RiverNorth Opportunities Fund (RIV) N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:811-22472

RIVERNORTH OPPORTUNITIES FUND, INC.

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Christopher A. Moore

RiverNorth Opportunities Fund, Inc.

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code:(303) 623-2577

Date of fiscal year end:July 31

Date of reporting period:July 1, 2018 – June 30, 2019

Item 1 – Proxy Voting Record.

Investment Company Report

VOYA PRIME RATE TRUST
Security				92913A100		Meeting Type	Annual
Ticker Symbol				PPR		Meeting Date	10-Jul-2018
ISIN				US92913A1007		Agenda	934822570 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Colleen D. Baldwin			Split	Split
		2	John V. Boyer			Split	Split
		3	Patricia W. Chadwick			Split	Split
		4	Martin J. Gavin			Split	Split
		5	Russell H. Jones			Split	Split
		6	Patrick W. Kenny			Split	Split
		7	Joseph E. Obermeyer			Split	Split
		8	Sheryl K. Pressler			Split	Split
		9	Christopher P. Sullivan			Split	Split
		10	Roger B. Vincent			Split	Split
		11	Dina Santoro			Split	Split
ALLIANZGI CONVERTIBLE & INCOME 2024
Security				01883H102		Meeting Type	Annual
Ticker Symbol				CBH		Meeting Date	12-Jul-2018
ISIN				US01883H1023		Agenda	934846253 - Opposition
Item	Proposal				Proposed by	Vote	For/Against Management
A.	DIRECTOR				Management	Split	Split
		1	Hans W. Kertess			Split	Split
		2	William B. Ogden, IV			Split	Split
		3	Alan Rappaport			Split	Split
		4	Davey S. Scoon			Split	Split
		5	Erick R. Holt			Split	Split
ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST
Security				01883A107		Meeting Type	Annual
Ticker Symbol				NFJ		Meeting Date	12-Jul-2018
ISIN				US01883A1079		Agenda	934846241 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
A.	DIRECTOR				Management	Split	Split
		1	Hans W. Kertess			Split	Split
		2	James S. MacLeod			Split	Split
		3	William B. Ogden, IV			Split	Split
		4	A. Douglas Eu			Split	Split
		5	Erick R. Holt			Split	Split
INSIGHT INVESTMENTS
Security				56165R103		Meeting Type	Special
Ticker Symbol				MZF		Meeting Date	12-Jul-2018
ISIN				US56165R1032		Agenda	934841885 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve a proposal to liquidate and dissolve the Fund pursuant to the Plan of Liquidation and Dissolution.				Management	Split	Split
CLOUGH GLOBAL EQUITY FUND
Security				18914C100		Meeting Type	Annual
Ticker Symbol				GLQ		Meeting Date	19-Jul-2018
ISIN				US18914C1009		Agenda	934845883 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
2.	DIRECTOR				Management	Split	Split
		1	Adam D. Crescenzi			Split	Split
		2	Jerry G. Rutledge			Split	Split
CLOUGH GLOBAL OPPORTUNITIES FUND
Security				18914E106		Meeting Type	Annual
Ticker Symbol				GLO		Meeting Date	19-Jul-2018
ISIN				US18914E1064		Agenda	934845871 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
3.	DIRECTOR				Management	Split	Split
		1	Vincent W. Versaci			Split	Split
		2	Clifford J. Weber			Split	Split
		3	Edmund J. Burke			Split	Split
CLOUGH GLOBAL OPPORTUNITIES FUND
Security				18914E106		Meeting Type	Annual
Ticker Symbol				GLO		Meeting Date	19-Jul-2018
ISIN				US18914E1064		Agenda	934845871 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
3.	DIRECTOR				Management	Split	Split
		1	Vincent W. Versaci			Split	Split
		2	Clifford J. Weber			Split	Split
		3	Edmund J. Burke			Split	Split
GUGGENHEIM FUNDS
Security				00765E104		Meeting Type	Annual
Ticker Symbol				LCM		Meeting Date	20-Jul-2018
ISIN				US00765E1047		Agenda	934844831 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1B.	Approval of the Agreement and Plan of Merger between LCM and the Acquiring Fund, including the termination of LCM's registration under the Investment Company Act of 1940.				Management	Split	Split
2A.	Election of Class II Trustee: Tracy V. Maitland				Management	Split	Split
2B.	Election of Class II Trustee: Ronald A. Nyberg				Management	Split	Split
GUGGENHEIM FUNDS
Security				00764C109		Meeting Type	Annual
Ticker Symbol				AVK		Meeting Date	20-Jul-2018
ISIN				US00764C1099		Agenda	934844855 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1C.	Approval of the Agreement and Plan of Merger between AGC and AVK, including the issuance of additional common shares of AVK.				Management	Split	Split
1D.	Approval of the Agreement and Plan of Merger between LCM and AVK, including the issuance of additional common shares of AVK.				Management	Split	Split
2A.	Election of Class III Trustee: Tracy V. Maitland				Management	Split	Split
2B.	Election of Class III Trustee: Ronald A. Nyberg				Management	Split	Split
TRIANGLE CAPITAL CORPORATION
Security				895848109		Meeting Type	Special
Ticker Symbol				TCAP		Meeting Date	24-Jul-2018
ISIN				US8958481090		Agenda	934846695 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve the Asset Purchase Agreement, dated as of April 3, 2018 (the "Asset Purchase Agreement"), by and between the Company and BSP Asset Acquisition I, LLC (the "Asset Buyer"), and the transactions contemplated thereby, including the sale of substantially all of the Company's portfolio investments to the Asset Buyer for the price, and on the terms, set forth in the Asset Purchase Agreement (the "Asset Sale").				Management	Split	Split
2.	To approve, in accordance with Section 312.03 of the New York Stock Exchange Listed Company Manual, the issuance and sale by the Company to Barings LLC ("Barings") of up to, under certain circumstances, $150 million worth of shares of common stock, par value $0.001 per share, of the Company (the "Stock Issuance") pursuant to the terms of the Stock Purchase and Transaction Agreement, dated as of April 3, 2018, by and between the Company and Barings (the "Externalization Agreement").				Management	Split	Split
3.	To approve the investment advisory agreement (the "Advisory Agreement") pursuant to which Barings would be appointed as the investment adviser of the Company.				Management	Split	Split
4.	To approve a proposal to authorize the Company to be subject to a reduced asset coverage ratio of at least 150% under the Investment Company Act of 1940, as amended.				Management	Split	Split
5.	To approve on an advisory, non-binding basis, the payment of an estimated $17.2 million in the aggregate, subject to the occurrence of certain conditions regarding change of control and termination, in golden parachute payments that will or may become payable by the Company to its named executive officers pursuant to their employment and other arrangements with the Company in connection with the closing of the transactions contemplated by the Asset Purchase Agreement and the Externalization Agreement.				Management	Split	Split
6.	To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the Asset Purchase Agreement and related Asset Sale, the Stock Issuance or the Advisory Agreement.				Management	Split	Split
INVESCO
Security				46131F101		Meeting Type	Annual
Ticker Symbol				VLT		Meeting Date	09-Aug-2018
ISIN				US46131F1012		Agenda	934853296 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Bruce L. Crockett			Split	Split
		2	Jack M. Fields			Split	Split
		3	Martin L. Flanagan			Split	Split
		4	Robert C. Troccoli			Split	Split
INVESCO
Security				46131H107		Meeting Type	Annual
Ticker Symbol				VVR		Meeting Date	09-Aug-2018
ISIN				US46131H1077		Agenda	934853309 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Bruce L. Crockett			Split	Split
		2	Jack M. Fields			Split	Split
		3	Martin L. Flanagan			Split	Split
		4	Robert C. Troccoli			Split	Split
ATLANTIC ACQUISITION CORP.
