UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22538
ADVISERS INVESTMENT TRUST
(Exact name of registrant as specified in charter)
325 John H. McConnell Blvd, Ste 150, Columbus, OH 43215
(Address of principal executive offices) (Zip code)
Foreside Management Services, LLC, 325 John H. McConnell Blvd, Ste 150, Columbus, OH 43215
(Name and address of agent for service)
Registrant’s telephone number, including area code: 614 255-5550
Date of fiscal year end: September 30
Date of reporting period: July 1, 2015 - June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Proxy Voting Record
For Period July 1, 2015 to June 30, 2016
Independent Franchise Partners US Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | | | | | | | | | | | |
| Issuer Name | | Ticker | | Meeting Date | | Primary CUSIP | | Proposal Text | | Proponent | | Voted | | Vote Instruction | | For/Against
Mgmt |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director Terry J. Lundgren | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director W. James McNerney, Jr. | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director David S. Taylor | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director Margaret C. Whitman | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director Mary Agnes Wilderotter | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director Patricia A. Woertz | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Elect Director Ernesto Zedillo | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| The Procter & Gamble Company | | PG | | 13-Oct-15 | | 742718109 | | Proxy Access | | Share Holder | | Yes | | For | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Jeffrey S. Berg | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director H. Raymond Bingham | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Michael J. Boskin | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Safra A. Catz | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Bruce R. Chizen | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director George H. Conrades | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Lawrence J. Ellison | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Hector Garcia-Molina | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Jeffrey O. Henley | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Mark V. Hurd | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Leon E. Panetta | | Issuer | | Yes | | For | | For |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Elect Director Naomi O. Seligman | | Issuer | | Yes | | Withhold | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Amend Executive Incentive Bonus Plan | | Issuer | | Yes | | For | | For |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | Against | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Adopt Quantitative Renewable Energy Goals | | Share Holder | | Yes | | Against | | For |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Proxy Access | | Share Holder | | Yes | | For | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Approve Quantifiable Performance Metrics | | Share Holder | | Yes | | For | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Amend Corporate Governance Guidelines | | Share Holder | | Yes | | For | | Against |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Proxy Voting Disclosure, Confidentiality, and Tabulation | | Share Holder | | Yes | | Against | | For |
| Oracle Corporation | | ORCL | | 18-Nov-15 | | 68389X105 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | For | | Against |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director William H. Gates, lll | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Teri L. List-Stoll | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director G. Mason Morfit | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Satya Nadella | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Charles H. Noski | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Helmut Panke | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Sandra E. Peterson | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Charles W. Scharf | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director John W. Stanton | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director John W. Thompson | | Issuer | | Yes | | For | | For |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Elect Director Padmasree Warrior | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | Against | | Against |
| Microsoft Corporation | | MSFT | | 2-Dec-15 | | 594918104 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| DENTSPLY International Inc. | | XRAY | | 11-Jan-16 | | 249030107 | | Issue Shares in Connection with Acquisition | | Issuer | | Yes | | For | | For |
| DENTSPLY International Inc. | | XRAY | | 11-Jan-16 | | 249030107 | | Adopt Second Amended and Restated Certificate of Incorporation | | Issuer | | Yes | | For | | For |
| DENTSPLY International Inc. | | XRAY | | 11-Jan-16 | | 249030107 | | Advisory Vote on Golden Parachutes | | Issuer | | Yes | | For | | For |
| DENTSPLY International Inc. | | XRAY | | 11-Jan-16 | | 249030107 | | Approve Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| DENTSPLY International Inc. | | XRAY | | 11-Jan-16 | | 249030107 | | Adjourn Meeting | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Gregory H. Boyce | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director David L. Chicoine | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Janice L. Fields | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Hugh Grant | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Arthur H. Harper | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Laura K. Ipsen | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Marcos M. Lutz | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director C. Steven McMillan | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Jon R. Moeller | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director William U. Parfet | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director George H. Poste | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Robert J.Stevens | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Elect Director Patricia Verduin | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Amend Executive Incentive Bonus Plan | | Issuer | | Yes | | For | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Report on Effectiveness and Risks of Glyphosate Use | | Share Holder | | Yes | | Against | | For |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | For | | Against |
| Monsanto Company | | MON | | 29-Jan-16 | | 61166W101 | | Require Independent Board Chairman | | Share Holder | | Yes | | For | | Against |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Jaime Ardila | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Dina Dublon | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Charles H. Giancarlo | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director William L. Kimsey | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Marjorie Magner | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Blythe J. McGarvie | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Pierre Nanterme | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Gilles C. Pelisson | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Paula A. Price | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Arun Sarin | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Wulf von Schimmelmann | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Elect Director Frank K. Tang | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Amend Qualified Employee Stock Purchase Plan | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Provide Proxy Access Right | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Require Advance Notice for Shareholder Proposals | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Amend Articles | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Amend Articles - Board Related | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Establish Range for Size of Board | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Authorize Open-Market Purchases of Class A Ordinary Shares | | Issuer | | Yes | | For | | For |
| Accenture plc | | ACN | | 3-Feb-16 | | G1151C101 | | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Approve Discharge of Board and Senior Management | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Approve Allocation of Income and Dividends of CHF 2.70 per Share | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Approve Remuneration Report (Non-Binding) | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Joerg Reinhardt as Director and Chairman | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Nancy Andrews as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Dimitri Azar as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Srikant Datar as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Ann Fudge as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Pierre Landolt as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Andreas von Planta as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Charles Sawyers as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect Enrico Vanni as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Reelect William Winters as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Elect Tom Buechner as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Elect Elizabeth Doherty as Director | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Appoint Srikant Datar as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Appoint Ann Fudge as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Appoint Enrico Vanni as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Appoint William Winters as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Ratify PricewaterhouseCoopers AG as Auditors | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Designate Peter Andreas Zahn as Independent Proxy | | Issuer | | Yes | | For | | For |
| Novartis AG | | NOVN | | 23-Feb-16 | | H5820Q150 | | Transact Other Business (Voting) | | Issuer | | Yes | | Against | | Against |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director James Bell | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Tim Cook | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Al Gore | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Bob Iger | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Andrea Jung | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Art Levinson | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Ron Sugar | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Elect Director Sue Wagner | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | | Share Holder | | Yes | | Against | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | | Share Holder | | Yes | | Against | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Report on Guidelines for Country Selection | | Share Holder | | Yes | | Against | | For |
| Apple Inc. | | AAPL | | 26-Feb-16 | | 037833100 | | Adopt Proxy Access Right | | Share Holder | | Yes | | For | | Against |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Approve Remuneration Report (Non-binding) | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Approve Discharge of Board and Senior Management | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Approve Allocation of Income and Dividends of CHF 2.25 per Share | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Peter Brabeck-Letmathe as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Paul Bulcke as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Andreas Koopmann as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Beat Hess as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Renato Fassbind as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Steven G. Hoch as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Naina Lal Kidwai as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Jean-Pierre Roth as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Ann Veneman as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Henri de Castries as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Eva Cheng as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Ruth K. Oniang’o as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Patrick Aebischer as Director | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Reelect Peter Brabeck-Letmathe as Board Chairman | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Appoint Beat Hess as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Appoint Andreas Koopmann as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Ratify KPMG AG as Auditors | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Designate Hartmann Dreyer as Independent Proxy | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Issuer | | Yes | | For | | For |
| Nestle SA | | NESN | | 7-Apr-16 | | H57312649 | | Transact Other Business (Voting) | | Issuer | | Yes | | Against | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Discharge of Directors | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Discharge of Auditors | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Ratify Deloitte as Auditors and Approve Auditors’ Remuneration | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Remuneration Report | | Issuer | | Yes | | Against | | Against |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | | Issuer | | Yes | | Against | | Against |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015 | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015 | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Acknowledge Cancellation of VVPR Strips | | Issuer | | Yes | | For | | For |
| Anheuser-Busch InBev SA | | ABI | | 27-Apr-16 | | B6399C107 | | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Fred D. Anderson, Jr. | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Edward W. Barnholt | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Anthony J. Bates | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Bonnie S. Hammer | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Kathleen C. Mitic | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Pierre M. Omidyar | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Paul S. Pressler | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Robert H. Swan | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Thomas J. Tierney | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Perry M. Traquina | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Elect Director Devin N. Wenig | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | Against | | Against |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| eBay Inc. | | EBAY | | 27-Apr-16 | | 278642103 | | Report on Gender Pay Gap | | Share Holder | | Yes | | For | | Against |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Winfried Bischoff | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director William D. Green | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Charles E. Haldeman, Jr. | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Rebecca Jacoby | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Hilda Ochoa-Brillembourg | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Douglas L. Peterson | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Michael Rake | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Edward B. Rust, Jr. | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Kurt L. Schmoke | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Elect Director Richard E. Thornburgh | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Establish Range For Board Size | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| S&P Global Inc. | | MHFI | | 27-Apr-16 | | 580645109 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Mary C. Beckerle | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director D. Scott Davis | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Ian E. L. Davis | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Alex Gorsky | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Susan L. Lindquist | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Mark B. McClellan | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Anne M. Mulcahy | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director William D. Perez | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Charles Prince | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director A. Eugene Washington | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Elect Director Ronald A. Williams | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | | Share Holder | | Yes | | Against | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Require Independent Board Chairman | | Share Holder | | Yes | | For | | Against |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Report on Lobbying Payments and Policy | | Share Holder | | Yes | | Against | | For |
| Johnson & Johnson | | JNJ | | 28-Apr-16 | | 478160104 | | Report on Policies for Safe Disposal of Prescription Drugs by Users | | Share Holder | | Yes | | Against | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Henry A. Fernandez | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Robert G. Ashe | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Benjamin F. duPont | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Wayne Edmunds | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director D. Robert Hale | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Alice W. Handy | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Catherine R. Kinney | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Wendy E. Lane | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Linda H. Riefler | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director George W. Siguler | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Patrick Tierney | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Elect Director Rodolphe M. Vallee | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Approve Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Approve Non-Employee Director Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| MSCI Inc. | | MSCI | | 28-Apr-16 | | 55354G100 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Robert J. Alpern | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Roxanne S. Austin | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Sally E. Blount | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director W. James Farrell | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Edward M. Liddy | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Nancy McKinstry | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Phebe N. Novakovic | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director William A. Osborn | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Samuel C. Scott, III | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Glenn F. Tilton | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Elect Director Miles D. White | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
| Abbott Laboratories | | ABT | | 29-Apr-16 | | 002824100 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director R. John Anderson | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director Michael J. Cave | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director Donald A. James | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director Matthew S. Levatich | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director Sara L. Levinson | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director N. Thomas Linebarger | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director George L. Miles, Jr. | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director James A. Norling | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Elect Director Jochen Zeitz | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Harley-Davidson, Inc. | | HOG | | 30-Apr-16 | | 412822108 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director John F. Bergstrom | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Abelardo E. Bru | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Robert W. Decherd | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Thomas J. Falk | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Fabian T. Garcia | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Mae C. Jemison | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director James M. Jenness | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Nancy J. Karch | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Ian C. Read | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Marc J. Shapiro | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Elect Director Michael D. White | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Ratify Deloitte & Touche LLP as Auditors | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Amend Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Kimberly-Clark Corporation | | KMB | | 4-May-16 | | 494368103 | | Amend Non-Employee Director Omnibus Stock Plan | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Harold Brown | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Andre Calantzopoulos | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Louis C. Camilleri | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Werner Geissler | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Jennifer Li | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Jun Makihara | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Sergio Marchionne | | Issuer | | Yes | | Against | | Against |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Kalpana Morparia | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Lucio A. Noto | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Frederik Paulsen | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Robert B. Polet | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Elect Director Stephen M. Wolf | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Ratify PricewaterhouseCoopers SA as Auditors | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Adopt Human Rights Policy, Including the Right to Health | | Share Holder | | Yes | | For | | Against |
| Philip Morris International Inc. | | PM | | 4-May-16 | | 718172109 | | Participate in OECD Mediation for Human Rights Violations | | Share Holder | | Yes | | Against | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Accept Financial Statements and Statutory Reports | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Approve Remuneration Report | | Issuer | | Yes | | Abstain | | Against |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Elect Vindi Banga as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Elect Dr Jesse Goodman as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Sir Philip Hampton as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Sir Andrew Witty as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Sir Roy Anderson as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Stacey Cartwright as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Simon Dingemans as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Lynn Elsenhans as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Judy Lewent as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Urs Rohner as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Re-elect Dr Moncef Slaoui as Director | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Authorise EU Political Donations and Expenditure | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Authorise Issue of Equity with Pre-emptive Rights | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Authorise Issue of Equity without Pre-emptive Rights | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Authorise Market Purchase of Ordinary Shares | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | Issuer | | Yes | | For | | For |
| GlaxoSmithKline plc | | GSK | | 5-May-16 | | G3910J112 | | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | | Issuer | | Yes | | For | | For |
| Zoetis Inc. | | ZTS | | 12-May-16 | | 98978V103 | | Elect Director Juan Ramon Alaix | | Issuer | | Yes | | For | | For |
| Zoetis Inc. | | ZTS | | 12-May-16 | | 98978V103 | | Elect Director Paul M. Bisaro | | Issuer | | Yes | | For | | For |
| Zoetis Inc. | | ZTS | | 12-May-16 | | 98978V103 | | Elect Director Frank A. D’Amelio | | Issuer | | Yes | | For | | For |
| Zoetis Inc. | | ZTS | | 12-May-16 | | 98978V103 | | Elect Director Michael B. McCallister | | Issuer | | Yes | | For | | For |
| Zoetis Inc. | | ZTS | | 12-May-16 | | 98978V103 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Zoetis Inc. | | ZTS | | 12-May-16 | | 98978V103 | | Ratify KPMG LLP as Auditors | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Stephen F. Bollenbach | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Lewis W.K. Booth | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Lois D. Juliber | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Mark D. Ketchum | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Jorge S. Mesquita | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Joseph Neubauer | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Nelson Peltz | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Fredric G. Reynolds | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Irene B. Rosenfeld | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Christiana S. Shi | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Patrick T. Siewert | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Ruth J. Simmons | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Elect Director Jean-François M. L. van Boxmeer | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Assess Environmental Impact of Non-Recyclable Packaging | | Share Holder | | Yes | | Against | | For |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Pro-rata Vesting of Equity Awards | | Share Holder | | Yes | | For | | Against |
| Mondelez International, Inc. | | MDLZ | | 18-May-16 | | 609207105 | | Participate in OECD Mediation for Human Rights Violations | | Share Holder | | Yes | | Against | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Gerald L. Baliles | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Martin J. Barrington | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director John T. Casteen, III | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Dinyar S. Devitre | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Thomas F. Farrell, II | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Thomas W. Jones | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Debra J. Kelly-Ennis | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director W. Leo Kiely, III | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Kathryn B. McQuade | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director George Munoz | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Elect Director Nabil Y. Sakkab | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Report on Health Impacts of Additives and Chemicals in Products | | Share Holder | | Yes | | Against | | For |
| Altria Group, Inc. | | MO | | 19-May-16 | | 02209S103 | | Participate in OECD Mediation for Human Rights Violations | | Share Holder | | Yes | | Against | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Leslie A. Brun | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Thomas R. Cech | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Pamela J. Craig | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Kenneth C. Frazier | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Thomas H. Glocer | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director C. Robert Kidder | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Rochelle B. Lazarus | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Carlos E. Represas | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Paul B. Rothman | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Patricia F. Russo | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Craig B. Thompson | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Wendell P. Weeks | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Elect Director Peter C. Wendell | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Provide Right to Act by Written Consent | | Share Holder | | Yes | | For | | Against |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Require Independent Board Chairman | | Share Holder | | Yes | | For | | Against |
| Merck & Co., Inc. | | MRK | | 24-May-16 | | 58933Y105 | | Report on Policies for Safe Disposal of Prescription Drugs by Users | | Share Holder | | Yes | | Against | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Michael C. Alfano | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director David K. Beecken | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Eric K. Brandt | | Issuer | | Yes | | For | | For |
| | | | | | | | | | | | | | | | |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Michael J. Coleman | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Willie A. Deese | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Thomas Jetter | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Arthur D. Kowaloff | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Harry M. Jansen Kraemer, Jr. | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Francis J. Lunger | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Jeffrey T. Slovin | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Elect Director Bret W. Wise | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Issuer | | Yes | | For | | For |
| DENTSPLY SIRONA Inc. | | XRAY | | 25-May-16 | | 24906P109 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director James L. Barksdale | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director William P. Barr | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Jeffrey L. Bewkes | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Stephen F. Bollenbach | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Robert C. Clark | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Mathias Dopfner | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Jessica P. Einhorn | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Carlos M. Gutierrez | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Fred Hassan | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Paul D. Wachter | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Elect Director Deborah C. Wright | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Ratify Ernst & Young LLP as Auditors | | Issuer | | Yes | | For | | For |
| Time Warner Inc. | | TWX | | 17-Jun-16 | | 887317303 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Issuer | | Yes | | For | | For |
Vontobel Global Emerging Markets Equity Institutional Fund (formerly AIT Global Emerging Markets Opportunity Fund)
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Location Name | | Institutional Account Name | | Institutional Account Number | | Company Name | | Ticker | | Country | | Provider Security ID | | Meeting Type | | Meeting Date | | Record Date | | Proponent | | Proposal Number | | Proposal Text | | Management Recommendation | | Vote Instruction | | Voted | | Vote Against Management |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Genting
Malaysia
Berhad | | GENM | | Malaysia | | Y2698A103 | | Special | | 02-Jul-15 | | 25-Jun-15 | | Management | | 1 | | Approve Mandate for the Disposal by Resorts World Ltd., an Indirect Wholly-Owned Subsidiary of the Company, of the 17.81 Percent of the Issued and Paid-Up Share Capital of Genting Hong Kong Limited | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 3 | | Elect P. Sukthankar as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 4 | | Elect K. Bharucha as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 6 | | Elect M. Patel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 7 | | Approve Increase in Borrowing Powers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 8 | | Approve Related Party Transactions with Housing Development Finance Corporation Limited | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 9 | | Approve Appointment and Remuneration of A. Puri as Managing Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 10 | | Amend Terms of Appointment of K. Bharucha as Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HDFC Bank
Limited | | 500180 | | India | | Y3119P174 | | Annual | | 21-Jul-15 | | 14-Jul-15 | | Management | | 11 | | Approve Related Party Transactions with HDB Financial Services Limited | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 1 | | Note the Financial Statements and Statutory Report | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 2 | | Note the Appointment of Auditor and Fixing of Their Remuneration | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.1 | | Elect Nicholas Robert Sallnow-Smith as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.2 | | Elect Ian Keith Griffiths as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.3 | | Elect May Siew Boi Tan as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.4 | | Elect Elaine Carole Young as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 4.1 | | Elect Peter Tse Pak Wing as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 4.2 | | Elect Nancy Tse Sau Ling as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent Issued Units | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 3 | | Elect Dave Beran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 4 | | Elect Jan du Plessis as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 5 | | Elect Javier Ferran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 6 | | Elect Trevor Manuel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 7 | | Re-elect Mark Armour as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 8 | | Re-elect Geoffrey Bible as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 9 | | Re-elect Alan Clark as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 10 | | Re-elect Dinyar Devitre as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 11 | | Re-elect Guy Elliott as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 12 | | Re-elect Lesley Knox as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 13 | | Re-elect Dr Dambisa Moyo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 14 | | Re-elect Carlos Perez Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 15 | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 16 | | Re-elect Helen Weir as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 17 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 19 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 22 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 1.a | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 1.b | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 2 | | Confirm Interim Dividend and Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 3 | | Elect D.S. Parekh as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 5 | | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 6 | | Authorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 7 | | Approve Related Party Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 8 | | Authorize Issuance of Non-Convertible Debentures with Warrants to Qualified Institutional Buyers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 9 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 10 | | Amend Memorandum of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 11 | | Amend Articles of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 30-Jul-15 | | 23-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 30-Jul-15 | | 23-Jul-15 | | Management | | 2 | | Elect G. Nthunzi as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 30-Jul-15 | | 23-Jul-15 | | Management | | 3 | | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 30-Jul-15 | | 23-Jul-15 | | Management | | 4 | | Elect S. Gopinath as Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 30-Jul-15 | | 23-Jul-15 | | Management | | 5 | | Approve Appointment and Remuneration of I. Bachaalani as Managing Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Annual | | 30-Jul-15 | | 23-Jul-15 | | Management | | 6 | | Adopt New Articles of Association | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 3 | | Elect G.V. Prasad as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 4 | | Approve B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 5 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 3 | | Elect K.N. Grant as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 4 | | Elect K. Vaidyanath as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 6 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | China Resources
Enterprise, Ltd. | | 00291 | | Hong Kong | | Y15037107 | | Special | | 03-Aug-15 | | 28-Jul-15 | | Management | | 1 | | Approve Sale and Purchase Agreement | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | China Resources
Enterprise, Ltd. | | 00291 | | Hong Kong | | Y15037107 | | Special | | 03-Aug-15 | | 28-Jul-15 | | Management | | 2 | | Approve Capital Reduction | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Dividends | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Elect T.Y. Choo as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 4 | | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 5 | | Elect S. Priyadarshi as Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 6 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bharti Airtel Ltd. | | 532454 | | India | | Y0885K108 | | Annual | | 21-Aug-15 | | 14-Aug-15 | | Management | | 7 | | Approve Commission Remuneration for Non-Executive Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 2 | | Approve Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 3 | | Elect S. Saxena as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 4 | | Approve V. Sankar Aiyar & Co. and R.G.N. Price & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 5 | | Elect S. Vaziralli as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 6 | | Approve Appointment and Remuneration of S. Vaziralli as Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cipla Limited | | 500087 | | India | | Y1633P142 | | Annual | | 27-Aug-15 | | 20-Aug-15 | | Management | | 7 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.1 | | Re-elect Steve Pacak as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.2 | | Elect Mark Sorour as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.3 | | Elect Koos Bekker as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.1 | | Re-elect Craig Enenstein as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.2 | | Re-elect Don Eriksson as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.3 | | Re-elect Fred Phaswana as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.4 | | Re-elect Ben van der Ross as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.1 | | Re-elect Don Eriksson as Member of the Audit Committee | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.2 | | Re-elect Ben van der Ross as Member of the Audit Committee | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.3 | | Elect Rachel Jafta as Member of the Audit Committee | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 7 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 9 | | Authorise Board to Issue Shares for Cash | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 10 | | Approve the Trust Deed of the Restricted Stock Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 11 | | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 12 | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.1 | | Approve Fees of the Board Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.2 | | Approve Fees of the Board Member | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.11 | | Approve Fees of the Social and Ethics Committee Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.12 | | Approve Fees of the Social and Ethics Committee Member | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Yes | | No | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.14 | | Approve Fees of the Media24 Pension Fund Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.15 | | Approve Fees of the Media24 Pension Fund Trustee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.16 | | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Financial Assistance in Terms of Section 44 of the Act | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 45 of the Act | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5 | | Authorise Repurchase of A Ordinary Shares | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1a | | Re-elect William Lei Ding as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1b | | Re-elect Alice Cheng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1c | | Re-elect Denny Lee as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1d | | Re-elect Joseph Tong as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1e | | Re-elect Lun Feng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1f | | Re-elect Michael Leung as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 1g | | Re-elect Michael Tong as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | NetEase Inc. | | NTES | | Cayman Islands | | 64110W102 | | Annual | | 04-Sep-15 | | 04-Aug-15 | | Management | | 2 | | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditors of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Colgate-
Palmolive
(India) Ltd. | | 500830 | | India | | Y1673X104 | | Special | | 10-Sep-15 | | 31-Jul-15 | | Management | | 1 | | Approve Bonus Issue | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Special | | 17-Sep-15 | | 07-Aug-15 | | Management | | 1 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Nestle India
Ltd. | | 500790 | | India | | Y6268T111 | | Special | | 17-Sep-15 | | 07-Aug-15 | | Management | | 1 | | Elect S. Narayanan as Director and Approve Appointment and Remuneration of S. Narayanan as Managing Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | 256135203 | | Special | | 18-Sep-15 | | 21-Aug-15 | | Management | | 1 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Westlife
Development
Ltd | | 505533 | | India | | Y9541K113 | | Annual | | 24-Sep-15 | | 19-Sep-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Westlife
Development
Ltd | | 505533 | | India | | Y9541K113 | | Annual | | 24-Sep-15 | | 19-Sep-15 | | Management | | 2 | | Reelect B.L. Jatia as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Westlife
Development
Ltd | | 505533 | | India | | Y9541K113 | | Annual | | 24-Sep-15 | | 19-Sep-15 | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding Ltd. | | BABA | | Cayman Islands | | 01609W102 | | Annual | | 08-Oct-15 | | 13-Aug-15 | | Management | | 1.1 | | Elect Joseph C. Tsai as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding Ltd. | | BABA | | Cayman Islands | | 01609W102 | | Annual | | 08-Oct-15 | | 13-Aug-15 | | Management | | 1.2 | | Elect Jonathan Zhaoxi Lu as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding Ltd. | | BABA | | Cayman Islands | | 01609W102 | | Annual | | 08-Oct-15 | | 13-Aug-15 | | Management | | 1.3 | | Elect J. Michael Evans as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding Ltd. | | BABA | | Cayman Islands | | 01609W102 | | Annual | | 08-Oct-15 | | 13-Aug-15 | | Management | | 1.4 | | Elect Borje E. Ekholm as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding Ltd. | | BABA | | Cayman Islands | | 01609W102 | | Annual | | 08-Oct-15 | | 13-Aug-15 | | Management | | 1.5 | | Elect Wan Ling Martello as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Alibaba Group
Holding Ltd. | | BABA | | Cayman Islands | | 01609W102 | | Annual | | 08-Oct-15 | | 13-Aug-15 | | Management | | 2 | | Approve PricewaterhouseCoopers as Independent Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | China
Resources
Enterprise,
Ltd. | | 00291 | | Hong Kong | | Y15037107 | | Special | | 12-Oct-15 | | 07-Oct-15 | | Management | | 1 | | Change Company Name | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 3 | | Reelect S. Valia as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 5 | | Approve Increase in the Remuneration of Cost Auditors for the Financial Year 2014-15 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 6 | | Approve Remuneration of Cost Auditors for the Financial Year 2015-16 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 7 | | Amend Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Annual | | 31-Oct-15 | | 24-Oct-15 | | Management | | 8 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Sun
Pharmaceutical
Industries Ltd. | | 524715 | | India | | Y8523Y158 | | Special | | 04-Nov-15 | | 18-Sep-15 | | Management | | 1 | | Approve Loans, Investments, Guarantees, and/or Securities to Other Body Corporate | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 2 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Hein Doman as the Individual Registered Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 3 | | Re-elect Wilhelm Buhrmann as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 4 | | Re-elect Gerrit Ferreira as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 5 | | Re-elect Frederick Robertson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 6 | | Re-elect Johann Rupert as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 7 | | Re-elect Herman Wessels as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 8 | | Elect Sonja de Bruyn Sebotsa as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 9 | | Re-elect Peter Mageza as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 10 | | Re-elect Phillip Moleketi as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 11 | | Re-elect Frederick Robertson as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 12 | | Elect Sonja de Bruyn Sebotsa as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 13 | | Re-elect Herman Wessels as Member of the Audit and Risk Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 1 | | Approve Directors’ Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 2 | | Authorise Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 3 | | Approve Financial Assistance to Related and Inter-related Companies and Corporations | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Remgro Ltd | | REM | | South Africa | | S6873K106 | | Annual | | 23-Nov-15 | | 13-Nov-15 | | Management | | 4 | | Approve Financial Assistance for the Subscription and/or Purchase of Securities in the Company or in Related or Inter-related Companies | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 00006 | | Hong Kong | | Y7092Q109 | | Court | | 24-Nov-15 | | 18-Nov-15 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 00006 | | Hong Kong | | Y7092Q109 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 00006 | | Hong Kong | | Y7092Q109 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 2 | | Approve Special Dividend Payment by Cheung Kong Infrastructure Holdings Limited | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Autohome Inc. | | ATHM | | Cayman Islands | | 05278C107 | | Annual | | 27-Nov-15 | | 02-Nov-15 | | Management | | 1 | | Re-elect Ted Tak-Tai Lee as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tsingtao
Brewery Co.,
Ltd. | | 600600 | | China | | Y8997D102 | | Special | | 04-Dec-15 | | 03-Nov-15 | | Management | | 1 | | Approve Acquisition Agreement Related Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tsingtao
Brewery Co.,
Ltd. | | 600600 | | China | | Y8997D102 | | Special | | 04-Dec-15 | | 03-Nov-15 | | Management | | 2 | | Elect Li Gang as Shareholders’ Representative Supervisor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Special | | 15-Dec-15 | | 20-Nov-15 | | Management | | 1 | | Elect Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Annual | | 22-Dec-15 | | 15-Dec-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Annual | | 22-Dec-15 | | 15-Dec-15 | | Management | | 2 | | Reelect S. K. Khanna as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Annual | | 22-Dec-15 | | 15-Dec-15 | | Management | | 3 | | Approve S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Annual | | 22-Dec-15 | | 15-Dec-15 | | Management | | 4 | | Elect T. Sieber as Independent Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Annual | | 22-Dec-15 | | 15-Dec-15 | | Management | | 5 | | Approve the Implementation of the 2004 Stock Option Plan through Trust Mechanism | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Annual | | 22-Dec-15 | | 15-Dec-15 | | Management | | 6 | | Approve Acquisition of Secondary Shares under 2004 Stock Option Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 1 | | Matters to be Informed | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 2 | | Acknowledge Operating Results of 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 3 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 4 | | Approve Allocation of Income and Payment of Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 5.1 | | Elect Johm Rungswang as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 5.2 | | Elect Kampanat Ruddit as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 5.3 | | Elect Voradej Harnprasert as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 5.4 | | Elect Wara Tongprasin as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 5.5 | | Elect Rawewan Netrakavesna as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 6 | | Approve Remuneration of Directors and Sub-committees | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 7 | | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Airports of
Thailand
Public Co.,
Ltd. | | AOT | | Thailand | | Y0028Q111 | | Annual | | 22-Jan-16 | | 17-Dec-15 | | Management | | 8 | | Other Business | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tsingtao
Brewery Co.,
Ltd. | | 168 | | China | | Y8997D102 | | Special | | 16-Feb-16 | | 14-Jan-16 | | Management | | 1 | | Elect Yu Zeng Biao as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | HCL
Technologies
Ltd. | | HCLTECH | | India | | Y3121G147 | | Court | | 05-Mar-16 | | 22-Jan-16 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 2 | | Accept Report on Adherence to Fiscal Obligations | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 3 | | Approve Allocation of Income and Cash Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 4 | | Set Maximum Amount of Share Repurchase Program | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 5 | | Elect Directors and Secretaries, Verify Director’s Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 6 | | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 7 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Fomento
Economico
Mexicano
S.A.B. de
C.V. FEMSA | | FEMSA
UBD | | Mexico | | 344419106 | | Annual | | 08-Mar-16 | | 12-Feb-16 | | Management | | 8 | | Approve Minutes of Meeting | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 3.1.1 | | Elect Oh Su-sang as Inside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 3.2.1 | | Elect Moon Hyo-nam as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 3.2.2 | | Elect Son Byeong-jo as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 3.2.3 | | Elect Yoon Young-cheol as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 3.2.4 | | Elect Cho Dong-geun as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 4.1.1 | | Elect Oh Su-sang as Member of Audit Committee | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 4.2.1 | | Elect Son Byeong-jo as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 4.2.2 | | Elect Yoon Young-cheol as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Samsung Fire
& Marine
Insurance
Co. | | A000810 | | South Korea | | Y7473H108 | | Annual | | 11-Mar-16 | | 31-Dec-15 | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 3 | | Elect One Inside Director and One Outside Director (Bundled) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 4 | | Elect Eom Young-ho as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | AmorePacific
Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.1 | | Elect Three Non-independent Non-executive Directors (Bundled) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.2 | | Elect Kim Ho-eop as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 3.1 | | Elect Jeong Jae-gyeong as Member of Audit Committee | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 3.2 | | Elect Kim Ho-eop as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea
Aerospace
Industries
Co. Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.1 | | Elect Cha Seok-yong as Inside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.2 | | Elect Heo Seong as Inside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.3 | | Elect Kim Ju-hyeong as Non-independent Non-executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.4 | | Elect Hwang I-seok as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2.5 | | Elect Han Sang-rin as Outside Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 3.1 | | Elect Hwang I-seok as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 3.2 | | Elect Han Sang-rin as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | LG
Household &
Health Care
Ltd. | | A051900 | | South Korea | | Y5275R100 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Orion Corp. | | A001800 | | South Korea | | Y6S90M110 | | Annual | | 25-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Orion Corp. | | A001800 | | South Korea | | Y6S90M110 | | Annual | | 25-Mar-16 | | 31-Dec-15 | | Management | | 2 | | Elect One Inside Director and One Outside Director (Bundled) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Orion Corp. | | A001800 | | South Korea | | Y6S90M110 | | Annual | | 25-Mar-16 | | 31-Dec-15 | | Management | | 3 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Orion Corp. | | A001800 | | South Korea | | Y6S90M110 | | Annual | | 25-Mar-16 | | 31-Dec-15 | | Management | | 4 | | Authorize Board to Fix Remuneration of Internal Auditor(s) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 1 | | Elect Lai Wai Keen as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 2 | | Elect Teh Hong Piow as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 3 | | Elect Tay Ah Lek as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 4 | | Elect Lee Kong Lam as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 5 | | Elect Tang Wing Chew as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 6 | | Elect Lai Wan as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 7 | | Approve Remuneration of Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Public Bank
Berhad | | PBBANK | | Malaysia | | Y71497104 | | Annual | | 28-Mar-16 | | 21-Mar-16 | | Management | | 8 | | Approve Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Habib Bank
Ltd. | | HBL | | Pakistan | | Y2974J109 | | Annual | | 29-Mar-16 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Habib Bank
Ltd. | | HBL | | Pakistan | | Y2974J109 | | Annual | | 29-Mar-16 | | | | Management | | 2 | | Approve A.F. Ferguson & Co as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Habib Bank
Ltd. | | HBL | | Pakistan | | Y2974J109 | | Annual | | 29-Mar-16 | | | | Management | | 3 | | Approve Final Cash Dividends | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Habib Bank
Ltd. | | HBL | | Pakistan | | Y2974J109 | | Annual | | 29-Mar-16 | | | | Management | | 4 | | Approve Acquisition of Shares in Himalayan Bank Limited | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Habib Bank
Ltd. | | HBL | | Pakistan | | Y2974J109 | | Annual | | 29-Mar-16 | | | | Management | | 5 | | Other Business | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South Korea | | Y4581L105 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South Korea | | Y4581L105 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South Korea | | Y4581L105 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 3.1 | | Elect Three Non-independent Non-executive Directors (Bundled) | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South Korea | | Y4581L105 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 3.2 | | Elect Two Outside Directors (Bundled) | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Kangwon
Land Inc. | | A035250 | | South Korea | | Y4581L105 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 4 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Special | | 31-Mar-16 | | 25-Feb-16 | | Management | | 1 | | Approve 2015 Stock Incentive Compensation Plan (Plan) and Grant of Incentive to Eligible Employees Under the Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Special | | 31-Mar-16 | | 25-Feb-16 | | Management | | 2 | | Approve Grant of Incentives to Eligible Employees of the Company’s Subsidiaries Under the Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Special | | 31-Mar-16 | | 25-Feb-16 | | Management | | 3 | | Elect J.S. Lehman as Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Special | | 31-Mar-16 | | 25-Feb-16 | | Management | | 4 | | Elect P. Kumar-Sinha as Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Special | | 31-Mar-16 | | 25-Feb-16 | | Management | | 5 | | Approve Reappointment and Remuneration of V. Sikka as CEO & Managing Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.a | | Approve Board of Directors’ Report | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.b | | Approve CEO’s Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.c | | Approve Report of Audit and Corporate Practices Committees | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.d | | Approve Report on Adherence to Fiscal Obligations | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.e | | Approve Report Re: Employee Stock Purchase Plan | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.f | | Approve Report on Share Repurchase Reserves | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 1.g | | Approve Report on Wal-Mart de Mexico Foundation | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 2 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 4 | | Approve Reduction in Share Capital via Cancellation of Treasury Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 5 | | Elect or Ratify Directors, Chairmen of Audit and Corporate Practices Committees; Approve Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Annual | | 31-Mar-16 | | 18-Mar-16 | | Management | | 6 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Special | | 31-Mar-16 | | 21-Mar-16 | | Management | | 1 | | Approve Clauses 2 and 8 of Bylaws | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Wal-Mart
de Mexico
S.A.B. de
C.V. | | WALMEX* | | Mexico | | P98180188 | | Special | | 31-Mar-16 | | 21-Mar-16 | | Management | | 2 | | Approve Minutes of Meeting | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | Y21089159 | | Special | | 01-Apr-16 | | 19-Feb-16 | | Management | | 1 | | Approve Share Repurchase Program | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Dr. Reddy’s
Laboratories | | 500124 | | India | | 256135203 | | Special | | 02-Apr-16 | | 29-Feb-16 | | Management | | 1 | | Approve Share Repurchase Program | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Special | | 03-Apr-16 | | 07-Mar-16 | | Management | | 1 | | Approve 2015 Stock Incentive Compensation Plan (Plan) and Grant of Incentive to Eligible Employees Under the Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Special | | 03-Apr-16 | | 07-Mar-16 | | Management | | 2 | | Approve Grant of Incentives to Eligible Employees of the Company’s Subsidiaries Under the Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Special | | 03-Apr-16 | | 07-Mar-16 | | Management | | 3 | | Elect J.S. Lehman as Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Special | | 03-Apr-16 | | 07-Mar-16 | | Management | | 4 | | Elect P. Kumar-Sinha as Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Special | | 03-Apr-16 | | 07-Mar-16 | | Management | | 5 | | Approve Reappointment and Remuneration of V. Sikka as CEO & Managing Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
TBK | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 07-Apr-16 | | 15-Mar-16 | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
TBK | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 07-Apr-16 | | 15-Mar-16 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
TBK | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 07-Apr-16 | | 15-Mar-16 | | Management | | 3 | | Confirm the Expiry of the Term of Office and Elect Directors and Commissioners | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
TBK | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 07-Apr-16 | | 15-Mar-16 | | Management | | 4 | | Approve Remuneration and Tantieme of Directors and Commissioners | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
TBK | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 07-Apr-16 | | 15-Mar-16 | | Management | | 5 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Bank
Central Asia
TBK | | BBCA | | Indonesia | | Y7123P138 | | Annual | | 07-Apr-16 | | 15-Mar-16 | | Management | | 6 | | Approve Interim Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 2 | | Approve Capital Budget, Allocation of Income and Dividends | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.1 | | Fix Number of Directors | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.2 | | Elect Alexandre Rappaport as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.3 | | Elect Antonio Mauricio Maurano as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.4 | | Elect Cesario Narihito Nakamura as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.5 | | Elect Eurico Ramos Fabri as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.6 | | Elect Francisco Augusto da Costa e Silva as Independent Director | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.7 | | Elect Gilberto Mifano as Independent Director | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.8 | | Elect Jose Mauricio Pereira Coelho as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.9 | | Elect Marcelo de Araujo Noronha as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.10 | | Elect Milton Almicar Silva Vargas as Independent Director | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.11 | | Elect Raul Francisco Moreira as Director | | For | | Against | | No | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 3.12 | | Elect Rogerio Magno Panca as Director | | For | | Against | | No | | Yes | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.1 | | Elect Carlos Roberto Mendonça da Silva as Alternate Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.2 | | Elect Edmar Jose Casalatina as Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.3 | | Elect Flavio Saba Santos Estrela as Alternate Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.4 | | Elect Haroldo Reginaldo Levy Neto as Independent Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.5 | | Elect Herculano Anibal Alves as Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.6 | | Elect Joel Antonio de Araujo as Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.7 | | Elect Kleber do Espirito Santo as Alternate Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.8 | | Elect Marcelo Santos Dall´Occo as Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.9 | | Elect Milton Luiz Milioni as Alternate Independent Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 4.10 | | Elect Valerio Zarro as Alternate Fiscal Council Member | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Annual | | 08-Apr-16 | | | | Management | | 5 | | Approve Remuneration of Company’s Management and Fiscal Council Members | | For | | Against | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 08-Apr-16 | | | | Management | | 1 | | Authorize Capitalization of Reserves for Bonus Issue and Amend Article 7 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 08-Apr-16 | | | | Management | | 2 | | Include Article 48 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Cielo SA | | CIEL3 | | Brazil | | P2859E100 | | Special | | 08-Apr-16 | | | | Management | | 3 | | Consolidate Bylaws | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes S.A. | | UGP | | Brazil | | P94396127 | | Annual | | 13-Apr-16 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes S.A. | | UGP | | Brazil | | P94396127 | | Annual | | 13-Apr-16 | | | | Management | | 2 | | Approve Allocation of Income | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes S.A. | | UGP | | Brazil | | P94396127 | | Annual | | 13-Apr-16 | | | | Management | | 3 | | Approve Remuneration of Company’s Management | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes S.A. | | UGP | | Brazil | | P94396127 | | Annual | | 13-Apr-16 | | | | Management | | 4.1 | | Elect Fiscal Council Members | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes S.A. | | UGP | | Brazil | | P94396127 | | Annual | | 13-Apr-16 | | | | Management | | 4.2 | | Approve Remuneration of Fiscal Council Members | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ultrapar
Participacoes S.A. | | UGP | | Brazil | | P94396127 | | Special | | 13-Apr-16 | | | | Management | | 1 | | Re-Ratify Remuneration of Company’s Management for Fiscal Years 2012, 2013 and 2014 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Annual | | 18-Apr-16 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Annual | | 18-Apr-16 | | | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Annual | | 18-Apr-16 | | | | Management | | 3 | | Elect Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Annual | | 18-Apr-16 | | | | Management | | 4 | | Approve Remuneration of Company’s Management | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Management | | 3 | | Elect Fiscal Council Members | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Share Holder | | 3.1 | | Elect Fiscal Council Member Appointed by Minority Shareholder | | None | | Abstain | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Management | | 4 | | Approve Remuneration of Fiscal Council Members | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Management | | 5 | | Elect Director | | For | | Against | | No | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BB Seguridade
Participacoes S.A. | | BBSE3 | | Brazil | | P1R1WJ103 | | Annual | | 20-Apr-16 | | | | Management | | 6 | | Approve Remuneration of Company’s Management | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 2 | | Acknowledge Company’s Performance | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 3 | | Accept Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 4 | | Approve Allocation of Income and Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 5.1 | | Elect Santasiri Sornmani as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 5.2 | | Elect Chavalit Sethameteekul as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 5.3 | | Elect Sombut Uthaisang as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 5.4 | | Elect Att Thongtang as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 7 | | Approve EY Office Limited as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Bangkok Dusit
Medical Services
PCL | | BDMS | | Thailand | | Y06071255 | | Annual | | 21-Apr-16 | | 31-Mar-16 | | Management | | 8 | | Other Business | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 2 | | Acknowledge Director’s Report | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 3 | | Accept Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 4 | | Approve Allocation of Income and Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 5.1 | | Elect Komain Bhatarabhirom as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 5.2 | | Elect Pridi Boonyoung as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 5.3 | | Elect Padoong Techasarintr as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 5.4 | | Elect Phatcharavat Wongsuwan as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 5.5 | | Elect Prasobsook Boondech as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 7 | | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 8 | | Authorize Issuance of Bonds | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 9 | | Acknowledge the Progress of Elevating the Company’s Corporate Governance | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CP All PCL | | CPALL | | Thailand | | Y1772K169 | | Annual | | 21-Apr-16 | | 15-Mar-16 | | Management | | 10 | | Other Business | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1a | | Receive Report of Management Board (Non-Voting) | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1b | | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1c | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1d | | Receive Explanation on Dividend Policy | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1e | | Approve Dividends of EUR 1.30 Per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1f | | Approve Discharge of Management Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1g | | Approve Discharge of Supervisory Board | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 2a | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 2b | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 2c | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 3a | | Elect G.J. Wijers to Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 3b | | Elect P. Mars-Wright to Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Heineken NV | | HEIA | | Netherlands | | N39427211 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 3c | | Elect Y. Brunini to Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1 | | Discussion of the Annual Report and Accounts for the 2015 financial year | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 2 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 3 | | Approve Discharge of Executive Board Members | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 4 | | Approve Discharge of Non-Executive Board Members | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 5 | | Reelect N S Andersen as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 6 | | Reelect L M Cha as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 7 | | Reelect V Colao as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 8 | | Reelect L O Fresco as Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 9 | | Reelect A M Fudge as Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 10 | | Elect J Hartmann as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 11 | | Reelect M Ma as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 12 | | Reelect P G J M Polman as an Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 13 | | Reelect J Rishton as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 14 | | Reelect F Sijbesma as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 15 | | Elect M Dekkers as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 16 | | Elect S Masiyiwa as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 17 | | Elect Y Moon as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 18 | | Elect G Pitkethly as an Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 19 | | Ratify KPMG as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 20 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 21 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 22 | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 23 | | Close Meeting | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 1 | | Accept Annual Report and Commissioners’ Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 2 | | Accept Financial Statements and Annual Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 3 | | Approve the Implementation of Minister of the State-owned Enterprise Regulation No. PER-09/MBU/07/2015 about Partnership and Community Development Programs in State-owned Enterprise | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 4 | | Approve Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 5 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 6 | | Appoint Auditors of the Company and the PCDP | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 7 | | Authorize Commissioners to Diverse the Company’s Treasury Stock from Share Buyback IV | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Telekomunikasi
Indonesia Tbk | | TLKM | | Indonesia | | Y71474145 | | Annual | | 22-Apr-16 | | 30-Mar-16 | | Management | | 8 | | Elect Directors and Commissioners | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 25-Apr-16 | | 15-Apr-16 | | Management | | 1 | | Elect Stefano Clini as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 25-Apr-16 | | 15-Apr-16 | | Management | | 2 | | Elect Chan Choon Ngai as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 25-Apr-16 | | 15-Apr-16 | | Management | | 3 | | Elect Oh Chong Peng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 25-Apr-16 | | 15-Apr-16 | | Management | | 4 | | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 25-Apr-16 | | 15-Apr-16 | | Management | | 5 | | Approve Oh Chong Peng to Continue Office as Independent Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
(Malaysia)
Berhad | | BAT | | Malaysia | | Y0971P110 | | Annual | | 25-Apr-16 | | 15-Apr-16 | | Management | | 6 | | Approve Implementation of Shareholders’ Mandate for Recurrent Related Party Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Special | | 26-Apr-16 | | 13-Apr-16 | | Management | | 1 | | Approve Reduction in Fixed Capital by MXN 1.75 Billion; Amend Article 6 of Company’s Bylaws Accordingly | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Special | | 26-Apr-16 | | 13-Apr-16 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 1 | | Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 2 | | Approve Discharge of Board of Directors and Officers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 3 | | Approve Individual and Consolidated Financial Statements and Statutory Reports, and Approval of External Auditors’ Report on Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 4 | | Approve Allocation of Income in the Amount of MXN 2.4 Billion | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 5 | | Approve Two Dividends of MXN 2.28 per Share and MXN 1.79 per Share to be Distributed on or Before Aug. 31, 2016 and Dec. 31, 2016 Respectively | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 6 | | Cancel Pending Amount of MXN 850 Million of Share Repurchase Approved at AGM on April 21, 2015; Set Nominal Amount of Share Repurchase of up to a Maximum of MXN 950 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 7 | | Information on Election or Ratification of Four Directors and Their Respective Alternates of Series BB Shareholders | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 8 | | Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 9 | | Elect or Ratify Directors of Series B Shareholders | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 10 | | Elect or Ratify Board Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 11 | | Approve Remuneration of Directors for Years 2015 and 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 12 | | Elect or Ratify Director of Series B Shareholders and Member of Nomination and Remuneration Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 13 | | Elect or Ratify Chairman of Audit and Corporate Practices Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 14 | | Present Report Regarding Individual or Accumulated Operations Greater Than $3 Million | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Aeroportuario
del Pacifico
S.A.B. de C.V. | | GAPB | | Mexico | | P4959P100 | | Annual | | 26-Apr-16 | | 13-Apr-16 | | Management | | 15 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 2 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 5 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 7 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 8 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 9 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 10 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 11 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 12 | | Re-elect Pedro Malan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 13 | | Re-elect Christine Morin-Postel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 14 | | Re-elect Gerry Murphy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 15 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 16 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 17 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 21 | | Approve 2016 Long-Term Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 22 | | Approve 2016 Sharesave Scheme | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 23 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 2 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 5 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 7 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 8 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 9 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 10 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 11 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 12 | | Re-elect Pedro Malan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 13 | | Re-elect Christine Morin-Postel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 14 | | Re-elect Gerry Murphy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 15 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 16 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 17 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 21 | | Approve 2016 Long-Term Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 22 | | Approve 2016 Sharesave Scheme | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 23 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-16 | | 04-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-16 | | 04-Apr-16 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-16 | | 04-Apr-16 | | Management | | 3 | | Appoint Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-16 | | 04-Apr-16 | | Management | | 4 | | Accept Report on the Use of Proceeds from the Rights Issue | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Annual | | 27-Apr-16 | | 04-Apr-16 | | Management | | 5 | | Elect Directors and Commissioners | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Special | | 27-Apr-16 | | 04-Apr-16 | | Management | | 1 | | Approve Stock Split | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT
Hanjaya
Mandala
Sampoerna
Tbk | | HMSP | | Indonesia | | Y7121Z146 | | Special | | 27-Apr-16 | | 04-Apr-16 | | Management | | 2 | | Amend Articles of Association in Relation to the Proposed Stock Split | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 1 | | Elect or Ratify Directors Representing Series L Shareholders | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 1 | | Elect or Ratify Directors Representing Series D Shareholders | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 2 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 1 | | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 2 | | Present Report on Compliance with Fiscal Obligations | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 3 | | Approve Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 4 | | Set Aggregate Nominal Amount of Share Repurchase Reserve and Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 5 | | Elect or Ratify Members of Board, Secretary and Other Officers | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 6 | | Elect or Ratify Members of Executive Committee | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 7 | | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 8 | | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Grupo
Televisa
S.A.B. | | TLEVISA
CPO | | Mexico | | 40049J206 | | Annual/Special | | 28-Apr-16 | | 18-Apr-16 | | Management | | 9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Management | | 3a | | Elect Apurv Bagri as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Share
Holder | | 3b | | Elect Chin Chi Kin, Edward as Director | | Against | | Against | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Management | | 5 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hong Kong
Exchanges
and
Clearing
Ltd | | 388 | | Hong Kong | | Y3506N139 | | Annual | | 28-Apr-16 | | 25-Apr-16 | | Management | | 6 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 1 | | Approve Minutes of Previous Meeting | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 2 | | Acknowledge Business Operation for 2015 and the Report of the Board of Directors | | | | | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 3 | | Approve Financial Statements and Auditors’ Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 4 | | Approve Dividend Payment and Appropriation for Legal Reserve | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.1 | | Elect Narong Srisa-an as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.2 | | Elect Puchchong Chandhanakij as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.3 | | Elect Kanoknart Rangsithienchai as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.4 | | Elect Manu Leopairote as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.5 | | Elect Ueychai Tantha-Obhas as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.6 | | Elect Sithichai Chaikriangkrai as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.1.7 | | Elect Pisanu Vichiensanth as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 5.2 | | Approve Names and Number of Directors Who Have Signing Authority | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 6 | | Approve Remuneration of Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 7 | | Amend Articles of Association of the Company | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 8 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 9 | | Approve D&O Insurance for Directors and Executives | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 10 | | Approve Mandate for Interested Person Transactions | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 11 | | Adopt ThaiBev Long Term Incentive Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 12 | | Approve Reduction in Registered Capital | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 13 | | Amend Memorandum of Association to Reflect Decrease in Registered Capital | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 14 | | Approve Increase in Registered Capital | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 15 | | Amend Memorandum of Association to Reflect Increase in Registered Capital | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 16 | | Approve Allocation of Newly-Issued Ordinary Shares to Accommodate the ThaiBev Long Term Incentive Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Thai
Beverage
PCL | | Y92 | | Thailand | | Y8588A103 | | Annual | | 28-Apr-16 | | 07-Apr-16 | | Management | | 17 | | Other Business (Voting) | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 2 | | Approve Allocation of Income and Dividends | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 3 | | Elect Fiscal Council Members and Alternates | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 4 | | Ratify Remuneration for Fiscal Year 2015 and Approve Remuneration of Company’s Management and Fiscal Council Members for Fiscal Year 2016 | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 1 | | Approve Agreement to Absorb Cervejarias Reunidas Skol Caracu SA and Eagle Distribuidora de Bebidas SA | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 2 | | Appoint APSIS Consultoria Empresarial Ltda. as the Independent Firm to Appraise Proposed Transaction | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 3 | | Approve Independent Firm’s Appraisal | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 4 | | Approve Absorption of Cervejarias Reunidas Skol Caracu SA and Eagle Distribuidora de Bebidas SA | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 5 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Ambev
S.A. | | ABEV3 | | Brazil | | 02319V103 | | Annual/Special | | 29-Apr-16 | | 01-Apr-16 | | Management | | 6 | | Approve Restricted Stock Plan | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 4 | | Approve Remuneration Policy | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 5 | | Re-elect Safiatou Ba-N’Daw as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 6 | | Re-elect Mark Bristow as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 7 | | Re-elect Norborne Cole Jr as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 8 | | Re-elect Christopher Coleman as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 9 | | Re-elect Kadri Dagdelen as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 10 | | Re-elect Jamil Kassum as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 11 | | Re-elect Jeanine Mabunda Lioko as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 12 | | Re-elect Andrew Quinn as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 13 | | Re-elect Graham Shuttleworth as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 14 | | Reappoint BDO LLP as Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 15 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 17 | | Approve Awards of Ordinary Shares to Non-executive Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 18 | | Approve Award of Ordinary Shares to the Senior Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 19 | | Approve Award of Ordinary Shares to the Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources
Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | G73740113 | | Annual | | 03-May-16 | | 29-Apr-16 | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 4 | | Approve Remuneration Policy | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 5 | | Re-elect Safiatou Ba-N’Daw as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 6 | | Re-elect Mark Bristow as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 7 | | Re-elect Norborne Cole Jr as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 8 | | Re-elect Christopher Coleman as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 9 | | Re-elect Kadri Dagdelen as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 10 | | Re-elect Jamil Kassum as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 11 | | Re-elect Jeanine Mabunda Lioko as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 12 | | Re-elect Andrew Quinn as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 13 | | Re-elect Graham Shuttleworth as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 14 | | Reappoint BDO LLP as Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 15 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 17 | | Approve Awards of Ordinary Shares to Non-executive Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 18 | | Approve Award of Ordinary Shares to the Senior Independent Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 19 | | Approve Award of Ordinary Shares to the Chairman | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Randgold
Resources Ltd | | RRS | | United Kingdom | | 752344309 | | Annual | | 03-May-16 | | 18-Mar-16 | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Korea Aerospace
Industries Co.
Ltd. | | A047810 | | South Korea | | Y4838Q105 | | Special | | 04-May-16 | | 07-Apr-16 | | Management | | 1 | | Elect Ha Seong-yong as Inside Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 3a | | Elect Chan Loi Shun as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 3b | | Elect Frank John Sixt as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 4 | | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 6 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Power Assets
Holdings Ltd. | | 6 | | Hong Kong | | Y7092Q109 | | Annual | | 12-May-16 | | 06-May-16 | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3a | | Elect Li Tzar Kuoi, Victor as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3b | | Elect Fok Kin Ning, Canning as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3c | | Elect Frank John Sixt as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3d | | Elect Lee Yeh Kwong, Charles as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3e | | Elect George Colin Magnus as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3f | | Elect Michael David Kadoorie as Director | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 3g | | Elect Wong Yick-ming, Rosanna as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 4 | | Approve PricewaterhouseCoopers, Certified Public Accountants, as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 5.1 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 5.2 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 5.3 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | CK Hutchison
Holdings Limited | | 1 | | Cayman Islands | | G21765105 | | Annual | | 13-May-16 | | 09-May-16 | | Management | | 6 | | Adopt Second HCML Share Option Scheme | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3a | | Elect Jacobus Petrus (Koos) Bekker as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3b | | Elect Ian Charles Stone as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3c | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 6 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tencent Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 1 | | Approve Capital Increase of Wholly-Owned Subsidiary Companhia Sao Jose Holding | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 2 | | Approve Merger Agreement between the Company and CETIP S.A. - Mercados Organizados | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 3 | | Ratify Apsis Consultoria e Avaliacoes Ltda as the Independent Firm to Appraise Proposed Transaction | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 4 | | Approve Independent Firm’s Appraisal | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 5 | | Approve Merger between the Company and CETIP S.A. - Mercados Organizados | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 6 | | Approve Issuance of Shares in Connection with the Merger | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 7.A | | Amend Articles 3, 22, 28, 35, 30, 45, 51 and 84 | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 7.B | | Amend Articles 10, 16, 23, 30, 35, 53, 29, 38, 45, 50, 80 and 82 | | For | | For | | No | | No | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | BM&FBOVESPA
S.A. | | BVMF3 | | Brazil | | P1R0U2138 | | Special | | 20-May-16 | | | | Management | | 8 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | No | | No | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-May-16 | | 03-May-16 | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-May-16 | | 03-May-16 | | Management | | 2 | | Approve Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-May-16 | | 03-May-16 | | Management | | 3 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Matahari
Department
Store Tbk | | LPPF | | Indonesia | | Y7139L105 | | Annual | | 26-May-16 | | 03-May-16 | | Management | | 4 | | Elect Directors and Commissioners and Approve Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas
Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 03-Jun-16 | | 11-Apr-16 | | Management | | 1.1 | | Elect Director Sheldon G. Adelson | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas
Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 03-Jun-16 | | 11-Apr-16 | | Management | | 1.2 | | Elect Director Irwin Chafetz | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas
Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 03-Jun-16 | | 11-Apr-16 | | Management | | 1.3 | | Elect Director Robert G. Goldstein | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas
Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 03-Jun-16 | | 11-Apr-16 | | Management | | 1.4 | | Elect Director Charles A. Koppelman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas
Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 03-Jun-16 | | 11-Apr-16 | | Management | | 2 | | Ratify Deloitte & Touche LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Las Vegas
Sands Corp. | | LVS | | USA | | 517834107 | | Annual | | 03-Jun-16 | | 11-Apr-16 | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 07-Jun-16 | | 08-Apr-16 | | Management | | 1 | | Amend Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 07-Jun-16 | | 08-Apr-16 | | Management | | 2 | | Approve Business Operations Report and Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 07-Jun-16 | | 08-Apr-16 | | Management | | 3 | | Approve Profit Distribution | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | Y84629107 | | Annual | | 07-Jun-16 | | 08-Apr-16 | | Management | | 4 | | Transact Other Business (Non-Voting) | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 07-Jun-16 | | 11-Apr-16 | | Management | | 1 | | Amend Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 07-Jun-16 | | 11-Apr-16 | | Management | | 2.1 | | Approve Business Operations Report and Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Taiwan
Semiconductor
Manufacturing
Co., Ltd. | | 2330 | | Taiwan | | 874039100 | | Annual | | 07-Jun-16 | | 11-Apr-16 | | Management | | 2.2 | | Approve Profit Distribution | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 3 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 1 | | Change Location of Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 1 | | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 2 | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 3 | | Approve Remuneration of Directors and Commissioners | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | PT Unilever
Indonesia Tbk | | UNVR | | Indonesia | | Y9064H141 | | Annual/Special | | 14-Jun-16 | | 20-May-16 | | Management | | 1 | | Change Location of Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President
Chain Store
Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 15-Jun-16 | | 15-Apr-16 | | Management | | 1 | | Amend Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President
Chain Store
Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 15-Jun-16 | | 15-Apr-16 | | Management | | 2 | | Approve Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President
Chain Store
Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 15-Jun-16 | | 15-Apr-16 | | Management | | 3 | | Approve Profit Distribution | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | President
Chain Store
Corp. | | 2912 | | Taiwan | | Y7082T105 | | Annual | | 15-Jun-16 | | 15-Apr-16 | | Management | | 4 | | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services Ltd. | | 532540 | | India | | Y85279100 | | Annual | | 17-Jun-16 | | 10-Jun-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services Ltd. | | 532540 | | India | | Y85279100 | | Annual | | 17-Jun-16 | | 10-Jun-16 | | Management | | 2 | | Approve Interim Dividend and Declare Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services Ltd. | | 532540 | | India | | Y85279100 | | Annual | | 17-Jun-16 | | 10-Jun-16 | | Management | | 3 | | Reelect Ishaat Hussain as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services Ltd. | | 532540 | | India | | Y85279100 | | Annual | | 17-Jun-16 | | 10-Jun-16 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Tata
Consultancy
Services Ltd. | | 532540 | | India | | Y85279100 | | Annual | | 17-Jun-16 | | 10-Jun-16 | | Management | | 5 | | Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Annual | | 18-Jun-16 | | 11-Jun-16 | | Management | | 1 | | Accept Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Annual | | 18-Jun-16 | | 11-Jun-16 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Annual | | 18-Jun-16 | | 11-Jun-16 | | Management | | 3 | | Elect Vishal Sikka as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | Y4082C133 | | Annual | | 18-Jun-16 | | 11-Jun-16 | | Management | | 4 | | Approve B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Annual | | 18-Jun-16 | | 31-May-16 | | Management | | 1 | | Accept Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Annual | | 18-Jun-16 | | 31-May-16 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Annual | | 18-Jun-16 | | 31-May-16 | | Management | | 3 | | Elect Vishal Sikka as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Infosys Ltd. | | INFY | | India | | 456788108 | | Annual | | 18-Jun-16 | | 31-May-16 | | Management | | 4 | | Approve B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 27-Jun-16 | | 20-May-16 | | Management | | 1 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 27-Jun-16 | | 20-May-16 | | Management | | 2 | | Amend Articles of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 27-Jun-16 | | 20-May-16 | | Management | | 3 | | Approve Bonus Issue | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 2 | | Approve Interim Dividend and Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 3 | | Reelect Harish Manwani as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 4 | | Reelect Pradeep Banerjee as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 5 | | Reelect P.B. Balaji as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 6 | | Approve B S R & Co. LLP, as Statutory Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Annual | | 30-Jun-16 | | 23-Jun-16 | | Management | | 7 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | AIT Global Emerging Markets Opportunity Fund | | VT133 | | Hindustan
Unilever
Limited. | | 500696 | | India | | Y3218E138 | | Court | | 30-Jun-16 | | 23-Jun-16 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For | | Yes | | No |
Vontobel International Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Location Name | | Institutional
Account
Name | | Institutional
Account Number | | Company
Name | | Ticker | | Country | | Provider
Security ID | | Meeting
Type | | Meeting Date | | Record Date | | Proponent | | Proposal
Number | | Proposal Text | | Management
Recommen-
dation | | Vote
Instruction | | Voted | | Vote Against
Management |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 1 | | Note the Financial Statements and Statutory Report | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 2 | | Note the Appointment of Auditor and Fixing of Their Remuneration | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.1 | | Elect Nicholas Robert Sallnow-Smith as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.2 | | Elect Ian Keith Griffiths as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.3 | | Elect May Siew Boi Tan as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 3.4 | | Elect Elaine Carole Young as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 4.1 | | Elect Peter Tse Pak Wing as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 4.2 | | Elect Nancy Tse Sau Ling as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | The Link
Real Estate
Investment
Trust | | 00823 | | Hong Kong | | Y5281M111 | | Annual | | 22-Jul-15 | | 17-Jul-15 | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent Issued Units | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 3 | | Elect Dave Beran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 4 | | Elect Jan du Plessis as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 5 | | Elect Javier Ferran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 6 | | Elect Trevor Manuel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 7 | | Re-elect Mark Armour as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 8 | | Re-elect Geoffrey Bible as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 9 | | Re-elect Alan Clark as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 10 | | Re-elect Dinyar Devitre as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 11 | | Re-elect Guy Elliott as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 12 | | Re-elect Lesley Knox as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 13 | | Re-elect Dr Dambisa Moyo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 14 | | Re-elect Carlos Perez Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 15 | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 16 | | Re-elect Helen Weir as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 17 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | �� | 23-Jul-15 | | 21-Jul-15 | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 19 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 22 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 1.a | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 1.b | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 2 | | Confirm Interim Dividend and Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 3 | | Elect D.S. Parekh as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 5 | | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 6 | | Authorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 7 | | Approve Related Party Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 8 | | Authorize Issuance of Non-Convertible Debentures with Warrants to Qualified Institutional Buyers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 9 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 10 | | Amend Memorandum of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 11 | | Amend Articles of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 3 | | Elect K.N. Grant as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 4 | | Elect K. Vaidyanath as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 6 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.1 | | Re-elect Steve Pacak as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.2 | | Elect Mark Sorour as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.3 | | Elect Koos Bekker as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.1 | | Re-elect Craig Enenstein as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.2 | | Re-elect Don Eriksson as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.3 | | Re-elect Fred Phaswana as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.4 | | Re-elect Ben van der Ross as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.1 | | Re-elect Don Eriksson as Member of the Audit Committee | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.2 | | Re-elect Ben van der Ross as Member of the Audit Committee | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.3 | | Elect Rachel Jafta as Member of the Audit Committee | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 7 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 9 | | Authorise Board to Issue Shares for Cash | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 10 | | Approve the Trust Deed of the Restricted Stock Plan | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 11 | | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 12 | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.1 | | Approve Fees of the Board Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.2 | | Approve Fees of the Board Member | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.11 | | Approve Fees of the Social and Ethics Committee Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.12 | | Approve Fees of the Social and Ethics Committee Member | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.14 | | Approve Fees of the Media24 Pension Fund Chairman | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.15 | | Approve Fees of the Media24 Pension Fund Trustee | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.16 | | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Financial Assistance in Terms of Section 44 of the Act | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 45 of the Act | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5 | | Authorise Repurchase of A Ordinary Shares | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.1 | | Elect Director Alain Bouchard | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.2 | | Elect Director Nathalie Bourque | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.3 | | Elect Director Jacques D’Amours | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.4 | | Elect Director Jean Elie | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.5 | | Elect Director Richard Fortin | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.6 | | Elect Director Brian Hannasch | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.7 | | Elect Director Melanie Kau | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.8 | | Elect Director Monique F. Leroux | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.9 | | Elect Director Real Plourde | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.10 | | Elect Director Daniel Rabinowicz | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.11 | | Elect Director Jean Turmel | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 3 | | Amend Articles | | For | | Against | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Share Holder | | 4 | | SP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers’ Compensation | | Against | | For | | Yes | | Yes | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Share Holder | | 5 | | SP 2: Acquire a Number of Directors with Expertise in the Areas of Social Responsibility and Environmental Matters | | Against | | Against | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Share Holder | | 6 | | SP 3: Adopt Policy in Attaining a Minimum of 40% of Representatives of Both Sexes | | Against | | Against | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 7 | | I/we Own, or Have Control Over, Class A Multiple Voting Shares of The Corporation. For = Yes, Abstain = No, Against Will Be Treated As Not Marked | | None | | Abstain | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 4 | | Re-elect Peggy Bruzelius as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 5 | | Re-elect Lord Davies of Abersoch as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 6 | | Re-elect Ho KwonPing as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 7 | | Re-elect Betsy Holden as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 8 | | Re-elect Dr Franz Humer as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 9 | | Re-elect Deirdre Mahlan as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 10 | | Re-elect Nicola Mendelsohn as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 11 | | Re-elect Ivan Menezes as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 12 | | Re-elect Philip Scott as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 13 | | Re-elect Alan Stewart as Director | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 14 | | Appoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 15 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No | | |
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| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 19 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 15-Oct-15 | | 13-Oct-15 | | Management | | 2a | | Elect David Anstice as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 15-Oct-15 | | 13-Oct-15 | | Management | | 2b | | Elect Maurice Renshaw as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 15-Oct-15 | | 13-Oct-15 | | Management | | 3 | | Approve the Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 15-Oct-15 | | 13-Oct-15 | | Management | | 4 | | Approve the Grant of Performance Options and Performance Rights to Paul Perreault Managing Director and Chief Executive Officer of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | CSL Ltd. | | CSL | | Australia | | Q3018U109 | | Annual | | 15-Oct-15 | | 13-Oct-15 | | Management | | 5 | | Approve the Renewal of the Proportional Takeover Provisions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 2 | | Approve the Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 3.1 | | Elect Michael Stanley Siddle as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 3.2 | | Elect Peter John Evans as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 3.3 | | Elect Patricia Elizabeth Akopiantz as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 3.4 | | Elect Margaret Leone Seale as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 4 | | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 5 | | Approve the Non-Executive Director Share Rights Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 6.1 | | Approve the Grant of Up to 191,060 Performance Rights to Christopher Paul Rex, Managing Director of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Ramsay
