UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22431
RiverPark Funds Trust
(Exact name of registrant as specified in charter)
________
156 West 56th Street
Suite 1704
New York, NY 10019
(Address of principal executive offices)
________
Morty Schaja
156 West 56th Street
Suite 1704
New York, NY 10019
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-212-484-2100
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following Funds, each a series of RiverPark Funds Trust:
RiverPark Floating Rate CMBS Fund
RiverPark Large Growth Fund
RiverPark Long/Short Opportunity Fund
RiverPark Short Term High Yield Fund
RiverPark Strategic Income Fund
Wedgewood Fund
(Formerly, RiverPark/Wedgewood Fund)
Non-Voting Funds
RiverPark Floating Rate CMBS Fund
No securities held by the RiverPark Floating Rate CMBS Fund had proxy votes during the reporting period.
Accordingly, no votes have been cast on securities by this Fund during the reporting period.
RiverPark Short Term High Yield Fund
No securities held by the RiverPark Short Term High Yield Fund had proxy votes during the reporting period.
Accordingly, no votes have been cast on securities by this Fund during the reporting period.
ADOBE INC
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 20-Apr-21
Meeting Type: Annual
1A. | Election of Director for a term of one year: Amy Banse | Management | For | Voted - For |
1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | Voted - For |
1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | Voted - For |
1D. | Election of Director for a term of one year: James Daley | Management | For | Voted - For |
1E. | Election of Director for a term of one year: Laura Desmond | Management | For | Voted - For |
1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | Voted - For |
1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | Voted - For |
1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | Voted - For |
1I. | Election of Director for a term of one year: David Ricks | Management | For | Voted - For |
1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | Voted - For |
1K. | Election of Director for a term of one year: John Warnock | Management | For | Voted - For |
2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | For | Voted - For |
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | Voted - For |
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | Voted - For |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-21
Meeting Type: Annual
1A. | Election of Director: Larry Page | Management | For | Voted - For |
1B. | Election of Director: Sergey Brin | Management | For | Voted - For |
1C. | Election of Director: Sundar Pichai | Management | For | Voted - For |
1D. | Election of Director: John L. Hennessy | Management | For | Voted - For |
1E. | Election of Director: Frances H. Arnold | Management | For | Voted - For |
1F. | Election of Director: L. John Doerr | Management | For | Voted - For |
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | Voted - For |
1H. | Election of Director: Ann Mather | Management | For | Voted - For |
1I. | Election of Director: Alan R. Mulally | Management | For | Voted - For |
1J. | Election of Director: K. Ram Shriram | Management | For | Voted - For |
1K. | Election of Director: Robin L. Washington | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | Voted - For |
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Jeffrey P. Bezos | Management | For | Voted - For |
1B. | Election of Director: Keith B. Alexander | Management | For | Voted - For |
1C. | Election of Director: Jamie S. Gorelick | Management | For | Voted - For |
1D. | Election of Director: Daniel P. Huttenlocher | Management | For | Voted - For |
1E. | Election of Director: Judith A. McGrath | Management | For | Voted - For |
1F. | Election of Director: Indra K. Nooyi | Management | For | Voted - For |
1G. | Election of Director: Jonathan J. Rubinstein | Management | For | Voted - For |
1H. | Election of Director: Thomas O. Ryder | Management | For | Voted - For |
1I. | Election of Director: Patricia Q. Stonesifer | Management | For | Voted - For |
1J. | Election of Director: Wendell P. Weeks | Management | For | Voted - For |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | Voted - For |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | Voted - For |
4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Against | Voted - Against |
5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | Voted - Against |
6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Against | Voted - Against |
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Against | Voted - Against |
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Against | Voted - Against |
9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Against | Voted - Against |
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | Voted - Against |
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | Voted - Against |
12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | Voted - Against |
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Against | Voted - Against |
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | Voted - Against |
AMERICAN TOWER CORPORATION
Security ID: 03027X100
Ticker: AMT
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Thomas A. Bartlett | Management | For | Voted - For |
1B. | Election of Director: Raymond P. Dolan | Management | For | Voted - For |
1C. | Election of Director: Kenneth R. Frank | Management | For | Voted - For |
1D. | Election of Director: Robert D. Hormats | Management | For | Voted - For |
1E. | Election of Director: Gustavo Lara Cantu | Management | For | Voted - For |
1F. | Election of Director: Grace D. Lieblein | Management | For | Voted - For |
1G. | Election of Director: Craig Macnab | Management | For | Voted - For |
1H. | Election of Director: JoAnn A. Reed | Management | For | Voted - For |
1I. | Election of Director: Pamela D.A. Reeve | Management | For | Voted - For |
1J. | Election of Director: David E. Sharbutt | Management | For | Voted - For |
1K. | Election of Director: Bruce L. Tanner | Management | For | Voted - For |
1L. | Election of Director: Samme L. Thompson | Management | For | Voted - For |
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | Voted - For |
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | Voted - For |
4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Against | Voted - Against |
5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Against | Voted - Against |
APOLLO GLOBAL MANAGEMENT, INC.
Security ID: 03768E105
Ticker: APO
Meeting Date: 01-Oct-20
Meeting Type: Annual
1.1 | Director: Leon Black | Management | For | Voted - For |
1.2 | Director: Joshua Harris | Management | For | Voted - For |
1.3 | Director: Marc Rowan | Management | For | Voted - For |
1.4 | Director: Michael Ducey | Management | For | Voted - For |
1.5 | Director: Robert Kraft | Management | For | Voted - For |
1.6 | Director: A.B. Krongard | Management | For | Voted - For |
1.7 | Director: Pauline Richards | Management | For | Voted - For |
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | Voted - For |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Voted - 3 Years |
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | Voted - For |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 23-Feb-21
Meeting Type: Annual
1A. | Election of Director: James Bell | Management | For | Voted - For |
1B. | Election of Director: Tim Cook | Management | For | Voted - For |
1C. | Election of Director: Al Gore | Management | For | Voted - For |
1D. | Election of Director: Andrea Jung | Management | For | Voted - For |
1E. | Election of Director: Art Levinson | Management | For | Voted - For |
1F. | Election of Director: Monica Lozano | Management | For | Voted - For |
1G. | Election of Director: Ron Sugar | Management | For | Voted - For |
1H. | Election of Director: Sue Wagner | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | Voted - For |
3. | Advisory vote to approve executive compensation. | Management | For | Voted - For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | Voted - Against |
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | Voted - Against |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 16-Jun-21
Meeting Type: Annual
1A. | Election of Director: Andrew Anagnost | Management | For | Voted - For |
1B. | Election of Director: Karen Blasing | Management | For | Voted - For |
1C. | Election of Director: Reid French | Management | For | Voted - For |
1D. | Election of Director: Dr. Ayanna Howard | Management | For | Voted - For |
1E. | Election of Director: Blake Irving | Management | For | Voted - For |
1F. | Election of Director: Mary T. McDowell | Management | For | Voted - For |
1G. | Election of Director: Stephen Milligan | Management | For | Voted - For |
1H. | Election of Director: Lorrie M. Norrington | Management | For | Voted - For |
1I. | Election of Director: Betsy Rafael | Management | For | Voted - For |
1J. | Election of Director: Stacy J. Smith | Management | For | Voted - For |
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | Voted - For |
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Management | For | Voted - For |
BILL.COM HOLDINGS, INC.
Security ID: 090043100
Ticker: BILL
Meeting Date: 03-Dec-20
Meeting Type: Annual
1.1 | Director: Rene Lacerte | Management | For | Voted - For |
1.2 | Director: Peter Kight | Management | For | Voted - For |
1.3 | Director: Colleen Taylor | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending June 30, 2021. | Management | For | Voted - For |
BOOKING HOLDINGS INC.
Security ID: 09857L108
Ticker: BKNG
Meeting Date: 03-Jun-21
Meeting Type: Annual
1.1 | Director: Timothy M. Armstrong | Management | For | Voted - For |
1.2 | Director: Glenn D. Fogel | Management | For | Voted - For |
1.3 | Director: Mirian M. Graddick-Weir | Management | For | Voted - For |
1.4 | Director: Wei Hopeman | Management | For | Voted - For |
1.5 | Director: Robert J. Mylod, Jr. | Management | For | Voted - For |
1.6 | Director: Charles H. Noski | Management | For | Voted - For |
1.7 | Director: Nicholas J. Read | Management | For | Voted - For |
1.8 | Director: Thomas E. Rothman | Management | For | Voted - For |
1.9 | Director: Bob van Dijk | Management | For | Voted - For |
1.10 | Director: Lynn M. Vojvodich | Management | For | Voted - For |
1.11 | Director: Vanessa A. Wittman | Management | For | Voted - For |
2. | Advisory vote to approve 2020 executive compensation. | Management | For | Voted - For |
3. | Management proposal to amend the Company's 1999 Omnibus Plan. | Management | For | Voted - For |
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
5. | Management proposal to amend the Company's Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | For | Voted - For |
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | Against | Voted - Against |
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | Against | Voted - Against |
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company's climate policies and strategies. | Shareholder | Against | Voted - Against |
DEXCOM, INC.
Security ID: 252131107
Ticker: DXCM
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Election of Class I Director to hold office until 2024 Annual Meeting: Kevin R. Sayer | Management | For | Voted - For |
1.2 | Election of Class I Director to hold office until 2024 Annual Meeting: Nicholas Augustinos | Management | For | Voted - For |
1.3 | Election of Class I Director to hold office until 2024 Annual Meeting: Bridgette P. Heller | Management | For | Voted - For |
2. | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Management | For | Voted - For |
4. | To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors. | Management | For | Voted - For |
EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Director: Thomas Bartlett | Management | For | Voted - For |
1.2 | Director: Nanci Caldwell | Management | For | Voted - For |
1.3 | Director: Adaire Fox-Martin | Management | For | Voted - For |
1.4 | Director: Gary Hromadko | Management | For | Voted - For |
1.5 | Director: Irving Lyons III | Management | For | Voted - For |
1.6 | Director: Charles Meyers | Management | For | Voted - For |
1.7 | Director: Christopher Paisley | Management | For | Voted - For |
1.8 | Director: Sandra Rivera | Management | For | Voted - For |
1.9 | Director: Peter Van Camp | Management | For | Voted - For |
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Management | For | Voted - For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Management | For | Voted - For |
4. | A stockholder proposal, related to written consent of stockholders. | Shareholder | Against | Voted - Against |
EXACT SCIENCES CORPORATION
Security ID: 30063P105
Ticker: EXAS
Meeting Date: 23-Jul-20
Meeting Type: Annual
1.1 | Director: Eli Casdin | Management | For | Voted - For |
1.2 | Director: James E. Doyle | Management | For | Voted - For |
1.3 | Director: Freda Lewis-Hall | Management | For | Voted - For |
1.4 | Director: Kathleen Sebelius | Management | For | Voted - For |
2. | To ratify the appointment of PricewaterhouseCoopers, LLP as the Company's independent registered public accounting firm for 2020. | Management | For | Voted - For |
3. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | For | Voted - For |
4. | To approve an amendment to the Company's Certificate of Incorporation increasing the number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. | Management | For | Voted - For |
Meeting Date: 30-Jun-21
Meeting Type: Annual
1.1 | Director: Paul Clancy | Management | For | Voted - For |
1.2 | Director: Pierre Jacquet | Management | For | Voted - For |
1.3 | Director: Daniel Levangie | Management | For | Voted - For |
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | Voted - For |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Director: Peggy Alford | Management | For | Voted - For |
1.2 | Director: Marc L. Andreessen | Management | For | Voted - For |
1.3 | Director: Andrew W. Houston | Management | For | Voted - For |
1.4 | Director: Nancy Killefer | Management | For | Voted - For |
1.5 | Director: Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Director: Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Director: Peter A. Thiel | Management | For | Voted - For |
1.8 | Director: Tracey T. Travis | Management | For | Voted - For |
1.9 | Director: Mark Zuckerberg | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | To approve an amendment to the director compensation policy. | Management | For | Voted - For |
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | Voted - Against |
5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | Voted - Against |
6. | A shareholder proposal regarding child exploitation. | Shareholder | Against | Voted - Against |
7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Against | Voted - Against |
8. | A shareholder proposal regarding platform misuse. | Shareholder | Against | Voted - Against |
9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | Voted - Against |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Caroline D. Dorsa | Management | For | Voted - For |
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | Voted - For |
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | Voted - For |
1D. | Election of Director: Gary S. Guthart | Management | For | Voted - For |
1E. | Election of Director: Philip W. Schiller | Management | For | Voted - For |
1F. | Election of Director: John W. Thompson | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 22-Apr-21
Meeting Type: Annual
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | Voted - For |
1B. | Election of Director: Joseph C. Beery | Management | For | Voted - For |
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | Voted - For |
1D. | Election of Director: Amal M. Johnson | Management | For | Voted - For |
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | Voted - For |
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | Voted - For |
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | Voted - For |
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | Voted - For |
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | Voted - For |
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | Voted - For |
1K. | Election of Director: Mark J. Rubash | Management | For | Voted - For |
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | Voted - For |
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | For | Voted - For |
IQVIA HOLDINGS INC.
