UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22431
(Exact name of registrant as specified in charter)
________
156 West 56th Street
Suite 1704
New York, NY 10019
(Address of principal executive offices)
________
Morty Schaja
156 West 56th Street
Suite 1704
New York, NY 10019
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-212-484-2100
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2022 to June 30, 2023
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following Funds,
each a series of RiverPark Funds Trust:
RiverPark Floating Rate CMBS Fund
RiverPark Large Growth Fund
RiverPark Long/Short Opportunity Fund
RiverPark Next Century Growth Fund
RiverPark Short Term High Yield Fund
Wedgewood Fund
Non-Voting Funds
RiverPark Floating Rate CMBS Fund
No securities held by the RiverPark Floating Rate CMBS Fund had proxy votes during the reporting period.
Accordingly, no votes have been cast on securities by this Fund during the reporting period.
RiverPark Next Century Growth Fund
The River Park Next Century Growth Fund commenced operations on June 30, 2023.
No proxy votes were cast during the reporting period.
| | RiverPark Large Growth Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ADOBE INC.
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 20-Apr-23
Meeting Type: Annual
| 1a. | Election of Director to serve for a one-year term: Amy Banse | | Management | For | Voted - For |
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | | Management | For | Voted - For |
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | | Management | For | Voted - For |
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | | Management | For | Voted - For |
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | | Management | For | Voted - For |
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | | Management | For | Voted - For |
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | | Management | For | Voted - For |
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | | Management | For | Voted - For |
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | | Management | For | Voted - For |
| 1j. | Election of Director to serve for a one-year term: David Ricks | | Management | For | Voted - For |
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | | Management | For | Voted - For |
| 1l. | Election of Director to serve for a one-year term: John Warnock | | Management | For | Voted - For |
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | | Management | For | Voted - For |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | | Management | For | Voted - For |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | | Shareholder | Against | Voted - Against |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Larry Page | | Management | For | Voted - For |
| 1b. | Election of Director: Sergey Brin | | Management | For | Voted - For |
| 1c. | Election of Director: Sundar Pichai | | Management | For | Voted - For |
| 1d. | Election of Director: John L. Hennessy | | Management | For | Voted - For |
| 1e. | Election of Director: Frances H. Arnold | | Management | For | Voted - For |
| 1f. | Election of Director: R. Martin "Marty" Chávez | | Management | For | Voted - For |
| 1g. | Election of Director: L. John Doerr | | Management | For | Voted - For |
| 1h. | Election of Director: Roger W. Ferguson Jr. | | Management | For | Voted - For |
| 1i. | Election of Director: Ann Mather | | Management | For | Voted - For |
| 1j. | Election of Director: K. Ram Shriram | | Management | For | Voted - For |
| 1k. | Election of Director: Robin L. Washington | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | | Management | For | Voted - For |
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | | Management | For | Voted - For |
| 4. | Advisory vote to approve compensation awarded to named executive officers | | Management | For | Voted - For |
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | | Management | 3 Years | Voted - 3 Years |
| 6. | Stockholder proposal regarding a lobbying report | | Shareholder | Against | Voted - Against |
| 7. | Stockholder proposal regarding a congruency report | | Shareholder | Against | Voted - Against |
| 8. | Stockholder proposal regarding a climate lobbying report | | Shareholder | Against | Voted - Against |
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | | Shareholder | Against | Voted - Against |
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | | Shareholder | Against | Voted - Against |
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | | Shareholder | Against | Voted - Against |
| 12. | Stockholder proposal regarding algorithm disclosures | | Shareholder | Against | Voted - Against |
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | | Shareholder | Against | Voted - Against |
| 14. | Stockholder proposal regarding a content governance report | | Shareholder | Against | Voted - Against |
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | | Shareholder | Against | Voted - Against |
| 16. | Stockholder proposal regarding bylaws amendment | | Shareholder | Against | Voted - Against |
| 17. | Stockholder proposal regarding "executives to retain significant stock" | | Shareholder | Against | Voted - Against |
| 18. | Stockholder proposal regarding equal shareholder voting | | Shareholder | Against | Voted - Against |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jeffrey P. Bezos | | Management | For | Voted - For |
| 1b. | Election of Director: Andrew R. Jassy | | Management | For | Voted - For |
| 1c. | Election of Director: Keith B. Alexander | | Management | For | Voted - For |
| 1d. | Election of Director: Edith W. Cooper | | Management | For | Voted - For |
| 1e. | Election of Director: Jamie S. Gorelick | | Management | For | Voted - For |
| 1f. | Election of Director: Daniel P. Huttenlocher | | Management | For | Voted - For |
| 1g. | Election of Director: Judith A. McGrath | | Management | For | Voted - For |
| 1h. | Election of Director: Indra K. Nooyi | | Management | For | Voted - For |
| 1i. | Election of Director: Jonathan J. Rubinstein | | Management | For | Voted - For |
| 1j. | Election of Director: Patricia Q. Stonesifer | | Management | For | Voted - For |
| 1k. | Election of Director: Wendell P. Weeks | | Management | For | Voted - For |
| 2. | Ratification Of The Appointment Of Ernst & Young Llp As Independent Auditors | | Management | For | Voted - For |
| 3. | Advisory Vote To Approve Executive Compensation | | Management | For | Voted - For |
| 4. | Advisory Vote On The Frequency Of Future Advisory Votes On Executive Compensation | | Management | 1 Year | Voted - 1 Year |
| 5. | Reapproval Of Our 1997 Stock Incentive Plan, As Amended And Restated, For Purposes Of French Tax Law | | Management | For | Voted - For |
| 6. | Shareholder Proposal Requesting A Report On Retirement Plan Options | | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal Requesting A Report On Customer Due Diligence | | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal Requesting Reporting On Content And Product Removal/Restrictions | | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal Requesting A Report On Content Removal Requests | | Shareholder | Against | Voted - Against |
| 10. | Shareholder Proposal Requesting Additional Reporting On Stakeholder Impacts | | Shareholder | Against | Voted - Against |
| 11. | Shareholder Proposal Requesting Alternative Tax Reporting | | Shareholder | Against | Voted - Against |
| 12. | Shareholder Proposal Requesting Additional Reporting On Climate Lobbying | | Shareholder | Against | Voted - Against |
| 13. | Shareholder Proposal Requesting Additional Reporting On Gender/Racial Pay | | Shareholder | Against | Voted - Against |
| 14. | Shareholder Proposal Requesting An Analysis Of Costs Associated With Diversity, Equity, And Inclusion Programs | | Shareholder | Against | Voted - Against |
| 15. | Shareholder Proposal Requesting An Amendment To Our Bylaws To Require Shareholder Approval For Certain Future Amendments | | Shareholder | Against | Voted - Against |
| 16. | Shareholder Proposal Requesting Additional Reporting On Freedom Of Association | | Shareholder | Against | Voted - Against |
| 17. | Shareholder Proposal Requesting A New Policy Regarding Our Executive Compensation Process | | Shareholder | Against | Voted - Against |
| 18. | Shareholder Proposal Requesting Additional Reporting On Animal Welfare Standards | | Shareholder | Against | Voted - Against |
| 19. | Shareholder Proposal Requesting An Additional Board Committee | | Shareholder | Against | Voted - Against |
| 20. | Shareholder Proposal Requesting An Alternative Director Candidate Policy | | Shareholder | Against | Voted - Against |
| 21. | Shareholder Proposal Requesting A Report On Warehouse Working Conditions | | Shareholder | Against | Voted - Against |
| 22. | Shareholder Proposal Requesting A Report On Packaging Materials | | Shareholder | Against | Voted - Against |
| 23. | Shareholder Proposal Requesting A Report On Customer Use Of Certain Technologies | | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 10-Mar-23
Meeting Type: Annual
| 1a | Election of Director: James Bell | | Management | For | Voted - For |
| 1b | Election of Director: Tim Cook | | Management | For | Voted - For |
| 1c | Election of Director: Al Gore | | Management | For | Voted - For |
| 1d | Election of Director: Alex Gorsky | | Management | For | Voted - For |
| 1e | Election of Director: Andrea Jung | | Management | For | Voted - For |
| 1f | Election of Director: Art Levinson | | Management | For | Voted - For |
| 1g | Election of Director: Monica Lozano | | Management | For | Voted - For |
| 1h | Election of Director: Ron Sugar | | Management | For | Voted - For |
| 1i | Election of Director: Sue Wagner | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | | Management | For | Voted - For |
| 3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | | Management | 1 Year | Voted - 1 Year |
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal entitled "Communist China Audit" | | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 21-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Andrew Anagnost | | Management | For | Voted - For |
| 1b. | Election of Director: Karen Blasing | | Management | For | Voted - For |
| 1c. | Election of Director: Reid French | | Management | For | Voted - For |
| 1d. | Election of Director: Dr. Ayanna Howard | | Management | For | Voted - For |
| 1e. | Election of Director: Blake Irving | | Management | For | Voted - For |
| 1f. | Election of Director: Mary T. McDowell | | Management | For | Voted - For |
| 1g. | Election of Director: Stephen Milligan | | Management | For | Voted - For |
| 1h. | Election of Director: Lorrie M. Norrington | | Management | For | Voted - For |
| 1i. | Election of Director: Betsy Rafael | | Management | For | Voted - For |
| 1j. | Election of Director: Rami Rahim | | Management | For | Voted - For |
| 1k. | Election of Director: Stacy J. Smith | | Management | For | Voted - For |
| 2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2024. | | Management | For | Voted - For |
| 3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | | Management | For | Voted - For |
| 4. | Approve, on an advisory (non-binding) basis, the frequency with which stockholders are provided an advisory (non-binding) vote on the compensation of Autodesk, Inc.'s named executive officers. | | Management | For | Voted - 3 Years |
BOOKING HOLDINGS INC.
Security ID: 09857L108
Ticker: BKNG
Meeting Date: 06-Jun-23
Meeting Type: Annual
| 1.1 | Director: Glenn D. Fogel | | Management | For | Voted - For |
| 1.2 | Director: Mirian M. Graddick-Weir | | Management | For | Voted - For |
| 1.3 | Director: Wei Hopeman | | Management | For | Voted - For |
| 1.4 | Director: Robert J. Mylod, Jr. | | Management | For | Voted - For |
| 1.5 | Director: Charles H. Noski | | Management | For | Voted - For |
| 1.6 | Director: Larry Quinlan | | Management | For | Voted - For |
| 1.7 | Director: Nicholas J. Read | | Management | For | Voted - For |
| 1.8 | Director: Thomas E. Rothman | | Management | For | Voted - For |
| 1.9 | Director: Sumit Singh | | Management | For | Voted - For |
| 1.10 | Director: Lynn V. Radakovich | | Management | For | Voted - For |
| 1.11 | Director: Vanessa A. Wittman | | Management | For | Voted - For |
| 2. | Advisory vote to approve 2022 executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of future non- binding advisory votes on the compensation paid by the Company to its named executive officers. | | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder proposal requesting a non- binding stockholder vote to ratify termination pay of executives. | | Shareholder | Against | Voted - Against |
DATADOG, INC.
Security ID: 23804L103
Ticker: DDOG
Meeting Date: 08-Jun-23
Meeting Type: Annual
| 1a. | Election of Class I Director, each to hold office until our Annual Meeting of Stockholders in 2026: Olivier Pomel | | Management | For | Voted - For |
| 1b. | Election of Class I Director, each to hold office until our Annual Meeting of Stockholders in 2026: Dev Ittycheria | | Management | For | Voted - For |
| 1c. | Election of Class I Director, each to hold office until our Annual Meeting of Stockholders in 2026: Shardul Shah | | Management | For | Voted - For |
| 2. | Advisory vote to approve the compensation of our named executive officers. | | Management | For | Voted - For |
| 3. | To ratify the selection by the Audit Committee of our Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
FIVE9, INC.
Security ID: 338307101
Ticker: FIVN
Meeting Date: 16-May-23
Meeting Type: Annual
| 1.1 | Director: Michael Burkland | | Management | For | Voted - For |
| 1.2 | Director: Robert Zollars | | Management | For | Voted - For |
| 2. | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 25-May-23
Meeting Type: Contested Annual
| 1A. | Illumina Nominee: Frances Arnold, Ph.D. | | Management | For | Voted - For |
| 1B. | Illumina Nominee: Francis A. deSouza | | Management | For | Voted - For |
| 1C. | Illumina Nominee: Caroline D. Dorsa | | Management | For | Voted - For |
| 1D. | Illumina Nominee: Robert S. Epstein, M.D. | | Management | For | Voted - For |
| 1E. | Illumina Nominee: Scott Gottlieb, M.D. | | Management | For | Voted - For |
| 1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | | Management | For | Voted - For |
| 1G. | Illumina Nominee: Philip W. Schiller | | Management | For | Voted - For |
| 1H. | Illumina Nominee: Susan E. Siegel | | Management | For | Voted - For |
| 1I. | Illumina Nominee: John W. Thompson | | Management | For | Voted - For |
| 1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | | Management | For | Voted - Withheld |
| 1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | | Management | For | Voted - Withheld |
| 1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | | Management | For | Voted - Withheld |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | | Management | For | Voted - For |
| 4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | | Management | 1 Year | Voted - 1 Year |
| 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | | Management | For | Voted - For |
INTUIT INC.
Security ID: 461202103
Ticker: INTU
Meeting Date: 19-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Eve Burton | | Management | For | Voted - For |
| 1b. | Election of Director: Scott D. Cook | | Management | For | Voted - For |
| 1c. | Election of Director: Richard L. Dalzell | | Management | For | Voted - For |
| 1d. | Election of Director: Sasan K. Goodarzi | | Management | For | Voted - For |
| 1e. | Election of Director: Deborah Liu | | Management | For | Voted - For |
| 1f. | Election of Director: Tekedra Mawakana | | Management | For | Voted - For |
| 1g. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
| 1h. | Election of Director: Thomas Szkutak | | Management | For | Voted - For |
| 1i. | Election of Director: Raul Vazquez | | Management | For | Voted - For |
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay) | | Management | For | Voted - For |
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2023 | | Management | For | Voted - For |
| 4. | Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares | | Management | For | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 27-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Craig H. Barratt, Ph.D. | | Management | For | Voted - For |
| 1b. | Election of Director: Joseph C. Beery | | Management | For | Voted - For |
| 1c. | Election of Director: Gary S. Guthart, Ph.D. | | Management | For | Voted - For |
| 1d. | Election of Director: Amal M. Johnson | | Management | For | Voted - For |
| 1e. | Election of Director: Don R. Kania, Ph.D. | | Management | For | Voted - For |
| 1f. | Election of Director: Amy L. Ladd, M.D. | | Management | For | Voted - For |
| 1g. | Election of Director: Keith R. Leonard, Jr. | | Management | For | Voted - For |
| 1h. | Election of Director: Alan J. Levy, Ph.D. | | Management | For | Voted - For |
| 1i. | Election of Director: Jami Dover Nachtsheim | | Management | For | Voted - For |
| 1j. | Election of Director: Monica P. Reed, M.D. | | Management | For | Voted - For |
| 1k. | Election of Director: Mark J. Rubash | | Management | For | Voted - For |
| 2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | | Management | For | Voted - For |
| 3. | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | | Management | 1 Year | Voted - 1 Year |
| 4. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 5. | The stockholder proposal regarding pay equity disclosure. | | Shareholder | Against | Voted - Against |
LULULEMON ATHLETICA INC.
Security ID: 550021109
Ticker: LULU
Meeting Date: 07-Jun-23
Meeting Type: Annual
| 1a. | Election of Class I Director: Michael Casey | | Management | For | Voted - For |
| 1b. | Election of Class I Director: Glenn Murphy | | Management | For | Voted - For |
| 1c. | Election of Class I Director: David Mussafer | | Management | For | Voted - For |
| 1d. | Election of Class II Director: Isabel Mahe | | Management | For | Voted - For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | | Management | For | Voted - For |
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | | Management | For | Voted - 3 Years |
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 27-Jun-23
Meeting Type: Annual
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | | Management | For | Voted - For |
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | | Management | For | Voted - For |
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | | Management | For | Voted - For |
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | | Management | For | Voted - For |
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | | Management | For | Voted - For |
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | | Management | For | Voted - For |
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | | Management | For | Voted - For |
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | | Management | For | Voted - For |
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | | Management | For | Voted - For |
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | | Management | For | Voted - For |
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | | Management | For | Voted - For |
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | | Management | For | Voted - For |
| 2. | Advisory approval of Mastercard's executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | | Management | For | Voted - 3 Years |
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | | Management | For | Voted - For |
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | | Management | For | Voted - For |
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | | Shareholder | Against | Voted - Against |
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | | Shareholder | Against | Voted - Against |
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | | Shareholder | Against | Voted - Against |
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | | Shareholder | Against | Voted - Against |
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | | Shareholder | Against | Voted - Against |
META PLATFORMS, INC.
Security ID: 30303M102
Ticker: META
Meeting Date: 31-May-23
Meeting Type: Annual
| 1.1 | Director: Peggy Alford | | Management | For | Voted - For |
| 1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
| 1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
| 1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
| 1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
| 1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
| 1.7 | Director: Tracey T. Travis | | Management | For | Voted - For |
| 1.8 | Director: Tony Xu | | Management | For | Voted - For |
| 1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 3. | A shareholder proposal regarding government takedown requests. | | Shareholder | Against | Voted - Against |
| 4. | A shareholder proposal regarding dual class capital structure. | | Shareholder | Against | Voted - Against |
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal regarding report on lobbying disclosures. | | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | | Shareholder | Against | Voted - Against |
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | | Shareholder | Against | Voted - Against |
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | | Shareholder | Against | Voted - Against |
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | | Shareholder | Against | Voted - Against |
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 13-Dec-22
Meeting Type: Annual
| 1a. | Election of Director: Reid G. Hoffman | | Management | For | Voted - For |
| 1b. | Election of Director: Hugh F. Johnston | | Management | For | Voted - For |
| 1c. | Election of Director: Teri L. List | | Management | For | Voted - For |
| 1d. | Election of Director: Satya Nadella | | Management | For | Voted - For |
| 1e. | Election of Director: Sandra E. Peterson | | Management | For | Voted - For |
| 1f. | Election of Director: Penny S. Pritzker | | Management | For | Voted - For |
| 1g. | Election of Director: Carlos A. Rodriguez | | Management | For | Voted - For |
| 1h. | Election of Director: Charles W. Scharf | | Management | For | Voted - For |
| 1i. | Election of Director: John W. Stanton | | Management | For | Voted - For |
| 1j. | Election of Director: John W. Thompson | | Management | For | Voted - For |
| 1k. | Election of Director: Emma N. Walmsley | | Management | For | Voted - For |
| 1l. | Election of Director: Padmasree Warrior | | Management | For | Voted - For |
| 2. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | | Management | For | Voted - For |
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal - Report on Development of Products for Military | | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal - Report on Tax Transparency | | Shareholder | Against | Voted - Against |
NETFLIX, INC.
