The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,063 | 7,555 | SH | SOLE | 0 | 0 | 7,555 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,493 | 4,907 | SH | SOLE | 0 | 0 | 4,907 | ||
ALBEMARLE CORP | COM | 012653101 | 394 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 982 | 339 | SH | SOLE | 0 | 0 | 339 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 1,056 | 3,499 | SH | SOLE | 0 | 0 | 3,499 | ||
AMGEN INC | COM | 031162100 | 952 | 4,233 | SH | SOLE | 0 | 0 | 4,233 | ||
APPLE INC | COM | 037833100 | 710 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ARISTA NETWORKS INC | COM | 040413106 | 575 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,126 | 4,567 | SH | SOLE | 0 | 0 | 4,567 | ||
BP PLC | SPONSORED ADR | 055622104 | 320 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BAKER HUGHES COMPANY | CL A | 05722G100 | 289 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,018 | 22,872 | SH | SOLE | 0 | 0 | 22,872 | ||
BANK OF NOVA SCOTIA | NOTE 4.500%12/1 | 064159HB5 | 1,828 | 1,665,000 | PRN | SOLE | 0 | 0 | 1,665,000 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,352 | 3 | SH | SOLE | 0 | 0 | 3 | ||
BLACKROCK INC | COM | 09247X101 | 927 | 1,012 | SH | SOLE | 0 | 0 | 1,012 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 890 | 14,282 | SH | SOLE | 0 | 0 | 14,282 | ||
BROADCOM INC | COM | 11135F101 | 1,581 | 2,376 | SH | SOLE | 0 | 0 | 2,376 | ||
CVS HEALTH CORP | COM | 126650100 | 413 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 581 | 8,075 | SH | SOLE | 0 | 0 | 8,075 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 937 | 18,192 | SH | SOLE | 0 | 0 | 18,192 | ||
CATERPILLAR INC | COM | 149123101 | 936 | 4,527 | SH | SOLE | 0 | 0 | 4,527 | ||
CHEVRON CORP NEW | COM | 166764100 | 340 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
CISCO SYS INC | COM | 17275R102 | 1,323 | 20,885 | SH | SOLE | 0 | 0 | 20,885 | ||
COCA COLA CO | COM | 191216100 | 1,143 | 19,299 | SH | SOLE | 0 | 0 | 19,299 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,045 | 12,249 | SH | SOLE | 0 | 0 | 12,249 | ||
CONOCOPHILLIPS | COM | 20825C104 | 1,241 | 17,196 | SH | SOLE | 0 | 0 | 17,196 | ||
CUMMINS INC | COM | 231021106 | 1,049 | 4,808 | SH | SOLE | 0 | 0 | 4,808 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 188 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
FEDEX CORP | COM | 31428X106 | 466 | 1,800 | SH | SOLE | 0 | 0 | 1,800 | ||
F5 INC | COM | 315616102 | 465 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 345 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 994 | 4,766 | SH | SOLE | 0 | 0 | 4,766 | ||
GENUINE PARTS CO | COM | 372460105 | 1,097 | 7,821 | SH | SOLE | 0 | 0 | 7,821 | ||
GILEAD SCIENCES INC | COM | 375558103 | 953 | 13,120 | SH | SOLE | 0 | 0 | 13,120 | ||
HP INC | COM | 40434L105 | 1,210 | 32,109 | SH | SOLE | 0 | 0 | 32,109 | ||
HOME DEPOT INC | COM | 437076102 | 1,879 | 4,527 | SH | SOLE | 0 | 0 | 4,527 | ||
HOPE BANCORP INC | NOTE 2.000% 5/1 | 43940TAB5 | 21,405 | 21,950,000 | PRN | SOLE | 0 | 0 | 21,950,000 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 1,012 | 4,099 | SH | SOLE | 0 | 0 | 4,099 | ||
INTEL CORP | COM | 458140100 | 1,044 | 20,276 | SH | SOLE | 0 | 0 | 20,276 | ||
