Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579Y101	678	3,881	SH		SOLE		3,810	0	71
ABBOTT LABS	COM	002824100	585	5,340	SH		SOLE		2,142	0	3,198
ABBVIE INC	COM	00287Y109	1,113	10,391	SH		SOLE		7,303	0	3,088
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	50	19,424	SH		SOLE		19,424	0	0
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	2,663	10,196	SH		SOLE		9,442	0	754
ADOBE SYSTEMS INCORPORATED	COM	00724F101	15,690	31,373	SH		SOLE		31,373	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	703	7,667	SH		SOLE		7,641	0	26
ADVANCED MICRO DEVICES INC	COM	007903107	18	200	SH	Call	SOLE		0	0	200
AFLAC INC	COM	001055102	764	17,183	SH		SOLE		14,418	0	2,765
AGILENT TECHNOLOGIES INC	COM	00846U101	201	1,696	SH		SOLE		1,515	0	181
AGNC INVT CORP	COM	00123Q104	217	13,938	SH		SOLE		13,938	0	0
ALASKA AIR GROUP INC	COM	011659109	274	5,268	SH		SOLE		3,614	0	1,654
ALASKA AIR GROUP INC	COM	011659109	5	100	SH	Call	SOLE		0	0	100
ALBERTON ACQUISITION CORP	*W EXP 04/26/202	G35006124	67	55,849	SH		SOLE		55,849	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	362	1,557	SH		SOLE		1,527	0	30
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	23	100	SH	Call	SOLE		0	0	100
ALLIANT ENERGY CORP	COM	018802108	417	8,092	SH		SOLE		7,551	0	541
ALLSTATE CORP	COM	020002101	848	7,714	SH		SOLE		7,078	0	636
ALPHABET INC	CAP STK CL A	02079K305	2,429	1,386	SH		SOLE		1,126	0	260
ALPHABET INC	CAP STK CL C	02079K107	3,266	1,864	SH		SOLE		1,719	0	145
ALTRIA GROUP INC	COM	02209S103	571	13,929	SH		SOLE		11,593	0	2,336
AMAZON COM INC	COM	023135106	22,509	6,911	SH		SOLE		5,286	0	1,625
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	72	21,401	SH		SOLE		21,401	0	0
AMEREN CORP	COM	023608102	528	6,764	SH		SOLE		6,641	0	123
AMERICAN CENTY ETF TR	INTL SMCP VLU	025072802	2,020	35,362	SH		SOLE		32,447	0	2,915
AMERICAN ELEC PWR CO INC	COM	025537101	404	4,856	SH		SOLE		838	0	4,018
AMERICAN WTR WKS CO INC NEW	COM	030420103	276	1,799	SH		SOLE		694	0	1,105
AMGEN INC	COM	031162100	1,144	4,976	SH		SOLE		4,976	0	0
APPLE INC	COM	037833100	40,693	306,678	SH		SOLE		252,863	0	53,815
APPLIED MATLS INC	COM	038222105	780	9,035	SH		SOLE		9,035	0	0
ARISTA NETWORKS INC	COM	040413106	1,827	6,287	SH		SOLE		5,917	0	370
ARK ETF TR	INNOVATION ETF	00214Q104	206	1,653	SH		SOLE		1,653	0	0
AT&T INC	COM	00206R102	1,302	45,285	SH		SOLE		39,544	0	5,742
AUTOMATIC DATA PROCESSING IN	COM	053015103	1,644	9,332	SH		SOLE		8,106	0	1,226
AUTOZONE INC	COM	053332102	1,367	1,153	SH		SOLE		1,027	0	126
AVERY DENNISON CORP	COM	053611109	364	2,346	SH		SOLE		2,253	0	93
BAXTER INTL INC	COM	071813109	303	3,778	SH		SOLE		3,778	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	2,599	11,211	SH		SOLE		9,626	0	1,585
BEST BUY INC	COM	086516101	1,085	10,871	SH		SOLE		9,854	0	1,017
BIOGEN INC	COM	09062X103	577	2,357	SH		SOLE		2,247	0	110
BK OF AMERICA CORP	COM	060505104	1,049	34,603	SH		SOLE		31,428	0	3,175
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	092524107	74	12,533	SH		SOLE		12,533	0	0
BLACKROCK INC	COM	09247X101	2,523	3,496	SH		SOLE		3,309	0	187
BLACKSTONE GROUP INC	COM CL A	09260D107	871	13,436	SH		SOLE		13,436	0	0
BLUCORA INC	COM	095229100	3,409	214,247	SH		SOLE		214,244	0	3
BOEING CO	COM	097023105	1,430	6,681	SH		SOLE		5,950	0	731
BOX INC	CL A	10316T104	468	25,933	SH		SOLE		25,933	0	0
BREEZE HOLDINGS ACQUISITN CO	*W EXP 05/25/202	106762115	24	23,267	SH		SOLE		23,267	0	0
BRISTOL-MYERS SQUIBB CO	COM	110122108	727	11,725	SH		SOLE		10,027	0	1,698
