The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 742 | 4,517 | SH | SOLE | 1 | 0 | 0 | 4,517 | |
AMERICAN EXPRESS CO | COM | 025816109 | 225 | 2,421 | SH | SOLE | 1 | 0 | 0 | 2,421 | |
AMGEN INC | COM | 031162100 | 520 | 3,267 | SH | SOLE | 1 | 0 | 0 | 3,267 | |
APPLE INC | COM | 037833100 | 1,826 | 16,547 | SH | SOLE | 1 | 0 | 0 | 16,547 | |
BANK AMER CORP | COM | 060505104 | 529 | 29,547 | SH | SOLE | 1 | 0 | 0 | 29,547 | |
BARCLAYS BK PLC | IPSPGS TTL ETN | 06738C794 | 11,915 | 564,684 | SH | SOLE | 1 | 0 | 0 | 564,684 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 226 | 1 | SH | SOLE | 1 | 0 | 0 | 100 | |
BOEING CO | COM | 097023105 | 303 | 2,334 | SH | SOLE | 1 | 0 | 0 | 2,334 | |
CHEVRON CORP NEW | COM | 166764100 | 551 | 4,908 | SH | SOLE | 1 | 0 | 0 | 4,908 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG BULSH 2021 | 18383M266 | 873 | 41,839 | SH | SOLE | 1 | 0 | 0 | 41,839 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BUL 2019 HY | 18383M373 | 644 | 25,859 | SH | SOLE | 1 | 0 | 0 | 25,859 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | 692 | 26,907 | SH | SOLE | 1 | 0 | 0 | 26,907 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2017 HY | 18383M399 | 737 | 28,389 | SH | SOLE | 1 | 0 | 0 | 28,389 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2016 HY | 18383M415 | 763 | 29,454 | SH | SOLE | 1 | 0 | 0 | 29,454 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2015 | 18383M423 | 773 | 29,881 | SH | SOLE | 1 | 0 | 0 | 29,881 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2020 E | 18383M514 | 2,293 | 108,724 | SH | SOLE | 1 | 0 | 0 | 108,724 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 2,319 | 110,904 | SH | SOLE | 1 | 0 | 0 | 110,904 | |
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | 2,489 | 117,862 | SH | SOLE | 1 | 0 | 0 | 117,862 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | 2,625 | 115,571 | SH | SOLE | 1 | 0 | 0 | 115,571 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | 2,774 | 125,537 | SH | SOLE | 1 | 0 | 0 | 125,537 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2015 | 18383M563 | 2,674 | 123,372 | SH | SOLE | 1 | 0 | 0 | 123,372 | |
COCA COLA CO | COM | 191216100 | 278 | 6,583 | SH | SOLE | 1 | 0 | 0 | 6,583 | |
CONOCOPHILLIPS | COM | 20825C104 | 340 | 4,922 | SH | SOLE | 1 | 0 | 0 | 4,922 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 300 | 2,115 | SH | SOLE | 1 | 0 | 0 | 2,115 | |
COTT CORP QUE | COM | 22163N106 | 220 | 32,000 | SH | SOLE | 1 | 0 | 0 | 32,000 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 308 | 3,272 | SH | SOLE | 1 | 0 | 0 | 3,272 | |
EXXON MOBIL CORP | COM | 30231G102 | 393 | 4,250 | SH | SOLE | 1 | 0 | 0 | 4,250 | |
GENERAL ELECTRIC CO | COM | 369604103 | 741 | 29,335 | SH | SOLE | 1 | 0 | 0 | 29,335 | |
GILEAD SCIENCES INC | COM | 375558103 | 259 | 2,748 | SH | SOLE | 1 | 0 | 0 | 2,748 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 254 | 1,582 | SH | SOLE | 1 | 0 | 0 | 1,582 | |
ISHARES | MSCI FRNTR100ETF | 464286145 | 2,392 | 77,672 | SH | SOLE | 1 | 0 | 0 | 77,672 | |
ISHARES | EAFE SML CP ETF | 464288273 | 1,360 | 29,106 | SH | SOLE | 1 | 0 | 0 | 29,106 | |
ISHARES | CALI AMT-FRE ETF | 464288356 | 236 | 2,006 | SH | SOLE | 1 | 0 | 0 | 2,006 | |
