Schedule of Investments | February 28, 2021 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
Shares | Value | |||||||
COMMON STOCK — 29.5% | ||||||||
UNITED STATES — 29.5% | ||||||||
Energy — 1.8% | ||||||||
Kinder Morgan | 29,894 | $ | 439,442 | |||||
Financials — 17.2% | ||||||||
Ares Capital | 17,158 | 314,506 | ||||||
Blackstone Group, Cl A | 4,616 | 319,566 | ||||||
Carlyle Group | 9,750 | 333,938 | ||||||
Gladstone Investment | 26,348 | 312,751 | ||||||
Hamilton Lane, Cl A | 3,683 | 329,260 | ||||||
Hercules Capital | 21,226 | 337,069 | ||||||
KKR | 6,877 | 313,316 | ||||||
Main Street Capital | 8,105 | 297,291 | ||||||
New Mountain Finance | 25,085 | 310,803 | ||||||
Oaktree Specialty Lending | 48,675 | 299,351 | ||||||
Owl Rock Capital | 19,535 | 273,099 | ||||||
Prospect Capital (A) | 47,930 | 349,410 | ||||||
Sixth Street Specialty Lending | 13,762 | 299,186 | ||||||
4,089,546 | ||||||||
Utilities — 10.5% | ||||||||
Dominion Energy | 4,567 | 312,017 | ||||||
Duke Energy | 4,096 | 350,577 | ||||||
Edison International | 7,028 | 379,442 | ||||||
Evergy | 7,093 | 380,398 | ||||||
OGE Energy | 12,057 | 352,908 | ||||||
PPL | 13,365 | 350,029 | ||||||
Southern | 6,692 | 379,570 | ||||||
2,504,941 | ||||||||
TOTAL UNITED STATES | 7,033,929 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $6,457,035) | 7,033,929 | |||||||
EXCHANGE TRADED FUNDS — 26.3% | ||||||||
Eaton Vance Tax-Managed Buy-Write Income Fund (A) | 40,472 | 599,390 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
Shares | Value | |||||||
EXCHANGE TRADED FUNDS — continued | ||||||||
Global X SuperDividend REIT ETF (A) (B) | 480,495 | $ | 4,454,189 | |||||
Nuveen Dow 30sm Dynamic Overwrite Fund | 39,874 | 606,882 | ||||||
Nuveen S&P 500 Buy-Write Income Fund | 47,826 | 613,608 | ||||||
TOTAL EXCHANGE TRADED FUNDS | ||||||||
(Cost $7,467,099) | 6,274,069 | |||||||
CLOSED-END FUNDS — 25.6% | ||||||||
BlackRock Income Trust (A) | 89,372 | 542,488 | ||||||
Brookfield Real Assets Income Fund (A) | 33,446 | 676,947 | ||||||
Eaton Vance Risk-Managed Diversified Equity Income Fund (A) | 57,279 | 603,721 | ||||||
Morgan Stanley Emerging Markets Domestic Debt Fund | 98,441 | 588,677 | ||||||
Nuveen Mortgage and Income Fund | 28,916 | 586,416 | ||||||
Stone Harbor Emerging Markets Income Fund (A) | 85,769 | 743,618 | ||||||
Templeton Emerging Markets Income Fund | 73,936 | 552,302 | ||||||
Voya Global Equity Dividend and Premium Opportunity Fund (A) | 111,876 | 611,962 | ||||||
Western Asset Emerging Markets Debt Fund (A) | 44,431 | 581,157 | ||||||
Western Asset Mortgage Opportunity Fund | 41,791 | 617,671 | ||||||
TOTAL CLOSED-END FUNDS | ||||||||
(Cost $6,394,909) | 6,104,959 | |||||||
MASTER LIMITED PARTNERSHIPS — 17.1% | ||||||||
UNITED STATES — 17.1% | ||||||||
Energy — 12.4% | ||||||||
Black Stone Minerals | 59,682 | 532,960 | ||||||
BP Midstream Partners | 37,709 | 430,260 | ||||||
Energy Transfer | 68,589 | 524,020 | ||||||
Magellan Midstream Partners | 10,867 | 452,828 | ||||||
MPLX | 23,589 | 561,653 | ||||||
Sunoco | 15,284 | 467,690 | ||||||
2,969,411 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
Shares | Value | |||||||
MASTER LIMITED PARTNERSHIPS — continued | ||||||||
Financials — 1.3% | ||||||||
Compass Diversified Holdings | 12,706 | $ | 300,497 | |||||
Industrials — 2.0% | ||||||||
Icahn Enterprises | 7,561 | 482,997 | ||||||
Utilities — 1.4% | ||||||||
Suburban Propane Partners | 22,561 | 337,513 | ||||||
TOTAL UNITED STATES | 4,090,418 | |||||||
TOTAL MASTER LIMITED PARTNERSHIPS | ||||||||
(Cost $2,992,081) | 4,090,418 | |||||||
BUSINESS DEVELOPMENT COMPANY — 1.1% | ||||||||
Golub Capital BDC | 17,965 | 266,960 | ||||||
TOTAL BUSINESS DEVELOPMENT COMPANY | ||||||||
(Cost $276,638) | 266,960 | |||||||
SHORT-TERM INVESTMENT (C)(D) — 8.6% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.01% | ||||||||
(Cost $2,037,981) | 2,037,981 | 2,037,981 | ||||||
TOTAL SHORT-TERM INVESTMENT | ||||||||
(Cost $2,037,981) | 2,037,981 | |||||||
TOTAL INVESTMENTS — 108.1% | ||||||||
(Cost $25,625,743) | $ | 25,808,316 | ||||||
Percentages are based on Net Assets of $23,869,894. | ||||||||
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X SuperDividend® Alternatives ETF |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $1,988,163. |
(B) | Affiliated investment. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $2,037,981. |
(D) | The rate reported on the Schedule of Investments is the 7-Day effective yield as of February 28, 2021. |
BDC - Business Development Companies |
Cl — Class |
ETF — Exchange Traded Fund |
REIT — Real Estate Investment Trust |
S&P — Standard & Poor’s |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
The following is a summary of the transactions with affiliates for the period ended February 28, 2021:
Value at 11/30/2020 | Purchases at Cost | Proceeds from Sales | Changes in Unrealized Appreciation | Realized Gain | Value at 2/28/2021 | Shares | Dividend Income | |||||||||||||||||||||||||
Global X SuperDividend® REIT ETF | $ | 3,618,456 | $ | 557,587 | $ | 0 | $ | 278,146 | $ | 0 | $ | 4,454,189 | 480,495 | $ | 71,410 |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
UNITED STATES — 99.9% | ||||||||
Communication Services — 1.7% | ||||||||
Lumen Technologies | 9,485 | $ | 116,571 | |||||
Consumer Staples — 14.7% | ||||||||
Campbell Soup | 2,047 | 93,098 | ||||||
Clorox | 479 | 86,723 | ||||||
Conagra Brands | 2,734 | 92,765 | ||||||
General Mills | 1,629 | 89,611 | ||||||
Hershey | 648 | 94,381 | ||||||
J M Smucker | 839 | 93,968 | ||||||
Kellogg | 1,556 | 89,797 | ||||||
Kraft Heinz | 2,837 | 103,210 | ||||||
Mondelez International, Cl A | 1,684 | 89,521 | ||||||
Procter & Gamble | 708 | 87,459 | ||||||
Tyson Foods, Cl A | 1,395 | 94,400 | ||||||
1,014,933 | ||||||||
Energy — 3.0% | ||||||||
Cabot Oil & Gas | 5,686 | 105,248 | ||||||
Chevron | 1,045 | 104,500 | ||||||
209,748 | ||||||||
Financials — 22.7% | ||||||||
Ameriprise Financial | 504 | 111,505 | ||||||
Assurant | 739 | 91,060 | ||||||
BlackRock, Cl A | 139 | 96,536 | ||||||
Citizens Financial Group | 2,733 | 118,722 | ||||||
Comerica | 1,834 | 124,895 | ||||||
KeyCorp | 6,102 | 122,894 | ||||||
M&T Bank | 768 | 115,922 | ||||||
Northern Trust | 1,073 | 102,074 | ||||||
PNC Financial Services Group | 673 | 113,306 | ||||||
Regions Financial | 6,220 | 128,318 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Synchrony Financial | 2,995 | $ | 115,847 | |||||
T Rowe Price Group | 638 | 103,445 | ||||||
Travelers | 716 | 104,178 | ||||||
Zions Bancorp | 2,319 | 123,301 | ||||||
1,572,003 | ||||||||
Health Care — 8.3% | ||||||||
AbbVie | 909 | 97,936 | ||||||
Amgen | 425 | 95,591 | ||||||
Cardinal Health | 1,781 | 91,757 | ||||||
Johnson & Johnson | 632 | 100,147 | ||||||
Medtronic | 860 | 100,594 | ||||||
Merck | 1,165 | 84,602 | ||||||
570,627 | ||||||||
Industrials — 13.3% | ||||||||
CH Robinson Worldwide | 1,037 | 94,211 | ||||||
Cummins | 442 | 111,915 | ||||||
Eaton | 836 | 108,839 | ||||||
Emerson Electric | 1,173 | 100,761 | ||||||
Fastenal | 1,973 | 91,488 | ||||||
Illinois Tool Works | 479 | 96,844 | ||||||
Johnson Controls International | 2,122 | 118,386 | ||||||
Lockheed Martin | 267 | 88,177 | ||||||
Snap-On | 535 | 108,664 | ||||||
919,285 | ||||||||
Information Technology — 10.6% | ||||||||
Automatic Data Processing | 557 | 96,929 | ||||||
Cisco Systems | 2,181 | 97,861 | ||||||
Intel | 1,944 | 118,156 | ||||||
Paychex | 1,053 | 95,897 | ||||||
Seagate Technology | 1,493 | 109,332 | ||||||
Texas Instruments | 602 | 103,707 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Xerox Holdings | 4,247 | $ | 108,214 | |||||
730,096 | ||||||||
Materials — 8.8% | ||||||||
Amcor | 8,449 | 92,432 | ||||||
CF Industries Holdings | 2,455 | 111,163 | ||||||
Dow | 1,790 | 106,165 | ||||||
Eastman Chemical | 943 | 103,032 | ||||||
Nucor | 1,706 | 102,053 | ||||||
Packaging Corp of America | 713 | 94,130 | ||||||
608,975 | ||||||||
Real Estate — 15.3% | ||||||||
AvalonBay Communities ‡ | 595 | 104,571 | ||||||
Digital Realty Trust ‡ | 742 | 99,970 | ||||||
Equity Residential ‡ | 1,640 | 107,272 | ||||||
Essex Property Trust ‡ | 396 | 100,897 | ||||||
Kimco Realty ‡ | 6,553 | 120,116 | ||||||
Mid-America Apartment Communities ‡ | 795 | 107,110 | ||||||
ProLogis ‡ | 993 | 98,377 | ||||||
Public Storage ‡ | 439 | 102,700 | ||||||
Regency Centers ‡ | 2,053 | 112,463 | ||||||
Weyerhaeuser ‡ | 3,021 | 102,321 | ||||||
1,055,797 | ||||||||
Utilities — 1.5% | ||||||||
NRG Energy | 2,913 | 106,354 | ||||||
TOTAL UNITED STATES | 6,904,389 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $6,028,831) | 6,904,389 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $6,028,831) | $ | 6,904,389 | ||||||
Percentages are based on Net Assets of $6,913,952. | ||||||||
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X S&P 500® Quality Dividend ETF |
‡ | Real Estate Investment Trust |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — 99.4% | ||||||||
BERMUDA— 1.1% | ||||||||
Financials — 0.9% | ||||||||
Aspen Insurance Holdings, 5.950%, VAR ICE LIBOR USD 3 Month+4.060% | 74,689 | $ | 1,979,258 | |||||
Aspen Insurance Holdings, 5.625% | 67,795 | 1,749,111 | ||||||
Aspen Insurance Holdings, 5.625% | 67,791 | 1,742,229 | ||||||
PartnerRe, 7.250% | 79,734 | 2,014,878 | ||||||
RenaissanceRe Holdings, 5.750% | 67,806 | 1,802,283 | ||||||
RenaissanceRe Holdings, 5.375% | 74,681 | 1,881,961 | ||||||
11,169,720 | ||||||||
Industrials — 0.2% | ||||||||
Triton International, 7.375% | 48,804 | 1,294,282 | ||||||
Triton International, 6.875% | 41,609 | 1,069,767 | ||||||
2,364,049 | ||||||||
TOTAL BERMUDA | 13,533,769 | |||||||
CANADA— 0.9% | ||||||||
Energy — 0.3% | ||||||||
Enbridge, 6.375%, VAR ICE LIBOR USD 3 Month+3.593% | 170,953 | 4,579,831 | ||||||
Utilities — 0.6% | ||||||||
Algonquin Power & Utilities, 6.875%, VAR ICE LIBOR USD 3 Month+3.677% | 78,039 | 2,133,586 | ||||||
Algonquin Power & Utilities, 6.200%, VAR ICE LIBOR USD 3 Month+4.010% | 95,082 | 2,626,165 | ||||||
Brookfield Infrastructure Partners, 5.125% | 54,219 | 1,317,522 | ||||||
Brookfield Renewable Partners, 5.250% | 57,206 | 1,441,591 | ||||||
7,518,864 | ||||||||
TOTAL CANADA | 12,098,695 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
NETHERLANDS— 0.6% | ||||||||
Financials — 0.6% | ||||||||
Aegon, 5.100% | 261,717 | $ | 6,576,948 | |||||
Aegon, 4.000%, VAR ICE LIBOR USD 3 Month+0.875% | 67,784 | 1,677,654 | ||||||
TOTAL NETHERLANDS | 8,254,602 | |||||||
UNITED KINGDOM— 0.3% | ||||||||
Financials — 0.3% | ||||||||
Prudential, 6.750% | 67,804 | 1,807,655 | ||||||
Prudential, 6.500% | 81,514 | 2,167,457 | ||||||
TOTAL UNITED KINGDOM | 3,975,112 | |||||||
UNITED STATES— 96.5% | ||||||||
Communication Services — 4.4% | ||||||||
AT&T, 5.625% | 233,871 | 6,146,130 | ||||||
AT&T, 5.350% | 371,555 | 9,545,248 | ||||||
AT&T, 5.000% | 337,859 | 8,551,211 | ||||||
AT&T, 4.750% | 490,179 | 11,896,644 | ||||||
Qwest, 6.750% | 187,771 | 4,882,046 | ||||||
Qwest, 6.500% | 276,355 | 6,975,200 | ||||||
United States Cellular, 7.250% | 74,681 | 1,884,202 | ||||||
United States Cellular, 7.250% | 81,490 | 2,049,474 | ||||||
United States Cellular, 6.950% | 92,907 | 2,367,270 | ||||||
United States Cellular, 6.250% | 135,922 | 3,425,234 | ||||||
57,722,659 | ||||||||
Consumer Discretionary — 3.7% | ||||||||
Aptiv, 5.500% * | 80,469 | 13,740,082 | ||||||
Brunswick, 6.625% | 33,847 | 913,530 | ||||||
Brunswick, 6.375% | 62,416 | 1,683,984 | ||||||
Dillard’s Capital Trust I, 7.500% | 54,208 | 1,387,183 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
eBay, 6.000% | 203,916 | $ | 5,126,448 | |||||
Ford Motor, 6.200% | 212,941 | 5,553,501 | ||||||
Ford Motor, 6.000% | 226,941 | 5,893,658 | ||||||
Qurate Retail, 8.000% | 87,970 | 8,675,602 | ||||||
QVC, 6.375% | 61,112 | 1,532,689 | ||||||
QVC, 6.250% | 135,967 | 3,371,981 | ||||||
47,878,658 | ||||||||
Consumer Staples — 0.1% | ||||||||
Energizer Holdings, 7.500% * | 14,587 | 1,297,076 | ||||||
Energy — 1.2% | ||||||||
Energy Transfer Operating, 7.625%, VAR ICE LIBOR USD 3 Month+4.738% | 120,877 | 2,733,029 | ||||||
Energy Transfer Operating, 7.600%, VAR ICE LIBOR USD 3 Month+5.161% | 227,430 | 5,133,095 | ||||||
Energy Transfer Operating, 7.375%, VAR ICE LIBOR USD 3 Month+4.530% | 122,279 | 2,665,682 | ||||||
NuStar Energy, 9.000%, VAR ICE LIBOR USD 3 Month+6.880% | 46,737 | 1,066,071 | ||||||
NuStar Energy, 7.625%, VAR ICE LIBOR USD 3 Month+5.643% | 104,454 | 1,916,731 | ||||||
NuStar Logistics, 6.975%, VAR ICE LIBOR USD 3 Month+6.734% | 109,349 | 2,507,373 | ||||||
16,021,981 | ||||||||
Financials — 54.1% | ||||||||
Affiliated Managers Group, 5.875% | 81,509 | 2,173,845 | ||||||
Affiliated Managers Group, 4.750% | 74,688 | 1,864,959 | ||||||
Allstate, 5.625% | 164,015 | 4,377,560 | ||||||
Allstate, 5.100% | 323,753 | 8,401,390 | ||||||
Allstate, 5.100%, VAR ICE LIBOR USD 3 Month+3.165% | 143,128 | 3,752,816 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Allstate, 4.750% | 81,507 | $ | 2,097,175 | |||||
American Equity Investment Life Holding, 6.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.297% | 81,508 | 2,195,010 | ||||||
American Equity Investment Life Holding, 5.950%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.322% | 108,642 | 2,782,322 | ||||||
American Financial Group, 5.625% | 40,664 | 1,075,563 | ||||||
American Financial Group, 5.125% | 56,177 | 1,431,952 | ||||||
American International Group, 5.850% | 143,016 | 3,817,097 | ||||||
Apollo Global Management, 6.375% | 81,507 | 2,124,887 | ||||||
Apollo Global Management, 6.375% | 74,692 | 1,918,837 | ||||||
Arch Capital Group, 5.450% | 89,687 | 2,305,853 | ||||||
Arch Capital Group, 5.250% | 122,331 | 3,094,974 | ||||||
Argo Group International Holdings, 7.000%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.712% | 40,653 | 1,064,702 | ||||||
Associated Banc-Corp, 5.625% | 27,094 | 691,981 | ||||||
Assured Guaranty Municipal Holdings, 6.250% (A) | 62,404 | 1,604,407 | ||||||
Athene Holding, 6.375%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+5.970% | 170,882 | 4,668,496 | ||||||
Athene Holding, 6.350%, VAR ICE LIBOR USD 3 Month+4.253% | 243,985 | 6,621,753 | ||||||
Athene Holding, 5.625% | 93,783 | 2,410,223 | ||||||
Axis Capital Holdings, 5.500% | 157,169 | 3,996,808 | ||||||
BancorpSouth Bank, 5.500% | 48,469 | 1,252,924 | ||||||
Bank of America, 7.250% * (A) | 21,576 | 30,005,959 | ||||||
Bank of America, 6.450%, VAR ICE LIBOR USD 3 Month+1.327% (A) | 296,029 | 7,835,888 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Bank of America, 6.000% | 254,888 | $ | 6,451,215 | |||||
Bank of America, 6.000% | 379,053 | 10,037,323 | ||||||
Bank of America, 5.875% | 241,777 | 6,387,748 | ||||||
Bank of America, 5.375% | 392,217 | 10,158,420 | ||||||
Bank of America, 5.000% (A) | 368,138 | 9,439,058 | ||||||
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.500% (A) | 114,597 | 2,777,831 | ||||||
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.350% (A) | 86,158 | 2,114,317 | ||||||
Bank of America, 3.000%, VAR ICE LIBOR USD 3 Month+0.650% | 81,116 | 1,698,569 | ||||||
BOK Financial, 5.375% | 40,641 | 1,033,501 | ||||||
Brighthouse Financial, 6.750% | 109,411 | 2,950,815 | ||||||
Brighthouse Financial, 6.600% | 115,547 | 3,043,508 | ||||||
Brighthouse Financial, 6.250% | 101,980 | 2,665,757 | ||||||
Capital One Financial, 6.000% | 135,922 | 3,475,525 | ||||||
Capital One Financial, 5.200% | 171,169 | 4,325,441 | ||||||
Capital One Financial, 5.000% | 420,749 | 10,455,613 | ||||||
Capital One Financial, 4.800% | 351,783 | 8,516,666 | ||||||
Capital One Financial, 4.625% (A) | 33,834 | 847,542 | ||||||
Charles Schwab, 6.000% | 171,115 | 4,354,877 | ||||||
Charles Schwab, 5.950% | 213,022 | 5,402,238 | ||||||
CIT Group, 5.625% | 54,224 | 1,382,170 | ||||||
Citigroup, Ser J, 7.125%, VAR ICE LIBOR USD 3 Month+4.040% | 268,178 | 7,409,758 | ||||||
Citigroup, 6.875%, VAR ICE LIBOR USD 3 Month+4.130% | 418,994 | 11,463,676 | ||||||
Citigroup Capital XIII, 6.582%, VAR ICE LIBOR USD 3 Month+6.370% | 626,977 | 16,834,332 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Citizens Financial Group, 6.350%, VAR ICE LIBOR USD 3 Month+3.642% | 81,517 | $ | 2,240,902 | |||||
Citizens Financial Group, 5.000% | 122,338 | 3,137,970 | ||||||
Dime Community Bancshares, 5.500% | 35,791 | 873,300 | ||||||
Enstar Group, 7.000%, VAR ICE LIBOR USD 3 Month+4.015% | 108,657 | 3,005,453 | ||||||
Equitable Holdings, 5.250% | 226,977 | 5,790,183 | ||||||
Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710% | 122,352 | 3,417,291 | ||||||
Fifth Third Bancorp, 4.950% | 67,802 | 1,724,883 | ||||||
First Citizens BancShares, 5.375% | 93,785 | 2,438,410 | ||||||
First Horizon, 6.500% (A) | 40,661 | 1,101,507 | ||||||
First Midwest Bancorp, 7.000% (A) | 29,241 | 809,098 | ||||||
First Midwest Bancorp, 7.000% | 33,227 | 926,036 | ||||||
First Republic Bank, 5.500% | 81,507 | 2,158,305 | ||||||
First Republic Bank, 4.700% | 107,352 | 2,725,667 | ||||||
First Republic Bank, 4.125% (A) | 135,920 | 3,319,166 | ||||||
Globe Life, 6.125% | 81,505 | 2,074,302 | ||||||
GMAC Capital Trust I, Ser 2, 5.983%, VAR ICE LIBOR USD 3 Month+5.785% | 743,727 | 19,299,716 | ||||||
Goldman Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month+3.550% | 198,826 | 5,457,774 | ||||||
Goldman Sachs Group, 6.300% | 192,072 | 4,872,867 | ||||||
Goldman Sachs Group, 5.500%, VAR ICE LIBOR USD 3 Month+3.640% (A) | 282,393 | 7,480,591 | ||||||
Goldman Sachs Group, 4.000%, VAR ICE LIBOR USD 3 Month+0.750% | 55,931 | 1,347,937 | ||||||
Goldman Sachs Group, 4.000%, VAR ICE LIBOR USD 3 Month+0.670% | 379,712 | 8,976,392 | ||||||
Goldman Sachs Group, 3.750%, VAR ICE LIBOR USD 3 Month+0.750% | 213,340 | 4,977,222 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Hancock Whitney, 6.250% | 46,792 | $ | 1,247,007 | |||||
Hartford Financial Services Group, 7.875%, VAR ICE LIBOR USD 3 Month+5.596% | 170,926 | 4,620,130 | ||||||
Hartford Financial Services Group, 6.000% | 93,798 | 2,606,646 | ||||||
Huntington Bancshares, 6.250% | 171,121 | 4,339,629 | ||||||
JPMorgan Chase, 6.150% (A) | 324,002 | 8,255,571 | ||||||
JPMorgan Chase, 6.100% | 400,210 | 10,209,357 | ||||||
JPMorgan Chase, 6.000% | 517,335 | 14,004,258 | ||||||
JPMorgan Chase, 5.750% | 474,959 | 12,581,664 | ||||||
JPMorgan Chase, 4.750% | 254,693 | 6,550,704 | ||||||
KeyCorp, 6.125%, VAR ICE LIBOR USD 3 Month+3.892% | 142,859 | 4,050,053 | ||||||
KeyCorp, 5.650% | 115,547 | 2,981,113 | ||||||
KeyCorp, 5.625% (A) | 122,345 | 3,210,333 | ||||||
KKR, 6.750% | 93,784 | 2,394,305 | ||||||
KKR, 6.500% | 41,947 | 1,067,971 | ||||||
KKR, 6.000% * | 161,750 | 10,352,000 | ||||||
MetLife, 5.625% | 228,291 | 6,022,317 | ||||||
MetLife, 4.750% | 282,522 | 7,161,933 | ||||||
MetLife, 4.000%, VAR ICE LIBOR USD 3 Month+1.000% | 171,163 | 4,284,210 | ||||||
Morgan Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month+4.320% | 243,822 | 6,905,039 | ||||||
Morgan Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month+3.940% | 240,484 | 6,731,147 | ||||||
Morgan Stanley, 6.375%, VAR ICE LIBOR USD 3 Month+3.708% | 282,031 | 7,840,462 | ||||||
Morgan Stanley, 5.850%, VAR ICE LIBOR USD 3 Month+3.491% | 281,980 | 7,827,765 | ||||||
Morgan Stanley, 4.875% | 143,160 | 3,683,507 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Morgan Stanley, 4.000%, VAR ICE LIBOR USD 3 Month+0.700% | 310,444 | $ | 7,348,209 | |||||
Navient, 6.000% | 81,486 | 1,910,847 | ||||||
New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821% | 147,221 | 4,110,410 | ||||||
New York Community Capital Trust V, 6.000% * | 19,598 | 938,478 | ||||||
Northern Trust, 4.700% | 108,653 | 2,832,584 | ||||||
Oaktree Capital Group, 6.550% | 63,709 | 1,644,966 | ||||||
People’s United Financial, 5.625%, VAR ICE LIBOR USD 3 Month+4.020% | 67,805 | 1,838,194 | ||||||
PNC Financial Services Group, 6.125%, VAR ICE LIBOR USD 3 Month+4.067% | 420,707 | 11,018,316 | ||||||
Prudential Financial, 5.625% | 161,233 | 4,264,613 | ||||||
Prudential Financial, 4.125% (A) | 135,921 | 3,362,686 | ||||||
Regions Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month+3.536% | 142,982 | 3,896,260 | ||||||
Regions Financial, Ser A, 6.375% | 143,127 | 3,684,089 | ||||||
Regions Financial, 5.700%, VAR ICE LIBOR USD 3 Month+3.148% | 143,028 | 3,861,756 | ||||||
Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370% | 108,654 | 2,842,389 | ||||||
Reinsurance Group of America, 5.750%, VAR ICE LIBOR USD 3 Month+4.040% | 108,661 | 2,984,918 | ||||||
State Street, 5.900%, VAR ICE LIBOR USD 3 Month+3.108% (A) | 212,733 | 5,882,067 | ||||||
State Street, 5.350%, VAR ICE LIBOR USD 3 Month+3.709% | 142,860 | 3,992,937 | ||||||
Stifel Financial, 6.125% (A) | 61,130 | 1,649,899 | ||||||
Stifel Financial, 5.200% | 61,118 | 1,543,841 | ||||||
SVB Financial Group, 5.250% | 95,073 | 2,440,524 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Synchrony Financial, 5.625% | 212,984 | $ | 5,531,194 | |||||
Synovus Financial, 6.300%, VAR ICE LIBOR USD 3 Month+3.352% | 56,078 | 1,472,048 | ||||||
Synovus Financial, 5.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.127% | 95,072 | 2,507,049 | ||||||
TCF Financial, 5.700% | 50,070 | 1,281,792 | ||||||
Truist Financial, 5.625% | 126,425 | 3,178,325 | ||||||
Truist Financial, 5.250% | 164,073 | 4,293,790 | ||||||
Truist Financial, 5.200% | 135,916 | 3,399,259 | ||||||
Truist Financial, 5.200% | 135,914 | 3,399,209 | ||||||
Truist Financial, 4.750% | 261,687 | 6,623,298 | ||||||
Truist Financial, 4.000%, VAR ICE LIBOR USD 3 Month+0.530% | 48,543 | 1,214,060 | ||||||
Unum Group, 6.250% | 81,507 | 2,147,709 | ||||||
US Bancorp, 5.500% (A) | 163,974 | 4,424,019 | ||||||
US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+0.600% (A) | 282,934 | 6,620,656 | ||||||
US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+1.020% | 3,952 | 3,580,512 | ||||||
Voya Financial, 5.350%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.210% | 81,513 | 2,142,977 | ||||||
Wells Fargo, 7.500% * | 27,778 | 38,555,864 | ||||||
Wells Fargo, 6.625%, VAR ICE LIBOR USD 3 Month+3.690% | 237,617 | 6,591,496 | ||||||
Wells Fargo, 5.850%, VAR ICE LIBOR USD 3 Month+3.090% | 483,002 | 12,514,582 | ||||||
Wells Fargo, 5.700% | 282,654 | 7,060,697 | ||||||
Wells Fargo, 5.625% | 196,242 | 4,990,434 | ||||||
Wells Fargo, 5.500% | 323,964 | 8,128,257 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Wells Fargo, 5.250% | 178,148 | $ | 4,450,137 | |||||
Wells Fargo, 5.200% | 213,056 | 5,309,356 | ||||||
Wells Fargo, 5.125% | 185,119 | 4,639,082 | ||||||
Wells Fargo, 4.750% | 562,952 | 13,904,914 | ||||||
Wintrust Financial, 6.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.507% | 78,042 | 2,146,155 | ||||||
Wintrust Financial, 6.500%, VAR ICE LIBOR USD 3 Month+4.060% | 35,733 | 954,428 | ||||||
WR Berkley, 5.750% | 78,690 | 1,990,070 | ||||||
WR Berkley, 5.700% (A) | 50,138 | 1,336,679 | ||||||
WR Berkley, 5.100% (A) | 81,502 | 2,116,607 | ||||||
702,428,012 | ||||||||
Health Care — 5.4% | ||||||||
Avantor, 6.250% * | 144,701 | 12,604,904 | ||||||
Becton Dickinson, 6.000% * | 241,374 | 12,722,824 | ||||||
Boston Scientific, 5.500% * | 70,997 | 7,853,688 | ||||||
Danaher, 5.000% * | 11,958 | 15,434,549 | ||||||
Danaher, 4.750% * | 11,518 | 17,553,432 | ||||||
Elanco Animal Health, 5.000% * | 78,638 | 3,960,996 | ||||||
70,130,393 | ||||||||
Industrials — 1.7% | ||||||||
Air Lease, 6.150%, VAR ICE LIBOR USD 3 Month+3.650% | 67,793 | 1,745,670 | ||||||
Colfax, 5.750% * | 32,603 | 6,018,514 | ||||||
Fortress Transportation and Infrastructure Investors, 8.000%, VAR ICE LIBOR USD 3 Month+6.447% | 35,809 | 892,718 | ||||||
Pitney Bowes, 6.700% | 115,495 | 2,610,187 | ||||||
Stanley Black & Decker, 5.250% * | 53,208 | 5,757,106 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Industrials — continued | ||||||||
