UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22263
Exchange Traded Concepts Trust
(Exact name of registrant as specified in charter)
________
10900 Hefner Pointe Drive
Suite 207
Oklahoma City, OK 73120
(Address of principal executive offices)
________
J. Garrett Stevens
Exchange Traded Concepts Trust
10900 Hefner Pointe Drive
Suite 207
Oklahoma City, OK 73120
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 405-778-8377
Date of Fiscal Year End: April 30
Date of Reporting Period: July 1, 2018 to June 30, 2019
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds:
Bernstein Global Research Fund(b)
Bernstein US Research Fund(b)
EMQQ The Emerging Markets Internet and Ecommerce ETF(b)
FLAG-Forensic Accounting Long-Short ETF(c)
Hull Tactical US ETF(c)
Ideanomics NextGen Vehicles & Technology ETF(c)
(formerly, Innovation Shares NextGen Vehicles & Technology ETF)
Innovation Shares NextGen Protocol ETF(c)
REX VolMAXX(TM) Long VIX Weekly Futures Strategy ETF(c)
(Fund was liquidated on July 27, 2018)
REX VolMAXX(TM) Short VIX Weekly Futures Strategy ETF(c)
(Fund was liquidated on November 29, 2018)
ROBO Global Healthcare Technology and Innovation Index ETF(a)
(Fund commenced operations June 25, 2019)
ROBO Global Robotics and Automation Index ETF(a)
The ETF Industry Exposure & Financial Services ETF(c)
Vesper US Large Cap Short‐Term Reversal Strategy ETF(b)
(Fund commenced operations September 20, 2018)
YieldShares High Income ETF Fund(d)
(a) Date of Fiscal Year End: April 30
(b) Date of Fiscal Year End: August 31
(c) Date of Fiscal Year End: November 30
(d) Date of Fiscal Year End: December 31
Non-Voting Funds
Hull Tactical US ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
REX VolMAXX(TM) Long VIX Weekly Futures Strategy ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
REX VolMAXX(TM) Short VIX Weekly Futures Strategy ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
ROBO Global Healthcare Technology and Innovation Index ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
ACCENTURE PLC
Security ID: G1151C101 Ticker: ACN
Meeting Date: 01-Feb-19 Meeting Type: Annual
1a Elect Director Jaime Ardila Management For Voted - For
1b Elect Director Herbert Hainer Management For Voted - For
1c Elect Director Marjorie Magner Management For Voted - For
1d Elect Director Nancy McKinstry Management For Voted - For
1e Elect Director David P. Rowland Management For Voted - For
1f Elect Director Gilles C. Pelisson Management For Voted - For
1g Elect Director Paula A. Price Management For Voted - For
1h Elect Director Venkata (Murthy) Renduchintala Management For Voted - For
1i Elect Director Arun Sarin Management For Voted - For
1j Elect Director Frank K. Tang Management For Voted - For
1k Elect Director Tracey T. Travis Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
4 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
5 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
ALLERGAN PLC
Security ID: G0177J108 Ticker: AGN
Meeting Date: 01-May-19 Meeting Type: Annual
1a Elect Director Nesli Basgoz Management For Voted - For
1b Elect Director Joseph H. Boccuzi Management For Voted - For
1c Elect Director Christopher W. Bodine Management For Voted - For
1d Elect Director Adriane M. Brown Management For Voted - For
1e Elect Director Christopher J. Coughlin Management For Voted - For
1f Elect Director Carol Anthony (John) Davidson Management For Voted - For
1g Elect Director Thomas C. Freyman Management For Voted - For
1h Elect Director Michael E. Greenberg Management For Voted - For
1i Elect Director Robert J. Hugin Management For Voted - For
1j Elect Director Peter J. McDonnell Management For Voted - For
1k Elect Director Brenton L. Saunders Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Authorize Issue of Equity Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
5a Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
5b Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
AMERICAN AIRLINES GROUP INC.
Security ID: 02376R102 Ticker: AAL
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director James F. Albaugh Management For Voted - For
1b Elect Director Jeffrey D. Benjamin Management For Voted - For
1c Elect Director John T. Cahill Management For Voted - For
1d Elect Director Michael J. Embler Management For Voted - For
1e Elect Director Matthew J. Hart Management For Voted - For
1f Elect Director Susan D. Kronick Management For Voted - For
1g Elect Director Martin H. Nesbitt Management For Voted - For
1h Elect Director Denise M. O'Leary Management For Voted - For
1i Elect Director W. Douglas Parker Management For Voted - For
1j Elect Director Ray M. Robinson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions and Expenditures Shareholder Against Voted - For
ANTHEM, INC.
Security ID: 036752103 Ticker: ANTM
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Elect Director Bahija Jallal Management For Voted - For
1.2 Elect Director Elizabeth E. Tallett Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Declassify the Board of Directors Shareholder None Voted - For
APACHE CORPORATION
Security ID: 037411105 Ticker: APA
Meeting Date: 23-May-19 Meeting Type: Annual
1 Elect Director Annell R. Bay Management For Voted - For
2 Elect Director John J. Christmann, IV Management For Voted - For
3 Elect Director Juliet S. Ellis Management For Voted - For
4 Elect Director Chansoo Joung Management For Voted - For
5 Elect Director Rene R. Joyce Management For Voted - For
6 Elect Director John E. Lowe Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Director William C. Montgomery Management For Voted - For
8 Elect Director Amy H. Nelson Management For Voted - For
9 Elect Director Daniel W. Rabun Management For Voted - For
10 Elect Director Peter A. Ragauss Management For Voted - For
11 Ratify Ernst & Young LLP as Auditor Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AUTODESK, INC.
Security ID: 052769106 Ticker: ADSK
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director Andrew Anagnost Management For Voted - For
1b Elect Director Karen Blasing Management For Voted - For
1c Elect Director Reid French Management For Voted - For
1d Elect Director Blake Irving Management For Voted - For
1e Elect Director Mary T. McDowell Management For Voted - For
1f Elect Director Stephen Milligan Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Betsy Rafael Management For Voted - For
1i Elect Director Stacy J. Smith Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BANK OF AMERICA CORPORATION
Security ID: 060505104 Ticker: BAC
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a Elect Director Sharon L. Allen Management For Voted - For
1b Elect Director Susan S. Bies Management For Voted - For
1c Elect Director Jack O. Bovender, Jr. Management For Voted - For
1d Elect Director Frank P. Bramble, Sr. Management For Voted - For
1e Elect Director Pierre J.P. de Weck Management For Voted - For
1f Elect Director Arnold W. Donald Management For Voted - For
1g Elect Director Linda P. Hudson Management For Voted - For
1h Elect Director Monica C. Lozano Management For Voted - For
1i Elect Director Thomas J. May Management For Voted - For
1j Elect Director Brian T. Moynihan Management For Voted - For
1k Elect Director Lionel L. Nowell, III Management For Voted - For
1l Elect Director Clayton S. Rose Management For Voted - For
1m Elect Director Michael D. White Management For Voted - For
1n Elect Director Thomas D. Woods Management For Voted - For
1o Elect Director R. David Yost Management For Voted - For
1p Elect Director Maria T. Zuber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
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Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Gender Pay Gap Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Amend Proxy Access Right Shareholder Against Voted - For
CELGENE CORPORATION
Security ID: 151020104 Ticker: CELG
Meeting Date: 12-Apr-19 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - Against
CENTENE CORP.
Security ID: 15135B101 Ticker: CNC
Meeting Date: 28-Jan-19 Meeting Type: Special
1 Increase Authorized Common Stock Management For Voted - For
CENTENE CORPORATION
Security ID: 15135B101 Ticker: CNC
Meeting Date: 23-Apr-19 Meeting Type: Annual
1A Elect Director Orlando Ayala Management For Voted - For
1B Elect Director John R. Roberts Management For Voted - For
1C Elect Director Tommy G. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
Meeting Date: 24-Jun-19 Meeting Type: Special
1 Issue Shares in Connection with Merger Management For Voted - For
2 Adjourn Meeting Management For Voted - For
CITIGROUP INC.
Security ID: 172967424 Ticker: C
Meeting Date: 16-Apr-19 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Ellen M. Costello Management For Voted - For
1c Elect Director Barbara J. Desoer Management For Voted - For
1d Elect Director John C. Dugan Management For Voted - For
1e Elect Director Duncan P. Hennes Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1f Elect Director Peter B. Henry Management For Voted - For
1g Elect Director S. Leslie Ireland Management For Voted - For
1h Elect Director Lew W. (Jay) Jacobs, IV Management For Voted - For
1i Elect Director Renee J. James Management For Voted - For
1j Elect Director Eugene M. McQuade Management For Voted - For
1k Elect Director Gary M. Reiner Management For Voted - For
1l Elect Director Diana L. Taylor Management For Voted - For
1m Elect Director James S. Turley Management For Voted - For
1n Elect Director Deborah C. Wright Management For Voted - For
1o Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Proxy Access Right Shareholder Against Voted - For
6 Prohibit Accelerated Vesting of Awards to Pursue
Government Service Shareholder Against Voted - For
7 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
CITRIX SYSTEMS, INC.
Security ID: 177376100 Ticker: CTXS
Meeting Date: 04-Jun-19 Meeting Type: Annual
1a Elect Director Robert M. Calderoni Management For Voted - For
1b Elect Director Nanci E. Caldwell Management For Voted - For
1c Elect Director Jesse A. Cohn Management For Voted - For
1d Elect Director Robert D. Daleo Management For Voted - For
1e Elect Director Murray J. Demo Management For Voted - For
1f Elect Director Ajei S. Gopal Management For Voted - For
1g Elect Director David J. Henshall Management For Voted - For
1h Elect Director Thomas E. Hogan Management For Voted - For
1i Elect Director Moira A. Kilcoyne Management For Voted - For
1j Elect Director Peter J. Sacripanti Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Timothy S. Bitsberger Management For Voted - For
1c Elect Director Charles P. Carey Management For Voted - For
1d Elect Director Dennis H. Chookaszian Management For Voted - For
1e Elect Director Ana Dutra Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1f Elect Director Martin J. Gepsman Management For Voted - For
1g Elect Director Larry G. Gerdes Management For Voted - For
1h Elect Director Daniel R. Glickman Management For Voted - For
1i Elect Director Daniel G. Kaye Management For Voted - For
1j Elect Director Phyllis M. Lockett Management For Voted - For
1k Elect Director Deborah J. Lucas Management For Voted - For
1l Elect Director Alex J. Pollock Management For Voted - For
1m Elect Director Terry L. Savage Management For Voted - For
1n Elect Director William R. Shepard Management For Voted - For
1o Elect Director Howard J. Siegel Management For Voted - For
1p Elect Director Michael A. Spencer Management For Voted - For
1q Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP, INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1 Eliminate All or Some of the Class B Election Rights Management For Voted - For
CONCHO RESOURCES INC.
Security ID: 20605P101 Ticker: CXO
Meeting Date: 17-Jul-18 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
CONCHO RESOURCES, INC.
Security ID: 20605P101 Ticker: CXO
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Steven D. Gray Management For Voted - For
1.2 Elect Director Susan J. Helms Management For Voted - For
1.3 Elect Director Gary A. Merriman Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CONOCOPHILLIPS
Security ID: 20825C104 Ticker: COP
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director Charles E. Bunch Management For Voted - For
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Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1b Elect Director Caroline Maury Devine Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Jody Freeman Management For Voted - For
1e Elect Director Gay Huey Evans Management For Voted - For
1f Elect Director Jeffrey A. Joerres Management For Voted - For
1g Elect Director Ryan M. Lance Management For Voted - For
1h Elect Director William H. McRaven Management For Voted - For
1i Elect Director Sharmila Mulligan Management For Voted - For
1j Elect Director Arjun N. Murti Management For Voted - For
1k Elect Director Robert A. Niblock Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DARDEN RESTAURANTS, INC.
Security ID: 237194105 Ticker: DRI
Meeting Date: 19-Sep-18 Meeting Type: Annual
1.1 Elect Director Margaret Shan Atkins Management For Voted - For
1.2 Elect Director James P. Fogarty Management For Voted - For
1.3 Elect Director Cynthia T. Jamison Management For Voted - For
1.4 Elect Director Eugene I. (Gene) Lee, Jr. Management For Voted - For
1.5 Elect Director Nana Mensah Management For Voted - For
1.6 Elect Director William S. Simon Management For Voted - For
1.7 Elect Director Charles M. (Chuck) Sonsteby Management For Voted - For
1.8 Elect Director Timothy J. Wilmott Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Assess Feasibility of Adopting a Policy to Phase
Out Use of Antibiotics Shareholder Against Voted - For
DELTA AIR LINES, INC.
Security ID: 247361702 Ticker: DAL
Meeting Date: 20-Jun-19 Meeting Type: Annual
1a Elect Director Edward H. Bastian Management For Voted - For
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Ashton B. Carter Management For Voted - For
1e Elect Director David G. DeWalt Management For Voted - For
1f Elect Director William H. Easter, III Management For Voted - For
1g Elect Director Christopher A. Hazleton Management For Voted - For
1h Elect Director Michael P. Huerta Management For Voted - For
1i Elect Director Jeanne P. Jackson Management For Voted - For
1j Elect Director George N. Mattson Management For Voted - For
1k Elect Director Sergio A. L. Rial Management For Voted - For
1l Elect Director Kathy N. Waller Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
DOLLAR GENERAL CORPORATION
Security ID: 256677105 Ticker: DG
Meeting Date: 29-May-19 Meeting Type: Annual
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Sandra B. Cochran Management For Voted - For
1d Elect Director Patricia D. Fili-Krushel Management For Voted - For
1e Elect Director Timothy I. McGuire Management For Voted - For
1f Elect Director William C. Rhodes, III Management For Voted - For
1g Elect Director Ralph E. Santana Management For Voted - For
1h Elect Director Todd J. Vasos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
E*TRADE FINANCIAL CORPORATION
Security ID: 269246401 Ticker: ETFC
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Richard J. Carbone Management For Voted - For
1b Elect Director Robert J. Chersi Management For Voted - For
1c Elect Director Jaime W. Ellertson Management For Voted - For
1d Elect Director James P. Healy Management For Voted - For
1e Elect Director Kevin T. Kabat Management For Voted - For
1f Elect Director James Lam Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Shelley B. Leibowitz Management For Voted - For
1i Elect Director Karl A. Roessner Management For Voted - For
1j Elect Director Rebecca Saeger Management For Voted - For
1k Elect Director Donna L. Weaver Management For Voted - For
1l Elect Director Joshua A. Weinreich Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
EOG RESOURCES, INC.
Security ID: 26875P101 Ticker: EOG
Meeting Date: 29-Apr-19 Meeting Type: Annual
1a Elect Director Janet F. Clark Management For Voted - For
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Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1b Elect Director Charles R. Crisp Management For Voted - For
1c Elect Director Robert P. Daniels Management For Voted - For
1d Elect Director James C. Day Management For Voted - For
1e Elect Director C. Christopher Gaut Management For Voted - For
1f Elect Director Julie J. Robertson Management For Voted - For
1g Elect Director Donald F. Textor Management For Voted - For
1h Elect Director William R. Thomas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HESS CORPORATION
Security ID: 42809H107 Ticker: HES
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Terrence J. Checki Management For Voted - For
1.3 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.4 Elect Director John B. Hess Management For Voted - For
1.5 Elect Director Edith E. Holiday Management For Voted - For
1.6 Elect Director Risa Lavizzo-Mourey Management For Voted - For
1.7 Elect Director Marc S. Lipschultz Management For Voted - For
1.8 Elect Director David McManus Management For Voted - For
1.9 Elect Director Kevin O. Meyers Management For Voted - For
1.10 Elect Director James H. Quigley Management For Voted - For
1.11 Elect Director William G. Schrader Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
HORTONWORKS, INC.
Security ID: 440894103 Ticker: HDP
Meeting Date: 28-Dec-18 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Charles "Chip" V. Bergh Management For Voted - For
1e Elect Director Stacy Brown-Philpot Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1f Elect Director Stephanie A. Burns Management For Voted - For
1g Elect Director Mary Anne Citrino Management For Voted - For
1h Elect Director Yoky Matsuoka Management For Voted - For
1i Elect Director Stacey Mobley Management For Voted - For
1j Elect Director Subra Suresh Management For Voted - For
1k Elect Director Dion J. Weisler Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
J.B. HUNT TRANSPORT SERVICES, INC.
Security ID: 445658107 Ticker: JBHT
Meeting Date: 18-Apr-19 Meeting Type: Annual
1.1 Elect Director Douglas G. Duncan Management For Voted - For
1.2 Elect Director Francesca M. Edwardson Management For Voted - For
1.3 Elect Director Wayne Garrison Management For Voted - For
1.4 Elect Director Sharilyn S. Gasaway Management For Voted - For
1.5 Elect Director Gary C. George Management For Voted - For
1.6 Elect Director J. Bryan Hunt, Jr. Management For Voted - For
1.7 Elect Director Coleman H. Peterson Management For Voted - For
1.8 Elect Director John N. Roberts, III Management For Voted - For
1.9 Elect Director James L. Robo Management For Voted - For
1.10 Elect Director Kirk Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
KOSMOS ENERGY LTD.
Security ID: 500688106 Ticker: KOS
Meeting Date: 05-Jun-19 Meeting Type: Annual
1 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LAS VEGAS SANDS CORP.
Security ID: 517834107 Ticker: LVS
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Sheldon G. Adelson Management For Voted - Withheld
1.2 Elect Director Irwin Chafetz Management For Voted - Withheld
1.3 Elect Director Micheline Chau Management For Voted - Withheld
1.4 Elect Director Patrick Dumont Management For Voted - Withheld
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect Director Charles D. Forman Management For Voted - Withheld
1.6 Elect Director Robert G. Goldstein Management For Voted - Withheld
1.7 Elect Director George Jamieson Management For Voted - For
1.8 Elect Director Charles A. Koppelman Management For Voted - Withheld
1.9 Elect Director Lewis Kramer Management For Voted - For
1.10 Elect Director David F. Levi Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
LPL FINANCIAL HOLDINGS INC.
Security ID: 50212V100 Ticker: LPLA
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Dan H. Arnold Management For Voted - For
1.2 Elect Director H. Paulett Eberhart Management For Voted - For
1.3 Elect Director William F. Glavin, Jr. Management For Voted - For
1.4 Elect Director Allison H. Mnookin Management For Voted - For
1.5 Elect Director Anne M. Mulcahy Management For Voted - For
1.6 Elect Director James S. Putnam Management For Voted - For
1.7 Elect Director James S. Riepe Management For Voted - For
1.8 Elect Director Richard P. Schifter Management For Voted - For
1.9 Elect Director Corey E. Thomas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LYONDELLBASELL INDUSTRIES N.V.
Security ID: N53745100 Ticker: LYB
Meeting Date: 31-May-19 Meeting Type: Annual
1a Elect Director Jacques Aigrain Management For Voted - For
1b Elect Director Lincoln Benet Management For Voted - For
1c Elect Director Jagjeet "Jeet" Bindra Management For Voted - For
1d Elect Director Robin Buchanan Management For Voted - For
1e Elect Director Stephen Cooper Management For Voted - For
1f Elect Director Nance Dicciani Management For Voted - For
1g Elect Director Claire Farley Management For Voted - For
1h Elect Director Isabella "Bella" Goren Management For Voted - For
1i Elect Director Michael Hanley Management For Voted - For
1j Elect Director Albert Manifold Management For Voted - For
1k Elect Director Bhavesh "Bob" Patel Management For Voted - For
1l Elect Director Rudy van der Meer Management For Voted - For
2 Approve Discharge of Executive Director and Prior
Management Board Management For Voted - For
3 Approve Discharge of Non-Executive Directors and
Prior Supervisory Board Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
8 Approve Dividends of USD 4.00 Per Share Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
10 Amend Omnibus Stock Plan Management For Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 25-Jun-19 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director David R. Carlucci Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
1f Elect Director Julius Genachowski Management For Voted - For
1g Elect Director Choon Phong Goh Management For Voted - For
1h Elect Director Merit E. Janow Management For Voted - For
1i Elect Director Oki Matsumoto Management For Voted - For
1j Elect Director Youngme Moon Management For Voted - For
1k Elect Director Rima Qureshi Management For Voted - For
1l Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1m Elect Director Gabrielle Sulzberger Management For Voted - For
1n Elect Director Jackson Tai Management For Voted - For
1o Elect Director Lance Uggla Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Gender Pay Gap Shareholder Against Voted - For
5 Establish Human Rights Board Committee Shareholder Against Voted - Against
MICROSOFT CORP.
Security ID: 594918104 Ticker: MSFT
Meeting Date: 28-Nov-18 Meeting Type: Annual
1.1 Elect Director William H. Gates, III Management For Voted - For
1.2 Elect Director Reid G. Hoffman Management For Voted - For
1.3 Elect Director Hugh F. Johnston Management For Voted - For
1.4 Elect Director Teri L. List-Stoll Management For Voted - For
1.5 Elect Director Satya Nadella Management For Voted - For
1.6 Elect Director Charles H. Noski Management For Voted - For
1.7 Elect Director Helmut Panke Management For Voted - For
1.8 Elect Director Sandra E. Peterson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Elect Director Penny S. Pritzker Management For Voted - For
1.10 Elect Director Charles W. Scharf Management For Voted - For
1.11 Elect Director Arne M. Sorenson Management For Voted - For
1.12 Elect Director John W. Stanton Management For Voted - For
1.13 Elect Director John W. Thompson Management For Voted - For
1.14 Elect Director Padmasree Warrior Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Lewis W.K. Booth Management For Voted - For
1b Elect Director Charles E. Bunch Management For Voted - For
1c Elect Director Debra A. Crew Management For Voted - For
1d Elect Director Lois D. Juliber Management For Voted - For
1e Elect Director Mark D. Ketchum Management For Voted - For
1f Elect Director Peter W. May Management For Voted - For
1g Elect Director Jorge S. Mesquita Management For Voted - For
1h Elect Director Joseph Neubauer Management For Voted - For
1i Elect Director Fredric G. Reynolds Management For Voted - For
1j Elect Director Christiana S. Shi Management For Voted - For
1k Elect Director Patrick T. Siewert Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
1m Elect Director Dirk Van de Put Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Report on Mitigating Impacts of Deforestation in
Company's Supply Chain Shareholder Against Voted - Against
5 Consider Pay Disparity Between Executives and Other
Employees Shareholder Against Voted - Against
NIELSEN HOLDINGS PLC
Security ID: G6518L108 Ticker: NLSN
Meeting Date: 21-May-19 Meeting Type: Annual
1a Elect Director James A. Attwood, Jr. Management For Voted - For
1b Elect Director Guerrino De Luca Management For Voted - For
1c Elect Director Karen M. Hoguet Management For Voted - For
1d Elect Director David Kenny Management For Voted - For
1e Elect Director Harish Manwani Management For Voted - For
1f Elect Director Robert C. Pozen Management For Voted - For
1g Elect Director David Rawlinson Management For Voted - For
1h Elect Director Javier G. Teruel Management For Voted - For
1i Elect Director Lauren Zalaznick Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Reappoint Ernst & Young LLP as UK Statutory Auditors Management For Voted - For
4 Authorize the Audit Committee to Fix Remuneration
of UK Statutory Auditor Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Security ID: G66721104 Ticker: NCLH
Meeting Date: 13-Jun-19 Meeting Type: Annual
1a Elect Director Frank J. Del Rio Management For Voted - For
1b Elect Director Chad A. Leat Management For Voted - For
1c Elect Director Steve Martinez Management For Voted - For
1d Elect Director Pamela Thomas-Graham Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Bylaws Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
NXP SEMICONDUCTORS NV
Security ID: N6596X109 Ticker: NXPI
Meeting Date: 17-Jun-19 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2a Discuss Implementation of Remuneration Policy Management None Non-Voting
2b Receive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
2c Adopt Financial Statements and Statutory Reports Management For Voted - For
2d Approve Discharge of Board Members Management For Voted - For
3a Reelect Richard L. Clemmer as Executive Director Management For Voted - For
3b Reelect Peter Bonfield as Non-Executive Director Management For Voted - For
3c Reelect Kenneth A. Goldman as Non-Executive Director Management For Voted - For
3d Reelect Josef Kaeser as Non-Executive Director Management For Voted - For
3e Elect Lena Olving as Non-Executive Director Management For Voted - For
3f Reelect Peter Smitham as Non-Executive Director Management For Voted - For
3g Reelect Julie Southern as Non-Executive Director Management For Voted - For
3h Elect Jasmin Staiblin as Non-Executive Director Management For Voted - For
3i Reelect Gregory Summe as Non-Executive Director Management For Voted - For
3j Elect Karl-Henrik Sundstrom as Non-Executive
Director Management For Voted - For
4a Grant Board Authority to Issue Shares Up To 10
Percent of Issued Capital Management For Voted - For
4b Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - For
5 Approve NXP 2019 Omnibus Incentive Plan Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
6 Authorize Repurchase of Shares Management For Voted - Against
7 Approve Cancellation of Repurchased Shares Management For Voted - For
8 Ratify KPMG Accountants N.V. as Auditors Management For Voted - For
PATTERSON-UTI ENERGY, INC.
Security ID: 703481101 Ticker: PTEN
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Elect Director Mark S. Siegel Management For Voted - For
1.2 Elect Director Charles O. Buckner Management For Voted - For
1.3 Elect Director Tiffany (TJ) Thom Cepak Management For Voted - For
1.4 Elect Director Michael W. Conlon Management For Voted - For
1.5 Elect Director William A. Hendricks, Jr. Management For Voted - For
1.6 Elect Director Curtis W. Huff Management For Voted - For
1.7 Elect Director Terry H. Hunt Management For Voted - For
1.8 Elect Director Janeen S. Judah Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109 Ticker: PM
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Elect Director Andre Calantzopoulos Management For Voted - For
1.2 Elect Director Louis C. Camilleri Management For Voted - For
1.3 Elect Director Massimo Ferragamo Management For Voted - For
1.4 Elect Director Werner Geissler Management For Voted - For
1.5 Elect Director Lisa A. Hook Management For Voted - For
1.6 Elect Director Jennifer Li Management For Voted - For
1.7 Elect Director Jun Makihara Management For Voted - For
1.8 Elect Director Kalpana Morparia Management For Voted - For
1.9 Elect Director Lucio A. Noto Management For Voted - For
1.10 Elect Director Frederik Paulsen Management For Voted - For
1.11 Elect Director Robert B. Polet Management For Voted - For
1.12 Elect Director Stephen M. Wolf Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers SA as Auditor Management For Voted - For
PIONEER NATURAL RESOURCES COMPANY
Security ID: 723787107 Ticker: PXD
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Edison C. Buchanan Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Andrew F. Cates Management For Voted - For
1.3 Elect Director Phillip A. Gobe Management For Voted - For
1.4 Elect Director Larry R. Grillot Management For Voted - For
1.5 Elect Director Stacy P. Methvin Management For Voted - For
1.6 Elect Director Royce W. Mitchell Management For Voted - For
1.7 Elect Director Frank A. Risch Management For Voted - For
1.8 Elect Director Scott D. Sheffield Management For Voted - For
1.9 Elect Director Mona K. Sutphen Management For Voted - For
1.10 Elect Director J. Kenneth Thompson Management For Voted - For
1.11 Elect Director Phoebe A. Wood Management For Voted - For
1.12 Elect Director Michael D. Wortley Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
PROCTER & GAMBLE CO.
Security ID: 742718109 Ticker: PG
Meeting Date: 09-Oct-18 Meeting Type: Annual
1a Elect Director Francis S. Blake Management For Voted - For
1b Elect Director Angela F. Braly Management For Voted - For
1c Elect Director Amy L. Chang Management For Voted - For
1d Elect Director Kenneth I. Chenault Management For Voted - For
1e Elect Director Scott D. Cook Management For Voted - For
1f Elect Director Joseph Jimenez Management For Voted - For
1g Elect Director Terry J. Lundgren Management For Voted - For
1h Elect Director W. James McNerney, Jr. Management For Voted - For
1i Elect Director Nelson Peltz Management For Voted - For
1j Elect Director David S. Taylor Management For Voted - For
1k Elect Director Margaret C. Whitman Management For Voted - For
1l Elect Director Patricia A. Woertz Management For Voted - For
1m Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROSS STORES, INC.
Security ID: 778296103 Ticker: ROST
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Michael J. Bush Management For Voted - For
1d Elect Director Norman A. Ferber Management For Voted - For
1e Elect Director Sharon D. Garrett Management For Voted - For
1f Elect Director Stephen D. Milligan Management For Voted - For
1g Elect Director George P. Orban Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Michael O'Sullivan *Withdrawn
Resolution* Management None Non-Voting
1i Elect Director Gregory L. Quesnel Management For Voted - For
1j Elect Director Barbara Rentler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt Quantitative Company-wide GHG Goals Shareholder Against Voted - For
ROYAL CARIBBEAN CRUISES LTD.
Security ID: V7780T103 Ticker: RCL
Meeting Date: 30-May-19 Meeting Type: Annual
1a Elect Director John F. Brock Management For Voted - For
1b Elect Director Richard D. Fain Management For Voted - For
1c Elect Director Stephen R. Howe, Jr. Management For Voted - For
1d Elect Director William L. Kimsey Management For Voted - For
1e Elect Director Maritza G. Montiel Management For Voted - For
1f Elect Director Ann S. Moore Management For Voted - For
1g Elect Director Eyal M. Ofer Management For Voted - For
1h Elect Director Thomas J. Pritzker Management For Voted - For
1i Elect Director William K. Reilly Management For Voted - For
1j Elect Director Vagn O. Sorensen Management For Voted - For
1k Elect Director Donald Thompson Management For Voted - For
1l Elect Director Arne Alexander Wilhelmsen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Political Contributions Disclosure Shareholder Against Voted - For
SOUTHWEST AIRLINES CO.
Security ID: 844741108 Ticker: LUV
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Thomas W. Gilligan Management For Voted - For
1g Elect Director Gary C. Kelly Management For Voted - For
1h Elect Director Grace D. Lieblein Management For Voted - For
1i Elect Director Nancy B. Loeffler Management For Voted - For
1j Elect Director John T. Montford Management For Voted - For
1k Elect Director Ron Ricks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Amend Proxy Access Right Shareholder Against Voted - For
TARGET CORPORATION
Security ID: 87612E106 Ticker: TGT
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director George S. Barrett Management For Voted - For
1d Elect Director Brian C. Cornell Management For Voted - For
1e Elect Director Calvin Darden Management For Voted - For
1f Elect Director Henrique De Castro Management For Voted - For
1g Elect Director Robert L. Edwards Management For Voted - For
1h Elect Director Melanie L. Healey Management For Voted - For
1i Elect Director Donald R. Knauss Management For Voted - For
1j Elect Director Monica C. Lozano Management For Voted - For
1k Elect Director Mary E. Minnick Management For Voted - For
1l Elect Director Kenneth L. Salazar Management For Voted - For
1m Elect Director Dmitri L. Stockton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
TD AMERITRADE HOLDING CORP.
Security ID: 87236Y108 Ticker: AMTD
Meeting Date: 13-Feb-19 Meeting Type: Annual
1.1 Elect Director Bharat B. Masrani Management For Voted - For
1.2 Elect Director Irene R. Miller Management For Voted - For
1.3 Elect Director Todd M. Ricketts Management For Voted - For
1.4 Elect Director Allan R. Tessler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
THE ESTEE LAUDER COMPANIES, INC.
Security ID: 518439104 Ticker: EL
Meeting Date: 13-Nov-18 Meeting Type: Annual
1.1 Elect Director Rose Marie Bravo Management For Voted - For
1.2 Elect Director Paul J. Fribourg Management For Voted - For
1.3 Elect Director Irvine O. Hockaday, Jr. Management For Voted - For
1.4 Elect Director Jennifer Hyman Management For Voted - For
1.5 Elect Director Barry S. Sternlicht Management For Voted - Withheld
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104 Ticker: GS
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Mark A. Flaherty Management For Voted - For
1d Elect Director Ellen J. Kullman Management For Voted - For
1e Elect Director Lakshmi N. Mittal Management For Voted - For
1f Elect Director Adebayo O. Ogunlesi Management For Voted - For
1g Elect Director Peter Oppenheimer Management For Voted - For
1h Elect Director David M. Solomon Management For Voted - For
1i Elect Director Jan E. Tighe Management For Voted - For
1j Elect Director David A. Viniar Management For Voted - For
1k Elect Director Mark O. Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director James W. Brown Management For Voted - For
1.3 Elect Director Michele G. Buck Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director James C. Katzman Management For Voted - For
1.7 Elect Director M. Diane Koken Management For Voted - For
1.8 Elect Director Robert M. Malcolm Management For Voted - For
1.9 Elect Director Anthony J. Palmer Management For Voted - For
1.10 Elect Director Juan R. Perez Management For Voted - For
1.11 Elect Director Wendy L. Schoppert Management For Voted - For
1.12 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 23-Apr-19 Meeting Type: Annual
1.1 Elect Director Joseph Alvarado Management For Voted - For
1.2 Elect Director Charles E. Bunch Management For Voted - For
1.3 Elect Director Debra A. Cafaro Management For Voted - For
1.4 Elect Director Marjorie Rodgers Cheshire Management For Voted - For
1.5 Elect Director William S. Demchak Management For Voted - For
1.6 Elect Director Andrew T. Feldstein Management For Voted - For
1.7 Elect Director Richard J. Harshman Management For Voted - For
1.8 Elect Director Daniel R. Hesse Management For Voted - For
1.9 Elect Director Richard B. Kelson Management For Voted - For
1.10 Elect Director Linda R. Medler Management For Voted - For
1.11 Elect Director Martin Pfinsgraff Management For Voted - For
1.12 Elect Director Toni Townes-Whitley Management For Voted - For
1.13 Elect Director Michael J. Ward Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE TJX COMPANIES, INC.
Security ID: 872540109 Ticker: TJX
Meeting Date: 04-Jun-19 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
1.2 Elect Director Alan M. Bennett Management For Voted - For
1.3 Elect Director Rosemary T. Berkery Management For Voted - For
1.4 Elect Director David T. Ching Management For Voted - For
1.5 Elect Director Ernie Herrman Management For Voted - For
1.6 Elect Director Michael F. Hines Management For Voted - For
1.7 Elect Director Amy B. Lane Management For Voted - For
1.8 Elect Director Carol Meyrowitz Management For Voted - For
1.9 Elect Director Jackwyn L. Nemerov Management For Voted - For
1.10 Elect Director John F. O'Brien Management For Voted - For
1.11 Elect Director Willow B. Shire Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Gender, Race, or Ethnicity Pay Equity Shareholder Against Voted - Against
5 Report on Prison Labor in Supply Chain Shareholder Against Voted - For
6 Report on Human Rights Risks in Operations and
Supply Chain Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE TJX COS., INC.
Security ID: 872540109 Ticker: TJX
Meeting Date: 22-Oct-18 Meeting Type: Special
1 Increase Authorized Common Stock Management For Voted - For
TRACTOR SUPPLY COMPANY
Security ID: 892356106 Ticker: TSCO
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Cynthia T. Jamison Management For Voted - For
1.2 Elect Director Ricardo Cardenas Management For Voted - For
1.3 Elect Director Denise L. Jackson Management For Voted - For
1.4 Elect Director Thomas A. Kingsbury Management For Voted - For
1.5 Elect Director Ramkumar Krishnan Management For Voted - For
1.6 Elect Director George MacKenzie Management For Voted - For
1.7 Elect Director Edna K. Morris Management For Voted - For
1.8 Elect Director Mark J. Weikel Management For Voted - For
1.9 Elect Director Gregory A. Sandfort Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TRAVELPORT WORLDWIDE LTD.
Security ID: G9019D104 Ticker: TVPT
Meeting Date: 15-Mar-19 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
TYSON FOODS, INC.
Security ID: 902494103 Ticker: TSN
Meeting Date: 07-Feb-19 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1c Elect Director Dean Banks Management For Voted - For
1d Elect Director Mike Beebe Management For Voted - For
1e Elect Director Mikel A. Durham Management For Voted - For
1f Elect Director Kevin M. McNamara Management For Voted - For
1g Elect Director Cheryl S. Miller Management For Voted - For
1h Elect Director Jeffrey K. Schomburger Management For Voted - For
1i Elect Director Robert Thurber Management For Voted - For
1j Elect Director Barbara A. Tyson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k Elect Director Noel White Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Report on Lobbying Payments and Policy Shareholder Against Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
UNION PACIFIC CORPORATION
Security ID: 907818108 Ticker: UNP
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Andrew H. Card, Jr. Management For Voted - For
1b Elect Director Erroll B. Davis, Jr. Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director David B. Dillon Management For Voted - For
1e Elect Director Lance M. Fritz Management For Voted - For
1f Elect Director Deborah C. Hopkins Management For Voted - For
1g Elect Director Jane H. Lute Management For Voted - For
1h Elect Director Michael R. McCarthy Management For Voted - For
1i Elect Director Thomas F. McLarty, III Management For Voted - For
1j Elect Director Bhavesh V. Patel Management For Voted - For
1k Elect Director Jose H. Villarreal Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
UNITED CONTINENTAL HOLDINGS, INC.
Security ID: 910047109 Ticker: UAL
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Elect Director Carolyn Corvi Management For Voted - For
1.2 Elect Director Jane C. Garvey Management For Voted - For
1.3 Elect Director Barney Harford Management For Voted - For
1.4 Elect Director Michele J. Hooper Management For Voted - For
1.5 Elect Director Walter Isaacson Management For Voted - For
1.6 Elect Director James A. C. Kennedy Management For Voted - For
1.7 Elect Director Oscar Munoz Management For Voted - For
1.8 Elect Director Edward M. Philip Management For Voted - For
1.9 Elect Director Edward L. Shapiro Management For Voted - For
1.10 Elect Director David J. Vitale Management For Voted - For
1.11 Elect Director James M. Whitehurst Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 03-Jun-19 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Richard T. Burke Management For Voted - For
1c Elect Director Timothy P. Flynn Management For Voted - For
1d Elect Director Stephen J. Hemsley Management For Voted - For
1e Elect Director Michele J. Hooper Management For Voted - For
1f Elect Director F. William McNabb, III Management For Voted - For
1g Elect Director Valerie C. Montgomery Rice Management For Voted - For
1h Elect Director John H. Noseworthy Management For Voted - For
1i Elect Director Glenn M. Renwick Management For Voted - For
1j Elect Director David S. Wichmann Management For Voted - For
1k Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
VALE SA
Security ID: 91912E105 Ticker: VALE3
Meeting Date: 30-Apr-19 Meeting Type: Annual/Special
1 Amend Articles Management For Voted - For
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - Against
2 Approve Capital Budget and Allocation of Income Management For Voted - For
27 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - For
28 Elect Directors Management For Voted - Against
29 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
30 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
31.1 Percentage of Votes to Be Assigned - Elect Marcio
Hamilton Ferreira as Director and Gilmar Dalilo
Cezar Wanderley as Alternate Management None Voted - Abstain
31.2 Percentage of Votes to Be Assigned - Elect Marcel
Juviniano Barros as Director and Marcia Fragoso
Soares as Alternate Management None Voted - Abstain
31.3 Percentage of Votes to Be Assigned - Elect Jose
Mauricio Pereira Coelho as Director and Arthur
Prado Silva as Alternate Management None Voted - Abstain
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
31.4 Percentage of Votes to Be Assigned - Elect Marcelo
Augusto Dutra Labuto as Director and Ivan Luiz
Modesto Schara as Alternate Management None Voted - Abstain
31.5 Percentage of Votes to Be Assigned - Elect Oscar
Augusto de Camargo Filho as Director and Yoshitomo
Nishimitsu as Alternate Management None Voted - Abstain
31.6 Percentage of Votes to Be Assigned - Elect Toshiya
Asahi as Director and Hugo Serrado Stoffel as
Alternate Management None Voted - Abstain
31.7 Percentage of Votes to Be Assigned - Elect Fernando
Jorge Buso Gomes as Director and Johan Albino
Ribeiro as Alternate Management None Voted - Abstain
31.8 Percentage of Votes to Be Assigned - Elect Eduardo
de Oliveira Rodrigues Filho as Director and
Respective Alternate Management None Voted - Abstain
31.9 Percentage of Votes to Be Assigned - Elect Jose
Luciano Duarte Penido as Director and Respective
Alternate Management None Voted - Abstain
31.10Percentage of Votes to Be Assigned - Elect Sandra
Maria Guerra de Azevedo as Director and Respective
Alternate Management None Voted - Abstain
31.11Percentage of Votes to Be Assigned - Elect Isabella
Saboya de Albuquerque as Director and Adriano Cives
Seabra as Alternate Management None Voted - Abstain
31.12Percentage of Votes to Be Assigned - Elect Clarissa
de Araujo Lins as Director and Respective Alternate Management None Voted - Abstain
32 Elect Patricia Gracindo Marques de Assis Bentes and
Marcelo Gasparino da Silva as Board Members
Appointed by Minority Shareholder Shareholder None Voted - For
33 In Case Cumulative Voting Is Adopted, Do You Wish
Distribute Your Full Position to the Above Nominee? Management None Voted - For
35 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
36 In Case Neither Class of Shares Reaches the Minimum
Quorum Required by the Brazilian Corporate Law to
Elect a Board Representative in Separate Elections,
Would You Like to Use Your Votes to Elect the
Candidate with More Votes to Represent Both Classes? Management None Voted - Abstain
37 Elect Fiscal Council Members Management For Voted - Abstain
38 In Case One of the Nominees Leaves the Fiscal
Council Slate Due to a Separate Minority Election,
as Allowed Under Articles 161 and 240 of the
Brazilian Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate? Management None Voted - Against
39 Elect Raphael Manhaes Martins as Fiscal Council
Member and Gaspar Carreira Junior as Alternate
Appointed by Minority Shareholder Shareholder None Voted - For
40 Approve Remuneration of Company's Management and
Fiscal Council Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
Bernstein Global Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
VISA, INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a Elect Director Lloyd A. Carney Management For Voted - For
1b Elect Director Mary B. Cranston Management For Voted - For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1d Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1e Elect Director John F. Lundgren Management For Voted - For
1f Elect Director Robert W. Matschullat Management For Voted - For
1g Elect Director Denise M. Morrison Management For Voted - For
1h Elect Director Suzanne Nora Johnson Management For Voted - For
1i Elect Director John A.C. Swainson Management For Voted - For
1j Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
WESTLAKE CHEMICAL CORPORATION
Security ID: 960413102 Ticker: WLK
Meeting Date: 17-May-19 Meeting Type: Annual
1.1 Elect Director Albert Chao Management For Voted - Withheld
1.2 Elect Director David T. Chao Management For Voted - Withheld
1.3 Elect Director Michael J. Graff Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
WYNN RESORTS, LIMITED
Security ID: 983134107 Ticker: WYNN
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Jay L. Johnson Management For Voted - For
1.2 Elect Director Margaret J. Myers Management For Voted - For
1.3 Elect Director Winifred M. Webb Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
ACCENTURE PLC
Security ID: G1151C101 Ticker: ACN
Meeting Date: 01-Feb-19 Meeting Type: Annual
1a Elect Director Jaime Ardila Management For Voted - For
1b Elect Director Herbert Hainer Management For Voted - For
1c Elect Director Marjorie Magner Management For Voted - For
1d Elect Director Nancy McKinstry Management For Voted - For
1e Elect Director David P. Rowland Management For Voted - For
1f Elect Director Gilles C. Pelisson Management For Voted - For
1g Elect Director Paula A. Price Management For Voted - For
1h Elect Director Venkata (Murthy) Renduchintala Management For Voted - For
1i Elect Director Arun Sarin Management For Voted - For
1j Elect Director Frank K. Tang Management For Voted - For
1k Elect Director Tracey T. Travis Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
4 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
5 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
ALLERGAN PLC
Security ID: G0177J108 Ticker: AGN
Meeting Date: 01-May-19 Meeting Type: Annual
1a Elect Director Nesli Basgoz Management For Voted - For
1b Elect Director Joseph H. Boccuzi Management For Voted - For
1c Elect Director Christopher W. Bodine Management For Voted - For
1d Elect Director Adriane M. Brown Management For Voted - For
1e Elect Director Christopher J. Coughlin Management For Voted - For
1f Elect Director Carol Anthony (John) Davidson Management For Voted - For
1g Elect Director Thomas C. Freyman Management For Voted - For
1h Elect Director Michael E. Greenberg Management For Voted - For
1i Elect Director Robert J. Hugin Management For Voted - For
1j Elect Director Peter J. McDonnell Management For Voted - For
1k Elect Director Brenton L. Saunders Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Authorize Issue of Equity Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
5a Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
5b Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - Against
AMERICAN AIRLINES GROUP INC.
Security ID: 02376R102 Ticker: AAL
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director James F. Albaugh Management For Voted - For
1b Elect Director Jeffrey D. Benjamin Management For Voted - For
1c Elect Director John T. Cahill Management For Voted - For
1d Elect Director Michael J. Embler Management For Voted - For
1e Elect Director Matthew J. Hart Management For Voted - For
1f Elect Director Susan D. Kronick Management For Voted - For
1g Elect Director Martin H. Nesbitt Management For Voted - For
1h Elect Director Denise M. O'Leary Management For Voted - For
1i Elect Director W. Douglas Parker Management For Voted - For
1j Elect Director Ray M. Robinson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions and Expenditures Shareholder Against Voted - For
ANTHEM, INC.
Security ID: 036752103 Ticker: ANTM
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Elect Director Bahija Jallal Management For Voted - For
1.2 Elect Director Elizabeth E. Tallett Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Declassify the Board of Directors Shareholder None Voted - For
APACHE CORPORATION
Security ID: 037411105 Ticker: APA
Meeting Date: 23-May-19 Meeting Type: Annual
1 Elect Director Annell R. Bay Management For Voted - For
2 Elect Director John J. Christmann, IV Management For Voted - For
3 Elect Director Juliet S. Ellis Management For Voted - For
4 Elect Director Chansoo Joung Management For Voted - For
5 Elect Director Rene R. Joyce Management For Voted - For
6 Elect Director John E. Lowe Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Director William C. Montgomery Management For Voted - For
8 Elect Director Amy H. Nelson Management For Voted - For
9 Elect Director Daniel W. Rabun Management For Voted - For
10 Elect Director Peter A. Ragauss Management For Voted - For
11 Ratify Ernst & Young LLP as Auditor Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AUTODESK, INC.
Security ID: 052769106 Ticker: ADSK
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director Andrew Anagnost Management For Voted - For
1b Elect Director Karen Blasing Management For Voted - For
1c Elect Director Reid French Management For Voted - For
1d Elect Director Blake Irving Management For Voted - For
1e Elect Director Mary T. McDowell Management For Voted - For
1f Elect Director Stephen Milligan Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Betsy Rafael Management For Voted - For
1i Elect Director Stacy J. Smith Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BANK OF AMERICA CORPORATION
Security ID: 060505104 Ticker: BAC
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a Elect Director Sharon L. Allen Management For Voted - For
1b Elect Director Susan S. Bies Management For Voted - For
1c Elect Director Jack O. Bovender, Jr. Management For Voted - For
1d Elect Director Frank P. Bramble, Sr. Management For Voted - For
1e Elect Director Pierre J.P. de Weck Management For Voted - For
1f Elect Director Arnold W. Donald Management For Voted - For
1g Elect Director Linda P. Hudson Management For Voted - For
1h Elect Director Monica C. Lozano Management For Voted - For
1i Elect Director Thomas J. May Management For Voted - For
1j Elect Director Brian T. Moynihan Management For Voted - For
1k Elect Director Lionel L. Nowell, III Management For Voted - For
1l Elect Director Clayton S. Rose Management For Voted - For
1m Elect Director Michael D. White Management For Voted - For
1n Elect Director Thomas D. Woods Management For Voted - For
1o Elect Director R. David Yost Management For Voted - For
1p Elect Director Maria T. Zuber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Amend Omnibus Stock Plan Management For Voted - For
5 Report on Gender Pay Gap Shareholder Against Voted - For
6 Provide Right to Act by Written Consent Shareholder Against Voted - For
7 Amend Proxy Access Right Shareholder Against Voted - For
CELGENE CORPORATION
Security ID: 151020104 Ticker: CELG
Meeting Date: 12-Apr-19 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - Against
CENTENE CORP.
Security ID: 15135B101 Ticker: CNC
Meeting Date: 28-Jan-19 Meeting Type: Special
1 Increase Authorized Common Stock Management For Voted - For
CENTENE CORPORATION
Security ID: 15135B101 Ticker: CNC
Meeting Date: 23-Apr-19 Meeting Type: Annual
1A Elect Director Orlando Ayala Management For Voted - For
1B Elect Director John R. Roberts Management For Voted - For
1C Elect Director Tommy G. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
CITIGROUP INC.
Security ID: 172967424 Ticker: C
Meeting Date: 16-Apr-19 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Ellen M. Costello Management For Voted - For
1c Elect Director Barbara J. Desoer Management For Voted - For
1d Elect Director John C. Dugan Management For Voted - For
1e Elect Director Duncan P. Hennes Management For Voted - For
1f Elect Director Peter B. Henry Management For Voted - For
1g Elect Director S. Leslie Ireland Management For Voted - For
1h Elect Director Lew W. (Jay) Jacobs, IV Management For Voted - For
1i Elect Director Renee J. James Management For Voted - For
1j Elect Director Eugene M. McQuade Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k Elect Director Gary M. Reiner Management For Voted - For
1l Elect Director Diana L. Taylor Management For Voted - For
1m Elect Director James S. Turley Management For Voted - For
1n Elect Director Deborah C. Wright Management For Voted - For
1o Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Proxy Access Right Shareholder Against Voted - For
6 Prohibit Accelerated Vesting of Awards to Pursue
Government Service Shareholder Against Voted - For
7 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
CITRIX SYSTEMS, INC.
Security ID: 177376100 Ticker: CTXS
Meeting Date: 04-Jun-19 Meeting Type: Annual
1a Elect Director Robert M. Calderoni Management For Voted - For
1b Elect Director Nanci E. Caldwell Management For Voted - For
1c Elect Director Jesse A. Cohn Management For Voted - For
1d Elect Director Robert D. Daleo Management For Voted - For
1e Elect Director Murray J. Demo Management For Voted - For
1f Elect Director Ajei S. Gopal Management For Voted - For
1g Elect Director David J. Henshall Management For Voted - For
1h Elect Director Thomas E. Hogan Management For Voted - For
1i Elect Director Moira A. Kilcoyne Management For Voted - For
1j Elect Director Peter J. Sacripanti Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Timothy S. Bitsberger Management For Voted - For
1c Elect Director Charles P. Carey Management For Voted - For
1d Elect Director Dennis H. Chookaszian Management For Voted - For
1e Elect Director Ana Dutra Management For Voted - For
1f Elect Director Martin J. Gepsman Management For Voted - For
1g Elect Director Larry G. Gerdes Management For Voted - For
1h Elect Director Daniel R. Glickman Management For Voted - For
1i Elect Director Daniel G. Kaye Management For Voted - For
1j Elect Director Phyllis M. Lockett Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k Elect Director Deborah J. Lucas Management For Voted - For
1l Elect Director Alex J. Pollock Management For Voted - For
1m Elect Director Terry L. Savage Management For Voted - For
1n Elect Director William R. Shepard Management For Voted - For
1o Elect Director Howard J. Siegel Management For Voted - For
1p Elect Director Michael A. Spencer Management For Voted - For
1q Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP, INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1 Eliminate All or Some of the Class B Election Rights Management For Voted - For
CONCHO RESOURCES INC.
Security ID: 20605P101 Ticker: CXO
Meeting Date: 17-Jul-18 Meeting Type: Special
1 Issue Shares in Connection with Acquisition Management For Voted - For
CONCHO RESOURCES, INC.
Security ID: 20605P101 Ticker: CXO
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Steven D. Gray Management For Voted - For
1.2 Elect Director Susan J. Helms Management For Voted - For
1.3 Elect Director Gary A. Merriman Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CONOCOPHILLIPS
Security ID: 20825C104 Ticker: COP
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director Charles E. Bunch Management For Voted - For
1b Elect Director Caroline Maury Devine Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Jody Freeman Management For Voted - For
1e Elect Director Gay Huey Evans Management For Voted - For
1f Elect Director Jeffrey A. Joerres Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1g Elect Director Ryan M. Lance Management For Voted - For
1h Elect Director William H. McRaven Management For Voted - For
1i Elect Director Sharmila Mulligan Management For Voted - For
1j Elect Director Arjun N. Murti Management For Voted - For
1k Elect Director Robert A. Niblock Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DARDEN RESTAURANTS, INC.
Security ID: 237194105 Ticker: DRI
Meeting Date: 19-Sep-18 Meeting Type: Annual
1.1 Elect Director Margaret Shan Atkins Management For Voted - For
1.2 Elect Director James P. Fogarty Management For Voted - For
1.3 Elect Director Cynthia T. Jamison Management For Voted - For
1.4 Elect Director Eugene I. (Gene) Lee, Jr. Management For Voted - For
1.5 Elect Director Nana Mensah Management For Voted - For
1.6 Elect Director William S. Simon Management For Voted - For
1.7 Elect Director Charles M. (Chuck) Sonsteby Management For Voted - For
1.8 Elect Director Timothy J. Wilmott Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Assess Feasibility of Adopting a Policy to Phase
Out Use of Antibiotics Shareholder Against Voted - For
DELTA AIR LINES, INC.
Security ID: 247361702 Ticker: DAL
Meeting Date: 20-Jun-19 Meeting Type: Annual
1a Elect Director Edward H. Bastian Management For Voted - For
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Ashton B. Carter Management For Voted - For
1e Elect Director David G. DeWalt Management For Voted - For
1f Elect Director William H. Easter, III Management For Voted - For
1g Elect Director Christopher A. Hazleton Management For Voted - For
1h Elect Director Michael P. Huerta Management For Voted - For
1i Elect Director Jeanne P. Jackson Management For Voted - For
1j Elect Director George N. Mattson Management For Voted - For
1k Elect Director Sergio A. L. Rial Management For Voted - For
1l Elect Director Kathy N. Waller Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
DOLLAR GENERAL CORPORATION
Security ID: 256677105 Ticker: DG
Meeting Date: 29-May-19 Meeting Type: Annual
1a Elect Director Warren F. Bryant Management For Voted - For
1b Elect Director Michael M. Calbert Management For Voted - For
1c Elect Director Sandra B. Cochran Management For Voted - For
1d Elect Director Patricia D. Fili-Krushel Management For Voted - For
1e Elect Director Timothy I. McGuire Management For Voted - For
1f Elect Director William C. Rhodes, III Management For Voted - For
1g Elect Director Ralph E. Santana Management For Voted - For
1h Elect Director Todd J. Vasos Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
E*TRADE FINANCIAL CORPORATION
Security ID: 269246401 Ticker: ETFC
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Richard J. Carbone Management For Voted - For
1b Elect Director Robert J. Chersi Management For Voted - For
1c Elect Director Jaime W. Ellertson Management For Voted - For
1d Elect Director James P. Healy Management For Voted - For
1e Elect Director Kevin T. Kabat Management For Voted - For
1f Elect Director James Lam Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
1h Elect Director Shelley B. Leibowitz Management For Voted - For
1i Elect Director Karl A. Roessner Management For Voted - For
1j Elect Director Rebecca Saeger Management For Voted - For
1k Elect Director Donna L. Weaver Management For Voted - For
1l Elect Director Joshua A. Weinreich Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
EOG RESOURCES, INC.
Security ID: 26875P101 Ticker: EOG
Meeting Date: 29-Apr-19 Meeting Type: Annual
1a Elect Director Janet F. Clark Management For Voted - For
1b Elect Director Charles R. Crisp Management For Voted - For
1c Elect Director Robert P. Daniels Management For Voted - For
1d Elect Director James C. Day Management For Voted - For
1e Elect Director C. Christopher Gaut Management For Voted - For
1f Elect Director Julie J. Robertson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1g Elect Director Donald F. Textor Management For Voted - For
1h Elect Director William R. Thomas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
HESS CORPORATION
Security ID: 42809H107 Ticker: HES
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Elect Director Rodney F. Chase Management For Voted - For
1.2 Elect Director Terrence J. Checki Management For Voted - For
1.3 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.4 Elect Director John B. Hess Management For Voted - For
1.5 Elect Director Edith E. Holiday Management For Voted - For
1.6 Elect Director Risa Lavizzo-Mourey Management For Voted - For
1.7 Elect Director Marc S. Lipschultz Management For Voted - For
1.8 Elect Director David McManus Management For Voted - For
1.9 Elect Director Kevin O. Meyers Management For Voted - For
1.10 Elect Director James H. Quigley Management For Voted - For
1.11 Elect Director William G. Schrader Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
HORTONWORKS, INC.
Security ID: 440894103 Ticker: HDP
Meeting Date: 28-Dec-18 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Charles "Chip" V. Bergh Management For Voted - For
1e Elect Director Stacy Brown-Philpot Management For Voted - For
1f Elect Director Stephanie A. Burns Management For Voted - For
1g Elect Director Mary Anne Citrino Management For Voted - For
1h Elect Director Yoky Matsuoka Management For Voted - For
1i Elect Director Stacey Mobley Management For Voted - For
1j Elect Director Subra Suresh Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k Elect Director Dion J. Weisler Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
J.B. HUNT TRANSPORT SERVICES, INC.
Security ID: 445658107 Ticker: JBHT
Meeting Date: 18-Apr-19 Meeting Type: Annual
1.1 Elect Director Douglas G. Duncan Management For Voted - For
1.2 Elect Director Francesca M. Edwardson Management For Voted - For
1.3 Elect Director Wayne Garrison Management For Voted - For
1.4 Elect Director Sharilyn S. Gasaway Management For Voted - For
1.5 Elect Director Gary C. George Management For Voted - For
1.6 Elect Director J. Bryan Hunt, Jr. Management For Voted - For
1.7 Elect Director Coleman H. Peterson Management For Voted - For
1.8 Elect Director John N. Roberts, III Management For Voted - For
1.9 Elect Director James L. Robo Management For Voted - For
1.10 Elect Director Kirk Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
KOSMOS ENERGY LTD.
