ITEM 1. PROXY VOTING RECORD:
Item 1, For each Fund as indicated contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:
Registrant: Strategy Shares | | Fund Name - | Active Alts Contrarian ETF | | | | |
Investment Compnay 1940 Act File # 811-22497 | | | | | | | |
Reporting Period: July 1, 2017 - June 30, 2018 | | | | | | | |
| | | | | | | | |
| | | N-PX Form Requirements | | | | |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
ACI WORLDWIDE, INC. | ACIW | 4498101 | 6/12/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Janet O. Estep | | | | |
| | | | James C. Hale | | | | |
| | | | Philip G. Heasley | | | | |
| | | | Pamela H. Patsley | | | | |
| | | | Charles E. Peters, Jr. | | | | |
| | | | David A. Poe | | | | |
| | | | Adalio T. Sanchez | | | | |
| | | | Thomas W. Warsop III | | | | |
| | | | | | | | |
| | | | Ratify the appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| | | | as our independent registered public accounting | | | | |
| | | | firm for the fiscal year ending December 31, 2018. | | | | |
| | | | | | | | |
| | | | Advisory approval of the Company's executive | MGMT | Y | FOR | FOR |
| | | | compensation. | | | | |
| | | | | | | | |
| | | | | | | | |
BLACKBERRY LIMITED | BB | 09228F103 | 6/20/2018 | 2018 Annual Meeting of Security Holders | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | John Chen | | | | |
| | | | Michael A. Daniels | | | | |
| | | | Timothy Dattels | | | | |
| | | | Richard Lynch | | | | |
| | | | Laurie Smaldone Alsup | | | | |
| | | | Barbara Stymiest | | | | |
| | | | V. Prem Watsa | | | | |
| | | | Wayne Wouters | | | | |
| | | | | | | | |
| | | | Resolution approving the re-appointment of Ernst | MGMT | Y | FOR | FOR |
| | | | & Young LLP as auditors of the Company and | | | | |
| | | | authorizing the Board of Directors to fix the | | | | |
| | | | auditors' remuneration. | | | | |
| | | | | | | | |
| | | | Non-binding advisory resolution that the | MGMT | Y | FOR | FOR |
| | | | shareholders accept the Company's approach to | | | | |
| | | | executive compensation as disclosed in the | | | | |
| | | | Management Information Circular for the Meeting. | | | | |
| | | | | | | | |
CARBO CERAMICS INC. | CRR | 140781105 | 5/22/2018 | 2018 Annual Meeting | MGMT | Y | FOR ALL | FOR |
| | | | DIRECTOR | | | | |
| | | | Sigmund L. Cornelius | | | | |
| | | | Chad C. Deaton | | | | |
| | | | Gary A.Kolstad | | | | |
| | | | H.E. Lentz Jr. | | | | |
| | | | Randy L. Limbacher | | | | |
| | | | William C. Morris | | | | |
| | | | | | | | |
| | | | Proposal to ratify the appointment of Ernst & Young | MGMT | Y | FOR | FOR |
| | | | LLP, certified public accountants, as Company's | | | | |
| | | | independent registered public accounting firm for the | | | | |
| | | | fiscal year ending December 31, 2018 | | | | |
| | | | | | | | |
| | | | Proposal to approve, by advisory vote, the compensation | MGMT | Y | FOR | FOR |
| | | | of the named executive officers | | | | |
| | | | | | | | |
CARE.COM INC. 2018 Annual Meeting | CRCM | 141633107 | 5/15/2018 | 2018 Annual Meeting | MGMT | Y | FOR ALL | FOR |
| | | | DIRECTOR | | | | |
| | | | William H. Harris Jr. | | | | |
| | | | Daniel S. Yoo | | | | |
| | | | | | | | |
| | | | To ratify the selection. By the Audit Committee of the | MGMT | Y | FOR | FOR |
| | | | Company's Board of Directors, of Ernst & Young LLP as | | | | |
| | | | the independent registered public accounting firm of the | | | | |
| | | | Company for its fiscal year ending December 29, 2018 | | | | |
| | | | | | | | |
CHEGG, INC. | CHGG | 163092109 | 6/7/2018 | 2018 Annual Meeting | MGMT | Y | FOR ALL | FOR |
| | | | DIRECTOR | | | | |
| | | | Marne Levine | | | | |
| | | | Richard Sarnoff | | | | |
| | | | | | | | |
| | | | To approve the non-binding advisory vote on | MGMT | Y | FOR | FOR |
| | | | executive compensation for the year ended | | | | |
| | | | December 31, 2017. | | | | |
| | | | | | | | |
| | | | To approve the non-binding advisory vote on the | MGMT | Y | 1 YEAR | FOR |
| | | | frequency of future advisory votes on executive | | | | |
| | | | compensation. | | | | |
| | | | | | | | |
| | | | To ratify the appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
| | | | as the Company's independent registered public | | | | |
| | | | accounting firm for the fiscal year ending | | | | |
| | | | December 31, 2018. | | | | |
| | | | | | | | |
CYPRESS SEMICONDUCTOR CORPORATION | CY | 232806109 | 5/11/2018 | 2018 Annual Meeting | | | | |
| | | | Election of Director: W. Steve Albrecht | MGMT | Y | FOR | FOR |
| | | | Election of Director: Hassane El-Khoury | MGMT | Y | FOR | FOR |
| | | | Election of Director: Oh Chul Kwon | MGMT | Y | FOR | FOR |
| | | | Election of Director: Catherine P. Lego | MGMT | Y | FOR | FOR |
| | | | Election of Director: Camillo Martino | MGMT | Y | FOR | FOR |
| | | | Election of Director: J. Daniel McCranie | MGMT | Y | FOR | FOR |
| | | | Election of Director: Jeffrey J. Owens | MGMT | Y | FOR | FOR |
| | | | Election of Director: Jeannine Sargent | MGMT | Y | FOR | FOR |
| | | | Election of Director: Michael S. Wishart | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | The ratification of the appointment of | MGMT | Y | FOR | FOR |
| | | | PricewaterhouseCoopers LLP as our independent | | | | |
| | | | registered public accounting firm for fiscal year 2018 | | | | |
| | | | | | | | |
| | | | Annual advisory vote to approve the | MGMT | Y | FOR | FOR |
| | | | compensation of our named executive officers. | | | | |
| | | | | | | | |
| | | | The amendment and restatement of the Employee | MGMT | Y | FOR | FOR |
| | | | Stock Purchase Plan to approve increasing the | | | | |
| | | | number of shares available for issuance under the | | | | |
| | | | plan. | | | | |
| | | | | | | | |
DIAMOND OFFSHORE DRILLING, INC. | DO | 25271 C102 | 5/15/2018 | 2018 Annual Meeting | | | | |
| | | | Election of Director: James S. Tisch | MGMT | Y | FOR | FOR |
| | | | Election of Director: Marc Edwards | MGMT | Y | FOR | FOR |
| | | | Election of Director: Charles L. Fabrikant | MGMT | Y | FOR | FOR |
| | | | Election of Director: Paul G. Gaffney II | MGMT | Y | FOR | FOR |
| | | | Election of Director: Edward Grebow | MGMT | Y | FOR | FOR |
| | | | Election of Director: Kenneth I. Siegel | MGMT | Y | FOR | FOR |
| | | | Election of Director: Clifford M. Sobel | MGMT | Y | FOR | FOR |
| | | | Election of Director: Andrew H. Tisch | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | To ratify the appointment of Deloitte & Touche LLP as the | MGMT | Y | FOR | FOR |
| | | | independent auditor for our company and its subsidiaries | | | | |
| | | | for fiscal year 2018. | | | | |
| | | | | | | | |
| | | | To approve, on an advisory basis, executive compensation. | MGMT | Y | FOR | FOR |
| | | | | | | | |
GARMIN LTD | GRMN | H2906 T109 | 6/8/2018 | 2018 Annual Meeting | | | | |
| | | | Election of Andrew Etkind as ad hoc Chairman of | MGMT | Y | FOR | FOR |
| | | | the Meeting | | | | |
| | | | | | | | |
| | | | Approval of Garmin Ltd.'s 2017 Annual Report, | MGMT | Y | FOR | FOR |
| | | | including the consolidated financial statements of | | | | |
| | | | Garmin Ltd. for the fiscal year ended December | | | | |
| | | | 30, 2017 and the statutory financial statements of | | | | |
| | | | Garmin Ltd. for the fiscal year ended December | | | | |
| | | | 30, 2017 | | | | |
| | | | | | | | |
| | | | Approval of the appropriation of available | MGMT | Y | FOR | FOR |
| | | | earnings | | | | |
| | | | | | | | |
| | | | Approval of the payment of a cash dividend in the | MGMT | Y | FOR | FOR |
| | | | aggregate amount of US $2.12 per outstanding | | | | |
| | | | share out of Garmin Ltd.'s general reserve from | | | | |
| | | | capital contribution in four equal installments | | | | |
| | | | | | | | |
| | | | Discharge of the members of the Board of | MGMT | Y | FOR | FOR |
| | | | Directors and the members of Executive | | | | |
| | | | Management from liability for the fiscal year | | | | |
| | | | ended December 30, 2017 | | | | |
| | | | | | | | |
| | | | Re-election of Director: 6A. Min H. Kao | MGMT | Y | FOR | FOR |
| | | | Re-election of Director: Joseph J. Hartnett | MGMT | Y | FOR | FOR |
| | | | Re-election of Director: Charles W. Peffer | MGMT | Y | FOR | FOR |