WESCO International, 10.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+10.325% | 153,842 | $ | 4,669,105 | |||||
21,693,300 | ||||||||
Information Technology — 4.0% | ||||||||
Broadcom, 8.000% * | 27,996 | 42,324,633 | ||||||
II-VI, 6.000% * | 16,321 | 5,706,474 | ||||||
Sabre, 6.500% * | 23,828 | 4,407,942 | ||||||
52,439,049 | ||||||||
Real Estate — 6.2% | ||||||||
American Homes 4 Rent, 6.500% ‡ | 72,902 | 1,864,104 | ||||||
American Homes 4 Rent, 6.350% ‡ | 62,401 | 1,594,969 | ||||||
American Homes 4 Rent, 5.875% ‡ | 41,937 | 1,076,942 | ||||||
American Homes 4 Rent, 5.875% ‡ | 31,169 | 801,667 | ||||||
Brookfield Property Partners, 5.750% | 77,981 | 1,709,344 | ||||||
Digital Realty Trust, 6.625% ‡ | 54,482 | 1,391,470 | ||||||
Digital Realty Trust, 5.850% ‡ | 57,034 | 1,544,481 | ||||||
Digital Realty Trust, 5.250% ‡ | 54,220 | 1,399,418 | ||||||
Digital Realty Trust, 5.200% ‡ | 93,787 | 2,439,400 | ||||||
Diversified Healthcare Trust, 6.250% ‡ | 67,777 | 1,502,616 | ||||||
Diversified Healthcare Trust, 5.625% ‡ (A) | 95,045 | 1,929,413 | ||||||
EPR Properties, 5.750% ‡ | 40,616 | 958,944 | ||||||
EPR Properties, 5.750% ‡ * | 36,493 | 886,780 | ||||||
Federal Realty Investment Trust, 5.000% ‡ | 40,648 | 1,051,564 | ||||||
iStar, 7.500% ‡ | 32,768 | 830,669 | ||||||
Kimco Realty, 5.250% ‡ | 71,784 | 1,844,131 | ||||||
Kimco Realty, 5.125% ‡ | 61,120 | 1,564,672 | ||||||
National Retail Properties, 5.200% ‡ | 93,777 | 2,380,060 | ||||||
Office Properties Income Trust, 6.375% ‡ | 43,879 | 1,119,792 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Office Properties Income Trust, 5.875% ‡ | 84,163 | $ | 2,113,333 | |||||
PS Business Parks, 5.250% ‡ | 62,407 | 1,606,356 | ||||||
PS Business Parks, 5.200% ‡ | 51,363 | 1,321,056 | ||||||
PS Business Parks, 4.875% ‡ | 88,267 | 2,239,334 | ||||||
Public Storage, 5.600% ‡ | 77,423 | 2,113,648 | ||||||
Public Storage, 5.150% ‡ | 75,982 | 1,958,816 | ||||||
Public Storage, 5.125% ‡ | 56,206 | 1,430,443 | ||||||
Public Storage, 5.050% ‡ | 81,504 | 2,095,468 | ||||||
Public Storage, 4.950% ‡ | 88,259 | 2,255,017 | ||||||
Public Storage, 4.900% ‡ | 95,068 | 2,417,579 | ||||||
Public Storage, 4.875% ‡ | 85,870 | 2,261,816 | ||||||
Public Storage, 4.750% ‡ (A) | 62,422 | 1,640,450 | ||||||
Public Storage, 4.700% ‡ | 70,251 | 1,799,831 | ||||||
Public Storage, 4.625% ‡ | 161,362 | 4,098,595 | ||||||
Public Storage, 4.125% ‡ | 62,412 | 1,568,414 | ||||||
Public Storage, 3.875% ‡ | 84,014 | 2,069,265 | ||||||
QTS Realty Trust, 7.125% ‡ | 28,895 | 772,652 | ||||||
QTS Realty Trust, 6.500% ‡ * | 21,520 | 3,031,307 | ||||||
RLJ Lodging Trust, 1.950% ‡ * | 87,510 | 2,251,632 | ||||||
SITE Centers, 6.375% ‡ | 48,728 | 1,245,488 | ||||||
SITE Centers, 6.250% ‡ (A) | 41,515 | 1,049,084 | ||||||
SL Green Realty, 6.500% ‡ | 62,399 | 1,583,687 | ||||||
VEREIT, Ser F, 6.700% ‡ | 136,262 | 3,444,703 | ||||||
Vornado Realty Trust, 5.700% ‡ | 81,490 | 2,045,399 | ||||||
Vornado Realty Trust, 5.400% ‡ | 81,489 | 2,029,076 | ||||||
Vornado Realty Trust, 5.250% ‡ | 86,774 | 2,169,350 | ||||||
80,502,235 | ||||||||
Utilities — 15.7% | ||||||||
Alabama Power, 5.000% | 67,806 | 1,789,400 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Utilities — continued | ||||||||
American Electric Power, 6.125% * | 120,688 | $ | 5,395,960 | |||||
American Electric Power, 6.125% * | 114,377 | 5,186,997 | ||||||
CMS Energy, 5.875% | 179,388 | 4,741,225 | ||||||
CMS Energy, 5.875% | 75,994 | 2,023,720 | ||||||
CMS Energy, 5.625% (A) | 56,245 | 1,456,745 | ||||||
Dominion Energy, 7.250% * (A) | 112,922 | 10,482,549 | ||||||
Dominion Energy, 5.250% | 226,994 | 5,763,378 | ||||||
DTE Energy, 6.250% * | 162,338 | 7,451,314 | ||||||
DTE Energy, 6.000% (A) | 75,982 | 1,952,737 | ||||||
DTE Energy, 5.375% | 81,494 | 2,064,243 | ||||||
DTE Energy, 5.250% | 108,650 | 2,799,911 | ||||||
Duke Energy, 5.750% | 282,109 | 7,509,742 | ||||||
Duke Energy, 5.625% | 143,043 | 3,810,666 | ||||||
Duke Energy, 5.125% | 135,925 | 3,448,417 | ||||||
Entergy Arkansas, 4.875% | 111,444 | 2,820,648 | ||||||
Entergy Louisiana, 4.875% | 73,314 | 1,865,841 | ||||||
Entergy Mississippi, 4.900% | 70,596 | 1,807,964 | ||||||
Essential Utilities, 6.000% * | 69,265 | 3,777,713 | ||||||
Georgia Power, 5.000% | 73,327 | 1,921,901 | ||||||
Interstate Power and Light, 5.100% | 56,207 | 1,422,037 | ||||||
National Rural Utilities Cooperative Finance, 5.500% | 67,813 | 1,780,091 | ||||||
NextEra Energy, 6.219% * | 279,588 | 13,579,589 | ||||||
NextEra Energy, 5.279% * | 348,717 | 16,979,031 | ||||||
NextEra Energy, 4.872% * | 209,930 | 11,823,258 | ||||||
NextEra Energy Capital Holdings, 5.650% | 195,348 | 5,338,861 | ||||||
NextEra Energy Capital Holdings, 5.250% | 162,739 | 4,157,981 | ||||||
NiSource, 6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.632% | 143,028 | 3,900,374 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Utilities — continued | ||||||||
PG&E, 5.500% * | 111,967 | $ | 11,738,620 | |||||
PPL Capital Funding, Ser B, 5.900% | 122,335 | 3,099,969 | ||||||
SCE Trust II, 5.100% | 59,596 | 1,436,264 | ||||||
SCE Trust III, 5.750%, VAR ICE LIBOR USD 3 Month+2.990% | 74,672 | 1,835,438 | ||||||
SCE Trust V, 5.450%, VAR ICE LIBOR USD 3 Month+3.790% | 81,493 | 2,033,250 | ||||||
SCE Trust VI, 5.000% | 129,093 | 3,007,867 | ||||||
Sempra Energy, 5.750% | 214,956 | 5,728,577 | ||||||
South Jersey Industries, 5.625% | 54,215 | 1,361,881 | ||||||
Southern, 6.750% * | 241,674 | 11,636,603 | ||||||
Southern, 5.250% | 226,964 | 5,846,593 | ||||||
Southern, 5.250% | 122,343 | 3,190,705 | ||||||
Southern, 4.950% | 282,487 | 7,234,492 | ||||||
Southern, 4.200% | 213,240 | 5,043,126 | ||||||
Spire, 5.900% | 67,802 | 1,810,313 | ||||||
Tennessee Valley Authority, 2.216%, VAR US Treas Yield Curve Rate T Note Const Mat 30 Yr+0.840% | 62,963 | 1,594,223 | ||||||
203,650,214 | ||||||||
TOTAL UNITED STATES | 1,253,763,577 | |||||||
TOTAL PREFERRED STOCK | ||||||||
(Cost $1,292,708,505) | 1,291,625,755 | |||||||
SHORT-TERM INVESTMENT — 1.2% (B)(C) | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.01% | ||||||||
(Cost $15,834,133) | 15,834,133 | 15,834,133 | ||||||
TOTAL SHORT-TERM INVESTMENT | ||||||||
(Cost $15,834,133) | 15,834,133 | |||||||
TOTAL INVESTMENTS — 100.6% | ||||||||
(Cost $1,308,542,638) | $ | 1,307,459,888 | ||||||
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Preferred ETF |
Percentages are based on Net Assets of $1,299,342,350.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $15,422,467. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $15,834,133. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Cl — Class |
ICE — Intercontinental Exchange |
LIBOR — London Interbank Offered Rate |
Ser — Series USD — U.S. Dollar |
VAR — Variable Rate |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Amounts designated as “—” are $0 or have been rounded to $0.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — 99.5% | ||||||||
BERMUDA— 1.0% | ||||||||
Energy — 0.4% | ||||||||
Teekay LNG Partners, 8.500%, VAR ICE LIBOR USD 3 Month+6.241% | 987 | $ | 25,484 | |||||
Financials — 0.6% | ||||||||
Aspen Insurance Holdings, 5.950%, VAR ICE LIBOR USD 3 Month+4.060% | 1,624 | 43,036 | ||||||
TOTAL BERMUDA | 68,520 | |||||||
CANADA— 3.3% | ||||||||
Energy — 1.4% | ||||||||
Enbridge, 6.375%, VAR ICE LIBOR USD 3 Month+3.593% | 3,532 | 94,622 | ||||||
Industrials — 0.3% | ||||||||
Atlas, 8.000%, VAR ICE LIBOR USD 3 Month+5.008% | 870 | 22,315 | ||||||
Utilities — 1.6% | ||||||||
Algonquin Power & Utilities, 6.875%, VAR ICE LIBOR USD 3 Month+3.677% | 1,697 | 46,396 | ||||||
Algonquin Power & Utilities, 6.200%, VAR ICE LIBOR USD 3 Month+4.010% | 2,063 | 56,980 | ||||||
103,376 | ||||||||
TOTAL CANADA | 220,313 | |||||||
NETHERLANDS— 0.6% | ||||||||
Financials — 0.6% | ||||||||
Aegon, 4.000%, VAR ICE LIBOR USD 3 Month+0.875% | 1,477 | 36,556 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
UNITED STATES— 94.6% | ||||||||
Consumer Staples — 2.2% | ||||||||
CHS, Ser 2, 7.100%, VAR ICE LIBOR USD 3 Month+4.298% | 2,475 | $ | 67,914 | |||||
CHS, Ser 3, 6.750%, VAR ICE LIBOR USD 3 Month+4.155% | 2,901 | 78,327 | ||||||
146,241 | ||||||||
Energy — 5.7% | ||||||||
DCP Midstream, 7.875%, VAR ICE LIBOR USD 3 Month+4.919% | 935 | 21,066 | ||||||
Energy Transfer Operating, 7.625%, VAR ICE LIBOR USD 3 Month+4.738% | 2,624 | 59,329 | ||||||
Energy Transfer Operating, 7.600%, VAR ICE LIBOR USD 3 Month+5.161% | 4,709 | 106,282 | ||||||
Energy Transfer Operating, 7.375%, VAR ICE LIBOR USD 3 Month+4.530% | 2,653 | 57,835 | ||||||
NGL Energy Partners, 9.000%, VAR ICE LIBOR USD 3 Month+7.213% | 1,825 | 20,257 | ||||||
NuStar Energy, 9.000%, VAR ICE LIBOR USD 3 Month+6.880% | 1,002 | 22,856 | ||||||
NuStar Energy, 7.625%, VAR ICE LIBOR USD 3 Month+5.643% | 2,273 | 41,710 | ||||||
NuStar Logistics, 6.975%, VAR ICE LIBOR USD 3 Month+6.734% | 2,374 | 54,436 | ||||||
383,771 | ||||||||
Financials — 82.5% | ||||||||
ACRES Commercial Realty, 8.625%, VAR ICE LIBOR USD 3 Month+5.927% ‡ | 693 | 16,875 | ||||||
AGNC Investment, 7.000%, VAR ICE LIBOR USD 3 Month+5.111% ‡ | 1,917 | 48,864 | ||||||
AGNC Investment, 6.875%, VAR ICE LIBOR USD 3 Month+4.332% ‡ | 1,389 | 34,711 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
AGNC Investment, 6.500%, VAR ICE LIBOR USD 3 Month+4.993% ‡ | 2,373 | $ | 58,091 | |||||
AGNC Investment, 6.125%, VAR ICE LIBOR USD 3 Month+4.697% ‡ | 3,387 | 79,290 | ||||||
Allstate, 5.100%, VAR ICE LIBOR USD 3 Month+3.165% | 2,945 | 77,218 | ||||||
American Equity Investment Life Holding, 6.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.297% | 1,770 | 47,666 | ||||||
American Equity Investment Life Holding, 5.950%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.322% | 2,358 | 60,388 | ||||||
Annaly Capital Management, 6.950%, VAR ICE LIBOR USD 3 Month+4.993% ‡ | 4,238 | 104,001 | ||||||
Annaly Capital Management, 6.750%, VAR ICE LIBOR USD 3 Month+4.989% ‡ | 2,608 | 64,313 | ||||||
Annaly Capital Management, 6.500%, VAR ICE LIBOR USD 3 Month+4.172% ‡ | 2,504 | 61,022 | ||||||
Argo Group International Holdings, 7.000%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.712% | 870 | 22,785 | ||||||
Athene Holding, 6.375%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+5.970% | 3,532 | 96,494 | ||||||
Athene Holding, 6.350%, VAR ICE LIBOR USD 3 Month+4.253% | 5,077 | 137,790 | ||||||
Bank of America, 6.450%, VAR ICE LIBOR USD 3 Month+1.327% | 6,177 | 163,505 | ||||||
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.500% | 2,483 | 60,188 | ||||||
Bank of America, 4.000%, VAR ICE LIBOR USD 3 Month+0.350% | 1,873 | 45,963 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Bank of America, 3.000%, VAR ICE LIBOR USD 3 Month+0.650% | 1,766 | $ | 36,980 | |||||
Chimera Investment, 8.000%, VAR ICE LIBOR USD 3 Month+5.379% ‡ | 1,184 | 27,528 | ||||||
Chimera Investment, 8.000%, VAR ICE LIBOR USD 3 Month+5.791% ‡ | 1,918 | 45,591 | ||||||
Chimera Investment, 7.750%, VAR ICE LIBOR USD 3 Month+4.743% ‡ | 1,536 | 35,482 | ||||||
Citigroup, Ser J, 7.125%, VAR ICE LIBOR USD 3 Month+4.040% | 5,588 | 154,396 | ||||||
Citigroup, 6.875%, VAR ICE LIBOR USD 3 Month+4.130% | 8,816 | 241,206 | ||||||
Citizens Financial Group, 6.350%, VAR ICE LIBOR USD 3 Month+3.642% | 1,770 | 48,657 | ||||||
Compass Diversified Holdings, 7.875%, VAR ICE LIBOR USD 3 Month+4.985% | 579 | 14,591 | ||||||
Enstar Group, 7.000%, VAR ICE LIBOR USD 3 Month+4.015% | 2,357 | 65,195 | ||||||
Fifth Third Bancorp, 6.625%, VAR ICE LIBOR USD 3 Month+3.710% | 2,651 | 74,042 | ||||||
Goldman Sachs Group, 6.375%, VAR ICE LIBOR USD 3 Month+3.550% | 4,119 | 113,066 | ||||||
Goldman Sachs Group, 5.500%, VAR ICE LIBOR USD 3 Month+3.640% | 5,883 | 155,841 | ||||||
Goldman Sachs Group, 4.000%, VAR ICE LIBOR USD 3 Month+0.750% | 1,183 | 28,510 | ||||||
Goldman Sachs Group, 4.000%, VAR ICE LIBOR USD 3 Month+0.670% | 7,945 | 187,820 | ||||||
Goldman Sachs Group, 3.750%, VAR ICE LIBOR USD 3 Month+0.750% | 4,407 | 102,815 | ||||||
Hartford Financial Services Group, 7.875%, VAR ICE LIBOR USD 3 Month+5.596% | 3,532 | 95,470 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Heartland Financial USA, 7.000%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.675% | 666 | $ | 18,342 | |||||
Invesco Mortgage Capital, 7.750%, VAR ICE LIBOR USD 3 Month+5.180% ‡ | 898 | 21,821 | ||||||
Invesco Mortgage Capital, 7.500%, VAR ICE LIBOR USD 3 Month+5.289% ‡ | 1,698 | 41,805 | ||||||
KeyCorp, 6.125%, VAR ICE LIBOR USD 3 Month+3.892% | 2,945 | 83,491 | ||||||
Merchants Bancorp, 6.000%, VAR ICE LIBOR USD 3 Month+4.569% | 725 | 18,625 | ||||||
MetLife, 4.000%, VAR ICE LIBOR USD 3 Month+1.000% | 3,533 | 88,431 | ||||||
MFA Financial, 6.500%, VAR ICE LIBOR USD 3 Month+5.345% ‡ | 1,604 | 35,208 | ||||||
Morgan Stanley, Ser E, 7.125%, VAR ICE LIBOR USD 3 Month+4.320% | 4,501 | 127,468 | ||||||
Morgan Stanley, Ser F, 6.875%, VAR ICE LIBOR USD 3 Month+3.940% | 4,436 | 124,164 | ||||||
Morgan Stanley, 6.375%, VAR ICE LIBOR USD 3 Month+3.708% | 5,217 | 145,033 | ||||||
Morgan Stanley, 5.850%, VAR ICE LIBOR USD 3 Month+3.491% | 5,217 | 144,824 | ||||||
Morgan Stanley, 4.000%, VAR ICE LIBOR USD 3 Month+0.700% | 5,739 | 135,842 | ||||||
New Residential Investment, 7.500%, VAR ICE LIBOR USD 3 Month+5.802% ‡ | 900 | 21,861 | ||||||
New Residential Investment, 7.125%, VAR ICE LIBOR USD 3 Month+5.640% ‡ | 1,669 | 39,088 | ||||||
New Residential Investment, 6.375%, VAR ICE LIBOR USD 3 Month+4.969% ‡ | 2,374 | 51,777 | ||||||
New York Community Bancorp, 6.375%, VAR ICE LIBOR USD 3 Month+3.821% | 3,032 | 84,654 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
New York Mortgage Trust, 7.875%, VAR ICE LIBOR USD 3 Month+6.429% ‡ | 1,097 | $ | 26,493 | |||||
PennyMac Mortgage Investment Trust, 8.000%, VAR ICE LIBOR USD 3 Month+5.990% ‡ | 1,137 | 28,425 | ||||||
People’s United Financial, 5.625%, VAR ICE LIBOR USD 3 Month+4.020% | 1,477 | 40,042 | ||||||
PNC Financial Services Group, 6.125%, VAR ICE LIBOR USD 3 Month+4.067% | 8,847 | 231,703 | ||||||
Regions Financial, Ser B, 6.375%, VAR ICE LIBOR USD 3 Month+3.536% | 2,945 | 80,251 | ||||||
Regions Financial, 5.700%, VAR ICE LIBOR USD 3 Month+3.148% | 2,944 | 79,488 | ||||||
Reinsurance Group of America, 6.200%, VAR ICE LIBOR USD 3 Month+4.370% | 2,357 | 61,659 | ||||||
Reinsurance Group of America, 5.750%, VAR ICE LIBOR USD 3 Month+4.040% | 2,357 | 64,747 | ||||||
State Street, 5.900%, VAR ICE LIBOR USD 3 Month+3.108% | 4,413 | 122,019 | ||||||
State Street, 5.350%, VAR ICE LIBOR USD 3 Month+3.709% | 2,944 | 82,285 | ||||||
Synovus Financial, 6.300%, VAR ICE LIBOR USD 3 Month+3.352% | 1,183 | 31,054 | ||||||
Synovus Financial, 5.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+4.127% | 2,063 | 54,401 | ||||||
Truist Financial, 4.000%, VAR ICE LIBOR USD 3 Month+0.530% | 1,002 | 25,060 | ||||||
Two Harbors Investment, 8.125%, VAR ICE LIBOR USD 3 Month+5.660% ‡ | 835 | 21,267 | ||||||
Two Harbors Investment, 7.625%, VAR ICE LIBOR USD 3 Month+5.352% ‡ | 1,698 | 42,144 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Two Harbors Investment, 7.250%, VAR ICE LIBOR USD 3 Month+5.011% ‡ | 1,742 | $ | 41,285 | |||||
US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+1.020% | 85 | 77,010 | ||||||
US Bancorp, 3.500%, VAR ICE LIBOR USD 3 Month+0.600% | 5,883 | 137,662 | ||||||
Voya Financial, 5.350%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.210% | 1,770 | 46,533 | ||||||
Wells Fargo, 6.625%, VAR ICE LIBOR USD 3 Month+3.690% | 4,942 | 137,091 | ||||||
Wells Fargo, 5.850%, VAR ICE LIBOR USD 3 Month+3.090% | 10,170 | 263,505 | ||||||
Wintrust Financial, 6.875%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+6.507% | 1,697 | 46,668 | ||||||
5,529,580 | ||||||||
Industrials — 2.5% | ||||||||
Air Lease, 6.150%, VAR ICE LIBOR USD 3 Month+3.650% | 1,477 | 38,033 | ||||||
Altera Infrastructure, 8.875%, VAR ICE LIBOR USD 3 Month+6.407% | 695 | 15,464 | ||||||
Fortress Transportation and Infrastructure Investors, 8.000%, VAR ICE LIBOR USD 3 Month+6.447% | 665 | 16,579 | ||||||
WESCO International, 10.625%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+10.325% | 3,181 | 96,543 | ||||||
166,619 | ||||||||
Utilities — 1.7% | ||||||||
NiSource, 6.500%, VAR US Treas Yield Curve Rate T Note Const Mat 5 Yr+3.632% | 2,944 | 80,283 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Variable Rate Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Utilities — continued | ||||||||
Tennessee Valley Authority, 2.216%, VAR US Treas Yield Curve Rate T Note Const Mat 30 Yr+0.840% | 1,371 | $ | 34,714 | |||||
114,997 | ||||||||
TOTAL UNITED STATES | 6,341,208 | |||||||
TOTAL PREFERRED STOCK | ||||||||
(Cost $6,666,209) | 6,666,597 | |||||||
TOTAL INVESTMENTS — 99.5% | ||||||||
(Cost $6,666,209) | $ | 6,666,597 |
Percentages are based on Net Assets of $6,703,375.
‡ | Real Estate Investment Trust |
ICE — Intercontinental Exchange |
LIBOR — London Interbank Offered Rate |
Ser — Series USD — U.S. Dollar |
VAR – Variable Rate |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X MLP ETF |
Shares | Value | |||||||
MASTER LIMITED PARTNERSHIPS — 99.1% | ||||||||
Energy — 99.1% | ||||||||
BP Midstream Partners | 2,308,720 | $ | 26,342,495 | |||||
Cheniere Energy Partners | 855,657 | 34,012,366 | ||||||
Crestwood Equity Partners | 1,625,456 | 35,678,759 | ||||||
DCP Midstream | 1,630,653 | 35,646,074 | ||||||
Delek Logistics Partners | 397,681 | 14,666,475 | ||||||
Energy Transfer | 9,513,775 | 72,685,241 | ||||||
Enterprise Products Partners | 3,342,703 | 71,266,428 | ||||||
Genesis Energy | 4,916,355 | 38,790,041 | ||||||
Holly Energy Partners | 2,189,051 | 37,717,349 | ||||||
Magellan Midstream Partners | 1,406,392 | 58,604,355 | ||||||
MPLX | 2,125,920 | 50,618,155 | ||||||
Noble Midstream Partners | 1,432,266 | 20,051,724 | ||||||
NuStar Energy | 1,981,081 | 35,461,350 | ||||||
Oasis Midstream Partners | 436,816 | 8,365,026 | ||||||
PBF Logistics | 678,683 | 7,798,068 | ||||||
Phillips 66 Partners | 1,351,463 | 36,057,033 | ||||||
Plains All American Pipeline | 5,209,837 | 43,971,024 | ||||||
Shell Midstream Partners | 2,967,807 | 32,497,487 | ||||||
TC PipeLines | 1,128,827 | 32,871,442 | ||||||
Western Midstream Partners | 2,216,044 | 36,852,812 | ||||||
TOTAL MASTER LIMITED PARTNERSHIPS | ||||||||
(Cost $637,174,793) | 729,953,704 | |||||||
COMMON STOCK — 0.2% | ||||||||
Energy — 0.2% | ||||||||
EnLink Midstream | 325,342 | 1,252,567 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $848,196) | 1,252,567 | |||||||
TOTAL INVESTMENTS — 99.3% | ||||||||
(Cost $638,022,989) | $ | 731,206,271 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X MLP ETF |
Percentages are based on Net Assets of $736,315,750.
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X MLP & Energy Infrastructure ETF |
Shares | Value | |||||||
COMMON STOCK — 75.3% | ||||||||
CANADA— 21.5% | ||||||||
Energy — 21.5% | ||||||||
Enbridge | 1,648,382 | $ | 55,731,795 | |||||
Pembina Pipeline (A) | 1,042,671 | 26,473,417 | ||||||
TC Energy | 1,332,374 | 55,866,442 | ||||||
TOTAL CANADA | 138,071,654 | |||||||
UNITED STATES— 53.8% | ||||||||
Energy — 53.8% | ||||||||
Antero Midstream | 3,309,770 | 29,192,172 | ||||||
Archrock | 2,119,468 | 21,851,715 | ||||||
Cheniere Energy * | 612,918 | 41,304,544 | ||||||
EnLink Midstream | 4,485,598 | 17,269,552 | ||||||
Equitrans Midstream | 4,046,865 | 29,258,834 | ||||||
Kinder Morgan | 3,936,477 | 57,866,212 | ||||||
ONEOK | 1,015,522 | 44,977,469 | ||||||
Plains GP Holdings, Cl A | 2,487,440 | 21,441,733 | ||||||
Targa Resources | 949,859 | 29,379,139 | ||||||
Williams | 2,306,905 | 52,689,710 | ||||||
TOTAL UNITED STATES | 345,231,080 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $505,993,336) | 483,302,734 | |||||||
MASTER LIMITED PARTNERSHIPS — 24.7% | ||||||||
UNITED STATES — 24.7% | ||||||||
Energy — 24.7% | ||||||||
Cheniere Energy Partners (B) | 111,542 | 4,433,794 | ||||||
DCP Midstream (B) | 261,839 | 5,723,801 | ||||||
Enable Midstream Partners (B) | 255,270 | 1,689,887 | ||||||
Energy Transfer (B) | 4,262,403 | 32,564,759 | ||||||
Enterprise Products Partners (B) | 1,347,637 | 28,731,621 | ||||||
Magellan Midstream Partners (B) | 654,051 | 27,254,305 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X MLP & Energy Infrastructure ETF |
Shares | Value | |||||||
MASTER LIMITED PARTNERSHIPS — continued | ||||||||
Energy — continued | ||||||||
MPLX (B) | 989,005 | $ | 23,548,209 | |||||
Phillips 66 Partners (B) | 169,942 | 4,534,053 | ||||||
Plains All American Pipeline (B) | 1,398,073 | 11,799,736 | ||||||
Shell Midstream Partners (B) | 359,925 | 3,941,179 | ||||||
TC PipeLines (B) | 157,972 | 4,600,145 | ||||||
Western Midstream Partners (B) | 588,210 | 9,781,932 | ||||||
TOTAL MASTER LIMITED PARTNERSHIPS | ||||||||
(Cost $152,981,676) | 158,603,421 | |||||||
SHORT-TERM INVESTMENT(C)(D) — 1.9% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $12,288,750) | 12,288,750 | 12,288,750 | ||||||
TOTAL INVESTMENTS — 101.9% | ||||||||
(Cost $671,263,762) | $ | 654,194,905 |
Percentages are based on Net Assets of $641,878,508.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $11,044,650. |
(B) | Security considered Master Limited Partnership. At February 28, 2021, these securities amounted to $158,603,421 or 24.7% of net assets. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $12,288,750. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X MLP & Energy Infrastructure ETF |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X TargetIncome™ 5 ETF |
Shares | Value | |||||||
EXCHANGE TRADED FUNDS — 100.0% | ||||||||
Global X SuperDividend® ETF (A) | 75,486 | $ | 1,015,287 | |||||
Global X SuperDividend® U.S. ETF (A) | 27,910 | 509,078 | ||||||
iShares 20+ Year Treasury Bond ETF | 1,441 | 206,236 | ||||||
iShares Core U.S. Aggregate Bond ETF | 1,947 | 224,567 | ||||||
SPDR Blackstone Senior Loan ETF | 20,493 | 942,678 | ||||||
VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | 28,584 | 906,685 | ||||||
Xtrackers USD High Yield Corporate Bond ETF | 18,672 | 927,438 | ||||||
TOTAL EXCHANGE TRADED FUNDS | ||||||||
(Cost $4,809,131) | 4,731,969 | |||||||
TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $4,809,131) | $ | 4,731,969 |
Percentages are based on Net Assets of $4,733,049.
(A) | Affiliated investment. |
EM — Emerging Markets ETF — Exchange Traded Fund SPDR — Standard & Poor’s Depositary Receipts USD — U.S. Dollar |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X TargetIncome™ 5 ETF |
The following is a summary of the transactions with affiliates for the period ended February 28, 2021:
Value at 11/30/2020 | Purchases at Cost | Proceeds from Sales | Changes in Unrealized Appreciation | Realized Gain | Value at 2/28/21 | Shares | Dividend Income | |||||||||||||||||||||||||
Global X SuperDividend® ETF | $ | 985,182 | $ | 506,997 | $ | (580,170 | ) | $ | 48,709 | $ | 54,569 | $ | 1,015,287 | 75,486 | $ | 19,230 | ||||||||||||||||
Global X SuperDividend® U.S. ETF | $ | 233,537 | $ | 474,475 | $ | (252,924 | ) | $ | 12,371 | $ | 41,619 | $ | 509,078 | 27,910 | $ | 5,937 | ||||||||||||||||
Totals: | $ | 1,218,719 | $ | 981,472 | $ | (833,094 | ) | $ | 61,080 | $ | 96,188 | $ | 1,524,365 | 103,396 | $ | 25,167 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X TargetIncome™ Plus 2 ETF |
Shares | Value | |||||||
EXCHANGE TRADED FUNDS — 99.9% | ||||||||
iShares 20+ Year Treasury Bond ETF | 6,073 | $ | 869,168 | |||||
iShares Core U.S. Aggregate Bond ETF | 6,154 | 709,802 | ||||||
Schwab US TIPS ETF * | 3,938 | 241,242 | ||||||
SPDR Blackstone Senior Loan ETF | 21,540 | 990,840 | ||||||
VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | 30,043 | 952,964 | ||||||
Xtrackers USD High Yield Corporate Bond ETF | 19,626 | 974,823 | ||||||
TOTAL EXCHANGE TRADED FUNDS | ||||||||
(Cost $4,810,836) | 4,738,839 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $4,810,836) | $ | 4,738,839 |
Percentages are based on Net Assets of $4,742,119.
