| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Silver Miners ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 98.5% | ||||||||
| AUSTRALIA— 0.5% | ||||||||
| Materials — 0.5% | ||||||||
| Kingsgate Consolidated * | 4,111,944 | $ | 2,839,392 | |||||
| Silver Mines * (A) | 19,252,768 | 3,619,052 | ||||||
| TOTAL AUSTRALIA | 6,458,444 | |||||||
| BOSNIA AND HERZEGOVINA— 0.6% | ||||||||
| Materials — 0.6% | ||||||||
| Adriatic Metals, Cl CDI * | 3,895,865 | 6,486,333 | ||||||
| BRAZIL— 18.8% | ||||||||
| Materials — 18.8% | ||||||||
| Wheaton Precious Metals | 5,336,863 | 219,184,963 | ||||||
| CANADA— 38.8% | ||||||||
| Financials — 0.1% | ||||||||
| Whitehorse Gold * (A) | 228,418 | 631,192 | ||||||
| Industrials — 0.7% | ||||||||
| Alexco Resource * (A) | 2,790,098 | 7,868,076 | ||||||
| Materials — 38.0% | ||||||||
| AbraPlata Resource * (A) | 4,872,446 | 1,678,247 | ||||||
| Aftermath Silver * (A) | 2,042,302 | 1,998,417 | ||||||
| Almaden Minerals * | 2,333,588 | 1,698,152 | ||||||
| Americas Gold & Silver * (A) | 2,368,207 | 6,432,877 | ||||||
| Aurcana Silver * | 2,844,654 | 2,048,676 | ||||||
| Bear Creek Mining * (A) | 1,728,769 | 3,762,165 | ||||||
| Discovery Metals * | 4,312,916 | 6,245,955 | ||||||
| Endeavour Silver * | 3,284,134 | 16,256,463 | ||||||
| Excellon Resources * (A) | 501,356 | 1,526,694 | ||||||
| First Majestic Silver * (A) | 3,299,162 | 59,580,936 | ||||||
| Fortuna Silver Mines * (A) | 3,894,142 | 30,148,393 | ||||||
| GoGold Resources * | 4,668,355 | 9,464,981 | ||||||
| Great Panther Mining * | 7,355,289 | 5,937,189 | ||||||
| IMPACT Silver * (A) | 2,569,543 | 1,971,233 | ||||||
| Integra Resources * | 954,185 | 3,122,230 | ||||||
| Kootenay Silver * (A) | 4,683,346 | 1,301,490 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Silver Miners ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| MAG Silver * | 1,788,537 | $ | 34,960,091 | |||||
| McEwen Mining * (A) | 6,773,381 | 8,195,791 | ||||||
| New Pacific Metals * (A) | 1,694,038 | 11,271,927 | ||||||
| Pan American Silver | 4,023,195 | 130,592,910 | ||||||
| Prime Mining * (A) | 1,461,010 | 2,904,979 | ||||||
| Silver One Resources * (A) | 3,338,292 | 1,829,273 | ||||||
| Silvercorp Metals | 3,598,114 | 23,237,262 | ||||||
| SilverCrest Metals * | 2,625,705 | 26,494,452 | ||||||
| SSR Mining | 2,884,404 | 50,751,088 | ||||||
| 443,411,871 | ||||||||
| TOTAL CANADA | 451,911,139 | |||||||
| MEXICO— 7.2% | ||||||||
| Materials — 7.2% | ||||||||
| Fresnillo | 3,220,140 | 43,670,410 | ||||||
| Industrias Penoles * | 2,652,970 | 40,240,243 | ||||||
| TOTAL MEXICO | 83,910,653 | |||||||
| PERU— 6.1% | ||||||||
| Materials — 6.1% | ||||||||
| Cia de Minas Buenaventura ADR * | 4,540,031 | 46,217,516 | ||||||
| Hochschild Mining | 5,420,631 | 17,120,211 | ||||||
| Volcan Cia Minera SAA * | 49,625,387 | 8,317,485 | ||||||
| TOTAL PERU | 71,655,212 | |||||||
| RUSSIA— 12.0% | ||||||||
| Materials — 12.0% | ||||||||
| Polymetal International | 6,449,962 | 140,029,797 | ||||||
| SOUTH KOREA— 5.4% | ||||||||
| Materials — 5.4% | ||||||||
| Korea Zinc | 174,807 | 63,446,846 | ||||||
| UNITED STATES— 9.1% | ||||||||
| Materials — 9.1% | ||||||||
| Coeur d'Alene Mines * | 4,684,403 | 42,393,847 | ||||||
| Fortitude Gold (B) | 389,123 | 383,909 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Silver Miners ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| Gold Resource (B)(C)(D) | 1,438,964 | $ | 4,057,878 | |||||
| Hecla Mining | 10,356,722 | 58,929,748 | ||||||
| TOTAL UNITED STATES | 105,765,382 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $934,968,284) | 1,148,848,769 | |||||||
| SHORT-TERM INVESTMENT(E)(F) — 6.5% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $75,713,265) | 75,713,265 | 75,713,265 | ||||||
| TOTAL INVESTMENTS — 105.0% | ||||||||
| (Cost $1,010,681,549) | $ | 1,224,562,034 | ||||||
Percentages are based on Net Assets of $1,165,867,478.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $76,150,880. |
| (B) | Level 3 security in accordance with fair value hierarchy. |
| (C) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $4,507,878 and represented 0.3% of Net Assets. |
| (D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $4,057,878 and represents 0.3% of net assets. |
| (E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $75,713,265. |
| (F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Silver Miners ETF | |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 1,144,406,982 | $ | — | $ | 4,441,787 | $ | 1,148,848,769 | ||||||||
| Short-Term Investment | 75,713,265 | — | — | 75,713,265 | ||||||||||||
| Total Investments in Securities | $ | 1,220,120,247 | $ | — | $ | 4,441,787 | $ | 1,224,562,034 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Gold Explorers ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| AUSTRALIA— 23.3% | ||||||||
| Materials — 23.3% | ||||||||
| Bellevue Gold * (A) | 880,996 | $ | 675,942 | |||||
| De Grey Mining * | 1,029,293 | 754,185 | ||||||
| Gold Road Resources * | 940,742 | 869,748 | ||||||
| OceanaGold * | 807,502 | 1,422,271 | ||||||
| Perseus Mining * | 1,366,528 | 1,237,189 | ||||||
| Ramelius Resources | 868,456 | 1,019,471 | ||||||
| Regis Resources | 589,453 | 1,641,691 | ||||||
| Resolute Mining * | 1,212,718 | 642,014 | ||||||
| Saracen Mineral Holdings * | 677,819 | 2,532,668 | ||||||
| Silver Lake Resources * | 1,000,974 | 1,232,632 | ||||||
| SolGold * | 974,001 | 385,866 | ||||||
| St. Barbara | 816,906 | 1,385,160 | ||||||
| West African Resources * | 924,035 | 648,702 | ||||||
| Westgold Resources * | 383,440 | 691,355 | ||||||
| TOTAL AUSTRALIA | 15,138,894 | |||||||
| CANADA— 45.8% | ||||||||
| Materials — 45.8% | ||||||||
| Alamos Gold, Cl A | 341,243 | 2,740,736 | ||||||
| B2Gold | 422,765 | 2,091,569 | ||||||
| Dundee Precious Metals | 189,755 | 1,207,647 | ||||||
| Equinox Gold * | 227,503 | 2,176,278 | ||||||
| K92 Mining * | 229,050 | 1,538,416 | ||||||
| Kirkland Lake Gold | 58,293 | 2,242,372 | ||||||
| Lundin Gold * | 72,338 | 579,293 | ||||||
| McEwen Mining * (A) | 369,312 | 446,867 | ||||||
| New Gold * | 619,913 | 1,174,362 | ||||||
| Novagold Resources * | 280,466 | 2,557,850 | ||||||
| Novo Resources * (A) | 150,615 | 266,460 | ||||||
| Osisko Mining * | 320,813 | 781,031 | ||||||
| Premier Gold Mines * (A) | 243,173 | 601,532 | ||||||
| Pretium Resources * | 214,058 | 2,312,420 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Gold Explorers ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| Roxgold * | 374,346 | $ | 407,328 | |||||
| Sabina Gold & Silver * (A) | 318,788 | 641,344 | ||||||
| Seabridge Gold * | 59,980 | 1,164,212 | ||||||
| SSR Mining | 149,778 | 2,635,727 | ||||||
| Teranga Gold * | 131,755 | 1,304,709 | ||||||
| Torex Gold Resources * | 90,966 | 1,199,160 | ||||||
| Victoria Gold * (A) | 58,021 | 540,491 | ||||||
| Wesdome Gold Mines * | 143,691 | 1,097,831 | ||||||
| TOTAL CANADA | 29,707,635 | |||||||
| CÔTE D'IVOIRE— 3.6% | ||||||||
| Materials — 3.6% | ||||||||
| Endeavour Mining | 110,459 | 2,348,481 | ||||||
| EGYPT— 3.0% | ||||||||
| Materials — 3.0% | ||||||||
| Centamin | 1,236,976 | 1,948,301 | ||||||
| INDONESIA— 5.0% | ||||||||
| Materials — 5.0% | ||||||||
| Aneka Tambang | 7,439,300 | 1,177,138 | ||||||
| Merdeka Copper Gold * | 11,327,300 | 2,058,775 | ||||||
| TOTAL INDONESIA | 3,235,913 | |||||||
| PERU— 1.3% | ||||||||
| Materials — 1.3% | ||||||||
| Hochschild Mining | 262,088 | 827,764 | ||||||
| RUSSIA— 2.0% | ||||||||
| Materials — 2.0% | ||||||||
| Petropavlovsk * | 3,267,555 | 1,301,225 | ||||||
| TURKEY— 4.0% | ||||||||
| Materials — 4.0% | ||||||||
| Eldorado Gold * | 156,423 | 1,757,149 | ||||||
| Koza Altin Isletmeleri * | 54,294 | 858,468 | ||||||
| TOTAL TURKEY | 2,615,617 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Gold Explorers ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| UNITED KINGDOM— 2.2% | ||||||||
| Materials — 2.2% | ||||||||
| Greatland Gold * | 4,171,058 | $ | 1,403,278 | |||||
| UNITED STATES— 9.7% | ||||||||
| Materials — 9.7% | ||||||||
| Argonaut Gold * (A) | 324,410 | 589,167 | ||||||
| Coeur d'Alene Mines * | 238,625 | 2,159,556 | ||||||
| Golden Star Resources * (A) | 79,654 | 299,499 | ||||||
| Hecla Mining | 577,206 | 3,284,302 | ||||||
| TOTAL UNITED STATES | 6,332,524 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $55,169,826) | 64,859,632 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 3.1% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $1,985,953) | 1,985,953 | 1,985,953 | ||||||
| TOTAL INVESTMENTS — 103.0% | ||||||||
| (Cost $57,155,779) | $ | 66,845,585 | ||||||
Percentages are based on Net Assets of $64,885,305.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $1,905,911. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $1,985,953. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Gold Explorers ETF | |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 64,859,632 | $ | — | $ | — | $ | 64,859,632 | ||||||||
| Short-Term Investment | 1,985,953 | — | — | 1,985,953 | ||||||||||||
| Total Investments in Securities | $ | 66,845,585 | $ | — | $ | — | $ | 66,845,585 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Copper Miners ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| AUSTRALIA— 11.9% | ||||||||
| Materials — 11.9% | ||||||||
| Glencore * | 5,061,611 | $ | 17,126,196 | |||||
| OZ Minerals | 1,014,299 | 14,513,777 | ||||||
| Sandfire Resources | 1,152,397 | 4,226,352 | ||||||
| SolGold * | 6,542,333 | 2,591,850 | ||||||
| TOTAL AUSTRALIA | 38,458,175 | |||||||
| CANADA— 15.0% | ||||||||
| Materials — 15.0% | ||||||||
| Altius Minerals | 276,651 | 3,196,500 | ||||||
| Capstone Mining * | 2,475,770 | 5,135,849 | ||||||
| ERO Copper * | 507,860 | 7,422,401 | ||||||
| Ivanhoe Mines, Cl A * | 2,989,817 | 14,300,193 | ||||||
| Northern Dynasty Minerals * | 3,358,810 | 1,924,598 | ||||||
| Taseko Mines * | 1,671,398 | 1,988,964 | ||||||
| Teck Resources, Cl B | 779,148 | 14,247,835 | ||||||
| TOTAL CANADA | 48,216,340 | |||||||
| CHILE— 9.9% | ||||||||
| Materials — 9.9% | ||||||||
| Antofagasta | 798,315 | 15,676,235 | ||||||
| Lundin Mining | 1,804,082 | 16,099,679 | ||||||
| TOTAL CHILE | 31,775,914 | |||||||
| CHINA— 15.0% | ||||||||
| Materials — 15.0% | ||||||||
| China Gold International Resources * | 1,687,300 | 3,416,446 | ||||||
| Jiangxi Copper, Cl H | 7,658,929 | 12,643,305 | ||||||
| Jinchuan Group International Resources (A) | 68,105,000 | 9,661,716 | ||||||
| MMG * | 15,783,400 | 6,127,025 | ||||||
| Zijin Mining Group, Cl H | 14,925,460 | 16,631,219 | ||||||
| TOTAL CHINA | 48,479,711 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Copper Miners ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| INDIA— 6.2% | ||||||||
| Materials — 6.2% | ||||||||
| Vedanta ADR | 2,283,563 | $ | 19,889,834 | |||||
| JAPAN— 0.6% | ||||||||
| Materials — 0.6% | ||||||||
| Nittetsu Mining | 38,630 | 2,036,751 | ||||||
| KAZAKHSTAN— 4.5% | ||||||||
| Materials — 4.5% | ||||||||
| KAZ Minerals | 1,458,136 | 14,516,686 | ||||||
| MEXICO— 5.3% | ||||||||
| Materials — 5.3% | ||||||||
| Grupo Mexico, Cl B | 3,935,487 | 17,093,637 | ||||||
| MONGOLIA— 2.4% | ||||||||
| Materials — 2.4% | ||||||||
| Turquoise Hill Resources * | 700,244 | 7,702,684 | ||||||
| PERU— 7.9% | ||||||||
| Materials — 7.9% | ||||||||
| HudBay Minerals, Cl B | 1,842,424 | 10,499,704 | ||||||
| Southern Copper | 222,923 | 14,804,316 | ||||||
| TOTAL PERU | 25,304,020 | |||||||
| POLAND— 5.2% | ||||||||
| Materials — 5.2% | ||||||||
| KGHM Polska Miedz * | 332,447 | 16,839,774 | ||||||
| SWEDEN— 3.9% | ||||||||
| Materials — 3.9% | ||||||||
| Boliden | 379,871 | 12,539,931 | ||||||
| UNITED KINGDOM— 1.2% | ||||||||
| Materials — 1.2% | ||||||||
| Central Asia Metals | 1,250,541 | 3,777,914 | ||||||
| UNITED STATES— 5.2% | ||||||||
| Materials — 5.2% | ||||||||
| Freeport-McMoRan Copper & Gold * | 617,710 | 16,622,576 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Copper Miners ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| ZAMBIA— 5.8% | ||||||||
| Materials — 5.8% | ||||||||
| First Quantum Minerals | 1,113,556 | $ | 18,567,257 | |||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $282,231,636) | 321,821,204 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 0.3% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $1,045,645) | 1,045,645 | 1,045,645 | ||||||
| TOTAL INVESTMENTS — 100.3% | ||||||||
| (Cost $283,277,281) | $ | 322,866,849 | ||||||
| Percentages are based on Net Assets of $322,020,013. | ||||||||
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $988,936. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $1,045,645. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 321,821,204 | $ | — | $ | — | $ | 321,821,204 | ||||||||
| Short-Term Investment | 1,045,645 | — | — | 1,045,645 | ||||||||||||
| Total Investments in Securities | $ | 322,866,849 | $ | — | $ | — | $ | 322,866,849 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Uranium ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 95.7% | ||||||||
| AUSTRALIA— 10.2% | ||||||||
| Energy — 3.4% | ||||||||
| Bannerman Resources * | 3,313,874 | $ | 279,682 | |||||
| Boss Energy *(A) | 23,095,063 | 1,647,926 | ||||||
| Deep Yellow * | 971,083 | 428,410 | ||||||
| Paladin Energy *(A) | 28,113,322 | 5,823,868 | ||||||
| Peninsula Energy * | 4,856,734 | 484,422 | ||||||
| 8,664,308 | ||||||||
| Financials — 2.1% | ||||||||
| Macquarie Group | 51,654 | 5,207,568 | ||||||
| Materials — 4.7% | ||||||||
| BHP Group | 183,789 | 5,076,577 | ||||||
| Greenland Minerals * | 5,185,733 | 1,133,941 | ||||||
| Lotus Resources * | 6,547,484 | 703,296 | ||||||
| Rio Tinto | 66,179 | 5,079,088 | ||||||
| 11,992,902 | ||||||||
| TOTAL AUSTRALIA | 25,864,778 | |||||||
| CANADA— 37.5% | ||||||||
| Energy — 31.5% | ||||||||
| Cameco | 4,516,543 | 56,251,281 | ||||||
| Denison Mines *(A) | 10,535,210 | 7,010,003 | ||||||
| Fission Uranium * | 7,134,779 | 1,926,885 | ||||||
| GoviEx Uranium, Cl A * | 687,449 | 131,845 | ||||||
| IsoEnergy * | 270,241 | 416,748 | ||||||
| NexGen Energy *(A) | 4,817,808 | 13,614,847 | ||||||
| Uex * | 2,360,388 | 461,934 | ||||||
| 79,813,543 | ||||||||
| Financials — 2.9% | ||||||||
| Uranium Participation * | 2,148,105 | 7,398,851 | ||||||
| Industrials — 2.0% | ||||||||
| Aecon Group | 397,320 | 5,131,927 | ||||||
| Materials — 1.1% | ||||||||
| Encore Energy * | 721,325 | 502,547 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Uranium ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| Global Atomic *(A) | 2,018,552 | $ | 2,307,007 | |||||
| 2,809,554 | ||||||||
| TOTAL CANADA | 95,153,875 | |||||||
| CHINA— 2.2% | ||||||||
| Energy — 0.2% | ||||||||
| CGN Mining | 8,041,700 | 456,335 | ||||||
| Utilities — 2.0% | ||||||||
| CGN Power, Cl H | 24,459,786 | 5,268,072 | ||||||
| TOTAL CHINA | 5,724,407 | |||||||
| JAPAN— 6.1% | ||||||||
| Industrials — 6.1% | ||||||||
| ITOCHU | 183,710 | 5,259,761 | ||||||
| Mitsubishi Heavy Industries | 172,990 | 4,953,666 | ||||||
| Sumitomo | 400,950 | 5,311,788 | ||||||
| TOTAL JAPAN | 15,525,215 | |||||||
| KAZAKHSTAN— 19.7% | ||||||||
| Energy — 19.7% | ||||||||
| NAC Kazatomprom JSC GDR | 2,909,020 | 50,035,144 | ||||||
| SOUTH AFRICA— 2.1% | ||||||||
| Materials — 2.1% | ||||||||
| Sibanye Stillwater | 1,350,027 | 5,287,101 | ||||||
| SOUTH KOREA— 9.6% | ||||||||
| Industrials — 9.6% | ||||||||
| Daewoo Engineering & Construction * | 1,007,773 | 5,315,448 | ||||||
| Doosan Heavy Industries & Construction * | 438,444 | 4,605,504 | ||||||
| GS Engineering & Construction | 142,075 | 4,845,487 | ||||||
| Hyundai Engineering & Construction | 136,207 | 4,901,065 | ||||||
| Samsung C&T | 39,962 | 4,644,252 | ||||||
| TOTAL SOUTH KOREA | 24,311,756 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X Uranium ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| UNITED KINGDOM— 1.6% | ||||||||
| Industrials — 1.6% | ||||||||
| Yellow Cake *(A) | 1,422,743 | $ | 4,239,529 | |||||
| UNITED STATES— 6.7% | ||||||||
| Energy — 6.7% | ||||||||
| Centrus Energy, Cl A * | 139,443 | 2,832,087 | ||||||
| Energy Fuels *(A) | 1,938,452 | 7,405,101 | ||||||
| Uranium Energy *(A) | 2,933,199 | 4,781,115 | ||||||
| Ur-Energy * | 2,477,880 | 1,988,994 | ||||||
| TOTAL UNITED STATES | 17,007,297 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $205,743,714) | 243,149,102 | |||||||
| SHORT-TERM INVESTMENT (B)(C) — 3.3% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $8,371,144) | 8,371,144 | 8,371,144 | ||||||
| TOTAL INVESTMENTS — 99.0% | ||||||||
| (Cost $214,114,858) | $ | 251,520,246 | ||||||
| Percentages are based on Net Assets of $253,944,847. | ||||||||
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $7,518,833. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $8,371,144. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| GDR — Global Depositary Receipt |
| JSC — Joint Stock Company |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 243,149,102 | $ | — | $ | — | $ | 243,149,102 | ||||||||
| Short-Term Investment | 8,371,144 | — | — | 8,371,144 | ||||||||||||
| Total Investments in Securities | $ | 251,520,246 | $ | — | $ | — | $ | 251,520,246 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
GLX-QH-001-2400
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Energy ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 99.9% | ||||||||
| Energy — 99.9% | ||||||||
| China Merchants Energy Shipping, Cl A | 79,000 | $ | 59,480 | |||||
| China Oilfield Services, Cl H | 110,286 | 122,179 | ||||||
| China Petroleum & Chemical, Cl A | 5,250 | 3,219 | ||||||
| China Petroleum & Chemical, Cl H | 352,597 | 168,708 | ||||||
| China Shenhua Energy, Cl A | 1,200 | 3,242 | ||||||
| China Shenhua Energy, Cl H | 85,630 | 158,806 | ||||||
| China Suntien Green Energy, Cl H | 280,200 | 82,031 | ||||||
| COSCO SHIPPING Energy Transportation, Cl A | 63,700 | 62,893 | ||||||
| Guanghui Energy, Cl A * | 153,950 | 58,314 | ||||||
| Inner Mongolia Yitai Coal, Cl B | 127,194 | 67,667 | ||||||
| Offshore Oil Engineering, Cl A | 93,375 | 61,316 | ||||||
| PetroChina, Cl A | 5,100 | 3,238 | ||||||
| PetroChina, Cl H | 498,863 | 151,193 | ||||||
| Shaanxi Coal Industry, Cl A | 55,036 | 86,719 | ||||||
| Shanxi Coking Coal Energy Group, Cl A | 98,053 | 73,369 | ||||||
| Shanxi Lu'an Environmental Energy Development, Cl A | 69,165 | 58,625 | ||||||
| Shanxi Meijin Energy, Cl A * | 69,000 | 76,052 | ||||||
| Sinopec Kantons Holdings | 192,900 | 67,419 | ||||||
| Wison Engineering Services | 630,700 | 43,923 | ||||||
| Yantai Jereh Oilfield Services Group, Cl A | 14,600 | 97,437 | ||||||
| Yanzhou Coal Mining, Cl A | 48,064 | 64,840 | ||||||
| Yanzhou Coal Mining, Cl H | 117,125 | 90,632 | ||||||
| TOTAL CHINA | 1,661,302 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $1,938,920) | 1,661,302 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Energy ETF | |
| Face Amount | Value | |||||||
| U.S. TREASURY OBLIGATION — 12.0% | ||||||||
| United States Treasury Bill | ||||||||
| 0.034%, 02/18/21(A) | ||||||||
| (Cost $199,997) | $ | 200,000 | $ | 199,996 | ||||
| TOTAL INVESTMENTS — 111.9% | ||||||||
| (Cost $2,138,917) | $ | 1,861,298 | ||||||
Percentages are based on Net Assets of $1,664,046.
| Cl — Class |
| * | Non-income producing security. |
| (A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value:
| ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 1,661,302 | $ | — | $ | — | $ | 1,661,302 | ||||||||
| U.S. Treasury Obligation | — | 199,996 | — | 199,996 | ||||||||||||
| Total Investments in Securities | $ | 1,661,302 | $ | 199,996 | $ | — | $ | 1,861,298 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Materials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 95.8% | ||||||||
| Materials — 95.8% | ||||||||
| Aluminum Corp of China, Cl A * | 51,200 | $ | 25,435 | |||||
| Aluminum Corp of China, Cl H * | 235,539 | 71,690 | ||||||
| Anhui Conch Cement, Cl A | 900 | 7,047 | ||||||
| Anhui Conch Cement, Cl H | 39,620 | 234,792 | ||||||
| Baoshan Iron & Steel, Cl A | 62,600 | 63,750 | ||||||
| BBMG, Cl A | 35,400 | 14,948 | ||||||
| Beijing Oriental Yuhong Waterproof Technology, Cl A | 8,350 | 62,868 | ||||||
| Chifeng Jilong Gold Mining, Cl A * | 2,900 | 7,374 | ||||||
| China Hongqiao Group | 97,900 | 86,488 | ||||||
| China Jushi, Cl A | 14,100 | 49,315 | ||||||
| China Lumena New Materials *(A)(B)(C) | 48 | — | ||||||
| China Molybdenum, Cl A | 62,400 | 58,703 | ||||||
| China Molybdenum, Cl H | 189,754 | 119,914 | ||||||
| China National Building Material, Cl H | 188,100 | 225,365 | ||||||
| China Northern Rare Earth Group High-Tech, Cl A * | 14,400 | 39,791 | ||||||
| China Resources Cement Holdings | 130,300 | 144,015 | ||||||
| Ganfeng Lithium, Cl A | 4,200 | 78,110 | ||||||
| GEM, Cl A | 23,100 | 28,652 | ||||||
| Guangdong HEC Technology Holding, Cl A * | 14,400 | 10,395 | ||||||
| Guangdong Hongda Blasting, Cl A | 3,252 | 15,584 | ||||||
| Guangzhou Tinci Materials Technology, Cl A | 700 | 10,364 | ||||||
| Hengli Petrochemical, Cl A | 20,020 | 119,965 | ||||||
| Hengyi Petrochemical, Cl A | 14,700 | 29,643 | ||||||
| Hesteel, Cl A * | 48,600 | 15,542 | ||||||
| Huaxin Cement, Cl A | 5,300 | 16,135 | ||||||
| Hunan Valin Steel, Cl A | 27,200 | 21,282 | ||||||
| Inner Mongolia BaoTou Steel Union, Cl A * | 167,500 | 29,903 | ||||||
| Inner Mongolia Junzheng Energy & Chemical Industry Group, Cl A | 32,500 | 29,616 | ||||||
| Jiangsu Shagang, Cl A | 9,000 | 13,608 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Materials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| Jiangsu Yangnong Chemical, Cl A | 1,300 | $ | 29,000 | |||||
| Jiangxi Copper, Cl A | 8,900 | 26,030 | ||||||
| Jiangxi Copper, Cl H | 66,291 | 109,433 | ||||||
| Kingfa Sci & Tech, Cl A | 3,500 | 15,241 | ||||||
| Lee & Man Paper Manufacturing | 78,000 | 68,706 | ||||||
| Lomon Billions Group, Cl A | 7,100 | 43,812 | ||||||
| Pangang Group Vanadium Titanium & Resources, Cl A * | 42,900 | 12,987 | ||||||
| Real Gold Mining *(A)(B)(C) | 97,864 | — | ||||||
| Rongsheng Petro Chemical, Cl A | 19,800 | 105,122 | ||||||
| Shandong Gold Mining, Cl A | 12,220 | 42,133 | ||||||
| Shandong Gold Mining, Cl H | 27,250 | 57,495 | ||||||
| Shandong Hualu Hengsheng Chemical, Cl A | 6,800 | 41,191 | ||||||
| Shandong Nanshan Aluminum, Cl A | 52,400 | 27,088 | ||||||
| Shandong Sinocera Functional Material, Cl A | 4,243 | 31,617 | ||||||
| Shandong Sun Paper Industry JSC, Cl A | 11,800 | 28,980 | ||||||
| Shanghai Putailai New Energy Technology, Cl A | 1,947 | 30,014 | ||||||
| Shanxi Taigang Stainless Steel, Cl A | 27,100 | 14,977 | ||||||
| Shenzhen Capchem Technology, Cl A | 700 | 9,009 | ||||||
| Sinoma Science & Technology, Cl A | 2,800 | 10,980 | ||||||
| Sinopec Shanghai Petrochemical, Cl A | 27,000 | 14,377 | ||||||
| Skshu Paint, Cl A | 400 | 9,200 | ||||||
| Tangshan Jidong Cement, Cl A | 5,700 | 12,008 | ||||||
| Tongkun Group, Cl A | 8,500 | 30,613 | ||||||
| Tongling Nonferrous Metals Group, Cl A | 49,400 | 17,562 | ||||||
| Transfar Zhilian, Cl A | 15,700 | 14,672 | ||||||
| Wanhua Chemical Group, Cl A | 10,047 | 174,374 | ||||||
| Weihai Guangwei Composites, Cl A | 2,100 | 28,923 | ||||||
| Xiamen Tungsten, Cl A | 7,100 | 19,509 | ||||||
| Yintai Gold, Cl A | 11,120 | 13,793 | ||||||
| Yunnan Energy New Material, Cl A | 3,300 | 67,607 | ||||||
| Zhaojin Mining Industry | 60,084 | 65,168 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Materials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| Zhejiang Huayou Cobalt, Cl A * | 4,230 | $ | 65,023 | |||||
| Zhejiang Juhua, Cl A | 13,100 | 17,937 | ||||||
| Zhejiang Longsheng Group, Cl A | 12,600 | 26,797 | ||||||
| Zhongjin Gold, Cl A | 20,300 | 26,566 | ||||||
| Zijin Mining Group, Cl A | 33,600 | 50,074 | ||||||
| Zijin Mining Group, Cl H | 254,259 | 283,317 | ||||||
| TOTAL CHINA | 3,271,629 | |||||||
| HONG KONG— 4.1% | ||||||||
| Materials — 4.1% | ||||||||
| Nine Dragons Paper Holdings | 90,270 | 139,703 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $2,837,540) | 3,411,332 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $2,837,540) | $ | 3,411,332 | ||||||
Percentages are based on Net Assets of $3,413,744. | ||||||||
| * | Non-income producing security. |
| (A) | Level 3 security in accordance with fair value hierarchy. |
| (B) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $0 and represented 0.0% of Net Assets. |
| (C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $0 and represents 0.0% of net assets. |
| Cl — Class |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 3,411,332 | $ | — | $ | — | $ | 3,411,332 | ||||||||
| Total Investments in Securities | $ | 3,411,332 | $ | — | $ | — | $ | 3,411,332 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Materials ETF | |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Industrials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 98.6% | ||||||||
| Industrials — 98.6% | ||||||||
| 51job ADR * | 465 | $ | 30,625 | |||||
| AECC Aero-Engine Control, Cl A | 1,200 | 3,908 | ||||||
| AECC Aviation Power, Cl A | 2,400 | 22,202 | ||||||
| Air China, Cl A | 7,000 | 7,824 | ||||||
| Air China, Cl H | 32,000 | 22,244 | ||||||
| A-Living Smart City Services, Cl H | 8,000 | 34,925 | ||||||
| AVIC Electromechanical Systems, Cl A | 3,900 | 6,896 | ||||||
| AVIC Shenyang Aircraft, Cl A | 1,200 | 14,318 | ||||||
| AVIC Xi'an Aircraft Industry Group, Cl A | 2,900 | 14,010 | ||||||
| AviChina Industry & Technology, Cl H | 43,090 | 32,288 | ||||||
| AVICOPTER, Cl A | 600 | 5,217 | ||||||
| Beijing Capital International Airport, Cl H | 32,431 | 25,012 | ||||||
| Beijing New Building Materials, Cl A | 1,800 | 14,293 | ||||||
| Beijing Originwater Technology, Cl A | 3,300 | 3,704 | ||||||
| Beijing-Shanghai High Speed Railway, Cl A | 12,000 | 10,041 | ||||||
| China Aerospace Times Electronics, Cl A | 2,800 | 2,895 | ||||||
| China Avionics Systems, Cl A | 1,600 | 4,550 | ||||||
| China Communications Services, Cl H | 41,900 | 18,751 | ||||||
| China Conch Venture Holdings | 27,860 | 132,763 | ||||||
| China Eastern Airlines, Cl A | 9,600 | 6,841 | ||||||
| China Everbright Environment Group | 64,250 | 36,211 | ||||||
| China Gezhouba Group, Cl A | 4,600 | 4,634 | ||||||
| China Lesso Group Holdings | 19,000 | 31,610 | ||||||
| China Merchants Holdings International | 24,931 | 34,789 | ||||||
| China National Chemical Engineering, Cl A | 5,100 | 4,378 | ||||||
| China Railway Group, Cl A | 21,500 | 17,656 | ||||||
| China Railway Group, Cl H | 65,998 | 30,046 | ||||||
| China Shipbuilding Industry, Cl A * | 24,100 | 15,264 | ||||||
| China Southern Airlines, Cl A * | 9,600 | 8,688 | ||||||
| China Southern Airlines, Cl H * | 30,700 | 17,144 | ||||||
| China State Construction Engineering, Cl A | 43,700 | 32,631 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Industrials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| China State Construction International Holdings | 35,010 | $ | 20,183 | |||||
| CITIC | 100,100 | 78,233 | ||||||
| Contemporary Amperex Technology, Cl A | 2,376 | 130,613 | ||||||
| COSCO SHIPPING Holdings, Cl A * | 10,100 | 19,458 | ||||||
| COSCO SHIPPING Holdings, Cl H * | 45,132 | 45,691 | ||||||
| COSCO SHIPPING Ports | 31,530 | 22,406 | ||||||
| Country Garden Services Holdings | 25,200 | 205,887 | ||||||
| Daqin Railway, Cl A | 15,800 | 15,624 | ||||||
| Dongfang Electric, Cl A | 2,900 | 5,619 | ||||||
| East Group, Cl A | 2,300 | 2,389 | ||||||
| Eve Energy, Cl A | 2,000 | 33,066 | ||||||
| Fangda Carbon New Material, Cl A * | 3,763 | 4,422 | ||||||
| Fosun International | 43,800 | 66,656 | ||||||
| Gotion High-Tech, Cl A * | 1,300 | 7,384 | ||||||
| Greentown Service Group | 25,100 | 28,325 | ||||||
| Guangdong Kinlong Hardware Products, Cl A | 300 | 8,028 | ||||||
| Guangzhou Baiyun International Airport, Cl A | 2,400 | 5,138 | ||||||
| Haitian International Holdings | 11,126 | 40,249 | ||||||
| Hebei Construction Group, Cl H | 7,600 | 3,176 | ||||||
| Hefei Meiya Optoelectronic Technology, Cl A | 700 | 4,879 | ||||||
| Hongfa Technology, Cl A | 800 | 6,878 | ||||||
| Inner Mongolia First Machinery Group, Cl A | 1,800 | 2,982 | ||||||
| Jiangsu Expressway, Cl H | 22,019 | 25,558 | ||||||
| Jiangsu Hengli Hydraulic, Cl A | 1,432 | 26,047 | ||||||
| Jiangsu Zhongtian Technology, Cl A | 3,200 | 5,216 | ||||||
| Metallurgical Corp of China, Cl A | 18,400 | 8,055 | ||||||
| NARI Technology, Cl A | 4,900 | 22,379 | ||||||
| Power Construction Corp of China, Cl A | 15,600 | 9,154 | ||||||
| Sany Heavy Industry, Cl A | 8,800 | 55,273 | ||||||
| SF Holding, Cl A | 3,900 | 59,932 | ||||||
| Shanghai Construction Group, Cl A | 9,200 | 4,142 | ||||||
| Shanghai Electric Group, Cl A * | 8,400 | 7,003 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Industrials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Shanghai International Airport, Cl A | 1,000 | $ | 12,264 | |||||
| Shanghai International Port Group, Cl A | 9,300 | 6,367 | ||||||
| Shanghai M&G Stationery, Cl A | 1,000 | 14,606 | ||||||
| Shenzhen Airport, Cl A | 2,100 | 2,552 | ||||||
| Shenzhen Inovance Technology, Cl A | 1,800 | 26,588 | ||||||
| Shenzhen International Holdings | 18,906 | 31,161 | ||||||
| Siasun Robot & Automation, Cl A * | 1,600 | 2,953 | ||||||
| Sinotrans, Cl A | 4,600 | 2,742 | ||||||
| Sinotruk Hong Kong | 12,000 | 37,452 | ||||||
| Spring Airlines, Cl A | 1,000 | 9,158 | ||||||
| STO Express, Cl A | 1,400 | 1,976 | ||||||
| Sungrow Power Supply, Cl A | 1,500 | 24,404 | ||||||
| Sunwoda Electronic, Cl A | 1,600 | 6,726 | ||||||
| Suzhou Gold Mantis Construction Decoration, Cl A | 2,600 | 3,213 | ||||||
| TBEA, Cl A | 4,000 | 7,917 | ||||||
| Topsec Technologies Group, Cl A * | 1,200 | 3,869 | ||||||
| Weichai Power, Cl A | 6,300 | 20,675 | ||||||
| Weichai Power, Cl H | 33,596 | 99,222 | ||||||
| XCMG Construction Machinery, Cl A | 8,100 | 6,740 | ||||||
| Xiamen C & D, Cl A | 2,800 | 3,360 | ||||||
| Xinjiang Goldwind Science & Technology, Cl A | 3,547 | 7,979 | ||||||
| Xinjiang Goldwind Science & Technology, Cl H | 12,971 | 27,067 | ||||||
| Yantai Eddie Precision Machinery, Cl A | 600 | 7,083 | ||||||
| YTO Express Group, Cl A | 3,300 | 5,845 | ||||||
| Yunda Holding, Cl A | 3,040 | 7,990 | ||||||
| Zhejiang Chint Electrics, Cl A | 2,300 | 13,207 | ||||||
| Zhejiang Dingli Machinery, Cl A | 490 | 8,839 | ||||||
| Zhejiang Expressway, Cl H | 25,240 | 20,410 | ||||||
| Zhejiang Sanhua Intelligent Controls, Cl A | 3,840 | 13,693 | ||||||
| Zhejiang Weixing New Building Materials, Cl A | 1,600 | 5,276 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Industrials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Zhengzhou Yutong Bus, Cl A | 2,300 | $ | 4,977 | |||||
| Zhuzhou CRRC Times Electric, Cl H | 9,523 | 47,898 | ||||||
| Zoomlion Heavy Industry Science and Technology | 23,000 | 31,502 | ||||||
| Zoomlion Heavy Industry Science and Technology, Cl A | 6,900 | 13,325 | ||||||
| ZTO Express Cayman ADR | 6,342 | 209,793 | ||||||
| TOTAL CHINA | 2,375,232 | |||||||
| SINGAPORE— 1.3% | ||||||||
| Industrials — 1.3% | ||||||||
| BOC Aviation | 3,620 | 29,576 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $1,978,471) | 2,404,808 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $1,978,471) | $ | 2,404,808 | ||||||
Percentages are based on Net Assets of $2,408,360.
| * | Non-income producing security. |
| ADR — American Depositary Receipt |
| Cl — Class |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Discretionary ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 99.9% | ||||||||
| Consumer Discretionary — 99.9% | ||||||||
| Alibaba Group Holding ADR * | 196,096 | $ | 49,775,048 | |||||
| ANTA Sports Products | 1,077,796 | 17,833,880 | ||||||
| Baozun ADR * (A) | 119,068 | 4,880,597 | ||||||
| Bosideng International Holdings | 6,671,500 | 2,959,815 | ||||||
| Brilliance China Automotive Holdings | 6,222,700 | 4,895,435 | ||||||
| BYD, Cl A | 212,479 | 8,147,340 | ||||||
| BYD, Cl H (A) | 617,240 | 18,898,067 | ||||||
| Changzhou Xingyu Automotive Lighting Systems, Cl A | 34,210 | 1,137,297 | ||||||
| China East Education Holdings (A) | 1,134,600 | 2,563,654 | ||||||
| China Education Group Holdings | 1,555,500 | 3,269,943 | ||||||
| China Meidong Auto Holdings | 1,158,200 | 3,898,582 | ||||||
| China Tourism Group Duty Free, Cl A | 209,470 | 9,560,311 | ||||||
| China Yuhua Education | 2,432,700 | 2,133,438 | ||||||
| Chongqing Changan Automobile, Cl A * | 556,483 | 1,489,334 | ||||||
| Dongfeng Motor Group, Cl H | 5,145,346 | 5,089,704 | ||||||
| FAW Jiefang Group, Cl A * | 381,500 | 644,357 | ||||||
| Fuyao Glass Industry Group, Cl A | 250,251 | 2,292,085 | ||||||
| Fuyao Glass Industry Group, Cl H | 1,044,200 | 7,272,104 | ||||||
| Geely Automobile Holdings | 5,574,700 | 20,382,487 | ||||||
| GOME Retail Holdings * (A) | 20,056,900 | 3,233,378 | ||||||
| Great Wall Motor, Cl A | 276,300 | 1,798,064 | ||||||
| Great Wall Motor, Cl H | 4,565,697 | 14,308,561 | ||||||
| GSX Techedu ADR * (A) | 135,862 | 14,266,869 | ||||||
| Guangdong Xinbao Electrical Appliances Holdings, Cl A | 83,300 | 638,815 | ||||||
| Guangzhou Automobile Group, Cl H | 5,293,323 | 4,826,479 | ||||||
| Haidilao International Holding | 1,398,300 | 11,784,972 | ||||||
| Haier Smart Home, Cl A | 781,519 | 3,864,131 | ||||||
| Haier Smart Home, Cl H * (A) | 1,968,560 | 8,149,600 | ||||||
| Hangzhou Robam Appliances, Cl A | 118,432 | 708,020 | ||||||
| Huayu Automotive Systems, Cl A | 393,180 | 1,824,401 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Discretionary ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — continued | ||||||||
| Huazhu Group ADR | 230,646 | $ | 11,186,331 | |||||
| Jason Furniture Hangzhou, Cl A | 77,900 | 889,937 | ||||||
| JD Health International * (A) | 377,400 | 7,427,438 | ||||||
| JD.com ADR * | 494,374 | 43,846,030 | ||||||
| Joyoung, Cl A * | 94,700 | 414,427 | ||||||
| Koolearn Technology Holding * (A) | 514,200 | 1,817,043 | ||||||
| Kuang-Chi Technologies, Cl A * | 266,900 | 947,998 | ||||||
| Li Ning | 2,310,700 | 14,468,230 | ||||||
| Liaoning Cheng Da, Cl A | 174,400 | 608,348 | ||||||
| Meituan, Cl B * | 1,421,900 | 65,246,558 | ||||||
| Minth Group | 1,177,800 | 5,400,000 | ||||||
| NavInfo, Cl A | 241,600 | 562,589 | ||||||
| New Oriental Education & Technology Group ADR * | 121,344 | 20,325,120 | ||||||
| Ningbo Joyson Electronic, Cl A | 168,900 | 699,025 | ||||||
| Ningbo Tuopu Group, Cl A | 130,535 | 883,520 | ||||||
| NIO ADR * | 818,291 | 46,642,587 | ||||||
| Offcn Education Technology, Cl A | 204,002 | 1,255,684 | ||||||
| Oppein Home Group, Cl A | 47,666 | 1,106,989 | ||||||
| Pinduoduo ADR * | 225,268 | 37,329,160 | ||||||
| SAIC Motor, Cl A | 966,800 | 3,292,882 | ||||||
| Shandong Linglong Tyre, Cl A | 156,302 | 1,042,393 | ||||||
| Shanghai Jinjiang International Hotels, Cl A | 99,256 | 799,854 | ||||||
| Shanghai Yuyuan Tourist Mart Group, Cl A | 399,028 | 647,945 | ||||||
| Shenzhen MTC, Cl A * | 557,800 | 577,573 | ||||||
| Shenzhen Overseas Chinese Town, Cl A | 1,019,500 | 1,041,396 | ||||||
| Shenzhou International Group Holdings | 839,362 | 16,464,977 | ||||||
| Songcheng Performance Development, Cl A | 325,080 | 829,145 | ||||||
| Suning.com, Cl A | 1,159,100 | 1,189,393 | ||||||
| Suofeiya Home Collection, Cl A | 45,700 | 224,965 | ||||||
| TAL Education Group ADR * | 284,412 | 21,865,595 | ||||||
| TCL Technology Group, Cl A | 1,684,305 | 2,246,036 | ||||||
| Tongcheng-Elong Holdings * | 1,782,600 | 3,190,994 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Discretionary ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — continued | ||||||||
| Topsports International Holdings | 2,566,700 | $ | 4,170,885 | |||||
| Trip.com Group ADR * | 458,674 | 14,599,593 | ||||||
| Vipshop Holdings ADR * | 524,039 | 14,369,149 | ||||||
| Wangfujing Group, Cl A (B)(C)(D) | 87,700 | 434,984 | ||||||
| Weifu High-Technology Group, Cl A | 93,000 | 330,470 | ||||||
| Wuchan Zhongda Group, Cl A | 535,700 | 355,101 | ||||||
| Xiamen Intretech, Cl A | 57,000 | 611,266 | ||||||
| XPeng ADR * (A) | 248,715 | 11,983,089 | ||||||
| Yadea Group Holdings | 2,169,900 | 5,652,931 | ||||||
| Yum China Holdings | 331,855 | 18,819,497 | ||||||
| Zhejiang Semir Garment, Cl A | 241,387 | 322,641 | ||||||
| Zhejiang Supor, Cl A | 62,126 | 767,696 | ||||||
| Zhongsheng Group Holdings | 999,200 | 5,869,801 | ||||||
| TOTAL CHINA | 625,284,033 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $469,218,936) | 625,284,033 | |||||||
| SHORT-TERM INVESTMENT(E)(F) — 5.3% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $32,988,934) | 32,988,934 | 32,988,934 | ||||||
| TOTAL INVESTMENTS — 105.2% | ||||||||
| (Cost $502,207,870) | $ | 658,272,967 | ||||||
Percentages are based on Net Assets of $625,787,558.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $30,377,425. |
| (B) | Level 3 security in accordance with fair value hierarchy. |
| (C) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $434,984 and represented 0.1% of Net Assets. |
| (D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $434,984 and represents 0.1% of net assets. |
| (E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $32,988,934. |
| (F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Discretionary ETF | |
| ADR — American Depositary Receipt |
| Cl — Class |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value:
| ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 624,849,049 | $ | — | $ | 434,984 | $ | 625,284,033 | ||||||||
| Short-Term Investment | 32,988,934 | — | — | 32,988,934 | ||||||||||||
| Total Investments in Securities | $ | 657,837,983 | $ | — | $ | 434,984 | $ | 658,272,967 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Staples ETF |
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| CHINA— 99.1% | ||||||||
| Consumer Staples — 99.1% | ||||||||
| Angel Yeast, Cl A | 10,154 | $ | 82,961 | |||||
| Anhui Gujing Distillery, Cl A | 4,376 | 165,756 | ||||||
| Anhui Gujing Distillery, Cl B | 18,600 | 279,461 | ||||||
| Anhui Kouzi Distillery, Cl A | 6,800 | 67,486 | ||||||
| Beijing Dabeinong Technology Group, Cl A | 101,200 | 145,634 | ||||||
| Beijing Shunxin Agriculture, Cl A | 8,630 | 88,555 | ||||||
| Beijing Yanjing Brewery, Cl A | 34,200 | 34,828 | ||||||
| By-health, Cl A | 18,200 | 62,780 | ||||||
| C&S Paper, Cl A | 14,000 | 50,987 | ||||||
| Chacha Food, Cl A | 5,300 | 51,267 | ||||||
| China Feihe | 198,900 | 595,121 | ||||||
| China Mengniu Dairy | 334,600 | 1,995,815 | ||||||
| China Resources Beer Holdings | 247,700 | 2,188,262 | ||||||
| Chongqing Brewery, Cl A | 5,772 | 120,392 | ||||||
| Chongqing Fuling Zhacai Group, Cl A | 9,300 | 64,780 | ||||||
| Dali Foods Group | 479,900 | 289,035 | ||||||
| DaShenLin Pharmaceutical Group, Cl A | 4,200 | 64,614 | ||||||
| Foshan Haitian Flavouring & Food, Cl A | 30,693 | 939,375 | ||||||
| Fu Jian Anjoy Foods, Cl A | 1,200 | 45,976 | ||||||
| Fujian Sunner Development, Cl A | 12,600 | 56,040 | ||||||
| Guangdong Haid Group, Cl A | 18,091 | 184,824 | ||||||
| Heilongjiang Agriculture, Cl A | 21,400 | 54,383 | ||||||
| Henan Shuanghui Investment & Development, Cl A | 41,240 | 300,834 | ||||||
| Hengan International Group | 116,800 | 838,282 | ||||||
| Inner Mongolia Yili Industrial Group, Cl A | 77,229 | 529,914 | ||||||
| Jiangsu King's Luck Brewery JSC, Cl A | 14,300 | 123,805 | ||||||
| Jiangsu Yanghe Brewery Joint-Stock, Cl A | 18,544 | 587,297 | ||||||
| Jiangxi Zhengbang Technology, Cl A | 28,700 | 77,256 | ||||||
| JiuGui Liquor, Cl A | 1,900 | 52,260 | ||||||
| Jonjee Hi-Tech Industrial And Commercial Holding, Cl A | 9,200 | 95,990 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Staples ETF |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Staples — continued | ||||||||
| Juewei Food, Cl A | 7,500 | $ | 104,973 | |||||
| Kweichow Moutai, Cl A | 6,916 | 2,272,012 | ||||||
| Laobaixing Pharmacy Chain JSC, Cl A | 4,960 | 55,593 | ||||||
| Luzhou Laojiao, Cl A | 17,847 | 713,974 | ||||||
| Muyuan Foods, Cl A | 43,360 | 598,403 | ||||||
| New Hope Liuhe, Cl A | 62,200 | 204,223 | ||||||
| Proya Cosmetics, Cl A | 2,100 | 60,637 | ||||||
| Qianhe Condiment and Food, Cl A | 5,700 | 40,739 | ||||||
| Sanquan Food, Cl A | 7,500 | 33,532 | ||||||
| Shanghai Bairun Investment Holding Group, Cl A | 2,700 | 50,004 | ||||||
| Shanghai Jahwa United, Cl A | 8,000 | 49,205 | ||||||
| Shanxi Xinghuacun Fen Wine Factory, Cl A | 11,149 | 648,034 | ||||||
| Sichuan Swellfun, Cl A | 6,068 | 84,685 | ||||||
| Smoore International Holdings * | 71,000 | 702,780 | ||||||
| Sun Art Retail Group | 357,100 | 370,740 | ||||||
| Tingyi Cayman Islands Holding | 339,700 | 676,434 | ||||||
| Toly Bread, Cl A | 6,500 | 56,295 | ||||||
| Tongwei, Cl A | 64,700 | 462,024 | ||||||
| Tsingtao Brewery, Cl A | 8,000 | 110,270 | ||||||
| Tsingtao Brewery, Cl H | 86,600 | 835,974 | ||||||
| Uni-President China Holdings | 295,100 | 357,369 | ||||||
| Want Want China Holdings | 959,700 | 690,641 | ||||||
| Wens Foodstuffs Group | 81,444 | 214,431 | ||||||
| Wuliangye Yibin, Cl A | 40,698 | 1,839,408 | ||||||
| Yifeng Pharmacy Chain, Cl A | 6,362 | 100,245 | ||||||
| Yihai International Holding | 83,640 | 1,377,487 | ||||||
| Yonghui Superstores, Cl A | 154,600 | 163,680 | ||||||
| Yuan Longping High-tech Agriculture, Cl A * | 15,600 | 43,543 | ||||||
| TOTAL CHINA | 23,151,305 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Consumer Staples ETF |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| HONG KONG— 0.9% | ||||||||
| Consumer Staples — 0.9% | ||||||||
| Vinda International Holdings | 61,900 | $ | 209,158 | |||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $16,220,615) | 23,360,463 | |||||||
| TOTAL INVESTMENTS — 100.0% | ||||||||
| (Cost $16,220,615) | $ | 23,360,463 | ||||||
Percentages are based on Net Assets of $23,364,189.