Security ID: 500688106 Ticker: KOS
Meeting Date: 05-Jun-19 Meeting Type: Annual
1 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LAS VEGAS SANDS CORP.
Security ID: 517834107 Ticker: LVS
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Sheldon G. Adelson Management For Voted - Withheld
1.2 Elect Director Irwin Chafetz Management For Voted - Withheld
1.3 Elect Director Micheline Chau Management For Voted - Withheld
1.4 Elect Director Patrick Dumont Management For Voted - Withheld
1.5 Elect Director Charles D. Forman Management For Voted - Withheld
1.6 Elect Director Robert G. Goldstein Management For Voted - Withheld
1.7 Elect Director George Jamieson Management For Voted - For
1.8 Elect Director Charles A. Koppelman Management For Voted - Withheld
1.9 Elect Director Lewis Kramer Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.10 Elect Director David F. Levi Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
LPL FINANCIAL HOLDINGS INC.
Security ID: 50212V100 Ticker: LPLA
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Dan H. Arnold Management For Voted - For
1.2 Elect Director H. Paulett Eberhart Management For Voted - For
1.3 Elect Director William F. Glavin, Jr. Management For Voted - For
1.4 Elect Director Allison H. Mnookin Management For Voted - For
1.5 Elect Director Anne M. Mulcahy Management For Voted - For
1.6 Elect Director James S. Putnam Management For Voted - For
1.7 Elect Director James S. Riepe Management For Voted - For
1.8 Elect Director Richard P. Schifter Management For Voted - For
1.9 Elect Director Corey E. Thomas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
LYONDELLBASELL INDUSTRIES N.V.
Security ID: N53745100 Ticker: LYB
Meeting Date: 31-May-19 Meeting Type: Annual
1a Elect Director Jacques Aigrain Management For Voted - For
1b Elect Director Lincoln Benet Management For Voted - For
1c Elect Director Jagjeet "Jeet" Bindra Management For Voted - For
1d Elect Director Robin Buchanan Management For Voted - For
1e Elect Director Stephen Cooper Management For Voted - For
1f Elect Director Nance Dicciani Management For Voted - For
1g Elect Director Claire Farley Management For Voted - For
1h Elect Director Isabella "Bella" Goren Management For Voted - For
1i Elect Director Michael Hanley Management For Voted - For
1j Elect Director Albert Manifold Management For Voted - For
1k Elect Director Bhavesh "Bob" Patel Management For Voted - For
1l Elect Director Rudy van der Meer Management For Voted - For
2 Approve Discharge of Executive Director and Prior
Management Board Management For Voted - For
3 Approve Discharge of Non-Executive Directors and
Prior Supervisory Board Management For Voted - For
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Ratify PricewaterhouseCoopers Accountants N.V. as
Auditors Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
8 Approve Dividends of USD 4.00 Per Share Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
10 Amend Omnibus Stock Plan Management For Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 25-Jun-19 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director David R. Carlucci Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
1f Elect Director Julius Genachowski Management For Voted - For
1g Elect Director Choon Phong Goh Management For Voted - For
1h Elect Director Merit E. Janow Management For Voted - For
1i Elect Director Oki Matsumoto Management For Voted - For
1j Elect Director Youngme Moon Management For Voted - For
1k Elect Director Rima Qureshi Management For Voted - For
1l Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1m Elect Director Gabrielle Sulzberger Management For Voted - For
1n Elect Director Jackson Tai Management For Voted - For
1o Elect Director Lance Uggla Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Gender Pay Gap Shareholder Against Voted - For
5 Establish Human Rights Board Committee Shareholder Against Voted - Against
MICROSOFT CORP.
Security ID: 594918104 Ticker: MSFT
Meeting Date: 28-Nov-18 Meeting Type: Annual
1.1 Elect Director William H. Gates, III Management For Voted - For
1.2 Elect Director Reid G. Hoffman Management For Voted - For
1.3 Elect Director Hugh F. Johnston Management For Voted - For
1.4 Elect Director Teri L. List-Stoll Management For Voted - For
1.5 Elect Director Satya Nadella Management For Voted - For
1.6 Elect Director Charles H. Noski Management For Voted - For
1.7 Elect Director Helmut Panke Management For Voted - For
1.8 Elect Director Sandra E. Peterson Management For Voted - For
1.9 Elect Director Penny S. Pritzker Management For Voted - For
1.10 Elect Director Charles W. Scharf Management For Voted - For
1.11 Elect Director Arne M. Sorenson Management For Voted - For
1.12 Elect Director John W. Stanton Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.13 Elect Director John W. Thompson Management For Voted - For
1.14 Elect Director Padmasree Warrior Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Lewis W.K. Booth Management For Voted - For
1b Elect Director Charles E. Bunch Management For Voted - For
1c Elect Director Debra A. Crew Management For Voted - For
1d Elect Director Lois D. Juliber Management For Voted - For
1e Elect Director Mark D. Ketchum Management For Voted - For
1f Elect Director Peter W. May Management For Voted - For
1g Elect Director Jorge S. Mesquita Management For Voted - For
1h Elect Director Joseph Neubauer Management For Voted - For
1i Elect Director Fredric G. Reynolds Management For Voted - For
1j Elect Director Christiana S. Shi Management For Voted - For
1k Elect Director Patrick T. Siewert Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
1m Elect Director Dirk Van de Put Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Report on Mitigating Impacts of Deforestation in
Company's Supply Chain Shareholder Against Voted - Against
5 Consider Pay Disparity Between Executives and Other
Employees Shareholder Against Voted - Against
NIELSEN HOLDINGS PLC
Security ID: G6518L108 Ticker: NLSN
Meeting Date: 21-May-19 Meeting Type: Annual
1a Elect Director James A. Attwood, Jr. Management For Voted - For
1b Elect Director Guerrino De Luca Management For Voted - For
1c Elect Director Karen M. Hoguet Management For Voted - For
1d Elect Director David Kenny Management For Voted - For
1e Elect Director Harish Manwani Management For Voted - For
1f Elect Director Robert C. Pozen Management For Voted - For
1g Elect Director David Rawlinson Management For Voted - For
1h Elect Director Javier G. Teruel Management For Voted - For
1i Elect Director Lauren Zalaznick Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Reappoint Ernst & Young LLP as UK Statutory Auditors Management For Voted - For
4 Authorize the Audit Committee to Fix Remuneration
of UK Statutory Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
6 Approve Remuneration Report Management For Voted - For
7 Approve Omnibus Stock Plan Management For Voted - For
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Security ID: G66721104 Ticker: NCLH
Meeting Date: 13-Jun-19 Meeting Type: Annual
1a Elect Director Frank J. Del Rio Management For Voted - For
1b Elect Director Chad A. Leat Management For Voted - For
1c Elect Director Steve Martinez Management For Voted - For
1d Elect Director Pamela Thomas-Graham Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Bylaws Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
PATTERSON-UTI ENERGY, INC.
Security ID: 703481101 Ticker: PTEN
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Elect Director Mark S. Siegel Management For Voted - For
1.2 Elect Director Charles O. Buckner Management For Voted - For
1.3 Elect Director Tiffany (TJ) Thom Cepak Management For Voted - For
1.4 Elect Director Michael W. Conlon Management For Voted - For
1.5 Elect Director William A. Hendricks, Jr. Management For Voted - For
1.6 Elect Director Curtis W. Huff Management For Voted - For
1.7 Elect Director Terry H. Hunt Management For Voted - For
1.8 Elect Director Janeen S. Judah Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109 Ticker: PM
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Elect Director Andre Calantzopoulos Management For Voted - For
1.2 Elect Director Louis C. Camilleri Management For Voted - For
1.3 Elect Director Massimo Ferragamo Management For Voted - For
1.4 Elect Director Werner Geissler Management For Voted - For
1.5 Elect Director Lisa A. Hook Management For Voted - For
1.6 Elect Director Jennifer Li Management For Voted - For
1.7 Elect Director Jun Makihara Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Kalpana Morparia Management For Voted - For
1.9 Elect Director Lucio A. Noto Management For Voted - For
1.10 Elect Director Frederik Paulsen Management For Voted - For
1.11 Elect Director Robert B. Polet Management For Voted - For
1.12 Elect Director Stephen M. Wolf Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers SA as Auditor Management For Voted - For
PIONEER NATURAL RESOURCES COMPANY
Security ID: 723787107 Ticker: PXD
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Edison C. Buchanan Management For Voted - For
1.2 Elect Director Andrew F. Cates Management For Voted - For
1.3 Elect Director Phillip A. Gobe Management For Voted - For
1.4 Elect Director Larry R. Grillot Management For Voted - For
1.5 Elect Director Stacy P. Methvin Management For Voted - For
1.6 Elect Director Royce W. Mitchell Management For Voted - For
1.7 Elect Director Frank A. Risch Management For Voted - For
1.8 Elect Director Scott D. Sheffield Management For Voted - For
1.9 Elect Director Mona K. Sutphen Management For Voted - For
1.10 Elect Director J. Kenneth Thompson Management For Voted - For
1.11 Elect Director Phoebe A. Wood Management For Voted - For
1.12 Elect Director Michael D. Wortley Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
PROCTER & GAMBLE CO.
Security ID: 742718109 Ticker: PG
Meeting Date: 09-Oct-18 Meeting Type: Annual
1a Elect Director Francis S. Blake Management For Voted - For
1b Elect Director Angela F. Braly Management For Voted - For
1c Elect Director Amy L. Chang Management For Voted - For
1d Elect Director Kenneth I. Chenault Management For Voted - For
1e Elect Director Scott D. Cook Management For Voted - For
1f Elect Director Joseph Jimenez Management For Voted - For
1g Elect Director Terry J. Lundgren Management For Voted - For
1h Elect Director W. James McNerney, Jr. Management For Voted - For
1i Elect Director Nelson Peltz Management For Voted - For
1j Elect Director David S. Taylor Management For Voted - For
1k Elect Director Margaret C. Whitman Management For Voted - For
1l Elect Director Patricia A. Woertz Management For Voted - For
1m Elect Director Ernesto Zedillo Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ROSS STORES, INC.
Security ID: 778296103 Ticker: ROST
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Michael Balmuth Management For Voted - For
1b Elect Director K. Gunnar Bjorklund Management For Voted - For
1c Elect Director Michael J. Bush Management For Voted - For
1d Elect Director Norman A. Ferber Management For Voted - For
1e Elect Director Sharon D. Garrett Management For Voted - For
1f Elect Director Stephen D. Milligan Management For Voted - For
1g Elect Director George P. Orban Management For Voted - For
1h Elect Director Michael O'Sullivan *Withdrawn
Resolution* Management None Non-Voting
1i Elect Director Gregory L. Quesnel Management For Voted - For
1j Elect Director Barbara Rentler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Adopt Quantitative Company-wide GHG Goals Shareholder Against Voted - For
ROYAL CARIBBEAN CRUISES LTD.
Security ID: V7780T103 Ticker: RCL
Meeting Date: 30-May-19 Meeting Type: Annual
1a Elect Director John F. Brock Management For Voted - For
1b Elect Director Richard D. Fain Management For Voted - For
1c Elect Director Stephen R. Howe, Jr. Management For Voted - For
1d Elect Director William L. Kimsey Management For Voted - For
1e Elect Director Maritza G. Montiel Management For Voted - For
1f Elect Director Ann S. Moore Management For Voted - For
1g Elect Director Eyal M. Ofer Management For Voted - For
1h Elect Director Thomas J. Pritzker Management For Voted - For
1i Elect Director William K. Reilly Management For Voted - For
1j Elect Director Vagn O. Sorensen Management For Voted - For
1k Elect Director Donald Thompson Management For Voted - For
1l Elect Director Arne Alexander Wilhelmsen Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Political Contributions Disclosure Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
SOUTHWEST AIRLINES CO.
Security ID: 844741108 Ticker: LUV
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director David W. Biegler Management For Voted - For
1b Elect Director J. Veronica Biggins Management For Voted - For
1c Elect Director Douglas H. Brooks Management For Voted - For
1d Elect Director William H. Cunningham Management For Voted - For
1e Elect Director John G. Denison Management For Voted - For
1f Elect Director Thomas W. Gilligan Management For Voted - For
1g Elect Director Gary C. Kelly Management For Voted - For
1h Elect Director Grace D. Lieblein Management For Voted - For
1i Elect Director Nancy B. Loeffler Management For Voted - For
1j Elect Director John T. Montford Management For Voted - For
1k Elect Director Ron Ricks Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
5 Amend Proxy Access Right Shareholder Against Voted - For
TARGET CORPORATION
Security ID: 87612E106 Ticker: TGT
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director George S. Barrett Management For Voted - For
1d Elect Director Brian C. Cornell Management For Voted - For
1e Elect Director Calvin Darden Management For Voted - For
1f Elect Director Henrique De Castro Management For Voted - For
1g Elect Director Robert L. Edwards Management For Voted - For
1h Elect Director Melanie L. Healey Management For Voted - For
1i Elect Director Donald R. Knauss Management For Voted - For
1j Elect Director Monica C. Lozano Management For Voted - For
1k Elect Director Mary E. Minnick Management For Voted - For
1l Elect Director Kenneth L. Salazar Management For Voted - For
1m Elect Director Dmitri L. Stockton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
TD AMERITRADE HOLDING CORP.
Security ID: 87236Y108 Ticker: AMTD
Meeting Date: 13-Feb-19 Meeting Type: Annual
1.1 Elect Director Bharat B. Masrani Management For Voted - For
1.2 Elect Director Irene R. Miller Management For Voted - For
1.3 Elect Director Todd M. Ricketts Management For Voted - For
1.4 Elect Director Allan R. Tessler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
THE ESTEE LAUDER COMPANIES, INC.
Security ID: 518439104 Ticker: EL
Meeting Date: 13-Nov-18 Meeting Type: Annual
1.1 Elect Director Rose Marie Bravo Management For Voted - For
1.2 Elect Director Paul J. Fribourg Management For Voted - For
1.3 Elect Director Irvine O. Hockaday, Jr. Management For Voted - For
1.4 Elect Director Jennifer Hyman Management For Voted - For
1.5 Elect Director Barry S. Sternlicht Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104 Ticker: GS
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Mark A. Flaherty Management For Voted - For
1d Elect Director Ellen J. Kullman Management For Voted - For
1e Elect Director Lakshmi N. Mittal Management For Voted - For
1f Elect Director Adebayo O. Ogunlesi Management For Voted - For
1g Elect Director Peter Oppenheimer Management For Voted - For
1h Elect Director David M. Solomon Management For Voted - For
1i Elect Director Jan E. Tighe Management For Voted - For
1j Elect Director David A. Viniar Management For Voted - For
1k Elect Director Mark O. Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director James W. Brown Management For Voted - For
1.3 Elect Director Michele G. Buck Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director James C. Katzman Management For Voted - For
1.7 Elect Director M. Diane Koken Management For Voted - For
1.8 Elect Director Robert M. Malcolm Management For Voted - For
1.9 Elect Director Anthony J. Palmer Management For Voted - For
1.10 Elect Director Juan R. Perez Management For Voted - For
1.11 Elect Director Wendy L. Schoppert Management For Voted - For
1.12 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE PNC FINANCIAL SERVICES GROUP, INC.
Security ID: 693475105 Ticker: PNC
Meeting Date: 23-Apr-19 Meeting Type: Annual
1.1 Elect Director Joseph Alvarado Management For Voted - For
1.2 Elect Director Charles E. Bunch Management For Voted - For
1.3 Elect Director Debra A. Cafaro Management For Voted - For
1.4 Elect Director Marjorie Rodgers Cheshire Management For Voted - For
1.5 Elect Director William S. Demchak Management For Voted - For
1.6 Elect Director Andrew T. Feldstein Management For Voted - For
1.7 Elect Director Richard J. Harshman Management For Voted - For
1.8 Elect Director Daniel R. Hesse Management For Voted - For
1.9 Elect Director Richard B. Kelson Management For Voted - For
1.10 Elect Director Linda R. Medler Management For Voted - For
1.11 Elect Director Martin Pfinsgraff Management For Voted - For
1.12 Elect Director Toni Townes-Whitley Management For Voted - For
1.13 Elect Director Michael J. Ward Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE TJX COMPANIES, INC.
Security ID: 872540109 Ticker: TJX
Meeting Date: 04-Jun-19 Meeting Type: Annual
1.1 Elect Director Zein Abdalla Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Alan M. Bennett Management For Voted - For
1.3 Elect Director Rosemary T. Berkery Management For Voted - For
1.4 Elect Director David T. Ching Management For Voted - For
1.5 Elect Director Ernie Herrman Management For Voted - For
1.6 Elect Director Michael F. Hines Management For Voted - For
1.7 Elect Director Amy B. Lane Management For Voted - For
1.8 Elect Director Carol Meyrowitz Management For Voted - For
1.9 Elect Director Jackwyn L. Nemerov Management For Voted - For
1.10 Elect Director John F. O'Brien Management For Voted - For
1.11 Elect Director Willow B. Shire Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Gender, Race, or Ethnicity Pay Equity Shareholder Against Voted - Against
5 Report on Prison Labor in Supply Chain Shareholder Against Voted - For
6 Report on Human Rights Risks in Operations and
Supply Chain Shareholder Against Voted - For
THE TJX COS., INC.
Security ID: 872540109 Ticker: TJX
Meeting Date: 22-Oct-18 Meeting Type: Special
1 Increase Authorized Common Stock Management For Voted - For
TRACTOR SUPPLY COMPANY
Security ID: 892356106 Ticker: TSCO
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Cynthia T. Jamison Management For Voted - For
1.2 Elect Director Ricardo Cardenas Management For Voted - For
1.3 Elect Director Denise L. Jackson Management For Voted - For
1.4 Elect Director Thomas A. Kingsbury Management For Voted - For
1.5 Elect Director Ramkumar Krishnan Management For Voted - For
1.6 Elect Director George MacKenzie Management For Voted - For
1.7 Elect Director Edna K. Morris Management For Voted - For
1.8 Elect Director Mark J. Weikel Management For Voted - For
1.9 Elect Director Gregory A. Sandfort Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TYSON FOODS, INC.
Security ID: 902494103 Ticker: TSN
Meeting Date: 07-Feb-19 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1b Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1c Elect Director Dean Banks Management For Voted - For
1d Elect Director Mike Beebe Management For Voted - For
1e Elect Director Mikel A. Durham Management For Voted - For
1f Elect Director Kevin M. McNamara Management For Voted - For
1g Elect Director Cheryl S. Miller Management For Voted - For
1h Elect Director Jeffrey K. Schomburger Management For Voted - For
1i Elect Director Robert Thurber Management For Voted - For
1j Elect Director Barbara A. Tyson Management For Voted - For
1k Elect Director Noel White Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Report on Lobbying Payments and Policy Shareholder Against Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
UNION PACIFIC CORPORATION
Security ID: 907818108 Ticker: UNP
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Andrew H. Card, Jr. Management For Voted - For
1b Elect Director Erroll B. Davis, Jr. Management For Voted - For
1c Elect Director William J. DeLaney Management For Voted - For
1d Elect Director David B. Dillon Management For Voted - For
1e Elect Director Lance M. Fritz Management For Voted - For
1f Elect Director Deborah C. Hopkins Management For Voted - For
1g Elect Director Jane H. Lute Management For Voted - For
1h Elect Director Michael R. McCarthy Management For Voted - For
1i Elect Director Thomas F. McLarty, III Management For Voted - For
1j Elect Director Bhavesh V. Patel Management For Voted - For
1k Elect Director Jose H. Villarreal Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
UNITED CONTINENTAL HOLDINGS, INC.
Security ID: 910047109 Ticker: UAL
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Elect Director Carolyn Corvi Management For Voted - For
1.2 Elect Director Jane C. Garvey Management For Voted - For
1.3 Elect Director Barney Harford Management For Voted - For
1.4 Elect Director Michele J. Hooper Management For Voted - For
1.5 Elect Director Walter Isaacson Management For Voted - For
1.6 Elect Director James A. C. Kennedy Management For Voted - For
1.7 Elect Director Oscar Munoz Management For Voted - For
1.8 Elect Director Edward M. Philip Management For Voted - For
1.9 Elect Director Edward L. Shapiro Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.10 Elect Director David J. Vitale Management For Voted - For
1.11 Elect Director James M. Whitehurst Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 03-Jun-19 Meeting Type: Annual
1a Elect Director William C. Ballard, Jr. Management For Voted - For
1b Elect Director Richard T. Burke Management For Voted - For
1c Elect Director Timothy P. Flynn Management For Voted - For
1d Elect Director Stephen J. Hemsley Management For Voted - For
1e Elect Director Michele J. Hooper Management For Voted - For
1f Elect Director F. William McNabb, III Management For Voted - For
1g Elect Director Valerie C. Montgomery Rice Management For Voted - For
1h Elect Director John H. Noseworthy Management For Voted - For
1i Elect Director Glenn M. Renwick Management For Voted - For
1j Elect Director David S. Wichmann Management For Voted - For
1k Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
VISA, INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a Elect Director Lloyd A. Carney Management For Voted - For
1b Elect Director Mary B. Cranston Management For Voted - For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1d Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1e Elect Director John F. Lundgren Management For Voted - For
1f Elect Director Robert W. Matschullat Management For Voted - For
1g Elect Director Denise M. Morrison Management For Voted - For
1h Elect Director Suzanne Nora Johnson Management For Voted - For
1i Elect Director John A.C. Swainson Management For Voted - For
1j Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Bernstein US Research Fund
Proposal Proposed by Mgt. Position Registrant Voted
WESTLAKE CHEMICAL CORPORATION
Security ID: 960413102 Ticker: WLK
Meeting Date: 17-May-19 Meeting Type: Annual
1.1 Elect Director Albert Chao Management For Voted - Withheld
1.2 Elect Director David T. Chao Management For Voted - Withheld
1.3 Elect Director Michael J. Graff Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
WYNN RESORTS, LIMITED
Security ID: 983134107 Ticker: WYNN
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Jay L. Johnson Management For Voted - For
1.2 Elect Director Margaret J. Myers Management For Voted - For
1.3 Elect Director Winifred M. Webb Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
51JOB, INC.
Security ID: 316827104 Ticker: JOBS
Meeting Date: 09-Oct-18 Meeting Type: Annual
1 Elect Junichi Arai as Director Management For Voted - For
2 Elect David K. Chao as Director Management For Voted - For
3 Elect Li-Lan Cheng as Director Management For Voted - For
4 Elect Eric He as Director Management For Voted - For
5 Elect Rick Yan as Director Management For Voted - For
AFREECATV CO., LTD.
Security ID: Y63806106 Ticker: 067160
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation (Electronic
Registration of stocks, etc.) Management For Voted - For
2.2 Amend Articles of Incorporation (Issuance and Type
of Shares) Management For Voted - For
2.3 Amend Articles of Incorporation (Transfer Agent) Management For Voted - For
2.4 Amend Articles of Incorporation (Report of
shareholders' address, name, seal, signature, or
etc.) Management For Voted - For
2.5 Amend Articles of Incorporation (Record date) Management For Voted - For
2.6 Amend Articles of Incorporation (Regulations on
Bonds Issuance) Management For Voted - For
2.7 Amend Articles of Incorporation (Appointment of
External Auditor) Management For Voted - For
3 Approve Stock Option Grants Management For Voted - Against
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
5 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
ALIBABA GROUP HOLDING LTD.
Security ID: 01609W102 Ticker: BABA
Meeting Date: 31-Oct-18 Meeting Type: Annual
1.1 Elect Joseph C. Tsai as Director Management For Voted - Against
1.2 Elect J. Michael Evans as Director Management For Voted - Against
1.3 Elect Eric Xiandong Jing as Director Management For Voted - Against
1.4 Elect Borje E. Ekholm as Director Management For Voted - For
2 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
AUTOHOME, INC.
Security ID: 05278C107 Ticker: ATHM
Meeting Date: 19-Dec-18 Meeting Type: Annual
1 Elect Director Dong Liu Management For Voted - Against
2 Elect Director Tianruo Pu Management For Voted - For
B2W COMPANHIA DIGITAL
Security ID: P19055113 Ticker: BTOW3
Meeting Date: 30-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Fix Number of Directors at Seven Management For Voted - For
3 Elect Directors Management For Voted - For
4 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
5 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
6.1 Percentage of Votes to Be Assigned - Elect Celso
Alves Ferreira Louro as Director Management None Voted - Abstain
6.2 Percentage of Votes to Be Assigned - Elect Jorge
Felipe Lemann as Director Management None Voted - Abstain
6.3 Percentage of Votes to Be Assigned - Elect Miguel
Gomes Pereira Sarmiento Gutierrez as Director Management None Voted - Abstain
6.4 Percentage of Votes to Be Assigned - Elect Anna
Christina Ramos Saicali as Director Management None Voted - Abstain
6.5 Percentage of Votes to Be Assigned - Elect Luiz
Carlos Di Sessa Filippetti as Director Management None Voted - Abstain
6.6 Percentage of Votes to Be Assigned - Elect Mauro
Muratorio Not as Director Management None Voted - Abstain
6.7 Percentage of Votes to Be Assigned - Elect Paulo
Antunes Veras as Director Management None Voted - Abstain
7 Approve Remuneration of Company's Management Management For Voted - Against
8 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
9 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
Meeting Date: 30-Apr-19 Meeting Type: Special
1 Amend Articles Re: Corporate Governance Management For Voted - For
2 Amend Article 3 Re: Corporate Purpose Management For Voted - For
3 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
4 Consolidate Bylaws Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
CAFE24 CORP.
Security ID: Y7T37J102 Ticker: 042000
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Approval of Reduction of Capital Reserve Management For Voted - Against
2 Approve Financial Statements and Allocation of
Income Management For Voted - For
3 Elect Choi Yong-jun as Inside Director Management For Voted - For
4 Appoint Woo Jong-seok as Internal Auditor Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
6 Authorize Board to Fix Remuneration of Internal
Auditors Management For Voted - Against
7 Amend Articles of Incorporation Management For Voted - For
CHANGYOU.COM LTD.
Security ID: 15911M107 Ticker: CYOU
Meeting Date: 06-Jul-18 Meeting Type: Annual
1.1 Elect Charles Zhang as Director Management For Voted - For
1.2 Elect Dewen Chen as Director Management For Voted - For
1.3 Elect Dave De Yang as Director Management For Voted - For
1.4 Elect Xiao Chen as Director Management For Voted - For
1.5 Elect Charles (Sheung Wai) Chan as Director Management For Voted - For
2 Approve Appointment of PricewaterhouseCoopers Zhong
Tian LLP as Auditor Management For Voted - For
CHINA LITERATURE LIMITED
Security ID: G2121R103 Ticker: 772
Meeting Date: 17-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Liu Junmin as Director Management For Voted - For
2b Elect Cao Huayi as Director Management For Voted - For
2c Elect Chen Fei as Director Management For Voted - For
2d Authorize Board to Fix Remuneration of Directors Management For Voted - For
3 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
4B Authorize Repurchase of Issued Share Capital Management For Voted - For
4C Authorize Reissuance of Repurchased Shares Management For Voted - Against
5 Approve 2019 Online Platform Cooperation Framework
Agreement, 2019 IP Cooperation Framework Agreement,
Advertisement Cooperation Framework Agreements,
Proposed Annual Caps and Related Transactions Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
CHINA LITERATURE LTD.
Security ID: G2121R103 Ticker: 772
Meeting Date: 19-Oct-18 Meeting Type: Special
1 Approve Share Purchase Agreement and Related
Transactions Management For Voted - For
2 Approve Distribution Framework Agreement, Proposed
Annual Caps and Related Transactions Management For Voted - For
CHONG SING HOLDINGS FINTECH GROUP LTD.
Security ID: G2121H105 Ticker: 8207
Meeting Date: 07-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2A Elect Phang Yew Kiat as Director Management For Voted - For
2B Elect Sheng Jia as Director Management For Voted - For
2C Elect Li Gang as Director Management For Voted - For
2D Elect Li Shuang as Director Management For Voted - For
2E Elect Ge Ming as Director Management For Voted - For
3 Authorize the Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Shinewing (HK) CPA Limited as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
COM2US CORP.
Security ID: Y1695S109 Ticker: 078340
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Song Byeong-jun as Inside Director Management For Voted - For
3.2 Elect Park In-hyeok as Outside Director Management For Voted - For
4 Appoint Gil Gi-cheol as Internal Auditor Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA
Security ID: P3R154102 Ticker: CVCB3
Meeting Date: 30-Jul-18 Meeting Type: Special
1 Approve Agreement to Absorb Read Servicos
Turisticos S.A. (Read) Management For Did Not Vote
2 Approve Agreement to Absorb Reserva Facil
Tecnologia S.A. (Reserva) Management For Did Not Vote
3 Ratify KPMG Auditores Independentes as the
Independent Firm to Appraise Proposed Transactions Management For Did Not Vote
4 Approve Independent Firm's Appraisal on Read
Servicos Turisticos S.A. (Read) Management For Did Not Vote
5 Approve Independent Firm's Appraisal on Reserva
Facil Tecnologia S.A. (Reserva) Management For Did Not Vote
6 Approve Absorption of Read Servicos Turisticos S.A.
(Read) Management For Did Not Vote
7 Approve Absorption of Reserva Facil Tecnologia S.A.
(Reserva) Management For Did Not Vote
8 Authorize Board to Ratify and Execute Approved
Resolutions Management For Did Not Vote
Meeting Date: 22-Aug-18 Meeting Type: Special
1 Approve Agreement to Absorb Viatrix Viagens e
Turismo Ltda. Management For Did Not Vote
2 Ratify KPMG Auditores Independentes as the
Independent Firm to Appraise Proposed Transaction Management For Did Not Vote
3 Approve Independent Firm's Appraisal Management For Did Not Vote
4 Approve Absorption of Viatrix Viagens e Turismo
Ltda. Management For Did Not Vote
5 Authorize Board to Ratify and Execute Approved
Resolutions Management For Did Not Vote
Meeting Date: 22-Nov-18 Meeting Type: Special
1 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
2 Amend Article 14 Re: Decrease in Board Size Management For Voted - For
3 Elect Directors Management For Voted - For
4 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
5 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes to All Nominees in
the Slate? Management None Voted - Abstain
6.1 Percentage of Votes to Be Assigned - Elect Luiz
Eduardo Falco Pires Correa as Director Management None Voted - Abstain
6.2 Percentage of Votes to Be Assigned - Elect Silvio
Jose Genesini Junior as Director Management None Voted - Abstain
6.3 Percentage of Votes to Be Assigned - Elect Henrique
Teixeira Alvares as Director Management None Voted - Abstain
6.4 Percentage of Votes to Be Assigned - Elect Eduardo
Cunha Monnerat Solon de Pontes as Director Management None Voted - Abstain
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
6.5 Percentage of Votes to Be Assigned - Elect Deli
Koki Matsuo as Director Management None Voted - Abstain
6.6 Percentage of Votes to Be Assigned - Elect Cristina
Helena Zingaretti Junqueira as Director Management None Voted - Abstain
6.7 Percentage of Votes to Be Assigned -Elect Luis
Otavio Saliba Furtado as Director Management None Voted - Abstain
7 Consolidate Bylaws Management For Voted - For
8 Approve Characterization of Luiz Eduardo Falco
Pires Correa as Independent Director Management For Voted - Against
9 Approve Characterization of Silvio Jose Genesini
Junior as Independent Director Management For Voted - For
10 Approve Characterization of Henrique Teixeira
Alvares as Independent Director Management For Voted - For
11 Approve Characterization of Eduardo Cunha Monnerat
Solon de Pontes as Independent Director Management For Voted - For
12 Approve Characterization of Deli Koki Matsuo as
Independent Director Management For Voted - For
13 Approve Characterization of Cristina Helena
Zingaretti Junqueira as Independent Director Management For Voted - For
14 Approve Characterization of Luis Otavio Saliba
Furtado as Independent Director Management For Voted - For
15 Elect Silvio Jose Genesini Junior as Board Chairman
and Luiz Eduardo Falco Pires Correa as Vice-Chairman Management For Voted - For
Meeting Date: 15-Mar-19 Meeting Type: Special
1 Approve Acquisition of Esferatur Passagens e
Turismo S.A. Management For Voted - For
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 27-Mar-19 Meeting Type: Special
1 Approve Agreement to Absorb Shares of Esferatur
Passagens e Turismo S.A. Management For Voted - For
2 Ratify Cabrera Assessoria, Consultoria e
Planejamento Empresarial Ltda. as the Independent
Firm to Appraise Proposed Transaction Management For Voted - For
3 Approve Independent Firm's Appraisal Management For Voted - For
4 Approve Absorption of Shares of Esferatur Passagens
e Turismo S.A. and Approve Capital Increase Management For Voted - For
5 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
6 Amend Article 5 to Reflect Changes in Capital and
Consolidate Bylaws Management For Voted - For
Meeting Date: 30-Apr-19 Meeting Type: Annual
1 Accept Management Statements for Fiscal Year Ended
Dec. 31, 2018 Management For Voted - For
2 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
3 Approve Capital Budget Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Approve Allocation of Income and Dividends Management For Voted - For
5 Approve Remuneration of Company's Management Management For Voted - Against
6 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
Meeting Date: 30-Apr-19 Meeting Type: Special
1 Amend Share Based Incentive and Retention Plan Management For Voted - Against
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - Against
DELIVERY HERO SE
Security ID: D1T0KZ103 Ticker: DHER
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
3.1 Approve Discharge of Supervisory Board Member
Martin Enderle for Fiscal 2018 Management For Voted - For
3.2 Approve Discharge of Supervisory Board Member
Hilary Gosher for Fiscal 2018 Management For Voted - For
3.3 Approve Discharge of Supervisory Board Member
Bjoern Ljungberg for Fiscal 2018 Management For Voted - For
3.4 Approve Discharge of Supervisory Board Member
Patrick Kolek for Fiscal 2018 Management For Voted - For
3.5 Approve Discharge of Supervisory Board Member Vera
Stachowiak for Fiscal 2018 Management For Voted - For
3.6 Approve Discharge of Supervisory Board Member Semih
Yalcin for Fiscal 2018 Management For Voted - For
3.7 Approve Discharge of Supervisory Board Member
Jonathan Green for Fiscal 2018 Management For Voted - For
3.8 Approve Discharge of Supervisory Board Member
Jeffrey Lieberman for Fiscal 2018 Management For Voted - For
3.9 Approve Discharge of Supervisory Board Member Georg
Graf von Waldersee for Fiscal 2018 Management For Voted - For
3.10 Approve Discharge of Supervisory Board Member Janis
Zech for Fiscal 2018 Management For Voted - For
4 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
5 Approve Creation of EUR 54.1 Million Pool of
Capital without Preemptive Rights Management For Voted - Against
6 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 2
Billion; Approve Creation of EUR 61.2 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - Against
7 Amend Articles Re: AGM Convocation Management For Voted - For
8 Approve Remuneration of Supervisory Board Management For Voted - For
9 Amend Articles Re: Number of Employee
Representatives in the Supervisory Board Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
10 Amend Articles Re: Annulment of the Court and
Arbitration Proceedings Clause Management For Voted - For
11 Approve Stock Option Plan for Key Employees;
Approve Creation of EUR 3 Million Pool of
Conditional Capital to Guarantee Conversion Rights Management For Voted - For
12 Amend 2017 Stock Option Plan and Connected Pool of
Conditional Capital Management For Voted - For
DESPEGAR.COM CORP.
Security ID: G27358103 Ticker: DESP
Meeting Date: 29-Nov-18 Meeting Type: Annual
1.1 Elect Director Michael James Doyle, II Management For Voted - Against
1.2 Elect Director Adam Jay Management For Voted - Against
FANG HOLDINGS LTD.
Security ID: 30711Y102 Ticker: SFUN
Meeting Date: 07-Dec-18 Meeting Type: Annual
1 Elect Director Shaohua Zhang Management For Voted - For
2 Ratify KPMG Huazhen LLP as Auditors Management For Voted - For
INFIBEAM AVENUES LTD.
Security ID: Y408DZ130 Ticker: 539807
Meeting Date: 29-Sep-18 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend Management For Voted - For
3 Reelect Malav Mehta as Director Management For Voted - Against
4 Approve S R B C & Co. LLP, Chartered Accountants as
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
5 Approve Shah & Taparia, Chartered Accountants as
Joint Statutory Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
6 Increase Authorized Share Capital and Amend
Memorandum of Association Management For Voted - For
7 Approve Reappointment and Remuneration of Vishal
Mehta as Managing Director Management For Voted - For
8 Elect Piyushkumar Sinha as Director Management For Voted - For
9 Elect Vishwas Patel as Director Management For Voted - For
10 Approve Appointment and Remuneration of Vishwas
Patel as Executive Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
INFO EDGE (INDIA) LIMITED
Security ID: Y40353107 Ticker: NAUKRI
Meeting Date: 24-Jul-18 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend and Confirm Two Interim
Dividends Management For Voted - For
3 Reelect Hitesh Oberoi as Director Management For Voted - For
4 Approve S.R. Batliboi & Associates LLP, Chartered
Accountants as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
5 Approve Branch Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
6 Reappoint Ashish Gupta as Director Management For Voted - For
INFO EDGE INDIA LTD.
Security ID: Y40353107 Ticker: 532777
Meeting Date: 10-Mar-19 Meeting Type: Special
1 Reelect Arun Duggal as Director Management For Voted - For
2 Reelect Bala Deshpande as Director Management For Voted - For
3 Reelect Saurabh Srivastava as Director Management For Voted - For
4 Reelect Naresh Gupta as Director Management For Voted - For
KAKAO CORP.
Security ID: Y2020U108 Ticker: 035720
Meeting Date: 31-Oct-18 Meeting Type: Special
1 Approve Spin-Off Agreement Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Stock Option Grants Management For Voted - For
4 Approve Stock Option Grants Management For Voted - For
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation (Electronic
Registration of Certificates) Management For Voted - For
2.2 Amend Articles of Incorporation (Convocation of
Board of Directors) Management For Voted - For
2.3 Amend Articles of Incorporation (Election of
Outside Directors) Management For Voted - For
2.4 Amend Articles of Incorporation (Audit Committee) Management For Voted - For
2.5 Amend Articles of Incorporation (Addenda) Management For Voted - For
3.1 Elect Cho Min-sik as Outside Director Management For Voted - For
3.2 Elect Choi Jae-hong as Outside Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.3 Elect Piao Yanli as Outside Director Management For Voted - Against
3.4 Elect Cho Gyu-jin as Outside Director Management For Voted - For
4.1 Elect Cho Min-sik as a Member of Audit Committee Management For Voted - For
4.2 Elect Choi Jae-hong as a Member of Audit Committee Management For Voted - For
4.3 Elect Cho Gyu-jin as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED
Security ID: G52568147 Ticker: 268
Meeting Date: 15-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2A Elect Xu Shao Chun as Director Management For Voted - For
2B Elect Dong Ming Zhu as Director Management For Voted - For
2C Elect Cao Yang Feng as Director Management For Voted - For
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Final Dividend Management For Voted - For
6A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6B Authorize Repurchase of Issued Share Capital Management For Voted - For
6C Authorize Reissuance of Repurchased Shares Management For Voted - Against
MAIL.RU GROUP LTD.
Security ID: 560317208 Ticker: MAIL
Meeting Date: 31-May-19 Meeting Type: Annual
1 Receive Annual Report Management None Non-Voting
2.1 Elect Dmitry Grishin as a Director Management For Voted - Abstain
2.2 Elect Dmitry Sergeev as a Director Management For Voted - For
2.3 Elect Vladimir Gabrielyan as a Director Management For Voted - For
2.4 Elect Oleg Vaksman as a Director Management For Voted - For
2.5 Elect Uliana Antonova as a Director Management For Voted - For
2.6 Elect Mark Remon Sorour as a Director Management For Voted - For
2.7 Elect Charles St. Leger Searle as a Director Management For Voted - Against
2.8 Elect Jaco van der Merwe as a Director Management For Voted - For
MAKEMYTRIP LTD.
Security ID: V5633W109 Ticker: MMYT
Meeting Date: 28-Sep-18 Meeting Type: Annual
1 Approve KPMG as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Elect Aditya Tim Guleri as a Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Gyaneshwarnath Gowrea as a Director Management For Voted - Against
5 Elect Paul Laurence Halpin as a Director Management For Voted - For
MEITU, INC.
Security ID: G5966D105 Ticker: 1357
Meeting Date: 18-Apr-19 Meeting Type: Special
a Approve Share Purchase Agreement, Issuance of
Consideration Shares and Related Transactions Management For Voted - For
b Approve Grant of Specific Mandate for the Issuance
of New Ordinary Shares in Relation to the Share
Purchase Agreement Management For Voted - For
c Approve Exercise of Put Option by the Purchaser in
Relation to the Share Purchase Agreement Management For Voted - For
d Authorize Any Director or the Chief Financial
Officer to Deal With All Matters in Relation to the
Share Purchase Agreement and Related Transactions Management For Voted - For
Meeting Date: 03-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Cai Wensheng as Director Management For Voted - For
2b Elect Wu Zeyuan as Director Management For Voted - For
2c Elect Lai Xiaoling as Director Management For Voted - For
2d Elect Zhang Ming as Director Management For Voted - For
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
MERCADOLIBRE, INC.
Security ID: 58733R102 Ticker: MELI
Meeting Date: 10-Jun-19 Meeting Type: Annual
1.1 Elect Director Emiliano Calemzuk Management For Voted - For
1.2 Elect Director Marcos Galperin Management For Voted - For
1.3 Elect Director Roberto Balls Sallouti Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Co. S.A. as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
NASPERS LTD.
Security ID: S53435103 Ticker: NPN
Meeting Date: 24-Aug-18 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for the Year Ended 31 March 2018 Management For Voted - For
2 Approve Dividends for N Ordinary and A Ordinary
Shares Management For Voted - For
3 Reappoint PricewaterhouseCoopers Inc as Auditors of
the Company with Brendan Deegan as the Individual
Registered Auditor Management For Voted - For
4 Re-elect Mark Sorour as Director Management For Voted - For
5.1 Re-elect Craig Enenstein as Director Management For Voted - For
5.2 Re-elect Don Eriksson as Director Management For Voted - For
5.3 Re-elect Hendrik du Toit as Director Management For Voted - For
5.4 Re-elect Guijin Liu as Director Management For Voted - For
5.5 Re-elect Roberto Oliveira de Lima as Director Management For Voted - For
6.1 Re-elect Don Eriksson as Member of the Audit
Committee Management For Voted - For
6.2 Re-elect Ben van der Ross as Member of the Audit
Committee Management For Voted - For
6.3 Re-elect Rachel Jafta as Member of the Audit
Committee Management For Voted - For
7 Approve Remuneration Policy Management For Voted - Against
8 Approve Implementation of the Remuneration Policy Management For Voted - Against
9 Place Authorised but Unissued Shares under Control
of Directors Management For Voted - Against
10 Authorise Board to Issue Shares for Cash Management For Voted - Against
11 Authorise Ratification of Approved Resolutions Management For Voted - For
1.1 Approve Fees of the Board Chairman Management For Voted - For
1.2 Approve Fees of the Board Member Management For Voted - For
1.3 Approve Fees of the Audit Committee Chairman Management For Voted - For
1.4 Approve Fees of the Audit Committee Member Management For Voted - For
1.5 Approve Fees of the Risk Committee Chairman Management For Voted - For
1.6 Approve Fees of the Risk Committee Member Management For Voted - For
1.7 Approve Fees of the Human Resources and
Remuneration Committee Chairman Management For Voted - For
1.8 Approve Fees of the Human Resources and
Remuneration Committee Member Management For Voted - For
1.9 Approve Fees of the Nomination Committee Chairman Management For Voted - For
1.10 Approve Fees of the Nomination Committee Member Management For Voted - For
1.11 Approve Fees of the Social and Ethics Committee
Chairman Management For Voted - For
1.12 Approve Fees of the Social and Ethics Committee
Member Management For Voted - For
1.13 Approve Fees of the Trustees of Group Share
Schemes/Other Personnel Funds Management For Voted - For
2 Approve Financial Assistance in Terms of Section 44
of the Companies Act Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve Financial Assistance in Terms of Section 45
of the Companies Act Management For Voted - For
4 Authorise Repurchase of N Ordinary Shares Management For Voted - For
5 Authorise Repurchase of A Ordinary Shares Management For Voted - Against
NAVER CORP.
Security ID: Y62579100 Ticker: 035420
Meeting Date: 07-Sep-18 Meeting Type: Special
1.1 Amend Articles of Incorporation (Business
Objectives) Management For Voted - For
1.2 Amend Articles of Incorporation (Stock Split) Management For Voted - For
2 Approve Spin-Off Agreement Management For Voted - For
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Jeong Doh-jin as Outside Director Management For Voted - For
3.2 Elect Jeong Ui-jong as Outside Director Management For Voted - For
3.3 Elect Hong Jun-pyo as Outside Director Management For Voted - For
4.1 Elect Jeong Doh-jin as a Member of Audit Committee Management For Voted - For
4.2 Elect Jeong Ui-jong as a Member of Audit Committee Management For Voted - For
4.3 Elect Hong Jun-pyo as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Approve Stock Option Grants Management For Voted - For
7 Approve Stock Option Grants Management For Voted - For
8 Approve Terms of Retirement Pay Management For Voted - For
NCSOFT CORP.
Security ID: Y6258Y104 Ticker: 036570
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Park Byeong-mu as Non-independent
Non-executive Director Management For Voted - For
4.1 Elect Hyeon Dong-hun as Outside Director Management For Voted - For
4.2 Elect Baek Sang-hun as Outside Director Management For Voted - For
5 Elect Baek Sang-hun as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
NETEASE, INC.
Security ID: 64110W102 Ticker: NTES
Meeting Date: 07-Sep-18 Meeting Type: Annual
1a Elect William Lei Ding as Director Management For Voted - For
1b Elect Alice Cheng as Director Management For Voted - For
1c Elect Denny Lee as Director Management For Voted - For
1d Elect Joseph Tong as Director Management For Voted - For
1e Elect Lun Feng as Director Management For Voted - For
1f Elect Michael Leung as Director Management For Voted - For
1g Elect Michael Tong as Director Management For Voted - For
2 Approve Appointment of PricewaterhouseCoopers Zhong
Tian LLP as Auditor Management For Voted - For
NHN ENTERTAINMENT CORP.
Security ID: Y6347N101 Ticker: 181710
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Lee Jun-ho as Inside Director Management For Voted - For
3.2 Elect Ahn Hyeon-sik as Inside Director Management For Voted - For
3.3 Elect Yoo Wan-hui as Outside Director Management For Voted - For
4 Elect Yoo Wan-hui as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Approve Stock Option Grants Management For Voted - For
7 Approve Terms of Retirement Pay Management For Voted - Against
PCHOME ONLINE, INC.
Security ID: Y6801R101 Ticker: 8044
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Statement of Profit and Loss Appropriation Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amendments to Procedures Governing the Acquisition
or Disposal of Assets Management For Voted - For
5 Approve Amendments to Lending Procedures and Caps Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
QIWI PLC
Security ID: 74735M108 Ticker: QIWI
Meeting Date: 05-Jun-19 Meeting Type: Annual
A.1 Accept Consolidated Financial Statements and
Statutory Reports Management For Voted - For
A.2 Accept Standalone Financial Statements and
Statutory Reports Management For Voted - For
B.1 Ratify Auditors Management For Voted - For
B.2 Approve Remuneration of External Auditors Management For Voted - For
C.1.A Elect Alexey Marey as Director Management None Voted - For
C.1.B Elect Marcus James Rhodes as Director Management None Voted - For
C.1.C Elect Elena Titova as Director Management None Voted - For
C.2.A Elect Alexander Karavaev as Director Management None Voted - Against
C.2.B Elect Boris Kim as Director Management None Voted - Against
C.2.C Elect Sergey Solonin as Director Management None Voted - Against
C.2.D Elect Veniamin Polyantsev as Director Management None Voted - Against
C.2.EElect Nadiya Cherkasova as Director Management None Voted - Against
D.1 Approve Remuneration of Non-Executive Directors Management For Voted - For
D.2 Approve Remuneration of Executive Directors Management For Voted - For
E.1 Approve Stock Option Plan Management For Voted - For
F.1 Approve Amended Reserve of Maximum Number of Class
B Shares for Issuance Under the 2015 Employee
Restricted Stock Units Plan Management For Voted - For
G.1 Approve the Total Number of Shares and Classes of
Shares to be Reserved for Issuance Under the 2019
Employee Stock Option Plan Management For Voted - For
ROCKET INTERNET SE
Security ID: D6S914104 Ticker: RKET
Meeting Date: 06-Jun-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Omission of
Dividends Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2019 Management For Voted - For
6.1 Reelect Marcus Englert to the Supervisory Board Management For Voted - Against
6.2 Reelect Norbert Lang to the Supervisory Board Management For Voted - Against
6.3 Reelect Pierre Louette to the Supervisory Board Management For Voted - Against
6.4 Reelect Joachim Schindler to the Supervisory Board Management For Voted - Against
7 Amend Corporate Purpose Management For Voted - For
8 Amend Articles Re: Supervisory Board Remuneration Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Authorize Management Board Not to Disclose
Individualized Remuneration of its Members Management For Voted - Against
10 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
11 Authorize Use of Financial Derivatives when
Repurchasing Shares Management For Voted - Against
SINA CORP.
Security ID: G81477104 Ticker: SINA
Meeting Date: 23-Nov-18 Meeting Type: Annual
1 Elect Yan Wang as Director Management For Voted - For
2 Elect James Jianzhang Liang as Director Management For Voted - For
3 Approve Appointment of PricewaterhouseCoopers Zhong
Tian LLP as Independent Auditors Management For Voted - For
4 Amend Articles of Association Management For Voted - Against
SOGOU, INC.
Security ID: 83409V104 Ticker: SOGO
Meeting Date: 21-Dec-18 Meeting Type: Annual
1.1 Elect Charles Zhang as Director Management For Voted - For
1.2 Elect Xiaochuan Wang as Director Management For Voted - For
1.3 Elect Yuxin Ren as Director Management For Voted - Against
1.4 Elect Joanna Lu as Director Management For Voted - Against
1.5 Elect Bin Gao as Director Management For Voted - For
1.6 Elect Janice Lee as Director Management For Voted - For
1.7 Elect Jinmei He as Director Management For Voted - For
2 Approve Appointment of Auditor Management For Voted - For
SOHU.COM LTD.
Security ID: 83410S108 Ticker: SOHU
Meeting Date: 06-Sep-18 Meeting Type: Annual
1.1 Elect Director Charles Zhang Management For Voted - For
1.2 Elect Director Zhonghan Deng Management For Voted - For
1.3 Elect Director Dave De Yang Management For Voted - For
2 Ratify PricewaterhouseCoopers Zhong Tian LLP as
Auditors Management For Voted - For
TENCENT HOLDINGS LIMITED
Security ID: G87572163 Ticker: 700
Meeting Date: 15-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Final Dividend Management For Voted - For
3a Elect Jacobus Petrus (Koos) Bekker as Director Management For Voted - For
3b Elect Ian Charles Stone as Director Management For Voted - For
3c Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
Meeting Date: 15-May-19 Meeting Type: Special
1 Approve Refreshment of Scheme Mandate Limit Under
the Share Option Scheme Management For Voted - Against
WEIBO CORP.
Security ID: 948596101 Ticker: WB
Meeting Date: 22-Nov-18 Meeting Type: Annual
1 Elect Director Hong Du Management For Voted - Against
2 Elect Director Frank Kui Tang Management For Voted - For
YANDEX NV
Security ID: N97284108 Ticker: YNDX
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve to Extend the Period for Preparing the
Annual Account for the Financial Year 2018 Management For Voted - For
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Directors Management For Voted - For
4 Reelect Rogier Rijnja as Non-Executive Director Management For Voted - For
5 Reelect Charles Ryan as Non-Executive Director Management For Voted - For
6 Reelect Alexander Voloshin as Non-Executive Director Management For Voted - Against
7 Elect Mikhail Parakhin as Non-Executive Director Management For Voted - Against
8 Elect Tigran Khudaverdyan as Executive Director Management For Voted - Against
9 Approve Cancellation of Outstanding Class C Shares Management For Voted - For
10 Ratify Auditors Management For Voted - For
11 Amend 2016 Equity Incentive Plan Management For Voted - Against
12 Grant Board Authority to Issue Class A Shares and
Preference Shares Management For Voted - Against
13 Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - Against
14 Authorize Repurchase of Up to 20 Percent of Issued
Share Capital Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
EMQQ The Emerging Markets Internet and Ecommerce ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZHONGAN ONLINE P&C INSURANCE CO., LTD.
Security ID: Y989DF109 Ticker: 6060
Meeting Date: 24-May-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Report of Auditors and Audited
Financial Statements Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditors Management For Voted - For
5.1 Elect Yaping Ou as Director Management For Voted - For
5.2 Elect Jin Chen as Director Management For Voted - For
5.3 Elect Hugo Jin Yi Ou as Director Management For Voted - For
5.4 Elect Xinyi Han as Director Management For Voted - For
5.5 Elect Jimmy Chi Ming Lai as Director Management For Voted - Against
5.6 Elect Xiaoming Hu as Director Management For Voted - For
5.7 Elect Liangxun Shi as Director Management For Voted - For
5.8 Elect Ming Yin as Director Management For Voted - For
5.9 Elect Shuang Zhang as Director Management For Voted - For
5.10 Elect Hui Chen as Director Management For Voted - For
5.11 Elect Yifan Li as Director Management For Voted - For
5.12 Elect Ying Wu as Director Management For Voted - For
5.13 Elect Wei Ou as Director Management For Voted - For
6.1 Elect Yuping Wen as Supervisor Management For Voted - For
6.2 Elect Baoyan Gan as Supervisor Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8.1 Approve Online Platform Cooperation Framework
Agreement and Related Transactions Management For Voted - For
8.2 Approve Revised Annual Cap Management For Voted - For
8.3 Authorize Board to Deal with All Matters in
Relation to the Online Platform Cooperation
Framework Agreement, Revised Annual Cap and Related
Transactions Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABBVIE INC.
Security ID: 00287Y109 Ticker: ABBV
Meeting Date: 03-May-19 Meeting Type: Annual
1.1 Elect Director William H.L. Burnside Management For Voted - For
1.2 Elect Director Brett J. Hart Management For Voted - For
1.3 Elect Director Edward J. Rapp Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement for
Amendments to the By-Law and Certificate of
Incorporation Management For Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Integrating Risks Related to Drug Pricing
into Senior Executive Compensation Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
AECOM
Security ID: 00766T100 Ticker: ACM
Meeting Date: 06-Mar-19 Meeting Type: Annual
1.1 Elect Director Michael S. Burke Management For Voted - For
1.2 Elect Director James H. Fordyce Management For Voted - For
1.3 Elect Director William H. Frist Management For Voted - For
1.4 Elect Director Linda Griego Management For Voted - For
1.5 Elect Director Steven A. Kandarian Management For Voted - For
1.6 Elect Director Robert J. Routs Management For Voted - For
1.7 Elect Director Clarence T. Schmitz Management For Voted - For
1.8 Elect Director Douglas W. Stotlar Management For Voted - For
1.9 Elect Director Daniel R. Tishman Management For Voted - For
1.10 Elect Director Janet C. Wolfenbarger Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AFFILIATED MANAGERS GROUP, INC.
Security ID: 008252108 Ticker: AMG
Meeting Date: 29-May-19 Meeting Type: Annual
1a Elect Director Samuel T. Byrne Management For Voted - For
1b Elect Director Dwight D. Churchill Management For Voted - For
1c Elect Director Nathaniel Dalton Management For Voted - For
1d Elect Director Glenn Earle Management For Voted - For
1e Elect Director Niall Ferguson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1f Elect Director Sean M. Healey Management For Voted - For
1g Elect Director Tracy P. Palandjian Management For Voted - For
1h Elect Director Patrick T. Ryan Management For Voted - For
1i Elect Director Karen L. Yerburgh Management For Voted - For
1j Elect Director Jide J. Zeitlin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
AGCO CORP.
Security ID: 001084102 Ticker: AGCO
Meeting Date: 25-Apr-19 Meeting Type: Annual
1.1 Elect Director Roy V. Armes Management For Voted - For
1.2 Elect Director Michael C. Arnold Management For Voted - For
1.3 Elect Director P. George Benson Management For Voted - For
1.4 Elect Director Suzanne P. Clark Management For Voted - For
1.5 Elect Director Wolfgang Deml Management For Voted - For
1.6 Elect Director George E. Minnich Management For Voted - For
1.7 Elect Director Martin H. Richenhagen Management For Voted - For
1.8 Elect Director Gerald L. Shaheen Management For Voted - For
1.9 Elect Director Mallika Srinivasan Management For Voted - For
1.10 Elect Director Hendrikus Visser Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify KPMG LLP as Auditor Management For Voted - For
ALASKA AIR GROUP, INC.
Security ID: 011659109 Ticker: ALK
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Patricia M. Bedient Management For Voted - For
1b Elect Director James A. Beer Management For Voted - For
1c Elect Director Marion C. Blakey Management For Voted - For
1d Elect Director Phyllis J. Campbell Management For Voted - For
1e Elect Director Raymond L. Conner Management For Voted - For
1f Elect Director Dhiren R. Fonseca Management For Voted - For
1g Elect Director Susan J. Li Management For Voted - For
1h Elect Director Helvi K. Sandvik Management For Voted - For
1i Elect Director J. Kenneth Thompson Management For Voted - For
1j Elect Director Bradley D. Tilden Management For Voted - For
1k Elect Director Eric K. Yeaman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Report on Political Contributions Disclosure Shareholder Against Voted - For
6 Amend Proxy Access Right Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMERICAN AIRLINES GROUP INC.
Security ID: 02376R102 Ticker: AAL
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director James F. Albaugh Management For Voted - For
1b Elect Director Jeffrey D. Benjamin Management For Voted - For
1c Elect Director John T. Cahill Management For Voted - For
1d Elect Director Michael J. Embler Management For Voted - For
1e Elect Director Matthew J. Hart Management For Voted - For
1f Elect Director Susan D. Kronick Management For Voted - For
1g Elect Director Martin H. Nesbitt Management For Voted - For
1h Elect Director Denise M. O'Leary Management For Voted - For
1i Elect Director W. Douglas Parker Management For Voted - For
1j Elect Director Ray M. Robinson Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions and Expenditures Shareholder Against Voted - For
AMERICAN EAGLE OUTFITTERS, INC.
