UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22263
Exchange Traded Concepts Trust
(Exact name of registrant as specified in charter)
________
10900 Hefner Pointe Drive
Suite 401
Oklahoma City, OK 73120
(Address of principal executive offices)
________
J. Garrett Stevens
Exchange Traded Concepts Trust
10900 Hefner Pointe Drive
Suite 401
Oklahoma City, OK 73120
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 405-778-8377
Date of Fiscal Year End:
April 30
August 31
November 30
Date of Reporting Period: July 1, 2019 to June 30, 2020
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds:
6 Meridian Hedged Equity-Index Option Strategy ETF
(Fund commenced operations May 8, 2020)
6 Meridian Low Beta Equity Strategy ETF
(Fund commenced operations May 8, 2020)
6 Meridian Mega Cap Equity ETF
(Fund commenced operations May 8, 2020)
6 Meridian Small Cap Equity ETF
(Fund commenced operations May 8, 2020)
Bernstein Global Research Fund
(Fund liquidated July 31, 2019)
Bernstein U.S. Research Fund
(Fund liquidated July 31, 2019)
EMQQ The Emerging Markets Internet and Ecommerce ETF
FLAG-Forensic Accounting Long-Short ETF
(Fund liquidated April 14, 2020)
Hull Tactical US ETF
Ideanomics NextGen Vehicles & Technology ETF
Innovation Shares NextGen Protocol ETF
North Shore Global Uranium Mining ETF
(Fund commenced operations December 3, 2019)
ROBO Global Artificial Intelligence ETF
(Fund commenced operations May 11, 2020)
ROBO Global Healthcare Technology and Innovation Index ETF
ROBO Global Robotics and Automation Index ETF
Vesper US Large Cap Short‐Term Reversal Strategy ETF
Non-Voting Funds
6 Meridian Hedged Equity-Index Option Strategy ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
6 Meridian Mega Cap Equity ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
6 Meridian Small Cap Equity ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
Hull Tactical US ETF
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
6 Meridian Low Beta Equity Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MYLAN N.V.
Security ID: N59465109
Ticker: MYL
Meeting Date: 30-Jun-20
Meeting Type: Annual/Special
1A | Elect Director Heather Bresch | Management | For | Voted - For | |
1B | Elect Director Robert J. Cindrich | Management | For | Voted - For | |
1C | Elect Director Robert J. Coury | Management | For | Voted - For | |
1D | Elect Director JoEllen Lyons Dillon | Management | For | Voted - For | |
1E | Elect Director Neil Dimick | Management | For | Voted - For | |
1F | Elect Director Melina Higgins | Management | For | Voted - For | |
1G | Elect Director Harry A. Korman | Management | For | Voted - For | |
1H | Elect Director Rajiv Malik | Management | For | Voted - For | |
1I | Elect Director Richard A. Mark | Management | For | Voted - For | |
1J | Elect Director Mark W. Parrish | Management | For | Voted - For | |
1K | Elect Director Pauline van der Meer Mohr | Management | For | Voted - For | |
1L | Elect Director Randall L. (Pete) Vanderveen | Management | For | Voted - For | |
1M | Elect Director Sjoerd S. Vollebregt | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
5 | Instruction to Deloitte Accountants B. V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2020 | Management | For | Voted - For | |
6 | Authorize Share Repurchase Program | Management | For | Voted - For | |
7 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | For | Voted - For | |
E1E | Approve Combination | Management | For | Voted - For | |
E2E | Advisory Vote on Golden Parachutes | Management | For | Voted - Against | |
E3E | Approve Board Composition | Management | For | Voted - For | |
E4E | Amend Right to Call Special Meeting | Management | For | Voted - For |
TAUBMAN CENTERS, INC.
Security ID: 876664103
Ticker: TCO
Meeting Date: 25-Jun-20
Meeting Type: Special
1 | Approve Merger Agreement | Management | For | Voted - For | |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For | |
3 | Adjourn Meeting | Management | For | Voted - For |
1
Bernstein Global Research Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102
Ticker: BABA
Meeting Date: 15-Jul-19
Meeting Type: Annual
1 | Approve Share Subdivision | Management | For | Voted - For | |
2.1 | Elect Daniel Yong Zhang as Director | Management | For | Voted - Against | |
2.2 | Elect Chee Hwa Tung as Director | Management | For | Voted - For | |
2.3 | Elect Jerry Yang as Director | Management | For | Voted - For | |
2.4 | Elect Wan Ling Martello as Director | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
ELECTRONIC ARTS INC.
Security ID: 285512109
Ticker: EA
Meeting Date: 08-Aug-19
Meeting Type: Annual
1a | Elect Director Leonard S. Coleman | Management | For | Voted - For | |
1b | Elect Director Jay C. Hoag | Management | For | Voted - For | |
1c | Elect Director Jeffrey T. Huber | Management | For | Voted - For | |
1d | Elect Director Lawrence F. Probst, III | Management | For | Voted - For | |
1e | Elect Director Talbott Roche | Management | For | Voted - For | |
1f | Elect Director Richard A. Simonson | Management | For | Voted - For | |
1g | Elect Director Luis A. Ubinas | Management | For | Voted - For | |
1h | Elect Director Heidi J. Ueberroth | Management | For | Voted - For | |
1i | Elect Director Andrew Wilson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Management | For | Voted - For | |
6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | Shareholder | Against | Voted - For |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 19-Sep-19
Meeting Type: Annual
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For | |
1.2 | Elect Director Peter B. Henry | Management | For | Voted - For | |
1.3 | Elect Director Michelle A. Peluso | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
2
Bernstein US Research Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ELECTRONIC ARTS INC.
Security ID: 285512109
Ticker: EA
Meeting Date: 08-Aug-19
Meeting Type: Annual
1a | Elect Director Leonard S. Coleman | Management | For | Voted - For | |
1b | Elect Director Jay C. Hoag | Management | For | Voted - For | |
1c | Elect Director Jeffrey T. Huber | Management | For | Voted - For | |
1d | Elect Director Lawrence F. Probst, III | Management | For | Voted - For | |
1e | Elect Director Talbott Roche | Management | For | Voted - For | |
1f | Elect Director Richard A. Simonson | Management | For | Voted - For | |
1g | Elect Director Luis A. Ubinas | Management | For | Voted - For | |
1h | Elect Director Heidi J. Ueberroth | Management | For | Voted - For | |
1i | Elect Director Andrew Wilson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Management | For | Voted - For | |
6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | Shareholder | Against | Voted - For |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 19-Sep-19
Meeting Type: Annual
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For | |
1.2 | Elect Director Peter B. Henry | Management | For | Voted - For | |
1.3 | Elect Director Michelle A. Peluso | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
51JOB, INC.
Security ID: 316827104
Ticker: JOBS
Meeting Date: 12-Dec-19
Meeting Type: Annual
1 | Elect Junichi Arai as Director | Management | For | Voted - For | |
2 | Elect David K. Chao as Director | Management | For | Voted - For | |
3 | Elect Li-Lan Cheng as Director | Management | For | Voted - For | |
4 | Elect Eric He as Director | Management | For | Voted - For | |
5 | Elect Rick Yan as Director | Management | For | Voted - For |
AFREECATV CO., LTD.
Security ID: Y63806106
Ticker: 067160
Meeting Date: 27-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Seo Su-gil as Inside Director | Management | For | Voted - For | |
2.2 | Elect Jeong Chan-yong as Inside Director | Management | For | Voted - For | |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | Voted - For |
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102
Ticker: BABA
Meeting Date: 15-Jul-19
Meeting Type: Annual
1 | Approve Share Subdivision | Management | For | Voted - For | |
2.1 | Elect Daniel Yong Zhang as Director | Management | For | Voted - Against | |
2.2 | Elect Chee Hwa Tung as Director | Management | For | Voted - For | |
2.3 | Elect Jerry Yang as Director | Management | For | Voted - For | |
2.4 | Elect Wan Ling Martello as Director | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
AUTOHOME INC.
Security ID: 05278C107
Ticker: ATHM
Meeting Date: 18-Dec-19
Meeting Type: Annual
1 | Elect Director Han Qiu | Management | For | Voted - Against | |
2 | Elect Director Dazong Wang | Management | For | Voted - For | |
3 | Elect Director Junling Liu | Management | For | Voted - For |
4
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
B2W COMPANHIA DIGITAL
Security ID: P19055113
Ticker: BTOW3
Meeting Date: 30-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Management | For | Did Not Vote | |
2 | Approve Remuneration of Company's Management | Management | For | Did Not Vote | |
3 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | Did Not Vote |
Meeting Date: 30-Apr-20
Meeting Type: Special
1 | Amend Corporate Purpose | Management | For | Did Not Vote | |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | Did Not Vote | |
3 | Amend Article 9 | Management | For | Did Not Vote | |
4 | Consolidate Bylaws | Management | For | Did Not Vote | |
5 | Ratify Acquisition of SuperNow Portal e Servicos de Internet Ltda | Management | For | Did Not Vote |
CAFE24 CORP.
Security ID: Y7T37J102
Ticker: 042000
Meeting Date: 26-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Amend Articles of Incorporation (Business Objective) | Management | For | Voted - For | |
2.2 | Amend Articles of Incorporation (Qualification of Inside Directors) | Management | For | Voted - For | |
2.3 | Amend Articles of Incorporation (Terms of Office) | Management | For | Voted - For | |
3.1 | Elect Lee Jae-seok as Inside Director for 3-year Term | Management | For | Voted - For | |
3.2 | Elect Woo Chang-gyun as Inside Director for 2-year Term | Management | For | Voted - For | |
3.3 | Elect Lee Chang-hun as Inside Director for 1-year Term | Management | For | Voted - For | |
3.4 | Elect Lee Jae-seok as Inside Director for 3-year Term (This Agenda Will be Lapsed if Item 2.3 is Approved) | Management | For | Voted - For | |
3.5 | Elect Woo Chang-gyun as Inside Director for 3-year Term (This Agenda Will be Lapsed if Item 2.3 is Approved) | Management | For | Voted - For | |
3.6 | Elect Lee Chang-hun as Inside Director for 3-year Term (This Agenda Will be Lapsed if Item 2.3 is Approved) | Management | For | Voted - For | |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
5
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | Voted - For |
CHANGYOU.COM LTD.
Security ID: 15911M107
Ticker: CYOU
Meeting Date: 05-Jul-19
Meeting Type: Annual
1.1 | Elect Charles Zhang as Director | Management | For | Voted - For | |
1.2 | Elect Dewen Chen as Director | Management | For | Voted - For | |
1.3 | Elect Dave De Yang as Director | Management | For | Voted - For | |
1.4 | Elect Xiao Chen as Director | Management | For | Voted - For | |
1.5 | Elect Charles (Sheung Wai) Chan as Director | Management | For | Voted - For | |
2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | Voted - For |
CHINA LITERATURE LIMITED
Security ID: G2121R103
Ticker: 772
Meeting Date: 22-Nov-19
Meeting Type: Special
1 | Approve Proposed Revision of Annual Caps Under 2019 IP Cooperation Framework Agreement | Management | For | Voted - For |
Meeting Date: 30-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a | Elect Cheng Wu as Director | Management | For | Voted - For | |
2b | Elect Hou Xiaonan as Director | Management | For | Voted - For | |
2c | Elect James Gordon Mitchell as Director | Management | For | Voted - For | |
2d | Elect Wu Wenhui as Director | Management | For | Voted - For | |
2e | Elect Cheng Yun Ming Matthew as Director | Management | For | Voted - For | |
2f | Elect Yu Chor Woon Carol as Director | Management | For | Voted - For | |
2g | Elect Leung Sau Ting Miranda as Director | Management | For | Voted - For | |
2h | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
4B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against | |
5 | Approve Grant of Mandate to Issue Shares Under the Restricted Share Unit Scheme | Management | For | Voted - Against | |
6 | Amend Memorandum and Articles of Association and Adopt Amended and Restated Memorandum of Association and Articles of Association | Management | For | Voted - For |
6
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CJ ENM CO., LTD.
Security ID: Y16608104
Ticker: 035760
Meeting Date: 27-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2 | Amend Articles of Incorporation | Management | For | Voted - For | |
3.1 | Elect Lim Gyeong-muk as Inside Director | Management | For | Voted - For | |
3.2 | Elect Choi Joong-kyung as Outside Director | Management | For | Voted - Against | |
3.3 | Elect Han Sang-dae as Outside Director | Management | For | Voted - For | |
4.1 | Elect Choi Joong-kyung as a Member of Audit Committee | Management | For | Voted - Against | |
4.2 | Elect Han Sang-dae as a Member of Audit Committee | Management | For | Voted - For | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
6 | Approve Spin-Off Agreement | Management | For | Voted - For |
COM2US CORP.
Security ID: Y1695S109
Ticker: 078340
Meeting Date: 24-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Lee Yong-gook as Inside Director | Management | For | Voted - For | |
2.2 | Elect Song Jae-jun as Inside Director | Management | For | Voted - For | |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | Voted - For |
CTRIP.COM INTERNATIONAL LTD.
Security ID: 22943F100
Ticker: CTRP
Meeting Date: 25-Oct-19
Meeting Type: Annual
1 | Approve Change of Company Name | Management | For | Voted - For |
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA
Security ID: P3R154102
Ticker: CVCB3
Meeting Date: 24-Mar-20
Meeting Type: Special
1 | Approve Share-Based Incentive Plan for CEO | Management | For | Did Not Vote |
7
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 04-May-20
Meeting Type: Special
1 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Did Not Vote | |
2.1 | Elect Silvio Jose Genesini Junior as Independent Director | Management | For | Did Not Vote | |
2.2 | Elect Deli Koki Matsuo as Independent Director | Management | For | Did Not Vote | |
2.3 | Elect Cristina Helena Zingaretti Junqueira as Independent Director | Management | For | Did Not Vote | |
2.4 | Elect Eduardo Cunha Monnerat Solon de Pontes as Independent Director | Management | For | Did Not Vote | |
2.5 | Elect Henrique Teixeira Alvares as Independent Director | Management | For | Did Not Vote | |
2.6 | Elect Flavio Uchoa Teles de Menezes as Independent Director | Management | For | Did Not Vote | |
2.7 | Elect Igor Xavier Correia Lima as Independent Director | Management | For | Did Not Vote | |
3 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Did Not Vote | |
4.1 | Percentage of Votes to Be Assigned - Elect Silvio Jose Genesini Junior as Independent Director | Management | None | Did Not Vote | |
4.2 | Percentage of Votes to Be Assigned - Elect Deli Koki Matsuo as Independent Director | Management | None | Did Not Vote | |
4.3 | Percentage of Votes to Be Assigned - Elect Cristina Helena Zingaretti Junqueira as Independent Director | Management | None | Did Not Vote | |
4.4 | Percentage of Votes to Be Assigned - Elect Eduardo Cunha Monnerat Solon de Pontes as Independent Director | Management | None | Did Not Vote | |
4.5 | Percentage of Votes to Be Assigned - Elect Henrique Teixeira Alvares as Independent Director | Management | None | Did Not Vote | |
4.6 | Percentage of Votes to Be Assigned - Elect Flavio Uchoa Teles de Menezes as Independent Director | Management | None | Did Not Vote | |
4.7 | Percentage of Votes to Be Assigned - Elect Igor Xavier Correia Lima as Independent Director | Management | None | Did Not Vote | |
5 | Elect Silvio Jose Genesini Junior as Board Chairman and Deli Koki Matsuo as Board Vice-Chairman | Management | For | Did Not Vote | |
6 | Approve Classification of Independent Directors | Management | For | Did Not Vote |
DELIVERY HERO SE
Security ID: D1T0KZ103
Ticker: DHER
Meeting Date: 18-Jun-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Voted - For |
8
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
4.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal 2019 | Management | For | Voted - For | |
4.2 | Approve Discharge of Supervisory Board Member Hilary Gosher for Fiscal 2019 | Management | For | Voted - For | |
4.3 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal 2019 | Management | For | Voted - For | |
4.4 | Approve Discharge of Supervisory Board Member Bjoern Ljungberg for Fiscal 2019 | Management | For | Voted - For | |
4.5 | Approve Discharge of Supervisory Board Member Vera Stachowiak for Fiscal 2019 | Management | For | Voted - For | |
4.6 | Approve Discharge of Supervisory Board Member Christian Graf von Hardenberg for Fiscal 2019 | Management | For | Voted - For | |
4.7 | Approve Discharge of Supervisory Board Member Semih Yalcin for Fiscal 2019 | Management | For | Voted - For | |
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6.1 | Elect Jeanette Gorgas to the Supervisory Board as Shareholder Representative | Management | For | Voted - For | |
6.2 | Elect Martin Enderle to the Supervisory Board as Shareholder Representative | Management | For | Voted - For | |
6.3 | Elect Patrick Kolek to the Supervisory Board as Shareholder Representative | Management | For | Voted - Against | |
6.4 | Elect Nils Engvall to the Supervisory Board as Employee Representative | Management | For | Voted - For | |
6.5 | Elect Gabriella Ardbo to the Supervisory Board as Employee Representative | Management | For | Voted - For | |
6.6 | Elect Gerald Taylor to the Supervisory Board as Employee Representative | Management | For | Voted - For | |
6.7 | Elect Gabriela Chavez as Alternate Supervisory Board Member | Management | For | Voted - For | |
6.8 | Elect Vera Stachowiak as Alternate Supervisory Board Member | Management | For | Voted - For | |
7 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | Voted - Against | |
8 | Approve Creation of EUR 18.7 Million Pool of Capital without Preemptive Rights | Management | For | Voted - Against | |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - Against | |
10 | Amend Articles Re: Shareholder Register | Management | For | Voted - For | |
11 | Amend Articles Re: General Meeting Chairman | Management | For | Voted - For | |
12 | Amend Articles Re: Majority Requirement for Passing Resolutions at General Meetings | Management | For | Voted - For | |
13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For | |
14 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Voted - Against | |
15 | Approve Remuneration of the Supervisory Board Chairman | Management | For | Voted - For |
9
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DESPEGAR.COM, CORP.
Security ID: G27358103
Ticker: DESP
Meeting Date: 08-Nov-19
Meeting Type: Annual
1.1 | Elect Director Martin Rastellino | Management | For | Voted - Against | |
1.2 | Elect Director Mario Eduardo Vazquez | Management | For | Voted - For |
FANG HOLDINGS LIMITED
Security ID: 30711Y201
Ticker: SFUN
Meeting Date: 20-Dec-19
Meeting Type: Annual
1 | Elect Director Howard Huyue Zhang | Management | For | Voted - For | |
2 | Elect Director Hong Qin | Management | For | Voted - For |
HENGTEN NETWORKS GROUP LIMITED
Security ID: G4404N106
Ticker: 136
Meeting Date: 15-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a | Elect Xu Wen as Director | Management | For | Voted - For | |
2b | Elect Liu Yongzhuo as Director | Management | For | Voted - Against | |
2c | Elect Chau Shing Yim, David as Director | Management | For | Voted - Against | |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
HUYA, INC.
Security ID: 44852D108
Ticker: HUYA
Meeting Date: 15-May-20
Meeting Type: Special
1 | Amend Articles of Association | Management | For | Voted - For |
INFO EDGE (INDIA) LIMITED
Security ID: Y40353107
Ticker: 532777
Meeting Date: 03-Mar-20
Meeting Type: Special
1 | Approve Loans, Guarantees and Securities to Any Person or Other Body Corporate | Management | For | Voted - Against |
10
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INFO EDGE (INDIA) LTD.
Security ID: Y40353107
Ticker: 532777
Meeting Date: 13-Aug-19
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Declare Final Dividend and Confirm Two Interim Dividends | Management | For | Voted - For | |
3 | Reelect Kapil Kapoor as Director | Management | For | Voted - For | |
4 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Approve Reappointment and Remuneration of Chintan Thakkar as Whole-time Director Designated as Whole-time Director & CFO | Management | For | Voted - For | |
6 | Reelect Sharad Malik as Director | Management | For | Voted - For | |
7 | Elect Geeta Mathur as Director | Management | For | Voted - For |
JUMIA TECHNOLOGIES AG
Security ID: 48138M105
Ticker: JMIA
Meeting Date: 09-Jun-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Voted - For | |
4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | Voted - For | |
5 | Approve Remuneration of Supervisory Board | Management | For | Voted - For | |
6 | Elect Aminata Ndiaye to the Supervisory Board | Management | For | Voted - For | |
7 | Approve Creation of EUR 71.1 Million Pool of Authorized Capital without Preemptive Rights | Management | For | Voted - Against | |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 68 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - Against | |
9 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 3.7 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Voted - For | |
10 | Amend Articles Re: Proof of Entitlement | Management | For | Voted - For |
11
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
JUST DIAL LIMITED
Security ID: Y4S789102
Ticker: 535648
Meeting Date: 30-Sep-19
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Reelect Pulak Chandan Prasad as Director | Management | For | Voted - For | |
3 | Approve Deloitte Haskins and Sells LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Approve Reappointment and Remuneration of Ramani Iyer as Whole-time Director | Management | For | Voted - For | |
5 | Elect Bhavna Thakur as Director | Management | For | Voted - For | |
6 | Reelect B. Anand as Director | Management | For | Voted - For | |
7 | Reelect Malcolm Monteiro as Director | Management | For | Voted - For | |
8 | Reelect Sanjay Bahadur as Director | Management | For | Voted - For |
Meeting Date: 23-Jun-20
Meeting Type: Special
1 | Approve Buyback of Equity Shares Through Tender Offer Route | Management | For | Voted - For |
KAKAO CORP.
Security ID: Y4519H119
Ticker: 035720
Meeting Date: 25-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Amend Articles of Incorporation (Business Objective) | Management | For | Voted - For | |
2.2 | Amend Articles of Incorporation (Stock Option) | Management | For | Voted - For | |
2.3 | Amend Articles of Incorporation (Duties of Directors) | Management | For | Voted - For | |
2.4 | Amend Articles of Incorporation (Audit Committee) | Management | For | Voted - For | |
2.5 | Amend Articles of Incorporation (Board Meeting) | Management | For | Voted - Against | |
3.1 | Elect Kim Beom-su as Inside Director | Management | For | Voted - For | |
3.2 | Elect Yeo Min-su as Inside Director | Management | For | Voted - For | |
3.3 | Elect Cho Su-yong as Inside Director | Management | For | Voted - For | |
3.4 | Elect Cho Gyu-jin as Outside Director | Management | For | Voted - For | |
3.5 | Elect Yoon Seok as Outside Director | Management | For | Voted - For | |
3.6 | Elect Choi Se-jeong as Outside Director | Management | For | Voted - For | |
3.7 | Elect Park Sae-rom as Outside Director | Management | For | Voted - For | |
4.1 | Elect Cho Gyu-jin as a Member of Audit Committee | Management | For | Voted - For | |
4.2 | Elect Yoon Seok as a Member of Audit Committee | Management | For | Voted - For | |
4.3 | Elect Choi Se-jeong as a Member of Audit Committee | Management | For | Voted - For | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
6 | Approve Stock Option Grants | Management | For | Voted - For |
12
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED
Security ID: G52568147
Ticker: 268
Meeting Date: 12-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2A | Elect Lin Bo as Director | Management | For | Voted - For | |
2B | Elect Zhou Bo Wen as Director | Management | For | Voted - For | |
2C | Elect Gary Clark Biddle as Director | Management | For | Voted - For | |
2D | Elect Liu Chia Yung as Director | Management | For | Voted - For | |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
5B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
5C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against | |
6 | Approve Final Dividend | Management | For | Voted - For |
MAKEMYTRIP LIMITED
Security ID: V5633W109
Ticker: MMYT
Meeting Date: 30-Sep-19
Meeting Type: Annual
1 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Reelect Director Jane Jie Sun | Management | For | Voted - For | |
4 | Reelect Director Cindy Xiaofan Wang | Management | For | Voted - For | |
5 | Reelect Director Xing Xiong | Management | For | Voted - For | |
6 | Reelect Director Xiangrong Li | Management | For | Voted - For |
MEITU, INC.
Security ID: G5966D105
Ticker: 1357
Meeting Date: 03-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a | Elect Guo Yihong as Director | Management | For | Voted - For | |
2b | Elect Lee Kai-Fu as Director | Management | For | Voted - Against | |
2c | Elect Zhou Hao as Director | Management | For | Voted - Against | |
3a | Elect Chen Jiarong as Director | Management | For | Voted - For | |
3b | Elect Kui Yingchun as Director | Management | For | Voted - For | |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
5 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
13
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
MEITUAN DIANPING
Security ID: G59669104
Ticker: 3690
Meeting Date: 20-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Elect Orr Gordon Robert Halyburton as Director | Management | For | Voted - For | |
3 | Elect Leng Xuesong as Director | Management | For | Voted - For | |
4 | Elect Shum Heung Yeung Harry as Director | Management | For | Voted - For | |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
7 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against | |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
MERCADOLIBRE, INC.
Security ID: 58733R102
Ticker: MELI
Meeting Date: 08-Jun-20
Meeting Type: Annual
1.1 | Elect Director Susan Segal | Management | For | Voted - For | |
1.2 | Elect Director Mario Eduardo Vazquez | Management | For | Voted - For | |
1.3 | Elect Director Alejandro Nicolas Aguzin | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | Voted - For |
MULTICHOICE GROUP LTD.
Security ID: S8039U101
Ticker: MCG
Meeting Date: 29-Aug-19
Meeting Type: Annual
1.1 | Elect Don Eriksson as Director | Management | For | Voted - For | |
1.2 | Elect Tim Jacobs as Director | Management | For | Voted - For | |
1.3 | Elect Nolo Letele as Director | Management | For | Voted - For | |
1.4 | Elect Jabu Mabuza as Director | Management | For | Voted - For | |
1.5 | Elect Elias Masilela as Director | Management | For | Voted - For | |
1.6 | Elect Calvo Mawela as Director | Management | For | Voted - For | |
1.7 | Elect Kgomotso Moroka as Director | Management | For | Voted - For | |
1.8 | Elect Steve Pacak as Director | Management | For | Voted - For | |
1.9 | Elect Imtiaz Patel as Director | Management | For | Voted - For | |
1.10 | Elect Christine Sabwa as Director | Management | For | Voted - For | |
1.11 | Elect Fatai Sanusi as Director | Management | For | Voted - For |
14
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.12 | Elect Louisa Stephens as Director | Management | For | Voted - For | |
1.13 | Elect Jim Volkwyn as Director | Management | For | Voted - For | |
2 | Appoint PricewaterhouseCoopers Inc as Auditors of the Company with Brett Humphreys as Designated Individual Registered Auditor | Management | For | Voted - For | |
3.1 | Elect Steve Pacak as Chair of the Audit Committee | Management | For | Voted - For | |
3.2 | Elect Don Eriksson as Member of the Audit Committee | Management | For | Voted - For | |
3.3 | Elect Christine Sabwa as Member of the Audit Committee | Management | For | Voted - For | |
3.4 | Elect Louisa Stephens as Member of the Audit Committee | Management | For | Voted - For | |
4 | Authorise Board to Issue Shares for Cash | Management | For | Voted - For | |
1 | Approve Remuneration Policy | Management | For | Voted - Against | |
2 | Approve Implementation of the Remuneration Policy | Management | For | Voted - Against | |
1.1 | Approve Remuneration of Non-executive Directors | Management | For | Voted - For | |
1.2 | Approve Remuneration of Audit Committee Chair | Management | For | Voted - For | |
1.3 | Approve Remuneration of Audit Committee Member | Management | For | Voted - For | |
1.4 | Approve Remuneration of Risk Committee Chair | Management | For | Voted - For | |
1.5 | Approve Remuneration of Risk Committee Member | Management | For | Voted - For | |
1.6 | Approve Remuneration of Remuneration Committee Chair | Management | For | Voted - For | |
1.7 | Approve Remuneration of Remuneration Committee Member | Management | For | Voted - For | |
1.8 | Approve Remuneration of Nomination Committee Chair | Management | For | Voted - For | |
1.9 | Approve Remuneration of Nomination Committee Member | Management | For | Voted - For | |
1.10 | Approve Remuneration of Social and Ethics Committee Chair | Management | For | Voted - For | |
1.11 | Approve Remuneration of Social and Ethics Committee Member | Management | For | Voted - For | |
2 | Authorise Repurchase of Issued Share Capital | Management | For | Voted - For | |
3 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | Voted - Against | |
4 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | Voted - For | |
5 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For |
NASPERS LTD.
Security ID: S53435103
Ticker: NPN
Meeting Date: 23-Aug-19
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Management | For | Voted - For | |
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | Voted - For | |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Management | For | Voted - For | |
4 | Re-elect Nolo Letele as Directors | Management | For | Voted - For | |
5.1 | Re-elect Koos Bekker as Director | Management | For | Voted - For | |
5.2 | Re-elect Steve Pacak as Director | Management | For | Voted - For |
15
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5.3 | Re-elect Cobus Stofberg as Director | Management | For | Voted - For | |
5.4 | Re-elect Ben van der Ross as Director | Management | For | Voted - For | |
5.5 | Re-elect Debra Meyer as Director | Management | For | Voted - For | |
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | Voted - For | |
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | Voted - For | |
6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Management | For | Voted - For | |
7 | Approve Remuneration Policy | Management | For | Voted - Against | |
8 | Approve Implementation of the Remuneration Policy | Management | For | Voted - Against | |
9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Voted - Against | |
10 | Authorise Board to Issue Shares for Cash | Management | For | Voted - Against | |
11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Management | For | Voted - For | |
12 | Authorise Ratification of Approved Resolutions | Management | For | Voted - For | |
1.1 | Approve Fees of the Board Chairman | Management | For | Voted - For | |
1.2 | Approve Fees of the Board Member | Management | For | Voted - For | |
1.3 | Approve Fees of the Audit Committee Chairman | Management | For | Voted - For | |
1.4 | Approve Fees of the Audit Committee Member | Management | For | Voted - For | |
1.5 | Approve Fees of the Risk Committee Chairman | Management | For | Voted - For | |
1.6 | Approve Fees of the Risk Committee Member | Management | For | Voted - For | |
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | Voted - For | |
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | Voted - For | |
1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | Voted - For | |
1.10 | Approve Fees of the Nomination Committee Member | Management | For | Voted - For | |
1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | Voted - For | |
1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | Voted - For | |
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | Voted - For | |
2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | Voted - For | |
3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | Voted - For | |
4 | Authorise Repurchase of N Ordinary Shares | Management | For | Voted - For | |
5 | Authorise Repurchase of A Ordinary Shares | Management | For | Voted - Against | |
6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Management | For | Voted - Against |
Meeting Date: 23-Aug-19
Meeting Type: Special
1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Management | For | Voted - For |
16
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NAVER CORP.
Security ID: Y62579100
Ticker: 035420
Meeting Date: 20-Sep-19
Meeting Type: Special
1 | Approve Spin-Off Agreement | Management | For | Voted - For |
Meeting Date: 27-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2 | Amend Articles of Incorporation | Management | For | Voted - For | |
3 | Elect Han Seong-sook as Inside Director | Management | For | Voted - For | |
4 | Elect Byeon Dae-gyu as Non-Independent Non-Executive Director | Management | For | Voted - For | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
6 | Approve Stock Option Grants | Management | For | Voted - For | |
7 | Approve Stock Option Grants | Management | For | Voted - For |
NCSOFT CORP.
Security ID: Y6258Y104
Ticker: 036570
Meeting Date: 25-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Jo Gook-hyeon as Outside Director | Management | For | Voted - For | |
2.2 | Elect Choi Young-ju as Outside Director | Management | For | Voted - For | |
3 | Elect Jo Gook-hyeon as a Member of Audit Committee | Management | For | Voted - For | |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
NETDRAGON WEBSOFT HOLDINGS LIMITED
Security ID: G6427W104
Ticker: 777
Meeting Date: 15-Jan-20
Meeting Type: Special
1 | Approve Issuance of Warrants and Allotment and Issuance of Warrant Shares Under Specific Mandate | Management | For | Voted - For |
Meeting Date: 03-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Final Dividend | Management | For | Voted - For | |
3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4A | Elect Chen Hongzhan as Director | Management | For | Voted - For | |
4B | Elect Lin Dongliang as Director | Management | For | Voted - For |
17
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4C | Elect Liu Sai Keung, Thomas as Director | Management | For | Voted - For | |
4D | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
5B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
5C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
NETEASE, INC.
Security ID: 64110W102
Ticker: NTES
Meeting Date: 13-Sep-19
Meeting Type: Annual
1a | Elect William Lei Ding as Director | Management | For | Voted - For | |
1b | Elect Alice Cheng as Director | Management | For | Voted - For | |
1c | Elect Denny Lee as Director | Management | For | Voted - For | |
1d | Elect Joseph Tong as Director | Management | For | Voted - For | |
1e | Elect Lun Feng as Director | Management | For | Voted - For | |
1f | Elect Michael Leung as Director | Management | For | Voted - For | |
1g | Elect Michael Tong as Director | Management | For | Voted - For | |
2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Management | For | Voted - For |
NHN CORP.
Security ID: Y6347N101
Ticker: 181710
Meeting Date: 30-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Jeong Woo-jin as Inside Director | Management | For | Voted - For | |
2.2 | Elect Kang Nam-gyu as Outside Director | Management | For | Voted - For | |
3 | Elect Kang Nam-gyu as a Member of Audit Committee | Management | For | Voted - For | |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
5 | Approve Stock Option Grants | Management | For | Voted - For | |
6 | Approve Extension of Stock Option Period | Management | For | Voted - Against |
PCHOME ONLINE, INC.
Security ID: Y6801R101
Ticker: 8044
Meeting Date: 24-Jun-20
Meeting Type: Annual
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For | |
2 | Approve Profit Distribution | Management | For | Voted - For | |
3 | Approve Amendments to Articles of Association | Management | For | Voted - For | |
4 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | Voted - For |
18
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Approve Issuance of Restricted Stocks | Management | For | Voted - For |
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Security ID: G71139102
Ticker: 1833
Meeting Date: 15-Oct-19
Meeting Type: Special
1 | Approve Provision of Products and Services Revised Annual Caps | Management | For | Voted - For | |
2 | Approve Services Purchasing Revised Annual Caps | Management | For | Voted - For |
Meeting Date: 21-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a1 | Elect Wang Tao as Director | Management | For | Voted - For | |
2a2 | Elect Tan Sin Yin as Director | Management | For | Voted - For | |
2a3 | Elect Lin Lijun as Director | Management | For | Voted - For | |
2a4 | Elect Pan Zhongwu as Director | Management | For | Voted - For | |
2a5 | Elect Tang Yunwei as Director | Management | For | Voted - For | |
2a6 | Elect Guo Tianyong as Director | Management | For | Voted - For | |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
4B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
PPDAI GROUP, INC.
Security ID: 69354V108
Ticker: PPDF
Meeting Date: 05-Nov-19
Meeting Type: Annual
1 | Change Company Name to FinVolution Group | Management | For | Voted - For |
ROCKET INTERNET SE
Security ID: D6S914104
Ticker: RKET
Meeting Date: 15-May-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Voted - For |
19
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6.1 | Elect Marcus Englert to the Supervisory Board | Management | For | Voted - Against | |
6.2 | Elect Norbert Lang to the Supervisory Board | Management | For | Voted - Against | |
6.3 | Elect Pierre Louette to the Supervisory Board | Management | For | Voted - Against | |
6.4 | Elect Joachim Schindler to the Supervisory Board | Management | For | Voted - Against | |
7 | Amend Corporate Purpose | Management | For | Voted - For | |
8 | Amend Articles Re: Rights and Duties of the Supervisory Board | Management | For | Voted - For | |
9 | Amend Articles Re: Participation and Voting Rights | Management | For | Voted - For | |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For | |
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Voted - Against |
SOGOU, INC.
Security ID: 83409V104
Ticker: SOGO
Meeting Date: 25-Sep-19
Meeting Type: Annual
1.1 | Elect Charles Zhang as Director | Management | For | Voted - For | |
1.2 | Elect Xiaochuan Wang as Director | Management | For | Voted - For | |
1.3 | Elect Yu Yin as Director | Management | For | Voted - Against | |
1.4 | Elect Joanna Lu as Director | Management | For | Voted - Against | |
1.5 | Elect Bin Gao as Director | Management | For | Voted - For | |
1.6 | Elect Janice Lee as Director | Management | For | Voted - For | |
1.7 | Elect Jinmei He as Director | Management | For | Voted - For | |
2 | Approve Appointment of Auditor | Management | For | Voted - For |
STONECO LTD.
Security ID: G85158106
Ticker: STNE
Meeting Date: 14-Nov-19
Meeting Type: Annual
1.1 | Elect Director Andre Street | Management | For | Voted - Withheld | |
1.2 | Elect Director Eduardo Cunha Monnerat Solon de Pontes | Management | For | Voted - Withheld | |
1.3 | Elect Director Roberto Moses Thompson Motta | Management | For | Voted - For | |
1.4 | Elect Director Thomas A. Patterson | Management | For | Voted - Withheld | |
1.5 | Elect Director Ali Mazanderani | Management | For | Voted - For | |
1.6 | Elect Director Silvio Jose Morais | Management | For | Voted - For | |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
20
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TENCENT HOLDINGS LIMITED
Security ID: G87572163
Ticker: 700
Meeting Date: 13-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Final Dividend | Management | For | Voted - For | |
3a | Elect Lau Chi Ping Martin as Director | Management | For | Voted - Against | |
3b | Elect Charles St Leger Searle as Director | Management | For | Voted - For | |
3c | Elect Ke Yang as Director | Management | For | Voted - For | |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against | |
8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Management | For | Voted - For |
TONGCHENG-ELONG HOLDINGS LIMITED
Security ID: G8918W106
Ticker: 780
Meeting Date: 03-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a1 | Elect Wu Zhixiang as Director | Management | For | Voted - For | |
2a2 | Elect Brent Richard Irvin as Director | Management | For | Voted - For | |
2a3 | Elect Cheng Yun Ming Matthew as Director | Management | For | Voted - For | |
2a4 | Elect Wu Haibing as Director | Management | For | Voted - For | |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
4B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
WEIBO CORPORATION
Security ID: 948596101
Ticker: WB
Meeting Date: 12-Nov-19
Meeting Type: Annual
1 | Elect Director Daniel Yong Zhang | Management | For | Voted - Against | |
2 | Elect Director Pehong Chen | Management | For | Voted - For |
21
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
WEIMOB INC.
Security ID: G9T20A106
Ticker: 2013
Meeting Date: 29-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2A1 | Elect Fang Tongshu as Director | Management | For | Voted - For | |
2A2 | Elect You Fengchun as Director | Management | For | Voted - For | |
2A3 | Elect Huang Junwei as Director | Management | For | Voted - For | |
2B | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
4B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against | |
5 | Approve the 2020 Restricted Share Unit Scheme | Management | For | Voted - Against |
YANDEX NV
Security ID: N97284108
Ticker: YNDX
Meeting Date: 20-Dec-19
Meeting Type: Special
1 | Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles of Association) | Management | For | Voted - For | |
1 | Amend Articles of Association | Management | For | Voted - For | |
2 | Authorize Repurchase of Priority Share | Management | For | Voted - For | |
3 | Elect Alexey Komissarov as Non-Executive Director | Management | For | Voted - For | |
4 | Elect Alexei Yakovitsky as Non-Executive Director | Management | For | Voted - For | |
5 | Approve Cancellation of Outstanding Class C Ordinary Shares | Management | For | Voted - For |
YIRENDAI LTD.
Security ID: 98585L100
Ticker: YRD
Meeting Date: 30-Sep-19
Meeting Type: Special
1 | Change Company Name to Yiren Digital Ltd. | Management | For | Voted - For |
YIXIN GROUP LIMITED
Security ID: G9T43R102
Ticker: 2858
Meeting Date: 19-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a | Elect Huan Zhou as Director | Management | For | Voted - For | |
2b | Elect Andy Xuan Zhang as Director | Management | For | Voted - For | |
2c | Elect Jimmy Chi Ming Lai as Director | Management | For | Voted - For |
22
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2d | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
YY, INC.
Security ID: 98426T106
Ticker: YY
Meeting Date: 20-Dec-19
Meeting Type: Annual
1 | Change Company Name to JOYY Inc. | Management | For | Voted - For |
ZHONGAN ONLINE P&C INSURANCE CO., LTD.