Security				048206106		Meeting Type	Special
Ticker Symbol				ATAC		Meeting Date	10-Aug-2018
ISIN				US0482061068		Agenda	934859907 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	Business Combination Proposal - To approve the authorization for Atlantic's board of directors to complete the merger of Merger Sub into HF Group Holding Corporation ("HF Group"), resulting in HF Group becoming a wholly owned subsidiary of Atlantic, as provided for in the Acquisition Agreement, or the "Business Combination."				Management	For	For
1a.	Intention to Exercise Redemption Rights If you intend to exercise your redemption rights, please check this 'FOR' box. Checking this 'FOR' box, however,is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the definitive proxy statement under the section entitled "Special Meeting of Atlantic Shareholders - Redemption Rights."				Management	For
1b.	Stockholder Certification I hereby certify that I am not acting in concert, or as a "group" (as defined in Section 13(d)(3) of the Securities Exchange Act of 1934, as amended), with any other stockholder with respect to the shares of common stock of Atlantic, owned by me in connection with the proposed Business Combination between Atlantic and HF Group. "For" = I am not acting in concert. "Against" = I am acting in concert.				Management	For
2.	Name Change Proposal - To approve the amendment of the certificate of incorporation Atlantic to change Atlantic's name from "Atlantic Acquisition Corp." to "HF Foods Group Inc."				Management	For	For
3.	Equity Incentive Plan Proposal - To approve the 2018 Omnibus Equity Incentive Plan.				Management	For	For
4.	Nasdaq Proposal - To approve the issuance of more than 20% of the issued and outstanding shares of common stock of Atlantic pursuant to the terms of the Acquisition Agreement and Business Combination, as required by Nasdaq Listing Rules 5635(a) and (d).				Management	For	For
5.	Adjournment Proposal - To approve the adjournment of the special meeting in the event Atlantic does not receive the requisite shareholder vote to approve the Business Combination.				Management	For	For
GARRISON CAPITAL INC.
Security				366554103		Meeting Type	Special
Ticker Symbol				GARS		Meeting Date	14-Aug-2018
ISIN				US3665541039		Agenda	934861332 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	Approval of application of the reduced asset coverage requirements in Section 61(a)(2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to double the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150% (without giving effect to any exemptive relief with respect to SBIC debentures).				Management
DELAWARE INVTS DIVIDEND AND INCM FD INC.
Security				245915103		Meeting Type	Annual
Ticker Symbol				DDF		Meeting Date	15-Aug-2018
ISIN				US2459151039		Agenda	934855923 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Thomas L. Bennett			Split	Split
		2	Ann D. Borowiec			Split	Split
		3	Joseph W. Chow			Split	Split
		4	John A. Fry			Split	Split
		5	Lucinda S. Landreth			Split	Split
		6	Shawn K. Lytle			Split	Split
		7	F.A. Sevilla-Sacasa			Split	Split
		8	Thomas K. Whitford			Split	Split
		9	Janet L. Yeomans			Split	Split
2.	To approve sub-advisory agreements between Delaware Management Company and each of Macquarie Investment Management Europe Limited, Macquarie Investment Management Global Limited, and Macquarie Funds Management Hong Kong Limited.				Management	Split	Split
OSPREY ENERGY ACQUISITION CORP
Security				688397108		Meeting Type	Special
Ticker Symbol				OSPR		Meeting Date	20-Aug-2018
ISIN				US6883971086		Agenda	934864883 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Business Combination Proposal - To approve and adopt the Contribution Agreement, dated as of June 3, 2018 (the "Contribution Agreement"), by and among Royal Resources L.P., Osprey, and the other parties thereto, and approve the transactions contemplated by the Contribution Agreement (the "business combination"). The Business Combination Proposal is conditioned on the approval of the Charter Proposal and the Nasdaq Proposal.				Management	For	For
2.	The Charter Proposal - To approve and adopt amendments to Osprey's amended and restated certificate of incorporation (the "Charter"), to be effective upon the consummation of the business combination, including six sub-proposals.				Management	For	For
2a.	To create a new class of capital stock designated as Class C common stock, par value $0.0001 per share (the "Class C common stock").				Management	For	For
2b.	To increase the number of authorized shares of Osprey's capital stock to 361,000,000 shares and to increase the number of authorized shares of Osprey's Class A common stock, par value $0.0001 per share (the "Class A common stock"), to 240,000,000 shares.				Management	For	For
2c.	To adopt Delaware as the exclusive forum for certain stockholder litigation.				Management	For	For
2d.	To require the affirmative vote of the holders of at least 75% of the voting power of all outstanding shares of capital stock of Osprey to amend, repeal or adopt certain provisions of the Charter.				Management	For	For
2e.	To provide that Section 203 of the Delaware General Corporation Law, which governs business combinations between Osprey and certain interested Osprey stockholders, does not apply to Osprey.				Management	For	For
2f.	To eliminate certain provisions in the Charter relating to Osprey's Class B common stock, par value $0.0001 per share (the "Class B common stock") and our Initial Business Combination that will no longer be applicable to us following the completion of the business combination.				Management	For	For
3.	To approve, for purposes of complying with applicable listing rules of The NASDAQ Capital Market (a) the issuance of Class C common stock in the business combination, (b) the issuance of Class A common stock concurrent with the completion of the business combination to certain qualified institutional buyers and accredited investors, (c) the issuance of Class A common stock in connection with the future redemption or exchange of common units, and (d) the issuance of Class A common stock upon the conversion of Class B common stock.				Management	For	For
4.	The LTIP Proposal - To approve and adopt the Falcon Minerals Corporation 2018 Long-Term Incentive Plan and material terms thereunder. The LTIP Proposal is conditioned on the approval of the Business Combination Proposal and the Nasdaq Proposal.				Management	For	For
5.	The Adjournment Proposal - To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with the foregoing proposals. The Adjournment Proposal is not conditioned on the approval of any other proposal at the special meeting.				Management	For	For
5a.	Stockholder Certification: I hereby certify that I am not acting in concert or as a "group" as defined in Section 13(d) (3) of the Securities Exchange Act of 1934, as amended, with any other stockholder with respect to the shares of Osprey's Class A common stock or Class B common stock.				Management	For	For
DELAWARE INVESTMENTS
Security				246060107		Meeting Type	Contested-Annual
Ticker Symbol				DEX		Meeting Date	22-Aug-2018
ISIN				US2460601071		Agenda	934854402 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Thomas L. Bennett			Split	Split
		2	Ann D. Borowiec			Split	Split
		3	Joseph W. Chow			Split	Split
		4	John A. Fry			Split	Split
		5	Lucinda S. Landreth			Split	Split
		6	Shawn K. Lytle			Split	Split
		7	F.A. Sevilla-Sacasa			Split	Split
		8	Thomas K. Whitford			Split	Split
		9	Janet L. Yeomans			Split	Split
2.	BE IT RESOLVED, that the shareholders of Delaware Enhanced Global Dividend & Income Fund (the "Fund"), requests that the Board of Trustees (the "Board") consider authorizing a self- tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV").				Shareholder	Split	Split
DELAWARE INVESTMENTS
Security				246060107		Meeting Type	Contested-Annual
Ticker Symbol				DEX		Meeting Date	22-Aug-2018
ISIN				US2460601071		Agenda	934854402 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Thomas L. Bennett			Split	Split
		2	Ann D. Borowiec			Split	Split
		3	Joseph W. Chow			Split	Split
		4	John A. Fry			Split	Split
		5	Lucinda S. Landreth			Split	Split
		6	Shawn K. Lytle			Split	Split
		7	F.A. Sevilla-Sacasa			Split	Split
		8	Thomas K. Whitford			Split	Split
		9	Janet L. Yeomans			Split	Split
2.	BE IT RESOLVED, that the shareholders of Delaware Enhanced Global Dividend & Income Fund (the "Fund"), requests that the Board of Trustees (the "Board") consider authorizing a self- tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV").				Shareholder	Split	Split
DELAWARE INVESTMENTS
Security				246060107		Meeting Type	Contested-Annual
Ticker Symbol				DEX		Meeting Date	22-Aug-2018
ISIN				US2460601071		Agenda	934854616 - Opposition