Security ID: 64110L106
Ticker: NFLX
Meeting Date: 01-Jun-23
Meeting Type: Annual
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | | Management | For | Voted - For |
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | | Management | For | Voted - For |
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | | Management | For | Voted - For |
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | | Management | For | Voted - For |
| 2. | Ratification of appointment of independent registered public accounting firm. | | Management | For | Voted - For |
| 3. | Advisory approval of named executive officer compensation. | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 6. | Stockholder proposal entitled, "Netflix- Exclusive Board of Directors," if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 7. | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 8. | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 09-Sep-22
Meeting Type: Annual
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | | Management | For | Voted - For |
| 1b. | Election of Class B Director: Peter B. Henry | | Management | For | Voted - For |
| 1c. | Election of Class B Director: Michelle A. Peluso | | Management | For | Voted - For |
| 2. | To approve executive compensation by an advisory vote. | | Management | For | Voted - For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | | Management | For | Voted - For |
| 4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | | Management | For | Voted - For |
| 5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 22-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Robert K. Burgess | | Management | For | Voted - For |
| 1b. | Election of Director: Tench Coxe | | Management | For | Voted - For |
| 1c. | Election of Director: John O. Dabiri | | Management | For | Voted - For |
| 1d. | Election of Director: Persis S. Drell | | Management | For | Voted - For |
| 1e. | Election of Director: Jen-Hsun Huang | | Management | For | Voted - For |
| 1f. | Election of Director: Dawn Hudson | | Management | For | Voted - For |
| 1g. | Election of Director: Harvey C. Jones | | Management | For | Voted - For |
| 1h. | Election of Director: Michael G. McCaffery | | Management | For | Voted - For |
| 1i. | Election of Director: Stephen C. Neal | | Management | For | Voted - For |
| 1j. | Election of Director: Mark L. Perry | | Management | For | Voted - For |
| 1k. | Election of Director: A. Brooke Seawell | | Management | For | Voted - For |
| 1l. | Election of Director: Aarti Shah | | Management | For | Voted - For |
| 1m. | Election of Director: Mark A. Stevens | | Management | For | Voted - For |
| 2. | Advisory approval of our executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | | Management | For | Voted - 3 Years |
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Rodney C. Adkins | | Management | For | Voted - For |
| 1b. | Election of Director: Jonathan Christodoro | | Management | For | Voted - For |
| 1c. | Election of Director: John J. Donahoe | | Management | For | Voted - For |
| 1d. | Election of Director: David W. Dorman | | Management | For | Voted - For |
| 1e. | Election of Director: Belinda J. Johnson | | Management | For | Voted - For |
| 1f. | Election of Director: Enrique Lores | | Management | For | Voted - For |
| 1g. | Election of Director: Gail J. McGovern | | Management | For | Voted - For |
| 1h. | Election of Director: Deborah M. Messemer | | Management | For | Voted - For |
| 1i. | Election of Director: David M. Moffett | | Management | For | Voted - For |
| 1j. | Election of Director: Ann M. Sarnoff | | Management | For | Voted - For |
| 1k. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
| 1l. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | | Management | For | Voted - For |
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | | Management | For | Voted - For |
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | | Shareholder | Against | Voted - Against |
| 7. | Stockholder Proposal - PayPal Transparency Reports. | | Shareholder | Against | Voted - Against |
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | | Shareholder | Against | Voted - Against |
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | | Shareholder | Against | Voted - Against |
PINTEREST, INC.
Security ID: 72352L106
Ticker: PINS
Meeting Date: 25-May-23
Meeting Type: Annual
| 1a. | Election of Class I Director to hold office until the 2026 annual meeting: Jeffrey Jordan | | Management | For | Voted - For |
| 1b. | Election of Class I Director to hold office until the 2026 annual meeting: Jeremy Levine | | Management | For | Voted - For |
| 1c. | Election of Class I Director to hold office until the 2026 annual meeting: Gokul Rajaram | | Management | For | Voted - For |
| 1d. | Election of Class I Director to hold office until the 2026 annual meeting: Marc Steinberg | | Management | For | Voted - For |
| 2. | Approve, on an advisory non-binding basis, the compensation of our named executive officers | | Management | For | Voted - For |
| 3. | Ratify the audit and risk committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2023. | | Management | For | Voted - For |
| 4. | Consider and vote on a stockholder proposal requesting a report on certain data relating to anti-harassment and anti-discrimination, if properly presented. | | Shareholder | Against | Voted - Against |
| 5. | Consider and vote on a stockholder proposal requesting additional reporting on government requests to remove content, if properly presented. | | Shareholder | Against | Voted - Against |
RINGCENTRAL, INC.
Security ID: 76680R206
Ticker: RNG
Meeting Date: 15-Dec-22
Meeting Type: Annual
| 1.1 | Director: Vladimir Shmunis | | Management | For | Voted - For |
| 1.2 | Director: Kenneth Goldman | | Management | For | Voted - For |
| 1.3 | Director: Michelle McKenna | | Management | For | Voted - For |
| 1.4 | Director: Robert Theis | | Management | For | Voted - For |
| 1.5 | Director: Allan Thygesen | | Management | For | Voted - For |
| 1.6 | Director: Neil Williams | | Management | For | Voted - For |
| 1.7 | Director: Mignon Clyburn | | Management | For | Voted - For |
| 1.8 | Director: Arne Duncan | | Management | For | Voted - For |
| 1.9 | Director: Tarek Robbiati | | Management | For | Voted - For |
| 1.10 | Director: Sridhar Srinivasan | | Management | For | Voted - For |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2022 (Proposal Two). | | Management | For | Voted - For |
| 3. | To approve, on an advisory, non-binding basis, the named executive officers' compensation, as disclosed in the proxy statement (Proposal Three). | | Management | For | Voted - For |
| 4. | To approve, on an advisory, non-binding basis, the frequency of future advisory votes on executive compensation (Proposal Four). | | Management | 1 Year | Voted - 1 Year |
| 5. | To approve an amendment and restatement of our 2013 Equity Incentive Plan (Proposal Five). | | Management | For | Voted - For |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 01-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Susan L. Bostrom | | Management | For | Voted - For |
| 1b. | Election of Director: Teresa Briggs | | Management | For | Voted - For |
| 1c. | Election of Director: Jonathan C. Chadwick | | Management | For | Voted - For |
| 1d. | Election of Director: Paul E. Chamberlain | | Management | For | Voted - For |
| 1e. | Election of Director: Lawrence J. Jackson, Jr. | | Management | For | Voted - For |
| 1f. | Election of Director: Frederic B. Luddy | | Management | For | Voted - For |
| 1g. | Election of Director: William R. McDermott | | Management | For | Voted - For |
| 1h. | Election of Director: Jeffrey A. Miller | | Management | For | Voted - For |
| 1i. | Election of Director: Joseph "Larry" Quinlan | | Management | For | Voted - For |
| 1j. | Election of Director: Anita M. Sands | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | | Management | For | Voted - For |
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | | Management | For | Voted - For |
| 4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | | Management | For | Voted - For |
| 5. | To elect Deborah Black as a director. | | Management | For | Voted - For |
SHOPIFY INC.
Security ID: 82509L107
Ticker: SHOP
Meeting Date: 27-Jun-23
Meeting Type: Annual
| 1A | Election of Director: Tobias Lütke | | Management | For | Voted - For |
| 1B | Election of Director: Robert Ashe | | Management | For | Voted - For |
| 1C | Election of Director: Gail Goodman | | Management | For | Voted - For |
| 1D | Election of Director: Colleen Johnston | | Management | For | Voted - For |
| 1E | Election of Director: Jeremy Levine | | Management | For | Voted - For |
| 1F | Election of Director: Toby Shannan | | Management | For | Voted - For |
| 1G | Election of Director: Fidji Simo | | Management | For | Voted - For |
| 1H | Election of Director: Bret Taylor | | Management | For | Voted - For |
| 2 | Auditor Proposal Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | | Management | For | Voted - For |
| 3 | Advisory Vote on Executive Compensation Proposal Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | | Management | For | Voted - For |
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105
Ticker: SCHW
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of director: Marianne C. Brown | | Management | For | Voted - For |
| 1b. | Election of director: Frank C. Herringer | | Management | For | Voted - For |
| 1c. | Election of director: Gerri K. Martin-Flickinger | | Management | For | Voted - For |
| 1d. | Election of director: Todd M. Ricketts | | Management | For | Voted - For |
| 1e. | Election of director: Carolyn Schwab- Pomerantz | | Management | For | Voted - For |
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | | Management | For | Voted - For |
| 3. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
| 4. | Frequency of advisory vote on named executive officer compensation | | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder Proposal requesting pay equity disclosure | | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | | Shareholder | Against | Voted - Against |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 03-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Mary T. Barra | | Management | For | Voted - For |
| 1b. | Election of Director: Safra A. Catz | | Management | For | Voted - For |
| 1c. | Election of Director: Amy L. Chang | | Management | For | Voted - For |
| 1d. | Election of Director: Francis A. deSouza | | Management | For | Voted - For |
| 1e. | Election of Director: Carolyn N. Everson | | Management | For | Voted - For |
| 1f. | Election of Director: Michael B.G. Froman | | Management | For | Voted - For |
| 1g. | Election of Director: Robert A. Iger | | Management | For | Voted - For |
| 1h. | Election of Director: Maria Elena Lagomasino | | Management | For | Voted - For |
| 1i. | Election of Director: Calvin R. McDonald | | Management | For | Voted - For |
| 1j. | Election of Director: Mark G. Parker | | Management | For | Voted - For |
| 1k. | Election of Director: Derica W. Rice | | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | | Management | For | Voted - For |
| 3. | Consideration of an advisory vote to approve executive compensation. | | Management | For | Voted - For |
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | | Shareholder | Against | Voted - Against |
UBER TECHNOLOGIES, INC.
Security ID: 90353T100
Ticker: UBER
Meeting Date: 08-May-23
Meeting Type: Annual
| 1a. | Election of Director: Ronald Sugar | | Management | For | Voted - For |
| 1b. | Election of Director: Revathi Advaithi | | Management | For | Voted - For |
| 1c. | Election of Director: Ursula Burns | | Management | For | Voted - For |
| 1d. | Election of Director: Robert Eckert | | Management | For | Voted - For |
| 1e. | Election of Director: Amanda Ginsberg | | Management | For | Voted - For |
| 1f. | Election of Director: Dara Khosrowshahi | | Management | For | Voted - For |
| 1g. | Election of Director: Wan Ling Martello | | Management | For | Voted - For |
| 1h. | Election of Director: John Thain | | Management | For | Voted - For |
| 1i. | Election of Director: David Trujillo | | Management | For | Voted - For |
| 1j. | Election of Director: Alexander Wynaendts | | Management | For | Voted - For |
| 2. | Advisory vote to approve 2022 named executive officer compensation. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | | Management | For | Voted - For |
| 4. | Stockholder proposal to prepare an independent third-party audit on Driver health and safety. | | Shareholder | Against | Voted - Against |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 05-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Timothy Flynn | | Management | For | Voted - For |
| 1b. | Election of Director: Paul Garcia | | Management | For | Voted - For |
| 1c. | Election of Director: Kristen Gil | | Management | For | Voted - For |
| 1d. | Election of Director: Stephen Hemsley | | Management | For | Voted - For |
| 1e. | Election of Director: Michele Hooper | | Management | For | Voted - For |
| 1f. | Election of Director: F. William McNabb III | | Management | For | Voted - For |
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | | Management | For | Voted - For |
| 1h. | Election of Director: John Noseworthy, M.D. | | Management | For | Voted - For |
| 1i. | Election of Director: Andrew Witty | | Management | For | Voted - For |
| 2. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | | Management | For | Voted - For |
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | | Shareholder | Against | Voted - Against |
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | | Shareholder | Against | Voted - Against |
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | | Shareholder | Against | Voted - Against |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 24-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
| 1b. | Election of Director: Kermit R. Crawford | | Management | For | Voted - For |
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
| 1d. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
| 1e. | Election of Director: Ramon Laguarta | | Management | For | Voted - For |
| 1f. | Election of Director: Teri L. List | | Management | For | Voted - For |
| 1g. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
| 1h. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
| 1i. | Election of Director: Linda J. Rendle | | Management | For | Voted - For |
| 1j. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | | Management | For | Voted - For |
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | | Management | For | Voted - For |
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | | Shareholder | Against | Voted - Against |
WORKDAY, INC.
Security ID: 98138H101
Ticker: WDAY
Meeting Date: 22-Jun-23
Meeting Type: Annual
| 1a. | Election of Class II Director: Christa Davies | | Management | For | Voted - For |
| 1b. | Election of Class II Director: Wayne A.I. Frederick, M.D. | | Management | For | Voted - For |
| 1c. | Election of Class II Director: Mark J. Hawkins | | Management | For | Voted - For |
| 1d. | Election of Class II Director: George J. Still, Jr. | | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2024. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | | Management | For | Voted - For |
| 4. | To consider and vote upon a stockholder proposal regarding amendment of our Bylaws. | | Shareholder | Against | Voted - Against |
| | RiverPark Long/Short Opportunity Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ADOBE INC.
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 20-Apr-23
Meeting Type: Annual
| 1a. | Election of Director to serve for a one-year term: Amy Banse | | Management | For | Voted - For |
| 1b. | Election of Director to serve for a one-year term: Brett Biggs | | Management | For | Voted - For |
| 1c. | Election of Director to serve for a one-year term: Melanie Boulden | | Management | For | Voted - For |
| 1d. | Election of Director to serve for a one-year term: Frank Calderoni | | Management | For | Voted - For |
| 1e. | Election of Director to serve for a one-year term: Laura Desmond | | Management | For | Voted - For |
| 1f. | Election of Director to serve for a one-year term: Shantanu Narayen | | Management | For | Voted - For |
| 1g. | Election of Director to serve for a one-year term: Spencer Neumann | | Management | For | Voted - For |
| 1h. | Election of Director to serve for a one-year term: Kathleen Oberg | | Management | For | Voted - For |
| 1i. | Election of Director to serve for a one-year term: Dheeraj Pandey | | Management | For | Voted - For |
| 1j. | Election of Director to serve for a one-year term: David Ricks | | Management | For | Voted - For |
| 1k. | Election of Director to serve for a one-year term: Daniel Rosensweig | | Management | For | Voted - For |
| 1l. | Election of Director to serve for a one-year term: John Warnock | | Management | For | Voted - For |
| 2. | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | | Management | For | Voted - For |
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | | Management | For | Voted - For |
| 4. | Approve, on an advisory basis, the compensation of our named executive officers. | | Management | For | Voted - For |
| 5. | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 6. | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | | Shareholder | Against | Voted - Against |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Larry Page | | Management | For | Voted - For |
| 1b. | Election of Director: Sergey Brin | | Management | For | Voted - For |
| 1c. | Election of Director: Sundar Pichai | | Management | For | Voted - For |
| 1d. | Election of Director: John L. Hennessy | | Management | For | Voted - For |
| 1e. | Election of Director: Frances H. Arnold | | Management | For | Voted - For |
| 1f. | Election of Director: R. Martin "Marty" Chávez | | Management | For | Voted - For |
| 1g. | Election of Director: L. John Doerr | | Management | For | Voted - For |
| 1h. | Election of Director: Roger W. Ferguson Jr. | | Management | For | Voted - For |
| 1i. | Election of Director: Ann Mather | | Management | For | Voted - For |
| 1j. | Election of Director: K. Ram Shriram | | Management | For | Voted - For |
| 1k. | Election of Director: Robin L. Washington | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | | Management | For | Voted - For |
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | | Management | For | Voted - For |
| 4. | Advisory vote to approve compensation awarded to named executive officers | | Management | For | Voted - For |
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | | Management | 3 Years | Voted - 3 Years |
| 6. | Stockholder proposal regarding a lobbying report | | Shareholder | Against | Voted - Against |
| 7. | Stockholder proposal regarding a congruency report | | Shareholder | Against | Voted - Against |
| 8. | Stockholder proposal regarding a climate lobbying report | | Shareholder | Against | Voted - Against |
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | | Shareholder | Against | Voted - Against |
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | | Shareholder | Against | Voted - Against |
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | | Shareholder | Against | Voted - Against |
| 12. | Stockholder proposal regarding algorithm disclosures | | Shareholder | Against | Voted - Against |
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | | Shareholder | Against | Voted - Against |
| 14. | Stockholder proposal regarding a content governance report | | Shareholder | Against | Voted - Against |
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | | Shareholder | Against | Voted - Against |
| 16. | Stockholder proposal regarding bylaws amendment | | Shareholder | Against | Voted - Against |
| 17. | Stockholder proposal regarding "executives to retain significant stock" | | Shareholder | Against | Voted - Against |
| 18. | Stockholder proposal regarding equal shareholder voting | | Shareholder | Against | Voted - Against |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Jeffrey P. Bezos | | Management | For | Voted - For |
| 1b. | Election of Director: Andrew R. Jassy | | Management | For | Voted - For |
| 1c. | Election of Director: Keith B. Alexander | | Management | For | Voted - For |
| 1d. | Election of Director: Edith W. Cooper | | Management | For | Voted - For |
| 1e. | Election of Director: Jamie S. Gorelick | | Management | For | Voted - For |
| 1f. | Election of Director: Daniel P. Huttenlocher | | Management | For | Voted - For |
| 1g. | Election of Director: Judith A. McGrath | | Management | For | Voted - For |
| 1h. | Election of Director: Indra K. Nooyi | | Management | For | Voted - For |
| 1i. | Election of Director: Jonathan J. Rubinstein | | Management | For | Voted - For |
| 1j. | Election of Director: Patricia Q. Stonesifer | | Management | For | Voted - For |
| 1k. | Election of Director: Wendell P. Weeks | | Management | For | Voted - For |
| 2. | Ratification Of The Appointment Of Ernst & Young Llp As Independent Auditors | | Management | For | Voted - For |
| 3. | Advisory Vote To Approve Executive Compensation | | Management | For | Voted - For |
| 4. | Advisory Vote On The Frequency Of Future Advisory Votes On Executive Compensation | | Management | 1 Year | Voted - 1 Year |
| 5. | Reapproval Of Our 1997 Stock Incentive Plan, As Amended And Restated, For Purposes Of French Tax Law | | Management | For | Voted - For |
| 6. | Shareholder Proposal Requesting A Report On Retirement Plan Options | | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal Requesting A Report On Customer Due Diligence | | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal Requesting Reporting On Content And Product Removal/Restrictions | | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal Requesting A Report On Content Removal Requests | | Shareholder | Against | Voted - Against |
| 10. | Shareholder Proposal Requesting Additional Reporting On Stakeholder Impacts | | Shareholder | Against | Voted - Against |
| 11. | Shareholder Proposal Requesting Alternative Tax Reporting | | Shareholder | Against | Voted - Against |
| 12. | Shareholder Proposal Requesting Additional Reporting On Climate Lobbying | | Shareholder | Against | Voted - Against |
| 13. | Shareholder Proposal Requesting Additional Reporting On Gender/Racial Pay | | Shareholder | Against | Voted - Against |
| 14. | Shareholder Proposal Requesting An Analysis Of Costs Associated With Diversity, Equity, And Inclusion Programs | | Shareholder | Against | Voted - Against |
| 15. | Shareholder Proposal Requesting An Amendment To Our Bylaws To Require Shareholder Approval For Certain Future Amendments | | Shareholder | Against | Voted - Against |
| 16. | Shareholder Proposal Requesting Additional Reporting On Freedom Of Association | | Shareholder | Against | Voted - Against |
| 17. | Shareholder Proposal Requesting A New Policy Regarding Our Executive Compensation Process | | Shareholder | Against | Voted - Against |
| 18. | Shareholder Proposal Requesting Additional Reporting On Animal Welfare Standards | | Shareholder | Against | Voted - Against |
| 19. | Shareholder Proposal Requesting An Additional Board Committee | | Shareholder | Against | Voted - Against |
| 20. | Shareholder Proposal Requesting An Alternative Director Candidate Policy | | Shareholder | Against | Voted - Against |
| 21. | Shareholder Proposal Requesting A Report On Warehouse Working Conditions | | Shareholder | Against | Voted - Against |
| 22. | Shareholder Proposal Requesting A Report On Packaging Materials | | Shareholder | Against | Voted - Against |
| 23. | Shareholder Proposal Requesting A Report On Customer Use Of Certain Technologies | | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 10-Mar-23
Meeting Type: Annual
| 1a | Election of Director: James Bell | | Management | For | Voted - For |
| 1b | Election of Director: Tim Cook | | Management | For | Voted - For |
| 1c | Election of Director: Al Gore | | Management | For | Voted - For |
| 1d | Election of Director: Alex Gorsky | | Management | For | Voted - For |
| 1e | Election of Director: Andrea Jung | | Management | For | Voted - For |
| 1f | Election of Director: Art Levinson | | Management | For | Voted - For |
| 1g | Election of Director: Monica Lozano | | Management | For | Voted - For |
| 1h | Election of Director: Ron Sugar | | Management | For | Voted - For |
| 1i | Election of Director: Sue Wagner | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | | Management | For | Voted - For |
| 3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | | Management | 1 Year | Voted - 1 Year |
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal entitled "Communist China Audit" | | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
AUTODESK, INC.