Security ID: 46266C105
Ticker: IQV
Meeting Date: 13-Apr-21
Meeting Type: Annual
1.1 | Director: Ari Bousbib | Management | For | Voted - For |
1.2 | Director: John M. Leonard M.D. | Management | For | Voted - For |
1.3 | Director: Todd B. Sisitsky | Management | For | Voted - For |
2. | RECOMMEND, IN AN ADVISORY (NON- BINDING) VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | Voted - Abstain |
3A. | AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD FOR STOCKHOLDER APPROVAL OF FUTURE AMENDMENTS, ALTERATIONS, CHANGES OR REPEAL OF THE BYLAWS. | Management | For | Voted - For |
3B. | AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD TO REMOVE, FOR CAUSE ONLY, A DIRECTOR OR THE ENTIRE BOARD. | Management | For | Voted - For |
4. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS IQVIA HOLDINGS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 22-Jun-21
Meeting Type: Annual
1A. | Election of Director: Ajay Banga | Management | For | Voted - For |
1B. | Election of Director: Merit E. Janow | Management | For | Voted - For |
1C. | Election of Director: Richard K. Davis | Management | For | Voted - For |
1D. | Election of Director: Steven J. Freiberg | Management | For | Voted - For |
1E. | Election of Director: Julius Genachowski | Management | For | Voted - For |
1F. | Election of Director: Choon Phong Goh | Management | For | Voted - For |
1G. | Election of Director: Oki Matsumoto | Management | For | Voted - For |
1H. | Election of Director: Michael Miebach | Management | For | Voted - For |
1I. | Election of Director: Youngme Moon | Management | For | Voted - For |
1J. | Election of Director: Rima Qureshi | Management | For | Voted - For |
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | Voted - For |
1L. | Election of Director: Gabrielle Sulzberger | Management | For | Voted - For |
1M. | Election of Director: Jackson Tai | Management | For | Voted - For |
1N. | Election of Director: Lance Uggla | Management | For | Voted - For |
2. | Advisory approval of Mastercard's executive compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | Voted - For |
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | Voted - For |
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Management | For | Voted - For |
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | Voted - For |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 02-Dec-20
Meeting Type: Annual
1A. | Election of Director: Reid G. Hoffman | Management | For | Voted - For |
1B. | Election of Director: Hugh F. Johnston | Management | For | Voted - For |
1C. | Election of Director: Teri L. List-Stoll | Management | For | Voted - For |
1D. | Election of Director: Satya Nadella | Management | For | Voted - For |
1E. | Election of Director: Sandra E. Peterson | Management | For | Voted - For |
1F. | Election of Director: Penny S. Pritzker | Management | For | Voted - For |
1G. | Election of Director: Charles W. Scharf | Management | For | Voted - For |
1H. | Election of Director: Arne M. Sorenson | Management | For | Voted - For |
1I. | Election of Director: John W. Stanton | Management | For | Voted - For |
1J. | Election of Director: John W. Thompson | Management | For | Voted - For |
1K. | Election of Director: Emma N. Walmsley | Management | For | Voted - For |
1L. | Election of Director: Padmasree Warrior | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | Voted - For |
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 17-Sep-20
Meeting Type: Annual
1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | Voted - For |
1b. | Election of Class B Director: Peter B. Henry | Management | For | Voted - For |
1c. | Election of Class B Director: Michelle A. Peluso | Management | For | Voted - For |
2. | To approve executive compensation by an advisory vote. | Management | For | Voted - For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | Voted - For |
4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Management | For | Voted - For |
5. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | Voted - Against |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Rodney C. Adkins | Management | For | Voted - For |
1B. | Election of Director: Jonathan Christodoro | Management | For | Voted - For |
1C. | Election of Director: John J. Donahoe | Management | For | Voted - For |
1D. | Election of Director: David W. Dorman | Management | For | Voted - For |
1E. | Election of Director: Belinda J. Johnson | Management | For | Voted - For |
1F. | Election of Director: Gail J. McGovern | Management | For | Voted - For |
1G. | Election of Director: Deborah M. Messemer | Management | For | Voted - For |
1H. | Election of Director: David M. Moffett | Management | For | Voted - For |
1I. | Election of Director: Ann M. Sarnoff | Management | For | Voted - For |
1J. | Election of Director: Daniel H. Schulman | Management | For | Voted - For |
1K. | Election of Director: Frank D. Yeary | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | Voted - For |
4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Against | Voted - Against |
PINTEREST, INC.
Security ID: 72352L106
Ticker: PINS
Meeting Date: 27-May-21
Meeting Type: Annual
1A. | Election of Class II Director to hold office until the 2024 annual meeting: Fredric Reynolds | Management | For | Voted - For |
1B. | Election of Class II Director to hold office until the 2024 annual meeting: Evan Sharp | Management | For | Voted - For |
1C. | Election of Class II Director to hold office until the 2024 annual meeting: Andrea Wishom | Management | For | Voted - For |
2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2021. | Management | For | Voted - For |
3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | Voted - For |
RINGCENTRAL, INC.
Security ID: 76680R206
Ticker: RNG
Meeting Date: 04-Jun-21
Meeting Type: Annual
1.1 | Director: Vladimir Shmunis | Management | For | Voted - For |
1.2 | Director: Kenneth Goldman | Management | For | Voted - For |
1.3 | Director: Michelle McKenna | Management | For | Voted - For |
1.4 | Director: Robert Theis | Management | For | Voted - For |
1.5 | Director: Allan Thygesen | Management | For | Voted - For |
1.6 | Director: Neil Williams | Management | For | Voted - For |
1.7 | Director: Mignon Clyburn | Management | For | Voted - For |
1.8 | Director: Arne Duncan | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | Voted - For |
3. | To approve, on an advisory (non-binding) basis, the named executive officers' compensation, as disclosed in the Proxy Statement. | Management | For | Voted - For |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 07-Jun-21
Meeting Type: Annual
1A. | Election of Director: Susan L. Bostrom | Management | For | Voted - For |
1B. | Election of Director: Jonathan C. Chadwick | Management | For | Voted - For |
1C. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | Voted - For |
1D. | Election of Director: Frederic B. Luddy | Management | For | Voted - For |
1E. | Election of Director: Jeffrey A. Miller | Management | For | Voted - For |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | Voted - For |
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Management | For | Voted - For |
4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Management | For | Voted - For |
5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Management | For | Voted - For |
6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | Voted - For |
SHOPIFY INC.
Security ID: 82509L107
Ticker: SHOP
Meeting Date: 26-May-21
Meeting Type: Annual And Special
1A | Election of Director: Tobias Lütke | Management | For | Voted - For |
1B | Election of Director: Robert Ashe | Management | For | Voted - For |
1C | Election of Director: Gail Goodman | Management | For | Voted - For |
1D | Election of Director: Colleen Johnston | Management | For | Voted - For |
1E | Election of Director: Jeremy Levine | Management | For | Voted - For |
1F | Election of Director: John Phillips | Management | For | Voted - For |
02 | Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Management | For | Voted - For |
03 | Approval of Stock Option Plan Resolution approving the second amendment and restatement of Shopify Inc.'s Stock Option Plan and approving all unallocated options under the Stock Option Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Management | For | Voted - For |
04 | Approval of Long Term Incentive Plan Resolution approving the second amendment and restatement of Shopify Inc.'s Long Term Incentive Plan and approving all unallocated awards under the Long Term Incentive Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Management | For | Voted - For |
05 | Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | Management | For | Voted - For |
SQUARE, INC.
Security ID: 852234103
Ticker: SQ
Meeting Date: 15-Jun-21
Meeting Type: Annual
1.1 | Director: Randy Garutti | Management | For | Voted - For |
1.2 | Director: Mary Meeker | Management | For | Voted - For |
1.3 | Director: Lawrence Summers | Management | For | Voted - For |
1.4 | Director: Darren Walker | Management | For | Voted - For |
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | Voted - For |
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | Voted - For |
4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | Voted - Against |
5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | Voted - Against |
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105
Ticker: SCHW
Meeting Date: 13-May-21
Meeting Type: Annual
1A. | Election of Director: Walter W. Bettinger II | Management | For | Voted - For |
1B. | Election of Director: Joan T. Dea | Management | For | Voted - For |
1C. | Election of Director: Christopher V. Dodds | Management | For | Voted - For |
1D. | Election of Director: Mark A. Goldfarb | Management | For | Voted - For |
1E. | Election of Director: Bharat B. Masrani | Management | For | Voted - For |
1F. | Election of Director: Charles A. Ruffel | Management | For | Voted - For |
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | Voted - For |
3. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | Against | Voted - Against |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 09-Mar-21
Meeting Type: Annual
1A. | Election of Director: Susan E. Arnold | Management | For | Voted - For |
1B. | Election of Director: Mary T. Barra | Management | For | Voted - For |
1C. | Election of Director: Safra A. Catz | Management | For | Voted - For |
1D. | Election of Director: Robert A. Chapek | Management | For | Voted - For |
1E. | Election of Director: Francis A. deSouza | Management | For | Voted - For |
1F. | Election of Director: Michael B.G. Froman | Management | For | Voted - For |
1G. | Election of Director: Robert A. Iger | Management | For | Voted - For |
1H. | Election of Director: Maria Elena Lagomasino | Management | For | Voted - For |
1I. | Election of Director: Mark G. Parker | Management | For | Voted - For |
1J. | Election of Director: Derica W. Rice | Management | For | Voted - For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | Voted - For |
3. | To approve the advisory resolution on executive compensation. | Management | For | Voted - For |
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | Voted - Against |
5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shareholder | Against | Voted - Against |
TWILIO INC.
Security ID: 90138F102
Ticker: TWLO
Meeting Date: 16-Jun-21
Meeting Type: Annual
1.1 | Director: Jeff Lawson | Management | For | Voted - For |
1.2 | Director: Byron Deeter | Management | For | Voted - For |
1.3 | Director: Jeffrey Epstein | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | Voted - For |
TWITTER, INC.
Security ID: 90184L102
Ticker: TWTR
Meeting Date: 24-Jun-21
Meeting Type: Annual
1A. | Election of Director: Jesse Cohn | Management | For | Voted - For |
1B. | Election of Director: Martha Lane Fox | Management | For | Voted - For |
1C. | Election of Director: Fei-Fei Li | Management | For | Voted - For |
1D. | Election of Director: David Rosenblatt | Management | For | Voted - For |
2. | The approval, on an advisory basis, of the compensation of our named executive officers ("Say-on-Pay"). | Management | For | Voted - For |
3. | The approval, on an advisory basis, of the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | Voted - For |
5. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Management | For | Voted - For |
6. | Shareholder proposal no. 6 has been withdrawn | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shareholder | Against | Voted - Against |
UBER TECHNOLOGIES, INC.
