The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL A | 02079K305 | 906 | 339 | SH | SOLE | 0 | 0 | 339 | ||
BP PLC | SPONSORED ADR | 055622104 | 328 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BERKSHIRE HATHAWAY I | CL A | 084670108 | 1,234 | 3 | SH | SOLE | 0 | 0 | 3 | ||
BROADCOM INC | COM | 11135F101 | 222 | 457 | SH | SOLE | 0 | 0 | 457 | ||
EATON VANCE FLTING R | COM | 278279104 | 190 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 20,879 | 21,090,000 | PRN | SOLE | 0 | 0 | 21,090,000 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,623 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 141 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 408 | 4,143 | SH | SOLE | 0 | 0 | 4,143 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,179 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 6,448 | 14,967 | SH | SOLE | 0 | 0 | 14,967 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,218 | 28,430 | SH | SOLE | 0 | 0 | 28,430 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,088 | 4,134 | SH | SOLE | 0 | 0 | 4,134 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,436 | 27,845 | SH | SOLE | 0 | 0 | 27,845 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 49,722 | 910,000 | SH | SOLE | 0 | 0 | 910,000 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 281 | 4,634 | SH | SOLE | 0 | 0 | 4,634 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 208 | 5,747 | SH | SOLE | 0 | 0 | 5,747 | ||
PIMCO INCOME STRATEG | COM | 72201J104 | 163 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,408 | 5,611 | SH | SOLE | 0 | 0 | 5,611 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 224 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | ||
TARGET CORP | COM | 87612E106 | 327 | 1,430 | SH | SOLE | 0 | 0 | 1,430 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 3,086 | 38,545 | SH | SOLE | 0 | 0 | 38,545 | ||
VANGUARD BD INDEX FD | SHORT TRM BOND | 921937827 | 257 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
VANGUARD TAX-MANAGED | FTSE DEV MKT ETF | 921943858 | 5,512 | 109,176 | SH | SOLE | 0 | 0 | 109,176 | ||
VANGUARD WHITEHALL F | HIGH DIV YLD | 921946406 | 21,657 | 209,548 | SH | SOLE | 0 | 0 | 209,548 | ||
VANGUARD INTL EQUITY | ALLWRLD EX US | 922042775 | 1,870 | 30,678 | SH | SOLE | 0 | 0 | 30,678 | ||
VANGUARD INTL EQUITY | FTSE EMR MKT ETF | 922042858 | 3,921 | 78,403 | SH | SOLE | 0 | 0 | 78,403 | ||
VANGUARD SCOTTSDALE | SHRT TRM CORP BD | 92206C409 | 3,898 | 47,300 | SH | SOLE | 0 | 0 | 47,300 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 8,214 | 20,826 | SH | SOLE | 0 | 0 | 20,826 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,732 | 7,329 | SH | SOLE | 0 | 0 | 7,329 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,726 | 7,291 | SH | SOLE | 0 | 0 | 7,291 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,537 | 12,189 | SH | SOLE | 0 | 0 | 12,189 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 684 | 3,128 | SH | SOLE | 0 | 0 | 3,128 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 35,882 | 161,586 | SH | SOLE | 0 | 0 | 161,586 |