Security ID: 02553E106 Ticker: AEO
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Elect Director Deborah A. Henretta Management For Voted - For
1.2 Elect Director Thomas R. Ketteler Management For Voted - For
1.3 Elect Director Cary D. McMillan Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 07-May-19 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director John J. Brennan Management For Voted - For
1c Elect Director Peter Chernin Management For Voted - For
1d Elect Director Ralph de la Vega Management For Voted - For
1e Elect Director Anne Lauvergeon Management For Voted - For
1f Elect Director Michael O. Leavitt Management For Voted - For
1g Elect Director Theodore J. Leonsis Management For Voted - For
1h Elect Director Stephen J. Squeri Management For Voted - For
1i Elect Director Daniel L. Vasella Management For Voted - For
1j Elect Director Ronald A. Williams Management For Voted - For
1k Elect Director Christopher D. Young Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Adjust Executive Compensation Metrics for Share
Buybacks Shareholder Against Voted - Against
6 Report on Gender Pay Gap Shareholder Against Voted - For
AMGEN, INC.
Security ID: 031162100 Ticker: AMGN
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Wanda M. Austin Management For Voted - For
1.2 Elect Director Robert A. Bradway Management For Voted - For
1.3 Elect Director Brian J. Druker Management For Voted - For
1.4 Elect Director Robert A. Eckert Management For Voted - For
1.5 Elect Director Greg C. Garland Management For Voted - For
1.6 Elect Director Fred Hassan Management For Voted - For
1.7 Elect Director Rebecca M. Henderson Management For Voted - For
1.8 Elect Director Charles M. Holley, Jr. Management For Voted - For
1.9 Elect Director Tyler Jacks Management For Voted - For
1.10 Elect Director Ellen J. Kullman Management For Voted - For
1.11 Elect Director Ronald D. Sugar Management For Voted - For
1.12 Elect Director R. Sanders Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
AVANGRID, INC.
Security ID: 05351W103 Ticker: AGR
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Elect Director Ignacio Sanchez Galan Management For Voted - Against
1.2 Elect Director John E. Baldacci Management For Voted - Against
1.3 Elect Director Robert Duffy Management For Voted - For
1.4 Elect Director Carol L. Folt Management For Voted - For
1.5 Elect Director Teresa Herbert Management For Voted - For
1.6 Elect Director Patricia Jacobs Management For Voted - For
1.7 Elect Director John L. Lahey Management For Voted - For
1.8 Elect Director Santiago Martinez Garrido Management For Voted - Against
1.9 Elect Director Sonsoles Rubio Reinoso Management For Voted - Against
1.10 Elect Director Juan Carlos Rebollo Liceaga Management For Voted - Against
1.11 Elect Director Jose Sainz Armada Management For Voted - Against
1.12 Elect Director Alan D. Solomont Management For Voted - For
1.13 Elect Director Elizabeth Timm Management For Voted - For
1.14 Elect Director James P. Torgerson Management For Voted - Against
2 Ratify KPMG US, LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
AVNET, INC.
Security ID: 053807103 Ticker: AVT
Meeting Date: 16-Nov-18 Meeting Type: Annual
1a Elect Director Rodney C. Adkins Management For Voted - For
1b Elect Director William J. Amelio Management For Voted - For
1c Elect Director Michael A. Bradley Management For Voted - For
1d Elect Director R. Kerry Clark Management For Voted - For
1e Elect Director Brenda L. Freeman Management For Voted - For
1f Elect Director Jo Ann Jenkins Management For Voted - For
1g Elect Director Oleg Khaykin Management For Voted - For
1h Elect Director James A. Lawrence Management For Voted - For
1i Elect Director Avid Modjtabai Management For Voted - For
1j Elect Director William H. Schumann ,III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
BIOGEN INC.
Security ID: 09062X103 Ticker: BIIB
Meeting Date: 19-Jun-19 Meeting Type: Annual
1a Elect Director John R. Chiminski *Withdrawn
Resolution* Management None Non-Voting
1b Elect Director Alexander J. Denner Management For Voted - For
1c Elect Director Caroline D. Dorsa Management For Voted - For
1d Elect Director William A. Hawkins Management For Voted - For
1e Elect Director Nancy L. Leaming Management For Voted - For
1f Elect Director Jesus B. Mantas Management For Voted - For
1g Elect Director Richard C. Mulligan Management For Voted - For
1h Elect Director Robert W. Pangia Management For Voted - For
1i Elect Director Stelios Papadopoulos Management For Voted - For
1j Elect Director Brian S. Posner Management For Voted - For
1k Elect Director Eric K. Rowinsky Management For Voted - For
1l Elect Director Lynn Schenk Management For Voted - For
1m Elect Director Stephen A. Sherwin Management For Voted - For
1n Elect Director Michel Vounatsos Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
BORGWARNER INC.
Security ID: 099724106 Ticker: BWA
Meeting Date: 24-Apr-19 Meeting Type: Annual
1.1 Elect Director Jan Carlson Management For Voted - Withheld
1.2 Elect Director Dennis C. Cuneo Management For Voted - For
1.3 Elect Director Michael S. Hanley Management For Voted - For
1.4 Elect Director Frederic B. Lissalde Management For Voted - For
1.5 Elect Director Paul A. Mascarenas Management For Voted - For
1.6 Elect Director John R. McKernan, Jr. Management For Voted - For
1.7 Elect Director Deborah D. McWhinney Management For Voted - For
1.8 Elect Director Alexis P. Michas Management For Voted - For
1.9 Elect Director Vicki L. Sato Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 12-Apr-19 Meeting Type: Special
Management Proxy None
1 Issue Shares in Connection with Merger Management For Voted - Against
2 Adjourn Meeting Management For Voted - Against
Dissident Proxy (Blue Proxy Card) None
1 Issue Shares in Connection with Merger Management Against Did Not Vote
2 Adjourn Meeting Management Against Did Not Vote
Meeting Date: 29-May-19 Meeting Type: Annual
1A Elect Director Peter J. Arduini Management For Voted - For
1B Elect Director Robert J. Bertolini Management For Voted - For
1C Elect Director Giovanni Caforio Management For Voted - For
1D Elect Director Matthew W. Emmens Management For Voted - For
1E Elect Director Michael Grobstein Management For Voted - For
1F Elect Director Alan J. Lacy Management For Voted - For
1G Elect Director Dinesh C. Paliwal Management For Voted - For
1H Elect Director Theodore R. Samuels Management For Voted - For
1I Elect Director Vicki L. Sato Management For Voted - For
1J Elect Director Gerald L. Storch Management For Voted - For
1K Elect Director Karen H. Vousden Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
CA, INC.
Security ID: 12673P105 Ticker: CA
Meeting Date: 12-Sep-18 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
3 Advisory Vote on Golden Parachutes Management For Voted - For
CABOT CORP.
Security ID: 127055101 Ticker: CBT
Meeting Date: 07-Mar-19 Meeting Type: Annual
1.1 Elect Director Michael M. Morrow Management For Voted - For
1.2 Elect Director Sue H. Rataj Management For Voted - For
1.3 Elect Director Frank A. Wilson Management For Voted - For
1.4 Elect Director Matthias L. Wolfgruber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
CARDINAL HEALTH, INC.
Security ID: 14149Y108 Ticker: CAH
Meeting Date: 07-Nov-18 Meeting Type: Annual
1.1 Elect Director Colleen F. Arnold Management For Voted - For
1.2 Elect Director Carrie S. Cox Management For Voted - For
1.3 Elect Director Calvin Darden Management For Voted - For
1.4 Elect Director Bruce L. Downey Management For Voted - For
1.5 Elect Director Patricia A. Hemingway Hall Management For Voted - For
1.6 Elect Director Akhil Johri Management For Voted - For
1.7 Elect Director Michael C. Kaufmann Management For Voted - For
1.8 Elect Director Gregory B. Kenny Management For Voted - For
1.9 Elect Director Nancy Killefer Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Policy to Not Exclude Legal and Compliance Costs
for Purposes of Determining Executive Compensation Shareholder Against Voted - Against
5 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
CIGNA CORP.
Security ID: 125509109 Ticker: CI
Meeting Date: 24-Aug-18 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Adjourn Meeting Management For Voted - For
CINEMARK HOLDINGS, INC.
Security ID: 17243V102 Ticker: CNK
Meeting Date: 23-May-19 Meeting Type: Annual
1.1 Elect Director Benjamin D. Chereskin Management For Voted - For
1.2 Elect Director Lee Roy Mitchell Management For Voted - For
1.3 Elect Director Raymond W. Syufy Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CIRRUS LOGIC, INC.
Security ID: 172755100 Ticker: CRUS
Meeting Date: 03-Aug-18 Meeting Type: Annual
1.1 Elect Director John C. Carter Management For Voted - For
1.2 Elect Director Alexander M. Davern Management For Voted - For
1.3 Elect Director Timothy R. Dehne Management For Voted - For
1.4 Elect Director Christine King Management For Voted - For
1.5 Elect Director Jason P. Rhode Management For Voted - For
1.6 Elect Director Alan R. Schuele Management For Voted - For
1.7 Elect Director David J. Tupman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 12-Dec-18 Meeting Type: Annual
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Michael D. Capellas Management For Voted - For
1c Elect Director Mark Garrett Management For Voted - For
1d Elect Director Kristina M. Johnson Management For Voted - For
1e Elect Director Roderick C. McGeary Management For Voted - For
1f Elect Director Charles H. Robbins Management For Voted - For
1g Elect Director Arun Sarin Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Brenton L. Saunders Management For Voted - For
1i Elect Director Steven M. West Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Adjust Executive Compensation Metrics for Share
Buybacks Shareholder Against Voted - Against
CIT GROUP INC.
Security ID: 125581801 Ticker: CIT
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director Ellen R. Alemany Management For Voted - For
1b Elect Director Michael L. Brosnan Management For Voted - For
1c Elect Director Michael A. Carpenter Management For Voted - For
1d Elect Director Dorene C. Dominguez Management For Voted - For
1e Elect Director Alan Frank Management For Voted - For
1f Elect Director William M. Freeman Management For Voted - For
1g Elect Director R. Brad Oates Management For Voted - For
1h Elect Director Gerald Rosenfeld Management For Voted - For
1i Elect Director John R. Ryan Management For Voted - For
1j Elect Director Sheila A. Stamps Management For Voted - For
1k Elect Director Khanh T. Tran Management For Voted - For
1l Elect Director Laura S. Unger Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
COMMSCOPE HOLDING COMPANY, INC.
Security ID: 20337X109 Ticker: COMM
Meeting Date: 21-Jun-19 Meeting Type: Annual
1a Elect Director Marvin "Eddie" S. Edwards, Jr. Management For Voted - For
1b Elect Director Claudius "Bud" E. Watts, IV Management For Voted - For
1c Elect Director Timothy T. Yates Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Approve Omnibus Stock Plan Management For Voted - For
CONDUENT INCORPORATED
Security ID: 206787103 Ticker: CNDT
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Nicholas Graziano Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Joie A. Gregor Management For Voted - For
1.3 Elect Director Scott Letier Management For Voted - For
1.4 Elect Director Jesse A. Lynn Management For Voted - For
1.5 Elect Director Courtney Mather Management For Voted - For
1.6 Elect Director Michael A. Nutter Management For Voted - For
1.7 Elect Director William G. Parrett Management For Voted - For
1.8 Elect Director Ashok Vemuri Management For Voted - For
1.9 Elect Director Virginia M. Wilson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CONOCOPHILLIPS
Security ID: 20825C104 Ticker: COP
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director Charles E. Bunch Management For Voted - For
1b Elect Director Caroline Maury Devine Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Jody Freeman Management For Voted - For
1e Elect Director Gay Huey Evans Management For Voted - For
1f Elect Director Jeffrey A. Joerres Management For Voted - For
1g Elect Director Ryan M. Lance Management For Voted - For
1h Elect Director William H. McRaven Management For Voted - For
1i Elect Director Sharmila Mulligan Management For Voted - For
1j Elect Director Arjun N. Murti Management For Voted - For
1k Elect Director Robert A. Niblock Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CORNING INCORPORATED
Security ID: 219350105 Ticker: GLW
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director Donald W. Blair Management For Voted - For
1b Elect Director Leslie A. Brun Management For Voted - For
1c Elect Director Stephanie A. Burns Management For Voted - For
1d Elect Director John A. Canning, Jr. Management For Voted - For
1e Elect Director Richard T. Clark Management For Voted - For
1f Elect Director Robert F. Cummings, Jr. Management For Voted - For
1g Elect Director Deborah A. Henretta Management For Voted - For
1h Elect Director Daniel P. Huttenlocher Management For Voted - For
1i Elect Director Kurt M. Landgraf Management For Voted - For
1j Elect Director Kevin J. Martin Management For Voted - For
1k Elect Director Deborah D. Rieman Management For Voted - For
1l Elect Director Hansel E. Tookes, II Management For Voted - For
1m Elect Director Wendell P. Weeks Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1n Elect Director Mark S. Wrighton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
CUMMINS INC.
Security ID: 231021106 Ticker: CMI
Meeting Date: 14-May-19 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Richard J. Freeland Management For Voted - For
3 Elect Director Robert J. Bernhard Management For Voted - For
4 Elect Director Franklin R. Chang Diaz Management For Voted - For
5 Elect Director Bruno V. Di Leo Allen Management For Voted - For
6 Elect Director Stephen B. Dobbs Management For Voted - For
7 Elect Director Robert K. Herdman Management For Voted - For
8 Elect Director Alexis M. Herman Management For Voted - For
9 Elect Director Thomas J. Lynch Management For Voted - For
10 Elect Director William I. Miller Management For Voted - For
11 Elect Director Georgia R. Nelson Management For Voted - For
12 Elect Director Karen H. Quintos Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
14 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
15 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
16 Require Independent Board Chairman Shareholder Against Voted - Against
CVR ENERGY, INC.
Security ID: 12662P108 Ticker: CVI
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director Patricia A. Agnello Management For Voted - Withheld
1.2 Elect Director Bob G. Alexander Management For Voted - For
1.3 Elect Director SungHwan Cho Management For Voted - Withheld
1.4 Elect Director Jonathan Frates Management For Voted - Withheld
1.5 Elect Director Hunter C. Gary Management For Voted - Withheld
1.6 Elect Director David L. Lamp Management For Voted - Withheld
1.7 Elect Director Stephen Mongillo Management For Voted - For
1.8 Elect Director James M. Strock Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Grant Thornton LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
CVS HEALTH CORPORATION
Security ID: 126650100 Ticker: CVS
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Fernando Aguirre Management For Voted - For
1b Elect Director Mark T. Bertolini Management For Voted - For
1c Elect Director Richard M. Bracken Management For Voted - For
1d Elect Director C. David Brown, II Management For Voted - For
1e Elect Director Alecia A. DeCoudreaux Management For Voted - For
1f Elect Director Nancy-Ann M. DeParle Management For Voted - For
1g Elect Director David W. Dorman Management For Voted - For
1h Elect Director Roger N. Farah Management For Voted - For
1i Elect Director Anne M. Finucane Management For Voted - For
1j Elect Director Edward J. Ludwig Management For Voted - For
1k Elect Director Larry J. Merlo Management For Voted - For
1l Elect Director Jean-Pierre Millon Management For Voted - For
1m Elect Director Mary L. Schapiro Management For Voted - For
1n Elect Director Richard J. Swift Management For Voted - For
1o Elect Director William C. Weldon Management For Voted - For
1p Elect Director Tony L. White Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Prohibit Adjusting Compensation Metrics for Legal
or Compliance Costs Shareholder Against Voted - Against
DAVITA INC.
Security ID: 23918K108 Ticker: DVA
Meeting Date: 17-Jun-19 Meeting Type: Annual
1a Elect Director Pamela M. Arway Management For Voted - For
1b Elect Director Charles G. Berg Management For Voted - For
1c Elect Director Barbara J. Desoer Management For Voted - For
1d Elect Director Pascal Desroches Management For Voted - For
1e Elect Director Paul J. Diaz Management For Voted - For
1f Elect Director Peter T. Grauer Management For Voted - For
1g Elect Director John M. Nehra Management For Voted - For
1h Elect Director Javier J. Rodriguez Management For Voted - For
1i Elect Director William L. Roper Management For Voted - For
1j Elect Director Kent J. Thiry Management For Voted - For
1k Elect Director Phyllis R. Yale Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
DECKERS OUTDOOR CORP.
Security ID: 243537107 Ticker: DECK
Meeting Date: 14-Sep-18 Meeting Type: Annual
1.1 Elect Director John M. Gibbons Management For Voted - For
1.2 Elect Director Nelson C. Chan Management For Voted - For
1.3 Elect Director Cynthia (Cindy) L. Davis Management For Voted - For
1.4 Elect Director Michael F. Devine, III Management For Voted - For
1.5 Elect Director William L. McComb Management For Voted - For
1.6 Elect Director David Powers Management For Voted - For
1.7 Elect Director James Quinn Management For Voted - For
1.8 Elect Director Lauri M. Shanahan Management For Voted - For
1.9 Elect Director Brian A. Spaly Management For Voted - For
1.10 Elect Director Bonita C. Stewart Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DELTA AIR LINES, INC.
Security ID: 247361702 Ticker: DAL
Meeting Date: 20-Jun-19 Meeting Type: Annual
1a Elect Director Edward H. Bastian Management For Voted - For
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director Daniel A. Carp Management For Voted - For
1d Elect Director Ashton B. Carter Management For Voted - For
1e Elect Director David G. DeWalt Management For Voted - For
1f Elect Director William H. Easter, III Management For Voted - For
1g Elect Director Christopher A. Hazleton Management For Voted - For
1h Elect Director Michael P. Huerta Management For Voted - For
1i Elect Director Jeanne P. Jackson Management For Voted - For
1j Elect Director George N. Mattson Management For Voted - For
1k Elect Director Sergio A. L. Rial Management For Voted - For
1l Elect Director Kathy N. Waller Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
DENTSPLY SIRONA INC.
Security ID: 24906P109 Ticker: XRAY
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Michael C. Alfano Management For Voted - For
1b Elect Director Eric K. Brandt Management For Voted - For
1c Elect Director Donald M. Casey, Jr. Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1d Elect Director Willie A. Deese Management For Voted - For
1e Elect Director Betsy D. Holden Management For Voted - For
1f Elect Director Arthur D. Kowaloff Management For Voted - For
1g Elect Director Harry M. Jansen Kraemer, Jr. Management For Voted - For
1h Elect Director Gregory T. Lucier Management For Voted - For
1i Elect Director Francis J. Lunger Management For Voted - For
1j Elect Director Leslie F. Varon Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DEVON ENERGY CORPORATION
Security ID: 25179M103 Ticker: DVN
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Elect Director Barbara M. Baumann Management For Voted - For
1.2 Elect Director John E. Bethancourt Management For Voted - For
1.3 Elect Director Ann G. Fox Management For Voted - For
1.4 Elect Director David A. Hager Management For Voted - For
1.5 Elect Director Robert H. Henry Management For Voted - For
1.6 Elect Director Michael M. Kanovsky Management For Voted - For
1.7 Elect Director John Krenicki, Jr. Management For Voted - For
1.8 Elect Director Robert A. Mosbacher, Jr. Management For Voted - For
1.9 Elect Director Duane C. Radtke Management For Voted - For
1.10 Elect Director Keith O. Rattie Management For Voted - For
1.11 Elect Director Mary P. Ricciardello Management For Voted - For
2 Ratify KPMG LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DOMTAR CORPORATION
Security ID: 257559203 Ticker: UFS
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Giannella Alvarez Management For Voted - For
1.2 Elect Director Robert E. Apple Management For Voted - For
1.3 Elect Director David J. Illingworth Management For Voted - For
1.4 Elect Director Brian M. Levitt Management For Voted - For
1.5 Elect Director David G. Maffucci Management For Voted - For
1.6 Elect Director Pamela B. Strobel Management For Voted - For
1.7 Elect Director Denis Turcotte Management For Voted - For
1.8 Elect Director John D. Williams Management For Voted - For
1.9 Elect Director Mary A. Winston Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
ELI LILLY AND COMPANY
Security ID: 532457108 Ticker: LLY
Meeting Date: 06-May-19 Meeting Type: Annual
1a Elect Director Ralph Alvarez Management For Voted - Against
1b Elect Director Carolyn R. Bertozzi Management For Voted - Against
1c Elect Director Juan R. Luciano Management For Voted - Against
1d Elect Director Kathi P. Seifert Management For Voted - Against
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Eliminate Supermajority Vote Requirement Management For Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
ENCOMPASS HEALTH CORP.
Security ID: 29261A100 Ticker: EHC
Meeting Date: 03-May-19 Meeting Type: Annual
1a Elect Director John W. Chidsey Management For Voted - For
1b Elect Director Donald L. Correll Management For Voted - For
1c Elect Director Yvonne M. Curl Management For Voted - For
1d Elect Director Charles M. Elson Management For Voted - For
1e Elect Director Joan E. Herman Management For Voted - For
1f Elect Director Leo I. Higdon, Jr. Management For Voted - For
1g Elect Director Leslye G. Katz Management For Voted - For
1h Elect Director John E. Maupin, Jr. Management For Voted - For
1i Elect Director Nancy M. Schlichting Management For Voted - For
1j Elect Director L. Edward Shaw, Jr. Management For Voted - For
1k Elect Director Mark J. Tarr Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EVERCORE INC.
Security ID: 29977A105 Ticker: EVR
Meeting Date: 18-Jun-19 Meeting Type: Annual
1.1 Elect Director Roger C. Altman Management For Voted - For
1.2 Elect Director Richard I. Beattie Management For Voted - For
1.3 Elect Director Ellen V. Futter Management For Voted - For
1.4 Elect Director Gail B. Harris Management For Voted - For
1.5 Elect Director Robert B. Millard Management For Voted - For
1.6 Elect Director Willard J. Overlock, Jr. Management For Voted - For
1.7 Elect Director Simon M. Robertson Management For Voted - For
1.8 Elect Director Ralph L. Schlosstein Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Elect Director John S. Weinberg Management For Voted - For
1.10 Elect Director William J. Wheeler Management For Voted - For
1.11 Elect Director Sarah K. Williamson Management For Voted - For
1.12 Elect Director Kendrick R. Wilson, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
EXELON CORPORATION
Security ID: 30161N101 Ticker: EXC
Meeting Date: 30-Apr-19 Meeting Type: Annual
1a Elect Director Anthony K. Anderson Management For Voted - For
1b Elect Director Ann C. Berzin Management For Voted - For
1c Elect Director Laurie Brlas Management For Voted - For
1d Elect Director Christopher M. Crane Management For Voted - For
1e Elect Director Yves C. de Balmann Management For Voted - For
1f Elect Director Nicholas DeBenedictis Management For Voted - For
1g Elect Director Linda P. Jojo Management For Voted - For
1h Elect Director Paul L. Joskow Management For Voted - For
1i Elect Director Robert J. Lawless Management For Voted - For
1j Elect Director Richard W. Mies Management For Voted - For
1k Elect Director Mayo A. Shattuck, III Management For Voted - For
1l Elect Director Stephen D. Steinour Management For Voted - For
1m Elect Director John F. Young Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Costs and Benefits of Environment-related
Activities Shareholder Against Voted - Against
FIDELITY NATIONAL FINANCIAL, INC.
Security ID: 31620R303 Ticker: FNF
Meeting Date: 12-Jun-19 Meeting Type: Annual
1.1 Elect Director Richard N. Massey Management For Voted - For
1.2 Elect Director Daniel D. "Ron" Lane Management For Voted - For
1.3 Elect Director Cary H. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
FIRST AMERICAN FINANCIAL CORPORATION
Security ID: 31847R102 Ticker: FAF
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Reginald H. Gilyard Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Parker S. Kennedy Management For Voted - For
1.3 Elect Director Mark C. Oman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
FIRST SOLAR, INC.
Security ID: 336433107 Ticker: FSLR
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Elect Director Michael J. Ahearn Management For Voted - For
1.2 Elect Director Sharon L. Allen Management For Voted - For
1.3 Elect Director Richard D. Chapman Management For Voted - For
1.4 Elect Director George A. "Chip" Hambro Management For Voted - For
1.5 Elect Director Molly E. Joseph Management For Voted - For
1.6 Elect Director Craig Kennedy Management For Voted - For
1.7 Elect Director William J. Post Management For Voted - For
1.8 Elect Director Paul H. Stebbins Management For Voted - For
1.9 Elect Director Michael T. Sweeney Management For Voted - For
1.10 Elect Director Mark R. Widmar Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
FLOWERS FOODS, INC.
Security ID: 343498101 Ticker: FLO
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director George E. Deese Management For Voted - For
1b Elect Director Rhonda Gass Management For Voted - For
1c Elect Director Benjamin H. Griswold, IV Management For Voted - For
1d Elect Director Margaret G. Lewis Management For Voted - For
1e Elect Director David V. Singer Management For Voted - For
1f Elect Director James T. Spear Management For Voted - For
1g Elect Director Melvin T. Stith Management For Voted - For
1h Elect Director C. Martin Wood, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Eliminate Supermajority Vote Requirement Shareholder Against Voted - For
FOOT LOCKER, INC.
Security ID: 344849104 Ticker: FL
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Maxine Clark Management For Voted - For
1b Elect Director Alan D. Feldman Management For Voted - For
1c Elect Director Richard A. Johnson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1d Elect Director Guillermo G. Marmol Management For Voted - For
1e Elect Director Matthew M. McKenna Management For Voted - For
1f Elect Director Steven Oakland Management For Voted - For
1g Elect Director Ulice Payne, Jr. Management For Voted - For
1h Elect Director Cheryl Nido Turpin Management For Voted - For
1i Elect Director Kimberly Underhill Management For Voted - For
1j Elect Director Dona D. Young Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditor Management For Voted - For
FORD MOTOR COMPANY
Security ID: 345370860 Ticker: F
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Stephen G. Butler Management For Voted - For
1b Elect Director Kimberly A. Casiano Management For Voted - For
1c Elect Director Anthony F. Earley, Jr. Management For Voted - For
1d Elect Director Edsel B. Ford, II Management For Voted - For
1e Elect Director William Clay Ford, Jr. Management For Voted - For
1f Elect Director James P. Hackett Management For Voted - For
1g Elect Director William W. Helman, IV Management For Voted - For
1h Elect Director William E. Kennard Management For Voted - For
1i Elect Director John C. Lechleiter Management For Voted - For
1j Elect Director John L. Thornton Management For Voted - For
1k Elect Director John B. Veihmeyer Management For Voted - For
1l Elect Director Lynn M. Vojvodich Management For Voted - For
1m Elect Director John S. Weinberg Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend NOL Rights Plan (NOL Pill) Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - For
FRANKLIN RESOURCES, INC.
Security ID: 354613101 Ticker: BEN
Meeting Date: 12-Feb-19 Meeting Type: Annual
1a Elect Director Peter K. Barker Management For Voted - For
1b Elect Director Mariann Byerwalter Management For Voted - For
1c Elect Director Charles E. Johnson Management For Voted - For
1d Elect Director Gregory E. Johnson Management For Voted - For
1e Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1f Elect Director Mark C. Pigott Management For Voted - For
1g Elect Director Chutta Ratnathicam Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Laura Stein Management For Voted - Against
1i Elect Director Seth H. Waugh Management For Voted - For
1j Elect Director Geoffrey Y. Yang Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Ratify Existing Ownership Threshold for
Shareholders to Call Special Meeting Management For Voted - Against
4 Institute Procedures to Prevent Investments in
Companies that Contribute to Genocide or Crimes
Against Humanity Shareholder Against Voted - Against
GENERAL MILLS, INC.
Security ID: 370334104 Ticker: GIS
Meeting Date: 25-Sep-18 Meeting Type: Annual
1a Elect Director Alicia Boler Davis Management For Voted - For
1b Elect Director R. Kerry Clark Management For Voted - For
1c Elect Director David M. Cordani Management For Voted - For
1d Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1e Elect Director Jeffrey L. Harmening Management For Voted - For
1f Elect Director Maria G. Henry Management For Voted - For
1g Elect Director Heidi G. Miller Management For Voted - For
1h Elect Director Steve Odland Management For Voted - For
1i Elect Director Maria A. Sastre Management For Voted - For
1j Elect Director Eric D. Sprunk Management For Voted - For
1k Elect Director Jorge A. Uribe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Impact of Pesticides on Pollinators Shareholder Against Voted - For
GENERAL MOTORS COMPANY
Security ID: 37045V100 Ticker: GM
Meeting Date: 04-Jun-19 Meeting Type: Annual
1a Elect Director Mary T. Barra Management For Voted - For
1b Elect Director Wesley G. Bush Management For Voted - For
1c Elect Director Linda R. Gooden Management For Voted - For
1d Elect Director Joseph Jimenez Management For Voted - For
1e Elect Director Jane L. Mendillo Management For Voted - For
1f Elect Director Judith A. Miscik Management For Voted - For
1g Elect Director Patricia F. Russo Management For Voted - For
1h Elect Director Thomas M. Schoewe Management For Voted - For
1i Elect Director Theodore M. Solso Management For Voted - For
1j Elect Director Carol M. Stephenson Management For Voted - For
1k Elect Director Devin N. Wenig Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Require Independent Board Chairman Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
GILEAD SCIENCES, INC.
Security ID: 375558103 Ticker: GILD
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director Jacqueline K. Barton Management For Voted - For
1b Elect Director John F. Cogan Management For Voted - For
1c Elect Director Kelly A. Kramer Management For Voted - For
1d Elect Director Kevin E. Lofton Management For Voted - For
1e Elect Director Harish Manwani Management For Voted - For
1f Elect Director Daniel P. O'Day Management For Voted - For
1g Elect Director Richard J. Whitley Management For Voted - For
1h Elect Director Gayle E. Wilson Management For Voted - For
1i Elect Director Per Wold-Olsen Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Provide Right to Act by Written Consent Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Report on Corporate Tax Savings Allocation Shareholder Against Voted - Against
H&R BLOCK, INC.
Security ID: 093671105 Ticker: HRB
Meeting Date: 13-Sep-18 Meeting Type: Annual
1a Elect Director Angela N. Archon Management For Voted - For
1b Elect Director Paul J. Brown Management For Voted - For
1c Elect Director Robert A. Gerard Management For Voted - For
1d Elect Director Richard A. Johnson Management For Voted - For
1e Elect Director Jeffrey J. Jones, II Management For Voted - For
1f Elect Director David Baker Lewis Management For Voted - For
1g Elect Director Victoria J. Reich Management For Voted - For
1h Elect Director Bruce C. Rohde Management For Voted - For
1i Elect Director Matthew E. Winter Management For Voted - For
1j Elect Director Christianna Wood Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Require Shareholder Approval of Bylaw Amendments
Adopted by the Board of Directors Shareholder Against Voted - Against
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
HARLEY-DAVIDSON, INC.
Security ID: 412822108 Ticker: HOG
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Troy Alstead Management For Voted - For
1.2 Elect Director R. John Anderson Management For Voted - For
1.3 Elect Director Michael J. Cave Management For Voted - For
1.4 Elect Director Allan Golston Management For Voted - For
1.5 Elect Director Matthew S. Levatich Management For Voted - For
1.6 Elect Director Sara L. Levinson Management For Voted - For
1.7 Elect Director N. Thomas Linebarger Management For Voted - For
1.8 Elect Director Brian R. Niccol Management For Voted - For
1.9 Elect Director Maryrose T. Sylvester Management For Voted - For
1.10 Elect Director Jochen Zeitz Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
HCA HEALTHCARE, INC.
Security ID: 40412C101 Ticker: HCA
Meeting Date: 26-Apr-19 Meeting Type: Annual
1a Elect Director Thomas F. Frist, III Management For Voted - For
1b Elect Director Samuel N. Hazen Management For Voted - For
1c Elect Director Meg G. Crofton Management For Voted - For
1d Elect Director Robert J. Dennis Management For Voted - For
1e Elect Director Nancy-Ann DeParle Management For Voted - For
1f Elect Director William R. Frist Management For Voted - For
1g Elect Director Charles O. Holliday, Jr. Management For Voted - For
1h Elect Director Geoffrey G. Meyers Management For Voted - For
1i Elect Director Michael W. Michelson Management For Voted - For
1j Elect Director Wayne J. Riley Management For Voted - For
1k Elect Director John W. Rowe Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
HEWLETT PACKARD ENTERPRISE COMPANY
Security ID: 42824C109 Ticker: HPE
Meeting Date: 03-Apr-19 Meeting Type: Annual
1a Elect Director Daniel Ammann Management For Voted - For
1b Elect Director Michael J. Angelakis Management For Voted - For
1c Elect Director Pamela L. Carter Management For Voted - For
1d Elect Director Jean M. Hobby Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1e Elect Director Raymond J. Lane Management For Voted - For
1f Elect Director Ann M. Livermore Management For Voted - For
1g Elect Director Antonio F. Neri Management For Voted - For
1h Elect Director Raymond E. Ozzie Management For Voted - For
1i Elect Director Gary M. Reiner Management For Voted - For
1j Elect Director Patricia F. Russo Management For Voted - For
1k Elect Director Lip-Bu Tan Management For Voted - For
1l Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
HOSPITALITY PROPERTIES TRUST
Security ID: 44106M102 Ticker: HPT
Meeting Date: 13-Jun-19 Meeting Type: Annual
1.1 Elect Director Donna D. Fraiche Management For Voted - Against
1.2 Elect Director Adam D. Portnoy Management For Voted - Against
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Adopt Plurality Voting for Contested Election of
Directors Management For Voted - For
HOST HOTELS & RESORTS, INC.
Security ID: 44107P104 Ticker: HST
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Ann McLaughlin Korologos Management For Voted - For
1.4 Elect Director Richard E. Marriott Management For Voted - For
1.5 Elect Director Sandeep L. Mathrani Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Mary Hogan Preusse Management For Voted - For
1.8 Elect Director Walter C. Rakowich Management For Voted - For
1.9 Elect Director James F. Risoleo Management For Voted - For
1.10 Elect Director Gordon H. Smith Management For Voted - For
1.11 Elect Director A. William Stein Management For Voted - For
2 Ratify KPMG LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Charles "Chip" V. Bergh Management For Voted - For
1e Elect Director Stacy Brown-Philpot Management For Voted - For
1f Elect Director Stephanie A. Burns Management For Voted - For
1g Elect Director Mary Anne Citrino Management For Voted - For
1h Elect Director Yoky Matsuoka Management For Voted - For
1i Elect Director Stacey Mobley Management For Voted - For
1j Elect Director Subra Suresh Management For Voted - For
1k Elect Director Dion J. Weisler Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
HUNTSMAN CORP.
Security ID: 447011107 Ticker: HUN
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director Peter R. Huntsman Management For Voted - For
1b Elect Director Nolan D. Archibald Management For Voted - For
1c Elect Director Mary C. Beckerle Management For Voted - For
1d Elect Director M. Anthony Burns Management For Voted - For
1e Elect Director Daniele Ferrari Management For Voted - For
1f Elect Director Robert J. Margetts Management For Voted - For
1g Elect Director Wayne A. Reaud Management For Voted - For
1h Elect Director Jan E. Tighe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
INGREDION INCORPORATED
Security ID: 457187102 Ticker: INGR
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Luis Aranguren-Trellez Management For Voted - For
1b Elect Director David B. Fischer Management For Voted - For
1c Elect Director Paul Hanrahan Management For Voted - For
1d Elect Director Rhonda L. Jordan Management For Voted - For
1e Elect Director Gregory B. Kenny Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1f Elect Director Barbara A. Klein Management For Voted - For
1g Elect Director Victoria J. Reich Management For Voted - For
1h Elect Director Jorge A. Uribe Management For Voted - For
1i Elect Director Dwayne A. Wilson Management For Voted - For
1j Elect Director James P. Zallie Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Aneel Bhusri Management For Voted - For
1b Elect Director Andy D. Bryant Management For Voted - For
1c Elect Director Reed E. Hundt Management For Voted - For
1d Elect Director Omar Ishrak Management For Voted - For
1e Elect Director Risa Lavizzo-Mourey Management For Voted - For
1f Elect Director Tsu-Jae King Liu Management For Voted - For
1g Elect Director Gregory D. Smith Management For Voted - For
1h Elect Director Robert 'Bob' H. Swan Management For Voted - For
1i Elect Director Andrew Wilson Management For Voted - For
1j Elect Director Frank D. Yeary Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Report on Gender Pay Gap Shareholder Against Voted - For
7 Request for an Annual Advisory Vote on Political
Contributions Shareholder Against Voted - Against
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 30-Apr-19 Meeting Type: Annual
1.1 Elect Director Michael L. Eskew Management For Voted - For
1.2 Elect Director David N. Farr Management For Voted - For
1.3 Elect Director Alex Gorsky Management For Voted - For
1.4 Elect Director Michelle J. Howard Management For Voted - For
1.5 Elect Director Shirley Ann Jackson Management For Voted - For
1.6 Elect Director Andrew N. Liveris Management For Voted - For
1.7 Elect Director Martha E. Pollack Management For Voted - For
1.8 Elect Director Virginia M. Rometty Management For Voted - For
1.9 Elect Director Joseph R. Swedish Management For Voted - For
1.10 Elect Director Sidney Taurel Management For Voted - For
1.11 Elect Director Peter R. Voser Management For Voted - For
1.12 Elect Director Frederick H. Waddell Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
JABIL, INC.
Security ID: 466313103 Ticker: JBL
Meeting Date: 24-Jan-19 Meeting Type: Annual
1.1 Elect Director Anousheh Ansari Management For Voted - For
1.2 Elect Director Martha F. Brooks Management For Voted - For
1.3 Elect Director Christopher S. Holland Management For Voted - For
1.4 Elect Director Timothy L. Main Management For Voted - For
1.5 Elect Director Mark T. Mondello Management For Voted - For
1.6 Elect Director John C. Plant Management For Voted - For
1.7 Elect Director Steven A. Raymund Management For Voted - For
1.8 Elect Director Thomas A. Sansone Management For Voted - For
1.9 Elect Director David M. Stout Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
JETBLUE AIRWAYS CORPORATION
Security ID: 477143101 Ticker: JBLU
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director B. Ben Baldanza Management For Voted - For
1b Elect Director Peter Boneparth Management For Voted - For
1c Elect Director Virginia Gambale Management For Voted - For
1d Elect Director Stephan Gemkow Management For Voted - For
1e Elect Director Robin Hayes Management For Voted - For
1f Elect Director Ellen Jewett Management For Voted - For
1g Elect Director Joel Peterson Management For Voted - For
1h Elect Director Sarah Robb O'Hagan Management For Voted - For
1i Elect Director Frank Sica Management For Voted - For
1j Elect Director Thomas Winkelmann Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
JOHNSON & JOHNSON
Security ID: 478160104 Ticker: JNJ
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a Elect Director Mary C. Beckerle Management For Voted - For
1b Elect Director D. Scott Davis Management For Voted - For
1c Elect Director Ian E. L. Davis Management For Voted - For
1d Elect Director Jennifer A. Doudna Management For Voted - For
1e Elect Director Alex Gorsky Management For Voted - For
1f Elect Director Marillyn A. Hewson Management For Voted - For
1g Elect Director Mark B. McClellan Management For Voted - For
1h Elect Director Anne M. Mulcahy Management For Voted - For
1i Elect Director William D. Perez Management For Voted - For
1j Elect Director Charles Prince Management For Voted - For
1k Elect Director A. Eugene Washington Management For Voted - For
1l Elect Director Ronald A. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Clawback Disclosure of Recoupment Activity from
Senior Officers Shareholder Against Voted - For
5 Report on Integrating Risks Related to Drug Pricing
into Senior Executive Compensation Shareholder Against Voted - For
JUNIPER NETWORKS, INC.
Security ID: 48203R104 Ticker: JNPR
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director Gary Daichendt Management For Voted - For
1b Elect Director Anne DelSanto Management For Voted - For
1c Elect Director Kevin DeNuccio Management For Voted - For
1d Elect Director James Dolce Management For Voted - For
1e Elect Director Scott Kriens Management For Voted - For
1f Elect Director Rahul Merchant Management For Voted - For
1g Elect Director Rami Rahim Management For Voted - For
1h Elect Director William R. Stensrud Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
KLA-TENCOR CORP.
Security ID: 482480100 Ticker: KLAC
Meeting Date: 07-Nov-18 Meeting Type: Annual
1.1 Elect Director Edward W. Barnholt Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Robert M. Calderoni Management For Voted - For
1.3 Elect Director John T. Dickson Management For Voted - For
1.4 Elect Director Emiko Higashi Management For Voted - For
1.5 Elect Director Kevin J. Kennedy Management For Voted - For
1.6 Elect Director Gary B. Moore Management For Voted - For
1.7 Elect Director Kiran M. Patel Management For Voted - For
1.8 Elect Director Ana G. Pinczuk Management For Voted - For
1.9 Elect Director Robert A. Rango Management For Voted - For
1.10 Elect Director Richard P. Wallace Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
KOHL'S CORPORATION
Security ID: 500255104 Ticker: KSS
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Peter Boneparth Management For Voted - For
1b Elect Director Steven A. Burd Management For Voted - For
1c Elect Director H. Charles Floyd Management For Voted - For
1d Elect Director Michelle Gass Management For Voted - For
1e Elect Director Jonas Prising Management For Voted - For
1f Elect Director John E. Schlifske Management For Voted - For
1g Elect Director Adrianne Shapira Management For Voted - For
1h Elect Director Frank V. Sica Management For Voted - For
1i Elect Director Stephanie A. Streeter Management For Voted - For
1j Elect Director Stephen E. Watson Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Adopt Vendor Policy Regarding Oversight on
Preventing Cruelty to Animals Throughout the Supply
Chain Shareholder Against Voted - Against
LAM RESEARCH CORP.
Security ID: 512807108 Ticker: LRCX
Meeting Date: 06-Nov-18 Meeting Type: Annual
1.1 Elect Director Martin B. Anstice Management For Voted - For
1.2 Elect Director Eric K. Brandt Management For Voted - For
1.3 Elect Director Michael R. Cannon Management For Voted - For
1.4 Elect Director Youssef A. El-Mansy Management For Voted - For
1.5 Elect Director Christine A. Heckart Management For Voted - For
1.6 Elect Director Catherine P. Lego Management For Voted - For
1.7 Elect Director Stephen G. Newberry Management For Voted - For
1.8 Elect Director Abhijit Y. Talwalkar Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Elect Director Lih Shyng (Rick L.) Tsai Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
LAZARD LTD.
Security ID: G54050102 Ticker: LAZ
Meeting Date: 23-Apr-19 Meeting Type: Annual
1.1 Elect Director Richard N. Haass Management For Voted - For
1.2 Elect Director Jane L. Mendillo Management For Voted - For
1.3 Elect Director Richard D. Parsons Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Deloitte & Touche LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
LEAR CORPORATION
Security ID: 521865204 Ticker: LEA
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Thomas P. Capo Management For Voted - For
1b Elect Director Mei-Wei Cheng Management For Voted - For
1c Elect Director Jonathan F. Foster Management For Voted - For
1d Elect Director Mary Lou Jepsen Management For Voted - For
1e Elect Director Kathleen A. Ligocki Management For Voted - For
1f Elect Director Conrad L. Mallett, Jr. Management For Voted - For
1g Elect Director Raymond E. Scott Management For Voted - For
1h Elect Director Gregory C. Smith Management For Voted - For
1i Elect Director Henry D.G. Wallace Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
LEGG MASON, INC.
Security ID: 524901105 Ticker: LM
Meeting Date: 31-Jul-18 Meeting Type: Annual
1.1 Elect Director Robert E. Angelica Management For Voted - For
1.2 Elect Director Carol Anthony "John" Davidson Management For Voted - For
1.3 Elect Director Michelle J. Goldberg Management For Voted - For
1.4 Elect Director Barry W. Huff Management For Voted - For
1.5 Elect Director John V. Murphy Management For Voted - For
1.6 Elect Director Alison A. Quirk Management For Voted - For
1.7 Elect Director W. Allen Reed Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Margaret Milner Richardson Management For Voted - For
1.9 Elect Director Kurt L. Schmoke Management For Voted - For
1.10 Elect Director Joseph A. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LEIDOS HOLDINGS, INC.
Security ID: 525327102 Ticker: LDOS
Meeting Date: 26-Apr-19 Meeting Type: Annual
1a Elect Director Gregory R. Dahlberg Management For Voted - For
1b Elect Director David G. Fubini Management For Voted - For
1c Elect Director Miriam E. John Management For Voted - For
1d Elect Director Frank Kendall, III Management For Voted - For
1e Elect Director Robert C. Kovarik, Jr. Management For Voted - For
1f Elect Director Harry M.J. Kraemer, Jr. Management For Voted - For
1g Elect Director Roger A. Krone Management For Voted - For
1h Elect Director Gary S. May Management For Voted - For
1i Elect Director Surya N. Mohapatra Management For Voted - For
1j Elect Director Lawrence C. Nussdorf Management For Voted - For
1k Elect Director Robert S. Shapard Management For Voted - For
1l Elect Director Susan M. Stalnecker Management For Voted - For
1m Elect Director Noel B. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt Simple Majority Vote Shareholder Against Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
LOGMEIN, INC.
Security ID: 54142L109 Ticker: LOGM
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director Steven J. Benson Management For Voted - For
1.2 Elect Director Robert M. Calderoni Management For Voted - For
1.3 Elect Director Michael J. Christenson Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MACY'S, INC.
Security ID: 55616P104 Ticker: M
Meeting Date: 17-May-19 Meeting Type: Annual
1a Elect Director David P. Abney Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1b Elect Director Francis S. Blake Management For Voted - For
1c Elect Director John A. Bryant Management For Voted - For
1d Elect Director Deirdre P. Connelly Management For Voted - For
1e Elect Director Jeff Gennette Management For Voted - For
1f Elect Director Leslie D. Hale Management For Voted - For
1g Elect Director William H. Lenehan Management For Voted - For
1h Elect Director Sara Levinson Management For Voted - For
1i Elect Director Joyce M. Roche Management For Voted - For
1j Elect Director Paul C. Varga Management For Voted - For
1k Elect Director Marna C. Whittington Management For Voted - For
2 Ratify KPMG LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Human Rights Due Diligence Process Shareholder Against Voted - For
MARATHON OIL CORPORATION
Security ID: 565849106 Ticker: MRO
Meeting Date: 29-May-19 Meeting Type: Annual
1a Elect Director Gregory H. Boyce Management For Voted - For
1b Elect Director Chadwick C. Deaton Management For Voted - For
1c Elect Director Marcela E. Donadio Management For Voted - For
1d Elect Director Jason B. Few Management For Voted - For
1e Elect Director Douglas L. Foshee Management For Voted - For
1f Elect Director M. Elise Hyland Management For Voted - For
1g Elect Director Lee M. Tillman Management For Voted - For
1h Elect Director J. Kent Wells Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
MARATHON PETROLEUM CORP.
Security ID: 56585A102 Ticker: MPC
Meeting Date: 24-Sep-18 Meeting Type: Special
1 Issue Shares in Connection with Merger Management For Voted - For
2 Increase Authorized Common Stock Management For Voted - For
3 Approve Increase in Size of Board Management For Voted - For
4 Adjourn Meeting Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
MARATHON PETROLEUM CORPORATION
Security ID: 56585A102 Ticker: MPC
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a Elect Director Evan Bayh Management For Voted - For
1b Elect Director Charles E. Bunch Management For Voted - For
1c Elect Director Edward G. Galante Management For Voted - For
1d Elect Director Kim K.W. Rucker Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
MAXIMUS, INC.
Security ID: 577933104 Ticker: MMS
Meeting Date: 20-Mar-19 Meeting Type: Annual
1.1 Elect Director Anne K. Altman Management For Voted - For
1.2 Elect Director Paul R. Lederer Management For Voted - For
1.3 Elect Director Peter B. Pond Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MCKESSON CORPORATION
Security ID: 58155Q103 Ticker: MCK
Meeting Date: 25-Jul-18 Meeting Type: Annual
1a Elect Director N. Anthony Coles Management For Voted - For
1b Elect Director John H. Hammergren Management For Voted - For
1c Elect Director M. Christine Jacobs Management For Voted - For
1d Elect Director Donald R. Knauss Management For Voted - For
1e Elect Director Marie L. Knowles Management For Voted - For
1f Elect Director Bradley E. Lerman Management For Voted - For
1g Elect Director Edward A. Mueller Management For Voted - For
1h Elect Director Susan R. Salka Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Pro-rata Vesting of Equity Awards Shareholder Against Voted - For
6 Use GAAP for Executive Compensation Metrics Shareholder Against Voted - Against
7 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
MEDNAX, INC.
Security ID: 58502B106 Ticker: MD
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Cesar L. Alvarez Management For Voted - For
1.2 Elect Director Karey D. Barker Management For Voted - For
1.3 Elect Director Waldemar A. Carlo Management For Voted - For
1.4 Elect Director Michael B. Fernandez Management For Voted - For
1.5 Elect Director Paul G. Gabos Management For Voted - For
1.6 Elect Director Pascal J. Goldschmidt Management For Voted - For
1.7 Elect Director Manuel Kadre Management For Voted - For
1.8 Elect Director Roger J. Medel Management For Voted - For
1.9 Elect Director Carlos A. Migoya Management For Voted - For
1.10 Elect Director Michael A. Rucker Management For Voted - For
1.11 Elect Director Enrique J. Sosa Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
MERCK & CO., INC.
Security ID: 58933Y105 Ticker: MRK
Meeting Date: 28-May-19 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Thomas R. Cech Management For Voted - For
1c Elect Director Mary Ellen Coe Management For Voted - For
1d Elect Director Pamela J. Craig Management For Voted - For
1e Elect Director Kenneth C. Frazier Management For Voted - For
1f Elect Director Thomas H. Glocer Management For Voted - For
1g Elect Director Rochelle B. Lazarus Management For Voted - For
1h Elect Director Paul B. Rothman Management For Voted - For
1i Elect Director Patricia F. Russo Management For Voted - For
1j Elect Director Inge G. Thulin Management For Voted - For
1k Elect Director Wendell P. Weeks Management For Voted - For
1l Elect Director Peter C. Wendell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Adopt Policy Disclosing Rationale Behind Approval
of Sale of Compensation Shares by a Senior
Executive During a Buyback Shareholder Against Voted - Against
7 Report on Integrating Risks Related to Drug Pricing
into Senior Executive Compensation Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
MERCURY GENERAL CORPORATION
Security ID: 589400100 Ticker: MCY
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director George Joseph Management For Voted - For
1.2 Elect Director Martha E. Marcon Management For Voted - For
1.3 Elect Director Joshua E. Little Management For Voted - For
1.4 Elect Director Gabriel Tirador Management For Voted - For
1.5 Elect Director James G. Ellis Management For Voted - For
1.6 Elect Director George G. Braunegg Management For Voted - For
1.7 Elect Director Ramona L. Cappello Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
METLIFE, INC.
Security ID: 59156R108 Ticker: MET
Meeting Date: 18-Jun-19 Meeting Type: Annual
1a Elect Director Cheryl W. Grise Management For Voted - For
1b Elect Director Carlos M. Gutierrez Management For Voted - For
1c Elect Director Gerald L. Hassell Management For Voted - For
1d Elect Director David L. Herzog Management For Voted - For
1e Elect Director R. Glenn Hubbard Management For Voted - For
1f Elect Director Edward J. Kelly, III Management For Voted - For
1g Elect Director William E. Kennard Management For Voted - For
1h Elect Director Michel A. Khalaf Management For Voted - For
1i Elect Director James M. Kilts Management For Voted - For
1j Elect Director Catherine R. Kinney Management For Voted - For
1k Elect Director Diana L. McKenzie Management For Voted - For
1l Elect Director Denise M. Morrison Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MURPHY OIL CORP.
Security ID: 626717102 Ticker: MUR
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director T. Jay Collins Management For Voted - For
1b Elect Director Steven A. Cosse Management For Voted - For
1c Elect Director Claiborne P. Deming Management For Voted - For
1d Elect Director Lawrence R. Dickerson Management For Voted - For
1e Elect Director Roger W. Jenkins Management For Voted - For
1f Elect Director Elisabeth W. Keller Management For Voted - For
1g Elect Director James V. Kelley Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Walentin Mirosh Management For Voted - For
1i Elect Director R. Madison Murphy Management For Voted - For
1j Elect Director Jeffrey W. Nolan Management For Voted - For
1k Elect Director Neal E. Schmale Management For Voted - For
1l Elect Director Laura A. Sugg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditor Management For Voted - For
NCR CORP.
Security ID: 62886E108 Ticker: NCR
Meeting Date: 18-Jun-19 Meeting Type: Annual
1.1 Elect Director Richard L. Clemmer Management For Voted - For
1.2 Elect Director Robert P. DeRodes Management For Voted - For
1.3 Elect Director Deborah A. Farrington Management For Voted - For
1.4 Elect Director Michael D. Hayford Management For Voted - For
1.5 Elect Director Kurt P. Kuehn Management For Voted - For
1.6 Elect Director Linda Fayne Levinson Management For Voted - For
1.7 Elect Director Frank R. Martire Management For Voted - For
1.8 Elect Director Matthew A. Thompson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
NORDSTROM, INC.
Security ID: 655664100 Ticker: JWN
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director Shellye L. Archambeau Management For Voted - For
1b Elect Director Stacy Brown-Philpot Management For Voted - For
1c Elect Director Tanya L. Domier Management For Voted - For
1d Elect Director Kirsten A. Green Management For Voted - For
1e Elect Director Glenda G. McNeal Management For Voted - For
1f Elect Director Erik B. Nordstrom Management For Voted - For
1g Elect Director Peter E. Nordstrom Management For Voted - For
1h Elect Director Brad D. Smith Management For Voted - For
1i Elect Director Gordon A. Smith Management For Voted - For
1j Elect Director Bradley D. Tilden Management For Voted - For
1k Elect Director B. Kevin Turner Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
NRG ENERGY, INC.
Security ID: 629377508 Ticker: NRG
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a Elect Director E. Spencer Abraham Management For Voted - For
1b Elect Director Matthew Carter, Jr. Management For Voted - For
1c Elect Director Lawrence S. Coben Management For Voted - For
1d Elect Director Heather Cox Management For Voted - For
1e Elect Director Terry G. Dallas Management For Voted - For
1f Elect Director Mauricio Gutierrez Management For Voted - For
1g Elect Director William E. Hantke Management For Voted - For
1h Elect Director Paul W. Hobby Management For Voted - For
1i Elect Director Anne C. Schaumburg Management For Voted - For
1j Elect Director Thomas H. Weidemeyer Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditor Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
OMNICOM GROUP INC.
Security ID: 681919106 Ticker: OMC
Meeting Date: 20-May-19 Meeting Type: Annual
1.1 Elect Director John D. Wren Management For Voted - For
1.2 Elect Director Alan R. Batkin Management For Voted - For
1.3 Elect Director Mary C. Choksi Management For Voted - For
1.4 Elect Director Robert Charles Clark Management For Voted - For
1.5 Elect Director Leonard S. Coleman, Jr. Management For Voted - For
1.6 Elect Director Susan S. Denison Management For Voted - For
1.7 Elect Director Ronnie S. Hawkins Management For Voted - For
1.8 Elect Director Deborah J. Kissire Management For Voted - For
1.9 Elect Director Gracia C. Martore Management For Voted - For
1.10 Elect Director Linda Johnson Rice Management For Voted - For
1.11 Elect Director Valerie M. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
ORACLE CORP.
Security ID: 68389X105 Ticker: ORCL
Meeting Date: 14-Nov-18 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Berg Management For Voted - Withheld
1.2 Elect Director Michael J. Boskin Management For Voted - For
1.3 Elect Director Safra A. Catz Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Director Bruce R. Chizen Management For Voted - Withheld
1.5 Elect Director George H. Conrades Management For Voted - Withheld
1.6 Elect Director Lawrence J. Ellison Management For Voted - For
1.7 Elect Director Hector Garcia-Molina Management For Voted - For
1.8 Elect Director Jeffrey O. Henley Management For Voted - For
1.9 Elect Director Mark V. Hurd Management For Voted - For
1.10 Elect Director Renee J. James Management For Voted - For
1.11 Elect Director Charles W. Moorman, IV Management For Voted - For
1.12 Elect Director Leon E. Panetta Management For Voted - Withheld
1.13 Elect Director William G. Parrett Management For Voted - For
1.14 Elect Director Naomi O. Seligman Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Gender Pay Gap Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
PARK HOTELS & RESORTS, INC.
Security ID: 700517105 Ticker: PK
Meeting Date: 26-Apr-19 Meeting Type: Annual
1A Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1B Elect Director Gordon M. Bethune Management For Voted - For
1C Elect Director Patricia M. Bedient Management For Voted - For
1D Elect Director Geoffrey M. Garrett Management For Voted - For
1E Elect Director Christie B. Kelly Management For Voted - For
1F Elect Director Joseph I. Lieberman Management For Voted - For
1G Elect Director Timothy J. Naughton Management For Voted - For
1H Elect Director Stephen I. Sadove Management For Voted - For
2A Reduce Supermajority Vote Requirement Management For Voted - For
2B Amend Stock Ownership Limitations Management For Voted - For
2C Reduce Ownership Threshold for Shareholders to Call
Special Meeting Management For Voted - For
2D Opt Out of Section 203 of the DGCL Management For Voted - For
2E Amend Charter Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Ernst & Young LLP as Auditor Management For Voted - For
PATTERSON-UTI ENERGY, INC.