* | Non-income producing security. |
EM — Emerging Markets ETF — Exchange Traded Fund SPDR — Standard & Poor’s Depositary Receipts TIPS — Treasury Inflation Protected Security USD — U.S. Dollar |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
CANADA— 0.5% | ||||||||
Financials — 0.5% | ||||||||
Toronto-Dominion Bank | 37,532 | $ | 2,265,807 | |||||
UNITED STATES— 99.3% | ||||||||
Communication Services — 8.1% | ||||||||
Alphabet, Cl A * | 5,469 | 11,057,826 | ||||||
AT&T | 74,987 | 2,091,387 | ||||||
Comcast, Cl A | 44,570 | 2,349,730 | ||||||
Discovery, Cl A * | 57,881 | 3,069,430 | ||||||
Facebook, Cl A * | 16,013 | 4,125,269 | ||||||
Netflix * | 3,840 | 2,069,184 | ||||||
Omnicom Group | 34,674 | 2,383,144 | ||||||
T-Mobile US * | 16,642 | 1,996,541 | ||||||
Verizon Communications | 37,746 | 2,087,354 | ||||||
Walt Disney * | 12,558 | 2,373,964 | ||||||
33,603,829 | ||||||||
Consumer Discretionary — 12.8% | ||||||||
Amazon.com * | 4,356 | 13,472,803 | ||||||
Best Buy | 18,875 | 1,894,106 | ||||||
Booking Holdings * | 1,051 | 2,447,264 | ||||||
BorgWarner | 51,466 | 2,315,970 | ||||||
Choice Hotels International * | 20,988 | 2,201,012 | ||||||
Darden Restaurants | 17,783 | 2,442,139 | ||||||
eBay | 38,032 | 2,145,765 | ||||||
Etsy * | 10,158 | 2,237,503 | ||||||
General Motors * | 39,161 | 2,010,134 | ||||||
Hilton Worldwide Holdings * | 20,669 | 2,556,342 | ||||||
Home Depot | 7,640 | 1,973,718 | ||||||
Lowe’s | 12,583 | 2,010,134 | ||||||
Marriott International, Cl A * | 17,652 | 2,613,732 | ||||||
NIKE, Cl B | 15,606 | 2,103,376 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Ross Stores | 19,143 | $ | 2,232,840 | |||||
Starbucks | 20,879 | 2,255,558 | ||||||
Target | 11,304 | 2,073,606 | ||||||
VF | 25,866 | 2,046,777 | ||||||
Whirlpool | 10,946 | 2,080,616 | ||||||
53,113,395 | ||||||||
Consumer Staples — 8.6% | ||||||||
Campbell Soup | 46,579 | 2,118,413 | ||||||
Church & Dwight | 25,547 | 2,011,826 | ||||||
Clorox | 10,723 | 1,941,399 | ||||||
Coca-Cola | 44,739 | 2,191,764 | ||||||
Colgate-Palmolive | 27,747 | 2,086,574 | ||||||
Costco Wholesale | 5,988 | 1,982,028 | ||||||
Estee Lauder, Cl A | 8,625 | 2,465,543 | ||||||
General Mills | 38,763 | 2,132,353 | ||||||
Hershey | 14,639 | 2,132,170 | ||||||
Hormel Foods | 47,780 | 2,215,558 | ||||||
J M Smucker | 18,989 | 2,126,768 | ||||||
Kellogg | 37,212 | 2,147,505 | ||||||
Kimberly-Clark | 16,410 | 2,105,896 | ||||||
McCormick | 23,614 | 1,990,188 | ||||||
PepsiCo | 15,653 | 2,022,211 | ||||||
Procter & Gamble | 16,689 | 2,061,592 | ||||||
Walgreens Boots Alliance | 45,726 | 2,191,647 | ||||||
35,923,435 | ||||||||
Energy — 1.7% | ||||||||
Chevron | 23,648 | 2,364,800 | ||||||
ConocoPhillips | 50,816 | 2,642,940 | ||||||
ONEOK | 50,644 | 2,243,023 | ||||||
7,250,763 | ||||||||
Financials — 10.3% | ||||||||
Aflac | 46,834 | 2,242,880 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Allstate | 19,646 | $ | 2,094,264 | |||||
American Express | 17,195 | 2,325,796 | ||||||
Bank of America | 68,758 | 2,386,590 | ||||||
BlackRock, Cl A | 2,952 | 2,050,164 | ||||||
Capital One Financial | 20,599 | 2,475,794 | ||||||
Citigroup | 35,371 | 2,330,241 | ||||||
FactSet Research Systems | 6,775 | 2,058,990 | ||||||
Hartford Financial Services Group | 43,068 | 2,183,117 | ||||||
JPMorgan Chase | 16,213 | 2,386,067 | ||||||
Moody’s | 8,134 | 2,235,955 | ||||||
Morgan Stanley | 29,266 | 2,249,677 | ||||||
Northern Trust | 22,932 | 2,181,521 | ||||||
PNC Financial Services Group | 14,218 | 2,393,743 | ||||||
Progressive | 23,499 | 2,019,739 | ||||||
Prudential Financial | 26,258 | 2,277,094 | ||||||
S&P Global | 6,885 | 2,267,644 | ||||||
T Rowe Price Group | 13,827 | 2,241,910 | ||||||
US Bancorp | 47,301 | 2,365,050 | ||||||
42,766,236 | ||||||||
Health Care — 14.0% | ||||||||
Abbott Laboratories | 18,783 | 2,249,828 | ||||||
AbbVie | 19,566 | 2,108,041 | ||||||
Agilent Technologies | 17,172 | 2,096,186 | ||||||
Amgen | 8,793 | 1,977,722 | ||||||
Becton Dickinson | 8,517 | 2,053,875 | ||||||
Biogen Idec * | 8,052 | 2,197,230 | ||||||
Boston Scientific * | 58,584 | 2,271,888 | ||||||
Bristol-Myers Squibb | 33,600 | 2,060,688 | ||||||
Edwards Lifesciences * | 25,200 | 2,094,120 | ||||||
Eli Lilly | 10,525 | 2,156,468 | ||||||
Gilead Sciences | 32,406 | 1,989,728 | ||||||
Humana | 5,355 | 2,033,025 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
IDEXX Laboratories * | 4,402 | $ | 2,289,787 | |||||
Illumina * | 5,342 | 2,347,328 | ||||||
IQVIA Holdings * | 11,690 | 2,253,715 | ||||||
Johnson & Johnson | 13,265 | 2,101,972 | ||||||
Masimo * | 8,270 | 2,073,537 | ||||||
Merck | 26,786 | 1,945,199 | ||||||
Mettler-Toledo International * | 1,757 | 1,960,900 | ||||||
PerkinElmer | 14,283 | 1,800,943 | ||||||
Pfizer | 59,353 | 1,987,732 | ||||||
Quest Diagnostics | 17,430 | 2,014,734 | ||||||
Regeneron Pharmaceuticals * | 4,032 | 1,816,698 | ||||||
Stryker | 9,041 | 2,194,160 | ||||||
Thermo Fisher Scientific | 4,213 | 1,896,187 | ||||||
Vertex Pharmaceuticals * | 9,129 | 1,940,369 | ||||||
Waters * | 7,928 | 2,171,321 | ||||||
Zoetis, Cl A | 13,280 | 2,061,587 | ||||||
58,144,968 | ||||||||
Industrials — 10.0% | ||||||||
3M | 12,836 | 2,247,071 | ||||||
Caterpillar | 11,304 | 2,440,308 | ||||||
Cummins | 9,024 | 2,284,877 | ||||||
Deere | 7,110 | 2,482,243 | ||||||
FedEx | 8,539 | 2,173,176 | ||||||
Honeywell International | 10,727 | 2,170,608 | ||||||
Illinois Tool Works | 10,663 | 2,155,845 | ||||||
Owens Corning | 25,659 | 2,078,892 | ||||||
Raytheon Technologies | 32,663 | 2,351,409 | ||||||
Republic Services, Cl A | 22,424 | 1,997,754 | ||||||
Rockwell Automation | 8,399 | 2,043,309 | ||||||
Southwest Airlines * | 45,773 | 2,660,784 | ||||||
Union Pacific | 10,475 | 2,157,431 | ||||||
United Parcel Service, Cl B | 13,646 | 2,153,748 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Verisk Analytics, Cl A | 11,255 | $ | 1,844,132 | |||||
Waste Connections | 21,069 | 2,058,231 | ||||||
Waste Management | 18,805 | 2,085,286 | ||||||
WW Grainger | 5,662 | 2,110,284 | ||||||
Xylem | 21,147 | 2,105,395 | ||||||
41,600,783 | ||||||||
Information Technology — 25.2% | ||||||||
Accenture, Cl A | 8,515 | 2,136,414 | ||||||
Adobe * | 4,591 | 2,110,345 | ||||||
Advanced Micro Devices * | 23,377 | 1,975,590 | ||||||
Akamai Technologies * | 19,892 | 1,879,794 | ||||||
Analog Devices | 13,946 | 2,173,066 | ||||||
Apple | 173,734 | 21,066,985 | ||||||
Applied Materials | 20,404 | 2,411,548 | ||||||
Arista Networks * | 6,970 | 1,950,485 | ||||||
Automatic Data Processing | 13,702 | 2,384,422 | ||||||
Cisco Systems | 48,459 | 2,174,355 | ||||||
Cognizant Technology Solutions, Cl A | 27,600 | 2,028,048 | ||||||
F5 Networks * | 10,618 | 2,017,208 | ||||||
Intel | 38,288 | 2,327,145 | ||||||
Intuit | 5,787 | 2,257,740 | ||||||
Jack Henry & Associates | 14,320 | 2,125,661 | ||||||
Keysight Technologies * | 14,949 | 2,115,583 | ||||||
Lam Research | 3,845 | 2,180,846 | ||||||
Littelfuse | 7,896 | 2,054,697 | ||||||
Mastercard, Cl A | 6,594 | 2,333,287 | ||||||
Micron Technology * | 26,367 | 2,413,371 | ||||||
Microsoft | 81,500 | 18,938,969 | ||||||
NVIDIA | 3,954 | 2,169,085 | ||||||
ON Semiconductor * | 58,171 | 2,342,546 | ||||||
Oracle | 35,943 | 2,318,683 | ||||||
Paychex | 24,973 | 2,274,291 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Paycom Software * | 5,205 | $ | 1,947,919 | |||||
QUALCOMM | 13,359 | 1,819,362 | ||||||
salesforce.com * | 9,609 | 2,080,349 | ||||||
Square, Cl A * | 9,736 | 2,239,572 | ||||||
Texas Instruments | 12,555 | 2,162,850 | ||||||
Visa, Cl A | 10,739 | 2,280,856 | ||||||
Workday, Cl A * | 9,047 | 2,218,143 | ||||||
104,909,215 | ||||||||
Materials — 2.6% | ||||||||
Air Products & Chemicals | 7,651 | 1,955,749 | ||||||
Ecolab | 9,983 | 2,090,041 | ||||||
International Flavors & Fragrances | 18,491 | 2,505,715 | ||||||
Newmont | 35,130 | 1,910,369 | ||||||
Steel Dynamics | 56,047 | 2,330,435 | ||||||
10,792,309 | ||||||||
Real Estate — 2.7% | ||||||||
American Tower, Cl A ‡ | 9,688 | 2,093,867 | ||||||
CBRE Group, Cl A * | 32,859 | 2,489,726 | ||||||
Equinix ‡ | 3,008 | 1,950,207 | ||||||
Jones Lang LaSalle * | 13,567 | 2,360,387 | ||||||
ProLogis ‡ | 21,435 | 2,123,566 | ||||||
11,017,753 | ||||||||
Utilities — 3.3% | ||||||||
American Water Works | 13,275 | 1,883,457 | ||||||
Duke Energy | 24,027 | 2,056,472 | ||||||
Entergy | 23,087 | 2,004,182 | ||||||
Exelon | 50,995 | 1,968,407 | ||||||
NextEra Energy | 25,765 | 1,893,212 | ||||||
Sempra Energy | 17,864 | 2,071,866 | ||||||
WEC Energy Group | 24,829 | 2,002,211 | ||||||
13,879,807 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Conscious Companies ETF |
Value | ||||||||
COMMON STOCK — continued | ||||||||
TOTAL UNITED STATES | $ | 413,002,493 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $343,212,516) | 415,268,300 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $343,212,516) | $ | 415,268,300 |
Percentages are based on Net Assets of $416,056,821.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class |
S&P — Standard & Poor’s |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — 99.7% | ||||||||
UNITED STATES — 99.7% | ||||||||
Communication Services — 8.1% | ||||||||
AT&T | 59,854 | $ | 1,669,328 | |||||
Cable One | 105 | 201,059 | ||||||
Charter Communications, Cl A * | 2,551 | 1,564,835 | ||||||
DISH Network, Cl A * | 23,475 | 739,697 | ||||||
Electronic Arts | 765 | 102,487 | ||||||
Fox, Cl A | 24,533 | 817,194 | ||||||
Interpublic Group | 31,174 | 814,265 | ||||||
Liberty Broadband, Cl C * | 1,269 | 189,728 | ||||||
Lumen Technologies | 68,833 | 845,958 | ||||||
Nexstar Media Group, Cl A | 6,979 | 959,962 | ||||||
T-Mobile US * | 2,189 | 262,614 | ||||||
Verizon Communications | 53,317 | 2,948,430 | ||||||
ViacomCBS, Cl B | 17,747 | 1,144,504 | ||||||
Walt Disney * | 660 | 124,766 | ||||||
Zynga, Cl A * | 13,341 | 148,752 | ||||||
12,533,579 | ||||||||
Consumer Discretionary — 8.0% | ||||||||
AutoZone * | 166 | 192,547 | ||||||
Dick’s Sporting Goods | 11,335 | 808,979 | ||||||
Dollar General | 1,079 | 203,920 | ||||||
Foot Locker | 16,120 | 775,211 | ||||||
frontdoor * | 7,426 | 388,900 | ||||||
Garmin | 18,628 | 2,310,244 | ||||||
General Motors * | 13,772 | 706,917 | ||||||
H&R Block | 45,107 | 867,408 | ||||||
Kohl’s | 17,612 | 973,063 | ||||||
McDonald’s | 10,475 | 2,159,316 | ||||||
MGM Resorts International | 24,768 | 935,983 | ||||||
Qurate Retail, Cl A * | 64,621 | 802,593 | ||||||
Starbucks | 1,087 | 117,429 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Toll Brothers | 15,646 | $ | 835,809 | |||||
Yum! Brands | 2,486 | 257,375 | ||||||
12,335,694 | ||||||||
Consumer Services — 0.5% | ||||||||
First Horizon | 52,336 | 847,843 | ||||||
Consumer Staples — 9.3% | ||||||||
Archer-Daniels-Midland | 14,378 | 813,507 | ||||||
BJ’s Wholesale Club Holdings * | 2,742 | 110,174 | ||||||
Bunge | 10,733 | 821,933 | ||||||
Church & Dwight | 2,069 | 162,934 | ||||||
Clorox | 691 | 125,106 | ||||||
Coca-Cola | 36,346 | 1,780,590 | ||||||
Costco Wholesale | 351 | 116,181 | ||||||
Hershey | 817 | 118,996 | ||||||
Hormel Foods | 2,496 | 115,739 | ||||||
Ingredion | 9,622 | 867,904 | ||||||
J M Smucker | 6,663 | 746,256 | ||||||
Kraft Heinz | 23,162 | 842,634 | ||||||
Kroger | 92,706 | 2,986,060 | ||||||
Molson Coors Beverage, Cl B * | 15,044 | 668,706 | ||||||
Mondelez International, Cl A | 2,660 | 141,406 | ||||||
PepsiCo | 6,444 | 832,500 | ||||||
Procter & Gamble | 2,156 | 266,331 | ||||||
Tyson Foods, Cl A | 11,487 | 777,325 | ||||||
Walmart | 15,729 | 2,043,512 | ||||||
14,337,794 | ||||||||
Energy — 2.6% | ||||||||
Exxon Mobil | 15,362 | 835,232 | ||||||
Kinder Morgan | 48,796 | 717,301 | ||||||
ONEOK | 17,480 | 774,189 | ||||||
Valero Energy | 12,701 | 977,723 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Williams | 33,928 | $ | 774,916 | |||||
4,079,361 | ||||||||
Financials — 19.2% | ||||||||
AGNC Investment ‡ | 192,019 | 3,078,065 | ||||||
Alleghany * | 1,249 | 807,391 | ||||||
Annaly Capital Management ‡ | 36,264 | 301,354 | ||||||
Aon, Cl A | 527 | 120,003 | ||||||
Bank of New York Mellon | 17,909 | 755,043 | ||||||
Bank OZK | 22,226 | 916,156 | ||||||
Blackstone Mortgage Trust, Cl A | 27,994 | 817,425 | ||||||
Citigroup | 12,163 | 801,298 | ||||||
Citizens Financial Group | 19,189 | 833,570 | ||||||
Comerica | 12,187 | 829,935 | ||||||
Erie Indemnity, Cl A | 462 | 111,850 | ||||||
Fifth Third Bancorp | 24,555 | 851,813 | ||||||
Flowers Foods | 90,099 | 1,959,653 | ||||||
Franklin Resources | 28,150 | 736,686 | ||||||
Houlihan Lokey, Cl A | 32,137 | 2,042,628 | ||||||
Huntington Bancshares | 51,828 | 795,042 | ||||||
Invesco | 35,667 | 799,654 | ||||||
Jefferies Financial Group | 29,736 | 863,533 | ||||||
KeyCorp | 42,063 | 847,149 | ||||||
Lincoln National | 14,660 | 833,714 | ||||||
Morningstar | 886 | 198,686 | ||||||
New York Community Bancorp | 68,740 | 839,315 | ||||||
People’s United Financial | 53,647 | 962,427 | ||||||
PNC Financial Services Group | 4,923 | 828,836 | ||||||
Principal Financial Group | 14,175 | 802,022 | ||||||
Progressive | 1,277 | 109,758 | ||||||
Reinsurance Group of America, Cl A | 6,856 | 838,009 | ||||||
Starwood Property Trust ‡ | 40,472 | 923,976 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
State Street | 9,928 | $ | 722,461 | |||||
Synovus Financial | 19,979 | 845,311 | ||||||
United Bankshares | 21,651 | 800,004 | ||||||
Unum Group | 29,735 | 787,383 | ||||||
Valley National Bancorp | 70,009 | 857,610 | ||||||
W R Berkley | 1,676 | 116,197 | ||||||
Wells Fargo | 23,700 | 857,229 | ||||||
White Mountains Insurance Group | 130 | 155,358 | ||||||
29,746,544 | ||||||||
Health Care — 13.1% | ||||||||
AbbVie | 6,756 | 727,891 | ||||||
Anthem | 2,366 | 717,348 | ||||||
Bio-Rad Laboratories, Cl A * | 1,267 | 740,562 | ||||||
Bristol-Myers Squibb | 1,684 | 103,280 | ||||||
Centene * | 12,191 | 713,661 | ||||||
Cerner | 10,617 | 734,059 | ||||||
Chemed | 340 | 151,371 | ||||||
Cigna | 3,332 | 699,387 | ||||||
CVS Health | 10,222 | 696,425 | ||||||
Danaher | 1,158 | 254,378 | ||||||
Eli Lilly | 1,236 | 253,244 | ||||||
Johnson & Johnson | 14,095 | 2,233,494 | ||||||
Medtronic | 1,718 | 200,954 | ||||||
Merck | 26,128 | 1,897,415 | ||||||
Perrigo | 17,611 | 710,780 | ||||||
Pfizer | 62,703 | 2,099,924 | ||||||
Premier, Cl A | 63,323 | 2,141,584 | ||||||
QIAGEN * | 42,512 | 2,125,600 | ||||||
Quest Diagnostics | 7,660 | 885,419 | ||||||
Royalty Pharma, Cl A | 15,112 | 703,766 | ||||||
Universal Health Services, Cl B | 5,778 | 724,157 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Viatris, Cl W * | 50,817 | $ | 754,632 | |||||
20,269,331 | ||||||||
Industrials — 7.9% | ||||||||
Air Lease, Cl A | 17,225 | 789,938 | ||||||
CH Robinson Worldwide | 23,162 | 2,104,268 | ||||||
FTI Consulting * | 1,014 | 116,154 | ||||||
General Dynamics | 4,941 | 807,705 | ||||||
Huntington Ingalls Industries | 4,516 | 794,410 | ||||||
L3Harris Technologies | 718 | 130,611 | ||||||
Lockheed Martin | 6,332 | 2,091,143 | ||||||
Northrop Grumman | 384 | 111,997 | ||||||
nVent Electric | 31,488 | 826,875 | ||||||
Republic Services, Cl A | 24,172 | 2,153,483 | ||||||
Waste Management | 19,892 | 2,205,824 | ||||||
Watsco | 598 | 145,374 | ||||||
12,277,782 | ||||||||
Information Technology — 17.1% | ||||||||
Accenture, Cl A | 781 | 195,953 | ||||||
Akamai Technologies * | 1,118 | 105,651 | ||||||
Amdocs | 42,974 | 3,257,859 | ||||||
Automatic Data Processing | 970 | 168,799 | ||||||
Black Knight * | 3,336 | 255,838 | ||||||
Broadcom | 1,649 | 774,816 | ||||||
Cisco Systems | 16,969 | 761,399 | ||||||
Citrix Systems | 17,263 | 2,305,991 | ||||||
Fidelity National Information Services | 13,525 | 1,866,450 | ||||||
Hewlett Packard Enterprise | 62,346 | 907,758 | ||||||
HP | 30,530 | 884,454 | ||||||
Intel | 13,112 | 796,947 | ||||||
International Business Machines | 5,849 | 695,622 | ||||||
Jack Henry & Associates | 12,298 | 1,825,515 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Juniper Networks | 30,661 | $ | 713,788 | |||||
Motorola Solutions | 876 | 153,720 | ||||||
NortonLifeLock | 146,015 | 2,848,753 | ||||||
Qualys * | 1,241 | 120,576 | ||||||
Seagate Technology | 12,529 | 917,499 | ||||||
SYNNEX | 8,405 | 749,390 | ||||||
Tyler Technologies * | 5,321 | 2,465,858 | ||||||
Western Digital * | 14,848 | 1,017,533 | ||||||
Xerox Holdings | 36,553 | 931,370 | ||||||
Zoom Video Communications, Cl A * | 4,660 | 1,741,023 | ||||||
26,462,562 | ||||||||
Materials — 5.3% | ||||||||
Air Products & Chemicals | 445 | 113,751 | ||||||
AptarGroup | 1,891 | 245,962 | ||||||
Corteva | 17,619 | 795,498 | ||||||
Eastman Chemical | 7,282 | 795,631 | ||||||
International Paper | 14,925 | 741,026 | ||||||
LyondellBasell Industries, Cl A | 8,150 | 840,184 | ||||||
NewMarket | 373 | 141,360 | ||||||
Newmont | 8,360 | 454,617 | ||||||
Nucor | 13,644 | 816,184 | ||||||
Royal Gold | 13,859 | 1,437,317 | ||||||
Silgan Holdings | 3,404 | 127,854 | ||||||
Sonoco Products | 2,051 | 122,178 | ||||||
Steel Dynamics | 18,935 | 787,317 | ||||||
Westrock | 16,908 | 737,020 | ||||||
8,155,899 | ||||||||
Real Estate — 5.5% | ||||||||
Apartment Investment and Management, Cl A ‡ * | 158,900 | 756,364 | ||||||
CoreSite Realty ‡ | 915 | 111,365 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
CubeSmart ‡ | 4,589 | $ | 169,609 | |||||
Digital Realty Trust ‡ | 786 | 105,898 | ||||||
Equity Commonwealth ‡ * | 80,420 | 2,268,648 | ||||||
Equity LifeStyle Properties ‡ | 1,820 | 112,203 | ||||||
Equity Residential ‡ | 1,814 | 118,654 | ||||||
Essex Property Trust ‡ | 457 | 116,439 | ||||||
Extra Space Storage ‡ | 1,647 | 207,028 | ||||||
Kimco Realty ‡ | 45,683 | 837,369 | ||||||
Public Storage ‡ | 807 | 188,789 | ||||||
Sabra Health Care ‡ | 43,813 | 754,460 | ||||||
SL Green Realty ‡ | 12,040 | 831,603 | ||||||
Sun Communities ‡ | 2,188 | 332,467 | ||||||
VEREIT ‡ | 20,909 | 815,451 | ||||||
VICI Properties ‡ | 28,863 | 822,595 | ||||||
8,548,942 | ||||||||
Utilities — 3.1% | ||||||||
Alliant Energy | 3,326 | 153,528 | ||||||
Ameren | 1,728 | 121,427 | ||||||
American Electric Power | 1,894 | 141,766 | ||||||
CMS Energy | 2,512 | 135,924 | ||||||
Consolidated Edison | 1,518 | 99,657 | ||||||
Duke Energy | 7,351 | 629,172 | ||||||
Eversource Energy | 1,885 | 149,820 | ||||||
Hawaiian Electric Industries | 57,011 | 1,993,105 | ||||||
National Fuel Gas | 3,538 | 160,767 | ||||||
NextEra Energy | 4,294 | 315,523 | ||||||
PPL | 27,212 | 712,682 | ||||||
Southern | 2,466 | 139,871 | ||||||
4,753,242 | ||||||||
TOTAL UNITED STATES | 154,348,573 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Factor ETF |
Value | ||||||||
COMMON STOCK — continued | ||||||||
TOTAL COMMON STOCK | ||||||||
(Cost $143,746,334) | $ | 154,348,573 | ||||||
TOTAL INVESTMENTS — 99.7% | ||||||||
(Cost $143,746,334) | $ | 154,348,573 |
Percentages are based on Net Assets of $154,756,292.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
ARGENTINA— 0.2% | ||||||||
Consumer Discretionary — 0.2% | ||||||||
MercadoLibre * | 79 | $ | 129,411 | |||||
CHINA— 0.1% | ||||||||
Consumer Discretionary — 0.1% | ||||||||
Yum China Holdings | 645 | 38,597 | ||||||
PERU— 0.0% | ||||||||
Materials — 0.0% | ||||||||
Southern Copper | 129 | 9,202 | ||||||
UNITED KINGDOM— 0.4% | ||||||||
Materials — 0.4% | ||||||||
Linde | 828 | 202,255 | ||||||
UNITED STATES— 99.2% | ||||||||
Communication Services — 11.5% | ||||||||
Activision Blizzard | 1,247 | 119,226 | ||||||
Alphabet, Cl A * | 479 | 968,495 | ||||||
Alphabet, Cl C * | 464 | 945,103 | ||||||
Altice USA, Cl A * | 548 | 18,418 | ||||||
AT&T | 11,549 | 322,102 | ||||||
Charter Communications, Cl A * | 216 | 132,500 | ||||||
Comcast, Cl A | 7,353 | 387,651 | ||||||
Discovery, Cl C * | 516 | 23,220 | ||||||
Discovery, Cl A * | 258 | 13,682 | ||||||
DISH Network, Cl A * | 387 | 12,194 | ||||||
Electronic Arts | 473 | 63,368 | ||||||
Facebook, Cl A * | 3,870 | 996,988 | ||||||
Fox, Cl B | 258 | 8,238 | ||||||
Fox, Cl A | 559 | 18,620 | ||||||
IAC * | 129 | 31,583 | ||||||
Liberty Broadband, Cl A * | 43 | 6,250 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Liberty Broadband, Cl C * | 326 | $ | 48,740 | |||||
Live Nation Entertainment * | 215 | 19,105 | ||||||
Match Group * | 387 | 59,153 | ||||||
Netflix * | 688 | 370,728 | ||||||
Omnicom Group | 344 | 23,643 | ||||||
Pinterest, Cl A * | 753 | 60,677 | ||||||
Roku, Cl A * | 172 | 68,023 | ||||||
Sirius XM Holdings | 1,773 | 10,372 | ||||||
Snap, Cl A * | 1,731 | 113,657 | ||||||
Spotify Technology * | 215 | 66,087 | ||||||
Take-Two Interactive Software * | 172 | 31,727 | ||||||
T-Mobile US * | 939 | 112,652 | ||||||
Twitter * | 1,247 | 96,094 | ||||||
Verizon Communications | 6,708 | 370,952 | ||||||
ViacomCBS, Cl B | 860 | 55,461 | ||||||
ViacomCBS | 7 | 450 | ||||||
Walt Disney * | 2,924 | 552,752 | ||||||
Warner Music Group, Cl A | 129 | 4,576 | ||||||
Zillow Group, Cl A * | 86 | 14,605 | ||||||
Zillow Group, Cl C * | 226 | 36,461 | ||||||
ZoomInfo Technologies, Cl A * | 129 | 6,762 | ||||||
6,190,315 | ||||||||
Consumer Discretionary — 11.8% | ||||||||
Amazon.com * | 691 | 2,137,214 | ||||||
Aptiv * | 430 | 64,431 | ||||||
AutoZone * | 43 | 49,877 | ||||||
Best Buy | 387 | 38,835 | ||||||
Booking Holdings * | 71 | 165,324 | ||||||
Burlington Stores * | 86 | 22,259 | ||||||
CarMax * | 258 | 30,834 | ||||||
Carnival * | 1,002 | 26,804 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Carvana, Cl A * | 129 | $ | 36,572 | |||||
Chewy, Cl A * | 129 | 13,101 | ||||||
Chipotle Mexican Grill, Cl A * | 43 | 62,006 | ||||||
Darden Restaurants | 215 | 29,526 | ||||||
Dollar General | 387 | 73,139 | ||||||
Dollar Tree * | 387 | 38,003 | ||||||
Domino’s Pizza | 43 | 14,900 | ||||||
DR Horton | 559 | 42,970 | ||||||
DraftKings, Cl A * | 441 | 27,135 | ||||||
eBay | 1,075 | 60,652 | ||||||
Etsy * | 183 | 40,309 | ||||||
Expedia Group * | 215 | 34,615 | ||||||
Ford Motor * | 6,321 | 73,956 | ||||||
Garmin | 226 | 28,029 | ||||||
General Motors * | 2,021 | 103,738 | ||||||
Genuine Parts | 215 | 22,650 | ||||||
Hasbro | 215 | 20,148 | ||||||
Hilton Worldwide Holdings * | 430 | 53,182 | ||||||
Home Depot | 1,745 | 450,802 | ||||||
Las Vegas Sands * | 602 | 37,685 | ||||||
Lennar, Cl A | 430 | 35,677 | ||||||
Lowe’s | 1,185 | 189,304 | ||||||
Lululemon Athletica * | 215 | 67,011 | ||||||
Marriott International, Cl A * | 398 | 58,932 | ||||||
McDonald’s | 1,204 | 248,192 | ||||||
NIKE, Cl B | 2,021 | 272,391 | ||||||
NVR * | 4 | 18,003 | ||||||
O’Reilly Automotive * | 129 | 57,706 | ||||||
Peloton Interactive, Cl A * | 355 | 42,767 | ||||||
Ross Stores | 559 | 65,202 | ||||||
Royal Caribbean Cruises * | 301 | 28,074 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Starbucks | 1,892 | $ | 204,393 | |||||
Target | 817 | 149,871 | ||||||
Tesla * | 1,232 | 832,216 | ||||||
TJX | 1,763 | 116,340 | ||||||
Tractor Supply | 172 | 27,341 | ||||||
Ulta Beauty * | 86 | 27,720 | ||||||
VF | 516 | 40,831 | ||||||
Wayfair, Cl A * | 97 | 28,031 | ||||||
Yum! Brands | 473 | 48,970 | ||||||
6,357,668 | ||||||||
Consumer Goods — 0.0% | ||||||||
Lennar, Cl B | 43 | 2,845 | ||||||
Consumer Staples — 5.8% | ||||||||
Altria Group | 3,010 | 131,236 | ||||||
Archer-Daniels-Midland | 903 | 51,092 | ||||||
Brown-Forman, Cl B | 473 | 33,857 | ||||||
Brown-Forman, Cl A | 43 | 2,863 | ||||||
Campbell Soup | 344 | 15,645 | ||||||
Church & Dwight | 387 | 30,476 | ||||||
Clorox | 215 | 38,926 | ||||||
Coca-Cola | 6,260 | 306,678 | ||||||
Colgate-Palmolive | 1,376 | 103,475 | ||||||
Conagra Brands | 774 | 26,262 | ||||||
Constellation Brands, Cl A | 258 | 55,248 | ||||||
Costco Wholesale | 717 | 237,327 | ||||||
Estee Lauder, Cl A | 344 | 98,336 | ||||||
General Mills | 989 | 54,405 | ||||||
Hershey | 258 | 37,578 | ||||||
Hormel Foods | 473 | 21,933 | ||||||
J M Smucker | 172 | 19,264 | ||||||
