RiverNorth Opportunities Fund (RIV) N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:  811-22472

RIVERNORTH OPPORTUNITIES FUND, INC.

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Christopher A. Moore

RiverNorth Opportunities Fund, Inc.

1290 Broadway, Suite 1100

Denver, Colorado  80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code:  (303) 623-2577

Date of fiscal year end:  October 31

Date of reporting period:  July 1, 2016 – June 30, 2017

Item 1 – Proxy Voting Record.

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 1 of 59

Unassigned

NUVEEN PREFERED & CONVERTIBLE INCOME 2
Security:	67073D102	Agenda Number:	934535595
Ticker:	JQC	Meeting Type:	Annual
ISIN:	US67073D1028	Meeting Date:	06-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1B.	DIRECTOR
	1	WILLIAM ADAMS IV	Mgmt	No vote
	2	DAVID J. KUNDERT	Mgmt	No vote
	3	JOHN K. NELSON	Mgmt	No vote
	4	TERENCE J. TOTH	Mgmt	No vote

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 2 of 59

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ALPINE GLOBAL PREMIER PPTYS FD
Security:	02082E205	Agenda Number:	934565738
Ticker:	AGD	Meeting Type:	Annual
ISIN:	US02082E2054	Meeting Date:	09-May-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	MS. E.T.M. HOAGLAND	Mgmt	Split 85% For 15% Withheld	Split
	2	MR. JEFFREY E. WACKSMAN	Mgmt	Split 86% For 14% Withheld	Split
2.	TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF.		Mgmt	Split 40% For 58% Against 2% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 3 of 59

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AMERICAN CAPITAL SENIOR FLOATING LTD
Security:	02504D108	Agenda Number:	934501075
Ticker:	ACSF	Meeting Type:	Annual
ISIN:	US02504D1081	Meeting Date:	16-Dec-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.1	ELECTION OF DIRECTOR: MALON WILKUS	Mgmt	For	For
1.2	ELECTION OF DIRECTOR: STAN LUNDINE	Mgmt	For	For
1.3	ELECTION OF DIRECTOR: PHYLLIS R. CALDWELL	Mgmt	For	For
1.4	ELECTION OF DIRECTOR: GIL CRAWFORD	Mgmt	For	For
1.5	ELECTION OF DIRECTOR: LARRY K. HARVEY	Mgmt	For	For
2.	APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR MANAGEMENT AGREEMENT.	Mgmt	For	For
3.	APPROVAL AND RATIFICATION OF CERTAIN PAYMENTS MADE TO OUR MANAGER UNDER MANAGEMENT AGREEMENT.	Mgmt	Against	Against
4.	RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2016.	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 4 of 59

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AMERICAN CAPITAL, LTD.
Security:	02503Y103	Agenda Number:	934495246
Ticker:	ACAS	Meeting Type:	Annual
ISIN:	US02503Y1038	Meeting Date:	15-Dec-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	ADOPTION OF THE MERGER AGREEMENT.	Mgmt	For	For
2.	APPROVAL, ON AN ADVISORY, NON- BINDING BASIS, OF THE PAYMENT OF CERTAIN COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO AMERICAN CAPITAL'S NAMED EXECUTIVE OFFICERS PURSUANT TO THEIR EMPLOYMENT AND OTHER ARRANGEMENTS WITH AMERICAN CAPITAL AND THE MERGER AGREEMENT, IN CONNECTION WITH THE COMPLETION OF THE MERGERS AND OTHER TRANSACTIONS AS CONTEMPLATED THEREIN.	Mgmt	For	For
3.	APPROVAL OF ANY ADJOURNMENTS OF THE AMERICAN CAPITAL ANNUAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.	Mgmt	For	For
4A.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: MARY C. BASKIN	Mgmt	For	For
4B.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: NEIL M. HAHL	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 5 of 59

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
4C.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: PHILIP R. HARPER	Mgmt	For	For
4D.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: STAN LUNDINE	Mgmt	For	For
4E.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: KRISTEN L. MANOS	Mgmt	For	For
4F.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: SUSAN K. NESTEGARD	Mgmt	For	For
4G.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: KENNETH D. PETERSON, JR.	Mgmt	For	For
4H.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: ALVIN N. PURYEAR	Mgmt	For	For
4I.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: MALON WILKUS	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 6 of 59

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
4J.	ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: DAVID G. RICHARDS	Mgmt	For	For
5.	RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS AMERICAN CAPITAL'S INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2016.	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 7 of 59

