| | ARATANA THERAPEUTICS, INC. | | |
| | Security | 03874P101 | | | | | Meeting Type | | Special |
| | Ticker Symbol | PETX | | | | | Meeting Date | | 16-Jul-2019 |
| | ISIN | US03874P1012 | | | | | Agenda | | 935054875 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Approve Merger Agreement | Management | For | For | For | | | |
| | 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation | Management | For | For | For | | | |
| | AVADEL PHARMACEUTICALS PLC | | |
| | Security | 05337M104 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | AVDL | | | | | Meeting Date | | 06-Aug-2019 |
| | ISIN | US05337M1045 | | | | | Agenda | | 935054015 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | LA JOLLA PHARMACEUTICAL COMPANY | | |
| | Security | 503459604 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | LJPC | | | | | Meeting Date | | 08-Oct-2019 |
| | ISIN | US5034596040 | | | | | Agenda | | 935082812 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | George Tidmarsh, M.D. | For | For | For | | | |
| | | | | 2 | Kevin Tang | For | For | For | | | |
| | | | | 3 | Laura Johnson Douglass | For | For | For | | | |
| | | | | 4 | Craig Johnson | For | For | For | | | |
| | | | | 5 | David Ramsay | For | For | For | | | |
| | | | | 6 | Robert Rosen | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | | | |
| | 4. | 14A Executive Compensation | Management | For | For | For | | | |
| | 5. | 14A Executive Compensation Vote
Frequency | Management | 3 Years | 3 Years | For | | | |
| | MICROSOFT CORPORATION | | |
| | Security | 594918104 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | MSFT | | | | | Meeting Date | | 04-Dec-2019 |
| | ISIN | US5949181045 | | | | | Agenda | | 935092849 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1M. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 2. | 14A Executive Compensation | Management | For | For | For | | | |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 5. | S/H Proposal - Gender Pay Equality | Shareholder | Against | Against | For | | | |
| | THE WALT DISNEY COMPANY | | |
| | Security | 254687106 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | DIS | | | | | Meeting Date | | 11-Mar-2020 |
| | ISIN | US2546871060 | | | | | Agenda | | 935125648 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation | Management | For | For | For | | | |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | | | |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | | | |
| | SWEDISH MATCH AB | | |
| | Security | W92277115 | | | | | Meeting Type | | Annual General Meeting |
| | Ticker Symbol | | | | | | Meeting Date | | 02-Apr-2020 |
| | ISIN | SE0000310336 | | | | | Agenda | | 712198565 - Management |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1 | OPENING OF THE MEETING AND
ELECTION OF THE CHAIRMAN OF THE
MEETING: URBAN-BAVESTAM,
ATTORNEY AT LAW | Non-Voting | | | | | | |
| | 2 | PREPARATION AND APPROVAL OF THE
VOTING LIST | Non-Voting | | | | | | |
| | 3 | ELECTION OF ONE OR TWO PERSONS
TO VERIFY THE MINUTES | Non-Voting | | | | | | |
| | 4 | DETERMINATION OF WHETHER THE
MEETING HAS BEEN DULY CONVENED | Non-Voting | | | | | | |
| | 5 | APPROVAL OF THE AGENDA | Non-Voting | | | | | | |
| | 6 | PRESENTATION OF THE ANNUAL
REPORT AND THE AUDITOR'S REPORT,
THE CONSOLIDATED-FINANCIAL
STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED
FINANCIAL-STATEMENTS FOR 2019,
THE AUDITOR'S OPINION REGARDING
COMPLIANCE WITH THE-PRINCIPLES
FOR REMUNERATION TO MEMBERS OF
THE EXECUTIVE MANAGEMENT AS
WELL AS-THE BOARD OF DIRECTORS'
PROPOSAL REGARDING THE
ALLOCATION OF PROFIT AND-
MOTIVATED STATEMENT. IN
CONNECTION THERETO, THE
PRESIDENT'S SPEECH AND THE-BOARD
OF DIRECTORS' REPORT ON ITS WORK
AS WELL AS THE WORK AND FUNCTION
OF-THE REMUNERATION COMMITTEE
AND THE AUDIT COMMITTEE | Non-Voting | | | | | | |
| | 7 | Management Proposal | Management | For | For | For | | | |
| | 8 | Management Proposal | Management | For | For | For | | | |
| | 9 | Management Proposal | Management | For | For | For | | | |
| | 10 | Management Proposal | Management | Abstain | None | | | | |
| | 11 | Management Proposal | Management | Abstain | None | | | | |
| | 12 | Management Proposal | Management | Abstain | None | | | | |
