UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 22497
STRATEGY SHARES
(Exact name of registrant as specified in charter)
36 North New York Avenue
Huntington, NY 11743
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporate Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and address of agent for service)
Registrant’s telephone number, including area code: (631) 629-4237
Date of fiscal year end: April 30
Date of reporting period: July 1, 2019 – June 30, 2020
ITEM 1. PROXY VOTING RECORD:
Item 1, For each Fund as indicated contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve-month period ended June 30, 2020 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
Registrant: Strategy Shares | Fund Name - | Day Hagan/Ned Davis Research Smart Sector ETF | ||||||
Investment Compnay 1940 Act File # 811-22497 | ||||||||
Reporting Period: July 1, 2019 - June 30, 2020 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies were received or voted during the reporting period ended June 30, 2020 | ||||||||
The Fund Commenced Operations on January 16, 2020 |
Registrant: Strategy Shares - Strategy Shares EcoLogical Strategy ETF | |||||||||||
Investment Company Act file number: 811- 22497 | |||||||||||
Reporting Period: July 1, 2019 through June 30, 2020 | |||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) FOR/Against Management | |||
Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 1 | Election of Directors (Full Slate) | Management | Y | F | F | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 4 | Amend Stock Compensation Plan | Management | Y | F | F | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 5 | Stock Issuance | Management | Y | F | F | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 6 | Eliminate Pre-Emptive Rights | Management | Y | F | F | |
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Annual | 7 | Allot Securities | Management | Y | F | F | |
AMETEK INC. | AME | 031100100 | 06-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
AMETEK INC. | AME | 031100100 | 06-May-2020 | Annual | 2 | Adopt Omnibus Stock Option Plan | Management | Y | F | F | |
AMETEK INC. | AME | 031100100 | 06-May-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
AMETEK INC. | AME | 031100100 | 06-May-2020 | Annual | 4 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Annual | 4 | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Y | N | F | |
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Annual | 5 | S/H Proposal - Executive Compensation | Shareholder | Y | N | F | |
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Annual | 6 | S/H Proposal - Political/Government | Shareholder | Y | N | F | |
CDW CORP | CDW | 12514G108 | 21-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
CDW CORP | CDW | 12514G108 | 21-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
CDW CORP | CDW | 12514G108 | 21-May-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 4 | S/H Proposal - Political/Government | Shareholder | Y | N | F | |
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 08-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 08-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 08-May-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 08-May-2020 | Annual | 4 | S/H Proposal - Establish Independent Chairman | Shareholder | Y | N | F | |
COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 08-May-2020 | Annual | 5 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | Annual | 1 | Election of Directors | Management | Y | F | F | |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | Annual | 4 | Director Removal Without Cause | Management | Y | F | F | |
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | Annual | 5 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 07-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 07-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 07-May-2020 | Annual | 3 | Adopt Non-Employee Director Plan | Management | Y | F | F | |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 07-May-2020 | Annual | 4 | Approve Reverse Stock Split | Management | Y | F | F | |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 07-May-2020 | Annual | 5 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 07-May-2020 | Annual | 6 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 06-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 06-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 06-May-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 08-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 08-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 08-May-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 08-May-2020 | Annual | 4 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Annual | 4 | Director Removal Without Cause | Management | Y | F | F | |
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Annual | 5 | S/H Proposal - Establish Independent Chairman | Shareholder | Y | N | F | |
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Annual | 6 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 21-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 21-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 21-May-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 21-May-2020 | Annual | 4 | Approve Stock Compensation Plan | Management | Y | F | F | |