Health Care
Ltd. | | RHC | | Australia | | Q7982Y104 | | Annual | | 12-Nov-15 | | 10-Nov-15 | | Management | | 6.2 | | Approve the Grant of Up to 82,503 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sonic
Healthcare
Limited | | SHL | | Australia | | Q8563C107 | | Annual | | 19-Nov-15 | | 17-Nov-15 | | Management | | 1 | | Elect Kate Spargo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sonic
Healthcare
Limited | | SHL | | Australia | | Q8563C107 | | Annual | | 19-Nov-15 | | 17-Nov-15 | | Management | | 2 | | Approve the Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sonic
Healthcare
Limited | | SHL | | Australia | | Q8563C107 | | Annual | | 19-Nov-15 | | 17-Nov-15 | | Management | | 3 | | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sonic
Healthcare
Limited | | SHL | | Australia | | Q8563C107 | | Annual | | 19-Nov-15 | | 17-Nov-15 | | Management | | 4 | | Approve the Grant of Long Term Incentives to Colin Goldschmidt, Managing Director and Chief Executive Officer of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Sonic
Healthcare
Limited | | SHL | | Australia | | Q8563C107 | | Annual | | 19-Nov-15 | | 17-Nov-15 | | Management | | 5 | | Approve the Grant of Long Term Incentives to Chris Wilks, Finance Director and Chief Financial Officer of the Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Cheung Kong
Infrastructure
Holdings Ltd | | 01038 | | Bermuda | | G2098R102 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 1 | | Approve Scheme of Arrangement | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Cheung Kong
Infrastructure
Holdings Ltd | | 01038 | | Bermuda | | G2098R102 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 2 | | Approve Increase in Authorized Share Capital of Company | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Cheung Kong
Infrastructure
Holdings Ltd | | 01038 | | Bermuda | | G2098R102 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 3 | | Increase Maximum Number of Directors to 30 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Cheung Kong
Infrastructure
Holdings Ltd | | 01038 | | Bermuda | | G2098R102 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 4 | | Approve Change of Company Name and Adopt Company’s Secondary Name | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Cheung Kong
Infrastructure
Holdings Ltd | | 01038 | | Bermuda | | G2098R102 | | Special | | 24-Nov-15 | | 18-Nov-15 | | Management | | 5 | | Amend Bye-laws | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 1 | | Receive Report of Board | | | | | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 2 | | Accept Financial Statements and Statutory Reports | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 3 | | Approve Allocation of Income | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 4.1 | | Approve DKK 4.0 Million Reduction in Share Capital via Share Cancellation; Amend Articles Accordingly | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 4.2 | | Authorize Share Repurchase Program | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.1 | | Reelect Michael Rasmussen (Chairman) as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.2 | | Reelect Niels Louis-Hansen (Vice Chairman) as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.3 | | Reelect Sven Bjorklund as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.4 | | Reelect Per Magid as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.5 | | Reelect Brian Petersen as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.6 | | Reelect Jorgen Tang-Jensen as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.7 | | Elect Birgitte Nielsen as New Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 5.8 | | Elect Jette Nygaard-Andersen as New Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Coloplast A/S | | COLO B | | Denmark | | K16018192 | | Annual | | 09-Dec-15 | | 02-Dec-15 | | Management | | 7 | | Other Business | | | | | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 1 | | Approve Merger of the Company and Betfair Group plc | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 2 | | Increase Authorized Common Stock | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 3 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 4 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 5 | | Change Company Name to Paddy Power Betfair plc | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 6 | | Amend Memorandum to Reflect Increase in Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 7 | | Amend Articles to Reflect Increase in Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 8 | | Approve Specified Compensatory Arrangements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 9 | | Approve Reduction of Share Premium Account | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 10 | | Authorize Share Repurchase Program | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 11 | | Approve Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 12 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 13 | | Approve 2015 Long Term Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 14 | | Approve 2015 Medium Term Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 15 | | Approve 2015 Deferred Share Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 16 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
plc | | | | Ireland | | G68673113 | | Special | | 21-Dec-15 | | 19-Dec-15 | | Management | | 17 | | Amend Paddy Power Sharesave Scheme | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Tobacco
Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Tobacco
Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial
Tobacco
Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 4 | | Re-elect Alison Cooper as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 5 | | Re-elect David Haines as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 6 | | Re-elect Michael Herlihy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 7 | | Re-elect Matthew Phillips as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 8 | | Re-elect Oliver Tant as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 9 | | Re-elect Mark Williamson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 10 | | Re-elect Karen Witts as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 11 | | Re-elect Malcolm Wyman as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 12 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 13 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 14 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 15 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 16 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 17 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 18 | | Approve Change of Company Name to Imperial Brands plc | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Imperial Tobacco Group plc | | IMT | | United Kingdom | | G4721W102 | | Annual | | 03-Feb-16 | | 01-Feb-16 | | Management | | 19 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AmorePacific Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 1 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AmorePacific Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 2 | | Amend Articles of Incorporation | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AmorePacific Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 3 | | Elect One Inside Director and One Outside Director (Bundled) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AmorePacific Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 4 | | Elect Eom Young-ho as Member of Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AmorePacific Corp. | | A090430 | | South Korea | | Y01258105 | | Annual | | 18-Mar-16 | | 31-Dec-15 | | Management | | 5 | | Approve Total Remuneration of Inside Directors and Outside Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 1 | | Receive Report of Board | | | | | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 2 | | Accept Financial Statements and Statutory Reports for 2015 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 3.1 | | Approve Remuneration of Directors for 2015 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 3.2 | | Approve Remuneration of Directors for 2016 | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 4 | | Approve Allocation of Income and Dividends of DKK 6.40 Per Share | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.1 | | Elect Göran Ando as Director and Chairman | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.2 | | Elect Jeppe Christiansen as Director and Deputy Chairman | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.3a | | Elect Bruno Angelici as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.3b | | Elect Brian Daniels as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.3c | | Elect Sylvie Grégoire as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.3d | | Elect Liz Hewitt as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 5.3e | | Elect Mary Szela as Director | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.1 | | Approve DKK 10 Million Reduction in B Share Capital via Share Cancellation | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.2 | | Amend Articles Re: Change from Bearer Shares to Registered Shares | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.3 | | Approve Creation of DKK 51 Million Pool of Capital with or without Preemptive Rights | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.4 | | Authorize Share Repurchase Program | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.5a | | Amend Articles Re: Name of NASDAQ OMX Copenhagen A/S | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.5b | | Amend Articles Re: Editorial Amendment | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.5c | | Amend Articles Re: Approve Preparation of Company Announcements in English Only | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 7.6 | | Approve Revised Remuneration Principles | | For | | For | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Novo Nordisk A/S | | NOVO B | | Denmark | | K72807132 | | Annual | | 18-Mar-16 | | 11-Mar-16 | | Management | | 8 | | Other Business | | | | | | No | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.1 | | Elect Director Takahara, Keiichiro | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.2 | | Elect Director Takahara, Takahisa | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.3 | | Elect Director Futagami, Gumpei | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.4 | | Elect Director Ishikawa, Eiji | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.5 | | Elect Director Mori, Shinji | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.6 | | Elect Director Nakano, Kennosuke | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.7 | | Elect Director Takai, Masakatsu | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unicharm Corp. | | 8113 | | Japan | | J94104114 | | Annual | | 30-Mar-16 | | 31-Dec-15 | | Management | | 1.8 | | Elect Director Miyabayashi, Yoshihiro | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 1.2 | | Approve Remuneration Report (Non-binding) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.25 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1a | | Reelect Peter Brabeck-Letmathe as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1b | | Reelect Paul Bulcke as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1c | | Reelect Andreas Koopmann as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1d | | Reelect Beat Hess as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1e | | Reelect Renato Fassbind as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1f | | Reelect Steven G. Hoch as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1g | | Reelect Naina Lal Kidwai as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1h | | Reelect Jean-Pierre Roth as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1i | | Reelect Ann Veneman as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1j | | Reelect Henri de Castries as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1k | | Reelect Eva Cheng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1l | | Reelect Ruth K. Oniang’o as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1m | | Reelect Patrick Aebischer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.2 | | Reelect Peter Brabeck-Letmathe as Board Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.2 | | Appoint Andreas Koopmann as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.3 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.4 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.4 | | Ratify KPMG AG as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.5 | | Designate Hartmann Dreyer as Independent Proxy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 5.1 | | Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 6 | | Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 7 | | Transact Other Business (Voting) | | Against | | Against | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 3 | | Re-elect Nicholas Wrigley as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 4 | | Re-elect Jeffrey Fairburn as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 5 | | Re-elect Michael Killoran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 6 | | Re-elect David Jenkinson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 7 | | Re-elect Jonathan Davie as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 8 | | Re-elect Marion Sears as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 9 | | Elect Rachel Kentleton as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 10 | | Elect Nigel Mills as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 11 | | Appoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 12 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 13 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 14 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Persimmon
plc | | PSN | | United Kingdom | | G70202109 | | Annual | | 14-Apr-16 | | 12-Apr-16 | | Management | | 15 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 2 | | Reappoint Ernst & Young LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 3 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 5 | | Re-elect Stephen Hemsley as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 6 | | Re-elect Colin Halpern as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 7 | | Re-elect David Wild as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 8 | | Re-elect Kevin Higgins as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 9 | | Re-elect Ebbe Jacobsen as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 10 | | Re-elect Helen Keays as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 11 | | Elect Steve Barber as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 12 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 13 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 14 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 15 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 16 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 17 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 18 | | Approve Long Term Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Domino’s
Pizza
Group plc | | DOM | | United Kingdom | | G2811T120 | | Annual | | 20-Apr-16 | | 18-Apr-16 | | Management | | 19 | | Approve Share Sub-Division | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 3.10 per Ordinary Share and EUR 3.41 per Long-Term Registered Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 4 | | Approve End of Transaction with Nestle Re: Inneov | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 5 | | Elect Beatrice Guillaume-Grabisch as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 6 | | Elect Eileen Naughton as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 7 | | Reelect Jean-Pierre Meyers as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 8 | | Reelect Bernard Kasriel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 9 | | Reelect Jean-Victor Meyers as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 10 | | Renew Appointments of PricewaterhouseCoopers Audit as Auditor and Appoint Jean-Christophe Georghiou as Alternate Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 11 | | Renew Appointments of Deloitte and Associes as Auditor and Beas as Alternate Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 12 | | Advisory Vote on Compensation of Jean Paul Agon, Chairman and CEO | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 13 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 14 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 15 | | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | Against | | Yes | | Yes | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 16 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | L Oreal | | OR | | France | | F58149133 | | Annual/Special | | 20-Apr-16 | | 15-Apr-16 | | Management | | 17 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1 | | Discussion of the Annual Report and Accounts for the 2015 financial year | | | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 2 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 3 | | Approve Discharge of Executive Board Members | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 4 | | Approve Discharge of Non-Executive Board Members | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 5 | | Reelect N S Andersen as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 6 | | Reelect L M Cha as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 7 | | Reelect V Colao as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 8 | | Reelect L O Fresco as Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 9 | | Reelect A M Fudge as Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 10 | | Elect J Hartmann as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 11 | | Reelect M Ma as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 12 | | Reelect P G J M Polman as an Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 13 | | Reelect J Rishton as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 14 | | Reelect F Sijbesma as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 15 | | Elect M Dekkers as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 16 | | Elect S Masiyiwa as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 17 | | Elect Y Moon as a Non-Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 18 | | Elect G Pitkethly as an Executive Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 19 | | Ratify KPMG as Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 20 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 21 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 22 | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Unilever NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 23 | | Close Meeting | | | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 2 | | Approve Remuneration Policy | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 5 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 7 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 8 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 9 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 10 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 11 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 12 | | Re-elect Pedro Malan as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 13 | | Re-elect Christine Morin-Postel as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 14 | | Re-elect Gerry Murphy as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 15 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 16 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 17 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 21 | | Approve 2016 Long-Term Incentive Plan | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 22 | | Approve 2016 Sharesave Scheme | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 23 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | British American Tobacco plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 2 | | Approve Discharge of Management Board for Fiscal 2015 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 3 | | Approve Discharge of Supervisory Board for Fiscal 2015 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 4.1 | | Elect Johanna Faber to the Supervisory Board | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 4.2 | | Elect Wolfgang Plischke to the Supervisory Board | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bayer AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 7 | | Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017 | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt Benckiser Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt Benckiser Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 2 | | Approve Remuneration Policy | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt Benckiser Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt Benckiser Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 5 | | Re-elect Adrian Bellamy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 6 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 7 | | Re-elect Mary Harris as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 8 | | Re-elect Adrian Hennah as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 9 | | Re-elect Pam Kirby as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 10 | | Re-elect Kenneth Hydon as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 11 | | Re-elect Rakesh Kapoor as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 12 | | Re-elect Andre Lacroix as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 13 | | Re-elect Chris Sinclair as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 14 | | Re-elect Judith Sprieser as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 15 | | Re-elect Warren Tucker as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 18 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Reckitt
Benckiser
Group plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 1.2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 2.1 | | Approve Allocation of Income and Dividends of 0.60 per Share from Capital Contribution Reserves | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 2.2 | | Approve Supplementary Dividends of CHF 0.25 per Share from Capital Contribution Reserves | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 3 | | Approve Discharge of Board and Senior Management | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 4 | | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.25 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 5 | | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 28.5 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.1 | | Reelect Axel Weber as Director and Board Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.2 | | Reelect Michel Demare as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.3 | | Reelect David Sidwell as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.4 | | Reelect Reto Francioni as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.5 | | Reelect Ann Godbehere as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.6 | | Reelect William Parrett as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.7 | | Reelect Isabelle Romy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.8 | | Reelect Beatrice Weder di Mauro as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.1.9 | | Reelect Joseph Yam as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.2.1 | | Elect Robert Scully as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.2.2 | | Elect Dieter Wemmer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.3.1 | | Appoint Ann Godbehere as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.3.2 | | Appoint Michel Demare as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.3.3 | | Appoint Reto Francioni as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 6.3.4 | | Appoint William Parrett as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 7 | | Approve Maximum Remuneration of Directors in the Amount of CHF 14 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 8.1 | �� | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 8.2 | | Ratify Ernst & Young AG as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | UBS
GROUP
AG | | UBSG | | Switzerland | | H892U1882 | | Annual | | 10-May-16 | | | | Management | | 9 | | Transact Other Business (Voting) | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 1.11 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 4 | | Approve Stock Dividend Program (New Shares) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 5 | | Ratify Appointment of Juliette Favre as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 6 | | Reelect Maureen Cavanagh as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 7 | | Elect Henrietta Fore as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 8 | | Elect Annette Messemer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 9 | | Advisory Vote on Compensation of Hubert Sagnieres, Chairman and CEO | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 11 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 12 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 13 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 14 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 15 | | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital for Private Placements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 16 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 18 | | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant toIssue Authority without Preemptive Rights under Items 14 and 15 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 19 | | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14-18 at 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 20 | | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Essilor
International | | EI | | France | | F31668100 | | Annual/Special | | 11-May-16 | | 06-May-16 | | Management | | 21 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.1 | | Elect Director David A. Arledge | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.2 | | Elect Director James J. Blanchard | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.3 | | Elect Director Marcel R. Coutu | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.4 | | Elect Director J. Herb England | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.5 | | Elect Director Charles W. Fischer | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.6 | | Elect Director V. Maureen Kempston Darkes | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.7 | | Elect Director Al Monaco | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.8 | | Elect Director George K. Petty | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.9 | | Elect Director Rebecca B. Roberts | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.10 | | Elect Director Dan C. Tutcher | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 1.11 | | Elect Director Catherine L. Williams | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 2 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Management | | 3 | | Advisory Vote on Executive Compensation Approach | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Enbridge
Inc. | | ENB | | Canada | | 29250N105 | | Annual | | 12-May-16 | | 17-Mar-16 | | Share Holder | | 4 | | Require Audit Committee to Request Proposals For The Audit Engagement No Less Than Every 8 Years | | Against | | Against | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 2 | | Elect Deborah McWhinney as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 3 | | Elect Stuart Sinclair as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 4 | | Re-elect Lord Blackwell as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 5 | | Re-elect Juan Colombas as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 6 | | Re-elect George Culmer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 7 | | Re-elect Alan Dickinson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 8 | | Re-elect Anita Frew as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 9 | | Re-elect Simon Henry as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 10 | | Re-elect Antonio Horta-Osorio as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 11 | | Re-elect Nick Luff as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 12 | | Re-elect Nick Prettejohn as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 13 | | Re-elect Anthony Watson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 14 | | Re-elect Sara Weller as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 15 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 16 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 17 | | Approve Special Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 19 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 20 | | Approve Lloyds Banking Group Long-term Incentive Plan 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 21 | | Approve Lloyds Banking Group North America Employee Stock Purchase Plan 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 22 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 23 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 24 | | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 25 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 26 | | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 27 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 28 | | Authorise Market Purchase of Preference Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 29 | | Adopt New Articles of Association | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Lloyds
Banking
Group plc | | LLOY | | United Kingdom | | G5533W248 | | Annual | | 12-May-16 | | 10-May-16 | | Management | | 30 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 6 | | Ratify KPMG AG as Auditors for Fiscal 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 7 | | Elect Gesche Joost to the Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 8 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 0.51 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 5 | | Reelect Pierre Hessler as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 6 | | Elect Sian Herbert-Jones as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 7 | | Advisory Vote on Compensation of Didier Michaud-Daniel, CEO | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 8 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 9 | | Appoint Ernst and Young Audit as Auditor | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 10 | | Appoint Jean-Christophe Georghiou as Alternate Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 11 | | Appoint Auditex as Alternate Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 13 | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 14 | | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 15 | | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Bureau
Veritas | | BVI | | France | | F96888114 | | Annual/Special | | 17-May-16 | | 12-May-16 | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 1 | | Open Meeting | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 2a | | Receive Report of Management Board (Non-Voting) | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 2b | | Receive Supervisory Board Report (Non-Voting) | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 2c | | Discussion on Company’s Corporate Governance Structure | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 2d | | Discuss Implementation of Remuneration Policy | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 2e | | Receive Announcements from Auditor | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 2f | | Adopt Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 3 | | Approve Dividends of EUR 0.81 Per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 4a | | Approve Discharge of Management Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 4b | | Approve Discharge of Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN
AMRO Group
N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 5 | | Receive Report on Functioning of External Auditor | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 6a | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 6b | | Authorize Board to Exclude Preemptive Rights from Share Issuances | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 6c | | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 7a | | Opportunity to Make Recommendations | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 7b | | Discuss Recommendations from Works Council | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 7c | | Elect A.C. Dorland to Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 7d | | Elect F.J. Leeflang to Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 7e | | Elect J.S.T. Tiemstra to Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ABN AMRO
Group N.V. | | ABN | | Netherlands | | N0162C102 | | Annual | | 18-May-16 | | 20-Apr-16 | | Management | | 8 | | Other Business and Close Meeting | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 2 | | Approve Remuneration Report | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 3(a) | | Elect Zillah Byng-Thorne as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 3(b) | | Elect Breon Corcoran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 3(c) | | Elect Ian Dyson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 3(d) | | Elect Alex Gersh as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 3(e) | | Elect Peter Jackson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 3(f) | | Elect Peter Rigby as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 4(a) | | Re-elect Gary McGann as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 4(b) | | Re-elect Michael Cawley as a Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 4(c) | | Re-elect Danuta Gray as a Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 4(d) | | Re-elect Stewart Kenny as a Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 4(e) | | Re-elect Padraig O Riordain as a Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 5 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 6 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 7 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 8 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 9 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Paddy Power
Betfair plc | | PPB | | Ireland | | G68673113 | | Annual | | 18-May-16 | | 16-May-16 | | Management | | 10 | | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off Market | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3a | | Elect Jacobus Petrus (Koos) Bekker as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3b | | Elect Ian Charles Stone as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3c | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 6 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Tencent
Holdings Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 1 | | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 2 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 3 | | Approve Discharge of Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 4 | | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 5 | | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 6.1 | | Elect Vĺctor Grifols Deu as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 6.4 | | Reelect Thomas Glanzmann as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 6.5 | | Fix Number of Directors at 13 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 7 | | Advisory Vote on Remuneration Report | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 8 | | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Grifols SA | | GRF | | Spain | | E5706X215 | | Annual | | 26-May-16 | | 20-May-16 | | Management | | 9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 2 | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 3 | | Approve Discharge of General Managers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 4 | | Approve Allocation of Income and Dividends of EUR 3.35 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 5 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 6 | | Reelect Charles-Eric Bauer as Supervisory Board Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 7 | | Reelect Julie Guerrand as Supervisory Board Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 8 | | Reelect Dominique Senequier as Supervisory Board Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 9 | | Elect Sharon McBeath as Supervisory Board Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 10 | | Advisory Vote on Compensation of Axel Dumas, General Manager | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 11 | | Advisory Vote on Compensation of Emile Hermes SARL, General Manager | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 12 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 13 | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 14 | | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 15 | | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Hermes
International | | RMS | | France | | F48051100 | | Annual/Special | | 31-May-16 | | 26-May-16 | | Management | | 16 | | Authorize Filing of Required Documents/Other Formalities | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 27-Jun-16 | | 20-May-16 | | Management | | 1 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 27-Jun-16 | | 20-May-16 | | Management | | 2 | | Amend Articles of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | ITC Ltd. | | ITC | | India | | Y4211T171 | | Special | | 27-Jun-16 | | 20-May-16 | | Management | | 3 | | Approve Bonus Issue | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 1 | | Approve Standalone Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 2 | | Approve Consolidated Financial Statements | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 3 | | Approve Allocation of Income and Dividends | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 4 | | Approve Discharge of Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 5 | | Appoint KPMG Auditores as Auditor for FY 2017, 2018 and 2019 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 6.1 | | Amend Article 3 Re: Nationality and Registered Office | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 6.2 | | Amend Article 15 Re: Convening of General Meetings | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 6.3 | | Amend Article 43 Re: Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 7 | | Amend Article 10 of General Meeting Regulations Re: Convening of General Meetings | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 8 | | Advisory Vote on Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | AENA S.A. | | AENA | | Spain | | E526K0106 | | Annual | | 28-Jun-16 | | 23-Jun-16 | | Management | | 9 | | Authorize Board to Ratify and Execute Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-16 | | 31-Mar-16 | | Management | | 1 | | Approve Allocation of Income, With a Final Dividend of JPY 233 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-16 | | 31-Mar-16 | | Management | | 2 | | Amend Articles to Indemnify Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-16 | | 31-Mar-16 | | Management | | 3 | | Elect Director Nakagawa, Takeshi | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel International Equity | | VT160 | | Daito Trust
Construction
Co. Ltd. | | 1878 | | Japan | | J11151107 | | Annual | | 28-Jun-16 | | 31-Mar-16 | | Management | | 4 | | Appoint Statutory Auditor Futami, Kazumitsu | | For | | For | | Yes | | No |
Vontobel Global Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Location
Name | | Institutional
Account Name | | Institutional
Account Number | | Company
Name | | Ticker | | Country | | Provider
Security ID | | Meeting
Type | | Meeting Date | | Record Date | | Proponent | | Proposal
Number | | Proposal Text | | Management
Recommendation | | Vote Instruction | | Voted | | Vote Against
Management |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 3 | | Elect Dave Beran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 4 | | Elect Jan du Plessis as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 5 | | Elect Javier Ferran as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 6 | | Elect Trevor Manuel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 7 | | Re-elect Mark Armour as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 8 | | Re-elect Geoffrey Bible as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 9 | | Re-elect Alan Clark as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 10 | | Re-elect Dinyar Devitre as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 11 | | Re-elect Guy Elliott as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 12 | | Re-elect Lesley Knox as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 13 | | Re-elect Dr Dambisa Moyo as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 14 | | Re-elect Carlos Perez Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 15 | | Re-elect Alejandro Santo Domingo Davila as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 16 | | Re-elect Helen Weir as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 17 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 19 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | �� | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 20 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 21 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 22 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SABMiller
plc | | SAB | | United Kingdom | | G77395104 | | Annual | | 23-Jul-15 | | 21-Jul-15 | | Management | | 23 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 1.a | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 1.b | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 2 | | Confirm Interim Dividend and Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 3 | | Elect D.S. Parekh as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 4 | | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 5 | | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 6 | | Authorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 7 | | Approve Related Party Transactions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 8 | | Authorize Issuance of Non-Convertible Debentures with Warrants to Qualified Institutional Buyers | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 9 | | Increase Authorized Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 10 | | Amend Memorandum of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Housing
Development
Finance
Corp. Ltd. | | 500010 | | India | | Y37246207 | | Annual | | 28-Jul-15 | | 22-Jul-15 | | Management | | 11 | | Amend Articles of Association to Reflect Changes in Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 2 | | Approve Dividend Payment | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 3 | | Elect K.N. Grant as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 4 | | Elect K. Vaidyanath as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 5 | | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | ITC Ltd. | | 500875 | | India | | Y4211T171 | | Annual | | 31-Jul-15 | | 24-Jul-15 | | Management | | 6 | | Approve Remuneration of Cost Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Dividends for N Ordinary and A Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.1 | | Re-elect Steve Pacak as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.2 | | Elect Mark Sorour as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4.3 | | Elect Koos Bekker as Director | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.1 | | Re-elect Craig Enenstein as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.2 | | Re-elect Don Eriksson as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.3 | | Re-elect Fred Phaswana as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5.4 | | Re-elect Ben van der Ross as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.1 | | Re-elect Don Eriksson as Member of the Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.2 | | Re-elect Ben van der Ross as Member of the Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 6.3 | | Elect Rachel Jafta as Member of the Audit Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 7 | | Approve Remuneration Policy | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 8 | | Place Authorised but Unissued Shares under Control of Directors | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 9 | | Authorise Board to Issue Shares for Cash | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 10 | | Approve the Trust Deed of the Restricted Stock Plan | | For | | Against | | Yes | | Yes |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 11 | | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 12 | | Authorise Ratification of Approved Resolutions | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.1 | | Approve Fees of the Board Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.2 | | Approve Fees of the Board Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.3 | | Approve Fees of the Audit Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.4 | | Approve Fees of the Audit Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.5 | | Approve Fees of the Risk Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.6 | | Approve Fees of the Risk Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.7 | | Approve Fees of the Human Resources and Remuneration Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.8 | | Approve Fees of the Human Resources and Remuneration Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.9 | | Approve Fees of the Nomination Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.10 | | Approve Fees of the Nomination Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.11 | | Approve Fees of the Social and Ethics Committee Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.12 | | Approve Fees of the Social and Ethics Committee Member | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.13 | | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.14 | | Approve Fees of the Media24 Pension Fund Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.15 | | Approve Fees of the Media24 Pension Fund Trustee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 1.16 | | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 2 | | Approve Financial Assistance in Terms of Section 44 of the Act | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 3 | | Approve Financial Assistance in Terms of Section 45 of the Act | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 4 | | Authorise Repurchase of N Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Naspers Ltd | | NPN | | South Africa | | S53435103 | | Annual | | 28-Aug-15 | | 14-Aug-15 | | Management | | 5 | | Authorise Repurchase of A Ordinary Shares | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.1 | | Elect Director Alain Bouchard | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.2 | | Elect Director Nathalie Bourque | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.3 | | Elect Director Jacques D’Amours | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.4 | | Elect Director Jean Elie | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.5 | | Elect Director Richard Fortin | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.6 | | Elect Director Brian Hannasch | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.7 | | Elect Director Melanie Kau | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.8 | | Elect Director Monique F. Leroux | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.9 | | Elect Director Real Plourde | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.10 | | Elect Director Daniel Rabinowicz | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 1.11 | | Elect Director Jean Turmel | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 3 | | Amend Articles | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Share
Holder | | 4 | | SP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers’ Compensation | | Against | | For | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Share
Holder | | 5 | | SP 2: Acquire a Number of Directors with Expertise in the Areas of Social Responsibility and Environmental Matters | | Against | | Against | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Share
Holder | | 6 | | SP 3: Adopt Policy in Attaining a Minimum of 40% of Representatives of Both Sexes | | Against | | Against | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Alimentation
Couche-
Tard Inc. | | ATD.B | | Canada | | 01626P403 | | Annual/Special | | 22-Sep-15 | | 27-Jul-15 | | Management | | 7 | | I/we Own, or Have Control Over, Class A Multiple Voting Shares of The Corporation. For = Yes, Abstain = No, Against Will Be Treated As Not Marked | | None | | Abstain | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 2 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 3 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 4 | | Re-elect Peggy Bruzelius as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 5 | | Re-elect Lord Davies of Abersoch as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 6 | | Re-elect Ho KwonPing as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 7 | | Re-elect Betsy Holden as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 8 | | Re-elect Dr Franz Humer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 9 | | Re-elect Deirdre Mahlan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 10 | | Re-elect Nicola Mendelsohn as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 11 | | Re-elect Ivan Menezes as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 12 | | Re-elect Philip Scott as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 13 | | Re-elect Alan Stewart as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 14 | | Appoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 15 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 16 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 17 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 18 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Diageo plc | | DGE | | United Kingdom | | G42089113 | | Annual | | 23-Sep-15 | | 21-Sep-15 | | Management | | 19 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 1.1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 1.2 | | Approve Remuneration Report (Non-binding) | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 2 | | Approve Discharge of Board and Senior Management | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 3 | | Approve Allocation of Income and Dividends of CHF 2.25 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1a | | Reelect Peter Brabeck-Letmathe as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1b | | Reelect Paul Bulcke as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1c | | Reelect Andreas Koopmann as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1d | | Reelect Beat Hess as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1e | | Reelect Renato Fassbind as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1f | | Reelect Steven G. Hoch as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1g | | Reelect Naina Lal Kidwai as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1h | | Reelect Jean-Pierre Roth as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1i | | Reelect Ann Veneman as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1j | | Reelect Henri de Castries as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1k | | Reelect Eva Cheng as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1l | | Reelect Ruth K. Oniang’o as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.1m | | Reelect Patrick Aebischer as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.2 | | Reelect Peter Brabeck-Letmathe as Board Chairman | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.1 | | Appoint Beat Hess as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.2 | | Appoint Andreas Koopmann as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.3 | | Appoint Jean-Pierre Roth as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.3.4 | | Appoint Patrick Aebischer as Member of the Compensation Committee | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.4 | | Ratify KPMG AG as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 4.5 | | Designate Hartmann Dreyer as Independent Proxy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 5.1 | | Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 5.2 | | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 6 | | Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Nestle SA | | NESN | | Switzerland | | H57312649 | | Annual | | 07-Apr-16 | | | | Management | | 7 | | Transact Other Business (Voting) | | Against | | Against | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 1 | | Discussion of the Annual Report and Accounts for the 2015 financial year | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 2 | | Approve Financial Statements and Allocation of Income | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 3 | | Approve Discharge of Executive Board Members | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 4 | | Approve Discharge of Non-Executive Board Members | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 5 | | Reelect N S Andersen as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 6 | | Reelect L M Cha as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 7 | | Reelect V Colao as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 8 | | Reelect L O Fresco as Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 9 | | Reelect A M Fudge as Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 10 | | Elect J Hartmann as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 11 | | Reelect M Ma as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 12 | | Reelect P G J M Polman as an Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 13 | | Reelect J Rishton as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 14 | | Reelect F Sijbesma as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 15 | | Elect M Dekkers as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 16 | | Elect S Masiyiwa as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 17 | | Elect Y Moon as a Non-Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 18 | | Elect G Pitkethly as an Executive Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 19 | | Ratify KPMG as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 20 | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 21 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 22 | | Approve Cancellation of Repurchased Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Unilever
NV | | UNA | | Netherlands | | N8981F271 | | Annual | | 21-Apr-16 | | 24-Mar-16 | | Management | | 23 | | Close Meeting | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 2 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 5 | | Reappoint KPMG LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 6 | | Authorise the Audit Committee to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 7 | | Re-elect Richard Burrows as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 8 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 9 | | Re-elect Sue Farr as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 10 | | Re-elect Ann Godbehere as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 11 | | Re-elect Savio Kwan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 12 | | Re-elect Pedro Malan as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 13 | | Re-elect Christine Morin-Postel as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 14 | | Re-elect Gerry Murphy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 15 | | Re-elect Dimitri Panayotopoulos as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 16 | | Re-elect Kieran Poynter as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 17 | | Re-elect Ben Stevens as Director | | For | | For | | Yes | | No |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 18 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 19 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 20 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 21 | | Approve 2016 Long-Term Incentive Plan | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 22 | | Approve 2016 Sharesave Scheme | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 23 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | British
American
Tobacco
plc | | BATS | | United Kingdom | | G1510J102 | | Annual | | 27-Apr-16 | | 25-Apr-16 | | Management | | 24 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 1 | | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.50 per Share for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 2 | | Approve Discharge of Management Board for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 3 | | Approve Discharge of Supervisory Board for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 4.1 | | Elect Johanna Faber to the Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 4.2 | | Elect Wolfgang Plischke to the Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 6 | | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Bayer
AG | | BAYN | | Germany | | D0712D163 | | Annual | | 29-Apr-16 | | | | Management | | 7 | | Ratify Deloitte & Touche GmbH as Auditors for the First Quarter of Fiscal 2017 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 2 | | Approve Remuneration Policy | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 3 | | Approve Remuneration Report | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 4 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 5 | | Re-elect Adrian Bellamy as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 6 | | Re-elect Nicandro Durante as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 7 | | Re-elect Mary Harris as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 8 | | Re-elect Adrian Hennah as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 9 | | Re-elect Pam Kirby as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 10 | | Re-elect Kenneth Hydon as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 11 | | Re-elect Rakesh Kapoor as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 12 | | Re-elect Andre Lacroix as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 13 | | Re-elect Chris Sinclair as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 14 | | Re-elect Judith Sprieser as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 15 | | Re-elect Warren Tucker as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 16 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 17 | | Authorise Board to Fix Remuneration of Auditors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 18 | | Authorise EU Political Donations and Expenditure | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 19 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 20 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 21 | | Authorise Market Purchase of Ordinary Shares | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Reckitt
Benckiser
Group
plc | | RB. | | United Kingdom | | G74079107 | | Annual | | 05-May-16 | | 03-May-16 | | Management | | 22 | | Authorise the Company to Call General Meeting with Two Weeks’ Notice | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | | | | | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 2 | | Approve Allocation of Income and Dividends of EUR 1.15 per Share | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 3 | | Approve Discharge of Management Board for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 4 | | Approve Discharge of Supervisory Board for Fiscal 2015 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 5 | | Approve Remuneration System for Management Board Members | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 6 | | Ratify KPMG AG as Auditors for Fiscal 2016 | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 7 | | Elect Gesche Joost to the Supervisory Board | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | SAP SE | | SAP | | Germany | | D66992104 | | Annual | | 12-May-16 | | 20-Apr-16 | | Management | | 8 | | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 2 | | Approve Final Dividend | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3a | | Elect Jacobus Petrus (Koos) Bekker as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3b | | Elect Ian Charles Stone as Director | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 3c | | Authorize Board to Fix Remuneration of Directors | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 4 | | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 5 | | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | | For | | Against | | Yes | | Yes |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 6 | | Authorize Repurchase of Issued Share Capital | | For | | For | | Yes | | No |
| VONTOBEL ASSET MGT. | | Vontobel Global Equity | | VT161 | | Tencent
Holdings
Ltd. | | 700 | | Cayman Islands | | G87572163 | | Annual | | 18-May-16 | | 13-May-16 | | Management | | 7 | | Authorize Reissuance of Repurchased Shares | | For | | Against | | Yes | | Yes |
Vote Summary
JOHCM Emerging Markets Opportunities Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | |
| LENOVO GROUP LTD, HONG KONG |
| | | |
| Security | | Y5257Y107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Jul-2015 |
| ISIN | | HK0992009065 | | Agenda | | 706215440 - Management |
| Record Date | | 30-Jun-2015 | | Holding Recon Date | | 30-Jun-2015 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 26-Jun-2015 |
| SEDOL(s) | | 5924279 - 6218089 - B01DLP9 - B175X83 - BP3RQB5 - BRTM845 | | Quick Code | | |
| | | | | | | | | | |
| | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0529/LTN20150529407.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0529/LTN20150529393.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2015 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 3.a | | TO RE-ELECT MR. YANG CHIH-YUAN JERRY AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.b | | TO RE-ELECT MR. YANG YUANQING AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.c | | TO RE-ELECT MR. ZHAO JOHN HUAN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.d | | TO RE-ELECT MR. NICHOLAS C. ALLEN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.e | | TO RESOLVE NOT TO FILL UP THE VACATED OFFICE RESULTED FROM THE RETIREMENT OF MR. TING LEE SEN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.f | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS’ FEES | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | | Management | | For | | For | | |
| | | | | |
| CMMT | | 01 JUN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
|
| JOHNSON ELECTRIC HOLDINGS LTD, HAMILTON |
| | | | | | |
| Security | | G5150J157 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-Jul-2015 |
| ISIN | | BMG5150J1577 | | Agenda | | 706202277 - Management |
| Record Date | | 06-Jul-2015 | | Holding Recon Date | | 06-Jul-2015 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 06-Jul-2015 |
| SEDOL(s) | | BP4JH17 - BP7RS26 - BP82BB0 - BP84WL3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | 28 MAY 2015: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL-BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconew s/SEHK/2015/0527/LTN20150527404-.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0527/LTN20150527421.pdf | | Non-Voting | | | | | | |
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| 1 | | TO ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE THE FINAL DIVIDEND | | Management | | For | | For | | |
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| 3 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | | Management | | For | | For | | |
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| 4.a | | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. AUSTIN JESSE WANG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 4.b | | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. PETER KIN-CHUNG WANG AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 4.c | | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. JOSEPH CHI-KWONG YAM AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 5 | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
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| 6 | | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AT A FEE TO BE AGREED WITH THE DIRECTORS | | Management | | For | | For | | |
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| 7 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY | | Management | | For | | For | | |
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| 8 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NUMBERED 3 | | Management | | For | | For | | |
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| 9 | | TO APPROVE THE ADOPTION OF THE RULES OF THE RESTRICTED AND PERFORMANCE STOCK UNIT PLAN REPLACING THE EXISTING LONG-TERM INCENTIVE SHARE SCHEME | | Management | | For | | For | | |
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| CMMT | | 28 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| HAIER ELECTRONICS GROUP CO LTD |
| | | |
| Security | | G42313125 | | Meeting Type | | Special General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Aug-2015 |
| ISIN | | BMG423131256 | | Agenda | | 706357072 - Management |
| Record Date | | 21-Aug-2015 | | Holding Recon Date | | 21-Aug-2015 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 20-Aug-2015 |
| SEDOL(s) | | B1TL3R8 - B1TR8B5 - B1TWXP9 - BP3RVC1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0807/LTN20150807536.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0807/LTN20150807522.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE, RATIFY AND CONFIRM: THE LOGISTICS SERVICES AGREEMENT, THE LOGISTICS SERVICES CAP, AND THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER; AND THE AUTHORISATION OF EXECUTION AND IMPLEMENTATION OF THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
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| 2 | | TO APPROVE, RATIFY AND CONFIRM: THE PRODUCTS PROCUREMENT AGREEMENT, THE PRODUCTS PROCUREMENT CAP, AND THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER; AND THE AUTHORISATION OF EXECUTION AND IMPLEMENTATION OF THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
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| 3 | | TO APPROVE, RATIFY AND CONFIRM: THE MATERIALS PROCUREMENT AGREEMENT, THE MATERIALS PROCUREMENT CAP, AND THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER AND THE AUTHORISATION OF EXECUTION AND IMPLEMENTATION OF THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
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| 4 | | TO APPROVE, RATIFY AND CONFIRM: THE EXPORT AGREEMENT, THE EXPORT CAP, AND THE CONTINUING CONNECTED TRANSACTIONS CONTEMPLATED THEREUNDER AND THE AUTHORISATION OF EXECUTION AND IMPLEMENTATION OF THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
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| 5 | | TO APPROVE AND AUTHORISE ANY ONE DIRECTOR, OR ANY TWO DIRECTORS OR ONE DIRECTOR AND THE COMPANY SECRETARY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, BE AND/IS HEREBY AUTHORIZED FOR AND ON BEHALF OF THE COMPANY TO EXECUTE ALL THE AFORESAID AGREEMENTS AND ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL ACTS OR THINGS DEEMED BY HIM/HER/THEM TO BE NECESSARY OR EXPEDIENCE TO IMPLEMENT AND/OR GIVE EFFECT TO THE AFORESAID AGREEMENT(S) AND ALL TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AGREE TO ANY AMENDMENT TO ANY OF THE TERMS OF SUCH AGREEMENT(S) WHICH IN THE OPINION OF THE DIRECTOR(S) IS/ARE IN THE INTERESTS OF THE COMPANY AND IN ACCORDANCE WITH THE LISTING RULES (WHERE RELEVANT) | | Management | | For | | For | | |
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| NASPERS LTD, CAPE TOWN |
| | | |
| Security | | S53435103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Aug-2015 |
| ISIN | | ZAE000015889 | | Agenda | | 706336232 - Management |
| Record Date | | 14-Aug-2015 | | Holding Recon Date | | 14-Aug-2015 |
| City / Country | | CAPE TOWN / South Africa | | Vote Deadline Date | | 21-Aug-2015 |
| SEDOL(s) | | 6622691 - B02P3J2 - B182KB5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| O.1 | | ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| O.2 | | CONFIRMATION AND APPROVAL OF PAYMENT OF DIVIDENDS | | Management | | For | | For | | |
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| O.3 | | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITOR | | Management | | For | | For | | |
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| O.4.1 | | TO CONFIRM THE APPOINTMENT OF: MR S J Z PACAK AS A NON EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| O.4.2 | | TO CONFIRM THE APPOINTMENT OF: MR M R SOROUR AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| O.4.3 | | TO CONFIRM THE APPOINTMENT OF: MR J P BEKKER AS A NON EXECUTIVE DIRECTOR AND CHAIR | | Management | | For | | For | | |
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| O.5.1 | | TO ELECT THE FOLLOWING DIRECTORS: MR C L ENENSTEIN | | Management | | For | | For | | |
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| O.5.2 | | TO ELECT THE FOLLOWING DIRECTORS: MR D G ERIKSSON | | Management | | For | | For | | |
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| O.5.3 | | TO ELECT THE FOLLOWING DIRECTORS: MR T M F PHASWANA | | Management | | For | | For | | |
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| O.5.4 | | TO ELECT THE FOLLOWING DIRECTORS: MR B J VAN DER ROSS | | Management | | For | | For | | |
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| O.6.1 | | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBERS: MR D G ERIKSSON | | Management | | For | | For | | |
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| O.6.2 | | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBERS: MR B J VAN DER ROSS | | Management | | For | | For | | |
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| O.6.3 | | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBERS: PROF R C C JAFTA | | Management | | For | | For | | |
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| O.7 | | TO ENDORSE THE COMPANY’S REMUNERATION POLICY | | Management | | For | | For | | |
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| O.8 | | APPROVAL OF GENERAL AUTHORITY PLACING UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | | Management | | For | | For | | |
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| O.9 | | APPROVAL OF ISSUE OF SHARES FOR CASH | | Management | | For | | For | | |
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| O.10 | | APPROVAL OF THE NEW NASPERS RESTRICTED STOCK PLAN TRUST DEED | | Management | | For | | For | | |
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| O.11 | | APPROVE AMENDMENTS TO THE MIH HOLDINGS SHARE TRUST DEED, MIH (MAURITIUS) LIMITED SHARE TRUST DEED AND NASPERS SHARE INCENTIVE TRUST DEED | | Management | | For | | For | | |
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| O.12 | | AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS ADOPTED AT THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
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| S1.1 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: BOARD-CHAIR | | Management | | For | | For | | |
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| S1.2 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: BOARD- MEMBER | | Management | | For | | For | | |
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| S1.3 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: AUDIT COMMITTEE-CHAIR | | Management | | For | | For | | |
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| S1.4 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: AUDIT COMMITTEE-MEMBER | | Management | | For | | For | | |
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| S1.5 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: RISK COMMITTEE-CHAIR | | Management | | For | | For | | |
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| S1.6 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: RISK COMMITTEE-MEMBER | | Management | | For | | For | | |
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| S1.7 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: HUMAN RESOURCES AND REMUNERATION COMMITTEE-CHAIR | | Management | | For | | For | | |
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| S1.8 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: HUMAN RESOURCES AND REMUNERATION COMMITTEE-MEMBER | | Management | | For | | For | | |
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| S1.9 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: NOMINATION COMMITTEE-CHAIR | | Management | | For | | For | | |
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| S1.10 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: NOMINATION COMMITTEE-MEMBER | | Management | | For | | For | | |
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| S1.11 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: SOCIAL AND ETHICS COMMITTEE-CHAIR | | Management | | For | | For | | |
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| S1.12 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: SOCIAL AND ETHICS COMMITTEE-MEMBER | | Management | | For | | For | | |
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| S1.13 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: TRUSTEES OF GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS | | Management | | For | | For | | |
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| S1.14 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: MEDIA24 PENSION FUND-CHAIR | | Management | | For | | For | | |
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| S1.15 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS: MEDIA24 PENSION FUND-TRUSTEE | | Management | | For | | For | | |
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| S1.16 | | APPROVAL OF THE REMUNERATION OF THE NON EXECUTIVE DIRECTORS | | Management | | For | | For | | |
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| S2 | | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE ACT | | Management | | For | | For | | |
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| S3 | | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE ACT | | Management | | For | | For | | |
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| S4 | | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES IN THE COMPANY | | Management | | For | | For | | |
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| S5 | | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES IN THE COMPANY | | Management | | For | | For | | |
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| MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ |
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| Security | | 46626D108 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 14-Sep-2015 |
| ISIN | | US46626D1081 | | Agenda | | 706378696 - Management |
| Record Date | | 14-Aug-2015 | | Holding Recon Date | | 14-Aug-2015 |
| City / Country | | TBD / Russian Federation | | Vote Deadline Date | | 31-Aug-2015 |
| SEDOL(s) | | 2768243 - 7152443 - B114RK6 - B54SPL0 - BHZLND0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | PAY MONETARY DIVIDENDS OF RUB 305.07 PER ORDINARY SHARE OF PJSC MMC NORILSK NICKEL, BASED ON THE RESULTS OF H1 2015 FISCAL YEAR; SET SEPTEMBER 25, 2015, AS THE RECORD DATE AS OF WHICH ENTITIES RECEIVING DIVIDENDS WILL HAVE BEEN DETERMINED. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING | | Management | | For | | For | | |
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| CMMT | | 26 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| PJSC MMC NORILSK NICKEL |
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| Security | | 46626D108 | | Meeting Type | | Special |
| Ticker Symbol | | NILSY | | Meeting Date | | 14-Sep-2015 |
| ISIN | | US46626D1081 | | Agenda | | 934272686 - Management |
| Record Date | | 14-Aug-2015 | | Holding Recon Date | | 14-Aug-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 03-Sep-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | PAY MONETARY DIVIDENDS OF RUB 305.07 PER ORDINARY SHARE OF PJSC MMC NORILSK NICKEL, BASED ON THE RESULTS OF H1 2015 FISCAL YEAR. SET SEPTEMBER 25, 2015, AS THE RECORD DATE AS OF WHICH ENTITIES RECEIVING DIVIDENDS WILL HAVE BEEN DETERMINED. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING | | Management | | For | | For | | |
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| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE |
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| Security | | P9656C112 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Sep-2015 |
| ISIN | | BRVLIDACNOR5 | | Agenda | | 706404390 - Management |
| Record Date | | | | Holding Recon Date | | 28-Sep-2015 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 23-Sep-2015 |
| SEDOL(s) | | B13NPP2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE, IN ACCORDANCE WITH THE TERMS OF ARTICLE 256, I, OF THE BRAZILIAN CORPORATE LAW, THE ACQUISITION OF ALL OF THE SHARES ISSUED BY FUNDAMENTURE A.S., A COMPANY ORGANIZED AND EXISTING IN ACCORDANCE WITH THE LAWS OF THE KINGDOM OF DENMARK, BY THE COMPANY, THROUGH ITS SUBSIDIARY, VALID SOLUCIONES TECNOLOGICAS S.A.U., A COMPANY ORGANIZED AND EXISTING IN ACCORDANCE WITH THE LAWS OF SPAIN | | Management | | For | | For | | |
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| CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING |
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| Security | | Y15010104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Oct-2015 |
| ISIN | | CNE1000002Q2 | | Agenda | | 706411624 - Management |
| Record Date | | 15-Sep-2015 | | Holding Recon Date | | 15-Sep-2015 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 15-Oct-2015 |
| SEDOL(s) | | 6291819 - 7027756 - B01XKR4 - BP3RSM0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | 08 SEP 2015: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL-BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0907/LTN201509071549.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0907/LTN201509071545.pdf | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION: “THAT, THE RESOLUTION IN RELATION TO THE MAJOR CONTINUING CONNECTED TRANSACTIONS AND NON-MAJOR CONTINUING CONNECTED TRANSACTIONS (AND RELEVANT AUTHORIZATIONS) BE AND IS HEREBY APPROVED, IN PARTICULAR: (A) THE RENEWAL OF MAJOR CONTINUING CONNECTED TRANSACTIONS (INCLUDING THE RELEVANT PROPOSED CAPS) AND THE NON-MAJOR CONTINUING CONNECTED TRANSACTIONS (INCLUDING THE RELEVANT PROPOSED CAPS) FOR THE THREE YEARS ENDING ON 31 DECEMBER 2018 BE AND ARE HEREBY APPROVED; (B) THE CONTINUING CONNECTED TRANSACTIONS FOURTH SUPPLEMENTAL AGREEMENT ENTERED INTO BETWEEN SINOPEC CORP. AND CHINA PETROCHEMICAL CORPORATION BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; (C) THE PRESIDENT OF SINOPEC CORP., BE AND IS HEREBY AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER DOCUMENTS OR SUPPLEMENTAL CONTD | | Management | | For | | For | | |
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| CONT | | CONTD AGREEMENTS OR DEEDS ON BEHALF OF SINOPEC CORP. AND TO TAKE ALL SUCH-ACTIONS PURSUANT TO THE RELEVANT BOARD RESOLUTIONS AS NECESSARY OR DESIRABLE” | | Non-Voting | | | | | | |
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| CMMT | | 08 SEP 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN COMMENT. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECID-E TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| CHINA PETROLEUM & CHEMICAL CORPORATION |
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| Security | | 16941R108 | | Meeting Type | | Special |
| Ticker Symbol | | SNP | | Meeting Date | | 23-Oct-2015 |
| ISIN | | US16941R1086 | | Agenda | | 934284871 - Management |
| Record Date | | 22-Sep-2015 | | Holding Recon Date | | 22-Sep-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 15-Oct-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION: THAT, THE RESOLUTION IN RELATION TO THE MAJOR CONTINUING CONNECTED TRANSACTIONS AND NON-MAJOR CONTINUING CONNECTED TRANSACTIONS (AND RELEVANT AUTHORIZATIONS) BE AND IS HEREBY APPROVED, IN PARTICULAR: THE RENEWAL OF MAJOR CONTINUING CONNECTED TRANSACTIONS (INCLUDING THE RELEVANT PROPOSED CAPS) AND THE NON-MAJOR CONTINUING CONNECTED TRANSACTIONS (INCLUDING THE RELEVANT PROPOSED CAPS) FOR THE THREE YEARS ENDING ON .. (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | | Management | | For | | | | |
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| CHINA CONSTRUCTION BANK CORPORATION, BEIJING |
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| Security | | Y1397N101 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Oct-2015 |
| ISIN | | CNE1000002H1 | | Agenda | | 706426550 - Management |
| Record Date | | 25-Sep-2015 | | Holding Recon Date | | 25-Sep-2015 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 22-Oct-2015 |
| SEDOL(s) | | B0LMTQ3 - B0N9XH1 - B0YK577 - BP3RRZ6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0911/LTN20150911586.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0911/LTN20150911673.pdf | | Non-Voting | | | | | | |
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| 1 | | PROPOSAL REGARDING MR. CARL WALTER TO SERVE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| 2 | | PROPOSAL REGARDING MS. ANITA FUNG YUEN MEI TO SERVE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| PIRAEUS BANK SA, ATHENS |
| | | |
| Security | | X06397156 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 15-Nov-2015 |
| ISIN | | GRS014003008 | | Agenda | | 706542138 - Management |
| Record Date | | 09-Nov-2015 | | Holding Recon Date | | 09-Nov-2015 |
| City / Country | | ATHENS / Greece | | Vote Deadline Date | | 10-Nov-2015 |
| SEDOL(s) | | BBFL4S0 - BBGB5K8 - BBGBDY8 - BBH7KH7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | INCREASE OF THE NOMINAL VALUE OF EACH ORDINARY SHARE AND SIMULTANEOUS REDUCTION OF THE TOTAL NUMBER OF ORDINARY SHARES OF THE BANK (REVERSE SPLIT) AND, IF NECESSARY FOR THE PURPOSES OF ACHIEVING AN INTEGRAL NUMBER OF SHARES, A CONSEQUENT SHARE CAPITAL INCREASE VIA CAPITALIZATION OF PART OF THE RESERVE OF ARTICLE 4 PARA. 4A OF C.L. 2190/1920. RESPECTIVE AMENDMENT OF ARTICLES 5 AND 27 OF THE ARTICLES OF ASSOCIATION AND THE GRANT OF RELEVANT AUTHORIZATIONS TO THE BANK’S BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 2. | | CREATION OF THE SPECIAL RESERVE OF ARTICLE 4 PAR. 4A OF C.L. 2190/1920 BY MEANS OF REDUCTION OF THE SHARE CAPITAL OF THE BANK THROUGH THE DECREASE OF THE NOMINAL VALUE OF EACH ORDINARY SHARE WITHOUT ALTERING THE TOTAL NUMBER OF ORDINARY SHARES. RESPECTIVE AMENDMENT OF ARTICLES 5 AND 27 OF THE ARTICLES OF ASSOCIATION OF THE BANK | | Management | | For | | For | | |
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| 3. | | INCREASE OF THE SHARE CAPITAL OF THE BANK PURSUANT TO L. 3864/2010 WITH THE ISSUANCE OF NEW ORDINARY SHARES IN ORDER TO RAISE FUNDS UP TO THE AMOUNT OF EURO 4.933 BILLION (OF WHICH THE AMOUNT OF EURO 2.213 BILLION IS EQUAL TO THE CAPITAL REQUIREMENTS OF THE BANK ARISING FROM THE RESULTS OF THE BASELINE SCENARIO OF THE STRESS TEST AND TOGETHER WITH THE AMOUNT OF EURO 2.720 BILLION IS EQUAL TO THE CAPITAL REQUIREMENTS OF THE BANK ARISING FROM THE RESULTS OF THE ADVERSE SCENARIO OF THE STRESS TEST), WHICH WILL BE COVERED THROUGH PAYMENTS IN CASH AND / OR THROUGH CAPITALIZATION OF LIABILITIES AND / OR THROUGH CONTRIBUTIONS IN KIND AND CANCELLATION OF THE PRE-EMPTION RIGHTS OF EXISTING SHAREHOLDERS. RESPECTIVE AMENDMENT OF ARTICLES 5 AND 27 OF THE ARTICLES OF ASSOCIATION AND GRANT OF RELEVANT AUTHORIZATIONS TO THE BOARD OF DIRECTORS, INCLUDING THE AUTHORIZATION OF ARTICLE 13 PAR. 6 OF C.L. 2190/1920 IN CONJUNCTION WITH THE PROVISIONS OF ARTICLE 7 OF L. 3864/2010 FOR THE DETERMINATION OF THE OFFER PRICE AND THE DETAILING OF THE STRUCTURE AND OTHER TERMS OF THE SHARE CAPITAL INCREASE | | Management | | For | | For | | |
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| 4. | | ISSUE OF A BOND LOAN WITH CONTINGENT CONVERTIBLE BONDS PURSUANT TO THE PROVISIONS OF L. 3864/2010 AND CABINET ACT 36/02.11.2015 UP TO THE AMOUNT OF EURO 2.040 BILLION (WHICH IS EQUAL TO 75% OF THE DIFFERENCE BETWEEN THE CAPITAL REQUIREMENTS OF THE BANK PURSUANT TO THE RESULTS OF THE ADVERSE SCENARIO OF THE STRESS TEST AND THE CAPITAL REQUIREMENTS OF THE BANK PURSUANT TO THE RESULTS OF THE BASELINE SCENARIO) TO BE SUBSCRIBED TO EXCLUSIVELY BY THE HELLENIC FINANCIAL STABILITY FUND. GRANT OF RELEVANT AUTHORIZATIONS TO THE BOARD OF DIRECTORS FOR THE DETERMINATION OF THE PRINCIPAL AMOUNT AND THE OTHER TERMS OF THE BOND LOAN WITHIN THE FRAMEWORK OF THE CABINET ACT 36/02.11.2015 | | Management | | For | | For | | |
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| 5. | | GRANT OF AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE BANK AND TO ISSUE BOND LOANS WITH CONVERTIBLE BONDS, IN ACCORDANCE WITH ARTICLES 13 PARA. 1 AND 3A PARA. 1 OF C.L. 2190/1920 | | Management | | Against | | Against | | |
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| 6. | | VARIOUS ANNOUNCEMENTS | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 20 NOV 2015. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT-BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING.-THANK YOU | | Non-Voting | | | | | | |
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| XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN |
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| Security | | G9829N102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Dec-2015 |
| ISIN | | KYG9829N1025 | | Agenda | | 706555731 - Management |
| Record Date | | 04-Dec-2015 | | Holding Recon Date | | 04-Dec-2015 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 02-Dec-2015 |
| SEDOL(s) | | BGQYNN1 - BH88Z43 - BHBXBW5 - BX1D6K0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 554731 DUE TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1108/LTN20151108025.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1111/LTN20151111824.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | (A) TO APPROVE, CONFIRM AND RATIFY THE CONDITIONAL INVESTMENT AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 7 NOVEMBER 2015) AND THE TRANSACTIONS CONTEMPLATED THEREIN; AND (B) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE SUCH ACTIONS AND EXECUTE SUCH DOCUMENTS AS THEY MAY CONSIDER APPROPRIATE AND EXPEDIENT TO CARRY OUT OR GIVE EFFECT TO IN CONNECTION WITH THE INVESTMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN | | Management | | For | | For | | |
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| MEGAFON PJSC, MOSCOW |
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| Security | | 58517T209 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Dec-2015 |
| ISIN | | US58517T2096 | | Agenda | | 706562255 - Management |
| Record Date | | 09-Nov-2015 | | Holding Recon Date | | 09-Nov-2015 |
| City / Country | | TBD / Russian Federation | | Vote Deadline Date | | 02-Dec-2015 |
| SEDOL(s) | | B8PQQ77 - B92M6V9 - B988TG7 - BHZLMB1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 559279 DUE TO ADDITION OF-RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION “2”. HERE THE VOTING OPTION “FAVOR” MEANS “YES” AND-VOTING OPTION “AGAINST” MEANS “NO”. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | PAYMENT (DECLARATION) OF DIVIDENDS BASED ON 9 MONTHS 2015 FINANCIAL YEAR RESULTS, AND ALSO DEFINITION OF THE AMOUNT OF DIVIDENDS FOR SHARES, METHOD AND PROCEDURES FOR ITS PAYMENT: DECISION: 1. DETERMINE THE AMOUNT OF DIVIDEND FOR SHARES, FORM AND PROCEDURES FOR ITS PAYMENT AS FOLLOWS: ALLOCATE THE COMPANY’S RETAINED EARNINGS FROM PREVIOUS YEARS IN THE AMOUNT OF 39 996 200 000 RUR FOR PAYMENT OF DIVIDEND. APPROVE DIVIDEND FOR ORDINARY SHARES OF THE COMPANY BASED ON PERFORMANCE DURING 9 MONTHS OF 2015 FINANCIAL YEAR IN THE AMOUNT OF 64, 51 RUR PER ONE ORDINARY SHARE, PAY DIVIDEND IN MONEY TERMS, IN RUR. 2. DETERMINE DECEMBER 22, 2015 AS THE DATE TO DEFINE THE PEOPLE ENTITLED TO RECEIVE THE DIVIDENDS ON THE COMMON REGISTERED SHARES OF THE COMPANY AS OF 9 MONTHS 2015 FINANCIAL YEAR RESULTS | | Management | | For | | For | | |
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| 2 | | IF THE BENEFICIAL OWNER OF VOTING SHARES IS A LEGAL ENTITY, PLEASE MARK “YES”. IF THE BENEFICIAL OWNER OF VOTING SHARES IS AN INDIVIDUAL HOLDER, PLEASE MARK “NO” | | Management | | For | | For | | |
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| MMC NORILSK NICKEL PJSC |
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| Security | | ADPV30566 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-Dec-2015 |
| ISIN | | US55315J1025 | | Agenda | | 706580734 - Management |
| Record Date | | 20-Nov-2015 | | Holding Recon Date | | 20-Nov-2015 |
| City / Country | | TBD / United States | | Vote Deadline Date | | 09-Dec-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION “S1”. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | PAYMENT (DECLARATION) OF DIVIDENDS ON PJSC MMC NORILSK NICKEL SHARES BASED ON THE RESULTS FOR 9 MONTHS OF 2015: 1. PAY MONETARY DIVIDENDS OF RUB 321,95 PER ORDINARY SHARE OF PJSC MMC NORILSK NICKEL, BASED ON THE RESULTS FOR 9 MONTHS OF 2015. 2. SET DECEMBER 30, 2015, AS THE RECORD DATE AS OF WHICH ENTITIES RECEIVING DIVIDENDS WILL HAVE BEEN DETERMINED | | Management | | For | | For | | |
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| 2 | | PJSC MMC NORILSK NICKEL PARTICIPATION IN NONCOMMERCIAL PARTNERSHIP RUSSIAN RISK MANAGEMENT SOCIETY: TO PARTICIPATE IN NONCOMMERCIAL PARTNERSHIP RUSSIAN RISK MANAGEMENT SOCIETY | | Management | | For | | For | | |
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| S1 | | IF THE BENEFICIAL OWNER OF VOTING SHARES IS A LEGAL ENTITY, PLEASE MARK “YES”. IF THE BENEFICIAL OWNER OF VOTING SHARES IS AN INDIVIDUAL HOLDER, PLEASE MARK “NO”: FOR=YES AND AGAINST=NO: IF THE OWNER OF THE SECURITIES OR THE THIRD PARTY THAT HAS UNEQUIVOCAL AUTHORITY OVER THE SECURITIES (BENEFICIAL OWNERS) IS A LEGAL ENTITY PLEASE MARK “YES” IF THE OWNER OF THE SECURITIES OR THE THIRD PARTY THAT HAS UNEQUIVOCAL AUTHORITY OVER THE SECURITIES (BENEFICIAL OWNERS) IS AN INDIVIDUAL HOLDER, PLEASE MARK “NO” | | Management | | For | | For | | |
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| NORILSK NICKEL PJSC |
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| Security | | 55315J102 | | Meeting Type | | Special |
| Ticker Symbol | | NILSY | | Meeting Date | | 19-Dec-2015 |
| ISIN | | | | Agenda | | 934308746 - Management |
| Record Date | | 20-Nov-2015 | | Holding Recon Date | | 20-Nov-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 08-Dec-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| 1 | | PAY MONETARY DIVIDENDS OF RUB 321,95 PER ORDINARY SHARE OF PJSC MMC NORILSK NICKEL, BASED ON THE RESULTS FOR 9 MONTHS OF 2015.-SET DECEMBER 30, 2015, AS THE RECORD DATE AS OF WHICH ENTITIES RECEIVING DIVIDENDS WILL HAVE BEEN DETERMINED. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | | Management | | For | | For | | |
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| 2 | | TO PARTICIPATE IN NONCOMMERCIAL PARTNERSHIP RUSSIAN RISK MANAGEMENT SOCIETY. | | Management | | For | | For | | |
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| S1 | | IF THE BENEFICIAL OWNER OF VOTING SHARES IS A LEGAL ENTITY, PLEASE MARK “YES”. IF THE BENEFICIAL OWNER OF VOTING SHARES IS AN INDIVIDUAL HOLDER, PLEASE MARK “NO”. MARK “FOR” = YES AND “AGAINST” = NO ONE OF THE OPTIONS MUST BE MARKED IN ORDER FOR THE VOTE TO BE VALID. IF LEFT BLANK THEN YOUR SHARES WILL NOT BE VOTED. | | Management | | No Action | | | | |
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| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI |
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| Security | | Y3990B112 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Dec-2015 |
| ISIN | | CNE1000003G1 | | Agenda | | 706588223 - Management |
| Record Date | | 20-Nov-2015 | | Holding Recon Date | | 20-Nov-2015 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 15-Dec-2015 |
| SEDOL(s) | | B1G1QD8 - B1GD009 - B1GT900 - BP3RVS7 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 554127 DUE TO DELETION OF-RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1105/LTN20151105562.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1105/LTN20151105521.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/1204/LTN201512041050.pdf | | Non-Voting | | | | | | |
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| 1 | | PROPOSAL ON THE ELECTION OF MR. HONG YONGMIAO AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | Management | | For | | For | | |
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| 2 | | PROPOSAL ON THE ELECTION OF MR. YANG SIU SHUN AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | Management | | For | | For | | |
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| 3 | | PROPOSAL ON THE ELECTION OF MR. QU QIANG AS EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | | Management | | For | | For | | |
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| 4 | | PROPOSAL ON AMENDING CERTAIN CLAUSES OF THE PLAN ON AUTHORISATION OF THE SHAREHOLDERS’ GENERAL MEETING TO THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 5 | | PROPOSAL ON THE PAYMENT PLAN OF REMUNERATION TO DIRECTORS AND SUPERVISORS FOR 2014 | | Management | | For | | For | | |
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| CHINA LIFE INSURANCE CO LTD, BEIJING |
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| Security | | Y1477R204 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Dec-2015 |
| ISIN | | CNE1000002L3 | | Agenda | | 706549637 - Management |
| Record Date | | 27-Nov-2015 | | Holding Recon Date | | 27-Nov-2015 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 22-Dec-2015 |
| SEDOL(s) | | 6718976 - B02W3K4 - B06KKF8 - BP3RS75 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1111/LTN20151111205.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1111/LTN20151111197.pdf | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE ELECTION OF MR. TANG XIN AS AN INDEPENDENT DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
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| 2 | | APPOINT ERNST YOUNG HUA MING LLP AS THE PRC AUDITOR AND ERNST YOUNG AS THE INTERNATIONAL AUDITOR FOR THE YEAR 2016 | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE ENTRUSTED INVESTMENT AND MANAGEMENT AGREEMENT FOR ALTERNATIVE INVESTMENTS WITH INSURANCE FUNDS PROPOSED TO BE ENTERED INTO BETWEEN THE COMPANY AND CHINA LIFE INVESTMENT HOLDING COMPANY LIMITED, THE TRANSACTIONS THEREUNDER, THE ANNUAL CAP CALCULATED BASED ON THE INVESTMENT MANAGEMENT SERVICE FEE AND PERFORMANCE INCENTIVE FEE, AND THE AMOUNT OF ASSETS TO BE ENTRUSTED FOR INVESTMENT AND MANAGEMENT (INCLUDING THE AMOUNT FOR CO- INVESTMENTS) | | Management | | For | | For | | |
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| 4 | | TO CONSIDER AND APPROVE THE CAPITAL DEBT FINANCING OF THE COMPANY | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE OVERSEAS ISSUE OF SENIOR BONDS BY THE COMPANY | | Management | | For | | For | | |
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| 6 | | TO CONSIDER AND APPROVE THE CHANGE OF BUSINESS SCOPE OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 12 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE- TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| HUANENG POWER INTERNATIONAL INC, BEIJING |
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| Security | | Y3744A105 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Jan-2016 |
| ISIN | | CNE1000006Z4 | | Agenda | | 706574010 - Management |
| Record Date | | 22-Dec-2015 | | Holding Recon Date | | 22-Dec-2015 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 05-Jan-2016 |
| SEDOL(s) | | 5788839 - 6099671 - 6441904 - B01XLD7 - B16TW67 - BP3RVQ5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2015/1125/LTN20151125596.PDF- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2015/1125/LTN20151125594.PDF | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE “RESOLUTION REGARDING THE 2016 CONTINUING CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND HUANENG GROUP”, INCLUDING HUANENG GROUP FRAMEWORK AGREEMENT AND THE TRANSACTION CAPS THEREOF | | Management | | For | | For | | |
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| 2 | | TO CONSIDER AND APPROVE THE “RESOLUTION REGARDING THE CONNECTED TRANSACTION ON FINANCE LEASING AND LEASEBACK BY HUANENG PINGLIANG POWER GENERATION LIMITED COMPANY, THE CONTROLLED SUBSIDIARY OF THE COMPANY | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE “RESOLUTION REGARDING THE CONNECTED TRANSACTIONS ON FINANCE LEASING AND LEASEBACK BY THE CONTROLLED SUBSIDIARIES OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 27 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| HUANENG POWER INTERNATIONAL, INC. | | |
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| Security | | 443304100 | | Meeting Type | | Special |
| Ticker Symbol | | HNP | | Meeting Date | | 12-Jan-2016 |
| ISIN | | US4433041005 | | Agenda | | 934314446 - Management |
| Record Date | | 10-Dec-2015 | | Holding Recon Date | | 10-Dec-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 31-Dec-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | TO CONSIDER AND APPROVE THE “RESOLUTION REGARDING THE 2016 CONTINUING CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND HUANENG GROUP”, INCLUDING HUANENG GROUP FRAMEWORK AGREEMENT AND THE TRANSACTION CAPS THEREOF. | | Management | | For | | | | |
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| 2. | | TO CONSIDER AND APPROVE THE “RESOLUTION REGARDING THE CONNECTED TRANSACTION ON FINANCE LEASING AND LEASEBACK BY HUANENG PINGLIANG POWER GENERATION LIMITED COMPANY, THE CONTROLLED SUBSIDIARY OF THE COMPANY”. | | Management | | For | | | | |
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| 3. | | TO CONSIDER AND APPROVE THE “RESOLUTION REGARDING THE CONNECTED TRANSACTIONS ON FINANCE LEASING AND LEASEBACK BY THE CONTROLLED SUBSIDIARIES OF THE COMPANY”. | | Management | | For | | | | |
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| CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING | | |
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| Security | | Y15010104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Feb-2016 |
| ISIN | | CNE1000002Q2 | | Agenda | | 706629168 - Management |
| Record Date | | 25-Jan-2016 | | Holding Recon Date | | 25-Jan-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 18-Feb-2016 |
| SEDOL(s) | | 6291819 - 7027756 - B01XKR4 - BP3RSM0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 107/LTN201601071161.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 107/LTN20160107956.pdf | | Non-Voting | | | | | | |
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| 1 | | TO ELECT MR. MA YONGSHENG AS THE EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | Against | | Against | | |
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| 2 | | TO CONSIDER AND APPROVE THE PROVISION OF COMPLETION GUARANTEE FOR ZHONGTIAN HECHUANG ENERGY CO., LTD. IN RELATION TO ITS PROJECT FINANCING | | Management | | For | | For | | |
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| CHINA PETROLEUM & CHEMICAL CORPORATION | | |
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| Security | | 16941R108 | | Meeting Type | | Special |
| Ticker Symbol | | SNP | | Meeting Date | | 25-Feb-2016 |
| ISIN | | US16941R1086 | | Agenda | | 934326364 - Management |
| Record Date | | 25-Jan-2016 | | Holding Recon Date | | 25-Jan-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 18-Feb-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | TO ELECT MR. MA YONGSHENG AS THE EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY. | | Management | | Against | | Against | | |
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| 2. | | TO CONSIDER AND APPROVE THE PROVISION OF COMPLETION GUARANTEE FOR ZHONGTIAN HECHUANG ENERGY CO., LTD. IN RELATION TO ITS PROJECT FINANCING. | | Management | | For | | For | | |
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| SAMSUNG ELECTRONICS CO LTD, SUWON | | |
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| Security | | Y74718100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Mar-2016 |
| ISIN | | KR7005930003 | | Agenda | | 706681308 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 01-Mar-2016 |
| SEDOL(s) | | 6771720 - B19VC15 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015) | | Management | | For | | For | | |
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| 2.1.1 | | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. IN- HO LEE | | Management | | For | | For | | |
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| 2.1.2 | | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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| 2.1.3 | | ELECTION OF INDEPENDENT DIRECTOR: DR. JAE- WAN PARK | | Management | | For | | For | | |
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| 2.2.1 | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. BOO- KEUN YOON | | Management | | For | | For | | |
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| 2.2.2 | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. JONG-KYUN SHIN | | Management | | For | | For | | |
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| 2.2.3 | | RE- ELECTION OF EXECUTIVE DIRECTOR: MR. SANG-HOON LEE | | Management | | For | | For | | |
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| 2.3.1 | | RE- ELECTION OF AUDIT COMMITTEE MEMBER: MR. IN-HO LEE | | Management | | For | | For | | |
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| 2.3.2 | | RE-ELECTION OF AUDIT COMMITTEE MEMBER: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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| 3 | | APPROVAL OF THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016 | | Management | | For | | For | | |
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| 4 | | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION: ARTICLE8-2, 11, 11-3, 11-4, 15-2, 16, 16-2, 17-3, 24, 29, 31, 39, 40 | | Management | | For | | For | | |
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| CMMT | | 17 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| HYUNDAI MOTOR CO LTD, SEOUL | | |
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| Security | | Y38472109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Mar-2016 |
| ISIN | | KR7005380001 | | Agenda | | 706685370 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 01-Mar-2016 |
| SEDOL(s) | | 6451055 - B068386 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
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| 2 | | ELECTION OF DIRECTOR CANDIDATES: UISEON JEONG, WONHUI LEE, SEONGIL NAM, YUJAE LEE | | Management | | For | | For | | |
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| 3 | | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: SEONGIL NAM | | Management | | For | | For | | |
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| 4 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
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| SAMSUNG ELECTRONICS CO LTD, SUWON | | |
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| Security | | 796050888 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Mar-2016 |
| ISIN | | US7960508882 | | Agenda | | 706696804 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 03-Mar-2016 |
| SEDOL(s) | | 2507822 - 2763152 - 4942818 - 4963206 - 5263518 - B01D632 - B7PXVM1 - BHZL0Q2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO APPROVE, AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015) : APPROVAL OF STATEMENTS OF FINANCIAL POSITION, INCOME, AND CASH FLOW, ETC. : THE TOTAL DIVIDEND PER SHARE IN 2015 IS KRW 21,000 FOR COMMON AND KRW 21,050 FOR PREFERRED SHARES, INCLUDING INTERIM DIVIDEND OF KRW 1,000 PER SHARE PAID IN AUGUST 2015 | | Management | | For | | For | | |
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| 2.1.1 | | APPOINTMENT OF INDEPENDENT DIRECTOR: MR. IN-HO LEE | | Management | | For | | For | | |
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| 2.1.2 | | APPOINTMENT OF INDEPENDENT DIRECTOR: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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| 2.1.3 | | APPOINTMENT OF INDEPENDENT DIRECTOR: DR. JAE-WAN PARK | | Management | | For | | For | | |
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| 2.2.1 | | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. BOO-KEUN YOON | | Management | | For | | For | | |
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| 2.2.2 | | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. JONG-KYUN SHIN | | Management | | For | | For | | |
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| 2.2.3 | | APPOINTMENT OF EXECUTIVE DIRECTOR: MR. SANG-HOON LEE | | Management | | For | | For | | |
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| 2.3.1 | | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: MR. IN-HO LEE | | Management | | For | | For | | |
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| 2.3.2 | | APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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| 3 | | TO APPROVE, THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016 | | Management | | For | | For | | |
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| 4 | | TO APPROVE, AMENDMENTS TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| CMMT | | 01 MAR 2016: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR-’AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS-MEETING. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | 01 MAR 2016: VOTING ABSTAIN WILL ALLOW A DESIGNATED PARTY AT THE MEETING THE-ABILITY TO VOTE EITHER FOR OR AGAINST WITH YOUR SECURITIES. A DISCRETIONARY-PROXY WILL BE GIVEN TO A PERSON DESIGNATED BY THE BOARD OF DIRECTORS OF THE-COMPANY, A PERSON DESIGNATED BY THE MANAGEMENT COMMITTEE OF THE BOARD OF-DIRECTORS OF THE COMPANY, OR A PERSON DESIGNATED BY THE CHIEF EXECUTIVE-OFFICER OR THE CHIEF FINANCIAL OFFICER OF THE COMPANY. PLEASE REFER TO THE-PROXY CARD FOR MORE DETAILS. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | 01 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| LG HOUSEHOLD & HEALTH CARE LTD, SEOUL |