BROOKFIELD ASSET MGMT INC	CL A LTD VT SH	112585104	536	12,995	SH		SOLE		12,995	0	0
BURGERFI INTERNATIONAL INC	*W EXP 12/16/202	12122L119	116	52,562	SH		SOLE		52,562	0	0
C H ROBINSON WORLDWIDE INC	COM NEW	12541W209	205	2,189	SH		SOLE		1,966	0	223
CANOO INC	*W EXP 12/21/202	13803R110	141	39,284	SH		SOLE		39,284	0	0
CAREDX INC	COM	14167L103	2,177	30,048	SH		SOLE		30,048	0	0
CATERPILLAR INC	COM	149123101	688	3,778	SH		SOLE		2,216	0	1,562
CBRE GROUP INC	CL A	12504L109	354	5,649	SH		SOLE		5,207	0	442
CEL-SCI CORP	COM PAR NEW	150837607	349	29,890	SH		SOLE		29,890	0	0
CENTENE CORP DEL	COM	15135B101	637	10,612	SH		SOLE		10,098	0	514
CF FINANCE ACQUISITION CORP	*W EXP 08/01/202	15725Q112	37	15,425	SH		SOLE		15,425	0	0
CHEVRON CORP NEW	COM	166764100	1,785	21,139	SH		SOLE		14,210	0	6,929
CHUBB LIMITED	COM	H1467J104	291	1,890	SH		SOLE		400	0	1,490
CINCINNATI FINL CORP	COM	172062101	295	3,373	SH		SOLE		3,146	0	227
CISCO SYS INC	COM	17275R102	3,485	77,867	SH		SOLE		73,944	0	3,923
CITIC CAPITAL ACQUISITION CO	*W EXP 01/17/202	G21513117	18	10,444	SH		SOLE		10,444	0	0
CITIZENS FINL GROUP INC	COM	174610105	841	23,520	SH		SOLE		21,864	0	1,656
CITRIX SYS INC	COM	177376100	815	6,268	SH		SOLE		5,762	0	506
CLEAN ENERGY FUELS CORP	COM	184499101	89	11,305	SH		SOLE		10,305	0	1,000
CLOROX CO DEL	COM	189054109	529	2,621	SH		SOLE		2,621	0	0
CLOUDERA INC	COM	18914U100	140	10,032	SH		SOLE		10,032	0	0
COCA COLA CO	COM	191216100	605	11,032	SH		SOLE		9,630	0	1,402
COGNIZANT TECHNOLOGY SOLUTIO	CL A	192446102	1,007	12,287	SH		SOLE		11,047	0	1,240
COMCAST CORP NEW	CL A	20030N101	640	12,210	SH		SOLE		10,248	0	1,962
CONOCOPHILLIPS	COM	20825C104	1,058	26,449	SH		SOLE		9,031	0	17,418
COSTCO WHSL CORP NEW	COM	22160K105	5,241	13,909	SH		SOLE		11,713	0	2,196
CSX CORP	COM	126408103	397	4,375	SH		SOLE		1,975	0	2,400
CUMMINS INC	COM	231021106	959	4,223	SH		SOLE		3,848	0	375
CVS HEALTH CORP	COM	126650100	831	12,161	SH		SOLE		11,477	0	684
D R HORTON INC	COM	23331A109	573	8,317	SH		SOLE		7,207	0	1,110
DANAHER CORPORATION	COM	235851102	218	980	SH		SOLE		980	0	0
DELL TECHNOLOGIES INC	CL C	24703L202	1,150	15,692	SH		SOLE		13,823	0	1,869
DELTA AIR LINES INC DEL	COM NEW	247361702	221	5,505	SH		SOLE		4,851	0	654
DELTA AIR LINES INC DEL	COM NEW	247361702	4	100	SH	Call	SOLE		0	0	100
DISNEY WALT CO	COM	254687106	1,938	10,697	SH		SOLE		10,091	0	606
DMY TECHNOLOGY GROUP INC II	*W EXP 07/29/202	233277110	63	14,726	SH		SOLE		14,726	0	0
DOCUSIGN INC	COM	256163106	315	1,415	SH		SOLE		404	0	1,011
DOLLAR GEN CORP NEW	COM	256677105	886	4,215	SH		SOLE		3,934	0	281
DOLLAR TREE INC	COM	256746108	333	3,086	SH		SOLE		2,773	0	313
DUKE ENERGY CORP NEW	COM NEW	26441C204	353	3,852	SH		SOLE		3,238	0	614
EATON CORP PLC	SHS	G29183103	457	3,808	SH		SOLE		3,568	0	240
EDWARDS LIFESCIENCES CORP	COM	28176E108	1,545	16,939	SH		SOLE		12,064	0	4,875
EMERSON ELEC CO	COM	291011104	255	3,172	SH		SOLE		2,825	0	347
EQUINOX GOLD CORP	COM	29446Y502	0	12,500	SH	Call	SOLE		0	0	12,500
EXACT SCIENCES CORP	COM	30063P105	252	1,900	SH		SOLE		400	0	1,500
EXPEDITORS INTL WASH INC	COM	302130109	805	8,459	SH		SOLE		7,661	0	798
EXTRA SPACE STORAGE INC	COM	30225T102	360	3,103	SH		SOLE		2,889	0	214
EXXON MOBIL CORP	COM	30231G102	1,106	26,828	SH		SOLE		21,685	0	5,143
FACEBOOK INC	CL A	30303M102	10,237	37,476	SH		SOLE		36,272	0	1,204
FIRST TR DOW JONES SELECT MI	COM SHS ANNUAL	33718M105	2,581	53,903	SH		SOLE		51,268	0	2,635
FIRST TR EXCH TRADED FD III	INSTL PFD SECS	33739P855	931	45,695	SH		SOLE		30,845	0	14,850
