | | | 126,151 | | | $ | 425,011 | |
INDONESIA— 20.4% | | | | | | | | |
Communication Services — 3.1% |
Telekomunikasi Indonesia Persero | | | 3,009,200 | | | | 628,634 | |
Consumer Discretionary — 2.2% |
Astra International | | | 1,309,681 | | | | 461,977 | |
Consumer Staples — 1.9% |
Gudang Garam * | | | 30,400 | | | | 104,057 | |
Hanjaya Mandala Sampoerna | | | 583,500 | | | | 68,142 | |
Unilever Indonesia | | | 378,480 | | | | 217,756 | |
| | | | | | | 389,955 | |
Financials — 13.2% |
Bank Central Asia | | | 626,796 | | | | 1,339,455 | |
Bank Mandiri | | | 1,197,780 | | | | 475,830 | |
Bank Negara Indonesia Persero | | | 488,100 | | | | 153,785 | |
Bank Rakyat Indonesia Persero | | | 3,432,000 | | | | 742,816 | |
| | | | | | | 2,711,886 | |
TOTAL INDONESIA | | | | | | | 4,192,452 | |
MALAYSIA— 18.8% | | | | | | | | |
Communication Services — 2.3% |
Axiata Group | | | 297,088 | | | | 224,218 | |
DiGi.com | | | 241,800 | | | | 242,370 | |
| | | | | | | 466,588 | |
Consumer Staples — 1.4% |
Sime Darby Plantation | | | 235,896 | | | | 289,863 | |
Financials — 9.3% |
CIMB Group Holdings | | | 459,375 | | | | 388,952 | |
Malayan Banking | | | 389,231 | | | | 704,104 | |
Public Bank | | | 200,999 | | | | 805,892 | |
| | | | | | | 1,898,948 | |
Health Care — 1.2% |
IHH Healthcare | | | 196,380 | | | | 250,106 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Southeast Asia ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — 1.3% |
Petronas Chemicals Group | | | 187,024 | | | $ | 272,596 | |
Utilities — 3.3% |
Tenaga Nasional | | | 253,145 | | | | 683,014 | |
TOTAL MALAYSIA | | | | | | | 3,861,115 | |
PHILIPPINES— 6.1% | | | | | | | | |
Financials — 1.1% |
BDO Unibank | | | 129,640 | | | | 232,141 | |
Industrials — 1.5% |
Ayala | | | 21,080 | | | | 311,627 | |
Real Estate — 3.5% |
Ayala Land | | | 509,600 | | | | 345,305 | |
SM Prime Holdings | | | 593,700 | | | | 362,425 | |
| | | | | | | 707,730 | |
TOTAL PHILIPPINES | | | | | | | 1,251,498 | |
SINGAPORE— 27.1% | | | | | | | | |
Communication Services — 4.3% |
Singapore Telecommunications | | | 483,204 | | | | 873,876 | |
Consumer Discretionary — 0.5% |
Jardine Cycle & Carriage | | | 6,618 | | | | 96,522 | |
Financials — 20.7% |
DBS Group Holdings | | | 116,183 | | | | 1,675,008 | |
Oversea-Chinese Banking | | | 223,466 | | | | 1,394,931 | |
United Overseas Bank | | | 83,497 | | | | 1,180,636 | |
| | | | | | | 4,250,575 | |
Real Estate — 1.6% |
CapitaLand | | | 161,818 | | | | 325,689 | |
TOTAL SINGAPORE | | | | | | | 5,546,662 | |
THAILAND— 25.3% | | | | | | | | |
Communication Services — 2.1% |
Advanced Info Service NVDR | | | 72,361 | | | | 429,304 | |
Consumer Staples — 3.6% |
CP ALL NVDR | | | 338,573 | | | | 741,044 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Southeast Asia ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Energy — 7.0% |
PTT NVDR | | | 929,140 | | | $ | 1,162,077 | |
PTT Exploration & Production NVDR | | | 91,310 | | | | 266,470 | |
| | | | | | | 1,428,547 | |
Financials — 3.8% |
Bangkok Bank | | | 14,300 | | | | 45,630 | |
Bangkok Bank NVDR | | | 17,611 | | | | 56,195 | |
Kasikornbank NVDR | | | 130,208 | | | | 338,230 | |
Siam Commercial Bank NVDR | | | 155,731 | | | | 334,610 | |
| | | | | | | 774,665 | |
Health Care — 2.0% |
Bangkok Dusit Medical Services NVDR | | | 576,700 | | | | 408,725 | |
Industrials — 2.2% |
Airports of Thailand NVDR (A) | | | 278,100 | | | | 459,301 | |
Materials — 3.3% |
Siam Cement NVDR | | | 54,526 | | | | 667,969 | |
Utilities — 1.3% |
Gulf Energy Development NVDR | | | 254,100 | | | | 275,022 | |
TOTAL THAILAND | | | | | | | 5,184,577 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $25,472,760) | | | | | | | 20,461,315 | |
SHORT-TERM INVESTMENT(B)(C) — 1.5% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $312,663) | | | 312,663 | | | | 312,663 | |
TOTAL INVESTMENTS — 101.3% | | | | | | | | |
(Cost $25,785,423) | | | | | | $ | 20,773,978 | |
|
Percentages are based on Net Assets of $20,499,189.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $298,488. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $312,663. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X FTSE Southeast Asia ETF |
Cl — Class |
NVDR — Non-Voting Depositary Receipt |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund’s investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 5,184,577 | | | $ | 15,276,738 | | | $ | — | | | $ | 20,461,315 | |
Short-Term Investment | | | 312,663 | | | | — | | | | — | | | | 312,663 | |
Total Investments in Securities | | $ | 5,497,240 | | | $ | 15,276,738 | | | $ | — | | | $ | 20,773,978 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent semi-annual or annual financial statements.
GLX-QH-002-1800
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Social Media ETF |
| | Shares | | | Value | |
COMMON STOCK — 100.1% | | | | | | |
CHINA— 24.4% | | | | | | | | |
Communication Services — 24.2% |
Baidu ADR * | | | 57,373 | | | $ | 6,850,336 | |
Bilibili ADR * (A) | | | 93,908 | | | | 4,092,510 | |
HUYA ADR * (A) | | | 8,915 | | | | 216,813 | |
JOYY ADR * | | | 18,532 | | | | 1,479,224 | |
Momo ADR * | | | 75,856 | | | | 1,401,061 | |
NetEase ADR | | | 16,288 | | | | 7,466,745 | |
SINA * | | | 33,122 | | | | 1,336,473 | |
Tencent Holdings | | | 236,775 | | | | 16,314,140 | |
Tencent Music Entertainment Group ADR * | | | 290,676 | | | | 4,691,511 | |
Weibo ADR * (A) | | | 15,504 | | | | 535,818 | |
| | | | | | | 44,384,631 | |
Information Technology — 0.2% |
Meitu * | | | 1,144,500 | | | | 233,324 | |
TOTAL CHINA | | | | | | | 44,617,955 | |
GERMANY— 1.6% | | | | | | | | |
Communication Services — 1.6% |
New Work | | | 1,466 | | | | 480,190 | |
United Internet | | | 54,598 | | | | 2,483,693 | |
TOTAL GERMANY | | | | | | | 2,963,883 | |
JAPAN— 5.8% | | | | | | | | |
Communication Services — 5.8% |
DeNA * | | | 46,271 | | | | 521,222 | |
Gree | | | 61,235 | | | | 251,936 | |
Kakaku.com * | | | 69,020 | | | | 1,660,057 | |
LINE * | | | 28,740 | | | | 1,519,499 | |
Mixi | | | 23,030 | | | | 447,836 | |
Nexon | | | 241,484 | | | | 6,235,234 | |
TOTAL JAPAN | | | | | | | 10,635,784 | |
RUSSIA— 6.2% | | | | | | | | |
Communication Services — 6.2% |
Mail.Ru Group GDR * | | | 96,638 | | | | 2,556,075 | |
Yandex, Cl A * (A) | | | 153,662 | | | | 8,841,712 | |
TOTAL RUSSIA | | | | | | | 11,397,787 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Social Media ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
SOUTH KOREA — 12.9% | | | | | | | | |
Communication Services — 12.9% | | | | | | | | |
AfreecaTV | | | 3,803 | | | $ | 200,779 | |
Com2uSCorp | | | 4,347 | | | | 440,027 | |
Kakao | | | 23,236 | | | | 6,699,317 | |
NAVER | | | 64,247 | | | | 16,231,616 | |
TOTAL SOUTH KOREA | | | | | | | 23,571,739 | |
TAIWAN— 0.1% | | | | | | | | |
Consumer Discretionary — 0.1% | | | | | | | | |
PChome Online | | | 52,644 | | | | 214,749 | |
UNITED STATES— 49.1% | | | | | | | | |
Communication Services — 49.0% | | | | | | | | |
Alphabet, Cl A * | | | 4,691 | | | | 6,979,973 | |
ANGI Homeservices, Cl A * (A) | | | 40,182 | | | | 634,474 | |
Facebook, Cl A * | | | 70,512 | | | | 17,886,779 | |
Glu Mobile * | | | 68,906 | | | | 650,473 | |
IAC * | | | 26,717 | | | | 3,537,865 | |
Match Group * | | | 88,267 | | | | 9,065,021 | |
Meet Group * | | | 34,251 | | | | 213,384 | |
Pinterest, Cl A * | | | 214,585 | | | | 7,358,120 | |
Snap, Cl A * | | | 539,055 | | | | 12,085,613 | |
Spotify Technology * | | | 42,299 | | | | 10,905,528 | |
Twitter * (A) | | | 408,087 | | | | 14,854,367 | |
Yelp, Cl A * | | | 36,118 | | | | 902,227 | |
Zynga, Cl A * | | | 478,422 | | | | 4,702,888 | |
| | | | | | | 89,776,712 | |
Consumer Discretionary — 0.1% | | | | | | | | |
Groupon, Cl A * | | | 13,169 | | | | 202,144 | |
| | | | | | | | |
TOTAL UNITED STATES | | | | | | | 89,978,856 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $128,775,934) | | | | | | | 183,380,753 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Social Media ETF |
| | Shares | | | Value | |
SHORT-TERM INVESTMENT(B)(C) — 4.4% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $8,131,027) | | | 8,131,027 | | | $ | 8,131,027 | |
TOTAL INVESTMENTS — 104.5% | | | | | | | | |
(Cost $136,906,961) | | | | | | $ | 191,511,780 | |
Percentages are based on Net Assets of $183,286,433.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $7,843,902. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $8,131,027. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt |
Cl — Class |
GDR — Global Depositary Receipt |
|
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Lithium & Battery Tech ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
AUSTRALIA — 4.4% | | | | | | |
Materials — 4.4% |
Galaxy Resources * (A) | | | 2,833,942 | | | $ | 2,235,595 | |
ioneer * (A) | | | 8,540,863 | | | | 765,634 | |
Mineral Resources | | | 1,108,822 | | | | 20,468,211 | |
Orocobre * (A) | | | 1,517,465 | | | | 3,232,099 | |
Pilbara Minerals * (A) | | | 11,362,843 | | | | 2,852,099 | |
TOTAL AUSTRALIA | | | | | | | 29,553,638 | |
CANADA — 0.3% | | | | | | | | |
Materials — 0.3% |
Lithium Americas * (A) | | | 296,455 | | | | 1,825,870 | |
Nemaska Lithium * (A)(B)(C)(D) | | | 17,931,245 | | | | 110,439 | |
TOTAL CANADA | | | | | | | 1,936,309 | |
CHILE— 3.5% | | | | | | | | |
Materials — 3.5% |
Sociedad Quimica y Minera de Chile ADR | | | 768,089 | | | | 23,465,119 | |
CHINA— 48.8% | | | | | | | | |
Consumer Discretionary — 7.9% |
BYD, Cl H (A) | | | 4,337,938 | | | | 41,447,228 | |
Tianneng Power International (A) | | | 5,000,400 | | | | 11,613,532 | |
| | | | | | | 53,060,760 | |
Industrials — 14.4% |
Contemporary Amperex Technology, Cl A | | | 1,221,868 | | | | 37,155,575 | |
Eve Energy, Cl A | | | 2,726,965 | | | | 23,528,366 | |
Shenzhen Yinghe Technology, Cl A | | | 2,273,832 | | | | 10,972,793 | |
Sunwoda Electronic, Cl A | | | 7,152,676 | | | | 24,459,902 | |
| | | | | | | 96,116,636 | |
Information Technology — 8.5% |
NAURA Technology Group, Cl A | | | 1,180,760 | | | | 35,282,762 | |
Wuxi Lead Intelligent Equipment, Cl A | | | 3,370,881 | | | | 21,271,976 | |
| | | | | | | 56,554,738 | |
Materials — 18.0% |
Beijing Easpring Material Technology, Cl A * | | | 2,134,762 | | | | 10,656,600 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Lithium & Battery Tech ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
Ganfeng Lithium, Cl A | | | 5,050,057 | | | $ | 40,503,234 | |
Shanghai Putailai New Energy Technology, Cl A | | | 701,122 | | | | 10,690,798 | |
Shenzhen Capchem Technology, Cl A | | | 1,509,497 | | | | 12,357,658 | |
Tianqi Lithium, Cl A * | | | 5,705,061 | | | | 20,686,953 | |
Yunnan Energy New Material, Cl A | | | 2,233,668 | | | | 25,566,051 | |
| | | | | | | 120,461,294 | |
TOTAL CHINA | | | | | | | 326,193,428 | |
GERMANY — 2.3% | | | | | | | | |
Industrials — 2.3% |
Akasol * | | | 16,355 | | | | 770,687 | |
Varta * (A) | | | 129,918 | | | | 14,579,231 | |
TOTAL GERMANY | | | | | | | 15,349,918 | |
HONG KONG — 0.2% | | | | | | | | |
Industrials — 0.2% |
Honbridge Holdings * | | | 22,810,500 | | | | 985,977 | |
JAPAN — 5.2% | | | | | | | | |
Consumer Discretionary — 3.7% |
Panasonic | | | 2,925,120 | | | | 24,899,348 | |
Industrials — 1.3% |
GS Yuasa * | | | 573,768 | | | | 8,845,567 | |
Materials — 0.2% |
W-Scope * (A) | | | 233,900 | | | | 1,493,261 | |
TOTAL JAPAN | | | | | | | 35,238,176 | |
NETHERLANDS — 0.6% | | | | | | | | |
Materials — 0.6% |
AMG Advanced Metallurgical Group (A) | | | 205,216 | | | | 3,652,135 | |
SOUTH KOREA — 11.8% | | | | | | | | |
Industrials — 0.2% |
Vitzrocell | | | 94,715 | | | | 1,534,329 | |
Information Technology — 5.9% |
Iljin Materials | | | 136,675 | | | | 5,816,202 | |
L&F | | | 105,842 | | | | 3,597,953 | |
Power Logics | | | 179,612 | | | | 1,136,708 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Lithium & Battery Tech ETF |
| | Shares/ Number Of Rights | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Samsung SDI | | | 86,546 | | | $ | 28,875,302 | |
| | | | | | | 39,426,165 | |
Materials — 5.7% |
LG Chemical | | | 79,950 | | | | 38,116,166 | |
TOTAL SOUTH KOREA | | | | | | | 79,076,660 | |
TAIWAN — 2.4% | | | | | | | | |
Industrials — 0.1% |
Advanced Lithium Electrochemistry Cayman * | | | 1,722,641 | | | | 835,020 | |
Information Technology — 2.3% |
Dynapack International Technology | | | 1,003,100 | | | | 2,855,777 | |
Simplo Technology | | | 1,128,080 | | | | 12,553,690 | |
| | | | | | | 15,409,467 | |
TOTAL TAIWAN | | | | | | | 16,244,487 | |
UNITED STATES — 20.4% | | | | | | | | |
Consumer Discretionary — 6.2% |
Tesla * | | | 28,798 | | | | 41,203,026 | |
Industrials — 3.2% |
EnerSys | | | 319,158 | | | | 21,466,567 | |
Materials — 11.0% |
Albemarle | | | 806,375 | | | | 66,493,683 | |
Livent * | | | 1,108,020 | | | | 6,947,285 | |
| | | | | | | 73,440,968 | |
TOTAL UNITED STATES | | | | | | | 136,110,561 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $578,609,991) | | | | | | | 667,806,408 | |
RIGHT* — 0.0% |
South Korea — 0.0% | | | | | | | | |
L&F Co. Ltd.# (C)(D) | | | 14,488 | | | | 131,333 | |
| | | | | | | | |
TOTAL RIGHT (Cost $–) | | | | | | | 131,333 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Lithium & Battery Tech ETF |
| | Shares | | | Value | |
SHORT-TERM INVESTMENT(E)(F) — 8.5% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $56,866,386) | | | 56,866,386 | | | $ | 56,866,386 | |
TOTAL INVESTMENTS — 108.4% | | | | | | �� | | |
(Cost $635,476,377) | | | | | | $ | 724,804,127 | |
Percentages are based on Net Assets of $668,700,952.
# | Expiration date not available. |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $53,971,464. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $241,772 and represented 0.0% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $241,772 and represents 0.0% of net assets. |
(E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $56,866,386. |
(F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
ADR — American Depositary Receipt |
Cl — Class |
Ltd. — Limited |
|
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3(1) | | | Total | |
Common Stock | | $ | 667,695,969 | | | $ | — | | | $ | 110,439 | | | $ | 667,806,408 | |
Short-Term Investment | | | 56,866,386 | | | | — | | | | — | | | | 56,866,386 | |
Right | | | — | | | | — | | | | 131,333 | | | | 131,333 | |
Total Investments in Securities | | $ | 724,562,355 | | | $ | — | | | $ | 241,772 | | | $ | 724,804,127 | |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Lithium & Battery Tech ETF |
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X E-commerce ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.8% |
ARGENTINA — 4.4% | | | | | | |
Consumer Discretionary — 4.4% |
MercadoLibre * | | | 2,340 | | | $ | 2,631,611 | |
CANADA — 4.1% | | | | | | | | |
Information Technology — 4.1% |
Shopify, Cl A * | | | 2,370 | | | | 2,426,881 | |
CHINA — 29.3% | | | | | | | | |
Communication Services — 7.6% |
58.com ADR * | | | 41,195 | | | | 2,280,968 | |
NetEase ADR | | | 4,814 | | | | 2,206,834 | |
| | | | | | | 4,487,802 | |
Consumer Discretionary — 21.1% |
Alibaba Group Holding ADR * | | | 9,121 | | | | 2,289,553 | |
Baozun ADR * | | | 17,494 | | | | 735,798 | |
JD.com ADR * | | | 36,341 | | | | 2,318,192 | |
Pinduoduo ADR * | | | 26,648 | | | | 2,446,286 | |
Trip.com Group ADR * | | | 81,124 | | | | 2,206,573 | |
Uxin ADR * | | | 106,944 | | | | 135,819 | |
Vipshop Holdings ADR * | | | 105,142 | | | | 2,394,083 | |
| | | | | | | 12,526,304 | |
Financials — 0.6% |
LexinFintech Holdings ADR * | | | 42,385 | | | | 360,696 | |
TOTAL CHINA | | | | | | | 17,374,802 | |
GERMANY — 1.4% | | | | | | | | |
Consumer Discretionary — 1.4% |
Jumia Technologies ADR * | | | 22,050 | | | | 343,098 | |
Rocket Internet * | | | 22,178 | | | | 477,826 | |
TOTAL GERMANY | | | | | | | 820,924 | |
JAPAN — 3.8% | | | | | | | | |
Consumer Discretionary — 3.8% |
Rakuten * | | | 248,780 | | | | 2,270,620 | |
SOUTH KOREA — 0.3% | | | | | | | | |
Information Technology — 0.3% |
Cafe24 * | | | 3,564 | | | | 156,452 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X E-commerce ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
UNITED KINGDOM — 5.6% | | | | | | |
Consumer Discretionary — 5.6% |
ASOS * | | | 23,644 | | | $ | 1,042,086 | |
Ocado Group * | | | 84,956 | | | | 2,289,207 | |
TOTAL UNITED KINGDOM | | | | | | | 3,331,293 | |
UNITED STATES — 50.9% | | | | | | | | |
Communication Services — 2.7% |
ANGI Homeservices, Cl A * | | | 22,112 | | | | 349,148 | |
TripAdvisor * | | | 34,315 | | | | 694,192 | |
Yelp, Cl A * | | | 23,437 | | | | 585,456 | |
| | | | | | | 1,628,796 | |
Consumer Discretionary — 35.7% |
Amazon.com * | | | 756 | | | | 2,392,498 | |
Booking Holdings * | | | 1,263 | | | | 2,099,270 | |
eBay | | | 38,928 | | | | 2,151,940 | |
Etsy * | | | 22,295 | | | | 2,639,282 | |
Expedia Group * | | | 25,191 | | | | 2,040,723 | |
Groupon, Cl A * | | | 9,518 | | | | 146,101 | |
Lands' End * | | | 19,475 | | | | 167,875 | |
Overstock.com * | | | 13,116 | | | | 991,438 | |
Overstock.com, Ser A1 | | | 366 | | | | 20,130 | |
PetMed Express | | | 6,620 | | | | 206,544 | |
Qurate Retail, Cl A * | | | 130,059 | | | | 1,418,944 | |
Shutterstock | | | 6,564 | | | | 356,688 | |
Stamps.com * | | | 5,626 | | | | 1,464,335 | |
Wayfair, Cl A * | | | 10,432 | | | | 2,775,852 | |
Williams-Sonoma | | | 26,792 | | | | 2,334,119 | |
| | | | | | | 21,205,739 | |
Financials — 2.6% |
eHealth * | | | 8,307 | | | | 574,346 | |
LendingTree * | | | 2,705 | | | | 936,715 | |
| | | | | | | 1,511,061 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X E-commerce ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — 4.7% |
CoStar Group * | | | 3,287 | | | $ | 2,793,161 | |
Information Technology — 5.2% |
GoDaddy, Cl A * | | | 31,483 | | | | 2,212,625 | |
LivePerson * | | | 20,846 | | | | 895,961 | |
| | | | | | | 3,108,586 | |
TOTAL UNITED STATES | | | | | | | 30,247,343 | |
TOTAL COMMON STOCK (Cost $50,302,700) | | | | | | | 59,259,926 | |
TOTAL INVESTMENTS — 99.8% (Cost $50,302,700) | | | | | | $ | 59,259,926 | |
Percentages are based on Net Assets of $59,359,160.