| | | | Re-election of Director: Clifton A. Pemble | MGMT | Y | FOR | FOR |
| | | | Re-election of Director: 6E. Rebecca R. Tilden | MGMT | Y | FOR | FOR |
| | | | Election of Director: Jonathan C. Burrell | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | Re-election of Min H. Kao as Executive Chairman | MGMT | Y | FOR | FOR |
| | | | of the Board of Directors for a term extending until | | | | |
| | | | completion of the next annual general meeting | | | | |
| | | | | | | | |
| | | | Re-election of Compensation Committee Member: | MGMT | Y | FOR | FOR |
| | | | Joseph J. Hartnett | | | | |
| | | | | | | | |
| | | | Re-election of Compensation Committee Member: | MGMT | Y | FOR | FOR |
| | | | Charles W. Peffer | | | | |
| | | | | | | | |
| | | | Re-election of Compensation Committee Member: | MGMT | Y | FOR | FOR |
| | | | Rebecca R. Tilden | | | | |
| | | | | | | | |
| | | | Election of Compensation Committee Member: | MGMT | Y | FOR | FOR |
| | | | Jonathan C. Burrell | | | | |
| | | | | | | | |
| | | | Re-election of the law firm of Reiss+Preuss LLP | MGMT | Y | FOR | FOR |
| | | | as independent voting rights representative for a | | | | |
| | | | term extending until completion of the next annual | | | | |
| | | | general meeting | | | | |
| | | | | | | | |
| | | | Ratification of the appointment of Ernst & Young | MGMT | Y | FOR | FOR |
| | | | LLP as Garmin Ltd.'s independent registered | | | | |
| | | | public accounting firm for the 2018 fiscal year and | | | | |
| | | | re-election of Ernst & Young Ltd as Garmin Ltd.'s | | | | |
| | | | statutory auditor for another one-year term | | | | |
| | | | | | | | |
| | | | Advisory vote on executive 11. compensation | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | Binding vote to approve Fiscal Year 2019 | MGMT | Y | FOR | FOR |
| | | | maximum aggregate compensation for the | | | | |
| | | | Executive Management | | | | |
| | | | | | | | |
| | | | Binding vote to approve maximum aggregate | MGMT | Y | FOR | FOR |
| | | | compensation for the Board of Directors for the | | | | |
| | | | period between the 2018 Annual General Meeting | | | | |
| | | | and the 2019 Annual General Meeting | | | | |
| | | | | | | | |
| | | | Amendment of Articles of Association as to | MGMT | Y | FOR | FOR |
| | | | persons who can act as chairman of general | | | | |
| | | | meetings | | | | |
| | | | | | | | |
| | | | Amendment of Articles of Association to add | MGMT | Y | FOR | FOR |
| | | | authorized share capital | | | | |
| | | | | | | | |
| | | | Any new or modified agenda items (other than | MGMT | Y | FOR | FOR |
| | | | those in the invitation to the meeting and the | | | | |
| | | | proxy statement) or new or modified proposals or | | | | |
| | | | motions with respect to those agenda items set | | | | |
| | | | forth in the invitation to the meeting and the proxy | | | | |
| | | | statement that may be properly put forth before | | | | |
| | | | the Annual General Meeting | | | | |
| | | | | | | | |
NORDSTROM, INC. | JWN | 655664100 | 5/29/2018 | 2018 Annual Meeting | | | | |
| | | | Election of Director: Shellye L. Archambeau | MGMT | Y | FOR | FOR |
| | | | Election of Director: Stacy Brown-Philpot | MGMT | Y | FOR | FOR |
| | | | Election of Director: Tanya L. Domier | MGMT | Y | FOR | FOR |
| | | | Election of Director: Blake W. Nordstrom | MGMT | Y | FOR | FOR |
| | | | Election of Director: Erik B. Nordstrom | MGMT | Y | FOR | FOR |
| | | | Election of Director: Peter E. Nordstrom | MGMT | Y | FOR | FOR |
| | | | Election of Director: Philip G. Satre | MGMT | Y | FOR | FOR |
| | | | Election of Director: Brad D. Smith | MGMT | Y | FOR | FOR |
| | | | Election of Director: Gordon A. Smith | MGMT | Y | FOR | FOR |
| | | | Election of Director: Bradley D. Tilden | MGMT | Y | FOR | FOR |
| | | | Election of Director: B. Kevin Turner | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | RATIFICATION OF THE APPOINTMENT OF | MGMT | Y | FOR | FOR |
| | | | INDEPENDENT REGISTERED PUBLIC | | | | |
| | | | ACCOUNTING FIRM. | | | | |
| | | | | | | | |
| | | | ADVISORY VOTE REGARDING EXECUTIVE | MGMT | Y | FOR | FOR |
| | | | COMPENSATION: SAY ON PAY. | | | | |
| | | | | | | | |
REVLON, INC. | REV | 761525609 | 6/7/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Ronald O. Perelman | | | | |
| | | | E. Scott Beattie | | | | |
| | | | Alan Bernikow | | | | |
| | | | Kristin Dolan | | | | |
| | | | Robert Kretzman | | | | |
| | | | Ceci Kurzman | | | | |
| | | | Paul Meister | | | | |
| | | | Tamara Mellon | | | | |
| | | | Debra Perelman | | | | |
| | | | Paul Savas | | | | |
| | | | Barry F. Schwartz | | | | |
| | | | Jonathan Schwartz | | | | |
| | | | Cristiana F. Sorrell | | | | |
| | | | | | | | |
| | | | Proposal to ratify the Audit Committee's selection | MGMT | Y | FOR | FOR |
| | | | of KPMG LLP as the Company's independent | | | | |
| | | | registered public accounting firm for 2018. | | | | |
| | | | | | | | |
RUTH'S HOSPITALITY GROUP, INC. | RUTH | 783332109 | 5/15/2018 | 2018 Annual Meeting | | | | |
| | | | Election of Director: Michael P. O'Donnell | MGMT | Y | FOR | FOR |
| | | | Election of Director: Robin P. Selati | MGMT | Y | FOR | FOR |
| | | | Election of Director: Giannella Alvarez | MGMT | Y | FOR | FOR |
| | | | Election of Director: Mary L. Baglivo | MGMT | Y | FOR | FOR |
| | | | Election of Director: Carla R. Cooper | MGMT | Y | FOR | FOR |
| | | | Election of Director: Stephen M. King | MGMT | Y | FOR | FOR |
| | | | | | | | |
�� | | | | Approval of the advisory resolition on the compensation of | MGMT | Y | FOR | FOR |
| | | | the Company's named executive officers. | | | | |
| | | | | | | | |
| | | | Approval of the Company's 2018 Omnibus Incentive Plan. | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | Ratification of the appointment of KPMG LLP as the Company's | MGMT | Y | FOR | FOR |
| | | | independent registered public accounting firm for fiscal year | | | | |
| | | | 2018 | | | | |
| | | | | | | | |
SIRIUS XM HOLDINGS INC. | SIRI | 82968B103 | 6/5/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Joan L. Amble | | | | |
| | | | George W. Bodenheimer | | | | |
| | | | Mark D. Carleton | | | | |
| | | | Eddy W. Hartenstein | | | | |
| | | | James P. Holden | | | | |
| | | | Gregory B. Maffei | | | | |
| | | | Evan D. Malone | | | | |
| | | | James E. Meyer | | | | |
| | | | James F. Mooney | | | | |
| | | | Michael Rapino | | | | |
| | | | Carl E. Vogel | | | | |
| | | | David M. Zaslav | | | | |
| | | | | | | | |
| | | | Ratification of the appointment of KPMG LLP as | MGMT | Y | FOR | FOR |
| | | | our independent registered public accountants for | | | | |
| | | | 2018 | | | | |
| | | | | | | | |
SRC ENERGY INC. | SRCI | 78470 V108 | 5/18/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Lynn A. Peterson | | | | |
| | | | Jack N. Aydin | | | | |
| | | | Daniel E. Kelly | | | | |
| | | | Paul J. Korus | | | | |
| | | | Raymond E. Mc Elhaney | | | | |
| | | | Jennifer S. Zucker | | | | |
| | | | | | | | |
| | | | To approve the amendment of the Company's Restated Articles | MGMT | Y | FOR | FOR |
| | | | of Incorporation to increase the number of authorized shares | | | | |
| | | | of common stock from 300,000,000 to 400,000,000. | | | | |
| | | | | | | | |
| | | | To approve an amendment of the 2015 Equity Incentive Plan to. | MGMT | Y | FOR | FOR |
| | | | among other things, increase the number of shares. | | | | |
| | | | | | | | |
| | | | To approve a non-binding advisory resolution regarding the | MGMT | Y | FOR | FOR |
| | | | compensation of named executive officers ("say-on-pay"). | | | | |
| | | | | | | | |
| | | | To approve a non-binding advisory vote on how often to include | MGMT | Y | FOR | FOR |
| | | | a say-on-pay vote in proxy materials. | | | | |
| | | | | | | | |
| | | | To ratify the appointment of Deloitte & Touch LLP as the | MGMT | Y | FOR | FOR |
| | | | Company's indpendent registered accounting firm for the year | | | | |
| | | | ending December 31, 2018. | | | | |
| | | | | | | | |
THE WENDY'S COMPANY | WEN | 95058 W100 | 6/5/1980 | 2018 Annual Meeting | | | | |
| | | | Election of Director: Nelson Peltz | MGMT | Y | FOR | FOR |
| | | | Election of Director: Peter W. May | MGMT | Y | FOR | FOR |