Security ID: Y989DF109
Ticker: 6060
Meeting Date: 27-Dec-19
Meeting Type: Special
1 | Approve Adjustment to the Emoluments of Independent Non-Executive Directors of the Company | Management | For | Voted - For | |
2.1 | Approve Revised Annual Cap for the Continuing Connected Transactions Under the Online Platform Cooperation Framework Agreement and Related Transactions | Management | For | Voted - For | |
2.2 | Approve New Online Platform Cooperation Framework Agreement, Ant Financial Annual Caps and Related Transactions | Management | For | Voted - For | |
2.3 | Approve Auto Co-Insurance Cooperation Agreements, Ping An Annual Caps and Related Transactions | Management | For | Voted - For | |
2.4 | Authorize Board to Deal With All Matters in Relation to the New Online Platform Cooperation Framework Agreement, Auto Co-Insurance Cooperation Agreements and Further Revised Ant Financial Online Platform Annual Cap | Management | For | Voted - For |
Meeting Date: 11-May-20
Meeting Type: Annual
1 | Approve 2019 Report of the Board of Directors | Management | For | Voted - For | |
2 | Approve 2019 Report of the Supervisory Committee | Management | For | Voted - For | |
3 | Approve 2019 Report of Auditors and Audited Financial Statements | Management | For | Voted - For | |
4 | Approve PricewaterhouseCoopers as Auditors | Management | For | Voted - For | |
5 | Elect Weibiao Zhan as Director | Management | For | Voted - For | |
6 | Approve 2019 Performance Evaluation of the Directors | Management | For | Voted - For | |
7 | Approve Five-Year Development Plan of the Company (2020-2024) | Management | For | Voted - For | |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
23
EMQQ The Emerging Markets Internet and Ecommerce ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Approve Amendments to Articles of Association | Management | For | Voted - For | |
10 | Approve Proposed Issue of Offshore Senior Bonds | Management | For | Voted - For |
24
FLAG-Forensic Accounting Long-Short ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DXC TECHNOLOGY COMPANY
Security ID: 23355L106
Ticker: DXC
Meeting Date: 15-Aug-19
Meeting Type: Annual
1 | Elect Director Mukesh Aghi | Management | For | Voted - For | |
1b | Elect Director Amy E. Alving | Management | For | Voted - For | |
1c | Elect Director David L. Herzog | Management | For | Voted - For | |
1d | Elect Director Sachin Lawande | Management | For | Voted - For | |
1e | Elect Director J. Michael Lawrie | Management | For | Voted - For | |
1f | Elect Director Mary L. Krakauer | Management | For | Voted - For | |
1g | Elect Director Julio A. Portalatin | Management | For | Voted - For | |
1h | Elect Director Peter Rutland | Management | For | Voted - For | |
1i | Elect Director Michael J. Salvino | Management | For | Voted - For | |
1j | Elect Director Manoj P. Singh | Management | For | Voted - For | |
1k | Elect Director Robert F. Woods | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
H&R BLOCK, INC.
Security ID: 093671105
Ticker: HRB
Meeting Date: 12-Sep-19
Meeting Type: Annual
1a | Elect Director Angela N. Archon | Management | For | Voted - For | |
1b | Elect Director Paul J. Brown | Management | For | Voted - For | |
1c | Elect Director Robert A. Gerard | Management | For | Voted - For | |
1d | Elect Director Richard A. Johnson | Management | For | Voted - For | |
1e | Elect Director Jeffrey J. Jones, II | Management | For | Voted - For | |
1f | Elect Director David Baker Lewis | Management | For | Voted - For | |
1g | Elect Director Victoria J. Reich | Management | For | Voted - For | |
1h | Elect Director Bruce C. Rohde | Management | For | Voted - For | |
1i | Elect Director Matthew E. Winter | Management | For | Voted - For | |
1j | Elect Director Christianna Wood | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
JOHN WILEY & SONS, INC.
Security ID: 968223206
Ticker: JW.A
Meeting Date: 26-Sep-19
Meeting Type: Annual
1.1 | Elect Director Beth A. Birnbaum | Management | For | Voted - For | |
1.2 | Elect Director David C. Dobson | Management | For | Voted - For | |
1.3 | Elect Director William Pence | Management | For | Voted - For |
25
FLAG-Forensic Accounting Long-Short ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MCKESSON CORPORATION
Security ID: 58155Q103
Ticker: MCK
Meeting Date: 31-Jul-19
Meeting Type: Annual
1.1 | Elect Director Dominic J. Caruso | Management | For | Voted - For | |
1.2 | Elect Director N. Anthony Coles | Management | For | Voted - For | |
1.3 | Elect Director M. Christine Jacobs | Management | For | Voted - For | |
1.4 | Elect Director Donald R. Knauss | Management | For | Voted - For | |
1.5 | Elect Director Marie L. Knowles | Management | For | Voted - For | |
1.6 | Elect Director Bradley E. Lerman | Management | For | Voted - For | |
1.7 | Elect Director Edward A. Mueller | Management | For | Voted - For | |
1.8 | Elect Director Susan R. Salka | Management | For | Voted - For | |
1.9 | Elect Director Brian S. Tyler | Management | For | Voted - For | |
1.10 | Elect Director Kenneth E. Washington | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
PERSPECTA INC.
Security ID: 715347100
Ticker: PRSP
Meeting Date: 13-Aug-19
Meeting Type: Annual
1a | Elect Director Sanju K. Bansal | Management | For | Voted - For | |
1b | Elect Director Sondra L. Barbour | Management | For | Voted - For | |
1c | Elect Director John M. Curtis | Management | For | Voted - For | |
1d | Elect Director Lisa S. Disbrow | Management | For | Voted - For | |
1e | Elect Director Glenn A. Eisenberg | Management | For | Voted - For | |
1f | Elect Director Pamela O. Kimmet | Management | For | Voted - For | |
1g | Elect Director J. Michael Lawrie | Management | For | Voted - For | |
1h | Elect Director Ramzi M. Musallam | Management | For | Voted - For | |
1i | Elect Director Philip O. Nolan | Management | For | Voted - For | |
1j | Elect Director Michael E. Ventling | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
26
FLAG-Forensic Accounting Long-Short ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
QORVO, INC.
Security ID: 74736K101
Ticker: QRVO
Meeting Date: 06-Aug-19
Meeting Type: Annual
1.1 | Elect Director Ralph G. Quinsey | Management | For | Voted - For | |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | Voted - For | |
1.3 | Elect Director Jeffery R. Gardner | Management | For | Voted - For | |
1.4 | Elect Director John R. Harding | Management | For | Voted - For | |
1.5 | Elect Director David H. Y. Ho | Management | For | Voted - For | |
1.6 | Elect Director Roderick D. Nelson | Management | For | Voted - For | |
1.7 | Elect Director Walden C. Rhines | Management | For | Voted - For | |
1.8 | Elect Director Susan L. Spradley | Management | For | Voted - For | |
1.9 | Elect Director Walter H. Wilkinson, Jr. | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
THE KRAFT HEINZ COMPANY
Security ID: 500754106
Ticker: KHC
Meeting Date: 12-Sep-19
Meeting Type: Annual
1a | Elect Director Gregory E. Abel | Management | For | Voted - For | |
1b | Elect Director Alexandre Behring | Management | For | Voted - For | |
1c | Elect Director Joao M. Castro-Neves | Management | For | Voted - For | |
1d | Elect Director Tracy Britt Cool | Management | For | Voted - For | |
1e | Elect Director John T. Cahill | Management | For | Voted - For | |
1f | Elect Director Feroz Dewan | Management | For | Voted - For | |
1g | Elect Director Jeanne P. Jackson | Management | For | Voted - For | |
1h | Elect Director Jorge Paulo Lemann | Management | For | Voted - For | |
1i | Elect Director John C. Pope | Management | For | Voted - For | |
1j | Elect Director Alexandre Van Damme | Management | For | Voted - For | |
1k | Elect Director George Zoghbi | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Report on Protein Diversification | Shareholder | Against | Voted - Against | |
5 | Report on Efforts to Reduce Pesticide Use in the Company's Supply Chain | Shareholder | Against | Voted - For |
27
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ABB LTD.
Security ID: H0010V101
Ticker: ABBN
Meeting Date: 26-Mar-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | Management | For | Voted - For | |
5 | Amend Articles Re: Annual Report | Management | For | Voted - For | |
6.1 | Approve Remuneration of Directors in the Amount of CHF 4.7 Million | Management | For | Voted - For | |
6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 39.5 Million | Management | For | Voted - For | |
7.1 | Reelect Matti Alahuhta as Director | Management | For | Voted - For | |
7.2 | Reelect Gunnar Brock as Director | Management | For | Voted - For | |
7.3 | Reelect David Constable as Director | Management | For | Voted - For | |
7.4 | Reelect Frederico Curado as Director | Management | For | Voted - For | |
7.5 | Reelect Lars Foerberg as Director | Management | For | Voted - For | |
7.6 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | Voted - For | |
7.7 | Reelect Geraldine Matchett as Director | Management | For | Voted - For | |
7.8 | Reelect David Meline as Director | Management | For | Voted - For | |
7.9 | Reelect Satish Pai as Director | Management | For | Voted - For | |
7.10 | Reelect Jacob Wallenberg as Director | Management | For | Voted - For | |
7.11 | Reelect Peter Voser as Director and Board Chairman | Management | For | Voted - For | |
8.1 | Appoint David Constable as Member of the Compensation Committee | Management | For | Voted - For | |
8.2 | Appoint Frederico Curado as Member of the Compensation Committee | Management | For | Voted - For | |
8.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | Voted - For | |
9 | Designate Hans Zehnder as Independent Proxy | Management | For | Voted - For | |
10 | Ratify KPMG AG as Auditors | Management | For | Voted - For | |
11 | Transact Other Business (Voting) | Management | For | Voted - Against |
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107
Ticker: AMD
Meeting Date: 07-May-20
Meeting Type: Annual
1a | Elect Director John E. Caldwell | Management | For | Voted - For | |
1b | Elect Director Nora M. Denzel | Management | For | Voted - For | |
1c | Elect Director Mark Durcan | Management | For | Voted - For | |
1d | Elect Director Michael P. Gregoire | Management | For | Voted - For | |
1e | Elect Director Joseph A. Householder | Management | For | Voted - For | |
1f | Elect Director John W. Marren | Management | For | Voted - For | |
1g | Elect Director Lisa T. Su | Management | For | Voted - For |
28
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1h | Elect Director Abhi Y. Talwalkar | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
AIRBUS SE
Security ID: N0280G100
Ticker: AIR
Meeting Date: 16-Apr-20
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting | |
2.1 | Discussion on Company's Corporate Governance Structure | Management | None | Non-Voting | |
2.2 | Receive Report on Business and Financial Statements | Management | None | Non-Voting | |
2.3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Non-Voting | |
3 | Discussion of Agenda Items | Management | None | Non-Voting | |
4.1 | Adopt Financial Statements | Management | For | Voted - For | |
4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Management | None | Non-Voting | |
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | Voted - Against | |
4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | Voted - Against | |
4.5 | Ratify Ernst & Young as Auditors | Management | For | Voted - For | |
4.6 | Adopt Remuneration Policy | Management | For | Voted - For | |
4.7 | Approve Remuneration Report Containing Remuneration Policy | Management | For | Voted - For | |
4.8 | Elect Mark Dunkerley as Non-Executive Director | Management | For | Voted - For | |
4.9 | Elect Stephan Gemkow as Non-Executive Director | Management | For | Voted - For | |
4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Management | For | Voted - For | |
4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Management | For | Voted - For | |
4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Management | For | Voted - For | |
4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Management | For | Voted - For | |
4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
4.15 | Approve Cancellation of Repurchased Shares | Management | For | Voted - For | |
5 | Close Meeting | Management | None | Non-Voting |
29
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALBEMARLE CORPORATION
Security ID: 012653101
Ticker: ALB
Meeting Date: 05-May-20
Meeting Type: Annual
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
2a | Elect Director Mary Lauren Brlas | Management | For | Voted - For | |
2b | Elect Director Luther C. Kissam, IV | Management | For | Voted - For | |
2c | Elect Director J. Kent Masters | Management | For | Voted - For | |
2d | Elect Director Glenda J. Minor | Management | For | Voted - For | |
2e | Elect Director James J. O'Brien | Management | For | Voted - For | |
2f | Elect Director Diarmuid B. O'Connell | Management | For | Voted - For | |
2g | Elect Director Dean L. Seavers | Management | For | Voted - For | |
2h | Elect Director Gerald A. Steiner | Management | For | Voted - For | |
2i | Elect Director Holly A. Van Deursen | Management | For | Voted - For | |
2j | Elect Director Alejandro D. Wolff | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Elect Director Larry Page | Management | For | Voted - For | |
1.2 | Elect Director Sergey Brin | Management | For | Voted - For | |
1.3 | Elect Director Sundar Pichai | Management | For | Voted - For | |
1.4 | Elect Director John L. Hennessy | Management | For | Voted - For | |
1.5 | Elect Director Frances H. Arnold | Management | For | Voted - For | |
1.6 | Elect Director L. John Doerr | Management | For | Voted - Withheld | |
1.7 | Elect Director Roger W. Ferguson Jr. | Management | For | Voted - For | |
1.8 | Elect Director Ann Mather | Management | For | Voted - For | |
1.9 | Elect Director Alan R. Mulally | Management | For | Voted - Withheld | |
1.10 | Elect Director K. Ram Shiram | Management | For | Voted - Withheld | |
1.11 | Elect Director Robin L. Washington | Management | For | Voted - Withheld | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Voted - For | |
6 | Report on Arbitration of Employment-Related Claims | Shareholder | Against | Voted - For | |
7 | Establish Human Rights Risk Oversight Committee | Shareholder | Against | Voted - For | |
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Voted - Against | |
9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Voted - For |
30
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Report on Takedown Requests | Shareholder | Against | Voted - For | |
11 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Voted - For | |
12 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - Against | |
13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Voted - For | |
14 | Report on Whistleblower Policies and Practices | Shareholder | Against | Voted - Against |
AMBARELLA, INC.
Security ID: G037AX101
Ticker: AMBA
Meeting Date: 04-Jun-20
Meeting Type: Annual
1.1 | Elect Director Leslie Kohn | Management | For | Voted - For | |
1.2 | Elect Director D. Jeffrey Richardson | Management | For | Voted - For | |
1.3 | Elect Director Elizabeth M. Schwarting | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
APTIV PLC
Security ID: G6095L109
Ticker: APTV
Meeting Date: 23-Apr-20
Meeting Type: Annual
1 | Elect Director Kevin P. Clark | Management | For | Voted - For | |
2 | Elect Director Nancy E. Cooper | Management | For | Voted - For | |
3 | Elect Director Nicholas M. Donofrio | Management | For | Voted - For | |
4 | Elect Director Rajiv L. Gupta | Management | For | Voted - For | |
5 | Elect Director Joseph L. Hooley | Management | For | Voted - For | |
6 | Elect Director Sean O. Mahoney | Management | For | Voted - For | |
7 | Elect Director Paul M. Meister | Management | For | Voted - For | |
8 | Elect Director Robert K. Ortberg | Management | For | Voted - For | |
9 | Elect Director Colin J. Parris | Management | For | Voted - For | |
10 | Elect Director Ana G. Pinczuk | Management | For | Voted - For | |
11 | Elect Director Lawrence A. Zimmerman | Management | For | Voted - For | |
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
AUTOLIV, INC.
Security ID: 052800109
Ticker: ALV
Meeting Date: 07-May-20
Meeting Type: Annual
1.1 | Elect Director Mikael Bratt | Management | For | Voted - For | |
1.2 | Elect Director Jan Carlson | Management | For | Voted - For |
31
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.3 | Elect Director Hasse Johansson | Management | For | Voted - For | |
1.4 | Elect Director Leif Johansson | Management | For | Voted - For | |
1.5 | Elect Director David E. Kepler | Management | For | Voted - For | |
1.6 | Elect Director Franz-Josef Kortum | Management | For | Voted - For | |
1.7 | Elect Director Min Liu | Management | For | Voted - For | |
1.8 | Elect Director Xiaozhi Liu | Management | For | Voted - For | |
1.9 | Elect Director James M. Ringler | Management | For | Voted - For | |
1.10 | Elect Director Thaddeus J. "Ted" Senko | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young AB as Auditor | Management | For | Voted - For |
BAIC MOTOR CORPORATION LIMITED
Security ID: Y0506H104
Ticker: 1958
Meeting Date: 18-Jun-20
Meeting Type: Annual
1 | Approve 2019 Report of the Board of Directors | Management | For | Voted - For | |
2 | Approve 2019 Report of the Board of Supervisors | Management | For | Voted - For | |
3 | Approve 2019 Financial Report | Management | For | Voted - For | |
4 | Approve 2019 Profits Distribution and Dividends Distribution Plan | Management | For | Voted - For | |
5 | Approve PricewaterhouseCoopers as International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
6 | Elect Qi Chunyu as Supervisor | Management | For | Voted - For | |
7 | Approve Grant of General Mandate for the Issuance of Debt Financing Instruments | Management | For | Voted - For | |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
9 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
Meeting Date: 18-Jun-20
Meeting Type: Special
1 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
BYD COMPANY LIMITED
Security ID: Y1023R104
Ticker: 1211
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve 2019 Report of the Board of Directors | Management | For | Voted - For | |
2 | Approve 2019 Report of the Supervisory Committee | Management | For | Voted - For | |
3 | Approve 2019 Audited Financial Statements | Management | For | Voted - For | |
4 | Approve 2019 Annual Reports and Its Summary | Management | For | Voted - For | |
5 | Approve 2019 Profit Distribution Plan | Management | For | Voted - For | |
6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
32
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Approve Provision of Guarantee by the Group | Management | For | Voted - Against | |
8 | Approve Provision of Repurchase or Guarantee by the Company and Its Subsidiaries for External Parties | Management | For | Voted - For | |
9 | Approve Estimated Cap of Ordinary Connected Transactions for the Year 2020 | Management | For | Voted - For | |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | For | Voted - Against | |
11 | Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
12 | Approve Use of Internal Short-Term Intermittent Funds for Entrusted Wealth Management and Related Transactions | Management | For | Voted - For | |
13 | Approve Use of Internal Funds of the Company and Its Subsidiaries for Risk-Related Investments and Related Transactions | Management | For | Voted - Against | |
14 | Approve Provision of Phased Guarantee for Mortgage-Backed Car Buyers to BYD Auto Finance Company Limited | Management | For | Voted - For | |
15 | Amend Articles of Association | Management | For | Voted - For | |
16 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Voted - For | |
17 | Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments | Management | For | Voted - Against |
DENSO CORP.
Security ID: J12075107
Ticker: 6902
Meeting Date: 19-Jun-20
Meeting Type: Annual
1.1 | Elect Director Arima, Koji | Management | For | Voted - For | |
1.2 | Elect Director Yamanaka, Yasushi | Management | For | Voted - For | |
1.3 | Elect Director Wakabayashi, Hiroyuki | Management | For | Voted - For | |
1.4 | Elect Director Usui, Sadahiro | Management | For | Voted - For | |
1.5 | Elect Director Toyoda, Akio | Management | For | Voted - For | |
1.6 | Elect Director George Olcott | Management | For | Voted - For | |
1.7 | Elect Director Kushida, Shigeki | Management | For | Voted - For | |
1.8 | Elect Director Mitsuya, Yuko | Management | For | Voted - For | |
2 | Appoint Alternate Statutory Auditor Kitagawa, Hiromi | Management | For | Voted - For | |
3 | Approve Annual Bonus | Management | For | Voted - For | |
4 | Approve Cash Compensation Ceiling for Directors and Restricted Stock Plan | Management | For | Voted - For |
33
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FAURECIA SA
Security ID: F3445A108
Ticker: EO
Meeting Date: 26-Jun-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Voted - For | |
5 | Approve Additional Pension Scheme Agreement with Patrick Koller, CEO | Management | For | Voted - For | |
6 | Reelect Michel de Rosen as Director | Management | For | Voted - Against | |
7 | Reelect Odile Desforges as Director | Management | For | Voted - For | |
8 | Reelect Linda Hasenfratz as Director | Management | For | Voted - For | |
9 | Reelect Olivia Larmaraud as Director | Management | For | Voted - For | |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | Management | For | Voted - For | |
11 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
12 | Approve Compensation of Michel de Rosen, Chairman of the Board | Management | For | Voted - For | |
13 | Approve Compensation of Patrick Koller, CEO | Management | For | Voted - For | |
14 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
15 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
16 | Approve Remuneration Policy of CEO | Management | For | Voted - For | |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Voted - For | |
20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | Management | For | Voted - For | |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Voted - For | |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Voted - For | |
23 | Authorize up to 2 Million Shares for Use in Restricted Stock Plans | Management | For | Voted - For | |
24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For |
34
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
26 | Amend Articles 12, 16 and 23 of Bylaws Re: Executives, Board Remuneration and Transactions | Management | For | Voted - For | |
27 | Amend Article 17 of Bylaws Re: Chairman of the Board Age Limit | Management | For | Voted - For | |
28 | Amend Article 14 of Bylaws Re: Written Consultation | Management | For | Voted - For | |
29 | Amend Article 31 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Voted - Against | |
30 | Delete Article 30 of Bylaws Re: Shareholders Identification | Management | For | Voted - For | |
31 | Textual References Regarding Change of Codification | Management | For | Voted - Against | |
32 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
FIRST QUANTUM MINERALS LTD.
Security ID: 335934105
Ticker: FM
Meeting Date: 07-May-20
Meeting Type: Annual/Special
1 | Fix Number of Directors at Eight | Management | For | Voted - For | |
2.1 | Elect Director Philip K.R. Pascall | Management | For | Voted - For | |
2.2 | Elect Director G. Clive Newall | Management | For | Voted - For | |
2.3 | Elect Director Kathleen A. Hogenson | Management | For | Voted - For | |
2.4 | Elect Director Peter St. George | Management | For | Voted - For | |
2.5 | Elect Director Andrew B. Adams | Management | For | Voted - For | |
2.6 | Elect Director Robert J. Harding | Management | For | Voted - For | |
2.7 | Elect Director Simon J. Scott | Management | For | Voted - For | |
2.8 | Elect Director Joanne K. Warner | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers LLP (Canada) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For | |
5 | Approve Shareholder Rights Plan | Management | For | Voted - For | |
6 | Approve Advance Notice Requirement | Management | For | Voted - For | |
7 | Amend Articles | Management | For | Voted - For |
FMC CORPORATION
Security ID: 302491303
Ticker: FMC
Meeting Date: 28-Apr-20
Meeting Type: Annual
1a | Elect Director Pierre Brondeau | Management | For | Voted - For | |
1b | Elect Director Eduardo E. Cordeiro | Management | For | Voted - For | |
1c | Elect Director Mark Douglas | Management | For | Voted - For | |
1d | Elect Director C. Scott Greer | Management | For | Voted - For | |
1e | Elect Director K'Lynne Johnson | Management | For | Voted - For | |
1f | Elect Director Dirk A. Kempthorne | Management | For | Voted - For | |
1g | Elect Director Paul J. Norris | Management | For | Voted - For | |
1h | Elect Director Margareth Ovrum | Management | For | Voted - For | |
1i | Elect Director Robert C. Pallash | Management | For | Voted - For |
35
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1j | Elect Director William H. Powell | Management | For | Voted - For | |
1k | Elect Director Vincent R. Volpe, Jr. | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
GEELY AUTOMOBILE HOLDINGS LIMITED
Security ID: G3777B103
Ticker: 175
Meeting Date: 25-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Final Dividend | Management | For | Voted - For | |
3 | Elect Li Shu Fu as Director | Management | For | Voted - For | |
4 | Elect Li Dong Hui, Daniel as Director | Management | For | Voted - For | |
5 | Elect Lee Cheuk Yin, Dannis as Director | Management | For | Voted - For | |
6 | Elect Wang Yang as Director | Management | For | Voted - For | |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
8 | Approve Grant Thornton Hong Kong Limited as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
9 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - For |
GREAT WALL MOTOR COMPANY LIMITED
Security ID: Y2882P106
Ticker: 2333
Meeting Date: 09-Aug-19
Meeting Type: Special
1 | Approve Deposits and Related Party Transaction under Listing Rules of Shanghai Stock Exchange | Management | For | Voted - Against |
Meeting Date: 25-Oct-19
Meeting Type: Special
1 | Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary | Shareholder | For | Voted - Against | |
2 | Approve Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited | Shareholder | For | Voted - Against | |
3 | Authorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company | Shareholder | For | Voted - Against | |
1 | Approve 2019 Restricted Share and Share Option Incentive Scheme (Draft) of Great Wall Motor Company Limited and Its Summary | Shareholder | For | Voted - Against | |
2 | Approve Appraisal Measures for Implementation of the 2019 Restricted Share and Share Option Incentive Scheme of Great Wall Motor Company Limited | Shareholder | For | Voted - Against |
36
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Authorize Board to Deal With All Matters in Relation to the 2019 Restricted Share and the Share Option Incentive Scheme of the Company | Shareholder | For | Voted - Against |
Meeting Date: 15-Apr-20
Meeting Type: Special
1 | Approve 2020 Restricted Share and Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary | Shareholder | For | Voted - For | |
2 | Approve Appraisal Measures for Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited | Shareholder | For | Voted - For | |
3 | Authorize Board to Deal with All Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company | Management | For | Voted - For | |
4 | Approve Expected Amount of Guarantee Provided by the Company to Its Holding Subsidiaries | Shareholder | For | Voted - Against | |
1 | Approve 2020 Restricted Share and Share Option Incentive Scheme (the First Revised Draft) of Great Wall Motor Company Limited and Its Summary | Shareholder | For | Voted - For | |
2 | Approve Appraisal Measures for Implementation of the 2020 Restricted Share and Share Option Incentive Scheme (Revised) of Great Wall Motor Company Limited | Shareholder | For | Voted - For | |
3 | Authorize Board to Deal with All Matters in Relation to the 2020 Restricted Share and Share Option Incentive Scheme of the Company | Management | For | Voted - For |
Meeting Date: 12-Jun-20
Meeting Type: Annual
1 | Approve Audited Financial Report | Management | For | Voted - For | |
2 | Approve Report of the Board of Directors | Management | For | Voted - For | |
3 | Approve Adjustments to the Profit Distribution Proposal | Shareholder | For | Voted - For | |
4 | Approve Annual Report and Its Summary Report | Management | For | Voted - For | |
5 | Approve Report of the Independent Directors | Management | For | Voted - For | |
6 | Approve Report of the Supervisory Committee | Management | For | Voted - For | |
7 | Approve Operating Strategies | Management | For | Voted - For | |
8 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as External Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - Against | |
9 | Elect Wei Jian Jun as Director, Enter into Service Agreement with Him and Authorize Board to Fix His Remuneration | Shareholder | For | Voted - For | |
10 | Elect Wang Feng Ying as Director, Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration | Shareholder | For | Voted - For | |
11 | Elect Yang Zhi Juan as Director, Enter into Service Agreement with Her and Authorize Board to Fix Her Remuneration | Shareholder | For | Voted - For |
37
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12 | Elect He Ping as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration | Shareholder | For | Voted - Against | |
13 | Elect Yue Ying as Director, Enter into Appointment Letter with Her and Authorize Board to Fix Her Remuneration | Management | For | Voted - For | |
14 | Elect Li Wan Jun as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration | Management | For | Voted - Against | |
15 | Elect Ng Chi Kit as Director, Enter into Appointment Letter with Him and Authorize Board to Fix His Remuneration | Management | For | Voted - Against | |
16 | Elect Zong Yi Xiang as Supervisor, Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration | Management | For | Voted - For | |
17 | Elect Liu Qian as Supervisor, Enter into Service Agreement with Her and Authorize Supervisory Committee to Fix Her Remuneration | Management | For | Voted - For | |
18 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Voted - Against | |
19 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | Voted - Against | |
20 | Amend Rules for the Administration of External Guarantees | Management | For | Voted - Against | |
21 | Amend Rules for the Administration of External Investment | Management | For | Voted - Against | |
22 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
23 | Amend Articles of Association | Management | For | Voted - For |
Meeting Date: 12-Jun-20
Meeting Type: Special
1 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Security ID: Y2R318121
Ticker: 2238
Meeting Date: 06-Aug-19
Meeting Type: Special
1 | Approve Appointment of Auditors | Management | For | Voted - For | |
2 | Approve Appointment of Internal Control Auditors | Management | For | Voted - For |
Meeting Date: 20-Mar-20
Meeting Type: Special
1.01 | Elect Chen Xiaomu as Director | Management | For | Voted - For |
Meeting Date: 29-May-20
Meeting Type: Annual
1 | Approve 2019 Annual Report and Its Summary Report | Management | For | Voted - For | |
2 | Approve 2019 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | Approve 2019 Work Report of the Supervisory Committee | Management | For | Voted - For |
38
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Approve 2019 Financial Report | Management | For | Voted - For | |
5 | Approve 2019 Profit Distribution | Management | For | Voted - For | |
6 | Approve Appointment of Auditors | Management | For | Voted - For | |
7 | Approve Appointment of Internal Control Auditors | Management | For | Voted - For | |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
9 | Authorize Board of Directors to Issue Debt Financing Instruments | Management | For | Voted - Against | |
10 | Approve Utilization of the Remaining Proceeds of an Investment Project Raised From Non-Public Issuance of A Shares for Permanent Replenishment of Working Capital | Management | For | Voted - For | |
11 | Amend Articles of Association Regarding Party Committee | Management | For | Voted - Against | |
12 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Voted - For | |
13.01 | Elect Zhao Fuquan as Director | Management | For | Voted - For | |
13.02 | Elect Xiao Shengfang as Director | Management | For | Voted - For | |
13.03 | Elect Wong Hakkun as Director | Management | For | Voted - For | |
13.04 | Elect Song Tiebo as Director | Management | For | Voted - For |
HONDA MOTOR CO., LTD.
Security ID: J22302111
Ticker: 7267
Meeting Date: 19-Jun-20
Meeting Type: Annual
1.1 | Elect Director Mikoshiba, Toshiaki | Management | For | Voted - For | |
1.2 | Elect Director Hachigo, Takahiro | Management | For | Voted - For | |
1.3 | Elect Director Kuraishi, Seiji | Management | For | Voted - For | |
1.4 | Elect Director Takeuchi, Kohei | Management | For | Voted - For | |
1.5 | Elect Director Mibe, Toshihiro | Management | For | Voted - For | |
1.6 | Elect Director Koide, Hiroko | Management | For | Voted - For | |
1.7 | Elect Director Kokubu, Fumiya | Management | For | Voted - For | |
1.8 | Elect Director Ito, Takanobu | Management | For | Voted - For |
HYUNDAI MOBIS CO., LTD.
Security ID: Y3849A109
Ticker: 012330
Meeting Date: 18-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements | Management | For | Voted - For | |
2 | Approve Appropriation of Income | Management | For | Voted - For | |
3.1.1 | Elect Karl-Thomas Neumann as Outside Director | Management | For | Voted - For | |
3.1.2 | Elect Jang Young-woo as Outside Director | Management | For | Voted - For | |
3.2 | Elect Chung Eui-sun as Inside Director | Management | For | Voted - For | |
4.1 | Elect Karl-Thomas Neumann as a Member of Audit Committee | Management | For | Voted - For | |
4.2 | Elect Jang Young-woo as a Member of Audit Committee | Management | For | Voted - For |
39
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
HYUNDAI MOTOR CO., LTD.
Security ID: Y38472109
Ticker: 005380
Meeting Date: 19-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2 | Amend Articles of Incorporation | Management | For | Voted - For | |
3.1 | Elect Choi Eun-su as Outside Director | Management | For | Voted - For | |
3.2 | Elect Kim Sang-hyeon as Inside Director | Management | For | Voted - Against | |
4 | Elect Choi Eun-su as a Member of Audit Committee | Management | For | Voted - For | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
INFINEON TECHNOLOGIES AG
Security ID: D35415104
Ticker: IFX
Meeting Date: 20-Feb-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Voted - For | |
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6.1 | Elect Xiaoqun Clever to the Supervisory Board | Management | For | Voted - For | |
6.2 | Elect Friedrich Eichiner to the Supervisory Board | Management | For | Voted - For | |
6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | For | Voted - For | |
6.4 | Elect Manfred Puffer to the Supervisory Board | Management | For | Voted - For | |
6.5 | Elect Ulrich Spiesshofer to the Supervisory Board | Management | For | Voted - For | |
6.6 | Elect Margret Suckale to the Supervisory Board | Management | For | Voted - For | |
7 | Approve Cancellation of Conditional Capital 2010/I | Management | For | Voted - For | |
8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - For |
40
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INTEL CORPORATION
Security ID: 458140100
Ticker: INTC
Meeting Date: 14-May-20
Meeting Type: Annual
1a | Elect Director James J. Goetz | Management | For | Voted - For | |
1b | Elect Director Alyssa Henry | Management | For | Voted - For | |
1c | Elect Director Omar Ishrak | Management | For | Voted - For | |
1d | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For | |
1e | Elect Director Tsu-Jae King Liu | Management | For | Voted - For | |
1f | Elect Director Gregory D. Smith | Management | For | Voted - For | |
1g | Elect Director Robert 'Bob' H. Swan | Management | For | Voted - For | |
1h | Elect Director Andrew Wilson | Management | For | Voted - For | |
1i | Elect Director Frank D. Yeary | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For | |
6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - Against |
KIA MOTORS CORP.
Security ID: Y47601102
Ticker: 000270
Meeting Date: 24-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2 | Amend Articles of Incorporation | Management | For | Voted - For | |
3.1 | Elect Ju Woo-jeong as Inside Director | Management | For | Voted - Against | |
3.2 | Elect Kim Deok-joong as Outside Director | Management | For | Voted - Against | |
3.3 | Elect Kim Dong-won as Outside Director | Management | For | Voted - For | |
4 | Elect Kim Deok-joong as a Member of Audit Committee | Management | For | Voted - Against | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
Meeting Date: 10-Jun-20
Meeting Type: Special
1 | Elect Song Ho-seong as Inside Director | Management | For | Voted - Against |
LINAMAR CORPORATION
Security ID: 53278L107
Ticker: LNR
Meeting Date: 27-May-20
Meeting Type: Annual
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
2.1 | Elect Director Frank Hasenfratz | Management | For | Voted - Withheld |
41
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.2 | Elect Director Linda Hasenfratz | Management | For | Voted - Withheld | |
2.3 | Elect Director Mark Stoddart | Management | For | Voted - Withheld | |
2.4 | Elect Director Lisa Forwell | Management | For | Voted - For | |
2.5 | Elect Director Terry Reidel | Management | For | Voted - For | |
2.6 | Elect Director Dennis Grimm | Management | For | Voted - For |
LYFT, INC.
Security ID: 55087P104
Ticker: LYFT
Meeting Date: 19-Jun-20
Meeting Type: Annual
1.1 | Elect Director Logan Green | Management | For | Voted - Withheld | |
1.2 | Elect Director Ann Miura-Ko | Management | For | Voted - Withheld | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
MAGNA INTERNATIONAL INC.
Security ID: 559222401
Ticker: MG
Meeting Date: 07-May-20
Meeting Type: Annual
1.1 | Elect Director Scott B. Bonham | Management | For | Voted - For | |
1.2 | Elect Director Peter G. Bowie | Management | For | Voted - For | |
1.3 | Elect Director Mary S. Chan | Management | For | Voted - For | |
1.4 | Elect Director V. Peter Harder | Management | For | Voted - For | |
1.5 | Elect Director Kurt J. Lauk | Management | For | Voted - For | |
1.6 | Elect Director Robert F. MacLellan | Management | For | Voted - For | |
1.7 | Elect Director Cynthia A. Niekamp | Management | For | Voted - For | |
1.8 | Elect Director William A. Ruh | Management | For | Voted - For | |
1.9 | Elect Director Indira V. Samarasekera | Management | For | Voted - For | |
1.10 | Elect Director Donald J. Walker | Management | For | Voted - For | |
1.11 | Elect Director Lisa S. Westlake | Management | For | Voted - For | |
1.12 | Elect Director William L. Young | Management | For | Voted - For | |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
MINERAL RESOURCES LIMITED
Security ID: Q60976109
Ticker: MIN
Meeting Date: 20-Nov-19
Meeting Type: Annual
1 | Approve Remuneration Report | Management | For | Voted - For | |
2 | Elect Kelvin Flynn as Director | Management | For | Voted - For | |
3 | Elect Xi Xi as Director | Management | For | Voted - For | |
4 | Approve the Spill Resolution | Management | Against | Voted - Against |
42
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MMG LTD.
Security ID: Y6133Q102
Ticker: 1208
Meeting Date: 21-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a | Elect Guo Wenqing as Director | Management | For | Voted - For | |
2b | Elect Gao Xiaoyu as Director | Management | For | Voted - For | |
2c | Elect Jiao Jian as Director | Management | For | Voted - For | |
2d | Elect Chan Ka Keung, Peter as Director | Management | For | Voted - For | |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
NIDEC CORP.
Security ID: J52968104
Ticker: 6594
Meeting Date: 17-Jun-20
Meeting Type: Annual
1 | Amend Articles to Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Indemnify Directors | Management | For | Voted - For | |
2.1 | Elect Director Nagamori, Shigenobu | Management | For | Voted - For | |
2.2 | Elect Director Seki, Jun | Management | For | Voted - For | |
2.3 | Elect Director Sato, Teiichi | Management | For | Voted - For | |
2.4 | Elect Director Shimizu, Osamu | Management | For | Voted - For | |
3.1 | Elect Director and Audit Committee Member Murakami, Kazuya | Management | For | Voted - For | |
3.2 | Elect Director and Audit Committee Member Ochiai, Hiroyuki | Management | For | Voted - For | |
3.3 | Elect Director and Audit Committee Member Nakane, Takeshi | Management | For | Voted - For | |
3.4 | Elect Director and Audit Committee Member Yamada, Aya | Management | For | Voted - Against | |
3.5 | Elect Director and Audit Committee Member Sakai, Takako | Management | For | Voted - For | |
4 | Elect Alternate Director and Audit Committee Member Watanabe, Junko | Management | For | Voted - Against | |
5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | Voted - For | |
6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | Voted - For | |
7 | Approve Trust-Type Equity Compensation Plan | Management | For | Voted - For |
43
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NISSAN MOTOR CO., LTD.
Security ID: J57160129
Ticker: 7201
Meeting Date: 18-Feb-20
Meeting Type: Special
1.1 | Elect Director Uchida, Makoto | Management | For | Voted - For | |
1.2 | Elect Director Ashwani Gupta | Management | For | Voted - For | |
1.3 | Elect Director Sakamoto, Hideyuki | Management | For | Voted - For | |
1.4 | Elect Director Pierre Fleuriot | Management | For | Voted - For |
Meeting Date: 29-Jun-20
Meeting Type: Annual
1.1 | Elect Director Kimura, Yasushi | Management | For | Voted - For | |
1.2 | Elect Director Jean-Dominique Senard | Management | For | Voted - For | |
1.3 | Elect Director Toyoda, Masakazu | Management | For | Voted - For | |
1.4 | Elect Director Ihara, Keiko | Management | For | Voted - For | |
1.5 | Elect Director Nagai, Moto | Management | For | Voted - For | |
1.6 | Elect Director Bernard Delmas | Management | For | Voted - For | |
1.7 | Elect Director Andrew House | Management | For | Voted - For | |
1.8 | Elect Director Jenifer Rogers | Management | For | Voted - For | |
1.9 | Elect Director Pierre Fleuriot | Management | For | Voted - For | |
1.10 | Elect Director Uchida, Makoto | Management | For | Voted - For | |
1.11 | Elect Director Ashwani Gupta | Management | For | Voted - For | |
1.12 | Elect Director Sakamoto, Hideyuki | Management | For | Voted - For |
NORSK HYDRO ASA
Security ID: R61115102
Ticker: NHY
Meeting Date: 11-May-20
Meeting Type: Annual
1 | Approve Notice of Meeting and Agenda | Management | For | Voted - For | |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For | |
3 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
4 | Authorize Board to Distribute Dividends of NOK 1.25 Per Share | Management | For | Voted - For | |
5 | Approve Remuneration of Auditors | Management | For | Voted - For | |
6 | Discuss Company's Corporate Governance Statement | Management | None | Non-Voting | |
7.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Voted - For | |
7.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Voted - Against | |
8 | Ratify KPMG as Auditors | Management | For | Voted - For | |
9 | Elect Terje Venold (Chair), Morten Stromgren, Berit Ledel Henriksen and Nils Bastiansen as Members of Nominating Committee | Management | For | Voted - For | |
10 | Elect Members and Deputy Members of Corporate Assembly | Management | For | Voted - For | |
11.1 | Approve Remuneration of Corporate Assembly | Management | For | Voted - For | |
11.2 | Approve Remuneration of Nomination Committee | Management | For | Voted - For |
44
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 09-Jun-20
Meeting Type: Annual
1a | Elect Director Robert K. Burgess | Management | For | Voted - For | |
1b | Elect Director Tench Coxe | Management | For | Voted - For | |
1c | Elect Director Persis S. Drell | Management | For | Voted - For | |
1d | Elect Director Jen-Hsun Huang | Management | For | Voted - For | |
1e | Elect Director Dawn Hudson | Management | For | Voted - For | |
1f | Elect Director Harvey C. Jones | Management | For | Voted - For | |
1g | Elect Director Michael G. McCaffery | Management | For | Voted - For | |
1h | Elect Director Stephen C. Neal | Management | For | Voted - For | |
1i | Elect Director Mark L. Perry | Management | For | Voted - For | |
1j | Elect Director A. Brooke Seawell | Management | For | Voted - For | |
1k | Elect Director Mark A. Stevens | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
ON SEMICONDUCTOR CORPORATION
Security ID: 682189105
Ticker: ON
Meeting Date: 20-May-20
Meeting Type: Annual
1a | Elect Director Atsushi Abe | Management | For | Voted - For | |
1b | Elect Director Alan Campbell | Management | For | Voted - For | |
1c | Elect Director Gilles Delfassy | Management | For | Voted - For | |
1d | Elect Director Emmanuel T. Hernandez | Management | For | Voted - For | |
1e | Elect Director Keith D. Jackson | Management | For | Voted - For | |
1f | Elect Director Paul A. Mascarenas | Management | For | Voted - For | |
1g | Elect Director Christine Y. Yan | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
PANASONIC CORP.