Kellogg | 430 | 24,815 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Keurig Dr Pepper | 1,093 | $ | 33,358 | |||||
Kimberly-Clark | 559 | 71,736 | ||||||
Kraft Heinz | 1,032 | 37,544 | ||||||
Kroger | 1,193 | 38,427 | ||||||
McCormick | 387 | 32,616 | ||||||
Mondelez International, Cl A | 2,279 | 121,152 | ||||||
Monster Beverage * | 602 | 52,819 | ||||||
PepsiCo | 2,236 | 288,869 | ||||||
Philip Morris International | 2,526 | 212,235 | ||||||
Procter & Gamble | 3,999 | 493,997 | ||||||
Sysco | 774 | 61,634 | ||||||
Tyson Foods, Cl A | 473 | 32,008 | ||||||
Walgreens Boots Alliance | 1,161 | 55,647 | ||||||
Walmart | 2,315 | 300,764 | ||||||
3,122,222 | ||||||||
Energy — 2.6% | ||||||||
Baker Hughes, Cl A | 1,032 | 25,263 | ||||||
Cheniere Energy * | 387 | 26,080 | ||||||
Chevron | 3,121 | 312,100 | ||||||
ConocoPhillips | 1,720 | 89,457 | ||||||
EOG Resources | 946 | 61,074 | ||||||
Exxon Mobil | 6,837 | 371,727 | ||||||
Halliburton | 1,333 | 29,099 | ||||||
Hess | 473 | 30,996 | ||||||
Kinder Morgan | 3,139 | 46,143 | ||||||
Marathon Petroleum | 1,032 | 56,368 | ||||||
Occidental Petroleum | 1,465 | 38,984 | ||||||
ONEOK | 731 | 32,376 | ||||||
Phillips 66 | 688 | 57,138 | ||||||
Pioneer Natural Resources | 258 | 38,331 | ||||||
Schlumberger | 2,236 | 62,408 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Valero Energy | 645 | $ | 49,652 | |||||
Williams | 1,978 | 45,178 | ||||||
1,372,374 | ||||||||
Financials — 10.5% | ||||||||
Aflac | 1,064 | 50,955 | ||||||
Allstate | 473 | 50,422 | ||||||
American Express | 989 | 133,772 | ||||||
American International Group | 1,376 | 60,475 | ||||||
Ameriprise Financial | 204 | 45,133 | ||||||
Aon, Cl A | 376 | 85,619 | ||||||
Apollo Global Management, Cl A | 344 | 17,014 | ||||||
Arch Capital Group * | 645 | 23,104 | ||||||
Arthur J Gallagher | 301 | 36,060 | ||||||
Bank of America | 12,366 | 429,223 | ||||||
Bank of New York Mellon | 1,333 | 56,199 | ||||||
Berkshire Hathaway, Cl B * | 2,145 | 515,894 | ||||||
BlackRock, Cl A | 224 | 155,568 | ||||||
Blackstone Group, Cl A | 1,075 | 74,422 | ||||||
Brown & Brown | 387 | 17,763 | ||||||
Capital One Financial | 731 | 87,859 | ||||||
Charles Schwab | 2,593 | 160,040 | ||||||
Chubb | 645 | 104,864 | ||||||
Cincinnati Financial | 258 | 25,250 | ||||||
Citigroup | 3,354 | 220,962 | ||||||
Citizens Financial Group | 688 | 29,887 | ||||||
CME Group, Cl A | 559 | 111,632 | ||||||
Discover Financial Services | 473 | 44,495 | ||||||
Erie Indemnity, Cl A | 43 | 10,410 | ||||||
FactSet Research Systems | 43 | 13,068 | ||||||
Fifth Third Bancorp | 1,161 | 40,275 | ||||||
First Republic Bank | 258 | 42,506 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Franklin Resources | 473 | $ | 12,378 | |||||
Goldman Sachs Group | 559 | 178,590 | ||||||
Hartford Financial Services Group | 559 | 28,336 | ||||||
Huntington Bancshares | 1,634 | 25,066 | ||||||
Interactive Brokers Group, Cl A | 129 | 9,338 | ||||||
Intercontinental Exchange | 871 | 96,080 | ||||||
JPMorgan Chase | 4,870 | 716,717 | ||||||
KeyCorp | 1,591 | 32,043 | ||||||
KKR | 860 | 39,182 | ||||||
Loews | 387 | 18,502 | ||||||
M&T Bank | 215 | 32,452 | ||||||
Markel * | 26 | 28,309 | ||||||
MarketAxess Holdings | 54 | 30,021 | ||||||
Marsh & McLennan | 817 | 94,135 | ||||||
MetLife | 1,143 | 65,837 | ||||||
Moody’s | 258 | 70,922 | ||||||
Morgan Stanley | 2,322 | 178,493 | ||||||
MSCI, Cl A | 129 | 53,473 | ||||||
Nasdaq | 172 | 23,786 | ||||||
Northern Trust | 301 | 28,634 | ||||||
PNC Financial Services Group | 688 | 115,832 | ||||||
Principal Financial Group | 430 | 24,329 | ||||||
Progressive | 946 | 81,309 | ||||||
Prudential Financial | 645 | 55,934 | ||||||
Raymond James Financial | 215 | 25,099 | ||||||
Regions Financial | 1,548 | 31,935 | ||||||
Rocket, Cl A * | 172 | 3,758 | ||||||
S&P Global | 387 | 127,462 | ||||||
State Street | 559 | 40,678 | ||||||
SVB Financial Group * | 86 | 43,461 | ||||||
Synchrony Financial | 903 | 34,928 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
T Rowe Price Group | 344 | $ | 55,776 | |||||
Tradeweb Markets, Cl A | 129 | 9,390 | ||||||
Travelers | 412 | 59,946 | ||||||
Truist Financial | 2,175 | 123,888 | ||||||
US Bancorp | 2,193 | 109,650 | ||||||
Wells Fargo | 6,450 | 233,297 | ||||||
Willis Towers Watson | 215 | 47,438 | ||||||
5,629,275 | ||||||||
Health Care — 13.5% | ||||||||
10X Genomics, Cl A * | 97 | 17,265 | ||||||
Abbott Laboratories | 2,838 | 339,935 | ||||||
AbbVie | 2,863 | 308,460 | ||||||
Agilent Technologies | 505 | 61,645 | ||||||
Alexion Pharmaceuticals * | 344 | 52,546 | ||||||
Align Technology * | 129 | 73,157 | ||||||
Alnylam Pharmaceuticals * | 172 | 25,473 | ||||||
AmerisourceBergen, Cl A | 258 | 26,115 | ||||||
Amgen | 946 | 212,774 | ||||||
Anthem | 387 | 117,335 | ||||||
Baxter International | 817 | 63,473 | ||||||
Becton Dickinson | 473 | 114,064 | ||||||
Biogen Idec * | 258 | 70,403 | ||||||
BioMarin Pharmaceutical * | 301 | 23,306 | ||||||
Bio-Rad Laboratories, Cl A * | 43 | 25,134 | ||||||
Boston Scientific * | 2,322 | 90,047 | ||||||
Bristol-Myers Squibb | 3,644 | 223,487 | ||||||
Cardinal Health | 473 | 24,369 | ||||||
Catalent * | 258 | 29,337 | ||||||
Centene * | 903 | 52,862 | ||||||
Cerner | 509 | 35,192 | ||||||
Cigna | 602 | 126,359 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Cooper | 86 | $ | 33,207 | |||||
CVS Health | 2,107 | 143,549 | ||||||
Danaher | 1,032 | 226,699 | ||||||
DENTSPLY SIRONA | 344 | 18,256 | ||||||
DexCom * | 172 | 68,418 | ||||||
Edwards Lifesciences * | 989 | 82,186 | ||||||
Elanco Animal Health * | 774 | 25,434 | ||||||
Eli Lilly | 1,376 | 281,929 | ||||||
Exact Sciences * | 258 | 35,119 | ||||||
Gilead Sciences | 2,021 | 124,089 | ||||||
HCA Healthcare | 430 | 73,973 | ||||||
Hologic * | 430 | 30,999 | ||||||
Horizon Therapeutics * | 344 | 31,273 | ||||||
Humana | 215 | 81,625 | ||||||
IDEXX Laboratories * | 129 | 67,102 | ||||||
Illumina * | 240 | 105,458 | ||||||
Incyte * | 301 | 23,677 | ||||||
Insulet * | 86 | 22,283 | ||||||
Intuitive Surgical * | 183 | 134,834 | ||||||
IQVIA Holdings * | 301 | 58,030 | ||||||
Johnson & Johnson | 4,257 | 674,563 | ||||||
Laboratory Corp of America Holdings * | 172 | 41,265 | ||||||
Masimo * | 86 | 21,563 | ||||||
McKesson | 258 | 43,736 | ||||||
Medtronic | 2,193 | 256,515 | ||||||
Merck | 4,074 | 295,854 | ||||||
Mettler-Toledo International * | 43 | 47,990 | ||||||
Moderna * | 516 | 79,882 | ||||||
PerkinElmer | 172 | 21,687 | ||||||
Pfizer | 9,012 | 301,812 | ||||||
Quest Diagnostics | 215 | 24,852 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Regeneron Pharmaceuticals * | 172 | $ | 77,498 | |||||
ResMed | 215 | 41,448 | ||||||
Royalty Pharma, Cl A | 451 | 21,003 | ||||||
Sarepta Therapeutics * | 129 | 11,231 | ||||||
Seagen * | 215 | 32,489 | ||||||
STERIS | 129 | 22,549 | ||||||
Stryker | 559 | 135,664 | ||||||
Teladoc Health * | 215 | 47,534 | ||||||
Teleflex | 86 | 34,238 | ||||||
Thermo Fisher Scientific | 645 | 290,302 | ||||||
UnitedHealth Group | 1,548 | 514,276 | ||||||
Varian Medical Systems * | 129 | 22,610 | ||||||
Veeva Systems, Cl A * | 215 | 60,224 | ||||||
Vertex Pharmaceuticals * | 430 | 91,397 | ||||||
Viatris, Cl W * | 1,922 | 28,542 | ||||||
Waters * | 86 | 23,554 | ||||||
West Pharmaceutical Services | 129 | 36,204 | ||||||
Zimmer Biomet Holdings | 344 | 56,093 | ||||||
Zoetis, Cl A | 774 | 120,156 | ||||||
7,257,609 | ||||||||
Industrials — 8.2% | ||||||||
3M | 946 | 165,607 | ||||||
AMETEK | 387 | 45,654 | ||||||
Boeing * | 906 | 192,081 | ||||||
Carrier Global | 1,419 | 51,836 | ||||||
Caterpillar | 860 | 185,656 | ||||||
CH Robinson Worldwide | 215 | 19,533 | ||||||
Cintas | 129 | 41,840 | ||||||
Copart * | 344 | 37,551 | ||||||
CoStar Group * | 57 | 46,955 | ||||||
CSX | 1,247 | 114,163 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Cummins | 215 | $ | 54,438 | |||||
Deere | 516 | 180,146 | ||||||
Delta Air Lines * | 1,032 | 49,474 | ||||||
Dover | 215 | 26,501 | ||||||
Eaton | 645 | 83,973 | ||||||
Emerson Electric | 946 | 81,261 | ||||||
Equifax | 215 | 34,804 | ||||||
Expeditors International of Washington | 258 | 23,695 | ||||||
Fastenal | 946 | 43,866 | ||||||
FedEx | 387 | 98,492 | ||||||
Fortive | 516 | 33,963 | ||||||
General Dynamics | 387 | 63,263 | ||||||
General Electric | 14,104 | 176,864 | ||||||
HEICO | 86 | 10,817 | ||||||
HEICO, Cl A | 129 | 14,933 | ||||||
Honeywell International | 1,118 | 226,227 | ||||||
IDEX | 129 | 25,177 | ||||||
IHS Markit | 602 | 54,277 | ||||||
Illinois Tool Works | 473 | 95,631 | ||||||
Ingersoll Rand * | 602 | 27,897 | ||||||
Jacobs Engineering Group | 215 | 24,742 | ||||||
JB Hunt Transport Services | 129 | 18,946 | ||||||
Johnson Controls International | 1,193 | 66,557 | ||||||
Kansas City Southern | 172 | 36,522 | ||||||
L3Harris Technologies | 344 | 62,577 | ||||||
Lockheed Martin | 387 | 127,807 | ||||||
Masco | 430 | 22,885 | ||||||
Norfolk Southern | 430 | 108,386 | ||||||
Northrop Grumman | 258 | 75,248 | ||||||
Old Dominion Freight Line | 172 | 36,940 | ||||||
Otis Worldwide | 688 | 43,832 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
PACCAR | 559 | $ | 50,863 | |||||
Parker-Hannifin | 215 | 61,696 | ||||||
Raytheon Technologies | 2,476 | 178,247 | ||||||
Republic Services, Cl A | 344 | 30,647 | ||||||
Rockwell Automation | 172 | 41,844 | ||||||
Rollins | 344 | 11,410 | ||||||
Roper Technologies | 172 | 64,951 | ||||||
Southwest Airlines * | 946 | 54,991 | ||||||
Stanley Black & Decker | 258 | 45,109 | ||||||
Sunrun * | 296 | 18,524 | ||||||
Teledyne Technologies * | 43 | 15,953 | ||||||
Trane Technologies | 387 | 59,304 | ||||||
TransDigm Group * | 86 | 49,594 | ||||||
TransUnion | 301 | 25,347 | ||||||
Uber Technologies * | 1,951 | 100,964 | ||||||
Union Pacific | 1,107 | 227,999 | ||||||
United Airlines Holdings * | 473 | 24,918 | ||||||
United Parcel Service, Cl B | 1,161 | 183,240 | ||||||
United Rentals * | 129 | 38,362 | ||||||
Verisk Analytics, Cl A | 258 | 42,273 | ||||||
Waste Management | 688 | 76,293 | ||||||
Westinghouse Air Brake Technologies | 301 | 21,801 | ||||||
WW Grainger | 86 | 32,053 | ||||||
Xylem | 301 | 29,968 | ||||||
4,417,368 | ||||||||
Information Technology — 28.7% | ||||||||
Accenture, Cl A | 1,067 | 267,710 | ||||||
Adobe * | 774 | 355,784 | ||||||
Advanced Micro Devices * | 1,903 | 160,823 | ||||||
Akamai Technologies * | 258 | 24,381 | ||||||
Amphenol, Cl A | 473 | 59,447 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Analog Devices | 602 | $ | 93,804 | |||||
ANSYS * | 129 | 43,988 | ||||||
Apple | 27,202 | 3,298,515 | ||||||
Applied Materials | 1,462 | 172,794 | ||||||
Arista Networks * | 86 | 24,066 | ||||||
Atlassian, Cl A * | 215 | 51,106 | ||||||
Autodesk * | 344 | 94,944 | ||||||
Automatic Data Processing | 645 | 112,243 | ||||||
Black Knight * | 258 | 19,786 | ||||||
Broadcom | 645 | 303,066 | ||||||
Broadridge Financial Solutions | 172 | 24,508 | ||||||
Cadence Design Systems * | 430 | 60,669 | ||||||
CDW | 215 | 33,731 | ||||||
Cisco Systems | 6,346 | 284,745 | ||||||
Citrix Systems | 215 | 28,720 | ||||||
Cloudflare, Cl A * | 306 | 22,635 | ||||||
Cognizant Technology Solutions, Cl A | 860 | 63,193 | ||||||
Corning | 1,247 | 47,685 | ||||||
Coupa Software * | 129 | 44,668 | ||||||
Crowdstrike Holdings, Cl A * | 301 | 65,016 | ||||||
Datadog, Cl A * | 269 | 25,665 | ||||||
Dell Technologies, Cl C * | 387 | 31,374 | ||||||
DocuSign, Cl A * | 301 | 68,225 | ||||||
Enphase Energy * | 177 | 31,163 | ||||||
EPAM Systems * | 86 | 32,130 | ||||||
Fidelity National Information Services | 989 | 136,482 | ||||||
Fiserv * | 914 | 105,448 | ||||||
FleetCor Technologies * | 129 | 35,773 | ||||||
Fortinet * | 215 | 36,303 | ||||||
Gartner * | 129 | 23,096 | ||||||
Global Payments | 473 | 93,649 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
GoDaddy, Cl A * | 258 | $ | 20,929 | |||||
Hewlett Packard Enterprise | 2,075 | 30,212 | ||||||
HP | 2,192 | 63,502 | ||||||
HubSpot * | 72 | 37,080 | ||||||
Intel | 6,615 | 402,059 | ||||||
International Business Machines | 1,451 | 172,567 | ||||||
Intuit | 430 | 167,760 | ||||||
Jack Henry & Associates | 129 | 19,149 | ||||||
Keysight Technologies * | 301 | 42,598 | ||||||
KLA | 258 | 80,297 | ||||||
Lam Research | 217 | 123,080 | ||||||
Leidos Holdings | 215 | 19,017 | ||||||
Marvell Technology Group | 1,075 | 51,901 | ||||||
Mastercard, Cl A | 1,419 | 502,114 | ||||||
Maxim Integrated Products * | 430 | 40,063 | ||||||
Microchip Technology | 398 | 60,747 | ||||||
Micron Technology * | 1,806 | 165,303 | ||||||
Microsoft | 12,064 | 2,803,431 | ||||||
MongoDB, Cl A * | 86 | 33,190 | ||||||
Motorola Solutions | 258 | 45,274 | ||||||
NetApp | 344 | 21,534 | ||||||
NortonLifeLock | 935 | 18,242 | ||||||
NVIDIA | 946 | 518,956 | ||||||
Okta, Cl A * | 183 | 47,845 | ||||||
Oracle | 2,988 | 192,755 | ||||||
Palo Alto Networks * | 145 | 51,955 | ||||||
Paychex | 516 | 46,992 | ||||||
Paycom Software * | 86 | 32,185 | ||||||
PayPal Holdings * | 1,892 | 491,636 | ||||||
Qorvo * | 172 | 30,054 | ||||||
QUALCOMM | 1,842 | 250,862 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
RingCentral, Cl A * | 129 | $ | 48,783 | |||||
salesforce.com * | 1,419 | 307,213 | ||||||
Seagate Technology | 344 | 25,191 | ||||||
ServiceNow * | 301 | 160,571 | ||||||
Skyworks Solutions | 258 | 45,878 | ||||||
Slack Technologies, Cl A * | 742 | 30,370 | ||||||
Snowflake, Cl A * | 52 | 13,496 | ||||||
SolarEdge Technologies * | 86 | 25,655 | ||||||
Splunk * | 258 | 36,897 | ||||||
Square, Cl A * | 602 | 138,478 | ||||||
SS&C Technologies Holdings | 369 | 24,457 | ||||||
Synopsys * | 258 | 63,264 | ||||||
TE Connectivity | 516 | 67,096 | ||||||
Teradyne | 258 | 33,181 | ||||||
Texas Instruments | 1,487 | 256,165 | ||||||
Trade Desk, Cl A * | 71 | 57,183 | ||||||
Trimble * | 388 | 28,766 | ||||||
Twilio, Cl A * | 215 | 84,469 | ||||||
Tyler Technologies * | 45 | 20,854 | ||||||
Ubiquiti | 5 | 1,595 | ||||||
Unity Software * | 44 | 4,736 | ||||||
VeriSign * | 172 | 33,373 | ||||||
Visa, Cl A | 2,709 | 575,366 | ||||||
VMware, Cl A * | 129 | 17,829 | ||||||
Western Digital * | 473 | 32,415 | ||||||
Workday, Cl A * | 301 | 73,799 | ||||||
Xilinx * | 387 | 50,426 | ||||||
Zebra Technologies, Cl A * | 86 | 42,951 | ||||||
Zoom Video Communications, Cl A * | 301 | 112,457 | ||||||
Zscaler * | 129 | 26,449 | ||||||
15,399,987 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — 2.0% | ||||||||
Air Products & Chemicals | 344 | $ | 87,933 | |||||
Albemarle | 167 | 26,254 | ||||||
Amcor | 2,537 | 27,755 | ||||||
Ball | 516 | 44,062 | ||||||
Celanese, Cl A | 172 | 23,893 | ||||||
Corteva | 1,204 | 54,361 | ||||||
Dow | 1,204 | 71,409 | ||||||
DuPont de Nemours | 1,204 | 84,665 | ||||||
Eastman Chemical | 215 | 23,491 | ||||||
Ecolab | 430 | 90,024 | ||||||
FMC | 215 | 21,863 | ||||||
Freeport-McMoRan Copper & Gold * | 2,322 | 78,739 | ||||||
International Flavors & Fragrances | 172 | 23,308 | ||||||
International Paper | 645 | 32,024 | ||||||
LyondellBasell Industries, Cl A | 430 | 44,329 | ||||||
Martin Marietta Materials | 86 | 28,971 | ||||||
Newmont | 1,290 | 70,150 | ||||||
Nucor | 473 | 28,295 | ||||||
Packaging Corp of America | 172 | 22,707 | ||||||
PPG Industries | 387 | 52,175 | ||||||
Sherwin-Williams | 129 | 87,764 | ||||||
Vulcan Materials | 215 | 35,903 | ||||||
1,060,075 | ||||||||
Real Estate — 2.2% | ||||||||
Alexandria Real Estate Equities ‡ | 215 | 34,333 | ||||||
American Tower, Cl A ‡ | 731 | 157,992 | ||||||
AvalonBay Communities ‡ | 215 | 37,786 | ||||||
Boston Properties ‡ | 215 | 21,313 | ||||||
CBRE Group, Cl A * | 516 | 39,097 | ||||||
Crown Castle International ‡ | 688 | 107,156 | ||||||
Digital Realty Trust ‡ | 441 | 59,416 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Duke Realty ‡ | 602 | $ | 23,629 | |||||
Equinix ‡ | 139 | 90,119 | ||||||
Equity Residential ‡ | 602 | 39,377 | ||||||
Essex Property Trust ‡ | 86 | 21,912 | ||||||
Extra Space Storage ‡ | 215 | 27,026 | ||||||
Healthpeak Properties ‡ | 860 | 25,017 | ||||||
Invitation Homes ‡ | 903 | 26,313 | ||||||
Mid-America Apartment Communities ‡ | 172 | 23,174 | ||||||
ProLogis ‡ | 1,204 | 119,281 | ||||||
Public Storage ‡ | 258 | 60,357 | ||||||
Realty Income ‡ | 559 | 33,685 | ||||||
SBA Communications, Cl A ‡ | 172 | 43,882 | ||||||
Simon Property Group ‡ | 484 | 54,653 | ||||||
Sun Communities ‡ | 172 | 26,135 | ||||||
Ventas ‡ | 602 | 31,846 | ||||||
Welltower ‡ | 688 | 46,715 | ||||||
Weyerhaeuser ‡ | 1,204 | 40,779 | ||||||
1,190,993 | ||||||||
Utilities — 2.4% | ||||||||
AES | 1,075 | 28,552 | ||||||
Alliant Energy | 387 | 17,864 | ||||||
Ameren | 387 | 27,194 | ||||||
American Electric Power | 817 | 61,152 | ||||||
American Water Works | 301 | 42,706 | ||||||
Avangrid | 86 | 3,935 | ||||||
CMS Energy | 473 | 25,594 | ||||||
Consolidated Edison | 559 | 36,698 | ||||||
Dominion Energy | 1,365 | 93,257 | ||||||
DTE Energy | 301 | 35,434 | ||||||
Duke Energy | 1,204 | 103,051 | ||||||
Edison International | 602 | 32,502 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Entergy | 344 | $ | 29,863 | |||||
Evergy | 387 | 20,755 | ||||||
Eversource Energy | 559 | 44,429 | ||||||
Exelon | 1,591 | 61,413 | ||||||
FirstEnergy | 860 | 28,500 | ||||||
NextEra Energy | 3,182 | 233,814 | ||||||
PG&E * | 2,387 | 25,087 | ||||||
PPL | 1,247 | 32,659 | ||||||
Public Service Enterprise Group | 817 | 43,979 | ||||||
Sempra Energy | 473 | 54,859 | ||||||
Southern | 1,720 | 97,558 | ||||||
WEC Energy Group | 516 | 41,610 | ||||||
Xcel Energy | 860 | 50,387 | ||||||
1,272,852 | ||||||||
TOTAL UNITED STATES | 53,273,583 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $54,059,390) | 53,653,048 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $54,059,390) | $ | 53,653,048 |
Percentages are based on Net Assets of $53,730,530.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Adaptive U.S. Risk Management ETF |
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Founder-Run Companies ETF |
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
UNITED STATES— 100.0% | ||||||||
Communication Services — 12.2% | ||||||||
Cogent Communications Group | 1,622 | $ | 97,077 | |||||
Facebook, Cl A * | 333 | 85,787 | ||||||
Netflix * | 150 | 80,827 | ||||||
Nexstar Media Group, Cl A | 1,094 | 150,480 | ||||||
Roku, Cl A * | 512 | 202,486 | ||||||
Snap, Cl A * | 4,001 | 262,706 | ||||||
TripAdvisor * | 3,438 | 170,593 | ||||||
Twitter * | 2,210 | 170,303 | ||||||
World Wrestling Entertainment, Cl A | 1,444 | 71,333 | ||||||
Zillow Group, Cl C * | 600 | 96,798 | ||||||
1,388,390 | ||||||||
Consumer Discretionary — 9.1% | ||||||||
Amazon.com * | 27 | 83,509 | ||||||
Carvana, Cl A * | 695 | 197,032 | ||||||
Grubhub * | 1,459 | 93,478 | ||||||
Skechers USA, Cl A * | 2,473 | 90,512 | ||||||
Tesla * | 440 | 297,220 | ||||||
Texas Roadhouse, Cl A * | 1,383 | 125,687 | ||||||
Wayfair, Cl A * | 526 | 152,004 | ||||||
1,039,442 | ||||||||
Consumer Staples — 1.9% | ||||||||
J & J Snack Foods | 551 | 87,477 | ||||||
National Beverage * | 2,618 | 124,774 | ||||||
212,251 | ||||||||
Energy — 1.1% | ||||||||
Pioneer Natural Resources | 838 | 124,502 | ||||||
Financials — 14.2% | ||||||||
Apollo Global Management, Cl A | 1,707 | 84,428 | ||||||
Athene Holding, Cl A * | 2,684 | 122,364 | ||||||
BlackRock, Cl A | 138 | 95,841 | ||||||
Blackstone Group, Cl A | 1,345 | 93,114 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Founder-Run Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Capital One Financial | 1,133 | $ | 136,176 | |||||
Essent Group | 2,657 | 109,548 | ||||||
First Republic Bank | 647 | 106,593 | ||||||
Intercontinental Exchange | 730 | 80,526 | ||||||
KKR | 2,748 | 125,199 | ||||||
LendingTree * | 298 | 80,123 | ||||||
MarketAxess Holdings | 154 | 85,615 | ||||||
SEI Investments | 1,327 | 74,312 | ||||||
Signature Bank NY | 689 | 150,436 | ||||||
Starwood Property Trust ‡ | 6,098 | 139,217 | ||||||
Wintrust Financial | 1,801 | 132,662 | ||||||
1,616,154 | ||||||||
Health Care — 13.5% | ||||||||
Allogene Therapeutics * | 2,179 | 75,633 | ||||||
ChemoCentryx * | 1,636 | 110,986 | ||||||
Guardant Health * | 839 | 123,484 | ||||||
Ionis Pharmaceuticals * | 1,110 | 58,164 | ||||||
Jazz Pharmaceuticals * | 591 | 99,312 | ||||||
LHC Group * | 519 | 94,307 | ||||||
Masimo * | 308 | 77,225 | ||||||
Medpace Holdings * | 607 | 98,595 | ||||||
Merit Medical Systems * | 1,575 | 87,759 | ||||||
Neurocrine Biosciences * | 657 | 71,948 | ||||||
Penumbra * | 339 | 96,422 | ||||||
PTC Therapeutics * | 1,606 | 91,703 | ||||||
Regeneron Pharmaceuticals * | 112 | 50,464 | ||||||
Seagen * | 440 | 66,488 | ||||||
Ultragenyx Pharmaceutical * | 966 | 136,728 | ||||||
United Therapeutics * | 569 | 95,125 | ||||||
Veeva Systems, Cl A * | 339 | 94,957 | ||||||
1,529,300 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Founder-Run Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 5.2% | ||||||||
Axon Enterprise * | 883 | $ | 146,128 | |||||
Clean Harbors * | 1,251 | 106,523 | ||||||
CoStar Group * | 107 | 88,142 | ||||||
FedEx | 527 | 134,121 | ||||||
Lyft, Cl A * | 1,984 | 110,509 | ||||||
585,423 | ||||||||
Information Technology — 31.6% | ||||||||
Akamai Technologies * | 628 | 59,346 | ||||||
Avalara * | 745 | 116,920 | ||||||
Dell Technologies, Cl C * | 1,599 | 129,631 | ||||||
Dropbox, Cl A * | 3,193 | 71,986 | ||||||
EPAM Systems * | 315 | 117,687 | ||||||
Euronet Worldwide * | 764 | 114,837 | ||||||
Fortinet * | 619 | 104,518 | ||||||
HubSpot * | 441 | 227,115 | ||||||
IPG Photonics * | 524 | 119,131 | ||||||
Microchip Technology | 789 | 120,425 | ||||||
Monolithic Power Systems | 344 | 128,835 | ||||||
New Relic * | 1,222 | 74,713 | ||||||
NVIDIA | 221 | 121,236 | ||||||
Okta, Cl A * | 409 | 106,933 | ||||||
Paycom Software * | 300 | 112,272 | ||||||
Pegasystems | 827 | 109,454 | ||||||
RealPage * | 1,043 | 90,512 | ||||||
RingCentral, Cl A * | 267 | 100,969 | ||||||
salesforce.com * | 415 | 89,848 | ||||||
Square, Cl A * | 1,026 | 236,011 | ||||||
SS&C Technologies Holdings | 1,262 | 83,645 | ||||||
Synopsys * | 416 | 102,007 | ||||||
Trade Desk, Cl A * | 251 | 202,153 | ||||||
Twilio, Cl A * | 583 | 229,049 | ||||||
Ubiquiti | 417 | 132,990 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Founder-Run Companies ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
VeriSign * | 304 | $ | 58,985 | |||||
Workday, Cl A * | 438 | 107,389 | ||||||
Zendesk * | 864 | 126,265 | ||||||
Zscaler * | 942 | 193,138 | ||||||
3,588,000 | ||||||||
Materials — 1.0% | ||||||||
Steel Dynamics | 2,765 | 114,969 | ||||||
Real Estate — 10.2% | ||||||||
American Campus Communities ‡ | 2,178 | 89,211 | ||||||
American Homes 4 Rent, Cl A ‡ | 2,808 | 87,441 | ||||||
Apartment Income REIT ‡ | 2,030 | 82,987 | ||||||
Brandywine Realty Trust ‡ | 6,745 | 82,491 | ||||||
Camden Property Trust ‡ | 780 | 81,237 | ||||||
Healthcare Trust of America, Cl A ‡ | 2,840 | 77,134 | ||||||
Invitation Homes ‡ | 2,986 | 87,012 | ||||||
Medical Properties Trust ‡ | 4,200 | 90,678 | ||||||
ProLogis ‡ | 729 | 72,222 | ||||||
QTS Realty Trust, Cl A ‡ | 2,493 | 154,865 | ||||||
STAG Industrial ‡ | 2,624 | 82,787 | ||||||
Terreno Realty ‡ | 1,665 | 93,307 | ||||||
Vornado Realty Trust ‡ | 1,765 | 75,789 | ||||||
1,157,161 | ||||||||
TOTAL UNITED STATES | 11,355,592 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $9,386,924) | 11,355,592 | |||||||
TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $9,386,924) | $ | 11,355,592 | ||||||
Percentages are based on Net Assets of $11,351,760.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Founder-Run Companies ETF |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class |
REIT — Real Estate Investment Trust |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended, February 28, 2021 there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual financial statements.