| * | Non-income producing security. |
| Cl — Class |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Health Care ETF
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 93.1% | ||||||||
| Health Care — 93.1% | ||||||||
| 3SBio * | 123,700 | $ | 115,343 | |||||
| Aier Eye Hospital Group, Cl A | 20,699 | 252,984 | ||||||
| AK Medical Holdings | 25,200 | 45,435 | ||||||
| Alibaba Health Information Technology * | 292,200 | 915,733 | ||||||
| Apeloa Pharmaceutical, Cl A | 4,000 | 13,978 | ||||||
| Asymchem Laboratories Tianjin, Cl A | 1,113 | 50,708 | ||||||
| Autobio Diagnostics, Cl A | 1,340 | 27,521 | ||||||
| BeiGene ADR * | 2,965 | 948,799 | ||||||
| Beijing Tiantan Biological Products, Cl A | 6,000 | 35,860 | ||||||
| Betta Pharmaceuticals, Cl A | 1,820 | 36,450 | ||||||
| BGI Genomics, Cl A | 1,733 | 37,395 | ||||||
| CanSino Biologics, Cl H * | 5,160 | 167,966 | ||||||
| Changchun High & New Technology Industry Group, Cl A | 1,928 | 136,069 | ||||||
| Chengdu Kanghong Pharmaceutical Group, Cl A | 3,100 | 19,567 | ||||||
| China Medical System Holdings | 123,800 | 177,864 | ||||||
| China National Accord Medicines, Cl A | 1,900 | 11,326 | ||||||
| China National Medicines, Cl A | 3,100 | 19,062 | ||||||
| China Resources Pharmaceutical Group | 170,300 | 89,610 | ||||||
| China Resources Sanjiu Medical & Pharmaceutical, Cl A | 4,900 | 18,872 | ||||||
| China Traditional Chinese Medicine Holdings (A)(B)(C) | 266,200 | 157,958 | ||||||
| Chongqing Zhifei Biological Products, Cl A | 7,233 | 177,388 | ||||||
| CSPC Pharmaceutical Group | 654,408 | 668,431 | ||||||
| Da An Gene of Sun Yat-Sen University, Cl A | 3,200 | 17,660 | ||||||
| Dong-E-E-Jiao, Cl E | 6,100 | 31,013 | ||||||
| Genscript Biotech | 94,400 | 120,529 | ||||||
| Guangzhou Baiyunshan Pharmaceutical Holdings, Cl A | 12,359 | 53,261 | ||||||
| Guangzhou Kingmed Diagnostics Group, Cl A | 2,100 | 51,010 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Health Care ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Guangzhou Wondfo Biotech, Cl A | 900 | $ | 12,155 | |||||
| Hangzhou Tigermed Consulting, Cl A | 3,416 | 88,767 | ||||||
| Hangzhou Tigermed Consulting, Cl H * | 5,890 | 129,592 | ||||||
| Hansoh Pharmaceutical Group * | 89,700 | 490,502 | ||||||
| Huadong Medicine, Cl A | 14,311 | 58,585 | ||||||
| Hualan Biological Engineering, Cl A | 9,670 | 69,039 | ||||||
| Hubei Jumpcan Pharmaceutical, Cl A | 3,200 | 9,215 | ||||||
| Humanwell Healthcare Group, Cl A | 1,800 | 7,617 | ||||||
| Innovent Biologics * | 72,800 | 831,855 | ||||||
| Intco Medical Technology, Cl A | 600 | 21,812 | ||||||
| Jafron Biomedical, Cl A | 4,000 | 48,901 | ||||||
| Jiangsu Hengrui Medicine, Cl A | 24,627 | 396,684 | ||||||
| Jiangsu Yuyue Medical Equipment & Supply, Cl A | 4,100 | 17,681 | ||||||
| Jilin Aodong Pharmaceutical Group, Cl A | 5,000 | 11,961 | ||||||
| Jinxin Fertility Group | 64,000 | 129,257 | ||||||
| Jinyu Bio-Technology, Cl A | 5,100 | 18,028 | ||||||
| Joincare Pharmaceutical Group Industry, Cl A | 8,100 | 15,429 | ||||||
| Jointown Pharmaceutical Group, Cl A * | 16,870 | 49,523 | ||||||
| Lepu Medical Technology Beijing, Cl A | 9,501 | 39,676 | ||||||
| Livzon Pharmaceutical Group, Cl A | 2,500 | 13,789 | ||||||
| Luye Pharma Group | 164,900 | 82,728 | ||||||
| Maccura Biotechnology, Cl A | 1,400 | 9,856 | ||||||
| Meinian Onehealth Healthcare Holdings, Cl A * | 34,720 | 76,483 | ||||||
| Microport Scientific | 38,900 | 272,165 | ||||||
| Nanjing King-Friend Biochemical Pharmaceutical, Cl A | 3,320 | 16,493 | ||||||
| Ovctek China, Cl A | 2,632 | 45,002 | ||||||
| Pharmaron Beijing, Cl H | 5,500 | 105,831 | ||||||
| Ping An Healthcare and Technology * | 38,200 | 474,676 | ||||||
| Shandong Buchang Pharmaceuticals, Cl A | 10,387 | 35,797 | ||||||
| Shandong Pharmaceutical Glass | 1,500 | 8,783 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Health Care ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Shandong Weigao Group Medical Polymer, Cl H | 187,300 | $ | 350,259 | |||||
| Shanghai Fosun Pharmaceutical Group, Cl A | 10,674 | 75,345 | ||||||
| Shanghai Fosun Pharmaceutical Group, Cl H | 44,300 | 199,965 | ||||||
| Shanghai Pharmaceuticals Holding, Cl A | 9,900 | 27,756 | ||||||
| Shanghai Pharmaceuticals Holding, Cl H | 74,400 | 128,768 | ||||||
| Shanghai RAAS Blood Products, Cl A | 14,100 | 15,826 | ||||||
| Shenzhen Hepalink Pharmaceutical Group, Cl A | 5,000 | 14,430 | ||||||
| Shenzhen Kangtai Biological Products, Cl A | 3,443 | 79,051 | ||||||
| Shenzhen Mindray Bio-Medical Electronics, Cl A | 4,861 | 338,365 | ||||||
| Shenzhen Salubris Pharmaceuticals, Cl A | 8,100 | 43,960 | ||||||
| Shijiazhuang Yiling Pharmaceutical, Cl A | 6,391 | 24,268 | ||||||
| Sichuan Kelun Pharmaceutical, Cl A | 13,300 | 39,332 | ||||||
| Sinopharm Group, Cl H | 106,600 | 260,387 | ||||||
| Tianjin Chase Sun Pharmaceutical, Cl A | 13,700 | 8,656 | ||||||
| Tonghua Dongbao Pharmaceutical, Cl A | 19,205 | 33,332 | ||||||
| Topchoice Medical, Cl A * | 1,580 | 74,552 | ||||||
| Walvax Biotechnology, Cl A | 8,100 | 49,795 | ||||||
| Winning Health Technology Group, Cl A | 10,070 | 23,809 | ||||||
| WuXi AppTec, Cl A | 11,020 | 284,565 | ||||||
| WuXi AppTec, Cl H | 21,240 | 506,768 | ||||||
| Wuxi Biologics Cayman * | 106,680 | 1,501,032 | ||||||
| Yifan Pharmaceutical, Cl A | 6,000 | 16,989 | ||||||
| Yunnan Baiyao Group, Cl A | 7,610 | 157,087 | ||||||
| Zai Lab ADR * | 5,053 | 808,834 | ||||||
| Zhangzhou Pientzehuang Pharmaceutical, Cl A | 3,526 | 163,419 | ||||||
| Zhejiang Huahai Pharmaceutical, Cl A | 6,910 | 26,292 | ||||||
| Zhejiang NHU, Cl A | 11,100 | 64,015 | ||||||
| Zhejiang Wolwo Bio-Pharmaceutical, Cl A | 2,323 | 33,538 | ||||||
| TOTAL CHINA | 13,336,069 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Health Care ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| HONG KONG— 6.8% | ||||||||
| Health Care — 6.8% | ||||||||
| Hutchison China MediTech ADR * | 6,059 | $ | 193,343 | |||||
| Sino Biopharmaceutical | 752,700 | 701,849 | ||||||
| SSY Group | 159,100 | 83,922 | ||||||
| TOTAL HONG KONG | 979,114 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $10,918,847) | 14,315,183 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $10,918,847) | $ | 14,315,183 | ||||||
| Percentages are based on Net Assets of $14,325,323. | ||||||||
| * | Non-income producing security. |
| (A) | Level 3 security in accordance with fair value hierarchy. |
| (B) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $157,958 and represented 1.1% of Net Assets. |
| (C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $157,958 and represents 1.1% of net assets. |
| ADR — American Depositary Receipt |
| Cl — Class |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 14,157,225 | $ | — | $ | 157,958 | $ | 14,315,183 | ||||||||
| Total Investments in Securities | $ | 14,157,225 | $ | — | $ | 157,958 | $ | 14,315,183 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Health Care ETF
| Investments in Common Stock | ||||
| Beginning Balance as of October 31, 2020 | $ | - | ||
| Transfers out of Level 3 | - | |||
| Transfers into Level 3 | 157,958 | |||
| Net purchases | - | |||
| Net sales | - | |||
| Realized gain/(loss) | - | |||
| Change in unrealized appreciation/(depreciation) | - | |||
| Ending Balance as of January 31, 2021 | $ | 157,958 | ||
For the period ended January 31, 2021, the transfers in and out of Level 3 were due to changes in the availability of observable inputs to determine fair value.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Financials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 99.9% | ||||||||
| Financials — 99.9% | ||||||||
| Agricultural Bank of China, Cl A | 648,700 | $ | 317,218 | |||||
| Agricultural Bank of China, Cl H | 4,299,188 | 1,552,484 | ||||||
| Avic Capital, Cl A | 142,100 | 90,665 | ||||||
| Bank of Beijing, Cl A | 217,400 | 159,633 | ||||||
| Bank of Chengdu, Cl A | 65,900 | 106,600 | ||||||
| Bank of China Ltd., Cl A | 348,900 | 171,697 | ||||||
| Bank of China Ltd., Cl H | 10,921,734 | 3,704,503 | ||||||
| Bank of Communications, Cl A | 350,100 | 242,398 | ||||||
| Bank of Communications, Cl H | 1,660,371 | 899,367 | ||||||
| Bank of Hangzhou, Cl A | 82,445 | 188,141 | ||||||
| Bank of Jiangsu, Cl A | 176,030 | 150,844 | ||||||
| Bank of Nanjing, Cl A | 111,484 | 138,454 | ||||||
| Bank of Ningbo, Cl A | 55,600 | 332,134 | ||||||
| Bank of Shanghai, Cl A | 142,398 | 179,057 | ||||||
| Caitong Securities, Cl A | 55,100 | 93,749 | ||||||
| Changjiang Securities, Cl A | 87,800 | 105,360 | ||||||
| China Bohai Bank, Cl H * | 353,700 | 191,131 | ||||||
| China Cinda Asset Management, Cl H | 2,557,400 | 484,840 | ||||||
| China CITIC Bank Corp Ltd., Cl H | 1,770,922 | 785,671 | ||||||
| China Construction Bank, Cl A | 16,200 | 17,001 | ||||||
| China Construction Bank, Cl H | 6,022,226 | 4,566,852 | ||||||
| China Everbright | 306,300 | 394,635 | ||||||
| China Everbright Bank, Cl A | 377,600 | 237,405 | ||||||
| China Everbright Bank, Cl H | 1,122,800 | 461,929 | ||||||
| China Galaxy Securities, Cl A | 61,000 | 101,609 | ||||||
| China Galaxy Securities, Cl H | 912,400 | 547,168 | ||||||
| China Great Wall Securities, Cl A | 39,600 | 72,172 | ||||||
| China Huarong Asset Management, Cl H | 3,139,900 | 364,452 | ||||||
| China International Capital, Cl H * | 287,000 | 751,382 | ||||||
| China Life Insurance, Cl A | 23,202 | 130,208 | ||||||
| China Life Insurance, Cl H | 947,240 | 2,010,817 | ||||||
| China Merchants Bank, Cl A | 163,229 | 1,294,855 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Financials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| China Merchants Bank, Cl H | 545,734 | $ | 4,191,268 | |||||
| China Merchants Securities, Cl A | 76,930 | 308,597 | ||||||
| China Minsheng Banking, Cl A | 316,100 | 250,754 | ||||||
| China Minsheng Banking, Cl H | 1,220,526 | 698,896 | ||||||
| China Pacific Insurance Group, Cl A | 56,400 | 303,729 | ||||||
| China Pacific Insurance Group, Cl H | 435,712 | 1,803,795 | ||||||
| China Taiping Insurance Holdings | 362,630 | 642,589 | ||||||
| China Zheshang Bank, Cl A | 122,700 | 75,049 | ||||||
| Chongqing Rural Commercial Bank, Cl A | 78,600 | 50,638 | ||||||
| Chongqing Rural Commercial Bank, Cl H | 980,400 | 422,311 | ||||||
| CITIC Securities, Cl A | 86,600 | 381,131 | ||||||
| CITIC Securities, Cl H | 402,596 | 885,791 | ||||||
| CSC Financial, Cl A | 28,300 | 175,995 | ||||||
| Dongxing Securities, Cl A | 47,000 | 81,572 | ||||||
| East Money Information, Cl A | 77,740 | 424,805 | ||||||
| Everbright Securities, Cl A | 57,357 | 146,472 | ||||||
| Far East Horizon | 530,400 | 547,238 | ||||||
| First Capital Securities, Cl A | 99,300 | 124,402 | ||||||
| Founder Securities, Cl A * | 101,200 | 152,547 | ||||||
| GF Securities Ltd., Cl A | 63,500 | 156,442 | ||||||
| GF Securities Ltd., Cl H | 363,100 | 531,033 | ||||||
| Guangzhou Yuexiu Financial Holdings Group, Cl A | 23,100 | 51,854 | ||||||
| Guolian Securities, Cl A * | 21,600 | 54,724 | ||||||
| Guosen Securities, Cl A | 59,045 | 116,960 | ||||||
| Guotai Junan Securities, Cl A | 74,344 | 189,044 | ||||||
| Guoyuan Securities, Cl A | 75,820 | 94,986 | ||||||
| Haitong Securities Ltd., Cl A | 100,900 | 192,037 | ||||||
| Haitong Securities Ltd., Cl H | 660,900 | 588,974 | ||||||
| Hithink RoyalFlush Information Network, Cl A | 7,520 | 138,676 | ||||||
| Huaan Securities Ltd., Cl A | 74,700 | 78,044 | ||||||
| Huatai Securities Ltd., Cl A | 69,800 | 188,433 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Financials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Huatai Securities Ltd., Cl H | 354,300 | $ | 564,771 | |||||
| Huaxi Securities, Cl A | 54,200 | 85,150 | ||||||
| Huaxia Bank, Cl A | 141,800 | 134,279 | ||||||
| Hubei Biocause Pharmaceutical, Cl A | 122,100 | 75,250 | ||||||
| Industrial & Commercial Bank of China, Cl A | 224,400 | 177,314 | ||||||
| Industrial & Commercial Bank of China, Cl H | 7,457,937 | 4,761,091 | ||||||
| Industrial Bank, Cl A | 183,600 | 658,397 | ||||||
| Industrial Securities, Cl A | 93,700 | 120,004 | ||||||
| Jiangsu Changshu Rural Commercial Bank, Cl A | 61,900 | 66,689 | ||||||
| Lufax Holding ADR * (A) | 23,172 | 369,361 | ||||||
| Nanjing Securities, Cl A | 51,200 | 84,252 | ||||||
| New China Life Insurance C, Cl A | 21,617 | 162,187 | ||||||
| New China Life Insurance C, Cl H | 173,111 | 646,332 | ||||||
| Noah Holdings ADR * | 11,409 | 543,068 | ||||||
| Northeast Securities, Cl A | 53,600 | 73,723 | ||||||
| Oceanwide Holdings, Cl A | 71,400 | 32,476 | ||||||
| Orient Securities, Cl A | 75,200 | 118,608 | ||||||
| Pacific Securities, Cl A * | 139,300 | 70,713 | ||||||
| People's Insurance Group of China, Cl A | 89,400 | 83,687 | ||||||
| People's Insurance Group of China, Cl H | 1,942,800 | 598,837 | ||||||
| PICC Property & Casualty, Cl H | 1,178,863 | 860,523 | ||||||
| Ping An Bank, Cl A | 5,700 | 20,432 | ||||||
| Ping An Insurance Group of China, Cl A | 1,600 | 19,642 | ||||||
| Ping An Insurance Group of China, Cl H | 405,114 | 4,770,134 | ||||||
| Postal Savings Bank of China, Cl A | 117,900 | 100,299 | ||||||
| Postal Savings Bank of China, Cl H | 1,569,800 | 1,121,597 | ||||||
| Qingdao Rural Commercial Bank, Cl A | 108,800 | 76,512 | ||||||
| SDIC Capital, Cl A | 47,100 | 93,810 | ||||||
| Sealand Securities, Cl A | 108,310 | 86,928 | ||||||
| Shanghai Pudong Development Bank, Cl A | 258,714 | 400,020 | ||||||
| Shanxi Securities, Cl A | 76,540 | 92,680 | ||||||
| Shenwan Hongyuan Group, Cl A | 234,900 | 170,660 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Financials ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Sinolink Securities, Cl A | 57,100 | $ | 126,137 | |||||
| SooChow Securities, Cl A | 72,080 | 97,910 | ||||||
| Southwest Securities, Cl A | 131,700 | 100,999 | ||||||
| Tianfeng Securities, Cl A | 100,600 | 82,771 | ||||||
| Western Securities, Cl A | 74,100 | 113,882 | ||||||
| Zheshang Securities, Cl A | 49,000 | 100,713 | ||||||
| ZhongAn Online P&C Insurance, Cl H * (A) | 96,000 | 591,809 | ||||||
| TOTAL CHINA | 53,346,864 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $55,117,725) | 53,346,864 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 1.4% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $731,590) | 731,590 | 731,590 | ||||||
| TOTAL INVESTMENTS — 101.3% | ||||||||
| (Cost $55,849,315) | $ | 54,078,454 | ||||||
Percentages are based on Net Assets of $53,382,787.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $720,878. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $731,590. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Ltd. — Limited |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Information Technology ETF
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 95.3% | ||||||||
| Information Technology — 95.3% | ||||||||
| 360 Security Technology, Cl A | 52,959 | $ | 133,761 | |||||
| AAC Technologies Holdings | 181,700 | 987,722 | ||||||
| Accelink Technologies, Cl A | 6,300 | 25,311 | ||||||
| Addsino, Cl A | 17,100 | 65,940 | ||||||
| AVIC Jonhon Optronic Technology, Cl A | 12,400 | 133,786 | ||||||
| Beijing BDStar Navigation, Cl A * | 4,500 | 31,632 | ||||||
| Beijing E-Hualu Information Technology, Cl A | 5,740 | 24,451 | ||||||
| Beijing Shiji Information Technology, Cl A | 20,800 | 108,010 | ||||||
| Beijing Sinnet Technology, Cl A | 14,700 | 37,425 | ||||||
| Beijing Thunisoft, Cl A | 6,800 | 20,690 | ||||||
| BOE Technology Group, Cl A | 515,100 | 494,177 | ||||||
| BYD Electronic International | 180,500 | 1,250,068 | ||||||
| Chaozhou Three-Circle Group, Cl A | 33,789 | 204,938 | ||||||
| China Greatwall Technology Group, Cl A | 32,000 | 86,040 | ||||||
| China National Software & Service, Cl A | 5,600 | 54,377 | ||||||
| China TransInfo Technology, Cl A | 15,400 | 42,554 | ||||||
| DHC Software, Cl A | 70,200 | 80,971 | ||||||
| Fiberhome Telecommunication Technologies, Cl A | 11,300 | 35,189 | ||||||
| Foxconn Industrial Internet, Cl A | 68,350 | 151,626 | ||||||
| GCL System Integration Technology, Cl A * | 83,100 | 52,118 | ||||||
| GDS Holdings ADR * | 18,781 | 1,944,961 | ||||||
| Gigadevice Semiconductor Beijing, Cl A | 5,424 | 153,248 | ||||||
| GoerTek, Cl A | 73,700 | 379,847 | ||||||
| GRG Banking Equipment, Cl A | 25,500 | 35,707 | ||||||
| Guangzhou Haige Communications Group, Cl A | 50,800 | 73,263 | ||||||
| Guangzhou Shiyuan Electronic Technology, Cl A | 7,700 | 163,045 | ||||||
| Hangzhou First Applied Material, Cl A | 7,000 | 108,244 | ||||||
| Hangzhou Silan Microelectronics, Cl A | 12,700 | 44,241 | ||||||
| Hengtong Optic-electric, Cl A | 53,600 | 102,430 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Information Technology ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Hua Hong Semiconductor * | 139,700 | $ | 842,288 | |||||
| Huagong Tech, Cl A | 9,600 | 33,964 | ||||||
| Hundsun Technologies, Cl A | 23,981 | 361,596 | ||||||
| Iflytek | 41,550 | 301,547 | ||||||
| Ingenic Semiconductor, Cl A * | 3,900 | 41,230 | ||||||
| Inspur Electronic Information Industry, Cl A | 15,252 | 61,442 | ||||||
| JA Solar Technology, Cl A * | 11,200 | 62,088 | ||||||
| Kingboard Holdings | 192,400 | 787,828 | ||||||
| Kingdee International Software Group | 541,900 | 2,187,491 | ||||||
| Kingsoft | 202,600 | 1,567,738 | ||||||
| Kingsoft Cloud Holdings ADR * | 10,550 | 530,349 | ||||||
| Lakala Payment, Cl A | 7,700 | 34,306 | ||||||
| Lenovo Group | 1,730,800 | 2,037,982 | ||||||
| Lens Technology, Cl A | 77,400 | 401,320 | ||||||
| Leyard Optoelectronic, Cl A | 26,900 | 26,350 | ||||||
| Lingyi iTech Guangdong, Cl A | 66,497 | 106,430 | ||||||
| LONGi Green Energy Technology, Cl A | 65,855 | 1,099,517 | ||||||
| Luxshare Precision Industry, Cl A | 105,852 | 872,562 | ||||||
| Maxscend Microelectronics, Cl A | 1,655 | 162,375 | ||||||
| NAURA Technology Group, Cl A | 5,608 | 174,465 | ||||||
| Ninestar, Cl A | 23,670 | 98,881 | ||||||
| OFILM Group, Cl A | 63,300 | 101,018 | ||||||
| Sanan Optoelectronics, Cl A | 92,200 | 423,238 | ||||||
| Sangfor Technologies, Cl A | 4,610 | 212,764 | ||||||
| SG Micro, Cl A | 1,600 | 75,384 | ||||||
| Shanghai Baosight Software, Cl A | 9,400 | 97,157 | ||||||
| Shengyi Technology, Cl A | 25,600 | 101,380 | ||||||
| Shennan Circuits, Cl A | 5,482 | 91,349 | ||||||
| Shenzhen Goodix Technology, Cl A | 5,150 | 111,520 | ||||||
| Shenzhen Kaifa Technology, Cl A | 14,100 | 45,266 | ||||||
| Shenzhen SC New Energy Technology, Cl A | 3,300 | 68,309 | ||||||
| Shenzhen Sunway Communication, Cl A | 9,800 | 48,866 | ||||||
| Sunny Optical Technology Group | 143,670 | 3,783,593 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Information Technology ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Suzhou Dongshan Precision Manufacturing, Cl A | 34,000 | $ | 115,169 | |||||
| Thunder Software Technology, Cl A | 4,600 | 105,123 | ||||||
| Tianjin 712 Communication & Broadcasting, Cl A | 7,600 | 48,868 | ||||||
| Tianjin Zhonghuan Semiconductor, Cl A | 34,000 | 143,882 | ||||||
| Tianma Microelectronics, Cl A | 57,300 | 142,680 | ||||||
| Tianshui Huatian Technology, Cl A | 27,600 | 60,799 | ||||||
| TongFu Microelectronics, Cl A * | 12,900 | 54,971 | ||||||
| Travelsky Technology, Cl H | 271,500 | 606,457 | ||||||
| Unigroup Guoxin Microelectronics, Cl A | 6,700 | 125,707 | ||||||
| Unisplendour, Cl A | 32,113 | 102,596 | ||||||
| Universal Scientific Industrial Shanghai, Cl A | 14,100 | 36,292 | ||||||
| Venustech Group, Cl A | 8,100 | 41,634 | ||||||
| Visionox Technology, Cl A * | 13,100 | 19,340 | ||||||
| Wangsu Science & Technology, Cl A | 51,500 | 48,049 | ||||||
| Will Semiconductor, Cl A | 9,919 | 445,887 | ||||||
| Wingtech Technology, Cl A | 14,440 | 236,226 | ||||||
| Wuhan Guide Infrared, Cl A | 17,570 | 116,276 | ||||||
| Wuhu Token Science, Cl A | 22,800 | 26,688 | ||||||
| WUS Printed Circuit Kunshan, Cl A | 17,100 | 45,553 | ||||||
| Wuxi Lead Intelligent Equipment, Cl A | 18,070 | 251,064 | ||||||
| Wuxi Taiji Industry, Cl A | 19,200 | 24,262 | ||||||
| Xiaomi, Cl B * | 1,124,100 | 4,233,216 | ||||||
| Xinyi Solar Holdings | 928,600 | 2,035,919 | ||||||
| Yealink Network Technology, Cl A | 8,400 | 104,634 | ||||||
| Yonyou Network Technology, Cl A | 53,156 | 355,575 | ||||||
| Zhejiang Dahua Technology, Cl A | 69,693 | 263,770 | ||||||
| Zhejiang Jingsheng Mechanical & Electrical, Cl A | 14,300 | 89,108 | ||||||
| Zhongji Innolight, Cl A | 7,200 | 57,898 | ||||||
| ZTE, Cl A | 60,731 | 303,483 | ||||||
| ZTE, Cl H | 205,900 | 586,856 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Information Technology ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL CHINA | $ | 34,805,347 | ||||||
| HONG KONG— 4.6% | ||||||||
| Information Technology — 4.6% | ||||||||
| China Youzan Ltd. | 2,685,900 | 1,160,426 | ||||||
| Kingboard Laminates Holdings | 346,100 | 559,734 | ||||||
| TOTAL HONG KONG | 1,720,160 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $27,794,543) | 36,525,507 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $27,794,543) | $ | 36,525,507 | ||||||
Percentages are based on Net Assets of $36,555,365.
| * | Non-income producing security. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Ltd. — Limited |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Communication Services ETF
| Shares | Value | ||||||
| COMMON STOCK — 100.0% | |||||||
| CHINA— 97.9% | |||||||
| Communication Services — 97.9% | |||||||
| Autohome ADR | 6,390 | $ | 704,370 | ||||
| Baidu ADR * | 11,274 | 2,649,615 | |||||
| Beijing Enlight Media, Cl A | 191,000 | 388,425 | |||||
| Beijing Kunlun Tech, Cl A | 102,500 | 381,572 | |||||
| Bilibili ADR * | 10,496 | 1,195,389 | |||||
| China Film, Cl A | 152,281 | 292,900 | |||||
| China Literature * | 600 | 5,726 | |||||
| China South Publishing & Media Group, Cl A | 175,772 | 256,496 | |||||
| China Tower, Cl H | 3,381,700 | 488,467 | |||||
| DouYu International Holdings ADR * | 27,705 | 363,767 | |||||
| Focus Media Information Technology, Cl A | 339,100 | 571,690 | |||||
| G-bits Network Technology Xiamen, Cl A | 5,564 | 296,276 | |||||
| Giant Network Group, Cl A | 127,400 | 341,756 | |||||
| HUYA ADR * (A) | 17,945 | 464,596 | |||||
| iQIYI ADR * | 27,165 | 593,555 | |||||
| JOYY ADR | 6,391 | 588,228 | |||||
| Leo Group, Cl A | 658,200 | 321,863 | |||||
| Mango Excellent Media, Cl A | 46,320 | 582,447 | |||||
| Momo ADR | 26,804 | 409,565 | |||||
| NanJi E-Commerce, Cl A | 138,800 | 210,517 | |||||
| NetEase ADR | 17,591 | 2,022,789 | |||||
| Oriental Pearl Group, Cl A | 253,600 | 343,296 | |||||
| Perfect World, Cl A | 89,310 | 378,223 | |||||
| SINA * (A) | 11,696 | 489,127 | |||||
| Tencent Holdings | 21,315 | 1,873,414 | |||||
| Tencent Music Entertainment Group ADR * | 217 | 5,772 | |||||
| Weibo ADR * | 9,767 | 445,180 | |||||
| Wuhu Sanqi Interactive Entertainment Network Technology Group, Cl A | 88,751 | 445,295 | |||||
| Zhejiang Century Huatong Group, Cl A * | 289,520 | 279,109 | |||||
| 17,389,425 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Communication Services ETF
| Shares | Value | ||||||
| COMMON STOCK — continued | |||||||
| Information Technology — 0.0% | |||||||
| National Agricultural Holdings *(B)(C)(D) | 204,200 | $ | 2 | ||||
| TOTAL CHINA | 17,389,427 | ||||||
| HONG KONG— 2.1% | |||||||
| Communication Services — 2.1% | |||||||
| Alibaba Pictures Group * | 2,869,300 | 362,648 | |||||
| TOTAL COMMON STOCK | |||||||
| (Cost $14,232,454) | 17,752,075 | ||||||
| SHORT-TERM INVESTMENT(E)(F) — 4.1% | |||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | |||||||
| (Cost $735,621) | 735,621 | 735,621 | |||||
| TOTAL INVESTMENTS — 104.1% | |||||||
| (Cost $14,968,075) | $ | 18,487,696 | |||||
Percentages are based on Net Assets of $17,763,194.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $715,420. |
| (B) | Level 3 security in accordance with fair value hierarchy. |
| (C) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $2 and represented 0.0% of Net Assets. |
| (D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $2 and represents 0.0% of net assets. |
| (E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $735,621. |
| (F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Communication Services ETF
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | |||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | |||||||||||
| Common Stock | $ | 17,752,073 | $ | — | $ | 2 | $ | 17,752,075 | |||||||
| Short-Term Investment | 735,621 | — | — | 735,621 | |||||||||||
| Total Investments in Securities | $ | 18,487,694 | $ | — | $ | 2 | $ | 18,487,696 | |||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Utilities ETF
| Shares | Value | |||||||
| COMMON STOCK — 100.1% | ||||||||
| CHINA— 100.1% | ||||||||
| Utilities — 100.1% | ||||||||
| Beijing Enterprises Holdings | 20,400 | $ | 66,826 | |||||
| Beijing Enterprises Water Group | 169,600 | 69,119 | ||||||
| CGN Power, Cl H | 310,400 | 66,853 | ||||||
| China Gas Holdings | 37,990 | 134,246 | ||||||
| China Longyuan Power Group, Cl H | 84,400 | 123,653 | ||||||
| China National Nuclear Power, Cl A | 73,100 | 58,442 | ||||||
| China Power International Development | 279,900 | 62,811 | ||||||
| China Resources Gas Group | 28,620 | 143,214 | ||||||
| China Resources Power Holdings | 62,650 | 66,336 | ||||||
| China Yangtze Power, Cl A | 45,000 | 137,479 | ||||||
| ENN Energy Holdings | 10,330 | 160,136 | ||||||
| Guangdong Investment | 78,460 | 137,819 | ||||||
| Huadian Power International, Cl A | 46,500 | 23,244 | ||||||
| Huaneng Power International, Cl A | 23,100 | 14,954 | ||||||
| Huaneng Power International, Cl H | 121,700 | 43,162 | ||||||
| Kunlun Energy | 84,460 | 72,218 | ||||||
| Luenmei Quantum, Cl A | 10,700 | 16,112 | ||||||
| SDIC Power Holdings, Cl A | 33,400 | 45,058 | ||||||
| Shanghai Electric Power, Cl A | 17,900 | 18,868 | ||||||
| Shenergy, Cl A | 33,900 | 26,892 | ||||||
| Shenzhen Energy Group, Cl A | 27,180 | 26,371 | ||||||
| Sichuan Chuantou Energy, Cl A | 27,200 | 46,237 | ||||||
| TOTAL CHINA | 1,560,050 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $1,454,800) | $ | 1,560,050 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Utilities ETF
| Face Amount | Value | |||||||
| U.S. TREASURY OBLIGATION — 12.8% | ||||||||
| United States Treasury Bill | ||||||||
| 0.034%, 02/18/21(A) | ||||||||
| (Cost $199,997) | $ | 200,000 | $ | 199,996 | ||||
| TOTAL INVESTMENTS — 112.9% | ||||||||
| (Cost $1,654,797) | $ | 1,760,046 | ||||||
Percentages are based on Net Assets of $1,558,884.
| (A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
| Cl — Class |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 1,560,050 | $ | — | $ | — | $ | 1,560,050 | ||||||||
| U.S. Treasury Obligation | — | 199,996 | — | 199,996 | ||||||||||||
| Total Investments in Securities | $ | 1,560,050 | $ | 199,996 | $ | — | $ | 1,760,046 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Real Estate ETF |
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| CHINA— 96.4% | ||||||||
| Real Estate — 96.4% | ||||||||
| Agile Group Holdings | 99,700 | $ | 124,467 | |||||
| China Aoyuan Group | 101,800 | 89,933 | ||||||
| China Evergrande Group | 131,300 | 252,987 | ||||||
| China Fortune Land Development, Cl A (A)(B) | 18,720 | 27,463 | ||||||
| China Jinmao Holdings Group | 405,600 | 159,544 | ||||||
| China Merchants Property Operation & Service, Cl A | 4,100 | 12,329 | ||||||
| China Merchants Shekou Industrial Zone Holdings, Cl A | 31,600 | 57,984 | ||||||
| China Overseas Land & Investment | 248,400 | 559,984 | ||||||
| China Overseas Property Holdings | 82,100 | 50,824 | ||||||
| China Resources Land | 148,400 | 591,391 | ||||||
| China Vanke, Cl A | 12,200 | 52,632 | ||||||
| China Vanke, Cl H | 78,300 | 281,235 | ||||||
| CIFI Holdings Group | 240,400 | 198,115 | ||||||
| Country Garden Holdings | 502,100 | 606,753 | ||||||
| Financial Street Holdings, Cl A | 28,700 | 26,911 | ||||||
| Gemdale, Cl A | 28,600 | 48,084 | ||||||
| Greenland Holdings Group, Cl A | 49,400 | 41,335 | ||||||
| Greentown China Holdings | 56,000 | 73,667 | ||||||
| Guangzhou R&F Properties | 141,100 | 174,149 | ||||||
| Hopson Development Holdings | 43,000 | 110,025 | ||||||
| Jiangsu Zhongnan Construction Group, Cl A | 14,700 | 17,663 | ||||||
| Jinke Properties Group, Cl A | 40,300 | 43,480 | ||||||
| Kaisa Group Holdings | 214,000 | 99,081 | ||||||
| KE Holdings ADR * | 5,718 | 337,934 | ||||||
| KWG Group Holdings | 97,100 | 129,235 | ||||||
| Logan Property Holdings | 105,100 | 157,504 | ||||||
| Longfor Group Holdings | 108,800 | 615,291 | ||||||
| Poly Developments and Holdings Group, Cl A | 48,153 | 103,233 | ||||||
| Poly Property Services | 7,400 | 55,735 | ||||||
| RiseSun Real Estate Development, Cl A | 33,200 | 32,367 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Real Estate ETF |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| Seazen Group | 170,200 | $ | 156,067 | |||||
| Seazen Holdings, Cl A | 10,900 | 71,492 | ||||||
| Shanghai Lingang Holdings, Cl A | 5,100 | 15,035 | ||||||
| Shanghai Lujiazui Finance & Trade Zone Development, Cl B | 105,269 | 84,215 | ||||||
| Shanghai Zhangjiang High-Tech Park Development, Cl A | 9,400 | 25,187 | ||||||
| Shenzhen Investment | 286,900 | 95,093 | ||||||
| Shimao Group Holdings | 80,100 | 232,949 | ||||||
| Sunac China Holdings | 165,600 | 618,288 | ||||||
| Xinhu Zhongbao, Cl A | 81,800 | 38,350 | ||||||
| Yango Group, Cl A | 15,800 | 14,864 | ||||||
| Youngor Group, Cl A | 18,000 | 19,840 | ||||||
| Yuexiu Property | 605,100 | 118,619 | ||||||
| Zhenro Properties Group | 101,400 | 59,241 | ||||||
| Zhongtian Financial Group, Cl A * | 26,800 | 11,233 | ||||||
| TOTAL CHINA | 6,691,808 | |||||||
| HONG KONG— 3.6% | ||||||||
| Real Estate — 3.6% | ||||||||
| Wharf Holdings | 114,600 | 253,325 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $7,749,133) | 6,945,133 | |||||||
| TOTAL INVESTMENTS — 100.0% | ||||||||
| (Cost $7,749,133) | $ | 6,945,133 | ||||||
| Percentages are based on Net Assets of $6,946,094. | ||||||||
| * | Non-income producing security. |
| (A) | Level 3 security in accordance with fair value hierarchy. |
| (B) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $27,463 and represents 0.4% of net assets. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Real Estate ETF |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: |
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 6,917,670 | $ | — | $ | 27,463 | $ | 6,945,133 | ||||||||
| Total Investments in Securities | $ | 6,917,670 | $ | — | $ | 27,463 | $ | 6,945,133 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI China Large-Cap 50 ETF |
| Shares | Value | |||||||
| COMMON STOCK — 99.5% | ||||||||
| CHINA— 99.5% | ||||||||
| Communication Services — 15.9% | ||||||||
| Baidu ADR * | 1,633 | $ | 383,788 | |||||
| NetEase ADR | 2,508 | 288,395 | ||||||
| Tencent Holdings | 11,383 | 1,000,472 | ||||||
| 1,672,655 | ||||||||
| Consumer Discretionary — 36.9% | ||||||||
| Alibaba Group Holding ADR * | 3,385 | 859,214 | ||||||
| ANTA Sports Products | 7,000 | 115,826 | ||||||
| BYD, Cl A | 2,547 | 97,663 | ||||||
| China Tourism Group Duty Free, Cl A | 3,058 | 139,569 | ||||||
| Geely Automobile Holdings | 33,800 | 123,581 | ||||||
| JD.com ADR * | 4,391 | 389,438 | ||||||
| Meituan, Cl B * | 15,689 | 719,918 | ||||||
| New Oriental Education & Technology Group ADR * | 1,027 | 172,023 | ||||||
| NIO ADR * | 7,166 | 408,461 | ||||||
| Pinduoduo ADR * | 1,629 | 269,942 | ||||||
| Shenzhou International Group Holdings | 6,800 | 133,390 | ||||||
| TAL Education Group ADR * | 2,523 | 193,968 | ||||||
| Trip.com Group ADR * | 3,253 | 103,543 | ||||||
| Yum China Holdings | 2,824 | 160,149 | ||||||
| 3,886,685 | ||||||||
| Consumer Staples — 12.7% | ||||||||
| China Mengniu Dairy | 24,700 | 147,330 | ||||||
| Foshan Haitian Flavouring & Food, Cl A | 5,240 | 160,373 | ||||||
| Kweichow Moutai, Cl A | 1,756 | 576,873 | ||||||
| Luzhou Laojiao, Cl A | 2,100 | 84,011 | ||||||
| Muyuan Foods, Cl A | 5,980 | 82,529 | ||||||
| Wuliangye Yibin, Cl A | 6,438 | 290,975 | ||||||
| 1,342,091 | ||||||||
| Financials — 17.5% | ||||||||
| Bank of China Ltd., Cl H | 490,800 | 166,473 | ||||||
| China Construction Bank, Cl H | 478,500 | 362,861 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Large-Cap 50 ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| China Life Insurance, Cl H | 52,950 | $ | 112,403 | |||||
| China Merchants Bank, Cl H | 26,950 | 206,978 | ||||||
| CITIC Securities, Cl A | 18,800 | 82,740 | ||||||
| Industrial & Commercial Bank of China, Cl H | 344,400 | 219,862 | ||||||
| Industrial Bank, Cl A | 36,333 | 130,292 | ||||||
| Ping An Bank, Cl A | 35,664 | 127,837 | ||||||
| Ping An Insurance Group of China, Cl H | 30,440 | 358,425 | ||||||
| Shanghai Pudong Development Bank, Cl A | 51,500 | 79,629 | ||||||
| 1,847,500 | ||||||||
| Health Care — 4.6% | ||||||||
| Jiangsu Hengrui Medicine, Cl A | 9,296 | 149,737 | ||||||
| Shenzhen Mindray Bio-Medical Electronics, Cl A | 1,827 | 127,174 | ||||||
| Wuxi Biologics Cayman * | 14,940 | 210,212 | ||||||
| 487,123 | ||||||||
| Industrials — 3.6% | ||||||||
| Contemporary Amperex Technology, Cl A | 4,063 | 223,351 | ||||||
| SF Holding, Cl A | 5,300 | 81,446 | ||||||
| ZTO Express Cayman ADR * | 2,250 | 74,430 | ||||||
| 379,227 | ||||||||
| Information Technology — 4.9% | ||||||||
| Luxshare Precision Industry, Cl A | 13,199 | 108,802 | ||||||
| Sunny Optical Technology Group | 5,710 | 150,375 | ||||||
| Xiaomi, Cl B * | 68,200 | 256,832 | ||||||
| 516,009 | ||||||||
| Materials — 0.7% | ||||||||
| Wanhua Chemical Group, Cl A | 4,400 | 76,366 | ||||||
| Real Estate — 1.6% | ||||||||
| China Resources Land | 23,500 | 93,651 | ||||||
| China Vanke, Cl A | 17,600 | 75,928 | ||||||
| 169,579 | ||||||||
| Utilities — 1.1% | ||||||||
| China Yangtze Power, Cl A | 38,284 | 116,962 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI China Large-Cap 50 ETF
| Value | ||||
| COMMON STOCK — continued | ||||
| TOTAL CHINA | $ | 10,494,197 | ||
| TOTAL COMMON STOCK | ||||
| (Cost $8,388,322) | 10,494,197 | |||
| TOTAL INVESTMENTS — 99.5% | ||||
| (Cost $8,388,322) | $ | 10,494,197 | ||
Percentages are based on Net Assets of $10,545,931.