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ARES DYNAMIC
Security:	04014F102	Agenda Number:	934626574
Ticker:	ARDC	Meeting Type:	Annual
ISIN:	US04014F1021	Meeting Date:	29-Jun-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	BRUCE H. SPECTOR	Mgmt	Split 96% For 4% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 8 of 59

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BLACKROCK
Security:	09258A107	Agenda Number:	934449390
Ticker:	BIT	Meeting Type:	Annual
ISIN:	US09258A1079	Meeting Date:	26-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	CATHERINE A. LYNCH*	Mgmt	For	For
	2	RICHARD E. CAVANAGH#	Mgmt	For	For
	3	CYNTHIA L. EGAN#	Mgmt	For	For
	4	JERROLD B. HARRIS#	Mgmt	For	For
	5	BARBARA G. NOVICK#	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 9 of 59

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BLACKROCK DEBT STRATEGIES FD INC
Security:	09255R103	Agenda Number:	934449403
Ticker:	DSU	Meeting Type:	Annual
ISIN:	US09255R1032	Meeting Date:	26-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	MICHAEL J. CASTELLANO	Mgmt	For	For
	2	RICHARD E. CAVANAGH	Mgmt	For	For
	3	CYNTHIA L. EGAN	Mgmt	For	For
	4	FRANK J. FABOZZI	Mgmt	For	For
	5	JERROLD B. HARRIS	Mgmt	For	For
	6	R. GLENN HUBBARD	Mgmt	For	For
	7	W. CARL KESTER	Mgmt	For	For
	8	CATHERINE A. LYNCH	Mgmt	For	For
	9	BARBARA G. NOVICK	Mgmt	For	For
	10	JOHN M. PERLOWSKI	Mgmt	For	For
	11	KAREN P. ROBARDS	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 10 of 59

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BLACKSTONE FUNDS
Security:	09257D102	Agenda Number:	934539997
Ticker:	BGX	Meeting Type:	Annual
ISIN:	US09257D1028	Meeting Date:	19-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	EDWARD H. D'ALELIO	Mgmt	Split99% For1% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 11 of 59

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BROOKFIELD INVESTMENT MANAGEMENT INC.
Security:	112830104	Agenda Number:	934619783
Ticker:	RA	Meeting Type:	Annual
ISIN:	US1128301041	Meeting Date:	25-May-17

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.1	ELECTION OF CLASS I DIRECTOR: LOUIS P. SALVATORE (INDEPENDENT DIRECTOR)	Mgmt	Split87% For12% Against1% Abstain	Split
1.2	ELECTION OF CLASS I DIRECTOR: DAVID LEVI (INTERESTED DIRECTOR)	Mgmt	Split87% For12% Against1% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 12 of 59

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CLOUGH GLOBAL ALLOCATION FUND
Security:	18913Y103	Agenda Number:	934454303
Ticker:	GLV	Meeting Type:	Annual
ISIN:	US18913Y1038	Meeting Date:	20-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	JOHN F. MEE	Mgmt	Split95% For5% Withheld	Split
	2	VINCENT W. VERSACI	Mgmt	Split98% For2% Withheld	Split
	3	EDMUND J. BURKE	Mgmt	Split95% For5% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 13 of 59

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CLOUGH GLOBAL EQUITY FUND
Security:	18914C100	Agenda Number:	934454315
Ticker:	GLQ	Meeting Type:	Annual
ISIN:	US18914C1009	Meeting Date:	20-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
2.	DIRECTOR
	1	ROBERT L. BUTLER	Mgmt	Split99% For1% Withheld	Split
	2	RICHARD C. RANTZOW	Mgmt	Split99% For1% Withheld	Split
	3	VINCENT W. VERSACI	Mgmt	Split99% For1% Withheld	Split
	4	JAMES E. CANTY	Mgmt	Split99% For1% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 14 of 59

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CLOUGH GLOBAL OPPORTUNITIES FUND
Security:	18914E106	Agenda Number:	934454290
Ticker:	GLO	Meeting Type:	Annual
ISIN:	US18914E1064	Meeting Date:	20-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
3.	DIRECTOR
	1	ADAM D. CRESCENZI	Mgmt	Split96% For4% Withheld	Split
	2	JERRY G. RUTLEDGE	Mgmt	Split96% For4% Withheld	Split
	3	VINCENT W. VERSACI	Mgmt	Split96% For4% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 15 of 59

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DEUTSCHE FUNDS
Security:	25160E102	Agenda Number:	934473341
Ticker:	KMM	Meeting Type:	Contested Annual
ISIN:	US25160E1029	Meeting Date:	30-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	HENRY P. BECTON, JR.	Mgmt	No vote
	2	PAUL K. FREEMAN	Mgmt	No vote
	3	WILLIAM MCCLAYTON	Mgmt	No vote
	4	JEAN GLEASON STROMBERG	Mgmt	No vote
2.	THE SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF THE FUND TAKE THE NECESSARY STEPS TO DECLASSIFY THE FUND'S BOARD OF TRUSTEES.		Shr	No vote