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	10,134	501,914	SH		SOLE		429,286	0	72,628
FIRST TR EXCH TRD ALPHDX FD	EMERG MKT ALPH	33737J182	9,383	371,178	SH		SOLE		271,228	0	99,950
FIRST TR EXCHANGE-TRADED FD	SENIOR LN FD	33738D309	7,610	159,916	SH		SOLE		136,911	0	23,004
FISERV INC	COM	337738108	450	3,949	SH		SOLE		3,949	0	0
FISKER INC	*W EXP 12/01/202	33813J114	79	16,140	SH		SOLE		16,140	0	0
FIVE9 INC	COM	338307101	1,162	6,661	SH		SOLE		6,645	0	16
FOLEY TRASIMENE ACQUISITION	*W EXP 08/11/202	344328117	51	11,103	SH		SOLE		11,103	0	0
FORD MTR CO DEL	COM	345370860	93	10,545	SH		SOLE		6,242	0	4,303
FORUM MERGER III CORP	*W EXP 08/24/202	349885111	84	24,056	SH		SOLE		24,056	0	0
FS KKR CAP CORP II	COM	35952V303	1,715	104,564	SH		SOLE		94,396	0	10,168
GARMIN LTD	SHS	H2906T109	619	5,172	SH		SOLE		4,991	0	181
GENERAL DYNAMICS CORP	COM	369550108	802	5,388	SH		SOLE		5,216	0	172
GENERAL ELECTRIC CO	COM	369604103	121	11,177	SH		SOLE		8,937	0	2,240
GENERAL MLS INC	COM	370334104	254	4,326	SH		SOLE		4,326	0	0
GIGCAPITAL3 INC	*W EXP 05/18/202	37519D115	48	13,701	SH		SOLE		13,701	0	0
GILEAD SCIENCES INC	COM	375558103	568	9,745	SH		SOLE		9,745	0	0
GLOBAL PMTS INC	COM	37940X102	889	4,127	SH		SOLE		4,127	0	0
GOLDEN NUGGET ONLINE GAMIN	*W EXP 05/09/202	38113L115	93	10,344	SH		SOLE		10,344	0	0
GORES HLDGS IV INC	*W EXP 01/22/202	382865111	43	10,345	SH		SOLE		10,345	0	0
GREENROSE ACQUISITION CORP	*W EXP 08/11/202	395392111	10	10,000	SH		SOLE		10,000	0	0
HERSHEY CO	COM	427866108	885	5,807	SH		SOLE		5,442	0	365
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	186	15,661	SH		SOLE		13,314	0	2,347
HOME DEPOT INC	COM	437076102	1,280	4,820	SH		SOLE		4,773	0	47
HONEYWELL INTL INC	COM	438516106	977	4,595	SH		SOLE		4,032	0	563
HORMEL FOODS CORP	COM	440452100	648	13,913	SH		SOLE		13,373	0	540
HP INC	COM	40434L105	1,877	76,318	SH		SOLE		69,021	0	7,297
ILLINOIS TOOL WKS INC	COM	452308109	459	2,249	SH		SOLE		565	0	1,684
INPIXON	COM	45790J800	10	10,000	SH		SOLE		10,000	0	0
INTEL CORP	COM	458140100	12,533	251,558	SH		SOLE		237,871	0	13,687
INTERNATIONAL BUSINESS MACHS	COM	459200101	621	4,937	SH		SOLE		4,846	0	91
INTUIT	COM	461202103	1,594	4,196	SH		SOLE		4,033	0	163
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	46138E354	477	8,476	SH		SOLE		7,757	0	719
INVESCO EXCH TRD SLF IDX FD	BULSHS 2021 CB	46138J700	2,211	104,225	SH		SOLE		92,736	0	11,489
INVESCO EXCH TRD SLF IDX FD	BULSHS 2021 HY	46138J809	557	24,119	SH		SOLE		22,317	0	1,802
INVESCO EXCH TRD SLF IDX FD	BULSHS 2022 CB	46138J882	2,216	101,899	SH		SOLE		90,344	0	11,554
INVESCO EXCH TRD SLF IDX FD	BULSHS 2022 HY	46138J874	577	24,725	SH		SOLE		22,673	0	2,052
INVESCO EXCH TRD SLF IDX FD	BULSHS 2023 CB	46138J866	2,158	98,559	SH		SOLE		86,908	0	11,651
INVESCO EXCH TRD SLF IDX FD	BULSHS 2023 HY	46138J858	588	23,167	SH		SOLE		20,984	0	2,183
INVESCO EXCH TRD SLF IDX FD	BULSHS 2024 CB	46138J841	2,104	93,960	SH		SOLE		82,430	0	11,530
INVESCO EXCH TRD SLF IDX FD	BULSHS 2024 HY	46138J833	536	21,513	SH		SOLE		19,883	0	1,630
INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 CB	46138J825	2,061	91,057	SH		SOLE		80,146	0	10,910
INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 HY	46138J817	531	21,647	SH		SOLE		20,767	0	880
INVESCO EXCH TRD SLF IDX FD	BULSHS 2026 CB	46138J791	1,639	74,740	SH		SOLE		63,941	0	10,798
INVESCO EXCH TRD SLF IDX FD	BULSHS 2027 CB	46138J783	1,080	48,235	SH		SOLE		47,805	0	430
INVESCO EXCH TRD SLF IDX FD	INVSCO BLSH 26	46138J635	463	18,095	SH		SOLE		17,280	0	815