ISHARES | NAT AMT FREE BD | 464288414 | 5,473 | 49,598 | SH | SOLE | 1 | 0 | 0 | 49,598 | |
ISHARES | INTL DEVPPTY ETF | 464288422 | 961 | 26,530 | SH | SOLE | 1 | 0 | 0 | 26,530 | |
ISHARES | 1-3 YR CR BD ETF | 464288646 | 1,366 | 12,988 | SH | SOLE | 1 | 0 | 0 | 12,988 | |
ISHARES | 3-7 YR TR BD ETF | 464288661 | 611 | 4,993 | SH | SOLE | 1 | 0 | 0 | 4,993 | |
ISHARES | MICRO-CAP ETF | 464288869 | 1,199 | 15,580 | SH | SOLE | 1 | 0 | 0 | 15,580 | |
ISHARES | EAFE VALUE ETF | 464288877 | 250 | 4,900 | SH | SOLE | 1 | 0 | 0 | 4,900 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 10,984 | 233,556 | SH | SOLE | 1 | 0 | 0 | 233,556 | |
ISHARES TR | TIPS BD ETF | 464287176 | 7,709 | 68,820 | SH | SOLE | 1 | 0 | 0 | 68,820 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 829 | 4,006 | SH | SOLE | 1 | 0 | 0 | 4,006 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,817 | 16,498 | SH | SOLE | 1 | 0 | 0 | 16,498 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 890 | 22,645 | SH | SOLE | 1 | 0 | 0 | 22,645 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 210 | 1,760 | SH | SOLE | 1 | 0 | 0 | 1,760 | |
ISHARES TR | 1-3 YR TR BD ETF | 464287457 | 25,556 | 302,612 | SH | SOLE | 1 | 0 | 0 | 302,612 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,110 | 34,676 | SH | SOLE | 1 | 0 | 0 | 34,676 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 292 | 2,557 | SH | SOLE | 1 | 0 | 0 | 2,557 | |
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,473 | 26,630 | SH | SOLE | 1 | 0 | 0 | 26,630 | |
JOHNSON & JOHNSON | COM | 478160104 | 258 | 2,465 | SH | SOLE | 1 | 0 | 0 | 2,465 | |
MARKET VECTORS ETF TR | MKTVEC INTMUETF | 57060U845 | 1,446 | 61,078 | SH | SOLE | 1 | 0 | 0 | 61,078 | |
MARKET VECTORS ETF TR | HG YLD MUN ETF | 57060U878 | 1,489 | 48,269 | SH | SOLE | 1 | 0 | 0 | 48,269 | |
MICROSOFT CORP | COM | 594918104 | 1,700 | 36,592 | SH | SOLE | 1 | 0 | 0 | 36,592 | |
OPKO HEALTH INC | COM | 68375N103 | 200 | 20,000 | SH | SOLE | 1 | 0 | 0 | 20,000 | |
PETROLEUM & RES CORP | COM | 716549100 | 276 | 11,593 | SH | SOLE | 1 | 0 | 0 | 11,593 | |
PIMCO ETF TR | 1-3YR USTREIDX | 72201R106 | 5,005 | 98,179 | SH | SOLE | 1 | 0 | 0 | 98,179 | |
PIMCO ETF TR | BROAD US TIPS | 72201R403 | 377 | 6,614 | SH | SOLE | 1 | 0 | 0 | 6,614 | |
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 7,150 | 70,912 | SH | SOLE | 1 | 0 | 0 | 70,912 | |
POWERSHARES GLOBAL ETF TRUST | WK VRDO TX FR | 73936T433 | 347 | 13,901 | SH | SOLE | 1 | 0 | 0 | 13,901 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 244 | 2,360 | SH | SOLE | 1 | 0 | 0 | 2,360 | |
PROCTER & GAMBLE CO | COM | 742718109 | 897 | 9,845 | SH | SOLE | 1 | 0 | 0 | 9,845 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 214 | 2,671 | SH | SOLE | 1 | 0 | 0 | 2,671 | |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 32,064 | 653,703 | SH | SOLE | 1 | 0 | 0 | 653,703 | |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 3,543 | 148,263 | SH | SOLE | 1 | 0 | 0 | 148,263 | |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 1,817 | 62,854 | SH | SOLE | 1 | 0 | 0 | 62,854 | |
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 3,933 | 75,121 | SH | SOLE | 1 | 0 | 0 | 75,121 | |
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 9,235 | 170,259 | SH | SOLE | 1 | 0 | 0 | 170,259 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 273 | 6,460 | SH | SOLE | 1 | 0 | 0 | 6,460 | |
