The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001451787 |
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Name of Issuer | |||||||||||||||
Cypress Equipment Fund 16, LLC | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
CA | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
Cypress Equipment Fund 16, LLC | |||
Street Address 1 | Street Address 2 | ||
188 THE EMBARCADERO | SUITE 420 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
SAN FRANCISCO | CA | 94105 | 415-281-3020 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Harwood | Stephen | Rogers |
Street Address 1 | Street Address 2 | |
188 The Embarcadero | Suite 420 | |
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CA | 94105 |
Relationship: | X | Executive Officer | X | Director | X | Promoter |
---|
Clarification of Response (if Necessary):
Officer and Director of LLC ManagerLast Name | First Name | Middle Name |
---|---|---|
Cypress Equipment Management Corp IV | NA | |
Street Address 1 | Street Address 2 | |
188 The Embarcadero | Suite 420 | |
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CA | 94105 |
Relationship: | X | Executive Officer | Director | X | Promoter |
---|
Clarification of Response (if Necessary):
LLC ManagerLast Name | First Name | Middle Name |
---|---|---|
Park | Kenneth | |
Street Address 1 | Street Address 2 | |
188 The Embarcadero | Suite 420 | |
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CA | 94105 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Officer of LLC ManagerLast Name | First Name | Middle Name |
---|---|---|
Rael | Daniel | |
Street Address 1 | Street Address 2 | |
188 The Embarcadero | Suite 420 | |
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CA | 94105 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Officer of LLC Manager4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
X | New Notice | Date of First Sale | 2009-01-07 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $35,000 | USD |
12. Sales Compensation
Recipient |
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Cypress Capital Corporation | 42618 | ||||||||||||||||||||||||||||||||||
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Cypress Capital Corporation | 42618 | ||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
188 The Embarcadero | Suite 420 | ||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||
San Francisco | CA | 94105 | |||||||||||||||||||||||||||||||||
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Recipient |
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AFA Financial Group, LLC | 127648 | ||||||||||||||||||||||||||||||||||||||||||||||||
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AFA Financial Group, LLC | 127648 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
26637 W. Agoura Rd. | |||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Calabasas | CA | 91302 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Edward T. Coda | 1776811 | |||||||||||||||
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Sagepoint Financial, Inc. | 133763 | |||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
500 Alakawa Street | Suite 220 | |||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||
Honolulu | HI | 06817-5703 | ||||||||||||||
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Recipient |
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Joseph M. Gatt | 218745 | ||||||
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Sagepoint Financial, Inc. | 133763 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2800 N. Central Ave. | Suite 2100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Phoenix | AZ | 85004-1072 | |||||
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Recipient |
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Hoke S. Shuler | 2614487 | ||||||
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Sagepoint Financial, Inc. | 133763 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
211 King Street | Suite 330 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charleston | SC | 29401 | |||||
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Recipient |
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Jeffrey Rachlin | 823547 | ||||||
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Alternative Wealth Strategies, Inc. | 130933 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
777 Old Saw Mill River Road | Suite 240 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tarrytown | NY | 10591 | |||||
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Recipient |
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Antonio A. Taddeo | 5110448 | ||||||
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Alternative Wealth Strategies, Inc. | 130933 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
777 Old Saw Mill River Road | Suite 240 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tarrytown | NY | 10591 | |||||
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Recipient |
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Carlyle D. Apple | 6629 | |||||||||
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Berthel, Fisher and Company Financial Services, Inc. | 13609 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
501 Union Street | Suite 305 | |||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Nashville | TN | 37219 | ||||||||
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Recipient |
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Shawn B. Davis | 2911230 | ||||||||||||||
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Berthel, Fisher and Company Financial Services, Inc. | 13609 | ||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
300 Harding Blvd. | Suite 209 | ||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||
Roseville | CA | 95678 | |||||||||||||
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Recipient |
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Zachary L. Carey | 3110546 | |||||||||
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Carlton and Associates, Inc. | 20999 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
1223 E. Jackson Ave. | Suite 301 | |||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Oxford | MS | 38655 | ||||||||
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Recipient |
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Oliver B. Williamson | 4642029 | |||||||||
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Carlton and Associates, Inc. | 20999 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
611 Hambley Blvd. | ||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Pikeville | KY | 41501 | ||||||||
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Recipient |
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Lance R. Ray | 3066927 | |||||||||
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Cantella and Co., Inc. | 13905 | |||||||||
Street Address 1 | Street Address 2 | |||||||||
---|---|---|---|---|---|---|---|---|---|---|
704 Streamwood Drive | ||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||
Holly Springs | NC | 27540 | ||||||||
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Recipient |
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Donald J. Stowell | 437810 | ||||||
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Capital Financial Services, Inc. | 8408 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
204 N. Iowa Ave. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Payette | ID | 83661 | |||||
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Recipient |