Security ID: J6354Y104
Ticker: 6752
Meeting Date: 25-Jun-20
Meeting Type: Annual
1.1 | Elect Director Nagae, Shusaku | Management | For | Voted - For | |
1.2 | Elect Director Tsuga, Kazuhiro | Management | For | Voted - For | |
1.3 | Elect Director Sato, Mototsugu | Management | For | Voted - For | |
1.4 | Elect Director Higuchi, Yasuyuki | Management | For | Voted - For | |
1.5 | Elect Director Homma, Tetsuro | Management | For | Voted - For |
45
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.6 | Elect Director Tsutsui, Yoshinobu | Management | For | Voted - For | |
1.7 | Elect Director Ota, Hiroko | Management | For | Voted - For | |
1.8 | Elect Director Toyama, Kazuhiko | Management | For | Voted - For | |
1.9 | Elect Director Noji, Kunio | Management | For | Voted - For | |
1.10 | Elect Director Umeda, Hirokazu | Management | For | Voted - For | |
1.11 | Elect Director Laurence W.Bates | Management | For | Voted - For | |
1.12 | Elect Director Sawada, Michitaka | Management | For | Voted - For | |
1.13 | Elect Director Kawamoto, Yuko | Management | For | Voted - For | |
2.1 | Appoint Statutory Auditor Fujii, Eiji | Management | For | Voted - For | |
2.2 | Appoint Statutory Auditor Yufu, Setsuko | Management | For | Voted - For |
RENAULT SA
Security ID: F77098105
Ticker: RNO
Meeting Date: 19-Jun-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | Voted - For | |
4 | Receive Auditors' Report on Equity Securities Remuneration | Management | For | Voted - For | |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Voted - For | |
6 | Ratify Appointment of Joji Tagawa as Director | Management | For | Voted - For | |
7 | Renew Appointment of KPMG as Auditor | Management | For | Voted - For | |
8 | Appoint Mazars as Auditor | Management | For | Voted - For | |
9 | Approve Compensation of Corporate Officers | Management | For | Voted - For | |
10 | Approve Compensation of Jean-Dominique Senard, Chairman of the Board | Management | For | Voted - For | |
11 | Approve Compensation of Thierry Bollore, CEO | Management | For | Voted - For | |
12 | Approve Compensation of Clotilde Delbos, Interim-CEO | Management | For | Voted - For | |
13 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
14 | Approve Remuneration Policy of CEO | Management | For | Voted - For | |
15 | Approve Remuneration Policy of Interim-CEO | Management | For | Voted - For | |
16 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | Voted - For | |
20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | Voted - For |
46
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | Voted - For | |
22 | Authorize Capital Increase of Up to EUR 120 Million for Future Exchange Offers | Management | For | Voted - For | |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Voted - For | |
24 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
26 | Amend Article 11 of Bylaws Re: Employee Shareholder Representative | Management | For | Voted - For | |
27 | Amend Article 20 of Bylaws Re: Alternate Auditors | Management | For | Voted - For | |
28 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
RENESAS ELECTRONICS CORP.
Security ID: J4881V107
Ticker: 6723
Meeting Date: 27-Mar-20
Meeting Type: Annual
1.1 | Elect Director Tsurumaru, Tetsuya | Management | For | Voted - For | |
1.2 | Elect Director Shibata, Hidetoshi | Management | For | Voted - For | |
1.3 | Elect Director Toyoda, Tetsuro | Management | For | Voted - For | |
1.4 | Elect Director Iwasaki, Jiro | Management | For | Voted - For | |
1.5 | Elect Director Slena Loh Lacroix | Management | For | Voted - For | |
1.6 | Elect Director Arunjai Mittal | Management | For | Voted - For | |
2 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | Voted - For | |
3 | Approve Deep Discount Stock Option Plan | Management | For | Voted - Against |
ROHM CO., LTD.
Security ID: J65328122
Ticker: 6963
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | Voted - For | |
2.1 | Elect Director Matsumoto, Isao | Management | For | Voted - For | |
2.2 | Elect Director Azuma, Katsumi | Management | For | Voted - For | |
2.3 | Elect Director Yamazaki, Masahiko | Management | For | Voted - For | |
2.4 | Elect Director Uehara, Kunio | Management | For | Voted - For | |
2.5 | Elect Director Tateishi, Tetsuo | Management | For | Voted - For | |
2.6 | Elect Director Nishioka, Koichi | Management | For | Voted - For | |
2.7 | Elect Director Ino, Kazuhide | Management | For | Voted - For | |
3 | Approve Restricted Stock Plan | Management | For | Voted - For |
47
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SAMSUNG ELECTRO-MECHANICS CO., LTD.
Security ID: Y7470U102
Ticker: 009150
Meeting Date: 18-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Yoo Ji-beom as Outside Director | Management | For | Voted - For | |
2.2 | Elect Kim Joon-kyung as Outside Director | Management | For | Voted - For | |
2.3 | Elect Yuh Yoon-kyung as Outside Director | Management | For | Voted - For | |
2.4 | Elect Kyung Kye-hyun as Inside Director | Management | For | Voted - For | |
2.5 | Elect Kang Bong-yong as Inside Director | Management | For | Voted - For | |
3.1 | Elect Kim Joon-kyung as a Member of Audit Committee | Management | For | Voted - For | |
3.2 | Elect Yuh Yoon-kyung as a Member of Audit Committee | Management | For | Voted - For | |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
5.1 | Amend Articles of Incorporation (Electronic Registration of Certificates) | Management | For | Voted - For | |
5.2 | Amend Articles of Incorporation (Method of Public Notice) | Management | For | Voted - For |
SAMSUNG SDI CO., LTD.
Security ID: Y74866107
Ticker: 006400
Meeting Date: 18-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Jun Young-hyun as Inside Director | Management | For | Voted - For | |
2.2 | Elect Kwon Oh-kyung as Outside Director | Management | For | Voted - For | |
2.3 | Elect Kim Duk-hyun as Outside Director | Management | For | Voted - For | |
2.4 | Elect Park Tae-ju as Outside Director | Management | For | Voted - For | |
2.5 | Elect Choi Won-wook as Outside Director | Management | For | Voted - For | |
3.1 | Elect Kwon Oh-kyung as a Member of Audit Committee | Management | For | Voted - For | |
3.2 | Elect Kim Duk-hyun as a Member of Audit Committee | Management | For | Voted - For | |
3.3 | Elect Park Tae-ju as a Member of Audit Committee | Management | For | Voted - For | |
3.4 | Elect Choi Won-wook as a Member of Audit Committee | Management | For | Voted - For | |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
SIEMENS AG
Security ID: D69671218
Ticker: SIE
Meeting Date: 05-Feb-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) | Management | None | Non-Voting |
48
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Approve Allocation of Income and Dividends of EUR 3.90 per Share | Management | For | Voted - For | |
3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19 | Management | For | Voted - For | |
3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19 | Management | For | Voted - For | |
3.3 | Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19 | Management | For | Voted - For | |
3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19 | Management | For | Voted - For | |
3.5 | Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19 | Management | For | Voted - For | |
3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19 | Management | For | Voted - For | |
3.7 | Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19 | Management | For | Voted - For | |
3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19 | Management | For | Voted - For | |
4.1 | Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19 | Management | For | Voted - For | |
4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19 | Management | For | Voted - For | |
4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19 | Management | For | Voted - For | |
4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19 | Management | For | Voted - For | |
4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19 | Management | For | Voted - For | |
4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19 | Management | For | Voted - For | |
4.7 | Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 | Management | For | Voted - For | |
4.8 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19 | Management | For | Voted - For | |
4.9 | Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19 | Management | For | Voted - For | |
4.10 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19 | Management | For | Voted - For | |
4.11 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19 | Management | For | Voted - For | |
4.12 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19 | Management | For | Voted - For | |
4.13 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19 | Management | For | Voted - For | |
4.14 | Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 | Management | For | Voted - For | |
4.15 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19 | Management | For | Voted - For | |
4.16 | Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19 | Management | For | Voted - For |
49
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.17 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19 | Management | For | Voted - For | |
4.18 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19 | Management | For | Voted - For | |
4.19 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19 | Management | For | Voted - For | |
4.20 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19 | Management | For | Voted - For | |
4.21 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19 | Management | For | Voted - For | |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20 | Management | For | Voted - For | |
6 | Approve Remuneration Policy | Management | For | Voted - For | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For | |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Voted - For | |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - For | |
10 | Approve Affiliation Agreement with Subsidiary Siemens Mobility GmbH | Management | For | Voted - For |
SINOTRUK (HONG KONG) LIMITED
Security ID: Y8014Z102
Ticker: 3808
Meeting Date: 29-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Final Dividend | Management | For | Voted - For | |
3A | Elect Liu Wei as Director | Management | For | Voted - Against | |
3B | Elect Richard von Braunschweig as Director | Management | For | Voted - Against | |
3C | Elect Liu Zhengtao as Director | Management | For | Voted - Against | |
3D | Elect Qu Hongkun as Director | Management | For | Voted - Against | |
3E | Elect Yang Weicheng as Director | Management | For | Voted - For | |
3F | Elect Liang Qing as Director | Management | For | Voted - For | |
3G | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | None | Non-Voting | |
5 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Security ID: 833635105
Ticker: SQM.B
Meeting Date: 23-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
50
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Designate Auditors | Management | For | Voted - For | |
3 | Designate Risk Assessment Companies | Management | For | Voted - For | |
4 | Designate Account Inspectors | Management | For | Voted - For | |
5 | Approve Investment Policy | Management | For | Voted - For | |
6 | Approve Financing Policy | Management | For | Voted - For | |
7 | Approve Dividends | Management | For | Voted - For | |
8 | Approve Remuneration of Board of Directors and Board Committees | Management | For | Voted - For | |
9 | Other Business | Management | For | Voted - Against |
STMICROELECTRONICS NV
Security ID: N83574108
Ticker: STM
Meeting Date: 17-Jun-20
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting | |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Non-Voting | |
3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Non-Voting | |
4.a | Approve Remuneration Report | Management | For | Voted - Against | |
4.b | Approve Remuneration Policy for Supervisory Board | Management | For | Voted - For | |
4.c | Approve Remuneration Policy for Management Board | Management | For | Voted - Against | |
4.d | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For | |
4.e | Approve Dividends | Management | For | Voted - For | |
4.f | Approve Discharge of Management Board | Management | For | Voted - For | |
4.g | Approve Discharge of Supervisory Board | Management | For | Voted - For | |
4.h | Ratify Ernst & Young as Auditors | Management | For | Voted - For | |
5 | Approve Restricted Stock Grants to President and CEO | Management | For | Voted - Against | |
6 | Elect Ana de Pro Gonzalo to Supervisory Board | Management | For | Voted - For | |
7 | Elect Yann Delabriere to Supervisory Board | Management | For | Voted - For | |
8 | Reelect Heleen Kersten to Supervisory Board | Management | For | Voted - For | |
9 | Reelect Alessandro Rivera to Supervisory Board | Management | For | Voted - For | |
10 | Reelect Frederic Sanchez to Supervisory Board | Management | For | Voted - For | |
11 | Reelect Maurizio Tamagnini to Supervisory Board | Management | For | Voted - For | |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
13.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | Voted - Against | |
13.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights | Management | For | Voted - Against | |
14 | Allow Questions | Management | None | Non-Voting | |
15 | Close Meeting | Management | None | Non-Voting |
51
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SUMITOMO CHEMICAL CO., LTD.
Security ID: J77153120
Ticker: 4005
Meeting Date: 24-Jun-20
Meeting Type: Annual
1.1 | Elect Director Tokura, Masakazu | Management | For | Voted - For | |
1.2 | Elect Director Iwata, Keiichi | Management | For | Voted - For | |
1.3 | Elect Director Takeshita, Noriaki | Management | For | Voted - For | |
1.4 | Elect Director Matsui, Masaki | Management | For | Voted - For | |
1.5 | Elect Director Akahori, Kingo | Management | For | Voted - For | |
1.6 | Elect Director Ueda, Hiroshi | Management | For | Voted - For | |
1.7 | Elect Director Niinuma, Hiroshi | Management | For | Voted - For | |
1.8 | Elect Director Shigemori, Takashi | Management | For | Voted - For | |
1.9 | Elect Director Mito, Nobuaki | Management | For | Voted - For | |
1.10 | Elect Director Ikeda, Koichi | Management | For | Voted - For | |
1.11 | Elect Director Tomono, Hiroshi | Management | For | Voted - For | |
1.12 | Elect Director Ito, Motoshige | Management | For | Voted - For | |
1.13 | Elect Director Muraki, Atsuko | Management | For | Voted - For |
SUMITOMO METAL MINING CO., LTD.
Security ID: J77712180
Ticker: 5713
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | For | Voted - For | |
2.1 | Elect Director Nakazato, Yoshiaki | Management | For | Voted - For | |
2.2 | Elect Director Nozaki, Akira | Management | For | Voted - For | |
2.3 | Elect Director Asahi, Hiroshi | Management | For | Voted - For | |
2.4 | Elect Director Matsumoto, Nobuhiro | Management | For | Voted - For | |
2.5 | Elect Director Higo, Toru | Management | For | Voted - For | |
2.6 | Elect Director Nakano, Kazuhisa | Management | For | Voted - For | |
2.7 | Elect Director Ishii, Taeko | Management | For | Voted - For | |
2.8 | Elect Director Kinoshita, Manabu | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Ino, Kazushi | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Nakayama, Yasuyuki | Management | For | Voted - For | |
3.3 | Appoint Statutory Auditor Yoshida, Wataru | Management | For | Voted - Against | |
4 | Appoint Alternate Statutory Auditor Mishina, Kazuhiro | Management | For | Voted - For | |
5 | Approve Annual Bonus | Management | For | Voted - For |
TDK CORP.
Security ID: J82141136
Ticker: 6762
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | Voted - For |
52
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.1 | Elect Director Ishiguro, Shigenao | Management | For | Voted - For | |
2.2 | Elect Director Yamanishi, Tetsuji | Management | For | Voted - For | |
2.3 | Elect Director Sumita, Makoto | Management | For | Voted - For | |
2.4 | Elect Director Osaka, Seiji | Management | For | Voted - For | |
2.5 | Elect Director Ishimura, Kazuhiko | Management | For | Voted - For | |
2.6 | Elect Director Yagi, Kazunori | Management | For | Voted - For | |
2.7 | Elect Director Nakayama, Kozue | Management | For | Voted - For | |
3 | Approve Restricted Stock Plan and Performance Share Plan | Management | For | Voted - For | |
4 | Approve Compensation Ceiling for Statutory Auditors | Management | For | Voted - For |
TORAY INDUSTRIES, INC.
Security ID: J89494116
Ticker: 3402
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | Voted - For | |
2.1 | Elect Director Nikkaku, Akihiro | Management | For | Voted - For | |
2.2 | Elect Director Abe, Koichi | Management | For | Voted - For | |
2.3 | Elect Director Deguchi, Yukichi | Management | For | Voted - For | |
2.4 | Elect Director Oya, Mitsuo | Management | For | Voted - For | |
2.5 | Elect Director Adachi, Kazuyuki | Management | For | Voted - For | |
2.6 | Elect Director Hagiwara, Satoru | Management | For | Voted - For | |
2.7 | Elect Director Yoshinaga, Minoru | Management | For | Voted - For | |
2.8 | Elect Director Okamoto, Masahiko | Management | For | Voted - For | |
2.9 | Elect Director Ito, Kunio | Management | For | Voted - For | |
2.10 | Elect Director Noyori, Ryoji | Management | For | Voted - For | |
2.11 | Elect Director Kaminaga, Susumu | Management | For | Voted - For | |
2.12 | Elect Director Futagawa, Kazuo | Management | For | Voted - For | |
3 | Appoint Statutory Auditor Fukasawa, Toru | Management | For | Voted - For | |
4 | Approve Annual Bonus | Management | For | Voted - For | |
5 | Amend Articles to Disclose Listed Subsidiary Management in Corporate Governance Report | Shareholder | Against | Voted - Against |
TOYOTA MOTOR CORP.
Security ID: J92676113
Ticker: 7203
Meeting Date: 11-Jun-20
Meeting Type: Annual
1.1 | Elect Director Uchiyamada, Takeshi | Management | For | Voted - For | |
1.2 | Elect Director Hayakawa, Shigeru | Management | For | Voted - For | |
1.3 | Elect Director Toyoda, Akio | Management | For | Voted - For | |
1.4 | Elect Director Kobayashi, Koji | Management | For | Voted - For | |
1.5 | Elect Director Terashi, Shigeki | Management | For | Voted - For | |
1.6 | Elect Director James Kuffner | Management | For | Voted - For | |
1.7 | Elect Director Sugawara, Ikuro | Management | For | Voted - For | |
1.8 | Elect Director Sir Philip Craven | Management | For | Voted - For |
53
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.9 | Elect Director Kudo, Teiko | Management | For | Voted - For | |
2 | Appoint Alternate Statutory Auditor Sakai, Ryuji | Management | For | Voted - For | |
3 | Amend Articles to Amend Business Lines | Management | For | Voted - For |
TOYOTA TSUSHO CORP.
Security ID: J92719111
Ticker: 8015
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | Voted - For | |
2.1 | Elect Director Karube, Jun | Management | For | Voted - For | |
2.2 | Elect Director Kashitani, Ichiro | Management | For | Voted - For | |
2.3 | Elect Director Yanase, Hideki | Management | For | Voted - For | |
2.4 | Elect Director Kondo, Takahiro | Management | For | Voted - For | |
2.5 | Elect Director Fujisawa, Kumi | Management | For | Voted - For | |
2.6 | Elect Director Komoto, Kunihito | Management | For | Voted - For | |
2.7 | Elect Director Didier Leroy | Management | For | Voted - For | |
2.8 | Elect Director Inoue, Yukari | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Miyazaki, Kazumasa | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Toyoda, Shuhei | Management | For | Voted - Against | |
3.3 | Appoint Statutory Auditor Kuwano, Yuichiro | Management | For | Voted - For | |
4 | Approve Annual Bonus | Management | For | Voted - For | |
5 | Approve Restricted Stock Plan | Management | For | Voted - For | |
6 | Approve Compensation Ceiling for Directors | Management | For | Voted - For |
UMICORE
Security ID: B95505184
Ticker: UMI
Meeting Date: 30-Apr-20
Meeting Type: Annual/Special
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Remuneration Report | Management | For | Voted - For | |
3 | Approve Remuneration Policy | Management | For | Voted - For | |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.375 per Share | Management | For | Voted - For | |
5 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Non-Voting | |
6 | Approve Discharge of Directors | Management | For | Voted - For | |
7 | Approve Discharge of Auditors | Management | For | Voted - For | |
8.1 | Reelect Ines Kolmsee as Independent Director | Management | For | Voted - For | |
8.2 | Reelect Liat Ben-Zur as Independent Director | Management | For | Voted - For | |
8.3 | Elect Mario Armero as Director | Management | For | Voted - For | |
9 | Approve Remuneration of Directors | Management | For | Voted - For | |
10 | Ratify PricewaterhouseCoopers as Auditor and Approve Auditors' Remuneration | Management | For | Voted - For | |
1 | Approve Change-of-Control Clause Re: Note Purchase Agreement | Management | For | Voted - For |
54
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1 | Amend Articles Re: Alignment on the Rules of Code on Companies and Associations | Management | For | Voted - For | |
2 | Elect Supervisory Board Members | Management | For | Voted - For | |
3 | Authorize Implementation of Approved Resolutions, Coordination of Articles of Association, and Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
VALEO SA
Security ID: F96221340
Ticker: FR
Meeting Date: 25-Jun-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Voted - For | |
5 | Ratify Appointment of Bpifrance Participations as Director | Management | For | Voted - For | |
6 | Ratify Appointment of Fonds Strategique de Participation as Director | Management | For | Voted - For | |
7 | Reelect Thierry Moulonguet as Director | Management | For | Voted - For | |
8 | Reelect Ulrike Steinhorst as Director | Management | For | Voted - For | |
9 | Reelect Fonds Strategique de Participation as Director | Management | For | Voted - For | |
10 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
11 | Approve Compensation of Jacques Aschenbroich, Chairman and CEO | Management | For | Voted - For | |
12 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For | |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
15 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | For | Voted - Against | |
16 | Amend Articles 14, 16, 18 and 23 of Bylaws to Comply with Legal Changes | Management | For | Voted - For | |
17 | Approve Change of Corporate Form to Societe Europeenne (SE) | Management | For | Voted - For | |
18 | Pursuant to Item 17 Above, Adopt New Bylaws | Management | For | Voted - For | |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
VEONEER, INC.
Security ID: 92336X109
Ticker: VNE
Meeting Date: 06-May-20
Meeting Type: Annual
1.1 | Elect Director Mary Louise Cummings | Management | For | Voted - For |
55
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director Kazuhiko Sakamoto | Management | For | Voted - For | |
1.3 | Elect Director Wolfgang Ziebart | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For | |
5 | Ratify Ernst & Young AB as Auditors | Management | For | Voted - For |
YANDEX NV
Security ID: N97284108
Ticker: YNDX
Meeting Date: 20-Dec-19
Meeting Type: Special
1 | Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles of Association) | Management | For | Voted - For | |
1 | Amend Articles of Association | Management | For | Voted - For | |
2 | Authorize Repurchase of Priority Share | Management | For | Voted - For | |
3 | Elect Alexey Komissarov as Non-Executive Director | Management | For | Voted - For | |
4 | Elect Alexei Yakovitsky as Non-Executive Director | Management | For | Voted - For | |
5 | Approve Cancellation of Outstanding Class C Ordinary Shares | Management | For | Voted - For |
YASKAWA ELECTRIC CORP.
Security ID: J9690T102
Ticker: 6506
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Elect Director Tsuda, Junji | Management | For | Voted - For | |
1.2 | Elect Director Ogasawara, Hiroshi | Management | For | Voted - For | |
1.3 | Elect Director Murakami, Shuji | Management | For | Voted - For | |
1.4 | Elect Director Minami, Yoshikatsu | Management | For | Voted - For | |
1.5 | Elect Director Takamiya, Koichi | Management | For | Voted - For | |
1.6 | Elect Director Ogawa, Masahiro | Management | For | Voted - For | |
2.1 | Elect Director and Audit Committee Member Sasaki, Junko | Management | For | Voted - For | |
2.2 | Elect Director and Audit Committee Member Kato, Yuichiro | Management | For | Voted - For | |
3 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | Voted - For |
ZIJIN MINING GROUP CO., LTD.
Security ID: Y9892H107
Ticker: 2899
Meeting Date: 30-Dec-19
Meeting Type: Special
1 | Approve Amendments to Articles of Association | Management | For | Voted - For | |
2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Voted - For |
56
Ideanomics NextGen Vehicles & Technology ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Approve Remuneration and Assessment Proposal of Directors and Supervisors | Management | For | Voted - For | |
4.1 | Elect Chen Jinghe as Director | Management | For | Voted - For | |
4.2 | Elect Lan Fusheng as Director | Management | For | Voted - For | |
4.3 | Elect Zou Laichang as Director | Management | For | Voted - For | |
4.4 | Elect Lin Hongfu as Director | Management | For | Voted - For | |
4.5 | Elect Lin Hongying as Director | Management | For | Voted - For | |
4.6 | Elect Xie Xionghui as Director | Management | For | Voted - For | |
4.7 | Elect Li Jian as Director | Management | For | Voted - For | |
5.1 | Elect Zhu Guang as Director | Management | For | Voted - For | |
5.2 | Elect Mao Jingwen as Director | Management | For | Voted - For | |
5.3 | Elect Li Changqing as Director | Management | For | Voted - For | |
5.4 | Elect He Fulong as Director | Management | For | Voted - For | |
5.5 | Elect Suen, Stephen Man Tak as Director | Management | For | Voted - For | |
6.1 | Elect Lin Shuiqing as Supervisor | Management | For | Voted - For | |
6.2 | Elect Fan Wensheng as Supervisor | Management | For | Voted - For | |
6.3 | Elect Xu Qiang as Supervisor | Management | For | Voted - For |
Meeting Date: 04-Feb-20
Meeting Type: Special
1 | Amend Articles of Association | Management | For | Voted - For | |
1 | Approve Change in Registered Capital and Amend Articles of Association | Management | For | Voted - For | |
2 | Amend Articles of Association | Management | For | Voted - For |
Meeting Date: 12-Jun-20
Meeting Type: Annual
1 | Approve Issuance of Debt Financing Instruments | Management | For | Voted - For | |
2 | Approve Arrangement of Guarantees to Company's Subsidiaries, Joint Venture and Associate | Management | For | Voted - For | |
3 | Approve Provision of Counter-Guarantee for Finance to Makeng Mining | Management | For | Voted - For | |
4 | Approve 2019 Report of the Board of Directors | Management | For | Voted - For | |
5 | Approve 2019 Report of the Independent Directors | Management | For | Voted - For | |
6 | Approve 2019 Report of the Supervisory Committee | Management | For | Voted - For | |
7 | Approve 2019 Financial Report | Management | For | Voted - For | |
8 | Approve 2019 Annual Report and Summary Report | Management | For | Voted - For | |
9 | Approve 2019 Profit Distribution Plan | Management | For | Voted - For | |
10 | Approve 2019 Remuneration of Executive Directors and Chairman of Supervisory Committee | Management | For | Voted - For | |
11 | Approve Ernst & Young Hua Ming LLP as Auditor and Authorize Chairman of the Board, President and Financial Controller to Fix Their Remuneration | Management | For | Voted - For |
57
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ACCENTURE PLC
Security ID: G1151C101
Ticker: ACN
Meeting Date: 30-Jan-20
Meeting Type: Annual
1 | Elect Director Jaime Ardila | Management | For | Voted - For | |
1b | Elect Director Herbert Hainer | Management | For | Voted - For | |
1c | Elect Director Nancy McKinstry | Management | For | Voted - For | |
1d | Elect Director Gilles C. Pelisson | Management | For | Voted - For | |
1e | Elect Director Paula A. Price | Management | For | Voted - For | |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For | |
1g | Elect Director David Rowland | Management | For | Voted - For | |
1h | Elect Director Arun Sarin | Management | For | Voted - For | |
1i | Elect Director Julie Sweet | Management | For | Voted - For | |
1j | Elect Director Frank K. Tang | Management | For | Voted - For | |
1k | Elect Director Tracey T. Travis | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
5 | Authorize Board to Allot and Issue Shares | Management | For | Voted - For | |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | Voted - For | |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | Voted - For |
ADVANCED MICRO DEVICES, INC.
Security ID: 007903107
Ticker: AMD
Meeting Date: 07-May-20
Meeting Type: Annual
1a | Elect Director John E. Caldwell | Management | For | Voted - For | |
1b | Elect Director Nora M. Denzel | Management | For | Voted - For | |
1c | Elect Director Mark Durcan | Management | For | Voted - For | |
1d | Elect Director Michael P. Gregoire | Management | For | Voted - For | |
1e | Elect Director Joseph A. Householder | Management | For | Voted - For | |
1f | Elect Director John W. Marren | Management | For | Voted - For | |
1g | Elect Director Lisa T. Su | Management | For | Voted - For | |
1h | Elect Director Abhi Y. Talwalkar | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
58
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 27-May-20
Meeting Type: Annual
1a | Elect Director Jeffrey P. Bezos | Management | For | Voted - For | |
1b | Elect Director Rosalind G. Brewer | Management | For | Voted - For | |
1c | Elect Director Jamie S. Gorelick | Management | For | Voted - For | |
1d | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For | |
1e | Elect Director Judith A. McGrath | Management | For | Voted - For | |
1f | Elect Director Indra K. Nooyi | Management | For | Voted - For | |
1g | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For | |
1h | Elect Director Thomas O. Ryder | Management | For | Voted - For | |
1i | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For | |
1j | Elect Director Wendell P. Weeks | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Voted - For | |
5 | Report on Management of Food Waste | Shareholder | Against | Voted - For | |
6 | Report on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Shareholder | Against | Voted - For | |
7 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Voted - For | |
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Shareholder | Against | Voted - For | |
9 | Require Independent Board Chairman | Shareholder | Against | Voted - Against | |
10 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - Against | |
11 | Report on Reducing Environmental and Health Harms to Communities of Color | Shareholder | Against | Voted - Against | |
12 | Report on Viewpoint Discrimination | Shareholder | Against | Voted - Against | |
13 | Report on Promotion Velocity | Shareholder | Against | Voted - Against | |
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For | |
15 | Human Rights Risk Assessment | Shareholder | Against | Voted - For | |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
AMERICAN EXPRESS COMPANY
Security ID: 025816109
Ticker: AXP
Meeting Date: 05-May-20
Meeting Type: Annual
1a | Elect Director Charlene Barshefsky | Management | For | Voted - For | |
1b | Elect Director John J. Brennan | Management | For | Voted - For | |
1c | Elect Director Peter Chernin | Management | For | Voted - For | |
1d | Elect Director Ralph de la Vega | Management | For | Voted - For | |
1e | Elect Director Anne Lauvergeon | Management | For | Voted - For | |
1f | Elect Director Michael O. Leavitt | Management | For | Voted - For |
59
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1g | Elect Director Theodore J. Leonsis | Management | For | Voted - For | |
1h | Elect Director Karen L. Parkhill | Management | For | Voted - For | |
1i | Elect Director Lynn A. Pike | Management | For | Voted - For | |
1j | Elect Director Stephen J. Squeri | Management | For | Voted - For | |
1k | Elect Director Daniel L. Vasella | Management | For | Voted - For | |
1l | Elect Director Ronald A. Williams | Management | For | Voted - For | |
1m | Elect Director Christopher D. Young | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For | |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - Against |
AXA SA
Security ID: F06106102
Ticker: CS
Meeting Date: 30-Jun-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 0.73 per Share | Management | For | Voted - For | |
4 | Approve Compensation of Corporate Officers | Management | For | Voted - For | |
5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | Voted - For | |
6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Voted - For | |
7 | Approve Remuneration Policy of CEO | Management | For | Voted - For | |
8 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
10 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Voted - For | |
11 | Reelect Angelien Kemna as Director | Management | For | Voted - For | |
12 | Reelect Irene Dorner as Director | Management | For | Voted - For | |
13 | Elect Isabel Hudson as Director | Management | For | Voted - For | |
14 | Elect Antoine Gosset-Grainville as Director | Management | For | Voted - For | |
15 | Elect Marie-France Tschudin as Director | Management | For | Voted - For | |
16 | Elect Helen Browne as Director | Shareholder | For | Voted - For | |
A | Elect Jerome Amouyal as Director | Shareholder | Against | Voted - Against | |
B | Elect Constance Reschke as Director | Shareholder | Against | Voted - Against | |
C | Elect Bamba Sall as Director | Shareholder | Against | Voted - Against | |
D | Elect Bruno Guy-Wasier as Director | Shareholder | Against | Voted - Against | |
E | Elect Timothy Leary as Director | Shareholder | Against | Voted - Against | |
F | Elect Ashitkumar Shah as Director | Shareholder | Against | Voted - Against | |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
60
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries | Management | For | Voted - For | |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
21 | Amend Article 10 of Bylaws Re: Employee Representatives | Management | For | Voted - For | |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
BNP PARIBAS SA
Security ID: F1058Q238
Ticker: BNP
Meeting Date: 19-May-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Voted - For | |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
6 | Reelect Jean Lemierre as Director | Management | For | Voted - For | |
7 | Reelect Jacques Aschenbroich as Director | Management | For | Voted - For | |
8 | Reelect Monique Cohen as Director | Management | For | Voted - For | |
9 | Reelect Daniela Schwarzer as Director | Management | For | Voted - For | |
10 | Reelect Fields Wicker-Miurin as Director | Management | For | Voted - For | |
11 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
12 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | Voted - For | |
14 | Approve Compensation of Corporate Officers | Management | For | Voted - For | |
15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | Voted - For | |
16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | Voted - For | |
17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | Voted - For | |
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | Voted - For | |
20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | Voted - For | |
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Voted - For |
61
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Management | For | Voted - For | |
23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Management | For | Voted - For | |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Management | For | Voted - For | |
28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | Voted - For | |
29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Management | For | Voted - For | |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
BP PLC
Security ID: G12793108
Ticker: BP
Meeting Date: 27-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report | Management | For | Voted - For | |
3 | Approve Remuneration Policy | Management | For | Voted - For | |
4(a) | Elect Bernard Looney as Director | Management | For | Voted - For | |
4(b) | Re-elect Brian Gilvary as Director | Management | For | Voted - For | |
4(c) | Re-elect Dame Alison Carnwath as Director | Management | For | Voted - For | |
4(d) | Re-elect Pamela Daley as Director | Management | For | Voted - For | |
4(e) | Re-elect Sir Ian Davis as Director | Management | For | Voted - For | |
4(f) | Re-elect Dame Ann Dowling as Director | Management | For | Voted - For | |
4(g) | Re-elect Helge Lund as Director | Management | For | Voted - For | |
4(h) | Re-elect Melody Meyer as Director | Management | For | Voted - For | |
4(i) | Re-elect Brendan Nelson as Director | Management | For | Voted - For | |
4(j) | Re-elect Paula Reynolds as Director | Management | For | Voted - For | |
4(k) | Re-elect Sir John Sawers as Director | Management | For | Voted - For | |
5 | Reappoint Deloitte LLP as Auditors | Management | For | Voted - For | |
6 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | Voted - For | |
7 | Approve Executive Directors' Incentive Plan | Management | For | Voted - For | |
8 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For | |
9 | Authorise Issue of Equity | Management | For | Voted - For | |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For | |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For | |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
62
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
BUNGE LIMITED
Security ID: G16962105
Ticker: BG
Meeting Date: 21-May-20
Meeting Type: Annual
1a | Elect Director Sheila Bair | Management | For | Voted - For | |
1b | Elect Director Vinita Bali | Management | For | Voted - For | |
1c | Elect Director Carol M. Browner | Management | For | Voted - For | |
1d | Elect Director Andrew Ferrier | Management | For | Voted - For | |
1e | Elect Director Paul Fribourg | Management | For | Voted - For | |
1f | Elect Director J. Erik Fyrwald | Management | For | Voted - For | |
1g | Elect Director Gregory A. Heckman | Management | For | Voted - For | |
1h | Elect Director Bernardo Hees | Management | For | Voted - For | |
1i | Elect Director Kathleen Hyle | Management | For | Voted - For | |
1j | Elect Director Henry W. (Jay) Winship | Management | For | Voted - For | |
1k | Elect Director Mark N. Zenuk | Management | For | Voted - For | |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
CAPGEMINI SE
Security ID: F4973Q101
Ticker: CAP
Meeting Date: 20-May-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Voted - For | |
5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | Voted - For | |
6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | Voted - For | |
7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | Voted - For | |
8 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For | |
10 | Approve Remuneration Policy of Vice-CEOs | Management | For | Voted - For | |
11 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
12 | Approve Remuneration Policy of CEO | Management | For | Voted - For | |
13 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
14 | Reelect Sian Herbert-Jones as Director | Management | For | Voted - For |
63
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Management | For | Voted - For | |
16 | Elect Aiman Ezzat as Director | Management | For | Voted - For | |
17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Management | For | Voted - For | |
17A | Elect Claire Sauvanaud as Director Shareholder Representative | Management | Against | Voted - Against | |
18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | Voted - For | |
19 | Appoint Mazars as Auditor | Management | For | Voted - For | |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | Voted - For | |
22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | Voted - For | |
25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | Voted - For | |
26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Management | For | Voted - For | |
27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Management | For | Voted - For | |
28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Voted - For | |
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Voted - For | |
30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | Voted - For | |
31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Voted - For | |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
64
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CISCO SYSTEMS, INC.
Security ID: 17275R102
Ticker: CSCO
Meeting Date: 10-Dec-19
Meeting Type: Annual
1a | Elect Director M. Michele Burns | Management | For | Voted - For | |
1b | Elect Director Wesley G. Bush | Management | For | Voted - For | |
1c | Elect Director Michael D. Capellas | Management | For | Voted - For | |
1d | Elect Director Mark Garrett | Management | For | Voted - For | |
1e | Elect Director Kristina M. Johnson | Management | For | Voted - For | |
1f | Elect Director Roderick C. McGeary | Management | For | Voted - For | |
1g | Elect Director Charles H. Robbins | Management | For | Voted - For | |
1h | Elect Director Arun Sarin | Management | For | Voted - For | |
1i | Elect Director Brenton L. Saunders | Management | For | Voted - For | |
1j | Elect Director Carol B. Tome | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - Against |
CME GROUP INC.
Security ID: 12572Q105
Ticker: CME
Meeting Date: 06-May-20
Meeting Type: Annual
1a | Elect Director Terrence A. Duffy | Management | For | Voted - For | |
1b | Elect Director Timothy S. Bitsberger | Management | For | Voted - For | |
1c | Elect Director Charles P. Carey | Management | For | Voted - For | |
1d | Elect Director Dennis H. Chookaszian | Management | For | Voted - For | |
1e | Elect Director Bryan T. Durkin | Management | For | Voted - For | |
1f | Elect Director Ana Dutra | Management | For | Voted - For | |
1g | Elect Director Martin J. Gepsman | Management | For | Voted - For | |
1h | Elect Director Larry G. Gerdes | Management | For | Voted - For | |
1i | Elect Director Daniel R. Glickman | Management | For | Voted - For | |
1j | Elect Director Daniel G. Kaye | Management | For | Voted - For | |
1k | Elect Director Phyllis M. Lockett | Management | For | Voted - For | |
1l | Elect Director Deborah J. Lucas | Management | For | Voted - For | |
1m | Elect Director Terry L. Savage | Management | For | Voted - For | |
1n | Elect Director Rahael Seifu | Management | For | Voted - For | |
1o | Elect Director William R. Shepard | Management | For | Voted - For | |
1p | Elect Director Howard J. Siegel | Management | For | Voted - For | |
1q | Elect Director Dennis A. Suskind | Management | For | Voted - For | |
2 | Ratify Ernst & Young as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
65
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ENGIE SA
Security ID: F7629A107
Ticker: ENGI
Meeting Date: 14-May-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Treatment of Losses | Management | For | Voted - For | |
4 | Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020 | Management | For | Voted - Against | |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Voted - For | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
7 | Reelect Fabrice Bregier as Director | Management | For | Voted - For | |
8 | Reelect Lord Peter Ricketts of Shortlands as Director | Management | For | Voted - For | |
9 | Renew Appointment of Ernst & Young et Autres as Auditor | Management | For | Voted - For | |
10 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | Voted - For | |
11 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
12 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Management | For | Voted - For | |
13 | Approve Compensation of Isabelle Kocher, CEO | Management | For | Voted - For | |
14 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
15 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
16 | Approve Remuneration Policy of CEO Until Feb. 24, 2020 | Management | For | Voted - For | |
17 | Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO | Management | For | Voted - Against | |
18 | Approve Remuneration Policy of New CEO | Management | For | Voted - For | |
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | Voted - For | |
20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | Voted - For | |
21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million | Management | For | Voted - For | |
22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Voted - For | |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Voted - For | |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million | Management | For | Voted - For |
66
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
25 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | Voted - Against | |
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Voted - For | |
29 | Amend Article 2 of Bylaws Re: Update Corporate Purpose | Management | For | Voted - For | |
30 | Add Corporate Purpose and Amend Article 2 of Bylaws Accordingly | Management | For | Voted - For | |
31 | Amend Articles 6, 13, 17 and 23 of Bylaws to Comply with Legal Changes | Management | For | Voted - For | |
32 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
FEDEX CORPORATION
Security ID: 31428X106
Ticker: FDX
Meeting Date: 23-Sep-19
Meeting Type: Annual
1.1 | Elect Director John A. Edwardson | Management | For | Voted - For | |
1.2 | Elect Director Marvin R. Ellison | Management | For | Voted - For | |
1.3 | Elect Director Susan Patricia Griffith | Management | For | Voted - For | |
1.4 | Elect Director John C. (Chris) Inglis | Management | For | Voted - For | |
1.5 | Elect Director Kimberly A. Jabal | Management | For | Voted - For | |
1.6 | Elect Director Shirley Ann Jackson | Management | For | Voted - For | |
1.7 | Elect Director R. Brad Martin | Management | For | Voted - For | |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | Voted - For | |
1.9 | Elect Director Susan C. Schwab | Management | For | Voted - For | |
1.10 | Elect Director Frederick W. Smith | Management | For | Voted - For | |
1.11 | Elect Director David P. Steiner | Management | For | Voted - For | |
1.12 | Elect Director Paul S. Walsh | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For | |
6 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Voted - Against |
GAIN CAPITAL HOLDINGS, INC.
Security ID: 36268W100
Ticker: GCAP
Meeting Date: 11-Jul-19
Meeting Type: Annual
1.1 | Elect Director Joseph Schenk | Management | For | Voted - Against |
67
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director Christopher W. Calhoun | Management | For | Voted - Against | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
GMO INTERNET, INC.
Security ID: J1822R104
Ticker: 9449
Meeting Date: 30-Mar-20
Meeting Type: Annual
1 | Amend Articles to Amend Provisions on Number of Directors | Management | For | Voted - For | |
2.1 | Elect Director Kumagai, Masatoshi | Management | For | Voted - Against | |
2.2 | Elect Director Yasuda, Masashi | Management | For | Voted - For | |
2.3 | Elect Director Nishiyama, Hiroyuki | Management | For | Voted - For | |
2.4 | Elect Director Ainoura, Issei | Management | For | Voted - For | |
2.5 | Elect Director Ito, Tadashi | Management | For | Voted - For | |
2.6 | Elect Director Yamashita, Hirofumi | Management | For | Voted - For | |
2.7 | Elect Director Arisawa, Katsumi | Management | For | Voted - For | |
2.8 | Elect Director Horiuchi, Toshiaki | Management | For | Voted - For | |
2.9 | Elect Director Arai, Teruhiro | Management | For | Voted - For | |
2.10 | Elect Director Hayashi, Yasuo | Management | For | Voted - For | |
2.11 | Elect Director Kodama, Kimihiro | Management | For | Voted - For | |
2.12 | Elect Director Chujo, Ichiro | Management | For | Voted - For | |
2.13 | Elect Director Hashiguchi, Makoto | Management | For | Voted - For | |
2.14 | Elect Director Fukui, Atsuko | Management | For | Voted - For | |
2.15 | Elect Director Kaneko, Takehito | Management | For | Voted - For | |
2.16 | Elect Director Inagaki, Noriko | Management | For | Voted - For | |
3.1 | Elect Director and Audit Committee Member Tachibana, Koichi | Management | For | Voted - For | |
3.2 | Elect Director and Audit Committee Member Ogura, Keigo | Management | For | Voted - For | |
3.3 | Elect Director and Audit Committee Member Gunjikake, Takashi | Management | For | Voted - For | |
3.4 | Elect Director and Audit Committee Member Masuda, Kaname | Management | For | Voted - For | |
4 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | Voted - For |
H.I.S. CO., LTD.