Security ID: 90353T100
Ticker: UBER
Meeting Date: 10-May-21
Meeting Type: Annual
1A. | Election of Director: Ronald Sugar | Management | For | Voted - For |
1B. | Election of Director: Revathi Advaithi | Management | For | Voted - For |
1C. | Election of Director: Ursula Burns | Management | For | Voted - For |
1D. | Election of Director: Robert Eckert | Management | For | Voted - For |
1E. | Election of Director: Amanda Ginsberg | Management | For | Voted - For |
1F. | Election of Director: Dara Khosrowshahi | Management | For | Voted - For |
1G. | Election of Director: Wan Ling Martello | Management | For | Voted - For |
1H. | Election of Director: Yasir Al-Rumayyan | Management | For | Voted - For |
1I. | Election of Director: John Thain | Management | For | Voted - For |
1J. | Election of Director: David Trujillo | Management | For | Voted - For |
1K. | Election of Director: Alexander Wynaendts | Management | For | Voted - For |
2. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Management | For | Voted - For |
5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | Against | Voted - Against |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 07-Jun-21
Meeting Type: Annual
1A. | Election of Director: Richard T. Burke | Management | For | Voted - For |
1B. | Election of Director: Timothy P. Flynn | Management | For | Voted - For |
1C. | Election of Director: Stephen J. Hemsley | Management | For | Voted - For |
1D. | Election of Director: Michele J. Hooper | Management | For | Voted - For |
1E. | Election of Director: F. William McNabb III | Management | For | Voted - For |
1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | Voted - For |
1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | Voted - For |
1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | Voted - For |
1I. | Election of Director: Andrew Witty | Management | For | Voted - For |
2. | Advisory approval of the Company's executive compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | Voted - For |
4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | Voted - For |
5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | Voted - Against |
VAIL RESORTS, INC.
Security ID: 91879Q109
Ticker: MTN
Meeting Date: 03-Dec-20
Meeting Type: Annual
1A. | Election of Director: Susan L. Decker | Management | For | Voted - For |
1B. | Election of Director: Robert A. Katz | Management | For | Voted - For |
1C. | Election of Director: Nadia Rawlinson | Management | For | Voted - For |
1D. | Election of Director: John T. Redmond | Management | For | Voted - For |
1E. | Election of Director: Michele Romanow | Management | For | Voted - For |
1F. | Election of Director: Hilary A. Schneider | Management | For | Voted - For |
1G. | Election of Director: D. Bruce Sewell | Management | For | Voted - For |
1H. | Election of Director: John F. Sorte | Management | For | Voted - For |
1I. | Election of Director: Peter A. Vaughn | Management | For | Voted - For |
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021 | Management | For | Voted - For |
3. | Hold an advisory vote to approve executive compensation. | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 26-Jan-21
Meeting Type: Annual
1A. | Election of Director: Lloyd A. Carney | Management | For | Voted - For |
1B. | Election of Director: Mary B. Cranston | Management | For | Voted - For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | Voted - For |
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | Voted - For |
1E. | Election of Director: Ramon Laguarta | Management | For | Voted - For |
1F. | Election of Director: John F. Lundgren | Management | For | Voted - For |
1G. | Election of Director: Robert W. Matschullat | Management | For | Voted - For |
1H. | Election of Director: Denise M. Morrison | Management | For | Voted - For |
1I. | Election of Director: Suzanne Nora Johnson | Management | For | Voted - For |
1J. | Election of Director: Linda J. Rendle | Management | For | Voted - For |
1K. | Election of Director: John A. C. Swainson | Management | For | Voted - For |
1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | Voted - For |
2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | Voted - For |
4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | Voted - For |
5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | Voted - For |
6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | Voted - Against |
7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | Voted - Against |
ZILLOW GROUP, INC.
Security ID: 98954M101
Ticker: ZG
Meeting Date: 08-Jun-21
Meeting Type: Annual
1.1 | Director: Erik Blachford | Management | For | Voted - For |
1.2 | Director: Gordon Stephenson | Management | For | Voted - For |
1.3 | Director: Claire Cormier Thielke | Management | For | Voted - For |
2. | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ended December 31, 2021. | Management | For | Voted - For |
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | Voted - For |
4. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | Voted - 3 Years |
ZOETIS INC.
Security ID: 98978V103
Ticker: ZTS
Meeting Date: 20-May-21
Meeting Type: Annual
1A. | Election of Director: Sanjay Khosla | Management | For | Voted - For |
1B. | Election of Director: Antoinette R. Leatherberry | Management | For | Voted - For |
1C. | Election of Director: Willie M. Reed | Management | For | Voted - For |
1D. | Election of Director: Linda Rhodes | Management | For | Voted - For |
2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | Voted - For |
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | Voted - Against |
ADOBE INC
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 20-Apr-21
Meeting Type: Annual
1A. | Election of Director for a term of one year: Amy Banse | Management | For | Voted - For |
1B. | Election of Director for a term of one year: Melanie Boulden | Management | For | Voted - For |
1C. | Election of Director for a term of one year: Frank Calderoni | Management | For | Voted - For |
1D. | Election of Director for a term of one year: James Daley | Management | For | Voted - For |
1E. | Election of Director for a term of one year: Laura Desmond | Management | For | Voted - For |
1F. | Election of Director for a term of one year: Shantanu Narayen | Management | For | Voted - For |
1G. | Election of Director for a term of one year: Kathleen Oberg | Management | For | Voted - For |
1H. | Election of Director for a term of one year: Dheeraj Pandey | Management | For | Voted - For |
1I. | Election of Director for a term of one year: David Ricks | Management | For | Voted - For |
1J. | Election of Director for a term of one year: Daniel Rosensweig | Management | For | Voted - For |
1K. | Election of Director for a term of one year: John Warnock | Management | For | Voted - For |
2. | Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares. | Management | For | Voted - For |
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021. | Management | For | Voted - For |
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | Voted - For |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-21
Meeting Type: Annual
1A. | Election of Director: Larry Page | Management | For | Voted - For |
1B. | Election of Director: Sergey Brin | Management | For | Voted - For |
1C. | Election of Director: Sundar Pichai | Management | For | Voted - For |
1D. | Election of Director: John L. Hennessy | Management | For | Voted - For |
1E. | Election of Director: Frances H. Arnold | Management | For | Voted - For |
1F. | Election of Director: L. John Doerr | Management | For | Voted - For |
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | Voted - For |
1H. | Election of Director: Ann Mather | Management | For | Voted - For |
1I. | Election of Director: Alan R. Mulally | Management | For | Voted - For |
1J. | Election of Director: K. Ram Shriram | Management | For | Voted - For |
1K. | Election of Director: Robin L. Washington | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | Voted - For |
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Jeffrey P. Bezos | Management | For | Voted - For |
1B. | Election of Director: Keith B. Alexander | Management | For | Voted - For |
1C. | Election of Director: Jamie S. Gorelick | Management | For | Voted - For |
1D. | Election of Director: Daniel P. Huttenlocher | Management | For | Voted - For |
1E. | Election of Director: Judith A. McGrath | Management | For | Voted - For |
1F. | Election of Director: Indra K. Nooyi | Management | For | Voted - For |
1G. | Election of Director: Jonathan J. Rubinstein | Management | For | Voted - For |
1H. | Election of Director: Thomas O. Ryder | Management | For | Voted - For |
1I. | Election of Director: Patricia Q. Stonesifer | Management | For | Voted - For |
1J. | Election of Director: Wendell P. Weeks | Management | For | Voted - For |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | Voted - For |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | Voted - For |
4. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Against | Voted - Against |
5. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Against | Voted - Against |
6. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Against | Voted - Against |
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Against | Voted - Against |
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Against | Voted - Against |
9. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Against | Voted - Against |
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Against | Voted - Against |
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Against | Voted - Against |
12. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Against | Voted - Against |
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Against | Voted - Against |
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Against | Voted - Against |
AMERICAN TOWER CORPORATION
Security ID: 03027X100
Ticker: AMT
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Thomas A. Bartlett | Management | For | Voted - For |
1B. | Election of Director: Raymond P. Dolan | Management | For | Voted - For |
1C. | Election of Director: Kenneth R. Frank | Management | For | Voted - For |
1D. | Election of Director: Robert D. Hormats | Management | For | Voted - For |
1E. | Election of Director: Gustavo Lara Cantu | Management | For | Voted - For |
1F. | Election of Director: Grace D. Lieblein | Management | For | Voted - For |
1G. | Election of Director: Craig Macnab | Management | For | Voted - For |
1H. | Election of Director: JoAnn A. Reed | Management | For | Voted - For |
1I. | Election of Director: Pamela D.A. Reeve | Management | For | Voted - For |
1J. | Election of Director: David E. Sharbutt | Management | For | Voted - For |
1K. | Election of Director: Bruce L. Tanner | Management | For | Voted - For |
1L. | Election of Director: Samme L. Thompson | Management | For | Voted - For |
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | Voted - For |
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | Voted - For |
4. | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Against | Voted - Against |
5. | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Against | Voted - Against |
APOLLO GLOBAL MANAGEMENT, INC.
Security ID: 03768E105
Ticker: APO
Meeting Date: 01-Oct-20
Meeting Type: Annual
1.1 | Director: Leon Black | Management | For | Voted - For |
1.2 | Director: Joshua Harris | Management | For | Voted - For |
1.3 | Director: Marc Rowan | Management | For | Voted - For |
1.4 | Director: Michael Ducey | Management | For | Voted - For |
1.5 | Director: Robert Kraft | Management | For | Voted - For |
1.6 | Director: A.B. Krongard | Management | For | Voted - For |
1.7 | Director: Pauline Richards | Management | For | Voted - For |
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | Voted - For |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | Voted - 3 Years |
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | Voted - For |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 23-Feb-21
Meeting Type: Annual
1A. | Election of Director: James Bell | Management | For | Voted - For |
1B. | Election of Director: Tim Cook | Management | For | Voted - For |
1C. | Election of Director: Al Gore | Management | For | Voted - For |
1D. | Election of Director: Andrea Jung | Management | For | Voted - For |
1E. | Election of Director: Art Levinson | Management | For | Voted - For |
1F. | Election of Director: Monica Lozano | Management | For | Voted - For |
1G. | Election of Director: Ron Sugar | Management | For | Voted - For |
1H. | Election of Director: Sue Wagner | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | Voted - For |
3. | Advisory vote to approve executive compensation. | Management | For | Voted - For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | Voted - Against |
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | Voted - Against |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 16-Jun-21
Meeting Type: Annual
1A. | Election of Director: Andrew Anagnost | Management | For | Voted - For |
1B. | Election of Director: Karen Blasing | Management | For | Voted - For |
1C. | Election of Director: Reid French | Management | For | Voted - For |
1D. | Election of Director: Dr. Ayanna Howard | Management | For | Voted - For |
1E. | Election of Director: Blake Irving | Management | For | Voted - For |
1F. | Election of Director: Mary T. McDowell | Management | For | Voted - For |
1G. | Election of Director: Stephen Milligan | Management | For | Voted - For |
1H. | Election of Director: Lorrie M. Norrington | Management | For | Voted - For |
1I. | Election of Director: Betsy Rafael | Management | For | Voted - For |
1J. | Election of Director: Stacy J. Smith | Management | For | Voted - For |
2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | Voted - For |
3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Management | For | Voted - For |
BILL.COM HOLDINGS, INC.
Security ID: 090043100
Ticker: BILL
Meeting Date: 03-Dec-20
Meeting Type: Annual
1.1 | Director: Rene Lacerte | Management | For | Voted - For |
1.2 | Director: Peter Kight | Management | For | Voted - For |
1.3 | Director: Colleen Taylor | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending June 30, 2021. | Management | For | Voted - For |
DEXCOM, INC.
Security ID: 252131107
Ticker: DXCM
Meeting Date: 20-May-21
Meeting Type: Annual
1.1 | Election of Class I Director to hold office until 2024 Annual Meeting: Kevin R. Sayer | Management | For | Voted - For |
1.2 | Election of Class I Director to hold office until 2024 Annual Meeting: Nicholas Augustinos | Management | For | Voted - For |
1.3 | Election of Class I Director to hold office until 2024 Annual Meeting: Bridgette P. Heller | Management | For | Voted - For |
2. | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Management | For | Voted - For |
4. | To approve the amendment and restatement of our Certificate of Incorporation to declassify our Board of Directors. | Management | For | Voted - For |
EQUINIX, INC.