MAXIM INTEGRATED PRODUCTS, INC. | MXIM | 57772K101 | 07-Nov-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
MAXIM INTEGRATED PRODUCTS, INC. | MXIM | 57772K101 | 07-Nov-2019 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
MAXIM INTEGRATED PRODUCTS, INC. | MXIM | 57772K101 | 07-Nov-2019 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Annual | 4 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Annual | 5 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 07-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 07-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 07-May-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Annual | 4 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Annual | 5 | S/H Proposal - Gender Pay Equality | Shareholder | Y | N | F | |
MOODY'S CORPORATION | MCO | 615369105 | 21-Apr-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
MOODY'S CORPORATION | MCO | 615369105 | 21-Apr-2020 | Annual | 2A | Eliminate Supermajority Requirements | Management | Y | F | F | |
MOODY'S CORPORATION | MCO | 615369105 | 21-Apr-2020 | Annual | 2B | Eliminate Supermajority Requirements | Management | Y | F | F | |
MOODY'S CORPORATION | MCO | 615369105 | 21-Apr-2020 | Annual | 2C | Eliminate Supermajority Requirements | Management | Y | F | F | |
MOODY'S CORPORATION | MCO | 615369105 | 21-Apr-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
MOODY'S CORPORATION | MCO | 615369105 | 21-Apr-2020 | Annual | 4 | 14A Executive Compensation | Management | Y | F | F | |
MSCI INC. | MSCI | 55354G100 | 28-Apr-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
MSCI INC. | MSCI | 55354G100 | 28-Apr-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
MSCI INC. | MSCI | 55354G100 | 28-Apr-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 4 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 5 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Annual | 3 | Director Removal Without Cause | Management | Y | F | F | |
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Annual | 4 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
SYSCO CORPORATION | SYY | 871829107 | 15-Nov-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
SYSCO CORPORATION | SYY | 871829107 | 15-Nov-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
SYSCO CORPORATION | SYY | 871829107 | 15-Nov-2019 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
SYSCO CORPORATION | SYY | 871829107 | 15-Nov-2019 | Annual | 4 | S/H Proposal - Establish Independent Chairman | Shareholder | Y | N | F | |
THE CLOROX COMPANY | CLX | 189054109 | 20-Nov-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
THE CLOROX COMPANY | CLX | 189054109 | 20-Nov-2019 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
THE CLOROX COMPANY | CLX | 189054109 | 20-Nov-2019 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
THE CLOROX COMPANY | CLX | 189054109 | 20-Nov-2019 | Annual | 4 | Eliminate Supermajority Requirements | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 4 | Approve Stock Compensation Plan | Management | Y | F | F | |
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Annual | 4 | Approve Stock Compensation Plan | Management | Y | F | F | |
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Annual | 5 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
VERISIGN, INC. | VRSN | 92343E102 | 21-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
VERISIGN, INC. | VRSN | 92343E102 | 21-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
VERISIGN, INC. | VRSN | 92343E102 | 21-May-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
VERISIGN, INC. | VRSN | 92343E102 | 21-May-2020 | Annual | 4 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
The Fund Liquidated on April 20, 2020 |
Registrant: Strategy Shares | Fund Name - | Strategy Shares Nasdaq 7 HANDL™ Index ETF | ||||||
Investment Compnay 1940 Act File # 811-22497 | ||||||||
Reporting Period: July 1, 2019 - June 30, 2020 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies were received or voted during the reporting period ended June 30, 2020 |
Registrant: Strategy Shares - Strategy Shares US Market Rotation Strategy ETF | |||||||||||
Investment Company Act file number: 811- 22497 | |||||||||||
Reporting Period: July 1, 2019 through June 30, 2020 | |||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) FOR/Against Management | |||
Company Name | Ticker | CUSIP | Meeting Date | Meeting Type | Proposal Number | Description | Proposal Type | Y | Vote Cast | FOR/ Against Mgmt | |
ANSYS, INC. | ANSS | 03662Q105 | 15-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
ANSYS, INC. | ANSS | 03662Q105 | 15-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
ANSYS, INC. | ANSS | 03662Q105 | 15-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
ANSYS, INC. | ANSS | 03662Q105 | 15-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
ANSYS, INC. | ANSS | 03662Q105 | 15-May-2020 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
ANSYS, INC. | ANSS | 03662Q105 | 15-May-2020 | Annual | 4 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
ARES CAPITAL CORPORATION | ARCC | 04010L103 | 22-Jun-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
ARES CAPITAL CORPORATION | ARCC | 04010L103 | 22-Jun-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
CIMPRESS N.V. | CMPR | N20146101 | 25-Oct-2019 | Special | 1 | Adopt the resolution to amend our articles of association | Management | Y | F | F | |