| * | Non-income producing security. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Ltd. — Limited |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Greece ETF
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| GREECE— 95.9% | ||||||||
| Communication Services — 16.3% | ||||||||
| Hellenic Telecommunications Organization | 1,623,807 | $ | 23,673,244 | |||||
| Consumer Discretionary — 19.3% | ||||||||
| FF Group *(A)(B)(C) | 452,712 | 5,500 | ||||||
| FF Group ADR *(A)(B)(C) | 200,300 | 2,433 | ||||||
| JUMBO | 385,586 | 6,066,429 | ||||||
| JUMBO ADR (D) | 340,000 | 5,349,220 | ||||||
| OPAP | 673,100 | 8,275,652 | ||||||
| OPAP ADR (D) | 1,404,900 | 8,429,400 | ||||||
| 28,128,634 | ||||||||
| Consumer Staples — 2.1% | ||||||||
| Sarantis | 285,569 | 3,146,737 | ||||||
| Energy — 9.7% | ||||||||
| GasLog (D) | 557,165 | 2,284,377 | ||||||
| Hellenic Petroleum | 539,188 | 3,596,290 | ||||||
| Motor Oil Hellas Corinth Refineries | 292,386 | 4,120,564 | ||||||
| Motor Oil Hellas Corinth Refineries ADR | 368,300 | 2,595,189 | ||||||
| Tsakos Energy Navigation (D) | 176,003 | 1,467,865 | ||||||
| 14,064,285 | ||||||||
| Financials — 21.3% | ||||||||
| Alpha Bank AE * | 7,563,377 | 6,937,529 | ||||||
| Eurobank Ergasias Services and Holdings * | 15,194,631 | 10,141,938 | ||||||
| Hellenic Exchanges - Athens Stock Exchange | 572,967 | 2,432,870 | ||||||
| National Bank of Greece * | 3,620,924 | 8,582,598 | ||||||
| Piraeus Financial Holdings * | 2,590,905 | 2,832,932 | ||||||
| 30,927,867 | ||||||||
| Industrials — 10.5% | ||||||||
| Aegean Airlines * | 323,389 | 1,610,836 | ||||||
| Ellaktor * | 1,401,378 | 2,383,556 | ||||||
| GEK Terna Holding Real Estate Construction * | 487,655 | 4,247,897 | ||||||
| Mytilineos ADR | 426,200 | 6,244,555 | ||||||
| Mytilineos | 57,006 | 835,238 | ||||||
| 15,322,082 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Greece ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — 3.2% | ||||||||
| LAMDA Development * | 599,232 | $ | 4,630,141 | |||||
| Utilities — 13.5% | ||||||||
| Athens Water Supply & Sewage | 382,076 | 3,040,417 | ||||||
| Holding ADMIE IPTO | 1,052,861 | 3,057,110 | ||||||
| Public Power * (D) | 840,461 | 7,213,929 | ||||||
| Terna Energy | 373,099 | 6,373,112 | ||||||
| 19,684,568 | ||||||||
| TOTAL GREECE | 139,577,558 | |||||||
| UNITED STATES— 4.0% | ||||||||
| Materials — 4.0% | ||||||||
| Titan Cement International | 336,925 | 5,878,003 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $185,563,447) | 145,455,561 | |||||||
| SHORT-TERM INVESTMENT(E)(F) — 4.0% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $5,783,281) | 5,783,281 | 5,783,281 | ||||||
| TOTAL INVESTMENTS — 103.9% | ||||||||
| (Cost $191,346,728) | $ | 151,238,842 | ||||||
| Percentages are based on Net Assets of $145,518,723. |
| * | Non-income producing security. |
| (A) | Level 3 security in accordance with fair value hierarchy. |
| (B) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $7,933 and represented 0.0% of Net Assets. |
| (C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $7,933 and represents 0.0% of net assets. |
| (D) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $5,718,896. |
| (E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $5,783,281. |
| (F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Greece ETF
| ADR — American Depositary Receipt |
| Cl — Class |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 145,447,628 | $ | — | $ | 7,933 | $ | 145,455,561 | ||||||||
| Short-Term Investment | 5,783,281 | — | — | 5,783,281 | ||||||||||||
| Total Investments in Securities | $ | 151,230,909 | $ | — | $ | 7,933 | $ | 151,238,842 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
| Global X MSCI Norway ETF | ||||||||
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| BRAZIL— 4.9% | ||||||||
| Materials — 4.9% | ||||||||
| Yara International | 41,712 | $ | 1,953,204 | |||||
| FAROE ISLANDS— 2.3% | ||||||||
| Consumer Staples — 2.3% | ||||||||
| Bakkafrost P/F * | 13,256 | 938,449 | ||||||
| FRANCE— 2.3% | ||||||||
| Communication Services — 2.3% | ||||||||
| Adevinta, Cl B * | 61,572 | 920,022 | ||||||
| NORWAY— 88.2% | ||||||||
| Communication Services — 11.0% | ||||||||
| Schibsted, Cl A * | 14,187 | 537,095 | ||||||
| Schibsted, Cl B * | 25,842 | 837,536 | ||||||
| Telenor | 179,969 | 2,988,980 | ||||||
| 4,363,611 | ||||||||
| Consumer Discretionary — 0.7% | ||||||||
| Europris | 44,199 | 245,362 | ||||||
| XXL * | 20,083 | 49,122 | ||||||
| 294,484 | ||||||||
| Consumer Staples — 15.2% | ||||||||
| Austevoll Seafood | 27,126 | 271,801 | ||||||
| Grieg Seafood * | 13,597 | 127,338 | ||||||
| Leroy Seafood Group | 81,783 | 573,718 | ||||||
| Mowi | 113,398 | 2,519,749 | ||||||
| Norway Royal Salmon | 3,535 | 80,843 | ||||||
| Orkla | 167,159 | 1,630,362 | ||||||
| Salmar | 14,409 | 870,981 | ||||||
| 6,074,792 | ||||||||
| Energy — 13.7% | ||||||||
| BW Offshore | 24,830 | 97,718 | ||||||
| DNO International * | 198,355 | 158,351 | ||||||
| Equinor | 250,808 | 4,540,845 | ||||||
| Frontline | 28,717 | 167,878 | ||||||
| Ocean Yield | 21,406 | 60,442 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 | |||||||
| Global X MSCI Norway ETF | ||||||||
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — continued | ||||||||
| TGS Nopec Geophysical | 31,399 | $ | 421,079 | |||||
| 5,446,313 | ||||||||
| Financials — 23.5% | ||||||||
| Aker, Cl A | 6,819 | 544,535 | ||||||
| DnB * | 243,162 | 4,774,850 | ||||||
| Gjensidige Forsikring | 52,327 | 1,211,365 | ||||||
| Norwegian Finance Holding | 32,549 | 276,286 | ||||||
| Protector Forsikring * | 22,095 | 161,974 | ||||||
| Sbanken | 20,164 | 159,842 | ||||||
| Sparebank 1 Nord Norge | 28,725 | 261,291 | ||||||
| Sparebank 1 Oestlandet | 8,999 | 104,794 | ||||||
| SpareBank 1 SMN | 36,529 | 429,655 | ||||||
| SpareBank 1 SR-Bank | 45,282 | 500,312 | ||||||
| Storebrand * | 123,499 | 956,751 | ||||||
| 9,381,655 | ||||||||
| Industrials — 9.8% | ||||||||
| Bonheur | 4,982 | 130,186 | ||||||
| Golden Ocean Group | 29,673 | 140,924 | ||||||
| Hexagon Composites * | 21,873 | 159,068 | ||||||
| Hexagon Purus Holding * | 788 | 5,537 | ||||||
| Kongsberg Gruppen | 22,784 | 442,736 | ||||||
| NEL, Cl A * | 331,050 | 1,190,595 | ||||||
| Stolt-Nielsen | 9,340 | 130,388 | ||||||
| TOMRA Systems | 28,491 | 1,315,797 | ||||||
| Veidekke | 26,903 | 325,241 | ||||||
| Wallenius Wilhelmsen, Cl B * | 27,027 | 67,623 | ||||||
| 3,908,095 | ||||||||
| Information Technology — 2.8% | ||||||||
| Atea | 23,953 | 366,873 | ||||||
| Crayon Group Holding * | 7,456 | 104,609 | ||||||
| Nordic Semiconductor * | 39,555 | 612,775 | ||||||
| Pexip Holding * | 5,792 | 56,072 | ||||||
| 1,140,329 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 | |||||||
| Global X MSCI Norway ETF | ||||||||
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 5.5% | ||||||||
| Borregaard | 26,645 | $ | 489,725 | |||||
| Elkem | 61,491 | 188,795 | ||||||
| Norsk Hydro | 344,190 | 1,534,035 | ||||||
| 2,212,555 | ||||||||
| Real Estate — 2.7% | ||||||||
| Entra | 43,915 | 979,146 | ||||||
| Selvaag Bolig | 16,904 | 103,168 | ||||||
| 1,082,314 | ||||||||
| Utilities — 3.3% | ||||||||
| Fjordkraft Holding | 21,741 | 185,815 | ||||||
| Scatec | 29,369 | 1,119,414 | ||||||
| 1,305,229 | ||||||||
| TOTAL NORWAY | 35,209,377 | |||||||
| SINGAPORE— 0.6% | ||||||||
| Energy — 0.6% | ||||||||
| BW LPG | 26,714 | 175,846 | ||||||
| Hafnia | 26,604 | 45,164 | ||||||
| TOTAL SINGAPORE | 221,010 | |||||||
| UNITED KINGDOM— 1.6% | ||||||||
| Energy — 1.6% | ||||||||
| FLEX LNG (A) | 7,186 | 57,972 | ||||||
| Subsea 7 * | 61,622 | 579,696 | ||||||
| TOTAL UNITED KINGDOM | 637,668 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $42,778,997) | 39,879,730 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 | |||||||
| Global X MSCI Norway ETF | ||||||||
| Shares | Value | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 0.1% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $35,473) | 35,473 | $ | 35,473 | |||||
| TOTAL INVESTMENTS — 100.0% | ||||||||
| (Cost $42,814,470) | $ | 39,915,203 | ||||||
Percentages are based on Net Assets of $39,900,940.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $34,028. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $35,473. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X DAX Germany ETF
| Shares | Value | |||||||
| COMMON STOCK — 95.8% | ||||||||
| GERMANY— 86.0% | ||||||||
| Communication Services — 4.5% | ||||||||
| Deutsche Telekom | 82,962 | $ | 1,481,626 | |||||
| Consumer Discretionary — 21.4% | ||||||||
| adidas * | 4,663 | 1,484,256 | ||||||
| Allianz | 10,603 | 2,402,682 | ||||||
| Bayerische Motoren Werke | 8,222 | 699,326 | ||||||
| Continental | 2,799 | 393,610 | ||||||
| Daimler | 21,596 | 1,524,899 | ||||||
| Delivery Hero * | 3,829 | 583,810 | ||||||
| 7,088,583 | ||||||||
| Consumer Staples — 0.8% | ||||||||
| Beiersdorf | 2,541 | 278,886 | ||||||
| Financials — 6.8% | ||||||||
| Deutsche Bank * | 53,607 | 545,051 | ||||||
| Deutsche Boerse | 4,706 | 758,119 | ||||||
| Muenchener Rueckversicherungs-Gesellschaft in Muenchen | 3,600 | 956,956 | ||||||
| 2,260,126 | ||||||||
| Health Care — 9.0% | ||||||||
| Bayer | 25,271 | 1,532,483 | ||||||
| Fresenius & KGaA | 10,665 | 476,427 | ||||||
| Fresenius Medical Care & KGaA | 5,145 | 417,546 | ||||||
| Merck KGaA | 3,355 | 561,266 | ||||||
| 2,987,722 | ||||||||
| Industrials — 13.7% | ||||||||
| Deutsche Post | 25,327 | 1,255,719 | ||||||
| MTU Aero Engines | 1,373 | 320,268 | ||||||
| Siemens | 19,269 | 2,995,075 | ||||||
| 4,571,062 | ||||||||
| Information Technology — 14.2% | ||||||||
| Infineon Technologies | 33,462 | 1,346,635 | ||||||
| SAP | 26,551 | 3,380,525 | ||||||
| 4,727,160 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X DAX Germany ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 7.5% | ||||||||
| BASF | 23,640 | $ | 1,833,220 | |||||
| Covestro | 5,000 | 341,145 | ||||||
| HeidelbergCement | 3,820 | 283,190 | ||||||
| 2,457,555 | ||||||||
| Real Estate — 4.0% | ||||||||
| Deutsche Wohnen | 8,262 | 410,335 | ||||||
| Vonovia | 13,623 | 912,602 | ||||||
| 1,322,937 | ||||||||
| Utilities — 4.1% | ||||||||
| E.ON | 57,412 | 608,918 | ||||||
| RWE | 17,348 | 747,361 | ||||||
| 1,356,279 | ||||||||
| TOTAL GERMANY | 28,531,936 | |||||||
| UNITED KINGDOM— 9.8% | ||||||||
| Materials — 9.8% | ||||||||
| Linde | 13,245 | 3,250,465 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $29,882,981) | 31,782,401 | |||||||
| PREFERRED STOCK — 4.1% | ||||||||
| GERMANY— 4.1% | ||||||||
| Consumer Discretionary — 2.7% | ||||||||
| Volkswagen (A) | 4,701 | 893,471 | ||||||
| Consumer Staples — 1.4% | ||||||||
| Henkel & KGaA (A) | 4,526 | 470,135 | ||||||
| TOTAL PREFERRED STOCK | ||||||||
| (Cost $1,412,956) | 1,363,606 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $31,295,937) | $ | 33,146,007 | ||||||
Percentages are based on Net Assets of $33,171,822.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X DAX Germany ETF
| * | Non-income producing security. |
| (A) | There’s currently no stated interest rate. |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Portugal ETF
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 4.0% | ||||||||
| Industrials — 4.0% | ||||||||
| Fosun International | 407,190 | $ | 619,672 | |||||
| PORTUGAL— 90.1% | ||||||||
| Communication Services — 6.1% | ||||||||
| NOS SGPS | 197,322 | 680,826 | ||||||
| Pharol SGPS * (A) | 1,150,925 | 171,427 | ||||||
| Sonaecom | 52,936 | 90,037 | ||||||
| 942,290 | ||||||||
| Consumer Discretionary — 0.9% | ||||||||
| Ibersol SGPS * | 24,609 | 145,900 | ||||||
| Consumer Staples — 13.3% | ||||||||
| Jeronimo Martins | 82,483 | 1,350,316 | ||||||
| Sonae | 903,493 | 725,552 | ||||||
| 2,075,868 | ||||||||
| Energy — 11.9% | ||||||||
| Galp Energia | 184,862 | 1,860,501 | ||||||
| Financials — 4.4% | ||||||||
| Banco Comercial Portugues, Cl R * | 4,954,694 | 687,425 | ||||||
| Banco Espirito Santo *(B)(C)(D) | 2,085,614 | — | ||||||
| BANIF - Banco Internacional do Funchal *(B)(C)(D) | 55,479,410 | 13 | ||||||
| 687,438 | ||||||||
| Industrials — 5.3% | ||||||||
| CTT-Correios de Portugal * | 204,874 | 594,877 | ||||||
| Mota-Engil * (A) | 142,505 | 238,919 | ||||||
| 833,796 | ||||||||
| Information Technology — 0.6% | ||||||||
| Novabase SGPS * | 21,343 | 85,568 | ||||||
| Materials — 17.5% | ||||||||
| Altri | 123,505 | 737,630 | ||||||
| Corticeira Amorim SGPS | 54,707 | 740,406 | ||||||
| Navigator | 245,809 | 738,821 | ||||||
| Ramada Investimentos E Industria * (A) | 10,825 | 60,102 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Portugal ETF
| Shares/Face Amount | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| Semapa-Sociedade de Investimento e Gestao | 41,893 | $ | 445,340 | |||||
| 2,722,299 | ||||||||
| Utilities — 30.1% | ||||||||
| Energias de Portugal | 632,193 | 3,972,376 | ||||||
| REN - Redes Energeticas Nacionais | 251,626 | 716,870 | ||||||
| 4,689,246 | ||||||||
| TOTAL PORTUGAL | 14,042,906 | |||||||
| SPAIN— 5.8% | ||||||||
| Utilities — 5.8% | ||||||||
| EDP Renovaveis | 32,941 | 902,455 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $20,239,959) | 15,565,033 | |||||||
| U.S. TREASURY OBLIGATION — 6.4% | ||||||||
| United States Treasury Bill | ||||||||
| 0.035%, 02/18/21(E) | ||||||||
| (Cost $999,984) | $ | 1,000,000 | 999,980 | |||||
| SHORT-TERM INVESTMENT(F)(G) — 1.8% | ||||||||
| Fidelity Investments Money Market | ||||||||
| Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $286,319) | 286,319 | 286,319 | ||||||
| TOTAL INVESTMENTS — 108.1% | ||||||||
| (Cost $21,526,262) | $ | 16,851,332 | ||||||
Percentages are based on Net Assets of $15,591,625.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $267,550. |
| (B) | Level 3 security in accordance with fair value hierarchy. |
| (C) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $13 and represented 0.0% of Net Assets. |
| (D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $13 and represents 0.0% of net assets. |
| (E) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
| (F) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $286,319. |
| (G) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
Cl — Class
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Portugal ETF
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 15,565,020 | $ | — | $ | 13 | $ | 15,565,033 | ||||||||
| U.S. Treasury Obligation | — | 999,980 | — | 999,980 | ||||||||||||
| Short-Term Investment | 286,319 | — | — | 286,319 | ||||||||||||
| Total Investments in Securities | $ | 15,851,339 | $ | 999,980 | $ | 13 | $ | 16,851,332 |
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Colombia ETF
| Shares | Value | ||||||
| COMMON STOCK — 91.2% | |||||||
| CANADA— 1.6% | |||||||
| Energy — 1.6% | |||||||
| Parex Resources * | 47,009 | $ | 712,063 | ||||
| CHILE— 4.3% | |||||||
| Energy — 2.4% | |||||||
| Empresas COPEC | 98,083 | 1,034,032 | |||||
| Utilities — 1.9% | |||||||
| Enel Americas | 5,423,314 | 818,444 | |||||
| TOTAL CHILE | 1,852,476 | ||||||
| COLOMBIA— 83.6% | |||||||
| Communication Services — 1.4% | |||||||
| Millicom International Cellular * | 15,990 | 600,209 | |||||
| Consumer Staples — 4.7% | |||||||
| Grupo Nutresa | 300,142 | 2,056,934 | |||||
| Energy — 13.0% | |||||||
| Canacol Energy | 391,588 | 1,115,801 | |||||
| Ecopetrol ADR | 399,581 | 4,547,232 | |||||
| 5,663,033 | |||||||
| Financials — 38.4% | |||||||
| Banco de Bogota | 60,766 | 1,423,411 | |||||
| BanColombia | 402,568 | 3,459,906 | |||||
| BanColombia ADR | 183,707 | 6,464,649 | |||||
| Financiera Colombiana | 204,512 | 1,850,751 | |||||
| Grupo Aval Acciones y Valores ADR (A) | 274,118 | 1,757,097 | |||||
| Grupo de Inversiones Suramericana | 269,950 | 1,721,127 | |||||
| 16,676,941 | |||||||
| Materials — 7.4% | |||||||
| Cementos Argos | 1,098,479 | 1,801,807 | |||||
| Grupo Argos | 372,960 | 1,393,213 | |||||
| 3,195,020 | |||||||
| Utilities — 18.7% | |||||||
| Celsia ESP | 1,163,817 | 1,569,024 | |||||
| Grupo Energia Bogota ESP | 2,586,924 | 1,897,117 | |||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Colombia ETF
| Shares | Value | ||||||
| COMMON STOCK — continued | |||||||
| Utilities — continued | |||||||
| Interconexion Electrica | 713,767 | $ | 4,622,952 | ||||
| 8,089,093 | |||||||
| TOTAL COLOMBIA | 36,281,230 | ||||||
| UNITED STATES— 1.7% | |||||||
| Materials — 1.7% | |||||||
| Tecnoglass | 108,214 | 734,773 | |||||
| TOTAL COMMON STOCK | |||||||
| (Cost $45,342,554) | 39,580,542 | ||||||
| PREFERRED STOCK — 8.5% | |||||||
| COLOMBIA— 8.5% | |||||||
| Financials — 7.1% | |||||||
| Banco Davivienda (B) | 221,987 | 2,101,170 | |||||
| Financiera Colombiana *(B) | 39,508 | 288,511 | |||||
| Grupo Aval Acciones y Valores (B) | 1,431,941 | 465,733 | |||||
| Grupo de Inversiones Suramericana (B) | 36,428 | 209,745 | |||||
| 3,065,159 | |||||||
| Materials — 1.4% | |||||||
| Grupo Argos (B) | 213,995 | 619,077 | |||||
| TOTAL COLOMBIA | 3,684,236 | ||||||
| TOTAL PREFERRED STOCK | |||||||
| (Cost $4,315,346) | 3,684,236 | ||||||
| SHORT-TERM INVESTMENT(C)(D) — 3.2% | |||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | |||||||
| (Cost $1,383,856) | 1,383,856 | 1,383,856 | |||||
| TOTAL INVESTMENTS — 102.9% | |||||||
| (Cost $51,041,756) | $ | 44,648,634 | |||||
Percentages are based on Net Assets of $43,374,807.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Colombia ETF
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $1,317,332. |
| (B) | There’s currently no stated interest rate. |
| (C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $1,383,856. |
| (D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Argentina ETF
| Shares | Value | |||||||
| COMMON STOCK — 96.0% | ||||||||
| ARGENTINA— 74.5% | ||||||||
| Communication Services — 2.8% | ||||||||
| Telecom Argentina ADR | 193,675 | $ | 1,255,014 | |||||
| Consumer Discretionary — 30.8% | ||||||||
| Despegar.com * | 115,014 | 1,166,242 | ||||||
| MercadoLibre * | 7,206 | 12,823,149 | ||||||
| 13,989,391 | ||||||||
| Energy — 4.8% | ||||||||
| Transportadora de Gas del Sur ADR * (A) | 156,328 | 784,766 | ||||||
| YPF ADR * | 387,887 | 1,415,787 | ||||||
| 2,200,553 | ||||||||
| Financials — 8.1% | ||||||||
| Banco BBVA Argentina ADR * (A) | 156,936 | 422,158 | ||||||
| Banco Macro ADR * | 98,019 | 1,305,613 | ||||||
| Grupo Financiero Galicia ADR | 231,289 | 1,725,416 | ||||||
| Grupo Supervielle ADR (A) | 138,111 | 238,932 | ||||||
| 3,692,119 | ||||||||
| Industrials — 0.6% | ||||||||
| America Airports * (A) | 69,766 | 281,157 | ||||||
| Information Technology — 20.0% | ||||||||
| Globant * | 47,229 | 9,067,968 | ||||||
| Materials — 1.5% | ||||||||
| Loma Negra Cia Industrial Argentina ADR | 131,040 | 672,235 | ||||||
| Real Estate — 1.5% | ||||||||
| Cresud SACIF y A ADR * (A) | 71,265 | 343,497 | ||||||
| IRSA Inversiones y Representaciones ADR | 50,446 | 211,369 | ||||||
| IRSA Propiedades Comerciales ADR | 13,645 | 125,398 | ||||||
| 680,264 | ||||||||
| Utilities — 4.4% | ||||||||
| Central Puerto ADR * | 216,103 | 494,876 | ||||||
| Empresa Distribuidora Y Comercializadora Norte ADR * | 44,574 | 151,106 | ||||||
| Pampa Energia ADR * | 108,667 | 1,370,291 | ||||||
| 2,016,273 | ||||||||
| TOTAL ARGENTINA | 33,854,974 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Argentina ETF
| Shares/Face Amount | Value | |||||||
| COMMON STOCK — continued | ||||||||
| BRAZIL— 6.9% | ||||||||
| Consumer Discretionary — 3.0% | ||||||||
| Arcos Dorados Holdings, Cl A | 276,846 | $ | 1,367,619 | |||||
| Consumer Staples — 3.9% | ||||||||
| Adecoagro * | 234,262 | 1,747,595 | ||||||
| TOTAL BRAZIL | 3,115,214 | |||||||
| CANADA— 6.8% | ||||||||
| Materials — 6.8% | ||||||||
| SSR Mining | 92,378 | 1,625,627 | ||||||
| Yamana Gold | 315,596 | 1,474,898 | ||||||
| TOTAL CANADA | 3,100,525 | |||||||
| CHILE— 7.8% | ||||||||
| Consumer Staples — 7.8% | ||||||||
| Cencosud | 942,362 | 1,641,039 | ||||||
| Cia Cervecerias Unidas | 234,348 | 1,926,551 | ||||||
| TOTAL CHILE | 3,567,590 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $59,219,740) | 43,638,303 | |||||||
| U.S. TREASURY OBLIGATION — 15.4% | ||||||||
| United States Treasury Bill | ||||||||
| 0.032%, 02/18/21(B) | ||||||||
| (Cost $6,999,893) | $ | 7,000,000 | 6,999,859 | |||||
| PREFERRED STOCK — 3.9% | ||||||||
| CHILE— 3.9% | ||||||||
| Consumer Staples — 3.9% | ||||||||
| Embotelladora Andina (C) | ||||||||
| (Cost $1,694,940) | 693,869 | 1,762,436 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Argentina ETF
| Shares | Value | |||||||
| SHORT-TERM INVESTMENT(D)(E) — 3.0% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $1,363,966) | 1,363,966 | $ | 1,363,966 | |||||
| TOTAL INVESTMENTS — 118.3% | ||||||||
| (Cost $69,278,539) | $ | 53,764,564 | ||||||
| Percentages are based on Net Assets of $45,437,151. |
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $1,247,159. |
| (B) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
| (C) | There’s currently no stated interest rate. |
| (D) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $1,363,966. |
| (E) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 43,638,303 | $ | — | $ | — | $ | 43,638,303 | ||||||||
| U.S. Treasury Obligation | — | 6,999,859 | — | 6,999,859 | ||||||||||||
| Preferred Stock | 1,762,436 | — | — | 1,762,436 | ||||||||||||
| Short-Term Investment | 1,363,966 | — | — | 1,363,966 | ||||||||||||
| Total Investments in Securities | $ | 46,764,705 | $ | 6,999,859 | $ | — | $ | 53,764,564 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Pakistan ETF
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| PAKISTAN— 100.0% | ||||||||
| Consumer Discretionary — 3.0% | ||||||||
| Honda Atlas Cars Pakistan | 201,250 | $ | 393,489 | |||||
| Nishat Mills | 985,436 | 697,636 | ||||||
| 1,091,125 | ||||||||
| Energy — 22.4% | ||||||||
| Mari Petroleum | 141,568 | 1,244,357 | ||||||
| Oil & Gas Development | 3,306,251 | 2,208,711 | ||||||
| Pakistan Oilfields | 556,657 | 1,414,995 | ||||||
| Pakistan Petroleum | 2,804,900 | 1,605,778 | ||||||
| Pakistan State Oil * | 1,186,866 | 1,801,071 | ||||||
| 8,274,912 | ||||||||
| Financials — 27.5% | ||||||||
| Bank Al Habib | 3,455,267 | 1,625,081 | ||||||
| Bank Alfalah | 3,774,597 | 861,115 | ||||||
| Habib Bank | 3,026,192 | 2,687,050 | ||||||
| MCB Bank | 2,137,025 | 2,570,569 | ||||||
| National Bank of Pakistan * | 2,709,495 | 712,718 | ||||||
| United Bank | 1,981,511 | 1,692,746 | ||||||
| 10,149,279 | ||||||||
| Health Care — 2.3% | ||||||||
| Searle | 511,810 | 836,923 | ||||||
| Industrials — 5.1% | ||||||||
| Millat Tractors | 158,723 | 1,061,731 | ||||||
| Pak Elektron * | 1,677,752 | 434,932 | ||||||
| Pakistan International Bulk Terminal * | 4,681,687 | 381,552 | ||||||
| 1,878,215 | ||||||||
| Materials — 32.9% | ||||||||
| DG Khan Cement * | 1,179,929 | 887,867 | ||||||
| Engro | 1,338,383 | 2,570,113 | ||||||
| Engro Fertilizers | 2,674,053 | 1,083,315 | ||||||
| Fauji Cement * | 4,049,868 | 626,734 | ||||||
| Fauji Fertilizer | 2,288,250 | 1,573,516 | ||||||
| Fauji Fertilizer Bin Qasim * | 3,021,542 | 512,129 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Pakistan ETF
| Shares/Face Amount | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| International Steels | 691,430 | $ | 423,257 | |||||
| Lucky Cement * | 668,893 | 3,038,121 | ||||||
| Maple Leaf Cement Factory * | 3,052,882 | 874,540 | ||||||
| Packages | 168,498 | 547,896 | ||||||
| 12,137,488 | ||||||||
| Utilities — 6.8% | ||||||||
| Hub Power | 3,648,003 | 1,995,267 | ||||||
| Kot Addu Power | 1,968,848 | 513,960 | ||||||
| 2,509,227 | ||||||||
| TOTAL PAKISTAN | 36,877,169 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $33,654,513) | 36,877,169 | |||||||
| U.S. TREASURY OBLIGATION — 5.4% | ||||||||
| United States Treasury Bill | ||||||||
| 0.033%, 02/18/21(A) | ||||||||
| (Cost $1,999,969) | $ | 2,000,000 | 1,999,960 | |||||
| TOTAL INVESTMENTS — 105.4% | ||||||||
| (Cost $35,654,482) | $ | 38,877,129 | ||||||
| Percentages are based on Net Assets of $36,892,130. | ||||||||
| * | Non-income producing security. |
| (A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 36,877,169 | $ | — | $ | — | $ | 36,877,169 | ||||||||
| U.S. Treasury Obligation | — | 1,999,960 | — | 1,999,960 | ||||||||||||
| Total Investments in Securities | $ | 36,877,169 | $ | 1,999,960 | $ | — | $ | 38,877,129 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Pakistan ETF
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Nigeria ETF
| Shares | Value | |||||||
| COMMON STOCK — 93.3% | ||||||||
| NIGERIA— 90.9% | ||||||||
| Communication Services — 5.1% | ||||||||
| Nigeria Communications | 5,229,146 | $ | 2,397,658 | |||||
| Consumer Staples — 25.2% | ||||||||
| Dangote Sugar Refinery | 35,842,141 | 1,929,438 | ||||||
| Flour Mills of Nigeria | 22,802,438 | 2,004,419 | ||||||
| Nestle Nigeria | 1,149,667 | 4,383,151 | ||||||
| Nigerian Breweries | 12,110,528 | 1,932,776 | ||||||
| UAC of Nigeria | 36,106,199 | 763,741 | ||||||
| Unilever Nigeria * | 23,383,901 | 799,703 | ||||||
| 11,813,228 | ||||||||
| Financials — 39.7% | ||||||||
| Access Bank | 64,276,796 | 1,514,311 | ||||||
| FBN Holdings | 107,555,470 | 2,070,732 | ||||||
| FCMB Group | 162,598,933 | 1,392,234 | ||||||
| Fidelity Bank | 167,957,655 | 1,157,302 | ||||||
| Guaranty Trust Bank | 62,675,911 | 5,477,692 | ||||||
| Stanbic IBTC Holdings | 16,201,294 | 1,846,886 | ||||||
| Sterling Bank | 201,593,633 | 1,021,374 | ||||||
| United Bank for Africa | 82,613,489 | 1,893,989 | ||||||
| Zenith Bank | 31,955,122 | 2,201,847 | ||||||
| 18,576,367 | ||||||||
| Materials — 18.7% | ||||||||
| Dangote Cement | 10,917,311 | 6,526,879 | ||||||
| Lafarge Africa | 29,096,855 | 2,211,287 | ||||||
| 8,738,166 | ||||||||
| Utilities — 2.2% | ||||||||
| Transnational Corp of Nigeria | 404,740,021 | 1,045,813 | ||||||
| TOTAL NIGERIA | 42,571,232 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Nigeria ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOGO— 2.4% | ||||||||
| Financials — 2.4% | ||||||||
| Ecobank Transnational * | 67,696,890 | $ | 1,114,705 | |||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $38,964,677) | 43,685,937 | |||||||
| TOTAL INVESTMENTS — 93.3% | ||||||||
| (Cost $38,964,677) | $ | 43,685,937 | ||||||
Percentages are based on Net Assets of $46,801,019.
| * | Non-income producing security. |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| BAHRAIN— 0.7% | ||||||||
| Financials — 0.7% | ||||||||
| Ahli United Bank BSC | 158,345 | $ | 117,138 | |||||
| BANGLADESH— 0.7% | ||||||||
| Communication Services — 0.2% | ||||||||
| GrameenPhone | 5,771 | 25,672 | ||||||
| Financials — 0.0% | ||||||||
| BRAC Bank | 11,223 | 6,462 | ||||||
| Health Care — 0.5% | ||||||||
| Square Pharmaceuticals | 31,181 | 86,903 | ||||||
| TOTAL BANGLADESH | 119,037 | |||||||
| CHILE— 2.2% | ||||||||
| Consumer Discretionary — 0.5% | ||||||||
| Falabella | 22,667 | 77,865 | ||||||
| Consumer Staples — 0.4% | ||||||||
| Cencosud | 42,987 | 74,858 | ||||||
| Financials — 0.9% | ||||||||
| Banco de Chile | 611,064 | 62,502 | ||||||
| Banco de Credito e Inversiones | 732 | 30,788 | ||||||
| Banco Santander Chile | 939,586 | 47,731 | ||||||
| 141,021 | ||||||||
| Utilities — 0.4% | ||||||||
| Enel Chile * | 832,792 | 60,502 | ||||||
| TOTAL CHILE | 354,246 | |||||||
| CZECH REPUBLIC— 1.1% | ||||||||
| Financials — 0.4% | ||||||||
| Komercni Banka * | 1,070 | 32,763 | ||||||
| Moneta Money Bank | 7,183 | 24,512 | ||||||
| 57,275 | ||||||||
| Utilities — 0.7% | ||||||||
| CEZ | 4,862 | 117,280 | ||||||
| TOTAL CZECH REPUBLIC | 174,555 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| EGYPT— 0.5% | ||||||||
| Financials — 0.5% | ||||||||
| Commercial International Bank Egypt S.A.E. | 18,833 | $ | 75,500 | |||||
| GREECE— 1.1% | ||||||||
| Communication Services — 0.6% | ||||||||
| Hellenic Telecommunications Organization | 7,083 | 103,262 | ||||||
| Consumer Discretionary — 0.5% | ||||||||
| OPAP | 6,168 | 75,835 | ||||||
| TOTAL GREECE | 179,097 | |||||||
| INDONESIA— 9.5% | ||||||||
| Communication Services — 1.8% | ||||||||
| Sarana Menara Nusantara | 539,500 | 36,915 | ||||||
| Telekomunikasi Indonesia Persero | 1,140,635 | 252,842 | ||||||
| 289,757 | ||||||||
| Consumer Discretionary — 1.3% | ||||||||
| Astra International | 464,667 | 202,029 | ||||||
| Consumer Staples — 1.6% | ||||||||
| Charoen Pokphand Indonesia | 166,500 | 68,238 | ||||||
| Gudang Garam * | 11,354 | 30,529 | ||||||
| Indofood CBP Sukses Makmur TBK | 55,100 | 35,738 | ||||||
| Indofood Sukses Makmur | 104,300 | 44,976 | ||||||
| Unilever Indonesia | 172,795 | 85,289 | ||||||
| 264,770 | ||||||||
| Energy — 0.4% | ||||||||
| United Tractors | 37,750 | 61,482 | ||||||
| Financials — 3.5% | ||||||||
| Bank Central Asia | 106,358 | 256,229 | ||||||
| Bank Mandiri | 205,836 | 96,463 | ||||||
| Bank Negara Indonesia Persero | 82,100 | 32,477 | ||||||
| Bank Rakyat Indonesia Persero | 596,170 | 177,619 | ||||||
| 562,788 | ||||||||
| Health Care — 0.3% | ||||||||
| Kalbe Farma | 501,200 | 52,335 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| INDONESIA— continued | ||||||||
| Materials — 0.6% | ||||||||
| Indocement Tunggal Prakarsa | 34,600 | $ | 32,985 | |||||
| Semen Indonesia Persero | 70,400 | 53,189 | ||||||
| 86,174 | ||||||||
| TOTAL INDONESIA | 1,519,335 | |||||||
| JORDAN— 0.1% | ||||||||
| Financials — 0.1% | ||||||||
| Arab Bank | 1,962 | 11,623 | ||||||
| KAZAKHSTAN— 0.6% | ||||||||
| Energy — 0.4% | ||||||||
| NAC Kazatomprom JSC GDR | 3,903 | 67,132 | ||||||
| Financials — 0.2% | ||||||||
| Halyk Savings Bank of Kazakhstan JSC GDR | 2,840 | 36,068 | ||||||
| TOTAL KAZAKHSTAN | 103,200 | |||||||
| KENYA— 1.7% | ||||||||
| Communication Services — 1.4% | ||||||||
| Safaricom | 707,100 | 230,137 | ||||||
| Financials — 0.3% | ||||||||
| Equity Group Holdings * | 79,600 | 26,377 | ||||||
| KCB Group | 67,800 | 22,066 | ||||||
| 48,443 | ||||||||
| TOTAL KENYA | 278,580 | |||||||
| KUWAIT— 2.0% | ||||||||
| Financials — 1.7% | ||||||||
| Gulf Bank KSCP | 21,373 | 15,529 | ||||||
| National Bank of Kuwait SAK | 89,788 | 258,867 | ||||||
| 274,396 | ||||||||
| Real Estate — 0.3% | ||||||||
| Mabanee KPSC | 16,610 | 38,727 | ||||||
| TOTAL KUWAIT | 313,123 | |||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| LUXEMBOURG— 0.2% | ||||||||
| Financials — 0.2% | ||||||||
| Reinet Investments SCA | 1,971 | $ | 34,684 | |||||
| MALAYSIA— 8.1% | ||||||||
| Communication Services — 1.5% | ||||||||
| Axiata Group | 82,867 | 68,262 | ||||||
| DiGi.com | 93,702 | 87,849 | ||||||
| Maxis | 70,676 | 83,395 | ||||||
| 239,506 | ||||||||
| Consumer Staples — 1.3% | ||||||||
| Nestle Malaysia | 2,070 | 70,152 | ||||||
| PPB Group | 19,300 | 88,324 | ||||||
| QL Resources | 33,000 | 49,061 | ||||||
| 207,537 | ||||||||
| Financials — 2.9% | ||||||||
| CIMB Group Holdings | 87,690 | 83,297 | ||||||
| Hong Leong Bank | 9,400 | 40,135 | ||||||
| Malayan Banking | 55,500 | 107,224 | ||||||
| Public Bank | 200,550 | 207,868 | ||||||
| RHB Bank | 22,600 | 28,512 | ||||||
| 467,036 | ||||||||
| Health Care — 0.3% | ||||||||
| Kossan Rubber Industries | 38,500 | 42,381 | ||||||
| Industrials — 0.5% | ||||||||
| Gamuda * | 51,700 | 42,204 | ||||||
| Malaysia Airports Holdings | 31,700 | 40,463 | ||||||
| 82,667 | ||||||||
| Utilities — 1.6% | ||||||||
| Petronas Gas | 23,889 | 94,788 | ||||||
| Tenaga Nasional | 66,983 | 159,898 | ||||||
| 254,686 | ||||||||
| TOTAL MALAYSIA | 1,293,813 | |||||||
| MEXICO— 7.1% | ||||||||
| Communication Services — 0.7% | ||||||||
| Grupo Televisa * | 72,411 | 110,961 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| MEXICO— continued | ||||||||
| Consumer Staples — 2.4% | ||||||||
| Kimberly-Clark de Mexico, Cl A | 45,900 | $ | 81,276 | |||||
| Wal-Mart de Mexico | 107,811 | 311,062 | ||||||
| 392,338 | ||||||||
| Financials — 1.3% | ||||||||
| Grupo Financiero Banorte, Cl O * | 35,744 | 179,520 | ||||||
| Grupo Financiero Inbursa, Cl O * | 32,500 | 29,377 | ||||||
| 208,897 | ||||||||
| Industrials — 1.6% | ||||||||
| Grupo Aeroportuario del Pacifico, Cl B * | 11,100 | 113,396 | ||||||
| Grupo Aeroportuario del Sureste, Cl B | 6,260 | 99,836 | ||||||
| Promotora y Operadora de Infraestructura | 6,617 | 50,407 | ||||||
| 263,639 | ||||||||
| Real Estate — 0.7% | ||||||||
| Fibra Uno Administracion ‡ | 94,700 | 107,186 | ||||||
| Utilities — 0.4% | ||||||||
| Infraestructura Energetica Nova * | 15,640 | 57,894 | ||||||
| TOTAL MEXICO | 1,140,915 | |||||||
| MOROCCO— 2.1% | ||||||||
| Communication Services — 1.1% | ||||||||
| Maroc Telecom | 10,598 | 173,985 | ||||||
| Consumer Staples — 0.3% | ||||||||
| Sucrerie Marocaine et de Raffinage | 1,705 | 44,004 | ||||||
| Financials — 0.5% | ||||||||
| Attijariwafa Bank | 1,184 | 57,664 | ||||||
| Banque Centrale Populaire | 796 | 23,020 | ||||||
| 80,684 | ||||||||
| Materials — 0.2% | ||||||||
| Ciments du Maroc | 217 | 39,769 | ||||||
| TOTAL MOROCCO | 338,442 | |||||||
| NIGERIA— 0.7% | ||||||||
| Financials — 0.2% | ||||||||
| Guaranty Trust Bank | 216,406 | 18,913 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| NIGERIA— continued | ||||||||
| Financials — continued | ||||||||
| Zenith Bank | 230,376 | $ | 15,874 | |||||
| 34,787 | ||||||||
| Materials — 0.5% | ||||||||
| Dangote Cement | 131,575 | 78,662 | ||||||
| TOTAL NIGERIA | 113,449 | |||||||
| OMAN— 0.5% | ||||||||
| Communication Services — 0.3% | ||||||||
| Oman Telecommunications SAOG | 20,287 | 40,047 | ||||||
| Financials — 0.2% | ||||||||
| BankMuscat SAOG | 36,616 | 38,233 | ||||||
| TOTAL OMAN | 78,280 | |||||||
| PERU— 0.9% | ||||||||
| Financials — 0.9% | ||||||||
| Credicorp | 953 | 143,264 | ||||||
| PHILIPPINES— 5.2% | ||||||||
| Communication Services — 0.5% | ||||||||
| PLDT | 2,601 | 71,034 | ||||||
| Financials — 0.8% | ||||||||
| Bank of the Philippine Islands | 25,430 | 42,024 | ||||||
| BDO Unibank | 26,460 | 55,422 | ||||||
| Metropolitan Bank & Trust | 25,300 | 23,681 | ||||||
| 121,127 | ||||||||
| Industrials — 1.2% | ||||||||
| Aboitiz Equity Ventures | 59,273 | 49,068 | ||||||
| SM Investments | 7,053 | 144,502 | ||||||
| 193,570 | ||||||||
| Real Estate — 2.5% | ||||||||
| Ayala Land | 237,870 | 186,528 | ||||||
| SM Prime Holdings | 297,527 | 218,456 | ||||||
| 404,984 | ||||||||
| Utilities — 0.2% | ||||||||
| Manila Electric | 6,770 | 36,753 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL PHILIPPINES | $ | 827,468 | ||||||
| POLAND— 4.0% | ||||||||
| Communication Services — 0.5% | ||||||||
| Cyfrowy Polsat | 8,664 | 71,141 | ||||||
| Consumer Discretionary — 0.9% | ||||||||
| Allegro.eu * | 7,504 | 148,290 | ||||||
| Consumer Staples — 0.7% | ||||||||
| Dino Polska * | 1,477 | 104,361 | ||||||
| Energy — 0.5% | ||||||||
| Polskie Gornictwo Naftowe i Gazownictwo | 52,193 | 79,173 | ||||||
| Financials — 1.4% | ||||||||
| Bank Polska Kasa Opieki * | 2,619 | 44,855 | ||||||
| Powszechna Kasa Oszczednosci Bank Polski * | 11,903 | 92,424 | ||||||
| Powszechny Zaklad Ubezpieczen * | 8,685 | 69,656 | ||||||
| Santander Bank Polska * | 502 | 24,484 | ||||||
| 231,419 | ||||||||
| TOTAL POLAND | 634,384 | |||||||
| QATAR— 4.5% | ||||||||
| Energy — 0.9% | ||||||||
| Qatar Fuel QSC | 14,670 | 75,183 | ||||||
| Qatar Gas Transport | 75,060 | 68,010 | ||||||
| 143,193 | ||||||||
| Financials — 1.2% | ||||||||
| Commercial Bank PSQC | 28,162 | 33,089 | ||||||
| Masraf Al Rayan QSC | 49,365 | 59,520 | ||||||
| Qatar International Islamic Bank QSC | 10,432 | 25,500 | ||||||
| Qatar Islamic Bank SAQ | 15,646 | 71,333 | ||||||
| 189,442 | ||||||||
| Industrials — 1.1% | ||||||||
| Industries Qatar QSC | 53,181 | 176,004 | ||||||
| Materials — 0.5% | ||||||||
| Mesaieed Petrochemical Holding | 132,406 | 73,785 | ||||||
| Real Estate — 0.3% | ||||||||
| Barwa Real Estate | 55,363 | 50,254 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Utilities — 0.5% | ||||||||
| Qatar Electricity & Water QSC | 16,232 | $ | 79,354 | |||||
| TOTAL QATAR | 712,032 | |||||||
| ROMANIA— 1.8% | ||||||||
| Energy — 0.8% | ||||||||
| OMV Petrom | 681,485 | 67,692 | ||||||
| Societatea Nationala de Gaze Naturale ROMGAZ | 6,951 | 53,537 | ||||||
| 121,229 | ||||||||
| Financials — 0.6% | ||||||||
| Banca Transilvania | 129,412 | 74,030 | ||||||
| BRD-Groupe Societe Generale * | 5,507 | 20,645 | ||||||
| 94,675 | ||||||||
| Real Estate — 0.4% | ||||||||
| NEPI Rockcastle | 11,675 | 70,969 | ||||||
| TOTAL ROMANIA | 286,873 | |||||||
| SAUDI ARABIA— 9.9% | ||||||||
| Communication Services — 2.2% | ||||||||
| Etihad Etisalat | 5,947 | 45,505 | ||||||
| Mobile Telecommunications Saudi Arabia * | 6,916 | 25,299 | ||||||
| Saudi Telecom | 9,261 | 279,503 | ||||||
| 350,307 | ||||||||
| Consumer Discretionary — 0.3% | ||||||||
| Jarir Marketing | 927 | 43,202 | ||||||
| Consumer Staples — 0.7% | ||||||||
| Abdullah Al Othaim Markets | 693 | 23,058 | ||||||
| Almarai JSC | 3,963 | 57,056 | ||||||
| Savola Group | 4,143 | 43,575 | ||||||
| 123,689 | ||||||||
| Energy — 1.9% | ||||||||
| Saudi Arabian Oil | 32,391 | 300,097 | ||||||
| Financials — 2.9% | ||||||||
| Al Rajhi Bank | 8,821 | 171,681 | ||||||
| Alinma Bank * | 7,228 | 31,489 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Arab National Bank | 4,420 | $ | 23,969 | |||||
| Bank AlBilad | 2,704 | 20,006 | ||||||
| Bank Al-Jazira | 2,943 | 10,624 | ||||||
| Banque Saudi Fransi | 4,358 | 39,098 | ||||||
| Bupa Arabia for Cooperative Insurance * | 441 | 13,756 | ||||||
| Riyad Bank | 9,974 | 56,747 | ||||||
| Samba Financial Group | 7,242 | 58,214 | ||||||
| Saudi British Bank | 5,658 | 40,428 | ||||||
| 466,012 | ||||||||
| Materials — 1.4% | ||||||||
| Advanced Petrochemical | 1,669 | 28,478 | ||||||
| SABIC Agri-Nutrients | 3,245 | 80,287 | ||||||
| Saudi Kayan Petrochemical * | 11,578 | 44,574 | ||||||
| Yanbu National Petrochemical | 4,012 | 68,458 | ||||||
| 221,797 | ||||||||
| Utilities — 0.5% | ||||||||
| Saudi Electricity | 13,202 | 78,140 | ||||||
| TOTAL SAUDI ARABIA | 1,583,244 | |||||||
| SOUTH AFRICA— 9.3% | ||||||||
| Communication Services — 0.7% | ||||||||
| MultiChoice Group | 12,694 | 108,771 | ||||||
| Consumer Discretionary — 0.5% | ||||||||
| Mr Price Group | 7,371 | 84,652 | ||||||
| Consumer Staples — 1.9% | ||||||||
| Clicks Group | 6,905 | 113,994 | ||||||
| Shoprite Holdings | 13,974 | 130,080 | ||||||
| Tiger Brands | 4,624 | 61,211 | ||||||
| 305,285 | ||||||||
| Financials — 4.9% | ||||||||
| Absa Group | 9,679 | 73,465 | ||||||
| Capitec Bank Holdings * | 932 | 85,882 | ||||||
| Discovery | 5,300 | 45,287 | ||||||
| FirstRand | 62,554 | 198,560 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Nedbank Group | 5,052 | $ | 41,077 | |||||
| Old Mutual | 63,207 | 54,504 | ||||||
| Remgro | 7,102 | 47,418 | ||||||
| Sanlam | 23,939 | 91,701 | ||||||
| Standard Bank Group | 16,919 | 141,512 | ||||||
| 779,406 | ||||||||
| Industrials — 0.5% | ||||||||
| Bidvest Group | 8,295 | 86,441 | ||||||
| Materials — 0.8% | ||||||||
| African Rainbow Minerals | 3,202 | 58,345 | ||||||
| Harmony Gold Mining * | 15,559 | 72,118 | ||||||
| 130,463 | ||||||||
| TOTAL SOUTH AFRICA | 1,495,018 | |||||||
| SRI LANKA— 0.3% | ||||||||
| Industrials — 0.3% | ||||||||
| John Keells Holdings | 47,573 | 41,682 | ||||||
| THAILAND— 9.6% | ||||||||
| Communication Services — 1.1% | ||||||||
| Advanced Info Service NVDR | 19,234 | 110,533 | ||||||
| Intouch Holdings PCL NVDR | 37,600 | 70,351 | ||||||
| 180,884 | ||||||||
| Consumer Discretionary — 0.5% | ||||||||
| Central Retail NVDR | 30,200 | 31,027 | ||||||
| Home Product Center NVDR | 95,160 | 43,558 | ||||||
| 74,585 | ||||||||
| Consumer Staples — 1.3% | ||||||||
| Berli Jucker NVDR | 20,090 | 22,318 | ||||||
| CP ALL NVDR | 95,272 | 182,236 | ||||||
| 204,554 | ||||||||
| Energy — 2.2% | ||||||||
| PTT NVDR | 187,050 | 235,922 | ||||||
| PTT Exploration & Production NVDR | 23,250 | 80,400 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| THAILAND— continued | ||||||||
| Energy — continued | ||||||||
| Thai Oil NVDR | 18,730 | $ | 34,106 | |||||
| 350,428 | ||||||||
| Financials — 0.6% | ||||||||
| Bangkok Bank NVDR | 4,700 | 17,823 | ||||||
| Kasikornbank NVDR | 13,870 | 58,854 | ||||||
| Siam Commercial Bank NVDR | 6,970 | 21,949 | ||||||
| 98,626 | ||||||||
| Health Care — 0.9% | ||||||||
| Bangkok Dusit Medical Services NVDR | 159,710 | 110,458 | ||||||
| Bumrungrad Hospital NVDR | 6,900 | 28,932 | ||||||
| 139,390 | ||||||||
| Industrials — 1.3% | ||||||||
| Airports of Thailand NVDR | 69,720 | 138,601 | ||||||
| Bangkok Expressway & Metro NVDR | 127,700 | 34,773 | ||||||
| BTS Group Holdings PCL NVDR | 126,700 | 40,004 | ||||||
| 213,378 | ||||||||
| Real Estate — 0.6% | ||||||||
| Central Pattana NVDR | 37,500 | 61,393 | ||||||
| Land & Houses NVDR | 139,800 | 36,433 | ||||||
| 97,826 | ||||||||
| Utilities — 1.1% | ||||||||
| Electricity Generating | 4,800 | 28,627 | ||||||
| Energy Absolute NVDR | 24,900 | 54,076 | ||||||
| Global Power Synergy NVDR | 11,800 | 30,850 | ||||||
| Gulf Energy Development NVDR | 37,600 | 42,085 | ||||||
| Ratch Group NVDR | 13,300 | 21,997 | ||||||
| 177,635 | ||||||||
| TOTAL THAILAND | 1,537,306 | |||||||
| TURKEY— 3.0% | ||||||||
| Communication Services — 0.5% | ||||||||
| Turkcell Iletisim Hizmetleri | 36,435 | 79,574 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Staples — 0.9% | ||||||||
| BIM Birlesik Magazalar | 13,312 | $ | 131,232 | |||||
| Energy — 0.3% | ||||||||
| Tupras Turkiye Petrol Rafinerileri * | 3,750 | 51,072 | ||||||
| Financials — 0.5% | ||||||||
| Akbank Turk * | 43,944 | 38,414 | ||||||
| Turkiye Garanti Bankasi * | 32,785 | 41,821 | ||||||
| 80,235 | ||||||||
| Industrials — 0.3% | ||||||||
| Aselsan Elektronik Sanayi Ve Ticaret | 20,578 | 48,777 | ||||||
| Materials — 0.5% | ||||||||
| Eregli Demir ve Celik Fabrikalari | 42,146 | 82,866 | ||||||
| TOTAL TURKEY | 473,756 | |||||||
| UNITED ARAB EMIRATES— 5.6% | ||||||||
| Communication Services — 1.7% | ||||||||
| Emirates Telecommunications Group PJSC | 51,201 | 277,112 | ||||||
| Financials — 2.5% | ||||||||
| Abu Dhabi Commercial Bank PJSC | 37,388 | 65,551 | ||||||
| Abu Dhabi Islamic Bank PJSC | 20,439 | 27,878 | ||||||
| Dubai Islamic Bank PJSC | 25,483 | 34,965 | ||||||
| Emirates NBD Bank PJSC | 34,409 | 110,539 | ||||||
| First Abu Dhabi Bank PJSC | 37,380 | 152,852 | ||||||
| 391,785 | ||||||||
| Real Estate — 1.4% | ||||||||
| Aldar Properties PJSC | 116,057 | 110,586 | ||||||
| Emaar Properties PJSC * | 105,677 | 109,327 | ||||||
| 219,913 | ||||||||
| TOTAL UNITED ARAB EMIRATES | 888,810 | |||||||
| VIETNAM— 7.0% | ||||||||
| Consumer Staples — 2.0% | ||||||||
| Masan Group | 28,310 | 105,015 | ||||||
| Saigon Beer Alcohol Beverage | 3,850 | 27,010 | ||||||
| Vietnam Dairy Products JSC | 42,996 | 191,765 | ||||||
| 323,790 | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — 0.3% | ||||||||
| Bank for Foreign Trade of Vietnam JSC | 10,450 | $ | 42,164 | |||||
| Ho Chi Minh City Development Joint Stock Commercial Bank * | 7 | 7 | ||||||
| 42,171 | ||||||||
| Industrials — 0.3% | ||||||||
| Vietjet Aviation JSC * | 9,780 | 53,379 | ||||||
| Materials — 1.0% | ||||||||
| Hoa Phat Group JSC | 95,226 | 161,747 | ||||||
| Real Estate — 3.4% | ||||||||
| No Va Land Investment Group * | 14,590 | 50,766 | ||||||
| Vincom Retail JSC * | 56,090 | 77,994 | ||||||
| Vingroup JSC * | 49,760 | 214,593 | ||||||
| Vinhomes JSC * | 49,190 | 199,543 | ||||||
| 542,896 | ||||||||
| TOTAL VIETNAM | 1,123,983 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $15,769,029) | 15,992,837 | |||||||
| RIGHT — 0.0% | ||||||||
| Number Of Rights | ||||||||
| Vietnam — 0.0% | ||||||||
| No Va Land Investement Group *#(A)(B)(C) | 14,590 | 1,045 | ||||||
| TOTAL RIGHT (Cost $–) | 1,045 | |||||||
| TOTAL INVESTMENTS — 100.0% | ||||||||
| (Cost $15,769,029) | $ | 15,993,882 | ||||||
| Percentages are based on Net Assets of $16,000,222. | ||||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI Next Emerging & Frontier ETF
| * | Non-income producing security. |
| # | Expiration date not available. |
| ‡ | Real Estate Investment Trust |
| (A) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $1,045 and represented 0.0% of Net Assets. |
| (B) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $1,045 and represents 0.0% of net assets. |
| (C) | Level 3 security in accordance with fair value hierarchy |
| Cl — Class |
| GDR — Global Depositary Receipt |
| NVDR — Non-Voting Depositary Receipt |
| PJSC — Public Joint Stock Company |
| The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund's investments carried at value: | ||||||||||||||||
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 12,094,050 | $ | 3,898,787 | $ | — | $ | 15,992,837 | ||||||||
| Right | — | — | 1,045 | 1,045 | ||||||||||||
| Total Investments in Securities | $ | 12,094,050 | $ | 3,898,787 | $ | 1,045 | $ | 15,993,882 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, the transfers in and out of Level 3 were due to changes in the availability of observable inputs to determine fair value.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
Amounts designated as “—“ are $0 or have been rounded to $0.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Nordic Region ETF
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| DENMARK— 36.7% | ||||||||
| Consumer Staples — 1.8% | ||||||||
| Carlsberg, Cl B | 3,458 | $ | 508,476 | |||||
| Health Care — 19.4% | ||||||||
| Coloplast, Cl B | 4,584 | 686,926 | ||||||
| Genmab * | 2,033 | 813,598 | ||||||
| Novo Nordisk, Cl B | 55,860 | 3,881,549 | ||||||
| 5,382,073 | ||||||||
| Industrials — 11.0% | ||||||||
| A P Moller - Maersk, Cl B | 202 | 419,706 | ||||||
| DSV PANALPINA | 6,955 | 1,090,170 | ||||||
| Vestas Wind Systems | 7,072 | 1,541,008 | ||||||
| 3,050,884 | ||||||||
| Utilities — 4.5% | ||||||||
| Orsted | 6,511 | 1,241,153 | ||||||
| TOTAL DENMARK | 10,182,586 | |||||||
| FINLAND— 18.3% | ||||||||
| Energy — 3.7% | ||||||||
| Neste | 14,356 | 1,016,471 | ||||||
| Financials — 6.0% | ||||||||
| Nordea Bank Abp | 116,946 | 953,203 | ||||||
| Sampo, Cl A | 17,431 | 734,418 | ||||||
| 1,687,621 | ||||||||
| Industrials — 3.9% | ||||||||
| Kone, Cl B | 13,622 | 1,074,389 | ||||||
| Information Technology — 3.4% | ||||||||
| Nokia * | 193,568 | 932,201 | ||||||
| Utilities — 1.3% | ||||||||
| Fortum | 15,005 | 364,319 | ||||||
| TOTAL FINLAND | 5,075,001 | |||||||
| NORWAY— 6.0% | ||||||||
| Communication Services — 1.3% | ||||||||
| Telenor | 21,825 | 362,476 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Nordic Region ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — 2.2% | ||||||||
| Equinor | 33,237 | $ | 601,752 | |||||
| Financials — 2.5% | ||||||||
| DnB * | 35,661 | 700,257 | ||||||
| TOTAL NORWAY | 1,664,485 | |||||||
| SWEDEN— 39.0% | ||||||||
| Communication Services — 1.4% | ||||||||
| Telia | 89,197 | 392,955 | ||||||
| Consumer Discretionary — 2.4% | ||||||||
| Hennes & Mauritz, Cl B * | 30,471 | 654,736 | ||||||
| Consumer Staples — 2.4% | ||||||||
| Essity, Cl B | 20,927 | 671,479 | ||||||
| Financials — 10.4% | ||||||||
| Investor, Cl B | 15,681 | 1,156,515 | ||||||
| Skandinaviska Enskilda Banken, Cl A | 50,091 | 549,341 | ||||||
| Svenska Handelsbanken, Cl A | 51,745 | 520,522 | ||||||
| Swedbank, Cl A | 34,804 | 659,185 | ||||||
| 2,885,563 | ||||||||
| Industrials — 11.5% | ||||||||
| Assa Abloy, Cl B | 31,621 | 786,107 | ||||||
| Atlas Copco, Cl A | 21,738 | 1,188,335 | ||||||
| Volvo, Cl B | 49,495 | 1,228,678 | ||||||
| 3,203,120 | ||||||||
| Information Technology — 7.5% | ||||||||
| Hexagon, Cl B | 8,792 | 772,547 | ||||||
| Telefonaktiebolaget LM Ericsson, Cl B | 103,527 | 1,312,954 | ||||||
| 2,085,501 | ||||||||
| Materials — 3.4% | ||||||||
| Sandvik | 37,156 | 931,292 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Nordic Region ETF
| Value | ||||
| COMMON STOCK — continued | ||||
| TOTAL SWEDEN | $ | 10,824,646 | ||
| TOTAL COMMON STOCK | ||||
| (Cost $23,678,556) | 27,746,718 | |||
| TOTAL INVESTMENTS — 100.0% | ||||
| (Cost $23,678,556) | $ | 27,746,718 | ||
Percentages are based on Net Assets of $27,756,165.