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Jason Beckett			Split	Split
		2	Jeremy Benkiewicz			Split	Split
		3	Stephen J. Flanagan			Split	Split
		4	Frederic Gabriel			Split	Split
		5	Paul Kazarian			Split	Split
		6	Thomas H. McGlade			Split	Split
		7	Nitin Sapru			Split	Split
		8	Pierre Weinstein			Split	Split
2	For the Board to consider authorizing a self-tender offer for all outstanding shares of the Fund at or close to net asset value ("NAV"). If more than 50% of the Fund's outstanding shares are submitted for tender, the tender offer should be cancelled and the Board should take the steps necessary to liquidate or convert the Fund into an open-end mutual fund.				Management	Split	Split
SPROTT FUNDS
Security				85208J109		Meeting Type	Annual
Ticker Symbol				FUND		Meeting Date	05-Sep-2018
ISIN				US85208J1097		Agenda	934868083 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	W. Whitney George			Split	Split
		2	James R. Pierce, Jr			Split	Split
FIRST TRUST ADVISORS
Security				33740K101		Meeting Type	Annual
Ticker Symbol				FIV		Meeting Date	10-Sep-2018
ISIN				US33740K1016		Agenda	934867219 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	RICHARD E. ERICKSON			Split	Split
		2	THOMAS R. KADLEC			Split	Split
ABERDEEN FUNDS
Security				00326L100		Meeting Type	Annual
Ticker Symbol				AOD		Meeting Date	19-Sep-2018
ISIN				US00326L1008		Agenda	934869073 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	John Sievwright			Split	Split
LEGG MASON
Security				95766B109		Meeting Type	Annual
Ticker Symbol				EHI		Meeting Date	28-Sep-2018
ISIN				US95766B1098		Agenda	934873387 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Leslie H. Gelb			Split	Split
		2	William R. Hutchinson			Split	Split
		3	Jane Trust			Split	Split
MADISON COVERED CALL & EQUITY STRGY FUND
Security				557437100		Meeting Type	Annual
Ticker Symbol				MCN		Meeting Date	28-Sep-2018
ISIN				US5574371002		Agenda	934873363 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve an Agreement and Plan of Merger and the transactions contemplated therein, including the merger of Madison Strategic Sector Premium Fund (MSP- Acquired Fund) with and into MCN-Acquiring Fund (the "Merger").				Management	Split	Split
2.	To approve the issuance of additional common shares of MCN in connection with the Merger.				Management	Split	Split
3.	To approve an amendment to clarify the fund's industry concentration policy.				Management	Split	Split
4.	DIRECTOR				Management	Split	Split
		1	James R. Imhoff, Jr.			Split	Split
HENNESSY CAPITAL ACQUIS. CORP III
Security				42588L105		Meeting Type	Special
Ticker Symbol				HCAC		Meeting Date	17-Oct-2018
ISIN				US42588L1052		Agenda	934884924 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Business Combination Proposal - To approve that certain Purchase Agreement, dated as of June 25, 2018 and amended as of July 12, 2018 (as may be further amended from time to time, the "Purchase Agreement"), by and between the Company and JFL-NRC-SES Partners, LLC ("JFL Partners"), and the transactions contemplated thereby (the "Business Combination"), which provides for the acquisition by the Company of all of the issued and outstanding membership interests of NRC Group Holdings, LLC from JFL Partners.				Management	For	For
1a.	Intention to Exercise Redemption Rights: If you intend to exercise your redemption rights, please check "for" box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the definitive proxy statement under the heading "Special Meeting in Lieu of 2018 Annual Meeting of Hennessy Capital Stockholders - Redemption Rights."				Management	For
1b.	Shareholder Certification: I hereby certify that I am not acting in concert, or as a "group" (as defined in Section 13(d) (3) of the Securities Exchange Act of 1934, as amended), with any other stockholder with respect to the shares of common stock of the Company owned by me in connection with the proposed Business Combination between the Company and NRC Group Holdings, LLC. (For = I am not, Against = I am)				Management	For
2.	To approve the amendment of the Company's certificate of incorporation (the "existing charter") to increase the Company's authorized preferred stock. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
3.	To approve the amendment of the Company's existing charter to provide for the classification of the Company's board of directors into three classes of directors with staggered three-year terms of office and to make certain related changes. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
4.	To approve the amendment of the Company's existing charter to provide for the removal of directors with or without cause by stockholders voting a majority of the outstanding shares of Company common stock, provided that at any time that JFL (as defined in the accompanying proxy statement) beneficially owns, in the aggregate, less than 50% of Company common stock, directors may be removed from office only for cause and only by the affirmative vote of holders of the majority of the outstanding shares of Company common stock.				Management	For	For
5.	To approve the amendment of the Company's existing charter to provide that, for so long as JFL beneficially owns, in the aggregate, at least 50% of the outstanding shares of Company common stock, special meetings of the stockholders of the Company shall also be promptly called by or at the direction of the board or the chairman of the board upon the written request of JFL. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
6.	To approve the amendment of the Company's existing charter to require an affirmative vote by the holders of at least 66.67% of the outstanding shares of Company common stock to amend, alter, change or repeal or adopt certain provisions of the proposed charter for so long as JFL beneficially owns, in the aggregate, at least 10% of outstanding shares of Company common stock. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
7.	To approve the amendment of the Company's existing charter to require an affirmative vote of at least 66.67% of the outstanding shares of Company common stock to amend, alter or repeal the proposed amended and restated bylaws of the Company for so long as JFL beneficially owns, in the aggregate, at least 10% of the outstanding shares of Company common stock. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
8.	To approve the amendment of the Company's existing charter to provide for certain changes to adopt ownership qualifications, restrictions, requirements and procedures to assist the Company in complying with certain provisions of the Jones Act (as defined in the accompanying proxy statement). Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
9.	To approve the amendment of the Company's existing charter to provide for certain additional changes, including changing the Company's name from "Hennessy Capital Acquisition Corp. III" to "NRC Group Holdings Corp.," which the Company's board of directors believes are necessary to adequately address the post-Business Combination needs of the Company. Each of the Charter Proposals is conditioned on the approval of the Business Combination Proposal.				Management	For	For
10.	DIRECTOR				Management
		1	James Baumgardner			For	For
		2	Christian Swinbank			For	For
		3	John Rapaport			For	For
		4	James F. O'Neil III			For	For
11.	Incentive Plan Proposal - To approve the NRC Group Holdings Corp. 2018 Equity and Incentive Compensation Plan. The Incentive Plan Proposal is conditioned on the approval of the Business Combination Proposal and Proposal 2.				Management	For	For
12.	To approve (i) the issuance of shares of common stock to JFL Partners (ii) the issuance of up to 2,439,025 shares of Company common stock and up to 1,000,000 shares of Series A Convertible Preferred Stock, (iii) the issuance by the Company of 1,951,220 shares of Company common stock and 300,000 shares of Series A Convertible Preferred Stock convertible into shares of Company common stock to JFLCo or one or more of its affiliated investment funds and (iv) the potential change of control of the Company under the NYSE American listing rules.				Management	For	For
13.	Adjournment Proposal - To adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Business Combination Proposal, the Charter Proposals, the Director Election Proposal, the Incentive Plan Proposal or the NYSE Proposal.				Management	For	For
ABERDEEN FUNDS
Security				00326L100		Meeting Type	Annual
Ticker Symbol				AOD		Meeting Date	31-Oct-2018
ISIN				US00326L1008		Agenda	934886980 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.1	DIRECTOR				Management	Split	Split
		1	John Sievwright			Split	Split
2.	A Shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis.				Shareholder	Split	Split
INDUSTREA ACQUISITION CORP.