Security ID: 29444U700
Ticker: EQIX
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Director: Thomas Bartlett | Management | For | Voted - For |
1.2 | Director: Nanci Caldwell | Management | For | Voted - For |
1.3 | Director: Adaire Fox-Martin | Management | For | Voted - For |
1.4 | Director: Gary Hromadko | Management | For | Voted - For |
1.5 | Director: Irving Lyons III | Management | For | Voted - For |
1.6 | Director: Charles Meyers | Management | For | Voted - For |
1.7 | Director: Christopher Paisley | Management | For | Voted - For |
1.8 | Director: Sandra Rivera | Management | For | Voted - For |
1.9 | Director: Peter Van Camp | Management | For | Voted - For |
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Management | For | Voted - For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021. | Management | For | Voted - For |
4. | A stockholder proposal, related to written consent of stockholders. | Shareholder | Against | Voted - Against |
EXACT SCIENCES CORPORATION
Security ID: 30063P105
Ticker: EXAS
Meeting Date: 23-Jul-20
Meeting Type: Annual
1.1 | Director: Eli Casdin | Management | For | Voted - For |
1.2 | Director: James E. Doyle | Management | For | Voted - For |
1.3 | Director: Freda Lewis-Hall | Management | For | Voted - For |
1.4 | Director: Kathleen Sebelius | Management | For | Voted - For |
2. | To ratify the appointment of PricewaterhouseCoopers, LLP as the Company's independent registered public accounting firm for 2020. | Management | For | Voted - For |
3. | To approve on an advisory basis the compensation of the Company's named executive officers. | Management | For | Voted - For |
4. | To approve an amendment to the Company's Certificate of Incorporation increasing the number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. | Management | For | Voted - For |
Meeting Date: 30-Jun-21
Meeting Type: Annual
1.1 | Director: Paul Clancy | Management | For | Voted - For |
1.2 | Director: Pierre Jacquet | Management | For | Voted - For |
1.3 | Director: Daniel Levangie | Management | For | Voted - For |
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | Voted - For |
EXPERIENCE INVESTMENT CORP.
Security ID: 30217C109
Ticker: EXPC
Meeting Date: 05-May-21
Meeting Type: Special
1. | To approve the business combination described in the accompanying proxy statement, including (a) adopting the Agreement and Plan of Merger, dated as of December 14, 2020 (as the same has been or may be amended, modified, supplemented or waived from time to time, the "Merger Agreement"), by and among EIC, Experience Merger Sub, Inc., subsidiary of EIC ("Merger Sub") and BLADE Urban Air Mobility, Inc. ("Blade"), a copy of which is attached to the accompanying proxy statement as Annex A which, among other things, provides for the merger of Merger. | Management | For | Voted - For |
2. | To approve and adopt the second amended and restated certificate of incorporation of EIC in the form attached to the accompanying proxy statement as Annex F (the "second amended and restated certificate of incorporation"). | Management | For | Voted - For |
3A. | To approve, on a non-binding advisory basis, certain governance provisions in the second amended and restated certificate of incorporation, presented separately below in accordance with the United States Securities and Exchange Commission requirements: To cause EIC to not be governed by Section 203 of the Delaware General Corporate Law ("DGCL") and, instead, include a provision in the second amended and restated certificate of incorporation that is substantially similar to Section 203 of the DGCL. | Management | For | Voted - For |
3B. | To approve, on a non-binding advisory basis, certain governance provisions in the second amended and restated certificate of incorporation, presented separately below in accordance with the United States Securities and Exchange Commission requirements: To approve an increase of EIC's total number of authorized shares of all classes of capital stock from 111,000,000 shares to 402,000,000 shares. | Management | For | Voted - For |
3C. | To approve provisions in the second amended and restated certificate of incorporation that provide that certain transactions are not "corporate opportunities" and that each of the Sponsor and each member of the EIC Board who is not an employee of EIC and their respective affiliates and the investment funds. | Management | For | Voted - For |
4. | To approve and adopt the Experience Investment Corp. 2021 Omnibus Incentive Plan and the materials thereunder, including the authorization of the initial share reserve thereunder. A copy of such incentive plan is attached to the accompanying proxy statement as Annex E. | Management | For | Voted - For |
1.1 | Director: Edward Philip | Management | For | Voted - For |
1.2 | Director: David Zaslav | Management | For | Voted - For |
1.3 | Director: Eric Affeldt | Management | For | Voted - For |
1.4 | Director: Kenneth Lerer | Management | For | Voted - For |
1.5 | Director: Jane Garvey | Management | For | Voted - For |
1.6 | Director: Robert Wiesenthal | Management | For | Voted - For |
1.7 | Director: Susan Lyne | Management | For | Voted - For |
6. | To approve, for purposes of complying with the applicable provisions of National Association of Securities Dealers Automated Quotations ("Nasdaq") Rules 5635(a), (b) and (d), (a) the issuance of more than 20% of EIC's issued and outstanding shares of common stock in connection with the Transactions (as described in the accompanying proxy statement), including, without limitation, the PIPE Investment and the issuance of more than 20% of EIC's issued and outstanding shares to a single holder (as described in the accompanying proxy statement). | Management | For | Voted - For |
7. | To approve any proposal to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal Nos. 1 through 6. | Management | For | Voted - For |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Director: Peggy Alford | Management | For | Voted - For |
1.2 | Director: Marc L. Andreessen | Management | For | Voted - For |
1.3 | Director: Andrew W. Houston | Management | For | Voted - For |
1.4 | Director: Nancy Killefer | Management | For | Voted - For |
1.5 | Director: Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Director: Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Director: Peter A. Thiel | Management | For | Voted - For |
1.8 | Director: Tracey T. Travis | Management | For | Voted - For |
1.9 | Director: Mark Zuckerberg | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | To approve an amendment to the director compensation policy. | Management | For | Voted - For |
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | Voted - Against |
5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | Voted - Against |
6. | A shareholder proposal regarding child exploitation. | Shareholder | Against | Voted - Against |
7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Against | Voted - Against |
8. | A shareholder proposal regarding platform misuse. | Shareholder | Against | Voted - Against |
9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | Voted - Against |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Caroline D. Dorsa | Management | For | Voted - For |
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | Voted - For |
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | Voted - For |
1D. | Election of Director: Gary S. Guthart | Management | For | Voted - For |
1E. | Election of Director: Philip W. Schiller | Management | For | Voted - For |
1F. | Election of Director: John W. Thompson | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | Voted - For |
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 22-Apr-21
Meeting Type: Annual
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | Voted - For |
1B. | Election of Director: Joseph C. Beery | Management | For | Voted - For |
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | Voted - For |
1D. | Election of Director: Amal M. Johnson | Management | For | Voted - For |
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | Voted - For |
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | Voted - For |
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | Voted - For |
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | Voted - For |
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | Voted - For |
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | Voted - For |
1K. | Election of Director: Mark J. Rubash | Management | For | Voted - For |
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | Voted - For |
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | For | Voted - For |
IQVIA HOLDINGS INC.
Security ID: 46266C105
Ticker: IQV
Meeting Date: 13-Apr-21
Meeting Type: Annual
1.1 | Director: Ari Bousbib | Management | For | Voted - For |
1.2 | Director: John M. Leonard M.D. | Management | For | Voted - For |
1.3 | Director: Todd B. Sisitsky | Management | For | Voted - For |
2. | RECOMMEND, IN AN ADVISORY (NON- BINDING) VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | Voted - Abstain |
3A. | AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD FOR STOCKHOLDER APPROVAL OF FUTURE AMENDMENTS, ALTERATIONS, CHANGES OR REPEAL OF THE BYLAWS. | Management | For | Voted - For |
3B. | AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD TO REMOVE, FOR CAUSE ONLY, A DIRECTOR OR THE ENTIRE BOARD. | Management | For | Voted - For |
4. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS IQVIA HOLDINGS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 22-Jun-21
Meeting Type: Annual
1A. | Election of Director: Ajay Banga | Management | For | Voted - For |
1B. | Election of Director: Merit E. Janow | Management | For | Voted - For |
1C. | Election of Director: Richard K. Davis | Management | For | Voted - For |
1D. | Election of Director: Steven J. Freiberg | Management | For | Voted - For |
1E. | Election of Director: Julius Genachowski | Management | For | Voted - For |
1F. | Election of Director: Choon Phong Goh | Management | For | Voted - For |
1G. | Election of Director: Oki Matsumoto | Management | For | Voted - For |
1H. | Election of Director: Michael Miebach | Management | For | Voted - For |
1I. | Election of Director: Youngme Moon | Management | For | Voted - For |
1J. | Election of Director: Rima Qureshi | Management | For | Voted - For |
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | Voted - For |
1L. | Election of Director: Gabrielle Sulzberger | Management | For | Voted - For |
1M. | Election of Director: Jackson Tai | Management | For | Voted - For |
1N. | Election of Director: Lance Uggla | Management | For | Voted - For |
2. | Advisory approval of Mastercard's executive compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | For | Voted - For |
4. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | For | Voted - For |
5. | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non- Employee Director Equity Compensation Plan. | Management | For | Voted - For |
6. | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | For | Voted - For |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 02-Dec-20
Meeting Type: Annual
1A. | Election of Director: Reid G. Hoffman | Management | For | Voted - For |
1B. | Election of Director: Hugh F. Johnston | Management | For | Voted - For |
1C. | Election of Director: Teri L. List-Stoll | Management | For | Voted - For |
1D. | Election of Director: Satya Nadella | Management | For | Voted - For |
1E. | Election of Director: Sandra E. Peterson | Management | For | Voted - For |
1F. | Election of Director: Penny S. Pritzker | Management | For | Voted - For |
1G. | Election of Director: Charles W. Scharf | Management | For | Voted - For |
1H. | Election of Director: Arne M. Sorenson | Management | For | Voted - For |
1I. | Election of Director: John W. Stanton | Management | For | Voted - For |
1J. | Election of Director: John W. Thompson | Management | For | Voted - For |
1K. | Election of Director: Emma N. Walmsley | Management | For | Voted - For |
1L. | Election of Director: Padmasree Warrior | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | Voted - For |
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 17-Sep-20
Meeting Type: Annual
1a. | Election of Class B Director: Alan B. Graf, Jr. | Management | For | Voted - For |
1b. | Election of Class B Director: Peter B. Henry | Management | For | Voted - For |
1c. | Election of Class B Director: Michelle A. Peluso | Management | For | Voted - For |
2. | To approve executive compensation by an advisory vote. | Management | For | Voted - For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | Voted - For |
4. | To approve the Nike, Inc. Stock Incentive Plan, as amended and restated. | Management | For | Voted - For |
5. | To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | Voted - Against |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Rodney C. Adkins | Management | For | Voted - For |
1B. | Election of Director: Jonathan Christodoro | Management | For | Voted - For |
1C. | Election of Director: John J. Donahoe | Management | For | Voted - For |
1D. | Election of Director: David W. Dorman | Management | For | Voted - For |
1E. | Election of Director: Belinda J. Johnson | Management | For | Voted - For |
1F. | Election of Director: Gail J. McGovern | Management | For | Voted - For |
1G. | Election of Director: Deborah M. Messemer | Management | For | Voted - For |
1H. | Election of Director: David M. Moffett | Management | For | Voted - For |
1I. | Election of Director: Ann M. Sarnoff | Management | For | Voted - For |
1J. | Election of Director: Daniel H. Schulman | Management | For | Voted - For |
1K. | Election of Director: Frank D. Yeary | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | Voted - For |
4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Against | Voted - Against |
PINTEREST, INC.
Security ID: 72352L106
Ticker: PINS
Meeting Date: 27-May-21
Meeting Type: Annual
1A. | Election of Class II Director to hold office until the 2024 annual meeting: Fredric Reynolds | Management | For | Voted - For |
1B. | Election of Class II Director to hold office until the 2024 annual meeting: Evan Sharp | Management | For | Voted - For |
1C. | Election of Class II Director to hold office until the 2024 annual meeting: Andrea Wishom | Management | For | Voted - For |
2. | Ratify the audit committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2021. | Management | For | Voted - For |
3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | Voted - For |
RINGCENTRAL, INC.