| | | | Election of Director: Kristin A. Dolan | MGMT | Y | FOR | FOR |
| | | | Election of Director: Kenneth W. Gilbert | MGMT | Y | FOR | FOR |
| | | | Election of Director: Dennis M. Kass | MGMT | Y | FOR | FOR |
| | | | Election of Director: Joseph A. Levato | MGMT | Y | FOR | FOR |
| | | | Election of Director: Michelle J. Mathews-Spradlin | MGMT | Y | FOR | FOR |
| | | | Election of Director: Matthew H. Peltz | MGMT | Y | FOR | FOR |
| | | | Election of Director: Todd A. Penegor | MGMT | Y | FOR | FOR |
| | | | Election of Director: Peter H. Rothschild | MGMT | Y | FOR | FOR |
| | | | Election of Director: Arthur B. Winkleblack | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | Ratification of the appointment of Deloitte & | MGMT | Y | FOR | FOR |
| | | | Touche LLP as the Company's independent | | | | |
| | | | registered public accounting firm for 2018 | | | | |
| | | | | | | | |
| | | | Advisory resolution to approve executive | MGMT | Y | FOR | FOR |
| | | | compensation. | | | | |
| | | | | | | | |
TWITTER, INC. | TWTR | 90184L102 | 5/30/2018 | 2018 Annual Meeting | | | | |
| | | | Election of Director: Martha Lane Fox | MGMT | Y | FOR | FOR |
| | | | Election of Director: David Rosenblatt | MGMT | Y | FOR | FOR |
| | | | Election of Director: Evan Williams | MGMT | Y | FOR | FOR |
| | | | Election of Director: Debra Lee | MGMT | Y | FOR | FOR |
| | | | | | | | |
| | | | To approve, on an advisory basis, the | MGMT | Y | FOR | FOR |
| | | | compensation of our named executive officers. | | | | |
| | | | | | | | |
| | | | Ratification of the appointment of | MGMT | Y | FOR | FOR |
| | | | PricewaterhouseCoopers LLP as our independent | | | | |
| | | | registered public accounting firm for our fiscal | | | | |
| | | | year ending December 31, 2018. | | | | |
| | | | | | | | |
| | | | A stockholder proposal regarding the formation of | MGMT | Y | FOR | FOR |
| | | | a public policy committee of the Board of | | | | |
| | | | Directors. | | | | |
| | | | | | | | |
| | | | A stockholder proposal regarding a report on our | MGMT | Y | FOR | FOR |
| | | | content enforcement policies. | | | | |
| | | | | | | | |
VIRNETX HOLDING CORPORATION | VHC | 92823 T108 | 5/24/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Thomas M. O'Brien | | | | |
| | | | Robert D Short III, PhD | | | | |
| | | | | | | | |
| | | | Ratification of appointment of Farber Hass Hurley | MGMT | Y | FOR | FOR |
| | | | LLP as the Company's Independent Registered | | | | |
| | | | Public Accounting Firm for the fiscal year ending | | | | |
| | | | December 31, 2018. | | | | |
| | | | | | | | |
WEIGHT WATCHERS INTERNATIONAL, INC. | WTW | 948626106 | 5/8/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Denis F. Kelly* | | | | |
| | | | Sacha Lainovic* | | | | |
| | | | Christopher J. Sobecki* | | | | |
| | | | Oprah Winfrey* | | | | |
| | | | Mindy Grossman# | | | | |
| | | | | | | | |
| | | | To ratify the selection of Pricewaterhouse Coopers LLP as the | MGMT | Y | FOR | FOR |
| | | | Company's independent registered public accounting firm for | | | | |
| | | | fiscal 2018. | | | | |
| | | | | | | | |
| | | | Advisory vote to approve the Company's named executive officer | MGMT | Y | FOR | FOR |
| | | | compensation. | | | | |
| | | | | | | | |
WISDOMTREE INVESTMENTS, INC. | WETF | 97717 P104 | 6/19/2018 | 2018 Annual Meeting | | | | |
| | | | DIRECTOR | MGMT | Y | FOR ALL | FOR |
| | | | Anthony Bossone | | | | |
| | | | Bruce Lavine | | | | |
| | | | Michael Steinhardt | | | | |
| | | | | | | | |
| | | | Ratification of the appointment of Ernst & Young | MGMT | Y | FOR | FOR |
| | | | LLP as the Company's independent registered | | | | |
| | | | public accounting firm for the fiscal year ending | | | | |
| | | | December 31, 2018. | | | | |
| | | | | | | | |
| | | | Approval of the issuance of shares of common | MGMT | Y | FOR | FOR |
| | | | stock upon conversion of the Company's Series A | | | | |
| | | | Non-Voting Convertible Preferred Stock issued in | | | | |
| | | | connection with the Company's acquisition of the | | | | |
| | | | European exchange-traded commodity, currency | | | | |
| | | | and short-and-leveraged business of ETF | | | | |
| | | | Securities Limited representing more than 19.99% | | | | |
| | | | of the outstanding common stock or voting power | | | | |
| | | | of the Company for purposes of complying with | | | | |
| | | | Nasdaq Advisory Rule 5635. | | | | |
| | | | | | | | |
| | | | Advisory vote on the compensation of the | MGMT | Y | FOR | FOR |
| | | | Company's named executive officers. | | | | |
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CONTENT KEY: | | | | | | | | |
(a) Issuers Name - (security name from ballot voted) | | | | | | | |
(b) Exchange Ticker Symbol | | | | | | | | |
(c) Cusip # | | | | | | | | |
(d) Meeting Type & Date - e.g., ANNUAL or SPECIAL; MM/DD/YYYY | | | | | | |
(e )Brief Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | | | | |
(f) Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | | | | |
(g) Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | | | |
(h) How Vote Cast - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | |
(I) Voted with mgmt's recommendation or against mgmt. recommendation | | | | | | |
Registrant: Strategy Shares- EcoLogical Strategy ETF | | | | | | | | | Item 1 |
Investment Company Act file number: 811-22497 | | | | | | | | | | Exhibit K |
Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | | | |
| | | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/Against Management |
1 | 3M COMPANY | MMM | 88579Y 10 1 | 09-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
2 | 3M COMPANY | MMM | 88579Y 10 1 | 09-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
3 | 3M COMPANY | MMM | 88579Y 10 1 | 09-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
4 | 3M COMPANY | MMM | 88579Y 10 1 | 09-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
5 | 3M COMPANY | MMM | 88579Y 10 1 | 09-May-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
6 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
7 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
8 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
9 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
10 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 5 | Stock Issuance | MGMT | Voted | FOR | FOR |
11 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 6 | Eliminate Pre-Emptive Rights | MGMT | Voted | FOR | FOR |
12 | ACCENTURE PLC | ACN | G1151C 10 1 | 10-Feb-2017 | Annual Meeting | 7 | Allot Securities | MGMT | Voted | FOR | FOR |
13 | AFLAC INCORPORATED | AFL | 001055 10 2 | 01-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
14 | AFLAC INCORPORATED | AFL | 001055 10 2 | 01-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
15 | AFLAC INCORPORATED | AFL | 001055 10 2 | 01-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
16 | AFLAC INCORPORATED | AFL | 001055 10 2 | 01-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
17 | AFLAC INCORPORATED | AFL | 001055 10 2 | 01-May-2017 | Annual Meeting | 5 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
18 | AFLAC INCORPORATED | AFL | 001055 10 2 | 01-May-2017 | Annual Meeting | 6 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
19 | BAXTER INTERNATIONAL INC. | BAX | 071813 10 9 | 02-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
20 | BAXTER INTERNATIONAL INC. | BAX | 071813 10 9 | 02-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
21 | BAXTER INTERNATIONAL INC. | BAX | 071813 10 9 | 02-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
22 | BAXTER INTERNATIONAL INC. | BAX | 071813 10 9 | 02-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
23 | BAXTER INTERNATIONAL INC. | BAX | 071813 10 9 | 02-May-2017 | Annual Meeting | 5 | S/H Proposal - Access To Proxy | MGMT | Voted | AGAINST | AGAINST |
24 | BEST BUY CO., INC. | BBY | 086516 10 1 | 13-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
25 | BEST BUY CO., INC. | BBY | 086516 10 1 | 13-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
26 | BEST BUY CO., INC. | BBY | 086516 10 1 | 13-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
27 | BEST BUY CO., INC. | BBY | 086516 10 1 | 13-Jun-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