Security				45579J104		Meeting Type	Special
Ticker Symbol				INDU		Meeting Date	04-Dec-2018
ISIN				US45579J1043		Agenda	934903899 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Business Combination Proposal: Approve and adopt the Agreement and Plan of Merger, dated as of September 7, 2018, by and among the Company, Concrete Pumping Holdings Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of the Company ("Newco"), Concrete Pumping Holdings, Inc., a Delaware corporation ("CPH"), certain subsidiaries of Newco, and PGP Investors, LLC, solely in its capacity as the initial Holder Representative, a copy of which is attached to the proxy statement/prospectus as Annex A.				Management	For	For
2.	The Nasdaq Proposal: To approve, for puposes of complying with applicable Nasdaq listing rules, the issuance of more than 20% of the Company's issued and outstanding common stock pursuant to the Business Combination.				Management	For	For
3.	The Charter Proposals: To approve the following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): The name of the new public company will be Concrete Pumping Holdings, Inc. as opposed to "Industrea Acquisition Corp."				Management	For	For
4.	The Charter Proposals: To approve the following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): Newco will have 500,000,000 authorized shares of common stock and 10,000,000 authorized shares of preferred stock, as opposed to the Company having 220,000,000 authorized shares of common stock and 1,000,000 authorized shares of preferred stock.				Management	For	For
5.	The Charter Proposals: To approve the following material differences between the proposed amended and restated certificate of incorporation of Newco (the "Newco Charter"): The Newco Charter will not include the various provisions applicable only to special purpose acquisition companies that the Industrea Charter contains (such as the obligation to dissolve and liquidate if a business combination is not consummated in a certain period of time).				Management	For	For
6.	DIRECTOR				Management
		1	Heather L. Faust			For	For
		2	David G. Hall			For	For
		3	Iain Humphries			For	For
		4	Brian Hodges			For	For
		5	John M. Piecuch			For	For
		6	Howard D. Morgan			For	For
		7	David A. B. Brown			For	For
		8	Tariq Osman			For	For
		9	Bruce Young			For	For
7.	The Incentive Plan Proposal: To approve the Concrete Pumping Holdings, Inc. 2018 Omnibus Incentive Plan, which is an incentive compensation plan for employees, directors and consultants of Newco and its subsidiaries, including CPH, a copy of which is attached to the proxy statement/prospectus as Annex C.				Management	For	For
8.	The Adjournment Proposal: To approve the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Nasdaq Proposal, the Charter Proposals or the Incentive Plan Proposal. This proposal will only be presented at the Special Meeting if there are not sufficient votes to approve the Business Combination Proposal the Nasdaq Proposal.				Management	For	For
SPECIAL OPPORTUNITIES FUND, INC
Security				84741T104		Meeting Type	Annual
Ticker Symbol				SPE		Meeting Date	06-Dec-2018
ISIN				US84741T1043		Agenda	934897248 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Mr. Andrew Dakos			Split	Split
		2	Mr. Gerald Hellerman			Split	Split
		3	Mr. Charles Walden			Split	Split
		4	Mr. Ben Harris			Split	Split
THE CHINA FUND, INC.
Security				169373107		Meeting Type	Special
Ticker Symbol				CHN		Meeting Date	07-Dec-2018
ISIN				US1693731077		Agenda	934905576 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve the proposed Investment Advisory and Management Agreement between the fund and Matthews International Capital Management, LLC.				Management	Split	Split
LEISURE ACQUISITION CORP.
Security				52539T107		Meeting Type	Annual
Ticker Symbol				LACQ		Meeting Date	14-Dec-2018
ISIN				US52539T1079		Agenda	934902037 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Marc J. Falcone			Split	Split
2.	To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018.				Management	Split	Split
SSGA FUNDS
Security				857492888		Meeting Type	Special
Ticker Symbol				TRIXX		Meeting Date	18-Dec-2018
ISIN				US8574928888		Agenda	934897123 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
2.	DIRECTOR				Management	For	For
		1	John R. Costantino			For	For
		2	Michael A. Jessee			Split	Split
		3	Ellen M. Needham			For	For
		4	Donna M. Rapaccioli			For	For
DRAPER OAKWOOD TECHNOLOGY ACQUISITION IN
Security				26146L103		Meeting Type	Special
Ticker Symbol				DOTA		Meeting Date	19-Dec-2018
ISIN				US26146L1035		Agenda	934912064 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To consider and vote upon a proposal to approve and adopt the Business Combination Agreement, the transactions contemplated thereby and the performance by Draper Oakwood Technology Acquisition, Inc. of its obligations thereunder (the "Business Combination").				Management	For	For
1a.	Intention to Exercise Redemption Rights - If you intend to exercise your redemption rights, please check 'For' box. Checking 'For' box, however, is not sufficient to exercise your redemption rights. You must also vote either FOR or AGAINST the Business Combination Proposal, and, in addition, you must comply with the procedures set forth in the prospectus/proxy statement under the heading "Special Meeting of DOTA Stockholders - Redemption Rights."				Management	For
2a.	To consider and vote upon proposals to approve the adoption of the following incentive compensation plans: 2018 Omnibus Equity Incentive Plan.				Management	For	For
2b.	To consider and vote upon proposals to approve the adoption of the following incentive compensation plans: 2018 Reebonz Share Option Plan.				Management	For	For
2c.	To consider and vote upon proposals to approve the adoption of the following incentive compensation plans: Management Performance Plan.				Management	For	For
3.	The Share Issuance Proposal - To consider and vote upon a proposal to approve, for purposes of complying with applicable NASDAQ Stock Market LLC listing rules, the issuance of more than 20% of the issued and outstanding common stock of Draper Oakwood Technology Acquisition, Inc. in financing transactions in connection with the Business Combination.				Management	For	For
4.	The Adjournment Proposal - To consider and vote upon a proposal to adjourn the special meeting of stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve the Business Combination Proposal.				Management	For	For
KBL MERGER CORP. IV
Security				48242A104		Meeting Type	Annual
Ticker Symbol				KBLM		Meeting Date	21-Dec-2018
ISIN				US48242A1043		Agenda	934909625 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	For	For
		1	Andrew Sherman			For	For
		2	Sherrill Neff			For	For
2.	Ratification of the selection by the Audit Committee of WithumSmith+Brown, PC to serve as our independent registered public accounting firm for the year ending December 31, 2018.				Management	For	For
BISON CAPITAL ACQUISTION CORP.
Security				G1142P104		Meeting Type	Annual
Ticker Symbol				BCAC		Meeting Date	28-Dec-2018
ISIN				VGG1142P1045		Agenda	934908128 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1	DIRECTOR				Management	For	For
		1	Richard Wu			For	For
		2	Charles Prizzi			For	For
		3	Thomas Folinsbee			For	For
2	To ratify the appointment of Marcum LLP ("Marcum") as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2017 and the interim periods ended March 31, 2018, June 30, 2018 and September 30, 2018.				Management	Split	Split
3	To direct the chairman of the Meeting to adjourn the Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Meeting, there are not sufficient votes to approve any of the foregoing proposals.				Management	Split	Split
MORGAN STANLEY EMERGING MARKETS FD, INC.
Security				61744G107		Meeting Type	Special
Ticker Symbol				MSF		Meeting Date	07-Jan-2019
ISIN				US61744G1076		Agenda	934902974 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve the actions and transactions described in that certain Agreement and Plan of Reorganization between Morgan Stanley Emerging Markets Fund, Inc. (the "Acquired Fund") and Morgan Stanley Institutional Fund, Inc., on behalf of the Emerging Markets Portfolio (the "Acquiring Fund"), pursuant to which substantially all of the assets and liabilities of the Acquired Fund will be transferred to the Acquiring Fund in exchange for Class I shares of common stock of the Acquiring Fund and pursuant to which the Acquired Fund will be dissolved.				Management	Split	Split
EATON VANCE LIMITED DURATION INCOME FD
Security				27828H105		Meeting Type	Annual
Ticker Symbol				EVV		Meeting Date	17-Jan-2019
ISIN				US27828H1059		Agenda	934909512 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management
		1	Cynthia E. Frost			For	For
		2	Valerie A. Mosley			For	For
		3	Scott E. Wennerholm			For	For
HIGH INCOME SECURITIES FUND
Security				42968F108		Meeting Type	Special
Ticker Symbol				PCF		Meeting Date	22-Jan-2019
ISIN				US42968F1084		Agenda	934914842 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To change the nature of the Fund's business from being an investment company under the Investment Company Act of 1940, as amended and to deregister the Fund as an investment company with the Securities and Exchange Commission to permit the Fund to operate as a holding company.				Management	Split	Split
2.	To approve the reorganization of the Fund from a Massachusetts business trust into a newly established Delaware corporation				Management	Split	Split
PENSARE ACQUISITION CORP
Security				70957E105		Meeting Type	Special
Ticker Symbol				WRLS		Meeting Date	28-Jan-2019
ISIN				US70957E1055		Agenda	934919741 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Charter Amendment: Amend Pensare's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months, from February 1, 2019 to May 1, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account.				Management	For	For
2.	DIRECTOR				Management
		1	U. Bertram Ellis, Jr.			For	For
		2	Karl Krapek			For	For
		3	Dennis Lockhart			For	For
		4	Dr. Klaas Baks			For	For
3.	Ratification of Selection of Independent Registered Public Accounting Firm: To ratify the selection by our Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019.				Management	For	For
BAIN CAPITAL SPECIALTY FINANCE, INC.