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| Security | | Y5275R100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | KR7051900009 | | Agenda | | 706685306 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | 6344456 - B3BHYC0 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 2.1 | | ELECTION OF INSIDE DIRECTOR CHA SEOK YONG | | Management | | For | | For | | |
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| 2.2 | | ELECTION OF INSIDE DIRECTOR HEO SEONG | | Management | | For | | For | | |
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| 2.3 | | ELECTION OF INSIDE DIRECTOR GIM JU HYEONG | | Management | | For | | For | | |
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| 2.4 | | ELECTION OF OUTSIDE DIRECTOR HWANG I SEOK | | Management | | For | | For | | |
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| 2.5 | | ELECTION OF OUTSIDE DIRECTOR HAN SANG RIN | | Management | | For | | For | | |
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| 3.1 | | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR HWANG I SEOK | | Management | | For | | For | | |
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| 3.2 | | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR HAN SANG RIN | | Management | | For | | For | | |
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| 4 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | Against | | Against | | |
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| CMMT | | 19 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| SK HYNIX INC, ICHON |
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| Security | | Y8085F100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | KR7000660001 | | Agenda | | 706706883 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | 6450267 - B0WCB66 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
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| 2.1 | | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: JUNHO KIM) | | Management | | For | | For | | |
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| 2.2 | | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: JEONGHO PARK) | | Management | | For | | For | | |
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| 3 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
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| 4 | | CHANGE OF SEVERANCE PAYMENT FOR DIRECTORS | | Management | | For | | For | | |
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| YOUNGONE CORP, SEOUL |
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| Security | | Y9849C102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | KR7111770004 | | Agenda | | 706714284 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | B622C10 - BJZ3YF9 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
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| 2 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
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| PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD |
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| Security | | Y7150W105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-Apr-2016 |
| ISIN | | TH1074010014 | | Agenda | | 706681930 - Management |
| Record Date | | 29-Feb-2016 | | Holding Recon Date | | 29-Feb-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | B6T3B31 - B736PF3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO ACKNOWLEDGE THE COMPANY’S OPERATION FOR THE YEAR 2015 AND THE RECOMMENDATION FOR THE COMPANY’S BUSINESS PLAN | | Management | | For | | For | | |
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| 2 | | TO CONSIDER AND APPROVE THE COMPANY’S STATEMENT OF FINANCIAL POSITION AND STATEMENT OF INCOME FOR THE YEAR ENDED DEC. 31 2015 | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE ALLOCATION OF PROFIT FOR THE OPERATING RESULTS IN THE YEAR 2015 AND DIVIDEND DISTRIBUTION | | Management | | For | | For | | |
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| 4.1 | | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION. THE BOARD OF DIRECTORS AGREED WITH THE NOMINATION AND REMUNERATION COMMITTEE’S RECOMMENDATION TO PROPOSE THE ANNUAL GENERAL MEETING OF SHAREHOLDERS THE ELECTION OF DIRECTOR AS FOLLOWS: MR. A NON SIRISAENGTAKSIN | | Management | | For | | For | | |
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| 4.2 | | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION. THE BOARD OF DIRECTORS AGREED WITH THE NOMINATION AND REMUNERATION COMMITTEE’S RECOMMENDATION TO PROPOSE THE ANNUAL GENERAL MEETING OF SHAREHOLDERS THE ELECTION OF DIRECTOR AS FOLLOWS: MR. DON WASANTAPRUEK | | Management | | For | | For | | |
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| 4.3 | | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION. THE BOARD OF DIRECTORS AGREED WITH THE NOMINATION AND REMUNERATION COMMITTEE’S RECOMMENDATION TO PROPOSE THE ANNUAL GENERAL MEETING OF SHAREHOLDERS THE ELECTION OF DIRECTOR AS FOLLOWS: MR. PRASAN CHUAPHANICH | | Management | | For | | For | | |
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| 4.4 | | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION. THE BOARD OF DIRECTORS AGREED WITH THE NOMINATION AND REMUNERATION COMMITTEE’S RECOMMENDATION TO PROPOSE THE ANNUAL GENERAL MEETING OF SHAREHOLDERS THE ELECTION OF DIRECTOR AS FOLLOWS: MRS. WATANAN PETERSIK | | Management | | For | | For | | |
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| 4.5 | | TO CONSIDER AND ELECT NEW DIRECTOR TO REPLACE THOSE WHO ARE DUE TO RETIRE BY ROTATION. THE BOARD OF DIRECTORS AGREED WITH THE NOMINATION AND REMUNERATION COMMITTEE’S RECOMMENDATION TO PROPOSE THE ANNUAL GENERAL MEETING OF SHAREHOLDERS THE ELECTION OF DIRECTOR AS FOLLOWS: MR. SUPATTANAPONG PUNMEECHAOW | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE DIRECTORS REMUNERATION | | Management | | For | | For | | |
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| 6 | | TO CONSIDER THE APPOINTMENT OF THE AUDITOR AND FIX THE ANNUAL FEE FOR THE YEAR 2016 | | Management | | For | | For | | |
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| 7 | | TO CONSIDER AND APPROVE DEBENTURES ISSUANCE PLAN | | Management | | For | | For | | |
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| 8 | | OTHER ISSUES IF ANY | | Management | | Abstain | | For | | |
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| CMMT | | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | | Non-Voting | | | | | | |
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| BRF SA, ITAJAI, SC |
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| Security | | P1905C100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Apr-2016 |
| ISIN | | BRBRFSACNOR8 | | Agenda | | 706717052 - Management |
| Record Date | | | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | ITAJAI / Brazil | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | 2036995 - B29GM95 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | TO EXAMINE AND VOTE ON THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND OTHER DOCUMENTS RELATED TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015, AND TO DECIDE REGARDING THE ALLOCATION OF THE RESULT | | Management | | For | | For | | |
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| 2 | | TO RATIFY THE DISTRIBUTION OF REMUNERATION TO THE SHAREHOLDERS, IN ACCORDANCE WITH THAT WHICH WAS RESOLVED ON BY THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 3 | | TO RATIFY THE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY, WHICH WAS DONE AT THE MEETING OF THAT BODY THAT WAS HELD ON AUGUST 5, 2015, TO ELECT AN ADDITIONAL MEMBER TO THE BOARD OF DIRECTORS, AS WELL AS TO ELECT THE VICE CHAIRPERSON OF THE BOARD OF DIRECTORS: SLATE. NAMES APPOINTED BY COMPANY ADMINISTRATION. PRINCIPAL MEMBERS. RENATO PROENCA LOPES AND ALDEMIR BENDINE. SUBSTITUTES MEMBERS. SERGIO RICARDO MIRANDA NAZARE AND HENRIQUE JAGER | | Management | | For | | For | | |
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| 4 | | TO ELECT OF THE MEMBERS OF THE FISCAL COUNCIL: SLATE. NAMES APPOINTED BY COMPANY ADMINSTRATION. PRINCIPAL MEMBERS. ATTILIO GUASPARI, MARCUS VINICIUS DIAS SEVERINI AND REGINALDO FERREIRA ALEXANDRE. SUBSTITUTES MEMBERS. SUSANA HANNA STIPHAN JABRA, MARCOS TADEU DE SIQUEIRA AND WALTER MENDES DE OLIVEIRA FILHO | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | 03 MAR 2016: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM OGM TO AGM-AND RECEIPT OF DIRECTOR NAMES IN RESOLUTION 3 AND 4. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| BRF SA, ITAJAI, SC |
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| Security | | P1905C100 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Apr-2016 |
| ISIN | | BRBRFSACNOR8 | | Agenda | | 706718799 - Management |
| Record Date | | | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | ITAJAI / Brazil | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | 2036995 - B29GM95 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE THE AMENDMENT OF THE MAIN PART OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY, WHICH DEALS WITH THE SHARE CAPITAL, TO REFLECT THE NEW NUMBER OF SHARES INTO WHICH THE SHARE CAPITAL OF THE COMPANY IS DIVIDED, DUE TO THE CANCELLATION OF SHARES THAT WAS APPROVED AT THE MEETING OF THE BOARD OF DIRECTORS THAT WAS HELD ON FEBRUARY 25, 2015 | | Management | | For | | For | | |
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| 2.I | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO EXPRESSLY INCLUDE IN THE CORPORATE PURPOSE OF THE COMPANY, AS A MAIN ACTIVITY, THE PROVISION OF TRANSPORTATION, LOGISTICS AND DISTRIBUTION SERVICES FOR FREIGHT AND FOODS IN GENERAL AND, AS SUPPORTING ACTIVITIES FOR THE PRIMARY ACTIVITIES OF THE COMPANY, THE SALE OF COMMODITIES IN GENERAL AND THE PROVISION OF FUEL SUPPLY SERVICES FOR ITS OWN FLEET | | Management | | For | | For | | |
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| 2.II | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO EXCLUDE THE REQUIREMENT TO DISCLOSE THE ACQUISITION OF SHARES ISSUED BY THE COMPANY THAT ARE EQUIVALENT TO MORE THAN ONE PERCENT OF THE SHARE CAPITAL | | Management | | For | | For | | |
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| 2.III | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO ESTABLISH THE APPLICABLE INDEX AND THE MANNER OF CALCULATING THE INFLATION ADJUSTMENT THAT IS INCIDENT IN THOSE CASES IN WHICH A SHAREHOLDER DOES NOT PAY IN THE SUBSCRIBED FOR CAPITAL BY THE DEADLINE | | Management | | For | | For | | |
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| 2.IV | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO INCLUDE AN EXPRESS PROVISION REGARDING THE PROCEDURES FOR CALLING, THE QUORUM FOR INSTATEMENT AND THE RECORDING OF THE GENERAL MEETING MINUTES, AS WELL AS REGARDING THE POSSIBILITY OF SUSPENDING THE EXERCISE OF SHAREHOLDER RIGHTS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES 120, 123, 125, 130 AND 135 OF THE BRAZILIAN CORPORATE LAW | | Management | | For | | For | | |
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| 2.V | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO AMEND THE RULES REGARDING THE MANNER OF THE ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS, THE HOLDING OF MEETINGS AND THE POWERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE, THE SUBSTITUTION OF MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE IN THE EVENT OF AN ABSENCE OR TEMPORARY IMPAIRMENT AND REGARDING THE MANNER OF REPRESENTATION OF THE COMPANY | | Management | | For | | For | | |
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| 2.VI | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO INCLUDE A RULE REGARDING THE ELECTION OF MEMBERS OF THE FISCAL COUNCIL, THE ELECTION OF THE CHAIRPERSON AND THE APPROVAL OF THE INTERNAL RULES FOR THAT BODY, TO EXCLUDE THE LIMIT ON THE PARTICIPATION OF THE MEMBERS OF THE FISCAL COUNCIL AND OF THE AUDIT COMMITTEE IN BODIES OF OTHER COMPANIES AND TO AMEND CERTAIN RULES REGARDING THE COMPOSITION OF THE AUDIT COMMITTEE | | Management | | For | | For | | |
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| 2.VII | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO INCLUDE THE POSSIBILITY OF ATTRIBUTING BYLAWS SHARING IN THE PROFIT OF THE COMPANY TO EMPLOYEES AND MANAGERS, IN ACCORDANCE WITH THE PROVISION IN ARTICLE 190 OF THE BRAZILIAN CORPORATE LAW | | Management | | For | | For | | |
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| 2VIII | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO INCLUDE AN EXPRESS PROVISION IN REGARD TO THE LIMITATION PERIOD TO CLAIM DIVIDENDS THAT WERE NOT RECEIVED OR CLAIMED, IN ACCORDANCE WITH THE PROVISION IN ITEM A OF LINE II OF ARTICLE 287 OF THE BRAZILIAN CORPORATE LAW | | Management | | For | | For | | |
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| 2.IX | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO AMEND CERTAIN RULES IN REGARD TO CONDUCTING PUBLIC TENDERS FOR THE ACQUISITION OF ALL OF THE SHARES ISSUED BY THE COMPANY IN THE EVENT THAT A MATERIAL SHAREHOLDER INTEREST IS REACHED | | Management | | For | | For | | |
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| 2.X | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, ESPECIALLY REGARDING THE FOLLOWING: TO RENUMBER AND IMPROVE THE WORDING OF CERTAIN PROVISIONS OF THE CORPORATE BYLAWS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO ESTABLISH THE AGGREGATE ANNUAL COMPENSATION OF THE MANAGERS AND OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE 2016 FISCAL YEAR AND TO RATIFY THE ANNUAL AND AGGREGATE COMPENSATION THAT WAS PAID IN 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CHANGE THE LARGE CIRCULATION NEWSPAPERS IN WHICH THE COMPANY PUBLISHES ITS LEGAL NOTICES | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | | |
| BRF S.A. |
| | | |
| Security | | 10552T107 | | Meeting Type | | Special |
| Ticker Symbol | | BRFS | | Meeting Date | | 07-Apr-2016 |
| ISIN | | US10552T1079 | | Agenda | | 934349742 - Management |
| Record Date | | 14-Mar-2016 | | Holding Recon Date | | 14-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 01-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| | | | | |
| 1A. | | TO APPROVE THE AMENDMENT TO ARTICLE 5, CAPUT, OF THE COMPANY’S BYLAWS, THAT DEALS WITH THE CAPITAL STOCK, IN ORDER TO REFLECT THE NEW NUMBER OF SHARES INTO WHICH THE COMPANY’S CAPITAL STOCK IS DIVIDED, IN VIRTUE OF THE CANCELLATION OF SHARES APPROVED AT THE BOARD OF DIRECTORS’ MEETING HELD ON FEBRUARY 25, 2016. | | Management | | For | | For | | |
| | | | | |
| 1B. | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S BYLAWS. | | Management | | For | | For | | |
| | | | | |
| 1C. | | TO ESTABLISH THE ANNUAL GLOBAL REMUNERATION OF THE MANAGEMENT AND FISCAL COUNCIL’S MEMBERS FOR THE 2016 FISCAL YEAR, AND RE-RATIFY THE ANNUAL AND GLOBAL REMUNERATION MADE IN 2015. | | Management | | For | | For | | |
| | | | | |
| 1D. | | TO CHANGE THE MASS CIRCULATION NEWSPAPERS IN WHICH THE COMPANY PLACES ITS LEGAL PUBLICATIONS. | | Management | | For | | For | | |
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| 2A. | | TO EXAMINE, DISCUSS AND VOTE THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND OTHER DOCUMENTS RELATED TO THE FISCAL YEAR ENDING DECEMBER 31, 2015, AND DECIDE ON THE ALLOCATION OF THE PROFITS. | | Management | | For | | For | | |
| | | | | |
| 2B. | | TO RATIFY THE DISTRIBUTION OF THE REMUNERATION TO THE SHAREHOLDERS (INTERESTS ON EQUITY AND DIVIDENDS), AS DECIDED BY THE BOARD OF DIRECTORS. | | Management | | For | | For | | |
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| 2C. | | TO RATIFY THE ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WHICH OCCURRED AT MEETINGS HELD ON AUGUST 5, 2015 AND ON MARCH 1, 2016, AND ALSO ELECT A DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS. | | Management | | For | | For | | |
| | | | | |
| 2D. | | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY. | | Management | | For | | For | | |
| | | | | | |
| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE |
| | | |
| Security | | P9656C112 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | BRVLIDACNOR5 | | Agenda | | 706868328 - Management |
| Record Date | | | | Holding Recon Date | | 27-Apr-2016 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | B13NPP2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE THE ACCOUNTS FROM THE MANAGERS, TO EXAMINE, DISCUSS AND VOTE ON THE REPORT FROM MANAGEMENT AND THE FINANCIAL STATEMENTS, RELATIVE TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
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| 2 | | TO VOTE REGARDING THE PROPOSAL FOR THE ALLOCATION OF THE NET PROFIT FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015, AND THE DISTRIBUTION OF DIVIDENDS AND INTEREST ON SHAREHOLDER EQUITY, RATIFYING THE PAYMENTS ALREADY MADE BY RESOLUTION OF THE BOARD OF DIRECTORS, SUBJECT TO RATIFICATION BY THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 3 | | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE 2016 | | Management | | For | | For | | |
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| 4.1 | | TO ELECT TO THE FISCAL COUNCIL DIOGO LISA DE FIGUEIREDO AS PRINCIPAL MEMBER AND HELIO JI IONG KWON AS SUBSTITUTE MEMBER | | Management | | For | | For | | |
| | | | | |
| 4.2 | | TO ELECT TO THE FISCAL COUNCIL VANDERLEI DA ROSA AS PRINCIPAL MEMBER AND PAULO ROBERTO FRANCESCHI AS SUBSTITUTE MEMBER | | Management | | For | | For | | |
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| 4.3 | | TO ELECT TO THE FISCAL COUNCIL MURICI DOS SANTOS AS PRINCIPAL MEMBER AND MARCELLO PACHECO AS SUBSTITUTE MEMBER | | Management | | For | | For | | |
| | | | | |
| 4.4 | | TO SET THE FISCAL COUNCIL REMUNERATION | | Management | | For | | For | | |
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| CMMT | | 04 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE |
| | | |
| Security | | P9656C112 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | BRVLIDACNOR5 | | Agenda | | 706936361 - Management |
| Record Date | | | | Holding Recon Date | | 27-Apr-2016 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | B13NPP2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618675 DUE TO DELETION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY TO REFLECT THE INCREASE IN THE SHARE CAPITAL IN THE AMOUNT OF BRL 396 MILLION, WHICH WAS APPROVED BY THE BOARD OF DIRECTORS ON SEPTEMBER 22, 2015, AND RATIFIED BY THE BOARD OF DIRECTORS AND SEPTEMBER 23, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | THE AMENDMENT OF ARTICLE 29 OF THE CORPORATE BYLAWS IN ORDER TO ALLOW THE REPRESENTATION OF THE COMPANY BY TWO ATTORNEYS IN FACT JOINTLY | | Management | | For | | For | | |
| | | | | |
| 3 | | THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, BEARING IN MIND THE RESOLUTIONS REGARDING ITEMS 5 AND 6 OF THE AGENDA | | Management | | For | | For | | |
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| RANDGOLD RESOURCES LTD, ST HELIER |
| | | |
| Security | | G73740113 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-May-2016 |
| ISIN | | GB00B01C3S32 | | Agenda | | 706867744 - Management |
| Record Date | | | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | ST HELIER / Jersey | | Vote Deadline Date | | 26-Apr-2016 |
| SEDOL(s) | | B01C3S3 - B01GLG9 - B2R6CT7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY - PLEASE REFER TO NOM FOR FULL RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF USD 0.66 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 (OTHER THAN THE DIRECTORS’ REMUNERATION POLICY) | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT SAFIATOU BA-N’‘DAW AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9 | | TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10 | | TO RE-ELECT JEMAL-UD-DIN KASSUM (JAMIL KASSUM) AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 11 | | TO RE-ELECT JEANINE MABUNDA LIOKO AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 13 | | TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 15 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | | Management | | For | | For | | |
| | | | | |
| 16 | | AUTHORITY TO ALLOT SHARES | | Management | | For | | For | | |
| | | | | |
| 17 | | AWARD OF ORDINARY SHARES TO NON-EXECUTIVE DIRECTORS (OTHER THAN THE SENIOR INDEPENDENT DIRECTOR AND THE CHAIRMAN) | | Management | | For | | For | | |
| | | | | |
| 18 | | AWARD OF ORDINARY SHARES TO THE SENIOR INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 19 | | AWARD OF ORDINARY SHARES TO THE CHAIRMAN | | Management | | For | | For | | |
| | | | | |
| 20 | | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | | Management | | For | | For | | |
| | | | | |
| 21 | | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES AND AMERICAN DEPOSITARY SHARES | | Management | | For | | For | | |
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| CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG |
| | | |
| Security | | Y15004107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-May-2016 |
| ISIN | | HK0688002218 | | Agenda | | 706875195 - Management |
| Record Date | | 03-May-2016 | | Holding Recon Date | | 03-May-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 28-Apr-2016 |
| SEDOL(s) | | 5387731 - 6192150 - B01XX64 - BP3RPG3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0405/LTN201604051173.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0405/LTN201604051238.pdf | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 OF HKD 41 CENTS PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT MR. XIAO XIAO AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MR. LUO LIANG AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.C | | TO RE-ELECT MR. LI MAN BUN, BRIAN DAVID AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO BUY-BACK SHARES OF THE COMPANY UP TO 10% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | | Management | | For | | For | | |
| | | | | |
| 7 | | TO APPROVE THE GRANTING TO THE DIRECTORS THE GENERAL AND UNCONDITIONAL MANDATE TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE | | Management | | For | | For | | |
| | | | | |
| 8 | | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 7 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 6 ABOVE | | Management | | For | | For | | |
| | | | | |
| CMMT | | 03 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| AXIS BANK LTD |
| | | |
| Security | | Y0487S137 | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-May-2016 |
| ISIN | | INE238A01034 | | Agenda | | 706889396 - Management |
| Record Date | | 25-Mar-2016 | | Holding Recon Date | | 25-Mar-2016 |
| City / Country | | TBD / India | | Vote Deadline Date | | 02-May-2016 |
| SEDOL(s) | | BPFJHC7 - BYV8FJ4 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | RE-APPOINTMENT OF DR. SANJIV MISRA AS THE NON-EXECUTIVE CHAIRMAN OF THE BANK | | Management | | For | | For | | |
| | | | | |
| 2 | | ALTERATION OF ARTICLES OF ASSOCIATION OF THE BANK | | Management | | For | | For | | |
| | | | | | |
| CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING |
| | | |
| Security | | Y15010104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | CNE1000002Q2 | | Agenda | | 706837107 - Management |
| Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | 6291819 - 7027756 - B01XKR4 - BP3RSM0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291353.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291345.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF SINOPEC CORP. FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL REPORTS AND AUDITED CONSOLIDATED FINANCIAL REPORTS OF SINOPEC CORP. FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED 31 DECEMBER 2015: IT IS PROPOSED TO THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING TO CONSIDER AND APPROVE THE DISTRIBUTION OF A FINAL DIVIDEND OF RMB0.06 (TAX INCLUSIVE) PER SHARE HELD BY THE SHAREHOLDERS ON THE RELEVANT RECORD DATE, COMBINING WITH THE INTERIM DIVIDEND OF RMB0.09 (TAX INCLUSIVE) PER SHARE WHICH HAS BEEN DECLARED AND DISTRIBUTED BY THE COMPANY, THE ANNUAL CASH DIVIDEND WILL BE RMB0.15 (TAX INCLUSIVE) PER SHARE FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSE COOPERS AS THE DOMESTIC AND OVERSEAS AUDITORS OF SINOPEC CORP. FOR THE YEAR 2016, RESPECTIVELY, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATIONS | | Management | | For | | For | | |
| | | | | |
| 6 | | TO AUTHORISE THE BOARD OF DIRECTORS OF SINOPEC CORP. (THE “BOARD”) TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO AUTHORISE THE BOARD TO DETERMINE THE PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT(S) | | Management | | For | | For | | |
| | | | | |
| 8 | | TO GRANT TO THE BOARD A GENERAL MANDATE TO ISSUE NEW DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES OF SINOPEC CORP | | Management | | For | | For | | |
| | | | | | |
| HENGAN INTERNATIONAL GROUP CO LTD |
| | | |
| Security | | G4402L151 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | KYG4402L1510 | | Agenda | | 706945752 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | 5754045 - 6136233 - B02V840 - BP3RVH6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0417/LTN20160417051.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0417/LTN20160417045.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT MR. HUI CHING CHI AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-ELECT MS. ADA YING KAY WONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT MR. WANG MING FU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT MR. HO KWAI CHING MARK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-ELECT MR. ZHOU FANG SHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 8 | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 9 | | TO RE-APPOINT AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 10 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT AND ISSUE SHARES | | Management | | For | | For | | |
| | | | | |
| 11 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO EXERCISE ALL POWERS OF THE COMPANY TO PURCHASE ITS OWN SECURITIES | | Management | | For | | For | | |
| | | | | |
| 12 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS PURSUANT TO RESOLUTION NO. 10 ABOVE BY AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF SHARES IN THE CAPITAL OF THE COMPANY PURCHASED BY THE COMPANY PURSUANT TO THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION NO. 11 ABOVE | | Management | | For | | For | | |
| | | | | |
| 13 | | (A) TO APPROVE THE SATISFACTION OF ANY SPECIAL DIVIDEND (“SPECIAL DIVIDEND”) THAT MAY BE DECLARED BY THE BOARD OF DIRECTORS OF THE COMPANY IN CONNECTION WITH THE PROPOSED SPIN-OFF AND LISTING OF THE SHARES OF QINQIN FOODSTUFFS GROUP (CAYMAN) COMPANY LIMITED (“QINQIN”) ON THE MAIN BOARD OF THE STOCK EXCHANGE OF HONG KONG LIMITED, BY WAY OF DISTRIBUTION IN SPECIE (“DISTRIBUTION”) OF ALL OF THE ISSUED SHARES IN THE SHARE CAPITAL OF QINQIN HELD BY THE COMPANY (REPRESENTING 51% OF THE ENTIRE ISSUED SHARE CAPITAL OF QINQIN), SUBJECT TO SUCH CONDITIONS AND ON SUCH BASIS AS MAY BE DETERMINED BY THE BOARD OF DIRECTORS OF THE COMPANY; AND (B) TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND TO ENTER INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS, AND AGREEMENTS ON BEHALF OF THE COMPANY AS IT MAY IN ITS ABSOLUTE DISCRETION CONSIDER APPROPRIATE, NECESSARY, EXPEDIENT OR DESIRABLE TO IMPLEMENT, ADMINISTER AND/OR GIVE EFFECT TO THE SPECIAL DIVIDEND AND/OR THE DISTRIBUTION | | Management | | For | | For | | |
| | | | | | |
| CHINA PETROLEUM & CHEMICAL CORPORATION |
| | | |
| Security | | 16941R108 | | Meeting Type | | Annual |
| Ticker Symbol | | SNP | | Meeting Date | | 18-May-2016 |
| ISIN | | US16941R1086 | | Agenda | | 934404839 - Management |
| Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF SINOPEC CORP. (THE “BOARD”) FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF SINOPEC CORP. FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL REPORTS AND AUDITED CONSOLIDATED FINANCIAL REPORTS OF SINOPEC CORP. FOR THE YEAR ENDED 31 DECEMBER 2015. | | Management | | For | | | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED 31 DECEMBER 2015. | | Management | | For | | | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS THE DOMESTIC AND OVERSEAS AUDITORS OF SINOPEC CORP. FOR THE YEAR 2016, RESPECTIVELY, AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATIONS. | | Management | | For | | | | |
| | | | | |
| 6 | | TO AUTHORISE THE BOARD TO DETERMINE THE INTERIM PROFIT DISTRIBUTION PLAN OF SINOPEC CORP. FOR THE YEAR 2016. | | Management | | For | | | | |
| | | | | |
| 7 | | TO AUTHORISE THE BOARD TO DETERMINE THE PROPOSED PLAN FOR THE ISSUANCE OF DEBT FINANCING INSTRUMENT(S). | | Management | | Against | | | | |
| | | | | |
| 8 | | TO GRANT TO THE BOARD A GENERAL MANDATE TO ISSUE NEW DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES OF SINOPEC CORP. | | Management | | Against | | | | |
| | | | | | |
| CHINA MOBILE LIMITED, HONG KONG |
| | | |
| Security | | Y14965100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | HK0941009539 | | Agenda | | 706912210 - Management |
| Record Date | | 19-May-2016 | | Holding Recon Date | | 19-May-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 20-May-2016 |
| SEDOL(s) | | 5563575 - 6073556 - B01DDV9 - B162JB0 - BP3RPD0 - BRTM834 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411659.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411647.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: HKD 1.196 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.I | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHANG BING | | Management | | For | | For | | |
| | | | | |
| 3.II | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LI YUE | | Management | | For | | For | | |
| | | | | |
| 3.III | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHA YUEJIA | | Management | | For | | For | | |
| | | | | |
| 3.IV | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LIU AILI | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND US. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | | Management | | For | | For | | |
| | | | | | |
| CHINA MOBILE LIMITED |
| | | |
| Security | | 16941M109 | | Meeting Type | | Annual |
| Ticker Symbol | | CHL | | Meeting Date | | 26-May-2016 |
| ISIN | | US16941M1099 | | Agenda | | 934406833 - Management |
| Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 17-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| 1. | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015. | | Management | | For | | For | | |
| | | | | |
| 2. | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015. | | Management | | For | | For | | |
| | | | | |
| 3A. | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. SHANG BING | | Management | | For | | For | | |
| | | | | |
| 3B. | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. LI YUE | | Management | | For | | For | | |
| | | | | |
| 3C. | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. SHA YUEJIA | | Management | | Against | | Against | | |
| | | | | |
| 3D. | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. LIU AILI | | Management | | For | | For | | |
| | | | | |
| 4. | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | | Management | | For | | For | | |
| | | | | |
| 5. | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE. | | Management | | For | | For | | |
| | | | | |
| 6. | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE. | | Management | | Against | | Against | | |
| | | | | |
| 7. | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE. | | Management | | Against | | Against | | |
| | | | | | |
| CHINA LIFE INSURANCE CO LTD, BEIJING |
| | | |
| Security | | Y1477R204 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-May-2016 |
| ISIN | | CNE1000002L3 | | Agenda | | 706912359 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | 6718976 - B02W3K4 - B06KKF8 - BP3RS75 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411385.pdf-and- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411369.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE ELECTION OF MS. LEUNG OI-SIE ELSIE AS AN INDEPENDENT DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE COMPANY’S CONTINUED DONATIONS TO CHINA LIFE FOUNDATION | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD OF DIRECTORS MEETINGS | | Management | | For | | For | | |
| | | | | |
| 11 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION | | Management | | Against | | Against | | |
| | | | | | |
| CHINA LIFE INSURANCE COMPANY LIMITED |
| | | |
| Security | | 16939P106 | | Meeting Type | | Annual |
| Ticker Symbol | | LFC | | Meeting Date | | 30-May-2016 |
| ISIN | | US16939P1066 | | Agenda | | 934420895 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| O1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| O2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| O3 | | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| O4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| O5 | | TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY. | | Management | | For | | | | |
| | | | | |
| O6 | | TO CONSIDER AND APPROVE THE ELECTION OF MS. LEUNG OI-SIE ELSIE AS AN INDEPENDENT DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY. | | Management | | For | | | | |
| | | | | |
| O7 | | TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2015. | | Management | | For | | | | |
| | | | | |
| O8 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2016. | | Management | | For | | | | |
| | | | | |
| O9 | | TO CONSIDER AND APPROVE THE COMPANY’S CONTINUED DONATIONS TO CHINA LIFE FOUNDATION. | | Management | | For | | | | |
| | | | | |
| O10 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD OF DIRECTORS MEETINGS. | | Management | | For | | | | |
| | | | | |
| S11 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION. | | Management | | Against | | | | |
| | | | | | |
| ENN ENERGY HOLDINGS LTD, GEORGE TOWN |
| | | |
| Security | | G3066L101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 31-May-2016 |
| ISIN | | KYG3066L1014 | | Agenda | | 706893612 - Management |
| Record Date | | 26-May-2016 | | Holding Recon Date | | 26-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | 6333937 - BP3RTR2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0407/LTN20160407619.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0407/LTN20160407633.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 TOGETHER WITH THE DIRECTORS’ AND INDEPENDENT AUDITOR’S REPORTS | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.76 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A.I | | TO RE-ELECT MR. WANG YUSUO AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.AII | | TO RE-ELECT MR. JIN YONGSHENG AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RESOLVE NOT FILL UP THE VACATED OFFICE RESULTING FROM RETIREMENT OF MR. YU JIANCHAO AND MS. YIEN YU YU, CATHERINE, AS DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 3.C | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN |
| | | |
| Security | | G9829N102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 31-May-2016 |
| ISIN | | KYG9829N1025 | | Agenda | | 707032126 - Management |
| Record Date | | 26-May-2016 | | Holding Recon Date | | 26-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | BGQYNN1 - BH88Z43 - BHBXBW5 - BX1D6K0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN20160429135.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN20160429169.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE “DIRECTOR(S)”) AND THE AUDITORS OF THE COMPANY (THE “AUDITORS”) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF 4.5 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015, AND TO PAY SUCH FINAL DIVIDEND OUT OF SHARE PREMIUM ACCOUNT OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 3.A.I | | TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 3.AII | | TO RE-ELECT MR. LO WAN SING, VINCENT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR; | | Management | | For | | For | | |
| | | | | |
| 3AIII | | TO RE-ELECT MR. KAN E-TING, MARTIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO AUTHORISE THE BOARD (THE “BOARD”) OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5.A | | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | | Management | | For | | For | | |
| | | | | |
| 5.B | | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES | | Management | | Against | | Against | | |
| | | | | |
| 5.C | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE SHARES REPURCHASED | | Management | | Against | | Against | | |
| | | | | | |
| CHINA RESOURCES LAND LTD |
| | | |
| Security | | G2108Y105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Jun-2016 |
| ISIN | | KYG2108Y1052 | | Agenda | | 707016110 - Management |
| Record Date | | 31-May-2016 | | Holding Recon Date | | 31-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 27-May-2016 |
| SEDOL(s) | | 4474526 - 6193766 - B02V7F4 - BP3RSS6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN20160428975.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604281014.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HK48.7 CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3.1 | | TO RE-ELECT MR. WU XIANGDONG AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.2 | | TO RE-ELECT MR. TANG YONG AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.3 | | TO RE-ELECT MR. DU WENMIN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.4 | | TO RE-ELECT MR. HO HIN NGAI AS DIRECTOR | | Management | | For | | For | | |
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| 3.5 | | TO RE-ELECT MR. WAN KAM TO, PETER AS DIRECTOR | | Management | | For | | For | | |
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| 3.6 | | TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY | | Management | | For | | For | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS TO ISSUE NEW SHARES | | Management | | For | | For | | |
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| CMMT | | 03 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL-RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE |
| | | |
| Security | | P9656C112 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Jun-2016 |
| ISIN | | BRVLIDACNOR5 | | Agenda | | 707082575 - Management |
| Record Date | | | | Holding Recon Date | | 01-Jun-2016 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | B13NPP2 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 29 APR 2016. | | Non-Voting | | | | | | |
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| 1 | | THE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY TO REFLECT THE INCREASE IN THE SHARE CAPITAL IN THE AMOUNT OF BRL 396 MILLION, WHICH WAS APPROVED BY THE BOARD OF DIRECTORS ON SEPTEMBER 22, 2015, AND RATIFIED BY THE BOARD OF DIRECTORS AND SEPTEMBER 23, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | THE AMENDMENT OF ARTICLE 29 OF THE CORPORATE BYLAWS IN ORDER TO ALLOW THE REPRESENTATION OF THE COMPANY BY TWO ATTORNEYS IN FACT JOINTLY | | Management | | For | | For | | |
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| 3 | | THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, BEARING IN MIND THE RESOLUTIONS REGARDING ITEMS 1 AND 2 OF THE AGENDA | | Management | | For | | For | | |
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| YES BANK LTD, MUMBAI |
| | | |
| Security | | Y97636107 | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | Meeting Date | | 04-Jun-2016 |
| ISIN | | INE528G01019 | | Agenda | | 707063359 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | TBD / India | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | B06LL92 - B18R258 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | INCREASE IN AUTHORISED SHARE CAPITAL AND SUBSEQUENT AMENDMENTS TO THE CAPITAL CLAUSE OF MEMORANDUM OF ASSOCIATION OF THE BANK | | Management | | For | | For | | |
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| 2 | | AMENDMENTS TO THE MAIN OBJECTS AND OTHER CLAUSES OF THE MEMORANDUM OF ASSOCIATION OF THE BANK | | Management | | For | | For | | |
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| 3 | | AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE BANK | | Management | | For | | For | | |
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| YES BANK LTD, MUMBAI |
| | | |
| Security | | Y97636107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | INE528G01019 | | Agenda | | 707086155 - Management |
| Record Date | | 31-May-2016 | | Holding Recon Date | | 31-May-2016 |
| City / Country | | MUMBAI / India | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | B06LL92 - B18R258 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | ADOPTION OF STANDALONE AND CONSOLIDATED FINANCIAL STATEMENT FOR THE YEAR ENDED MARCH 31, 2016 | | Management | | For | | For | | |
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| 2 | | APPROVAL OF DIVIDEND ON EQUITY SHARES | | Management | | For | | For | | |
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| 3 | | APPOINT A DIRECTOR IN PLACE OF MR. M. R. SRINIVASAN (DIN: 00056617), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | | Management | | For | | For | | |
| | | | | |
| 4 | | APPOINTMENT OF M/S. B. S. R. & CO. LLP., CHARTERED ACCOUNTANTS AS AUDITORS AND FIXATION OF REMUNERATION THEREOF | | Management | | For | | For | | |
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| 5 | | APPROVAL FOR APPOINTMENT OF MR. AJAI KUMAR (DIN- 02446976) AS A DIRECTOR, LIABLE TO RETIRE BY ROTATION | | Management | | For | | For | | |
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| 6 | | APPROVAL FOR APPOINTMENT OF MR. ASHOK CHAWLA (DIN- 00056133) AS AN INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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| 7 | | APPROVAL FOR REVISION IN THE REMUNERATION OF MR. RADHA SINGH (DIN - 02227854), NON- EXECUTIVE PART-TIME CHAIRPERSON OF THE BANK, IN TERMS OF THE RBI APPROVAL, EFFECTIVE FROM NOVEMBER 1, 2015 | | Management | | For | | For | | |
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| 8 | | PAYMENT OF PROFIT BASED COMMISSION TO NON- EXECUTIVE DIRECTORS EXCEPT NON-EXECUTIVE CHAIRPERSON | | Management | | For | | For | | |
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| 9 | | APPROVAL FOR RAISING OF CAPITAL UPTO USD 1 BILLION BY ISSUE OF SHARES OR CONVERTIBLE SECURITIES IN ONE OR MORE TRANCHES PROVIDED HOWEVER THAT THE AGGREGATE AMOUNT RAISED SHALL NOT RESULT IN INCREASE OF THE ISSUED AND SUBSCRIBED EQUITY SHARE CAPITAL OF THE BANK BY MORE THAN 15% OF THE THEN ISSUED AND SUBSCRIBED EQUITY SHARES OF THE BANK | | Management | | For | | For | | |
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| 10 | | APPROVAL FOR BORROWING / RAISING FUNDS IN INDIAN /FOREIGN CURRENCY BY ISSUE OF DEBT SECURITIES UP TO INR 10,000 CRORES (THE “NCDS”) TO ELIGIBLE INVESTORS ON PRIVATE PLACEMENT BASIS | | Management | | For | | For | | |
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| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU |
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| Security | | Y84629107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | TW0002330008 | | Agenda | | 707101488 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | HSINCHU / Taiwan, Province of China | | Vote Deadline Date | | 31-May-2016 |
| SEDOL(s) | | 6889106 - B16TKV8 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | | Management | | For | | For | | |
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| TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
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| Security | | 874039100 | | Meeting Type | | Annual |
| Ticker Symbol | | TSM | | Meeting Date | | 07-Jun-2016 |
| ISIN | | US8740391003 | | Agenda | | 93442185 - Management |
| Record Date | | 11-Apr-2016 | | Holding Recon Date | | 11-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 31-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1. | | TO REVISE THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 2A. | | TO ACCEPT 2015 BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 2B. | | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2015 EARNINGS | | Management | | For | | For | | |
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| FUBON FINANCIAL HOLDING CO LTD |
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| Security | | Y26528102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0002881000 | | Agenda | | 70710447 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6411673 - B3Z2FB7 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO DISCUSS THE PROPOSAL OF LONG-TERM CAPITAL INJECTION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTOR DANIEL TSAI | | Management | | For | | For | | |
| | | | | |
| 6 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTOR RICHARD TSAI | | Management | | For | | For | | |
| | | | | |
| 7 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTOR VIVIEN HSU | | Management | | For | | For | | |
| | | | | |
| 8 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTOR SAMUEL HSU | | Management | | For | | For | | |
| | | | | |
| 9 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTOR JERRY HARN | | Management | | For | | For | | |
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| 10.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: JASON WANG, SHAREHOLDER NO. R101091XXX | | Management | | For | | For | | |
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| LARGAN PRECISION CO LTD, TAICHUNG CITY |
| | | |
| Security | | Y52144105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0003008009 | | Agenda | | 707104484 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAICHUNG / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6451668 - B06P815 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
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| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’ | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 63.5 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: YEN,SHAN-CHIEH, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 4.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: PENG,MING-HUA, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 4.3 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.8 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.9 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.10 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 4.11 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 4.12 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 5 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 6 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
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| NOVATEK MICROELECTRONICS CORP, HSINCHU |
| | | |
| Security | | Y64153102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0003034005 | | Agenda | | 707104674 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | HSINCHU / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6346333 - B06P893 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 9 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
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| CATHAY FINANCIAL HOLDING COMPANY LTD |
| | | |
| Security | | Y11654103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0002882008 | | Agenda | | 707104838 - anagement |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6425663 - B06P7J6 - BYV8FN8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | 2015 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | THE PROPOSAL OF LONG TERM CAPITAL INJECTION | | Management | | For | | For | | |
| | | | | |
| 5.1 | | THE ELECTION OF THE DIRECTOR: CATHAY GENERAL HOSPITAL, SHAREHOLDER NO. 572848, CAI ZHENG DA AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.2 | | THE ELECTION OF THE DIRECTOR: CAI HONG TU, SHAREHOLDER NO. 1372 | | Management | | For | | For | | |
| | | | | |
| 5.3 | | THE ELECTION OF THE DIRECTOR: ZHEN XING LTD., SHAREHOLDER NO.552922, CAI ZHEN QIU AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.4 | | THE ELECTION OF THE DIRECTOR: JIA YI LTD., SHAREHOLDER NO.572870, GUO YAN AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.5 | | THE ELECTION OF THE DIRECTOR: JIA YI LTD., SHAREHOLDER NO.572870, CAI YOU CAI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.6 | | THE ELECTION OF THE DIRECTOR: JIA YI LTD., SHAREHOLDER NO.572870, ZHONG JI WEI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.7 | | THE ELECTION OF THE DIRECTOR: CATHAY GENERAL HOSPITAL, SHAREHOLDER NO.572848, CHEN ZU PEI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.8 | | THE ELECTION OF THE DIRECTOR: CATHAY LIFE INSURANCE EMPLOYEE WELFARE COMMITTEE, SHAREHOLDER NO. 1237, HUANG TIAO GUI AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.9 | | THE ELECTION OF THE DIRECTOR: CATHAY LIFE INSURANCE EMPLOYEE WELFARE COMMITTEE, SHAREHOLDER NO. 1237, LI CHANG GENG AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.10 | | THE ELECTION OF THE DIRECTOR: CATHAY LIFE INSURANCE EMPLOYEE WELFARE COMMITTEE, SHAREHOLDER NO. 1237, XIONG MING HE AS REPRESENTATIVE | | Management | | For | | For | | |
| | | | | |
| 5.11 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: HONG MIN HONG, SHAREHOLDER NO. A101531XXX | | Management | | For | | For | | |
| | | | | |
| 5.12 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: MIAO FENG QIANG, SHAREHOLDER NO. A131723XXX | | Management | | For | | For | | |
| | | | | |
| 5.13 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: HUANG QING YUAN, SHAREHOLDER NO. R101807XXX | | Management | | For | | For | | |
| | | | | |
| 6 | | PROPOSAL TO RELEASE NON COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
| | | | | | |
| SHIN KONG FINANCIAL HOLDING CO LTD, TAIPEI |
| | | |
| Security | | Y7753X104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0002888005 | | Agenda | | 707105056 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6452586 - B06P7Q3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 2 | | THE 2015 ANNUAL FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | THE 2015 PROFIT DISTRIBUTION | | Management | | For | | For | | |
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| 4 | | THE REVISION TO THE PLAN OF THE LOCAL 3TH UNSECURED CONVERTIBLE CORPORATE BOND ISSUANCE | | Management | | For | | For | | |
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| MMC NORILSK NICKEL PJSC |
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| Security | | ADPV30566 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-Jun-2016 |
| ISIN | | US55315J1025 | | Agenda | | 707109775 - Management |
| Record Date | | 11-May-2016 | | Holding Recon Date | | 11-May-2016 |
| City / Country | | MOSCOW / United States | | Vote Deadline Date | | 03-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVE 2015 ANNUAL REPORT OF PJSC MMC NORILSK NICKEL | | Management | | For | | For | | |
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| 2 | | APPROVE ANNUAL FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL FOR 2015 | | Management | | For | | For | | |
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| 3 | | APPROVE 2015 CONSOLIDATED FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL | | Management | | For | | For | | |
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| 4 | | 1. APPROVE DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK NICKEL IN 2015 IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS, INCLUDED IN THE REPORT OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL WITH MOTIVATED POSITION OF THE COMPANY’S BOARD OF DIRECTORS ON THE ITEMS OF THE AGENDA OF ANNUAL GENERAL MEETING OF SHAREHOLDERS. 2. PAY MONETARY DIVIDENDS OF RUB 230.14 PER ORDINARY SHARE OF PJSC MMC NORILSK NICKEL, BASED ON THE RESULTS OF 2015. 3. SET JUNE 21, 2016, AS THE RECORD DATE AS OF WHICH ENTITIES RECEIVING DIVIDENDS WILL HAVE BEEN DETERMINED | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 13 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 13 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE “FOR”.-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | | Non-Voting | | | | | | |
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| 5.1 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: BARBASHEV SERGEI VALENTINOVICH | | Management | | For | | For | | |
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| 5.2 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: BASHKIROV ALEXEY VLADIMIROVICH | | Management | | For | | For | | |
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| 5.3 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: BOGAUDINOV RUSHAN ABDULKHAEVICH | | Management | | For | | For | | |
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| 5.4 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: BRATUKHIN SERGEY BORISOVICH | | Management | | For | | For | | |
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| 5.5 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: BOUGROV ANDREI YEVGENYEVICH | | Management | | For | | For | | |
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| 5.6 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: ZAKHAROVA MARIANNA ALEXANDROVNA | | Management | | For | | For | | |
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| 5.7 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: KOROBOV ANDREY VLADIMIROVICH | | Management | | For | | For | | |
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| 5.8 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: MISHAKOV STALBEK STEPANOVICH | | Management | | For | | For | | |
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| 5.9 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: PENNY GARETH PETER HERBERT | | Management | | For | | For | | |
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| 5.10 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: PRINSLOO CORNELIS JOHANNES GERHARDUS | | Management | | For | | For | | |
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| 5.11 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: SOKOV MAXIM MIKHAILOVICH | | Management | | For | | For | | |
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| 5.12 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: SOLOVIEV VLADISLAV ALEXANDROVICH | | Management | | For | | For | | |
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| 5.13 | | TO ELECT THE FOLLOWING MEMBER OF THE BOARD OF DIRECTOR: EDWARDS ROBERT WILLEM JOHN | | Management | | For | | For | | |
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| 6.1 | | TO ELECT THE FOLLOWING MEMBER OF THE AUDIT COMMISSION: ARUSTAMOV ARTUR GAGIKOVICH | | Management | | For | | For | | |
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| 6.2 | | TO ELECT THE FOLLOWING MEMBER OF THE AUDIT COMMISSION: MASALOVA ANNA VIKTOROVNA | | Management | | For | | For | | |
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| 6.3 | | TO ELECT THE FOLLOWING MEMBER OF THE AUDIT COMMISSION: SVANIDZE GEORGIY EDUARDOVICH | | Management | | For | | For | | |
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| 6.4 | | TO ELECT THE FOLLOWING MEMBER OF THE AUDIT COMMISSION: SHILKOV VLADIMIR NIKOLAEVICH | | Management | | For | | For | | |
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| 6.5 | | TO ELECT THE FOLLOWING MEMBER OF THE AUDIT COMMISSION: YANEVICH ELENA ALEXANDROVNA | | Management | | For | | For | | |
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| 7 | | APPROVE JSC KPMG AS AUDITOR OF RUSSIAN ACCOUNTING STANDARDS FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL | | Management | | For | | For | | |
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| 8 | | APPROVE JSC KPMG AS AUDITOR OF CONSOLIDATED FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL | | Management | | For | | For | | |
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| 9 | | 1. REMUNERATION AND COMPENSATIONS TO THE MEMBERS OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL ASSOCIATED WITH PERFORMANCE OF THEIR DUTIES ARE PAYED IN ACCORDANCE WITH THE POLICY OF REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL (APPROVED BY ANNUAL GENERAL MEETING’S RESOLUTION DD. 06.06.2014). 2. CHAIRMAN OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL, ELECTED AT THE FIRST BOARD OF DIRECTORS MEETING HELD AFTER THIS MEETING, SHALL BE PAID A FEE AND REIMBURSED EXPENSES ASSOCIATED WITH THE PERFORMANCE OF HIS DUTIES, AND MAINTAINED HIS ACCIDENT INSURANCE, IN THE FOLLOWING AMOUNTS: 2.1. REMUNERATION TO BE PAID TO THE CHAIRMAN OF THE BOARD OF DIRECTORS - INDEPENDENT DIRECTOR SHALL BE USD 1,000,000 PER ANNUM, PAYABLE ON A QUARTERLY BASIS IN EQUAL AMOUNTS IN RUB AT THE RATE SET BY THE CENTRAL BANK OF THE RUSSIAN FEDERATION ON THE LAST BUSINESS DAY OF THE ACCOUNTING QUARTER. THE AMOUNT SHOWN ABOVE SHALL BE AFTER TAXES IN ACCORDANCE WITH EFFECTIVE RF LAW. THE AFOREMENTIONED REMUNERATION SHALL BE PAYABLE FROM THE DAY OF ELECTION OF THE INDEPENDENT DIRECTOR AS THE CHAIRMAN OF THE BOARD OF DIRECTORS TO THE DATE, ON WHICH HIS TERM OF OFFICE AS THE CHAIRMAN OF THE BOARD OF DIRECTORS EXPIRES; 2.2. IF THE PERSON, ELECTED AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FIRST MEETING OF THE BOARD OF DIRECTORS HELD AFTER THIS MEETING, IS NOT ELECTED AS THE MEMBER OF THE BOARD OF DIRECTORS AT THE 2016 YEAR-END ANNUAL GENERAL MEETING OF THE SHAREHOLDERS AND CHAIRMAN OF THE NEWLY ELECTED BOARD OF DIRECTORS OR IF HIS OFFICE AS THE CHAIRMAN OF THE BOARD OF DIRECTORS WILL TERMINATE BEFORE THE 2016 YEAR-END ANNUAL GENERAL MEETING OF THE SHAREHOLDERS HE WILL BE PAID ADDITIONAL REMUNERATION IN THE AMOUNT OF USD 3 000 000.00 LESS AMOUNT OF THE REMUNERATION RECEIVED BY HIM FOR EXECUTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS DUTIES FROM THE DATE OF HIS ELECTION AT THE FIRST MEETING OF THE BOARD OF DIRECTORS HELD AFTER THIS MEETING. THE AFOREMENTIONED ADDITIONAL REMUNERATION IS PAYABLE ON A QUARTERLY BASIS IN EQUAL AMOUNTS UP TO JUNE 10, 2019 IN RUB AT THE EXCHANGE RATE OF THE CENTRAL BANK OF THE RUSSIAN FEDERATION ON THE LAST BUSINESS DAY OF THE REPORTING QUARTER. THE AMOUNT SHOWN ABOVE SHALL BE AFTER TAX IN ACCORDANCE WITH THE EFFECTIVE RF LAW. IF HE WILL BE REELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS BY THE SUBSEQUENT BEFORE THE 2018 YEAR-END ANNUAL GENERAL MEETING OF SHAREHOLDERS THE REMUNERATION FOR SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS PROVIDED IN SUBPARAGRAPH 2.1 OF THIS PARAGRAPH, SHALL NOT BE PAID. 2.3. DOCUMENTED EXPENSES INCURRED BY THE CHAIRMAN OF THE BOARD OF DIRECTORS, WHILE PERFORMING HIS DUTIES, INCLUDING: ACCOMMODATION IN HOTELS, TRAVEL SERVICES, INCLUDING VIP LOUNGE SERVICES, OTHER AIR TRAVEL FEES AND CHARGES (BUSINESS AND FIRST CLASS TICKETS), TELEPHONE CALLS (INCLUDING MOBILE COMMUNICATION), REPRESENTATION EXPENSES, WILL BE COMPENSATED IN ACCORDANCE WITH THE LIMITS FOR CATEGORY 1 POSITIONS APPROVED BY PJSC MMC NORILSK NICKEL. 2.4. PJSC MMC NORILSK NICKEL SHALL AT ITS OWN EXPENSE PROVIDE LIFE INSURANCE FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS AGAINST THE FOLLOWING RISK DURING PERFORMANCE OF OFFICIAL DUTIES: - DEATH IN AN ACCIDENT WITH THE COVERAGE IN AMOUNT OF AT LEAST USD 3,000,000; - SERIOUS BODILY INJURY IN AN ACCIDENT (OR DISABILITY RESULTING FROM AN ACCIDENT) WITH THE COVERAGE IN AMOUNT OF AT LEAST USD 3,000,000; - INJURY IN AN ACCIDENT (OR TEMPORARY DISABILITY RESULTING FROM AN ACCIDENT) WITH THE COVERAGE IN AMOUNT OF AT LEAST USD 100,000 | | Management | | For | | For | | |
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| 10 | | SET THE REMUNERATION TO AN AUDIT COMMISSION MEMBER OF PJSC MMC NORILSK NICKEL NOT EMPLOYED BY THE COMPANY IN THE AMOUNT OF RUB 1,800,000 PER ANNUM BEFORE TAXES. PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR. MENTIONED AMOUNT OF BEFORE TAXES IN ACCORDANCE WITH APPLICABLE RUSSIAN LEGISLATION | | Management | | For | | For | | |
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| 11 | | APPROVE INTERRELATED INTERESTED PARTY TRANSACTIONS, IN WHICH INTERESTED PARTIES ARE ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL AND WHICH CONCERNS OBLIGATIONS OF PJSC MMC NORILSK NICKEL REGARDING INDEMNIFICATION OF LOSSES SUCH MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL CAN INCUR AS A RESULT OF THEIR NOMINATION TO THE CORRESPONDING POSITIONS, IN THE AMOUNT OF NO MORE THAN USD 115 000 000 (ONE HUNDRED AND FIFTEEN MILLION) PER PERSON | | Management | | For | | For | | |
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| 12 | | APPROVE INTERESTED PARTY TRANSACTIONS, IN WHICH INTERESTED PARTIES ARE ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL AND WHICH CONCERNS LIABILITY INSURANCE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL, WHO ARE THE BENEFICIARIES OF THE TRANSACTION, PROVIDED BY RUSSIAN INSURANCE COMPANY; THE EFFECTIVE PERIOD OF LIABILITY INSURANCE IS ONE YEAR, TOTAL LIABILITY LIMIT IS NOT LESS THAN USD 200 000 000 (TWO HUNDRED MILLION) AND LIABILITY LIMIT OF NOT LESS THAN USD 25 000 000 (TWENTY FIVE MILLION) FOR EXTENDED COVERAGE TO THE PRIMARY CONTRACT AS WELL AS INSURANCE PREMIUM OF NOT EXCEEDING USD 1 000 000 (ONE MILLION) | | Management | | For | | For | | |
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| 13 | | APPROVE INTERESTED PARTY TRANSACTIONS BETWEEN THE COMPANY AND NORMETIMPEX JSC (CONCLUSION OF INSTRUCTIONS TO THE COMMISSION AGREEMENT NO. NN/1001-2009 DD. 21.12.2009). SUBJECT MATTER, PRICE AND OTHER ESSENTIAL CONDITIONS OF TRANSACTION A PROVIDED IN ANNEXES 1, 2, 3 | | Management | | For | | For | | |
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| CMMT | | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED. | | Non-Voting | | | | | | |
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| NORILSK NICKEL PJSC |
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| Security | | 55315J102 | | Meeting Type | | Consent |
| Ticker Symbol | | NILSY | | Meeting Date | | 10-Jun-2016 |
| ISIN | | | | Agenda | | 934429235 - Management |
| Record Date | | 11-May-2016 | | Holding Recon Date | | 11-May-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | APPROVE 2015 ANNUAL REPORT OF PJSC MMC NORILSK NICKEL. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | | Management | | For | | For | | |
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| 2. | | APPROVE ANNUAL FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL FOR 2015. | | Management | | For | | For | | |
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| 3. | | APPROVE 2015 CONSOLIDATED FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL. | | Management | | For | | For | | |
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| 4. | | 1. APPROVE DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK NICKEL IN 2015 IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS, INCLUDED IN THE REPORT OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL WITH MOTIVATED POSITION OF THE COMPANY’S BOARD OF DIRECTORS ON THE ITEMS OF THE AGENDA OF ANNUAL GENERAL MEETING OF SHAREHOLDERS. 2. PAY MONETARY DIVIDENDS OF RUB 230.14 PER ORDINARY SHARE OF PJSC MMC NORILSK NICKEL, BASED ON THE RESULTS OF 2015. 3. SET JUNE 21, 2016, AS THE RECORD DATE AS OF WHICH ENTITIES RECEIVING DIVIDENDS WILL HAVE BEEN DETERMINED. | | Management | | For | | For | | |
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| 5A. | | ELECTION OF DIRECTOR: BARBASHEV SERGEI VALENTINOVICH | | Management | | For | | | | |
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| 5B. | | ELECTION OF DIRECTOR: BASHKIROV ALEXEY VLADIMIROVICH | | Management | | For | | | | |
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| 5C. | | ELECTION OF DIRECTOR: BOGAUDINOV RUSHAN ABDULKHAEVICH | | Management | | For | | | | |
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| 5D. | | ELECTION OF DIRECTOR: BRATUKHIN SERGEY BORISOVICH | | Management | | For | | | | |
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| 5E. | | ELECTION OF DIRECTOR: BOUGROV ANDREI YEVGENYEVICH | | Management | | For | | | | |
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| 5F. | | ELECTION OF DIRECTOR: ZAKHAROVA MARIANNA ALEXANDROVNA | | Management | | For | | | | |
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| 5G. | | ELECTION OF DIRECTOR: KOROBOV ANDREY VLADIMIROVICH | | Management | | For | | | | |
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| 5H. | | ELECTION OF DIRECTOR: MISHAKOV STALBEK STEPANOVICH | | Management | | For | | | | |
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| 5I. | | ELECTION OF DIRECTOR: PENNY GARETH PETER HERBERT | | Management | | For | | | | |
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| 5J. | | ELECTION OF DIRECTOR: PRINSLOO CORNELIS JOHANNES GERHARDUS | | Management | | For | | | | |
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| 5K. | | ELECTION OF DIRECTOR: SOKOV MAXIM MIKHAILOVICH | | Management | | For | | | | |
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| 5L. | | ELECTION OF DIRECTOR: SOLOVIEV VLADISLAV ALEXANDROVICH | | Management | | For | | | | |
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| 5M. | | ELECTION OF DIRECTOR: EDWARDS ROBERT WILLEM JOHN | | Management | | For | | For | | |
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| 6A. | | ELECTION OF MEMBER OF AUDIT COMMISSION: ARUSTAMOV ARTUR GAGIKOVICH | | Management | | For | | For | | |
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| 6B. | | ELECTION OF MEMBER OF AUDIT COMMISSION: MASALOVA ANNA VIKTOROVNA | | Management | | For | | For | | |
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| 6C. | | ELECTION OF MEMBER OF AUDIT COMMISSION: SVANIDZE GEORGIY EDUARDOVICH | | Management | | For | | For | | |
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| 6D. | | ELECTION OF MEMBER OF AUDIT COMMISSION: SHILKOV VLADIMIR NIKOLAEVICH | | Management | | For | | For | | |
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| 6E. | | ELECTION OF MEMBER OF AUDIT COMMISSION: YANEVICH ELENA ALEXANDROVNA | | Management | | For | | For | | |
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| 7. | | APPROVE JSC KPMG AS AUDITOR OF RUSSIAN ACCOUNTING STANDARDS FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL. | | Management | | For | | For | | |
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| 8. | | APPROVE JSC KPMG AS AUDITOR OF CONSOLIDATED FINANCIAL STATEMENTS OF PJSC MMC NORILSK NICKEL. | | Management | | For | | For | | |
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| 9. | | 1. REMUNERATION AND COMPENSATIONS TO THE MEMBERS OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL ASSOCIATED WITH PERFORMANCE OF THEIR DUTIES ARE PAYED IN ACCORDANCE WITH THE POLICY OF REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL (APPROVED BY ANNUAL GENERAL MEETING’S RESOLUTION DD. 06.06.2014). 2. CHAIRMAN OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL, ELECTED AT THE FIRST BOARD OF DIRECTORS MEETING HELD AFTER THIS MEETING, .... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | | Management | | For | | For | | |
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| 10. | | SET THE REMUNERATION TO AN AUDIT COMMISSION MEMBER OF PJSC MMC NORILSK NICKEL NOT EMPLOYED BY THE COMPANY IN THE AMOUNT OF RUB 1,800,000 PER ANNUM BEFORE TAXES. PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR. MENTIONED AMOUNT OF BEFORE TAXES IN ACCORDANCE WITH APPLICABLE RUSSIAN LEGISLATION. | | Management | | For | | For | | |
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| 11. | | APPROVE INTERRELATED INTERESTED PARTY TRANSACTIONS, IN WHICH INTERESTED PARTIES ARE ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL AND WHICH CONCERNS OBLIGATIONS OF PJSC MMC NORILSK NICKEL REGARDING INDEMNIFICATION OF LOSSES SUCH MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL CAN INCUR AS A RESULT OF THEIR NOMINATION TO THE CORRESPONDING POSITIONS, IN THE AMOUNT OF NO MORE THAN USD 115 000 000 (ONE HUNDRED AND FIFTEEN MILLION) PER PERSON. | | Management | | For | | For | | |
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| 12. | | APPROVE INTERESTED PARTY TRANSACTIONS, IN WHICH INTERESTED PARTIES ARE ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL AND WHICH CONCERNS LIABILITY INSURANCE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL, WHO ARE THE BENEFICIARIES OF THE TRANSACTION, PROVIDED BY RUSSIAN INSURANCE COMPANY; THE EFFECTIVE PERIOD OF LIABILITY INSURANCE IS ONE YEAR, TOTAL LIABILITY LIMIT IS NOT LESS THAN ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | | Management | | For | | For | | |
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| 13. | | APPROVE INTERESTED PARTY TRANSACTIONS BETWEEN THE COMPANY AND NORMETIMPEX JSC (CONCLUSION OF INSTRUCTIONS TO THE COMMISSION AGREEMENT NO. NN/1001-2009 DD. 21.12.2009). SUBJECT MATTER, PRICE AND OTHER ESSENTIAL CONDITIONS OF TRANSACTION A PROVIDED IN ANNEXES 1, 2, 3. | | Management | | For | | For | | |
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| PHISON ELECTRONICS CORP |
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| Security | | Y7136T101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 15-Jun-2016 |
| ISIN | | TW0008299009 | | Agenda | | 707121050 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | MIAOLI / Taiwan, Province of China | | Vote Deadline Date | | 03-Jun-2016 |
| SEDOL(s) | | 6728469 - B131M77 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 12 PER SHARE | | Management | | For | | For | | |
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| 4 | | THE PROPOSAL OF NEW SHARES ISSUANCE VIA PRIVATE PLACEMENT | | Management | | For | | For | | |
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| 5 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
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| 6 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
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| YUNGTAY ENGINEERING CO LTD, TAIPEI CITY |
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| Security | | Y9881Q100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | TW0001507002 | | Agenda | | 707124094 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 06-Jun-2016 |
| SEDOL(s) | | 6988694 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | 2015 FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2.7 PER SHARE | | Management | | For | | For | | |
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| CHINA CONSTRUCTION BANK CORPORATION, BEIJING |
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| Security | | Y1397N101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Jun-2016 |
| ISIN | | CNE1000002H1 | | Agenda | | 707113596 - Management |
| Record Date | | 17-May-2016 | | Holding Recon Date | | 17-May-2016 |
| City / Country | | HONG KONG / China | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | B0LMTQ3 - B0N9XH1 - B0YK577 - BP3RRZ6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618292 DUE TO ADDITION OF- RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN201604291938.pdf, | | Non-Voting | | | | | | |
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| 1 | | 2015 REPORT OF BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 2 | | 2015 REPORT OF BOARD OF SUPERVISORS | | Management | | For | | For | | |
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| 3 | | 2015 FINAL FINANCIAL ACCOUNTS | | Management | | For | | For | | |
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| 4 | | 2015 PROFIT DISTRIBUTION PLAN | | Management | | For | | For | | |
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| 5 | | BUDGET OF 2016 FIXED ASSETS INVESTMENT | | Management | | For | | For | | |
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| 6 | | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2014 | | Management | | For | | For | | |
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| 7 | | REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2014 | | Management | | For | | For | | |
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| 8 | | RE-ELECTION OF MR. ZHANG LONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| 9 | | RE-ELECTION OF MR. CHUNG SHUI MING TIMPSON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| 10 | | RE-ELECTION OF MR. WIM KOK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| 11 | | RE-ELECTION OF MR. MURRAY HORN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| 12 | | RE-ELECTION OF MS. LIU JIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | | Management | | For | | For | | |
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| 13 | | RE-ELECTION OF MS. LI XIAOLING AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK | | Management | | For | | For | | |
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| 14 | | RE-ELECTION OF MR. BAI JIANJUN AS AN EXTERNAL SUPERVISOR OF THE BANK | | Management | | For | | For | | |
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| 15 | | APPOINTMENT OF EXTERNAL AUDITORS FOR 2016: APPROVE PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS DOMESTIC ACCOUNTING FIRM AND PRICEWATERHOUSECOOPERS AS INTERNATIONAL ACCOUNTING FIRM AND FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 16 | | AMENDMENT TO THE IMPACT OF DILUTED IMMEDIATE RETURN FROM PREFERENCE SHARE ISSUANCE OF CHINA CONSTRUCTION BANK CORPORATION AND MEASURES TO MAKE UP THE RETURN | | Management | | For | | For | | |
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| 17 | | RE-ELECTION OF MR. GUO YANPENG AS A NON- EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| CLEANAWAY COMPANY LIMITED, KAOHSIUNG |
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| Security | | Y16688106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Jun-2016 |
| ISIN | | TW0008422007 | | Agenda | | 707124412 - Management |
| Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | KAOHSIUNG / Taiwan, Province of China | | Vote Deadline Date | | 07-Jun-2016 |
| SEDOL(s) | | B4VYX10 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 10.0 PER SHARE | | Management | | For | | For | | |
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| 4.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: YANG, WUN-ZAI, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
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| 4.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: CHEN,DA-DAI, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
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| 4.3 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: WU, JIAN-SYUN, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
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| 4.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
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| 4.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
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| 4.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
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| 4.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
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| 4.8 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
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| 4.9 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
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| 4.10 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
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| 5 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
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| 6 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
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| M.VIDEO PJSC, MOSCOW |
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| Security | | X5596G107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Jun-2016 |
| ISIN | | RU000A0JPGA0 | | Agenda | | 707149147 - Management |
| Record Date | | 10-May-2016 | | Holding Recon Date | | 10-May-2016 |
| City / Country | | TBD / Russian Federation | | Vote Deadline Date | | 06-Jun-2016 |
| SEDOL(s) | | B28ZH76 - B39V899 - B59SPB5 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 640740 DUE TO RECEIPT OF-DIRECTOR AND AUDIT COMMISSION NAMES. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | APPROVAL OF THE ANNUAL REPORT AS OF FY 2015 | | Management | | For | | For | | |
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| 2 | | APPROVAL OF THE ANNUAL ACCOUNTING REPORT, PROFIT AND LOSSES REPORT AS OF FY 2015 | | Management | | For | | For | | |
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| 3 | | APPROVAL OF THE ANNUAL FINANCIAL STATEMENT AS OF FY 2015 | | Management | | For | | For | | |
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| 4 | | APPROVAL OF THE DISTRIBUTION OF PROFIT AND LOSSES, DIVIDEND PAYMENTS AS OF FY 2015 AT RUB 20 PER SHARE. THE RECORD DATE FOR DIVIDEND PAYMENT IS JULY 1, 2016 | | Management | | For | | For | | |
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| 5 | | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 11 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 9 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE “FOR”.-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | | Non-Voting | | | | | | |
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| 6.1 | | ELECTION OF THE BOARD OF DIRECTOR: BREEV P.U | | Management | | For | | For | | |
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| 6.2 | | ELECTION OF THE BOARD OF DIRECTOR: BURLETON ADRIAN | | Management | | For | | For | | |
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| 6.3 | | ELECTION OF THE BOARD OF DIRECTOR: JOHN COLEMAN | | Management | | For | | For | | |
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| 6.4 | | ELECTION OF THE BOARD OF DIRECTOR: CREUSEN UTHO | | Management | | For | | For | | |
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| 6.5 | | ELECTION OF THE BOARD OF DIRECTOR: KULIKOV D.V | | Management | | For | | For | | |
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| 6.6 | | ELECTION OF THE BOARD OF DIRECTOR: PARKS CHRISTOFEPHER ALLAN | | Management | | For | | For | | |
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| 6.7 | | ELECTION OF THE BOARD OF DIRECTOR: PREOBRAZHENSKIY V.V | | Management | | For | | For | | |
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| 6.8 | | ELECTION OF THE BOARD OF DIRECTOR: PRISYAJNYUK A.M | | Management | | For | | For | | |
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| 6.9 | | ELECTION OF THE BOARD OF DIRECTOR: SKIRROW CHRIS | | Management | | For | | For | | |
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| 6.10 | | ELECTION OF THE BOARD OF DIRECTOR: TYNKOVAN A.A | | Management | | For | | For | | |
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| 6.11 | | ELECTION OF THE BOARD OF DIRECTOR: HAMID DAVID | | Management | | For | | For | | |
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| 7.1 | | ELECTION OF THE AUDIT COMMISSION: TYSHKEVICH L.A | | Management | | For | | For | | |
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| 7.2 | | ELECTION OF THE AUDIT COMMISSION: BEZLIK E. V | | Management | | For | | For | | |
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| 7.3 | | ELECTION OF THE AUDIT COMMISSION: KOCHUBEY E.S | | Management | | For | | For | | |
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| 8 | | APPROVAL OF ADDITIONAL REMUNERATION AND COMPENSATION TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR PERIOD: JULY 2015 - JUNE 2016 | | Management | | For | | For | | |
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| 9 | | APPROVAL OF REMUNERATION AND COMPENSATION TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR PERIOD: JULY 2016 - JUNE 2017 | | Management | | For | | For | | |
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| 10 | | APPROVAL OF THE AUDITOR | | Management | | For | | For | | |
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| 11 | | APPROVAL OF INTERESTED PARTY TRANSACTION | | Management | | For | | For | | |
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| 12 | | APPROVAL OF INTERESTED PARTY TRANSACTIONS WHICH CAN BE CONCLUDED IN THE FUTURE IN THE PROCESS OF BUSINESS ACTIVITY | | Management | | For | | For | | |
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| 13 | | APPROVAL OF THE NEW EDITION OF THE CHARTER OF THE COMPANY | | Management | | For | | For | | |
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| 14 | | APPROVAL OF THE NEW EDITION OF THE PROVISION ON THE GENERAL SHAREHOLDERS MEETING | | Management | | For | | For | | |
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| 15 | | APPROVAL OF THE NEW EDITION OF THE PROVISION ON THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| HAIER ELECTRONICS GROUP CO LTD |
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| Security | | G42313125 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | BMG423131256 | | Agenda | | 707089593 - Management |
| Record Date | | 17-Jun-2016 | | Holding Recon Date | | 17-Jun-2016 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 15-Jun-2016 |
| SEDOL(s) | | B1TL3R8 - B1TR8B5 - B1TWXP9 - BP3RVC1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0512/LTN20160512355.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0512/LTN20160512385.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE “DIRECTORS”) AND AUDITORS (THE “AUDITORS”) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2.A.1 | | TO RE-ELECT MR. ZHOU YUN JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.A.2 | | TO RE-ELECT MR. LIANG HAI SHAN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
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| 2.A.3 | | TO RE-ELECT DR. WANG HAN HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.A.4 | | TO RE-ELECT MR. LI HUA GANG AS AN ALTERNATE DIRECTOR TO MR. LIANG HAI SHAN | | Management | | Against | | Against | | |
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| 2.B | | TO AUTHORISE THE BOARD (THE “BOARD”) OF THE DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
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| 3 | | APPROVE ERNST YOUNG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 4 | | TO APPROVE THE DECLARATION OF A FINAL DIVIDEND OF HK12 CENTS PER SHARE OF THE COMPANY IN CASH FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 5 | | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | | Management | | For | | For | | |
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| 6 | | TO GRANT THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY OF UP TO 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | | Management | | Against | | Against | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE TO ISSUE ADDITIONAL SECURITIES OF THE COMPANY UP TO THE NUMBER OF SHARES REPURCHASED BY THE COMPANY | | Management | | Against | | Against | | |
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| 8 | | TO GRANT A SPECIFIC MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE UP TO 6,000,000 NEW SHARES FOR GRANTING RESTRICTED SHARES IN THE THIRD YEAR OF THE 5-YEAR TRUST PERIOD FOR THE TRUSTEE TO HOLD ON TRUST FOR EMPLOYEES (NOT DIRECTORS OR CHIEF EXECUTIVES) OF THE COMPANY AND ITS SUBSIDIARIES UNDER THE RESTRICTED SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON 15 APRIL 2014 | | Management | | Against | | Against | | |
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| CMMT | | 16 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| HON HAI PRECISION INDUSTRY CO LTD |
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| Security | | Y36861105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jun-2016 |
| ISIN | | TW0002317005 | | Agenda | | 707145923 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | 6438564 - B03W240 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | AMENDMENT TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 2 | | RATIFICATION OF THE 2015 BUSINESS REPORT AND AUDITED FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | RATIFICATION OF THE PROPOSAL FOR DISTRIBUTION OF 2015 PROFITS. PROPOSED CASH DIVIDEND : TWD 4.0 PER SHARE. PROPOSED STOCK DIVIDEND : 100 SHARES PER 1,000 SHARES | | Management | | For | | For | | |
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| 4 | | DISCUSSION TO APPROVE THE ISSUANCE OF NEW SHARES FOR CAPITAL INCREASE BY EARNINGS RE- CAPITALIZATION | | Management | | For | | For | | |
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| 5 | | DISCUSSION OF AMENDMENTS TO THE COMPANY’S ASSET ACQUISITION AND DISPOSAL PROCEDURES | | Management | | For | | For | | |
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| 6 | | DISCUSSION OF AMENDMENTS TO THE COMPANY’S PROCEDURES FOR LENDING FUNDS TO OTHERS | | Management | | For | | For | | |
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| 7 | | DISCUSSION OF AMENDMENTS TO THE COMPANY’S PROCEDURES FOR ENDORSEMENTS AND GUARANTEES | | Management | | For | | For | | |
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| 8 | | DISCUSSION OF AMENDMENTS TO THE COMPANY’S OPERATIONAL PROCEDURES FOR DERIVATIVE TRADING | | Management | | For | | For | | |
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| 9 | | DISCUSSION OF AMENDMENTS TO THE COMPANY’S REGULATIONS GOVERNING THE ELECTION OF DIRECTORS | | Management | | For | | For | | |
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| 10.1 | | THE ELECTION OF THE DIRECTOR : GUO TAI MING, SHAREHOLDER NO. 1 | | Management | | For | | For | | |
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| 10.2 | | THE ELECTION OF THE DIRECTOR : HON JIN INTERNATIONAL INVESTMENT COMPANY LIMITED, SHAREHOLDER NO. 57132, LU FANG MING AS REPRESENTATIVE | | Management | | For | | For | | |
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| 10.3 | | THE ELECTION OF THE DIRECTOR : HON CHIAO INTERNATIONAL INVESTMENT COMPANY LIMITED, SHAREHOLDER NO. 16662, TAI JENG WU AS REPRESENTATIVE | | Management | | For | | For | | |
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| 10.4 | | THE ELECTION OF THE DIRECTOR : HON CHIAO INTERNATIONAL INVESTMENT COMPANY LIMITED, SHAREHOLDER NO. 16662, CHEN JEN GWO AS REPRESENTATIVE | | Management | | For | | For | | |
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| 10.5 | | THE ELECTION OF THE DIRECTOR : HUANG QING YUAN, SHAREHOLDER NO. R101807XXX | | Management | | For | | For | | |
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| 10.6 | | THE ELECTION OF THE DIRECTOR : SUNG HSUEH JEN, SHAREHOLDER NO. R102960XXX | | Management | | For | | For | | |
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| 10.7 | | THE ELECTION OF THE INDEPENDENT DIRECTOR : FU LI CHEN, SHAREHOLDER NO.A120777XXX | | Management | | For | | For | | |
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| 10.8 | | THE ELECTION OF THE INDEPENDENT DIRECTOR : LI KAI FU, SHAREHOLDER NO. F121958XXX | | Management | | For | | For | | |
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| 10.9 | | THE ELECTION OF THE INDEPENDENT DIRECTOR : CHAN CHI SHEAN, SHAREHOLDER NO. N101117XXX | | Management | | For | | For | | |
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| 11 | | DISCUSSION TO APPROVE THE LIFTING OF DIRECTOR OF NON-COMPETITION RESTRICTIONS | | Management | | For | | For | | |
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| PICC PROPERTY AND CASUALTY COMPANY LTD |
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| Security | | Y6975Z103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | CNE100000593 | | Agenda | | 707072372 - Management |
| Record Date | | 24-May-2016 | | Holding Recon Date | | 24-May-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | 6706250 - B01Y657 - B1BJHT0 - BP3RWY0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0509/LTN20160509312.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0509/LTN20160509324.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2015 | | Management | | For | | For | | |
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| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2015 | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR’S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE DIRECTORS’ FEES FOR 2016 | | Management | | For | | For | | |
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| 6 | | TO CONSIDER AND APPROVE SUPERVISORS’ FEES FOR 2016 | | Management | | For | | For | | |
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| 7 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. CHU BENDE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR A TERM COMMENCING IMMEDIATELY AFTER THE CONCLUSION OF THE AGM UNTIL THE EXPIRY OF THE TERM OF THE CURRENT SESSION OF THE BOARD | | Management | | For | | For | | |
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| 8 | | TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INTERNATIONAL AUDITOR OF THE COMPANY AND RE-APPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 9 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT OR DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE AGGREGATE NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY IN ISSUE WITHIN 12 MONTHS FROM THE DATE ON WHICH SHAREHOLDERS’ APPROVAL IS OBTAINED, AND TO AUTHORISE THE BOARD OF DIRECTORS TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ISSUANCE OR ALLOTMENT OF SHARES | | Management | | Against | | Against | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE ISSUE OF A 10- YEAR CAPITAL SUPPLEMENTARY BONDS IN AN AGGREGATE AMOUNT OF NOT EXCEEDING RMB15 BILLION BY THE COMPANY WITHIN 12 MONTHS FROM THE DATE OF APPROVAL BY THE AGM, AND TO AUTHORISE THE BOARD OF DIRECTORS TO DELEGATE THE MANAGEMENT OF THE COMPANY TO DETERMINE AND IMPLEMENT A DETAILED PLAN FOR THE ISSUE, INCLUDING BUT NOT LIMITED TO THE ISSUE DATE, ISSUE SIZE, FORM OF THE ISSUE, TRANCHES AND NUMBER OF THE ISSUE, COUPON RATE AND CONDITIONS AND DEAL WITH RELEVANT SPECIFIC MATTERS RELATING TO THE ISSUE, AND DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS AS IT MAY IN ITS OPINION CONSIDER NECESSARY, APPROPRIATE OR EXPEDIENT | | Management | | For | | For | | |
| | | | | | |
| MEDIATEK INCORPORATION |
| | | |
| Security | | Y5945U103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | TW0002454006 | | Agenda | | 707150683 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | HSINCH U CITY / Taiwan, Province of China | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | 6372480 - B06P6Z5 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | AMENDMENTS TO THE COMPANY’S ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | ADOPTION OF THE 2015 BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2015 PROFITS. PROPOSED CASH DIVIDEND: TWD 11 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | DISCUSSION ON THE ISSUANCE OF RESTRICTED STOCK AWARDS | | Management | | For | | For | | |
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| ITC LTD, KOLKATA |
| | | |
| Security | | Y4211T171 | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Jun-2016 |
| ISIN | | INE154A01025 | | Agenda | | 707125452 - Management |
| Record Date | | 20-May-2016 | | Holding Recon Date | | 20-May-2016 |
| City / Country | | TBD / India | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | B0JGGP5 - B0LKLQ1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| I | | ORDINARY RESOLUTION FOR INCREASE IN THE AUTHORISED SHARE CAPITAL OF THE COMPANY | | Management | | For | | For | | |
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| II | | SPECIAL RESOLUTION FOR AMENDMENT TO ARTICLE 4 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
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| III | | ORDINARY RESOLUTION FOR ISSUE OF BONUS SHARES IN THE PROPORTION OF 1 (ONE) BONUS SHARE OF INR 1/- EACH FOR EVERY EXISTING 2 (TWO) FULLY PAID-UP ORDINARY SHARES OF INR 1/- EACH | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | | Non-Voting | | | | | | |
Vote Summary
JOHCM Global Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | |
| GREAT WALL MOTOR CO LTD |
| | | |
| Security | | Y2882P106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Sep-2015 |
| ISIN | | CNE100000338 | | Agenda | | 706393117 - Management |
| Record Date | | 31-Jul-2015 | | Holding Recon Date | | 31-Jul-2015 |
| City / Country | | HEBEI PROVINCE / China | | Vote Deadline Date | | 16-Sep-2015 |
| SEDOL(s) | | 6718255 - B01XL04 - B1BJQS2 - B4MLS82 - BP3RV43 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 505766 DUE TO POSTPONEMENT-OF MEETING DATE FROM 02 SEP 2015 TO 22 SEP 2015 AND ALSO RECEIPT OF ADDITIONA-L RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0828/LTN-201508281535.pdf AND http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0828-/LTN201508281519.pdf | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE PROPOSAL ON THE FULFILMENT OF THE CONDITIONS FOR THE NON-PUBLIC ISSUANCE OF A SHARES BY THE COMPANY (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY) | | Management | | For | | For | | |
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| 2 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (DETAILS OF THE REPORT WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (AS SPECIFIED))”) | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (DETAILS OF THE REPORT WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 4 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT DISTRIBUTION PLAN TO SHAREHOLDERS FOR THE COMING THREE YEARS (2015-2017) OF GREAT WALL MOTOR COMPANY LIMITED (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE PROFIT DISTRIBUTION PLAN TO SHAREHOLDERS FOR THE COMING THREE YEARS (2015-2017) OF GREAT WALL MOTOR COMPANY LIMITED (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (AS AT 30 JUNE 2015) (DETAILS OF THE REPORT WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (AS AT 30 JUNE 2015) (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 6.1 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | | Management | | For | | For | | |
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| 6.2 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): METHOD OF ISSUANCE | | Management | | For | | For | | |
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| 6.3 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): TARGET INVESTORS AND METHOD OF SUBSCRIPTION | | Management | | For | | For | | |
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| 6.4 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): NUMBER OF SHARES TO BE ISSUED | | Management | | For | | For | | |
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| 6.5 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): PRICE DETERMINATION DATE AND PRICING PRINCIPLES | | Management | | For | | For | | |
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| 6.6 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): VALID PERIOD OF THE RESOLUTIONS REGARDING THE NON- PUBLIC ISSUANCE | | Management | | For | | For | | |
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| 6.7 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): LOCK-UP ARRANGEMENT | | Management | | For | | For | | |
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| 6.8 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): AMOUNT AND USE OF PROCEEDS | | Management | | For | | For | | |
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| 6.9 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): RETAINED PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE | | Management | | For | | For | | |
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| 6.10 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): PLACE OF LISTING | | Management | | For | | For | | |
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| 7 | | TO CONSIDER AND APPROVE THE PROPOSAL ON THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “PROPOSED ON THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 8 | | TO CONSIDER AND APPROVE THE PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, THE CHAIRMAN OF THE BOARD OF DIRECTORS OF THE COMPANY (THE “CHAIRMAN”) AND THE RELEVANT PERSONS AUTHORISED BY THE CHAIRMAN TO DEAL WITH MATTERS IN CONNECTION WITH THE NONPUBLIC ISSUANCE OF A SHARES BY THE COMPANY AT THEIR SOLE DISCRETION (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY) | | Management | | For | | For | | |
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| 9 | | TO CONSIDER AND APPROVE THE PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF GREAT WALL MOTOR COMPANY LIMITED (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY | | Management | | For | | For | | |
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| 10 | | THAT, SUBJECT TO (I) THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE LISTING OF, AND PERMISSION TO DEAL IN, THE H SHARES OF RMB1.00 EACH IN THE CAPITAL OF THE COMPANY TO BE ISSUED PURSUANT TO THIS RESOLUTION; AND (II) THE APPROVAL BY HEBEI PROVINCIAL DEPARTMENT OF COMMERCE: THE COMPANY PROPOSES TO ISSUE SHARE DIVIDEND BY WAY OF CAPITALISATION OF THE UNDISTRIBUTED PROFITS ON THE BASIS OF 10 NEW SHARES FOR EVERY 10 SHARES IN ISSUE AND DISTRIBUTE CASH DIVIDEND OF RMB2.50 PER 10 SHARES (TAX INCLUSIVE) BY WAY OF THE UNDISTRIBUTED PROFITS TO ALL SHAREHOLDERS, AGGREGATING TO 3,042,423,000 SHARES AND RMB760,605,750 (TAX INCLUSIVE) BASED ON THE TOTAL OF 3,042,423,000 SHARE CAPITAL AS OF 30 | | Management | | For | | For | | |
| | | | | | | | | | |
| | JUNE 2015. THE COMPANY ALSO PROPOSES TO ISSUE SHARES TO ALL SHAREHOLDERS BY WAY OF CAPITALISATION OF CAPITAL RESERVE (SHARE PREMIUM) ON THE BASIS OF 10 SHARES FOR EVERY 10 SHARES IN ISSUE, AGGREGATING TO 3,042,423,000 SHARES. AFTER THE ISSUE OF THE SHARE DIVIDEND AND THE CAPITALISATION OF CAPITAL RESERVES, THE TOTAL CAPITAL OF THE COMPANY WILL INCREASE BY 6,084,846,000 SHARES TO 9,127,269,000 SHARES. H SHAREHOLDERS WHOSE NAMES APPEAR ON THE SHARE REGISTER OF MEMBERS ON MONDAY, 12 OCTOBER 2015 SHALL BE ENTITLED TO THE SHARE DIVIDEND, CASH DIVIDEND AND NEW SHARES BY WAY OF CAPITALISATION OF CAPITAL RESERVES. THE RECORD DATE FOR THE A SHAREHOLDERS FOR THE ENTITLEMENT OF THE SHARE DIVIDEND, CASH DIVIDEND AND NEW SHARES BY WAY OF CAPITALISATION OF CAPITAL RESERVES WILL BE DETERMINED AFTER THE EGM. THE A SHARES AND H SHARES TO BE NEWLY ISSUED SHALL RANK PARI PASSU WITH THE EXISTING A SHARES AND H SHARES IN ALL RESPECTS. ANY ONE EXECUTIVE DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND THINGS AND EXECUTE ALL DOCUMENTS AND MAKE SUCH ARRANGEMENT AS HE/SHE MAY DETERMINE TO BE APPROPRIATE, NECESSARY OR DESIRABLE TO GIVE EFFECT TO OR TO IMPLEMENT THE FOREGOING MATTERS. DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY | | | | | | | | |
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| 11 | | THAT, SUBJECT TO THE APPROVAL OF SPECIAL RESOLUTION NUMBERED 10 ABOVE BY THE SHAREHOLDERS AT THE EGM, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS A RESULT OF THE CAPITALISATION ISSUE (DETAILS OF WHICH WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY), AND TO AUTHORIZE ANY ONE EXECUTIVE DIRECTOR OF THE COMPANY TO COMPLETE THE PROCEDURES FOR AMENDMENT, APPLICATION FOR REVIEW, REGISTRATION, FILING AND OTHER RELEVANT ISSUES WITH THE RELEVANT AUTHORITIES IN RELATION TO THE AMENDMENT AND REVISAL OF THE ARTICLES OF ASSOCIATION ON THE BEHALF OF THE COMPANY | | Management | | For | | For | | |
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| 12 | | TO CONSIDER AND APPROVE THE ABSORPTION AND MERGER OF BAODING XINYUAN AUTOMOBILE INNER DECORATION CO., LTD., BAODING GREAT WALL BOXIANG AUTOMOTIVE PARTS MANUFACTURING CO., LTD., MACS (BAODING) AUTO A/C SYSTEMS CO., LTD., BAODING GREAT WALL EXQUISITE FOUNDRY COMPANY LIMITED AND GREAT WALL BAODING INTERNAL COMBUSTION ENGINE MANUFACTURING COMPANY LIMITED IN ACCORDANCE WITH THE PROPOSAL SET OUT IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 (PUBLISHED ON THE WEBSITE OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY), AND TO AUTHORIZE THE CHAIRMAN AND ANY PERSON AUTHORIZED BY THE CHAIRMAN TO IMPLEMENT AND/OR GIVE EFFECT TO THE ABSORPTION AND MERGER, TO EXECUTE ALL NECESSARY DOCUMENTS AND AGREEMENTS AND TO DO ALL SUCH THINGS DEEMED BY THEM TO BE INCIDENTAL TO, ANCILLARY TO OR IN CONNECTION WITH THE ABSORPTION AND MERGER, AND TO APPROVE, RATIFY AND CONFIRM ALL SUCH ACTIONS OF THE BOARD IN RELATION TO THE ABSORPTION AND MERGER | | Management | | For | | For | | |
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| 13 | | THAT, SUBJECT TO THE APPROVAL OF SPECIAL RESOLUTION NUMBERED 12 ABOVE BY THE SHAREHOLDERS AT THE EGM, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS A RESULT OF THE PROPOSED ABSORPTION AND MERGER OF WHOLLY- OWNED SUBSIDIARIES (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY), AND TO AUTHORIZE ANY ONE EXECUTIVE DIRECTOR OF THE COMPANY TO COMPLETE THE PROCEDURES FOR AMENDMENT, APPLICATION FOR REVIEW, REGISTRATION, FILING AND OTHER RELEVANT ISSUES WITH THE RELEVANT AUTHORITIES IN RELATION TO THE AMENDMENT AND REVISAL OF THE ARTICLES OF ASSOCIATION ON THE BEHALF OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 31 AUG 2015: PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON RESOLUTION-S 5, 6.1 TO 6.10, 7, 10, 11, 12, 13. STANDING INSTRUCTIONS HAVE BEEN REMOVED F-OR THIS MEETING. THANK YOU. | | Non-Voting | | | | | | |
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CMMT | | 31 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. I-F YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 518079. PLEASE DO NOT VOTE AGAI-N UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
NEWCREST MINING LTD, MELBOURNE VIC
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| | | |
| Security | | Q6651B114 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Oct-2015 |
| ISIN | | AU000000NCM7 | | Agenda | | 706449142 - Management |
| Record Date | | 27-Oct-2015 | | Holding Recon Date | | 27-Oct-2015 |
| City / Country | | MELBOURNE / Australia | | Vote Deadline Date | | 22-Oct-2015 |
| SEDOL(s) | | 4642226 - 6637101 - B02KH39 - B75BRF0 - BHZLN63 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3A, 3B, 4, AND 5 VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT- NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | | Non-Voting | | | | | | |
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| 2.A | | ELECTION OF XIAOLING LIU AS A DIRECTOR | | Management | | For | | For | | |
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| 2.B | | ELECTION OF ROGER HIGGINS AS A DIRECTOR | | Management | | For | | For | | |
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| 2.C | | RE-ELECTION OF GERARD BOND AS A DIRECTOR | | Management | | For | | For | | |
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| 3.A | | GRANT OF PERFORMANCE RIGHTS TO SANDEEP BISWAS | | Management | | For | | For | | |
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| 3.B | | GRANT OF PERFORMANCE RIGHTS TO GERARD BOND | | Management | | For | | For | | |
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| 4 | | ADOPTION OF THE REMUNERATION REPORT (ADVISORY ONLY) | | Management | | For | | For | | |
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| CMMT | | IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION. | | Non-Voting | | | | | | |
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| 5 | | THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON THE RESOLUTION PROPOSED IN ITEM 4 (REMUNERATION REPORT) BEING CAST AGAINST THE ADOPTION OF THE REMUNERATION REPORT: A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS AFTER THE PASSING OF THIS RESOLUTION; B) ALL OF THE DIRECTORS OF THE COMPANY IN OFFICE AT THE TIME WHEN THE BOARD RESOLUTION TO MAKE THE DIRECTORS’ REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2015 WAS PASSED (OTHER THAN THE MANAGING DIRECTOR), AND WHO REMAIN DIRECTORS AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE OF SHAREHOLDERS AT THE SPILL MEETING | | Shareholder | | Against | | For | | |
AVAGO TECHNOLOGIES U.S. INC.
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| Security | | Y0486S104 | | Meeting Type | | Special |
| Ticker Symbol | | AVGO | | Meeting Date | | 10-Nov-2015 |
| ISIN | | SG9999006241 | | Agenda | | 934285645 - Management |
| Record Date | | 25-Sep-2015 | | Holding Recon Date | | 25-Sep-2015 |
| City / Country | | / Malaysia | | Vote Deadline Date | | 09-Nov-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | AVAGO SCHEME PROPOSAL: TO APPROVE THE STATUTORY SCHEME OF ARRANGEMENT BETWEEN (I) AVAGO, (II) THE AVAGO SHAREHOLDERS, AND (III) PAVONIA LIMITED WHEREBY ALL ISSUED ORDINARY SHARES OF AVAGO WILL BE TRANSFERRED TO AVAGO TECHNOLOGIES CAYMAN FINANCE LIMITED, AS THE ENTITY DESIGNATED BY PAVONIA LIMITED TO RECEIVE SUCH SHARES, IN CONSIDERATION FOR NEWLY ALLOTTED AND ISSUED ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED, AS SET FORTH IN AVAGO’S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS COURT MEETING OF AVAGO SHAREHOLDERS. | | Management | | For | | For | | |
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| 2. | | EQUITY ISSUANCE PROPOSAL: TO APPROVE THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED AND/OR LIMITED PARTNERSHIP INTERESTS OF SAFARI CAYMAN L.P. (INCLUDING THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED UPON THE EXCHANGE OF SUCH LIMITED PARTNERSHIP INTERESTS IN ACCORDANCE WITH THE TERMS THEREOF AND THE PAVONIA LIMITED VOTING RIGHTS ATTACHED THERETO) TO SHAREHOLDERS OF BROADCOM CORPORATION, AS SET FORTH IN AVAGO’S NOTICE OF, & PROXY STATEMENT RELATING TO, ITS COURT MEETING OF AVAGO SHAREHOLDERS. | | Management | | For | | For | | |
WALGREENS BOOTS ALLIANCE
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| Security | | 931427108 | | Meeting Type | | Annual |
| Ticker Symbol | | WBA | | Meeting Date | | 27-Jan-2016 |
| ISIN | | US9314271084 | | Agenda | | 934311539 - Management |
| Record Date | | 30-Nov-2015 | | Holding Recon Date | | 30-Nov-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 26-Jan-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: JANICE M. BABIAK | | Management | | For | | For | | |
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| 1B. | | ELECTION OF DIRECTOR: DAVID J. BRAILER | | Management | | For | | For | | |
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| 1C. | | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | | Management | | For | | For | | |
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| 1D. | | ELECTION OF DIRECTOR: GINGER L. GRAHAM | | Management | | For | | For | | |
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| 1E. | | ELECTION OF DIRECTOR: JOHN A. LEDERER | | Management | | For | | For | | |
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| 1F. | | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | | Management | | For | | For | | |
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| 1G. | | ELECTION OF DIRECTOR: STEFANO PESSINA | | Management | | For | | For | | |
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| 1H. | | ELECTION OF DIRECTOR: BARRY ROSENSTEIN | | Management | | For | | For | | |
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| 1I. | | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER | | Management | | For | | For | | |
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| 1J. | | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | | Management | | For | | For | | |
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| 1K. | | ELECTION OF DIRECTOR: JAMES A. SKINNER | | Management | | For | | For | | |
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| 2. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | |
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| 3. | | RATIFY DELOITTE & TOUCHE LLP AS WALGREENS BOOTS ALLIANCE, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | |
AIRGAS, INC.