Security ID: 76680R206
Ticker: RNG
Meeting Date: 04-Jun-21
Meeting Type: Annual
1.1 | Director: Vladimir Shmunis | Management | For | Voted - For |
1.2 | Director: Kenneth Goldman | Management | For | Voted - For |
1.3 | Director: Michelle McKenna | Management | For | Voted - For |
1.4 | Director: Robert Theis | Management | For | Voted - For |
1.5 | Director: Allan Thygesen | Management | For | Voted - For |
1.6 | Director: Neil Williams | Management | For | Voted - For |
1.7 | Director: Mignon Clyburn | Management | For | Voted - For |
1.8 | Director: Arne Duncan | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | Voted - For |
3. | To approve, on an advisory (non-binding) basis, the named executive officers' compensation, as disclosed in the Proxy Statement. | Management | For | Voted - For |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 07-Jun-21
Meeting Type: Annual
1A. | Election of Director: Susan L. Bostrom | Management | For | Voted - For |
1B. | Election of Director: Jonathan C. Chadwick | Management | For | Voted - For |
1C. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | Voted - For |
1D. | Election of Director: Frederic B. Luddy | Management | For | Voted - For |
1E. | Election of Director: Jeffrey A. Miller | Management | For | Voted - For |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | Voted - For |
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021. | Management | For | Voted - For |
4. | To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting. | Management | For | Voted - For |
5. | To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan. | Management | For | Voted - For |
6. | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | Voted - For |
SHOPIFY INC.
Security ID: 82509L107
Ticker: SHOP
Meeting Date: 26-May-21
Meeting Type: Annual And Special
1A | Election of Director: Tobias Lütke | Management | For | Voted - For |
1B | Election of Director: Robert Ashe | Management | For | Voted - For |
1C | Election of Director: Gail Goodman | Management | For | Voted - For |
1D | Election of Director: Colleen Johnston | Management | For | Voted - For |
1E | Election of Director: Jeremy Levine | Management | For | Voted - For |
1F | Election of Director: John Phillips | Management | For | Voted - For |
02 | Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Management | For | Voted - For |
03 | Approval of Stock Option Plan Resolution approving the second amendment and restatement of Shopify Inc.'s Stock Option Plan and approving all unallocated options under the Stock Option Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Management | For | Voted - For |
04 | Approval of Long Term Incentive Plan Resolution approving the second amendment and restatement of Shopify Inc.'s Long Term Incentive Plan and approving all unallocated awards under the Long Term Incentive Plan, as amended, all as disclosed in the Management Information Circular for the Meeting. | Management | For | Voted - For |
05 | Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | Management | For | Voted - For |
SILVER SPIKE ACQUISITION CORP.
Security ID: G8136L106
Ticker: SSPK
Meeting Date: 10-Jun-21
Meeting Type: Special
1. | The Business Combination Proposal: To approve by ordinary resolution the transactions contemplated by the Agreement and Plan of Merger (the "merger agreement"), dated as of December 10, 2020, by and among Silver Spike, Silver Spike Merger Sub LLC, a Delaware limited liability company and a wholly owned direct subsidiary of Silver Spike ("Merger Sub"), WM Holding Company, LLC, a Delaware limited liability company ("WMH"), and Ghost Media Group, LLC, a Nevada limited liability company, ... (due to space limits, see proxy statement for full proposal). | Management | For | Voted - For |
2. | The Nasdaq Proposal: To approve by ordinary resolution, for purposes of complying with the Nasdaq Stock Market Listing Rules 5635(a), (b) and (d), the issuance by Silver Spike of an aggregate of (i) 32,500,000 shares of Class A common stock, par value $0.0001 per share, to investors pursuant to the subscription agreements (the "subscription investors"), dated as of December 10, 2020, by and among Silver Spike and such subscription investors, pursuant to which the subscription ... (due to space limits, see proxy statement for full proposal). | Management | For | Voted - For |
3. | The Domestication Proposal: To approve by special resolution the change of Silver Spike's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and domesticating and continuing as a corporation incorporated under the laws of the State of Delaware (the "domestication"). | Management | For | Voted - For |
4. | The Organizational Documents Proposal: to approve (i) the change of our name from "Silver Spike Acquisition Corp." to "WM Technology, Inc." ("New WMH"), (ii) adopting Delaware as the exclusive forum for certain stockholder litigation, (iii) upon the closing of the business combination (the "closing"), making New WMH's corporate existence perpetual, (iv) upon the closing, providing for the ineffectiveness of certain provisions related to our status as a blank check company that will no longer be ...(due to space limits, see proxy statement for full proposal). | Management | For | Voted - For |
5. | The Organizational Documents Proposal: to approve provisions providing that Silver Spike's board of directors will be divided into three classes following the business combination, with each class generally serving for a term of three years and with only one class of directors being elected in each year. | Management | For | Voted - For |
6. | The Organizational Documents Proposal: to approve provisions providing that the directors of Silver Spike, except for preferred stock directors (as defined in the proposed organizational documents), may only be removed for cause (as defined in the proposed organizational documents). | Management | For | Voted - For |
7. | The Organizational Documents Proposal: to approve provisions removing the ability of shareholders to call a special meeting of shareholders. | Management | For | Voted - For |
8. | The Organizational Documents Proposal: to approve provisions removing the ability of shareholders to act by written consent in lieu of a meeting. | Management | For | Voted - For |
9. | The Organizational Documents Proposal: to authorize the change in the authorized capital stock of Silver Spike from (i) 200,000,000 Class A ordinary shares, par value $0.0001 per share, 20,000,000 Class B ordinary shares, par value $0.0001 per share, and 1,000,000 preferred shares, par value $0.0001 per share, to (ii) 1,500,000,000 shares of Class A common stock, par value $0.0001 per share, 500,000,000 shares of Class V common stock, par value $0.0001 per share, and 75,000,000 shares of preferred stock, par value $0.0001 per share. | Management | For | Voted - For |
10. | The Equity Incentive Plan Proposal: To approve by ordinary resolution the New WMH 2021 Equity Incentive Plan. | Management | For | Voted - For |
11. | The Employee Stock Purchase Plan Proposal: To approve by ordinary resolution the New WMH 2021 Employee Stock Purchase Plan. | Management | For | Voted - For |
12. | The Adjournment Proposal: To approve by ordinary resolution the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event, based on the tabulated votes, that there are insufficient votes at the time of the general meeting to approve one or more proposals at the general meeting. | Management | For | Voted - For |
SMILEDIRECTCLUB, INC.
Security ID: 83192H106
Ticker: SDC
Meeting Date: 03-Jun-21
Meeting Type: Annual
1.1 | Director: Alexander Fenkell | Management | For | Voted - For |
1.2 | Director: Dr. William H. Frist | Management | For | Voted - For |
1.3 | Director: Richard F. Wallman | Management | For | Voted - For |
2. | Ratification of Ernst & Young LLP as the company's independent registered accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
SOCIAL CAPITAL HEDOSOPHIA HLDGS. CORP V
Security ID: G8252P105
Ticker: IPOE
Meeting Date: 27-May-21
Meeting Type: Special
1. | The BCA Proposal - to consider and vote upon a proposal to approve by ordinary resolution and adopt the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among SCH, Merger Sub and SoFi, a copy of which is attached to this proxy statement/prospectus statement as Annex A. The Merger Agreement provides for, among other things, the merger of Merger Sub with and into SoFi ("Merger"), with SoFi surviving the Merger. | Management | For | Voted - For |
2. | The Domestication Proposal - to consider and vote upon a proposal to approve by special resolution, the change of SCH's jurisdiction of incorporation by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware (the "Domestication" and, together with the Merger, the "Business Combination") (the "Domestication Proposal"). | Management | For | Voted - For |
3. | Organizational Documents Proposal A - to authorize the change in the authorized capital stock of SCH from 500,000,000 Class A ordinary shares, par value $0.0001 per share ("SCH Class A ordinary shares"),50,000,000 Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares" and, together with the Class A ordinary shares, the "ordinary shares"), and 5,000,000 preferred shares, par value $0.0001 per share. | Management | For | Voted - For |
4. | Organizational Documents Proposal B - to authorize the board of directors of SoFi Technologies to issue any or all shares of SoFi Technologies preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by SoFi Technologies' board of directors and as may be permitted by the DGCL ("Organizational Documents Proposal B"). | Management | For | Voted - For |
5. | Organizational Documents Proposal C - to authorize all other changes in connection with the replacement of Cayman Constitutional Documents with the Proposed Certificate of Incorporation and Proposed Bylaws in connection with the consummation of the Business Combination. | Management | For | Voted - For |
6. | The Director Election Proposal - to consider and vote upon a proposal, assuming the BCA Proposal, the Domestication Proposal and the Organizational Documents Proposals are approved, to elect 12 directors who, upon consummation of the Business Combination, will be the directors of SoFi Technologies (the "Director Election Proposal"). | Management | For | Voted - For |
7. | The Stock Issuance Proposal - to consider and vote upon a proposal to approve by ordinary resolution for purposes of complying with the applicable provisions of NYSE Listing Rule 312.03, the issuance of SoFi Technologies common stock to (a) the PIPE Investors, including the Sponsor Related PIPE Investors, pursuant to the PIPE Investment and (b) the SoFi Stockholders pursuant to the Merger Agreement (the "Stock Issuance Proposal"). | Management | For | Voted - For |
8. | The Incentive Plan Proposal - to consider and vote upon a proposal to approve by ordinary resolution, the 2021 Stock Option and Incentive Plan (the "2021 Plan" and "Incentive Plan Proposal", respectively). | Management | For | Voted - For |
9. | The Repurchase Proposal - to consider and vote upon a proposal to approve by ordinary resolution, SoFi Technologies' entry into a share repurchase agreement (the "Share Repurchase Agreement") with SoftBank Group Capital Limited ("SoftBank") and the repurchase (the "Repurchase") contemplated thereby by SoFi Technologies of $150 million of shares of SoFi Technologies common stock owned by certain investors affiliated with SoftBank at a price per share equal to $10.00 immediately following the Closing (the "Repurchase Proposal"). | Management | For | Voted - For |
10. | The Adjournment Proposal - to consider and vote upon a proposal to approve the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more proposals at the extraordinary general meeting (the "Adjournment Proposal"). | Management | For | Voted - For |
SQUARE, INC.
Security ID: 852234103
Ticker: SQ
Meeting Date: 15-Jun-21
Meeting Type: Annual
1.1 | Director: Randy Garutti | Management | For | Voted - For |
1.2 | Director: Mary Meeker | Management | For | Voted - For |
1.3 | Director: Lawrence Summers | Management | For | Voted - For |
1.4 | Director: Darren Walker | Management | For | Voted - For |
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | Voted - For |
3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | Voted - For |
4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | Voted - Against |
5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | Voted - Against |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 09-Mar-21
Meeting Type: Annual
1A. | Election of Director: Susan E. Arnold | Management | For | Voted - For |
1B. | Election of Director: Mary T. Barra | Management | For | Voted - For |
1C. | Election of Director: Safra A. Catz | Management | For | Voted - For |
1D. | Election of Director: Robert A. Chapek | Management | For | Voted - For |
1E. | Election of Director: Francis A. deSouza | Management | For | Voted - For |
1F. | Election of Director: Michael B.G. Froman | Management | For | Voted - For |
1G. | Election of Director: Robert A. Iger | Management | For | Voted - For |
1H. | Election of Director: Maria Elena Lagomasino | Management | For | Voted - For |
1I. | Election of Director: Mark G. Parker | Management | For | Voted - For |
1J. | Election of Director: Derica W. Rice | Management | For | Voted - For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | Voted - For |
3. | To approve the advisory resolution on executive compensation. | Management | For | Voted - For |
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | Voted - Against |
5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shareholder | Against | Voted - Against |
TWILIO INC.