Security ID: 052769106
Ticker: ADSK
Meeting Date: 21-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Andrew Anagnost | | Management | For | Voted - For |
| 1b. | Election of Director: Karen Blasing | | Management | For | Voted - For |
| 1c. | Election of Director: Reid French | | Management | For | Voted - For |
| 1d. | Election of Director: Dr. Ayanna Howard | | Management | For | Voted - For |
| 1e. | Election of Director: Blake Irving | | Management | For | Voted - For |
| 1f. | Election of Director: Mary T. McDowell | | Management | For | Voted - For |
| 1g. | Election of Director: Stephen Milligan | | Management | For | Voted - For |
| 1h. | Election of Director: Lorrie M. Norrington | | Management | For | Voted - For |
| 1i. | Election of Director: Betsy Rafael | | Management | For | Voted - For |
| 1j. | Election of Director: Rami Rahim | | Management | For | Voted - For |
| 1k. | Election of Director: Stacy J. Smith | | Management | For | Voted - For |
| 2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2024. | | Management | For | Voted - For |
| 3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | | Management | For | Voted - For |
| 4. | Approve, on an advisory (non-binding) basis, the frequency with which stockholders are provided an advisory (non-binding) vote on the compensation of Autodesk, Inc.'s named executive officers. | | Management | For | Voted - 3 Years |
BOOKING HOLDINGS INC.
Security ID: 09857L108
Ticker: BKNG
Meeting Date: 06-Jun-23
Meeting Type: Annual
| 1.1 | Director: Glenn D. Fogel | | Management | For | Voted - For |
| 1.2 | Director: Mirian M. Graddick-Weir | | Management | For | Voted - For |
| 1.3 | Director: Wei Hopeman | | Management | For | Voted - For |
| 1.4 | Director: Robert J. Mylod, Jr. | | Management | For | Voted - For |
| 1.5 | Director: Charles H. Noski | | Management | For | Voted - For |
| 1.6 | Director: Larry Quinlan | | Management | For | Voted - For |
| 1.7 | Director: Nicholas J. Read | | Management | For | Voted - For |
| 1.8 | Director: Thomas E. Rothman | | Management | For | Voted - For |
| 1.9 | Director: Sumit Singh | | Management | For | Voted - For |
| 1.10 | Director: Lynn V. Radakovich | | Management | For | Voted - For |
| 1.11 | Director: Vanessa A. Wittman | | Management | For | Voted - For |
| 2. | Advisory vote to approve 2022 executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of future non- binding advisory votes on the compensation paid by the Company to its named executive officers. | | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder proposal requesting a non- binding stockholder vote to ratify termination pay of executives. | | Shareholder | Against | Voted - Against |
DATADOG, INC.
Security ID: 23804L103
Ticker: DDOG
Meeting Date: 08-Jun-23
Meeting Type: Annual
| 1a. | Election of Class I Director, each to hold office until our Annual Meeting of Stockholders in 2026: Olivier Pomel | | Management | For | Voted - For |
| 1b. | Election of Class I Director, each to hold office until our Annual Meeting of Stockholders in 2026: Dev Ittycheria | | Management | For | Voted - For |
| 1c. | Election of Class I Director, each to hold office until our Annual Meeting of Stockholders in 2026: Shardul Shah | | Management | For | Voted - For |
| 2. | Advisory vote to approve the compensation of our named executive officers. | | Management | For | Voted - For |
| 3. | To ratify the selection by the Audit Committee of our Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
FIVE9, INC.
Security ID: 338307101
Ticker: FIVN
Meeting Date: 16-May-23
Meeting Type: Annual
| 1.1 | Director: Michael Burkland | | Management | For | Voted - For |
| 1.2 | Director: Robert Zollars | | Management | For | Voted - For |
| 2. | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the proxy statement. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 25-May-23
Meeting Type: Contested Annual
| 1A. | Illumina Nominee: Frances Arnold, Ph.D. | | Management | For | Voted - For |
| 1B. | Illumina Nominee: Francis A. deSouza | | Management | For | Voted - For |
| 1C. | Illumina Nominee: Caroline D. Dorsa | | Management | For | Voted - For |
| 1D. | Illumina Nominee: Robert S. Epstein, M.D. | | Management | For | Voted - For |
| 1E. | Illumina Nominee: Scott Gottlieb, M.D. | | Management | For | Voted - For |
| 1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | | Management | For | Voted - For |
| 1G. | Illumina Nominee: Philip W. Schiller | | Management | For | Voted - For |
| 1H. | Illumina Nominee: Susan E. Siegel | | Management | For | Voted - For |
| 1I. | Illumina Nominee: John W. Thompson | | Management | For | Voted - For |
| 1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | | Management | For | Voted - Withheld |
| 1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | | Management | For | Voted - Withheld |
| 1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | | Management | For | Voted - Withheld |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | | Management | For | Voted - For |
| 4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | | Management | 1 Year | Voted - 1 Year |
| 5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | | Management | For | Voted - For |
INTUIT INC.
Security ID: 461202103
Ticker: INTU
Meeting Date: 19-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Eve Burton | | Management | For | Voted - For |
| 1b. | Election of Director: Scott D. Cook | | Management | For | Voted - For |
| 1c. | Election of Director: Richard L. Dalzell | | Management | For | Voted - For |
| 1d. | Election of Director: Sasan K. Goodarzi | | Management | For | Voted - For |
| 1e. | Election of Director: Deborah Liu | | Management | For | Voted - For |
| 1f. | Election of Director: Tekedra Mawakana | | Management | For | Voted - For |
| 1g. | Election of Director: Suzanne Nora Johnson | | Management | For | Voted - For |
| 1h. | Election of Director: Thomas Szkutak | | Management | For | Voted - For |
| 1i. | Election of Director: Raul Vazquez | | Management | For | Voted - For |
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay) | | Management | For | Voted - For |
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2023 | | Management | For | Voted - For |
| 4. | Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares | | Management | For | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 27-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Craig H. Barratt, Ph.D. | | Management | For | Voted - For |
| 1b. | Election of Director: Joseph C. Beery | | Management | For | Voted - For |
| 1c. | Election of Director: Gary S. Guthart, Ph.D. | | Management | For | Voted - For |
| 1d. | Election of Director: Amal M. Johnson | | Management | For | Voted - For |
| 1e. | Election of Director: Don R. Kania, Ph.D. | | Management | For | Voted - For |
| 1f. | Election of Director: Amy L. Ladd, M.D. | | Management | For | Voted - For |
| 1g. | Election of Director: Keith R. Leonard, Jr. | | Management | For | Voted - For |
| 1h. | Election of Director: Alan J. Levy, Ph.D. | | Management | For | Voted - For |
| 1i. | Election of Director: Jami Dover Nachtsheim | | Management | For | Voted - For |
| 1j. | Election of Director: Monica P. Reed, M.D. | | Management | For | Voted - For |
| 1k. | Election of Director: Mark J. Rubash | | Management | For | Voted - For |
| 2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | | Management | For | Voted - For |
| 3. | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | | Management | 1 Year | Voted - 1 Year |
| 4. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 5. | The stockholder proposal regarding pay equity disclosure. | | Shareholder | Against | Voted - Against |
LULULEMON ATHLETICA INC.
Security ID: 550021109
Ticker: LULU
Meeting Date: 07-Jun-23
Meeting Type: Annual
| 1a. | Election of Class I Director: Michael Casey | | Management | For | Voted - For |
| 1b. | Election of Class I Director: Glenn Murphy | | Management | For | Voted - For |
| 1c. | Election of Class I Director: David Mussafer | | Management | For | Voted - For |
| 1d. | Election of Class II Director: Isabel Mahe | | Management | For | Voted - For |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | | Management | For | Voted - For |
| 4. | To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | | Management | For | Voted - 3 Years |
| 5. | To approve the adoption of the lululemon 2023 Equity Incentive Plan. | | Management | For | Voted - For |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 27-Jun-23
Meeting Type: Annual
| 1a. | ELECTION OF DIRECTOR: Merit E. Janow | | Management | For | Voted - For |
| 1b. | ELECTION OF DIRECTOR: Candido Bracher | | Management | For | Voted - For |
| 1c. | ELECTION OF DIRECTOR: Richard K. Davis | | Management | For | Voted - For |
| 1d. | ELECTION OF DIRECTOR: Julius Genachowski | | Management | For | Voted - For |
| 1e. | ELECTION OF DIRECTOR: Choon Phong Goh | | Management | For | Voted - For |
| 1f. | ELECTION OF DIRECTOR: Oki Matsumoto | | Management | For | Voted - For |
| 1g. | ELECTION OF DIRECTOR: Michael Miebach | | Management | For | Voted - For |
| 1h. | ELECTION OF DIRECTOR: Youngme Moon | | Management | For | Voted - For |
| 1i. | ELECTION OF DIRECTOR: Rima Qureshi | | Management | For | Voted - For |
| 1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | | Management | For | Voted - For |
| 1k. | ELECTION OF DIRECTOR: Harit Talwar | | Management | For | Voted - For |
| 1l. | ELECTION OF DIRECTOR: Lance Uggla | | Management | For | Voted - For |
| 2. | Advisory approval of Mastercard's executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of future advisory votes on executive compensation. | | Management | For | Voted - 3 Years |
| 4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | | Management | For | Voted - For |
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | | Management | For | Voted - For |
| 6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | | Shareholder | Against | Voted - Against |
| 7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | | Shareholder | Against | Voted - Against |
| 8. | Consideration of a stockholder proposal requesting lobbying disclosure. | | Shareholder | Against | Voted - Against |
| 9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | | Shareholder | Against | Voted - Against |
| 10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | | Shareholder | Against | Voted - Against |
META PLATFORMS, INC.
Security ID: 30303M102
Ticker: META
Meeting Date: 31-May-23
Meeting Type: Annual
| 1.1 | Director: Peggy Alford | | Management | For | Voted - For |
| 1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
| 1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
| 1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
| 1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
| 1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
| 1.7 | Director: Tracey T. Travis | | Management | For | Voted - For |
| 1.8 | Director: Tony Xu | | Management | For | Voted - For |
| 1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 3. | A shareholder proposal regarding government takedown requests. | | Shareholder | Against | Voted - Against |
| 4. | A shareholder proposal regarding dual class capital structure. | | Shareholder | Against | Voted - Against |
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal regarding report on lobbying disclosures. | | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | | Shareholder | Against | Voted - Against |
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | | Shareholder | Against | Voted - Against |
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | | Shareholder | Against | Voted - Against |
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | | Shareholder | Against | Voted - Against |
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 13-Dec-22
Meeting Type: Annual
| 1a. | Election of Director: Reid G. Hoffman | | Management | For | Voted - For |
| 1b. | Election of Director: Hugh F. Johnston | | Management | For | Voted - For |
| 1c. | Election of Director: Teri L. List | | Management | For | Voted - For |
| 1d. | Election of Director: Satya Nadella | | Management | For | Voted - For |
| 1e. | Election of Director: Sandra E. Peterson | | Management | For | Voted - For |
| 1f. | Election of Director: Penny S. Pritzker | | Management | For | Voted - For |
| 1g. | Election of Director: Carlos A. Rodriguez | | Management | For | Voted - For |
| 1h. | Election of Director: Charles W. Scharf | | Management | For | Voted - For |
| 1i. | Election of Director: John W. Stanton | | Management | For | Voted - For |
| 1j. | Election of Director: John W. Thompson | | Management | For | Voted - For |
| 1k. | Election of Director: Emma N. Walmsley | | Management | For | Voted - For |
| 1l. | Election of Director: Padmasree Warrior | | Management | For | Voted - For |
| 2. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | | Management | For | Voted - For |
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal - Report on Development of Products for Military | | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal - Report on Tax Transparency | | Shareholder | Against | Voted - Against |
NETFLIX, INC.
Security ID: 64110L106
Ticker: NFLX
Meeting Date: 01-Jun-23
Meeting Type: Annual
| 1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | | Management | For | Voted - For |
| 1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | | Management | For | Voted - For |
| 1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | | Management | For | Voted - For |
| 1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | | Management | For | Voted - For |
| 2. | Ratification of appointment of independent registered public accounting firm. | | Management | For | Voted - For |
| 3. | Advisory approval of named executive officer compensation. | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 6. | Stockholder proposal entitled, "Netflix- Exclusive Board of Directors," if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 7. | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
| 8. | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 09-Sep-22
Meeting Type: Annual
| 1a. | Election of Class B Director: Alan B. Graf, Jr. | | Management | For | Voted - For |
| 1b. | Election of Class B Director: Peter B. Henry | | Management | For | Voted - For |
| 1c. | Election of Class B Director: Michelle A. Peluso | | Management | For | Voted - For |
| 2. | To approve executive compensation by an advisory vote. | | Management | For | Voted - For |
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | | Management | For | Voted - For |
| 4. | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | | Management | For | Voted - For |
| 5. | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | | Shareholder | Against | Voted - Against |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 22-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Robert K. Burgess | | Management | For | Voted - For |
| 1b. | Election of Director: Tench Coxe | | Management | For | Voted - For |
| 1c. | Election of Director: John O. Dabiri | | Management | For | Voted - For |
| 1d. | Election of Director: Persis S. Drell | | Management | For | Voted - For |
| 1e. | Election of Director: Jen-Hsun Huang | | Management | For | Voted - For |
| 1f. | Election of Director: Dawn Hudson | | Management | For | Voted - For |
| 1g. | Election of Director: Harvey C. Jones | | Management | For | Voted - For |
| 1h. | Election of Director: Michael G. McCaffery | | Management | For | Voted - For |
| 1i. | Election of Director: Stephen C. Neal | | Management | For | Voted - For |
| 1j. | Election of Director: Mark L. Perry | | Management | For | Voted - For |
| 1k. | Election of Director: A. Brooke Seawell | | Management | For | Voted - For |
| 1l. | Election of Director: Aarti Shah | | Management | For | Voted - For |
| 1m. | Election of Director: Mark A. Stevens | | Management | For | Voted - For |
| 2. | Advisory approval of our executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | | Management | For | Voted - 3 Years |
| 4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Rodney C. Adkins | | Management | For | Voted - For |
| 1b. | Election of Director: Jonathan Christodoro | | Management | For | Voted - For |
| 1c. | Election of Director: John J. Donahoe | | Management | For | Voted - For |
| 1d. | Election of Director: David W. Dorman | | Management | For | Voted - For |
| 1e. | Election of Director: Belinda J. Johnson | | Management | For | Voted - For |
| 1f. | Election of Director: Enrique Lores | | Management | For | Voted - For |
| 1g. | Election of Director: Gail J. McGovern | | Management | For | Voted - For |
| 1h. | Election of Director: Deborah M. Messemer | | Management | For | Voted - For |
| 1i. | Election of Director: David M. Moffett | | Management | For | Voted - For |
| 1j. | Election of Director: Ann M. Sarnoff | | Management | For | Voted - For |
| 1k. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
| 1l. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | | Management | For | Voted - For |
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | | Management | For | Voted - For |
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | | Shareholder | Against | Voted - Against |
| 7. | Stockholder Proposal - PayPal Transparency Reports. | | Shareholder | Against | Voted - Against |
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | | Shareholder | Against | Voted - Against |
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | | Shareholder | Against | Voted - Against |
PINTEREST, INC.
Security ID: 72352L106
Ticker: PINS
Meeting Date: 25-May-23
Meeting Type: Annual
| 1a. | Election of Class I Director to hold office until the 2026 annual meeting: Jeffrey Jordan | | Management | For | Voted - For |
| 1b. | Election of Class I Director to hold office until the 2026 annual meeting: Jeremy Levine | | Management | For | Voted - For |
| 1c. | Election of Class I Director to hold office until the 2026 annual meeting: Gokul Rajaram | | Management | For | Voted - For |
| 1d. | Election of Class I Director to hold office until the 2026 annual meeting: Marc Steinberg | | Management | For | Voted - For |
| 2. | Approve, on an advisory non-binding basis, the compensation of our named executive officers | | Management | For | Voted - For |
| 3. | Ratify the audit and risk committee's selection of Ernst & Young LLP as the company's independent registered public accounting firm for the fiscal year 2023. | | Management | For | Voted - For |
| 4. | Consider and vote on a stockholder proposal requesting a report on certain data relating to anti-harassment and anti-discrimination, if properly presented. | | Shareholder | Against | Voted - Against |
| 5. | Consider and vote on a stockholder proposal requesting additional reporting on government requests to remove content, if properly presented. | | Shareholder | Against | Voted - Against |
RINGCENTRAL, INC.
Security ID: 76680R206
Ticker: RNG
Meeting Date: 15-Dec-22
Meeting Type: Annual
| 1.1 | Director: Vladimir Shmunis | | Management | For | Voted - For |
| 1.2 | Director: Kenneth Goldman | | Management | For | Voted - For |
| 1.3 | Director: Michelle McKenna | | Management | For | Voted - For |
| 1.4 | Director: Robert Theis | | Management | For | Voted - For |
| 1.5 | Director: Allan Thygesen | | Management | For | Voted - For |
| 1.6 | Director: Neil Williams | | Management | For | Voted - For |
| 1.7 | Director: Mignon Clyburn | | Management | For | Voted - For |
| 1.8 | Director: Arne Duncan | | Management | For | Voted - For |
| 1.9 | Director: Tarek Robbiati | | Management | For | Voted - For |
| 1.10 | Director: Sridhar Srinivasan | | Management | For | Voted - For |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2022 (Proposal Two). | | Management | For | Voted - For |
| 3. | To approve, on an advisory, non-binding basis, the named executive officers' compensation, as disclosed in the proxy statement (Proposal Three). | | Management | For | Voted - For |
| 4. | To approve, on an advisory, non-binding basis, the frequency of future advisory votes on executive compensation (Proposal Four). | | Management | 1 Year | Voted - 1 Year |
| 5. | To approve an amendment and restatement of our 2013 Equity Incentive Plan (Proposal Five). | | Management | For | Voted - For |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 01-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Susan L. Bostrom | | Management | For | Voted - For |
| 1b. | Election of Director: Teresa Briggs | | Management | For | Voted - For |
| 1c. | Election of Director: Jonathan C. Chadwick | | Management | For | Voted - For |
| 1d. | Election of Director: Paul E. Chamberlain | | Management | For | Voted - For |
| 1e. | Election of Director: Lawrence J. Jackson, Jr. | | Management | For | Voted - For |
| 1f. | Election of Director: Frederic B. Luddy | | Management | For | Voted - For |
| 1g. | Election of Director: William R. McDermott | | Management | For | Voted - For |
| 1h. | Election of Director: Jeffrey A. Miller | | Management | For | Voted - For |
| 1i. | Election of Director: Joseph "Larry" Quinlan | | Management | For | Voted - For |
| 1j. | Election of Director: Anita M. Sands | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | | Management | For | Voted - For |
| 3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | | Management | For | Voted - For |
| 4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | | Management | For | Voted - For |
| 5. | To elect Deborah Black as a director. | | Management | For | Voted - For |
SHOPIFY INC.
Security ID: 82509L107
Ticker: SHOP
Meeting Date: 27-Jun-23
Meeting Type: Annual
| 1A | Election of Director: Tobias Lütke | | Management | For | Voted - For |
| 1B | Election of Director: Robert Ashe | | Management | For | Voted - For |
| 1C | Election of Director: Gail Goodman | | Management | For | Voted - For |
| 1D | Election of Director: Colleen Johnston | | Management | For | Voted - For |
| 1E | Election of Director: Jeremy Levine | | Management | For | Voted - For |
| 1F | Election of Director: Toby Shannan | | Management | For | Voted - For |
| 1G | Election of Director: Fidji Simo | | Management | For | Voted - For |
| 1H | Election of Director: Bret Taylor | | Management | For | Voted - For |
| 2 | Auditor Proposal Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | | Management | For | Voted - For |
| 3 | Advisory Vote on Executive Compensation Proposal Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the Management Information Circular for the Meeting. | | Management | For | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 03-Apr-23
Meeting Type: Annual
| 1a. | Election of Director: Mary T. Barra | | Management | For | Voted - For |
| 1b. | Election of Director: Safra A. Catz | | Management | For | Voted - For |
| 1c. | Election of Director: Amy L. Chang | | Management | For | Voted - For |
| 1d. | Election of Director: Francis A. deSouza | | Management | For | Voted - For |
| 1e. | Election of Director: Carolyn N. Everson | | Management | For | Voted - For |
| 1f. | Election of Director: Michael B.G. Froman | | Management | For | Voted - For |
| 1g. | Election of Director: Robert A. Iger | | Management | For | Voted - For |
| 1h. | Election of Director: Maria Elena Lagomasino | | Management | For | Voted - For |
| 1i. | Election of Director: Calvin R. McDonald | | Management | For | Voted - For |
| 1j. | Election of Director: Mark G. Parker | | Management | For | Voted - For |
| 1k. | Election of Director: Derica W. Rice | | Management | For | Voted - For |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | | Management | For | Voted - For |
| 3. | Consideration of an advisory vote to approve executive compensation. | | Management | For | Voted - For |
| 4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | | Shareholder | Against | Voted - Against |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | | Shareholder | Against | Voted - Against |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | | Shareholder | Against | Voted - Against |
UBER TECHNOLOGIES, INC.