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 748 | 15,671 | SH | SOLE | 1 | 0 | 0 | 15,671 | |
SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | 694 | 15,643 | SH | SOLE | 1 | 0 | 0 | 15,643 | |
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 349 | 8,311 | SH | SOLE | 1 | 0 | 0 | 8,311 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,132 | 5,505 | SH | SOLE | 1 | 0 | 0 | 5,505 | |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 8,401 | 290,597 | SH | SOLE | 1 | 0 | 0 | 290,597 | |
SPDR SERIES TRUST | NUV HGHYLD MUN | 78464A284 | 4,228 | 73,316 | SH | SOLE | 1 | 0 | 0 | 73,316 | |
SPDR SERIES TRUST | INTR TRM CORP BD | 78464A375 | 1,142 | 33,403 | SH | SOLE | 1 | 0 | 0 | 33,403 | |
SPDR SERIES TRUST | BRCLY EM LOCL | 78464A391 | 2,597 | 91,409 | SH | SOLE | 1 | 0 | 0 | 91,409 | |
SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 1,586 | 65,296 | SH | SOLE | 1 | 0 | 0 | 65,296 | |
SPDR SERIES TRUST | BARC SHT TR CP | 78464A474 | 459 | 15,015 | SH | SOLE | 1 | 0 | 0 | 15,015 | |
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 1,667 | 18,335 | SH | SOLE | 1 | 0 | 0 | 18,335 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 245 | 3,105 | SH | SOLE | 1 | 0 | 0 | 3,105 | |
STARBUCKS CORP | COM | 855244109 | 519 | 6,327 | SH | SOLE | 1 | 0 | 0 | 6,327 | |
TWITTER INC | COM | 90184L102 | 775 | 21,592 | SH | SOLE | 1 | 0 | 0 | 21,592 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 1,427 | 17,852 | SH | SOLE | 1 | 0 | 0 | 17,852 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 335 | 4,072 | SH | SOLE | 1 | 0 | 0 | 4,072 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 18,464 | 227,945 | SH | SOLE | 1 | 0 | 0 | 227,945 | |
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 11,250 | 119,188 | SH | SOLE | 1 | 0 | 0 | 119,188 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 725 | 8,578 | SH | SOLE | 1 | 0 | 0 | 8,578 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 4,526 | 42,702 | SH | SOLE | 1 | 0 | 0 | 42,702 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,081 | 38,884 | SH | SOLE | 1 | 0 | 0 | 38,884 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 1,368 | 22,748 | SH | SOLE | 1 | 0 | 0 | 22,748 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 367 | 9,176 | SH | SOLE | 1 | 0 | 0 | 9,176 | |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 20,769 | 430,540 | SH | SOLE | 1 | 0 | 0 | 430,540 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 80,601 | 1,012,192 | SH | SOLE | 1 | 0 | 0 | 1,012,192 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 49,898 | 579,538 | SH | SOLE | 1 | 0 | 0 | 579,538 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 14,506 | 382,955 | SH | SOLE | 1 | 0 | 0 | 382,955 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 741 | 10,785 | SH | SOLE | 1 | 0 | 0 | 10,785 | |
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 395 | 9,371 | SH | SOLE | 1 | 0 | 0 | 9,371 | |
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 438 | 6,182 | SH | SOLE | 1 | 0 | 0 | 6,182 | |
WISDOMTREE TR | INTL SMCAP DIV | 97717W760 | 297 | 5,341 | SH | SOLE | 1 | 0 | 0 | 5,341 | |
WISDOMTREE TR | EM LCL DEBT FD | 97717X867 | 911 | 21,894 | SH | SOLE | 1 | 0 | 0 | 21,894 |