* | Non-income producing security. |
ADR — American Depositary Receipt |
Cl — Class |
Ser — Series |
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.8% |
ARGENTINA — 2.2% | | | | | | |
Communication Services — 0.9% |
Telecom Argentina ADR | | | 651,026 | | | $ | 5,676,947 | |
Energy — 1.3% |
Transportadora de Gas del Sur ADR * | | | 1,456,284 | | | | 8,184,316 | |
TOTAL ARGENTINA | | | | | | | 13,861,263 | |
AUSTRALIA — 8.2% | | | | | | | | |
Communication Services — 0.8% |
Nine Entertainment Holdings | | | 5,294,946 | | | | 5,145,296 | |
Consumer Staples — 1.0% |
Inghams Group (A) | | | 2,573,763 | | | | 6,127,963 | |
Financials — 4.7% |
Bendigo and Adelaide Bank | | | 1,313,260 | | | | 6,479,607 | |
McMillan Shakespeare | | | 835,255 | | | | 5,283,201 | |
Perpetual (A) | | | 345,090 | | | | 7,506,099 | |
Platinum Asset Management | | | 2,091,779 | | | | 5,595,439 | |
Suncorp Group | | | 851,766 | | | | 5,222,710 | |
| | | | | | | 30,087,056 | |
Industrials — 0.8% |
SmartGroup | | | 1,231,544 | | | | 5,334,533 | |
Utilities — 0.9% |
AGL Energy | | | 483,847 | | | | 5,766,982 | |
TOTAL AUSTRALIA | | | | | | | 52,461,830 | |
BRAZIL — 4.4% | | | | | | | | |
Consumer Discretionary — 0.8% |
Mahle-Metal Leve * | | | 1,464,500 | | | | 5,134,105 | |
Financials — 2.6% |
Banco Santander Brasil | | | 919,100 | | | | 5,277,171 | |
BB Seguridade Participacoes | | | 1,077,600 | | | | 5,760,807 | |
Wiz Solucoes e Corretagem de Seguros | | | 2,664,900 | | | | 5,293,147 | |
| | | | | | | 16,331,125 | |
Utilities — 1.0% |
Cia de Transmissao de Energia Eletrica Paulista | | | 1,445,200 | | | | 6,257,407 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
TOTAL BRAZIL | | | | | | $ | 27,722,637 | |
CHINA — 9.3% | | | | | | | | |
Communication Services — 0.9% |
CITIC Telecom International Holdings | | | 17,590,700 | | | | 5,583,484 | |
Energy — 1.0% |
Yanzhou Coal Mining, Cl H | | | 7,900,800 | | | | 6,167,562 | |
Industrials — 1.0% |
Lonking Holdings | | | 19,405,200 | | | | 6,384,772 | |
Materials — 1.0% |
China Oriental Group | | | 21,116,100 | | | | 6,103,077 | |
Real Estate — 4.5% |
Agile Group Holdings | | | 6,854,600 | | | | 8,694,062 | |
Guangzhou R&F Properties | | | 5,101,700 | | | | 5,878,323 | |
Shui On Land | | | 34,446,800 | | | | 5,111,329 | |
Yuzhou Properties | | | 20,334,002 | | | | 9,130,387 | |
| | | | | | | 28,814,101 | |
Utilities — 0.9% |
China Power International Development | | | 29,084,100 | | | | 5,441,401 | |
TOTAL CHINA | | | | | | | 58,494,397 | |
FRANCE — 1.5% | | | | | | | | |
Consumer Staples — 0.6% |
Rallye * | | | 599,105 | | | | 4,144,364 | |
Real Estate — 0.9% |
Cromwell European Real Estate Investment Trust ‡ | | | 11,795,900 | | | | 5,997,892 | |
TOTAL FRANCE | | | | | | | 10,142,256 | |
HONG KONG — 2.1% | | | | | | | | |
Communication Services — 0.9% |
PCCW | | | 10,480,000 | | | | 5,909,215 | |
Consumer Discretionary — 1.2% |
Pacific Textiles Holdings | | | 15,758,400 | | | | 7,360,508 | |
TOTAL HONG KONG | | | | | | | 13,269,723 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
INDONESIA — 2.9% | | | | | | |
Energy — 2.9% |
Adaro Energy | | | 71,644,500 | | | $ | 5,324,266 | |
Bukit Asam | | | 48,992,700 | | | | 6,811,999 | |
Indo Tambangraya Megah | | | 11,400,700 | | | | 6,168,872 | |
TOTAL INDONESIA | | | | | | | 18,305,137 | |
MALAYSIA — 1.6% | | | | | | | | |
Financials — 0.9% | | | | | | | | |
Malayan Banking | | | 3,155,300 | | | | 5,707,819 | |
Industrials — 0.7% | | | | | | | | |
AirAsia Group * | | | 28,574,800 | | | | 4,313,177 | |
TOTAL MALAYSIA | | | | | | | 10,020,996 | |
MEXICO — 3.6% | | | | | | | | |
Materials — 1.5% | | | | | | | | |
Alpek, Cl A * | | | 11,759,329 | | | | 9,278,382 | |
Real Estate — 2.1% | | | | | | | | |
Concentradora Fibra Danhos ‡ | | | 6,324,089 | | | | 6,098,391 | |
PLA Administradora Industrial S de RL ‡ | | | 5,686,094 | | | | 7,066,622 | |
| | | | | | | 13,165,013 | |
TOTAL MEXICO | | | | | | | 22,443,395 | |
NETHERLANDS — 1.8% | | | | | | | | |
Financials — 1.1% | | | | | | | | |
Van Lanschot Kempen | | | 413,277 | | | | 7,183,856 | |
Real Estate — 0.7% | | | | | | | | |
Eurocommercial Properties ‡ | | | 373,067 | | | | 4,596,779 | |
TOTAL NETHERLANDS | | | | | | | 11,780,635 | |
NEW ZEALAND — 0.8% | | | | | | | | |
Consumer Services — 0.8% | | | | | | | | |
SKYCITY Entertainment Group | | | 2,951,901 | | | | 4,896,369 | |
NIGERIA — 1.2% | | | | | | | | |
Financials — 1.2% | | | | | | | | |
Zenith Bank | | | 176,982,843 | | | | 7,467,244 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
POLAND — 0.8% | | | | | | |
Basic Materials — 0.8% | | | | | | | | |
Jastrzebska Spolka Weglowa * | | | 1,189,054 | | | $ | 5,255,971 | |
PORTUGAL — 1.2% | | | | | | | | |
Materials — 1.2% | | | | | | | | |
Portucel * | | | 2,948,225 | | | | 7,369,952 | |
ROMANIA — 0.9% | | | | | | | | |
Real Estate — 0.9% | | | | | | | | |
NEPI Rockcastle | | | 1,063,412 | | | | 5,557,251 | |
RUSSIA — 10.2% | | | | | | | | |
Communication Services — 2.6% | | | | | | | | |
Mobile TeleSystems ADR | | | 1,036,660 | | | | 9,184,808 | |
VEON ADR | | | 4,370,732 | | | | 7,386,537 | |
| | | | | | | 16,571,345 | |
Consumer Staples — 1.2% | | | | | | | | |
Magnit PJSC GDR | | | 501,678 | | | | 7,439,885 | |
Materials — 6.4% | | | | | | | | |
Evraz | | | 2,254,638 | | | | 8,537,381 | |
MMC Norilsk Nickel PJSC ADR | | | 319,394 | | | | 8,390,480 | |
Novolipetsk Steel PJSC GDR | | | 472,364 | | | | 9,229,993 | |
PhosAgro PJSC GDR | | | 442,109 | | | | 5,225,728 | |
Severstal PAO GDR | | | 737,510 | | | | 9,004,997 | |
| | | | | | | 40,388,579 | |
TOTAL RUSSIA | | | | | | | 64,399,809 | |
SINGAPORE — 4.2% | | | | | | | | |
Communication Services — 0.9% | | | | | | | | |
StarHub | | | 6,125,400 | | | | 5,449,565 | |
Real Estate — 3.3% | | | | | | | | |
First Real Estate Investment Trust ‡ | | | 12,071,700 | | | | 4,885,724 | |
Keppel Pacific Oak US REIT ‡ | | | 8,564,843 | | | | 6,252,335 | |
Sasseur Real Estate Investment Trust ‡ | | | 17,108,300 | | | | 9,668,878 | |
| | | | | | | 20,806,937 | |
TOTAL SINGAPORE | | | | | | | 26,256,502 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
SOUTH AFRICA — 10.7% | | | | | | |
Basic Materials — 1.0% | | | | | | | | |
African Rainbow Minerals | | | 578,673 | | | $ | 6,597,288 | |
Communication Services — 1.1% | | | | | | | | |
Telkom SOC (A) | | | 4,207,577 | | | | 7,153,159 | |
Energy — 1.3% | | | | | | | | |
Exxaro Resources | | | 1,019,818 | | | | 8,045,955 | |
Financials — 1.6% | | | | | | | | |
Absa Group | | | 1,036,685 | | | | 4,826,449 | |
Coronation Fund Managers | | | 2,387,217 | | | | 5,509,367 | |
| | | | | | | 10,335,816 | |
Industrials — 1.5% | | | | | | | | |
Reunert | | | 2,401,841 | | | | 4,466,934 | |
Truworths International | | | 2,609,063 | | | | 4,999,411 | |
| | | | | | | 9,466,345 | |
Materials — 2.1% | | | | | | | | |
Kumba Iron Ore | | | 416,832 | | | | 13,462,973 | |
Real Estate — 2.1% | | | | | | | | |
Growthpoint Properties ‡ | | | 6,538,640 | | | | 5,103,048 | |
Resilient REIT ‡ | | | 2,379,003 | | | | 6,130,259 | |
Vukile Property Fund ‡ | | | 5,839,536 | | | | 2,016,382 | |
| | | | | | | 13,249,689 | |
TOTAL SOUTH AFRICA | | | | | | | 68,311,225 | |
SPAIN — 0.9% | | | | | | | | |
Real Estate — 0.9% | | | | | | | | |
Lar Espana Real Estate Socimi ‡ | | | 1,067,284 | | | | 5,616,155 | |
THAILAND — 3.5% | | | | | | | | |
Communication Services — 2.6% | | | | | | | | |
Jasmine Broadband Internet Infrastructure Fund | | | 19,839,300 | | | | 6,298,695 | |
Jasmine International NVDR (A) | | | 93,132,399 | | | | 10,274,207 | |
| | | | | | | 16,572,902 | |
Real Estate — 0.9% | | | | | | | | |
Quality Houses | | | 83,140,100 | | | | 5,652,434 | |
TOTAL THAILAND | | | | | | | 22,225,336 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
TURKEY — 1.2% | | | | | | | | |
Materials — 1.2% | | | | | | | | |
Eregli Demir ve Celik Fabrikalari | | | 6,797,059 | | | $ | 7,440,294 | |
UNITED KINGDOM — 4.3% | | | | | | | | |
Energy — 1.9% | | | | | | | | |
Genel Energy | | | 3,420,598 | | | | 6,429,054 | |
Gulf Keystone Petroleum * | | | 4,735,011 | | | | 5,717,561 | |
| | | | | | | 12,146,615 | |
Financials — 0.9% | | | | | | | | |
Standard Life Aberdeen | | | 1,792,394 | | | | 5,890,740 | |
Oil & Gas — 0.7% | | | | | | | | |
BP ADR | | | 217,563 | | | | 4,795,089 | |
Real Estate — 0.8% | | | | | | | | |
Regional REIT ‡ | | | 6,095,356 | | | | 5,304,136 | |
TOTAL UNITED KINGDOM | | | | | | | 28,136,580 | |
UNITED STATES — 22.3% | | | | | | | | |
Communication Services — 0.8% | | | | | | | | |
CenturyLink | | | 542,401 | | | | 5,234,170 | |
Consumer Staples — 3.8% | | | | | | | | |
Altria Group | | | 144,333 | | | | 5,939,303 | |
B&G Foods (A) | | | 640,280 | | | | 18,510,495 | |
| | | | | | | 24,449,798 | |
Energy — 3.9% | | | | | | | | |
Archrock | | | 850,114 | | | | 5,661,759 | |
Diversified Gas & Oil | | | 10,727,536 | | | | 13,573,100 | |
Williams | | | 296,156 | | | | 5,665,464 | |
| | | | | | | 24,900,323 | |
Financials — 9.1% | | | | | | | | |
Annaly Capital Management ‡ | | | 975,416 | | | | 7,227,833 | |
Apollo Commercial Real Estate Finance ‡ | | | 427,304 | | | | 3,973,927 | |
Arbor Realty Trust ‡ (A) | | | 543,579 | | | | 5,539,070 | |
Ares Commercial Real Estate ‡ | | | 607,547 | | | | 5,546,904 | |
Artisan Partners Asset Management, Cl A | | | 189,158 | | | | 6,853,194 | |
Chimera Investment ‡ | | | 348,160 | | | | 3,129,958 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
KKR Real Estate Finance Trust ‡ | | | 441,693 | | | $ | 7,354,189 | |
Ladder Capital, Cl A ‡ | | | 473,603 | | | | 3,679,895 | |
Ready Capital ‡ | | | 455,147 | | | | 3,650,279 | |
Redwood Trust ‡ | | | 806,920 | | | | 5,753,340 | |
Starwood Property Trust ‡ | | | 339,264 | | | | 5,071,997 | |
| | | | | | | 57,780,586 | |
Real Estate — 4.7% | | | | | | | | |
Brookfield Property REIT, Cl A ‡ (A) | | | 435,177 | | | | 5,052,405 | |
CoreCivic ‡ * | | | 489,033 | | | | 4,357,284 | |
GEO Group ‡ | | | 458,050 | | | | 4,869,071 | |
Gladstone Commercial ‡ | | | 304,508 | | | | 5,542,046 | |
Iron Mountain ‡ | | | 201,814 | | | | 5,689,137 | |
Kite Realty Group Trust ‡ | | | 443,874 | | | | 4,381,036 | |
| | | | | | | 29,890,979 | |
TOTAL UNITED STATES | | | | | | | 142,255,856 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $701,459,793) | | | | | | | 633,690,813 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(B)(C) — 3.5% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $22,166,578) | | | 22,166,578 | | | | 22,166,578 | |
TOTAL INVESTMENTS — 103.3% | | | | | | | | |
(Cost $723,626,371) | | | | | | $ | 655,857,391 | |
Percentages are based on Net Assets of $634,769,028.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $22,405,439. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $22,166,578. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® ETF |
ADR — American Depositary Receipt |
Cl — Class |
GDR — Global Depositary Receipt |
NVDR — Non-Voting Depositary Receipt |
PJSC — Public Joint Stock Company |
REIT — Real Estate Investment Trust |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 558,202,748 | | | $ | 75,488,065 | | | $ | — | | | $ | 633,690,813 | |
Short-Term Investment | | | 22,166,578 | | | | — | | | | — | | | | 22,166,578 | |
Total Investments in Securities | | $ | 580,369,326 | | | $ | 75,488,065 | | | $ | — | | | $ | 655,857,391 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® U.S. ETF |
| | Shares | | | Value | |
COMMON STOCK — 77.2% | | | | | | | | |
NORWAY— 2.0% | | | | | | | | |
Energy — 2.0% | | | | | | | | |
SFL | | | 1,012,437 | | | $ | 8,413,352 | |
UNITED STATES— 75.2% | | | | | | | | |
Communication Services — 5.5% | | | | | | | | |
AT&T | | | 342,432 | | | | 10,129,139 | |
Verizon Communications | | | 224,776 | | | | 12,920,124 | |
| | | | | | | 23,049,263 | |
Consumer Discretionary — 1.9% | | | | | | | | |
H&R Block | | | 557,033 | | | | 8,076,978 | |
Consumer Staples — 24.5% | | | | | | | | |
Altria Group | | | 294,384 | | | | 12,113,902 | |
B&G Foods (A) | | | 971,501 | | | | 28,086,094 | |
Bunge | | | 178,943 | | | | 7,773,284 | |
General Mills | | | 239,982 | | | | 15,183,661 | |
Kraft Heinz | | | 480,226 | | | | 16,510,170 | |
Philip Morris International | | | 151,072 | | | | 11,603,840 | |
Universal | | | 264,582 | | | | 11,154,777 | |
| | | | | | | 102,425,728 | |
Energy — 8.0% | | | | | | | | |
Chevron | | | 118,014 | | | | 9,906,095 | |
Exxon Mobil | | | 217,463 | | | | 9,150,843 | |
Hess Midstream (A) | | | 359,362 | | | | 6,249,305 | |
Kinder Morgan | | | 584,140 | | | | 8,236,374 | |
| | | | | | | 33,542,617 | |
Financials — 11.1% | | | | | | | | |
Annaly Capital Management ‡ | | | 1,173,092 | | | | 8,692,612 | |
Arbor Realty Trust ‡ (A) | | | 857,004 | | | | 8,732,871 | |
Blackstone Mortgage Trust, Cl A ‡ | | | 303,687 | | | | 7,309,746 | |
KKR Real Estate Finance Trust ‡ | | | 442,204 | | | | 7,362,697 | |
Ladder Capital, Cl A ‡ | | | 895,199 | | | | 6,955,696 | |
Virtu Financial, Cl A | | | 292,708 | | | | 7,259,158 | |
| | | | | | | 46,312,780 | |
Industrials — 2.6% | | | | | | | | |
Ennis | | | 621,854 | | | | 10,758,074 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® U.S. ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Oil & Gas — 1.4% | | | | | | | | |
South Jersey Industries | | | 248,548 | | | $ | 5,798,625 | |
Real Estate — 8.9% | | | | | | | | |
Alexander's ‡ | | | 26,864 | | | | 6,764,086 | |
Brookfield Property Partners | | | 673,921 | | | | 7,541,176 | |
Industrial Logistics Properties Trust ‡ | | | 378,369 | | | | 7,987,370 | |
Iron Mountain ‡ | | | 277,246 | | | | 7,815,565 | |
Omega Healthcare Investors ‡ | | | 224,186 | | | | 7,259,143 | |
| | | | | | | 37,367,340 | |
Utilities — 11.3% | | | | | | | | |
Clearway Energy, Cl C | | | 318,658 | | | | 7,819,867 | |
Dominion Energy | | | 144,694 | | | | 11,724,555 | |
Duke Energy | | | 127,389 | | | | 10,794,944 | |
National Fuel Gas | | | 168,193 | | | | 6,823,590 | |
PPL | | | 370,462 | | | | 9,861,698 | |
| | | | | | | 47,024,654 | |
TOTAL UNITED STATES | | | | | | | 314,356,059 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $332,601,109) | | | | | | | 322,769,411 | |
| | | | | | | | |
MASTER LIMITED PARTNERSHIPS — 22.5% | | | | | | | | |
Energy — 14.8% | | | | | | | | |
CrossAmerica Partners (B) | | | 689,157 | | | | 10,254,656 | |
Delek Logistics Partners (B) | | | 443,180 | | | | 12,896,538 | |
KNOT Offshore Partners (B) | | | 721,169 | | | | 9,483,372 | |
MPLX (B) | | | 367,571 | | | | 6,715,522 | |
Phillips 66 Partners (B) | | | 208,643 | | | | 5,800,276 | |
Sunoco (B) | | | 270,549 | | | | 6,715,026 | |
USA Compression Partners (B) | | | 864,866 | | | | 9,980,554 | |
| | | | | | | 61,845,944 | |
Financials — 2.2% | | | | | | | | |
Compass Diversified Holdings (B) | | | 582,280 | | | | 9,287,366 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® U.S. ETF |
| | Shares | | | Value | |
MASTER LIMITED PARTNERSHIPS — continued | | | | | | | | |
Industrials — 4.0% | | | | | | | | |
Fortress Transportation & Infrastructure Investors (B) | | | 645,956 | | | $ | 9,753,935 | |
Icahn Enterprises (B) | | | 139,812 | | | | 6,964,036 | |
| | | | | | | 16,717,971 | |
Utilities — 1.5% | | | | | | | | |
Suburban Propane Partners (B) | | | 478,328 | | | | 6,342,629 | |
| | | | | | | | |
TOTAL MASTER LIMITED PARTNERSHIPS | | | | | | | | |
(Cost $95,197,553) | | | | | | | 94,193,910 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(C)(D) — 7.7% | | | | | | | | |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $31,960,224) | | | 31,960,224 | | | | 31,960,224 | |
TOTAL INVESTMENTS — 107.4% | | | | | | | | |
(Cost $459,758,886) | | | | | | $ | 448,923,545 | |
Percentages are based on Net Assets of $418,055,879.
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $33,279,095. |
(B) | Security considered Master Limited Partnership. At July 31, 2020, these securities amounted to $94,193,910 or 22.5% of net assets. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $31,960,224. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Cl — Class
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® U.S. ETF |
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® EAFE ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.6% |
AUSTRALIA— 23.4% | | | | | | | | |
Consumer Discretionary — 2.2% | | | | | | | | |
TABCORP Holdings | | | 67,230 | | | $ | 171,642 | |
Consumer Services — 1.8% | | | | | | | | |
Qantas Airways | | | 61,913 | | | | 143,415 | |
Financials — 4.6% | | | | | | | | |
Australia & New Zealand Banking Group | | | 14,049 | | | | 180,951 | |
Commonwealth Bank of Australia | | | 3,660 | | | | 186,883 | |
Total Financials | | | | | | | 367,834 | |
Industrials — 2.2% | | | | | | | | |
Westpac Banking | | | 14,225 | | | | 174,343 | |
Materials — 8.7% | | | | | | | | |
BHP Group | | | 7,590 | | | | 164,870 | |
BHP Group | | | 6,232 | | | | 164,246 | |
Fortescue Metals Group | | | 15,733 | | | | 196,435 | |
Rio Tinto | | | 2,742 | | | | 166,089 | |
Total Materials | | | | | | | 691,640 | |
Real Estate — 3.9% | | | | | | | | |
Scentre Group ‡ | | | 97,509 | | | | 142,654 | |
Stockland ‡ | | | 72,995 | | | | 166,991 | |
Total Real Estate | | | | | | | 309,645 | |
TOTAL AUSTRALIA | | | | | | | 1,858,519 | |
BELGIUM— 1.9% | | | | | | | | |
Communication Services — 1.9% | | | | | | | | |
Proximus | | | 7,454 | | | | 154,339 | |
DENMARK— 2.6% | | | | | | | | |
Consumer Goods — 2.6% | | | | | | | | |
Pandora | | | 3,306 | | | | 210,002 | |
FINLAND— 2.1% | | | | | | | | |
Utilities — 2.1% | | | | | | | | |
Fortum | | | 8,378 | | | | 170,598 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® EAFE ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
FRANCE— 6.2% | | | | | | | | |
Energy — 1.9% | | | | | | | | |
Total | | | 3,981 | | | $ | 147,345 | |
Real Estate — 4.3% | | | | | | | | |
Covivio ‡ | | | 2,581 | | | | 187,089 | |
Klepierre ‡ | | | 9,103 | | | | 157,050 | |
Total Real Estate | | | | | | | 344,139 | |
TOTAL FRANCE | | | | | | | 491,484 | |
GERMANY— 1.6% | | | | | | | | |
Communication Services — 1.6% | | | | | | | | |
Telefonica Deutschland Holding | | | 47,015 | | | | 129,258 | |
HONG KONG— 3.5% | | | | | | | | |
Communication Services — 3.5% | | | | | | | | |
HKT Trust & HKT | | | 92,420 | | | | 136,182 | |
PCCW | | | 248,765 | | | | 140,268 | |
TOTAL HONG KONG | | | | | | | 276,450 | |
ITALY— 12.5% | | | | | | | | |
Communication Services — 1.9% | | | | | | | | |
Telecom Italia | | | 373,576 | | | | 149,665 | |
Energy — 1.8% | | | | | | | | |
Eni | | | 15,627 | | | | 139,349 | |
Financials — 4.6% | | | | | | | | |
Mediobanca Banca di Credito Finanziario | | | 25,399 | | | | 203,572 | |
Poste Italiane | | | 17,739 | | | | 162,608 | |
Total Financials | | | | | | | 366,180 | |
Information Technology — 2.0% | | | | | | | | |
Assicurazioni Generali | | | 10,719 | | | | 160,467 | |
Utilities — 2.2% | | | | | | | | |
Snam | | | 32,734 | | | | 174,185 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® EAFE ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
TOTAL ITALY | | | | | | $ | 989,846 | |
JAPAN— 8.1% | | | | | | | | |
Consumer Goods — 1.6% | | | | | | | | |
Japan Tobacco | | | 7,590 | | | | 130,077 | |
Financials — 1.6% | | | | | | | | |
Aozora Bank | | | 8,200 | | | | 130,837 | |
Industrials — 1.8% | | | | | | | | |
Marubeni | | | 32,000 | | | | 146,789 | |
Information Technology — 1.4% | | | | | | | | |
Canon | | | 7,040 | | | | 111,596 | |
Real Estate — 1.7% | | | | | | | | |
Japan Retail Fund Investment ‡ | | | 115 | | | | 138,026 | |
TOTAL JAPAN | | | | | | | 657,325 | |
NETHERLANDS— 4.0% | | | | | | | | |
Energy — 1.7% | | | | | | | | |
Royal Dutch Shell, Cl A | | | 8,956 | | | | 131,842 | |
Financials — 2.3% | | | | | | | | |
NN Group | | | 5,052 | | | | 185,193 | |
TOTAL NETHERLANDS | | | | | | | 317,035 | |
NEW ZEALAND— 2.1% | | | | | | | | |
Communication Services — 2.1% | | | | | | | | |
Spark New Zealand | | | 50,854 | | | | 167,011 | |
PORTUGAL— 2.1% | | | | | | | | |
Utilities — 2.1% | | | | | | | | |
Energias de Portugal | | | 32,184 | | | | 163,076 | |
