| | RSP PERMIAN INC |
| | Security | 74978Q105 | | | | | | Meeting Type | Special |
| | Ticker Symbol | RSPP | | | | | | Meeting Date | 17-Jul-2018 |
| | ISIN | US74978Q1058 | | | | | | Agenda | 934846683 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Approve Merger Agreement | Management | For | For | For | |
| | 2. | 14A Executive Compensation | Management | For | For | For | |
| | ALPS ETF TRUST |
| | Security | 00162Q866 | | | | | | Meeting Type | Special |
| | Ticker Symbol | AMLP | | | | | | Meeting Date | 21-Aug-2018 |
| | ISIN | US00162Q8666 | | | | | | Agenda | 934796383 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Approve Investment Advisory Agreement | Management | For | For | For | |
| | 3. | Approve Sub-Investment Advisory Agreement | Management | For | For | For | |
| | MICROSOFT CORPORATION |
| | Security | 594918104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | MSFT | | | | | | Meeting Date | 28-Nov-2018 |
| | ISIN | US5949181045 | | | | | | Agenda | 934884544 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | 14A Executive Compensation | Management | For | For | For | |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | PALO ALTO NETWORKS, INC. |
| | Security | 697435105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PANW | | | | | | Meeting Date | 07-Dec-2018 |
| | ISIN | US6974351057 | | | | | | Agenda | 934891599 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | |
| | BEIGENE LTD |
| | Security | 07725L102 | | | | | | Meeting Type | Special |
| | Ticker Symbol | BGNE | | | | | | Meeting Date | 07-Dec-2018 |
| | ISIN | US07725L1026 | | | | | | Agenda | 934901427 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | S1 | Approve Company Name Change | Management | For | For | For | |
| | S2 | Approve Article Amendments | Management | For | For | For | |
| | O3 | Miscellaneous Corporate Actions | Management | For | For | For | |
| | O4 | Miscellaneous Corporate Actions | Management | For | For | For | |
| | O5 | Amend Stock Option Plan | Management | For | For | For | |
| | O6 | Amend Employee Stock Purchase Plan | Management | For | For | For | |
| | LINE CORPORATION |
| | Security | 53567X101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | LN | | | | | | Meeting Date | 28-Mar-2019 |
| | ISIN | US53567X1019 | | | | | | Agenda | 934940138 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Approve Article Amendments | Management | For | For | For | |
| | 2. | Election of Directors | Management | | | | |
| | | | 1 | Takeshi Idezawa | For | For | For | |
| | | | 2 | Jun Masuda | For | For | For | |
| | | | 3 | Joongho Shin | For | For | For | |
| | | | 4 | In Joon Hwang | For | For | For | |
| | | | 5 | Hae-jin Lee | For | For | For | |
| | | | 6 | Tadashi Kunihiro | For | For | For | |
| | | | 7 | Koji Kotaka | For | For | For | |
| | | | 8 | Rehito Hatoyama | For | For | For | |
| | 3A. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3B. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3C. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 4A. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 5. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | |
| | 6. | Approve Option Grants | Management | For | For | For | |
| | FIAT CHRYSLER AUTOMOBILES N.V. |
| | Security | N31738102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | FCAU | | | | | | Meeting Date | 12-Apr-2019 |
| | ISIN | NL0010877643 | | | | | | Agenda | 934942295 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 2.d | Adopt Accounts for Past Year | Management | For | For | For | |
| | 2.e | Dividends | Management | For | For | For | |
| | 2.f | Approve Discharge of Board and President | Management | For | For | For | |
| | 3.a | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 3.b | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 3.c | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.a | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.b | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.c | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.d | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.e | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.f | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.g | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.h | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4.i | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 6.1 | Stock Issuance | Management | For | For | For | |
| | 6.2 | Eliminate Pre-Emptive Rights | Management | For | For | For | |
| | 6.3 | Eliminate Pre-Emptive Rights | Management | For | For | For | |
