The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 416 | 14,441 | SH | SOLE | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 828 | 339 | SH | SOLE | 0 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 317 | 12,000 | SH | SOLE | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY I | CL A | 084670108 | 1,256 | 3 | SH | SOLE | 0 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 218 | 457 | SH | SOLE | 0 | 0 | 0 | ||
EATON VANCE FLTING R | COM | 278279104 | 190 | 13,000 | SH | SOLE | 0 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 245 | 6,110 | SH | SOLE | 0 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 962 | 16,250 | SH | SOLE | 0 | 0 | 0 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 21,078 | 21,345,000 | PRN | SOLE | 0 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,607 | 4,535 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 140 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 409 | 4,143 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,198 | 10,273 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 15,015 | 34,926 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,243 | 28,430 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,111 | 4,134 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 1,541 | 6,021 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 753 | 6,663 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,451 | 27,845 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 49,877 | 910,000 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,776 | 23,723 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,675 | 54,862 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 213 | 5,747 | SH | SOLE | 0 | 0 | 0 | ||
NI HLDGS INC | COM | 65342T106 | 481 | 25,278 | SH | SOLE | 0 | 0 | 0 | ||
OMEGA HEALTHCARE INV | COM | 681936100 | 510 | 14,052 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO INCOME STRATEG | COM | 72201J104 | 165 | 17,500 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,925 | 8,519 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 654 | 5,348 | SH | SOLE | 0 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 284 | 4,700 | SH | SOLE | 0 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 346 | 1,430 | SH | SOLE | 0 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 781 | 10,000 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 3,083 | 38,545 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD BD INDEX FD | LONG TERM BOND | 921937793 | 408 | 3,960 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD BD INDEX FD | INTERMED TERM | 921937819 | 824 | 9,160 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD BD INDEX FD | SHORT TRM BOND | 921937827 | 1,074 | 13,072 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD TAX-MANAGED | FTSE DEV MKT ETF | 921943858 | 5,911 | 114,738 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD WHITEHALL F | HIGH DIV YLD | 921946406 | 20,798 | 198,507 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY | ALLWRLD EX US | 922042775 | 1,945 | 30,678 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INTL EQUITY | FTSE EMR MKT ETF | 922042858 | 5,173 | 95,254 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD SCOTTSDALE | SHRT TRM CORP BD | 92206C409 | 3,912 | 47,300 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 11,707 | 29,750 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,700 | 7,191 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 3,211 | 13,529 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,431 | 11,963 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,355 | 10,453 | SH | SOLE | 0 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 36,388 | 163,308 | SH | SOLE | 0 | 0 | 0 |