| | 13 | Management Proposal | Management | Abstain | None | | | | |
| | 14 | Management Proposal | Management | Abstain | None | | | | |
| | 15 | Management Proposal | Management | Abstain | None | | | | |
| | 16 | Management Proposal | Management | For | For | For | | | |
| | 17 | Management Proposal | Management | For | For | For | | | |
| | 18 | Management Proposal | Management | For | For | For | | | |
| | 19 | Management Proposal | Management | For | For | For | | | |
| | 20 | Management Proposal | Management | For | For | For | | | |
| | 21.A | Shareholder Proposal | Shareholder | Abstain | None | | | | |
| | 21.B | Shareholder Proposal | Shareholder | Abstain | None | | | | |
| | LANTHEUS HOLDINGS, INC. | | |
| | Security | 516544103 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | LNTH | | | | | Meeting Date | | 23-Apr-2020 |
| | ISIN | US5165441032 | | | | | Agenda | | 935141870 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Julie McHugh | For | For | For | | | |
| | | | | 2 | Dr. Frederick Robertson | For | For | For | | | |
| | 2. | 14A Executive Compensation | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | | | |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | LANTHEUS HOLDINGS, INC. | | |
| | Security | 516544103 | | | | | Meeting Type | | Special |
| | Ticker Symbol | LNTH | | | | | Meeting Date | | 28-Apr-2020 |
| | ISIN | US5165441032 | | | | | Agenda | | 935157950 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Stock Issuance | Management | For | For | For | | | |
| | 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | | | |
| | PROGENICS PHARMACEUTICALS, INC. | | |
| | Security | 743187106 | | | | | Meeting Type | | Special |
| | Ticker Symbol | PGNX | | | | | Meeting Date | | 28-Apr-2020 |
| | ISIN | US7431871067 | | | | | Agenda | | 935157986 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Approve Merger Agreement | Management | For | For | For | | | |
| | 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | | | |
| | 3. | 14A Extraordinary Transaction Executive
Compensation | Management | For | For | For | | | |
| | HERBALIFE NUTRITION LTD. | | |
| | Security | G4412G101 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | HLF | | | | | Meeting Date | | 29-Apr-2020 |
| | ISIN | KYG4412G1010 | | | | | Agenda | | 935148230 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1M. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 2. | 14A Executive Compensation | Management | For | For | For | | | |
| | 3. | Approve Charter Amendment | Management | For | For | For | | | |
| | 4. | Approve Charter Amendment | Management | For | For | For | | | |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | BIOHAVEN PHARMACEUTICAL HLDG CO LTD | | |
| | Security | G11196105 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | BHVN | | | | | Meeting Date | | 30-Apr-2020 |
| | ISIN | VGG111961055 | | | | | Agenda | | 935174994 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1A. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | | | |
| | 1B. | Election of Directors (Majority Voting) | Management | Abstain | For | Against | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | Abstain | For | Against | | | |
| | 3. | 14A Executive Compensation | Management | Abstain | For | Against | | | |
| | BERKSHIRE HATHAWAY INC. | | |
| | Security | 084670702 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | BRKB | | | | | Meeting Date | | 02-May-2020 |
| | ISIN | US0846707026 | | | | | Agenda | | 935144105 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Warren E. Buffett | For | For | For | | | |
| | | | | 2 | Charles T. Munger | For | For | For | | | |
| | | | | 3 | Gregory E. Abel | For | For | For | | | |
| | | | | 4 | Howard G. Buffett | For | For | For | | | |
| | | | | 5 | Stephen B. Burke | For | For | For | | | |
| | | | | 6 | Kenneth I. Chenault | For | For | For | | | |
| | | | | 7 | Susan L. Decker | For | For | For | | | |
| | | | | 8 | David S. Gottesman | For | For | For | | | |
| | | | | 9 | Charlotte Guyman | For | For | For | | | |
| | | | | 10 | Ajit Jain | For | For | For | | | |
| | | | | 11 | Thomas S. Murphy | For | For | For | | | |
| | | | | 12 | Ronald L. Olson | For | For | For | | | |