Security ID: 703481101 Ticker: PTEN
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Elect Director Mark S. Siegel Management For Voted - For
1.2 Elect Director Charles O. Buckner Management For Voted - For
1.3 Elect Director Tiffany (TJ) Thom Cepak Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Director Michael W. Conlon Management For Voted - For
1.5 Elect Director William A. Hendricks, Jr. Management For Voted - For
1.6 Elect Director Curtis W. Huff Management For Voted - For
1.7 Elect Director Terry H. Hunt Management For Voted - For
1.8 Elect Director Janeen S. Judah Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PBF ENERGY INC.
Security ID: 69318G106 Ticker: PBF
Meeting Date: 23-May-19 Meeting Type: Annual
1.1 Elect Director Thomas J. Nimbley Management For Voted - For
1.2 Elect Director Spencer Abraham Management For Voted - For
1.3 Elect Director Wayne A. Budd Management For Voted - For
1.4 Elect Director S. Eugene Edwards Management For Voted - For
1.5 Elect Director William E. Hantke Management For Voted - For
1.6 Elect Director Edward F. Kosnik Management For Voted - For
1.7 Elect Director Robert J. Lavinia Management For Voted - For
1.8 Elect Director Kimberly S. Lubel Management For Voted - For
1.9 Elect Director George E. Ogden Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
PEABODY ENERGY CORP.
Security ID: 704551100 Ticker: BTU
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Bob Malone Management For Voted - For
1b Elect Director Andrea E. Bertone Management For Voted - For
1c Elect Director Nicholas J. Chirekos Management For Voted - For
1d Elect Director Stephen E. Gorman Management For Voted - For
1e Elect Director Glenn L. Kellow Management For Voted - For
1f Elect Director Joe W. Laymon Management For Voted - For
1g Elect Director Teresa S. Madden Management For Voted - For
1h Elect Director Kenneth W. Moore Management For Voted - For
1i Elect Director Michael W. Sutherlin Management For Voted - For
1j Elect Director Shaun A. Usmar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
PG&E CORPORATION
Security ID: 69331C108 Ticker: PCG
Meeting Date: 21-Jun-19 Meeting Type: Annual
1.1 Elect Director Richard R. Barrera Management For Voted - For
1.2 Elect Director Jeffrey L. Bleich Management For Voted - For
1.3 Elect Director Nora Mead Brownell Management For Voted - For
1.4 Elect Director Frederick W. Buckman Management For Voted - For
1.5 Elect Director Cheryl F. Campbell Management For Voted - For
1.6 Elect Director Fred J. Fowler Management For Voted - For
1.7 Elect Director William "Bill" D. Johnson Management For Voted - For
1.8 Elect Director Michael J. Leffell Management For Voted - For
1.9 Elect Director Kenneth Liang Management For Voted - For
1.10 Elect Director Dominique Mielle Management For Voted - For
1.11 Elect Director Meridee A. Moore Management For Voted - For
1.12 Elect Director Eric D. Mullins Management For Voted - For
1.13 Elect Director Kristine M. Schmidt Management For Voted - For
1.14 Elect Director Alejandro D. Wolff Management For Voted - For
2 Approve Increase in Size of Board Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Approve Corporation Structure Reform Shareholder Against Voted - Against
6 Amend Proxy Access Right Shareholder Against Voted - For
PILGRIM'S PRIDE CORPORATION
Security ID: 72147K108 Ticker: PPC
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Elect Director Gilberto Tomazoni Management For Voted - Withheld
1.2 Elect Director Denilson Molina Management For Voted - Withheld
1.3 Elect Director Wallim Cruz De Vasconcellos Junior Management For Voted - For
1.4 Elect Director Vincent Trius Management For Voted - Withheld
1.5 Elect Director Andre Nogueira de Souza Management For Voted - Withheld
1.6 Elect Director Farha Aslam Management For Voted - Withheld
2.1 Elect Director Michael L. Cooper Management For Voted - For
2.2 Elect Director Charles Macaluso Management For Voted - For
2.3 Elect Director Arquimedes A. Celis Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
6 Report on Reduction of Water Pollution Shareholder Against Voted - For
7 Report on Human Rights Due Diligence Process Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
PORTLAND GENERAL ELECTRIC CO.
Security ID: 736508847 Ticker: POR
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a Elect Director John W. Ballantine Management For Voted - For
1b Elect Director Rodney L. Brown, Jr. Management For Voted - For
1c Elect Director Jack E. Davis Management For Voted - For
1d Elect Director Kirby A. Dyess Management For Voted - For
1e Elect Director Mark B. Ganz Management For Voted - For
1f Elect Director Kathryn J. Jackson Management For Voted - For
1g Elect Director Michael H. Millegan Management For Voted - For
1h Elect Director Neil J. Nelson Management For Voted - For
1i Elect Director M. Lee Pelton Management For Voted - For
1j Elect Director Maria M. Pope Management For Voted - For
1k Elect Director Charles W. Shivery Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
PRUDENTIAL FINANCIAL, INC.
Security ID: 744320102 Ticker: PRU
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Elect Director Thomas J. Baltimore, Jr. Management For Voted - For
1.2 Elect Director Gilbert F. Casellas Management For Voted - For
1.3 Elect Director Robert M. Falzon Management For Voted - For
1.4 Elect Director Mark B. Grier Management For Voted - For
1.5 Elect Director Martina Hund-Mejean Management For Voted - For
1.6 Elect Director Karl J. Krapek Management For Voted - For
1.7 Elect Director Peter R. Lighte Management For Voted - For
1.8 Elect Director Charles F. Lowrey Management For Voted - For
1.9 Elect Director George Paz Management For Voted - For
1.10 Elect Director Sandra Pianalto Management For Voted - For
1.11 Elect Director Christine A. Poon Management For Voted - For
1.12 Elect Director Douglas A. Scovanner Management For Voted - For
1.13 Elect Director Michael A. Todman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - Against
PULTEGROUP, INC.
Security ID: 745867101 Ticker: PHM
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Brian P. Anderson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Bryce Blair Management For Voted - For
1.3 Elect Director Richard W. Dreiling Management For Voted - For
1.4 Elect Director Thomas J. Folliard Management For Voted - For
1.5 Elect Director Cheryl W. Grise Management For Voted - For
1.6 Elect Director Andre J. Hawaux Management For Voted - For
1.7 Elect Director Ryan R. Marshall Management For Voted - For
1.8 Elect Director John R. Peshkin Management For Voted - For
1.9 Elect Director Scott F. Powers Management For Voted - For
1.10 Elect Director William J. Pulte Management For Voted - For
1.11 Elect Director Lila J. Snyder Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend NOL Rights Plan (NOL Pill) Management For Voted - For
QORVO, INC.
Security ID: 74736K101 Ticker: QRVO
Meeting Date: 07-Aug-18 Meeting Type: Annual
1.1 Elect Director Ralph G. Quinsey Management For Voted - For
1.2 Elect Director Robert A. Bruggeworth Management For Voted - For
1.3 Elect Director Daniel A. DiLeo Management For Voted - For
1.4 Elect Director Jeffery R. Gardner Management For Voted - For
1.5 Elect Director Charles Scott Gibson Management For Voted - For
1.6 Elect Director John R. Harding Management For Voted - For
1.7 Elect Director David H. Y. Ho Management For Voted - For
1.8 Elect Director Roderick D. Nelson Management For Voted - For
1.9 Elect Director Walden C. Rhines Management For Voted - For
1.10 Elect Director Susan L. Spradley Management For Voted - For
1.11 Elect Director Walter H. Wilkinson, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
QUANTA SERVICES, INC.
Security ID: 74762E102 Ticker: PWR
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director Earl C. "Duke" Austin, Jr. Management For Voted - For
1b Elect Director Doyle N. Beneby Management For Voted - For
1c Elect Director J. Michal Conaway Management For Voted - For
1d Elect Director Vincent D. Foster Management For Voted - For
1e Elect Director Bernard Fried Management For Voted - For
1f Elect Director Worthing F. Jackman Management For Voted - For
1g Elect Director David M. McClanahan Management For Voted - For
1h Elect Director Margaret B. Shannon Management For Voted - For
1i Elect Director Pat Wood, III Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - Against
QUEST DIAGNOSTICS INCORPORATED
Security ID: 74834L100 Ticker: DGX
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Elect Director Vicky B. Gregg Management For Voted - For
1.2 Elect Director Timothy L. Main Management For Voted - For
1.3 Elect Director Denise M. Morrison Management For Voted - For
1.4 Elect Director Gary M. Pfeiffer Management For Voted - For
1.5 Elect Director Timothy M. Ring Management For Voted - For
1.6 Elect Director Stephen H. Rusckowski Management For Voted - For
1.7 Elect Director Daniel C. Stanzione Management For Voted - For
1.8 Elect Director Helen I. Torley Management For Voted - For
1.9 Elect Director Gail R. Wilensky Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
QURATE RETAIL, INC.
Security ID: 74915M100 Ticker: QRTEA
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director John C. Malone Management For Voted - Withheld
1.2 Elect Director M. Ian G. Gilchrist Management For Voted - For
1.3 Elect Director Mark C. Vadon Management For Voted - Withheld
1.4 Elect Director Andrea L. Wong Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
RALPH LAUREN CORPORATION
Security ID: 751212101 Ticker: RL
Meeting Date: 02-Aug-18 Meeting Type: Annual
1.1 Elect Director Frank A. Bennack, Jr. Management For Voted - For
1.2 Elect Director Joel L. Fleishman Management For Voted - For
1.3 Elect Director Michael A. George Management For Voted - For
1.4 Elect Director Hubert Joly Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
ROBERT HALF INTERNATIONAL INC.
Security ID: 770323103 Ticker: RHI
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Elect Director Julia L. Coronado Management For Voted - For
1.2 Elect Director Dirk A. Kempthorne Management For Voted - For
1.3 Elect Director Harold M. Messmer, Jr. Management For Voted - For
1.4 Elect Director Marc H. Morial Management For Voted - For
1.5 Elect Director Barbara J. Novogradac Management For Voted - For
1.6 Elect Director Robert J. Pace Management For Voted - For
1.7 Elect Director Frederick A. Richman Management For Voted - For
1.8 Elect Director M. Keith Waddell Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
RYDER SYSTEM, INC.
Security ID: 783549108 Ticker: R
Meeting Date: 03-May-19 Meeting Type: Annual
1a Elect Director Robert J. Eck Management For Voted - For
1b Elect Director Robert A. Hagemann Management For Voted - For
1c Elect Director Michael F. Hilton Management For Voted - For
1d Elect Director Tamara L. Lundgren Management For Voted - For
1e Elect Director Luis P. Nieto, Jr. Management For Voted - For
1f Elect Director David G. Nord Management For Voted - For
1g Elect Director Robert E. Sanchez Management For Voted - For
1h Elect Director Abbie J. Smith Management For Voted - For
1i Elect Director E. Follin Smith Management For Voted - For
1j Elect Director Dmitri L. Stockton Management For Voted - For
1k Elect Director Hansel E. Tookes, II Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Remove Supermajority Voting Provisions on
Shareholder Action by Written Consent Management For Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
SABRE CORP.
Security ID: 78573M104 Ticker: SABR
Meeting Date: 23-Apr-19 Meeting Type: Annual
1.1 Elect Director George Bravante, Jr. Management For Voted - For
1.2 Elect Director Joseph Osnoss Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Director Zane Rowe Management For Voted - Against
1.4 Elect Director John Siciliano Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Certificate of Incorporation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Approve Non-Employee Director Omnibus Stock Plan Management For Voted - For
SANTANDER CONSUMER USA HOLDINGS INC.
Security ID: 80283M101 Ticker: SC
Meeting Date: 11-Jun-19 Meeting Type: Annual
1.1 Elect Director Mahesh Aditya Management For Voted - Withheld
1.2 Elect Director Jose Doncel Management For Voted - Withheld
1.3 Elect Director Stephen A. Ferriss Management For Voted - Withheld
1.4 Elect Director Victor Hill Management For Voted - Withheld
1.5 Elect Director Edith E. Holiday Management For Voted - For
1.6 Elect Director Javier Maldonado Management For Voted - Withheld
1.7 Elect Director Robert J. McCarthy Management For Voted - Withheld
1.8 Elect Director William F. Muir Management For Voted - Withheld
1.9 Elect Director Scott Powell Management For Voted - Withheld
1.10 Elect Director William Rainer Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Report on Risk of Racial Discrimination in Vehicle
Lending Shareholder Against Voted - For
SPIRIT REALTY CAPITAL, INC.
Security ID: 84860W300 Ticker: SRC
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Jackson Hsieh Management For Voted - For
1.2 Elect Director Kevin M. Charlton Management For Voted - For
1.3 Elect Director Todd A. Dunn Management For Voted - For
1.4 Elect Director Richard I. Gilchrist Management For Voted - For
1.5 Elect Director Sheli Z. Rosenberg Management For Voted - For
1.6 Elect Director Thomas D. Senkbeil Management For Voted - For
1.7 Elect Director Nicholas P. Shepherd Management For Voted - For
1.8 Elect Director Diana M. Laing Management For Voted - For
1.9 Elect Director Elizabeth F. Frank Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUNSTONE HOTEL INVESTORS, INC.
Security ID: 867892101 Ticker: SHO
Meeting Date: 03-May-19 Meeting Type: Annual
1.1 Elect Director John V. Arabia Management For Voted - For
1.2 Elect Director W. Blake Baird Management For Voted - For
1.3 Elect Director Andrew Batinovich Management For Voted - For
1.4 Elect Director Z. Jamie Behar Management For Voted - For
1.5 Elect Director Thomas A. Lewis, Jr. Management For Voted - For
1.6 Elect Director Murray J. McCabe Management For Voted - For
1.7 Elect Director Douglas M. Pasquale Management For Voted - For
1.8 Elect Director Keith P. Russell Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Sexual Harassment Shareholder Against Voted - Against
SYNCHRONY FINANCIAL
Security ID: 87165B103 Ticker: SYF
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director Margaret M. Keane Management For Voted - For
1b Elect Director Paget L. Alves Management For Voted - For
1c Elect Director Arthur W. Coviello, Jr. Management For Voted - For
1d Elect Director William W. Graylin Management For Voted - For
1e Elect Director Roy A. Guthrie Management For Voted - For
1f Elect Director Richard C. Hartnack Management For Voted - For
1g Elect Director Jeffrey G. Naylor Management For Voted - For
1h Elect Director Laurel J. Richie Management For Voted - For
1i Elect Director Olympia J. Snowe Management For Voted - For
1j Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
TARGET CORPORATION
Security ID: 87612E106 Ticker: TGT
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director Roxanne S. Austin Management For Voted - For
1b Elect Director Douglas M. Baker, Jr. Management For Voted - For
1c Elect Director George S. Barrett Management For Voted - For
1d Elect Director Brian C. Cornell Management For Voted - For
1e Elect Director Calvin Darden Management For Voted - For
1f Elect Director Henrique De Castro Management For Voted - For
1g Elect Director Robert L. Edwards Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Melanie L. Healey Management For Voted - For
1i Elect Director Donald R. Knauss Management For Voted - For
1j Elect Director Monica C. Lozano Management For Voted - For
1k Elect Director Mary E. Minnick Management For Voted - For
1l Elect Director Kenneth L. Salazar Management For Voted - For
1m Elect Director Dmitri L. Stockton Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
TECH DATA CORPORATION
Security ID: 878237106 Ticker: TECD
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a Elect Director Charles E. Adair Management For Voted - For
1b Elect Director Karen M. Dahut Management For Voted - For
1c Elect Director Robert M. Dutkowsky Management For Voted - For
1d Elect Director Harry J. Harczak, Jr. Management For Voted - For
1e Elect Director Bridgette P. Heller Management For Voted - For
1f Elect Director Richard T. Hume Management For Voted - For
1g Elect Director Kathleen Misunas Management For Voted - For
1h Elect Director Thomas I. Morgan Management For Voted - For
1i Elect Director Patrick G. Sayer Management For Voted - For
1j Elect Director Savio W. Tung Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TELEPHONE AND DATA SYSTEMS, INC.
Security ID: 879433829 Ticker: TDS
Meeting Date: 23-May-19 Meeting Type: Annual
1.1 Elect Director Clarence A. Davis Management For Voted - For
1.2 Elect Director George W. Off Management For Voted - For
1.3 Elect Director Wade Oosterman Management For Voted - For
1.4 Elect Director Gary L. Sugarman Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
TERADYNE, INC.
Security ID: 880770102 Ticker: TER
Meeting Date: 07-May-19 Meeting Type: Annual
1A Elect Director Michael A. Bradley Management For Voted - For
1B Elect Director Edwin J. Gillis Management For Voted - For
1C Elect Director Timothy E. Guertin Management For Voted - For
1D Elect Director Mark E. Jagiela Management For Voted - For
1E Elect Director Mercedes Johnson Management For Voted - For
1F Elect Director Marilyn Matz Management For Voted - For
1G Elect Director Paul J. Tufano Management For Voted - For
1H Elect Director Roy A. Vallee Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
TEXAS INSTRUMENTS INCORPORATED
Security ID: 882508104 Ticker: TXN
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a Elect Director Mark A. Blinn Management For Voted - For
1b Elect Director Todd M. Bluedorn Management For Voted - For
1c Elect Director Janet F. Clark Management For Voted - For
1d Elect Director Carrie S. Cox Management For Voted - For
1e Elect Director Martin S. Craighead Management For Voted - For
1f Elect Director Jean M. Hobby Management For Voted - For
1g Elect Director Ronald Kirk Management For Voted - For
1h Elect Director Pamela H. Patsley Management For Voted - For
1i Elect Director Robert E. Sanchez Management For Voted - For
1j Elect Director Richard K. Templeton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TEXTRON INC.
Security ID: 883203101 Ticker: TXT
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a Elect Director Scott C. Donnelly Management For Voted - For
1b Elect Director Kathleen M. Bader Management For Voted - For
1c Elect Director R. Kerry Clark Management For Voted - For
1d Elect Director James T. Conway Management For Voted - For
1e Elect Director Lawrence K. Fish Management For Voted - For
1f Elect Director Paul E. Gagne Management For Voted - For
1g Elect Director Ralph D. Heath Management For Voted - For
1h Elect Director Deborah Lee James Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1i Elect Director Lloyd G. Trotter Management For Voted - For
1j Elect Director James L. Ziemer Management For Voted - For
1k Elect Director Maria T. Zuber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
THE AES CORPORATION
Security ID: 00130H105 Ticker: AES
Meeting Date: 18-Apr-19 Meeting Type: Annual
1.1 Elect Director Janet G. Davidson Management For Voted - For
1.2 Elect Director Andres R. Gluski Management For Voted - For
1.3 Elect Director Charles L. Harrington Management For Voted - For
1.4 Elect Director Tarun Khanna Management For Voted - For
1.5 Elect Director Holly K. Koeppel Management For Voted - For
1.6 Elect Director James H. Miller Management For Voted - For
1.7 Elect Director Alain Monie Management For Voted - For
1.8 Elect Director John B. Morse, Jr. Management For Voted - For
1.9 Elect Director Moises Naim Management For Voted - For
1.10 Elect Director Jeffrey W. Ubben Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
THE ALLSTATE CORPORATION
Security ID: 020002101 Ticker: ALL
Meeting Date: 21-May-19 Meeting Type: Annual
1a Elect Director Kermit R. Crawford Management For Voted - For
1b Elect Director Michael L. Eskew Management For Voted - For
1c Elect Director Margaret M. Keane Management For Voted - For
1d Elect Director Siddharth N. "Bobby" Mehta Management For Voted - For
1e Elect Director Jacques P. Perold Management For Voted - For
1f Elect Director Andrea Redmond Management For Voted - For
1g Elect Director Gregg M. Sherrill Management For Voted - For
1h Elect Director Judith A. Sprieser Management For Voted - For
1i Elect Director Perry M. Traquina Management For Voted - For
1j Elect Director Thomas J. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
THE GOODYEAR TIRE & RUBBER COMPANY
Security ID: 382550101 Ticker: GT
Meeting Date: 08-Apr-19 Meeting Type: Annual
1a Elect Director James A. Firestone Management For Voted - For
1b Elect Director Werner Geissler Management For Voted - For
1c Elect Director Peter S. Hellman Management For Voted - For
1d Elect Director Laurette T. Koellner Management For Voted - For
1e Elect Director Richard J. Kramer Management For Voted - For
1f Elect Director W. Alan McCollough Management For Voted - For
1g Elect Director John E. McGlade Management For Voted - For
1h Elect Director Michael J. Morell Management For Voted - For
1i Elect Director Roderick A. Palmore Management For Voted - For
1j Elect Director Stephanie A. Streeter Management For Voted - For
1k Elect Director Thomas H. Weidemeyer Management For Voted - For
1l Elect Director Michael R. Wessel Management For Voted - For
1m Elect Director Thomas L. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
THE HANOVER INSURANCE GROUP, INC.
Security ID: 410867105 Ticker: THG
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Elect Director P. Kevin Condron Management For Voted - For
1.2 Elect Director Michael D. Price Management For Voted - For
1.3 Elect Director Joseph R. Ramrath Management For Voted - For
1.4 Elect Director John C. Roche Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Security ID: 416515104 Ticker: HIG
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Robert B. Allardice, III Management For Voted - For
1b Elect Director Carlos Dominguez Management For Voted - For
1c Elect Director Trevor Fetter Management For Voted - For
1d Elect Director Stephen P. McGill - withdrawn Management None Non-Voting
1e Elect Director Kathryn A. Mikells Management For Voted - For
1f Elect Director Michael G. Morris Management For Voted - For
1g Elect Director Julie G. Richardson Management For Voted - For
1h Elect Director Teresa Wynn Roseborough Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1i Elect Director Virginia P. Ruesterholz Management For Voted - For
1j Elect Director Christopher J. Swift Management For Voted - For
1k Elect Director Greig Woodring Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Security ID: 460690100 Ticker: IPG
Meeting Date: 23-May-19 Meeting Type: Annual
1.1 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.2 Elect Director H. John Greeniaus Management For Voted - For
1.3 Elect Director Mary J. Steele Guilfoile Management For Voted - For
1.4 Elect Director Dawn Hudson Management For Voted - For
1.5 Elect Director William T. Kerr Management For Voted - For
1.6 Elect Director Henry S. Miller Management For Voted - For
1.7 Elect Director Jonathan F. Miller Management For Voted - For
1.8 Elect Director Patrick Q. Moore Management For Voted - For
1.9 Elect Director Michael I. Roth Management For Voted - For
1.10 Elect Director David M. Thomas Management For Voted - For
1.11 Elect Director E. Lee Wyatt, Jr. Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
THE KROGER CO.
Security ID: 501044101 Ticker: KR
Meeting Date: 27-Jun-19 Meeting Type: Annual
1a Elect Director Nora A. Aufreiter Management For Voted - For
1b Elect Director Anne Gates Management For Voted - For
1c Elect Director Susan J. Kropf Management For Voted - For
1d Elect Director W. Rodney McMullen Management For Voted - For
1e Elect Director Jorge P. Montoya Management For Voted - For
1f Elect Director Clyde R. Moore Management For Voted - For
1g Elect Director James A. Runde Management For Voted - For
1h Elect Director Ronald L. Sargent Management For Voted - For
1i Elect Director Bobby S. Shackouls Management For Voted - For
1j Elect Director Mark S. Sutton Management For Voted - For
1k Elect Director Ashok Vemuri Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Bylaws Management For Voted - For
5 Ratify PricewaterhouseCoopers LLC as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Assess Environmental Impact of Non-Recyclable
Packaging Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - Against
THE WESTERN UNION COMPANY
Security ID: 959802109 Ticker: WU
Meeting Date: 17-May-19 Meeting Type: Annual
1a Elect Director Martin I. Cole Management For Voted - For
1b Elect Director Hikmet Ersek Management For Voted - For
1c Elect Director Richard A. Goodman Management For Voted - For
1d Elect Director Betsy D. Holden Management For Voted - For
1e Elect Director Jeffrey A. Joerres Management For Voted - For
1f Elect Director Roberto G. Mendoza Management For Voted - For
1g Elect Director Michael A. Miles, Jr. Management For Voted - For
1h Elect Director Angela A. Sun Management For Voted - For
1i Elect Director Frances Fragos Townsend Management For Voted - For
1j Elect Director Solomon D. Trujillo Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
TREEHOUSE FOODS, INC.
Security ID: 89469A104 Ticker: THS
Meeting Date: 25-Apr-19 Meeting Type: Annual
1.1 Elect Director Linda K. Massman Management For Voted - For
1.2 Elect Director Gary D. Smith Management For Voted - For
1.3 Elect Director Jason J. Tyler Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
TYSON FOODS, INC.
Security ID: 902494103 Ticker: TSN
Meeting Date: 07-Feb-19 Meeting Type: Annual
1a Elect Director John Tyson Management For Voted - For
1b Elect Director Gaurdie E. Banister, Jr. Management For Voted - For
1c Elect Director Dean Banks Management For Voted - For
1d Elect Director Mike Beebe Management For Voted - For
1e Elect Director Mikel A. Durham Management For Voted - For
1f Elect Director Kevin M. McNamara Management For Voted - For
1g Elect Director Cheryl S. Miller Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Jeffrey K. Schomburger Management For Voted - For
1i Elect Director Robert Thurber Management For Voted - For
1j Elect Director Barbara A. Tyson Management For Voted - For
1k Elect Director Noel White Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Report on Lobbying Payments and Policy Shareholder Against Voted - For
4 Report on Human Rights Risk Assessment Process Shareholder Against Voted - Against
UNITED CONTINENTAL HOLDINGS, INC.
Security ID: 910047109 Ticker: UAL
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Elect Director Carolyn Corvi Management For Voted - For
1.2 Elect Director Jane C. Garvey Management For Voted - For
1.3 Elect Director Barney Harford Management For Voted - For
1.4 Elect Director Michele J. Hooper Management For Voted - For
1.5 Elect Director Walter Isaacson Management For Voted - For
1.6 Elect Director James A. C. Kennedy Management For Voted - For
1.7 Elect Director Oscar Munoz Management For Voted - For
1.8 Elect Director Edward M. Philip Management For Voted - For
1.9 Elect Director Edward L. Shapiro Management For Voted - For
1.10 Elect Director David J. Vitale Management For Voted - For
1.11 Elect Director James M. Whitehurst Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
UNITED STATES CELLULAR CORPORATION
Security ID: 911684108 Ticker: USM
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director J. Samuel Crowley Management For Voted - For
1.2 Elect Director Gregory P. Josefowicz Management For Voted - For
1.3 Elect Director Cecelia D. Stewart Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITED THERAPEUTICS CORPORATION
Security ID: 91307C102 Ticker: UTHR
Meeting Date: 26-Jun-19 Meeting Type: Annual
1a Elect Director Christopher Causey Management For Voted - For
1b Elect Director Richard Giltner Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1c Elect Director Nilda Mesa Management For Voted - For
1d Elect Director Judy Olian Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Declassify the Board of Directors Shareholder For Voted - For
UNIVERSAL HEALTH SERVICES, INC.
Security ID: 913903100 Ticker: UHS
Meeting Date: 15-May-19 Meeting Type: Annual
1 Elect Director Robert H. Hotz Management For Voted - Withheld
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Adopt Proxy Access Right Shareholder Against Voted - For
URBAN OUTFITTERS, INC.
Security ID: 917047102 Ticker: URBN
Meeting Date: 04-Jun-19 Meeting Type: Annual
1.1 Elect Director Edward N. Antoian Management For Voted - For
1.2 Elect Director Sukhinder Singh Cassidy Management For Voted - For
1.3 Elect Director Harry S. Cherken, Jr. Management For Voted - Against
1.4 Elect Director Scott Galloway Management For Voted - For
1.5 Elect Director Robert L. Hanson - Withdrawn Management None Non-Voting
1.6 Elect Director Margaret A. Hayne Management For Voted - For
1.7 Elect Director Richard A. Hayne Management For Voted - For
1.8 Elect Director Elizabeth Ann Lambert Management For Voted - For
1.9 Elect Director Joel S. Lawson, III Management For Voted - For
1.10 Elect Director Wesley McDonald Management For Voted - For
1.11 Elect Director Todd R. Morgenfeld Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Increasing Supply Chain Transparency Shareholder Against Voted - Against
VIRTU FINANCIAL, INC.
Security ID: 928254101 Ticker: VIRT
Meeting Date: 04-Jun-19 Meeting Type: Annual
1.1 Elect Director William F. Cruger, Jr. Management For Voted - Withheld
1.2 Elect Director Glenn H. Hutchins Management For Voted - Withheld
1.3 Elect Director Christopher C. Quick Management For Voted - Withheld
1.4 Elect Director Vincent J. Viola Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
VMWARE, INC.
Security ID: 928563402 Ticker: VMW
Meeting Date: 19-Jul-18 Meeting Type: Annual
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108 Ticker: WBA
Meeting Date: 25-Jan-19 Meeting Type: Annual
1a Elect Director Jose E. Almeida Management For Voted - For
1b Elect Director Janice M. Babiak Management For Voted - For
1c Elect Director David J. Brailer Management For Voted - For
1d Elect Director William C. Foote Management For Voted - For
1e Elect Director Ginger L. Graham Management For Voted - For
1f Elect Director John A. Lederer Management For Voted - For
1g Elect Director Dominic P. Murphy Management For Voted - For
1h Elect Director Stefano Pessina Management For Voted - For
1i Elect Director Leonard D. Schaeffer Management For Voted - For
1j Elect Director Nancy M. Schlichting Management For Voted - For
1k Elect Director James A. Skinner Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
6 Use GAAP for Executive Compensation Metrics Shareholder Against Voted - Against
7 Report on Governance Measures Implemented Related
to Opioids Shareholder Against Voted - For
8 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
WALMART INC.
Security ID: 931142103 Ticker: WMT
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a Elect Director Cesar Conde Management For Voted - For
1b Elect Director Stephen "Steve" J. Easterbrook Management For Voted - For
1c Elect Director Timothy "Tim" P. Flynn Management For Voted - For
1d Elect Director Sarah J. Friar Management For Voted - For
1e Elect Director Carla A. Harris Management For Voted - For
1f Elect Director Thomas "Tom" W. Horton Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
1g Elect Director Marissa A. Mayer Management For Voted - For
1h Elect Director C. Douglas "Doug" McMillon Management For Voted - For
1i Elect Director Gregory "Greg" B. Penner Management For Voted - For
1j Elect Director Steven "Steve" S Reinemund Management For Voted - For
1k Elect Director S. Robson "Rob" Walton Management For Voted - For
1l Elect Director Steuart L. Walton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Sexual Harassment Shareholder Against Voted - For
5 Provide for Cumulative Voting Shareholder Against Voted - For
WESTERN DIGITAL CORP.
Security ID: 958102105 Ticker: WDC
Meeting Date: 07-Nov-18 Meeting Type: Annual
1a Elect Director Martin I. Cole Management For Voted - For
1b Elect Director Kathleen A. Cote Management For Voted - For
1c Elect Director Henry T. DeNero Management For Voted - For
1d Elect Director Tunc Doluca Management For Voted - For
1e Elect Director Michael D. Lambert Management For Voted - For
1f Elect Director Len J. Lauer Management For Voted - For
1g Elect Director Matthew E. Massengill Management For Voted - For
1h Elect Director Stephen D. Milligan Management For Voted - For
1i Elect Director Paula A. Price Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
WHIRLPOOL CORPORATION
Security ID: 963320106 Ticker: WHR
Meeting Date: 16-Apr-19 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Marc R. Bitzer Management For Voted - For
1c Elect Director Greg Creed Management For Voted - For
1d Elect Director Gary T. DiCamillo Management For Voted - For
1e Elect Director Diane M. Dietz Management For Voted - For
1f Elect Director Gerri T. Elliott Management For Voted - For
1g Elect Director Michael F. Johnston Management For Voted - For
1h Elect Director John D. Liu Management For Voted - For
1i Elect Director James M. Loree Management For Voted - For
1j Elect Director Harish Manwani Management For Voted - For
1k Elect Director William D. Perez Management For Voted - For
1l Elect Director Larry O. Spencer Management For Voted - For
1m Elect Director Michael D. White Management For Voted - For
----------------------------------------------------------------------------------------------------------------
FLAG-Forensic Accounting Long-Short ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
XEROX CORPORATION
Security ID: 984121608 Ticker: XRX
Meeting Date: 21-May-19 Meeting Type: Annual
1 Approve Reorganization Management For Voted - For
2.1 Elect Director Keith Cozza Management For Voted - For
2.2 Elect Director Jonathan Christodoro Management For Voted - For
2.3 Elect Director Joseph J. Echevarria Management For Voted - For
2.4 Elect Director Nicholas Graziano Management For Voted - For
2.5 Elect Director Cheryl Gordon Krongard Management For Voted - For
2.6 Elect Director Scott Letier Management For Voted - For
2.7 Elect Director Giovanni "John" Visentin Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
5 Adopt Majority Voting Standard for Certain
Corporate Actions Management For Voted - For
6 Adjourn Meeting Management For Voted - Against
7 Reduce Supermajority Vote Requirement Shareholder None Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABB LTD.
Security ID: H0010V101 Ticker: ABBN
Meeting Date: 02-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF
0.80 per Share Management For Voted - For
5 Approve Creation of CHF 24 Million Pool of Capital
without Preemptive Rights Management For Voted - For
6.1 Approve Maximum Remuneration of Board of Directors
in the Amount of CHF 4.7 Million Management For Voted - For
6.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 55.5 Million Management For Voted - For
7.1 Elect Matti Alahuhta as Director Management For Voted - For
7.2 Elect Gunnar Brock as Director Management For Voted - For
7.3 Elect David Constable as Director Management For Voted - For
7.4 Elect Lars Foerberg as Director Management For Voted - For
7.5 Elect Frederico Curado as Director Management For Voted - For
7.6 Elect Jennifer Xin-Zhe Li as Director Management For Voted - For
7.7 Elect Geraldine Matchett as Director Management For Voted - For
7.8 Elect Satish Pai as Director Management For Voted - For
7.9 Elect David Meline as Director Management For Voted - For
7.10 Elect Jacob Wallenberg as Director Management For Voted - For
7.11 Elect Peter Voser as Director and Board Chairman Management For Voted - For
8.1 Appoint David Constable as Member of the
Compensation Committee Management For Voted - For
8.2 Appoint Frederico Curado as Member of the
Compensation Committee Management For Voted - For
8.3 Appoint Jennifer Xin-Zhe Li as Member of the
Compensation Committee Management For Voted - For
9 Designate Hans Zehnder as Independent Proxy Management For Voted - For
10 Ratify KPMG AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107 Ticker: AMD
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director John E. Caldwell Management For Voted - For
1b Elect Director Nora M. Denzel Management For Voted - For
1c Elect Director Mark Durcan Management For Voted - For
1d Elect Director Joseph A. Householder Management For Voted - For
1e Elect Director John W. Marren Management For Voted - For
1f Elect Director Lisa T. Su Management For Voted - For
1g Elect Director Abhi Y. Talwalkar Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AIRBUS SE
Security ID: N0280G100 Ticker: AIR
Meeting Date: 10-Apr-19 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2.1 Discussion on Company's Corporate Governance
Structure Management None Non-Voting
2.2 Receive Report on Business and Financial Statements Management None Non-Voting
2.3 Discuss Implementation of the Remuneration Policy Management None Non-Voting
2.4 Receive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
3 Discussion of Agenda Items Management None Non-Voting
4.1 Adopt Financial Statements Management For Voted - For
4.2 Approve Allocation of Income and Dividends of EUR
of 1.65 per Share Management For Voted - For
4.3 Approve Discharge of Non-Executive Members of the
Board of Directors Management For Voted - For
4.4 Approve Discharge of Executive Members of the Board
of Directors Management For Voted - For
4.5 Ratify Ernst & Young as Auditors Management For Voted - For
4.6 Amend Remuneration Policy Management For Voted - For
4.7 Elect Guillaume Faury as Executive Director Management For Voted - For
4.8 Reelect Catherine Guillouard as Non-Executive
Director Management For Voted - For
4.9 Reelect Claudia Nemat as Non-Executive Director Management For Voted - For
4.10 Reelect Carlos Tavares as Non-Executive Director Management For Voted - For
4.11 Grant Board Authority to Issue Shares Up To 0.52
Percent of Issued Capital and Exclude Preemptive
Rights Re: ESOP and LTIP Plans Management For Voted - For
4.12 Grant Board Authority to Issue Shares Up To 1.16
Percent of Issued Capital and Exclude Preemptive
Rights Re: Company Funding Management For Voted - For
4.13 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
4.14 Approve Cancellation of Repurchased Shares Management For Voted - For
5 Close Meeting Management None Non-Voting
ALBEMARLE CORPORATION
Security ID: 012653101 Ticker: ALB
Meeting Date: 07-May-19 Meeting Type: Annual
1 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
2a Elect Director Mary Lauren Brlas Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2b Elect Director William H. Hernandez Management For Voted - For
2c Elect Director Luther C. Kissam, IV Management For Voted - For
2d Elect Director Douglas L. Maine Management For Voted - For
2e Elect Director J. Kent Masters Management For Voted - For
2f Elect Director James J. O'Brien Management For Voted - For
2g Elect Director Diarmuid B. O'Connell Management For Voted - For
2h Elect Director Dean L. Seavers Management For Voted - For
2i Elect Director Gerald A. Steiner Management For Voted - For
2j Elect Director Harriett Tee Taggart Management For Voted - For
2k Elect Director Alejandro D. Wolff Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Elect Director Larry Page Management For Voted - For
1.2 Elect Director Sergey Brin Management For Voted - For
1.3 Elect Director John L. Hennessy Management For Voted - For
1.4 Elect Director L. John Doerr Management For Voted - Withheld
1.5 Elect Director Roger W. Ferguson, Jr. Management For Voted - For
1.6 Elect Director Ann Mather Management For Voted - Withheld
1.7 Elect Director Alan R. Mulally Management For Voted - For
1.8 Elect Director Sundar Pichai Management For Voted - For
1.9 Elect Director K. Ram Shriram Management For Voted - Withheld
1.10 Elect Director Robin L. Washington Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - Against
4 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
5 Adopt a Policy Prohibiting Inequitable Employment
Practices Shareholder Against Voted - For
6 Establish Societal Risk Oversight Committee Shareholder Against Voted - For
7 Report on Sexual Harassment Policies Shareholder Against Voted - For
8 Require a Majority Vote for the Election of
Directors Shareholder Against Voted - For
9 Report on Gender Pay Gap Shareholder Against Voted - For
10 Employ Advisors to Explore Alternatives to Maximize
Value Shareholder Against Voted - Against
11 Approve Nomination of Employee Representative
Director Shareholder Against Voted - Against
12 Adopt Simple Majority Vote Shareholder Against Voted - Against
13 Assess Feasibility of Including Sustainability as a
Performance Measure for Senior Executive
Compensation Shareholder Against Voted - For
14 Report on Human Rights Risk Assessment Shareholder Against Voted - Against
15 Adopt Compensation Clawback Policy Shareholder Against Voted - For
16 Report on Policies and Risks Related to Content
Governance Shareholder Against Voted - Against
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ALUMINA LIMITED
Security ID: Q0269M109 Ticker: AWC
Meeting Date: 23-May-19 Meeting Type: Annual
2 Approve Remuneration Report Management For Voted - For
3 Elect Chen Zeng as Director Management For Voted - For
4 Approve Grant of Performance Rights to Mike Ferraro Management For Voted - For
AMBARELLA, INC.
Security ID: G037AX101 Ticker: AMBA
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Elect Director Chenming C. Hu Management For Voted - For
1.2 Elect Director Teresa H. Meng Management For Voted - For
1.3 Elect Director Feng-Ming "Fermi" Wang Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
APTIV PLC
Security ID: G6095L109 Ticker: APTV
Meeting Date: 25-Apr-19 Meeting Type: Annual
1 Elect Director Kevin P. Clark Management For Voted - For
2 Elect Director Nancy E. Cooper Management For Voted - For
3 Elect Director Frank J. Dellaquila Management For Voted - For
4 Elect Director Nicholas M. Donofrio Management For Voted - For
5 Elect Director Mark P. Frissora Management For Voted - For
6 Elect Director Rajiv L. Gupta Management For Voted - For
7 Elect Director Sean O. Mahoney Management For Voted - For
8 Elect Director Robert K. Ortberg Management For Voted - For
9 Elect Director Colin J. Parris Management For Voted - For
10 Elect Director Ana G. Pinczuk Management For Voted - For
11 Elect Director Lawrence A. Zimmerman Management For Voted - For
12 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AUTOLIV, INC.
Security ID: 052800109 Ticker: ALV
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Mikael Bratt Management For Voted - For
1.2 Elect Director Jan Carlson Management For Voted - Withheld
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Director Hasse Johansson Management For Voted - For
1.4 Elect Director Leif Johansson Management For Voted - For
1.5 Elect Director David E. Kepler Management For Voted - For
1.6 Elect Director Franz-Josef Kortum Management For Voted - For
1.7 Elect Director Xiaozhi Liu Management For Voted - For
1.8 Elect Director Min Liu Management For Voted - For
1.9 Elect Director James M. Ringler Management For Voted - For
1.10 Elect Director Thaddeus J. "Ted" Senko Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young AB as Auditor Management For Voted - For
BAIC MOTOR CORP. LTD.
Security ID: Y0506H104 Ticker: 1958
Meeting Date: 28-Dec-18 Meeting Type: Special
1 Amend Articles of Association Regarding Party
Committee Management For Voted - Against
2 Elect Meng Meng as Supervisor Management For Voted - For
BAIC MOTOR CORPORATION LIMITED
Security ID: Y0506H104 Ticker: 1958
Meeting Date: 18-Jun-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Financial Report Management For Voted - For
4 Approve 2018 Profits Distribution and Dividends
Distribution Plan Management For Voted - For
5 Approve PricewaterhouseCoopers as International
Auditor and PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize Board to Fix
Their Remuneration Management For Voted - For
6.1 Approve Purchase of Products Between the Group and
Beijing Automotive Group Co., Ltd. and Its
Associates Under the Products and Services
Purchasing Framework Agreement Management For Voted - For
6.2 Approve Purchase of Services Transactions Between
the Group and Beijing Automotive Group Co., Ltd.
and Its Associates Under the Products and Services
Purchasing Framework Agreement Management For Voted - For
6.3 Approve Sale of Products Between the Group and
Beijing Automotive Group Co. , Ltd. and Its
Associates Under the Provision of Products and
Services Framework Agreement Management For Voted - For
6.4 Approve Deposit Transactions Between the Group and
BAIC Group Finance Co., Ltd. Under the Financial
Services Framework Agreement Management For Voted - Against
7 Elect Jin Wei as Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Provision of Guarantee for BAIC Automobile
SA Proprietary Limited Management For Voted - For
9 Approve Grant of General Mandate to Issue Debt
Financing Instruments Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
11 Authorize Repurchase of Issued Share Capital Management For Voted - For
12 Elect Harald Emil Wilhelm as Director Shareholder For Voted - For
Meeting Date: 18-Jun-19 Meeting Type: Special
1 Authorize Repurchase of Issued Share Capital Management For Voted - For
BERTRANDT AG
Security ID: D1014N107 Ticker: BDT
Meeting Date: 20-Feb-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2017/18 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
2.00 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2017/18 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2017/18 Management For Voted - For
5.1 Elect Dietmar Bichler to the Supervisory Board Management For Voted - Against
5.2 Elect Udo Baeder to the Supervisory Board Management For Voted - Against
5.3 Elect Horst Binnig to the Supervisory Board Management For Voted - Against
5.4 Elect Wilfried Sihn to the Supervisory Board Management For Voted - Against
6 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - Against
7 Ratify PricewaterhouseCoopers GmbH as Auditors for
Fiscal 2018/19 Management For Voted - For
CONTINENTAL AG
Security ID: D16212140 Ticker: CON
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
4.75 per Share Management For Voted - For
3.1 Approve Discharge of Management Board Member Elmar
Degenhart for Fiscal 2018 Management For Voted - For
3.2 Approve Discharge of Management Board Member Jose
Avila for Fiscal 2018 Management For Voted - For
3.3 Approve Discharge of Management Board Member
Hans-Juergen Duensing for Fiscal 2018 Management For Voted - For
3.4 Approve Discharge of Management Board Member Frank
Jourdan for Fiscal 2018 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.5 Approve Discharge of Management Board Member Helmut
Matschi for Fiscal 2018 Management For Voted - For
3.6 Approve Discharge of Management Board Member Ariane
Reinhart for Fiscal 2018 Management For Voted - For
3.7 Approve Discharge of Management Board Member
Wolfgang Schaefer for Fiscal 2018 Management For Voted - For
3.8 Approve Discharge of Management Board Member
Nikolai Setzer for Fiscal 2018 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member
Wolfgang Reitzle for Fiscal 2018 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Christiane Benner for Fiscal 2018 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member
Gunter Dunkel for Fiscal 2018 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member
Francesco Grioli for Fiscal 2018 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member Peter
Gutzmer for Fiscal 2018 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member Peter
Hausmann for Fiscal 2018 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member
Michael Iglhaut for Fiscal 2018 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Klaus
Mangold for Fiscal 2018 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member
Hartmut Meine for Fiscal 2018 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member
Sabine Neuss for Fiscal 2018 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member Rolf
Nonnenmacher for Fiscal 2018 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Dirk
Nordmann for Fiscal 2018 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member Klaus
Rosenfeld for Fiscal 2018 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member Georg
Schaeffler for Fiscal 2018 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member
Maria-Elisabeth Schaeffler-Thumann for Fiscal 2018 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member Joerg
Schoenfelder for Fiscal 2018 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member
Stefan Scholz for Fiscal 2018 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member
Gudrun Valten for Fiscal 2018 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member
Kirsten Voerkel for Fiscal 2018 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member Elke
Volkmann for Fiscal 2018 Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member Erwin
Woerle for Fiscal 2018 Management For Voted - For
4.22 Approve Discharge of Supervisory Board Member
Siegfried Wolf for Fiscal 2018 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
6.1 Elect Gunter Dunkel to the Supervisory Board Management For Voted - For
6.2 Elect Satish Khatu to the Supervisory Board Management For Voted - For
6.3 Elect Isabel Knauf to the Supervisory Board Management For Voted - For
6.4 Elect Sabine Neuss to the Supervisory Board Management For Voted - For
6.5 Elect Rolf Nonnenmacher to the Supervisory Board Management For Voted - For
6.6 Elect Wolfgang Reitzle to the Supervisory Board Management For Voted - For
6.7 Elect Klaus Rosenfeld to the Supervisory Board Management For Voted - Against
6.8 Elect Georg Schaeffler to the Supervisory Board Management For Voted - Against
6.9 Elect Maria-Elisabeth Schaeffler-Thumann to the
Supervisory Board Management For Voted - For
6.10 Elect Siegfried Wolf to the Supervisory Board Management For Voted - For
DAIMLER AG
Security ID: D1668R123 Ticker: DAI
Meeting Date: 22-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
3.25 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
5.2 Ratify KPMG AG as Auditors for the 2020 Interim
Financial Statements Until the 2020 AGM Management For Voted - For
6 Approve Remuneration System for Management Board
Members Management For Voted - For
7.1 Reelect Joe Kaeser to the Supervisory Board Management For Voted - For
7.2 Reelect Bernd Pischetsrieder to the Supervisory
Board Management For Voted - For
8 Amend Corporate Purpose Management For Voted - For
9 Approve Spin-Off and Takeover Agreement with
Mercedes-Benz AG and Daimler Truck AG Management For Voted - For
DENSO CORP.
Security ID: J12075107 Ticker: 6902
Meeting Date: 26-Jun-19 Meeting Type: Annual
1.1 Elect Director Arima, Koji Management For Voted - For
1.2 Elect Director Yamanaka, Yasushi Management For Voted - For
1.3 Elect Director Wakabayashi, Hiroyuki Management For Voted - For
1.4 Elect Director Tsuzuki, Shoji Management For Voted - For
1.5 Elect Director Toyoda, Akio Management For Voted - For
1.6 Elect Director George Olcott Management For Voted - For
1.7 Elect Director Kushida, Shigeki Management For Voted - For
1.8 Elect Director Mitsuya, Yuko Management For Voted - For
2.1 Appoint Statutory Auditor Shimmura, Atsuhiko Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2.2 Appoint Statutory Auditor Goto, Yasuko Management For Voted - For
2.3 Appoint Statutory Auditor Kitamura, Haruo Management For Voted - For
3 Appoint Alternate Statutory Auditor Kitagawa, Hiromi Management For Voted - For
4 Approve Annual Bonus Management For Voted - For
ESMO CORP.
Security ID: Y62654101 Ticker: 073070
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
4 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
FAURECIA SA
Security ID: F3445A108 Ticker: EO
Meeting Date: 28-May-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
1.25 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Regarding New Transactions Management For Voted - For
5 Renew Appointment of Ernst and Young as Auditor and
Acknowledge End of Mandate of Auditex as Alternate
Auditor and Decision to Neither Renew Nor Replace Management For Voted - For
6 Appoint Mazars as Auditor and Acknowledge End of
Mandate of Etienne Boris as Alternate Auditor and
Decision to Neither Renew Nor Replace Management For Voted - For
7 Ratify Appointment of Philippe de Rovira as Director Management For Voted - For
8 Ratify Appointment and Renew Gregoire Olivier as
Director Management For Voted - For
9 Elect Yan Mei as Director Management For Voted - For
10 Elect Peter Mertens as Director Management For Voted - For
11 Elect Denis Mercier as Director Management For Voted - For
12 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
13 Approve Remuneration Policy of CEO Management For Voted - For
14 Approve Compensation of Michel de Rosen, Chairman
of the Board Management For Voted - For
15 Approve Compensation of Patrick Koller, CEO Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Ratify Change Location of Registered Office to
23-27 Avenue des Champs-Pierreux, 92000 Nanterre
and Amend Bylaws Accordingly Management For Voted - For
18 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
19 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 145 Million Management For Voted - For
20 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 95 Million Management For Voted - For
21 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to Aggregate
Nominal Amount of EUR 95 Million Management For Voted - For
22 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Above Management For Voted - For
23 Authorize up to 2 Million Shares for Use in
Restricted Stock Plans Management For Voted - Against
24 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
25 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
FIRST QUANTUM MINERALS LTD.
Security ID: 335934105 Ticker: FM
Meeting Date: 09-May-19 Meeting Type: Annual
1 Fix Number of Directors at Nine Management For Voted - For
2.1 Elect Director Philip K.R. Pascall Management For Voted - For
2.2 Elect Director G. Clive Newall Management For Voted - For
2.3 Elect Director Kathleen A. Hogenson Management For Voted - For
2.4 Elect Director Peter St. George Management For Voted - For
2.5 Elect Director Andrew B. Adams Management For Voted - For
2.6 Elect Director Paul Brunner Management For Voted - For
2.7 Elect Director Robert Harding Management For Voted - For
2.8 Elect Director Simon Scott Management For Voted - For
2.9 Elect Director Joanne Warner Management For Voted - For
3 Approve PricewaterhouseCoopers LLP (UK) as Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
4 Advisory Vote on Executive Compensation Approach Management For Voted - For
FMC CORPORATION
Security ID: 302491303 Ticker: FMC
Meeting Date: 30-Apr-19 Meeting Type: Annual
1a Elect Director Pierre Brondeau Management For Voted - For
1b Elect Director Eduardo E. Cordeiro Management For Voted - For
1c Elect Director G. Peter D'Aloia Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1d Elect Director C. Scott Greer Management For Voted - For
1e Elect Director K'Lynne Johnson Management For Voted - For
1f Elect Director Dirk A. Kempthorne Management For Voted - For
1g Elect Director Paul J. Norris Management For Voted - For
1h Elect Director Margareth Ovrum Management For Voted - For
1i Elect Director Robert C. Pallash Management For Voted - For
1j Elect Director William H. Powell Management For Voted - For
1k Elect Director Vincent R. Volpe, Jr. Management For Voted - For
2 Ratify KPMG LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirements to Remove
Directors Management For Voted - For
GEELY AUTOMOBILE HOLDINGS LIMITED
Security ID: G3777B103 Ticker: 175
Meeting Date: 27-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Yang Jian as Director Management For Voted - For
4 Elect Ang Siu Lun, Lawrence as Director Management For Voted - For
5 Elect Carl Peter Edmund Moriz Forster as Director Management For Voted - For
6 Elect Yeung Sau Hung, Alex as Director Management For Voted - For
7 Authorize Board to Fix Remuneration of Directors Management For Voted - For
8 Approve Grant Thornton Hong Kong Limited as Auditor
and Authorize Board to Fix Their Remuneration Management For Voted - For
9 Authorize Repurchase of Issued Share Capital Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
11 Authorize Reissuance of Repurchased Shares Management For Voted - Against
Meeting Date: 10-Jun-19 Meeting Type: Special
1 Approve YW Acquisition Agreement and Related
Transactions Management For Voted - For
GEELY AUTOMOBILE HOLDINGS LTD.
Security ID: G3777B103 Ticker: 175
Meeting Date: 04-Sep-18 Meeting Type: Special
1 Approve DJD Acquisition Agreement and Related
Transactions Management For Voted - For
2 Approve GY Acquisition Agreement and Related
Transactions Management For Voted - For
3 Approve DMA Acquisition Agreement and Related
Transactions Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 07-Dec-18 Meeting Type: Special
1 Approve the Renewal of Volvo Financing
Arrangements, the Annual Caps and Related
Transactions Management For Voted - Against
2 Approve the EV Financing Arrangements, the Annual
Caps and Related Transactions Management For Voted - For
1 Approve the Services Agreement, the Annual Caps and
Related Transaction Management For Voted - For
2 Approve the Electric Vehicle Agreement, the Annual
Caps and Related Transaction Management For Voted - For
3 Approve the Automobile Components Procurement
Agreement, the Annual Caps and Related Transaction Management For Voted - For
4 Approve the TZ Acquisition Agreement and Related
Transactions Management For Voted - For
5 Approve the GZ Acquisition Agreement and Related
Transactions Management For Voted - For
Meeting Date: 15-Mar-19 Meeting Type: Special
1 Approve Renewal of Volvo Financing Arrangements,
Annual Caps and Related Transactions Management For Voted - Against
GREAT WALL MOTOR CO., LTD.
Security ID: Y2882P106 Ticker: 2333
Meeting Date: 03-Jan-19 Meeting Type: Special
1 Approve the Plan for Issuance of the Super
Short-term Commercial Papers and Related
Transactions Management For Voted - For
Meeting Date: 12-Apr-19 Meeting Type: Special
1 Approve Ordinary Related Party Transactions for
2019-2021 Management For Voted - For
2 Approve Framework Agreement Regarding the Purchase
of Products and Proposed Annual Caps Management For Voted - For
3 Approve Framework Agreement Regarding the Sales of
Products and Proposed Annual Caps Management For Voted - For
Meeting Date: 17-May-19 Meeting Type: Annual
1 Approve Audited Financial Report Management For Voted - For
2 Approve Report of the Board Management For Voted - For
3 Approve Profit Distribution Proposal Management For Voted - For
4 Approve Annual Report and Its Summary Report Management For Voted - For
5 Approve Report of the Independent Directors Management For Voted - For
6 Approve Report of the Supervisory Committee Management For Voted - For
7 Approve Operating Strategies Management For Voted - For
8 Approve Deloitte Touche Tohmatsu Certified Public
Accountants LLP as External Auditor and Authorize
Board to Fix Their Remuneration Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Liu Qian as Supervisor, Authorize Board to
Fix His Remuneration and Enter into the Service
Contract with Him Management For Voted - For
10 Authorize Repurchase of Issued Share Capital Management For Voted - For
11 Approve Amendments to Articles of Association Management For Voted - For
Meeting Date: 17-May-19 Meeting Type: Special
1 Authorize Repurchase of Issued Share Capital Management For Voted - For
GUANGZHOU AUTOMOBILE GROUP CO. LTD.
Security ID: Y2R318121 Ticker: 2238
Meeting Date: 23-Aug-18 Meeting Type: Special
1.01 Elect Zeng Qinghong as Director Management For Voted - For
1.02 Elect Feng Xingya as Director Management For Voted - For
1.03 Elect Yan Zhuangli as Director Management For Voted - For
1.04 Elect Chen Maoshan as Director Management For Voted - For
1.05 Elect Chen Jun as Director Management For Voted - For
1.06 Elect Ding Hongxiang as Director Management For Voted - For
1.07 Elect Han Ying as Director Management For Voted - For
2.01 Elect Fu Yuwu as Director Management For Voted - For
2.02 Elect Lan Hailin as Director Management For Voted - Against
2.03 Elect Leung Lincheong as Director Management For Voted - Against
2.04 Elect Wang Susheng as Director Management For Voted - Against
3.01 Elect Ji Li as Supervisor Management For Voted - For
3.02 Elect Chen Tian as Supervisor Management For Voted - For
3.03 Elect Liao Chongkang as Supervisor Management For Voted - For
3.04 Elect Wang Junyang as Supervisor Management For Voted - For
Meeting Date: 31-May-19 Meeting Type: Annual
1 Approve 2018 Annual Report and Its Summary Report Management For Voted - For
2 Approve 2018 Work Report of the Board of Directors Management For Voted - For
3 Approve 2018 Work Report of the Supervisory
Committee Management For Voted - For
4 Approve 2018 Financial Report Management For Voted - For
5 Approve 2018 Profit Distribution Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Board of Directors to Issue Debt
Financing Instruments Management For Voted - Against
8 Approve Purchase of Liability Insurance for
Directors Management For Voted - For
9 Approve Change of Registered Capital and Amend
Articles of Association Management For Voted - For
10.01Elect Long Yong as Supervisor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
HONDA MOTOR CO., LTD.