Security ID: J20087102
Ticker: 9603
Meeting Date: 29-Jan-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | Voted - For | |
2 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | Voted - For | |
3 | Amend Articles to Change Company Name - Amend Business Lines - Change Location of Head Office - Amend Provisions on Director Titles | Management | For | Voted - Against |
68
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.1 | Elect Director Sawada, Hideo | Management | For | Voted - Against | |
4.2 | Elect Director Nakamori, Tatsuya | Management | For | Voted - For | |
4.3 | Elect Director Oda, Masayuki | Management | For | Voted - For | |
4.4 | Elect Director Nakatani, Shigeru | Management | For | Voted - For | |
4.5 | Elect Director Yamanobe, Atsushi | Management | For | Voted - For | |
4.6 | Elect Director Gomi, Mutsumi | Management | For | Voted - For | |
4.7 | Elect Director Yada, Motoshi | Management | For | Voted - For | |
4.8 | Elect Director Sawada, Hidetaka | Management | For | Voted - For | |
5.1 | Elect Director and Audit Committee Member Umeda, Tsunekazu | Management | For | Voted - For | |
5.2 | Elect Director and Audit Committee Member Katsura, Yasuo | Management | For | Voted - For | |
5.3 | Elect Director and Audit Committee Member Sekita, Sonoko | Management | For | Voted - For | |
6 | Approve Annual Bonus | Management | For | Voted - For |
HON HAI PRECISION INDUSTRY CO., LTD.
Security ID: Y36861105
Ticker: 2317
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For | |
2 | Approve Profit Distribution | Management | For | Voted - For | |
3 | Approve Amendments to Articles of Association | Management | For | Voted - For |
HONG KONG EXCHANGES & CLEARING LTD.
Security ID: Y3506N139
Ticker: 388
Meeting Date: 07-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a | Elect Cheah Cheng Hye as Director | Management | For | Voted - For | |
2b | Elect Leung Pak Hon, Hugo as Director | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - For |
IHS MARKIT LTD.
Security ID: G47567105
Ticker: INFO
Meeting Date: 16-Apr-20
Meeting Type: Annual
1a | Elect Director Lance Uggla | Management | For | Voted - For | |
1b | Elect Director John Browne | Management | For | Voted - For | |
1c | Elect Director Ruann F. Ernst | Management | For | Voted - For |
69
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1d | Elect Director William E. Ford | Management | For | Voted - For | |
1e | Elect Director Jean-Paul L. Montupet | Management | For | Voted - For | |
1f | Elect Director Deborah K. Orida | Management | For | Voted - For | |
1g | Elect Director James A. Rosenthal | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
INFOSYS LIMITED
Security ID: 456788108
Ticker: 500209
Meeting Date: 27-Jun-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Final Dividend | Management | For | Voted - For | |
3 | Reelect Salil Parekh as Director | Management | For | Voted - For | |
4 | Elect Uri Levine as Director | Management | For | Voted - For |
INTEL CORPORATION
Security ID: 458140100
Ticker: INTC
Meeting Date: 14-May-20
Meeting Type: Annual
1a | Elect Director James J. Goetz | Management | For | Voted - For | |
1b | Elect Director Alyssa Henry | Management | For | Voted - For | |
1c | Elect Director Omar Ishrak | Management | For | Voted - For | |
1d | Elect Director Risa Lavizzo-Mourey | Management | For | Voted - For | |
1e | Elect Director Tsu-Jae King Liu | Management | For | Voted - For | |
1f | Elect Director Gregory D. Smith | Management | For | Voted - For | |
1g | Elect Director Robert 'Bob' H. Swan | Management | For | Voted - For | |
1h | Elect Director Andrew Wilson | Management | For | Voted - For | |
1i | Elect Director Frank D. Yeary | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For | |
6 | Report on Global Median Gender/Racial Pay Gap | Shareholder | Against | Voted - Against |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Security ID: 459200101
Ticker: IBM
Meeting Date: 28-Apr-20
Meeting Type: Annual
1.1 | Elect Director Thomas Buberl | Management | For | Voted - For | |
1.2 | Elect Director Michael L. Eskew | Management | For | Voted - For | |
1.3 | Elect Director David N. Farr | Management | For | Voted - For | |
1.4 | Elect Director Alex Gorsky | Management | For | Voted - For |
70
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.5 | Elect Director Michelle J. Howard | Management | For | Voted - For | |
1.6 | Elect Director Arvind Krishna | Management | For | Voted - For | |
1.7 | Elect Director Andrew N. Liveris | Management | For | Voted - For | |
1.8 | Elect Director Frederick William McNabb, III | Management | For | Voted - For | |
1.9 | Elect Director Martha E. Pollack | Management | For | Voted - For | |
1.10 | Elect Director Virginia M. Rometty | Management | For | Voted - For | |
1.11 | Elect Director Joseph R. Swedish | Management | For | Voted - For | |
1.12 | Elect Director Sidney Taurel | Management | For | Voted - For | |
1.13 | Elect Director Peter R. Voser | Management | For | Voted - For | |
1.14 | Elect Director Frederick H. Waddell | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Amend Governing Documents to allow Removal of Directors | Shareholder | Against | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For | |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
INTUIT INC.
Security ID: 461202103
Ticker: INTU
Meeting Date: 23-Jan-20
Meeting Type: Annual
1a | Elect Director Eve Burton | Management | For | Voted - For | |
1b | Elect Director Scott D. Cook | Management | For | Voted - For | |
1c | Elect Director Richard L. Dalzell | Management | For | Voted - For | |
1d | Elect Director Sasan K. Goodarzi | Management | For | Voted - For | |
1e | Elect Director Deborah Liu | Management | For | Voted - For | |
1f | Elect Director Suzanne Nora Johnson | Management | For | Voted - For | |
1g | Elect Director Dennis D. Powell | Management | For | Voted - For | |
1h | Elect Director Brad D. Smith | Management | For | Voted - For | |
1i | Elect Director Thomas Szkutak | Management | For | Voted - For | |
1j | Elect Director Raul Vazquez | Management | For | Voted - For | |
1k | Elect Director Jeff Weiner | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Adopt a Mandatory Arbitration Bylaw | Shareholder | Against | Voted - Against |
KAKAO CORP.
Security ID: Y4519H119
Ticker: 035720
Meeting Date: 25-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Amend Articles of Incorporation (Business Objective) | Management | For | Voted - For | |
2.2 | Amend Articles of Incorporation (Stock Option) | Management | For | Voted - For |
71
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.3 | Amend Articles of Incorporation (Duties of Directors) | Management | For | Voted - For | |
2.4 | Amend Articles of Incorporation (Audit Committee) | Management | For | Voted - For | |
2.5 | Amend Articles of Incorporation (Board Meeting) | Management | For | Voted - Against | |
3.1 | Elect Kim Beom-su as Inside Director | Management | For | Voted - For | |
3.2 | Elect Yeo Min-su as Inside Director | Management | For | Voted - For | |
3.3 | Elect Cho Su-yong as Inside Director | Management | For | Voted - For | |
3.4 | Elect Cho Gyu-jin as Outside Director | Management | For | Voted - For | |
3.5 | Elect Yoon Seok as Outside Director | Management | For | Voted - For | |
3.6 | Elect Choi Se-jeong as Outside Director | Management | For | Voted - For | |
3.7 | Elect Park Sae-rom as Outside Director | Management | For | Voted - For | |
4.1 | Elect Cho Gyu-jin as a Member of Audit Committee | Management | For | Voted - For | |
4.2 | Elect Yoon Seok as a Member of Audit Committee | Management | For | Voted - For | |
4.3 | Elect Choi Se-jeong as a Member of Audit Committee | Management | For | Voted - For | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
6 | Approve Stock Option Grants | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 16-Jun-20
Meeting Type: Annual
1a | Elect Director Richard Haythornthwaite | Management | For | Voted - For | |
1b | Elect Director Ajay Banga | Management | For | Voted - For | |
1c | Elect Director Richard K. Davis | Management | For | Voted - For | |
1d | Elect Director Steven J. Freiberg | Management | For | Voted - For | |
1e | Elect Director Julius Genachowski | Management | For | Voted - For | |
1f | Elect Director Choon Phong Goh | Management | For | Voted - For | |
1g | Elect Director Merit E. Janow | Management | For | Voted - For | |
1h | Elect Director Oki Matsumoto | Management | For | Voted - For | |
1i | Elect Director Youngme Moon | Management | For | Voted - For | |
1j | Elect Director Rima Qureshi | Management | For | Voted - For | |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | Voted - For | |
1l | Elect Director Gabrielle Sulzberger | Management | For | Voted - For | |
1m | Elect Director Jackson Tai | Management | For | Voted - For | |
1n | Elect Director Lance Uggla | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MICRON TECHNOLOGY, INC.
Security ID: 595112103
Ticker: MU
Meeting Date: 16-Jan-20
Meeting Type: Annual
1.1 | Elect Director Robert L. Bailey | Management | For | Voted - For | |
1.2 | Elect Director Richard M. Beyer | Management | For | Voted - For |
72
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.3 | Elect Director Steven J. Gomo | Management | For | Voted - For | |
1.4 | Elect Director Mary Pat McCarthy | Management | For | Voted - For | |
1.5 | Elect Director Sanjay Mehrotra | Management | For | Voted - For | |
1.6 | Elect Director Robert E. Switz | Management | For | Voted - For | |
1.7 | Elect Director MaryAnn Wright | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 04-Dec-19
Meeting Type: Annual
1.1 | Elect Director William H. Gates, III | Management | For | Voted - For | |
1.2 | Elect Director Reid G. Hoffman | Management | For | Voted - For | |
1.3 | Elect Director Hugh F. Johnston | Management | For | Voted - For | |
1.4 | Elect Director Teri L. List-Stoll | Management | For | Voted - For | |
1.5 | Elect Director Satya Nadella | Management | For | Voted - For | |
1.6 | Elect Director Sandra E. Peterson | Management | For | Voted - For | |
1.7 | Elect Director Penny S. Pritzker | Management | For | Voted - For | |
1.8 | Elect Director Charles W. Scharf | Management | For | Voted - For | |
1.9 | Elect Director Arne M. Sorenson | Management | For | Voted - For | |
1.10 | Elect Director John W. Stanton | Management | For | Voted - For | |
1.11 | Elect Director John W. Thompson | Management | For | Voted - For | |
1.12 | Elect Director Emma N. Walmsley | Management | For | Voted - For | |
1.13 | Elect Director Padmasree Warrior | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Voted - Against | |
5 | Report on Gender Pay Gap | Shareholder | Against | Voted - For |
MONEX GROUP, INC.
Security ID: J4656U102
Ticker: 8698
Meeting Date: 20-Jun-20
Meeting Type: Annual
1.1 | Elect Director Matsumoto, Oki | Management | For | Voted - For | |
1.2 | Elect Director Kuwashima, Shoji | Management | For | Voted - For | |
1.3 | Elect Director Oyagi, Takashi | Management | For | Voted - For | |
1.4 | Elect Director Makihara, Jun | Management | For | Voted - For | |
1.5 | Elect Director Idei, Nobuyuki | Management | For | Voted - For | |
1.6 | Elect Director Ishiguro, Fujiyo | Management | For | Voted - For | |
1.7 | Elect Director Domae, Nobuo | Management | For | Voted - For | |
1.8 | Elect Director Koizumi, Masaaki | Management | For | Voted - For | |
1.9 | Elect Director Konno, Shiho | Management | For | Voted - For |
73
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NESTLE SA
Security ID: H57312649
Ticker: NESN
Meeting Date: 23-Apr-20
Meeting Type: Annual
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
1.2 | Approve Remuneration Report | Management | For | Voted - For | |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | Voted - For | |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Voted - For | |
4.1.b | Reelect Ulf Schneider as Director | Management | For | Voted - For | |
4.1.c | Reelect Henri de Castries as Director | Management | For | Voted - For | |
4.1.d | Reelect Renato Fassbind as Director | Management | For | Voted - For | |
4.1.e | Reelect Ann Veneman as Director | Management | For | Voted - For | |
4.1.f | Reelect Eva Cheng as Director | Management | For | Voted - For | |
4.1.g | Reelect Patrick Aebischer as Director | Management | For | Voted - For | |
4.1.h | Reelect Ursula Burns as Director | Management | For | Voted - For | |
4.1.i | Reelect Kasper Rorsted as Director | Management | For | Voted - For | |
4.1.j | Reelect Pablo Isla as Director | Management | For | Voted - For | |
4.1.k | Reelect Kimberly Ross as Director | Management | For | Voted - For | |
4.1.l | Reelect Dick Boer as Director | Management | For | Voted - For | |
4.1.m | Reelect Dinesh Paliwal as Director | Management | For | Voted - For | |
4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | Voted - For | |
4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | Voted - For | |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For | |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Voted - For | |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Voted - For | |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | Voted - For | |
6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
7 | Transact Other Business (Voting) | Management | Against | Voted - Against |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 09-Jun-20
Meeting Type: Annual
1a | Elect Director Robert K. Burgess | Management | For | Voted - For | |
1b | Elect Director Tench Coxe | Management | For | Voted - For |
74
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1c | Elect Director Persis S. Drell | Management | For | Voted - For | |
1d | Elect Director Jen-Hsun Huang | Management | For | Voted - For | |
1e | Elect Director Dawn Hudson | Management | For | Voted - For | |
1f | Elect Director Harvey C. Jones | Management | For | Voted - For | |
1g | Elect Director Michael G. McCaffery | Management | For | Voted - For | |
1h | Elect Director Stephen C. Neal | Management | For | Voted - For | |
1i | Elect Director Mark L. Perry | Management | For | Voted - For | |
1j | Elect Director A. Brooke Seawell | Management | For | Voted - For | |
1k | Elect Director Mark A. Stevens | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
ORACLE CORPORATION
Security ID: 68389X105
Ticker: ORCL
Meeting Date: 19-Nov-19
Meeting Type: Annual
1.1 | Elect Director Jeffrey S. Berg | Management | For | Voted - Withheld | |
1.2 | Elect Director Michael J. Boskin | Management | For | Voted - For | |
1.3 | Elect Director Safra A. Catz | Management | For | Voted - For | |
1.4 | Elect Director Bruce R. Chizen | Management | For | Voted - Withheld | |
1.5 | Elect Director George H. Conrades | Management | For | Voted - Withheld | |
1.6 | Elect Director Lawrence J. Ellison | Management | For | Voted - For | |
1.7 | Elect Director Rona A. Fairhead | Management | For | Voted - For | |
1.8 | Elect Director Hector Garcia-Molina *Withdrawn Resolution* | Management | None | Non-Voting | |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Voted - For | |
1.10 | Elect Director Mark V. Hurd - Deceased | Management | None | Non-Voting | |
1.11 | Elect Director Renee J. James | Management | For | Voted - For | |
1.12 | Elect Director Charles W. Moorman, IV | Management | For | Voted - Withheld | |
1.13 | Elect Director Leon E. Panetta | Management | For | Voted - Withheld | |
1.14 | Elect Director William G. Parrett | Management | For | Voted - For | |
1.15 | Elect Director Naomi O. Seligman | Management | For | Voted - Withheld | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Report on Gender Pay Gap | Shareholder | Against | Voted - For | |
5 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
OVERSTOCK.COM, INC.
Security ID: 690370101
Ticker: OSTK
Meeting Date: 13-Feb-20
Meeting Type: Special
1 | Amend the Series A-1 Certificate of Designation | Management | For | Voted - For |
75
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Reduce Authorized Series B Preferred Stock | Management | For | Voted - For | |
3 | Approve the Alternative Series A-1 Preferred Proposal | Management | For | Voted - For | |
4 | Amend Voting Rights of Holders of the Series A-1 Preferred Stock | Management | For | Voted - Against | |
5 | Amend Voting Rights of Holders of the Series B Preferred Stock | Management | For | Voted - Against |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 21-May-20
Meeting Type: Annual
1a | Elect Director Rodney C. Adkins | Management | For | Voted - For | |
1b | Elect Director Jonathan Christodoro | Management | For | Voted - For | |
1c | Elect Director John J. Donahoe | Management | For | Voted - For | |
1d | Elect Director David W. Dorman | Management | For | Voted - For | |
1e | Elect Director Belinda J. Johnson | Management | For | Voted - For | |
1f | Elect Director Gail J. McGovern | Management | For | Voted - For | |
1g | Elect Director Deborah M. Messemer | Management | For | Voted - For | |
1h | Elect Director David M. Moffett | Management | For | Voted - For | |
1i | Elect Director Ann M. Sarnoff | Management | For | Voted - For | |
1j | Elect Director Daniel H. Schulman | Management | For | Voted - For | |
1k | Elect Director Frank D. Yeary | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For | |
5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Voted - Against |
RAKUTEN, INC.
Security ID: J64264104
Ticker: 4755
Meeting Date: 27-Mar-20
Meeting Type: Annual
1 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | Voted - For | |
2.1 | Elect Director Mikitani, Hiroshi | Management | For | Voted - For | |
2.2 | Elect Director Hosaka, Masayuki | Management | For | Voted - For | |
2.3 | Elect Director Charles B. Baxter | Management | For | Voted - For | |
2.4 | Elect Director Kutaragi, Ken | Management | For | Voted - For | |
2.5 | Elect Director Sarah J. M. Whitley | Management | For | Voted - For | |
2.6 | Elect Director Mitachi, Takashi | Management | For | Voted - For | |
2.7 | Elect Director Murai, Jun | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Yamaguchi, Katsuyuki | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Nishikawa, Yoshiaki | Management | For | Voted - For | |
4 | Approve Two Types of Deep Discount Stock Option Plans | Management | For | Voted - Against |
76
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SALESFORCE.COM, INC.
Security ID: 79466L302
Ticker: CRM
Meeting Date: 11-Jun-20
Meeting Type: Annual
1a | Elect Director Marc Benioff | Management | For | Voted - For | |
1b | Elect Director Craig Conway | Management | For | Voted - For | |
1c | Elect Director Parker Harris | Management | For | Voted - For | |
1d | Elect Director Alan Hassenfeld | Management | For | Voted - For | |
1e | Elect Director Neelie Kroes | Management | For | Voted - For | |
1f | Elect Director Colin Powell | Management | For | Voted - For | |
1g | Elect Director Sanford Robertson | Management | For | Voted - For | |
1h | Elect Director John V. Roos | Management | For | Voted - For | |
1i | Elect Director Robin Washington | Management | For | Voted - For | |
1j | Elect Director Maynard Webb | Management | For | Voted - For | |
1k | Elect Director Susan Wojcicki | Management | For | Voted - For | |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
SAMSUNG SDS CO., LTD.
Security ID: Y7T72C103
Ticker: 018260
Meeting Date: 18-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2.1 | Elect Ahn Jeong-tae as Inside Director | Management | For | Voted - For | |
2.2 | Elect Yoo Jae-man as Outside Director | Management | For | Voted - For | |
2.3 | Elect Yoo Hyeok as Outside Director | Management | For | Voted - For | |
2.4 | Elect Shin Hyeon-han as Outside Director | Management | For | Voted - For | |
2.5 | Elect Cho Seung-ah as Outside Director | Management | For | Voted - For | |
3.1 | Elect Yoo Jae-man as a Member of Audit Committee | Management | For | Voted - For | |
3.2 | Elect Shin Hyeon-han as a Member of Audit Committee | Management | For | Voted - For | |
3.3 | Elect Cho Seung-ah as a Member of Audit Committee | Management | For | Voted - For | |
4 | Amend Articles of Incorporation | Management | For | Voted - For | |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For |
77
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SAP SE
Security ID: D66992104
Ticker: SAP
Meeting Date: 20-May-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Voted - For | |
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Management | For | Voted - For | |
6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
7 | Approve Remuneration Policy for the Management Board | Management | For | Voted - For | |
8 | Approve Remuneration Policy for the Supervisory Board | Management | For | Voted - For |
SBI HOLDINGS, INC.
Security ID: J6991H100
Ticker: 8473
Meeting Date: 26-Jun-20
Meeting Type: Annual
1.1 | Elect Director Kitao, Yoshitaka | Management | For | Voted - For | |
1.2 | Elect Director Kawashima, Katsuya | Management | For | Voted - For | |
1.3 | Elect Director Nakagawa, Takashi | Management | For | Voted - For | |
1.4 | Elect Director Takamura, Masato | Management | For | Voted - For | |
1.5 | Elect Director Morita, Shumpei | Management | For | Voted - For | |
1.6 | Elect Director Yamada, Masayuki | Management | For | Voted - For | |
1.7 | Elect Director Kusakabe, Satoe | Management | For | Voted - For | |
1.8 | Elect Director Yoshida, Masaki | Management | For | Voted - For | |
1.9 | Elect Director Sato, Teruhide | Management | For | Voted - For | |
1.10 | Elect Director Takenaka, Heizo | Management | For | Voted - For | |
1.11 | Elect Director Suzuki, Yasuhiro | Management | For | Voted - For | |
1.12 | Elect Director Ito, Hiroshi | Management | For | Voted - For | |
1.13 | Elect Director Takeuchi, Kanae | Management | For | Voted - For | |
2 | Appoint Alternate Statutory Auditor Wakatsuki, Tetsutaro | Management | For | Voted - For |
78
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SK TELECOM CO., LTD.
Security ID: Y4935N104
Ticker: 017670
Meeting Date: 26-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For | |
2 | Amend Articles of Incorporation | Management | For | Voted - For | |
3.1 | Approve Stock Option Grants | Management | For | Voted - For | |
3.2 | Approve Stock Option Grants | Management | For | Voted - For | |
4.1 | Elect Park Jung-ho as Inside Director | Management | For | Voted - For | |
4.2 | Elect Cho Dae-sik as Non-Independent Non-Executive Director | Management | For | Voted - For | |
4.3 | Elect Kim Yong-hak as Outside Director | Management | For | Voted - For | |
4.4 | Elect Kim Jun-mo as Outside Director | Management | For | Voted - For | |
4.5 | Elect Ahn Jeong-ho as Outside Director | Management | For | Voted - For | |
5.1 | Elect Kim Yong-hak as a Member of Audit Committee | Management | For | Voted - For | |
5.2 | Elect Ahn Jeong-ho as a Member of Audit Committee | Management | For | Voted - For | |
6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
7 | Approve Terms of Retirement Pay | Management | For | Voted - For |
SQUARE, INC.
Security ID: 852234103
Ticker: SQ
Meeting Date: 16-Jun-20
Meeting Type: Annual
1.1 | Elect Director Roelof Botha | Management | For | Voted - Withheld | |
1.2 | Elect Director Amy Brooks | Management | For | Voted - For | |
1.3 | Elect Director James McKelvey | Management | For | Voted - Withheld | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Voted - Against |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: 874039100
Ticker: 2330
Meeting Date: 09-Jun-20
Meeting Type: Annual
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For | |
2 | Amend Procedures for Lending Funds to Other Parties | Management | For | Voted - For | |
3.1 | Elect Yancey Hai, with SHAREHOLDER NO. D100708xxx as Independent Director | Management | For | Voted - For |
79
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TMX GROUP LIMITED
Security ID: 87262K105
Ticker: X
Meeting Date: 12-May-20
Meeting Type: Annual/Special
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
2a | Elect Director Luc Bertrand | Management | For | Voted - For | |
2b | Elect Director Nicolas Darveau-Garneau | Management | For | Voted - For | |
2c | Elect Director Christian Exshaw | Management | For | Voted - For | |
2d | Elect Director Marie Giguere | Management | For | Voted - For | |
2e | Elect Director Martine Irman | Management | For | Voted - For | |
2f | Elect Director Harry Jaako | Management | For | Voted - For | |
2g | Elect Director William Linton | Management | For | Voted - For | |
2h | Elect Director Jean Martel | Management | For | Voted - For | |
2i | Elect Director Gerri Sinclair | Management | For | Voted - For | |
2j | Elect Director Kevin Sullivan | Management | For | Voted - For | |
2k | Elect Director Eric Wetlaufer | Management | For | Voted - For | |
2l | Elect Director Charles Winograd | Management | For | Voted - For | |
3 | Amend Stock Option Plan | Management | For | Voted - For | |
4 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 28-Jan-20
Meeting Type: Annual
1a | Elect Director Lloyd A. Carney | Management | For | Voted - Against | |
1b | Elect Director Mary B. Cranston | Management | For | Voted - For | |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | Voted - For | |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | Voted - For | |
1e | Elect Director Ramon L. Laguarta | Management | For | Voted - For | |
1f | Elect Director John F. Lundgren | Management | For | Voted - For | |
1g | Elect Director Robert W. Matschullat | Management | For | Voted - For | |
1h | Elect Director Denise M. Morrison | Management | For | Voted - For | |
1i | Elect Director Suzanne Nora Johnson | Management | For | Voted - For | |
1j | Elect Director John A. C. Swainson | Management | For | Voted - For | |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
XILINX, INC.
Security ID: 983919101
Ticker: XLNX
Meeting Date: 08-Aug-19
Meeting Type: Annual
1.1 | Elect Director Dennis Segers | Management | For | Voted - For |
80
Innovation Shares NextGen Protocol ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director Raman K. Chitkara | Management | For | Voted - For | |
1.3 | Elect Director Saar Gillai | Management | For | Voted - For | |
1.4 | Elect Director Ronald S. Jankov | Management | For | Voted - For | |
1.5 | Elect Director Mary Louise Krakauer | Management | For | Voted - For | |
1.6 | Elect Director Thomas H. Lee | Management | For | Voted - For | |
1.7 | Elect Director J. Michael Patterson | Management | For | Voted - For | |
1.8 | Elect Director Victor Peng | Management | For | Voted - For | |
1.9 | Elect Director Marshall C. Turner | Management | For | Voted - For | |
1.10 | Elect Director Elizabeth W. Vanderslice | Management | For | Voted - For | |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
81
North Shore Global Uranium Mining ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BARRICK GOLD CORPORATION
Security ID: 067901108
Ticker: ABX
Meeting Date: 05-May-20
Meeting Type: Annual
1.1 | Elect Director D. Mark Bristow | Management | For | Voted - For | |
1.2 | Elect Director Gustavo A. Cisneros | Management | For | Voted - For | |
1.3 | Elect Director Christopher L. Coleman | Management | For | Voted - For | |
1.4 | Elect Director J. Michael Evans | Management | For | Voted - For | |
1.5 | Elect Director Brian L. Greenspun | Management | For | Voted - For | |
1.6 | Elect Director J. Brett Harvey | Management | For | Voted - For | |
1.7 | Elect Director Andrew J. Quinn | Management | For | Voted - For | |
1.8 | Elect Director M. Loreto Silva | Management | For | Voted - For | |
1.9 | Elect Director John L. Thornton | Management | For | Voted - For | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
CAMECO CORPORATION
Security ID: 13321L108
Ticker: CCO
Meeting Date: 30-Apr-20
Meeting Type: Annual
A.1 | Elect Director Ian Bruce | Management | For | Did Not Vote | |
A.2 | Elect Director Daniel Camus | Management | For | Did Not Vote | |
A.3 | Elect Director Donald Deranger | Management | For | Did Not Vote | |
A.4 | Elect Director Catherine Gignac | Management | For | Did Not Vote | |
A.5 | Elect Director Tim Gitzel | Management | For | Did Not Vote | |
A.6 | Elect Director Jim Gowans | Management | For | Did Not Vote | |
A.7 | Elect Director Kathryn (Kate) Jackson | Management | For | Did Not Vote | |
A.8 | Elect Director Don Kayne | Management | For | Did Not Vote | |
A.9 | Elect Director Anne McLellan | Management | For | Did Not Vote | |
B | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote | |
C | Advisory Vote on Executive Compensation Approach | Management | For | Did Not Vote | |
D | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A Vote Against will be treated as not voted. | Management | None | Did Not Vote |
DENISON MINES CORP.
Security ID: 248356107
Ticker: DML
Meeting Date: 25-Jun-20
Meeting Type: Annual
1.1 | Elect Director David D. Cates | Management | For | Voted - Withheld | |
1.2 | Elect Director W. Robert Dengler | Management | For | Voted - For | |
1.3 | Elect Director Brian D. Edgar | Management | For | Voted - For |
82
North Shore Global Uranium Mining ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Elect Director Ron F. Hochstein | Management | For | Voted - Withheld | |
1.5 | Elect Director Jun Gon Kim | Management | For | Voted - Withheld | |
1.6 | Elect Director Jack O.A. Lundin | Management | For | Voted - Withheld | |
1.7 | Elect Director Catherine J.G. Stefan | Management | For | Voted - For | |
1.8 | Elect Director Patricia M. Volker | Management | For | Voted - For | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Voted - For |
ENERGY FUELS INC.
Security ID: 292671708
Ticker: EFR
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Elect Director J. Birks Bovaird | Management | For | Voted - For | |
1.2 | Elect Director Mark S. Chalmers | Management | For | Voted - For | |
1.3 | Elect Director Benjamin Eshleman, III | Management | For | Voted - For | |
1.4 | Elect Director Barbara A. Filas | Management | For | Voted - For | |
1.5 | Elect Director Bruce D. Hansen | Management | For | Voted - For | |
1.6 | Elect Director Dennis L. Higgs | Management | For | Voted - For | |
1.7 | Elect Director Robert W. Kirkwood | Management | For | Voted - For | |
1.8 | Elect Director Alexander G. Morrison | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency Every Year | Management | Against | Voted - For | |
5 | Advisory Vote on Say on Pay Frequency Every Two Year | Management | Against | Voted - Against | |
6 | Advisory Vote on Say on Pay Frequency Every Three Years | Management | For | Voted - Against |
NEXGEN ENERGY LTD.
Security ID: 65340P106
Ticker: NXE
Meeting Date: 11-Jun-20
Meeting Type: Annual/Special
1 | Fix Number of Directors at Eight | Management | For | Voted - For | |
2.1 | Elect Director Leigh Curyer | Management | For | Voted - For | |
2.2 | Elect Director Christopher McFadden | Management | For | Voted - For | |
2.3 | Elect Director Richard Patricio | Management | For | Voted - Withheld | |
2.4 | Elect Director Trevor Thiele | Management | For | Voted - For | |
2.5 | Elect Director Warren Gilman | Management | For | Voted - Withheld | |
2.6 | Elect Director Sybil Veenman | Management | For | Voted - For | |
2.7 | Elect Director Karri Howlett | Management | For | Voted - For | |
2.8 | Elect Director Brad Wall | Management | For | Voted - For | |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4 | Approve Shareholder Rights Plan | Management | For | Voted - Against |
83
North Shore Global Uranium Mining ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
RIO TINTO PLC
Security ID: 767204100
Ticker: RIO
Meeting Date: 08-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | Voted - For | |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | Voted - For | |
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | Voted - For | |
5 | Elect Hinda Gharbi as Director | Management | For | Voted - For | |
6 | Elect Jennifer Nason as Director | Management | For | Voted - For | |
7 | Elect Ngaire Woods as Director | Management | For | Voted - For | |
8 | Re-elect Megan Clark as Director | Management | For | Voted - For | |
9 | Re-elect David Constable as Director | Management | For | Voted - For | |
10 | Re-elect Simon Henry as Director | Management | For | Voted - For | |
11 | Re-elect Jean-Sebastien Jacques as Director | Management | For | Voted - For | |
12 | Re-elect Sam Laidlaw as Director | Management | For | Voted - For | |
13 | Re-elect Michael L'Estrange as Director | Management | For | Voted - For | |
14 | Re-elect Simon McKeon as Director | Management | For | Voted - For | |
15 | Re-elect Jakob Stausholm as Director | Management | For | Voted - For | |
16 | Re-elect Simon Thompson as Director | Management | For | Voted - For | |
17 | Appoint KPMG LLP as Auditors | Management | For | Voted - For | |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | Voted - For | |
19 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For | |
20 | Amend Articles of Association Re: General Updates and Changes | Management | For | Voted - For | |
21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Management | For | Voted - For | |
22 | Authorise Issue of Equity | Management | For | Voted - For | |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For | |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For | |
25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
UR-ENERGY INC.
Security ID: 91688R108
Ticker: URE
Meeting Date: 07-May-20
Meeting Type: Annual/Special
1.1 | Elect Director Jeffrey T. Klenda | Management | For | Voted - For | |
1.2 | Elect Director James M. Franklin | Management | For | Voted - For | |
1.3 | Elect Director W. William (Bill) Boberg | Management | For | Voted - Withheld | |
1.4 | Elect Director Thomas H. Parker | Management | For | Voted - For | |
1.5 | Elect Director Gary C. Huber | Management | For | Voted - For | |
1.6 | Elect Director Kathy E. Walker | Management | For | Voted - For |
84
North Shore Global Uranium Mining ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.7 | Elect Director Rob Chang | Management | For | Voted - For | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year | |
5 | Re-approve Stock Option Plan | Management | For | Voted - Against |
85
ROBO Global Artificial Intelligence ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
APPEN LIMITED
Security ID: Q0456H103
Ticker: APX
Meeting Date: 29-May-20
Meeting Type: Annual
2 | Approve Remuneration Report | Management | For | Voted - For | |
3 | Elect Vanessa Liu as Director | Management | For | Voted - For | |
4 | Elect Christopher Vonwiller as Director | Management | For | Voted - For | |
5 | Approve Grant of Performance Rights to Mark Brayan | Management | For | Voted - Against | |
6 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | Voted - For |
CAPGEMINI SE
Security ID: F4973Q101
Ticker: CAP
Meeting Date: 20-May-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Voted - For | |
5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Management | For | Voted - For | |
6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Management | For | Voted - For | |
7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Management | For | Voted - For | |
8 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For | |
10 | Approve Remuneration Policy of Vice-CEOs | Management | For | Voted - For | |
11 | Approve Remuneration Policy of Chairman of the Board | Management | For | Voted - For | |
12 | Approve Remuneration Policy of CEO | Management | For | Voted - For | |
13 | Approve Remuneration Policy of Directors | Management | For | Voted - For | |
14 | Reelect Sian Herbert-Jones as Director | Management | For | Voted - For | |
15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Management | For | Voted - For | |
16 | Elect Aiman Ezzat as Director | Management | For | Voted - For | |
17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Management | For | Voted - For | |
17A | Elect Claire Sauvanaud as Director Shareholder Representative | Management | Against | Voted - Against | |
18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | Voted - For | |
19 | Appoint Mazars as Auditor | Management | For | Voted - For | |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
86
ROBO Global Artificial Intelligence ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | Voted - For | |
22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Management | For | Voted - For | |
25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | Voted - For | |
26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Management | For | Voted - For | |
27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Management | For | Voted - For | |
28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Voted - For | |
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Voted - For | |
30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Management | For | Voted - For | |
31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Voted - For | |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
PUBLICIS GROUPE SA
Security ID: F7607Z165
Ticker: PUB
Meeting Date: 27-May-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | Voted - For | |
4 | Approve Stock Dividend Program | Management | For | Voted - For | |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Voted - For | |
6 | Approve Remuneration Policy of Chairman of Supervisory Board | Management | For | Voted - For |
87
ROBO Global Artificial Intelligence ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Approve Remuneration Policy of Supervisory Board Members | Management | For | Voted - For | |
8 | Approve Remuneration Policy of Chairman of Management Board | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Management Board Members | Management | For | Voted - For | |
10 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
11 | Approve Compensation of Maurice Levy, Chairman of Supervisory Board | Management | For | Voted - For | |
12 | Approve Compensation of Arthur Sadoun, Chairman of the Management Board | Management | For | Voted - For | |
13 | Approve Compensation of Jean-Michel Etienne, Management Board Member | Management | For | Voted - For | |
14 | Approve Compensation of Anne-Gabrielle Heilbronner, Management Board Member | Management | For | Voted - For | |
15 | Approve Compensation of Steve King, Management Board Member | Management | For | Voted - For | |
16 | Reelect Sophie Dulac as Supervisory Board Member | Management | For | Voted - For | |
17 | Reelect Thomas H. Glocer as Supervisory Board Member | Management | For | Voted - For | |
18 | Reelect Marie-Josee Kravis as Supervisory Board Member | Management | For | Voted - For | |
19 | Reelect Andre Kudelski as Supervisory Board Member | Management | For | Voted - For | |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | Voted - For | |
22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | Voted - For | |
23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | For | Voted - For | |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Voted - For | |
25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Voted - For | |
26 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
27 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | Management | For | Voted - For | |
28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Voted - For | |
29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Voted - For | |
31 | Amend Articles 6, 7 and 17 of Bylaws to Comply with Legal Changes | Management | For | Voted - For |
88
ROBO Global Artificial Intelligence ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
32 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | For | Voted - For | |
33 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | Voted - For | |
34 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
TALEND SA
Security ID: 874224207
Ticker: TLND
Meeting Date: 30-Jun-20
Meeting Type: Annual/Special
1 | Ratify Appointment of Elizabeth Fetter as Director | Management | For | Voted - For | |
2 | Ratify Appointment of Christal Bemont as Director | Management | For | Voted - For | |
3 | Approve Compensation of Named Executive Officers | Management | For | Voted - For | |
4 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
5 | Approve Treatment of Losses | Management | For | Voted - For | |
6 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
7 | Approve Transaction with Elizabeth Fetter Re: Liability Insurance | Management | For | Voted - Against | |
8 | Approve Transaction with Christal Bemont Re: Liability Insurance | Management | For | Voted - Against | |
9 | Approve Termination Package of Michael Tuchen | Management | For | Voted - For | |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | Voted - For | |
11 | Appoint KPMG LLP as Auditor | Management | For | Voted - For | |
12 | Change Location of Registered Office to 5/7 rue Salomon de Rothschild, 92150 Suresnes, France | Management | For | Voted - For | |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | Management | For | Voted - For | |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000 | Management | For | Voted - Against | |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 480,000 | Management | For | Voted - Against | |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Voted - Against | |
19 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 13-18 at EUR 524,000 | Management | For | Voted - For | |
20 | Authorize Capitalization of Reserves of Up to EUR 150,000 for Bonus Issue or Increase in Par Value | Management | For | Voted - For | |
21 | Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Voted - For |
89
ROBO Global Artificial Intelligence ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
22 | Authorize Issuance of Warrants (BSA) without Preemptive Rights up to EUR 184,000 | Management | For | Voted - Against | |
23 | Authorize up to 2,3 Million Shares for Use in Stock Option Plans | Management | For | Voted - For | |
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-23 at 2,300,000 Ordinary Shares | Management | For | Voted - For | |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
26 | Amend Articles 15, 17, 20 of Bylaws to Comply with Legal Changes | Management | For | Voted - For |
90
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3D SYSTEMS CORPORATION
Security ID: 88554D205
Ticker: DDD
Meeting Date: 19-May-20
Meeting Type: Annual
1.1 | Elect Director Malissia R. Clinton | Management | For | Voted - For | |
1.2 | Elect Director William E. Curran | Management | For | Voted - For | |
1.3 | Elect Director Thomas W. Erickson | Management | For | Voted - For | |
1.4 | Elect Director Charles W. Hull | Management | For | Voted - For | |
1.5 | Elect Director William D. Humes | Management | For | Voted - For | |
1.6 | Elect Director Vyomesh I. Joshi | Management | For | Voted - For | |
1.7 | Elect Director Jim D. Kever | Management | For | Voted - For | |
1.8 | Elect Director Charles G. McClure, Jr. | Management | For | Voted - For | |
1.9 | Elect Director Kevin S. Moore | Management | For | Voted - For | |
1.10 | Elect Director John J. Tracy | Management | For | Voted - For | |
1.11 | Elect Director Jeffrey Wadsworth | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify BDO USA, LLP as Auditor | Management | For | Voted - For |
ABBOTT LABORATORIES
Security ID: 002824100
Ticker: ABT
Meeting Date: 24-Apr-20
Meeting Type: Annual
1.1 | Elect Director Robert J. Alpern | Management | For | Voted - For | |
1.2 | Elect Director Roxanne S. Austin | Management | For | Voted - For | |
1.3 | Elect Director Sally E. Blount | Management | For | Voted - For | |
1.4 | Elect Director Robert B. Ford | Management | For | Voted - For | |
1.5 | Elect Director Michelle A. Kumbier | Management | For | Voted - For | |
1.6 | Elect Director Edward M. Liddy | Management | For | Voted - For | |
1.7 | Elect Director Darren W. McDew | Management | For | Voted - For | |
1.8 | Elect Director Nancy McKinstry | Management | For | Voted - For | |
1.9 | Elect Director Phebe N. Novakovic | Management | For | Voted - For | |
1.10 | Elect Director William A. Osborn | Management | For | Voted - For | |
1.11 | Elect Director Daniel J. Starks | Management | For | Voted - For | |
1.12 | Elect Director John G. Stratton | Management | For | Voted - For | |
1.13 | Elect Director Glenn F. Tilton | Management | For | Voted - For | |
1.14 | Elect Director Miles D. White | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - Against | |
5 | Increase Disclosure of Compensation Adjustments | Shareholder | Against | Voted - For | |
6 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Voted - Against |
91
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
AGILENT TECHNOLOGIES, INC.