| | 7. | Authorize Directors to Repurchase Shares | Management | For | For | For | |
| | 8. | Miscellaneous Corporate Actions | Management | For | For | For | |
| | 9.a | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | |
| | 9.b | Approve Option Grants | Management | For | For | For | |
| | SPOTIFY TECHNOLOGY S.A. |
| | Security | L8681T102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPOT | | | | | | Meeting Date | 18-Apr-2019 |
| | ISIN | LU1778762911 | | | | | | Agenda | 934955317 - Management |
| | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Adopt Accounts for Past Year | Management | For | For | For | |
| | 2. | Dividends | Management | For | For | For | |
| | 3. | Approve Director Liability Insurance | Management | For | For | For | |
| | 4a. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4b. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4c. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4d. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4e. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4f. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4g. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4h. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4i. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 6. | Approve Remuneration of Directors and Auditors | Management | For | For | For | |
| | 7. | Miscellaneous Corporate Actions | Management | For | For | For | |
| | BDO UNIBANK INC |
| | Security | Y07775102 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 22-Apr-2019 |
| | ISIN | PHY077751022 | | | | | | Agenda | 710755678 - Management |
| | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1 | Management Proposal | Management | For | For | For | |
| | 2 | Management Proposal | Management | For | For | For | |
| | 3 | Management Proposal | Management | For | For | For | |
| | 4 | Management Proposal | Management | For | For | For | |
| | 5 | Management Proposal | Management | For | For | For | |
| | 6 | Management Proposal | Management | For | For | For | |
| | 7.A | Management Proposal | Management | For | For | For | |
| | 7.B | Management Proposal | Management | For | For | For | |
| | 7.C | Management Proposal | Management | For | For | For | |
| | 7.D | Management Proposal | Management | For | For | For | |
| | 7.E | Management Proposal | Management | For | For | For | |
| | 7.F | Management Proposal | Management | For | For | For | |
| | 7.G | Management Proposal | Management | For | For | For | |
| | 7.H | Management Proposal | Management | For | For | For | |
| | 7.I | Management Proposal | Management | For | For | For | |
| | 7.J | Management Proposal | Management | For | For | For | |
| | 7.K | Management Proposal | Management | For | For | For | |
| | 8 | Management Proposal | Management | For | For | For | |
| | 9 | Other Business | Management | Abstain | Abstain | For | |
| | 10 | Management Proposal | Management | For | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 157713 DUE TO RECEIPT OF-DIRECTOR NAMES FOR RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU. | Non-Voting | | | | |
| | SPIRIT AEROSYSTEMS HOLDINGS INC |
| | Security | 848574109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | SPR | | | | | | Meeting Date | 24-Apr-2019 |
| | ISIN | US8485741099 | | | | | | Agenda | 934940152 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1b. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1c. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1d. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1e. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1f. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1g. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1h. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 1i. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | |
| | 2. | 14A Executive Compensation | Management | Abstain | For | Against | |
| | 3. | Ratify Appointment of Independent Auditors | Management | Abstain | For | Against | |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Abstain | Against | Against | |
| | HERBALIFE NUTRITION LTD. |
| | Security | G4412G101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HLF | | | | | | Meeting Date | 24-Apr-2019 |
| | ISIN | KYG4412G1010 | | | | | | Agenda | 934944566 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | 14A Executive Compensation | Management | For | For | For | |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | JUST EAT PLC |
| | Security | G5215U106 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 01-May-2019 |
| | ISIN | GB00BKX5CN86 | | | | | | Agenda | 710803607 - Management |
| | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1 | Management Proposal | Management | For | For | For | |
| | 2 | Management Proposal | Management | For | For | For | |
| | 3 | Management Proposal | Management | For | For | For | |
| | 4 | Management Proposal | Management | For | For | For | |
| | 5 | Management Proposal | Management | For | For | For | |
| | 6 | Management Proposal | Management | For | For | For | |
| | 7 | Management Proposal | Management | For | For | For | |
| | 8 | Management Proposal | Management | For | For | For | |
| | 9 | Management Proposal | Management | For | For | For | |
| | 10 | Management Proposal | Management | For | For | For | |
| | 11 | Management Proposal | Management | For | For | For | |
| | 12 | Management Proposal | Management | For | For | For | |
| | 13 | Management Proposal | Management | For | For | For | |
| | 14 | Management Proposal | Management | For | For | For | |
| | 15 | Management Proposal | Management | For | For | For | |
| | 16 | Management Proposal | Management | For | For | For | |
| | 17 | Management Proposal | Management | For | For | For | |
| | 18 | Management Proposal | Management | For | For | For | |
| | 19 | Management Proposal | Management | For | For | For | |
| | 20 | Management Proposal | Management | For | For | For | |
| | ROLLS-ROYCE HOLDINGS PLC |
| | Security | G76225104 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 02-May-2019 |
| | ISIN | GB00B63H8491 | | | | | | Agenda | 710794517 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1 | Management Proposal | Management | For | For | For | |
| | 2 | Management Proposal | Management | For | For | For | |
| | 3 | Management Proposal | Management | For | For | For | |
| | 4 | Management Proposal | Management | For | For | For | |
| | 5 | Management Proposal | Management | For | For | For | |
| | 6 | Management Proposal | Management | For | For | For | |
| | 7 | Management Proposal | Management | For | For | For | |
| | 8 | Management Proposal | Management | For | For | For | |
| | 9 | Management Proposal | Management | For | For | For | |
| | 10 | Management Proposal | Management | For | For | For | |
| | 11 | Management Proposal | Management | For | For | For | |
| | 12 | Management Proposal | Management | For | For | For | |
| | 13 | Management Proposal | Management | For | For | For | |
| | 14 | Management Proposal | Management | For | For | For | |
| | 15 | Management Proposal | Management | For | For | For | |
| | 16 | Management Proposal | Management | For | For | For | |
| | 17 | Management Proposal | Management | For | For | For | |
| | 18 | Management Proposal | Management | For | For | For | |
| | 19 | Management Proposal | Management | For | For | For | |
| | 20 | Management Proposal | Management | For | For | For | |
| | 21 | Management Proposal | Management | For | For | For | |
| | 22 | Management Proposal | Management | For | For | For | |
| | BERKSHIRE HATHAWAY INC. |
| | Security | 084670702 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BRKB | | | | | | Meeting Date | 04-May-2019 |
| | ISIN | US0846707026 | | | | | | Agenda | 934943362 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Warren E. Buffett | Withheld | For | Against | |
| | | | 2 | Charles T. Munger | Withheld | For | Against | |
| | | | 3 | Gregory E. Abel | Withheld | For | Against | |
| | | | 4 | Howard G. Buffett | Withheld | For | Against | |
| | | | 5 | Stephen B. Burke | Withheld | For | Against | |
| | | | 6 | Susan L. Decker | Withheld | For | Against | |
| | | | 7 | William H. Gates III | Withheld | For | Against | |
| | | | 8 | David S. Gottesman | Withheld | For | Against | |
| | | | 9 | Charlotte Guyman | Withheld | For | Against | |
| | | | 10 | Ajit Jain | Withheld | For | Against | |
| | | | 11 | Thomas S. Murphy | Withheld | For | Against | |
| | | | 12 | Ronald L. Olson | Withheld | For | Against | |
| | | | 13 | Walter Scott, Jr. | Withheld | For | Against | |
| | | | 14 | Meryl B. Witmer | Withheld | For | Against | |
| | CARGURUS, INC. |
| | Security | 141788109 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | CARG | | | | | | Meeting Date | 07-May-2019 |
| | ISIN | US1417881091 | | | | | | Agenda | 934951838 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Steven Conine | For | For | For | |
| | | | 2 | Stephen Kaufer | For | For | For | |
| | | | 3 | Anastasios Parafestas | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | |
| | RETROPHIN, INC. |
| | Security | 761299106 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | RTRX | | | | | | Meeting Date | 08-May-2019 |