Security ID: J22302111 Ticker: 7267
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Elect Director Mikoshiba, Toshiaki Management For Voted - For
1.2 Elect Director Hachigo, Takahiro Management For Voted - For
1.3 Elect Director Kuraishi, Seiji Management For Voted - For
1.4 Elect Director Yamane, Yoshi Management For Voted - For
1.5 Elect Director Takeuchi, Kohei Management For Voted - For
1.6 Elect Director Ozaki, Motoki Management For Voted - For
1.7 Elect Director Koide, Hiroko Management For Voted - For
1.8 Elect Director Ito, Takanobu Management For Voted - For
2.1 Elect Director and Audit Committee Member Yoshida,
Masahiro Management For Voted - For
2.2 Elect Director and Audit Committee Member Suzuki,
Masafumi Management For Voted - For
2.3 Elect Director and Audit Committee Member Takaura,
Hideo Management For Voted - For
2.4 Elect Director and Audit Committee Member Tamura,
Mayumi Management For Voted - For
2.5 Elect Director and Audit Committee Member Sakai,
Kunihiko Management For Voted - For
HYUNDAI MOBIS CO., LTD.
Security ID: Y3849A109 Ticker: 012330
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements Management For Voted - For
2.1 Approve Appropriation of Income - KRW 4,000 Management For Voted - For
2.2 Approve Appropriation of Income- KRW 26,399
(Shareholder Proposal) Shareholder Against Did Not Vote
3.1 Amend Articles of Incorporation (Changes in
Legislation) Management For Voted - For
3.2 Amend Articles of Incorporation (Number of
Directors) Shareholder Against Voted - For
3.3 Amend Articles of Incorporation (Committee) Shareholder For Voted - For
4.1.1 Elect Brian D. Jones as Outside Director Management For Voted - For
4.1.2 Elect Karl-Thomas Neumann as Outside Director Management For Voted - For
4.1.3 Elect Robert Allen Kruse Jr. as Outside Director
(Shareholder Proposal) Shareholder Against Voted - For
4.1.4 Elect Rudolph William C. Von Meister as Outside
Director (Shareholder Proposal) Shareholder Against Voted - For
4.2.1 Elect Chung Mong-koo as Inside Director Management For Voted - For
4.2.2 Elect Park Jeong-guk as Inside Director Management For Voted - For
4.2.3 Elect Bae Hyeong-geun as Inside Director Management For Voted - For
5.1 Elect Brian D. Jones as a Member of Audit Committee Management For Voted - For
5.2 Elect Karl-Thomas Neumann as a Member of Audit
Committee Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5.3 Elect Robert Allen Kruse Jr. as a Member of Audit
Committee (Shareholder Proposal) Shareholder Against Voted - For
5.4 Elect Rudolph William C. Von Meister a Member of
Audit Committee (Shareholder Proposal) Shareholder Against Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
HYUNDAI MOTOR CO., LTD.
Security ID: Y38472109 Ticker: 005380
Meeting Date: 22-Mar-19 Meeting Type: Annual
1.1 Approve Financial Statements Management For Voted - For
1.2.1 Approve Appropriation of Income - KRW 3,000 Management For Voted - For
1.2.2 Approve Appropriation of Income - KRW21,967
(Shareholder Proposal) Shareholder Against Did Not Vote
2.1 Amend Articles of Incorporation (Types of Shares) Management For Voted - For
2.2 Amend Articles of Incorporation (Transfer Agent) Management For Voted - For
2.3 Amend Articles of Incorporation (Reports of
Addresses, Names and Signatures of Shareholders) Management For Voted - For
2.4 Amend Articles of Incorporation (Duties of Audit
Committee) Management For Voted - For
2.5 Amend Articles of Incorporation (Business Objective) Management For Voted - For
2.6 Amend Articles of Incorporation (Method of
Notification) Management For Voted - For
2.7 Amend Articles of Incorporation (Disposal of
Shareholders List) Management For Voted - For
2.8 Amend Articles of Incorporation (Addenda) Management For Voted - For
2.9 Amend Articles of Incorporation (Board Committees) Shareholder For Voted - For
3.1.1 Elect Yoon Chi-won as Outside Director Management For Voted - For
3.1.2 Elect Eugene M Ohr as Outside Director Management For Voted - Against
3.1.3 Elect Lee Sang-seung as Outside Director Management For Voted - Against
3.1.4 Elect John Y. Liu as Outside Director (Shareholder
Proposal) Shareholder Against Voted - For
3.1.5 Elect Robert Randall MacEwen as Outside Director
(Shareholder Proposal) Shareholder Against Voted - For
3.1.6 Elect Margaret S. Bilson as Outside Director
(Shareholder Proposal) Shareholder Against Voted - Against
3.2.1 Elect Chung Eui-sun as Inside Director Management For Voted - For
3.2.2 Elect Lee Won-hee as Inside Director Management For Voted - For
3.2.3 Elect Albert Biermann as Inside Director Management For Voted - For
4.1 Elect Yoon Chi-won as a Member of Audit Committee Management For Voted - For
4.2 Elect Lee Sang-seung as a Member of Audit Committee Management For Voted - Against
4.3 Elect John Y. Liu as a Member of Audit Committee
(Shareholder Proposal) Shareholder Against Voted - For
4.4 Elect Robert Randall MacEwen as a Member of Audit
Committee (Shareholder Proposal) Shareholder Against Voted - For
4.5 Elect Margaret S. Bilson as a Member of Audit
Committee (Shareholder Proposal) Shareholder Against Voted - Against
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
INFINEON TECHNOLOGIES AG
Security ID: D35415104 Ticker: IFX
Meeting Date: 21-Feb-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.27 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Aneel Bhusri Management For Voted - For
1b Elect Director Andy D. Bryant Management For Voted - For
1c Elect Director Reed E. Hundt Management For Voted - For
1d Elect Director Omar Ishrak Management For Voted - For
1e Elect Director Risa Lavizzo-Mourey Management For Voted - For
1f Elect Director Tsu-Jae King Liu Management For Voted - For
1g Elect Director Gregory D. Smith Management For Voted - For
1h Elect Director Robert 'Bob' H. Swan Management For Voted - For
1i Elect Director Andrew Wilson Management For Voted - For
1j Elect Director Frank D. Yeary Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Report on Gender Pay Gap Shareholder Against Voted - For
7 Request for an Annual Advisory Vote on Political
Contributions Shareholder Against Voted - Against
KIA MOTORS CORP.
Security ID: Y47601102 Ticker: 000270
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Park Han-woo as Inside Director Management For Voted - For
3.2 Elect Chung Eui-sun as Inside Director Management For Voted - For
3.3 Elect Ju Woo-jeong as Inside Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.4 Elect Nam Sang-gu as Outside Director Management For Voted - For
4 Elect Nam Sang-gu as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
L&F CO., LTD.
Security ID: Y52747105 Ticker: 066970
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Lee Gyun-bal as Outside Director Management For Voted - For
3.2 Elect Jeong Jae-hak as Outside Director Management For Voted - For
4.1 Elect Lee Gyun-bal as a Member of Audit Committee Management For Voted - For
4.2 Elect Jeong Jae-hak as a Member of Audit Committee Management For Voted - For
5 Approve Stock Option Grants Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
LINAMAR CORPORATION
Security ID: 53278L107 Ticker: LNR
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director Frank Hasenfratz Management For Voted - Withheld
1.2 Elect Director Linda Hasenfratz Management For Voted - Withheld
1.3 Elect Director Mark Stoddart Management For Voted - Withheld
1.4 Elect Director William Harrison Management For Voted - Withheld
1.5 Elect Director Terry Reidel Management For Voted - Withheld
1.6 Elect Director Dennis Grimm Management For Voted - Withheld
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Approve Advance Notice Requirement Management For Voted - Against
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
LIVENT CORPORATION
Security ID: 53814L108 Ticker: LTHM
Meeting Date: 01-May-19 Meeting Type: Annual
1a Elect Director Michael F. Barry Management For Voted - For
1b Elect Director Steven T. Merkt Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
LS INDUSTRIAL SYSTEMS CO., LTD.
Security ID: Y5355Q105 Ticker: 010120
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Oh Jeong-gyu as Outside Director Management For Voted - Against
4 Elect Oh Jeong-gyu as a Member of Audit Committee Management For Voted - Against
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
MAGNA INTERNATIONAL, INC.
Security ID: 559222401 Ticker: MG
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Scott B. Bonham Management For Voted - For
1.2 Elect Director Peter G. Bowie Management For Voted - For
1.3 Elect Director Mary S. Chan Management For Voted - For
1.4 Elect Director Kurt J. Lauk Management For Voted - For
1.5 Elect Director Robert F. MacLellan Management For Voted - For
1.6 Elect Director Cynthia A. Niekamp Management For Voted - For
1.7 Elect Director William A. Ruh Management For Voted - For
1.8 Elect Director Indira V. Samarasekera Management For Voted - For
1.9 Elect Director Donald J. Walker Management For Voted - For
1.10 Elect Director Lisa S. Westlake Management For Voted - For
1.11 Elect Director William L. Young Management For Voted - For
2 Approve Deloitte LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
4 Expand Annual Disclosure to Shareholders Shareholder Against Voted - Against
MARVELL TECHNOLOGY GROUP LTD.
Security ID: G5876H105 Ticker: MRVL
Meeting Date: 28-Jun-19 Meeting Type: Annual
1.1 Elect Director Tudor Brown Management For Voted - For
1.2 Elect Director Brad Buss Management For Voted - For
1.3 Elect Director Edward H. Frank Management For Voted - For
1.4 Elect Director Richard S. Hill Management For Voted - For
1.5 Elect Director Oleg Khaykin Management For Voted - For
1.6 Elect Director Bethany Mayer Management For Voted - For
1.7 Elect Director Donna Morris Management For Voted - For
1.8 Elect Director Matthew J. Murphy Management For Voted - For
1.9 Elect Director Michael Strachan Management For Voted - For
1.10 Elect Director Robert E. Switz Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Deloitte & Touche LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
MINERAL RESOURCES LTD.
Security ID: Q60976109 Ticker: MIN
Meeting Date: 22-Nov-18 Meeting Type: Annual
1 Approve Remuneration Report Management For Voted - Against
2 Elect Peter Wade as Director Management For Voted - For
3 Elect James McClements as Director Management For Voted - For
4 Approve Retirement Benefits to Bruce Goulds Management For Voted - Against
MITSUI MINING & SMELTING CO., LTD.
Security ID: J44948131 Ticker: 5706
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 70 Management For Voted - For
2 Amend Articles to Reduce Directors' Term Management For Voted - For
3.1 Elect Director Nishida, Keiji Management For Voted - Against
3.2 Elect Director No, Takeshi Management For Voted - For
3.3 Elect Director Hisaoka, Isshi Management For Voted - For
3.4 Elect Director Oshima, Takashi Management For Voted - For
3.5 Elect Director Matsunaga, Morio Management For Voted - For
3.6 Elect Director Miura, Masaharu Management For Voted - For
4 Appoint Statutory Auditor Takegawa, Keiko Management For Voted - For
5 Remove All Incumbent Directors Shareholder Against Voted - Against
6 Mandate Share Repurchase of 6 Million Shares Shareholder Against Voted - Against
7 Amend Articles to Add Provisions to Prevent Leakage
of Confidential Matters for Board of Statutory
Auditors Shareholder Against Voted - Against
8 Amend Articles to Require Individual Compensation
Disclosure for Directors Shareholder Against Voted - For
9 Amend Articles to Establish Contact Point for
Whistleblowers in Audit Committee Shareholder Against Voted - Against
10 Amend Articles to Separate Chairman of the Board
and CEO Shareholder Against Voted - For
MMG LTD.
Security ID: Y6133Q102 Ticker: 1208
Meeting Date: 23-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Xu Jiqing as Director Management For Voted - For
2b Elect Zhang Shuqiang as Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
2c Elect Peter Cassidy as Director Management For Voted - For
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
NIDEC CORP.
Security ID: J52968104 Ticker: 6594
Meeting Date: 18-Jun-19 Meeting Type: Annual
1.1 Elect Director Nagamori, Shigenobu Management For Voted - For
1.2 Elect Director Yoshimoto, Hiroyuki Management For Voted - For
1.3 Elect Director Kobe, Hiroshi Management For Voted - For
1.4 Elect Director Katayama, Mikio Management For Voted - For
1.5 Elect Director Sato, Akira Management For Voted - For
1.6 Elect Director Miyabe, Toshihiko Management For Voted - For
1.7 Elect Director Sato, Teiichi Management For Voted - For
1.8 Elect Director Shimizu, Osamu Management For Voted - For
2 Appoint Statutory Auditor Nakane, Takeshi Management For Voted - For
NISSAN MOTOR CO., LTD.
Security ID: J57160129 Ticker: 7201
Meeting Date: 08-Apr-19 Meeting Type: Special
1 Remove Director Carlos Ghosn Management For Voted - For
2 Remove Director Greg Kelly Management For Voted - For
3 Elect Director Jean-Dominique Senard Management For Voted - For
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, With a Final Dividend
of JPY 28.5 Management For Voted - For
2 Amend Articles to Abolish Board Structure with
Statutory Auditors - Adopt Board Structure with
Three Committees - Clarify Director Authority on
Shareholder Meetings - Amend Provisions on Director
Titles - Clarify Director Authority on Board
Meetings Management For Voted - For
3.1 Elect Director Ihara, Keiko Management For Voted - For
3.2 Elect Director Toyoda, Masakazu Management For Voted - For
3.3 Elect Director Bernard Delmas Management For Voted - For
3.4 Elect Director Andrew House Management For Voted - For
3.5 Elect Director Kimura, Yasushi Management For Voted - For
3.6 Elect Director Nagai, Moto Management For Voted - Against
3.7 Elect Director Jenifer Rogers Management For Voted - For
3.8 Elect Director Thierry Bollore Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.9 Elect Director Jean-Dominique Senard Management For Voted - For
3.10 Elect Director Saikawa, Hiroto Management For Voted - Against
3.11 Elect Director Yamauchi, Yasuhiro Management For Voted - For
NORSK HYDRO ASA
Security ID: R61115102 Ticker: NHY
Meeting Date: 07-May-19 Meeting Type: Annual
1 Approve Notice of Meeting and Agenda Management For Voted - For
2 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
3 Accept Financial Statements and Statutory Reports;
Approve Allocation of Income and Dividends of NOK
1.25 Per Share Management For Voted - For
4 Approve Remuneration of Auditors Management For Voted - For
5 Discuss Company's Corporate Governance Statement Management None Non-Voting
6.1 Approve Remuneration Policy And Other Terms of
Employment For Executive Management (Advisory) Management For Voted - For
6.2 Approve Remuneration Policy And Other Terms of
Employment For Executive Management (Binding) Management For Voted - Against
7 Elect Morten Stromgren as Member of Nominating
Committee Management For Voted - For
8.1 Approve Remuneration of Corporate Assembly Management For Voted - For
8.2 Approve Remuneration of Nomination Committee Management For Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director Persis S. Drell Management For Voted - For
1d Elect Director James C. Gaither Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director Stephen C. Neal Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement to Remove
Director Without Cause Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ON SEMICONDUCTOR CORPORATION
Security ID: 682189105 Ticker: ON
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director Atsushi Abe Management For Voted - For
1b Elect Director Alan Campbell Management For Voted - For
1c Elect Director Curtis J. Crawford Management For Voted - For
1d Elect Director Gilles Delfassy Management For Voted - For
1e Elect Director Emmanuel T. Hernandez Management For Voted - For
1f Elect Director Keith D. Jackson Management For Voted - For
1g Elect Director Paul A. Mascarenas Management For Voted - For
1h Elect Director Daryl A. Ostrande Management For Voted - For
1i Elect Director Teresa M. Ressel Management For Voted - For
1j Elect Director Christine Y. Yan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
PANASONIC CORP.
Security ID: J6354Y104 Ticker: 6752
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Elect Director Nagae, Shusaku Management For Voted - For
1.2 Elect Director Tsuga, Kazuhiro Management For Voted - For
1.3 Elect Director Sato, Mototsugu Management For Voted - For
1.4 Elect Director Higuchi, Yasuyuki Management For Voted - For
1.5 Elect Director Tsutsui, Yoshinobu Management For Voted - For
1.6 Elect Director Ota, Hiroko Management For Voted - For
1.7 Elect Director Toyama, Kazuhiko Management For Voted - For
1.8 Elect Director Umeda, Hirokazu Management For Voted - For
1.9 Elect Director Laurence W.Bates Management For Voted - For
1.10 Elect Director Homma, Tetsuro Management For Voted - For
1.11 Elect Director Noji, Kunio Management For Voted - For
2 Appoint Statutory Auditor Tominaga, Toshihide Management For Voted - For
3 Approve Restricted Stock Plan Management For Voted - For
PNE SOLUTION CO., LTD.
Security ID: Y7029Q107 Ticker: 131390
Meeting Date: 25-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Jeong Dae-taek as Inside Director Management For Voted - For
4 Appoint Kim Jeong-tae as Internal Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
POWER LOGICS CO., LTD.
Security ID: Y7083X105 Ticker: 047310
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Hong Gwang-su as Inside Director Management For Voted - For
4 Approve Stock Option Grants Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
RENAULT SA
Security ID: F77098105 Ticker: RNO
Meeting Date: 12-Jun-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
3.55 per Share Management For Voted - For
4 Receive Auditor's Special Reports Re: Remuneration
of Redeemable Shares Management For Voted - For
5 Approve Auditors' Special Report on Related-Party
Transactions Management For Voted - For
6 Approve Amendment of Transaction with Nissan Motor
Co Ltd, Daimler AG, Renault-issan B V and
Mitsubishi Motors Corporation Re: Master
Cooperation Agreement Management For Voted - For
7 Ratify Appointment of Thomas Courbe as Director Management For Voted - For
8 Ratify Appointment of Jean-Dominique Senard as
Director Management For Voted - For
9 Elect Annette Winkler as Director Management For Voted - For
10 Approve Compensation of Chairman and CEO Management Against Voted - Against
11 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
12 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
13 Approve Remuneration Policy of CEO Management For Voted - For
14 Approve Non-Compete Agreement with Thierry Bollore,
CEO Management For Voted - For
15 Approve Additional Pension Scheme Agreement with
Thierry Bollore, CEO Management For Voted - For
16 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
17 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
18 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - For
19 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
RENESAS ELECTRONICS CORP.
Security ID: J4881V107 Ticker: 6723
Meeting Date: 20-Mar-19 Meeting Type: Annual
1.1 Elect Director Tsurumaru, Tetsuya Management For Voted - For
1.2 Elect Director Kure, Bunsei Management For Voted - For
1.3 Elect Director Shibata, Hidetoshi Management For Voted - For
1.4 Elect Director Toyoda, Tetsuro Management For Voted - For
1.5 Elect Director Iwasaki, Jiro Management For Voted - For
1.6 Elect Director Okumiya, Kyoko Management For Voted - For
1.7 Elect Director Nakagawa, Yukiko Management For Voted - For
2 Appoint PricewaterhouseCoopers Aarata as New
External Audit Firm Management For Voted - For
3 Approve Deep Discount Stock Option Plan Management For Voted - Against
ROHM CO., LTD.
Security ID: J65328122 Ticker: 6963
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 75 Management For Voted - For
2 Amend Articles to Adopt Board Structure with Audit
Committee - Amend Provisions on Number of Directors
- Authorize Directors to Execute Day to Day
Operations without Full Board Approval - Indemnify
Directors Management For Voted - For
3.1 Elect Director Fujiwara, Tadanobu Management For Voted - For
3.2 Elect Director Azuma, Katsumi Management For Voted - For
3.3 Elect Director Matsumoto, Isao Management For Voted - For
3.4 Elect Director Yamazaki, Masahiko Management For Voted - For
3.5 Elect Director Suenaga, Yoshiaki Management For Voted - For
3.6 Elect Director Uehara, Kunio Management For Voted - For
3.7 Elect Director Sato, Kenichiro Management For Voted - For
3.8 Elect Director Nishioka, Koichi Management For Voted - For
3.9 Elect Director Tateishi, Tetsuo Management For Voted - For
4.1 Elect Director and Audit Committee Member Nii,
Hiroyuki Management For Voted - For
4.2 Elect Director and Audit Committee Member Chimori,
Hidero Management For Voted - For
4.3 Elect Director and Audit Committee Member
Miyabayashi, Toshiro Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4.4 Elect Director and Audit Committee Member Tanaka,
Kumiko Management For Voted - For
5 Approve Compensation Ceiling for Directors Who Are
Not Audit Committee Members Management For Voted - For
6 Approve Compensation Ceiling for Directors Who Are
Audit Committee Members Management For Voted - For
SAAB AB
Security ID: W72838118 Ticker: SAAB.B
Meeting Date: 16-Nov-18 Meeting Type: Special
1 Elect Chairman of Meeting Management For Did Not Vote
2 Prepare and Approve List of Shareholders Management For Did Not Vote
3 Approve Agenda of Meeting Management For Did Not Vote
4 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
5 Acknowledge Proper Convening of Meeting Management For Did Not Vote
6 Approve Creation of Pool of Capital with Preemptive
Rights Management For Did Not Vote
7 Close Meeting Management None Non-Voting
Meeting Date: 11-Apr-19 Meeting Type: Annual
1 Elect Chairman of Meeting Management For Did Not Vote
2 Prepare and Approve List of Shareholders Management For Did Not Vote
3 Approve Agenda of Meeting Management For Did Not Vote
4 Designate Inspector(s) of Minutes of Meeting Management For Did Not Vote
5 Acknowledge Proper Convening of Meeting Management For Did Not Vote
6 Receive Financial Statements and Statutory Reports Management None Non-Voting
7 Receive President's Report Management None Non-Voting
8.a Accept Financial Statements and Statutory Reports Management For Did Not Vote
8.b Approve Allocation of Income and Dividends of SEK
4.50 Per Share Management For Did Not Vote
8.c Approve Discharge of Board and President Management For Did Not Vote
9 Amend Articles Re: Auditor; Editorial Changes Management For Did Not Vote
10 Determine Number of Members (11) and Deputy Members
(0) of Board Management For Did Not Vote
11 Approve Remuneration of Directors in the Amount of
SEK 1.9 Million to Chairman, SEK 700,000 for Vice
Chairman, and SEK 620,000 for Other Directors;
Approve Remuneration for Committee Work; Approve
Remuneration of Auditors Management For Did Not Vote
12.a Elect Johan Menckel as New Director Management For Did Not Vote
12.b Reelect Hakan Buskhe as Director Management For Did Not Vote
12.c Reelect Sten Jakobsson as Director Management For Did Not Vote
12.d Reelect Danica Kragic Jensfelt as Director Management For Did Not Vote
12.e Reelect Sara Mazur as Director Management For Did Not Vote
12.f Reelect Daniel Nodhall as Director Management For Did Not Vote
12.g Reelect Bert Nordberg as Director Management For Did Not Vote
12.h Reelect Cecilia Stego Chilo as Director Management For Did Not Vote
12.i Reelect Erika Soderberg Johnson as Director Management For Did Not Vote
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
12.j Reelect Marcus Wallenberg as Director Management For Did Not Vote
12.k Reelect Joakim Westh as Director Management For Did Not Vote
12.l Reelect Marcus Wallenberg as Board Chairman Management For Did Not Vote
13 Ratify PricewaterhouseCoopers as Auditors Management For Did Not Vote
14 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Did Not Vote
15.a Approve 2020 Share Matching Plan for All Employees;
Approve 2020 Performance Share Program for Key
Employees; Approve Special Projects 2020 Incentive
Plan Management For Did Not Vote
15.b Approve Equity Plan Financing Management For Did Not Vote
15.c Approve Third Party Swap Agreement as Alternative
Equity Plan Financing Management For Did Not Vote
16.a Authorize Share Repurchase Program Management For Did Not Vote
16.b Authorize Reissuance of Repurchased Shares Management For Did Not Vote
16.c Approve Transfer of Shares for Previous Year's
Incentive Programs Management For Did Not Vote
17 Close Meeting Management None Non-Voting
SAMSUNG ELECTRO-MECHANICS CO., LTD.
Security ID: Y7470U102 Ticker: 009150
Meeting Date: 20-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SAMSUNG SDI CO., LTD.
Security ID: Y74866107 Ticker: 006400
Meeting Date: 20-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Elect Ahn Tae-hyeok as Inside Director Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
4 Amend Articles of Incorporation Management For Voted - For
SANG-A FRONTEC CO., LTD.
Security ID: Y7514R107 Ticker: 089980
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Lee Sang-won as Inside Director Management For Voted - For
3.2 Elect Lee Sang-yeol as Inside Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.3 Elect Park Seong-bae as Outside Director Management For Voted - For
4 Appoint Kim Yeon-bae as Internal Auditor Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
SIEMENS AG
Security ID: D69671218 Ticker: SIE
Meeting Date: 30-Jan-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2017/18 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
3.80 per Share Management For Voted - For
3.1 Approve Discharge of Management Board Member Joe
Kaeser for Fiscal 2017/18 Management For Voted - For
3.2 Approve Discharge of Management Board Member Roland
Busch for Fiscal 2017/18 Management For Voted - For
3.3 Approve Discharge of Management Board Member Lisa
Davis for Fiscal 2017/18 Management For Voted - For
3.4 Approve Discharge of Management Board Member Klaus
Helmrich for Fiscal 2017/18 Management For Voted - For
3.5 Approve Discharge of Management Board Member Janina
Kugel for Fiscal 2017/18 Management For Voted - For
3.6 Approve Discharge of Management Board Member Cedrik
Neike for Fiscal 2017/18 Management For Voted - For
3.7 Approve Discharge of Management Board Member
Michael Sen for Fiscal 2017/18 Management For Voted - For
3.8 Approve Discharge of Management Board Member Ralf
P. Thomas for Fiscal 2017/18 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Jim
Hagemann Snabe for Fiscal 2017/18 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Birgit Steinborn for Fiscal 2017/18 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member
Werner Wenning for Fiscal 2017/18 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member Olaf
Bolduan (until January 31, 2018) for Fiscal 2017/18 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member
Werner Brandt (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member
Gerhard Cromme (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member
Michael Diekmann for Fiscal 2017/18 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member
Andrea Fehrmann (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
4.9 Approve Discharge of Supervisory Board Member Hans
Michael Gaul (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member
Reinhard Hahn for Fiscal 2017/18 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member
Bettina Haller for Fiscal 2017/18 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member
Robert Kensbock for Fiscal 2017/18 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member
Harald Kern for Fiscal 2017/18 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member
Juergen Kerner for Fiscal 2017/18 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member
Nicola Leibinger-Kammueller for Fiscal 2017/18 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member
Gerard Mestrallet (until January 31, 2018) for
Fiscal 2017/18 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member
Benoit Potier (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member
Norbert Reithofer for Fiscal 2017/18 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member
Gueler Sabanci (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member Dame
Nemat Talaat Shafik (since January 31, 2018) for
Fiscal 2017/18 Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member
Nathalie von Siemens for Fiscal 2017/18 Management For Voted - For
4.22 Approve Discharge of Supervisory Board Member
Michael Sigmund for Fiscal 2017/18 Management For Voted - For
4.23 Approve Discharge of Supervisory Board Member
Dorothea Simon for Fiscal 2017/18 Management For Voted - For
4.24 Approve Discharge of Supervisory Board Member
Sibylle Wankel (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.25 Approve Discharge of Supervisory Board Member
Matthias Zachert (since January 31, 2018) for
Fiscal 2017/18 Management For Voted - For
4.26 Approve Discharge of Supervisory Board Member
Gunnar Zukunft (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2018/19 Management For Voted - For
6 Approve Creation of EUR 510 Million Pool of Capital
with Partial Exclusion of Preemptive Rights Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Affiliation Agreement with Subsidiary Kyros
58 GmbH Management For Voted - For
SINOTRUK (HONG KONG) LIMITED
Security ID: Y8014Z102 Ticker: 3808
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A Elect Cai Dong as Director Management For Voted - For
3B Elect Dai Lixin as Director Management For Voted - Against
3C Elect Sun Chenglong as Director Management For Voted - Against
3D Elect Jorg Mommertz as Director Management For Voted - Against
3E Elect Andreas Hermann Renschler as Director Management For Voted - Against
3F Elect Joachim Gerhard Drees as Director Management For Voted - For
3G Elect Jiang Kui as Director Management For Voted - For
3H Elect Annette Danielski as Director Management For Voted - For
3I Elect Lin Zhijun as Director Management For Voted - For
3J Elect Zhao Hang as Director Management For Voted - For
3K Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Elect Lyu Shousheng as Director Management For Voted - For
5B Authorize Board to Fix Remuneration of Lyu Shousheng Management For Voted - For
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Security ID: 833635105 Ticker: SQM.B
Meeting Date: 25-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Appoint Auditors, Account Inspectors and Risk
Assessment Companies Management For Voted - For
3 Approve Report Regarding Related-Party Transactions Management For Voted - For
4 Approve Investment and Financing Policy Management For Voted - For
5 Approve Allocation of Income and Dividends Management For Voted - For
6 Approve Dividend Policy Management For Voted - For
7 Approve Report on Board's Expenses Management For Voted - For
8A Elect Directors Management For Voted - Abstain
8B Elect Laurence Golborne as Director Representing
Series B Shareholders Management For Voted - For
9 Approve Remuneration of Directors Management For Voted - For
10 Receive Matters Related to Directors' Committee,
Audit Committee, Corporate Governance Committee and
Health, Safety and Environmental Committee Management For Voted - For
11 Other Business Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
STMICROELECTRONICS NV
Security ID: N83574108 Ticker: STM
Meeting Date: 23-May-19 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Receive Report of Management Board (Non-Voting) Management None Non-Voting
3 Receive Report of Supervisory Board (Non-Voting) Management None Non-Voting
4.a Discuss Implementation of Remuneration Policy Management None Non-Voting
4.b Adopt Financial Statements and Statutory Reports Management For Voted - For
4.c Approve Dividends Management For Voted - For
4.d Approve Discharge of Management Board Management For Voted - For
4.e Approve Discharge of Supervisory Board Management For Voted - For
5.a Approve Restricted Stock Grants to President and CEO Management For Voted - Against
5.b Approve Special Bonus to President and CEO Management For Voted - Against
6 Reelect Martine Verluyten to Supervisory Board Management For Voted - For
7 Reelect Janet Davidson to Supervisory Board Management For Voted - For
8 Elect Lucia Morselli to Supervisory Board Management For Voted - For
9 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
10.a Grant Board Authority to Issue Shares Up To 10
Percent of Issued Capital and Exclude Pre-emptive
Rights Management For Voted - Against
10.b Grant Board Authority to Issue Shares Up To 10
Percent of Issued Capital in Case of Merger or
Acquisition and Exclude Pre-emptive Rights Management For Voted - Against
11 Allow Questions Management None Non-Voting
12 Close Meeting Management None Non-Voting
SUMITOMO CHEMICAL CO., LTD.
Security ID: J77153120 Ticker: 4005
Meeting Date: 21-Jun-19 Meeting Type: Annual
1.1 Elect Director Tokura, Masakazu Management For Voted - For
1.2 Elect Director Iwata, Keiichi Management For Voted - For
1.3 Elect Director Nishimoto, Rei Management For Voted - For
1.4 Elect Director Takeshita, Noriaki Management For Voted - For
1.5 Elect Director Ueda, Hiroshi Management For Voted - For
1.6 Elect Director Niinuma, Hiroshi Management For Voted - For
1.7 Elect Director Shigemori, Takashi Management For Voted - For
1.8 Elect Director Matsui, Masaki Management For Voted - For
1.9 Elect Director Akahori, Kingo Management For Voted - For
1.10 Elect Director Ikeda, Koichi Management For Voted - For
1.11 Elect Director Tomono, Hiroshi Management For Voted - For
1.12 Elect Director Ito, Motoshige Management For Voted - For
1.13 Elect Director Muraki, Atsuko Management For Voted - For
2.1 Appoint Statutory Auditor Nozaki, Kunio Management For Voted - For
2.2 Appoint Statutory Auditor Yoshida, Hiroaki Management For Voted - For
2.3 Appoint Statutory Auditor Kato, Yoshitaka Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
SUMITOMO METAL MINING CO., LTD.
Security ID: J77712180 Ticker: 5713
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 22 Management For Voted - For
2.1 Elect Director Nakazato, Yoshiaki Management For Voted - For
2.2 Elect Director Nozaki, Akira Management For Voted - For
2.3 Elect Director Asai, Hiroyuki Management For Voted - For
2.4 Elect Director Asahi, Hiroshi Management For Voted - For
2.5 Elect Director Matsumoto, Nobuhiro Management For Voted - For
2.6 Elect Director Taimatsu, Hitoshi Management For Voted - For
2.7 Elect Director Nakano, Kazuhisa Management For Voted - For
2.8 Elect Director Ishii, Taeko Management For Voted - For
3 Appoint Statutory Auditor Yamada, Yuichi Management For Voted - Against
4 Appoint Alternate Statutory Auditor Mishina,
Kazuhiro Management For Voted - For
5 Approve Annual Bonus Management For Voted - For
6 Approve Takeover Defense Plan (Poison Pill) Management For Voted - Against
TDK CORP.
Security ID: J82141136 Ticker: 6762
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 80 Management For Voted - For
2.1 Elect Director Ishiguro, Shigenao Management For Voted - For
2.2 Elect Director Yamanishi, Tetsuji Management For Voted - For
2.3 Elect Director Sumita, Makoto Management For Voted - For
2.4 Elect Director Osaka, Seiji Management For Voted - For
2.5 Elect Director Yoshida, Kazumasa Management For Voted - For
2.6 Elect Director Ishimura, Kazuhiko Management For Voted - For
2.7 Elect Director Yagi, Kazunori Management For Voted - For
3.1 Appoint Statutory Auditor Sueki, Satoru Management For Voted - For
3.2 Appoint Statutory Auditor Momozuka, Takakazu Management For Voted - For
3.3 Appoint Statutory Auditor Ishii, Jun Management For Voted - For
3.4 Appoint Statutory Auditor Douglas K. Freeman Management For Voted - For
3.5 Appoint Statutory Auditor Chiba, Michiko Management For Voted - For
TESLA, INC.
Security ID: 88160R101 Ticker: TSLA
Meeting Date: 11-Jun-19 Meeting Type: Annual
1.1 Elect Director Ira Ehrenpreis Management For Voted - Against
1.2 Elect Director Kathleen Wilson-Thompson Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Amend Certificate of Incorporation to Reduce
Director Terms Management For Voted - For
6 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
7 Establish Public Policy Committee Shareholder Against Voted - Against
8 Adopt Simple Majority Vote Shareholder Against Voted - For
TORAY INDUSTRIES, INC.
Security ID: J89494116 Ticker: 3402
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 8 Management For Voted - For
2 Amend Articles to Amend Provisions on Number of
Statutory Auditors Management For Voted - For
3 Elect Director Inohara, Nobuyuki Management For Voted - For
4.1 Appoint Statutory Auditor Masuda, Shogo Management For Voted - For
4.2 Appoint Statutory Auditor Taneichi, Shoshiro Management For Voted - For
4.3 Appoint Statutory Auditor Nagai, Toshio Management For Voted - For
4.4 Appoint Statutory Auditor Jono, Kazuya Management For Voted - Against
4.5 Appoint Statutory Auditor Kumasaka, Hiroyuki Management For Voted - For
5 Approve Compensation Ceiling for Statutory Auditors Management For Voted - For
6 Approve Annual Bonus Management For Voted - For
TOYOTA MOTOR CORP.
Security ID: J92676113 Ticker: 7203
Meeting Date: 13-Jun-19 Meeting Type: Annual
1.1 Elect Director Uchiyamada, Takeshi Management For Voted - For
1.2 Elect Director Hayakawa, Shigeru Management For Voted - For
1.3 Elect Director Toyoda, Akio Management For Voted - For
1.4 Elect Director Kobayashi, Koji Management For Voted - For
1.5 Elect Director Didier Leroy Management For Voted - For
1.6 Elect Director Terashi, Shigeki Management For Voted - For
1.7 Elect Director Sugawara, Ikuro Management For Voted - For
1.8 Elect Director Sir Philip Craven Management For Voted - For
1.9 Elect Director Kudo, Teiko Management For Voted - For
2.1 Appoint Statutory Auditor Kato, Haruhiko Management For Voted - For
2.2 Appoint Statutory Auditor Ogura, Katsuyuki Management For Voted - For
2.3 Appoint Statutory Auditor Wake, Yoko Management For Voted - For
2.4 Appoint Statutory Auditor Ozu, Hiroshi Management For Voted - For
3 Appoint Alternate Statutory Auditor Sakai, Ryuji Management For Voted - For
4 Approve Cash Compensation Ceiling and Restricted
Stock Plan for Directors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
TOYOTA TSUSHO CORP.
Security ID: J92719111 Ticker: 8015
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 50 Management For Voted - For
2.1 Elect Director Karube, Jun Management For Voted - For
2.2 Elect Director Kashitani, Ichiro Management For Voted - For
2.3 Elect Director Murata, Minoru Management For Voted - For
2.4 Elect Director Yanase, Hideki Management For Voted - For
2.5 Elect Director Nagai, Yasuhiro Management For Voted - For
2.6 Elect Director Tominaga, Hiroshi Management For Voted - For
2.7 Elect Director Iwamoto, Hideyuki Management For Voted - For
2.8 Elect Director Kawaguchi, Yoriko Management For Voted - For
2.9 Elect Director Fujisawa, Kumi Management For Voted - For
2.10 Elect Director Komoto, Kunihito Management For Voted - For
2.11 Elect Director Didier Leroy Management For Voted - For
3 Appoint Statutory Auditor Takahashi, Tsutomu Management For Voted - For
4 Approve Annual Bonus Management For Voted - For
UMICORE
Security ID: B95505184 Ticker: UMI
Meeting Date: 25-Apr-19 Meeting Type: Annual/Special
1 Receive Directors' and Auditors' Reports
(Non-Voting) Management None Non-Voting
2 Approve Remuneration Report Management For Voted - For
3 Approve Financial Statements, Allocation of Income,
and Dividends of EUR 0.75 per Share Management For Voted - For
4 Receive Consolidated Financial Statements and
Statutory Reports (Non-Voting) Management None Non-Voting
5 Approve Discharge of Directors Management For Voted - For
6 Approve Discharge of Auditor Management For Voted - For
7.1 Reelect Francoise Chombar as Independent Director Management For Voted - For
7.2 Elect Laurent Raets as Director Management For Voted - For
7.3 Approve Remuneration of Directors Management For Voted - For
1 Approve Change-of-Control Clause Re: Revolving
Facility Agreement with Various Financial
Institutions Management For Voted - For
VALEO SA
Security ID: F96221340 Ticker: FR
Meeting Date: 23-May-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve Allocation of Income and Dividends of EUR
1.25 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Mentioning the Absence of New
Transactions Management For Voted - For
5 Approve Termination Package of Jacques Aschenbroich Management For Voted - For
6 Reelect Jacques Aschenbroich as Director Management For Voted - For
7 Elect Olivier Piou as Director Management For Voted - For
8 Elect Patrick Sayer as Director Management For Voted - For
9 Approve Compensation of Jacques Aschenbroich,
Chairman and CEO Management For Voted - For
10 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
11 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
12 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million Management For Voted - For
13 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 23 Million Management For Voted - For
14 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to Aggregate
Nominal Amount of EUR 23 Million Management For Voted - For
15 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Above Management For Voted - For
16 Authorize Capitalization of Reserves of Up to EUR
30 Million for Bonus Issue or Increase in Par Value Management For Voted - For
17 Authorize Capital Increase of up to 9. 57 Percent
of Issued Capital for Contributions in Kind Management For Voted - For
18 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
19 Authorize up to 4.445 Million Shares for Use in
Restricted Stock Plans Management For Voted - For
20 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
21 Amend Article 9 of Bylaws Re: Shareholding
Disclosure Thresholds Management For Voted - For
22 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
VEONEER, INC.
Security ID: 92336X109 Ticker: VNE
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Mark Durcan Management For Voted - For
1.2 Elect Director Jonas Synnergren Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Advisory Vote to Retain Classified Board Structure Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Advisory Vote to Ratify Jurisdiction of
Incorporation as the Exclusive Forum Provision for
Certain Disputes Management For Voted - Against
6 Ratify Ernst & Young AB as Auditor Management For Voted - For
YANDEX NV
Security ID: N97284108 Ticker: YNDX
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve to Extend the Period for Preparing the
Annual Account for the Financial Year 2018 Management For Voted - For
2 Adopt Financial Statements and Statutory Reports Management For Voted - For
3 Approve Discharge of Directors Management For Voted - For
4 Reelect Rogier Rijnja as Non-Executive Director Management For Voted - For
5 Reelect Charles Ryan as Non-Executive Director Management For Voted - For
6 Reelect Alexander Voloshin as Non-Executive Director Management For Voted - Against
7 Elect Mikhail Parakhin as Non-Executive Director Management For Voted - Against
8 Elect Tigran Khudaverdyan as Executive Director Management For Voted - Against
9 Approve Cancellation of Outstanding Class C Shares Management For Voted - For
10 Ratify Auditors Management For Voted - For
11 Amend 2016 Equity Incentive Plan Management For Voted - Against
12 Grant Board Authority to Issue Class A Shares and
Preference Shares Management For Voted - Against
13 Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - Against
14 Authorize Repurchase of Up to 20 Percent of Issued
Share Capital Management For Voted - Against
YASKAWA ELECTRIC CORP.
Security ID: J9690T102 Ticker: 6506
Meeting Date: 28-May-19 Meeting Type: Annual
1.1 Elect Director Tsuda, Junji Management For Voted - For
1.2 Elect Director Ogasawara, Hiroshi Management For Voted - For
1.3 Elect Director Murakami, Shuji Management For Voted - For
1.4 Elect Director Minami, Yoshikatsu Management For Voted - For
1.5 Elect Director Takamiya, Koichi Management For Voted - For
1.6 Elect Director Ogawa, Masahiro Management For Voted - For
2.1 Elect Director and Audit Committee Member
Tsukahata, Koichi Management For Voted - For
2.2 Elect Director and Audit Committee Member Nakayama,
Yuji Management For Voted - For
2.3 Elect Director and Audit Committee Member Akita,
Yoshiki Management For Voted - For
2.4 Elect Director and Audit Committee Member Sakane,
Junichi Management For Voted - For
2.5 Elect Director and Audit Committee Member
Tsukamoto, Hideo Management For Voted - For
3 Approve Trust-Type Equity Compensation Plan Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
ZIJIN MINING GROUP CO., LTD.
Security ID: Y9892H107 Ticker: 2899
Meeting Date: 12-Apr-19 Meeting Type: Special
1 Approve Satisfaction of the Conditions for the
Public Issuance of A Shares Management For Voted - For
2.01 Approve Class of the Shares to be Issued Management For Voted - For
2.02 Approve Nominal Value of the Shares to be Issued Management For Voted - For
2.03 Approve Number of Shares to be Issued Management For Voted - For
2.04 Approve Amount of Proceeds to be Raised and the
Projects to be Invested by the Proceeds Raised Management For Voted - For
2.05 Approve Methods of Issuance Management For Voted - For
2.06 Approve Issuing Objects and Methods of Subscription Management For Voted - For
2.07 Approve Subscription Arrangement for the Existing A
Shareholders Management For Voted - For
2.08 Approve Pricing Principles and Issuance Price Management For Voted - For
2.09 Approve Time of Issuance Management For Voted - For
2.10 Approve Place of Listing Management For Voted - For
2.11 Approve Lock-up Period of the Issued A Shares Management For Voted - For
2.12 Approve Arrangement of the Accumulated
Distributable Profits Before the Public Issuance of
A Shares Management For Voted - For
2.13 Approve Effective Period of the Resolutions Management For Voted - For
3 Approve Plan for the Public Issuance of A Shares
(Revised Version) Management For Voted - For
4 Approve Feasibility Report on the Use of Proceeds
Raised in the Public Issuance of A Shares (Revised
Version) Management For Voted - For
5 Approve Specific Report on the Use of Proceeds
Previously Raised Management For Voted - For
6 Approve Recovery Measures and the Undertakings on
the Dilutive Impact of the Public Issuance of A
Shares on Immediate Returns (Revised Version) Management For Voted - For
7 Approve Profit Distribution and Return Plan for the
Next Three Years (Year 2018-2020) Management For Voted - For
8 Approve Possible Connected Transactions of
Subscription of A Shares by the Controlling
Shareholder, Directors and Supervisors of the
Company and/or the Directors Under Phase 1 of the
Employee Stock Ownership Scheme of the Company Management For Voted - For
9 Authorize Board to Deal with All Matters in
Relation to Public Issuance of A Shares Management For Voted - For
10 Approve Zhuoxin Investments Ltd.'s Gold and Silver
Bullion Purchase from Barrick (Niugini) Ltd. Management For Voted - For
1.01 Approve Class of the Shares to be Issued Management For Voted - For
1.02 Approve Nominal Value of the Shares to be Issued Management For Voted - For
1.03 Approve Number of Shares to be Issued Management For Voted - For
1.04 Approve Amount of Proceeds to be Raised and the
Projects to be Invested by the Proceeds Raised Management For Voted - For
1.05 Approve Methods of Issuance Management For Voted - For
1.06 Approve Issuing Objects and Methods of Subscription Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Ideanomics NextGen Vehicles & Technology ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.07 Approve Subscription Arrangement for the Existing A
Shareholders Management For Voted - For
1.08 Approve Pricing Principles and Issuance Price Management For Voted - For
1.09 Approve Time of Issuance Management For Voted - For
1.10 Approve Place of Listing Management For Voted - For
1.11 Approve Lock-up Period of the Issued A Shares Management For Voted - For
1.12 Approve Arrangement of the Accumulated
Distributable Profits Before the Public Issuance of
A Shares Management For Voted - For
1.13 Approve Effective Period of the Resolutions Management For Voted - For
2 Approve Plan for the Public Issuance of A Shares
(Revised Version) Management For Voted - For
3 Authorize Board to Deal with All Matters in
Relation to Public Issuance of A Shares Management For Voted - For
Meeting Date: 24-May-19 Meeting Type: Annual
1 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for H Shares Management For Voted - Against
2 Approve Issuance of Debt Financing Instruments Management For Voted - For
3 Approve Arrangement of Guarantees to Company's
Subsidiaries, Joint Venture and Associate Management For Voted - For
4 Approve Provision of Counter-Guarantee for Finance
to Makeng Mining Management For Voted - For
5 Approve Provision of Guarantee to Fujian Evergreen
New Energy Technology Co., Ltd. Shareholder For Voted - For
6 Approve 2018 Report of the Board of Directors Management For Voted - For
7 Approve 2018 Report of the Independent Directors Management For Voted - For
8 Approve 2018 Report of Supervisory Committee Management For Voted - For
9 Approve 2018 Financial Report Management For Voted - For
10 Approve 2018 Annual Report and Summary Report Management For Voted - For
11 Approve 2018 Profit Distribution Plan Management For Voted - For
12 Approve 2018 Remuneration of Executive Directors
and Chairman of Supervisory Committee Management For Voted - For
13 Approve Ernst & Young Hua Ming (LLP) as Auditor and
Authorize Chairman of the Board, President and
Financial Controller to Fix Their Remuneration Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
ACCENTURE PLC
Security ID: G1151C101 Ticker: ACN
Meeting Date: 01-Feb-19 Meeting Type: Annual
1a Elect Director Jaime Ardila Management For Voted - For
1b Elect Director Herbert Hainer Management For Voted - For
1c Elect Director Marjorie Magner Management For Voted - For
1d Elect Director Nancy McKinstry Management For Voted - For
1e Elect Director David P. Rowland Management For Voted - For
1f Elect Director Gilles C. Pelisson Management For Voted - For
1g Elect Director Paula A. Price Management For Voted - For
1h Elect Director Venkata (Murthy) Renduchintala Management For Voted - For
1i Elect Director Arun Sarin Management For Voted - For
1j Elect Director Frank K. Tang Management For Voted - For
1k Elect Director Tracey T. Travis Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
4 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights Management For Voted - For
5 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Determine the Price Range at which Accenture Plc
can Re-issue Shares that it Acquires as Treasury
Stock Management For Voted - For
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107 Ticker: AMD
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director John E. Caldwell Management For Voted - For
1b Elect Director Nora M. Denzel Management For Voted - For
1c Elect Director Mark Durcan Management For Voted - For
1d Elect Director Joseph A. Householder Management For Voted - For
1e Elect Director John W. Marren Management For Voted - For
1f Elect Director Lisa T. Su Management For Voted - For
1g Elect Director Abhi Y. Talwalkar Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Jeffrey P. Bezos Management For Voted - For
1b Elect Director Rosalind G. Brewer Management For Voted - For
1c Elect Director Jamie S. Gorelick Management For Voted - For
1d Elect Director Daniel P. Huttenlocher Management For Voted - For
1e Elect Director Judith A. McGrath Management For Voted - For
1f Elect Director Indra K. Nooyi Management For Voted - For
1g Elect Director Jonathan J. Rubinstein Management For Voted - For
1h Elect Director Thomas O. Ryder Management For Voted - For
1i Elect Director Patricia Q. Stonesifer Management For Voted - For
1j Elect Director Wendell P. Weeks Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Management of Food Waste Shareholder Against Voted - For
5 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
6 Prohibit Sales of Facial Recognition Technology to
Government Agencies Shareholder Against Voted - Against
7 Report on Impact of Government Use of Facial
Recognition Technologies Shareholder Against Voted - For
8 Report on Products Promoting Hate Speech Shareholder Against Voted - For
9 Require Independent Board Chairman Shareholder Against Voted - For
10 Report on Sexual Harassment Shareholder Against Voted - For
11 Report on Climate Change Shareholder Against Voted - For
12 Disclose a Board of Directors' Qualification Matrix Shareholder Against Voted - Against
13 Report on Gender Pay Gap Shareholder Against Voted - For
14 Assess Feasibility of Including Sustainability as a
Performance Measure for Senior Executive
Compensation Shareholder Against Voted - For
15 Provide Vote Counting to Exclude Abstentions Shareholder Against Voted - Against
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 07-May-19 Meeting Type: Annual
1a Elect Director Charlene Barshefsky Management For Voted - For
1b Elect Director John J. Brennan Management For Voted - For
1c Elect Director Peter Chernin Management For Voted - For
1d Elect Director Ralph de la Vega Management For Voted - For
1e Elect Director Anne Lauvergeon Management For Voted - For
1f Elect Director Michael O. Leavitt Management For Voted - For
1g Elect Director Theodore J. Leonsis Management For Voted - For
1h Elect Director Stephen J. Squeri Management For Voted - For
1i Elect Director Daniel L. Vasella Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1j Elect Director Ronald A. Williams Management For Voted - For
1k Elect Director Christopher D. Young Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
5 Adjust Executive Compensation Metrics for Share
Buybacks Shareholder Against Voted - Against
6 Report on Gender Pay Gap Shareholder Against Voted - For
AXA SA
Security ID: F06106102 Ticker: CS
Meeting Date: 24-Apr-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
1.34 per Share Management For Voted - For
4 Approve Compensation of Denis Duverne, Chairman of
the Board Management For Voted - For
5 Approve Compensation of Thomas Buberl, CEO Management For Voted - Against
6 Approve Remuneration Policy of Denis Duverne,
Chairman of the Board Management For Voted - For
7 Approve Remuneration Policy of Thomas Buberl, CEO Management For Voted - For
8 Approve Auditors' Special Report on Related-Party
Transactions Management For Voted - For
9 Reelect Jean-Pierre Clamadieu as Director Management For Voted - For
10 Ratify Appointment of Elaine Sarsynski as Director Management For Voted - For
11 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
12 Authorize Capitalization of Reserves of Up to EUR 1
Billion for Bonus Issue or Increase in Par Value Management For Voted - For
13 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions Management For Voted - For
14 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 550 Million Management For Voted - For
15 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to Aggregate
Nominal Amount of EUR 550 Million Management For Voted - For
16 Authorize Board to Set Issue Price for 10 Percent
Per Year of Issued Capital Pursuant to Issue
Authority without Preemptive Rights Management For Voted - For
17 Authorize Capital Increase of Up to EUR 550 Million
for Future Exchange Offers Management For Voted - For
18 Authorize Capital Increase of up to 10 Percent of
Issued Capital for Contributions in Kind Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
19 Authorize Issuance of Equity Upon Conversion of a
Subsidiary's Equity-Linked Securities without
Preemptive Rights for Up to EUR 550 Million Management For Voted - For
20 Authorize Issuance of Equity Upon Conversion of a
Subsidiary's Equity-Linked Securities with
Preemptive Rights for Up to EUR 2 Billion Management For Voted - For
21 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
22 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for Employees of
International Subsidiaries Management For Voted - For
23 Authorize up to 1 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - For
24 Authorize up to 0.4 Percent of Issued Capital for
Use in Restricted Stock Plans Reserved for Pension
Contribution Management For Voted - For
25 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
26 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
BNP PARIBAS SA
Security ID: F1058Q238 Ticker: BNP
Meeting Date: 23-May-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
3.02 per Share Management For Voted - For
4 Receive Auditors' Special Report on Related-Party
Transactions Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
6 Reelect Jean-Laurent Bonnafe as Director Management For Voted - For
7 Reelect Wouter De Ploey as Director Management For Voted - For
8 Reelect Marion Guillou as Director Management For Voted - For
9 Reelect Michel Tilmant as Director Management For Voted - For
10 Ratify Appointment of Rajna Gibson-Brandon as
Director Management For Voted - For
11 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
12 Approve Remuneration Policy of CEO and Vice-CEO Management For Voted - For
13 Approve Compensation of Jean Lemierre, Chairman of
the Board Management For Voted - For
14 Approve Compensation of Jean-Laurent Bonnafe, CEO Management For Voted - For
15 Approve Compensation of Philippe Bordenave, Vice-CEO Management For Voted - For
16 Approve the Overall Envelope of Compensation of
Certain Senior Management, Responsible Officers and
the Risk-takers Management For Voted - For
17 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
18 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
BP PLC
Security ID: G12793108 Ticker: BP
Meeting Date: 21-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Bob Dudley as Director Management For Voted - For
4 Re-elect Brian Gilvary as Director Management For Voted - For
5 Re-elect Nils Andersen as Director Management For Voted - For
6 Re-elect Dame Alison Carnwath as Director Management For Voted - For
7 Elect Pamela Daley as Director Management For Voted - For
8 Re-elect Ian Davis as Director Management For Voted - For
9 Re-elect Dame Ann Dowling as Director Management For Voted - For
10 Elect Helge Lund as Director Management For Voted - For
11 Re-elect Melody Meyer as Director Management For Voted - For
12 Re-elect Brendan Nelson as Director Management For Voted - For
13 Re-elect Paula Reynolds as Director Management For Voted - For
14 Re-elect Sir John Sawers as Director Management For Voted - For
15 Reappoint Deloitte LLP as Auditors and Authorise
Their Remuneration Management For Voted - For
16 Authorise EU Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
22 Approve the Climate Action 100+ Shareholder
Resolution on Climate Change Disclosures Shareholder For Voted - For
23 Approve the Follow This Shareholder Resolution on
Climate Change Targets Shareholder Against Voted - Against
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Security ID: 11133T103 Ticker: BR
Meeting Date: 08-Nov-18 Meeting Type: Annual
1a Elect Director Leslie A. Brun Management For Voted - For
1b Elect Director Pamela L. Carter Management For Voted - For
1c Elect Director Richard J. Daly Management For Voted - For
1d Elect Director Robert N. Duelks Management For Voted - For
1e Elect Director Brett A. Keller Management For Voted - For
1f Elect Director Stuart R. Levine Management For Voted - For
1g Elect Director Maura A. Markus Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Thomas J. Perna Management For Voted - For
1i Elect Director Alan J. Weber Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
BUNGE LIMITED
Security ID: G16962105 Ticker: BG
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director Vinita Bali Management For Voted - For
1b Elect Director Carol M. Browner Management For Voted - For
1c Elect Director Andrew Ferrier Management For Voted - For
1d Elect Director Paul Fribourg Management For Voted - For
1e Elect Director J. Erik Fyrwald Management For Voted - For
1f Elect Director Gregory A. Heckman Management For Voted - For
1g Elect Director Kathleen Hyle Management For Voted - For
1h Elect Director John E. McGlade Management For Voted - For
1i Elect Director Henry W. "Jay" Winship Management For Voted - For
1j Elect Director Mark N. Zenuk Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CAPGEMINI SE
Security ID: F4973Q101 Ticker: CAP
Meeting Date: 23-May-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
1.70 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Mentioning the Absence of New
Transactions Management For Voted - For
5 Approve Compensation of Paul Hermelin, Chairman and
CEO Management For Voted - For
6 Approve Compensation of Thierry Delaporte, Vice-CEO Management For Voted - For
7 Approve Compensation of Aiman Ezzat, Vice-CEO Management For Voted - For
8 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
9 Approve Remuneration Policy of Vice-CEOs Management For Voted - For
10 Ratify Appointment of Laura Desmond as Director Management For Voted - For
11 Elect Xiaoqun Clever as Director Management For Voted - For
12 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
13 Amend Article 12 of Bylaws Re: Directors Attendance Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Authorize up to 1 Percent of Issued Capital for Use
in Restricted Stock Plans Under Performance
Conditions Reserved for Employees and Executive
Officers Management For Voted - For
15 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
16 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for Employees of
International Subsidiaries Management For Voted - For
17 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Security ID: M22465104 Ticker: CHKP
Meeting Date: 20-Aug-18 Meeting Type: Annual
1.1 Reelect Gil Shwed as Director Management For Voted - For
1.2 Reelect Marius Nacht as Director Management For Voted - For
1.3 Reelect Jerry Ungerman as Director Management For Voted - For
1.4 Reelect Dan Propper as Director Management For Voted - For
1.5 Reelect David Rubner as Director Management For Voted - For
1.6 Reelect Tal Shavit as Director Management For Voted - For
2.1 Reelect Yoav Chelouche as External Director Management For Voted - For
2.2 Reelect Guy Gecht as External Director Management For Voted - For
3 Reappoint Kost, Forer, Gabbay & Kasierer as
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
4 Approve Employment Terms of Gil Shwed, CEO Management For Voted - For
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Elect Gil Shwed as Director Management For Voted - For
1.2 Elect Marius Nacht as Director Management For Voted - For
1.3 Elect Jerry Ungerman as Director Management For Voted - For
1.4 Elect Dan Propper as Director Management For Voted - For
1.5 Elect Tal Shavit as Director Management For Voted - For
1.6 Elect Shai Weiss as Director Management For Voted - For
2 Reappoint Kost, Forer, Gabbay & Kasierer as
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
3 Approve Employment Terms of Gil Shwed, CEO Management For Voted - Against
4 Approve Compensation Policy for the Directors and
Officers of the Company Management For Voted - Against
5 Approve Amended Employee Stock Purchase Plan Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 12-Dec-18 Meeting Type: Annual
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Michael D. Capellas Management For Voted - For
1c Elect Director Mark Garrett Management For Voted - For
1d Elect Director Kristina M. Johnson Management For Voted - For
1e Elect Director Roderick C. McGeary Management For Voted - For
1f Elect Director Charles H. Robbins Management For Voted - For
1g Elect Director Arun Sarin Management For Voted - For
1h Elect Director Brenton L. Saunders Management For Voted - For
1i Elect Director Steven M. West Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Adjust Executive Compensation Metrics for Share
Buybacks Shareholder Against Voted - Against
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Timothy S. Bitsberger Management For Voted - For
1c Elect Director Charles P. Carey Management For Voted - For
1d Elect Director Dennis H. Chookaszian Management For Voted - For
1e Elect Director Ana Dutra Management For Voted - For
1f Elect Director Martin J. Gepsman Management For Voted - For
1g Elect Director Larry G. Gerdes Management For Voted - For
1h Elect Director Daniel R. Glickman Management For Voted - For
1i Elect Director Daniel G. Kaye Management For Voted - For
1j Elect Director Phyllis M. Lockett Management For Voted - For
1k Elect Director Deborah J. Lucas Management For Voted - For
1l Elect Director Alex J. Pollock Management For Voted - For
1m Elect Director Terry L. Savage Management For Voted - For
1n Elect Director William R. Shepard Management For Voted - For
1o Elect Director Howard J. Siegel Management For Voted - For
1p Elect Director Michael A. Spencer Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1q Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP, INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1 Eliminate All or Some of the Class B Election Rights Management For Voted - For
ENGIE SA
Security ID: F7629A107 Ticker: ENGI
Meeting Date: 17-May-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
1.12 per Share Management For Voted - For
4 Approve Health Insurance Coverage Agreement with
Jean-Pierre Clamadieu, Chairman of the Board Management For Voted - For
5 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
6 Reelect Francoise Malrieu as Director Management For Voted - For
7 Reelect Marie Jose Nadeau as Director Management For Voted - For
8 Reelect Patrice Durand as Director Management For Voted - For
9 Reelect Mari Noelle Jego Laveissiere as Director Management For Voted - For
10 Approve Compensation of Jean-Pierre Clamadieu,
Chairman of the Board Management For Voted - For
11 Approve Compensation of Isabelle Kocher, CEO Management For Voted - For
12 Approve Remuneration Policy of the Chairman of the
Board Management For Voted - For
13 Approve Remuneration Policy of the CEO Management For Voted - For
14 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
15 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans for Employees of International
Subsidiaries Management For Voted - For
16 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
FEDEX CORP.