Security ID: 00846U101
Ticker: A
Meeting Date: 17-Apr-20
Meeting Type: Annual
1.1 | Elect Director Heidi Kunz | Management | For | Voted - For | |
1.2 | Elect Director Susan H. Rataj | Management | For | Voted - For | |
1.3 | Elect Director George A. Scangos | Management | For | Voted - For | |
1.4 | Elect Director Dow R. Wilson | Management | For | Voted - For | |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ALIGN TECHNOLOGY, INC.
Security ID: 016255101
Ticker: ALGN
Meeting Date: 20-May-20
Meeting Type: Annual
1.1 | Elect Director Kevin J. Dallas | Management | For | Voted - For | |
1.2 | Elect Director Joseph M. Hogan | Management | For | Voted - For | |
1.3 | Elect Director Joseph Lacob | Management | For | Voted - For | |
1.4 | Elect Director C. Raymond Larkin, Jr. | Management | For | Voted - For | |
1.5 | Elect Director George J. Morrow | Management | For | Voted - For | |
1.6 | Elect Director Anne M. Myong | Management | For | Voted - For | |
1.7 | Elect Director Thomas M. Prescott | Management | For | Voted - For | |
1.8 | Elect Director Andrea L. Saia | Management | For | Voted - For | |
1.9 | Elect Director Greg J. Santora | Management | For | Voted - For | |
1.10 | Elect Director Susan E. Siegel | Management | For | Voted - For | |
1.11 | Elect Director Warren S. Thaler | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
ALNYLAM PHARMACEUTICALS, INC.
Security ID: 02043Q107
Ticker: ALNY
Meeting Date: 06-May-20
Meeting Type: Annual
1a | Elect Director Michael W. Bonney | Management | For | Voted - For | |
1b | Elect Director John M. Maraganore | Management | For | Voted - For | |
1c | Elect Director Phillip A. Sharp | Management | For | Voted - For | |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
92
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
AXOGEN, INC.
Security ID: 05463X106
Ticker: AXGN
Meeting Date: 28-May-20
Meeting Type: Annual
1.1 | Elect Director Karen Zaderej | Management | For | Voted - For | |
1.2 | Elect Director Gregory Freitag | Management | For | Voted - For | |
1.3 | Elect Director Quentin S. Blackford | Management | For | Voted - For | |
1.4 | Elect Director Mark Gold | Management | For | Voted - For | |
1.5 | Elect Director Alan M. Levine | Management | For | Voted - For | |
1.6 | Elect Director Guido Neels | Management | For | Voted - For | |
1.7 | Elect Director Robert Rudelius | Management | For | Voted - For | |
1.8 | Elect Director Amy Wendell | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
BAXTER INTERNATIONAL INC.
Security ID: 071813109
Ticker: BAX
Meeting Date: 05-May-20
Meeting Type: Annual
1a | Elect Director Jose "Joe" E. Almeida | Management | For | Voted - For | |
1b | Elect Director Thomas F. Chen | Management | For | Voted - For | |
1c | Elect Director John D. Forsyth | Management | For | Voted - For | |
1d | Elect Director James R. Gavin, III | Management | For | Voted - For | |
1e | Elect Director Peter S. Hellman | Management | For | Voted - For | |
1f | Elect Director Michael F. Mahoney | Management | For | Voted - For | |
1g | Elect Director Patricia B. Morrrison | Management | For | Voted - For | |
1h | Elect Director Stephen N. Oesterle | Management | For | Voted - For | |
1i | Elect Director Cathy R. Smith | Management | For | Voted - For | |
1j | Elect Director Thomas T. Stallkamp | Management | For | Voted - For | |
1k | Elect Director Albert P.L. Stroucken | Management | For | Voted - For | |
1l | Elect Director Amy A. Wendell | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Require Independent Board Chair | Shareholder | Against | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BECTON, DICKINSON AND COMPANY
Security ID: 075887109
Ticker: BDX
Meeting Date: 28-Jan-20
Meeting Type: Annual
1.1 | Elect Director Catherine M. Burzik | Management | For | Voted - For |
93
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director R. Andrew Eckert | Management | For | Voted - For | |
1.3 | Elect Director Vincent A. Forlenza | Management | For | Voted - For | |
1.4 | Elect Director Claire M. Fraser | Management | For | Voted - For | |
1.5 | Elect Director Jeffrey W. Henderson | Management | For | Voted - For | |
1.6 | Elect Director Christopher Jones | Management | For | Voted - For | |
1.7 | Elect Director Marshall O. Larsen | Management | For | Voted - For | |
1.8 | Elect Director David F. Melcher | Management | For | Voted - For | |
1.9 | Elect Director Thomas E. Polen | Management | For | Voted - For | |
1.10 | Elect Director Claire Pomeroy | Management | For | Voted - For | |
1.11 | Elect Director Rebecca W. Rimel | Management | For | Voted - For | |
1.12 | Elect Director Timothy M. Ring | Management | For | Voted - For | |
1.13 | Elect Director Bertram L. Scott | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
5 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
BIOMARIN PHARMACEUTICAL INC.
Security ID: 09061G101
Ticker: BMRN
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | Voted - For | |
1.2 | Elect Director Elizabeth McKee Anderson | Management | For | Voted - For | |
1.3 | Elect Director Willard Dere | Management | For | Voted - For | |
1.4 | Elect Director Michael Grey | Management | For | Voted - For | |
1.5 | Elect Director Elaine J. Heron | Management | For | Voted - For | |
1.6 | Elect Director Robert J. Hombach | Management | For | Voted - For | |
1.7 | Elect Director V. Bryan Lawlis | Management | For | Voted - For | |
1.8 | Elect Director Richard A. Meier | Management | For | Voted - For | |
1.9 | Elect Director David E.I. Pyott | Management | For | Voted - For | |
1.10 | Elect Director Dennis J. Slamon | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
BIO-RAD LABORATORIES, INC.
Security ID: 090572207
Ticker: BIO
Meeting Date: 28-Apr-20
Meeting Type: Annual
1.1 | Elect Director Arnold A. Pinkston | Management | For | Voted - For | |
1.2 | Elect Director Melinda Litherland | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
94
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
BIOTELEMETRY, INC.
Security ID: 090672106
Ticker: BEAT
Meeting Date: 08-May-20
Meeting Type: Annual
1.1 | Elect Director Joseph H. Capper | Management | For | Voted - For | |
1.2 | Elect Director Joseph A. Frick | Management | For | Voted - For | |
1.3 | Elect Director Colin Hill | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
BOSTON SCIENTIFIC CORPORATION
Security ID: 101137107
Ticker: BSX
Meeting Date: 07-May-20
Meeting Type: Annual
1a | Elect Director Nelda J. Connors | Management | For | Voted - For | |
1b | Elect Director Charles J. Dockendorff | Management | For | Voted - For | |
1c | Elect Director Yoshiaki Fujimori | Management | For | Voted - For | |
1d | Elect Director Donna A. James | Management | For | Voted - For | |
1e | Elect Director Edward J. Ludwig | Management | For | Voted - For | |
1f | Elect Director Stephen P. MacMillan | Management | For | Voted - For | |
1g | Elect Director Michael F. Mahoney | Management | For | Voted - For | |
1h | Elect Director David J. Roux | Management | For | Voted - For | |
1i | Elect Director John E. Sununu | Management | For | Voted - For | |
1j | Elect Director Ellen M. Zane | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
5 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Voted - Against |
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108
Ticker: BMY
Meeting Date: 05-May-20
Meeting Type: Annual
1A | Elect Director Peter J. Arduini | Management | For | Voted - For | |
1B | Elect Director Robert Bertolini | Management | For | Voted - For | |
1C | Elect Director Michael W. Bonney | Management | For | Voted - For | |
1D | Elect Director Giovanni Caforio | Management | For | Voted - For | |
1E | Elect Director Matthew W. Emmens | Management | For | Voted - For |
95
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1F | Elect Director Julia A. Haller | Management | For | Voted - For | |
1G | Elect Director Dinesh C. Paliwal | Management | For | Voted - For | |
1H | Elect Director Theodore R. Samuels | Management | For | Voted - For | |
1I | Elect Director Vicki L. Sato | Management | For | Voted - For | |
1J | Elect Director Gerald L. Storch | Management | For | Voted - For | |
1K | Elect Director Karen H. Vousden | Management | For | Voted - For | |
1L | Elect Director Phyllis R. Yale | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
BROOKS AUTOMATION, INC.
Security ID: 114340102
Ticker: BRKS
Meeting Date: 24-Jan-20
Meeting Type: Annual
1.1 | Elect Director A. Clinton Allen | Management | For | Voted - For | |
1.2 | Elect Director Robyn C. Davis | Management | For | Voted - For | |
1.3 | Elect Director Joseph R. Martin | Management | For | Voted - For | |
1.4 | Elect Director Krishna G. Palepu | Management | For | Voted - For | |
1.5 | Elect Director Michael Rosenblatt | Management | For | Voted - For | |
1.6 | Elect Director Stephen S. Schwartz | Management | For | Voted - For | |
1.7 | Elect Director Alfred Woollacott, III | Management | For | Voted - For | |
1.8 | Elect Director Mark S. Wrighton | Management | For | Voted - For | |
1.9 | Elect Director Ellen M. Zane | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
CARDIOVASCULAR SYSTEMS, INC.
Security ID: 141619106
Ticker: CSII
Meeting Date: 13-Nov-19
Meeting Type: Annual
1a | Elect Director Scott R. Ward | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CATALENT, INC.
Security ID: 148806102
Ticker: CTLT
Meeting Date: 30-Oct-19
Meeting Type: Annual
1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | Voted - Against | |
1b | Elect Director J. Martin Carroll | Management | For | Voted - Against |
96
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1c | Elect Director John J. Greisch | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CERUS CORPORATION
Security ID: 157085101
Ticker: CERS
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Elect Director Timothy B. Anderson | Management | For | Voted - For | |
1.2 | Elect Director William M. Greenman | Management | For | Voted - For | |
1.3 | Elect Director Timothy L. Moore | Management | For | Voted - For | |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
5 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Security ID: 159864107
Ticker: CRL
Meeting Date: 06-May-20
Meeting Type: Annual
1.1 | Elect Director James C. Foster | Management | For | Voted - For | |
1.2 | Elect Director Nancy C. Andrews | Management | For | Voted - For | |
1.3 | Elect Director Robert J. Bertolini | Management | For | Voted - For | |
1.4 | Elect Director Stephen D. Chubb | Management | For | Voted - For | |
1.5 | Elect Director Deborah T. Kochevar | Management | For | Voted - For | |
1.6 | Elect Director Martin W. MacKay | Management | For | Voted - For | |
1.7 | Elect Director George E. Massaro | Management | For | Voted - For | |
1.8 | Elect Director George M. Milne, Jr. | Management | For | Voted - For | |
1.9 | Elect Director C. Richard Reese | Management | For | Voted - For | |
1.10 | Elect Director Richard F. Wallman | Management | For | Voted - For | |
1.11 | Elect Director Virginia M. Wilson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
CODEXIS, INC.
Security ID: 192005106
Ticker: CDXS
Meeting Date: 16-Jun-20
Meeting Type: Annual
1a | Elect Director Stephen G. Dilly | Management | For | Voted - For | |
1b | Elect Director Alison Moore | Management | For | Voted - For | |
1c | Elect Director Patrick Y. Yang | Management | For | Voted - For |
97
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CONMED CORPORATION
Security ID: 207410101
Ticker: CNMD
Meeting Date: 21-May-20
Meeting Type: Annual
1.1 | Elect Director David Bronson | Management | For | Voted - For | |
1.2 | Elect Director Brian P. Concannon | Management | For | Voted - For | |
1.3 | Elect Director LaVerne Council | Management | For | Voted - For | |
1.4 | Elect Director Charles M. Farkas | Management | For | Voted - For | |
1.5 | Elect Director Martha Goldberg Aronson | Management | For | Voted - For | |
1.6 | Elect Director Curt R. Hartman | Management | For | Voted - For | |
1.7 | Elect Director Jerome J. Lande | Management | For | Voted - For | |
1.8 | Elect Director Barbara J. Schwarzentraub | Management | For | Voted - For | |
1.9 | Elect Director Mark E. Tryniski | Management | For | Voted - For | |
1.10 | Elect Director John L. Workman | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Change State of Incorporation from New York to Delaware | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Management | For | Voted - For | |
6 | Approve Exculpation Provision Regarding Limitations on Liability of Directors | Management | For | Voted - For | |
7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For | |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
CRISPR THERAPEUTICS AG
Security ID: H17182108
Ticker: CRSP
Meeting Date: 11-Jun-20
Meeting Type: Annual
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Treatment of Net Loss | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4a | Reelect Rodger Novak as Director and Board Chairman | Management | For | Voted - For | |
4b | Reelect Director Samarth Kulkarni | Management | For | Voted - For | |
4c | Reelect Director Ali Behbahani | Management | For | Voted - Against | |
4d | Reelect Director Bradley Bolzon | Management | For | Voted - Against | |
4e | Reelect Director Simeon J. George | Management | For | Voted - For | |
4f | Reelect Director John T. Greene | Management | For | Voted - For | |
4g | Reelect Director Katherine A. High | Management | For | Voted - Against | |
4h | Elect Director Douglas A. Treco | Management | For | Voted - For | |
5a | Elect Ali Behbahan as Member of the Compensation Committee | Management | For | Voted - For |
98
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5b | Reelect Simeon J. George as Member of the Compensation Committee | Management | For | Voted - For | |
5c | Reelect John T. Greene as Member of the Compensation Committee | Management | For | Voted - For | |
6a | Approve Remuneration of Directors in the Amount of USD 320,000 | Management | For | Voted - For | |
6b | Approve Remuneration of Directors in the Amount of USD 5,911,650 | Management | For | Voted - Against | |
6c | Approve Remuneration of Executive Committee in the Amount of USD 3,393,795 | Management | For | Voted - Against | |
6d | Approve Remuneration of Executive Committee in the Amount of USD 2,379,619 | Management | For | Voted - Against | |
6e | Approve Remuneration of Executive Committee in the Amount of USD 53,069,700 | Management | For | Voted - Against | |
7 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | For | Voted - Against | |
8 | Amend Omnibus Stock Plan | Management | For | Voted - Against | |
9 | Approve CHF 915,548 Increase in Authorized Capital | Management | For | Voted - Against | |
10 | Designate Marius Meier as Independent Proxy | Management | For | Voted - For | |
11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | Voted - For | |
12 | Transact Other Business (Voting) | Management | For | Voted - Against |
CRYOLIFE, INC.
Security ID: 228903100
Ticker: CRY
Meeting Date: 20-May-20
Meeting Type: Annual
1.1 | Elect Director Thomas F. Ackerman | Management | For | Voted - For | |
1.2 | Elect Director Daniel J. Bevevino | Management | For | Voted - For | |
1.3 | Elect Director Marna P. Borgstrom | Management | For | Voted - For | |
1.4 | Elect Director James W. Bullock | Management | For | Voted - For | |
1.5 | Elect Director Jeffrey H. Burbank | Management | For | Voted - For | |
1.6 | Elect Director J. Patrick Mackin | Management | For | Voted - For | |
1.7 | Elect Director Ronald D. McCall | Management | For | Voted - For | |
1.8 | Elect Director Harvey Morgan | Management | For | Voted - For | |
1.9 | Elect Director Jon W. Salveson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
CSL LIMITED
Security ID: Q3018U109
Ticker: CSL
Meeting Date: 16-Oct-19
Meeting Type: Annual
2a | Elect Marie McDonald as Director | Management | For | Voted - For | |
2b | Elect Megan Clark AC as Director | Management | For | Voted - For |
99
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Approve Remuneration Report | Management | For | Voted - For | |
4a | Approve Grant of Performance Share Units to Paul Perreault | Management | For | Voted - For | |
4b | Approve Grant of Performance Share Units to Andrew Cuthbertson AO | Management | For | Voted - For |
DANAHER CORPORATION
Security ID: 235851102
Ticker: DHR
Meeting Date: 05-May-20
Meeting Type: Annual
1.1 | Elect Director Linda Hefner Filler | Management | For | Voted - For | |
1.2 | Elect Director Thomas P. Joyce, Jr. | Management | For | Voted - For | |
1.3 | Elect Director Teri List-Stoll | Management | For | Voted - Against | |
1.4 | Elect Director Walter G. Lohr, Jr. | Management | For | Voted - Against | |
1.5 | Elect Director Jessica L. Mega | Management | For | Voted - For | |
1.6 | Elect Director Pardis C. Sabeti | Management | For | Voted - For | |
1.7 | Elect Director Mitchell P. Rales | Management | For | Voted - For | |
1.8 | Elect Director Steven M. Rales | Management | For | Voted - For | |
1.9 | Elect Director John T. Schwieters | Management | For | Voted - Against | |
1.10 | Elect Director Alan G. Spoon | Management | For | Voted - For | |
1.11 | Elect Director Raymond C. Stevens | Management | For | Voted - For | |
1.12 | Elect Director Elias A. Zerhouni | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
DEXCOM, INC.
Security ID: 252131107
Ticker: DXCM
Meeting Date: 21-May-20
Meeting Type: Annual
1a | Elect Director Richard A. Collins | Management | For | Voted - For | |
1b | Elect Director Mark G. Foletta | Management | For | Voted - For | |
1c | Elect Director Eric J. Topol | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
DIASORIN SPA
Security ID: T3475Y104
Ticker: DIA
Meeting Date: 10-Jun-20
Meeting Type: Annual
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Voted - For |
100
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.1 | Approve Remuneration Policy | Management | For | Voted - Against | |
2.2 | Approve Second Section of the Remuneration Report | Management | For | Voted - For | |
3 | Approve Stock Option Plan | Management | For | Voted - For | |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Voted - For | |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Voted - Against |
EDITAS MEDICINE, INC.
Security ID: 28106W103
Ticker: EDIT
Meeting Date: 10-Jun-20
Meeting Type: Annual
1.1 | Elect Director James C. Mullen | Management | For | Voted - Withheld | |
1.2 | Elect Director Akshay K. Vaishnaw | Management | For | Voted - Withheld | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 07-May-20
Meeting Type: Annual
1a | Elect Director Michael A. Mussallem | Management | For | Voted - For | |
1b | Elect Director Kieran T. Gallahue | Management | For | Voted - For | |
1c | Elect Director Leslie S. Heisz | Management | For | Voted - For | |
1d | Elect Director William J. Link | Management | For | Voted - For | |
1e | Elect Director Steven R. Loranger | Management | For | Voted - For | |
1f | Elect Director Martha H. Marsh | Management | For | Voted - For | |
1g | Elect Director Ramona Sequeira | Management | For | Voted - For | |
1h | Elect Director Nicholas J. Valeriani | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Voted - For | |
4 | Approve Stock Split | Management | For | Voted - For | |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
EMIS GROUP PLC
Security ID: G2898S102
Ticker: EMIS
Meeting Date: 06-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report | Management | For | Voted - For | |
3 | Approve Final Dividend | Management | For | Voted - For | |
4 | Elect Patrick De Smedt as Director | Management | For | Voted - For |
101
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Elect Jen Byrne as Director | Management | For | Voted - For | |
6 | Re-elect Andy Thorburn as Director | Management | For | Voted - For | |
7 | Re-elect Peter Southby as Director | Management | For | Voted - For | |
8 | Re-elect Andy McKeon as Director | Management | For | Voted - For | |
9 | Re-elect Kevin Boyd as Director | Management | For | Voted - For | |
10 | Reappoint KPMG LLP as Auditors | Management | For | Voted - For | |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For | |
12 | Authorise Issue of Equity | Management | For | Voted - For | |
13 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For | |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For | |
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For | |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
EUROFINS SCIENTIFIC SE
Security ID: F3322K104
Ticker: ERF
Meeting Date: 26-Jun-20
Meeting Type: Annual/Special
1 | Receive and Approve Board's Reports | Management | For | Voted - For | |
2 | Receive and Approve Director's Special Reports Re: Operations Carried Out Under the Authorized Capital Established | Management | For | Voted - For | |
3 | Receive and Approve Auditor's Reports | Management | For | Voted - For | |
4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
5 | Approve Financial Statements | Management | For | Voted - For | |
6 | Approve Allocation of Income | Management | For | Voted - For | |
7 | Approve Discharge of Directors | Management | For | Voted - For | |
8 | Approve Discharge of Auditors | Management | For | Voted - For | |
9 | Approve Remuneration Policy | Management | For | Voted - Against | |
10 | Approve Remuneration Report | Management | For | Voted - Against | |
11 | Reelect Anthony Stuart Anderson as Director | Management | For | Voted - For | |
12 | Reelect Gilles Martin as Director | Management | For | Voted - Against | |
13 | Reelect Valerie Hanote as Director | Management | For | Voted - For | |
14 | Reelect Yves-Loic Martin as Director | Management | For | Voted - For | |
15 | Elect Pascal Rakovsky as Director | Management | For | Voted - For | |
16 | Renew Appointment of Deloitte Audit as Auditor | Management | For | Voted - For | |
17 | Approve Remuneration of Directors | Management | For | Voted - For | |
18 | Acknowledge Information on Repurchase Program | Management | For | Voted - For | |
19 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Voted - For | |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Voted - For |
102
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
GENOMIC HEALTH, INC.
Security ID: 37244C101
Ticker: GHDX
Meeting Date: 07-Nov-19
Meeting Type: Special
1 | Approve Merger Agreement | Management | For | Voted - For | |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For | |
3 | Adjourn Meeting | Management | For | Voted - For |
GLAUKOS CORPORATION
Security ID: 377322102
Ticker: GKOS
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Elect Director William J. Link | Management | For | Voted - Withheld | |
1.2 | Elect Director Aimee S. Weisner | Management | For | Voted - Withheld | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
GLOBUS MEDICAL, INC.
Security ID: 379577208
Ticker: GMED
Meeting Date: 03-Jun-20
Meeting Type: Annual
1a | Elect Director David M. Demski | Management | For | Voted - Against | |
1b | Elect Director Robert A. Douglas | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
GN STORE NORD A/S
Security ID: K4001S214
Ticker: GN
Meeting Date: 11-Mar-20
Meeting Type: Annual
1 | Receive Report of Board | Management | None | Non-Voting | |
2 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Discharge of Management and Board | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of DKK 1.45 Per Share | Management | For | Voted - For | |
5 | Approve Remuneration of Directors in the Amount of DKK 870,000 for Chairman, DKK 580,000 for Vice Chairman, and DKK 290,000 for Other Members; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Voted - For | |
6.1 | Reelect Per Wold-Olsen as Director | Management | For | Voted - For | |
6.2 | Reelect Wolfgang Reim as Director | Management | For | Voted - For |
103
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6.3 | Reelect Helene Barnekow as Director | Management | For | Voted - For | |
6.4 | Reelect Ronica Wang as Director | Management | For | Voted - For | |
6.5 | Elect Jukka Pekka Pertola as New Director | Management | For | Voted - Abstain | |
6.6 | Elect Montserrat Maresch Pascual as New Director | Management | For | Voted - For | |
6.7 | Elect Anette Weber as New Director | Management | For | Voted - For | |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For | |
8.1 | Authorize Share Repurchase Program | Management | For | Voted - For | |
8.2 | Approve DKK 16.7 Million Reduction in Share Capital via Share Cancellation | Management | For | Voted - For | |
8.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Voted - For | |
8.4 | Amend Articles Re: Advisory Vote on Remuneration Report on Annual General Meetings | Management | For | Voted - For | |
9 | Other Business (Non-Voting) | Management | None | Non-Voting |
HMS HOLDINGS CORP.
Security ID: 40425J101
Ticker: HMSY
Meeting Date: 27-May-20
Meeting Type: Annual
1a | Elect Director Katherine Baicker | Management | For | Voted - For | |
1b | Elect Director Robert Becker | Management | For | Voted - For | |
1c | Elect Director Craig R. Callen | Management | For | Voted - For | |
1d | Elect Director William C. Lucia | Management | For | Voted - For | |
1e | Elect Director William F. Miller, III | Management | For | Voted - For | |
1f | Elect Director Jeffrey A. Rideout | Management | For | Voted - For | |
1g | Elect Director Ellen A. Rudnick | Management | For | Voted - For | |
1h | Elect Director Bart M. Schwartz | Management | For | Voted - For | |
1i | Elect Director Richard H. Stowe | Management | For | Voted - For | |
1j | Elect Director Cora M. Tellez | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
HOLOGIC, INC.
Security ID: 436440101
Ticker: HOLX
Meeting Date: 05-Mar-20
Meeting Type: Annual
1.1 | Elect Director Stephen P. MacMillan | Management | For | Voted - For | |
1.2 | Elect Director Sally W. Crawford | Management | For | Voted - For | |
1.3 | Elect Director Charles J. Dockendorff | Management | For | Voted - For | |
1.4 | Elect Director Scott T. Garrett | Management | For | Voted - For | |
1.5 | Elect Director Ludwig N. Hantson | Management | For | Voted - For | |
1.6 | Elect Director Namal Nawana | Management | For | Voted - For | |
1.7 | Elect Director Christiana Stamoulis | Management | For | Voted - For | |
1.8 | Elect Director Amy M. Wendell | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
104
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 27-May-20
Meeting Type: Annual
1A | Elect Director Caroline D. Dorsa | Management | For | Voted - For | |
1B | Elect Director Robert S. Epstein | Management | For | Voted - For | |
1C | Elect Director Scott Gottlieb | Management | For | Voted - For | |
1D | Elect Director Philip W. Schiller | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
INCYTE CORPORATION
Security ID: 45337C102
Ticker: INCY
Meeting Date: 26-May-20
Meeting Type: Annual
1.1 | Elect Director Julian C. Baker | Management | For | Voted - For | |
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | Voted - For | |
1.3 | Elect Director Paul J. Clancy | Management | For | Voted - For | |
1.4 | Elect Director Wendy L. Dixon | Management | For | Voted - For | |
1.5 | Elect Director Jacqualyn A. Fouse | Management | For | Voted - For | |
1.6 | Elect Director Paul A. Friedman | Management | For | Voted - For | |
1.7 | Elect Director Edmund P. Harrigan | Management | For | Voted - For | |
1.8 | Elect Director Katherine A. High | Management | For | Voted - For | |
1.9 | Elect Director Herve Hoppenot | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
INSULET CORPORATION
Security ID: 45784P101
Ticker: PODD
Meeting Date: 29-May-20
Meeting Type: Annual
1.1 | Elect Director Sally W. Crawford | Management | For | Voted - For | |
1.2 | Elect Director Michael R. Minogue | Management | For | Voted - For | |
1.3 | Elect Director Corinne H. Nevinny | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
105
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Security ID: 457985208
Ticker: IART
Meeting Date: 13-May-20
Meeting Type: Annual
1a | Elect Director Peter J. Arduini | Management | For | Voted - For | |
1b | Elect Director Rhonda Germany Ballintyn | Management | For | Voted - For | |
1c | Elect Director Keith Bradley | Management | For | Voted - For | |
1d | Elect Director Stuart M. Essig | Management | For | Voted - For | |
1e | Elect Director Barbara B. Hill | Management | For | Voted - For | |
1f | Elect Director Lloyd W. Howell, Jr. | Management | For | Voted - For | |
1g | Elect Director Donald E. Morel, Jr. | Management | For | Voted - For | |
1h | Elect Director Raymond G. Murphy | Management | For | Voted - For | |
1i | Elect Director Christian S. Schade | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
INTELLIA THERAPEUTICS, INC.
Security ID: 45826J105
Ticker: NTLA
Meeting Date: 18-Jun-20
Meeting Type: Annual
1.1 | Elect Director Jean-Francois Formela | Management | For | Voted - Withheld | |
1.2 | Elect Director Jesse Goodman | Management | For | Voted - Withheld | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 23-Apr-20
Meeting Type: Annual
1a | Elect Director Craig H. Barratt | Management | For | Voted - For | |
1b | Elect Director Joseph C. Beery | Management | For | Voted - For | |
1c | Elect Director Gary S. Guthart | Management | For | Voted - For | |
1d | Elect Director Amal M. Johnson | Management | For | Voted - For | |
1e | Elect Director Don R. Kania | Management | For | Voted - For | |
1f | Elect Director Amy L. Ladd | Management | For | Voted - For | |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | Voted - For | |
1h | Elect Director Alan J. Levy | Management | For | Voted - For | |
1i | Elect Director Jami Dover Nachtsheim | Management | For | Voted - For | |
1j | Elect Director Mark J. Rubash | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
106
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For | |
6 | Provide Right to Call Special Meeting | Management | For | Voted - For |
INVITAE CORPORATION
Security ID: 46185L103
Ticker: NVTA
Meeting Date: 08-Jun-20
Meeting Type: Annual
1.1 | Elect Director Geoffrey S. Crouse | Management | For | Voted - Withheld | |
1.2 | Elect Director Christine M. Gorjanc | Management | For | Voted - Withheld | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
IQVIA HOLDINGS INC.
Security ID: 46266C105
Ticker: IQV
Meeting Date: 06-Apr-20
Meeting Type: Annual
1.1 | Elect Director Carol J. Burt | Management | For | Voted - For | |
1.2 | Elect Director Colleen A. Goggins | Management | For | Voted - For | |
1.3 | Elect Director Ronald A. Rittenmeyer | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
IRHYTHM TECHNOLOGIES, INC.
Security ID: 450056106
Ticker: IRTC
Meeting Date: 19-Jun-20
Meeting Type: Annual
1.1 | Elect Director Kevin M. King | Management | For | Voted - For | |
1.2 | Elect Director Raymond W. Scott | Management | For | Voted - Withheld | |
2 | Declassify the Board of Directors | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
KONINKLIJKE PHILIPS NV
Security ID: N7637U112
Ticker: PHIA
Meeting Date: 30-Apr-20
Meeting Type: Annual
1 | President's Speech | Management | None | Non-Voting | |
2.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Non-Voting | |
2.b | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
107
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.c | Approve Dividends of EUR 0.85 Per Share | Management | For | Voted - For | |
2.d | Approve Remuneration Report | Management | For | Voted - For | |
2.e | Approve Discharge of Management Board | Management | For | Voted - For | |
2.f | Approve Discharge of Supervisory Board | Management | For | Voted - For | |
3.a | Approve Remuneration Policy for Management Board | Management | For | Voted - For | |
3.b | Approve Long Term Incentive Plan for Management Board Members | Management | For | Voted - For | |
3.c | Approve Remuneration Policy for Supervisory Board | Management | For | Voted - For | |
4.a | Reelect N. Dhawan to Supervisory Board | Management | For | Voted - For | |
4.b | Elect F. Sijbesma to Supervisory Board | Management | For | Voted - For | |
4.c | Elect P. Loscher to Supervisory Board | Management | For | Voted - For | |
5.a | Grant Board Authority to Issue Shares | Management | For | Voted - For | |
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Voted - For | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
7 | Approve Cancellation of Repurchased Shares | Management | For | Voted - For | |
8 | Other Business (Non-Voting) | Management | None | Non-Voting |
Meeting Date: 26-Jun-20
Meeting Type: Special
1 | Approve Dividends of EUR 0.85 Per Share | Management | For | Voted - For |
LONZA GROUP AG
Security ID: H50524133
Ticker: LONN
Meeting Date: 28-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | Voted - For | |
5.1.1 | Reelect Werner Bauer as Director | Management | For | Voted - For | |
5.1.2 | Reelect Albert Baehny as Director | Management | For | Voted - For | |
5.1.3 | Reelect Angelica Kohlmann as Director | Management | For | Voted - For | |
5.1.4 | Reelect Christoph Maeder as Director | Management | For | Voted - For | |
5.1.5 | Reelect Barbara Richmond as Director | Management | For | Voted - For | |
5.1.6 | Reelect Juergen Steinemann as Director | Management | For | Voted - For | |
5.1.7 | Reelect Olivier Verscheure as Director | Management | For | Voted - For | |
5.2.1 | Elect Dorothee Deuring as Director | Management | For | Voted - For | |
5.2.2 | Elect Moncef Slaoui as Director | Management | For | Voted - For | |
5.3 | Reelect Albert Baehny as Board Chairman | Management | For | Voted - For | |
5.4.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | Voted - For | |
5.4.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | Voted - For | |
5.4.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Voted - For |
108
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Ratify KPMG Ltd as Auditors | Management | For | Voted - For | |
7 | Designate ThomannFischer as Independent Proxy | Management | For | Voted - For | |
8 | Approve Remuneration of Directors in the Amount of CHF 2.9 Million | Management | For | Voted - For | |
9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.8 Million for the Period July 1, 2020 - June 30, 2021 | Management | For | Voted - For | |
9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 4 Million for Fiscal 2019 | Management | For | Voted - For | |
9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 12 Million for Fiscal 2020 | Management | For | Voted - For | |
10 | Transact Other Business (Voting) | Management | For | Voted - Against |
MASIMO CORPORATION
Security ID: 574795100
Ticker: MASI
Meeting Date: 29-May-20
Meeting Type: Annual
1.1 | Elect Director Julie A. Shimer | Management | For | Voted - For | |
1.2 | Elect Director H Michael Cohen | Management | For | Voted - For | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against | |
5 | Amend Executive Incentive Bonus Plan | Management | For | Voted - For |
MATERIALISE NV
Security ID: 57667T100
Ticker: MTLS
Meeting Date: 02-Jun-20
Meeting Type: Annual
1 | Receive Directors' Reports (Non-Voting) | Management | None | Non-Voting | |
2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Non-Voting | |
3 | Adopt Financial Statements | Management | For | Voted - For | |
4 | Approve Allocation of Income | Management | For | Voted - For | |
5 | Approve Discharge of Directors | Management | For | Voted - For | |
6 | Approve Discharge of Auditors | Management | For | Voted - For | |
7 | Ratify Auditors and Approve Auditors' Remuneration | Management | For | Voted - For | |
8a | Reelect Wilfried Vancraen as Director | Management | For | Voted - Against | |
8b | Reelect Peter Leys as Director | Management | For | Voted - Against | |
8c | Reelect A TRE C cvoa, Permanently Represented by Johan De Lille, as Director | Management | For | Voted - Against | |
8d | Reelect Hilde Ingelaere as Director | Management | For | Voted - Against | |
8e | Reelect Jurgen Ingels as Director | Management | For | Voted - For | |
8f | Reelect Jos Vander Sloten as Director | Management | For | Voted - Against | |
8g | Reelect Godelieve Verplancke as Director | Management | For | Voted - For |
109
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8h | Reelect Bart Luyten as Director | Management | For | Voted - For | |
8i | Reelect Volker Hammes as Director | Management | For | Voted - Against | |
8j | Elect Sander Vancraen as Director | Management | For | Voted - Against | |
9 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
MEDIDATA SOLUTIONS, INC.
Security ID: 58471A105
Ticker: MDSO
Meeting Date: 16-Aug-19
Meeting Type: Special
1 | Approve Merger Agreement | Management | For | Voted - For | |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For | |
3 | Adjourn Meeting | Management | For | Voted - For |
MEDPACE HOLDINGS, INC.
Security ID: 58506Q109
Ticker: MEDP
Meeting Date: 15-May-20
Meeting Type: Annual
1.1 | Elect Director Brian T. Carley | Management | For | Voted - Withheld | |
1.2 | Elect Director Thomas C. King | Management | For | Voted - For | |
1.3 | Elect Director Robert O. Kraft | Management | For | Voted - Withheld | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
MYRIAD GENETICS, INC.
Security ID: 62855J104
Ticker: MYGN
Meeting Date: 05-Dec-19
Meeting Type: Annual
1.1 | Elect Director Mark C. Capone | Management | For | Voted - For | |
1.2 | Elect Director Heiner Dreismann | Management | For | Voted - For | |
1.3 | Elect Director Colleen F. Reitan | Management | For | Voted - For | |
2 | Amend Restricted Stock Plan | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NANOSTRING TECHNOLOGIES, INC.
Security ID: 63009R109
Ticker: NSTG
Meeting Date: 16-Jun-20
Meeting Type: Annual
1a | Elect Director R. Bradley Gray | Management | For | Voted - For | |
1b | Elect Director Robert M. Hershberg | Management | For | Voted - Withheld |
110
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1c | Elect Director Kirk D. Malloy | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
NATERA, INC.
Security ID: 632307104
Ticker: NTRA
Meeting Date: 28-May-20
Meeting Type: Annual
1.1 | Elect Director Rowan Chapman | Management | For | Voted - For | |
1.2 | Elect Director Herm Rosenman | Management | For | Voted - Withheld | |
1.3 | Elect Director Jonathan Sheena | Management | For | Voted - Withheld | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
NEOGENOMICS, INC.
Security ID: 64049M209
Ticker: NEO
Meeting Date: 28-May-20
Meeting Type: Annual
1a | Elect Director Douglas M. VanOort | Management | For | Voted - For | |
1b | Elect Director Steven C. Jones | Management | For | Voted - For | |
1c | Elect Director Kevin C. Johnson | Management | For | Voted - For | |
1d | Elect Director Raymond R. Hipp | Management | For | Voted - For | |
1e | Elect Director Bruce K. Crowther | Management | For | Voted - For | |
1f | Elect Director Lynn A. Tetrault | Management | For | Voted - For | |
1g | Elect Director Alison L. Hannah | Management | For | Voted - For | |
1h | Elect Director Stephen M. Kanovsky | Management | For | Voted - For | |
1i | Elect Director Rachel A. Stahler | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
NEVRO CORP.
Security ID: 64157F103
Ticker: NVRO
Meeting Date: 21-May-20
Meeting Type: Annual
1.1 | Elect Director Frank Fischer | Management | For | Voted - For | |
1.2 | Elect Director Shawn T. McCormick | Management | For | Voted - For | |
1.3 | Elect Director Kevin O'Boyle | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
111
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NOVANTA INC.
Security ID: 67000B104
Ticker: NOVT
Meeting Date: 26-May-20
Meeting Type: Annual/Special
1.1 | Elect Director Stephen W. Bershad | Management | For | Voted - For | |
1.2 | Elect Director Lonny J. Carpenter | Management | For | Voted - For | |
1.3 | Elect Director Deborah DiSanzo | Management | For | Voted - For | |
1.4 | Elect Director Matthijs Glastra | Management | For | Voted - For | |
1.5 | Elect Director Brian D. King | Management | For | Voted - For | |
1.6 | Elect Director Ira J. Lamel | Management | For | Voted - For | |
1.7 | Elect Director Maxine L. Mauricio | Management | For | Voted - For | |
1.8 | Elect Director Dominic A. Romeo | Management | For | Voted - For | |
1.9 | Elect Director Thomas N. Secor | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Management | For | Voted - For |
NOVOCURE LIMITED
Security ID: G6674U108
Ticker: NVCR
Meeting Date: 10-Jun-20
Meeting Type: Annual
1A | Elect Director Jeryl Hilleman | Management | For | Voted - For | |
1B | Elect Director David T. Hung | Management | For | Voted - For | |
1C | Elect Director Kinyip Gabriel Leung | Management | For | Voted - For | |
1D | Elect Director Martin J. Madden | Management | For | Voted - For | |
1E | Elect Director Sherilyn D. McCoy | Management | For | Voted - For | |
2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NUANCE COMMUNICATIONS, INC.
Security ID: 67020Y100
Ticker: NUAN
Meeting Date: 22-Jan-20
Meeting Type: Annual
1.1 | Elect Director Mark D. Benjamin | Management | For | Voted - For | |
1.2 | Elect Director Daniel Brennan | Management | For | Voted - For | |
1.3 | Elect Director Lloyd Carney | Management | For | Voted - Withheld | |
1.4 | Elect Director Thomas Ebling | Management | For | Voted - For | |
1.5 | Elect Director Robert Finocchio, Jr. | Management | For | Voted - For | |
1.6 | Elect Director Laura S. Kaiser | Management | For | Voted - For | |
1.7 | Elect Director Michal Katz | Management | For | Voted - For | |
1.8 | Elect Director Mark Laret | Management | For | Voted - For |
112
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.9 | Elect Director Sanjay Vaswani | Management | For | Voted - For | |
2 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For | |
5 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
OMNICELL, INC.
Security ID: 68213N109
Ticker: OMCL
Meeting Date: 26-May-20
Meeting Type: Annual
1.1 | Elect Director Joanne B. Bauer | Management | For | Voted - For | |
1.2 | Elect Director Robin G. Seim | Management | For | Voted - For | |
1.3 | Elect Director Sara J. White | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
PENUMBRA, INC.
Security ID: 70975L107
Ticker: PEN
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Elect Director Arani Bose | Management | For | Voted - Withheld | |
1.2 | Elect Director Bridget O'Rourke | Management | For | Voted - Withheld | |
1.3 | Elect Director Surbhi Sarna | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
PEPTIDREAM INC.
Security ID: J6363M109
Ticker: 4587
Meeting Date: 27-Mar-20
Meeting Type: Annual
1.1 | Elect Director Kubota, Kiichi | Management | For | Voted - For | |
1.2 | Elect Director Patrick C. Reid | Management | For | Voted - For | |
1.3 | Elect Director Masuya, Keiichi | Management | For | Voted - For | |
1.4 | Elect Director Kaneshiro, Kiyofumi | Management | For | Voted - For | |
2 | Elect Alternate Director and Audit Committee Member Utsunomiya, Junko | Management | For | Voted - For |
113
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
PERKINELMER, INC.