28 | BEST BUY CO., INC. | BBY | 086516 10 1 | 13-Jun-2017 | Annual Meeting | 5 | Amend Omnibus Stock Option Plan | MGMT | Voted | FOR | FOR |
29 | BIOGEN INC. | BIIB | 09062X 10 3 | 07-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
30 | BIOGEN INC. | BIIB | 09062X 10 3 | 07-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
31 | BIOGEN INC. | BIIB | 09062X 10 3 | 07-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
32 | BIOGEN INC. | BIIB | 09062X 10 3 | 07-Jun-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
33 | BIOGEN INC. | BIIB | 09062X 10 3 | 07-Jun-2017 | Annual Meeting | 5 | Adopt Omnibus Stock Option Plan | MGMT | Voted | FOR | FOR |
34 | CA, INC. | CA | 12673P 10 5 | 03-Aug-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
35 | CA, INC. | CA | 12673P 10 5 | 03-Aug-2016 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
36 | CA, INC. | CA | 12673P 10 5 | 03-Aug-2016 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
37 | CA, INC. | CA | 12673P 10 5 | 03-Aug-2016 | Annual Meeting | 4 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
38 | CA, INC. | CA | 12673P 10 5 | 03-Aug-2016 | Annual Meeting | 5 | Miscellaneous Corporate Actions | MGMT | Voted | FOR | FOR |
39 | CINTAS CORPORATION | CTAS | 172908 10 5 | 18-Oct-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
40 | CINTAS CORPORATION | CTAS | 172908 10 5 | 18-Oct-2016 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
41 | CINTAS CORPORATION | CTAS | 172908 10 5 | 18-Oct-2016 | Annual Meeting | 3 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
42 | CINTAS CORPORATION | CTAS | 172908 10 5 | 18-Oct-2016 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
43 | COLGATE-PALMOLIVE COMPANY | CL | 194162 10 3 | 12-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
44 | COLGATE-PALMOLIVE COMPANY | CL | 194162 10 3 | 12-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
45 | COLGATE-PALMOLIVE COMPANY | CL | 194162 10 3 | 12-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
46 | COLGATE-PALMOLIVE COMPANY | CL | 194162 10 3 | 12-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
47 | COLGATE-PALMOLIVE COMPANY | CL | 194162 10 3 | 12-May-2017 | Annual Meeting | 5 | S/H Proposal - Rights To Call Special Meeting | MGMT | Voted | AGAINST | AGAINST |
48 | CONAGRA BRANDS, INC. | CAG | 205887 10 2 | 23-Sep-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
49 | CONAGRA BRANDS, INC. | CAG | 205887 10 2 | 23-Sep-2016 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
50 | CONAGRA BRANDS, INC. | CAG | 205887 10 2 | 23-Sep-2016 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
51 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
52 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
53 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
54 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
55 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 5 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
56 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 6 | S/H Proposal - Rights To Call Special Meeting | MGMT | Voted | AGAINST | AGAINST |
57 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
58 | CVS HEALTH CORPORATION | CVS | 126650 10 0 | 10-May-2017 | Annual Meeting | 8 | S/H Proposal - Environmental | MGMT | Voted | AGAINST | AGAINST |
59 | ECOLAB INC. | ECL | 278865 10 0 | 04-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
60 | ECOLAB INC. | ECL | 278865 10 0 | 04-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
61 | ECOLAB INC. | ECL | 278865 10 0 | 04-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
62 | ECOLAB INC. | ECL | 278865 10 0 | 04-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
63 | GENERAL MILLS, INC. | GIS | 370334 10 4 | 27-Sep-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
64 | GENERAL MILLS, INC. | GIS | 370334 10 4 | 27-Sep-2016 | Annual Meeting | 2 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
65 | GENERAL MILLS, INC. | GIS | 370334 10 4 | 27-Sep-2016 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
66 | GENERAL MILLS, INC. | GIS | 370334 10 4 | 27-Sep-2016 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
67 | HASBRO, INC. | HAS | 418056 10 7 | 18-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
68 | HASBRO, INC. | HAS | 418056 10 7 | 18-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
69 | HASBRO, INC. | HAS | 418056 10 7 | 18-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
70 | HASBRO, INC. | HAS | 418056 10 7 | 18-May-2017 | Annual Meeting | 4 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
71 | HASBRO, INC. | HAS | 418056 10 7 | 18-May-2017 | Annual Meeting | 5 | Amend Cash/Stock Bonus Plan | MGMT | Voted | FOR | FOR |
72 | HASBRO, INC. | HAS | 418056 10 7 | 18-May-2017 | Annual Meeting | 6 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
73 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
74 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
75 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
76 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
77 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 5 | Stock Issuance | MGMT | Voted | FOR | FOR |
78 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 6 | Stock Issuance | MGMT | Voted | FOR | FOR |
79 | INGERSOLL-RAND PLC | IR | G47791 10 1 | 08-Jun-2017 | Annual Meeting | 7 | Allot Relevant Securities | MGMT | Voted | FOR | FOR |
80 | JOHNSON & JOHNSON | JNJ | 478160 10 4 | 27-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
81 | JOHNSON & JOHNSON | JNJ | 478160 10 4 | 27-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
82 | JOHNSON & JOHNSON | JNJ | 478160 10 4 | 27-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
83 | JOHNSON & JOHNSON | JNJ | 478160 10 4 | 27-Apr-2017 | Annual Meeting | 4 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
84 | JOHNSON & JOHNSON | JNJ | 478160 10 4 | 27-Apr-2017 | Annual Meeting | 5 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
85 | JOHNSON & JOHNSON | JNJ | 478160 10 4 | 27-Apr-2017 | Annual Meeting | 6 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
86 | KIMCO REALTY CORPORATION | KIM | 49446R 10 9 | 25-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
87 | KIMCO REALTY CORPORATION | KIM | 49446R 10 9 | 25-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
88 | KIMCO REALTY CORPORATION | KIM | 49446R 10 9 | 25-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
89 | KIMCO REALTY CORPORATION | KIM | 49446R 10 9 | 25-Apr-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
90 | KLA-TENCOR CORPORATION | KLAC | 482480 10 0 | 02-Nov-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
91 | KLA-TENCOR CORPORATION | KLAC | 482480 10 0 | 02-Nov-2016 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
92 | KLA-TENCOR CORPORATION | KLAC | 482480 10 0 | 02-Nov-2016 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
93 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748 10 2 | 18-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
94 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748 10 2 | 18-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
95 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748 10 2 | 18-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
96 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748 10 2 | 18-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
97 | MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748 10 2 | 18-May-2017 | Annual Meeting | 5 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
98 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
99 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
100 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
101 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 4 | Adopt Omnibus Stock Option Plan | MGMT | Voted | FOR | FOR |
102 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 5 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
103 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
104 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 7 | S/H Proposal - Rights To Call Special Meeting | MGMT | Voted | AGAINST | AGAINST |
105 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
106 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 9 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
