FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22518
Nuveen Short Duration Credit Opportunities Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2020
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22518
Registrant Name: Nuveen Short Duration Credit Opportunities Fund
Reporting Period: 07/01/2019 - 06/30/2020
Nuveen Short Duration Credit Opportunities Fund
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AVAYA HOLDINGS CORP. Meeting Date: MAR 04, 2020 Record Date: JAN 06, 2020 Meeting Type: ANNUAL | Ticker: AVYA Security ID: 05351X101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director William D. Watkins | Management | For | For |
1.2 | Elect Director James M. Chirico, Jr. | Management | For | For |
1.3 | Elect Director Stephan Scholl | Management | For | For |
1.4 | Elect Director Susan L. Spradley | Management | For | For |
1.5 | Elect Director Stanley J. Sutula, III | Management | For | For |
1.6 | Elect Director Scott D. Vogel | Management | For | For |
1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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CLEAR CHANNEL OUTDOOR HOLDINGS, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL | Ticker: CCO Security ID: 18453H106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director John Dionne | Management | For | For |
1.2 | Elect Director Andrew Hobson | Management | For | For |
1.3 | Elect Director Joe Marchese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CUMULUS MEDIA INC. Meeting Date: APR 30, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUAL | Ticker: CMLS Security ID: 231082801
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Mary G. Berner | Management | For | For |
1.2 | Elect Director David M. Baum | Management | For | For |
1.3 | Elect Director Matthew C. Blank | Management | For | For |
1.4 | Elect Director Thomas H. Castro | Management | For | For |
1.5 | Elect Director Joan Hogan Gillman | Management | For | For |
1.6 | Elect Director Andrew W. Hobson | Management | For | For |
1.7 | Elect Director Brian G. Kushner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
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IHEARTMEDIA, INC. Meeting Date: JUN 15, 2020 Record Date: APR 22, 2020 Meeting Type: ANNUAL | Ticker: IHRT Security ID: 45174J509
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Gary Barber | Management | For | For |
1.2 | Elect Director Brad Gerstner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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TRANSOCEAN LTD. Meeting Date: MAY 07, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUAL | Ticker: RIG Security ID: H8817H100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Appropriation of Available Earnings for Fiscal Year 2019 | Management | For | For |
4 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Management | For | For |
5A | Elect Director Glyn A. Barker | Management | For | For |
5B | Elect Director Vanessa C.L. Chang | Management | For | For |
5C | Elect Director Frederico F. Curado | Management | For | For |
5D | Elect Director Chadwick C. Deaton | Management | For | For |
5E | Elect Director Vincent J. Intrieri | Management | For | For |
5F | Elect Director Samuel J. Merksamer | Management | For | For |
5G | Elect Director Frederik W. Mohn | Management | For | For |
5H | Elect Director Edward R. Muller | Management | For | For |
5I | Elect Director Diane de Saint Victor | Management | For | For |
5J | Elect Director Tan Ek Kia | Management | For | For |
5K | Elect Director Jeremy D. Thigpen | Management | For | For |
6 | Elect Chadwick C. Deaton as Board Chairman | Management | For | For |
7A | Appoint Glyn A. Barker as Member of the Compensation Committee | Management | For | For |
7B | Appoint Samuel J. Merksamer as Member of the Compensation Committee | Management | For | For |
7C | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
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VANTAGE DRILLING INTERNATIONAL Meeting Date: AUG 20, 2019 Record Date: JUL 15, 2019 Meeting Type: ANNUAL | Ticker: VTGGF Security ID: G9325C113
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1A | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1B | Elect Director Matthew W. Bonanno | Management | For | Against |
1C | Elect Director Paul A. Gordon | Management | For | Against |
1D | Elect Director Nils E. Larsen | Management | For | For |
1E | Elect Director Stephen Lehner | Management | For | Against |
1F | Elect Director Scott McCarty | Management | For | Against |
1G | Elect Director Ihab M. Toma | Management | For | Against |
1H | Elect Director L. Spencer Wells | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Short Duration Credit Opportunities Fund
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By | | /s/ Cedric H. Antosiewicz |
| | Cedric H. Antosiewicz – Chief Administrative Officer |
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Date | | |
August 24, 2020