Security				05684B107		Meeting Type	Special
Ticker Symbol				BCSF		Meeting Date	01-Feb-2019
ISIN				US05684B1070		Agenda	934918535 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve a proposal to authorize the Company to be subject to a reduced asset Coverage ratio of at least 150% under the Investment Company Act of 1940, as amended.				Management	Split	Split
2.	To approve the second amended and restated investment advisory agreement between the Company and BCSF Advisors, LP, that includes (I) a tiered management fee structure, (II) a three-year lookback with respect to the incentive fee on income and (III) an incentive fee cap with respect to the incentive fee on income.				Management	Split	Split
3.	To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies.				Management	Split	Split
MODERN MEDIA ACQUISITION CORP.
Security				60765P103		Meeting Type	Special
Ticker Symbol				MMDM		Meeting Date	08-Feb-2019
ISIN				US60765P1030		Agenda	934921695 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	Extension Amendment: Proposal to amend the Company's Second Amended and Restated Certificate of Incorporation to extend the date by which the Company must consummate a business combination from February 17, 2019 to June 17, 2019.				Management	For	For
2.	Trust Amendment: Proposal to amend the Investment Management Trust Agreement, dated as of May 17, 2017, between the Company and Continental Stock Transfer & Trust Company ("Continental"), to extend the date on which Continental must liquidate the trust account established in connection with the Company's initial public offering if the Company has not completed a business combination from February 17, 2019 to June 17, 2019.				Management	For	For
3a.	Election of Class I Director: John White				Management	For	For
ABERDEEN FUNDS
Security				00301W105		Meeting Type	Annual
Ticker Symbol				AEF		Meeting Date	21-Feb-2019
ISIN				US00301W1053		Agenda	934923079 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.1	Election of Class II Director: Lawrence J. Fox				Management	Split	Split
1.2	Election of Class II Director: C. William Maher				Management	Split	Split
LEGG MASON
Security				95790J102		Meeting Type	Annual
Ticker Symbol				TLI		Meeting Date	22-Feb-2019
ISIN				US95790J1025		Agenda	934921075 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Nisha Kumar#			Split	Split
		2	Carol L. Colman*			Split	Split
		3	Jane Trust*			Split	Split
LEGG MASON
Security				10537L104		Meeting Type	Annual
Ticker Symbol				BWG		Meeting Date	22-Feb-2019
ISIN				US10537L1044		Agenda	934921417 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Nisha Kumar#			Split	Split
		2	Daniel P. Cronin*			Split	Split
		3	Paolo M. Cucchi*			Split	Split
KBL MERGER CORP. IV
Security				48242A104		Meeting Type	Special
Ticker Symbol				KBLM		Meeting Date	05-Mar-2019
ISIN				US48242A1043		Agenda	934931026 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination from March 7, 2019 to June 7, 2019 (or September 9, 2019 if the Company has executed a definitive agreement for a business combination by June 7, 2019) or such earlier date as determined by the Board.				Management	For	For
2.	Adjournment: Adjourn the Special Meeting of stockholders to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1.				Management	For	For
3.	You may exercise your redemption rights by marking the "For" box. If you exercise your redemption rights, then you will be exchanging your public shares of the common stock of the Company for cash and you will no longer own such public shares. YOU WILL ONLY BE ENTITLED TO RECEIVE CASH FOR THOSE PUBLIC SHARES IF YOU TENDER YOUR STOCK CERTIFICATES REPRESENTING SUCH REDEEMED PUBLIC SHARES TO THE COMPANY'S DULY APPOINTED AGENT PRIOR TO THE VOTE AT SUCH MEETING.				Management	For
HAYMAKER ACQUISITION CORP.
Security				420870107		Meeting Type	Special
Ticker Symbol				HYAC		Meeting Date	06-Mar-2019
ISIN				US4208701072		Agenda	934931014 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Business Combination Proposal: To consider and vote upon a proposal to adopt and approve the Business Combination Agreement, (as amended on January 7, 2019, by Amendment No. 1 to Business Combination Agreement, and as it may be further amended from time to time, the "Transaction Agreement"), by and among Haymaker, OneSpaWorld Holdings Limited, an international business company incorporated under the laws of the Commonwealth of The Bahamas ("OneSpaWorld"), the sellers identified therein.				Management	For	For
2A.	Shareholding Limits for Certain Shareholders of OneSpaWorld: The OneSpaWorld Memorandum and Articles of Association will provide that shareholders will be prohibited from beneficially owning OneSpaWorld's common shares, par value 0.0001 per share (the "OneSpaWorld Shares"), exceeding 9.99% of the issued and outstanding OneSpaWorld Shares without the consent of the OneSpaWorld board of directors.				Management	For	For
2B.	Shareholder Approval of Certain Matters: The OneSpaWorld Memorandum and Articles of Association will provide for supermajority voting requirements with respect to certain significant transactions. At least two- thirds of the outstanding OneSpaWorld Shares will be required to approve any merger or sale of all or substantially all of OneSpaWorld's assets (unless the OneSpaWorld board of directors has approved such transaction in advance, in which case a majority of the shares entitled to vote shall be required).				Management	For	For
3.	The Lock-Up Amendment Proposal: To ratify the entry into the OSW Lock-Up Agreement (as defined in the accompanying proxy statement) by Haymaker Sponsor, LLC, and the directors and officers of Haymaker that, among other things, modifies the lock-up period such parties were subject to under the lock-up agreements entered into at the closing of Haymaker's initial public offering.				Management	For	For
4.	The Adjournment Proposal: To consider and vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal, the Charter Proposal or the Lock- Up Amendment Proposal.				Management	For	For
PGIM INVESTMENTS
Security				69346H100		Meeting Type	Annual
Ticker Symbol				ISD		Meeting Date	08-Mar-2019
ISIN				US69346H1005		Agenda	934918624 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Ellen S. Alberding			Split	Split
		2	Barry H. Evans			Split	Split
		3	Stuart S. Parker			Split	Split
		4	Brian K. Reid			Split	Split
PGIM INVESTMENTS
Security				69346J106		Meeting Type	Annual
Ticker Symbol				GHY		Meeting Date	08-Mar-2019
ISIN				US69346J1060		Agenda	934918636 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Ellen S. Alberding			Split	Split
		2	Barry H. Evans			Split	Split
		3	Stuart S. Parker			Split	Split
		4	Brian K. Reid			Split	Split
PGIM INVESTMENTS
Security				69346J106		Meeting Type	Annual
Ticker Symbol				GHY		Meeting Date	08-Mar-2019
ISIN				US69346J1060		Agenda	934918636 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Ellen S. Alberding			Split	Split
		2	Barry H. Evans			Split	Split
		3	Stuart S. Parker			Split	Split
		4	Brian K. Reid			Split	Split
THE CHINA FUND, INC.
Security				169373107		Meeting Type	Annual
Ticker Symbol				CHN		Meeting Date	13-Mar-2019
ISIN				US1693731077		Agenda	934925857 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1a.	Election of Class II Director: Richard A. Silver				Management	Split	Split
BISON CAPITAL ACQUISTION CORP.