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| Security | | 009363102 | | Meeting Type | | Special |
| Ticker Symbol | | ARG | | Meeting Date | | 23-Feb-2016 |
| ISIN | | US0093631028 | | Agenda | | 934324384 - Management |
| Record Date | | 22-Jan-2016 | | Holding Recon Date | | 22-Jan-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 22-Feb-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, “THE MERGER AGREEMENT”), DATED AS OF NOVEMBER 17, 2015, BY AND AMONG AIRGAS, INC., A CORPORATION ORGANIZED UNDER THE LAWS OF DELAWARE (THE “COMPANY”), L’AIR LIQUIDE, S.A., A SOCIETE ANONYME ORGANIZED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | Management | | For | | For | | |
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| 2. | | A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY’S PRINCIPAL EXECUTIVE OFFICERS, PRINCIPAL FINANCIAL OFFICER AND THREE MOST HIGHLY COMPENSATED EXECUTIVE OFFICERS OTHER THAN THE PRINCIPAL EXECUTIVE OFFICERS AND PRINCIPAL FINANCIAL OFFICER IN CONNECTION WITH THE MERGER. | | Management | | For | | For | | |
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| 3. | | A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | | Management | | For | | For | | |
SAMSUNG ELECTRONICS CO LTD, SUWON
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| Security | | Y74718100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Mar-2016 |
| ISIN | | KR7005930003 | | Agenda | | 706681308 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 01-Mar-2016 |
| SEDOL(s) | | 6771720 - B19VC15 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015) | | Management | | For | | For | | |
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| 2.1.1 | | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. IN- HO LEE | | Management | | For | | For | | |
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| 2.1.2 | | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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| 2.1.3 | | ELECTION OF INDEPENDENT DIRECTOR: DR. JAE- WAN PARK | | Management | | For | | For | | |
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| 2.2.1 | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. BOO- KEUN YOON | | Management | | For | | For | | |
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| 2.2.2 | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. JONG-KYUN SHIN | | Management | | For | | For | | |
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| 2.2.3 | | RE- ELECTION OF EXECUTIVE DIRECTOR: MR. SANG-HOON LEE | | Management | | For | | For | | |
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| 2.3.1 | | RE- ELECTION OF AUDIT COMMITTEE MEMBER: MR. IN-HO LEE | | Management | | For | | For | | |
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| 2.3.2 | | RE-ELECTION OF AUDIT COMMITTEE MEMBER: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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| 3 | | APPROVAL OF THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016 | | Management | | For | | For | | |
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| 4 | | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION: ARTICLE8-2, 11, 11-3, 11-4, 15-2, 16, 16-2, 17-3, 24,29,31,39, 40 | | Management | | For | | For | | |
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| CMMT | | 17 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
KONINKLIJKE AHOLD NV, AMSTERDAM
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| Security | | N0139V167 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 14-Mar-2016 |
| ISIN | | NL0010672325 | | Agenda | | 706660164 - Management |
| Record Date | | 15-Feb-2016 | | Holding Recon Date | | 15-Feb-2016 |
| City / Country | | AMSTERDAM / Netherlands | | Vote Deadline Date | | 02-Mar-2016 |
| SEDOL(s) | | BKWP5S5 - BKX55F1 - BKXGGV7 - BKXP5C8 - BKXP5Q2 - BL3DRZ6 - BLM7V80 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | OPEN MEETING | | Non-Voting | | | | | | |
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| 2 | | MERGER PROPOSAL A. APPROVAL OF THE MERGER PROPOSAL, RESOLUTION TO MERGE, SHARE PREMIUM RESERVES AND APPROVAL FOR THE METHOD OF FULFILLING BELGIAN REAL ESTATE FORMALITIES B. APPLYING THE REFERENCE PROVISIONS OF SECTION 1:31, SUBSECTIONS 2 AND 3 OF THE DUTCH LAW ROLE EMPLOYEES AT EUROPEAN LEGAL ENTITIES INSTEAD OF INITIATING NEGOTIATIONS WITH A SPECIAL NEGOTIATING BODY AS REFERRED TO IN SECTION 2:333K SUBSECTION 12 OF THE DUTCH CIVIL CODE C. AMENDMENT OF THE ARTICLES OF ASSOCIATION TO BE EFFECTED UPON THE MERGER | | Management | | For | | For | | |
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| 3.A | | ELECT F. MULLER TO MANAGEMENT BOARD | | Management | | For | | For | | |
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| 3.B | | ELECT P. BOUCHUT TO MANAGEMENT BOARD | | Management | | For | | For | | |
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| 3.C | | ELECT K. HOLT TO MANAGEMENT BOARD | | Management | | For | | For | | |
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| 3.D | | ELECT M. JANSSON TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 3.E | | ELECT J. DE VAUCLEROY TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 3.F | | ELECT P. DE MAESENEIRE TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 3.G | | ELECT D. LEROY TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 3.H | | ELECT W.G. MCEWAN TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 3.I | | ELECT J.L. STAHL TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 3.J | | ELECT J. THIJS TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 4 | | PROPOSED CAPITAL REPAYMENT AND REVERSE STOCK SPLIT A. AMENDMENT OF THE ARTICLES OF ASSOCIATION (TO INCREASE THE NOMINAL VALUE OF THE COMMON SHARES) B. AMENDMENT OF THE ARTICLES OF ASSOCIATION (TO EXECUTE THE REVERSE STOCK SPLIT) C. AMENDMENT OF THE ARTICLES OF ASSOCIATION (TO DECREASE THE NOMINAL VALUE OF THE COMMON SHARES) INCLUDING A REDUCTION OF CAPITAL | | Management | | For | | For | | |
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| 5 | | AMEND ARTICLES RE: OPTION RIGHT TO STICHTING AHOLD CONTINUTEIT | | Management | | For | | For | | |
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| 6.A | | ELECT MR. J. CARR TO MANAGEMENT BOARD | | Management | | For | | For | | |
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| 6.B | | ELECT J.E. MCCANN TO MANAGEMENT BOARD | | Management | | For | | For | | |
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| 7.A | | ELECT M.G. MCGRATH TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 7.B | | ELECT M.A. CITRINO TO SUPERVISORY BOARD | | Management | | For | | For | | |
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| 8 | | AMEND THE REMUNERATION POLICY OF THE MANAGEMENT BOARD | | Management | | For | | For | | |
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| 9 | | AMEND THE REMUNERATION POLICY OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 10 | | CLOSE MEETING | | Non-Voting | | | | | | |
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| CMMT | | 02 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS AND MODIFICATION OF NUMBERING OF RESOLUTIONS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
VESTAS WIND SYSTEMS A/S, AARHUS
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| Security | | K9773J128 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Mar-2016 |
| ISIN | | DK0010268606 | | Agenda | | 706709598 - Management |
| Record Date | | 23-Mar-2016 | | Holding Recon Date | | 23-Mar-2016 |
| City / Country | | AARHUS / Denmark | | Vote Deadline Date | | 21-Mar-2016 |
| SEDOL(s) | | 2723770 - 5964651 - 5966419 - B0XZ2T4 - BJ056X2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS “4.A TO 4.H AND 6”. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE BOARD OF DIRECTORS REPORT | | Non-Voting | | | | | | |
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| 2 | | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | | Management | | For | | For | | |
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| 3 | | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 6.82 PER SHARE | | Management | | For | | For | | |
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| 4.A | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF BERT NORDBERG | | Management | | For | | For | | |
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| 4.B | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF CARSTEN BJERG | | Management | | For | | For | | |
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| 4.C | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF EIJA PITKANEN | | Management | | For | | For | | |
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| 4.D | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF HENRIK ANDERSEN | | Management | | For | | For | | |
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| 4.E | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF HENRY STENSON | | Management | | For | | For | | |
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| 4.F | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF LARS JOSEFSSON | | Management | | For | | For | | |
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| 4.G | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF LYKKE FRIIS | | Management | | For | | For | | |
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| 4.H | | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF TORBEN BALLEGAARD SORENSEN | | Management | | For | | For | | |
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| 5.1 | | FINAL APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2015 | | Management | | For | | For | | |
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| 5.2 | | APPROVAL OF THE LEVEL OF REMUNERATION OF THE BOARD OF DIRECTORS FOR 2016 | | Management | | For | | For | | |
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| 6 | | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | | Management | | For | | For | | |
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| 7.1 | | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY’S SHARE CAPITAL AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
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| 7.2 | | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2017 | | Management | | For | | For | | |
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| 7.3 | | PROPOSALS FROM THE BOARD OF DIRECTORS: DISCLOSURE OF COMPANY ANNOUNCEMENTS IN ENGLISH NEW ARTICLE 5(5) TO THE ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
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| 7.4 | | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | | Management | | For | | For | | |
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| 8 | | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING | | Management | | For | | For | | |
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| CMMT | | 29 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
IBERDROLA SA, BILBAO
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| Security | | E6165F166 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Apr-2016 |
| ISIN | | ES0144580Y14 | | Agenda | | 706715868 - Management |
| Record Date | | 01-Apr-2016 | | Holding Recon Date | | 01-Apr-2016 |
| City / Country | | BILBAO / Spain | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | B1S7LF1 - B288C92 - B28C614 - B28CQD6 - B7W6XQ1 - BHZLJK9 - BQSVL14 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09 APR 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY-PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE-PREMIUM OF 0.005 EURO GROSS PER SHARE | | Non-Voting | | | | | | |
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| 1 | | APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS OF THE COMPANY AND OF THE ANNUAL ACCOUNTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| 2 | | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORTS OF THE COMPANY AND OF THE MANAGEMENT REPORTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| 3 | | APPROVAL OF THE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS DURING FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| 4 | | RE-ELECTION OF ERNST & YOUNG, S.L. AS AUDITOR OF THE COMPANY AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2016 | | Management | | For | | For | | |
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| 5 | | APPROVAL OF THE PROPOSED ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF DIVIDENDS FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| 6.A | | APPROVAL OF TWO INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES FOR TWO NEW EDITIONS OF THE “IBERDROLA FLEXIBLE DIVIDEND” SYSTEM FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY IN THE FOLLOWING AMOUNTS: A FIRST INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 855 MILLION EUROS | | Management | | For | | For | | |
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| 6.B | | APPROVAL OF TWO INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES FOR TWO NEW EDITIONS OF THE “IBERDROLA FLEXIBLE DIVIDEND” SYSTEM FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY IN THE FOLLOWING AMOUNTS: A SECOND INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 985 MILLION EUROS. EACH OF THE INCREASES PROVIDES FOR: (I) AN OFFER TO THE SHAREHOLDERS OF THE ACQUISITION OF THEIR FREE-OF-CHARGE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE, AND (II) DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWER TO SET THE DATE ON WHICH THE INCREASES MUST BE IMPLEMENTED AND TO AMEND THE ARTICLE OF THE BY-LAWS SETTING THE SHARE CAPITAL | | Management | | For | | For | | |
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| 7 | | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO INCREASE THE SHARE CAPITAL UPON THE TERMS AND WITHIN THE LIMITS SET OUT IN SECTION 297.1.B) OF THE COMPANIES ACT, WITH THE POWER TO EXCLUDE PRE-EMPTIVE RIGHTS, LIMITED TO A MAXIMUM NOMINAL AMOUNT OF 20 % OF THE SHARE CAPITAL, INCLUDING SUCH AMOUNT AS MAY ARISE FROM THE APPROVAL AND IMPLEMENTATION OF THE PROPOSED RESOLUTION SET FORTH IN ITEM 8 OF THE AGENDA | | Management | | For | | For | | |
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| 8 | | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, FOR A TERM OF FIVE YEARS, TO ISSUE DEBENTURES OR BONDS THAT ARE EXCHANGEABLE FOR AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY OR OF OTHER COMPANIES AND WARRANTS ON NEWLY-ISSUED OR OUTSTANDING SHARES OF THE COMPANY OR OF OTHER COMPANIES, WITH A MAXIMUM LIMIT OF FIVE BILLION EUROS. THE AUTHORISATION INCLUDES THE DELEGATION OF SUCH POWERS AS MAY BE REQUIRED TO: (I) DETERMINE THE BASIS FOR AND TERMS AND CONDITIONS APPLICABLE TO THE CONVERSION, EXCHANGE, OR EXERCISE; (II) INCREASE SHARE CAPITAL TO THE EXTENT REQUIRED TO ACCOMMODATE REQUESTS FOR CONVERSION; AND (III) EXCLUDE THE PRE-EMPTIVE RIGHTS OF THE SHAREHOLDERS IN CONNECTION WITH THE ISSUES, LIMITED TO A MAXIMUM NOMINAL AMOUNT OF 20 % OF THE SHARE CAPITAL, INCLUDING SUCH AMOUNT AS MAY ARISE FROM THE APPROVAL AND IMPLEMENTATION OF THE PROPOSED RESOLUTION SET FORTH IN ITEM 7 OF THE AGENDA | | Management | | For | | For | | |
| | | | | |
| 9A | | RE-ELECTION OF MR INIGO VICTOR DE ORIOL IBARRA, AS OTHER EXTERNAL DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9B | | RE-ELECTION OF MS INES MACHO STADLER, AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9C | | RE-ELECTION OF MR BRAULIO MEDEL CAMARA, AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9D | | RE-ELECTION OF MS SAMANTHA BARBER, AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9E | | APPOINTMENT OF MR XABIER SAGREDO ORMAZA, AS OTHER EXTERNAL DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10A | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLES 2, 3, 5, 6, 7, 8, 9, AND 32, TO FORMALISE THE INCLUSION OF THE MISSION, VISION, AND VALUES OF THE IBERDROLA GROUP WITHIN THE CORPORATE GOVERNANCE SYSTEM AND TO STRESS THE COMPANY’S COMMITMENT TO ITS CORPORATE VALUES, TO SOCIAL RETURN, AND TO THE ENGAGEMENT OF ALL STAKEHOLDERS, AND CREATION OF A NEW PRELIMINARY TITLE | | Management | | For | | For | | |
| | | | | |
| 10B | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLE 12, TO REFER TO THE INDIRECT PARTICIPATION OF THE SHAREHOLDERS OF IBERDROLA, S.A. IN THE OTHER COMPANIES OF THE IBERDROLA GROUP, AND RESTRUCTURING OF TITLE I | | Management | | For | | For | | |
| | | | | |
| 10C | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLES 34, 37, 38, 39, 40, 41, 42, 43, 44, AND 45, TO CLARIFY THE DISTRIBUTION OF THE POWERS OF THE APPOINTMENTS COMMITTEE AND OF THE REMUNERATION COMMITTEE, AND TO MAKE OTHER IMPROVEMENTS OF A TECHNICAL NATURE | | Management | | For | | For | | |
| | | | | |
| 11A | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS’ MEETING: ARTICLES 1, 6, 13, AND 14, TO FORMALISE THE COMPANY’S COMMITMENT TO THE SUSTAINABLE MANAGEMENT OF THE GENERAL SHAREHOLDERS’ MEETING AS AN EVENT AND TO PROMOTE ENVIRONMENTALLY-FRIENDLY CHANNELS OF COMMUNICATION | | Management | | For | | For | | |
| | | | | |
| 11B | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS’ MEETING: ARTICLE 16, TO REGULATE THE GIFT FOR THE GENERAL SHAREHOLDERS’ MEETING | | Management | | For | | For | | |
| | | | | |
| 11C | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS’ MEETING: ARTICLES 22 AND 32, TO MAKE IMPROVEMENTS OF A TECHNICAL NATURE | | Management | | For | | For | | |
| | | | | |
| 12 | | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE RETIREMENT OF 157,197,000 OWN SHARES REPRESENTING 2.46 % OF THE SHARE CAPITAL. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO, AMONG OTHER THINGS, AMEND THE ARTICLE OF THE BY-LAWS SETTING THE SHARE CAPITAL | | Management | | For | | For | | |
| | | | | |
| 13 | | DELEGATION OF POWERS TO FORMALISE AND IMPLEMENT ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS’ MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION, AND SUPPLEMENTATION THEREOF, FURTHER ELABORATION THEREON, AND REGISTRATION THEREOF | | Management | | For | | For | | |
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| 14 | | CONSULTATIVE VOTE REGARDING THE ANNUAL DIRECTOR REMUNERATION REPORT FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU |
| | | |
| Security | | P1R0U2138 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Apr-2016 |
| ISIN | | BRBVMFACNOR3 | | Agenda | | 706778783 - Management |
| Record Date | | | | Holding Recon Date | | 14-Apr-2016 |
| City / Country | | SAO PAULO / Brazil | | Vote Deadline Date | | 11-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO EXAMINE, DISCUSS AND VOTE THE FINANCIAL STATEMENTS RELATING TO FISCAL YEAR ENDING DECEMBER 31, 2015 | | Management | | For | | For | | |
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| 2 | | TO APPROVE THE DISTRIBUTION OF NET PROFITS FROM THE 2015 FISCAL YEAR | | Management | | For | | For | | |
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| 3 | | TO ELECT OF THE MEMBERS OF THE BOARD OF DIRECTORS. MEMBER APPOINTED BY COMPANY ADMINISTRATION: LAERCIO JOSE DE LUCENA COSENTINO | | Management | | For | | For | | |
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| 4 | | TO SET THE REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND FOR THE EXECUTIVE COMMITTEE RELATED TO 2016 FISCAL YEAR | | Management | | For | | For | | |
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| CMMT | | 17 MAR 2016: PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT-A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE- INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN-ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR-TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE-ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE-PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | 17 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| KONINKLIJKE AHOLD NV, AMSTERDAM |
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| Security | | N0139V167 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-Apr-2016 |
| ISIN | | NL0010672325 | | Agenda | | 706754149 - Management |
| Record Date | | 22-Mar-2016 | | Holding Recon Date | | 22-Mar-2016 |
| City / Country | | AMSTERDAM / Netherlands | | Vote Deadline Date | | 08-Apr-2016 |
| SEDOL(s) | | BKWP5S5 - BKX55F1 - BKXGGV7 - BKXP5C8 - BKXP5Q2 - BL3DRZ6 - BLM7V80 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | OPEN MEETING | | Non-Voting | | | | | | |
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| 2 | | RECEIVE REPORT OF MANAGEMENT BOARD | | Non-Voting | | | | | | |
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| 3 | | RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY | | Non-Voting | | | | | | |
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| 4 | | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT- BOARD MEMBERS | | Non-Voting | | | | | | |
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| 5 | | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Management | | For | | For | | |
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| 6 | | APPROVE DIVIDENDS OF EUR 0.52 PER SHARE | | Management | | For | | For | | |
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| 7 | | APPROVE DISCHARGE OF MANAGEMENT BOARD | | Management | | For | | For | | |
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| 8 | | APPROVE DISCHARGE OF SUPERVISORY BOARD | | Management | | For | | For | | |
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| 9 | | APPROVE AMENDMENTS ON THE REMUNERATION POLICY FOR THE MANAGEMENT BOARD MEMBERS | | Management | | For | | For | | |
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| 10 | | RATIFY PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS AUDITORS | | Management | | For | | For | | |
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| 11 | | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | | Management | | For | | For | | |
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| 12 | | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCE UNDER ITEM 11 | | Management | | For | | For | | |
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| 13 | | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | | Management | | For | | For | | |
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| 14 | | APPROVE REDUCTION IN SHARE CAPITAL BY CANCELLATION OF SHARES UNDER ITEM 13 | | Management | | For | | For | | |
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| 15 | | CLOSE MEETING | | Non-Voting | | | | | | |
DANONE SA, PARIS
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| Security | | F12033134 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | FR0000120644 | | Agenda | | 706715779 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 20-Apr-2016 |
| SEDOL(s) | | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - B4XJ1P3 - B92MW33 - BH7KCW7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.3 | | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND SETTING OF THE DIVIDEND TO 1.60 EURO PER SHARE | | Management | | For | | For | | |
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| O.4 | | RENEWAL OF THE TERM OF MR FRANCK RIBOUD AS DIRECTOR | | Management | | For | | For | | |
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| O.5 | | RENEWAL OF THE TERM OF MR EMMANUEL FABER AS DIRECTOR | | Management | | For | | For | | |
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| O.6 | | APPOINTMENT OF MRS CLARA GAYMARD AS DIRECTOR | | Management | | For | | For | | |
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| O.7 | | RENEWAL OF PRICEWATERHOUSECOOPERS AS PRINCIPAL STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.8 | | APPOINTMENT OF ERNST & YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.9 | | APPOINTMENT OF MR JEAN-CHRISTOPHE GEORGHIOU AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.10 | | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.11 | | APPROVAL OF AN AGREEMENT, SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE COMMERCIAL CODE, ENTERED INTO WITH THE DANONE.COMMUNITIES OPEN-END INVESTMENT COMPANY (SICAV) | | Management | | For | | For | | |
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| O.12 | | APPROVAL OF THE COMMITMENTS STIPULATED IN ARTICLE L.225-42-1 OF THE COMMERCIAL CODE RELATING TO THE SEVERANCE PAYMENT FOR MR EMMANUEL FABER IN CERTAIN CASES OF THE TERMINATION OF HIS TERM OF OFFICE | | Management | | For | | For | | |
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| O.13 | | APPROVAL OF THE COMMITMENTS STIPULATED IN ARTICLES L.225-22-1 AND L.225-42-1 OF THE COMMERCIAL CODE RELATING TO RETIREMENT COMMITMENTS FOR MR EMMANUEL FABER | | Management | | For | | For | | |
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| O.14 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FRANCK RIBOUD, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.15 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR EMMANUEL FABER, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.16 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER COMPANY SHARES | | Management | | For | | For | | |
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| E.17 | | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS | | Management | | For | | For | | |
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| E.18 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| CMMT | | 04 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL- LINK:https://balo.journal- officiel.gouv.fr/pdf/2016/0229/201602291600626.pdf.- REVISION DUE TO ADDITION OF THE COMMENT AND MODIFICATION OF THE TEXT OF-RESOLUTION O.8 AND RECEIPT OF ADDITIONAL URL LINKS:- https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600796.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2016/0404/201604041601101.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
HONG KONG EXCHANGES AND CLEARING LTD, HONG KONG
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| Security | | Y3506N139 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | HK0388045442 | | Agenda | | 706903576 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | 4062493 - 6267359 - BP3RQ60 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 599315 DUE TO ADDITION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0322/LTN20160322148.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0407/LTN20160407375.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 2.87 PER SHARE | | Management | | For | | For | | |
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| 3.A | | TO ELECT MR APURV BAGRI AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO ELECT MR CHIN CHI KIN, EDWARD AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | | Management | | For | | For | | |
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| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION | | Management | | For | | For | | |
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| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10% | | Management | | For | | For | | |
INTERNATIONAL FLAVORS & FRAGRANCES INC.
| | | | | | |
| Security | | 459506101 | | Meeting Type | | Annual |
| Ticker Symbol | | IFF | | Meeting Date | | 02-May-2016 |
| ISIN | | US4595061015 | | Agenda | | 934347572 - Management |
| Record Date | | 08-Mar-2016 | | Holding Recon Date | | 08-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI | | Management | | For | | For | | |
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| 1B. | | ELECTION OF DIRECTOR: DR. LINDA BUCK | | Management | | For | | For | | |
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| 1C. | | ELECTION OF DIRECTOR: MICHAEL L. DUCKER | | Management | | For | | For | | |
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| 1D. | | ELECTION OF DIRECTOR: DAVID R. EPSTEIN | | Management | | For | | For | | |
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| 1E. | | ELECTION OF DIRECTOR: ROGER W. FERGUSON, JR. | | Management | | For | | For | | |
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| 1F. | | ELECTION OF DIRECTOR: JOHN F. FERRARO | | Management | | For | | For | | |
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| 1G. | | ELECTION OF DIRECTOR: ANDREAS FIBIG | | Management | | For | | For | | |
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| 1H. | | ELECTION OF DIRECTOR: CHRISTINA GOLD | | Management | | For | | For | | |
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| 1I. | | ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. | | Management | | For | | For | | |
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| 1J. | | ELECTION OF DIRECTOR: KATHERINE M. HUDSON | | Management | | For | | For | | |
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| 1K. | | ELECTION OF DIRECTOR: DALE F. MORRISON | | Management | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | | Management | | For | | For | | |
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| 3. | | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS IN 2015. | | Management | | For | | For | | |
FRANCO-NEVADA CORPORATION
| | | | | | |
| Security | | 351858105 | | Meeting Type | | Annual and Special Meeting |
| Ticker Symbol | | FNV | | Meeting Date | | 04-May-2016 |
| ISIN | | CA3518581051 | | Agenda | | 934374959 - Management |
| Record Date | | 17-Mar-2016 | | Holding Recon Date | | 17-Mar-2016 |
| City / Country | | / Canada | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 01 | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 PIERRE LASSONDE | | | | For | | For | | |
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| | 2 DAVID HARQUAIL | | | | For | | For | | |
| | | | | |
| | 3 TOM ALBANESE | | | | For | | For | | |
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| | 4 DEREK W. EVANS | | | | For | | For | | |
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| | 5 GRAHAM FARQUHARSON | | | | For | | For | | |
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| | 6 CATHARINE FARROW | | | | For | | For | | |
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| | 7 LOUIS GIGNAC | | | | For | | For | | |
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| | 8 RANDALL OLIPHANT | | | | For | | For | | |
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| | 9 DAVID R. PETERSON | | | | For | | For | | |
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| 02 | | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | | Management | | For | | For | | |
| | | | | |
| 03 | | ACCEPTANCE OF THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
RECKITT BENCKISER GROUP PLC, SLOUGH
| | | | | | |
| Security | | G74079107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-May-2016 |
| ISIN | | GB00B24CGK77 | | Agenda | | 706873432 - Management |
| Record Date | | | | Holding Recon Date | | 03-May-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 28-Apr-2016 |
| SEDOL(s) | | B24CGK7 - B28STJ1 - B28THT0 - BRTM7X7 - BVGHC61 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVE REMUNERATION POLICY | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVE REMUNERATION REPORT | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVE FINAL DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 5 | | RE-ELECT ADRIAN BELLAMY AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | RE-ELECT NICANDRO DURANTE AS DIRECTOR | | Management | �� | For | | For | | |
| | | | | |
| 7 | | RE-ELECT MARY HARRIS AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 8 | | RE-ELECT ADRIAN HENNAH AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9 | | RE-ELECT PAM KIRBY AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10 | | RE-ELECT KENNETH HYDON AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 11 | | RE-ELECT RAKESH KAPOOR AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 12 | | RE-ELECT ANDRE LACROIX AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 13 | | RE-ELECT CHRIS SINCLAIR AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 14 | | RE-ELECT JUDITH SPRIESER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 15 | | RE-ELECT WARREN TUCKER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 16 | | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | | Management | | For | | For | | |
| | | | | |
| 17 | | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | | Management | | For | | For | | |
| | | | | |
| 18 | | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | | Management | | For | | For | | |
| | | | | |
| 19 | | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | | Management | | For | | For | | |
| | | | | |
| 20 | | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | | Management | | For | | For | | |
| | | | | |
| 21 | | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | | Management | | For | | For | | |
| | | | | |
| 22 | | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | | Management | | For | | For | | |
NASDAQ, INC.
| | | | | | |
| Security | | 631103108 | | Meeting Type | | Annual |
| Ticker Symbol | | NDAQ | | Meeting Date | | 05-May-2016 |
| ISIN | | US6311031081 | | Agenda | | 934350822 - Management |
| Record Date | | 07-Mar-2016 | | Holding Recon Date | | 07-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 04-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: STEVEN D. BLACK | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: BORJE E. EKHOLM | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: ROBERT GREIFELD | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: GLENN H. HUTCHINS | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: ESSA KAZIM | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: THOMAS A. KLOET | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: MICHAEL R. SPLINTER | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: LARS R. WEDENBORN | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 | | Management | | For | | For | | |
| | | | | |
| 4. | | A STOCKHOLDER PROPOSAL ENTITLED “SHAREHOLDER PROXY ACCESS” | | Shareholder | | For | | | | |
ALLERGAN PLC
| | | | | | |
| Security | | G0177J108 | | Meeting Type | | Annual |
| Ticker Symbol | | AGN | | Meeting Date | | 05-May-2016 |
| ISIN | | IE00BY9D5467 | | Agenda | | 934354565 - Management |
| Record Date | | 07-Mar-2016 | | Holding Recon Date | | 07-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 02-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 NESLI BASGOZ, M.D. | | | | For | | For | | |
| | | | | |
| | 2 PAUL M. BISARO | | | | For | | For | | |
| | | | | |
| | 3 JAMES H. BLOEM | | | | For | | For | | |
| | | | | |
| | 4 CHRISTOPHER W. BODINE | | | | For | | For | | |
| | | | | |
| | 5 CHRISTOPHER J. COUGHLIN | | | | For | | For | | |
| | | | | |
| | 6 MICHAEL R. GALLAGHER | | | | For | | For | | |
| | | | | |
| | 7 CATHERINE M. KLEMA | | | | For | | For | | |
| | | | | |
| | 8 PETER J. MCDONNELL, M.D | | | | For | | For | | |
| | | | | |
| | 9 PATRICK J. O’SULLIVAN | | | | For | | For | | |
| | | | | |
| | 10 BRENTON L. SAUNDERS | | | | For | | For | | |
| | | | | |
| | 11 RONALD R. TAYLOR | | | | For | | For | | |
| | | | | |
| | 12 FRED G. WEISS | | | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4A. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | | Management | | For | | For | | |
| | | | | |
| 4B. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | | Management | | For | | For | | |
| | | | | |
| 5A. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION | | Management | | For | | For | | |
| | | | | |
| 5B. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE | | Management | | For | | For | | |
| | | | | |
| 6. | | TO APPROVE THE REDUCTION OF COMPANY CAPITAL | | Management | | For | | For | | |
| | | | | |
| 7. | | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING | | Shareholder | | Against | | For | | |
| | | | | |
| 8. | | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING | | Shareholder | | Against | | For | | |
ADIDAS AG, HERZOGENAURACH
| | | | | | |
| Security | | D0066B185 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | DE000A1EWWW0 | | Agenda | | 706827536 - Management |
| Record Date | | 05-May-2016 | | Holding Recon Date | | 05-May-2016 |
| City / Country | | FUERTH / Germany | | Vote Deadline Date | | 02-May-2016 |
| SEDOL(s) | | 4031976 - B0CRJ90 - B0YLQ88 - B5V7PM1 - B84YVF5 - B8GBR45 - BQ37P04 - BYPFL59 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 0 | | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. | | Non-Voting | | | | | | |
| | | | | |
| 0 | | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | | Non-Voting | | | | | | |
| | | | | |
| 0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD | | Non-Voting | | | | | | |
| | | | | |
| | PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | | | | | | | |
| | | | | |
| 0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
| | | | | |
| 1. | | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2015-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS-PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | | Non-Voting | | | | | | |
| | | | | |
| 2. | | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR.642,641,456.83 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.60 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 322,325,589.63 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: MAY 13, 2016 | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | | Management | | For | | For | | |
| | | | | |
| 4. | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 5. | | RESOLUTION ON THE ADJUSTMENT TO THE COMPOSITION OF THE SUPERVISORY BOARD AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE SUPERVISORY BOARD COMPRISES SIXTEEN MEMBERS, EIGHT MEMBERS BEING ELECTED BY THE SHAREHOLDERS AND EIGHT MEMBERS BEING ELECTED BY THE EMPLOYEES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6.1 | | ELECTIONS TO THE SUPERVISORY BOARD: IAN GALLIENNE | | Management | | For | | For | | |
| | | | | |
| 6.2 | | ELECTIONS TO THE SUPERVISORY BOARD: NASSEF SAWIRIS | | Management | | For | | For | | |
| | | | | |
| 7. | | APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH ADIDAS ANTICIPATION GMBH THE PROFIT TRANSFER AGREEMENT WITH THE COMPANY’S WHOLLY OWNED SUBSIDIARY ADIDAS ANTICIPATION GMBH SHALL BE APPROVED | | Management | | For | | For | | |
| | | | | |
| 8. | | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 4,000,000 THROUGH THE ISSUE OF 4,000,000 NEW SHARES AGAINST CONTRIBUTIONS IN KIND, FOR A PERIOD OF THREE YEARS, EFFECTIVE FROM THE REGISTRATION OF THIS AUTHORIZATION IN THE COMMERCIAL REGISTER (AUTHORIZED CAPITAL 2016). SHAREHOLDERS SUBSCRIPTION RIGHTS SHALL BE EXCLUDED. THE SHARES SHALL BE ISSUED TO MEMBERS AND FORMER MEMBERS OF THE COMPANY AND ITS SUBSIDIARIES ONLY | | Management | | For | | For | | |
| | | | | |
| 9. | | AUTHORIZATION TO ACQUIRE OWN SHARES THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT PRICES NOT DEVIATING MORE THAN 10 PERCENT FROM THE MARKET PRICE OF THE SHARES, OR BY WAY OF A REPURCHASE OFFER AT PRICES NOT MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE MAY 11, 2021. THE BOARD OF MDS SHALL BE AUTHORIZED TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO SELL THE SHARES TO A THIRD PARTY AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, FOR THE FULFILMENT OF CONVERSION OR OPTION RIGHTS, OR TO ACQUIRE INTANGIBLE GOODS SUCH AS RIGHTS, LICENSES ETC., AND TO RETIRE THE SHARES. FURTHERMORE, THE SUPERVISORY BOARD SHALL BE AUTHORIZED TO USE THE SHARES FOR REMUNERATION PURPOSES | | Management | | For | | For | | |
| | | | | |
| 10. | | APPROVAL OF THE USE OF DERIVATIVES (CALL AND PUT OPTIONS) FOR THE PURPOSE OF ACQUIRING OWN SHARES AS PER ITEM 9 OF THIS AGENDA THE USE OF DERIVATIVES (CALL AND PUT OPTIONS) FOR THE PURPOSE OF ACQUIRING OWN SHARES AS PER ITEM 9 OF THIS AGENDA SHALL BE APPROVED | | Management | | For | | For | | |
| | | | | |
| 11.1 | | APPOINTMENT OF AUDITORS: FOR THE 2016 FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 11.2 | | APPOINTMENT OF AUDITORS: FOR THE REVIEW OF THE 2016 INTERIM REPORTS: KPMG AG, BERLIN | | Management | | For | | For | | |
| | | | | |
| 11.3 | | APPOINTMENT OF AUDITORS: FOR REVIEW OF THE 2017 INTERIM REPORTS: KPMG AG, BERLIN | | Management | | For | | For | | |
SAP SE, WALLDORF/BADEN
| | | | | | |
| Security | | D66992104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | DE0007164600 | | Agenda | | 706875791 - Management |
| Record Date | | 20-Apr-2016 | | Holding Recon Date | | 20-Apr-2016 |
| City / Country | | MANNHEIM / Germany | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B4KJM86 - B92MTZ4 - BYL6SX3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 APR 16 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
| | | | | |
| 1. | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | | Non-Voting | | | | | | |
| | | | | |
| 2. | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2015 | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2015 | | Management | | For | | For | | |
| | | | | |
| 5. | | APPROVE REMUNERATION SYSTEM FOR MANAGEMENT BOARD MEMBERS | | Management | | For | | For | | |
| | | | | |
| 6. | | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 7. | | ELECT GESCHE JOOST TO THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 8. | | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION, APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | | Management | | For | | For | | |
VALERO ENERGY CORPORATION
| | | | | | |
| Security | | 91913Y100 | | Meeting Type | | Annual |
| Ticker Symbol | | VLO | | Meeting Date | | 12-May-2016 |
| ISIN | | US91913Y1001 | | Agenda | | 934355860 - Management |
| Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: JOSEPH W. GORDER | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: DONALD L. NICKLES | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: STEPHEN M. WATERS | | Management | | For | | For | | |
| | | | | | | | | | |
| 1H. | | ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 4. | | AMEND VALERO’S RESTATED CERTIFICATE OF INCORPORATION TO DELETE ITS RESTRICTION ON STOCKHOLDERS’ ABILITY TO REMOVE DIRECTORS WITHOUT CAUSE. | | Management | | For | | For | | |
| | | | | |
| 5. | | REAPPROVE THE 2011 OMNIBUS STOCK INCENTIVE PLAN. | | Management | | For | | For | | |
EDWARDS LIFESCIENCES CORPORATION
| | | | | | |
| Security | | 28176E108 | | Meeting Type | | Annual |
| Ticker Symbol | | EW | | Meeting Date | | 12-May-2016 |
| ISIN | | US28176E1082 | | Agenda | | 934365392 - Management |
| Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: JOHN T. CARDIS | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: KIERAN T. GALLAHUE | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: STEVEN R. LORANGER | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: MARTHA H. MARSH | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | |
| | | | | |
| 3. | | AMENDMENT AND RESTATEMENT OF THE LONG- TERM STOCK INCENTIVE COMPENSATION PROGRAM | | Management | | For | | For | | |
| | | | | |
| 4. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | |
INTERCONTINENTAL EXCHANGE, INC.
| | | | | | |
| Security | | 45866F104 | | Meeting Type | | Annual |
| Ticker Symbol | | ICE | | Meeting Date | | 13-May-2016 |
| ISIN | | US45866F1049 | | Agenda | | 934362827 - Management |
| Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| City / Country | | �� / United States | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: CHARLES R. CRISP | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: JEAN-MARC FORNERI | | Management | | For | | For | | |
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| 1C. | | ELECTION OF DIRECTOR: THE RT. HON. THE LORD HAGUE OF RICHMOND | | Management | | For | | For | | |
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| 1D. | | ELECTION OF DIRECTOR: FRED W. HATFIELD | | Management | | For | | For | | |
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| 1E. | | ELECTION OF DIRECTOR: FREDERIC V. SALERNO | | Management | | For | | For | | |
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| 1F. | | ELECTION OF DIRECTOR: JEFFREY C. SPRECHER | | Management | | For | | For | | |
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| 1G. | | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | | Management | | For | | For | | |
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| 1H. | | ELECTION OF DIRECTOR: VINCENT TESE | | Management | | For | | For | | |
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| 2. | | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
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| 4. | | STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A SUSTAINABILITY REPORT. | | Shareholder | | Against | | For | | |
TENCENT HOLDINGS LTD, GEORGE TOWN
| | | | | | |
| Security | | G87572163 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | KYG875721634 | | Agenda | | 706832828 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291421.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291411.pdf | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
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| 3.A | | TO RE-ELECT MR. JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR | | Management | | For | | For | | |
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| 3.B | | TO RE-ELECT MR. IAN CHARLES STONE AS DIRECTOR | | Management | | For | | For | | |
| | | | | | | | | | |
| 3.C | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
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| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
FIRST SOLAR, INC.
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| Security | | 336433107 | | Meeting Type | | Annual |
| Ticker Symbol | | FSLR | | Meeting Date | | 18-May-2016 |
| ISIN | | US3364331070 | | Agenda | | 934369441 - Management |
| Record Date | | 29-Mar-2016 | | Holding Recon Date | | 29-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 17-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: MICHAEL J. AHEARN | | Management | | For | | For | | |
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| 1B. | | ELECTION OF DIRECTOR: SHARON L. ALLEN | | Management | | For | | For | | |
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| 1C. | | ELECTION OF DIRECTOR: RICHARD D. CHAPMAN | | Management | | For | | For | | |
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| 1D. | | ELECTION OF DIRECTOR: GEORGE A. HAMBRO | | Management | | For | | For | | |
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| 1E. | | ELECTION OF DIRECTOR: JAMES A. HUGHES | | Management | | For | | For | | |
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| 1F. | | ELECTION OF DIRECTOR: CRAIG KENNEDY | | Management | | For | | For | | |
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| 1G. | | ELECTION OF DIRECTOR: JAMES F. NOLAN | | Management | | For | | For | | |
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| 1H. | | ELECTION OF DIRECTOR: WILLIAM J. POST | | Management | | For | | For | | |
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| 1I. | | ELECTION OF DIRECTOR: J. THOMAS PRESBY | | Management | | For | | For | | |
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| 1J. | | ELECTION OF DIRECTOR: PAUL H. STEBBINS | | Management | | For | | For | | |
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| 1K. | | ELECTION OF DIRECTOR: MICHAEL SWEENEY | | Management | | For | | For | | |
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| 2. | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
CME GROUP INC.
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| Security | | 12572Q105 | | Meeting Type | | Annual |
| Ticker Symbol | | CME | | Meeting Date | | 18-May-2016 |
| ISIN | | US12572Q1058 | | Agenda | | 934376155 - Management |
| Record Date | | 22-Mar-2016 | | Holding Recon Date | | 22-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 17-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF EQUITY DIRECTOR: TERRENCE A. DUFFY | | Management | | For | | For | | |
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| 1B. | | ELECTION OF EQUITY DIRECTOR: PHUPINDER S. GILL | | Management | | For | | For | | |
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| 1C. | | ELECTION OF EQUITY DIRECTOR: TIMOTHY S. BITSBERGER | | Management | | For | | For | | |
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| 1D. | | ELECTION OF EQUITY DIRECTOR: CHARLES P. CAREY | | Management | | For | | For | | |
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| 1E. | | ELECTION OF EQUITY DIRECTOR: DENNIS H. CHOOKASZIAN | | Management | | For | | For | | |
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| 1F. | | ELECTION OF EQUITY DIRECTOR: ANA DUTRA | | Management | | For | | For | | |
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| 1G. | | ELECTION OF EQUITY DIRECTOR: MARTIN J. GEPSMAN | | Management | | For | | For | | |
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| 1H. | | ELECTION OF EQUITY DIRECTOR: LARRY G. GERDES | | Management | | For | | For | | |
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| 1I. | | ELECTION OF EQUITY DIRECTOR: DANIEL R. GLICKMAN | | Management | | For | | For | | |
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| 1J. | | ELECTION OF EQUITY DIRECTOR: LEO MELAMED | | Management | | For | | For | | |
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| 1K. | | ELECTION OF EQUITY DIRECTOR: WILLIAM P. MILLER II | | Management | | For | | For | | |
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| 1L. | | ELECTION OF EQUITY DIRECTOR: JAMES E. OLIFF | | Management | | For | | For | | |
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| 1M. | | ELECTION OF EQUITY DIRECTOR: ALEX J. POLLOCK | | Management | | For | | For | | |
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| 1N. | | ELECTION OF EQUITY DIRECTOR: JOHN F. SANDNER | | Management | | For | | For | | |
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| 1O. | | ELECTION OF EQUITY DIRECTOR: TERRY L. SAVAGE | | Management | | For | | For | | |
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| 1P. | | ELECTION OF EQUITY DIRECTOR: WILLIAM R. SHEPARD | | Management | | For | | For | | |
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| 1Q. | | ELECTION OF EQUITY DIRECTOR: DENNIS A. SUSKIND | | Management | | For | | For | | |
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| 2. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
CBOE HOLDINGS INC
| | | | | | |
| Security | | 12503M108 | | Meeting Type | | Annual |
| Ticker Symbol | | CBOE | | Meeting Date | | 19-May-2016 |
| ISIN | | US12503M1080 | | Agenda | | 934379151 - Management |
| Record Date | | 22-Mar-2016 | | Holding Recon Date | | 22-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 18-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: WILLIAM J. BRODSKY | | Management | | For | | For | | |
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| 1B. | | ELECTION OF DIRECTOR: JAMES R. BORIS | | Management | | For | | For | | |
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| 1C. | | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | | Management | | For | | For | | |
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| 1D. | | ELECTION OF DIRECTOR: WILLIAM M. FARROW III | | Management | | For | | For | | |
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| 1E. | | ELECTION OF DIRECTOR: EDWARD J. FITZPATRICK | | Management | | For | | For | | |
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| 1F. | | ELECTION OF DIRECTOR: JANET P. FROETSCHER | | Management | | For | | For | | |
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| 1G. | | ELECTION OF DIRECTOR: JILL R. GOODMAN | | Management | | For | | For | | |
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| 1H. | | ELECTION OF DIRECTOR: R. EDEN MARTIN | | Management | | For | | For | | |
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| 1I. | | ELECTION OF DIRECTOR: RODERICK A. PALMORE | | Management | | For | | For | | |
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| 1J. | | ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | | Management | | For | | For | | |
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| 1K. | | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | | Management | | For | | For | | |
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| 1L. | | ELECTION OF DIRECTOR: CAROLE E. STONE | | Management | | For | | For | | |
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| 1M. | | ELECTION OF DIRECTOR: EUGENE S. SUNSHINE | | Management | | For | | For | | |
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| 1N. | | ELECTION OF DIRECTOR: EDWARD T. TILLY | | Management | | For | | For | | |
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| 2. | | ADVISORY PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
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| 3. | | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | |
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| 4. | | APPROVE THE SECOND AMENDED AND RESTATED CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN. | | Management | | For | | For | | |
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU
| | | | | | |
| Security | | P1R0U2138 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-May-2016 |
| ISIN | | BRBVMFACNOR3 | | Agenda | | 706972595 - Management |
| Record Date | | | | Holding Recon Date | | 18-May-2016 |
| City / Country | | SAO PAULO / Brazil | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| A | | TO APPROVE THE INVESTMENT, BY BM AND FBOVESPA, IN COMPANHIA SAO JOSE HOLDING, FROM HERE ONWARDS REFERRED TO AS THE HOLDING, A COMPANY WHOSE SHARES ARE, ON THIS DATE, IN THEIR ENTIRETY, OWNED BY THE COMPANY, IN THE AMOUNT INDICATED IN THE PROPOSAL FROM MANAGEMENT, BY MEANS OF THE SUBSCRIPTION OF NEW SHARES | | Management | | For | | For | | |
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| B | | TO EXAMINE, DISCUSS AND APPROVE THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF THE MERGER OF SHARES ISSUED BY CETIP S.A., MERCADOS ORGANIZADOS, FROM HERE ONWARDS REFERRED TO AS CETIP, INTO THE HOLDING, FOLLOWED BY THE MERGER OF THE HOLDING INTO BM AND FBOVESPA, WHICH WAS SIGNED ON APRIL 15, 2016, BETWEEN THE MANAGEMENT OF THE COMPANY, OF CETIP AND OF THE HOLDING, FROM HERE ONWARDS REFERRED TO AS THE TRANSACTION, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION | | Management | | For | | For | | |
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| C | | TO RATIFY THE APPOINTMENT OF THE SPECIALIZED COMPANY APSIS CONSULTORIA E AVALIACOES LTDA., WITH CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.681.365.0001.30, AS THE COMPANY RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORT AT BOOK VALUE OF THE EQUITY OF THE HOLDING, FOR THE MERGER OF THE HOLDING INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT | | Management | | For | | For | | |
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| D | | TO APPROVE THE VALUATION REPORT | | Management | | For | | For | | |
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| E | | TO APPROVE THE TRANSACTION THAT IS PROPOSED IN ACCORDANCE WITH THE TERMS OF THE PROTOCOL AND JUSTIFICATION | | Management | | For | | For | | |
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| F | | TO AUTHORIZE, AS A RESULT OF THE MERGER OF THE HOLDING, THE INCREASE OF THE SHARE CAPITAL OF THE COMPANY, TO BE SUBSCRIBED FOR AND PAID IN BY THE MANAGERS OF THE HOLDING, WITH THE LATER AMENDMENT OF ITS CORPORATE BYLAWS, ONCE THE FINAL NUMBER OF BM AND FBOVESPA SHARES PER COMMON SHARE OF THE HOLDING HAS BEEN ESTABLISHED, AS OBJECTIVELY DETERMINED BY THE APPLICATION OF THE FORMULA THAT IS PROVIDED FOR IN APPENDIX 2.2 OF THE PROTOCOL AND JUSTIFICATION AND, THEREFORE, THE FINAL NUMBER OF SHARES OF BM AND FBOVESPA THAT ARE TO BE ISSUED AS A RESULT OF THE MERGER OF THE HOLDING | | Management | | For | | For | | |
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| G | | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY TO, AMONG OTHER FORMAL ADJUSTMENTS OF THE WORDING, RENUMBERING AND CROSS REFERENCES A. DUE TO THE APPROVAL OF THE TRANSACTION, WHICH WILL BE CONDITIONED ON THE APPROVAL OF THE TRANSACTION BY THE GOVERNMENT AUTHORITIES, I. TO AMEND THE WORDING OF LINES VII AND VIII OF ARTICLE 3, THE MAIN PART OF ARTICLE 22, PARAGRAPH 1 OF ARTICLE 28, AND LINE H OF ARTICLE 35, AND II. TO INCLUDE A PARAGRAPH 9 IN ARTICLE 22, NEW LINES D AND E AND A PARAGRAPH 2 IN ARTICLE 30, A NEW LINE D IN ARTICLE 45, A NEW ARTICLE 51 AND ITS PARAGRAPHS AND ARTICLE 84. B. OTHER PROPOSALS FOR AMENDMENTS, WHICH WILL BECOME EFFECTIVE IMMEDIATELY AFTER THE APPROVAL FROM THE BRAZILIAN SECURITIES COMMISSION, UNDER THE TERMS OF BRAZILIAN SECURITIES COMMISSION INSTRUCTION 461.07, I. TO AMEND THE WORDING OF THE MAIN PART OF ARTICLE 10, LINE K OF ARTICLE 16, PARAGRAPH 3 OF ARTICLE 23, LINE C OF ARTICLE 30, LINE F OF PARAGRAPH 3 OF ARTICLE 35, AND A NEW ARTICLE 53, WITH ITS MAIN PART AND SOLE PARAGRAPH AND LINE F, II. TO INCLUDE A LINE M IN ARTICLE 16, A LINE X IN ARTICLE 29, A NEW LINE E IN ARTICLE 38, PARAGRAPH 4 IN ARTICLE 35, AND NEW LINE F, AS WELL AS A SOLE PARAGRAPH, IN ARTICLE 38, A NEW LINE C IN ARTICLE 45, A NEW ARTICLE 50 AND ITS PARAGRAPHS, A NEW ARTICLE 80, AND A NEW ARTICLE 82, AND III. TO RESTATE THE BYLAWS AMENDMENTS THAT ARE APPROVED AT THIS GENERAL MEETING AND AT THE EXTRAORDINARY GENERAL MEETINGS THAT WERE HELD ON APRIL 10, 2012, MAY 26, 2014, AND APRIL 13, 2015 | | Management | | For | | For | | |
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| H | | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY FOR THE COMPLETION OF THE TRANSACTION | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
TOTAL SA, COURBEVOIE
| | | | | | |
| Security | | F92124100 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 24-May-2016 |
| ISIN | | FR0000120271 | | Agenda | | 707091106 - Management |
| Record Date | | 19-May-2016 | | Holding Recon Date | | 19-May-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 16-May-2016 |
| SEDOL(s) | | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 - B738M92 - B92MVZ8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 17 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- http://balo.journal- officiel.gouv.fr/pdf/2016/0323/201603231600948.pdf AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.3 | | ALLOCATION OF PROFITS, SETTING OF DIVIDENDS, OPTION FOR THE BALANCE OF THE DIVIDEND OF THE 2015 FINANCIAL YEAR TO BE PAID IN SHARES: EUR 2.44 PER SHARE | | Management | | For | | For | | |
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| O.4 | | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2016 FINANCIAL YEAR IN SHARES - DELEGATION OF FORMAL AUTHORITY TO THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| O.5 | | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | | Management | | For | | For | | |
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| O.6 | | RENEWAL OF THE TERM OF MR GERARD LAMARCHE AS DIRECTOR | | Management | | For | | For | | |
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| O.7 | | APPOINTMENT OF MRS MARIA VAN DER HOEVEN AS DIRECTOR | | Management | | For | | For | | |
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| O.8 | | APPOINTMENT OF MR JEAN LEMIERRE AS DIRECTOR | | Management | | For | | For | | |
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| CMMT | | IN ACCORDANCE WITH ARTICLE 11 OF THE BY- LAWS OF COMPANY, A SINGLE SEAT FOR A- DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IS TO BE FILLED; AS SUCH, ONLY- THE CANDIDATE WHO HAS ATTAINED THE HIGHEST NUMBER OF VOTES AND AT LEAST THE-MAJORITY. PLEASE NOTE THAT ONLY RESOLUTION O.9 IS APPROVED BY THE BOARD OF-DIRECTORS AND RESOLUTIONS O.A AND O.B ARE NOT APPROVED BY THE BOARD OF-DIRECTORS. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND-PLEASE NOTE YOU CAN ONLY VOTE ‘FOR’ ONE OF THESE THREE DIRECTORS LISTED, IF-YOU VOTE ‘FOR’ ONE DIRECTOR YOU MUST VOTE ‘AGAINST’ THE OTHER TWO | | Non-Voting | | | | | | |
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| O.9 | | APPOINTMENT OF A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MS. RENATA PERYCZ | | Management | | For | | For | | |
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| O.A | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MR. CHARLES KELLER | | Shareholder | | Against | | For | | |
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| O.B | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): M. WERNER GUYOT | | Shareholder | | Against | | For | | |
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| O.10 | | RENEWAL OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.11 | | RENEWAL OF KPMG SA AS STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.12 | | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.13 | | APPOINTMENT OF SALUSTRO REYDEL SA AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.14 | | CONVENTION OF ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE CONCERNING MR THIERRY DESMAREST | | Management | | For | | For | | |
| | | | | |
| O.15 | | COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR PATRICK POUYANNE | | Management | | For | | For | | |
| | | | | |
| O.16 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR THIERRY DESMAREST FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.17 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR PATRICK POUYANNE, GENERAL MANAGER UNTIL 18 DECEMBER 2015, AND CHAIRMAN-CHIEF EXECUTIVE OFFICER SINCE 19 DECEMBER 2015, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| E.18 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL WHILE MAINTAINING THE PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS EITHER BY ISSUING ORDINARY SHARES AND/OR ALL SECURITIES GRANTING ACCESS TO CAPITAL OF THE COMPANY, OR BY THE CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS | | Management | | For | | For | | |
| | | | | |
| E.19 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS WITH RESPECT TO INCREASING CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH THE CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS | | Management | | For | | For | | |
| | | | | |
| E.20 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMPANY SHARES AND/OR SECURITIES GRANTING INCREASES TO THE COMPANY’S SHARE CAPITAL, WITH CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, BY WAY OF AN OFFER AS DEFINED IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | | Management | | For | | For | | |
| | | | | |
| E.21 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | | Management | | For | | For | | |
| | | | | |
| E.22 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GRANTING ACCESS TO CAPITAL AS COMPENSATION IN THE FORM OF CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED TO PAY CONTRIBUTIONS IN KIND | | Management | | For | | For | | |
| | | | | |
| E.23 | | (DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL UNDER THE CONDITIONS LAID DOWN IN ARTICLES L.3332-18 AND FOLLOWING OF THE LABOUR CODE, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED DUE TO SHARE SUBSCRIPTIONS BY EMPLOYEES OF THE GROUP | | Management | | For | | For | | |
| | | | | |
| E.24 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING OR NEWLY-ISSUED SHARES IN THE COMPANY TO SALARIED EMPLOYEES AND EXECUTIVE DIRECTORS OR CERTAIN PERSONS AMONG THEM, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED IN FAVOUR OF THE RECIPIENTS OF ALLOCATED SHARES | | Management | | For | | For | | |
| | | | | |
| E.25 | | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO GRANT OPTIONS FOR THE SUBSCRIPTION OR PURCHASE OF SHARES IN THE COMPANY TO CERTAIN EMPLOYEES OF THE GROUP AND EXECUTIVE DIRECTORS, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED FOLLOWING THE EXERCISE OF SHARE SUBSCRIPTION OPTIONS | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609858 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS O.9, O.A AND O.B. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-INACTIVATED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE-APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL- MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | | Non-Voting | | | | | | |
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC
| | | | | | |
| Security | | 01988P108 | | Meeting Type | | Annual |
| Ticker Symbol | | MDRX | | Meeting Date | | 24-May-2016 |
| ISIN | | US01988P1084 | | Agenda | | 934384429 - Management |
| Record Date | | 28-Mar-2016 | | Holding Recon Date | | 28-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 23-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A | | ELECTION OF DIRECTOR: PAUL M. BLACK | | Management | | For | | For | | |
| | | | | |
| 1B | | ELECTION OF DIRECTOR: GREG GARRISON | | Management | | For | | For | | |
| | | | | |
| 1C | | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | | Management | | For | | For | | |
| | | | | |
| 1D | | ELECTION OF DIRECTOR: MICHAEL A. KLAYKO | | Management | | For | | For | | |
| | | | | |
| 1E | | ELECTION OF DIRECTOR: YANCEY L. SPRUILL | | Management | | For | | For | | |
| | | | | |
| 1F | | ELECTION OF DIRECTOR: DAVE B. STEVENS | | Management | | For | | For | | |
| | | | | |
| 1G | | ELECTION OF DIRECTOR: DAVID D. STEVENS | | Management | | For | | For | | |
| | | | | |
| 1H | | ELECTION OF DIRECTOR: RALPH H. THURMAN | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | |
BAXALTA INCORPORATED
| | | | | | |
| Security | | 07177M103 | | Meeting Type | | Special |
| Ticker Symbol | | BXLT | | Meeting Date | | 27-May-2016 |
| ISIN | | US07177M1036 | | Agenda | | 934402986 - Management |
| Record Date | | 11-Apr-2016 | | Holding Recon Date | | 11-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | ADOPTION OF THE MERGER AGREEMENT. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 11, 2016, BY AND AMONG BAXALTA INCORPORATED, SHIRE PLC AND BEARTRACKS, INC. | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE ON MERGER-RELATED COMPENSATION FOR BAXALTA’S NAMED EXECUTIVE OFFICERS. PROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BAXALTA’S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADJOURNMENT OF THE SPECIAL MEETING OF BAXALTA. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | | Management | | For | | For | | |
ORANGE SA, PARIS
| | | | | | |
| Security | | F6866T100 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | FR0000133308 | | Agenda | | 707087688 - Management |
| Record Date | | 02-Jun-2016 | | Holding Recon Date | | 02-Jun-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 30-May-2016 |
| SEDOL(s) | | 4617428 - 5176177 - 5356399 - 5897650 - B030BQ9 - B067338 - B0ZSJ34 - B19GJ75 - B92MWC2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 615141 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE INACTIVATED AND YOUR VOTE-INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING-IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE-ON THIS NEW AMENDED MEETING. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-http://www.journal- officiel.gouv.fr//pdf/2016/0330/201603301601050.pdf | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.3 | | ALLOCATION OF INCOME FOR THE YEAR ENDED 31 DECEMBER 2015, AS REFLECTED IN THE ANNUAL FINANCIAL STATEMENTS: EUR 0.60 PER SHARE | | Management | | For | | For | | |
| | | | | | | | | | |
| | | | | |
| O.4 | | AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
| O.5 | | RENEWAL OF THE TERM OF MR JOSE-LUIS DURAN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.6 | | RENEWAL OF THE TERM OF MR CHARLES-HENRI FILIPPI AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.7 | | APPOINTMENT OF A NEW DIRECTOR: MR. BERNARD RAMANANTSOA | | Management | | For | | For | | |
| | | | | |
| O.8 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR STEPHANE RICHARD, CHAIRMAN- CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.9 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR GERVAISPELLISSIER,DEPUTY GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.10 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER COMPANY SHARES | | Management | | For | | For | | |
| | | | | |
| E.11 | | ENSURING CONSISTENCY OF ARTICLE 13 OF THE BY-LAWS WITH RULING NDECREE 2014-948 OF 20 AUGUST 2014, REGARDING THE MINIMUM NUMBER OF SHARES THAT MUST BE HELD BY EACH DIRECTOR APPOINTED BY THE GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| E.12 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY WAY OF THE CANCELLATION OF SHARES | | Management | | For | | For | | |
| | | | | |
| E.13 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
| | | | | |
| O.A | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE THIRD RESOLUTION- ALLOCATION OF INCOME FOR THE YEAR ENDED 31 DECEMBER 2015, AS REFLECTED IN THE ANNUAL FINANCIAL STATEMENTS | | Shareholder | | Against | | For | | |
| | | | | |
| O.B | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AUTHORISATION FOR THE BOARD OF DIRECTORS, IN THE EVENT OF A DECISION TO PAY AN INTERIM DIVIDEND, TO ALLOW SHAREHOLDERS TO CHOOSE BETWEEN PAYMENT IN CASH OR IN SHARES FOR THE FULL AMOUNT OF THIS ADVANCE PAYMENT | | Shareholder | | Against | | For | | |
| | | | | |
| E.C | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO ARTICLE 13 OF THE COMPANY BY-LAWS PERTAINING TO PLURALITY OF OFFICES | | Shareholder | | Against | | For | | |
NTT DOCOMO,INC.
| | | | | | |
| Security | | J59399121 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | JP3165650007 | | Agenda | | 707118178 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | 3141003 - 5559079 - 6129277 - B3BJ9B0 - BHZL6S6 | | Quick Code | | 94370 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Yoshizawa, Kazuhiro | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Asami, Hiroyasu | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Nakayama, Toshiki | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Terasaki, Akira | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Onoe, Seizo | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Sato, Hirotaka | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Omatsuzawa, Kiyohiro | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Tsujigami, Hiroshi | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Furukawa, Koji | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Murakami, Kyoji | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Maruyama, Seiji | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Kato, Kaoru | | Management | | For | | For | | |
| | | | | |
| 2.13 | | Appoint a Director Murakami, Teruyasu | | Management | | For | | For | | |
| | | | | | | | | | |
| | | | | |
| 2.14 | | Appoint a Director Endo, Noriko | | Management | | For | | For | | |
| | | | | |
| 2.15 | | Appoint a Director Ueno, Shinichiro | | Management | | For | | For | | |
| | | | | |
| 3 | | Appoint a Corporate Auditor Kobayashi, Toru | | Management | | For | | For | | |
FACEBOOK INC.
| | | | | | |
| Security | | 30303M102 | | Meeting Type | | Annual |
| Ticker Symbol | | FB | | Meeting Date | | 20-Jun-2016 |
| ISIN | | US30303M1027 | | Agenda | | 934444946 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 17-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | DIRECTOR | | Management | | | | | | |
| | | | | |
| | 1 MARC L. ANDREESSEN | | | | For | | For | | |
| | | | | |
| | 2 ERSKINE B. BOWLES | | | | For | | For | | |
| | | | | |
| | 3 S.D. DESMOND-HELLMANN | | | | For | | For | | |
| | | | | |
| | 4 REED HASTINGS | | | | For | | For | | |
| | | | | |
| | 5 JAN KOUM | | | | For | | For | | |
| | | | | |
| | 6 SHERYL K. SANDBERG | | | | For | | For | | |
| | | | | |
| | 7 PETER A. THIEL | | | | For | | For | | |
| | | | | |
| | 8 MARK ZUCKERBERG | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.‘S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013. | | Management | | For | | For | | |
| | | | | |
| 5. | | TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015. | | Management | | For | | For | | |
| | | | | |
| 6. | | TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS. | | Management | | For | | For | | |
| | | | | |
| 7A. | | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | | Management | | For | | For | | |
| | | | | |
| 7B. | | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000. | | Management | | For | | For | | |
| | | | | |
| 7C. | | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP. | | Management | | For | | For | | |
| | | | | |
| 7D. | | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS. | | Management | | For | | For | | |
| | | | | |
| 8. | | TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 9. | | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | | Shareholder | | Against | | For | | |
| | | | | |
| 10. | | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | | Shareholder | | Against | | For | | |
| | | | | |
| 11. | | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | | Shareholder | | Against | | For | | |
| | | | | |
| 12. | | A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE. | | Shareholder | | Against | | For | | |
| | | | | |
| 13. | | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | | Shareholder | | Against | | For | | |
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
| | | | | | |
| Security | | J59396101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | JP3735400008 | | Agenda | | 707140517 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | 0641186 - 5168602 - 6641373 - B1570S0 - BJ04L23 | | Quick Code | | 94320 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Miura, Satoshi | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Unoura, Hiroo | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Shinohara, Hiromichi | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Sawada, Jun | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Kobayashi, Mitsuyoshi | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Shimada, Akira | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Okuno, Tsunehisa | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Kuriyama, Hiroki | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Hiroi, Takashi | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Sakamoto, Eiichi | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Shirai, Katsuhiko | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Sakakibara, Sadayuki | | Management | | For | | For | | |
| | | | | |
| 3 | | Appoint a Corporate Auditor Maezawa, Takao | | Management | | For | | For | | |
CYBERARK SOFTWARE LTD
| | | | | | |
| Security | | M2682V108 | | Meeting Type | | Annual |
| Ticker Symbol | | CYBR | | Meeting Date | | 30-Jun-2016 |
| ISIN | | IL0011334468 | | Agenda | | 934448627 - Management |
| Record Date | | 31-May-2016 | | Holding Recon Date | | 31-May-2016 |
| City / Country | | / Israel | | Vote Deadline Date | | 29-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A. | | TO RE-ELECT MR. RAPHAEL (RAFFI) KESTEN FOR A THREE YEAR TERM AS A CLASS II DIRECTOR OF THE COMPANY, UNTIL THE COMPANY’S ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2019 AND UNTIL HIS RESPECTIVE SUCCESSOR IS DULY ELECTED AND QUALIFIED. | | Management | | For | | For | | |
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| 1B. | | TO RE-ELECT MR. AMNON SHOSHANI FOR A THREE YEAR TERM AS A CLASS II DIRECTOR OF THE COMPANY, UNTIL THE COMPANY’S ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2019 AND UNTIL HIS RESPECTIVE SUCCESSOR IS DULY ELECTED AND QUALIFIED. | | Management | | For | | For | | |
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| 2. | | TO AUTHORIZE, IN ACCORDANCE WITH THE REQUIREMENTS OF THE ISRAELI COMPANIES LAW, 5759-1999, THE COMPANY’S PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR, EHUD (UDI) MOKADY TO SERVE AS THE CHAIRMAN OF THE COMPANY’S BOARD OF DIRECTORS AND THE COMPANY’S CHIEF EXECUTIVE OFFICER, FOR THE MAXIMUM PERIOD PERMITTED UNDER THE COMPANIES LAW. | | Management | | For | | For | | |
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| 2A. | | THE UNDERSIGNED CONFIRMS THAT THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST (REFERRED TO AS A “PERSONAL INTEREST” UNDER THE COMPANIES LAW, AS DESCRIBED IN THE PROXY STATEMENT) IN THE APPROVAL OF PROPOSAL 2. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM, YOUR VOTE WILL NOT BE COUNTED FOR PROPOSAL 2. FOR = I CERTIFY THAT I HAVE NO PERSONAL INTEREST FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A PERSONAL INTEREST FOR THIS PROPOSAL. | | Management | | For | | | | |
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| 3. | | TO APPROVE, IN ACCORDANCE WITH THE REQUIREMENTS OF THE ISRAELI COMPANIES LAW, 5759-1999, AN ANNUAL GRANT OF OPTIONS TO PURCHASE ORDINARY SHARES AND RESTRICTED SHARE UNITS, TO THE COMPANY’S PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR, EHUD (UDI) MOKADY. | | Management | | For | | For | | |
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| 3A. | | THE UNDERSIGNED CONFIRMS THAT THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST (REFERRED TO AS A “PERSONAL INTEREST” UNDER THE COMPANIES LAW, AS DESCRIBED IN THE PROXY STATEMENT) IN THE APPROVAL OF PROPOSAL 3. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM, YOUR VOTE WILL NOT BE COUNTED FOR PROPOSAL 3. FOR = I CERTIFY THAT I HAVE NO PERSONAL INTEREST FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A PERSONAL INTEREST FOR THIS PROPOSAL. | | Management | | For | | | | |
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| 4. | | TO APPROVE A RECURRING ANNUAL GRANT TO EACH OF OUR DIRECTORS (OTHER THAN DIRECTORS WHO SERVE AS EXECUTIVES OF THE COMPANY, SUCH AS THE COMPANY’S PRESIDENT AND CHIEF EXECUTIVE OFFICER) OF OPTIONS TO PURCHASE ORDINARY SHARES AND RESTRICTED SHARE UNITS. | | Management | | For | | For | | |
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| 5. | | TO APPROVE THE RE-APPOINTMENT OF KOST FORER GABBAY & KASIERER, REGISTERED PUBLIC ACCOUNTING FIRM, A MEMBER FIRM OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016 AND UNTIL OUR 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO AUTHORIZE OUR BOARD OF DIRECTORS TO FIX SUCH ACCOUNTING FIRM’S ANNUAL COMPENSATION. | | Management | | For | | For | | |
Vote Summary
JOHCM International Select Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | |
| GREAT WALL MOTOR CO LTD |
| | | |
| Security | | Y2882P106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Sep-2015 |
| ISIN | | CNE100000338 | | Agenda | | 706393117 - Management |
| Record Date | | 31-Jul-2015 | | Holding Recon Date | | 31-Jul-2015 |
| City / Country | | HEBEI PROVINCE / China | | Vote Deadline Date | | 16-Sep-2015 |
| SEDOL(s) | | 6718255 - B01XL04 - B1BJQS2 - B4MLS82 - BP3RV43 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 505766 DUE TO POSTPONEMENT-OF MEETING DATE FROM 02 SEP 2015 TO 22 SEP 2015 AND ALSO RECEIPT OF ADDITIONA-L RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0828/LTN-201508281535.pdf AND http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0828-/LTN201508281519.pdf | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE PROPOSAL ON THE FULFILMENT OF THE CONDITIONS FOR THE NON-PUBLIC ISSUANCE OF A SHARES BY THE COMPANY (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON- PUBLIC ISSUANCE OF A SHARES OF THE COMPANY) | | Management | | For | | For | | |
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| 2 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (DETAILS OF THE REPORT WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE FEASIBILITY REPORT ON THE USE OF PROCEEDS FROM THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (AS SPECIFIED))”) | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (DETAILS OF THE REPORT WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 4 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROFIT DISTRIBUTION PLAN TO SHAREHOLDERS FOR THE COMING THREE YEARS (2015-2017) OF GREAT WALL MOTOR COMPANY LIMITED (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE PROFIT DISTRIBUTION PLAN TO SHAREHOLDERS FOR THE COMING THREE YEARS (2015-2017) OF GREAT WALL MOTOR COMPANY LIMITED (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (AS AT 30 JUNE 2015) (DETAILS OF THE REPORT WERE CONTAINED IN THE OVERSEAS REGULATORY ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “THE REPORT ON THE USE OF PROCEEDS FROM PREVIOUS FUND RAISING EXERCISE OF GREAT WALL MOTOR COMPANY LIMITED (AS AT 30 JUNE 2015) (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 6.1 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): CLASS AND NOMINAL VALUE OF THE SHARES TO BE ISSUED | | Management | | For | | For | | |
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| 6.2 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): METHOD OF ISSUANCE | | Management | | For | | For | | |
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| 6.3 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): TARGET INVESTORS AND METHOD OF SUBSCRIPTION | | Management | | For | | For | | |
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| 6.4 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): NUMBER OF SHARES TO BE ISSUED | | Management | | For | | For | | |
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| 6.5 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): PRICE DETERMINATION DATE AND PRICING PRINCIPLES | | Management | | For | | For | | |
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| 6.6 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): VALID PERIOD OF THE RESOLUTIONS REGARDING THE NON-PUBLIC ISSUANCE | | Management | | For | | For | | |
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| 6.7 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): LOCK-UP ARRANGEMENT | | Management | | For | | For | | |
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| 6.8 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): AMOUNT AND USE OF PROCEEDS | | Management | | For | | For | | |
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| 6.9 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): RETAINED PROFITS PRIOR TO THE NON-PUBLIC ISSUANCE | | Management | | For | | For | | |
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| 6.10 | | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING ITEM IN RELATION TO THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY): PLACE OF LISTING | | Management | | For | | For | | |
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| 7 | | TO CONSIDER AND APPROVE THE PROPOSAL ON THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY - “PROPOSED ON THE NON-PUBLIC ISSUANCE OF A SHARES OF GREAT WALL MOTOR COMPANY LIMITED (REVISED) (AS SPECIFIED)”) | | Management | | For | | For | | |
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| 8 | | TO CONSIDER AND APPROVE THE PROPOSAL TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY, THE CHAIRMAN OF THE BOARD OF DIRECTORS OF THE COMPANY (THE “CHAIRMAN”) AND THE RELEVANT PERSONS AUTHORISED BY THE CHAIRMAN TO DEAL WITH MATTERS IN CONNECTION WITH THE NONPUBLIC ISSUANCE OF A SHARES BY THE COMPANY AT THEIR SOLE DISCRETION (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY) | | Management | | For | | For | | |
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| 9 | | TO CONSIDER AND APPROVE THE PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF GREAT WALL MOTOR COMPANY LIMITED (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 10 JULY 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY IN RESPECT OF THE PROPOSED NON-PUBLIC ISSUANCE OF A SHARES OF THE COMPANY | | Management | | For | | For | | |
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| 10 | | THAT, SUBJECT TO (I) THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE LISTING OF, AND PERMISSION TO DEAL IN, THE H SHARES OF RMB1.00 EACH IN THE CAPITAL OF THE COMPANY TO BE ISSUED PURSUANT TO THIS RESOLUTION; AND (II) THE APPROVAL BY HEBEI PROVINCIAL DEPARTMENT OF COMMERCE: THE COMPANY PROPOSES TO ISSUE SHARE DIVIDEND BY WAY OF CAPITALISATION OF THE UNDISTRIBUTED PROFITS ON THE BASIS OF 10 NEW SHARES FOR EVERY 10 SHARES IN ISSUE AND DISTRIBUTE CASH DIVIDEND OF RMB2.50 PER 10 SHARES (TAX INCLUSIVE) BY WAY OF THE UNDISTRIBUTED PROFITS TO ALL SHAREHOLDERS, AGGREGATING TO 3,042,423,000 SHARES AND RMB760,605,750 (TAX INCLUSIVE) BASED ON THE TOTAL OF 3,042,423,000 SHARE CAPITAL AS OF | | Management | | For | | For | | |
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| | 30 JUNE 2015. THE COMPANY ALSO PROPOSES TO ISSUE SHARES TO ALL SHAREHOLDERS BY WAY OF CAPITALISATION OF CAPITAL RESERVE (SHARE PREMIUM) ON THE BASIS OF 10 SHARES FOR EVERY 10 SHARES IN ISSUE, AGGREGATING TO 3,042,423,000 SHARES. AFTER THE ISSUE OF THE SHARE DIVIDEND AND THE CAPITALISATION OF CAPITAL RESERVES, THE TOTAL CAPITAL OF THE COMPANY WILL INCREASE BY 6,084,846,000 SHARES TO 9,127,269,000 SHARES. H SHAREHOLDERS WHOSE NAMES APPEAR ON THE SHARE REGISTER OF MEMBERS ON MONDAY, 12 OCTOBER 2015 SHALL BE ENTITLED TO THE SHARE DIVIDEND, CASH DIVIDEND AND NEW SHARES BY WAY OF CAPITALISATION OF CAPITAL RESERVES. THE RECORD DATE FOR THE A SHAREHOLDERS FOR THE ENTITLEMENT OF THE SHARE DIVIDEND, CASH DIVIDEND AND NEW SHARES BY WAY OF CAPITALISATION OF CAPITAL RESERVES WILL BE DETERMINED AFTER THE EGM. THE A SHARES AND H SHARES TO BE NEWLY ISSUED SHALL RANK PARI PASSU WITH THE EXISTING A SHARES AND H SHARES IN ALL RESPECTS. ANY ONE EXECUTIVE DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND THINGS AND EXECUTE ALL DOCUMENTS AND MAKE SUCH ARRANGEMENT AS HE/SHE MAY DETERMINE TO BE APPROPRIATE, NECESSARY OR DESIRABLE TO GIVE EFFECT TO OR TO IMPLEMENT THE FOREGOING MATTERS. DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY | | | | | | | | |
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| 11 | | THAT, SUBJECT TO THE APPROVAL OF SPECIAL RESOLUTION NUMBERED 10 ABOVE BY THE SHAREHOLDERS AT THE EGM, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS A RESULT OF THE CAPITALISATION ISSUE (DETAILS OF WHICH WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY), AND TO AUTHORIZE ANY ONE EXECUTIVE DIRECTOR OF THE COMPANY TO COMPLETE THE PROCEDURES FOR AMENDMENT, APPLICATION FOR REVIEW, REGISTRATION, FILING AND OTHER RELEVANT ISSUES WITH THE RELEVANT AUTHORITIES IN RELATION TO THE AMENDMENT AND REVISAL OF THE ARTICLES OF ASSOCIATION ON THE BEHALF OF THE COMPANY | | Management | | For | | For | | |
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| 12 | | TO CONSIDER AND APPROVE THE ABSORPTION AND MERGER OF BAODING XINYUAN AUTOMOBILE INNER DECORATION CO., LTD., BAODING GREAT WALL BOXIANG AUTOMOTIVE PARTS MANUFACTURING CO., LTD., MACS (BAODING) AUTO A/C SYSTEMS CO., LTD., BAODING GREAT WALL EXQUISITE FOUNDRY COMPANY LIMITED AND GREAT WALL BAODING INTERNAL COMBUSTION ENGINE MANUFACTURING COMPANY LIMITED IN ACCORDANCE WITH THE PROPOSAL SET OUT IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 (PUBLISHED ON THE WEBSITE OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY), AND TO AUTHORIZE THE CHAIRMAN AND ANY PERSON AUTHORIZED BY THE CHAIRMAN TO IMPLEMENT AND/OR GIVE EFFECT TO THE ABSORPTION AND MERGER, TO EXECUTE ALL NECESSARY DOCUMENTS AND AGREEMENTS AND TO DO ALL SUCH THINGS DEEMED BY THEM TO BE INCIDENTAL TO, ANCILLARY TO OR IN CONNECTION WITH THE ABSORPTION AND MERGER, AND TO APPROVE, RATIFY AND CONFIRM ALL SUCH ACTIONS OF THE BOARD IN RELATION TO THE ABSORPTION AND MERGER | | Management | | For | | For | | |
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| 13 | | THAT, SUBJECT TO THE APPROVAL OF SPECIAL RESOLUTION NUMBERED 12 ABOVE BY THE SHAREHOLDERS AT THE EGM, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS A RESULT OF THE PROPOSED ABSORPTION AND MERGER OF WHOLLY-OWNED SUBSIDIARIES (DETAILS OF THE PROPOSAL WERE CONTAINED IN THE ANNOUNCEMENT OF THE COMPANY DATED 28 AUGUST 2015 AND PUBLISHED ON THE WEBSITES OF THE STOCK EXCHANGE OF HONG KONG LIMITED (WWW.HKEXNEWS.HK) AND THE COMPANY), AND TO AUTHORIZE ANY ONE EXECUTIVE DIRECTOR OF THE COMPANY TO COMPLETE THE PROCEDURES FOR AMENDMENT, APPLICATION FOR REVIEW, REGISTRATION, FILING AND OTHER RELEVANT ISSUES WITH THE RELEVANT AUTHORITIES IN RELATION TO THE AMENDMENT AND REVISAL OF THE ARTICLES OF ASSOCIATION ON THE BEHALF OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 31 AUG 2015: PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON RESOLUTION-S 5, 6.1 TO 6.10, 7, 10, 11, 12, 13. STANDING INSTRUCTIONS HAVE BEEN REMOVED F-OR THIS MEETING. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | 31 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. I-F YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 518079. PLEASE DO NOT VOTE AGAI-N UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
NEWCREST MINING LTD, MELBOURNE VIC
| | | | | | |
| Security | | Q6651B114 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Oct-2015 |
| ISIN | | AU000000NCM7 | | Agenda | | 706449142 - Management |
| Record Date | | 27-Oct-2015 | | Holding Recon Date | | 27-Oct-2015 |
| City / Country | | MELBOURNE / Australia | | Vote Deadline Date | | 22-Oct-2015 |
| SEDOL(s) | | 4642226 - 6637101 - B02KH39 - B75BRF0 - BHZLN63 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3A, 3B, 4, AND 5 VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT- NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | | Non-Voting | | | | | | |
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2.A | | ELECTION OF XIAOLING LIU AS A DIRECTOR | | Management | | For | | For | | |
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2.B | | ELECTION OF ROGER HIGGINS AS A DIRECTOR | | Management | | For | | For | | |
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2.C | | RE-ELECTION OF GERARD BOND AS A DIRECTOR | | Management | | For | | For | | |
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3.A | | GRANT OF PERFORMANCE RIGHTS TO SANDEEP BISWAS | | Management | | For | | For | | |
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3.B | | GRANT OF PERFORMANCE RIGHTS TO GERARD BOND | | Management | | For | | For | | |
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4 | | ADOPTION OF THE REMUNERATION REPORT (ADVISORY ONLY) | | Management | | For | | For | | |
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CMMT | | IF YOU INTEND TO VOTE FOR THE REMUNERATION REPORT, THEN YOU SHOULD VOTE-AGAINST THE SPILL RESOLUTION. | | Non-Voting | | | | | | |
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5 | | THAT, SUBJECT TO AND CONDITIONAL ON AT LEAST 25% OF THE VOTES CAST ON THE RESOLUTION PROPOSED IN ITEM 4 (REMUNERATION REPORT) BEING CAST AGAINST THE ADOPTION OF THE REMUNERATION REPORT: A) AN EXTRAORDINARY GENERAL MEETING OF THE COMPANY (SPILL MEETING) BE HELD WITHIN 90 DAYS AFTER THE PASSING OF THIS RESOLUTION; B) ALL OF THE DIRECTORS OF THE COMPANY IN OFFICE AT THE TIME WHEN THE BOARD RESOLUTION TO MAKE THE DIRECTORS’ REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE 2015 WAS PASSED (OTHER THAN THE MANAGING DIRECTOR), AND WHO REMAIN DIRECTORS AT THE TIME OF THE SPILL MEETING, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE OF SHAREHOLDERS AT THE SPILL MEETING | | Shareholder | | Against | | For | | |
AVAGO TECHNOLOGIES U.S. INC.
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| Security | | Y0486S104 | | Meeting Type | | Special |
| Ticker Symbol | | AVGO | | Meeting Date | | 10-Nov-2015 |
| ISIN | | SG9999006241 | | Agenda | | 934285645 - Management |
| Record Date | | 25-Sep-2015 | | Holding Recon Date | | 25-Sep-2015 |
| City / Country | | / Malaysia | | Vote Deadline Date | | 09-Nov-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
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| 1. | | AVAGO SCHEME PROPOSAL: TO APPROVE THE STATUTORY SCHEME OF ARRANGEMENT BETWEEN (I) AVAGO, (II) THE AVAGO SHAREHOLDERS, AND (III) PAVONIA LIMITED WHEREBY ALL ISSUED ORDINARY SHARES OF AVAGO WILL BE TRANSFERRED TO AVAGO TECHNOLOGIES CAYMAN FINANCE LIMITED, AS THE ENTITY DESIGNATED BY PAVONIA LIMITED TO RECEIVE SUCH SHARES, IN CONSIDERATION FOR NEWLY ALLOTTED AND ISSUED ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED, AS SET FORTH IN AVAGO’S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS COURT MEETING OF AVAGO SHAREHOLDERS. | | Management | | For | | For | | |
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| 2. | | EQUITY ISSUANCE PROPOSAL: TO APPROVE THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED AND/OR LIMITED PARTNERSHIP INTERESTS OF SAFARI CAYMAN L.P. (INCLUDING THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LIMITED UPON THE EXCHANGE OF SUCH LIMITED PARTNERSHIP INTERESTS IN ACCORDANCE WITH THE TERMS THEREOF AND THE PAVONIA LIMITED VOTING RIGHTS ATTACHED THERETO) TO SHAREHOLDERS OF BROADCOM CORPORATION, AS SET FORTH IN AVAGO’S NOTICE OF, & PROXY STATEMENT RELATING TO, ITS COURT MEETING OF AVAGO SHAREHOLDERS. | | Management | | For | | For | | |
CYBERAGENT, INC.
