SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
March 12, 2012
Date of report (Date of earliest event reported)
SUNSHINE HEART, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
| 001-35312 |
| 68-0533453 |
(State of Incorporation) |
| (Commission File Number) |
| (I.R.S. Employer Identification No.) |
12988 Valley View Road |
| 55344 |
(Address of Principal Executive Offices) |
| (Zip Code) |
(952) 345-4200
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01. Regulation FD Disclosure
On March 12, 2012 we issued a press release announcing that we posted Frequently Asked Questions on our website to provide information on our dual listing on the NASDAQ Capital Market and the Australian Securities Exchange. In particular, the Frequently Asked Questions provide information to holders of its CHESS Depositary Instruments (CDIs) who may be interested in converting or transmuting CDIs into common stock. The Frequently Asked Questions are available on our website at http://www.sunshineheart.com/investor-faq/.
In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in that filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
99 Press Release dated March 12, 2012
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SUNSHINE HEART, INC. | |
|
| |
|
| |
Date: March 12, 2012 | By: | /s/ Jeffrey Mathiesen |
|
| Jeffrey Mathiesen |
|
| Chief Financial Officer |