Security				G1142P104		Meeting Type	Special
Ticker Symbol				BCAC		Meeting Date	21-Mar-2019
ISIN				VGG1142P1045		Agenda	934939666 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To amend the Company's memorandum and articles of association (as may amended from time to time), to extend the date before which the Company must complete a business combination (Termination Date) from March 23, 2019 (Current Termination Date) to June 24, 2019 or such earlier date as determined by the Board (Extended Termination Date), and provide that the date for cessation of operations of the Company if the Company has not completed a business combination would similarly be extended by amending the Memorandum and Articles of Association.				Management	For	For
2.	Trust Amendment: To amend and restate the Company's investment management trust agreement, dated June 19, 2017 (the "Trust Agreement") by and between the Company and Continental Stock Transfer & Trust Company (the "Trustee") to extend the date on which to commence liquidating the trust account (the "Trust Account") established in connection with the Company's initial public offering in the event the Company has not consummated a business combination from the Current Termination Date to the Extended Termination Date.				Management	For	For
2a.	Intention to Exercise Redemption Rights: If you intend to exercise your redemption rights, please check "For" box. Checking "For" box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading "The Special Meeting - Redemption Rights."				Management	For
2b.	Shareholder Certification: I hereby certify that I am not acting on concert or as a "group" (as defined in Section 13(d) (3) of the Securities Exchange Act of 1934, as amended), with any other stockholder of the Company owned by me in connection with the Business Combination Proposal.				Management	For
3.	Adjournment of the Meeting: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve any of the foregoing proposals.				Management	For	For
CONSTELLATION ALPHA CAPITAL CORP.
Security				G2379F108		Meeting Type	Special
Ticker Symbol				CNAC		Meeting Date	21-Mar-2019
ISIN				VGG2379F1080		Agenda	934934820 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Extension Amendment: Amend the Company's Amended and Restated Memorandum and Articles of Association to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional six months, from March 23, 2019 to September 23, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account.				Management	For	For
2.	DIRECTOR				Management
		1	Dr. John Alexander			For	For
		2	Kewal Handa			For	For
3.	Ratification of Selection of Independent Registered Public Accounting Firm: To ratify the selection by the Company's Audit Committee of Marcum LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2019				Management	For	For
EATON VANCE FLOATING-RATE INCOME TRUST
Security				278279104		Meeting Type	Annual
Ticker Symbol				EFT		Meeting Date	21-Mar-2019
ISIN				US2782791048		Agenda	934923118 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Mark R. Fetting			Split	Split
		2	Helen Frame Peters			Split	Split
		3	Marcus L. Smith			Split	Split
NUVEEN EMER MKTS DEBT 2022 TARGET TERM
Security				67077P101		Meeting Type	Annual
Ticker Symbol				JEMD		Meeting Date	10-Apr-2019
ISIN				US67077P1012		Agenda	934935668 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1b.	DIRECTOR				Management	Split	Split
		1	Judith M. Stockdale			Split	Split
		2	Carole E. Stone			Split	Split
		3	Margaret L. Wolff			Split	Split
		4	William C. Hunter			Split	Split
NUVEEN INTER DUR QLTY MUNI TERM FD
Security				670677103		Meeting Type	Annual
Ticker Symbol				NIQ		Meeting Date	10-Apr-2019
ISIN				US6706771036		Agenda	934935670 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1a.	DIRECTOR				Management	Split	Split
		1	Judith M. Stockdale			Split	Split
		2	Carole E. Stone			Split	Split
		3	Margaret L. Wolff			Split	Split
NUVEEN PREFERED & CONVERTIBLE INCOME 2
Security				67073D102		Meeting Type	Annual
Ticker Symbol				JQC		Meeting Date	10-Apr-2019
ISIN				US67073D1028		Agenda	934935668 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1b.	DIRECTOR				Management	Split	Split
		1	Judith M. Stockdale			Split	Split
		2	Carole E. Stone			Split	Split
		3	Margaret L. Wolff			Split	Split
		4	William C. Hunter			Split	Split
CORNERSTONE STRATEGIC VALUE FUND, INC.
Security				21924B302		Meeting Type	Annual
Ticker Symbol				CLM		Meeting Date	16-Apr-2019
ISIN				US21924B3024		Agenda	934937333 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Andrew A. Strauss			Split	Split
		2	Glenn W. Wilcox, Sr.			Split	Split
2.	To approve a new investment management agreement with Cornerstone Advisors Asset Management LLC.				Management	Split	Split
3.	In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof.				Management	Split	Split
CORNERSTONE TOTAL RETURN FUND, INC.
Security				21924U300		Meeting Type	Annual
Ticker Symbol				CRF		Meeting Date	16-Apr-2019
ISIN				US21924U3005		Agenda	934937357 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Ralph W. Bradshaw			Split	Split
		2	Robert E. Dean			Split	Split
		3	Edwin Meese III			Split	Split
		4	Matthew W. Morris			Split	Split
		5	Scott B. Rogers			Split	Split
		6	Andrew A. Strauss			Split	Split
		7	Glenn W. Wilcox, Sr.			Split	Split
2.	To approve a new investment management agreement with Cornerstone Advisors Asset Management LLC.				Management	Split	Split
3.	In their discretion, the proxies are authorized to consider and vote upon such other matters as may properly come before the Meeting or any adjournment thereof.				Management	Split	Split
EATON VANCE FUNDS
Security				27829M103		Meeting Type	Annual
Ticker Symbol				EXD		Meeting Date	18-Apr-2019
ISIN				US27829M1036		Agenda	934932422 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Mark R. Fetting			Split	Split
		2	Valerie A. Mosley			Split	Split
		3	Helen Frame Peters			Split	Split
		4	Marcus L. Smith			Split	Split
ALLIANCE CALIFORNIA MUNI INCOME FD, INC.
Security				018546101		Meeting Type	Special
Ticker Symbol				AKP		Meeting Date	26-Apr-2019
ISIN				US0185461011		Agenda	934947118 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve the liquidation and dissolution of the Fund.				Management	Split	Split
CM SEVEN STAR ACQUISITION CORP
Security				G2345N102		Meeting Type	Annual
Ticker Symbol				CMSS		Meeting Date	29-Apr-2019
ISIN				KYG2345N1025		Agenda	934985081 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To approve the Share Exchange Agreement, and among CM Seven Star, Kaixin Auto Group (Kaixin) and Renren Inc. (Seller) and transactions contemplated thereunder, including but not limited to CM Seven Star's acquisition of all the issued and outstanding shares and any other equity interests of Kaixin from the Seller, as provided for in the Share Exchange Agreement & consideration paid to the Seller and earn-out consideration by way of new issue of ordinary shares credited as fully paid in accordance with the Share Exchange Agreement, or Business Combination.				Management	For	For
2.	To approve increase in the number of authorized ordinary shares of CM Seven Star to 500,000,000 and removal of the class of preferred shares. This proposal is referred to as the "Authorized Share Increase Proposal."				Management	For	For
3.	To approve as a special resolution the change of CM Seven Star's name to Kaixin Auto Holdings and the adoption of the Second Amended and Restated Memorandum and Articles of Association of CM Seven Star as further described in the definitive proxy statement. This proposal is referred to as the "Amendment Proposal."				Management	For	For
4.	To approve the issuance of more than 20% of the issued and outstanding ordinary shares of CM Seven Star pursuant to the terms of the Share Exchange Agreement, as required by Nasdaq Listing Rules 5635(a) and (d). This proposal is referred to as the "Nasdaq Proposal."				Management	For	For
5.	To approve the 2018 CM Seven Star Equity Incentive Plan. This proposal is referred to as the "Equity Incentive Plan Proposal."				Management	For	For
6.	DIRECTOR				Management
		1	Anthony Ho			For	For
		2	Sing Wang			For	For
		3	Stephen N. Cannon			For	For
		4	Jiong Shao			For	For
		5	Michele Smith			For	For
7.	To approve the adjournment of the annual general meeting in the event CM Seven Star does not receive the requisite shareholder vote to approve the Business Combination. This proposal is called the "Business Combination Adjournment Proposal."				Management	For	For
PENSARE ACQUISITION CORP
Security				70957E105		Meeting Type	Special
Ticker Symbol				WRLS		Meeting Date	29-Apr-2019
ISIN				US70957E1055		Agenda	934985207 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	The Charter Amendment: To amend Pensare's Amended and Restated Certificate of Incorporation to extend the date by which the Company has to consummate a business combination (the "Extension") for an additional three months, from May 1, 2019 to August 1, 2019, and permit holders of public shares to redeem their shares for their pro rata portion of the trust account.				Management	For	For
2.	Adjournment of the Meeting: To direct the chairman of the special meeting to adjourn the special meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the special meeting, there are not sufficient votes to approve any of the foregoing proposal.				Management	For	For
GARRISON CAPITAL INC.
