UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22431
RiverPark Funds Trust
(Exact name of registrant as specified in charter)
________
156 West 56th Street
17th Floor
New York, NY 10019
(Address of principal executive offices)
________
Morty Schaja
156 West 56th Street
17th Floor
New York, NY 10019
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-212-484-2100
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2018 to June 30, 2019
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following Funds,
each a series of RiverPark Funds Trust:
RiverPark Floating Rate CMBS Fund
RiverPark Focused Value Fund
(RiverPark Focused Value Fund was liquidated on September 28, 2018)
RiverPark Large Growth Fund
RiverPark Long/Short Opportunity Fund
RiverPark Short Term High Yield Fund
RiverPark Strategic Income Fund
RiverPark/Wedgewood Fund
Non-Voting Funds
RiverPark Floating Rate CMBS Fund
No securities held by the RiverPark Floating Rate CMBS Fund had proxy votes during the reporting period.
Accordingly, no votes have been cast on securities by this Fund during the reporting period.
RiverPark Focused Value Fund
Proposal Proposed by Mgt. Position Registrant Voted
CIGNA CORPORATION
Security ID: 125509109 Ticker: CI
Meeting Date: 24-Aug-18 Meeting Type: Special
1. To adopt the Agreement and Plan of Merger, dated as
of March 8, 2018, as amended by Amendment No. 1,
dated as of June 27, 2018, and as it may be further
amended from time to time (the "merger agreement"),
by and among Cigna, Express Scripts Holding Company
("Express Scripts"), Halfmoon Parent, Inc.,
Halfmoon I, Inc. and Halfmoon II, Inc. Management For Voted - For
2. To approve the adjournment of the special meeting
of Cigna stockholders (the "Cigna special
meeting"), if necessary or appropriate, to solicit
additional proxies if there are not sufficient
votes to approve the proposal to adopt the merger
agreement. Management For Voted - For
EXPRESS SCRIPTS HOLDING COMPANY
Security ID: 30219G108 Ticker: ESRX
Meeting Date: 24-Aug-18 Meeting Type: Special
1. A proposal to adopt the Agreement and Plan of
Merger, dated as of March 8, 2018, as amended by
Amendment No. 1, dated as of June 27, 2018, and as
it may be further amended from time to time (the
"Merger Agreement"), by and among Cigna
Corporation, Express Scripts Holding Company
("Express Scripts"), Halfmoon Parent, Inc.,
Halfmoon I, Inc. and Halfmoon II, Inc. Management For Voted - For
2. A proposal to approve the adjournment of the
Express Scripts special meeting, if necessary or
appropriate, to solicit additional proxies if there
are not sufficient votes to approve the proposal to
adopt the Merger Agreement. Management For Voted - For
3. A proposal to approve, by a non-binding advisory
vote, certain compensation arrangements that may be
paid or become payable to Express Scripts' named
executive officers in connection with the mergers
contemplated by the Merger Agreement. Management For Voted - For
MARATHON PETROLEUM CORPORATION
Security ID: 56585A102 Ticker: MPC
Meeting Date: 24-Sep-18 Meeting Type: Special
1. To approve the issuance of shares of MPC common
stock in connection with the merger as contemplated
by the Agreement and Plan of Merger, dated as of
April 29, 2018, among Andeavor, MPC, Mahi Inc. and
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RiverPark Focused Value Fund
Proposal Proposed by Mgt. Position Registrant Voted
Mahi LLC, as such agreement may be amended from
time to time. Management For Voted - For
2. To approve an amendment to the company's Restated
Certificate of Incorporation, as amended, to
increase the number of authorized shares of MPC
common stock from one billion to two billion. Management For Voted - For
3. To approve an amendment to the company's Restated
Certificate of Incorporation, as amended, to
increase the maximum number of directors authorized
to serve on the MPC board of directors from 12 to
14. Management For Voted - For
4. To adjourn the special meeting, if reasonably
necessary, to provide stockholders with any
required supplement or amendment to the joint proxy
statement/prospectus or to solicit additional
proxies in the event there are not sufficient votes
at the time of the special meeting to approve
Proposal 1. Management For Voted - For
WESTERN DIGITAL CORPORATION
Security ID: 958102105 Ticker: WDC
Meeting Date: 07-Nov-18 Meeting Type: Annual
1a. Election of Director: Martin I. Cole Management For Voted - For
1b. Election of Director: Kathleen A. Cote Management For Voted - For
1c. Election of Director: Henry T. DeNero Management For Voted - For
1d. Election of Director: Tunc Doluca Management For Voted - For
1e. Election of Director: Michael D. Lambert Management For Voted - For
1f. Election of Director: Len J. Lauer Management For Voted - For
1g. Election of Director: Matthew E. Massengill Management For Voted - For
1h. Election of Director: Stephen D. Milligan Management For Voted - For
1i. Election of Director: Paula A. Price Management For Voted - For
2. To approve on an advisory basis the named executive
officer compensation disclosed in the Proxy
Statement. Management For Voted - For
3. To approve an amendment and restatement of our 2017
Performance Incentive Plan that would, among other
things, increase by 6,000,000 the number of shares
of our common stock available for issuance under
the plan. Management For Voted - For
4. To approve an amendment and restatement of our 2005
Employee Stock Purchase Plan that would, among
other things, increase by 10,000,000 the number of
shares of our common stock available for issuance
under the plan. Management For Voted - For
5. To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for
the fiscal year ending June 28, 2019. Management For Voted - For
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
ACTIVISION BLIZZARD, INC.
Security ID: 00507V109 Ticker: ATVI
Meeting Date: 20-Jun-19 Meeting Type: Annual
1a. Election of Director: Reveta Bowers Management For Voted - For
1b. Election of Director: Robert Corti Management For Voted - For
1c. Election of Director: Hendrik Hartong III Management For Voted - For
1d. Election of Director: Brian Kelly Management For Voted - For
1e. Election of Director: Robert Kotick Management For Voted - For
1f. Election of Director: Barry Meyer Management For Voted - For
1g. Election of Director: Robert Morgado Management For Voted - For
1h. Election of Director: Peter Nolan Management For Voted - For
1i. Election of Director: Casey Wasserman Management For Voted - For
1j. Election of Director: Elaine Wynn Management For Voted - For
2. To provide advisory approval of our executive
compensation. Management For Voted - For
3. To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting
firm for 2019. Management For Voted - For
ADIDAS AG
Security ID: 00687A107 Ticker: ADDYY
Meeting Date: 09-May-19 Meeting Type: Annual
2. Appropriation of retained earnings: I have noted
that a proposal amended in accordance with a
further repurchase, sale, transfer or issuance of
shares will be presented to the Annual General
Meeting on May 9, 2019, with the payment per
dividend-entitled no-par- value share remaining
unchanged at EUR 3.35. My vote will also apply in
this case Management For Voted - For
3. Ratification of the actions of the Executive Board Management For Voted - For
4. Ratification of the actions of the Supervisory Board Management For Voted - For
5.1 Supervisory Board Election: Ian Gallienne Management For Voted - For
5.2 Supervisory Board Election: Herbert Kauffmann Management For Voted - For
5.3 Supervisory Board Election: Igor Landau Management For Voted - For
5.4 Supervisory Board Election: Kathrin Menges Management For Voted - For
5.5 Supervisory Board Election: Nassef Sawiris Management For Voted - For
5.6 Supervisory Board Election: Dr. Thomas Rabe Management For Voted - For
5.7 Supervisory Board Election: Bodo Uebber Management For Voted - For
5.8 Supervisory Board Election: Jing Ulrich Management For Voted - For
6. Cancelation of the Authorized Capital pursuant to
section 4 section 3 of the Articles of Association,
creation of a new Authorized Capital with the
authorization to exclude subscription rights,
amendment to the Articles of Association Management For Voted - For
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
7. Cancelation of the Contingent Capital pursuant to
section 4 section 6 of the Articles of Association
and cancelation of section 4 section 6 of the
Articles of Association Management For Voted - For
8. Appointment of the auditor and Group auditor for
the 2019 financial year as well as of the auditor
for a possible audit review of the first half year
report Management For Voted - For
ADOBE INC
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 11-Apr-19 Meeting Type: Annual
1a. Election of Director: Amy Banse Management For Voted - For
1b. Election of Director: Frank Calderoni Management For Voted - For
1c. Election of Director: James Daley Management For Voted - For
1d. Election of Director: Laura Desmond Management For Voted - For
1e. Election of Director: Charles Geschke Management For Voted - For
1f. Election of Director: Shantanu Narayen Management For Voted - For
1g. Election of Director: Kathleen Oberg Management For Voted - For
1h. Election of Director: Dheeraj Pandey Management For Voted - For
1i. Election of Director: David Ricks Management For Voted - For
1j. Election of Director: Daniel Rosensweig Management For Voted - For
1k. Election of Director: John Warnock Management For Voted - For
2. Approve the 2019 Equity Incentive Plan to replace
our 2003 Equity Incentive Plan. Management For Voted - For
3. Ratify the appointment of KPMG LLP as our
independent registered public accounting firm for
our fiscal year ending on November 29, 2019. Management For Voted - For
4. Approve, on an advisory basis, the compensation of
our named executive officers. Management For Voted - For
5. Consider and vote upon one stockholder proposal. Shareholder Against Voted - Against
ALIGN TECHNOLOGY, INC.
Security ID: 016255101 Ticker: ALGN
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: Kevin J. Dallas Management For Voted - For
1b. Election of Director: Joseph M. Hogan Management For Voted - For
1c. Election of Director: Joseph Lacob Management For Voted - For
1d. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1e. Election of Director: George J. Morrow Management For Voted - For
1f. Election of Director: Thomas M. Prescott Management For Voted - For
1g. Election of Director: Andrea L. Saia Management For Voted - For
1h. Election of Director: Greg J. Santora Management For Voted - For
1i. Election of Director: Susan E. Siegel Management For Voted - For
1j. Election of Director: Warren S. Thaler Management For Voted - For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
the appointment of PricewaterhouseCoopers LLP as
Align Technology, Inc.'s independent registered
public accountants for the fiscal year ending
December 31, 2019. Management For Voted - For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: John L. Hennessy Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Ann Mather Management For Voted - For
1.7 Director: Alan R. Mulally Management For Voted - For
1.8 Director: Sundar Pichai Management For Voted - For
1.9 Director: K. Ram Shriram Management For Voted - For
1.10 Director: Robin L. Washington Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Alphabet's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. The amendment and restatement of Alphabet's 2012
Stock Plan to increase the share reserve by
3,000,000 shares of Class C capital stock. Management For Voted - For
4. A stockholder proposal regarding equal shareholder
voting, if properly presented at the meeting. Shareholder Against Voted - Against
5. A stockholder proposal regarding inequitable
employment practices, if properly presented at the
meeting. Shareholder Against Voted - Against
6. A stockholder proposal regarding the establishment
of a societal risk oversight committee, if properly
presented at the meeting. Shareholder Against Voted - Against
7. A stockholder proposal regarding a report on sexual
harassment risk management, if properly presented
at the meeting. Shareholder Against Voted - Against
8. A stockholder proposal regarding majority vote for
the election of directors, if properly presented at
the meeting. Shareholder Against Voted - Against
9. A stockholder proposal regarding a report on gender
pay, if properly presented at the meeting. Shareholder Against Voted - Against
10. A stockholder proposal regarding strategic
alternatives, if properly presented at the meeting. Shareholder Against Voted - Against
11. A stockholder proposal regarding the nomination of
an employee representative director, if properly
presented at the meeting. Shareholder Against Voted - Against
12. A stockholder proposal regarding simple majority
vote, if properly presented at the meeting. Shareholder Against Voted - Against
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
13. A stockholder proposal regarding a sustainability
metrics report, if properly presented at the
meeting. Shareholder Against Voted - Against
14. A stockholder proposal regarding Google Search in
China, if properly presented at the meeting. Shareholder Against Voted - Against
15. A stockholder proposal regarding a clawback policy,
if properly presented at the meeting. Shareholder Against Voted - Against
16. A stockholder proposal regarding a report on
content governance, if properly presented at the
meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Jeffrey P. Bezos Management For Voted - For
1b. Election of Director: Rosalind G. Brewer Management For Voted - For
1c. Election of Director: Jamie S. Gorelick Management For Voted - For
1d. Election of Director: Daniel P. Huttenlocher Management For Voted - For
1e. Election of Director: Judith A. McGrath Management For Voted - For
1f. Election of Director: Indra K. Nooyi Management For Voted - For
1g. Election of Director: Jonathan J. Rubinstein Management For Voted - For
1h. Election of Director: Thomas O. Ryder Management For Voted - For
1i. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1j. Election of Director: Wendell P. Weeks Management For Voted - For
2. Ratification of the appointment of ernst & young
llp as independent auditors. Management For Voted - For
3. Advisory vote to approve executive compensation. Management For Voted - For
4. Shareholder proposal requesting an annual report on
management of food waste. Shareholder Against Voted - Against
5. Shareholder proposal requesting a reduction in the
ownership threshold for calling special shareholder
meetings. Shareholder Against Voted - Against
6. Shareholder proposal requesting a ban on government
use of certain technologies. Shareholder Against Voted - Against
7. Shareholder proposal requesting a report on the
impact of government use of certain technologies. Shareholder Against Voted - Against
8. Shareholder proposal requesting a report on certain
products. Shareholder Against Voted - Against
9. Shareholder proposal requesting an independent
board chair policy. Shareholder Against Voted - Against
10. Shareholder proposal requesting a report on certain
employment policies. Shareholder Against Voted - Against
11. Shareholder proposal requesting a report on climate
change topics. Shareholder Against Voted - Against
12. Shareholder proposal requesting a board ideology
disclosure policy. Shareholder Against Voted - Against
13. Shareholder proposal requesting changes to the
company's gender pay reporting. Shareholder Against Voted - Against
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
14. Shareholder proposal requesting a report on
integrating certain metrics into executive
compensation. Shareholder Against Voted - Against
15. Shareholder proposal regarding vote-counting
practices for shareholder proposals. Shareholder Against Voted - Against
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 07-May-19 Meeting Type: Annual
1a. Election of Director: Charlene Barshefsky Management For Voted - For
1b. Election of Director: John J. Brennan Management For Voted - For
1c. Election of Director: Peter Chernin Management For Voted - For
1d. Election of Director: Ralph de la Vega Management For Voted - For
1e. Election of Director: Anne Lauvergeon Management For Voted - For
1f. Election of Director: Michael O. Leavitt Management For Voted - For
1g. Election of Director: Theodore J. Leonsis Management For Voted - For
1h. Election of Director: Stephen J. Squeri Management For Voted - For
1i. Election of Director: Daniel L. Vasella Management For Voted - For
1j. Election of Director: Ronald A. Williams Management For Voted - For
1k. Election of Director: Christopher D. Young Management For Voted - For