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| Security | | J1046G108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Dec-2015 |
| ISIN | | JP3311400000 | | Agenda | | 706563182 - Management |
| Record Date | | 30-Sep-2015 | | Holding Recon Date | | 30-Sep-2015 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 09-Dec-2015 |
| SEDOL(s) | | 5936724 - 6220501 - B1NMZJ3 - B1PPRN8 | | Quick Code | | 47510 |
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| | Please reference meeting materials. | | Non-Voting | | | | | | |
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| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
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| 2 | | Appoint a Corporate Auditor Numata, Isao | | Management | | Against | | Against | | |
SAMSUNG ELECTRONICS CO LTD, SUWON
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| Security | | Y74718100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Mar-2016 |
| ISIN | | KR7005930003 | | Agenda | | 706681308 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 01-Mar-2016 |
| SEDOL(s) | | 6771720 - B19VC15 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
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1 | | APPROVAL OF AUDITED FINANCIAL STATEMENTS FOR FY 2015 (FROM JAN 1, 2015 TO DEC 31, 2015) | | Management | | For | | For | | |
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2.1.1 | | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. IN- HO LEE | | Management | | For | | For | | |
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2.1.2 | | RE-ELECTION OF INDEPENDENT DIRECTOR: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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2.1.3 | | ELECTION OF INDEPENDENT DIRECTOR: DR. JAE- WAN PARK | | Management | | For | | For | | |
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2.2.1 | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. BOO- KEUN YOON | | Management | | For | | For | | |
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2.2.2 | | RE-ELECTION OF EXECUTIVE DIRECTOR: MR. JONG-KYUN SHIN | | Management | | For | | For | | |
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2.2.3 | | RE- ELECTION OF EXECUTIVE DIRECTOR: MR. SANG-HOON LEE | | Management | | For | | For | | |
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2.3.1 | | RE- ELECTION OF AUDIT COMMITTEE MEMBER: MR. IN-HO LEE | | Management | | For | | For | | |
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2.3.2 | | RE-ELECTION OF AUDIT COMMITTEE MEMBER: MR. KWANG-SOO SONG | | Management | | For | | For | | |
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3 | | APPROVAL OF THE REMUNERATION LIMIT FOR THE DIRECTORS FOR FY 2016 | | Management | | For | | For | | |
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4 | | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION: ARTICLE8-2, 11, 11-3, 11-4, 15-2, 16, 16-2, 17-3, 24,29,31,39, 40 | | Management | | For | | For | | |
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CMMT | | 17 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
GIVAUDAN SA, VERNIER
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| Security | | H3238Q102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Mar-2016 |
| ISIN | | CH0010645932 | | Agenda | | 706689330 - Management |
| Record Date | | 03-Mar-2016 | | Holding Recon Date | | 03-Mar-2016 |
| City / Country | | GENEVA / Switzerland | | Vote Deadline Date | | 11-Mar-2016 |
| SEDOL(s) | | 5980613 - 5990032 - B02V936 - B0ZYSJ1 - BWYBM73 | | Quick Code | | |
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CMMT | | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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1 | | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Management | | For | | For | | |
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2 | | APPROVE REMUNERATION REPORT | | Management | | For | | For | | |
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3 | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 54 PER SHARE | | Management | | For | | For | | |
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4 | | APPROVE DISCHARGE OF BOARD OF DIRECTORS | | Management | | For | | For | | |
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5.1.1 | | REELECT WERNER BAUER AS DIRECTOR | | Management | | For | | For | | |
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5.1.2 | | REELECT LILIAN BINER AS DIRECTOR | | Management | | For | | For | | |
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5.1.3 | | REELECT MICHAEL CARLOS AS DIRECTOR | | Management | | For | | For | | |
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5.1.4 | | REELECT INGRID DELTENRE AS DIRECTOR | | Management | | For | | For | | |
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5.1.5 | | REELECT CALVIN GRIEDER AS DIRECTOR | | Management | | For | | For | | |
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5.1.6 | | REELECT THOMAS RUFER AS DIRECTOR | | Management | | For | | For | | |
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5.1.7 | | REELECT JUERG WITMER AS DIRECTOR | | Management | | For | | For | | |
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5.2 | | ELECT VICTOR BALI AS DIRECTOR | | Management | | For | | For | | |
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5.3 | | ELECT JUERG WITMER AS BOARD CHAIRMAN | | Management | | For | | For | | |
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5.4.1 | | APPOINT WERNER BAUER AS MEMBER OF THE COMPENSATION COMMITTEE | | Management | | For | | For | | |
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5.4.2 | | APPOINT INGRID DELTENRE AS MEMBER OF THE COMPENSATION COMMITTEE | | Management | | For | | For | | |
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5.4.3 | | APPOINT CALVIN GRIEDER AS MEMBER OF THE COMPENSATION COMMITTEE | | Management | | For | | For | | |
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5.5 | | DESIGNATE MANUEL ISLER AS INDEPENDENT PROXY | | Management | | For | | For | | |
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5.6 | | RATIFY DELOITTE SA AS AUDITORS | | Management | | For | | For | | |
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6.1 | | APPROVE REMUNERATION OF BOARD OF DIRECTORS IN THE AMOUNT OF CHF 3.3 MILLION | | Management | | For | | For | | |
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6.2.1 | | APPROVE SHORT TERM VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE FOR FISCAL 2015 IN THE AMOUNT OF CHF 2.4 MILLION | | Management | | For | | For | | |
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6.2.2 | | APPROVE MAXIMUM FIXED AND LONG TERM REMUNERATION OF EXECUTIVE COMMITTEE FOR FISCAL 2016 IN THE AMOUNT OF CHF 19.8 MILLION | | Management | | For | | For | | |
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CMMT | | 02 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
IBERDROLA SA, BILBAO
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| Security | | E6165F166 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Apr-2016 |
| ISIN | | ES0144580Y14 | | Agenda | | 706715868 - Management |
| Record Date | | 01-Apr-2016 | | Holding Recon Date | | 01-Apr-2016 |
| City / Country | | BILBAO / Spain | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | B1S7LF1 - B288C92 - B28C614 - B28CQD6 - B7W6XQ1 - BHZLJK9 - BQSVL14 | | Quick Code | | |
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CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 09 APR 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | | Non-Voting | | | | | | |
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CMMT | | SHAREHOLDERS PARTICIPATING IN THE GENERAL MEETING, WHETHER DIRECTLY, BY-PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED TO RECEIVE AN ATTENDANCE-PREMIUM OF 0.005 EURO GROSS PER SHARE | | Non-Voting | | | | | | |
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1 | | APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS OF THE COMPANY AND OF THE ANNUAL ACCOUNTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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2 | | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORTS OF THE COMPANY AND OF THE MANAGEMENT REPORTS OF THE COMPANY CONSOLIDATED WITH THOSE OF ITS SUBSIDIARIES FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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3 | | APPROVAL OF THE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS DURING FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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4 | | RE-ELECTION OF ERNST & YOUNG, S.L. AS AUDITOR OF THE COMPANY AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2016 | | Management | | For | | For | | |
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5 | | APPROVAL OF THE PROPOSED ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF DIVIDENDS FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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6.A | | APPROVAL OF TWO INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES FOR TWO NEW EDITIONS OF THE “IBERDROLA FLEXIBLE DIVIDEND” SYSTEM FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY IN THE FOLLOWING AMOUNTS: A FIRST INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 855 MILLION EUROS | | Management | | For | | For | | |
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6.B | | APPROVAL OF TWO INCREASES IN SHARE CAPITAL BY MEANS OF SCRIP ISSUES FOR TWO NEW EDITIONS OF THE “IBERDROLA FLEXIBLE DIVIDEND” SYSTEM FOR THE FREE-OF-CHARGE ALLOCATION OF NEW SHARES TO THE SHAREHOLDERS OF THE COMPANY IN THE FOLLOWING AMOUNTS: A SECOND INCREASE IN SHARE CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 985 MILLION EUROS. EACH OF THE INCREASES PROVIDES FOR: (I) AN OFFER TO THE SHAREHOLDERS OF THE ACQUISITION OF THEIR FREE-OF-CHARGE ALLOCATION RIGHTS AT A GUARANTEED FIXED PRICE, AND (II) DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, INCLUDING, AMONG OTHERS, THE POWER TO SET THE DATE ON WHICH THE INCREASES MUST BE IMPLEMENTED AND TO AMEND THE ARTICLE OF THE BY-LAWS SETTING THE SHARE CAPITAL | | Management | | For | | For | | |
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7 | | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO INCREASE THE SHARE CAPITAL UPON THE TERMS AND WITHIN THE LIMITS SET OUT IN SECTION 297.1.B) OF THE COMPANIES ACT, WITH THE POWER TO EXCLUDE PRE-EMPTIVE RIGHTS, LIMITED TO A MAXIMUM NOMINAL AMOUNT OF 20 % OF THE SHARE CAPITAL, INCLUDING SUCH AMOUNT AS MAY ARISE FROM THE APPROVAL AND IMPLEMENTATION OF THE PROPOSED RESOLUTION SET FORTH IN ITEM 8 OF THE AGENDA | | Management | | For | | For | | |
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8 | | AUTHORISATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, FOR A TERM OF FIVE YEARS, TO ISSUE DEBENTURES OR BONDS THAT ARE EXCHANGEABLE FOR AND/OR CONVERTIBLE INTO SHARES OF THE COMPANY OR OF OTHER COMPANIES AND WARRANTS ON NEWLY-ISSUED OR OUTSTANDING SHARES OF THE COMPANY OR OF OTHER COMPANIES, WITH A MAXIMUM LIMIT OF FIVE BILLION EUROS. THE AUTHORISATION INCLUDES THE DELEGATION OF SUCH POWERS AS MAY BE REQUIRED TO: (I) DETERMINE THE BASIS FOR AND TERMS AND CONDITIONS APPLICABLE TO THE CONVERSION, EXCHANGE, OR EXERCISE; (II) INCREASE SHARE CAPITAL TO THE EXTENT REQUIRED TO ACCOMMODATE REQUESTS FOR CONVERSION; AND (III) EXCLUDE THE PRE-EMPTIVE RIGHTS OF THE SHAREHOLDERS IN CONNECTION WITH THE ISSUES, LIMITED TO A MAXIMUM NOMINAL AMOUNT OF 20 % OF THE SHARE CAPITAL, INCLUDING SUCH AMOUNT AS MAY ARISE FROM THE APPROVAL AND IMPLEMENTATION OF THE PROPOSED RESOLUTION SET FORTH IN ITEM 7 OF THE AGENDA | | Management | | For | | For | | |
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9A | | RE-ELECTION OF MR INIGO VICTOR DE ORIOL IBARRA, AS OTHER EXTERNAL DIRECTOR | | Management | | For | | For | | |
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9B | | RE-ELECTION OF MS INES MACHO STADLER, AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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9C | | RE-ELECTION OF MR BRAULIO MEDEL CAMARA, AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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9D | | RE-ELECTION OF MS SAMANTHA BARBER, AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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9E | | APPOINTMENT OF MR XABIER SAGREDO ORMAZA, AS OTHER EXTERNAL DIRECTOR | | Management | | For | | For | | |
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10A | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLES 2, 3, 5, 6, 7, 8, 9, AND 32, TO FORMALISE THE INCLUSION OF THE MISSION, VISION, AND VALUES OF THE IBERDROLA GROUP WITHIN THE CORPORATE GOVERNANCE SYSTEM AND TO STRESS THE COMPANY’S COMMITMENT TO ITS CORPORATE VALUES, TO SOCIAL RETURN, AND TO THE ENGAGEMENT OF ALL STAKEHOLDERS, AND CREATION OF A NEW PRELIMINARY TITLE | | Management | | For | | For | | |
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10B | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLE 12, TO REFER TO THE INDIRECT PARTICIPATION OF THE SHAREHOLDERS OF IBERDROLA, S.A. IN THE OTHER COMPANIES OF THE IBERDROLA GROUP, AND RESTRUCTURING OF TITLE I | | Management | | For | | For | | |
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10C | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BY-LAWS: ARTICLES 34, 37, 38, 39, 40, 41, 42, 43, 44, AND 45, TO CLARIFY THE DISTRIBUTION OF THE POWERS OF THE APPOINTMENTS COMMITTEE AND OF THE REMUNERATION COMMITTEE, AND TO MAKE OTHER IMPROVEMENTS OF A TECHNICAL NATURE | | Management | | For | | For | | |
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11A | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS’ MEETING: ARTICLES 1, 6, 13, AND 14, TO FORMALISE THE COMPANY’S COMMITMENT TO THE SUSTAINABLE MANAGEMENT OF THE GENERAL SHAREHOLDERS’ MEETING AS AN EVENT AND TO PROMOTE ENVIRONMENTALLY-FRIENDLY CHANNELS OF COMMUNICATION | | Management | | For | | For | | |
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11B | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS’ MEETING: ARTICLE 16, TO REGULATE THE GIFT FOR THE GENERAL SHAREHOLDERS’ MEETING | | Management | | For | | For | | |
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11C | | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS’ MEETING: ARTICLES 22 AND 32, TO MAKE IMPROVEMENTS OF A TECHNICAL NATURE | | Management | | For | | For | | |
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12 | | APPROVAL OF A REDUCTION IN SHARE CAPITAL BY MEANS OF THE RETIREMENT OF 157,197,000 OWN SHARES REPRESENTING 2.46 % OF THE SHARE CAPITAL. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO, AMONG OTHER THINGS, AMEND THE ARTICLE OF THE BY-LAWS SETTING THE SHARE CAPITAL | | Management | | For | | For | | |
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13 | | DELEGATION OF POWERS TO FORMALISE AND IMPLEMENT ALL RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS’ MEETING, FOR CONVERSION THEREOF INTO A PUBLIC INSTRUMENT, AND FOR THE INTERPRETATION, CORRECTION, AND SUPPLEMENTATION THEREOF, FURTHER ELABORATION THEREON, AND REGISTRATION THEREOF | | Management | | For | | For | | |
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14 | | CONSULTATIVE VOTE REGARDING THE ANNUAL DIRECTOR REMUNERATION REPORT FOR FINANCIAL YEAR 2015 | | Management | | For | | For | | |
HENKEL AG & CO. KGAA, DUESSELDORF
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| Security | | D3207M102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Apr-2016 |
| ISIN | | DE0006048408 | | Agenda | | 706710109 - Management |
| Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| City / Country | | DUESSELDORF / Germany | | Vote Deadline Date | | 01-Apr-2016 |
| SEDOL(s) | | 5002465 - 5084935 - 5085035 - B0316Z6 - B28J8T7 - BRTLG60 | | Quick Code | | |
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0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
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0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 MAR 16, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE-GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | |
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0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.03.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
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1. | | PRESENTATION OF ANNUAL FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE COMBINED MANAGEMENT REPORT RELATING TO HENKEL AG & CO. KGAA AND GROUP, EACH AS ENDORSED BY THE SUPERVISORY BOARD, INCLUDING THE CORPORATE GOVERNANCE/ CORPORATE MANAGEMENT AND REMUNERATION REPORTS AND THE INFORMATION REQUIRED ACCORDING TO SECTION 289 (4), 315 (4), 289(5) AND 315 (2) OF THE GERMAN COMMERCIAL CODE (HGB), AND PRESENTATION OF THE REPORT OF THE SUPERVISORY BOARD FOR THE FISCAL 2015. RESOLUTION TO APPROVE THE ANNUAL FINANCIAL STATEMENTS OF HENKEL AG & CO. KGAA FOR FISCAL 2015 | | Management | | For | | For | | |
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2. | | RESOLUTION FOR THE APPROPRIATION OF PROFIT | | Management | | For | | For | | |
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3. | | RESOLUTION TO APPROVE AND RATIFY THE ACTIONS OF THE PERSONALLY LIABLE PARTNER | | Management | | For | | For | | |
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4. | | RESOLUTION TO APPROVE AND RATIFY THE ACTIONS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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5. | | RESOLUTION TO APPROVE AND RATIFY THE ACTIONS OF THE SHAREHOLDER’S COMMITTEE | | Management | | For | | For | | |
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6. | | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS AND THE EXAMINER FOR THE FINANCIAL REVIEW OF INTERIM FINANCIAL REPORTS FOR THE FISCAL 2016: KPMG AG | | Management | | For | | For | | |
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7.1 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: DR. RER. NAT. SIMONE BAGEL-TRAH | | Management | | Against | | Against | | |
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7.2 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: DR. RER. NAT. KASPAR VON BRAUN | | Management | | Against | | Against | | |
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7.3 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: JOHANN-CHRISTOPH FREY | | Management | | Against | | Against | | |
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7.4 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: BENEDIKT-RICHARD FREIHERR VON HERMAN | | Management | | Against | | Against | | |
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7.5 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: TIMOTHEUS HOTTGES | | Management | | For | | For | | |
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7.6 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: PROF. DR. SC. NAT. MICHAEL KASCHKE | | Management | | For | | For | | |
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7.7 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: BARBARA KUX | | Management | | For | | For | | |
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7.8 | | RESOLUTION ON NEW ELECTION TO THE SUPERVISORY BOARD: PROF. DR. OEC. PUBL. THEO SIEGERT | | Management | | For | | For | | |
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8.1 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: PROF. DR. OEC. HSG PAUL ACHLEITNER | | Management | | Against | | Against | | |
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8.2 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: DR. RER. NAT. SIMONE BAGEL-TRAH | | Management | | Against | | Against | | |
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8.3 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: BORIS CANESSA | | Management | | Against | | Against | | |
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8.4 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: STEFAN HAMELMANN | | Management | | Against | | Against | | |
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8.5 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: DR. RER. POL. H.C. CHRISTOPH HENKEL | | Management | | Against | | Against | | |
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8.6 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: PROF. DR. RER. POL. ULRICH LEHNER | | Management | | Against | | Against | | |
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8.7 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: DR.-ING. DR.-ING. E.H. NORBERT REITHOFER | | Management | | For | | For | | |
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8.8 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: KONSTANTIN VON UNGER | | Management | | Against | | Against | | |
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8.9 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: JEAN-FRANCOIS VAN BOXMEER | | Management | | For | | For | | |
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8.10 | | RESOLUTION ON NEW ELECTION TO THE SHAREHOLDERS’ COMMITTEE: WERNER WENNING | | Management | | For | | For | | |
GEA GROUP AG, BOCHUM
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| Security | | D28304109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| ISIN | | DE0006602006 | | Agenda | | 706759430 - Management |
| Record Date | | 29-Mar-2016 | | Holding Recon Date | | 29-Mar-2016 |
| City / Country | | OBERHAUSEN / Germany | | Vote Deadline Date | | 12-Apr-2016 |
| SEDOL(s) | | 4557104 - B02NSV3 - B28HB58 - BHZLGS6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | | Non-Voting | | | | | | |
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| 0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 30 MAR 2016,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | | Non-Voting | | | | | | |
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| 0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | | Non-Voting | | | | | | |
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| 1. | | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS OF GEA GROUP- AKTIENGESELLSCHAFT AND OF THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS-OF DECEMBER 31, 2015, OF THE GROUP MANAGEMENT REPORT COMBINED WITH THE-MANAGEMENT REPORT OF GEA GROUP AKTIENGESELLSCHAFT FOR THE FISCAL YEAR 2015-INCLUDING THE EXPLANATORY REPORT OF THE EXECUTIVE BOARD ON THE INFORMATION-PROVIDED IN ACCORDANCE WITH S. 289 PARA. 4 AND S. 315 PARA. 4 HGB (GERMAN-COMMERCIAL CODE) AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE-FISCAL YEAR 2015 | | Non-Voting | | | | | | |
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| 2. | | APPROPRIATION OF NET EARNINGS: DISTRIBUTION OF A DIVIDEND OF EUR 0.80 | | Management | | For | | For | | |
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| 3. | | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2015 | | Management | | For | | For | | |
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| 4. | | RATIFICATION OF THE ACTS OF THE MEMBERS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2015 | | Management | | For | | For | | |
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| 5. | | ELECTION OF THE AUDITOR FOR THE FISCAL YEAR 2016: KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN | | Management | | For | | For | | |
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| 6.1 | | ELECTION TO THE SUPERVISORY BOARD: AHMAD M.A. BASTAKI | | Management | | For | | For | | |
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| 6.2 | | ELECTION TO THE SUPERVISORY BOARD: PROF. DR. ING. WERNER J. BAUER | | Management | | For | | For | | |
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| 6.3 | | ELECTION TO THE SUPERVISORY BOARD: HARTMUT EBERLEIN | | Management | | For | | For | | |
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| 6.4 | | ELECTION TO THE SUPERVISORY BOARD: DR. HELMUT PERLET | | Management | | For | | For | | |
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| 6.5 | | ELECTION TO THE SUPERVISORY BOARD: JEAN E. SPENCE | | Management | | For | | For | | |
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| 6.6 | | ELECTION TO THE SUPERVISORY BOARD: MOLLY P. ZHANG | | Management | | For | | For | | |
L’OREAL S.A., PARIS
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| Security | | F58149133 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| ISIN | | FR0000120321 | | Agenda | | 706763693 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 12-Apr-2016 |
| SEDOL(s) | | 4057808 - 4067089 - 4084282 - 4534787 - 7164619 - B033469 - B10LP48 - B23V2F2 - B6ZFS07 - B92MW00 - BH7KD13 - BRTMBW4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FOR THE FINANCIAL YEAR ENDED 2015 | | Management | | For | | For | | |
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| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR FINANCIAL YEAR ENDED 2015 | | Management | | For | | For | | |
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| O.3 | | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 2015 AND SETTING OF THE DIVIDEND | | Management | | For | | For | | |
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| O.4 | | APPROVAL OF THE CONVENTION BETWEEN L’OREAL AND NESTLE IN RESPECT OF THE END OF THEIR JOINT VENTURE, INNEOV | | Management | | For | | For | | |
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| O.5 | | APPOINTMENT OF MS BEATRICE GUILLAUME- GRABISCH AS DIRECTOR | | Management | | For | | For | | |
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| O.6 | | APPOINTMENT OF MS EILEEN NAUGHTON AS DIRECTOR | | Management | | For | | For | | |
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| O.7 | | RENEWAL OF TERM OF MR JEAN-PIERRE MEYERS AS DIRECTOR | | Management | | For | | For | | |
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| O.8 | | RENEWAL OF THE TERM OF MR BERNARD KASRIEL AS DIRECTOR | | Management | | For | | For | | |
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| O.9 | | RENEWAL OF THE TERM OF MR JEAN-VICTOR MEYERS AS DIRECTOR | | Management | | For | | For | | |
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| O.10 | | RENEWAL OF THE TERM OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR AND APPOINTMENT OF THE DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.11 | | RENEWAL OF THE TERMS OF DELOITTE & ASSOCIATESAS STATUTORY AUDITOR AND APPOINTMENT OF THE DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.12 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO THE CHIEF EXECUTIVE OFFICER FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| O.13 | | AUTHORISATION FOR THE COMPANY TO PURCHASE ITS OWN SHARES | | Management | | For | | For | | |
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| E.14 | | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES ACQUIRED BY THE COMPANY WITHIN THE CONTEXT OF THE PROVISIONS OF ARTICLES L.225-209 AND L.225-208 OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
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| E.15 | | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREELY ALLOCATING EXISTING SHARES AND/OR ISSUING THEM TO SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY; WAIVER OF SHAREHOLDERS TO THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
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| E.16 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW AN INCREASE IN CAPITAL RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | | Management | | For | | For | | |
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| E.17 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| CMMT | | 30 MAR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL- LINK:https://balo.journal- officiel.gouv.fr/pdf/2016/0314/201603141600721.pdf.- THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-http://www.journal- officiel.gouv.fr//pdf/2016/0330/201603301600972.pdf .IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | | Non-Voting | | | | | | |
LONDON STOCK EXCHANGE GROUP PLC, LONDON
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| Security | | G5689U103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Apr-2016 |
| ISIN | | GB00B0SWJX34 | | Agenda | | 706817434 - Management |
| Record Date | | | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | B0SWJX3 - B155ZL2 - B1570W4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | | Management | | For | | For | | |
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| 2 | | TO DECLARE A DIVIDEND: 25.2 PENCE PER ORDINARY SHARE | | Management | | For | | For | | |
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| 3 | | TO APPROVE THE ANNUAL REPORT ON REMUNERATION AND THE ANNUAL STATEMENT OF THE CHAIRMAN OF THE REMUNERATION COMMITTEE | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT JACQUES AIGRAIN AS A DIRECTOR | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT PAUL HEIDEN AS A DIRECTOR | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT RAFFAELE JERUSALMI AS A DIRECTOR | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT ANDREA MUNARI AS A DIRECTOR | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT STEPHEN O’CONNOR AS A DIRECTOR | | Management | | For | | For | | |
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| 9 | | TO RE-ELECT XAVIER R ROLET KBE AS A DIRECTOR | | Management | | For | | For | | |
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| 10 | | TO RE-ELECT DAVID WARREN AS A DIRECTOR | | Management | | For | | For | | |
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| 11 | | TO ELECT DONALD BRYDON CBE AS A DIRECTOR | | Management | | For | | For | | |
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| 12 | | TO ELECT PROFESSOR LEX HOOGDUIN AS A DIRECTOR | | Management | | For | | For | | |
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| 13 | | TO ELECT DAVID NISH AS A DIRECTOR | | Management | | For | | For | | |
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| 14 | | TO ELECT MARY SCHAPIRO AS A DIRECTOR | | Management | | For | | For | | |
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| 15 | | TO RE-APPOINT ERNST AND YOUNG LLP AS AUDITORS | | Management | | For | | For | | |
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| 16 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | | Management | | For | | For | | |
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| 17 | | TO RENEW THE DIRECTORS’ AUTHORITY TO ALLOT SHARES | | Management | | For | | For | | |
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| 18 | | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | | Management | | For | | For | | |
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| 19 | | TO DISAPPLY PRE-EMPTION RIGHTS IN RESPECT OF AN ALLOTMENT OF EQUITY SECURITIES FOR CASH | | Management | | For | | For | | |
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| 20 | | TO GRANT THE DIRECTORS AUTHORITY TO PURCHASE THE COMPANY’S OWN SHARES | | Management | | For | | For | | |
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| 21 | | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | | Management | | For | | For | | |
DANONE SA, PARIS
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| Security | | F12033134 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | FR0000120644 | | Agenda | | 706715779 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 20-Apr-2016 |
| SEDOL(s) | | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - B4XJ1P3 - B92MW33 - BH7KCW7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.3 | | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 AND SETTING OF THE DIVIDEND TO 1.60 EURO PER SHARE | | Management | | For | | For | | |
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| O.4 | | RENEWAL OF THE TERM OF MR FRANCK RIBOUD AS DIRECTOR | | Management | | For | | For | | |
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| O.5 | | RENEWAL OF THE TERM OF MR EMMANUEL FABER AS DIRECTOR | | Management | | For | | For | | |
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| O.6 | | APPOINTMENT OF MRS CLARA GAYMARD AS DIRECTOR | | Management | | For | | For | | |
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| O.7 | | RENEWAL OF PRICEWATERHOUSECOOPERS AS PRINCIPAL STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.8 | | APPOINTMENT OF ERNST & YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.9 | | APPOINTMENT OF MR JEAN-CHRISTOPHE GEORGHIOU AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.10 | | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.11 | | APPROVAL OF AN AGREEMENT, SUBJECT TO THE PROVISIONS OF ARTICLES L.225-38 AND FOLLOWING OF THE COMMERCIAL CODE, ENTERED INTO WITH THE DANONE.COMMUNITIES OPEN-END INVESTMENT COMPANY (SICAV) | | Management | | For | | For | | |
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| O.12 | | APPROVAL OF THE COMMITMENTS STIPULATED IN ARTICLE L.225-42-1 OF THE COMMERCIAL CODE RELATING TO THE SEVERANCE PAYMENT FOR MR EMMANUEL FABER IN CERTAIN CASES OF THE TERMINATION OF HIS TERM OF OFFICE | | Management | | For | | For | | |
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| O.13 | | APPROVAL OF THE COMMITMENTS STIPULATED IN ARTICLES L.225-22-1 AND L.225-42-1 OF THE COMMERCIAL CODE RELATING TO RETIREMENT COMMITMENTS FOR MR EMMANUEL FABER | | Management | | For | | For | | |
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| O.14 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FRANCK RIBOUD, PRESIDENT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.15 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR EMMANUEL FABER, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.16 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER COMPANY SHARES | | Management | | For | | For | | |
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| E.17 | | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE EXISTING SHARES OR SHARES TO BE ISSUED BY THE COMPANY, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS | | Management | | For | | For | | |
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| E.18 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| CMMT | | 04 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL- LINK:https://balo.journal- officiel.gouv.fr/pdf/2016/0229/201602291600626.pdf.- REVISION DUE TO ADDITION OF THE COMMENT AND MODIFICATION OF THE TEXT OF-RESOLUTION O.8 AND RECEIPT OF ADDITIONAL URL LINKS:- https://balo.journal- officiel.gouv.fr/pdf/2016/0311/201603111600796.pdf AND-https://balo.journal- officiel.gouv.fr/pdf/2016/0404/201604041601101.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
HONG KONG EXCHANGES AND CLEARING LTD, HONG KONG
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| Security | | Y3506N139 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | HK0388045442 | | Agenda | | 706903576 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | 4062493 - 6267359 - BP3RQ60 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 599315 DUE TO ADDITION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0322/LTN20160322148.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0407/LTN20160407375.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 2.87 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO ELECT MR APURV BAGRI AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO ELECT MR CHIN CHI KIN, EDWARD AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF HKEX, NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF HKEX AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10% | | Management | | For | | For | | |
NORSK HYDRO ASA, OSLO
| | | | | | |
| Security | | R61115102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-May-2016 |
| ISIN | | NO0005052605 | | Agenda | | 706931727 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | OSLO / Norway Blocking | | Vote Deadline Date | | 20-Apr-2016 |
| SEDOL(s) | | 0642770 - 4645805 - 4645816 - 4645838 - 5484676 - B05P4Z2 - B0CRGM2 - B11HK39 - B124Y37 - B14NQZ8 - B14NSY1 - B14X4X2 - B14ZPP7 - B64ST71 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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| CMMT | | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | | Non-Voting | | | | | | |
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| 1 | | APPROVAL OF THE NOTICE AND THE AGENDA | | Management | | For | | For | | |
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| 2 | | ELECTION OF ONE PERSON TO COUNTERSIGN THE MINUTES | | Management | | For | | For | | |
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| 3 | | APPROVAL OF THE FINANCIAL STATEMENTS AND THE BOARD OF DIRECTORS REPORT FOR THE FINANCIAL YEAR 2015 FOR NORSK HYDRO ASA AND THE GROUP, INCLUDING DISTRIBUTION OF DIVIDEND | | Management | | For | | For | | |
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| 4 | | AUDITORS REMUNERATION | | Management | | For | | For | | |
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| 5 | | STATEMENT ON CORPORATE GOVERNANCE IN ACCORDANCE WITH SECTION 3 TO 3B OF THE- NORWEGIAN ACCOUNTING ACT | | Non-Voting | | | | | | |
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| 6 | | GUIDELINES FOR REMUNERATION TO THE EXECUTIVE MANAGEMENT | | Management | | For | | For | | |
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| 7.1 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: TERJE VENOLD | | Management | | For | | For | | |
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| 7.2 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: SUSANNE MUNCH THORE | | Management | | For | | For | | |
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| 7.3 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: STEN ARTHUR SAELOR | | Management | | For | | For | | |
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| 7.4 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: ANNE MARGRETHE FIRING | | Management | | For | | For | | |
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| 7.5 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: UNNI STEINSMO | | Management | | For | | For | | |
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| 7.6 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: ANNE KVERNELAND BOGSNES | | Management | | For | | For | | |
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| 7.7 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: BIRGER SOLBERG | | Management | | For | | For | | |
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| 7.8 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: NILS BASTIANSEN | | Management | | For | | For | | |
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| 7.9 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: SHAHZAD ABID | | Management | | For | | For | | |
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| 7.10 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: BERIT LEDEL HENRIKSEN | | Management | | For | | For | | |
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| 7.11 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: JORUNN SCTRE | | Management | | For | | For | | |
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| 7.12 | | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: ODD ARILD GREFSTAD | | Management | | For | | For | | |
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| 7.13 | | ELECTION OF DEPUTY MEMBERS TO THE CORPORATE ASSEMBLY: YLVA LINDBERG | | Management | | For | | For | | |
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| 7.14 | | ELECTION OF DEPUTY MEMBERS TO THE CORPORATE ASSEMBLY: HILDE CHRISTIANE BJRRNLAND | | Management | | For | | For | | |
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| 7.15 | | ELECTION OF DEPUTY MEMBERS TO THE CORPORATE ASSEMBLY: NILS MORTEN HUSEBY | | Management | | For | | For | | |
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| 8.1 | | ELECTION TO THE NOMINATION COMMITTEE: TERJE VENOLD | | Management | | For | | For | | |
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| 8.2 | | ELECTION TO THE NOMINATION COMMITTEE: METTE I. WIKBORG | | Management | | For | | For | | |
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| 8.3 | | ELECTION TO THE NOMINATION COMMITTEE: SUSANNE MUNCH THORE | | Management | | For | | For | | |
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| 8.4 | | ELECTION TO THE NOMINATION COMMITTEE : BERIT LEDEL HENRIKSEN | | Management | | For | | For | | |
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| 8.5 | | ELECTION OF CHAIRPERSON OF THE NOMINATION COMMITTEE : TERJE VENOLD | | Management | | For | | For | | |
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| 9.1 | | REMUNERATION FOR THE MEMBERS OF THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE: CORPORATE ASSEMBLY | | Management | | For | | For | | |
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| 9.2 | | REMUNERATION FOR THE MEMBERS OF THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE: NOMINATION COMMITTEE | | Management | | For | | For | | |
FRANCO-NEVADA CORP, TORONTO, ON
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| Security | | 351858105 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 04-May-2016 |
| ISIN | | CA3518581051 | | Agenda | | 706896000 - Management |
| Record Date | | 17-Mar-2016 | | Holding Recon Date | | 17-Mar-2016 |
| City / Country | | TORONTO / Canada | | Vote Deadline Date | | 28-Apr-2016 |
| SEDOL(s) | | B29NF31 - B29VF02 - B29YJY3 - BRTL9X8 - BSJC5M9 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS “1.1 TO 1.9 AND 2”. THANK YOU | | Non-Voting | | | | | | |
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1.1 | | ELECTION OF DIRECTOR: PIERRE LASSONDE | | Management | | For | | For | | |
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1.2 | | ELECTION OF DIRECTOR: DAVID HARQUAIL | | Management | | For | | For | | |
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1.3 | | ELECTION OF DIRECTOR: TOM ALBANESE | | Management | | For | | For | | |
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1.4 | | ELECTION OF DIRECTOR: DEREK W. EVANS | | Management | | For | | For | | |
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1.5 | | ELECTION OF DIRECTOR: GRAHAM FARQUHARSON | | Management | | For | | For | | |
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1.6 | | ELECTION OF DIRECTOR: CATHARINE FARROW | | Management | | For | | For | | |
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1.7 | | ELECTION OF DIRECTOR: LOUIS GIGNAC | | Management | | For | | For | | |
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1.8 | | ELECTION OF DIRECTOR: RANDALL OLIPHANT | | Management | | For | | For | | |
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1.9 | | ELECTION OF DIRECTOR: DAVID R. PETERSON | | Management | | For | | For | | |
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2 | | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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3 | | ACCEPTANCE OF THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION | | Management | | For | | For | | |
ACTELION LTD., ALLSCHWIL
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| Security | | H0032X135 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 04-May-2016 |
| ISIN | | CH0010532478 | | Agenda | | 706912765 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | BASEL / Switzerland | | Vote Deadline Date | | 28-Apr-2016 |
| SEDOL(s) | | 5937846 - 5954254 - 7123223 - B01DBL5 - B0P9B20 - B1YD5Q2 - B1YD5T5 - B1YLTN1 - B2QTL45 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
CMMT | | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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1.1 | | APPROVAL OF ANNUAL REPORT 2015, CONSOLIDATED FINANCIAL STATEMENTS 2015, STATUTORY FINANCIAL STATEMENTS 2015 | | Management | | For | | For | | |
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1.2 | | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015 | | Management | | For | | For | | |
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2 | | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION AGAINST RESERVE FROM CAPITAL CONTRIBUTION | | Management | | For | | For | | |
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3 | | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE MANAGEMENT | | Management | | For | | For | | |
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4 | | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF REPURCHASED SHARES | | Management | | For | | For | | |
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5 | | EXTENSION OF EXISTING AUTHORIZED CAPITAL | | Management | | For | | For | | |
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6.1.1 | | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PIERRE GARNIER | | Management | | For | | For | | |
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6.1.2 | | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PAUL CLOZEL | | Management | | For | | For | | |
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6.1.3 | | RE-ELECTION OF THE BOARD OF DIRECTOR: JUHANI ANTTILA | | Management | | For | | For | | |
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6.1.4 | | RE-ELECTION OF THE BOARD OF DIRECTOR: ROBERT BERTOLINI | | Management | | For | | For | | |
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6.1.5 | | RE-ELECTION OF THE BOARD OF DIRECTOR: JOHN J. GREISCH | | Management | | For | | For | | |
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6.1.6 | | RE-ELECTION OF THE BOARD OF DIRECTOR: PETER GRUSS | | Management | | For | | For | | |
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6.1.7 | | RE-ELECTION OF THE BOARD OF DIRECTOR: MICHAEL JACOBI | | Management | | For | | For | | |
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6.1.8 | | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN MALO | | Management | | For | | For | | |
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6.1.9 | | RE-ELECTION OF THE BOARD OF DIRECTOR: DAVID STOUT | | Management | | For | | For | | |
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6.110 | | RE-ELECTION OF THE BOARD OF DIRECTOR: HERNA VERHAGEN | | Management | | For | | For | | |
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6.2 | | RE-ELECTION OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS: JEAN-PIERRE GARNIER | | Management | | For | | For | | |
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6.3.1 | | RE-ELECTION OF THE COMPENSATION COMMITTEE: HERNA VERHAGEN | | Management | | For | | For | | |
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6.3.2 | | RE-ELECTION OF THE COMPENSATION COMMITTEE: JEAN-PIERRE GARNIER | | Management | | For | | For | | |
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6.3.3 | | RE-ELECTION OF THE COMPENSATION COMMITTEE: JOHN GREISCH | | Management | | For | | For | | |
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7.1 | | APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) | | Management | | For | | For | | |
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7.2 | | APPROVAL OF EXECUTIVE MANAGEMENT COMPENSATION 2017 (MAXIMUM AMOUNT) | | Management | | For | | For | | |
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8 | | RE-ELECTION OF THE INDEPENDENT PROXY: BDO AG, AARAU | | Management | | For | | For | | |
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9 | | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST & YOUNG AG, BASEL | | Management | | For | | For | | |
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10 | | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER OR THE BOARD OF DIRECTORS DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT PROXY TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION (FOR=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE SHAREHOLDERS, AGAINST=AGAINST ALL PROPOSALS, ABSTAIN=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE BOARD OF DIRECTORS) | | Management | | Abstain | | For | | |
CALTEX AUSTRALIA LTD, SYDNEY
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| Security | | Q19884107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-May-2016 |
| ISIN | | AU000000CTX1 | | Agenda | | 706866324 - Management |
| Record Date | | 03-May-2016 | | Holding Recon Date | | 03-May-2016 |
| City / Country | | SYDNEY / Australia | | Vote Deadline Date | | 27-Apr-2016 |
| SEDOL(s) | | 6161503 - B02NRR2 - B1BBP69 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | | Non-Voting | | | | | | |
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2.A | | ELECTION OF STEVEN GREGG | | Management | | For | | For | | |
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2.B | | ELECTION OF PENELOPE ANN WINN | | Management | | For | | For | | |
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3 | | NON-EXECUTIVE DIRECTORS’ FEE POOL INCREASE | | Management | | For | | For | | |
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4 | | REMUNERATION REPORT (ADVISORY NON-BINDING VOTE) | | Management | | For | | For | | |
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5 | | GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR & CEO | | Management | | For | | For | | |
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6 | | ADOPTION OF NEW CONSTITUTION | | Management | | For | | For | | |
RECKITT BENCKISER GROUP PLC, SLOUGH
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| Security | | G74079107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-May-2016 |
| ISIN | | GB00B24CGK77 | | Agenda | | 706873432 - Management |
| Record Date | | | | Holding Recon Date | | 03-May-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 28-Apr-2016 |
| SEDOL(s) | | B24CGK7 - B28STJ1 - B28THT0 - BRTM7X7 - BVGHC61 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
1 | | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Management | | For | | For | | |
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2 | | APPROVE REMUNERATION POLICY | | Management | | For | | For | | |
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3 | | APPROVE REMUNERATION REPORT | | Management | | For | | For | | |
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4 | | APPROVE FINAL DIVIDEND | | Management | | For | | For | | |
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5 | | RE-ELECT ADRIAN BELLAMY AS DIRECTOR | | Management | | For | | For | | |
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6 | | RE-ELECT NICANDRO DURANTE AS DIRECTOR | | Management | | For | | For | | |
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7 | | RE-ELECT MARY HARRIS AS DIRECTOR | | Management | | For | | For | | |
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8 | | RE-ELECT ADRIAN HENNAH AS DIRECTOR | | Management | | For | | For | | |
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9 | | RE-ELECT PAM KIRBY AS DIRECTOR | | Management | | For | | For | | |
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10 | | RE-ELECT KENNETH HYDON AS DIRECTOR | | Management | | For | | For | | |
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11 | | RE-ELECT RAKESH KAPOOR AS DIRECTOR | | Management | | For | | For | | |
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12 | | RE-ELECT ANDRE LACROIX AS DIRECTOR | | Management | | For | | For | | |
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13 | | RE-ELECT CHRIS SINCLAIR AS DIRECTOR | | Management | | For | | For | | |
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14 | | RE-ELECT JUDITH SPRIESER AS DIRECTOR | | Management | | For | | For | | |
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15 | | RE-ELECT WARREN TUCKER AS DIRECTOR | | Management | | For | | For | | |
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16 | | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | | Management | | For | | For | | |
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17 | | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | | Management | | For | | For | | |
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18 | | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | | Management | | For | | For | | |
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19 | | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | | Management | | For | | For | | |
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20 | | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | | Management | | For | | For | | |
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21 | | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | | Management | | For | | For | | |
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22 | | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | | Management | | For | | For | | |
ALLERGAN PLC
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| Security | | G0177J108 | | Meeting Type | | Annual |
| Ticker Symbol | | AGN | | Meeting Date | | 05-May-2016 |
| ISIN | | IE00BY9D5467 | | Agenda | | 934354565 - Management |
| Record Date | | 07-Mar-2016 | | Holding Recon Date | | 07-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 02-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
1. | | DIRECTOR | | Management | | | | | | |
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| | 1 NESLI BASGOZ, M.D. | | | | For | | For | | |
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| | 2 PAUL M. BISARO | | | | For | | For | | |
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| | 3 JAMES H. BLOEM | | | | For | | For | | |
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| | 4 CHRISTOPHER W. BODINE | | | | For | | For | | |
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| | 5 CHRISTOPHER J. COUGHLIN | | | | For | | For | | |
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| | 6 MICHAEL R. GALLAGHER | | | | For | | For | | |
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| | 7 CATHERINE M. KLEMA | | | | For | | For | | |
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| | 8 PETER J. MCDONNELL, M.D | | | | For | | For | | |
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| | 9 PATRICK J. O’SULLIVAN | | | | For | | For | | |
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| | 10 BRENTON L. SAUNDERS | | | | For | | For | | |
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| | 11 RONALD R. TAYLOR | | | | For | | For | | |
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| | 12 FRED G. WEISS | | | | For | | For | | |
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2. | | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | | Management | | For | | For | | |
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3. | | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP’S REMUNERATION | | Management | | For | | For | | |
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4A. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | | Management | | For | | For | | |
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4B. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | | Management | | For | | For | | |
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5A. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION | | Management | | For | | For | | |
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5B. | | TO APPROVE THE AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE | | Management | | For | | For | | |
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6. | | TO APPROVE THE REDUCTION OF COMPANY CAPITAL | | Management | | For | | For | | |
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7. | | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING | | Shareholder | | Against | | For | | |
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8. | | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING | | Shareholder | | Against | | For | | |
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN
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| Security | | D1882G119 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-May-2016 |
| ISIN | | DE0005810055 | | Agenda | | 706824910 - Management |
| Record Date | | 04-May-2016 | | Holding Recon Date | | 04-May-2016 |
| City / Country | | FRANKFURT AM MAIN / Germany | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | 7021963 - B01DFR9 - B0ZGJP0 - B5SMM84 - BHZLDG3 - BRK05V4 - BYL6SN3 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
0 | | Please note that reregistration is no longer required to ensure voting-rights. Following the amendment to paragraph 21 of the Securities Trade Act-on 10th July 2015 and the over-ruling of the District Court in Cologne- judgment from 6th June 2012 the voting process has changed with regard to the-German registered shares. As a result, it remains exclusively the-responsibility of the end-investor (i.e. final beneficiary) and not the- intermediary to disclose respective final beneficiary voting rights if they-exceed relevant reporting threshold of WpHG (from 3 percent of outstanding-share capital onwards). | | Non-Voting | | | | | | |
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0 | | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub- custodians regarding their instruction deadline. For any queries please-contact your Client Services Representative. | | Non-Voting | | | | | | |
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0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WpHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
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0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
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1. | | Presentation of the adopted and approved annual and consolidated annual-financial statements, the combined management report of Deutsche Boerse- Aktiengesellschaft and the Group as at 31 December 2015, the report of the-Supervisory Board and the proposal for the appropriation of the-unappropriated surplus | | Non-Voting | | | | | | |
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2. | | Resolution on the appropriation of unappropriated surplus | | Management | | For | | For | | |
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3. | | Resolution on the ratification of the actions of members of the Executive Board | | Management | | For | | For | | |
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4. | | Resolution on the ratification of the actions of the members of the Supervisory Board | | Management | | For | | For | | |
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5. | | Resolution on the election of a member of the Supervisory Board: Prof. Dr. Dr. Ann-Kristin Achleitner | | Management | | For | | For | | |
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6. | | Resolution on the rescission of the existing Authorised Capital I, creation of new Authorised Capital I with the option of excluding subscription rights and amendment to the Articles of Incorporation | | Management | | For | | For | | |
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7. | | Resolution on the approval of the remuneration system for members of the Executive Board | | Management | | For | | For | | |
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8. | | Resolution on amendments to the Articles of Incorporation relating to an attendance allowance of the Supervisory Board | | Management | | For | | For | | |
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9. | | Resolution on the election of the auditor and Group auditor for the financial year 2016 as well as the auditor for the review of the condensed financial statements and the interim management report for the first half of financial year 2016: KPMG AG | | Management | | For | | For | | |
ITV PLC, LONDON
| | | | | | |
| Security | | G4984A110 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | GB0033986497 | | Agenda | | 706799939 - Management |
| Record Date | | | | Holding Recon Date | | 10-May-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 04-May-2016 |
| SEDOL(s) | | 3398649 - B02SB97 - B02SXD5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE AND ADOPT THE REPORT AND ACCOUNTS | | Management | | For | �� | For | | |
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| 2 | | TO RECEIVE AND ADOPT THE ANNUAL REMUNERATION REPORT | | Management | | For | | For | | |
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| 3 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
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| 4 | | TO DECLARE A SPECIAL DIVIDEND | | Management | | For | | For | | |
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| 5 | | TO ELECT ANNA MANZ AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT SIR PETER BAZALGETTE AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT ADAM CROZIER AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT ROGER FAXON AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 9 | | TO RE-ELECT IAN GRIFFITHS AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 10 | | TO RE-ELECT MARY HARRIS AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 11 | | TO RE-ELECT ANDY HASTE AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 12 | | TO RE-ELECT JOHN ORMEROD AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 13 | | TO APPOINT KPMG LLP AS AUDITORS | | Management | | For | | For | | |
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| 14 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | | Management | | For | | For | | |
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| 15 | | AUTHORITY TO ALLOT SHARES | | Management | | For | | For | | |
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| 16 | | DISAPPLICATION OF PRE-EMPTION RIGHTS | | Management | | For | | For | | |
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| 17 | | POLITICAL DONATIONS | | Management | | For | | For | | |
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| 18 | | PURCHASE OF OWN SHARES | | Management | | For | | For | | |
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| 19 | | LENGTH OF NOTICE PERIOD FOR GENERAL MEETINGS | | Management | | For | | For | | |
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| 20 | | ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
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| 21 | | APPROVAL OF ITV PLC SHARE INCENTIVE PLAN | | Management | | For | | For | | |
ADIDAS AG, HERZOGENAURACH
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| Security | | D0066B185 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | DE000A1EWWW0 | | Agenda | | 706827536 - Management |
| Record Date | | 05-May-2016 | | Holding Recon Date | | 05-May-2016 |
| City / Country | | FUERTH / Germany | | Vote Deadline Date | | 02-May-2016 |
| SEDOL(s) | | 4031976 - B0CRJ90 - B0YLQ88 - B5V7PM1 - B84YVF5 - B8GBR45 - BQ37P04 - BYPFL59 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 0 | | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. | | Non-Voting | | | | | | |
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| 0 | | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | | Non-Voting | | | | | | |
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| 0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
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| 0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
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| 1. | | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2015-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS-PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | | Non-Voting | | | | | | |
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| 2. | | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR.642,641,456.83 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.60 PER DIVIDEND- ENTITLED NO-PAR SHARE EUR 322,325,589.63 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: MAY 13, 2016 | | Management | | For | | For | | |
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| 3. | | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | | Management | | For | | For | | |
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| 4. | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 5. | | RESOLUTION ON THE ADJUSTMENT TO THE COMPOSITION OF THE SUPERVISORY BOARD AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE SUPERVISORY BOARD COMPRISES SIXTEEN MEMBERS, EIGHT MEMBERS BEING ELECTED BY THE SHAREHOLDERS AND EIGHT MEMBERS BEING ELECTED BY THE EMPLOYEES OF THE COMPANY | | Management | | For | | For | | |
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| 6.1 | | ELECTIONS TO THE SUPERVISORY BOARD: IAN GALLIENNE | | Management | | For | | For | | |
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| 6.2 | | ELECTIONS TO THE SUPERVISORY BOARD: NASSEF SAWIRIS | | Management | | For | | For | | |
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| 7. | | APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH ADIDAS ANTICIPATION GMBH THE PROFIT TRANSFER AGREEMENT WITH THE COMPANY’S WHOLLY OWNED SUBSIDIARY ADIDAS ANTICIPATION GMBH SHALL BE APPROVED | | Management | | For | | For | | |
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| 8. | | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 4,000,000 THROUGH THE ISSUE OF 4,000,000 NEW SHARES AGAINST CONTRIBUTIONS IN KIND, FOR A PERIOD OF THREE YEARS, EFFECTIVE FROM THE REGISTRATION OF THIS AUTHORIZATION IN THE COMMERCIAL REGISTER (AUTHORIZED CAPITAL 2016). SHAREHOLDERS SUBSCRIPTION RIGHTS SHALL BE EXCLUDED. THE SHARES SHALL BE ISSUED TO MEMBERS AND FORMER MEMBERS OF THE COMPANY AND ITS SUBSIDIARIES ONLY | | Management | | For | | For | | |
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| 9. | | AUTHORIZATION TO ACQUIRE OWN SHARES THE BOARD OF MDS SHALL BE AUTHORIZED TO ACQUIRE SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, THROUGH THE STOCK EXCHANGE AT PRICES NOT DEVIATING MORE THAN 10 PERCENT FROM THE MARKET PRICE OF THE SHARES, OR BY WAY OF A REPURCHASE OFFER AT PRICES NOT MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE MAY 11, 2021. THE BOARD OF MDS SHALL BE AUTHORIZED TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO SELL THE SHARES TO A THIRD PARTY AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, FOR THE FULFILMENT OF CONVERSION OR OPTION RIGHTS, OR TO ACQUIRE INTANGIBLE GOODS SUCH AS RIGHTS, LICENSES ETC., AND TO RETIRE THE SHARES. FURTHERMORE, THE SUPERVISORY BOARD SHALL BE AUTHORIZED TO USE THE SHARES FOR REMUNERATION PURPOSES | | Management | | For | | For | | |
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| 10. | | APPROVAL OF THE USE OF DERIVATIVES (CALL AND PUT OPTIONS) FOR THE PURPOSE OF ACQUIRING OWN SHARES AS PER ITEM 9 OF THIS AGENDA THE USE OF DERIVATIVES (CALL AND PUT OPTIONS) FOR THE PURPOSE OF ACQUIRING OWN SHARES AS PER ITEM 9 OF THIS AGENDA SHALL BE APPROVED | | Management | | For | | For | | |
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| 11.1 | | APPOINTMENT OF AUDITORS: FOR THE 2016 FINANCIAL STATEMENTS AND GROUP FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 11.2 | | APPOINTMENT OF AUDITORS: FOR THE REVIEW OF THE 2016 INTERIM REPORTS: KPMG AG, BERLIN | | Management | | For | | For | | |
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| 11.3 | | APPOINTMENT OF AUDITORS: FOR REVIEW OF THE 2017 INTERIM REPORTS: KPMG AG, BERLIN | | Management | | For | | For | | |
USG PEOPLE NV, ALMERE
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| Security | | N9040V117 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | NL0000354488 | | Agenda | | 706865500 - Management |
| Record Date | | 14-Apr-2016 | | Holding Recon Date | | 14-Apr-2016 |
| City / Country | | ALMERE / Netherlands | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | B1FRPV8 - B1G0GD5 - B23CSP7 - B4MPX67 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | OPENING | | Non-Voting | | | | | | |
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| 2 | | REPORT OF THE EXECUTIVE BOARD FOR THE 2015 FINANCIAL YEAR | | Non-Voting | | | | | | |
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| 3 | | APPLICATION OF THE REMUNERATION POLICY IN 2015 | | Non-Voting | | | | | | |
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| 4 | | DISCUSSION OF THE POLICY ON RESERVES AND DIVIDENDS | | Non-Voting | | | | | | |
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| 5 | | ADOPTION OF THE ANNUAL ACCOUNTS FOR 2015 | | Management | | For | | For | | |
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| 6 | | APPROVAL OF THE EXECUTIVE BOARD’S MANAGEMENT AND DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE EXECUTIVE BOARD | | Management | | For | | For | | |
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| 7 | | APPROVAL OF THE SUPERVISORY BOARD’S SUPERVISION AND DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 8.A | | NOTIFICATION OF A VACANCY ON THE SUPERVISORY BOARD | | Non-Voting | | | | | | |
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| 8.B | | OPPORTUNITY TO THE GENERAL MEETING OF SHAREHOLDERS TO MAKE RECOMMENDATIONS- FOR THE (RE)APPOINTMENT OF A MEMBER OF THE SUPERVISORY BOARD | | Non-Voting | | | | | | |
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| 8.C | | NOTIFICATION BY THE SUPERVISORY BOARD REGARDING THE PERSON NOMINATED FOR- (RE)APPOINTMENT | | Non-Voting | | | | | | |
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| 8.D | | REAPPOINTMENT OF MR. C. VEERMAN AS MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 9 | | EXPLANATION OF THE PUBLIC OFFER BY RECRUIT HOLDINGS CO., LTD. FOR ALL ISSUED-AND OUTSTANDING ORDINARY SHARES IN THE CAPITAL OF USG PEOPLE (THE “OFFER”) | | Non-Voting | | | | | | |
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| 10.A | | ABOLITION OF THE LARGE COMPANY REGIME PER THE SETTLEMENT DATE | | Management | | For | | For | | |
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| 10.B | | AMENDMENT TO THE ARTICLES OF ASSOCIATION (“THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I”) ON THE SETTLEMENT DATE | | Management | | For | | For | | |
| | | | | |
| 11.A | | CONVERSION OF USG PEOPLE INTO A DUTCH PRIVATE LIMITED LIABILITY COMPANY | | Management | | For | | For | | |
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| 11.B | | AMENDMENT TO THE ARTICLES OF ASSOCIATION OF USG PEOPLE ON OR AFTER THE DATE OF DELISTING FROM EURONEXT AMSTERDAM | | Management | | For | | For | | |
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| 12.A | | APPOINTMENT AS EXECUTIVE DIRECTOR AND DESIGNATION AS CHIEF EXECUTIVE OFFICER OF MR. R. ZANDBERGEN AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 12.B | | APPOINTMENT AS EXECUTIVE DIRECTOR AND DESIGNATION AS CHIEF FINANCIAL OFFICER OF MS. L. GEIRNAERDT AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 12.C | | APPOINTMENT AS EXECUTIVE DIRECTOR AND DESIGNATION AS CHIEF INTEGRATION OFFICER OF MR. K. SAKAMOTO AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 13.A | | APPOINTMENT AS NON-EXECUTIVE DIRECTOR AND DESIGNATION AS CHAIRMAN OF MR. H. MOTOHARA AS PER THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 13.B | | APPOINTMENT AS NON-EXECUTIVE DIRECTOR OF MR. T. OKA AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 13.C | | APPOINTMENT AS NON-EXECUTIVE DIRECTOR OF MR. T. NISHIMURA AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 13.D | | APPOINTMENT AS NON-EXECUTIVE DIRECTOR OF MR. A.G. MAUDE AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 14 | | ACCEPTANCE OF THE RESIGNATION AND GRANTING OF FULL AND FINAL RELEASE AND DISCHARGE FROM LIABILITY OF MS. W.J. MAAS, MR. C. VEERMAN, MR. J.F.F.E. THIJS, MR. A.D. MULDER AND MR. R. DE JONG IN CONJUNCTION WITH THEIR RESIGNATION AS MEMBERS OF THE SUPERVISORY BOARD AS FROM THE MOMENT THAT THE AMENDMENT TO THE ARTICLES OF ASSOCIATION I COMES INTO EFFECT | | Management | | For | | For | | |
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| 15.A | | DESIGNATION OF THE EXECUTIVE BOARD AS THE BODY AUTHORISED TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | | Management | | For | | For | | |
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| 15.B | | DESIGNATION OF THE EXECUTIVE BOARD AS THE BODY AUTHORISED TO LIMIT OR EXCLUDE PRE- EMPTION RIGHTS | | Management | | For | | For | | |
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| 16 | | AUTHORISATION OF THE EXECUTIVE BOARD TO PURCHASE USG PEOPLE SHARES | | Management | | For | | For | | |
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| 17 | | ANY OTHER BUSINESS | | Non-Voting | | | | | | |
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| 18 | | CLOSING | | Non-Voting | | | | | | |
SAP SE, WALLDORF/BADEN
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| Security | | D66992104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | DE0007164600 | | Agenda | | 706875791 - Management |
| Record Date | | 20-Apr-2016 | | Holding Recon Date | | 20-Apr-2016 |
| City / Country | | MANNHEIM / Germany | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B4KJM86 - B92MTZ4 - BYL6SX3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 APR 16 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
| | | | | |
| 1. | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | | Non-Voting | | | | | | |
| | | | | |
| 2. | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2015 | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2015 | | Management | | For | | For | | |
| | | | | |
| 5. | | APPROVE REMUNERATION SYSTEM FOR MANAGEMENT BOARD MEMBERS | | Management | | For | | For | | |
| | | | | |
| 6. | | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2016 | | Management | | For | | For | | |
| | | | | |
| 7. | | ELECT GESCHE JOOST TO THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 8. | | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION, APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | | Management | | For | | For | | |
TENCENT HOLDINGS LTD, GEORGE TOWN
| | | | | | |
| Security | | G87572163 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | KYG875721634 | | Agenda | | 706832828 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291421.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291411.pdf | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
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| 3.A | | TO RE-ELECT MR. JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR | | Management | | For | | For | | |
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| 3.B | | TO RE-ELECT MR. IAN CHARLES STONE AS DIRECTOR | | Management | | For | | For | | |
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| 3.C | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS | | Management | | For | | For | | |
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| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
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| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
ROYAL DUTCH SHELL PLC, LONDON
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| Security | | G7690A118 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-May-2016 |
| ISIN | | GB00B03MM408 | | Agenda | | 706975250 - Management |
| Record Date | | 20-May-2016 | | Holding Recon Date | | 20-May-2016 |
| City / Country | | DEN HAAG / United Kingdom | | Vote Deadline Date | | 16-May-2016 |
| SEDOL(s) | | B03MM40 - B09CBN6 - B0DX3B7 - B0F7DX9 - B1SSBM1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | THAT THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2015, TOGETHER WITH THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT ON THOSE ACCOUNTS, BE RECEIVED | | Management | | For | | For | | |
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| 2 | | THAT THE DIRECTORS’ REMUNERATION REPORT, EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 98 TO 105 OF THE DIRECTORS’ REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2015, BE APPROVED | | Management | | For | | For | | |
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| 3 | | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 4 | | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 5 | | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 6 | | THAT SIMON HENRY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 7 | | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 8 | | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 9 | | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 10 | | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 11 | | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 12 | | THAT PATRICIA A. WOERTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 13 | | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 14 | | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | | Management | | For | | For | | |
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| 15 | | THAT THE AUDIT COMMITTEE OF THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2016 | | Management | | For | | For | | |
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| 16 | | AUTHORITY TO ALLOT SHARES | | Management | | For | | For | | |
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| 17 | | DISAPPLICATION OF PRE-EMPTION RIGHTS | | Management | | For | | For | | |
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| 18 | | AUTHORITY TO PURCHASE OWN SHARES | | Management | | For | | For | | |
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| 19 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHELL WILL BECOME A RENEWABLE ENERGY COMPANY BY INVESTING THE PROFITS FROM FOSSIL FUELS IN RENEWABLE ENERGY; WE SUPPORT SHELL TO TAKE THE LEAD IN CREATING A WORLD WITHOUT FOSSIL FUELS AND EXPECT A NEW STRATEGY WITHIN ONE YEAR | | Shareholder | | Against | | For | | |
TOTAL SA, COURBEVOIE
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| Security | | F92124100 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 24-May-2016 |
| ISIN | | FR0000120271 | | Agenda | | 707091106 - Management |
| Record Date | | 19-May-2016 | | Holding Recon Date | | 19-May-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 16-May-2016 |
| SEDOL(s) | | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 - B738M92 - B92MVZ8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 17 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- http://balo.journal- officiel.gouv.fr/pdf/2016/0323/201603231600948.pdf AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.3 | | ALLOCATION OF PROFITS, SETTING OF DIVIDENDS, OPTION FOR THE BALANCE OF THE DIVIDEND OF THE 2015 FINANCIAL YEAR TO BE PAID IN SHARES: EUR 2.44 PER SHARE | | Management | | For | | For | | |
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| O.4 | | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2016 FINANCIAL YEAR IN SHARES - DELEGATION OF FORMAL AUTHORITY TO THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| O.5 | | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | | Management | | For | | For | | |
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| O.6 | | RENEWAL OF THE TERM OF MR GERARD LAMARCHE AS DIRECTOR | | Management | | For | | For | | |
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| O.7 | | APPOINTMENT OF MRS MARIA VAN DER HOEVEN AS DIRECTOR | | Management | | For | | For | | |
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| O.8 | | APPOINTMENT OF MR JEAN LEMIERRE AS DIRECTOR | | Management | | For | | For | | |
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| CMMT | | IN ACCORDANCE WITH ARTICLE 11 OF THE BY- LAWS OF COMPANY, A SINGLE SEAT FOR A- DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IS TO BE FILLED; AS SUCH, ONLY- THE CANDIDATE WHO HAS ATTAINED THE HIGHEST NUMBER OF VOTES AND AT LEAST THE-MAJORITY. PLEASE NOTE THAT ONLY RESOLUTION O.9 IS APPROVED BY THE BOARD OF-DIRECTORS AND RESOLUTIONS O.A AND O.B ARE NOT APPROVED BY THE BOARD OF-DIRECTORS. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND-PLEASE NOTE YOU CAN ONLY VOTE ‘FOR’ ONE OF THESE THREE DIRECTORS LISTED, IF-YOU VOTE ‘FOR’ ONE DIRECTOR YOU MUST VOTE ‘AGAINST’ THE OTHER TWO | | Non-Voting | | | | | | |
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| O.9 | | APPOINTMENT OF A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MS. RENATA PERYCZ | | Management | | For | | For | | |
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| O.A | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): MR. CHARLES KELLER | | Shareholder | | Against | | For | | |
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| O.B | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH ARTICLE 11 OF THE BY-LAWS): M. WERNER GUYOT | | Shareholder | | Against | | For | | |
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| O.10 | | RENEWAL OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.11 | | RENEWAL OF KPMG SA AS STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.12 | | RENEWAL OF AUDITEX AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.13 | | APPOINTMENT OF SALUSTRO REYDEL SA AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
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| O.14 | | CONVENTION OF ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE CONCERNING MR THIERRY DESMAREST | | Management | | For | | For | | |
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| O.15 | | COMMITMENTS UNDER ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR PATRICK POUYANNE | | Management | | For | | For | | |
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| O.16 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR THIERRY DESMAREST FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.17 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR PATRICK POUYANNE, GENERAL MANAGER UNTIL 18 DECEMBER 2015, AND CHAIRMAN-CHIEF EXECUTIVE OFFICER SINCE 19 DECEMBER 2015, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| E.18 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL WHILE MAINTAINING THE PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS EITHER BY ISSUING ORDINARY SHARES AND/OR ALL SECURITIES GRANTING ACCESS TO CAPITAL OF THE COMPANY, OR BY THE CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS | | Management | | For | | For | | |
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| E.19 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS WITH RESPECT TO INCREASING CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES GRANTING ACCESS TO THE CAPITAL, WITH THE CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS | | Management | | For | | For | | |
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| E.20 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMPANY SHARES AND/OR SECURITIES GRANTING INCREASES TO THE COMPANY’S SHARE CAPITAL, WITH CANCELLATION OF PREEMPTIVE SUBSCRIPTION RIGHTS OF SHAREHOLDERS, BY WAY OF AN OFFER AS DEFINED IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | | Management | | For | | For | | |
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| E.21 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | | Management | | For | | For | | |
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| E.22 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING ORDINARY SHARES OR ANY SECURITIES GRANTING ACCESS TO CAPITAL AS COMPENSATION IN THE FORM OF CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED TO PAY CONTRIBUTIONS IN KIND | | Management | | For | | For | | |
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| E.23 | | (DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL UNDER THE CONDITIONS LAID DOWN IN ARTICLES L.3332-18 AND FOLLOWING OF THE LABOUR CODE, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED DUE TO SHARE SUBSCRIPTIONS BY EMPLOYEES OF THE GROUP | | Management | | For | | For | | |
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E.24 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING OR NEWLY-ISSUED SHARES IN THE COMPANY TO SALARIED EMPLOYEES AND EXECUTIVE DIRECTORS OR CERTAIN PERSONS AMONG THEM, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED IN FAVOUR OF THE RECIPIENTS OF ALLOCATED SHARES | | Management | | For | | For | | |
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E.25 | | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR 38 MONTHS TO GRANT OPTIONS FOR THE SUBSCRIPTION OR PURCHASE OF SHARES IN THE COMPANY TO CERTAIN EMPLOYEES OF THE GROUP AND EXECUTIVE DIRECTORS, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PREEMPTIVE SUBSCRIPTION RIGHTS TO SHARES ISSUED FOLLOWING THE EXERCISE OF SHARE SUBSCRIPTION OPTIONS | | Management | | For | | For | | |
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CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609858 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS O.9, O.A AND O.B. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE-INACTIVATED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE-APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL- MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | | Non-Voting | | | | | | |
GRIFOLS, SA, BARCELONA
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| Security | | E5706X215 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | ES0171996087 | | Agenda | | 706990226 - Management |
| Record Date | | 19-May-2016 | | Holding Recon Date | | 19-May-2016 |
| City / Country | | BARCELONA / Spain | | Vote Deadline Date | | 13-May-2016 |
| SEDOL(s) | | BYPHMR4 - BYY3DX6 - BYZQYC0 - BZ8W0S0 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
1 | | APPROVAL OF INDIVIDUAL ANNUAL ACCOUNTS AND MANAGEMENT REPORT. ALLOCATION OF RESULTS | | Management | | For | | For | | |
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2 | | APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT | | Management | | For | | For | | |
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3 | | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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4 | | REELECTION OF AUDITORS FOR INDIVIDUAL ACCOUNTS: KPMG | | Management | | For | | For | | |
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5 | | REELECTION OF AUDITORS FOR CONSOLIDATED ACCOUNTS: KPMG | | Management | | For | | For | | |
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6.1 | | APPOINTMENT OF MR VICTOR GRIFOLS DEU AS DIRECTOR | | Management | | For | | For | | |
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6.2 | | REELECTION OF MR LUIS ISASI FERNANDEZ DE BOBADILLA AS DIRECTOR | | Management | | For | | For | | |
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6.3 | | REELECTION OF MR STEVEN F MAYER AS DIRECTOR | | Management | | For | | For | | |
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6.4 | | REELECTION OF MR THOMAS GLANZMANN AS DIRECTOR | | Management | | For | | For | | |
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6.5 | | INCREASE IN THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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7 | | CONSULTIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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8 | | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL | | Management | | For | | For | | |
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9 | | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO IMPLEMENT AGREEMENTS | | Management | | For | | For | | |
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CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 MAY 2016.CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | | Non-Voting | | | | | | |
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CMMT | | 04 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAMES IN RESOLUTIONS 4 AND 5 AND CHANGE IN MEETING TYPE FROM OGM TO AGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
ETABLISSEMENTS DELHAIZE FRERES ET CIE LE LION - GR
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| Security | | B33432129 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | BE0003562700 | | Agenda | | 706993006 - Management |
| Record Date | | 12-May-2016 | | Holding Recon Date | | 12-May-2016 |
| City / Country | | BRUSSELS / Belgium | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | 4262118 - 7044119 - B02PQL5 - B28GQH2 - BHZLDK7 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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1 | | PRESENTATION OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS ON THE-FINANCIAL YEAR ENDED DECEMBER 31, 2015 | | Non-Voting | | | | | | |
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2 | | PRESENTATION OF THE REPORT OF THE STATUTORY AUDITOR ON THE FINANCIAL YEAR- ENDED DECEMBER 31, 2015 | | Non-Voting | | | | | | |
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3 | | COMMUNICATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AS OF DECEMBER 31, 2015 | | Non-Voting | | | | | | |
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4 | | APPROVAL OF THE STATUTORY (NON- CONSOLIDATED) ANNUAL ACCOUNTS AS OF DECEMBER 31, 2015, INCLUDING THE ALLOCATION OF PROFITS, AND APPROVAL OF THE DISTRIBUTION OF A GROSS DIVIDEND OF EUR 1.80 PER SHARE | | Management | | For | | For | | |
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5 | | APPROVE THE DISCHARGE OF LIABILITY OF PERSONS WHO SERVED AS DIRECTORS OF THE COMPANY DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
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6 | | APPROVE THE DISCHARGE OF LIABILITY OF THE STATUTORY AUDITOR OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
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7 | | APPROVE THE REMUNERATION REPORT INCLUDED IN THE CORPORATE GOVERNANCE STATEMENT OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS ON THE FINANCIAL YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
ORANGE SA, PARIS
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| Security | | F6866T100 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | FR0000133308 | | Agenda | | 707087688 - Management |
| Record Date | | 02-Jun-2016 | | Holding Recon Date | | 02-Jun-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 30-May-2016 |
| SEDOL(s) | | 4617428 - 5176177 - 5356399 - 5897650 - B030BQ9 - B067338 - B0ZSJ34 - B19GJ75 - B92MWC2 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 615141 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE INACTIVATED AND YOUR VOTE-INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING-IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE-ON THIS NEW AMENDED MEETING. THANK YOU. | | Non-Voting | | | | | | |
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CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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CMMT | | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-http://www.journal- officiel.gouv.fr//pdf/2016/0330/201603301601050.pdf | | Non-Voting | | | | | | |
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O.1 | | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
O.3 | | ALLOCATION OF INCOME FOR THE YEAR ENDED 31 DECEMBER 2015, AS REFLECTED IN THE ANNUAL FINANCIAL STATEMENTS: EUR 0.60 PER SHARE | | Management | | For | | For | | |
| | | | | |
O.4 | | AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
O.5 | | RENEWAL OF THE TERM OF MR JOSE-LUIS DURAN AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
O.6 | | RENEWAL OF THE TERM OF MR CHARLES-HENRI FILIPPI AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
O.7 | | APPOINTMENT OF A NEW DIRECTOR: MR. BERNARD RAMANANTSOA | | Management | | For | | For | | |
| | | | | |
O.8 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR STEPHANE RICHARD, CHAIRMAN- CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
O.9 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR GERVAISPELLISSIER, DEPUTY GENERAL MANAGER, FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
O.10 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER COMPANY SHARES | | Management | | For | | For | | |
| | | | | |
E.11 | | ENSURING CONSISTENCY OF ARTICLE 13 OF THE BY-LAWS WITH RULING NDECREE 2014-948 OF 20 AUGUST 2014, REGARDING THE MINIMUM NUMBER OF SHARES THAT MUST BE HELD BY EACH DIRECTOR APPOINTED BY THE GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
E.12 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY WAY OF THE CANCELLATION OF SHARES | | Management | | For | | For | | |
| | | | | |
E.13 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
| | | | | |
O.A | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE THIRD RESOLUTION- ALLOCATION OF INCOME FOR THE YEAR ENDED 31 DECEMBER 2015, AS REFLECTED IN THE ANNUAL FINANCIAL STATEMENTS | | Shareholder | | Against | | For | | |
| | | | | |
O.B | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AUTHORISATION FOR THE BOARD OF DIRECTORS, IN THE EVENT OF A DECISION TO PAY AN INTERIM DIVIDEND, TO ALLOW SHAREHOLDERS TO CHOOSE BETWEEN PAYMENT IN CASH OR IN SHARES FOR THE FULL AMOUNT OF THIS ADVANCE PAYMENT | | Shareholder | | Against | | For | | |
| | | | | |
E.C | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO ARTICLE 13 OF THE COMPANY BY-LAWS PERTAINING TO PLURALITY OF OFFICES | | Shareholder | | Against | | For | | |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
| | | | | | |
| Security | | M22465104 | | Meeting Type | | Annual |
| Ticker Symbol | | CHKP | | Meeting Date | | 07-Jun-2016 |
| ISIN | | IL0010824113 | | Agenda | | 934420097 - Management |
| Record Date | | 28-Apr-2016 | | Holding Recon Date | | 28-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 06-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
1A. | | ELECTION OF DIRECTOR: GIL SHWED | | Management | | For | | For | | |
| | | | | |
1B. | | ELECTION OF DIRECTOR: MARIUS NACHT | | Management | | For | | For | | |
| | | | | |
1C. | | ELECTION OF DIRECTOR: JERRY UNGERMAN | | Management | | For | | For | | |
| | | | | |
1D. | | ELECTION OF DIRECTOR: DAN PROPPER | | Management | | For | | For | | |
| | | | | |
1E. | | ELECTION OF DIRECTOR: DAVID RUBNER | | Management | | For | | For | | |
| | | | | |
1F. | | ELECTION OF DIRECTOR: DR. TAL SHAVIT | | Management | | For | | For | | |
| | | | | |
2. | | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | |
3. | | APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER. | | Management | | For | | For | | |
| | | | | |
4. | | READOPT CHECK POINT’S EXECUTIVE COMPENSATION POLICY. | | Management | | For | | For | | |
| | | | | |
5A. | | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 3. MARK “FOR” = YES OR “AGAINST” = NO | | Management | | For | | | | |
| | | | | |
5B. | | THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 4. MARK “FOR” = YES OR “AGAINST” = NO | | Management | | For | | | | |
NTT DOCOMO,INC.
| | | | | | |
| Security | | J59399121 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | JP3165650007 | | Agenda | | 707118178 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | 3141003 - 5559079 - 6129277 - B3BJ9B0 - BHZL6S6 | | Quick Code | | 94370 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Yoshizawa, Kazuhiro | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Asami, Hiroyasu | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Nakayama, Toshiki | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Terasaki, Akira | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Onoe, Seizo | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Sato, Hirotaka | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Omatsuzawa, Kiyohiro | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Tsujigami, Hiroshi | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Furukawa, Koji | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Murakami, Kyoji | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Maruyama, Seiji | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Kato, Kaoru | | Management | | For | | For | | |
| | | | | |
| 2.13 | | Appoint a Director Murakami, Teruyasu | | Management | | For | | For | | |
| | | | | |
| 2.14 | | Appoint a Director Endo, Noriko | | Management | | For | | For | | |
| | | | | |
| 2.15 | | Appoint a Director Ueno, Shinichiro | | Management | | For | | For | | |
| | | | | |
| 3 | | Appoint a Corporate Auditor Kobayashi, Toru | | Management | | For | | For | | |
DAIICHI SANKYO COMPANY,LIMITED
| | | | | | |
| Security | | J11257102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Jun-2016 |
| ISIN | | JP3475350009 | | Agenda | | 707130338 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | B0J7D91 - B0LCWL9 - B0LMP32 - BHZL2J9 | | Quick Code | | 45680 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Nakayama, Joji | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Hirokawa, Kazunori | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Manabe, Sunao | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Sai, Toshiaki | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Uji, Noritaka | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Toda, Hiroshi | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Adachi, Naoki | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Fukui, Tsuguya | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Fujimoto, Katsumi | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Tojo, Toshiaki | | Management | | For | | For | | |
| | | | | |
| 3 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | | |
GAMESA CORPORACION TECNOLOGICA SA, ZAMUDIO
| | | | | | |
| Security | | E54667113 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | ES0143416115 | | Agenda | | 707071849 - Management |
| Record Date | | 14-Jun-2016 | | Holding Recon Date | | 14-Jun-2016 |
| City / Country | | ZAMUDIO / Spain | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | B01CP21 - B01D7H3 - B01QLN6 - B0ZYQK8 - BQSVKV7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 22 JUN 2016 AT 12:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | | | | | | |
| 4 | | ALLOCATION OF RESULTS | | Management | | For | | For | | |
| | | | | |
| 5 | | RE-ELECTION OF MS GEMA GONGORA BACHILLER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | RE-ELECTION OF MR. IGNACIO MARTIN SAN VICENTE AS EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7 | | RE-ELECTION OF MS SONSOLES RUBIO REINOSO AS DOMINICAL DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 8 | | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 9 | | CONSULTIVE VOTE REGARDING THE ANNUAL REMUNERATION REPORT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
RECRUIT HOLDINGS CO.,LTD.
| | | | | | |
| Security | | J6433A101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | JP3970300004 | | Agenda | | 707130352 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 19-Jun-2016 |
| SEDOL(s) | | BQRRZ00 - BRK8RP6 - BYYX9H2 | | Quick Code | | 60980 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | Appoint a Director Minegishi, Masumi | | Management | | For | | For | | |
| | | | | |
| 1.2 | | Appoint a Director Ikeuchi, Shogo | | Management | | For | | For | | |
| | | | | |
| 1.3 | | Appoint a Director Kusahara, Shigeru | | Management | | For | | For | | |
| | | | | |
| 1.4 | | Appoint a Director Sagawa, Keiichi | | Management | | For | | For | | |
| | | | | |
| 1.5 | | Appoint a Director Oyagi, Shigeo | | Management | | For | | For | | |
| | | | | |
| 1.6 | | Appoint a Director Shingai, Yasushi | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Corporate Auditor Nagashima, Yukiko | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Corporate Auditor Nishiura, Yasuaki | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Substitute Corporate Auditor Shinkawa, Asa | | Management | | For | | For | | |
| | | | | |
| 3 | | Approve Retirement Allowance for Retiring Corporate Auditors, and Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | | Management | | For | | For | | |
| | | | | |
| 4 | | Approve Details of the Performance-based Stock Compensation to be received by Directors, Executive Officers and Corporate Professional Officers | | Management | | For | | For | | |
JAPAN EXCHANGE GROUP,INC.