SPAIN— 11.7% | | | | | | | | |
Communication Services — 1.8% | | | | | | | | |
Telefonica | | | 34,596 | | | | 145,147 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® EAFE ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Energy — 1.6% | | | | | | | | |
Repsol | | | 15,984 | | | $ | 124,368 | |
Financials — 2.0% | | | | | | | | |
Banco Bilbao Vizcaya Argentaria * | | | 50,044 | | | | 156,049 | |
Industrials — 1.9% | | | | | | | | |
ACS Actividades de Construccion y Servicios | | | 6,630 | | | | 153,271 | |
Utilities — 4.4% | | | | | | | | |
Enagas | | | 6,440 | | | | 162,738 | |
Endesa | | | 6,528 | | | | 185,573 | |
Total Utilities | | | | | | | 348,311 | |
TOTAL SPAIN | | | | | | | 927,146 | |
SWITZERLAND— 4.5% | | | | | | | | |
Financials — 4.5% | | | | | | | | |
Swiss Re | | | 2,238 | | | | 176,541 | |
Zurich Insurance Group | | | 483 | | | | 178,503 | |
TOTAL SWITZERLAND | | | | | | | 355,044 | |
UNITED KINGDOM— 13.3% | | | | | | | | |
Communication Services — 1.7% | | | | | | | | |
BT Group, Cl A | | | 105,273 | | | | 136,210 | |
Consumer Discretionary — 2.0% | | | | | | | | |
Barratt Developments * | | | 23,274 | | | | 155,975 | |
Consumer Staples — 1.6% | | | | | | | | |
Imperial Brands | | | 7,593 | | | | 127,164 | |
Energy — 1.7% | | | | | | | | |
BP | | | 37,306 | | | | 134,726 | |
Financials — 4.2% | | | | | | | | |
Legal & General Group | | | 60,919 | | | | 171,107 | |
Standard Life Aberdeen | | | 49,832 | | | | 163,774 | |
Total Financials | | | | | | | 334,881 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® EAFE ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Utilities — 2.1% | | | | | | | | |
SSE | | | 9,534 | | | $ | 162,800 | |
TOTAL UNITED KINGDOM | | | | | | | 1,051,756 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $8,412,228) | | | | | | | 7,918,889 | |
TOTAL INVESTMENTS — 99.6% | | | | | | | | |
(Cost $8,412,228) | | | | | | $ | 7,918,889 | |
Percentages are based on Net Assets of $7,949,203
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® Emerging Markets ETF |
| | Shares | | | Value | |
COMMON STOCK — 97.1% |
BRAZIL— 12.7% | | | | | | | | |
Financials — 9.7% | | | | | | | | |
Banco do Brasil * | | | 84,332 | | | $ | 543,983 | |
Banco Santander Brasil | | | 95,600 | | | | 548,904 | |
BB Seguridade Participacoes | | | 95,800 | | | | 512,143 | |
BR Malls Participacoes | | | 245,900 | | | | 467,634 | |
| | | | | | | 2,072,664 | |
Information Technology — 3.0% | | | | | | | | |
Cielo | | | 624,300 | | | | 643,992 | |
TOTAL BRAZIL | | | | | | | 2,716,656 | |
CHILE— 2.3% | | | | | | | | |
Utilities — 2.3% | | | | | | | | |
Colbun | | | 2,714,008 | | | | 491,210 | |
CHINA— 23.6% | | | | | | | | |
Energy — 1.8% | | | | | | | | |
Yanzhou Coal Mining, Cl H | | | 483,000 | | | | 377,042 | |
Financials — 1.6% | | | | | | | | |
Bank of Communications, Cl H | | | 619,280 | | | | 343,592 | |
Industrials — 1.6% | | | | | | | | |
China Merchants Holdings International | | | 299,800 | | | | 343,117 | |
Information Technology — 1.9% | | | | | | | | |
Lenovo Group | | | 686,100 | | | | 413,420 | |
Materials — 5.7% | | | | | | | | |
Baoshan Iron & Steel, Cl A | | | 570,200 | | | | 402,076 | |
Maanshan Iron & Steel, Cl A | | | 1,093,400 | | | | 423,115 | |
Sansteel Minguang Fujian, Cl A | | | 386,500 | | | | 394,408 | |
| | | | | | | 1,219,599 | |
Real Estate — 11.0% | | | | | | | | |
Agile Group Holdings | | | 359,700 | | | | 456,226 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® Emerging Markets ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Real Estate — continued | | | | | | | | |
Guangzhou R&F Properties | | | 310,300 | | | $ | 357,536 | |
KWG Group Holdings | | | 249,900 | | | | 444,972 | |
Shanghai Lujiazui Finance & Trade Zone Development, Cl B | | | 460,700 | | | | 386,988 | |
Shui On Land | | | 2,239,800 | | | | 332,349 | |
Yuzhou Properties | | | 869,100 | | | | 390,244 | |
| | | | | | | 2,368,315 | |
TOTAL CHINA | | | | | | | 5,065,085 | |
COLOMBIA— 2.0% | | | | | | | | |
Energy — 2.0% | | | | | | | | |
Ecopetrol | | | 752,630 | | | | 419,884 | |
EGYPT— 1.7% | | | | | | | | |
Industrials — 1.7% | | | | | | | | |
ElSewedy Electric | | | 849,600 | | | | 357,502 | |
INDIA— 2.1% | | | | | | | | |
Financials — 2.1% | | | | | | | | |
REC | | | 339,164 | | | | 454,032 | |
MALAYSIA— 1.9% | | | | | | | | |
Financials — 1.9% | | | | | | | | |
Malayan Banking | | | 225,900 | | | | 408,645 | |
MEXICO— 4.3% | | | | | | | | |
Financials — 2.3% | | | | | | | | |
Grupo Financiero Banorte, Cl O * | | | 137,600 | | | | 495,415 | |
Real Estate — 2.0% | | | | | | | | |
Fibra Uno Administracion ‡ | | | 518,100 | | | | 419,065 | |
TOTAL MEXICO | | | | | | | 914,480 | |
PAKISTAN— 2.1% | | | | | | | | |
Financials — 2.1% | | | | | | | | |
MCB Bank | | | 420,769 | | | | 447,240 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® Emerging Markets ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
ROMANIA— 2.0% | | | | | | | | |
Real Estate — 2.0% | | | | | | | | |
NEPI Rockcastle | | | 83,296 | | | $ | 435,294 | |
RUSSIA— 16.5% | | | | | | | | |
Communication Services — 1.8% | | | | | | | | |
Mobile TeleSystems ADR | | | 42,512 | | | | 376,656 | |
Consumer Staples — 2.4% | | | | | | | | |
Magnit PJSC GDR | | | 35,413 | | | | 525,175 | |
Energy — 5.2% | | | | | | | | |
Gazprom PJSC | | | 146,000 | | | | 358,092 | |
LUKOIL PJSC | | | 5,318 | | | | 364,243 | |
Tatneft PJSC * | | | 51,590 | | | | 382,898 | |
| | | | | | | 1,105,233 | |
Materials — 7.1% | | | | | | | | |
Alrosa PJSC | | | 455,690 | | | | 419,446 | |
Magnitogorsk Iron & Steel Works PJSC | | | 742,500 | | | | 399,802 | |
MMC Norilsk Nickel PJSC | | | 1,277 | | | | 338,090 | |
PhosAgro PJSC GDR | | | 30,896 | | | | 365,191 | |
| | | | | | | 1,522,529 | |
TOTAL RUSSIA | | | | | | | 3,529,593 | |
SOUTH AFRICA— 10.4% | | | | | | | | |
Energy — 2.3% | | | | | | | | |
Exxaro Resources | | | 63,868 | | | | 503,893 | |
Financials — 3.7% | | | | | | | | |
Absa Group | | | 92,040 | | | | 428,507 | |
Old Mutual | | | 553,210 | | | | 372,624 | |
| | | | | | | 801,131 | |
Materials — 2.4% | | | | | | | | |
Kumba Iron Ore | | | 16,001 | | | | 516,805 | |
Real Estate — 2.0% | | | | | | | | |
Growthpoint Properties ‡ | | | 543,712 | | | | 424,337 | |
TOTAL SOUTH AFRICA | | | | | | | 2,246,166 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® Emerging Markets ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
TAIWAN— 11.7% | | | | | | | | |
Information Technology — 11.7% | | | | | | | | |
Inventec | | | 488,400 | | | $ | 416,802 | |
Lite-On Technology | | | 247,800 | | | | 419,563 | |
Micro-Star International | | | 109,600 | | | | 488,241 | |
Nanya Technology | | | 196,200 | | | | 405,869 | |
Walsin Technology | | | 61,000 | | | | 365,444 | |
Yageo | | | 31,600 | | | | 419,615 | |
TOTAL TAIWAN | | | | | | | 2,515,534 | |
UNITED ARAB EMIRATES— 3.8% | | | | | | | | |
Financials — 2.0% | | | | | | | | |
Dubai Islamic Bank PJSC | | | 421,025 | | | | 432,126 | |
Real Estate — 1.8% | | | | | | | | |
Aldar Properties PJSC | | | 815,842 | | | | 384,250 | |
TOTAL UNITED ARAB EMIRATES | | | | | | | 816,376 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $21,413,935) | | | | | | | 20,817,697 | |
| | | | | | | | |
PREFERRED STOCK — 2.3%† |
BRAZIL— 2.3% | | | | | | | | |
Communication Services — 2.3% | | | | | | | | |
Telefonica Brasil,(A) | | | 48,500 | | | | 490,515 | |
TOTAL PREFERRED STOCK | | | | | | | | |
(Cost $559,420) | | | | | | | 490,515 | |
| | | | | | | | |
TOTAL INVESTMENTS — 99.4% | | | | | | | | |
(Cost $21,973,355) | | | | | | $ | 21,308,212 | |
Percentages are based on Net Assets of $21,428,958.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
† | Narrow industries are utilized for compliance purposes, whereas broad sectors are utilized for reporting. |
(A) | There is currently no stated rate. |
ADR — American Depositary Receipt |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X MSCI SuperDividend® Emerging Markets ETF |
Cl — Class |
GDR — Global Depositary Receipt |
PJSC — Public Joint Stock Company |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 18,787,934 | | | $ | 2,029,763 | | | $ | — | | | $ | 20,817,697 | |
Preferred Stock | | | 490,515 | | | | — | | | | — | | | | 490,515 | |
Total Investments in Securities | | $ | 19,278,449 | | | $ | 2,029,763 | | | $ | — | | | $ | 21,308,212 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® REIT ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.8% |
AUSTRALIA— 0.5% | | | | | | | | |
Real Estate — 0.5% |
Cromwell Property Group ‡ | | | 2,587,076 | | | $ | 1,641,958 | |
CANADA— 0.5% | | | | | | | | |
Real Estate — 0.5% |
NorthWest Healthcare Properties Real Estate Investment Trust ‡ | | | 197,981 | | | | 1,662,774 | |
SINGAPORE— 11.3% | | | | | | | | |
Real Estate — 11.3% |
Frasers Logistics & Industrial Trust ‡ | | | 11,338,100 | | | | 11,161,989 | |
Manulife US Real Estate Investment Trust ‡ | | | 22,466,633 | | | | 17,299,307 | |
Mapletree North Asia Commercial Trust ‡ | | | 13,572,700 | | | | 8,462,524 | |
TOTAL SINGAPORE | | | | | | | 36,923,820 | |
SOUTH AFRICA— 2.8% | | | | | | | | |
Real Estate — 2.8% |
Growthpoint Properties ‡ | | | 11,507,994 | | | | 8,981,354 | |
UNITED STATES— 84.7% | | | | | | | | |
Financials — 39.4% |
Annaly Capital Management ‡ | | | 2,341,528 | | | | 17,350,723 | |
Apollo Commercial Real Estate Finance ‡ | | | 1,211,669 | | | | 11,268,522 | |
Arbor Realty Trust ‡ (A) | | | 1,158,565 | | | | 11,805,777 | |
ARMOUR Residential REIT ‡ | | | 1,306,661 | | | | 12,204,214 | |
Blackstone Mortgage Trust, Cl A ‡ | | | 518,170 | | | | 12,472,352 | |
Chimera Investment ‡ | | | 1,019,967 | | | | 9,169,503 | |
KKR Real Estate Finance Trust ‡ | | | 990,111 | | | | 16,485,348 | |
Ladder Capital, Cl A ‡ | | | 1,089,138 | | | | 8,462,602 | |
Ready Capital ‡ | | | 1,494,836 | | | | 11,988,585 | |
Redwood Trust ‡ | | | 847,546 | | | | 6,043,003 | |
Starwood Property Trust ‡ | | | 763,979 | | | | 11,421,486 | |
| | | | | | | 128,672,115 | |
Real Estate — 45.3% |
Brookfield Property REIT, Cl A ‡ (A) | | | 1,073,256 | | | | 12,460,501 | |
CoreCivic ‡ * | | | 553,707 | | | | 4,933,529 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® REIT ETF |
| | | Shares | | | | Value | |
COMMON STOCK — continued |
Real Estate — continued |
EPR Properties ‡ * | | | 220,328 | | | $ | 6,307,991 | |
Gaming and Leisure Properties ‡ | | | 449,982 | | | | 16,293,847 | |
GEO Group ‡ | | | 769,625 | | | | 8,181,114 | |
Global Medical REIT ‡ | | | 136,849 | | | | 1,627,135 | |
Industrial Logistics Properties Trust ‡ | | | 467,524 | | | | 9,869,432 | |
Iron Mountain ‡ | | | 350,596 | | | | 9,883,301 | |
Kite Realty Group Trust ‡ | | | 661,508 | | | | 6,529,084 | |
LTC Properties ‡ | | | 42,457 | | | | 1,577,278 | |
MGM Growth Properties, Cl A ‡ | | | 349,280 | | | | 9,549,315 | |
National Health Investors ‡ | | | 25,955 | | | | 1,609,210 | |
Office Properties Income Trust ‡ | | | 326,877 | | | | 8,220,957 | |
Omega Healthcare Investors ‡ | | | 536,247 | | | | 17,363,677 | |
RPT Realty ‡ * | | | 1,079,325 | | | | 6,713,402 | |
SITE Centers ‡ * | | | 1,207,625 | | | | 8,851,891 | |
Spirit Realty Capital ‡ | | | 47,499 | | | | 1,636,816 | |
Tanger Factory Outlet Centers ‡ * (A) | | | 1,039,962 | | | | 6,686,956 | |
Taubman Centers ‡ * | | | 154,459 | | | | 5,980,652 | |
Uniti Group ‡ | | | 168,942 | | | | 1,672,526 | |
WP Carey ‡ | | | 23,370 | | | | 1,667,917 | |
| | | | | | | 147,616,531 | |
TOTAL UNITED STATES | | | | | | | 276,288,646 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $413,504,253) | | | | | | | 325,498,552 | |
| | | | | | | | |
|
SHORT-TERM INVESTMENT(B)(C) — 4.9% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $16,042,064) | | | 16,042,064 | | | | 16,042,064 | |
TOTAL INVESTMENTS — 104.7% | | | | | | | | |
(Cost $429,546,317) | | | | | | $ | 341,540,616 | |
Percentages are based on Net Assets of $326,277,884.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperDividend® REIT ETF |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $15,817,054. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $16,042,064. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Cl — Class |
REIT — Real Estate Investment Trust |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 288,574,732 | | | $ | 36,923,820 | | | $ | — | | | $ | 325,498,552 | |
Short-Term Investment | | | 16,042,064 | | | | — | | | | — | | | | 16,042,064 | |
Total Investments in Securities | | $ | 304,616,796 | | | $ | 36,923,820 | | | $ | — | | | $ | 341,540,616 | |
|
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X NASDAQ 100® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — 103.9%(A) |
ARGENTINA— 0.5% | | | | | | | | |
Consumer Discretionary — 0.5% |
MercadoLibre * | | | 5,535 | | | $ | 6,224,772 | |
CHINA— 1.3% | | | | | | | | |
Communication Services — 0.6% |
Baidu ADR * | | | 30,731 | | | | 3,669,281 | |
NetEase ADR | | | 8,111 | | | | 3,718,245 | |
| | | | | | | 7,387,526 | |
Consumer Discretionary — 0.7% |
JD.com ADR * | | | 102,703 | | | | 6,551,424 | |
Trip.com Group ADR * | | | 62,019 | | | | 1,686,917 | |
| | | | | | | 8,238,341 | |
TOTAL CHINA | | | | | | | 15,625,867 | |
| | | | | | | | |
ISRAEL— 0.2% | | | | | | | | |
Information Technology — 0.2% |
Check Point Software Technologies * | | | 15,923 | | | | 1,995,948 | |
NETHERLANDS— 0.6% | | | | | | | | |
Information Technology — 0.6% |
ASML Holding, Cl G | | | 8,453 | | | | 2,989,995 | |
NXP Semiconductors | | | 31,068 | | | | 3,651,422 | |
TOTAL NETHERLANDS | | | | | | | 6,641,417 | |
| | | | | | | | |
UNITED KINGDOM— 0.1% | | | | | | | | |
Communication Services — 0.1% |
Liberty Global * | | | 39,728 | | | | 904,209 | |
Liberty Global, Cl A * | | | 24,289 | | | | 568,484 | |
TOTAL UNITED KINGDOM | | | | | | | 1,472,693 | |
| | | | | | | | |
UNITED STATES— 101.2% | | | | | | | | |
Communication Services — 19.8% |
Activision Blizzard | | | 85,267 | | | | 7,045,612 | |
Alphabet, Cl A * | | | 30,020 | | | | 44,668,259 | |
Alphabet, Cl C * | | | 29,315 | | | | 43,472,972 | |
Charter Communications, Cl A * | | | 22,915 | | | | 13,290,700 | |
Comcast, Cl A | | | 506,153 | | | | 21,663,348 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X NASDAQ 100® Covered Call ETF
| | | Shares | | | | Value | |
COMMON STOCK — continued |
Communication Services — continued |
Electronic Arts * | | | 32,220 | | | $ | 4,562,996 | |
Facebook, Cl A * | | | 209,711 | | | | 53,197,390 | |
Fox, Cl A | | | 41,356 | | | | 1,065,744 | |
Fox, Cl B | | | 30,671 | | | | 790,392 | |
Netflix * | | | 48,886 | | | | 23,899,388 | |
Sirius XM Holdings | | | 488,782 | | | | 2,874,038 | |
Take-Two Interactive Software * | | | 13,506 | | | | 2,215,254 | |
T-Mobile US * | | | 137,205 | | | | 14,733,073 | |
| | | | | | | 233,479,166 | |
Consumer Discretionary — 17.7% |
Amazon.com * | | | 43,522 | | | | 137,733,203 | |
Booking Holdings * | | | 4,533 | | | | 7,534,435 | |
Dollar Tree * | | | 26,120 | | | | 2,438,302 | |
eBay | | | 77,923 | | | | 4,307,583 | |
Expedia Group * | | | 14,569 | | | | 1,180,235 | |
Lululemon Athletica * | | | 13,728 | | | | 4,469,700 | |
Marriott International, Cl A * | | | 35,978 | | | | 3,015,856 | |
O'Reilly Automotive * | | | 8,323 | | | | 3,973,234 | |
Ross Stores * | | | 39,848 | | | | 3,573,170 | |
Starbucks | | | 129,530 | | | | 9,912,931 | |
Tesla * | | | 20,613 | | | | 29,492,256 | |
Ulta Beauty * | | | 6,924 | | | | 1,336,263 | |
| | | | | | | 208,967,168 | |
Consumer Staples — 5.0% |
Costco Wholesale | | | 49,040 | | | | 15,963,991 | |
Kraft Heinz | | | 136,034 | | | | 4,676,849 | |
Mondelez International, Cl A | | | 158,181 | | | | 8,777,464 | |
Monster Beverage * | | | 59,682 | | | | 4,683,843 | |
PepsiCo | | | 154,181 | | | | 21,224,557 | |
Walgreens Boots Alliance | | | 98,524 | | | | 4,010,912 | |
| | | | | | | 59,337,616 | |
Health Care — 7.4% |
Alexion Pharmaceuticals * | | | 24,500 | | | | 2,511,005 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X NASDAQ 100® Covered Call ETF
| | | Shares | | | | Value | |
COMMON STOCK — continued |
Health Care — continued |
Align Technology * | | | 8,774 | | | $ | 2,577,977 | |
Amgen | | | 65,339 | | | | 15,986,493 | |
Biogen Idec * | | | 18,027 | | | | 4,951,837 | |
BioMarin Pharmaceutical * | | | 20,144 | | | | 2,413,453 | |
Cerner | | | 34,387 | | | | 2,388,177 | |
DexCom * | | | 10,185 | | | | 4,435,975 | |
Gilead Sciences | | | 139,136 | | | | 9,674,126 | |
IDEXX Laboratories * | | | 9,454 | | | | 3,760,329 | |
Illumina * | | | 16,400 | | | | 6,267,424 | |
Incyte * | | | 24,215 | | | | 2,391,473 | |
Intuitive Surgical * | | | 12,922 | | | | 8,857,255 | |
Moderna * | | | 42,854 | | | | 3,175,481 | |
Regeneron Pharmaceuticals * | | | 11,166 | | | | 7,057,694 | |
Seattle Genetics * | | | 19,090 | | | | 3,174,094 | |
Vertex Pharmaceuticals * | | | 28,727 | | | | 7,813,744 | |
| | | | | | | 87,436,537 | |
Industrials — 1.8% |
Cintas | | | 11,510 | | | | 3,474,523 | |
Copart * | | | 26,154 | | | | 2,438,861 | |
CSX | | | 84,663 | | | | 6,039,858 | |
Fastenal | | | 63,506 | | | | 2,987,322 | |
PACCAR | | | 38,334 | | | | 3,261,457 | |
Verisk Analytics, Cl A | | | 18,062 | | | | 3,408,480 | |
| | | | | | | 21,610,501 | |
Information Technology — 48.8% |
Adobe * | | | 53,549 | | | | 23,792,892 | |
Advanced Micro Devices * | | | 129,660 | | | | 10,039,574 | |
Analog Devices | | | 41,071 | | | | 4,717,004 | |
ANSYS * | | | 9,509 | | | | 2,953,495 | |
Apple | | | 378,207 | | | | 160,753,103 | |
Applied Materials | | | 102,551 | | | | 6,597,106 | |
Autodesk * | | | 24,514 | | | | 5,795,845 | |
Automatic Data Processing | | | 47,577 | | | | 6,323,459 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X NASDAQ 100® Covered Call ETF
| | | Shares | | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Broadcom | | | 44,384 | | | $ | 14,058,632 | |
Cadence Design Systems * | | | 31,009 | | | | 3,387,733 | |
CDW | | | 15,853 | | | | 1,842,911 | |
Cisco Systems | | | 469,238 | | | | 22,101,110 | |
Citrix Systems | | | 13,457 | | | | 1,921,121 | |
Cognizant Technology Solutions, Cl A | | | 60,854 | | | | 4,157,545 | |
DocuSign, Cl A * | | | 20,182 | | | | 4,376,063 | |
Fiserv * | | | 74,143 | | | | 7,398,730 | |
Intel | | | 470,735 | | | | 22,468,182 | |
Intuit | | | 28,896 | | | | 8,852,868 | |
KLA | | | 17,379 | | | | 3,472,846 | |
Lam Research | | | 16,218 | | | | 6,116,781 | |
Maxim Integrated Products * | | | 29,524 | | | | 2,010,289 | |
Microchip Technology | | | 27,330 | | | | 2,780,281 | |
Micron Technology * | | | 123,005 | | | | 6,157,015 | |
Microsoft | | | 661,704 | | | | 135,655,938 | |
NetApp | | | 26,390 | | | | 1,169,077 | |
NVIDIA | | | 68,376 | | | | 29,031,765 | |
Paychex | | | 39,722 | | | | 2,856,806 | |
PayPal Holdings * | | | 130,495 | | | | 25,586,155 | |
QUALCOMM | | | 124,806 | | | | 13,180,762 | |
Skyworks Solutions | | | 18,748 | | | | 2,729,334 | |
Splunk * | | | 17,481 | | | | 3,667,863 | |
Synopsys * | | | 16,668 | | | | 3,320,599 | |
Texas Instruments | | | 101,879 | | | | 12,994,666 | |
VeriSign * | | | 12,869 | | | | 2,724,110 | |
Western Digital * | | | 32,520 | | | | 1,401,612 | |
Workday, Cl A * | | | 19,153 | | | | 3,465,161 | |
Xilinx | | | 27,450 | | | | 2,946,758 | |
Zoom Video Communications, Cl A * | | | 18,491 | | | | 4,695,050 | |
| | | | | | | 577,500,241 | |
Utilities — 0.7% |
Exelon | | | 108,409 | | | | 4,185,672 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X NASDAQ 100® Covered Call ETF
| | | Shares/Number of Contracts | | | | Value | |
COMMON STOCK — continued |
Utilities — continued |
Xcel Energy | | | 58,311 | | | $ | 4,025,791 | |
| | | | | | | 8,211,463 | |
TOTAL UNITED STATES | | | | | | | 1,196,542,692 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $818,827,421) | | | | | | | 1,228,503,389 | |
TOTAL INVESTMENTS — 103.9% | | | | | | | | |
(Cost $818,827,421) | | | | | | $ | 1,228,503,389 | |
WRITTEN OPTION — (4.1)%(1) | | | | | | | | |
UNITED STATES — (4.1)% | | | | | | | | |
(Premiums Received $39,507,313) | | | (1,126 | ) | | $ | (47,961,970 | ) |
Percentages are based on Net Assets of $1,182,535,165.