| | ISIN | US7612991064 | | | | | | Agenda | 934983619 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Stephen Aselage | For | For | For | |
| | | | 2 | Roy Baynes | For | For | For | |
| | | | 3 | Timothy Coughlin | For | For | For | |
| | | | 4 | Eric M. Dube | For | For | For | |
| | | | 5 | John Kozarich | For | For | For | |
| | | | 6 | Gary Lyons | For | For | For | |
| | | | 7 | Jeffrey Meckler | For | For | For | |
| | | | 8 | John A. Orwin | For | For | For | |
| | | | 9 | Ron Squarer | For | For | For | |
| | 2. | Amend Stock Compensation Plan | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | AMAZON.COM, INC. |
| | Security | 023135106 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | AMZN | | | | | | Meeting Date | 22-May-2019 |
| | ISIN | US0231351067 | | | | | | Agenda | 934985954 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | S/H Proposal - Environmental | Shareholder | Against | Against | For | |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | |
| | 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |
| | 9. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Against | For | |
| | 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |
| | 11. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | Against | For | |
| | 12. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |
| | 13. | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | Against | For | |
| | 14. | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | |
| | 15. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |
| | WUXI BIOLOGICS (CAYMAN) INC. |
| | Security | G97008109 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 05-Jun-2019 |
| | ISIN | KYG970081090 | | | | | | Agenda | 711131639 - Management |
| | | | | | | | | | | | | | | | |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDC O/LISTCONEWS/SEHK/2019/0503/LTN201 905031529.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDC O/LISTCONEWS/SEHK/2019/0503/LTN201 905031527.PDF | Non-Voting | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | |
| | 1 | Management Proposal | Management | | For | | |
| | 2.A | Management Proposal | Management | | For | | |
| | 2.B | Management Proposal | Management | | For | | |
| | 2.C | Management Proposal | Management | | For | | |
| | 3 | Management Proposal | Management | | For | | |
| | 4 | Management Proposal | Management | | For | | |
| | 5 | Management Proposal | Management | | For | | |
| | 6 | Management Proposal | Management | | For | | |
| | 7 | Management Proposal | Management | | For | | |
| | 8 | Management Proposal | Management | | For | | |
| | 9 | Management Proposal | Management | | For | | |
| | 10 | Management Proposal | Management | | For | | |
| | 11 | Management Proposal | Management | | For | | |
| | 12 | Management Proposal | Management | | For | | |
| | 13 | Management Proposal | Management | | For | | |
| | ADAMAS PHARMACEUTICALS, INC. |
| | Security | 00548A106 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ADMS | | | | | | Meeting Date | 05-Jun-2019 |
| | ISIN | US00548A1060 | | | | | | Agenda | 935001317 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Gregory T. Went, Ph.D. | For | For | For | |
| | | | 2 | Mardi C. Dier | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | ADMA BIOLOGICS INC. |
| | Security | 000899104 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ADMA | | | | | | Meeting Date | 05-Jun-2019 |
| | ISIN | US0008991046 | | | | | | Agenda | 935010809 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Dr. Jerrold B. Grossman | For | For | For | |
| | | | 2 | Lawrence P. Guiheen | For | For | For | |
| | 2. | Authorize Common Stock Increase | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 3 Years | 3 Years | For | |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | BEIGENE LTD |
| | Security | 07725L102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | BGNE | | | | | | Meeting Date | 05-Jun-2019 |
| | ISIN | US07725L1026 | | | | | | Agenda | 935016849 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 3. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 4. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 6. | Stock Issuance | Management | For | For | For | |
| | 7. | Amend Stock Option Plan | Management | For | For | For | |
| | 8. | 14A Executive Compensation | Management | For | For | For | |
| | ACLARIS THERAPEUTICS, INC. |
| | Security | 00461U105 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | ACRS | | | | | | Meeting Date | 06-Jun-2019 |
| | ISIN | US00461U1051 | | | | | | Agenda | 934995121 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Neal Walker | For | For | For | |
| | | | 2 | William Humphries | For | For | For | |