| | | | | | |
| Security | | J2740B106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | JP3183200009 | | Agenda | | 707130465 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 19-Jun-2016 |
| SEDOL(s) | | 6743882 - B05PM36 - B8DRBQ6 | | Quick Code | | 86970 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Amend Articles to: Adopt Reduction of Liability System for Non Executive Directors, Revise Convenors and Chairpersons of a Shareholders Meeting | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Tsuda, Hiroki | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Kiyota, Akira | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Miyahara, Koichiro | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Yamaji, Hiromi | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Christina Ahmadjian | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Ogita, Hitoshi | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Kubori, Hideaki | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Koda, Main | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Kobayashi, Eizo | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Hirose, Masayuki | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Honda, Katsuhiko | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Mori, Kimitaka | | Management | | For | | For | | |
| | | | | |
| 2.13 | | Appoint a Director Yoneda, Tsuyoshi | | Management | | For | | For | | |
KDDI CORPORATION
| | | | | | |
| Security | | J31843105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jun-2016 |
| ISIN | | JP3496400007 | | Agenda | | 707131188 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | 5674444 - 6248990 - B06NQV5 - BHZL6R5 | | Quick Code | | 94330 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2 | | Amend Articles to: Expand Business Lines | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Director Onodera, Tadashi | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Director Tanaka, Takashi | | Management | | For | | For | | |
| | | | | |
| 3.3 | | Appoint a Director Morozumi, Hirofumi | | Management | | For | | For | | |
| | | | | |
| 3.4 | | Appoint a Director Takahashi, Makoto | | Management | | For | | For | | |
| | | | | |
| 3.5 | | Appoint a Director Ishikawa, Yuzo | | Management | | For | | For | | |
| | | | | |
| 3.6 | | Appoint a Director Tajima, Hidehiko | | Management | | For | | For | | |
| | | | | |
| 3.7 | | Appoint a Director Uchida, Yoshiaki | | Management | | For | | For | | |
| | | | | |
| 3.8 | | Appoint a Director Shoji, Takashi | | Management | | For | | For | | |
| | | | | |
| 3.9 | | Appoint a Director Muramoto, Shinichi | | Management | | For | | For | | |
| | | | | |
| 3.10 | | Appoint a Director Kuba, Tetsuo | | Management | | For | | For | | |
| | | | | |
| 3.11 | | Appoint a Director Kodaira, Nobuyori | | Management | | For | | For | | |
| | | | | |
| 3.12 | | Appoint a Director Fukukawa, Shinji | | Management | | For | | For | | |
| | | | | |
| 3.13 | | Appoint a Director Tanabe, Kuniko | | Management | | For | | For | | |
| | | | | |
| 3.14 | | Appoint a Director Nemoto, Yoshiaki | | Management | | For | | For | | |
| | | | | |
| 4.1 | | Appoint a Corporate Auditor Ishizu, Koichi | | Management | | For | | For | | |
| | | | | |
| 4.2 | | Appoint a Corporate Auditor Yamashita, Akira | | Management | | For | | For | | |
| | | | | |
| 4.3 | | Appoint a Corporate Auditor Takano, Kakuji | | Management | | For | | For | | |
| | | | | |
| 4.4 | | Appoint a Corporate Auditor Kato, Nobuaki | | Management | | For | | For | | |
| | | | | |
| 5 | | Amend the Compensation to be received by Corporate Auditors | | Management | | For | | For | | |
AMADEUS IT HOLDING SA
| | | | | | |
| Security | | E04908112 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | ES0109067019 | | Agenda | | 707112265 - Management |
| Record Date | | 16-Jun-2016 | | Holding Recon Date | | 16-Jun-2016 |
| City / Country | | MADRID / Spain | | Vote Deadline Date | | 17-Jun-2016 |
| SEDOL(s) | | B3MSM28 - B3XGB68 - B58LLB7 - B66TC95 - BHZL8B3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | SHAREHOLDERS HOLDING LESS THAN “300” SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE ANNUAL ACCOUNTS - BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY IN THE PERIOD, CASH FLOW STATEMENT AND ANNUAL REPORT - AND DIRECTORS REPORT OF THE COMPANY, CONSOLIDATED ANNUAL ACCOUNTS AND CONSOLIDATED DIRECTORS REPORT OF ITS GROUP OF COMPANIES, ALL OF THEM RELATED TO THE FINANCIAL YEAR CLOSED AS OF 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL, IF APPLICABLE, OF THE PROPOSAL ON THE ALLOCATION OF 2015 RESULTS OF THE COMPANY AND DISTRIBUTION OF DIVIDENDS | | Management | | For | | For | | |
| | | | | |
| 3 | | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE MANAGEMENT CARRIED OUT BY THE BOARD OF DIRECTORS FOR THE YEAR CLOSED AS OF 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | RENEWAL OF THE APPOINTMENT OF AUDITORS FOR THE COMPANY AND ITS CONSOLIDATED GROUP FOR THE FINANCIAL YEAR TO BE CLOSED ON 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 5 | | MERGER BY ABSORPTION OF AMADEUS IT GROUP, S.A. (ABSORBED COMPANY) INTO AMADEUS IT HOLDING, S.A. (ABSORBING COMPANY): REPORT BY THE DIRECTORS ON ANY SIGNIFICANT CHANGES IN THE ASSETS AND LIABILITIES OF THE COMPANIES PARTICIPATING IN THE MERGER BETWEEN THE DATE OF THE JOINT MERGER PLAN AND THE DATE OF THE SHAREHOLDERS’ MEETING THAT IS TO DECIDE ON THE MERGER, ON THE TERMS ESTABLISHED IN ARTICLE 39.3 OF THE LAW | | Management | | For | | For | | |
| | | | | |
| | ON STRUCTURAL MODIFICATIONS TO COMMERCIAL COMPANIES. - EXAMINATION AND APPROVAL OF THE JOINT PLAN FOR MERGER BY ABSORPTION OF AMADEUS IT GROUP, S.A. (ABSORBED COMPANY) INTO AMADEUS IT HOLDING, S.A. (ABSORBING COMPANY). - EXAMINATION AND APPROVAL, AS THE MERGER BALANCE SHEET, OF THE BALANCE SHEET AS OF DECEMBER 31, 2015. - EXAMINATION AND APPROVAL, AS THE CASE MAY BE, OF THE MERGER BY ABSORPTION OF AMADEUS IT GROUP, S.A. (ABSORBED COMPANY) AND AMADEUS IT HOLDING, S.A. (ABSORBING COMPANY), BY MEANS OF THE ABSORPTION OF THE FORMER BY AMADEUS IT HOLDING, S.A., WITH CESSATION OF EXISTENCE WITHOUT LIQUIDATION OF THE ABSORBED COMPANY AND THE GLOBAL TRANSFER OF ITS ASSET AND LIABILITIES BY UNIVERSAL SUCCESSION TO THE ABSORBING COMPANY, AND THE PLANNED EXCHANGE OF SHARES TO BE COVERED BY THE AWARD OF TREASURY SHARES OF AMADEUS IT HOLDING, S.A., ALL OF THE ABOVE IN ACCORDANCE WITH THE PROVISIONS OF THE JOINT MERGER PLAN. - AMENDMENT OF ARTICLE 1 OF THE BYLAWS OF AMADEUS IT HOLDING, S.A. (ABSORBING COMPANY) RELATING TO THE CORPORATE NAME. - SUBMISSION OF THE MERGER UNDER THE TAX REGIME ESTABLISHED IN CHAPTER VII OF TITLE VII OF CORPORATE INCOME TAX LAW 27/2014, OF NOVEMBER 27, 2014 | | | | | | | | |
| | | | | |
| 6.1 | | RE-ELECTION OF MR. JOSE ANTONIO TAZON GARCIA, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | | | | | | |
| 6.2 | | RE-ELECTION OF MR. DAVID GORDON COMYN WEBSTER, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | |
| 6.3 | | RE-ELECTION OF MR. FRANCESCO LOREDAN, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | |
| 6.4 | | RE-ELECTION OF MR. STUART ANDERSON MCALPINE, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | |
| 6.5 | | RE-ELECTION OF MR. GUILLERMO DE LA DEHESA ROMERO, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | |
| 6.6 | | RE-ELECTION OF DAME CLARE FURSE, AS INDEPENDENT DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | |
| 6.7 | | RE-ELECTION OF MR. PIERRE-HENRI GOURGEON, AS “OTHER EXTERNAL” DIRECTOR, FOR A TERM OF ONE YEAR | | Management | | For | | For | | |
| | | | | |
| 7 | | ANNUAL REPORT ON DIRECTORS REMUNERATION, FOR AN ADVISORY VOTE THEREON, AS PER ARTICLE 541.4 OF THE SPANISH CAPITAL COMPANIES ACT | | Management | | For | | For | | |
| | | | | |
| 8 | | APPROVAL OF THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, IN THEIR CAPACITY AS SUCH, FOR FINANCIAL YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 9.1 | | APPROVAL OF REMUNERATION PLANS FOR EXECUTIVE DIRECTORS, SENIOR MANAGEMENT AND/OR EMPLOYEES OF THE GROUP CONSISTING OF THE DELIVERY OF COMPANY’ SHARES AND/OR LINKED TO THE COMPANY’ SHARE PRICE: PERFORMANCE SHARE PLAN (PSP) ADDRESSED TO THE EXECUTIVE DIRECTORS AND EXECUTIVES OF THE AMADEUS GROUP | | Management | | For | | For | | |
| | | | | |
| 9.2 | | APPROVAL OF REMUNERATION PLANS FOR EXECUTIVE DIRECTORS, SENIOR MANAGEMENT AND/OR EMPLOYEES OF THE GROUP CONSISTING OF THE DELIVERY OF COMPANY’ SHARES AND/OR LINKED TO THE COMPANY’ SHARE PRICE: RESTRICTED SHARE PLAN (RSP) ADDRESSED TO EMPLOYEES OF THE AMADEUS GROUP | | Management | | For | | For | | |
| | | | | |
| 9.3 | | APPROVAL OF REMUNERATION PLANS FOR EXECUTIVE DIRECTORS, SENIOR MANAGEMENT AND/OR EMPLOYEES OF THE GROUP CONSISTING OF THE DELIVERY OF COMPANY’ SHARES AND/OR LINKED TO THE COMPANY’ SHARE PRICE: ALL- EMPLOYEE SHARE MATCH PLAN | | Management | | For | | For | | |
| | | | | |
| 9.4 | | APPROVAL OF REMUNERATION PLANS FOR EXECUTIVE DIRECTORS, SENIOR MANAGEMENT AND/OR EMPLOYEES OF THE GROUP CONSISTING OF THE DELIVERY OF COMPANY’ SHARES AND/OR LINKED TO THE COMPANY’ SHARE PRICE: DELEGATION OF FACULTIES | | Management | | For | | For | | |
| | | | | |
| 10 | | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH POWER OF SUBSTITUTION, FOR THE FULL FORMALISATION, INTERPRETATION, REMEDY AND IMPLEMENTATION OF THE RESOLUTIONS TO BE ADOPTED BY THE GENERAL SHAREHOLDERS’ MEETING | | Management | | For | | For | | |
NIPPON TELEGRAPH AND TELEPHONE CORPORATION
| | | | | | |
| Security | | J59396101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | JP3735400008 | | Agenda | | 707140517 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | 0641186 - 5168602 - 6641373 - B1570S0 - BJ04L23 | | Quick Code | | 94320 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Miura, Satoshi | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Unoura, Hiroo | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Shinohara, Hiromichi | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Sawada, Jun | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Kobayashi, Mitsuyoshi | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Shimada, Akira | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Okuno, Tsunehisa | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Kuriyama, Hiroki | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Hiroi, Takashi | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Sakamoto, Eiichi | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Shirai, Katsuhiko | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Sakakibara, Sadayuki | | Management | | For | | For | | |
| | | | | |
| 3 | | Appoint a Corporate Auditor Maezawa, Takao | | Management | | For | | For | | |
TAKEDA PHARMACEUTICAL COMPANY LIMITED
| | | | | | |
| Security | | J8129E108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Jun-2016 |
| ISIN | | JP3463000004 | | Agenda | | 707161547 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | OSAKA / Japan | | Vote Deadline Date | | 27-Jun-2016 |
| SEDOL(s) | | 5296752 - 6870445 - B01DRX9 - B03FZP1 - B17MW65 - BHZL2B1 | | Quick Code | | 45020 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2 | | Amend Articles to: Revise Convenors and Chairpersons of a Shareholders Meeting, Revise Directors with Title, Transition to a Company with Supervisory Committee, Increase the Board of Directors Size to 16, Adopt Reduction of Liability System for Non Executive Directors, Allow the Board of Directors to Authorize Appropriation of Surplus, Eliminate the Articles Related to Allowing the Board of Directors to Authorize the Company to Purchase Own Shares | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Director except as Supervisory Committee Members Hasegawa, Yasuchika | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Director except as Supervisory Committee Members Christophe Weber | | Management | | For | | For | | |
| | | | | |
| 3.3 | | Appoint a Director except as Supervisory Committee Members Honda, Shinji | | Management | | For | | For | | |
| | | | | |
| 3.4 | | Appoint a Director except as Supervisory Committee Members Iwasaki, Masato | | Management | | For | | For | | |
| | | | | |
| 3.5 | | Appoint a Director except as Supervisory Committee Members Andrew Plump | | Management | | For | | For | | |
| | | | | |
| 3.6 | | Appoint a Director except as Supervisory Committee Members Sudo, Fumio | | Management | | For | | For | | |
| | | | | |
| 3.7 | | Appoint a Director except as Supervisory Committee Members Sakane, Masahiro | | Management | | For | | For | | |
| | | | | |
| 3.8 | | Appoint a Director except as Supervisory Committee Members Michel Orsinger | | Management | | For | | For | | |
| | | | | |
| 3.9 | | Appoint a Director except as Supervisory Committee Members Shiga, Toshiyuki | | Management | | For | | For | | |
| | | | | |
| 3.10 | | Appoint a Director except as Supervisory Committee Members Higashi, Emiko | | Management | | For | | For | | |
| | | | | |
| 3.11 | | Appoint a Director except as Supervisory Committee Members Fujimori, Yoshiaki | | Management | | For | | For | | |
| | | | | |
| 4.1 | | Appoint a Director as Supervisory Committee Members Yamanaka, Yasuhiko | | Management | | For | | For | | |
| | | | | |
| 4.2 | | Appoint a Director as Supervisory Committee Members Kuniya, Shiro | | Management | | For | | For | | |
| | | | | |
| 4.3 | | Appoint a Director as Supervisory Committee Members Hatsukawa, Koji | | Management | | For | | For | | |
| | | | | |
| 4.4 | | Appoint a Director as Supervisory Committee Members Jean-Luc Butel | | Management | | For | | For | | |
| | | | | |
| 5 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 6 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 7 | | Approve Details of Stock Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 8 | | Approve Details of Stock Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 9 | | Approve Payment of Bonuses to Directors | | Management | | For | | For | | |
Vote Summary
JOHCM International Small Cap Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | |
| PAYPOINT PLC, WELWYN GARDEN CITY |
| | | |
| Security | | G6962B101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jul-2015 |
| ISIN | | GB00B02QND93 | | Agenda | | 706300681 - Management |
| Record Date | | | | Holding Recon Date | | 20-Jul-2015 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 16-Jul-2015 |
| SEDOL(s) | | B02QND9 - B0VTW21 - B1GJXN1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE THE ANNUAL REPORTS AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO DECLARE A FINAL DIVIDEND OF 26.1P PER ORDINARY SHARE OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4 | | TO ELECT MR NEIL CARSON AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT MR GEORGE EARLE AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT MR DAVID MORRISON AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-ELECT MR STEPHEN ROWLEY AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
8 | | TO RE-ELECT MR DOMINIC TAYLOR AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
9 | | TO RE-ELECT MR TIM WATKIN-REES AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
10 | | TO RE-ELECT MR NICK WILES AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
11 | | TO ELECT MS GILL BARR AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
12 | | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
13 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
14 | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 | | Management | | For | | For | | |
| | | | | |
15 | | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN ACCORDANCE WITH SECTION 570 OF THE COMPANIES ACT 2006 | | Management | | For | | For | | |
| | | | | | | | | | |
| 16 | | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES UP TO 14.99% OF THE ISSUED SHARE CAPITAL | | Management | | For | | For | | |
| | | | | |
| 17 | | TO ALLOW ANY GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING) TO BE CALLED ON 14 DAYS’ NOTICE | | Management | | For | | For | | |
| | | | | |
| CMMT | | 30 JUN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF RESOLUTION 17. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOT-E AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| TAT HONG HOLDINGS LIMITED |
| | | |
| Security | | Y8548U124 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Jul-2015 |
| ISIN | | SG1I65883502 | | Agenda | | 706315644 - Management |
| Record Date | | | | Holding Recon Date | | 27-Jul-2015 |
| City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 23-Jul-2015 |
| SEDOL(s) | | 6258223 - B02F057 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND ADOPT THE DIRECTORS’ REPORT AND THE AUDITED ACCOUNTS OF THE COMPANY AND THE GROUP FOR THE YEAR ENDED 31 MARCH 2015 TOGETHER WITH THE AUDITORS’ REPORT THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF 1.0 SINGAPORE CENT PER SHARE FOR THE YEAR ENDED 31 MARCH 2015 (PREVIOUS YEAR: 1.0 SINGAPORE CENT PER SHARE) | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO ARTICLE 113 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR LOW SEOW JUAN | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO ARTICLE 113 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR ONG TIEW SIAM | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING PURSUANT TO ARTICLE 113 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR NG SUN HO TONY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES OF SGD 470,000 FOR THE YEAR ENDED 31 MARCH 2015 (PREVIOUS YEAR: SGD 470,000) | | Management | | For | | For | | |
| | | | | | | | | | |
| 7 | | TO RE-APPOINT MESSRS KPMG LLP AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 8 | | AUTHORITY TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY (EXCLUDING TREASURY SHARES) PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50 AND RULE 806 OF THE LISTING MANUAL OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE “SGX-ST”) | | Management | | Against | | Against | | |
| | | | | |
| 9 | | AUTHORITY TO ISSUE SHARES UNDER THE TAT HONG SHARE OPTION SCHEME 2006 | | Management | | Against | | Against | | |
| | | | | |
| 10 | | AUTHORITY TO ISSUE SHARES UNDER THE TAT HONG PERFORMANCE SHARES PLAN | | Management | | Against | | Against | | |
| | | | | |
| 11 | | PROPOSED RENEWAL OF MANDATE FOR INTERESTED PERSON TRANSACTIONS | | Management | | For | | For | | |
| | | | | |
| 12 | | PROPOSED RENEWAL OF SHARE BUYBACK MANDATE | | Management | | Against | | Against | | |
| | | | | | |
| PT WIJAYA KARYA (PERSERO) TBK, JAKARTA |
| | | |
| Security | | Y7148V102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Jul-2015 |
| ISIN | | ID1000107600 | | Agenda | | 706307166 - Management |
| Record Date | | 02-Jul-2015 | | Holding Recon Date | | 02-Jul-2015 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 28-Jul-2015 |
| SEDOL(s) | | B28V4M8 - B28Y3P3 - BHZKR13 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL TO CHANGE ARTICLE OF ASSOCIATION | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL AND RATIFICATION ON THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR BOOK YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL ON SPECIAL ASSIGNMENT FROM PRESIDENT OF REPUBLIC INDONESIA TO THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL TO CHANGE MANAGEMENT STRUCTURE | | Management | | For | | For | | |
| | | | | | |
| HEROUX-DEVTEK INC, LONGUEUIL |
| | | |
| Security | | 42774L109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Aug-2015 |
| ISIN | | CA42774L1094 | | Agenda | | 706283429 - Management |
| Record Date | | 19-Jun-2015 | | Holding Recon Date | | 19-Jun-2015 |
| City / Country | | MONTREAL QC / Canada | | Vote Deadline Date | | 03-Aug-2015 |
| SEDOL(s) | | 2422947 - B3BHKX3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’- ONLY FOR RESOLUTION NUMBERS “1.1 TO 1.9 AND 2”. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | ELECTION OF DIRECTOR: NATHALIE BOURQUE | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF DIRECTOR: PAULE DORE | | Management | | For | | For | | |
| | | | | |
| 1.3 | | ELECTION OF DIRECTOR: JEAN-LOUIS FONTAINE | | Management | | For | | For | | |
| | | | | |
| 1.4 | | ELECTION OF DIRECTOR: GILLES LABBE | | Management | | For | | For | | |
| | | | | |
| 1.5 | | ELECTION OF DIRECTOR: LOUIS MORIN | | Management | | For | | For | | |
| | | | | |
| 1.6 | | ELECTION OF DIRECTOR: JAMES J. MORRIS | | Management | | For | | For | | |
| | | | | |
| 1.7 | | ELECTION OF DIRECTOR: REAL RAYMOND | | Management | | For | | For | | |
| | | | | |
| 1.8 | | ELECTION OF DIRECTOR: BRIAN A. ROBBINS | | Management | | For | | For | | |
| | | | | |
| 1.9 | | ELECTION OF DIRECTOR: ANDREW JOHN STEVENS | | Management | | For | | For | | |
| | | | | |
| 2 | | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSURING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | | |
| DART GROUP PLC |
| | | |
| Security | | G2657C132 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Sep-2015 |
| ISIN | | GB00B1722W11 | | Agenda | | 706355535 - Management |
| Record Date | | | | Holding Recon Date | | 01-Sep-2015 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 27-Aug-2015 |
| SEDOL(s) | | B1722W1 - B3BTBK3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE THE ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2015, TOGETHER WITH THE DIRECTORS’ AND AUDITOR’S REPORTS ON THEM | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 MARCH 2015 OF 2.25 PENCE PER ORDINARY SHARE OF 1.25 PENCE IN ISSUE | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT AND REAPPOINT GARY BROWN (WHO IS RETIRING BY ROTATION) AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4 | | TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 5 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | | Management | | For | | For | | |
| | | | | |
| 7 | | TO DISAPPLY PRE-EMPTION RIGHTS | | Management | | For | | For | | |
| | | | | |
| 8 | | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | | Management | | For | | For | | |
| | | | | | |
| VITASOY INTERNATIONAL HOLDINGS LTD, TUEN MUN |
| | | |
| Security | | Y93794108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-Sep-2015 |
| ISIN | | HK0345001611 | | Agenda | | 706326053 - Management |
| Record Date | | 02-Sep-2015 | | Holding Recon Date | | 02-Sep-2015 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 04-Sep-2015 |
| SEDOL(s) | | 4110712 - 6927590 - B01Y6W4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0717/LTN20150717312.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0717/LTN20150717320.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 3.A.I | | TO RE-ELECT DR. THE HON. SIR DAVID KWOK-PO LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.AII | | TO RE-ELECT MR. JAN P. S. ERLUND AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3AIII | | TO RE-ELECT MR. ANTHONY JOHN LIDDELL NIGHTINGALE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
3.B | | TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
4 | | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
5.A | | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
5.B | | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | | Management | | Against | | Against | | |
| | | | | | | | | | |
| 5.C | | TO ADD THE NUMBER OF SHARES BOUGHT- BACK PURSUANT TO RESOLUTION 5B TO THE NUMBER OF SHARES AVAILABLE PURSUANT TO RESOLUTION 5A | | Management | | Against | | Against | | |
| | | | | |
| 5.D | | TO APPROVE THE GRANT OF OPTIONS TO MR. WINSTON YAU-LAI LO UNDER THE 2012 SHARE OPTION SCHEME | | Management | | Against | | Against | | |
| | | | | |
| CMMT | | 24 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| FLEURY SA, SAO PAULO |
| | | |
| Security | | P418BW104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-Oct-2015 |
| ISIN | | BRFLRYACNOR5 | | Agenda | | 706444243 - Management |
| Record Date | | | | Holding Recon Date | | 01-Oct-2015 |
| City / Country | | SAO PAULO / Brazil | | Vote Deadline Date | | 29-Sep-2015 |
| SEDOL(s) | | B4X4D29 - BCDZLW4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM-THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.-HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| I | | TO VOTE REGARDING THE CHANGE OF THE MINIMUM AND MAXIMUM NUMBER OF FULL AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WITH THE RESPECTIVE AMENDMENT OF ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| II | | TO VOTE REGARDING THE ELIMINATION OF THE CASTING VOTE GIVEN TO THE CHAIRPERSON OF THE BOARD OF DIRECTORS OF THE COMPANY, IN THE EVENT OF A TIE IN THE VOTES OF THE BOARD OF DIRECTORS, WITH THE RESPECTIVE AMENDMENT OF ARTICLE 16 OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| III | | TO CONSIDER THE REQUEST FOR RESIGNATION FROM MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
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| IV | | TO ELECT NEW MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY TO SERVE OUT THE CURRENT TERM IN OFFICE, WHICH WILL GO UNTIL THE 2017 ANNUAL GENERAL MEETING.. NOTE SLATE. MEMBERS. JUAN PABLO ZUCCHINI, BRENNO RAIKO DE SOUZA, FLAVIO BENICIO JANSEN FERREIRA, LUIZ ANTONIO DE MORAES CARVALHO, JOSE ROGERIO LUIZ | | Management | | For | | For | | |
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| BBA AVIATION PLC, LONDON |
| | | |
| Security | | G08932165 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-Oct-2015 |
| ISIN | | GB00B1FP8915 | | Agenda | | 706449508 - Management |
| Record Date | | | | Holding Recon Date | | 07-Oct-2015 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 01-Oct-2015 |
| SEDOL(s) | | B1FP891 - B1HMDZ1 - B288KL0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | THAT THE PROPOSED ACQUISITION BY BBA AVIATION PLC OF ALL OF THE EQUITY INTERESTS OF LANDMARK AVIATION (THE “ACQUISITION”) PURSUANT TO THE TERMS AND SUBJECT TO THE CONDITIONS CONTAINED IN THE SALE AND PURCHASE AGREEMENT AMONG BBA AVIATION PLC AND AFFILIATES OF THE CARLYLE GROUP DATED 23 SEPTEMBER 2015 BE AND IS HEREBY APPROVED AND THE BOARD OF DIRECTORS OF BBA AVIATION PLC (OR ANY DULY CONSTITUTED COMMITTEE THEREOF) (THE “BOARD’) BE AND HEREBY IS AUTHORISED TO TAKE ALL SUCH STEPS AS MAY BE NECESSARY, EXPEDIENT OR DESIRABLE IN RELATION THERETO AND TO CARRY THE SAME INTO EFFECT WITH SUCH MODIFICATIONS, VARIATIONS, REVISIONS OR AMENDMENTS (PROVIDED SUCH MODIFICATIONS, VARIATIONS OR AMENDMENTS ARE NOT OF A MATERIAL NATURE) AS THE BOARD MAY IN ITS ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR DESIRABLE | | Management | | For | | For | | |
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| 2 | | THAT, SUBJECT TO AND CONDITIONAL UPON RESOLUTION 1 BEING DULY PASSED AND ADMISSION TO LISTING ON THE PREMIUM SEGMENT OF THE OFFICIAL LIST BY THE UK LISTING AUTHORITY AND TO TRADING ON THE LONDON STOCK EXCHANGE PLC’S MARKET FOR LISTED SECURITIES OF THE NEW ORDINARY SHARES OF 29 16/21 PENCE EACH TO BE ISSUED BY BBA AVIATION PLC IN CONNECTION WITH THE ISSUE BY WAY OF RIGHTS OF UP TO 562,281,811 NEW ORDINARY SHARES AT A PRICE OF 133 PENCE PER NEW ORDINARY SHARE TO QUALIFYING SHAREHOLDERS ON THE REGISTER OF MEMBERS OF THE COMPANY AT CLOSE OF BUSINESS ON 22 SEPTEMBER 2015 (THE “RIGHTS ISSUE”), AND IN ADDITION TO ALL EXISTING AUTHORITIES, THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT CONTD | | Management | | For | | For | | |
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| CONT | | CONTD ANY SECURITY INTO SHARES IN THE COMPANY UP TO A NOMINAL AMOUNT OF GBP-167,345,777 PURSUANT TO OR IN CONNECTION WITH THE RIGHTS ISSUE, SUCH-AUTHORITY TO APPLY UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE-COMPANY TO BE HELD IN 2016, SAVE THAT THE COMPANY MAY ALLOT SHARES IN-CONNECTION WITH THE RIGHTS ISSUE PURSUANT TO ANY AGREEMENT ENTERED INTO AT-ANY TIME PRIOR TO SUCH EXPIRY (WHETHER BEFORE OR AFTER THE PASSING OF THIS-RESOLUTION) WHICH WOULD, OR MIGHT, REQUIRE SHARES IN THE COMPANY TO BE-ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE- GRANTED AFTER SUCH EXPIRY AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO-SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR-AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED | | Non-Voting | | | | | | |
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| CMMT | | 29 SEP 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| FBD HOLDINGS PLC |
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| Security | | G3335G107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Oct-2015 |
| ISIN | | IE0003290289 | | Agenda | | 706471579 - Management |
| Record Date | | 20-Oct-2015 | | Holding Recon Date | | 20-Oct-2015 |
| City / Country | | DUBLIN 12 / Ireland | | Vote Deadline Date | | 16-Oct-2015 |
| SEDOL(s) | | 0329028 - 4005272 - 4330231 - B0WH2V3 - B1GKH09 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| 1 | | TO APPROVE THE PROPOSED TRANSACTION THE DIVESTMENT BY FBD PLC OF ITS JOINT VENTURE INTEREST IN FBD PROPERTY AND LEISURE LIMITED AND ITS SUBSIDIARY UNDERTAKINGS TO FBD PLC | | Management | | For | | For | | |
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| SAI GLOBAL LTD, SYDNEY |
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| Security | | Q8227J100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Oct-2015 |
| ISIN | | AU000000SAI8 | | Agenda | | 706447275 - Management |
| Record Date | | 25-Oct-2015 | | Holding Recon Date | | 25-Oct-2015 |
| City / Country | | SYDNEY / Australia | | Vote Deadline Date | | 22-Oct-2015 |
| SEDOL(s) | | 6716958 - B0373K8 - B0635V8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5, 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT- NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | | Non-Voting | | | | | | |
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| 1 | | REMUNERATION REPORT | | Management | | For | | For | | |
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| 2 | | RE-ELECTION OF DIRECTOR: MR ROBERT AITKEN | | Management | | For | | For | | |
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| 3 | | RE-ELECTION OF DIRECTOR: MR ANDREW DUTTON | | Management | | For | | For | | |
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| 4 | | FEE POOL INCREASE FOR NON-EXECUTIVE DIRECTORS | | Management | | For | | For | | |
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| 5 | | APPROVAL OF ISSUE OF PERFORMANCE SHARE RIGHTS AND OPTIONS TO PETER MULLINS, CHIEF EXECUTIVE OFFICER | | Management | | For | | For | | |
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| 6 | | RE-APPROVAL OF THE REVISED SAI GLOBAL EXECUTIVE INCENTIVE PLAN | | Management | | For | | For | | |
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| SMARTONE TELECOMMUNICATIONS HOLDINGS LTD, HAMILTON |
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| Security | | G8219Z105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 04-Nov-2015 |
| ISIN | | BMG8219Z1059 | | Agenda | | 706451539 - Management |
| Record Date | | 30-Oct-2015 | | Holding Recon Date | | 30-Oct-2015 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 30-Oct-2015 |
| SEDOL(s) | | 5611496 - 6856995 - B02V4Z3 - B17MHY8 - BP3RXW5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0929/LTN20150929547.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0929/LTN20150929631.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 30 JUNE 2015 | | Management | | For | | For | | |
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| 2 | | TO APPROVE THE PAYMENT OF FINAL DIVIDEND OF HKD 0.33 PER SHARE, WITH A SCRIP DIVIDEND ALTERNATIVE, IN RESPECT OF THE YEAR ENDED 30 JUNE 2015 | | Management | | For | | For | | |
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| 3.I.A | | TO RE-ELECT MR. CHEUNG WING-YUI AS DIRECTOR | | Management | | For | | For | | |
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| 3.I.B | | TO RE-ELECT MR. CHAU KAM-KUN, STEPHEN AS DIRECTOR | | Management | | For | | For | | |
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| 3.I.C | | TO RE-ELECT MR. CHAN KAI-LUNG, PATRICK AS DIRECTOR | | Management | | For | | For | | |
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| 3.I.D | | TO RE-ELECT MR. DAVID NORMAN PRINCE AS DIRECTOR | | Management | | For | | For | | |
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| 3.I.E | | TO RE-ELECT MR. JOHN ANTHONY MILLER AS DIRECTOR | | Management | | For | | For | | |
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| 3.I.F | | TO RE-ELECT MR. GAN FOCK-KIN, ERIC AS DIRECTOR | | Management | | For | | For | | |
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| 3.II | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE FEES OF DIRECTORS | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5 | | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL | | Management | | For | | For | | |
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| 6 | | TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL | | Management | | For | | For | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY BY THE NUMBER OF SHARES REPURCHASED | | Management | | For | | For | | |
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| BRADKEN LTD |
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| Security | | Q17369101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-Nov-2015 |
| ISIN | | AU000000BKN3 | | Agenda | | 706473458 - Management |
| Record Date | | 08-Nov-2015 | | Holding Recon Date | | 08-Nov-2015 |
| City / Country | | NEW SOUTH WALES / Australia | | Vote Deadline Date | | 05-Nov-2015 |
| SEDOL(s) | | B013SX6 - B01B9B5 - B02MJQ2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT- NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | | Non-Voting | | | | | | |
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| 2 | | REMUNERATION REPORT | | Management | | For | | For | | |
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| 3A | | RE-ELECTION OF MR PETER RICHARDS, AS A DIRECTOR | | Management | | For | | For | | |
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| 3B | | RE-ELECTION OF DR EILEEN DOYLE, AS A DIRECTOR | | Management | | For | | For | | |
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| 4 | | APPROVAL OF ISSUE OF ORDINARY SHARES IN CONNECTION WITH REDEEMABLE CONVERTIBLE PREFERENCE SHARES | | Management | | For | | For | | |
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| MANI, INC. |
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| Security | | J39673108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Nov-2015 |
| ISIN | | JP3869920003 | | Agenda | | 706540223 - Management |
| Record Date | | 31-Aug-2015 | | Holding Recon Date | | 31-Aug-2015 |
| City / Country | | TOCHIGI / Japan | | Vote Deadline Date | | 13-Nov-2015 |
| SEDOL(s) | | 6354176 - B1BJSS6 - B3BJ3B8 | | Quick Code | | 77300 |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | Amend Articles to: Adopt Reduction of Liability System for Non Executive Directors, Approve Minor Revisions | | Management | | For | | For | | |
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| 2.1 | | Appoint a Director Matsutani, Kanji | | Management | | For | | For | | |
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| 2.2 | | Appoint a Director Matsutani, Masaaki | | Management | | For | | For | | |
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| 2.3 | | Appoint a Director Takai, Toshihide | | Management | | For | | For | | |
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| 2.4 | | Appoint a Director Kurihara, Yoshikazu | | Management | | For | | For | | |
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| 2.5 | | Appoint a Director Goto, Mitsuhiro | | Management | | For | | For | | |
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| 2.6 | | Appoint a Director Sakai, Kiyoshi | | Management | | For | | For | | |
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| 2.7 | | Appoint a Director Masaki, Tomoko | | Management | | For | | For | | |
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| TAT HONG HOLDINGS LIMITED |
| | | |
| Security | | Y8548U124 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Nov-2015 |
| ISIN | | SG1I65883502 | | Agenda | | 706545401 - Management |
| Record Date | | | | Holding Recon Date | | 23-Nov-2015 |
| City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 19-Nov-2015 |
| SEDOL(s) | | 6258223 - B02F057 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | PROPOSED SPIN-OFF OF TAT HONG EQUIPMENT SERVICE CO., LTD THROUGH THE INITIAL PUBLIC OFFERING OF UP TO 38,189,000 NEW ORDINARY SHARES IN THE CAPITAL OF TAT HONG EQUIPMENT SERVICE CO., LTD | | Management | | For | | For | | |
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| AVANZA BANK HOLDING AB, STOCKHOLM |
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| Security | | W4218X136 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Dec-2015 |
| ISIN | | SE0000170110 | | Agenda | | 706545932 - Management |
| Record Date | | 26-Nov-2015 | | Holding Recon Date | | 26-Nov-2015 |
| City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 23-Nov-2015 |
| SEDOL(s) | | 4408752 - B2904S0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
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| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| 1 | | OPENING OF THE GENERAL MEETING | | Non-Voting | | | | | | |
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| 2 | | APPOINTMENT OF A CHAIRMAN FOR THE MEETING: SVEN HAGSTROMER | | Non-Voting | | | | | | |
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| 3 | | ESTABLISHMENT AND APPROVAL OF THE ELECTORAL REGISTER | | Non-Voting | | | | | | |
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| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
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| 5 | | APPOINTMENT OF ONE OR TWO REVIEWERS OF THE MINUTES | | Non-Voting | | | | | | |
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| 6 | | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
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| 7 | | APPOINTMENT OF BOARD MEMBER: SOPHIA BENDZ | | Management | | For | | For | | |
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| 8 | | CLOSING OF THE GENERAL MEETING | | Non-Voting | | | | | | |
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| CMMT | | 10 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN- AND BOARD MEMBER NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| COASTAL CONTRACTS BHD, SANDAKAN |
| | | |
| Security | | Y1665A104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Dec-2015 |
| ISIN | | MYL5071OO005 | | Agenda | | 706558749 - Management |
| Record Date | | 13-Nov-2015 | | Holding Recon Date | | 13-Nov-2015 |
| City / Country | | SABAH / Malaysia | | Vote Deadline Date | | 24-Nov-2015 |
| SEDOL(s) | | 6675855 - B03GWH5 - B1W2174 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | PROPOSED ESTABLISHMENT OF A NEW EMPLOYEES’ SHARE OPTION SCHEME (“ESOS”) OF UP TO 15% OF THE ISSUED AND PAID-UP SHARE CAPITAL (EXCLUDING TREASURY SHARES) OF COASTAL | | Management | | Against | | Against | | |
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| 2 | | PROPOSED GRANTING OF OPTIONS TO NG CHIN HENG | | Management | | Against | | Against | | |
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| 3 | | PROPOSED GRANTING OF OPTIONS TO NG CHIN SHIN | | Management | | Against | | Against | | |
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| 4 | | PROPOSED GRANTING OF OPTIONS TO NG CHIN KEUAN | | Management | | Against | | Against | | |
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| 5 | | PROPOSED GRANTING OF OPTIONS TO JACOB O PANG SU YIN | | Management | | Against | | Against | | |
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| 6 | | PROPOSED GRANTING OF OPTIONS TO LOH THIAN SANG @ LO THIAN SIANG | | Management | | Against | | Against | | |
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| 7 | | PROPOSED GRANTING OF OPTIONS TO INTIZAM BIN AYUB | | Management | | Against | | Against | | |
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| 8 | | PROPOSED GRANTING OF OPTIONS TO PANG FONG THAU | | Management | | Against | | Against | | |
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| 9 | | PROPOSED GRANTING OF OPTIONS TO NG SAN YIN | | Management | | Against | | Against | | |
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| 10 | | PROPOSED GRANTING OF OPTIONS TO NG SAN CHEN | | Management | | Against | | Against | | |
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| 11 | | PROPOSED GRANTING OF OPTIONS TO ALICE NG | | Management | | Against | | Against | | |
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| 12 | | PROPOSED GRANTING OF OPTIONS TO LAU JOO TING | | Management | | Against | | Against | | |
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| 13 | | PROPOSED GRANTING OF OPTIONS TO LIOW MING YEW | | Management | | Against | | Against | | |
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| 14 | | PROPOSED GRANTING OF OPTIONS TO NG CHIN HONG | | Management | | Against | | Against | | |
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| 15 | | PROPOSED GRANTING OF OPTIONS TO NG CHIN HEONG | | Management | | Against | | Against | | |
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| 16 | | PROPOSED GRANTING OF OPTIONS TO NG CHIN KOK | | Management | | Against | | Against | | |
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| 17 | | PROPOSED GRANTING OF OPTIONS TO NG CHUI LAI | | Management | | Against | | Against | | |
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| 18 | | PROPOSED GRANTING OF OPTIONS TO NG LAI WHOON | | Management | | Against | | Against | | |
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| 19 | | PROPOSED GRANTING OF OPTIONS TO KOMKRISK MAHAKUNKITCHAREON | | Management | | Against | | Against | | |
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| KWS SAAT SE, EINBECK |
| | | |
| Security | | D39062100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Dec-2015 |
| ISIN | | DE0007074007 | | Agenda | | 706546845 - Management |
| Record Date | | 25-Nov-2015 | | Holding Recon Date | | 25-Nov-2015 |
| City / Country | | EINBECK / Germany | | Vote Deadline Date | | 09-Dec-2015 |
| SEDOL(s) | | 4495044 - B16HTQ0 - B28JWP1 - BHZLL36 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU. | | Non-Voting | | | | | | |
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| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 26 NOV 2015,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 DEC 2015. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
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| 1 | | PRESENTATION OF THE FINANCIAL STATEMENTS AND THE ABBREVIATED ANNUAL REPORT-FOR THE 2014/2015 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT-BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN-COMMERCIAL CODE | | Non-Voting | | | | | | |
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| 2 | | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 19,866,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3 PER NO-PAR SHARE EUR 66,000 SHALL BE CARRIED FORWARD EX-DIVIDEND AND PAYABLE DATE: DECEMBER 18, 2015 | | Management | | For | | For | | |
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| 3 | | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | | Management | | For | | For | | |
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| 4 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 5 | | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2015/2016 FINANCIAL YEAR: DELOITTE & TOUCHE GMBH, HANNOVER | | Management | | For | | For | | |
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| 6 | | APPROVAL OF A CONTROL AND PROFIT TRANSFER AGREEMENT THE CONTROL AND PROFIT TRANSFER AGREEMENT WITH THE COMPANY’S WHOLLY OWNED SUBSIDIARY KWS LOCHOW GMBH SHALL BE APPROVED | | Management | | For | | For | | |
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| FBD HOLDINGS PLC |
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| Security | | G3335G107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Dec-2015 |
| ISIN | | IE0003290289 | | Agenda | | 706593414 - Management |
| Record Date | | 28-Dec-2015 | | Holding Recon Date | | 28-Dec-2015 |
| City / Country | | DUBLIN 12 / Ireland | | Vote Deadline Date | | 22-Dec-2015 |
| SEDOL(s) | | 0329028 - 4005272 - 4330231 - B0WH2V3 - B1GKH09 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | THAT THE DIRECTORS BE AND THEY ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO SECTION 1021 OF THE COMPANIES ACT 2014 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT RELEVANT SECURITIES WITHIN THE MEANING OF SECTION 1021 OF THE COMPANIES ACT 2014 UP TO A MAXIMUM AMOUNT OF THE AUTHORISED BUT UNISSUED SHARES IN THE CAPITAL OF THE COMPANY AT THE DATE OF THIS RESOLUTION AND SUCH POWER SHALL EXPIRE ON 28 APRIL 2019 UNLESS AND TO THE EXTENT THAT SUCH AUTHORITY IS RENEWED, REVOKED OR EXTENDED PRIOR TO SUCH DATE, PROVIDED THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE RELEVANT SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | | Management | | For | | For | | |
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| 2 | | THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED PURSUANT TO SECTION 1023 OF THE COMPANIES ACT 2014 TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF THAT SECTION) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 1 ABOVE AS IF SECTION 1022(1) THE COMPANIES ACT 2014 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT THIS POWER SHALL BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES UP TO BUT NOT EXCEEDING AN AGGREGATE NOMINAL AMOUNT EQUAL TO 5% OF THE NOMINAL VALUE OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY ON 14 MAY 2015; AND (B) TO THE ALLOTMENT (OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 7,000,000 PURSUANT TO THE CONVERTIBLE BOND (AS SUCH TERM IS DEFINED IN THE CIRCULAR OF WHICH THIS NOTICE FORMS PART), AND SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY .AFTER THE PASSING OF THIS SPECIAL RESOLUTION OR ON THE DATE WHICH IS 15 CALENDAR MONTHS AFTER THE PASSING OF THIS SPECIAL RESOLUTION, WHICHEVER IS THE EARLIER, UNLESS PREVIOUSLY VARIED, REVOKED OR RENEWED; PROVIDED THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | | Management | | For | | For | | |
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| VINDA INTERNATIONAL HOLDINGS LTD |
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| Security | | G9361V108 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Jan-2016 |
| ISIN | | KYG9361V1086 | | Agenda | | 706615195 - Management |
| Record Date | | 12-Jan-2016 | | Holding Recon Date | | 12-Jan-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 08-Jan-2016 |
| SEDOL(s) | | B1Z7648 - B235FQ6 - B45X9K4 - BX1D6V1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1228/LTN20151228019.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1228/LTN20151228017.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | (A) THE EQUITY TRANSFER AGREEMENT DATED 1 NOVEMBER 2015 (THE ‘‘EQUITY TRANSFER AGREEMENT’’) ENTERED INTO BETWEEN THE COMPANY, FU AN TRADING (HONG KONG) LIMITED AS TRANSFEROR AND VINDA PAPER (CHINA) COMPANY LIMITED, A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY AS TRANSFEREE (A COPY OF WHICH HAS BEEN PRODUCED TO THE MEETING AND MARKED ‘‘A’’ AND INITIALED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; (B) CONDITIONAL UPON THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE LISTING OF, AND PERMISSION TO DEAL IN, THE CONSIDERATION SHARES (AS DEFINED IN THE COMPANY’S CIRCULAR DATED 28 DECEMBER 2015), THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO ALLOT AND ISSUE THE CONSIDERATION SHARES AT HKD 15.868 PER CONSIDERATION SHARE IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE EQUITY TRANSFER AGREEMENT; AND (C) ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS FOR AND ON BEHALF OF THE COMPANY WHICH HE CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING EFFECT TO THE EQUITY TRANSFER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER INCLUDING THE ISSUE AND ALLOTMENT OF THE CONSIDERATION SHARES | | Management | | For | | For | | |
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| VINDA INTERNATIONAL HOLDINGS LTD |
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| Security | | G9361V108 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Jan-2016 |
| ISIN | | KYG9361V1086 | | Agenda | | 706616995 - Management |
| Record Date | | 12-Jan-2016 | | Holding Recon Date | | 12-Jan-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 08-Jan-2016 |
| SEDOL(s) | | B1Z7648 - B235FQ6 - B45X9K4 - BX1D6V1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/ 2015/1228/LTN20151228011.pdf-AND-http://www.hkexnews.hk/listedco/listconews/SEHK/ 2015/1228/LTN20151228013.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | (A) THE SALE AND PURCHASE AGREEMENT DATED 28 OCTOBER 2015 (AS SUPPLEMENTED AND AMENDED BY AN AMENDMENT AGREEMENT DATED 27 DECEMBER 2015) (THE ‘‘SALE AND PURCHASE AGREEMENT’’) ENTERED INTO BETWEEN THE COMPANY AS PURCHASER AND SCA GROUP HOLDING BV AS VENDOR (A COPY OF WHICH HAS BEEN PRODUCED TO THE MEETING AND MARKED ‘‘A’’ AND INITIALED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED; (B) CONDITIONAL UPON THE LISTING COMMITTEE OF THE STOCK EXCHANGE OF HONG KONG LIMITED GRANTING THE LISTING OF, AND PERMISSION TO DEAL IN, THE CONSIDERATION SHARES (AS DEFINED IN THE COMPANY’S CIRCULAR DATED 28 DECEMBER 2015), THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO ALLOT AND ISSUE THE CONSIDERATION SHARES IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE SALE AND PURCHASE AGREEMENT; (C) THE CREATION AND ISSUE OF THE CONVERTIBLE NOTE (AS DEFINED IN THE COMPANY’S CIRCULAR DATED 28 DECEMBER 2015) AND THE ISSUE AND ALLOTMENT OF THE CONVERSION SHARES (AS DEFINED IN THE COMPANY’S CIRCULAR DATED 28 DECEMBER 2015) PURSUANT TO THE CONVERTIBLE NOTE BE AND ARE HEREBY APPROVED; AND (D) ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS FOR AND ON BEHALF OF THE COMPANY WHICH HE CONSIDERS NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING EFFECT TO THE SALE AND PURCHASE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
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| DALIAN REFRIGERATION CO LTD, DALIAN |
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| Security | | Y1964W104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jan-2016 |
| ISIN | | CNE000000VH7 | | Agenda | | 706627013 - Management |
| Record Date | | 13-Jan-2016 | | Holding Recon Date | | 13-Jan-2016 |
| City / Country | | LIAONING / China | | Vote Deadline Date | | 18-Jan-2016 |
| SEDOL(s) | | 6106979 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1.1 | | ELECTION OF JI ZHIJIAN AS DIRECTOR | | Management | | For | | For | | |
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| 1.2 | | ELECTION OF LIU KAI AS DIRECTOR | | Management | | For | | For | | |
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| 1.3 | | ELECTION OF XU JUNRAO AS DIRECTOR | | Management | | For | | For | | |
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| 1.4 | | ELECTION OF DING JIE AS DIRECTOR | | Management | | For | | For | | |
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| 1.5 | | ELECTION OF GONG TENGSHEN AS DIRECTOR | | Management | | For | | For | | |
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| 1.6 | | ELECTION OF MUDAO ZHONGMIN AS DIRECTOR | | Management | | For | | For | | |
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| 1.7 | | ELECTION OF DAI DASHUANG AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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| 1.8 | | ELECTION OF LIU JIWEI AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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| 1.9 | | ELECTION OF WANG YAN AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
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| 2.1 | | ELECTION OF MAO CHUNHUA AS SUPERVISOR | | Management | | For | | For | | |
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| 2.2 | | ELECTION OF DAI YULING AS SUPERVISOR | | Management | | For | | For | | |
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| 3 | | 2015 ACTUAL AMOUNT OF CONTINUING CONNECTED TRANSACTIONS EXCEEDS ITS ESTIMATED TOTAL AMOUNT | | Management | | For | | For | | |
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| CEGID GROUP, LYON |
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| Security | | F14574101 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 18-Feb-2016 |
| ISIN | | FR0000124703 | | Agenda | | 706636327 - Management |
| Record Date | | 15-Feb-2016 | | Holding Recon Date | | 15-Feb-2016 |
| City / Country | | LYON / France | | Vote Deadline Date | | 10-Feb-2016 |
| SEDOL(s) | | 4161925 - 5942903 - 7743728 - B1C9T93 - B28FMJ3 - B3BJNL8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | | Non-Voting | | | | | | |
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| CMMT | | 01 FEB 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0113/201601131505452.pdf. THIS-IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0201/201602011600143.pdf. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| O.1 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE SECURITIES WITHIN THE SCOPE OF THE PROVISIONS OF ARTICLES L.225-209 TO L.225-212 OF THE COMMERCIAL CODE | | Management | | For | | For | | |
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| O.2 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| E.1 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLING COMPANY TREASURY SHARES | | Management | | Against | | Against | | |
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| E.2 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING CEGID GROUP SHARES OR CEGID GROUP SHARES TO BE ISSUED | | Management | | For | | For | | |
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| E.3 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY’S SHARE CAPITAL BY ISSUING SHARES RESERVED FOR EMPLOYEES ADHERING TO A COMPANY SAVINGS SCHEME WITHIN THE SCOPE OF THE PROVISIONS OF THE COMMERCIAL CODE AND OF ARTICLES L.3332-18 AND FOLLOWING OF THE EMPLOYMENT CODE, WITH CANCELLATION OF SHAREHOLDERS’ PREEMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
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| E.4 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO USE THE SHARES ACQUIRED WITHIN THE SCOPE OF THE SHARE BUYBACK PROGRAMME | | Management | | Against | | Against | | |
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| E.5 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| GOOCH & HOUSEGO PLC |
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| Security | | G3977E105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Feb-2016 |
| ISIN | | GB0002259116 | | Agenda | | 706594884 - Management |
| Record Date | | | | Holding Recon Date | | 22-Feb-2016 |
| City / Country | | SOMERSET / United Kingdom | | Vote Deadline Date | | 18-Feb-2016 |
| SEDOL(s) | | 0225911 - B02SSJ6 - B0FLD53 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND ADOPT THE DIRECTORS’ REPORT AND ACCOUNTS | | Management | | For | | For | | |
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| 2 | | TO RECEIVE AND APPROVE THE REMUNERATION COMMITTEE REPORT | | Management | | For | | For | | |
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| 3 | | TO DECLARE A FINAL DIVIDEND OF 5.2 PENCE PER ORDINARY SHARE | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT GARETH JONES AS A DIRECTOR | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT MARK WEBSTER AS A DIRECTOR | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT ALEX WARNOCK AS A DIRECTOR | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT ANDREW BOTELER AS A DIRECTOR | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT PAUL HEAL AS A DIRECTOR | | Management | | For | | For | | |
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| 9 | | TO RE-ELECT PETER BORDUI AS A DIRECTOR | | Management | | For | | For | | |
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| 10 | | TO RE-ELECT BRIAN PHILLIPSON AS A DIRECTOR | | Management | | For | | For | | |
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| 11 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | | Management | | For | | For | | |
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| 12 | | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITORS’ REMUNERATION | | Management | | For | | For | | |
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| 13 | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | | Management | | Against | | Against | | |
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| 14 | | TO EMPOWER THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES | | Management | | For | | For | | |
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| 15 | | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | | Management | | Against | | Against | | |
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| SAFT GROUPE, BAGNOLET |
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| Security | | F7758P107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Mar-2016 |
| ISIN | | FR0010208165 | | Agenda | | 706659200 - Management |
| Record Date | | 02-Mar-2016 | | Holding Recon Date | | 02-Mar-2016 |
| City / Country | | BAGNOLET / France | | Vote Deadline Date | | 26-Feb-2016 |
| SEDOL(s) | | B09YFD0 - B0CL312 - B0VLKJ0 - B28LP36 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 17 FEB 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0129/201601291600122.pdf. THIS-IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0217/201602171600502.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE COMPANY PREFERENCE SHARES FOR THE BENEFIT OF EMPLOYEES AND/OR ELIGIBLE CORPORATE OFFICERS OF THE COMPANY AND ASSOCIATED COMPANIES, WITHIN THE SCOPE OF ARTICLES L.225-197-1 AND FOLLOWING OF THE COMMERCIAL CODE | | Management | | For | | For | | |
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| 2 | | CREATION OF PREFERENCE SHARES THAT CAN BE CONVERTED TO COMMON SHARES SUBJECT TO THE FULFILMENT OF PERFORMANCE CONDITIONS AND CORRESPONDING MODIFICATION TO THE COMPANY’S BY-LAWS | | Management | | For | | For | | |
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| CHOONG ANG VACCINE LABORATORY, DAE JEON |
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| Security | | Y15894101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | KR7072020001 | | Agenda | | 706660657 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | DAEJEON / Korea, Republic Of | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | 6700111 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
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| 2-1 | | ELECTION OF DIRECTOR: YUN IN JUNG | | Management | | For | | For | | |
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| 2-2 | | ELECTION OF DIRECTOR: BAK SEUNG GI | | Management | | For | | For | | |
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| 2-3 | | ELECTION OF DIRECTOR: JANG BONG HYEOK | | Management | | For | | For | | |
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| 3 | | AMENDMENT OF ARTICLES OF INCORP | | Management | | For | | For | | |
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| 4 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
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| 5 | | APPROVAL OF REMUNERATION FOR AUDITOR | | Management | | For | | For | | |
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| CMMT | | 29 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| BIOGAIA AB, STOCKHOLM |
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| Security | | W16746153 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | SE0000470395 | | Agenda | | 706680039 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | 5473124 - 5482153 - B28FGL3 - B56B9W6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
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| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
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| 2 | | ELECTION OF THE CHAIRMAN OF THE MEETING | | Non-Voting | | | | | | |
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| 3 | | PREPARATION AND APPROVAL OF THE VOTING LIST | | Non-Voting | | | | | | |
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| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
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| 5 | | ELECTION OF ONE OR TWO PERSONS TO ATTEST THE MINUTES OF THE MEETING | | Non-Voting | | | | | | |
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| 6 | | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
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| 7 | | THE BOARD’S PROPOSAL FOR APPROVAL OF THE TRANSFER OF SHARES IN INFANT BACTERIAL THERAPEUTICS AB | | Management | | For | | For | | |
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| 8 | | THE BOARD’S PROPOSAL FOR DECLARATION OF DISTRIBUTION OF ALL OF BIOGAIA’S SHARES IN THE SUBSIDIARY INFANT BACTERIAL THERAPEUTICS AB | | Management | | For | | For | | |
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| 9 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| BIOLAND, CHONAN |
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| Security | | Y0894L105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | KR7052260007 | | Agenda | | 706710630 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | CHUNGNAM / Korea, Republic Of | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | 6353065 - B3BGLY8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
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| 2 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 3.1 | | ELECTION OF INSIDE DIRECTOR: WAN JAE LEE | | Management | | For | | For | | |
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| 3.2 | | ELECTION OF INSIDE DIRECTOR: GI DON WON | | Management | | For | | For | | |
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| 4 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
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| 5 | | AMENDMENT OF RETIREMENT BENEFIT PLAN AND REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
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| GMO INTERNET INC. |
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| Security | | J1822R104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Mar-2016 |
| ISIN | | JP3152750000 | | Agenda | | 706726544 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 17-Mar-2016 |
| SEDOL(s) | | 5763944 - 6170167 - B02DYD7 | | Quick Code | | 94490 |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
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| 1 | | Amend Articles to: Expand Business Lines, Increase the Board of Directors Size to 24, Adopt Reduction of Liability System for Non Executive Directors, Transition to a Company with Supervisory Committee | | Management | | For | | For | | |
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| 2.1 | | Appoint a Director except as Supervisory Committee Members Kumagai, Masatoshi | | Management | | For | | For | | |
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| 2.2 | | Appoint a Director except as Supervisory Committee Members Yasuda, Masashi | | Management | | For | | For | | |
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| 2.3 | | Appoint a Director except as Supervisory Committee Members Nishiyama, Hiroyuki | | Management | | For | | For | | |
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| 2.4 | | Appoint a Director except as Supervisory Committee Members Ainoura, Issei | | Management | | For | | For | | |
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| 2.5 | | Appoint a Director except as Supervisory Committee Members Ito, Tadashi | | Management | | For | | For | | |
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| 2.6 | | Appoint a Director except as Supervisory Committee Members Yamashita, Hirofumi | | Management | | For | | For | | |
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| 2.7 | | Appoint a Director except as Supervisory Committee Members Miyazaki, Kazuhiko | | Management | | For | | For | | |
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| 2.8 | | Appoint a Director except as Supervisory Committee Members Horiuchi, Toshiaki | | Management | | For | | For | | |
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| 2.9 | | Appoint a Director except as Supervisory Committee Members Arisawa, Katsumi | | Management | | For | | For | | |
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| 2.10 | | Appoint a Director except as Supervisory Committee Members Arai, Teruhiro | | Management | | For | | For | | |
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| 2.11 | | Appoint a Director except as Supervisory Committee Members Sato, Kentaro | | Management | | For | | For | | |
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| 2.12 | | Appoint a Director except as Supervisory Committee Members Kodama, Kimihiro | | Management | | For | | For | | |
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| 2.13 | | Appoint a Director except as Supervisory Committee Members Nomura, Masamitsu | | Management | | For | | For | | |
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| 2.14 | | Appoint a Director except as Supervisory Committee Members Suzuki, Akito | | Management | | For | | For | | |
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| 2.15 | | Appoint a Director except as Supervisory Committee Members Chujo, Ichiro | | Management | | For | | For | | |
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| 2.16 | | Appoint a Director except as Supervisory Committee Members Mori, Teruyuki | | Management | | For | | For | | |
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| 3.1 | | Appoint a Director as Supervisory Committee Members Muto, Masahiro | | Management | | For | | For | | |
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| 3.2 | | Appoint a Director as Supervisory Committee Members Ogura, Keigo | | Management | | For | | For | | |
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| 3.3 | | Appoint a Director as Supervisory Committee Members Gunjikake, Takashi | | Management | | For | | For | | |
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| 3.4 | | Appoint a Director as Supervisory Committee Members Masuda, Kaname | | Management | | For | | For | | |
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| 4 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
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| 5 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
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| BANCA IFIS SPA, MESTRE |
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| Security | | T5304L153 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Mar-2016 |
| ISIN | | IT0003188064 | | Agenda | | 706773769 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | VENEZIA - MESTRE / Italy | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | 7242087 - B1VXMV9 - B28JDV4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 587491 DUE TO RECEIPT OF- CANDIDATE LIST. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINKS:-https://materials.proxyvote.com/Approved/99999Z/19840 101/NPS_270276.PDF | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2015, GROUP CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2015, PROFIT ALLOCATION, RESOLUTIONS RELATED THERE TO | | Management | | For | | For | | |
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| 2 | | REWARDING POLICIES IN FAVOR OF EXPONENTS, EMPLOYEES AND PARTNERS OF THE BANKING GROUP BANCA IFIS, REMUNERATION REPORT | | Management | | For | | For | | |
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| 3 | | TO APPOINT THE BOARD OF DIRECTORS, UPON STATING MEMBERS’ NUMBER, TO STATE DIRECTORS’ TERM OF OFFICE AND EMOLUMENTS: SEBASTIEN EGON FURSTENBERG, GIUSEPPE BENINI, FRANCESCA MADERNA, ANTONELLA MALINCONICO, ALESSANDRO CSILLAGHY DE PACSER, GIOVANNI BOSSI, RICCARDO PREVE, MARINA SALAMON AND MARZIA SCARPA | | Management | | For | | For | | |
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| 4 | | TO APPOINT THE INTERNAL AUDITORS MEMBERS FOR THE TERM 2016-2018 AND TO STATE THEIR EMOLUMENTS: EFFECTIVE: GIOVANNA CIRIOTTO, MASSIMO MIANI, SUPPLEMENT: GUIDO GASPARINI BERLINGIERI AND VALENTINA MARTINA | | Management | | For | | For | | |
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| SLIGRO FOOD GROUP NV, VEGHEL |
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| Security | | N8084E155 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Mar-2016 |
| ISIN | | NL0000817179 | | Agenda | | 706675230 - Management |
| Record Date | | 24-Feb-2016 | | Holding Recon Date | | 24-Feb-2016 |
| City / Country | | VEGHEL / Netherlands | | Vote Deadline Date | | 14-Mar-2016 |
| SEDOL(s) | | B1VV9V2 - B28MHW2 - B3Q6TM7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | CALL TO ORDER AND ANNOUNCEMENTS | | Non-Voting | | | | | | |
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| 2 | | MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF SLIGRO FOOD GROUP-N.V. HELD ON 18 MARCH 2015 (ALREADY ADOPTED) | | Non-Voting | | | | | | |
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| 3 | | REPORT OF THE EXECUTIVE BOARD ON THE 2015 FINANCIAL YEAR | | Non-Voting | | | | | | |
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| 4.A | | FINANCIAL STATEMENTS: IMPLEMENTATION OF THE REMUNERATION POLICY IN 2015 | | Non-Voting | | | | | | |
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| 4.B | | PROPOSED AMENDMENT OF THE REMUNERATION POLICY FROM 2016 | | Management | | For | | For | | |
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| 4.C | | FINANCIAL STATEMENTS: PRESENTATION CONCERNING THE AUDIT OF THE FINANCIAL- STATEMENTS | | Non-Voting | | | | | | |
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| 4.D | | ADOPTION OF THE 2015 FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 4.E | | FINANCIAL STATEMENTS: PROFIT RETENTION AND DIVIDEND POLICY | | Non-Voting | | | | | | |
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| 4.F | | ADOPTION OF THE PROFIT APPROPRIATION FOR 2015 | | Management | | For | | For | | |
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| 4.G | | RATIFICATION OF THE ACTIONS OF THE EXECUTIVE BOARD IN RESPECT OF ITS MANAGEMENT | | Management | | For | | For | | |
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| 4.H | | RATIFICATION OF THE ACTIONS OF THE SUPERVISORY BOARD IN RESPECT OF ITS SUPERVISION | | Management | | For | | For | | |
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| 5.A | | REAPPOINTMENT OF MR B.E. KARIS TO THE SUPERVISORY BOARD OF SLIGRO FOOD GROUP N.V | | Management | | For | | For | | |
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| 5.B | | APPOINTMENT OF MS M.E.B. VAN LEEUWEN TO THE SUPERVISORY BOARD OF SLIGRO FOOD GROUP N.V | | Management | | For | | For | | |
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| 5.C | | APPOINTMENT OF MR F. RIJNA TO THE SUPERVISORY BOARD OF SLIGRO FOOD GROUP N.V | | Management | | For | | For | | |
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| 6 | | AUTHORISATION OF THE EXECUTIVE BOARD TO REPURCHASE THE COMPANY’S OWN SHARES | | Management | | For | | For | | |
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| 7.A | | EXTENSION OF THE PERIOD FOR WHICH THE EXECUTIVE BOARD IS AUTHORISED TO ISSUE SHARES | | Management | | For | | For | | |
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| 7.B | | EXTENSION OF THE PERIOD FOR WHICH THE EXECUTIVE BOARD IS AUTHORISED TO RESTRICT OR SUSPEND PRE-EMPTIVE RIGHTS OF SHAREHOLDERS ON THE ISSUE OF SHARES | | Management | | For | | For | | |
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| 8 | | ANY OTHER BUSINESS AND ADJOURNMENT | | Non-Voting | | | | | | |
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| PICO FAR EAST HOLDINGS LTD, GEORGE TOWN |
| | | |
| Security | | G7082H127 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Mar-2016 |
| ISIN | | KYG7082H1276 | | Agenda | | 706688629 - Management |
| Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 21-Mar-2016 |
| SEDOL(s) | | B0Z1B71 - B0ZCCF9 - B3BJF56 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0219/LTN20160219171.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0219/LTN20160219169.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED OCTOBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RE-ELECT MS. JEAN CHIA YUAN JIUN AS DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT MR. MOK PUI KEUNG AS DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT MR. CHARLIE YUCHENG SHI AS DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-APPOINT RSM HONG KONG AS THE AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS (THE “BOARD”) TO FIX THE AUDITOR’S REMUNERATION | | Management | | For | | For | | |
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| 6 | | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
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| 7 | | TO DECLARE A FINAL DIVIDEND OF HK6.5 CENTS PER SHARE FOR THE YEAR ENDED OCTOBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO DECLARE A SPECIAL DIVIDEND OF HKD 3.0 CENTS PER SHARE FOR THE YEAR ENDED OCTOBER 31, 2015 | | Management | | For | | For | | |
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| 9 | | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ALLOT SHARES, TO ISSUE WARRANTS TO SUBSCRIBE FOR SHARES AND TO MAKE OFFERS OR AGREEMENTS OR GRANT OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR ISSUED AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 9 OF THE NOTICE OF THE MEETING | | Management | | For | | For | | |
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| 10 | | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY’S OWN SHARES AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 10 OF THE NOTICE OF THE MEETING | | Management | | For | | For | | |
| | | | | |
| 11 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES UNDER RESOLUTION 9 ABOVE BY INCLUDING THE NOMINAL AMOUNT OF SHARES REPURCHASED AS SET OUT IN THE ORDINARY RESOLUTION IN ITEM 11 OF THE NOTICE OF THE MEETING | | Management | | For | | For | | |
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| ISC CO LTD, SEONGNAM |
| | | |
| Security | | Y4177K107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7095340006 | | Agenda | | 706710250 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | B243QP5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 2.1 | | ELECTION OF OUTSIDE DIRECTOR: UI HOON LEE | | Management | | For | | For | | |
| | | | | |
| 2.2 | | ELECTION OF OUTSIDE DIRECTOR: WOON GEUN YANG | | Management | | For | | For | | |
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| 3 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | | Management | | For | | For | | |
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| OPTEX COMPANY,LIMITED |
| | | |
| Security | | J61654109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-Mar-2016 |
| ISIN | | JP3197700002 | | Agenda | | 706731052 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SHIGA / Japan | | Vote Deadline Date | | 16-Mar-2016 |
| SEDOL(s) | | 6660914 | | Quick Code | | 69140 |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2 | | Amend Articles to: Increase the Board of Directors Size to 13, Adopt Reduction of Liability System for Non Executive Directors, Transition to a Company with Supervisory Committee, Eliminate the Articles Related to Allowing the Board of Directors to Authorize the Company to Purchase Own Shares, Allow the Board of Directors to Authorize Use of Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Director except as Supervisory Committee Members Kobayashi, Toru | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Director except as Supervisory Committee Members Higashi, Akira | | Management | | For | | For | | |
| | | | | |
| 3.3 | | Appoint a Director except as Supervisory Committee Members Kamimura, Toru | | Management | | For | | For | | |
| | | | | |
| 3.4 | | Appoint a Director except as Supervisory Committee Members Shibata, Masahiko | | Management | | For | | For | | |
| | | | | |
| 3.5 | | Appoint a Director except as Supervisory Committee Members Imai, Takashi | | Management | | For | | For | | |
| | | | | |
| 4.1 | | Appoint a Director as Supervisory Committee Members Kuroda, Yukio | | Management | | For | | For | | |
| | | | | |
| 4.2 | | Appoint a Director as Supervisory Committee Members Kuwano, Yukinori | | Management | | For | | For | | |
| | | | | |
| 4.3 | | Appoint a Director as Supervisory Committee Members Ozako, Tsutomu | | Management | | For | | For | | |
| | | | | |
| 5 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 6 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 7 | | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors except Directors as Supervisory Committee Members and Outside Directors | | Management | | For | | For | | |
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| DALIAN REFRIGERATION CO LTD, DALIAN |
| | | |
| Security | | Y1964W104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Mar-2016 |
| ISIN | | CNE000000VH7 | | Agenda | | 706760697 - Management |
| Record Date | | 21-Mar-2016 | | Holding Recon Date | | 21-Mar-2016 |
| City / Country | | DALIAN CITY / China | | Vote Deadline Date | | 24-Mar-2016 |
| SEDOL(s) | | 6106979 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | REPORT CONCERNING THE REVISION OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2 | | REPORT CONCERNING THE PROVISION OF GUARANTEES FOR CDB DEVELOPMENT FUND SPECIAL FUND | | Management | | For | | For | | |
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| AVANZA BANK HOLDING AB, STOCKHOLM |
| | | |
| Security | | W4218X136 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-Apr-2016 |
| ISIN | | SE0000170110 | | Agenda | | 706713179 - Management |
| Record Date | | 30-Mar-2016 | | Holding Recon Date | | 30-Mar-2016 |
| City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 25-Mar-2016 |
| SEDOL(s) | | 4408752 - B2904S0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF THE CHAIRMAN OF THE MEETING: SVEN HAGSTROMER | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PREPARATION AND APPROVAL OF THE LIST OF VOTERS | | Non-Voting | | | | | | |
| | | | | |
| 4 | | RESOLUTION REGARDING THE LIVE BROADCAST OF THE GENERAL MEETING VIA THE-COMPANY’S WEBSITE | | Non-Voting | | | | | | |
| | | | | |
| 5 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 6 | | ELECTION OF ONE OR TWO PERSONS TO CHECK THE MINUTES | | Non-Voting | | | | | | |
| | | | | |
| 7 | | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
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| 8 | | SPEECH BY THE CEO | | Non-Voting | | | | | | |
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| 9 | | PRESENTATION OF THE ANNUAL ACCOUNTS AND THE AUDIT REPORT, TOGETHER WITH THE- CONSOLIDATED ACCOUNTS AND CONSOLIDATED AUDIT REPORT, FOR THE 2015 FINANCIAL-YEAR | | Non-Voting | | | | | | |
| | | | | |
| 10.A | | RESOLUTION REGARDING: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | | Management | | For | | For | | |
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| 10.B | | RESOLUTION REGARDING: ALLOCATIONS OF THE COMPANY’S PROFITS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET: SEK 10.50 PER SHARE | | Management | | For | | For | | |
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| 10.C | | RESOLUTION REGARDING: DISCHARGE FROM LIABILITY FOR MEMBERS OF THE BOARD AND THE CEO | | Management | | For | | For | | |
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| 11 | | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD | | Management | | For | | For | | |
| | | | | |
| 12 | | DETERMINATION OF THE DIRECTORS’ FEES PAYABLE | | Management | | For | | For | | |
| | | | | |
| 13 | | DETERMINATION OF THE AUDITOR’S FEES PAYABLE | | Management | | For | | For | | |
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| 14 | | ELECTION OF THE BOARD OF DIRECTORS: SOPHIA BENDZ, JONAS HAGSTROMER, SVEN HAGSTROMER, BIRGITTA KLASEN, MATTIAS MIKSCHE, HANS TOLL AND JACQUELINE WINBERG | | Management | | For | | For | | |
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| 15 | | ELECTION OF THE CHAIRMAN OF THE BOARD: SVEN HAGSTROMER | | Management | | For | | For | | |
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| 16 | | ELECTION OF AUDITORS: OHRLINGS PRICEWATERHOUSECOOPERS AB (PWC) | | Management | | For | | For | | |
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| 17 | | RESOLUTION REGARDING THE AUTHORISATION OF THE BOARD TO ACQUIRE THE COMPANY’S OWN SHARES | | Management | | For | | For | | |
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| 18 | | DETERMINATION OF THE NOMINATION PROCEDURE | | Management | | For | | For | | |
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| 19 | | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION PAYABLE TO THE COMPANY MANAGEMENT | | Management | | For | | For | | |
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| 20 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| VAISALA OY, VANTAA |
| | | |
| Security | | X9598K108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-Apr-2016 |
| ISIN | | FI0009900682 | | Agenda | | 706754290 - Management |
| Record Date | | 22-Mar-2016 | | Holding Recon Date | | 22-Mar-2016 |
| City / Country | | VANTAA / Finland | | Vote Deadline Date | | 23-Mar-2016 |
| SEDOL(s) | | 4924139 - 5932357 - B1VVWP7 - B28N1K1 - B3BK4Y1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
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| 2 | | MATTERS OF ORDER FOR THE MEETING | | Non-Voting | | | | | | |
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| 3 | | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | | Non-Voting | | | | | | |
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| 4 | | RECORDING THE LEGAL CONVENING OF THE MEETING | | Non-Voting | | | | | | |
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| 5 | | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | | Non-Voting | | | | | | |
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| 6 | | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REVIEW BY THE BOARD OF DIRECTORS AND-THE AUDITORS REPORT FOR THE YEAR 2015 | | Non-Voting | | | | | | |
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| 7 | | ADOPTION OF THE ANNUAL ACCOUNTS | | Management | | For | | For | | |
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| 8 | | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING A DIVIDEND OF EUR 0.95 PER SHARE FOR THE FISCAL YEAR 2015 TO BE PAID. THE DIVIDEND WOULD BE PAID TO SHAREHOLDERS REGISTERED IN THE REGISTER OF SHAREHOLDERS HELD BY EUROCLEAR FINLAND LTD ON THE RECORD DATE OF THE DIVIDEND DISTRIBUTION, APRIL 7, 2016. THE BOARD OF DIRECTORS PROPOSES THAT THE DIVIDEND WILL BE PAID ON APRIL 14, 2016 | | Management | | For | | For | | |
| | | | | |
| 9 | | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO AND PRESIDENT FROM LIABILITY | | Management | | For | | For | | |
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| 10 | | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| CMMT | | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 11 AND 12 | | Non-Voting | | | | | | |
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| 11 | | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 12 | | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: YRJO NEUVO BE RE-ELECTED AS MEMBER OF THE BOARD OF DIRECTORS AND THAT KAARINA STAHLBERG BE ELECTED AS A NEW MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 13 | | RESOLUTION ON THE REMUNERATION OF THE AUDITORS | | Management | | For | | For | | |
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| 14 | | ELECTION OF DELOITTE & TOUCHE OY AS AUDITOR | | Management | | For | | For | | |
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| 15 | | PROPOSAL BY THE BOARD OF DIRECTORS FOR AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE DIRECTED REPURCHASE OF OWN A-SHARES | | Management | | Against | | Against | | |
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| 16 | | PROPOSAL BY THE BOARD OF DIRECTORS FOR AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF THE COMPANY’S OWN SHARES | | Management | | Against | | Against | | |
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| 17 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| CARL ZEISS MEDITEC AG, JENA |
| | | |
| Security | | D14895102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-Apr-2016 |
| ISIN | | DE0005313704 | | Agenda | | 706706679 - Management |
| Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| City / Country | | WEIMAR / Germany | | Vote Deadline Date | | 29-Mar-2016 |
| SEDOL(s) | | 5922961 - B030TW1 - B28FNR8 - BHZL7Q1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
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| 0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 16 MAR 16 , WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE-GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | |
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| 0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
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| 1. | | PRESENTATION OF THE ADOPTED ANNUAL FINANCIAL STATEMENTS AND THE APPROVED- CONSOLIDATED FINANCIAL STATEMENTS AS OF 30 SEPTEMBER 2015, AS WELL AS THE-MANAGEMENT REPORTS FOR CARL ZEISS MEDITEC AG AND THE GROUP FOR THE FISCAL-YEAR FROM 1 OCTOBER 2014 TO 30 SEPTEMBER 2015, TOGETHER WITH THE EXPLANATORY-REPORT OF THE MANAGEMENT BOARD IN ACCORDANCE WITH SECTION 289 (4), SECTION-315 (4) HGB, AND THE SUPERVISORY BOARD REPORT | | Non-Voting | | | | | | |
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| 2. | | RESOLUTION ON THE APPROPRIATION OF NET RETAINED PROFITS FOR FISCAL YEAR 2014/15 | | Management | | For | | For | | |
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| 3. | | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD FOR FISCAL YEAR 2014/15 | | Management | | For | | For | | |
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| 4. | | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FOR FISCAL YEAR 2014/15 | | Management | | For | | For | | |
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| 5. | | APPOINTMENT OF THE AUDITOR OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2015/16: ERNST AND YOUNG GMBH | | Management | | For | | For | | |
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| 6.1 | | RESOLUTION ON THE SUPERVISORY BOARD ELECTION: PROF. DR. MICHAEL KASCHKE | | Management | | For | | For | | |
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| 6.2 | | RESOLUTION ON THE SUPERVISORY BOARD ELECTION: DR. MARKUS GUTHOFF | | Management | | For | | For | | |
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| 6.3 | | RESOLUTION ON THE SUPERVISORY BOARD ELECTION: THOMAS SPITZENPFEIL | | Management | | For | | For | | |
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| 7. | | RESOLUTION ON THE CANCELLATION OF AUTHORIZED CAPITAL IN ACCORDANCE WITH ARTICLE 4 SENTENCE 5 OF THE ARTICLES OF ASSOCIATION AND CREATION OF NEW AUTHORIZED CAPITAL WITH THE OPTION OF EXCLUDING THE SUBSCRIPTION RIGHT AND CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
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| LAURENTIAN BANK OF CANADA, MONTREAL |
| | | |
| Security | | 51925D106 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 06-Apr-2016 |
| ISIN | | CA51925D1069 | | Agenda | | 706775028 - Management |
| Record Date | | 02-Mar-2016 | | Holding Recon Date | | 02-Mar-2016 |
| City / Country | | TORONTO / Canada | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | 2077347 - B3BHZ16 - B3SMST3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS “1 TO 3 AND 6” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-RESOLUTION NUMBERS “4.A TO 4.K AND 5”. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | THE ADOPTION OF THE SPECIAL RESOLUTION CONFIRMING THE REPEAL OF SUBSECTION 8.1 OF BY-LAW III OF THE BANK’S GENERAL BY-LAWS AND THE REQUIREMENT FOR CUMULATIVE VOTING TO ELECT THE DIRECTORS, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR | | Management | | For | | For | | |
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| 2 | | THE ADOPTION OF THE SPECIAL RESOLUTION CONFIRMING THE REPEAL OF THE REQUIREMENT IN SECTION 1 OF BY-LAW IV OF THE BANK’S GENERAL BY-LAWS TO ELECT A FIXED NUMBER OF 13 DIRECTORS TO REPLACE IT WITH A VARIABLE NUMBER OF DIRECTORS OF 7 TO 13 | | Management | | For | | For | | |
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| 3 | | THE ADOPTION OF THE SPECIAL RESOLUTION CONFIRMING THE FOLLOWING AMENDMENTS TO THE BANK’S GENERAL BY-LAWS TO: A. REPEAL SUBSECTIONS 2.7, 2.8, 2.9, 2.10 AND 2.11 OF BY- LAW XIII OF THE BANK’S GENERAL BY-LAWS TO REVOKE THE RIGHTS, PRIVILEGES, RESTRICTIONS AND CONDITIONS ATTACHED TO SERIES 1, 2, 3, 4 AND 5 OF THE CLASS A PREFERRED SHARES AND MAKE CORRELATED CHANGES TO OTHER SECTIONS OF THE BANK’S GENERAL BY-LAWS; AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR | | Management | | For | | For | | |
| | | | | |
| 4.A | | ELECTION OF DIRECTOR: LISE BASTARACHE | | Management | | For | | For | | |
| | | | | |
| 4.B | | ELECTION OF DIRECTOR: RICHARD BELANGER | | Management | | For | | For | | |
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| 4.C | | ELECTION OF DIRECTOR: MICHAEL T. BOYCHUK | | Management | | For | | For | | |
| | | | | |
| 4.D | | ELECTION OF DIRECTOR: ISABELLE COURVILLE | | Management | | For | | For | | |
| | | | | |
| 4.E | | ELECTION OF DIRECTOR: FRANCOIS DESJARDINS | | Management | | For | | For | | |
| | | | | |
| 4.F | | ELECTION OF DIRECTOR: MICHEL LABONTE | | Management | | For | | For | | |
| | | | | |
| 4.G | | ELECTION OF DIRECTOR: A. MICHEL LAVIGNE | | Management | | For | | For | | |
| | | | | |
| 4.H | | ELECTION OF DIRECTOR: JACQUELINE C. ORANGE | | Management | | For | | For | | |
| | | | | |
| 4.I | | ELECTION OF DIRECTOR: MICHELLE R. SAVOY | | Management | | For | | For | | |
| | | | | |
| 4.J | | ELECTION OF DIRECTOR: JONATHAN I. WENER | | Management | | For | | For | | |
| | | | | |
| 4.K | | ELECTION OF DIRECTOR: SUSAN WOLBURGH JENAH | | Management | | For | | For | | |
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| 5 | | APPOINTMENT OF ERNST & YOUNG LLP, AS AUDITOR | | Management | | For | | For | | |
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| 6 | | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | | Management | | For | | For | | |
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| 7 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS ADOPT A POLICY FOR BOARD RENEWAL BY SETTING THE MAXIMUM TENURE OF INDEPENDENT DIRECTORS AT 15 YEARS | | Shareholder | | Against | | For | | |
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| 8 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS ADOPT A PLAN OF ACTION TO SIMPLIFY THE FINANCIAL STATEMENTS AND MAKE THEM MORE ACCESSIBLE OR CREATE A COMMITTEE WITH SMALL SHAREHOLDERS TO THAT END | | Shareholder | | Against | | For | | |
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| 9 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS TABLE A REPORT ON THE STEPS IT HAS TAKEN IN THE PAST YEAR TO INCREASE CUSTOMER SATISFACTION IN BOTH THE SHORT AND THE MEDIUM TERM | | Shareholder | | Against | | For | | |
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| 10 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BANK, LIKE ALL OTHER MEMBERS OF QUEBEC SOCIETY, SHARE IN THE EFFORTS TO PUT QUEBEC’S PUBLIC FINANCES ON A BETTER FOOTING | | Shareholder | | Against | | For | | |
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| FLEURY SA, SAO PAULO |
| | | |
| Security | | P418BW104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Apr-2016 |
| ISIN | | BRFLRYACNOR5 | | Agenda | | 706740354 - Management |
| Record Date | | | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | SAO PAULO / Brazil | | Vote Deadline Date | | 31-Mar-2016 |
| SEDOL(s) | | B4X4D29 - BCDZLW4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| I | | TO RECEIVE THE ACCOUNTS OF THE BOARD OF DIRECTORS, EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS, ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2015 | | Management | | For | | For | | |
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| II | | RATIFY THE EARLY DISTRIBUTION OF DIVIDENDS | | Management | | For | | For | | |
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| III | | DELIBERATE ON THE PROPOSAL OF DESTINATION OF THE NET PROFIT FOR THE FISCAL YEAR ENDED ON 31.12.2015, INCLUDING A CAPITAL BUDGET FOR THE 2016 FISCAL YEAR AND THE DISTRIBUTION OF DIVIDENDS | | Management | | For | | For | | |
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| IV | | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE 2016 | | Management | | For | | For | | |
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| TELESTE CORP, LITTOINEN |
| | | |
| Security | | X89488104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Apr-2016 |
| ISIN | | FI0009007728 | | Agenda | | 706758351 - Management |
| Record Date | | 24-Mar-2016 | | Holding Recon Date | | 24-Mar-2016 |
| City / Country | | HELSINKI / Finland | | Vote Deadline Date | | 29-Mar-2016 |
| SEDOL(s) | | 5653937 - 5931570 - B0F4Q08 - B28MTF9 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED | | Non-Voting | | | | | | |
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| CMMT | | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 10,11,12,13 AND 15 | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | CALLING THE MEETING TO ORDER | | Non-Voting | | | | | | |
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| 3 | | ELECTION OF PERSONS TO REVIEW THE MINUTES AND TO SUPERVISE THE COUNTING OF-VOTES | | Non-Voting | | | | | | |
| | | | | |
| 4 | | RECORDING THE LEGALITY OF THE MEETING | | Non-Voting | | | | | | |
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| 5 | | RECORDING THE ATTENDANCE AT THE MEETING AND THE LIST OF VOTES | | Non-Voting | | | | | | |
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| 6 | | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE AUDITOR’S REPORT AND THE REPORT OF THE BOARD OF DIRECTORS FOR-YEAR 2015 AS WELL AS THE REVIEW BY THE CEO | | Non-Voting | | | | | | |
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| 7 | | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 8 | | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND: EUR 0.23 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 9 | | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CEO FROM LIABILITY | | Management | | For | | For | | |
| | | | | |
| 10 | | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: SIX (6) | | Management | | For | | For | | |
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| 11 | | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 12 | | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: MR. PERTTI ERVI, MS. JANNICA FAGERHOLM, MR. ESA HARJU AND MR. KAI TELANNE WOULD BE RE-ELECTED AS BOARD MEMBERS, AND THAT MR. TIMO LUUKKAINEN AND MR. TIMO MIETTINEN | | Management | | For | | For | | |
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| 13 | | RESOLUTION ON THE NUMBER OF AUDITORS: ONE (1) | | Management | | For | | For | | |
| | | | | |
| 14 | | RESOLUTION ON THE REMUNERATION OF THE AUDITOR | | Management | | For | | For | | |
| | | | | |
| 15 | | ELECTION OF THE AUDITOR: KPMG OY AB HAS NOTIFIED OF THE APPOINTMENT OF MR. PETRI KETTUNEN, APA, AS PRINCIPALLY RESPONSIBLE AUDITOR OF THE COMPANY | | Management | | For | | For | | |
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| 16 | | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | | Management | | For | | For | | |
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| 17 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| VINDA INTERNATIONAL HOLDINGS LTD |
| | | |
| Security | | G9361V108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Apr-2016 |
| ISIN | | KYG9361V1086 | | Agenda | | 706743893 - Management |
| Record Date | | 05-Apr-2016 | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 05-Apr-2016 |
| SEDOL(s) | | B1Z7648 - B235FQ6 - B45X9K4 - BX1D6V1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 307/ltn20160307023.pdf-and- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 307/ltn20160307025.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A.I | | TO RE-ELECT MS. LI JIELIN AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.AII | | TO RE-ELECT MR. DONG YI PING AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3AIII | | TO RE-ELECT MR. JAN CHRISTER JOHANSSON AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.AIV | | TO RE-ELECT MR. CARL MAGNUS GROTH AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.A.V | | TO RE-ELECT MR. CHIA YEN ON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.AVI | | TO RE-ELECT MR. TSUI KING FAI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3B | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES UP TO 20% | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES UP TO 10% | | Management | | For | | For | | |