GLX-QH-005-1800
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
CANADA— 1.9% | ||||||||
Industrials — 1.9% | ||||||||
ATS Automation Tooling Systems * | 2,179,000 | $ | 48,278,791 | |||||
FINLAND— 2.6% | ||||||||
Industrials — 2.6% | ||||||||
Cargotec, Cl B | 1,287,835 | 68,154,305 | ||||||
JAPAN— 40.1% | ||||||||
Communication Services — 0.3% | ||||||||
RPA Holdings * (A) | 1,350,590 | 7,770,900 | ||||||
Health Care — 0.8% | ||||||||
CYBERDYNE * (A) | 3,196,984 | 19,294,732 | ||||||
Industrials — 25.7% | ||||||||
Daifuku | 968,201 | 92,512,542 | ||||||
FANUC | 805,041 | 199,031,161 | ||||||
Hirata | 248,821 | 15,227,266 | ||||||
Idec | 769,260 | 12,563,473 | ||||||
Mitsubishi Electric | 6,293,137 | 92,648,633 | ||||||
Nachi-Fujikoshi | 582,175 | 24,617,030 | ||||||
Shibaura Machine | 703,892 | 18,644,483 | ||||||
SMC | 157,627 | 93,061,182 | ||||||
Yaskawa Electric | 2,364,609 | 118,075,088 | ||||||
666,380,858 | ||||||||
Information Technology — 13.3% | ||||||||
AI inside * (A) | 87,111 | 33,563,981 | ||||||
Autonomous Control Systems Laboratory * (A) | 240,790 | 6,066,082 | ||||||
Keyence | 349,990 | 166,092,495 | ||||||
Neural Pocket * (A) | 289,210 | 15,744,490 | ||||||
Omron | 1,237,289 | 99,642,760 | ||||||
PKSHA Technology * (A) | 715,282 | 23,800,213 | ||||||
344,910,021 | ||||||||
TOTAL JAPAN | 1,038,356,511 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SWITZERLAND— 11.3% | ||||||||
Health Care — 3.8% | ||||||||
Tecan Group | 233,282 | $ | 98,487,110 | |||||
Industrials — 7.5% | ||||||||
ABB | 6,689,196 | 192,998,785 | ||||||
TOTAL SWITZERLAND | 291,485,895 | |||||||
UNITED KINGDOM— 5.2% | ||||||||
Information Technology — 5.2% | ||||||||
Renishaw | 1,685,520 | 135,499,539 | ||||||
UNITED STATES— 38.9% | ||||||||
Consumer Discretionary — 3.1% | ||||||||
iRobot * | 655,731 | 81,382,774 | ||||||
Energy — 0.7% | ||||||||
Helix Energy Solutions Group * | 3,535,691 | 17,324,886 | ||||||
Health Care — 7.1% | ||||||||
Intuitive Surgical * | 247,681 | 182,491,360 | ||||||
Industrials — 9.2% | ||||||||
AeroVironment * | 564,073 | 62,093,156 | ||||||
John Bean Technologies | 740,437 | 109,266,288 | ||||||
Maxar Technologies | 1,403,942 | 67,757,390 | ||||||
239,116,834 | ||||||||
Information Technology — 18.8% | ||||||||
Brooks Automation | 1,729,663 | 143,838,775 | ||||||
Cerence * | 855,269 | 95,123,018 | ||||||
FARO Technologies * | 418,755 | 39,136,842 | ||||||
NVIDIA | 382,886 | 210,043,602 | ||||||
488,142,237 | ||||||||
TOTAL UNITED STATES | 1,008,458,091 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $2,034,712,334) | 2,590,233,132 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Robotics & Artificial Intelligence ETF
Shares | Value | |||||||
SHORT-TERM INVESTMENT(B)(C) — 2.3% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $60,467,683) | 60,467,683 | $ | 60,467,683 | |||||
TOTAL INVESTMENTS — 102.3% | ||||||||
(Cost $2,095,180,017) | $ | 2,650,700,815 |
Percentages are based on Net Assets of $2,590,594,751.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $57,426,364. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $60,467,683. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Internet of Things ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRIA— 4.9% | ||||||||
Information Technology — 4.9% | ||||||||
AMS * | 659,027 | $ | 15,563,898 | |||||
S&T * (A) | 156,151 | 4,200,114 | ||||||
TOTAL AUSTRIA | 19,764,012 | |||||||
CANADA— 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
Sierra Wireless * | 95,435 | 1,605,217 | ||||||
CHINA— 2.9% | ||||||||
Information Technology — 2.9% | ||||||||
Xiaomi, Cl B * | 3,629,386 | 11,836,963 | ||||||
FRANCE— 3.2% | ||||||||
Industrials — 3.2% | ||||||||
Legrand | 56,651 | 4,945,428 | ||||||
Schneider Electric | 54,581 | 8,138,854 | ||||||
TOTAL FRANCE | 13,084,282 | |||||||
ITALY— 0.7% | ||||||||
Information Technology — 0.7% | ||||||||
Datalogic | 142,381 | 2,891,309 | ||||||
JAPAN— 1.4% | ||||||||
Information Technology — 1.4% | ||||||||
Nippon Ceramic | 64,210 | 1,590,484 | ||||||
Renesas Electronics * | 365,500 | 4,010,414 | ||||||
TOTAL JAPAN | 5,600,898 | |||||||
NETHERLANDS— 2.3% | ||||||||
Information Technology — 2.3% | ||||||||
NXP Semiconductors | 50,253 | 9,173,685 | ||||||
NORWAY— 2.0% | ||||||||
Information Technology — 2.0% | ||||||||
Nordic Semiconductor * | 431,913 | 8,189,897 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Internet of Things ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SWEDEN— 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
Fingerprint Cards, Cl B * | 471,066 | $ | 1,639,739 | |||||
SWITZERLAND — 9.5% | ||||||||
Industrials — 1.9% | ||||||||
ABB | 269,557 | 7,777,343 | ||||||
Information Technology — 7.6% | ||||||||
Landis+Gyr Group | 70,276 | 4,898,283 | ||||||
STMicroelectronics | 662,783 | 25,719,384 | ||||||
30,617,667 | ||||||||
TOTAL SWITZERLAND | 38,395,010 | |||||||
TAIWAN— 9.7% | ||||||||
Information Technology — 9.7% | ||||||||
Advantech | 1,850,121 | 24,079,306 | ||||||
eMemory Technology | 182,342 | 5,335,562 | ||||||
MediaTek | 302,480 | 9,730,620 | ||||||
TOTAL TAIWAN | 39,145,488 | |||||||
UNITED KINGDOM— 0.2% | ||||||||
Information Technology — 0.2% | ||||||||
Spirent Communications | 290,333 | 955,924 | ||||||
UNITED STATES— 62.3% | ||||||||
Consumer Discretionary — 7.4% | ||||||||
Garmin | 180,955 | 22,442,039 | ||||||
Vivint Smart Home * | 427,391 | 7,265,647 | ||||||
29,707,686 | ||||||||
Health Care — 4.3% | ||||||||
DexCom * | 43,432 | 17,276,381 | ||||||
Industrials — 17.3% | ||||||||
ADT | 1,826,851 | 13,902,336 | ||||||
Emerson Electric | 95,745 | 8,224,496 | ||||||
Honeywell International | 40,584 | 8,212,172 | ||||||
Johnson Controls International | 168,414 | 9,395,817 | ||||||
Resideo Technologies * | 74,160 | 1,781,323 | ||||||
Rockwell Automation | 27,930 | 6,794,810 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Internet of Things ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Sensata Technologies Holding * | 377,559 | $ | 21,630,355 | |||||
69,941,309 | ||||||||
Information Technology — 33.3% | ||||||||
Alarm.com Holdings * | 117,130 | 10,293,384 | ||||||
Ambarella * | 82,518 | 9,282,450 | ||||||
Analog Devices | 48,810 | 7,605,574 | ||||||
Badger Meter | 69,943 | 7,595,110 | ||||||
Belden | 106,955 | 4,728,481 | ||||||
Cisco Systems | 130,264 | 5,844,946 | ||||||
Digi International * | 80,376 | 1,877,583 | ||||||
Impinj * | 53,665 | 3,432,950 | ||||||
InterDigital | 73,324 | 4,646,542 | ||||||
International Business Machines | 48,580 | 5,777,620 | ||||||
Itron * | 96,578 | 11,322,805 | ||||||
NETGEAR * | 69,970 | 2,798,800 | ||||||
PTC * | 24,303 | 3,328,053 | ||||||
QUALCOMM | 65,999 | 8,988,404 | ||||||
Rambus * | 272,133 | 5,709,350 | ||||||
Silicon Laboratories * | 104,948 | 16,344,602 | ||||||
Skyworks Solutions | 138,319 | 24,595,884 | ||||||
134,172,538 | ||||||||
TOTAL UNITED STATES | 251,097,914 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $303,816,339) | 403,380,338 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 0.9% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $3,427,893) | 3,427,893 | 3,427,893 | ||||||
TOTAL INVESTMENTS — 100.8% | ||||||||
(Cost $307,244,232) | $ | 406,808,231 |
Percentages are based on Net Assets of $403,592,170.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Internet of Things ETF
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $3,136,146. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $3,427,893. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X FinTech ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA— 8.8% | ||||||||
Financials — 1.6% | ||||||||
HUB24 | 311,186 | $ | 5,035,216 | |||||
Zip * (A) | 1,891,827 | 15,232,337 | ||||||
20,267,553 | ||||||||
Information Technology — 7.2% | ||||||||
Afterpay * | 890,504 | 82,400,197 | ||||||
IRESS | 928,135 | 6,603,565 | ||||||
89,003,762 | ||||||||
TOTAL AUSTRALIA | 109,271,315 | |||||||
BRAZIL— 10.2% | ||||||||
Information Technology — 10.2% | ||||||||
Pagseguro Digital, Cl A * | 877,019 | 50,919,723 | ||||||
StoneCo, Cl A * | 875,014 | 75,084,951 | ||||||
TOTAL BRAZIL | 126,004,674 | |||||||
CANADA— 0.7% | ||||||||
Information Technology — 0.7% | ||||||||
Nuvei * (A) | 170,630 | 8,987,052 | ||||||
CHINA— 5.8% | ||||||||
Financials — 4.4% | ||||||||
Lufax Holding ADR * (A) | 3,644,707 | 54,743,499 | ||||||
Information Technology — 1.4% | ||||||||
Yeahka * (A) | 1,661,814 | 17,780,629 | ||||||
TOTAL CHINA | 72,524,128 | |||||||
DENMARK— 2.0% | ||||||||
Information Technology — 2.0% | ||||||||
SimCorp | 197,254 | 24,116,425 | ||||||
GERMANY— 1.8% | ||||||||
Financials — 1.8% | ||||||||
Hypoport * | 31,608 | 22,290,496 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X FinTech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
ISRAEL— 0.6% | ||||||||
Information Technology — 0.6% | ||||||||
Sapiens International | 243,418 | $ | 7,638,457 | |||||
ITALY— 3.1% | ||||||||
Information Technology — 3.1% | ||||||||
Nexi * | 2,092,974 | 37,814,578 | ||||||
JAPAN— 0.3% | ||||||||
Industrials — 0.3% | ||||||||
Makuake * (A) | 55,579 | 4,100,347 | ||||||
NETHERLANDS— 6.2% | ||||||||
Information Technology — 6.2% | ||||||||
Adyen * | 32,790 | 76,257,665 | ||||||
NEW ZEALAND— 4.3% | ||||||||
Information Technology — 4.3% | ||||||||
Xero * | 582,791 | 53,435,067 | ||||||
SWITZERLAND— 3.0% | ||||||||
Financials — 0.4% | ||||||||
Leonteq | 91,806 | 4,335,255 | ||||||
Information Technology — 2.6% | ||||||||
Temenos | 236,654 | 32,088,013 | ||||||
TOTAL SWITZERLAND | 36,423,268 | |||||||
UNITED STATES— 53.1% | ||||||||
Financials — 3.4% | ||||||||
Blucora * | 230,646 | 3,736,465 | ||||||
LendingClub * | 470,749 | 5,069,967 | ||||||
LendingTree * | 63,530 | 17,081,311 | ||||||
Virtu Financial, Cl A | 585,346 | 15,962,386 | ||||||
41,850,129 | ||||||||
Health Care — 2.3% | ||||||||
HealthEquity * | 347,321 | 28,601,884 | ||||||
Information Technology — 47.4% | ||||||||
Bill.com Holdings * | 377,587 | 62,305,631 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X FinTech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Black Knight * | 488,708 | $ | 37,479,017 | |||||
Bottomline Technologies * | 213,265 | 9,571,333 | ||||||
Envestnet * | 260,288 | 16,663,638 | ||||||
Fidelity National Information Services | 341,247 | 47,092,086 | ||||||
Fiserv * | 468,168 | 54,012,542 | ||||||
GreenSky, Cl A * | 456,549 | 2,428,841 | ||||||
Guidewire Software * | 327,337 | 36,331,134 | ||||||
Intuit | 161,231 | 62,902,661 | ||||||
Mitek Systems * | 241,679 | 3,692,855 | ||||||
nCino * | 343,706 | 23,502,616 | ||||||
PayPal Holdings * | 278,568 | 72,385,895 | ||||||
Shift4 Payments, Cl A * | 142,726 | 10,918,539 | ||||||
Square, Cl A * | 455,168 | 104,702,295 | ||||||
SS&C Technologies Holdings | 601,885 | 39,892,938 | ||||||
Vertex, Cl A * | 94,686 | 2,911,595 | ||||||
586,793,616 | ||||||||
TOTAL UNITED STATES | 657,245,629 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $866,069,327) | 1,236,109,101 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 2.5% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $30,642,435) | 30,642,435 | 30,642,435 | ||||||
TOTAL INVESTMENTS — 102.4% | ||||||||
(Cost $896,711,762) | $ | 1,266,751,536 |
Percentages are based on Net Assets of $1,237,596,154.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X FinTech ETF
* | Non-income producing security |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $28,886,219. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $30,642,435. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
ADR — American Depositary Receipt
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Video Games & Esports ETF
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
CHINA— 14.8% | ||||||||
Communication Services — 14.8% | ||||||||
Bilibili ADR * | 312,938 | $ | 39,420,800 | |||||
DouYu International Holdings ADR * | 1,838,375 | 26,362,298 | ||||||
HUYA ADR * (A) | 341,376 | 8,995,258 | ||||||
NetEase ADR | 487,343 | 53,534,629 | ||||||
TOTAL CHINA | 128,312,985 | |||||||
FRANCE— 3.6% | ||||||||
Communication Services — 3.6% | ||||||||
Ubisoft Entertainment * | 381,482 | 31,292,396 | ||||||
IRELAND— 1.6% | ||||||||
Information Technology — 1.6% | ||||||||
Keywords Studios | 391,639 | 13,765,350 | ||||||
JAPAN— 24.0% | ||||||||
Communication Services — 24.0% | ||||||||
Akatsuki | 59,516 | 2,318,297 | ||||||
Capcom | 572,162 | 34,800,167 | ||||||
DeNA | 508,980 | 10,018,125 | ||||||
Gumi | 314,918 | 2,627,765 | ||||||
GungHo Online Entertainment | 446,892 | 9,140,019 | �� | |||||
KLab * | 310,780 | 2,450,302 | ||||||
Konami Holdings | 556,853 | 35,698,385 | ||||||
Nexon | 1,221,047 | 38,508,710 | ||||||
Nintendo | 80,956 | 49,201,248 | ||||||
Square Enix Holdings | 400,290 | 22,693,370 | ||||||
TOTAL JAPAN | 207,456,388 | |||||||
SINGAPORE— 0.8% | ||||||||
Communication Services — 0.8% | ||||||||
IGG | 4,534,900 | 6,769,598 | ||||||
SOUTH KOREA— 12.2% | ||||||||
Communication Services — 12.2% | ||||||||
Com2uSCorp | 52,200 | 6,430,334 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Video Games & Esports ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Gravity ADR * | 39,759 | $ | 4,651,008 | |||||
JoyCity * | 305,894 | 2,199,932 | ||||||
Kakao Games * | 424,207 | 20,389,122 | ||||||
NCSoft | 45,339 | 37,772,411 | ||||||
Neowiz * | 115,695 | 2,291,245 | ||||||
Netmarble | 117,911 | 12,961,289 | ||||||
Nexon GT * | 202,801 | 2,635,420 | ||||||
Pearl Abyss * | 39,652 | 10,213,875 | ||||||
Webzen * | 109,898 | 3,531,213 | ||||||
Wemade | 73,888 | 2,505,681 | ||||||
TOTAL SOUTH KOREA | 105,581,530 | |||||||
SWEDEN— 7.3% | ||||||||
Communication Services — 7.3% | ||||||||
Embracer Group, Cl B * | 1,503,956 | 40,821,177 | ||||||
Stillfront Group * | 1,987,760 | 21,865,100 | ||||||
TOTAL SWEDEN | 62,686,277 | |||||||
TAIWAN— 6.7% | ||||||||
Communication Services — 6.7% | ||||||||
Chinese Gamer International * | 1,189,300 | 2,263,097 | ||||||
Gamania Digital Entertainment | 1,058,300 | 2,393,785 | ||||||
Sea ADR * | 226,477 | 53,378,364 | ||||||
TOTAL TAIWAN | 58,035,246 | |||||||
UNITED STATES— 29.0% | ||||||||
Communication Services — 22.3% | ||||||||
Activision Blizzard | 564,525 | 53,974,234 | ||||||
Electronic Arts | 368,341 | 49,346,644 | ||||||
Glu Mobile * | 743,989 | 9,284,983 | ||||||
Take-Two Interactive Software * | 195,525 | 36,066,542 | ||||||
Zynga, Cl A * | 3,985,182 | 44,434,779 | ||||||
193,107,182 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Video Games & Esports ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — 0.4% | ||||||||
Turtle Beach * | 118,001 | $ | 3,528,230 | |||||
Information Technology — 6.3% | ||||||||
NVIDIA | 99,557 | 54,614,979 | ||||||
TOTAL UNITED STATES | 251,250,391 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $784,981,855) | 865,150,161 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 0.8% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $7,097,063) | 7,097,063 | 7,097,063 | ||||||
TOTAL INVESTMENTS — 100.8% | ||||||||
(Cost $792,078,918) | $ | 872,247,224 |
Percentages are based on Net Assets of $865,355,082.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $6,368,373. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $7,097,063. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
ADR — American Depositary Receipt
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — 98.5% | ||||||||
AUSTRALIA— 1.7% | ||||||||
Materials — 1.7% | ||||||||
Orocobre * | 1,809,623 | $ | 6,528,686 | |||||
Pilbara Minerals * | 8,733,119 | 7,031,606 | ||||||
TOTAL AUSTRALIA | 13,560,292 | |||||||
BELGIUM— 1.1% | ||||||||
Materials — 1.1% | ||||||||
Umicore | 146,118 | 8,630,231 | ||||||
CANADA— 2.0% | ||||||||
Industrials — 0.8% | ||||||||
Ballard Power Systems * | 223,251 | 6,210,843 | ||||||
Information Technology — 1.2% | ||||||||
BlackBerry * (A) | 948,119 | 9,528,596 | ||||||
TOTAL CANADA | 15,739,439 | |||||||
CHILE— 2.0% | ||||||||
Materials — 2.0% | ||||||||
Lundin Mining | 829,177 | 9,542,740 | ||||||
Sociedad Quimica y Minera de Chile ADR | 126,976 | 6,805,914 | ||||||
TOTAL CHILE | 16,348,654 | |||||||
CHINA— 6.0% | ||||||||
Communication Services — 2.0% | ||||||||
Baidu ADR * | 57,951 | 16,426,790 | ||||||
Consumer Discretionary — 3.2% | ||||||||
BYD, Cl H | 284,480 | 7,231,781 | ||||||
Geely Automobile Holdings | 2,257,100 | 7,332,262 | ||||||
NIO ADR * | 248,041 | 11,355,317 | ||||||
25,919,360 | ||||||||
Materials — 0.8% | ||||||||
Ganfeng Lithium, Cl H | 488,224 | 6,271,668 | ||||||
TOTAL CHINA | 48,617,818 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
FRANCE— 1.0% | ||||||||
Consumer Discretionary — 1.0% | ||||||||
Renault * | 171,175 | $ | 7,713,534 | |||||
GERMANY— 2.6% | ||||||||
Consumer Discretionary — 1.0% | ||||||||
Continental * | 58,305 | 8,414,615 | ||||||
Information Technology — 1.6% | ||||||||
Infineon Technologies | 304,069 | 13,286,825 | ||||||
TOTAL GERMANY | 21,701,440 | |||||||
JAPAN— 8.3% | ||||||||
Consumer Discretionary — 7.5% | ||||||||
Denso | 161,082 | 9,658,267 | ||||||
Honda Motor | 403,496 | 11,026,644 | ||||||
Nissan Motor * | 1,535,304 | 8,281,765 | ||||||
Panasonic | 779,000 | 9,984,273 | ||||||
Toyota Motor | 295,630 | 21,846,208 | ||||||
60,797,157 | ||||||||
Industrials — 0.8% | ||||||||
GS Yuasa | 221,470 | 6,516,881 | ||||||
TOTAL JAPAN | 67,314,038 | |||||||
LUXEMBOURG— 0.8% | ||||||||
Materials — 0.8% | ||||||||
APERAM | 156,202 | 6,579,042 | ||||||
NETHERLANDS— 2.3% | ||||||||
Consumer Discretionary — 0.7% | ||||||||
TomTom * | 623,122 | 5,884,360 | ||||||
Information Technology — 1.6% | ||||||||
NXP Semiconductors | 69,139 | 12,621,325 | ||||||
TOTAL NETHERLANDS | 18,505,685 | |||||||
RUSSIA— 1.0% | ||||||||
Communication Services — 1.0% | ||||||||
Yandex, Cl A * | 130,432 | 8,345,691 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SOUTH KOREA— 2.3% | ||||||||
Consumer Discretionary — 2.3% | ||||||||
Hyundai Motor | 43,766 | $ | 9,232,347 | |||||
Kia Motors | 134,653 | 9,516,198 | ||||||
TOTAL SOUTH KOREA | 18,748,545 | |||||||
SWEDEN— 2.1% | ||||||||
Consumer Discretionary — 2.1% | ||||||||
Autoliv * | 82,480 | 7,423,200 | ||||||
Veoneer * (A) | 339,717 | 9,335,423 | ||||||
TOTAL SWEDEN | 16,758,623 | |||||||
UNITED KINGDOM— 1.1% | ||||||||
Materials — 1.1% | ||||||||
Johnson Matthey | 203,917 | 8,709,650 | ||||||
UNITED STATES— 64.2% | ||||||||
Communication Services — 3.5% | ||||||||
Alphabet, Cl A * | 13,944 | 28,193,513 | ||||||
Consumer Discretionary — 14.6% | ||||||||
American Axle & Manufacturing Holdings * | 748,299 | 7,310,881 | ||||||
Aptiv * | 74,468 | 11,158,285 | ||||||
BorgWarner | 192,694 | 8,671,230 | ||||||
Dana | 317,640 | 7,563,009 | ||||||
Ford Motor * | 1,124,092 | 13,151,876 | ||||||
General Motors * | 287,576 | 14,761,276 | ||||||
Gentherm * | 100,880 | 7,141,295 | ||||||
Harley-Davidson | 189,252 | 6,750,619 | ||||||
Lear | 47,528 | 7,893,926 | ||||||
Stellantis | 503,201 | 8,205,280 | ||||||
Tesla * | 28,504 | 19,254,452 | ||||||
Visteon * | 50,123 | 6,374,142 | ||||||
118,236,271 | ||||||||
Industrials — 11.5% | ||||||||
Bloom Energy, Cl A * | 206,300 | 5,885,739 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
CBAK Energy Technology * (A) | 940,499 | $ | 5,567,754 | |||||
EnerSys | 79,686 | 7,194,052 | ||||||
General Electric | 1,366,789 | 17,139,534 | ||||||
Honeywell International | 77,052 | 15,591,472 | ||||||
Hyster-Yale Materials Handling | 90,925 | 7,778,634 | ||||||
ITT | 92,700 | 7,692,246 | ||||||
Johnson Controls International | 210,487 | 11,743,070 | ||||||
Plug Power * | 146,670 | 7,095,895 | ||||||
Westinghouse Air Brake Technologies | 101,440 | 7,347,299 | ||||||
93,035,695 | ||||||||
Information Technology — 28.5% | ||||||||
Advanced Micro Devices * | 168,825 | 14,267,401 | ||||||
Ambarella * | 73,639 | 8,283,651 | ||||||
Apple | 188,037 | 22,801,367 | ||||||
CEVA * | 125,505 | 7,684,671 | ||||||
Cisco Systems | 351,769 | 15,783,875 | ||||||
II-VI * | 89,633 | 7,556,062 | ||||||
Intel | 454,957 | 27,652,286 | ||||||
Maxim Integrated Products * | 100,256 | 9,340,852 | ||||||
Micron Technology * | 205,576 | 18,816,371 | ||||||
Microsoft | 112,735 | 26,197,359 | ||||||
NVIDIA | 44,887 | 24,624,110 | ||||||
ON Semiconductor * | 232,010 | 9,343,043 | ||||||
QUALCOMM | 156,854 | 21,361,946 | ||||||
Rogers * | 41,438 | 7,520,168 | ||||||
Xilinx * | 73,266 | 9,546,560 | ||||||
230,779,722 | ||||||||
Materials — 6.1% | ||||||||
Albemarle | 48,998 | 7,702,975 | ||||||
Allegheny Technologies * | 378,245 | 7,436,297 | ||||||
Cabot | 143,807 | 7,079,619 | ||||||
Carpenter Technology | 208,064 | 8,459,882 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Freeport-McMoRan Copper & Gold * | 378,087 | $ | 12,820,930 | |||||
Livent * | 334,987 | 6,237,458 | ||||||
49,737,161 | ||||||||
TOTAL UNITED STATES | 519,982,362 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $781,096,290) | 797,255,044 | |||||||
PREFERRED STOCK — 1.5% | ||||||||
GERMANY— 1.5% | ||||||||
Consumer Discretionary — 1.5% | ||||||||
Volkswagen (B) | ||||||||
(Cost $11,021,760) | �� | 58,556 | 12,297,428 | |||||
TOTAL GERMANY | 12,297,428 | |||||||
SHORT-TERM INVESTMENT(C)(D) — 1.3% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $10,824,933) | 10,824,933 | 10,824,933 | ||||||
TOTAL INVESTMENTS — 101.3% | ||||||||
(Cost $802,942,983) | $ | 820,377,405 |
Percentages are based on Net Assets of $809,818,402.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $10,010,689. |
(B) | There is currently no stated interest rate. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $10,824,933. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Autonomous & Electric Vehicles ETF
ADR — American Depositary Receipt
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cloud Computing ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
CANADA— 4.6% | ||||||||
Information Technology — 4.6% | ||||||||
Shopify, Cl A * | 52,652 | $ | 67,445,632 | |||||
CHINA— 4.6% | ||||||||
Consumer Discretionary — 1.3% | ||||||||
Alibaba Group Holding ADR * | 80,281 | 19,087,611 | ||||||
Information Technology — 3.3% | ||||||||
21Vianet Group ADR * | 1,192,155 | 43,442,128 | ||||||
Kingsoft | 711,400 | 4,988,838 | ||||||
48,430,966 | ||||||||
TOTAL CHINA | 67,518,577 | |||||||
NEW ZEALAND— 3.9% | ||||||||
Information Technology — 3.9% | ||||||||
Xero * | 632,390 | 57,982,710 | ||||||
UNITED STATES— 86.8% | ||||||||
Communication Services — 5.1% | ||||||||
Alphabet, Cl A * | 8,893 | 17,980,846 | ||||||
Netflix * | 106,256 | 57,256,045 | ||||||
75,236,891 | ||||||||
Consumer Discretionary — 1.7% | ||||||||
Amazon.com * | 8,173 | 25,278,516 | ||||||
Information Technology — 75.3% | ||||||||
2U * | 813,336 | 32,232,506 | ||||||
Akamai Technologies * | 531,483 | 50,225,144 | ||||||
Anaplan * | 887,524 | 57,680,185 | ||||||
Benefitfocus * | 374,713 | 5,695,638 | ||||||
Box, Cl A * | 1,765,307 | 32,393,383 | ||||||
Cornerstone OnDemand * | 727,855 | 36,771,235 | ||||||
Coupa Software * | 175,191 | 60,661,636 | ||||||
Dropbox, Cl A * | 2,712,727 | 61,158,430 | ||||||
Everbridge * | 391,076 | 59,924,575 | ||||||
Fastly, Cl A * | 736,609 | 54,199,690 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cloud Computing ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
International Business Machines | 35,583 | $ | 4,231,886 | |||||
Microsoft | 123,255 | 28,641,997 | ||||||
Mimecast * | 729,158 | 31,266,295 | ||||||
Paycom Software * | 146,281 | 54,744,201 | ||||||
Paylocity Holding * | 285,750 | 54,632,543 | ||||||
Proofpoint * | 550,077 | 66,515,311 | ||||||
Qualys * | 443,576 | 43,097,844 | ||||||
salesforce.com * | 209,734 | 45,407,411 | ||||||
SPS Commerce * | 398,899 | 40,181,096 | ||||||
Twilio, Cl A * | 177,470 | 69,724,414 | ||||||
Workday, Cl A * | 242,382 | 59,427,219 | ||||||
Workiva, Cl A * | 443,523 | 44,862,351 | ||||||
Zoom Video Communications, Cl A * | 109,815 | 41,027,982 | ||||||
Zscaler * | 363,614 | 74,551,779 | ||||||
1,109,254,751 | ||||||||
Real Estate — 4.7% | ||||||||
CoreSite Realty ‡ | 55,642 | 6,772,188 | ||||||
CyrusOne ‡ | 157,189 | 10,316,313 | ||||||
Digital Realty Trust ‡ | 349,005 | 47,021,444 | ||||||
QTS Realty Trust, Cl A ‡ | 83,471 | 5,185,219 | ||||||
69,295,164 | ||||||||
TOTAL UNITED STATES | 1,279,065,322 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $1,175,544,798) | 1,472,012,241 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $1,175,544,798) | $ | 1,472,012,241 |
Percentages are based on Net Assets of $1,473,469,931.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cloud Computing ETF
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Data Center REITs & Digital Infrastructure ETF
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
AUSTRALIA— 3.5% | ||||||||
Information Technology — 3.5% | ||||||||
NEXTDC * | 49,006 | $ | 424,932 | |||||
CHINA— 12.4% | ||||||||
Communication Services — 4.6% | ||||||||
China Tower, Cl H | 3,774,500 | 564,421 | ||||||
Information Technology — 7.8% | ||||||||
21Vianet Group ADR * | 11,186 | 407,617 | ||||||
GDS Holdings ADR * | 5,373 | 548,905 | ||||||
956,522 | ||||||||
TOTAL CHINA | 1,520,943 | |||||||
HONG KONG— 0.6% | ||||||||
Information Technology — 0.6% | ||||||||
SUNeVision Holdings | 67,981 | 68,881 | ||||||
INDONESIA— 3.0% | ||||||||
Communication Services — 3.0% | ||||||||
Sarana Menara Nusantara | 2,634,768 | 234,058 | ||||||
Tower Bersama Infrastructure | 883,135 | 134,579 | ||||||
TOTAL INDONESIA | 368,637 | |||||||
SINGAPORE— 2.3% | ||||||||
Real Estate — 2.3% | ||||||||
Keppel ‡ | 140,530 | 288,522 | ||||||
TAIWAN— 2.2% | ||||||||
Information Technology — 2.2% | ||||||||
Winbond Electronics | 244,504 | 268,185 | ||||||
UNITED STATES— 75.8% | ||||||||
Communication Services — 0.7% | ||||||||
Radius Global Infrastructure, Cl A * | 6,549 | 81,077 | ||||||
Information Technology — 12.3% | ||||||||
Advanced Micro Devices * | 2,635 | 222,684 | ||||||
Microchip Technology | 1,608 | 245,429 | ||||||
Micron Technology * | 3,029 | 277,245 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Data Center REITs & Digital Infrastructure ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
NVIDIA | 447 | $ | 245,215 | |||||
Switch, Cl A | 10,650 | 184,671 | ||||||
Western Digital * | 4,889 | 335,043 | ||||||
1,510,287 | ||||||||
Real Estate — 62.8% | ||||||||
American Tower, Cl A ‡ | 6,722 | 1,452,826 | ||||||
CoreSite Realty ‡ | 4,551 | 553,902 | ||||||
Crown Castle International ‡ | 9,532 | 1,484,609 | ||||||
CyrusOne ‡ | 7,709 | 505,942 | ||||||
Digital Realty Trust ‡ | 8,194 | 1,103,978 | ||||||
Equinix ‡ | 2,110 | 1,367,997 | ||||||
QTS Realty Trust, Cl A ‡ | 6,867 | 426,578 | ||||||
SBA Communications, Cl A ‡ | 2,057 | 524,802 | ||||||
Uniti Group ‡ | 23,917 | 284,851 | ||||||
7,705,485 | ||||||||
TOTAL UNITED STATES | 9,296,849 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $12,549,715) | 12,236,949 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $12,549,715) | $ | 12,236,949 |
Percentages are based on Net Assets of $12,266,123.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cybersecurity ETF
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
ISRAEL— 6.5% | ||||||||
Information Technology — 6.5% | ||||||||
Check Point Software Technologies * | 356,564 | $ | 39,307,615 | |||||
Radware * | 447,244 | 11,655,179 | ||||||
Tufin Software Technologies * | 318,389 | 3,916,185 | ||||||
TOTAL ISRAEL | 54,878,979 | |||||||
JAPAN— 4.6% | ||||||||
Information Technology — 4.6% | ||||||||
Digital Arts | 136,747 | 12,540,062 | ||||||
Trend Micro | 555,890 | 26,714,443 | ||||||
TOTAL JAPAN | 39,254,505 | |||||||
SOUTH KOREA— 0.9% | ||||||||
Information Technology — 0.9% | ||||||||
Ahnlab | 96,736 | 7,559,787 | ||||||
UNITED KINGDOM— 3.8% | ||||||||
Information Technology — 3.8% | ||||||||
Avast | 4,923,561 | 31,802,214 | ||||||
UNITED STATES— 84.2% | ||||||||
Information Technology — 84.2% | ||||||||
A10 Networks * | 742,659 | 6,936,435 | ||||||
Crowdstrike Holdings, Cl A * | 311,194 | 67,217,905 | ||||||
CyberArk Software * | 299,036 | 43,907,456 | ||||||
FireEye * | 2,150,050 | 41,538,966 | ||||||
Fortinet * | 361,387 | 61,020,195 | ||||||
Mimecast * | 618,714 | 26,530,456 | ||||||
NortonLifeLock | 1,472,531 | 28,729,080 | ||||||
Okta, Cl A * | 185,315 | 48,450,607 | ||||||
OneSpan * | 390,762 | 9,128,200 | ||||||
Palo Alto Networks * | 177,005 | 63,422,662 | ||||||
Ping Identity Holding * | 785,616 | 18,406,983 | ||||||
Proofpoint * | 326,257 | 39,450,996 | ||||||
Qualys * | 344,418 | 33,463,653 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cybersecurity ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Rapid7 * | 473,027 | $ | 36,063,578 | |||||
Sailpoint Technologies Holdings * | 684,692 | 38,602,935 | ||||||
Tenable Holdings * | 827,656 | 33,859,407 | ||||||
Varonis Systems, Cl B * | 256,882 | 47,148,122 | ||||||
VirnetX Holding * | 687,607 | 4,785,745 | ||||||
Zix * | 551,682 | 4,071,413 | ||||||
Zscaler * | 288,181 | 59,085,750 | ||||||
TOTAL UNITED STATES | 711,820,544 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $887,644,237) | 845,316,029 | |||||||
TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $887,644,237) | $ | 845,316,029 |
Percentages are based on Net Assets of $845,153,865.