Description | | Number of Contracts | | | Notional Amount+ | | | Exercise Price | | | Expiration Date | | | Value | |
WRITTEN OPTION — (4.1)% | | | | | | | | | | | | | | | | | | | | |
Call Options | | | | | | | | | | | | | | | | | | | | |
Aug 21 Calls on NDX* | | | (1,126 | ) | | $ | (39,507,313 | ) | | $ | 10,625.00 | | | | 08/22/20 | | | $ | (47,961,970 | ) |
Total Written Option | | | | | | $ | (39,507,313 | ) | | | | | | | | | | $ | (47,961,970 | ) |
+ Represents Cost
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at July 31, 2020 was $12,848,466. |
ADR — American Depositary Receipt |
Cl — Class |
NDX — NASDAQ 100 Index |
|
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X NASDAQ 100® Covered Call ETF
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — 101.3%(A) |
UNITED KINGDOM — 0.5% | | | | | | |
Energy — 0.0% |
TechnipFMC | | | 2,228 | | | $ | 17,891 | |
Materials — 0.5% |
Linde | | | 2,093 | | | | 513,015 | |
TOTAL UNITED KINGDOM | | | | | | | 530,906 | |
UNITED STATES — 100.8% | | | | | | | | |
Communication Services — 11.0% |
Activision Blizzard | | | 3,230 | | | | 266,895 | |
Alphabet, Cl A * | | | 1,211 | | | | 1,801,907 | |
Alphabet, Cl C * | | | 1,181 | | | | 1,751,376 | |
AT&T | | | 28,590 | | | | 845,692 | |
CenturyLink | | | 3,374 | | | | 32,559 | |
Charter Communications, Cl A * | | | 598 | | | | 346,840 | |
Comcast, Cl A | | | 18,249 | | | | 781,057 | |
Discovery, Cl A * | | | 796 | | | | 16,796 | |
Discovery, Cl C * | | | 1,692 | | | | 32,063 | |
DISH Network, Cl A * | | | 1,232 | | | | 39,560 | |
Electronic Arts * | | | 1,218 | | | | 172,493 | |
Facebook, Cl A * | | | 9,721 | | | | 2,465,926 | |
Fox, Cl A | | | 1,165 | | | | 30,022 | |
Fox, Cl B | | | 800 | | | | 20,616 | |
Interpublic Group | | | 2,001 | | | | 36,118 | |
Live Nation Entertainment * | | | 518 | | | | 24,248 | |
Netflix * | | | 1,764 | | | | 862,385 | |
News, Cl A | | | 1,960 | | | | 24,931 | |
News, Cl B | | | 636 | | | | 8,115 | |
Omnicom Group | | | 751 | | | | 40,351 | |
Take-Two Interactive Software * | | | 507 | | | | 83,158 | |
T-Mobile US * | | | 2,297 | | | | 246,652 | |
Twitter * | | | 2,985 | | | | 108,654 | |
Verizon Communications | | | 16,613 | | | | 954,915 | |
ViacomCBS, Cl B | | | 2,206 | | | | 57,511 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Communication Services — continued |
Walt Disney * | | | 7,246 | | | $ | 847,347 | |
| | | | | | | 11,898,187 | |
Consumer Discretionary — 11.4% |
Advance Auto Parts | | | 236 | | | | 35,433 | |
Amazon.com * | | | 1,698 | | | | 5,373,627 | |
Aptiv * | | | 1,053 | | | | 81,871 | |
AutoZone * | | | 89 | | | | 107,460 | |
Best Buy | | | 920 | | | | 91,623 | |
Booking Holdings * | | | 162 | | | | 269,265 | |
BorgWarner | | | 1,044 | | | | 38,210 | |
CarMax * | | | 590 | | | | 57,212 | |
Carnival * | | | 1,933 | | | | 26,830 | |
Chipotle Mexican Grill, Cl A * | | | 98 | | | | 113,206 | |
Darden Restaurants * | | | 634 | | | | 48,121 | |
Dollar General | | | 984 | | | | 187,353 | |
Dollar Tree * | | | 965 | | | | 90,083 | |
Domino's Pizza | | | 164 | | | | 63,404 | |
DR Horton | | | 1,393 | | | | 92,161 | |
eBay | | | 2,538 | | | | 140,301 | |
Expedia Group * | | | 629 | | | | 50,955 | |
Ford Motor * | | | 15,946 | | | | 105,403 | |
Gap | | | 1,118 | | | | 14,948 | |
Garmin | | | 588 | | | | 57,971 | |
General Motors * | | | 5,213 | | | | 129,752 | |
Genuine Parts | | | 572 | | | | 51,566 | |
H&R Block | | | 1,070 | | | | 15,515 | |
Hanesbrands | | | 1,860 | | | | 26,282 | |
Hasbro | | | 565 | | | | 41,109 | |
Hilton Worldwide Holdings * | | | 1,232 | | | | 92,462 | |
Home Depot | | | 4,321 | | | | 1,147,182 | |
Kohl's * | | | 866 | | | | 16,489 | |
L Brands * | | | 1,242 | | | | 30,317 | |
Las Vegas Sands * | | | 1,370 | | | | 59,787 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Discretionary — continued |
Leggett & Platt | | | 680 | | | $ | 27,261 | |
Lennar, Cl A | | | 1,007 | | | | 72,856 | |
LKQ * | | | 988 | | | | 27,851 | |
Lowe's | | | 3,005 | | | | 447,475 | |
Marriott International, Cl A * | | | 1,018 | | | | 85,334 | |
McDonald's | | | 2,972 | | | | 577,400 | |
MGM Resorts International | | | 2,402 | | | | 38,648 | |
Mohawk Industries * | | | 328 | | | | 26,191 | |
Newell Brands | | | 1,985 | | | | 32,554 | |
NIKE, Cl B | | | 4,947 | | | | 482,877 | |
Norwegian Cruise Line Holdings * | | | 835 | | | | 11,389 | |
NVR * | | | 12 | | | | 47,162 | |
O'Reilly Automotive * | | | 313 | | | | 149,420 | |
PulteGroup | | | 840 | | | | 36,624 | |
PVH * | | | 396 | | | | 19,269 | |
Ralph Lauren, Cl A * | | | 286 | | | | 20,392 | |
Ross Stores * | | | 1,506 | | | | 135,043 | |
Royal Caribbean Cruises * | | | 731 | | | | 35,607 | |
Starbucks | | | 4,638 | | | | 354,946 | |
Tapestry * | | | 1,487 | | | | 19,866 | |
Target | | | 1,969 | | | | 247,858 | |
Tiffany | | | 435 | | | | 54,532 | |
TJX * | | | 4,723 | | | | 245,549 | |
Tractor Supply | | | 468 | | | | 66,802 | |
Ulta Beauty * | | | 227 | | | | 43,809 | |
Under Armour, Cl A * | | | 954 | | | | 10,036 | |
Under Armour, Cl C * | | | 981 | | | | 9,310 | |
VF | | | 1,337 | | | | 80,701 | |
Whirlpool | | | 290 | | | | 47,305 | |
Wynn Resorts * | | | 375 | | | | 27,161 | |
Yum! Brands | | | 1,251 | | | | 113,903 | |
| | | | | | | 12,251,029 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Staples — 7.1% |
Altria Group | | | 7,358 | | | $ | 302,782 | |
Archer-Daniels-Midland | | | 2,090 | | | | 89,515 | |
Brown-Forman, Cl B | | | 641 | | | | 44,447 | |
Campbell Soup | | | 642 | | | | 31,824 | |
Church & Dwight | | | 1,001 | | | | 96,426 | |
Clorox | | | 518 | | | | 122,512 | |
Coca-Cola | | | 15,488 | | | | 731,653 | |
Colgate-Palmolive | | | 3,376 | | | | 260,627 | |
Conagra Brands | | | 2,000 | | | | 74,900 | |
Constellation Brands, Cl A | | | 693 | | | | 123,493 | |
Costco Wholesale | | | 1,764 | | | | 574,235 | |
Coty, Cl A * | | | 1,236 | | | | 4,585 | |
Estee Lauder, Cl A * | | | 931 | | | | 183,910 | |
General Mills | | | 2,523 | | | | 159,630 | |
Hershey | | | 548 | | | | 79,685 | |
Hormel Foods | | | 1,118 | | | | 56,861 | |
JM Smucker | | | 457 | | | | 49,973 | |
Kellogg | | | 1,006 | | | | 69,404 | |
Kimberly-Clark | | | 1,333 | | | | 202,669 | |
Kraft Heinz | | | 2,538 | | | | 87,256 | |
Kroger | | | 3,315 | | | | 115,329 | |
Lamb Weston Holdings | | | 547 | | | | 32,864 | |
McCormick | | | 505 | | | | 98,424 | |
Molson Coors Beverage, Cl B * | | | 949 | | | | 35,607 | |
Mondelez International, Cl A | | | 5,650 | | | | 313,519 | |
Monster Beverage * | | | 1,576 | | | | 123,684 | |
PepsiCo | | | 5,561 | | | | 765,527 | |
Philip Morris International | | | 6,207 | | | | 476,759 | |
Procter & Gamble | | | 9,953 | | | | 1,305,038 | |
Sysco | | | 2,110 | | | | 111,514 | |
Tyson Foods, Cl A | | | 1,273 | | | | 78,226 | |
Walgreens Boots Alliance | | | 3,127 | | | | 127,300 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Staples — continued |
Walmart | | | 5,670 | | | $ | 733,698 | |
| | | | | | | 7,663,876 | |
Energy — 2.6% |
Apache | | | 1,950 | | | | 29,933 | |
Baker Hughes, Cl A | | | 2,669 | | | | 41,343 | |
Cabot Oil & Gas | | | 2,033 | | | | 38,017 | |
Chevron | | | 7,477 | | | | 627,619 | |
Concho Resources | | | 683 | | | | 35,885 | |
ConocoPhillips | | | 4,192 | | | | 156,739 | |
Devon Energy | | | 1,403 | | | | 14,717 | |
Diamondback Energy | | | 771 | | | | 30,732 | |
EOG Resources | | | 2,399 | | | | 112,393 | |
Exxon Mobil | | | 16,955 | | | | 713,466 | |
Halliburton | | | 3,729 | | | | 53,437 | |
Hess | | | 1,203 | | | | 59,200 | |
HollyFrontier | | | 761 | | | | 20,928 | |
Kinder Morgan | | | 8,085 | | | | 113,999 | |
Marathon Oil * | | | 4,335 | | | | 23,799 | |
Marathon Petroleum | | | 2,469 | | | | 94,316 | |
National Oilwell Varco * | | | 1,959 | | | | 22,548 | |
Noble Energy | | | 2,476 | | | | 24,735 | |
Occidental Petroleum | | | 4,068 | | | | 64,030 | |
ONEOK | | | 1,755 | | | | 48,982 | |
Phillips 66 | | | 1,837 | | | | 113,931 | |
Pioneer Natural Resources | | | 599 | | | | 58,055 | |
Schlumberger | | | 5,294 | | | | 96,033 | |
Valero Energy | | | 1,682 | | | | 94,579 | |
Williams | | | 5,119 | | | | 97,926 | |
| | | | | | | 2,787,342 | |
Financials — 10.0% |
Aflac | | | 2,729 | | | | 97,071 | |
Allstate | | | 1,352 | | | | 127,615 | |
American Express | | | 2,606 | | | | 243,192 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
American International Group | | | 3,571 | | | $ | 114,772 | |
Ameriprise Financial | | | 452 | | | | 69,441 | |
Aon, Cl A | | | 901 | | | | 184,903 | |
Arthur J Gallagher | | | 754 | | | | 81,048 | |
Assurant | | | 277 | | | | 29,769 | |
Bank of America | | | 31,305 | | | | 778,868 | |
Bank of New York Mellon | | | 3,095 | | | | 110,956 | |
Berkshire Hathaway, Cl B * | | | 7,839 | | | | 1,534,720 | |
BlackRock, Cl A | | | 612 | | | | 351,906 | |
Capital One Financial | | | 1,923 | | | | 122,687 | |
Cboe Global Markets | | | 437 | | | | 38,325 | |
Charles Schwab | | | 4,789 | | | | 158,755 | |
Chubb | | | 1,776 | | | | 225,978 | |
Cincinnati Financial | | | 607 | | | | 47,304 | |
Citigroup | | | 8,295 | | | | 414,833 | |
Citizens Financial Group | | | 1,783 | | | | 44,236 | |
CME Group, Cl A | | | 1,413 | | | | 234,812 | |
Comerica | | | 772 | | | | 29,737 | |
Discover Financial Services | | | 1,121 | | | | 55,411 | |
E*TRADE Financial | | | 873 | | | | 44,322 | |
Everest Re Group | | | 133 | | | | 29,099 | |
Fifth Third Bancorp | | | 2,582 | | | | 51,279 | |
First Republic Bank | | | 683 | | | | 76,824 | |
Franklin Resources | | | 1,411 | | | | 29,702 | |
Globe Life | | | 313 | | | | 24,915 | |
Goldman Sachs Group | | | 1,221 | | | | 241,709 | |
Hartford Financial Services Group | | | 1,601 | | | | 67,754 | |
Huntington Bancshares | | | 4,816 | | | | 44,644 | |
Intercontinental Exchange | | | 2,145 | | | | 207,593 | |
Invesco | | | 2,098 | | | | 21,064 | |
JPMorgan Chase | | | 12,251 | | | | 1,183,937 | |
KeyCorp | | | 4,147 | | | | 49,805 | |
Lincoln National | | | 957 | | | | 35,667 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
Loews | | | 1,122 | | | $ | 40,852 | |
M&T Bank | | | 596 | | | | 63,146 | |
MarketAxess Holdings | | | 154 | | | | 79,572 | |
Marsh & McLennan | | | 2,121 | | | | 247,309 | |
MetLife | | | 2,951 | | | | 111,695 | |
Moody's | | | 679 | | | | 191,003 | |
Morgan Stanley | | | 4,883 | | | | 238,681 | |
MSCI, Cl A | | | 353 | | | | 132,721 | |
Nasdaq | | | 458 | | | | 60,140 | |
Northern Trust | | | 764 | | | | 59,859 | |
People's United Financial | | | 1,815 | | | | 19,584 | |
PNC Financial Services Group | | | 1,657 | | | | 176,752 | |
Principal Financial Group | | | 1,198 | | | | 50,831 | |
Progressive | | | 2,455 | | | | 221,785 | |
Prudential Financial | | | 1,655 | | | | 104,877 | |
Raymond James Financial | | | 406 | | | | 28,209 | |
Regions Financial | | | 3,741 | | | | 40,627 | |
S&P Global | | | 954 | | | | 334,138 | |
State Street | | | 1,324 | | | | 84,458 | |
SVB Financial Group * | | | 180 | | | | 40,369 | |
Synchrony Financial | | | 1,905 | | | | 42,158 | |
T Rowe Price Group | | | 966 | | | | 133,405 | |
Travelers | | | 1,070 | | | | 122,429 | |
Truist Financial | | | 5,623 | | | | 210,638 | |
Unum Group | | | 1,152 | | | | 19,849 | |
US Bancorp | | | 5,377 | | | | 198,089 | |
Wells Fargo | | | 14,851 | | | | 360,285 | |
Willis Towers Watson | | | 531 | | | | 111,515 | |
WR Berkley | | | 681 | | | | 42,052 | |
Zions Bancorp | | | 889 | | | | 28,866 | |
| | | | | | | 10,800,547 | |
Health Care — 14.7% |
Abbott Laboratories | | | 7,080 | | | | 712,531 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Health Care — continued |
AbbVie | | | 7,058 | | | $ | 669,875 | |
ABIOMED * | | | 157 | | | | 47,091 | |
Agilent Technologies | | | 1,277 | | | | 123,013 | |
Alexion Pharmaceuticals * | | | 913 | | | | 93,573 | |
Align Technology * | | | 288 | | | | 84,620 | |
AmerisourceBergen, Cl A | | | 539 | | | | 54,003 | |
Amgen | | | 2,351 | | | | 575,219 | |
Anthem | | | 995 | | | | 272,431 | |
Baxter International | | | 2,145 | | | | 185,285 | |
Becton Dickinson | | | 1,166 | | | | 328,042 | |
Biogen Idec * | | | 636 | | | | 174,703 | |
Bio-Rad Laboratories, Cl A * | | | 72 | | | | 37,792 | |
Boston Scientific * | | | 5,863 | | | | 226,136 | |
Bristol-Myers Squibb | | | 9,034 | | | | 529,935 | |
Cardinal Health | | | 1,181 | | | | 64,506 | |
Centene * | | | 2,445 | | | | 159,536 | |
Cerner | | | 1,141 | | | | 79,242 | |
Cigna | | | 1,459 | | | | 251,955 | |
Cooper | | | 200 | | | | 56,586 | |
CVS Health | | | 5,185 | | | | 326,344 | |
Danaher | | | 2,507 | | | | 510,927 | |
DaVita * | | | 354 | | | | 30,936 | |
DENTSPLY SIRONA | | | 838 | | | | 37,375 | |
DexCom * | | | 389 | | | | 169,425 | |
Edwards Lifesciences * | | | 2,415 | | | | 189,360 | |
Eli Lilly | | | 3,365 | | | | 505,726 | |
Gilead Sciences | | | 4,985 | | | | 346,607 | |
HCA Healthcare * | | | 1,099 | | | | 139,177 | |
Henry Schein * | | | 685 | | | | 47,080 | |
Hologic * | | | 1,034 | | | | 72,153 | |
Humana | | | 556 | | | | 218,202 | |
IDEXX Laboratories * | | | 355 | | | | 141,201 | |
Illumina * | | | 616 | | | | 235,411 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Health Care — continued |
Incyte * | | | 726 | | | $ | 71,700 | |
Intuitive Surgical * | | | 486 | | | | 333,124 | |
IQVIA Holdings * | | | 743 | | | | 117,684 | |
Johnson & Johnson | | | 10,628 | | | | 1,549,137 | |
Laboratory Corp of America Holdings * | | | 392 | | | | 75,625 | |
McKesson | | | 665 | | | | 99,856 | |
Medtronic | | | 5,354 | | | | 516,554 | |
Merck | | | 10,120 | | | | 812,029 | |
Mettler-Toledo International * | | | 99 | | | | 92,565 | |
Mylan * | | | 2,473 | | | | 39,840 | |
PerkinElmer | | | 387 | | | | 46,018 | |
Perrigo | | | 664 | | | | 35,205 | |
Pfizer | | | 22,263 | | | | 856,680 | |
Quest Diagnostics | | | 537 | | | | 68,237 | |
Regeneron Pharmaceuticals * | | | 398 | | | | 251,564 | |
ResMed | | | 592 | | | | 119,886 | |
STERIS | | | 302 | | | | 48,208 | |
Stryker | | | 1,269 | | | | 245,298 | |
Teleflex | | | 170 | | | | 63,427 | |
Thermo Fisher Scientific | | | 1,578 | | | | 653,213 | |
UnitedHealth Group | | | 3,812 | | | | 1,154,197 | |
Universal Health Services, Cl B * | | | 371 | | | | 40,773 | |
Varian Medical Systems * | | | 339 | | | | 48,382 | |
Vertex Pharmaceuticals * | | | 1,026 | | | | 279,072 | |
Waters * | | | 257 | | | | 54,780 | |
West Pharmaceutical Services | | | 323 | | | | 86,845 | |
Zimmer Biomet Holdings | | | 786 | | | | 106,000 | |
Zoetis, Cl A | | | 1,874 | | | | 284,248 | |
| | | | | | | 15,846,145 | |
Industrials — 8.0% |
3M | | | 2,286 | | | | 343,974 | |
Alaska Air Group * | | | 625 | | | | 21,525 | |
Allegion | | | 311 | | | | 30,932 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
American Airlines Group * | | | 1,965 | | | $ | 21,851 | |
AMETEK | | | 856 | | | | 79,822 | |
AO Smith | | | 413 | | | | 19,882 | |
Boeing * | | | 2,134 | | | | 337,172 | |
Carrier Global | | | 2,996 | | | | 81,611 | |
Caterpillar | | | 2,138 | | | | 284,097 | |
CH Robinson Worldwide | | | 528 | | | | 49,484 | |
Cintas | | | 317 | | | | 95,693 | |
Copart * | | | 824 | | | | 76,838 | |
CSX | | | 3,002 | | | | 214,163 | |
Cummins | | | 633 | | | | 122,334 | |
Deere | | | 1,321 | | | | 232,906 | |
Delta Air Lines * | | | 2,534 | | | | 63,274 | |
Dover | | | 516 | | | | 53,112 | |
Eaton | | | 1,545 | | | | 143,886 | |
Emerson Electric | | | 2,533 | | | | 157,071 | |
Equifax | | | 486 | | | | 79,004 | |
Expeditors International of Washington | | | 586 | | | | 49,523 | |
Fastenal | | | 2,429 | | | | 114,260 | |
FedEx | | | 996 | | | | 167,726 | |
Flowserve | | | 687 | | | | 19,147 | |
Fortive | | | 1,202 | | | | 84,368 | |
Fortune Brands Home & Security | | | 462 | | | | 35,343 | |
General Dynamics | | | 978 | | | | 143,512 | |
General Electric | | | 34,480 | | | | 209,294 | |
Honeywell International | | | 2,793 | | | | 417,190 | |
Howmet Aerospace * | | | 1,580 | | | | 23,352 | |
Huntington Ingalls Industries | | | 195 | | | | 33,873 | |
IDEX | | | 264 | | | | 43,512 | |
IHS Markit | | | 1,661 | | | | 134,093 | |
Illinois Tool Works | | | 1,125 | | | | 208,114 | |
Ingersoll Rand * | | | 1,600 | | | | 50,544 | |
Jacobs Engineering Group | | | 453 | | | | 38,663 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
JB Hunt Transport Services | | | 287 | | | $ | 37,138 | |
Johnson Controls International | | | 2,823 | | | | 108,629 | |
Kansas City Southern | | | 436 | | | | 74,926 | |
L3Harris Technologies | | | 838 | | | | 141,061 | |
Lockheed Martin | | | 981 | | | | 371,770 | |
Masco | | | 935 | | | | 53,444 | |
Nielsen Holdings | | | 1,764 | | | | 25,455 | |
Norfolk Southern | | | 999 | | | | 192,018 | |
Northrop Grumman | | | 606 | | | | 196,956 | |
Old Dominion Freight Line | | | 343 | | | | 62,707 | |
Otis Worldwide | | | 1,534 | | | | 96,243 | |
PACCAR | | | 1,426 | | | | 121,324 | |
Parker-Hannifin | | | 540 | | | | 96,617 | |
Pentair | | | 833 | | | | 35,694 | |
Quanta Services | | | 769 | | | | 30,737 | |
Raytheon Technologies | | | 5,848 | | | | 331,465 | |
Republic Services, Cl A | | | 857 | | | | 74,773 | |
Robert Half International | | | 636 | | | | 32,353 | |
Rockwell Automation | | | 490 | | | | 106,889 | |
Rollins | | | 697 | | | | 36,523 | |
Roper Technologies | | | 433 | | | | 187,251 | |
Snap-On | | | 174 | | | | 25,381 | |
Southwest Airlines * | | | 2,239 | | | | 69,163 | |
Stanley Black & Decker | | | 676 | | | | 103,644 | |
Teledyne Technologies * | | | 129 | | | | 39,564 | |
Textron | | | 1,158 | | | | 40,460 | |
Trane Technologies | | | 1,048 | | | | 117,240 | |
TransDigm Group * | | | 213 | | | | 91,927 | |
Union Pacific | | | 2,705 | | | | 468,912 | |
United Airlines Holdings * | | | 911 | | | | 28,587 | |
United Parcel Service, Cl B | | | 2,788 | | | | 398,015 | |
United Rentals * | | | 251 | | | | 38,998 | |
Verisk Analytics, Cl A | | | 679 | | | | 128,134 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
Waste Management | | | 1,633 | | | $ | 178,977 | |
Westinghouse Air Brake Technologies | | | 780 | | | | 48,508 | |
WW Grainger | | | 173 | | | | 59,085 | |
Xylem | | | 716 | | | | 52,254 | |
| | | | | | | 8,583,967 | |
Information Technology — 27.8% |
Accenture, Cl A | | | 2,544 | | | | 571,840 | |
Adobe * | | | 1,932 | | | | 858,426 | |
Advanced Micro Devices * | | | 4,618 | | | | 357,572 | |
Akamai Technologies * | | | 594 | | | | 66,789 | |
Amphenol, Cl A | | | 1,132 | | | | 119,720 | |
Analog Devices | | | 1,541 | | | | 176,984 | |
ANSYS * | | | 326 | | | | 101,256 | |
Apple | | | 16,519 | | | | 7,021,236 | |
Applied Materials | | | 3,601 | | | | 231,652 | |
Arista Networks * | | | 189 | | | | 49,096 | |
Autodesk * | | | 922 | | | | 217,988 | |
Automatic Data Processing | | | 1,695 | | | | 225,282 | |
Broadcom | | | 1,596 | | | | 505,533 | |
Broadridge Financial Solutions | | | 414 | | | | 55,617 | |
Cadence Design Systems * | | | 1,155 | | | | 126,184 | |
CDW | | | 521 | | | | 60,566 | |
Cisco Systems | | | 17,003 | | | | 800,841 | |
Citrix Systems | | | 467 | | | | 66,669 | |
Cognizant Technology Solutions, Cl A | | | 2,273 | | | | 155,291 | |
Corning | | | 3,260 | | | | 101,060 | |
DXC Technology * | | | 1,290 | | | | 23,104 | |
F5 Networks * | | | 284 | | | | 38,596 | |
Fidelity National Information Services | | | 2,452 | | | | 358,752 | |
Fiserv * | | | 2,211 | | | | 220,636 | |
FleetCor Technologies * | | | 366 | | | | 94,637 | |
FLIR Systems | | | 699 | | | | 29,121 | |
Fortinet * | | | 577 | | | | 79,799 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Gartner * | | | 348 | | | $ | 43,375 | |
Global Payments | | | 1,173 | | | | 208,817 | |
Hewlett Packard Enterprise | | | 4,560 | | | | 45,007 | |
HP | | | 5,409 | | | | 95,090 | |
Intel | | | 17,007 | | | | 811,744 | |
International Business Machines | | | 3,538 | | | | 434,962 | |
Intuit | | | 1,033 | | | | 316,480 | |
IPG Photonics * | | | 105 | | | | 18,796 | |
Jack Henry & Associates | | | 275 | | | | 49,033 | |
Juniper Networks | | | 1,657 | | | | 42,055 | |
Keysight Technologies * | | | 766 | | | | 76,516 | |
KLA | | | 594 | | | | 118,699 | |
Lam Research | | | 606 | | | | 228,559 | |
Leidos Holdings | | | 476 | | | | 45,296 | |
Mastercard, Cl A | | | 3,551 | | | | 1,095,590 | |
Maxim Integrated Products * | | | 974 | | | | 66,320 | |
Microchip Technology | | | 1,002 | | | | 101,933 | |
Micron Technology * | | | 4,654 | | | | 232,956 | |
Microsoft | | | 30,745 | | | | 6,303,032 | |
Motorola Solutions | | | 709 | | | | 99,118 | |
NetApp | | | 906 | | | | 40,136 | |
NortonLifeLock | | | 2,419 | | | | 51,888 | |
NVIDIA | | | 2,469 | | | | 1,048,313 | |
Oracle | | | 8,296 | | | | 460,013 | |
Paychex | | | 1,306 | | | | 93,928 | |
Paycom Software * | | | 221 | | | | 62,846 | |
PayPal Holdings * | | | 4,708 | | | | 923,098 | |
Qorvo * | | | 483 | | | | 61,896 | |
QUALCOMM | | | 4,475 | | | | 472,605 | |
salesforce.com * | | | 3,609 | | | | 703,214 | |
Seagate Technology | | | 923 | | | | 41,738 | |
ServiceNow * | | | 755 | | | | 331,596 | |
Skyworks Solutions | | | 690 | | | | 100,450 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Synopsys * | | | 619 | | | $ | 123,317 | |
TE Connectivity | | | 1,256 | | | | 111,872 | |
Texas Instruments | | | 3,659 | | | | 466,705 | |
Tyler Technologies * | | | 142 | | | | 50,730 | |
VeriSign * | | | 424 | | | | 89,752 | |
Visa, Cl A | | | 6,786 | | | | 1,292,054 | |
Western Digital * | | | 1,203 | | | | 51,849 | |
Western Union | | | 1,728 | | | | 41,956 | |
Xerox Holdings | | | 1,083 | | | | 18,032 | |
Xilinx | | | 1,034 | | | | 111,000 | |
Zebra Technologies, Cl A * | | | 212 | | | | 59,519 | |
| | | | | | | 29,956,132 | |
Materials — 2.1% |
Air Products & Chemicals | | | 928 | | | | 265,993 | |
Albemarle | | | 349 | | | | 28,778 | |
Amcor | | | 5,744 | | | | 59,163 | |
Avery Dennison | | | 324 | | | | 36,722 | |
Ball | | | 1,348 | | | | 99,253 | |
Celanese, Cl A | | | 406 | | | | 39,463 | |
CF Industries Holdings | | | 654 | | | | 20,490 | |
Corteva | | | 3,055 | | | | 87,251 | |
Dow | | | 3,060 | | | | 125,644 | |
DuPont de Nemours | | | 3,072 | | | | 164,291 | |
Eastman Chemical | | | 460 | | | | 34,330 | |
Ecolab | | | 969 | | | | 181,280 | |
FMC | | | 487 | | | | 51,646 | |
Freeport-McMoRan Copper & Gold * | | | 5,273 | | | | 68,127 | |
International Flavors & Fragrances | | | 427 | | | | 53,781 | |
International Paper | | | 1,565 | | | | 54,447 | |
LyondellBasell Industries, Cl A | | | 1,104 | | | | 69,022 | |
Martin Marietta Materials | | | 251 | | | | 52,002 | |
Mosaic | | | 1,817 | | | | 24,475 | |
Newmont | | | 3,134 | | | | 216,873 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
Nucor | | | 1,070 | | | $ | 44,886 | |
Packaging Corp of America | | | 319 | | | | 30,662 | |
PPG Industries | | | 894 | | | | 96,239 | |
Sealed Air | | | 705 | | | | 25,155 | |
Sherwin-Williams | | | 315 | | | | 204,095 | |
Vulcan Materials | | | 533 | | | | 62,585 | |
Westrock | | | 1,319 | | | | 35,428 | |
| | | | | | | 2,232,081 | |
Real Estate — 2.9% |
Alexandria Real Estate Equities ‡ | | | 546 | | | | 96,942 | |
American Tower, Cl A ‡ | | | 1,767 | | | | 461,876 | |
Apartment Investment & Management, Cl A ‡ | | | 793 | | | | 30,784 | |
AvalonBay Communities ‡ | | | 529 | | | | 81,001 | |
Boston Properties ‡ | | | 660 | | | | 58,799 | |
CBRE Group, Cl A * | | | 1,219 | | | | 53,405 | |
Crown Castle International ‡ | | | 1,647 | | | | 274,555 | |
Digital Realty Trust ‡ | | | 1,098 | | | | 176,273 | |
Duke Realty ‡ | | | 1,467 | | | | 58,959 | |
Equinix ‡ | | | 349 | | | | 274,133 | |
Equity Residential ‡ | | | 1,441 | | | | 77,281 | |
Essex Property Trust ‡ | | | 268 | | | | 59,158 | |
Extra Space Storage ‡ | | | 514 | | | | 53,117 | |
Federal Realty Investment Trust ‡ | | | 371 | | | | 28,307 | |
Healthpeak Properties ‡ | | | 2,407 | | | | 65,687 | |
Host Hotels & Resorts ‡ * | | | 2,688 | | | | 28,977 | |
Iron Mountain ‡ | | | 1,409 | | | | 39,720 | |
Kimco Realty ‡ * | | | 2,173 | | | | 24,229 | |
Mid-America Apartment Communities ‡ | | | 455 | | | | 54,231 | |
ProLogis ‡ | | | 2,918 | | | | 307,615 | |
Public Storage ‡ | | | 624 | | | | 124,725 | |
Realty Income ‡ | | | 1,436 | | | | 86,232 | |
Regency Centers ‡ | | | 801 | | | | 32,865 | |
SBA Communications, Cl A ‡ | | | 469 | | | | 146,112 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares | | | Value | |
COMMON STOCK — continued |
Real Estate — continued |
Simon Property Group ‡ | | | 1,144 | | | $ | 71,328 | |
SL Green Realty ‡ | | | 390 | | | | 18,135 | |
UDR ‡ | | | 1,384 | | | | 50,101 | |
Ventas ‡ | | | 1,338 | | | | 51,326 | |
Vornado Realty Trust ‡ | | | 639 | | | | 22,058 | |
Welltower ‡ | | | 1,662 | | | | 89,017 | |
Weyerhaeuser ‡ * | | | 3,285 | | | | 91,356 | |
| | | | | | | 3,088,304 | |
Utilities — 3.2% |
AES | | | 2,226 | | | | 33,902 | |
Alliant Energy | | | 1,184 | | | | 63,758 | |
Ameren | | | 1,007 | | | | 80,802 | |
American Electric Power | | | 2,070 | | | | 179,842 | |
American Water Works | | | 744 | | | | 109,569 | |
Atmos Energy | | | 432 | | | | 45,787 | |
CenterPoint Energy | | | 2,607 | | | | 49,559 | |
CMS Energy | | | 1,153 | | | | 74,000 | |
Consolidated Edison | | | 1,381 | | | | 106,102 | |
Dominion Energy | | | 3,472 | | | | 281,336 | |
DTE Energy | | | 786 | | | | 90,885 | |
Duke Energy | | | 2,895 | | | | 245,322 | |
Edison International | | | 1,473 | | | | 82,002 | |
Entergy | | | 817 | | | | 85,891 | |
Evergy | | | 914 | | | | 59,255 | |
Eversource Energy | | | 1,344 | | | | 121,054 | |
Exelon | | | 4,060 | | | | 156,757 | |
FirstEnergy | | | 2,366 | | | | 68,614 | |
NextEra Energy | | | 1,953 | | | | 548,207 | |
NiSource | | | 1,741 | | | | 42,568 | |
NRG Energy | | | 801 | | | | 27,082 | |
Pinnacle West Capital | | | 372 | | | | 30,906 | |
PPL | | | 2,873 | | | | 76,479 | |
Public Service Enterprise Group | | | 2,095 | | | | 117,194 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
| | Shares/Number of Warrants/Number of Contracts | | | Value | |
COMMON STOCK — continued |
Utilities — continued |
Sempra Energy | | | 1,174 | | | $ | 146,116 | |
Southern | | | 4,421 | | | | 241,431 | |
WEC Energy Group | | | 1,313 | | | | 125,076 | |
Xcel Energy | | | 2,187 | | | | 150,990 | |
| | | | | | | 3,440,486 | |
TOTAL UNITED STATES | | | | | | | 108,548,096 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $99,560,101) | | | | | | | 109,079,002 | |
|
WARRANT* — 0.0% |
United States — 0.0% |
Occidental Petroleum*(B)(C)(D) | | | | | | | | |
Expires 07/06/27 | | | 518 | | | | — | |
| | | | | | | | |
TOTAL WARRANT (Cost $ –) | | | | | | | — | |
TOTAL INVESTMENTS — 101.3% | | | | | | | | |
(Cost $99,560,101) | | | | | | $ | 109,079,002 | |
WRITTEN OPTION — (1.5)%(1) | | | | | | | | |
UNITED STATES — (1.5)% | | | | | | | | |
(Premiums Received $1,595,467) | | | (333 | ) | | $ | (1,620,045 | ) |
Percentages are based on Net Assets of $107,712,122.