Security ID: 90138F102
Ticker: TWLO
Meeting Date: 16-Jun-21
Meeting Type: Annual
1.1 | Director: Jeff Lawson | Management | For | Voted - For |
1.2 | Director: Byron Deeter | Management | For | Voted - For |
1.3 | Director: Jeffrey Epstein | Management | For | Voted - For |
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | Approval of, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | Voted - For |
TWITTER, INC.
Security ID: 90184L102
Ticker: TWTR
Meeting Date: 24-Jun-21
Meeting Type: Annual
1A. | Election of Director: Jesse Cohn | Management | For | Voted - For |
1B. | Election of Director: Martha Lane Fox | Management | For | Voted - For |
1C. | Election of Director: Fei-Fei Li | Management | For | Voted - For |
1D. | Election of Director: David Rosenblatt | Management | For | Voted - For |
2. | The approval, on an advisory basis, of the compensation of our named executive officers ("Say-on-Pay"). | Management | For | Voted - For |
3. | The approval, on an advisory basis, of the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year |
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | Voted - For |
5. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Management | For | Voted - For |
6. | Shareholder proposal no. 6 has been withdrawn | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shareholder | Against | Voted - Against |
UBER TECHNOLOGIES, INC.
Security ID: 90353T100
Ticker: UBER
Meeting Date: 10-May-21
Meeting Type: Annual
1A. | Election of Director: Ronald Sugar | Management | For | Voted - For |
1B. | Election of Director: Revathi Advaithi | Management | For | Voted - For |
1C. | Election of Director: Ursula Burns | Management | For | Voted - For |
1D. | Election of Director: Robert Eckert | Management | For | Voted - For |
1E. | Election of Director: Amanda Ginsberg | Management | For | Voted - For |
1F. | Election of Director: Dara Khosrowshahi | Management | For | Voted - For |
1G. | Election of Director: Wan Ling Martello | Management | For | Voted - For |
1H. | Election of Director: Yasir Al-Rumayyan | Management | For | Voted - For |
1I. | Election of Director: John Thain | Management | For | Voted - For |
1J. | Election of Director: David Trujillo | Management | For | Voted - For |
1K. | Election of Director: Alexander Wynaendts | Management | For | Voted - For |
2. | Advisory vote to approve 2020 named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
4. | Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements. | Management | For | Voted - For |
5. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | Against | Voted - Against |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 07-Jun-21
Meeting Type: Annual
1A. | Election of Director: Richard T. Burke | Management | For | Voted - For |
1B. | Election of Director: Timothy P. Flynn | Management | For | Voted - For |
1C. | Election of Director: Stephen J. Hemsley | Management | For | Voted - For |
1D. | Election of Director: Michele J. Hooper | Management | For | Voted - For |
1E. | Election of Director: F. William McNabb III | Management | For | Voted - For |
1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | Voted - For |
1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | Voted - For |
1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | Voted - For |
1I. | Election of Director: Andrew Witty | Management | For | Voted - For |
2. | Advisory approval of the Company's executive compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | Voted - For |
4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | Voted - For |
5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | Against | Voted - Against |
VAIL RESORTS, INC.
Security ID: 91879Q109
Ticker: MTN
Meeting Date: 03-Dec-20
Meeting Type: Annual
1A. | Election of Director: Susan L. Decker | Management | For | Voted - For |
1B. | Election of Director: Robert A. Katz | Management | For | Voted - For |
1C. | Election of Director: Nadia Rawlinson | Management | For | Voted - For |
1D. | Election of Director: John T. Redmond | Management | For | Voted - For |
1E. | Election of Director: Michele Romanow | Management | For | Voted - For |
1F. | Election of Director: Hilary A. Schneider | Management | For | Voted - For |
1G. | Election of Director: D. Bruce Sewell | Management | For | Voted - For |
1H. | Election of Director: John F. Sorte | Management | For | Voted - For |
1I. | Election of Director: Peter A. Vaughn | Management | For | Voted - For |
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021 | Management | For | Voted - For |
3. | Hold an advisory vote to approve executive compensation. | Management | For | Voted - For |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 26-Jan-21
Meeting Type: Annual
1A. | Election of Director: Lloyd A. Carney | Management | For | Voted - For |
1B. | Election of Director: Mary B. Cranston | Management | For | Voted - For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | Voted - For |
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | Voted - For |
1E. | Election of Director: Ramon Laguarta | Management | For | Voted - For |
1F. | Election of Director: John F. Lundgren | Management | For | Voted - For |
1G. | Election of Director: Robert W. Matschullat | Management | For | Voted - For |
1H. | Election of Director: Denise M. Morrison | Management | For | Voted - For |
1I. | Election of Director: Suzanne Nora Johnson | Management | For | Voted - For |
1J. | Election of Director: Linda J. Rendle | Management | For | Voted - For |
1K. | Election of Director: John A. C. Swainson | Management | For | Voted - For |
1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | Voted - For |
2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | Voted - For |
4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | Voted - For |
5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | Voted - For |
6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | Voted - Against |
7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | Voted - Against |
ZILLOW GROUP, INC.
Security ID: 98954M101
Ticker: ZG
Meeting Date: 08-Jun-21
Meeting Type: Annual
1.1 | Director: Erik Blachford | Management | For | Voted - For |
1.2 | Director: Gordon Stephenson | Management | For | Voted - For |
1.3 | Director: Claire Cormier Thielke | Management | For | Voted - For |
2. | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ended December 31, 2021. | Management | For | Voted - For |
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | Voted - For |
4. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 3 Years | Voted - 3 Years |
ZOETIS INC.
Security ID: 98978V103
Ticker: ZTS
Meeting Date: 20-May-21
Meeting Type: Annual
1A. | Election of Director: Sanjay Khosla | Management | For | Voted - For |
1B. | Election of Director: Antoinette R. Leatherberry | Management | For | Voted - For |
1C. | Election of Director: Willie M. Reed | Management | For | Voted - For |
1D. | Election of Director: Linda Rhodes | Management | For | Voted - For |
2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | Voted - For |
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | Voted - Against |
ALPINE INCOME PROPERTY TRUST, INC.
Security ID: 02083X103
Ticker: PINE
Meeting Date: 23-Jun-21
Meeting Type: Annual
1.1 | Director: John P. Albright | Management | For | Voted - For |
1.2 | Director: Mark O. Decker, Jr. | Management | For | Voted - For |
1.3 | Director: Rachel Elias Wein | Management | For | Voted - For |
1.4 | Director: M. Carson Good | Management | For | Voted - For |
1.5 | Director: Andrew C. Richardson | Management | For | Voted - For |
1.6 | Director: Jeffrey S. Yarckin | Management | For | Voted - For |
2. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | Voted - For |
CTO REALTY GROWTH, INC.
Security ID: 22948P103
Ticker: CTO
Meeting Date: 09-Nov-20
Meeting Type: Special
1. | A proposal to approve the Agreement and Plan of Merger, dated as of September 3, 2020, by and between CTO Realty Growth, Inc. and CTO NEWCO REIT, Inc. | Management | For | Voted - For |
2. | A proposal to approve, if necessary, an adjournment of the special meeting in order to solicit additional proxies in favor of Proposal 1 | Management | For | Voted - For |
CTO REALTY GROWTH, INC.
Security ID: 22948Q101
Ticker: CTO
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Director: Laura M. Franklin | Management | For | Voted - For |
1.2 | Director: John P. Albright | Management | For | Voted - For |
1.3 | Director: George R. Brokaw | Management | For | Voted - For |
1.4 | Director: R. Blakeslee Gable | Management | For | Voted - For |
1.5 | Director: Christopher W. Haga | Management | For | Voted - For |
1.6 | Director: Casey R. Wold | Management | For | Voted - For |
2. | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | Voted - For |
3. | To approve, by non-binding vote, executive compensation. | Management | For | Voted - For |
MARTIN MIDSTREAM PARTNERS LP
Security ID: 573334AD1
Meeting Date: 06-Aug-20
Meeting Type: Consent
1. | VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT THE PLAN SELECT "AGAINST" TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT. | Management | For | Voted - For |
2. | OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). | Management | For | Voted - For |
MCDERMOTT INTL LTD
Security ID: 58004K208
Meeting Date: 14-May-21
Meeting Type: Annual
1. | To appoint David Dickson as Chairman of the 2021 Annual General Meeting of Members. | Management | For | Voted - Against |
1.1 | Director: Craig Broderick | Management | For | Voted - Withheld |
1.2 | Director: Neil Bruce | Management | For | Voted - Withheld |
1.3 | Director: David Dickson | Management | For | Voted - Withheld |
1.4 | Director: Barbara Duganier | Management | For | Voted - Withheld |
1.5 | Director: Andrew Gould | Management | For | Voted - Withheld |
1.6 | Director: Alan Hirshberg | Management | For | Voted - Withheld |
1.7 | Director: Nils Larsen | Management | For | Voted - Withheld |
1.8 | Director: Lee McIntire | Management | For | Voted - Withheld |
1.9 | Director: Paul Soldatos | Management | For | Voted - Withheld |
3. | To approve amendments to Bye-Laws 40.1(a), 41, 50.1 and 65 of the Amended and Restated Bye-laws of McDermott International, Ltd. | Management | For | Voted - Against |
4. | To approve an alteration to the Memorandum of Association of McDermott International, Ltd. | Management | For | Voted - Against |
5. | To appoint Ernst & Young LLP as the Auditor of McDermott International, Ltd for a term extending until the close of the 2022 Annual General Meeting of Members and give the Audit Committee of the Board of Directors the authority to set the remuneration of the Company's Auditor. | Management | For | Voted - For |
MCDERMOTT INTL LTD
Security ID: G5924V106
Ticker: MCDIF
Meeting Date: 14-May-21
Meeting Type: Annual
1. | To appoint David Dickson as Chairman of the 2021 Annual General Meeting of Members. | Management | For | Voted - Against |
1.1 | Director: Craig Broderick | Management | For | Voted - Withheld |
1.2 | Director: Neil Bruce | Management | For | Voted - Withheld |
1.3 | Director: David Dickson | Management | For | Voted - Withheld |
1.4 | Director: Barbara Duganier | Management | For | Voted - Withheld |
1.5 | Director: Andrew Gould | Management | For | Voted - Withheld |
1.6 | Director: Alan Hirshberg | Management | For | Voted - Withheld |
1.7 | Director: Nils Larsen | Management | For | Voted - Withheld |
1.8 | Director: Lee McIntire | Management | For | Voted - Withheld |
1.9 | Director: Paul Soldatos | Management | For | Voted - Withheld |
3. | To approve amendments to Bye-Laws 40.1(a), 41, 50.1 and 65 of the Amended and Restated Bye-laws of McDermott International, Ltd. | Management | For | Voted - Against |
4. | To approve an alteration to the Memorandum of Association of McDermott International, Ltd. | Management | For | Voted - For |
5. | To appoint Ernst & Young LLP as the Auditor of McDermott International, Ltd for a term extending until the close of the 2022 Annual General Meeting of Members and give the Audit Committee of the Board of Directors the authority to set the remuneration of the Company's Auditor. | Management | For | Voted - For |
MPC CONTAINER SHIPS INVEST B.V.
Security ID: R4S03TAA4
Meeting Date: 03-Jul-20
Meeting Type: Bond
| PLEASE NOTE THAT THERE IS A MINIMUM TO VOTE: 200000 AND MULTIPLE: 100000 | Non-Voting | | Non-Voting |
1 | APPROVAL OF THE SUMMONS | Management | For | Voted - Against |
2 | APPROVAL OF THE AGENDA | Management | For | Voted - Against |
3 | ELECTION OF TWO PERSONS TO CO- SIGN THE MINUTES TOGETHER WITH THE CHAIRMAN | Management | For | Voted - Against |
4 | REQUEST FOR ADOPTION OF THE PROPOSAL | Management | For | Voted - Against |
ALCON INC.
