| (j) | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
| (k) | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
| If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______________________ |
Item 4. | Ownership. |
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
| 1. RiverNorth Capital Management, LLC |
| (a) | Amount beneficially owned: 5,349,137* |
| (b) | Percent of class: 10.37% |
| (c) | Number of shares as to which such person has: |
| | (i) Sole power to vote or direct the vote: 5,349,137 |
| | (ii) Shared power to vote or direct the vote: 0 |
| | (iii) Sole power to dispose or to direct the disposition of: 5,349,137 |
| | (iv) Shared power to dispose or to direct the disposition of: 0 |
| *Includes all securities separately reported as beneficially owned by RiverNorth Core Opportunity Fund |
| 2. RiverNorth Core Opportunity Fund |
| (a) | Amount beneficially owned: 3,143,225 |
| (b) | Percent of class: 6.09% |
| (c) | Number of shares as to which such person has: |
| | (i) Sole power to vote or direct the vote: 3,143,225 |
| | (ii) Shared power to vote or direct the vote: 0 |
| | (iii) Sole power to dispose or to direct the disposition of: 3,143,225 |
| | (iv) Shared power to dispose or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
| Not applicable. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
| Other persons have the right to receive the proceeds from the sale of the securities reported herein. |