Security ID: 90353T100
Ticker: UBER
Meeting Date: 08-May-23
Meeting Type: Annual
| 1a. | Election of Director: Ronald Sugar | | Management | For | Voted - For |
| 1b. | Election of Director: Revathi Advaithi | | Management | For | Voted - For |
| 1c. | Election of Director: Ursula Burns | | Management | For | Voted - For |
| 1d. | Election of Director: Robert Eckert | | Management | For | Voted - For |
| 1e. | Election of Director: Amanda Ginsberg | | Management | For | Voted - For |
| 1f. | Election of Director: Dara Khosrowshahi | | Management | For | Voted - For |
| 1g. | Election of Director: Wan Ling Martello | | Management | For | Voted - For |
| 1h. | Election of Director: John Thain | | Management | For | Voted - For |
| 1i. | Election of Director: David Trujillo | | Management | For | Voted - For |
| 1j. | Election of Director: Alexander Wynaendts | | Management | For | Voted - For |
| 2. | Advisory vote to approve 2022 named executive officer compensation. | | Management | For | Voted - For |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | | Management | For | Voted - For |
| 4. | Stockholder proposal to prepare an independent third-party audit on Driver health and safety. | | Shareholder | Against | Voted - Against |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 05-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Timothy Flynn | | Management | For | Voted - For |
| 1b. | Election of Director: Paul Garcia | | Management | For | Voted - For |
| 1c. | Election of Director: Kristen Gil | | Management | For | Voted - For |
| 1d. | Election of Director: Stephen Hemsley | | Management | For | Voted - For |
| 1e. | Election of Director: Michele Hooper | | Management | For | Voted - For |
| 1f. | Election of Director: F. William McNabb III | | Management | For | Voted - For |
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | | Management | For | Voted - For |
| 1h. | Election of Director: John Noseworthy, M.D. | | Management | For | Voted - For |
| 1i. | Election of Director: Andrew Witty | | Management | For | Voted - For |
| 2. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | | Management | For | Voted - For |
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | | Shareholder | Against | Voted - Against |
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | | Shareholder | Against | Voted - Against |
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | | Shareholder | Against | Voted - Against |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 24-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
| 1b. | Election of Director: Kermit R. Crawford | | Management | For | Voted - For |
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
| 1d. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
| 1e. | Election of Director: Ramon Laguarta | | Management | For | Voted - For |
| 1f. | Election of Director: Teri L. List | | Management | For | Voted - For |
| 1g. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
| 1h. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
| 1i. | Election of Director: Linda J. Rendle | | Management | For | Voted - For |
| 1j. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | | Management | For | Voted - For |
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | | Management | For | Voted - For |
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | | Shareholder | Against | Voted - Against |
WORKDAY, INC.
Security ID: 98138H101
Ticker: WDAY
Meeting Date: 22-Jun-23
Meeting Type: Annual
| 1a. | Election of Class II Director: Christa Davies | | Management | For | Voted - For |
| 1b. | Election of Class II Director: Wayne A.I. Frederick, M.D. | | Management | For | Voted - For |
| 1c. | Election of Class II Director: Mark J. Hawkins | | Management | For | Voted - For |
| 1d. | Election of Class II Director: George J. Still, Jr. | | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2024. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | | Management | For | Voted - For |
| 4. | To consider and vote upon a stockholder proposal regarding amendment of our Bylaws. | | Shareholder | Against | Voted - Against |
| | RiverPark Short Term High Yield Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
AEQUI ACQUISITION CORP.
Security ID: 00775W102
Ticker: ARBG
Meeting Date: 15-Nov-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from November 24, 2022 to August 24, 2023 (or such earlier date as determined by the Board). | | Management | For | Voted - Against |
| 2. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | | Management | For | Voted - Against |
ANZU SPECIAL ACQUISITION CORP I
Security ID: 03737A101
Ticker: ANZU
Meeting Date: 28-Feb-23
Meeting Type: Special
| 1. | Extension Amendment Proposal - To amend Anzu's amended and restated certificate of incorporation to extend the date by which Anzu has to consummate a business combination from March 4, 2023 to September 30, 2023 or such earlier date as determined by the Board (the "Extension Amendment Proposal"). A copy of the proposed amendments is set forth in Annex A to the accompanying proxy statement. | | Management | For | Voted - Against |
| 2. | Adjournment Proposal - To adjourn Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, and shares of Class B common stock, par value $0.0001 per share, of Anzu represented to constitute a quorum necessary to conduct business at the Stockholder Meeting or at time of Stockholder Meeting to approve Extension Amendment Proposal. | | Management | For | Voted - Against |
APEIRON CAPITAL INVESTMENT CORP.
Security ID: 03752A101
Ticker: APN
Meeting Date: 21-Dec-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 12, 2023 to August 14, 2023 (or such earlier date as determined by the Board). | | Management | For | Voted - Against |
| 2. | Director Election Proposal: To elect the following director as a Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or his earlier resignation or removal): Charles Aggouras | | Management | For | Voted - Withheld |
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | | Management | For | Voted - Against |
AULT DISRUPTIVE TECHNOLOGIES CORP
Security ID: 05150A104
Ticker: ADRT
Meeting Date: 15-Jun-23
Meeting Type: Special
| 1. | The Extension Amendment Proposal - a proposal to amend Ault Disruptive Technologies Corporation's (the "Company") Amended and Restated Certificate of Incorporation (our "Charter") to extend the date (the "Termination Date") by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination involving the Company and one or more businesses (a "business combination") from June 20, 2023 ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | The Redemption Limitation Amendment Proposal - a proposal to amend the Charter pursuant to an amendment to the Charter to eliminate from the Charter the limitation that the Company may not redeem shares of our common stock issued in our IPO (we refer to such shares as "Public Shares") to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51- 1(g)(1) of the Securities Exchange Act of 1934, as amended) of less than ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | The Adjournment Proposal - a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal and the Redemption Limitation Amendment Proposal, or if we determine that additional time is necessary to effectuate the extension of the Termination Date (the "Adjournment Proposal"). | | Management | For | Voted - Against |
BIOTECH ACQUISITION COMPANY
Security ID: G1125A108
Ticker: BIOT
Meeting Date: 19-Jan-23
Meeting Type: Special
| 1. | Extension Amendment Proposal - To amend, by way of special resolution, the amended and restated Memorandum and Articles of Association to extend the date by which the Company must consummate a Business Combination from January 27, 2023 to October 27, 2023 or such earlier date as determined by the board of directors. | | Management | For | Voted - Against |
| 2. | Adjournment Proposal - To instruct the chairman of the extraordinary general meeting to adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | | Management | For | Voted - Against |
BLOCKCHAIN MOON ACQUISITION CORP.
Security ID: 09370F109
Ticker: BMAQ
Meeting Date: 19-Oct-22
Meeting Type: Special
| 1. | The Extension Amendment Proposal - To amend BMAC's amended and restated certificate of incorporation to (a) extend the date by which BMAC has to consummate a business combination from October 21, 2022 to January 21, 2023; and (b) to allow BMAC, without another stockholder vote, to elect to extend the date to consummate a business combination on a monthly basis for up to six times by an additional one month each time after January 21, 2023, by resolution of the board of directors, if requested by ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | The Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of common stock, par value $0.0001 per share, of BMAC represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting or at the time of the Stockholder Meeting to approve the Extension Amendment Proposal. | | Management | For | Voted - Against |
BLUESCAPE OPPORTUNITIES ACQUISITION CORP
Security ID: G1195N105
Ticker: BOAC
Meeting Date: 22-Sep-22
Meeting Type: Special
| 1. | Extension of Corporate Life - Amend the Company's amended and restated memorandum and articles of association to extend the date that the Company has to consummate a business combination from October 30, 2022 to October 30, 2023. | | Management | For | Voted - Against |
| 2. | Extension of Trust Agreement - Amend the Investment Management Trust Agreement, dated October 27, 2020, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from October 30, 2022 to October 30, 2023. Proposal 2 is conditioned on the approval ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | Adjournment - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | | Management | For | Voted - Against |
BRIDGETOWN HOLDINGS LIMITED
Security ID: G1355U113
Ticker: BTWN
Meeting Date: 13-Oct-22
Meeting Type: Special
| 1. | Amend the amended and restated memorandum and articles of association of Bridgetown Holdings Limited (the "Company") to extend the date that the Company has to consummate an initial business combination from October 20, 2022 (which is 24 months from the closing of its initial public offering) to October 20, 2023 (or such earlier date as determined by the Board of Directors). | | Management | For | Voted - Against |
| 2. | Adjourn the extraordinary general meeting (the "EGM") to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the other proposals. | | Management | For | Voted - Against |
CANNA-GLOBAL ACQUISITION CORP.
Security ID: 13767K101
Ticker: CNGL
Meeting Date: 28-Nov-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to complete a business combination from December 2, 2022 to December 2, 2023, as specifically provided in the proxy, or such earlier date as determined by the Board of Directors, which we refer to as the "Extension Amendment Proposal." | | Management | For | Voted - Against |
| 2. | Adjournment Proposal: Approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of the Extension Amendment Proposal, which we refer to as the "Adjournment Proposal." | | Management | For | Voted - Against |
CARTESIAN GROWTH CORPORATION
Security ID: G19276107
Ticker: GLBL
Meeting Date: 17-Nov-22
Meeting Type: Special
| 1. | The Business Combination Proposal - To consider and vote upon a proposal to approve by ordinary resolution under Cartesian's Amended and Restated Memorandum and Articles of Association (the "Existing Articles") and adopt the Business Combination Agreement, dated as of September 19, 2021 (as the same has been or may be amended, modified, supplemented or waived from time to time, the "Business Combination Agreement"), by and among Cartesian, Rook MS LLC, a Delaware limited liability company ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 2. | The Domestication Proposal - To consider and vote upon a proposal to approve by special resolution under the Existing Articles, assuming the Business Combination Proposal is approved and adopted, the change of Cartesian's jurisdiction of registration from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware and the change of Cartesian's ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 3. | The Organizational Documents Proposal - To approve and adopt by special resolution under the Existing Articles, assuming the Business Combination Proposal and the Domestication Proposal are approved and adopted, the proposed new certificate of incorporation (the "Proposed Charter") and bylaws (the "Proposed Bylaws," and, together with the Proposed Charter, the "Proposed Organizational Documents") of the Company, the post Domestication company, which, if approved, would take effect at ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 4. | The Advisory Charter Proposals - To approve, on a non-binding advisory basis, certain governance provisions in the Proposed Charter, which are being presented separately in accordance with United States Securities and Exchange Commission guidance to give shareholders the opportunity to present their separate views on important corporate governance provisions, as seven non-binding sub-proposals (which proposals we refer to, collectively, as the "Advisory Charter Proposals"): ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 5. | The Stock Issuance Proposal - To consider and vote upon a proposal to approve by ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal and the Organizational Documents Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of Nasdaq, the issuance of shares of Class A Common Stock of the Company to the shareholders of Alvarium and the PIPE Investors and shares of Class B Common Stock to the equityholders of TWMH ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 6. | The Equity Incentive Plan Proposal - To consider and vote upon a proposal to approve and adopt by ordinary resolution, assuming the Stock Issuance Proposal is approved and adopted, the Alvarium Tiedemann Holdings, Inc. 2022 Stock Incentive Plan, a copy of which is attached to the proxy statement/prospectus as Annex I; The full text of the resolution to be proposed is as follows: "RESOLVED, as an ordinary resolution that the Alvarium Tiedemann Holdings, Inc. 2022 Stock Incentive Plan, a copy of ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 7. | The Employee Stock Purchase Plan Proposal - To consider and vote upon a proposal to approve and adopt by ordinary resolution, assuming the Stock Issuance Proposal is approved and adopted, the Alvarium Tiedemann Holdings, Inc. 2022 Employee Stock Purchase Plan, a copy of which is attached to the proxy statement/prospectus as Annex J (we refer to this proposal as the "Employee Stock Purchase Plan Proposal" and, collectively with the Business Combination Proposal, the Domestication ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 8. | The Election of Directors Proposal - To consider and vote on a proposal to elect, effective at Closing, eleven directors to serve terms on our board of directors until the 2023 annual meeting of stockholders and until their respective successors are duly elected and qualified (we refer to this proposal as the "Election of Directors Proposal"); The full text of the resolution to be proposed is as follows: "RESOLVED, as an ordinary resolution, that Ali Bouzarif be appointed as a ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 9. | The Adjournment Proposal - To consider and vote upon a proposal to approve by ordinary resolution under the Existing Articles the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Condition Precedent Proposals would not be duly approved and adopted by our shareholders or we determine that one or more of the closing conditions under the Business ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
CATALYST PARTNERS ACQUISITION CORP.
Security ID: G19550105
Ticker: CPAR
Meeting Date: 31-Jan-23
Meeting Type: Special
| 1. | Charter Amendment Proposal - Amend the Company's Memorandum and Articles of Association to accelerate the date by which the Company must cease all operations, except for the purpose of winding up, if it fails to complete a merger, share exchange, asset acquisition, share purchase, reorganisation or similar business combination involving the Company, which we refer to as our initial business combination, from May 20, 2023 to January 31, 2023, pursuant to the following resolution: RESOLVED, as a ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 2. | Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated May 17, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex A of the accompanying proxy statement, to accelerate the date on which Continental must commence liquidation of the trust account established in connection with the Company's initial ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 3. | Adjournment Proposal - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 pursuant to the following resolution: "RESOLVED, as an ordinary resolution, that the adjournment of the extraordinary general meeting to a later time, date and place to be determined by the chairman of ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
CC NEUBERGER PRINCIPAL HOLDINGS II
Security ID: G3166T103
Ticker: PRPB
Meeting Date: 19-Jul-22
Meeting Type: Special
| 1. | Domestication Merger Proposal - To consider and vote upon a proposal by special resolution to approve CCNB merging with and into Vector Domestication Merger Sub, LLC ("Domestication Merger Sub") in accordance with Section 18-209 of the DLLCA and ceasing to exist in the Cayman Islands in accordance with Part XVI the Companies Act, with Domestication Merger Sub surviving the merger as a wholly-owned direct subsidiary of New CCNB (the "Domestication Merger"), and all outstanding securities of CCNB ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 2. | Business Combination Proposal - To consider and vote upon a proposal to approve the Business Combination Agreement, dated December 9, 2021 (the "Business Combination Agreement"), by and among CCNB, New CCNB, Domestication Merger Sub, Vector Merger Sub 1, LLC, a Delaware limited liability company and a wholly- owned subsidiary of CCNB ("G Merger Sub 1"), Vector Merger Sub 2, LLC, a Delaware limited liability company and a wholly-owned subsidiary of CCNB ("G Merger Sub 2"), Griffey Global Holdings, ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 3. | Adjournment Proposal - To consider and vote upon a proposal to approve the adjournment of the Shareholders Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal. This proposal will only be presented at the Shareholders Meeting (i) to the extent necessary to ensure that any legally required supplement or ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
CLEANTECH ACQUISITION CORP.
Security ID: 18453L107
Ticker: CLAQ
Meeting Date: 18-Jul-22
Meeting Type: Special
| 1. | Charter Amendment - Approval Of An Amendment To The Company's Amended And Restated Certificate Of Incorporation Giving The Company The Right To Extend The Date By Which It Has To Consummate A Business Combination (The "Combination Period") Six (6) Times For An Additional One (1) Month Each Time, From July 19, 2022 To January 19, 2023. | | Management | For | Voted - Against |
| 2. | Trust Amendment - Approval Of An Amendment To The Company's Investment Management Trust Agreement, Dated As Of July 14, 2021 (The "Trust Agreement"), By And Between The Company And Continental Stock Transfer & Trust Company (The "Trustee"), Allowing The Company To Extend The Combination Period Six (6) Times For An Additional One (1) Month Each Time From July 19, 2022 To January 19, 2023 (The "Trust Amendment") By Depositing Into The Trust Account $100,000 For Each One-Month Extension. | | Management | For | Voted - Against |
| 3. | Adjournment - Approval To Direct The Chairman Of The Special Meeting To Adjourn The Special Meeting To A Later Date Or Dates, If Necessary, To Permit Further Solicitation And Vote Of Proxies If, Based Upon The Tabulated Vote At The Time Of The Meeting, There Are Not Sufficient Votes To Approve The Proposals 1 And 2. | | Management | For | Voted - Against |
CLIMATE REAL IMPACT SOL II ACQ CORP
Security ID: 187171103
Ticker: CLIM
Meeting Date: 08-Dec-22
Meeting Type: Special
| 1. | The Charter Amendment Proposal - to approve the adoption of an amendment (the "Amendment") to the Company's Amended and Restated Certificate of Incorporation (the "Charter") as set forth in Annex A of the accompanying proxy statement to, among other things, change the date (which we refer to as the "Original Termination Date") by which the Company must either (i) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | The Trust Amendment Proposal - to approve an amendment to the Investment Management Trust Agreement, dated January 26, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, as trustee ("Continental"), pursuant to an amendment to the Trust Agreement in the form set forth in Annex B of the proxy statement (the "Trust Amendment") to change the date on which Continental must commence liquidation of the trust account established in ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | The Adjournment Proposal - to approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal or the Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate (the "Adjournment Proposal"). | | Management | For | Voted - Against |
COMPUTE HEALTH ACQUISITION CORP.
Security ID: 204833107
Ticker: CPUH
Meeting Date: 02-Dec-22
Meeting Type: Special
| 1. | The Extension Proposal - To amend the Company's Amended and Restated Certificate of Incorporation (the "Charter"), pursuant to an amendment to the Charter in the form set forth in paragraphs one, four and seven of Annex A of the accompanying proxy statement, to authorize the Company to extend the date by which it must (a) consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or other similar business combination, with one or more businesses, which ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | The Redemption Limitation Proposal - To amend the Charter, pursuant to an amendment to the Charter in the form set forth in paragraphs two, three, five, six and seven of Annex A of the accompanying proxy statement, to eliminate from the Charter the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934) of ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | The Adjournment Proposal - To approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal and/or the Redemption Limitation Proposal (the "Adjournment Proposal"), which will only be presented at the Special Meeting if, based on the tabulated votes, there are not sufficient votes at the time ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
CONX CORP.
Security ID: 212873103
Ticker: CONX
Meeting Date: 31-Oct-22
Meeting Type: Special
| 1. | Amend the Company's Amended and Restated Articles of Incorporation to extend the date by which the Company has to consummate a business combination from November 3, 2022 to June 3, 2023 (or such earlier date as determined by the board of directors). | | Management | For | Voted - Against |
| 2. | Adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | | Management | For | Voted - Against |
CORNER GROWTH ACQUISITION CORP.