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 16 of 59

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EATON VANCE SHORT DURATION DIV INCOME FD
Security:	27828V104	Agenda Number:	934517941
Ticker:	EVG	Meeting Type:	Annual
ISIN:	US27828V1044	Meeting Date:	16-Feb-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	MARK R. FETTING	Mgmt	Split99% For1% Withheld	Split
	2	VALERIE A. MOSLEY	Mgmt	Split99% For1% Withheld	Split
	3	HELEN FRAME PETERS	Mgmt	Split99% For1% Withheld	Split
	4	RALPH F. VERNI	Mgmt	Split99% For1% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 17 of 59

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FIRST TRUST FUNDS
Security:	337353304	Agenda Number:	934546093
Ticker:	FHY	Meeting Type:	Annual
ISIN:	US3373533047	Meeting Date:	24-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	ROBERT F. KEITH	Mgmt	Split84% For16% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 18 of 59

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FRANKLIN TEMPLETON LTD DURATION INC TR
Security:	35472T101	Agenda Number:	934479963
Ticker:	FTF	Meeting Type:	Contested Annual
ISIN:	US35472T1016	Meeting Date:	28-Oct-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	HARRIS J. ASHTON	Mgmt	No vote
	2	EDITH E. HOLIDAY	Mgmt	No vote
	3	JOHN B. WILSON	Mgmt	No vote
2.	BE IT RESOLVED, THAT THE SHAREHOLDERS OF FRANKLIN LIMITED DURATION INCOME TRUST (THE "FUND"), REQUESTS THAT THE BOARD OF TRUSTEES (THE "BOARD") CONSIDER AUTHORIZING A SELF-TENDER OFFER FOR ALL OUTSTANDING SHARES OF THE FUND AT OR CLOSE TO NET ASSET VALUE ("NAV"). IF MORE THAN 50% OF THE FUND'S ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).		Shr	No vote

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 19 of 59

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GABELLI CONVERTIBLE & INCOME SEC FD INC
Security:	36240B109	Agenda Number:	934569320
Ticker:	GCV	Meeting Type:	Annual
ISIN:	US36240B1098	Meeting Date:	15-May-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	VINCENT D. ENRIGHT	Mgmt	Split98% For2% Withheld	Split
	2	ANTHONIE C. VAN EKRIS	Mgmt	Split98% For2% Withheld	Split
	3	SALVATORE J. ZIZZA	Mgmt	Split98% For2% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 20 of 59

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GARRISON CAPITAL INC.
Security:	366554103	Agenda Number:	934543908
Ticker:	GARS	Meeting Type:	Annual
ISIN:	US3665541039	Meeting Date:	03-May-17

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	ELECTION OF DIRECTOR: MATTHEW WESTWOOD	Mgmt	Split 99% For 1% Against	Split
2.	TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE COMPANY AND GARRISON CAPITAL ADVISERS LLC, THE COMPANY'S INVESTMENT ADVISER	Mgmt	Split 99% For 1% Against	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 21 of 59

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GUGGENHEIM FUNDS
Security:	007639107	Agenda Number:	934477490
Ticker:	AGC	Meeting Type:	Annual
ISIN:	US0076391079	Meeting Date:	28-Sep-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	ELECTION OF CLASS I TRUSTEE: MR. GERALD L. SEIZERT	Mgmt	Split 58% For 31% Against 11% Abstain	Split
1B.	ELECTION OF CLASS I TRUSTEE: MR. DEREK MEDINA	Mgmt	Split 58% For 31% Against 11% Abstain	Split
1C.	ELECTION OF CLASS I TRUSTEE: MR. RANDALL C. BARNES	Mgmt	Split 58% For 31% Against 11% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 22 of 59

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GUGGENHEIM FUNDS
Security:	00764C109	Agenda Number:	934477503
Ticker:	AVK	Meeting Type:	Annual
ISIN:	US00764C1099	Meeting Date:	28-Sep-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	ELECTION OF CLASS I TRUSTEE: MR. GERALD L. SEIZERT	Mgmt	Split 71% For 27% Against 2% Abstain	Split
1B.	ELECTION OF CLASS I TRUSTEE: MR. DEREK MEDINA	Mgmt	Split 71% For 28% Against 1% Abstain	Split
1C.	ELECTION OF CLASS I TRUSTEE: MR. RANDALL C. BARNES	Mgmt	Split 71% For 27% Against 2% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 23 of 59