Security				366554103		Meeting Type	Annual
Ticker Symbol				GARS		Meeting Date	01-May-2019
ISIN				US3665541039		Agenda	934951511 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1A.	Election of Director: Joseph Tansey				Management	Split	Split
1B.	Election of Director: Cecil Martin				Management	Split	Split
2.	Ratification of selection of RSM US LLP to serve as independent registered public accounting firm for fiscal year ending December 31, 2019.				Management	Split	Split
BARINGS BDC, INC.
Security				06759L103		Meeting Type	Annual
Ticker Symbol				BBDC		Meeting Date	09-May-2019
ISIN				US06759L1035		Agenda	934952107 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.1	Election of Class I Director: Eric Lloyd				Management	Split	Split
1.2	Election of Class I Director: Mark F. Mulhern				Management	Split	Split
2.	To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.				Management	Split	Split
BARINGS BDC, INC.
Security				06759L103		Meeting Type	Annual
Ticker Symbol				BBDC		Meeting Date	09-May-2019
ISIN				US06759L1035		Agenda	934952107 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.1	Election of Class I Director: Eric Lloyd				Management	Split	Split
1.2	Election of Class I Director: Mark F. Mulhern				Management	Split	Split
2.	To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.				Management	Split	Split
CHURCHILL CAPITAL CORP
Security				17142R103		Meeting Type	Special
Ticker Symbol				CCC		Meeting Date	13-May-2019
ISIN				US17142R1032		Agenda	935016938 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To consider and vote upon a proposal to approve the business combination described in Churchill's proxy statement, including (a) Agreement and Plan of Merger, dated as of January 14, 2019 (as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated February 26, 2019, and Amendment No. 2 to the Agreement and Plan of Merger, dated March 29, 2019, the "Merger Agreement"), by and among Churchill, Clarivate Analytics Plc ("Clarivate"), CCC Merger Sub, Inc.				Management	For	For
2a.	To approve the following material differences between the constitutional documents of Clarivate that will be in effect upon the closing of the transactions and Churchill's current amended and restated certificate of incorporation: The name of the new public entity will be "Clarivate Analytics Plc" as opposed to "Churchill Capital Corp".				Management	For	For
2b.	To approve the following material differences between the constitutional documents of Clarivate that will be in effect upon the closing of the transactions and Churchill's current amended and restated certificate of incorporation: Clarivate will have no limit on the number of shares which Clarivate is authorized to issue, as opposed to Churchill having 220,000,000 authorized shares of common stock and 1,000,000 authorized shares of preferred stock.				Management	For	For
2c.	To approve the following material differences between the constitutional documents of Clarivate that will be in effect upon the closing of the transactions and Churchill's current amended and restated certificate of incorporation: Clarivate's constitutional documents will not include the various provisions applicable only to special purpose acquisition corporations that Churchill's amended and restated certificate of incorporation contains				Management	For	For
3.	To adjourn the special meeting to a later date or dates, if n necessary, to permit further solicitation and vote of proxies if Churchill is unable to consummate the business combination.				Management	For	For
CHURCHILL CAPITAL CORP
Security				17142R111		Meeting Type	Special
Ticker Symbol				CCCWS		Meeting Date	13-May-2019
ISIN				US17142R1115		Agenda	935016938 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	To consider and vote upon a proposal to approve the business combination described in Churchill's proxy statement, including (a) Agreement and Plan of Merger, dated as of January 14, 2019 (as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated February 26, 2019, and Amendment No. 2 to the Agreement and Plan of Merger, dated March 29, 2019, the "Merger Agreement"), by and among Churchill, Clarivate Analytics Plc ("Clarivate"), CCC Merger Sub, Inc.				Management	For	For
2a.	To approve the following material differences between the constitutional documents of Clarivate that will be in effect upon the closing of the transactions and Churchill's current amended and restated certificate of incorporation: The name of the new public entity will be "Clarivate Analytics Plc" as opposed to "Churchill Capital Corp".				Management	For	For
2b.	To approve the following material differences between the constitutional documents of Clarivate that will be in effect upon the closing of the transactions and Churchill's current amended and restated certificate of incorporation: Clarivate will have no limit on the number of shares which Clarivate is authorized to issue, as opposed to Churchill having 220,000,000 authorized shares of common stock and 1,000,000 authorized shares of preferred stock.				Management	For	For
2c.	To approve the following material differences between the constitutional documents of Clarivate that will be in effect upon the closing of the transactions and Churchill's current amended and restated certificate of incorporation: Clarivate's constitutional documents will not include the various provisions applicable only to special purpose acquisition corporations that Churchill's amended and restated certificate of incorporation contains				Management	For	For
3.	To adjourn the special meeting to a later date or dates, if n necessary, to permit further solicitation and vote of proxies if Churchill is unable to consummate the business combination.				Management	For	For
TORTOISE MLP FUND INC
Security				89148B101		Meeting Type	Annual
Ticker Symbol				NTG		Meeting Date	20-May-2019
ISIN				US89148B1017		Agenda	934988582 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Alexandra A. Herger			Split	Split
2.	Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm to audit the financial statements of the Company for the fiscal year ending November 30, 2019.				Management	Split	Split
BIG ROCK PARTNERS ACQUISITION CORP
Security				089482103		Meeting Type	Annual
Ticker Symbol				BRPA		Meeting Date	21-May-2019
ISIN				US0894821034		Agenda	935030899 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	Extension of Corporate Life: Amend the Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to August 22, 2019.				Management	For	For
2.	Early Termination: Approve the Company's early winding up and redemption of 100% of the outstanding public shares if determined by the Company's board of directors.				Management	For	For
3.	DIRECTOR				Management
		1	Lori B. Wittman			For	For
		2	Michael Fong			For	For
		3	Stuart Koenig			For	For
VIRTUS MUTUAL FUNDS
Security				92837G100		Meeting Type	Annual
Ticker Symbol				ZF		Meeting Date	21-May-2019
ISIN				US92837G1004		Agenda	934997834 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1g.	Election of Director (Class II): George R. Aylward				Management	Split	Split
1h.	Election of Director (Class II): Philip R. McLoughlin				Management	Split	Split
1i.	Election of Director (Class II): William R. Moyer				Management	Split	Split
VIRTUS MUTUAL FUNDS
Security				92837G100		Meeting Type	Annual
Ticker Symbol				ZF		Meeting Date	21-May-2019
ISIN				US92837G1004		Agenda	934997834 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1g.	Election of Director (Class II): George R. Aylward				Management	Split	Split
1h.	Election of Director (Class II): Philip R. McLoughlin				Management	Split	Split
1i.	Election of Director (Class II): William R. Moyer				Management	Split	Split
ONE MADISON CORPORATION
Security				G6772P100		Meeting Type	Special
Ticker Symbol				OMAD		Meeting Date	28-May-2019
ISIN				KYG6772P1000		Agenda	935023440 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1)	Business Combination Proposal: To approve by ordinary resolution transactions contemplated by the Stock Purchase Agreement, as amended, by and among One Madison, Rack Holdings L.P., a Delaware limited partnership ("Seller"), and Rack Holdings Inc., a Delaware corporation ("Rack Holdings"), owner of all of issued and outstanding equity interests of Ranpak Corporation, pursuant to which One Madison will acquire all of issued and outstanding equity interests of Rack Holdings from Seller, on the terms and subject to conditions set forth therein.				Management	For	For
2)	THE NYSE Proposal: To approve, for purposes of complying with applicable listing rules of New York Stock Exchange, issuance by One Madison of Class A ordinary shares, par value $0.0001 per share, and Class C ordinary shares, par value $0.0001 per share, to certain accredited investors, including certain directors, officers and substantial security holders of One Madison, in each case in a private placement, the proceeds of which will be used to finance the business combination and related transactions & costs & expenses incurred in connection.				Management	For	For
3)	The Domestication Proposal. To approve by special resolution the change of One Madison's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and domesticating and continuing as a corporation incorporated under the laws of the State of Delaware (the "domestication").				Management	For	For