107 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 10 | S/H Proposal - Health Issues | MGMT | Voted | AGAINST | AGAINST |
108 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 11 | S/H Proposal - Environmental | MGMT | Voted | AGAINST | AGAINST |
109 | MCDONALD'S CORPORATION | MCD | 580135 10 1 | 24-May-2017 | Annual Meeting | 12 | S/H Proposal - Report on Charitable Contributions | MGMT | Voted | AGAINST | AGAINST |
110 | METLIFE, INC. | MET | 59156R 10 8 | 13-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
111 | METLIFE, INC. | MET | 59156R 10 8 | 13-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
112 | METLIFE, INC. | MET | 59156R 10 8 | 13-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
113 | METLIFE, INC. | MET | 59156R 10 8 | 13-Jun-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
114 | METLIFE, INC. | MET | 59156R 10 8 | 13-Jun-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
115 | NIKE, INC. | NKE | 654106 10 3 | 22-Sep-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
116 | NIKE, INC. | NKE | 654106 10 3 | 22-Sep-2016 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
117 | NIKE, INC. | NKE | 654106 10 3 | 22-Sep-2016 | Annual Meeting | 3 | Amend Employee Stock Purchase Plan | MGMT | Voted | FOR | FOR |
118 | NIKE, INC. | NKE | 654106 10 3 | 22-Sep-2016 | Annual Meeting | 4 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
119 | NIKE, INC. | NKE | 654106 10 3 | 22-Sep-2016 | Annual Meeting | 5 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
120 | NVIDIA CORPORATION | NVDA | 67066G 10 4 | 23-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
121 | NVIDIA CORPORATION | NVDA | 67066G 10 4 | 23-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
122 | NVIDIA CORPORATION | NVDA | 67066G 10 4 | 23-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
123 | NVIDIA CORPORATION | NVDA | 67066G 10 4 | 23-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
124 | PROLOGIS, INC. | PLD | 74340W 10 3 | 03-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
125 | PROLOGIS, INC. | PLD | 74340W 10 3 | 03-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
126 | PROLOGIS, INC. | PLD | 74340W 10 3 | 03-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
127 | PROLOGIS, INC. | PLD | 74340W 10 3 | 03-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
128 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
129 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
130 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
131 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 4 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
132 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
133 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
134 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
135 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
136 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 9 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
137 | ROYAL BANK OF CANADA | RY | 780087 10 2 | 06-Apr-2017 | Annual Meeting | 10 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
138 | SIEMENS AG | SIEGY | 826197 50 1 | 01-Feb-2017 | Annual Meeting | 2 | Miscellaneous Corporate Actions | MGMT | Voted | FOR | FOR |
139 | SIEMENS AG | SIEGY | 826197 50 1 | 01-Feb-2017 | Annual Meeting | 3 | Approve Previous Board's Actions | MGMT | Voted | FOR | FOR |
140 | SIEMENS AG | SIEGY | 826197 50 1 | 01-Feb-2017 | Annual Meeting | 4 | Approve Previous Board's Actions | MGMT | Voted | FOR | FOR |
141 | SIEMENS AG | SIEGY | 826197 50 1 | 01-Feb-2017 | Annual Meeting | 5 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
142 | SUN LIFE FINANCIAL INC. | SLF | 866796 10 5 | 10-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
143 | SUN LIFE FINANCIAL INC. | SLF | 866796 10 5 | 10-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
144 | SUN LIFE FINANCIAL INC. | SLF | 866796 10 5 | 10-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
145 | SYSCO CORPORATION | SYY | 871829 10 7 | 16-Nov-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
146 | SYSCO CORPORATION | SYY | 871829 10 7 | 16-Nov-2016 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
147 | SYSCO CORPORATION | SYY | 871829 10 7 | 16-Nov-2016 | Annual Meeting | 3 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
148 | SYSCO CORPORATION | SYY | 871829 10 7 | 16-Nov-2016 | Annual Meeting | 4 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
149 | TARGET CORPORATION | TGT | 87612E 10 6 | 14-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
150 | TARGET CORPORATION | TGT | 87612E 10 6 | 14-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
151 | TARGET CORPORATION | TGT | 87612E 10 6 | 14-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
152 | TARGET CORPORATION | TGT | 87612E 10 6 | 14-Jun-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
153 | TARGET CORPORATION | TGT | 87612E 10 6 | 14-Jun-2017 | Annual Meeting | 5 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
154 | TEXAS INSTRUMENTS INCORPORATED | TXN | 882508 10 4 | 20-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
155 | TEXAS INSTRUMENTS INCORPORATED | TXN | 882508 10 4 | 20-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
156 | TEXAS INSTRUMENTS INCORPORATED | TXN | 882508 10 4 | 20-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
157 | TEXAS INSTRUMENTS INCORPORATED | TXN | 882508 10 4 | 20-Apr-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
158 | THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058 10 0 | 11-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
159 | THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058 10 0 | 11-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
160 | THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058 10 0 | 11-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
161 | THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058 10 0 | 11-Apr-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
162 | THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058 10 0 | 11-Apr-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
163 | THE CLOROX COMPANY | CLX | 189054 10 9 | 16-Nov-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
164 | THE CLOROX COMPANY | CLX | 189054 10 9 | 16-Nov-2016 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
165 | THE CLOROX COMPANY | CLX | 189054 10 9 | 16-Nov-2016 | Annual Meeting | 3 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
166 | THE CLOROX COMPANY | CLX | 189054 10 9 | 16-Nov-2016 | Annual Meeting | 4 | S/H Proposal - Rights To Call Special Meeting | MGMT | Voted | AGAINST | AGAINST |
167 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515 10 4 | 17-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
168 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515 10 4 | 17-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
169 | THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515 10 4 | 17-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
170 | THE HERSHEY COMPANY | HSY | 427866 10 8 | 03-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
171 | THE HERSHEY COMPANY | HSY | 427866 10 8 | 03-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
172 | THE HERSHEY COMPANY | HSY | 427866 10 8 | 03-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
173 | THE HERSHEY COMPANY | HSY | 427866 10 8 | 03-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
174 | THE PROCTER & GAMBLE COMPANY | PG | 742718 10 9 | 11-Oct-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
175 | THE PROCTER & GAMBLE COMPANY | PG | 742718 10 9 | 11-Oct-2016 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
176 | THE PROCTER & GAMBLE COMPANY | PG | 742718 10 9 | 11-Oct-2016 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
177 | THE PROCTER & GAMBLE COMPANY | PG | 742718 10 9 | 11-Oct-2016 | Annual Meeting | 4 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
178 | THE PROCTER & GAMBLE COMPANY | PG | 742718 10 9 | 11-Oct-2016 | Annual Meeting | 5 | S/H Proposal - Human Rights Related | MGMT | Voted | AGAINST | AGAINST |
179 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
180 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
181 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
