UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22294
Western Asset Investment Grade Defined Opportunity Trust Inc.
(Exact name of registrant as specified in charter)
620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NEW YORK 10018
(Address of principal executive offices) (Zip code)
Robert I. Frenkel, Esq.
100 First Stamford Place
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-888-777-0102
Date of fiscal year end: November 30
Date of reporting period: July 1, 2014–June 30, 2015
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22294
Reporting Period: 07/01/2014 - 06/30/2015
Western Asset Investment Grade Defined Opprtunity Trust Inc.
========== Western Asset Investment Grade Defined Opportunity Trust ===========
========== Inc. ===========
CITIGROUP INC
Ticker: C Security ID: 172967424
Meeting Date: APR 28, 2015 Meeting Type: ANNUAL
Record Date: FEB 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Directors - Michael L. FOR FOR Management
Corbat
1B. Election of Directors - Duncan P. FOR FOR Management
Hennes
1C. Election of Directors - Peter B. Henry FOR FOR Management
1D. Election of Directors - Franz B. Humer FOR FOR Management
1E. Election of Directors - Michael E. FOR FOR Management
O'Neill
1F. Election of Directors - Gary M. Reiner FOR FOR Management
1G. Election of Directors - Judith Rodin FOR FOR Management
1H. Election of Directors - Anthony M. FOR FOR Management
Santomero
1I. Election of Directors - Joan E. Spero FOR FOR Management
1J. Election of Directors - Diana. L. FOR FOR Management
Taylor
1K. Election of Directors - William S. FOR FOR Management
Thompson, Jr.
1L. Election of Directors - James S. Turley FOR FOR Management
1M. Election of Directors - Ernesto FOR FOR Management
Zedillo Ponce de leon
2 PROPOSAL TO RATIFY THE SELECTION OF FOR FOR Management
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2015
3 ADVISORY APPROVAL OF CITI'S 2014 FOR FOR Management
EXECUTIVE COMPENSATION
4 APPROVAL OF AN AMENDMENT TO THE FOR FOR Management
CITIGROUP 2014 STOCK INCENTIVE PLAN
AUTHORIZING ADDITIONAL SHARES
5 STOCKHOLDER PROPOSAL REQUESTING PROXY FOR FOR Management
ACCESS FOR SHAREHOLDERS
6 STOCKHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Management
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS
7 STOCKHOLDER PROPOSAL REQUESTING AN AGAINST AGAINST Management
AMENDMENT TO THE GENERAL CLAWBACK
POLICY
8 STOCKHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Management
BY-LAW AMENDMENT TO EXCLUDE FROM THE
BOARD OF DIRECTORS' AUDIT COMMITTEE
ANY DIRECTOR WHO WAS A DIRECTOR AT A
PUBLIC COMPANY WHILE THAT COMPANY
FILED FOR REORGANIZATION UNDER CHAPTER
11
9 STOCKHOLDER PROPOSAL REQUESTING A AGAINST AGAINST Management
REPORT REGARDING THE VESTING OF
EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY
RESIGNATION TO ENTER GOVERNMENT SERVICE
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| Western Asset Investment Grade Defined Opportunity Trust Inc. |
| | |
| By: | | /s/ Jane E. Trust Jane E. Trust Chairman, President and Chief Executive Officer |