Security ID: G2425N105
Ticker: COOL
Meeting Date: 20-Dec-22
Meeting Type: Special
| 1. | Extension Proposal - Amend the Company's amended and restated memorandum and articles of association to (i) extend the date that the Company has to consummate a business combination from December 21, 2022 to June 21, 2023 (the "Extended Date"), or such earlier time that shall be determined by the Directors in their sole discretion, pursuant to the following resolution: "RESOLVED, as a special resolution, that: i) Article 49.7 of the Articles of Association of the Company be deleted in its ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | Trust Amendment Proposal - Amend the Company's Investment Trust Management Agreement, dated as of December 16, 2020 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as trustee ("Continental") to change the date that Continental must commence liquidation of the trust account to the earliest of (i) the Company s completion of an initial business combination, (ii) June 21, 2023, and (iii) such ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | Adjournment Proposal - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 and/or 2 pursuant to the following resolution: RESOLVED, as an ordinary resolution, that, in the event that, based on the tabulated votes, there are not sufficient votes at the time of the Extraordinary General ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
CROWN PROPTECH ACQUISITIONS
Security ID: G25741102
Ticker: CPTK
Meeting Date: 09-Feb-23
Meeting Type: Special
| 1. | The Extension Proposal - As a special resolution, that the Second Amended and Restated Memorandum and Articles of Association of Crown PropTech Acquisitions, in the form attached to the proxy statement as Annex A, be adopted immediately by the deletion in their entirety of the Amended and Restated Memorandum and Articles of Association of Crown PropTech Acquisitions and the substitution in their place of the Second Amended and Restated Memorandum and Articles of Association. | | Management | For | Voted - Against |
| 2. | The Adjournment Proposal - As an ordinary resolution, that the adjournment of the extraordinary general meeting to a time and place to be confirmed by the chairman of the extraordinary general meeting be ratified, approved and confirmed in all respects. | | Management | For | Voted - Against |
DIRECT SELLING ACQUISITION CORP.
Security ID: 25460L103
Ticker: DSAQ
Meeting Date: 24-Mar-23
Meeting Type: Special
| 1. | The Extension Amendment Proposal - To amend the Company's amended and restated certificate of incorporation to extend the date (the "Termination Date") by which the Company has to consummate an initial business combination a ("Business Combination") from March 28, 2023 (the "Original Termination Date") to June 28, 2023 (the "Charter Extension Date") and to allow the Company, without another stockholder vote, to elect to extend the Termination Date to consummate a Business Combination ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, and Class B common stock, par value $0.0001 per share in the capital of the Company represented (either in person or by proxy) to constitute a quorum necessary to conduct business ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
ENERGEM CORP.
Security ID: G30449105
Ticker: ENCP
Meeting Date: 16-Nov-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: IT IS RESOLVED, as a special resolution, that subject to and conditional upon the trust account, which is governed by the investment management trust agreement entered into between the Company and Continental Stock Transfer & Trust Company on 18 November 2021(the Trust Agreement), having net tangible assets of at least US$5,000,001 as at the date of this special resolution, the articles of association, a copy of which is attached to the accompanying proxy statement. | | Management | For | Voted - Against |
| 2. | Trust Amendment Proposal: IT IS RESOLVED THAT subject to and conditional upon the trust account, which is governed by Trust Agreement, having net tangible assets of at least US$5,000,001 as at the date of this resolution, the Trust Agreement be amended in the form set forth in Annex B to the accompanying proxy statement to allow the Company to extend the date by which the Company has to complete a business combination from November 18, 2022 to August 18, 2023 via nine one-month extensions provided the Company deposits into its trust account. | | Management | For | Voted - Against |
| 3. | Adjournment Proposal: IT IS RESOLVED, as an ordinary resolution THAT, the adjournment of the Extraordinary General Meeting to a later date or dates to permit further solicitation of proxies to be determined by the chairman of the Extraordinary General Meeting be confirmed, adopted, approved and ratified in all respects, which we refer to as the "Adjournment Proposal." | | Management | For | Voted - Against |
FOUNDER SPAC
Security ID: G3661E106
Ticker: FOUN
Meeting Date: 02-Aug-22
Meeting Type: Special
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve by ordinary resolution the transactions contemplated under the Agreement and Plan of Merger, dated as of December 15, 2021, by and among Founder, Ravenclaw Merger Sub LLC, a Delaware limited liability company and wholly-owned subsidiary of Founder, Rubicon Technologies, LLC, a Delaware limited liability company, and the other parties thereto (the "Business Combination"), a copy of which is attached to the ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 2. | The Domestication Proposal - to consider and vote upon a proposal to approve by special resolution a change in Founder's jurisdiction of incorporation by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation under the laws of the State of Delaware (the "Domestication"). The Domestication Proposal is conditioned on the approval of each of the Cross-Conditioned Proposals. Therefore, if any of the Cross- Conditioned Proposals is not ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 3. | The Charter Proposal - to consider and vote upon a proposal to approve by special resolution the certificate of incorporation of Founder in connection with the Domestication, in the form attached to the proxy statement/consent solicitation statement/prospectus as Annex B (the "Proposed Charter") to, among other things, change Founder's name to "Rubicon Technologies, Inc." ("New Rubicon"), to be effective upon the consummation of the Business Combination. The Charter Proposal ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 4a. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to authorize the change in the authorized capital stock of Founder from (i) 479,000,000 Class A ordinary shares, 20,000,000 Class B ordinary shares ("Founder Class B Shares") and 1,000,000 preference shares, par value $0.0001 per share, of Founder, to (ii) 690,000,000 shares of Class A common stock, 275,000,000 shares of Class V common stock and 10,000,000 shares of New Rubicon preferred stock, par value $0.0001 per share. | | Management | For | Voted - For |
| 4b. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to authorize adopting Delaware as the exclusive forum for certain stockholder litigation. | | Management | For | Voted - For |
| 4c. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to authorize adopting Section 203 of the Delaware General Corporation Law to prevent certain takeovers by interested stockholders. | | Management | For | Voted - For |
| 4d. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to require at least two-thirds of the voting power of the stock outstanding and entitled to vote thereon, voting together as a single class, to adopt, amend or repeal, or adopt any provision inconsistent with, Articles V (the provisions regarding the size of the board of directors of New Rubicon, the classification of the board of directors of New Rubicon, the filling of vacancies and the election and removal ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 4e. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to approve provisions permitting the removal of a director only for cause and only by the affirmative vote of not less than two-thirds of the outstanding shares entitled to vote at an election of directors, voting together as a single class. | | Management | For | Voted - For |
| 4f. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to approve provisions requiring stockholders to take action at an annual or special meeting and prohibiting stockholder action by written consent in lieu of a meeting. | | Management | For | Voted - For |
| 4g. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to adopt a waiver of corporate opportunities for its non-employee directors. | | Management | For | Voted - For |
| 4h. | The Governance Proposal - A proposal to amend the Memorandum and Articles of Association to authorize (1) changing the corporate name from "Founder SPAC" to "Rubicon Technologies, Inc.", (2) making New Rubicon's corporate existence perpetual, and (3) removing certain provisions related to Founder's status as a blank check company that will no longer be applicable upon consummation of the Business Combination. | | Management | For | Voted - For |
| 5a. | Election of Director: Nate Morris | | Management | For | Voted - For |
| 5b. | Election of Director: Andres Chico | | Management | For | Voted - For |
| 5c. | Election of Director: Coddy Johnson | | Management | For | Voted - For |
| 5d. | Election of Director: Paula Henderson | | Management | For | Voted - For |
| 5e. | Election of Director: Osman Ahmed | | Management | For | Voted - For |
| 5f. | Election of Director: Jack Selby | | Management | For | Voted - For |
| 5g. | Election of Director: Ambassador Paula Dobriansky | | Management | For | Voted - For |
| 5h. | Election of Director: Barry Caldwell | | Management | For | Voted - For |
| 5i. | Election of Director: Brent Callinicos | | Management | For | Voted - For |
| 6. | The Share Plan Proposal - to consider and vote upon a proposal to approve by ordinary resolution the Rubicon Technologies, Inc. 2022 Equity Incentive Plan, a copy of which is attached to the proxy statement/consent solicitation statement/prospectus as Annex K, to be effective upon the consummation of the Business Combination. The Share Plan Proposal is conditioned on the approval of the Cross-Conditioned Proposals. Therefore, if each of the Cross-Conditioned Proposals is not approved, the Share ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 7. | The Nasdaq Proposal - to consider and vote upon a proposal to approve by ordinary resolution, for purposes of complying with Nasdaq Listing Rule 5635 (a) and (b), the issuance of more than 20% of the issued and outstanding ordinary shares and the resulting change in control in connection with the Business Combination. The Nasdaq Proposal is conditioned on the approval of each of the Cross-Conditioned Proposals. Therefore, if any of the Cross-Conditioned Proposals is not approved, the Nasdaq ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 8. | The Adjournment Proposal - to consider and vote upon a proposal to approve by ordinary resolution the adjournment of the extraordinary general meeting by the chairman thereof to a later date, if necessary, under certain circumstances, including for the purpose of soliciting additional proxies in favor of the foregoing Proposals, in the event Founder does not receive the requisite shareholder vote to approve the Proposals. The Adjournment Proposal is not conditioned on the approval of any other proposal. | | Management | For | Voted - For |
FOXWAYNE ENTERPRISES ACQUISITION CORP.
Security ID: 35166L109
Ticker: FOXW
Meeting Date: 12-Jul-22
Meeting Type: Annual
| 1. | A proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to (i) extend the date by which the Company has to consummate a business combination for three months, from July 22, 2022 (the "Original Termination Date") to October 22, 2022 (the "Extended Date"), and (ii) allow the Company, without another stockholder vote, to elect to extend the date to consummate a business combination for three months after the Extended Date, for a total of up to six months after the Original Termination Date. | | Management | For | Voted - Against |
| 2a. | Election of Class I Director to serve for a term expiring at the 2025 annual meeting: Jonathan Hale Zippin | | Management | For | Voted - For |
| 2b. | Election of Class I Director to serve for a term expiring at the 2025 annual meeting: Sundeep Agrawal | | Management | For | Voted - For |
| 3. | A proposal to ratify the appointment of WithumSmith+Brown PC as the Company's independent accountants for the fiscal year ending December 31, 2022. | | Management | For | Voted - For |
| 4. | A proposal to approve the adjournment of the Annual Meeting by the Chairman thereof to a later date, if necessary. | | Management | For | Voted - Against |
GLOBAL PARTNER ACQUISITION CORP II
Security ID: G3934P102
Ticker: GPAC
Meeting Date: 11-Jan-23
Meeting Type: Special
| 1. | The Extension Amendment Proposal - RESOLVED, as a special resolution that subject to the approval of Proposal No. 2 - the Insider Letter Amendment Proposal: a) Article 49.8 of Global Partner's Amended and Restated Memorandum and Articles of Association be deleted in its entirety and replaced with the following new Article 49.8: "In the event that the Company does not consummate a Business Combination upon the date which is the later of (i) 14 April 2023 (or 14 January 2024, if applicable ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | Insider Letter Amendment Proposal - RESOLVED, as an ordinary resolution (subject to the approval of Proposal No. 1 - the Extension Amendment Proposal), that the amendment to the Letter Agreement, dated January 11, 2021, by and among Global Partner Sponsor II LLC (the "Sponsor"), Global Partner and Global Partner's officers and directors (the "Letter Agreement"), to allow the Sponsor to transfer its holdings in Global Partner, directly or indirectly, to affiliate(s) of Antarctica Capital ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | The Adjournment Proposal - RESOLVED, as an ordinary resolution, that the adjournment of the Shareholder Meeting to a later date or dates if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Shareholder Meeting, there are insufficient Class A ordinary shares, par value $0.0001 per share, and Class B ordinary shares, par value $0.0001 per share, in the capital of Global Partner represented (either in person or by proxy) to approve ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
GLOBAL SPAC PARTNERS CO.
Security ID: G3934K103
Ticker: GLSPT
Meeting Date: 13-Jul-22
Meeting Type: Special
| 1. | The Business Combination Proposal - A special resolution to approve and adopt the Business Combination Agreement, dated as of December 21, 2021, as amended and restated by the Amended and Restated Business Combination Agreement, dated as of May 18, 2022 (and as it may be further amended, restated, supplemented and/or otherwise modified from time to time, the "Business Combination Agreement"), by and among Global, Gorilla Technology Group Inc., a Cayman Islands exempted company ("Gorilla") ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 2a. | The Charter Proposals - An ordinary resolution to approve and adopt the following material differences between Global's amended and restated memorandum and articles of association (the "Global Articles") and Gorilla's amended and restated memorandum and articles of association (the "Gorilla Articles"), to be effective upon the consummation of the Business Combination: The Gorilla Articles will provide for one class of ordinary shares as opposed to the two classes of ordinary shares provided for in the Global Articles. | | Management | For | Voted - For |
| 2b. | The Charter Proposals - An ordinary resolution to approve and adopt the following material differences between Global's amended and restated memorandum and articles of association (the "Global Articles") and Gorilla's amended and restated memorandum and articles of association (the "Gorilla Articles"), to be effective upon the consummation of the Business Combination: Gorilla's corporate existence is perpetual as opposed to Global's corporate existence terminating if a business combination is not consummated within a specified period of time | | Management | For | Voted - For |
| 2c. | The Charter Proposals - An ordinary resolution to approve and adopt the following material differences between Global's amended and restated memorandum and articles of association (the "Global Articles") and Gorilla's amended and restated memorandum and articles of association (the "Gorilla Articles"), to be effective upon the consummation of the Business Combination: The Gorilla Articles will not include the various provisions applicable only to special purpose acquisition corporations that the Global Articles contain. | | Management | For | Voted - For |
| 3. | The Nasdaq Proposal - An ordinary resolution to consider and vote upon a proposal to approve, for purposes of complying with the applicable provisions of Nasdaq Rules 5635(a), (b) and (d), the issuance of up to five million (5,000,000) PIPE subunits (one Global Class A ordinary shares and one-quarter of redeemable Global warrant), which is approximately 27.9% of the issued and outstanding ordinary shares of Global, or at least three million (3,000,000) PIPE subunits, which is approximately ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 4. | The Adjournment Proposal - An ordinary resolution to consider and vote upon a proposal to adjourn this extraordinary general meeting of Global to a later date or dates, if necessary, if the parties are not able to consummate the Business Combination. | | Management | For | Voted - For |
GOLDEN PATH ACQUISITION CORPORATION
Security ID: G4028H105
Ticker: GPCO
Meeting Date: 08-Sep-22
Meeting Type: Special
| 1. | Approval of the Business Combination (the "Business Combination Proposal" or "Proposal 1"). | | Management | For | Voted - For |
| 1.1 | Director: Guohui Kang | | Management | For | Voted - For |
| 1.2 | Director: Wei Peng | | Management | For | Voted - For |
| 1.3 | Director: Mi Zhou | | Management | For | Voted - For |
| 1.4 | Director: Han Qin | | Management | For | Voted - For |
| 1.5 | Director: Jun Liu | | Management | For | Voted - For |
| 1.6 | Director: Xu Zhang | | Management | For | Voted - For |
| 3. | Approval for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635(d), the issuance by Golden Path of an aggregate of 44,554,455 newly issued Golden Path ordinary shares to the MC shareholders pursuant to the Merger Agreement and the issuance of an aggregate of 380,000 ordinary shares as compensation to Peace Asset Management for services provided by Peace Asset Management in connection with sourcing MC as a business combination candidate (the "Nasdaq Stock Issuance Proposal" or "Proposal 3"). | | Management | For | Voted - For |
| 4. | Approval by way of special resolution to change the name of Golden Path to MicroCloud Hologram Inc. (the "Name Change Proposal" or "Proposal 4"). For the purposes of the laws of the Cayman Islands, the full text of the resolution is as follows: "RESOLVED, as a special resolution, that the Company change its name from "Golden Path Acquisition Corporation" to "MicroCloud Hologram Inc." and, subject to the provisions of the Companies Act (Revised), the change of name shall take effect immediately from the passing this resolution;". | | Management | For | Voted - For |
| 5. | Approval by way of special resolution of all other changes in connection with the amendment, restatement and replacement of the Golden Path's memorandum and articles of association including, among other things, (1) making New Golden Path's corporate existence perpetual, and (2) removing certain provisions related to Golden Path's status as a blank check company that will no longer be applicable upon consummation of the Business Combination (the "Articles Amendment Proposal" or ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 6. | Approval to adjourn the Extraordinary General Meeting under certain circumstances, which is more fully described in the accompanying proxy statement, which we refer to as the "Adjournment Proposal" or Proposal 6") and, together with the Business Combination Proposal, the Director Election Proposal, the Nasdaq Stock Issuance Proposal, the Name Change Proposal, the Articles Amendment Proposal and the Adjournment Proposal, the "Proposals.". | | Management | For | Voted - For |
HCM ACQUISITION CORP.
Security ID: G4365A101
Ticker: HCMA
Meeting Date: 20-Dec-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: A proposal by special resolution, to amend the Company's amended and restated memorandum and articles of association (our "Amended and Restated Memorandum and Articles of Association") to extend the date by which the Company must consummate a business combination (the "Extension") from April 25, 2023 to October 25, 2023 (the "Extended Date" and such proposal, the "Extension Amendment Proposal"). | | Management | For | Did Not Vote |
| 2. | Trust Amendment Proposal: To approve, by the affirmative vote of at least sixty-five percent (65%) of the outstanding Class A Ordinary Shares and Class B Ordinary Shares, voting together as a single class, the amendment of the Investment Management Trust Agreement, dated January 20, 2022, by and between the Company and Continental Stock Transfer & Trust Company, to reflect the Extension (this proposal, the "Trust Amendment Proposal" and together with the Extension Amendment Proposal, the "Proposals"). | | Management | For | Did Not Vote |
| 3. | Adjournment Proposal: To approve, by ordinary resolution, the adjournment of the Extraordinary Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Proposals or if we determine that additional time is necessary to effectuate the Extension. | | Management | For | Did Not Vote |
HEALTH SCIENCES ACQUISITIONS CORP. 2
Security ID: G4411D109
Ticker: HSAQ
Meeting Date: 26-Jul-22
Meeting Type: Special
| 1. | Extension Proposal - by special resolution to amend the Company's amended and restated memorandum and articles of association to: (i) extend from August 6, 2022 (the "Original Termination Date') to November 6, 2022 (the "Extended Date"), the date by which, if the Company has not consummated a merger, amalgamation, share exchange, etc. or similar business combination, the Company must cease operations, redeem its shares and liquidate; and (ii) allow for three one- month extensions of the Extended Date. | | Management | For | Voted - Against |
| 2. | The Adjournment Proposal - by ordinary resolution to approve the adjournment of the Extraordinary General Meeting by the chairman thereof to a later date, if necessary, under certain circumstances, to solicit additional proxies for the purpose of approving the Extension Proposal, to amend the Extension Proposal, or to allow reasonable additional time for filing or mailing of supplemental or amended disclosure as the Company may determine. Please read the Proxy statement for the full proposal | | Management | For | Voted - Against |
HORIZON ACQUISITION CORP. II
Security ID: G46044106
Ticker: HZON
Meeting Date: 17-Oct-22
Meeting Type: Special
| 1 | Extension Amendment Proposal: To amend, by special resolution, the Amended and Restated Memorandum and Articles of Association to extend the date by which the Company has to consummate a Business Combination from October 22, 2022 to September 30, 2023 or such earlier date as determined by the board of directors. | | Management | For | Voted - Against |
| 2 | Adjournment Proposal: To, by ordinary resolution, adjourn the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 - Extension Amendment Proposal. | | Management | For | Voted - Against |
IG ACQUISITION CORP.
Security ID: 449534106
Ticker: IGAC
Meeting Date: 29-Sep-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a business combination from October 5, 2022 to April 5, 2023 (or such earlier date as determined by the Board). | | Management | For | Voted - Against |
| 2.1 | Election of Class I Director to serve until 2025: Catharine Dockery | | Management | For | Voted - Withheld |
| 2.2 | Election of Class I Director to serve until 2025: Peter Ward | | Management | For | Voted - Withheld |
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | | Management | For | Voted - Against |
INFINT ACQUISITION CORPORATION
Security ID: G47862100
Ticker: IFIN
Meeting Date: 22-Nov-22
Meeting Type: Special
| 1. | The Extension Proposal - Amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement. | | Management | For | Voted - Against |
| 2. | The Adjournment Proposal - Approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Proposal 1, which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not sufficient votes at the time of the Extraordinary General Meeting to approve Proposal 1. | | Management | For | Voted - Against |
Meeting Date: 14-Feb-23
Meeting Type: Special
| 1. | The Extension Proposal - Amend the Company's Amended and Restated Memorandum and Articles of Association (the "Charter") pursuant to an amendment to the Charter in the form set forth in Annex A of the accompanying proxy statement to extend the date by which the Company must (1) consummate a merger, amalgamation, share exchange, asset acquisition, share purchase, reorganization or similar business combination, which we refer to as our initial business combination, (2) cease its operations ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | The Adjournment Proposal - Approve the adjournment of the Extraordinary General Meeting (the "Extraordinary General Meeting") to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Proposal (the "Adjournment Proposal"), which will only be presented at the Extraordinary General Meeting if, based on the tabulated votes, there are not ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
INNOVATIVE INTERNATIONAL ACQ CORP.