182 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 4 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
183 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
184 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
185 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
186 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
187 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 9 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
188 | THE TORONTO-DOMINION BANK | TD | 891160 50 9 | 30-Mar-2017 | Annual Meeting | 10 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
189 | THE WALT DISNEY COMPANY | DIS | 254687 10 6 | 08-Mar-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
190 | THE WALT DISNEY COMPANY | DIS | 254687 10 6 | 08-Mar-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
191 | THE WALT DISNEY COMPANY | DIS | 254687 10 6 | 08-Mar-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
192 | THE WALT DISNEY COMPANY | DIS | 254687 10 6 | 08-Mar-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
193 | THE WALT DISNEY COMPANY | DIS | 254687 10 6 | 08-Mar-2017 | Annual Meeting | 5 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
194 | THE WALT DISNEY COMPANY | DIS | 254687 10 6 | 08-Mar-2017 | Annual Meeting | 6 | S/H Proposal - Access To Proxy | MGMT | Voted | AGAINST | AGAINST |
195 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 1 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
196 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 2 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
197 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 3 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
198 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 4 | Miscellaneous Compensation Plans | MGMT | Voted | FOR | FOR |
199 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 5 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
200 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 6 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
201 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 7 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
202 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 8 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
203 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 9 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
204 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 10 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
205 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 11 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
206 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 12 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
207 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 13 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
208 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 14 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
209 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 15 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
210 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 16 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
211 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 17 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
212 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 18 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
213 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 19 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
214 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 20 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
215 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 21 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
216 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 22 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
217 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 1 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
218 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 2 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
219 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 3 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
220 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 4 | Miscellaneous Compensation Plans | MGMT | Voted | FOR | FOR |
221 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 5 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
222 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 6 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
223 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 7 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
224 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 8 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
225 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 9 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
226 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 10 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
227 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 11 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
228 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 12 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
229 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 13 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
230 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 14 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
231 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 15 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
232 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 16 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
233 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 17 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
234 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 18 | Election of Directors (Majority Voting) | MGMT | Voted | FOR | FOR |
235 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 19 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
236 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 20 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
237 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 21 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
238 | UNILEVER N.V. | UN | 904784 70 9 | 26-Apr-2017 | Annual Meeting | 22 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
239 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
240 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
241 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 3 YEAR | 3 YEAR |
242 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
243 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 5 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
244 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
245 | UNITED PARCEL SERVICE, INC. | UPS | 911312 10 6 | 04-May-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
246 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
247 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
248 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
249 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
250 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
251 | UNUM GROUP | UNM | 91529Y 10 6 | 25-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
252 | UNUM GROUP | UNM | 91529Y 10 6 | 25-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
253 | UNUM GROUP | UNM | 91529Y 10 6 | 25-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
254 | UNUM GROUP | UNM | 91529Y 10 6 | 25-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
255 | UNUM GROUP | UNM | 91529Y 10 6 | 25-May-2017 | Annual Meeting | 5 | Approve Stock Compensation Plan | MGMT | Voted | FOR | FOR |
256 | WASTE MANAGEMENT, INC. | WM | 94106L 10 9 | 12-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
257 | WASTE MANAGEMENT, INC. | WM | 94106L 10 9 | 12-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
258 | WASTE MANAGEMENT, INC. | WM | 94106L 10 9 | 12-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
259 | WASTE MANAGEMENT, INC. | WM | 94106L 10 9 | 12-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
260 | WASTE MANAGEMENT, INC. | WM | 94106L 10 9 | 12-May-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