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Bryon E. Martinsen | 1621649 | |||||||
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Centaurus Financial, Inc. | 30833 | |||||||
Street Address 1 | Street Address 2 | |||||||
---|---|---|---|---|---|---|---|---|
220 Fort Salonga Road | Suite 301C | |||||||
City | State/Province/Country | ZIP/Postal Code | ||||||
Northport | NY | 11768 | ||||||
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Recipient |
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Maryellen Trotter | 862519 | ||||||||
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Centaurus Financial, Inc. | 30833 | ||||||||
Street Address 1 | Street Address 2 | ||||||||
---|---|---|---|---|---|---|---|---|---|
1515 E. Cedar Avenue | Suite C5 | ||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||
Flagstaff | AZ | 86004 | |||||||
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Recipient |
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Commonwealth Financial Network | 8032 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Commonwealth Financial Network | 8032 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
29 Sawyer Road | |||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Waltham | MA | 02453 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Crown Capital Securities, L.P. | 6312 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Crown Capital Securities, L.P. | 6312 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
725 Town and Country Road | Suite 530 | ||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Orange | CA | 92868 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Donald G. Dewaay Jr. | 1297174 | ||||||||||||||||||||||||||||||||||||||||
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Dewaay Financial Network, LLC | 30767 | ||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
13001 University Avenue | |||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||
Clive | IA | 50325 | |||||||||||||||||||||||||||||||||||||||
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Recipient |
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Joshua E. Cross | 4522751 | |||||||||||||||||
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Dewaay Financial Network, LLC | 30767 | |||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
13001 University Avenue | ||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||
Clive | IA | 50325 | ||||||||||||||||
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Recipient |
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Brenton W. Collins | 4915000 | |||||||||||||
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Dewaay Financial Network, LLC | 30767 | |||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
13001 University Avenue | ||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||
Clive | IA | 50325 | ||||||||||||
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Recipient |
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Jonathan W. Lopez | 1534582 | ||||||||||||
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Dewaay Financial Network, LLC | 30767 | ||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
955 West Main St. | |||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||
Abingdon | VA | 24210 | |||||||||||
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Recipient |
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Dennis L. Freeman | 213683 | ||||||
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Eagle One Investments, LLC | 45254 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
600 Fifth Street | Suite 102 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Ames | IA | 50010 | |||||
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Recipient |
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Steve J. Aguiar | 2335990 | ||||||||||||
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FSC Securities Corporation | 7461 | ||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2855 Mitchell Drive | Suite 203 | ||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||
Walnut Creek | CA | 94598 | |||||||||||
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Recipient |
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Marvin Y. Shiue | 1978832 | ||||||
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FSC Securities Corporation | 7461 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6 Lake Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New Hyde Park | NY | 11040 | |||||
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Recipient |
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Jeffrey F. Smith | 3215720 | ||||||
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FSC Securities Corporation | 7461 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
20750 Mack Ave. | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Grosse Pointe Woods | MI | 48236 | |||||
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Recipient |
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Kelly B. Yamamoto | 4476560 | ||||||
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FSC Securities Corporation | 7461 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2855 Mitchell Drive | Suite 203 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Walnut Creek | CA | 94598 | |||||
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Recipient |
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H. Beck, Inc. | 1763 | ||||||||||||||||||||||||||||||||||||||||||||||||
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H. Beck, Inc. | 1763 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
11140 Rockvill Pike | Suite 400 | ||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Rockville | MD | 20852 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Mark C. Pedersen | 1283866 | ||||||
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Harrison Douglas, Inc. | 16515 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4301 Belknap Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NC | 28211 | |||||
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Recipient |
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Richard E. Woollen | 1342719 | ||||||
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Harrison Douglas, Inc. | 16515 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4301 Belknap Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Charlotte | NC | 28211 | |||||
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Recipient |
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Independent Financial Group, LLC | 7717 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Independent Financial Group, LLC | 7717 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
12636 High Bluff Drive | Suite 100 | ||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
San Diego | CA | 92130 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Lora J. Hoff | 3175071 | ||||||
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Investment Planners, Inc. | 18557 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
10440 N. Central Expressway | Suite 1040 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dallas | TX | 75231 | |||||
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Recipient |
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Gary J. Chackman | 1705039 | ||||||||
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LPL Financial Corporation | 6413 | ||||||||
Street Address 1 | Street Address 2 | ||||||||
---|---|---|---|---|---|---|---|---|---|