Security ID: G4809M109
Ticker: IOAC
Meeting Date: 19-Jan-23
Meeting Type: Special
| 1. | The Extension Amendment Proposal - A special resolution to extend the date by which the Company must consummate an initial business combination up to six (6) times for an additional one (1) month each time from January 29, 2023 to July 29, 2023 by amending the Company's Amended and Restated Memorandum and Articles of Association in the form of amendment set forth in Annex A to the accompanying proxy statement. | | Management | For | Voted - Against |
| 2. | The Trust Agreement Amendment Proposal - An ordinary resolution to, with the approval of the affirmative vote of holders of at least 65% of the issued and outstanding ordinary shares of the Company, enter into the Amendment No. 1 to the Investment Management Trust Agreement by and between the Company and American Stock Transfer & Trust Company, LLC, a New York limited liability company, in the form set forth in Annex B to the accompanying proxy statement. | | Management | For | Voted - Against |
| 3. | The Adjournment Proposal - An ordinary resolution to adjourn the extraordinary general meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal and the Trust Agreement Amendment Proposal. | | Management | For | Voted - Against |
KAIROUS ACQUISITION CORP. LIMITED
Security ID: G52131110
Ticker: KACL
Meeting Date: 02-Dec-22
Meeting Type: Annual
| 1. | CHARTER AMENDMENT - TO APPROVE AS A SPECIAL RESOLUTION THAT THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BE DELETED IN THEIR ENTIRETY AND THE SUBSTITUTION IN THEIR PLACE OF THE SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY IN THE FORM ATTACHED AS ANNEX [A] TO THE NOTICE OF MEETING WHICH REFLECTS THE EXTENSION OF THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") A TOTAL OF EIGHT (8) TIMES, AS ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | TRUST AMENDMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED AS OF DECEMBER 13, 2021 (THE "TRUST AGREEMENT"), BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE"), BE AMENDED TO EXTEND THE DATE ON WHICH TO COMMENCE LIQUIDATING THE TRUST ACCOUNT ESTABLISHED IN CONNECTION WITH THE COMPANY'S INITIAL PUBLIC OFFERING A TOTAL OF EIGHT (8) TIMES, AS FOLLOWS: TWO (2) TIMES FOR AN ADDITIONAL THREE (3) MONTHS EACH ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - Against |
| 1.1 | Director: Joseph Lee Moh Hon | | Management | For | Voted - Withheld |
| 1.2 | Director: Philip Wong Cheung Wang | | Management | For | Voted - Withheld |
| 1.3 | Director: Steve Hsia Hsien-Chieng | | Management | For | Voted - Withheld |
| 1.4 | Director: Dato' Seri C. H. Leong | | Management | For | Voted - Withheld |
| 1.5 | Director: Ng Kim Kiat | | Management | For | Voted - Withheld |
| 1.6 | Director: Ang Siak Keng | | Management | For | Voted - Withheld |
| 4. | ADJOURNMENT - TO APPROVE AS AN ORDINARY RESOLUTION THAT THE CHAIRMAN OF THE ANNUAL MEETING BE DIRECTED TO ADJOURN THE ANNUAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE CHARTER AMENDMENT, TRUST AMENDMENT AND ELECTION OF DIRECTORS. | | Management | For | Voted - Against |
KISMET ACQUISITION TWO CORP
Security ID: G52807107
Ticker: KAII
Meeting Date: 20-Feb-23
Meeting Type: Special
| 1) | The Extension Amendment Proposal - RESOLVED, as a special resolution, that subject to and conditional upon Trust Account having net tangible assets of at least US$5,000,001, Second Amended and Restated Memorandum of Association and Articles of Association in the form attached to the proxy statement as Annex A and incorporated by reference therein, be and are hereby adopted as memorandum and articles of association of Company ("M&AA") in substitution for, and to exclusion of, Company's existing M&AA, with immediate effect. | | Management | For | Voted - Against |
| 2) | The Name Change Proposal - RESOLVED, as a special resolution, the Company change its name from "Kismet Acquisition Two Corp." to "Quadro Acquisition One Corp". with immediate effect. | | Management | For | Voted - Against |
| 3) | The Adjournment Proposal - To instruct the chairman of the extraordinary general meeting to adjourn the extraordinary general meeting of the Company's shareholders to a later date or dates, if necessary. | | Management | For | Voted - Against |
LARKSPUR HEALTH ACQUISITION CORP.
Security ID: 51724W107
Ticker: LSPR
Meeting Date: 08-Dec-22
Meeting Type: Special
| 1. | The Business Combination Proposal - to consider and vote upon a proposal to approve the adoption of the Business Combination Agreement, dated as of July 20, 2022 (the "Business Combination Agreement"), as amended from time to time, by and among Larkspur, Larkspur Merger Sub Inc. ("Merger Sub"), the Security Representative named therein and ZyVersa Therapeutics, Inc. ("ZyVersa"), pursuant to which Merger Sub will merge with and into ZyVersa (the "Acquisition Merger" and, together with all ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 2A. | The Charter Proposal - to change the Company's name to "ZyVersa Therapeutics, Inc.", change the Company's purpose to "any lawful act or activity for which a corporation may be organized under the General Corporation Law of the State of Delaware", remove the provisions related to the Company's status as a blank check company and provide that, subject to the rights of any series of the Combined Entity's (as the Company will be referred to as the "Combined Entity" after the Business Combination) preferred ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 2B. | The Charter Proposal - to provide that any amendment to the bylaws will require the approval of either the Combined Entity's board of directors or the holders of at least 66 2/3 % of the voting power of the Combined Entity's then outstanding shares of capital stock entitled to vote generally in an election of directors, voting together as a single class. | | Management | For | Voted - For |
| 2C. | The Charter Proposal - to provide that any amendment to certain provisions of the Proposed Charter will require the approval of the holders of at least 66 2/3 % of the voting power of the Combined Entity's then- outstanding shares of capital stock entitled to vote generally in an election of directors, voting together as a single class. | | Management | For | Voted - For |
| 2D. | The Charter Proposal - to provide that the holders of 33 1/3 % of the voting power of the stock issued and outstanding and entitled to vote at a meeting, present in person, or by remote communications, if applicable, or represented by proxy, constitute a quorum for the transaction of business at all meetings of the stockholders. | | Management | For | Voted - For |
| 3A. | The Governance Proposal - to authorize capital stock of 111,000,000 shares, consisting of (a) 110,000,000 shares of common stock and (b) 1,000,000 shares of preferred stock, issuable as consideration for the Business Combination and the other transactions contemplated in this proxy statement/prospectus, and for any proper corporate purpose, including future acquisitions, capital raising transactions consisting of equity or convertible debt, stock dividends or issuances under current and any future stock incentive plans. | | Management | For | Voted - For |
| 3B. | The Governance Proposal - to provide that the Court of Chancery of the State of Delaware or, if such court does not have subject matter jurisdiction thereof, another state or federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims, subject to the jurisdiction of federal district courts over certain claims or suits and Section 22 of the Securities Act of 1933. | | Management | For | Voted - For |
| 3C. | The Governance Proposal - to eliminate certain provisions related to the Company's status as a blank check company. | | Management | For | Voted - For |
| 4. | The Omnibus Incentive Plan Proposal - to consider and vote upon a proposal to approve 2022 Omnibus Incentive Plan (the "Omnibus Incentive Plan"), a copy of which is attached to this proxy statement/prospectus as Annex E (we refer to this proposal as the "Omnibus Incentive Plan Proposal"). | | Management | For | Voted - For |
| 5. | The Nasdaq Proposal - to consider and vote upon a proposal to approve, assuming the Business Combination Proposal and the Charter Proposals are approved and adopted, for the purposes of complying with the applicable listing rules of the Nasdaq Capital Market ("Nasdaq"), (a) the issuance of shares of common stock in connection with the Acquisition Merger, and (b) the issuance of shares of preferred stock pursuant to the subscription agreement governing the private placement ("PIPE") ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
| 6. | The Adjournment Proposal - to consider and vote upon a proposal to approve under Delaware General Corporation Law (the "DGCL") the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Condition Precedent Proposals would not be duly approved and adopted by our stockholders or we determine that one or more of the Closing conditions under the Business ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - For |
LMF ACQUISITION OPPORTUNITIES, INC.
Security ID: 502015100
Ticker: LMAO
Meeting Date: 18-Oct-22
Meeting Type: Special
| 1. | Business Combination Proposal - To consider and vote upon a Proposal to approve the transactions contemplated under the Merger Agreement, dated as of April 21, 2022, by and among LMAO, LMF Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of LMAO and SeaStar Medical, Inc., a Delaware corporation, a copy of which is attached to the proxy statement/ prospectus as Annex A. | | Management | For | Voted - For |
| 2. | Charter Approval Proposal - To consider and vote upon a Proposal to approve the Second Amended and Restated Certificate of Incorporation of LMAO, a copy of which is attached to the proxy statement/prospectus as Annex B. | | Management | For | Voted - For |
| 3a. | Governance Proposal 3A - To (i) reclassify LMAO's existing 100,000,000 authorized shares of Class A Common Stock into 100,000,000 authorized shares of Common Stock (after giving effect to the conversion of each outstanding share of Class B Common Stock to Class A Common Stock under the terms of LMAO's current certificate of incorporation) and (ii) increase the number of shares of preferred stock LMAO is authorized to issue from 1,000,000 shares to 10,000,000 shares. | | Management | For | Voted - For |
| 3b. | Governance Proposal 3B - To change the classification of the Board from two classes of directors with staggered two-year terms to three classes of directors with staggered three-year terms. | | Management | For | Voted - For |
| 3c. | Governance Proposal 3C - To require the vote of at least two- thirds (66 and 2/3%) of the outstanding shares of capital stock, voting together as a single class, rather than a simple majority, to remove a director from office. | | Management | For | Voted - For |
| 3d. | Governance Proposal 3D - To remove certain provisions related to LMAO's status as a special purpose acquisition company that will no longer be relevant following the Business Combination. | | Management | For | Voted - For |
| 4. | Stock Plan Proposal - To consider and vote upon a Proposal to approve the LMF Acquisition Opportunities, Inc. 2022 Omnibus Incentive Plan, a copy of which is to be attached to the proxy statement/prospectus as Annex D. | | Management | For | Voted - For |
| 5. | ESPP Proposal - To consider and vote upon a Proposal to approve the LMF Acquisition Opportunities, Inc. 2022 Employee Stock Purchase Plan, a copy of which is to be attached to the proxy statement/prospectus as Annex E. | | Management | For | Voted - For |
| 6. | Nasdaq Proposal - To consider and vote upon a Proposal to approve, for purposes of complying with Nasdaq Listing Rule 5635, the issuance of shares of Common Stock and securities convertible into or exercisable for Common Stock in the Business Combination, the PIPE Investment, and the Common Stock Investment. | | Management | For | Voted - For |
| 1.1 | Director: Andres Lobo* | | Management | For | Voted - For |
| 1.2 | Director: Rick Barnett* | | Management | For | Voted - For |
| 1.3 | Director: Bruce Rodgers+ | | Management | For | Voted - For |
| 1.4 | Director: Richard Russell+ | | Management | For | Voted - For |
| 1.5 | Director: Allan Collins+ | | Management | For | Voted - For |
| 1.6 | Director: Eric Schlorff# | | Management | For | Voted - For |
| 1.7 | Director: Kenneth Van Heel# | | Management | For | Voted - For |
| 8. | Adjournment Proposal - To consider and vote upon a Proposal to approve the adjournment of the meeting by the chairman thereof to a later date, if necessary. | | Management | For | Voted - For |
LUX HEALTH TECH ACQUISITION CORP.
Security ID: 55068A100
Ticker: LUXA
Meeting Date: 11-Oct-22
Meeting Type: Special
| 1. | Extension Amendment Proposal - Amend the Company's Second Amended and Restated Certificate of Incorporation to give the Company the right to extend the date (the "Extension") by which it must consummate a business combination up to six (6) times for an additional one (1) month each time, from October 29, 2022 to April 29, 2023 (the "Extension Amendment Proposal"). | | Management | For | Voted - Against |
| 2. | Adjournment Proposal - Approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | | Management | For | Voted - Against |
M3-BRIGADE ACQUISITION II CORP.
Security ID: 553800103
Ticker: MBAC
Meeting Date: 23-Dec-22
Meeting Type: Special
| 1. | To amend the Company's Amended and Restated Certificate of Incorporation (our "charter") to extend the date by which the Company must consummate a business combination (the "Extension") from March 8, 2023 to March 8, 2024 (the "Extended Date" and such proposal, the "Extension Amendment Proposal"). | | Management | For | Voted - Against |
| 2. | To amend our charter to permit the release of interest from the trust account established in connection with the Company's initial public offering ("IPO") (such account, the "Trust Account"), to the extent such interest is accrued after the date of the Interest Amendments (as defined below), to pay the Company's working capital expenses (the "Working Capital Amendment" and such proposal, the "Working Capital Amendment Proposal"). | | Management | For | Voted - Against |
| 3. | To amend our charter to provide that funds used by the Company to pay the new U.S. federal 1% excise tax on certain repurchases (including redemptions) of stock or shares by publicly traded domestic (i.e., U.S.) corporations and certain domestic subsidiaries of publicly traded foreign corporations pursuant to Section 4501 of the Internal Revenue Code of 1986, as amended, included in the Inflation Reduction Act of 2022 (such tax, the "IRA Excise Tax"), if applicable, be drawn first from interest ...(due to space limits, see proxy statement for full proposal). | | Management | For | Voted - Against |
| 4. | To amend the Investment Management Trust Agreement, dated March 3, 2021 (the "Trust Agreement"), by and between the Company and Continental Stock Transfer & Trust Company, to (i) reflect the Extension, (ii) permit the release of interest from the Trust Account, to the extent such interest is accrued after the date of the Interest Amendments, to pay the Company's working capital expenses and (iii) provide that funds used by the Company to pay any applicable IRA Excise Tax be drawn first ...(due to space limits, see proxy statement for full proposal). | | Management | For | Voted - Against |
| 5. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Proposals or if we determine that additional time is necessary to effectuate the Extension or the Interest Amendments (the "Adjournment Proposal"). The Adjournment Proposal will only be presented at the special meeting if there are not sufficient votes for, or otherwise in connection with, the approval of the Proposals. | | Management | For | Voted - Against |
Meeting Date: 07-Mar-23
Meeting Type: Special
| 1. | To extend the date by which M3-Brigade Acquisition II Corp. has to consummate a business combination (the "Extension") from March 8, 2023 to December 8, 2023. | | Management | For | Voted - Against |
| 2. | To adjourn the special meeting to a later date or dates, if we determine that additional time is necessary to effectuate the Extension (the "Adjournment Proposal"). | | Management | For | Voted - Against |
MERCATO PARTNERS ACQUISITION CORP.
Security ID: 58759A108
Ticker: MPRA
Meeting Date: 03-Feb-23
Meeting Type: Special
| 1. | A proposal to amend the Company's charter to extend the date by which the Company must consummate a business combination from February 8, 2023 to July 8, 2023 & to allow Company, without another stockholder vote, to elect to extend the Termination Date to consummate a business combination on a monthly basis up to five times by an additional one month each time after the Extended Date, by resolution of the Board, if requested by the Sponsor, and upon five days' advance notice prior to the applicable Termination Date, until December 8, 2023. | | Management | For | Voted - Against |
| 2. | A proposal to amend Trust Agreement, by & between Company & the Trustee, allowing the Company (i) extend Combination Period to Extended Date by depositing into the Trust Account an amount equal to the lesser of (a) $675,000 or (b) $0.225 for each public share that is not redeemed in connection with special meeting and, (ii) in event that Company has not consummated a business combination by Extended Date, to extend, by resolution of the Board & without approval of the Company's public stockholders. | | Management | For | Voted - Against |
| 3. | A proposal to approve the adjournment of the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or the Trust Amendment Proposal, or if we determine that additional time is necessary to effectuate the Extension. | | Management | For | Voted - Against |
MODEL PERFORMANCE ACQUISITION CORP
Security ID: G6246M105
Ticker: MPAC
Meeting Date: 28-Sep-22
Meeting Type: Special
| 1. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL THREE MONTH EACH TIME FROM OCTOBER 12, 2022 TO APRIL 12, 2023. | | Management | For | Voted - Against |
| 2. | ADJOURNMENT-APPROVAL TO DIRECT THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING TO ADJOURN THE EXTRAORDINARY GENERAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE PROPOSAL 1. | | Management | For | Voted - Against |
NOCTURNE ACQUISITION CORP.
Security ID: G6580S114
Ticker: MBTC
Meeting Date: 04-Oct-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date by which the Company must consummate a business combination from October 5, 2022 to April 5, 2023. | | Management | For | Voted - Against |
| 2.1 | Appointment of Director to serve until the 2024 annual general meeting: Henry Monzon | | Management | For | Voted - Against |
| 2.2 | Appointment of Director to serve until the 2024 annual general meeting: Ka Seng (Thomas) Ao | | Management | For | Voted - Against |
| 2.3 | Appointment of Director to serve until the 2024 annual general meeting: Simon Choi | | Management | For | Voted - Against |
| 2.4 | Appointment of Director to serve until the 2024 annual general meeting: Kashan Zaheer Piracha | | Management | For | Voted - Against |
| 2.5 | Appointment of Director to serve until the 2024 annual general meeting: Derek Yiyi Feng | | Management | For | Voted - Against |
| 2.6 | Appointment of Director to serve until the 2024 annual general meeting: Ka Lok (Ivan) Wong | | Management | For | Voted - Against |
| 2.7 | Appointment of Director to serve until the 2024 annual general meeting: Giuseppe Mangiacotti | | Management | For | Voted - Against |
| 3. | Auditor Ratification Proposal: Ratify the selection by the Company's audit committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the year ended December 31, 2022. | | Management | For | Voted - Against |
| 4. | Adjournment Proposal: Approve the adjournment of the Extraordinary General Meeting in lieu of the 2022 Annual General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes to approve the Extension Amendment Proposal or if we determine that additional time is necessary to effectuate the Extension. | | Management | For | Voted - Against |
NORTH ATLANTIC ACQUISITION CORP.
Security ID: G66139109
Ticker: NAAC
Meeting Date: 25-Jan-23
Meeting Type: Annual
| 1. | Ratification of the selection by the audit committee of Marcum LLP to serve as our independent registered public accounting firm for the year ending December 31, 2022. | | Management | For | Voted - Abstain |
| 2. | Amend the Company's amended and restated memorandum and articles of association to extend the date that the Company has to consummate a business combination from January 26, 2023 to July 26, 2023 (or such earlier date as determined by the Board of Directors). | | Management | For | Voted - Against |
| 3. | Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the other proposals. | | Management | For | Voted - Against |
ONYX ACQUISITION CO. I
Security ID: G6755Q109
Ticker: ONYX
Meeting Date: 26-Jan-23
Meeting Type: Special
| 1. | Extension of Corporate Life: Amend the Company's amended and restated memorandum and articles of association (the "Articles") to extend the date that the Company has to consummate a business combination from February 5, 2023 to August 7, 2023. | | Management | For | Voted - Against |
| 2. | Redemption Limitation Amendment: Amend the Company's Articles to eliminate the limitation that the Company shall not redeem Class A ordinary shares included as part of the units sold in the IPO (including any shares issued in exchange thereof) to the extent that such redemption would cause the Company's net tangible assets to be less than $5,000,001. | | Management | For | Voted - Against |
| 3. | Adjournment: Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | | Management | For | Voted - Against |
OYSTER ENTERPRISES ACQUISITION CORP.