2. Ratification of appointment of
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019. Management For Voted - For
3. Approval, on an advisory basis, of the Company's
executive compensation. Management For Voted - For
4. Shareholder proposal relating to action by written
consent. Shareholder Against Voted - Against
5. Shareholder proposal relating to deducting the
stock buyback impact from executive pay. Shareholder Against Voted - Against
6. Shareholder proposal relating to gender pay equity. Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 21-May-19 Meeting Type: Annual
1a. Election of Director: Raymond P. Dolan Management For Voted - For
1b. Election of Director: Robert D. Hormats Management For Voted - For
1c. Election of Director: Gustavo Lara Cantu Management For Voted - For
1d. Election of Director: Grace D. Lieblein Management For Voted - For
1e. Election of Director: Craig Macnab Management For Voted - For
1f. Election of Director: JoAnn A. Reed Management For Voted - For
1g. Election of Director: Pamela D.A. Reeve Management For Voted - For
1h. Election of Director: David E. Sharbutt Management For Voted - For
1i. Election of Director: James D. Taiclet Management For Voted - For
1j. Election of Director: Samme L. Thompson Management For Voted - For
2. To ratify the selection of Deloitte & Touche LLP as
the Company's independent registered public
accounting firm for 2019. Management For Voted - For
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. To approve, on an advisory basis, the Company's
executive compensation. Management For Voted - For
4. To adopt a policy requiring an independent Board
Chairman. Shareholder Against Voted - Against
5. To require periodic reports on political
contributions and expenditures. Shareholder Against Voted - Against
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 01-Mar-19 Meeting Type: Annual
1a. Election of director: James Bell Management For Voted - For
1b. Election of director: Tim Cook Management For Voted - For
1c. Election of director: Al Gore Management For Voted - For
1d. Election of director: Bob Iger Management For Voted - For
1e. Election of director: Andrea Jung Management For Voted - For
1f. Election of director: Art Levinson Management For Voted - For
1g. Election of director: Ron Sugar Management For Voted - For
1h. Election of director: Sue Wagner Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Apple's independent registered public
accounting firm for 2019 Management For Voted - For
3. Advisory vote to approve executive compensation Management For Voted - For
4. A shareholder proposal entitled "Shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
5. A shareholder proposal entitled "True Diversity
Board Policy" Shareholder Against Voted - Against
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Glenn D. Fogel Management For Voted - For
1.4 Director: Mirian Graddick-Weir Management For Voted - For
1.5 Director: James M. Guyette Management For Voted - For
1.6 Director: Wei Hopeman Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Nicholas J. Read Management For Voted - For
1.11 Director: Thomas E. Rothman Management For Voted - For
1.12 Director: Lynn M. Vojvodich Management For Voted - For
1.13 Director: Vanessa A. Wittman Management For Voted - For
2. Ratification of Deloitte & Touche LLP as our
independent registered public accounting firm for
the fiscal year ending December 31, 2019. Management For Voted - For
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Advisory Vote to Approve 2018 Executive
Compensation. Management For Voted - For
4. Stockholder Proposal requesting that the Company
amend its proxy access bylaw. Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
Security ID: 127097103 Ticker: COG
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Peter B. Delaney Management For Voted - For
1.6 Director: Dan O. Dinges Management For Voted - For
1.7 Director: Robert Kelley Management For Voted - For
1.8 Director: W. Matt Ralls Management For Voted - For
1.9 Director: Marcus A. Watts Management For Voted - For
2. To ratify the appointment of the firm
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Company
for its 2019 fiscal year. Management For Voted - For
3. To approve, by non-binding advisory vote, the
compensation of our named executive officers. Management For Voted - For
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1. Approve an amendment and restatement of our
certificate of incorporation to eliminate all or
some of the Class B Election Rights. Management For Voted - For
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Daniel G. Kaye Management For Voted - For
1j. Election of Equity Director: Phyllis M. Lockett Management For Voted - For
1k. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1l. Election of Equity Director: Alex J. Pollock Management For Voted - For
1m. Election of Equity Director: Terry L. Savage Management For Voted - For
1n. Election of Equity Director: William R. Shepard Management For Voted - For
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1o. Election of Equity Director: Howard J. Siegel Management For Voted - For
1p. Election of Equity Director: Michael A. Spencer Management For Voted - For
1q. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the appointment of Ernst & Young as
our independent registered public accounting firm
for 2019. Management For Voted - For
3. Advisory vote on the compensation of our named
executive officers. Management For Voted - For
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a. Election of Director: Michael R. Klein Management For Voted - For
1b. Election of Director: Andrew C. Florance Management For Voted - For
1c. Election of Director: Laura Cox Kaplan Management For Voted - For
1d. Election of Director: Michael J. Glosserman Management For Voted - For
1e. Election of Director: John W. Hill Management For Voted - For
1f. Election of Director: Christopher J. Nassetta Management For Voted - For
1g. Election of Director: David J. Steinberg Management For Voted - For
2. Proposal to ratify the appointment of Ernst & Young
LLP as the Company's independent registered public
accounting firm for 2019. Management For Voted - For
3. Proposal to approve, on an advisory basis, the
Company's executive compensation. Management For Voted - For
DOLLAR GENERAL CORPORATION
Security ID: 256677105 Ticker: DG
Meeting Date: 29-May-19 Meeting Type: Annual
1a. Election of Director: Warren F. Bryant Management For Voted - For
1b. Election of Director: Michael M. Calbert Management For Voted - For
1c. Election of Director: Sandra B. Cochran Management For Voted - For
1d. Election of Director: Patricia D. Fili-Krushel Management For Voted - For
1e. Election of Director: Timothy I. McGuire Management For Voted - For
1f. Election of Director: William C. Rhodes, III Management For Voted - For
1g. Election of Director: Ralph E. Santana Management For Voted - For
1h. Election of Director: Todd J. Vasos Management For Voted - For
2. To approve, on an advisory (non-binding) basis, the
compensation of Dollar General Corporation's named
executive officers as disclosed in the proxy
statement. Management For Voted - For
3. To ratify the appointment of Ernst & Young LLP as
Dollar General Corporation's independent registered
public accounting firm for fiscal 2019. Management For Voted - For
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RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
DOLLARAMA INC
Security ID: 25675T107
Meeting Date: 13-Jun-19 Meeting Type: Agm
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE
'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 TO 6
AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS 1.1 TO 1.9 AND 2. THANK YOU Non-Voting Non-Voting
1.1 ELECTION OF DIRECTOR: JOSHUA BEKENSTEIN Management For Voted - For
1.2 ELECTION OF DIRECTOR: GREGORY DAVID Management For Voted - For
1.3 ELECTION OF DIRECTOR: ELISA D. GARCIA C Management For Voted - For
1.4 ELECTION OF DIRECTOR: STEPHEN GUNN Management For Voted - For
1.5 ELECTION OF DIRECTOR: KRISTIN MUGFORD Management For Voted - For
1.6 ELECTION OF DIRECTOR: NICHOLAS NOMICOS Management For Voted - For
1.7 ELECTION OF DIRECTOR: NEIL ROSSY Management For Voted - For
1.8 ELECTION OF DIRECTOR: RICHARD ROY Management For Voted - For
1.9 ELECTION OF DIRECTOR: HUW THOMAS Management For Voted - For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP,
CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION Management For Voted - For
3 ADOPTION OF AN ADVISORY NON- BINDING RESOLUTION IN
RESPECT OF THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR Management For Voted - For
4 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER
PROPOSAL: ADOPTION OF A SHAREHOLDER PROPOSAL
REQUESTING THE PRODUCTION OF AN ANNUAL
SUSTAINABILITY REPORT Shareholder Against Voted - Against
5 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER
PROPOSAL: ADOPTION OF A SHAREHOLDER PROPOSAL
REQUESTING THE PRODUCTION OF AN ANNUAL REPORT ON
RISKS TO HUMAN RIGHTS Shareholder Against Voted - Against
6 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER
PROPOSAL: ADOPTION OF A SHAREHOLDER PROPOSAL
REQUESTING THE ADOPTION OF A LIVING WAGE POLICY Shareholder Against Voted - Against
EOG RESOURCES, INC.
Security ID: 26875P101 Ticker: EOG
Meeting Date: 29-Apr-19 Meeting Type: Annual
1a. Election of Director: Janet F. Clark Management For Voted - For
1b. Election of Director: Charles R. Crisp Management For Voted - For
1c. Election of Director: Robert P. Daniels Management For Voted - For
1d. Election of Director: James C. Day Management For Voted - For
1e. Election of Director: C. Christopher Gaut Management For Voted - For
1f. Election of Director: Julie J. Robertson Management For Voted - For
1g. Election of Director: Donald F. Textor Management For Voted - For
1h. Election of Director: William R. Thomas Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
2. To ratify the appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
independent registered public accounting firm, as
auditors for the Company for the year ending
December 31, 2019. Management For Voted - For
3. To approve, by non-binding vote, the compensation
of the Company's named executive officers. Management For Voted - For
EQUINIX, INC.
Security ID: 29444U700 Ticker: EQIX
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: Scott Kriens Management For Voted - For
1.5 Director: William Luby Management For Voted - For
1.6 Director: Irving Lyons, III Management For Voted - For
1.7 Director: Charles Meyers Management For Voted - For
1.8 Director: Christopher Paisley Management For Voted - For
1.9 Director: Peter Van Camp Management For Voted - For
2. To approve, by a non-binding advisory vote, the
compensation of Equinix's named executive officers. Management For Voted - For
3. To approve the Equinix French Sub-plan under
Equinix's 2000 Equity Incentive Plan. Management For Voted - For
4. To ratify the appointment of PricewaterhouseCoopers
LLP as Equinix's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
5. Stockholder proposal related to political
contributions. Shareholder Against Voted - Against
FACEBOOK, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Peggy Alford Management For Voted - For
1.2 Director: Marc L. Andreessen Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-Hellmann Management For Voted - For
1.5 Director: Sheryl K. Sandberg Management For Voted - For
1.6 Director: Peter A. Thiel Management For Voted - For
1.7 Director: Jeffrey D. Zients Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. To approve, on a non-binding advisory basis, the
compensation program for Facebook, Inc.'s named
executive officers as disclosed in Facebook, Inc.'s
proxy statement. Management For Voted - For
4. To vote, on a non-binding advisory basis, whether a
non-binding advisory vote on the compensation
program for Facebook, Inc.'s named executive
officers should be held every one, two or three
years. Management 3 Years Voted - 3 Years
5. A stockholder proposal regarding change in
stockholder voting. Shareholder Against Voted - Against
6. A stockholder proposal regarding an independent
chair. Shareholder Against Voted - Against
7. A stockholder proposal regarding majority voting
for directors. Shareholder Against Voted - Against
8. A stockholder proposal regarding true diversity
board policy. Shareholder Against Voted - Against
9. A stockholder proposal regarding a content
governance report. Shareholder Against Voted - Against
10. A stockholder proposal regarding median gender pay
gap. Shareholder Against Voted - Against
11. A stockholder proposal regarding workforce
diversity. Shareholder Against Voted - Against
12. A stockholder proposal regarding strategic
alternatives. Shareholder Against Voted - Against
FIVE BELOW, INC.
Security ID: 33829M101 Ticker: FIVE
Meeting Date: 18-Jun-19 Meeting Type: Annual
1a. Election of Director: Catherine E. Buggeln Management For Voted - For
1b. Election of Director: Michael F. Devine III Management For Voted - For
1c. Election of Director: Ronald L. Sargent Management For Voted - For
2. To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting
firm for the current fiscal year ending February 1,
2020. Management For Voted - For
3. To approve, by non-binding advisory vote, the
Company's Named Executive Officer compensation. Management For Voted - For
4. Non-binding advisory vote, on whether the frequency
of the shareholder vote on our executive
compensation should be every 1, 2 or 3 years. Management 3 Years Voted - 3 Years
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 29-May-19 Meeting Type: Annual
1A. Election of Director: Frances Arnold, Ph.D. Management For Voted - For
1B. Election of Director: Francis A. deSouza Management For Voted - For
1C. Election of Director: Susan E. Siegel Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
2. To ratify the appointment of Ernst & Young LLP as
our independent registered public accounting firm
for the fiscal year ending December 29, 2019. Management For Voted - For
3. To approve, on an advisory basis, the compensation
of the named executive officers as disclosed in the
Proxy Statement. Management For Voted - For
4. To approve an amendment to our Amended and Restated
Certificate of Incorporation to declassify our
Board of Directors. Management For Voted - For
5. To approve, on an advisory basis, a stockholder
proposal to enhance election- related disclosures. Shareholder Against Voted - Against
INTERXION HOLDING N V
Security ID: N47279109 Ticker: INXN
Meeting Date: 28-Jun-19 Meeting Type: Annual
1. To adopt the Dutch statutory annual accounts of the
Company for the financial year ended December 31,
2018. Management For Voted - For
2. To discharge the members of the Board from certain
liabilities for the financial year ended December
31, 2018. Management For Voted - For
3. To re-appoint Jean Mandeville as Non- Executive
Director. Management For Voted - For
4. To re-appoint David Ruberg as Executive Director. Management For Voted - For
5. To increase the annual cash compensation for our
Chairman. Management For Voted - For
6. To award restricted shares to our Non- Executive
Directors. Management For Voted - For
7. To award performance shares to our Executive
Director for the performance year 2016. Management For Voted - For
8. To designate the Board as the corporate body
authorized for a period of 18 months to issue
shares and to grant rights to subscribe for shares
in the share capital of the Company for up to
2,035,547 shares for the Company's employee
incentive schemes. Management For Voted - For
9. To designate the Board as the corporate body
authorized for a period of 18 months to restrict or
exclude pre-emption rights when issuing shares in
relation to employee incentive schemes. Management For Voted - For
10. To designate the Board as the corporate body for a
period of 18 months authorized to issue shares and
to grant rights to subscribe for shares for up to
10% of the current issued share capital of the
Company at such a price and on such conditions as
determined for each issue by the Board for general
corporate purposes. Management For Voted - For
11. To designate the Board as the corporate body for a
period of 18 months authorized to restrict or
exclude pre-emption rights when issuing shares for
general corporate purposes. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
12. To appoint KPMG Accountants N.V. to audit the
annual accounts of the Company for the financial
year ending December 31, 2019. Management For Voted - For
13. To transact such other business as may properly
come before the Annual General Meeting or any
adjournments thereof. Management For Voted - For
INTUITIVE SURGICAL, INC.