Security ID: 31428X106 Ticker: FDX
Meeting Date: 24-Sep-18 Meeting Type: Annual
1.1 Elect Director John A. Edwardson Management For Voted - For
1.2 Elect Director Marvin R. Ellison Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Director Susan Patricia Griffith Management For Voted - For
1.4 Elect Director John C. (Chris) Inglis Management For Voted - For
1.5 Elect Director Kimberly A. Jabal Management For Voted - For
1.6 Elect Director Shirley Ann Jackson Management For Voted - For
1.7 Elect Director R. Brad Martin Management For Voted - For
1.8 Elect Director Joshua Cooper Ramo Management For Voted - For
1.9 Elect Director Susan C. Schwab Management For Voted - For
1.10 Elect Director Frederick W. Smith Management For Voted - For
1.11 Elect Director David P. Steiner Management For Voted - For
1.12 Elect Director Paul S. Walsh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Bylaw Amendment Confirmation by Shareholders Shareholder Against Voted - Against
GMO INTERNET, INC.
Security ID: J1822R104 Ticker: 9449
Meeting Date: 21-Mar-19 Meeting Type: Annual
1 Amend Articles to Amend Provisions on Founding
Philosophy - Add Provisions on Election of Persons
with Titles Management For Voted - Against
2.1 Elect Director Kumagai, Masatoshi Management For Voted - Against
2.2 Elect Director Yasuda, Masashi Management For Voted - For
2.3 Elect Director Nishiyama, Hiroyuki Management For Voted - For
2.4 Elect Director Ainoura, Issei Management For Voted - For
2.5 Elect Director Ito, Tadashi Management For Voted - For
2.6 Elect Director Yamashita, Hirofumi Management For Voted - For
2.7 Elect Director Horiuchi, Toshiaki Management For Voted - For
2.8 Elect Director Arisawa, Katsumi Management For Voted - For
2.9 Elect Director Arai, Teruhiro Management For Voted - For
2.10 Elect Director Kodama, Kimihiro Management For Voted - For
2.11 Elect Director Chujo, Ichiro Management For Voted - For
2.12 Elect Director Hashiguchi, Makoto Management For Voted - For
2.13 Elect Director Fukui, Atsuko Management For Voted - For
2.14 Elect Director Kaneko, Takehito Management For Voted - For
2.15 Elect Director Hayashi, Yasuo Management For Voted - For
H.I.S. CO., LTD.
Security ID: J20087102 Ticker: 9603
Meeting Date: 25-Jan-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 29 Management For Voted - For
2 Amend Articles to Amend Business Lines Management For Voted - For
3.1 Elect Director Sawada, Hideo Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.2 Elect Director Nakamori, Tatsuya Management For Voted - For
3.3 Elect Director Oda, Masayuki Management For Voted - For
3.4 Elect Director Nakatani, Shigeru Management For Voted - For
3.5 Elect Director Sakaguchi, Katsuhiko Management For Voted - For
3.6 Elect Director Yamanobe, Atsushi Management For Voted - For
3.7 Elect Director Gomi, Mutsumi Management For Voted - For
4 Elect Director and Audit Committee Member Katsura,
Yasuo Management For Voted - For
5 Approve Annual Bonus Management For Voted - For
HON HAI PRECISION INDUSTRY CO., LTD.
Security ID: Y36861105 Ticker: 2317
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
7 Amend Policies and Procedures for Financial
Derivatives Transactions Management For Voted - For
8.1 Elect GOU, TAI-MING (TERRY GOU), with SHAREHOLDER
NO.00000001, as Non-Independent Director Management For Voted - For
8.2 Elect LU FANG-MING, with SHAREHOLDER NO.00109738,
as Non-Independent Director Management For Voted - For
8.3 Elect LIU YANG-WEI, with SHAREHOLDER NO.00085378,
as Non-Independent Director Management For Voted - For
8.4 Elect LI CHIEH, a Representative of Management For Voted - For
HON JIN INTERNATIONAL INVESTMENT CO.,
Security ID: Y36861105 Ticker: 2317
Meeting Date: 21-Jun-19 Meeting Type: Annual
8.5 Elect LU SUNG-CHING, a Representative of HON JIN
INTERNATIONAL INVESTMENT CO. , LTD. with
SHAREHOLDER NO.00057132, as Non-Independent Director Management For Voted - For
8.6 Elect TAI, CHENG-WU, a Representative of FULLDREAM
INFORMATION CO., LTD. with SHAREHOLDER NO.00412779,
as Non-Independent Director Management For Voted - For
8.7 Elect WANG KUO-CHENG, with ID NO. F120591XXX, as
Independent Director Management For Voted - For
8.8 Elect KUO TA-WEI, with ID NO. F121315XXX, as
Independent Director Management For Voted - For
8.9 Elect KUNG KUO-CHUAN, with ID NO. F122128XXX, as
Independent Director Management For Voted - For
9 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
HONG KONG EXCHANGES & CLEARING LTD.
Security ID: Y3506N139 Ticker: 388
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect Apurv Bagri as Director Management For Voted - For
3 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Authorize Repurchase of Issued Share Capital Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6a Approve Remuneration Payable to the Chairman and
Each of the Other Non-Executive Directors of HKEX Management For Voted - For
6b Approve Remuneration Payable to the Chairman and
Each of the Other Members in Respect of Each
Committee Management For Voted - For
IHS MARKIT LTD.
Security ID: G47567105 Ticker: INFO
Meeting Date: 11-Apr-19 Meeting Type: Annual
1a Elect Director Jean-Paul L. Montupet Management For Voted - For
1b Elect Director Richard W. Roedel Management For Voted - For
1c Elect Director James A. Rosenthal Management For Voted - For
1d Elect Director Lance Uggla Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Provide Proxy Access Right Management For Voted - For
INFOSYS LIMITED
Security ID: 456788108 Ticker: 500209
Meeting Date: 22-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend Management For Voted - For
3 Elect Nandan M. Nilekani as Director Management For Voted - For
4 Approve Infosys Expanded Stock Ownership Program -
2019 to Eligible Employees of the Company Management For Voted - For
5 Approve Infosys Expanded Stock Ownership Program -
2019 to Eligible Employees of the Company's
Subsidiaries Management For Voted - For
6 Approve Secondary Acquisition of Shares of the
Company by the Infosys Expanded Stock Ownership
Trust Management For Voted - For
7 Approve Grant of Stock Incentives to Salil Parekh
Under Infosys Expanded Stock Ownership Program -
2019 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Change of Terms of Appointment of Salil
Parekh as Chief Executive Officer and Managing
Director Management For Voted - For
9 Approve Grant of Stock Incentives to U. B. Pravin
Rao Under Infosys Expanded Stock Ownership Program
- 2019 Management For Voted - For
INFOSYS LTD.
Security ID: 456788108 Ticker: 500209
Meeting Date: 22-Aug-18 Meeting Type: Special
1 Increase Authorized Share Capital Management For Voted - For
2 Amend Memorandum of Association to Reflect Changes
in Capital Management For Voted - For
3 Approve Issuance of Bonus Shares Management For Voted - For
4 Elect Michael Gibbs as Director Management For Voted - For
Meeting Date: 12-Mar-19 Meeting Type: Special
1 Approve Buyback of Equity Shares Management For Voted - For
2 Reelect Kiran Mazumdar-Shaw as Director Management For Voted - For
INTEL CORPORATION
Security ID: 458140100 Ticker: INTC
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Aneel Bhusri Management For Voted - For
1b Elect Director Andy D. Bryant Management For Voted - For
1c Elect Director Reed E. Hundt Management For Voted - For
1d Elect Director Omar Ishrak Management For Voted - For
1e Elect Director Risa Lavizzo-Mourey Management For Voted - For
1f Elect Director Tsu-Jae King Liu Management For Voted - For
1g Elect Director Gregory D. Smith Management For Voted - For
1h Elect Director Robert 'Bob' H. Swan Management For Voted - For
1i Elect Director Andrew Wilson Management For Voted - For
1j Elect Director Frank D. Yeary Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Amend Omnibus Stock Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Report on Gender Pay Gap Shareholder Against Voted - For
7 Request for an Annual Advisory Vote on Political
Contributions Shareholder Against Voted - Against
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101 Ticker: IBM
Meeting Date: 30-Apr-19 Meeting Type: Annual
1.1 Elect Director Michael L. Eskew Management For Voted - For
1.2 Elect Director David N. Farr Management For Voted - For
1.3 Elect Director Alex Gorsky Management For Voted - For
1.4 Elect Director Michelle J. Howard Management For Voted - For
1.5 Elect Director Shirley Ann Jackson Management For Voted - For
1.6 Elect Director Andrew N. Liveris Management For Voted - For
1.7 Elect Director Martha E. Pollack Management For Voted - For
1.8 Elect Director Virginia M. Rometty Management For Voted - For
1.9 Elect Director Joseph R. Swedish Management For Voted - For
1.10 Elect Director Sidney Taurel Management For Voted - For
1.11 Elect Director Peter R. Voser Management For Voted - For
1.12 Elect Director Frederick H. Waddell Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Executive Incentive Bonus Plan Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
6 Require Independent Board Chairman Shareholder Against Voted - For
INTUIT, INC.
Security ID: 461202103 Ticker: INTU
Meeting Date: 17-Jan-19 Meeting Type: Annual
1a Elect Director Eve Burton Management For Voted - For
1b Elect Director Scott D. Cook Management For Voted - For
1c Elect Director Richard L. Dalzell Management For Voted - For
1d Elect Director Sasan Goodarzi Management For Voted - For
1e Elect Director Deborah Liu Management For Voted - For
1f Elect Director Suzanne Nora Johnson Management For Voted - For
1g Elect Director Dennis D. Powell Management For Voted - For
1h Elect Director Brad D. Smith Management For Voted - For
1i Elect Director Thomas Szkutak Management For Voted - For
1j Elect Director Raul Vazquez Management For Voted - For
1k Elect Director Jeff Weiner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 25-Jun-19 Meeting Type: Annual
1a Elect Director Richard Haythornthwaite Management For Voted - For
1b Elect Director Ajay Banga Management For Voted - For
1c Elect Director David R. Carlucci Management For Voted - For
1d Elect Director Richard K. Davis Management For Voted - For
1e Elect Director Steven J. Freiberg Management For Voted - For
1f Elect Director Julius Genachowski Management For Voted - For
1g Elect Director Choon Phong Goh Management For Voted - For
1h Elect Director Merit E. Janow Management For Voted - For
1i Elect Director Oki Matsumoto Management For Voted - For
1j Elect Director Youngme Moon Management For Voted - For
1k Elect Director Rima Qureshi Management For Voted - For
1l Elect Director Jose Octavio Reyes Lagunes Management For Voted - For
1m Elect Director Gabrielle Sulzberger Management For Voted - For
1n Elect Director Jackson Tai Management For Voted - For
1o Elect Director Lance Uggla Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Gender Pay Gap Shareholder Against Voted - For
5 Establish Human Rights Board Committee Shareholder Against Voted - Against
MICROSOFT CORP.
Security ID: 594918104 Ticker: MSFT
Meeting Date: 28-Nov-18 Meeting Type: Annual
1.1 Elect Director William H. Gates, III Management For Voted - For
1.2 Elect Director Reid G. Hoffman Management For Voted - For
1.3 Elect Director Hugh F. Johnston Management For Voted - For
1.4 Elect Director Teri L. List-Stoll Management For Voted - For
1.5 Elect Director Satya Nadella Management For Voted - For
1.6 Elect Director Charles H. Noski Management For Voted - For
1.7 Elect Director Helmut Panke Management For Voted - For
1.8 Elect Director Sandra E. Peterson Management For Voted - For
1.9 Elect Director Penny S. Pritzker Management For Voted - For
1.10 Elect Director Charles W. Scharf Management For Voted - For
1.11 Elect Director Arne M. Sorenson Management For Voted - For
1.12 Elect Director John W. Stanton Management For Voted - For
1.13 Elect Director John W. Thompson Management For Voted - For
1.14 Elect Director Padmasree Warrior Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
NESTLE SA
Security ID: H57312649 Ticker: NESN
Meeting Date: 11-Apr-19 Meeting Type: Annual
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF
2.45 per Share Management For Voted - For
4.1a Reelect Paul Bulcke as Director and Board Chairman Management For Voted - For
4.1b Reelect Ulf Schneider as Director Management For Voted - For
4.1c Reelect Henri de Castries as Director Management For Voted - For
4.1d Reelect Beat Hess as Director Management For Voted - For
4.1e Reelect Renato Fassbind as Director Management For Voted - For
4.1f Reelect Ann Veneman as Director Management For Voted - For
4.1g Reelect Eva Cheng as Director Management For Voted - For
4.1h Reelect Patrick Aebischer as Director Management For Voted - For
4.1i Reelect Ursula Burns as Director Management For Voted - For
4.1j Reelect Kasper Rorsted as Director Management For Voted - For
4.1k Reelect Pablo Isla as Director Management For Voted - For
4.1l Reelect Kimberly Ross as Director Management For Voted - For
4.2.1 Elect Dick Boer as Director Management For Voted - For
4.2.2 Elect Dinesh Paliwal as Director Management For Voted - For
4.3.1 Appoint Beat Hess as Member of the Compensation
Committee Management For Voted - For
4.3.2 Appoint Patrick Aebischer as Member of the
Compensation Committee Management For Voted - For
4.3.3 Appoint Ursula Burns as Member of the Compensation
Committee Management For Voted - For
4.3.4 Appoint Pablo Isla as Member of the Compensation
Committee Management For Voted - For
4.4 Ratify KPMG AG as Auditors Management For Voted - For
4.5 Designate Hartmann Dreyer as Independent Proxy Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of
CHF 10 Million Management For Voted - For
5.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 55 Million Management For Voted - For
6 Approve CHF 8.7 Million Reduction in Share Capital
via Cancellation of Repurchased Shares Management For Voted - For
7 Transact Other Business (Voting) Management Against Voted - Against
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director Persis S. Drell Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1d Elect Director James C. Gaither Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director Stephen C. Neal Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement to Remove
Director Without Cause Management For Voted - For
ORACLE CORP.
Security ID: 68389X105 Ticker: ORCL
Meeting Date: 14-Nov-18 Meeting Type: Annual
1.1 Elect Director Jeffrey S. Berg Management For Voted - Withheld
1.2 Elect Director Michael J. Boskin Management For Voted - For
1.3 Elect Director Safra A. Catz Management For Voted - For
1.4 Elect Director Bruce R. Chizen Management For Voted - Withheld
1.5 Elect Director George H. Conrades Management For Voted - Withheld
1.6 Elect Director Lawrence J. Ellison Management For Voted - For
1.7 Elect Director Hector Garcia-Molina Management For Voted - For
1.8 Elect Director Jeffrey O. Henley Management For Voted - For
1.9 Elect Director Mark V. Hurd Management For Voted - For
1.10 Elect Director Renee J. James Management For Voted - For
1.11 Elect Director Charles W. Moorman, IV Management For Voted - For
1.12 Elect Director Leon E. Panetta Management For Voted - Withheld
1.13 Elect Director William G. Parrett Management For Voted - For
1.14 Elect Director Naomi O. Seligman Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Report on Gender Pay Gap Shareholder Against Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Require Independent Board Chairman Shareholder Against Voted - For
OVERSTOCK.COM, INC.
Security ID: 690370101 Ticker: OSTK
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Joseph J. Tabacco Jr. Management For Voted - For
1.2 Elect Director Kirthi Kalyanam Management For Voted - Withheld
2 Ratify KPMG LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Rodney C. Adkins Management For Voted - For
1b Elect Director Wences Casares Management For Voted - For
1c Elect Director Jonathan Christodoro Management For Voted - For
1d Elect Director John J. Donahoe Management For Voted - For
1e Elect Director David W. Dorman Management For Voted - For
1f Elect Director Belinda J. Johnson Management For Voted - For
1g Elect Director Gail J. McGovern Management For Voted - For
1h Elect Director Deborah M. Messemer Management For Voted - For
1i Elect Director David M. Moffett Management For Voted - For
1j Elect Director Ann M. Sarnoff Management For Voted - For
1k Elect Director Daniel H. Schulman Management For Voted - For
1l Elect Director Frank D. Yeary Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - Against
5 Amend Board Governance Documents to Define Human
Rights Responsibilities Shareholder Against Voted - Against
SALESFORCE.COM, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 06-Jun-19 Meeting Type: Annual
1a Elect Director Marc Benioff Management For Voted - For
1b Elect Director Keith Block Management For Voted - For
1c Elect Director Parker Harris Management For Voted - For
1d Elect Director Craig Conway Management For Voted - For
1e Elect Director Alan Hassenfeld Management For Voted - For
1f Elect Director Neelie Kroes Management For Voted - For
1g Elect Director Colin Powell Management For Voted - For
1h Elect Director Sanford Robertson Management For Voted - For
1i Elect Director John V. Roos Management For Voted - For
1j Elect Director Bernard Tyson Management For Voted - For
1k Elect Director Robin Washington Management For Voted - For
1l Elect Director Maynard Webb Management For Voted - For
1m Elect Director Susan Wojcicki Management For Voted - For
2a Eliminate Supermajority Vote Requirement to Amend
Certificate of Incorporation and Bylaws Management For Voted - For
2b Eliminate Supermajority Vote Requirement to Remove
Directors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Ratify Ernst & Young LLP as Auditors Management For Voted - For
5 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
6 Disclose Board Diversity and Qualifications Matrix Shareholder Against Voted - Against
SAMSUNG SDS CO., LTD.
Security ID: Y7T72C103 Ticker: 018260
Meeting Date: 20-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Elect Hong Won-pyo as Inside Director Management For Voted - For
3 Amend Articles of Incorporation Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SAP SE
Security ID: D66992104 Ticker: SAP
Meeting Date: 15-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.50 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
6.1 Elect Hasso Plattner to the Supervisory Board Management For Voted - For
6.2 Elect Pekka Ala-Pietila to the Supervisory Board Management For Voted - For
6.3 Elect Aicha Evans to the Supervisory Board Management For Voted - For
6.4 Elect Diane Greene to the Supervisory Board Management For Voted - For
6.5 Elect Gesche Joost to the Supervisory Board Management For Voted - For
6.6 Elect Bernard Liautaud to the Supervisory Board Management For Voted - For
6.7 Elect Gerhard Oswald to the Supervisory Board Management For Voted - For
6.8 Elect Friederike Rotsch to the Supervisory Board Management For Voted - For
6.9 Elect Gunnar Wiedenfels to the Supervisory Board Management For Voted - For
SBI HOLDINGS, INC.
Security ID: J6991H100 Ticker: 8473
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Elect Director Kitao, Yoshitaka Management For Voted - For
1.2 Elect Director Kawashima, Katsuya Management For Voted - For
1.3 Elect Director Nakagawa, Takashi Management For Voted - For
1.4 Elect Director Takamura, Masato Management For Voted - For
1.5 Elect Director Morita, Shumpei Management For Voted - For
1.6 Elect Director Yamada, Masayuki Management For Voted - For
1.7 Elect Director Yoshida, Masaki Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Sato, Teruhide Management For Voted - For
1.9 Elect Director Takenaka, Heizo Management For Voted - For
1.10 Elect Director Suzuki, Yasuhiro Management For Voted - For
1.11 Elect Director Kusakabe, Satoe Management For Voted - For
1.12 Elect Director Kubo, Junko Management For Voted - For
2 Appoint Alternate Statutory Auditor Wakatsuki,
Tetsutaro Management For Voted - For
3 Approve Restricted Stock Plan Management For Voted - For
SK TELECOM CO., LTD.
Security ID: Y4935N104 Ticker: 017670
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Stock Option Grants Management For Voted - For
4 Approve Stock Option Grants Management For Voted - For
5 Elect Kim Seok-dong as Outside Director Management For Voted - For
6 Elect Kim Seok-dong as a Member of Audit Committee Management For Voted - For
7 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SPRINT CORPORATION
Security ID: 85207U105 Ticker: S
Meeting Date: 07-Aug-18 Meeting Type: Annual
1.1 Elect Director Gordon Bethune Management For Voted - For
1.2 Elect Director Marcelo Claure Management For Voted - Withheld
1.3 Elect Director Michel Combes Management For Voted - Withheld
1.4 Elect Director Patrick Doyle Management For Voted - For
1.5 Elect Director Ronald Fisher Management For Voted - Withheld
1.6 Elect Director Julius Genachowski Management For Voted - For
1.7 Elect Director Stephen R. Kappes Management For Voted - For
1.8 Elect Director Michael Mullen Management For Voted - Withheld
1.9 Elect Director Masayoshi Son Management For Voted - Withheld
1.10 Elect Director Sara Martinez Tucker Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SQUARE, INC.
Security ID: 852234103 Ticker: SQ
Meeting Date: 18-Jun-19 Meeting Type: Annual
1.1 Elect Director Jack Dorsey Management For Voted - Withheld
1.2 Elect Director David Viniar Management For Voted - Withheld
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Director Paul Deighton Management For Voted - Withheld
1.4 Elect Director Anna Patterson Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: 874039100 Ticker: 2330
Meeting Date: 05-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Trading Procedures Governing
Derivatives Products and Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5.1 Elect Moshe N. Gavrielov with ID No. 505930XXX as
Independent Director Management For Voted - For
TMX GROUP LIMITED
Security ID: 87262K105 Ticker: X
Meeting Date: 10-May-19 Meeting Type: Annual/Special
1 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
2a Elect Director Luc Bertrand Management For Voted - For
2b Elect Director Nicolas Darveau-Garneau Management For Voted - For
2c Elect Director Louis Eccleston Management For Voted - For
2d Elect Director Christian Exshaw Management For Voted - For
2e Elect Director Marie Giguere Management For Voted - For
2f Elect Director Martine Irman Management For Voted - For
2g Elect Director Harry Jaako Management For Voted - For
2h Elect Director William Linton Management For Voted - For
2i Elect Director Jean Martel Management For Voted - For
2j Elect Director Gerri Sinclair Management For Voted - For
2k Elect Director Kevin Sullivan Management For Voted - For
2l Elect Director Eric Wetlaufer Management For Voted - For
2m Elect Director Charles Winograd Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
VIDENTE CO., LTD.
Security ID: Y9013G103 Ticker: 121800
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.1 Elect Jeong Da-yeon as Outside Director Management For Voted - Against
3.2 Elect Lee Hong-ju as Outside Director Management For Voted - For
4 Appoint Yoo Sang-jin as Internal Auditor Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
6 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
7 Approve Terms of Retirement Pay Management For Voted - Against
VISA, INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a Elect Director Lloyd A. Carney Management For Voted - For
1b Elect Director Mary B. Cranston Management For Voted - For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For Voted - For
1d Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1e Elect Director John F. Lundgren Management For Voted - For
1f Elect Director Robert W. Matschullat Management For Voted - For
1g Elect Director Denise M. Morrison Management For Voted - For
1h Elect Director Suzanne Nora Johnson Management For Voted - For
1i Elect Director John A.C. Swainson Management For Voted - For
1j Elect Director Maynard G. Webb, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
VMWARE, INC.
Security ID: 928563402 Ticker: VMW
Meeting Date: 25-Jun-19 Meeting Type: Annual
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
WIRECARD AG
Security ID: D22359133 Ticker: WDI
Meeting Date: 18-Jun-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.20 per Share Management For Voted - Against
3.1 Approve Discharge of Management Board Member Markus
Braun for Fiscal 2018 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Innovation Shares NextGen Protocol ETF
Proposal Proposed by Mgt. Position Registrant Voted
3.2 Approve Discharge of Management Board Member
Alexander von Knoop for Fiscal 2018 Management For Voted - For
3.3 Approve Discharge of Management Board Member Jan
Marsalek for Fiscal 2018 Management For Voted - For
3.4 Approve Discharge of Management Board Member
Susanne Steidl for Fiscal 2018 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Wulf
Matthias for Fiscal 2018 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Alfons Henseler for Fiscal 2018 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member
Stefan Klestil for Fiscal 2018 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member
Vuyiswa M'Cwabeni for Fiscal 2018 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member
Anastassia Lauterbach for Fiscal 2018 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member
Susanna Quintana-Plaza for Fiscal 2018 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2019 Management For Voted - For
6 Elect Thomas Eichelmann to the Supervisory Board Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 900
Million; Approve Creation of EUR 8 Million Pool of
Capital to Guarantee Conversion Rights Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3D SYSTEMS CORPORATION
Security ID: 88554D205 Ticker: DDD
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Malissia Clinton Management For Voted - For
1.2 Elect Director William E. Curran Management For Voted - For
1.3 Elect Director Thomas W. Erickson Management For Voted - For
1.4 Elect Director Charles W. Hull Management For Voted - For
1.5 Elect Director William D. Humes Management For Voted - For
1.6 Elect Director Vyomesh I. Joshi Management For Voted - For
1.7 Elect Director Jim D. Kever Management For Voted - For
1.8 Elect Director Charles G. McClure, Jr. Management For Voted - For
1.9 Elect Director Kevin S. Moore Management For Voted - For
1.10 Elect Director John J. Tracy Management For Voted - For
1.11 Elect Director Jeffrey Wadsworth Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify BDO USA, LLP as Auditor Management For Voted - For
4 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
ABB LTD.
Security ID: H0010V101 Ticker: ABBN
Meeting Date: 02-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF
0.80 per Share Management For Voted - For
5 Approve Creation of CHF 24 Million Pool of Capital
without Preemptive Rights Management For Voted - For
6.1 Approve Maximum Remuneration of Board of Directors
in the Amount of CHF 4.7 Million Management For Voted - For
6.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 55.5 Million Management For Voted - For
7.1 Elect Matti Alahuhta as Director Management For Voted - For
7.2 Elect Gunnar Brock as Director Management For Voted - For
7.3 Elect David Constable as Director Management For Voted - For
7.4 Elect Lars Foerberg as Director Management For Voted - For
7.5 Elect Frederico Curado as Director Management For Voted - For
7.6 Elect Jennifer Xin-Zhe Li as Director Management For Voted - For
7.7 Elect Geraldine Matchett as Director Management For Voted - For
7.8 Elect Satish Pai as Director Management For Voted - For
7.9 Elect David Meline as Director Management For Voted - For
7.10 Elect Jacob Wallenberg as Director Management For Voted - For
7.11 Elect Peter Voser as Director and Board Chairman Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
8.1 Appoint David Constable as Member of the
Compensation Committee Management For Voted - For
8.2 Appoint Frederico Curado as Member of the
Compensation Committee Management For Voted - For
8.3 Appoint Jennifer Xin-Zhe Li as Member of the
Compensation Committee Management For Voted - For
9 Designate Hans Zehnder as Independent Proxy Management For Voted - For
10 Ratify KPMG AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
ACCURAY, INC.
Security ID: 004397105 Ticker: ARAY
Meeting Date: 16-Nov-18 Meeting Type: Annual
1.1 Elect Director Elizabeth Davila Management For Voted - For
1.2 Elect Director Joshua H. Levine Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Grant Thornton LLP as Auditors Management For Voted - For
ADVANTECH CO., LTD.
Security ID: Y0017P108 Ticker: 2395
Meeting Date: 28-May-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
6 Amend Trading Procedures Governing Derivatives
Products Management For Voted - For
AEROVIRONMENT, INC.
Security ID: 008073108 Ticker: AVAV
Meeting Date: 28-Sep-18 Meeting Type: Annual
1.1 Elect Director Timothy E. Conver Management For Voted - For
1.2 Elect Director Arnold L. Fishman Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
AIRTAC INTERNATIONAL GROUP
Security ID: G01408106 Ticker: 1590
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3.1 Elect LEONG KAM SON, with ID NO. A35166XXX, as
Independent Director Management For Voted - Against
3.2 Elect RENN JYH CHYANG, with ID NO. R122268XXX, as
Independent Director Management For Voted - For
3.3 Elect LIN YU YA., with ID NO. R221550XXX, as
Independent Director Management For Voted - For
3.4 Elect Non-Independent Director 1 Shareholder None Voted - Against
3.5 Elect Non-Independent Director 2 Shareholder None Voted - Against
3.6 Elect Non-Independent Director 3 Shareholder None Voted - Against
3.7 Elect Non-Independent Director 4 Shareholder None Voted - Against
3.8 Elect Non-Independent Director 5 Shareholder None Voted - Against
3.9 Elect Non-Independent Director 6 Shareholder None Voted - Against
4 Amend Articles of Association Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
7 Amend Trading Procedures Governing Derivatives
Products Management For Voted - For
8 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - Against
AMANO CORP.
Security ID: J01302108 Ticker: 6436
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 55 Management For Voted - For
2.1 Elect Director Nakajima, Izumi Management For Voted - For
2.2 Elect Director Tsuda, Hiroyuki Management For Voted - For
2.3 Elect Director Akagi, Takeshi Management For Voted - For
2.4 Elect Director Sasaya, Yasuhiro Management For Voted - For
2.5 Elect Director Ihara, Kunihiro Management For Voted - For
2.6 Elect Director Yamazaki, Manabu Management For Voted - For
2.7 Elect Director Kishi, Isao Management For Voted - For
2.8 Elect Director Kawashima, Kiyoshi Management For Voted - For
2.9 Elect Director Omori, Michinobu Management For Voted - For
3 Appoint Statutory Auditor Nakaya, Hanae Management For Voted - For
4 Appoint Alternate Statutory Auditor Inoue, Mitsuaki Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMBARELLA, INC.
Security ID: G037AX101 Ticker: AMBA
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Elect Director Chenming C. Hu Management For Voted - For
1.2 Elect Director Teresa H. Meng Management For Voted - For
1.3 Elect Director Feng-Ming "Fermi" Wang Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
APTIV PLC
Security ID: G6095L109 Ticker: APTV
Meeting Date: 25-Apr-19 Meeting Type: Annual
1 Elect Director Kevin P. Clark Management For Voted - For
2 Elect Director Nancy E. Cooper Management For Voted - For
3 Elect Director Frank J. Dellaquila Management For Voted - For
4 Elect Director Nicholas M. Donofrio Management For Voted - For
5 Elect Director Mark P. Frissora Management For Voted - For
6 Elect Director Rajiv L. Gupta Management For Voted - For
7 Elect Director Sean O. Mahoney Management For Voted - For
8 Elect Director Robert K. Ortberg Management For Voted - For
9 Elect Director Colin J. Parris Management For Voted - For
10 Elect Director Ana G. Pinczuk Management For Voted - For
11 Elect Director Lawrence A. Zimmerman Management For Voted - For
12 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ATS AUTOMATION TOOLING SYSTEMS INC.
Security ID: 001940105 Ticker: ATA
Meeting Date: 16-Aug-18 Meeting Type: Annual
1.1 Elect Director Neil D. Arnold Management For Voted - For
1.2 Elect Director Joanne S. Ferstman Management For Voted - For
1.3 Elect Director Andrew P. Hider Management For Voted - For
1.4 Elect Director Kirsten Lange Management For Voted - For
1.5 Elect Director Michael E. Martino Management For Voted - For
1.6 Elect Director David L. McAusland Management For Voted - For
1.7 Elect Director Philip B. Whitehead Management For Voted - For
1.8 Elect Director Daryl C.F. Wilson Management For Voted - For
2 Approve Ernst & Young LLP as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
AUTODESK, INC.
Security ID: 052769106 Ticker: ADSK
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a Elect Director Andrew Anagnost Management For Voted - For
1b Elect Director Karen Blasing Management For Voted - For
1c Elect Director Reid French Management For Voted - For
1d Elect Director Blake Irving Management For Voted - For
1e Elect Director Mary T. McDowell Management For Voted - For
1f Elect Director Stephen Milligan Management For Voted - For
1g Elect Director Lorrie M. Norrington Management For Voted - For
1h Elect Director Betsy Rafael Management For Voted - For
1i Elect Director Stacy J. Smith Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BIOTELEMETRY, INC.
Security ID: 090672106 Ticker: BEAT
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director Tiffany Olson Management For Voted - For
1.2 Elect Director Stephan Rietiker Management For Voted - For
1.3 Elect Director Rebecca W. Rimel Management For Voted - For
1.4 Elect Director Robert J. Rubin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
BLUE PRISM GROUP PLC
Security ID: G1193C101 Ticker: PRSM
Meeting Date: 19-Mar-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Reappoint BDO LLP as Auditors Management For Voted - For
3 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
4 Approve Remuneration Report Management For Voted - Against
5 Re-elect Kenneth Lever as Director Management For Voted - For
6 Re-elect Charmaine Carmichael as Director Management For Voted - For
7 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
8 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
9 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
10 Authorise Market Purchase of Ordinary Shares Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
BROOKS AUTOMATION, INC.
Security ID: 114340102 Ticker: BRKS
Meeting Date: 30-Jan-19 Meeting Type: Annual
1.1 Elect Director A. Clinton Allen Management For Voted - For
1.2 Elect Director Robyn C. Davis Management For Voted - For
1.3 Elect Director Joseph R. Martin Management For Voted - For
1.4 Elect Director Krishna G. Palepu Management For Voted - For
1.5 Elect Director Kirk P. Pond Management For Voted - For
1.6 Elect Director Michael Rosenblatt Management For Voted - For
1.7 Elect Director Stephen S. Schwartz Management For Voted - For
1.8 Elect Director Alfred Woollacott, III Management For Voted - For
1.9 Elect Director Mark. S. Wrighton Management For Voted - For
1.10 Elect Director Ellen M. Zane Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers, LLP as Auditors Management For Voted - For
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108 Ticker: CDNS
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director Mark W. Adams Management For Voted - For
1.2 Elect Director Susan L. Bostrom Management For Voted - For
1.3 Elect Director James D. Plummer Management For Voted - For
1.4 Elect Director Alberto Sangiovanni-Vincentelli Management For Voted - For
1.5 Elect Director John B. Shoven Management For Voted - For
1.6 Elect Director Roger S. Siboni Management For Voted - For
1.7 Elect Director Young K. Sohn Management For Voted - For
1.8 Elect Director Lip-Bu Tan Management For Voted - For
1.9 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Eliminate Supermajority Voting Requirement for
Specified Corporate Actions Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify KPMG LLP as Auditors Management For Voted - For
CARGOTEC OYJ
Security ID: X10788101 Ticker: CGCBV
Meeting Date: 19-Mar-19 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Call the Meeting to Order Management None Non-Voting
3 Designate Inspector or Shareholder
Representative(s) of Minutes of Meeting Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Acknowledge Proper Convening of Meeting Management For Voted - For
5 Prepare and Approve List of Shareholders Management For Voted - For
6 Receive Financial Statements and Statutory Reports Management None Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of EUR
1.09 Per Class A Share and EUR 1.10 Per Class B
Share Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Approve Remuneration of Directors in the Amount of
EUR 85,000 for Chairman, EUR 60,000 for Vice
Chairman, and EUR 45,000 for Other Directors;
Approve Remuneration for Committee Work; Approve
Meeting Fees Management For Voted - For
11 Fix Number of Directors at Nine Management For Voted - For
12 Reelect Jorma Eloranta, Tapio Hakakari, Ilkka
Herlin, Peter Immonen, Teresa Kemppi-Vasama,
Johanna Lamminen, Kaisa Olkkonen, Teuvo Salminen
and Heikki Soljama as Directors Management For Voted - For
13 Approve Remuneration of Auditors Management For Voted - For
14 Fix Number of Auditors at One Management For Voted - For
15 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
16 Authorize Share Repurchase Program Management For Voted - For
17 Approve Issuance of up to 952,000 Class A Shares
and 5.4 Million Class B Shares without Preemptive
Rights Management For Voted - For
18 Close Meeting Management None Non-Voting
COGNEX CORP.
Security ID: 192422103 Ticker: CGNX
Meeting Date: 25-Apr-19 Meeting Type: Annual
1.1 Elect Director Robert J. Shillman Management For Voted - For
1.2 Elect Director Anthony Sun Management For Voted - For
1.3 Elect Director Robert J. Willett Management For Voted - For
2 Ratify Grant Thornton LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DAIFUKU CO., LTD.
Security ID: J08988107 Ticker: 6383
Meeting Date: 21-Jun-19 Meeting Type: Annual
1.1 Elect Director Tanaka, Akio Management For Voted - For
1.2 Elect Director Geshiro, Hiroshi Management For Voted - For
1.3 Elect Director Inohara, Mikio Management For Voted - For
1.4 Elect Director Honda, Shuichi Management For Voted - For
1.5 Elect Director Iwamoto, Hidenori Management For Voted - For
1.6 Elect Director Nakashima, Yoshiyuki Management For Voted - For
1.7 Elect Director Sato, Seiji Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Ozawa, Yoshiaki Management For Voted - For
1.9 Elect Director Sakai, Mineo Management For Voted - For
1.10 Elect Director Kato, Kaku Management For Voted - For
1.11 Elect Director Kaneko, Keiko Management For Voted - For
2 Appoint Statutory Auditor Wada, Nobuo Management For Voted - For
DAIHEN CORP.
Security ID: J09114109 Ticker: 6622
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 40 Management For Voted - For
2.1 Elect Director Tajiri, Tetsuya Management For Voted - For
2.2 Elect Director Koshino, Shigekazu Management For Voted - For
2.3 Elect Director Kamo, Kazuo Management For Voted - For
2.4 Elect Director Morimoto, Keiki Management For Voted - For
2.5 Elect Director Minomo, Shoichiro Management For Voted - For
2.6 Elect Director Kimura, Haruhisa Management For Voted - For
2.7 Elect Director Sanjo, Kusuo Management For Voted - For
2.8 Elect Director Ando, Keiichi Management For Voted - For
3.1 Appoint Statutory Auditor Urai, Naoki Management For Voted - For
3.2 Appoint Statutory Auditor Takahashi, Keitaro Management For Voted - For
3.3 Appoint Statutory Auditor Urata, Haruo Management For Voted - Against
3.4 Appoint Statutory Auditor Furusawa, Masayuki Management For Voted - For
4 Approve Restricted Stock Plan Management For Voted - For
DASSAULT SYSTEMES SA
Security ID: F2457H472 Ticker: DSY
Meeting Date: 23-May-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
0.65 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Mentioning the Absence of New
Transactions Management For Voted - For
5 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
6 Approve Remuneration Policy of Vice Chairman of the
Board and CEO Management For Voted - Against
7 Approve Compensation of Charles Edelstenne,
Chairman of the Board Management For Voted - For
8 Approve Compensation of Bernard Charles, Vice
Chairman of the Board and CEO Management For Voted - Against
9 Reelect Catherine Dassault as Director Management For Voted - For
10 Reelect Toshiko Mori as Director Management For Voted - For
11 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
12 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
13 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million Management For Voted - For
14 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 12 Million Management For Voted - For
15 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements up to Aggregate
Nominal Amount of EUR 12 Million Management For Voted - For
16 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Above Management For Voted - For
17 Authorize Capitalization of Reserves of Up to EUR
12 Million for Bonus Issue or Increase in Par Value Management For Voted - For
18 Authorize Capital Increase of up to 10 Percent of
Issued Capital for Contributions in Kind Management For Voted - Against
19 Authorize up to 3 Percent of Issued Capital for Use
in Stock Option Plans Reserved for Employees and
Executive Officers Management For Voted - Against
20 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
21 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
DEERE & CO.
Security ID: 244199105 Ticker: DE
Meeting Date: 27-Feb-19 Meeting Type: Annual
1a Elect Director Samuel R. Allen Management For Voted - For
1b Elect Director Vance D. Coffman Management For Voted - For
1c Elect Director Alan C. Heuberger Management For Voted - For
1d Elect Director Charles O. Holliday, Jr. Management For Voted - For
1e Elect Director Dipak C. Jain Management For Voted - For
1f Elect Director Michael O. Johanns Management For Voted - For
1g Elect Director Clayton M. Jones Management For Voted - For
1h Elect Director Gregory R. Page Management For Voted - For
1i Elect Director Sherry M. Smith Management For Voted - For
1j Elect Director Dmitri L. Stockton Management For Voted - For
1k Elect Director Sheila G. Talton Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
DELTA ELECTRONICS, INC.
Security ID: Y20263102 Ticker: 2308
Meeting Date: 10-Jun-19 Meeting Type: Annual
1 Approve Financial Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
4 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
5 Amend Procedures for Endorsement and Guarantees Management For Voted - For
6 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
DUERR AG
Security ID: D23279108 Ticker: DUE
Meeting Date: 10-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR 1
per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2019 and the First Quarter of Fiscal 2020 Management For Voted - For
6 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 400
Million; Approve Creation of EUR 17.7 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - For
7 Approve Creation of EUR 53.1 Million Pool of
Capital with Partial Exclusion of Preemptive Rights Management For Voted - For
8 Approve Remuneration of Supervisory Board Management For Voted - Against
ELEKTA AB
Security ID: W2479G107 Ticker: EKTA.B
Meeting Date: 30-Aug-18 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive Financial Statements and Statutory Reports Management None Non-Voting
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
8 Receive President's Report Management None Non-Voting
9 Accept Financial Statements and Statutory Reports Management For Voted - For
10 Approve Allocation of Income and Dividends of SEK
1.40 Per Share Management For Voted - For
11 Approve Discharge of Board and President Management For Voted - For
12 Receive Nominating Committee's Report Management None Non-Voting
13 Determine Number of Members (9) and Deputy Members
(0) of Board Management For Voted - For
14 Approve Remuneration of Directors in the Aggregate
Amount of SEK 5.2 Million Management For Voted - For
15 Reelect Annika Espander Jansson, Laurent Leksell,
Caroline Leksell Cooke, Johan Malmqvist, Tomas
Puusepp, Wolfgang Reim, Jan Secher and Birgitta
Stymne Goransson as Directors; Elect Cecilia
Wikstrom as New Director Management For Voted - For
16 Ratify PricewaterhouseCoopers AB as Auditors Management For Voted - For
17 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
18.1 Approve Performance Share Plan 2018 Management For Voted - Against
18.2 Approve Equity Plan Financing of the 2018 PSP Management For Voted - Against
19 Approve Equity Plan Financing of 2016 and 2017
Performance Share Plans Management For Voted - For
20.1 Authorize Share Repurchase Program Management For Voted - For
20.2 Authorize Reissuance of Repurchased Shares Management For Voted - For
21 Authorize Chairman of Board and Representatives of
Four of Company's Largest Shareholders to Serve on
Nominating Committee Management For Voted - For
22 Close Meeting Management None Non-Voting
FANUC CORP.
Security ID: J13440102 Ticker: 6954
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 404.92 Management For Voted - For
2.1 Elect Director Inaba, Yoshiharu Management For Voted - For
2.2 Elect Director Yamaguchi, Kenji Management For Voted - For
2.3 Elect Director Uchida, Hiroyuki Management For Voted - For
2.4 Elect Director Gonda, Yoshihiro Management For Voted - For
2.5 Elect Director Saito, Yutaka Management For Voted - For
2.6 Elect Director Inaba, Kiyonori Management For Voted - For
2.7 Elect Director Noda, Hiroshi Management For Voted - For
2.8 Elect Director Richard E. Schneider Management For Voted - For
2.9 Elect Director Tsukuda, Kazuo Management For Voted - For
2.10 Elect Director Imai, Yasuo Management For Voted - For
2.11 Elect Director Ono, Masato Management For Voted - For
3.1 Appoint Statutory Auditor Kohari, Katsuo Management For Voted - For
3.2 Appoint Statutory Auditor Mitsumura, Katsuya Management For Voted - For
3.3 Appoint Statutory Auditor Yokoi, Hidetoshi Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
FARO TECHNOLOGIES, INC.
Security ID: 311642102 Ticker: FARO
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director John E. Caldwell Management For Voted - For
1.2 Elect Director John Donofrio Management For Voted - For
1.3 Elect Director Yuval Wasserman Management For Voted - For
2 Ratify Grant Thornton LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FLIR SYSTEMS, INC.
Security ID: 302445101 Ticker: FLIR
Meeting Date: 19-Apr-19 Meeting Type: Annual
1A Elect Director James J. Cannon Management For Voted - For
1B Elect Director John D. Carter Management For Voted - For
1C Elect Director William W. Crouch Management For Voted - For
1D Elect Director Catherine A. Halligan Management For Voted - For
1E Elect Director Earl R. Lewis Management For Voted - For
1F Elect Director Angus L. Macdonald Management For Voted - For
1G Elect Director Michael T. Smith Management For Voted - For
1H Elect Director Cathy A. Stauffer Management For Voted - For
1I Elect Director Robert S. Tyrer Management For Voted - For
1J Elect Director John W. Wood, Jr. Management For Voted - For
1K Elect Director Steven E. Wynne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
FUJI CORP.
Security ID: J1R541101 Ticker: 6134
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 25 Management For Voted - For
2.1 Elect Director Soga, Nobuyuki Management For Voted - For
2.2 Elect Director Suhara, Shinsuke Management For Voted - For
2.3 Elect Director Kawai, Takayoshi Management For Voted - For
2.4 Elect Director Ezaki, Hajime Management For Voted - For
2.5 Elect Director Tatsumi, Mitsuji Management For Voted - For
2.6 Elect Director Sugiura, Masaaki Management For Voted - For
2.7 Elect Director Kawai, Nobuko Management For Voted - For
2.8 Elect Director Tamada, Hideaki Management For Voted - For
3 Appoint Statutory Auditor Yamashita, Kayoko Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Appoint Alternate Statutory Auditor Abe, Masaaki Management For Voted - For
GEA GROUP AG
Security ID: D28304109 Ticker: G1A
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.85 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
6 Elect Colin Hall to the Supervisory Board Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
8 Approve Remuneration System for Management Board
Members Management For Voted - For
9 Voting Instructions for Motions or Nominations by
Shareholders that are not Made Accessible Before
the AGM and that are Made or Amended in the Course
of the AGM Management None Voted - Against
GLOBAL UNICHIP CORP.
Security ID: Y2724H106 Ticker: 3443
Meeting Date: 16-May-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
GLOBUS MEDICAL, INC.
Security ID: 379577208 Ticker: GMED
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a Elect Director Daniel T. Lemaitre Management For Voted - For
1b Elect Director David C. Paul Management For Voted - Against
1c Elect Director Ann D. Rhoads Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD.
Security ID: Y3038Z105 Ticker: 002415
Meeting Date: 10-May-19 Meeting Type: Annual
1 Approve Annual Report and Summary Management For Voted - For
2 Approve Report of the Board of Directors Management For Voted - For
3 Approve Report of the Board of Supervisors Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Profit Distribution Management For Voted - For
6 Approve Internal Control Self-Evaluation Report Management For Voted - For
7 Approve to Appoint Auditor Management For Voted - For
8 Approve Related Party Transaction Management For Voted - For
9 Approve Application of Credit Lines Management For Voted - For
10 Approve Provision of Guarantee Management For Voted - Against
11 Approve Issuance of Medium Term Notes Management For Voted - For
12 Amend Authorization Management System Management For Voted - For
13 Approve Amendments to Articles of Association Management For Voted - For
14 Approve Repurchase and Cancellation of Performance
Shares Management For Voted - For
HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD.
Security ID: Y3063F107 Ticker: 002008
Meeting Date: 10-Apr-19 Meeting Type: Special
1 Approve Determination of the Use of the Repurchased
Company Shares Management For Voted - For
Meeting Date: 13-May-19 Meeting Type: Annual
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Annual Report and Summary Management For Voted - For
4 Approve Financial Statements Management For Voted - For
5 Approve Profit Distribution Management For Voted - For
6 Approve External Guarantee Management For Voted - Against
7 Approve Use of Own Funds for Investment in
Financial Products Management For Voted - For
8 Approve to Appoint Auditor Management For Voted - For
9 Amend Articles of Association Management For Voted - Against
10 Approve Use of Idle Raised Funds for Cash Management Management For Voted - For
HARMONIC DRIVE SYSTEMS, INC.
Security ID: J1886F103 Ticker: 6324
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 19 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2.1 Elect Director Ito, Mitsumasa Management For Voted - For
2.2 Elect Director Nagai, Akira Management For Voted - For
2.3 Elect Director Yasue, Hideo Management For Voted - For
2.4 Elect Director Maruyama, Akira Management For Voted - For
2.5 Elect Director Ito, Yoshinori Management For Voted - For
2.6 Elect Director Ito, Yoshimasa Management For Voted - For
2.7 Elect Director Yoshida, Haruhiko Management For Voted - For
2.8 Elect Director Sakai, Shinji Management For Voted - For
2.9 Elect Director Nakamura, Masanobu Management For Voted - For
3 Approve Annual Bonus Management For Voted - For
HEXAGON AB
Security ID: W40063104 Ticker: HEXA.B
Meeting Date: 08-Apr-19 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Elect Chairman of Meeting Management For Voted - For
3 Prepare and Approve List of Shareholders Management For Voted - For
4 Approve Agenda of Meeting Management For Voted - For
5 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
6 Acknowledge Proper Convening of Meeting Management For Voted - For
7 Receive President's Report Management None Non-Voting
8.a Receive Financial Statements and Statutory Reports Management None Non-Voting
8.b Receive Auditor's Report on Application of
Guidelines for Remuneration for Executive Management Management None Non-Voting
8.c Receive the Board's Dividend Proposal Management None Non-Voting
9.a Accept Financial Statements and Statutory Reports Management For Voted - For
9.b Approve Allocation of Income and Dividends of EUR
0.59 Per Share Management For Voted - For
9.c Approve Discharge of Board and President Management For Voted - For
10 Determine Number of Members (7) and Deputy Members
(0) of Board Management For Voted - For
11 Approve Remuneration of Directors in the Amount of
SEK 1.85 Million for Chairman, and SEK 615,000 for
Other Directors; Approve Remuneration for Committee
Work; Approve Remuneration of Auditors Management For Voted - For
12 Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika
Francke, John Brandon, Henrik Henriksson, Sofia
Schorling Hogberg and Marta Schorling Andreen as
Directors; Ratify Ernst & Young as Auditors Management For Voted - Against
13 Reelect Mikael Ekdahl, Jan Andersson, Johan
Strandberg and Ossian Ekdahl as Members of
Nominating Committee Management For Voted - For
14 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
15 Close Meeting Management None Non-Voting
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
HIWIN TECHNOLOGIES CORP.
Security ID: Y3226A102 Ticker: 2049
Meeting Date: 28-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Approve Amendments to Articles of Association Management For Voted - For
5 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Amend Procedures for Endorsement and Guarantees Management For Voted - For
8 Approve Amendments to Rules and Procedures
Regarding Shareholder's General Meeting Management For Voted - For
9.1 Elect Chuo, Yung-Tsai with Shareholder No. 2 as
Non-Independent Director Management For Voted - For
9.2 Elect Chen, Chin-Tsai with Shareholder No. 11 as
Non-Independent Director Management For Voted - Against
9.3 Elect Lee, Shun-Chin with Shareholder No. 9 as
Non-Independent Director Management For Voted - Against
9.4 Elect Tsai Huey-Chin with Shareholder No. 3 as
Non-Independent Director Management For Voted - Against
9.5 Elect Chuo, Wen-Hen with Shareholder No. 24 as
Non-Independent Director Management For Voted - Against
9.6 Elect a Representative San Hsin Investment Co.,
Ltd. with Shareholder No. 1711 as Non-Independent
Director Management For Voted - Against
9.7 Elect Chiang, Cheng-Ho with ID No. F102570XXX as
Independent Director Management For Voted - Against
9.8 Elect Chen Ching-Hui with ID No. A201684XXX as
Independent Director Management For Voted - For
9.9 Elect Tu, Li-Ming with ID No. H200486XXX as
Independent Director Management For Voted - For
10 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors and
Representatives Management For Voted - For
III
Security ID: 533900106 Ticker: LECO
Meeting Date: 24-Apr-19 Meeting Type: Annual
1.8 Elect Director Christopher L. Mapes Management For Voted - For
1.9 Elect Director Phillip J. Mason Management For Voted - For
1.10 Elect Director Ben P. Patel Management For Voted - For
1.11 Elect Director Hellene S. Runtagh Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 29-May-19 Meeting Type: Annual
1A Elect Director Frances Arnold Management For Voted - For
1B Elect Director Francis A. deSouza Management For Voted - For
1C Elect Director Susan E. Siegel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Report on Political Contributions Shareholder Against Voted - For
INTUITIVE SURGICAL, INC.
Security ID: 46120E602 Ticker: ISRG
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a Elect Director Craig H. Barratt Management For Voted - For
1b Elect Director Gary S. Guthart Management For Voted - For
1c Elect Director Amal M. Johnson Management For Voted - For
1d Elect Director Don R. Kania Management For Voted - For
1e Elect Director Keith R. Leonard, Jr. Management For Voted - For
1f Elect Director Alan J. Levy Management For Voted - For
1g Elect Director Jami Dover Nachtsheim Management For Voted - For
1h Elect Director Mark J. Rubash Management For Voted - For
1i Elect Director Lonnie M. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Adopt Simple Majority Vote Shareholder Against Voted - For
IPG PHOTONICS CORPORATION
Security ID: 44980X109 Ticker: IPGP
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director Valentin P. Gapontsev Management For Voted - For
1.2 Elect Director Eugene A. Scherbakov Management For Voted - For
1.3 Elect Director Igor Samartsev Management For Voted - For
1.4 Elect Director Michael C. Child Management For Voted - For
1.5 Elect Director Gregory P. Dougherty Management For Voted - For
1.6 Elect Director Henry E. Gauthier Management For Voted - For
1.7 Elect Director Catherine P. Lego Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Eric Meurice Management For Voted - For
1.9 Elect Director John R. Peeler Management For Voted - For
1.10 Elect Director Thomas J. Seifert Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
IROBOT CORPORATION
Security ID: 462726100 Ticker: IRBT
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Elect Director Mohamad Ali Management For Voted - For
1.2 Elect Director Michael Bell Management For Voted - For
1.3 Elect Director Ruey-Bin Kao Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Declassify the Board of Directors Management For Voted - For
5 Provide Right to Call Special Meeting Management For Voted - For
6 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
ISRA VISION AG
Security ID: D36816102 Ticker: ISR
Meeting Date: 19-Mar-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2017/18 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.15 per Share Management For Voted - Against
3 Approve Discharge of Management Board for Fiscal
2017/18 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2017/18 Management For Voted - For
5 Ratify RSM GmbH as Auditors for Fiscal 2018/19 Management For Voted - For
6 Elect Hans-Peter Sollinger to the Supervisory Board Management For Voted - Against
7 Approve Remuneration of Supervisory Board Management For Voted - For
JENOPTIK AG
Security ID: D3S19K104 Ticker: JEN
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.35 per Share Management For Voted - Against
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2019 Management For Voted - For
6 Approve Creation of EUR 44 Million Pool of Capital
with Partial Exclusion of Preemptive Rights Management For Voted - For
JOHN BEAN TECHNOLOGIES CORPORATION
Security ID: 477839104 Ticker: JBT
Meeting Date: 10-May-19 Meeting Type: Annual
1.1 Elect Director Alan D. Feldman Management For Voted - For
1.2 Elect Director James E. Goodwin Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditor Management For Voted - For
KARDEX AG
Security ID: H44577189 Ticker: KARN
Meeting Date: 11-Apr-19 Meeting Type: Annual
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-Binding) Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Philipp Buhofer as Director Management For Voted - Against
4.1.2 Reelect Jakob Bleiker as Director Management For Voted - For
4.1.3 Reelect Ulrich Looser as Director Management For Voted - For
4.1.4 Reelect Felix Thoeni as Director Management For Voted - Against
4.1.5 Reelect Walter Vogel as Director Management For Voted - Against
4.2 Reelect Philipp Buhofer as Board Chairman Management For Voted - Against
4.3.1 Reappoint Ulrich Looser as Member of the
Compensation Committee Management For Voted - For
4.3.2 Reappoint Felix Thoeni as Member of the
Compensation Committee Management For Voted - Against
4.3.3 Reappoint Walter Vogel as Member of the
Compensation Committee Management For Voted - Against
4.4 Designate Wenger & Vieli AG as Independent Proxy Management For Voted - For
4.5 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
5.1 Approve Maximum Remuneration of Directors in the
Amount of CHF 1.1 Million Management For Voted - Against
5.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 4.3 Million Management For Voted - For
6 Transact Other Business (Voting) Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
KEYENCE CORP.