Security ID: H01301128
Ticker: ALC
Meeting Date: 28-Apr-21
Meeting Type: Annual
1. | Approval of the operating and financial review of Alcon Inc., the annual financial statements of Alcon Inc. and the consolidated financial statements for 2020. | Management | For | Voted - For |
2. | Discharge of the Members of the Board of Directors and the Members of the Executive Committee. | Management | For | Voted - For |
3. | Appropriation of earnings and declaration of dividend as per the balance sheet of Alcon Inc. of December 31, 2020. | Management | For | Voted - For |
4A. | Consultative vote on the 2020 Compensation Report. | Management | For | Voted - For |
4B. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | Voted - For |
4C. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | Voted - For |
5A. | Re-election of the Member of the Board of Director: F. Michael Ball (as Member and Chair) | Management | For | Voted - For |
5B. | Re-election of the Member of the Board of Director: Lynn D. Bleil (as Member) | Management | For | Voted - For |
5C. | Re-election of the Member of the Board of Director: Arthur Cummings (as Member) | Management | For | Voted - For |
5D. | Re-election of the Member of the Board of Director: David J. Endicott (as Member) | Management | For | Voted - For |
5E. | Re-election of the Member of the Board of Director: Thomas Glanzmann (as Member) | Management | For | Voted - For |
5F. | Re-election of the Member of the Board of Director: D. Keith Grossman (as Member) | Management | For | Voted - For |
5G. | Re-election of the Member of the Board of Director: Scott Maw (as Member) | Management | For | Voted - For |
5H. | Re-election of the Member of the Board of Director: Karen May (as Member) | Management | For | Voted - For |
5I. | Re-election of the Member of the Board of Director: Ines Pöschel (as Member) | Management | For | Voted - For |
5J. | Re-election of the Member of the Board of Director: Dieter Spälti (as Member) | Management | For | Voted - For |
6A. | Re-election of the Member of the Compensation Committee: Thomas Glanzmann | Management | For | Voted - For |
6B. | Re-election of the Member of the Compensation Committee: D. Keith Grossman | Management | For | Voted - For |
6C. | Re-election of the Member of the Compensation Committee: Karen May | Management | For | Voted - For |
6D. | Re-election of the Member of the Compensation Committee: Ines Pöschel | Management | For | Voted - For |
7. | Re-election of the independent representative, Hartmann Dreyer Attorneys- at-Law. | Management | For | Voted - For |
8. | Re-election of the statutory auditors, PricewaterhouseCoopers SA, Geneva. | Management | For | Voted - For |
9. | NOTE: General instruction in case of new agenda items or proposals during the Annual General Meeting (please check one box only) * If you vote FOR, you will be voting in accordance with the recommendation of the Board of Directors. ** If you vote ABSTAIN, you will ABSTAIN from voting. | Management | For | Take No Action |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-21
Meeting Type: Annual
1A. | Election of Director: Larry Page | Management | For | Voted - For |
1B. | Election of Director: Sergey Brin | Management | For | Voted - For |
1C. | Election of Director: Sundar Pichai | Management | For | Voted - For |
1D. | Election of Director: John L. Hennessy | Management | For | Voted - For |
1E. | Election of Director: Frances H. Arnold | Management | For | Voted - For |
1F. | Election of Director: L. John Doerr | Management | For | Voted - For |
1G. | Election of Director: Roger W. Ferguson Jr. | Management | For | Voted - For |
1H. | Election of Director: Ann Mather | Management | For | Voted - For |
1I. | Election of Director: Alan R. Mulally | Management | For | Voted - For |
1J. | Election of Director: K. Ram Shriram | Management | For | Voted - For |
1K. | Election of Director: Robin L. Washington | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | Approval of Alphabet's 2021 Stock Plan. | Management | For | Voted - For |
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
5. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
6. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
7. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
8. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
9. | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
10. | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
11. | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 23-Feb-21
Meeting Type: Annual
1A. | Election of Director: James Bell | Management | For | Voted - For |
1B. | Election of Director: Tim Cook | Management | For | Voted - For |
1C. | Election of Director: Al Gore | Management | For | Voted - For |
1D. | Election of Director: Andrea Jung | Management | For | Voted - For |
1E. | Election of Director: Art Levinson | Management | For | Voted - For |
1F. | Election of Director: Monica Lozano | Management | For | Voted - For |
1G. | Election of Director: Ron Sugar | Management | For | Voted - For |
1H. | Election of Director: Sue Wagner | Management | For | Voted - For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | Voted - For |
3. | Advisory vote to approve executive compensation. | Management | For | Voted - For |
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | Voted - Against |
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | Voted - Against |
BOOKING HOLDINGS INC.
Security ID: 09857L108
Ticker: BKNG
Meeting Date: 03-Jun-21
Meeting Type: Annual
1.1 | Director: Timothy M. Armstrong | Management | For | Voted - For |
1.2 | Director: Glenn D. Fogel | Management | For | Voted - For |
1.3 | Director: Mirian M. Graddick-Weir | Management | For | Voted - For |
1.4 | Director: Wei Hopeman | Management | For | Voted - For |
1.5 | Director: Robert J. Mylod, Jr. | Management | For | Voted - For |
1.6 | Director: Charles H. Noski | Management | For | Voted - For |
1.7 | Director: Nicholas J. Read | Management | For | Voted - For |
1.8 | Director: Thomas E. Rothman | Management | For | Voted - For |
1.9 | Director: Bob van Dijk | Management | For | Voted - For |
1.10 | Director: Lynn M. Vojvodich | Management | For | Voted - For |
1.11 | Director: Vanessa A. Wittman | Management | For | Voted - For |
2. | Advisory vote to approve 2020 executive compensation. | Management | For | Voted - For |
3. | Management proposal to amend the Company's 1999 Omnibus Plan. | Management | For | Voted - For |
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
5. | Management proposal to amend the Company's Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | For | Voted - For |
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | Against | Voted - Against |
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | Against | Voted - Against |
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company's climate policies and strategies. | Shareholder | Against | Voted - Against |
BRISTOL-MYERS SQUIBB COMPANY
Security ID: 110122108
Ticker: BMY
Meeting Date: 04-May-21
Meeting Type: Annual
1A) | Election of Director: Peter J. Arduini | Management | For | Voted - For |
1B) | Election of Director: Michael W. Bonney | Management | For | Voted - For |
1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | Voted - For |
1D) | Election of Director: Julia A. Haller, M.D. | Management | For | Voted - For |
1E) | Election of Director: Paula A. Price | Management | For | Voted - For |
1F) | Election of Director: Derica W. Rice | Management | For | Voted - For |
1G) | Election of Director: Theodore R. Samuels | Management | For | Voted - For |
1H) | Election of Director: Gerald L. Storch | Management | For | Voted - For |
1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | Voted - For |
1J) | Election of Director: Phyllis R. Yale | Management | For | Voted - For |
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | Voted - For |
3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | Voted - For |
4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | Voted - For |
5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | Voted - For |
6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | Voted - Against |
CDW CORP
Security ID: 12514G108
Ticker: CDW
Meeting Date: 20-May-21
Meeting Type: Annual
1A. | Election of Director for a term to Expire at 2022 Annual Meeting: Virginia C. Addicott | Management | For | Voted - For |
1B. | Election of Director for a term to Expire at 2022 Annual Meeting: James A. Bell | Management | For | Voted - For |
1C. | Election of Director for a term to Expire at 2022 Annual Meeting: Lynda M. Clarizio | Management | For | Voted - For |
1D. | Election of Director for a term to Expire at 2022 Annual Meeting: Paul J. Finnegan | Management | For | Voted - For |
1E. | Election of Director for a term to Expire at 2022 Annual Meeting: Anthony R. Foxx | Management | For | Voted - For |
1F. | Election of Director for a term to Expire at 2022 Annual Meeting: Christine A. Leahy | Management | For | Voted - For |
1G. | Election of Director for a term to Expire at 2022 Annual Meeting: Sanjay Mehrotra | Management | For | Voted - For |
1H. | Election of Director for a term to Expire at 2022 Annual Meeting: David W. Nelms | Management | For | Voted - For |
1I. | Election of Director for a term to Expire at 2022 Annual Meeting: Joseph R. Swedish | Management | For | Voted - For |
1J. | Election of Director for a term to Expire at 2022 Annual Meeting: Donna F. Zarcone | Management | For | Voted - For |
2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | Voted - For |
3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | Voted - For |
4. | To approve the amendment to the Company's Certificate of Incorporation to eliminate the supermajority voting requirement in Article Eleven and to make certain non-substantive changes. | Management | For | Voted - For |
5. | To approve the amendment to the Company's Certificate of Incorporation to eliminate the obsolete competition and corporate opportunity provision. | Management | For | Voted - For |
6. | To approve the CDW Corporation 2021 Long- Term Incentive Plan. | Management | For | Voted - For |
7. | To approve the amendment to the CDW Corporation Coworker Stock Purchase Plan. | Management | For | Voted - For |
COPART, INC.
Security ID: 217204106
Ticker: CPRT
Meeting Date: 04-Dec-20
Meeting Type: Annual
1.1 | Election of Director: Willis J. Johnson | Management | For | Voted - For |
1.2 | Election of Director: A. Jayson Adair | Management | For | Voted - For |
1.3 | Election of Director: Matt Blunt | Management | For | Voted - For |
1.4 | Election of Director: Steven D. Cohan | Management | For | Voted - For |
1.5 | Election of Director: Daniel J. Englander | Management | For | Voted - For |
1.6 | Election of Director: James E. Meeks | Management | For | Voted - For |
1.7 | Election of Director: Thomas N. Tryforos | Management | For | Voted - For |
1.8 | Election of Director: Diane M. Morefield | Management | For | Voted - For |
1.9 | Election of Director: Stephen Fisher | Management | For | Voted - For |
2. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers (say-on-pay vote). | Management | For | Voted - For |
3. | To approve an amendment to our Amended and Restated 2007 Equity Incentive Plan to increase the number of shares reserved under the plan from 32,000,000 shares to 36,000,000 shares. | Management | For | Voted - For |
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | Voted - For |
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 04-May-21
Meeting Type: Annual
1.1 | Election of Director: Kieran T. Gallahue | Management | For | Voted - For |
1.2 | Election of Director: Leslie S. Heisz | Management | For | Voted - For |
1.3 | Election of Director: Paul A. LaViolette | Management | For | Voted - For |
1.4 | Election of Director: Steven R. Loranger | Management | For | Voted - For |
1.5 | Election of Director: Martha H. Marsh | Management | For | Voted - For |
1.6 | Election of Director: Michael A. Mussallem | Management | For | Voted - For |
1.7 | Election of Director: Ramona Sequeira | Management | For | Voted - For |
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | Voted - For |
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | Voted - For |
3. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares. | Management | For | Voted - For |
4. | Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares. | Management | For | Voted - For |
5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | Voted - For |
6. | Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent. | Shareholder | Against | Voted - Against |
7. | Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates. | Shareholder | Against | Voted - Against |
ELECTRONIC ARTS INC.
Security ID: 285512109
Ticker: EA
Meeting Date: 06-Aug-20
Meeting Type: Annual
1a. | Election of Director: Leonard S. Coleman | Management | For | Voted - For |
1b. | Election of Director: Jay C. Hoag | Management | For | Voted - For |
1c. | Election of Director: Jeffrey T. Huber | Management | For | Voted - For |
1d. | Election of Director: Lawrence F. Probst III | Management | For | Voted - For |
1e. | Election of Director: Talbott Roche | Management | For | Voted - For |
1f. | Election of Director: Richard A. Simonson | Management | For | Voted - For |
1g. | Election of Director: Luis A. Ubinas | Management | For | Voted - For |
1h. | Election of Director: Heidi J. Ueberroth | Management | For | Voted - For |
1i. | Election of Director: Andrew Wilson | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2021. | Management | For | Voted - For |
4. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. | Shareholder | Against | Voted - Against |
FACEBOOK, INC.