* | Non-income producing security. |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Artificial Intelligence & Technology ETF
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
BRAZIL— 0.7% | ||||||||
Consumer Discretionary — 0.3% | ||||||||
Afya, Cl A * | 24,151 | $ | 541,465 | |||||
Information Technology — 0.4% | ||||||||
StoneCo, Cl A * | 9,189 | 788,508 | ||||||
TOTAL BRAZIL | 1,329,973 | |||||||
CANADA— 4.1% | ||||||||
Industrials — 0.9% | ||||||||
Thomson Reuters | 20,244 | 1,759,001 | ||||||
Information Technology — 3.2% | ||||||||
Shopify, Cl A * | 4,910 | 6,289,563 | ||||||
TOTAL CANADA | 8,048,564 | |||||||
CHINA— 11.5% | ||||||||
Communication Services — 4.5% | ||||||||
Baidu ADR * | 11,108 | 3,148,674 | ||||||
Tencent Holdings | 66,807 | 5,705,510 | ||||||
8,854,184 | ||||||||
Consumer Discretionary — 5.5% | ||||||||
Alibaba Group Holding ADR * | 22,611 | 5,375,991 | ||||||
Meituan, Cl B * | 121,511 | 5,325,754 | ||||||
10,701,745 | ||||||||
Information Technology — 1.5% | ||||||||
21Vianet Group ADR * | 15,033 | 547,803 | ||||||
Canaan ADR * (A) | 121,986 | 1,849,308 | ||||||
ZTE, Cl H | 194,200 | 495,179 | ||||||
2,892,290 | ||||||||
TOTAL CHINA | 22,448,219 | |||||||
FINLAND— 0.3% | ||||||||
Information Technology — 0.3% | ||||||||
TietoEVRY | 17,227 | 536,135 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Artificial Intelligence & Technology ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
FRANCE— 0.2% | ||||||||
Communication Services — 0.2% | ||||||||
Ubisoft Entertainment * | 5,530 | $ | 453,618 | |||||
GERMANY— 4.3% | ||||||||
Industrials — 3.1% | ||||||||
Siemens | 39,094 | 6,072,937 | ||||||
Information Technology — 1.2% | ||||||||
Infineon Technologies | 53,222 | 2,325,628 | ||||||
TOTAL GERMANY | 8,398,565 | |||||||
ISRAEL— 0.8% | ||||||||
Information Technology — 0.8% | ||||||||
Cognyte Software * | 8,006 | 231,133 | ||||||
Tower Semiconductor * | 19,191 | 564,024 | ||||||
Wix.com * | 2,347 | 818,094 | ||||||
TOTAL ISRAEL | 1,613,251 | |||||||
ITALY— 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Amplifon | 14,148 | 566,703 | ||||||
JAPAN— 1.9% | ||||||||
Industrials — 1.7% | ||||||||
FANUC | 8,260 | 2,042,129 | ||||||
Fujikura * | 123,600 | 595,145 | ||||||
Toshiba | 20,290 | 638,943 | ||||||
3,276,217 | ||||||||
Information Technology — 0.2% | ||||||||
AI inside * (A) | 896 | 345,230 | ||||||
TOTAL JAPAN | 3,621,447 | |||||||
NETHERLANDS— 1.5% | ||||||||
Industrials — 0.4% | ||||||||
Wolters Kluwer | 10,884 | 867,697 | ||||||
Information Technology — 1.1% | ||||||||
NXP Semiconductors | 11,678 | 2,131,819 | ||||||
TOTAL NETHERLANDS | 2,999,516 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Artificial Intelligence & Technology ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SOUTH KOREA— 4.7% | ||||||||
Information Technology — 4.7% | ||||||||
Samsung Electronics | 73,370 | $ | 5,387,650 | |||||
SK Hynix | 29,676 | 3,737,565 | ||||||
TOTAL SOUTH KOREA | 9,125,215 | |||||||
SWEDEN— 0.8% | ||||||||
Information Technology — 0.8% | ||||||||
Telefonaktiebolaget LM Ericsson ADR | 125,101 | 1,567,516 | ||||||
SWITZERLAND— 0.7% | ||||||||
Information Technology — 0.7% | ||||||||
STMicroelectronics | 37,055 | 1,438,824 | ||||||
TAIWAN— 1.3% | ||||||||
Industrials — 0.3% | ||||||||
Bizlink Holding | 57,400 | 614,135 | ||||||
Information Technology — 1.0% | ||||||||
Acer | 682,000 | 657,453 | ||||||
Alchip Technologies | 18,080 | 574,483 | ||||||
Global Unichip | 39,800 | 641,601 | ||||||
1,873,537 | ||||||||
TOTAL TAIWAN | 2,487,672 | |||||||
UNITED KINGDOM— 1.0% | ||||||||
Industrials — 0.6% | ||||||||
Experian | 37,287 | 1,184,931 | ||||||
Information Technology — 0.4% | ||||||||
Dialog Semiconductor * | 9,185 | 717,979 | ||||||
TOTAL UNITED KINGDOM | 1,902,910 | |||||||
UNITED STATES— 65.7% | ||||||||
Communication Services — 11.9% | ||||||||
Alphabet, Cl A * | 3,124 | 6,316,447 | ||||||
Facebook, Cl A * | 21,554 | 5,552,741 | ||||||
Netflix * | 10,139 | 5,463,400 | ||||||
Snap, Cl A * | 50,321 | 3,304,077 | ||||||
Twitter * | 32,392 | 2,496,127 | ||||||
23,132,792 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Artificial Intelligence & Technology ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — 3.6% | ||||||||
Amazon.com * | 1,778 | $ | 5,499,230 | |||||
eBay | 28,398 | 1,602,215 | ||||||
7,101,445 | ||||||||
Health Care — 0.3% | ||||||||
ABIOMED * | 1,828 | 593,278 | ||||||
Industrials — 4.0% | ||||||||
Booz Allen Hamilton Holding, Cl A | 6,170 | 475,954 | ||||||
Hubbell, Cl B | 3,536 | 627,675 | ||||||
Nielsen Holdings | 26,877 | 602,314 | ||||||
Rockwell Automation | 4,734 | 1,151,688 | ||||||
Uber Technologies * | 75,478 | 3,905,987 | ||||||
Verisk Analytics, Cl A | 6,610 | 1,083,048 | ||||||
7,846,666 | ||||||||
Information Technology — 45.9% | ||||||||
Accenture, Cl A | 22,799 | 5,720,269 | ||||||
Adobe * | 12,457 | 5,726,109 | ||||||
Apple | 42,962 | 5,209,572 | ||||||
Cadence Design Systems * | 11,356 | 1,602,218 | ||||||
Cisco Systems | 130,354 | 5,848,984 | ||||||
Cornerstone OnDemand * | 13,618 | 687,981 | ||||||
Datadog, Cl A * | 8,459 | 807,073 | ||||||
DXC Technology * | 19,982 | 503,946 | ||||||
FireEye * | 25,888 | 500,156 | ||||||
Genpact | 14,369 | 581,082 | ||||||
Hewlett Packard Enterprise | 52,543 | 765,026 | ||||||
Intel | 94,134 | 5,721,465 | ||||||
International Business Machines | 36,335 | 4,321,322 | ||||||
Microsoft | 26,138 | 6,073,948 | ||||||
NVIDIA | 10,606 | 5,818,239 | ||||||
Okta, Cl A * | 4,932 | 1,289,471 | ||||||
Oracle | 96,061 | 6,196,895 | ||||||
Pegasystems | 4,101 | 542,767 | ||||||
PROS Holdings * | 13,902 | 658,955 | ||||||
QUALCOMM | 35,693 | 4,861,030 | ||||||
salesforce.com * | 26,473 | 5,731,404 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Artificial Intelligence & Technology ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Seagate Technology | 10,445 | $ | 764,887 | |||||
ServiceNow * | 7,952 | 4,242,074 | ||||||
Smartsheet, Cl A * | 8,302 | 574,914 | ||||||
Splunk * | 6,577 | 940,577 | ||||||
Super Micro Computer * | 17,328 | 565,413 | ||||||
Synopsys * | 6,239 | 1,529,865 | ||||||
Teradata * | 22,547 | 904,135 | ||||||
Trade Desk, Cl A * | 1,713 | 1,379,633 | ||||||
Twilio, Cl A * | 5,718 | 2,246,488 | ||||||
Ubiquiti | 2,556 | 815,159 | ||||||
Verint Systems * | 8,186 | 403,488 | ||||||
Viasat * | 14,984 | 766,282 | ||||||
Workday, Cl A * | 7,337 | 1,798,886 | ||||||
Xilinx * | 9,978 | 1,300,133 | ||||||
Zebra Technologies, Cl A * | 2,170 | 1,083,763 | ||||||
Zscaler * | 5,461 | 1,119,669 | ||||||
89,603,278 | ||||||||
TOTAL UNITED STATES | 128,277,459 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $177,569,244) | 194,815,587 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 0.9% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $1,698,946) | 1,698,946 | 1,698,946 | ||||||
TOTAL INVESTMENTS — 100.7% | ||||||||
(Cost $179,268,190) | $ | 196,514,533 |
Percentages are based on Net Assets of $195,205,820.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $1,589,333. |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Artificial Intelligence & Technology ETF
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $1,698,946. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Millennial Consumer ETF†
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
UNITED STATES— 99.9% | ||||||||
Communication Services — 30.9% | ||||||||
Activision Blizzard | 41,162 | $ | 3,935,499 | |||||
Alphabet, Cl A * | 2,076 | 4,197,485 | ||||||
Cargurus, Cl A * | 13,089 | 339,660 | ||||||
Cars.com * | 56,075 | 654,395 | ||||||
Facebook, Cl A * | 14,431 | 3,717,714 | ||||||
IAC * | 6,935 | 1,697,896 | ||||||
iHeartMedia * | 38,343 | 539,486 | ||||||
Live Nation Entertainment * | 18,808 | 1,671,279 | ||||||
Match Group * | 21,358 | 3,264,570 | ||||||
Netflix * | 6,779 | 3,652,864 | ||||||
Snap, Cl A * | 102,201 | 6,710,519 | ||||||
Spotify Technology * | 16,301 | 5,010,601 | ||||||
TripAdvisor * | 14,378 | 713,436 | ||||||
Twitter * | 68,740 | 5,297,105 | ||||||
Walt Disney * | 24,874 | 4,702,181 | ||||||
Yelp, Cl A * | 11,555 | 435,739 | ||||||
Zillow Group, Cl A * | 6,464 | 1,097,716 | ||||||
Zynga, Cl A * | 83,794 | 934,303 | ||||||
48,572,448 | ||||||||
Consumer Discretionary — 39.1% | ||||||||
Amazon.com * | 1,239 | 3,832,140 | ||||||
AutoNation * | 8,253 | 619,140 | ||||||
Bed Bath & Beyond * | 43,894 | 1,178,993 | ||||||
Booking Holdings * | 1,828 | 4,256,517 | ||||||
Bright Horizons Family Solutions * | 5,106 | 815,224 | ||||||
Capri Holdings * | 18,144 | 846,780 | ||||||
CarMax * | 14,299 | 1,708,873 | ||||||
Carter’s * | 3,812 | 318,188 | ||||||
Carvana, Cl A * | 5,598 | 1,587,033 | ||||||
Chegg * | 10,863 | 1,048,605 | ||||||
Children’s Place Retail Stores * | 11,026 | 763,551 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Millennial Consumer ETF†
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Chipotle Mexican Grill, Cl A * | 2,440 | $ | 3,518,480 | |||||
Columbia Sportswear | 5,905 | 608,628 | ||||||
Designer Brands, Cl A * | 47,658 | 595,248 | ||||||
Dick’s Sporting Goods | 9,839 | 702,209 | ||||||
eBay | 76,162 | 4,297,061 | ||||||
Etsy * | 10,338 | 2,277,151 | ||||||
Expedia Group * | 11,788 | 1,897,868 | ||||||
GoPro, Cl A * | 91,654 | 689,238 | ||||||
Graham Holdings, Cl B | 704 | 422,984 | ||||||
Groupon, Cl A * | 13,907 | 603,564 | ||||||
Grubhub * | 8,035 | 514,802 | ||||||
Home Depot | 12,897 | 3,331,811 | ||||||
L Brands * | 24,191 | 1,322,280 | ||||||
Laureate Education, Cl A * | 25,246 | 347,133 | ||||||
Lowe’s | 26,644 | 4,256,380 | ||||||
Lululemon Athletica * | 10,897 | 3,396,377 | ||||||
NIKE, Cl B | 29,469 | 3,971,832 | ||||||
Peloton Interactive, Cl A * | 9,118 | 1,098,445 | ||||||
Planet Fitness, Cl A * | 6,997 | 602,372 | ||||||
Skechers USA, Cl A * | 11,757 | 430,306 | ||||||
Starbucks | 35,130 | 3,795,094 | ||||||
Strategic Education | 1,948 | 177,112 | ||||||
Stride * | 10,772 | 259,067 | ||||||
Under Armour, Cl A * | 25,666 | 561,829 | ||||||
VF | 34,653 | 2,742,092 | ||||||
Wayfair, Cl A * | 5,900 | 1,704,982 | ||||||
WW International * | 13,264 | 391,155 | ||||||
61,490,544 | ||||||||
Consumer Staples — 1.9% | ||||||||
Costco Wholesale | 8,216 | 2,719,496 | ||||||
Sprouts Farmers Market * | 13,243 | 279,560 | ||||||
2,999,056 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Millennial Consumer ETF†
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — 1.3% | ||||||||
Blucora * | 19,483 | $ | 315,625 | |||||
LendingClub * | 31,122 | 335,184 | ||||||
LendingTree * | 1,344 | 361,361 | ||||||
Nelnet, Cl A | 5,517 | 400,534 | ||||||
SLM | 36,941 | 583,298 | ||||||
1,996,002 | ||||||||
Industrials — 4.6% | ||||||||
Avis Budget Group * | 17,354 | 964,015 | ||||||
Lyft, Cl A * | 26,115 | 1,454,606 | ||||||
Uber Technologies * | 93,307 | 4,828,636 | ||||||
7,247,257 | ||||||||
Information Technology — 16.4% | ||||||||
2U * | 11,519 | 456,498 | ||||||
Apple | 37,817 | 4,585,689 | ||||||
Fiserv * | 25,546 | 2,947,242 | ||||||
Intuit | 10,214 | 3,984,890 | ||||||
PayPal Holdings * | 23,929 | 6,217,951 | ||||||
Pluralsight, Cl A * | 21,737 | 447,565 | ||||||
Square, Cl A * | 31,144 | 7,164,054 | ||||||
25,803,889 | ||||||||
Real Estate — 5.7% | ||||||||
American Campus Communities ‡ | 12,051 | 493,609 | ||||||
AvalonBay Communities ‡ | 12,353 | 2,171,040 | ||||||
Camden Property Trust ‡ | 8,741 | 910,375 | ||||||
Centerspace ‡ | 4,689 | 321,806 | ||||||
Equity Residential ‡ | 32,647 | 2,135,440 | ||||||
Independence Realty Trust ‡ | 29,448 | 413,450 | ||||||
Invitation Homes ‡ | 47,544 | 1,385,432 | ||||||
UDR ‡ | 26,100 | 1,074,537 | ||||||
8,905,689 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Millennial Consumer ETF†
Value | ||||
COMMON STOCK — continued | ||||
TOTAL UNITED STATES | $ | 157,014,885 | ||
TOTAL COMMON STOCK | ||||
(Cost $114,462,595) | 157,014,885 | |||
TOTAL INVESTMENTS — 99.9% | ||||
(Cost $114,462,595) | $ | 157,014,885 |
Percentages are based on Net Assets of $157,205,902. | ||||
† | Effective April 1, 2021, the name of the Fund changed from Global X Millennials Thematic ETF to Global X Millenial Consumer ETF. |
* | Non-income producing security. |
‡ | Real Estate Investment Trust
|
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or ou of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Education ETF
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA— 5.2% | ||||||||
Consumer Discretionary — 5.2% | ||||||||
G8 Education * | 82,716 | $ | 68,841 | |||||
IDP Education | 27,324 | 576,663 | ||||||
TOTAL AUSTRALIA | 645,504 | |||||||
BRAZIL— 2.2% | ||||||||
Consumer Discretionary — 2.2% | ||||||||
Arco Platform, Cl A * | 2,975 | 105,761 | ||||||
YDUQS Participacoes | 30,100 | 162,678 | ||||||
TOTAL BRAZIL | 268,439 | |||||||
CHINA— 32.5% | ||||||||
Consumer Discretionary — 32.5% | ||||||||
China East Education Holdings | 216,200 | 486,616 | ||||||
GSX Techedu ADR * | 6,850 | 704,523 | ||||||
Koolearn Technology Holding * | 92,600 | 259,034 | ||||||
New Oriental Education & Technology Group ADR * | 6,170 | 1,095,915 | ||||||
Puxin ADR * | 8,608 | 61,031 | ||||||
RISE Education Cayman ADR * | 5,553 | 32,985 | ||||||
Scholar Education Group | 54,400 | 76,859 | ||||||
TAL Education Group ADR * | 15,988 | 1,239,710 | ||||||
Youdao ADR * | 2,232 | 71,446 | ||||||
TOTAL CHINA | 4,028,119 | |||||||
JAPAN— 5.0% | ||||||||
Communication Services — 1.0% | ||||||||
Gakken Holdings | 4,047 | 60,208 | ||||||
V-Cube | 2,722 | 66,504 | ||||||
126,712 | ||||||||
Consumer Discretionary — 2.8% | ||||||||
Benesse Holdings | 10,050 | 202,717 | ||||||
Media Do | 1,442 | 74,983 | ||||||
RareJob * | 910 | 17,049 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Education ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Riso Kyoiku | 15,465 | $ | 46,305 | |||||
341,054 | ||||||||
Industrials — 0.7% | ||||||||
Insource | 4,180 | 86,001 | ||||||
Information Technology — 0.5% | ||||||||
Edulab * | 964 | 63,157 | ||||||
TOTAL JAPAN | 616,924 | |||||||
NORWAY— 4.4% | ||||||||
Communication Services — 4.4% | ||||||||
Kahoot! * | 43,925 | 544,727 | ||||||
SOUTH KOREA— 0.5% | ||||||||
Consumer Discretionary — 0.5% | ||||||||
MegaStudyEdu | 1,180 | 55,980 | ||||||
UNITED KINGDOM— 5.9% | ||||||||
Communication Services — 5.9% | ||||||||
Pearson | 70,043 | 735,429 | ||||||
UNITED STATES— 44.2% | ||||||||
Communication Services — 5.6% | ||||||||
Bandwidth, Cl A * | 2,302 | 364,545 | ||||||
John Wiley & Sons, Cl A | 4,593 | 241,959 | ||||||
Scholastic | 3,221 | 92,765 | ||||||
699,269 | ||||||||
Consumer Discretionary — 17.1% | ||||||||
Bright Horizons Family Solutions * | 5,417 | 864,878 | ||||||
Chegg * | 11,153 | 1,076,599 | ||||||
Houghton Mifflin Harcourt * | 12,370 | 75,457 | ||||||
Stride * | 4,092 | 98,413 | ||||||
2,115,347 | ||||||||
Information Technology — 21.5% | ||||||||
2U * | 7,008 | 277,727 | ||||||
8x8 * | 11,584 | 396,289 | ||||||
Brightcove * | 4,411 | 96,071 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Education ETF
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Pluralsight, Cl A * | 11,003 | $ | 226,552 | |||||
RingCentral, Cl A * | 1,686 | 637,578 | ||||||
Slack Technologies, Cl A * | 16,699 | 683,490 | ||||||
Zoom Video Communications, Cl A * | 919 | 343,347 | ||||||
2,661,054 | ||||||||
TOTAL UNITED STATES | 5,475,670 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $11,189,313) | 12,370,792 | |||||||
U.S. TREASURY OBLIGATION — 8.1% | ||||||||
United States Treasury Bill | ||||||||
0.010%, 03/16/21(A) | ||||||||
(Cost $999,996) | $ | 1,000,000 | 999,986 | |||||
TOTAL INVESTMENTS — 108.0% | ||||||||
(Cost $12,189,309) | $ | 13,370,778 |
Percentages are based on Net Assets of $12,375,630.
* | Non-income producing security. |
(A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
ADR — American Depositary Receipt |
Cl — Class |
The following is a summary of the level of inputs used as of February 28, 2021, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 12,370,792 | $ | — | $ | — | $ | 12,370,792 | ||||||||
U.S. Treasury Obligation | — | 999,986 | — | 999,986 | ||||||||||||
Total Investments in Securities | $ | 12,370,792 | $ | 999,986 | $ | — | $ | 13,370,778 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Education ETF
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cannabis ETF |
Shares | Value | |||||||
COMMON STOCK — 100.2% | ||||||||
AUSTRALIA— 4.1% | ||||||||
Health Care — 4.1% | ||||||||
Cann Group * (A) | 8,112,382 | $ | 3,956,769 | |||||
Creso Pharma * | 26,600,266 | 4,324,711 | ||||||
TOTAL AUSTRALIA | 8,281,480 | |||||||
CANADA— 76.0% | ||||||||
Consumer Discretionary — 3.5% | ||||||||
Fire & Flower Holdings * (A) | 4,383,977 | 4,501,714 | ||||||
Namaste Technologies * (A) | 10,176,452 | 2,612,438 | ||||||
7,114,152 | ||||||||
Financials — 5.2% | ||||||||
RIV Capital * | 4,427,828 | 10,597,408 | ||||||
Health Care — 67.3% | ||||||||
Aleafia Health * (A) | 9,409,818 | 5,054,247 | ||||||
Aphria * | 1,079,215 | 19,376,428 | ||||||
Aurora Cannabis * (A) | 1,177,351 | 12,385,733 | ||||||
Auxly Cannabis Group * (A) | 19,629,795 | 5,271,825 | ||||||
Canopy Growth * | 327,500 | 10,839,060 | ||||||
Cronos Group * | 1,270,639 | 13,348,735 | ||||||
Green Organic Dutchman Holdings * (A) | 15,530,202 | 4,416,171 | ||||||
HEXO * (A) | 1,158,970 | 8,101,806 | ||||||
MediPharm Labs * (A) | 4,175,518 | 2,143,828 | ||||||
Organigram Holdings * (A) | 4,031,033 | 12,545,237 | ||||||
PharmaCielo * (A) | 2,574,534 | 4,921,305 | ||||||
Sundial Growers * | 9,059,581 | 12,049,243 | ||||||
Supreme Cannabis * (A) | 16,128,068 | 3,630,726 | ||||||
Tilray, Cl 2 * (A) | 725,719 | 17,678,515 | ||||||
Valens * (A) | 3,495,017 | 4,775,971 | ||||||
136,538,830 | ||||||||
TOTAL CANADA | 154,250,390 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cannabis ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM— 9.1% | ||||||||
Health Care — 9.1% | ||||||||
GW Pharmaceuticals ADR * | 86,136 | $ | 18,454,638 | |||||
UNITED STATES— 11.0% | ||||||||
Health Care — 11.0% | ||||||||
cbdMD * (A) | 1,007,845 | 3,769,340 | ||||||
Charlottes Web Holdings * (A) | 1,837,307 | 8,678,591 | ||||||
Corbus Pharmaceuticals Holdings * (A) | 2,644,501 | 5,765,012 | ||||||
Zynerba Pharmaceuticals * | 920,002 | 4,135,409 | ||||||
TOTAL UNITED STATES | 22,348,352 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $227,132,423) | 203,334,860 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 21.9% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $44,367,342) | 44,367,342 | 44,367,342 | ||||||
TOTAL INVESTMENTS — 122.1% | ||||||||
(Cost $271,499,765) | $ | 247,702,202 |
Percentages are based on Net Assets of $202,829,049.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $41,963,964. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $44,367,342. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Cannabis ETF |
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Genomics & Biotechnology ETF |
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
CHINA— 1.9% | ||||||||
Health Care — 1.9% | ||||||||
Genscript Biotech * | 2,148,518 | $ | 3,705,798 | |||||
FRANCE— 1.0% | ||||||||
Health Care — 1.0% | ||||||||
Cellectis ADR * (A) | 86,485 | 1,859,427 | ||||||
JAPAN— 1.3% | ||||||||
Health Care — 1.3% | ||||||||
Takara Bio | 94,980 | 2,582,664 | ||||||
NETHERLANDS— 1.4% | ||||||||
Health Care — 1.4% | ||||||||
uniQure * | 72,930 | 2,676,531 | ||||||
SWITZERLAND— 4.1% | ||||||||
Health Care — 4.1% | ||||||||
CRISPR Therapeutics * | 64,385 | 8,092,551 | ||||||
UNITED STATES— 90.3% | ||||||||
Health Care — 90.3% | ||||||||
Adverum Biotechnologies * | 175,806 | 2,255,591 | ||||||
Agilent Technologies | 59,934 | 7,316,143 | ||||||
Allogene Therapeutics * | 138,942 | 4,822,677 | ||||||
Alnylam Pharmaceuticals * | 48,775 | 7,223,577 | ||||||
Arrowhead Pharmaceuticals * | 102,600 | 8,173,116 | ||||||
BioMarin Pharmaceutical * | 81,955 | 6,345,776 | ||||||
Bluebird Bio * | 116,520 | 3,623,772 | ||||||
Blueprint Medicines * | 58,486 | 5,744,495 | ||||||
CareDx * | 97,200 | 7,686,576 | ||||||
Dicerna Pharmaceuticals * | 133,206 | 3,593,898 | ||||||
Editas Medicine, Cl A * | 125,967 | 5,524,913 | ||||||
Gilead Sciences | 52,076 | 3,197,466 | ||||||
Homology Medicines * | 60,408 | 648,782 | ||||||
Illumina * | 19,665 | 8,640,998 | ||||||
Intellia Therapeutics * | 100,994 | 6,106,097 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Genomics & Biotechnology ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Invitae * | 137,784 | $ | 5,529,272 | |||||
Luminex | 88,748 | 2,886,085 | ||||||
Myriad Genetics * | 148,882 | 4,539,412 | ||||||
NanoString Technologies * | 87,871 | 6,132,517 | ||||||
Natera * | 91,495 | 10,621,654 | ||||||
Pacific Biosciences of California * | 333,208 | 10,186,168 | ||||||
Precision BioSciences * | 86,210 | 1,031,072 | ||||||
PTC Therapeutics * | 116,188 | 6,634,335 | ||||||
QIAGEN * | 125,493 | 6,274,650 | ||||||
REGENXBIO * | 69,611 | 2,847,786 | ||||||
Rocket Pharmaceuticals * | 104,686 | 5,818,448 | ||||||
Sangamo Therapeutics * | 238,894 | 2,744,892 | ||||||
Sarepta Therapeutics * | 43,410 | 3,779,275 | ||||||
Sorrento Therapeutics * (A) | 464,170 | 4,488,524 | ||||||
Ultragenyx Pharmaceutical * | 64,179 | 9,083,896 | ||||||
Veracyte * | 114,451 | 6,645,025 | ||||||
Vertex Pharmaceuticals * | 14,658 | 3,115,558 | ||||||
Voyager Therapeutics * | 49,778 | 282,241 | ||||||
WaVe Life Sciences * | 81,480 | 766,727 | ||||||
ZIOPHARM Oncology * | 411,391 | 2,192,714 | ||||||
TOTAL UNITED STATES | 176,504,128 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $181,950,276) | 195,421,099 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 2.5% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $4,997,077) | 4,997,077 | 4,997,077 | ||||||
TOTAL INVESTMENTS — 102.5% | ||||||||
(Cost $186,947,353) | $ | 200,418,176 |
Percentages are based on Net Assets of $195,445,693.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Genomics & Biotechnology ETF |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $3,481,214. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $4,997,077. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X China Biotech Innovation ETF |
Shares | Value | |||||||
COMMON STOCK — 99.7% | ||||||||
CHINA— 95.2% | ||||||||
Consumer Staples — 3.9% | ||||||||
Fu Jian Anjoy Foods, Cl A | 5,100 | $ | 174,782 | |||||
Fujian Aonong Biological Technology Group, Cl A | 11,320 | 25,680 | ||||||
200,462 | ||||||||
Health Care — 91.3% | ||||||||
3SBio * | 72,900 | 72,549 | ||||||
Anhui Anke Biotechnology Group, Cl A | 68,900 | 155,560 | ||||||
Ascentage Pharma Group International * | 5,500 | 24,213 | ||||||
BeiGene ADR * | 1,242 | 397,440 | ||||||
Beijing SL Pharmaceutical, Cl A | 27,600 | 39,442 | ||||||
Beijing Tiantan Biological Products, Cl A | 22,257 | 120,527 | ||||||
Berry Genomics, Cl A * | 7,855 | 46,804 | ||||||
BGI Genomics, Cl A * | 10,238 | 218,037 | ||||||
Changchun High & New Technology Industry Group, Cl A | 6,600 | 428,725 | ||||||
China Biologic Products Holdings * | 1,000 | 119,540 | ||||||
Da An Gene of Sun Yat-Sen University, Cl A | 25,700 | 134,690 | ||||||
Genscript Biotech * | 52,550 | 90,639 | ||||||
Getein Biotech, Cl A | 4,900 | 23,593 | ||||||
Hualan Biological Engineering, Cl A | 26,900 | 177,594 | ||||||
Jinyu Bio-Technology, Cl A | 47,900 | 154,052 | ||||||
Joinn Laboratories China, Cl A | 3,900 | 82,835 | ||||||
PharmaBlock Sciences Nanjing, Cl A | 7,255 | 190,504 | ||||||
Shanghai Haohai Biological Technology, Cl H | 2,300 | 17,167 | ||||||
Shanghai RAAS Blood Products, Cl A | 80,400 | 94,795 | ||||||
Shenzhen Kangtai Biological Products, Cl A | 14,471 | 341,796 | ||||||
Shenzhen Neptunus Bioengineering, Cl A * | 71,900 | 35,951 | ||||||
Shenzhen Weiguang Biological Products, Cl A | 1,900 | 14,599 | ||||||
Sichuan Kelun Pharmaceutical, Cl A | 40,900 | 136,968 | ||||||
Viva Biotech Holdings | 41,000 | 35,464 | ||||||
Walvax Biotechnology, Cl A | 51,500 | 364,085 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X China Biotech Innovation ETF |
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Wuxi Biologics Cayman * | 38,600 | $ | 477,938 | |||||
Zai Lab ADR * | 2,474 | 364,964 | ||||||
Zhejiang Wolwo Bio-Pharmaceutical, Cl A | 23,400 | 271,381 | ||||||
4,631,852 | ||||||||
TOTAL CHINA | 4,832,314 | |||||||
HONG KONG— 4.5% | ||||||||
Health Care — 4.5% | ||||||||
Sino Biopharmaceutical | 203,100 | 225,947 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $5,011,552) | 5,058,261 | |||||||
U.S. TREASURY OBLIGATION — 9.9% | ||||||||
United States Treasury Bill | ||||||||
0.010%, 03/16/21(A) | ||||||||
(Cost $499,998) | $ | 500,000 | 499,993 | |||||
TOTAL INVESTMENTS — 109.6% | ||||||||
(Cost $5,511,550) | $ | 5,558,254 |
Percentages are based on Net Assets of $5,071,143.