Security ID: J32491102 Ticker: 6861
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 100 Management For Voted - Against
2.1 Elect Director Takizaki, Takemitsu Management For Voted - Against
2.2 Elect Director Yamamoto, Akinori Management For Voted - For
2.3 Elect Director Kimura, Keiichi Management For Voted - For
2.4 Elect Director Yamaguchi, Akiji Management For Voted - For
2.5 Elect Director Miki, Masayuki Management For Voted - For
2.6 Elect Director Nakata, Yu Management For Voted - For
2.7 Elect Director Kanzawa, Akira Management For Voted - For
2.8 Elect Director Tanabe, Yoichi Management For Voted - For
2.9 Elect Director Taniguchi, Seiichi Management For Voted - For
3 Appoint Statutory Auditor Komura, Koichiro Management For Voted - Against
4 Appoint Alternate Statutory Auditor Yamamoto,
Masaharu Management For Voted - For
KION GROUP AG
Security ID: D4S14D103 Ticker: KGX
Meeting Date: 09-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.20 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify Deloitte GmbH as Auditors for Fiscal 2019 Management For Voted - For
6.1 Elect Michael Macht to the Supervisory Board Management For Voted - Against
6.2 Elect Tan Xuguang to the Supervisory Board Management For Voted - Against
KOH YOUNG TECHNOLOGY, INC.
Security ID: Y4810R105 Ticker: 098460
Meeting Date: 14-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Jeong Jae-cheol as Inside Director Management For Voted - For
3.2 Elect Jeon Jeong-yeol as Inside Director Management For Voted - For
3.3 Elect Kim Young-su as Outside Director Management For Voted - For
4 Appoint Lee Jong-gi as Internal Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal
Auditor Management For Voted - For
KRONES AG
Security ID: D47441171 Ticker: KRN
Meeting Date: 05-Jun-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.70 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2019 Management For Voted - For
LINCOLN ELECTRIC HOLDINGS, INC.
Security ID: 533900106 Ticker: LECO
Meeting Date: 24-Apr-19 Meeting Type: Annual
1.1 Elect Director Curtis E. Espeland Management For Voted - For
1.2 Elect Director Patrick P. Goris Management For Voted - For
1.3 Elect Director Stephen G. Hanks Management For Voted - For
1.4 Elect Director Michael F. Hilton Management For Voted - For
1.5 Elect Director G. Russell Lincoln Management For Voted - For
1.6 Elect Director Kathryn Jo Lincoln Management For Voted - For
1.7 Elect Director William E. MacDonald, Management For Voted - For
MANHATTAN ASSOCIATES, INC.
Security ID: 562750109 Ticker: MANH
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director John J. Huntz, Jr. Management For Voted - For
1b Elect Director Thomas E. Noonan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
MATERIALISE NV
Security ID: 57667T100 Ticker: MTLS
Meeting Date: 04-Jun-19 Meeting Type: Annual
1 Receive Directors' Reports (Non-Voting) Management None Non-Voting
2 Receive Consolidated Financial Statements and
Statutory Reports (Non-Voting) Management None Non-Voting
3 Adopt Financial Statements Management For Voted - For
4 Approve Allocation of Income Management For Voted - For
5 Approve Discharge of Directors Management For Voted - For
6 Approve Discharge of Auditors Management For Voted - For
7.1 Reelect Wilfried Vancraen as Director Management For Voted - Against
7.2 Reelect Peter Leys as Director Management For Voted - Against
7.3 Reelect A TRE C cvoa, Permanently Represented by
Johan De Lille, as Director Management For Voted - Against
7.4 Reelect Hilde Ingelaere as Director Management For Voted - Against
7.5 Reelect Pol Ingelaere as Director Management For Voted - Against
7.6 Reelect Jurgen Ingels as Director Management For Voted - For
7.7 Reelect Jos Van der Sloten as Director Management For Voted - Against
7.8 Reelect Godelieve Verplancke as Director Management For Voted - For
7.9 Reelect Bart Luyten as Director Management For Voted - For
7.10 Reelect Volker Hammes as Director Management For Voted - Against
8.1 Ratify BDO CVBA as Auditors Management For Voted - For
8.2 Approve Auditors' Remuneration Management For Voted - For
9 Renew Authorization to Increase Share Capital
within the Framework of Authorized Capital Management For Voted - Against
10 Authorize Implementation of Approved Resolutions
and Filing of Required Documents/Formalities at
Trade Registry Management For Voted - For
MAXAR TECHNOLOGIES LTD.
Security ID: 57778L103 Ticker: MAXR
Meeting Date: 16-Nov-18 Meeting Type: Special
1 Approve Arrangement Resolution Management For Voted - For
MAZOR ROBOTICS LTD.
Security ID: M6872U101 Ticker: MZOR
Meeting Date: 27-Sep-18 Meeting Type: Annual/Special
1 Reappoint Somekh Chaikin as Auditors Management For Voted - For
2.1 Reelect Jonathan Adereth as Director Management For Voted - For
2.2 Reelect Ori Hadomi as Director Management For Voted - For
2.3 Reelect Michael Berman as Director Management For Voted - For
2.4 Reelect Sarit Soccary Ben-Yochanan as Director Management For Voted - For
2.5 Reelect Gil Bianco as Director Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve Equity Awards to Ori Hadomi, CEO Management For Voted - Against
A Vote FOR if you are a controlling shareholder or
have a personal interest in one or several
resolutions, as indicated in the proxy card;
otherwise, vote AGAINST. You may not abstain. If
you vote FOR, please provide an explanation to your
account manager Management None Voted - Against
Meeting Date: 19-Nov-18 Meeting Type: Special
1 Approve Merger Agreement Management For Did Not Vote
A1 Vote FOR if you are parent, merger sub, or any
person holding at least 25 percent control of
merger sub; otherwise, vote AGAINST. If you vote
FOR, please provide an explanation to your account
manager. Management None Did Not Vote
A2 Vote FOR if you have a personal interest in the
merger, as indicated in the proxy card; otherwise,
vote AGAINST. If you vote FOR, please provide an
explanation to your account manager. Management None Did Not Vote
B1 If you are an Interest Holder as defined in Section
1 of the Securities Law, 1968, vote FOR.
Otherwise, vote against. Management None Did Not Vote
B2 If you are a Senior Officer as defined in Section
37(D) of the Securities Law, 1968, vote FOR.
Otherwise, vote against. Management None Did Not Vote
B3 If you are an Institutional Investor as defined in
Regulation 1 of the Supervision Financial Services
Regulations 2009 or a Manager of a Joint Investment
Trust Fund as defined in the Joint Investment Trust
Law, 1994, vote FOR. Otherwise, vote against. Management None Did Not Vote
B4 If you do not fall under any of the categories
mentioned under items B1 through B3, vote FOR.
Otherwise, vote against. Management None Did Not Vote
MICROCHIP TECHNOLOGY INCORPORATED
Security ID: 595017104 Ticker: MCHP
Meeting Date: 14-Aug-18 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Matthew W. Chapman Management For Voted - For
1.3 Elect Director L.B. Day Management For Voted - For
1.4 Elect Director Esther L. Johnson Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
MITSUBISHI ELECTRIC CORP.
Security ID: J43873116 Ticker: 6503
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Elect Director Sakuyama, Masaki Management For Voted - For
1.2 Elect Director Sugiyama, Takeshi Management For Voted - For
1.3 Elect Director Okuma, Nobuyuki Management For Voted - For
1.4 Elect Director Matsuyama, Akihiro Management For Voted - For
1.5 Elect Director Sagawa, Masahiko Management For Voted - For
1.6 Elect Director Harada, Shinji Management For Voted - For
1.7 Elect Director Kawagoishi, Tadashi Management For Voted - For
1.8 Elect Director Yabunaka, Mitoji Management For Voted - For
1.9 Elect Director Obayashi, Hiroshi Management For Voted - For
1.10 Elect Director Watanabe, Kazunori Management For Voted - For
1.11 Elect Director Koide, Hiroko Management For Voted - For
1.12 Elect Director Oyamada, Takashi Management For Voted - Against
NABTESCO CORP.
Security ID: J4707Q100 Ticker: 6268
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 37 Management For Voted - For
2.1 Elect Director Teramoto, Katsuhiro Management For Voted - For
2.2 Elect Director Juman, Shinji Management For Voted - For
2.3 Elect Director Hakoda, Daisuke Management For Voted - For
2.4 Elect Director Hashimoto, Goro Management For Voted - For
2.5 Elect Director Akita, Toshiaki Management For Voted - For
2.6 Elect Director Naoki, Shigeru Management For Voted - For
2.7 Elect Director Kimura, Kazumasa Management For Voted - For
2.8 Elect Director Fujiwara, Yutaka Management For Voted - For
2.9 Elect Director Uchida, Norio Management For Voted - For
2.10 Elect Director Yamazaki, Naoko Management For Voted - For
3.1 Appoint Statutory Auditor Kikuchi, Kenichi Management For Voted - For
3.2 Appoint Statutory Auditor Hirai, Tetsuro Management For Voted - For
NACHI-FUJIKOSHI CORP.
Security ID: J47098108 Ticker: 6474
Meeting Date: 19-Feb-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 100 Management For Voted - For
2.1 Elect Director Homma, Hiro Management For Voted - For
2.2 Elect Director Sakamoto, Jun Management For Voted - For
2.3 Elect Director Hayashi, Hidenori Management For Voted - For
2.4 Elect Director Togashi, Shigeru Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2.5 Elect Director Kobayashi, Masayuki Management For Voted - For
2.6 Elect Director Hara, Hideaki Management For Voted - For
2.7 Elect Director Inoue, Toru Management For Voted - For
2.8 Elect Director Furusawa, Tetsu Management For Voted - For
2.9 Elect Director Urata, Shinichi Management For Voted - For
2.10 Elect Director Tsukamoto, Yutaka Management For Voted - For
2.11 Elect Director Sasaki, Noritsugu Management For Voted - For
2.12 Elect Director Miura, Noboru Management For Voted - For
2.13 Elect Director Akagawa, Masatoshi Management For Voted - For
2.14 Elect Director Iwata, Shinjiro Management For Voted - For
2.15 Elect Director Kodama, Junichi Management For Voted - For
NATIONAL INSTRUMENTS CORPORATION
Security ID: 636518102 Ticker: NATI
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Elect Director James E. Cashman, III Management For Voted - For
1.2 Elect Director Liam K. Griffin Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NORDSON CORP.
Security ID: 655663102 Ticker: NDSN
Meeting Date: 26-Feb-19 Meeting Type: Annual
1.1 Elect Director Lee C. Banks Management For Voted - For
1.2 Elect Director Randolph W. Carson Management For Voted - For
1.3 Elect Director Victor L. Richey, Jr. Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NOVANTA INC.
Security ID: 67000B104 Ticker: NOVT
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Stephen W. Bershad Management For Voted - For
1.2 Elect Director Lonny J. Carpenter Management For Voted - For
1.3 Elect Director Deborah Disanzo Eldracher Management For Voted - For
1.4 Elect Director Matthijs Glastra Management For Voted - For
1.5 Elect Director Brian D. King Management For Voted - For
1.6 Elect Director Ira J. Lamel Management For Voted - For
1.7 Elect Director Dominic A. Romeo Management For Voted - For
1.8 Elect Director Thomas N. Secor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
NUANCE COMMUNICATIONS, INC.
Security ID: 67020Y100 Ticker: NUAN
Meeting Date: 17-Jan-19 Meeting Type: Annual
1.1 Elect Director Lloyd Carney Management For Voted - For
1.2 Elect Director Mark D. Benjamin Management For Voted - For
1.3 Elect Director Daniel Brennan Management For Voted - For
1.4 Elect Director Thomas Ebling Management For Voted - For
1.5 Elect Director Robert Finocchio Management For Voted - For
1.6 Elect Director Laura S. Kaiser Management For Voted - For
1.7 Elect Director Michal Katz Management For Voted - For
1.8 Elect Director Mark Laret Management For Voted - For
1.9 Elect Director Sanjay Vaswani Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify BDO USA, LLP as Auditors Management For Voted - For
5 Provide Right to Act by Written Consent Shareholder Against Voted - For
NVIDIA CORPORATION
Security ID: 67066G104 Ticker: NVDA
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Robert K. Burgess Management For Voted - For
1b Elect Director Tench Coxe Management For Voted - For
1c Elect Director Persis S. Drell Management For Voted - For
1d Elect Director James C. Gaither Management For Voted - For
1e Elect Director Jen-Hsun Huang Management For Voted - For
1f Elect Director Dawn Hudson Management For Voted - For
1g Elect Director Harvey C. Jones Management For Voted - For
1h Elect Director Michael G. McCaffery Management For Voted - For
1i Elect Director Stephen C. Neal Management For Voted - For
1j Elect Director Mark L. Perry Management For Voted - For
1k Elect Director A. Brooke Seawell Management For Voted - For
1l Elect Director Mark A. Stevens Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Eliminate Supermajority Vote Requirement to Remove
Director Without Cause Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
OCADO GROUP PLC
Security ID: G6718L106 Ticker: OCDO
Meeting Date: 01-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Policy Management For Voted - Against
3 Approve Remuneration Report Management For Voted - Against
4 Re-elect Lord Rose as Director Management For Voted - For
5 Re-elect Tim Steiner as Director Management For Voted - For
6 Re-elect Duncan Tatton-Brown as Director Management For Voted - For
7 Re-elect Neill Abrams as Director Management For Voted - For
8 Re-elect Mark Richardson as Director Management For Voted - For
9 Re-elect Luke Jensen as Director Management For Voted - For
10 Re-elect Jorn Rausing as Director Management For Voted - For
11 Re-elect Ruth Anderson as Director Management For Voted - For
12 Re-elect Douglas McCallum as Director Management For Voted - For
13 Re-elect Andrew Harrison as Director Management For Voted - Against
14 Re-elect Emma Lloyd as Director Management For Voted - For
15 Elect Julie Southern as Director Management For Voted - For
16 Reappoint Deloitte LLP as Auditors Management For Voted - For
17 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
18 Authorise EU Political Donations and Expenditure Management For Voted - For
19 Approve Value Creation Plan Management For Voted - Against
20 Approve Annual Incentive Plan Management For Voted - Against
21 Approve Sharesave Scheme Management For Voted - For
22 Approve Executive Share Option Scheme Management For Voted - For
23 Approve the Amendment to the Chairman's Share
Matching Award Management For Voted - Against
24 Authorise Issue of Equity Management For Voted - For
25 Authorise Issue of Equity in Connection with a
Rights Issue Management For Voted - For
26 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
27 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
28 Authorise Market Purchase of Ordinary Shares Management For Voted - For
29 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
Meeting Date: 20-May-19 Meeting Type: Special
1 Approve the M&S Arrangements Management For Voted - For
OCEANEERING INTERNATIONAL, INC.
Security ID: 675232102 Ticker: OII
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Roderick A. Larson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Kevin McEvoy Management For Voted - For
1.3 Elect Director Paul B. Murphy, Jr. Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
OMRON CORP.
Security ID: J61374120 Ticker: 6645
Meeting Date: 18-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 42 Management For Voted - For
2.1 Elect Director Tateishi, Fumio Management For Voted - For
2.2 Elect Director Yamada, Yoshihito Management For Voted - For
2.3 Elect Director Miyata, Kiichiro Management For Voted - For
2.4 Elect Director Nitto, Koji Management For Voted - For
2.5 Elect Director Ando, Satoshi Management For Voted - For
2.6 Elect Director Kobayashi, Eizo Management For Voted - For
2.7 Elect Director Nishikawa, Kuniko Management For Voted - For
2.8 Elect Director Kamigama, Takehiro Management For Voted - For
3.1 Appoint Statutory Auditor Kondo, Kiichiro Management For Voted - For
3.2 Appoint Statutory Auditor Yoshikawa, Kiyoshi Management For Voted - For
4 Appoint Alternate Statutory Auditor Watanabe, Toru Management For Voted - For
OPTEX GROUP CO., LTD.
Security ID: J61654109 Ticker: 6914
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 15 Management For Voted - For
2.1 Elect Director Kobayashi, Toru Management For Voted - For
2.2 Elect Director Oguni, Isamu Management For Voted - For
2.3 Elect Director Higashi, Akira Management For Voted - For
2.4 Elect Director Kamimura, Toru Management For Voted - For
2.5 Elect Director Onishi, Hiroyuki Management For Voted - For
2.6 Elect Director Nakajima, Tatsuya Management For Voted - For
2.7 Elect Director Sakemi, Yasushi Management For Voted - For
3 Elect Director and Audit Committee Member Kida,
Minoru Management For Voted - For
PTC, INC.
Security ID: 69370C100 Ticker: PTC
Meeting Date: 06-Mar-19 Meeting Type: Annual
1.1 Elect Director Janice Chaffin Management For Voted - For
1.2 Elect Director Phillip Fernandez Management For Voted - For
1.3 Elect Director Donald Grierson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Director James Heppelmann Management For Voted - For
1.5 Elect Director Klaus Hoehn Management For Voted - For
1.6 Elect Director Paul Lacy Management For Voted - For
1.7 Elect Director Corinna Lathan Management For Voted - For
1.8 Elect Director Blake Moret Management For Voted - For
1.9 Elect Director Robert Schechter Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
QIAGEN NV
Security ID: N72482123 Ticker: QGEN
Meeting Date: 17-Jun-19 Meeting Type: Annual
1 Open Meeting Management None Non-Voting
2 Receive Report of Management Board (Non-Voting) Management None Non-Voting
3.a Receive Report of Supervisory Board (Non-Voting) Management None Non-Voting
3.b Discuss Remuneration Report Containing Remuneration
Policy for Supervisory Board Members Management None Non-Voting
4 Adopt Financial Statements and Statutory Reports Management For Voted - For
5 Receive Explanation on Company's Reserves and
Dividend Policy Management None Non-Voting
6 Approve Discharge of Management Board Management For Voted - For
7 Approve Discharge of Supervisory Board Management For Voted - For
8.a Reelect Stephane Bancel to Supervisory Board Management For Voted - For
8.b Reelect Hakan Bjorklund to Supervisory Board Management For Voted - For
8.c Reelect Metin Colpan to Supervisory Board Management For Voted - For
8.d Reelect Ross L. Levine to Supervisory Board Management For Voted - For
8.e Reelect Elaine Mardis to Supervisory Board Management For Voted - For
8.f Reelect Lawrence A. Rosen to Supervisory Board Management For Voted - For
8.g Reelect Elizabeth E. Tallett to Supervisory Board Management For Voted - For
9.a Reelect Peer M. Schatz to Management Board Management For Voted - For
9.b Reelect Roland Sackers to Management Board Management For Voted - For
10 Ratify KPMG as Auditors Management For Voted - For
11.a Grant Board Authority to Issue Shares Management For Voted - For
11.b Authorize Board to Exclude Preemptive Rights from
Share Issuances Management For Voted - For
11.c Authorize Board to Exclude Preemptive Rights from
Share Issuances in Connection to Mergers,
Acquisitions or Strategic Alliances Management For Voted - Against
12 Authorize Repurchase of Issued Share Capital Management For Voted - For
13 Amend Articles of Association Management For Voted - For
14 Allow Questions Management None Non-Voting
15 Close Meeting Management None Non-Voting
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
QUALCOMM, INC.
Security ID: 747525103 Ticker: QCOM
Meeting Date: 12-Mar-19 Meeting Type: Annual
1a Elect Director Barbara T. Alexander Management For Voted - For
1b Elect Director Mark Fields Management For Voted - For
1c Elect Director Jeffrey W. Henderson Management For Voted - For
1d Elect Director Ann M. Livermore Management For Voted - For
1e Elect Director Harish Manwani Management For Voted - For
1f Elect Director Mark D. McLaughlin Management For Voted - For
1g Elect Director Steve Mollenkopf Management For Voted - For
1h Elect Director Clark T. "Sandy" Randt, Jr. Management For Voted - For
1i Elect Director Francisco Ros Management For Voted - For
1j Elect Director Irene B. Rosenfeld Management For Voted - For
1k Elect Director Neil Smit Management For Voted - For
1l Elect Director Anthony J. Vinciquerra Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
RAVEN INDUSTRIES, INC.
Security ID: 754212108 Ticker: RAVN
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Jason M. Andringa Management For Voted - For
1.2 Elect Director David L. Chicoine Management For Voted - For
1.3 Elect Director Thomas S. Everist Management For Voted - For
1.4 Elect Director Janet M. Holloway Management For Voted - For
1.5 Elect Director Kevin T. Kirby Management For Voted - For
1.6 Elect Director Marc E. LeBaron Management For Voted - For
1.7 Elect Director Lois M. Martin Management For Voted - For
1.8 Elect Director Richard W. Parod Management For Voted - For
1.9 Elect Director Daniel A. Rykhus Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
RENISHAW PLC
Security ID: G75006117 Ticker: RSW
Meeting Date: 18-Oct-18 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Re-elect Sir David McMurtry as Director Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
5 Re-elect John Deer as Director Management For Voted - Against
6 Re-elect Will Lee as Director Management For Voted - For
7 Re-elect Allen Roberts as Director Management For Voted - For
8 Re-elect Geoff McFarland as Director Management For Voted - For
9 Re-elect Carol Chesney as Director Management For Voted - For
10 Re-elect Sir David Grant as Director Management For Voted - For
11 Re-elect John Jeans as Director Management For Voted - For
12 Elect Catherine Glickman as Director Management For Voted - For
13 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
15 Authorise Market Purchase of Ordinary Shares Management For Voted - For
ROCKWELL AUTOMATION, INC.
Security ID: 773903109 Ticker: ROK
Meeting Date: 05-Feb-19 Meeting Type: Annual
A1 Elect Director Blake D. Moret Management For Voted - For
A2 Elect Director Thomas W. Rosamilia Management For Voted - For
A3 Elect Director Patricia A. Watson Management For Voted - For
B Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
C Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SCHNEIDER ELECTRIC SE
Security ID: F86921107 Ticker: SU
Meeting Date: 25-Apr-19 Meeting Type: Annual/Special
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
2.35 per Share Management For Voted - For
4 Approve Auditors' Special Report on Related-Party
Transactions Management For Voted - For
5 Approve Compensation of Jean Pascal Tricoire,
Chairman and CEO Management For Voted - For
6 Approve Compensation of Emmanuel Babeau, Vice-CEO Management For Voted - For
7 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
8 Approve Remuneration Policy of Vice-CEO Management For Voted - For
9 Reelect Greg Spierkel as Director Management For Voted - For
10 Elect Carolina Dybeck Happe as Director Management For Voted - For
11 Elect Xuezheng Ma as Director Management For Voted - For
12 Elect Lip Bu Tan as Director Management For Voted - For
13 Approve Remuneration of Directors in the Aggregate
Amount of EUR 2.5 Million Management For Voted - For
14 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
15 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million Management For Voted - For
16 Authorize Capitalization of Reserves of Up to EUR
800 Million for Bonus Issue or Increase in Par Value Management For Voted - For
17 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 230 Million Management For Voted - For
18 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Under Items 15 and 17 Management For Voted - For
19 Authorize Capital Increase of up to 9. 93 Percent
of Issued Capital for Contributions in Kind Management For Voted - For
20 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements up to Aggregate
Nominal Amount of EUR 115 Million Management For Voted - For
21 Authorize up to 2 Percent of Issued Capital for Use
in Restricted Stock Plans Management For Voted - For
22 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
23 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for Employees of
International Subsidiaries Management For Voted - For
24 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
25 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Security ID: Y7744Z101 Ticker: 300124
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Annual Report and Summary Management For Voted - For
2 Approve Report of the Board of Directors Management For Voted - For
3 Approve Report of the Board of Supervisors Management For Voted - For
4 Approve Profit Distribution Management For Voted - For
5 Approve Adjustment in Implementation of Building
Project Management For Voted - For
6 Approve Repurchase and Cancellation of Performance
Shares on Equity Incentive Plan 1 Management For Voted - For
7 Approve Repurchase and Cancellation of Performance
Shares on Equity Incentive Plan 2 Management For Voted - For
8 Approve Additional Comprehensive Credit Line
Application and Provision of Guarantee for the
Credit Line Application of Subsidiary Management For Voted - Against
9 Approve Application of Medium and Long-term Credit
Line and Provision of Guarantee for the Credit Line
Application of Subsidiary Management For Voted - For
10 Approve Amendments to Articles of Association to
Change Business Scope Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
11 Approve Company's Eligibility for Acquisition by
Cash and Issuance of Shares as well as Raising
Supporting Funds Shareholder For Voted - For
12.1 Approve Target Assets and Transaction Parties Shareholder For Voted - For
12.2 Approve Price Basis and Transaction Price Shareholder For Voted - For
12.3 Approve Transaction Method and Consideration Payment Shareholder For Voted - For
12.4 Approve Type and Par Value Shareholder For Voted - For
12.5 Approve Issuance Price Shareholder For Voted - For
12.6 Approve Issue Size and Target Subscribers Shareholder For Voted - For
12.7 Approve Lock-up Period Arrangements Shareholder For Voted - For
12.8 Approve Cumulative Earnings Arrangements Shareholder For Voted - For
12.9 Approve Attributable Profit or Loss Shareholder For Voted - For
12.10Approve Contractual Obligations and Liability for
Breach of the Transfer of the Underlying Asset
Ownership Shareholder For Voted - For
12.11Approve Listing Exchange Shareholder For Voted - For
12.12Approve Performance Commitments and Compensation
Arrangement Shareholder For Voted - For
12.13Approve Resolution Validity Period Shareholder For Voted - For
12.14Approve Type and Par Value Shareholder For Voted - For
12.15Approve Price Reference Date and Issuance Price Shareholder For Voted - For
12.16Approve Issuance Method and Target Subscribers Shareholder For Voted - For
12.17Approve Issue Size Shareholder For Voted - For
12.18Approve Lock-up Period Arrangements Shareholder For Voted - For
12.19Approve Amount of Proceeds Shareholder For Voted - For
12.20Approve Cumulative Earnings Arrangements Shareholder For Voted - For
12.21Approve Listing Exchange Shareholder For Voted - For
12.22Approve Resolution Validity Period Shareholder For Voted - For
13 Approve Draft and Summary on Acquisition by Cash
and Issuance of Shares as well as Raising
Supporting Funds Shareholder For Voted - For
14 Approve This Transaction Does Not Constitutes as
Related-party Transaction Shareholder For Voted - For
15 Approve This Transaction Does Not Constitutes as
Major Asset Restructure Shareholder For Voted - For
16 Approve Transaction Complies with Article 11 of the
Management Approach Regarding Major Asset
Restructuring of Listed Companies Shareholder For Voted - For
17 Approve Transaction Complies with Article 43 of the
Management Approach Regarding Major Asset
Restructuring of Listed Companies Shareholder For Voted - For
18 Approve Transaction Complies with Article 13 of the
Management Approach Regarding Major Asset
Restructuring of Listed Companies Shareholder For Voted - For
19 Approve This Transaction Does Not Participate in
Private Placement Standards of Article 10 of
Interim Measures for the Administration of
Securities Issuance of GEM Listed Companies Shareholder For Voted - For
20 Approve Transaction's Relevant Subject Does Not
Participate in Major Asset Restructure of Listed
Companies of Article 13 Interim Provisions on
Strengthening the Supervision of Abnormal Stocks
Trading Shareholder For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
21 Approve Transaction Complies with Article IV of
Provisions on Several Issues Regulating the Major
Asset Restructuring of Listed Companies Shareholder For Voted - For
22 Approve Completeness and Compliance of
Implementation of Legal Proceedings of the
Transactions and Validity of the Submitted Legal
Documents Regarding this Transaction Shareholder For Voted - For
23 Approve Stock Price Volatility Had Not Achieved the
Standards of Article 5 on Regulating the
Information Disclosure of Listed Companies and the
Acts of All the Related Parties Shareholder For Voted - For
24 Approve Signing of Conditional Acquisition by
Issuance of Shares and Cash Agreement Shareholder For Voted - For
25 Approve Signing of Conditional Performance
Compensation Agreement Shareholder For Voted - For
26 Approve Signing of Supplementary Conditional
Acquisition by Issuance of Shares and Cash Agreement Shareholder For Voted - For
27 Approve Signing of Supplementary Conditional
Performance Compensation Agreement Shareholder For Voted - For
28 Approve Independence of Appraiser, the Validity of
Hypothesis, the Relevance of Valuation Purpose and
Approach as Well as the Fairness of Pricing Shareholder For Voted - For
29 Approve Basis and Fairness of Pricing for This
Transaction Shareholder For Voted - For
30 Approve Relevant Audit Report, Review Report and
Asset Evaluation Report Shareholder For Voted - For
31 Approve Impact of Dilution of Current Returns on
Major Financial Indicators and the Relevant
Measures to be Taken Shareholder For Voted - For
32 Approve Authorization of Board to Handle All
Related Matters Shareholder For Voted - For
SIASUN ROBOT & AUTOMATION CO., LTD.
Security ID: Y7912E104 Ticker: 300024
Meeting Date: 10-Apr-19 Meeting Type: Annual
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Annual Report and Summary Management For Voted - For
4 Approve Profit Distribution Management For Voted - For
5 Approve Financial Statements Management For Voted - For
6 Approve Appointment of Auditor Management For Voted - For
7 Approve Application of Bank Credit Lines Management For Voted - For
8 Approve Expansion of Business Scope and Amend
Articles of Association Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
SIEMENS AG
Security ID: D69671218 Ticker: SIE
Meeting Date: 30-Jan-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2017/18 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
3.80 per Share Management For Voted - For
3.1 Approve Discharge of Management Board Member Joe
Kaeser for Fiscal 2017/18 Management For Voted - For
3.2 Approve Discharge of Management Board Member Roland
Busch for Fiscal 2017/18 Management For Voted - For
3.3 Approve Discharge of Management Board Member Lisa
Davis for Fiscal 2017/18 Management For Voted - For
3.4 Approve Discharge of Management Board Member Klaus
Helmrich for Fiscal 2017/18 Management For Voted - For
3.5 Approve Discharge of Management Board Member Janina
Kugel for Fiscal 2017/18 Management For Voted - For
3.6 Approve Discharge of Management Board Member Cedrik
Neike for Fiscal 2017/18 Management For Voted - For
3.7 Approve Discharge of Management Board Member
Michael Sen for Fiscal 2017/18 Management For Voted - For
3.8 Approve Discharge of Management Board Member Ralf
P. Thomas for Fiscal 2017/18 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member Jim
Hagemann Snabe for Fiscal 2017/18 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Birgit Steinborn for Fiscal 2017/18 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member
Werner Wenning for Fiscal 2017/18 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member Olaf
Bolduan (until January 31, 2018) for Fiscal 2017/18 Management For Voted - For
4.5 Approve Discharge of Supervisory Board Member
Werner Brandt (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member
Gerhard Cromme (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member
Michael Diekmann for Fiscal 2017/18 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member
Andrea Fehrmann (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member Hans
Michael Gaul (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member
Reinhard Hahn for Fiscal 2017/18 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member
Bettina Haller for Fiscal 2017/18 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member
Robert Kensbock for Fiscal 2017/18 Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
4.13 Approve Discharge of Supervisory Board Member
Harald Kern for Fiscal 2017/18 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member
Juergen Kerner for Fiscal 2017/18 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member
Nicola Leibinger-Kammueller for Fiscal 2017/18 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member
Gerard Mestrallet (until January 31, 2018) for
Fiscal 2017/18 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member
Benoit Potier (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member
Norbert Reithofer for Fiscal 2017/18 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member
Gueler Sabanci (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member Dame
Nemat Talaat Shafik (since January 31, 2018) for
Fiscal 2017/18 Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member
Nathalie von Siemens for Fiscal 2017/18 Management For Voted - For
4.22 Approve Discharge of Supervisory Board Member
Michael Sigmund for Fiscal 2017/18 Management For Voted - For
4.23 Approve Discharge of Supervisory Board Member
Dorothea Simon for Fiscal 2017/18 Management For Voted - For
4.24 Approve Discharge of Supervisory Board Member
Sibylle Wankel (until January 31, 2018) for Fiscal
2017/18 Management For Voted - For
4.25 Approve Discharge of Supervisory Board Member
Matthias Zachert (since January 31, 2018) for
Fiscal 2017/18 Management For Voted - For
4.26 Approve Discharge of Supervisory Board Member
Gunnar Zukunft (since January 31, 2018) for Fiscal
2017/18 Management For Voted - For
5 Ratify Ernst & Young GmbH as Auditors for Fiscal
2018/19 Management For Voted - For
6 Approve Creation of EUR 510 Million Pool of Capital
with Partial Exclusion of Preemptive Rights Management For Voted - For
7 Approve Issuance of Warrants/Bonds with Warrants
Attached/Convertible Bonds without Preemptive
Rights up to Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 240 Million Pool
of Capital to Guarantee Conversion Rights Management For Voted - For
8 Approve Affiliation Agreement with Subsidiary Kyros
58 GmbH Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
SMC CORP. (JAPAN)
Security ID: J75734103 Ticker: 6273
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 200 Management For Voted - For
2.1 Elect Director Takada, Yoshiyuki Management For Voted - For
2.2 Elect Director Maruyama, Katsunori Management For Voted - For
2.3 Elect Director Usui, Ikuji Management For Voted - For
2.4 Elect Director Kosugi, Seiji Management For Voted - For
2.5 Elect Director Satake, Masahiko Management For Voted - For
2.6 Elect Director Takada, Yoshiki Management For Voted - For
2.7 Elect Director Isoe, Toshio Management For Voted - For
2.8 Elect Director Ota, Masahiro Management For Voted - For
2.9 Elect Director Kaizu, Masanobu Management For Voted - For
2.10 Elect Director Kagawa, Toshiharu Management For Voted - For
3.1 Appoint Statutory Auditor Moriyama, Naoto Management For Voted - For
3.2 Appoint Statutory Auditor Toyoshi, Arata Management For Voted - For
3.3 Appoint Statutory Auditor Uchikawa, Haruya Management For Voted - For
4 Approve Director Retirement Bonus Management For Voted - For
STRATASYS LTD.
Security ID: M85548101 Ticker: SSYS
Meeting Date: 13-Sep-18 Meeting Type: Annual
1a Reelect Elchanan Jaglom as Director Management For Voted - For
1b Reelect S. Scott Crump as Director Management For Voted - For
1c Reelect Victor Leventhal as Director Management For Voted - For
1d Reelect John J. McEleney as Director Management For Voted - For
1e Reelect Dov Ofer as Director Management For Voted - For
1f Reelect Ziva Patir as Director Management For Voted - For
1g Reelect David Reis as Director Management For Voted - For
1h Reelect Yair Seroussi as Director Management For Voted - For
1i Reelect Adina Shorr as Director Management For Voted - For
2 Authorize Elchanan Jaglom, Board Chairman, to Serve
as Temporary CEO Management For Voted - For
3 Approve Equity Awards to David Reis and Dov Ofer,
Directors Management For Voted - Against
4 Approve 2017 Special Bonus for S. Scott Crump, CIO Management For Voted - Against
5 Approve Compensation Policy for the Directors and
Officers of the Company Management For Voted - Against
6 Approve Renewal of D&O Insurance Policy Management For Voted - For
7 Reappoint Kesselman and Kesselman as Auditors Management For Voted - For
A Vote FOR if you are NOT a controlling shareholder
and do NOT have a personal interest in one or
several resolutions, as indicated in the proxy
card; otherwise, vote AGAINST Management None Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
TECAN GROUP AG
Security ID: H84774167 Ticker: TECN
Meeting Date: 16-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF
2.10 per Share Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.a Reelect Lukas Braunschweiler as Director Management For Voted - For
4.1.b Reelect Oliver Fetzer as Director Management For Voted - For
4.1.c Reelect Heinrich Fischer as Director Management For Voted - For
4.1.d Reelect Lars Holmqvist as Director Management For Voted - For
4.1.e Reelect Karen Huebscher as Director Management For Voted - For
4.1.f Reelect Christa Kreuzburg as Director Management For Voted - For
4.1.g Reelect Daniel Marshak as Director Management For Voted - For
4.2 Reelect Lukas Braunschweiler as Board Chairman Management For Voted - For
4.3.a Reappoint Oliver Fetzer as Member of the
Compensation Committee Management For Voted - For
4.3.b Reappoint Christa Kreuzburg as Member of the
Compensation Committee Management For Voted - For
4.3.c Reappoint Daniel Marshak as Member of the
Compensation Committee Management For Voted - For
4.4 Ratify Ernst & Young AG as Auditors Management For Voted - For
4.5 Designate Proxy Voting Services GmbH as Independent
Proxy Management For Voted - For
5.1 Approve Remuneration Report (Non-Binding) Management For Voted - For
5.2 Approve Remuneration of Directors in the Amount of
CHF 1.5 Million Management For Voted - For
5.3 Approve Remuneration of Executive Committee in the
Amount of CHF 18.5 Million Management For Voted - For
6 Transact Other Business (Voting) Management For Voted - Against
TELEDYNE TECHNOLOGIES, INC.
Security ID: 879360105 Ticker: TDY
Meeting Date: 24-Apr-19 Meeting Type: Annual
1.1 Elect Director Charles Crocker Management For Voted - For
1.2 Elect Director Robert Mehrabian Management For Voted - For
1.3 Elect Director Jane C. Sherburne Management For Voted - For
1.4 Elect Director Michael T. Smith Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
TERADYNE, INC.
Security ID: 880770102 Ticker: TER
Meeting Date: 07-May-19 Meeting Type: Annual
1A Elect Director Michael A. Bradley Management For Voted - For
1B Elect Director Edwin J. Gillis Management For Voted - For
1C Elect Director Timothy E. Guertin Management For Voted - For
1D Elect Director Mark E. Jagiela Management For Voted - For
1E Elect Director Mercedes Johnson Management For Voted - For
1F Elect Director Marilyn Matz Management For Voted - For
1G Elect Director Paul J. Tufano Management For Voted - For
1H Elect Director Roy A. Vallee Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
THK CO., LTD.
Security ID: J83345108 Ticker: 6481
Meeting Date: 16-Mar-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 38 Management For Voted - For
2.1 Elect Director Teramachi, Akihiro Management For Voted - For
2.2 Elect Director Teramachi, Toshihiro Management For Voted - For
2.3 Elect Director Imano, Hiroshi Management For Voted - For
2.4 Elect Director Maki, Nobuyuki Management For Voted - For
2.5 Elect Director Teramachi, Takashi Management For Voted - For
2.6 Elect Director Shimomaki, Junji Management For Voted - For
2.7 Elect Director Sakai, Junichi Management For Voted - For
2.8 Elect Director Kainosho, Masaaki Management For Voted - For
TOPCON CORP.
Security ID: J87473112 Ticker: 7732
Meeting Date: 26-Jun-19 Meeting Type: Annual
1.1 Elect Director Hirano, Satoshi Management For Voted - For
1.2 Elect Director Iwasaki, Makoto Management For Voted - For
1.3 Elect Director Eto, Takashi Management For Voted - For
1.4 Elect Director Fukuma, Yasufumi Management For Voted - For
1.5 Elect Director Akiyama, Haruhiko Management For Voted - For
1.6 Elect Director Yamazaki, Takayuki Management For Voted - For
1.7 Elect Director Matsumoto, Kazuyuki Management For Voted - For
1.8 Elect Director Sudo, Akira Management For Voted - For
1.9 Elect Director Yamazaki, Naoko Management For Voted - For
2.1 Appoint Statutory Auditor Nakamura, Shokyu Management For Voted - For
2.2 Appoint Statutory Auditor Mitake, Akinori Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2.3 Appoint Statutory Auditor Kuroyanagi, Tatsuya Management For Voted - For
2.4 Appoint Statutory Auditor Taketani, Keiji Management For Voted - For
3 Appoint Alternate Statutory Auditor Kadota, Takeshi Management For Voted - For
TOSHIBA MACHINE CO., LTD.
Security ID: J89838106 Ticker: 6104
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Amend Articles to Change Company Name - Adopt Board
Structure with Audit Committee - Amend Provisions
on Number of Directors - Indemnify Directors Management For Voted - For
2.1 Elect Director Iimura, Yukio Management For Voted - For
2.2 Elect Director Mikami, Takahiro Management For Voted - For
2.3 Elect Director Sakamoto, Shigetomo Management For Voted - For
2.4 Elect Director Kobayashi, Akiyoshi Management For Voted - For
2.5 Elect Director Sato, Kiyoshi Management For Voted - For
2.6 Elect Director Iwasaki, Seigo Management For Voted - For
2.7 Elect Director Inoue, Hiroshi Management For Voted - For
2.8 Elect Director Terawaki, Kazumine Management For Voted - For
3.1 Elect Director and Audit Committee Member
Takahashi, Hiroshi Management For Voted - For
3.2 Elect Director and Audit Committee Member Ogura,
Yoshihiro Management For Voted - For
3.3 Elect Director and Audit Committee Member Usami,
Yutaka Management For Voted - Against
4 Elect Alternate Director and Audit Committee Member
Imamura, Akifumi Management For Voted - For
5 Approve Compensation Ceiling for Directors Who Are
Not Audit Committee Members Management For Voted - For
6 Approve Compensation Ceiling for Directors Who Are
Audit Committee Members Management For Voted - For
TRIMBLE, INC.
Security ID: 896239100 Ticker: TRMB
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Steven W. Berglund Management For Voted - For
1.2 Elect Director Kaigham "Ken" Gabriel Management For Voted - For
1.3 Elect Director Merit E. Janow Management For Voted - For
1.4 Elect Director Ulf J. Johansson Management For Voted - For
1.5 Elect Director Meaghan Lloyd Management For Voted - For
1.6 Elect Director Sandra MacQuillan Management For Voted - For
1.7 Elect Director Ronald S. Nersesian Management For Voted - For
1.8 Elect Director Mark S. Peek Management For Voted - For
1.9 Elect Director Johan Wibergh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
VARIAN MEDICAL SYSTEMS, INC.
Security ID: 92220P105 Ticker: VAR
Meeting Date: 14-Feb-19 Meeting Type: Annual
1a Elect Director Anat Ashkenazi Management For Voted - For
1b Elect Director Jeffrey R. Balser Management For Voted - For
1c Elect Director Judy Bruner Management For Voted - For
1d Elect Director Jean-Luc Butel Management For Voted - For
1e Elect Director Regina E. Dugan Management For Voted - For
1f Elect Director R. Andrew Eckert Management For Voted - For
1g Elect Director Timothy E. Guertin Management For Voted - For
1h Elect Director David J. Illingworth Management For Voted - For
1i Elect Director Dow R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
XILINX, INC.
Security ID: 983919101 Ticker: XLNX
Meeting Date: 01-Aug-18 Meeting Type: Annual
1.1 Elect Director Dennis Segers Management For Voted - For
1.2 Elect Director Raman Chitkara Management For Voted - For
1.3 Elect Director Saar Gillai Management For Voted - For
1.4 Elect Director Ronald S. Jankov Management For Voted - For
1.5 Elect Director Mary Louise Krakauer Management For Voted - For
1.6 Elect Director Thomas H. Lee Management For Voted - For
1.7 Elect Director J. Michael Patterson Management For Voted - For
1.8 Elect Director Victor Peng Management For Voted - For
1.9 Elect Director Albert A. Pimentel Management For Voted - For
1.10 Elect Director Marshall C. Turner Management For Voted - For
1.11 Elect Director Elizabeth W. Vanderslice Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
YASKAWA ELECTRIC CORP.
Security ID: J9690T102 Ticker: 6506
Meeting Date: 28-May-19 Meeting Type: Annual
1.1 Elect Director Tsuda, Junji Management For Voted - For
1.2 Elect Director Ogasawara, Hiroshi Management For Voted - For
1.3 Elect Director Murakami, Shuji Management For Voted - For
1.4 Elect Director Minami, Yoshikatsu Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect Director Takamiya, Koichi Management For Voted - For
1.6 Elect Director Ogawa, Masahiro Management For Voted - For
2.1 Elect Director and Audit Committee Member
Tsukahata, Koichi Management For Voted - For
2.2 Elect Director and Audit Committee Member Nakayama,
Yuji Management For Voted - For
2.3 Elect Director and Audit Committee Member Akita,
Yoshiki Management For Voted - For
2.4 Elect Director and Audit Committee Member Sakane,
Junichi Management For Voted - For
2.5 Elect Director and Audit Committee Member
Tsukamoto, Hideo Management For Voted - For
3 Approve Trust-Type Equity Compensation Plan Management For Voted - For
YOKOGAWA ELECTRIC CORP.
Security ID: J97272124 Ticker: 6841
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 17 Management For Voted - For
2.1 Elect Director Nishijima, Takashi Management For Voted - For
2.2 Elect Director Nara, Hitoshi Management For Voted - For
2.3 Elect Director Anabuki, Junichi Management For Voted - For
2.4 Elect Director Dai, Yu Management For Voted - For
2.5 Elect Director Uji, Noritaka Management For Voted - For
2.6 Elect Director Seki, Nobuo Management For Voted - For
2.7 Elect Director Sugata, Shiro Management For Voted - For
2.8 Elect Director Uchida, Akira Management For Voted - For
YUSHIN PRECISION EQUIPMENT CO., LTD.
Security ID: J98526106 Ticker: 6482
Meeting Date: 21-Jun-19 Meeting Type: Annual
1.1 Elect Director Kotani, Mayumi Management For Voted - For
1.2 Elect Director Kimura, Satoshi Management For Voted - For
1.3 Elect Director Kitagawa, Yasushi Management For Voted - For
1.4 Elect Director Inano, Tomohiro Management For Voted - For
1.5 Elect Director Nishiguchi, Yasuo Management For Voted - For
1.6 Elect Director Matsuhisa, Hiroshi Management For Voted - For
1.7 Elect Director Nakayama, Reiko Management For Voted - For
ZEBRA TECHNOLOGIES CORPORATION
Security ID: 989207105 Ticker: ZBRA
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Frank B. Modruson Management For Voted - For
1.2 Elect Director Michael A. Smith Management For Voted - For
----------------------------------------------------------------------------------------------------------------
ROBO Global Robotics and Automation Index ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
AMERIPRISE FINANCIAL, INC.
Security ID: 03076C106 Ticker: AMP
Meeting Date: 24-Apr-19 Meeting Type: Annual
1a Elect Director James M. Cracchiolo Management For Voted - For
1b Elect Director Dianne Neal Blixt Management For Voted - For
1c Elect Director Amy DiGeso Management For Voted - For
1d Elect Director Lon R. Greenberg Management For Voted - For
1e Elect Director Jeffrey Noddle Management For Voted - For
1f Elect Director Robert F. Sharpe, Jr. Management For Voted - For
1g Elect Director W. Edward Walter, III Management For Voted - For
1h Elect Director Christopher J. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
BLACKROCK, INC.
Security ID: 09247X101 Ticker: BLK
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director Bader M. Alsaad Management For Voted - For
1b Elect Director Mathis Cabiallavetta Management For Voted - For
1c Elect Director Pamela Daley Management For Voted - For
1d Elect Director William S. Demchak Management For Voted - For
1e Elect Director Jessica P. Einhorn Management For Voted - For
1f Elect Director Laurence D. Fink Management For Voted - For
1g Elect Director William E. Ford Management For Voted - For
1h Elect Director Fabrizio Freda Management For Voted - For
1i Elect Director Murry S. Gerber Management For Voted - For
1j Elect Director Margaret L. Johnson Management For Voted - For
1k Elect Director Robert S. Kapito Management For Voted - For
1l Elect Director Cheryl D. Mills Management For Voted - For
1m Elect Director Gordon M. Nixon Management For Voted - For
1n Elect Director Charles H. Robbins Management For Voted - For
1o Elect Director Ivan G. Seidenberg Management For Voted - For
1p Elect Director Marco Antonio Slim Domit Management For Voted - For
1q Elect Director Susan L. Wagner Management For Voted - For
1r Elect Director Mark Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte LLP as Auditors Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - For
5 Adopt Simple Majority Vote Shareholder Against Voted - Against
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
CBOE GLOBAL MARKETS, INC.
Security ID: 12503M108 Ticker: CBOE
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Edward T. Tilly Management For Voted - For
1.2 Elect Director Eugene S. Sunshine Management For Voted - For
1.3 Elect Director Frank E. English, Jr. Management For Voted - For
1.4 Elect Director William M. Farrow, III Management For Voted - For
1.5 Elect Director Edward J. Fitzpatrick Management For Voted - For
1.6 Elect Director Janet P. Froetscher Management For Voted - For
1.7 Elect Director Jill R. Goodman Management For Voted - For
1.8 Elect Director Roderick A. Palmore Management For Voted - For
1.9 Elect Director James E. Parisi Management For Voted - For
1.10 Elect Director Joseph P. Ratterman Management For Voted - For
1.11 Elect Director Michael L. Richter Management For Voted - For
1.12 Elect Director Jill E. Sommers Management For Voted - For
1.13 Elect Director Carole E. Stone Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
CITIGROUP INC.
Security ID: 172967424 Ticker: C
Meeting Date: 16-Apr-19 Meeting Type: Annual
1a Elect Director Michael L. Corbat Management For Voted - For
1b Elect Director Ellen M. Costello Management For Voted - For
1c Elect Director Barbara J. Desoer Management For Voted - For
1d Elect Director John C. Dugan Management For Voted - For
1e Elect Director Duncan P. Hennes Management For Voted - For
1f Elect Director Peter B. Henry Management For Voted - For
1g Elect Director S. Leslie Ireland Management For Voted - For
1h Elect Director Lew W. (Jay) Jacobs, IV Management For Voted - For
1i Elect Director Renee J. James Management For Voted - For
1j Elect Director Eugene M. McQuade Management For Voted - For
1k Elect Director Gary M. Reiner Management For Voted - For
1l Elect Director Diana L. Taylor Management For Voted - For
1m Elect Director James S. Turley Management For Voted - For
1n Elect Director Deborah C. Wright Management For Voted - For
1o Elect Director Ernesto Zedillo Ponce de Leon Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Amend Proxy Access Right Shareholder Against Voted - For
6 Prohibit Accelerated Vesting of Awards to Pursue
Government Service Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
7 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 08-May-19 Meeting Type: Annual
1a Elect Director Terrence A. Duffy Management For Voted - For
1b Elect Director Timothy S. Bitsberger Management For Voted - For
1c Elect Director Charles P. Carey Management For Voted - For
1d Elect Director Dennis H. Chookaszian Management For Voted - For
1e Elect Director Ana Dutra Management For Voted - For
1f Elect Director Martin J. Gepsman Management For Voted - For
1g Elect Director Larry G. Gerdes Management For Voted - For
1h Elect Director Daniel R. Glickman Management For Voted - For
1i Elect Director Daniel G. Kaye Management For Voted - For
1j Elect Director Phyllis M. Lockett Management For Voted - For
1k Elect Director Deborah J. Lucas Management For Voted - For
1l Elect Director Alex J. Pollock Management For Voted - For
1m Elect Director Terry L. Savage Management For Voted - For
1n Elect Director William R. Shepard Management For Voted - For
1o Elect Director Howard J. Siegel Management For Voted - For
1p Elect Director Michael A. Spencer Management For Voted - For
1q Elect Director Dennis A. Suskind Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CME GROUP, INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1 Eliminate All or Some of the Class B Election Rights Management For Voted - For
COWEN INC.
Security ID: 223622606 Ticker: COWN
Meeting Date: 25-Jun-19 Meeting Type: Annual
1.1 Elect Director Brett H. Barth Management For Voted - For
1.2 Elect Director Katherine E. Dietze Management For Voted - For
1.3 Elect Director Steven Kotler Management For Voted - For
1.4 Elect Director Lawrence E. Leibowitz Management For Voted - For
1.5 Elect Director Jerome S. Markowitz Management For Voted - For
1.6 Elect Director Jack H. Nusbaum Management For Voted - For
1.7 Elect Director Margaret L. Poster Management For Voted - For
1.8 Elect Director Douglas A. Rediker Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.9 Elect Director Jeffrey M. Solomon Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
DEUTSCHE BANK AG
Security ID: D18190898 Ticker: DBK
Meeting Date: 23-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management None Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.11 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - Against
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - Against
5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
5.2 Ratify Ernst & Young GmbH as Auditors for the
Review of the Interim Financial Statements and
Reports for Fiscal 2019 and Before the 2020 AGM Management For Voted - For
6 Authorize Share Repurchase Program and Reissuance
or Cancellation of Repurchased Shares Management For Voted - For
7 Authorize Use of Financial Derivatives when
Repurchasing Shares Management For Voted - For
8 Remove Paul Achleitner from the Supervisory Board Shareholder Against Voted - Against
9 Approve Vote of No Confidence Against Management
Board Member Sylvie Matherat Shareholder Against Voted - Against
10 Approve Vote of No Confidence Against Management
Board Member Stuart Lewis Shareholder Against Voted - Against
11 Approve Vote of No Confidence Against Management
Board Member Garth Ritchie Shareholder Against Voted - Against
12 Appoint Christopher Rother as Special Auditor to
Assert Claims for Damages Against Current and
Former Management and Supervisory Board Members,
Influential Shareholders, and Joint and Severally
Liable Persons Shareholder None Voted - Against
E*TRADE FINANCIAL CORPORATION
Security ID: 269246401 Ticker: ETFC
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Richard J. Carbone Management For Voted - For
1b Elect Director Robert J. Chersi Management For Voted - For
1c Elect Director Jaime W. Ellertson Management For Voted - For
1d Elect Director James P. Healy Management For Voted - For
1e Elect Director Kevin T. Kabat Management For Voted - For
1f Elect Director James Lam Management For Voted - For
1g Elect Director Rodger A. Lawson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
1h Elect Director Shelley B. Leibowitz Management For Voted - For
1i Elect Director Karl A. Roessner Management For Voted - For
1j Elect Director Rebecca Saeger Management For Voted - For
1k Elect Director Donna L. Weaver Management For Voted - For
1l Elect Director Joshua A. Weinreich Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
ENVESTNET, INC.
Security ID: 29404K106 Ticker: ENV
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Judson Bergman Management For Voted - For
1.2 Elect Director Anil Arora Management For Voted - For
1.3 Elect Director Gayle Crowell Management For Voted - For
1.4 Elect Director Valerie Mosley Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
FACTSET RESEARCH SYSTEMS, INC.
Security ID: 303075105 Ticker: FDS
Meeting Date: 18-Dec-18 Meeting Type: Annual
1.1 Elect Director Scott A. Billeadeau Management For Voted - For
1.2 Elect Director Philip A. Hadley Management For Voted - For
1.3 Elect Director Joseph R. Zimmel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FRANKLIN RESOURCES, INC.
Security ID: 354613101 Ticker: BEN
Meeting Date: 12-Feb-19 Meeting Type: Annual
1a Elect Director Peter K. Barker Management For Voted - For
1b Elect Director Mariann Byerwalter Management For Voted - For
1c Elect Director Charles E. Johnson Management For Voted - For
1d Elect Director Gregory E. Johnson Management For Voted - For
1e Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1f Elect Director Mark C. Pigott Management For Voted - For
1g Elect Director Chutta Ratnathicam Management For Voted - For
1h Elect Director Laura Stein Management For Voted - Against
1i Elect Director Seth H. Waugh Management For Voted - For
1j Elect Director Geoffrey Y. Yang Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Ratify Existing Ownership Threshold for
Shareholders to Call Special Meeting Management For Voted - Against
4 Institute Procedures to Prevent Investments in
Companies that Contribute to Genocide or Crimes
Against Humanity Shareholder Against Voted - Against
INTERACTIVE BROKERS GROUP, INC.
Security ID: 45841N107 Ticker: IBKR
Meeting Date: 18-Apr-19 Meeting Type: Annual
1A Elect Director Thomas Peterffy Management For Voted - Against
1B Elect Director Earl H. Nemser Management For Voted - Against
1C Elect Director Milan Galik Management For Voted - Against
1D Elect Director Paul J. Brody Management For Voted - Against
1E Elect Director Lawrence E. Harris Management For Voted - For
1F Elect Director Gary Katz Management For Voted - For
1G Elect Director John M. Damgard Management For Voted - For
1H Elect Director Philip Uhde Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104 Ticker: ICE
Meeting Date: 17-May-19 Meeting Type: Annual
1a Elect Director Sharon Y. Bowen Management For Voted - For
1b Elect Director Charles R. Crisp Management For Voted - For
1c Elect Director Duriya M. Farooqui Management For Voted - For
1d Elect Director Jean-Marc Forneri Management For Voted - For
1e Elect Director The Right Hon. The Lord Hague of
Richmond Management For Voted - For
1f Elect Director Frederick W. Hatfield Management For Voted - For
1g Elect Director Thomas E. Noonan Management For Voted - For
1h Elect Director Frederic V. Salerno Management For Voted - For
1i Elect Director Jeffrey C. Sprecher Management For Voted - For
1j Elect Director Judith A. Sprieser Management For Voted - For
1k Elect Director Vincent Tese Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
INVESCO LTD.