INVESCO EXCHANGE TRADED FD T	NASDAQ INTERNT	46137V530	331	1,450	SH		SOLE		1,450	0	0
INVESCO EXCHANGE TRADED FD T	S&P500 BUY WRT	46137V399	2,065	100,783	SH		SOLE		100,783	0	0
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	46137V357	281	2,203	SH		SOLE		1,841	0	362
INVESCO QQQ TR	UNIT SER 1	46090E103	5,251	16,736	SH		SOLE		16,476	0	261
INVITAE CORP	COM	46185L103	204	4,876	SH		SOLE		4,876	0	0
ISHARES GOLD TRUST	ISHARES	464285105	828	45,659	SH		SOLE		45,659	0	0
ISHARES INC	CORE MSCI EMKT	46434G103	42,177	679,839	SH		SOLE		570,004	0	109,834
ISHARES INC	EM MKT SM-CP ETF	464286475	1,777	33,645	SH		SOLE		31,658	0	1,987
ISHARES INC	EM MKTS DIV ETF	464286319	747	20,075	SH		SOLE		20,075	0	0
ISHARES INC	ESG AWR MSCI EM	46434G863	2,550	60,741	SH		SOLE		55,281	0	5,460
ISHARES INC	MSCI EMRG CHN	46434G764	390	6,861	SH		SOLE		6,861	0	0
ISHARES INC	MSCI FRNTR100ETF	464286145	2,369	83,566	SH		SOLE		72,729	0	10,837
ISHARES SILVER TR	ISHARES	46428Q109	258	10,500	SH		SOLE		10,500	0	0
ISHARES TR	0-5 YR TIPS ETF	46429B747	1,362	13,041	SH		SOLE		11,196	0	1,845
ISHARES TR	1 3 YR TREAS BD	464287457	1,517	17,565	SH		SOLE		12,425	0	5,140
ISHARES TR	3 7 YR TREAS BD	464288661	845	6,354	SH		SOLE		5,228	0	1,126
ISHARES TR	CALIF MUN BD ETF	464288356	992	15,795	SH		SOLE		12,822	0	2,973
ISHARES TR	CORE HIGH DV ETF	46429B663	359	4,097	SH		SOLE		3,755	0	342
ISHARES TR	CORE MSCI EAFE	46432F842	635	9,195	SH		SOLE		8,484	0	711
ISHARES TR	CORE S&P MCP ETF	464287507	412	1,794	SH		SOLE		1,288	0	506
ISHARES TR	CORE S&P SCP ETF	464287804	595	6,471	SH		SOLE		5,143	0	1,328
ISHARES TR	CORE S&P500 ETF	464287200	5,157	13,738	SH		SOLE		12,578	0	1,160
ISHARES TR	CORE US AGGBD ET	464287226	429	3,626	SH		SOLE		2,155	0	1,472
ISHARES TR	EAFE GRWTH ETF	464288885	1,983	19,648	SH		SOLE		18,500	0	1,148
ISHARES TR	EAFE SML CP ETF	464288273	1,911	27,966	SH		SOLE		19,729	0	8,237
ISHARES TR	EAFE VALUE ETF	464288877	20,608	436,611	SH		SOLE		380,060	0	56,551
ISHARES TR	ESG AW MSCI EAFE	46435G516	5,593	76,574	SH		SOLE		69,537	0	7,037
ISHARES TR	ESG AWARE MSCI	46435U663	2,724	79,800	SH		SOLE		73,863	0	5,937
ISHARES TR	ESG AWR MSCI USA	46435G425	472	5,490	SH		SOLE		5,490	0	0
ISHARES TR	INTL DEVPPTY ETF	464288422	931	26,095	SH		SOLE		23,204	0	2,891
ISHARES TR	INTL SEL DIV ETF	464288448	1,539	52,221	SH		SOLE		49,935	0	2,286
ISHARES TR	ISHS 1-5YR INVS	464288646	1,013	18,355	SH		SOLE		18,355	0	0
ISHARES TR	ISHS 5-10YR INVT	464288638	604	9,770	SH		SOLE		9,770	0	0
ISHARES TR	JPMORGAN USD EMG	464288281	630	5,438	SH		SOLE		3,319	0	2,118
ISHARES TR	MICRO-CAP ETF	464288869	13,348	112,495	SH		SOLE		92,700	0	19,796
ISHARES TR	MSCI ACWI ETF	464288257	285	3,137	SH		SOLE		3,137	0	0
ISHARES TR	MSCI EAFE ETF	464287465	670	9,180	SH		SOLE		6,854	0	2,325
ISHARES TR	MSCI EMG MKT ETF	464287234	421	8,156	SH		SOLE		7,634	0	522
ISHARES TR	MSCI INTL QUALTY	46434V456	29,153	817,535	SH		SOLE		732,022	0	85,513
ISHARES TR	MSCI USA QLT FCT	46432F339	28,140	242,147	SH		SOLE		222,294	0	19,854
ISHARES TR	NATIONAL MUN ETF	464288414	9,158	78,137	SH		SOLE		64,965	0	13,172
ISHARES TR	RUS 1000 ETF	464287622	1,335	6,302	SH		SOLE		6,302	0	0
ISHARES TR	RUS 1000 GRW ETF	464287614	351	1,456	SH		SOLE		966	0	490
ISHARES TR	RUS 1000 VAL ETF	464287598	358	2,620	SH		SOLE		2,252	0	368
ISHARES TR	RUS 2000 GRW ETF	464287648	430	1,500	SH		SOLE		1,500	0	0
ISHARES TR	RUS 2000 VAL ETF	464287630	2,810	21,327	SH		SOLE		20,324	0	1,003
ISHARES TR	RUSSELL 2000 ETF	464287655	1,128	5,755	SH		SOLE		4,945	0	810
ISHARES TR	SHRT NAT MUN ETF	464288158	478	4,422	SH		SOLE		4,422	0	0