CIMPRESS N.V. | CMPR | N20146101 | 25-Oct-2019 | Special | 2 | Approve change in jurisdiction of incorporation from The Netherlands to Ireland, through the Merger | Management | Y | F | F | |
CIMPRESS N.V. | CMPR | N20146101 | 25-Oct-2019 | Special | 3 | Approve Merger Agreement | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
CINTAS CORPORATION | CTAS | 172908105 | 29-Oct-2019 | Annual | 4 | S/H Proposal - Political/Government | Shareholder | Y | N | F | |
LUMENTUM HOLDINGS INC | LITE | 55024U109 | 14-Nov-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
LUMENTUM HOLDINGS INC | LITE | 55024U109 | 14-Nov-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
LUMENTUM HOLDINGS INC | LITE | 55024U109 | 14-Nov-2019 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | Annual | 1 | Election of Directors | Management | Y | F | F | |
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
OPEN TEXT CORPORATION | OTEX | 683715106 | 04-Sep-2019 | Annual and Special Meeting | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
OPEN TEXT CORPORATION | OTEX | 683715106 | 04-Sep-2019 | Annual and Special Meeting | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
OPEN TEXT CORPORATION | OTEX | 683715106 | 04-Sep-2019 | Annual and Special Meeting | 3 | 14A Executive Compensation | Management | Y | F | F | |
OPEN TEXT CORPORATION | OTEX | 683715106 | 04-Sep-2019 | Annual and Special Meeting | 4 | Ratify Shareholder Rights Plan | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 4 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 21-May-2020 | Annual | 5 | S/H Proposal - Corporate Governance | Shareholder | Y | N | F | |
THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 15-Nov-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 15-Nov-2019 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 15-Nov-2019 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 15-Nov-2019 | Annual | 4 | Amend Stock Compensation Plan | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 2 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 3 | 14A Executive Compensation | Management | Y | F | F | |
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | Annual | 4 | Approve Stock Compensation Plan | Management | Y | F | F | |
TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 03-Oct-2019 | Special | 1 | Adopt Stock Option Plan | Management | Y | F | F | |
UBER TECHNOLOGIES INC | UBER | 90353T100 | 11-May-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
UBER TECHNOLOGIES INC | UBER | 90353T100 | 11-May-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
UBER TECHNOLOGIES INC | UBER | 90353T100 | 11-May-2020 | Annual | 3 | 14A Executive Compensation Vote Frequency | Management | Y | 1 | F | |
UBER TECHNOLOGIES INC | UBER | 90353T100 | 11-May-2020 | Annual | 4 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
VISA INC. | V | 92826C839 | 28-Jan-2020 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
VISA INC. | V | 92826C839 | 28-Jan-2020 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
VISA INC. | V | 92826C839 | 28-Jan-2020 | Annual | 3 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
WESTERN DIGITAL CORPORATION | WDC | 958102105 | 14-Nov-2019 | Annual | 1 | Election of Directors (Majority Voting) | Management | Y | F | F | |
WESTERN DIGITAL CORPORATION | WDC | 958102105 | 14-Nov-2019 | Annual | 2 | 14A Executive Compensation | Management | Y | F | F | |
WESTERN DIGITAL CORPORATION | WDC | 958102105 | 14-Nov-2019 | Annual | 3 | Amend Stock Compensation Plan | Management | Y | F | F | |
WESTERN DIGITAL CORPORATION | WDC | 958102105 | 14-Nov-2019 | Annual | 4 | Ratify Appointment of Independent Auditors | Management | Y | F | F | |
The Fund Liquidated on April 20, 2020 |
Registrant: Strategy Shares | Fund Name - | Strategy Shares Newfound/ReSolve Robust Momentum ETF | ||||||
Investment Compnay 1940 Act File # 811-22497 | ||||||||
Reporting Period: July 1, 2019 - June 30, 2020 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies were received or voted during the reporting period ended June 30, 2020 | ||||||||
The Fund Commenced Operations on November 1, 2019 |
Registrant: Strategy Shares | Fund Name - | BioShares ETF | ||||||
Investment Company 1940 Act File # 811-22497 | ||||||||
Reporting Period: July 1, 2019 - June 30, 2020 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
The Fund has not commenced operations as of June 30, 2020 |
Registrant: Strategy Shares | Fund Name - | Strategy Shares Nasdaq 5 HANDL Index ETF | ||||||
Investment Company 1940 Act File # 811-22497 | ||||||||
Reporting Period: July 1, 2019 - June 30, 2020 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
The Fund has not commenced operations as of June 30, 2020 |
Registrant: Strategy Shares | Fund Name - | Strategy Shares Drawbridge Dynamic Allocation ETF | ||||||
Investment Company 1940 Act File # 811-22497 | ||||||||
Reporting Period: July 1, 2019 - June 30, 2020 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
The Fund has not commenced operations as of June 30, 2020 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Strategy Shares
By (Signature and Title) ___/s/ Jerry Szilagyi _____________________
Jerry Szilagyi, President & Principal Executive Officer Jerry Szilagyi, President & Principal Executive Officer
Date: August 31, 2020