Description | | Number of Contracts | | | Notional Amount+ | | | | | | Expiration Date | | Value | |
WRITTEN OPTION — (1.5)% | | | | | | | | | | | | | | |
Call Options | | | | | | | | | | | | | | |
Aug 21 Calls on SPX* | | | (333 | ) | | $ | (1,595,467 | ) | | $ | 3,285.00 | | | 08/22/20 | | $ | (1,620,045 | ) |
Total Written Option | | | | | | $ | (1,595,467 | ) | | | | | | | | $ | (1,620,045 | ) |
+ | Represents Cost |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(1) | Refer to table below for details on Options Contracts. |
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X S&P 500® Covered Call ETF
(A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at July 31, 2020 was $12,848,466. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $0 and represented 0.0% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $0 and represents 0.0% of net assets. |
Cl — Class |
S&P — Standard & Poor's |
SPX — S&P 500 Index |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value: |
|
Investments in Securities | | | Level 1 | | | | Level 2 | | | | Level 3(1) | | | | Total | |
Common Stock | | $ | 109,079,002 | | | $ | — | | | $ | — | | | $ | 109,079,002 | |
Warrant | | | — | | | | — | | | | — | | | | — | |
Total Investments in Securities | | $ | 109,079,002 | | | $ | — | | | $ | — | | | $ | 109,079,002 | |
|
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
Global X Russell 2000 Covered Call ETF
| | Shares/Number of Contracts | | | Value | |
EXCHANGE TRADED FUND — 102.7%‡(A) |
Vanguard Russell 2000 ETF | | | | | | | | |
(Cost $16,402,657) | | | 140,305 | | | $ | 16,671,040 | |
| | | | | | | | |
TOTAL INVESTMENTS — 102.7% | | | | | | | | |
(Cost $16,402,657) | | | | | | $ | 16,671,040 | |
WRITTEN OPTION — (2.9)%(1) | | | | | | | | |
UNITED STATES — (2.9)% | | | | | | | | |
(Premiums Received $655,840) | | | (112 | ) | | $ | (469,840 | ) |
Percentages are based on Net Assets of $16,235,693. |
|
Description | | Number of Contracts | | | Notional Amount+ | | | | | | Expiration Date | | Value | |
WRITTEN OPTION — (2.9)% | | | | | | | | | | | | | | | | | | |
Call Options | | | | | | | | | | | | | | | | | | |
Aug 21 Calls on RUT* | | | (112 | ) | | $ | (655,840 | ) | | $ | 1,480.00 | | | 08/22/20 | | $ | (469,840 | ) |
Total Written Option | | | | | | $ | (655,840 | ) | | | | | | | | $ | (469,840 | ) |
|
+ | Represents Cost |
‡ | For financial information on the Vanguard Russell 2000 ETF, please go to the Securities Exchange Commission’s website at http://www.sec.gov. |
* | Non-Income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at July 31, 2020 was $12,848,466. |
ETF — Exchange Traded Fund |
RUT — Russell 2000 Index |
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperIncome™ Preferred ETF |
| | Shares | | | Value | |
PREFERRED STOCK — 99.6% |
BERMUDA — 1.4% | | | | | | |
Financials — 1.4% | | | |
Enstar Group, 7.000%, VAR ICE LIBOR USD 3 Month+4.015% | | | 92,124 | | | $ | 2,471,687 | |
TOTAL BERMUDA | | | | | | | 2,471,687 | |
UNITED KINGDOM — 3.8% | | | | | | | | |
Financials — 3.8% | | | | | | | | |
HSBC Holdings, 6.200% | | | 262,290 | | | | 6,809,048 | |
TOTAL UNITED KINGDOM | | | | | | | 6,809,048 | |
UNITED STATES — 94.4% | | | | | | | | |
Consumer Staples — 1.6% | | | | | | | | |
CHS, Ser 4, 7.500% | | | 105,500 | | | | 2,876,985 | |
Energy — 6.0% | | | | | | | | |
Crestwood Equity Partners, 9.250% | | | 350,147 | | | | 2,233,938 | |
Energy Transfer Operating, 7.625%, VAR ICE LIBOR USD 3 Month+4.738% | | | 89,917 | | | | 1,657,170 | |
Energy Transfer Operating, 7.600%, VAR ICE LIBOR USD 3 Month+5.161% | | | 164,799 | | | | 3,134,477 | |
Energy Transfer Operating, 7.375%, VAR ICE LIBOR USD 3 Month+4.530% | | | 91,409 | | | | 1,660,901 | |
NuStar Logistics, 7.953%, VAR ICE LIBOR USD 3 Month+6.734% | | | 98,183 | | | | 1,977,406 | |
| | | | | | | 10,663,892 | |
Financials — 68.3% | | | | | | | | |
AGNC Investment, 7.000%, VAR ICE LIBOR USD 3 Month+5.111% ‡ | | | 69,923 | | | | 1,645,288 | |
AGNC Investment, 6.500%, VAR ICE LIBOR USD 3 Month+4.993% ‡ | | | 87,961 | | | | 1,998,474 | |
AGNC Investment, 6.125%, VAR ICE LIBOR USD 3 Month+4.697% ‡ | | | 126,972 | | | | 2,794,654 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperIncome™ Preferred ETF |
| | | Shares | | | | Value | |
PREFERRED STOCK — continued |
Financials — continued | | | | | | | | |
American Equity Investment Life Holding, 5.950%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.322% | | | 87,607 | | | $ | 2,045,623 | |
Annaly Capital Management, Ser D, 7.500% ‡ | | | 113,780 | | | | 2,855,878 | |
Annaly Capital Management, 6.950%, VAR ICE LIBOR USD 3 Month+4.993% ‡ | | | 198,024 | | | | 4,445,639 | |
Annaly Capital Management, 6.750%, VAR ICE LIBOR USD 3 Month+4.989% ‡ | | | 121,350 | | | | 2,743,723 | |
Athene Holding, 6.350%, VAR ICE LIBOR USD 3 Month+4.253% | | | 189,614 | | | | 4,941,341 | |
Athene Holding, 5.625% | | | 78,710 | | | | 1,948,860 | |
Bank of America, 6.200% | | | 219,530 | | | | 5,672,655 | |
Brighthouse Financial, 6.600% | | | 90,599 | | | | 2,397,249 | |
Capital One Financial, 6.200% | | | 108,597 | | | | 2,785,513 | |
Charles Schwab, 5.950% | | | 148,193 | | | | 3,934,524 | |
Citigroup, Ser J, 7.125%, VAR ICE LIBOR USD 3 Month+4.040% | | | 115,632 | | | | 3,282,793 | |
Citigroup, 6.875%, VAR ICE LIBOR USD 3 Month+4.130% | | | 182,545 | | | | 5,111,260 | |
Equitable Holdings, 5.250% | | | 163,664 | | | | 4,024,498 | |
Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710% | | | 90,379 | | | | 2,479,096 | |
GMAC Capital Trust I, Ser 2, 6.177%, VAR ICE LIBOR USD 3 Month+5.785% | | | 398,272 | | | | 9,586,407 | |
Goldman Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month+3.550% (A) | | | 141,676 | | | | 3,881,922 | |
Goldman Sachs Group, 6.300% | | | 132,452 | | | | 3,454,348 | |
Hartford Financial Services Group, 7.875%, VAR ICE LIBOR USD 3 Month+5.596% | | | 122,220 | | | | 3,494,270 | |
Huntington Bancshares, 6.250% | | | 127,224 | | | | 3,249,301 | |
JPMorgan Chase, 6.150% | | | 227,967 | | | | 5,749,328 | |
KKR, 6.750% | | | 68,106 | | | | 1,800,042 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperIncome™ Preferred ETF |
| | | Shares | | | | Value | |
PREFERRED STOCK — continued |
Financials — continued | | | | | | | | |
Morgan Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month+4.320% | | | 146,722 | | | $ | 4,218,258 | |
Morgan Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month+3.940% | | | 144,650 | | | | 4,151,455 | |
New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821% | | | 109,157 | | | | 2,891,569 | |
Regions Financial, Ser A, 6.375% | | | 103,721 | | | | 2,676,002 | |
Regions Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month+3.536% | | | 99,411 | | | | 2,722,867 | |
Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370% | | | 82,767 | | | | 2,230,571 | |
Synchrony Financial, 5.625% | | | 178,536 | | | | 4,306,288 | |
Synovus Financial, 5.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.127% | | | 80,879 | | | | 1,968,595 | |
US Bancorp, 6.500%, VAR ICE LIBOR USD 3 Month+4.468% | | | 227,681 | | | | 6,083,636 | |
Wells Fargo, 6.625%, VAR ICE LIBOR USD 3 Month+3.690% | | | 167,440 | | | | 4,485,718 | |
| | | | | | | 122,057,645 | |
Health Care — 4.0% | | | | | | | | |
Avantor, 6.250% * | | | 99,256 | | | | 7,159,335 | |
Information Technology — 5.2% | | | | | | | | |
Broadcom, 8.000% * | | | 8,165 | | | | 9,315,530 | |
Real Estate — 3.6% | | | | | | | | |
Monmouth Real Estate Investment, 6.125% ‡ | | | 74,765 | | | | 1,878,097 | |
VEREIT, Ser F, 6.700% ‡ | | | 178,613 | | | | 4,595,712 | |
| | | | | | | 6,473,809 | |
Utilities — 5.7% | | | | | | | | |
CenterPoint Energy, 7.000% * | | | 111,732 | | | | 4,039,112 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperIncome™ Preferred ETF |
| | | Shares | | | | Value | |
PREFERRED STOCK — continued |
Utilities — continued | | | | | | | | |
NiSource, 6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.632% (A) | | | 98,032 | | | $ | 2,690,978 | |
Sempra Energy, 6.750% * (A) | | | 32,662 | | | | 3,381,824 | |
| | | | | | | 10,111,914 | |
TOTAL UNITED STATES | | | | | | | 168,659,110 | |
TOTAL PREFERRED STOCK | | | | | | | | |
(Cost $177,679,151) | | | | | | | 177,939,845 | |
| | | | | | | | |
SHORT-TERM INVESTMENT(B)(C) — 1.0% |
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.050% | | | | | | | | |
(Cost $1,828,430) | | | 1,828,430 | | | | 1,828,430 | |
TOTAL SHORT-TERM INVESTMENT | | | | | | | | |
(Cost $1,828,430) | | | | | | | 1,828,430 | |
| | | | | | | | |
TOTAL INVESTMENTS — 100.6% | | | | | | | | |
(Cost $179,507,581) | | | | | | $ | 179,768,275 | |
Percentages are based on Net Assets of $178,657,193.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at July 31, 2020. The total value of securities on loan at July 31, 2020 was $1,802,818. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of July 31, 2020, was $1,828,430. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of July 31, 2020. |
Cl — Class |
ICE — Intercontinental Exchange |
LIBOR — London Interbank Offered Rate |
Ser — Series |
USD — U.S. Dollar |
VAR – Variable Rate |
|
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X SuperIncome™ Preferred ETF |
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
|
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X YieldCo & Renewable Energy Income ETF |
| | Shares | | | Value | |
COMMON STOCK — 90.3% |
AUSTRALIA— 5.6% | | | | | | | | |
Utilities — 5.6% |
AGL Energy | | | 243,476 | | | $ | 2,901,994 | |
BRAZIL— 5.4% | | | | | | | | |
Utilities — 5.4% |
Engie Brasil Energia | | | 317,877 | | | | 2,819,236 | |
CANADA— 15.1% | | | | | | | | |
Utilities — 15.1% |
Algonquin Power & Utilities | | | 168,296 | | | | 2,321,844 | |
Boralex | | | 38,149 | | | | 995,092 | |
Innergex Renewable Energy | | | 68,931 | | | | 1,183,071 | |
Northland Power | | | 79,445 | | | | 2,176,657 | |
TransAlta Renewables | | | 105,200 | | | | 1,225,174 | |
TOTAL CANADA | | | | | | | 7,901,838 | |
CHILE— 12.3% | | | | | | | | |
Utilities — 12.3% |
Colbun | | | 6,938,701 | | | | 1,255,840 | |
Enel Americas | | | 18,365,448 | | | | 2,850,091 | |
Enel Chile | | | 27,391,207 | | | | 2,352,295 | |
TOTAL CHILE | | | | | | | 6,458,226 | |
CHINA— 2.4% | | | | | | | | |
Industrials — 0.6% |
Xinjiang Goldwind Science & Technology, Cl H | | | 293,241 | | | | 295,125 | |
Utilities — 1.8% |
China Longyuan Power Group, Cl H | | | 1,320,000 | | | | 945,266 | |
TOTAL CHINA | | | | | | | 1,240,391 | |
GERMANY— 1.6% | | | | | | | | |
Utilities — 1.6% |
Encavis | | | 54,178 | | | | 855,911 | |
ITALY— 6.1% | | | | | | | | |
Utilities — 6.1% |
ACEA | | | 84,309 | | | | 1,733,695 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X YieldCo & Renewable Energy Income ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
ERG | | | 59,492 | | | $ | 1,447,781 | |
TOTAL ITALY | | | | | | | 3,181,476 | |
NEW ZEALAND— 11.2% | | | | | | | | |
Utilities — 11.2% |
Contact Energy | | | 284,044 | | | | 1,105,023 | |
Mercury NZ | | | 539,289 | | | | 1,677,689 | |
Meridian Energy | | | 954,903 | | | | 3,091,495 | |
TOTAL NEW ZEALAND | | | | | | | 5,874,207 | |
PORTUGAL— 6.8% | | | | | | | | |
Utilities — 6.8% |
Energias de Portugal | | | 698,856 | | | | 3,541,096 | |
RUSSIA— 3.3% | | | | | | | | |
Utilities — 3.3% |
RusHydro PJSC * | | | 168,769,619 | | | | 1,726,527 | |
SPAIN— 2.3% | | | | | | | | |
Utilities — 2.3% |
Atlantica Yield | | | 40,200 | | | | 1,204,794 | |
THAILAND— 0.7% | | | | | | | | |
Utilities — 0.7% |
BCPG NVDR | | | 758,700 | | | | 374,697 | |
UNITED STATES— 17.5% | | | | | | | | |
Financials — 1.9% |
Hannon Armstrong Sustainable Infrastructure Capital ‡ | | | 29,025 | | | | 1,016,746 | |
Utilities — 15.6% |
Avista | | | 26,613 | | | | 988,141 | |
Brookfield Renewable, Cl A * | | | 16,327 | | | | 731,321 | |
Clearway Energy, Cl A | | | 13,122 | | | | 300,625 | |
Hawaiian Electric Industries | | | 43,204 | | | | 1,566,577 | |
IDACORP | | | 19,976 | | | | 1,862,762 | |
NextEra Energy Partners | | | 25,940 | | | | 1,613,468 | |
NorthWestern | | | 19,975 | | | | 1,123,794 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X YieldCo & Renewable Energy Income ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
| | | | | | $ | 8,186,688 | |
TOTAL UNITED STATES | | | | | | | 9,203,434 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $44,864,708) | | | | | | | 47,283,827 | |
|
MASTER LIMITED PARTNERSHIP — 5.4% |
Utilities — 5.4% | | | | | | | | |
Brookfield Renewable Partners (A) | | | | | | | | |
(Cost $2,198,123) | | | 65,463 | | | | 2,814,005 | |
|
CLOSED-END FUNDS — 4.3% |
UNITED KINGDOM— 4.3% | | | | | | | | |
Utilities — 4.3% |
Greencoat UK Wind | | | 600,607 | | | | 1,154,074 | |
Renewables Infrastructure Group | | | 647,779 | | | | 1,130,786 | |
| | | | | | | | |
TOTAL CLOSED-END FUNDS | | | | | | | | |
(Cost $2,081,106) | | | | | | | 2,284,860 | |
TOTAL INVESTMENTS — 100.0% | | | | | | | | |
(Cost $49,143,937) | | | | | | $ | 52,382,692 | |
Percentages are based on Net Assets of $52,364,822.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | Security considered Master Limited Partnership. At July 31, 2020, these securities amounted to $2,814,005 or 5.4% of net assets. |
Cl — Class |
NVDR — Non-Voting Depositary Receipt |
PJSC — Public Joint Stock Company |
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.9% |
UNITED KINGDOM — 0.5% | | | | | | |
Energy — 0.0% |
TechnipFMC | | | 6,165 | | | $ | 49,505 | |
Materials — 0.5% |
Linde | | | 7,127 | | | | 1,746,898 | |
TOTAL UNITED KINGDOM | | | | | | | 1,796,403 | |
UNITED STATES — 99.4% | | | | | | | | |
Communication Services — 10.9% |
Activision Blizzard | | | 10,645 | | | | 879,596 | |
Alphabet, Cl A * | | | 4,153 | | | | 6,179,456 | |
Alphabet, Cl C * | | | 4,065 | | | | 6,028,232 | |
AT&T | | | 98,695 | | | | 2,919,398 | |
CenturyLink | | | 13,534 | | | | 130,603 | |
Charter Communications, Cl A * | | | 2,026 | | | | 1,175,080 | |
Comcast, Cl A | | | 63,277 | | | | 2,708,256 | |
Discovery, Cl A * | | | 2,171 | | | | 45,808 | |
Discovery, Cl C * | | | 4,732 | | | | 89,671 | |
DISH Network, Cl A * | | | 3,442 | | | | 110,523 | |
Electronic Arts * | | | 4,064 | | | | 575,544 | |
Facebook, Cl A * | | | 33,153 | | | | 8,409,923 | |
Fox, Cl A | | | 4,812 | | | | 124,005 | |
Fox, Cl B | | | 2,206 | | | | 56,849 | |
Interpublic Group | | | 5,466 | | | | 98,661 | |
Live Nation Entertainment * | | | 1,596 | | | | 74,709 | |
Netflix * | | | 6,075 | | | | 2,969,946 | |
News, Cl A | | | 5,363 | | | | 68,217 | |
News, Cl B | | | 1,655 | | | | 21,118 | |
Omnicom Group | | | 3,169 | | | | 170,270 | |
Take-Two Interactive Software * | | | 1,555 | | | | 255,051 | |
T-Mobile US * | | | 7,877 | | | | 845,832 | |
Twitter * | | | 10,347 | | | | 376,631 | |
Verizon Communications | | | 57,611 | | | | 3,311,480 | |
ViacomCBS, Cl B | | | 7,712 | | | | 201,052 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Communication Services — continued |
Walt Disney * | | | 25,084 | | | $ | 2,933,323 | |
| | | | | | | 40,759,234 | |
Consumer Discretionary — 11.2% |
Advance Auto Parts | | | 967 | | | | 145,185 | |
Amazon.com * | | | 5,829 | | | | 18,446,920 | |
Aptiv * | | | 3,702 | | | | 287,831 | |
AutoZone * | | | 300 | | | | 362,226 | |
Best Buy | | | 3,181 | | | | 316,796 | |
Booking Holdings * | | | 580 | | | | 964,035 | |
BorgWarner | | | 2,847 | | | | 104,200 | |
CarMax * | | | 2,469 | | | | 239,419 | |
Carnival * | | | 6,388 | | | | 88,665 | |
Chipotle Mexican Grill, Cl A * | | | 342 | | | | 395,065 | |
Darden Restaurants * | | | 1,729 | | | | 131,231 | |
Dollar General | | | 3,617 | | | | 688,677 | |
Dollar Tree * | | | 3,351 | | | | 312,816 | |
Domino's Pizza | | | 500 | | | | 193,305 | |
DR Horton | | | 4,743 | | | | 313,796 | |
eBay | | | 8,889 | | | | 491,384 | |
Expedia Group * | | | 1,814 | | | | 146,952 | |
Ford Motor * | | | 54,923 | | | | 363,041 | |
Gap | | | 3,048 | | | | 40,752 | |
Garmin | | | 1,720 | | | | 169,575 | |
General Motors * | | | 17,891 | | | | 445,307 | |
Genuine Parts | | | 2,069 | | | | 186,520 | |
H&R Block | | | 2,912 | | | | 42,224 | |
Hanesbrands | | | 5,167 | | | | 73,010 | |
Hasbro | | | 1,670 | | | | 121,509 | |
Hilton Worldwide Holdings * | | | 4,037 | | | | 302,977 | |
Home Depot | | | 14,875 | | | | 3,949,164 | |
Kohl's * | | | 2,364 | | | | 45,011 | |
L Brands * | | | 3,308 | | | | 80,748 | |
Las Vegas Sands * | | | 4,681 | | | | 204,279 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Discretionary — continued |
Leggett & Platt | | | 1,866 | | | $ | 74,808 | |
Lennar, Cl A | | | 3,939 | | | | 284,986 | |
LKQ * | | | 4,347 | | | | 122,542 | |
Lowe's | | | 10,304 | | | | 1,534,369 | |
Marriott International, Cl A * | | | 3,833 | | | | 321,301 | |
McDonald's | | | 10,522 | | | | 2,044,214 | |
Mohawk Industries * | | | 901 | | | | 71,945 | |
NIKE, Cl B | | | 17,322 | | | | 1,690,799 | |
Norwegian Cruise Line Holdings * | | | 3,020 | | | | 41,193 | |
NVR * | | | 46 | | | | 180,787 | |
O'Reilly Automotive * | | | 1,083 | | | | 517,003 | |
PulteGroup | | | 3,871 | | | | 168,776 | |
PVH * | | | 1,150 | | | | 55,959 | |
Ralph Lauren, Cl A * | | | 772 | | | | 55,044 | |
Ross Stores * | | | 5,063 | | | | 453,999 | |
Royal Caribbean Cruises * | | | 2,432 | | | | 118,463 | |
Starbucks | | | 16,466 | | | | 1,260,143 | |
Tapestry * | | | 3,971 | | | | 53,053 | |
Target | | | 7,245 | | | | 912,000 | |
Tiffany | | | 1,527 | | | | 191,425 | |
TJX * | | | 16,962 | | | | 881,854 | |
Tractor Supply | | | 1,737 | | | | 247,939 | |
Ulta Beauty * | | | 774 | | | | 149,374 | |
Under Armour, Cl A * | | | 2,626 | | | | 27,626 | |
Under Armour, Cl C * | | | 2,661 | | | | 25,253 | |
VF | | | 4,577 | | | | 276,267 | |
Whirlpool | | | 872 | | | | 142,241 | |
Wynn Resorts * | | | 1,409 | | | | 102,054 | |
Yum! Brands | | | 4,344 | | | | 395,521 | |
| | | | | | | 42,053,558 | |
Consumer Staples — 6.9% |
Altria Group | | | 50,442 | | | | 2,075,688 | |
Brown-Forman, Cl B | | | 4,832 | | | | 335,051 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Staples — continued |
Campbell Soup | | | 4,896 | | | $ | 242,695 | |
Clorox | | | 3,263 | | | | 771,732 | |
Coca-Cola | | | 104,758 | | | | 4,948,767 | |
Conagra Brands | | | 13,915 | | | | 521,117 | |
Constellation Brands, Cl A | | | 4,394 | | | | 783,011 | |
Costco Wholesale | | | 12,013 | | | | 3,910,591 | |
Coty, Cl A * | | | 7,734 | | | | 28,693 | |
Estee Lauder, Cl A * | | | 6,053 | | | | 1,195,710 | |