Security ID: G491BT108 Ticker: IVZ
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Sarah E. Beshar Management For Voted - For
1.2 Elect Director Joseph R. Canion Management For Voted - For
1.3 Elect Director Martin L. Flanagan Management For Voted - For
1.4 Elect Director C. Robert Henrikson Management For Voted - For
1.5 Elect Director Denis Kessler Management For Voted - For
1.6 Elect Director Nigel Sheinwald Management For Voted - For
1.7 Elect Director G. Richard "Rick" Wagoner, Jr. Management For Voted - For
1.8 Elect Director Phoebe A. Wood Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Eliminate Supermajority Vote Requirement Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
INVESTMENT TECHNOLOGY GROUP, INC.
Security ID: 46145F105 Ticker: ITG
Meeting Date: 24-Jan-19 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2 Advisory Vote on Golden Parachutes Management For Voted - For
3 Adjourn Meeting Management For Voted - For
JANUS HENDERSON GROUP PLC
Security ID: G4474Y214 Ticker: JHG
Meeting Date: 02-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect Director Kalpana Desai Management For Voted - For
3 Elect Director Jeffrey Diermeier Management For Voted - For
4 Elect Director Kevin Dolan Management For Voted - For
5 Elect Director Eugene Flood, Jr. Management For Voted - For
6 Elect Director Richard Gillingwater Management For Voted - For
7 Elect Director Lawrence Kochard Management For Voted - For
8 Elect Director Glenn Schafer Management For Voted - For
9 Elect Director Angela Seymour-Jackson Management For Voted - For
10 Elect Director Richard Weil Management For Voted - For
11 Elect Director Tatsusaburo Yamamoto Management For Voted - For
12 Approve PricewaterhouseCoopers LLP as Auditors and
Authorise Audit Committee to Fix Their Remuneration Management For Voted - For
13 Authorise Market Purchase of Ordinary Shares Management For Voted - For
14 Authorise Market Purchase of CDIs Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
JPMORGAN CHASE & CO.
Security ID: 46625H100 Ticker: JPM
Meeting Date: 21-May-19 Meeting Type: Annual
1a Elect Director Linda B. Bammann Management For Voted - For
1b Elect Director James A. Bell Management For Voted - For
1c Elect Director Stephen B. Burke Management For Voted - For
1d Elect Director Todd A. Combs Management For Voted - For
1e Elect Director James S. Crown Management For Voted - For
1f Elect Director James Dimon Management For Voted - For
1g Elect Director Timothy P. Flynn Management For Voted - For
1h Elect Director Mellody Hobson Management For Voted - For
1i Elect Director Laban P. Jackson, Jr. Management For Voted - For
1j Elect Director Michael A. Neal Management For Voted - For
1k Elect Director Lee R. Raymond Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Report on Gender Pay Gap Shareholder Against Voted - For
5 Amend Proxy Access Right Shareholder Against Voted - For
6 Provide for Cumulative Voting Shareholder Against Voted - Against
LEGG MASON, INC.
Security ID: 524901105 Ticker: LM
Meeting Date: 31-Jul-18 Meeting Type: Annual
1.1 Elect Director Robert E. Angelica Management For Voted - For
1.2 Elect Director Carol Anthony "John" Davidson Management For Voted - For
1.3 Elect Director Michelle J. Goldberg Management For Voted - For
1.4 Elect Director Barry W. Huff Management For Voted - For
1.5 Elect Director John V. Murphy Management For Voted - For
1.6 Elect Director Alison A. Quirk Management For Voted - For
1.7 Elect Director W. Allen Reed Management For Voted - For
1.8 Elect Director Margaret Milner Richardson Management For Voted - For
1.9 Elect Director Kurt L. Schmoke Management For Voted - For
1.10 Elect Director Joseph A. Sullivan Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LPL FINANCIAL HOLDINGS INC.
Security ID: 50212V100 Ticker: LPLA
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Dan H. Arnold Management For Voted - For
1.2 Elect Director H. Paulett Eberhart Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.3 Elect Director William F. Glavin, Jr. Management For Voted - For
1.4 Elect Director Allison H. Mnookin Management For Voted - For
1.5 Elect Director Anne M. Mulcahy Management For Voted - For
1.6 Elect Director James S. Putnam Management For Voted - For
1.7 Elect Director James S. Riepe Management For Voted - For
1.8 Elect Director Richard P. Schifter Management For Voted - For
1.9 Elect Director Corey E. Thomas Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MANULIFE FINANCIAL CORP.
Security ID: 56501R106 Ticker: MFC
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director Ronalee H. Ambrose Management For Voted - For
1.2 Elect Director Joseph P. Caron Management For Voted - For
1.3 Elect Director John M. Cassaday Management For Voted - For
1.4 Elect Director Susan F. Dabarno Management For Voted - For
1.5 Elect Director Sheila S. Fraser Management For Voted - For
1.6 Elect Director Roy Gori Management For Voted - For
1.7 Elect Director Tsun-yan Hsieh Management For Voted - For
1.8 Elect Director P. Thomas Jenkins Management For Voted - For
1.9 Elect Director Donald R. Lindsay Management For Voted - For
1.10 Elect Director John R.V. Palmer Management For Voted - For
1.11 Elect Director C. James Prieur Management For Voted - For
1.12 Elect Director Andrea S. Rosen Management For Voted - For
1.13 Elect Director Lesley D. Webster Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
MARKETAXESS HOLDINGS INC.
Security ID: 57060D108 Ticker: MKTX
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a Elect Director Richard M. McVey Management For Voted - For
1b Elect Director Nancy Altobello Management For Voted - For
1c Elect Director Steven L. Begleiter Management For Voted - For
1d Elect Director Stephen P. Casper Management For Voted - For
1e Elect Director Jane Chwick Management For Voted - For
1f Elect Director Christopher R. Concannon Management For Voted - For
1g Elect Director William F. Cruger Management For Voted - For
1h Elect Director Richard G. Ketchum Management For Voted - For
1i Elect Director Emily H. Portney Management For Voted - For
1j Elect Director John Steinhardt Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
MORGAN STANLEY
Security ID: 617446448 Ticker: MS
Meeting Date: 23-May-19 Meeting Type: Annual
1a Elect Director Elizabeth Corley Management For Voted - For
1b Elect Director Alistair M. Darling Management For Voted - For
1c Elect Director Thomas H. Glocer Management For Voted - For
1d Elect Director James P. Gorman Management For Voted - For
1e Elect Director Robert H. Herz Management For Voted - For
1f Elect Director Nobuyuki Hirano Management For Voted - For
1g Elect Director Jami Miscik Management For Voted - For
1h Elect Director Dennis M. Nally Management For Voted - For
1i Elect Director Takeshi Ogasawara Management For Voted - For
1j Elect Director Hutham S. Olayan Management For Voted - For
1k Elect Director Mary L. Schapiro Management For Voted - For
1l Elect Director Perry M. Traquina Management For Voted - For
1m Elect Director Rayford Wilkins, Jr. Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Lobbying Payments and Policy Shareholder Against Voted - Against
MORNINGSTAR, INC.
Security ID: 617700109 Ticker: MORN
Meeting Date: 17-May-19 Meeting Type: Annual
1a Elect Director Joe Mansueto Management For Voted - For
1b Elect Director Kunal Kapoor Management For Voted - For
1c Elect Director Robin Diamonte Management For Voted - Against
1d Elect Director Cheryl Francis Management For Voted - Against
1e Elect Director Steve Kaplan Management For Voted - For
1f Elect Director Gail Landis Management For Voted - Against
1g Elect Director Bill Lyons Management For Voted - For
1h Elect Director Jack Noonan Management For Voted - Against
1i Elect Director Caroline Tsay Management For Voted - Against
1j Elect Director Hugh Zentmyer Management For Voted - Against
2 Ratify KPMG LLP as Auditor Management For Voted - For
MSCI INC.
Security ID: 55354G100 Ticker: MSCI
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a Elect Director Henry A. Fernandez Management For Voted - For
1b Elect Director Robert G. Ashe Management For Voted - For
1c Elect Director Benjamin F. duPont Management For Voted - For
1d Elect Director Wayne Edmunds Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
1e Elect Director Alice W. Handy Management For Voted - For
1f Elect Director Catherine R. Kinney Management For Voted - For
1g Elect Director Jacques P. Perold Management For Voted - For
1h Elect Director Linda H. Riefler Management For Voted - For
1i Elect Director George W. Siguler Management For Voted - For
1j Elect Director Marcus L. Smith Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
NASDAQ, INC.
Security ID: 631103108 Ticker: NDAQ
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Melissa M. Arnoldi Management For Voted - For
1b Elect Director Charlene T. Begley Management For Voted - For
1c Elect Director Steven D. Black Management For Voted - For
1d Elect Director Adena T. Friedman Management For Voted - For
1e Elect Director Essa Kazim Management For Voted - For
1f Elect Director Thomas A. Kloet Management For Voted - For
1g Elect Director John D. Rainey Management For Voted - For
1h Elect Director Michael R. Splinter Management For Voted - For
1i Elect Director Jacob Wallenberg Management For Voted - For
1j Elect Director Lars R. Wedenborn Management For Voted - For
1k Elect Director Alfred W. Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
NORTHERN TRUST CORP.
Security ID: 665859104 Ticker: NTRS
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Linda Walker Bynoe Management For Voted - For
1b Elect Director Susan Crown Management For Voted - For
1c Elect Director Dean M. Harrison Management For Voted - For
1d Elect Director Jay L. Henderson Management For Voted - For
1e Elect Director Marcy S. Klevorn Management For Voted - For
1f Elect Director Siddharth N. "Bobby" Mehta Management For Voted - For
1g Elect Director Michael G. O'Grady Management For Voted - For
1h Elect Director Jose Luis Prado Management For Voted - For
1i Elect Director Thomas E. Richards Management For Voted - For
1j Elect Director Martin P. Slark Management For Voted - For
1k Elect Director David H. B. Smith, Jr. Management For Voted - For
1l Elect Director Donald Thompson Management For Voted - For
1m Elect Director Charles A. Tribbett, III Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Reduce Ownership Threshold for Shareholders to Call
Special Meeting Shareholder Against Voted - For
PRINCIPAL FINANCIAL GROUP, INC.
Security ID: 74251V102 Ticker: PFG
Meeting Date: 21-May-19 Meeting Type: Annual
1a Elect Director Michael T. Dan Management For Voted - For
1b Elect Director C. Daniel Gelatt Management For Voted - For
1c Elect Director Sandra L. Helton Management For Voted - For
1d Elect Director Blair C. Pickerell Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
S&P GLOBAL INC.
Security ID: 78409V104 Ticker: SPGI
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Marco Alvera Management For Voted - For
1.2 Elect Director William J. Amelio Management For Voted - For
1.3 Elect Director William D. Green Management For Voted - For
1.4 Elect Director Charles E. Haldeman, Jr. Management For Voted - For
1.5 Elect Director Stephanie C. Hill Management For Voted - For
1.6 Elect Director Rebecca Jacoby Management For Voted - For
1.7 Elect Director Monique F. Leroux Management For Voted - For
1.8 Elect Director Maria R. Morris Management For Voted - For
1.9 Elect Director Douglas L. Peterson Management For Voted - For
1.10 Elect Director Edward B. Rust, Jr. Management For Voted - For
1.11 Elect Director Kurt L. Schmoke Management For Voted - For
1.12 Elect Director Richard E. Thornburgh Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Amend Deferred Compensation Plan Management For Voted - For
5 Ratify Ernst & Young LLP as Auditors Management For Voted - For
SEI INVESTMENTS COMPANY
Security ID: 784117103 Ticker: SEIC
Meeting Date: 29-May-19 Meeting Type: Annual
1a Elect Director Alfred P. West, Jr. Management For Voted - For
1b Elect Director William M. Doran Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditor Management For Voted - For
STATE STREET CORPORATION
Security ID: 857477103 Ticker: STT
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Kennett F. Burnes Management For Voted - For
1b Elect Director Patrick de Saint-Aignan Management For Voted - For
1c Elect Director Lynn A. Dugle Management For Voted - For
1d Elect Director Amelia C. Fawcett Management For Voted - For
1e Elect Director William C. Freda Management For Voted - For
1f Elect Director Joseph L. Hooley Management For Voted - For
1g Elect Director Sara Mathew Management For Voted - For
1h Elect Director William L. Meaney Management For Voted - For
1i Elect Director Ronald P. O'Hanley Management For Voted - For
1j Elect Director Sean O'Sullivan Management For Voted - For
1k Elect Director Richard P. Sergel Management For Voted - For
1l Elect Director Gregory L. Summe Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TD AMERITRADE HOLDING CORP.
Security ID: 87236Y108 Ticker: AMTD
Meeting Date: 13-Feb-19 Meeting Type: Annual
1.1 Elect Director Bharat B. Masrani Management For Voted - For
1.2 Elect Director Irene R. Miller Management For Voted - For
1.3 Elect Director Todd M. Ricketts Management For Voted - For
1.4 Elect Director Allan R. Tessler Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
THE BANK OF NEW YORK MELLON CORPORATION
Security ID: 064058100 Ticker: BK
Meeting Date: 09-Apr-19 Meeting Type: Annual
1a Elect Director Steven D. Black Management For Voted - For
1b Elect Director Linda Z. Cook Management For Voted - For
1c Elect Director Joseph J. Echevarria Management For Voted - For
1d Elect Director Edward P. Garden Management For Voted - For
1e Elect Director Jeffrey A. Goldstein Management For Voted - For
1f Elect Director John M. Hinshaw Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
1g Elect Director Edmund F. "Ted" Kelly Management For Voted - For
1h Elect Director Jennifer B. Morgan Management For Voted - For
1i Elect Director Elizabeth E. Robinson Management For Voted - For
1j Elect Director Charles W. Scharf Management For Voted - For
1k Elect Director Samuel C. Scott, III Management For Voted - For
1l Elect Director Alfred "Al" W. Zollar Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Provide Right to Act by Less than Unanimous Written
Consent Management For Voted - For
5 Approve Omnibus Stock Plan Management For Voted - For
6 Report on Gender Pay Gap Shareholder Against Voted - For
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105 Ticker: SCHW
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director John K. Adams, Jr. Management For Voted - For
1b Elect Director Stephen A. Ellis Management For Voted - For
1c Elect Director Arun Sarin Management For Voted - For
1d Elect Director Charles R. Schwab Management For Voted - For
1e Elect Director Paula A. Sneed Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against Voted - For
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104 Ticker: GS
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Drew G. Faust Management For Voted - For
1c Elect Director Mark A. Flaherty Management For Voted - For
1d Elect Director Ellen J. Kullman Management For Voted - For
1e Elect Director Lakshmi N. Mittal Management For Voted - For
1f Elect Director Adebayo O. Ogunlesi Management For Voted - For
1g Elect Director Peter Oppenheimer Management For Voted - For
1h Elect Director David M. Solomon Management For Voted - For
1i Elect Director Jan E. Tighe Management For Voted - For
1j Elect Director David A. Viniar Management For Voted - For
1k Elect Director Mark O. Winkelman Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
THOMSON REUTERS CORP.
Security ID: 884903105 Ticker: TRI
Meeting Date: 19-Nov-18 Meeting Type: Special
1 Approve Return of Capital and Stock Consolidation Management For Voted - For
THOMSON REUTERS CORPORATION
Security ID: 884903709 Ticker: TRI
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Elect Director David Thomson Management For Voted - For
1.2 Elect Director James C. Smith Management For Voted - For
1.3 Elect Director Sheila C. Bair Management For Voted - For
1.4 Elect Director David W. Binet Management For Voted - For
1.5 Elect Director W. Edmund Clark Management For Voted - For
1.6 Elect Director Michael E. Daniels Management For Voted - For
1.7 Elect Director Vance K. Opperman Management For Voted - For
1.8 Elect Director Kristin C. Peck Management For Voted - For
1.9 Elect Director Barry Salzberg Management For Voted - For
1.10 Elect Director Peter J. Thomson Management For Voted - For
1.11 Elect Director Wulf von Schimmelmann Management For Voted - For
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
4 Commission a Report on the Pay Grades and/or Salary
Ranges of All Classifications of Company Employees,
to Be Considered When Setting Target Amounts for
Compensation of Named Executive Officers Shareholder Against Voted - Against
U.S. BANCORP
Security ID: 902973304 Ticker: USB
Meeting Date: 16-Apr-19 Meeting Type: Annual
1a Elect Director Warner L. Baxter Management For Voted - For
1b Elect Director Dorothy J. Bridges Management For Voted - For
1c Elect Director Elizabeth L. Buse Management For Voted - For
1d Elect Director Marc N. Casper Management For Voted - For
1e Elect Director Andrew Cecere Management For Voted - For
1f Elect Director Arthur D. Collins, Jr. Management For Voted - For
1g Elect Director Kimberly J. Harris Management For Voted - For
1h Elect Director Roland A. Hernandez Management For Voted - For
1i Elect Director Doreen Woo Ho Management For Voted - For
1j Elect Director Olivia F. Kirtley Management For Voted - For
1k Elect Director Karen S. Lynch Management For Voted - For
1l Elect Director Richard P. McKenney Management For Voted - For
1m Elect Director Yusuf I. Mehdi Management For Voted - For
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
1n Elect Director David B. O'Maley Management For Voted - For
1o Elect Director O'dell M. Owens Management For Voted - For
1p Elect Director Craig D. Schnuck Management For Voted - For
1q Elect Director Scott W. Wine Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UBS GROUP AG
Security ID: H42097107 Ticker: UBSG
Meeting Date: 02-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report (Non-Binding) Management For Voted - For
3.1 Approve Allocation of Income Management For Voted - For
3.2 Approve Dividends of CHF 0.70 per Share from
Capital Contribution Reserves Management For Voted - For
4 Approve Discharge of Board and Senior Management Management For Voted - Against
5.1 Reelect Axel Weber as Director and Board Chairman Management For Voted - For
5.2 Reelect David Sidwell as Director Management For Voted - For
5.3 Reelect Jeremy Anderson as Director Management For Voted - For
5.4 Reelect Reto Francioni as Director Management For Voted - For
5.5 Reelect Fred Hu as Director Management For Voted - For
5.6 Reelect Julie Richardson as Director Management For Voted - For
5.7 Reelect Isabelle Romy as Director Management For Voted - For
5.8 Reelect Robert Scully as Director Management For Voted - For
5.9 Reelect Beatrice Weder di Mauro as Director Management For Voted - For
5.10 Reelect Dieter Wemmer as Director Management For Voted - For
6.1 Elect William Dudley as Director Management For Voted - For
6.2 Elect Jeanette Wong as Director Management For Voted - For
7.1 Reappoint Julie Richardson as Member of the
Compensation Committee Management For Voted - For
7.2 Reappoint Dieter Wemmer as Member of the
Compensation Committee Management For Voted - For
7.3 Appoint Reto Francioni as Member of the
Compensation Committee Management For Voted - For
7.4 Appoint Fred Hu as Member of the Compensation
Committee Management For Voted - For
8.1 Approve Maximum Remuneration of Directors in the
Amount of CHF 14.5 Million Management For Voted - For
8.2 Approve Variable Remuneration of Executive
Committee in the Amount of CHF 73.3 Million Management For Voted - For
8.3 Approve Maximum Fixed Remuneration of Executive
Committee in the Amount of CHF 33 Million Management For Voted - For
9 Designate ADB Altorfer Duss & Beilstein AG as
Independent Proxy Management For Voted - For
10 Ratify Ernst & Young AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
----------------------------------------------------------------------------------------------------------------
The ETF Industry Exposure & Financial Services ETF
Proposal Proposed by Mgt. Position Registrant Voted
VIRTU FINANCIAL, INC.
Security ID: 928254101 Ticker: VIRT
Meeting Date: 04-Jun-19 Meeting Type: Annual
1.1 Elect Director William F. Cruger, Jr. Management For Voted - Withheld
1.2 Elect Director Glenn H. Hutchins Management For Voted - Withheld
1.3 Elect Director Christopher C. Quick Management For Voted - Withheld
1.4 Elect Director Vincent J. Viola Management For Voted - Withheld
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
VIRTUS INVESTMENT PARTNERS, INC.
Security ID: 92828Q109 Ticker: VRTS
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director James R. Baio Management For Voted - For
1b Elect Director Susan S. Fleming Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Omnibus Stock Plan Management For Voted - For
WISDOMTREE INVESTMENTS, INC.
Security ID: 97717P104 Ticker: WETF
Meeting Date: 18-Jun-19 Meeting Type: Annual
1a Elect Director Susan Cosgrove Management For Voted - For
1b Elect Director Win Neuger Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
AIR PRODUCTS & CHEMICALS, INC.
Security ID: 009158106 Ticker: APD
Meeting Date: 24-Jan-19 Meeting Type: Annual
1a Elect Director Susan K. Carter Management For Voted - For
1b Elect Director Charles I. Cogut Management For Voted - For
1c Elect Director Seifi Ghasemi Management For Voted - For
1d Elect Director Chadwick C. Deaton Management For Voted - For
1e Elect Director David H. Y. Ho Management For Voted - For
1f Elect Director Margaret G. McGlynn Management For Voted - For
1g Elect Director Edward L. Monser Management For Voted - For
1h Elect Director Matthew H. Paull Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officer
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
BB&T CORPORATION
Security ID: 054937107 Ticker: BBT
Meeting Date: 30-Apr-19 Meeting Type: Annual
1.1 Elect Director Jennifer S. Banner Management For Voted - For
1.2 Elect Director K. David Boyer, Jr. Management For Voted - For
1.3 Elect Director Anna R. Cablik Management For Voted - For
1.4 Elect Director Patrick C. Graney, III Management For Voted - For
1.5 Elect Director I. Patricia Henry Management For Voted - For
1.6 Elect Director Kelly S. King Management For Voted - For
1.7 Elect Director Louis B. Lynn Management For Voted - For
1.8 Elect Director Easter A. Maynard Management For Voted - For
1.9 Elect Director Charles A. Patton Management For Voted - For
1.10 Elect Director Nido R. Qubein Management For Voted - For
1.11 Elect Director William J. Reuter Management For Voted - For
1.12 Elect Director Tollie W. Rich, Jr. Management For Voted - For
1.13 Elect Director Christine Sears Management For Voted - For
1.14 Elect Director Thomas E. Skains Management For Voted - For
1.15 Elect Director Thomas N. Thompson Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108 Ticker: BMY
Meeting Date: 29-May-19 Meeting Type: Annual
1A Elect Director Peter J. Arduini Management For Voted - For
1B Elect Director Robert J. Bertolini Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1C Elect Director Giovanni Caforio Management For Voted - For
1D Elect Director Matthew W. Emmens Management For Voted - For
1E Elect Director Michael Grobstein Management For Voted - For
1F Elect Director Alan J. Lacy Management For Voted - For
1G Elect Director Dinesh C. Paliwal Management For Voted - For
1H Elect Director Theodore R. Samuels Management For Voted - For
1I Elect Director Vicki L. Sato Management For Voted - For
1J Elect Director Gerald L. Storch Management For Voted - For
1K Elect Director Karen H. Vousden Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Provide Right to Act by Written Consent Shareholder Against Voted - For
CARNIVAL CORPORATION
Security ID: 143658300 Ticker: CCL
Meeting Date: 16-Apr-19 Meeting Type: Annual
1 Re-elect Micky Arison as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
2 Re-elect Jonathon Band as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
3 Re-elect Jason Glen Cahilly as a Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
4 Re-elect Helen Deeble as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
5 Re-elect Arnold W. Donald as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
6 Re-elect Richard J. Glasier as a Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
7 Re-elect Debra Kelly-Ennis as a Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
8 Elect Director Katie Lahey as a Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
9 Re-elect John Parker as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
10 Re-elect Stuart Subotnick as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
11 Re-elect Laura Weil as a Director of Carnival
Corporation and as a Director of Carnival plc. Management For Voted - For
12 Re-elect Randall J. Weisenburger as a Director of
Carnival Corporation and as a Director of Carnival
plc. Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
14 Approve Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies) Management For Voted - For
15 Reappoint PricewaterhouseCoopers LLP as Independent
Auditors of Carnival plc; Ratify the Selection of
the U.S. Firm of PricewaterhouseCoopers LLP as the
Independent Registered Certified Public Accounting
Firm of Carnival Corporation Management For Voted - For
16 Authorize Board to Fix Remuneration of Auditors Management For Voted - For
17 Receive the UK Accounts and Reports of the
Directors and Auditors of Carnival plc for the year
ended November 30, 2018 (in accordance with legal
requirements applicable to UK companies). Management For Voted - For
18 Authorize Issue of Equity Management For Voted - For
19 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
20 Authorize Share Repurchase Program Management For Voted - For
CISCO SYSTEMS, INC.
Security ID: 17275R102 Ticker: CSCO
Meeting Date: 12-Dec-18 Meeting Type: Annual
1a Elect Director M. Michele Burns Management For Voted - For
1b Elect Director Michael D. Capellas Management For Voted - For
1c Elect Director Mark Garrett Management For Voted - For
1d Elect Director Kristina M. Johnson Management For Voted - For
1e Elect Director Roderick C. McGeary Management For Voted - For
1f Elect Director Charles H. Robbins Management For Voted - For
1g Elect Director Arun Sarin Management For Voted - For
1h Elect Director Brenton L. Saunders Management For Voted - For
1i Elect Director Steven M. West Management For Voted - For
2 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
6 Adjust Executive Compensation Metrics for Share
Buybacks Shareholder Against Voted - Against
CITRIX SYSTEMS, INC.
Security ID: 177376100 Ticker: CTXS
Meeting Date: 04-Jun-19 Meeting Type: Annual
1a Elect Director Robert M. Calderoni Management For Voted - For
1b Elect Director Nanci E. Caldwell Management For Voted - For
1c Elect Director Jesse A. Cohn Management For Voted - For
1d Elect Director Robert D. Daleo Management For Voted - For
1e Elect Director Murray J. Demo Management For Voted - For
1f Elect Director Ajei S. Gopal Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1g Elect Director David J. Henshall Management For Voted - For
1h Elect Director Thomas E. Hogan Management For Voted - For
1i Elect Director Moira A. Kilcoyne Management For Voted - For
1j Elect Director Peter J. Sacripanti Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COLGATE-PALMOLIVE COMPANY
Security ID: 194162103 Ticker: CL
Meeting Date: 10-May-19 Meeting Type: Annual
1a Elect Director Charles A. Bancroft Management For Voted - For
1b Elect Director John P. Bilbrey Management For Voted - For
1c Elect Director John T. Cahill Management For Voted - For
1d Elect Director Ian Cook Management For Voted - For
1e Elect Director Lisa M. Edwards Management For Voted - For
1f Elect Director Helene D. Gayle Management For Voted - For
1g Elect Director C. Martin Harris Management For Voted - For
1h Elect Director Lorrie M. Norrington Management For Voted - For
1i Elect Director Michael B. Polk Management For Voted - For
1j Elect Director Stephen I. Sadove Management For Voted - For
1k Elect Director Noel R. Wallace Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - For
CONOCOPHILLIPS
Security ID: 20825C104 Ticker: COP
Meeting Date: 14-May-19 Meeting Type: Annual
1a Elect Director Charles E. Bunch Management For Voted - For
1b Elect Director Caroline Maury Devine Management For Voted - For
1c Elect Director John V. Faraci Management For Voted - For
1d Elect Director Jody Freeman Management For Voted - For
1e Elect Director Gay Huey Evans Management For Voted - For
1f Elect Director Jeffrey A. Joerres Management For Voted - For
1g Elect Director Ryan M. Lance Management For Voted - For
1h Elect Director William H. McRaven Management For Voted - For
1i Elect Director Sharmila Mulligan Management For Voted - For
1j Elect Director Arjun N. Murti Management For Voted - For
1k Elect Director Robert A. Niblock Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
CONSOLIDATED EDISON, INC.
Security ID: 209115104 Ticker: ED
Meeting Date: 20-May-19 Meeting Type: Annual
1.1 Elect Director George Campbell, Jr. Management For Voted - For
1.2 Elect Director Ellen V. Futter Management For Voted - For
1.3 Elect Director John F. Killian Management For Voted - For
1.4 Elect Director John McAvoy Management For Voted - For
1.5 Elect Director William J. Mulrow Management For Voted - For
1.6 Elect Director Armando J. Olivera Management For Voted - For
1.7 Elect Director Michael W. Ranger Management For Voted - For
1.8 Elect Director Linda S. Sanford Management For Voted - For
1.9 Elect Director Deirdre Stanley Management For Voted - For
1.10 Elect Director L. Frederick Sutherland Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
CUMMINS INC.
Security ID: 231021106 Ticker: CMI
Meeting Date: 14-May-19 Meeting Type: Annual
1 Elect Director N. Thomas Linebarger Management For Voted - For
2 Elect Director Richard J. Freeland Management For Voted - For
3 Elect Director Robert J. Bernhard Management For Voted - For
4 Elect Director Franklin R. Chang Diaz Management For Voted - For
5 Elect Director Bruno V. Di Leo Allen Management For Voted - For
6 Elect Director Stephen B. Dobbs Management For Voted - For
7 Elect Director Robert K. Herdman Management For Voted - For
8 Elect Director Alexis M. Herman Management For Voted - For
9 Elect Director Thomas J. Lynch Management For Voted - For
10 Elect Director William I. Miller Management For Voted - For
11 Elect Director Georgia R. Nelson Management For Voted - For
12 Elect Director Karen H. Quintos Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
14 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
15 Amend Nonqualified Employee Stock Purchase Plan Management For Voted - For
16 Require Independent Board Chairman Shareholder Against Voted - Against
DOVER CORPORATION
Security ID: 260003108 Ticker: DOV
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director H. John Gilbertson, Jr. Management For Voted - For
1b Elect Director Kristiane C. Graham Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1c Elect Director Michael F. Johnston Management For Voted - For
1d Elect Director Eric A. Spiegel Management For Voted - For
1e Elect Director Richard J. Tobin Management For Voted - For
1f Elect Director Stephen M. Todd Management For Voted - For
1g Elect Director Stephen K. Wagner Management For Voted - For
1h Elect Director Keith E. Wandell Management For Voted - For
1i Elect Director Mary A. Winston Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
4 Eliminate Supermajority Vote Requirement for
Amendments to Article 15 Management For Voted - For
5 Eliminate Supermajority Vote Requirement for
Amendments to Article 16 Management For Voted - For
EVEREST RE GROUP, LTD.
Security ID: G3223R108 Ticker: RE
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Elect Director Dominic J. Addesso Management For Voted - For
1.2 Elect Director John J. Amore Management For Voted - For
1.3 Elect Director William F. Galtney, Jr. Management For Voted - For
1.4 Elect Director John A. Graf Management For Voted - For
1.5 Elect Director Gerri Losquadro Management For Voted - For
1.6 Elect Director Roger M. Singer Management For Voted - For
1.7 Elect Director Joseph V. Taranto Management For Voted - For
1.8 Elect Director John A. Weber Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
FASTENAL COMPANY
Security ID: 311900104 Ticker: FAST
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Willard D. Oberton Management For Voted - For
1b Elect Director Michael J. Ancius Management For Voted - For
1c Elect Director Michael J. Dolan Management For Voted - For
1d Elect Director Stephen L. Eastman Management For Voted - For
1e Elect Director Daniel L. Florness Management For Voted - For
1f Elect Director Rita J. Heise Management For Voted - For
1g Elect Director Darren R. Jackson Management For Voted - For
1h Elect Director Daniel L. Johnson Management For Voted - For
1i Elect Director Scott A. Satterlee Management For Voted - For
1j Elect Director Reyne K. Wisecup Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
4 Prepare Employment Diversity Report Shareholder Against Voted - For
FORD MOTOR COMPANY
Security ID: 345370860 Ticker: F
Meeting Date: 09-May-19 Meeting Type: Annual
1a Elect Director Stephen G. Butler Management For Voted - For
1b Elect Director Kimberly A. Casiano Management For Voted - For
1c Elect Director Anthony F. Earley, Jr. Management For Voted - For
1d Elect Director Edsel B. Ford, II Management For Voted - For
1e Elect Director William Clay Ford, Jr. Management For Voted - For
1f Elect Director James P. Hackett Management For Voted - For
1g Elect Director William W. Helman, IV Management For Voted - For
1h Elect Director William E. Kennard Management For Voted - For
1i Elect Director John C. Lechleiter Management For Voted - For
1j Elect Director John L. Thornton Management For Voted - For
1k Elect Director John B. Veihmeyer Management For Voted - For
1l Elect Director Lynn M. Vojvodich Management For Voted - For
1m Elect Director John S. Weinberg Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend NOL Rights Plan (NOL Pill) Management For Voted - For
5 Approve Recapitalization Plan for all Stock to Have
One-vote per Share Shareholder Against Voted - For
6 Report on Lobbying Payments and Policy Shareholder Against Voted - For
7 Report on Political Contributions Shareholder Against Voted - For
HOST HOTELS & RESORTS, INC.
Security ID: 44107P104 Ticker: HST
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Mary L. Baglivo Management For Voted - For
1.2 Elect Director Sheila C. Bair Management For Voted - For
1.3 Elect Director Ann McLaughlin Korologos Management For Voted - For
1.4 Elect Director Richard E. Marriott Management For Voted - For
1.5 Elect Director Sandeep L. Mathrani Management For Voted - For
1.6 Elect Director John B. Morse, Jr. Management For Voted - For
1.7 Elect Director Mary Hogan Preusse Management For Voted - For
1.8 Elect Director Walter C. Rakowich Management For Voted - For
1.9 Elect Director James F. Risoleo Management For Voted - For
1.10 Elect Director Gordon H. Smith Management For Voted - For
1.11 Elect Director A. William Stein Management For Voted - For
2 Ratify KPMG LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
HP INC.
Security ID: 40434L105 Ticker: HPQ
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Aida M. Alvarez Management For Voted - For
1b Elect Director Shumeet Banerji Management For Voted - For
1c Elect Director Robert R. Bennett Management For Voted - For
1d Elect Director Charles "Chip" V. Bergh Management For Voted - For
1e Elect Director Stacy Brown-Philpot Management For Voted - For
1f Elect Director Stephanie A. Burns Management For Voted - For
1g Elect Director Mary Anne Citrino Management For Voted - For
1h Elect Director Yoky Matsuoka Management For Voted - For
1i Elect Director Stacey Mobley Management For Voted - For
1j Elect Director Subra Suresh Management For Voted - For
1k Elect Director Dion J. Weisler Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Require Independent Board Chairman Shareholder Against Voted - Against
HUNTINGTON BANCSHARES INCORPORATED
Security ID: 446150104 Ticker: HBAN
Meeting Date: 18-Apr-19 Meeting Type: Annual
1.1 Elect Director Lizabeth Ardisana Management For Voted - For
1.2 Elect Director Ann B. "Tanny" Crane Management For Voted - For
1.3 Elect Director Robert S. Cubbin Management For Voted - For
1.4 Elect Director Steven G. Elliott Management For Voted - For
1.5 Elect Director Gina D. France Management For Voted - For
1.6 Elect Director J. Michael Hochschwender Management For Voted - For
1.7 Elect Director John C. "Chris" Inglis Management For Voted - For
1.8 Elect Director Peter J. Kight Management For Voted - For
1.9 Elect Director Katherine M. A. "Allie" Kline Management For Voted - For
1.10 Elect Director Richard W. Neu Management For Voted - For
1.11 Elect Director David L. Porteous Management For Voted - For
1.12 Elect Director Kathleen H. Ransier Management For Voted - For
1.13 Elect Director Stephen D. Steinour Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104 Ticker: ICE
Meeting Date: 17-May-19 Meeting Type: Annual
1a Elect Director Sharon Y. Bowen Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1b Elect Director Charles R. Crisp Management For Voted - For
1c Elect Director Duriya M. Farooqui Management For Voted - For
1d Elect Director Jean-Marc Forneri Management For Voted - For
1e Elect Director The Right Hon. The Lord Hague of
Richmond Management For Voted - For
1f Elect Director Frederick W. Hatfield Management For Voted - For
1g Elect Director Thomas E. Noonan Management For Voted - For
1h Elect Director Frederic V. Salerno Management For Voted - For
1i Elect Director Jeffrey C. Sprecher Management For Voted - For
1j Elect Director Judith A. Sprieser Management For Voted - For
1k Elect Director Vincent Tese Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
MONDELEZ INTERNATIONAL, INC.
Security ID: 609207105 Ticker: MDLZ
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Lewis W.K. Booth Management For Voted - For
1b Elect Director Charles E. Bunch Management For Voted - For
1c Elect Director Debra A. Crew Management For Voted - For
1d Elect Director Lois D. Juliber Management For Voted - For
1e Elect Director Mark D. Ketchum Management For Voted - For
1f Elect Director Peter W. May Management For Voted - For
1g Elect Director Jorge S. Mesquita Management For Voted - For
1h Elect Director Joseph Neubauer Management For Voted - For
1i Elect Director Fredric G. Reynolds Management For Voted - For
1j Elect Director Christiana S. Shi Management For Voted - For
1k Elect Director Patrick T. Siewert Management For Voted - For
1l Elect Director Jean-Francois M. L. van Boxmeer Management For Voted - For
1m Elect Director Dirk Van de Put Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
4 Report on Mitigating Impacts of Deforestation in
Company's Supply Chain Shareholder Against Voted - Against
5 Consider Pay Disparity Between Executives and Other
Employees Shareholder Against Voted - Against
MYLAN N.V.
Security ID: N59465109 Ticker: MYL
Meeting Date: 21-Jun-19 Meeting Type: Annual
1A Elect Director Heather Bresch Management For Voted - For
1B Elect Director Robert J. Cindrich Management For Voted - For
1C Elect Director Robert J. Coury Management For Voted - For
1D Elect Director JoEllen Lyons Dillon Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1E Elect Director Neil Dimick Management For Voted - For
1F Elect Director Melina Higgins Management For Voted - For
1G Elect Director Harry A. Korman Management For Voted - For
1H Elect Director Rajiv Malik Management For Voted - For
1I Elect Director Richard Mark Management For Voted - For
1J Elect Director Mark W. Parrish Management For Voted - For
1K Elect Director Pauline van der Meer Mohr Management For Voted - For
1L Elect Director Randall L. (Pete) Vanderveen Management For Voted - For
1M Elect Director Sjoerd S. Vollebregt Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Adopt Financial Statements and Statutory Reports Management For Voted - For
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
5 Instruction to Deloitte Accountants B. V. for the
Audit of the Company's Dutch Statutory Annual
Accounts for Fiscal Year 2019 Management For Voted - For
6 Authorize Share Repurchase Program Management For Voted - For
7 Grant Board Authority to Issue Shares Up To 20
Percent of Issued Capital and Restrict/Exclude
Preemptive Rights Management For Voted - Against
8 Discussion Item - Shareholder Proposal Relating To
the Company's Clawback Policy Shareholder None Voted - For
PERKINELMER, INC.
Security ID: 714046109 Ticker: PKI
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a Elect Director Peter Barrett Management For Voted - For
1b Elect Director Samuel R. Chapin Management For Voted - For
1c Elect Director Robert F. Friel Management For Voted - For
1d Elect Director Sylvie Gregoire Management For Voted - For
1e Elect Director Alexis P. Michas Management For Voted - For
1f Elect Director Patrick J. Sullivan Management For Voted - For
1g Elect Director Frank Witney Management For Voted - For
1h Elect Director Pascale Witz Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109 Ticker: PM
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Elect Director Andre Calantzopoulos Management For Voted - For
1.2 Elect Director Louis C. Camilleri Management For Voted - For
1.3 Elect Director Massimo Ferragamo Management For Voted - For
1.4 Elect Director Werner Geissler Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect Director Lisa A. Hook Management For Voted - For
1.6 Elect Director Jennifer Li Management For Voted - For
1.7 Elect Director Jun Makihara Management For Voted - For
1.8 Elect Director Kalpana Morparia Management For Voted - For
1.9 Elect Director Lucio A. Noto Management For Voted - For
1.10 Elect Director Frederik Paulsen Management For Voted - For
1.11 Elect Director Robert B. Polet Management For Voted - For
1.12 Elect Director Stephen M. Wolf Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers SA as Auditor Management For Voted - For
RAYMOND JAMES FINANCIAL, INC.
Security ID: 754730109 Ticker: RJF
Meeting Date: 28-Feb-19 Meeting Type: Annual
1.1 Elect Director Charles G. von Arentschildt Management For Voted - For
1.2 Elect Director Shelley G. Broader Management For Voted - For
1.3 Elect Director Robert M. Dutkowsky Management For Voted - For
1.4 Elect Director Jeffrey N. Edwards Management For Voted - For
1.5 Elect Director Benjamin C. Esty Management For Voted - For
1.6 Elect Director Anne Gates Management For Voted - For
1.7 Elect Director Francis S. Godbold Management For Voted - For
1.8 Elect Director Thomas A. James Management For Voted - For
1.9 Elect Director Gordon L. Johnson Management For Voted - For
1.10 Elect Director Roderick C. McGeary Management For Voted - For
1.11 Elect Director Paul C. Reilly Management For Voted - For
1.12 Elect Director Susan N. Story Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Amend Qualified Employee Stock Purchase Plan Management For Voted - For
4 Ratify KPMG LLP as Auditors Management For Voted - For
SUNTRUST BANKS, INC.
Security ID: 867914103 Ticker: STI
Meeting Date: 23-Apr-19 Meeting Type: Annual
1.1 Elect Director Agnes Bundy Scanlan Management For Voted - For
1.2 Elect Director Dallas S. Clement Management For Voted - For
1.3 Elect Director Paul D. Donahue Management For Voted - For
1.4 Elect Director Paul R. Garcia Management For Voted - For
1.5 Elect Director Donna S. Morea Management For Voted - For
1.6 Elect Director David M. Ratcliffe Management For Voted - For
1.7 Elect Director William H. Rogers, Jr. Management For Voted - For
1.8 Elect Director Frank P. Scruggs, Jr. Management For Voted - For
1.9 Elect Director Bruce L. Tanner Management For Voted - For
1.10 Elect Director Steven C. Voorhees Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105 Ticker: SCHW
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director John K. Adams, Jr. Management For Voted - For
1b Elect Director Stephen A. Ellis Management For Voted - For
1c Elect Director Arun Sarin Management For Voted - For
1d Elect Director Charles R. Schwab Management For Voted - For
1e Elect Director Paula A. Sneed Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against Voted - For
THE HERSHEY COMPANY
Security ID: 427866108 Ticker: HSY
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Pamela M. Arway Management For Voted - For
1.2 Elect Director James W. Brown Management For Voted - For
1.3 Elect Director Michele G. Buck Management For Voted - For
1.4 Elect Director Charles A. Davis Management For Voted - For
1.5 Elect Director Mary Kay Haben Management For Voted - For
1.6 Elect Director James C. Katzman Management For Voted - For
1.7 Elect Director M. Diane Koken Management For Voted - For
1.8 Elect Director Robert M. Malcolm Management For Voted - For
1.9 Elect Director Anthony J. Palmer Management For Voted - For
1.10 Elect Director Juan R. Perez Management For Voted - For
1.11 Elect Director Wendy L. Schoppert Management For Voted - For
1.12 Elect Director David L. Shedlarz Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Security ID: 460690100 Ticker: IPG
Meeting Date: 23-May-19 Meeting Type: Annual
1.1 Elect Director Jocelyn Carter-Miller Management For Voted - For
1.2 Elect Director H. John Greeniaus Management For Voted - For
1.3 Elect Director Mary J. Steele Guilfoile Management For Voted - For
1.4 Elect Director Dawn Hudson Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Elect Director William T. Kerr Management For Voted - For
1.6 Elect Director Henry S. Miller Management For Voted - For
1.7 Elect Director Jonathan F. Miller Management For Voted - For
1.8 Elect Director Patrick Q. Moore Management For Voted - For
1.9 Elect Director Michael I. Roth Management For Voted - For
1.10 Elect Director David M. Thomas Management For Voted - For
1.11 Elect Director E. Lee Wyatt, Jr. Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
U.S. BANCORP
Security ID: 902973304 Ticker: USB
Meeting Date: 16-Apr-19 Meeting Type: Annual
1a Elect Director Warner L. Baxter Management For Voted - For
1b Elect Director Dorothy J. Bridges Management For Voted - For
1c Elect Director Elizabeth L. Buse Management For Voted - For
1d Elect Director Marc N. Casper Management For Voted - For
1e Elect Director Andrew Cecere Management For Voted - For
1f Elect Director Arthur D. Collins, Jr. Management For Voted - For
1g Elect Director Kimberly J. Harris Management For Voted - For
1h Elect Director Roland A. Hernandez Management For Voted - For
1i Elect Director Doreen Woo Ho Management For Voted - For
1j Elect Director Olivia F. Kirtley Management For Voted - For
1k Elect Director Karen S. Lynch Management For Voted - For
1l Elect Director Richard P. McKenney Management For Voted - For
1m Elect Director Yusuf I. Mehdi Management For Voted - For
1n Elect Director David B. O'Maley Management For Voted - For
1o Elect Director O'dell M. Owens Management For Voted - For
1p Elect Director Craig D. Schnuck Management For Voted - For
1q Elect Director Scott W. Wine Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
UNITED CONTINENTAL HOLDINGS, INC.
Security ID: 910047109 Ticker: UAL
Meeting Date: 22-May-19 Meeting Type: Annual
1.1 Elect Director Carolyn Corvi Management For Voted - For
1.2 Elect Director Jane C. Garvey Management For Voted - For
1.3 Elect Director Barney Harford Management For Voted - For
1.4 Elect Director Michele J. Hooper Management For Voted - For
1.5 Elect Director Walter Isaacson Management For Voted - For
1.6 Elect Director James A. C. Kennedy Management For Voted - For
----------------------------------------------------------------------------------------------------------------
Vesper US Large Cap Short-Term Reversal Strategy ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Director Oscar Munoz Management For Voted - For
1.8 Elect Director Edward M. Philip Management For Voted - For
1.9 Elect Director Edward L. Shapiro Management For Voted - For
1.10 Elect Director David J. Vitale Management For Voted - For
1.11 Elect Director James M. Whitehurst Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
----------------------------------------------------------------------------------------------------------------
YieldShares High Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
Security ID: 00326L100 Ticker: AOD
Meeting Date: 31-Oct-18 Meeting Type: Annual
1 Elect Director John Sievwright Management For Voted - For
2 Declassify the Board of Directors Shareholder Against Voted - For
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND, INC.
Security ID: 01879R106 Ticker: AWF
Meeting Date: 12-Dec-18 Meeting Type: Special
1 Approve Investment Advisory Agreement between
AllianceBernstein Global High Income Fund, Inc.
and AllianceBernstein L.P. Management For Voted - For
Meeting Date: 27-Mar-19 Meeting Type: Annual
1.1 Elect Director Nancy P. Jacklin Management For Voted - For
1.2 Elect Director Michael J. Downey Management For Voted - For
BLACKROCK CORPORATE HIGH YIELD FUND, INC.
Security ID: 09255P107 Ticker: HYT
Meeting Date: 27-Aug-18 Meeting Type: Annual
1.1 Elect Director Robert Fairbairn Management For Voted - For
1.2 Elect Director R. Glenn Hubbard Management For Voted - For
1.3 Elect Director W. Carl Kester Management For Voted - For
1.4 Elect Director John M. Perlowski Management For Voted - For
1.5 Elect Director Karen P. Robards Management For Voted - For
BLACKROCK CREDIT ALLOCATION INCOME TRUST
Security ID: 092508100 Ticker: BTZ
Meeting Date: 30-Jul-18 Meeting Type: Annual
1.1 Elect Director Frank J. Fabozzi Management For Voted - For
1.2 Elect Director Robert Fairbairn Management For Voted - For
1.3 Elect Director Catherine A. Lynch Management For Voted - For
1.4 Elect Director Karen P. Robards Management For Voted - For
----------------------------------------------------------------------------------------------------------------
YieldShares High Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
BLACKROCK DEBT STRATEGIES FUND, INC.
Security ID: 09255R202 Ticker: DSU
Meeting Date: 27-Aug-18 Meeting Type: Annual
1.1 Elect Director Robert Fairbairn Management For Voted - For
1.2 Elect Director R. Glenn Hubbard Management For Voted - Withheld
1.3 Elect Director W. Carl Kester Management For Voted - Withheld
1.4 Elect Director John M. Perlowski Management For Voted - Withheld
1.5 Elect Director Karen P. Robards Management For Voted - Withheld
BLACKROCK MULTI-SECTOR INCOME TRUST
Security ID: 09258A107 Ticker: BIT
Meeting Date: 30-Jul-18 Meeting Type: Annual
1.1 Elect Director Frank J. Fabozzi Management For Voted - For
1.2 Elect Director Robert Fairbairn Management For Voted - For
1.3 Elect Director Catherine A. Lynch Management For Voted - For
1.4 Elect Director Karen P. Robards Management For Voted - For
BLACKSTONE / GSO STRATEGIC CREDIT FUND
Security ID: 09257R101 Ticker: BGB
Meeting Date: 17-Apr-19 Meeting Type: Annual
3.1 Elect Director Daniel H. Smith, Jr. Management For Voted - For
BROOKFIELD REAL ASSETS INCOME FUND INC.
Security ID: 112830104 Ticker: RA
Meeting Date: 23-May-19 Meeting Type: Annual
1.1 Elect Director Edward A. Kuczmarski Management For Voted - For
1.2 Elect Director Stuart A. McFarland Management For Voted - For
COHEN & STEERS INFRASTRUCTURE FUND, INC.
Security ID: 19248A109 Ticker: UTF
Meeting Date: 25-Apr-19 Meeting Type: Annual
1.1 Elect Director Daphne L. Richards Management For Voted - For
1.2 Elect Director Gerald J. Maginnis Management For Voted - For
1.3 Elect Director Joseph M. Harvey Management For Voted - For
----------------------------------------------------------------------------------------------------------------
YieldShares High Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
DOUBLELINE INCOME SOLUTIONS FUND
Security ID: 258622109 Ticker: DSL
Meeting Date: 22-Feb-19 Meeting Type: Annual
1 Elect Director Joseph J. Ciprari Management For Voted - For
EATON VANCE LIMITED DURATION INCOME FUND
Security ID: 27828H105 Ticker: EVV
Meeting Date: 17-Jan-19 Meeting Type: Annual
1a Elect Director Cynthia E. Frost Management For Voted - For
1b Elect Director Valerie A. Mosley Management For Voted - For
1c Elect Director Scott E. Wennerholm Management For Voted - For
FIRST TRUST HIGH INCOME LONG/SHORT FUND
Security ID: 33738E109 Ticker: FSD
Meeting Date: 08-Apr-19 Meeting Type: Annual
1.1 Elect Director James A. Bowen Management For Voted - For
1.2 Elect Director Niel B. Nielson Management For Voted - For
FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND
Security ID: 33718W103 Ticker: FPF
Meeting Date: 08-Apr-19 Meeting Type: Annual
1.1 Elect Director James A. Bowen Management For Voted - For
1.2 Elect Director Niel B. Nielson Management For Voted - For
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
Security ID: 46132R104 Ticker: VTA
Meeting Date: 09-Aug-18 Meeting Type: Annual
1.1 Elect Director Bruce L. Crockett Management For Voted - For
1.2 Elect Director Jack M. Fields Management For Voted - For
1.3 Elect Director Martin L. Flanagan Management For Voted - For
1.4 Elect Director Robert C. Troccoli Management For Voted - For
INVESCO SENIOR INCOME TRUST
Security ID: 46131H107 Ticker: VVR
Meeting Date: 09-Aug-18 Meeting Type: Annual
1.1 Elect Director Bruce L. Crockett Management For Voted - For
----------------------------------------------------------------------------------------------------------------
YieldShares High Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
1.2 Elect Director Jack M. Fields Management For Voted - For
1.3 Elect Director Martin L. Flanagan Management For Voted - For
1.4 Elect Director Robert C. Troccoli Management For Voted - For
KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT COMPANY
Security ID: 486606106 Ticker: KYN
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Elect Director Anne K. Costin Management For Voted - For
1.2 Elect Director Albert L. Richey Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
LIBERTY ALL-STAR EQUITY FUND
Security ID: 530158104 Ticker: USA
Meeting Date: 23-Aug-18 Meeting Type: Annual
1.1 Elect Director John A. Benning Management For Voted - For
1.2 Elect Director Maureen Usifer Management For Voted - For
1.3 Elect Director Edmund J. Burke Management For Voted - For
NEXPOINT STRATEGIC OPPORTUNITIES FUND
Security ID: 65340G205 Ticker: NHF
Meeting Date: 14-Jun-19 Meeting Type: Annual
1a Elect Director Ethan Powell Management For Voted - For
1b Elect Director Bryan A. Ward Management For Voted - For
NUVEEN FLOATING RATE INCOME FUND
Security ID: 67072T108 Ticker: JFR
Meeting Date: 10-Apr-19 Meeting Type: Annual
1a.1 Elect Director Judith M. Stockdale Management For Voted - For
1a.2 Elect Director Carole E. Stone Management For Voted - For
1a.3 Elect Director Margaret L. Wolff Management For Voted - For
NUVEEN PREFERRED & INCOME SECURITIES FUND
Security ID: 67072C105 Ticker: JPS
Meeting Date: 10-Apr-19 Meeting Type: Annual
1b.1 Elect Director Judith M. Stockdale Management For Voted - For
1b.2 Elect Director Carole E. Stone Management For Voted - For
1b.3 Elect Director Margaret L. Wolff Management For Voted - For
1b.4 Elect Director William C. Hunter Management For Voted - For
----------------------------------------------------------------------------------------------------------------
YieldShares High Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
PGIM GLOBAL SHORT DURATION HIGH YIELD FUND, INC.
Security ID: 69346J106 Ticker: GHY
Meeting Date: 08-Mar-19 Meeting Type: Annual
1.1 Elect Director Ellen S. Alberding Management For Voted - For
1.2 Elect Director Barry H. Evans Management For Voted - For
1.3 Elect Director Stuart S. Parker Management For Voted - For
1.4 Elect Director Brian K. Reid Management For Voted - For
PGIM SHORT DURATION HIGH YIELD FUND, INC.
Security ID: 69346H100 Ticker: ISD
Meeting Date: 08-Mar-19 Meeting Type: Annual
1.1 Elect Director Ellen S. Alberding Management For Voted - For
1.2 Elect Director Barry H. Evans Management For Voted - For
1.3 Elect Director Stuart S. Parker Management For Voted - For
1.4 Elect Director Brian K. Reid Management For Voted - For
TEMPLETON EMERGING MARKETS INCOME FUND
Security ID: 880192109 Ticker: TEI
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director Mary C. Choksi Management For Voted - For
1.2 Elect Director Rupert H. Johnson, Jr. Management For Voted - For
1.3 Elect Director Gregory E. Johnson Management For Voted - For
2 Eliminate Fundamental Investment Policy Requiring
the Fund to Invest at Least 65% of Its Total Assets
in U.S. Dollar-Denominated Securities Management For Voted - For
3 Amend Fundamental Investment Restriction Regarding
Investments in Commodities Management For Voted - For
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
TORTOISE ENERGY INFRASTRUCTURE CORPORATION
Security ID: 89147L100 Ticker: TYG
Meeting Date: 20-May-19 Meeting Type: Annual
1 Elect Director Alexandra A. Herger Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TORTOISE MIDSTREAM ENERGY FUND, INC.
Security ID: 89148B101 Ticker: NTG
Meeting Date: 20-May-19 Meeting Type: Annual
1.1 Elect Director Alexandra A. Herger Management For Voted - For
----------------------------------------------------------------------------------------------------------------
YieldShares High Income ETF
Proposal Proposed by Mgt. Position Registrant Voted
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
WELLS FARGO INCOME OPPORTUNITIES FUND
Security ID: 94987B105 Ticker: EAD
Meeting Date: 13-Aug-18 Meeting Type: Annual
1.1 Elect Director William R. Ebsworth Management For Voted - For
1.2 Elect Director Jane A. Freeman Management For Voted - For
1.3 Elect Director Judith M. Johnson Management For Voted - For
WESTERN ASSET EMERGING MARKETS DEBT FUND, INC.
Security ID: 95766A101 Ticker: EMD
Meeting Date: 12-Apr-19 Meeting Type: Annual
1.1 Elect Director Nisha Kumar Management For Voted - For
1.2 Elect Director William R. Hutchinson Management For Voted - For
1.3 Elect Director Jane E. Trust Management For Voted - For
WESTERN ASSET GLOBAL HIGH INCOME FUND, INC.
Security ID: 95766B109 Ticker: EHI
Meeting Date: 28-Sep-18 Meeting Type: Annual
1.1 Elect Director Leslie H. Gelb Management For Voted - For
1.2 Elect Director William R. Hutchinson Management For Voted - For
1.3 Elect Director Jane E. Trust Management For Voted - For
WESTERN ASSET HIGH INCOME FUND II, INC.
Security ID: 95766J102 Ticker: HIX
Meeting Date: 28-Sep-18 Meeting Type: Annual
1.1 Elect Director Paolo M. Cucchi Management For Voted - For
1.2 Elect Director Leslie H. Gelb Management For Voted - For
1.3 Elect Director Riordan Roett Management For Voted - For
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND, INC.
Security ID: 95766K109 Ticker: HIO
Meeting Date: 22-Feb-19 Meeting Type: Annual
1.1 Elect Director Nisha Kumar Management For Voted - For
1.2 Elect Director William R. Hutchinson Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Exchange Traded Concepts Trust
By: /s/ J. Garrett Stevens
J. Garrett Stevens
Trustee and President
Date: August 29, 2019