Security ID: 714046109
Ticker: PKI
Meeting Date: 28-Apr-20
Meeting Type: Annual
1a | Elect Director Peter Barrett | Management | For | Voted - For | |
1b | Elect Director Samuel R. Chapin | Management | For | Voted - For | |
1c | Elect Director Sylvie Gregoire | Management | For | Voted - For | |
1d | Elect Director Alexis P. Michas | Management | For | Voted - For | |
1e | Elect Director Prahlad R. Singh | Management | For | Voted - For | |
1f | Elect Director Michel Vounatsos | Management | For | Voted - For | |
1g | Elect Director Frank Witney | Management | For | Voted - For | |
1h | Elect Director Pascale Witz | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Security ID: G71139102
Ticker: 1833
Meeting Date: 15-Oct-19
Meeting Type: Special
1 | Approve Provision of Products and Services Revised Annual Caps | Management | For | Voted - For | |
2 | Approve Services Purchasing Revised Annual Caps | Management | For | Voted - For |
Meeting Date: 21-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2a1 | Elect Wang Tao as Director | Management | For | Voted - For | |
2a2 | Elect Tan Sin Yin as Director | Management | For | Voted - For | |
2a3 | Elect Lin Lijun as Director | Management | For | Voted - For | |
2a4 | Elect Pan Zhongwu as Director | Management | For | Voted - For | |
2a5 | Elect Tang Yunwei as Director | Management | For | Voted - For | |
2a6 | Elect Guo Tianyong as Director | Management | For | Voted - For | |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For | |
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
4A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against | |
4B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For | |
4C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
114
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
QUIDEL CORPORATION
Security ID: 74838J101
Ticker: QDEL
Meeting Date: 12-May-20
Meeting Type: Annual
1.1 | Elect Director Douglas C. Bryant | Management | For | Voted - For | |
1.2 | Elect Director Kenneth F. Buechler | Management | For | Voted - For | |
1.3 | Elect Director Edward L. Michael | Management | For | Voted - For | |
1.4 | Elect Director Kathy P. Ordonez | Management | For | Voted - For | |
1.5 | Elect Director Mary Lake Polan | Management | For | Voted - For | |
1.6 | Elect Director Jack W. Schuler | Management | For | Voted - For | |
1.7 | Elect Director Charles P. Slacik | Management | For | Voted - For | |
1.8 | Elect Director Matthew W. Strobeck | Management | For | Voted - For | |
1.9 | Elect Director Kenneth J. Widder | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107
Ticker: REGN
Meeting Date: 12-Jun-20
Meeting Type: Annual
1a | Elect Director N. Anthony Coles | Management | For | Voted - For | |
1b | Elect Director Joseph L. Goldstein | Management | For | Voted - For | |
1c | Elect Director Christine A. Poon | Management | For | Voted - For | |
1d | Elect Director P. Roy Vagelos | Management | For | Voted - For | |
1e | Elect Director Huda Y. Zoghbi | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
SIEMENS HEALTHINEERS AG
Security ID: D6T479107
Ticker: SHL
Meeting Date: 12-Feb-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | Voted - For | |
3.1 | Approve Discharge of Management Board Member Bernhard Montag for Fiscal 2019 | Management | For | Voted - For | |
3.2 | Approve Discharge of Management Board Member Jochen Schmitz for Fiscal 2019 | Management | For | Voted - For |
115
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3.3 | Approve Discharge of Management Board Member Michael Reitermann (until Sep. 30, 2019) for Fiscal 2019 | Management | For | Voted - For | |
4.1 | Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal 2019 | Management | For | Voted - For | |
4.2 | Approve Discharge of Supervisory Board Member Michael Sen for Fiscal 2019 | Management | For | Voted - For | |
4.3 | Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal 2019 | Management | For | Voted - For | |
4.4 | Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal 2019 | Management | For | Voted - For | |
4.5 | Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal 2019 | Management | For | Voted - For | |
4.6 | Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2019 | Management | For | Voted - For | |
4.7 | Approve Discharge of Supervisory Board Member Nathalie Von Siemens for Fiscal 2019 | Management | For | Voted - For | |
4.8 | Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal 2019 | Management | For | Voted - For | |
4.9 | Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal 2019 | Management | For | Voted - For | |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6 | Elect Roland Busch to the Supervisory Board | Management | For | Voted - For | |
7 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
SMITH & NEPHEW PLC
Security ID: G82343164
Ticker: SN
Meeting Date: 09-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Policy | Management | For | Voted - For | |
3 | Approve Remuneration Report | Management | For | Voted - For | |
4 | Approve Final Dividend | Management | For | Voted - For | |
5 | Re-elect Graham Baker as Director | Management | For | Voted - For | |
6 | Re-elect Vinita Bali as Director | Management | For | Voted - For | |
7 | Re-elect Baroness Virginia Bottomley as Director | Management | For | Voted - For | |
8 | Re-elect Roland Diggelmann as Director | Management | For | Voted - For | |
9 | Re-elect Erik Engstrom as Director | Management | For | Voted - For | |
10 | Re-elect Robin Freestone as Director | Management | For | Voted - For | |
11 | Re-elect Marc Owen as Director | Management | For | Voted - For | |
12 | Re-elect Angie Risley as Director | Management | For | Voted - For | |
13 | Re-elect Roberto Quarta as Director | Management | For | Voted - For | |
14 | Reappoint KPMG LLP as Auditors | Management | For | Voted - For | |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For | |
16 | Approve Global Share Plan 2020 | Management | For | Voted - For | |
17 | Authorise Issue of Equity | Management | For | Voted - For | |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
116
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For | |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For | |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
STRYKER CORPORATION
Security ID: 863667101
Ticker: SYK
Meeting Date: 05-May-20
Meeting Type: Annual
1a | Elect Director Mary K. Brainerd | Management | For | Voted - For | |
1b | Elect Director Srikant M. Datar | Management | For | Voted - For | |
1c | Elect Director Roch Doliveux | Management | For | Voted - For | |
1d | Elect Director Allan C. Golston | Management | For | Voted - For | |
1e | Elect Director Kevin A. Lobo | Management | For | Voted - For | |
1f | Elect Director Sherilyn S. McCoy | Management | For | Voted - For | |
1g | Elect Director Andrew K. Silvernail | Management | For | Voted - For | |
1h | Elect Director Lisa M. Skeete Tatum | Management | For | Voted - For | |
1i | Elect Director Ronda E. Stryker | Management | For | Voted - For | |
1j | Elect Director Rajeev Suri | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Report on Non-Management Employee Representation on the Board of Directors | Shareholder | Against | Voted - Against |
TABULA RASA HEALTHCARE, INC.
Security ID: 873379101
Ticker: TRHC
Meeting Date: 12-Jun-20
Meeting Type: Annual
1.1 | Elect Director Jan Berger | Management | For | Voted - Withheld | |
1.2 | Elect Director Kathrine O'Brien | Management | For | Voted - Withheld | |
1.3 | Elect Director Michael Purcell | Management | For | Voted - Withheld | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
TACTILE SYSTEMS TECHNOLOGY, INC.
Security ID: 87357P100
Ticker: TCMD
Meeting Date: 04-May-20
Meeting Type: Annual
1.1 | Elect Director William W. Burke | Management | For | Voted - For | |
1.2 | Elect Director Raymond O. Huggenberger | Management | For | Voted - For | |
1.3 | Elect Director Gerald R. Mattys | Management | For | Voted - For |
117
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Elect Director Richard J. Nigon | Management | For | Voted - For | |
1.5 | Elect Director Cheryl Pegus | Management | For | Voted - For | |
1.6 | Elect Director Kevin H. Roche | Management | For | Voted - For | |
1.7 | Elect Director Peter H. Soderberg | Management | For | Voted - For | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
TECAN GROUP AG
Security ID: H84774167
Ticker: TECN
Meeting Date: 07-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2.1 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | Management | For | Voted - For | |
2.2 | Approve Transfer of CHF 13.1 Million from Capital Contribution Reserves to Free Reserves | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4.1.1 | Reelect Lukas Braunschweiler as Director | Management | For | Voted - For | |
4.1.2 | Reelect Oliver Fetzer as Director | Management | For | Voted - For | |
4.1.3 | Reelect Heinrich Fischer as Director | Management | For | Voted - For | |
4.1.4 | Reelect Lars Holmqvist as Director | Management | For | Voted - Against | |
4.1.5 | Reelect Karen Huebscher as Director | Management | For | Voted - For | |
4.1.6 | Reelect Christa Kreuzburg as Director | Management | For | Voted - For | |
4.1.7 | Reelect Daniel Marshak as Director | Management | For | Voted - For | |
4.2 | Reelect Lukas Braunschweiler as Board Chairman | Management | For | Voted - For | |
4.3.1 | Reappoint Oliver Fetzer as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.2 | Reappoint Christa Kreuzburg as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.3 | Reappoint Daniel Marshak as Member of the Compensation Committee | Management | For | Voted - For | |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For | |
4.5 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Voted - For | |
5.1 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For | |
5.2 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | Management | For | Voted - For | |
5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18.5 Million | Management | For | Voted - For | |
6 | Approve Creation of CHF 230,000 Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
7 | Transact Other Business (Voting) | Management | For | Voted - Against |
118
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TELADOC HEALTH, INC.
Security ID: 87918A105
Ticker: TDOC
Meeting Date: 28-May-20
Meeting Type: Annual
1.1 | Elect Director Helen Darling | Management | For | Voted - For | |
1.2 | Elect Director William H. Frist | Management | For | Voted - For | |
1.3 | Elect Director Michael Goldstein | Management | For | Voted - For | |
1.4 | Elect Director Jason Gorevic | Management | For | Voted - For | |
1.5 | Elect Director Catherine A. Jacobson | Management | For | Voted - For | |
1.6 | Elect Director Thomas G. McKinley | Management | For | Voted - For | |
1.7 | Elect Director Kenneth H. Paulus | Management | For | Voted - For | |
1.8 | Elect Director David Shedlarz | Management | For | Voted - For | |
1.9 | Elect Director Mark Douglas Smith | Management | For | Voted - For | |
1.10 | Elect Director David B. Snow, Jr. | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
TERUMO CORP.
Security ID: J83173104
Ticker: 4543
Meeting Date: 25-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | Voted - For | |
2.1 | Elect Director Mimura, Takayoshi | Management | For | Voted - For | |
2.2 | Elect Director Sato, Shinjiro | Management | For | Voted - For | |
2.3 | Elect Director Takagi, Toshiaki | Management | For | Voted - For | |
2.4 | Elect Director Hatano, Shoji | Management | For | Voted - For | |
2.5 | Elect Director Nishikawa, Kyo | Management | For | Voted - For | |
2.6 | Elect Director Ueda, Ryuzo | Management | For | Voted - For | |
2.7 | Elect Director Kuroda, Yukiko | Management | For | Voted - For | |
2.8 | Elect Director Nishi, Hidenori | Management | For | Voted - For | |
3 | Elect Alternate Director and Audit Committee Member Sakaguchi, Koichi | Management | For | Voted - For |
THERMO FISHER SCIENTIFIC INC.
Security ID: 883556102
Ticker: TMO
Meeting Date: 20-May-20
Meeting Type: Annual
1a | Elect Director Marc N. Casper | Management | For | Voted - For | |
1b | Elect Director Nelson J. Chai | Management | For | Voted - For | |
1c | Elect Director C. Martin Harris | Management | For | Voted - For | |
1d | Elect Director Tyler Jacks | Management | For | Voted - For | |
1e | Elect Director Judy C. Lewent | Management | For | Voted - For | |
1f | Elect Director Thomas J. Lynch | Management | For | Voted - For |
119
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1g | Elect Director Jim P. Manzi | Management | For | Voted - For | |
1h | Elect Director James C. Mullen | Management | For | Voted - For | |
1i | Elect Director Lars R. Sorensen | Management | For | Voted - For | |
1j | Elect Director Debora L. Spar | Management | For | Voted - For | |
1k | Elect Director Scott M. Sperling | Management | For | Voted - For | |
1l | Elect Director Dion J. Weisler | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
VARIAN MEDICAL SYSTEMS, INC.
Security ID: 92220P105
Ticker: VAR
Meeting Date: 13-Feb-20
Meeting Type: Annual
1a | Elect Director Anat Ashkenazi | Management | For | Voted - For | |
1b | Elect Director Jeffrey R. Balser | Management | For | Voted - For | |
1c | Elect Director Judy Bruner | Management | For | Voted - For | |
1d | Elect Director Jean-Luc Butel | Management | For | Voted - For | |
1e | Elect Director Regina E. Dugan | Management | For | Voted - For | |
1f | Elect Director R. Andrew Eckert | Management | For | Voted - For | |
1g | Elect Director Phillip G. Febbo | Management | For | Voted - For | |
1h | Elect Director David J. Illingworth | Management | For | Voted - For | |
1i | Elect Director Michelle M. Le Beau | Management | For | Voted - For | |
1j | Elect Director Dow R. Wilson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
VEEVA SYSTEMS INC.
Security ID: 922475108
Ticker: VEEV
Meeting Date: 25-Jun-20
Meeting Type: Annual
1.1 | Elect Director Mark Carges | Management | For | Voted - For | |
1.2 | Elect Director Paul E. Chamberlain | Management | For | Voted - For | |
1.3 | Elect Director Paul Sekhri | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
VERACYTE, INC.
Security ID: 92337F107
Ticker: VCYT
Meeting Date: 05-Jun-20
Meeting Type: Annual
1.1 | Elect Director Bonnie H. Anderson | Management | For | Voted - For | |
1.2 | Elect Director Robert S. Epstein | Management | For | Voted - For | |
1.3 | Elect Director Evan Jones | Management | For | Voted - For |
120
ROBO Global Healthcare Technology and Innovation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
VERTEX PHARMACEUTICALS INCORPORATED
Security ID: 92532F100
Ticker: VRTX
Meeting Date: 03-Jun-20
Meeting Type: Annual
1.1 | Elect Director Sangeeta N. Bhatia | Management | For | Voted - For | |
1.2 | Elect Director Lloyd Carney | Management | For | Voted - For | |
1.3 | Elect Director Alan Garber | Management | For | Voted - For | |
1.4 | Elect Director Terrence Kearney | Management | For | Voted - For | |
1.5 | Elect Director Reshma Kewalramani | Management | For | Voted - For | |
1.6 | Elect Director Yuchun Lee | Management | For | Voted - For | |
1.7 | Elect Director Jeffrey M. Leiden | Management | For | Voted - For | |
1.8 | Elect Director Margaret G. McGlynn | Management | For | Voted - For | |
1.9 | Elect Director Diana McKenzie | Management | For | Voted - For | |
1.10 | Elect Director Bruce I. Sachs | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
VOCERA COMMUNICATIONS, INC.
Security ID: 92857F107
Ticker: VCRA
Meeting Date: 05-Jun-20
Meeting Type: Annual
1.1 | Elect Director Julie Iskow | Management | For | Voted - For | |
1.2 | Elect Director Howard E. Janzen | Management | For | Voted - For | |
1.3 | Elect Director Alexa King | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
121
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3D SYSTEMS CORPORATION
Security ID: 88554D205
Ticker: DDD
Meeting Date: 19-May-20
Meeting Type: Annual
1.1 | Elect Director Malissia R. Clinton | Management | For | Voted - For | |
1.2 | Elect Director William E. Curran | Management | For | Voted - For | |
1.3 | Elect Director Thomas W. Erickson | Management | For | Voted - For | |
1.4 | Elect Director Charles W. Hull | Management | For | Voted - For | |
1.5 | Elect Director William D. Humes | Management | For | Voted - For | |
1.6 | Elect Director Vyomesh I. Joshi | Management | For | Voted - For | |
1.7 | Elect Director Jim D. Kever | Management | For | Voted - For | |
1.8 | Elect Director Charles G. McClure, Jr. | Management | For | Voted - For | |
1.9 | Elect Director Kevin S. Moore | Management | For | Voted - For | |
1.10 | Elect Director John J. Tracy | Management | For | Voted - For | |
1.11 | Elect Director Jeffrey Wadsworth | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify BDO USA, LLP as Auditor | Management | For | Voted - For |
ABB LTD.
Security ID: H0010V101
Ticker: ABBN
Meeting Date: 26-Mar-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | Management | For | Voted - For | |
5 | Amend Articles Re: Annual Report | Management | For | Voted - For | |
6.1 | Approve Remuneration of Directors in the Amount of CHF 4.7 Million | Management | For | Voted - For | |
6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 39.5 Million | Management | For | Voted - For | |
7.1 | Reelect Matti Alahuhta as Director | Management | For | Voted - For | |
7.2 | Reelect Gunnar Brock as Director | Management | For | Voted - For | |
7.3 | Reelect David Constable as Director | Management | For | Voted - For | |
7.4 | Reelect Frederico Curado as Director | Management | For | Voted - For | |
7.5 | Reelect Lars Foerberg as Director | Management | For | Voted - For | |
7.6 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | Voted - For | |
7.7 | Reelect Geraldine Matchett as Director | Management | For | Voted - For | |
7.8 | Reelect David Meline as Director | Management | For | Voted - For | |
7.9 | Reelect Satish Pai as Director | Management | For | Voted - For | |
7.10 | Reelect Jacob Wallenberg as Director | Management | For | Voted - For | |
7.11 | Reelect Peter Voser as Director and Board Chairman | Management | For | Voted - For |
122
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8.1 | Appoint David Constable as Member of the Compensation Committee | Management | For | Voted - For | |
8.2 | Appoint Frederico Curado as Member of the Compensation Committee | Management | For | Voted - For | |
8.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | Voted - For | |
9 | Designate Hans Zehnder as Independent Proxy | Management | For | Voted - For | |
10 | Ratify KPMG AG as Auditors | Management | For | Voted - For | |
11 | Transact Other Business (Voting) | Management | For | Voted - Against |
ADLINK TECHNOLOGY, INC.
Security ID: Y0014R107
Ticker: 6166
Meeting Date: 22-Jun-20
Meeting Type: Annual
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For | |
2 | Approve Plan on Profit Distribution | Management | For | Voted - For | |
3 | Approve Cash Distribution from Capital Reserve | Management | For | Voted - For | |
4.1 | Elect FRANK KO, a Representative of AU OPTRONICS CORPORATION, with SHAREHOLDER NO.00041937, as Non-independent Director | Management | For | Voted - For | |
5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Voted - For |
ADVANTECH CO., LTD.
Security ID: Y0017P108
Ticker: 2395
Meeting Date: 28-May-20
Meeting Type: Annual
1 | Approve Business Report and Financial Statements | Management | For | Voted - For | |
2 | Approve Plan on Profit Distribution | Management | For | Voted - For | |
3 | Approve Amendments to Articles of Association | Management | For | Voted - For | |
4 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | Voted - For | |
5 | Approve Company Plans to Issue Employee Stock Warrants with Price Lower than Fair Market Value | Management | For | Voted - Against | |
6 | Amend Procedures for Lending Funds to Other Parties | Management | For | Voted - For | |
7 | Amend Procedures for Endorsement and Guarantees | Management | For | Voted - For | |
8.1 | Elect K.C. Liu, with Shareholder No. 1, as Non-Independent Director | Management | For | Voted - For | |
8.2 | Elect Wesley Liu, a Representative of K and M Investment Co., Ltd. with Shareholder No. 39, as Non-Independent Director | Management | For | Voted - For | |
8.3 | Elect Chaney Ho, a Representative of Advantech Foundation with Shareholder No. 163, as Non-Independent Director | Management | For | Voted - For |
123
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8.4 | Elect Donald Chang, a Representative of AIDC Investment Corp. with Shareholder No. 40, as Non-Independent Director | Management | For | Voted - For | |
8.5 | Elect Jeff Chen with ID No. B100630XXX, as Independent Director | Management | For | Voted - For | |
8.6 | Elect Benson Liu with ID No. P100215XXX, as Independent Director | Management | For | Voted - For | |
8.7 | Elect Chan Jane Lin with ID No. R203128XXX, as Independent Director | Management | For | Voted - For | |
9 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Voted - For |
AEROVIRONMENT, INC.
Security ID: 008073108
Ticker: AVAV
Meeting Date: 27-Sep-19
Meeting Type: Annual
1.1 | Elect Director Charles Thomas Burbage | Management | For | Voted - For | |
1.2 | Elect Director Charles R. Holland | Management | For | Voted - For | |
1.3 | Elect Director Edward R. Muller | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
AIRTAC INTERNATIONAL GROUP
Security ID: G01408106
Ticker: 1590
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve Business Operations Report and Consolidated Financial Statements | Management | For | Voted - For | |
2 | Amend Articles of Association | Management | For | Voted - For | |
3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | Voted - For |
AMANO CORP.
Security ID: J01302108
Ticker: 6436
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 56 | Management | For | Voted - For | |
2.1 | Elect Director Ninomiya, Kirihito | Management | For | Voted - For | |
2.2 | Elect Director Tazo, Fujinori | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Morita, Masahiko | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Sasaya, Yasuhiro | Management | For | Voted - For |
124
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMBARELLA, INC.
Security ID: G037AX101
Ticker: AMBA
Meeting Date: 04-Jun-20
Meeting Type: Annual
1.1 | Elect Director Leslie Kohn | Management | For | Voted - For | |
1.2 | Elect Director D. Jeffrey Richardson | Management | For | Voted - For | |
1.3 | Elect Director Elizabeth M. Schwarting | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
APTIV PLC
Security ID: G6095L109
Ticker: APTV
Meeting Date: 23-Apr-20
Meeting Type: Annual
1 | Elect Director Kevin P. Clark | Management | For | Voted - For | |
2 | Elect Director Nancy E. Cooper | Management | For | Voted - For | |
3 | Elect Director Nicholas M. Donofrio | Management | For | Voted - For | |
4 | Elect Director Rajiv L. Gupta | Management | For | Voted - For | |
5 | Elect Director Joseph L. Hooley | Management | For | Voted - For | |
6 | Elect Director Sean O. Mahoney | Management | For | Voted - For | |
7 | Elect Director Paul M. Meister | Management | For | Voted - For | |
8 | Elect Director Robert K. Ortberg | Management | For | Voted - For | |
9 | Elect Director Colin J. Parris | Management | For | Voted - For | |
10 | Elect Director Ana G. Pinczuk | Management | For | Voted - For | |
11 | Elect Director Lawrence A. Zimmerman | Management | For | Voted - For | |
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
ATS AUTOMATION TOOLING SYSTEMS, INC.
Security ID: 001940105
Ticker: ATA
Meeting Date: 15-Aug-19
Meeting Type: Annual
1.1 | Elect Director Neil D. Arnold | Management | For | Voted - For | |
1.2 | Elect Director Joanne S. Ferstman | Management | For | Voted - For | |
1.3 | Elect Director Andrew P. Hider | Management | For | Voted - For | |
1.4 | Elect Director Kirsten Lange | Management | For | Voted - For | |
1.5 | Elect Director Michael E. Martino | Management | For | Voted - For | |
1.6 | Elect Director David L. McAusland | Management | For | Voted - For | |
1.7 | Elect Director Philip B. Whitehead | Management | For | Voted - For | |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
125
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 18-Jun-20
Meeting Type: Annual
1a | Elect Director Andrew Anagnost | Management | For | Voted - For | |
1b | Elect Director Karen Blasing | Management | For | Voted - For | |
1c | Elect Director Reid French | Management | For | Voted - For | |
1d | Elect Director Ayanna Howard | Management | For | Voted - For | |
1e | Elect Director Blake Irving | Management | For | Voted - For | |
1f | Elect Director Mary T. McDowell | Management | For | Voted - For | |
1g | Elect Director Stephen Milligan | Management | For | Voted - For | |
1h | Elect Director Lorrie M. Norrington | Management | For | Voted - For | |
1i | Elect Director Betsy Rafael | Management | For | Voted - For | |
1j | Elect Director Stacy J. Smith | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
BIOTELEMETRY, INC.
Security ID: 090672106
Ticker: BEAT
Meeting Date: 08-May-20
Meeting Type: Annual
1.1 | Elect Director Joseph H. Capper | Management | For | Voted - For | |
1.2 | Elect Director Joseph A. Frick | Management | For | Voted - For | |
1.3 | Elect Director Colin Hill | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
BLUE PRISM GROUP PLC
Security ID: G1193C101
Ticker: PRSM
Meeting Date: 17-Mar-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Reappoint BDO LLP as Auditors | Management | For | Voted - For | |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For | |
4 | Approve Remuneration Report | Management | For | Voted - Against | |
5 | Re-elect Jason Kingdon as Director | Management | For | Voted - For | |
6 | Re-elect Alastair Bathgate as Director | Management | For | Voted - For | |
7 | Re-elect Ijoma Maluza as Director | Management | For | Voted - For | |
8 | Re-elect Charmaine Carmichael as Director | Management | For | Voted - For | |
9 | Re-elect Christopher Batterham as Director | Management | For | Voted - For | |
10 | Re-elect Kenneth Lever as Director | Management | For | Voted - For | |
11 | Authorise Issue of Equity | Management | For | Voted - For |
126
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For | |
13 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For | |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
BROOKS AUTOMATION, INC.
Security ID: 114340102
Ticker: BRKS
Meeting Date: 24-Jan-20
Meeting Type: Annual
1.1 | Elect Director A. Clinton Allen | Management | For | Voted - For | |
1.2 | Elect Director Robyn C. Davis | Management | For | Voted - For | |
1.3 | Elect Director Joseph R. Martin | Management | For | Voted - For | |
1.4 | Elect Director Krishna G. Palepu | Management | For | Voted - For | |
1.5 | Elect Director Michael Rosenblatt | Management | For | Voted - For | |
1.6 | Elect Director Stephen S. Schwartz | Management | For | Voted - For | |
1.7 | Elect Director Alfred Woollacott, III | Management | For | Voted - For | |
1.8 | Elect Director Mark S. Wrighton | Management | For | Voted - For | |
1.9 | Elect Director Ellen M. Zane | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108
Ticker: CDNS
Meeting Date: 30-Apr-20
Meeting Type: Annual
1.1 | Elect Director Mark W. Adams | Management | For | Voted - For | |
1.2 | Elect Director Susan L. Bostrom | Management | For | Voted - For | |
1.3 | Elect Director Ita Brennan | Management | For | Voted - For | |
1.4 | Elect Director Lewis Chew | Management | For | Voted - For | |
1.5 | Elect Director James D. Plummer | Management | For | Voted - For | |
1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | Voted - For | |
1.7 | Elect Director John B. Shoven | Management | For | Voted - For | |
1.8 | Elect Director Young K. Sohn | Management | For | Voted - For | |
1.9 | Elect Director Lip-Bu Tan | Management | For | Voted - For | |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
127
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CARGOTEC OYJ
Security ID: X10788101
Ticker: CGCBV
Meeting Date: 27-May-20
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting | |
2 | Call the Meeting to Order | Management | None | Non-Voting | |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Voted - For | |
4 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For | |
5 | Prepare and Approve List of Shareholders | Management | For | Voted - For | |
6 | Receive Financial Statements and Statutory Reports | Management | None | Non-Voting | |
7 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
8 | Approve Allocation of Income and Dividends of EUR 0.59 Per Class A Share and EUR 0.60 Per Class B Share; Authorize Board to Decide on the Distribution of an Extra Dividend of up to EUR 0.60 Per Class A and Class B Share | Management | For | Voted - For | |
9 | Approve Discharge of Board and President | Management | For | Voted - For | |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Voted - Against | |
11 | Approve Remuneration of Directors in the Amount of EUR 85,000 for Chairman, EUR 60,000 for Vice Chairman, and EUR 45,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | Voted - For | |
12 | Fix Number of Directors at Eight | Management | For | Voted - For | |
13 | Reelect Tapio Hakakari, Ilkka Herlin, Peter Immonen, Teresa Kemppi-Vasama, Johanna Lamminen, Kaisa Olkkonen, Teuvo Salminen and Heikki Soljama as Directors | Management | For | Voted - Against | |
14 | Approve Remuneration of Auditors | Management | For | Voted - For | |
15 | Fix Number of Auditors at One | Management | For | Voted - For | |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For | |
17 | Authorize Share Repurchase Program | Management | For | Voted - For | |
18 | Close Meeting | Management | None | Non-Voting |
COGNEX CORPORATION
Security ID: 192422103
Ticker: CGNX
Meeting Date: 23-Apr-20
Meeting Type: Annual
1.1 | Elect Director Patrick A. Alias | Management | For | Voted - For | |
1.2 | Elect Director Theodor Krantz | Management | For | Voted - For | |
1.3 | Elect Director Dianne M. Parrotte | Management | For | Voted - For | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
128
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DAIFUKU CO., LTD.
Security ID: J08988107
Ticker: 6383
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Amend Articles to Amend Business Lines | Management | For | Voted - For | |
2.1 | Elect Director Geshiro, Hiroshi | Management | For | Voted - For | |
2.2 | Elect Director Honda, Shuichi | Management | For | Voted - For | |
2.3 | Elect Director Sato, Seiji | Management | For | Voted - For | |
2.4 | Elect Director Hayashi, Toshiaki | Management | For | Voted - For | |
2.5 | Elect Director Ozawa, Yoshiaki | Management | For | Voted - For | |
2.6 | Elect Director Sakai, Mineo | Management | For | Voted - For | |
2.7 | Elect Director Kato, Kaku | Management | For | Voted - For | |
2.8 | Elect Director Kaneko, Keiko | Management | For | Voted - For | |
3 | Appoint Statutory Auditor Aihara, Ryosuke | Management | For | Voted - For |
DAIHEN CORP.
Security ID: J09114109
Ticker: 6622
Meeting Date: 25-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | Voted - For | |
2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles - Clarify Director Authority on Board Meetings | Management | For | Voted - For |
DASSAULT SYSTEMES SA
Security ID: F2457H472
Ticker: DSY
Meeting Date: 26-May-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | Voted - For | |
5 | Approve Remuneration Policy of Corporate Officers | Management | For | Voted - For | |
6 | Approve Compensation of Charles Edelstenne, Chairman of the Board | Management | For | Voted - For | |
7 | Approve Compensation of Bernard Charles, Vice-Chairman and CEO | Management | For | Voted - Against | |
8 | Approve Compensation Report of Corporate Officers | Management | For | Voted - For | |
9 | Reelect Marie-Helene Habert-Dassault as Director | Management | For | Voted - For | |
10 | Reelect Laurence Lescourret as Director | Management | For | Voted - For |
129
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | Voted - For | |
12 | Authorize Repurchase of Up to 5 Million Shares | Management | For | Voted - For | |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For | |
14 | Amend Articles 14, 16 and 19 of Bylaws to Comply with Legal Changes | Management | For | Voted - For | |
15 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Voted - Against | |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
17 | Delegate Power to the Board to Carry Mergers by Absorption | Management | For | Voted - Against | |
18 | Pursuant to Item 17 Above, Delegate Power to the Board to Issue Shares in Connection with Mergers by Absorption | Management | For | Voted - Against | |
19 | Delegate Power to the Board to Carry Spin-Off Agreements | Management | For | Voted - Against | |
20 | Pursuant to Item 19 Above, Delegate Power to the Board to Issue Shares in Connection with Spin-Off Agreements | Management | For | Voted - Against | |
21 | Delegate Power to the Board to Acquire Certain Assets of Another Company | Management | For | Voted - Against | |
22 | Pursuant to Item 21 Above, Delegate Power to the Board to Issue Shares in Connection with Acquisitions | Management | For | Voted - Against | |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
DEERE & COMPANY
Security ID: 244199105
Ticker: DE
Meeting Date: 26-Feb-20
Meeting Type: Annual
1a | Elect Director Samuel R. Allen | Management | For | Voted - For | |
1b | Elect Director Alan C. Heuberger | Management | For | Voted - For | |
1c | Elect Director Charles O. Holliday, Jr. | Management | For | Voted - For | |
1d | Elect Director Dipak C. Jain | Management | For | Voted - For | |
1e | Elect Director Michael O. Johanns | Management | For | Voted - For | |
1f | Elect Director Clayton M. Jones | Management | For | Voted - For | |
1g | Elect Director John C. May | Management | For | Voted - For | |
1h | Elect Director Gregory R. Page | Management | For | Voted - For | |
1i | Elect Director Sherry M. Smith | Management | For | Voted - For | |
1j | Elect Director Dmitri L. Stockton | Management | For | Voted - For | |
1k | Elect Director Sheila G. Talton | Management | For | Voted - For | |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Voted - Against | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
130
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
6 | Disclose Board Qualifications Matrix | Shareholder | Against | Voted - Against |
DELTA ELECTRONICS, INC.
Security ID: Y20263102
Ticker: 2308
Meeting Date: 10-Jun-20
Meeting Type: Annual
1 | Approve Financial Statements | Management | For | Voted - For | |
2 | Approve Profit Distribution | Management | For | Voted - For | |
3 | Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | Voted - For | |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Voted - For |
DUERR AG
Security ID: D23279108
Ticker: DUE
Meeting Date: 28-May-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Voted - For | |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6 | Elect Arnd Zinnhardt to the Supervisory Board | Management | For | Voted - For | |
7 | Amend Articles Re: Participation and Voting Requirements | Management | For | Voted - For |
ELEKTA AB
Security ID: W2479G107
Ticker: EKTA.B
Meeting Date: 22-Aug-19
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting | |
2 | Elect Chairman of Meeting | Management | For | Voted - For | |
3 | Prepare and Approve List of Shareholders | Management | For | Voted - For | |
4 | Approve Agenda of Meeting | Management | For | Voted - For | |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For | |
6 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For | |
7 | Receive Financial Statements and Statutory Reports | Management | None | Non-Voting | |
8 | Receive President's Report | Management | None | Non-Voting | |
9 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
131
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Approve Allocation of Income and Dividends of SEK 1.80 Per Share | Management | For | Voted - For | |
11 | Approve Discharge of Board and President | Management | For | Voted - For | |
12 | Receive Nominating Committee's Report | Management | None | Non-Voting | |
13 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Voted - For | |
14 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.1 Million; Approve Remuneration of Auditors | Management | For | Voted - For | |
15 | Reelect Laurent Leksell, Caroline Leksell Cooke, Johan Malmqvist, Tomas Puusepp, Wolfgang Reim, Jan Secher, Birgitta Stymne Goransson and Cecilia Wikstrom as Directors | Management | For | Voted - For | |
16 | Ratify Ernst & Young as Auditors | Management | For | Voted - For | |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Voted - For | |
18.a | Approve Performance Share Plan 2019 | Management | For | Voted - For | |
18.b | Approve Equity Plan Financing | Management | For | Voted - For | |
19 | Approve Equity Plan Financing of 2017 and 2018 Performance Share Plans | Management | For | Voted - Against | |
20.a | Authorize Share Repurchase Program | Management | For | Voted - For | |
20.b | Authorize Reissuance of Repurchased Shares | Management | For | Voted - For | |
21 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Voted - For | |
22.a | Eliminate Differentiated Voting Rights | Shareholder | None | Voted - Against | |
22.b | Delete Following Paragraphs in Article 5 | Shareholder | None | Voted - Against | |
22.c | Convert All Shares of Series A and Series B into Shares without Serial Designation | Shareholder | None | Voted - Against | |
22.d | Instruct Board to Work for the Swedish Companies Act to be Amended so that the Possibility of Differentiation of Voting Rights is Abolished | Shareholder | None | Voted - Against | |
22.e | Instruct Board to Present Proposal to Represent Small and Middle-sized Shareholders in Board and Nominating Committee | Shareholder | None | Voted - Against | |
23 | Close Meeting | Management | None | Non-Voting |
FANUC CORP.
Security ID: J13440102
Ticker: 6954
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 174.65 | Management | For | Voted - For | |
2.1 | Elect Director Inaba, Yoshiharu | Management | For | Voted - For | |
2.2 | Elect Director Yamaguchi, Kenji | Management | For | Voted - For | |
2.3 | Elect Director Uchida, Hiroyuki | Management | For | Voted - For | |
2.4 | Elect Director Gonda, Yoshihiro | Management | For | Voted - For | |
2.5 | Elect Director Saito, Yutaka | Management | For | Voted - For | |
2.6 | Elect Director Inaba, Kiyonori | Management | For | Voted - For |
132
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.7 | Elect Director Noda, Hiroshi | Management | For | Voted - For | |
2.8 | Elect Director Michael J. Cicco | Management | For | Voted - For | |
2.9 | Elect Director Tsukuda, Kazuo | Management | For | Voted - For | |
2.10 | Elect Director Imai, Yasuo | Management | For | Voted - For | |
2.11 | Elect Director Ono, Masato | Management | For | Voted - For | |
2.12 | Elect Director Yamazaki, Naoko | Management | For | Voted - For | |
3 | Appoint Statutory Auditor Tomita, Mieko | Management | For | Voted - For |
FARO TECHNOLOGIES, INC.
Security ID: 311642102
Ticker: FARO
Meeting Date: 29-May-20
Meeting Type: Annual
1.1 | Elect Director Michael D. Burger | Management | For | Voted - For | |
1.2 | Elect Director Stephen R. Cole | Management | For | Voted - For | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
FLIR SYSTEMS, INC.
Security ID: 302445101
Ticker: FLIR
Meeting Date: 16-Apr-20
Meeting Type: Annual
1a | Elect Director James J. Cannon | Management | For | Voted - For | |
1b | Elect Director John D. Carter | Management | For | Voted - For | |
1c | Elect Director William W. Crouch | Management | For | Voted - For | |
1d | Elect Director Catherine A. Halligan | Management | For | Voted - For | |
1e | Elect Director Earl R. Lewis | Management | For | Voted - For | |
1f | Elect Director Angus L. Macdonald | Management | For | Voted - For | |
1g | Elect Director Michael T. Smith | Management | For | Voted - For | |
1h | Elect Director Cathy A. Stauffer | Management | For | Voted - For | |
1i | Elect Director Robert S. Tyrer | Management | For | Voted - For | |
1j | Elect Director John W. Wood, Jr. | Management | For | Voted - For | |
1k | Elect Director Steven E. Wynne | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Change State of Incorporation Oregon to Delaware | Management | For | Voted - For |
FUJI CORP. (MACHINERY)
Security ID: J1R541101
Ticker: 6134
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | Voted - For | |
2.1 | Elect Director Soga, Nobuyuki | Management | For | Voted - For |
133
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.2 | Elect Director Suhara, Shinsuke | Management | For | Voted - For | |
2.3 | Elect Director Ezaki, Hajime | Management | For | Voted - For | |
2.4 | Elect Director Sugiura, Masaaki | Management | For | Voted - For | |
2.5 | Elect Director Tatsumi, Mitsuji | Management | For | Voted - For | |
2.6 | Elect Director Kano, Junichi | Management | For | Voted - For | |
2.7 | Elect Director Kawai, Nobuko | Management | For | Voted - For | |
2.8 | Elect Director Tamada, Hideaki | Management | For | Voted - For | |
2.9 | Elect Director Mizuno, Shoji | Management | For | Voted - For | |
3 | Appoint Alternate Statutory Auditor Abe, Masaaki | Management | For | Voted - For |
GLOBAL UNICHIP CORP.
Security ID: Y2724H114
Ticker: 3443
Meeting Date: 14-May-20
Meeting Type: Annual
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For | |
2 | Approve Profit Distribution | Management | For | Voted - For | |
3 | Approve Amendments to Lending Procedures and Caps | Management | For | Voted - For | |
4 | Amend Procedures for Endorsement and Guarantees | Management | For | Voted - For | |
5.1 | Elect F.C. TSENG, a Representative of TSMC, with SHAREHOLDER NO.1112, as Non-independent Director | Management | For | Voted - For | |
5.2 | Elect KEN CHEN, a Representative of TSMC, with SHAREHOLDER NO.1112, as Non-independent Director | Management | For | Voted - For | |
5.3 | Elect CLIFF HOU, a Representative of TSMC, with SHAREHOLDER NO.1112, as Non-independent Director | Management | For | Voted - For | |
5.4 | Elect WENDELL HUANG, a Representative of TSMC, with SHAREHOLDER NO.1112, as Non-independent Director | Management | For | Voted - For | |
5.5 | Elect BENSON LIU, with SHAREHOLDER NO. P100215XXX as Independent Director | Management | For | Voted - For | |
5.6 | Elect CHEIN-WEI JEN, with SHAREHOLDER NO.D100797XXX as Independent Director | Management | For | Voted - For | |
5.7 | Elect WEN-YEU WANG, with SHAREHOLDER NO.A103389XXX as Independent Director | Management | For | Voted - For | |
5.8 | Elect PETER WU, with SHAREHOLDER NO. Q101799XXX as Independent Director | Management | For | Voted - For | |
5.9 | Elect KENNETH KIN, with SHAREHOLDER NO. F102831XXX as Independent Director | Management | For | Voted - For | |
6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Voted - For |
GLOBUS MEDICAL, INC.
Security ID: 379577208
Ticker: GMED
Meeting Date: 03-Jun-20
Meeting Type: Annual
1a | Elect Director David M. Demski | Management | For | Voted - Against | |
1b | Elect Director Robert A. Douglas | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
134
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD.
Security ID: Y3063F107
Ticker: 002008
Meeting Date: 05-Sep-19
Meeting Type: Special
1 | Approve Stock Option Incentive Plan and Its Summary | Management | For | Voted - Against | |
2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | Voted - Against | |
3 | Approve Authorization of the Board to Handle All Related Matters | Management | For | Voted - Against |
Meeting Date: 27-Dec-19
Meeting Type: Special
1 | Approve to Appoint Auditor | Management | For | Voted - For |
Meeting Date: 10-Jun-20
Meeting Type: Annual
1 | Approve Report of the Board of Directors | Management | For | Voted - For | |
2 | Approve Report of the Board of Supervisors | Management | For | Voted - For | |
3 | Approve Annual Report and Summary | Management | For | Voted - For | |
4 | Approve Financial Statements | Management | For | Voted - For | |
5 | Approve Profit Distribution | Management | For | Voted - For | |
6 | Approve Use of Funds for Financial Products | Management | For | Voted - For | |
7 | Approve Appointment of Auditor | Management | For | Voted - For | |
8 | Amend Articles of Association | Management | For | Voted - For | |
9 | Approve Use of Raised Funds for Cash Management | Management | For | Voted - For |
HARMONIC DRIVE SYSTEMS, INC.