6 Reservoir Circle | Suite 200 | ||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||
Baltimore | MD | 21208 | |||||||
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Recipient |
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Jerry L. Ingram | 3149279 | ||||||
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LPL Financial Corporation | 6413 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4519 N. Garfield | Suite 10 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Midland | TX | 79705 | |||||
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Recipient |
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Michael A. Pappas | 730332 | ||||||
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LPL Financial Corporation | 6413 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
6000 Greenwood Plaza Blvd. | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Greenwood Village | CO | 80111-4817 | |||||
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Recipient |
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Thomas J. Birch | 805540 | ||||||
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Mid Atlantic Capital Corporation | 10674 | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1683 Novato Blvd. | Suite 2 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Novato | CA | 94949 | |||||
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Recipient |
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Leroy H. Nickels III | 813787 | |||||||||||||||
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Mutual Service Corporation | 4806 | |||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||
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2900 Bluecutt Road | Suite 1 | |||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||
Columbus | MS | 39705 | ||||||||||||||
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Recipient |
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Howard W. Minor Jr. | 1008244 | ||||||
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Next Financial Group, Inc. | 46214 | ||||||
Street Address 1 | Street Address 2 | ||||||
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413 Stuart Circle | Suite 314 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Richmond | VA | 23220 | |||||
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Recipient |
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Charles A. Graham | 1369603 | ||||||
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NFP Securities, Inc. | 42046 | ||||||
Street Address 1 | Street Address 2 | ||||||
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3200 Cherry Creek Dr S | Suite 200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Denver | CO | 80209 | |||||
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Recipient |
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Pacific West Securities, Inc. | 6390 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Pacific West Securities, Inc. | 6390 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
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555 S. Renton Village Pl | Suite 700 | ||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Renton | WA | 98057 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Douglass W. Lorenzen | 4823279 | ||||||
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Private Asset Group, Inc. | 142541 | ||||||
Street Address 1 | Street Address 2 | ||||||
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3070 Bristol Street | Suite 500 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Costa Mesa | CA | 92626 | |||||
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Recipient |
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QA3 Financial Corp | 14754 | ||||||||||||||||||||||||||||||||||||||||||||||||
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QA3 Financial Corp | 14754 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
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One Valmont Plaza | 4th Floor | ||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Omaha | NE | 68154 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Raymond James Financial Services, Inc. | 6694 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Raymond James Financial Services, Inc. | 6694 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
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880 Carillon Parkway | |||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
St. Petersburg | FL | 33716 | |||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Norman G. Price | 2406981 | ||||||
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RP Capital LLC | 134768 | ||||||
Street Address 1 | Street Address 2 | ||||||
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5202 Olympic Drive NW | Suite 101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Gig Harbor | WA | 98335 | |||||
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Recipient |
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Gregory L. Hutto | 2742911 | ||||||
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Silver Oak Securities, Incorporated | 46947 | ||||||
Street Address 1 | Street Address 2 | ||||||
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512 Main Street | Suite 1400 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fort Worth | TX | 76102 | |||||
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Recipient |
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David L. Goodman | 1429972 | ||||||
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Transam Securities, Inc. | 18923 | ||||||
Street Address 1 | Street Address 2 | ||||||
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1111 Douglas Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Altamonte Springs | FL | 32714 | |||||
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Recipient |
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Charles C. Shafe | 1277113 | ||||||||||||||||||||
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Transam Securities, Inc. | 18923 | ||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||
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531 Versailles Drive | Suite 201 | ||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||
Maitland | FL | 32751 | |||||||||||||||||||
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Recipient |
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VSR Financial Services, Inc. | 14503 | ||||||||||||||||||||||||||||||||||||||||||||||||
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VSR Financial Services, Inc. | 14503 | ||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||
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8620 W 110th Street | Suite 200 | ||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||
Overland Park | KS | 66210 | |||||||||||||||||||||||||||||||||||||||||||||||
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13. Offering and Sales Amounts
Total Offering Amount | $35,000,000 | USD |
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Total Amount Sold | $160,000 | USD | ||||
Total Remaining to be Sold | $34,840,000 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $2,975,000 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$1,400,000 | USD |
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Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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Cypress Equipment Fund 16, LLC | /s/ Daniel Rael | Daniel Rael | Vice President of Manger of Issuer | 2009-01-13 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.