INTERPUBLIC GROUP COS INC | COM | 460690100 | 270 | 7,205 | SH | SOLE | 0 | 0 | 7,205 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,804 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 139 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 443 | 4,143 | SH | SOLE | 0 | 0 | 4,143 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,259 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 8,649 | 18,132 | SH | SOLE | 0 | 0 | 18,132 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,237 | 28,430 | SH | SOLE | 0 | 0 | 28,430 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,882 | 6,649 | SH | SOLE | 0 | 0 | 6,649 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 231 | 1,038 | SH | SOLE | 0 | 0 | 1,038 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,921 | 33,575 | SH | SOLE | 0 | 0 | 33,575 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 49,031 | 910,000 | SH | SOLE | 0 | 0 | 910,000 | ||
ISHARES INC | MSCI EMRG CHN | 46434G764 | 544 | 8,971 | SH | SOLE | 0 | 0 | 8,971 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 283 | 8,198 | SH | SOLE | 0 | 0 | 8,198 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,129 | 7,129 | SH | SOLE | 0 | 0 | 7,129 | ||
JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | 1,310 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,436 | 8,392 | SH | SOLE | 0 | 0 | 8,392 | ||
KLA CORP | COM NEW | 482480100 | 495 | 1,150 | SH | SOLE | 0 | 0 | 1,150 | ||
KIMBERLY-CLARK CORP | COM | 494368103 | 1,119 | 7,827 | SH | SOLE | 0 | 0 | 7,827 | ||
KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 499049104 | 277 | 4,545 | SH | SOLE | 0 | 0 | 4,545 | ||
L3HARRIS TECHNOLOGIES INC | COM | 502431109 | 267 | 1,250 | SH | SOLE | 0 | 0 | 1,250 | ||
LILLY ELI & CO | COM | 532457108 | 1,021 | 3,696 | SH | SOLE | 0 | 0 | 3,696 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,163 | 3,272 | SH | SOLE | 0 | 0 | 3,272 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 333 | 850 | SH | SOLE | 0 | 0 | 850 | ||
M & T BK CORP | COM | 55261F104 | 1,047 | 6,819 | SH | SOLE | 0 | 0 | 6,819 | ||
MARSH & MCLENNAN COS INC | COM | 571748102 | 295 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
MCDONALDS CORP | COM | 580135101 | 1,646 | 6,140 | SH | SOLE | 0 | 0 | 6,140 | ||
MERCK & CO INC | COM | 58933Y105 | 403 | 5,253 | SH | SOLE | 0 | 0 | 5,253 | ||
METLIFE INC | COM | 59156R108 | 412 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
MICROSOFT CORP | COM | 594918104 | 504 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 573 | 6,580 | SH | SOLE | 0 | 0 | 6,580 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,020 | 15,384 | SH | SOLE | 0 | 0 | 15,384 | ||
MORGAN STANLEY | COM NEW | 617446448 | 261 | 2,660 | SH | SOLE | 0 | 0 | 2,660 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 1,002 | 4,996 | SH | SOLE | 0 | 0 | 4,996 | ||
PEPSICO INC | COM | 713448108 | 1,347 | 7,755 | SH | SOLE | 0 | 0 | 7,755 | ||
PFIZER INC | COM | 717081103 | 1,388 | 23,499 | SH | SOLE | 0 | 0 | 23,499 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 881 | 9,270 | SH | SOLE | 0 | 0 | 9,270 | ||
PIMCO INCOME STRATEGY FD II | COM | 72201J104 | 160 | 17,500 | SH | SOLE | 0 | 0 | 17,500 | ||
PORTMARNOCK LEASING LLC | NOTE 1.741%10/2 | 736879AA5 | 82 | 80,815 | PRN | SOLE | 0 | 0 | 80,815 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,686 | 10,306 | SH | SOLE | 0 | 0 | 10,306 | ||