Security ID: 46120E602 Ticker: ISRG
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Craig H. Barratt, Ph.D. Management For Voted - For
1b. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1c. Election of Director: Amal M. Johnson Management For Voted - For
1d. Election of Director: Don R. Kania, Ph.D. Management For Voted - For
1e. Election of Director: Keith R. Leonard, Jr. Management For Voted - For
1f. Election of Director: Alan J. Levy, Ph.D. Management For Voted - For
1g. Election of Director: Jami Dover Nachtsheim Management For Voted - For
1h. Election of Director: Mark J. Rubash Management For Voted - For
1i. Election of Director: Lonnie M. Smith Management For Voted - For
2. To approve, by advisory vote, the compensation of
the Company's Named Executive Officers. Management For Voted - For
3. The ratification of appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for
the fiscal year ending December 31, 2019. Management For Voted - For
4. To approve the amendment and restatement of the
2010 Incentive Award Plan. Management For Voted - For
5. A stockholder proposal entitled "Simple Majority
Vote." Shareholder Against Voted - Against
IQVIA HOLDINGS INC.
Security ID: 46266C105 Ticker: IQV
Meeting Date: 09-Apr-19 Meeting Type: Annual
1.1 Director: Carol J. Burt Management For Voted - For
1.2 Director: John P. Connaughton Management For Voted - For
1.3 Director: John G. Danhakl Management For Voted - For
1.4 Director: James A. Fasano Management For Voted - For
2 The ratification of the appointment of
PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s
independent registered public accounting firm for
the year ending December 31, 2019. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 25-Jun-19 Meeting Type: Annual
1a. Election of director: Richard Haythornthwaite Management For Voted - For
1b. Election of director: Ajay Banga Management For Voted - For
1c. Election of director: David R. Carlucci Management For Voted - For
1d. Election of director: Richard K. Davis Management For Voted - For
1e. Election of director: Steven J. Freiberg Management For Voted - For
1f. Election of director: Julius Genachowski Management For Voted - For
1g. Election of director: Choon Phong Goh Management For Voted - For
1h. Election of director: Merit E. Janow Management For Voted - For
1i. Election of director: Oki Matsumoto Management For Voted - For
1j. Election of director: Youngme Moon Management For Voted - For
1k. Election of director: Rima Qureshi Management For Voted - For
1l. Election of director: Jos[] Octavio Reyes Lagunes Management For Voted - For
1m. Election of director: Gabrielle Sulzberger Management For Voted - For
1n. Election of director: Jackson Tai Management For Voted - For
1o. Election of director: Lance Uggla Management For Voted - For
2. Advisory approval of Mastercard's executive
compensation Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard
for 2019 Management For Voted - For
4. Consideration of a stockholder proposal on gender
pay gap Shareholder Against Voted - Against
5. Consideration of a stockholder proposal on creation
of a human rights committee Shareholder Against Voted - Against
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 20-Sep-18 Meeting Type: Annual
1.1 Director: Alan B. Graf, Jr. Management For Voted - For
1.2 Director: John C. Lechleiter Management For Voted - For
1.3 Director: Michelle A. Peluso Management For Voted - For
2. To approve executive compensation by an advisory
vote. Management For Voted - For
3. To consider a shareholder proposal regarding
political contributions disclosure. Shareholder Against Voted - Against
4. To ratify the appointment of PricewaterhouseCoopers
LLP as independent registered public accounting
firm. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102 Ticker: NOC
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
1l. Election of Director: Kathy J. Warden Management For Voted - For
1m. Election of Director: Mark A. Welsh III Management For Voted - For
2. Proposal to approve, on an advisory basis, the
compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to ratify the appointment of Deloitte &
Touche LLP as the Company's Independent Auditor for
fiscal year ending December 31, 2019. Management For Voted - For
4. Shareholder proposal to provide for a report on
management systems and processes for implementing
the Company's human rights policy. Shareholder Against Voted - Against
5. Shareholder proposal to provide for an independent
chair. Shareholder Against Voted - Against
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Rodney C. Adkins Management For Voted - For
1b. Election of Director: Wences Casares Management For Voted - For
1c. Election of Director: Jonathan Christodoro Management For Voted - For
1d. Election of Director: John J. Donahoe Management For Voted - For
1e. Election of Director: David W. Dorman Management For Voted - For
1f. Election of Director: Belinda J. Johnson Management For Voted - For
1g. Election of Director: Gail J. McGovern Management For Voted - For
1h. Election of Director: Deborah M. Messemer Management For Voted - For
1i. Election of Director: David M. Moffett Management For Voted - For
1j. Election of Director: Ann M. Sarnoff Management For Voted - For
1k. Election of Director: Daniel H. Schulman Management For Voted - For
1l. Election of Director: Frank D. Yeary Management For Voted - For
2. Advisory vote to approve named executive officer
compensation. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
auditor for 2019. Management For Voted - For
4. Stockholder proposal regarding political disclosure. Shareholder Against Voted - Against
5. Stockholder proposal regarding human and indigenous
peoples' rights. Shareholder Against Voted - Against
SALESFORCE.COM, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 06-Jun-19 Meeting Type: Annual
1a. Election of Director: Marc Benioff Management For Voted - For
1b. Election of Director: Keith Block Management For Voted - For
1c. Election of Director: Parker Harris Management For Voted - For
1d. Election of Director: Craig Conway Management For Voted - For
1e. Election of Director: Alan Hassenfeld Management For Voted - For
1f. Election of Director: Neelie Kroes Management For Voted - For
1g. Election of Director: Colin Powell Management For Voted - For
1h. Election of Director: Sanford Robertson Management For Voted - For
1i. Election of Director: John V. Roos Management For Voted - For
1j. Election of Director: Bernard Tyson Management For Voted - For
1k. Election of Director: Robin Washington Management For Voted - For
1l. Election of Director: Maynard Webb Management For Voted - For
1m. Election of Director: Susan Wojcicki Management For Voted - For
2a. Amendment and restatement of our Certificate of
Incorporation to remove supermajority voting
provisions relating to: Amendments to the
Certificate of Incorporation and Bylaws. Management For Voted - For
2b. Amendment and restatement of our Certificate of
Incorporation to remove supermajority voting
provisions relating to: Removal of directors. Management For Voted - For
3. Amendment and restatement of our 2013 Equity
Incentive Plan to, among other things, increase the
number of shares authorized for issuance by 35.5
million shares. Management For Voted - For
4. Ratification of the appointment of Ernst & Young
LLP as our independent registered public accounting
firm for the fiscal year ending January 31, 2020. Management For Voted - For
5. An advisory vote to approve the fiscal 2019
compensation of our named executive officers. Management For Voted - For
6. A stockholder proposal regarding a "true diversity"
board policy. Shareholder Against Voted - Against
SERVICENOW, INC.
Security ID: 81762P102 Ticker: NOW
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a. Election of director: Teresa Briggs Management For Voted - For
1b. Election of director: Paul E. Chamberlain Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1c. Election of director: Tamar O. Yehoshua Management For Voted - For
2. To approve, on an advisory basis, the compensation
of our Named Executive Officers ("Say-on-Pay"). Management For Voted - For
3. Ratification of PricewaterhouseCoopers LLP as the
independent registered public accounting firm for
2019. Management For Voted - For
TD AMERITRADE HOLDING CORPORATION
Security ID: 87236Y108 Ticker: AMTD
Meeting Date: 13-Feb-19 Meeting Type: Annual
1.1 Director: Bharat B. Masrani Management For Voted - For
1.2 Director: Irene R. Miller Management For Voted - For
1.3 Director: Todd M. Ricketts Management For Voted - For
1.4 Director: Allan R. Tessler Management For Voted - For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For Voted - For
3. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Ratification of the appointment of Ernst & Young
LLP as the Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2019. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105 Ticker: SCHW
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: John K. Adams, Jr. Management For Voted - For
1b. Election of Director: Stephen A. Ellis Management For Voted - For
1c. Election of Director: Arun Sarin Management For Voted - For
1d. Election of Director: Charles R. Schwab Management For Voted - For
1e. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of the selection of Deloitte & Touche
LLP as independent auditors Management For Voted - For
3. Advisory vote to approve named executive officer
compensation Management For Voted - For
4. Stockholder Proposal requesting annual disclosure
of EEO-1 data Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 10-Jul-18 Meeting Type: Special
1. IMPORTANT: The special meeting of stockholders
scheduled for July 10, 2018 has been postponed and
voting will no longer be processed. A new proxy
with a July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and a NEW
VOTE will be required. If you have already voted
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
the July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive for
the July 27, 2018 meeting. Your vote is important.
Please make sure you vote your new proxy. Thank you. Management For Voted - For
2. IMPORTANT: The special meeting of stockholders
scheduled for July 10, 2018 has been postponed and
voting will no longer be processed. A new proxy
with a July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and a NEW
VOTE will be required. If you have already voted
the July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive for
the July 27, 2018 meeting. Your vote is important.
Please make sure you vote your new proxy. Thank you. Management For Voted - For
3. IMPORTANT: The special meeting of stockholders
scheduled for July 10, 2018 has been postponed and
voting will no longer be processed. A new proxy
with a July 27, 2018 meeting date will be sent to
stockholders as soon as it is available and a NEW
VOTE will be required. If you have already voted
the July 10, 2018 proxy, you will need to vote
again using the new ballot(s) you will receive for
the July 27, 2018 meeting. Your vote is important.
Please make sure you vote your new proxy. Thank you. Management For Voted - For
Meeting Date: 27-Jul-18 Meeting Type: Special
1. To approve the issuance of common stock, par value
$0.01 per share, of TWDC Holdco 613 Corp. ("New
Disney"), to stockholders of Twenty-First Century
Fox, Inc. ("21CF") contemplated by the Amended and
Restated Agreement and Plan of Merger, dated as of
June 20, 2018, as it may be amended from time to
time, by and among 21CF, a Delaware corporation,
Disney, a Delaware corporation, New Disney, a
Delaware corporation and a wholly owned subsidiary
of Disney, WDC Merger Enterprises I, Inc., a
(due to space limits, see proxy statement for
full proposal). Management For Voted - For
2. To approve adjournments of the Disney special
meeting, if necessary or appropriate, to solicit
additional proxies if there are insufficient votes
at the time of the Disney special meeting to
approve the share issuance proposal. Management For Voted - For
Meeting Date: 07-Mar-19 Meeting Type: Annual
1a. Election of Director: Susan E. Arnold Management For Voted - For
1b. Election of Director: Mary T. Barra Management For Voted - For
1c. Election of Director: Safra A. Catz Management For Voted - For
1d. Election of Director: Francis A. deSouza Management For Voted - For
1e. Election of Director: Michael Froman Management For Voted - For
1f. Election of Director: Robert A. Iger Management For Voted - For
1g. Election of Director: Maria Elena Lagomasino Management For Voted - For
1h. Election of Director: Mark G. Parker Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
1i. Election of Director: Derica W. Rice Management For Voted - For
2. To ratify the appointment of PricewaterhouseCoopers
LLP as the Company's registered public accountants
for fiscal 2019. Management For Voted - For
3. To approve the advisory resolution on executive
compensation. Management For Voted - For
4. Shareholder proposal requesting an annual report
disclosing information regarding the Company's
lobbying policies and activities. Shareholder Against Voted - Against
5. Shareholder proposal requesting a report on use of
additional cyber security and data privacy metrics
in determining compensation of senior executives. Shareholder Against Voted - Against
TWITTER, INC.
Security ID: 90184L102 Ticker: TWTR
Meeting Date: 20-May-19 Meeting Type: Annual
1a. Election of Director: Jack Dorsey Management For Voted - For
1b. Election of Director: Patrick Pichette Management For Voted - For
1c. Election of Director: Robert Zoellick Management For Voted - For
2. To approve, on an advisory basis, the compensation
of our named executive officers. Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for our fiscal
year ending December 31, 2019. Management For Voted - For
4. A stockholder proposal regarding simple majority
vote. Shareholder Against Voted - Against
5. A stockholder proposal regarding a report on our
content enforcement policies. Shareholder Against Voted - Against
6. A stockholder proposal regarding board
qualifications. Shareholder Against Voted - Against
ULTA BEAUTY, INC.
Security ID: 90384S303 Ticker: ULTA
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Director: Sally E. Blount Management For Voted - For
1.2 Director: Mary N. Dillon Management For Voted - For
1.3 Director: Charles Heilbronn Management For Voted - For
1.4 Director: Michael R. MacDonald Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
our independent registered public accounting firm
for our fiscal year 2019, ending February 1, 2020 Management For Voted - For
3. To vote on an advisory resolution to approve the
Company's executive compensation Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Large Growth Fund
Proposal Proposed by Mgt. Position Registrant Voted
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 03-Jun-19 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William McNabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: John H. Noseworthy, M.D. Management For Voted - For
1i. Election of Director: Glenn M. Renwick Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory approval of the Company's executive
compensation. Management For Voted - For
3. Ratification of the appointment of Deloitte &
Touche LLP as the independent registered public
accounting firm for the Company for the year ending
December 31, 2019. Management For Voted - For
4. The shareholder proposal set forth in the proxy
statement requesting an amendment to the proxy
access bylaw, if properly presented at the 2019
Annual Meeting of Shareholders. Shareholder Against Voted - Against
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a. Election of Director: Lloyd A. Carney Management For Voted - For
1b. Election of Director: Mary B. Cranston Management For Voted - For
1c. Election of Director: Francisco Javier
Fernandez-Carbajal Management For Voted - For
1d. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1e. Election of Director: John F. Lundgren Management For Voted - For
1f. Election of Director: Robert W. Matschullat Management For Voted - For
1g. Election of Director: Denise M. Morrison Management For Voted - For
1h. Election of Director: Suzanne Nora Johnson Management For Voted - For
1i. Election of Director: John A. C. Swainson Management For Voted - For
1j. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for
the 2019 fiscal year. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ADIDAS AG
Security ID: 00687A107 Ticker: ADDYY
Meeting Date: 09-May-19 Meeting Type: Annual
2. Appropriation of retained earnings: I have noted
that a proposal amended in accordance with a
further repurchase, sale, transfer or issuance of
shares will be presented to the Annual General
Meeting on May 9, 2019, with the payment per
dividend-entitled no-par- value share remaining
unchanged at EUR 3.35. My vote will also apply in
this case Management For Voted - For
3. Ratification of the actions of the Executive Board Management For Voted - For
4. Ratification of the actions of the Supervisory Board Management For Voted - For
5.1 Supervisory Board Election: Ian Gallienne Management For Voted - For
5.2 Supervisory Board Election: Herbert Kauffmann Management For Voted - For
5.3 Supervisory Board Election: Igor Landau Management For Voted - For
5.4 Supervisory Board Election: Kathrin Menges Management For Voted - For
5.5 Supervisory Board Election: Nassef Sawiris Management For Voted - For
5.6 Supervisory Board Election: Dr. Thomas Rabe Management For Voted - For
5.7 Supervisory Board Election: Bodo Uebber Management For Voted - For
5.8 Supervisory Board Election: Jing Ulrich Management For Voted - For
6. Cancelation of the Authorized Capital pursuant to
section 4 section 3 of the Articles of Association,
creation of a new Authorized Capital with the
authorization to exclude subscription rights,
amendment to the Articles of Association Management For Voted - For
7. Cancelation of the Contingent Capital pursuant to
section 4 section 6 of the Articles of Association
and cancelation of section 4 section 6 of the
Articles of Association Management For Voted - For
8. Appointment of the auditor and Group auditor for
the 2019 financial year as well as of the auditor
for a possible audit review of the first half year
report Management For Voted - For
ADOBE INC
Security ID: 00724F101 Ticker: ADBE
Meeting Date: 11-Apr-19 Meeting Type: Annual
1a. Election of Director: Amy Banse Management For Voted - For
1b. Election of Director: Frank Calderoni Management For Voted - For
1c. Election of Director: James Daley Management For Voted - For
1d. Election of Director: Laura Desmond Management For Voted - For
1e. Election of Director: Charles Geschke Management For Voted - For
1f. Election of Director: Shantanu Narayen Management For Voted - For
1g. Election of Director: Kathleen Oberg Management For Voted - For
1h. Election of Director: Dheeraj Pandey Management For Voted - For
1i. Election of Director: David Ricks Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1j. Election of Director: Daniel Rosensweig Management For Voted - For
1k. Election of Director: John Warnock Management For Voted - For
2. Approve the 2019 Equity Incentive Plan to replace
our 2003 Equity Incentive Plan. Management For Voted - For
3. Ratify the appointment of KPMG LLP as our
independent registered public accounting firm for
our fiscal year ending on November 29, 2019. Management For Voted - For
4. Approve, on an advisory basis, the compensation of
our named executive officers. Management For Voted - For
5. Consider and vote upon one stockholder proposal. Shareholder Against Voted - Against
ALIGN TECHNOLOGY, INC.