Registrant: Strategy Shares- US Market Rotation Strategy ETF | | | | | | | | | Item 1 |
Investment Company Act file number: 811-22497 | | | | | | | | | | Exhibit K |
Reporting Period: July 1, 2017 through June 30, 2018 | | | | | | | | | | |
| | | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | For/Against Management |
1 | ADVANCED MICRO DEVICES, INC. | AMD | 007903 10 7 | 26-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
2 | ADVANCED MICRO DEVICES, INC. | AMD | 007903 10 7 | 26-Apr-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
3 | ADVANCED MICRO DEVICES, INC. | AMD | 007903 10 7 | 26-Apr-2017 | Annual Meeting | 3 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
4 | ADVANCED MICRO DEVICES, INC. | AMD | 007903 10 7 | 26-Apr-2017 | Annual Meeting | 4 | Adopt Employee Stock Purchase Plan | MGMT | Voted | FOR | FOR |
5 | ADVANCED MICRO DEVICES, INC. | AMD | 007903 10 7 | 26-Apr-2017 | Annual Meeting | 5 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
6 | ADVANCED MICRO DEVICES, INC. | AMD | 007903 10 7 | 26-Apr-2017 | Annual Meeting | 6 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
7 | ALTRIA GROUP, INC. | MO | 02209S 10 3 | 18-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
8 | ALTRIA GROUP, INC. | MO | 02209S 10 3 | 18-May-2017 | Annual Meeting | 2 | Approve Increase in Board Size | MGMT | Voted | FOR | FOR |
9 | ALTRIA GROUP, INC. | MO | 02209S 10 3 | 18-May-2017 | Annual Meeting | 3 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
10 | ALTRIA GROUP, INC. | MO | 02209S 10 3 | 18-May-2017 | Annual Meeting | 4 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
11 | ALTRIA GROUP, INC. | MO | 02209S 10 3 | 18-May-2017 | Annual Meeting | 5 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
12 | ALTRIA GROUP, INC. | MO | 02209S 10 3 | 18-May-2017 | Annual Meeting | 6 | S/H Proposal - Animal Rights | MGMT | Voted | AGAINST | AGAINST |
13 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
14 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
15 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
16 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 3 YEAR | 3 YEAR |
17 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 5 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
18 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
19 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 7 | S/H Proposal - Executive Compensation | MGMT | Voted | AGAINST | AGAINST |
20 | AMAZON.COM, INC. | AMZN | 023135 10 6 | 23-May-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
21 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
22 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
23 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
24 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
25 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 5 | S/H Proposal - Report on Charitable Contributions | MGMT | Voted | AGAINST | AGAINST |
26 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
27 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 7 | S/H Proposal - Access To Proxy | MGMT | Voted | AGAINST | AGAINST |
28 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 8 | S/H Proposal - Executive Compensation | MGMT | Voted | AGAINST | AGAINST |
29 | APPLE INC. | AAPL | 037833 10 0 | 28-Feb-2017 | Annual Meeting | 9 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
30 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
31 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
32 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
33 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
34 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
35 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
36 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 7 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
37 | BANK OF AMERICA CORPORATION | BAC | 060505 10 4 | 26-Apr-2017 | Annual Meeting | 8 | S/H Proposal - Gender Pay Equality | MGMT | Voted | AGAINST | AGAINST |
38 | COMCAST CORPORATION | CMCSA | 20030N 10 1 | 08-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
39 | COMCAST CORPORATION | CMCSA | 20030N 10 1 | 08-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
40 | COMCAST CORPORATION | CMCSA | 20030N 10 1 | 08-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
41 | COMCAST CORPORATION | CMCSA | 20030N 10 1 | 08-Jun-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
42 | COMCAST CORPORATION | CMCSA | 20030N 10 1 | 08-Jun-2017 | Annual Meeting | 5 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
43 | COMCAST CORPORATION | CMCSA | 20030N 10 1 | 08-Jun-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
44 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
45 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
46 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
47 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
48 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 5 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
49 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 6 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
50 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 7 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
51 | EMERSON ELECTRIC CO. | EMR | 291011 10 4 | 07-Feb-2017 | Annual Meeting | 8 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | MGMT | Voted | AGAINST | AGAINST |
52 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
53 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
54 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
55 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
56 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 5 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
57 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 6 | S/H Proposal - Election of Directors By Majority Vote | MGMT | Voted | AGAINST | AGAINST |
58 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
59 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
60 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 9 | S/H Proposal - Executive Compensation | MGMT | Voted | AGAINST | AGAINST |
61 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 10 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
62 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 11 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
63 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 12 | S/H Proposal - Environmental | MGMT | Voted | AGAINST | AGAINST |
64 | EXXON MOBIL CORPORATION | XOM | 30231G 10 2 | 31-May-2017 | Annual Meeting | 13 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | MGMT | Voted | AGAINST | AGAINST |
65 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
66 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
67 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 3 | S/H Proposal - Election of Directors By Majority Vote | MGMT | Voted | AGAINST | AGAINST |
68 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 4 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
69 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
70 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 6 | S/H Proposal - Add Women & Minorities to Board | MGMT | Voted | AGAINST | AGAINST |
71 | FACEBOOK, INC. | FB | 30303M 10 2 | 01-Jun-2017 | Annual Meeting | 7 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
72 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
73 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
74 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
75 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 4 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
76 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 5 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
77 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 6 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
78 | INTEL CORPORATION | INTC | 458140 10 0 | 18-May-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
79 | ISHARES | NEAR | 46431W 50 7 | 19-Jun-2017 | Special Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
80 | ISHARES MORNINGSTAR FUND | CSJ | 464288 64 6 | 19-Jun-2017 | Special Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