Security ID: 69242M104
Ticker: OSTR
Meeting Date: 19-Dec-22
Meeting Type: Special
| 1. | The Charter Amendment Proposal - To permit the Company to liquidate and wind up early by amending the Company's Amended and Restated Certificate of Incorporation (the "Charter") to (i) amend the date by which the Company must consummate a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination, which we refer to as our initial business combination, from January 22, 2023 (the "Original Termination Date") to such other ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 2. | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement, dated January 19, 2021, by and between the Company and Continental Stock Transfer & Trust Company, a New York corporation, as trustee to change the date on which Continental must commence liquidation of the Trust Account established in connection with the Company's initial public offering from the Original Termination Date to the Amended Termination Date (the "Early Termination Trust Amendment Proposal"). | | Management | For | Voted - For |
| 3. | The Adjournment Proposal - To approve the adjournment of the Special Meeting from time to time to solicit additional proxies in favor of the Charter Amendment Proposal and Early Termination Trust Amendment Proposal or if otherwise determined by the chairperson of the Special Meeting to be necessary or appropriate. | | Management | For | Voted - For |
PONTEM CORPORATION
Security ID: G71707106
Ticker: PNTM
Meeting Date: 13-Jan-23
Meeting Type: Special
| 1. | Extension Amendment Proposal - Amend the Company's Articles to extend the date that the Company has to consummate a business combination from January 15, 2023 to July 15, 2023 or such earlier date as is determined by our Board to be in the best interests of the Company pursuant to the following resolution: RESOLVED, as a special resolution THAT, effective immediately, the Articles of the Company be amended by: 1a. amending Article 49.7 by deleting the following introduction of such sub-section: ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 2. | Trust Amendment Proposal - Amend the Investment Management Trust Agreement, dated January 12, 2021, by and between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the Trust Account established in connection with the Company's initial public offering if the Company has not completed its initial business combination from January 15, 2023 to July 15, 2023 or such earlier date as is determined by our Board to be in ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
| 3. | Adjournment Proposal - Adjourn the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2 pursuant to the following resolution: "RESOLVED, as an ordinary resolution, that the adjournment of the general meeting to a later date or dates to be determined by the chairman of the general meeting, if ...(due to space limits, see proxy material for full proposal). | | Management | For | Voted - Against |
RELATIVITY ACQUISITION CORP.
Security ID: 75944B106
Ticker: RACY
Meeting Date: 21-Dec-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation as proposed in Annex A to the proxy statement to extend the date by which the Company has to consummate a Business Combination from February 15, 2023 to August 15, 2023 (or such earlier date as determined by the Board). | | Management | For | Voted - Against |
| 2. | Adjournment Proposal: A proposal to approve the adjournment of the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal. | | Management | For | Voted - Against |
RIVERVIEW ACQUISITION CORP
Security ID: 769395104
Ticker: RVAC
Meeting Date: 25-Aug-22
Meeting Type: Special
| 1. | The Business Combination Proposal - To consider and vote upon a proposal to approve and adopt the Transaction Agreement, dated as of April 4, 2022 (the "Transaction Agreement"), by and among Riverview Acquisition Corp. ("Riverview"), Westrock Coffee Holdings, LLC ("Westrock"), Origin Merger Sub I, Inc. ("Merger Sub I"), and Origin Merger Sub II, LLC ("Merger Sub II"), certain related agreements and the transactions contemplated thereby (the "Business Combination"), pursuant to which, among ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
| 2. | The Nasdaq Proposal - To consider and vote upon a proposal to approve, for the purposes of complying with Nasdaq Listing Rule 563(a), (b) and (d), the issuance of more than 20% of the issued and outstanding shares of common stock of Riverview, in connection with the Business Combination, immediately prior to the SPAC Merger ("the Nasdaq Proposal"). | | Management | For | Voted - For |
| 3. | The Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting of Riverview (the "Riverview Special Meeting") to a later date or time, if necessary, to permit further solicitation of proxies if, based upon the tabulated vote at the time of the Riverview Special Meeting, there are not sufficient votes to approve the Business Combination Proposal or the Nasdaq Proposal, or holders of shares of Class A common stock of Riverview, par value $0.001 ...(due to space limits,see proxy material for full proposal). | | Management | For | Voted - For |
SEMPER PARATUS ACQUISITION CORPORATION
Security ID: G8028L107
Ticker: LGST
Meeting Date: 03-Feb-23
Meeting Type: Special
| 1) | The Extension Amendment Proposal - A special resolution to extend the date by which the Company must consummate an initial business combination from February 8, 2023 to December 15, 2023 by amending the Company's Amended and Restated Memorandum and Articles of Association in the form of amendment set forth in Annex A to the accompanying proxy statement. | | Management | For | Voted - Against |
| 2) | The Adjournment Proposal - An ordinary resolution to adjourn the extraordinary general meeting of shareholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve the Extension Amendment Proposal. | | Management | For | Voted - Against |
SILVER CREST ACQUISITION CORPORATION
Security ID: G81355102
Ticker: SLCR
Meeting Date: 18-Aug-22
Meeting Type: Special
| 1. | The Business Combination Proposal - to consider and vote upon, as an ordinary resolution, a proposal to approve and authorize the Agreement and Plan of Merger, dated as of August 13, 2021, by and among Silver Crest Acquisition Corporation, TH International Limited and Miami Swan Ltd (as amended by Amendments No. 1, No. 2 and No. 3 thereto, and as may be further amended), a copy of which is attached to the proxy statement/prospectus as Annex A, and the transactions contemplated therein. | | Management | For | Voted - For |
| 2. | The Merger Proposal - to consider and vote upon, as a special resolution, a proposal to approve and authorize the First Merger and the Plan of Merger by and among Silver Crest, Merger Sub and THIL, substantially in the form attached to the accompanying proxy statement/prospectus as Annex C (the "Merger Proposal"). | | Management | For | Voted - For |
| 3. | The Adjournment Proposal - to consider and vote upon, as an ordinary resolution, a proposal to adjourn the extraordinary general meeting to a later date or dates to be determined by the chairman of the extraordinary general meeting, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the extraordinary general meeting, there are not sufficient votes to approve one or more proposals presented to shareholders for a vote (the "Adjournment Proposal"). | | Management | For | Voted - For |
SIZZLE ACQUISITION CORP.
Security ID: 83014E109
Ticker: SZZL
Meeting Date: 19-Dec-22
Meeting Type: Special
| 1. | Extension Amendment Proposal: Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 8, 2023 to August 8, 2023 (or such earlier date as determined by the Board). | | Management | For | Voted - Against |
| 2a. | To re-elect the following director as Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal): David Perlin | | Management | For | Voted - Withheld |
| 2b. | To re-elect the following director as Class I director (to serve until the annual meeting of stockholders of the Company to be held in 2025 or until a successor is elected and qualified or their earlier resignation or removal): Carolyn Trabuco | | Management | For | Voted - Withheld |
| 3. | Adjournment Proposal: Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | | Management | For | Voted - Against |
Meeting Date: 01-Feb-23
Meeting Type: Special
| 1. | Extension Amendment Proposal - Amend the Company's amended and restated certificate of incorporation to extend the date by which the Company has to consummate a Business Combination from February 8, 2023 to August 8, 2023 (or such earlier date as determined by the Board). | | Management | For | Voted - Against |
| 2. | Adjournment Proposal - Adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1. | | Management | For | Voted - Against |
TAILWIND ACQUISITION CORP.
Security ID: 87403Q102
Ticker: TWND
Meeting Date: 07-Sep-22
Meeting Type: Special
| 1. | The Extension Amendment Proposal - To amend Tailwind's amended & restated certificate of incorporation to: (a) extend the date by which Tailwind has to consummate a business combination from September 9, 2022 to January 9, 2023 (b) to allow Tailwind, without another stockholder vote, to elect to extend date to consummate a business combination on a monthly basis for up to 2 times by an additional 1 month each time after January 9, 2023, by resolution of board if requested by Tailwind Sponsor LLC, & upon five days' advance notice prior to applicable deadlines. | | Management | For | Voted - Against |
| 2. | The Adjournment Proposal - To adjourn the Stockholder Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Stockholder Meeting, there are insufficient shares of Class A common stock, par value $0.0001 per share, and shares of Class B common stock, par value $0.0001 per share, in the capital of Tailwind represented (either in person or by proxy) to constitute a quorum necessary to conduct business at the Stockholder Meeting. | | Management | For | Voted - Against |
TALEN ENERGY SUPPLY LLC
Security ID: 87422VAF5
Meeting Date: 09-Dec-22
Meeting Type: Consent
| 1. | VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT THE PLAN SELECT "AGAINST" TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT. | | Management | For | Voted - For |
| 2. | OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). | | Management | For | Voted - Abstain |
TALEN ENERGY SUPPLY LLC
Security ID: 87422VAJ7
Meeting Date: 09-Dec-22
Meeting Type: Consent
| 1. | VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT THE PLAN SELECT "AGAINST" TO REJECT THE PLAN. ABSTAIN IS NOT A VALID VOTING OPTION AND WILL NOT COUNT. | | Management | For | Voted - For |
| 2. | OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT OUT). | | Management | For | Voted - Abstain |
VISION SENSING ACQUISITION CORP.
Security ID: 92838J103
Ticker: VSAC
Meeting Date: 01-May-23
Meeting Type: Special
| 1) | The Extension Amendment Proposal - To approve and adopt the first amendment to the amended and restated certificate of incorporation in the form attached as Annex A to VSAC's proxy statement for the Stockholders Meeting. | | Management | For | Voted - Against |
| 2) | The Trust Amendment Proposal - To amend the Investment Management Trust Agreement dated November 1, 2021 entered into between Continental Stock Transfer & Trust Company and VSAC governing the trust account in the form attached as Annex B to VSAC's proxy statement for the Stockholders Meeting. | | Management | For | Voted - Against |
| 3) | The Adjournment Proposal - To approve the adjournment of the Stockholders Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Extension Amendment Proposal or the Trust Amendment Proposal. | | Management | For | Voted - Against |
WESTERN ACQUISITION VENTURES CORP
Security ID: 95758L107
Ticker: WAVS
Meeting Date: 06-Jan-23
Meeting Type: Special
| 1. | Charter Amendment Proposal: Amend the Company's Certificate of incorporation, to extend the date by which the Company has to consummate a business combination on a month-to-month basis up to six (6) times, each such extension for an additional one (1) month period from January 11, 2023 to July 11, 2023. | | Management | For | Voted - Against |
| 2. | Trust Amendment Proposal: Amend the Company's investment management trust agreement, dated as of January 11, 2022, by and between the Company and American Stock Transfer & Trust Company, allowing the Company to extend the Extended Termination Date from January 11, 2023 up to six (6) times, each such Extension for an additional one (1) month period, until July 11, 2023, by depositing into the Trust Account $10,000 for each one-month Extension (or up to an aggregate of $60,000 for the total six- month period). | | Management | For | Voted - Against |
| 3. | Adjournment Proposal: Direct the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the foregoing proposal. | | Management | For | Voted - Against |
| | Wedgewood Fund |
| | Proposal | | Proposed by | Mgt. Position | Registrant Voted |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Larry Page | | Management | For | Voted - For |
| 1b. | Election of Director: Sergey Brin | | Management | For | Voted - For |
| 1c. | Election of Director: Sundar Pichai | | Management | For | Voted - For |
| 1d. | Election of Director: John L. Hennessy | | Management | For | Voted - For |
| 1e. | Election of Director: Frances H. Arnold | | Management | For | Voted - For |
| 1f. | Election of Director: R. Martin "Marty" Chávez | | Management | For | Voted - For |
| 1g. | Election of Director: L. John Doerr | | Management | For | Voted - For |
| 1h. | Election of Director: Roger W. Ferguson Jr. | | Management | For | Voted - For |
| 1i. | Election of Director: Ann Mather | | Management | For | Voted - For |
| 1j. | Election of Director: K. Ram Shriram | | Management | For | Voted - For |
| 1k. | Election of Director: Robin L. Washington | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | | Management | For | Voted - For |
| 3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | | Management | For | Voted - For |
| 4. | Advisory vote to approve compensation awarded to named executive officers | | Management | For | Voted - For |
| 5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | | Management | 3 Years | Voted - 3 Years |
| 6. | Stockholder proposal regarding a lobbying report | | Shareholder | Against | Voted - Against |
| 7. | Stockholder proposal regarding a congruency report | | Shareholder | Against | Voted - Against |
| 8. | Stockholder proposal regarding a climate lobbying report | | Shareholder | Against | Voted - Against |
| 9. | Stockholder proposal regarding a report on reproductive rights and data privacy | | Shareholder | Against | Voted - Against |
| 10. | Stockholder proposal regarding a human rights assessment of data center siting | | Shareholder | Against | Voted - Against |
| 11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | | Shareholder | Against | Voted - Against |
| 12. | Stockholder proposal regarding algorithm disclosures | | Shareholder | Against | Voted - Against |
| 13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | | Shareholder | Against | Voted - Against |
| 14. | Stockholder proposal regarding a content governance report | | Shareholder | Against | Voted - Against |
| 15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | | Shareholder | Against | Voted - Against |
| 16. | Stockholder proposal regarding bylaws amendment | | Shareholder | Against | Voted - Against |
| 17. | Stockholder proposal regarding "executives to retain significant stock" | | Shareholder | Against | Voted - Against |
| 18. | Stockholder proposal regarding equal shareholder voting | | Shareholder | Against | Voted - Against |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 10-Mar-23
Meeting Type: Annual
| 1a | Election of Director: James Bell | | Management | For | Voted - For |
| 1b | Election of Director: Tim Cook | | Management | For | Voted - For |
| 1c | Election of Director: Al Gore | | Management | For | Voted - For |
| 1d | Election of Director: Alex Gorsky | | Management | For | Voted - For |
| 1e | Election of Director: Andrea Jung | | Management | For | Voted - For |
| 1f | Election of Director: Art Levinson | | Management | For | Voted - For |
| 1g | Election of Director: Monica Lozano | | Management | For | Voted - For |
| 1h | Election of Director: Ron Sugar | | Management | For | Voted - For |
| 1i | Election of Director: Sue Wagner | | Management | For | Voted - For |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | | Management | For | Voted - For |
| 3. | Advisory vote to approve executive compensation | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of advisory votes on executive compensation | | Management | 1 Year | Voted - 1 Year |
| 5. | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal entitled "Communist China Audit" | | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal on Board policy for communication with shareholder proponents | | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal entitled "Racial and Gender Pay Gaps" | | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | | Shareholder | Against | Voted - Against |
BOOKING HOLDINGS INC.
Security ID: 09857L108
Ticker: BKNG
Meeting Date: 06-Jun-23
Meeting Type: Annual
| 1.1 | Director: Glenn D. Fogel | | Management | For | Voted - For |
| 1.2 | Director: Mirian M. Graddick-Weir | | Management | For | Voted - For |
| 1.3 | Director: Wei Hopeman | | Management | For | Voted - For |
| 1.4 | Director: Robert J. Mylod, Jr. | | Management | For | Voted - For |
| 1.5 | Director: Charles H. Noski | | Management | For | Voted - For |
| 1.6 | Director: Larry Quinlan | | Management | For | Voted - For |
| 1.7 | Director: Nicholas J. Read | | Management | For | Voted - For |
| 1.8 | Director: Thomas E. Rothman | | Management | For | Voted - For |
| 1.9 | Director: Sumit Singh | | Management | For | Voted - For |
| 1.10 | Director: Lynn V. Radakovich | | Management | For | Voted - For |
| 1.11 | Director: Vanessa A. Wittman | | Management | For | Voted - For |
| 2. | Advisory vote to approve 2022 executive compensation. | | Management | For | Voted - For |
| 3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 4. | Advisory vote on the frequency of future non- binding advisory votes on the compensation paid by the Company to its named executive officers. | | Management | 1 Year | Voted - 1 Year |
| 5. | Stockholder proposal requesting a non- binding stockholder vote to ratify termination pay of executives. | | Shareholder | Against | Voted - Against |
CDW CORPORATION
Security ID: 12514G108
Ticker: CDW
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Director term to Expire at 2024 Annual Meeting: Virginia C. Addicott | | Management | For | Voted - For |
| 1b. | Election of Director term to Expire at 2024 Annual Meeting: James A. Bell | | Management | For | Voted - For |
| 1c. | Election of Director term to Expire at 2024 Annual Meeting: Lynda M. Clarizio | | Management | For | Voted - For |
| 1d. | Election of Director term to Expire at 2024 Annual Meeting: Anthony R. Foxx | | Management | For | Voted - For |
| 1e. | Election of Director term to Expire at 2024 Annual Meeting: Marc E. Jones | | Management | For | Voted - For |
| 1f. | Election of Director term to Expire at 2024 Annual Meeting: Christine A. Leahy | | Management | For | Voted - For |
| 1g. | Election of Director term to Expire at 2024 Annual Meeting: Sanjay Mehrotra | | Management | For | Voted - For |
| 1h. | Election of Director term to Expire at 2024 Annual Meeting: David W. Nelms | | Management | For | Voted - For |
| 1i. | Election of Director term to Expire at 2024 Annual Meeting: Joseph R. Swedish | | Management | For | Voted - For |
| 1j. | Election of Director term to Expire at 2024 Annual Meeting: Donna F. Zarcone | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, named executive officer compensation. | | Management | For | Voted - For |
| 3. | To approve, on an advisory basis, the frequency of the advisory vote to approve named executive officer compensation. | | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | | Management | For | Voted - For |
| 5. | To approve the amendment to the Company's Certificate of Incorporation to allow stockholders the right to call special meetings. | | Management | For | Voted - For |
| 6. | To approve the amendment to the Company's Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | | Management | For | Voted - For |
COPART, INC.
Security ID: 217204106
Ticker: CPRT
Meeting Date: 31-Oct-22
Meeting Type: Special
| 1. | To approve an amendment and restatement of Copart, Inc.'s Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 400,000,000 shares to 1,600,000,000 shares, primarily to facilitate a 2-for-1 split of the Company's common stock in the form of a stock dividend (the "Authorized Share Increase Proposal"). | | Management | For | Voted - For |
| 2. | To authorize the adjournment of the special meeting, if necessary, to solicit additional proxies if there are insufficient votes in favor of the Authorized Share Increase Proposal. | | Management | For | Voted - For |
Meeting Date: 02-Dec-22
Meeting Type: Annual
| 1a. | Election of Director: Willis J. Johnson | | Management | For | Voted - For |
| 1b. | Election of Director: A. Jayson Adair | | Management | For | Voted - For |
| 1c. | Election of Director: Matt Blunt | | Management | For | Voted - For |
| 1d. | Election of Director: Steven D. Cohan | | Management | For | Voted - For |
| 1e. | Election of Director: Daniel J. Englander | | Management | For | Voted - For |
| 1f. | Election of Director: James E. Meeks | | Management | For | Voted - For |
| 1g. | Election of Director: Thomas N. Tryforos | | Management | For | Voted - For |
| 1h. | Election of Director: Diane M. Morefield | | Management | For | Voted - For |
| 1i. | Election of Director: Stephen Fisher | | Management | For | Voted - For |
| 1j. | Election of Director: Cherylyn Harley LeBon | | Management | For | Voted - For |
| 1k. | Election of Director: Carl D. Sparks | | Management | For | Voted - For |
| 2. | Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | | Management | For | Voted - For |
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2023. | | Management | For | Voted - For |
EDWARDS LIFESCIENCES CORPORATION
Security ID: 28176E108
Ticker: EW
Meeting Date: 11-May-23
Meeting Type: Annual
| 1.1 | Election of Director: Kieran T. Gallahue | | Management | For | Voted - For |
| 1.2 | Election of Director: Leslie S. Heisz | | Management | For | Voted - For |
| 1.3 | Election of Director: Paul A. LaViolette | | Management | For | Voted - For |
| 1.4 | Election of Director: Steven R. Loranger | | Management | For | Voted - For |
| 1.5 | Election of Director: Martha H. Marsh | | Management | For | Voted - For |
| 1.6 | Election of Director: Michael A. Mussallem | | Management | For | Voted - For |
| 1.7 | Election of Director: Ramona Sequeira | | Management | For | Voted - For |
| 1.8 | Election of Director: Nicholas J. Valeriani | | Management | For | Voted - For |
| 1.9 | Election of Director: Bernard J. Zovighian | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | | Management | For | Voted - For |
| 3. | Advisory Vote to Approve Frequency of Future Advisory Votes on Named Executive Officer Compensation | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm | | Management | For | Voted - For |
| 5. | Approval of Amendment of the Certificate of Incorporation to Provide for Exculpation of Officers | | Management | For | Voted - For |
| 6. | Stockholder Proposal regarding Independent Board Chairman Policy | | Shareholder | Against | Voted - Against |
META PLATFORMS, INC.