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GUGGENHEIM FUNDS
Security:	00765E104	Agenda Number:	934477515
Ticker:	LCM	Meeting Type:	Annual
ISIN:	US00765E1047	Meeting Date:	28-Sep-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	ELECTION OF CLASS III TRUSTEE: MR. GERALD L. SEIZERT	Mgmt	Split 55% For 25% Against 20% Abstain	Split
1B.	ELECTION OF CLASS III TRUSTEE: MR. DEREK MEDINA	Mgmt	Split 55% For 25% Against 20% Abstain	Split
1C.	ELECTION OF CLASS III TRUSTEE: MR. RANDALL C. BARNES	Mgmt	Split 55% For 25% Against 20% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 24 of 59

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INVESCO
Security:	46131H107	Agenda Number:	934464506
Ticker:	VVR	Meeting Type:	Annual
ISIN:	US46131H1077	Meeting Date:	26-Aug-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	DIRECTOR
	1	ALBERT R. DOWDEN	Mgmt	Split 98% For 2% Withheld	Split
	2	ELI JONES	Mgmt	Split 98% For 2% Withheld	Split
	3	RAYMOND STICKEL, JR.	Mgmt	Split 98% For 2% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 25 of 59

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LAZARD WORLD DIVIDEND & INCOME FD, INC.
Security:	521076109	Agenda Number:	934550282
Ticker:	LOR	Meeting Type:	Annual
ISIN:	US5210761095	Meeting Date:	21-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	KENNETH S. DAVIDSON #	Mgmt	No vote
	2	NANCY A. ECKL #	Mgmt	No vote
	3	TREVOR W. MORRISON #	Mgmt	No vote
	4	NATHAN A. PAUL *	Mgmt	No vote

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 26 of 59

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LEGG MASON
Security:	52469B100	Agenda Number:	934527473
Ticker:	BWG	Meeting Type:	Annual
ISIN:	US52469B1008	Meeting Date:	24-Feb-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	LESLIE H. GELB	Mgmt	No vote
	2	JANE TRUST	Mgmt	No vote

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 27 of 59

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MADISON COVERED CALL & EQUITY STRGY FUND
Security:	557437100	Agenda Number:	934468225
Ticker:	MCN	Meeting Type:	Annual
ISIN:	US5574371002	Meeting Date:	08-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.A	DIRECTOR
	1	STEVEN P. RIEGE	Mgmt	Split 60% For 40% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 28 of 59

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MFS INTERMEDIATE HIGH INCOME FUND
Security:	59318T109	Agenda Number:	934474420
Ticker:	CIF	Meeting Type:	Annual
ISIN:	US59318T1097	Meeting Date:	06-Oct-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	DIRECTOR
	1	MAUREEN R. GOLDFARB	Mgmt	Split 71% For 29% Withheld	Split
	2	ROBERT J. MANNING	Mgmt	Split 71% For 29% Withheld	Split
	3	MARYANNE L. ROEPKE	Mgmt	Split 71% For 29% Withheld	Split
	4	LAURIE J. THOMSEN	Mgmt	Split 71% For 29% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 29 of 59

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MFS MULTIMARKET INCOME TRUST
Security:	552737108	Agenda Number:	934474420
Ticker:	MMT	Meeting Type:	Annual
ISIN:	US5527371083	Meeting Date:	06-Oct-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	DIRECTOR
	1	MAUREEN R. GOLDFARB	Mgmt	Split 84% For 16% Withheld	Split
	2	ROBERT J. MANNING	Mgmt	Split 84% For 16% Withheld	Split
	3	MARYANNE L. ROEPKE	Mgmt	Split 84% For 16% Withheld	Split
	4	LAURIE J. THOMSEN	Mgmt	Split 84% For 16% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 30 of 59

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MVC CAPITAL, INC.
Security:	553829102	Agenda Number:	934460774
Ticker:	MVC	Meeting Type:	Annual
ISIN:	US5538291023	Meeting Date:	30-Aug-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	EMILIO DOMINIANNI	Mgmt	Split 77% For 23% Withheld	Split
	2	PHILLIP GOLDSTEIN	Mgmt	Split 93% For 7% Withheld	Split
	3	GERALD HELLERMAN	Mgmt	Split 77% For 23% Withheld	Split
	4	WARREN HOLTSBERG	Mgmt	Split 79% For 21% Withheld	Split
	5	ROBERT KNAPP	Mgmt	Split 79% For 21% Withheld	Split
	6	WILLIAM TAYLOR	Mgmt	Split 77% For 23% Withheld	Split
	7	MICHAEL TOKARZ	Mgmt	Split 79% For 21% Withheld	Split
2.	TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE FUND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016.		Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 31 of 59