Security ID: 016255101 Ticker: ALGN
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: Kevin J. Dallas Management For Voted - For
1b. Election of Director: Joseph M. Hogan Management For Voted - For
1c. Election of Director: Joseph Lacob Management For Voted - For
1d. Election of Director: C. Raymond Larkin, Jr. Management For Voted - For
1e. Election of Director: George J. Morrow Management For Voted - For
1f. Election of Director: Thomas M. Prescott Management For Voted - For
1g. Election of Director: Andrea L. Saia Management For Voted - For
1h. Election of Director: Greg J. Santora Management For Voted - For
1i. Election of Director: Susan E. Siegel Management For Voted - For
1j. Election of Director: Warren S. Thaler Management For Voted - For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify
the appointment of PricewaterhouseCoopers LLP as
Align Technology, Inc.'s independent registered
public accountants for the fiscal year ending
December 31, 2019. Management For Voted - For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION. Management For Voted - For
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: John L. Hennessy Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Ann Mather Management For Voted - For
1.7 Director: Alan R. Mulally Management For Voted - For
1.8 Director: Sundar Pichai Management For Voted - For
1.9 Director: K. Ram Shriram Management For Voted - For
1.10 Director: Robin L. Washington Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2. Ratification of the appointment of Ernst & Young
LLP as Alphabet's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. The amendment and restatement of Alphabet's 2012
Stock Plan to increase the share reserve by
3,000,000 shares of Class C capital stock. Management For Voted - For
4. A stockholder proposal regarding equal shareholder
voting, if properly presented at the meeting. Shareholder Against Voted - Against
5. A stockholder proposal regarding inequitable
employment practices, if properly presented at the
meeting. Shareholder Against Voted - Against
6. A stockholder proposal regarding the establishment
of a societal risk oversight committee, if properly
presented at the meeting. Shareholder Against Voted - Against
7. A stockholder proposal regarding a report on sexual
harassment risk management, if properly presented
at the meeting. Shareholder Against Voted - Against
8. A stockholder proposal regarding majority vote for
the election of directors, if properly presented at
the meeting. Shareholder Against Voted - Against
9. A stockholder proposal regarding a report on gender
pay, if properly presented at the meeting. Shareholder Against Voted - Against
10. A stockholder proposal regarding strategic
alternatives, if properly presented at the meeting. Shareholder Against Voted - Against
11. A stockholder proposal regarding the nomination of
an employee representative director, if properly
presented at the meeting. Shareholder Against Voted - Against
12. A stockholder proposal regarding simple majority
vote, if properly presented at the meeting. Shareholder Against Voted - Against
13. A stockholder proposal regarding a sustainability
metrics report, if properly presented at the
meeting. Shareholder Against Voted - Against
14. A stockholder proposal regarding Google Search in
China, if properly presented at the meeting. Shareholder Against Voted - Against
15. A stockholder proposal regarding a clawback policy,
if properly presented at the meeting. Shareholder Against Voted - Against
16. A stockholder proposal regarding a report on
content governance, if properly presented at the
meeting. Shareholder Against Voted - Against
AMAZON.COM, INC.
Security ID: 023135106 Ticker: AMZN
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Jeffrey P. Bezos Management For Voted - For
1b. Election of Director: Rosalind G. Brewer Management For Voted - For
1c. Election of Director: Jamie S. Gorelick Management For Voted - For
1d. Election of Director: Daniel P. Huttenlocher Management For Voted - For
1e. Election of Director: Judith A. McGrath Management For Voted - For
1f. Election of Director: Indra K. Nooyi Management For Voted - For
1g. Election of Director: Jonathan J. Rubinstein Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1h. Election of Director: Thomas O. Ryder Management For Voted - For
1i. Election of Director: Patricia Q. Stonesifer Management For Voted - For
1j. Election of Director: Wendell P. Weeks Management For Voted - For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS. Management For Voted - For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For Voted - For
4. SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON
MANAGEMENT OF FOOD WASTE. Shareholder Against Voted - Against
5. SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE
OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS. Shareholder Against Voted - Against
6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT
USE OF CERTAIN TECHNOLOGIES. Shareholder Against Voted - Against
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE
IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. Shareholder Against Voted - Against
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN
PRODUCTS. Shareholder Against Voted - Against
9. SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT
BOARD CHAIR POLICY. Shareholder Against Voted - Against
10. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN
EMPLOYMENT POLICIES. Shareholder Against Voted - Against
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE
CHANGE TOPICS. Shareholder Against Voted - Against
12. SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY
DISCLOSURE POLICY. Shareholder Against Voted - Against
13. SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE
COMPANY'S GENDER PAY REPORTING. Shareholder Against Voted - Against
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON
INTEGRATING CERTAIN METRICS INTO EXECUTIVE
COMPENSATION. Shareholder Against Voted - Against
15. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING
PRACTICES FOR SHAREHOLDER PROPOSALS. Shareholder Against Voted - Against
AMERICAN EXPRESS COMPANY
Security ID: 025816109 Ticker: AXP
Meeting Date: 07-May-19 Meeting Type: Annual
1a. Election of Director: Charlene Barshefsky Management For Voted - For
1b. Election of Director: John J. Brennan Management For Voted - For
1c. Election of Director: Peter Chernin Management For Voted - For
1d. Election of Director: Ralph de la Vega Management For Voted - For
1e. Election of Director: Anne Lauvergeon Management For Voted - For
1f. Election of Director: Michael O. Leavitt Management For Voted - For
1g. Election of Director: Theodore J. Leonsis Management For Voted - For
1h. Election of Director: Stephen J. Squeri Management For Voted - For
1i. Election of Director: Daniel L. Vasella Management For Voted - For
1j. Election of Director: Ronald A. Williams Management For Voted - For
1k. Election of Director: Christopher D. Young Management For Voted - For
2. Ratification of appointment of
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2019. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Approval, on an advisory basis, of the Company's
executive compensation. Management For Voted - For
4. Shareholder proposal relating to action by written
consent. Shareholder Against Voted - Against
5. Shareholder proposal relating to deducting the
stock buyback impact from executive pay. Shareholder Against Voted - Against
6. Shareholder proposal relating to gender pay equity. Shareholder Against Voted - Against
AMERICAN TOWER CORPORATION
Security ID: 03027X100 Ticker: AMT
Meeting Date: 21-May-19 Meeting Type: Annual
1a. Election of Director: Raymond P. Dolan Management For Voted - For
1b. Election of Director: Robert D. Hormats Management For Voted - For
1c. Election of Director: Gustavo Lara Cantu Management For Voted - For
1d. Election of Director: Grace D. Lieblein Management For Voted - For
1e. Election of Director: Craig Macnab Management For Voted - For
1f. Election of Director: JoAnn A. Reed Management For Voted - For
1g. Election of Director: Pamela D.A. Reeve Management For Voted - For
1h. Election of Director: David E. Sharbutt Management For Voted - For
1i. Election of Director: James D. Taiclet Management For Voted - For
1j. Election of Director: Samme L. Thompson Management For Voted - For
2. To ratify the selection of Deloitte & Touche LLP as
the Company's independent registered public
accounting firm for 2019. Management For Voted - For
3. To approve, on an advisory basis, the Company's
executive compensation. Management For Voted - For
4. To adopt a policy requiring an independent Board
Chairman. Shareholder Against Voted - Against
5. To require periodic reports on political
contributions and expenditures. Shareholder Against Voted - Against
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 01-Mar-19 Meeting Type: Annual
1a. Election of director: James Bell Management For Voted - For
1b. Election of director: Tim Cook Management For Voted - For
1c. Election of director: Al Gore Management For Voted - For
1d. Election of director: Bob Iger Management For Voted - For
1e. Election of director: Andrea Jung Management For Voted - For
1f. Election of director: Art Levinson Management For Voted - For
1g. Election of director: Ron Sugar Management For Voted - For
1h. Election of director: Sue Wagner Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Apple's independent registered public
accounting firm for 2019 Management For Voted - For
3. Advisory vote to approve executive compensation Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. A shareholder proposal entitled "Shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
5. A shareholder proposal entitled "True Diversity
Board Policy" Shareholder Against Voted - Against
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Glenn D. Fogel Management For Voted - For
1.4 Director: Mirian Graddick-Weir Management For Voted - For
1.5 Director: James M. Guyette Management For Voted - For
1.6 Director: Wei Hopeman Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Nicholas J. Read Management For Voted - For
1.11 Director: Thomas E. Rothman Management For Voted - For
1.12 Director: Lynn M. Vojvodich Management For Voted - For
1.13 Director: Vanessa A. Wittman Management For Voted - For
2. Ratification of Deloitte & Touche LLP as our
independent registered public accounting firm for
the fiscal year ending December 31, 2019. Management For Voted - For
3. Advisory Vote to Approve 2018 Executive
Compensation. Management For Voted - For
4. Stockholder Proposal requesting that the Company
amend its proxy access bylaw. Shareholder Against Voted - Against
CABOT OIL & GAS CORPORATION
Security ID: 127097103 Ticker: COG
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Director: Dorothy M. Ables Management For Voted - For
1.2 Director: Rhys J. Best Management For Voted - For
1.3 Director: Robert S. Boswell Management For Voted - For
1.4 Director: Amanda M. Brock Management For Voted - For
1.5 Director: Peter B. Delaney Management For Voted - For
1.6 Director: Dan O. Dinges Management For Voted - For
1.7 Director: Robert Kelley Management For Voted - For
1.8 Director: W. Matt Ralls Management For Voted - For
1.9 Director: Marcus A. Watts Management For Voted - For
2. To ratify the appointment of the firm
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Company
for its 2019 fiscal year. Management For Voted - For
3. To approve, by non-binding advisory vote, the
compensation of our named executive officers. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CME GROUP INC.
Security ID: 12572Q105 Ticker: CME
Meeting Date: 29-Nov-18 Meeting Type: Special
1. Approve an amendment and restatement of our
certificate of incorporation to eliminate all or
some of the Class B Election Rights. Management For Voted - For
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Equity Director: Terrence A. Duffy Management For Voted - For
1b. Election of Equity Director: Timothy S. Bitsberger Management For Voted - For
1c. Election of Equity Director: Charles P. Carey Management For Voted - For
1d. Election of Equity Director: Dennis H. Chookaszian Management For Voted - For
1e. Election of Equity Director: Ana Dutra Management For Voted - For
1f. Election of Equity Director: Martin J. Gepsman Management For Voted - For
1g. Election of Equity Director: Larry G. Gerdes Management For Voted - For
1h. Election of Equity Director: Daniel R. Glickman Management For Voted - For
1i. Election of Equity Director: Daniel G. Kaye Management For Voted - For
1j. Election of Equity Director: Phyllis M. Lockett Management For Voted - For
1k. Election of Equity Director: Deborah J. Lucas Management For Voted - For
1l. Election of Equity Director: Alex J. Pollock Management For Voted - For
1m. Election of Equity Director: Terry L. Savage Management For Voted - For
1n. Election of Equity Director: William R. Shepard Management For Voted - For
1o. Election of Equity Director: Howard J. Siegel Management For Voted - For
1p. Election of Equity Director: Michael A. Spencer Management For Voted - For
1q. Election of Equity Director: Dennis A. Suskind Management For Voted - For
2. Ratification of the appointment of Ernst & Young as
our independent registered public accounting firm
for 2019. Management For Voted - For
3. Advisory vote on the compensation of our named
executive officers. Management For Voted - For
COSTAR GROUP, INC.