ISHARES TR	SP SMCP600VL ETF	464287879	4,196	51,604	SH		SOLE		8,704	0	42,900
ISHARES TR	TIPS BD ETF	464287176	2,369	18,557	SH		SOLE		12,617	0	5,941
ISHARES TR	U.S. CNSM GD ETF	464287812	277	1,599	SH		SOLE		1,599	0	0
JETBLUE AWYS CORP	COM	477143101	153	10,533	SH		SOLE		10,533	0	0
JOHNSON & JOHNSON	COM	478160104	12,879	81,832	SH		SOLE		78,226	0	3,605
JPMORGAN CHASE & CO	COM	46625H100	669	5,264	SH		SOLE		4,851	0	413
JUNIPER NETWORKS INC	COM	48203R104	322	14,300	SH		SOLE		14,300	0	0
KANSAS CITY SOUTHERN	COM NEW	485170302	202	988	SH		SOLE		988	0	0
LAM RESEARCH CORP	COM	512807108	409	867	SH		SOLE		687	0	180
LAS VEGAS SANDS CORP	COM	517834107	306	5,139	SH		SOLE		5,139	0	0
LAUDER ESTEE COS INC	CL A	518439104	1,034	3,884	SH		SOLE		3,884	0	0
LEIDOS HOLDINGS INC	COM	525327102	763	7,262	SH		SOLE		6,712	0	550
LILLY ELI & CO	COM	532457108	802	4,748	SH		SOLE		4,748	0	0
LOCKHEED MARTIN CORP	COM	539830109	824	2,321	SH		SOLE		2,321	0	0
LOWES COS INC	COM	548661107	358	2,233	SH		SOLE		697	0	1,536
LUMEN TECHNOLOGIES INC	COM	156700106	1,070	109,707	SH		SOLE		106,768	0	2,939
MARRIOTT INTL INC NEW	CL A	571903202	272	2,059	SH		SOLE		1,925	0	134
MASTERCARD INCORPORATED	CL A	57636Q104	524	1,468	SH		SOLE		1,367	0	101
MATTHEWS INTL CORP	CL A	577128101	639	21,738	SH		SOLE		21,738	0	0
MCDONALDS CORP	COM	580135101	2,838	13,228	SH		SOLE		11,005	0	2,223
MCKESSON CORP	COM	58155Q103	248	1,424	SH		SOLE		1,424	0	0
MEDTRONIC PLC	SHS	G5960L103	1,595	13,617	SH		SOLE		12,998	0	619
MERCADOLIBRE INC	COM	58733R102	529	316	SH		SOLE		316	0	0
MERCK & CO. INC	COM	58933Y105	836	10,219	SH		SOLE		8,714	0	1,505
METLIFE INC	COM	59156R108	881	18,766	SH		SOLE		17,030	0	1,736
MICROSOFT CORP	COM	594918104	25,328	113,873	SH		SOLE		94,765	0	19,107
MONDELEZ INTL INC	CL A	609207105	555	9,484	SH		SOLE		9,036	0	448
MOTOROLA SOLUTIONS INC	COM NEW	620076307	1,819	10,696	SH		SOLE		9,786	0	910
NETFLIX INC	COM	64110L106	4,357	8,058	SH		SOLE		7,857	0	201
NEWBORN ACQUISITION CORP	*W EXP 02/03/202	G6463T114	75	22,924	SH		SOLE		22,924	0	0
NEXTERA ENERGY INC	COM	65339F101	523	6,785	SH		SOLE		6,369	0	416
NIKE INC	CL B	654106103	1,889	13,354	SH		SOLE		9,021	0	4,333
NORTHERN GENESIS ACQUISITION	*W EXP 07/31/202	66516T112	65	11,611	SH		SOLE		11,611	0	0
NORTHROP GRUMMAN CORP	COM	666807102	228	748	SH		SOLE		748	0	0
NORTHWEST NAT HLDG CO	COM	66765N105	538	11,691	SH		SOLE		11,691	0	0
NOVARTIS AG	SPONSORED ADR	66987V109	207	2,190	SH		SOLE		2,190	0	0
NUCOR CORP	COM	670346105	1,261	23,699	SH		SOLE		22,289	0	1,410
NUSHARES ETF TR	NUVEEN ESG LRGVL	67092P300	3,425	103,971	SH		SOLE		93,098	0	10,873
NUSHARES ETF TR	NUVEEN ESG MIDVL	67092P508	2,275	75,638	SH		SOLE		69,743	0	5,895
NVIDIA CORPORATION	COM	67066G104	3,131	5,997	SH		SOLE		5,613	0	384
OPKO HEALTH INC	COM	68375N103	79	20,000	SH		SOLE		0	0	20,000
ORACLE CORP	COM	68389X105	694	10,724	SH		SOLE		9,122	0	1,602
PACCAR INC	COM	693718108	1,082	12,535	SH		SOLE		11,566	0	969
PACKAGING CORP AMER	COM	695156109	217	1,570	SH		SOLE		1,378	0	192
PAYPAL HLDGS INC	COM	70450Y103	1,234	5,269	SH		SOLE		5,227	0	42
PEPSICO INC	COM	713448108	727	4,900	SH		SOLE		3,996	0	904
PFIZER INC	COM	717081103	2,766	75,149	SH		SOLE		70,025	0	5,124
PHILIP MORRIS INTL INC	COM	718172109	954	11,524	SH		SOLE		10,485	0	1,039
PHILLIPS 66	COM	718546104	749	10,716	SH		SOLE		8,102	0	2,613
PIMCO ETF TR	0-5 HIGH YIELD	72201R783	2,057	20,940	SH		SOLE		17,144	0	3,796
PING IDENTITY HLDG CORP	COM	72341T103	329	11,490	SH		SOLE		11,490	0	0
PORCH GROUP INC	COM	733245104	1,427	100,000	SH		SOLE		100,000	0	0