| | | | | 13 | Walter Scott, Jr. | For | For | For | | | |
| | | | | 14 | Meryl B. Witmer | For | For | For | | | |
| | 2. | 14A Executive Compensation | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 3 Years | 3 Years | For | | | |
| | 4. | S/H Proposal - Create a Non-Discriminatory
Sexual Orientation Policy | Shareholder | Against | Against | For | | | |
| | ROLLS-ROYCE HOLDINGS PLC | | |
| | Security | G76225104 | | | | | Meeting Type | | Annual General Meeting |
| | Ticker Symbol | | | | | | Meeting Date | | 07-May-2020 |
| | ISIN | GB00B63H8491 | | | | | Agenda | | 712301376 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1 | Management Proposal | Management | For | For | For | | | |
| | 2 | Management Proposal | Management | For | For | For | | | |
| | 3 | Management Proposal | Management | For | For | For | | | |
| | 4 | Management Proposal | Management | For | For | For | | | |
| | 5 | Management Proposal | Management | For | For | For | | | |
| | 6 | Management Proposal | Management | For | For | For | | | |
| | 7 | Management Proposal | Management | For | For | For | | | |
| | 8 | Management Proposal | Management | For | For | For | | | |
| | 9 | Management Proposal | Management | For | For | For | | | |
| | 10 | Management Proposal | Management | For | For | For | | | |
| | 11 | Management Proposal | Management | For | For | For | | | |
| | 12 | Management Proposal | Management | For | For | For | | | |
| | 13 | Management Proposal | Management | For | For | For | | | |
| | 14 | Management Proposal | Management | For | For | For | | | |
| | 15 | Management Proposal | Management | For | For | For | | | |
| | 16 | Management Proposal | Management | For | For | For | | | |
| | 17 | Management Proposal | Management | For | For | For | | | |
| | 18 | Management Proposal | Management | For | For | For | | | |
| | 19 | Management Proposal | Management | For | For | For | | | |
| | 20 | Management Proposal | Management | For | For | For | | | |
| | 21 | Management Proposal | Management | For | For | For | | | |
| | 22 | Management Proposal | Management | For | For | For | | | |
| | 23 | Management Proposal | Management | For | For | For | | | |
| | ROLLS-ROYCE HOLDINGS PLC | | |
| | Security | G76225104 | | | | | Meeting Type | | Special General Meeting |
| | Ticker Symbol | | | | | | Meeting Date | | 07-May-2020 |
| | ISIN | GB00B63H8491 | | | | | Agenda | | 712400643 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1 | Management Proposal | Management | For | For | For | | | |
| | PLAINS ALL AMERICAN PIPELINE, L.P. | | |
| | Security | 726503105 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | PAA | | | | | Meeting Date | | 20-May-2020 |
| | ISIN | US7265031051 | | | | | Agenda | | 935190948 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Alexandra Pruner | Withheld | For | Against | | | |
| | | | | 2 | Lawrence Ziemba | Withheld | For | Against | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | Abstain | For | Against | | | |
| | 3. | 14A Executive Compensation | Management | Abstain | For | Against | | | |
| | FACEBOOK, INC. | | |
| | Security | 30303M102 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | FB | | | | | Meeting Date | | 27-May-2020 |
| | ISIN | US30303M1027 | | | | | Agenda | | 935178221 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Peggy Alford | For | For | For | | | |
| | | | | 2 | Marc L. Andreessen | For | For | For | | | |
| | | | | 3 | Andrew W. Houston | For | For | For | | | |
| | | | | 4 | Nancy Killefer | For | For | For | | | |
| | | | | 5 | Robert M. Kimmitt | For | For | For | | | |
| | | | | 6 | Sheryl K. Sandberg | For | For | For | | | |
| | | | | 7 | Peter A. Thiel | For | For | For | | | |
| | | | | 8 | Tracey T. Travis | For | For | For | | | |
| | | | | 9 | Mark Zuckerberg | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | Miscellaneous Compensation Plans | Management | For | For | For | | | |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 5. | S/H Proposal - Establish Independent
Chairman | Shareholder | Against | Against | For | | | |
| | 6. | S/H Proposal - Election of Directors By
Majority Vote | Shareholder | Against | Against | For | | | |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | | | |
| | 8. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | | | |
| | 9. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | | | |
| | 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 11. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | AMAZON.COM, INC. | | |
| | Security | 023135106 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | AMZN | | | | | Meeting Date | | 27-May-2020 |
| | ISIN | US0231351067 | | | | | Agenda | | 935186305 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation | Management | For | For | For | | | |
| | 4. | Approve Charter Amendment | Management | For | For | For | | | |
| | 5. | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | Against | For | | | |
| | 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 9. | S/H Proposal - Establish Independent
Chairman | Shareholder | Against | Against | For | | | |
| | 10. | S/H Proposal - Create a Non-Discriminatory
Sexual Orientation Policy | Shareholder | Against | Against | For | | | |
| | 11. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 12. | S/H Proposal - Create a Non-Discriminatory
Sexual Orientation Policy | Shareholder | Against | Against | For | | | |
| | 13. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 14. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 15. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 16. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | | | |
| | ALPHABET INC. | | |
| | Security | 02079K305 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | GOOGL | | | | | Meeting Date | | 03-Jun-2020 |
| | ISIN | US02079K3059 | | | | | Agenda | | 935196762 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Larry Page | For | For | For | | | |
| | | | | 2 | Sergey Brin | For | For | For | | | |
| | | | | 3 | Sundar Pichai | For | For | For | | | |
| | | | | 4 | John L. Hennessy | For | For | For | | | |
| | | | | 5 | Frances H. Arnold | For | For | For | | | |
| | | | | 6 | L. John Doerr | For | For | For | | | |
| | | | | 7 | Roger W. Ferguson, Jr. | For | For | For | | | |
| | | | | 8 | Ann Mather | For | For | For | | | |
| | | | | 9 | Alan R. Mulally | For | For | For | | | |
| | | | | 10 | K. Ram Shriram | For | For | For | | | |
| | | | | 11 | Robin L. Washington | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | | | |
| | 4. | 14A Executive Compensation | Management | For | For | For | | | |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | | | |
| | 11. | Miscellaneous Shareholder Proposal | Shareholder | Against | Against | For | | | |
| | 12. | Miscellaneous Shareholder Proposal | Shareholder | Against | Against | For | | | |
| | 13. | Miscellaneous Shareholder Proposal | Shareholder | Against | Against | For | | | |
| | 14. | Miscellaneous Shareholder Proposal | Shareholder | Against | Against | For | | | |
| | TWILIO INC. | | |
| | Security | 90138F102 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | TWLO | | | | | Meeting Date | | 03-Jun-2020 |
| | ISIN | US90138F1021 | | | | | Agenda | | 935198829 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Richard Dalzell | For | For | For | | | |
| | | | | 2 | Jeffrey Immelt | For | For | For | | | |
| | | | | 3 | Erika Rottenberg | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation | Management | For | For | For | | | |
| | BDO UNIBANK INC | | |
| | Security | Y07775102 | | | | | Meeting Type | | Annual General Meeting |
| | Ticker Symbol | | | | | | Meeting Date | | 16-Jun-2020 |
| | ISIN | PHY077751022 | | | | | Agenda | | 712617933 - Management |
| | | | | | | | | | | | | | | | | | | | | | | |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1 | Management Proposal | Management | For | For | For | | | |
| | 2 | Management Proposal | Management | For | For | For | | | |
| | 3 | Management Proposal | Management | For | For | For | | | |
| | 4 | Management Proposal | Management | For | For | For | | | |
| | 5 | Management Proposal | Management | For | For | For | | | |
| | 6 | Management Proposal | Management | For | For | For | | | |
| | 7 | Management Proposal | Management | For | For | For | | | |
| | 8 | Management Proposal | Management | For | For | For | | | |