| | | | | |
| 7 | | TO AUTHORISE THE DIRECTORS TO ISSUE AND ALLOT THE SHARES REPURCHASED BY THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| PORVAIR PLC |
| | | |
| Security | | G71942109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Apr-2016 |
| ISIN | | GB0006963689 | | Agenda | | 706746863 - Management |
| Record Date | | | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | KINGS LYNN / United Kingdom | | Vote Deadline Date | | 06-Apr-2016 |
| SEDOL(s) | | 0696368 - B02T0R1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE THE COMPANY’S ANNUAL ACCOUNTS AND THE DIRECTORS’ AND AUDITORS REPORTS | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE REMUNERATION REPORT | | Management | | For | | For | | |
| | | | | |
| 3 | | TO DECLARE A FINAL DIVIDEND OF 2.2 PENCE PER ORDINARY SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-ELECT PAUL DEAN AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT CHARLES MATTHEWS AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT DR KRISHNAMURTHY RAJAGOPAL AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-ELECT BEN STOCKS AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-ELECT CHRIS TYLER AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 9 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 10 | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER SECTION 551 OF THE COMPANIES ACT 2006 | | Management | | For | | For | | |
| | | | | |
| 11 | | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UNDER SECTION 570 OF THE COMPANIES ACT 2006 | | Management | | For | | For | | |
| | | | | |
| 12 | | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | | Management | | For | | For | | |
| | | | | |
| 13 | | TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | | |
| | | | | | |
| CLOETTA AB, LJUNGSBRO |
| | | |
| Security | | W2397U105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Apr-2016 |
| ISIN | | SE0002626861 | | Agenda | | 706754478 - Management |
| Record Date | | 06-Apr-2016 | | Holding Recon Date | | 06-Apr-2016 |
| City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 01-Apr-2016 |
| SEDOL(s) | | B3K5QQ3 - B57HV05 - B64G362 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF THE CHAIRMAN OF THE MEETING : LAWYER WILHELM LUNING | | Non-Voting | | | | | | |
| | | | | |
| 3 | | DRAWING UP AND APPROVAL OF VOTING LIST | | Non-Voting | | | | | | |
| | | | | |
| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 5 | | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES | | Non-Voting | | | | | | |
| | | | | |
| 6 | | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
| | | | | |
| 7 | | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR’S REPORT, AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE CONSOLIDATED AUDIT REPORT, FOR THE-FINANCIAL YEAR 1 JANUARY - 31 DECEMBER 2015 | | Non-Voting | | | | | | |
| | | | | |
| 8 | | REPORT BY THE CHAIRMAN OF THE BOARD ON THE WORK OF THE BOARD | | Non-Voting | | | | | | |
| | | | | |
| 9 | | PRESENTATION BY THE PRESIDENT | | Non-Voting | | | | | | |
| | | | | |
| 10 | | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | | Management | | For | | | | For |
| | | | | |
| 11 | | RESOLUTION ON DISPOSITION OF THE COMPANY’S EARNINGS ACCORDING TO THE APPROVED BALANCE SHEET, AND RECORD DAY FOR ANY DIVIDEND : SEK 0.50 PER SHARE | | Management | | For | | | | For |
| | | | | |
| 12 | | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTORS AND THE PRESIDENT | | Management | | For | | | | For |
| | | | | |
| 13 | | THE BOARD SHALL CONSIST OF SEVEN MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING WITH NO DEPUTIES. ADRIAAN NUHN, LOTTIE KNUTSON, MIKAEL SVENFELT AND MIKAEL NORMAN SHALL BE RE-ELECTED AS BOARD MEMBERS. LILIAN FOSSUM BINER, CAMILLA SVENFELT AND HANS PORAT SHALL BE ELECTED NEW BOARD MEMBERS. LILIAN FOSSUM BINER SHALL BE ELECTED AS CHAIRMAN OF THE BOARD. THE REGISTERED AUDITING COMPANY KPMG AB SHALL BE RE-ELECTED AS AUDITOR UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | | Management | | For | | | | For |
| | | | | |
| 14 | | PROPOSAL REGARDING RULES FOR THE NOMINATION COMMITTEE | | Management | | For | | | | For |
| | | | | |
| 15 | | PROPOSAL REGARDING GUIDELINES FOR REMUNERATION TO THE EXECUTIVE MANAGEMENT | | Management | | For | | | | For |
| | | | | |
| 16 | | PROPOSAL REGARDING LONG TERM SHARE BASED INCENTIVE PLAN (LTI 2016) | | Management | | For | | | | For |
| | | | | |
| 17 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 11 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2 AND 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| MEKONOMEN AB, SOGELTORP |
| | | |
| Security | | W5615X116 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Apr-2016 |
| ISIN | | SE0002110064 | | Agenda | | 706758414 - Management |
| Record Date | | 06-Apr-2016 | | Holding Recon Date | | 06-Apr-2016 |
| City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 01-Apr-2016 |
| SEDOL(s) | | B23PWD2 - B295SM7 - B3BJ2B1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECTION OF CHAIRMAN TO PRESIDE OVER THE ANNUAL GENERAL MEETING: KENNETH- BENGTSSON | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PREPARATION AND APPROVAL OF THE VOTING LIST | | Non-Voting | | | | | | |
| | | | | |
| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
| | | | | |
| 5 | | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | | Non-Voting | | | | | | |
| | | | | |
| 6 | | DECISION AS TO WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
| | | | | |
| 7 | | PRESENTATION OF THE ANNUAL REPORT, THE AUDITORS’ REPORT, THE CONSOLIDATED- ACCOUNTS AND THE AUDITORS’ REPORT ON THE CONSOLIDATED ACCOUNTS FOR THE GROUP-AND STATEMENT FROM THE AUDITOR ON THE AUDITING WORK | | Non-Voting | | | | | | |
| | | | | | | | | | |
| 8 | | ADDRESS BY THE CEO AND QUESTIONS FROM SHAREHOLDERS | | Non-Voting | | | | | | |
| | | | | |
| 9 | | DECISION CONCERNING ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND THE BALANCE SHEET, THE CONSOLIDATED PROFIT AND LOSS ACCOUNT AND THE CONSOLIDATED BALANCE SHEET | | Management | | For | | For | | |
| | | | | |
| 10 | | DECISION CONCERNING ALLOCATION OF THE PROFIT IN ACCORDANCE WITH THE APPROVED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 7.00 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 11 | | DECISION ON DISCHARGE FROM LIABILITY OF THE DIRECTORS OF THE BOARD AND THE CEO | | Management | | For | | For | | |
| | | | | |
| 12 | | PRESENTATION OF THE NOMINATING COMMITTEE’S PROPOSALS | | Non-Voting | | | | | | |
| | | | | |
| 13 | | DETERMINATION OF THE NUMBER OF DIRECTORS OF THE BOARD AND DEPUTIES OF THE BOARD TO BE ELECTED BY THE ANNUAL GENERAL MEETING: SEVEN MEETING-ELECTED DIRECTORS OF THE BOARD AND NO DEPUTY DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 14 | | DETERMINATION OF DIRECTORS’ AND AUDITORS’ FEES | | Management | | For | | For | | |
| | | | | |
| 15 | | ELECTION OF CHAIRMAN OF THE BOARD, OTHER DIRECTORS OF THE BOARD AND DEPUTY DIRECTORS, IF ANY: RE-ELECTION OF DIRECTORS KENNETH BENGTSSON, CAROLINE BERG, KENNY BRACK, MALIN PERSSON, HELENA SKANTORP AND CHRISTER ABERG. NEW-ELECTION OF MIA BRUNELL LIVFORS AS DIRECTOR OF THE BOARD, RE-ELECTION OF KENNETH BENGTSSON AS CHAIRMAN OF THE BOARD | | Management | | For | | For | | |
| | | | | |
| 16 | | ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS AB | | Management | | For | | For | | |
| | | | | |
| 17 | | DETERMINATION OF GUIDELINES FOR APPOINTMENT OF THE NOMINATING COMMITTEE ETC | | Management | | For | | For | | |
| | | | | |
| 18 | | DETERMINATION OF GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES | | Management | | For | | For | | |
| | | | | |
| 19 | | RESOLUTION ON EMPLOYEES’ ACQUISITION OF SHARES IN SUBSIDIARIES | | Management | | For | | For | | |
| | | | | |
| 20 | | RESOLUTION ON AUTHORIZATION OF THE BOARD TO ISSUE NEW SHARES | | Management | | For | | For | | |
| | | | | |
| 21 | | CLOSING OF THE ANNUAL GENERAL MEETING | | Non-Voting | | | | | | |
| | | | | | |
| BORREGAARD ASA, SARPSBORG |
| | | |
| Security | | R1R79W105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Apr-2016 |
| ISIN | | NO0010657505 | | Agenda | | 706813765 - Management |
| Record Date | | 12-Apr-2016 | | Holding Recon Date | | 12-Apr-2016 |
| City / Country | | OSLO / Norway Blocking | | Vote Deadline Date | | 05-Apr-2016 |
| SEDOL(s) | | B41DH71 - B735F61 - B8B6WX9 - B9134C0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | APPROVAL OF THE NOTICE OF THE MEETING, ELECTION OF A CHAIR AND ONE PERSON TO SIGN THE MINUTES | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF THE 2015 FINANCIAL STATEMENT OF BORREGAARD ASA AND THE GROUP AND THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, INCLUDING THE BOARDS PROPOSAL OF A DIVIDEND FOR 2015 OF NOK 1.50 PER SHARE, EXCEPT FOR THE SHARES OWNED BY THE GROUP | | Management | | For | | For | | |
| | | | | |
| 3.1 | | BORREGAARDS GUIDELINES FOR REMUNERATION FOR SENIOR MANAGEMENT: REPORT ON THE- GUIDELINES AND THE BOARD OF DIRECTORS STATEMENT REGARDING SALARIES AND OTHER- REMUNERATION FOR SENIOR MANAGEMENT | | Non-Voting | | | | | | |
| | | | | |
| 3.2 | | BORREGAARDS GUIDELINES FOR REMUNERATION FOR SENIOR MANAGEMENT: ADVISORY VOTE ON THE BOARDS GUIDELINES FOR DETERMINATION OF SALARIES FOR SENIOR MANAGEMENT FOR THE FINANCIAL YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 3.3 | | BORREGAARDS GUIDELINES FOR REMUNERATION FOR SENIOR MANAGEMENT: APPROVAL OF THE BOARDS GUIDELINES FOR SHARE-RELATED INCENTIVE PROGRAMMES FOR THE FINANCIAL YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 4 | | REPORT ON THE CORPORATE GOVERNANCE OF THE COMPANY | | Non-Voting | | | | | | |
| | | | | |
| 5 | | PROPOSAL FOR AMENDMENT OF THE ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
| | | | | |
| 6 | | PROPOSAL FOR AN AMENDMENT OF THE INSTRUCTIONS FOR THE NOMINATION COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 7.1 | | AUTHORISATION FOR THE BOARD TO ACQUIRE ITS OWN SHARES: IN ORDER TO FULFIL EXISTING EMPLOYEE INCENTIVE SCHEMES, AND INCENTIVE SCHEMES ADOPTED BY THE GENERAL ASSEMBLY UNDER AGENDA ITEM 3.3 | | Management | | For | | For | | |
| | | | | |
| 7.2 | | AUTHORISATION FOR THE BOARD TO ACQUIRE ITS OWN SHARES: IN ORDER TO ACQUIRE SHARES FOR AMORTISATION | | Management | | For | | For | | |
| | | | | |
| 8.1 | | RE-ELECTION OF CHAIR AND MEMBER OF THE BOARD OF BORREGAARD ASA: JAN A. OKSUM | | Management | | For | | For | | |
| | | | | | | | | | |
| 8.2 | | RE-ELECTION OF CHAIR AND MEMBER OF THE BOARD OF BORREGAARD ASA: TERJE ANDERSEN | | Management | | For | | For | | |
| | | | | |
| 8.3 | | RE-ELECTION OF CHAIR AND MEMBER OF THE BOARD OF BORREGAARD ASA: KRISTINE RYSSDAL | | Management | | For | | For | | |
| | | | | |
| 8.4 | | RE-ELECTION OF CHAIR AND MEMBER OF THE BOARD OF BORREGAARD ASA: RAGNHILD WIBORG | | Management | | For | | For | | |
| | | | | |
| 8.5 | | NEW ELECTION OF CHAIR AND MEMBER OF THE BOARD OF BORREGAARD ASA: JON ERIK REINHARDSEN | | Management | | For | | For | | |
| | | | | |
| 8.B | | RE- ELECTION OF THE CHAIR OF THE BOARD OF BORREGAARD ASA, JAN A. OKSUM | | Management | | For | | For | | |
| | | | | |
| 9.1 | | RE-ELECTION OF CHAIR AND MEMBER OF THE NOMINATION COMMITTEE: TERJE R. VENOLD | | Management | | For | | For | | |
| | | | | |
| 9.2 | | RE-ELECTION OF CHAIR AND MEMBER OF THE NOMINATION COMMITTEE: MIMI K. BERDAL | | Management | | For | | For | | |
| | | | | |
| 9.3 | | NEW ELECTION OF CHAIR AND MEMBER OF THE NOMINATION COMMITTEE: ERIK MUST | | Management | | For | | For | | |
| | | | | |
| 9.4 | | NEW ELECTION OF CHAIR AND MEMBER OF THE NOMINATION COMMITTEE: RUNE SELMAR | | Management | | For | | For | | |
| | | | | |
| 9.B | | RE-ELECTION OF THE CHAIR OF THE NOMINATION COMMITTEE OF BORREGAARD ASA - TERJE R. VENOLD | | Management | | For | | For | | |
| | | | | |
| 10 | | REMUNERATION OF BOARD MEMBERS, OBSERVERS AND DEPUTIES | | Management | | For | | For | | |
| | | | | |
| 11 | | REMUNERATION FOR MEMBERS OF THE NOMINATION COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 12 | | APPROVAL OF AUDITORS REMUNERATION | | Management | | For | | For | | |
| | | | | |
| CMMT | | 29 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF THE RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| ALPARGATAS SA, SAO PAULO |
| | | |
| Security | | P8511H118 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Apr-2016 |
| ISIN | | BRALPAACNPR7 | | Agenda | | 706820215 - Management |
| Record Date | | | | Holding Recon Date | | 11-Apr-2016 |
| City / Country | | SAO PAULO / Brazil | | Vote Deadline Date | | 06-Apr-2016 |
| SEDOL(s) | | 2051244 - B07C796 - B8JG8C2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 606956 DUE TO CHANGE IN-THE NAMES IN RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEM 3, 4 ONLY. THANK-YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. MEMBERS APPOINTED BY MONORITARY PREFERRED SHARES. PRINCIPAL MEMBER: JOAO JOSE OLIVEIRA DE ARAUJO. SUBSTITUTE MEMBER: LUIZ FONSECA DE SOUZA MEIRELLES FILHO | | Shareholder | | Against | | For | | |
| | | | | |
| 4 | | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO ELECT THE MEMBERS OF THE FISCAL COUNCIL. MEMBERS APPOINTED BY MYNORITARY PREFERRED SHARES. PRINCIPAL MEMBER: JORGE MICHEL LEPELTIER. SUBSTITUTE MEMBER: FABIO GALLO GARCIA | | Shareholder | | Against | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT PREFERENCE SHAREHOLDERS CAN SUBMIT A MEMBER FROM THE-CANDIDATES LIST ONCE THEY HAVE BEEN ELECTED OR ALTERNATIVELY A CANDIDATE-OUTSIDE OF THE OFFICIAL LIST, HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE-PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST-CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF-INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE’S NAME,-YOUR VOTE WILL BE PROCESSED IN FAVOR OR AGAINST OF THE DEFAULT COMPANY’S-CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| KAS BANK N.V., AMSTERDAM |
| | | |
| Security | | N47927145 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| ISIN | | NL0000362648 | | Agenda | | 706754163 - Management |
| Record Date | | 23-Mar-2016 | | Holding Recon Date | | 23-Mar-2016 |
| City / Country | | AMSTERDAM / Netherlands | | Vote Deadline Date | | 12-Apr-2016 |
| SEDOL(s) | | 5784536 - B03NNL7 - B10RB37 - B1HK7Q4 - B28JQY8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | OPENING | | Non-Voting | | | | | | |
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| 2 | | REPORT OF THE MANAGING BOARD ON 2015 | | Non-Voting | | | | | | |
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| 3 | | REMUNERATION IN THE FINANCIAL YEAR 2015 | | Non-Voting | | | | | | |
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| 4 | | ADOPTION OF THE 2015 FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 5 | | ADOPTION OF THE DIVIDEND FOR 2015: IT IS PROPOSED THAT A DIVIDEND BE DECLARED FOR 2015 OF EUR 0.64 PER ORDINARY SHARE OF EUR 1.00 NOMINAL VALUE. AN AMOUNT OF EUR 0.33 HAS ALREADY BEEN PAID AS INTERIM DIVIDEND FOR 2015, LEAVING A FINAL DIVIDEND FOR 2015 OF EUR 0.31 PER ORDINARY SHARE OF EUR 1.00 NOMINAL VALUE. THE FINAL DIVIDEND FOR 2015 WILL BE PAYABLE IN CASH, NET OF 15% WITHHOLDING TAX, ON 28 APRIL 2016 | | Management | | For | | For | | |
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| 6 | | CORPORATE GOVERNANCE | | Non-Voting | | | | | | |
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| 7 | | RATIFICATION OF THE ACTIONS OF THE MANAGING BOARD | | Management | | For | | For | | |
| | | | | |
| 8 | | RATIFICATION OF THE ACTIONS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 9 | | REMUNERATION OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 10.A | | AUTHORISATION OF THE MANAGING BOARD: ISSUE OF SHARES | | Management | | For | | For | | |
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| 10.B | | AUTHORISATION OF THE MANAGING BOARD: REPURCHASE OF OWN SHARES | | Management | | For | | For | | |
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| 11 | | ANY OTHER BUSINESS | | Non-Voting | | | | | | |
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| 12 | | ADJOURNMENT | | Non-Voting | | | | | | |
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| STHREE PLC, LONDON |
| | | |
| Security | | G8499E103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| ISIN | | GB00B0KM9T71 | | Agenda | | 706661281 - Management |
| Record Date | | | | Holding Recon Date | | 19-Apr-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 13-Apr-2016 |
| SEDOL(s) | | B0KM9T7 - B0RF7Z1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE THE AUDITED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30 NOVEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO APPROVE THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 30 NOVEMBER 2015 | | Management | | For | | For | | |
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| 3 | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 30 NOVEMBER 2015 | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT CLAY BRENDISH AS A DIRECTOR | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT GARY ELDEN AS A DIRECTOR | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT ALEX SMITH AS A DIRECTOR | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT JUSTIN HIGHES AS A DIRECTOR | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT STEVE QUINN AS A DIRECTOR | | Management | | For | | For | | |
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| 9 | | TO RE-ELECT TONY WARD AS A DIRECTOR | | Management | | For | | For | | |
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| 10 | | TO RE-ELECT NADHIM ZAHAWI AS A DIRECTOR | | Management | | For | | For | | |
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| 11 | | TO RE-ELECT FIONA MACLEOD AS A DIRECTOR | | Management | | For | | For | | |
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| 12 | | TO ELECT ANNE FAHY AS A DIRECTOR | | Management | | For | | For | | |
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| 13 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | | Management | | For | | For | | |
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| 14 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | | Management | | For | | For | | |
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| 15 | | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | | Management | | For | | For | | |
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| 16 | | TO APPROVE OFFERS OF MINORITY INTERESTS IN CERTAIN SUBSIDIARIES OF THE COMPANY | | Management | | For | | For | | |
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| 17 | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | | Management | | For | | For | | |
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| 18 | | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 DAYS’ NOTICE | | Management | | For | | For | | |
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| 19 | | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | | Management | | For | | For | | |
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| 20 | | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | | Management | | For | | For | | |
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| 21 | | TO AUTHORISE THE COMPANY LONG TERM INCENTIVE PLAN | | Management | | For | | For | | |
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| 22 | | TO AUTHORISE A US EMPLOYEE STOCK PURCHASE PLAN | | Management | | For | | For | | |
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| CMMT | | 03 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| DALIAN REFRIGERATION CO LTD, DALIAN |
| | | |
| Security | | Y1964W104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| ISIN | | CNE000000VH7 | | Agenda | | 706839341 - Management |
| Record Date | | 13-Apr-2016 | | Holding Recon Date | | 13-Apr-2016 |
| City / Country | | LIAONING / China | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | 6106979 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | 2015 WORK REPORT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 2 | | 2015 WORK REPORT OF THE SUPERVISORY COMMITTEE | | Management | | For | | For | | |
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| 3 | | 2015 FINANCIAL RESOLUTION REPORT | | Management | | For | | For | | |
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| 4 | | 2015 PROFIT DISTRIBUTION PLAN: THE DETAILED PROFIT DISTRIBUTION PLAN ARE AS FOLLOWS: 1) CASH DIVIDEND/10 SHARES (TAX INCLUDED):CNY 1.00000000 2) BONUS ISSUE FROM PROFIT (SHARE/10 SHARES):NONE 3) BONUS ISSUE FROM CAPITAL RESERVE (SHARE/10 SHARES):5.000000 | | Management | | For | | For | | |
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| 5 | | 2015 ANNUAL REPORT | | Management | | For | | For | | |
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| 6 | | MANDATE TO THE CHAIRMAN OF THE BOARD AND MANAGEMENT TO APPLY FOR BANK CREDIT LINE AND LOAN QUOTA IN 2016 | | Management | | For | | For | | |
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| 7 | | 2016 CONTINUING CONNECTED TRANSACTIONS ESTIMATE | | Management | | For | | For | | |
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| 8 | | APPOINTMENT OF 2016 AUDIT FIRM | | Management | | For | | For | | |
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| 9 | | AMENDMENTS TO THE COMPANY’S RULES OF PROCEDURES GOVERNING SHAREHOLDERS’ GENERAL MEETINGS | | Management | | For | | For | | |
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| 10 | | EXTENSION OF THE VALID PERIOD FOR THE RESOLUTION ON THE NON-PUBLIC SHARE OFFERING AND THAT FOR THE AUTHORIZATION | | Management | | For | | For | | |
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| SEMPERIT AG HOLDING, WIEN |
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| Security | | A76473122 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-Apr-2016 |
| ISIN | | AT0000785555 | | Agenda | | 706884372 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | VIENNA / Austria | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | 5753514 - 5760280 - 5761551 - B05MDB2 - B28LS48 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 606315 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Non-Voting | | | | | | |
| | | | | |
| 2 | | APPROVE ALLOCATION OF INCOME OF EUR 1.20 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVE DISCHARGE OF MANAGEMENT BOARD | | Management | | For | | For | | |
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| 4 | | APPROVE DISCHARGE OF SUPERVISORY BOARD | | Management | | For | | For | | |
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| 5 | | RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL 2016 | | Management | | For | | For | | |
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| 6.A | | REELECT ANDREAS SCHMIDRADNER AS SUPERVISORY BOARD MEMBER | | Management | | For | | For | | |
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| 6.B | | ELECT STEPHAN TANDA AS SUPERVISORY BOARD MEMBER | | Management | | For | | For | | |
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| 7 | | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | | Management | | For | | For | | |
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| 8 | | APPROVE CREATION OF EUR 10.7 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | | Management | | For | | For | | |
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| 9.A | | APPROVE ISSUANCE OF CONVERTIBLE BONDS WITH PRE-EMPTIVE RIGHTS | | Management | | For | | For | | |
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| 9.B | | AUTHORIZE CREATION OF 10.7 MILLION POOL OF CONDITIONAL CAPITAL WITH PRE-EMPTIVE RIGHTS TO COVER ISSUANCES OF CONVERTIBLE BONDS UNDER THE AUTHORIZATION IN ITEM 9A | | Management | | For | | For | | |
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| 10.A | | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | | Management | | For | | For | | |
| | | | | |
| 10.B | | AUTHORIZE REISSUANCE OF REPURCHASED SHARES | | Management | | For | | For | | |
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| 11 | | AMEND ARTICLES RE: CORPORATE PURPOSE, NOMINATION OF MANAGEMENT BOARD MEMBERS, REMUNERATION OF SUPERVISORY BOARD, PARTICIPATION AT GENERAL MEETING, SUBMISSION OF CORPORATE GOVERNANCE REPORT | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE THAT THE MEETING HAS BEEN SET UP USING THE RECORD DATE 15 APR-2016 WHICH AT THIS TIME WE ARE UNABLE TO SYSTEMATICALLY UPDATE. THE TRUE-RECORD DATE FOR THIS MEETING IS 16 APR 2016. THANK YOU | | Non-Voting | | | | | | |
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| DRAEGERWERK AG & CO. KGAA, LUEBECK |
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| Security | | D22938118 | | Meeting Type | | Special General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Apr-2016 |
| ISIN | | DE0005550636 | | Agenda | | 706827752 - Management |
| Record Date | | 05-Apr-2016 | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | LUEBECK / Germany | | Vote Deadline Date | | 19-Apr-2016 |
| SEDOL(s) | | 4280303 - 5169218 - B28GTT5 - B3BGZ13 - BJ04VY5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 0 | | PLEASE NOTE THAT THIS IS A SPECIAL MEETING FOR PREFERENCE SHAREHOLDERS ONLY.-THANK YOU | | Non-Voting | | | | | | |
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| 0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 06 APR 2016,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | | Non-Voting | | | | | | |
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| 0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | | Non-Voting | | | | | | |
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| 1. | | APPROVE CREATION OF EUR 11.4 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS | | Management | | For | | For | | |
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| GERRESHEIMER AG, DUESSELDORF |
| | | |
| Security | | D2852S109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | DE000A0LD6E6 | | Agenda | | 706802990 - Management |
| Record Date | | 06-Apr-2016 | | Holding Recon Date | | 06-Apr-2016 |
| City / Country | | DUESSELDORF / Germany | | Vote Deadline Date | | 20-Apr-2016 |
| SEDOL(s) | | B1Y47Y7 - B28HCB1 - B2QRNR6 - BHZLHX8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | | Non-Voting | | | | | | |
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| 0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 07.APR.16, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | | Non-Voting | | | | | | |
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| 0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | | Non-Voting | | | | | | |
| | | | | |
| 1. | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | | Non-Voting | | | | | | |
| | | | | |
| 2. | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.85 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2015 | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2015 | | Management | | For | | For | | |
| | | | | |
| 5. | | RATIFY DELOITTE AND TOUCHE GMBH AS AUDITORS FOR FISCAL 2016 | | Management | | For | | For | | |
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| PT BANK BUKOPIN TBK, JAKARTA |
| | | |
| Security | | Y7125R108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | ID1000103609 | | Agenda | | 706880754 - Management |
| Record Date | | 05-Apr-2016 | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | B18THH1 - B72S163 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | | Management | | For | | For | | |
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| 2 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF BONUS FOR DIRECTORS AND COMMISSIONER | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL ON AMENDMENT OF COMPANY’S PENSION FUND | | Management | | For | | For | | |
| | | | | |
| 7 | | REPORT ON FUND UTILIZATION OF SUSTAINABLE SUBORDINATION BONDS II PHASE 1 YEAR 2015 | | Management | | For | | For | | |
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| PT BANK BUKOPIN TBK, JAKARTA |
| | | |
| Security | | Y7125R108 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | ID1000103609 | | Agenda | | 706884649 - Management |
| Record Date | | 05-Apr-2016 | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | B18THH1 - B72S163 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL TO INCREASE COMPANY’S CAPITAL THROUGH PRE-EMPTIVE RIGHTS | | Management | | Against | | Against | | |
| | | | | |
| 2 | | APPROVAL ON RESTRUCTURING OF BOARD OF COMMISSIONER | | Management | | For | | For | | |
| | | | | | |
| SUPER GROUP LTD, SINGAPORE |
| | | |
| Security | | Y8309M105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | SG0569007446 | | Agenda | | 706919567 - Management |
| Record Date | | | | Holding Recon Date | | 26-Apr-2016 |
| City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | 6838669 - B05PNB1 - B5LKY78 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND ADOPT THE DIRECTORS’ STATEMENT AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 TOGETHER WITH THE AUDITORS’ REPORT THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A 2ND AND FINAL DIVIDEND OF 1.2 CENTS PER ORDINARY SHARE (TAX-EXEMPT, 1 - TIER) FOR THE YEAR ENDED 31 DECEMBER 2015 (2014:2.1 CENTS PER ORDINARY SHARE (TAX- EXEMPT, 1 -TIER)) | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING BY ROTATION PURSUANT TO ARTICLE 88 OF THE COMPANY’S CONSTITUTION: MR TE KOK CHIEW | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY RETIRING BY ROTATION PURSUANT TO ARTICLE 88 OF THE COMPANY’S CONSTITUTION: MR CHARLES K LI @ LI KANG | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-APPOINT THE FOLLOWING DIRECTOR UNDER ARTICLE 92 OF THE COMPANY’S CONSTITUTION, WHO WERE PREVIOUSLY RE- APPOINTED TO HOLD OFFICE UNTIL THIS ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT (CAP 50), WHICH WAS IN FORCE IMMEDIATELY BEFORE 3 JANUARY 2016: MR GOH BOON KOK | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-APPOINT THE FOLLOWING DIRECTOR UNDER ARTICLE 92 OF THE COMPANY’S CONSTITUTION, WHO WERE PREVIOUSLY RE- APPOINTED TO HOLD OFFICE UNTIL THIS ANNUAL GENERAL MEETING PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT (CAP 50), WHICH WAS IN FORCE IMMEDIATELY BEFORE 3 JANUARY 2016: MR CHANDRA DAS S/O RAJA GOPAL SITARAM | | Management | | For | | For | | |
| | | | | | | | | | |
| 7 | | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES OF SGD 510,000 FOR THE YEAR ENDED 31 DECEMBER 2015 (2014: SGD 580,000) | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-APPOINT MESSRS KPMG LLP AS EXTERNAL AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 9 | | AUTHORITY TO ISSUE NEW SHARES | | Management | | Against | | Against | | |
| | | | | |
| 10 | | AUTHORITY TO ISSUE SHARES UNDER THE SUPER GROUP SHARE AWARD SCHEME | | Management | | Against | | Against | | |
| | | | | |
| 11 | | RENEWAL OF SHARE PURCHASE MANDATE | | Management | | Against | | Against | | |
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| GENOMMA LAB INTERNACIONAL SAB DE CV |
| | | |
| Security | | P48318102 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | MX01LA010006 | | Agenda | | 706927677 - Management |
| Record Date | | 20-Apr-2016 | | Holding Recon Date | | 20-Apr-2016 |
| City / Country | | MEXICO CITY / Mexico | | Vote Deadline Date | | 22-Apr-2016 |
| SEDOL(s) | | B3B1C73 - B3B3RS5 - B7JQ3J7 - BHZLL58 - BSS6KJ4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| I | | PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORTS THAT ARE REFERRED TO IN PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, INCLUDING THE PRESENTATION OF THE AUDITED ANNUAL FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015. PRESENTATION OF THE REPORT REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY IN ACCORDANCE WITH THE APPLICABLE LEGAL PROVISIONS. ALLOCATION OF RESULTS. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| II | | RESIGNATION, DESIGNATION AND OR RATIFICATION OF MEMBERS OF THE BOARD OF DIRECTORS, SECRETARIES AND CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| III | | DETERMINATION OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS, SECRETARIES AND MEMBERS OF THE COMMITTEES OF THE COMPANY. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| IV | | THE REPORT REGARDING THE PROCEDURES AND RESOLUTIONS RELATED TO SHARE BUYBACKS AND THE PLACEMENT OF THOSE SHARES. DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS, UNDER THE TERMS OF THAT WHICH IS PROVIDED FOR IN PART IV OF ARTICLE 56 OF THE SECURITIES MARKET LAW. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| V | | DESIGNATION OF SPECIAL DELEGATES WHO WILL FORMALIZE AND CARRY OUT THE RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING | | Management | | For | | For | | |
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| MANDARIN ORIENTAL INTERNATIONAL LTD, HAMILTON |
| | | |
| Security | | G57848106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 04-May-2016 |
| ISIN | | BMG578481068 | | Agenda | | 706887582 - Management |
| Record Date | | | | Holding Recon Date | | 02-May-2016 |
| City / Country | | HAMILTON / Bermuda | | Vote Deadline Date | | 27-Apr-2016 |
| SEDOL(s) | | 0561563 - 0561585 - 0564647 - 2841616 - 6560694 - 6560713 - 6560757 - B02V2Q0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31ST DECEMBER 2015, AND TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
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| 2 | | TO RE-ELECT STUART DICKIE AS A DIRECTOR | | Management | | For | | For | | |
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| 3 | | TO RE-ELECT LORD LEACH OF FAIR FORD AS A DIRECTOR | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT A.J.L. NIGHTINGALE AS A DIRECTOR | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT JEREMY PARR AS A DIRECTOR | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT LORD POWELL OF BAYSWATER AS A DIRECTOR | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT JAMES RILEY AS A DIRECTOR | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT LORD SASSOON AS A DIRECTOR | | Management | | For | | For | | |
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| 9 | | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 10 | | THAT, A. THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD20.9 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED, AND, B. THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH A, OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE, OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY’S SHARE BASED LONG TERM INCENTIVE PLANS, SHALL NOT EXCEED USD3.1 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | | Management | | Against | | Against | | |
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| CMMT | | 13 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD-DATE AND CHANGE IN BLOCKING. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | | Non-Voting | | | | | | |
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| BBA AVIATION PLC, LONDON |
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| Security | | G08932165 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-May-2016 |
| ISIN | | GB00B1FP8915 | | Agenda | | 706812369 - Management |
| Record Date | | | | Holding Recon Date | | 04-May-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | B1FP891 - B1HMDZ1 - B288KL0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND ADOPT THE 2015 ANNUAL REPORT AND ACCOUNTS | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
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| 3 | | TO ELECT PETER EDWARDS AS A DIRECTOR | | Management | | For | | For | | |
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| 4 | | TO ELECT PETER VENTRESS AS A DIRECTOR | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT SIR NIGEL RUDD AS A DIRECTOR | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT WAYNE EDMUNDS AS A DIRECTOR | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT SUSAN KILSBY AS A DIRECTOR | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT MIKE POWELL AS A DIRECTOR | | Management | | For | | For | | |
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| 9 | | TO RE-ELECT SIMON PRYCE AS A DIRECTOR | | Management | | For | | For | | |
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| 10 | | TO RE-ELECT PETER RATCLIFFE AS A DIRECTOR | | Management | | For | | For | | |
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| 11 | | TO RE-APPOINT DELOITTE LLP AS AUDITOR | | Management | | For | | For | | |
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| 12 | | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | | Management | | For | | For | | |
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| 13 | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | | Management | | For | | For | | |
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| 14 | | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT RELEVANT SECURITIES | | Management | | For | | For | | |
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| 15 | | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | | Management | | For | | For | | |
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| 16 | | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ORDINARY SHARES | | Management | | For | | For | | |
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| 17 | | TO APPROVE THE SHORT NOTICE PERIOD FOR CERTAIN GENERAL MEETINGS | | Management | | For | | For | | |
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| CEGID GROUP, LYON |
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| Security | | F14574101 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-May-2016 |
| ISIN | | FR0000124703 | | Agenda | | 706873204 - Management |
| Record Date | | 03-May-2016 | | Holding Recon Date | | 03-May-2016 |
| City / Country | | LYON / France | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | 4161925 - 5942903 - 7743728 - B1C9T93 - B28FMJ3 - B3BJNL8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 22 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK”- https://balo.journal- officiel.gouv.fr/pdf/2016/0401/201604011601095.pdf.- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0422/201604221601518.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS-DISCHARGE TO BE GIVEN TO THE DIRECTORS | | Management | | For | | For | | |
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| 2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 3 | | APPROVAL OF AGREEMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
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| 4 | | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND: EUR 1.25 PER SHARE | | Management | | For | | For | | |
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| 5 | | SETTING THE AMOUNT OF ATTENDANCE FEES TO BE ALLOCATED TO THE DIRECTORS FOR THE CURRENT FINANCIAL YEAR | | Management | | For | | For | | |
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| 6 | | RENEWAL OF THE TERM OF MR JEAN-MICHEL AULAS AS DIRECTOR | | Management | | For | | For | | |
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| 7 | | RENEWAL OF THE TERM OF THE COMPANY ICMI AS DIRECTOR, REPRESENTED BY MR PATRICK BERTRAND | | Management | | For | | For | | |
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| 8 | | RENEWAL OF TERM OF MS ELISABETH THION AS DIRECTOR | | Management | | For | | For | | |
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| 9 | | RENEWAL OF THE TERM OF MR FRANKLIN DEVAUX AS DIRECTOR | | Management | | For | | For | | |
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| 10 | | RENEWAL OF THE TERM OF MR JEAN-LUC LENART AS DIRECTOR | | Management | | For | | For | | |
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| 11 | | RENEWAL OF THE TERM OF MAZARS AS STATUTORY AUDITOR | | Management | | For | | For | | |
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| 12 | | APPOINTMENT OF MR GILLES RAINAUT AS DEPUTY STATUTORY AUDITOR TO MR PIERRE SARDET | | Management | | For | | For | | |
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| 13 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| CEGID GROUP, LYON |
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| Security | | F14574101 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-May-2016 |
| ISIN | | FR0000124703 | | Agenda | | 706873355 - Management |
| Record Date | | 03-May-2016 | | Holding Recon Date | | 03-May-2016 |
| City / Country | | LYON / France | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | 4161925 - 5942903 - 7743728 - B1C9T93 - B28FMJ3 - B3BJNL8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 22 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK”- https://balo.journal-officiel.gouv.fr/pdf/2016/0401/201604011601095.pdf.- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal-officiel.gouv.fr/pdf/2016/0422/201604221601518.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES WITH RETENTION OF THE SHAREHOLDERS’ PREEMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
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| 2 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS OR PREMIUMS | | Management | | For | | For | | |
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| 3 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SECURITIES WITH CANCELLATION OF THE SHAREHOLDERS’ PREEMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
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| 4 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT ISSUED IN THE EVENT OF OVERSUBSCRIPTION | | Management | | For | | For | | |
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| 5 | | AUTHORISATION TO CARRY OUT THE ISSUANCE OF SHARES, SECURITIES OR TRANSFERABLE SECURITIES BY FREELY SETTING THE ISSUANCE PRICE | | Management | | For | | For | | |
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| 6 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH INCREASING THE CAPITAL BY UP TO 10%, IN ORDER TO REMUNERATE IN-KIND CONTRIBUTIONS | | Management | | For | | For | | |
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| 7 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE UPON THE ISSUANCE OF SHARE SUBSCRIPTION WARRANTS TO BE FREELY ALLOCATED TO COMPANY SHAREHOLDERS | | Management | | For | | For | | |
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| 8 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO USE DELEGATIONS OF AUTHORITY TO INCREASE AND REDUCE SHARE CAPITAL DURING A PUBLIC OFFER PERIOD TARGETING COMPANY SECURITIES | | Management | | For | | For | | |
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| 9 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH INCREASING THE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR EMPLOYEES ADHERING TO A COMPANY SAVINGS PLAN PURSUANT TO THE PROVISIONS IN THE FRENCH COMMERCIAL CODE AND IN ARTICLES L.3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WITH CANCELLATION OF THE SHAREHOLDERS’ PREEMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
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| 10 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, SUBJECT TO APPROVAL BY THE PRESENT EXTRAORDINARY GENERAL MEETING, TO USE THE DELEGATIONS OF AUTHORITY CITED IN THE THIRD, FOURTH AND FIFTH RESOLUTIONS OF THE PRESENT EXTRAORDINARY GENERAL MEETING IN ORDER TO PROCEED WITH ISSUING ONE OR MORE EQUITY SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT, THROUGH A PRIVATE PLACEMENT, UNDER THE CONDITIONS OF ARTICLE L.225-136 OF THE FRENCH COMMERCIAL CODE AND PURSUANT TO SECTION II OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | | Management | | For | | For | | |
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| 11 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO USE THE SHARES ACQUIRED THROUGH THE SHARE BUYBACK PROGRAMME | | Management | | For | | For | | |
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| 12 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| BIOGAIA AB, STOCKHOLM |
| | | |
| Security | | W16746153 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-May-2016 |
| ISIN | | SE0000470395 | | Agenda | | 706887354 - Management |
| Record Date | | 03-May-2016 | | Holding Recon Date | | 03-May-2016 |
| City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 28-Apr-2016 |
| SEDOL(s) | | 5473124 - 5482153 - B28FGL3 - B56B9W6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
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| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
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| 2 | | ELECTION OF THE CHAIRMAN OF THE MEETING: ATTORNEY ERIK SJOMAN | | Non-Voting | | | | | | |
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| 3 | | DRAWING UP AND APPROVAL OF THE VOTING LIST | | Non-Voting | | | | | | |
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| 4 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | |
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| 5 | | ELECTION OF ONE OR TWO PERSONS TO ATTEST THE MINUTES OF THE MEETING | | Non-Voting | | | | | | |
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| 6 | | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | |
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| 7 | | ADDRESS BY THE GROUP PRESIDENT AND THE MANAGING DIRECTOR | | Non-Voting | | | | | | |
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| 8 | | PRESENTATION OF THE ANNUAL REPORT, THE AUDIT REPORT, THE CONSOLIDATED-FINANCIAL STATEMENTS AND CONSOLIDATED AUDIT REPORT | | Non-Voting | | | | | | |
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| 9.A | | RESOLUTION REGARDING: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND BALANCE SHEET | | Management | | For | | For | | |
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| 9.B | | RESOLUTION REGARDING: APPROPRIATION OF THE COMPANY’S EARNINGS ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSE THAT THE SHAREHOLDERS BE PAID A DIVIDEND OF SEK 5 PER SHARE, WITH THE RECORD DATE ON 12 MAY 2016. DIVIDENDS ARE EXPECTED TO BE DISBURSED BY EUROCLEAR SWEDEN AB ON 17 MAY 2016. IN VIEW OF THE PROPOSED DIVIDEND, THE BOARD HAS ISSUED A SEPARATE STATEMENT IN ACCORDANCE WITH CHAPTER 18,SECTION 4, OF THE SWEDISH COMPANIES ACT | | Management | | For | | For | | |
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| 9.C | | RESOLUTION REGARDING: DISCHARGE FROM LIABILITY FOR THE BOARD OF DIRECTORS AND THE PRESIDENT | | Management | | For | | For | | |
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| 10 | | RESOLUTION REGARDING THE NUMBER OF BOARD MEMBERS: EIGHT (8) REGULAR BOARD MEMBERS WITH NO (0) DEPUTIES | | Management | | For | | For | | |
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| 11 | | DETERMINATION OF FEES TO BE PAID TO THE BOARD OF DIRECTORS AND AUDITORS | | Management | | For | | For | | |
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| 12.A | | ELECTION OF BOARD MEMBER: DAVID DANGOOR | | Management | | For | | For | | |
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| 12.B | | ELECTION OF BOARD MEMBER: JAN ANNWALL | | Management | | For | | For | | |
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| 12.C | | ELECTION OF BOARD MEMBER: EWA BJORLING | | Management | | For | | For | | |
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| 12.D | | ELECTION OF BOARD MEMBER: STEFAN ELVING | | Management | | For | | For | | |
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| 12.E | | ELECTION OF BOARD MEMBER: INGER HOLMSTROM | | Management | | For | | For | | |
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| 12.F | | ELECTION OF BOARD MEMBER: ANTHON JAHRESKOG | | Management | | For | | For | | |
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| 12.G | | ELECTION OF BOARD MEMBER: BRIT STAKSTON | | Management | | For | | For | | |
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| 12.H | | ELECTION OF BOARD MEMBER: PAULA ZEILON | | Management | | For | | For | | |
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| 13 | | REELECTION OF THE BOARD CHAIRMAN: DAVID DANGOOR | | Management | | For | | For | | |
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| 14 | | ELECTION OF AUDITOR: DELOITTE AB | | Management | | For | | For | | |
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| 15 | | RESOLUTION REGARDING THE NOMINATING COMMITTEE | | Management | | For | | For | | |
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| 16 | | THE BOARD’S PROPOSAL FOR RESOLUTION REGARDING PRINCIPLES FOR REMUNERATION TO SENIOR EXECUTIVES | | Management | | For | | For | | |
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| 17 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| GRAFTON GROUP PLC |
| | | |
| Security | | G4035Q189 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-May-2016 |
| ISIN | | IE00B00MZ448 | | Agenda | | 706911129 - Management |
| Record Date | | 06-May-2016 | | Holding Recon Date | | 06-May-2016 |
| City / Country | | DUBLIN / Ireland | | Vote Deadline Date | | 04-May-2016 |
| SEDOL(s) | | B00MZ44 - B00NKF3 - B031XW2 - B1GF782 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2.A | | TO RE-ELECT MR. MICHAEL CHADWICK AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.B | | TO RE-ELECT MR. CHARLES M. FISHER AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.C | | TO RE-ELECT MR. RODERICK RYAN AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.D | | TO RE-ELECT MR. FRANK VAN ZANTEN AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.E | | TO RE-ELECT MR. PAUL HAMPDEN SMITH AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.F | | TO RE-ELECT MR. MICHAEL RONEY AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.G | | TO RE-ELECT MR. DAVID ARNOLD AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.H | | TO RE-ELECT MR. GAVIN SLARK AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 3 | | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RECEIVE AND CONSIDER THE CHAIRMAN’S ANNUAL STATEMENT AND THE ANNUAL REPORT ON REMUNERATION OF THE REMUNERATION COMMITTEE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPROVE THE CONVENING OF AN EXTRAORDINARY GENERAL MEETING ON 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO EMPOWER THE DIRECTORS TO ALLOT SHARES GENERALLY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EMPOWER THE DIRECTORS TO ALLOT SHARES OTHERWISE THAN IN ACCORDANCE WITH STATUTORY PRE-EMPTION RIGHTS | | Management | | For | | For | | |
| | | | | |
| 8 | | TO AUTHORISE MARKET PURCHASES OF THE COMPANY’S OWN SHARES | | Management | | For | | For | | |
| | | | | |
| 9 | | TO DETERMINE THE PRICE RANGE FOR THE RE- ISSUE OF TREASURY SHARES OFF-MARKET | | Management | | For | | For | | |
| | | | | |
| CMMT | | 11 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN-RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| SHAWCOR LTD, TORONTO, ON |
| | | |
| Security | | 820439107 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 11-May-2016 |
| ISIN | | CA8204391079 | | Agenda | | 706896151 - Management |
| Record Date | | 28-Mar-2016 | | Holding Recon Date | | 28-Mar-2016 |
| City / Country | | TORONTO / Canada | | Vote Deadline Date | | 05-May-2016 |
| SEDOL(s) | | B951GC4 - B9L6L39 - B9M2YJ3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION “3” AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS “1.1 TO 1.10 AND 2”. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | ON THE ELECTION OF DIRECTOR: JOHN T. BALDWIN | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ON THE ELECTION OF DIRECTOR: DEREK S. BLACKWOOD | | Management | | For | | For | | |
| | | | | |
| 1.3 | | ON THE ELECTION OF DIRECTOR: JAMES W. DERRICK | | Management | | For | | For | | |
| | | | | |
| 1.4 | | ON THE ELECTION OF DIRECTOR: KEVIN J. FORBES | | Management | | For | | For | | |
| | | | | |
| 1.5 | | ON THE ELECTION OF DIRECTOR: MICHAEL S. HANLEY | | Management | | For | | For | | |
| | | | | |
| 1.6 | | ON THE ELECTION OF DIRECTOR: STEPHEN M. ORR | | Management | | For | | For | | |
| | | | | |
| 1.7 | | ON THE ELECTION OF DIRECTOR: PAMELA S. PIERCE | | Management | | For | | For | | |
| | | | | |
| 1.8 | | ON THE ELECTION OF DIRECTOR: PAUL G. ROBINSON | | Management | | For | | For | | |
| | | | | |
| 1.9 | | ON THE ELECTION OF DIRECTOR: E. CHARLENE VALIQUETTE | | Management | | For | | For | | |
| | | | | |
| 1.10 | | ON THE ELECTION OF DIRECTOR: DONALD M. WISHART | | Management | | For | | For | | |
| | | | | |
| 2 | | ON THE APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 3 | | ON THE AMENDMENT TO THE COMPANY’S EMPLOYEE STOCK OPTION PLAN-2001 | | Management | | For | | For | | |
| | | | | |
| 4 | | VOTE AT THE DISCRETION OF THE PROXY NOMINEE ON ANY AMENDMENTS TO THE FOREGOING AND ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF | | Management | | For | | Against | | |
| | | | | | |
| CORBION NV, AMSTERDAM |
| | | |
| Security | | N2334V109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | NL0010583399 | | Agenda | | 706884411 - Management |
| Record Date | | 14-Apr-2016 | | Holding Recon Date | | 14-Apr-2016 |
| City / Country | | AMSTERDAM / Netherlands | | Vote Deadline Date | | 02-May-2016 |
| SEDOL(s) | | BFRSRR7 - BFRT9T6 - BFWH4R8 - BFXW706 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618956 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTIONS 3, 4.A AND 7. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING-NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING | | Non-Voting | | | | | | |
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| 2 | | REPORT OF THE BOARD OF MANAGEMENT ON FINANCIAL YEAR 2015 / REPORT OF THE- SUPERVISORY BOARD: PRESENTATION, DISCUSSION OF THE REPORT OF THE BOARD OF- MANAGEMENT, DISCUSSION OF THE REPORT OF THE SUPERVISORY BOARD | | Non-Voting | | | | | | |
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| 3 | | IMPLEMENTATION OF THE REMUNERATION POLICY IN 2015 | | Non-Voting | | | | | | |
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| 4.A | | FINANCIAL STATEMENTS 2015: RESERVATION AND DIVIDEND POLICY | | Non-Voting | | | | | | |
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| 4.B | | FINANCIAL STATEMENTS 2015: ADOPTION OF THE FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| 4.C | | FINANCIAL STATEMENTS 2015: DETERMINATION OF THE REGULAR DIVIDEND: EUR 0.43 PER SHARE | | Management | | For | | For | | |
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| 4.D | | FINANCIAL STATEMENTS 2015: DETERMINATION OF THE ADDITIONAL DIVIDEND: EUR 0.42 PER SHARE | | Management | | For | | For | | |
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| 5 | | DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT IN RESPECT OF THEIR MANAGEMENT DUTIES | | Management | | For | | For | | |
| | | | | |
| 6 | | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR SUPERVISORY DUTIES | | Management | | For | | For | | |
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| 7 | | COMPOSITION OF THE SUPERVISORY BOARD: A. RESIGNATION MR. R. PIETERSE | | Non-Voting | | | | | | |
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| 8.A | | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE SHARES: EXTENSION OF THE PERIOD DURING WHICH THE BOARD OF MANAGEMENT IS AUTHORIZED TO ISSUE COMMON SHARES | | Management | | For | | For | | |
| | | | | |
| 8.B | | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE SHARES: EXTENSION OF THE PERIOD DURING WHICH THE BOARD OF MANAGEMENT IS AUTHORIZED TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTIVE RIGHTS WHEN ISSUING COMMON SHARES | | Management | | For | | For | | |
| | | | | |
| 8.C | | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE SHARES: EXTENSION OF THE PERIOD DURING WHICH THE BOARD OF MANAGEMENT IS AUTHORIZED TO ISSUE FINANCING PREFERENCE SHARES | | Management | | For | | For | | |
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| 9 | | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE SHARE CAPITAL OF THE COMPANY ON BEHALF OF THE COMPANY | | Management | | For | | For | | |
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| 10 | | CANCELLATION OF REPURCHASED SHARES TO REDUCE THE ISSUED CAPITAL | | Management | | For | | For | | |
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| 11 | | (RE)APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE FINANCIAL YEAR 2017: KPMG ACCOUNTANTS N.V. | | Management | | For | | For | | |
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| 12 | | ANY OTHER BUSINESS | | Non-Voting | | | | | | |
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| 13 | | CLOSE | | Non-Voting | | | �� | | | |
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| SAFT GROUPE, BAGNOLET |
| | | |
| Security | | F7758P107 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 13-May-2016 |
| ISIN | | FR0010208165 | | Agenda | | 706911143 - Management |
| Record Date | | 10-May-2016 | | Holding Recon Date | | 10-May-2016 |
| City / Country | | PARIS / France | | Vote Deadline Date | | 05-May-2016 |
| SEDOL(s) | | B09YFD0 - B0CL312 - B0VLKJ0 - B28LP36 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 25 APR 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- [https://balo.journal- officiel.gouv.fr/pdf/2016/0408/201604081601182.pdf].- REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2016/0425/201604251601525.pdf. IF- YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| O.3 | | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| O.4 | | DISTRIBUTION OF A DIVIDEND OF 0.51 EUR PER SHARE | | Management | | For | | For | | |
| | | | | |
| O.5 | | OPTION PROPOSED TO SHAREHOLDERS FOR THE PAYMENT OF THE DIVIDEND IN SHARES | | Management | | For | | For | | |
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| O.6 | | DISTRIBUTION OF PART OF THE SHARE PREMIUM OF 0.34 EUR PER SHARE | | Management | | For | | For | | |
| | | | | |
| O.7 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES AS PART OF A LIQUIDITY CONTRACT | | Management | | For | | For | | |
| | | | | |
| O.8 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES OUTSIDE OF THE LIQUIDITY CONTRACT | | Management | | Against | | Against | | |
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| O.9 | | RENEWAL OF THE TERM OF MR YANN DUCHESNE AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| O.10 | | RENEWAL OF THE TERM OF MRS CHARLOTTE GARNIER-PEUGEOT AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| O.11 | | RENEWAL OF THE TERM OF MRS MARIE-CLAIRE DAVEU AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| O.12 | | NOMINATION OF MR NEIL JANIN AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| O.13 | | NOMINATION OF MS NICOLETTA GIADROSSI AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| O.14 | | APPROVAL OF THE REGULATED AGREEMENT CONCLUDED WITH MR GHISLAIN LESCUYER, PRESIDENT OF THE BOARD OF DIRECTORS, PERTAINING TO SEVERANCE PAY | | Management | | For | | For | | |
| | | | | |
| O.15 | | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR GHISLAIN LESCUYER, PRESIDENT OF THE BOARD OF DIRECTORS, DURING THE YEAR ENDED 31 DECEMBER 2015 | | Management | | Against | | Against | | |
| | | | | |
| O.16 | | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR BRUNO DATHIS, PRESIDENT OF THE BOARD OF DIRECTORS, DURING THE YEAR ENDED 31 DECEMBER 2015 | | Management | | Against | | Against | | |
| | | | | |
| O.17 | | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR THOMAS ALCIDE, PRESIDENT OF THE BOARD OF DIRECTORS, DURING THE YEAR ENDED 31 DECEMBER 2015 | | Management | | Against | | Against | | |
| | | | | |
| O.18 | | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR FRANCK CECCHI, MEMBER OF THE BOARD OF DIRECTORS, DURING THE YEAR ENDED 31 DECEMBER 2015 | | Management | | Against | | Against | | |
| | | | | |
| O.19 | | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR XAXIER DELACROIX, MEMBER OF THE BOARD OF DIRECTORS, FOR A PERIOD ENDING ON 23 OCTOBER 2015 | | Management | | Against | | Against | | |
| | | | | |
| O.20 | | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MS ELIZABETH LEDGER, MEMBER OF THE BOARD OF DIRECTORS, FOR A PERIOD ENDING ON 6 MAY 2015 | | Management | | Against | | Against | | |
| | | | | |
| E.21 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF TREASURY SHARES | | Management | | Against | | Against | | |
| | | | | |
| E.22 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR SECURITIES GRANTING ACCESS TO NEW SHARES OF THE COMPANY, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
| | | | | |
| E.23 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING RESERVES, PROFITS OR PREMIUMS | | Management | | For | | For | | |
| | | | | |
| E.24 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR SECURITIES GRANTING ACCESS TO NEW SHARES OF THE COMPANY, WITH WAIVER OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF PUBLIC OFFERING, BUT WITH THE OBLIGATION TO CONFER A PRE-EMPTIVE RIGHT TO SHAREHOLDERS | | Management | | Against | | Against | | |
| | | | | |
| E.25 | | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING SHARES RESERVED FOR EMPLOYEES ADHERING TO A COMPANY SAVINGS PLAN WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF SAID EMPLOYEES, IN COMPLIANCE WITH ARTICLE L.225- 138-1 OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
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| E.26 | | OVERALL CEILING OF AUTHORISATIONS CONFERRED BY THE FINANCIAL DELEGATIONS ABOVE | | Management | | For | | For | | |
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| O.27 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| WASION GROUP HOLDINGS LTD |
| | | |
| Security | | G9463P108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-May-2016 |
| ISIN | | KYG9463P1081 | | Agenda | | 706912222 - Management |
| Record Date | | 11-May-2016 | | Holding Recon Date | | 11-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | B0T4J94 - B0VR4G3 - B18R225 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411229.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411231.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE REPORT OF THE DIRECTORS, THE AUDITED FINANCIAL STATEMENTS AND THE AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.24 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT MR. JI WEI AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-ELECT MS. ZHENG XIAO PING AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT MS. LI HONG AS AN EXECUTIVE DIRECTOR; AND | | Management | | For | | For | | |
| | | | | |
| 6 | | TO ELECT MR. LUAN WENPENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7 | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 9 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK THE COMPANY’S SHARES | | Management | | Against | | Against | | |
| | | | | |
| 10 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | | Management | | Against | | Against | | |
| | | | | |
| 11 | | TO APPROVE THE EXTENSION OF THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 10 ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT BACK PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 9 ABOVE | | Management | | Against | | Against | | |
| | | | | |
| 12 | | TO APPROVE AND ADOPT THE SHARE OPTION SCHEME | | Management | | For | | For | | |
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| KABE HUSVAGNAR AB, TENHULT |
| | | |
| Security | | W4979W111 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-May-2016 |
| ISIN | | SE0000107724 | | Agenda | | 706944902 - Management |
| Record Date | | 11-May-2016 | | Holding Recon Date | | 11-May-2016 |
| City / Country | | JONKOPING / Sweden | | Vote Deadline Date | | 06-May-2016 |
| SEDOL(s) | | 4518703 - B2903L6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPEN MEETING | | Non-Voting | | | | | | |
| | | | | |
| 2 | | ELECT CHAIRMAN OF MEETING | | Non-Voting | | | | | | |
| | | | | |
| 3 | | PREPARE AND APPROVE LIST OF SHAREHOLDERS | | Non-Voting | | | | | | |
| | | | | |
| 4 | | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | | Non-Voting | | | | | | |
| | | | | |
| 5 | | APPROVE AGENDA OF MEETING | | Non-Voting | | | | | | |
| | | | | |
| 6 | | ACKNOWLEDGE PROPER CONVENING OF MEETING | | Non-Voting | | | | | | |
| | | | | |
| 7 | | RECEIVE PRESIDENT’S REPORT | | Non-Voting | | | | | | |
| | | | | |
| 8 | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Non-Voting | | | | | | |
| | | | | |
| 9 | | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Management | | For | | For | | |
| | | | | |
| 10 | | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.00 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 11 | | APPROVE DISCHARGE OF BOARD AND PRESIDENT | | Management | | For | | For | | |
| | | | | |
| 12 | | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD | | Management | | For | | For | | |
| | | | | |
| 13 | | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 280,000 FOR CHAIRMAN, AND SEK 140,000 FOR OTHER DIRECTORS APPROVE REMUNERATION OF AUDITORS | | Management | | For | | For | | |
| | | | | |
| 14 | | REELECT NILS-ERIK DANIELSSON (CHAIRMAN), BENNY HOLMGREN, ERIC STEGEMYR, ANITASVENSSON, MAUD BLOMQVIST AND ALF EKSTROM AS DIRECTORS RATIFY ERNST AND YOUNG AS AUDITORS | | Management | | For | | For | | |
| | | | | |
| 15 | | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 16 | | AUTHORIZE REPRESENTATIVES OF THREE OF COMPANY’S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 17 | | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | | Management | | For | | For | | |
| | | | | |
| 18 | | OTHER BUSINESS | | Non-Voting | | | | | | |
| | | | | |
| 19 | | CLOSE MEETING | | Non-Voting | | | | | | |
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| VALIANT HOLDING AG, LUZERN |
| | | |
| Security | | H90203128 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | CH0014786500 | | Agenda | | 707012388 - Management |
| Record Date | | 10-May-2016 | | Holding Recon Date | | 10-May-2016 |
| City / Country | | BERN / Switzerland | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | 7517893 - B2PWJB8 - B3BP996 -BKJ8YP7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| 1 | | APPROVAL OF ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS 2015 | | Management | | For | | For | | |
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| 2 | | ADVISORY VOTE ON THE COMPENSATION REPORT 2015 | | Management | | For | | For | | |
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| 3 | | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT | | Management | | For | | For | | |
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| 4 | | APPROPRIATION OF AVAILABLE EARNINGS | | Management | | For | | For | | |
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| 5.1 | | VOTE ON THE MAXIMUM COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UP TO THE AGM 2017 | | Management | | For | | For | | |
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| 5.2 | | VOTE ON THE MAXIMUM FIXED COMPENSATION OF THE MEMBERS OF THE MANAGEMENT FOR THE ACCOUNTING PERIOD 2017 | | Management | | For | | For | | |
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| 5.3 | | VOTE ON THE MAXIMUM VARIABLE COMPENSATION OF THE MEMBERS OF THE MANAGEMENT FOR THE ACCOUNTING RPERIOD 2016 | | Management | | For | | For | | |
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| 6.1.1 | | RE-ELECTION OF THE BOARD OF DIRECTOR: JUERG BUCHER (AS CHAIRMAN OF THE BOARD OF DIRECTORS) | | Management | | For | | For | | |
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| 6.1.2 | | RE-ELECTION OF DR. IVO FURRER AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 6.1.3 | | RE-ELECTION OF BARBARA ARTMANN AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 6.1.4 | | RE-ELECTION OF JEAN-BAPTISTE BEURET AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 6.1.5 | | RE-ELECTION OF PROF. DR. CHRISTOPH B. BUEHLER AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 6.1.6 | | RE-ELECTION OF ANDREAS HUBER AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 6.1.7 | | RE-ELECTION OF FRANZISKA VON WEISSENFLUH AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 6.2.1 | | ELECTION OF OTHMAR STOECKLI AS BOARD OF DIRECTOR | | Management | | For | | For | | |
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| 7.1 | | RE-ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: FRANZISKA VON WEISSENFLUH | | Management | | For | | For | | |
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| 7.2 | | RE-ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: JUERG BUCHER | | Management | | For | | For | | |
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| 7.3 | | RE-ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: DR. IVO FURRER | | Management | | For | | For | | |
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| 8 | | RE-ELECTION OF THE AUDITORS: PRICEWATERHOUSECOOPERS AG, LUZERN | | Management | | For | | For | | |
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| 9 | | RE-ELECTION OF THE INDEPENDENT PROXY: FELLMANN TSCHUEMPERLIN LOETSCHER AG, LUZERN | | Management | | For | | For | | |
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| DRILLISCH AG, MAINTAL |
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| Security | | D23138106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-May-2016 |
| ISIN | | DE0005545503 | | Agenda | | 706913008 - Management |
| Record Date | | 27-Apr-2016 | | Holding Recon Date | | 27-Apr-2016 |
| City / Country | | FRANKFURT AM MAIN / Germany | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | 5446405 - 5734672 - B030WC2 -B28GTX9 - B4XQFH4 - BHZLDZ2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. | | Non-Voting | | | | | | |
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| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 APR 16, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | |
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| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04.05.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | |
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| 1. | | FINANCIAL STATEMENTS AND ANNUAL REPORT PRESENTATION OF THE FINANCIAL-STATEMENTS AND ANNUAL REPORT FOR THE 2015 FINANCIAL YEAR WITH THE REPORT OF-THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP ANNUAL-REPORT, AND THE REPORT PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN-COMMERCIAL CODE | | Non-Voting | | | | | | |
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| 2. | | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 317,125,243 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.75 PER NO-PAR SHARE EUR 221,287,107.25 SHALL BE CARRIED FORWARD EX- DIVIDEND AND PAYABLE DATE: MAY 20, 2016 | | Management | | For | | For | | |
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| 3.1 | | RATIFICATION OF THE ACTS OF THE BOARD OF MD: PASCHALIS CHOULIDIS | | Management | | For | | For | | |
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| 3.2 | | RATIFICATION OF THE ACTS OF THE BOARD OF MD: VLASIOS CHOULIDIS | | Management | | For | | For | | |
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| 3.3 | | RATIFICATION OF THE ACTS OF THE BOARD OF MD: ANDRE DRIESEN | | Management | | For | | For | | |
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| 4.1 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MARC BRUCHERSEIFER | | Management | | For | | For | | |
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| 4.2 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NORBERT LANG | | Management | | For | | For | | |
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| 4.3 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HORST LENNERTZ | | Management | | For | | For | | |
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| 4.4 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: FRANK ROTHAUGE | | Management | | For | | For | | |
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| 4.5 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: SUSANNE RUECKERT | | Management | | For | | For | | |
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| 4.6 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERND H. SCHMIDT | | Management | | For | | For | | |
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| 4.7 | | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHANN WEINDL | | Management | | For | | For | | |
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| 5. | | ELECTION OF NOBERT LANG TO THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 6. | | APPOINTMENT OF AUDITORS FOR THE 2016 FINANCIAL YEAR: BDO AG, DUSSELDORF | | Management | | For | | For | | |
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| COFACE SA, PUTEAUX |
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| Security | | F22736106 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 19-May-2016 |
| ISIN | | FR0010667147 | | Agenda | | 706916713 - Management |
| Record Date | | 16-May-2016 | | Holding Recon Date | | 16-May-2016 |
| City / Country | | BOIS COLOMBES / France | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | BNFWV75 - BP25R17 - BYN2J36 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | 09 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- [https://balo.journal- officiel.gouv.fr/pdf/2016/0411/201604111601232.pdf].- REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION O.3. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| O.3 | | ALLOCATION OF INCOME AND PAYMENT OF THE DIVIDEND: EUR 0.48 PER SHARE | | Management | | For | | For | | |
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| O.4 | | ATTENDANCE FEES | | Management | | For | | For | | |
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| O.5 | | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY SHARES | | Management | | For | | For | | |
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| O.6 | | RATIFICATION OF THE CO-OPTING OF MS MARTINE ODILLARD AS DIRECTOR, TO REPLACE MS NICOLE NOTAT | | Management | | For | | For | | |
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| O.7 | | RATIFICATION OF THE CO-OPTING OF MS LINDA JACKSON AS DIRECTOR, TO REPLACE MS LAURENCE PARISOT | | Management | | For | | For | | |
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| O.8 | | APPROVAL OF THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
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| O.9 | | APPROVAL OF A REGULATED COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR MR JEAN-MARC PILLU IN THE CONTEXT OF THE CESSATION OF HIS DUTIES | | Management | | For | | For | | |
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| O.10 | | APPROVAL OF A REGULATED COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR MR JEAN-MARC PILLU | | Management | | For | | For | | |
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| O.11 | | APPROVAL OF A REGULATED COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR MR XAVIER DURAND RELATED TO HIS TAKING UP OF DUTIES | | Management | | For | | For | | |
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| O.12 | | APPROVAL OF A REGULATED COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE FOR MR XAVIER DURAND RELATED TO COMPENSATION FOR TERMINATION OF SERVICE | | Management | | For | | For | | |
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| O.13 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR JEAN-MARC PILLU, MANAGING DIRECTOR, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| E.14 | | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO DECREASE THE COMPANY’S SHARE CAPITAL BY CANCELLING TREASURY SHARES | | Management | | For | | For | | |
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| E.15 | | REDUCTION OF CAPITAL, NOT MOTIVATED BY LOSSES, THROUGH REDUCTION OF THE NOMINAL VALUE OF SHARES AND ALLOCATION OF THE REDUCTION AMOUNT TO THE SHARE PREMIUM ACCOUNT | | Management | | For | | For | | |
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| E.16 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL THROUGH THE INCORPORATION OF RESERVES, PROFITS OR PREMIUMS OR ANY OTHER SUM WHOSE CAPITALISATION WOULD BE PERMITTED | | Management | | For | | For | | |
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| E.17 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES AND/OR GRANTING THE RIGHT TO ALLOCATE DEBT SECURITIES AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | | Management | | For | | For | | |
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| E.18 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES AND/OR GRANTING THE RIGHT TO ALLOCATE DEBT SECURITIES AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED UNDER PUBLIC OFFERS | | Management | | For | | For | | |
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| E.19 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES AND/OR GRANTING THE RIGHT TO ALLOCATE DEBT SECURITIES AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY MEANS OF PRIVATE PLACEMENTS PURSUANT TO ARTICLE L.411-2 II OF THE FRENCH MONETARY AND FINANCIAL CODE | | Management | | For | | For | | |
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| E.20 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN THE EVENT OF ISSUANCE, WITHIN THE LIMIT OF 10% OF SHARE CAPITAL PER YEAR, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, BY MEANS OF PUBLIC OFFER OR PRIVATE PLACEMENTS PURSUANT TO ARTICLE L.411-2-II OF THE FRENCH MONETARY AND FINANCIAL CODE, TO SET THE ISSUE PRICE ACCORDING TO THE MODALITIES ESTABLISHED BY THE GENERAL MEETING | | Management | | For | | For | | |
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| E.21 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE AMOUNT OF THE ISSUES WITH OR WITHOUT RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | | Management | | For | | For | | |
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| E.22 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES AND/OR GRANTING THE RIGHT TO ALLOCATE DEBT INSTRUMENTS AND/OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, AS COMPENSATION FOR CONTRIBUTIONS-IN-KIND | | Management | | For | | For | | |
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| E.23 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT BY MEANS OF ISSUING COMPANY SHARES RESERVED FOR MEMBERS OF A COMPANY SAVINGS SCHEME | | Management | | For | | For | | |
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| E.24 | | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY MEANS OF ISSUING SHARES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A DETERMINED CATEGORY OF BENEFICIARIES | | Management | | For | | For | | |
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| E.25 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING SHARES OR SHARES TO BE ISSUED, FOR THE BENEFIT OF CERTAIN SALARIED EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND ITS ASSOCIATED COMPANIES | | Management | | For | | For | | |
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| E.26 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
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| DAISEKI CO.,LTD. |
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| Security | | J10773109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | JP3485600005 | | Agenda | | 707072675 - Management |
| Record Date | | 29-Feb-2016 | | Holding Recon Date | | 29-Feb-2016 |
| City / Country | | AICHI / Japan | | Vote Deadline Date | | 16-May-2016 |
| SEDOL(s) | | 6263164 - B021NS9 | | Quick Code | | 97930 |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
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| 2 | | Amend Articles to: Expand Business Lines, Increase the Board of Directors Size to 20, Transition to a Company with Supervisory Committee | | Management | | For | | For | | |
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| 3.1 | | Appoint a Director except as Supervisory Committee Members Ito, Hiroyuki | | Management | | For | | For | | |
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| 3.2 | | Appoint a Director except as Supervisory Committee Members Hashira, Hideki | | Management | | For | | For | | |
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| 3.3 | | Appoint a Director except as Supervisory Committee Members Yamamoto, Tetsuya | | Management | | For | | For | | |
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| 3.4 | | Appoint a Director except as Supervisory Committee Members Amano, Koji | | Management | | For | | For | | |
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| 3.5 | | Appoint a Director except as Supervisory Committee Members Ito, Yasuo | | Management | | For | | For | | |
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| 3.6 | | Appoint a Director except as Supervisory Committee Members Egoshi, Katsuaki | | Management | | For | | For | | |
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| 3.7 | | Appoint a Director except as Supervisory Committee Members Miyachi, Yoshihiro | | Management | | For | | For | | |
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| 3.8 | | Appoint a Director except as Supervisory Committee Members Isaka, Toshiyasu | | Management | | For | | For | | |
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| 3.9 | | Appoint a Director except as Supervisory Committee Members Shimoda, Kensei | | Management | | For | | For | | |
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| 3.10 | | Appoint a Director except as Supervisory Committee Members Umetani, Isao | | Management | | For | | For | | |
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| 4.1 | | Appoint a Director as Supervisory Committee Members Nawa, Hidekatsu | | Management | | For | | For | | |
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| 4.2 | | Appoint a Director as Supervisory Committee Members Sakabe, Takao | | Management | | For | | For | | |
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| 4.3 | | Appoint a Director as Supervisory Committee Members Sahashi, Norikazu | | Management | | For | | For | | |
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| 5 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
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| 6 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
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| A G BARR PLC, GLASGOW |
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| Security | | G012A7101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 01-Jun-2016 |
| ISIN | | GB00B6XZKY75 | | Agenda | | 707032760 - Management |
| Record Date | | | | Holding Recon Date | | 30-May-2016 |
| City / Country | | GLASGOW / United Kingdom | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | B6XZKY7 - B8K9X58 - BQWJT54 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RECEIVE AND APPROVE THE AUDITED ACCOUNTS OF THE GROUP AND THE COMPANY FOR THE YEAR ENDED 30 JANUARY 2016 TOGETHER WITH THE DIRECTORS’ AND AUDITOR’S REPORTS THEREON | | Management | | For | | For | | |
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| 2 | | TO RECEIVE AND APPROVE THE ANNUAL STATEMENT BY THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND THE DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE PART CONTAINING THE DIRECTORS’ REMUNERATION POLICY) AS SET OUT ON PAGE 61 AND PAGES 61 TO 73 OF THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 30 JANUARY 2016 | | Management | | For | | For | | |
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| 3 | | TO DECLARE A FINAL DIVIDEND OF 9.97 PENCE PER ORDINARY SHARE OF 4 1/6 PENCE FOR THE YEAR ENDED 30 JANUARY 2016 | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT MR JOHN ROSS NICOLSON AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT MR ROGER ALEXANDER WHITE AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT MR STUART LORIMER AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT MR JONATHAN DAVID KEMP AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 8 | | TO RE-ELECT MR ANDREW LEWIS MEMMOTT AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 9 | | TO RE-ELECT MR WILLIAM ROBIN GRAHAM BARR AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 10 | | TO RE-ELECT MR MARTIN ANDREW GRIFFITHS AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 11 | | TO RE-ELECT MR DAVID JAMES RITCHIE AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 12 | | TO RE-ELECT MS PAMELA POWELL AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 13 | | TO RE-APPOINT KPMG LLP AS THE COMPANY’S AUDITOR, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID, AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 14 | | THAT THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE “2006 ACT”) TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE CAPITAL OF THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: (A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,621,788.50; AND (B) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 1,621,788.50 PROVIDED THAT: (I) THEY ARE EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE 2006 ACT); AND (II) THEY ARE OFFERED BY WAY OF A RIGHTS ISSUE IN FAVOUR OF THE HOLDERS OF SHARES (EXCLUDING THE COMPANY IN ITS CAPACITY AS A HOLDER OF TREASURY SHARES) ON THE REGISTER OF MEMBERS OF THE COMPANY ON A DATE FIXED BY THE BOARD WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS ARE PROPORTIONATE (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBERS OF SHARES HELD BY THEM ON THAT DATE SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE BOARD DEEM NECESSARY OR EXPEDIENT TO DEAL WITH: (A) EQUITY SECURITIES REPRESENTING FRACTIONAL ENTITLEMENTS; (B) TREASURY SHARES; OR (C) LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR ANY STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE ON THE EARLIER OF 31 JULY 2017 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED, AFTER SUCH EXPIRY AND THE BOARD MAY ALLOT SHARES OR GRANT SUCH RIGHTS IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | | Management | | For | | For | | |
| | | | | |
| 15 | | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14 SET OUT IN THE NOTICE OF THE ANNUAL GENERAL MEETING OF THE COMPANY CONVENED FOR 1 JUNE 2016 (“RESOLUTION 14”), THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) BE AND IS HEREBY GENERALLY EMPOWERED, PURSUANT TO SECTIONS 570 AND 573 OF THE COMPANIES ACT 2006 (THE “2006 ACT”), TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THE 2006 ACT) (INCLUDING THE GRANT OF RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, ORDINARY SHARES OF 4 1/6 PENCE EACH IN THE CAPITAL OF THE COMPANY (“ORDINARY SHARES”)), WHOLLY FOR CASH EITHER PURSUANT TO THE AUTHORITY CONFERRED ON THEM BY RESOLUTION 14 OR BY WAY OF A SALE OF TREASURY SHARES (WITHIN THE MEANING OF SECTION 560(3) OF THE 2006 ACT) AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE PROVIDED THAT THIS POWER SHALL BE LIMITED TO: (A) THE ALLOTMENT OF EQUITY SECURITIES, FOR CASH, IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER PRE-EMPTIVE OFFER IN FAVOUR OF HOLDERS OF ORDINARY SHARES (EXCLUDING THE COMPANY IN ITS CAPACITY AS A HOLDER OF TREASURY SHARES) ON THE REGISTER OF MEMBERS OF THE COMPANY ON A DATE FIXED BY THE BOARD WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH HOLDERS ARE PROPORTIONATE (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD BY THEM ON THAT DATE SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS IN CONNECTION WITH THE RIGHTS ISSUE, OPEN OFFER OR OTHER OFFER AS THE BOARD DEEM NECESSARY OR EXPEDIENT TO DEAL WITH: (I) EQUITY SECURITIES REPRESENTING FRACTIONAL ENTITLEMENTS; (II) TREASURY SHARES; OR (III) LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR ANY STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) THE ALLOTMENT (OTHERWISE THAN PURSUANT TO SUB- PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 243,268.00, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE ON THE EARLIER OF 31 JULY 2017 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN AGREEMENT WHICH | | Management | | Against | | Against | | |
| | | | | |
| | WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE EXPIRY OF THIS AUTHORITY AND THE BOARD MAY ALLOT EQUITY SECURITIES PURSUANT TO SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | | | | | | | | |
| | | | | |
| 16 | | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 (THE “2006 ACT”) TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 4 1/6 PENCE EACH IN THE CAPITAL OF THE COMPANY (“ORDINARY SHARES”), ON SUCH TERMS AND IN SUCH MANNER THAT THE DIRECTORS THINK FIT, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED SHALL BE 11,676,877; (B) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE DEALING DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; (C) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO ITS NOMINAL VALUE (IN EACH CASE EXCLUSIVE OF ASSOCIATED EXPENSES); (D) UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED, THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE ON THE EARLIER OF 31 JULY 2017 AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION, BUT A CONTRACT TO PURCHASE ORDINARY SHARES MAY BE MADE BEFORE SUCH EXPIRY WHICH WILL OR MAY BE COMPLETED WHOLLY OR PARTLY THEREAFTER, AND A PURCHASE OF ORDINARY SHARES MAY BE MADE IN PURSUANCE OF ANY SUCH CONTRACT; AND (E) AN ORDINARY SHARE SO PURCHASED SHALL BE CANCELLED OR, IF THE DIRECTORS SO DETERMINE AND SUBJECT TO THE PROVISIONS OF APPLICABLE LAWS OR REGULATIONS OF THE FINANCIAL CONDUCT AUTHORITY, HELD AS A TREASURY SHARE | | Management | | For | | For | | |
| | | | | | |
| SINMAG EQUIPMENT CORP |
| | | |
| Security | | Y7997X100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-Jun-2016 |
| ISIN | | TW0001580009 | | Agenda | | 707097641 - Management |
| Record Date | | 07-Apr-2016 | | Holding Recon Date | | 07-Apr-2016 |
| City / Country | | NEW TAIPEI CITY / Taiwan, Province of China | | Vote Deadline Date | | 30-May-2016 |
| SEDOL(s) | | B1GKLV8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’ | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 7 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF MONETARY LOANS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF ENDORSEMENT AND GUARANTEE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | | Management | | For | | For | | |
| | | | | |
| 7 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF DIRECTORS AND SUPERVISOR ELECTION | | Management | | For | | For | | |
| | | | | |
| 8 | | TO DISCUSS THE REVISION TO THE RULES OF SHAREHOLDER MEETING | | Management | | For | | For | | |
| | | | | |
| 9 | | TO DISCUSS THE ABOLITION FOR THE RULES OF SUPERVISORS AUTHORITY | | Management | | For | | For | | |
| | | | | |
| 10.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: ZHAN SHI HONG, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 10.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: SUN JIA JUN, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 10.3 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: TU SAN QIAN, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 10.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10.8 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 10.9 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 11 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | Against | | Against | | |
| | | | | |
| 12 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| OPTEX COMPANY, LIMITED |
| | | |
| Security | | J61654109 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | JP3197700002 | | Agenda | | 707105462 - Management |
| Record Date | | 20-Apr-2016 | | Holding Recon Date | | 20-Apr-2016 |
| City / Country | | SHIGA / Japan | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | 6660914 | | Quick Code | | 69140 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | Amend Articles to: Increase the Board of Directors Size to 13, Adopt Reduction of Liability System for Non Executive Directors, Transition to a Company with Supervisory Committee | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director except as Supervisory Committee Members Kobayashi, Toru | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director except as Supervisory Committee Members Higashi, Akira | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director except as Supervisory Committee Members Kamimura, Toru | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director except as Supervisory Committee Members Shibata, Masahiko | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director except as Supervisory Committee Members Imai, Takashi | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Director as Supervisory Committee Members Kuroda, Yukio | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Director as Supervisory Committee Members Kuwano, Yukinori | | Management | | For | | For | | |
| | | | | |
| 3.3 | | Appoint a Director as Supervisory Committee Members Ozako, Tsutomu | | Management | | For | | For | | |
| | | | | |
| 4 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 5 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 6 | | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Directors except Outside Directors and Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | | |
| STALLERGENES GREER PLC, LONDON |
| | | |
| Security | | G8415V106 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 09-Jun-2016 |
| ISIN | | GB00BZ21RF93 | | Agenda | | 707122254 - Management |
| Record Date | | 06-Jun-2016 | | Holding Recon Date | | 06-Jun-2016 |
| City / Country | | PARIS / United Kingdom | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | BYZ9YD0 - BZ0G585 - BZ21RF9 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| O.1 | | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVE REMUNERATION POLICY | | Management | | For | | For | | |
| | | | | |
| O.3 | | APPROVE REMUNERATION REPORT | | Management | | For | | For | | |
| | | | | |
| O.4 | | REELECT FEREYDOUN FIROUZ AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.5 | | REELECT STEFAN MEISTER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.6 | | REELECT PAOLA RICCI AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.7 | | REELECT JEAN LUC BELINGARD AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.8 | | REELECT PATRICK LANGLOIS AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.9 | | ELECT ELMAR SCHNEE AS DIRECTOR | | Management | | For | | For | | |
| | | | | | | | | | |
| O.10 | | ELECT YVONNE SCHLAEPPI AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.11 | | ELECT RODOLFO BOGNI AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.12 | | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| O.13 | | AUTHORIZE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | | Management | | For | | For | | |
| | | | | |
| O.14 | | AUTHORISE SHARES FOR MARKET PURCHASE | | Management | | For | | For | | |
| | | | | |
| E.15 | | ISSUE OF EQUITY OR EQUITY LINKED SECURITIES WITH PREEMPTIVE RIGHTS | | Management | | For | | For | | |
| | | | | |
| E.16 | | ISSUE OF EQUITY OR EQUITY LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | | Non-Voting | | | | | | |
| | | | | | |
| KINTETSU WORLD EXPRESS,INC. |
| | | |
| Security | | J33384108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | JP3262900008 | | Agenda | | 707141684 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 09-Jun-2016 |
| SEDOL(s) | | 6282211 - B02HQD3 | | Quick Code | | 93750 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Yamaguchi, Masanori | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Torii, Nobutoshi | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Ueno, Hirohiko | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Tomiyama, Joji | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Watarai, Yoshinori | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Mitsuhashi, Yoshinobu | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Mori, Kazuya | | Management | | For | | For | | |
| | | | | |
| 2.8 | | Appoint a Director Aikawa, Shinya | | Management | | For | | For | | |
| | | | | |
| 2.9 | | Appoint a Director Hirata, Keisuke | | Management | | For | | For | | |
| | | | | |
| 2.10 | | Appoint a Director Kase, Toshiyuki | | Management | | For | | For | | |
| | | | | |
| 2.11 | | Appoint a Director Takahashi, Katsufumi | | Management | | For | | For | | |
| | | | | |
| 2.12 | | Appoint a Director Yamanaka, Tetsuya | | Management | | For | | For | | |
| | | | | |
| 2.13 | | Appoint a Director Ishizaki, Satoshi | | Management | | For | | For | | |
| | | | | |
| 2.14 | | Appoint a Director Kobayashi, Tetsuya | | Management | | For | | For | | |
| | | | | |
| 2.15 | | Appoint a Director Ueno, Yukio | | Management | | For | | For | | |
| | | | | |
| 2.16 | | Appoint a Director Tanaka, Sanae | | Management | | For | | For | | |
| | | | | |
| 3 | | Appoint a Corporate Auditor Sakai, Takashi | | Management | | For | | For | | |
| | | | | | |
| TRANSCOSMOS INC. |
| | | |
| Security | | J9297T109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jun-2016 |