| | | | 3 | Andrew Schiff | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | ARATANA THERAPEUTICS, INC. |
| | Security | 03874P101 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | PETX | | | | | | Meeting Date | 06-Jun-2019 |
| | ISIN | US03874P1012 | | | | | | Agenda | 934997240 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Craig A. Barbarosh, Esq | For | For | For | |
| | | | 2 | David L. Brinkley | For | For | For | |
| | | | 3 | Robert P. Roche, Jr. | For | For | For | |
| | | | 4 | Craig A. Tooman | For | For | For | |
| | 2. | 14A Executive Compensation | Management | For | For | For | |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | NETFLIX, INC. |
| | Security | 64110L106 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | NFLX | | | | | | Meeting Date | 06-Jun-2019 |
| | ISIN | US64110L1061 | | | | | | Agenda | 934997252 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | |
| | 5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | Against | For | |
| | GULFPORT ENERGY CORPORATION |
| | Security | 402635304 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | GPOR | | | | | | Meeting Date | 06-Jun-2019 |
| | ISIN | US4026353049 | | | | | | Agenda | 935028490 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | Amend Stock Compensation Plan | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | IOVANCE BIOTHERAPEUTICS, INC. |
| | Security | 462260100 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | IOVA | | | | | | Meeting Date | 10-Jun-2019 |
| | ISIN | US4622601007 | | | | | | Agenda | 935013211 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Iain Dukes, D. Phil | For | For | For | |
| | | | 2 | Maria Fardis, Ph.D. | For | For | For | |
| | | | 3 | Ryan Maynard | For | For | For | |
| | | | 4 | Merrill A. McPeak | For | For | For | |
| | | | 5 | Wayne P. Rothbaum | For | For | For | |
| | | | 6 | Michael Weiser, MD, PhD | For | For | For | |
| | 2. | 14A Executive Compensation | Management | For | For | For | |
| | 3. | Authorize Common Stock Increase | Management | For | For | For | |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | SUNCITY GROUP HOLDINGS LIMITED |
| | Security | G8572D113 | | | | | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2019 |
| | ISIN | KYG8572D1135 | | | | | | Agenda | 711104404 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDC O/LISTCONEWS/SEHK/2019/0430/LTN201 904301145.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDC O/LISTCONEWS/SEHK/2019/0430/LTN201 904301161.PDF | Non-Voting | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | |
| | 1 | Management Proposal | Management | For | For | For | |
| | 2.I | Management Proposal | Management | For | For | For | |
| | 2.II | Management Proposal | Management | For | For | For | |
| | 2.III | Management Proposal | Management | For | For | For | |
| | 2.IV | Management Proposal | Management | For | For | For | |
| | 3 | Management Proposal | Management | For | For | For | |
| | 4 | Management Proposal | Management | For | For | For | |
| | 5 | Management Proposal | Management | For | For | For | |
| | 6 | Management Proposal | Management | For | For | For | |
| | TWILIO INC. |
| | Security | 90138F102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | TWLO | | | | | | Meeting Date | 18-Jun-2019 |
| | ISIN | US90138F1021 | | | | | | Agenda | 935010986 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management | |
| | 1. | Election of Directors | Management | | | | |
| | | | 1 | Elena Donio | For | For | For | |
| | | | 2 | Donna L. Dubinsky | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | HERON THERAPEUTICS, INC. |
| | Security | 427746102 | | | | | | Meeting Type | Annual |
| | Ticker Symbol | HRTX | | | | | | Meeting Date | 18-Jun-2019 |
| | ISIN | US4277461020 | | | | | | Agenda | 935021232 - Management |
| | Item | Proposal | | Proposed by | Vote | Management Recommendation | For/Against Management |
| | 1A | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1B | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1C | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1D | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 1E | Election of Directors (Majority Voting) | Management | For | For | For | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |
| | 3. | 14A Executive Compensation | Management | For | For | For | |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | |
| | 5. | Amend Stock Compensation Plan | Management | For | For | For | |
| | 6. | Amend Employee Stock Purchase Plan | Management | For | For | For | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
