UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
| Investment Company Act file number | 811-22445 | |
| Pinnacle Capital Management Funds Trust |
| (Exact name of registrant as specified in charter) |
| 507 Plum Street, Suite 120, Syracuse, New York | 13204 |
| (Address of principal executive offices) | (Zip code) |
Jesse D. Hallee
| Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
| (Name and address of agent for service) |
| Registrant's telephone number, including area code: | (315) 234-9716 | |
| | | |
| Date of fiscal year end: | October 31 | |
| | | |
| Date of reporting period: | July 1, 2020 – June 30, 2021 | |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
| Fund Name: 1789 Growth and Income Fund | | | | | | |
| Proxy Voting Record | | | | | | | | |
| July 1, 2020 - June 30, 2021 | | | | | | | | |
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| | | | | | | | | |
| | | | Shareholder | Brief Identification | Proposed | Did the | How did the Fund | Did the Fund vote |
| | Ticker | | Meeting | of the Matter | by Issuer or | Fund | Cast its Vote? | For or Against |
| Issuer Name | Symbol | CUSIP | Date | Voted On | Security Holder? | Vote? | For, Against, Abstain | Management? |
| | | | | | | | | |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of EY as the Auditor Firm for 2021 | Issuer | Yes | For | For |
| | | | | Advisory Vote for Executive Compensation | Issuer | Yes | For | For |
| | | | | Stockholder Action by Written Consent | Security Holder | Yes | For | Against |
| | | | | Report on Human Rights Due Diligence | Security Holder | Yes | Against | For |
| First American Financial Corp | FAF | 31847R102 | 5/11/2021 | Board of Directors Elections | Issuer | Yes | For | For |
| | | | | Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratification of PWC as the Public Accounting Firm | Issuer | Yes | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory Resolution to Approve Executive Compensation | Issuer | Yes | For | For |
| | | | | Approval of Amended and Restated Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratification of Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Improve Shareholder Written Consent | Security Holder | Yes | For | Against |
| | | | | Racial Equity Audit and Report | Security Holder | Yes | Against | For |
| | | | | Independent Board Chairman | Security Holder | Yes | Against | For |
| | | | | Political and Electioneering Expenditure Congruency Report | Security Holder | Yes | Against | For |
| Coresite Realty Corporation | COR | 21870Q105 | 5/19/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of KPMG as the Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote to Approve Compensation | Issuer | Yes | For | For |
| Nextera Energy, Inc. | NEE | 65339F101 | 5/20/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Deloitte as Registered Public Accounting Firm for 2021 | Issuer | Yes | For | For |
| | | | | NextEra Energy's Compensation of Executive Officers | Issuer | Yes | For | For |
| | | | | Long Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Right to Act by Written Consent | Security Holder | Yes | For | Against |
| Home Depot, Inc. | HD | 437076102 | 5/20/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Ratification of KPMG for Appointment | Issuer | Yes | For | For |
| | | | | Executive Compensation | Issuer | Yes | For | For |
| | | | | Shareholder Written Consent Right | Security Holder | Yes | For | Against |
| | | | | Political Contributions Analysis | Security Holder | Yes | Against | For |
| | | | | Report on Prison Labor in the Supply Chain | Security Holder | Yes | For | Against |
| Crown Castle International Corp | CCI | 22822V101 | 5/21/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | PwC as Company's Independent Registered Accountant | Issuer | Yes | For | For |
| | | | | Compensation of Company's Executive Officers | Issuer | Yes | For | For |
| | | | | Frequency of Voting on Compensation of Company's Executive Officers | Issuer | Yes | 1 year | For |
| Republic Services, Inc. | RSG | 760759100 | 5/21/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote for Executive Compensation | Issuer | Yes | For | For |
| | | | | EY as Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | ESG Metrics in Executive Compensation | Security Holder | Yes | Against | For |
| Interpublic Group of Companies, Inc. | IPG | 460690100 | 5/27/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | PwC as Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote for Executive Compensation | Issuer | Yes | For | For |
| | | | | Special Stockholder Meetings | Security Holder | Yes | For | Against |
| UnitedHealth Group Inc | UNH | 91324P102 | 6/7/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote for Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratification of Deloitte as the Accounting Firm for 2021 | Issuer | Yes | For | For |
| | | | | Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | | | | Shareholder Proposal to Reduce Share Ownership Threshold for Calling Special Meeting of Shareholders | Security Holder | Yes | For | Against |
| Fidelity National Financial, Inc. | FNF | 31620R303 | 6/16/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote for Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratification of EY as the Accounting Firm for 2021 | Issuer | Yes | For | For |
| Mastercard Inc | MA | 57636Q104 | 6/22/2021 | Election of Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote for Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratification of PWC as the Accounting Firm for 2021 | Issuer | Yes | For | For |
| | | | | Long Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Non-Employee Director Equity Compensation Plan | Issuer | Yes | For | For |
| | | | | Certificate of Incorporation to Remove Supermajority Voting Requirements | Issuer | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Pinnacle Capital Management Funds Trust | |
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| | | |
By (Signature and Title)* | /s/ Stephen J. Fauer | |
| | Stephen J. Fauer, President | |
| Date | | August 13, 2021 | |
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* Print the name and title of each signing officer under his or her signature.
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