Security ID: 22160N109 Ticker: CSGP
Meeting Date: 05-Jun-19 Meeting Type: Annual
1a. Election of Director: Michael R. Klein Management For Voted - For
1b. Election of Director: Andrew C. Florance Management For Voted - For
1c. Election of Director: Laura Cox Kaplan Management For Voted - For
1d. Election of Director: Michael J. Glosserman Management For Voted - For
1e. Election of Director: John W. Hill Management For Voted - For
1f. Election of Director: Christopher J. Nassetta Management For Voted - For
1g. Election of Director: David J. Steinberg Management For Voted - For
2. Proposal to ratify the appointment of Ernst & Young
LLP as the Company's independent registered public
accounting firm for 2019. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. Proposal to approve, on an advisory basis, the
Company's executive compensation. Management For Voted - For
DOLLAR GENERAL CORPORATION
Security ID: 256677105 Ticker: DG
Meeting Date: 29-May-19 Meeting Type: Annual
1a. Election of Director: Warren F. Bryant Management For Voted - For
1b. Election of Director: Michael M. Calbert Management For Voted - For
1c. Election of Director: Sandra B. Cochran Management For Voted - For
1d. Election of Director: Patricia D. Fili-Krushel Management For Voted - For
1e. Election of Director: Timothy I. McGuire Management For Voted - For
1f. Election of Director: William C. Rhodes, III Management For Voted - For
1g. Election of Director: Ralph E. Santana Management For Voted - For
1h. Election of Director: Todd J. Vasos Management For Voted - For
2. To approve, on an advisory (non-binding) basis, the
compensation of Dollar General Corporation's named
executive officers as disclosed in the proxy
statement. Management For Voted - For
3. To ratify the appointment of Ernst & Young LLP as
Dollar General Corporation's independent registered
public accounting firm for fiscal 2019. Management For Voted - For
DOLLARAMA INC
Security ID: 25675T107
Meeting Date: 13-Jun-19 Meeting Type: Agm
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE
'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 TO 6
AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS 1.1 TO 1.9 AND 2. THANK YOU Non-Voting Non-Voting
1.1 ELECTION OF DIRECTOR: JOSHUA BEKENSTEIN Management For Voted - For
1.2 ELECTION OF DIRECTOR: GREGORY DAVID Management For Voted - For
1.3 ELECTION OF DIRECTOR: ELISA D. GARCIA C Management For Voted - For
1.4 ELECTION OF DIRECTOR: STEPHEN GUNN Management For Voted - For
1.5 ELECTION OF DIRECTOR: KRISTIN MUGFORD Management For Voted - For
1.6 ELECTION OF DIRECTOR: NICHOLAS NOMICOS Management For Voted - For
1.7 ELECTION OF DIRECTOR: NEIL ROSSY Management For Voted - For
1.8 ELECTION OF DIRECTOR: RICHARD ROY Management For Voted - For
1.9 ELECTION OF DIRECTOR: HUW THOMAS Management For Voted - For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP,
CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION Management For Voted - For
3 ADOPTION OF AN ADVISORY NON- BINDING RESOLUTION IN
RESPECT OF THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER
PROPOSAL: ADOPTION OF A SHAREHOLDER PROPOSAL
REQUESTING THE PRODUCTION OF AN ANNUAL
SUSTAINABILITY REPORT Shareholder Against Voted - Against
5 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER
PROPOSAL: ADOPTION OF A SHAREHOLDER PROPOSAL
REQUESTING THE PRODUCTION OF AN ANNUAL REPORT ON
RISKS TO HUMAN RIGHTS Shareholder Against Voted - Against
6 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER
PROPOSAL: ADOPTION OF A SHAREHOLDER PROPOSAL
REQUESTING THE ADOPTION OF A LIVING WAGE POLICY Shareholder Against Voted - Against
EOG RESOURCES, INC.
Security ID: 26875P101 Ticker: EOG
Meeting Date: 29-Apr-19 Meeting Type: Annual
1a. Election of Director: Janet F. Clark Management For Voted - For
1b. Election of Director: Charles R. Crisp Management For Voted - For
1c. Election of Director: Robert P. Daniels Management For Voted - For
1d. Election of Director: James C. Day Management For Voted - For
1e. Election of Director: C. Christopher Gaut Management For Voted - For
1f. Election of Director: Julie J. Robertson Management For Voted - For
1g. Election of Director: Donald F. Textor Management For Voted - For
1h. Election of Director: William R. Thomas Management For Voted - For
2. To ratify the appointment by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP,
independent registered public accounting firm, as
auditors for the Company for the year ending
December 31, 2019. Management For Voted - For
3. To approve, by non-binding vote, the compensation
of the Company's named executive officers. Management For Voted - For
EQUINIX, INC.
Security ID: 29444U700 Ticker: EQIX
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Thomas Bartlett Management For Voted - For
1.2 Director: Nanci Caldwell Management For Voted - For
1.3 Director: Gary Hromadko Management For Voted - For
1.4 Director: Scott Kriens Management For Voted - For
1.5 Director: William Luby Management For Voted - For
1.6 Director: Irving Lyons, III Management For Voted - For
1.7 Director: Charles Meyers Management For Voted - For
1.8 Director: Christopher Paisley Management For Voted - For
1.9 Director: Peter Van Camp Management For Voted - For
2. To approve, by a non-binding advisory vote, the
compensation of Equinix's named executive officers. Management For Voted - For
3. To approve the Equinix French Sub-plan under
Equinix's 2000 Equity Incentive Plan. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. To ratify the appointment of PricewaterhouseCoopers
LLP as Equinix's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
5. Stockholder proposal related to political
contributions. Shareholder Against Voted - Against
FACEBOOK, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Peggy Alford Management For Voted - For
1.2 Director: Marc L. Andreessen Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-Hellmann Management For Voted - For
1.5 Director: Sheryl K. Sandberg Management For Voted - For
1.6 Director: Peter A. Thiel Management For Voted - For
1.7 Director: Jeffrey D. Zients Management For Voted - For
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. To approve, on a non-binding advisory basis, the
compensation program for Facebook, Inc.'s named
executive officers as disclosed in Facebook, Inc.'s
proxy statement. Management For Voted - For
4. To vote, on a non-binding advisory basis, whether a
non-binding advisory vote on the compensation
program for Facebook, Inc.'s named executive
officers should be held every one, two or three
years. Management 3 Years Voted - 3 Years
5. A stockholder proposal regarding change in
stockholder voting. Shareholder Against Voted - Against
6. A stockholder proposal regarding an independent
chair. Shareholder Against Voted - Against
7. A stockholder proposal regarding majority voting
for directors. Shareholder Against Voted - Against
8. A stockholder proposal regarding true diversity
board policy. Shareholder Against Voted - Against
9. A stockholder proposal regarding a content
governance report. Shareholder Against Voted - Against
10. A stockholder proposal regarding median gender pay
gap. Shareholder Against Voted - Against
11. A stockholder proposal regarding workforce
diversity. Shareholder Against Voted - Against
12. A stockholder proposal regarding strategic
alternatives. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
FIVE BELOW, INC.
Security ID: 33829M101 Ticker: FIVE
Meeting Date: 18-Jun-19 Meeting Type: Annual
1a. Election of Director: Catherine E. Buggeln Management For Voted - For
1b. Election of Director: Michael F. Devine III Management For Voted - For
1c. Election of Director: Ronald L. Sargent Management For Voted - For
2. To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting
firm for the current fiscal year ending February 1,
2020. Management For Voted - For
3. To approve, by non-binding advisory vote, the
Company's Named Executive Officer compensation. Management For Voted - For
4. Non-binding advisory vote, on whether the frequency
of the shareholder vote on our executive
compensation should be every 1, 2 or 3 years. Management 3 Years Voted - 3 Years
ILLUMINA, INC.
Security ID: 452327109 Ticker: ILMN
Meeting Date: 29-May-19 Meeting Type: Annual
1A. Election of Director: Frances Arnold, Ph.D. Management For Voted - For
1B. Election of Director: Francis A. deSouza Management For Voted - For
1C. Election of Director: Susan E. Siegel Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
our independent registered public accounting firm
for the fiscal year ending December 29, 2019. Management For Voted - For
3. To approve, on an advisory basis, the compensation
of the named executive officers as disclosed in the
Proxy Statement. Management For Voted - For
4. To approve an amendment to our Amended and Restated
Certificate of Incorporation to declassify our
Board of Directors. Management For Voted - For
5. To approve, on an advisory basis, a stockholder
proposal to enhance election- related disclosures. Shareholder Against Voted - Against
INTERXION HOLDING N V
Security ID: N47279109 Ticker: INXN
Meeting Date: 28-Jun-19 Meeting Type: Annual
1. To adopt the Dutch statutory annual accounts of the
Company for the financial year ended December 31,
2018. Management For Voted - For
2. To discharge the members of the Board from certain
liabilities for the financial year ended December
31, 2018. Management For Voted - For
3. To re-appoint Jean Mandeville as Non- Executive
Director. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. To re-appoint David Ruberg as Executive Director. Management For Voted - For
5. To increase the annual cash compensation for our
Chairman. Management For Voted - For
6. To award restricted shares to our Non- Executive
Directors. Management For Voted - For
7. To award performance shares to our Executive
Director for the performance year 2016. Management For Voted - For
8. To designate the Board as the corporate body
authorized for a period of 18 months to issue
shares and to grant rights to subscribe for shares
in the share capital of the Company for up to
2,035,547 shares for the Company's employee
incentive schemes. Management For Voted - For
9. To designate the Board as the corporate body
authorized for a period of 18 months to restrict or
exclude pre-emption rights when issuing shares in
relation to employee incentive schemes. Management For Voted - For
10. To designate the Board as the corporate body for a
period of 18 months authorized to issue shares and
to grant rights to subscribe for shares for up to
10% of the current issued share capital of the
Company at such a price and on such conditions as
determined for each issue by the Board for general
corporate purposes. Management For Voted - For
11. To designate the Board as the corporate body for a
period of 18 months authorized to restrict or
exclude pre-emption rights when issuing shares for
general corporate purposes. Management For Voted - For
12. To appoint KPMG Accountants N.V. to audit the
annual accounts of the Company for the financial
year ending December 31, 2019. Management For Voted - For
13. To transact such other business as may properly
come before the Annual General Meeting or any
adjournments thereof. Management For Voted - For
INTUITIVE SURGICAL, INC.
Security ID: 46120E602 Ticker: ISRG
Meeting Date: 25-Apr-19 Meeting Type: Annual
1a. Election of Director: Craig H. Barratt, Ph.D. Management For Voted - For
1b. Election of Director: Gary S. Guthart, Ph.D. Management For Voted - For
1c. Election of Director: Amal M. Johnson Management For Voted - For
1d. Election of Director: Don R. Kania, Ph.D. Management For Voted - For
1e. Election of Director: Keith R. Leonard, Jr. Management For Voted - For
1f. Election of Director: Alan J. Levy, Ph.D. Management For Voted - For
1g. Election of Director: Jami Dover Nachtsheim Management For Voted - For
1h. Election of Director: Mark J. Rubash Management For Voted - For
1i. Election of Director: Lonnie M. Smith Management For Voted - For
2. To approve, by advisory vote, the compensation of
the Company's Named Executive Officers. Management For Voted - For
3. The ratification of appointment of
PricewaterhouseCoopers LLP as the Company's
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
independent registered public accounting firm for
the fiscal year ending December 31, 2019. Management For Voted - For
4. To approve the amendment and restatement of the
2010 Incentive Award Plan. Management For Voted - For
5. A stockholder proposal entitled "Simple Majority
Vote." Shareholder Against Voted - Against
IQVIA HOLDINGS INC.
Security ID: 46266C105 Ticker: IQV
Meeting Date: 09-Apr-19 Meeting Type: Annual
1.1 Director: Carol J. Burt Management For Voted - For
1.2 Director: John P. Connaughton Management For Voted - For
1.3 Director: John G. Danhakl Management For Voted - For
1.4 Director: James A. Fasano Management For Voted - For
2 The ratification of the appointment of
PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s
independent registered public accounting firm for
the year ending December 31, 2019. Management For Voted - For
MASTERCARD INCORPORATED
Security ID: 57636Q104 Ticker: MA
Meeting Date: 25-Jun-19 Meeting Type: Annual
1a. Election of director: Richard Haythornthwaite Management For Voted - For
1b. Election of director: Ajay Banga Management For Voted - For
1c. Election of director: David R. Carlucci Management For Voted - For
1d. Election of director: Richard K. Davis Management For Voted - For
1e. Election of director: Steven J. Freiberg Management For Voted - For
1f. Election of director: Julius Genachowski Management For Voted - For
1g. Election of director: Choon Phong Goh Management For Voted - For
1h. Election of director: Merit E. Janow Management For Voted - For
1i. Election of director: Oki Matsumoto Management For Voted - For
1j. Election of director: Youngme Moon Management For Voted - For
1k. Election of director: Rima Qureshi Management For Voted - For
1l. Election of director: Jos[] Octavio Reyes Lagunes Management For Voted - For
1m. Election of director: Gabrielle Sulzberger Management For Voted - For
1n. Election of director: Jackson Tai Management For Voted - For
1o. Election of director: Lance Uggla Management For Voted - For
2. Advisory approval of Mastercard's executive
compensation Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard
for 2019 Management For Voted - For
4. Consideration of a stockholder proposal on gender
pay gap Shareholder Against Voted - Against
5. Consideration of a stockholder proposal on creation
of a human rights committee Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
NIKE, INC.
Security ID: 654106103 Ticker: NKE
Meeting Date: 20-Sep-18 Meeting Type: Annual
1.1 Director: Alan B. Graf, Jr. Management For Voted - For
1.2 Director: John C. Lechleiter Management For Voted - For
1.3 Director: Michelle A. Peluso Management For Voted - For
2. To approve executive compensation by an advisory
vote. Management For Voted - For
3. To consider a shareholder proposal regarding
political contributions disclosure. Shareholder Against Voted - Against
4. To ratify the appointment of PricewaterhouseCoopers
LLP as independent registered public accounting
firm. Management For Voted - For
NORTHROP GRUMMAN CORPORATION
Security ID: 666807102 Ticker: NOC
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: Wesley G. Bush Management For Voted - For
1b. Election of Director: Marianne C. Brown Management For Voted - For
1c. Election of Director: Donald E. Felsinger Management For Voted - For
1d. Election of Director: Ann M. Fudge Management For Voted - For
1e. Election of Director: Bruce S. Gordon Management For Voted - For
1f. Election of Director: William H. Hernandez Management For Voted - For
1g. Election of Director: Madeleine A. Kleiner Management For Voted - For
1h. Election of Director: Karl J. Krapek Management For Voted - For
1i. Election of Director: Gary Roughead Management For Voted - For
1j. Election of Director: Thomas M. Schoewe Management For Voted - For
1k. Election of Director: James S. Turley Management For Voted - For
1l. Election of Director: Kathy J. Warden Management For Voted - For
1m. Election of Director: Mark A. Welsh III Management For Voted - For
2. Proposal to approve, on an advisory basis, the
compensation of the Company's Named Executive
Officers. Management For Voted - For
3. Proposal to ratify the appointment of Deloitte &
Touche LLP as the Company's Independent Auditor for
fiscal year ending December 31, 2019. Management For Voted - For
4. Shareholder proposal to provide for a report on
management systems and processes for implementing
the Company's human rights policy. Shareholder Against Voted - Against
5. Shareholder proposal to provide for an independent
chair. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Rodney C. Adkins Management For Voted - For
1b. Election of Director: Wences Casares Management For Voted - For
1c. Election of Director: Jonathan Christodoro Management For Voted - For
1d. Election of Director: John J. Donahoe Management For Voted - For
1e. Election of Director: David W. Dorman Management For Voted - For
1f. Election of Director: Belinda J. Johnson Management For Voted - For
1g. Election of Director: Gail J. McGovern Management For Voted - For
1h. Election of Director: Deborah M. Messemer Management For Voted - For
1i. Election of Director: David M. Moffett Management For Voted - For
1j. Election of Director: Ann M. Sarnoff Management For Voted - For
1k. Election of Director: Daniel H. Schulman Management For Voted - For
1l. Election of Director: Frank D. Yeary Management For Voted - For
2. Advisory vote to approve named executive officer
compensation. Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
auditor for 2019. Management For Voted - For
4. Stockholder proposal regarding political disclosure. Shareholder Against Voted - Against
5. Stockholder proposal regarding human and indigenous
peoples' rights. Shareholder Against Voted - Against
SALESFORCE.COM, INC.