Security ID: 30303M102
Ticker: META
Meeting Date: 31-May-23
Meeting Type: Annual
| 1.1 | Director: Peggy Alford | | Management | For | Voted - For |
| 1.2 | Director: Marc L. Andreessen | | Management | For | Voted - For |
| 1.3 | Director: Andrew W. Houston | | Management | For | Voted - For |
| 1.4 | Director: Nancy Killefer | | Management | For | Voted - For |
| 1.5 | Director: Robert M. Kimmitt | | Management | For | Voted - For |
| 1.6 | Director: Sheryl K. Sandberg | | Management | For | Voted - For |
| 1.7 | Director: Tracey T. Travis | | Management | For | Voted - For |
| 1.8 | Director: Tony Xu | | Management | For | Voted - For |
| 1.9 | Director: Mark Zuckerberg | | Management | For | Voted - For |
| 2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | | Management | For | Voted - For |
| 3. | A shareholder proposal regarding government takedown requests. | | Shareholder | Against | Voted - Against |
| 4. | A shareholder proposal regarding dual class capital structure. | | Shareholder | Against | Voted - Against |
| 5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | | Shareholder | Against | Voted - Against |
| 6. | A shareholder proposal regarding report on lobbying disclosures. | | Shareholder | Against | Voted - Against |
| 7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | | Shareholder | Against | Voted - Against |
| 8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | | Shareholder | Against | Voted - Against |
| 9. | A shareholder proposal regarding report on reproductive rights and data privacy. | | Shareholder | Against | Voted - Against |
| 10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | | Shareholder | Against | Voted - Against |
| 11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | | Shareholder | Against | Voted - Against |
| 12. | A shareholder proposal regarding report on pay calibration to externalized costs. | | Shareholder | Against | Voted - Against |
| 13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 13-Dec-22
Meeting Type: Annual
| 1a. | Election of Director: Reid G. Hoffman | | Management | For | Voted - For |
| 1b. | Election of Director: Hugh F. Johnston | | Management | For | Voted - For |
| 1c. | Election of Director: Teri L. List | | Management | For | Voted - For |
| 1d. | Election of Director: Satya Nadella | | Management | For | Voted - For |
| 1e. | Election of Director: Sandra E. Peterson | | Management | For | Voted - For |
| 1f. | Election of Director: Penny S. Pritzker | | Management | For | Voted - For |
| 1g. | Election of Director: Carlos A. Rodriguez | | Management | For | Voted - For |
| 1h. | Election of Director: Charles W. Scharf | | Management | For | Voted - For |
| 1i. | Election of Director: John W. Stanton | | Management | For | Voted - For |
| 1j. | Election of Director: John W. Thompson | | Management | For | Voted - For |
| 1k. | Election of Director: Emma N. Walmsley | | Management | For | Voted - For |
| 1l. | Election of Director: Padmasree Warrior | | Management | For | Voted - For |
| 2. | Advisory vote to approve named executive officer compensation | | Management | For | Voted - For |
| 3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | | Management | For | Voted - For |
| 4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | | Shareholder | Against | Voted - Against |
| 5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | | Shareholder | Against | Voted - Against |
| 6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | | Shareholder | Against | Voted - Against |
| 7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | | Shareholder | Against | Voted - Against |
| 8. | Shareholder Proposal - Report on Development of Products for Military | | Shareholder | Against | Voted - Against |
| 9. | Shareholder Proposal - Report on Tax Transparency | | Shareholder | Against | Voted - Against |
MOTOROLA SOLUTIONS, INC.
Security ID: 620076307
Ticker: MSI
Meeting Date: 16-May-23
Meeting Type: Annual
| 1a. | Election of Director for a one-year term: Gregory Q. Brown | | Management | For | Voted - For |
| 1b. | Election of Director for a one-year term: Kenneth D. Denman | | Management | For | Voted - For |
| 1c. | Election of Director for a one-year term: Egon P. Durban | | Management | For | Voted - For |
| 1d. | Election of Director for a one-year term: Ayanna M. Howard | | Management | For | Voted - For |
| 1e. | Election of Director for a one-year term: Clayton M. Jones | | Management | For | Voted - For |
| 1f. | Election of Director for a one-year term: Judy C. Lewent | | Management | For | Voted - For |
| 1g. | Election of Director for a one-year term: Gregory K. Mondre | | Management | For | Voted - For |
| 1h. | Election of Director for a one-year term: Joseph M. Tucci | | Management | For | Voted - For |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. | | Management | For | Voted - For |
| 3. | Advisory Approval of the Company's Executive Compensation. | | Management | For | Voted - For |
| 4. | Advisory Approval of the Frequency of the Advisory Vote to Approve the Company's Executive Compensation. | | Management | 1 Year | Voted - 1 Year |
OLD DOMINION FREIGHT LINE, INC.
Security ID: 679580100
Ticker: ODFL
Meeting Date: 17-May-23
Meeting Type: Annual
| 1.1 | Director: Sherry A. Aaholm | | Management | For | Voted - For |
| 1.2 | Director: David S. Congdon | | Management | For | Voted - For |
| 1.3 | Director: John R. Congdon, Jr. | | Management | For | Voted - For |
| 1.4 | Director: Andrew S. Davis | | Management | For | Voted - For |
| 1.5 | Director: Bradley R. Gabosch | | Management | For | Voted - For |
| 1.6 | Director: Greg C. Gantt | | Management | For | Voted - For |
| 1.7 | Director: Patrick D. Hanley | | Management | For | Voted - For |
| 1.8 | Director: John D. Kasarda | | Management | For | Voted - For |
| 1.9 | Director: Wendy T. Stallings | | Management | For | Voted - For |
| 1.10 | Director: Thomas A. Stith, III | | Management | For | Voted - For |
| 1.11 | Director: Leo H. Suggs | | Management | For | Voted - For |
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | | Management | For | Voted - For |
| 3. | Vote, on an advisory basis, on the frequency of future advisory votes on the compensation of the Company's named executive officers. | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | | Management | For | Voted - For |
PAYPAL HOLDINGS, INC.
Security ID: 70450Y103
Ticker: PYPL
Meeting Date: 24-May-23
Meeting Type: Annual
| 1a. | Election of Director: Rodney C. Adkins | | Management | For | Voted - For |
| 1b. | Election of Director: Jonathan Christodoro | | Management | For | Voted - For |
| 1c. | Election of Director: John J. Donahoe | | Management | For | Voted - For |
| 1d. | Election of Director: David W. Dorman | | Management | For | Voted - For |
| 1e. | Election of Director: Belinda J. Johnson | | Management | For | Voted - For |
| 1f. | Election of Director: Enrique Lores | | Management | For | Voted - For |
| 1g. | Election of Director: Gail J. McGovern | | Management | For | Voted - For |
| 1h. | Election of Director: Deborah M. Messemer | | Management | For | Voted - For |
| 1i. | Election of Director: David M. Moffett | | Management | For | Voted - For |
| 1j. | Election of Director: Ann M. Sarnoff | | Management | For | Voted - For |
| 1k. | Election of Director: Daniel H. Schulman | | Management | For | Voted - For |
| 1l. | Election of Director: Frank D. Yeary | | Management | For | Voted - For |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | | Management | For | Voted - For |
| 3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | | Management | For | Voted - For |
| 4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | | Management | For | Voted - For |
| 5. | Stockholder Proposal - Provision of Services in Conflict Zones. | | Shareholder | Against | Voted - Against |
| 6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | | Shareholder | Against | Voted - Against |
| 7. | Stockholder Proposal - PayPal Transparency Reports. | | Shareholder | Against | Voted - Against |
| 8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | | Shareholder | Against | Voted - Against |
| 9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | | Shareholder | Against | Voted - Against |
POOL CORPORATION
Security ID: 73278L105
Ticker: POOL
Meeting Date: 03-May-23
Meeting Type: Annual
| 1a. | Election of Director: Peter D. Arvan | | Management | For | Voted - For |
| 1b. | Election of Director: Martha "Marty" S. Gervasi | | Management | For | Voted - For |
| 1c. | Election of Director: James "Jim" D. Hope | | Management | For | Voted - For |
| 1d. | Election of Director: Debra S. Oler | | Management | For | Voted - For |
| 1e. | Election of Director: Manuel J. Perez de la Mesa | | Management | For | Voted - For |
| 1f. | Election of Director: Carlos A. Sabater | | Management | For | Voted - For |
| 1g. | Election of Director: Robert C. Sledd | | Management | For | Voted - For |
| 1h. | Election of Director: John E. Stokely | | Management | For | Voted - For |
| 1i. | Election of Director: David G. Whalen | | Management | For | Voted - For |
| 2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2023 fiscal year. | | Management | For | Voted - For |
| 3. | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | | Management | For | Voted - For |
| 4. | Frequency vote: Advisory vote on frequency of future Say-on-pay votes. | | Management | 1 Year | Voted - 1 Year |
S&P GLOBAL INC.
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 03-May-23
Meeting Type: Annual
| 1A. | Election of Director: Marco Alverà | | Management | For | Voted - For |
| 1B. | Election of Director: Jacques Esculier | | Management | For | Voted - For |
| 1C. | Election of Director: Gay Huey Evans | | Management | For | Voted - For |
| 1D. | Election of Director: William D. Green | | Management | For | Voted - For |
| 1E. | Election of Director: Stephanie C. Hill | | Management | For | Voted - For |
| 1F. | Election of Director: Rebecca Jacoby | | Management | For | Voted - For |
| 1G. | Election of Director: Robert P. Kelly | | Management | For | Voted - For |
| 1H. | Election of Director: Ian P. Livingston | | Management | For | Voted - For |
| 1I. | Election of Director: Deborah D. McWhinney | | Management | For | Voted - For |
| 1J. | Election of Director: Maria R. Morris | | Management | For | Voted - For |
| 1K. | Election of Director: Douglas L. Peterson | | Management | For | Voted - For |
| 1L. | Election of Director: Richard E. Thornburgh | | Management | For | Voted - For |
| 1M. | Election of Director: Gregory Washington | | Management | For | Voted - For |
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | | Management | For | Voted - For |
| 3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company's named executive officers. | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratify the appointment of Ernst & Young LLP as the Company's independent auditor for 2023; | | Management | For | Voted - For |
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
Security ID: 874039100
Ticker: TSM
Meeting Date: 06-Jun-23
Meeting Type: Annual
| 1. | To accept 2022 Business Report and Financial Statements | | Management | For | Voted - For |
| 2. | To approve the issuance of employee restricted stock awards for year 2023 | | Management | For | Voted - For |
| 3. | To revise the Procedures for Endorsement and Guarantee | | Management | For | Voted - For |
| 4. | In order to reflect the Audit Committee name change to the Audit and Risk Committee, to revise the name of Audit Committee in the following TSMC policies: i. Procedures for Acquisition or Disposal of Assets ii. Procedures for Financial Derivatives Transactions iii. Procedures for Lending Funds to Other Parties iv. Procedures for Endorsement and Guarantee | | Management | For | Voted - For |
TEXAS PACIFIC LAND CORPORATION
Security ID: 88262P102
Ticker: TPL
Meeting Date: 18-May-23
Meeting Type: Annual
| 1a. | Election of Class II Director to serve until the 2025 Annual Meeting: Rhys J. Best | | Management | For | Voted - For |
| 1b. | Election of Class II Director to serve until the 2025 Annual Meeting: Donald G. Cook | | Management | For | Voted - For |
| 1c. | Election of Class II Director to serve until the 2025 Annual Meeting: Donna E. Epps | | Management | For | Voted - For |
| 1d. | Election of Class II Director to serve until the 2025 Annual Meeting: Eric L. Oliver | | Management | For | Voted - For |
| 2. | To approve, by non-binding advisory vote, the executive compensation paid to our named executive officers. | | Management | For | Voted - For |
| 3. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") providing for the declassification of the Board. | | Management | For | Voted - For |
| 4. | To approve an amendment to the Company's Certificate of Incorporation increasing the authorized shares of common stock from 7,756,156 shares to 46,536,936 shares. | | Management | For | Voted - For |
| 5. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | | Management | For | Voted - For |
| 6. | To consider a non-binding stockholder proposal regarding the stockholders' right to call for a special stockholder meeting. | | Shareholder | Against | Voted - Against |
| 7. | To consider a non-binding stockholder proposal regarding hiring an investment banker in connection with the evaluation of a potential spinoff. | | Shareholder | Against | Voted - Against |
| 8. | To consider a non-binding stockholder proposal regarding the release of all remaining obligations of the stockholders' agreement between the Company and certain stockholders. | | Shareholder | Against | Voted - Against |
| 9. | To consider a non-binding stockholder proposal regarding the stockholders' right to act by written consent. | | Shareholder | Against | Voted - Against |
| 10. | To consider a non-binding stockholder proposal regarding director election and resignation policy. | | Shareholder | Against | Voted - Against |
| 1a. | Election of Class II Director to serve until the 2025 Annual Meeting: Rhys J. Best | | Management | For | Voted - For |
| 1b. | Election of Class II Director to serve until the 2025 Annual Meeting: Donald G. Cook | | Management | For | Voted - For |
| 1c. | Election of Class II Director to serve until the 2025 Annual Meeting: Donna E. Epps | | Management | For | Voted - For |
| 1d. | Election of Class II Director to serve until the 2025 Annual Meeting: Eric L. Oliver | | Management | For | Voted - For |
| 2. | To approve, by non-binding advisory vote, the executive compensation paid to our named executive officers. | | Management | For | Voted - For |
| 3. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") providing for the declassification of the Board. | | Management | For | Voted - For |
| 4. | To approve an amendment to the Company's Certificate of Incorporation increasing the authorized shares of common stock from 7,756,156 shares to 46,536,936 shares. | | Management | For | Voted - For |
| 5. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | | Management | For | Voted - For |
| 6. | To consider a non-binding stockholder proposal regarding the stockholders' right to call for a special stockholder meeting. | | Shareholder | Against | Voted - Against |
| 7. | To consider a non-binding stockholder proposal regarding hiring an investment banker in connection with the evaluation of a potential spinoff. | | Shareholder | Against | Voted - Against |
| 8. | To consider a non-binding stockholder proposal regarding the release of all remaining obligations of the stockholders' agreement between the Company and certain stockholders. | | Shareholder | Against | Voted - Against |
| 9. | To consider a non-binding stockholder proposal regarding the stockholders' right to act by written consent. | | Shareholder | Against | Voted - Against |
| 10. | To consider a non-binding stockholder proposal regarding director election and resignation policy. | | Shareholder | Against | Voted - Against |
THE PROGRESSIVE CORPORATION
Security ID: 743315103
Ticker: PGR
Meeting Date: 12-May-23
Meeting Type: Annual
| 1a. | Election of Director: Danelle M. Barrett | | Management | For | Voted - For |
| 1b. | Election of Director: Philip Bleser | | Management | For | Voted - For |
| 1c. | Election of Director: Stuart B. Burgdoerfer | | Management | For | Voted - For |
| 1d. | Election of Director: Pamela J. Craig | | Management | For | Voted - For |
| 1e. | Election of Director: Charles A. Davis | | Management | For | Voted - For |
| 1f. | Election of Director: Roger N. Farah | | Management | For | Voted - For |
| 1g. | Election of Director: Lawton W. Fitt | | Management | For | Voted - For |
| 1h. | Election of Director: Susan Patricia Griffith | | Management | For | Voted - For |
| 1i. | Election of Director: Devin C. Johnson | | Management | For | Voted - For |
| 1j. | Election of Director: Jeffrey D. Kelly | | Management | For | Voted - For |
| 1k. | Election of Director: Barbara R. Snyder | | Management | For | Voted - For |
| 1l. | Election of Director: Kahina Van Dyke | | Management | For | Voted - For |
| 2. | Cast an advisory vote to approve our executive compensation program. | | Management | For | Voted - For |
| 3. | Cast an advisory vote on the frequency of the advisory vote to approve our executive compensation program. | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | | Management | For | Voted - For |
TRACTOR SUPPLY COMPANY
Security ID: 892356106
Ticker: TSCO
Meeting Date: 11-May-23
Meeting Type: Annual
| 1.1 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Joy Brown | | Management | For | Voted - For |
| 1.2 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ricardo Cardenas | | Management | For | Voted - For |
| 1.3 | Election of Director for a one-year term ending at the 2024 Annual Meeting: André Hawaux | | Management | For | Voted - For |
| 1.4 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Denise L. Jackson | | Management | For | Voted - For |
| 1.5 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ramkumar Krishnan | | Management | For | Voted - For |
| 1.6 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Edna K. Morris | | Management | For | Voted - For |
| 1.7 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark J. Weikel | | Management | For | Voted - For |
| 1.8 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Harry A. Lawton III | | Management | For | Voted - For |
| 2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023 | | Management | For | Voted - For |
| 3. | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Say on Pay) | | Management | For | Voted - For |
| 4. | To approve, on a non-binding, advisory basis, the frequency of the advisory vote on Say on Pay in future years | | Management | 1 Year | Voted - 1 Year |
UNITEDHEALTH GROUP INCORPORATED
Security ID: 91324P102
Ticker: UNH
Meeting Date: 05-Jun-23
Meeting Type: Annual
| 1a. | Election of Director: Timothy Flynn | | Management | For | Voted - For |
| 1b. | Election of Director: Paul Garcia | | Management | For | Voted - For |
| 1c. | Election of Director: Kristen Gil | | Management | For | Voted - For |
| 1d. | Election of Director: Stephen Hemsley | | Management | For | Voted - For |
| 1e. | Election of Director: Michele Hooper | | Management | For | Voted - For |
| 1f. | Election of Director: F. William McNabb III | | Management | For | Voted - For |
| 1g. | Election of Director: Valerie Montgomery Rice, M.D. | | Management | For | Voted - For |
| 1h. | Election of Director: John Noseworthy, M.D. | | Management | For | Voted - For |
| 1i. | Election of Director: Andrew Witty | | Management | For | Voted - For |
| 2. | Advisory approval of the Company's executive compensation. | | Management | For | Voted - For |
| 3. | Advisory approval of the frequency of holding future say-on-pay votes. | | Management | 1 Year | Voted - 1 Year |
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | | Management | For | Voted - For |
| 5. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | | Shareholder | Against | Voted - Against |
| 6. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | | Shareholder | Against | Voted - Against |
| 7. | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | | Shareholder | Against | Voted - Against |
VISA INC.
Security ID: 92826C839
Ticker: V
Meeting Date: 24-Jan-23
Meeting Type: Annual
| 1a. | Election of Director: Lloyd A. Carney | | Management | For | Voted - For |
| 1b. | Election of Director: Kermit R. Crawford | | Management | For | Voted - For |
| 1c. | Election of Director: Francisco Javier Fernández-Carbajal | | Management | For | Voted - For |
| 1d. | Election of Director: Alfred F. Kelly, Jr. | | Management | For | Voted - For |
| 1e. | Election of Director: Ramon Laguarta | | Management | For | Voted - For |
| 1f. | Election of Director: Teri L. List | | Management | For | Voted - For |
| 1g. | Election of Director: John F. Lundgren | | Management | For | Voted - For |
| 1h. | Election of Director: Denise M. Morrison | | Management | For | Voted - For |
| 1i. | Election of Director: Linda J. Rendle | | Management | For | Voted - For |
| 1j. | Election of Director: Maynard G. Webb, Jr. | | Management | For | Voted - For |
| 2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | | Management | For | Voted - For |
| 3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | | Management | 1 Year | Voted - 1 Year |
| 4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | | Management | For | Voted - For |
| 5. | To vote on a stockholder proposal requesting an independent board chair policy. | | Shareholder | Against | Voted - Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
RiverPark Funds Trust
By: /s/ Morty Schaja
Morty Schaja
President
Date: August 15, 2023