| * | Non-income producing security. |
| Cl — Class |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Southeast Asia ETF
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| CHINA— 2.3% | ||||||||
| Consumer Staples — 2.3% | ||||||||
| Wilmar International | 186,651 | $ | 741,203 | |||||
| INDONESIA— 20.7% | ||||||||
| Communication Services — 2.8% | ||||||||
| Telekomunikasi Indonesia Persero | 4,091,300 | 906,910 | ||||||
| Consumer Discretionary — 2.5% | ||||||||
| Astra International | 1,795,181 | 780,513 | ||||||
| Consumer Staples — 1.4% | ||||||||
| Gudang Garam * | 41,200 | 110,782 | ||||||
| Hanjaya Mandala Sampoerna | 791,300 | 73,885 | ||||||
| Unilever Indonesia | 501,180 | 247,375 | ||||||
| 432,042 | ||||||||
| Financials — 14.0% | ||||||||
| Bank Central Asia | 851,996 | 2,052,563 | ||||||
| Bank Mandiri | 1,630,580 | 764,153 | ||||||
| Bank Negara Indonesia Persero | 647,600 | 256,178 | ||||||
| Bank Rakyat Indonesia Persero | 4,668,600 | 1,390,930 | ||||||
| 4,463,824 | ||||||||
| TOTAL INDONESIA | 6,583,289 | |||||||
| MALAYSIA— 17.6% | ||||||||
| Communication Services — 2.0% | ||||||||
| Axiata Group | 394,588 | 325,041 | ||||||
| DiGi.com | 321,100 | 301,043 | ||||||
| 626,084 | ||||||||
| Consumer Staples — 1.2% | ||||||||
| Sime Darby Plantation | 316,796 | 380,077 | ||||||
| Financials — 9.5% | ||||||||
| CIMB Group Holdings | 615,275 | 584,454 | ||||||
| Malayan Banking | 529,331 | 1,022,653 | ||||||
| Public Bank | 1,366,995 | 1,416,873 | ||||||
| 3,023,980 | ||||||||
| Health Care — 1.0% | ||||||||
| IHH Healthcare | 260,980 | 329,897 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Southeast Asia ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 1.3% | ||||||||
| Petronas Chemicals Group | 250,424 | $ | 415,670 | |||||
| Utilities — 2.6% | ||||||||
| Tenaga Nasional | 346,545 | 827,250 | ||||||
| TOTAL MALAYSIA | 5,602,958 | |||||||
| PHILIPPINES— 6.1% | ||||||||
| Financials — 1.1% | ||||||||
| BDO Unibank | 172,120 | 360,515 | ||||||
| Industrials — 1.5% | ||||||||
| Ayala | 29,080 | 465,745 | ||||||
| Real Estate — 3.5% | ||||||||
| Ayala Land | 699,200 | 548,284 | ||||||
| SM Prime Holdings | 794,900 | 583,646 | ||||||
| 1,131,930 | ||||||||
| TOTAL PHILIPPINES | 1,958,190 | |||||||
| SINGAPORE— 29.0% | ||||||||
| Communication Services — 3.7% | ||||||||
| Singapore Telecommunications | 656,704 | 1,167,826 | ||||||
| Consumer Discretionary — 0.4% | ||||||||
| Jardine Cycle & Carriage | 8,518 | 138,383 | ||||||
| Financials — 23.2% | ||||||||
| DBS Group Holdings | 157,883 | 2,995,625 | ||||||
| Oversea-Chinese Banking | 309,066 | 2,403,407 | ||||||
| United Overseas Bank | 113,597 | 2,001,279 | ||||||
| 7,400,311 | ||||||||
| Real Estate — 1.7% | ||||||||
| CapitaLand | 228,718 | 553,225 | ||||||
| TOTAL SINGAPORE | 9,259,745 | |||||||
| THAILAND— 24.2% | ||||||||
| Communication Services — 1.8% | ||||||||
| Advanced Info Service NVDR | 99,061 | 569,278 | ||||||
| Consumer Staples — 2.8% | ||||||||
| CP ALL NVDR | 459,973 | 879,835 | ||||||
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Southeast Asia ETF
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — 6.3% | ||||||||
| PTT NVDR | 1,263,140 | $ | 1,593,169 | |||||
| PTT Exploration & Production NVDR | 121,810 | 421,227 | ||||||
| 2,014,396 | ||||||||
| Financials — 5.0% | ||||||||
| Bangkok Bank | 25,100 | 95,184 | ||||||
| Bangkok Bank NVDR | 17,611 | 66,784 | ||||||
| Kasikornbank NVDR (A) | 178,708 | 758,300 | ||||||
| Siam Commercial Bank NVDR | 214,131 | 674,302 | ||||||
| 1,594,570 | ||||||||
| Health Care — 1.7% | ||||||||
| Bangkok Dusit Medical Services NVDR | 790,400 | 546,651 | ||||||
| Industrials — 2.4% | ||||||||
| Airports of Thailand NVDR | 381,400 | 758,212 | ||||||
| Materials — 2.9% | ||||||||
| Siam Cement NVDR | 74,126 | 936,172 | ||||||
| Utilities — 1.3% | ||||||||
| Gulf Energy Development NVDR | 377,810 | 422,875 | ||||||
| TOTAL THAILAND | 7,721,989 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $34,061,682) | 31,867,374 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 1.6% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $503,940) | 503,940 | 503,940 | ||||||
| TOTAL INVESTMENTS — 101.5% | ||||||||
| (Cost $34,565,622) | $ | 32,371,314 | ||||||
Percentages are based on Net Assets of $31,882,650.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $481,607. |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X FTSE Southeast Asia ETF
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $503,940. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| NVDR — Non-Voting Depositary Receipt |
| As of January 31, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
GLX-QH-002-1900
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Social Media ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| CHINA— 29.0% | ||||||||
| Communication Services — 29.0% | ||||||||
| Baidu ADR * | 97,752 | $ | 22,973,675 | |||||
| Bilibili ADR * | 133,483 | 15,202,379 | ||||||
| HUYA ADR * (A) | 3,380 | 87,508 | ||||||
| JOYY ADR | 25,425 | 2,340,117 | ||||||
| Meitu * | 1,564,600 | 304,693 | ||||||
| Momo ADR * | 103,944 | 1,588,265 | ||||||
| NetEase ADR | 144,205 | 16,582,133 | ||||||
| SINA * (A) | 37,272 | 1,558,715 | ||||||
| Tencent Holdings | 373,390 | 32,817,927 | ||||||
| Tencent Music Entertainment Group ADR * | 261,709 | 6,961,459 | ||||||
| Weibo ADR * (A) | 21,286 | 970,216 | ||||||
| TOTAL CHINA | 101,387,087 | |||||||
| GERMANY— 1.0% | ||||||||
| Communication Services — 1.0% | ||||||||
| United Internet | 76,991 | 3,353,291 | ||||||
| JAPAN— 4.3% | ||||||||
| Communication Services — 4.3% | ||||||||
| DeNA * | 63,671 | 1,188,947 | ||||||
| Gree * | 69,135 | 379,699 | ||||||
| Kakaku.com | 94,700 | 2,740,733 | ||||||
| Mixi | 31,310 | 735,087 | ||||||
| Nexon | 331,184 | 10,075,181 | ||||||
| TOTAL JAPAN | 15,119,647 | |||||||
| RUSSIA— 4.9% | ||||||||
| Communication Services — 4.9% | ||||||||
| Mail.Ru Group GDR * | 134,721 | 3,509,482 | ||||||
| Yandex, Cl A * | 219,682 | 13,760,881 | ||||||
| TOTAL RUSSIA | 17,270,363 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Social Media ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| SOUTH KOREA— 10.6% | ||||||||
| Communication Services — 10.6% | ||||||||
| AfreecaTV | 5,253 | $ | 290,216 | |||||
| Com2uSCorp | 5,904 | 845,012 | ||||||
| Kakao * | 33,694 | 13,283,617 | ||||||
| NAVER | 73,524 | 22,544,906 | ||||||
| TOTAL SOUTH KOREA | 36,963,751 | |||||||
| TAIWAN— 0.1% | ||||||||
| Consumer Discretionary — 0.1% | ||||||||
| PChome Online | 70,044 | 216,367 | ||||||
| UNITED STATES— 50.1% | ||||||||
| Communication Services — 49.9% | ||||||||
| Alphabet, Cl A * | 8,125 | 14,847,300 | ||||||
| ANGI Homeservices, Cl A * | 46,785 | 654,054 | ||||||
| Facebook, Cl A * (A) | 100,924 | 26,071,697 | ||||||
| Glu Mobile * | 106,678 | 939,833 | ||||||
| IAC * | 57,629 | 12,099,209 | ||||||
| Match Group * | 149,621 | 20,925,993 | ||||||
| Pinterest, Cl A * | 238,285 | 16,324,905 | ||||||
| Snap, Cl A * | 648,465 | 34,329,737 | ||||||
| Spotify Technology * | 48,635 | 15,320,025 | ||||||
| Twitter * | 469,273 | 23,712,365 | ||||||
| Yelp, Cl A * | 49,743 | 1,621,124 | ||||||
| Zynga, Cl A * | 739,926 | 7,332,667 | ||||||
| 174,178,909 | ||||||||
| Consumer Discretionary — 0.2% | ||||||||
| Groupon, Cl A * | 17,916 | 612,190 | ||||||
| Information Technology — 0.0% | ||||||||
| Life360, Cl CDI * | 46,038 | 136,698 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Social Media ETF | |
FaceAmount/ Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL UNITED STATES | $ | 174,927,797 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $213,763,729) | 349,238,303 | |||||||
| U.S. TREASURY OBLIGATION — 2.3% | ||||||||
| U.S. Treasury Bill 0.030%, 02/18/21(B) | ||||||||
| (Cost $7,999,886) | $ | 8,000,000 | 7,999,839 | |||||
| SHORT-TERM INVESTMENT(C)(D) — 5.7% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $20,053,292) | 20,053,292 | 20,053,292 | ||||||
| TOTAL INVESTMENTS — 108.0% | ||||||||
| (Cost $241,816,907) | $ | 377,291,434 | ||||||
Percentages are based on Net Assets of $349,343,051.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $19,082,721. |
| (B) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
| (C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $20,053,292. |
| (D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
ADR — American Depositary Receipt
Cl — Class
GDR — Global Depositary Receipt
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Social Media ETF | |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 349,238,303 | $ | — | $ | — | $ | 349,238,303 | ||||||||
| Short-Term Investment | 20,053,292 | — | — | 20,053,292 | ||||||||||||
| U.S. Treasury Obligation | — | 7,999,839 | — | 7,999,839 | ||||||||||||
| Total Investments in Securities | $ | 369,291,595 | $ | 7,999,839 | $ | — | $ | 377,291,434 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Lithium & Battery Tech ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| AUSTRALIA— 5.2% | ||||||||
| Materials — 5.2% | ||||||||
| Galaxy Resources * | 7,598,254 | $ | 15,682,009 | |||||
| ioneer * (A) | 25,537,995 | 7,053,829 | ||||||
| Mineral Resources | 2,856,192 | 75,274,824 | ||||||
| Orocobre * (A) | 5,599,401 | 21,480,639 | ||||||
| Pilbara Minerals * (A) | 32,756,048 | 23,372,763 | ||||||
| TOTAL AUSTRALIA | 142,864,064 | |||||||
| CANADA— 0.6% | ||||||||
| Materials — 0.6% | ||||||||
| Lithium Americas * (A) | 797,354 | 15,785,418 | ||||||
| Nemaska Lithium * (A)(B)(C)(D) | 12,119,545 | 95 | ||||||
| TOTAL CANADA | 15,785,513 | |||||||
| CHILE— 4.2% | ||||||||
| Materials — 4.2% | ||||||||
| Sociedad Quimica y Minera de Chile ADR | 2,301,175 | 117,221,854 | ||||||
| CHINA— 44.8% | ||||||||
| Consumer Discretionary — 6.6% | ||||||||
| BYD, Cl H | 5,193,378 | 159,005,905 | ||||||
| Tianneng Power International (A) | 12,749,400 | 25,190,171 | ||||||
| 184,196,076 | ||||||||
| Industrials — 14.8% | ||||||||
| Contemporary Amperex Technology, Cl A | 2,534,635 | 139,333,804 | ||||||
| Eve Energy, Cl A | 10,557,198 | 174,542,483 | ||||||
| Shenzhen Yinghe Technology, Cl A | 6,220,051 | 19,592,004 | ||||||
| Sunwoda Electronic, Cl A | 18,627,563 | 78,308,261 | ||||||
| 411,776,552 | ||||||||
| Information Technology — 8.0% | ||||||||
| NAURA Technology Group, Cl A | 3,338,749 | 103,868,621 | ||||||
| Wuxi Lead Intelligent Equipment, Cl A | 8,553,041 | 118,835,573 | ||||||
| 222,704,194 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Lithium & Battery Tech ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 15.4% | ||||||||
| Beijing Easpring Material Technology, Cl A * | 5,529,419 | $ | 49,683,353 | |||||
| Ganfeng Lithium, Cl A | 10,182,934 | 189,379,350 | ||||||
| Shanghai Putailai New Energy Technology, Cl A | 2,163,983 | 33,358,458 | ||||||
| Shenzhen Capchem Technology, Cl A | 3,782,779 | 48,681,996 | ||||||
| Yunnan Energy New Material, Cl A | 5,218,904 | 106,919,619 | ||||||
| 428,022,776 | ||||||||
| TOTAL CHINA | 1,246,699,598 | |||||||
| GERMANY— 2.3% | ||||||||
| Industrials — 2.3% | ||||||||
| Akasol * (A) | 47,925 | 5,589,532 | ||||||
| Varta * | 324,701 | 58,067,558 | ||||||
| TOTAL GERMANY | 63,657,090 | |||||||
| HONG KONG— 0.2% | ||||||||
| Industrials — 0.2% | ||||||||
| Honbridge Holdings * | 59,020,100 | 3,958,092 | ||||||
| JAPAN— 6.6% | ||||||||
| Consumer Discretionary — 4.9% | ||||||||
| Panasonic | 10,514,720 | 135,733,742 | ||||||
| Industrials — 1.5% | ||||||||
| GS Yuasa | 1,435,208 | 42,222,080 | ||||||
| Materials — 0.2% | ||||||||
| W-Scope * | 589,300 | 5,685,018 | ||||||
| TOTAL JAPAN | 183,640,840 | |||||||
| NETHERLANDS— 0.6% | ||||||||
| Materials — 0.6% | ||||||||
| AMG Advanced Metallurgical Group | 543,666 | 17,245,714 | ||||||
| SOUTH KOREA— 12.0% | ||||||||
| Industrials — 0.1% | ||||||||
| Vitzrocell | 246,465 | 3,360,085 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Lithium & Battery Tech ETF | |
Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — 7.3% | ||||||||
| Iljin Materials | 341,641 | $ | 21,806,872 | |||||
| L&F | 327,676 | 21,589,238 | ||||||
| Power Logics | 461,586 | 3,672,551 | ||||||
| Samsung SDI | 237,377 | 155,761,414 | ||||||
| 202,830,075 | ||||||||
| Materials — 4.6% | ||||||||
| LG Chemical | 155,770 | 127,696,308 | ||||||
| TOTAL SOUTH KOREA | 333,886,468 | |||||||
| TAIWAN— 1.6% | ||||||||
| Information Technology — 1.6% | ||||||||
| Dynapack International Technology | 2,373,900 | 7,621,234 | ||||||
| Simplo Technology | 2,836,980 | 36,573,513 | ||||||
| TOTAL TAIWAN | 44,194,747 | |||||||
| UNITED STATES— 21.8% | ||||||||
| Consumer Discretionary — 5.6% | ||||||||
| Tesla * | 197,418 | 156,657,106 | ||||||
| Industrials — 2.4% | ||||||||
| EnerSys | 799,884 | 65,774,461 | ||||||
| Materials — 13.8% | ||||||||
| Albemarle | 2,041,842 | 332,126,020 | ||||||
| Livent * | 2,779,405 | 50,640,759 | ||||||
| 382,766,779 | ||||||||
| TOTAL UNITED STATES | 605,198,346 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $2,010,384,875) | 2,774,352,326 | |||||||
| SHORT-TERM INVESTMENT(E)(F) — 4.5% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $126,135,041) | 126,135,041 | 126,135,041 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Lithium & Battery Tech ETF | |
| Value | ||||||||
| TOTAL INVESTMENTS — 104.4% | ||||||||
| (Cost $2,136,519,916) | $ | 2,900,487,367 |
Percentages are based on Net Assets of $2,778,608,313.
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $81,570,768. |
| (B) | Level 3 security in accordance with fair value hierarchy. |
| (C) | Security considered illiquid. The total value of such securities as of January 31, 2021 was $95 and represented 0.0% of Net Assets of the Fund. |
| (D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $95 and represents 0.0% of Net Assets of the Fund. |
| (E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $126,135,041. |
| (F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 2,774,352,231 | $ | — | $ | 95 | $ | 2,774,352,326 | ||||||||
| Short-Term Investment | 126,135,041 | — | — | 126,135,041 | ||||||||||||
| Total Investments in Securities | $ | 2,900,487,272 | $ | — | $ | 95 | $ | 2,900,487,367 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X E-commerce ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| ARGENTINA— 3.9% | ||||||||
| Consumer Discretionary — 3.9% | ||||||||
| MercadoLibre * | 3,644 | $ | 6,484,534 | |||||
| AUSTRALIA— 0.3% | ||||||||
| Consumer Discretionary — 0.3% | ||||||||
| Temple & Webster Group * | 64,382 | 564,607 | ||||||
| CANADA— 3.7% | ||||||||
| Information Technology — 3.7% | ||||||||
| Shopify, Cl A * | 5,548 | 6,094,977 | ||||||
| CHINA— 26.5% | ||||||||
| Communication Services — 4.2% | ||||||||
| NetEase ADR | 61,585 | 7,081,659 | ||||||
| Consumer Discretionary — 21.8% | ||||||||
| Alibaba Group Holding ADR * | 29,242 | 7,422,496 | ||||||
| Baozun ADR * | 67,966 | 2,785,926 | ||||||
| JD.com ADR * | 74,501 | 6,607,494 | ||||||
| Pinduoduo ADR * | 38,888 | 6,444,130 | ||||||
| Trip.com Group ADR * | 201,965 | 6,428,546 | ||||||
| Uxin ADR * | 432,477 | 475,725 | ||||||
| Vipshop Holdings ADR * | 224,726 | 6,161,987 | ||||||
| 36,326,304 | ||||||||
| Financials — 0.5% | ||||||||
| LexinFintech Holdings ADR * | 114,719 | 891,367 | ||||||
| TOTAL CHINA | 44,299,330 | |||||||
| GERMANY— 2.4% | ||||||||
| Consumer Discretionary — 2.4% | ||||||||
| Jumia Technologies ADR * (A) | 68,674 | 3,952,189 | ||||||
| JAPAN— 4.1% | ||||||||
| Consumer Discretionary — 4.1% | ||||||||
| Rakuten * | 697,880 | 6,859,148 | ||||||
| SOUTH KOREA— 0.3% | ||||||||
| Information Technology — 0.3% | ||||||||
| Cafe24 * | 17,840 | 558,995 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X E-commerce ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| UNITED KINGDOM— 6.7% | ||||||||
| Consumer Discretionary — 6.7% | ||||||||
| ASOS * | 60,503 | $ | 3,717,101 | |||||
| Ocado Group * | 194,561 | 7,419,302 | ||||||
| TOTAL UNITED KINGDOM | 11,136,403 | |||||||
| UNITED STATES— 52.0% | ||||||||
| Communication Services — 3.2% | ||||||||
| ANGI Homeservices, Cl A * | 60,177 | 841,274 | ||||||
| TripAdvisor * | 81,759 | 2,532,077 | ||||||
| Yelp, Cl A * | 61,773 | 2,013,182 | ||||||
| 5,386,533 | ||||||||
| Consumer Discretionary — 35.3% | ||||||||
| Amazon.com * | 2,114 | 6,777,907 | ||||||
| Booking Holdings * | 3,003 | 5,838,823 | ||||||
| eBay | 117,705 | 6,651,510 | ||||||
| Etsy * | 32,153 | 6,401,341 | ||||||
| Expedia Group * | 46,794 | 5,807,135 | ||||||
| Groupon, Cl A * | 21,195 | 724,233 | ||||||
| Lands’ End * | 18,462 | 509,736 | ||||||
| Overstock.com * | 37,025 | 2,873,140 | ||||||
| Overstock.com, Ser A1 | 366 | 23,058 | ||||||
| PetMed Express (A) | 16,800 | 641,760 | ||||||
| Qurate Retail, Cl A * | 331,081 | 4,171,621 | ||||||
| Shutterstock | 19,545 | 1,270,230 | ||||||
| Stamps.com * | 15,381 | 3,511,636 | ||||||
| Wayfair, Cl A * | 23,587 | 6,423,212 | ||||||
| Williams-Sonoma | 55,789 | 7,192,318 | ||||||
| 58,817,660 | ||||||||
| Financials — 2.6% | ||||||||
| eHealth * | 21,423 | 1,025,091 | ||||||
| LendingTree * | 10,003 | 3,256,176 | ||||||
| 4,281,267 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X E-commerce ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — 4.0% | ||||||||
| CoStar Group * | 7,476 | $ | 6,726,232 | |||||
| Information Technology — 6.9% | ||||||||
| BigCommerce Holdings * | 21,508 | 1,719,350 | ||||||
| GoDaddy, Cl A * | 81,172 | 6,378,495 | ||||||
| LivePerson * | 53,910 | 3,415,738 | ||||||
| 11,513,583 | ||||||||
| TOTAL UNITED STATES | 86,725,275 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $147,021,762) | 166,675,458 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 1.5% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $2,460,762) | 2,460,762 | 2,460,762 | ||||||
| TOTAL INVESTMENTS — 101.4% | ||||||||
| (Cost $149,482,524) | $ | 169,136,220 | ||||||
| Percentages are based on Net Assets of $166,847,951. |
| * | Non-income producing security. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $2,452,073. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $2,460,762. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| Ser — Series |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X E-commerce ETF | |
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Emerging Markets Internet & E-commerce ETF † | |
| Shares | Value | |||||||
| COMMON STOCK — 100.0% | ||||||||
| ARGENTINA— 4.7% | ||||||||
| Consumer Discretionary — 4.7% | ||||||||
| MercadoLibre * | 161 | $ | 286,501 | |||||
| BRAZIL— 6.5% | ||||||||
| Consumer Discretionary — 2.8% | ||||||||
| Afya, Cl A * | 399 | 8,858 | ||||||
| Arco Platform, Cl A * | 266 | 8,443 | ||||||
| B2W Cia Digital * | 1,470 | 21,841 | ||||||
| Lojas Americanas | 5,801 | 20,060 | ||||||
| Magazine Luiza | 18,620 | 85,670 | ||||||
| Via Varejo S * | 8,470 | 22,727 | ||||||
| 167,599 | ||||||||
| Information Technology — 3.7% | ||||||||
| Pagseguro Digital, Cl A * | 2,002 | 97,998 | ||||||
| StoneCo, Cl A * | 1,554 | 111,732 | ||||||
| TOTVS | 2,856 | 14,772 | ||||||
| 224,502 | ||||||||
| TOTAL BRAZIL | 392,101 | |||||||
| CHILE— 0.4% | ||||||||
| Consumer Discretionary — 0.4% | ||||||||
| Falabella | 7,035 | 24,166 | ||||||
| CHINA— 74.8% | ||||||||
| Communication Services — 31.3% | ||||||||
| Autohome ADR | 651 | 71,760 | ||||||
| Baidu ADR * | 1,512 | 355,350 | ||||||
| Bilibili ADR * | 1,673 | 190,538 | ||||||
| China Literature * | 2,520 | 24,050 | ||||||
| DouYu International Holdings ADR * | 1,841 | 24,172 | ||||||
| HUYA ADR * | 1,029 | 26,641 | ||||||
| iQIYI ADR * | 3,983 | 87,028 | ||||||
| JOYY ADR | 469 | 43,167 | ||||||
| Momo ADR | 1,274 | 19,467 | ||||||
| NetEase ADR | 1,932 | 222,161 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Emerging Markets Internet & E-commerce ETF † | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| SINA * | 343 | $ | 14,344 | |||||
| Tencent Holdings | 5,530 | 486,042 | ||||||
| Tencent Music Entertainment Group ADR * | 10,171 | 270,549 | ||||||
| Weibo ADR * | 1,204 | 54,878 | ||||||
| 1,890,147 | ||||||||
| Consumer Discretionary — 40.2% | ||||||||
| Alibaba Group Holding ADR * | 1,316 | 334,040 | ||||||
| Baozun ADR * | 441 | 18,076 | ||||||
| JD.com ADR * | 4,795 | 425,268 | ||||||
| Koolearn Technology Holding * | 2,100 | 7,421 | ||||||
| Meituan, Cl B * | 11,410 | 523,569 | ||||||
| New Oriental Education & Technology Group ADR * | 966 | 161,805 | ||||||
| Pinduoduo ADR * | 4,235 | 701,782 | ||||||
| Tongcheng-Elong Holdings * | 5,950 | 10,651 | ||||||
| Trip.com Group ADR * | 3,395 | 108,063 | ||||||
| Vipshop Holdings ADR * | 4,123 | 113,053 | ||||||
| Youdao ADR * | 609 | 22,947 | ||||||
| 2,426,675 | ||||||||
| Health Care — 0.5% | ||||||||
| Ping An Healthcare and Technology * | 2,590 | 32,184 | ||||||
| Industrials — 0.2% | ||||||||
| 51job ADR * | 189 | 12,448 | ||||||
| Information Technology — 2.6% | ||||||||
| Kingdee International Software Group | 11,550 | 46,624 | ||||||
| Kingsoft | 5,950 | 46,042 | ||||||
| Travelsky Technology, Cl H | 17,850 | 39,872 | ||||||
| Weimob * | 8,750 | 25,221 | ||||||
| 157,759 | ||||||||
| TOTAL CHINA | 4,519,213 | |||||||
| POLAND— 0.6% | ||||||||
| Communication Services — 0.6% | ||||||||
| CD Projekt * | 413 | 33,890 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Emerging Markets Internet & E-commerce ETF † | |
| Shares | Value | |||||||
| RUSSIA— 2.1% | ||||||||
| Communication Services — 2.1% | ||||||||
| Yandex, Cl A * | 2,065 | $ | 129,352 | |||||
| SOUTH AFRICA— 4.2% | ||||||||
| Communication Services — 0.3% | ||||||||
| MultiChoice Group | 1,778 | 15,235 | ||||||
| Consumer Discretionary — 3.9% | ||||||||
| Naspers, Cl N | 1,029 | 237,759 | ||||||
| TOTAL SOUTH AFRICA | 252,994 | |||||||
| SOUTH KOREA— 6.7% | ||||||||
| Communication Services — 6.7% | ||||||||
| Kakao | 308 | 121,427 | ||||||
| NAVER | 693 | 212,497 | ||||||
| NCSoft | 84 | 71,564 | ||||||
| TOTAL SOUTH KOREA | 405,488 | |||||||
| TOTAL INVESTMENTS — 100.0% | ||||||||
| (Cost $5,255,926) | $ | 6,043,705 | ||||||
Percentages are based on Net Assets of $6,041,973.
| * | Non-income producing security. |
| † | The Fund commenced operations on November 9, 2020. |
| ADR — American Depositary Receipt |
| Cl — Class |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 98.8% | ||||||||
| ARGENTINA— 0.5% | ||||||||
| Communication Services — 0.5% | ||||||||
| Telecom Argentina ADR * (A) | 547,839 | $ | 3,549,997 | |||||
| AUSTRALIA— 7.2% | ||||||||
| Communication Services — 1.4% | ||||||||
| Nine Entertainment Holdings | 5,602,356 | 10,359,132 | ||||||
| Consumer Staples — 0.9% | ||||||||
| Inghams Group (A) | 2,822,653 | 7,125,068 | ||||||
| Financials — 1.5% | ||||||||
| IOOF Holdings | 2,488,525 | 5,957,063 | ||||||
| Platinum Asset Management | 1,685,346 | 5,366,273 | ||||||
| 11,323,336 | ||||||||
| Industrials — 0.9% | ||||||||
| SmartGroup | 1,272,244 | 6,871,929 | ||||||
| Materials — 1.9% | ||||||||
| BHP Group | 227,446 | 7,601,544 | ||||||
| Rio Tinto | 85,059 | 6,528,085 | ||||||
| 14,129,629 | ||||||||
| Utilities — 0.6% | ||||||||
| AGL Energy | 498,647 | 4,388,259 | ||||||
| TOTAL AUSTRALIA | 54,197,353 | |||||||
| BRAZIL— 3.0% | ||||||||
| Financials — 2.1% | ||||||||
| Banco Santander Brasil | 868,700 | 6,246,653 | ||||||
| BB Seguridade Participacoes | 1,111,500 | 5,631,043 | ||||||
| Wiz Solucoes e Corretagem de Seguros | 2,895,400 | 4,067,534 | ||||||
| 15,945,230 | ||||||||
| Utilities — 0.9% | ||||||||
| Transmissora Alianca de Energia Eletrica | 1,129,700 | 6,639,878 | ||||||
| TOTAL BRAZIL | 22,585,108 | |||||||
| CHINA— 12.0% | ||||||||
| Communication Services — 0.8% | ||||||||
| CITIC Telecom International Holdings | 19,416,600 | 6,135,103 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — 0.7% | ||||||||
| Tianneng Power International (A) | 2,708,200 | $ | 5,350,842 | |||||
| Energy — 0.8% | ||||||||
| Yanzhou Coal Mining, Cl H | 8,156,100 | 6,311,265 | ||||||
| Financials — 0.7% | ||||||||
| China Minsheng Banking, Cl H | 9,925,200 | 5,683,356 | ||||||
| Industrials — 0.8% | ||||||||
| Lonking Holdings | 18,619,100 | 6,195,281 | ||||||
| Materials — 1.6% | ||||||||
| Asia Cement China Holdings | 7,125,500 | 6,138,672 | ||||||
| China Oriental Group | 22,980,500 | 6,253,520 | ||||||
| 12,392,192 | ||||||||
| Real Estate — 5.7% | ||||||||
| Agile Group Holdings | 8,425,300 | 10,518,246 | ||||||
| Guangzhou R&F Properties | 5,901,500 | 7,283,782 | ||||||
| Powerlong Real Estate Holdings | 8,902,000 | 5,820,740 | ||||||
| Shenzhen Investment | 17,118,000 | 5,673,731 | ||||||
| Yuexiu Property | 32,090,400 | 6,290,734 | ||||||
| Yuzhou Properties (A) | 23,476,202 | 8,205,021 | ||||||
| 43,792,254 | ||||||||
| Utilities — 0.9% | ||||||||
| China Power International Development | 32,041,500 | 7,190,261 | ||||||
| TOTAL CHINA | 93,050,554 | |||||||
| COLOMBIA— 0.7% | ||||||||
| Energy — 0.7% | ||||||||
| Ecopetrol ADR | 470,929 | 5,359,172 | ||||||
| FRANCE— 1.0% | ||||||||
| Real Estate — 1.0% | ||||||||
| Cromwell European Real Estate Investment Trust ‡ | 12,712,900 | 7,722,480 | ||||||
| HONG KONG— 2.3% | ||||||||
| Communication Services — 0.9% | ||||||||
| PCCW (A) | 11,593,300 | 6,459,121 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — 1.4% | ||||||||
| Pacific Textiles Holdings | 17,367,500 | $ | 10,796,101 | |||||
| TOTAL HONG KONG | 17,255,222 | |||||||
| INDONESIA— 2.7% | ||||||||
| Energy — 2.7% | ||||||||
| Adaro Energy | 64,064,000 | 5,479,458 | ||||||
| Bukit Asam | 45,426,400 | 8,353,536 | ||||||
| Indo Tambangraya Megah | 7,706,400 | 6,728,682 | ||||||
| TOTAL INDONESIA | 20,561,676 | |||||||
| KAZAKHSTAN— 0.8% | ||||||||
| Financials — 0.8% | ||||||||
| Halyk Savings Bank of Kazakhstan JSC GDR | 496,188 | 6,301,588 | ||||||
| MEXICO— 1.2% | ||||||||
| Real Estate — 1.2% | ||||||||
| PLA Administradora Industrial S de RL ‡ (A) | 6,500,369 | 9,279,583 | ||||||
| NETHERLANDS— 1.1% | ||||||||
| Financials — 1.1% | ||||||||
| Flow Traders | 222,599 | 8,540,385 | ||||||
| NIGERIA— 1.6% | ||||||||
| Financials — 1.6% | ||||||||
| Zenith Bank | 176,982,843 | 12,194,891 | ||||||
| PORTUGAL— 0.8% | ||||||||
| Communication Services — 0.8% | ||||||||
| NOS SGPS | 1,796,995 | 6,200,223 | ||||||
| RUSSIA— 9.5% | ||||||||
| Communication Services — 1.3% | ||||||||
| Mobile TeleSystems ADR | 1,136,240 | 10,226,160 | ||||||
| Consumer Staples — 1.0% | ||||||||
| Magnit PJSC GDR | 517,879 | 7,726,755 | ||||||
| Energy — 1.0% | ||||||||
| Gazprom PJSC ADR | 1,411,079 | 7,868,176 | ||||||
| Materials — 6.2% | ||||||||
| Evraz | 2,201,166 | 15,155,441 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| MMC Norilsk Nickel PJSC ADR | 302,240 | $ | 9,741,195 | |||||
| Novolipetsk Steel PJSC GDR | 533,989 | 14,887,613 | ||||||
| PhosAgro PJSC GDR | 485,803 | 7,617,391 | ||||||
| 47,401,640 | ||||||||
| TOTAL RUSSIA | 73,222,731 | |||||||
| SINGAPORE— 3.3% | ||||||||
| Real Estate — 3.3% | ||||||||
| Keppel Pacific Oak US REIT ‡ | 9,415,519 | 6,920,407 | ||||||
| Mapletree North Asia Commercial Trust ‡ | 9,159,100 | 6,763,558 | ||||||
| Sasseur Real Estate Investment Trust ‡ | 18,553,300 | 11,463,873 | ||||||
| TOTAL SINGAPORE | 25,147,838 | |||||||
| SOUTH AFRICA— 9.7% | ||||||||
| Consumer Discretionary — 1.1% | ||||||||
| Truworths International | 2,951,215 | 8,752,183 | ||||||
| Energy — 1.4% | ||||||||
| Exxaro Resources | 1,057,660 | 10,609,976 | ||||||
| Financials — 1.0% | ||||||||
| Coronation Fund Managers | 2,303,229 | 7,482,338 | ||||||
| Industrials — 0.8% | ||||||||
| Reunert (A) | 2,477,441 | 6,287,211 | ||||||
| Materials — 3.7% | ||||||||
| African Rainbow Minerals | 630,540 | 11,489,421 | ||||||
| Kumba Iron Ore | 410,770 | 16,597,810 | ||||||
| 28,087,231 | ||||||||
| Real Estate — 1.7% | ||||||||
| Equites Property Fund ‡ (A) | 5,721,182 | 6,370,172 | ||||||
| Resilient ‡ | 2,370,549 | 6,266,344 | ||||||
| 12,636,516 | ||||||||
| TOTAL SOUTH AFRICA | 73,855,455 | |||||||
| SPAIN— 1.6% | ||||||||
| Energy — 0.9% | ||||||||
| Repsol | 706,404 | 6,970,409 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — 0.7% | ||||||||
| Lar Espana Real Estate Socimi ‡ | 995,824 | $ | 5,595,468 | |||||
| TOTAL SPAIN | 12,565,877 | |||||||
| TAIWAN— 2.4% | ||||||||
| Consumer Discretionary — 0.8% | ||||||||
| Ruentex Industries | 2,571,800 | 6,263,611 | ||||||
| Real Estate — 1.6% | ||||||||
| Chong Hong Construction | 2,126,800 | 6,000,078 | ||||||
| Farglory Land Development | 3,398,400 | 6,068,030 | ||||||
| 12,068,108 | ||||||||
| TOTAL TAIWAN | 18,331,719 | |||||||
| THAILAND— 6.3% | ||||||||
| Communication Services — 2.1% | ||||||||
| Jasmine Broadband Internet Infrastructure Fund | 22,007,900 | 7,132,530 | ||||||
| Jasmine International NVDR (A) | 91,015,399 | 9,183,646 | ||||||
| 16,316,176 | ||||||||
| Energy — 1.3% | ||||||||
| Banpu | 6,348,600 | 2,205,995 | ||||||
| Banpu NVDR (A) | 21,274,900 | 7,392,548 | ||||||
| 9,598,543 | ||||||||
| Financials — 1.1% | ||||||||
| Tisco Financial Group NVDR | 2,637,700 | 8,129,897 | ||||||
| Real Estate — 1.8% | ||||||||
| Land & Houses NVDR (A) | 25,692,900 | 6,695,778 | ||||||
| Quality Houses | 85,864,400 | 6,713,087 | ||||||
| 13,408,865 | ||||||||
| TOTAL THAILAND | 47,453,481 | |||||||
| UNITED KINGDOM— 4.6% | ||||||||
| Consumer Staples — 0.9% | ||||||||
| British American Tobacco | 191,052 | 6,971,982 | ||||||
| Energy — 0.9% | ||||||||
| Genel Energy | 3,534,998 | 7,184,265 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — 1.8% | ||||||||
| IG Group Holdings | 580,367 | $ | 5,977,167 | |||||
| Standard Life Aberdeen | 1,789,309 | 7,422,796 | ||||||
| 13,399,963 | ||||||||
| Real Estate — 1.0% | ||||||||
| Regional ‡ | 6,494,633 | 7,295,236 | ||||||
| TOTAL UNITED KINGDOM | 34,851,446 | |||||||
| UNITED STATES— 26.5% | ||||||||
| Communication Services — 0.9% | ||||||||
| Lumen Technologies | 560,481 | 6,938,755 | ||||||
| Consumer Staples — 4.2% | ||||||||
| Altria Group | 160,001 | 6,572,841 | ||||||
| B&G Foods (A) | 678,390 | 25,833,091 | ||||||
| 32,405,932 | ||||||||
| Energy — 4.2% | ||||||||
| Archrock | 792,488 | 7,029,368 | ||||||
| Diversified Gas & Oil | 12,024,281 | 19,021,424 | ||||||
| Williams | 294,439 | 6,250,940 | ||||||
| 32,301,732 | ||||||||
| Financials — 11.4% | ||||||||
| Annaly Capital Management ‡ | 1,007,103 | 8,177,676 | ||||||
| Apollo Commercial Real Estate Finance ‡ | 441,326 | 4,934,025 | ||||||
| Arbor Realty Trust ‡ | 592,545 | 8,449,692 | ||||||
| Ares Commercial Real Estate ‡ | 646,262 | 7,315,686 | ||||||
| Artisan Partners Asset Management, Cl A | 195,054 | 9,440,613 | ||||||
| Blackstone Mortgage Trust, Cl A ‡ | 235,504 | 6,278,537 | ||||||
| Chimera Investment ‡ | 387,580 | 3,914,558 | ||||||
| KKR Real Estate Finance Trust ‡ | 480,530 | 8,226,674 | ||||||
| Ladder Capital, Cl A ‡ | 462,235 | 4,543,770 | ||||||
| New York Community Bancorp | 686,791 | 7,183,834 | ||||||
| Ready Capital ‡ | 495,578 | 5,639,678 | ||||||
| Starwood Property Trust ‡ | 350,107 | 6,568,007 | ||||||
| Waddell & Reed Financial, Cl A | 267,437 | 6,763,482 | ||||||
| 87,436,232 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 0.8% | ||||||||
| Kronos Worldwide | 449,935 | $ | 6,371,080 | |||||
| Real Estate — 5.0% | ||||||||
| Brookfield Property, Cl A ‡ (A) | 523,229 | 9,078,023 | ||||||
| GEO Group ‡ (A) | 472,872 | 4,227,476 | ||||||
| Gladstone Commercial ‡ | 339,597 | 6,014,263 | ||||||
| Iron Mountain ‡ | 200,165 | 6,739,555 | ||||||
| Office Properties Income Trust ‡ | 260,116 | 6,019,084 | ||||||
| One Liberty Properties ‡ | 304,353 | 6,099,234 | ||||||
| 38,177,635 | ||||||||
| TOTAL UNITED STATES | 203,631,366 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $685,666,035) | 755,858,145 | |||||||
| PREFERRED STOCK — 0.9% | ||||||||
| BRAZIL— 0.9% | ||||||||
| Utilities — 0.9% | ||||||||
| Cia de Transmissao de Energia Eletrica Paulista, 0.000% (B) | ||||||||
| (Cost $6,055,108) | 1,490,900 | 7,195,424 | ||||||
| TOTAL BRAZIL | 7,195,424 | |||||||
| SHORT-TERM INVESTMENT(C)(D) — 7.1% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $54,571,884) | 54,571,884 | 54,571,884 | ||||||
| TOTAL INVESTMENTS — 106.8% | ||||||||
| (Cost $746,293,027) | $ | 817,625,453 | ||||||
Percentages are based on Net Assets of $765,422,585.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® ETF | |
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $47,740,146. |
| (B) | There is currently no stated interest rate. |
| (C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $54,571,884. |
| (D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| ADR — American Depositary Receipt |
| Cl — Class |
| GDR — Global Depositary Receipt |
| NVDR — Non-Voting Depositary Receipt |
| PJSC — Public Joint Stock Company |
| REIT — Real Estate Investment Trust |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® U.S. ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 70.7% | ||||||||
| Communication Services — 4.7% | ||||||||
| AT&T | 391,036 | $ | 11,195,361 | |||||
| Verizon Communications | 253,252 | 13,865,547 | ||||||
| 25,060,908 | ||||||||
| Consumer Discretionary — 2.0% | ||||||||
| H&R Block | 633,104 | 10,908,382 | ||||||
| Consumer Staples — 24.5% | ||||||||
| Altria Group | 337,991 | 13,884,670 | ||||||
| B&G Foods (A) | 1,109,467 | 42,248,503 | ||||||
| Bunge | 203,138 | 13,293,351 | ||||||
| General Mills | 269,373 | 15,650,571 | ||||||
| Kraft Heinz | 542,562 | 18,181,253 | ||||||
| Philip Morris International | 171,719 | 13,677,419 | ||||||
| Universal | 301,390 | 13,824,759 | ||||||
| 130,760,526 | ||||||||
| Energy — 7.7% | ||||||||
| Chevron | 135,219 | 11,520,659 | ||||||
| Exxon Mobil | 252,855 | 11,338,018 | ||||||
| Hess Midstream | 420,859 | 8,783,327 | ||||||
| Kinder Morgan | 677,338 | 9,536,919 | ||||||
| 41,178,923 | ||||||||
| Financials — 7.8% | ||||||||
| Arbor Realty Trust ‡ | 1,006,018 | 14,345,817 | ||||||
| Blackstone Mortgage Trust, Cl A ‡ | 351,173 | 9,362,272 | ||||||
| KKR Real Estate Finance Trust ‡ | 511,050 | 8,749,176 | ||||||
| Virtu Financial, Cl A | 329,389 | 9,147,133 | ||||||
| 41,604,398 | ||||||||
| Industrials — 2.4% | ||||||||
| Ennis | 702,811 | 12,791,160 | ||||||
| Real Estate — 12.2% | ||||||||
| Alexander’s ‡ | 31,006 | 8,284,803 | ||||||
| Brookfield Property, Cl A ‡ (A) | 991,149 | 17,196,435 | ||||||
| Gladstone Commercial ‡ | 588,608 | 10,424,248 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® U.S. ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| Industrial Logistics Properties Trust ‡ | 427,839 | $ | 9,074,465 | |||||
| Iron Mountain ‡ | 318,086 | 10,709,956 | ||||||
| Omega Healthcare Investors ‡ | 260,724 | 9,443,423 | ||||||
| 65,133,330 | ||||||||
| Utilities — 9.4% | ||||||||
| Clearway Energy, Cl C | 359,736 | 11,144,622 | ||||||
| Duke Energy | 144,882 | 13,618,908 | ||||||
| National Fuel Gas | 189,370 | 7,624,036 | ||||||
| PPL | 420,384 | 11,632,025 | ||||||
| South Jersey Industries | 280,810 | 6,486,711 | ||||||
| 50,506,302 | ||||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $351,868,144) | 377,943,929 | |||||||
| MASTER LIMITED PARTNERSHIPS — 28.8% | ||||||||
| Energy — 19.0% | ||||||||
| BP Midstream Partners (B) | 992,258 | 11,569,728 | ||||||
| CrossAmerica Partners (B) | 825,221 | 15,472,894 | ||||||
| Delek Logistics Partners (B) | 523,676 | 20,093,448 | ||||||
| KNOT Offshore Partners (B) | 841,801 | 13,746,610 | ||||||
| MPLX (B) | 440,933 | 10,189,962 | ||||||
| Phillips 66 Partners (B) | 248,265 | 6,236,417 | ||||||
| Sunoco (B) | 320,737 | 10,032,654 | ||||||
| USA Compression Partners (B) | 1,052,897 | 13,982,472 | ||||||
| 101,324,185 | ||||||||
| Financials — 2.5% | ||||||||
| Compass Diversified Holdings (B) | 660,475 | 13,605,785 | ||||||
| Industrials — 4.8% | ||||||||
| Fortress Transportation & Infrastructure Investors (B) | 741,289 | 16,382,487 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® U.S. ETF | |
| Shares | Value | |||||||
| MASTER LIMITED PARTNERSHIPS — continued | ||||||||
| Industrials — continued | ||||||||
| Icahn Enterprises (B) | 167,705 | $ | 9,368,001 | |||||
| 25,750,488 | ||||||||
| Real Estate — 2.5% | ||||||||
| Brookfield Property Partners (B) | 787,611 | 13,413,015 | ||||||
| TOTAL MASTER LIMITED PARTNERSHIPS | ||||||||
| (Cost $119,391,505) | 154,093,473 | |||||||
| SHORT-TERM INVESTMENT(C)(D) — 7.9% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $42,334,251) | 42,334,251 | 42,334,251 | ||||||
| TOTAL INVESTMENTS — 107.4% | ||||||||
| (Cost $513,593,900) | $ | 574,371,653 | ||||||
Percentages are based on Net Assets of $534,827,373.