QUALCOMM INC | COM | 747525103 | 1,702 | 9,309 | SH | SOLE | 0 | 0 | 9,309 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 969 | 11,265 | SH | SOLE | 0 | 0 | 11,265 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,657 | 7,700 | SH | SOLE | 0 | 0 | 7,700 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 363 | 2,125 | SH | SOLE | 0 | 0 | 2,125 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 246 | 1,902 | SH | SOLE | 0 | 0 | 1,902 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 4,534 | 99,356 | SH | SOLE | 0 | 0 | 99,356 | ||
SALESFORCE COM INC | COM | 79466L302 | 248 | 975 | SH | SOLE | 0 | 0 | 975 | ||
STARBUCKS CORP | COM | 855244109 | 351 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
STRYKER CORPORATION | COM | 863667101 | 321 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
TJX COS INC NEW | COM | 872540109 | 304 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
TARGET CORP | COM | 87612E106 | 794 | 3,430 | SH | SOLE | 0 | 0 | 3,430 | ||
TEXAS INSTRS INC | COM | 882508104 | 1,114 | 5,911 | SH | SOLE | 0 | 0 | 5,911 | ||
3M CO | COM | 88579Y101 | 1,173 | 6,603 | SH | SOLE | 0 | 0 | 6,603 | ||
TORONTO DOMINION BK ONT | NOTE 3.625% 9/1 | 891160MJ9 | 14,786 | 13,770,000 | PRN | SOLE | 0 | 0 | 13,770,000 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,059 | 6,768 | SH | SOLE | 0 | 0 | 6,768 | ||
II-VI INC | COM | 902104108 | 485 | 7,100 | SH | SOLE | 0 | 0 | 7,100 | ||
TYSON FOODS INC | CL A | 902494103 | 1,060 | 12,161 | SH | SOLE | 0 | 0 | 12,161 | ||
UNION PAC CORP | COM | 907818108 | 1,109 | 4,403 | SH | SOLE | 0 | 0 | 4,403 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,046 | 4,880 | SH | SOLE | 0 | 0 | 4,880 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 452 | 900 | SH | SOLE | 0 | 0 | 900 | ||
V F CORP | COM | 918204108 | 914 | 12,487 | SH | SOLE | 0 | 0 | 12,487 | ||
VANGUARD WORLD FD | ESG US STK ETF | 921910733 | 6,851 | 77,945 | SH | SOLE | 0 | 0 | 77,945 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 254 | 3,142 | SH | SOLE | 0 | 0 | 3,142 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 6,047 | 118,430 | SH | SOLE | 0 | 0 | 118,430 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 26,998 | 240,813 | SH | SOLE | 0 | 0 | 240,813 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 1,903 | 31,059 | SH | SOLE | 0 | 0 | 31,059 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,433 | 89,630 | SH | SOLE | 0 | 0 | 89,630 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,844 | 47,300 | SH | SOLE | 0 | 0 | 47,300 | ||
VEEVA SYS INC | CL A COM | 922475108 | 204 | 800 | SH | SOLE | 0 | 0 | 800 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 9,899 | 22,675 | SH | SOLE | 0 | 0 | 22,675 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 1,866 | 7,329 | SH | SOLE | 0 | 0 | 7,329 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,017 | 7,915 | SH | SOLE | 0 | 0 | 7,915 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 3,911 | 12,189 | SH | SOLE | 0 | 0 | 12,189 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,062 | 4,701 | SH | SOLE | 0 | 0 | 4,701 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 41,021 | 169,902 | SH | SOLE | 0 | 0 | 169,902 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 281 | 5,417 | SH | SOLE | 0 | 0 | 5,417 | ||
VISA INC | COM CL A | 92826C839 | 249 | 1,150 | SH | SOLE | 0 | 0 | 1,150 | ||
GARMIN LTD | SHS | H2906T109 | 213 | 1,565 | SH | SOLE | 0 | 0 | 1,565 |