PPL CORP	COM	69351T106	502	17,814	SH		SOLE		16,911	0	903
PRICE T ROWE GROUP INC	COM	74144T108	603	3,986	SH		SOLE		3,565	0	421
PRINCIPAL FINANCIAL GROUP IN	COM	74251V102	750	15,108	SH		SOLE		12,971	0	2,137
PROCTER AND GAMBLE CO	COM	742718109	3,184	22,881	SH		SOLE		21,577	0	1,304
PROGRESSIVE CORP	COM	743315103	658	6,653	SH		SOLE		6,083	0	570
PROLOGIS INC.	COM	74340W103	275	2,763	SH		SOLE		2,236	0	527
PS BUSINESS PKS INC CALIF	COM	69360J107	1,640	12,345	SH		SOLE		12,345	0	0
PUBLIC STORAGE	COM	74460D109	462	2,002	SH		SOLE		1,862	0	140
QUALCOMM INC	COM	747525103	424	2,781	SH		SOLE		2,656	0	125
RAYTHEON TECHNOLOGIES CORP	COM	75513E101	627	8,768	SH		SOLE		4,694	0	4,074
REGENERON PHARMACEUTICALS	COM	75886F107	549	1,136	SH		SOLE		1,036	0	100
RELIANCE STEEL & ALUMINUM CO	COM	759509102	9,618	80,315	SH		SOLE		80,315	0	0
REPUBLIC SVCS INC	COM	760759100	244	2,537	SH		SOLE		2,266	0	271
ROCKWELL AUTOMATION INC	COM	773903109	590	2,352	SH		SOLE		2,352	0	0
ROYAL DUTCH SHELL PLC	SPON ADR B	780259107	467	13,889	SH		SOLE		13,889	0	0
RUSH STREET INTERACTIVE INC	*W EXP 02/21/202	782011118	82	10,660	SH		SOLE		10,660	0	0
S&P GLOBAL INC	COM	78409V104	220	669	SH		SOLE		669	0	0
SALESFORCE COM INC	COM	79466L302	422	1,897	SH		SOLE		1,501	0	396
SCHWAB CHARLES CORP	COM	808513105	447	8,430	SH		SOLE		8,141	0	289
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	808524706	6,055	197,538	SH		SOLE		175,251	0	22,287
SCHWAB STRATEGIC TR	INTL EQTY ETF	808524805	2,294	63,699	SH		SOLE		49,887	0	13,813
SCHWAB STRATEGIC TR	INTL SCEQT ETF	808524888	3,880	103,043	SH		SOLE		86,520	0	16,523
SCHWAB STRATEGIC TR	SCHWAB FDT US BM	808524789	223	4,969	SH		SOLE		4,969	0	0
SCHWAB STRATEGIC TR	SCHWAB FDT US LG	808524771	248	5,484	SH		SOLE		5,272	0	212
SCHWAB STRATEGIC TR	SCHWB FDT EMK LG	808524730	3,505	124,039	SH		SOLE		120,171	0	3,868
SCHWAB STRATEGIC TR	SCHWB FDT INT LG	808524755	5,887	201,054	SH		SOLE		174,306	0	26,748
SCHWAB STRATEGIC TR	US AGGREGATE B	808524839	4,860	86,737	SH		SOLE		57,199	0	29,538
SCHWAB STRATEGIC TR	US BRD MKT ETF	808524102	1,485	16,320	SH		SOLE		14,275	0	2,045
SCHWAB STRATEGIC TR	US LCAP GR ETF	808524300	260	2,026	SH		SOLE		1,406	0	620
SCHWAB STRATEGIC TR	US LCAP VA ETF	808524409	5,966	100,224	SH		SOLE		67,256	0	32,968
SCHWAB STRATEGIC TR	US LRG CAP ETF	808524201	11,450	125,889	SH		SOLE		96,715	0	29,174
SCHWAB STRATEGIC TR	US MID-CAP ETF	808524508	429	6,294	SH		SOLE		6,294	0	0
SCHWAB STRATEGIC TR	US REIT ETF	808524847	1,422	37,450	SH		SOLE		35,300	0	2,150
SCHWAB STRATEGIC TR	US SML CAP ETF	808524607	8,195	92,082	SH		SOLE		91,816	0	266
SCHWAB STRATEGIC TR	US TIPS ETF	808524870	1,994	32,121	SH		SOLE		19,954	0	12,167
SELECT SECTOR SPDR TR	ENERGY	81369Y506	455	12,003	SH		SOLE		11,967	0	36
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	328	2,041	SH		SOLE		2,041	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	647	5,705	SH		SOLE		5,105	0	600
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	692	5,323	SH		SOLE		4,444	0	879
SERVICENOW INC	COM	81762P102	210	382	SH		SOLE		330	0	52
SHERWIN WILLIAMS CO	COM	824348106	2,638	3,590	SH		SOLE		3,590	0	0
SHOPIFY INC	CL A	82509L107	874	772	SH		SOLE		654	0	118
SIMON PPTY GROUP INC NEW	COM	828806109	204	2,391	SH		SOLE		2,090	0	301
SKYWORKS SOLUTIONS INC	COM	83088M102	482	3,155	SH		SOLE		2,988	0	167
SMUCKER J M CO	COM NEW	832696405	783	6,772	SH		SOLE		6,259	0	513
SNAP INC	CL A	83304A106	786	15,705	SH		SOLE		15,705	0	0
SORRENTO THERAPEUTICS INC	COM NEW	83587F202	77	11,265	SH		SOLE		11,265	0	0