| ‡ | Real Estate Investment Trust |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $41,953,172. |
| (B) | Security considered Master Limited Partnership. At January 31, 2021, these securities amounted to $154,093,473 or 28.8% of Net Assets of the Fund. |
| (C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $42,334,251. |
| (D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® EAFE ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| AUSTRALIA— 9.1% | ||||||||
| Industrials — 1.9% | ||||||||
| Aurizon Holdings | 62,516 | $ | 177,472 | |||||
| Materials — 5.0% | ||||||||
| Fortescue Metals Group | 15,661 | 261,826 | ||||||
| Rio Tinto | 2,742 | 210,442 | ||||||
| Total Materials | 472,268 | |||||||
| Real Estate — 2.2% | ||||||||
| Scentre Group ‡ | 97,509 | 204,241 | ||||||
| TOTAL AUSTRALIA | 853,981 | |||||||
| AUSTRIA— 2.5% | ||||||||
| Energy — 2.5% | ||||||||
| OMV | 5,518 | 232,892 | ||||||
| BELGIUM— 3.8% | ||||||||
| Communication Services — 1.7% | ||||||||
| Proximus | 7,454 | 157,392 | ||||||
| Consumer Discretionary — 2.1% | ||||||||
| Ageas | 3,788 | 194,621 | ||||||
| TOTAL BELGIUM | 352,013 | |||||||
| DENMARK— 3.4% | ||||||||
| Consumer Discretionary — 3.4% | ||||||||
| Pandora * | 3,316 | 321,309 | ||||||
| FINLAND— 4.3% | ||||||||
| Industrials — 2.1% | ||||||||
| Wartsila Abp | 19,679 | 193,799 | ||||||
| Utilities — 2.2% | ||||||||
| Fortum | 8,375 | 203,344 | ||||||
| TOTAL FINLAND | 397,143 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® EAFE ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| FRANCE— 6.4% | ||||||||
| Energy — 1.8% | ||||||||
| Total | 3,981 | $ | 168,771 | |||||
| Real Estate — 4.6% | ||||||||
| Covivio ‡ | 2,553 | 210,447 | ||||||
| Klepierre ‡ | 9,070 | 218,951 | ||||||
| Total Real Estate | 429,398 | |||||||
| TOTAL FRANCE | 598,169 | |||||||
| GERMANY— 4.0% | ||||||||
| Industrials — 1.8% | ||||||||
| HOCHTIEF | 1,801 | 167,932 | ||||||
| Materials — 2.2% | ||||||||
| BASF | 2,673 | 207,284 | ||||||
| TOTAL GERMANY | 375,216 | |||||||
| HONG KONG— 6.8% | ||||||||
| Communication Services — 2.7% | ||||||||
| HKT Trust & HKT | 92,220 | 121,551 | ||||||
| PCCW | 247,765 | 138,040 | ||||||
| Total Communication Services | 259,591 | |||||||
| Real Estate — 2.1% | ||||||||
| Swire Pacific, Cl A | 31,000 | 194,104 | ||||||
| Utilities — 2.0% | ||||||||
| Power Assets Holdings | 35,000 | 186,424 | ||||||
| TOTAL HONG KONG | 640,119 | |||||||
| ITALY— 9.2% | ||||||||
| Communication Services — 1.9% | ||||||||
| Telecom Italia | 373,576 | 177,459 | ||||||
| Energy — 1.7% | ||||||||
| Eni | 15,627 | 158,565 | ||||||
| Financials — 3.8% | ||||||||
| Assicurazioni Generali | 10,677 | 182,769 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® EAFE ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Poste Italiane | 17,491 | $ | 171,614 | |||||
| Total Financials | 354,383 | |||||||
| Utilities — 1.8% | ||||||||
| Snam | 32,734 | 172,119 | ||||||
| TOTAL ITALY | 862,526 | |||||||
| JAPAN— 8.3% | ||||||||
| Communication Services — 2.1% | ||||||||
| SoftBank | 15,400 | 202,548 | ||||||
| Consumer Staples — 1.6% | ||||||||
| Japan Tobacco | 7,590 | 150,611 | ||||||
| Industrials — 2.3% | ||||||||
| Marubeni | 32,100 | 212,876 | ||||||
| Real Estate — 2.3% | ||||||||
| Japan Retail Fund Investment ‡ | 115 | 217,489 | ||||||
| TOTAL JAPAN | 783,524 | |||||||
| NETHERLANDS— 3.7% | ||||||||
| Energy — 1.7% | ||||||||
| Royal Dutch Shell, Cl A | 8,956 | 164,551 | ||||||
| Financials — 2.0% | ||||||||
| NN Group | 4,532 | 188,854 | ||||||
| TOTAL NETHERLANDS | 353,405 | |||||||
| NEW ZEALAND— 1.9% | ||||||||
| Communication Services — 1.9% | ||||||||
| Spark New Zealand | 50,854 | 175,922 | ||||||
| PORTUGAL— 3.7% | ||||||||
| Energy — 1.6% | ||||||||
| Galp Energia | 14,992 | 150,883 | ||||||
| Utilities — 2.1% | ||||||||
| Energias de Portugal | 31,818 | 199,928 | ||||||
| TOTAL PORTUGAL | 350,811 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® EAFE ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| SPAIN— 13.6% | ||||||||
| Communication Services — 1.7% | ||||||||
| Telefonica | 36,708 | $ | 158,497 | |||||
| Energy — 1.7% | ||||||||
| Repsol | 16,645 | 164,244 | ||||||
| Financials — 2.4% | ||||||||
| Banco Bilbao Vizcaya Argentaria | 50,105 | 229,308 | ||||||
| Industrials — 2.2% | ||||||||
| ACS Actividades de Construccion y Servicios | 6,625 | 207,013 | ||||||
| Utilities — 5.6% | ||||||||
| Enagas | 6,440 | 142,201 | ||||||
| Endesa | 6,451 | 165,368 | ||||||
| Naturgy Energy Group | 8,583 | 222,210 | ||||||
| Total Utilities | 529,779 | |||||||
| TOTAL SPAIN | 1,288,841 | |||||||
| SWITZERLAND— 4.1% | ||||||||
| Financials — 4.1% | ||||||||
| Swiss Re | 2,228 | 197,004 | ||||||
| Zurich Insurance Group | 483 | 193,395 | ||||||
| Total Financials | 390,399 | |||||||
| TOTAL SWITZERLAND | 390,399 | |||||||
| UNITED KINGDOM— 15.1% | ||||||||
| Communication Services — 2.1% | ||||||||
| Vodafone Group | 113,891 | 195,243 | ||||||
| Consumer Staples — 3.5% | ||||||||
| British American Tobacco | 4,957 | 180,894 | ||||||
| Imperial Brands | 7,482 | 151,031 | ||||||
| Total Consumer Staples | 331,925 | |||||||
| Energy — 1.5% | ||||||||
| BP | 37,306 | 139,085 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® EAFE ETF | |
| Shares/Number Of Rights | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — 8.0% | ||||||||
| Legal & General Group | 60,270 | $ | 201,940 | |||||
| M&G | 72,373 | 174,813 | ||||||
| Phoenix Group Holdings | 18,193 | 168,582 | ||||||
| Standard Life Aberdeen | 49,641 | 205,931 | ||||||
| Total Financials | 751,266 | |||||||
| TOTAL UNITED KINGDOM | 1,417,519 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $8,446,016) | 9,393,789 | |||||||
| RIGHT — 0.0% | ||||||||
| Spain — 0.0% | ||||||||
| ACS Actividades de Construccion y Servicios* | 6,625 | 3,268 | ||||||
| TOTAL RIGHT (Cost $0) | 3,268 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $8,446,016) | $ | 9,397,057 | ||||||
Percentages are based on Net Assets of $9,406,922
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| Cl — Class |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® Emerging Markets ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.1% | ||||||||
| BRAZIL— 7.1% | ||||||||
| Financials — 7.1% | ||||||||
| Banco do Brasil * | 95,932 | $ | 594,946 | |||||
| Banco Santander Brasil | 109,100 | 784,517 | ||||||
| BB Seguridade Participacoes | 109,100 | 552,719 | ||||||
| TOTAL BRAZIL | 1,932,182 | |||||||
| CHILE— 1.7% | ||||||||
| Utilities — 1.7% | ||||||||
| Enel Americas | 3,068,249 | 463,036 | ||||||
| CHINA— 29.9% | ||||||||
| Energy — 3.6% | ||||||||
| China Shenhua Energy, Cl H | 292,700 | 542,830 | ||||||
| Yanzhou Coal Mining, Cl H | 550,000 | 425,595 | ||||||
| 968,425 | ||||||||
| Financials — 8.2% | ||||||||
| Bank of China Ltd., Cl H | 1,433,400 | 486,190 | ||||||
| Bank of Communications, Cl H | 711,080 | 385,168 | ||||||
| China Everbright Bank, Cl H | 1,202,000 | 494,514 | ||||||
| China Minsheng Banking, Cl H | 752,400 | 430,838 | ||||||
| PICC Property & Casualty, Cl H | 586,200 | 427,903 | ||||||
| 2,224,613 | ||||||||
| Industrials — 1.7% | ||||||||
| Shenzhen International Holdings | 283,300 | 466,939 | ||||||
| Information Technology — 3.4% | ||||||||
| Lenovo Group | 788,300 | 928,207 | ||||||
| Real Estate — 11.0% | ||||||||
| Agile Group Holdings | 414,400 | 517,342 | ||||||
| China Aoyuan Group | 449,800 | 397,368 | ||||||
| China Fortune Land Development, Cl A (A)(B) | 212,000 | 311,007 | ||||||
| Guangzhou R&F Properties | 359,600 | 443,828 | ||||||
| KWG Group Holdings | 287,400 | 382,516 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® Emerging Markets ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| Shanghai Lujiazui Finance & Trade Zone Development, Cl B | 530,000 | $ | 424,000 | |||||
| Shenzhen Investment | 1,482,800 | 491,471 | ||||||
| 2,967,532 | ||||||||
| Utilities — 2.0% | ||||||||
| China Power International Development | 2,392,300 | 536,843 | ||||||
| TOTAL CHINA | 8,092,559 | |||||||
| COLOMBIA— 1.8% | ||||||||
| Energy — 1.8% | ||||||||
| Ecopetrol | 855,939 | 488,025 | ||||||
| CZECH REPUBLIC— 2.0% | ||||||||
| Utilities — 2.0% | ||||||||
| CEZ | 22,334 | 538,735 | ||||||
| EGYPT— 2.4% | ||||||||
| Industrials — 2.4% | ||||||||
| ElSewedy Electric | 967,178 | 640,886 | ||||||
| INDIA— 5.0% | ||||||||
| Financials — 2.6% | ||||||||
| REC | 387,665 | 704,024 | ||||||
| Utilities — 2.4% | ||||||||
| GAIL India | 377,189 | 647,777 | ||||||
| TOTAL INDIA | 1,351,801 | |||||||
| INDONESIA— 2.0% | ||||||||
| Energy — 2.0% | ||||||||
| Adaro Energy | 6,422,900 | 549,357 | ||||||
| MALAYSIA— 3.9% | ||||||||
| Consumer Discretionary — 2.0% | ||||||||
| Genting Malaysia | 872,310 | 530,831 | ||||||
| Financials — 1.9% | ||||||||
| Malayan Banking | 260,100 | 502,506 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® Emerging Markets ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL MALAYSIA | $ | 1,033,337 | ||||||
| MEXICO— 2.5% | ||||||||
| Real Estate — 2.5% | ||||||||
| Fibra Uno Administracion ‡ | 601,700 | 681,035 | ||||||
| PAKISTAN— 2.1% | ||||||||
| Financials — 2.1% | ||||||||
| MCB Bank | 478,489 | 575,561 | ||||||
| ROMANIA— 2.2% | ||||||||
| Real Estate — 2.2% | ||||||||
| NEPI Rockcastle | 98,963 | 601,569 | ||||||
| RUSSIA— 9.4% | ||||||||
| Consumer Staples — 2.2% | ||||||||
| Magnit PJSC GDR | 40,316 | 601,515 | ||||||
| Energy — 3.4% | ||||||||
| Gazprom PJSC | 167,220 | 475,215 | ||||||
| LUKOIL PJSC | 6,163 | 441,167 | ||||||
| 916,382 | ||||||||
| Materials — 3.8% | ||||||||
| MMC Norilsk Nickel PJSC | 1,470 | 477,722 | ||||||
| PhosAgro PJSC GDR | 35,821 | 561,673 | ||||||
| 1,039,395 | ||||||||
| TOTAL RUSSIA | 2,557,292 | |||||||
| SOUTH AFRICA— 11.6% | ||||||||
| Energy — 2.7% | ||||||||
| Exxaro Resources | 72,552 | 727,809 | ||||||
| Financials — 4.4% | ||||||||
| Nedbank Group | 79,156 | 643,608 | ||||||
| Old Mutual | 641,169 | 552,890 | ||||||
| 1,196,498 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® Emerging Markets ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 2.7% | ||||||||
| Kumba Iron Ore | 18,425 | $ | 744,491 | |||||
| Real Estate — 1.8% | ||||||||
| Growthpoint Properties ‡ | 618,416 | 497,937 | ||||||
| TOTAL SOUTH AFRICA | 3,166,735 | |||||||
| SOUTH KOREA— 3.5% | ||||||||
| Financials — 1.9% | ||||||||
| Woori Financial Group * | 65,595 | 516,035 | ||||||
| Industrials — 1.6% | ||||||||
| Hyundai Heavy Industries Holdings | 2,049 | 430,462 | ||||||
| TOTAL SOUTH KOREA | 946,497 | |||||||
| TAIWAN— 2.1% | ||||||||
| Information Technology — 2.1% | ||||||||
| Lite-On Technology | 284,600 | 557,969 | ||||||
| THAILAND— 4.1% | ||||||||
| Communication Services — 1.7% | ||||||||
| Total Access Communication NVDR | 412,300 | 447,703 | ||||||
| Financials — 2.4% | ||||||||
| Siam Commercial Bank NVDR | 207,300 | 652,791 | ||||||
| TOTAL THAILAND | 1,100,494 | |||||||
| UNITED ARAB EMIRATES— 5.8% | ||||||||
| Financials — 2.5% | ||||||||
| Dubai Islamic Bank PJSC | 487,328 | 668,672 | ||||||
| Real Estate — 3.3% | ||||||||
| Aldar Properties PJSC | 936,611 | 892,460 | ||||||
| TOTAL UNITED ARAB EMIRATES | 1,561,132 | |||||||
| TOTAL INVESTMENTS — 99.1% | ||||||||
| (Cost $24,256,764) | $ | 26,838,202 | ||||||
Percentages are based on Net Assets of $27,091,468.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X MSCI SuperDividend® Emerging Markets ETF | |
| ‡ | Real Estate Investment Trust |
| * | Non-income producing security. |
| (A) | Level 3 security in accordance with fair value hierarchy. |
| (B) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of January 31, 2021, was $311,007 and represents 1.1% of Net Assets of the Fund. |
| Cl — Class |
| GDR — Global Depositary Receipt |
| Ltd. — Limited |
| NVDR — Non-Voting Depositary Receipt |
| PJSC — Public Joint Stock Company |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
| Common Stock | $ | 24,325,177 | $ | 2,202,018 | $ | 311,007 | $ | 26,838,202 | ||||||||
| Total Investments in Securities | $ | 24,325,177 | $ | 2,202,018 | $ | 311,007 | $ | 26,838,202 | ||||||||
(1) A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the period in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets.
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® REIT ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 100.1% | ||||||||
| AUSTRALIA— 3.8% | ||||||||
| Real Estate — 3.8% | ||||||||
| Charter Hall Long Wale ‡ * | 722,177 | $ | 2,559,890 | |||||
| Cromwell Property Group ‡ | 11,797,394 | 7,331,734 | ||||||
| Dexus ‡ | 369,505 | 2,554,352 | ||||||
| Waypoint REIT ‡ | 994,518 | 1,961,017 | ||||||
| TOTAL AUSTRALIA | 14,406,993 | |||||||
| CANADA— 6.4% | ||||||||
| Real Estate — 6.4% | ||||||||
| H&R Real Estate Investment Trust ‡ | 269,540 | 2,565,741 | ||||||
| NorthWest Healthcare Properties Real Estate Investment Trust ‡ (A) | 1,079,319 | 10,890,777 | ||||||
| SmartCentres Real Estate Investment Trust ‡ (A) | 587,199 | 10,815,916 | ||||||
| TOTAL CANADA | 24,272,434 | |||||||
| MEXICO— 0.7% | ||||||||
| Real Estate — 0.7% | ||||||||
| Fibra Uno Administracion ‡ | 2,268,000 | 2,567,039 | ||||||
| SINGAPORE— 7.5% | ||||||||
| Real Estate — 7.5% | ||||||||
| Ascendas Real Estate Investment Trust ‡ | 1,113,600 | 2,584,499 | ||||||
| CapitaLand Retail China Trust ‡ | 1,361,000 | 1,415,251 | ||||||
| Manulife US Real Estate Investment Trust ‡ | 19,962,212 | 14,672,225 | ||||||
| Mapletree North Asia Commercial Trust ‡ | 13,332,019 | 9,845,060 | ||||||
| TOTAL SINGAPORE | 28,517,035 | |||||||
| UNITED STATES— 81.7% | ||||||||
| Financials — 38.5% | ||||||||
| AGNC Investment ‡ | 161,583 | 2,520,695 | ||||||
| Annaly Capital Management ‡ | 2,288,468 | 18,582,360 | ||||||
| Apollo Commercial Real Estate Finance ‡ | 1,058,594 | 11,835,081 | ||||||
| Arbor Realty Trust ‡ | 974,180 | 13,891,807 | ||||||
| ARMOUR Residential ‡ | 1,398,681 | 15,623,267 | ||||||
| Blackstone Mortgage Trust, Cl A ‡ | 436,760 | 11,644,022 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® REIT ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Broadmark Realty Capital ‡ | 242,757 | $ | 2,497,970 | |||||
| Chimera Investment ‡ | 1,187,878 | 11,997,568 | ||||||
| Dynex Capital ‡ | 136,332 | 2,460,793 | ||||||
| KKR Real Estate Finance Trust ‡ | 827,206 | 14,161,767 | ||||||
| Ladder Capital, Cl A ‡ | 917,986 | 9,023,802 | ||||||
| Orchid Island Capital, Cl A ‡ | 478,695 | 2,474,853 | ||||||
| PennyMac Mortgage Investment Trust ‡ | 145,821 | 2,515,412 | ||||||
| Ready Capital ‡ | 1,091,307 | 12,419,074 | ||||||
| Starwood Property Trust ‡ | 625,782 | 11,739,670 | ||||||
| Two Harbors Investment ‡ | 409,653 | 2,486,594 | ||||||
| 145,874,735 | ||||||||
| Real Estate — 43.2% | ||||||||
| Brandywine Realty Trust ‡ | 852,612 | 9,378,732 | ||||||
| Brookfield Property, Cl A ‡ (A) | 876,619 | 15,209,340 | ||||||
| Gaming and Leisure Properties ‡ | 401,007 | 16,493,418 | ||||||
| GEO Group ‡ (A) | 687,749 | 6,148,476 | ||||||
| Global Medical ‡ | 516,730 | 6,479,794 | ||||||
| Global Net Lease ‡ | 155,111 | 2,498,838 | ||||||
| Industrial Logistics Properties Trust ‡ | 503,381 | 10,676,711 | ||||||
| Iron Mountain ‡ | 353,266 | 11,894,466 | ||||||
| LTC Properties ‡ | 246,513 | 9,525,262 | ||||||
| Medical Properties Trust ‡ | 120,520 | 2,544,177 | ||||||
| MGM Growth Properties, Cl A ‡ | 348,686 | 10,861,569 | ||||||
| National Health Investors ‡ | 145,804 | 9,453,931 | ||||||
| Office Properties Income Trust ‡ | 292,266 | 6,763,035 | ||||||
| Omega Healthcare Investors ‡ | 434,102 | 15,723,174 | ||||||
| Physicians Realty Trust ‡ | 144,338 | 2,544,679 | ||||||
| Spirit Realty Capital ‡ | 198,207 | 7,642,862 | ||||||
| Uniti Group ‡ | 670,092 | 8,248,833 | ||||||
| VEREIT ‡ | 71,463 | 2,517,641 | ||||||
| WP Carey ‡ | 135,107 | 8,971,105 | ||||||
| 163,576,043 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperDividend® REIT ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL UNITED STATES | $ | 309,450,778 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $391,523,950) | 379,214,279 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 4.1% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $15,278,966) | 15,278,966 | 15,278,966 | ||||||
| TOTAL INVESTMENTS — 104.2% | ||||||||
| (Cost $406,802,916) | $ | 394,493,245 | ||||||
Percentages are based on Net Assets of $378,768,044.
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $14,625,079. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $15,278,966. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| REIT — Real Estate Investment Trust |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X NASDAQ 100® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 103.3% (A) | ||||||||
| ARGENTINA— 0.7% | ||||||||
| Consumer Discretionary — 0.7% | ||||||||
| MercadoLibre * | 7,393 | $ | 13,155,917 | |||||
| CHINA— 2.1% | ||||||||
| Communication Services — 0.9% | ||||||||
| Baidu ADR * | 41,470 | 9,746,279 | ||||||
| NetEase ADR | 47,610 | 5,474,674 | ||||||
| 15,220,953 | ||||||||
| Consumer Discretionary — 1.2% | ||||||||
| JD.com ADR * | 130,859 | 11,605,885 | ||||||
| Pinduoduo ADR * | 44,766 | 7,418,174 | ||||||
| Trip.com Group ADR * | 74,327 | 2,365,828 | ||||||
| 21,389,887 | ||||||||
| TOTAL CHINA | 36,610,840 | |||||||
| ISRAEL— 0.2% | ||||||||
| Information Technology — 0.2% | ||||||||
| Check Point Software Technologies * | 21,272 | 2,717,285 | ||||||
| NETHERLANDS— 0.7% | ||||||||
| Information Technology — 0.7% | ||||||||
| ASML Holding, Cl G | 11,384 | 6,080,877 | ||||||
| NXP Semiconductors | 41,957 | 6,732,840 | ||||||
| TOTAL NETHERLANDS | 12,813,717 | |||||||
| UNITED STATES— 99.6% | ||||||||
| Communication Services — 17.9% | ||||||||
| Activision Blizzard | 116,024 | 10,558,184 | ||||||
| Alphabet, Cl A * | 29,686 | 54,247,009 | ||||||
| Alphabet, Cl C * | 32,583 | 59,813,916 | ||||||
| Charter Communications, Cl A * | 30,000 | 18,226,800 | ||||||
| Comcast, Cl A | 686,244 | 34,017,115 | ||||||
| Electronic Arts | 43,751 | 6,265,143 | ||||||
| Facebook, Cl A * | 237,512 | 61,356,475 | ||||||
| Fox, Cl A | 44,358 | 1,383,082 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X NASDAQ 100® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| Fox, Cl B | 36,531 | $ | 1,091,912 | |||||
| Match Group * | 40,196 | 5,621,813 | ||||||
| Netflix * | 66,406 | 35,353,891 | ||||||
| Sirius XM Holdings | 627,206 | 3,926,310 | ||||||
| T-Mobile US * | 186,524 | 23,516,946 | ||||||
| 315,378,596 | ||||||||
| Consumer Discretionary — 18.0% | ||||||||
| Amazon.com * | 49,575 | 158,947,365 | ||||||
| Booking Holdings * | 6,073 | 11,807,916 | ||||||
| Dollar Tree * | 35,570 | 3,616,046 | ||||||
| eBay | 104,131 | 5,884,443 | ||||||
| Lululemon Athletica * | 18,842 | 6,192,989 | ||||||
| Marriott International, Cl A * | 49,005 | 5,699,772 | ||||||
| O’Reilly Automotive * | 10,939 | 4,654,216 | ||||||
| Peloton Interactive, Cl A * | 38,625 | 5,644,271 | ||||||
| Ross Stores * | 53,776 | 5,984,731 | ||||||
| Starbucks | 176,327 | 17,070,216 | ||||||
| Tesla * | 115,908 | 91,976,475 | ||||||
| 317,478,440 | ||||||||
| Consumer Staples — 5.1% | ||||||||
| Costco Wholesale | 66,312 | 23,370,338 | ||||||
| Keurig Dr Pepper | 212,512 | 6,757,882 | ||||||
| Kraft Heinz | 184,624 | 6,186,750 | ||||||
| Mondelez International, Cl A | 214,753 | 11,905,907 | ||||||
| Monster Beverage * | 79,719 | 6,922,001 | ||||||
| PepsiCo | 207,729 | 28,369,549 | ||||||
| Walgreens Boots Alliance | 130,832 | 6,574,308 | ||||||
| 90,086,735 | ||||||||
| Health Care — 7.0% | ||||||||
| Alexion Pharmaceuticals * | 33,019 | 5,062,803 | ||||||
| Align Technology * | 11,962 | 6,284,596 | ||||||
| Amgen | 87,491 | 21,122,953 | ||||||
| Biogen Idec * | 23,250 | 6,570,683 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X NASDAQ 100® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Cerner | 43,773 | $ | 3,506,655 | |||||
| DexCom * | 14,455 | 5,418,457 | ||||||
| Gilead Sciences | 188,231 | 12,347,954 | ||||||
| IDEXX Laboratories * | 12,837 | 6,144,815 | ||||||
| Illumina * | 21,897 | 9,337,757 | ||||||
| Incyte * | 33,079 | 2,968,840 | ||||||
| Intuitive Surgical * | 17,626 | 13,177,902 | ||||||
| Moderna * | 59,776 | 10,350,812 | ||||||
| Regeneron Pharmaceuticals * | 15,722 | 7,921,372 | ||||||
| Seagen * | 27,257 | 4,477,507 | ||||||
| Vertex Pharmaceuticals * | 39,010 | 8,936,411 | ||||||
| 123,629,517 | ||||||||
| Industrials — 1.8% | ||||||||
| Cintas | 15,778 | 5,019,298 | ||||||
| Copart * | 33,755 | 3,704,611 | ||||||
| CSX | 114,799 | 9,844,588 | ||||||
| Fastenal | 82,617 | 3,766,509 | ||||||
| PACCAR | 49,908 | 4,552,608 | ||||||
| Verisk Analytics, Cl A | 23,406 | 4,295,001 | ||||||
| 31,182,615 | ||||||||
| Information Technology — 48.8% | ||||||||
| Adobe * | 72,114 | 33,083,740 | ||||||
| Advanced Micro Devices * | 178,535 | 15,289,737 | ||||||
| Analog Devices | 55,462 | 8,171,216 | ||||||
| ANSYS * | 12,269 | 4,347,766 | ||||||
| Apple | 1,680,043 | 221,698,474 | ||||||
| Applied Materials | 137,174 | 13,261,982 | ||||||
| Atlassian, Cl A * | 19,992 | 4,620,751 | ||||||
| Autodesk * | 32,898 | 9,126,892 | ||||||
| Automatic Data Processing | 64,401 | 10,633,893 | ||||||
| Broadcom | 60,767 | 27,375,534 | ||||||
| Cadence Design Systems * | 42,118 | 5,491,766 | ||||||
| CDW | 21,644 | 2,849,649 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X NASDAQ 100® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Cisco Systems | 635,041 | $ | 28,310,128 | |||||
| Cognizant Technology Solutions, Cl A | 80,750 | 6,294,463 | ||||||
| DocuSign, Cl A * | 27,964 | 6,512,536 | ||||||
| Fiserv * | 100,650 | 10,335,749 | ||||||
| Intel | 615,977 | 34,192,883 | ||||||
| Intuit | 38,975 | 14,078,939 | ||||||
| KLA | 23,327 | 6,533,193 | ||||||
| Lam Research | 21,625 | 10,465,419 | ||||||
| Marvell Technology Group | 101,232 | 5,209,399 | ||||||
| Maxim Integrated Products * | 40,415 | 3,544,800 | ||||||
| Microchip Technology | 39,284 | 5,346,945 | ||||||
| Micron Technology * | 167,181 | 13,085,257 | ||||||
| Microsoft | 747,089 | 173,294,765 | ||||||
| NVIDIA | 93,040 | 48,342,654 | ||||||
| Okta, Cl A * | 18,178 | 4,708,284 | ||||||
| Paychex | 54,319 | 4,743,135 | ||||||
| PayPal Holdings * | 176,119 | 41,266,442 | ||||||
| QUALCOMM | 169,960 | 26,561,349 | ||||||
| Skyworks Solutions | 23,933 | 4,050,660 | ||||||
| Splunk * | 23,044 | 3,802,951 | ||||||
| Synopsys * | 22,963 | 5,865,898 | ||||||
| Texas Instruments | 137,922 | 22,852,296 | ||||||
| VeriSign * | 16,585 | 3,218,651 | ||||||
| Workday, Cl A * | 27,209 | 6,190,864 | ||||||
| Xilinx * | 37,055 | 4,838,271 | ||||||
| Zoom Video Communications, Cl A * | 29,249 | 10,882,675 | ||||||
| 860,480,006 | ||||||||
| Utilities — 1.0% | ||||||||
| American Electric Power | 74,932 | 6,062,748 | ||||||
| Exelon | 147,317 | 6,122,495 | ||||||
| Xcel Energy | 79,369 | 5,078,822 | ||||||
| 17,264,065 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X NASDAQ 100® Covered Call ETF | |
| Shares/Number of Contracts | Value | |||||||
| TOTAL UNITED STATES | $ | 1,755,499,974 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $1,184,903,718) | 1,820,797,733 | |||||||
| TOTAL INVESTMENTS — 103.3% | ||||||||
| (Cost $1,184,903,718) | $ | 1,820,797,733 | ||||||
| WRITTEN OPTION— (3.6)%(1) | ||||||||
| UNITED STATES— (3.6)% | ||||||||
| (Premiums Received $60,468,066) | (1,408 | ) | $ | (62,693,055 | ) | |||
Percentages are based on Net Assets of $1,762,885,762.
A list of the exchange traded option contracts held by the Fund at January 31, 2021, is as follows:
| Description | Number of Contracts | Cost+ | Exercise Price | Expiration Date | Value | |||||||||||||
| WRITTEN OPTION — (3.6)% | ||||||||||||||||||
| Call Options | ||||||||||||||||||
| NDX* | (1,408 | ) | $ | (60,468,066 | ) | $ | 12,825.00 | 02/20/21 | $ | (62,693,055 | ) | |||||||
| * | Non-income producing security. |
| + | Notional amount for all options totals $(1,819,892,096). |
| (1) | Refer to table below for details on Options Contracts. |
| (A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at January 31, 2021 was $1,820,797,733. |
| ADR — American Depositary Receipt |
Cl — Class NDX — NDX Index |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 1,820,797,733 | $ | — | $ | — | $ | 1,820,797,733 | ||||||||
| Total Investments in Securities | $ | 1,820,797,733 | $ | — | $ | — | $ | 1,820,797,733 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X NASDAQ 100® Covered Call ETF | |
| Liabilities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Written Option | $ | (62,693,055 | ) | $ | — | $ | — | $ | (62,693,055 | ) | ||||||
| Total Liabilities | $ | (62,693,055 | ) | $ | — | $ | — | $ | (62,693,055 | ) | ||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 101.3% (A) | ||||||||
| UNITED KINGDOM— 0.4% | ||||||||
| Energy — 0.0% | ||||||||
| TechnipFMC | 2,518 | $ | 26,918 | |||||
| Materials — 0.4% | ||||||||
| Linde | 2,241 | 549,941 | ||||||
| TOTAL UNITED KINGDOM | 576,859 | |||||||
| UNITED STATES— 100.9% | ||||||||
| Communication Services — 10.9% | ||||||||
| Activision Blizzard | 3,248 | 295,568 | ||||||
| Alphabet, Cl A * | 1,294 | 2,364,604 | ||||||
| Alphabet, Cl C * | 1,251 | 2,296,511 | ||||||
| AT&T | 30,672 | 878,139 | ||||||
| Charter Communications, Cl A * | 615 | 373,649 | ||||||
| Comcast, Cl A | 19,685 | 975,786 | ||||||
| Discovery, Cl A * | 908 | 37,609 | ||||||
| Discovery, Cl C * | 1,047 | 36,676 | ||||||
| DISH Network, Cl A * | 1,400 | 40,628 | ||||||
| Electronic Arts | 1,300 | 186,160 | ||||||
| Facebook, Cl A * | 10,356 | 2,675,265 | ||||||
| Fox, Cl A | 1,400 | 43,652 | ||||||
| Fox, Cl B | 908 | 27,140 | ||||||
| Interpublic Group | 1,019 | 24,527 | ||||||
| Live Nation Entertainment * | 617 | 41,000 | ||||||
| Lumen Technologies | 4,058 | 50,238 | ||||||
| Netflix * | 1,905 | 1,014,203 | ||||||
| News, Cl A | 2,231 | 43,281 | ||||||
| News, Cl B | 721 | 13,613 | ||||||
| Omnicom Group | 900 | 56,142 | ||||||
| Take-Two Interactive Software * | 494 | 99,022 | ||||||
| T-Mobile US * | 2,431 | 306,500 | ||||||
| Twitter * | 3,533 | 178,523 | ||||||
| Verizon Communications | 17,862 | 977,945 | ||||||
| ViacomCBS, Cl B | 2,597 | 125,955 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| Walt Disney * | 7,841 | $ | 1,318,621 | |||||
| 14,480,957 | ||||||||
| Consumer Discretionary — 13.0% | ||||||||
| Advance Auto Parts | 281 | 41,908 | ||||||
| Amazon.com * | 1,841 | 5,902,614 | ||||||
| Aptiv * | 1,238 | 165,397 | ||||||
| AutoZone * | 94 | 105,127 | ||||||
| Best Buy | 927 | 100,876 | ||||||
| Booking Holdings * | 171 | 332,480 | ||||||
| BorgWarner | 832 | 34,935 | ||||||
| CarMax * | 703 | 82,799 | ||||||
| Carnival * | 2,488 | 46,451 | ||||||
| Chipotle Mexican Grill, Cl A * | 120 | 177,600 | ||||||
| Darden Restaurants | 526 | 61,484 | ||||||
| Dollar General | 996 | 193,831 | ||||||
| Dollar Tree * | 1,130 | 114,876 | ||||||
| Domino’s Pizza | 191 | 70,815 | ||||||
| DR Horton | 1,623 | 124,646 | ||||||
| eBay | 2,994 | 169,191 | ||||||
| Etsy * | 486 | 96,758 | ||||||
| Expedia Group * | 550 | 68,255 | ||||||
| Ford Motor * | 15,301 | 161,120 | ||||||
| Gap | 1,258 | 25,475 | ||||||
| Garmin | 692 | 79,483 | ||||||
| General Motors * | 5,529 | 280,210 | ||||||
| Genuine Parts | 671 | 62,994 | ||||||
| Hanesbrands | 2,099 | 32,094 | ||||||
| Hasbro | 652 | 61,171 | ||||||
| Hilton Worldwide Holdings * | 1,217 | 123,392 | ||||||
| Home Depot | 4,657 | 1,261,209 | ||||||
| L Brands * | 868 | 35,380 | ||||||
| Las Vegas Sands * | 1,596 | 76,752 | ||||||
| Leggett & Platt | 770 | 31,570 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — continued | ||||||||
| Lennar, Cl A | 1,199 | $ | 99,697 | |||||
| LKQ * | 1,180 | 41,406 | ||||||
| Lowe’s | 3,111 | 519,070 | ||||||
| Marriott International, Cl A * | 1,203 | 139,921 | ||||||
| McDonald’s | 3,190 | 663,010 | ||||||
| MGM Resorts International | 1,923 | 54,921 | ||||||
| Mohawk Industries * | 208 | 29,869 | ||||||
| Newell Brands | 2,246 | 53,949 | ||||||
| NIKE, Cl B | 5,381 | 718,848 | ||||||
| Norwegian Cruise Line Holdings * | 1,053 | 23,850 | ||||||
| NVR * | 12 | 53,358 | ||||||
| O’Reilly Automotive * | 330 | 140,405 | ||||||
| Pool | 183 | 64,815 | ||||||
| PulteGroup | 1,026 | 44,631 | ||||||
| PVH * | 200 | 17,052 | ||||||
| Ralph Lauren, Cl A * | 322 | 32,538 | ||||||
| Ross Stores * | 1,581 | 175,949 | ||||||
| Royal Caribbean Cruises * | 858 | 55,770 | ||||||
| Starbucks | 5,161 | 499,636 | ||||||
| Tapestry * | 973 | 30,766 | ||||||
| Target | 2,098 | 380,095 | ||||||
| Tesla * | 3,299 | 2,617,855 | ||||||
| TJX | 5,019 | 321,417 | ||||||
| Tractor Supply | 548 | 77,674 | ||||||
| Ulta Beauty * | 263 | 73,577 | ||||||
| Under Armour, Cl A * | 1,084 | 18,970 | ||||||
| Under Armour, Cl C * | 1,116 | 16,706 | ||||||
| VF | 1,209 | 92,936 | ||||||
| Whirlpool | 335 | 62,005 | ||||||
| Wynn Resorts * | 443 | 44,092 | ||||||
| Yum! Brands | 1,172 | 118,946 | ||||||
| 17,404,627 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Staples — 6.3% | ||||||||
| Altria Group | 7,767 | $ | 319,068 | |||||
| Archer-Daniels-Midland | 2,474 | 123,725 | ||||||
| Brown-Forman, Cl B | 767 | 54,971 | ||||||
| Campbell Soup | 785 | 37,766 | ||||||
| Church & Dwight | 982 | 82,910 | ||||||
| Clorox | 504 | 105,568 | ||||||
| Coca-Cola | 16,639 | 801,168 | ||||||
| Colgate-Palmolive | 3,565 | 278,070 | ||||||
| Conagra Brands | 1,878 | 64,979 | ||||||
| Constellation Brands, Cl A | 669 | 141,112 | ||||||
| Costco Wholesale | 1,889 | 665,740 | ||||||
| Estee Lauder, Cl A | 1,017 | 240,673 | ||||||
| General Mills | 2,404 | 139,672 | ||||||
| Hershey | 651 | 94,681 | ||||||
| Hormel Foods | 1,312 | 61,480 | ||||||
| J M Smucker | 538 | 62,629 | ||||||
| Kellogg | 1,182 | 69,667 | ||||||
| Kimberly-Clark | 1,568 | 207,133 | ||||||
| Kraft Heinz | 2,987 | 100,094 | ||||||
| Kroger | 2,864 | 98,808 | ||||||
| Lamb Weston Holdings | 646 | 48,256 | ||||||
| McCormick | 1,185 | 106,105 | ||||||
| Molson Coors Beverage, Cl B * | 1,079 | 54,123 | ||||||
| Mondelez International, Cl A | 5,986 | 331,864 | ||||||
| Monster Beverage * | 1,581 | 137,278 | ||||||
| PepsiCo | 5,944 | 811,772 | ||||||
| Philip Morris International | 6,910 | 550,382 | ||||||
| Procter & Gamble | 10,749 | 1,378,129 | ||||||
| Sysco | 2,006 | 143,449 | ||||||
| Tyson Foods, Cl A | 1,476 | 94,922 | ||||||
| Walgreens Boots Alliance | 3,251 | 163,363 | ||||||
| Walmart | 5,963 | 837,742 | ||||||
| 8,407,299 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — 2.4% | ||||||||
| Apache | 1,174 | $ | 16,765 | |||||
| Baker Hughes, Cl A | 3,135 | 62,982 | ||||||
| Cabot Oil & Gas | 1,311 | 24,031 | ||||||
| Chevron | 8,244 | 702,389 | ||||||
| ConocoPhillips | 5,633 | 225,487 | ||||||
| Devon Energy | 1,713 | 28,196 | ||||||
| Diamondback Energy | 879 | 49,830 | ||||||
| EOG Resources | 2,330 | 118,737 | ||||||
| Exxon Mobil | 18,147 | 813,711 | ||||||
| Halliburton | 4,337 | 76,461 | ||||||
| Hess | 1,390 | 75,032 | ||||||
| HollyFrontier | 865 | 24,618 | ||||||
| Kinder Morgan | 7,703 | 108,458 | ||||||
| Marathon Oil | 4,879 | 35,324 | ||||||
| Marathon Petroleum | 2,916 | 125,855 | ||||||
| NOV * | 2,226 | 27,558 | ||||||
| Occidental Petroleum | 3,201 | 64,212 | ||||||
| ONEOK | 2,062 | 82,129 | ||||||
| Phillips 66 | 1,670 | 113,226 | ||||||
| Pioneer Natural Resources | 717 | 86,685 | ||||||
| Schlumberger | 6,254 | 138,901 | ||||||
| Valero Energy | 1,963 | 110,772 | ||||||
| Williams | 4,546 | 96,512 | ||||||
| 3,207,871 | ||||||||
| Financials — 10.5% | ||||||||
| Aflac | 2,489 | 112,453 | ||||||
| Allstate | 1,242 | 133,118 | ||||||
| American Express | 2,720 | 316,227 | ||||||
| American International Group | 3,334 | 124,825 | ||||||
| Ameriprise Financial | 534 | 105,663 | ||||||
| Aon, Cl A | 944 | 191,726 | ||||||
| Arthur J Gallagher | 886 | 102,253 | ||||||
| Assurant | 199 | 26,958 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Bank of America | 32,791 | $ | 972,253 | |||||
| Bank of New York Mellon | 3,658 | 145,698 | ||||||
| Berkshire Hathaway, Cl B * | 8,375 | 1,908,411 | ||||||
| BlackRock, Cl A | 603 | 422,860 | ||||||
| Capital One Financial | 1,976 | 206,018 | ||||||
| Cboe Global Markets | 513 | 47,057 | ||||||
| Charles Schwab | 6,221 | 320,630 | ||||||
| Chubb | 1,871 | 272,549 | ||||||
| Cincinnati Financial | 710 | 59,704 | ||||||
| Citigroup | 8,874 | 514,603 | ||||||
| Citizens Financial Group | 1,652 | 60,199 | ||||||
| CME Group, Cl A | 1,484 | 269,702 | ||||||
| Comerica | 470 | 26,884 | ||||||
| Discover Financial Services | 1,333 | 111,359 | ||||||
| Everest Re Group | 160 | 33,773 | ||||||
| Fifth Third Bancorp | 3,073 | 88,902 | ||||||
| First Republic Bank | 804 | 116,572 | ||||||
| Franklin Resources | 1,596 | 41,959 | ||||||
| Globe Life | 380 | 34,348 | ||||||
| Goldman Sachs Group | 1,496 | 405,670 | ||||||
| Hartford Financial Services Group | 1,344 | 64,539 | ||||||
| Huntington Bancshares | 3,604 | 47,663 | ||||||
| Intercontinental Exchange | 2,533 | 279,517 | ||||||
| Invesco | 2,359 | 48,572 | ||||||
| JPMorgan Chase | 13,219 | 1,700,889 | ||||||
| KeyCorp | 4,823 | 81,316 | ||||||
| Lincoln National | 643 | 29,250 | ||||||
| Loews | 1,285 | 58,198 | ||||||
| M&T Bank | 534 | 70,739 | ||||||
| MarketAxess Holdings | 181 | 97,878 | ||||||
| Marsh & McLennan | 2,314 | 254,332 | ||||||
| MetLife | 3,482 | 167,658 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Moody’s | 729 | $ | 194,104 | |||||
| Morgan Stanley | 6,007 | 402,769 | ||||||
| MSCI, Cl A | 359 | 141,913 | ||||||
| Nasdaq | 538 | 72,775 | ||||||
| Northern Trust | 908 | 80,984 | ||||||
| People’s United Financial | 2,109 | 28,809 | ||||||
| PNC Financial Services Group | 1,744 | 250,299 | ||||||
| Principal Financial Group | 899 | 44,294 | ||||||
| Progressive | 2,653 | 231,315 | ||||||
| Prudential Financial | 1,522 | 119,142 | ||||||
| Raymond James Financial | 491 | 49,066 | ||||||
| Regions Financial | 4,404 | 74,912 | ||||||
| S&P Global | 1,003 | 317,951 | ||||||
| State Street | 1,568 | 109,760 | ||||||
| SVB Financial Group * | 216 | 94,560 | ||||||
| Synchrony Financial | 2,280 | 76,722 | ||||||
| T Rowe Price Group | 1,012 | 158,358 | ||||||
| Travelers | 1,090 | 148,567 | ||||||
| Truist Financial | 6,091 | 292,246 | ||||||
| Unum Group | 1,292 | 30,013 | ||||||
| US Bancorp | 5,642 | 241,760 | ||||||
| W R Berkley | 488 | 30,324 | ||||||
| Wells Fargo | 18,122 | 541,485 | ||||||
| Willis Towers Watson | 621 | 126,026 | ||||||
| Zions Bancorp | 1,001 | 44,184 | ||||||
| 13,975,263 | ||||||||
| Health Care — 13.9% | ||||||||
| Abbott Laboratories | 7,615 | 941,138 | ||||||
| AbbVie | 7,579 | 776,696 | ||||||
| ABIOMED * | 188 | 65,471 | ||||||
| Agilent Technologies | 1,204 | 144,685 | ||||||
| Alexion Pharmaceuticals * | 854 | 130,944 | ||||||
| Align Technology * | 291 | 152,885 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| AmerisourceBergen, Cl A | 642 | $ | 66,896 | |||||
| Amgen | 2,484 | 599,712 | ||||||
| Anthem | 1,038 | 308,265 | ||||||
| Baxter International | 2,289 | 175,864 | ||||||
| Becton Dickinson | 1,224 | 320,431 | ||||||
| Biogen Idec * | 609 | 172,109 | ||||||
| Bio-Rad Laboratories, Cl A * | 90 | 51,639 | ||||||
| Boston Scientific * | 5,971 | 211,612 | ||||||
| Bristol-Myers Squibb | 9,652 | 592,922 | ||||||
| Cardinal Health | 1,384 | 74,362 | ||||||
| Catalent * | 667 | 76,738 | ||||||
| Centene * | 2,588 | 156,056 | ||||||
| Cerner | 1,353 | 108,389 | ||||||
| Cigna | 1,499 | 325,358 | ||||||
| Cooper | 192 | 69,896 | ||||||
| CVS Health | 5,501 | 394,147 | ||||||
| Danaher | 2,700 | 642,168 | ||||||
| DaVita * | 407 | 47,770 | ||||||
| DENTSPLY SIRONA | 988 | 52,848 | ||||||
| DexCom * | 374 | 140,194 | ||||||
| Edwards Lifesciences * | 2,845 | 234,940 | ||||||
| Eli Lilly | 3,514 | 730,807 | ||||||
| Gilead Sciences | 5,469 | 358,766 | ||||||
| HCA Healthcare | 1,144 | 185,877 | ||||||
| Henry Schein * | 784 | 51,626 | ||||||
| Hologic * | 1,210 | 96,473 | ||||||
| Humana | 598 | 229,100 | ||||||
| IDEXX Laboratories * | 369 | 176,633 | ||||||
| Illumina * | 664 | 283,156 | ||||||
| Incyte * | 856 | 76,826 | ||||||
| Intuitive Surgical * | 495 | 370,082 | ||||||
| IQVIA Holdings * | 875 | 155,575 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Johnson & Johnson | 11,429 | $ | 1,864,413 | |||||
| Laboratory Corp of America Holdings * | 460 | 105,299 | ||||||
| McKesson | 639 | 111,486 | ||||||
| Medtronic | 5,760 | 641,261 | ||||||
| Merck | 10,882 | 838,676 | ||||||
| Mettler-Toledo International * | 91 | 106,297 | ||||||
| PerkinElmer | 464 | 68,241 | ||||||
| Perrigo | 759 | 32,409 | ||||||
| Pfizer | 23,923 | 858,836 | ||||||
| Quest Diagnostics | 631 | 81,494 | ||||||
| Regeneron Pharmaceuticals * | 459 | 231,263 | ||||||
| ResMed | 691 | 139,285 | ||||||
| STERIS | 361 | 67,547 | ||||||
| Stryker | 1,363 | 301,236 | ||||||
| Teleflex | 203 | 76,659 | ||||||
| Thermo Fisher Scientific | 1,702 | 867,510 | ||||||
| UnitedHealth Group | 4,110 | 1,371,014 | ||||||
| Universal Health Services, Cl B * | 425 | 52,989 | ||||||
| Varian Medical Systems * | 401 | 70,403 | ||||||
| Vertex Pharmaceuticals * | 1,069 | 244,887 | ||||||
| Viatris, Cl W * | 5,925 | 100,666 | ||||||
| Waters * | 302 | 79,930 | ||||||
| West Pharmaceutical Services | 322 | 96,436 | ||||||
| Zimmer Biomet Holdings | 928 | 142,606 | ||||||
| Zoetis, Cl A | 1,982 | 305,723 | ||||||
| 18,605,622 | ||||||||
| Industrials — 8.2% | ||||||||
| 3M | 2,538 | 445,825 | ||||||
| Alaska Air Group * | 387 | 18,897 | ||||||
| Allegion | 374 | 40,022 | ||||||
| American Airlines Group * | 2,365 | 40,607 | ||||||
| AMETEK | 1,014 | 114,845 | ||||||
| AO Smith | 507 | 27,530 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Boeing * | 2,260 | $ | 438,869 | |||||
| Carrier Global | 3,559 | 137,021 | ||||||
| Caterpillar | 2,289 | 418,521 | ||||||
| CH Robinson Worldwide | 623 | 53,304 | ||||||
| Cintas | 380 | 120,885 | ||||||
| Copart * | 829 | 90,983 | ||||||
| CSX | 3,169 | 271,757 | ||||||
| Cummins | 656 | 153,779 | ||||||
| Deere | 1,366 | 394,501 | ||||||
| Delta Air Lines * | 2,980 | 113,121 | ||||||
| Dover | 615 | 71,641 | ||||||
| Eaton | 1,821 | 214,332 | ||||||
| Emerson Electric | 2,685 | 213,055 | ||||||
| Equifax | 571 | 101,130 | ||||||
| Expeditors International of Washington | 703 | 62,932 | ||||||
| Fastenal | 2,183 | 99,523 | ||||||
| FedEx | 1,088 | 256,050 | ||||||
| Flowserve | 777 | 27,630 | ||||||
| Fortive | 1,241 | 82,005 | ||||||
| Fortune Brands Home & Security | 557 | 48,041 | ||||||
| General Dynamics | 1,036 | 151,960 | ||||||
| General Electric | 36,871 | 393,782 | ||||||
| Honeywell International | 3,000 | 586,110 | ||||||
| Howmet Aerospace * | 1,851 | 45,498 | ||||||
| Huntington Ingalls Industries | 222 | 34,927 | ||||||
| IDEX | 318 | 59,208 | ||||||
| IHS Markit | 1,510 | 131,491 | ||||||
| Illinois Tool Works | 1,200 | 233,052 | ||||||
| Ingersoll Rand * | 1,858 | 77,739 | ||||||
| Jacobs Engineering Group | 543 | 54,821 | ||||||
| JB Hunt Transport Services | 345 | 46,458 | ||||||
| Johnson Controls International | 3,328 | 165,801 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Kansas City Southern | 404 | $ | 81,879 | |||||
| L3Harris Technologies | 859 | 147,327 | ||||||
| Lockheed Martin | 1,080 | 347,566 | ||||||
| Masco | 1,116 | 60,610 | ||||||
| Nielsen Holdings | 2,011 | 44,906 | ||||||
| Norfolk Southern | 1,042 | 246,558 | ||||||
| Northrop Grumman | 714 | 204,639 | ||||||
| Old Dominion Freight Line | 410 | 79,540 | ||||||
| Otis Worldwide | 1,815 | 117,340 | ||||||
| PACCAR | 1,386 | 126,431 | ||||||
| Parker-Hannifin | 555 | 146,858 | ||||||
| Pentair | 947 | 51,574 | ||||||
| Quanta Services | 509 | 35,869 | ||||||
| Raytheon Technologies | 6,716 | 448,159 | ||||||
| Republic Services, Cl A | 1,005 | 90,973 | ||||||
| Robert Half International | 415 | 28,012 | ||||||
| Rockwell Automation | 444 | 110,347 | ||||||
| Rollins | 1,200 | 43,224 | ||||||
| Roper Technologies | 471 | 185,061 | ||||||
| Snap-On | 209 | 37,618 | ||||||
| Southwest Airlines * | 2,651 | 116,485 | ||||||
| Stanley Black & Decker | 683 | 118,494 | ||||||
| Teledyne Technologies * | 156 | 55,694 | ||||||
| Textron | 887 | 40,146 | ||||||
| Trane Technologies | 1,060 | 151,951 | ||||||
| TransDigm Group * | 249 | 137,767 | ||||||
| Union Pacific | 2,871 | 566,936 | ||||||
| United Airlines Holdings * | 1,117 | 44,669 | ||||||
| United Parcel Service, Cl B | 3,142 | 487,010 | ||||||
| United Rentals * | 301 | 73,146 | ||||||
| Verisk Analytics, Cl A | 698 | 128,083 | ||||||
| Waste Management | 1,750 | 194,810 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Westinghouse Air Brake Technologies | 903 | $ | 67,012 | |||||
| WW Grainger | 204 | 74,336 | ||||||
| Xylem | 840 | 81,136 | ||||||
| 11,009,819 | ||||||||
| Information Technology — 28.2% | ||||||||
| Accenture, Cl A | 2,714 | 656,571 | ||||||
| Adobe * | 2,070 | 949,654 | ||||||
| Advanced Micro Devices * | 5,102 | 436,935 | ||||||
| Akamai Technologies * | 707 | 78,498 | ||||||
| Amphenol, Cl A | 1,336 | 166,840 | ||||||
| Analog Devices | 1,548 | 228,067 | ||||||
| ANSYS * | 385 | 136,433 | ||||||
| Apple | 68,995 | 9,104,580 | ||||||
| Applied Materials | 3,814 | 368,737 | ||||||
| Arista Networks * | 225 | 69,201 | ||||||
| Autodesk * | 924 | 256,345 | ||||||
| Automatic Data Processing | 1,787 | 295,070 | ||||||
| Broadcom | 1,734 | 781,167 | ||||||
| Broadridge Financial Solutions | 494 | 69,807 | ||||||
| Cadence Design Systems * | 1,098 | 143,168 | ||||||
| CDW | 620 | 81,629 | ||||||
| Cisco Systems | 18,158 | 809,484 | ||||||
| Citrix Systems | 553 | 73,720 | ||||||
| Cognizant Technology Solutions, Cl A | 2,212 | 172,425 | ||||||
| Corning | 3,234 | 116,004 | ||||||
| DXC Technology * | 1,466 | 41,341 | ||||||
| Enphase Energy * | 545 | 99,381 | ||||||
| F5 Networks * | 329 | 64,468 | ||||||
| Fidelity National Information Services | 2,720 | 335,811 | ||||||
| Fiserv * | 2,300 | 236,187 | ||||||
| FleetCor Technologies * | 306 | 74,282 | ||||||
| FLIR Systems | 789 | 41,067 | ||||||
| Fortinet * | 671 | 97,127 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Gartner * | 411 | $ | 62,435 | |||||
| Global Payments | 1,251 | 220,827 | ||||||
| Hewlett Packard Enterprise | 5,449 | 67,241 | ||||||
| HP | 6,352 | 154,608 | ||||||
| Intel | 17,624 | 978,308 | ||||||
| International Business Machines | 3,939 | 469,174 | ||||||
| Intuit | 1,109 | 400,604 | ||||||
| IPG Photonics * | 132 | 29,493 | ||||||
| Jack Henry & Associates | 329 | 47,636 | ||||||
| Juniper Networks | 1,887 | 46,080 | ||||||
| Keysight Technologies * | 895 | 126,723 | ||||||
| KLA | 702 | 196,609 | ||||||
| Lam Research | 605 | 292,790 | ||||||
| Leidos Holdings | 567 | 60,136 | ||||||
| Mastercard, Cl A | 3,808 | 1,204,432 | ||||||
| Maxim Integrated Products * | 1,159 | 101,656 | ||||||
| Microchip Technology | 1,181 | 160,746 | ||||||
| Micron Technology * | 4,694 | 367,399 | ||||||
| Microsoft | 32,631 | 7,569,087 | ||||||
| Motorola Solutions | 648 | 108,572 | ||||||
| NetApp | 1,060 | 70,426 | ||||||
| NortonLifeLock | 2,830 | 59,628 | ||||||
| NVIDIA | 2,681 | 1,393,021 | ||||||
| Oracle | 8,059 | 487,005 | ||||||
| Paychex | 1,527 | 133,338 | ||||||
| Paycom Software * | 204 | 77,467 | ||||||
| PayPal Holdings * | 5,065 | 1,186,780 | ||||||
| Qorvo * | 561 | 95,864 | ||||||
| QUALCOMM | 4,846 | 757,333 | ||||||
| salesforce.com * | 3,937 | 888,030 | ||||||
| Seagate Technology | 1,079 | 71,344 | ||||||
| ServiceNow * | 827 | 449,193 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Skyworks Solutions | 804 | $ | 136,077 | |||||
| Synopsys * | 604 | 154,292 | ||||||
| TE Connectivity | 1,486 | 178,914 | ||||||
| Teradyne | 677 | 76,826 | ||||||
| Texas Instruments | 3,925 | 650,333 | ||||||
| Trimble * | 1,076 | 70,919 | ||||||
| Tyler Technologies * | 169 | 71,452 | ||||||
| VeriSign * | 494 | 95,871 | ||||||
| Visa, Cl A | 7,352 | 1,420,774 | ||||||
| Vontier * | 667 | 21,631 | ||||||
| Western Digital * | 1,415 | 79,848 | ||||||
| Western Union | 2,012 | 44,807 | ||||||
| Xerox Holdings | 1,201 | 25,257 | ||||||
| Xilinx * | 1,048 | 136,837 | ||||||
| Zebra Technologies, Cl A * | 248 | 96,182 | ||||||
| 37,578,004 | ||||||||
| Materials — 2.2% | ||||||||
| Air Products & Chemicals | 927 | 247,287 | ||||||
| Albemarle | 421 | 68,480 | ||||||
| Amcor | 6,827 | 74,687 | ||||||
| Avery Dennison | 382 | 57,632 | ||||||
| Ball | 1,311 | 115,394 | ||||||
| Celanese, Cl A | 487 | 59,487 | ||||||
| CF Industries Holdings | 802 | 33,187 | ||||||
| Corteva | 3,039 | 121,135 | ||||||
| Dow | 3,215 | 166,858 | ||||||
| DuPont de Nemours | 3,298 | 262,026 | ||||||
| Eastman Chemical | 554 | 54,486 | ||||||
| Ecolab | 1,033 | 211,259 | ||||||
| FMC | 577 | 62,483 | ||||||
| Freeport-McMoRan Copper & Gold * | 6,277 | 168,914 | ||||||
| International Flavors & Fragrances | 499 | 56,078 | ||||||
| International Paper | 1,835 | 92,319 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| LyondellBasell Industries, Cl A | 946 | $ | 81,129 | |||||
| Martin Marietta Materials | 296 | 85,074 | ||||||
| Mosaic | 2,055 | 53,348 | ||||||
| Newmont | 3,688 | 219,805 | ||||||
| Nucor | 1,279 | 62,325 | ||||||
| Packaging Corp of America | 382 | 51,364 | ||||||
| PPG Industries | 1,059 | 142,658 | ||||||
| Sealed Air | 813 | 34,366 | ||||||
| Sherwin-Williams | 369 | 255,274 | ||||||
| Vulcan Materials | 623 | 92,914 | ||||||
| Westrock | 989 | 40,974 | ||||||
| 2,970,943 | ||||||||
| Real Estate — 2.6% | ||||||||
| Alexandria Real Estate Equities ‡ | 484 | 80,881 | ||||||
| American Tower, Cl A ‡ | 1,883 | 428,119 | ||||||
| Apartment Investment and Management, Cl A ‡ * | 27 | 124 | ||||||
| AvalonBay Communities ‡ | 624 | 102,130 | ||||||
| Boston Properties ‡ | 562 | 51,294 | ||||||
| CBRE Group, Cl A * | 1,448 | 88,299 | ||||||
| Crown Castle International ‡ | 1,940 | 308,964 | ||||||
| Digital Realty Trust ‡ | 1,288 | 185,408 | ||||||
| Duke Realty ‡ | 1,723 | 68,162 | ||||||
| Equinix ‡ | 369 | 273,045 | ||||||
| Equity Residential ‡ | 1,679 | 103,493 | ||||||
| Essex Property Trust ‡ | 313 | 74,998 | ||||||
| Extra Space Storage ‡ | 604 | 68,729 | ||||||
| Federal Realty Investment Trust ‡ | 416 | 36,425 | ||||||
| Healthpeak Properties ‡ | 1,995 | 59,152 | ||||||
| Host Hotels & Resorts ‡ * | 3,176 | 43,035 | ||||||
| Iron Mountain ‡ | 1,609 | 54,175 | ||||||
| Kimco Realty ‡ | 2,470 | 40,780 | ||||||
| Mid-America Apartment Communities ‡ | 536 | 71,154 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| ProLogis ‡ | 3,073 | $ | 317,134 | |||||
| Public Storage ‡ | 595 | 135,434 | ||||||
| Realty Income ‡ | 1,676 | 98,984 | ||||||
| Regency Centers ‡ | 908 | 42,839 | ||||||
| SBA Communications, Cl A ‡ | 498 | 133,798 | ||||||
| Simon Property Group ‡ | 1,369 | 127,221 | ||||||
| SL Green Realty ‡ | 440 | 29,684 | ||||||
| UDR ‡ | 1,587 | 61,020 | ||||||
| Ventas ‡ | 1,594 | 73,436 | ||||||
| Vornado Realty Trust ‡ | 747 | 29,701 | ||||||
| Welltower ‡ | 1,950 | 118,170 | ||||||
| Weyerhaeuser ‡ | 3,249 | 101,336 | ||||||
| 3,407,124 | ||||||||
| Utilities — 2.8% | ||||||||
| AES | 2,686 | 65,511 | ||||||
| Alliant Energy | 1,043 | 50,742 | ||||||
| Ameren | 961 | 69,884 | ||||||
| American Electric Power | 2,223 | 179,863 | ||||||
| American Water Works | 735 | 116,880 | ||||||
| Atmos Energy | 519 | 46,191 | ||||||
| CenterPoint Energy | 2,208 | 46,567 | ||||||
| CMS Energy | 1,348 | 76,674 | ||||||
| Consolidated Edison | 1,364 | 96,544 | ||||||
| Dominion Energy | 3,359 | 244,837 | ||||||
| DTE Energy | 919 | 109,104 | ||||||
| Duke Energy | 3,045 | 286,230 | ||||||
| Edison International | 1,735 | 100,908 | ||||||
| Entergy | 956 | 91,135 | ||||||
| Evergy | 1,072 | 57,599 | ||||||
| Eversource Energy | 1,583 | 138,512 | ||||||
| Exelon | 4,234 | 175,965 | ||||||
| FirstEnergy | 2,741 | 84,313 | ||||||
| NextEra Energy | 8,378 | 677,529 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Shares/Number of Contracts | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Utilities — continued | ||||||||
| NiSource | 2,006 | $ | 44,433 | |||||
| NRG Energy | 968 | 40,085 | ||||||
| Pinnacle West Capital | 450 | 33,863 | ||||||
| PPL | 3,403 | 94,161 | ||||||
| Public Service Enterprise Group | 2,019 | 113,932 | ||||||
| Sempra Energy | 1,139 | 140,963 | ||||||
| Southern | 4,789 | 282,168 | ||||||
| WEC Energy Group | 1,205 | 107,124 | ||||||
| Xcel Energy | 2,267 | 145,065 | ||||||
| 3,716,782 | ||||||||
| TOTAL UNITED STATES | 134,764,311 | |||||||
| TOTAL INVESTMENTS — 101.4% | ||||||||
| (Cost $113,310,454) | $ | 135,341,170 | ||||||
| WRITTEN OPTION— (1.6)%(1) | ||||||||
| UNITED STATES— (1.6)% | ||||||||
| (Premiums Received $3,388,006) | (364 | ) | $ | (2,089,360 | ) | |||
Percentages are based on Net Assets of $133,425,665.
