UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22294
Western Asset Investment Grade Defined Opportunity Trust Inc.
(Exact name of registrant as specified in charter)
620 EIGHTH AVENUE, 49TH FLOOR, NEW YORK, NEW YORK 10018
(Address of principal executive offices) (Zip code)
Robert I. Frenkel, Esq.
100 First Stamford Place
Stamford, Connecticut 06902
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-888-777-0102
Date of fiscal year end: November 30
Date of reporting period: July 1, 2016–June 30, 2017
Item 1. Proxy Voting Record
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22294
Reporting Period: 07/01/2016 - 06/30/2017
Western Asset Investment Grade Defined Opprtunity Trust Inc.
========== Western Asset Investment Grade Defined Opportunity Trust ===========
========== Inc. ===========
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 25, 2017 Meeting Type: Annual
Record Date: FEB 27, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT For Abstain Management
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO For Abstain Management
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES For Abstain Management
1D. ELECTION OF DIRECTOR: PETER B. HENRY For Abstain Management
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER For Abstain Management
1F. ELECTION OF DIRECTOR: RENEE J. JAMES For Abstain Management
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE For Abstain Management
1H. ELECTION OF DIRECTOR: MICHAEL E. For Abstain Management
O'NEILL
1I. ELECTION OF DIRECTOR: GARY M. REINER For Abstain Management
1J. ELECTION OF DIRECTOR: ANTHONY M. For Abstain Management
SANTOMERO
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR For Abstain Management
1L. ELECTION OF DIRECTOR: WILLIAM S. For Abstain Management
THOMPSON, JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY For Abstain Management
1N. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT For Abstain Management
1O. ELECTION OF DIRECTOR: ERNESTO ZEDILLO For Abstain Management
PONCE DE LEON
2 PROPOSAL TO RATIFY THE SELECTION OF For Abstain Management
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
3 ADVISORY VOTE TO APPROVE CITI'S 2016 For Abstain Management
EXECUTIVE COMPENSATION.
4 ADVISORY VOTE TO APPROVE THE FREQUENCY 1 year Abstain Management
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 STOCKHOLDER PROPOSAL REQUESTING A Against Abstain Shareholder
REPORT ON THE COMPANY'S POLICIES AND
GOALS TO REDUCE THE GENDER PAY GAP.
6 STOCKHOLDER PROPOSAL REQUESTING THAT Against Abstain Shareholder
THE BOARD APPOINT A STOCKHOLDER VALUE
COMMITTEE TO ADDRESS WHETHER THE
DIVESTITURE OF ALL NON-CORE BANKING
BUSINESS SEGMENTS WOULD ENHANCE
SHAREHOLDER VALUE.
7 STOCKHOLDER PROPOSAL REQUESTING A Against Abstain Shareholder
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS.
8 STOCKHOLDER PROPOSAL REQUESTING AN Against Abstain Shareholder
AMENDMENT TO THE GENERAL CLAWBACK
POLICY TO PROVIDE THAT A SUBSTANTIAL
PORTION OF ANNUAL TOTAL COMPENSATION
OF EXECUTIVE OFFICERS SHALL BE
DEFERRED AND FORFEITED, IN PART OR
WHOLE, AT THE DISCRETION OF THE BOARD,
TO HELP
9 STOCKHOLDER PROPOSAL REQUESTING THAT Against Abstain Shareholder
THE BOARD ADOPT A POLICY PROHIBITING
THE VESTING OF EQUITY-BASED AWARDS FOR
SENIOR EXECUTIVES DUE TO A VOLUNTARY
RESIGNATION TO ENTER GOVERNMENT
SERVICE.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| Western Asset Investment Grade Defined Opportunity Trust Inc. |
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| By: | | /s/ Jane Trust Jane Trust Chairman, President and Chief Executive Officer |