SOUTHERN COPPER CORP	COM	84265V105	620	9,524	SH		SOLE		8,323	0	1,201
SOUTHWEST AIRLS CO	COM	844741108	365	7,824	SH		SOLE		7,644	0	180
SPDR DOW JONES INDL AVERAGE	UT SER 1	78467X109	511	1,671	SH		SOLE		1,331	0	339
SPDR INDEX SHS FDS	DJ GLB RL ES ETF	78463X749	326	7,333	SH		SOLE		4,919	0	2,414
SPDR INDEX SHS FDS	DJ INTL RL ETF	78463X863	926	27,170	SH		SOLE		18,370	0	8,800
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	78463X509	546	12,960	SH		SOLE		760	0	12,200
SPDR INDEX SHS FDS	S&P EMKTSC ETF	78463X756	6,595	127,728	SH		SOLE		94,967	0	32,761
SPDR INDEX SHS FDS	S&P INTL ETF	78463X772	3,642	99,605	SH		SOLE		72,982	0	26,623
SPDR S&P 500 ETF TR	TR UNIT	78462F103	32,681	87,409	SH		SOLE		86,513	0	897
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	78467Y107	397	945	SH		SOLE		945	0	0
SPDR SER TR	BLOOMBERG SRT TR	78468R408	39,868	1,479,336	SH		SOLE		1,241,220	0	238,116
SPDR SER TR	DJ REIT ETF	78464A607	656	7,562	SH		SOLE		6,131	0	1,432
SPDR SER TR	NUVEEN BBG BRCLY	78464A284	8,336	141,318	SH		SOLE		120,629	0	20,689
SPDR SER TR	NUVEEN BLMBRG SR	78468R739	8,327	167,240	SH		SOLE		132,885	0	34,355
SPDR SER TR	PORTFOLIO INTRMD	78464A375	3,099	83,357	SH		SOLE		61,889	0	21,468
SPDR SER TR	PORTFOLIO SHORT	78464A474	4,164	132,610	SH		SOLE		95,854	0	36,756
SPDR SER TR	S&P 600 SMCP VAL	78464A300	250	3,784	SH		SOLE		3,758	0	26
SPDR SER TR	S&P 600 SML CAP	78464A813	660	8,300	SH		SOLE		0	0	8,300
SPDR SER TR	S&P DIVID ETF	78464A763	204	1,921	SH		SOLE		1,380	0	541
SPLUNK INC	COM	848637104	821	4,835	SH		SOLE		4,835	0	0
SQUARE INC	CL A	852234103	899	4,129	SH		SOLE		4,121	0	8
SSGA ACTIVE ETF TR	BLKSTN GSOSRLN	78467V608	213	4,664	SH		SOLE		4,664	0	0
STARBUCKS CORP	COM	855244109	2,539	23,734	SH		SOLE		18,580	0	5,153
STRYKER CORPORATION	COM	863667101	276	1,128	SH		SOLE		988	0	140
T2 BIOSYSTEMS INC	COM	89853L104	13	10,747	SH		SOLE		10,747	0	0
TARGET CORP	COM	87612E106	357	2,020	SH		SOLE		1,793	0	227
TELADOC HEALTH INC	COM	87918A105	274	1,370	SH		SOLE		1,370	0	0
TELEDYNE TECHNOLOGIES INC	COM	879360105	1,546	3,944	SH		SOLE		3,944	0	0
TESLA INC	COM	88160R101	2,586	3,664	SH		SOLE		2,783	0	881
TEXAS INSTRS INC	COM	882508104	599	3,647	SH		SOLE		3,640	0	7
THERMO FISHER SCIENTIFIC INC	COM	883556102	306	656	SH		SOLE		656	0	0
T-MOBILE US INC	COM	872590104	1,458	10,814	SH		SOLE		9,701	0	1,113
TRIDENT ACQUISITIONS CORP	*W EXP 05/09/202	89615T114	97	42,538	SH		SOLE		42,538	0	0
TUSCAN HLDGS CORP	*W EXP 04/01/202	90069K112	52	10,898	SH		SOLE		10,898	0	0
UNION PAC CORP	COM	907818108	559	2,685	SH		SOLE		2,529	0	156
UNITED PARCEL SERVICE INC	CL B	911312106	1,392	8,266	SH		SOLE		7,588	0	678
UNITEDHEALTH GROUP INC	COM	91324P102	782	2,231	SH		SOLE		2,127	0	104
US BANCORP DEL	COM NEW	902973304	1,936	41,555	SH		SOLE		41,555	0	0
VALERO ENERGY CORP	COM	91913Y100	345	6,104	SH		SOLE		5,479	0	625
VANECK VECTORS ETF TR	GOLD MINERS ETF	92189F106	43	1,205	SH		SOLE		1,205	0	0
VANECK VECTORS ETF TR	GOLD MINERS ETF	92189F106	1,171	32,500	SH	Call	SOLE		0	0	32,500
VANECK VECTORS ETF TR	HIGH YLD MUN ETF	92189H409	5,992	97,372	SH		SOLE		82,997	0	14,375
VANECK VECTORS ETF TR	INTRMDT MUNI ETF	92189H201	1,299	24,956	SH		SOLE		21,484	0	3,472
VANGUARD BD INDEX FDS	SHORT TRM BOND	921937827	1,995	24,070	SH		SOLE		19,002	0	5,068
VANGUARD INDEX FDS	GROWTH ETF	922908736	1,644	6,490	SH		SOLE		4,242	0	2,248
VANGUARD INDEX FDS	LARGE CAP ETF	922908637	12,677	72,135	SH		SOLE		55,517	0	16,618
VANGUARD INDEX FDS	MCAP GR IDXVIP	922908538	499	2,351	SH		SOLE		2,257	0	94