General Mills | | | 15,843 | | | | 1,002,387 | |
Hormel Foods | | | 7,840 | | | | 398,742 | |
JM Smucker | | | 3,250 | | | | 355,388 | |
Kellogg | | | 7,194 | | | | 496,314 | |
Kimberly-Clark | | | 9,053 | | | | 1,376,418 | |
Kraft Heinz | | | 16,633 | | | | 571,843 | |
Kroger | | | 20,783 | | | | 723,041 | |
Lamb Weston Holdings | | | 4,184 | | | | 251,375 | |
McCormick | | | 3,437 | | | | 669,871 | |
Molson Coors Beverage, Cl B * | | | 5,376 | | | | 201,708 | |
Mondelez International, Cl A | | | 38,182 | | | | 2,118,719 | |
Monster Beverage * | | | 10,059 | | | | 789,430 | |
Sysco | | | 13,802 | | | | 729,436 | |
Tyson Foods, Cl A | | | 7,696 | | | | 472,919 | |
Walgreens Boots Alliance | | | 19,904 | | | | 810,292 | |
| | | | | | | 25,780,938 | |
Energy — 2.5% |
Apache | | | 5,309 | | | | 81,493 | |
Baker Hughes, Cl A | | | 9,856 | | | | 152,669 | |
Cabot Oil & Gas | | | 6,179 | | | | 115,547 | |
Chevron | | | 25,917 | | | | 2,175,473 | |
Concho Resources | | | 2,763 | | | | 145,168 | |
ConocoPhillips | | | 15,376 | | | | 574,909 | |
Devon Energy | | | 5,774 | | | | 60,569 | |
Diamondback Energy | | | 2,108 | | | | 84,025 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Energy — continued |
EOG Resources | | | 7,921 | | | $ | 371,099 | |
Exxon Mobil | | | 58,044 | | | | 2,442,491 | |
Halliburton | | | 12,205 | | | | 174,898 | |
Hess | | | 3,629 | | | | 178,583 | |
HollyFrontier | | | 2,240 | | | | 61,600 | |
Kinder Morgan | | | 26,874 | | | | 378,923 | |
Marathon Oil * | | | 11,626 | | | | 63,827 | |
Marathon Petroleum | | | 9,116 | | | | 348,231 | |
National Oilwell Varco * | | | 5,352 | | | | 61,602 | |
Noble Energy | | | 6,938 | | | | 69,311 | |
Occidental Petroleum | | | 12,298 | | | | 193,571 | |
ONEOK | | | 5,629 | | | | 157,105 | |
Phillips 66 | | | 6,356 | | | | 394,199 | |
Pioneer Natural Resources | | | 2,362 | | | | 228,925 | |
Schlumberger | | | 18,914 | | | | 343,100 | |
Valero Energy | | | 5,668 | | | | 318,712 | |
Williams | | | 16,882 | | | | 322,953 | |
| | | | | | | 9,498,983 | |
Financials — 10.0% |
Aflac | | | 10,184 | | | | 362,245 | |
Allstate | | | 4,493 | | | | 424,094 | |
American Express | | | 9,395 | | | | 876,741 | |
American International Group | | | 11,859 | | | | 381,148 | |
Ameriprise Financial | | | 1,913 | | | | 293,894 | |
Aon, Cl A | | | 3,265 | | | | 670,043 | |
Arthur J Gallagher | | | 2,516 | | | | 270,445 | |
Assurant | | | 812 | | | | 87,266 | |
Bank of America | | | 108,085 | | | | 2,689,156 | |
Bank of New York Mellon | | | 11,878 | | | | 425,826 | |
Berkshire Hathaway, Cl B * | | | 26,996 | | | | 5,285,276 | |
BlackRock, Cl A | | | 2,112 | | | | 1,214,420 | |
Capital One Financial | | | 6,451 | | | | 411,574 | |
Cboe Global Markets | | | 1,557 | | | | 136,549 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
Charles Schwab | | | 16,104 | | | $ | 533,848 | |
Chubb | | | 6,262 | | | | 796,776 | |
Cincinnati Financial | | | 2,092 | | | | 163,030 | |
Citigroup | | | 28,230 | | | | 1,411,782 | |
Citizens Financial Group | | | 6,436 | | | | 159,677 | |
CME Group, Cl A | | | 4,893 | | | | 813,119 | |
Comerica | | | 2,108 | | | | 81,200 | |
Discover Financial Services | | | 4,414 | | | | 218,184 | |
E*TRADE Financial | | | 3,269 | | | | 165,967 | |
Everest Re Group | | | 568 | | | | 124,273 | |
Fifth Third Bancorp | | | 9,510 | | | | 188,869 | |
First Republic Bank | | | 2,256 | | | | 253,755 | |
Franklin Resources | | | 4,178 | | | | 87,947 | |
Globe Life | | | 1,461 | | | | 116,296 | |
Goldman Sachs Group | | | 4,431 | | | | 877,161 | |
Hartford Financial Services Group | | | 4,884 | | | | 206,691 | |
Huntington Bancshares | | | 14,890 | | | | 138,030 | |
Intercontinental Exchange | | | 7,734 | | | | 748,497 | |
Invesco | | | 5,618 | | | | 56,405 | |
JPMorgan Chase | | | 42,282 | | | | 4,086,133 | |
KeyCorp | | | 13,964 | | | | 167,708 | |
Lincoln National | | | 2,885 | | | | 107,524 | |
Loews | | | 3,755 | | | | 136,720 | |
M&T Bank | | | 1,869 | | | | 198,021 | |
MarketAxess Holdings | | | 492 | | | | 254,216 | |
Marsh & McLennan | | | 6,906 | | | | 805,239 | |
MetLife | | | 10,662 | | | | 403,557 | |
Moody's | | | 2,316 | | | | 651,491 | |
Morgan Stanley | | | 16,226 | | | | 793,127 | |
MSCI, Cl A | | | 1,143 | | | | 429,745 | |
Nasdaq | | | 1,599 | | | | 209,965 | |
Northern Trust | | | 3,000 | | | | 235,050 | |
People's United Financial | | | 5,120 | | | | 55,245 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
PNC Financial Services Group | | | 6,154 | | | $ | 656,447 | |
Principal Financial Group | | | 3,672 | | | | 155,803 | |
Progressive | | | 8,158 | | | | 736,994 | |
Prudential Financial | | | 5,556 | | | | 352,084 | |
Raymond James Financial | | | 1,741 | | | | 120,965 | |
Regions Financial | | | 13,655 | | | | 148,293 | |
S&P Global | | | 3,371 | | | | 1,180,692 | |
State Street | | | 5,108 | | | | 325,839 | |
SVB Financial Group * | | | 746 | | | | 167,305 | |
Synchrony Financial | | | 8,629 | | | | 190,960 | |
T Rowe Price Group | | | 3,198 | | | | 441,644 | |
Travelers | | | 3,654 | | | | 418,091 | |
Truist Financial | | | 18,533 | | | | 694,246 | |
Unum Group | | | 3,061 | | | | 52,741 | |
US Bancorp | | | 18,154 | | | | 668,793 | |
Wells Fargo | | | 52,889 | | | | 1,283,087 | |
Willis Towers Watson | | | 1,818 | | | | 381,798 | |
WR Berkley | | | 1,651 | | | | 101,949 | |
Zions Bancorp | | | 2,664 | | | | 86,500 | |
| | | | | | | 37,368,156 | |
Health Care — 14.3% |
AbbVie | | | 55,286 | | | | 5,247,193 | |
ABIOMED * | | | 1,318 | | | | 395,321 | |
Alexion Pharmaceuticals * | | | 6,634 | | | | 679,919 | |
Align Technology * | | | 2,153 | | | | 632,594 | |
AmerisourceBergen, Cl A | | | 4,619 | | | | 462,778 | |
Anthem | | | 7,798 | | | | 2,135,092 | |
Baxter International | | | 15,926 | | | | 1,375,688 | |
Biogen Idec * | | | 5,065 | | | | 1,391,305 | |
Boston Scientific * | | | 44,469 | | | | 1,715,169 | |
Cardinal Health | | | 8,784 | | | | 479,782 | |
Cerner | | | 9,540 | | | | 662,553 | |
Cigna | | | 11,493 | | | | 1,984,726 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Health Care — continued |
CVS Health | | | 41,015 | | | $ | 2,581,485 | |
DaVita * | | | 2,997 | | | | 261,908 | |
DENTSPLY SIRONA | | | 6,571 | | | | 293,067 | |
DexCom * | | | 2,863 | | | | 1,246,951 | |
Edwards Lifesciences * | | | 19,271 | | | | 1,511,039 | |
Eli Lilly | | | 26,398 | | | | 3,967,356 | |
Gilead Sciences | | | 39,176 | | | | 2,723,907 | |
Henry Schein * | | | 4,437 | | | | 304,955 | |
Hologic * | | | 7,869 | | | | 549,099 | |
Humana | | | 4,214 | | | | 1,653,784 | |
IDEXX Laboratories * | | | 2,567 | | | | 1,021,024 | |
Incyte * | | | 5,964 | | | | 589,005 | |
Intuitive Surgical * | | | 3,642 | | | | 2,496,372 | |
IQVIA Holdings * | | | 5,389 | | | | 853,564 | |
Laboratory Corp of America Holdings * | | | 2,996 | | | | 577,988 | |
McKesson | | | 4,969 | | | | 746,145 | |
Medtronic | | | 42,020 | | | | 4,054,089 | |
Mettler-Toledo International * | | | 731 | | | | 683,485 | |
Quest Diagnostics | | | 3,942 | | | | 500,910 | |
Regeneron Pharmaceuticals * | | | 3,142 | | | | 1,985,964 | |
ResMed | | | 4,541 | | | | 919,598 | |
STERIS | | | 2,550 | | | | 407,057 | |
Stryker | | | 9,915 | | | | 1,916,570 | |
Teleflex | | | 1,367 | | | | 510,028 | |
Varian Medical Systems * | | | 2,674 | | | | 381,633 | |
Waters * | | | 2,074 | | | | 442,073 | |
Zimmer Biomet Holdings | | | 6,733 | | | | 908,012 | |
Zoetis, Cl A | | | 14,799 | | | | 2,244,712 | |
| | | | | | | 53,493,900 | |
Industrials — 8.1% |
3M | | | 11,207 | | | | 1,686,317 | |
Alaska Air Group * | | | 2,621 | | | | 90,267 | |
Allegion | | | 2,035 | | | | 202,401 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
American Airlines Group * | | | 8,211 | | | $ | 91,306 | |
AMETEK | | | 4,867 | | | | 453,848 | |
AO Smith | | | 2,963 | | | | 142,639 | |
Carrier Global | | | 15,152 | | | | 412,740 | |
Caterpillar | | | 10,509 | | | | 1,396,436 | |
CH Robinson Worldwide | | | 2,730 | | | | 255,856 | |
Cintas | | | 1,535 | | | | 463,370 | |
Copart * | | | 4,263 | | | | 397,525 | |
CSX | | | 14,801 | | | | 1,055,903 | |
Cummins | | | 2,799 | | | | 540,935 | |
Deere | | | 6,039 | | | | 1,064,736 | |
Delta Air Lines * | | | 10,038 | | | | 250,649 | |
Dover | | | 2,902 | | | | 298,703 | |
Eaton | | | 7,661 | | | | 713,468 | |
Emerson Electric | | | 11,459 | | | | 710,573 | |
Equifax | | | 2,558 | | | | 415,828 | |
Expeditors International of Washington | | | 3,442 | | | | 290,883 | |
Fastenal | | | 10,834 | | | | 509,631 | |
FedEx | | | 4,594 | | | | 773,630 | |
Flowserve | | | 2,779 | | | | 77,451 | |
Fortive | | | 5,353 | | | | 375,727 | |
Fortune Brands Home & Security | | | 3,114 | | | | 238,221 | |
Howmet Aerospace * | | | 8,783 | | | | 129,813 | |
IDEX | | | 1,571 | | | | 258,932 | |
IHS Markit | | | 7,399 | | | | 597,321 | |
Illinois Tool Works | | | 5,548 | | | | 1,026,325 | |
Ingersoll Rand * | | | 6,172 | | | | 194,973 | |
JB Hunt Transport Services | | | 1,848 | | | | 239,131 | |
Johnson Controls International | | | 14,108 | | | | 542,876 | |
Kansas City Southern | | | 2,096 | | | | 360,198 | |
Masco | | | 4,555 | | | | 260,364 | |
Nielsen Holdings | | | 7,314 | | | | 105,541 | |
Norfolk Southern | | | 4,937 | | | | 948,941 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
Old Dominion Freight Line | | | 1,745 | | | $ | 319,021 | |
Otis Worldwide | | | 7,691 | | | | 482,533 | |
PACCAR | | | 6,355 | | | | 540,683 | |
Parker-Hannifin | | | 2,344 | | | | 419,388 | |
Pentair | | | 3,488 | | | | 149,461 | |
Quanta Services | | | 3,165 | | | | 126,505 | |
Republic Services, Cl A | | | 4,345 | | | | 379,101 | |
Robert Half International | | | 2,664 | | | | 135,518 | |
Rockwell Automation | | | 2,418 | | | | 527,463 | |
Rollins | | | 2,963 | | | | 155,261 | |
Roper Technologies | | | 2,009 | | | | 868,792 | |
Snap-On | | | 1,176 | | | | 171,543 | |
Southwest Airlines * | | | 10,331 | | | | 319,125 | |
Stanley Black & Decker | | | 2,797 | | | | 428,836 | |
Trane Technologies | | | 4,338 | | | | 485,292 | |
TransDigm Group * | | | 948 | | | | 409,138 | |
Union Pacific | | | 13,251 | | | | 2,297,061 | |
United Airlines Holdings * | | | 4,692 | | | | 147,235 | |
United Parcel Service, Cl B | | | 13,688 | | | | 1,954,099 | |
United Rentals * | | | 1,207 | | | | 187,532 | |
Verisk Analytics, Cl A | | | 3,369 | | | | 635,764 | |
Waste Management | | | 7,466 | | | | 818,274 | |
Westinghouse Air Brake Technologies | | | 3,762 | | | | 233,959 | |
WW Grainger | | | 913 | | | | 311,817 | |
Xylem | | | 3,825 | | | | 279,149 | |
| | | | | | | 30,356,008 | |
Information Technology — 27.5% |
Accenture, Cl A | | | 8,775 | | | | 1,972,445 | |
Adobe * | | | 6,690 | | | | 2,972,501 | |
Advanced Micro Devices * | | | 16,753 | | | | 1,297,185 | |
Akamai Technologies * | | | 2,329 | | | | 261,873 | |
Amphenol, Cl A | | | 4,069 | | | | 430,337 | |
Analog Devices | | | 5,164 | | | | 593,085 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
ANSYS * | | | 1,157 | | | $ | 359,364 | |
Apple | | | 56,482 | | | | 24,007,109 | |
Applied Materials | | | 12,948 | | | | 832,945 | |
Arista Networks * | | | 752 | | | | 195,347 | |
Autodesk * | | | 3,091 | | | | 730,805 | |
Automatic Data Processing | | | 5,982 | | | | 795,068 | |
Broadcom | | | 5,455 | | | | 1,727,871 | |
Broadridge Financial Solutions | | | 1,677 | | | | 225,288 | |
Cadence Design Systems * | | | 3,900 | | | | 426,075 | |
CDW | | | 2,006 | | | | 233,198 | |
Cisco Systems | | | 59,355 | | | | 2,795,620 | |
Citrix Systems | | | 1,751 | | | | 249,973 | |
Cognizant Technology Solutions, Cl A | | | 7,808 | | | | 533,443 | |
DXC Technology * | | | 3,621 | | | | 64,852 | |
F5 Networks * | | | 878 | | | | 119,320 | |
Fidelity National Information Services | | | 8,690 | | | | 1,271,434 | |
Fiserv * | | | 7,681 | | | | 766,487 | |
FleetCor Technologies * | | | 1,176 | | | | 304,078 | |
FLIR Systems | | | 1,930 | | | | 80,404 | |
Fortinet * | | | 2,073 | | | | 286,696 | |
Gartner * | | | 1,304 | | | | 162,531 | |
Global Payments | | | 4,151 | | | | 738,961 | |
Hewlett Packard Enterprise | | | 18,572 | | | | 183,306 | |
HP | | | 20,828 | | | | 366,156 | |
Intel | | | 58,877 | | | | 2,810,199 | |
International Business Machines | | | 12,252 | | | | 1,506,261 | |
Intuit | | | 3,575 | | | | 1,095,273 | |
IPG Photonics * | | | 549 | | | | 98,276 | |
Jack Henry & Associates | | | 1,123 | | | | 200,231 | |
Juniper Networks | | | 5,007 | | | | 127,078 | |
Keysight Technologies * | | | 2,672 | | | | 266,906 | |
KLA | | | 2,239 | | | | 447,419 | |
Lam Research | | | 2,069 | | | | 780,344 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued |
Leidos Holdings | | | 1,678 | | | $ | 159,678 | |
Mastercard, Cl A | | | 12,168 | | | | 3,754,193 | |
Maxim Integrated Products * | | | 3,701 | | | | 252,001 | |
Microchip Technology | | | 3,335 | | | | 339,270 | |
Micron Technology * | | | 15,351 | | | | 768,394 | |
Microsoft | | | 105,136 | | | | 21,553,931 | |
Motorola Solutions | | | 2,331 | | | | 325,874 | |
NetApp | | | 3,311 | | | | 146,677 | |
NortonLifeLock | | | 8,601 | | | | 184,491 | |
NVIDIA | | | 8,628 | | | | 3,663,364 | |
Oracle | | | 28,745 | | | | 1,593,910 | |
Paychex | | | 4,519 | | | | 325,006 | |
Paycom Software * | | | 618 | | | | 175,741 | |
PayPal Holdings * | | | 16,129 | | | | 3,162,413 | |
Qorvo * | | | 1,737 | | | | 222,597 | |
QUALCOMM | | | 15,958 | | | | 1,685,324 | |
salesforce.com * | | | 12,529 | | | | 2,441,276 | |
Seagate Technology | | | 3,399 | | | | 153,703 | |
ServiceNow * | | | 2,617 | | | | 1,149,386 | |
Skyworks Solutions | | | 2,505 | | | | 364,678 | |
Synopsys * | | | 2,106 | | | | 419,557 | |
TE Connectivity | | | 4,625 | | | | 411,949 | |
Texas Instruments | | | 12,895 | | | | 1,644,757 | |
VeriSign * | | | 1,445 | | | | 305,878 | |
Visa, Cl A | | | 23,490 | | | | 4,472,495 | |
Western Digital * | | | 4,145 | | | | 178,650 | |
Western Union | | | 6,414 | | | | 155,732 | |
Xerox Holdings | | | 2,888 | | | | 48,085 | |
Xilinx | | | 3,572 | | | | 383,454 | |
Zebra Technologies, Cl A * | | | 671 | | | | 188,383 | |
| | | | | | | 102,946,591 | |
Materials — 2.1% |
Air Products & Chemicals | | | 2,985 | | | | 855,590 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Materials — continued |
Albemarle | | | 1,542 | | | $ | 127,153 | |
Amcor | | | 21,077 | | | | 217,093 | |
Avery Dennison | | | 1,161 | | | | 131,588 | |
Ball | | | 4,614 | | | | 339,729 | |
Celanese, Cl A | | | 1,704 | | | | 165,629 | |
CF Industries Holdings | | | 3,188 | | | | 99,880 | |
Corteva | | | 10,259 | | | | 292,997 | |
Dow | | | 10,244 | | | | 420,619 | |
DuPont de Nemours | | | 10,247 | | | | 548,010 | |
Eastman Chemical | | | 1,939 | | | | 144,708 | |
Ecolab | | | 3,459 | | | | 647,110 | |
FMC | | | 1,878 | | | | 199,162 | |
Freeport-McMoRan Copper & Gold * | | | 20,782 | | | | 268,503 | |
International Flavors & Fragrances | | | 1,435 | | | | 180,738 | |
International Paper | | | 5,519 | | | | 192,006 | |
LyondellBasell Industries, Cl A | | | 3,408 | | | | 213,068 | |
Martin Marietta Materials | | | 918 | | | | 190,191 | |
Mosaic | | | 4,930 | | | | 66,407 | |
Newmont | | | 11,367 | | | | 786,597 | |
Nucor | | | 4,256 | | | | 178,539 | |
Packaging Corp of America | | | 1,304 | | | | 125,340 | |
PPG Industries | | | 3,212 | | | | 345,772 | |
Sealed Air | | | 2,064 | | | | 73,644 | |
Sherwin-Williams | | | 1,109 | | | | 718,543 | |
Vulcan Materials | | | 1,827 | | | | 214,527 | |
Westrock | | | 3,572 | | | | 95,944 | |
| | | | | | | 7,839,087 | |
Real Estate — 2.8% |
Alexandria Real Estate Equities ‡ | | | 1,597 | | | | 283,547 | |
American Tower, Cl A ‡ | | | 6,019 | | | | 1,573,307 | |
Apartment Investment & Management, Cl A ‡ | | | 2,027 | | | | 78,688 | |
AvalonBay Communities ‡ | | | 1,928 | | | | 295,215 | |
Boston Properties ‡ | | | 2,123 | | | | 189,138 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Real Estate — continued |
CBRE Group, Cl A * | | | 4,338 | | | $ | 190,048 | |
Crown Castle International ‡ | | | 5,761 | | | | 960,360 | |
Digital Realty Trust ‡ | | | 3,641 | | | | 584,526 | |
Duke Realty ‡ | | | 4,901 | | | | 196,971 | |
Equinix ‡ | | | 1,163 | | | | 913,513 | |
Equity Residential ‡ | | | 5,076 | | | | 272,226 | |
Essex Property Trust ‡ | | | 946 | | | | 208,820 | |
Extra Space Storage ‡ | | | 1,773 | | | | 183,222 | |
Federal Realty Investment Trust ‡ | | | 968 | | | | 73,858 | |
Healthpeak Properties ‡ | | | 6,673 | | | | 182,106 | |
Host Hotels & Resorts ‡ * | | | 10,260 | | | | 110,603 | |
Iron Mountain ‡ | | | 3,748 | | | | 105,656 | |
Kimco Realty ‡ * | | | 5,892 | | | | 65,696 | |
Mid-America Apartment Communities ‡ | | | 1,523 | | | | 181,526 | |
ProLogis ‡ | | | 10,195 | | | | 1,074,758 | |
Public Storage ‡ | | | 2,090 | | | | 417,749 | |
Realty Income ‡ | | | 4,739 | | | | 284,577 | |
Regency Centers ‡ | | | 2,182 | | | | 89,527 | |
SBA Communications, Cl A ‡ | | | 1,569 | | | | 488,806 | |
Simon Property Group ‡ | | | 4,223 | | | | 263,304 | |
SL Green Realty ‡ | | | 1,250 | | | | 58,125 | |
UDR ‡ | | | 3,832 | | | | 138,718 | |
Ventas ‡ | | | 5,021 | | | | 192,606 | |
Vornado Realty Trust ‡ | | | 2,387 | | | | 82,399 | |
Welltower ‡ | | | 5,838 | | | | 312,683 | |
Weyerhaeuser ‡ * | | | 10,458 | | | | 290,837 | |
| | | | | | | 10,343,115 | |
Utilities — 3.1% |
AES | | | 9,213 | | | | 140,314 | |
Alliant Energy | | | 3,253 | | | | 175,174 | |
Ameren | | | 3,398 | | | | 272,656 | |
American Electric Power | | | 6,888 | | | | 598,429 | |
American Water Works | | | 2,497 | | | | 367,733 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Utilities — continued |
Atmos Energy | | | 1,593 | | | $ | 168,842 | |
CenterPoint Energy | | | 6,808 | | | | 129,420 | |
CMS Energy | | | 3,959 | | | | 254,089 | |
Consolidated Edison | | | 4,398 | | | | 337,898 | |
Dominion Energy | | | 11,159 | | | | 904,213 | |
DTE Energy | | | 2,550 | | | | 294,857 | |
Duke Energy | | | 9,979 | | | | 845,621 | |
Edison International | | | 4,667 | | | | 259,812 | |
Entergy | | | 2,597 | | | | 273,023 | |
Evergy | | | 3,370 | | | | 218,477 | |
Eversource Energy | | | 4,425 | | | | 398,560 | |
Exelon | | | 13,238 | | | | 511,119 | |
FirstEnergy | | | 7,066 | | | | 204,914 | |
NextEra Energy | | | 6,843 | | | | 1,920,831 | |
NiSource | | | 4,895 | | | | 119,683 | |
NRG Energy | | | 3,708 | | | | 125,367 | |
Pinnacle West Capital | | | 1,544 | | | | 128,276 | |
PPL | | | 9,907 | | | | 263,724 | |
Public Service Enterprise Group | | | 7,083 | | | | 396,223 | |