Security ID: 79466L302 Ticker: CRM
Meeting Date: 06-Jun-19 Meeting Type: Annual
1a. Election of Director: Marc Benioff Management For Voted - For
1b. Election of Director: Keith Block Management For Voted - For
1c. Election of Director: Parker Harris Management For Voted - For
1d. Election of Director: Craig Conway Management For Voted - For
1e. Election of Director: Alan Hassenfeld Management For Voted - For
1f. Election of Director: Neelie Kroes Management For Voted - For
1g. Election of Director: Colin Powell Management For Voted - For
1h. Election of Director: Sanford Robertson Management For Voted - For
1i. Election of Director: John V. Roos Management For Voted - For
1j. Election of Director: Bernard Tyson Management For Voted - For
1k. Election of Director: Robin Washington Management For Voted - For
1l. Election of Director: Maynard Webb Management For Voted - For
1m. Election of Director: Susan Wojcicki Management For Voted - For
2a. Amendment and restatement of our Certificate of
Incorporation to remove supermajority voting
provisions relating to: Amendments to the
Certificate of Incorporation and Bylaws. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2b. Amendment and restatement of our Certificate of
Incorporation to remove supermajority voting
provisions relating to: Removal of directors. Management For Voted - For
3. Amendment and restatement of our 2013 Equity
Incentive Plan to, among other things, increase the
number of shares authorized for issuance by 35.5
million shares. Management For Voted - For
4. Ratification of the appointment of Ernst & Young
LLP as our independent registered public accounting
firm for the fiscal year ending January 31, 2020. Management For Voted - For
5. An advisory vote to approve the fiscal 2019
compensation of our named executive officers. Management For Voted - For
6. A stockholder proposal regarding a "true diversity"
board policy. Shareholder Against Voted - Against
SERVICENOW, INC.
Security ID: 81762P102 Ticker: NOW
Meeting Date: 12-Jun-19 Meeting Type: Annual
1a. Election of director: Teresa Briggs Management For Voted - For
1b. Election of director: Paul E. Chamberlain Management For Voted - For
1c. Election of director: Tamar O. Yehoshua Management For Voted - For
2. To approve, on an advisory basis, the compensation
of our Named Executive Officers ("Say-on-Pay"). Management For Voted - For
3. Ratification of PricewaterhouseCoopers LLP as the
independent registered public accounting firm for
2019. Management For Voted - For
TD AMERITRADE HOLDING CORPORATION
Security ID: 87236Y108 Ticker: AMTD
Meeting Date: 13-Feb-19 Meeting Type: Annual
1.1 Director: Bharat B. Masrani Management For Voted - For
1.2 Director: Irene R. Miller Management For Voted - For
1.3 Director: Todd M. Ricketts Management For Voted - For
1.4 Director: Allan R. Tessler Management For Voted - For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Management For Voted - For
3. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Ratification of the appointment of Ernst & Young
LLP as the Company's independent registered public
accounting firm for the fiscal year ending
September 30, 2019. Management For Voted - For
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105 Ticker: SCHW
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: John K. Adams, Jr. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1b. Election of Director: Stephen A. Ellis Management For Voted - For
1c. Election of Director: Arun Sarin Management For Voted - For
1d. Election of Director: Charles R. Schwab Management For Voted - For
1e. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of the selection of Deloitte & Touche
LLP as independent auditors Management For Voted - For
3. Advisory vote to approve named executive officer
compensation Management For Voted - For
4. Stockholder Proposal requesting annual disclosure
of EEO-1 data Shareholder Against Voted - Against
THE WALT DISNEY COMPANY
Security ID: 254687106 Ticker: DIS
Meeting Date: 07-Mar-19 Meeting Type: Annual
1a. Election of Director: Susan E. Arnold Management For Voted - For
1b. Election of Director: Mary T. Barra Management For Voted - For
1c. Election of Director: Safra A. Catz Management For Voted - For
1d. Election of Director: Francis A. deSouza Management For Voted - For
1e. Election of Director: Michael Froman Management For Voted - For
1f. Election of Director: Robert A. Iger Management For Voted - For
1g. Election of Director: Maria Elena Lagomasino Management For Voted - For
1h. Election of Director: Mark G. Parker Management For Voted - For
1i. Election of Director: Derica W. Rice Management For Voted - For
2. To ratify the appointment of PricewaterhouseCoopers
LLP as the Company's registered public accountants
for fiscal 2019. Management For Voted - For
3. To approve the advisory resolution on executive
compensation. Management For Voted - For
4. Shareholder proposal requesting an annual report
disclosing information regarding the Company's
lobbying policies and activities. Shareholder Against Voted - Against
5. Shareholder proposal requesting a report on use of
additional cyber security and data privacy metrics
in determining compensation of senior executives. Shareholder Against Voted - Against
TWITTER, INC.
Security ID: 90184L102 Ticker: TWTR
Meeting Date: 20-May-19 Meeting Type: Annual
1a. Election of Director: Jack Dorsey Management For Voted - For
1b. Election of Director: Patrick Pichette Management For Voted - For
1c. Election of Director: Robert Zoellick Management For Voted - For
2. To approve, on an advisory basis, the compensation
of our named executive officers. Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for our fiscal
year ending December 31, 2019. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4. A stockholder proposal regarding simple majority
vote. Shareholder Against Voted - Against
5. A stockholder proposal regarding a report on our
content enforcement policies. Shareholder Against Voted - Against
6. A stockholder proposal regarding board
qualifications. Shareholder Against Voted - Against
ULTA BEAUTY, INC.
Security ID: 90384S303 Ticker: ULTA
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Director: Sally E. Blount Management For Voted - For
1.2 Director: Mary N. Dillon Management For Voted - For
1.3 Director: Charles Heilbronn Management For Voted - For
1.4 Director: Michael R. MacDonald Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
our independent registered public accounting firm
for our fiscal year 2019, ending February 1, 2020 Management For Voted - For
3. To vote on an advisory resolution to approve the
Company's executive compensation Management For Voted - For
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102 Ticker: UNH
Meeting Date: 03-Jun-19 Meeting Type: Annual
1a. Election of Director: William C. Ballard, Jr. Management For Voted - For
1b. Election of Director: Richard T. Burke Management For Voted - For
1c. Election of Director: Timothy P. Flynn Management For Voted - For
1d. Election of Director: Stephen J. Hemsley Management For Voted - For
1e. Election of Director: Michele J. Hooper Management For Voted - For
1f. Election of Director: F. William McNabb III Management For Voted - For
1g. Election of Director: Valerie C. Montgomery Rice,
M.D. Management For Voted - For
1h. Election of Director: John H. Noseworthy, M.D. Management For Voted - For
1i. Election of Director: Glenn M. Renwick Management For Voted - For
1j. Election of Director: David S. Wichmann Management For Voted - For
1k. Election of Director: Gail R. Wilensky, Ph.D. Management For Voted - For
2. Advisory approval of the Company's executive
compensation. Management For Voted - For
3. Ratification of the appointment of Deloitte &
Touche LLP as the independent registered public
accounting firm for the Company for the year ending
December 31, 2019. Management For Voted - For
4. The shareholder proposal set forth in the proxy
statement requesting an amendment to the proxy
access bylaw, if properly presented at the 2019
Annual Meeting of Shareholders. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark Long/Short Opportunity Fund
Proposal Proposed by Mgt. Position Registrant Voted
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a. Election of Director: Lloyd A. Carney Management For Voted - For
1b. Election of Director: Mary B. Cranston Management For Voted - For
1c. Election of Director: Francisco Javier
Fernandez-Carbajal Management For Voted - For
1d. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1e. Election of Director: John F. Lundgren Management For Voted - For
1f. Election of Director: Robert W. Matschullat Management For Voted - For
1g. Election of Director: Denise M. Morrison Management For Voted - For
1h. Election of Director: Suzanne Nora Johnson Management For Voted - For
1i. Election of Director: John A. C. Swainson Management For Voted - For
1j. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for
the 2019 fiscal year. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Short Term High Yield Fund
Proposal Proposed by Mgt. Position Registrant Voted
BIG ROCK PARTNERS ACQUISITION CORP
Security ID: 089482103 Ticker: BRPA
Meeting Date: 21-May-19 Meeting Type: Annual
1. Extension of Corporate Life: Amend the Company's
amended and restated certificate of incorporation
to extend the date that the Company has to
consummate a business combination to August 22,
2019. Management For Voted - Against
2. Early Termination: Approve the Company's early
winding up and redemption of 100% of the
outstanding public shares if determined by the
Company's board of directors. Management For Voted - For
1.1 Director: Lori B. Wittman Management For Voted - Withheld
1.2 Director: Michael Fong Management For Voted - Withheld
1.3 Director: Stuart Koenig Management For Voted - Withheld
BISON CAPITAL ACQUISTION CORP.
Security ID: G1142P104 Ticker: BCAC
Meeting Date: 21-Mar-19 Meeting Type: Special
1. To amend the Company's memorandum and articles of
association (as may amended from time to time), to
extend the date before which the Company must
complete a business combination (Termination Date)
from March 23, 2019 (Current Termination Date) to
June 24, 2019 or such earlier date as determined by
the Board (Extended Termination Date), and provide
that the date for cessation of operations of the
Company if the Company has not completed a business
combination would similarly be extended by amending
the Memorandum and Articles of Association. Management For Voted - Against
2. Trust Amendment: To amend and restate the Company's
investment management trust agreement, dated June
19, 2017 (the "Trust Agreement") by and between the
Company and Continental Stock Transfer & Trust
Company (the "Trustee") to extend the date on which
to commence liquidating the trust account (the
"Trust Account") established in connection with the
Company's initial public offering in the event the
Company has not consummated a business combination
from the Current Termination Date to the Extended
Termination Date. Management For Voted - Against
2a. Intention to Exercise Redemption Rights: If you
intend to exercise your redemption rights, please
check "For" box. Checking "For" box, however, is
not sufficient to exercise your redemption rights.
You must comply with the procedures set forth in
the proxy statement under the heading "The Special
Meeting - Redemption Rights." Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark Short Term High Yield Fund
Proposal Proposed by Mgt. Position Registrant Voted
2b. Shareholder Certification: I hereby certify that I
am not acting on concert or as a "group" (as
defined in Section 13(d) (3) of the Securities
Exchange Act of 1934, as amended), with any other
stockholder of the Company owned by me in
connection with the Business Combination Proposal. Management For Voted - For
3. Adjournment of the Meeting: To direct the chairman
of the special meeting to adjourn the special
meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies if
based upon the tabulated vote at the time of the
special meeting, there are not sufficient votes to
approve any of the foregoing proposals. Management For Voted - Against
GIGCAPITAL, INC.
Security ID: 37518N106 Ticker: GIG
Meeting Date: 05-Jun-19 Meeting Type: Special
1. Proposal to amend the Company's Amended and
Restated Certificate of Incorporation to extend the
date by which the Company must consummate the
Kaleyra Business Combination from June 12, 2019 to
December 12, 2019. Management For Voted - For
1a. You may exercise your redemption rights by marking
the "FOR" box below. If you exercise your
redemption rights, then you will be exchanging your
public shares of the common stock of the Company
for cash and you will no longer own such public
shares. YOU WILL ONLY BE ENTITLED TO RECEIVE CASH
FOR THOSE PUBLIC SHARES IF YOU TENDER SUCH SHARES
TO THE COMPANY'S DULY APPOINTED AGENT AT LEAST TWO
BUSINESS DAYS PRIOR TO THE SPECIAL MEETING. Management For Voted - Against
GTY TECHNOLOGY HOLDINGS INC
Security ID: G4182A102 Ticker: GTYH
Meeting Date: 14-Feb-19 Meeting Type: Special
1 The GTY Merger Proposal - to approve by special
resolution and adopt: an Agreement and Plan of
Merger ("GTY Agreement") with GTY GovTech, Inc.,
("New GTY"), and GTY Technology Merger Sub, Inc.,
("GTY Merger Sub"), which, among other things,
provides for the merger of GTY Merger Sub with and
into GTY (the "GTY Merger"), with GTY surviving the
GTY Merger as a direct, wholly- owned subsidiary of
New GTY (the "GTY Merger") (the transactions
contemplated by the GTY Agreement, the "GTY
Transaction") (we refer to this as the "GTY merger
proposal"). Management For Voted - Against
2 The Business Combination Proposal - to consider and
vote upon a proposal to approve by ordinary
--------------------------------------------------------------------------------------------------------
RiverPark Short Term High Yield Fund
Proposal Proposed by Mgt. Position Registrant Voted
resolution and adopt: Please see the Proxy
Statement for the Proposal language. Management For Voted - Against
3 To approve the provision in the Proposed Charter
changing the authorized share capital. Management For Voted - Against
4 Organizational Documents Proposal B - to approve
the provision in the Proposed Bylaws providing that
directors will be elected if "for" votes exceed
"against" votes in uncontested elections and by
plurality vote in contested elections, rather than
by an affirmative vote of a majority of the issued
and outstanding shares entitled to vote and
actually cast thereon as required under the
Existing Organizational Documents. Management For Voted - Against
5 Organizational Documents Proposal C - to approve
the provision in the Proposed Bylaws providing that
a director may only be removed for cause by the
affirmative vote of a majority of the shares
entitled to vote at an election of directors and
only at a shareholder meeting called for the
purpose of removing such director, rather than by
an affirmative vote of a majority of the issued and
outstanding shares entitled to vote and actually
cast thereon or by the vote of all other directors
as required under the Existing Organizational
Documents; Management For Voted - Against
6 Organizational Documents Proposal D - to approve
the provisions in the Proposed Bylaws providing for
certain advance notice procedures that shareholders
must comply with in order to bring business before
a shareholder meeting or to nominate candidates for
election as directors. Management For Voted - Against
7 Organizational Documents Proposal E - to approve
the provision in the Proposed Charter providing
that the Business Litigation Session of the
Superior Court for Suffolk County, Massachusetts
and the United States District Court for the
District of Massachusetts sitting in Boston,
Massachusetts will be the sole and exclusive forum
for certain shareholder litigation. Management For Voted - Against
8 Organizational Documents Proposal F - to approve
the provision in the Proposed Charter providing
that amendments to the Proposed Charter will
generally require the affirmative vote of a
majority of shares generally entitled to vote on
such matter or action by the board of directors
pursuant to Subsection (c) of Section 10.03 of the
Massachusetts Business Corporation Act ("MBCA"),
rather than two-thirds of the issued and
outstanding shares entitled to vote and actually
cast thereon as generally required under the
Existing Organizational Documents. Management For Voted - Against
9 Organizational Documents Proposal G - to approve
the provision in the Proposed Bylaws providing that
the Proposed Bylaws may generally be amended by a
majority vote of the directors or by a majority
vote of shareholders at a shareholder meeting
--------------------------------------------------------------------------------------------------------
RiverPark Short Term High Yield Fund
Proposal Proposed by Mgt. Position Registrant Voted
called for such purpose, rather than by two-thirds
of the issued and outstanding shares entitled to
vote and actually cast thereon as generally
required under the Existing Organizational
Documents. Management For Voted - Against
10 Organizational Documents Proposal H - to approve
the provision in the Proposed Bylaws providing
that, subject to certain exceptions, shareholders
who hold an aggregate of at least 40% of all votes
entitled to be cast may call a special meeting of
shareholders, rather than not less than 30% in par
value of issued shares that carry the right to vote
at general meetings as required under the Existing
Organizational Documents. Management For Voted - Against
11 To approve all other differences between the
Existing Organizational Documents of GTY and the
Proposed Charter of New GTY as a result of the GTY
Merger, including, among other things, (i) the name
of the new public entity will be "GTY Technology
Holdings Inc.", and (ii) the lack of certain
provisions related to GTY's status as a blank check
company that are not applicable to New GTY, all of
which GTY's board of directors believe are
necessary to adequately address the needs of New
GTY after the business combination. Management For Voted - Against
12 To approve by ordinary resolution, assuming the GTY
merger proposal, business combination proposal and
the organizational documents proposals are approved
and adopted, the issuance of shares of New GTY
common stock to the Bonfire Holders, the CityBase
Holders, the eCivis Holders, the OpenCounter
Holders, the Questica Holders and the Sherpa
Holders and certain institutional and accredited
investors, in each case as described in the
accompanying proxy statement/prospectus (we refer
to this proposal as the "stock issuance proposal"). Management For Voted - Against
13 To approve by ordinary resolution, assuming the GTY
merger proposal, business combination proposal, the
organizational documents proposals and the stock
issuance proposal are approved and adopted, the GTY
Technology Holdings Inc. 2019 Omnibus Incentive
Plan, a copy of which is attached to the
accompanying proxy statement/prospectus as Annex K
(we refer to this proposal as the "incentive plan
proposal" and, collectively the "condition
precedent proposals"). Management For Voted - Against
14 The Adjournment Proposal - to consider and vote
upon a proposal to approve by ordinary resolution
the adjournment of the general meeting to a later
date or dates, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the general meeting,
any of the condition precedent proposals would not
be duly approved and adopted by our shareholders or
we determine that one or more of the closing
conditions under the Transaction Documents is not
satisfied or waived ("adjournment proposal"). Management For Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark Short Term High Yield Fund
Proposal Proposed by Mgt. Position Registrant Voted
14a Shareholder Certification I hereby certify that I
am not acting in concert or as a "group" as defined
in Section 13(d)(3) of the Securities Exchange Act
of 1934, as amended, with any other shareholder
with respect to the Shares in connection with the
proposed business combination. Management For Voted - For
MTECH ACQUISITION CORP.