Security ID: J1886F103
Ticker: 6324
Meeting Date: 24-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | Voted - For | |
2.1 | Elect Director Ito, Mitsumasa | Management | For | Voted - For | |
2.2 | Elect Director Nagai, Akira | Management | For | Voted - For | |
2.3 | Elect Director Maruyama, Akira | Management | For | Voted - For | |
2.4 | Elect Director Ito, Yoshinori | Management | For | Voted - For | |
2.5 | Elect Director Kamijo, Kazutoshi | Management | For | Voted - For | |
2.6 | Elect Director Yoshida, Haruhiko | Management | For | Voted - For | |
2.7 | Elect Director Sakai, Shinji | Management | For | Voted - For | |
2.8 | Elect Director Nakamura, Masanobu | Management | For | Voted - For | |
2.9 | Elect Director Fukuda, Yoshio | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Yasue, Hideo | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Yokogoshi, Yoshitsugu | Management | For | Voted - Against | |
3.3 | Appoint Statutory Auditor Ohashi, Shigeto | Management | For | Voted - Against |
135
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3.4 | Appoint Statutory Auditor Imazato, Eisaku | Management | For | Voted - Against | |
4 | Approve Compensation Ceiling for Statutory Auditors | Management | For | Voted - For | |
5 | Approve Director and Statutory Auditor Retirement Bonus | Management | For | Voted - Against |
HEXAGON AB
Security ID: W40063104
Ticker: HEXA.B
Meeting Date: 29-Apr-20
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting | |
2 | Elect Chairman of Meeting | Management | For | Voted - For | |
3 | Prepare and Approve List of Shareholders | Management | For | Voted - For | |
4 | Approve Agenda of Meeting | Management | For | Voted - For | |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Voted - For | |
6 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For | |
7 | Receive President's Report | Management | None | Non-Voting | |
8.a | Receive Financial Statements and Statutory Reports | Management | None | Non-Voting | |
8.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | Non-Voting | |
8.c | Receive the Board's Dividend Proposal | Management | None | Non-Voting | |
9.a | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
9.b | Approve Allocation of Income and Omission of Dividends | Management | For | Voted - For | |
9.c | Approve Discharge of Board and President | Management | For | Voted - For | |
10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Voted - For | |
11 | Approve Remuneration of Directors in the Amount of SEK 1.85 Million for Chairman, and SEK 615,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Voted - For | |
12 | Reelect Ola Rollen, Gun Nilsson (Chair), Ulrika Francke, John Brandon, Henrik Henriksson, Sofia Schorling Hogberg and Marta Schorling Andreen as Directors; Elect Patrick Soderlund as New Director; Ratify Ernst & Young as Auditors | Management | For | Voted - Against | |
13 | Reelect Mikael Ekdahl, Jan Andersson and Johan Strandberg, and Elect Anders Oscarsson as Members of Nominating Committee | Management | For | Voted - For | |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Voted - For | |
15 | Amend Articles of Association Re: Company Name; Participation at General Meeting; Share Registrar | Management | For | Voted - For | |
16 | Close Meeting | Management | None | Non-Voting |
136
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
HIWIN TECHNOLOGIES CORP.
Security ID: Y3226A102
Ticker: 2049
Meeting Date: 19-Jun-20
Meeting Type: Annual
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For | |
2 | Approve Plan on Profit Distribution | Management | For | Voted - For | |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | Voted - For | |
4 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Voted - For |
IFLYTEK CO., LTD.
Security ID: Y013A6101
Ticker: 002230
Meeting Date: 09-Jan-20
Meeting Type: Special
1.1 | Elect Liu Qingfeng as Non-Independent Director | Management | For | Voted - For | |
1.2 | Elect Liu Xin as Non-Independent Director | Management | For | Voted - For | |
1.3 | Elect Wang Bing as Non-Independent Director | Management | For | Voted - For | |
1.4 | Elect Chen Tao as Non-Independent Director | Management | For | Voted - For | |
1.5 | Elect Wu Xiaoru as Non-Independent Director | Management | For | Voted - For | |
1.6 | Elect Hu Yu as Non-Independent Director | Management | For | Voted - For | |
1.7 | Elect Nie Xiaolin as Non-Independent Director | Management | For | Voted - For | |
2.1 | Elect Zhang Benzhao as Independent Director | Management | For | Voted - For | |
2.2 | Elect Zhao Huifang as Independent Director | Management | For | Voted - For | |
2.3 | Elect Liu Jianhua as Independent Director | Management | For | Voted - For | |
2.4 | Elect Zhao Xudong as Independent Director | Management | For | Voted - For | |
3.1 | Elect Gao Lingling as Supervisor | Management | For | Voted - For | |
3.2 | Elect Zhang Lan as Supervisor | Management | For | Voted - For |
Meeting Date: 12-May-20
Meeting Type: Annual
1 | Approve Report of the Board of Directors | Management | For | Voted - For | |
2 | Approve Report of the Board of Supervisors | Management | For | Voted - For | |
3 | Approve Financial Statements | Management | For | Voted - For | |
4 | Approve Allocation of Income and Capitalization of Capital Reserves | Management | For | Voted - For | |
5 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Management | For | Voted - For | |
6 | Approve Related Party Transaction | Management | For | Voted - For | |
7 | Approve Annual Report and Summary | Management | For | Voted - For | |
8 | Approve to Appoint Auditor | Management | For | Voted - For | |
9 | Approve Provision of Guarantee | Management | For | Voted - Against | |
10 | Approve Repurchase and Cancellation of Performance Shares | Management | For | Voted - For | |
11 | Approve Amendments to Articles of Association | Management | For | Voted - For |
137
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
12 | Amend Management System of Raised Funds | Management | For | Voted - For |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 27-May-20
Meeting Type: Annual
1A | Elect Director Caroline D. Dorsa | Management | For | Voted - For | |
1B | Elect Director Robert S. Epstein | Management | For | Voted - For | |
1C | Elect Director Scott Gottlieb | Management | For | Voted - For | |
1D | Elect Director Philip W. Schiller | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions | Shareholder | Against | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 23-Apr-20
Meeting Type: Annual
1a | Elect Director Craig H. Barratt | Management | For | Voted - For | |
1b | Elect Director Joseph C. Beery | Management | For | Voted - For | |
1c | Elect Director Gary S. Guthart | Management | For | Voted - For | |
1d | Elect Director Amal M. Johnson | Management | For | Voted - For | |
1e | Elect Director Don R. Kania | Management | For | Voted - For | |
1f | Elect Director Amy L. Ladd | Management | For | Voted - For | |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | Voted - For | |
1h | Elect Director Alan J. Levy | Management | For | Voted - For | |
1i | Elect Director Jami Dover Nachtsheim | Management | For | Voted - For | |
1j | Elect Director Mark J. Rubash | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against | |
5 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For | |
6 | Provide Right to Call Special Meeting | Management | For | Voted - For |
IPG PHOTONICS CORPORATION
Security ID: 44980X109
Ticker: IPGP
Meeting Date: 28-May-20
Meeting Type: Annual
1.1 | Elect Director Valentin P. Gapontsev | Management | For | Voted - For | |
1.2 | Elect Director Eugene A. Scherbakov | Management | For | Voted - For | |
1.3 | Elect Director Igor Samartsev | Management | For | Voted - For | |
1.4 | Elect Director Michael C. Child | Management | For | Voted - For | |
1.5 | Elect Director Gregory P. Dougherty | Management | For | Voted - For |
138
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.6 | Elect Director Catherine P. Lego | Management | For | Voted - For | |
1.7 | Elect Director Eric Meurice | Management | For | Voted - For | |
1.8 | Elect Director John R. Peeler | Management | For | Voted - For | |
1.9 | Elect Director Thomas J. Seifert | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
4 | Report on Management Team Diversity | Shareholder | Against | Voted - For |
IROBOT CORPORATION
Security ID: 462726100
Ticker: IRBT
Meeting Date: 20-May-20
Meeting Type: Annual
1a | Elect Director Andrew Miller | Management | For | Voted - For | |
1b | Elect Director Elisha Finney | Management | For | Voted - For | |
1c | Elect Director Michelle V. Stacy | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Eliminate Supermajority Vote Requirement | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For | |
5 | Provide Right to Call Special Meeting | Management | For | Voted - For | |
6 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
JOHN BEAN TECHNOLOGIES CORPORATION
Security ID: 477839104
Ticker: JBT
Meeting Date: 15-May-20
Meeting Type: Annual
1a | Elect Director Barbara L. Brasier | Management | For | Voted - For | |
1b | Elect Director Thomas W. Giacomini | Management | For | Voted - For | |
1c | Elect Director Polly B. Kawalek | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
KARDEX AG
Security ID: H44577189
Ticker: KARN
Meeting Date: 14-Apr-20
Meeting Type: Annual
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For | |
2 | Approve Allocation of Income and Dividends of CHF 4.50 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4.1.1 | Reelect Philipp Buhofer as Director | Management | For | Voted - For |
139
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.1.2 | Reelect Jakob Bleiker as Director | Management | For | Voted - For | |
4.1.3 | Reelect Ulrich Looser as Director | Management | For | Voted - Against | |
4.1.4 | Reelect Felix Thoeni as Director | Management | For | Voted - For | |
4.1.5 | Elect Eugen Elmiger as Director | Management | For | Voted - For | |
4.1.6 | Elect Andreas Haeberli as Director | Management | For | Voted - For | |
4.2 | Reelect Philipp Buhofer as Board Chairman | Management | For | Voted - For | |
4.3.1 | Reappoint Ulrich Looser as Member of the Compensation Committee | Management | For | Voted - Against | |
4.3.2 | Reappoint Felix Thoeni as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.3 | Appoint Eugen Elmiger as Member of the Compensation Committee | Management | For | Voted - For | |
4.4 | Designate Wenger & Vieli AG as Independent Proxy | Management | For | Voted - For | |
4.5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Voted - For | |
5.1 | Approve Remuneration of Directors in the Amount of CHF 1.2 Million | Management | For | Voted - Against | |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 4.4 Million | Management | For | Voted - For | |
6 | Change Company Name to Kardex Holding AG | Management | For | Voted - For | |
7 | Transact Other Business (Voting) | Management | For | Voted - Against |
KEYENCE CORP.
Security ID: J32491102
Ticker: 6861
Meeting Date: 12-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | Voted - For | |
2.1 | Elect Director Takizaki, Takemitsu | Management | For | Voted - For | |
2.2 | Elect Director Nakata, Yu | Management | For | Voted - For | |
2.3 | Elect Director Kimura, Keiichi | Management | For | Voted - For | |
2.4 | Elect Director Yamaguchi, Akiji | Management | For | Voted - For | |
2.5 | Elect Director Miki, Masayuki | Management | For | Voted - For | |
2.6 | Elect Director Yamamoto, Akinori | Management | For | Voted - For | |
2.7 | Elect Director Kanzawa, Akira | Management | For | Voted - For | |
2.8 | Elect Director Tanabe, Yoichi | Management | For | Voted - For | |
2.9 | Elect Director Taniguchi, Seiichi | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Takeda, Hidehiko | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Indo, Hiroji | Management | For | Voted - For | |
4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | Voted - For |
KOH YOUNG TECHNOLOGY, INC.
Security ID: Y4810R105
Ticker: 098460
Meeting Date: 23-Mar-20
Meeting Type: Annual
1 | Approve Financial Statements and Allocation of Income | Management | For | Voted - For |
140
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.1 | Amend Articles of Incorporation (Interim Dividend) | Management | For | Voted - For | |
2.2 | Amend Articles of Incorporation (Miscellaneous) | Management | For | Voted - For | |
3.1 | Elect Ko Gwang-il as Inside Director | Management | For | Voted - For | |
3.2 | Elect Hwang In-joon as Inside Director | Management | For | Voted - For | |
3.3 | Elect Shin Jae-deuk as Inside Director | Management | For | Voted - For | |
3.4 | Elect Kim Young-bae as Outside Director | Management | For | Voted - For | |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Voted - For | |
5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | Voted - For |
KRONES AG
Security ID: D47441171
Ticker: KRN
Meeting Date: 18-May-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Voted - For | |
3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | Voted - For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | Voted - For | |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Management | For | Voted - For | |
6 | Amend Articles Re: Company Announcements and Notices; Participation Right; Registration for Entry in the Commercial Register | Management | For | Voted - For |
MANHATTAN ASSOCIATES, INC.
Security ID: 562750109
Ticker: MANH
Meeting Date: 14-May-20
Meeting Type: Annual
1a | Elect Director Eddie Capel | Management | For | Voted - For | |
1b | Elect Director Charles E. Moran | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
MATERIALISE NV
Security ID: 57667T100
Ticker: MTLS
Meeting Date: 02-Jun-20
Meeting Type: Annual
1 | Receive Directors' Reports (Non-Voting) | Management | None | Non-Voting |
141
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Non-Voting | |
3 | Adopt Financial Statements | Management | For | Voted - For | |
4 | Approve Allocation of Income | Management | For | Voted - For | |
5 | Approve Discharge of Directors | Management | For | Voted - For | |
6 | Approve Discharge of Auditors | Management | For | Voted - For | |
7 | Ratify Auditors and Approve Auditors' Remuneration | Management | For | Voted - For | |
8a | Reelect Wilfried Vancraen as Director | Management | For | Voted - Against | |
8b | Reelect Peter Leys as Director | Management | For | Voted - Against | |
8c | Reelect A TRE C cvoa, Permanently Represented by Johan De Lille, as Director | Management | For | Voted - Against | |
8d | Reelect Hilde Ingelaere as Director | Management | For | Voted - Against | |
8e | Reelect Jurgen Ingels as Director | Management | For | Voted - For | |
8f | Reelect Jos Vander Sloten as Director | Management | For | Voted - Against | |
8g | Reelect Godelieve Verplancke as Director | Management | For | Voted - For | |
8h | Reelect Bart Luyten as Director | Management | For | Voted - For | |
8i | Reelect Volker Hammes as Director | Management | For | Voted - Against | |
8j | Elect Sander Vancraen as Director | Management | For | Voted - Against | |
9 | Authorize Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
MICROCHIP TECHNOLOGY INCORPORATED
Security ID: 595017104
Ticker: MCHP
Meeting Date: 20-Aug-19
Meeting Type: Annual
1.1 | Elect Director Steve Sanghi | Management | For | Voted - For | |
1.2 | Elect Director Matthew W. Chapman | Management | For | Voted - For | |
1.3 | Elect Director L.B. Day | Management | For | Voted - For | |
1.4 | Elect Director Esther L. Johnson | Management | For | Voted - For | |
1.5 | Elect Director Wade F. Meyercord | Management | For | Voted - For | |
2 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
5 | Report on Human Rights Risks in Operations and Supply Chain | Shareholder | Against | Voted - For |
MITSUBISHI ELECTRIC CORP.
Security ID: J43873116
Ticker: 6503
Meeting Date: 26-Jun-20
Meeting Type: Annual
1.1 | Elect Director Sakuyama, Masaki | Management | For | Voted - Against | |
1.2 | Elect Director Sugiyama, Takeshi | Management | For | Voted - Against | |
1.3 | Elect Director Sagawa, Masahiko | Management | For | Voted - For | |
1.4 | Elect Director Harada, Shinji | Management | For | Voted - Against | |
1.5 | Elect Director Kawagoishi, Tadashi | Management | For | Voted - For | |
1.6 | Elect Director Sakamoto, Takashi | Management | For | Voted - For |
142
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.7 | Elect Director Uruma, Kei | Management | For | Voted - For | |
1.8 | Elect Director Yabunaka, Mitoji | Management | For | Voted - For | |
1.9 | Elect Director Obayashi, Hiroshi | Management | For | Voted - For | |
1.10 | Elect Director Watanabe, Kazunori | Management | For | Voted - For | |
1.11 | Elect Director Koide, Hiroko | Management | For | Voted - For | |
1.12 | Elect Director Oyamada, Takashi | Management | For | Voted - Against |
NABTESCO CORP.
Security ID: J4707Q100
Ticker: 6268
Meeting Date: 24-Mar-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | Management | For | Voted - For | |
2.1 | Elect Director Teramoto, Katsuhiro | Management | For | Voted - For | |
2.2 | Elect Director Juman, Shinji | Management | For | Voted - For | |
2.3 | Elect Director Hakoda, Daisuke | Management | For | Voted - For | |
2.4 | Elect Director Akita, Toshiaki | Management | For | Voted - For | |
2.5 | Elect Director Naoki, Shigeru | Management | For | Voted - For | |
2.6 | Elect Director Kimura, Kazumasa | Management | For | Voted - For | |
2.7 | Elect Director Fujiwara, Yutaka | Management | For | Voted - For | |
2.8 | Elect Director Uchida, Norio | Management | For | Voted - For | |
2.9 | Elect Director Iizuka, Mari | Management | For | Voted - For | |
2.10 | Elect Director Mizukoshi, Naoko | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Shimizu, Isao | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Sasaki, Zenzo | Management | For | Voted - For | |
3.3 | Appoint Statutory Auditor Nagasaka, Takemi | Management | For | Voted - For |
NACHI-FUJIKOSHI CORP.
Security ID: J47098108
Ticker: 6474
Meeting Date: 19-Feb-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | Voted - For | |
2.1 | Elect Director Hamamoto, Satoshi | Management | For | Voted - For | |
2.2 | Elect Director Kunisaki, Akira | Management | For | Voted - For | |
2.3 | Elect Director Okabe, Yo | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Kobayashi, Masayuki | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Hori, Masashi | Management | For | Voted - For | |
3.3 | Appoint Statutory Auditor Yamazaki, Masakazu | Management | For | Voted - Against | |
3.4 | Appoint Statutory Auditor Matsunaga, Tokuhiro | Management | For | Voted - Against | |
4 | Approve Trust-Type Equity Compensation Plan | Management | For | Voted - For | |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Voted - Against |
143
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NATIONAL INSTRUMENTS CORPORATION
Security ID: 636518102
Ticker: NATI
Meeting Date: 05-May-20
Meeting Type: Annual
1.1 | Elect Director Michael E. McGrath | Management | For | Voted - For | |
1.2 | Elect Director Alexander M. Davern | Management | For | Voted - For | |
2 | Approve Restricted Stock Plan | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NORDSON CORPORATION
Security ID: 655663102
Ticker: NDSN
Meeting Date: 25-Feb-20
Meeting Type: Annual
1.1 | Elect Director Sundaram Nagarajan | Management | For | Voted - For | |
1.2 | Elect Director Ginger M. Jones | Management | For | Voted - For | |
1.3 | Elect Director Joseph P. Keithley | Management | For | Voted - For | |
1.4 | Elect Director Michael J. Merriman, Jr. | Management | For | Voted - For | |
1.5 | Elect Director Mary G. Puma | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NOVANTA INC.
Security ID: 67000B104
Ticker: NOVT
Meeting Date: 26-May-20
Meeting Type: Annual/Special
1.1 | Elect Director Stephen W. Bershad | Management | For | Voted - For | |
1.2 | Elect Director Lonny J. Carpenter | Management | For | Voted - For | |
1.3 | Elect Director Deborah DiSanzo | Management | For | Voted - For | |
1.4 | Elect Director Matthijs Glastra | Management | For | Voted - For | |
1.5 | Elect Director Brian D. King | Management | For | Voted - For | |
1.6 | Elect Director Ira J. Lamel | Management | For | Voted - For | |
1.7 | Elect Director Maxine L. Mauricio | Management | For | Voted - For | |
1.8 | Elect Director Dominic A. Romeo | Management | For | Voted - For | |
1.9 | Elect Director Thomas N. Secor | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Management | For | Voted - For |
144
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NUANCE COMMUNICATIONS, INC.
Security ID: 67020Y100
Ticker: NUAN
Meeting Date: 22-Jan-20
Meeting Type: Annual
1.1 | Elect Director Mark D. Benjamin | Management | For | Voted - For | |
1.2 | Elect Director Daniel Brennan | Management | For | Voted - For | |
1.3 | Elect Director Lloyd Carney | Management | For | Voted - Withheld | |
1.4 | Elect Director Thomas Ebling | Management | For | Voted - For | |
1.5 | Elect Director Robert Finocchio, Jr. | Management | For | Voted - For | |
1.6 | Elect Director Laura S. Kaiser | Management | For | Voted - For | |
1.7 | Elect Director Michal Katz | Management | For | Voted - For | |
1.8 | Elect Director Mark Laret | Management | For | Voted - For | |
1.9 | Elect Director Sanjay Vaswani | Management | For | Voted - For | |
2 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For | |
5 | Require Independent Board Chairman | Shareholder | Against | Voted - For |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 09-Jun-20
Meeting Type: Annual
1a | Elect Director Robert K. Burgess | Management | For | Voted - For | |
1b | Elect Director Tench Coxe | Management | For | Voted - For | |
1c | Elect Director Persis S. Drell | Management | For | Voted - For | |
1d | Elect Director Jen-Hsun Huang | Management | For | Voted - For | |
1e | Elect Director Dawn Hudson | Management | For | Voted - For | |
1f | Elect Director Harvey C. Jones | Management | For | Voted - For | |
1g | Elect Director Michael G. McCaffery | Management | For | Voted - For | |
1h | Elect Director Stephen C. Neal | Management | For | Voted - For | |
1i | Elect Director Mark L. Perry | Management | For | Voted - For | |
1j | Elect Director A. Brooke Seawell | Management | For | Voted - For | |
1k | Elect Director Mark A. Stevens | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
OCADO GROUP PLC
Security ID: G6718L106
Ticker: OCDO
Meeting Date: 06-May-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
145
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Approve Remuneration Report | Management | For | Voted - Against | |
3 | Re-elect Lord Rose as Director | Management | For | Voted - For | |
4 | Re-elect Tim Steiner as Director | Management | For | Voted - For | |
5 | Re-elect Duncan Tatton-Brown as Director | Management | For | Voted - For | |
6 | Re-elect Neill Abrams as Director | Management | For | Voted - For | |
7 | Re-elect Mark Richardson as Director | Management | For | Voted - For | |
8 | Re-elect Luke Jensen as Director | Management | For | Voted - For | |
9 | Re-elect Jorn Rausing as Director | Management | For | Voted - For | |
10 | Re-elect Andrew Harrison as Director | Management | For | Voted - Against | |
11 | Re-elect Emma Lloyd as Director | Management | For | Voted - For | |
12 | Re-elect Julie Southern as Director | Management | For | Voted - For | |
13 | Elect John Martin as Director | Management | For | Voted - For | |
14 | Elect Claudia Arney as Director | Management | For | Voted - For | |
15 | Reappoint Deloitte LLP as Auditors | Management | For | Voted - For | |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For | |
17 | Authorise EU Political Donations and Expenditure | Management | For | Voted - For | |
18 | Amend Executive Share Option Scheme | Management | For | Voted - For | |
19 | Approve Employee Share Purchase Plan | Management | For | Voted - For | |
20 | Approve Restricted Share Plan | Management | For | Voted - For | |
21 | Authorise Issue of Equity | Management | For | Voted - For | |
22 | Authorise Issue of Equity in Connection with a Rights Issue | Management | For | Voted - For | |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For | |
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For | |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For | |
26 | Adopt New Articles of Association | Management | For | Voted - Against | |
27 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
OMNICELL, INC.
Security ID: 68213N109
Ticker: OMCL
Meeting Date: 26-May-20
Meeting Type: Annual
1.1 | Elect Director Joanne B. Bauer | Management | For | Voted - For | |
1.2 | Elect Director Robin G. Seim | Management | For | Voted - For | |
1.3 | Elect Director Sara J. White | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
146
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
OMRON CORP.
Security ID: J61374120
Ticker: 6645
Meeting Date: 23-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 42 | Management | For | Voted - For | |
2.1 | Elect Director Tateishi, Fumio | Management | For | Voted - For | |
2.2 | Elect Director Yamada, Yoshihito | Management | For | Voted - For | |
2.3 | Elect Director Miyata, Kiichiro | Management | For | Voted - For | |
2.4 | Elect Director Nitto, Koji | Management | For | Voted - For | |
2.5 | Elect Director Ando, Satoshi | Management | For | Voted - For | |
2.6 | Elect Director Kobayashi, Eizo | Management | For | Voted - For | |
2.7 | Elect Director Kamigama, Takehiro | Management | For | Voted - For | |
2.8 | Elect Director Kobayashi, Izumi | Management | For | Voted - For | |
3 | Appoint Statutory Auditor Uchiyama, Hideyo | Management | For | Voted - For | |
4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | Voted - For |
OPTEX GROUP CO., LTD.
Security ID: J61654109
Ticker: 6914
Meeting Date: 26-Mar-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | Voted - For | |
2.1 | Elect Director Oguni, Isamu | Management | For | Voted - For | |
2.2 | Elect Director Higashi, Akira | Management | For | Voted - For | |
2.3 | Elect Director Kobayashi, Toru | Management | For | Voted - For | |
2.4 | Elect Director Kamimura, Toru | Management | For | Voted - For | |
2.5 | Elect Director Onishi, Hiroyuki | Management | For | Voted - For | |
2.6 | Elect Director Nakajima, Tatsuya | Management | For | Voted - For | |
2.7 | Elect Director Yoshida, Kazuhiro | Management | For | Voted - For | |
2.8 | Elect Director Aono, Nanako | Management | For | Voted - For | |
3.1 | Elect Director and Audit Committee Member Kuroda, Yukio | Management | For | Voted - For | |
3.2 | Elect Director and Audit Committee Member Sakemi, Yasushi | Management | For | Voted - For |
PTC INC.
Security ID: 69370C100
Ticker: PTC
Meeting Date: 12-Feb-20
Meeting Type: Annual
1.1 | Elect Director Janice Chaffin | Management | For | Voted - For | |
1.2 | Elect Director Phillip Fernandez | Management | For | Voted - For | |
1.3 | Elect Director James Heppelmann | Management | For | Voted - For | |
1.4 | Elect Director Klaus Hoehn | Management | For | Voted - For | |
1.5 | Elect Director Paul Lacy | Management | For | Voted - For |
147
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.6 | Elect Director Corinna Lathan | Management | For | Voted - For | |
1.7 | Elect Director Blake Moret | Management | For | Voted - For | |
1.8 | Elect Director Robert Schechter | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
QUALCOMM INCORPORATED
Security ID: 747525103
Ticker: QCOM
Meeting Date: 10-Mar-20
Meeting Type: Annual
1a | Elect Director Mark Fields | Management | For | Voted - For | |
1b | Elect Director Jeffrey W. Henderson | Management | For | Voted - For | |
1c | Elect Director Ann M. Livermore | Management | For | Voted - For | |
1d | Elect Director Harish Manwani | Management | For | Voted - For | |
1e | Elect Director Mark D. McLaughlin | Management | For | Voted - For | |
1f | Elect Director Steve Mollenkopf | Management | For | Voted - For | |
1g | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Voted - For | |
1h | Elect Director Irene B. Rosenfeld | Management | For | Voted - For | |
1i | Elect Director Kornelis "Neil" Smit | Management | For | Voted - For | |
1j | Elect Director Anthony J. Vinciquerra | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
RAVEN INDUSTRIES, INC.
Security ID: 754212108
Ticker: RAVN
Meeting Date: 20-May-20
Meeting Type: Annual
1a | Elect Director Jason M. Andringa | Management | For | Voted - For | |
1b | Elect Director Thomas S. Everist | Management | For | Voted - For | |
1c | Elect Director Janet M. Holloway | Management | For | Voted - For | |
1d | Elect Director Kevin T. Kirby | Management | For | Voted - For | |
1e | Elect Director Marc E. LeBaron | Management | For | Voted - For | |
1f | Elect Director Lois M. Martin | Management | For | Voted - For | |
1g | Elect Director Richard W. Parod | Management | For | Voted - For | |
1h | Elect Director Daniel A. Rykhus | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
4 | Approve Authorization of Indebtedness | Management | For | Voted - For |
148
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
RENISHAW PLC
Security ID: G75006117
Ticker: RSW
Meeting Date: 24-Oct-19
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Remuneration Report | Management | For | Voted - For | |
3 | Approve Final Dividend | Management | For | Voted - For | |
4 | Re-elect Sir David McMurtry as Director | Management | For | Voted - Against | |
5 | Re-elect John Deer as Director | Management | For | Voted - Against | |
6 | Re-elect Will Lee as Director | Management | For | Voted - For | |
7 | Re-elect Allen Roberts as Director | Management | For | Voted - For | |
8 | Re-elect Carol Chesney as Director | Management | For | Voted - For | |
9 | Re-elect Catherine Glickman as Director | Management | For | Voted - For | |
10 | Re-elect Sir David Grant as Director | Management | For | Voted - For | |
11 | Re-elect John Jeans as Director | Management | For | Voted - For | |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For | |
13 | Authorise the Audit Committee of the Board to Fix Remuneration of Auditors | Management | For | Voted - For | |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
ROCKWELL AUTOMATION, INC.
Security ID: 773903109
Ticker: ROK
Meeting Date: 04-Feb-20
Meeting Type: Annual
A1 | Elect Director Steven R. Kalmanson | Management | For | Voted - For | |
A2 | Elect Director James P. Keane | Management | For | Voted - For | |
A3 | Elect Director Pam Murphy | Management | For | Voted - For | |
A4 | Elect Director Donald R. Parfet | Management | For | Voted - For | |
B | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
C | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
D | Approve Omnibus Stock Plan | Management | For | Voted - For |
SCHNEIDER ELECTRIC SE
Security ID: F86921107
Ticker: SU
Meeting Date: 23-Apr-20
Meeting Type: Annual/Special
1 | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Management | For | Voted - For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Voted - For |
149
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Management | For | Voted - For | |
6 | Approve Compensation Report | Management | For | Voted - For | |
7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Management | For | Voted - For | |
8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Management | For | Voted - For | |
9 | Approve Remuneration Policy of Chairman and CEO | Management | For | Voted - For | |
10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Management | For | Voted - For | |
11 | Approve Remuneration Policy of Board Members | Management | For | Voted - For | |
12 | Reelect Leo Apotheker as Director | Management | For | Voted - For | |
13 | Reelect Cecile Cabanis as Director | Management | For | Voted - For | |
14 | Reelect Fred Kindle as Director | Management | For | Voted - For | |
15 | Reelect Willy Kissling as Director | Management | For | Voted - For | |
16 | Elect Jill Lee as Director | Management | For | Voted - For | |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For | |
18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Management | For | Voted - For | |
19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Management | For | Voted - For | |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Voted - For | |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Voted - For | |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | Voted - For |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 17-Jun-20
Meeting Type: Annual
1a | Elect Director William R. "Bill" McDermott | Management | For | Voted - For | |
1b | Elect Director Anita M. Sands | Management | For | Voted - For | |
1c | Elect Director Dennis M. Woodside | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For | |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Security ID: Y7744Z101
Ticker: 300124
Meeting Date: 09-Oct-19
Meeting Type: Special
1 | Approve Provision of Guarantee | Management | For | Voted - For |
150
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Amend Financial Management System | Management | For | Voted - For | |
3 | Approve to Appoint Auditor | Management | For | Voted - For | |
4 | Approve Repurchase and Cancellation of Partial Performance Shares (1) | Management | For | Voted - For | |
5 | Approve Repurchase and Cancellation of Partial Performance Shares (2) | Management | For | Voted - For | |
6 | Approve Decrease in Registered Capital and Amend Articles of Association | Management | For | Voted - For |
Meeting Date: 22-May-20
Meeting Type: Annual
1 | Approve Annual Report and Summary | Management | For | Voted - For | |
2 | Approve Report of the Board of Directors | Management | For | Voted - For | |
3 | Approve Report of the Board of Supervisors | Management | For | Voted - For | |
4 | Approve Profit Distribution | Management | For | Voted - For | |
5 | Approve Financial Budget | Management | For | Voted - For | |
6 | Approve Change in Registered Capital and Amend Articles of Association | Management | For | Voted - For | |
7 | Approve Repurchase and Cancellation of Performance Shares (1) | Management | For | Voted - For | |
8 | Approve Repurchase and Cancellation of Performance Shares (2) | Management | For | Voted - For | |
9 | Approve Adjustment of Implementation Progress of Technology Center Project Using Excess Raised Funds | Management | For | Voted - For |
SHIBAURA MACHINE CO., LTD.
Security ID: J89838106
Ticker: 6104
Meeting Date: 29-Jun-20
Meeting Type: Annual
1.1 | Elect Director Iimura, Yukio | Management | For | Voted - For | |
1.2 | Elect Director Sakamoto, Shigetomo | Management | For | Voted - For | |
1.3 | Elect Director Kobayashi, Akiyoshi | Management | For | Voted - For | |
1.4 | Elect Director Ota, Hiroaki | Management | For | Voted - For | |
1.5 | Elect Director Sato, Kiyoshi | Management | For | Voted - For | |
1.6 | Elect Director Iwasaki, Seigo | Management | For | Voted - For | |
1.7 | Elect Director Inoue, Hiroshi | Management | For | Voted - For | |
1.8 | Elect Director Terawaki, Kazumine | Management | For | Voted - For | |
1.9 | Elect Director Hayakawa, Chisa | Management | For | Voted - For | |
2 | Elect Alternate Director and Audit Committee Member Imamura, Akifumi | Management | For | Voted - For | |
3 | Approve Two Types of Restricted Stock Plans | Management | For | Voted - For |
SIASUN ROBOT & AUTOMATION CO., LTD.
Security ID: Y7912E104
Ticker: 300024
Meeting Date: 18-May-20
Meeting Type: Annual
1 | Approve Report of the Board of Directors | Management | For | Voted - For |
151
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Approve Report of the Board of Supervisors | Management | For | Voted - For | |
3 | Approve Annual Report and Summary | Management | For | Voted - For | |
4 | Approve Allocation of Income and Capitalization of Capital Reserves | Management | For | Voted - For | |
5 | Approve Financial Statements | Management | For | Voted - For | |
6 | Approve to Appoint Auditor | Management | For | Voted - For | |
7 | Approve Credit Line Bank Application | Management | For | Voted - For | |
8 | Amend Articles of Association | Management | For | Voted - Against | |
9 | Elect Zhao Liguo as Non-Independent Director | Management | For | Voted - For | |
10 | Approve Amendments to Articles of Association to Expand Business Scope | Management | For | Voted - For |
SIEMENS AG
Security ID: D69671218
Ticker: SIE
Meeting Date: 05-Feb-20
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) | Management | None | Non-Voting | |
2 | Approve Allocation of Income and Dividends of EUR 3.90 per Share | Management | For | Voted - For | |
3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19 | Management | For | Voted - For | |
3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19 | Management | For | Voted - For | |
3.3 | Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19 | Management | For | Voted - For | |
3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19 | Management | For | Voted - For | |
3.5 | Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19 | Management | For | Voted - For | |
3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19 | Management | For | Voted - For | |
3.7 | Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19 | Management | For | Voted - For | |
3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19 | Management | For | Voted - For | |
4.1 | Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19 | Management | For | Voted - For | |
4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19 | Management | For | Voted - For | |
4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19 | Management | For | Voted - For | |
4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19 | Management | For | Voted - For | |
4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19 | Management | For | Voted - For | |
4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19 | Management | For | Voted - For |
152
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.7 | Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 | Management | For | Voted - For | |
4.8 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19 | Management | For | Voted - For | |
4.9 | Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19 | Management | For | Voted - For | |
4.10 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19 | Management | For | Voted - For | |
4.11 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19 | Management | For | Voted - For | |
4.12 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19 | Management | For | Voted - For | |
4.13 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19 | Management | For | Voted - For | |
4.14 | Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 | Management | For | Voted - For | |
4.15 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19 | Management | For | Voted - For | |
4.16 | Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19 | Management | For | Voted - For | |
4.17 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19 | Management | For | Voted - For | |
4.18 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19 | Management | For | Voted - For | |
4.19 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19 | Management | For | Voted - For | |
4.20 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19 | Management | For | Voted - For | |
4.21 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19 | Management | For | Voted - For | |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20 | Management | For | Voted - For | |
6 | Approve Remuneration Policy | Management | For | Voted - For | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For | |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Voted - For | |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - For | |
10 | Approve Affiliation Agreement with Subsidiary Siemens Mobility GmbH | Management | For | Voted - For |
153
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SMC CORP. (JAPAN)
Security ID: J75734103
Ticker: 6273
Meeting Date: 26-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Management | For | Voted - For | |
2.1 | Elect Director Maruyama, Katsunori | Management | For | Voted - For | |
2.2 | Elect Director Takada, Yoshiki | Management | For | Voted - For | |
2.3 | Elect Director Kosugi, Seiji | Management | For | Voted - For | |
2.4 | Elect Director Satake, Masahiko | Management | For | Voted - For | |
2.5 | Elect Director Isoe, Toshio | Management | For | Voted - For | |
2.6 | Elect Director Ota, Masahiro | Management | For | Voted - For | |
2.7 | Elect Director Maruyama, Susumu | Management | For | Voted - For | |
2.8 | Elect Director Samuel Neff | Management | For | Voted - For | |
2.9 | Elect Director Kaizu, Masanobu | Management | For | Voted - For | |
2.10 | Elect Director Kagawa, Toshiharu | Management | For | Voted - For | |
3 | Approve Director Retirement Bonus | Management | For | Voted - For | |
4 | Approve Bonus Related to Retirement Bonus System Abolition | Management | For | Voted - For | |
5 | Approve Trust-Type Equity Compensation Plan | Management | For | Voted - For |
STRATASYS LTD.
Security ID: M85548101
Ticker: SSYS
Meeting Date: 31-Dec-19
Meeting Type: Annual
1a | Reelect Elchanan Jaglom as Director | Management | For | Voted - For | |
1b | Reelect S. Scott Crump as Director | Management | For | Voted - For | |
1c | Reelect Victor Leventhal as Director | Management | For | Voted - For | |
1d | Reelect John J. McEleney as Director | Management | For | Voted - For | |
1e | Reelect Dov Ofer as Director | Management | For | Voted - For | |
1f | Reelect Ziva Patir as Director | Management | For | Voted - For | |
1g | Reelect David Reis as Director | Management | For | Voted - For | |
1h | Reelect Yair Seroussi as Director | Management | For | Voted - For | |
1i | Reelect Adina Shorr as Director | Management | For | Voted - For | |
2 | Approve Equity Awards to David Reis and Dov Ofer, Directors | Management | For | Voted - Against | |
3 | Approve 2018 Special Bonus for S. Scott Crump, CIO | Management | For | Voted - Against | |
4 | Reappoint Kesselman and Kesselman as Auditors | Management | For | Voted - For | |
5 | Discuss Financial Statements and the Report of the Board | Management | None | Non-Voting | |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | None | Voted - For |
154
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TECAN GROUP AG
Security ID: H84774167
Ticker: TECN
Meeting Date: 07-Apr-20
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2.1 | Approve Allocation of Income and Dividends of CHF 1.10 per Share | Management | For | Voted - For | |
2.2 | Approve Transfer of CHF 13.1 Million from Capital Contribution Reserves to Free Reserves | Management | For | Voted - For | |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For | |
4.1.1 | Reelect Lukas Braunschweiler as Director | Management | For | Voted - For | |
4.1.2 | Reelect Oliver Fetzer as Director | Management | For | Voted - For | |
4.1.3 | Reelect Heinrich Fischer as Director | Management | For | Voted - For | |
4.1.4 | Reelect Lars Holmqvist as Director | Management | For | Voted - Against | |
4.1.5 | Reelect Karen Huebscher as Director | Management | For | Voted - For | |
4.1.6 | Reelect Christa Kreuzburg as Director | Management | For | Voted - For | |
4.1.7 | Reelect Daniel Marshak as Director | Management | For | Voted - For | |
4.2 | Reelect Lukas Braunschweiler as Board Chairman | Management | For | Voted - For | |
4.3.1 | Reappoint Oliver Fetzer as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.2 | Reappoint Christa Kreuzburg as Member of the Compensation Committee | Management | For | Voted - For | |
4.3.3 | Reappoint Daniel Marshak as Member of the Compensation Committee | Management | For | Voted - For | |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For | |
4.5 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Voted - For | |
5.1 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For | |
5.2 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | Management | For | Voted - For | |
5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18.5 Million | Management | For | Voted - For | |
6 | Approve Creation of CHF 230,000 Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Voted - For | |
7 | Transact Other Business (Voting) | Management | For | Voted - Against |
TELEDYNE TECHNOLOGIES INCORPORATED
Security ID: 879360105
Ticker: TDY
Meeting Date: 22-Apr-20
Meeting Type: Annual
1.1 | Elect Director Roxanne S. Austin | Management | For | Voted - For | |
1.2 | Elect Director Kenneth C. Dahlberg | Management | For | Voted - For | |
1.3 | Elect Director Robert A. Malone | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
155
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TERADYNE, INC.
Security ID: 880770102
Ticker: TER
Meeting Date: 08-May-20
Meeting Type: Annual
1A | Elect Director Michael A. Bradley | Management | For | Voted - For | |
1B | Elect Director Edwin J. Gillis | Management | For | Voted - For | |
1C | Elect Director Timothy E. Guertin | Management | For | Voted - For | |
1D | Elect Director Mark E. Jagiela | Management | For | Voted - For | |
1E | Elect Director Mercedes Johnson | Management | For | Voted - For | |
1F | Elect Director Marilyn Matz | Management | For | Voted - For | |
1G | Elect Director Paul J. Tufano | Management | For | Voted - For | |
1H | Elect Director Roy A. Vallee | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
THK CO., LTD.