* | Non-income producing security. |
(A) | The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
ADR — American Depository Receipt |
Cl — Class |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X China Biotech Innovation ETF |
The following is a summary of the level of inputs used as of February 28, 2021, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 5,058,261 | $ | — | $ | — | $ | 5,058,261 | ||||||||
U.S. Treasury Obligation | — | 499,993 | — | 499,993 | ||||||||||||
Total Investments in Securities | $ | 5,058,261 | $ | 499,993 | $ | — | $ | 5,558,254 | ||||||||
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Telemedicine & Digital Health ETF |
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
AUSTRALIA— 1.1% | ||||||||
Health Care — 1.1% | ||||||||
Pro Medicus | 263,305 | $ | 9,040,751 | |||||
CHINA— 7.9% | ||||||||
Health Care — 7.9% | ||||||||
Alibaba Health Information Technology * | 9,809,900 | 32,879,450 | ||||||
Ping An Healthcare and Technology * | 2,067,800 | 29,881,387 | ||||||
TOTAL CHINA | 62,760,837 | |||||||
GERMANY— 1.8% | ||||||||
Health Care — 1.8% | ||||||||
CompuGroup Medical & KgaA | 162,286 | 14,005,456 | ||||||
JAPAN— 3.9% | ||||||||
Health Care — 3.9% | ||||||||
M3 | 396,707 | 31,370,907 | ||||||
NETHERLANDS— 2.5% | ||||||||
Consumer Discretionary — 2.5% | ||||||||
Shop Apotheke Europe * | 83,090 | 20,322,184 | ||||||
UNITED STATES— 82.6% | ||||||||
Financials — 1.1% | ||||||||
eHealth * | 148,373 | 8,816,324 | ||||||
Health Care — 76.8% | ||||||||
1Life Healthcare * | 392,629 | 18,653,804 | ||||||
Agilent Technologies | 265,211 | 32,374,307 | ||||||
Allscripts Healthcare Solutions * | 968,486 | 14,943,739 | ||||||
Cerner | 381,626 | 26,385,622 | ||||||
Change Healthcare * | 1,393,732 | 31,874,651 | ||||||
Codexis * | 339,643 | 7,509,507 | ||||||
Computer Programs and Systems * | 81,950 | 2,577,327 | ||||||
DexCom * | 77,229 | 30,720,152 | ||||||
Evolent Health, Cl A * | 513,886 | 10,354,803 | ||||||
Guardant Health * | 244,033 | 35,916,777 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Telemedicine & Digital Health ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Illumina * | 87,063 | $ | 38,256,353 | |||||
Inovalon Holdings, Cl A * | 449,533 | 11,040,530 | ||||||
Insulet * | 118,024 | 30,580,018 | ||||||
Invitae * | 609,661 | 24,465,696 | ||||||
iRhythm Technologies * | 121,341 | 19,523,767 | ||||||
Laboratory Corp of America Holdings * | 132,137 | 31,700,987 | ||||||
NeoGenomics * | 645,980 | 32,925,600 | ||||||
NextGen Healthcare * | 329,864 | 6,168,457 | ||||||
Omnicell * | 256,548 | 32,555,941 | ||||||
Ontrak * (A) | 44,187 | 2,604,382 | ||||||
OptimizeRx * | 100,453 | 5,342,091 | ||||||
Personalis * | 134,893 | 4,158,751 | ||||||
Phreesia * | 189,952 | 11,634,560 | ||||||
Premier, Cl A | 737,385 | 24,938,361 | ||||||
R1 RCM * | 695,238 | 19,216,378 | ||||||
SmileDirectClub, Cl A * | 453,422 | 5,259,695 | ||||||
Tabula Rasa HealthCare * (A) | 127,092 | 5,153,581 | ||||||
Tandem Diabetes Care * | 239,983 | 23,035,968 | ||||||
Teladoc Health * | 118,794 | 26,264,165 | ||||||
Veeva Systems, Cl A * | 93,841 | 26,285,803 | ||||||
Veracyte * | 333,390 | 19,356,624 | ||||||
611,778,397 | ||||||||
Information Technology — 4.7% | ||||||||
Nuance Communications * | 836,142 | 37,291,933 | ||||||
TOTAL UNITED STATES | 657,886,654 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $703,332,088) | 795,386,789 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Telemedicine & Digital Health ETF |
Shares | Value | |||||||
SHORT-TERM INVESTMENT(B)(C) — 0.6% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $4,684,854) | 4,684,854 | $ | 4,684,854 | |||||
TOTAL INVESTMENTS — 100.4% | ||||||||
(Cost $708,016,942) | $ | 800,071,643 |
Percentages are based on Net Assets of $796,550,324.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $3,562,634. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $4,684,854. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Aging Population ETF† |
Shares | Value | |||||||
COMMON STOCK — 99.7% | ||||||||
AUSTRALIA— 0.7% | ||||||||
Health Care — 0.7% | ||||||||
Cochlear | 1,835 | $ | 300,340 | |||||
BELGIUM— 1.4% | ||||||||
Health Care — 1.4% | ||||||||
UCB | 5,580 | 558,366 | ||||||
CANADA— 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Chartwell Retirement Residences | 13,649 | 118,054 | ||||||
CHINA— 4.5% | ||||||||
Health Care — 4.5% | ||||||||
BeiGene ADR * | 2,214 | 708,480 | ||||||
Hansoh Pharmaceutical Group * | 165,900 | 844,754 | ||||||
Luye Pharma Group | 185,847 | 125,537 | ||||||
Venus MedTech Hangzhou, Cl H * | 14,000 | 123,986 | ||||||
TOTAL CHINA | 1,802,757 | |||||||
DENMARK— 6.5% | ||||||||
Health Care — 6.5% | ||||||||
Demant * | 7,013 | 290,651 | ||||||
Genmab * | 1,867 | 630,841 | ||||||
GN Store Nord | 4,065 | 343,713 | ||||||
H Lundbeck | 5,731 | 219,558 | ||||||
Novo Nordisk, Cl B | 15,635 | 1,117,706 | ||||||
TOTAL DENMARK | 2,602,469 | |||||||
FRANCE— 2.0% | ||||||||
Health Care — 2.0% | ||||||||
BioMerieux | 3,397 | 433,768 | ||||||
Korian | 3,665 | 128,119 | ||||||
Orpea * | 1,853 | 223,747 | ||||||
TOTAL FRANCE | 785,634 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Aging Population ETF† |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
GERMANY— 1.5% | ||||||||
Health Care — 1.5% | ||||||||
Fresenius Medical Care & KGaA | 8,723 | $ | 607,326 | |||||
IRELAND— 0.3% | ||||||||
Health Care — 0.3% | ||||||||
Amarin ADR * | 15,856 | 106,869 | ||||||
ITALY— 0.6% | ||||||||
Health Care — 0.6% | ||||||||
Amplifon | 6,458 | 258,677 | ||||||
JAPAN— 5.6% | ||||||||
Health Care — 5.6% | ||||||||
Chugai Pharmaceutical | 22,018 | 984,341 | ||||||
H.U. Group Holdings | 4,402 | 136,142 | ||||||
Kissei Pharmaceutical | 3,873 | 77,140 | ||||||
Mochida Pharmaceutical | 2,370 | 88,091 | ||||||
Nipro | 8,675 | 107,725 | ||||||
Terumo | 21,776 | 807,556 | ||||||
Toho Holdings | 4,313 | 74,528 | ||||||
TOTAL JAPAN | 2,275,523 | |||||||
NEW ZEALAND— 0.4% | ||||||||
Health Care — 0.4% | ||||||||
Ryman Healthcare | 14,351 | 152,867 | ||||||
SOUTH KOREA— 2.7% | ||||||||
Health Care — 2.7% | ||||||||
Celltrion * | 3,949 | 1,045,627 | ||||||
Helixmith * | 2,370 | 50,838 | ||||||
TOTAL SOUTH KOREA | 1,096,465 | |||||||
SPAIN— 0.5% | ||||||||
Health Care — 0.5% | ||||||||
Pharma Mar | 1,633 | 217,242 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Aging Population ETF† |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SWEDEN— 0.7% | ||||||||
Health Care — 0.7% | ||||||||
Attendo * | 23,781 | $ | 130,964 | |||||
Elekta, Cl B | 10,491 | 142,189 | ||||||
TOTAL SWEDEN | 273,153 | |||||||
SWITZERLAND— 5.4% | ||||||||
Health Care — 5.4% | ||||||||
Alcon | 14,035 | 969,567 | ||||||
Medacta Group * | 1,522 | 174,173 | ||||||
Sonova Holding * | 1,859 | 478,046 | ||||||
Straumann Holding | 451 | 547,497 | ||||||
TOTAL SWITZERLAND | 2,169,283 | |||||||
UNITED KINGDOM— 1.2% | ||||||||
Health Care — 1.2% | ||||||||
Smith & Nephew | 24,903 | 482,386 | ||||||
UNITED STATES— 65.4% | ||||||||
Health Care — 60.2% | ||||||||
AbbVie | 11,764 | 1,267,454 | ||||||
ABIOMED * | 1,295 | 420,292 | ||||||
ACADIA Pharmaceuticals * | 4,444 | 217,623 | ||||||
Aerie Pharmaceuticals * | 6,879 | 126,505 | ||||||
Agios Pharmaceuticals * | 2,255 | 106,977 | ||||||
Align Technology * | 2,261 | 1,282,235 | ||||||
Alkermes * | 5,817 | 110,756 | ||||||
Amedisys * | 927 | 235,124 | ||||||
Amgen | 4,248 | 955,460 | ||||||
Becton Dickinson | 3,726 | 898,525 | ||||||
Biogen Idec * | 2,912 | 794,627 | ||||||
Bluebird Bio * | 2,142 | 66,616 | ||||||
Blueprint Medicines * | 1,499 | 147,232 | ||||||
Boston Scientific * | 26,300 | 1,019,914 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Aging Population ETF† |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Bristol-Myers Squibb | 15,863 | $ | 972,878 | |||||
Brookdale Senior Living * | 28,960 | 168,547 | ||||||
DaVita * | 3,593 | 366,953 | ||||||
DENTSPLY SIRONA | 6,343 | 336,623 | ||||||
DexCom * | 2,617 | 1,040,990 | ||||||
Edwards Lifesciences * | 13,381 | 1,111,961 | ||||||
Ensign Group | 2,483 | 203,656 | ||||||
Envista Holdings * | 5,614 | 216,364 | ||||||
Epizyme * | 5,471 | 52,467 | ||||||
Exact Sciences * | 4,302 | 585,588 | ||||||
Exelixis * | 8,752 | 189,568 | ||||||
FibroGen * | 2,548 | 127,476 | ||||||
Glaukos * | 2,828 | 267,416 | ||||||
Halozyme Therapeutics * | 5,208 | 235,662 | ||||||
Incyte * | 6,220 | 489,265 | ||||||
Inogen * | 1,792 | 94,062 | ||||||
Insulet * | 1,784 | 462,234 | ||||||
Integer Holdings * | 1,445 | 127,435 | ||||||
Integra LifeSciences Holdings * | 2,422 | 165,519 | ||||||
Ionis Pharmaceuticals * | 3,995 | 209,338 | ||||||
LHC Group * | 902 | 163,902 | ||||||
LivaNova * | 1,913 | 148,334 | ||||||
Medtronic | 9,304 | 1,088,289 | ||||||
Merit Medical Systems * | 2,754 | 153,453 | ||||||
Myriad Genetics * | 6,457 | 196,874 | ||||||
National HealthCare | 1,182 | 82,208 | ||||||
Natus Medical * | 3,761 | 97,448 | ||||||
Neurocrine Biosciences * | 2,637 | 288,778 | ||||||
Novocure * | 2,906 | 433,285 | ||||||
NuVasive * | 1,705 | 102,863 | ||||||
Pennant Group * | 5,320 | 280,790 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Aging Population ETF† |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Quest Diagnostics | 3,830 | $ | 442,710 | |||||
Radius Health * | 7,315 | 136,132 | ||||||
Regeneron Pharmaceuticals * | 1,805 | 813,279 | ||||||
Sage Therapeutics * | 3,068 | 260,780 | ||||||
Seagen * | 4,993 | 754,492 | ||||||
Silk Road Medical * | 2,570 | 140,759 | ||||||
Stryker | 5,235 | 1,270,482 | ||||||
Tactile Systems Technology * | 2,022 | 102,758 | ||||||
Varian Medical Systems * | 2,604 | 456,403 | ||||||
Vertex Pharmaceuticals * | 3,698 | 786,010 | ||||||
Zimmer Biomet Holdings | 5,930 | 966,946 | ||||||
24,240,317 | ||||||||
Real Estate — 5.2% | ||||||||
Diversified Healthcare Trust ‡ | 30,570 | 137,565 | ||||||
LTC Properties ‡ | 2,742 | 112,175 | ||||||
National Health Investors ‡ | 1,727 | 117,902 | ||||||
Omega Healthcare Investors ‡ | 6,408 | 237,993 | ||||||
Sabra Health Care ‡ | 7,396 | 127,359 | ||||||
Ventas ‡ | 10,700 | 566,030 | ||||||
Welltower ‡ | 11,785 | 800,202 | ||||||
2,099,226 | ||||||||
TOTAL UNITED STATES | 26,339,543 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $36,726,061) | 40,146,954 | |||||||
TOTAL INVESTMENTS — 99.7% | ||||||||
(Cost $36,726,061) | $ | 40,146,954 |
Percentages are based on Net Assets of $40,269,049.
† | Effective April 1, 2021, the name of the Fund changed from Global X Longevity Thematic ETF to Global X Aging Population ETF. |
* | Non-income producing security. |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Aging Population ETF† |
‡ | Real Estate Investment Trust |
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Health & Wellness ETF†
Shares |
| Value |
| |||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA— 0.5% | ||||||||
Consumer Staples — 0.5% | ||||||||
Blackmores | 1,944 | $ | 121,908 | |||||
CANADA— 2.8% | ||||||||
Consumer Discretionary — 2.8% | ||||||||
Gildan Activewear * | 22,556 | 688,974 | ||||||
CHINA— 10.9% | ||||||||
Consumer Discretionary — 10.9% | ||||||||
ANTA Sports Products | 66,636 | 1,022,217 | ||||||
Li Ning | 161,557 | 908,027 | ||||||
Topsports International Holdings | 411,600 | 604,877 | ||||||
Xtep International Holdings | 280,200 | 133,646 | ||||||
TOTAL CHINA | 2,668,767 | |||||||
FRANCE— 2.1% | ||||||||
Consumer Staples — 2.1% | ||||||||
Danone | 7,453 | 510,763 | ||||||
GERMANY— 6.3% | ||||||||
Consumer Discretionary — 6.3% | ||||||||
adidas | 1,981 | 694,670 | ||||||
Puma | 7,869 | 840,330 | ||||||
TOTAL GERMANY | 1,535,000 | |||||||
HONG KONG— 1.6% | ||||||||
Consumer Discretionary — 1.6% | ||||||||
Yue Yuen Industrial Holdings | 181,079 | 386,091 | ||||||
IRELAND— 1.8% | ||||||||
Consumer Staples — 1.8% | ||||||||
Glanbia | 33,654 | 439,129 | ||||||
ITALY— 1.0% | ||||||||
Consumer Discretionary — 1.0% | ||||||||
Technogym * | 22,459 | 246,164 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Health & Wellness ETF†
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
JAPAN— 12.3% | ||||||||
Consumer Discretionary — 8.7% | ||||||||
ABC-Mart | 9,317 | $ | 529,951 | |||||
Asics | 21,557 | 353,078 | ||||||
Descente * | 8,610 | 144,820 | ||||||
Goldwin | 5,400 | 371,016 | ||||||
Shimano | 3,246 | 725,430 | ||||||
2,124,295 | ||||||||
Consumer Staples — 2.5% | ||||||||
Ariake Japan | 3,715 | 230,488 | ||||||
Yakult Honsha | 7,676 | 379,693 | ||||||
610,181 | ||||||||
Health Care — 1.1% | ||||||||
Tsumura | 8,663 | 271,990 | ||||||
TOTAL JAPAN | 3,006,466 | |||||||
NETHERLANDS— 1.1% | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Basic-Fit * | 6,224 | 266,303 | ||||||
SOUTH KOREA— 1.8% | ||||||||
Consumer Discretionary — 1.8% | ||||||||
Fila Holdings | 6,904 | 245,803 | ||||||
Youngone * | 5,047 | 188,673 | ||||||
TOTAL SOUTH KOREA | 434,476 | |||||||
TAIWAN— 8.1% | ||||||||
Consumer Discretionary — 8.1% | ||||||||
Feng TAY Enterprise | 100,162 | 668,885 | ||||||
Fulgent Sun International Holding | 21,086 | 85,548 | ||||||
Giant Manufacturing | 42,126 | 425,003 | ||||||
Johnson Health Tech | 34,200 | 110,142 | ||||||
Merida Industry | 33,588 | 343,688 | ||||||
Pou Chen | 333,186 | 361,268 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Health & Wellness ETF†
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
TOTAL TAIWAN | $ | 1,994,534 | ||||||
UNITED KINGDOM— 4.9% | ||||||||
Consumer Discretionary — 4.9% | ||||||||
Frasers Group * | 58,747 | 385,372 | ||||||
JD Sports Fashion * | 71,549 | 830,666 | ||||||
TOTAL UNITED KINGDOM | 1,216,038 | |||||||
UNITED STATES— 44.7% | ||||||||
Consumer Discretionary — 26.8% | ||||||||
Columbia Sportswear | 6,391 | 658,720 | ||||||
Dick’s Sporting Goods | 7,072 | 504,729 | ||||||
Foot Locker | 11,824 | 568,616 | ||||||
Lululemon Athletica * | 2,371 | 738,993 | ||||||
NIKE, Cl B | 5,448 | 734,281 | ||||||
Peloton Interactive, Cl A * | 4,950 | 596,328 | ||||||
Planet Fitness, Cl A * | 8,927 | 768,525 | ||||||
Skechers USA, Cl A * | 15,183 | 555,698 | ||||||
Under Armour, Cl A * | 21,398 | 468,402 | ||||||
VF | 7,965 | 630,270 | ||||||
WW International * | 7,544 | 222,473 | ||||||
Zumiez * | 2,873 | 129,515 | ||||||
6,576,550 | ||||||||
Consumer Staples — 13.0% | ||||||||
BellRing Brands, Cl A * | 4,399 | 99,945 | ||||||
Calavo Growers | 1,969 | 148,167 | ||||||
Cal-Maine Foods * | 4,912 | 187,147 | ||||||
Hain Celestial Group * | 11,850 | 499,833 | ||||||
Herbalife Nutrition * | 15,212 | 684,235 | ||||||
Medifast | 1,338 | 338,501 | ||||||
Nu Skin Enterprises, Cl A | 6,311 | 322,997 | ||||||
Sanderson Farms | 2,528 | 385,520 | ||||||
Sprouts Farmers Market * | 13,165 | 277,913 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Health & Wellness ETF†
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
USANA Health Sciences * | 2,409 | $ | 233,818 | |||||
3,178,076 | ||||||||
Health Care — 3.9% | ||||||||
DexCom * | 1,802 | 716,799 | ||||||
Prestige Consumer Healthcare * | 5,626 | 234,660 | ||||||
951,459 | ||||||||
Industrials — 1.0% | ||||||||
Healthcare Services Group | 8,328 | 236,932 | ||||||
TOTAL UNITED STATES | 10,943,017 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $21,570,028) | 24,457,630 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $21,570,028) | $ | 24,457,630 |
Percentages are based on Net Assets of $24,491,970.
† | Effective April 1, 2021, the name of the Fund changed from Global X Health & Wellness Thematic ETF to Global X Health & Wellness ETF. |
* | Non-income producing security. |
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X CleanTech ETF
Shares |
| Value |
| |||||
COMMON STOCK — 100.0% | ||||||||
CANADA— 5.4% | ||||||||
Industrials — 3.8% | ||||||||
Ballard Power Systems * | 252,566 | $ | 7,026,386 | |||||
Information Technology — 1.6% | ||||||||
Canadian Solar * | 61,829 | 2,901,635 | ||||||
TOTAL CANADA | 9,928,021 | |||||||
CHINA— 18.8% | ||||||||
Industrials — 2.9% | ||||||||
China Everbright Environment Group | 6,391,600 | 3,658,299 | ||||||
Xinjiang Goldwind Science & Technology, Cl H | 800,400 | 1,712,781 | ||||||
5,371,080 | ||||||||
Information Technology — 15.9% | ||||||||
Daqo New Energy ADR * | 72,246 | 7,531,646 | ||||||
Flat Glass Group, Cl H | 471,000 | 1,760,782 | ||||||
GCL-Poly Energy Holdings * | 21,876,000 | 8,037,100 | ||||||
JinkoSolar Holding ADR * | 45,961 | 2,359,638 | ||||||
Xinyi Solar Holdings | 4,671,400 | 9,815,700 | ||||||
29,504,866 | ||||||||
TOTAL CHINA | 34,875,946 | |||||||
DENMARK— 4.1% | ||||||||
Industrials — 4.1% | ||||||||
Vestas Wind Systems | 40,400 | 7,613,434 | ||||||
FRANCE— 0.3% | ||||||||
Industrials — 0.3% | ||||||||
McPhy Energy * | 18,055 | 609,241 | ||||||
GERMANY— 5.3% | ||||||||
Industrials — 4.1% | ||||||||
Nordex * | 111,313 | 2,999,476 | ||||||
Varta * | 33,138 | 4,589,428 | ||||||
7,588,904 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X CleanTech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 1.2% | ||||||||
SMA Solar Technology * | 36,121 | $ | 2,334,672 | |||||
TOTAL GERMANY | 9,923,576 | |||||||
NORWAY— 2.3% | ||||||||
Industrials — 2.3% | ||||||||
NEL, Cl A * | 1,453,951 | 4,257,855 | ||||||
SOUTH KOREA— 11.7% | ||||||||
Industrials — 3.3% | ||||||||
CS Wind | 43,452 | 2,800,111 | ||||||
Doosan Fuel Cell * | 64,525 | 2,871,607 | ||||||
Unison * | 118,849 | 416,262 | ||||||
6,087,980 | ||||||||
Information Technology — 5.2% | ||||||||
Samsung SDI | 16,018 | 9,609,375 | ||||||
Materials — 3.2% | ||||||||
Hanwha Solutions * | 147,693 | 5,922,180 | ||||||
TOTAL SOUTH KOREA | 21,619,535 | |||||||
SPAIN— 4.7% | ||||||||
Industrials — 4.7% | ||||||||
Siemens Gamesa Renewable Energy | 235,996 | 8,822,708 | ||||||
SWEDEN— 1.0% | ||||||||
Industrials — 1.0% | ||||||||
PowerCell Sweden * | 54,165 | 1,890,594 | ||||||
SWITZERLAND— 1.8% | ||||||||
Information Technology — 1.8% | ||||||||
Landis+Gyr Group | 30,469 | 2,123,709 | ||||||
Meyer Burger Technology * | 2,619,226 | 1,283,429 | ||||||
TOTAL SWITZERLAND | 3,407,138 | |||||||
TAIWAN— 2.2% | ||||||||
Information Technology — 2.2% | ||||||||
Simplo Technology | 196,250 | 2,638,744 | ||||||
United Renewable Energy * | 2,775,800 | 1,410,199 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X CleanTech ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
TOTAL TAIWAN | $ | 4,048,943 | ||||||
UNITED KINGDOM— 6.9% | ||||||||
Industrials — 3.6% | ||||||||
Ceres Power Holdings * | 178,580 | 3,115,900 | ||||||
ITM Power * | 501,615 | 3,597,692 | ||||||
6,713,592 | ||||||||
Materials — 3.3% | ||||||||
Johnson Matthey | 146,214 | 6,245,055 | ||||||
TOTAL UNITED KINGDOM | 12,958,647 | |||||||
UNITED STATES— 35.5% | ||||||||
Industrials — 14.8% | ||||||||
Ameresco, Cl A * | 30,940 | 1,767,293 | ||||||
Bloom Energy, Cl A * | 107,410 | 3,064,407 | ||||||
FuelCell Energy * | 249,214 | 4,221,685 | ||||||
Plug Power * | 346,415 | 16,759,557 | ||||||
TPI Composites * | 36,789 | 1,753,364 | ||||||
27,566,306 | ||||||||
Information Technology — 20.7% | ||||||||
Enphase Energy * | 91,715 | 16,147,343 | ||||||
First Solar * | 75,900 | 6,149,418 | ||||||
SolarEdge Technologies * | 33,583 | 10,018,145 | ||||||
SunPower, Cl A * | 175,937 | 6,117,329 | ||||||
38,432,235 | ||||||||
TOTAL UNITED STATES | 65,998,541 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $190,136,568) | 185,954,179 | |||||||
TOTAL INVESTMENTS — 100.0% | ||||||||
(Cost $190,136,568) | $ | 185,954,179 |
Percentages are based on Net Assets of $185,990,128.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X CleanTech ETF
* | Non-income producing security. |
ADR — American Depositary Receipt
Cl — Class
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares |
| Value |
| |||||
COMMON STOCK — 99.9% | ||||||||
Consumer Discretionary — 0.8% | ||||||||
TopBuild * | 64,145 | $ | 12,213,850 | |||||
Industrials — 73.0% | ||||||||
Acuity Brands | 70,062 | 8,638,645 | ||||||
Advanced Drainage Systems | 136,982 | 15,070,760 | ||||||
AECOM * | 287,538 | 16,645,575 | ||||||
Aegion, Cl A * | 210,494 | 5,441,270 | ||||||
Altra Industrial Motion | 125,729 | 7,282,224 | ||||||
Arcosa | 93,753 | 5,318,608 | ||||||
Argan | 99,094 | 4,956,682 | ||||||
Astec Industries | 66,419 | 4,511,178 | ||||||
Atkore * | 92,315 | 6,245,110 | ||||||
Builders FirstSource * | 399,092 | 17,266,715 | ||||||
Carlisle | 103,791 | 15,075,643 | ||||||
Columbus McKinnon | 102,269 | 5,148,221 | ||||||
Construction Partners, Cl A * | 135,955 | 3,934,538 | ||||||
Crane | 112,910 | 9,468,633 | ||||||
CSW Industrials | 35,452 | 4,451,708 | ||||||
CSX | 479,965 | 43,940,796 | ||||||
Deere | 143,897 | 50,237,321 | ||||||
Dycom Industries * | 61,998 | 4,747,807 | ||||||
Eaton | 351,483 | 45,759,572 | ||||||
EMCOR Group | 106,898 | 10,408,658 | ||||||
Emerson Electric | 525,544 | 45,144,230 | ||||||
Exponent | 100,414 | 9,686,939 | ||||||
Fastenal | 913,051 | 42,338,175 | ||||||
Fortive | 627,540 | 41,304,683 | ||||||
Gibraltar Industries * | 63,683 | 5,562,710 | ||||||
Gorman-Rupp | 133,565 | 4,272,744 | ||||||
Graco | 326,123 | 22,616,630 | ||||||
Granite Construction | 132,415 | 4,552,428 | ||||||
Greenbrier | 121,834 | 5,732,290 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
H&E Equipment Services | 140,622 | $ | 4,349,438 | |||||
Herc Holdings * | 62,359 | 5,472,626 | ||||||
Howmet Aerospace * | 843,798 | 23,719,162 | ||||||
Hubbell, Cl B | 105,630 | 18,750,381 | ||||||
IDEX | 147,361 | 28,760,446 | ||||||
Insteel Industries | 156,584 | 4,835,314 | ||||||
Jacobs Engineering Group | 253,085 | 29,125,022 | ||||||
Kansas City Southern | 180,816 | 38,394,469 | ||||||
Lincoln Electric Holdings | 115,641 | 13,658,358 | ||||||
Manitowoc * | 289,390 | 4,714,163 | ||||||
MasTec * | 143,575 | 12,455,131 | ||||||
Matrix Service * | 332,828 | 4,516,476 | ||||||
MRC Global * | 603,760 | 5,276,862 | ||||||
Mueller Industries | 115,756 | 4,704,324 | ||||||
Mueller Water Products, Cl A | 358,442 | 4,620,317 | ||||||
MYR Group * | 68,896 | 4,061,419 | ||||||
Norfolk Southern | 180,495 | 45,495,570 | ||||||
Northwest Pipe * | 135,429 | 4,608,649 | ||||||
NOW * | 542,161 | 5,763,171 | ||||||
Parker-Hannifin | 158,712 | 45,543,995 | ||||||
Pentair | 323,668 | 18,102,751 | ||||||
Powell Industries | 145,231 | 4,521,041 | ||||||
Primoris Services | 144,181 | 4,825,738 | ||||||
Quanta Services | 270,299 | 22,664,571 | ||||||
RBC Bearings * | 48,833 | 9,720,697 | ||||||
Rexnord | 233,941 | 10,515,648 | ||||||
Rockwell Automation | 165,488 | 40,259,921 | ||||||
SPX * | 86,983 | 4,835,385 | ||||||
Sterling Construction * | 186,628 | 4,251,386 | ||||||
Team * | 397,095 | 4,403,783 | ||||||
Terex | 134,001 | 5,518,161 | ||||||
Tetra Tech | 104,621 | 14,476,408 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Titan Machinery * | 196,930 | $ | 4,824,785 | |||||
Trane Technologies | 284,694 | 43,626,509 | ||||||
Trinity Industries | 221,849 | 7,121,353 | ||||||
Tutor Perini * | 268,228 | 3,942,952 | ||||||
Union Pacific | 211,639 | 43,589,168 | ||||||
United Rentals * | 139,397 | 41,453,880 | ||||||
Valmont Industries | 41,253 | 9,757,572 | ||||||
Wabash National | 260,871 | 4,325,241 | ||||||
WESCO International * | 97,166 | 7,800,486 | ||||||
Willdan Group * | 87,790 | 3,850,469 | ||||||
Woodward | 122,141 | 13,950,945 | ||||||
1,102,924,636 | ||||||||
Information Technology — 3.1% | ||||||||
Badger Meter | 57,126 | 6,203,312 | ||||||
Calix * | 127,184 | 5,025,040 | ||||||
Trimble * | 483,251 | 35,828,229 | ||||||
47,056,581 | ||||||||
Materials — 19.5% | ||||||||
Alcoa * | 361,268 | 8,869,129 | ||||||
Allegheny Technologies * | 246,065 | 4,837,638 | ||||||
Arconic * | 211,900 | 4,644,848 | ||||||
Century Aluminum * | 382,228 | 5,247,990 | ||||||
Cleveland-Cliffs * | 776,622 | 10,360,137 | ||||||
Commercial Metals | 232,970 | 5,859,195 | ||||||
Eagle Materials * | 81,231 | 10,184,743 | ||||||
Forterra * | 212,399 | 4,942,525 | ||||||
Haynes International | 184,767 | 5,160,542 | ||||||
Louisiana-Pacific | 212,401 | 10,112,412 | ||||||
Martin Marietta Materials | 120,230 | 40,501,880 | ||||||
Minerals Technologies | 67,356 | 4,797,768 | ||||||
Nucor | 587,730 | 35,158,009 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Infrastructure Development ETF
Shares/Face | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Reliance Steel & Aluminum | 124,140 | $ | 16,411,308 | |||||
RPM International | 253,236 | 20,167,715 | ||||||
Ryerson Holding * | 323,124 | 4,113,368 | ||||||
Steel Dynamics | 409,327 | 17,019,817 | ||||||
Summit Materials, Cl A * | 221,386 | 6,134,606 | ||||||
United States Steel | 428,298 | 7,114,030 | ||||||
US Concrete * | 92,012 | 4,734,938 | ||||||
Vulcan Materials | 276,787 | 46,220,661 | ||||||
Westlake Chemical | 248,447 | 21,264,579 | ||||||
293,857,838 | ||||||||
Utilities — 3.5% | ||||||||
MDU Resources Group | 389,898 | 10,956,134 | ||||||
Sempra Energy | 359,471 | 41,691,446 | ||||||
52,647,580 | ||||||||
TOTAL COMMON STOCK | ||||||||
(Cost $1,323,987,827) | 1,508,700,485 | |||||||
CORPORATE OBLIGATION — 0.0% | ||||||||
Mueller Industries | ||||||||
6.000%, 03/01/27 | ||||||||
(Cost $1,000) | $ | 1,000 | 1,023 | |||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $1,323,988,827) | $ | 1,508,701,508 |
Percentages are based on Net Assets of $1,510,344,131.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X U.S. Infrastructure Development ETF
* | Non-income producing security. |
Cl — Class
The following is a summary of the level of inputs used as of February 28, 2021, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 1,508,700,485 | $ | — | $ | — | $ | 1,508,700,485 | ||||||||
Corporate Obligation | — | 1,023 | — | 1,023 | ||||||||||||
Total Investments in Securities | $ | 1,508,700,485 | $ | 1,023 | $ | — | $ | 1,508,701,508 |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Thematic Growth ETF
Shares |
| Value |
| |||||
EXCHANGE TRADED FUNDS — 100.2% | ||||||||
Affiliated ETF — 100.2% | ||||||||
Global X Cannabis ETF (A) | 497,135 | $ | 8,217,642 | |||||
Global X Cloud Computing ETF * (A) (B) | 597,869 | 16,166,378 | ||||||
Global X FinTech ETF * (A) | 491,449 | 23,127,589 | ||||||
Global X Genomics & Biotechnology ETF * (A) | 651,546 | 15,558,918 | ||||||
Global X Lithium & Battery Tech ETF (A) | 142,977 | 8,687,283 | ||||||
Global X Robotics & Artificial Intelligence ETF * (A) | 280,084 | 9,416,424 | ||||||
Global X Social Media ETF * (A) | 132,854 | 9,501,718 | ||||||
TOTAL EXCHANGE TRADED FUNDS | ||||||||
(Cost $91,482,212) | 90,675,952 | |||||||
SHORT-TERM INVESTMENT(C)(D) — 11.7% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.010% | ||||||||
(Cost $10,637,436) | 10,637,436 | 10,637,436 | ||||||
TOTAL INVESTMENTS — 111.9% | ||||||||
(Cost $102,119,648) | $ | 101,313,388 |
Percentages are based on Net Assets of $90,506,667.