Security ID: 55378W107 Ticker: MTEC
Meeting Date: 17-Jun-19 Meeting Type: Special
1) The Business Combination Proposal - to approve an
Agreement and Plan of Merger, dated as of October
10, 2018, (as amended on April 17, 2019) a copy of
which is attached to the accompanying proxy
statement/prospectus as Annex A, providing for the
combination of MTech and MJ Freeway, LLC, a
Colorado limited liability company, under a new
holding company called MTech Acquisition Holdings
Inc. ("MTech Holdings"), and approve the
transactions contemplated thereby (the "Business
Combination"). Management For Voted - Against
2a) The Charter Amendments Proposal - to approve and
adopt the Amended and Restated Certificate of
Incorporation of MTech Holdings: having a single
class of common stock and an authorized 75,000,000
shares of common stock. Management For Voted - Against
2b) The Charter Amendments Proposal - to approve and
adopt the Amended and Restated Certificate of
Incorporation of MTech Holdings: having 5,000,000
authorized shares of preferred stock. Management For Voted - Against
2c) The Charter Amendments Proposal - to approve and
adopt the Amended and Restated Certificate of
Incorporation of MTech Holdings: fixing the number
of directors of MTech Holdings at eight, subject to
change by resolution adopted by the affirmative
vote of at least a majority of the board of
directors then in office. Management For Voted - Against
2d) The Charter Amendments Proposal - to approve and
adopt the Amended and Restated Certificate of
Incorporation of MTech Holdings: dividing the board
of directors of MTech Holdings into three classes
with staggered three-year terms. Management For Voted - Against
2e) The Charter Amendments Proposal - to approve and
adopt the Amended and Restated Certificate of
Incorporation of MTech Holdings: prohibiting
stockholder actions by written consent. Management For Voted - Against
2f) The Charter Amendments Proposal - to approve and
adopt the Amended and Restated Certificate of
Incorporation of MTech Holdings: making MTech
Holdings' corporate existence perpetual as opposed
to MTech's corporate existence terminating 18
months following the consummation of its initial
public offering and removing various provisions
--------------------------------------------------------------------------------------------------------
RiverPark Short Term High Yield Fund
Proposal Proposed by Mgt. Position Registrant Voted
applicable only to special purpose acquisition
corporations contained in MTech's current amended
and restated certificate of incorporation. Management For Voted - Against
3) The Incentive Plan Proposal - to approve and adopt
the MTech Acquisition Holdings Inc. 2019 Long Term
Incentive Plan in connection with the Business
Combination, a copy of which is attached to the
accompanying proxy statement/prospectus as Annex C. Management For Voted - Against
4) The Adjournment Proposal - to approve the
adjournment of the Special Meeting to a later date
or dates, if necessary, to permit further
solicitation and vote of proxies if MTech is unable
to consummate the Business Combination for any
reason. Management For Voted - Against
PENSARE ACQUISITION CORP
Security ID: 70957E105 Ticker: WRLS
Meeting Date: 29-Apr-19 Meeting Type: Special
1. The Charter Amendment: To amend Pensare's Amended
and Restated Certificate of Incorporation to extend
the date by which the Company has to consummate a
business combination (the "Extension") for an
additional three months, from May 1, 2019 to August
1, 2019, and permit holders of public shares to
redeem their shares for their pro rata portion of
the trust account. Management For Voted - Against
2. Adjournment of the Meeting: To direct the chairman
of the special meeting to adjourn the special
meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies if,
based upon the tabulated vote at the time of the
special meeting, there are not sufficient votes to
approve any of the foregoing proposal. Management For Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark Strategic Income Fund
Proposal Proposed by Mgt. Position Registrant Voted
JONES ENERGY HLDGS LLC
Security ID: 48019TAE4
Meeting Date: 01-May-19 Meeting Type: Consent
1. Vote on the plan. ( "for" = accept, "against" =
reject) Management For Voted - For
2. Opt out of the third party releases. ("for" = opt
out, "abstain" = do not opt out) Management For Voted - For
MODERN MEDIA ACQUISITION CORP.
Security ID: 60765P103 Ticker: MMDM
Meeting Date: 08-Feb-19 Meeting Type: Special
1. Extension Amendment: Proposal to amend the
Company's Second Amended and Restated Certificate
of Incorporation to extend the date by which the
Company must consummate a business combination from
February 17, 2019 to June 17, 2019. Management For Voted - Against
2. Trust Amendment: Proposal to amend the Investment
Management Trust Agreement, dated as of May 17,
2017, between the Company and Continental Stock
Transfer & Trust Company ("Continental"), to extend
the date on which Continental must liquidate the
trust account established in connection with the
Company's initial public offering if the Company
has not completed a business combination from
February 17, 2019 to June 17, 2019. Management For Voted - Against
3a. Election of Class I Director: John White Management For Voted - Abstain
PENSARE ACQUISITION CORP
Security ID: 70957E105 Ticker: WRLS
Meeting Date: 29-Apr-19 Meeting Type: Special
1. The Charter Amendment: To amend Pensare's Amended
and Restated Certificate of Incorporation to extend
the date by which the Company has to consummate a
business combination (the "Extension") for an
additional three months, from May 1, 2019 to August
1, 2019, and permit holders of public shares to
redeem their shares for their pro rata portion of
the trust account. Management For Voted - Against
2. Adjournment of the Meeting: To direct the chairman
of the special meeting to adjourn the special
meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies if,
based upon the tabulated vote at the time of the
special meeting, there are not sufficient votes to
approve any of the foregoing proposal. Management For Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
ALPHABET INC.
Security ID: 02079K305 Ticker: GOOGL
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Director: Larry Page Management For Voted - For
1.2 Director: Sergey Brin Management For Voted - For
1.3 Director: John L. Hennessy Management For Voted - For
1.4 Director: L. John Doerr Management For Voted - For
1.5 Director: Roger W. Ferguson, Jr. Management For Voted - For
1.6 Director: Ann Mather Management For Voted - For
1.7 Director: Alan R. Mulally Management For Voted - For
1.8 Director: Sundar Pichai Management For Voted - For
1.9 Director: K. Ram Shriram Management For Voted - For
1.10 Director: Robin L. Washington Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Alphabet's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. The amendment and restatement of Alphabet's 2012
Stock Plan to increase the share reserve by
3,000,000 shares of Class C capital stock. Management For Voted - For
4. A stockholder proposal regarding equal shareholder
voting, if properly presented at the meeting. Shareholder Against Voted - Against
5. A stockholder proposal regarding inequitable
employment practices, if properly presented at the
meeting. Shareholder Against Voted - Against
6. A stockholder proposal regarding the establishment
of a societal risk oversight committee, if properly
presented at the meeting. Shareholder Against Voted - Against
7. A stockholder proposal regarding a report on sexual
harassment risk management, if properly presented
at the meeting. Shareholder Against Voted - Against
8. A stockholder proposal regarding majority vote for
the election of directors, if properly presented at
the meeting. Shareholder Against Voted - Against
9. A stockholder proposal regarding a report on gender
pay, if properly presented at the meeting. Shareholder Against Voted - Against
10. A stockholder proposal regarding strategic
alternatives, if properly presented at the meeting. Shareholder Against Voted - Against
11. A stockholder proposal regarding the nomination of
an employee representative director, if properly
presented at the meeting. Shareholder Against Voted - Against
12. A stockholder proposal regarding simple majority
vote, if properly presented at the meeting. Shareholder Against Voted - Against
13. A stockholder proposal regarding a sustainability
metrics report, if properly presented at the
meeting. Shareholder Against Voted - Against
14. A stockholder proposal regarding Google Search in
China, if properly presented at the meeting. Shareholder Against Voted - Against
15. A stockholder proposal regarding a clawback policy,
if properly presented at the meeting. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
16. A stockholder proposal regarding a report on
content governance, if properly presented at the
meeting. Shareholder Against Voted - Against
APPLE INC.
Security ID: 037833100 Ticker: AAPL
Meeting Date: 01-Mar-19 Meeting Type: Annual
1a. Election of director: James Bell Management For Voted - For
1b. Election of director: Tim Cook Management For Voted - For
1c. Election of director: Al Gore Management For Voted - For
1d. Election of director: Bob Iger Management For Voted - For
1e. Election of director: Andrea Jung Management For Voted - For
1f. Election of director: Art Levinson Management For Voted - For
1g. Election of director: Ron Sugar Management For Voted - For
1h. Election of director: Sue Wagner Management For Voted - For
2. Ratification of the appointment of Ernst & Young
LLP as Apple's independent registered public
accounting firm for 2019 Management For Voted - For
3. Advisory vote to approve executive compensation Management For Voted - For
4. A shareholder proposal entitled "Shareholder Proxy
Access Amendments" Shareholder Against Voted - Against
5. A shareholder proposal entitled "True Diversity
Board Policy" Shareholder Against Voted - Against
BERKSHIRE HATHAWAY INC.
Security ID: 084670702 Ticker: BRKB
Meeting Date: 04-May-19 Meeting Type: Annual
1.1 Director: Warren E. Buffett Management For Voted - For
1.2 Director: Charles T. Munger Management For Voted - For
1.3 Director: Gregory E. Abel Management For Voted - For
1.4 Director: Howard G. Buffett Management For Voted - For
1.5 Director: Stephen B. Burke Management For Voted - For
1.6 Director: Susan L. Decker Management For Voted - For
1.7 Director: William H. Gates III Management For Voted - For
1.8 Director: David S. Gottesman Management For Voted - For
1.9 Director: Charlotte Guyman Management For Voted - For
1.10 Director: Ajit Jain Management For Voted - For
1.11 Director: Thomas S. Murphy Management For Voted - For
1.12 Director: Ronald L. Olson Management For Voted - For
1.13 Director: Walter Scott, Jr. Management For Voted - For
1.14 Director: Meryl B. Witmer Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
BOOKING HOLDINGS INC.
Security ID: 09857L108 Ticker: BKNG
Meeting Date: 06-Jun-19 Meeting Type: Annual
1.1 Director: Timothy M. Armstrong Management For Voted - For
1.2 Director: Jeffery H. Boyd Management For Voted - For
1.3 Director: Glenn D. Fogel Management For Voted - For
1.4 Director: Mirian Graddick-Weir Management For Voted - For
1.5 Director: James M. Guyette Management For Voted - For
1.6 Director: Wei Hopeman Management For Voted - For
1.7 Director: Robert J. Mylod, Jr. Management For Voted - For
1.8 Director: Charles H. Noski Management For Voted - For
1.9 Director: Nancy B. Peretsman Management For Voted - For
1.10 Director: Nicholas J. Read Management For Voted - For
1.11 Director: Thomas E. Rothman Management For Voted - For
1.12 Director: Lynn M. Vojvodich Management For Voted - For
1.13 Director: Vanessa A. Wittman Management For Voted - For
2. Ratification of Deloitte & Touche LLP as our
independent registered public accounting firm for
the fiscal year ending December 31, 2019. Management For Voted - For
3. Advisory Vote to Approve 2018 Executive
Compensation. Management For Voted - For
4. Stockholder Proposal requesting that the Company
amend its proxy access bylaw. Shareholder Against Voted - Against
C.H. ROBINSON WORLDWIDE, INC.