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NEUBERGER BERMAN REAL ESTATE SEC INC FD
Security:	64190A103	Agenda Number:	934472298
Ticker:	NRO	Meeting Type:	Annual
ISIN:	US64190A1034	Meeting Date:	07-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	FAITH COLISH	Mgmt	Split 88% For 12% Withheld	Split
	2	MICHAEL J. COSGROVE	Mgmt	Split 88% For 12% Withheld	Split
	3	DEBORAH C. MCLEAN	Mgmt	Split 88% For 12% Withheld	Split
	4	TOM D. SEIP	Mgmt	Split 88% For 12% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 32 of 59

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NUVEEN GLOBAL VALUE OPPORTUNITIES FUND
Security:	6706EH103	Agenda Number:	934472678
Ticker:	JGV	Meeting Type:	Annual
ISIN:	US6706EH1033	Meeting Date:	16-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	WILLIAM C. HUNTER	Mgmt	Split 94% For 6% Withheld	Split
	2	JUDITH M. STOCKDALE	Mgmt	Split 94% For 6% Withheld	Split
	3	CAROLE E. STONE	Mgmt	Split 94% For 6% Withheld	Split
	4	MARGARET L. WOLFF	Mgmt	Split 94% For 6% Withheld	Split
2.	TO APPROVE AN AGREEMENT AND PLAN OF MERGER PURSUANT TO WHICH NUVEEN GLOBAL EQUITY INCOME FUND (THE "TARGET FUND") WILL MERGE WITH AND INTO NNGEIF MERGER SUB, LLC, A MASSACHUSETTS LIMITED LIABILITY COMPANY AND A WHOLLY-OWNED SUBSIDIARY OF NUVEEN NWQ GLOBAL EQUITY INCOME FUND (THE "ACQUIRING FUND"), ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)		Mgmt	Split97% For1% Against2% Abstain	Split
3.	TO APPROVE A NEW SUB-ADVISORY AGREEMENT BETWEEN NUVEEN FUND ADVISORS, LLC AND NWQ INVESTMENT MANAGEMENT COMPANY, LLC WITH RESPECT TO NUVEEN GLOBAL EQUITY INCOME FUND.		Mgmt	Split94% For2% Against4% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 33 of 59

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NUVEEN INVESTMENTS
Security:	670735109	Agenda Number:	934535595
Ticker:	JLS	Meeting Type:	Annual
ISIN:	US6707351093	Meeting Date:	06-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1B.	DIRECTOR
	1	WILLIAM ADAMS IV	Mgmt	Split 98% For 2% Withheld	Split
	2	DAVID J. KUNDERT	Mgmt	Split 98% For 2% Withheld	Split
	3	JOHN K. NELSON	Mgmt	Split 98% For 2% Withheld	Split
	4	TERENCE J. TOTH	Mgmt	Split 98% For 2% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 34 of 59

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NUVEEN PREFERED & CONVERTIBLE INCOME 2
Security:	67073D102	Agenda Number:	934535595
Ticker:	JQC	Meeting Type:	Annual
ISIN:	US67073D1028	Meeting Date:	06-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1B.	DIRECTOR
	1	WILLIAM ADAMS IV	Mgmt	For	For
	2	DAVID J. KUNDERT	Mgmt	For	For
	3	JOHN K. NELSON	Mgmt	For	For
	4	TERENCE J. TOTH	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 35 of 59

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OHA INVESTMENT CORPORATION
Security:	67091U102	Agenda Number:	934617474
Ticker:	OHAI	Meeting Type:	Annual
ISIN:	US67091U1025	Meeting Date:	07-Jun-17

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	ELECTION OF CLASS I DIRECTOR: JAMES A. STERN	Mgmt	Split 81% For 18% Against 1% Abstain	Split
2.	TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.	Mgmt	Split97% For2% Against1% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 36 of 59