A list of the exchange traded option contracts held by the Fund at January 31, 2021, is as follows:
| Description | Number of Contracts | Cost+ | Exercise Price | Expiration Date | Value | |||||||||||||
| WRITTEN OPTION — (1.6)% | ||||||||||||||||||
| Call Options | ||||||||||||||||||
| S&P 500 Index* | (364 | ) | $ | (3,388,006 | ) | $ | 3,765.00 | 02/20/21 | $ | (2,089,360 | ) | |||||||
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| + | Notional amount for all options totals $(135,234,736). |
| (1) | Refer to table below for details on Options Contracts. |
| (A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at January 31, 2021 was $135,093,883. |
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Covered Call ETF | |
| Cl — Class |
| S&P — Standard & Poor’s |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 135,341,170 | $ | — | $ | — | $ | 135,341,170 | ||||||||
| Total Investments in Securities | $ | 135,341,170 | $ | — | $ | — | $ | 135,341,170 | ||||||||
| Liabilities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Written Option | $ | (2,089,360 | ) | $ | — | $ | — | $ | (2,089,360 | ) | ||||||
| Total Liabilities | $ | (2,089,360 | ) | $ | — | $ | — | $ | (2,089,360 | ) | ||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Russell 2000 Covered Call ETF | |
| Shares/Number of Contracts | Value | |||||||
| EXCHANGE TRADED FUND — 102.1%‡ (A) | ||||||||
| Vanguard Russell 2000 ETF | ||||||||
| (Cost $32,713,254) | 248,989 | $ | 41,332,174 | |||||
| TOTAL INVESTMENTS — 102.1% | ||||||||
| (Cost $32,713,254) | $ | 41,332,174 | ||||||
| WRITTEN OPTION— (2.1)%(1) | ||||||||
| UNITED STATES— (2.1)% | ||||||||
| (Premiums Received $1,407,836) | (199 | ) | $ | (854,025 | ) | |||
Percentages are based on Net Assets of $40,494,318.
A list of the exchange traded option contracts held by the Fund at January 31, 2021, is as follows:
| Description | Number of Contracts | Cost+ | Exercise Price | Expiration Date | Value | |||||||||||||
| WRITTEN OPTION — (2.1)% | ||||||||||||||||||
| Call Options | ||||||||||||||||||
| Russell 2000 Index* | (199 | ) | $ | (1,407,836 | ) | $ | 2,120.00 | 02/20/21 | $ | (854,025 | ) | |||||||
| + | Notional amount for all options totals $(41,265,456). |
| ‡ | For financial information on the Vanguard Russell 2000 ETF, please go to the Securities Exchange Commission’s website at http://www.sec.gov. |
| * | Non-Income producing security. |
| (1) | Refer to table below for details on Options Contracts. |
| (A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at January 31, 2021 was $41,332,174. |
| ETF — Exchange Traded Fund |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Exchange Traded Fund | 41,332,174 | — | — | 41,332,174 | ||||||||||||
| Total Investments in Securities | $ | 41,332,174 | $ | — | $ | — | $ | 41,332,174 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Russell 2000 Covered Call ETF | |
| Liabilities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Written Option | $ | (854,025 | ) | $ | — | $ | — | $ | (854,025 | ) | ||||||
| Total Liabilities | $ | (854,025 | ) | $ | — | $ | — | $ | (854,025 | ) | ||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Nasdaq 100 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 101.7% (A) | ||||||||
| ARGENTINA— 0.8% | ||||||||
| Consumer Discretionary — 0.8% | ||||||||
| MercadoLibre * | 19 | $ | 33,811 | |||||
| CHINA— 2.0% | ||||||||
| Communication Services — 0.8% | ||||||||
| Baidu ADR * | 102 | 23,972 | ||||||
| NetEase ADR | 121 | 13,914 | ||||||
| 37,886 | ||||||||
| Consumer Discretionary — 1.2% | ||||||||
| JD.com ADR * | 321 | 28,469 | ||||||
| Pinduoduo ADR * | 109 | 18,062 | ||||||
| Trip.com Group ADR * | 187 | 5,952 | ||||||
| 52,483 | ||||||||
| TOTAL CHINA | 90,369 | |||||||
| ISRAEL— 0.1% | ||||||||
| Information Technology — 0.1% | ||||||||
| Check Point Software Technologies * | 51 | 6,515 | ||||||
| NETHERLANDS— 0.7% | ||||||||
| Information Technology — 0.7% | ||||||||
| ASML Holding, Cl G | 28 | 14,956 | ||||||
| NXP Semiconductors | 103 | 16,528 | ||||||
| TOTAL NETHERLANDS | 31,484 | |||||||
| UNITED STATES— 98.1% | ||||||||
| Communication Services — 17.6% | ||||||||
| Activision Blizzard | 284 | 25,844 | ||||||
| Alphabet, Cl A * | 74 | 135,225 | ||||||
| Alphabet, Cl C * | 82 | 150,531 | ||||||
| Charter Communications, Cl A * | 75 | 45,567 | ||||||
| Comcast, Cl A | 1,721 | 85,310 | ||||||
| Electronic Arts | 109 | 15,609 | ||||||
| Facebook, Cl A * | 595 | 153,707 | ||||||
| Fox, Cl A | 123 | 3,835 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Nasdaq 100 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| Fox, Cl B | 93 | $ | 2,780 | |||||
| Match Group * | 100 | 13,986 | ||||||
| Netflix * | 166 | 88,376 | ||||||
| Sirius XM Holdings | 1,551 | 9,709 | ||||||
| T-Mobile US * | 468 | 59,005 | ||||||
| 789,484 | ||||||||
| Consumer Discretionary — 17.7% | ||||||||
| Amazon.com * | 124 | 397,568 | ||||||
| Booking Holdings * | 15 | 29,165 | ||||||
| Dollar Tree * | 85 | 8,641 | ||||||
| eBay | 260 | 14,693 | ||||||
| Lululemon Athletica * | 47 | 15,448 | ||||||
| Marriott International, Cl A * | 122 | 14,190 | ||||||
| O’Reilly Automotive * | 27 | 11,488 | ||||||
| Peloton Interactive, Cl A * | 93 | 13,590 | ||||||
| Ross Stores * | 134 | 14,913 | ||||||
| Starbucks | 443 | 42,887 | ||||||
| Tesla * | 290 | 230,124 | ||||||
| 792,707 | ||||||||
| Consumer Staples — 5.0% | ||||||||
| Costco Wholesale | 166 | 58,503 | ||||||
| Keurig Dr Pepper | 531 | 16,886 | ||||||
| Kraft Heinz | 462 | 15,482 | ||||||
| Mondelez International, Cl A | 527 | 29,217 | ||||||
| Monster Beverage * | 199 | 17,279 | ||||||
| PepsiCo | 521 | 71,153 | ||||||
| Walgreens Boots Alliance | 327 | 16,432 | ||||||
| 224,952 | ||||||||
| Health Care — 6.9% | ||||||||
| Alexion Pharmaceuticals * | 83 | 12,726 | ||||||
| Align Technology * | 29 | 15,236 | ||||||
| Amgen | 220 | 53,114 | ||||||
| Biogen Idec * | 58 | 16,391 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Nasdaq 100 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Cerner | 109 | $ | 8,732 | |||||
| DexCom * | 36 | 13,495 | ||||||
| Gilead Sciences | 462 | 30,307 | ||||||
| IDEXX Laboratories * | 32 | 15,318 | ||||||
| Illumina * | 55 | 23,454 | ||||||
| Incyte * | 78 | 7,001 | ||||||
| Intuitive Surgical * | 44 | 32,896 | ||||||
| Moderna * | 149 | 25,801 | ||||||
| Regeneron Pharmaceuticals * | 39 | 19,650 | ||||||
| Seagen * | 68 | 11,170 | ||||||
| Vertex Pharmaceuticals * | 96 | 21,992 | ||||||
| 307,283 | ||||||||
| Industrials — 1.8% | ||||||||
| Cintas | 39 | 12,407 | ||||||
| Copart * | 84 | 9,219 | ||||||
| CSX | 281 | 24,096 | ||||||
| Fastenal | 205 | 9,346 | ||||||
| PACCAR | 131 | 11,950 | ||||||
| Verisk Analytics, Cl A | 61 | 11,194 | ||||||
| 78,212 | ||||||||
| Information Technology — 48.1% | ||||||||
| Adobe * | 181 | 83,037 | ||||||
| Advanced Micro Devices * | 455 | 38,966 | ||||||
| Analog Devices | 139 | 20,479 | ||||||
| ANSYS * | 32 | 11,340 | ||||||
| Apple | 4,201 | 554,364 | ||||||
| Applied Materials | 337 | 32,581 | ||||||
| Atlassian, Cl A * | 50 | 11,557 | ||||||
| Autodesk * | 82 | 22,749 | ||||||
| Automatic Data Processing | 158 | 26,089 | ||||||
| Broadcom | 153 | 68,927 | ||||||
| Cadence Design Systems * | 105 | 13,691 | ||||||
| CDW | 51 | 6,715 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Nasdaq 100 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Cisco Systems | 1,593 | $ | 71,016 | |||||
| Cognizant Technology Solutions, Cl A | 202 | 15,746 | ||||||
| DocuSign, Cl A * | 70 | 16,302 | ||||||
| Fiserv * | 247 | 25,364 | ||||||
| Intel | 1,544 | 85,708 | ||||||
| Intuit | 97 | 35,039 | ||||||
| KLA | 58 | 16,244 | ||||||
| Lam Research | 54 | 26,133 | ||||||
| Marvell Technology Group | 253 | 13,019 | ||||||
| Maxim Integrated Products * | 96 | 8,420 | ||||||
| Microchip Technology | 98 | 13,339 | ||||||
| Micron Technology * | 421 | 32,952 | ||||||
| Microsoft | 1,868 | 433,301 | ||||||
| NVIDIA | 233 | 121,065 | ||||||
| Okta, Cl A * | 45 | 11,655 | ||||||
| Paychex | 136 | 11,876 | ||||||
| PayPal Holdings * | 441 | 103,331 | ||||||
| QUALCOMM | 426 | 66,575 | ||||||
| Skyworks Solutions | 60 | 10,155 | ||||||
| Splunk * | 57 | 9,407 | ||||||
| Synopsys * | 57 | 14,561 | ||||||
| Texas Instruments | 346 | 57,329 | ||||||
| VeriSign * | 43 | 8,345 | ||||||
| Workday, Cl A * | 68 | 15,472 | ||||||
| Xilinx * | 93 | 12,143 | ||||||
| Zoom Video Communications, Cl A * | 73 | 27,161 | ||||||
| 2,152,153 | ||||||||
| Utilities — 1.0% | ||||||||
| American Electric Power | 187 | 15,130 | ||||||
| Exelon | 368 | 15,294 | ||||||
| Xcel Energy | 198 | 12,670 | ||||||
| 43,094 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Nasdaq 100 Covered Call & Growth ETF | |
| Shares/Number of Contracts | Value | |||||||
| TOTAL UNITED STATES | $ | 4,387,885 | ||||||
| TOTAL INVESTMENTS — 101.7% | ||||||||
| (Cost $4,086,649) | $ | 4,550,064 | ||||||
| WRITTEN OPTION— (1.8)%(1) | ||||||||
| UNITED STATES— (1.8)% | ||||||||
| (Premiums Received $75,908) | (9 | ) | $ | (81,900 | ) | |||
Percentages are based on Net Assets of $4,475,932.
A list of the exchange traded option contracts held by the Fund at January 31, 2021, is as follows:
| Description | Number of Contracts | Cost+ | Exercise Price | Expiration Date | Value | |||||||||||||
| WRITTEN OPTION — (1.8)% | ||||||||||||||||||
| Call Options | ||||||||||||||||||
| NQX* | (9 | ) | $ | (75,908 | ) | $ | 2,565.00 | 02/20/21 | $ | (81,900 | ) | |||||||
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| + | Notional amount for all options totals $(2,326,568). |
| (A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at January 31, 2021 was $4,550,064.
|
| ADR — American Depositary Receipt |
Cl — Class NQX — NQX Index |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 4,550,064 | $ | — | $ | — | $ | 4,550,064 | ||||||||
| Total Investments in Securities | $ | 4,550,064 | $ | — | $ | — | $ | 4,550,064 | ||||||||
| Liabilities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Written Option | $ | (81,900 | ) | $ | — | $ | — | $ | (81,900 | ) | ||||||
| Total Liabilities | $ | (81,900 | ) | $ | — | $ | — | $ | (81,900 | ) | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Nasdaq 100 Covered Call & Growth ETF | |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 100.7% (A) | ||||||||
| UNITED KINGDOM— 0.4% | ||||||||
| Energy — 0.0% | ||||||||
| TechnipFMC | 58 | $ | 620 | |||||
| Materials — 0.4% | ||||||||
| Linde | 69 | 16,932 | ||||||
| TOTAL UNITED KINGDOM | 17,552 | |||||||
| UNITED STATES— 100.3% | ||||||||
| Communication Services — 10.8% | ||||||||
| Activision Blizzard | 101 | 9,191 | ||||||
| Alphabet, Cl A * | 39 | 71,267 | ||||||
| Alphabet, Cl C * | 38 | 69,758 | ||||||
| AT&T | 938 | 26,855 | ||||||
| Charter Communications, Cl A * | 19 | 11,544 | ||||||
| Comcast, Cl A | 602 | 29,840 | ||||||
| Discovery, Cl A * | 21 | 870 | ||||||
| Discovery, Cl C * | 41 | 1,436 | ||||||
| DISH Network, Cl A * | 33 | 958 | ||||||
| Electronic Arts | 39 | 5,585 | ||||||
| Facebook, Cl A * | 317 | 81,890 | ||||||
| Fox, Cl A | 47 | 1,465 | ||||||
| Fox, Cl B | 21 | 628 | ||||||
| Interpublic Group | 53 | 1,276 | ||||||
| Live Nation Entertainment * | 17 | 1,130 | ||||||
| Lumen Technologies | 134 | 1,659 | ||||||
| Netflix * | 58 | 30,879 | ||||||
| News, Cl A | 53 | 1,028 | ||||||
| News, Cl B | 17 | 321 | ||||||
| Omnicom Group | 29 | 1,809 | ||||||
| Take-Two Interactive Software * | 15 | 3,007 | ||||||
| T-Mobile US * | 77 | 9,708 | ||||||
| Twitter * | 108 | 5,457 | ||||||
| Verizon Communications | 545 | 29,839 | ||||||
| ViacomCBS, Cl B | 77 | 3,735 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| Walt Disney * | 238 | $ | 40,024 | |||||
| 441,159 | ||||||||
| Consumer Discretionary — 12.9% | ||||||||
| Advance Auto Parts | 9 | 1,342 | ||||||
| Amazon.com * | 56 | 179,546 | ||||||
| Aptiv * | 37 | 4,943 | ||||||
| AutoZone * | 3 | 3,355 | ||||||
| Best Buy | 29 | 3,156 | ||||||
| Booking Holdings * | 5 | 9,722 | ||||||
| BorgWarner | 30 | 1,260 | ||||||
| CarMax * | 22 | 2,591 | ||||||
| Carnival * | 81 | 1,512 | ||||||
| Chipotle Mexican Grill, Cl A * | 3 | 4,440 | ||||||
| Darden Restaurants | 18 | 2,104 | ||||||
| Dollar General | 32 | 6,228 | ||||||
| Dollar Tree * | 30 | 3,050 | ||||||
| Domino’s Pizza | 5 | 1,854 | ||||||
| DR Horton | 45 | 3,456 | ||||||
| eBay | 85 | 4,803 | ||||||
| Etsy * | 17 | 3,385 | ||||||
| Expedia Group * | 18 | 2,234 | ||||||
| Ford Motor * | 503 | 5,297 | ||||||
| Gap | 28 | 567 | ||||||
| Garmin | 21 | 2,412 | ||||||
| General Motors * | 163 | 8,261 | ||||||
| Genuine Parts | 20 | 1,878 | ||||||
| Hanesbrands | 47 | 719 | ||||||
| Hasbro | 18 | 1,689 | ||||||
| Hilton Worldwide Holdings * | 35 | 3,549 | ||||||
| Home Depot | 142 | 38,457 | ||||||
| L Brands * | 32 | 1,304 | ||||||
| Las Vegas Sands * | 44 | 2,116 | ||||||
| Leggett & Platt | 18 | 738 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — continued | ||||||||
| Lennar, Cl A | 38 | $ | 3,160 | |||||
| LKQ * | 38 | 1,333 | ||||||
| Lowe’s | 96 | 16,018 | ||||||
| Marriott International, Cl A * | 36 | 4,187 | ||||||
| McDonald’s | 98 | 20,369 | ||||||
| MGM Resorts International | 56 | 1,599 | ||||||
| Mohawk Industries * | 9 | 1,292 | ||||||
| Newell Brands | 51 | 1,225 | ||||||
| NIKE, Cl B | 165 | 22,043 | ||||||
| Norwegian Cruise Line Holdings * | 40 | 906 | ||||||
| O’Reilly Automotive * | 9 | 3,829 | ||||||
| Pool | 6 | 2,125 | ||||||
| PulteGroup | 36 | 1,566 | ||||||
| PVH * | 9 | 767 | ||||||
| Ralph Lauren, Cl A * | 6 | 606 | ||||||
| Ross Stores * | 48 | 5,342 | ||||||
| Royal Caribbean Cruises * | 24 | 1,560 | ||||||
| Starbucks | 154 | 14,909 | ||||||
| Tapestry * | 38 | 1,202 | ||||||
| Target | 66 | 11,957 | ||||||
| Tesla * | 99 | 78,558 | ||||||
| TJX | 157 | 10,054 | ||||||
| Tractor Supply | 15 | 2,126 | ||||||
| Ulta Beauty * | 6 | 1,679 | ||||||
| Under Armour, Cl A * | 26 | 455 | ||||||
| Under Armour, Cl C * | 27 | 404 | ||||||
| VF | 44 | 3,382 | ||||||
| Whirlpool | 9 | 1,666 | ||||||
| Wynn Resorts * | 12 | 1,194 | ||||||
| Yum! Brands | 41 | 4,161 | ||||||
| 525,642 | ||||||||
| Consumer Staples — 6.3% | ||||||||
| Altria Group | 243 | 9,982 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Staples — continued | ||||||||
| Archer-Daniels-Midland | 75 | $ | 3,751 | |||||
| Brown-Forman, Cl B | 24 | 1,720 | ||||||
| Campbell Soup | 27 | 1,299 | ||||||
| Church & Dwight | 33 | 2,786 | ||||||
| Clorox | 17 | 3,561 | ||||||
| Coca-Cola | 510 | 24,557 | ||||||
| Colgate-Palmolive | 112 | 8,736 | ||||||
| Conagra Brands | 66 | 2,284 | ||||||
| Constellation Brands, Cl A | 21 | 4,430 | ||||||
| Costco Wholesale | 58 | 20,441 | ||||||
| Estee Lauder, Cl A | 30 | 7,100 | ||||||
| General Mills | 83 | 4,822 | ||||||
| Hershey | 18 | 2,618 | ||||||
| Hormel Foods | 38 | 1,781 | ||||||
| J M Smucker | 15 | 1,746 | ||||||
| Kellogg | 35 | 2,063 | ||||||
| Kimberly-Clark | 44 | 5,812 | ||||||
| Kraft Heinz | 88 | 2,949 | ||||||
| Kroger | 99 | 3,416 | ||||||
| Lamb Weston Holdings | 20 | 1,494 | ||||||
| McCormick | 32 | 2,865 | ||||||
| Molson Coors Beverage, Cl B * | 26 | 1,304 | ||||||
| Mondelez International, Cl A | 187 | 10,367 | ||||||
| Monster Beverage * | 50 | 4,342 | ||||||
| PepsiCo | 182 | 24,855 | ||||||
| Philip Morris International | 204 | 16,249 | ||||||
| Procter & Gamble | 327 | 41,924 | ||||||
| Sysco | 69 | 4,934 | ||||||
| Tyson Foods, Cl A | 40 | 2,572 | ||||||
| Walgreens Boots Alliance | 98 | 4,925 | ||||||
| Walmart | 183 | 25,709 | ||||||
| 257,394 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — 2.4% | ||||||||
| Apache | 51 | $ | 728 | |||||
| Baker Hughes, Cl A | 90 | 1,808 | ||||||
| Cabot Oil & Gas | 53 | 971 | ||||||
| Chevron | 253 | 21,556 | ||||||
| ConocoPhillips | 176 | 7,056 | ||||||
| Devon Energy | 63 | 1,037 | ||||||
| Diamondback Energy | 21 | 1,190 | ||||||
| EOG Resources | 80 | 4,077 | ||||||
| Exxon Mobil | 559 | 25,067 | ||||||
| Halliburton | 120 | 2,116 | ||||||
| Hess | 34 | 1,835 | ||||||
| HollyFrontier | 21 | 598 | ||||||
| Kinder Morgan | 264 | 3,717 | ||||||
| Marathon Oil | 108 | 782 | ||||||
| Marathon Petroleum | 89 | 3,841 | ||||||
| NOV * | 53 | 656 | ||||||
| Occidental Petroleum | 114 | 2,287 | ||||||
| ONEOK | 60 | 2,390 | ||||||
| Phillips 66 | 59 | 4,000 | ||||||
| Pioneer Natural Resources | 22 | 2,660 | ||||||
| Schlumberger | 190 | 4,220 | ||||||
| Valero Energy | 56 | 3,160 | ||||||
| Williams | 166 | 3,524 | ||||||
| 99,276 | ||||||||
| Financials — 10.4% | ||||||||
| Aflac | 84 | 3,795 | ||||||
| Allstate | 41 | 4,394 | ||||||
| American Express | 86 | 9,999 | ||||||
| American International Group | 111 | 4,156 | ||||||
| Ameriprise Financial | 14 | 2,770 | ||||||
| Aon, Cl A | 30 | 6,093 | ||||||
| Arthur J Gallagher | 26 | 3,001 | ||||||
| Assurant | 9 | 1,219 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Bank of America | 1,003 | $ | 29,740 | |||||
| Bank of New York Mellon | 111 | 4,421 | ||||||
| Berkshire Hathaway, Cl B * | 256 | 58,334 | ||||||
| BlackRock, Cl A | 18 | 12,623 | ||||||
| Capital One Financial | 59 | 6,151 | ||||||
| Cboe Global Markets | 15 | 1,376 | ||||||
| Charles Schwab | 195 | 10,050 | ||||||
| Chubb | 59 | 8,595 | ||||||
| Cincinnati Financial | 21 | 1,766 | ||||||
| Citigroup | 273 | 15,831 | ||||||
| Citizens Financial Group | 60 | 2,186 | ||||||
| CME Group, Cl A | 47 | 8,542 | ||||||
| Comerica | 18 | 1,030 | ||||||
| Discover Financial Services | 41 | 3,425 | ||||||
| Everest Re Group | 6 | 1,266 | ||||||
| Fifth Third Bancorp | 98 | 2,835 | ||||||
| First Republic Bank | 24 | 3,480 | ||||||
| Franklin Resources | 36 | 946 | ||||||
| Globe Life | 13 | 1,175 | ||||||
| Goldman Sachs Group | 45 | 12,203 | ||||||
| Hartford Financial Services Group | 49 | 2,353 | ||||||
| Huntington Bancshares | 140 | 1,852 | ||||||
| Intercontinental Exchange | 74 | 8,166 | ||||||
| Invesco | 51 | 1,050 | ||||||
| JPMorgan Chase | 403 | 51,855 | ||||||
| KeyCorp | 133 | 2,242 | ||||||
| Lincoln National | 24 | 1,092 | ||||||
| Loews | 32 | 1,449 | ||||||
| M&T Bank | 18 | 2,384 | ||||||
| MarketAxess Holdings | 5 | 2,704 | ||||||
| Marsh & McLennan | 66 | 7,254 | ||||||
| MetLife | 99 | 4,767 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Moody’s | 20 | $ | 5,325 | |||||
| Morgan Stanley | 188 | 12,605 | ||||||
| MSCI, Cl A | 11 | 4,348 | ||||||
| Nasdaq | 15 | 2,029 | ||||||
| Northern Trust | 26 | 2,319 | ||||||
| People’s United Financial | 58 | 792 | ||||||
| PNC Financial Services Group | 56 | 8,037 | ||||||
| Principal Financial Group | 35 | 1,724 | ||||||
| Progressive | 77 | 6,714 | ||||||
| Prudential Financial | 53 | 4,149 | ||||||
| Raymond James Financial | 17 | 1,699 | ||||||
| Regions Financial | 130 | 2,211 | ||||||
| S&P Global | 32 | 10,144 | ||||||
| State Street | 47 | 3,290 | ||||||
| SVB Financial Group * | 6 | 2,627 | ||||||
| Synchrony Financial | 74 | 2,490 | ||||||
| T Rowe Price Group | 31 | 4,851 | ||||||
| Travelers | 33 | 4,498 | ||||||
| Truist Financial | 176 | 8,444 | ||||||
| Unum Group | 27 | 627 | ||||||
| US Bancorp | 179 | 7,670 | ||||||
| W R Berkley | 19 | 1,181 | ||||||
| Wells Fargo | 543 | 16,226 | ||||||
| Willis Towers Watson | 18 | 3,653 | ||||||
| Zions Bancorp | 24 | 1,059 | ||||||
| 427,282 | ||||||||
| Health Care — 13.9% | ||||||||
| Abbott Laboratories | 234 | 28,920 | ||||||
| AbbVie | 232 | 23,775 | ||||||
| ABIOMED * | 6 | 2,090 | ||||||
| Agilent Technologies | 41 | 4,927 | ||||||
| Alexion Pharmaceuticals * | 30 | 4,600 | ||||||
| Align Technology * | 9 | 4,728 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| AmerisourceBergen, Cl A | 20 | $ | 2,084 | |||||
| Amgen | 77 | 18,590 | ||||||
| Anthem | 33 | 9,800 | ||||||
| Baxter International | 68 | 5,224 | ||||||
| Becton Dickinson | 39 | 10,210 | ||||||
| Biogen Idec * | 21 | 5,935 | ||||||
| Bio-Rad Laboratories, Cl A * | 3 | 1,721 | ||||||
| Boston Scientific * | 186 | 6,592 | ||||||
| Bristol-Myers Squibb | 297 | 18,245 | ||||||
| Cardinal Health | 40 | 2,149 | ||||||
| Catalent * | 20 | 2,301 | ||||||
| Centene * | 74 | 4,462 | ||||||
| Cerner | 41 | 3,285 | ||||||
| Cigna | 47 | 10,201 | ||||||
| Cooper | 6 | 2,184 | ||||||
| CVS Health | 171 | 12,252 | ||||||
| Danaher | 83 | 19,741 | ||||||
| DaVita * | 8 | 939 | ||||||
| DENTSPLY SIRONA | 30 | 1,605 | ||||||
| DexCom * | 12 | 4,498 | ||||||
| Edwards Lifesciences * | 81 | 6,689 | ||||||
| Eli Lilly | 104 | 21,629 | ||||||
| Gilead Sciences | 164 | 10,758 | ||||||
| HCA Healthcare | 36 | 5,849 | ||||||
| Henry Schein * | 20 | 1,317 | ||||||
| Hologic * | 35 | 2,791 | ||||||
| Humana | 17 | 6,513 | ||||||
| IDEXX Laboratories * | 11 | 5,265 | ||||||
| Illumina * | 19 | 8,103 | ||||||
| Incyte * | 23 | 2,064 | ||||||
| Intuitive Surgical * | 15 | 11,215 | ||||||
| IQVIA Holdings * | 24 | 4,267 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Johnson & Johnson | 347 | $ | 56,605 | |||||
| Laboratory Corp of America Holdings * | 13 | 2,976 | ||||||
| McKesson | 21 | 3,664 | ||||||
| Medtronic | 178 | 19,817 | ||||||
| Merck | 333 | 25,664 | ||||||
| Mettler-Toledo International * | 3 | 3,504 | ||||||
| PerkinElmer | 15 | 2,206 | ||||||
| Perrigo | 18 | 769 | ||||||
| Pfizer | 732 | 26,279 | ||||||
| Quest Diagnostics | 18 | 2,325 | ||||||
| Regeneron Pharmaceuticals * | 14 | 7,054 | ||||||
| ResMed | 18 | 3,628 | ||||||
| STERIS | 12 | 2,245 | ||||||
| Stryker | 42 | 9,282 | ||||||
| Teleflex | 6 | 2,266 | ||||||
| Thermo Fisher Scientific | 52 | 26,505 | ||||||
| UnitedHealth Group | 126 | 42,032 | ||||||
| Universal Health Services, Cl B * | 11 | 1,371 | ||||||
| Varian Medical Systems * | 12 | 2,107 | ||||||
| Vertex Pharmaceuticals * | 33 | 7,560 | ||||||
| Viatris, Cl W * | 142 | 2,415 | ||||||
| Waters * | 9 | 2,382 | ||||||
| West Pharmaceutical Services | 8 | 2,396 | ||||||
| Zimmer Biomet Holdings | 28 | 4,303 | ||||||
| Zoetis, Cl A | 62 | 9,564 | ||||||
| 566,437 | ||||||||
| Industrials — 8.2% | ||||||||
| 3M | 75 | 13,175 | ||||||
| Alaska Air Group * | 17 | 830 | ||||||
| Allegion | 12 | 1,284 | ||||||
| American Airlines Group * | 74 | 1,271 | ||||||
| AMETEK | 29 | 3,285 | ||||||
| AO Smith | 18 | 977 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Boeing * | 69 | $ | 13,399 | |||||
| Carrier Global | 111 | 4,274 | ||||||
| Caterpillar | 71 | 12,982 | ||||||
| CH Robinson Worldwide | 18 | 1,540 | ||||||
| Cintas | 12 | 3,817 | ||||||
| Copart * | 28 | 3,073 | ||||||
| CSX | 100 | 8,576 | ||||||
| Cummins | 19 | 4,454 | ||||||
| Deere | 41 | 11,841 | ||||||
| Delta Air Lines * | 87 | 3,303 | ||||||
| Dover | 18 | 2,097 | ||||||
| Eaton | 51 | 6,003 | ||||||
| Emerson Electric | 77 | 6,109 | ||||||
| Equifax | 15 | 2,657 | ||||||
| Expeditors International of Washington | 23 | 2,059 | ||||||
| Fastenal | 78 | 3,556 | ||||||
| FedEx | 32 | 7,531 | ||||||
| Flowserve | 18 | 640 | ||||||
| Fortive | 46 | 3,040 | ||||||
| Fortune Brands Home & Security | 18 | 1,553 | ||||||
| General Dynamics | 30 | 4,400 | ||||||
| General Electric | 1,148 | 12,261 | ||||||
| Honeywell International | 92 | 17,973 | ||||||
| Howmet Aerospace * | 53 | 1,303 | ||||||
| Huntington Ingalls Industries | 6 | 944 | ||||||
| IDEX | 9 | 1,676 | ||||||
| IHS Markit | 50 | 4,353 | ||||||
| Illinois Tool Works | 39 | 7,574 | ||||||
| Ingersoll Rand * | 50 | 2,092 | ||||||
| Jacobs Engineering Group | 18 | 1,818 | ||||||
| JB Hunt Transport Services | 12 | 1,616 | ||||||
| Johnson Controls International | 100 | 4,981 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Kansas City Southern | 12 | $ | 2,432 | |||||
| L3Harris Technologies | 27 | 4,631 | ||||||
| Lockheed Martin | 32 | 10,298 | ||||||
| Masco | 35 | 1,901 | ||||||
| Nielsen Holdings | 49 | 1,094 | ||||||
| Norfolk Southern | 33 | 7,808 | ||||||
| Northrop Grumman | 21 | 6,019 | ||||||
| Old Dominion Freight Line | 12 | 2,328 | ||||||
| Otis Worldwide | 56 | 3,620 | ||||||
| PACCAR | 47 | 4,287 | ||||||
| Parker-Hannifin | 18 | 4,763 | ||||||
| Pentair | 23 | 1,253 | ||||||
| Quanta Services | 18 | 1,268 | ||||||
| Raytheon Technologies | 200 | 13,346 | ||||||
| Republic Services, Cl A | 29 | 2,625 | ||||||
| Robert Half International | 15 | 1,013 | ||||||
| Rockwell Automation | 15 | 3,728 | ||||||
| Rollins | 31 | 1,117 | ||||||
| Roper Technologies | 14 | 5,501 | ||||||
| Snap-On | 7 | 1,260 | ||||||
| Southwest Airlines * | 80 | 3,514 | ||||||
| Stanley Black & Decker | 21 | 3,643 | ||||||
| Teledyne Technologies * | 5 | 1,785 | ||||||
| Textron | 31 | 1,403 | ||||||
| Trane Technologies | 33 | 4,731 | ||||||
| TransDigm Group * | 7 | 3,873 | ||||||
| Union Pacific | 89 | 17,575 | ||||||
| United Airlines Holdings * | 39 | 1,560 | ||||||
| United Parcel Service, Cl B | 93 | 14,415 | ||||||
| United Rentals * | 9 | 2,187 | ||||||
| Verisk Analytics, Cl A | 22 | 4,037 | ||||||
| Waste Management | 53 | 5,900 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Westinghouse Air Brake Technologies | 24 | $ | 1,781 | |||||
| WW Grainger | 6 | 2,186 | ||||||
| Xylem | 24 | 2,318 | ||||||
| 335,517 | ||||||||
| Information Technology — 27.9% | ||||||||
| Accenture, Cl A | 84 | 20,321 | ||||||
| Adobe * | 63 | 28,903 | ||||||
| Advanced Micro Devices * | 158 | 13,531 | ||||||
| Akamai Technologies * | 22 | 2,443 | ||||||
| Amphenol, Cl A | 39 | 4,870 | ||||||
| Analog Devices | 48 | 7,072 | ||||||
| ANSYS * | 11 | 3,898 | ||||||
| Apple | 2,101 | 277,247 | ||||||
| Applied Materials | 119 | 11,505 | ||||||
| Arista Networks * | 6 | 1,845 | ||||||
| Autodesk * | 29 | 8,045 | ||||||
| Automatic Data Processing | 56 | 9,247 | ||||||
| Broadcom | 53 | 23,877 | ||||||
| Broadridge Financial Solutions | 15 | 2,120 | ||||||
| Cadence Design Systems * | 36 | 4,694 | ||||||
| CDW | 18 | 2,370 | ||||||
| Cisco Systems | 556 | 24,787 | ||||||
| Citrix Systems | 15 | 2,000 | ||||||
| Cognizant Technology Solutions, Cl A | 69 | 5,379 | ||||||
| Corning | 103 | 3,695 | ||||||
| DXC Technology * | 35 | 987 | ||||||
| Enphase Energy * | 17 | 3,100 | ||||||
| F5 Networks * | 9 | 1,764 | ||||||
| Fidelity National Information Services | 81 | 10,000 | ||||||
| Fiserv * | 73 | 7,496 | ||||||
| FleetCor Technologies * | 11 | 2,670 | ||||||
| FLIR Systems | 18 | 937 | ||||||
| Fortinet * | 18 | 2,606 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Gartner * | 12 | $ | 1,823 | |||||
| Global Payments | 39 | 6,884 | ||||||
| Hewlett Packard Enterprise | 175 | 2,160 | ||||||
| HP | 176 | 4,283 | ||||||
| Intel | 540 | 29,975 | ||||||
| International Business Machines | 117 | 13,936 | ||||||
| Intuit | 35 | 12,643 | ||||||
| IPG Photonics * | 5 | 1,117 | ||||||
| Jack Henry & Associates | 8 | 1,158 | ||||||
| Juniper Networks | 44 | 1,074 | ||||||
| Keysight Technologies * | 23 | 3,257 | ||||||
| KLA | 21 | 5,881 | ||||||
| Lam Research | 18 | 8,711 | ||||||
| Leidos Holdings | 18 | 1,909 | ||||||
| Mastercard, Cl A | 116 | 36,690 | ||||||
| Maxim Integrated Products * | 36 | 3,158 | ||||||
| Microchip Technology | 33 | 4,492 | ||||||
| Micron Technology * | 146 | 11,427 | ||||||
| Microsoft | 993 | 230,336 | ||||||
| Motorola Solutions | 23 | 3,854 | ||||||
| NetApp | 30 | 1,993 | ||||||
| NortonLifeLock | 80 | 1,686 | ||||||
| NVIDIA | 81 | 42,086 | ||||||
| Oracle | 249 | 15,047 | ||||||
| Paychex | 44 | 3,842 | ||||||
| Paycom Software * | 6 | 2,278 | ||||||
| PayPal Holdings * | 154 | 36,084 | ||||||
| Qorvo * | 15 | 2,563 | ||||||
| QUALCOMM | 150 | 23,442 | ||||||
| salesforce.com * | 120 | 27,067 | ||||||
| Seagate Technology | 30 | 1,984 | ||||||
| ServiceNow * | 26 | 14,122 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Skyworks Solutions | 23 | $ | 3,893 | |||||
| Synopsys * | 21 | 5,364 | ||||||
| TE Connectivity | 45 | 5,418 | ||||||
| Teradyne | 23 | 2,610 | ||||||
| Texas Instruments | 120 | 19,883 | ||||||
| Trimble * | 33 | 2,175 | ||||||
| Tyler Technologies * | 6 | 2,537 | ||||||
| VeriSign * | 12 | 2,329 | ||||||
| Visa, Cl A | 223 | 43,094 | ||||||
| Vontier * | 19 | 616 | ||||||
| Western Digital * | 41 | 2,314 | ||||||
| Western Union | 56 | 1,247 | ||||||
| Xerox Holdings | 23 | 484 | ||||||
| Xilinx * | 33 | 4,309 | ||||||
| Zebra Technologies, Cl A * | 6 | 2,327 | ||||||
| 1,142,971 | ||||||||
| Materials — 2.2% | ||||||||
| Air Products and Chemicals | 29 | 7,736 | ||||||
| Albemarle | 15 | 2,440 | ||||||
| Amcor | 214 | 2,341 | ||||||
| Avery Dennison | 12 | 1,810 | ||||||
| Ball | 44 | 3,874 | ||||||
| Celanese, Cl A | 15 | 1,832 | ||||||
| CF Industries Holdings | 29 | 1,200 | ||||||
| Corteva | 102 | 4,066 | ||||||
| Dow | 96 | 4,982 | ||||||
| DuPont de Nemours | 95 | 7,548 | ||||||
| Eastman Chemical | 18 | 1,770 | ||||||
| Ecolab | 33 | 6,749 | ||||||
| FMC | 18 | 1,949 | ||||||
| Freeport-McMoRan Copper & Gold * | 188 | 5,059 | ||||||
| International Flavors & Fragrances | 15 | 1,686 | ||||||
| International Paper | 53 | 2,666 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — continued | ||||||||
| LyondellBasell Industries, Cl A | 35 | $ | 3,002 | |||||
| Martin Marietta Materials | 8 | 2,299 | ||||||
| Mosaic | 47 | 1,220 | ||||||
| Newmont | 104 | 6,198 | ||||||
| Nucor | 41 | 1,998 | ||||||
| Packaging Corp of America | 12 | 1,614 | ||||||
| PPG Industries | 32 | 4,311 | ||||||
| Sealed Air | 21 | 888 | ||||||
| Sherwin-Williams | 11 | 7,610 | ||||||
| Vulcan Materials | 18 | 2,685 | ||||||
| Westrock | 36 | 1,491 | ||||||
| 91,024 | ||||||||
| Real Estate — 2.5% | ||||||||
| Alexandria Real Estate Equities ‡ | 15 | 2,507 | ||||||
| American Tower, Cl A ‡ | 57 | 12,960 | ||||||
| AvalonBay Communities ‡ | 19 | 3,110 | ||||||
| Boston Properties ‡ | 19 | 1,734 | ||||||
| CBRE Group, Cl A * | 46 | 2,805 | ||||||
| Crown Castle International ‡ | 57 | 9,078 | ||||||
| Digital Realty Trust ‡ | 36 | 5,182 | ||||||
| Duke Realty ‡ | 50 | 1,978 | ||||||
| Equinix ‡ | 12 | 8,880 | ||||||
| Equity Residential ‡ | 47 | 2,897 | ||||||
| Essex Property Trust ‡ | 9 | 2,156 | ||||||
| Extra Space Storage ‡ | 18 | 2,048 | ||||||
| Federal Realty Investment Trust ‡ | 9 | 788 | ||||||
| Healthpeak Properties ‡ | 74 | 2,194 | ||||||
| Host Hotels & Resorts ‡ * | 96 | 1,301 | ||||||
| Iron Mountain ‡ | 39 | 1,313 | ||||||
| Kimco Realty ‡ | 59 | 974 | ||||||
| Mid-America Apartment Communities ‡ | 15 | 1,991 | ||||||
| ProLogis ‡ | 96 | 9,906 | ||||||
| Public Storage ‡ | 21 | 4,780 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| Realty Income ‡ | 47 | $ | 2,776 | |||||
| Regency Centers ‡ | 21 | 991 | ||||||
| SBA Communications, Cl A ‡ | 15 | 4,030 | ||||||
| Simon Property Group ‡ | 42 | 3,903 | ||||||
| SL Green Realty ‡ | 8 | 528 | ||||||
| UDR ‡ | 42 | 1,615 | ||||||
| Ventas ‡ | 50 | 2,304 | ||||||
| Vornado Realty Trust ‡ | 21 | 835 | ||||||
| Welltower ‡ | 56 | 3,394 | ||||||
| Weyerhaeuser ‡ | 102 | 3,181 | ||||||
| 102,139 | ||||||||
| Utilities — 2.8% | ||||||||
| AES | 92 | 2,244 | ||||||
| Alliant Energy | 34 | 1,654 | ||||||
| Ameren | 33 | 2,400 | ||||||
| American Electric Power | 64 | 5,178 | ||||||
| American Water Works | 24 | 3,816 | ||||||
| Atmos Energy | 18 | 1,602 | ||||||
| CenterPoint Energy | 74 | 1,561 | ||||||
| CMS Energy | 39 | 2,218 | ||||||
| Consolidated Edison | 45 | 3,185 | ||||||
| Dominion Energy | 107 | 7,798 | ||||||
| DTE Energy | 26 | 3,087 | ||||||
| Duke Energy | 96 | 9,024 | ||||||
| Edison International | 52 | 3,024 | ||||||
| Entergy | 27 | 2,574 | ||||||
| Evergy | 31 | 1,666 | ||||||
| Eversource Energy | 44 | 3,850 | ||||||
| Exelon | 126 | 5,237 | ||||||
| FirstEnergy | 74 | 2,276 | ||||||
| NextEra Energy | 258 | 20,865 | ||||||
| NiSource | 54 | 1,196 | ||||||
| NRG Energy | 33 | 1,367 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
| Shares/Number of Contracts | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Utilities — continued | ||||||||
| Pinnacle West Capital | 15 | $ | 1,129 | |||||
| PPL | 105 | 2,905 | ||||||
| Public Service Enterprise Group | 68 | 3,837 | ||||||
| Sempra Energy | 39 | 4,827 | ||||||
| Southern | 137 | 8,072 | ||||||
| WEC Energy Group | 43 | 3,823 | ||||||
| Xcel Energy | 71 | 4,543 | ||||||
| 114,958 | ||||||||
| TOTAL UNITED STATES | 4,103,799 | |||||||
| TOTAL INVESTMENTS — 100.7% | ||||||||
| (Cost $3,996,547) | $ | 4,121,351 | ||||||
| WRITTEN OPTION— (0.8)%(1) | ||||||||
| UNITED STATES— (0.8)% | ||||||||
| (Premiums Received $56,758) | (55 | ) | $ | (31,185 | ) | |||
Percentages are based on Net Assets of $4,091,254.