VANGUARD INDEX FDS	MCAP VL IDXVIP	922908512	373	3,140	SH		SOLE		2,870	0	270
VANGUARD INDEX FDS	MID CAP ETF	922908629	710	3,435	SH		SOLE		3,435	0	0
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	23,158	272,672	SH		SOLE		227,804	0	44,868
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	1,029	2,995	SH		SOLE		2,995	0	0
VANGUARD INDEX FDS	SM CP VAL ETF	922908611	10,792	75,886	SH		SOLE		65,631	0	10,255
VANGUARD INDEX FDS	SMALL CP ETF	922908751	8,598	44,163	SH		SOLE		36,128	0	8,035
VANGUARD INDEX FDS	SML CP GRW ETF	922908595	905	3,380	SH		SOLE		2,812	0	568
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	6,652	34,178	SH		SOLE		29,948	0	4,230
VANGUARD INDEX FDS	VALUE ETF	922908744	26,301	221,088	SH		SOLE		191,000	0	30,088
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	7,916	157,974	SH		SOLE		139,344	0	18,630
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	922042718	15,665	128,574	SH		SOLE		118,414	0	10,160
VANGUARD INTL EQUITY INDEX F	GLB EX US ETF	922042676	5,069	93,332	SH		SOLE		78,497	0	14,835
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	922042742	2,098	22,661	SH		SOLE		16,715	0	5,946
VANGUARD MALVERN FDS	STRM INFPROIDX	922020805	98,416	1,925,951	SH		SOLE		1,631,911	0	294,040
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	92206C870	80,881	832,622	SH		SOLE		672,334	0	160,287
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	92206C102	44,534	722,953	SH		SOLE		585,343	0	137,611
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	133,146	1,599,346	SH		SOLE		1,293,708	0	305,639
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	921908844	995	7,050	SH		SOLE		6,176	0	873
VANGUARD TAX-MANAGED INTL FD	FTSE DEV MKT ETF	921943858	29,575	626,457	SH		SOLE		621,484	0	4,974
VANGUARD WHITEHALL FDS	HIGH DIV YLD	921946406	3,525	38,525	SH		SOLE		27,307	0	11,218
VANGUARD WHITEHALL FDS	INTL HIGH ETF	921946794	377	6,200	SH		SOLE		6,200	0	0
VANGUARD WORLD FD	ESG INTL STK ETF	921910725	663	11,191	SH		SOLE		11,191	0	0
VANGUARD WORLD FD	MEGA CAP INDEX	921910873	2,199	16,478	SH		SOLE		15,688	0	790
VANGUARD WORLD FD	MEGA CAP VAL ETF	921910840	2,110	24,305	SH		SOLE		21,648	0	2,657
VANGUARD WORLD FD	MEGA GRWTH IND	921910816	3,423	16,801	SH		SOLE		16,007	0	794
VEEVA SYS INC	CL A COM	922475108	316	1,162	SH		SOLE		1,162	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	2,244	38,193	SH		SOLE		33,769	0	4,424
VISA INC	COM CL A	92826C839	6,013	27,491	SH		SOLE		16,327	0	11,164
WALGREENS BOOTS ALLIANCE INC	COM	931427108	1,236	30,984	SH		SOLE		30,132	0	852
WALMART INC	COM	931142103	737	5,114	SH		SOLE		5,113	0	1
WASTE MGMT INC DEL	COM	94106L109	347	2,945	SH		SOLE		2,604	0	341
WEC ENERGY GROUP INC	COM	92939U106	228	2,478	SH		SOLE		2,318	0	160
WHIRLPOOL CORP	COM	963320106	750	4,156	SH		SOLE		3,726	0	430
WHITE MTNS INS GROUP LTD	COM	G9618E107	200	200	SH		SOLE		200	0	0
WISDOMTREE TR	CLOUD COMPUTNG	97717Y691	217	4,045	SH		SOLE		4,045	0	0
WISDOMTREE TR	EMER MKT HIGH FD	97717W315	2,064	50,172	SH		SOLE		39,889	0	10,283
WISDOMTREE TR	EMG MKTS SMCAP	97717W281	945	19,812	SH		SOLE		15,569	0	4,243
WISDOMTREE TR	INTL SMCAP DIV	97717W760	2,258	33,146	SH		SOLE		26,620	0	6,526
WISDOMTREE TR	US HIGH DIVIDEND	97717W208	550	7,925	SH		SOLE		5,960	0	1,965
WISDOMTREE TR	US SMALLCAP DIVD	97717W604	2,254	84,738	SH		SOLE		62,480	0	22,257
XCEL ENERGY INC	COM	98389B100	636	9,544	SH		SOLE		5,167	0	4,377
ZENDESK INC	COM	98936J101	641	4,479	SH		SOLE		4,479	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	5,281	40,685	SH		SOLE		40,567	0	118