Security ID: 30303M102
Ticker: FB
Meeting Date: 26-May-21
Meeting Type: Annual
1.1 | Director: Peggy Alford | Management | For | Voted - For |
1.2 | Director: Marc L. Andreessen | Management | For | Voted - For |
1.3 | Director: Andrew W. Houston | Management | For | Voted - For |
1.4 | Director: Nancy Killefer | Management | For | Voted - For |
1.5 | Director: Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Director: Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Director: Peter A. Thiel | Management | For | Voted - For |
1.8 | Director: Tracey T. Travis | Management | For | Voted - For |
1.9 | Director: Mark Zuckerberg | Management | For | Voted - For |
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | To approve an amendment to the director compensation policy. | Management | For | Voted - For |
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | Voted - Against |
5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | Voted - Against |
6. | A shareholder proposal regarding child exploitation. | Shareholder | Against | Voted - Against |
7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Against | Voted - Against |
8. | A shareholder proposal regarding platform misuse. | Shareholder | Against | Voted - Against |
9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | Voted - Against |
FIRST REPUBLIC BANK
Security ID: 33616C100
Ticker: FRC
Meeting Date: 12-May-21
Meeting Type: Annual
1A. | Election of Director: James H. Herbert, II | Management | For | Voted - For |
1B. | Election of Director: Katherine August- deWilde | Management | For | Voted - For |
1C. | Election of Director: Hafize Gaye Erkan | Management | For | Voted - For |
1D. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | For | Voted - For |
1E. | Election of Director: Boris Groysberg | Management | For | Voted - For |
1F. | Election of Director: Sandra R. Hernández | Management | For | Voted - For |
1G. | Election of Director: Pamela J. Joyner | Management | For | Voted - For |
1H. | Election of Director: Reynold Levy | Management | For | Voted - For |
1I. | Election of Director: Duncan L. Niederauer | Management | For | Voted - For |
1J. | Election of Director: George G.C. Parker | Management | For | Voted - For |
2. | To ratify KPMG LLP as the independent registered public accounting firm of First Republic Bank for the fiscal year ending December 31, 2021. | Management | For | Voted - For |
3. | To approve, by advisory (non-binding) vote, the compensation of our executive officers ("say on pay" vote). | Management | For | Voted - For |
KEYSIGHT TECHNOLOGIES, INC.
Security ID: 49338L103
Ticker: KEYS
Meeting Date: 18-Mar-21
Meeting Type: Annual
1.1 | Election of Director: Ronald S. Nersesian | Management | For | Voted - For |
1.2 | Election of Director: Charles J. Dockendorff | Management | For | Voted - For |
1.3 | Election of Director: Robert A. Rango | Management | For | Voted - For |
2. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. | Management | For | Voted - For |
3. | To approve, on a non-binding advisory basis, the compensation of Keysight's named executive officers. | Management | For | Voted - For |
4. | To approve, on a non-binding advisory basis, the frequency of the stockholder vote on the compensation of Keysight's named executive officers. | Management | 1 Year | Voted - 1 Year |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 02-Dec-20
Meeting Type: Annual
1A. | Election of Director: Reid G. Hoffman | Management | For | Voted - For |
1B. | Election of Director: Hugh F. Johnston | Management | For | Voted - For |
1C. | Election of Director: Teri L. List-Stoll | Management | For | Voted - For |
1D. | Election of Director: Satya Nadella | Management | For | Voted - For |
1E. | Election of Director: Sandra E. Peterson | Management | For | Voted - For |
1F. | Election of Director: Penny S. Pritzker | Management | For | Voted - For |
1G. | Election of Director: Charles W. Scharf | Management | For | Voted - For |
1H. | Election of Director: Arne M. Sorenson | Management | For | Voted - For |
1I. | Election of Director: John W. Stanton | Management | For | Voted - For |
1J. | Election of Director: John W. Thompson | Management | For | Voted - For |
1K. | Election of Director: Emma N. Walmsley | Management | For | Voted - For |
1L. | Election of Director: Padmasree Warrior | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | For | Voted - For |
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Against | Voted - Against |
MOTOROLA SOLUTIONS, INC.
Security ID: 620076307
Ticker: MSI
Meeting Date: 18-May-21
Meeting Type: Annual
1A. | Election of Director for One-Year Term: Gregory Q. Brown | Management | For | Voted - For |
1B. | Election of Director for One-Year Term: Kenneth D. Denman | Management | For | Voted - For |
1C. | Election of Director for One-Year Term: Egon P. Durban | Management | For | Voted - For |
1D. | Election of Director for One-Year Term: Clayton M. Jones | Management | For | Voted - For |
1E. | Election of Director for One-Year Term: Judy C. Lewent | Management | For | Voted - For |
1F. | Election of Director for One-Year Term: Gregory K. Mondre | Management | For | Voted - For |
1G. | Election of Director for One-Year Term: Joseph M. Tucci | Management | For | Voted - For |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | Voted - For |
3. | Advisory approval of the Company's executive compensation. | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 26-May-21
Meeting Type: Annual
1A. | Election of Director: Rodney C. Adkins | Management | For | Voted - For |
1B. | Election of Director: Jonathan Christodoro | Management | For | Voted - For |
1C. | Election of Director: John J. Donahoe | Management | For | Voted - For |
1D. | Election of Director: David W. Dorman | Management | For | Voted - For |
1E. | Election of Director: Belinda J. Johnson | Management | For | Voted - For |
1F. | Election of Director: Gail J. McGovern | Management | For | Voted - For |
1G. | Election of Director: Deborah M. Messemer | Management | For | Voted - For |
1H. | Election of Director: David M. Moffett | Management | For | Voted - For |
1I. | Election of Director: Ann M. Sarnoff | Management | For | Voted - For |
1J. | Election of Director: Daniel H. Schulman | Management | For | Voted - For |
1K. | Election of Director: Frank D. Yeary | Management | For | Voted - For |
2. | Advisory vote to approve named executive officer compensation. | Management | For | Voted - For |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | For | Voted - For |
4. | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Against | Voted - Against |
5. | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Against | Voted - Against |
S&P GLOBAL INC.
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 11-Mar-21
Meeting Type: Special
1. | Approval of the S&P Global Share Issuance. To vote on a proposal to approve the issuance of S&P Global Inc. common stock, par value $1.00 per share, to the shareholders of IHS Markit Ltd. in connection with the merger contemplated by Agreement and Plan of Merger dated Nov. 29, 2020, as amended by Amendment No. 1, dated as of January 20, 2021, and as it may further be amended from time to time, by and among S&P Global Inc., Sapphire Subsidiary, Ltd. and IHS Markit Ltd. | Management | For | Voted - For |
Meeting Date: 05-May-21
Meeting Type: Annual
1a. | Election of Director: Marco Alverà | Management | For | Voted - For |
1b. | Election of Director: William J. Amelio | Management | For | Voted - For |
1c. | Election of Director: William D. Green | Management | For | Voted - For |
1d. | Election of Director: Stephanie C. Hill | Management | For | Voted - For |
1e. | Election of Director: Rebecca Jacoby | Management | For | Voted - For |
1f. | Election of Director: Monique F. Leroux | Management | For | Voted - For |
1g. | Election of Director: Ian P. Livingston | Management | For | Voted - For |
1h. | Election of Director: Maria R. Morris | Management | For | Voted - For |
1i. | Election of Director: Douglas L. Peterson | Management | For | Voted - For |
1j. | Election of Director: Edward B. Rust, Jr. | Management | For | Voted - For |
1k. | Election of Director: Kurt L. Schmoke | Management | For | Voted - For |
1l. | Election of Director: Richard E. Thornburgh | Management | For | Voted - For |
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | Voted - For |
3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2021. | Management | For | Voted - For |
4. | Approve, on an advisory basis, the Company's Greenhouse Gas (GHG) Emissions Reduction Plan. | Management | For | Voted - For |
5. | Shareholder proposal to transition to a Public Benefit Corporation. | Shareholder | Against | Voted - Against |
STARBUCKS CORPORATION
Security ID: 855244109
Ticker: SBUX
Meeting Date: 17-Mar-21
Meeting Type: Annual
1A. | Election of Director: Richard E. Allison, Jr. | Management | For | Voted - For |
1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | For | Voted - For |
1C. | Election of Director: Andrew Campion | Management | For | Voted - For |
1D. | Election of Director: Mary N. Dillon | Management | For | Voted - For |
1E. | Election of Director: Isabel Ge Mahe | Management | For | Voted - For |
1F. | Election of Director: Mellody Hobson | Management | For | Voted - For |
1G. | Election of Director: Kevin R. Johnson | Management | For | Voted - For |
1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | Voted - For |
1I. | Election of Director: Satya Nadella | Management | For | Voted - For |
1J. | Election of Director: Joshua Cooper Ramo | Management | For | Voted - For |
1K. | Election of Director: Clara Shih | Management | For | Voted - For |
1L. | Election of Director: Javier G. Teruel | Management | For | Voted - For |
2. | Advisory resolution to approve our executive officer compensation. | Management | For | Voted - For |
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | Voted - For |
4. | Employee Board Representation. | Shareholder | Against | Voted - Against |
THE PROGRESSIVE CORPORATION
Security ID: 743315103
Ticker: PGR
Meeting Date: 07-May-21
Meeting Type: Annual
1A. | Election of Director: Philip Bleser | Management | For | Voted - For |
1B. | Election of Director: Stuart B. Burgdoerfer | Management | For | Voted - For |
1C. | Election of Director: Pamela J. Craig | Management | For | Voted - For |
1D. | Election of Director: Charles A. Davis | Management | For | Voted - For |
1E. | Election of Director: Roger N. Farah | Management | For | Voted - For |
1F. | Election of Director: Lawton W. Fitt | Management | For | Voted - For |
1G. | Election of Director: Susan Patricia Griffith | Management | For | Voted - For |
1H. | Election of Director: Devin C. Johnson | Management | For | Voted - For |
1I. | Election of Director: Jeffrey D. Kelly | Management | For | Voted - For |
1J. | Election of Director: Barbara R. Snyder | Management | For | Voted - For |
1K. | Election of Director: Jan E. Tighe | Management | For | Voted - For |
1L. | Election of Director: Kahina Van Dyke | Management | For | Voted - For |
2. | Cast an advisory vote to approve our executive compensation program. | Management | For | Voted - For |
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | Voted - For |
TRACTOR SUPPLY COMPANY
Security ID: 892356106
Ticker: TSCO
Meeting Date: 06-May-21
Meeting Type: Annual
1.1 | Director: Cynthia T. Jamison | Management | For | Voted - For |
1.2 | Director: Joy Brown | Management | For | Voted - For |
1.3 | Director: Ricardo Cardenas | Management | For | Voted - For |
1.4 | Director: Denise L. Jackson | Management | For | Voted - For |
1.5 | Director: Thomas A. Kingsbury | Management | For | Voted - For |
1.6 | Director: Ramkumar Krishnan | Management | For | Voted - For |
1.7 | Director: Edna K. Morris | Management | For | Voted - For |
1.8 | Director: Mark J. Weikel | Management | For | Voted - For |
1.9 | Director: Harry A. Lawton III | Management | For | Voted - For |
2. | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | Voted - For |
3. | Say on Pay - An advisory vote to approve executive compensation. | Management | For | Voted - For |
4. | Stockholder Proposal titled "Transition to Public Benefit Corporation". | Shareholder | Against | Voted - Against |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 26-Jan-21
Meeting Type: Annual
1A. | Election of Director: Lloyd A. Carney | Management | For | Voted - For |
1B. | Election of Director: Mary B. Cranston | Management | For | Voted - For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | Voted - For |
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | Voted - For |
1E. | Election of Director: Ramon Laguarta | Management | For | Voted - For |
1F. | Election of Director: John F. Lundgren | Management | For | Voted - For |
1G. | Election of Director: Robert W. Matschullat | Management | For | Voted - For |
1H. | Election of Director: Denise M. Morrison | Management | For | Voted - For |
1I. | Election of Director: Suzanne Nora Johnson | Management | For | Voted - For |
1J. | Election of Director: Linda J. Rendle | Management | For | Voted - For |
1K. | Election of Director: John A. C. Swainson | Management | For | Voted - For |
1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | Voted - For |
2. | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | For | Voted - For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | For | Voted - For |
4. | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | For | Voted - For |
5. | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | For | Voted - For |
6. | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Against | Voted - Against |
7. | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Against | Voted - Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
RiverPark Funds Trust
By: /s/ Morty Schaja
Morty Schaja
President
Date: August 9, 2021