Security ID: J83345108
Ticker: 6481
Meeting Date: 20-Mar-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Management | For | Voted - For | |
2.1 | Elect Director Teramachi, Akihiro | Management | For | Voted - For | |
2.2 | Elect Director Teramachi, Toshihiro | Management | For | Voted - For | |
2.3 | Elect Director Imano, Hiroshi | Management | For | Voted - For | |
2.4 | Elect Director Maki, Nobuyuki | Management | For | Voted - For | |
2.5 | Elect Director Teramachi, Takashi | Management | For | Voted - For | |
2.6 | Elect Director Shimomaki, Junji | Management | For | Voted - For | |
2.7 | Elect Director Sakai, Junichi | Management | For | Voted - For | |
2.8 | Elect Director Kainosho, Masaaki | Management | For | Voted - For | |
3.1 | Elect Director and Audit Committee Member Hioki, Masakatsu | Management | For | Voted - Against | |
3.2 | Elect Director and Audit Committee Member Omura, Tomitoshi | Management | For | Voted - For | |
3.3 | Elect Director and Audit Committee Member Ueda, Yoshiki | Management | For | Voted - For | |
4 | Elect Alternate Director and Audit Committee Member Toriumi, Tetsuro | Management | For | Voted - For |
TOPCON CORP.
Security ID: J87473112
Ticker: 7732
Meeting Date: 25-Jun-20
Meeting Type: Annual
1.1 | Elect Director Hirano, Satoshi | Management | For | Voted - For | |
1.2 | Elect Director Iwasaki, Makoto | Management | For | Voted - For |
156
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.3 | Elect Director Eto, Takashi | Management | For | Voted - For | |
1.4 | Elect Director Akiyama, Haruhiko | Management | For | Voted - For | |
1.5 | Elect Director Yamazaki, Takayuki | Management | For | Voted - For | |
1.6 | Elect Director Matsumoto, Kazuyuki | Management | For | Voted - For | |
1.7 | Elect Director Sudo, Akira | Management | For | Voted - For | |
1.8 | Elect Director Yamazaki, Naoko | Management | For | Voted - For | |
1.9 | Elect Director Inaba, Yoshiharu | Management | For | Voted - For | |
2 | Appoint Statutory Auditor Ryu, Nobuyuki | Management | For | Voted - For | |
3 | Appoint Alternate Statutory Auditor Inoue, Tsuyoshi | Management | For | Voted - For |
TOSHIBA MACHINE CO., LTD.
Security ID: J89838106
Ticker: 6104
Meeting Date: 27-Mar-20
Meeting Type: Special
1 | Approve Takeover Defense Plan (Poison Pill) in Response to Public Tender Offer from Office Support | Management | For | Voted - For | |
2 | Trigger Takeover Defense Plan | Management | For | Voted - For |
TRIMBLE INC.
Security ID: 896239100
Ticker: TRMB
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Elect Director Steven W. Berglund | Management | For | Voted - For | |
1.2 | Elect Director Borje Ekholm | Management | For | Voted - For | |
1.3 | Elect Director Kaigham (Ken) Gabriel | Management | For | Voted - For | |
1.4 | Elect Director Merit E. Janow | Management | For | Voted - For | |
1.5 | Elect Director Meaghan Lloyd | Management | For | Voted - For | |
1.6 | Elect Director Sandra MacQuillan | Management | For | Voted - For | |
1.7 | Elect Director Ronald S. Nersesian | Management | For | Voted - For | |
1.8 | Elect Director Robert G. Painter | Management | For | Voted - For | |
1.9 | Elect Director Mark S. Peek | Management | For | Voted - For | |
1.10 | Elect Director Johan Wibergh | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
VARIAN MEDICAL SYSTEMS, INC.
Security ID: 92220P105
Ticker: VAR
Meeting Date: 13-Feb-20
Meeting Type: Annual
1a | Elect Director Anat Ashkenazi | Management | For | Voted - For | |
1b | Elect Director Jeffrey R. Balser | Management | For | Voted - For | |
1c | Elect Director Judy Bruner | Management | For | Voted - For | |
1d | Elect Director Jean-Luc Butel | Management | For | Voted - For |
157
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1e | Elect Director Regina E. Dugan | Management | For | Voted - For | |
1f | Elect Director R. Andrew Eckert | Management | For | Voted - For | |
1g | Elect Director Phillip G. Febbo | Management | For | Voted - For | |
1h | Elect Director David J. Illingworth | Management | For | Voted - For | |
1i | Elect Director Michelle M. Le Beau | Management | For | Voted - For | |
1j | Elect Director Dow R. Wilson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
VOCERA COMMUNICATIONS, INC.
Security ID: 92857F107
Ticker: VCRA
Meeting Date: 05-Jun-20
Meeting Type: Annual
1.1 | Elect Director Julie Iskow | Management | For | Voted - For | |
1.2 | Elect Director Howard E. Janzen | Management | For | Voted - For | |
1.3 | Elect Director Alexa King | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
XILINX, INC.
Security ID: 983919101
Ticker: XLNX
Meeting Date: 08-Aug-19
Meeting Type: Annual
1.1 | Elect Director Dennis Segers | Management | For | Voted - For | |
1.2 | Elect Director Raman K. Chitkara | Management | For | Voted - For | |
1.3 | Elect Director Saar Gillai | Management | For | Voted - For | |
1.4 | Elect Director Ronald S. Jankov | Management | For | Voted - For | |
1.5 | Elect Director Mary Louise Krakauer | Management | For | Voted - For | |
1.6 | Elect Director Thomas H. Lee | Management | For | Voted - For | |
1.7 | Elect Director J. Michael Patterson | Management | For | Voted - For | |
1.8 | Elect Director Victor Peng | Management | For | Voted - For | |
1.9 | Elect Director Marshall C. Turner | Management | For | Voted - For | |
1.10 | Elect Director Elizabeth W. Vanderslice | Management | For | Voted - For | |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
158
ROBO Global Robotics and Automation Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
YASKAWA ELECTRIC CORP.
Security ID: J9690T102
Ticker: 6506
Meeting Date: 27-May-20
Meeting Type: Annual
1.1 | Elect Director Tsuda, Junji | Management | For | Voted - For | |
1.2 | Elect Director Ogasawara, Hiroshi | Management | For | Voted - For | |
1.3 | Elect Director Murakami, Shuji | Management | For | Voted - For | |
1.4 | Elect Director Minami, Yoshikatsu | Management | For | Voted - For | |
1.5 | Elect Director Takamiya, Koichi | Management | For | Voted - For | |
1.6 | Elect Director Ogawa, Masahiro | Management | For | Voted - For | |
2.1 | Elect Director and Audit Committee Member Sasaki, Junko | Management | For | Voted - For | |
2.2 | Elect Director and Audit Committee Member Kato, Yuichiro | Management | For | Voted - For | |
3 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | Voted - For |
YOKOGAWA ELECTRIC CORP.
Security ID: J97272124
Ticker: 6841
Meeting Date: 24-Jun-20
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | Voted - For | |
2.1 | Elect Director Nishijima, Takashi | Management | For | Voted - For | |
2.2 | Elect Director Nara, Hitoshi | Management | For | Voted - For | |
2.3 | Elect Director Anabuki, Junichi | Management | For | Voted - For | |
2.4 | Elect Director Dai, Yu | Management | For | Voted - For | |
2.5 | Elect Director Uji, Noritaka | Management | For | Voted - For | |
2.6 | Elect Director Seki, Nobuo | Management | For | Voted - For | |
2.7 | Elect Director Sugata, Shiro | Management | For | Voted - For | |
2.8 | Elect Director Uchida, Akira | Management | For | Voted - For | |
3.1 | Appoint Statutory Auditor Watanabe, Hajime | Management | For | Voted - For | |
3.2 | Appoint Statutory Auditor Ono, Masaru | Management | For | Voted - For |
ZEBRA TECHNOLOGIES CORPORATION
Security ID: 989207105
Ticker: ZBRA
Meeting Date: 14-May-20
Meeting Type: Annual
1.1 | Elect Director Anders Gustafsson | Management | For | Voted - For | |
1.2 | Elect Director Janice M. Roberts | Management | For | Voted - For | |
1.3 | Elect Director Linda M. Connly | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For |
159
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMERICAN AIRLINES GROUP INC.
Security ID: 02376R102
Ticker: AAL
Meeting Date: 10-Jun-20
Meeting Type: Annual
1a | Elect Director James F. Albaugh | Management | For | Voted - For | |
1b | Elect Director Jeffrey D. Benjamin | Management | For | Voted - For | |
1c | Elect Director John T. Cahill | Management | For | Voted - For | |
1d | Elect Director Michael J. Embler | Management | For | Voted - For | |
1e | Elect Director Matthew J. Hart | Management | For | Voted - For | |
1f | Elect Director Susan D. Kronick | Management | For | Voted - For | |
1g | Elect Director Martin H. Nesbitt | Management | For | Voted - For | |
1h | Elect Director Denise M. O'Leary | Management | For | Voted - For | |
1i | Elect Director W. Douglas Parker | Management | For | Voted - For | |
1j | Elect Director Ray M. Robinson | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | Voted - For |
AMERICAN INTERNATIONAL GROUP, INC.
Security ID: 026874784
Ticker: AIG
Meeting Date: 13-May-20
Meeting Type: Annual
1a | Elect Director W. Don Cornwell | Management | For | Voted - For | |
1b | Elect Director Brian Duperreault | Management | For | Voted - For | |
1c | Elect Director John H. Fitzpatrick | Management | For | Voted - For | |
1d | Elect Director William G. Jurgensen | Management | For | Voted - For | |
1e | Elect Director Christopher S. Lynch | Management | For | Voted - For | |
1f | Elect Director Henry S. Miller | Management | For | Voted - For | |
1g | Elect Director Linda A. Mills | Management | For | Voted - For | |
1h | Elect Director Thomas F. Motamed | Management | For | Voted - For | |
1i | Elect Director Peter R. Porrino | Management | For | Voted - For | |
1j | Elect Director Amy L. Schioldager | Management | For | Voted - For | |
1k | Elect Director Douglas M. Steenland | Management | For | Voted - For | |
1l | Elect Director Therese M. Vaughan | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Securities Transfer Restrictions | Management | For | Voted - For | |
4 | Ratify NOL Rights Plan (NOL Pill) | Management | For | Voted - For | |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
160
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ANALOG DEVICES, INC.
Security ID: 032654105
Ticker: ADI
Meeting Date: 11-Mar-20
Meeting Type: Annual
1a | Elect Director Ray Stata | Management | For | Voted - For | |
1b | Elect Director Vincent Roche | Management | For | Voted - For | |
1c | Elect Director James A. Champy | Management | For | Voted - For | |
1d | Elect Director Anantha P. Chandrakasan | Management | For | Voted - For | |
1e | Elect Director Bruce R. Evans | Management | For | Voted - For | |
1f | Elect Director Edward H. Frank | Management | For | Voted - For | |
1g | Elect Director Karen M. Golz | Management | For | Voted - For | |
1h | Elect Director Mark M. Little | Management | For | Voted - For | |
1i | Elect Director Kenton J. Sicchitano | Management | For | Voted - For | |
1j | Elect Director Susie Wee | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ATMOS ENERGY CORPORATION
Security ID: 049560105
Ticker: ATO
Meeting Date: 05-Feb-20
Meeting Type: Annual
1a | Elect Director J. Kevin Akers | Management | For | Voted - For | |
1b | Elect Director Robert W. Best | Management | For | Voted - For | |
1c | Elect Director Kim R. Cocklin | Management | For | Voted - For | |
1d | Elect Director Kelly H. Compton | Management | For | Voted - For | |
1e | Elect Director Sean Donohue | Management | For | Voted - For | |
1f | Elect Director Rafael G. Garza | Management | For | Voted - For | |
1g | Elect Director Richard K. Gordon | Management | For | Voted - For | |
1h | Elect Director Robert C. Grable | Management | For | Voted - For | |
1i | Elect Director Nancy K. Quinn | Management | For | Voted - For | |
1j | Elect Director Richard A. Sampson | Management | For | Voted - For | |
1k | Elect Director Stephen R. Springer | Management | For | Voted - For | |
1l | Elect Director Diana J. Walters | Management | For | Voted - For | |
1m | Elect Director Richard Ware, II | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
C.H. ROBINSON WORLDWIDE, INC.
Security ID: 12541W209
Ticker: CHRW
Meeting Date: 07-May-20
Meeting Type: Annual
1.1 | Elect Director Scott P. Anderson | Management | For | Voted - For |
161
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.2 | Elect Director Robert C. Biesterfeld, Jr. | Management | For | Voted - For | |
1.3 | Elect Director Wayne M. Fortun | Management | For | Voted - For | |
1.4 | Elect Director Timothy C. Gokey | Management | For | Voted - For | |
1.5 | Elect Director Mary J. Steele Guilfoile | Management | For | Voted - For | |
1.6 | Elect Director Jodee A. Kozlak | Management | For | Voted - For | |
1.7 | Elect Director Brian P. Short | Management | For | Voted - For | |
1.8 | Elect Director James B. Stake | Management | For | Voted - For | |
1.9 | Elect Director Paula C. Tolliver | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
CMS ENERGY CORPORATION
Security ID: 125896100
Ticker: CMS
Meeting Date: 01-May-20
Meeting Type: Annual
1a | Elect Director Jon E. Barfield | Management | For | Voted - For | |
1b | Elect Director Deborah H. Butler | Management | For | Voted - For | |
1c | Elect Director Kurt L. Darrow | Management | For | Voted - For | |
1d | Elect Director William D. Harvey | Management | For | Voted - For | |
1e | Elect Director Patricia K. Poppe | Management | For | Voted - For | |
1f | Elect Director John G. Russell | Management | For | Voted - For | |
1g | Elect Director Suzanne F. Shank | Management | For | Voted - For | |
1h | Elect Director Myrna M. Soto | Management | For | Voted - For | |
1i | Elect Director John G. Sznewajs | Management | For | Voted - For | |
1j | Elect Director Ronald J. Tanski | Management | For | Voted - For | |
1k | Elect Director Laura H. Wright | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
5 | Report on Political Contributions | Shareholder | Against | Voted - For |
CONOCOPHILLIPS
Security ID: 20825C104
Ticker: COP
Meeting Date: 12-May-20
Meeting Type: Annual
1a | Elect Director Charles E. Bunch | Management | For | Voted - For | |
1b | Elect Director Caroline Maury Devine | Management | For | Voted - For | |
1c | Elect Director John V. Faraci | Management | For | Voted - For | |
1d | Elect Director Jody Freeman | Management | For | Voted - For | |
1e | Elect Director Gay Huey Evans | Management | For | Voted - For | |
1f | Elect Director Jeffrey A. Joerres | Management | For | Voted - For | |
1g | Elect Director Ryan M. Lance | Management | For | Voted - For | |
1h | Elect Director William H. McRaven | Management | For | Voted - For | |
1i | Elect Director Sharmila Mulligan | Management | For | Voted - For |
162
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1j | Elect Director Arjun N. Murti | Management | For | Voted - For | |
1k | Elect Director Robert A. Niblock | Management | For | Voted - For | |
1l | Elect Director David T. Seaton | Management | For | Voted - For | |
1m | Elect Director R. A. Walker | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CSX CORPORATION
Security ID: 126408103
Ticker: CSX
Meeting Date: 06-May-20
Meeting Type: Annual
1a | Elect Director Donna M. Alvarado | Management | For | Voted - For | |
1b | Elect Director Pamela L. Carter | Management | For | Voted - For | |
1c | Elect Director James M. Foote | Management | For | Voted - For | |
1d | Elect Director Steven T. Halverson | Management | For | Voted - For | |
1e | Elect Director Paul C. Hilal | Management | For | Voted - For | |
1f | Elect Director John D. McPherson | Management | For | Voted - For | |
1g | Elect Director David M. Moffett | Management | For | Voted - For | |
1h | Elect Director Linda H. Riefler | Management | For | Voted - For | |
1i | Elect Director Suzanne M. Vautrinot | Management | For | Voted - For | |
1j | Elect Director J. Steven Whisler | Management | For | Voted - For | |
1k | Elect Director John J. Zillmer | Management | For | Voted - For | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
DEERE & COMPANY
Security ID: 244199105
Ticker: DE
Meeting Date: 26-Feb-20
Meeting Type: Annual
1a | Elect Director Samuel R. Allen | Management | For | Voted - For | |
1b | Elect Director Alan C. Heuberger | Management | For | Voted - For | |
1c | Elect Director Charles O. Holliday, Jr. | Management | For | Voted - For | |
1d | Elect Director Dipak C. Jain | Management | For | Voted - For | |
1e | Elect Director Michael O. Johanns | Management | For | Voted - For | |
1f | Elect Director Clayton M. Jones | Management | For | Voted - For | |
1g | Elect Director John C. May | Management | For | Voted - For | |
1h | Elect Director Gregory R. Page | Management | For | Voted - For | |
1i | Elect Director Sherry M. Smith | Management | For | Voted - For | |
1j | Elect Director Dmitri L. Stockton | Management | For | Voted - For | |
1k | Elect Director Sheila G. Talton | Management | For | Voted - For | |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Voted - Against | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
163
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For | |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
6 | Disclose Board Qualifications Matrix | Shareholder | Against | Voted - Against |
DENTSPLY SIRONA INC.
Security ID: 24906P109
Ticker: XRAY
Meeting Date: 20-May-20
Meeting Type: Annual
1a | Elect Director Michael C. Alfano | Management | For | Voted - For | |
1b | Elect Director Eric K. Brandt | Management | For | Voted - For | |
1c | Elect Director Donald M. Casey, Jr. | Management | For | Voted - For | |
1d | Elect Director Willie A. Deese | Management | For | Voted - For | |
1e | Elect Director Betsy D. Holden | Management | For | Voted - For | |
1f | Elect Director Arthur D. Kowaloff | Management | For | Voted - For | |
1g | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | Voted - For | |
1h | Elect Director Gregory T. Lucier | Management | For | Voted - For | |
1i | Elect Director Francis J. Lunger | Management | For | Voted - For | |
1j | Elect Director Leslie F. Varon | Management | For | Voted - For | |
1k | Elect Director Janet S. Vergis | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
EASTMAN CHEMICAL COMPANY
Security ID: 277432100
Ticker: EMN
Meeting Date: 07-May-20
Meeting Type: Annual
1.1 | Elect Director Humberto P. Alfonso | Management | For | Voted - For | |
1.2 | Elect Director Brett D. Begemann | Management | For | Voted - For | |
1.3 | Elect Director Mark J. Costa | Management | For | Voted - For | |
1.4 | Elect Director Edward L. Doheny, II | Management | For | Voted - For | |
1.5 | Elect Director Julie F. Holder | Management | For | Voted - For | |
1.6 | Elect Director Renee J. Hornbaker | Management | For | Voted - For | |
1.7 | Elect Director Kim Ann Mink | Management | For | Voted - For | |
1.8 | Elect Director James J. O'Brien | Management | For | Voted - For | |
1.9 | Elect Director David W. Raisbeck | Management | For | Voted - For | |
1.10 | Elect Director Charles K. Stevens, III | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
164
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
EDISON INTERNATIONAL
Security ID: 281020107
Ticker: EIX
Meeting Date: 23-Apr-20
Meeting Type: Annual
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | Voted - For | |
1b | Elect Director Michael C. Camunez | Management | For | Voted - For | |
1c | Elect Director Vanessa C.L. Chang | Management | For | Voted - For | |
1d | Elect Director James T. Morris | Management | For | Voted - For | |
1e | Elect Director Timothy T. O'Toole | Management | For | Voted - For | |
1f | Elect Director Pedro J. Pizarro | Management | For | Voted - For | |
1g | Elect Director Carey A. Smith | Management | For | Voted - For | |
1h | Elect Director Linda G. Stuntz | Management | For | Voted - For | |
1i | Elect Director William P. Sullivan | Management | For | Voted - For | |
1j | Elect Director Peter J. Taylor | Management | For | Voted - For | |
1k | Elect Director Keith Trent | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Shareholder | Against | Voted - Against |
FORD MOTOR COMPANY
Security ID: 345370860
Ticker: F
Meeting Date: 14-May-20
Meeting Type: Annual
1a | Elect Director Kimberly A. Casiano | Management | For | Voted - For | |
1b | Elect Director Anthony F. Earley, Jr. | Management | For | Voted - For | |
1c | Elect Director Edsel B. Ford, II | Management | For | Voted - For | |
1d | Elect Director William Clay Ford, Jr. | Management | For | Voted - For | |
1e | Elect Director James P. Hackett | Management | For | Voted - For | |
1f | Elect Director William W. Helman, IV | Management | For | Voted - For | |
1g | Elect Director William E. Kennard | Management | For | Voted - For | |
1h | Elect Director John C. Lechleiter | Management | For | Voted - For | |
1i | Elect Director Beth E. Mooney | Management | For | Voted - For | |
1j | Elect Director John L. Thornton | Management | For | Voted - For | |
1k | Elect Director John B. Veihmeyer | Management | For | Voted - For | |
1l | Elect Director Lynn M. Vojvodich | Management | For | Voted - For | |
1m | Elect Director John S. Weinberg | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Voted - For | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
165
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
HASBRO, INC.
Security ID: 418056107
Ticker: HAS
Meeting Date: 14-May-20
Meeting Type: Annual
1.1 | Elect Director Kenneth A. Bronfin | Management | For | Voted - For | |
1.2 | Elect Director Michael R. Burns | Management | For | Voted - For | |
1.3 | Elect Director Hope F. Cochran | Management | For | Voted - For | |
1.4 | Elect Director Crispin H. Davis | Management | For | Voted - For | |
1.5 | Elect Director John A. Frascotti | Management | For | Voted - For | |
1.6 | Elect Director Lisa Gersh | Management | For | Voted - For | |
1.7 | Elect Director Brian D. Goldner | Management | For | Voted - For | |
1.8 | Elect Director Alan G. Hassenfeld | Management | For | Voted - For | |
1.9 | Elect Director Tracy A. Leinbach | Management | For | Voted - For | |
1.10 | Elect Director Edward M. Philip | Management | For | Voted - For | |
1.11 | Elect Director Richard S. Stoddart | Management | For | Voted - For | |
1.12 | Elect Director Mary Beth West | Management | For | Voted - For | |
1.13 | Elect Director Linda K. Zecher | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For | |
4 | Ratify KPMG LLP as Auditor | Management | For | Voted - For |
HOLLYFRONTIER CORPORATION
Security ID: 436106108
Ticker: HFC
Meeting Date: 13-May-20
Meeting Type: Annual
1a | Elect Director Anne-Marie N. Ainsworth | Management | For | Voted - For | |
1b | Elect Director Douglas Y. Bech | Management | For | Voted - For | |
1c | Elect Director Anna C. Catalano | Management | For | Voted - For | |
1d | Elect Director Leldon E. Echols | Management | For | Voted - For | |
1e | Elect Director Michael C. Jennings | Management | For | Voted - For | |
1f | Elect Director R. Craig Knocke | Management | For | Voted - For | |
1g | Elect Director Robert J. Kostelnik | Management | For | Voted - For | |
1h | Elect Director James H. Lee | Management | For | Voted - For | |
1i | Elect Director Franklin Myers | Management | For | Voted - For | |
1j | Elect Director Michael E. Rose | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
166
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
IQVIA HOLDINGS INC.
Security ID: 46266C105
Ticker: IQV
Meeting Date: 06-Apr-20
Meeting Type: Annual
1.1 | Elect Director Carol J. Burt | Management | For | Voted - For | |
1.2 | Elect Director Colleen A. Goggins | Management | For | Voted - For | |
1.3 | Elect Director Ronald A. Rittenmeyer | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
JOHNSON & JOHNSON
Security ID: 478160104
Ticker: JNJ
Meeting Date: 23-Apr-20
Meeting Type: Annual
1a | Elect Director Mary C. Beckerle | Management | For | Voted - For | |
1b | Elect Director D. Scott Davis | Management | For | Voted - For | |
1c | Elect Director Ian E. L. Davis | Management | For | Voted - For | |
1d | Elect Director Jennifer A. Doudna | Management | For | Voted - For | |
1e | Elect Director Alex Gorsky | Management | For | Voted - For | |
1f | Elect Director Marillyn A. Hewson | Management | For | Voted - For | |
1g | Elect Director Hubert Joly | Management | For | Voted - For | |
1h | Elect Director Mark B. McClellan | Management | For | Voted - For | |
1i | Elect Director Anne M. Mulcahy | Management | For | Voted - For | |
1j | Elect Director Charles Prince | Management | For | Voted - For | |
1k | Elect Director A. Eugene Washington | Management | For | Voted - For | |
1l | Elect Director Mark A. Weinberger | Management | For | Voted - For | |
1m | Elect Director Ronald A. Williams | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | Voted - For | |
5 | Require Independent Board Chair | Shareholder | Against | Voted - For | |
6 | Report on Governance Measures Implemented Related to Opioids | Shareholder | Against | Voted - For |
KELLOGG COMPANY
Security ID: 487836108
Ticker: K
Meeting Date: 24-Apr-20
Meeting Type: Annual
1a | Elect Director Stephanie Burns | Management | For | Voted - For | |
1b | Elect Director Steve Cahillane | Management | For | Voted - For | |
1c | Elect Director Richard Dreiling | Management | For | Voted - For | |
1d | Elect Director La June Montgomery Tabron | Management | For | Voted - For |
167
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For | |
5 | Declassify the Board of Directors | Management | For | Voted - For | |
6 | Adopt Simple Majority Vote | Shareholder | Against | Voted - For |
KIMBERLY-CLARK CORPORATION
Security ID: 494368103
Ticker: KMB
Meeting Date: 29-Apr-20
Meeting Type: Annual
1.1 | Elect Director Abelardo E. Bru | Management | For | Voted - For | |
1.2 | Elect Director Robert W. Decherd | Management | For | Voted - For | |
1.3 | Elect Director Michael D. Hsu | Management | For | Voted - For | |
1.4 | Elect Director Mae C. Jemison | Management | For | Voted - For | |
1.5 | Elect Director S. Todd Maclin | Management | For | Voted - For | |
1.6 | Elect Director Sherilyn S. McCoy | Management | For | Voted - For | |
1.7 | Elect Director Christa S. Quarles | Management | For | Voted - For | |
1.8 | Elect Director Ian C. Read | Management | For | Voted - For | |
1.9 | Elect Director Dunia A. Shive | Management | For | Voted - For | |
1.10 | Elect Director Mark T. Smucker | Management | For | Voted - For | |
1.11 | Elect Director Michael D. White | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For |
KINDER MORGAN, INC.
Security ID: 49456B101
Ticker: KMI
Meeting Date: 13-May-20
Meeting Type: Annual
1.1 | Elect Director Richard D. Kinder | Management | For | Voted - For | |
1.2 | Elect Director Steven J. Kean | Management | For | Voted - For | |
1.3 | Elect Director Kimberly A. Dang | Management | For | Voted - For | |
1.4 | Elect Director Ted A. Gardner | Management | For | Voted - For | |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | Voted - For | |
1.6 | Elect Director Gary L. Hultquist | Management | For | Voted - For | |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | Voted - For | |
1.8 | Elect Director Deborah A. Macdonald | Management | For | Voted - For | |
1.9 | Elect Director Michael C. Morgan | Management | For | Voted - For | |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | Voted - For | |
1.11 | Elect Director Fayez Sarofim | Management | For | Voted - For | |
1.12 | Elect Director C. Park Shaper | Management | For | Voted - For | |
1.13 | Elect Director William A. Smith | Management | For | Voted - For | |
1.14 | Elect Director Joel V. Staff | Management | For | Voted - For | |
1.15 | Elect Director Robert F. Vagt | Management | For | Voted - For |
168
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.16 | Elect Director Perry M. Waughtal | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
LENNAR CORPORATION
Security ID: 526057104
Ticker: LEN
Meeting Date: 07-Apr-20
Meeting Type: Annual
1a | Elect Director Rick Beckwitt | Management | For | Voted - For | |
1b | Elect Director Irving Bolotin | Management | For | Voted - For | |
1c | Elect Director Steven L. Gerard | Management | For | Voted - For | |
1d | Elect Director Tig Gilliam | Management | For | Voted - For | |
1e | Elect Director Sherrill W. Hudson | Management | For | Voted - For | |
1f | Elect Director Jonathan M. Jaffe | Management | For | Voted - For | |
1g | Elect Director Sidney Lapidus | Management | For | Voted - For | |
1h | Elect Director Teri P. McClure | Management | For | Voted - For | |
1i | Elect Director Stuart Miller | Management | For | Voted - For | |
1j | Elect Director Armando Olivera | Management | For | Voted - For | |
1k | Elect Director Jeffrey Sonnenfeld | Management | For | Voted - For | |
1l | Elect Director Scott Stowell | Management | For | Voted - Against | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
MCDONALD'S CORPORATION
Security ID: 580135101
Ticker: MCD
Meeting Date: 21-May-20
Meeting Type: Annual
1a | Elect Director Lloyd Dean | Management | For | Voted - For | |
1b | Elect Director Robert Eckert | Management | For | Voted - For | |
1c | Elect Director Catherine Engelbert | Management | For | Voted - For | |
1d | Elect Director Margaret Georgiadis | Management | For | Voted - For | |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Voted - For | |
1f | Elect Director Christopher Kempczinski | Management | For | Voted - For | |
1g | Elect Director Richard Lenny | Management | For | Voted - For | |
1h | Elect Director John Mulligan | Management | For | Voted - For | |
1i | Elect Director Sheila Penrose | Management | For | Voted - For | |
1j | Elect Director John Rogers, Jr. | Management | For | Voted - For | |
1k | Elect Director Paul Walsh | Management | For | Voted - For | |
1l | Elect Director Miles White | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - For |
169
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For | |
6 | Report on Sugar and Public Health | Shareholder | Against | Voted - Against |
MICRON TECHNOLOGY, INC.
Security ID: 595112103
Ticker: MU
Meeting Date: 16-Jan-20
Meeting Type: Annual
1.1 | Elect Director Robert L. Bailey | Management | For | Voted - For | |
1.2 | Elect Director Richard M. Beyer | Management | For | Voted - For | |
1.3 | Elect Director Steven J. Gomo | Management | For | Voted - For | |
1.4 | Elect Director Mary Pat McCarthy | Management | For | Voted - For | |
1.5 | Elect Director Sanjay Mehrotra | Management | For | Voted - For | |
1.6 | Elect Director Robert E. Switz | Management | For | Voted - For | |
1.7 | Elect Director MaryAnn Wright | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
MOHAWK INDUSTRIES, INC.
Security ID: 608190104
Ticker: MHK
Meeting Date: 21-May-20
Meeting Type: Annual
1.1 | Elect Director Karen A. Smith Bogart | Management | For | Voted - For | |
1.2 | Elect Director Jeffrey S. Lorberbaum | Management | For | Voted - For | |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
NORDSTROM, INC.
Security ID: 655664100
Ticker: JWN
Meeting Date: 20-May-20
Meeting Type: Annual
1a | Elect Director Shellye L. Archambeau | Management | For | Voted - For | |
1b | Elect Director Stacy Brown-Philpot | Management | For | Voted - For | |
1c | Elect Director Tanya L. Domier | Management | For | Voted - For | |
1d | Elect Director James L. Donald | Management | For | Voted - For | |
1e | Elect Director Kirsten A. Green | Management | For | Voted - For | |
1f | Elect Director Glenda G. McNeal | Management | For | Voted - For | |
1g | Elect Director Erik B. Nordstrom | Management | For | Voted - For | |
1h | Elect Director Peter E. Nordstrom | Management | For | Voted - For | |
1i | Elect Director Brad D. Smith | Management | For | Voted - For | |
1j | Elect Director Bradley D. Tilden | Management | For | Voted - For | |
1k | Elect Director Mark J. Tritton | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
170
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against | |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
NORFOLK SOUTHERN CORPORATION
Security ID: 655844108
Ticker: NSC
Meeting Date: 14-May-20
Meeting Type: Annual
1a | Elect Director Thomas D. Bell, Jr. | Management | For | Voted - For | |
1b | Elect Director Mitchell E. Daniels, Jr. | Management | For | Voted - For | |
1c | Elect Director Marcela E. Donadio | Management | For | Voted - For | |
1d | Elect Director John C. Huffard, Jr. | Management | For | Voted - For | |
1e | Elect Director Christopher T. Jones | Management | For | Voted - For | |
1f | Elect Director Thomas C. Kelleher | Management | For | Voted - For | |
1g | Elect Director Steven F. Leer | Management | For | Voted - For | |
1h | Elect Director Michael D. Lockhart | Management | For | Voted - For | |
1i | Elect Director Amy E. Miles | Management | For | Voted - For | |
1j | Elect Director Claude Mongeau | Management | For | Voted - For | |
1k | Elect Director Jennifer F. Scanlon | Management | For | Voted - For | |
1l | Elect Director James A. Squires | Management | For | Voted - For | |
1m | Elect Director John R. Thompson | Management | For | Voted - For | |
2a | Amend Articles Re: Voting Standard for Amendment of Articles | Management | For | Voted - For | |
2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation | Management | For | Voted - For | |
2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Management | For | Voted - For | |
3 | Ratify KPMG LLP as Auditor | Management | For | Voted - For | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
5 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - Against |
PPG INDUSTRIES, INC.
Security ID: 693506107
Ticker: PPG
Meeting Date: 16-Apr-20
Meeting Type: Annual
1.1 | Elect Director Stephen F. Angel | Management | For | Voted - For | |
1.2 | Elect Director Hugh Grant | Management | For | Voted - For | |
1.3 | Elect Director Melanie L. Healey | Management | For | Voted - For | |
2.1 | Elect Director Kathleen A. Ligocki | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Declassify the Board of Directors | Management | For | Voted - For | |
5 | Reduce Supermajority Vote Requirement | Management | For | Voted - For |
171
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
QUEST DIAGNOSTICS INCORPORATED
Security ID: 74834L100
Ticker: DGX
Meeting Date: 19-May-20
Meeting Type: Annual
1.1 | Elect Director Vicky B. Gregg | Management | For | Voted - For | |
1.2 | Elect Director Wright L. Lassiter, III | Management | For | Voted - For | |
1.3 | Elect Director Timothy L. Main | Management | For | Voted - For | |
1.4 | Elect Director Denise M. Morrison | Management | For | Voted - For | |
1.5 | Elect Director Gary M. Pfeiffer | Management | For | Voted - For | |
1.6 | Elect Director Timothy M. Ring | Management | For | Voted - For | |
1.7 | Elect Director Stephen H. Rusckowski | Management | For | Voted - For | |
1.8 | Elect Director Daniel C. Stanzione | Management | For | Voted - For | |
1.9 | Elect Director Helen I. Torley | Management | For | Voted - For | |
1.10 | Elect Director Gail R. Wilensky | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
THE BOEING COMPANY
Security ID: 097023105
Ticker: BA
Meeting Date: 27-Apr-20
Meeting Type: Annual
1a | Elect Director Robert A. Bradway | Management | For | Voted - For | |
1b | Elect Director David L. Calhoun | Management | For | Voted - For | |
1c | Elect Director Arthur D. Collins, Jr. | Management | For | Voted - Against | |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | Voted - Against | |
1e | Elect Director Lynn J. Good | Management | For | Voted - For | |
1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Management | None | Non-Voting | |
1g | Elect Director Akhil Johri | Management | For | Voted - For | |
1h | Elect Director Lawrence W. Kellner | Management | For | Voted - For | |
1i | Elect Director Caroline B. Kennedy | Management | For | Voted - For | |
1j | Elect Director Steven M. Mollenkopf | Management | For | Voted - For | |
1k | Elect Director John M. Richardson | Management | For | Voted - For | |
1l | Elect Director Susan C. Schwab | Management | For | Voted - Against | |
1m | Elect Director Ronald A. Williams | Management | For | Voted - Against | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
4 | Require Director Nominee Qualifications | Shareholder | Against | Voted - Against | |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For | |
6 | Require Independent Board Chairman | Shareholder | Against | Voted - For | |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Voted - For | |
8 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Voted - For | |
9 | Increase Disclosure of Compensation Adjustments | Shareholder | Against | Voted - For |
172
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
THE KROGER CO.
Security ID: 501044101
Ticker: KR
Meeting Date: 25-Jun-20
Meeting Type: Annual
1a | Elect Director Nora A. Aufreiter | Management | For | Voted - For | |
1b | Elect Director Anne Gates | Management | For | Voted - For | |
1c | Elect Director Karen M. Hoguet | Management | For | Voted - For | |
1d | Elect Director Susan J. Kropf | Management | For | Voted - For | |
1e | Elect Director W. Rodney McMullen | Management | For | Voted - For | |
1f | Elect Director Clyde R. Moore | Management | For | Voted - For | |
1g | Elect Director Ronald L. Sargent | Management | For | Voted - For | |
1h | Elect Director Bobby S. Shackouls | Management | For | Voted - For | |
1i | Elect Director Mark S. Sutton | Management | For | Voted - For | |
1j | Elect Director Ashok Vemuri | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLC as Auditor | Management | For | Voted - For | |
4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Voted - For | |
5 | Report on Human Rights Due Diligence Process in Operations and Supply Chain | Shareholder | Against | Voted - For |
TWITTER, INC.
Security ID: 90184L102
Ticker: TWTR
Meeting Date: 27-May-20
Meeting Type: Annual
1a | Elect Director Omid R. Kordestani | Management | For | Voted - For | |
1b | Elect Director Ngozi Okonjo-Iweala | Management | For | Voted - For | |
1c | Elect Director Bret Taylor | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | Shareholder | Against | Voted - Against |
VF CORPORATION
Security ID: 918204108
Ticker: VFC
Meeting Date: 16-Jul-19
Meeting Type: Annual
1.1 | Elect Director Richard T. Carucci | Management | For | Voted - For | |
1.2 | Elect Director Juliana L. Chugg | Management | For | Voted - For | |
1.3 | Elect Director Benno Dorer | Management | For | Voted - For | |
1.4 | Elect Director Mark S. Hoplamazian | Management | For | Voted - For | |
1.5 | Elect Director Laura W. Lang | Management | For | Voted - For | |
1.6 | Elect Director W. Alan McCollough | Management | For | Voted - For |
173
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.7 | Elect Director W. Rodney McMullen | Management | For | Voted - For | |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For | |
1.9 | Elect Director Steven E. Rendle | Management | For | Voted - For | |
1.10 | Elect Director Carol L. Roberts | Management | For | Voted - For | |
1.11 | Elect Director Matthew J. Shattock | Management | For | Voted - For | |
1.12 | Elect Director Veronica B. Wu | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108
Ticker: WBA
Meeting Date: 30-Jan-20
Meeting Type: Annual
1a | Elect Director Jose E. Almeida | Management | For | Voted - For | |
1b | Elect Director Janice M. Babiak | Management | For | Voted - For | |
1c | Elect Director David J. Brailer | Management | For | Voted - For | |
1d | Elect Director William C. Foote | Management | For | Voted - For | |
1e | Elect Director Ginger L. Graham | Management | For | Voted - For | |
1f | Elect Director John A. Lederer | Management | For | Voted - For | |
1g | Elect Director Dominic P. Murphy | Management | For | Voted - For | |
1h | Elect Director Stefano Pessina | Management | For | Voted - For | |
1i | Elect Director Nancy M. Schlichting | Management | For | Voted - For | |
1j | Elect Director James A. Skinner | Management | For | Voted - For | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
4 | Require Independent Board Chairman | Shareholder | Against | Voted - For | |
5 | Adopt a Policy on Bonus Banking *Withdrawn Resolution* | Shareholder | None | Non-Voting | |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
WESTROCK COMPANY
Security ID: 96145D105
Ticker: WRK
Meeting Date: 31-Jan-20
Meeting Type: Annual
1a | Elect Director Colleen F. Arnold | Management | For | Voted - For | |
1b | Elect Director Timothy J. Bernlohr | Management | For | Voted - For | |
1c | Elect Director J. Powell Brown | Management | For | Voted - For | |
1d | Elect Director Terrell K. Crews | Management | For | Voted - For | |
1e | Elect Director Russell M. Currey | Management | For | Voted - For | |
1f | Elect Director Suzan F. Harrison | Management | For | Voted - For | |
1g | Elect Director John A. Luke, Jr. | Management | For | Voted - For | |
1h | Elect Director Gracia C. Martore | Management | For | Voted - For | |
1i | Elect Director James E. Nevels | Management | For | Voted - For |
174
Vesper US Large Cap Short‐Term Reversal Strategy ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1j | Elect Director Timothy H. Powers | Management | For | Voted - For | |
1k | Elect Director Steven C. Voorhees | Management | For | Voted - For | |
1l | Elect Director Bettina M. Whyte | Management | For | Voted - For | |
1m | Elect Director Alan D. Wilson | Management | For | Voted - For | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
ZIMMER BIOMET HOLDINGS, INC.
Security ID: 98956P102
Ticker: ZBH
Meeting Date: 08-May-20
Meeting Type: Annual
1a | Elect Director Christopher B. Begley | Management | For | Voted - For | |
1b | Elect Director Betsy J. Bernard | Management | For | Voted - For | |
1c | Elect Director Gail K. Boudreaux | Management | For | Voted - For | |
1d | Elect Director Michael J. Farrell | Management | For | Voted - For | |
1e | Elect Director Larry C. Glasscock | Management | For | Voted - For | |
1f | Elect Director Robert A. Hagemann | Management | For | Voted - For | |
1g | Elect Director Bryan C. Hanson | Management | For | Voted - For | |
1h | Elect Director Arthur J. Higgins | Management | For | Voted - For | |
1i | Elect Director Maria Teresa Hilado | Management | For | Voted - For | |
1j | Elect Director Syed Jafry | Management | For | Voted - For | |
1k | Elect Director Michael W. Michelson | Management | For | Voted - For | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
175
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Exchange Traded Concepts Trust
By: /s/ J. Garrett Stevens
J. Garrett Stevens
Trustee and President
Date: August 19, 2020
176