Benjamin V. Mollozzi
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? |
| Celanese Corp | CE | 150870103 | 4/18/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
| | | | | Ratification of the selection of KPMG LLP as independent registered public accounting firm for 2019 | Issuer | Yes | For | For |
| | | | | Approval of the amendment of our Certificate of Incorporation | Issuer | Yes | For | For |
| Lockheed Martin Corp | LMT | 539830109 | 4/25/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2019 | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Issuer | Yes | For | For |
| | | | | Stockholder Proposal to amend the Proxy Access Bylaw | Security Holder | Yes | Against | For |
| First American Financial Corp | FAF | 31847RAE2 | 5/7/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve Executive Compensation | Issuer | Yes | For | For |
| | | | | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Issuer | Yes | For | For |
| Ryman Hospitality Properties Inc | RHP | 78377T107 | 5/8/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | To approve, on an advisory basis, the Company's executive compensation | Issuer | Yes | For | For |
| | | | | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019 | Issuer | Yes | For | For |
| Coresite Realty Corp | COR | 21870Q105 | 5/16/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019 | Issuer | Yes | For | For |
| | | | | The advisory vote to approve the compensation of our named executive officers | Issuer | Yes | For | For |
| Crown Castle International Corp | CCI | 228227BE3 | 5/16/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019 | Issuer | Yes | For | For |
| | | | | The non-binding, advisory vote to approve the compensation of the Company's named executive officers | Issuer | Yes | For | For |
| Republic Services Inc | RSG | 760759100 | 5/16/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory vote to approve our named executive officer compensation | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Issuer | Yes | For | For |
| | | | | Shareholder proposal regarding electoral contributions and expenditures | Security Holder | Yes | Against | For |
| JP Morgan Chase & Co | JPM | 46625H100 | 05/21/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory resolution to approve executive compensation | Issuer | Yes | For | For |
| | | | | Ratification of independent registered public accounting firm | Issuer | Yes | For | For |
| | | | | Gender pay equity report | Security Holder | Yes | Against | For |
| | | | | Enhance shareholder proxy access | Security Holder | Yes | Against | For |
| | | | | Cumulative voting | Security Holder | Yes | For | Against |
| Oneok Inc | OKE | 682680103 | 5/22/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019 | Issuer | Yes | For | For |
| | | | | An advisory vote to approve ONEOK, Inc.'s executive compensation | Issuer | Yes | For | For |
| The Home Depot | HD | 437076102 | 5/20/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of the Appointment of KPMG LLP | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Issuer | Yes | For | For |
| | | | | Shareholder Proposal Regarding EEO-1 Disclosure | Security Holder | Yes | Against | For |
| | | | | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Security Holder | Yes | Against | For |
| | | | | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Security Holder | Yes | Against | For |
| The Interpublic Group of companies Inc | IPG | 460690100 | 5/23/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's Independent registered public accounting firm for 2019. | Issuer | Yes | For | For |
| | | | | Advisory vote to approve named executive officer compensation | Issuer | Yes | For | For |
| | | | | Approval of The Interpublic Group of Companies, Inc. 2019 Performance Incentive Plan | Issuer | Yes | For | For |
| | | | | Stockholder proposal entitled "Independent Board Chairman." | Security Holder | Yes | Against | For |
| Nextera Energy Inc | NEE | 65339F101 | 5/23/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2019 | Issuer | Yes | For | For |
| | | | | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Issuer | Yes | For | For |
| | | | | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Security Holder | Yes | Against | For |
| UnitedHealth Group Inc | UNH | 91324P102 | 6/3/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory approval of the Company's executive compensation | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019 | Issuer | Yes | For | For |
| | | | | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders | Security Holder | Yes | Against | For |
| Fidelity National Financial | FNF | 31620R303 | 6/12/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year | Issuer | Yes | For | For |
| Mastercard Inc | MA | 57636Q104 | 6/24/2019 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory approval of Mastercard's executive compensation | Issuer | Yes | For | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 | Issuer | Yes | For | For |
| | | | | Consideration of a stockholder proposal on gender pay gap | Security Holder | Yes | Against | For |
| | | | | Consideration of a stockholder proposal on creation of a human rights committee | Security Holder | Yes | Against | For |