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PACHOLDER HIGH YIELD FUND, INC.
Security:	693742108	Agenda Number:	934544114
Ticker:	PHF	Meeting Type:	Annual
ISIN:	US6937421088	Meeting Date:	10-May-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	TO CONSIDER AND VOTE UPON A PROPOSAL THAT THE FUND BE LIQUIDATED AND DISSOLVED PURSUANT TO A PLAN OF LIQUIDATION AND DISSOLUTION.		Mgmt	Split89% For7% Against4% Abstain	Split
2.	DIRECTOR
	1	JOHN F. FINN	Mgmt	Split 87% For 13% Withheld	Split
	2	DR. MATTHEW GOLDSTEIN	Mgmt	Split 86% For 14% Withheld	Split
	3	FRANKIE D. HUGHES	Mgmt	Split 87% For 13% Withheld	Split
	4	PETER C. MARSHALL	Mgmt	Split 86% For 14% Withheld	Split
	5	MARY E. MARTINEZ	Mgmt	Split 87% For 13% Withheld	Split
	6	MARILYN MCCOY	Mgmt	Split 87% For 13% Withheld	Split
	7	MITCHELL M. MERIN	Mgmt	Split 87% For 13% Withheld	Split
	8	DR. ROBERT A. ODEN, JR.	Mgmt	Split 86% For 14% Withheld	Split
	9	MARIAN U. PARDO	Mgmt	Split 87% For 13% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 37 of 59

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
	10	FREDERICK W. RUEBECK	Mgmt	Split 86% For 14% Withheld	Split
	11	JAMES J. SCHONBACHLER	Mgmt	Split87% For13% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 38 of 59

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PRUDENTIAL INVESTMENTS CLOSED END FUNDS
Security:	74433A109	Agenda Number:	934521142
Ticker:	GHY	Meeting Type:	Annual
ISIN:	US74433A1097	Meeting Date:	10-Mar-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	KEVIN J. BANNON	Mgmt	Split 98% For 2% Withheld	Split
	2	KEITH F. HARTSTEIN	Mgmt	Split 98% For 2% Withheld	Split
	3	STEPHEN G. STONEBURN	Mgmt	Split 98% For 2% Withheld	Split
	4	GRACE C. TORRES	Mgmt	Split 98% For 2% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 39 of 59

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ROYCE VALUE TRUST, INC.
Security:	780910105	Agenda Number:	934466461
Ticker:	RVT	Meeting Type:	Annual
ISIN:	US7809101055	Meeting Date:	19-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	PATRICIA W. CHADWICK	Mgmt	Split 96% For 4% Withheld	Split
	2	ARTHUR S. MEHLMAN	Mgmt	Split 97% For 3% Withheld	Split
	3	MICHAEL K. SHIELDS	Mgmt	Split 97% For 3% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 40 of 59

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SPECIAL OPPORTUNITIES FUND, INC
Security:	84741T302	Agenda Number:	934499698
Ticker:	SPEPRB	Meeting Type:	Annual
ISIN:		Meeting Date:	08-Dec-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	MR. PHILLIP GOLDSTEIN	Mgmt	For	For
	2	MR. MARC LUNDER	Mgmt	For	For
	3	MR. ANDREW DAKOS	Mgmt	For	For
	4	MR. GERALD HELLERMAN	Mgmt	For	For
	5	MR. CHARLES WALDEN	Mgmt	For	For
	6	MR. BEN HARRIS	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 41 of 59

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SPECIAL OPPORTUNITIES FUND, INC
Security:	84741T104	Agenda Number:	934500302
Ticker:	SPE	Meeting Type:	Annual
ISIN:	US84741T1043	Meeting Date:	08-Dec-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	MR. ANDREW DAKOS	Mgmt	Split84% For16% Withheld	Split
	2	MR. GERALD HELLERMAN	Mgmt	Split83% For17% Withheld	Split
	3	MR. CHARLES WALDEN	Mgmt	Split98% For2% Withheld	Split
	4	MR. BEN HARRIS	Mgmt	Split97% For3% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 42 of 59

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SPROTT FUNDS
Security:	85208J109	Agenda Number:	934469746
Ticker:	FUND	Meeting Type:	Annual
ISIN:	US85208J1097	Meeting Date:	20-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	MICHAEL W. CLARK	Mgmt	Split 97% For 3% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 43 of 59

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TEMPLETON EMERGING MKTS INCOME FUND
Security:	880192109	Agenda Number:	934517840
Ticker:	TEI	Meeting Type:	Annual
ISIN:	US8801921094	Meeting Date:	01-Mar-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	HARRIS J. ASHTON	Mgmt	Split96% For4% Withheld	Split
	2	EDITH E. HOLIDAY	Mgmt	Split96% For4% Withheld	Split
	3	J. MICHAEL LUTTIG	Mgmt	Split96% For4% Withheld	Split
	4	C.D. TSERETOPOULOS	Mgmt	Split96% For4% Withheld	Split
	5	MARY C. CHOKSI	Mgmt	Split96% For4% Withheld	Split
2.	THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FUND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.		Mgmt	Split96% For2% Against2% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 44 of 59