A list of the exchange traded option contracts held by the Fund at January 31, 2021, is as follows:
| Description | Number of Contracts | Cost+ | Exercise Price | Expiration Date | Value | |||||||||||||
| WRITTEN OPTION — (0.8)% | ||||||||||||||||||
| Call Options | ||||||||||||||||||
| S&P 500 Index* | (55 | ) | $ | (56,758 | ) | $ | 377.00 | 02/20/21 | $ | (31,185 | ) | |||||||
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| + | Notional amount for all options totals $(2,042,810). |
| (A) | All or a portion of these securities has been segregated as collateral for written options contracts. The aggregate market value of collateral at January 31, 2021 was $4,113,615. |
| Cl — Class |
S&P — Standard & Poor’s |
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500 Covered Call & Growth ETF | |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 4,121,351 | $ | — | $ | — | $ | 4,121,351 | ||||||||
| Total Investments in Securities | $ | 4,121,351 | $ | — | $ | — | $ | 4,121,351 | ||||||||
| Liabilities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Written Option | $ | (31,185 | ) | $ | — | $ | — | $ | (31,185 | ) | ||||||
| Total Liabilities | $ | (31,185 | ) | $ | — | $ | — | $ | (31,185 | ) | ||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperIncome™ Preferred ETF | |
| Shares | Value | |||||||
| PREFERRED STOCK — 95.5% | ||||||||
| BERMUDA— 1.0% | ||||||||
| Financials — 1.0% | ||||||||
| PartnerRe, 7.250% | 74,933 | $ | 1,929,525 | |||||
| TOTAL BERMUDA | 1,929,525 | |||||||
| UNITED STATES— 94.5% | ||||||||
| Consumer Staples — 1.9% | ||||||||
| CHS, Ser 4, 7.500% | 128,996 | 3,752,494 | ||||||
| Energy — 7.6% | ||||||||
| Crestwood Equity Partners, 9.250% | 456,082 | 3,648,656 | ||||||
| Energy Transfer Operating, 7.625%, VAR ICE LIBOR USD 3 Month+4.738% | 113,074 | 2,432,222 | ||||||
| Energy Transfer Operating, 7.600%, VAR ICE LIBOR USD 3 Month+5.161% | 197,246 | 4,343,357 | ||||||
| Energy Transfer Operating, 7.375%, VAR ICE LIBOR USD 3 Month+4.530% | 113,392 | 2,369,893 | ||||||
| NuStar Logistics, 6.975%, VAR ICE LIBOR USD 3 Month+6.734% | 104,302 | 2,312,375 | ||||||
| 15,106,503 | ||||||||
| Financials — 63.8% | ||||||||
| AGNC Investment, 7.000%, VAR ICE LIBOR USD 3 Month+5.111% ‡ | 86,365 | 2,166,898 | ||||||
| AGNC Investment, 6.500%, VAR ICE LIBOR USD 3 Month+4.993% ‡ | 105,135 | 2,568,448 | ||||||
| AGNC Investment, 6.125%, VAR ICE LIBOR USD 3 Month+4.697% ‡ | 151,974 | 3,647,376 | ||||||
| American Equity Investment Life Holding, 6.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.297% | 71,559 | 1,914,203 | ||||||
| Annaly Capital Management, 6.950%, VAR ICE LIBOR USD 3 Month+4.993% ‡ | 184,512 | 4,601,729 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperIncome™ Preferred ETF | |
| Shares | Value | |||||||
| PREFERRED STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Annaly Capital Management, 6.500%, VAR ICE LIBOR USD 3 Month+4.172% ‡ | 126,355 | $ | 3,105,806 | |||||
| Athene Holding, 6.350%, VAR ICE LIBOR USD 3 Month+4.253% | 214,107 | 6,127,743 | ||||||
| Athene Holding, 5.625% | 86,557 | 2,292,895 | ||||||
| Charles Schwab, 5.950% | 190,507 | 4,922,701 | ||||||
| Citigroup, Ser J, 7.125%, VAR ICE LIBOR USD 3 Month+4.040% | 143,891 | 4,027,509 | ||||||
| Citigroup, 6.875%, VAR ICE LIBOR USD 3 Month+4.130% | 226,188 | 6,414,692 | ||||||
| Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710% | 114,383 | 3,190,142 | ||||||
| GMAC Capital Trust I, Ser 2, 6.007%, VAR ICE LIBOR USD 3 Month+5.785% | 413,387 | 10,963,023 | ||||||
| Goldman Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month+3.550% (A) | 176,850 | 5,049,067 | ||||||
| Goldman Sachs Group, 6.300% | 171,534 | 4,355,248 | ||||||
| Hartford Financial Services Group, 7.875%, VAR ICE LIBOR USD 3 Month+5.596% | 155,551 | 4,269,875 | ||||||
| Huntington Bancshares, 6.250% | 154,742 | 3,928,899 | ||||||
| JPMorgan Chase, 6.150% | 293,900 | 7,465,060 | ||||||
| Morgan Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month+4.320% | 188,497 | 5,434,369 | ||||||
| Morgan Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month+3.940% | 184,173 | 5,210,254 | ||||||
| New Residential Investment, 6.375%, VAR ICE LIBOR USD 3 Month+4.969% ‡ | 103,257 | 2,182,853 | ||||||
| New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821% | 130,178 | 3,734,807 | ||||||
| Regions Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month+3.536% | 123,655 | 3,466,050 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperIncome™ Preferred ETF | |
| Shares | Value | |||||||
| PREFERRED STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370% | 102,469 | $ | 2,762,564 | |||||
| Synchrony Financial, 5.625% | 188,477 | 5,007,834 | ||||||
| Synovus Financial, 5.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.127% | 86,473 | 2,317,476 | ||||||
| US Bancorp, 6.500%, VAR ICE LIBOR USD 3 Month+4.468% | 282,093 | 7,385,195 | ||||||
| Wells Fargo, 6.625%, VAR ICE LIBOR USD 3 Month+3.690% | 211,745 | 6,085,551 | ||||||
| Wintrust Financial, 6.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.507% | 73,924 | 2,088,353 | ||||||
| 126,686,620 | ||||||||
| Industrials — 2.1% | ||||||||
| WESCO International, 10.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+10.325% | 137,900 | 4,285,932 | ||||||
| Information Technology — 10.1% | ||||||||
| Broadcom, 8.000% * | 8,414 | 12,358,063 | ||||||
| II-VI, 6.000% | 14,034 | 4,896,743 | ||||||
| Sabre, 6.500% | 19,191 | 2,759,474 | ||||||
| 20,014,280 | ||||||||
| Real Estate — 2.9% | ||||||||
| Monmouth Real Estate Investment, 6.125% ‡ | 109,487 | 2,767,831 | ||||||
| VEREIT, Ser F, 6.700% ‡ | 120,914 | 3,084,516 | ||||||
| 5,852,347 | ||||||||
| Utilities — 6.1% | ||||||||
| CenterPoint Energy, 7.000% * | 119,422 | 4,743,442 | ||||||
| NiSource, 6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.632% | 127,338 | 3,597,298 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperIncome™ Preferred ETF | |
| Shares | Value | |||||||
| PREFERRED STOCK — continued | ||||||||
| Utilities — continued | ||||||||
| Sempra Energy, 6.750% * | 36,675 | $ | 3,754,053 | |||||
| 12,094,793 | ||||||||
| TOTAL UNITED STATES | 187,792,969 | |||||||
| TOTAL PREFERRED STOCK | ||||||||
| (Cost $179,157,980) | 189,722,494 | |||||||
| COMMON STOCK — 3.8%‡ | ||||||||
| UNITED STATES— 3.8% | ||||||||
| Consumer Discretionary — 3.8% | ||||||||
| Qurate Retail | 75,995 | 7,604,060 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $7,542,749) | 7,604,060 | |||||||
| SHORT-TERM INVESTMENT(B)(C) — 0.2% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.01% | ||||||||
| (Cost $292,500) | 292,500 | 292,500 | ||||||
| TOTAL SHORT-TERM INVESTMENT | ||||||||
| (Cost $292,500) | 292,500 | |||||||
| TOTAL INVESTMENTS — 99.5% | ||||||||
| (Cost $186,993,229) | $ | 197,619,054 | ||||||
Percentages are based on Net Assets of $198,614,625.
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $285,500. |
| (B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $292,500. |
| (C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| ICE — Intercontinental Exchange |
| LIBOR — London Interbank Offered Rate |
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X SuperIncome™ Preferred ETF | |
| Ser — Series |
| USD — U.S. Dollar |
| VAR – Variable Rate |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Preferred Stock | $ | 189,722,494 | $ | — | $ | — | $ | 189,722,494 | ||||||||
| Common Stock | 7,604,060 | — | — | 7,604,060 | ||||||||||||
| Short-Term Investment | 292,500 | — | — | 292,500 | ||||||||||||
| Total Investments in Securities | $ | 197,619,054 | $ | — | $ | — | $ | 197,619,054 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X YieldCo & Renewable Energy Income ETF‡ | |
| Shares | Value | |||||||
| COMMON STOCK — 94.2% | ||||||||
| AUSTRIA— 6.1% | ||||||||
| Real Estate — 6.1% | ||||||||
| Verbund | 74,341 | $ | 6,719,601 | |||||
| BRAZIL— 7.0% | ||||||||
| Utilities — 7.0% | ||||||||
| Centrais Eletricas Brasileiras | 677,700 | 3,561,191 | ||||||
| Engie Brasil Energia | 428,977 | 3,375,402 | ||||||
| Omega Geracao * | 102,500 | 756,019 | ||||||
| TOTAL BRAZIL | 7,692,612 | |||||||
| CANADA— 9.5% | ||||||||
| Utilities — 9.5% | ||||||||
| Boralex, Cl A | 53,753 | 2,111,071 | ||||||
| Innergex Renewable Energy | 91,701 | 2,104,719 | ||||||
| Northland Power | 105,923 | 3,884,686 | ||||||
| TransAlta Renewables (A) | 139,951 | 2,355,432 | ||||||
| TOTAL CANADA | 10,455,908 | |||||||
| CHINA— 4.4% | ||||||||
| Utilities — 4.4% | ||||||||
| China Longyuan Power Group, Cl H | 1,755,800 | 2,572,385 | ||||||
| Xinyi Energy Holdings | 3,734,700 | 2,311,956 | ||||||
| TOTAL CHINA | 4,884,341 | |||||||
| DENMARK— 6.1% | ||||||||
| Utilities — 6.1% | ||||||||
| Orsted | 35,176 | 6,705,389 | ||||||
| FRANCE— 3.6% | ||||||||
| Utilities — 3.6% | ||||||||
| Albioma | 16,561 | 844,035 | ||||||
| Neoen * | 44,945 | 3,177,946 | ||||||
| TOTAL FRANCE | 4,021,981 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X YieldCo & Renewable Energy Income ETF‡ | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| GERMANY— 1.8% | ||||||||
| Utilities — 1.8% | ||||||||
| Encavis (A) | 72,502 | $ | 1,977,463 | |||||
| GREECE— 0.9% | ||||||||
| Utilities — 0.9% | ||||||||
| Terna Energy | 60,696 | 1,036,782 | ||||||
| ITALY— 3.3% | ||||||||
| Utilities — 3.3% | ||||||||
| ERG | 78,987 | 2,416,315 | ||||||
| Falck Renewables | 152,778 | 1,181,412 | ||||||
| TOTAL ITALY | 3,597,727 | |||||||
| JAPAN— 2.0% | ||||||||
| Utilities — 2.0% | ||||||||
| RENOVA * | 40,700 | 1,442,256 | ||||||
| West Holdings | 18,500 | 776,613 | ||||||
| TOTAL JAPAN | 2,218,869 | |||||||
| NEW ZEALAND— 12.9% | ||||||||
| Utilities — 12.9% | ||||||||
| Contact Energy | 376,589 | 2,217,401 | ||||||
| Mercury NZ | 1,056,630 | 5,425,781 | ||||||
| Meridian Energy | 1,289,500 | 6,644,800 | ||||||
| TOTAL NEW ZEALAND | 14,287,982 | |||||||
| NORWAY— 2.9% | ||||||||
| Utilities — 2.9% | ||||||||
| Scatec | 83,240 | 3,172,735 | ||||||
| RUSSIA— 2.2% | ||||||||
| Utilities — 2.2% | ||||||||
| RusHydro PJSC | 230,810,219 | 2,386,089 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X YieldCo & Renewable Energy Income ETF‡ | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| SPAIN— 9.6% | ||||||||
| Utilities — 9.6% | ||||||||
| Atlantica Sustainable Infrastructure | 56,045 | $ | 2,317,461 | |||||
| EDP Renovaveis | 239,218 | 6,553,640 | ||||||
| Solaria Energia y Medio Ambiente * | 65,597 | 1,692,702 | ||||||
| TOTAL SPAIN | 10,563,803 | |||||||
| THAILAND— 5.9% | ||||||||
| Energy — 0.6% | ||||||||
| Absolute Clean Energy NVDR | 5,315,884 | 653,607 | ||||||
| Utilities — 5.3% | ||||||||
| BCPG NVDR | 1,380,137 | 696,294 | ||||||
| Energy Absolute NVDR | 1,961,700 | 4,260,291 | ||||||
| Gunkul Engineering NVDR | 4,614,500 | 397,775 | ||||||
| Super Energy NVDR * | 14,244,200 | 466,399 | ||||||
| 5,820,759 | ||||||||
| TOTAL THAILAND | 6,474,366 | |||||||
| UNITED KINGDOM— 1.0% | ||||||||
| Utilities — 1.0% | ||||||||
| Drax Group | 208,035 | 1,067,271 | ||||||
| UNITED STATES— 15.0% | ||||||||
| Energy — 3.2% | ||||||||
| Enviva Partners | 20,835 | 1,038,000 | ||||||
| Gevo * | 64,282 | 653,105 | ||||||
| Renewable Energy Group * | 20,656 | 1,850,777 | ||||||
| 3,541,882 | ||||||||
| Industrials — 5.1% | ||||||||
| Sunrun * | 81,627 | 5,654,302 | ||||||
| Utilities — 6.7% | ||||||||
| Azure Power Global * | 25,062 | 950,100 | ||||||
| NextEra Energy Partners | 38,376 | 3,127,644 | ||||||
| Ormat Technologies | 29,359 | 3,351,623 | ||||||
| 7,429,367 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X YieldCo & Renewable Energy Income ETF‡ | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL UNITED STATES | $ | 16,625,551 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $96,493,694) | 103,888,470 | |||||||
| MASTER LIMITED PARTNERSHIP — 6.0% | ||||||||
| Utilities — 6.0% | ||||||||
| Brookfield Renewable Partners, Cl A (B) | ||||||||
| (Cost $3,941,245) | 144,592 | 6,570,563 | ||||||
| SHORT-TERM INVESTMENT(C)(D) — 3.1% | ||||||||
| Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
| (Cost $3,467,080) | 3,467,080 | 3,467,080 | ||||||
| TOTAL INVESTMENTS — 103.3% | ||||||||
| (Cost $103,902,019) | $ | 113,926,113 | ||||||
Percentages are based on Net Assets of $110,313,007.
| * | Non-income producing security. |
| ‡ | Effective February 1, 2021, the name of the Fund changed from Global X YieldCo & Renewable Energy Income ETF to Global X Renewable Energy Producers ETF. |
| (A) | This security or a partial position of this security is on loan at January 31, 2021. The total value of securities on loan at January 31, 2021 was $3,268,367. |
| (B) | Security considered Master Limited Partnership. At January 31, 2021, these securities amounted to $6,570,563 or 6.0% of Net Assets of the Fund. |
| (C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of January 31, 2021, was $3,467,080. |
| (D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of January 31, 2021. |
| Cl — Class |
| NVDR — Non-Voting Depositary Receipt |
| PJSC — Public Joint Stock Company |
As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X YieldCo & Renewable Energy Income ETF | |
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.9% | ||||||||
| UNITED KINGDOM— 0.4% | ||||||||
| Energy — 0.0% | ||||||||
| TechnipFMC | 6,661 | $ | 71,206 | |||||
| Materials — 0.4% | ||||||||
| Linde | 7,751 | 1,902,095 | ||||||
| TOTAL UNITED KINGDOM | 1,973,301 | |||||||
| UNITED STATES— 99.5% | ||||||||
| Communication Services — 10.9% | ||||||||
| Activision Blizzard | 11,557 | 1,051,687 | ||||||
| Alphabet, Cl A * | 4,417 | 8,071,449 | ||||||
| Alphabet, Cl C * | 4,283 | 7,862,474 | ||||||
| AT&T | 104,907 | 3,003,487 | ||||||
| Charter Communications, Cl A * | 2,202 | 1,337,847 | ||||||
| Comcast, Cl A | 67,240 | 3,333,087 | ||||||
| Discovery, Cl A * | 2,363 | 97,875 | ||||||
| Discovery, Cl C * | 5,103 | 178,758 | ||||||
| DISH Network, Cl A * | 3,735 | 108,390 | ||||||
| Electronic Arts | 4,412 | 631,798 | ||||||
| Facebook, Cl A * | 35,439 | 9,154,957 | ||||||
| Fox, Cl A | 5,226 | 162,947 | ||||||
| Fox, Cl B | 2,396 | 71,616 | ||||||
| Interpublic Group | 5,930 | 142,735 | ||||||
| Live Nation Entertainment * | 1,772 | 117,749 | ||||||
| Lumen Technologies | 14,716 | 182,184 | ||||||
| Netflix * | 6,437 | 3,426,994 | ||||||
| News, Cl A | 5,827 | 113,044 | ||||||
| News, Cl B | 1,799 | 33,965 | ||||||
| Omnicom Group | 3,425 | 213,652 | ||||||
| Take-Two Interactive Software * | 1,694 | 339,562 | ||||||
| T-Mobile US * | 8,560 | 1,079,245 | ||||||
| Twitter * | 11,286 | 570,282 | ||||||
| Verizon Communications | 60,579 | 3,316,701 | ||||||
| ViacomCBS, Cl B | 8,374 | 406,139 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| Walt Disney * | 26,441 | $ | 4,446,584 | |||||
| 49,455,208 | ||||||||
| Consumer Discretionary — 11.2% | ||||||||
| Advance Auto Parts | 1,047 | 156,150 | ||||||
| Amazon.com * | 6,359 | 20,388,227 | ||||||
| Aptiv * | 4,022 | 537,339 | ||||||
| AutoZone * | 332 | 371,299 | ||||||
| Best Buy | 3,453 | 375,755 | ||||||
| Booking Holdings * | 628 | 1,221,039 | ||||||
| BorgWarner | 3,127 | 131,303 | ||||||
| CarMax * | 2,661 | 313,413 | ||||||
| Carnival * | 10,616 | 198,201 | ||||||
| Chipotle Mexican Grill, Cl A * | 374 | 553,520 | ||||||
| Darden Restaurants | 1,889 | 220,805 | ||||||
| Dollar General | 3,606 | 701,764 | ||||||
| Dollar Tree * | 3,639 | 369,941 | ||||||
| Domino’s Pizza | 548 | 203,176 | ||||||
| DR Horton | 5,143 | 394,982 | ||||||
| eBay | 9,687 | 547,412 | ||||||
| Etsy * | 1,825 | 363,339 | ||||||
| Expedia Group * | 1,974 | 244,973 | ||||||
| Ford Motor * | 59,609 | 627,683 | ||||||
| Gap | 3,293 | 66,683 | ||||||
| Garmin | 1,896 | 217,775 | ||||||
| General Motors * | 19,395 | 982,938 | ||||||
| Genuine Parts | 2,245 | 210,761 | ||||||
| Hanesbrands | 5,583 | 85,364 | ||||||
| Hasbro | 1,830 | 171,691 | ||||||
| Hilton Worldwide Holdings * | 4,373 | 443,378 | ||||||
| Home Depot | 16,171 | 4,379,429 | ||||||
| L Brands * | 3,592 | 146,410 | ||||||
| Las Vegas Sands * | 5,081 | 244,345 | ||||||
| Leggett & Platt | 2,026 | 83,066 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — continued | ||||||||
| Lennar, Cl A | 4,275 | $ | 355,466 | |||||
| LKQ * | 4,693 | 164,677 | ||||||
| Lowe’s | 10,662 | 1,778,955 | ||||||
| Marriott International, Cl A * | 4,153 | 483,035 | ||||||
| McDonald’s | 10,909 | 2,267,328 | ||||||
| Mohawk Industries * | 965 | 138,574 | ||||||
| NIKE, Cl B | 18,812 | 2,513,095 | ||||||
| Norwegian Cruise Line Holdings * | 3,352 | 75,923 | ||||||
| NVR * | 46 | 204,538 | ||||||
| O’Reilly Automotive * | 1,177 | 500,778 | ||||||
| Pool | 570 | 201,883 | ||||||
| PulteGroup | 4,186 | 182,091 | ||||||
| PVH * | 1,230 | 104,870 | ||||||
| Ralph Lauren, Cl A * | 836 | 84,478 | ||||||
| Ross Stores * | 5,495 | 611,539 | ||||||
| Starbucks | 17,874 | 1,730,382 | ||||||
| Tapestry * | 4,307 | 136,187 | ||||||
| Target | 7,409 | 1,342,288 | ||||||
| TJX | 18,402 | 1,178,464 | ||||||
| Tractor Supply | 1,881 | 266,613 | ||||||
| Ulta Beauty * | 838 | 234,439 | ||||||
| Under Armour, Cl A * | 2,850 | 49,875 | ||||||
| Under Armour, Cl C * | 2,901 | 43,428 | ||||||
| VF | 4,961 | 381,352 | ||||||
| Whirlpool | 952 | 176,206 | ||||||
| Wynn Resorts * | 1,521 | 151,385 | ||||||
| Yum! Brands | 4,712 | 478,221 | ||||||
| 50,788,231 | ||||||||
| Consumer Staples — 6.5% | ||||||||
| Altria Group | 52,542 | 2,158,425 | ||||||
| Archer-Daniels-Midland | 15,846 | 792,458 | ||||||
| Brown-Forman, Cl B | 5,262 | 377,128 | ||||||
| Campbell Soup | 5,349 | 257,340 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Staples — continued | ||||||||
| Clorox | 3,560 | $ | 745,678 | |||||
| Coca-Cola | 111,406 | 5,364,199 | ||||||
| Conagra Brands | 15,069 | 521,387 | ||||||
| Constellation Brands, Cl A | 4,794 | 1,011,198 | ||||||
| Costco Wholesale | 12,704 | 4,477,271 | ||||||
| Estee Lauder, Cl A | 6,590 | 1,559,524 | ||||||
| General Mills | 17,283 | 1,004,143 | ||||||
| Hormel Foods | 8,505 | 398,544 | ||||||
| J M Smucker | 3,522 | 409,996 | ||||||
| Kellogg | 7,795 | 459,437 | ||||||
| Kimberly-Clark | 9,860 | 1,302,506 | ||||||
| Kraft Heinz | 18,140 | 607,871 | ||||||
| Kroger | 22,626 | 780,597 | ||||||
| Lamb Weston Holdings | 4,529 | 338,316 | ||||||
| McCormick | 7,450 | 667,073 | ||||||
| Molson Coors Beverage, Cl B * | 5,817 | 291,781 | ||||||
| Mondelez International, Cl A | 41,553 | 2,303,699 | ||||||
| Monster Beverage * | 10,935 | 949,486 | ||||||
| Sysco | 15,004 | 1,072,936 | ||||||
| Tyson Foods, Cl A | 8,393 | 539,754 | ||||||
| Walgreens Boots Alliance | 21,615 | 1,086,154 | ||||||
| 29,476,901 | ||||||||
| Energy — 2.5% | ||||||||
| Apache | 5,757 | 82,210 | ||||||
| Baker Hughes, Cl A | 10,644 | 213,838 | ||||||
| Cabot Oil & Gas | 6,659 | 122,059 | ||||||
| Chevron | 28,318 | 2,412,694 | ||||||
| ConocoPhillips | 21,038 | 842,166 | ||||||
| Devon Energy | 6,222 | 102,414 | ||||||
| Diamondback Energy | 2,300 | 130,387 | ||||||
| EOG Resources | 8,609 | 438,715 | ||||||
| Exxon Mobil | 63,080 | 2,828,508 | ||||||
| Halliburton | 13,245 | 233,509 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — continued | ||||||||
| Hess | 3,944 | $ | 212,897 | |||||
| HollyFrontier | 2,416 | 68,759 | ||||||
| Kinder Morgan | 29,192 | 411,023 | ||||||
| Marathon Oil | 12,568 | 90,992 | ||||||
| Marathon Petroleum | 9,884 | 426,593 | ||||||
| NOV * | 5,816 | 72,002 | ||||||
| Occidental Petroleum | 13,315 | 267,099 | ||||||
| ONEOK | 6,157 | 245,233 | ||||||
| Phillips 66 | 6,877 | 466,261 | ||||||
| Pioneer Natural Resources | 2,554 | 308,779 | ||||||
| Schlumberger | 20,562 | 456,683 | ||||||
| Valero Energy | 6,148 | 346,932 | ||||||
| Williams | 18,322 | 388,976 | ||||||
| 11,168,729 | ||||||||
| Financials — 10.6% | ||||||||
| Aflac | 9,417 | 425,460 | ||||||
| Allstate | 4,861 | 521,002 | ||||||
| American Express | 9,546 | 1,109,818 | ||||||
| American International Group | 12,883 | 482,340 | ||||||
| Ameriprise Financial | 1,689 | 334,202 | ||||||
| Aon, Cl A | 3,537 | 718,365 | ||||||
| Arthur J Gallagher | 2,740 | 316,223 | ||||||
| Assurant | 876 | 118,672 | ||||||
| Bank of America | 111,237 | 3,298,177 | ||||||
| Bank of New York Mellon | 12,847 | 511,696 | ||||||
| Berkshire Hathaway, Cl B * | 28,699 | 6,539,642 | ||||||
| BlackRock, Cl A | 2,027 | 1,421,453 | ||||||
| Capital One Financial | 6,995 | 729,299 | ||||||
| Cboe Global Markets | 1,685 | 154,565 | ||||||
| Charles Schwab | 21,903 | 1,128,881 | ||||||
| Chubb | 6,804 | 991,139 | ||||||
| Cincinnati Financial | 2,268 | 190,716 | ||||||
| Citigroup | 30,708 | 1,780,757 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Citizens Financial Group | 6,948 | $ | 253,185 | |||||
| CME Group, Cl A | 5,325 | 967,766 | ||||||
| Comerica | 2,268 | 129,730 | ||||||
| Discover Financial Services | 4,782 | 399,488 | ||||||
| Everest Re Group | 616 | 130,025 | ||||||
| Fifth Third Bancorp | 10,358 | 299,657 | ||||||
| First Republic Bank | 2,464 | 357,255 | ||||||
| Franklin Resources | 4,503 | 118,384 | ||||||
| Globe Life | 1,573 | 142,183 | ||||||
| Goldman Sachs Group | 4,830 | 1,309,751 | ||||||
| Hartford Financial Services Group | 5,316 | 255,274 | ||||||
| Huntington Bancshares | 16,099 | 212,909 | ||||||
| Intercontinental Exchange | 8,401 | 927,050 | ||||||
| Invesco | 6,066 | 124,899 | ||||||
| JPMorgan Chase | 44,702 | 5,751,806 | ||||||
| KeyCorp | 15,130 | 255,092 | ||||||
| Lincoln National | 3,107 | 141,337 | ||||||
| Loews | 4,041 | 183,017 | ||||||
| M&T Bank | 2,029 | 268,782 | ||||||
| MarketAxess Holdings | 540 | 292,010 | ||||||
| Marsh & McLennan | 7,514 | 825,864 | ||||||
| MetLife | 11,574 | 557,288 | ||||||
| Moody’s | 2,508 | 667,780 | ||||||
| Morgan Stanley | 21,330 | 1,430,176 | ||||||
| MSCI, Cl A | 1,239 | 489,777 | ||||||
| Nasdaq | 1,743 | 235,776 | ||||||
| Northern Trust | 3,240 | 288,976 | ||||||
| People’s United Financial | 5,630 | 76,906 | ||||||
| PNC Financial Services Group | 6,186 | 887,815 | ||||||
| Principal Financial Group | 3,976 | 195,898 | ||||||
| Progressive | 8,860 | 772,503 | ||||||
| Prudential Financial | 6,020 | 471,246 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Raymond James Financial | 1,885 | $ | 188,368 | |||||
| Regions Financial | 14,791 | 251,595 | ||||||
| S&P Global | 3,659 | 1,159,903 | ||||||
| State Street | 5,524 | 386,680 | ||||||
| SVB Financial Group * | 810 | 354,602 | ||||||
| Synchrony Financial | 9,269 | 311,902 | ||||||
| T Rowe Price Group | 3,470 | 542,986 | ||||||
| Travelers | 3,958 | 539,475 | ||||||
| Truist Financial | 20,133 | 965,981 | ||||||
| Unum Group | 3,301 | 76,682 | ||||||
| US Bancorp | 19,786 | 847,830 | ||||||
| W R Berkley | 1,816 | 112,846 | ||||||
| Wells Fargo | 59,326 | 1,772,661 | ||||||
| Willis Towers Watson | 1,978 | 401,415 | ||||||
| Zions Bancorp | 2,856 | 126,064 | ||||||
| 48,231,002 | ||||||||
| Health Care — 13.8% | ||||||||
| ABIOMED * | 1,521 | 529,688 | ||||||
| Alexion Pharmaceuticals * | 7,802 | 1,196,281 | ||||||
| Align Technology * | 2,540 | 1,334,465 | ||||||
| AmerisourceBergen, Cl A | 5,050 | 526,210 | ||||||
| Anthem | 9,217 | 2,737,265 | ||||||
| Baxter International | 18,369 | 1,411,290 | ||||||
| Biogen Idec * | 5,753 | 1,625,855 | ||||||
| Boston Scientific * | 52,293 | 1,853,264 | ||||||
| Cardinal Health | 10,009 | 537,784 | ||||||
| Cerner | 10,796 | 864,868 | ||||||
| Cigna | 13,445 | 2,918,237 | ||||||
| CVS Health | 48,086 | 3,445,361 | ||||||
| DaVita * | 2,648 | 310,796 | ||||||
| DENTSPLY SIRONA | 7,207 | 385,502 | ||||||
| DexCom * | 3,462 | 1,297,731 | ||||||
| Edwards Lifesciences * | 22,689 | 1,873,658 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — continued | ||||||||
| Eli Lilly | 29,335 | $ | 6,100,799 | |||||
| Gilead Sciences | 46,113 | 3,025,013 | ||||||
| Henry Schein * | 4,854 | 319,636 | ||||||
| Hologic * | 8,991 | 716,852 | ||||||
| Humana | 4,830 | 1,850,421 | ||||||
| IDEXX Laboratories * | 3,053 | 1,461,410 | ||||||
| Incyte * | 6,499 | 583,285 | ||||||
| Intuitive Surgical * | 4,304 | 3,217,843 | ||||||
| IQVIA Holdings * | 6,872 | 1,221,841 | ||||||
| Laboratory Corp of America Holdings * | 3,398 | 777,836 | ||||||
| McKesson | 5,765 | 1,005,820 | ||||||
| Medtronic | 49,749 | 5,538,557 | ||||||
| Mettler-Toledo International * | 846 | 988,213 | ||||||
| Quest Diagnostics | 4,630 | 597,965 | ||||||
| Regeneron Pharmaceuticals * | 3,827 | 1,928,196 | ||||||
| ResMed | 5,157 | 1,039,496 | ||||||
| STERIS | 2,925 | 547,297 | ||||||
| Stryker | 11,987 | 2,649,247 | ||||||
| Teleflex | 1,615 | 609,872 | ||||||
| Varian Medical Systems * | 3,153 | 553,572 | ||||||
| Waters * | 2,256 | 597,096 | ||||||
| West Pharmaceutical Services | 2,601 | 778,973 | ||||||
| Zimmer Biomet Holdings | 7,335 | 1,127,169 | ||||||
| Zoetis, Cl A | 17,458 | 2,692,897 | ||||||
| 62,777,561 | ||||||||
| Industrials — 8.3% | ||||||||
| 3M | 11,294 | 1,983,904 | ||||||
| Alaska Air Group * | 2,818 | 137,603 | ||||||
| Allegion | 2,184 | 233,710 | ||||||
| American Airlines Group * | 9,054 | 155,457 | ||||||
| AMETEK | 4,183 | 473,767 | ||||||
| AO Smith | 3,187 | 173,054 | ||||||
| Carrier Global | 16,484 | 634,634 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Caterpillar | 10,578 | $ | 1,934,082 | |||||
| CH Robinson Worldwide | 2,954 | 252,744 | ||||||
| Cintas | 1,679 | 534,123 | ||||||
| Copart * | 4,093 | 449,207 | ||||||
| CSX | 15,262 | 1,308,793 | ||||||
| Cummins | 3,044 | 713,574 | ||||||
| Deere | 6,090 | 1,758,792 | ||||||
| Delta Air Lines * | 11,523 | 437,413 | ||||||
| Dover | 3,145 | 366,361 | ||||||
| Eaton | 8,311 | 978,205 | ||||||
| Emerson Electric | 12,434 | 986,637 | ||||||
| Equifax | 2,392 | 423,647 | ||||||
| Expeditors International of Washington | 3,714 | 332,477 | ||||||
| Fastenal | 11,772 | 536,686 | ||||||
| FedEx | 4,983 | 1,172,699 | ||||||
| Flowserve | 2,992 | 106,396 | ||||||
| Fortive | 6,204 | 409,960 | ||||||
| Fortune Brands Home & Security | 2,315 | 199,669 | ||||||
| Howmet Aerospace * | 9,421 | 231,568 | ||||||
| IDEX | 1,699 | 316,337 | ||||||
| IHS Markit | 7,034 | 612,521 | ||||||
| Illinois Tool Works | 5,584 | 1,084,469 | ||||||
| Ingersoll Rand * | 6,759 | 282,797 | ||||||
| JB Hunt Transport Services | 1,981 | 266,761 | ||||||
| Johnson Controls International | 15,319 | 763,192 | ||||||
| Kansas City Southern | 1,663 | 337,040 | ||||||
| Masco | 4,981 | 270,518 | ||||||
| Nielsen Holdings | 7,895 | 176,295 | ||||||
| Norfolk Southern | 5,062 | 1,197,770 | ||||||
| Old Dominion Freight Line | 1,905 | 369,570 | ||||||
| Otis Worldwide | 8,357 | 540,280 | ||||||
| PACCAR | 6,920 | 631,242 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Parker-Hannifin | 2,552 | $ | 675,285 | |||||
| Pentair | 3,760 | 204,770 | ||||||
| Quanta Services | 3,389 | 238,823 | ||||||
| Republic Services, Cl A | 4,686 | 424,177 | ||||||
| Robert Half International | 2,854 | 192,645 | ||||||
| Rockwell Automation | 2,135 | 530,612 | ||||||
| Rollins | 4,803 | 172,986 | ||||||
| Roper Technologies | 2,185 | 858,508 | ||||||
| Snap-On | 1,261 | 226,967 | ||||||
| Southwest Airlines * | 11,262 | 494,852 | ||||||
| Stanley Black & Decker | 3,053 | 529,665 | ||||||
| Teledyne Technologies * | 611 | 218,133 | ||||||
| Trane Technologies | 4,727 | 677,615 | ||||||
| TransDigm Group * | 1,028 | 568,772 | ||||||
| Union Pacific | 13,386 | 2,643,334 | ||||||
| United Airlines Holdings * | 5,148 | 205,869 | ||||||
| United Parcel Service, Cl B | 14,320 | 2,219,601 | ||||||
| United Rentals * | 1,324 | 321,745 | ||||||
| Verisk Analytics, Cl A | 3,019 | 553,987 | ||||||
| Waste Management | 8,100 | 901,692 | ||||||
| Westinghouse Air Brake Technologies | 4,055 | 300,922 | ||||||
| WW Grainger | 993 | 361,839 | ||||||
| Xylem | 3,214 | 310,440 | ||||||
| 37,607,193 | ||||||||
| Information Technology — 28.2% | ||||||||
| Accenture, Cl A | 9,544 | 2,308,884 | ||||||
| Adobe * | 7,037 | 3,228,364 | ||||||
| Advanced Micro Devices * | 18,158 | 1,555,051 | ||||||
| Akamai Technologies * | 2,521 | 279,907 | ||||||
| Amphenol, Cl A | 4,421 | 552,094 | ||||||
| Analog Devices | 5,610 | 826,521 | ||||||
| ANSYS * | 1,253 | 444,026 | ||||||
| Apple | 236,135 | 31,160,374 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Applied Materials | 13,065 | $ | 1,263,124 | |||||
| Arista Networks * | 816 | 250,969 | ||||||
| Autodesk * | 3,347 | 928,558 | ||||||
| Automatic Data Processing | 6,494 | 1,072,289 | ||||||
| Broadcom | 5,935 | 2,673,718 | ||||||
| Broadridge Financial Solutions | 1,821 | 257,326 | ||||||
| Cadence Design Systems * | 4,236 | 552,332 | ||||||
| CDW | 2,182 | 287,282 | ||||||
| Cisco Systems | 61,823 | 2,756,070 | ||||||
| Citrix Systems | 1,895 | 252,622 | ||||||
| Cognizant Technology Solutions, Cl A | 8,448 | 658,522 | ||||||
| DXC Technology * | 3,925 | 110,685 | ||||||
| F5 Networks * | 958 | 187,720 | ||||||
| Fidelity National Information Services | 9,426 | 1,163,734 | ||||||
| Fiserv * | 8,358 | 858,283 | ||||||
| FleetCor Technologies * | 1,272 | 308,778 | ||||||
| FLIR Systems | 2,090 | 108,785 | ||||||
| Fortinet * | 2,233 | 323,227 | ||||||
| Gartner * | 1,416 | 215,105 | ||||||
| Global Payments | 4,503 | 794,870 | ||||||
| Hewlett Packard Enterprise | 20,108 | 248,133 | ||||||
| HP | 18,683 | 454,744 | ||||||
| Intel | 60,535 | 3,360,298 | ||||||
| International Business Machines | 13,320 | 1,586,545 | ||||||
| Intuit | 3,890 | 1,405,185 | ||||||
| IPG Photonics * | 597 | 133,388 | ||||||
| Jack Henry & Associates | 1,219 | 176,499 | ||||||
| Juniper Networks | 5,407 | 132,039 | ||||||
| Keysight Technologies * | 2,896 | 410,045 | ||||||
| KLA | 2,429 | 680,290 | ||||||
| Lam Research | 2,114 | 1,023,070 | ||||||
| Leidos Holdings | 1,838 | 194,938 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Mastercard, Cl A | 13,008 | $ | 4,114,299 | |||||
| Maxim Integrated Products * | 4,021 | 352,682 | ||||||
| Microchip Technology | 3,634 | 494,624 | ||||||
| Micron Technology * | 16,679 | 1,305,465 | ||||||
| Microsoft | 111,670 | 25,902,972 | ||||||
| Motorola Solutions | 2,539 | 425,409 | ||||||
| NetApp | 3,583 | 238,055 | ||||||
| NortonLifeLock | 9,285 | 195,635 | ||||||
| NVIDIA | 9,079 | 4,717,358 | ||||||
| Oracle | 27,999 | 1,691,980 | ||||||
| Paychex | 4,903 | 428,130 | ||||||
| Paycom Software * | 682 | 258,983 | ||||||
| PayPal Holdings * | 17,164 | 4,021,697 | ||||||
| Qorvo * | 1,879 | 321,084 | ||||||
| QUALCOMM | 16,386 | 2,560,804 | ||||||
| salesforce.com * | 13,612 | 3,070,323 | ||||||
| Seagate Technology | 3,671 | 242,727 | ||||||
| ServiceNow * | 2,843 | 1,544,204 | ||||||
| Skyworks Solutions | 2,697 | 456,467 | ||||||
| Synopsys * | 2,282 | 582,937 | ||||||
| TE Connectivity | 5,025 | 605,009 | ||||||
| Teradyne | 2,374 | 269,402 | ||||||
| Texas Instruments | 13,541 | 2,243,608 | ||||||
| Tyler Technologies * | 470 | 198,711 | ||||||
| VeriSign * | 1,571 | 304,884 | ||||||
| Visa, Cl A | 24,838 | 4,799,943 | ||||||
| Vontier * | 2,479 | 80,394 | ||||||
| Western Digital * | 4,508 | 254,386 | ||||||
| Western Union | 6,910 | 153,886 | ||||||
| Xerox Holdings | 3,099 | 65,172 | ||||||
| Xilinx * | 3,860 | 504,000 | ||||||
| Zebra Technologies, Cl A * | 735 | 285,055 | ||||||
| 127,874,679 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 2.3% | ||||||||
| Air Products & Chemicals | 3,241 | $ | 864,569 | |||||
| Albemarle | 1,670 | 271,642 | ||||||
| Amcor | 22,947 | 251,040 | ||||||
| Avery Dennison | 1,257 | 189,644 | ||||||
| Ball | 4,998 | 439,923 | ||||||
| Celanese, Cl A | 1,848 | 225,733 | ||||||
| CF Industries Holdings | 3,444 | 142,513 | ||||||
| Corteva | 11,153 | 444,559 | ||||||
| Dow | 11,124 | 577,336 | ||||||
| DuPont de Nemours | 11,125 | 883,881 | ||||||
| Eastman Chemical | 2,099 | 206,437 | ||||||
| Ecolab | 3,747 | 766,299 | ||||||
| FMC | 2,038 | 220,695 | ||||||
| Freeport-McMoRan Copper & Gold * | 22,510 | 605,744 | ||||||
| International Flavors & Fragrances | 1,563 | 175,650 | ||||||
| International Paper | 5,983 | 301,005 | ||||||
| LyondellBasell Industries, Cl A | 3,712 | 318,341 | ||||||
| Martin Marietta Materials | 998 | 286,835 | ||||||
| Mosaic | 5,346 | 138,782 | ||||||
| Newmont | 12,327 | 734,689 | ||||||
| Nucor | 4,608 | 224,548 | ||||||
| Packaging Corp of America | 1,416 | 190,395 | ||||||
| PPG Industries | 3,500 | 471,485 | ||||||
| Sealed Air | 2,254 | 95,277 | ||||||
| Sherwin-Williams | 1,205 | 833,619 | ||||||
| Vulcan Materials | 1,987 | 296,341 | ||||||
| Westrock | 3,876 | 160,583 | ||||||
| 10,317,565 | ||||||||
| Real Estate — 2.4% | ||||||||
| Alexandria Real Estate Equities ‡ | 1,743 | 291,273 | ||||||
| American Tower, Cl A ‡ | 6,671 | 1,516,719 | ||||||
| AvalonBay Communities ‡ | 2,099 | 343,543 | ||||||
| Boston Properties ‡ | 2,299 | 209,830 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| CBRE Group, Cl A * | 4,749 | $ | 289,594 | |||||
| Crown Castle International ‡ | 6,649 | 1,058,920 | ||||||
| Digital Realty Trust ‡ | 3,974 | 572,057 | ||||||
| Duke Realty ‡ | 5,355 | 211,844 | ||||||
| Equinix ‡ | 1,311 | 970,088 | ||||||
| Equity Residential ‡ | 5,503 | 339,205 | ||||||
| Essex Property Trust ‡ | 1,026 | 245,840 | ||||||
| Extra Space Storage ‡ | 1,933 | 219,956 | ||||||
| Federal Realty Investment Trust ‡ | 1,048 | 91,763 | ||||||
| Host Hotels & Resorts ‡ * | 11,125 | 150,744 | ||||||
| Iron Mountain ‡ | 4,097 | 137,946 | ||||||
| Kimco Realty ‡ | 6,426 | 106,093 | ||||||
| Mid-America Apartment Communities ‡ | 1,667 | 221,294 | ||||||
| ProLogis ‡ | 11,099 | 1,145,416 | ||||||
| Public Storage ‡ | 2,277 | 518,291 | ||||||
| Realty Income ‡ | 5,166 | 305,104 | ||||||
| Regency Centers ‡ | 2,379 | 112,241 | ||||||
| SBA Communications, Cl A ‡ | 1,708 | 458,888 | ||||||
| Simon Property Group ‡ | 4,606 | 428,036 | ||||||
| SL Green Realty ‡ | 1,344 | 90,679 | ||||||
| UDR ‡ | 4,195 | 161,298 | ||||||
| Vornado Realty Trust ‡ | 2,579 | 102,541 | ||||||
| Welltower ‡ | 6,347 | 384,628 | ||||||
| Weyerhaeuser ‡ | 11,376 | 354,817 | ||||||
| 11,038,648 | ||||||||
| Utilities — 2.8% | ||||||||
| AES | 10,006 | 244,046 | ||||||
| Alliant Energy | 3,557 | 173,048 | ||||||
| Ameren | 3,686 | 268,046 | ||||||
| American Electric Power | 7,480 | 605,207 | ||||||
| American Water Works | 2,705 | 430,149 | ||||||
| Atmos Energy | 1,737 | 154,593 | ||||||
| CenterPoint Energy | 7,462 | 157,374 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Utilities — continued | ||||||||
| CMS Energy | 4,295 | $ | 244,300 | |||||
| Consolidated Edison | 4,798 | 339,602 | ||||||
| Dominion Energy | 12,156 | 886,050 | ||||||
| DTE Energy | 2,774 | 329,329 | ||||||
| Duke Energy | 10,859 | 1,020,746 | ||||||
| Edison International | 5,115 | 297,488 | ||||||
| Entergy | 2,837 | 270,451 | ||||||
| Evergy | 3,642 | 195,685 | ||||||
| Eversource Energy | 4,834 | 422,975 | ||||||
| Exelon | 14,404 | 598,630 | ||||||
| FirstEnergy | 7,706 | 237,037 | ||||||
| NextEra Energy | 28,799 | 2,328,976 | ||||||
| NiSource | 5,352 | 118,547 | ||||||
| NRG Energy | 3,996 | 165,474 | ||||||
| Pinnacle West Capital | 1,672 | 125,818 | ||||||
| PPL | 10,819 | 299,362 | ||||||
| Public Service Enterprise Group | 7,689 | 433,890 | ||||||
| Sempra Energy | 4,109 | 508,530 | ||||||
| Southern | 15,433 | 909,312 | ||||||
| WEC Energy Group | 4,751 | 422,364 | ||||||
| Xcel Energy | 7,824 | 500,658 | ||||||
| 12,687,687 | ||||||||
| TOTAL UNITED STATES | 451,423,404 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $354,450,312) | $ | 453,396,705 | ||||||
Percentages are based on Net Assets of $454,065,972.