Sempra Energy | | | 3,759 | | | | 467,844 | |
Southern | | | 14,171 | | | | 773,878 | |
WEC Energy Group | | | 4,383 | | | | 417,525 | |
Xcel Energy | | | 7,200 | | | | 497,088 | |
| | | | | | | 11,465,590 | |
TOTAL UNITED STATES | | | | | | | 371,905,160 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $313,525,368) | | | | | | | 373,701,563 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
| | Number of Warrants | | | Value | |
WARRANT — 0.0% |
United States — 0.0% |
Occidental Petroleum*(A)(B)(C) | | | | | | | | |
Expires 07/06/27 | | | 1,529 | | | $ | — | |
| | | | | | | | |
TOTAL WARRANT (Cost $ –) | | | | | | | — | |
TOTAL INVESTMENTS — 99.9% | | | | | | | | |
(Cost $313,525,368) | | | | | | $ | 373,701,563 | |
Percentages are based on Net Assets of $374,133,120.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | Level 3 security in accordance with fair value hierarchy. |
(B) | Security considered illiquid. The total value of such securities as of July 31, 2020 was $0 and represented 0.0% of Net Assets. |
(C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of July 31, 2020, was $0 and represents 0.0% of Net Assets. |
Cl — Class |
S&P — Standard & Poor's |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
| | | | | | | | | | | | | | | | |
Investments in Securities | | | Level 1 | | | | Level 2 | | | | Level 3(1) | | | | Total | |
Common Stock | | $ | 373,701,563 | | | $ | — | | | $ | — | | | $ | 373,701,563 | |
Warrant | | | — | | | | — | | | | — | | | | — | |
Total Investments in Securities | | $ | 373,701,563 | | | $ | — | | | $ | — | | | $ | 373,701,563 | |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P 500® Catholic Values ETF |
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — 99.3% |
AUSTRALIA— 9.7% | | | | | | | | |
Communication Services — 0.1% |
Telstra | | | 946 | | | $ | 2,273 | |
Consumer Discretionary — 0.4% |
Aristocrat Leisure | | | 142 | | | | 2,666 | |
Wesfarmers | | | 254 | | | | 8,479 | |
| | | | | | | 11,145 | |
Consumer Staples — 0.9% |
Coles Group | | | 502 | | | | 6,541 | |
Treasury Wine Estates | | | 302 | | | | 2,339 | |
Woolworths Group | | | 528 | | | | 14,646 | |
| | | | | | | 23,526 | |
Energy — 0.2% |
Origin Energy | | | 390 | | | | 1,502 | |
Santos | | | 392 | | | | 1,482 | |
Woodside Petroleum | | | 212 | | | | 3,042 | |
| | | | | | | 6,026 | |
Financials — 2.1% |
ASX | | | 42 | | | | 2,489 | |
Australia & New Zealand Banking Group | | | 628 | | | | 8,089 | |
Commonwealth Bank of Australia | | | 392 | | | | 20,016 | |
Insurance Australia Group | | | 512 | | | | 1,869 | |
Macquarie Group | | | 72 | | | | 6,376 | |
National Australia Bank | | | 706 | | | | 8,941 | |
QBE Insurance Group | | | 324 | | | | 2,303 | |
Suncorp Group | | | 278 | | | | 1,705 | |
| | | | | | | 51,788 | |
Health Care — 2.3% |
CSL | | | 302 | | | | 58,498 | |
Industrials — 0.8% |
Brambles | | | 362 | | | | 2,799 | |
Sydney Airport | | | 264 | | | | 990 | |
Transurban Group | | | 652 | | | | 6,457 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
Westpac Banking | | | 798 | | | $ | 9,780 | |
| | | | | | | 20,026 | |
Materials — 2.5% |
BHP Group | | | 478 | | | | 10,383 | |
BHP Group | | | 666 | | | | 17,553 | |
Fortescue Metals Group | | | 382 | | | | 4,769 | |
Glencore * | | | 2,472 | | | | 5,666 | |
Newcrest Mining | | | 182 | | | | 4,592 | |
Rio Tinto | | | 84 | | | | 6,145 | |
Rio Tinto | | | 222 | | | | 13,447 | |
South32 | | | 1,096 | | | | 1,619 | |
| | | | | | | 64,174 | |
Real Estate — 0.3% |
Dexus ‡ | | | 242 | | | | 1,477 | |
Goodman Group ‡ | | | 360 | | | | 4,371 | |
Scentre Group ‡ | | | 1,148 | | | | 1,680 | |
| | | | | | | 7,528 | |
Utilities — 0.1% |
AGL Energy | | | 138 | | | | 1,645 | |
TOTAL AUSTRALIA | | | | | | | 246,629 | |
AUSTRIA— 0.1% | | | | | | | | |
Energy — 0.0% |
OMV | | | 32 | | | | 1,011 | |
Financials — 0.1% |
BAWAG Group | | | 16 | | | | 586 | |
Erste Group Bank | | | 66 | | | | 1,475 | |
Raiffeisen Bank International | | | 30 | | | | 516 | |
Vienna Insurance Group Wiener Versicherung Gruppe | | | 8 | | | | 178 | |
| | | | | | | 2,755 | |
Industrials — 0.0% |
ANDRITZ | | | 18 | | | | 606 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
Immobilien Anlagen | | | 16 | | | $ | 503 | |
| | | | | | | 1,109 | |
Information Technology — 0.0% |
AMS * | | | 62 | | | | 1,033 | |
Materials — 0.0% |
voestalpine | | | 26 | | | | 576 | |
Real Estate — 0.0% |
Verbund | | | 16 | | | | 843 | |
Telecommunications — 0.0% |
Telekom Austria, Cl A | | | 32 | | | | 241 | |
TOTAL AUSTRIA | | | | | | | 7,568 | |
BELGIUM— 1.6% | | | | | | | | |
Consumer Goods — 0.8% |
Anheuser-Busch InBev | | | 354 | | | | 19,306 | |
Financials — 0.3% |
Ageas | | | 40 | | | | 1,506 | |
Groupe Bruxelles Lambert | | | 18 | | | | 1,569 | |
KBC Group | | | 76 | | | | 4,343 | |
| | | | | | | 7,418 | |
Health Care — 0.4% |
UCB | | | 84 | | | | 10,812 | |
Materials — 0.1% |
Solvay | | | 16 | | | | 1,250 | |
TOTAL BELGIUM | | | | | | | 38,786 | |
CHINA— 0.6% | | | | | | | | |
Consumer Discretionary — 0.4% |
Prosus * | | | 94 | | | | 9,126 | |
Consumer Staples — 0.1% |
Budweiser Brewing APAC | | | 600 | | | | 2,176 | |
Financials — 0.1% |
BOC Hong Kong Holdings | | | 800 | | | | 2,230 | |
TOTAL CHINA | | | | | | | 13,532 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
DENMARK— 2.2% | | | | | | | | |
Consumer Staples — 0.2% |
Carlsberg, Cl B | | | 42 | | | $ | 6,188 | |
Health Care — 1.1% |
Coloplast, Cl B | | | 78 | | | | 13,325 | |
Genmab * | | | 44 | | | | 15,082 | |
| | | | | | | 28,407 | |
Industrials — 0.6% |
A P Moller - Maersk, Cl B | | | 2 | | | | 2,565 | |
DSV PANALPINA | | | 48 | | | | 6,607 | |
Vestas Wind Systems | | | 48 | | | | 6,187 | |
| | | | | | | 15,359 | |
Materials — 0.1% |
Novozymes, Cl B | | | 48 | | | | 2,876 | |
Utilities — 0.2% |
Orsted | | | 36 | | | | 5,150 | |
TOTAL DENMARK | | | | | | | 57,980 | |
FINLAND— 1.4% | | | | | | | | |
Energy — 0.2% |
Neste | | | 96 | | | | 4,414 | |
Financials — 0.4% |
Nordea Bank Abp | | | 714 | | | | 5,529 | |
Sampo, Cl A | | | 110 | | | | 3,989 | |
| | | | | | | 9,518 | |
Industrials — 0.3% |
Kone, Cl B | | | 96 | | | | 7,633 | |
Information Technology — 0.2% |
Nokia * | | | 1,280 | | | | 6,145 | |
Materials — 0.2% |
Stora Enso, Cl R | | | 138 | | | | 1,739 | |
UPM-Kymmene | | | 120 | | | | 3,211 | |
| | | | | | | 4,950 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Utilities — 0.1% |
Fortum | | | 96 | | | $ | 1,955 | |
TOTAL FINLAND | | | | | | | 34,615 | |
FRANCE— 9.1% | | | | | | | | |
Communication Services — 0.4% |
Adevinta, Cl B * | | | 52 | | | | 841 | |
Orange | | | 434 | | | | 5,087 | |
Vivendi | | | 182 | | | | 4,821 | |
| | | | | | | 10,749 | |
Consumer Discretionary — 2.0% |
Christian Dior | | | 2 | | | | 815 | |
EssilorLuxottica * | | | 66 | | | | 8,757 | |
Hermes International | | | 8 | | | | 6,491 | |
Kering | | | 16 | | | | 9,115 | |
LVMH Moet Hennessy Louis Vuitton | | | 60 | | | | 26,021 | |
| | | | | | | 51,199 | |
Consumer Staples — 2.7% |
Danone | | | 270 | | | | 18,052 | |
L'Oreal | | �� | 102 | | | | 34,134 | |
Pernod Ricard | | | 92 | | | | 15,883 | |
| | | | | | | 68,069 | |
Energy — 0.8% |
Total | | | 546 | | | | 20,209 | |
Financials — 1.0% |
AXA | | | 430 | | | | 8,575 | |
BNP Paribas * | | | 254 | | | | 10,247 | |
Credit Agricole * | | | 280 | | | | 2,691 | |
Societe Generale * | | | 176 | | | | 2,702 | |
| | | | | | | 24,215 | |
Industrials — 1.0% |
Schneider Electric | | | 132 | | | | 15,334 | |
Vinci | | | 122 | | | | 10,502 | |
| | | | | | | 25,836 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — 0.2% |
Dassault Systemes | | | 32 | | | $ | 5,831 | |
Materials — 0.7% |
Air Liquide | | | 106 | | | | 17,498 | |
Utilities — 0.3% |
Electricite de France | | | 102 | | | | 1,031 | |
Engie * | | | 410 | | | | 5,474 | |
| | | | | | | 6,505 | |
TOTAL FRANCE | | | | | | | 230,111 | |
GERMANY— 8.0% | | | | | | | | |
Communication Services — 0.5% |
Deutsche Telekom | | | 736 | | | | 12,328 | |
Consumer Discretionary — 1.1% |
adidas * | | | 42 | | | | 11,617 | |
Bayerische Motoren Werke | | | 72 | | | | 4,657 | |
Continental | | | 24 | | | | 2,343 | |
Daimler | | | 198 | | | | 8,757 | |
| | | | | | | 27,374 | |
Consumer Goods — 0.1% |
Volkswagen | | | 8 | | | | 1,255 | |
Consumer Staples — 0.1% |
Henkel & KGaA | | | 42 | | | | 3,658 | |
Financials — 1.4% |
Allianz | | | 92 | | | | 19,171 | |
Deutsche Boerse | | | 42 | | | | 7,678 | |
Muenchener Rueckversicherungs-Gesellschaft in Muenchen | | | 30 | | | | 7,975 | |
| | | | | | | 34,824 | |
Health Care — 0.7% |
Fresenius Medical Care & KGaA | | | 140 | | | | 12,353 | |
Siemens Healthineers | | | 100 | | | | 5,198 | |
| | | | | | | 17,551 | |
Industrials — 1.3% |
Deutsche Post | | | 232 | | | | 9,399 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
Siemens | | | 192 | | | $ | 24,593 | |
| | | | | | | 33,992 | |
Information Technology — 1.8% |
Infineon Technologies | | | 296 | | | | 7,396 | |
SAP | | | 246 | | | | 38,916 | |
| | | | | | | 46,312 | |
Materials — 0.5% |
BASF | | | 208 | | | | 11,513 | |
Real Estate — 0.3% |
Vonovia | | | 120 | | | | 7,830 | |
Utilities — 0.2% |
E.ON | | | 484 | | | | 5,686 | |
TOTAL GERMANY | | | | | | | 202,323 | |
HONG KONG— 2.8% | | | | | | | | |
Financials — 1.6% |
AIA Group | | | 2,600 | | | | 23,500 | |
Hang Seng Bank | | | 200 | | | | 3,146 | |
Hong Kong Exchanges & Clearing | | | 264 | | | | 12,610 | |
| | | | | | | 39,256 | |
Industrials — 0.2% |
Jardine Matheson Holdings | | | 74 | | | | 3,028 | |
Jardine Strategic Holdings | | | 42 | | | | 848 | |
MTR | | | 400 | | | | 1,987 | |
| | | | | | | 5,863 | |
Real Estate — 0.6% |
CK Asset Holdings | | | 600 | | | | 3,333 | |
Henderson Land Development | | | 400 | | | | 1,499 | |
Link REIT ‡ | | | 400 | | | | 3,104 | |
Sun Hung Kai Properties | | | 400 | | | | 4,898 | |
Swire Pacific, Cl A | | | 200 | | | | 990 | |
Swire Pacific, Cl B | | | 200 | | | | 177 | |
Swire Properties | | | 200 | | | | 462 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Real Estate — continued |
Wharf Real Estate Investment | | | 400 | | | $ | 1,414 | |
| | | | | | | 15,877 | |
Utilities — 0.4% |
CK Infrastructure Holdings | | | 200 | | | | 1,042 | |
CLP Holdings | | | 400 | | | | 3,788 | |
Hong Kong & China Gas | | | 2,200 | | | | 3,157 | |
Power Assets Holdings | | | 400 | | | | 2,227 | |
| | | | | | | 10,214 | |
TOTAL HONG KONG | | | | | | | 71,210 | |
IRELAND— 1.1% | | | | | | | | |
Consumer Services — 0.1% |
Ryanair Holdings * | | | 130 | | | | 1,619 | |
Consumer Staples — 0.3% |
Kerry Group, Cl A | | | 64 | | | | 8,476 | |
Financials — 0.0% |
AIB Group * | | | 174 | | | | 217 | |
Health Care — 0.3% |
ICON * | | | 34 | | | | 6,306 | |
Industrials — 0.1% |
Kingspan Group | | | 36 | | | | 2,586 | |
Materials — 0.3% |
CRH | | | 178 | | | | 6,474 | |
TOTAL IRELAND | | | | | | | 25,678 | |
ISRAEL— 0.6% | | | | | | | | |
Financials — 0.2% |
Bank Hapoalim | | | 248 | | | | 1,476 | |
Bank Leumi Le-Israel | | | 324 | | | | 1,623 | |
Israel Discount Bank, Cl A | | | 258 | | | | 783 | |
Mizrahi Tefahot Bank | | | 30 | | | | 619 | |
| | | | | | | 4,501 | |
Information Technology — 0.4% |
Check Point Software Technologies * | | | 26 | | | | 3,259 | |
Nice * | | | 14 | | | | 2,848 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — continued | | | | | | | | |
Wix.com * | | | 10 | | | $ | 2,905 | |
| | | | | | | 9,012 | |
Materials — 0.0% | | | | | | | | |
Israel Chemicals | | | 156 | | | | 490 | |
Real Estate — 0.0% | | | | | | | | |
Azrieli Group | | | 8 | | | | 383 | |
TOTAL ISRAEL | | | | | | | 14,386 | |
ITALY— 2.1% | | | | | | | | |
Communication Services — 0.1% | | | | | | | | |
Telecom Italia | | | 2,454 | | | | 989 | |
Telecom Italia | | | 1,370 | | | | 549 | |
| | | | | | | 1,538 | |
Consumer Discretionary — 0.2% | | | | | | | | |
Ferrari | | | 28 | | | | 5,011 | |
Energy — 0.2% | | | | | | | | |
Eni | | | 562 | | | | 5,012 | |
Financials — 0.5% | | | | | | | | |
Intesa Sanpaolo * | | | 3,484 | | | | 7,033 | |
Poste Italiane | | | 102 | | | | 935 | |
UniCredit * | | | 468 | | | | 4,273 | |
| | | | | | | 12,241 | |
Industrials — 0.1% | | | | | | | | |
Atlantia * | | | 112 | | | | 1,782 | |
Information Technology — 0.2% | | | | | | | | |
Assicurazioni Generali | | | 272 | | | | 4,072 | |
Utilities — 0.8% | | | | | | | | |
Enel | | | 1,706 | | | | 15,592 | |
Snam | | | 480 | | | | 2,554 | |
Terna Rete Elettrica Nazionale | | | 310 | | | | 2,312 | |
| | | | | | | 20,458 | |
TOTAL ITALY | | | | | | | 50,114 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
JAPAN— 33.6% | | | | | | | | |
Basic Materials — 0.7% |
Kansai Paint * | | | 58 | | | $ | 1,114 | |
Nippon Paint Holdings * | | | 44 | | | | 2,988 | |
Nitto Denko | | | 36 | | | | 2,026 | |
Shin-Etsu Chemical | | | 86 | | | | 9,984 | |
Taiyo Nippon Sanso | | | 48 | | | | 753 | |
| | | | | | | 16,865 | |
Communication Services — 2.9% |
Dentsu Group | | | 56 | | | | 1,243 | |
KDDI | | | 356 | | | | 10,973 | |
Konami Holdings * | | | 24 | | | | 730 | |
LINE * | | | 12 | | | | 634 | |
Nexon | | | 104 | | | | 2,685 | |
Nintendo | | | 26 | | | | 11,420 | |
Nippon Telegraph & Telephone | | | 292 | | | | 6,748 | |
NTT DOCOMO | | | 200 | | | | 5,500 | |
Softbank | | | 400 | | | | 5,352 | |
SoftBank Group * | | | 376 | | | | 23,453 | |
Toho | | | 32 | | | | 949 | |
Yahoo Japan * | | | 600 | | | | 3,161 | |
| | | | | | | 72,848 | |
Consumer Discretionary — 4.2% |
Aisin Seiki * | | | 40 | | | | 1,143 | |
Bandai Namco Holdings | | | 50 | | | | 2,753 | |
Bridgestone | | | 138 | | | | 4,038 | |
Denso | | | 116 | | | | 4,244 | |
Honda Motor * | | | 400 | | | | 9,549 | |
Isuzu Motors * | | | 200 | | | | 1,626 | |
Koito Manufacturing | | | 28 | | | | 1,092 | |
Mazda Motor * | | | 200 | | | | 1,118 | |
Mitsubishi Motors * | | | 200 | | | | 390 | |
Nissan Motor * | | | 600 | | | | 2,049 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Discretionary — continued |
Nitori Holdings | | | 18 | | | $ | 3,944 | |
Oriental Land * | | | 50 | | | | 5,992 | |
Pan Pacific International Holdings | | | 134 | | | | 3,046 | |
Panasonic | | | 600 | | | | 5,107 | |
Rakuten * | | | 200 | | | | 1,825 | |
Sekisui Chemical | | | 102 | | | | 1,381 | |
Sekisui House | | | 200 | | | | 3,628 | |
Shimano | | | 20 | | | | 4,351 | |
Subaru * | | | 142 | | | | 2,679 | |
Sumitomo Electric Industries | | | 200 | | | | 2,206 | |
Suzuki Motor * | | | 104 | | | | 3,415 | |
Toyota Industries | | | 46 | | | | 2,323 | |
Toyota Motor | | | 600 | | | | 35,280 | |
Yamaha * | | | 38 | | | | 1,743 | |
Yamaha Motor * | | | 70 | | | | 1,016 | |
| | | | | | | 105,938 | |
Consumer Goods — 0.9% |
Pola Orbis Holdings | | | 36 | | | | 594 | |
Sharp | | | 46 | | | | 448 | |
Sony | | | 282 | | | | 21,540 | |
| | | | | | | 22,582 | |
Consumer Services — 0.4% |
Fast Retailing | | | 14 | | | | 7,422 | |
Japan Airlines * | | | 26 | | | | 421 | |
Seibu Holdings * | | | 66 | | | | 588 | |
Start Today | | | 44 | | | | 1,190 | |
| | | | | | | 9,621 | |
Consumer Staples — 3.6% |
Aeon | | | 400 | | | | 9,420 | |
Ajinomoto | | | 200 | | | | 3,601 | |
Asahi Group Holdings | | | 200 | | | | 6,515 | |
FamilyMart * | | | 106 | | | | 2,364 | |
Kao | | | 200 | | | | 14,444 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Staples — continued |
Kikkoman * | | | 82 | | | $ | 3,812 | |
Kirin Holdings | | | 400 | | | | 7,695 | |
Kose * | | | 14 | | | | 1,404 | |
MEIJI Holdings | | | 60 | | | | 4,687 | |
Nissin Foods Holdings | | | 36 | | | | 3,228 | |
Seven & i Holdings | | | 334 | | | | 10,128 | |
Shiseido * | | | 168 | | | | 9,295 | |
Suntory Beverage & Food | | | 54 | | | | 2,030 | |
Unicharm | | | 200 | | | | 9,000 | |
Yakult Honsha | | | 68 | | | | 3,865 | |
| | | | | | | 91,488 | |
Energy — 0.2% |
Idemitsu Kosan * | | | 54 | | | | 1,113 | |
Inpex | | | 200 | | | | 1,133 | |
JXTG Holdings | | | 800 | | | | 2,778 | |
| | | | | | | 5,024 | |
Financials — 2.5% |
Acom * | | | 200 | | | | 702 | |
Dai-ichi Life Holdings | | | 200 | | | | 2,327 | |
Daiwa Securities Group | | | 400 | | | | 1,755 | |
Hulic | | | 200 | | | | 1,714 | |
Japan Exchange Group | | | 118 | | | | 2,790 | |
Japan Post Bank * | | | 90 | | | | 669 | |
Japan Post Holdings * | | | 400 | | | | 2,714 | |
Japan Post Insurance | | | 6 | | | | 79 | |
Mitsubishi UFJ Financial Group | | | 2,800 | | | | 10,413 | |
Mitsui Fudosan | | | 200 | | | | 3,117 | |
Mizuho Financial Group | | | 5,600 | | | | 6,758 | |
MS&AD Insurance Group Holdings | | | 108 | | | | 2,693 | |
Nomura Holdings | | | 800 | | | | 3,705 | |
ORIX | | | 200 | | | | 2,149 | |
Resona Holdings | | | 400 | | | | 1,301 | |
Sompo Holdings | | | 82 | | | | 2,680 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
Sumitomo Mitsui Financial Group | | | 304 | | | $ | 8,051 | |
Sumitomo Mitsui Trust Holdings | | | 82 | | | | 2,102 | |
T&D Holdings | | | 200 | | | | 1,632 | |
Tokio Marine Holdings | | | 156 | | | | 6,545 | |
| | | | | | | 63,896 | |
Health Care — 7.7% |
Chugai Pharmaceutical | | | 426 | | | | 19,082 | |
Eisai | | | 200 | | | | 16,054 | |
Hoya | | | 250 | | | | 24,638 | |
Kyowa Kirin | | | 200 | | | | 4,918 | |
M3 * | | | 284 | | | | 14,451 | |
Olympus * | | | 800 | | | | 14,251 | |
Ono Pharmaceutical | | | 334 | | | | 9,362 | |
Otsuka Holdings | | | 370 | | | | 15,293 | |
Shionogi | | | 200 | | | | 11,839 | |
Sumitomo Dainippon Pharma | | | 114 | | | | 1,419 | |
Sysmex * | | | 110 | | | | 8,459 | |
Taisho Pharmaceutical Holdings | | | 36 | | | | 2,033 | |
Takeda Pharmaceutical | | | 1,000 | | | | 35,524 | |
Terumo | | | 464 | | | | 17,445 | |
| | | | | | | 194,768 | |
Industrials — 6.5% |
AGC | | | 54 | | | | 1,511 | |
ANA Holdings * | | | 28 | | | | 575 | |
Central Japan Railway * | | | 50 | | | | 6,008 | |
Dai Nippon Printing * | | | 72 | | | | 1,562 | |
Daikin Industries * | | | 70 | | | | 12,215 | |
East Japan Railway * | | | 90 | | | | 5,168 | |
FANUC | | | 46 | | | | 7,703 | |
Hankyu Hanshin Holdings * | | | 60 | | | | 1,711 | |
ITOCHU | | | 400 | | | | 8,701 | |
Kajima | | | 200 | | | | 2,187 | |
Keio * | | | 30 | | | | 1,487 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Industrials — continued |
Kintetsu Group Holdings * | | | 46 | | | $ | 1,784 | |
Komatsu | | | 200 | | | | 3,908 | |
Kubota | | | 200 | | | | 2,844 | |
Makita | | | 66 | | | | 2,519 | |
Marubeni | | | 400 | | | | 1,835 | |
Minebea | | | 102 | | | | 1,661 | |
MISUMI Group | | | 68 | | | | 1,604 | |
Mitsubishi | | | 400 | | | | 8,019 | |
Mitsubishi Electric | | | 512 | | | | 6,637 | |