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THE BROOKFIELD INVESTMENT FUNDS
Security:	112792106	Agenda Number:	934461497
Ticker:	BOI	Meeting Type:	Special
ISIN:	US1127921062	Meeting Date:	16-Sep-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	TO CONSIDER AND VOTE UPON THE PROPOSED REORGANIZATION OF THE FUND INTO BROOKFIELD REAL ASSETS INCOME FUND INC., A NEWLY ORGANIZED MARYLAND CORPORATION.	Mgmt	Split86% For13% Against1% Abstain	Split
2.	TO CONSIDER AND VOTE UPON THE APPOINTMENT OF SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. AS SUB-ADVISER.	Mgmt	Split94% For4% Against2% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 45 of 59

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THE BROOKFIELD INVESTMENT FUNDS
Security:	112792106	Agenda Number:	934493230
Ticker:	BOI	Meeting Type:	Special
ISIN:	US1127921062	Meeting Date:	18-Nov-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	TO CONSIDER AND VOTE UPON THE PROPOSED REORGANIZATION OF THE FUND INTO BROOKFIELD REAL ASSETS INCOME FUND INC., A NEWLY ORGANIZED MARYLAND CORPORATION.	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 46 of 59

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THE ZWEIG FUND, INC.
Security:	989834A05	Agenda Number:	934513525
Ticker:		Meeting Type:	Special
ISIN:		Meeting Date:	31-Jan-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	WILLIAM R. MOYER	Mgmt	Split87% For13% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 47 of 59

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THE ZWEIG FUND, INC.
Security:	989834205	Agenda Number:	934513537
Ticker:	ZF	Meeting Type:	Special
ISIN:	US9898342053	Meeting Date:	31-Jan-17

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1A.	TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE FUND AND VIRTUS INVESTMENT ADVISERS, INC. (“VIA”).	Mgmt	Split85% For7% Against8% Abstain	Split
1B.	TO APPROVE A NEW SUB-ADVISORY AGREEMENT BETWEEN VIA AND DUFF & PHELPS INVESTMENT MANAGEMENT, CO.	Mgmt	Split85% For7% Against8% Abstain	Split
1C.	TO APPROVE A NEW SUB-ADVISORY AGREEMENT BETWEEN VIA AND NEWFLEET ASSET MANAGEMENT, LLC.	Mgmt	Split85% For7% Against8% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 48 of 59

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THE ZWEIG FUND, INC.
Security:	989834205	Agenda Number:	934528906
Ticker:	ZF	Meeting Type:	Special
ISIN:	US9898342053	Meeting Date:	07-Mar-17

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
2.	TO APPROVE THE ISSUANCE OF ADDITIONAL SHARES OF COMMON STOCK OF THE ZWEIG FUND, INC. IN CONNECTION WITH THE AGREEMENT AND PLAN OF REORGANIZATION.	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 49 of 59

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THE ZWEIG TOTAL RETURN FUND, INC.
Security:	989837208	Agenda Number:	934492783
Ticker:		Meeting Type:	Special
ISIN:		Meeting Date:	18-Nov-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1A)	TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN THE FUND AND VIRTUS INVESTMENT ADVISERS, INC. (“VIA”).	Mgmt	For	For
1B)	TO APPROVE A NEW SUB-ADVISORY AGREEMENT BETWEEN VIA AND KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC.	Mgmt	For	For
1C)	TO APPROVE A NEW SUB-ADVISORY AGREEMENT BETWEEN VIA AND NEWFLEET ASSET MANAGEMENT, LLC.	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 50 of 59

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THE ZWEIG TOTAL RETURN FUND, INC.
Security:	989837A00	Agenda Number:	934492771
Ticker:		Meeting Type:	Special
ISIN:		Meeting Date:	18-Nov-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	WILLIAM R. MOYER	Mgmt	For	For

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 51 of 59

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VIRTUS INVESTMENT PARTNERS
Security:	92829A103	Agenda Number:	934528893
Ticker:	DCA	Meeting Type:	Special
ISIN:	US92829A1034	Meeting Date:	07-Mar-17

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	TO APPROVE THE AGREEMENT AND PLAN OF REORGANIZATION BETWEEN VIRTUS TOTAL RETURN FUND ("DCA") AND THE ZWEIG FUND, INC. ("ZF") AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER OF DCA WITH AND INTO ZF.	Mgmt	Split94% For5% Against1% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 52 of 59

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VIRTUS MUTUAL FUNDS
Security:	92837G100	Agenda Number:	934618010
Ticker:	ZF	Meeting Type:	Annual
ISIN:	US92837G1004	Meeting Date:	06-Jun-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	R. KEITH WALTON	Mgmt	Split90% For10% Withheld	Split
	2	BRIAN T. ZINO	Mgmt	Split90% For10% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 53 of 59