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| Cl — Class |
| S&P — Standard & Poor’s |
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P 500® Catholic Values ETF | |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 99.4% | ||||||||
| ARGENTINA— 0.0% | ||||||||
| Information Technology — 0.0% | ||||||||
| Globant * | 6 | $ | 1,152 | |||||
| AUSTRALIA— 10.5% | ||||||||
| Communication Services — 0.1% | ||||||||
| Telstra | 946 | 2,265 | ||||||
| TPG Telecom * | 22 | 125 | ||||||
| 2,390 | ||||||||
| Consumer Discretionary — 0.5% | ||||||||
| Aristocrat Leisure | 142 | 3,384 | ||||||
| Wesfarmers | 254 | 10,642 | ||||||
| 14,026 | ||||||||
| Consumer Staples — 0.7% | ||||||||
| Coles Group | 484 | 6,762 | ||||||
| Woolworths Group | 472 | 14,797 | ||||||
| 21,559 | ||||||||
| Energy — 0.2% | ||||||||
| Origin Energy | 390 | 1,418 | ||||||
| Santos | 392 | 1,958 | ||||||
| Woodside Petroleum | 212 | 3,980 | ||||||
| 7,356 | ||||||||
| Financials — 2.7% | ||||||||
| ASX | 42 | 2,313 | ||||||
| Australia & New Zealand Banking Group | 629 | 11,442 | ||||||
| Commonwealth Bank of Australia | 391 | 25,053 | ||||||
| Insurance Australia Group | 512 | 1,905 | ||||||
| Macquarie Group | 75 | 7,561 | ||||||
| National Australia Bank | 729 | 13,166 | ||||||
| QBE Insurance Group | 324 | 1,996 | ||||||
| REA Group | 9 | 1,013 | ||||||
| Suncorp Group | 278 | 2,150 | ||||||
| Westpac Banking | 800 | 12,970 | ||||||
| 79,569 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Health Care — 2.5% | ||||||||
| Cochlear * | 39 | $ | 5,908 | |||||
| CSL | 287 | 59,833 | ||||||
| Sonic Healthcare | 289 | 7,621 | ||||||
| 73,362 | ||||||||
| Industrials — 0.4% | ||||||||
| Brambles | 362 | 2,936 | ||||||
| Sydney Airport * | 264 | 1,159 | ||||||
| Transurban Group | 652 | 6,623 | ||||||
| 10,718 | ||||||||
| Information Technology — 0.2% | ||||||||
| Afterpay * | 49 | 5,079 | ||||||
| Materials — 2.8% | ||||||||
| BHP Group | 478 | 13,203 | ||||||
| BHP Group | 666 | 22,259 | ||||||
| Fortescue Metals Group | 382 | 6,386 | ||||||
| Glencore * | 2,472 | 8,364 | ||||||
| Newcrest Mining | 182 | 3,508 | ||||||
| Rio Tinto | 84 | 7,109 | ||||||
| Rio Tinto | 250 | 19,187 | ||||||
| South32 | 1,096 | 2,136 | ||||||
| 82,152 | ||||||||
| Real Estate — 0.3% | ||||||||
| Dexus ‡ | 242 | 1,673 | ||||||
| Goodman Group ‡ | 370 | 5,019 | ||||||
| Scentre Group ‡ | 1,148 | 2,405 | ||||||
| 9,097 | ||||||||
| Utilities — 0.1% | ||||||||
| AGL Energy | 138 | 1,215 | ||||||
| APA Group | 215 | 1,615 | ||||||
| 2,830 | ||||||||
| TOTAL AUSTRALIA | 308,138 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| AUSTRIA— 0.3% | ||||||||
| Communication Services — 0.0% | ||||||||
| Telekom Austria, Cl A | 32 | $ | 244 | |||||
| Energy — 0.0% | ||||||||
| OMV | 32 | 1,351 | ||||||
| Financials — 0.1% | ||||||||
| BAWAG Group | 16 | 701 | ||||||
| Erste Group Bank | 66 | 2,025 | ||||||
| Raiffeisen Bank International | 30 | 589 | ||||||
| 3,315 | ||||||||
| Industrials — 0.1% | ||||||||
| ANDRITZ | 18 | 857 | ||||||
| Immobilien Anlagen | 16 | 690 | ||||||
| Strabag | 1 | 34 | ||||||
| 1,581 | ||||||||
| Information Technology — 0.1% | ||||||||
| AMS * | 62 | 1,558 | ||||||
| Materials — 0.0% | ||||||||
| Mayr Melnhof Karton | 1 | 199 | ||||||
| voestalpine | 26 | 951 | ||||||
| 1,150 | ||||||||
| Real Estate — 0.0% | ||||||||
| Verbund | 16 | 1,446 | ||||||
| TOTAL AUSTRIA | 10,645 | |||||||
| BELGIUM— 1.5% | ||||||||
| Consumer Discretionary — 0.1% | ||||||||
| Ageas | 40 | 2,055 | ||||||
| Consumer Staples — 0.7% | ||||||||
| Anheuser-Busch InBev | 319 | 20,145 | ||||||
| Financials — 0.3% | ||||||||
| Groupe Bruxelles Lambert | 27 | 2,682 | ||||||
| KBC Group * | 76 | 5,329 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Sofina | 2 | $ | 649 | |||||
| 8,660 | ||||||||
| Health Care — 0.3% | ||||||||
| UCB | 84 | 8,728 | ||||||
| Materials — 0.1% | ||||||||
| Solvay | 16 | 1,828 | ||||||
| Umicore | 38 | 2,159 | ||||||
| 3,987 | ||||||||
| TOTAL BELGIUM | 43,575 | |||||||
| BRAZIL— 0.1% | ||||||||
| Materials — 0.1% | ||||||||
| Yara International | 40 | 1,873 | ||||||
| CHINA— 1.0% | ||||||||
| Consumer Discretionary — 0.4% | ||||||||
| Prosus * | 94 | 10,943 | ||||||
| Consumer Staples — 0.2% | ||||||||
| Budweiser Brewing APAC | 800 | 2,688 | ||||||
| Wilmar International | 1,000 | 3,971 | ||||||
| 6,659 | ||||||||
| Financials — 0.1% | ||||||||
| BOC Hong Kong Holdings | 800 | 2,394 | ||||||
| Health Care — 0.3% | ||||||||
| Alibaba Health Information Technology * | 2,500 | 7,835 | ||||||
| TOTAL CHINA | 27,831 | |||||||
| DENMARK— 2.2% | ||||||||
| Consumer Staples — 0.2% | ||||||||
| Carlsberg, Cl B | 42 | 6,176 | ||||||
| Health Care — 0.9% | ||||||||
| Coloplast, Cl B | 73 | 10,939 | ||||||
| Genmab * | 41 | 16,408 | ||||||
| 27,347 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — 0.7% | ||||||||
| A P Moller - Maersk, Cl B | 1 | $ | 2,078 | |||||
| AP Moller - Maersk, Cl A | 1 | 1,903 | ||||||
| DSV PANALPINA | 48 | 7,524 | ||||||
| Vestas Wind Systems | 48 | 10,459 | ||||||
| 21,964 | ||||||||
| Materials — 0.1% | ||||||||
| Novozymes, Cl B | 48 | 2,895 | ||||||
| Utilities — 0.3% | ||||||||
| Orsted | 42 | 8,006 | ||||||
| TOTAL DENMARK | 66,388 | |||||||
| FINLAND— 1.3% | ||||||||
| Energy — 0.2% | ||||||||
| Neste | 96 | 6,797 | ||||||
| Financials — 0.4% | ||||||||
| Nordea Bank Abp | 790 | 6,436 | ||||||
| Sampo, Cl A | 110 | 4,635 | ||||||
| 11,071 | ||||||||
| Industrials — 0.3% | ||||||||
| Kone, Cl B | 96 | 7,572 | ||||||
| Information Technology — 0.2% | ||||||||
| Nokia * | 1,280 | 6,165 | ||||||
| Materials — 0.1% | ||||||||
| Stora Enso, Cl R | 138 | 2,515 | ||||||
| Utilities — 0.1% | ||||||||
| Fortum | 96 | 2,331 | ||||||
| TOTAL FINLAND | 36,451 | |||||||
| FRANCE— 8.6% | ||||||||
| Communication Services — 0.4% | ||||||||
| Adevinta, Cl B * | 52 | 777 | ||||||
| Orange | 504 | 5,942 | ||||||
| Vivendi | 213 | 6,552 | ||||||
| 13,271 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — 1.0% | ||||||||
| Christian Dior | 1 | $ | 524 | |||||
| EssilorLuxottica | 66 | 9,381 | ||||||
| Hermes International | 8 | 8,189 | ||||||
| Kering | 17 | 11,186 | ||||||
| 29,280 | ||||||||
| Consumer Staples — 1.1% | ||||||||
| Danone | 257 | 17,160 | ||||||
| Pernod Ricard | 75 | 14,187 | ||||||
| 31,347 | ||||||||
| Energy — 0.8% | ||||||||
| Total | 552 | 23,402 | ||||||
| Financials — 2.0% | ||||||||
| AXA | 460 | 10,227 | ||||||
| BNP Paribas | 255 | 12,324 | ||||||
| LVMH Moet Hennessy Louis Vuitton | 60 | 36,323 | ||||||
| 58,874 | ||||||||
| Industrials — 1.1% | ||||||||
| Credit Agricole * | 280 | 3,191 | ||||||
| Schneider Electric | 128 | 18,809 | ||||||
| Vinci | 122 | 11,351 | ||||||
| 33,351 | ||||||||
| Information Technology — 0.2% | ||||||||
| Dassault Systemes | 32 | 6,405 | ||||||
| Materials — 1.7% | ||||||||
| Air Liquide | 107 | 17,549 | ||||||
| L’Oreal | 91 | 32,072 | ||||||
| 49,621 | ||||||||
| Utilities — 0.3% | ||||||||
| Electricite de France * | 102 | 1,274 | ||||||
| Engie * | 410 | 6,386 | ||||||
| 7,660 | ||||||||
| TOTAL FRANCE | 253,211 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| GERMANY— 7.7% | ||||||||
| Communication Services — 0.5% | ||||||||
| Deutsche Telekom | 788 | $ | 14,073 | |||||
| Consumer Discretionary — 1.9% | ||||||||
| adidas * | 42 | 13,369 | ||||||
| Allianz | 92 | 20,848 | ||||||
| Bayerische Motoren Werke | 72 | 6,124 | ||||||
| Daimler | 187 | 13,204 | ||||||
| Volkswagen | 8 | 1,696 | ||||||
| 55,241 | ||||||||
| Consumer Staples — 0.3% | ||||||||
| Beiersdorf | 37 | 4,061 | ||||||
| Henkel & KGaA | 42 | 3,939 | ||||||
| 8,000 | ||||||||
| Financials — 0.5% | ||||||||
| Deutsche Boerse | 42 | 6,766 | ||||||
| Muenchener Rueckversicherungs-Gesellschaft in Muenchen | 31 | 8,240 | ||||||
| 15,006 | ||||||||
| Health Care — 0.6% | ||||||||
| Fresenius Medical Care & KGaA | 129 | 10,469 | ||||||
| Siemens Healthineers | 151 | 8,490 | ||||||
| 18,959 | ||||||||
| Industrials — 1.5% | ||||||||
| Deutsche Post | 232 | 11,503 | ||||||
| Siemens | 192 | 29,844 | ||||||
| Siemens Energy * | 99 | 3,678 | ||||||
| 45,025 | ||||||||
| Information Technology — 1.4% | ||||||||
| Infineon Technologies | 296 | 11,912 | ||||||
| SAP | 245 | 31,194 | ||||||
| 43,106 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Materials — 0.5% | ||||||||
| BASF | 208 | $ | 16,130 | |||||
| Real Estate — 0.3% | ||||||||
| Vonovia | 125 | 8,374 | ||||||
| Utilities — 0.2% | ||||||||
| E.ON | 484 | 5,133 | ||||||
| TOTAL GERMANY | 229,047 | |||||||
| HONG KONG— 2.8% | ||||||||
| Financials — 1.7% | ||||||||
| AIA Group | 2,600 | 31,436 | ||||||
| Hang Seng Bank | 200 | 3,619 | ||||||
| Hong Kong Exchanges & Clearing | 264 | 16,935 | ||||||
| 51,990 | ||||||||
| Industrials — 0.5% | ||||||||
| Jardine Matheson Holdings | 74 | 4,277 | ||||||
| Jardine Strategic Holdings | 42 | 1,092 | ||||||
| MTR | 400 | 2,329 | ||||||
| Techtronic Industries | 400 | 6,025 | ||||||
| 13,723 | ||||||||
| Real Estate — 0.4% | ||||||||
| CK Asset Holdings | 600 | 3,014 | ||||||
| Henderson Land Development | 400 | 1,635 | ||||||
| Link REIT ‡ | 500 | 4,366 | ||||||
| Sun Hung Kai Properties | 310 | 4,238 | ||||||
| 13,253 | ||||||||
| Utilities — 0.2% | ||||||||
| CLP Holdings | 400 | 3,750 | ||||||
| Hong Kong & China Gas | 2,200 | 3,161 | ||||||
| 6,911 | ||||||||
| TOTAL HONG KONG | 85,877 | |||||||
| IRELAND— 1.0% | ||||||||
| Consumer Discretionary — 0.2% | ||||||||
| Flutter Entertainment * | 32 | 5,981 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Staples — 0.3% | ||||||||
| Kerry Group, Cl A | 56 | $ | 7,613 | |||||
| Industrials — 0.2% | ||||||||
| Kingspan Group * | 36 | 2,449 | ||||||
| Ryanair Holdings * | 130 | 2,258 | ||||||
| 4,707 | ||||||||
| Materials — 0.3% | ||||||||
| CRH | 178 | 7,435 | ||||||
| TOTAL IRELAND | 25,736 | |||||||
| ISRAEL— 0.5% | ||||||||
| Communication Services — 0.0% | ||||||||
| Bezeq The Israeli Telecommunication * | 125 | 129 | ||||||
| Financials — 0.2% | ||||||||
| Bank Hapoalim * | 248 | 1,772 | ||||||
| Bank Leumi Le-Israel | 324 | 2,028 | ||||||
| First International Bank of Israel * | 1 | 26 | ||||||
| Israel Discount Bank, Cl A | 258 | 1,014 | ||||||
| Mizrahi Tefahot Bank | 30 | 708 | ||||||
| Plus500 | 5 | 92 | ||||||
| 5,640 | ||||||||
| Industrials — 0.0% | ||||||||
| Kornit Digital * | 6 | 544 | ||||||
| Shapir Engineering and Industry | 1 | 7 | ||||||
| 551 | ||||||||
| Information Technology — 0.3% | ||||||||
| Check Point Software Technologies * | 26 | 3,321 | ||||||
| Nice * | 14 | 3,633 | ||||||
| Wix.com * | 12 | 2,965 | ||||||
| 9,919 | ||||||||
| Materials — 0.0% | ||||||||
| ICL Group | 156 | 841 | ||||||
| Real Estate — 0.0% | ||||||||
| Azrieli Group | 8 | 493 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Real Estate — continued | ||||||||
| Strauss Group | 6 | $ | 171 | |||||
| 664 | ||||||||
| Utilities — 0.0% | ||||||||
| Energix-Renewable Energies | 1 | 4 | ||||||
| TOTAL ISRAEL | 17,748 | |||||||
| ITALY— 1.9% | ||||||||
| Consumer Discretionary — 0.2% | ||||||||
| Ferrari | 28 | 5,860 | ||||||
| Consumer Staples — 0.0% | ||||||||
| Davide Campari-Milano | 127 | 1,370 | ||||||
| Energy — 0.2% | ||||||||
| Eni | 562 | 5,702 | ||||||
| Financials — 0.6% | ||||||||
| Assicurazioni Generali | 272 | 4,656 | ||||||
| Intesa Sanpaolo | 3,945 | 8,652 | ||||||
| Poste Italiane | 102 | 1,001 | ||||||
| UniCredit * | 468 | 4,297 | ||||||
| 18,606 | ||||||||
| Health Care — 0.1% | ||||||||
| Recordati | 57 | 2,958 | ||||||
| Industrials — 0.1% | ||||||||
| Atlantia * | 112 | 1,783 | ||||||
| Utilities — 0.7% | ||||||||
| Enel | 1,681 | 16,728 | ||||||
| Snam | 480 | 2,524 | ||||||
| Terna Rete Elettrica Nazionale | 310 | 2,258 | ||||||
| 21,510 | ||||||||
| TOTAL ITALY | 57,789 | |||||||
| JAPAN— 32.8% | ||||||||
| Communication Services — 2.7% | ||||||||
| Dentsu Group | 56 | 1,773 | ||||||
| KDDI | 396 | 11,646 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| Nexon | 104 | $ | 3,164 | |||||
| Nintendo | 29 | 16,781 | ||||||
| Nippon Telegraph & Telephone | 292 | 7,302 | ||||||
| SoftBank | 400 | 5,261 | ||||||
| SoftBank Group | 396 | 30,668 | ||||||
| Toho | 32 | 1,236 | ||||||
| Z Holdings | 600 | 3,727 | ||||||
| 81,558 | ||||||||
| Consumer Discretionary — 5.4% | ||||||||
| Aisin Seiki | 40 | 1,225 | ||||||
| Bandai Namco Holdings | 50 | 4,270 | ||||||
| Bridgestone | 138 | 5,098 | ||||||
| Denso | 116 | 6,434 | ||||||
| Fast Retailing | 14 | 12,011 | ||||||
| Hikari Tsushin | 4 | 840 | ||||||
| Honda Motor | 400 | 10,562 | ||||||
| Isuzu Motors | 100 | 955 | ||||||
| Koito Manufacturing | 28 | 1,800 | ||||||
| Nissan Motor * | 600 | 3,049 | ||||||
| Nitori Holdings | 18 | 3,574 | ||||||
| Oriental Land | 50 | 7,809 | ||||||
| Pan Pacific International Holdings | 134 | 3,008 | ||||||
| Panasonic | 490 | 6,325 | ||||||
| Rakuten * | 200 | 1,966 | ||||||
| Sekisui Chemical | 102 | 1,836 | ||||||
| Sekisui House | 100 | 1,929 | ||||||
| Sharp | 46 | 955 | ||||||
| Shimano | 20 | 4,700 | ||||||
| Sony | 277 | 26,590 | ||||||
| Subaru | 142 | 2,721 | ||||||
| Sumitomo Electric Industries | 200 | 2,660 | ||||||
| Suzuki Motor | 104 | 4,677 | ||||||
| Toyota Industries | 46 | 3,616 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Consumer Discretionary — continued | ||||||||
| Toyota Motor | 570 | $ | 39,744 | |||||
| Yamaha | 38 | 2,138 | ||||||
| ZOZO | 44 | 1,232 | ||||||
| 161,724 | ||||||||
| Consumer Services — 0.0% | ||||||||
| Welcia Holdings | 30 | 1,020 | ||||||
| Consumer Staples — 3.2% | ||||||||
| Aeon | 300 | 9,387 | ||||||
| Ajinomoto | 240 | 5,669 | ||||||
| Asahi Group Holdings | 200 | 8,046 | ||||||
| Kao | 180 | 13,061 | ||||||
| Kikkoman | 82 | 5,780 | ||||||
| Kirin Holdings | 320 | 6,865 | ||||||
| Kobe Bussan | 30 | 833 | ||||||
| Kose | 14 | 2,251 | ||||||
| MEIJI Holdings | 60 | 4,092 | ||||||
| Nissin Foods Holdings | 36 | 3,112 | ||||||
| Seven & i Holdings | 334 | 12,636 | ||||||
| Shiseido | 148 | 9,597 | ||||||
| Suntory Beverage & Food | 54 | 1,885 | ||||||
| Unicharm | 160 | 7,183 | ||||||
| Yakult Honsha | 68 | 3,468 | ||||||
| 93,865 | ||||||||
| Energy — 0.2% | ||||||||
| ENEOS Holdings | 800 | 3,238 | ||||||
| Idemitsu Kosan | 54 | 1,266 | ||||||
| Inpex | 200 | 1,156 | ||||||
| 5,660 | ||||||||
| Financials — 2.2% | ||||||||
| Acom | 200 | 879 | ||||||
| Dai-ichi Life Holdings | 200 | 3,030 | ||||||
| Daiwa Securities Group | 400 | 1,900 | ||||||
| Japan Exchange Group | 118 | 2,756 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Japan Post Bank | 90 | $ | 777 | |||||
| Japan Post Insurance | 6 | 118 | ||||||
| Mitsubishi UFJ Financial Group | 2,800 | 12,551 | ||||||
| Mizuho Financial Group | 560 | 7,373 | ||||||
| MS&AD Insurance Group Holdings | 108 | 3,099 | ||||||
| Nomura Holdings | 700 | 3,689 | ||||||
| ORIX | 300 | 4,800 | ||||||
| Resona Holdings | 500 | 1,734 | ||||||
| Sompo Holdings | 82 | 3,264 | ||||||
| Sumitomo Mitsui Financial Group | 304 | 9,422 | ||||||
| Sumitomo Mitsui Trust Holdings | 82 | 2,453 | ||||||
| T&D Holdings | 100 | 1,159 | ||||||
| Tokio Marine Holdings | 156 | 7,648 | ||||||
| 66,652 | ||||||||
| Health Care — 6.5% | ||||||||
| Eisai | 200 | 14,601 | ||||||
| Hoya | 240 | 30,706 | ||||||
| Kyowa Kirin | 150 | 4,441 | ||||||
| M3 * | 284 | 23,901 | ||||||
| Nihon M&A Center | 30 | 1,742 | ||||||
| Olympus * | 800 | 14,438 | ||||||
| Ono Pharmaceutical | 334 | 9,969 | ||||||
| Otsuka Holdings | 370 | 15,769 | ||||||
| Santen Pharmaceutical | 200 | 3,307 | ||||||
| Shionogi | 170 | 9,223 | ||||||
| Sysmex | 110 | 12,855 | ||||||
| Takeda Pharmaceutical | 990 | 34,968 | ||||||
| Terumo | 444 | 17,239 | ||||||
| 193,159 | ||||||||
| Industrials — 6.6% | ||||||||
| AGC | 54 | 1,872 | ||||||
| ANA Holdings * | 28 | 594 | ||||||
| Central Japan Railway | 50 | 7,068 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Dai Nippon Printing | 72 | $ | 1,238 | |||||
| Daifuku | 30 | 3,418 | ||||||
| Daikin Industries | 70 | 14,780 | ||||||
| East Japan Railway | 90 | 5,923 | ||||||
| FANUC | 46 | 12,023 | ||||||
| Hankyu Hanshin Holdings | 60 | 1,934 | ||||||
| ITOCHU | 350 | 10,021 | ||||||
| Japan Airlines * | 26 | 463 | ||||||
| Kajima | 100 | 1,338 | ||||||
| Keio | 30 | 2,192 | ||||||
| Kintetsu Group Holdings * | 46 | 1,929 | ||||||
| Komatsu | 240 | 6,562 | ||||||
| Kubota | 300 | 6,588 | ||||||
| Makita | 66 | 3,146 | ||||||
| Marubeni | 400 | 2,653 | ||||||
| Minebea | 102 | 2,259 | ||||||
| MISUMI Group | 68 | 2,212 | ||||||
| Mitsubishi | 320 | 8,092 | ||||||
| Mitsubishi Electric | 512 | 7,798 | ||||||
| Mitsubishi Heavy Industries | 80 | 2,291 | ||||||
| Mitsui | 400 | 7,398 | ||||||
| Monotaro | 20 | 1,003 | ||||||
| Nidec | 130 | 17,197 | ||||||
| Obayashi | 200 | 1,673 | ||||||
| Odakyu Electric Railway | 80 | 2,319 | ||||||
| Recruit Holdings | 400 | 17,353 | ||||||
| Secom | 52 | 4,707 | ||||||
| SG Holdings | 116 | 2,981 | ||||||
| Shimizu | 200 | 1,408 | ||||||
| SMC | 16 | 9,683 | ||||||
| Sumitomo | 300 | 3,974 | ||||||
| Taisei | 54 | 1,746 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — continued | ||||||||
| Tobu Railway | 50 | $ | 1,408 | |||||
| Tokyu | 100 | 1,173 | ||||||
| Toshiba | 102 | 3,327 | ||||||
| TOTO | 38 | 2,102 | ||||||
| Toyota Tsusho | 56 | 2,185 | ||||||
| West Japan Railway | 46 | 2,443 | ||||||
| Yamato Holdings | 98 | 2,435 | ||||||
| Yaskawa Electric | 64 | 3,277 | ||||||
| 196,186 | ||||||||
| Information Technology — 3.9% | ||||||||
| Advantest | 46 | 3,642 | ||||||
| Canon | 200 | 4,383 | ||||||
| Disco | 10 | 3,252 | ||||||
| Fujitsu | 44 | 6,733 | ||||||
| GMO Payment Gateway | 10 | 1,429 | ||||||
| Hitachi | 230 | 9,459 | ||||||
| Itochu Techno-Solutions | 10 | 352 | ||||||
| Keyence | 42 | 22,521 | ||||||
| Kyocera | 80 | 5,119 | ||||||
| Lasertec | 10 | 1,342 | ||||||
| Murata Manufacturing | 146 | 14,022 | ||||||
| NEC | 60 | 3,267 | ||||||
| Nomura Research Institute | 88 | 2,971 | ||||||
| NTT Data | 100 | 1,435 | ||||||
| Obic | 16 | 3,004 | ||||||
| Omron | 46 | 4,060 | ||||||
| Oracle Japan * | 8 | 944 | ||||||
| Otsuka | 20 | 1,007 | ||||||
| Renesas Electronics * | 200 | 2,292 | ||||||
| Rohm | 22 | 2,230 | ||||||
| Shimadzu | 62 | 2,360 | ||||||
| TDK | 30 | 4,837 | ||||||
| Tokyo Electron | 36 | 13,689 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Trend Micro * | 28 | $ | 1,535 | |||||
| 115,885 | ||||||||
| Materials — 1.2% | ||||||||
| Asahi Kasei | 300 | 3,337 | ||||||
| Kansai Paint | 58 | 1,709 | ||||||
| Nippon Paint Holdings | 44 | 3,959 | ||||||
| Nippon Sanso Holdings | 48 | 923 | ||||||
| Nippon Steel | 200 | 2,306 | ||||||
| Nitto Denko | 36 | 3,256 | ||||||
| Shin-Etsu Chemical | 94 | 16,318 | ||||||
| Sumitomo Metal Mining | 62 | 2,691 | ||||||
| Toray Industries | 400 | 2,603 | ||||||
| 37,102 | ||||||||
| Real Estate — 0.7% | ||||||||
| Daiwa House Industry | 100 | 2,832 | ||||||
| Hulic | 100 | 1,131 | ||||||
| Mitsubishi Estate | 288 | 4,545 | ||||||
| Mitsui Fudosan | 200 | 4,047 | ||||||
| Nippon Prologis REIT ‡ | 1 | 3,262 | ||||||
| Nomura Real Estate Master Fund ‡ | 1 | 1,518 | ||||||
| Sumitomo Realty & Development | 106 | 3,198 | ||||||
| 20,533 | ||||||||
| Utilities — 0.3% | ||||||||
| Chubu Electric Power | 200 | 2,448 | ||||||
| Kansai Electric Power | 200 | 1,958 | ||||||
| Osaka Gas | 92 | 1,698 | ||||||
| Tokyo Gas | 86 | 1,881 | ||||||
| 7,985 | ||||||||
| TOTAL JAPAN | 981,329 | |||||||
| LUXEMBOURG— 0.1% | ||||||||
| Communication Services — 0.0% | ||||||||
| RTL Group * | 8 | 459 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Communication Services — continued | ||||||||
| SES, Cl A | 88 | $ | 753 | |||||
| 1,212 | ||||||||
| Materials — 0.1% | ||||||||
| ArcelorMittal * | 162 | 3,551 | ||||||
| TOTAL LUXEMBOURG | 4,763 | |||||||
| MACAO— 0.2% | ||||||||
| Consumer Discretionary — 0.2% | ||||||||
| Galaxy Entertainment Group * | 430 | 3,261 | ||||||
| Sands China * | 600 | 2,387 | ||||||
| TOTAL MACAO | 5,648 | |||||||
| NETHERLANDS— 5.3% | ||||||||
| Consumer Staples — 0.7% | ||||||||
| Heineken | 87 | 9,084 | ||||||
| Koninklijke Ahold Delhaize | 408 | 11,693 | ||||||
| 20,777 | ||||||||
| Energy — 1.0% | ||||||||
| Royal Dutch Shell, Cl A | 892 | 16,389 | ||||||
| Royal Dutch Shell, Cl B | 804 | 14,046 | ||||||
| 30,435 | ||||||||
| Financials — 0.3% | ||||||||
| EXOR | 22 | 1,640 | ||||||
| ING Groep * | 834 | 7,473 | ||||||
| 9,113 | ||||||||
| Health Care — 1.1% | ||||||||
| Galapagos * | 26 | 2,718 | ||||||
| Koninklijke Philips | 572 | 31,240 | ||||||
| 33,958 | ||||||||
| Information Technology — 2.2% | ||||||||
| Adyen * | 7 | 14,623 | ||||||
| ASML Holding | 96 | 51,254 | ||||||
| 65,877 | ||||||||
| TOTAL NETHERLANDS | 160,160 | |||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| NEW ZEALAND— 0.8% | ||||||||
| Communication Services — 0.0% | ||||||||
| Spark New Zealand | 418 | $ | 1,446 | |||||
| Consumer Staples — 0.1% | ||||||||
| a2 Milk * | 310 | 2,578 | ||||||
| Health Care — 0.4% | ||||||||
| Fisher & Paykel Healthcare | 382 | 9,537 | ||||||
| Ryman Healthcare | 276 | 3,095 | ||||||
| 12,632 | ||||||||
| Industrials — 0.1% | ||||||||
| Auckland International Airport * | 284 | 1,525 | ||||||
| Information Technology — 0.1% | ||||||||
| Xero * | 24 | 2,392 | ||||||
| Utilities — 0.1% | ||||||||
| Contact Energy | 158 | 930 | ||||||
| Mercury NZ | 138 | 709 | ||||||
| Meridian Energy | 278 | 1,432 | ||||||
| 3,071 | ||||||||
| TOTAL NEW ZEALAND | 23,644 | |||||||
| NORWAY— 0.8% | ||||||||
| Communication Services — 0.1% | ||||||||
| Schibsted, Cl A * | 18 | 681 | ||||||
| Schibsted, Cl B * | 24 | 778 | ||||||
| Telenor | 148 | 2,458 | ||||||
| 3,917 | ||||||||
| Consumer Staples — 0.3% | ||||||||
| Leroy Seafood Group | 118 | 828 | ||||||
| Mowi * | 188 | 4,178 | ||||||
| Orkla | 340 | 3,316 | ||||||
| Salmar | 22 | 1,330 | ||||||
| 9,652 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — 0.2% | ||||||||
| Aker BP | 24 | $ | 601 | |||||
| Equinor | 244 | 4,418 | ||||||
| 5,019 | ||||||||
| Financials — 0.2% | ||||||||
| Aker, Cl A | 6 | 479 | ||||||
| DnB * | 200 | 3,927 | ||||||
| Gjensidige Forsikring | 42 | 972 | ||||||
| 5,378 | ||||||||
| Industrials — 0.0% | ||||||||
| NEL, Cl A * | 60 | 216 | ||||||
| TOMRA Systems | 20 | 923 | ||||||
| 1,139 | ||||||||
| Materials — 0.0% | ||||||||
| Norsk Hydro | 308 | 1,373 | ||||||
| TOTAL NORWAY | 26,478 | |||||||
| PORTUGAL— 0.2% | ||||||||
| Consumer Staples — 0.1% | ||||||||
| Jeronimo Martins | 102 | 1,670 | ||||||
| Utilities — 0.1% | ||||||||
| Energias de Portugal | 566 | 3,556 | ||||||
| TOTAL PORTUGAL | 5,226 | |||||||
| SINGAPORE— 1.1% | ||||||||
| Communication Services — 0.1% | ||||||||
| Singapore Telecommunications | 1,800 | 3,201 | ||||||
| Consumer Discretionary — 0.0% | ||||||||
| Genting Singapore | 1,200 | 773 | ||||||
| Financials — 0.8% | ||||||||
| City Developments | 100 | 544 | ||||||
| DBS Group Holdings | 400 | 7,589 | ||||||
| Oversea-Chinese Banking | 900 | 6,999 | ||||||
| Singapore Exchange | 200 | 1,492 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| United Overseas Bank | 321 | $ | 5,655 | |||||
| 22,279 | ||||||||
| Industrials — 0.1% | ||||||||
| Keppel | 400 | 1,510 | ||||||
| Singapore Airlines * | 400 | 1,239 | ||||||
| Singapore Technologies Engineering | 400 | 1,118 | ||||||
| 3,867 | ||||||||
| Real Estate — 0.1% | ||||||||
| Ascendas Real Estate Investment Trust ‡ | 622 | 1,443 | ||||||
| CapitaLand | 600 | 1,451 | ||||||
| 2,894 | ||||||||
| TOTAL SINGAPORE | 33,014 | |||||||
| SOUTH AFRICA— 0.3% | ||||||||
| Materials — 0.3% | ||||||||
| Anglo American | 308 | 10,210 | ||||||
| SPAIN— 2.3% | ||||||||
| Communication Services — 0.4% | ||||||||
| Cellnex Telecom * | 87 | 5,106 | ||||||
| Telefonica | 1,256 | 5,423 | ||||||
| 10,529 | ||||||||
| Consumer Discretionary — 0.3% | ||||||||
| Industria de Diseno Textil | 263 | 7,825 | ||||||
| Financials — 0.6% | ||||||||
| Banco Bilbao Vizcaya Argentaria | 1,474 | 6,746 | ||||||
| Banco Santander | 3,601 | 10,565 | ||||||
| 17,311 | ||||||||
| Industrials — 0.1% | ||||||||
| Aena SME * | 18 | 2,784 | ||||||
| Information Technology — 0.2% | ||||||||
| Amadeus IT Group, Cl A * | 102 | 6,511 | ||||||
| Utilities — 0.7% | ||||||||
| EDP Renovaveis | 18 | 493 | ||||||
| Endesa | 70 | 1,794 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Utilities — continued | ||||||||
| Iberdrola | 1,258 | $ | 17,095 | |||||
| Naturgy Energy Group | 74 | 1,916 | ||||||
| 21,298 | ||||||||
| TOTAL SPAIN | 66,258 | |||||||
| SWEDEN— 3.8% | ||||||||
| Communication Services — 0.1% | ||||||||
| Tele2, Cl B | 114 | 1,580 | ||||||
| Telia | 576 | 2,537 | ||||||
| 4,117 | ||||||||
| Consumer Discretionary — 0.1% | ||||||||
| Evolution Gaming Group | 32 | 3,133 | ||||||
| Consumer Staples — 0.5% | ||||||||
| Essity, Cl B | 231 | 7,412 | ||||||
| ICA Gruppen | 38 | 1,913 | ||||||
| Swedish Match | 61 | 4,730 | ||||||
| 14,055 | ||||||||
| Energy — 0.0% | ||||||||
| Lundin Energy | 42 | 1,151 | ||||||
| Financials — 0.9% | ||||||||
| Equities | 56 | 1,755 | ||||||
| Industrivarden, Cl A * | 36 | 1,218 | ||||||
| Industrivarden, Cl C * | 36 | 1,152 | ||||||
| Investor, Cl A | 24 | 1,766 | ||||||
| Investor, Cl B | 101 | 7,449 | ||||||
| Kinnevik * | 54 | 2,663 | ||||||
| L E Lundbergforetagen, Cl B * | 14 | 740 | ||||||
| Skandinaviska Enskilda Banken, Cl A | 356 | 3,904 | ||||||
| Skandinaviska Enskilda Banken, Cl C | 4 | 45 | ||||||
| Svenska Handelsbanken, Cl A | 336 | 3,380 | ||||||
| Svenska Handelsbanken, Cl B | 8 | 92 | ||||||
| Swedbank, Cl A | 206 | 3,902 | ||||||
| 28,066 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Industrials — 1.4% | ||||||||
| Alfa Laval | 72 | $ | 1,898 | |||||
| Assa Abloy, Cl B | 236 | 5,867 | ||||||
| Atlas Copco, Cl A | 154 | 8,419 | ||||||
| Atlas Copco, Cl B | 94 | 4,432 | ||||||
| Epiroc, Cl A | 150 | 2,891 | ||||||
| Epiroc, Cl B | 94 | 1,623 | ||||||
| Investment Latour, Cl B | 30 | 675 | ||||||
| Nibe Industrier, Cl B | 73 | 2,449 | ||||||
| Skanska, Cl B | 86 | 2,236 | ||||||
| SKF, Cl B | 90 | 2,478 | ||||||
| Volvo, Cl B | 392 | 9,731 | ||||||
| 42,699 | ||||||||
| Information Technology — 0.4% | ||||||||
| Hexagon, Cl B | 64 | 5,624 | ||||||
| Telefonaktiebolaget LM Ericsson, Cl B | 594 | 7,533 | ||||||
| 13,157 | ||||||||
| Materials — 0.4% | ||||||||
| Boliden | 62 | 2,047 | ||||||
| Sandvik | 264 | 6,617 | ||||||
| Svenska Cellulosa, Cl B | 136 | 2,407 | ||||||
| 11,071 | ||||||||
| TOTAL SWEDEN | 117,449 | |||||||
| SWITZERLAND— 3.0% | ||||||||
| Consumer Discretionary — 0.4% | ||||||||
| Cie Financiere Richemont, Cl A | 116 | 10,807 | ||||||
| Financials — 0.9% | ||||||||
| UBS Group | 848 | 12,273 | ||||||
| Zurich Insurance Group | 33 | 13,213 | ||||||
| 25,486 | ||||||||
| Health Care — 0.7% | ||||||||
| Alcon * | 306 | 22,015 | ||||||
| Industrials — 0.5% | ||||||||
| ABB | 460 | 13,620 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — 0.2% | ||||||||
| STMicroelectronics | 148 | $ | 5,982 | |||||
| Materials — 0.3% | ||||||||
| Givaudan | 2 | 8,085 | ||||||
| TOTAL SWITZERLAND | 85,995 | |||||||
| UNITED KINGDOM— 8.0% | ||||||||
| Communication Services — 0.6% | ||||||||
| BT Group, Cl A * | 1,994 | 3,439 | ||||||
| Vodafone Group | 6,557 | 11,241 | ||||||
| WPP | 276 | 2,902 | ||||||
| 17,582 | ||||||||
| Consumer Discretionary — 0.4% | ||||||||
| Compass Group * | 398 | 7,162 | ||||||
| Ocado Group * | 125 | 4,767 | ||||||
| 11,929 | ||||||||
| Consumer Staples — 2.1% | ||||||||
| Associated British Foods * | 135 | 3,925 | ||||||
| Coca-Cola European Partners | 88 | 4,089 | ||||||
| Diageo | 883 | 35,757 | ||||||
| Imperial Brands | 346 | 6,984 | ||||||
| Tesco | 3,631 | 11,937 | ||||||
| 62,692 | ||||||||
| Energy — 0.5% | ||||||||
| BP | 4,375 | 16,311 | ||||||
| Financials — 2.3% | ||||||||
| Aviva | 870 | 4,005 | ||||||
| Barclays * | 3,604 | 6,609 | ||||||
| HSBC Holdings * | 4,556 | 23,946 | ||||||
| Legal & General Group | 1,306 | 4,376 | ||||||
| Lloyds Banking Group * | 15,676 | 7,104 | ||||||
| London Stock Exchange Group | 70 | 8,349 | ||||||
| Natwest Group * | 1,016 | 2,059 | ||||||
| Prudential | 601 | 9,676 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Financials — continued | ||||||||
| Standard Chartered * | 586 | $ | 3,573 | |||||
| 69,697 | ||||||||
| Health Care — 0.4% | ||||||||
| Smith & Nephew | 557 | 11,791 | ||||||
| Industrials — 1.3% | ||||||||
| Ashtead Group | 100 | 5,071 | ||||||
| CK Hutchison Holdings | 720 | 4,986 | ||||||
| CNH Industrial | 236 | 3,026 | ||||||
| Experian | 218 | 7,651 | ||||||
| Ferguson | 56 | 6,538 | ||||||
| RELX | 472 | 11,748 | ||||||
| 39,020 | ||||||||
| Real Estate — 0.1% | ||||||||
| Segro ‡ | 236 | 3,092 | ||||||
| Utilities — 0.5% | ||||||||
| National Grid | 866 | 10,108 | ||||||
| SSE | 232 | 4,728 | ||||||
| 14,836 | ||||||||
| TOTAL UNITED KINGDOM | 246,950 | |||||||
| UNITED STATES— 1.0% | ||||||||
| Communication Services — 0.3% | ||||||||
| Spotify Technology * | 28 | 8,820 | ||||||
| Consumer Discretionary — 0.3% | ||||||||
| Stellantis * | 490 | 7,459 | ||||||
| Information Technology — 0.3% | ||||||||
| Atlassian, Cl A * | 28 | 6,472 | ||||||
| CyberArk Software * | 8 | 1,282 | ||||||
| 7,754 | ||||||||
| Materials — 0.1% | ||||||||
| Ardagh Group, Cl A | 1 | 17 | ||||||
| James Hardie Industries * | 89 | 2,512 | ||||||
| 2,529 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
| Shares/Number of Rights | Value | |||||||
| COMMON STOCK — continued | ||||||||
| TOTAL UNITED STATES | $ | 26,562 | ||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $2,502,733) | 2,959,147 | |||||||
| PREFERRED STOCK — 0.5% | ||||||||
| GERMANY— 0.5% | ||||||||
| Consumer Discretionary — 0.3% | ||||||||
| Bayerische Motoren Werke, (A) | 12 | 787 | ||||||
| Volkswagen, (A) | 41 | 7,792 | ||||||
| 8,579 | ||||||||
| Consumer Staples — 0.2% | ||||||||
| Henkel & KGaA, (A) | 68 | 7,064 | ||||||
| TOTAL GERMANY | 15,643 | |||||||
| TOTAL PREFERRED STOCK | ||||||||
| (Cost $12,918) | 15,643 | |||||||
| RIGHT — 0.0% | ||||||||
| Spain — 0.0% | ||||||||
| Iberdrola* | 1,258 | 261 | ||||||
| TOTAL RIGHT (Cost $0) | 261 | |||||||
| TOTAL INVESTMENTS — 99.9% | ||||||||
| (Cost $2,515,651) | $ | 2,975,051 | ||||||
Percentages are based on Net Assets of $2,977,655.
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| (A) | There is currently no stated interest rate. |
| Cl — Class |
| REIT — Real Estate Investment Trust |
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X S&P Catholic Values Developed ex-US ETF | |
The following is a summary of the level of inputs used as of January 31, 2021, in valuing the Fund’s investments carried at value:
| Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
| Common Stock | $ | 2,948,321 | $ | 10,826 | $ | — | $ | 2,959,147 | ||||||||
| Preferred Stock | 15,643 | — | — | 15,643 | ||||||||||||
| Rights | 261 | — | — | 261 | ||||||||||||
| Total Investments in Securities | $ | 2,964,225 | $ | 10,826 | $ | — | $ | 2,975,051 | ||||||||
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Guru® Index ETF | |
| Shares | Value | |||||||
| COMMON STOCK — 98.0% | ||||||||
| CANADA— 2.1% | ||||||||
| Information Technology — 2.1% | ||||||||
| Shopify, Cl A * | 1,301 | $ | 1,429,266 | |||||
| CHINA— 3.5% | ||||||||
| Consumer Discretionary — 3.5% | ||||||||
| Alibaba Group Holding ADR * | 4,606 | 1,169,141 | ||||||
| JD.com ADR * | 13,603 | 1,206,450 | ||||||
| TOTAL CHINA | 2,375,591 | |||||||
| UNITED KINGDOM— 1.9% | ||||||||
| Communication Services — 1.9% | ||||||||
| Liberty Global * | 54,260 | 1,310,922 | ||||||
| UNITED STATES— 90.5% | ||||||||
| Communication Services — 11.5% | ||||||||
| Charter Communications, Cl A * | 1,844 | 1,120,341 | ||||||
| Liberty Broadband, Cl C * | 7,650 | 1,117,282 | ||||||
| Netflix * | 2,462 | 1,310,744 | ||||||
| New York Times, Cl A | 28,302 | 1,403,496 | ||||||
| Walt Disney * | 8,226 | 1,383,366 | ||||||
| Zillow Group, Cl C * | 11,293 | 1,473,285 | ||||||
| 7,808,514 | ||||||||
| Consumer Discretionary — 9.4% | ||||||||
| Amazon.com * | 377 | 1,208,738 | ||||||
| Home Depot | 4,358 | 1,180,233 | ||||||
| Lithia Motors, Cl A | 4,412 | 1,406,016 | ||||||
| Lowe’s | 7,401 | 1,234,857 | ||||||
| Wayfair, Cl A * | 4,973 | 1,354,247 | ||||||
| 6,384,091 | ||||||||
| Consumer Staples — 6.7% | ||||||||
| Constellation Brands, Cl A | 5,798 | 1,222,972 | ||||||
| Mondelez International, Cl A | 20,388 | 1,130,311 | ||||||
| Post Holdings * | 11,747 | 1,114,203 | ||||||
| Procter & Gamble | 8,338 | 1,069,015 | ||||||
| 4,536,501 | ||||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Guru® Index ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Energy — 2.0% | ||||||||
| Cheniere Energy * | 21,962 | $ | 1,390,854 | |||||
| Financials — 7.1% | ||||||||
| Arch Capital Group * | 33,572 | 1,054,496 | ||||||
| Citigroup | 23,432 | 1,358,822 | ||||||
| Discover Financial Services | 15,418 | 1,288,020 | ||||||
| S&P Global | 3,514 | 1,113,938 | ||||||
| 4,815,276 | ||||||||
| Health Care — 13.6% | ||||||||
| Amicus Therapeutics * | 52,163 | 986,402 | ||||||
| Bausch Health * | 61,121 | 1,558,585 | ||||||
| Cigna | 5,507 | 1,195,294 | ||||||
| Mirati Therapeutics * | 5,151 | 1,057,655 | ||||||
| PerkinElmer | 8,938 | 1,314,512 | ||||||
| QIAGEN * | 25,660 | 1,389,489 | ||||||
| Tenet Healthcare * | 36,868 | 1,742,751 | ||||||
| 9,244,688 | ||||||||
| Industrials — 8.5% | ||||||||
| Carrier Global | 29,373 | 1,130,860 | ||||||
| CSX | 12,814 | 1,098,864 | ||||||
| Otis Worldwide | 17,604 | 1,138,099 | ||||||
| Uber Technologies * | 24,201 | 1,232,557 | ||||||
| United Airlines Holdings * | 29,143 | 1,165,429 | ||||||
| 5,765,809 | ||||||||
| Information Technology — 17.3% | ||||||||
| CoreLogic | 15,196 | 1,144,107 | ||||||
| Dell Technologies, Cl C * | 17,520 | 1,277,033 | ||||||
| Elastic * | 11,485 | 1,745,260 | ||||||
| Fiserv * | 10,760 | 1,104,944 | ||||||
| NortonLifeLock | 62,638 | 1,319,783 | ||||||
| PayPal Holdings * | 6,181 | 1,448,270 | ||||||
| SolarWinds * | 54,033 | 908,295 | ||||||
| Twilio, Cl A * | 4,129 | 1,484,086 | ||||||
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Guru® Index ETF | |
| Shares | Value | |||||||
| COMMON STOCK — continued | ||||||||
| Information Technology — continued | ||||||||
| Zendesk * | 9,442 | $ | 1,361,914 | |||||
| 11,793,692 | ||||||||
| Materials — 5.6% | ||||||||
| Ashland Global Holdings | 15,011 | 1,200,730 | ||||||
| Freeport-McMoRan Copper & Gold * | 56,520 | 1,520,953 | ||||||
| Sherwin-Williams | 1,618 | 1,119,333 | ||||||
| 3,841,016 | ||||||||
| Real Estate — 5.2% | ||||||||
| American Tower, Cl A ‡ | 4,965 | 1,128,842 | ||||||
| Apartment Income REIT ‡ | 29,587 | 1,147,088 | ||||||
| Apartment Investment and Management, Cl A ‡ * | 30,194 | 138,590 | ||||||
| VICI Properties ‡ | 45,166 | 1,141,797 | ||||||
| 3,556,317 | ||||||||
| Utilities — 3.6% | ||||||||
| Essential Utilities | 26,362 | 1,220,561 | ||||||
| Vistra | 61,828 | 1,234,705 | ||||||
| 2,455,266 | ||||||||
| TOTAL UNITED STATES | 61,592,024 | |||||||
| TOTAL COMMON STOCK | ||||||||
| (Cost $55,380,937) | 66,707,803 | |||||||
| MASTER LIMITED PARTNERSHIP — 1.8% | ||||||||
| Energy — 1.8% | ||||||||
| Enterprise Products Partners (A) | ||||||||
| (Cost $1,317,487) | 62,179 | 1,257,881 | ||||||
| TOTAL INVESTMENTS — 99.8% | ||||||||
| (Cost $56,698,424) | $ | 67,965,684 | ||||||
Percentages are based on Net Assets of $68,086,421.
| * | Non-income producing security. |
| ‡ | Real Estate Investment Trust |
| (A) | Security considered Master Limited Partnership. At January 31, 2021, these securities amounted to $1,257,881 or 1.8% of Net Assets of the Fund. |
| | |
| Schedule of Investments (Unaudited) | January 31, 2021 |
Global X Guru® Index ETF | |
| ADR — American Depositary Receipt |
| Cl — Class |
| REIT — Real Estate Investment Trust |
| S&P — Standard & Poor’s |
| As of January 31, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended January 31, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
GLX-QH-003-1900