4)	To approve (i) the change of our name from "One Madison Corporation" to "Ranpak Holdings Corp.", (ii) adopting Delaware as the exclusive forum for certain stockholder litigation, (iii) upon the closing of the business combination (the "closing"), making One Madison's corporate existence perpetual and (iv) upon the closing, providing for the ineffectiveness of certain provisions in our existing organizational documents relating to our status as a blank check company that will no longer be applicable to us following the closing;				Management	For	For
5)	To approve provisions providing that One Madison's board of directors will be divided into three classes following the business combination, with each class generally serving for a term of three years and with only one class of directors being elected in each year.				Management	For	For
6)	To approve provisions providing that the directors of One Madison may only be removed for cause.				Management	For	For
7)	To approve advance notice procedures with regard to the nomination by shareholders of candidates for election as directors.				Management	For	For
8)	To approve provisions removing the ability of shareholders to call a special meeting of shareholders.				Management	For	For
9)	To approve provisions removing the ability of shareholders to act by written consent in lieu of a meeting.				Management	For	For
10)	To approve the amendment and restatement of the existing organizational documents by the deletion of the existing organizational documents in their entirety and the substitution of the proposed organizational documents in their place to (among other matters) reflect the changes proposals 4 through 10.				Management	For	For
11)	The Incentive Plan Proposal. To approve by ordinary resolution the One Madison Corporation 2019 Omnibus Incentive Plan.				Management	For	For
12)	The Adjournment Proposal. To approve by ordinary resolution the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal or the NYSE Proposal.				Management	For	For
ONE MADISON CORPORATION
Security				G6772P100		Meeting Type	Special
Ticker Symbol				OMAD		Meeting Date	28-May-2019
ISIN				KYG6772P1000		Agenda	935023452 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1)	Business Combination Proposal: To approve by ordinary resolution transactions contemplated by the Stock Purchase Agreement, as amended, by and among One Madison, Rack Holdings L.P., a Delaware limited partnership ("Seller"), and Rack Holdings Inc., a Delaware corporation ("Rack Holdings"), owner of all of issued and outstanding equity interests of Ranpak Corporation, pursuant to which One Madison will acquire all of issued and outstanding equity interests of Rack Holdings from Seller, on the terms and subject to conditions set forth therein.				Management	For	For
2)	THE NYSE Proposal: To approve, for purposes of complying with applicable listing rules of New York Stock Exchange, issuance by One Madison of Class A ordinary shares, par value $0.0001 per share, and Class C ordinary shares, par value $0.0001 per share, to certain accredited investors, including certain directors, officers and substantial security holders of One Madison, in each case in a private placement, the proceeds of which will be used to finance the business combination and related transactions & costs & expenses incurred in connection.				Management	For	For
3)	The Domestication Proposal. To approve by special resolution the change of One Madison's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and domesticating and continuing as a corporation incorporated under the laws of the State of Delaware (the "domestication").				Management	For	For
4)	To approve (i) the change of our name from "One Madison Corporation" to "Ranpak Holdings Corp.", (ii) adopting Delaware as the exclusive forum for certain stockholder litigation, (iii) upon the closing of the business combination (the "closing"), making One Madison's corporate existence perpetual and (iv) upon the closing, providing for the ineffectiveness of certain provisions in our existing organizational documents relating to our status as a blank check company that will no longer be applicable to us following the closing;				Management	For	For
5)	To approve provisions providing that One Madison's board of directors will be divided into three classes following the business combination, with each class generally serving for a term of three years and with only one class of directors being elected in each year.				Management	For	For
6)	To approve provisions providing that the directors of One Madison may only be removed for cause.				Management	For	For
7)	To approve advance notice procedures with regard to the nomination by shareholders of candidates for election as directors.				Management	For	For
8)	To approve provisions removing the ability of shareholders to call a special meeting of shareholders.				Management	For	For
9)	To approve provisions removing the ability of shareholders to act by written consent in lieu of a meeting.				Management	For	For
10)	To approve the amendment and restatement of the existing organizational documents by the deletion of the existing organizational documents in their entirety and the substitution of the proposed organizational documents in their place to (among other matters) reflect the changes proposals 4 through 10.				Management	For	For
11)	The Incentive Plan Proposal. To approve by ordinary resolution the One Madison Corporation 2019 Omnibus Incentive Plan.				Management	For	For
12)	The Adjournment Proposal. To approve by ordinary resolution the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal or the NYSE Proposal.				Management	For	For
TEMPLETON EMERGING MKTS INCOME FUND
Security				880192109		Meeting Type	Annual
Ticker Symbol				TEI		Meeting Date	30-May-2019
ISIN				US8801921094		Agenda	934964758 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Mary C. Choksi			Split	Split
		2	Rupert H. Johnson, Jr.			Split	Split
		3	Gregory E. Johnson			Split	Split
2.	To approve the elimination of the fundamental investment policy requiring the Fund to invest at least 65% of its total assets in U.S. dollar-denominated securities				Management	Split	Split
3.	To approve an amended fundamental investment restriction regarding investments in commodities				Management	Split	Split
4.	The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019				Management	Split	Split
TEMPLETON GLOBAL INCOME FUND
Security				880198106		Meeting Type	Annual
Ticker Symbol				GIM		Meeting Date	30-May-2019
ISIN				US8801981064		Agenda	934962160 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Mary C. Choksi			Split	Split
		2	Larry D. Thompson			Split	Split
		3	Rupert H. Johnson, Jr.			Split	Split
		4	Gregory E. Johnson			Split	Split
2.	The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2019				Management	Split	Split
OHA INVESTMENT CORPORATION
Security				67091U102		Meeting Type	Annual
Ticker Symbol				OHAI		Meeting Date	04-Jun-2019
ISIN				US67091U1025		Agenda	935012992 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1a.	Election of Class III Director: Stuart I. Oran				Management	Split	Split
1b.	Election of Class III Director: Glenn R. August				Management	Split	Split
2.	To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019.				Management	Split	Split
HIGHLAND FUNDS
Security				43010E404		Meeting Type	Annual
Ticker Symbol				HFRO		Meeting Date	14-Jun-2019
ISIN				US43010E4044		Agenda	935029555 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Ethan Powell			Split	Split
		2	Bryan A. Ward			Split	Split
2.	To approve a change to the Fund's fundamental policy regarding concentration such that that the Fund will invest, at least 25% of the value of its total assets in the real estate industry ("Proposal 2").				Management	Split	Split
3.	To approve one or more adjournments to the Annual Meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the Annual Meeting cast in favor of Proposal 1 and/or Proposal 2 ("Proposal 3").				Management	Split	Split
NEXPOINT FUNDS
Security				65340G205		Meeting Type	Annual
Ticker Symbol				NHF		Meeting Date	14-Jun-2019
ISIN				US65340G2057		Agenda	935019249 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Ethan Powell			Split	Split
		2	Bryan A.Ward			Split	Split
THE INDIA FUND, INC.
Security				454089103		Meeting Type	Annual
Ticker Symbol				IFN		Meeting Date	19-Jun-2019
ISIN				US4540891037		Agenda	935032348 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.1	Election of Class III Director: Nancy Yao Maasbach				Management	Split	Split
1.2	Election of Class III Director: Hugh Young				Management	Split	Split
MORGAN STANLEY EMER MKTS DEBT FUND, INC.
Security				61744H105		Meeting Type	Annual
Ticker Symbol				MSD		Meeting Date	25-Jun-2019
ISIN				US61744H1059		Agenda	935029567 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1.	DIRECTOR				Management	Split	Split
		1	Frank L. Bowman			Split	Split
		2	Jakki L. Haussler			Split	Split
		3	Manuel H. Johnson			Split	Split
		4	Patricia Maleski			Split	Split
KAYNE ANDERSON MLP/MIDSTREAM INV CO
Security				486606106		Meeting Type	Annual
Ticker Symbol				KYN		Meeting Date	27-Jun-2019
ISIN				US4866061066		Agenda	935046765 - Management
Item	Proposal				Proposed by	Vote	For/Against Management
1A.	Election of Director: ANNE K. COSTIN				Management	Split	Split
1B.	Election of Director: ALBERT L. RICHEY				Management	Split	Split
2.	THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS KYN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2019.				Management	Split	Split

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

RiverNorth Opportunities Fund, Inc.
By:	/s/ Kathryn A. Burns
	Kathryn A. Burns
	President
Date:	August 29, 2019