| | 9 | Management Proposal | Management | For | For | For | | | |
| | 10 | Management Proposal | Management | For | For | For | | | |
| | 11 | Management Proposal | Management | For | For | For | | | |
| | 12 | Management Proposal | Management | For | For | For | | | |
| | 13 | Management Proposal | Management | For | For | For | | | |
| | 14 | Management Proposal | Management | For | For | For | | | |
| | 15 | Management Proposal | Management | For | For | For | | | |
| | 16 | Management Proposal | Management | For | For | For | | | |
| | 17 | Management Proposal | Management | For | For | For | | | |
| | 18 | Management Proposal | Management | For | For | For | | | |
| | 19 | Management Proposal | Management | For | For | For | | | |
| | 20 | Other Business | Management | Abstain | Abstain | For | | | |
| | 21 | Management Proposal | Management | For | For | For | | | |
| | HERON THERAPEUTICS, INC. | | |
| | Security | 427746102 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | HRTX | | | | | Meeting Date | | 17-Jun-2020 |
| | ISIN | US4277461020 | | | | | Agenda | | 935200333 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 3. | 14A Executive Compensation | Management | For | For | For | | | |
| | BEIGENE LTD | | |
| | Security | 07725L102 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | BGNE | | | | | Meeting Date | | 17-Jun-2020 |
| | ISIN | US07725L1026 | | | | | Agenda | | 935209557 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1 | Election of Directors (Full Slate) | Management | Abstain | For | Against | | | |
| | 2 | Election of Directors (Full Slate) | Management | Abstain | For | Against | | | |
| | 3 | Election of Directors (Full Slate) | Management | Abstain | For | Against | | | |
| | 4 | Ratify Appointment of Independent Auditors | Management | Abstain | For | Against | | | |
| | 5 | Stock Issuance | Management | Abstain | For | Against | | | |
| | 6 | 14A Extraordinary Transaction Executive
Compensation | Management | Abstain | For | Against | | | |
| | 7 | Allot Securities | Management | Abstain | For | Against | | | |
| | 8 | Amend Stock Compensation Plan | Management | Abstain | For | Against | | | |
| | 9 | 14A Executive Compensation | Management | Abstain | For | Against | | | |
| | LYFT, INC. | | |
| | Security | 55087P104 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | LYFT | | | | | Meeting Date | | 19-Jun-2020 |
| | ISIN | US55087P1049 | | | | | Agenda | | 935198817 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | Logan Green | Withheld | For | Against | | | |
| | | | | 2 | Ann Miura-Ko | Withheld | For | Against | | | |
| | 2. | Ratify Appointment of Independent Auditors | Management | Abstain | For | Against | | | |
| | 3. | 14A Executive Compensation | Management | Abstain | For | Against | | | |
| | 4. | 14A Executive Compensation Vote
Frequency | Management | Abstain | 1 Year | Against | | | |
| | TRANSDIGM GROUP INCORPORATED | | |
| | Security | 893641100 | | | | | Meeting Type | | Annual |
| | Ticker Symbol | TDG | | | | | Meeting Date | | 29-Jun-2020 |
| | ISIN | US8936411003 | | | | | Agenda | | 935221414 - Management |
| | Item | Proposal | Proposed
by | Vote | Management Recommendation | For/Against
Management | | |
| | 1. | Election of Directors | Management | | | | | | |
| | | | | 1 | David Barr | For | For | For | | | |
| | | | | 2 | William Dries | For | For | For | | | |
| | | | | 3 | Mervin Dunn | For | For | For | | | |
| | | | | 4 | Michael Graff | For | For | For | | | |
| | | | | 5 | Sean Hennessy | For | For | For | | | |
| | | | | 6 | W. Nicholas Howley | For | For | For | | | |
| | | | | 7 | Raymond Laubenthal | For | For | For | | | |
| | | | | 8 | Gary E. McCullough | For | For | For | | | |
| | | | | 9 | Michele Santana | For | For | For | | | |
| | | | | 10 | Robert Small | For | For | For | | | |
| | | | | 11 | John Staer | For | For | For | | | |
| | | | | 12 | Kevin Stein | For | For | For | | | |
| | 2. | 14A Executive Compensation | Management | For | For | For | | | |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | | | |
| | 4. | S/H Proposal - Report/Reduce Greenhouse
Gas Emissions | Shareholder | Against | Against | For | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