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VOYA EMERGING MKTS HIGH DIV EQUITY FUND
Security:	92912P108	Agenda Number:	934425605
Ticker:	IHD	Meeting Type:	Annual
ISIN:	US92912P1084	Meeting Date:	07-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	JOHN V. BOYER	Mgmt	Split58% For42% Withheld	Split
	2	PATRICIA W. CHADWICK	Mgmt	Split58% For42% Withheld	Split
	3	SHERYL K. PRESSLER	Mgmt	Split58% For42% Withheld	Split
	4	CHRISTOPHER P. SULLIVAN	Mgmt	Split58% For42% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 54 of 59

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VOYA PRIME RATE TRUST
Security:	92913A100	Agenda Number:	934424627
Ticker:	PPR	Meeting Type:	Annual
ISIN:	US92913A1007	Meeting Date:	07-Jul-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	COLLEEN D. BALDWIN	Mgmt	Split97% For3% Withheld	Split
	2	JOHN V. BOYER	Mgmt	Split97% For3% Withheld	Split
	3	PATRICIA W. CHADWICK	Mgmt	Split97% For3% Withheld	Split
	4	PETER S. DROTCH	Mgmt	Split97% For3% Withheld	Split
	5	MARTIN J. GAVIN	Mgmt	Split97% For3% Withheld	Split
	6	RUSSELL H. JONES	Mgmt	Split97% For3% Withheld	Split
	7	PATRICK W. KENNY	Mgmt	Split97% For3% Withheld	Split
	8	JOSEPH E. OBERMEYER	Mgmt	Split98% For2% Withheld	Split
	9	SHERYL K. PRESSLER	Mgmt	Split97% For3% Withheld	Split
	10	CHRISTOPHER P. SULLIVAN	Mgmt	Split97% For3% Withheld	Split
	11	ROGER B. VINCENT	Mgmt	Split97% For3% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 55 of 59

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
	12	SHAUN P. MATHEWS	Mgmt	Split97% For3% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 56 of 59

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WELLS FARGO ADVANTAGE FUNDS
Security:	94987D101	Agenda Number:	934520328
Ticker:	ERC	Meeting Type:	Annual
ISIN:	US94987D1019	Meeting Date:	06-Feb-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	ISAIAH HARRIS, JR.	Mgmt	Split96% For4% Withheld	Split
	2	DAVID F. LARCKER	Mgmt	Split96% For4% Withheld	Split
	3	OLIVIA S. MITCHELL	Mgmt	Split96% For4% Withheld	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 57 of 59

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WESTERN ASSET EMERGING MARKETS INCOME FD
Security:	95766E103	Agenda Number:	934478238
Ticker:	EMD	Meeting Type:	Annual
ISIN:	US95766E1038	Meeting Date:	30-Sep-16

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	CAROL L. COLMAN	Mgmt	No vote
	2	DANIEL P. CRONIN	Mgmt	No vote
	3	WILLIAM R. HUTCHINSON	Mgmt	No vote

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 58 of 59

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WESTERN ASSET EMERGING MARKETS INCOME FD
Security:	95766E103	Agenda Number:	934486526
Ticker:	EMD	Meeting Type:	Special
ISIN:	US95766E1038	Meeting Date:	12-Dec-16

Prop. #	Proposal	Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	THE STOCKHOLDERS OF THE FUND ARE BEING ASKED TO APPROVE THE MERGER OF THE FUND WITH AND INTO WESTERN ASSET EMERGING MARKETS DEBT FUND INC. IN ACCORDANCE WITH THE MARYLAND GENERAL CORPORATION LAW.	Mgmt	Split82% For16% Against2% Abstain	Split

Investment Company Report

Meeting Date Range:	01-Jul-2016 - 30-Jun-2017	Report Date:	23-Aug-2017
			Page 59 of 59

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WESTERN ASSET EMERGING MKTS DEBT FD INC.
Security:	95766A101	Agenda Number:	934574167
Ticker:	EMD	Meeting Type:	Annual
ISIN:	US95766A1016	Meeting Date:	28-Apr-17

Prop. #	Proposal		Proposed by	Proposal Vote	For/Against Management's Recommendation
1.	DIRECTOR
	1	ROBERT D.AGDERN	Mgmt	Split97% For3% Withheld	Split
	2	EILEEN A. KAMERICK	Mgmt	Split97% For3% Withheld	Split
	3	RIORDAN ROETT	Mgmt	Split96% For4% Withheld	Split

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

RiverNorth Opportunities Fund, Inc.
By:	/s/ Thomas A. Carter
	Thomas A. Carter
	President
Date:	August 29, 2017