Security ID: 12541W209 Ticker: CHRW
Meeting Date: 09-May-19 Meeting Type: Annual
1a. Election of Director: Scott P. Anderson Management For Voted - For
1b. Election of Director: Robert C. Biesterfeld, Jr. Management For Voted - For
1c. Election of Director: Wayne M. Fortun Management For Voted - For
1d. Election of Director: Timothy C. Gokey Management For Voted - For
1e. Election of Director: Mary J. Steele Guilfoile Management For Voted - For
1f. Election of Director: Jodee A. Kozlak Management For Voted - For
1g. Election of Director: Brian P. Short Management For Voted - For
1h. Election of Director: James B. Stake Management For Voted - For
1i. Election of Director: Paula C. Tolliver Management For Voted - For
1j. Election of Director: John P. Wiehoff Management For Voted - For
2. To approve, on an advisory basis, the compensation
of our named executive officers. Management For Voted - For
3. Ratification of the selection of Deloitte & Touche
LLP as the company's independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
4. To approve adding shares of our Common Stock to the
Company's equity incentive plan. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
5. Adoption of greenhouse gas emissions reduction
targets. Shareholder Against Voted - Against
CELGENE CORPORATION
Security ID: 151020104 Ticker: CELG
Meeting Date: 12-Apr-19 Meeting Type: Special
1. Adoption of the Agreement and Plan of Merger, dated
as of January 2, 2019, as it may be amended from
time to time (the merger agreement), among
Bristol-Myers Squibb Company, a Delaware
corporation (Bristol-Myers Squibb), Burgundy Merger
Sub, Inc., a Delaware corporation and wholly- owned
subsidiary of Bristol-Myers Squibb, and Celgene
Corporation (Celgene), pursuant to which Burgundy
Merger Sub, Inc. will be merged with and into
Celgene (the merger). Management For Voted - For
2. Approval of the adjournment from time to time of
the special meeting of the stockholders of Celgene
(the Celgene special meeting) if necessary to
solicit additional proxies if there are not
sufficient votes to adopt the merger agreement at
the time of the Celgene special meeting or any
adjournment or postponement thereof. Management For Voted - For
3. Approval, on an advisory (non-binding) basis, of
the compensation that will or may be paid or
provided by Celgene to its named executive officers
in connection with the merger. Management For Voted - For
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Security ID: 192446102 Ticker: CTSH
Meeting Date: 04-Jun-19 Meeting Type: Annual
1a. Election of director to serve until the 2020 annual
meeting: Zein Abdalla Management For Voted - For
1b. Election of director to serve until the 2020 annual
meeting: Maureen Breakiron-Evans Management For Voted - For
1c. Election of director to serve until the 2020 annual
meeting: Jonathan Chadwick Management For Voted - For
1d. Election of director to serve until the 2020 annual
meeting: John M. Dineen Management For Voted - For
1e. Election of director to serve until the 2020 annual
meeting: Francisco D'Souza Management For Voted - For
1f. Election of director to serve until the 2020 annual
meeting: John N. Fox, Jr. Management For Voted - For
1g. Election of director to serve until the 2020 annual
meeting: Brian Humphries Management For Voted - For
1h. Election of director to serve until the 2020 annual
meeting: John E. Klein Management For Voted - For
1i. Election of director to serve until the 2020 annual
meeting: Leo S. Mackay, Jr. Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
1j. Election of director to serve until the 2020 annual
meeting: Michael Patsalos-Fox Management For Voted - For
1k. Election of director to serve until the 2020 annual
meeting: Joseph M. Velli Management For Voted - For
2. Approve, on an advisory (non-binding) basis, the
compensation of the company's named executive
officers. Management For Voted - For
3. Ratify the appointment of PricewaterhouseCoopers
LLP as the company's independent registered public
accounting firm for the year ending December 31,
2019. Management For Voted - For
4. Shareholder proposal requesting that the company
provide a report disclosing its political spending
and related company policies. Shareholder Against Voted - Against
5. Shareholder proposal requesting that the board of
directors adopt a policy and amend the company's
governing documents to require that the chairman of
the board be an independent director. Shareholder Against Voted - Against
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108 Ticker: EW
Meeting Date: 08-May-19 Meeting Type: Annual
1a. Election of Director: Michael A. Mussallem Management For Voted - For
1b. Election of Director: Kieran T. Gallahue Management For Voted - For
1c. Election of Director: Leslie S. Heisz Management For Voted - For
1d. Election of Director: William J. Link, Ph.D. Management For Voted - For
1e. Election of Director: Steven R. Loranger Management For Voted - For
1f. Election of Director: Martha H. Marsh Management For Voted - For
1g. Election of Director: Wesley W. von Schack Management For Voted - For
1h. Election of Director: Nicholas J. Valeriani Management For Voted - For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED
EXECUTIVE OFFICERS Management For Voted - For
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM Management For Voted - For
4. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING
AN INDEPENDENT CHAIR POLICY Shareholder Against Voted - Against
FACEBOOK, INC.
Security ID: 30303M102 Ticker: FB
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Director: Peggy Alford Management For Voted - For
1.2 Director: Marc L. Andreessen Management For Voted - For
1.3 Director: Kenneth I. Chenault Management For Voted - For
1.4 Director: S. D. Desmond-Hellmann Management For Voted - For
1.5 Director: Sheryl K. Sandberg Management For Voted - For
1.6 Director: Peter A. Thiel Management For Voted - For
1.7 Director: Jeffrey D. Zients Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Director: Mark Zuckerberg Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2019. Management For Voted - For
3. To approve, on a non-binding advisory basis, the
compensation program for Facebook, Inc.'s named
executive officers as disclosed in Facebook, Inc.'s
proxy statement. Management For Voted - For
4. To vote, on a non-binding advisory basis, whether a
non-binding advisory vote on the compensation
program for Facebook, Inc.'s named executive
officers should be held every one, two or three
years. Management 3 Years Voted - 3 Years
5. A stockholder proposal regarding change in
stockholder voting. Shareholder Against Voted - Against
6. A stockholder proposal regarding an independent
chair. Shareholder Against Voted - Against
7. A stockholder proposal regarding majority voting
for directors. Shareholder Against Voted - Against
8. A stockholder proposal regarding true diversity
board policy. Shareholder Against Voted - Against
9. A stockholder proposal regarding a content
governance report. Shareholder Against Voted - Against
10. A stockholder proposal regarding median gender pay
gap. Shareholder Against Voted - Against
11. A stockholder proposal regarding workforce
diversity. Shareholder Against Voted - Against
12. A stockholder proposal regarding strategic
alternatives. Shareholder Against Voted - Against
FASTENAL COMPANY
Security ID: 311900104 Ticker: FAST
Meeting Date: 23-Apr-19 Meeting Type: Annual
1a. Election of Director: Willard D. Oberton Management For Voted - For
1b. Election of Director: Michael J. Ancius Management For Voted - For
1c. Election of Director: Michael J. Dolan Management For Voted - For
1d. Election of Director: Stephen L. Eastman Management For Voted - For
1e. Election of Director: Daniel L. Florness Management For Voted - For
1f. Election of Director: Rita J. Heise Management For Voted - For
1g. Election of Director: Darren R. Jackson Management For Voted - For
1h. Election of Director: Daniel L. Johnson Management For Voted - For
1i. Election of Director: Scott A. Satterlee Management For Voted - For
1j. Election of Director: Reyne K. Wisecup Management For Voted - For
2. Ratification of the appointment of KPMG LLP as
independent registered public accounting firm for
the 2019 fiscal year. Management For Voted - For
3. Approval, by non-binding vote, of executive
compensation. Management For Voted - For
4. A shareholder proposal related to diversity
reporting. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
OLD DOMINION FREIGHT LINE, INC.
Security ID: 679580100 Ticker: ODFL
Meeting Date: 15-May-19 Meeting Type: Annual
1.1 Director: Earl E. Congdon Management For Voted - For
1.2 Director: David S. Congdon Management For Voted - For
1.3 Director: Sherry A. Aaholm Management For Voted - For
1.4 Director: John R. Congdon, Jr. Management For Voted - For
1.5 Director: Bradley R. Gabosch Management For Voted - For
1.6 Director: Greg C. Gantt Management For Voted - For
1.7 Director: Patrick D. Hanley Management For Voted - For
1.8 Director: John D. Kasarda Management For Voted - For
1.9 Director: Leo H. Suggs Management For Voted - For
1.10 Director: D. Michael Wray Management For Voted - For
2. Approval, on an advisory basis, of the compensation
of the Company's named executive officers. Management For Voted - For
3. Ratification of the appointment of Ernst & Young
LLP as the Company's independent registered public
accounting firm for the year ending December 31,
2019. Management For Voted - For
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103 Ticker: PYPL
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Rodney C. Adkins Management For Voted - For
1b. Election of Director: Wences Casares Management For Voted - For
1c. Election of Director: Jonathan Christodoro Management For Voted - For
1d. Election of Director: John J. Donahoe Management For Voted - For
1e. Election of Director: David W. Dorman Management For Voted - For
1f. Election of Director: Belinda J. Johnson Management For Voted - For
1g. Election of Director: Gail J. McGovern Management For Voted - For
1h. Election of Director: Deborah M. Messemer Management For Voted - For
1i. Election of Director: David M. Moffett Management For Voted - For
1j. Election of Director: Ann M. Sarnoff Management For Voted - For
1k. Election of Director: Daniel H. Schulman Management For Voted - For
1l. Election of Director: Frank D. Yeary Management For Voted - For
2. Advisory vote to approve named executive officer
compensation. Management For Voted - For
3. Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
auditor for 2019. Management For Voted - For
4. Stockholder proposal regarding political disclosure. Shareholder Against Voted - Against
5. Stockholder proposal regarding human and indigenous
peoples' rights. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
QUALCOMM INCORPORATED
Security ID: 747525103 Ticker: QCOM
Meeting Date: 12-Mar-19 Meeting Type: Annual
1a. Election of Director: Barbara T. Alexander Management For Voted - Abstain
1b. Election of Director: Mark Fields Management For Voted - Abstain
1c. Election of Director: Jeffrey W. Henderson Management For Voted - Abstain
1d. Election of Director: Ann M. Livermore Management For Voted - Abstain
1e. Election of Director: Harish Manwani Management For Voted - Abstain
1f. Election of Director: Mark D. McLaughlin Management For Voted - Abstain
1g. Election of Director: Steve Mollenkopf Management For Voted - Abstain
1h. Election of Director: Clark T. Randt, Jr. Management For Voted - Abstain
1i. Election of Director: Francisco Ros Management For Voted - Abstain
1j. Election of Director: Irene B. Rosenfeld Management For Voted - Abstain
1k. Election of Director: Neil Smit Management For Voted - Abstain
1l. Election of Director: Anthony J. Vinciquerra Management For Voted - Abstain
2. To ratify the selection of PricewaterhouseCoopers
LLP as our independent public accountants for our
fiscal year ending September 29, 2019. Management For Voted - Abstain
3. To approve, on an advisory basis, our executive
compensation. Management For Voted - Abstain
ROSS STORES, INC.
Security ID: 778296103 Ticker: ROST
Meeting Date: 22-May-19 Meeting Type: Annual
1a. Election of Director: Michael Balmuth Management For Voted - For
1b. Election of Director: K. Gunnar Bjorklund Management For Voted - For
1c. Election of Director: Michael J. Bush Management For Voted - For
1d. Election of Director: Norman A. Ferber Management For Voted - For
1e. Election of Director: Sharon D. Garrett Management For Voted - For
1f. Election of Director: Stephen D. Milligan Management For Voted - For
1g. Election of Director: George P. Orban Management For Voted - For
1h. Election of Director: Michael O'Sullivan Management For Voted - For
1i. Election of Director: Gregory L. Quesnel Management For Voted - For
1j. Election of Director: Barbara Rentler Management For Voted - For
2. Advisory vote to approve the resolution on the
compensation of the named executive officers. Management For Voted - For
3. To ratify the appointment of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the fiscal year ending February
1, 2020. Management For Voted - For
4. To vote on a stockholder proposal on Greenhouse Gas
Emissions Goals, if properly presented at the
Annual Meeting. Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105 Ticker: SCHW
Meeting Date: 15-May-19 Meeting Type: Annual
1a. Election of Director: John K. Adams, Jr. Management For Voted - For
1b. Election of Director: Stephen A. Ellis Management For Voted - For
1c. Election of Director: Arun Sarin Management For Voted - For
1d. Election of Director: Charles R. Schwab Management For Voted - For
1e. Election of Director: Paula A. Sneed Management For Voted - For
2. Ratification of the selection of Deloitte & Touche
LLP as independent auditors Management For Voted - For
3. Advisory vote to approve named executive officer
compensation Management For Voted - For
4. Stockholder Proposal requesting annual disclosure
of EEO-1 data Shareholder Against Voted - Against
TRACTOR SUPPLY COMPANY
Security ID: 892356106 Ticker: TSCO
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Director: Cynthia T. Jamison Management For Voted - For
1.2 Director: Ricardo Cardenas Management For Voted - For
1.3 Director: Denise L. Jackson Management For Voted - For
1.4 Director: Thomas A. Kingsbury Management For Voted - For
1.5 Director: Ramkumar Krishnan Management For Voted - For
1.6 Director: George MacKenzie Management For Voted - For
1.7 Director: Edna K. Morris Management For Voted - For
1.8 Director: Mark J. Weikel Management For Voted - For
1.9 Director: Gregory A. Sandfort Management For Voted - For
2. To ratify the re-appointment of Ernst & Young LLP
as our independent registered public accounting
firm for the fiscal year ending December 28, 2019 Management For Voted - For
3. Say on Pay - An advisory vote to approve executive
compensation Management For Voted - For
ULTA BEAUTY, INC.
Security ID: 90384S303 Ticker: ULTA
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Director: Sally E. Blount Management For Voted - For
1.2 Director: Mary N. Dillon Management For Voted - For
1.3 Director: Charles Heilbronn Management For Voted - For
1.4 Director: Michael R. MacDonald Management For Voted - For
2. To ratify the appointment of Ernst & Young LLP as
our independent registered public accounting firm
for our fiscal year 2019, ending February 1, 2020 Management For Voted - For
--------------------------------------------------------------------------------------------------------
RiverPark/Wedgewood Fund
Proposal Proposed by Mgt. Position Registrant Voted
3. To vote on an advisory resolution to approve the
Company's executive compensation Management For Voted - For
VISA INC.
Security ID: 92826C839 Ticker: V
Meeting Date: 29-Jan-19 Meeting Type: Annual
1a. Election of Director: Lloyd A. Carney Management For Voted - For
1b. Election of Director: Mary B. Cranston Management For Voted - For
1c. Election of Director: Francisco Javier
Fernandez-Carbajal Management For Voted - For
1d. Election of Director: Alfred F. Kelly, Jr. Management For Voted - For
1e. Election of Director: John F. Lundgren Management For Voted - For
1f. Election of Director: Robert W. Matschullat Management For Voted - For
1g. Election of Director: Denise M. Morrison Management For Voted - For
1h. Election of Director: Suzanne Nora Johnson Management For Voted - For
1i. Election of Director: John A. C. Swainson Management For Voted - For
1j. Election of Director: Maynard G. Webb, Jr. Management For Voted - For
2. Advisory vote to approve executive compensation. Management For Voted - For
3. Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for
the 2019 fiscal year. Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
RiverPark Funds Trust
By: /s/ Morty Schaja
Morty Schaja
President
Date: August 29, 2019