Mitsubishi Heavy Industries | | | 80 | | | | 1,851 | |
Mitsui | | | 400 | | | | 5,955 | |
Murata Manufacturing | | | 146 | | | | 9,126 | |
Nidec | | | 130 | | | | 10,297 | |
Obayashi * | | | 200 | | | | 1,774 | |
Odakyu Electric Railway * | | | 80 | | | | 1,661 | |
Recruit Holdings * | | | 400 | | | | 12,363 | |
Secom | | | 52 | | | | 4,466 | |
SG Holdings | | | 58 | | | | 2,123 | |
Shimizu | | | 200 | | | | 1,430 | |
SMC | | | 16 | | | | 8,334 | |
Sumitomo | | | 200 | | | | 2,213 | |
Taisei | | | 54 | | | | 1,849 | |
TDK | | | 30 | | | | 3,314 | |
Tobu Railway | | | 50 | | | | 1,393 | |
Tokyu | | | 200 | | | | 2,217 | |
Toppan Printing * | | | 84 | | | | 1,258 | |
Toshiba | | | 102 | | | | 3,087 | |
TOTO * | | | 38 | | | | 1,420 | |
Toyota Tsusho | | | 56 | | | | 1,408 | |
West Japan Railway * | | | 46 | | | | 1,970 | |
Yamato Holdings | | | 98 | | | | 2,498 | |
Yaskawa Electric | | | 64 | | | | 2,110 | |
| | | | | | | 163,756 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — 2.7% |
Advantest | | | 46 | | | $ | 2,480 | |
Canon | | | 200 | | | | 3,170 | |
Fujitsu | | | 44 | | | | 5,876 | |
Hitachi | | | 200 | | | | 5,917 | |
Keyence | | | 42 | | | | 17,566 | |
Kyocera | | | 80 | | | | 4,422 | |
NEC | | | 60 | | | | 3,342 | |
Nomura Research Institute | | | 88 | | | | 2,311 | |
NTT Data | | | 200 | | | | 2,253 | |
Obic | | | 16 | | | | 2,862 | |
Omron | | | 46 | | | | 3,276 | |
Renesas Electronics * | | | 200 | | | | 1,093 | |
Rohm | | | 22 | | | | 1,388 | |
Shimadzu | | | 62 | | | | 1,560 | |
Tokyo Electron | | | 36 | | | | 9,806 | |
Trend Micro * | | | 28 | | | | 1,629 | |
| | | | | | | 68,951 | |
Materials — 0.4% |
Asahi Kasei | | | 400 | | | | 2,845 | |
JFE Holdings * | | | 200 | | | | 1,294 | |
Nippon Steel * | | | 200 | | | | 1,622 | |
Sumitomo Metal Mining * | | | 62 | | | | 1,838 | |
Toray Industries | | | 400 | | | | 1,718 | |
| | | | | | | 9,317 | |
Real Estate — 0.6% |
Daito Trust Construction | | | 16 | | | | 1,252 | |
Daiwa House Industry | | | 200 | | | | 4,411 | |
Mitsubishi Estate | | | 308 | | | | 4,425 | |
Nomura Real Estate Master Fund ‡ | | | 2 | | | | 2,474 | |
Sumitomo Realty & Development | | | 106 | | | | 2,696 | |
| | | | | | | 15,258 | |
Technology — 0.0% |
Oracle Japan * | | | 8 | | | | 959 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Telecommunications — 0.0% |
Hikari Tsushin | | | 4 | | | $ | 863 | |
Utilities — 0.3% |
Chubu Electric Power | | | 200 | | | | 2,373 | |
Kansai Electric Power * | | | 200 | | | | 1,894 | |
Osaka Gas | | | 92 | | | | 1,692 | |
Tokyo Electric Power Holdings * | | | 200 | | | | 530 | |
Tokyo Gas | | | 86 | | | | 1,814 | |
| | | | | | | 8,303 | |
TOTAL JAPAN | | | | | | | 850,437 | |
LUXEMBOURG— 0.1% | | | | | | | | |
Communication Services — 0.0% |
RTL Group * | | | 8 | | | | 265 | |
Consumer Services — 0.0% |
SES, Cl A | | | 88 | | | | 624 | |
Materials — 0.1% |
ArcelorMittal * | | | 162 | | | | 1,789 | |
TOTAL LUXEMBOURG | | | | | | | 2,678 | |
MACAO— 0.3% | | | | | | | | |
Consumer Discretionary — 0.3% |
Galaxy Entertainment Group * | | | 600 | | | | 4,088 | |
Sands China | | | 600 | | | | 2,322 | |
TOTAL MACAO | | | | | | | 6,410 | |
NETHERLANDS— 5.2% | | | | | | | | |
Consumer Goods — 0.1% |
Heineken Holding | | | 42 | | | | 3,643 | |
Consumer Staples — 0.9% |
Heineken | | | 98 | | | | 9,530 | |
Koninklijke Ahold Delhaize | | | 460 | | | | 13,311 | |
| | | | | | | 22,841 | |
Energy — 0.5% |
Royal Dutch Shell, Cl A | | | 906 | | | | 13,337 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — 0.3% |
EXOR | | | 22 | | | $ | 1,240 | |
ING Groep * | | | 862 | | | | 6,010 | |
| | | | | | | 7,250 | |
Health Care — 1.3% |
Koninklijke Philips * | | | 608 | | | | 31,555 | |
Information Technology — 1.6% |
ASML Holding | | | 96 | | | | 34,022 | |
NXP Semiconductors | | | 64 | | | | 7,522 | |
| | | | | | | 41,544 | |
Oil & Gas — 0.5% |
Royal Dutch Shell, Cl B | | | 820 | | | | 11,632 | |
TOTAL NETHERLANDS | | | | | | | 131,802 | |
NEW ZEALAND— 0.9% | | | | | | | | |
Communication Services — 0.1% |
Spark New Zealand | | | 418 | | | | 1,373 | |
Health Care — 0.6% |
a2 Milk * | | | 310 | | | | 4,304 | |
Fisher & Paykel Healthcare | | | 382 | | | | 9,161 | |
Ryman Healthcare | | | 276 | | | | 2,445 | |
| | | | | | | 15,910 | |
Industrials — 0.0% |
Auckland International Airport | | | 284 | | | | 1,207 | |
Information Technology — 0.1% |
Xero * | | | 24 | | | | 1,548 | |
Materials — 0.0% |
Fletcher Building | | | 186 | | | | 419 | |
Utilities — 0.1% |
Contact Energy | | | 158 | | | | 615 | |
Mercury NZ | | | 138 | | | | 429 | |
Meridian Energy | | | 278 | | | | 900 | |
| | | | | | | 1,944 | |
TOTAL NEW ZEALAND | | | | | | | 22,401 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
NORWAY— 0.9% | | | | | | | | |
Communication Services — 0.1% |
Schibsted, Cl B * | | | 24 | | | $ | 791 | |
Telenor | | | 148 | | | | 2,296 | |
| | | | | | | 3,087 | |
Consumer Services — 0.0% |
Schibsted, Cl A * | | | 18 | | | | 656 | |
Consumer Staples — 0.3% |
Leroy Seafood Group | | | 118 | | | | 686 | |
Mowi * | | | 188 | | | | 3,392 | |
Orkla | | | 340 | | | | 3,352 | |
Salmar * | | | 22 | | | | 1,046 | |
| | | | | | | 8,476 | |
Energy — 0.2% |
Aker BP | | | 24 | | | | 449 | |
Equinor | | | 244 | | | | 3,609 | |
| | | | | | | 4,058 | |
Financials — 0.2% |
Aker, Cl A | | | 6 | | | | 253 | |
DnB | | | 200 | | | | 3,052 | |
Gjensidige Forsikring * | | | 42 | | | | 862 | |
| | | | | | | 4,167 | |
Materials — 0.1% |
Norsk Hydro * | | | 308 | | | | 862 | |
Yara International | | | 40 | | | | 1,676 | |
| | | | | | | 2,538 | |
TOTAL NORWAY | | | | | | | 22,982 | |
PORTUGAL— 0.3% | | | | | | | | |
Consumer Staples — 0.1% |
Jeronimo Martins | | | 102 | | | | 1,724 | |
Energy — 0.1% |
Galp Energia | | | 100 | | | | 1,053 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Utilities — 0.1% |
Energias de Portugal | | | 566 | | | $ | 2,868 | |
TOTAL PORTUGAL | | | | | | | 5,645 | |
SINGAPORE— 1.1% | | | | | | | | |
Communication Services — 0.1% |
Singapore Telecommunications | | | 1,800 | | | | 3,255 | |
Consumer Discretionary — 0.0% |
Genting Singapore | | | 1,200 | | | | 643 | |
Jardine Cycle & Carriage | | | 22 | | | | 321 | |
| | | | | | | 964 | |
Financials — 0.7% |
City Developments | | | 200 | | | | 1,193 | |
DBS Group Holdings | | | 400 | | | | 5,767 | |
Oversea-Chinese Banking | | | 800 | | | | 4,994 | |
Singapore Exchange | | | 200 | | | | 1,192 | |
United Overseas Bank | | | 310 | | | | 4,383 | |
| | | | | | | 17,529 | |
Industrials — 0.1% |
Keppel | | | 400 | | | | 1,575 | |
Singapore Airlines | | | 400 | | | | 998 | |
Singapore Technologies Engineering | | | 400 | | | | 954 | |
| | | | | | | 3,527 | |
Real Estate — 0.2% |
Ascendas Real Estate Investment Trust ‡ | | | 600 | | | | 1,549 | |
CapitaLand | | | 600 | | | | 1,208 | |
CapitaLand Mall Trust ‡ | | | 600 | | | | 827 | |
| | | | | | | 3,584 | |
TOTAL SINGAPORE | | | | | | | 28,859 | |
SOUTH AFRICA— 0.3% | | | | | | | | |
Materials — 0.3% |
Anglo American | | | 308 | | | | 7,560 | |
SPAIN— 2.2% | | | | | | | | |
Communication Services — 0.2% |
Telefonica | | | 1,038 | | | | 4,355 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Consumer Discretionary — 0.3% |
Industria de Diseno Textil | | | 236 | | | $ | 6,285 | |
Energy — 0.1% |
Repsol | | | 318 | | | | 2,474 | |
Financials — 0.5% |
Banco Bilbao Vizcaya Argentaria * | | | 1,474 | | | | 4,596 | |
Banco Santander * | | | 3,674 | | | | 7,857 | |
| | | | | | | 12,453 | |
Industrials — 0.1% |
Aena SME * | | | 18 | | | | 2,348 | |
Information Technology — 0.2% |
Amadeus IT Group, Cl A | | | 102 | | | | 5,109 | |
Utilities — 0.8% |
Endesa | | | 70 | | | | 1,990 | |
Iberdrola | | | 1,342 | | | | 17,329 | |
Naturgy Energy Group | | | 74 | | | | 1,377 | |
| | | | | | | 20,696 | |
TOTAL SPAIN | | | | | | | 53,720 | |
SWEDEN— 3.5% | | | | | | | | |
Communication Services — 0.2% |
Tele2, Cl B | | | 114 | | | | 1,617 | |
Telia | | | 576 | | | | 2,245 | |
| | | | | | | 3,862 | |
Consumer Discretionary — 0.0% |
Electrolux * | | | 56 | | | | 1,051 | |
Consumer Staples — 0.6% |
Essity, Cl B * | | | 254 | | | | 8,381 | |
ICA Gruppen | | | 38 | | | | 1,872 | |
Swedish Match | | | 68 | | | | 5,234 | |
| | | | | | | 15,487 | |
Energy — 0.0% |
Lundin Energy | | | 42 | | | | 972 | |
Financials — 0.8% |
Industrivarden, Cl A * | | | 36 | | | | 890 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — continued |
Industrivarden, Cl C * | | | 36 | | | $ | 885 | |
Investor, Cl B * | | | 100 | | | | 5,908 | |
Kinnevik * | | | 54 | | | | 1,894 | |
L E Lundbergforetagen, Cl B * | | | 14 | | | | 656 | |
Skandinaviska Enskilda Banken, Cl A * | | | 356 | | | | 3,446 | |
Skandinaviska Enskilda Banken, Cl C * | | | 4 | | | | 40 | |
Svenska Handelsbanken, Cl A * | | | 336 | | | | 3,181 | |
Svenska Handelsbanken, Cl B * | | | 8 | | | | 84 | |
Swedbank, Cl A * | | | 206 | | | | 3,345 | |
| | | | | | | 20,329 | |
Industrials — 1.4% |
Alfa Laval * | | | 72 | | | | 1,705 | |
Assa Abloy, Cl B | | | 236 | | | | 5,172 | |
Atlas Copco, Cl A | | | 154 | | | | 6,814 | |
Atlas Copco, Cl B | | | 94 | | | | 3,634 | |
Epiroc, Cl A | | | 150 | | | | 2,098 | |
Epiroc, Cl B | | | 94 | | | | 1,281 | |
Investment Latour, Cl B | | | 30 | | | | 615 | |
Sandvik * | | | 264 | | | | 4,909 | |
Skanska, Cl B * | | | 86 | | | | 1,736 | |
SKF, Cl B | | | 90 | | | | 1,662 | |
Volvo, Cl B * | | | 392 | | | | 6,765 | |
| | | | | | | 36,391 | |
Information Technology — 0.4% |
Hexagon, Cl B * | | | 64 | | | | 4,163 | |
Telefonaktiebolaget LM Ericsson, Cl B | | | 594 | | | | 6,848 | |
| | | | | | | 11,011 | |
Materials — 0.1% |
Boliden | | | 62 | | | | 1,687 | |
Svenska Cellulosa, Cl B * | | | 136 | | | | 1,646 | |
| | | | | | | 3,333 | |
TOTAL SWEDEN | | | | | | | 92,436 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
SWITZERLAND— 3.1% | | | | | | | | |
Consumer Discretionary — 0.3% |
Cie Financiere Richemont | | | 116 | | | $ | 7,204 | |
Financials — 1.3% |
Credit Suisse Group | | | 536 | | | | 5,724 | |
Swiss Re | | | 64 | | | | 5,048 | |
UBS Group | | | 848 | | | | 9,970 | |
Zurich Insurance Group | | | 34 | | | | 12,565 | |
| | | | | | | 33,307 | |
Health Care — 0.8% |
Alcon * | | | 324 | | | | 19,589 | |
Industrials — 0.5% |
ABB | | | 460 | | | | 11,514 | |
Information Technology — 0.2% |
STMicroelectronics | | | 148 | | | | 4,167 | |
TOTAL SWITZERLAND | | | | | | | 75,781 | |
UNITED KINGDOM— 8.1% | | | | | | | | |
Communication Services — 0.5% |
BT Group, Cl A | | | 1,994 | | | | 2,580 | |
Vodafone Group | | | 6,092 | | | | 9,240 | |
| | | | | | | 11,820 | |
Consumer Discretionary — 0.3% |
Compass Group * | | | 398 | | | | 5,488 | |
Fiat Chrysler Automobiles * | | | 246 | | | | 2,507 | |
| | | | | | | 7,995 | |
Consumer Services — 0.1% |
WPP | | | 276 | | | | 2,058 | |
Consumer Staples — 2.0% |
Coca-Cola European Partners | | | 88 | | | | 3,623 | |
Diageo | | | 980 | | | | 36,028 | |
Tesco | | | 4,064 | | | | 11,580 | |
| | | | | | | 51,231 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Energy — 0.6% |
BP | | | 4,474 | | | $ | 16,157 | |
Financials — 2.3% |
Aviva | | | 870 | | | | 3,011 | |
Barclays * | | | 3,604 | | | | 4,757 | |
HSBC Holdings * | | | 4,564 | | | | 20,499 | |
Legal & General Group | | | 1,306 | | | | 3,668 | |
Lloyds Banking Group * | | | 15,516 | | | | 5,353 | |
London Stock Exchange Group | | | 70 | | | | 7,795 | |
Prudential | | | 572 | | | | 8,300 | |
Royal Bank of Scotland Group * | | | 1,016 | | | | 1,414 | |
Standard Chartered * | | | 586 | | | | 2,967 | |
| | | | | | | 57,764 | |
Health Care — 0.5% |
Smith & Nephew | | | 592 | | | | 11,791 | |
Industrials — 1.2% |
CK Hutchison Holdings | | | 600 | | | | 3,914 | |
CNH Industrial * | | | 236 | | | | 1,614 | |
DCC | | | 24 | | | | 2,152 | |
Experian | | | 218 | | | | 7,660 | |
Ferguson | | | 56 | | | | 4,992 | |
RELX | | | 472 | | | | 10,005 | |
| | | | | | | 30,337 | |
Utilities — 0.6% |
National Grid | | | 830 | | | | 9,809 | |
SSE | | | 232 | | | | 3,961 | |
| | | | | | | 13,770 | |
TOTAL UNITED KINGDOM | | | | | | | 202,923 | |
UNITED STATES— 0.4% | | | | | | | | |
Communication Services — 0.2% |
Spotify Technology * | | | 22 | | | | 5,672 | |
Energy — 0.0% |
Tenaris | | | 104 | | | | 607 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Information Technology — 0.2% |
Atlassian, Cl A * | | | 28 | | | $ | 4,946 | |
CyberArk Software * | | | 8 | | | | 943 | |
| | | | | | | 5,889 | |
TOTAL UNITED STATES | | | | | | | 12,168 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $2,491,015) | | | | | | | 2,508,734 | |
|
PREFERRED STOCK — 0.5% |
GERMANY— 0.5% | | | | | | | | |
Consumer Discretionary — 0.2% | | | | | | | | |
Bayerische Motoren Werke(A) | | | 12 | | | | 618 | |
Volkswagen(A) | | | 40 | | | | 5,913 | |
| | | | | | | 6,531 | |
Consumer Staples — 0.3% | | | | | | | | |
Henkel & KGaA(A) | | | 74 | | | | 7,298 | |
TOTAL GERMANY | | | | | | | 13,829 | |
TOTAL PREFERRED STOCK | | | | | | | | |
(Cost $13,290) | | | | | | | 13,829 | |
TOTAL INVESTMENTS — 99.8% | | | | | | | | |
(Cost $2,504,305) | | | | | | $ | 2,522,563 | |
Percentages are based on Net Assets of $2,527,057.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | There is currently no stated rate. |
Cl — Class |
REIT — Real Estate Investment Trust |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X S&P Catholic Values Developed ex-US ETF |
The following is a summary of the level of inputs used as of July 31, 2020, in valuing the Fund's investments carried at value:
Investments in Securities | | Level 1 | | | Level 2 | | | Level 3 | | | Total | |
Common Stock | | $ | 2,467,777 | | | $ | 40,957 | | | $ | — | | | $ | 2,508,734 | |
Preferred Stock | | | 13,829 | | | | — | | | | — | | | | 13,829 | |
Total Investments in Securities | | $ | 2,481,606 | | | $ | 40,957 | | | $ | — | | | $ | 2,522,563 | |
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Guru® Index ETF |
| | Shares | | | Value | |
COMMON STOCK — 98.0% | | | | | | | | |
CHINA— 4.3% | | | | | | | | |
Consumer Discretionary — 4.3% | | | | | | | | |
Alibaba Group Holding ADR * | | | 4,835 | | | $ | 1,213,681 | |
JD.com ADR * | | | 18,744 | | | | 1,195,680 | |
TOTAL CHINA | | | | | | | 2,409,361 | |
UNITED KINGDOM— 2.0% | | | | | | | | |
Communication Services — 2.0% | | | | | | | | |
Liberty Global * | | | 48,725 | | | | 1,108,981 | |
UNITED STATES— 91.7% | | | | | | | | |
Communication Services — 17.4% | | | | | | | | |
Alphabet, Cl C * | | | 752 | | | | 1,115,186 | |
Charter Communications, Cl A * | | | 2,010 | | | | 1,165,800 | |
IAC * | | | 4,093 | | | | 541,995 | |
Liberty Broadband, Cl C * | | | 8,188 | | | | 1,123,967 | |
Madison Square Garden Sports * | | | 6,278 | | | | 964,866 | |
Match Group * | | | 8,842 | | | | 908,073 | |
Netflix * | | | 2,300 | | | | 1,124,424 | |
New York Times, Cl A | | | 27,733 | | | | 1,279,600 | |
Zillow Group, Cl C * | | | 20,979 | | | | 1,434,754 | |
| | | | | | | 9,658,665 | |
Consumer Discretionary — 6.9% | | | | | | | | |
Amazon.com * | | | 429 | | | | 1,357,648 | |
Home Depot | | | 4,260 | | | | 1,130,988 | |
Lowe's | | | 8,941 | | | | 1,331,404 | |
| | | | | | | 3,820,040 | |
Consumer Staples — 8.0% | | | | | | | | |
Constellation Brands, Cl A | | | 6,176 | | | | 1,100,563 | |
Mondelez International, Cl A | | | 20,501 | | | | 1,137,601 | |
Post Holdings * | | | 11,810 | | | | 1,048,019 | |
Procter & Gamble | | | 8,956 | | | | 1,174,311 | |
| | | | | | | 4,460,494 | |
Energy — 2.1% | | | | | | | | |
Cheniere Energy * | | | 23,917 | | | | 1,183,413 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Guru® Index ETF |
| | Shares | | | Value | |
COMMON STOCK — continued |
Financials — 6.5% |
Arch Capital Group * | | | 42,732 | | | $ | 1,314,009 | |
Citigroup | | | 22,790 | | | | 1,139,728 | |
S&P Global | | | 3,340 | | | | 1,169,835 | |
| | | | | | | 3,623,572 | |
Health Care — 13.5% |
Alexion Pharmaceuticals * | | | 10,132 | | | | 1,038,429 | |
Bausch Health * | | | 59,950 | | | | 1,095,286 | |
Baxter International | | | 12,010 | | | | 1,037,424 | |
Cigna | | | 5,378 | | | | 928,727 | |
DaVita * | | | 12,895 | | | | 1,126,894 | |
Immunomedics * | | | 30,688 | | | | 1,295,954 | |
Neurocrine Biosciences * | | | 8,366 | | | | 1,006,932 | |
| | | | | | | 7,529,646 | |
Industrials — 12.6% |
CSX | | | 15,716 | | | | 1,121,179 | |
Delta Air Lines * | | | 47,617 | | | | 1,188,996 | |
Kansas City Southern | | | 7,503 | | | | 1,289,391 | |
Uber Technologies, Swap * | | | 30,954 | | | | 936,668 | |
United Airlines Holdings * | | | 43,142 | | | | 1,353,796 | |
XPO Logistics * | | | 14,889 | | | | 1,116,973 | |
| | | | | | | 7,007,003 | |
Information Technology — 13.1% |
Apple | | | 3,305 | | | | 1,404,757 | |
Coupa Software * | | | 4,960 | | | | 1,519,992 | |
Fidelity National Information Services | | | 7,647 | | | | 1,118,833 | |
Leidos Holdings | | | 10,565 | | | | 1,005,365 | |
NortonLifeLock | | | 52,401 | | | | 1,124,002 | |
SolarWinds * | | | 61,550 | | | | 1,130,058 | |
| | | | | | | 7,303,007 | |
Materials — 4.3% |
Berry Global Group * | | | 24,717 | | | | 1,235,603 | |
Sherwin-Williams | | | 1,819 | | | | 1,178,566 | |
| | | | | | | 2,414,169 | |
Schedule of Investments (Unaudited) | July 31, 2020 |
| |
Global X Guru® Index ETF |
| | Shares | | | Value | |
COMMON STOCK — continued | | | | | | | | |
Real Estate — 2.1% | | | | | | | | |
American Tower, Cl A ‡ | | | 4,423 | | | $ | 1,156,128 | |
Utilities — 5.2% | | | | | | | | |
Essential Utilities | | | 25,244 | | | | 1,144,815 | |
PG&E * | | | 84,791 | | | | 792,796 | |
Vistra Energy | | | 52,488 | | | | 979,426 | |
| | | | | | | 2,917,037 | |
TOTAL UNITED STATES | | | | | | | 51,073,174 | |
TOTAL COMMON STOCK | | | | | | | | |
(Cost $46,656,134) | | | | | | | 54,591,516 | |
| | | | | | | | |
MASTER LIMITED PARTNERSHIP — 1.8% | | | | | | | | |
Energy — 1.8% | | | | | | | | |
Enterprise Products Partners (A) | | | | | | | | |
(Cost $1,285,164) | | | 57,278 | | | | 1,008,093 | |
TOTAL INVESTMENTS — 99.8% | | | | | | | | |
(Cost $47,941,298) | | | | | | $ | 55,599,609 | |
Percentages are based on Net Assets of $55,684,341.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | Security considered Master Limited Partnership. At July 31, 2020, these securities amounted to $1,008,093 or 1.8% of net assets. |
ADR — American Depositary Receipt |
Cl — Class |
As of July 31, 2020, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended July 31, 2020, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
GLX-QH-003-1800