* | Non-income producing security. |
(A) | Affiliated investment. |
(B) | This security or a partial position of this security is on loan at February 28, 2021. The total value of securities on loan at February 28, 2021 was $10,288,720. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of February 28, 2021, was $10,637,436. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of February 28, 2021. |
Cl — Class
ETF — Exchange Traded Fund
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Thematic Growth ETF
As of February 28, 2021, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
The following is a summary of the transactions with affiliates for the period ended February 28, 2021:
Value At 11/30/20 | Purchases at Cost | Proceeds from Sales | Changes in Unrealized Appreciation (Depreciation) | Realized Gain (Loss) | Value at 02/28/21 | Shares | Dividend Income | ||||||||||||||||
Global X FinTech ETF | |||||||||||||||||||||||
$ | 3,470,146 | $ | 20,467,372 | $ | (898,686 | ) | $ | (113,972 | ) | $ | 202,729 | $ | 23,127,589 | 491,449 | $ | - | |||||||
Global X Lithium & Battery Tech ETF | |||||||||||||||||||||||
4,048,721 | 9,630,027 | (4,677,575 | ) | (1,834,886 | ) | 1,520,996 | 8,687,283 | 142,977 | 7,215 | ||||||||||||||
Global X Robotics & Artificial Intelligence ETF | |||||||||||||||||||||||
3,483,367 | 7,046,148 | (1,060,846 | ) | (121,448 | ) | 69,203 | 9,416,424 | 280,084 | - | ||||||||||||||
Global X Social Media ETF | |||||||||||||||||||||||
3,585,488 | 8,251,245 | (3,262,690 | ) | (67,940 | ) | 995,615 | 9,501,718 | 132,854 | - | ||||||||||||||
Global X Cannabis ETF | |||||||||||||||||||||||
9,262,548 | 25,500,918 | (27,695,206 | ) | (2,058,106 | ) | 3,207,488 | 8,217,642 | 497,135 | 117,838 | ||||||||||||||
Global X Cloud Computing ETF | |||||||||||||||||||||||
6,196,733 | 12,529,162 | (2,168,093 | ) | (372,748 | ) | (18,676 | ) | 16,166,378 | 597,869 | - | |||||||||||||
Global X Genomics & Biotechnology ETF | |||||||||||||||||||||||
5,982,932 | 13,402,374 | (3,664,825 | ) | (1,149,706 | ) | 988,143 | 15,558,918 | 651,546 | 9,743 | ||||||||||||||
Totals: | |||||||||||||||||||||||
$ | 36,029,935 | $ | 96,827,246 | $ | (43,427,921 | ) | $ | (5,718,806 | ) | $ | 6,965,498 | $ | 90,675,952 | 2,793,914 | $ | 134,796 |
Amounts designated as “—” are $0 or have been rounded to $0.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
GLX-QH-008-1000
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — 56.8% | ||||||||
Argentina — 1.4% | ||||||||
Argentine Republic Government International Bond | ||||||||
0.125%, 2.500%, 07/09/21, 07/09/41(A) | $ | 500,000 | $ | 171,000 | ||||
0.125%, 2.000%, 07/09/21, 01/09/38 (A) | 1,000,000 | 370,500 | ||||||
0.125%, 1.125%, 07/09/21, 07/09/35 (A) | 1,900,000 | 607,050 | ||||||
1,148,550 | ||||||||
Azerbaijan — 1.1% | ||||||||
Republic of Azerbaijan International Bond | ||||||||
4.750%, 03/18/24 | 800,000 | 869,992 | ||||||
Bahrain — 1.2% | ||||||||
Bahrain Government International Bond | ||||||||
7.000%, 10/12/28 | 200,000 | 227,000 | ||||||
Bahrain Government International Bond MTN | ||||||||
6.250%, 01/25/51 | 500,000 | 480,080 | ||||||
5.250%, 01/25/33 | 300,000 | 294,000 | ||||||
1,001,080 | ||||||||
Brazil — 1.2% | ||||||||
Brazilian Government International Bond | ||||||||
5.625%, 02/21/47 | 200,000 | 209,752 | ||||||
4.750%, 01/14/50 | 600,000 | 562,506 | ||||||
2.875%, 06/06/25 | 200,000 | 203,750 | ||||||
976,008 | ||||||||
Chile — 1.2% | ||||||||
Chile Government International Bond | ||||||||
3.500%, 01/25/50 | 600,000 | 602,520 | ||||||
2.450%, 01/31/31 | 400,000 | 405,604 | ||||||
1,008,124 | ||||||||
Colombia — 1.5% | ||||||||
Colombia Government International Bond | ||||||||
5.200%, 05/15/49 | 200,000 | 222,500 | ||||||
4.500%, 01/28/26 | 200,000 | 221,002 | ||||||
4.125%, 05/15/51 | 600,000 | 577,806 | ||||||
3.000%, 01/30/30 | 200,000 | 198,400 | ||||||
1,219,708 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
Croatia — 0.8% | ||||||||
Croatia Government International Bond | ||||||||
5.500%, 04/04/23 | $ | 600,000 | $ | 659,681 | ||||
Dominican Republic — 1.6% | ||||||||
Dominican Republic International Bond | ||||||||
6.850%, 01/27/45 | 400,000 | 444,004 | ||||||
6.500%, 02/15/48 | 400,000 | 426,004 | ||||||
5.950%, 01/25/27 | 400,000 | 450,600 | ||||||
1,320,608 | ||||||||
Ecuador — 0.5% | ||||||||
Ecuador Government International Bond | ||||||||
0.500%, 0.500%, 07/31/21, 07/31/40(A) | 1,000,000 | 425,010 | ||||||
Egypt — 2.6% | ||||||||
Egypt Government International Bond | ||||||||
8.700%, 03/01/49 | 600,000 | 632,376 | ||||||
7.903%, 02/21/48 | 200,000 | 197,500 | ||||||
7.625%, 05/29/32(B) | 600,000 | 639,980 | ||||||
Egypt Government International Bond MTN | �� | |||||||
7.600%, 03/01/29 | 200,000 | 220,052 | ||||||
7.500%, 01/31/27 | 200,000 | 225,250 | ||||||
7.053%, 01/15/32 | 200,000 | 206,250 | ||||||
2,121,408 | ||||||||
El Salvador — 0.2% | ||||||||
El Salvador Government International Bond | ||||||||
7.125%, 01/20/50(B) | 200,000 | 185,000 | ||||||
Ghana — 0.5% | ||||||||
Ghana Government International Bond | ||||||||
8.950%, 03/26/51 | 200,000 | 195,526 | ||||||
8.627%, 06/16/49 | 200,000 | 193,292 | ||||||
388,818 | ||||||||
Hungary — 1.9% | ||||||||
Hungary Government International Bond | ||||||||
5.750%, 11/22/23 | 600,000 | 681,000 | ||||||
5.375%, 03/25/24 | 800,000 | 909,206 | ||||||
1,590,206 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
India — 0.8% | ||||||||
Export-Import Bank of India | ||||||||
3.875%, 02/01/28 | $ | 600,000 | $ | 643,887 | ||||
Indonesia — 0.3% | ||||||||
Indonesia Government International Bond | ||||||||
2.950%, 01/11/23 | 200,000 | 207,362 | ||||||
Ivory Coast — 0.3% | ||||||||
Ivory Coast Government International Bond | ||||||||
6.125%, 06/15/33 | 200,000 | 215,000 | ||||||
Jordan — 1.6% | ||||||||
Jordan Government International Bond | ||||||||
6.125%, 01/29/26 | 800,000 | 873,672 | ||||||
5.750%, 01/31/27 | 400,000 | 430,992 | ||||||
1,304,664 | ||||||||
Kuwait — 0.5% | ||||||||
Kuwait International Government Bond | ||||||||
3.500%, 03/20/27 | 400,000 | 446,013 | ||||||
Mexico — 2.4% | ||||||||
Mexico Government International Bond | ||||||||
5.000%, 04/27/51 | 600,000 | 651,606 | ||||||
4.750%, 04/27/32 | 600,000 | 675,300 | ||||||
3.750%, 01/11/28 | 200,000 | 216,268 | ||||||
Mexico Government International Bond MTN | ||||||||
4.125%, 01/21/26 | 400,000 | 447,504 | ||||||
1,990,678 | ||||||||
Morocco — 1.3% | ||||||||
Morocco Government International Bond | ||||||||
4.000%, 12/15/50 | 500,000 | 466,250 | ||||||
2.375%, 12/15/27 | 600,000 | 591,724 | ||||||
1,057,974 | ||||||||
Nigeria — 1.9% | ||||||||
Nigeria Government International Bond | ||||||||
9.248%, 01/21/49 | 200,000 | 228,600 | ||||||
8.747%, 01/21/31 | 200,000 | 230,137 | ||||||
7.625%, 11/21/25 | 400,000 | 457,528 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
Nigeria — continued | ||||||||
Nigeria Government International Bond MTN | ||||||||
7.625%, 11/28/47 | $ | 200,000 | $ | 204,000 | ||||
6.500%, 11/28/27 | 400,000 | 427,552 | ||||||
1,547,817 | ||||||||
Oman — 3.7% | ||||||||
Oman Government International Bond | ||||||||
7.000%, 01/25/51 | 200,000 | 197,467 | ||||||
6.750%, 01/17/48 | 600,000 | 577,524 | ||||||
6.750%, 10/28/27 | 800,000 | 881,872 | ||||||
6.250%, 01/25/31 | 200,000 | 210,500 | ||||||
5.625%, 01/17/28 | 400,000 | 413,080 | ||||||
4.125%, 01/17/23 | 600,000 | 609,750 | ||||||
Oman Government International Bond MTN | ||||||||
6.000%, 08/01/29 | 200,000 | 208,616 | ||||||
3,098,809 | ||||||||
Pakistan — 0.5% | ||||||||
Pakistan Government International Bond | ||||||||
8.250%, 04/15/24 | 400,000 | 441,500 | ||||||
Panama — 2.5% | ||||||||
Panama Government International Bond | ||||||||
4.500%, 05/15/47 | 200,000 | 222,502 | ||||||
4.000%, 09/22/24 | 400,000 | 435,004 | ||||||
3.870%, 07/23/60 | 800,000 | 790,000 | ||||||
3.750%, 03/16/25 | 600,000 | 650,256 | ||||||
2,097,762 | ||||||||
Paraguay — 0.3% | ||||||||
Paraguay Government International Bond | ||||||||
5.000%, 04/15/26 | 200,000 | 224,500 | ||||||
Peru — 1.2% | ||||||||
Peruvian Government International Bond | ||||||||
8.750%, 11/21/33 | 200,000 | 314,002 | ||||||
5.625%, 11/18/50 | 200,000 | 274,000 | ||||||
4.125%, 08/25/27 | 200,000 | 226,900 | ||||||
2.783%, 01/23/31 | 200,000 | 202,702 | ||||||
1,017,604 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
Philippines — 0.6% | ||||||||
Philippine Government International Bond | ||||||||
6.375%, 10/23/34 | $ | 200,000 | $ | 277,066 | ||||
3.700%, 02/02/42 | 200,000 | 211,360 | ||||||
488,426 | ||||||||
Qatar — 4.4% | ||||||||
Qatar Government International Bond | ||||||||
4.817%, 03/14/49 | 1,000,000 | 1,232,888 | ||||||
4.500%, 04/23/28 | 400,000 | 472,208 | ||||||
4.000%, 03/14/29 | 200,000 | 228,519 | ||||||
3.875%, 04/23/23 | 600,000 | 640,547 | ||||||
3.750%, 04/16/30 | 200,000 | 225,593 | ||||||
3.400%, 04/16/25 | 600,000 | 655,500 | ||||||
3.250%, 06/02/26 | 200,000 | 218,952 | ||||||
3,674,207 | ||||||||
Romania — 1.3% | ||||||||
Romanian Government International Bond | ||||||||
4.000%, 02/14/51 | 400,000 | 387,720 | ||||||
Romanian Government International Bond MTN | ||||||||
4.875%, 01/22/24 | 400,000 | 445,256 | ||||||
4.375%, 08/22/23 | 200,000 | 217,492 | ||||||
1,050,468 | ||||||||
Russia — 1.7% | ||||||||
Russian Foreign Bond - Eurobond | ||||||||
5.250%, 06/23/47 | 200,000 | 248,728 | ||||||
5.100%, 03/28/35 | 200,000 | 236,154 | ||||||
4.750%, 05/27/26 | 200,000 | 228,912 | ||||||
4.375%, 03/21/29 | 400,000 | 452,512 | ||||||
4.250%, 06/23/27 | 200,000 | 225,720 | ||||||
1,392,026 | ||||||||
Saudi Arabia — 1.6% | ||||||||
Saudi Government International Bond | ||||||||
5.250%, 01/16/50 | 200,000 | 248,801 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
Saudi Arabia — continued | ||||||||
Saudi Government International Bond MTN | ||||||||
4.500%, 04/17/30 | $ | 400,000 | $ | 467,968 | ||||
2.900%, 10/22/25(B) | 200,000 | 213,820 | ||||||
2.500%, 02/03/27 | 400,000 | 417,716 | ||||||
1,348,305 | ||||||||
Senegal — 0.5% | ||||||||
Senegal Government International Bond | ||||||||
6.250%, 07/30/24 | 200,000 | 220,823 | ||||||
6.250%, 05/23/33 | 200,000 | 212,677 | ||||||
433,500 | ||||||||
South Africa — 1.2% | ||||||||
Republic of South Africa Government International Bond | ||||||||
4.850%, 09/27/27 | 200,000 | 208,030 | ||||||
4.850%, 09/30/29 | 200,000 | 201,913 | ||||||
4.300%, 10/12/28 | 600,000 | 594,090 | ||||||
1,004,033 | ||||||||
South Korea — 2.7% | ||||||||
Export-Import Bank of Korea | ||||||||
1.413%, VAR ICE LIBOR USD 3 Month+1.200%, 04/27/23 | 1,200,000 | 1,222,900 | ||||||
Korea Development Bank MTN | ||||||||
0.539%, VAR ICE LIBOR USD 3 Month+0.350%, 02/18/23 | 1,000,000 | 1,000,999 | ||||||
2,223,899 | ||||||||
Sri Lanka — 0.7% | ||||||||
Sri Lanka Government International Bond | ||||||||
7.550%, 03/28/30 | 400,000 | 227,804 | ||||||
6.750%, 04/18/28 | 600,000 | 339,942 | ||||||
567,746 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
Turkey — 2.4% | ||||||||
Turkey Government International Bond | ||||||||
6.625%, 02/17/45 | $ | 400,000 | $ | 384,000 | ||||
6.125%, 10/24/28 | 200,000 | 207,996 | ||||||
5.600%, 11/14/24 | 400,000 | 418,000 | ||||||
5.250%, 03/13/30 | 400,000 | 385,912 | ||||||
5.125%, 02/17/28 | 400,000 | 396,401 | ||||||
3.250%, 03/23/23 | 200,000 | 198,750 | ||||||
1,991,059 | ||||||||
Ukraine — 2.1% | ||||||||
Ukraine Government International Bond | ||||||||
7.750%, 09/01/26 | 400,000 | 432,320 | ||||||
7.750%, 09/01/24 | 400,000 | 432,500 | ||||||
7.750%, 09/01/23 | 200,000 | 215,812 | ||||||
7.375%, 09/25/32 | 600,000 | 616,831 | ||||||
1,697,463 | ||||||||
United Arab Emirates — 3.3% | ||||||||
Abu Dhabi Government International Bond | ||||||||
3.125%, 10/11/27 | 200,000 | 219,400 | ||||||
3.125%, 05/03/26 | 600,000 | 653,952 | ||||||
3.125%, 09/30/49 | 200,000 | 192,810 | ||||||
Abu Dhabi Government International Bond MTN | ||||||||
2.500%, 04/16/25 | 600,000 | 635,164 | ||||||
0.750%, 09/02/23 | 500,000 | 501,322 | ||||||
Finance Department Government of Sharjah MTN | ||||||||
4.000%, 07/28/50 | 600,000 | 551,400 | ||||||
2,754,048 | ||||||||
Uruguay — 0.8% | ||||||||
Uruguay Government International Bond | ||||||||
4.375%, 10/27/27 | 400,000 | 456,004 | ||||||
4.375%, 01/23/31 | 200,000 | 230,752 | ||||||
686,756 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
SOVEREIGN DEBT — continued | ||||||||
Vietnam — 0.5% | ||||||||
Vietnam Government International Bond | ||||||||
4.800%, 11/19/24 | $ | 400,000 | $ | 449,591 | ||||
TOTAL SOVEREIGN DEBT | ||||||||
(Cost $47,209,616) | 46,969,290 | |||||||
CORPORATE OBLIGATIONS — 35.8% | ||||||||
Azerbaijan — 1.2% | ||||||||
Energy — 1.2% | ||||||||
Southern Gas Corridor CJSC | ||||||||
6.875%, 03/24/26 | 800,000 | 955,800 | ||||||
Bahrain — 1.1% | ||||||||
Government — 1.1% | ||||||||
CBB International Sukuk Programme SPC | ||||||||
6.250%, 11/14/24 | 400,000 | 440,072 | ||||||
6.250%, 11/14/24(B) | 400,000 | 440,348 | ||||||
880,420 | ||||||||
Brazil — 0.8% | ||||||||
Energy — 0.3% | ||||||||
Petrobras Global Finance BV | ||||||||
5.093%, 01/15/30 | 200,000 | 211,860 | ||||||
Industrials — 0.5% | ||||||||
Klabin Finance | ||||||||
4.875%, 09/19/27 | 400,000 | 443,504 | ||||||
Chile — 2.2% | ||||||||
Materials — 1.0% | ||||||||
Nacional del Cobre de Chile | ||||||||
3.625%, 08/01/27 | 600,000 | 659,580 | ||||||
3.000%, 09/30/29 | 200,000 | 209,548 | ||||||
869,128 | ||||||||
Utilities — 1.2% | ||||||||
Chile Electricity PEC | ||||||||
2.931%, 01/25/28(C) | 1,200,000 | 987,600 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
CORPORATE OBLIGATIONS — continued | ||||||||
China — 0.4% | ||||||||
Communication Services — 0.4% | ||||||||
Prosus | ||||||||
3.832%, 02/08/51 | $ | 400,000 | $ | 358,977 | ||||
Colombia — 0.6% | ||||||||
Energy — 0.3% | ||||||||
Ecopetrol | ||||||||
5.875%, 05/28/45 | 200,000 | 216,166 | ||||||
Financials — 0.3% | ||||||||
Banco de Bogota | ||||||||
4.375%, 08/03/27 | 200,000 | 215,540 | ||||||
India — 2.0% | ||||||||
Energy — 1.0% | ||||||||
BPRL International Singapore Pte MTN | ||||||||
4.375%, 01/18/27 | 400,000 | 417,532 | ||||||
Oil India | ||||||||
5.375%, 04/17/24 | 200,000 | 222,400 | ||||||
ONGC Videsh | ||||||||
4.625%, 07/15/24 | 200,000 | 219,739 | ||||||
859,671 | ||||||||
Financials — 0.3% | ||||||||
ICICI Bank MTN | ||||||||
3.800%, 12/14/27 | 200,000 | 215,814 | ||||||
Utilities — 0.7% | ||||||||
Adani Renewable Energy RJ MTN | ||||||||
4.625%, 10/15/39 | 575,250 | 601,136 | ||||||
Indonesia — 1.2% | ||||||||
Energy — 0.3% | ||||||||
Pertamina Persero MTN | ||||||||
6.450%, 05/30/44 | 200,000 | 252,811 | ||||||
Materials — 0.9% | ||||||||
Indonesia Asahan Aluminium Persero | ||||||||
6.530%, 11/15/28 | 400,000 | 489,700 | ||||||
4.750%, 05/15/25(B) | 200,000 | 219,250 | ||||||
708,950 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
CORPORATE OBLIGATIONS — continued | ||||||||
Jordan — 0.2% | ||||||||
Consumer Staples — 0.2% | ||||||||
Hikma Finance USA | ||||||||
3.250%, 07/09/25 | $ | 200,000 | $ | 208,540 | ||||
Kazakhstan — 1.8% | ||||||||
Energy — 1.8% | ||||||||
KazMunayGas National JSC | ||||||||
5.375%, 04/24/30 | 200,000 | 237,700 | ||||||
4.750%, 04/19/27 | 200,000 | 228,884 | ||||||
Tengizchevroil Finance International | ||||||||
3.250%, 08/15/30 | 1,000,000 | 1,013,986 | ||||||
1,480,570 | ||||||||
Kuwait — 3.1% | ||||||||
Financials — 0.9% | ||||||||
Kuwait Projects SPC | ||||||||
4.229%, 10/29/26 | 800,000 | 788,032 | ||||||
Materials — 2.2% | ||||||||
Equate Petrochemical BV MTN | ||||||||
4.250%, 11/03/26 | 400,000 | 434,800 | ||||||
MEGlobal Canada ULC MTN | ||||||||
5.875%, 05/18/30 | 400,000 | 484,202 | ||||||
5.000%, 05/18/25(B) | 600,000 | 665,604 | ||||||
5.000%, 05/18/25 | 200,000 | 221,868 | ||||||
1,806,474 | ||||||||
Malaysia — 0.6% | ||||||||
Energy — 0.6% | ||||||||
Petronas Capital MTN | ||||||||
4.550%, 04/21/50 | 200,000 | 238,706 | ||||||
3.500%, 04/21/30 | 200,000 | 219,536 | ||||||
458,242 | ||||||||
Mauritius — 1.2% | ||||||||
Industrials — 1.2% | ||||||||
India Toll Roads MTN | ||||||||
5.500%, 08/19/24 | 1,000,000 | 969,000 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
CORPORATE OBLIGATIONS — continued | ||||||||
Mexico — 4.3% | ||||||||
Communication Services — 0.3% | ||||||||
Grupo Televisa | ||||||||
5.250%, 05/24/49 | $ | 200,000 | $ | 236,738 | ||||
Consumer Staples — 0.5% | ||||||||
Grupo Bimbo | ||||||||
4.700%, 11/10/47 | 400,000 | 453,643 | ||||||
Diversified — 0.5% | ||||||||
Alfa | ||||||||
5.250%, 03/25/24 | 400,000 | 434,000 | ||||||
Energy — 2.8% | ||||||||
Petroleos Mexicanos | ||||||||
7.690%, 01/23/50 | 400,000 | 380,000 | ||||||
6.500%, 01/23/29 | 600,000 | 606,000 | ||||||
6.490%, 01/23/27 | 400,000 | 419,300 | ||||||
6.350%, 02/12/48 | 600,000 | 505,020 | ||||||
5.950%, 01/28/31 | 400,000 | 385,400 | ||||||
2,295,720 | ||||||||
Industrials — 0.2% | ||||||||
Mexico City Airport Trust | ||||||||
3.875%, 04/30/28 | 200,000 | 196,030 | ||||||
Morocco — 0.6% | ||||||||
Materials — 0.6% | ||||||||
OCP | ||||||||
6.875%, 04/25/44 | 400,000 | 491,176 | ||||||
Panama — 1.1% | ||||||||
Industrials — 1.1% | ||||||||
Aeropuerto Internacional de Tocumen | ||||||||
6.000%, 11/18/48 | 792,819 | 905,804 | ||||||
Peru — 0.5% | ||||||||
Energy — 0.5% | ||||||||
Petroleos del Peru | ||||||||
4.750%, 06/19/32 | 400,000 | 435,500 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
CORPORATE OBLIGATIONS — continued | ||||||||
Qatar — 1.3% | ||||||||
Financials — 1.3% | ||||||||
QNB Finance MTN | ||||||||
1.249%, VAR United States Secured Overnight Financing Rate+1.225%, 02/12/22 | $ | 200,000 | $ | 199,770 | ||||
1.202%, VAR ICE LIBOR USD 3 Month+1.000%, 05/02/22 | 850,000 | 852,582 | ||||||
1,052,352 | ||||||||
Saudi Arabia — 2.4% | ||||||||
Energy — 1.5% | ||||||||
Saudi Arabian Oil | ||||||||
3.250%, 11/24/50 | 600,000 | 556,285 | ||||||
Saudi Arabian Oil MTN | ||||||||
4.250%, 04/16/39 | 200,000 | 220,532 | ||||||
3.500%, 04/16/29 | 400,000 | 434,052 | ||||||
1,210,869 | ||||||||
Utilities — 0.9% | ||||||||
Acwa Power Management And Investments One | ||||||||
5.950%, 12/15/39 | 600,000 | 709,800 | ||||||
South Africa — 1.4% | ||||||||
Materials — 0.9% | ||||||||
Sasol Financing USA | ||||||||
6.500%, 09/27/28 | 700,000 | 784,000 | ||||||
Utilities — 0.5% | ||||||||
Eskom Holdings SOC MTN | ||||||||
6.350%, 08/10/28 | 400,000 | 430,000 | ||||||
Spain — 0.2% | ||||||||
Energy — 0.2% | ||||||||
EnfraGen Energia Sur | ||||||||
5.375%, 12/30/30 | 200,000 | 200,485 | ||||||
United Arab Emirates — 4.4% | ||||||||
Consumer Staples — 0.4% | ||||||||
DP World Crescent | ||||||||
3.908%, 05/31/23 | 200,000 | 210,544 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
CORPORATE OBLIGATIONS — continued | ||||||||
Consumer Staples — continued | ||||||||
DP World MTN | ||||||||
6.850%, 07/02/37 | $ | 100,000 | $ | 130,724 | ||||
341,268 | ||||||||
Financials — 2.0% | ||||||||
First Abu Dhabi Bank PJSC MTN | ||||||||
1.043%, VAR ICE LIBOR USD 3 Month+0.850%, 08/08/23 | 1,400,000 | 1,406,090 | ||||||
MDGH - GMTN BV MTN | ||||||||
2.500%, 05/21/26 | 200,000 | 210,380 | ||||||
1,616,470 | ||||||||
Government — 2.0% | ||||||||
Sharjah Sukuk Program | ||||||||
3.234%, 10/23/29 | 400,000 | 410,840 | ||||||
2.942%, 06/10/27 | 600,000 | 612,750 | ||||||
Sharjah Sukuk Program MTN | ||||||||
3.854%, 04/03/26 | 600,000 | 643,356 | ||||||
1,666,946 | ||||||||
United States — 3.2% | ||||||||
Financials — 3.2% | ||||||||
Goldman Sachs Group | ||||||||
0.925%, VAR ICE LIBOR USD 3 Month+0.750%, 02/23/23 | 1,000,000 | 1,010,920 | ||||||
Morgan Stanley MTN | ||||||||
1.618%, VAR ICE LIBOR USD 3 Month+1.400%, 10/24/23 | 1,000,000 | 1,020,820 | ||||||
1.413%, VAR ICE LIBOR USD 3 Month+1.220%, 05/08/24 | 600,000 | 612,702 | ||||||
2,644,442 | ||||||||
TOTAL CORPORATE OBLIGATIONS | ||||||||
(Cost $29,031,410) | 29,593,478 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X Emerging Markets Bond ETF |
Face Amount | Value | |||||||
U.S. TREASURY OBLIGATIONS — 2.1% | ||||||||
U.S. Treasury Notes | ||||||||
0.375%, 11/30/25 | $ | 800,000 | $ | 786,531 | ||||
0.125%, 05/31/22 | 1,000,000 | 1,000,117 | ||||||
TOTAL U.S. TREASURY OBLIGATIONS | ||||||||
(Cost $1,797,894) | 1,786,648 | |||||||
TOTAL INVESTMENTS — 94.7% | ||||||||
(Cost $78,038,920) | $ | 78,349,416 |
Percentages are based on Net Assets of $82,695,520.
(A) | Step Bonds – Represents the current rate, the step rate, the step date and the final maturity date. |
(B) | Security exempt from registration under Rule 144A of the Securities Act of 1933. This security may be resold in transactions exempt from registration normally to qualified institutions. On February 28, 2021, the value of these securities amounted to $2,364,002, representing 2.9% of the net assets of the Fund. |
(C) | Zero coupon security - The rate reported on the Schedule of Investments is the effective yield at time of purchase. |
MTN — Medium Term Note |
As of February 28, 2021, all of the Fund's investments were considered Level 2, in accordance with authoritative guidance on fair value measurements and disclosures under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X China Innovation ETF |
Shares | Value | |||||||
COMMON STOCK — 91.0% | ||||||||
CHINA— 89.0% | ||||||||
Communication Services — 10.0% | ||||||||
Baidu ADR * | 72 | $ | 20,409 | |||||
Bilibili ADR * | 435 | 54,797 | ||||||
NetEase | 1,000 | 21,399 | ||||||
Tencent Holdings | 1,500 | 128,104 | ||||||
224,709 | ||||||||
Consumer Discretionary — 18.1% | ||||||||
17 Education & Technology Group ADR | 1,479 | 20,499 | ||||||
Alibaba Group Holding * | 3,700 | 110,847 | ||||||
BYD, Cl H | 3,500 | 88,974 | ||||||
Fuyao Glass Industry Group, Cl H | 3,200 | 19,636 | ||||||
Geely Automobile Holdings | 7,000 | 22,740 | ||||||
JD.com, Cl A * | 900 | 41,767 | ||||||
Meituan, Cl B * | 600 | 26,298 | ||||||
NavInfo, Cl A | 13,000 | 32,762 | ||||||
NIO ADR * | 248 | 11,353 | ||||||
TAL Education Group ADR * | 416 | 32,257 | ||||||
407,133 | ||||||||
Consumer Staples — 2.0% | ||||||||
Tongwei, Cl A | 6,200 | 44,951 | ||||||
Financials — 5.6% | ||||||||
East Money Information, Cl A | 7,100 | 33,287 | ||||||
Ping An Insurance Group of China, Cl H | 7,500 | 92,138 | ||||||
125,425 | ||||||||
Health Care — 12.7% | ||||||||
Alibaba Health Information Technology * | 4,000 | 13,407 | ||||||
Hangzhou Tigermed Consulting, Cl A | 900 | 19,525 | ||||||
Innovent Biologics * | 1,500 | 15,450 | ||||||
Jiangsu Hengrui Medicine, Cl A | 2,100 | 32,991 | ||||||
Pharmaron Beijing, Cl H | 1,000 | 17,093 | ||||||
Ping An Healthcare and Technology * | 6,500 | 93,930 | ||||||
Shenzhen Mindray Bio-Medical Electronics, Cl A | 300 | 19,352 | ||||||
WuXi AppTec, Cl H | 2,000 | 41,690 | ||||||
Wuxi Biologics Cayman * | 2,500 | 30,955 | ||||||
284,393 |
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X China Innovation ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 15.1% | ||||||||
Contemporary Amperex Technology, Cl A | 1,500 | $ | 74,592 | |||||
Estun Automation, Cl A | 4,500 | 20,445 | ||||||
Han's Laser Technology Industry Group, Cl A | 12,900 | 85,823 | ||||||
Ming Yang Smart Energy Group, Cl A | 9,400 | 29,753 | ||||||
NARI Technology, Cl A | 10,000 | 43,813 | ||||||
SF Holding, Cl A | 1,400 | 22,677 | ||||||
Shenzhen Inovance Technology, Cl A | 3,000 | 39,487 | ||||||
ZTO Express Cayman ADR | 677 | 22,842 | ||||||
339,432 | ||||||||
Information Technology — 24.7% | ||||||||
GDS Holdings ADR * | 150 | 15,324 | ||||||
GoerTek, Cl A | 4,700 | 23,210 | ||||||
Hua Hong Semiconductor | 9,000 | 55,051 | ||||||
Iflytek | 6,000 | 44,640 | ||||||
LONGi Green Energy Technology, Cl A | 6,300 | 101,561 | ||||||
Luxshare Precision Industry, Cl A | 9,700 | 69,608 | ||||||
Sangfor Technologies, Cl A | 1,800 | 73,696 | ||||||
Will Semiconductor Shanghai, Cl A | 1,000 | 43,671 | ||||||
Wuxi Lead Intelligent Equipment, Cl A | 5,300 | 68,624 | ||||||
Xinyi Solar Holdings | 28,000 | 58,834 | ||||||
554,219 | ||||||||
Materials — 0.8% | ||||||||
Ganfeng Lithium, Cl A | 1,200 | 18,337 | ||||||
TOTAL CHINA | 1,998,599 | |||||||
HONG KONG— 2.0% | ||||||||
Health Care — 1.3% | ||||||||
Sino Biopharmaceutical | 27,000 | 30,038 | ||||||
Information Technology — 0.7% | ||||||||
China Youzan * | 36,000 | 15,407 | ||||||
TOTAL HONG KONG | 45,445 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $2,295,252) | 2,044,044 | |||||||
TOTAL INVESTMENTS — 91.0% | ||||||||
(Cost $2,295,252) | $ | 2,044,044 |
Percentages are based on Net Assets of $2,246,079.
Schedule of Investments | February 28, 2021 (Unaudited) |
Global X China Innovation ETF |
* | Non-income producing security. |
ADR — American Depositary Receipt |
Cl — Class |
As of February 28, 2021, all of the Fund's investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP. |
For the period ended February 28, 2021, there have been no transfers in or out of Level 3.
For information on the Fund’s policy regarding valuation of investments and other significant accounting policies, please refer to the Fund’s most recent annual or semi-annual financial statements.
GLX-QH-009-0200