81 | ISHARES MORNINGSTAR FUND | SHV | 464288 67 9 | 19-Jun-2017 | Special Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
82 | ISHARES MSCI FUND | FLOT | 46429B 65 5 | 19-Jun-2017 | Special Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
83 | ISHARES TRUST | SHY | 464287 45 7 | 19-Jun-2017 | Special Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
84 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
85 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
86 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 3 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
87 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
88 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 5 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
89 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 6 | S/H Proposal - Political/Government | MGMT | Voted | AGAINST | AGAINST |
90 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
91 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
92 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 9 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
93 | JPMORGAN CHASE & CO. | JPM | 46625H 10 0 | 16-May-2017 | Annual Meeting | 10 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
94 | KLA-TENCOR CORPORATION | KLAC | 482480 10 0 | 02-Nov-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
95 | KLA-TENCOR CORPORATION | KLAC | 482480 10 0 | 02-Nov-2016 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
96 | KLA-TENCOR CORPORATION | KLAC | 482480 10 0 | 02-Nov-2016 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
97 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
98 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
99 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
100 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
101 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 5 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
102 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 6 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
103 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 7 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
104 | MERCK & CO., INC. | MRK | 58933Y 10 5 | 23-May-2017 | Annual Meeting | 8 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
105 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 10 7 | 18-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
106 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 10 7 | 18-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
107 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 10 7 | 18-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
108 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 10 7 | 18-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
109 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 10 7 | 18-May-2017 | Annual Meeting | 5 | S/H Proposal - Environmental | MGMT | Voted | AGAINST | AGAINST |
110 | PRAXAIR, INC. | PX | 74005P 10 4 | 25-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
111 | PRAXAIR, INC. | PX | 74005P 10 4 | 25-Apr-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
112 | PRAXAIR, INC. | PX | 74005P 10 4 | 25-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
113 | PRAXAIR, INC. | PX | 74005P 10 4 | 25-Apr-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
114 | PRAXAIR, INC. | PX | 74005P 10 4 | 25-Apr-2017 | Annual Meeting | 5 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
115 | PRUDENTIAL FINANCIAL, INC. | PRU | 744320 10 2 | 09-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
116 | PRUDENTIAL FINANCIAL, INC. | PRU | 744320 10 2 | 09-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
117 | PRUDENTIAL FINANCIAL, INC. | PRU | 744320 10 2 | 09-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
118 | PRUDENTIAL FINANCIAL, INC. | PRU | 744320 10 2 | 09-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
119 | PRUDENTIAL FINANCIAL, INC. | PRU | 744320 10 2 | 09-May-2017 | Annual Meeting | 5 | S/H Proposal - Establish Independent Chairman | MGMT | Voted | AGAINST | AGAINST |
120 | QUALCOMM INCORPORATED | QCOM | 747525 10 3 | 07-Mar-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
121 | QUALCOMM INCORPORATED | QCOM | 747525 10 3 | 07-Mar-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
122 | QUALCOMM INCORPORATED | QCOM | 747525 10 3 | 07-Mar-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
123 | QUALCOMM INCORPORATED | QCOM | 747525 10 3 | 07-Mar-2017 | Annual Meeting | 4 | S/H Proposal - Access To Proxy | MGMT | Voted | AGAINST | AGAINST |
124 | REGIONS FINANCIAL CORPORATION | RF | 7591EP 10 0 | 20-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
125 | REGIONS FINANCIAL CORPORATION | RF | 7591EP 10 0 | 20-Apr-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
126 | REGIONS FINANCIAL CORPORATION | RF | 7591EP 10 0 | 20-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
127 | SILICON MOTION TECHNOLOGY CORP. | SIMO | 82706C 10 8 | 23-Sep-2016 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
128 | SILICON MOTION TECHNOLOGY CORP. | SIMO | 82706C 10 8 | 23-Sep-2016 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
129 | THE DOW CHEMICAL COMPANY | DOW | 260543 10 3 | 11-May-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
130 | THE DOW CHEMICAL COMPANY | DOW | 260543 10 3 | 11-May-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
131 | THE DOW CHEMICAL COMPANY | DOW | 260543 10 3 | 11-May-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
132 | THE DOW CHEMICAL COMPANY | DOW | 260543 10 3 | 11-May-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
133 | THE GOLDMAN SACHS GROUP, INC. | GS | 38141G 10 4 | 28-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
134 | THE GOLDMAN SACHS GROUP, INC. | GS | 38141G 10 4 | 28-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
135 | THE GOLDMAN SACHS GROUP, INC. | GS | 38141G 10 4 | 28-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
136 | THE GOLDMAN SACHS GROUP, INC. | GS | 38141G 10 4 | 28-Apr-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
137 | THE PRICELINE GROUP INC. | PCLN | 741503 40 3 | 08-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
138 | THE PRICELINE GROUP INC. | PCLN | 741503 40 3 | 08-Jun-2017 | Annual Meeting | 2 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
139 | THE PRICELINE GROUP INC. | PCLN | 741503 40 3 | 08-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
140 | THE PRICELINE GROUP INC. | PCLN | 741503 40 3 | 08-Jun-2017 | Annual Meeting | 4 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
141 | THE PRICELINE GROUP INC. | PCLN | 741503 40 3 | 08-Jun-2017 | Annual Meeting | 5 | S/H Proposal - Rights To Call Special Meeting | MGMT | Voted | AGAINST | AGAINST |
142 | UNITED STATES STEEL CORPORATION | X | 912909 10 8 | 25-Apr-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
143 | UNITED STATES STEEL CORPORATION | X | 912909 10 8 | 25-Apr-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
144 | UNITED STATES STEEL CORPORATION | X | 912909 10 8 | 25-Apr-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
145 | UNITED STATES STEEL CORPORATION | X | 912909 10 8 | 25-Apr-2017 | Annual Meeting | 4 | Amend Stock Compensation Plan | MGMT | Voted | FOR | FOR |
146 | UNITED STATES STEEL CORPORATION | X | 912909 10 8 | 25-Apr-2017 | Annual Meeting | 5 | Approve Charter Amendment | MGMT | Voted | FOR | FOR |
147 | UNITED STATES STEEL CORPORATION | X | 912909 10 8 | 25-Apr-2017 | Annual Meeting | 6 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
148 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 1 | Election of Directors | MGMT | Voted | FOR | FOR |
149 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 2 | 14A Executive Compensation | MGMT | Voted | FOR | FOR |
150 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 3 | 14A Executive Compensation Vote Frequency | MGMT | Voted | 1 YEAR | 1 YEAR |
151 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 4 | Ratify Appointment of Independent Auditors | MGMT | Voted | FOR | FOR |
152 | UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P 10 2 | 05-Jun-2017 | Annual Meeting | 5 | S/H Proposal - Corporate Governance | MGMT | Voted | AGAINST | AGAINST |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.