| ISIN | | JP3635700002 | | Agenda | | 707140529 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | 5801606 - 6900955 - B1CFXV1 - B3BK1W8 | | Quick Code | | 97150 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2 | | Amend Articles to: Expand Business Lines, Increase the Board of Directors Size to 20, Transition to a Company with Supervisory Committee | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Director except as Supervisory Committee Members Okuda, Koki | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Director except as Supervisory Committee Members Funatsu, Koji | | Management | | For | | For | | |
| | | | | |
| 3.3 | | Appoint a Director except as Supervisory Committee Members Okuda, Masataka | | Management | | For | | For | | |
| | | | | |
| 3.4 | | Appoint a Director except as Supervisory Committee Members Iwami, Koichi | | Management | | For | | For | | |
| | | | | |
| 3.5 | | Appoint a Director except as Supervisory Committee Members Mukai, Hiroyuki | | Management | | For | | For | | |
| | | | | |
| 3.6 | | Appoint a Director except as Supervisory Committee Members Moriyama, Masakatsu | | Management | | For | | For | | |
| | | | | |
| 3.7 | | Appoint a Director except as Supervisory Committee Members Nagakura, Shinichi | | Management | | For | | For | | |
| | | | | |
| 3.8 | | Appoint a Director except as Supervisory Committee Members Muta, Masaaki | | Management | | For | | For | | |
| | | | | |
| 3.9 | | Appoint a Director except as Supervisory Committee Members Kono, Masatoshi | | Management | | For | | For | | |
| | | | | |
| 3.10 | | Appoint a Director except as Supervisory Committee Members Honda, Hitoshi | | Management | | For | | For | | |
| | | | | |
| 3.11 | | Appoint a Director except as Supervisory Committee Members Shiraishi, Kiyoshi | | Management | | For | | For | | |
| | | | | |
| 3.12 | | Appoint a Director except as Supervisory Committee Members Ralph Wunsch | | Management | | For | | For | | |
| | | | | |
| 3.13 | | Appoint a Director except as Supervisory Committee Members Sato, Shunsuke | | Management | | For | | For | | |
| | | | | |
| 3.14 | | Appoint a Director except as Supervisory Committee Members Owen Mahoney | | Management | | For | | For | | |
| | | | | |
| 3.15 | | Appoint a Director except as Supervisory Committee Members Hatoyama, Rehito | | Management | | For | | For | | |
| | | | | |
| 3.16 | | Appoint a Director except as Supervisory Committee Members Shimada, Toru | | Management | | For | | For | | |
| | | | | |
| 4.1 | | Appoint a Director as Supervisory Committee Members Natsuno, Takeshi | | Management | | For | | For | | |
| | | | | |
| 4.2 | | Appoint a Director as Supervisory Committee Members Yoshida, Nozomu | | Management | | For | | For | | |
| | | | | |
| 4.3 | | Appoint a Director as Supervisory Committee Members Uda, Eiji | | Management | | For | | For | | |
| | | | | |
| 5 | | Appoint a Substitute Director as Supervisory Committee Members Tsurumori, Miwa | | Management | | For | | For | | |
| | | | | |
| 6 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 7 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 8 | | Appoint Accounting Auditors | | Management | | For | | For | | |
| | | | | | |
| MERIDA INDUSTRY CO LTD, TATSUN HSIANG |
| | | |
| Security | | Y6020B101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jun-2016 |
| ISIN | | TW0009914002 | | Agenda | | 707140757 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | CHANGHWA / Taiwan, Province of China | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | 6584445 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | AMENDMENT TO THE RULES OF PROCEDURE FOR SHAREHOLDER MEETINGS | | Management | | For | | For | | |
| | | | | |
| 2 | | AMENDMENT TO THE COMPANY’S CORPORATE CHARTER | | Management | | For | | For | | |
| | | | | |
| 3 | | ADOPTION OF THE 2015 BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 4 | | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2015 EARNINGS. PROPOSED CASH DIVIDEND: TWD 5.5 PER SHARE | | Management | | For | | For | | |
| | | | | | |
| LINTEC CORPORATION |
| | | |
| Security | | J13776109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jun-2016 |
| ISIN | | JP3977200009 | | Agenda | | 707150619 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | TOKYO / Japan | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | 6330080 - B13VQZ3 | | Quick Code | | 79660 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | Appoint a Director except as Supervisory Committee Members Ouchi, Akihiko | | Management | | For | | For | | |
| | | | | |
| 1.2 | | Appoint a Director except as Supervisory Committee Members Nishio, Hiroyuki | | Management | | For | | For | | |
| | | | | |
| 1.3 | | Appoint a Director except as Supervisory Committee Members Asai, Hitoshi | | Management | | For | | For | | |
| | | | | |
| 1.4 | | Appoint a Director except as Supervisory Committee Members Kawasaki, Shigeru | | Management | | For | | For | | |
| | | | | |
| 1.5 | | Appoint a Director except as Supervisory Committee Members Koyama, Koji | | Management | | For | | For | | |
| | | | | |
| 1.6 | | Appoint a Director except as Supervisory Committee Members Ebe, Kazuyoshi | | Management | | For | | For | | |
| | | | | |
| 1.7 | | Appoint a Director except as Supervisory Committee Members Nakamura, Takashi | | Management | | For | | For | | |
| | | | | |
| 1.8 | | Appoint a Director except as Supervisory Committee Members Kawamura, Gohei | | Management | | For | | For | | |
| | | | | |
| 1.9 | | Appoint a Director except as Supervisory Committee Members Mochizuki, Tsunetoshi | | Management | | For | | For | | |
| | | | | |
| 1.10 | | Appoint a Director except as Supervisory Committee Members Morikawa, Shuji | | Management | | For | | For | | |
| | | | | |
| 1.11 | | Appoint a Director except as Supervisory Committee Members Hattori, Makoto | | Management | | For | | For | | |
| | | | | |
| 1.12 | | Appoint a Director except as Supervisory Committee Members Sato, Shinichi | | Management | | For | | For | | |
| | | | | | |
| FUJITEC CO., LTD. |
| | | |
| Security | | J15414113 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Jun-2016 |
| ISIN | | JP3818800009 | | Agenda | | 707140670 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | SHIGA / Japan | | Vote Deadline Date | | 21-Jun-2016 |
| SEDOL(s) | | 5753804 - 6356105 - 6356826 - B560HV8 | | Quick Code | | 64060 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Director Uchiyama, Takakazu | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Director Sekiguchi, Iwataro | | Management | | For | | For | | |
| | | | | |
| 2.3 | | Appoint a Director Narayanapillai Sugumaran | | Management | | For | | For | | |
| | | | | |
| 2.4 | | Appoint a Director Okada, Takao | | Management | | For | | For | | |
| | | | | |
| 2.5 | | Appoint a Director Shigekane, Hisao | | Management | | For | | For | | |
| | | | | |
| 2.6 | | Appoint a Director Hanakawa, Yasuo | | Management | | For | | For | | |
| | | | | |
| 2.7 | | Appoint a Director Saeki, Terumichi | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Corporate Auditor Inoue, Haruo | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Corporate Auditor Ikeda, Tatsuo | | Management | | For | | For | | |
| | | | | |
| 4 | | Approve Renewal of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | | Management | | Against | | Against | | |
| | | | | | |
| CKD CORPORATION |
| | | |
| Security | | J08022113 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Jun-2016 |
| ISIN | | JP3346800000 | | Agenda | | 707145442 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | AICHI / Japan | | Vote Deadline Date | | 21-Jun-2016 |
| SEDOL(s) | | 6160050 - B021MQ0 | | Quick Code | | 64070 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| | Please reference meeting materials. | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | Appoint a Director Kajimoto, Kazunori | | Management | | For | | For | | |
| | | | | |
| 1.2 | | Appoint a Director Tsuboi, Kazumi | | Management | | For | | For | | |
| | | | | |
| 1.3 | | Appoint a Director Nishio, Tatsuya | | Management | | For | | For | | |
| | | | | | | | | | |
| 1.4 | | Appoint a Director Okuoka, Katsuhito | | Management | | For | | For | | |
| | | | | |
| 1.5 | | Appoint a Director Kagawa, Junichi | | Management | | For | | For | | |
| | | | | |
| 1.6 | | Appoint a Director Asai, Noriko | | Management | | For | | For | | |
| | | | | |
| 2.1 | | Appoint a Corporate Auditor Omori, Shigeru | | Management | | For | | For | | |
| | | | | |
| 2.2 | | Appoint a Corporate Auditor Nanya, Naotaka | | Management | | For | | For | | |
| | | | | |
| 3 | | Approve Renewal of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) | | Management | | Against | | Against | | |
| | | | | | |
| SERIA CO.,LTD. |
| | | |
| Security | | J7113X106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Jun-2016 |
| ISIN | | JP3423520000 | | Agenda | | 707151813 - Management |
| Record Date | | 31-Mar-2016 | | Holding Recon Date | | 31-Mar-2016 |
| City / Country | | GIFU / Japan | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | 6680718 - B02LH32 - BWFZTL7 | | Quick Code | | 27820 |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | Approve Appropriation of Surplus | | Management | | For | | For | | |
| | | | | |
| 2 | | Amend Articles to: Transition to a Company with Supervisory Committee, Increase the Board of Directors Size to 14, Adopt Reduction of Liability System for Non Executive Directors | | Management | | For | | For | | |
| | | | | |
| 3.1 | | Appoint a Director except as Supervisory Committee Members Kawai, Eiji | | Management | | For | | For | | |
| | | | | |
| 3.2 | | Appoint a Director except as Supervisory Committee Members Iwama, Yasushi | | Management | | For | | For | | |
| | | | | |
| 3.3 | | Appoint a Director except as Supervisory Committee Members Tanaka, Masahiro | | Management | | For | | For | | |
| | | | | |
| 3.4 | | Appoint a Director except as Supervisory Committee Members Kobayashi, Masanori | | Management | | For | | For | | |
| | | | | |
| 4.1 | | Appoint a Director as Supervisory Committee Members Nakamura, Noboru | | Management | | For | | For | | |
| | | | | |
| 4.2 | | Appoint a Director as Supervisory Committee Members Suzuki, Hiroto | | Management | | For | | For | | |
| | | | | |
| 4.3 | | Appoint a Director as Supervisory Committee Members Kataoka, Noriaki | | Management | | For | | For | | |
| | | | | |
| 5 | | Amend the Compensation to be received by Directors except as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | |
| 6 | | Amend the Compensation to be received by Directors as Supervisory Committee Members | | Management | | For | | For | | |
| | | | | | |
| STE VIRBAC SA, CARROS |
| | | |
| Security | | F97900116 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | FR0000031577 | | Agenda | | 707073805 - Management |
| Record Date | | 21-Jun-2016 | | Holding Recon Date | | 21-Jun-2016 |
| City / Country | | CARROS / France | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | 4929996 - 7399369 - B28N446 - B3BK5Q0 - B4MKBY6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 10 MAY 2016: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2016/0509/201605091601649.pdf.- REVISION DUE TO MODIFICATION OF NUMBERING OF RESOLUTION E.17 TO O.17. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
| | | | | |
| O.3 | | ALLOCATION OF INCOME | | Management | | For | | For | | |
| | | | | |
| O.4 | | REGULATES AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLE L.225-86 OF THE FRENCH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
| O.5 | | RENEWAL OF THE TERM OF MARIE-HELENE DICK AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| O.6 | | RENEWAL OF THE TERM OF PHILIPPE CAPRON AS A MEMBER OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| O.7 | | RENEWAL OF THE TERM OF XYC AS OBSERVER REPRESENTED BY XAVIER YON | | Management | | For | | For | | |
| | | | | |
| O.8 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO ERIC MAREE, PRESIDENT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| O.9 | | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| O.10 | | SETTING OF THE AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| O.11 | | RENEWAL OF THE TERM OF DELOITTE & ASSOCIES AS STATUTORY AUDITOR | | Management | | For | | For | | |
| | | | | |
| O.12 | | RENEWAL OF THE TERM OF NOVANCES-DAVID & ASSOCIES AS STATUTORY AUDITOR | | Management | | For | | For | | |
| | | | | |
| O.13 | | RENEWAL OF THE TERM OF BEAS AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
| | | | | |
| O.14 | | RENEWAL OF THE TERM OF LAURENT GILLES AS DEPUTY STATUTORY AUDITOR | | Management | | For | | For | | |
| | | | | |
| O.15 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY BACK COMPANY SHARES | | Management | | For | | For | | |
| | | | | |
| E.16 | | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE PERFORMANCE SHARES | | Management | | For | | For | | |
| | | | | |
| O.17 | | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | | Management | | For | | For | | |
| | | | | | |
| LEM HOLDING SA, FRIBOURG |
| | | |
| Security | | H48909149 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Jun-2016 |
| ISIN | | CH0022427626 | | Agenda | | 707186715 - Management |
| Record Date | | 17-Jun-2016 | | Holding Recon Date | | 17-Jun-2016 |
| City / Country | | FREIBURG / Switzerland | | Vote Deadline Date | | 24-Jun-2016 |
| SEDOL(s) | | B0LDD86 - B0LDDD1 - B1BW238 - BKJ8ZD2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1.1 | | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS AS AT 31 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 1.2 | | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015/16 | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROPRIATION OF AVAILABLE EARNINGS | | Management | | For | | For | | |
| | | | | |
| 3 | | DISCHARGE OF THE BOARD OF DIRECTORS AND THE EXECUTIVE MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5.1 | | APPROVAL OF THE AGGREGATE AMOUNT OF SHORT-TERM VARIABLE COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR FINANCIAL YEAR 2015/16 | | Management | | For | | For | | |
| | | | | |
| 5.2 | | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF LONG-TERM VARIABLE COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR FINANCIAL YEAR 2016/17-2018/19 | | Management | | For | | For | | |
| | | | | |
| 5.3 | | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1 OCTOBER 2016 TO 30 SEPTEMBER 2017 | | Management | | For | | For | | |
| | | | | |
| 6.1 | | RE-ELECTION TO THE BOARD OF DIRECTOR: ILAN COHEN | | Management | | For | | For | | |
| | | | | |
| 6.2 | | RE-ELECTION TO THE BOARD OF DIRECTOR: NORBERT HESS | | Management | | For | | For | | |
| | | | | |
| 6.3 | | RE-ELECTION TO THE BOARD OF DIRECTOR: ULRICH JAKOB LOOSER | | Management | | For | | For | | |
| | | | | |
| 6.4 | | RE-ELECTION TO THE BOARD OF DIRECTOR: UELI WAMPFLER | | Management | | For | | For | | |
| | | | | |
| 6.5 | | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: ANDREAS HUERLIMANN (CHAIRMAN) | | Management | | For | | For | | |
| | | | | |
| 7.1 | | RE-ELECTION TO THE COMPENSATION COMMITTEE: NORBERT HESS | | Management | | For | | For | | |
| | | | | |
| 7.2 | | ELECTION TO THE COMPENSATION COMMITTEE: ULRICH JAKOB LOOSER (NEW) | | Management | | For | | For | | |
| | | | | |
| 8 | | RE-ELECTION OF THE INDEPENDENT PROXY: THE LAW FIRM HARTMANN DREYER, ATTORNEYS-AT- LAW, BOULEVARD DE PEROLLES 7, 1701 FREIBURG, SWITZERLAND | | Management | | For | | For | | |
| | | | | |
| 9 | | RE-ELECTION OF THE AUDITORS: ERNST AND YOUNG LTD, LANCY | | Management | | For | | For | | |
| | | | | | | | |
| Vote Summary |
|
| JOHCM Asia Ex-Japan Equity Fund |
|
| Proxy voting report for the year 1st July 2015 to 30th June 2016 |
| | | | | | |
| JOHNSON ELECTRIC HOLDINGS LTD, HAMILTON |
| | | |
| Security | | G5150J157 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-Jul-2015 |
| ISIN | | BMG5150J1577 | | Agenda | | 706202277 - Management |
| Record Date | | 06-Jul-2015 | | Holding Recon Date | | 06-Jul-2015 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 06-Jul-2015 |
| SEDOL(s) | | BP4JH17 - BP7RS26 - BP82BB0 - BP84WL3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | 28 MAY 2015: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL-BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconew s/SEHK/2015/0527/LTN20150527404-.pdf- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0527/LTN20150527421.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO ADOPT THE AUDITED CONSOLIDATED ACCOUNTS AND REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE THE FINAL DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 3 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4.a | | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. AUSTIN JESSE WANG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.b | | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. PETER KIN-CHUNG WANG AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.c | | TO RE-ELECT THE FOLLOWING DIRECTOR: MR. JOSEPH CHI-KWONG YAM AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AT A FEE TO BE AGREED WITH THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 7 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NUMBERED 3 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO APPROVE THE ADOPTION OF THE RULES OF THE RESTRICTED AND PERFORMANCE STOCK UNIT PLAN REPLACING THE EXISTING LONG-TERM INCENTIVE SHARE SCHEME | | Management | | For | | For | | |
| | | | | |
| CMMT | | 28 MAY 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TE-XT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| CHINA TRADITIONAL CHINESE MEDICINE CO LTD |
| | | |
| Security | | Y1507S107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Jul-2015 |
| ISIN | | HK0000056256 | | Agenda | | 706289712 - Management |
| Record Date | | 08-Jul-2015 | | Holding Recon Date | | 08-Jul-2015 |
| City / Country | | GUANGDONG PROVINCE / Hong Kong | | Vote Deadline Date | | 06-Jul-2015 |
| SEDOL(s) | | 6971779 - B0J2M55 - B1HJHC7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0623/LTN20150623793.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0623/LTN20150623785.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE, RATIFY AND CONFIRM THE FIRST ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE, RATIFY AND CONFIRM THE SECOND ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE, RATIFY AND CONFIRM THE THIRD ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPROVE, RATIFY AND CONFIRM THE FOURTH ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPROVE, RATIFY AND CONFIRM THE FIFTH ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 6 | | (A) TO APPROVE, RATIFY AND CONFIRM THE TRUSTEE SUBSCRIPTION AGREEMENT DATED 15 MAY 2015 (THE “VENDOR C TRUSTEE SUBSCRIPTION AGREEMENT”) ENTERED INTO BETWEEN THE COMPANY AND AS SPECIFIED (HWABAO TRUST CO., LTD.) (THE “TRUSTEE”), AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; AND (B) TO APPROVE THAT THE DIRECTORS BE AND ARE HEREBY | | Management | | For | | For | | |
| | | | | |
| | AUTHORISED AND GRANTED A SPECIFIC MANDATE (THE “VENDOR C SPECIFIC MANDATE”) TO ALLOT AND ISSUE TO THE TRUSTEE, 80,149,157 NEW SHARES OF THE COMPANY IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE VENDOR C TRUSTEE SUBSCRIPTION AGREEMENT | | | | | | | | |
| | | | | |
| 7 | | (A) TO APPROVE, RATIFY AND CONFIRM THE TRUSTEE SUBSCRIPTION AGREEMENT DATED 15 MAY 2015 (THE “VENDOR E TRUSTEE SUBSCRIPTION AGREEMENT”) ENTERED INTO BETWEEN THE COMPANY AND THE TRUSTEE, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; AND (B) TO APPROVE THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED AND GRANTED A SPECIFIC MANDATE (THE “VENDOR E SPECIFIC MANDATE”) TO ALLOT AND ISSUE TO THE TRUSTEE, 117,600,605 NEW SHARES OF THE COMPANY IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE VENDOR E TRUSTEE SUBSCRIPTION AGREEMENT | | Management | | For | | For | | |
| | | | | |
CMMT | | 24 JUNE 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL REC-ORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| ANGANG STEEL COMPANY LTD |
| | | |
| Security | | Y0132D105 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Aug-2015 |
| ISIN | | CNE1000001V4 | | Agenda | | 706308815 - Management |
| Record Date | | 22-Jul-2015 | | Holding Recon Date | | 22-Jul-2015 |
| City / Country | | LIAONING PROVINCE / China | | Vote Deadline Date | | 17-Aug-2015 |
| SEDOL(s) | | 5985511 - 6015644 - B01W468 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0706/LTN20150706055.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0706/LTN20150706037.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE PROPOSED APPOINTMENT OF MR. ZHANG JINGFAN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE PROPOSED APPOINTMENT OF MR. LIN DAQING AS THE SHAREHOLDERS’ REPRESENTATIVE SUPERVISOR OF THE SIXTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| INDIABULLS HOUSING FINANCE LTD, NEW DELHI |
| | | |
| Security | | Y3R12A119 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Sep-2015 |
| ISIN | | INE148I01020 | | Agenda | | 706359800 - Management |
| Record Date | | 31-Aug-2015 | | Holding Recon Date | | 31-Aug-2015 |
| City / Country | | NEW DELHI / India | | Vote Deadline Date | | 28-Aug-2015 |
| SEDOL(s) | | B98CG57 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | ADOPTION OF THE AUDITED BALANCE SHEET AS AT MARCH 31, 2015, THE STATEMENT OF PROFIT AND LOSS FOR THE FINANCIAL YEAR ENDED ON THAT DATE AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | CONFIRMATION OF PAYMENT OF INTERIM DIVIDENDS, DECLARED ON EQUITY SHARES FOR THE FINANCIAL YEAR 2014- 15 | | Management | | For | | For | | |
| | | | | |
| 3 | | RE-APPOINTMENT OF MR. AJIT KUMAR MITTAL (DIN: 02698115) DESIGNATED AS EXECUTIVE DIRECTOR, WHO IS LIABLE TO RETIRE BY ROTATION AND, BEING OFFERS HIMSELF FOR RE-APPOINTMENT | | Management | | For | | For | | |
| | | | | |
| 4 | | RE-APPOINTMENT OF MR. ASHWINI OMPRAKASH KUMAR (DIN:03341114), DESIGNATED AS DEPUTY MANAGING DIRECTOR, WHO IS LIABLE TO RETIRE BY ROTATION AND, BEING OFFERS HIMSELF FOR RE-APPOINTMENT | | Management | | For | | For | | |
| | | | | |
| 5 | | RATIFICATION OF THE APPOINTMENT OF MESSERS DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE COMPANY AND FIXING THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL FOR ENHANCEMENT OF BORROWING LIMIT OF THE COMPANY UPTO INR 100,000 CRORE | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL TO ISSUE REDEEMABLE NON- CONVERTIBLE DEBENTURES ON A PRIVATE PLACEMENT BASIS, UPTO THE BORROWING LIMIT OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | AUTHORIZATION FOR ISSUANCE OF EQUITY AND/OR CONVERTIBLE SECURITIES IN THE COMPANY UPTO INR EQUIVALENT TO USD 1 BILLION | | Management | | For | | For | | |
| 9 | | ALTERATION OF OBJECT CLAUSE OF THE MEMORANDUM OF ASSOCIATION: CLAUSE NO. 8 | | Management | | For | | For | | |
| | | | | |
| 10 | | APPROVAL OF PAYMENT OF REMUNERATION TO MR. GAGAN BANGA, VICE-CHAIRMAN AND MANAGING DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 11 | | APPROVAL OF PAYMENT OF REMUNERATION TO MR. AJIT KUMAR MITTAL, EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | APPROVAL OF PAYMENT OF REMUNERATION TO MR. ASHWINI OMPRAKASH KUMAR, DEPUTY MANAGING DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| GLENMARK PHARMACEUTICALS LTD, MUMBAI |
| | | |
| Security | | Y2711C144 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Sep-2015 |
| ISIN | | INE935A01035 | | Agenda | | 706397507 - Management |
| Record Date | | 15-Sep-2015 | | Holding Recon Date | | 15-Sep-2015 |
| City / Country | | MUMBAI / India | | Vote Deadline Date | | 14-Sep-2015 |
| SEDOL(s) | | 6698755 - B56NHK6 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE, CONSIDER, APPROVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS (INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS) FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2015 TOGETHER WITH THE REPORTS OF THE BOARD AND AUDITORS THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE DIVIDEND ON EQUITY SHARES | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPOINT A DIRECTOR IN PLACE OF MRS. CHERYLANN PINTO (DIN 00111844) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE- APPOINTMENT AS PER SECTION 152(6) OF THE COMPANIES ACT, 2013 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPOINT WALKER, CHANDIOK & CO LLP (FIRM REGISTRATION NO. 001076N), AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS AGM UNTIL THE CONCLUSION OF THE 42ND AGM OF THE COMPANY SUBJECT TO RATIFICATION OF THE APPOINTMENT BY THE MEMBERS AT EVERY AGM TILL 41ST AGM AND TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | RATIFICATION OF THE REMUNERATION PAYABLE TO SEVEKARI, KHARE & ASSOCIATES, COST ACCOUNTANTS, OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2016 | | Management | | For | | For | | |
| | | | | | |
| L’OCCITANE INTERNATIONAL SA, LUXEMBOURG |
| | | |
| Security | | L6071D109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Sep-2015 |
| ISIN | | LU0501835309 | | Agenda | | 706333351 - Management |
| Record Date | | 23-Sep-2015 | | Holding Recon Date | | 23-Sep-2015 |
| City / Country | | HONG KONG / Luxembourg | | Vote Deadline Date | | 24-Sep-2015 |
| SEDOL(s) | | B3PG229 - B44XWS4 - B573F45 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED T-HE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING O-N THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0709/LTN-20150709507.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0709/-LTN20150709487.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND ADOPT THE STATUTORY ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2015 AND TO ACKNOWLEDGE THE CONTENT OF THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF A TOTAL AMOUNT OF EUR 42,792,587 FOR THE YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO DECLARE A SPECIAL DIVIDEND OF A TOTAL AMOUNT OF EUR 49,998,212 FOR THE YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 4.I | | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS: MR. REINOLD GEIGER AS EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.II | | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS: MR. ANDRE JOSEPH HOFFMANN AS EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.III | | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS: MR. KARL GUENARD AS EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.IV | | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR OF THE COMPANY FOR A TERM OF 3 YEARS: MR. MARTIAL THIERRY LOPEZ AS NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5.A | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH OR, SUBJECT TO THE TREASURY SHARES WAIVER BEING OBTAINED, TRANSFER OR SELL OUT OF TREASURY AND DEAL WITH, ADDITIONAL SHARES NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY (EXCLUDING THE NOMINAL CAPITAL OF THOSE SHARES THAT ARE HELD IN TREASURY) | | Management | | Against | | Against | | |
| | | | | |
| 5.B | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY (EXCLUDING THE NOMINAL CAPITAL OF THOSE SHARES THAT ARE HELD IN TREASURY) WITHIN A PRICE RANGE BETWEEN HKD 10 AND HKD 30 | | Management | | For | | For | | |
| | | | | |
| 5.C | | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS PURSUANT TO ORDINARY RESOLUTION NO. 5(A) TO ISSUE SHARES BY ADDING TO THE ISSUED SHARE CAPITAL OF THE COMPANY THE NUMBER OF SHARES REPURCHASED UNDER ORDINARY RESOLUTION NO. 5(B) | | Management | | Against | | Against | | |
| | | | | |
| 6 | | TO RENEW THE MANDATE GRANTED TO PRICEWATERHOUSECOOPERS TO ACT AS APPROVED STATUTORY AUDITOR OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 MARCH 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE EXTERNAL AUDITOR OF THE COMPANY TO HOLD THE OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | TO APPROVE THE REMUNERATION TO BE GRANTED TO CERTAIN DIRECTORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO IMPLEMENT ANY SUBSEQUENT ACTIONS WHICH MAY BE REQUIRED, INCLUDING, FOR THE AVOIDANCE OF DOUBT, THE PAYMENT MODALITIES | | Management | | For | | For | | |
| | | | | |
| 9 | | TO GRANT DISCHARGE TO THE DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 10 | | TO GRANT DISCHARGE TO THE STATUTORY AUDITORS PRICEWATERHOUSECOOPERS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED 31 MARCH 2015 | | Management | | For | | For | | |
| | | | | |
| 11 | | TO APPROVE THE REMUNERATION TO BE GRANTED TO PRICEWATERHOUSECOOPERS AS THE APPROVED STATUTORY AUDITOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| CMMT | | 14 SEP 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN NAMES- IN RESOLUTIONS 4.II AND 4.III AND CHANGE IN THE MEETING TIME. IF YOU HAVE ALRE- ADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YO-UR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| KT&G CORPORATION, TAEJON |
| | | |
| Security | | Y49904108 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Oct-2015 |
| ISIN | | KR7033780008 | | Agenda | | 706441829 - Management |
| Record Date | | 18-Aug-2015 | | Holding Recon Date | | 18-Aug-2015 |
| City / Country | | DAEJEON / Korea, Republic Of | | Vote Deadline Date | | 23-Sep-2015 |
| SEDOL(s) | | 6175076 - B06NV43 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | ELECTION OF PRESIDENT (INSIDE DIRECTOR) BAEK BOK IN | | Management | | For | | For | | |
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| BYD ELECTRONIC (INTERNATIONAL) CO LTD |
| | | |
| Security | | Y1045N107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Dec-2015 |
| ISIN | | HK0285041858 | | Agenda | | 706590432 - Management |
| Record Date | | 21-Dec-2015 | | Holding Recon Date | | 21-Dec-2015 |
| City / Country | | SHENZHEN / Hong Kong | | Vote Deadline Date | | 18-Dec-2015 |
| SEDOL(s) | | B29SHS5 - B2N68B5 - B3B7XS9 - BX1D7B8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1207/LTN20151207047.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1207/LTN20151207043.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE THE NEW SUPPLY AGREEMENT AND THE RELEVANT NEW CAPS | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE NEW PURCHASE AGREEMENT AND THE RELEVANT NEW CAPS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE THE NEW UTILITY SERVICES MASTER AGREEMENT AND THE RELEVANT NEW CAPS | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPROVE THE NEW PROCESSING SERVICES AGREEMENT AND THE RELEVANT NEW CAPS | | Management | | For | | For | | |
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| GLENMARK PHARMACEUTICALS LTD, MUMBAI |
| | | |
| Security | | Y2711C144 | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Jan-2016 |
| ISIN | | INE935A01035 | | Agenda | | 706612240 - Management |
| Record Date | | 11-Dec-2015 | | Holding Recon Date | | 11-Dec-2015 |
| City / Country | | TBD / India | | Vote Deadline Date | | 12-Jan-2016 |
| SEDOL(s) | | 6698755 - B56NHK6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | CONSENT PURSUANT TO THE PROVISIONS OF SECTIONS 23, 41, 42, 62, 71 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, TO THE COMPANY, FOR ISSUE OF SHARES OR CONVERTIBLE INSTRUMENTS OF AN AGGREGATE AMOUNT UPTO USD 500 MILLION | | Management | | For | | For | | |
| | | | | |
| 2 | | CONSENT FOR CREATION OF CHARGE OR MORTGAGE OVER ASSETS OF THE COMPANY UNDER SECTION 180(1)(A) OF THE COMPANIES ACT, 2013 | | Management | | For | | For | | |
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| SANDS CHINA LTD |
| | | |
| Security | | G7800X107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-Feb-2016 |
| ISIN | | KYG7800X1079 | | Agenda | | 706649552 - Management |
| Record Date | | 05-Feb-2016 | | Holding Recon Date | | 05-Feb-2016 |
| City / Country | | MACAO / Cayman Islands | | Vote Deadline Date | | 12-Feb-2016 |
| SEDOL(s) | | B4Z67Z4 - B5B23W2 - B7YJHL1 - BP3RX25 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2016/0126/LTN20160126175.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2016/0126/LTN20160126189.PDF | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- THIS RESOLUTION, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE AMENDMENT OF THE TERMS OF THE EQUITY AWARD PLAN OF THE COMPANY | | Management | | Against | | Against | | |
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| ZEE ENTERTAINMENT ENTERPRISES LIMITED, MUMBAI |
| | | |
| Security | | Y98893152 | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Feb-2016 |
| ISIN | | INE256A01028 | | Agenda | | 706649324 - Management |
| Record Date | | 15-Jan-2016 | | Holding Recon Date | | 15-Jan-2016 |
| City / Country | | TBD / India | | Vote Deadline Date | | 16-Feb-2016 |
| SEDOL(s) | | 6188535 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTION 188 OF THE COMPANIES ACT, 2013 (‘THE ACT’) READ WITH COMPANIES (MEETINGS OF BOARD AND ITS POWERS) RULES, 2014 AND OTHER APPLICABLE LAWS AND REGULATIONS, MR AMIT GOENKA, A RELATED PARTY UNDER SECTION 2(76) OF THE ACT, BE APPOINTED TO THE OFFICE OF PLACE OF PROFIT AS CHIEF EXECUTIVE OFFICER OF ASIA TODAY LTD, MAURITIUS (EARLIER KNOWN AS ZEE MULTIMEDIA (MAURICE) LTD), A WHOLLY OWNED OVERSEAS SUBSIDIARY OF THE COMPANY, FOR A PERIOD OF 3 YEARS FROM MARCH 1, 2016 AT SUCH REMUNERATION AS SET OUT IN THE EXPLANATORY STATEMENT ANNEXED TO THIS NOTICE AND SUCH INCREASE IN THE SAID REMUNERATION DURING THE PERIOD OF SUCH APPOINTMENT AS MAY BE PERMISSIBLE AND APPROVED BY ASIA TODAY LIMITED, MAURITIUS AND APPROVED BY THE BOARD OF DIRECTORS (HEREINAFTER REFERRED TO AS ‘THE BOARD’ WHICH TERM SHALL MEAN AND INCLUDE ANY BOARD COMMITTEE) OF THE COMPANY, FROM TIME TO TIME. RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORIZED TO ACCEPT, APPROVE AND TAKE NOTE OF ANY MODIFICATIONS AND/OR ALTERATIONS TO TERMS AND CONDITIONS OF APPOINTMENT OF MR AMIT GOENKA, FROM TIME TO TIME | | Management | | For | | For | | |
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| 2 | | RESOLVED THAT IN SUPERSESSION OF THE RESOLUTION PASSED BY THE SHAREHOLDERS OF THE COMPANY ON OCTOBER 25, 1999 AND PURSUANT TO THE PROVISIONS OF SECTION 180(1)(A) AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, AS AMENDED FROM TIME TO TIME, CONSENT OF THE COMPANY BE AND IS HEREBY GIVEN TO THE BOARD OF DIRECTORS OF THE COMPANY (HEREINAFTER REFERRED TO AS ‘THE BOARD’ WHICH TERM SHALL MEAN AND INCLUDE ANY COMMITTEE CONSTITUTED BY THE BOARD) TO CREATE MORTGAGE AND/OR CHARGE ALL OR ANY PART OF ASSETS, UNDERTAKING(S), MOVABLE/IMMOVABLE PROPERTIES OF THE COMPANY OF EVERY NATURE WHERESOEVER SITUATE BOTH PRESENT AND FUTURE (TOGETHER WITH POWER TO TAKE OVER THE MANAGEMENT OF THE BUSINESS AND/OR CONCERN OF THE COMPANY IN CERTAIN EVENTS), TO OR IN FAVOUR OF BANKS, FINANCIAL INSTITUTIONS OR ANY OTHER LENDERS OR DEBENTURE TRUSTEES TO SECURE ANY AMOUNT(S) WHICH MAY BE BORROWED BY THE COMPANY FROM TIME TO TIME INCLUDING THE DUE PAYMENT OF THE PRINCIPAL TOGETHER WITH INTEREST, CHARGES, COSTS, EXPENSES AND ALL OTHER MONIES PAYABLE BY THE COMPANY IN RESPECT OF SUCH BORROWINGS. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, THINGS INCLUDING EXECUTION OF ANY DOCUMENTS, CONFIRMATIONS AND UNDERTAKINGS AS MAY BE REQUISITE TO GIVE EFFECT TO THE ABOVE RESOLUTION | | Management | | For | | For | | |
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| UNIVERSAL ROBINA CORP |
| | | |
| Security | | Y9297P100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-Mar-2016 |
| ISIN | | PHY9297P1004 | | Agenda | | 706648435 - Management |
| Record Date | | 03-Feb-2016 | | Holding Recon Date | | 03-Feb-2016 |
| City / Country | | QUEZON CITY / Philippines | | Vote Deadline Date | | 29-Feb-2016 |
| SEDOL(s) | | 6919519 - B3BK4V8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 582164 DUE TO RECEIPT OF-DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | PROOF OF NOTICE OF THE MEETING AND EXISTENCE OF A QUORUM | | Management | | For | | For | | |
| | | | | |
| 2 | | READING AND APPROVAL OF THE MINUTES OF THE ANNUAL MEETING OF THE STOCKHOLDERS HELD ON MAY 27, 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | PRESENTATION OF THE ANNUAL REPORT AND APPROVAL OF FINANCIAL STATEMENTS FOR THE PRECEDING YEAR | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL TO AMEND ARTICLE THIRD OF THE ARTICLES OF INCORPORATION OF THE CORPORATION IN ORDER TO CHANGE THE CORPORATION’S PRINCIPAL OFFICE ADDRESS | | Management | | For | | For | | |
| | | | | |
| 5 | | ELECTION OF DIRECTORS: JOHN L. GOKONGWEI, JR | | Management | | For | | For | | |
| | | | | |
| 6 | | ELECTION OF DIRECTORS: JAMES L. GO | | Management | | For | | For | | |
| | | | | |
| 7 | | ELECTION OF DIRECTORS: LANCE Y. GOKONGWEI | | Management | | For | | For | | |
| | | | | |
| 8 | | ELECTION OF DIRECTORS: PATRICK HENRY C. GO | | Management | | For | | For | | |
| | | | | |
| 9 | | ELECTION OF DIRECTORS: FREDERICK D. GO | | Management | | For | | For | | |
| | | | | |
| 10 | | ELECTION OF DIRECTORS: JOHNSON ROBERT G. GO, JR | | Management | | For | | For | | |
| | | | | |
| 11 | | ELECTION OF DIRECTORS: ROBERT G. COYIUTO, JR | | Management | | For | | For | | |
| | | | | |
| 12 | | ELECTION OF DIRECTORS: WILFRIDO E. SANCHEZ (INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
| | | | | |
| 13 | | ELECTION OF DIRECTORS: PASCUAL S. GUERZON (INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
| | | | | |
| 14 | | ELECTION OF EXTERNAL AUDITOR : SYCIP GORRES VELAYO & CO | | Management | | For | | For | | |
| | | | | |
| 15 | | RATIFICATION OF ALL ACTS OF THE BOARD OF DIRECTORS AND ITS COMMITTEES, OFFICERS AND MANAGEMENT SINCE THE LAST ANNUAL MEETING | | Management | | For | | For | | |
| | | | | |
| 16 | | CONSIDERATION OF SUCH OTHER MATTERS AS MAY PROPERLY COME DURING THE MEETING | | Management | | Abstain | | For | | |
| | | | | |
| 17 | | ADJOURNMENT | | Management | | For | | For | | |
| | | | | |
| CMMT | | 11 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TIME AND RECEIPT OF AUDITOR NAME IN RESOLUTION 14. IF YOU HAVE ALREADY SENT-IN YOUR VOTES FOR MID: 583148, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| SAMSUNG FIRE & MARINE INSURANCE CO LTD, SEOUL |
| | | |
| Security | | Y7473H108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Mar-2016 |
| ISIN | | KR7000810002 | | Agenda | | 706688782 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 01-Mar-2016 |
| SEDOL(s) | | 6155250 - B3BJYH1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 591053 DUE TO ADDITION OF- RESOLUTIONS ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | AMENDMENT OF ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 3.1.1 | | ELECTION OF INSIDE DIRECTOR: O SU SANG | | Management | | For | | For | | |
| | | | | |
| 3.2.1 | | ELECTION OF OUTSIDE DIRECTOR: MUN HYO NAM | | Management | | For | | For | | |
| | | | | |
| 3.2.2 | | ELECTION OF OUTSIDE DIRECTOR: SON BYEONG JO | | Management | | For | | For | | |
| | | | | |
| 3.2.3 | | ELECTION OF OUTSIDE DIRECTOR: YUN YEONG CHEOL | | Management | | For | | For | | |
| | | | | |
| 3.2.4 | | ELECTION OF OUTSIDE DIRECTOR: JO DONG GEUN | | Management | | For | | For | | |
| | | | | |
| 4.1.1 | | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN INSIDE DIRECTOR: O SU SANG | | Management | | For | | For | | |
| | | | | |
| 4.2.1 | | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR: SON BYEONG JO | | Management | | For | | For | | |
| | | | | |
| 4.2.2 | | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR: YUN YEONG CHEOL | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
| | | | | | |
| KT&G CORPORATION, TAEJON |
| | | |
| Security | | Y49904108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Mar-2016 |
| ISIN | | KR7033780008 | | Agenda | | 706722166 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | DAEJEON / Korea, Republic Of | | Vote Deadline Date | | 08-Mar-2016 |
| SEDOL(s) | | 6175076 - B06NV43 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 3.1 | | ELECTION OF OUTSIDE DIRECTOR: SANG GON KO | | Management | | For | | For | | |
| | | | | |
| 3.2 | | ELECTION OF OUTSIDE DIRECTOR: HAE SOO YUN | | Management | | For | | For | | |
| | | | | |
| 3.3 | | ELECTION OF OUTSIDE DIRECTOR: EUN GYEONG LEE | | Management | | For | | For | | |
| | | | | |
| 3.4 | | ELECTION OF INSIDE DIRECTOR: HEUNG RYEOL KIM | | Management | | For | | For | | |
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| 4.1 | | ELECTION OF AUDIT COMMITTEE MEMBER: SANG GON KO | | Management | | For | | For | | |
| | | | | |
| 4.2 | | ELECTION OF AUDIT COMMITTEE MEMBER: EUN GYEONG LEE | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
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| BGF RETAIL CO., LTD., SEOUL |
| | | |
| Security | | Y0R25T101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7027410000 | | Agenda | | 706727774 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | BLY0NY7 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 2.1 | | ELECTION OF OUTSIDE DIRECTOR (CANDIDATE: HYEONCHEOL KIM) | | Management | | For | | For | | |
| | | | | |
| 2.2.1 | | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: JAEGU PARK) | | Management | | For | | For | | |
| | | | | |
| 2.2.2 | | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: GEONJUN LEE) | | Management | | For | | For | | |
| | | | | |
| 2.2.3 | | ELECTION OF INTERNAL DIRECTOR (CANDIDATE: JEONGGUK HONG) | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF AUDITOR (CANDIDATE: CHUNSEONG LEE) | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF REMUNERATION FOR AUDITOR | | Management | | For | | For | | |
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| INFOSYS LIMITED |
| | | |
| Security | | 456788108 | | Meeting Type | | Special |
| Ticker Symbol | | INFY | | Meeting Date | | 03-Apr-2016 |
| ISIN | | US4567881085 | | Agenda | | 934345035 - Management |
| Record Date | | 07-Mar-2016 | | Holding Recon Date | | 07-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 23-Mar-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| S1. | | APPROVAL OF 2015 STOCK INCENTIVE COMPENSATION PLAN AND GRANT OF STOCK INCENTIVES TO THE ELIGIBLE EMPLOYEES OF THE COMPANY UNDER THE PLAN. | | Management | | Against | | | | |
| | | | | |
| S2. | | APPROVAL OF THE 2015 STOCK INCENTIVE COMPENSATION PLAN AND GRANT OF STOCK INCENTIVES TO THE ELIGIBLE EMPLOYEES OF THE COMPANY’S SUBSIDIARIES UNDER THE PLAN. | | Management | | Against | | | | |
| | | | | |
| S3. | | REAPPOINTMENT OF PROF. JEFFREY S LEHMAN, AS AN INDEPENDENT DIRECTOR. | | Management | | Against | | | | |
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| O4. | | APPOINTMENT OF DR. PUNITA KUMAR SINHA, AS AN INDEPENDENT DIRECTOR. | | Management | | For | | | | |
| | | | | |
| O5. | | REAPPOINTMENT OF DR. VISHAL SIKKA, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR. | | Management | | For | | | | |
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| PT AKR CORPORINDO TBK |
| | | |
| Security | | Y71161163 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | ID1000106701 | | Agenda | | 706880742 - Management |
| Record Date | | 05-Apr-2016 | | Holding Recon Date | | 05-Apr-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | 6048156 - B05MTC5 - BHZL7Y9 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL TO INCREASE PAID IN AND PAID UP CAPITAL IN LINE WITH MESOP | | Management | | For | | For | | |
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| THAI BEVERAGE PUBLIC CO LTD, BANGKOK |
| | | |
| Security | | Y8588A103 | | Meeting Type | �� | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | TH0902010014 | | Agenda | | 706898294 - Management |
| Record Date | | 06-Apr-2016 | | Holding Recon Date | | 06-Apr-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | B15F664 - B15T6J9 - B18R1R3 - B970MM1 - BJ054Z0 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | ADOPTION OF THE MINUTES OF THE 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON APRIL 22, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR 2015 AND THE REPORT OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2015 TOGETHER WITH THE AUDITOR REPORT | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | | Management | | For | | For | | |
| | | | | |
| 5.1.1 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: MR. NARONG SRISA-AN | | Management | | For | | For | | |
| | | | | |
| 5.1.2 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: MR. PUCHCHONG CHANDHANAKIJ | | Management | | For | | For | | |
| | | | | |
| 5.1.3 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: MS. KANOKNART RANGSITHIENCHAI | | Management | | For | | For | | |
| | | | | |
| 5.1.4 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: MR. MANU LEOPAIROTE | | Management | | For | | For | | |
| | | | | |
| 5.1.5 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: MR. UEYCHAI TANTHA-OBHAS | | Management | | For | | For | | |
| | | | | |
| 5.1.6 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: MR. SITHICHAI CHAIKRIANGKRAI | | Management | | For | | For | | |
| | | | | |
| 5.1.7 | | RE-ELECTION OF ALL PROPOSED DIRECTOR WHO ARE DUE TO RETIRE BY ROTATION: DR. PISANU VICHIENSANTH | | Management | | For | | For | | |
| | | | | |
| 5.2 | | DETERMINATION OF THE DIRECTOR AUTHORITIES TO SIGN FOR AND ON BEHALF OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM APRIL 2016 TO MARCH 2017 | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL ON THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 31 AND ARTICLE 40 | | Management | | For | | For | | |
| | | | | |
| 8 | | APPROVAL ON THE APPOINTMENT OF THE AUDITOR FOR THE FINANCIAL STATEMENTS FOR THE YEAR 2016 AND DETERMINATION OF THE REMUNERATION: KPMG PHOOMCHAI AUDIT LTD | | Management | | For | | For | | |
| | | | | |
| 9 | | APPROVAL ON THE D&O INSURANCE FOR DIRECTORS AND EXECUTIVES | | Management | | For | | For | | |
| | | | | |
| 10 | | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS’ MANDATE FOR INTERESTED PERSON TRANS ACTIONS (SHAREHOLDERS’ MANDATE) | | Management | | For | | For | | |
| | | | | |
| 11 | | APPROVAL ON THE THAIBEV LONG TERM INCENTIVE PLAN | | Management | | For | | For | | |
| | | | | |
| 12 | | APPROVAL ON THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 3,889,9 75,000 FROM BAHT 29,000,000,000 TO BAHT 25,110,025,000 | | Management | | For | | For | | |
| | | | | |
| 13 | | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | APPROVAL ON THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 45,000,000 FROM BAHT 25,110,025,000 TO BAHT 25,155,025,000 | | Management | | For | | For | | |
| | | | | |
| 15 | | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 16 | | APPROVAL ON THE ALLOCATION OF THE NEWLY- ISSUED ORDINARY SHARES OF THE COMPANY TO ACCOMMODATE THE THAIBEV LONG TERM INCENTIVE PLAN | | Management | | For | | For | | |
| | | | | |
| 17 | | OTHER BUSINESS (IF ANY) | | Management | | Abstain | | For | | |
| | | | | | |
| CK HUTCHISON HOLDINGS LTD, GRAND CAYMAN |
| | | |
| Security | | G21765105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-May-2016 |
| ISIN | | KYG217651051 | | Agenda | | 706917664 - Management |
| Record Date | | 09-May-2016 | | Holding Recon Date | | 09-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 06-May-2016 |
| SEDOL(s) | | BW9P816 - BWDPHS2 - BWF9FC2 - BWFGCF5 - BWFQVV4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 17 MAY 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0412/LTN20160412518.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0412/LTN20160412532.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT MR LI TZAR KUOI, VICTOR AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.C | | TO RE-ELECT MR FRANK JOHN SIXT AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.D | | TO RE-ELECT MR LEE YEH KWONG, CHARLES AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.E | | TO RE-ELECT MR GEORGE COLIN MAGNUS AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.F | | TO RE-ELECT THE HON SIR MICHAEL DAVID KADOORIE AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.G | | TO RE-ELECT DR WONG YICK-MING, ROSANNA AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5.1 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES | | Management | | For | | For | | |
| | | | | |
| 5.2 | | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | | Management | | For | | For | | |
| | | | | |
| 5.3 | | TO EXTEND THE GENERAL MANDATE IN ORDINARY RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL SHARES | | Management | | For | | For | | |
| | | | | |
| 6 | | TO APPROVE THE SHARE OPTION SCHEME OF HUTCHISON CHINA MEDITECH LIMITED | | Management | | For | | For | | |
| | | | | | |
| EMPERADOR INC |
| | | |
| Security | | Y2290T104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-May-2016 |
| ISIN | | PHY2290T1044 | | Agenda | | 706990733 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | QUEZON CITY / Philippines | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | BFG0SH1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609413 DUE TO RECEIPT OF-DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | CALL TO ORDER | | Management | | For | | For | | |
| | | | | |
| 2 | | CERTIFICATION OF NOTICE AND QUORUM | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF THE MINUTES OF THE ANNUAL MEETING OF THE STOCKHOLDERS HELD ON 18 MAY 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | ANNUAL REPORT OF THE MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 5 | | RATIFICATION OF ACTS OF THE BOARD OF DIRECTORS, BOARD COMMITTEES, AND MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 6 | | APPOINTMENT OF EXTERNAL AUDITORS: PUNONGBAYAN & ARAULLO (P&A) | | Management | | For | | For | | |
| | | | | |
| 7 | | ELECTION OF DIRECTOR: ANDREW L. TAN | | Management | | For | | For | | |
| | | | | |
| 8 | | ELECTION OF DIRECTOR: WINSTON S CO | | Management | | For | | For | | |
| | | | | |
| 9 | | ELECTION OF DIRECTOR: KATHERINE L. TAN | | Management | | For | | For | | |
| | | | | |
| 10 | | ELECTION OF DIRECTOR: KINGSON U. SIAN | | Management | | For | | For | | |
| | | | | |
| 11 | | ELECTION OF DIRECTOR: KENDRICK ANDREW L. TAN | | Management | | For | | For | | |
| | | | | |
| 12 | | ELECTION OF DIRECTOR: ENRIQUE M. SORIANO III (INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
| | | | | |
| 13 | | ELECTION OF DIRECTOR: ALEJO L. VILLANUEVA, JR. (INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
| | | | | |
| 14 | | OTHER MATTERS | | Management | | Abstain | | For | | |
| | | | | |
| 15 | | ADJOURNMENT | | Management | | For | | For | | |
| | | | | |
| CMMT | | 03 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 632822,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| TENCENT HOLDINGS LTD, GEORGE TOWN |
| | | |
| Security | | G87572163 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | KYG875721634 | | Agenda | | 706832828 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | BMMV2K8 - BMN9869 - BMNDJT1 - BP3RXY7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291421.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0329/LTN201603291411.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT MR. JACOBUS PETRUS (KOOS) BEKKER AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MR. IAN CHARLES STONE AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.C | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | | Management | | For | | For | | |
| | | | | | |
| ASIAN PAINTS LTD, MUMBAI |
| | | |
| Security | | Y03638114 | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-May-2016 |
| ISIN | | INE021A01026 | | Agenda | | 706993638 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | TBD / India | | Vote Deadline Date | | 18-May-2016 |
| SEDOL(s) | | BCRWL65 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE CHANGE OF PLACE OF KEEPING AND INSPECTION OF REGISTER AND INDEX OF MEMBERS, RETURNS ETC | | Management | | For | | For | | |
| | | | | | |
| PETROCHINA CO LTD, BEIJING |
| | | |
| Security | | Y6883Q104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-May-2016 |
| ISIN | | CNE1000003W8 | | Agenda | | 707035588 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 19-May-2016 |
| SEDOL(s) | | 5939507 - 6226576 - B01DNL9 - B17H0R7 - BP3RWW8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 612856 DUE TO ADDITION OF- RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0406/LTN20160406703.pdf- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0406/LTN20160406797.pdf- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN201604291708.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN201604291648.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2016 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE AND DEAL WITH DOMESTIC SHARES (A SHARES) AND/OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY OF NOT MORE THAN 20% OF EACH OF ITS EXISTING DOMESTIC SHARES (A SHARES) OR OVERSEAS LISTED FOREIGN SHARES (H SHARES) OF THE COMPANY IN ISSUE AS AT THE DATE OF PROPOSAL AND PASSING OF THIS RESOLUTION AT THE 2015 ANNUAL GENERAL MEETING AND DETERMINE THE TERMS AND CONDITIONS OF ISSUING | | Management | | Against | | Against | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE ELECTION OF MR XU WENRONG AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| CHINA MOBILE LIMITED, HONG KONG |
| | | |
| Security | | Y14965100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | HK0941009539 | | Agenda | | 706912210 - Management |
| Record Date | | 19-May-2016 | | Holding Recon Date | | 19-May-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 20-May-2016 |
| SEDOL(s) | | 5563575 - 6073556 - B01DDV9 - B162JB0 - BP3RPD0 - BRTM834 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411659.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411647.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: HKD 1.196 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.I | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHANG BING | | Management | | For | | For | | |
| | | | | |
| 3.II | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LI YUE | | Management | | For | | For | | |
| | | | | |
| 3.III | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHA YUEJIA | | Management | | For | | For | | |
| | | | | |
| 3.IV | | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LIU AILI | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND US. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | | Management | | For | | For | | |
| | | | | | |
| SANDS CHINA LTD |
| | | |
| Security | | G7800X107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-May-2016 |
| ISIN | | KYG7800X1079 | | Agenda | | 706814262 - Management |
| Record Date | | 16-May-2016 | | Holding Recon Date | | 16-May-2016 |
| City / Country | | MACAO / Cayman Islands | | Vote Deadline Date | | 20-May-2016 |
| SEDOL(s) | | B4Z67Z4 - B5B23W2 - B7YJHL1 - BP3RX25 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0323/LTN20160323375.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0323/LTN20160323419.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 1.00 PER SHARE FOR THE YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT DR. WONG YING WAI AS EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MR. ROBERT GLEN GOLDSTEIN AS NON-EXECUTIVE DIRECTOR | | Management | | For | �� | For | | |
| | | | | |
| 3.C | | TO RE-ELECT MR. CHARLES DANIEL FORMAN AS NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.D | | TO RE-ELECT MR. STEVEN ZYGMUNT STRASSER AS INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.E | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE RESPECTIVE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | Against | | Against | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| CMMT | | 28 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| CHINA LIFE INSURANCE CO LTD, BEIJING |
| | | |
| Security | | Y1477R204 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-May-2016 |
| ISIN | | CNE1000002L3 | | Agenda | | 706912359 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | 6718976 - B02W3K4 - B06KKF8 - BP3RS75 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411385.pdf-and- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411369.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE REMUNERATION OF THE DIRECTORS AND SUPERVISORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE ELECTION OF MS. LEUNG OI-SIE ELSIE AS AN INDEPENDENT DIRECTOR OF THE FIFTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE THE REMUNERATION OF AUDITORS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE COMPANY’S CONTINUED DONATIONS TO CHINA LIFE FOUNDATION | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD OF DIRECTORS MEETINGS | | Management | | For | | For | | |
| | | | | |
| 11 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW H SHARES OF THE COMPANY OF AN AMOUNT OF NOT MORE THAN 20% OF THE H SHARES IN ISSUE AS AT THE DATE OF PASSING OF THIS SPECIAL RESOLUTION | | Management | | Against | | Against | | |
| | | | | | |
| AAC TECHNOLOGIES HOLDINGS INC, GEORGE TOWN |
| | | |
| Security | | G2953R114 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-May-2016 |
| ISIN | | KYG2953R1149 | | Agenda | | 706945827 - Management |
| Record Date | | 25-May-2016 | | Holding Recon Date | | 25-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | B85LKS1 - B8BZ5L5 - B8GPYY6 - BP3RR45 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418733.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418727.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS, THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31ST DECEMBER, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE A FINAL DIVIDEND OF HKD 0.95 PER ORDINARY SHARE FOR THE YEAR ENDED 31ST DECEMBER, 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT MR. MOK JOE KUEN RICHARD AS EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MS. INGRID CHUNYUAN WU AS NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.C | | TO RE-ELECT DATO’ TAN BIAN EE AS INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.D | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE FEES OF THE DIRECTORS FOR THE YEAR ENDING 31ST DECEMBER, 2016 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES | | Management | | Against | | Against | | |
| | | | | |
| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | | Management | | For | | For | | |
| | | | | |
| 7 | | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDITION THERETO THE SHARES REPURCHASED BY THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| 8 | | TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| ANHUI CONCH CEMENT CO LTD, WUHU |
| | | |
| Security | | Y01373102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Jun-2016 |
| ISIN | | CNE1000001W2 | | Agenda | | 706937870 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | WUHU CITY / China | | Vote Deadline Date | | 27-May-2016 |
| SEDOL(s) | | 6080396 - B01W480 - B1BJMK6 - BP3RR90 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0414/LTN20160414346.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0414/LTN20160414408.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE THE REPORT OF THE BOARD (“BOARD”) OF DIRECTORS (“DIRECTOR(S)”) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE (“SUPERVISORY COMMITTEE”) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPROVE THE COMPANY’S 2015 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF ITS 14 SUBSIDIARIES | | Management | | Against | | Against | | |
| | | | | |
| 7.A | | TO ELECT AND APPOINT MR. GAO DENGBANG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.B | | TO ELECT AND APPOINT MR. WANG JIANCHAO AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.C | | TO ELECT AND APPOINT MR. WU BIN AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.D | | TO ELECT AND APPOINT MR. DING FENG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.E | | TO ELECT AND APPOINT MR. ZHOU BO AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.F | | TO ELECT AND APPOINT MR. YANG MIANZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.G | | TO ELECT AND APPOINT MR. TAI KWOK LEUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7.H | | TO ELECT AND APPOINT MR. TAT KWONG SIMON LEUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 8.A | | TO ELECT AND APPOINT MR. QI SHENGLI AS A SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 8.B | | TO ELECT AND APPOINT MR. WANG PENGFEI AS A SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 9 | | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10 | | TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES | | Management | | Against | | Against | | |
| | | | | | |
| PT INDOFOOD CBP SUKSES MAKMUR TBK |
| | | |
| Security | | Y71260106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Jun-2016 |
| ISIN | | ID1000116700 | | Agenda | | 707089985 - Management |
| Record Date | | 11-May-2016 | | Holding Recon Date | | 11-May-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 27-May-2016 |
| SEDOL(s) | | B4126H1 - B4LD3M8 - BHZLJN2 - BV9G5Z5 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF THE FINANCIAL STATEMENT REPORT | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF THE CHANGES OF THE COMPANY’S MANAGEMENT | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT AND THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | | |
| PT INDOFOOD CBP SUKSES MAKMUR TBK |
| | | |
| Security | | Y71260106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Jun-2016 |
| ISIN | | ID1000116700 | | Agenda | | 707090015 - Management |
| Record Date | | 11-May-2016 | | Holding Recon Date | | 11-May-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 27-May-2016 |
| SEDOL(s) | | B4126H1 - B4LD3M8 - BHZLJN2 - BV9G5Z5 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION ARTICLE 4, PARAGRAPH 1 IN LINE WITH AMENDMENT NOMINAL VALUE OF THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | | |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU |
| | | |
| Security | | Y84629107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | TW0002330008 | | Agenda | | 707101488 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | HSINCHU / Taiwan, Province of China | | Vote Deadline Date | | 31-May-2016 |
| SEDOL(s) | | 6889106 - B16TKV8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 6 PER SHARE | | Management | | For | | For | | |
| | | | | | |
| LARGAN PRECISION CO LTD, TAICHUNG CITY |
| | | |
| Security | | Y52144105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0003008009 | | Agenda | | 707104484 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAICHUNG / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6451668 - B06P815 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’ | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 63.5 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: YEN,SHAN-CHIEH, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 4.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: PENG,MING-HUA, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 4.3 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.8 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.9 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.10 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 4.11 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 4.12 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
| | | | | |
| 5 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 6 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| DELTA ELECTRONICS INC, TAIPEI |
| | | |
| Security | | Y20263102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0002308004 | | Agenda | | 707104600 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAOYUAN / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6260734 - B4568G2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | DISCUSSION OF THE AMENDMENTS TO ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | ADOPTION OF THE 2015 ANNUAL FINAL ACCOUNTING BOOKS AND STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | ADOPTION OF THE 2015 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5.0 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | DISCUSSION OF THE AMENDMENTS TO OPERATION PROCEDURES OF ACQUISITION OR DISPOSAL OF ASSETS | | Management | | For | | For | | |
| | | | | |
| 5.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: LI JI REN, SHAREHOLDER NO. Y120143XXX | | Management | | For | | For | | |
| | | | | |
| 6 | | RELEASING DIRECTORS FROM NON-COMPETITION RESTRICTIONS | | Management | | For | | For | | |
| | | | | | |
| MAKALOT INDUSTRIAL CO LTD, TAIPEI |
| | | |
| Security | | Y5419P101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | TW0001477008 | | Agenda | | 707121226 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 06-Jun-2016 |
| SEDOL(s) | | 6580432 - B02WG16 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 9.52 PER SHARE. PROPOSED BONUS ISSUE: 35 SHARES PER 1,000 SHARES | | Management | | For | | For | | |
| | | | | |
| 4 | | THE ISSUANCE OF NEW SHARES FROM CAPITAL RESERVES | | Management | | For | | For | | |
| | | | | |
| 5 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS-CHOU LI PING AND MA KUO CHU | | Management | | For | | For | | |
| | | | | |
| 6 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| TAIWAN PAIHO LTD, HOMEI CHEN |
| | | |
| Security | | Y8431R105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | TW0009938001 | | Agenda | | 707127002 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | CHANGHWA / Taiwan, Province of China | | Vote Deadline Date | | 06-Jun-2016 |
| SEDOL(s) | | 6320832 - B17RLX0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. CASH DIVIDEND OF TWD2 PER SHARE FROM RETAINED EARNINGS | | Management | | For | | For | | |
| | | | | | |
| INFOSYS LIMITED |
| | | |
| Security | | 456788108 | | Meeting Type | | Annual |
| Ticker Symbol | | INFY | | Meeting Date | | 18-Jun-2016 |
| ISIN | | US4567881085 | | Agenda | | 934445520 - Management |
| Record Date | | 31-May-2016 | | Holding Recon Date | | 31-May-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 09-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 01. | | ADOPTION OF FINANCIAL STATEMENTS (INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS) | | Management | | For | | | | |
| | | | | |
| 02. | | DECLARATION OF DIVIDEND | | Management | | For | | | | |
| | | | | |
| 03. | | APPOINTMENT OF DR. VISHAL SIKKA AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | | Management | | For | | | | |
| | | | | |
| 04. | | APPOINTMENT OF AUDITORS | | Management | | For | | | | |
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| PCHOME ONLINE INC, TAIPEI CITY |
| | | |
| Security | | Y6801R101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | TW0008044009 | | Agenda | | 707131619 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | TAIPEI / Taiwan, Province of China | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | B05DVL1 - BNJZGD1 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposedby | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5.2382 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | THE ISSUANCE OF NEW SHARES. PROPOSED STOCK DIVIDEND: 104.764113 FOR 1,000 SHS HELD | | Management | | For | | For | | |
| | | | | |
| 5 | | THE REVISION TO THE PROCEDURES OF MONETARY LOANS | | Management | | For | | For | | |
| | | | | |
| 6 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| PT GUDANG GARAM TBK, KEDIRI |
| | | |
| Security | | Y7121F165 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Jun-2016 |
| ISIN | | ID1000068604 | | Agenda | | 707131885 - Management |
| Record Date | | 27-May-2016 | | Holding Recon Date | | 27-May-2016 |
| City / Country | | KEDIRI / Indonesia | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | 5549326 - 6366999 - B01DHT5 - BHZLH72 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF THE FINANCIAL STATEMENT REPORT | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF DETERMINATION OF DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | | Management | | For | | For | | |
| | | | | | | | | | |
| | | | | | |
| GIANT MANUFACTURING CO LTD |
| | | |
| Security | | Y2708Z106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jun-2016 |
| ISIN | | TW0009921007 | | Agenda | | 707140808 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | TAICHUNG / Taiwan, Province of China | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | 6372167 - B02WF97 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD6.2 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| KING SLIDE WORKS CO LTD |
| | | |
| Security | | Y4771C105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Jun-2016 |
| ISIN | | TW0002059003 | | Agenda | | 707150075 - Management |
| Record Date | | 22-Apr-2016 | | Holding Recon Date | | 22-Apr-2016 |
| City / Country | | KAOHSIUNG / Taiwan, Province of China | | Vote Deadline Date | | 15-Jun-2016 |
| SEDOL(s) | | B01H720 - B13QP84 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 10.1 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | THE REVISION TO THE RULES OF THE ELECTION OF THE DIRECTORS AND SUPERVISORS | | Management | | For | | For | | |
| | | | | |
| 5 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| CHINA TRADITIONAL CHINESE MEDICINE CO LTD |
| | | |
| Security | | Y1507S107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| ISIN | | HK0000056256 | | Agenda | | 707128561 - Management |
| Record Date | | 22-Jun-2016 | | Holding Recon Date | | 22-Jun-2016 |
| City / Country | | GUANGDONG PROVINCE / Hong Kong | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | 6971779 - B0J2M55 - B1HJHC7 - BYNYS68 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0526/LTN20160526722.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0526/LTN20160526716.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2.A.1 | | TO RE-ELECT MR. YANG BIN AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.A.2 | | TO RE-ELECT MR. LIU CUNZHOU AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.A.3 | | TO RE-ELECT MR. XIE RONG AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.A.4 | | TO RE-ELECT MR. YU TZE SHAN HAILSON AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.B | | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITOR OF THE COMPANY IN PLACE OF THE RETIRING AUDITOR, KPMG AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES NOT EXCEEDING 10% OF THE SHARES OF THE COMPANY IN ISSUE | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE SHARES NOT EXCEEDING 20% OF THE SHARES OF THE COMPANY IN ISSUE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO EXTEND THE GENERAL MANDATE TO BE GIVEN TO THE DIRECTORS OF THE COMPANY TO ISSUE NEW SHARES OF THE COMPANY BY ADDING TO IT THE NUMBER OF SHARES BOUGHT BACK BY THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO APPROVE THE CHANGE OF NAME OF THE COMPANY FROM “CHINA TRADITIONAL CHINESE MEDICINE CO. LIMITED (AS SPECIFIED)” TO “CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED (AS SPECIFIED)” | | Management | | For | | For | | |
| | | | | | |
| ASIAN PAINTS LTD, MUMBAI |
| | | |
| Security | | Y03638114 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| ISIN | | INE021A01026 | | Agenda | | 707156546 - Management |
| Record Date | | 21-Jun-2016 | | Holding Recon Date | | 21-Jun-2016 |
| City / Country | | MUMBAI / India | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | BCRWL65 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2016 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE FINAL DIVIDEND ON EQUITY SHARES FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2016 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPOINT A DIRECTOR IN PLACE OF SHRI MAHENDRA CHOKSI (DIN: 00009367), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPOINT A DIRECTOR IN PLACE OF SHRI MALAV DANI (DIN: 01184336), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- APPOINTMENT | | Management | | For | | For | | |
| | | | | |
| 5 | | RESOLVED THAT PURSUANT TO SECTIONS 139, 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), M/S. B S R & CO. LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NUMBER 101248W/W-100022), BE AND ARE HEREBY APPOINTED AS THE JOINT STATUTORY AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY ON SUCH REMUNERATION AS SHALL BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY AND SHALL BE JOINTLY AND SEVERALLY RESPONSIBLE WITH M/S. DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NUMBER - 117366W/W-100018) FOR THE FINANCIAL YEAR 2016-17. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR THE COMPANY SECRETARY BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY, EXPEDIENT AND DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 6 | | RESOLVED THAT PURSUANT TO SECTIONS 139, 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH COMPANIES (AUDIT AND AUDITORS) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE- ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE), M/S. DELOITTE HASKINS & SELLS LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NUMBER 117366W/W-100018) BE AND ARE HEREBY APPOINTED AS STATUTORY AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF THE 75TH ANNUAL GENERAL MEETING, SUBJECT TO RATIFICATION OF APPOINTMENT BY THE SHAREHOLDERS AT EVERY ANNUAL GENERAL MEETING HELD AFTER THIS ANNUAL GENERAL MEETING, ON SUCH REMUNERATION AS SHALL BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY AND SHALL BE JOINTLY AND SEVERALLY RESPONSIBLE WITH M/S. B S R & CO. LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NUMBER 101248W/W-100022) FOR THE FINANCIAL YEAR 2016- 17. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR THE COMPANY SECRETARY BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY, EXPEDIENT AND DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 7 | | RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014 AND COMPANIES (COST RECORDS AND AUDIT) RULES, 2014 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF FOR THE TIME BEING IN FORCE) M/S. RA & CO., COST ACCOUNTANTS (FIRM REGISTRATION NO. 000242) APPOINTED AS THE COST AUDITORS OF THE COMPANY FOR CONDUCTING AUDIT OF THE COST RECORDS, IF REQUIRED, FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2017, BE PAID REMUNERATION NOT EXCEEDING INR 5.50 LACS (RUPEES FIVE LACS AND FIFTY THOUSAND ONLY) EXCLUDING SERVICE TAX AND REIMBURSEMENT OF OUT OF POCKET EXPENSES AT ACTUALS, IF ANY, INCURRED IN CONNECTION WITH THE AUDIT. RESOLVED FURTHER THAT THE BOARD OF DIRECTORS AND/OR THE COMPANY SECRETARY BE AND ARE HEREBY AUTHORIZED TO SETTLE ANY QUESTION, DIFFICULTY OR DOUBT, THAT MAY ARISE IN GIVING EFFECT TO THIS RESOLUTION AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS MAY BE NECESSARY, EXPEDIENT AND DESIRABLE FOR THE PURPOSE OF GIVING EFFECT TO THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| CMMT | | 07 JUN 2016: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR-‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS-MEETING. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 07 JUN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| NIEN MADE ENTERPRISE CO LTD, TAICHUNG |
| | | |
| Security | | Y6349P112 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| ISIN | | TW0008464009 | | Agenda | | 707168820 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | TAICHUNG / Taiwan, Province of China | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | BSZLN15 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED RETAINED EARNING: TWD 8.07758845270735 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF MONETARY LOANS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF ENDORSEMENT AND GUARANTEE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | | Management | | For | | For | | |
| | | | | |
| 7 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF DIRECTORS ELECTION | | Management | | For | | For | | |
| | | | | | |
| BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD, BEIJ |
| | | |
| Security | | Y07717104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Jun-2016 |
| ISIN | | CNE100000221 | | Agenda | | 707099607 - Management |
| Record Date | | 27-May-2016 | | Holding Recon Date | | 27-May-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 23-Jun-2016 |
| SEDOL(s) | | 6208422 - B06ML17 - B0R2JP6 - BYNYS91 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0513/LTN20160513041.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0513/LTN20160513043.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT APPROPRIATION PROPOSAL FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS, AS THE COMPANY’S PRC AND INTERNATIONAL AUDITORS, RESPECTIVELY, FOR THE YEAR ENDING 31 DECEMBER 2016 AND THE GRANTING OF THE AUTHORISATION TO THE BOARD TO DETERMINE THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| CMMT | | 17 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN-RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
Vote Summary
JOHCM Emerging Markets Small Mid Cap Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | |
| CHINA TRADITIONAL CHINESE MEDICINE CO LTD |
| | | |
| Security | | Y1507S107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Jul-2015 |
| ISIN | | HK0000056256 | | Agenda | | 706289712 - Management |
| Record Date | | 08-Jul-2015 | | Holding Recon Date | | 08-Jul-2015 |
| City / Country | | GUANGDONG PROVINCE / Hong Kong | | Vote Deadline Date | | 06-Jul-2015 |
| SEDOL(s) | | 6971779 - B0J2M55 - B1HJHC7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0623/LTN20150623793.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0623/LTN20150623785.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE, RATIFY AND CONFIRM THE FIRST ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE, RATIFY AND CONFIRM THE SECOND ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 3 | | TO APPROVE, RATIFY AND CONFIRM THE THIRD ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 4 | | TO APPROVE, RATIFY AND CONFIRM THE FOURTH ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPROVE, RATIFY AND CONFIRM THE FIFTH ACQUISITION AGREEMENT, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | | Management | | For | | For | | |
| | | | | | | | | | |
| 6 | | (A) TO APPROVE, RATIFY AND CONFIRM THE TRUSTEE SUBSCRIPTION AGREEMENT DATED 15 MAY 2015 (THE “VENDOR C TRUSTEE SUBSCRIPTION AGREEMENT”) ENTERED INTO BETWEEN THE COMPANY AND AS SPECIFIED (HWABAO TRUST CO., LTD.) (THE “TRUSTEE”), AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; AND (B) TO APPROVE THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED AND GRANTED A SPECIFIC MANDATE (THE “VENDOR C SPECIFIC MANDATE”) TO ALLOT AND ISSUE TO THE TRUSTEE, 80,149,157 NEW SHARES OF THE COMPANY IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE VENDOR C TRUSTEE SUBSCRIPTION AGREEMENT | | Management | | For | | For | | |
| | | | | |
| 7 | | (A) TO APPROVE, RATIFY AND CONFIRM THE TRUSTEE SUBSCRIPTION AGREEMENT DATED 15 MAY 2015 (THE “VENDOR E TRUSTEE SUBSCRIPTION AGREEMENT”) ENTERED INTO BETWEEN THE COMPANY AND THE TRUSTEE, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; AND (B) TO APPROVE THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED AND GRANTED A SPECIFIC MANDATE (THE “VENDOR E SPECIFIC MANDATE”) TO ALLOT AND ISSUE TO THE TRUSTEE, 117,600,605 NEW SHARES OF THE COMPANY IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE VENDOR E TRUSTEE SUBSCRIPTION AGREEMENT | | Management | | For | | For | | |
| | | | | |
| CMMT | | 24 JUNE 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL REC-ORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN |
| | | |
| Security | | G8569A106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 15-Jul-2015 |
| ISIN | | KYG8569A1067 | | Agenda | | 706300516 - Management |
| Record Date | | 09-Jul-2015 | | Holding Recon Date | | 09-Jul-2015 |
| City / Country | | BEIJING / Cayman Islands | | Vote Deadline Date | | 08-Jul-2015 |
| SEDOL(s) | | B4XRPN3 - B50L1N7 - BP3RXX6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LIST CONEWS/SEHK/2015/0628/LTN20150628051.P DF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LIST CONEWS/SEHK/2015/0628/LTN20150628041.P DF | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE THE ENTERING OF THE FRAMEWORK AGREEMENT, THE RELEVANT UNDERLYING DOCUMENTS, THE TRANSACTIONS AND MATTERS ANCILLARY THERETO AS SET OUT IN THE NOTICE OF EGM | | Management | | For | | For | | |
| | | | | | |
| INTERNATIONAL MEAL COMPANY ALIMENTACAO SA, SAO PAU |
| | | |
| Security | | P5R73V106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Jul-2015 |
| ISIN | | BRMEALACNOR9 | | Agenda | | 706304665 - Management |
| Record Date | | | | Holding Recon Date | | 15-Jul-2015 |
| City / Country | | CONFINS / Brazil | | Vote Deadline Date | | 10-Jul-2015 |
| SEDOL(s) | | BVXBF78 - BWNH4X2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM-THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.-HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE- NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
| | | | | | | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| I | | TO ELECT 2 NEW MEMBERS OF THE BOARD OF DIRECTORS. MEMBERS. PATRICE PHILIPPE NOGUEIRA BAPTISTA ETLIN AND DILSON BATISTA DOS SANTOS FILHO | | Management | | For | | For | | |
| | | | | |
| II | | THE APPOINTMENT OF THE NEW CHAIRPERSON OF THE BOARD OF DIRECTORS OF THE COMPANY. MEMBER. PATRICE PHILIPPE NOGUEIRA BAPTISTA ETLIN | | Management | | For | | For | | |
| | | | | | |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO |
| | | |
| Security | | 20441A102 | | Meeting Type | | Special |
| Ticker Symbol | | SBS | | Meeting Date | | 21-Jul-2015 |
| ISIN | | US20441A1025 | | Agenda | | 934259119 - Management |
| Record Date | | 01-Jul-2015 | | Holding Recon Date | | 01-Jul-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 16-Jul-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | RE-RATIFICATION OF THE OVERALL COMPENSATION FOR THE MANAGEMENT AND MEMBERS OF THE FISCAL COUNCIL FOR FISCAL YEAR 2015, PURSUANT TO MANAGEMENT PROPOSAL DISCLOSED ON THIS DATE. | | Management | | For | | For | | |
| | | | | | |
| QIWI PLC |
| | | |
| Security | | 74735M108 | | Meeting Type | | Special |
| Ticker Symbol | | QIWI | | Meeting Date | | 28-Jul-2015 |
| ISIN | | US74735M1080 | | Agenda | | 934254195 - Management |
| Record Date | | 08-Jun-2015 | | Holding Recon Date | | 08-Jun-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 17-Jul-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against Management | | |
| S1 | | THAT A RESERVE OF MAXIMUM NUMBER OF CLASS B SHARES FOR ISSUANCE UNDER THE 2015 EMPLOYEE RESTRICTED STOCK UNITS PLAN EQUAL TO SEVEN (7) PERCENT OF THE AGGREGATE NUMBER OF CLASS A SHARES AND CLASS B SHARES ISSUED AND OUTSTANDING (BY NUMBER) FROM TIME TO TIME BE AND IS HEREBY APPROVED. | | Management | | For | | | | |
| | | | | |
| O2 | | THAT THE 2015 EMPLOYEE RESTRICTED STOCK UNITS PLAN BE AND IS HEREBY APPROVED. | | Management | | For | | | | |
| | | | | | |
| BANK OF CHONGQING CO LTD |
| | | |
| Security | | Y0R98B102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Aug-2015 |
| ISIN | | CNE100001QN2 | | Agenda | | 706298951 - Management |
| Record Date | | 10-Jul-2015 | | Holding Recon Date | | 10-Jul-2015 |
| City / Country | | CHONGQING / China | | Vote Deadline Date | | 05-Aug-2015 |
| SEDOL(s) | | BFZCJC0 - BGCYZN9 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0626/LTN20150626384.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0626/LTN20150626366.pdf | | Non-Voting | | | | | | |
| | | | | |
| S.1.1 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: NOMINAL VALUE AND TYPE | | Management | | For | | For | | |
| | | | | |
| S.1.2 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: ISSUE METHOD, PROCEDURES AND TARGETS | | Management | | For | | For | | |
| | | | | |
| S.1.3 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: ISSUE SIZE | | Management | | For | | For | | |
| | | | | |
| S.1.4 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: ISSUE PRICE | | Management | | For | | For | | |
| | | | | |
| S.1.5 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: SUBSCRIPTION METHOD | | Management | | For | | For | | |
| | | | | |
| S.1.6 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: PLACE OF LISTING | | Management | | For | | For | | |
| | | | | |
| S.1.7 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: ACCUMULATED UNDISTRIBUTED PROFIT | | Management | | For | | For | | |
| | | | | |
| S.1.8 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: USE OF PROCEEDS | | Management | | For | | For | | |
| | | | | |
| S.1.9 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: VALIDITY PERIOD OF RESOLUTION | | Management | | For | | For | | |
| | | | | |
| S1.10 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK: AUTHORISATION FOR ISSUE OF NEW H SHARES | | Management | | For | | For | | |
| | | | | | | | | | |
| S.2 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND THE PROCEDURAL RULES FOR THE BOARD OF DIRECTORS OF THE BANK | | Management | | For | | For | | |
| | | | | |
| S.3 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURAL RULES FOR THE BOARD OF SUPERVISORS OF THE BANK | | Management | | For | | For | | |
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| O.1 | | TO CONSIDER AND APPROVE THE REPORT ON USE OF PROCEEDS FROM PREVIOUS FUNDS RAISING ACTIVITY OF THE BANK | | Management | | For | | For | | |
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| O.2 | | TO CONSIDER AND APPROVE THE PROPOSED ELECTION OF MR. HE SHENG AS A NON-EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| O.3 | | TO CONSIDER AND APPROVE THE PROPOSED ELECTION OF MR. WU BING AS A SHAREHOLDER SUPERVISOR OF THE BANK | | Management | | For | | For | | |
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| BANK OF CHONGQING CO LTD |
| | | |
| Security | | Y0R98B102 | | Meeting Type | | Class Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-Aug-2015 |
| ISIN | | CNE100001QN2 | | Agenda | | 706299167 - Management |
| Record Date | | 10-Jul-2015 | | Holding Recon Date | | 10-Jul-2015 |
| City / Country | | CHONGQING / China | | Vote Deadline Date | | 05-Aug-2015 |
| SEDOL(s) | | BFZCJC0 - BGCY ZN9 | | Quick Code |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0626/LTN20150626392.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0626/LTN20150626374.pdf | | Non-Voting | | | | | | |
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| 1.1 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:NOMINAL VALUE AND TYPE | | Management | | For | | For | | |
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| 1.2 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:ISSUE METHOD, PROCEDURES AND TARGETS | | Management | | For | | For | | |
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| 1.3 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:ISSUE SIZE | | Management | | For | | For | | |
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| 1.4 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:ISSUE PRICE | | Management | | For | | For | | |
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| 1.5 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:SUBSCRIPTION METHOD | | Management | | For | | For | | |
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| 1.6 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:PLACE OF LISTING | | Management | | For | | For | | |
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| 1.7 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:ACCUMULATED UNDISTRIBUTED PROFIT | | Management | | For | | For | | |
| | | | | |
| 1.8 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:USE OF PROCEEDS | | Management | | For | | For | | |
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| 1.9 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:VALIDITY PERIOD OF RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 1.10 | | TO CONSIDER AND APPROVE THE PLAN TO ISSUE NEW H SHARES OF THE BANK:AUTHORISATION FOR ISSUE OF NEW H SHARES | | Management | | For | | For | | |
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| AMREST HOLDINGS SE, AMSTERDAM |
| | | |
| Security | | N05252106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Aug-2015 |
| ISIN | | NL0000474351 | | Agenda | | 706335862 - Management |
| Record Date | | 27-Jul-2015 | | Holding Recon Date | | 27-Jul-2015 |
| City / Country | | WROCLAW / Netherlands | | Vote Deadline Date | | 27-Jul-2015 |
| SEDOL(s) | | B07XWG1 - B128B16 - B290264 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 508496 DUE TO RECEIPT OF-ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISR-EGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | |
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| 2 | | ELECTION OF THE CHAIRMAN | | Management | | For | | For | | |
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| 3 | | DRAWING UP THE ATTENDANCE LIST | | Management | | For | | For | | |
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| 4 | | DETERMINATION OF THE CORRECTNESS OF THE PROCEDURE USED TO CONVENE THE EGM AND ITS CAPACITY TO PASS RESOLUTIONS | | Management | | For | | For | | |
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| 5 | | ADOPTION OF THE AGENDA OF THE EGM | | Management | | For | | For | | |
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| 6 | | ADOPTION OF RESOLUTIONS ON THE NUMBER OF SUPERVISORY BOARD MEMBERS | | Management | | For | | For | | |
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| 7 | | ADOPTION OF RESOLUTIONS ON CHANGES IN COMPOSITION OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 8 | | ADOPTION OF RESOLUTIONS ON FIXING THE REMUNERATION OF SUPERVISORY BOARD MEMBERS | | Management | | For | | For | | |
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| 9 | | RESOLUTION ON CHANGES IN COMPANY STATUTE | | Management | | For | | For | | |
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| 10 | | ADOPTION OF RESOLUTION ON COVERING THE COSTS OF CONVENING AND HOLDING THE EGM BY THE COMPANY | | Management | | For | | For | | |
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| 11 | | THE CLOSURE OF THE MEETING | | Non-Voting | | | | | | |
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| QUALICORP SA, SAO PAULO |
| | | |
| Security | | P7S21H105 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Aug-2015 |
| ISIN | | BRQUALACNOR6 | | Agenda | | 706335999 - Management |
| Record Date | | | | Holding Recon Date | | 13-Aug-2015 |
| City / Country | | SAO PAULO / Brazil | | Vote Deadline Date | | 10-Aug-2015 |
| SEDOL(s) | | B4LHBQ0 - B717PH0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | TO VOTE REGARDING A PROPOSAL FROM THE MANAGEMENT OF THE COMPANY FOR A REDUCTION OF THE SHARE CAPITAL IN THE AMOUNT OF BRL 400 MILLION, WITH IT GOING FROM BRL 2,005,453,703.73 TO BRL 1,605,453,703.73, WITHOUT THE CANCELLATION OF SHARES, AND KEEPING THE PERCENTAGE EQUITY INTEREST OF THE SHAREHOLDERS IN THE SHARE CAPITAL OF THE COMPANY UNCHANGED, WITH THE RESTITUTION TO THE SHAREHOLDERS OF PART OF THE VALUE OF THEIR SHARES, WITH THE CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 10 AUG 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE ME-ETING DATE FROM 06 AUG 2015 TO 17 AUG 2015. IF YOU HAVE ALREADY SENT IN YOUR V-OTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRU-CTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| AL NOOR HOSPITALS GROUP PLC, LONDON |
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| Security | | G021A5106 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Aug-2015 |
| ISIN | | GB00B8HX8Z88 | | Agenda | | 706359228 - Management |
| Record Date | | | | Holding Recon Date | | 20-Aug-2015 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 18-Aug-2015 |
| SEDOL(s) | | B8HX8Z8 - BC1J5Q0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | THAT THE TRANSACTION, ON THE TERMS SET OUT IN THE TRANSACTION AGREEMENTS (BOTH AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS DATED 7 AUGUST 2015 (THE “CIRCULAR”)), BE AND IS HEREBY APPROVED AND THE DIRECTORS (OR A COMMITTEE OF THE DIRECTORS) BE AND ARE HEREBY AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND ANY OF THE TERMS OF THE TRANSACTION AGREEMENTS (PROVIDED THAT ANY SUCH WAIVERS, AMENDMENTS, VARIATIONS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE) AND TO DO ALL THINGS AS THEY MAY CONSIDER TO BE NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE TRANSACTION AND ANY MATTERS INCIDENTAL TO THE TRANSACTION | | Management | | For | | For | | |
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| SLC AGRICOLA SA, PORTO ALEGRE |
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| Security | | P8711D107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 01-Sep-2015 |
| ISIN | | BRSLCEACNOR2 | | Agenda | | 706368152 - Management |
| Record Date | | | | Holding Recon Date | | 28-Aug-2015 |
| City / Country | | PORTO ALEGRE / Brazil | | Vote Deadline Date | | 25-Aug-2015 |
| SEDOL(s) | | B1Y4WK8 - B2Q3ZB2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | | | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1.I | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER, FROM HERE ONWARDS REFERRED TO AS THE MERGER, OF FAZENDA PAIAGUAS EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF DIAMANTINO, DISTRICT OF DECIOLANDIA, STATE OF MATO GROSSO, ON HIGHWAY BR 364, NO ADDRESS NUMBER, KILOMETER 754, PLUS 25 KM TO THE RIGHT, ZIP CODE 78400.000, WITH ITS FOUNDING DOCUMENTS FILED WITH THE MATO GROSSO STATE BOARD OF TRADE UNDER COMPANY IDENTIFICATION NUMBER, NIRE, 51201239207, ON APRIL 4, 2011, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ. MF, 02.144.795.0001.37, FROM HERE ONWARDS REFERRED TO AS PAIAGUAS: TO EXAMINE, DISCUSS AND VOTE REGARDING THE PROTOCOL AND JUSTIFICATION OF COMPLETE MERGER THAT WAS SIGNED ON AUGUST 14, 2015, BY THE MANAGEMENT OF PAIAGUAS AND THAT OF THE COMPANY, FROM HERE ONWARDS REFERRED TO CONTD | | Management | | For | | For | | |
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| CONT | | CONTD AS THE PROTOCOL OF MERGER | | Non-Voting | | | | | | |
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| 1.II | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER, FROM HERE ONWARDS REFERRED TO AS THE MERGER, OF FAZENDA PAIAGUAS EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF DIAMANTINO, DISTRICT OF DECIOLANDIA, STATE OF MATO GROSSO, ON HIGHWAY BR 364, NO ADDRESS NUMBER, KILOMETER 754, PLUS 25 KM TO THE RIGHT, ZIP CODE 78400.000, WITH ITS FOUNDING DOCUMENTS FILED WITH THE MATO GROSSO STATE BOARD OF TRADE UNDER COMPANY IDENTIFICATION NUMBER, NIRE, 51201239207, ON APRIL 4, 2011, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ. MF, 02.144.795.0001.37, FROM HERE ONWARDS REFERRED TO AS PAIAGUAS: TO RATIFY THE APPOINTMENT OF THE SPECIALIZED INDEPENDENT VALUATION COMPANY INDICATED BY THE MANAGEMENT OF PAIAGUAS AND OF THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE APPRAISER, TO PROCEED WITH THE CONTD | | Management | | For | | For | | |
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| CONT | | CONTD PREPARATION OF THE VALUATION REPORT, FROM HERE ONWARDS REFERRED TO AS-THE MERGER VALUATION REPORT | | Non-Voting | | | | | | |
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| 1.III | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER, FROM HERE ONWARDS REFERRED TO AS THE MERGER, OF FAZENDA PAIAGUAS EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF DIAMANTINO, DISTRICT OF DECIOLANDIA, STATE OF MATO GROSSO, ON HIGHWAY BR 364, NO ADDRESS NUMBER, KILOMETER 754, PLUS 25 KM TO THE RIGHT, ZIP CODE 78400.000, WITH ITS FOUNDING DOCUMENTS FILED WITH THE MATO GROSSO STATE BOARD OF TRADE UNDER COMPANY IDENTIFICATION NUMBER, NIRE, 51201239207, ON APRIL 4, 2011, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 02.144.795.0001.37, FROM HERE ONWARDS REFERRED TO AS PAIAGUAS: TO EXAMINE, DISCUSS AND VOTE REGARDING THE MERGER VALUATION REPORT THAT WAS PREPARED IN ADVANCE BY THE APPRAISER | | Management | | For | | For | | |
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| 1.IV | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER, FROM HERE ONWARDS REFERRED TO AS THE MERGER, OF FAZENDA PAIAGUAS EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF DIAMANTINO, DISTRICT OF DECIOLANDIA, STATE OF MATO GROSSO, ON HIGHWAY BR 364, NO ADDRESS NUMBER, KILOMETER 754, PLUS 25 KM TO THE RIGHT, ZIP CODE 78400.000, WITH ITS FOUNDING DOCUMENTS FILED WITH THE MATO GROSSO STATE BOARD OF TRADE UNDER COMPANY IDENTIFICATION NUMBER, NIRE, 51201239207, ON APRIL 4, 2011, WITH CORPORATE TAXPAYER ID NUMBER, CNPJ. MF, 02.144.795.0001.37, FROM HERE ONWARDS REFERRED TO AS PAIAGUAS: TO EXAMINE, DISCUSS AND VOTE REGARDING THE MERGER OF PAIAGUAS, WITH ITS CONSEQUENT EXTINCTION AND THE TRANSFER, TO THE COMPANY, OF ALL THE ASSETS, RIGHTS AND OBLIGATIONS OF PAIAGUAS | | Management | | For | | For | | |
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| 2.I | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER OF THE SPUN OFF PORTION, FROM HERE ONWARDS REFERRED TO AS THE MERGER OF THE SPUN OFF PORTION, OF FAZENDA PARNAIBA EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF TASSO FRAGOSO, STATE OF MARANHAO, ON ROAD MA 006, NO ADDRESS NUMBER, KILOMETER 120, SERRA DO PENITENTE, RURAL ZONE, ZIP CODE 65820.000, WITH ITS CORPORATE DOCUMENTS FILED AT THE MARAHAO STATE BOARD OF TRADE UNDER COMPANY ID NUMBER, NIRE, 21200736261, ON MARCH 3, 2011, AND CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 12.147.930.0001.51, FROM HERE ONWARDS REFERRED TO AS PARNAIBA: TO EXAMINE, DISCUSS AND VOTE REGARDING THE PROTOCOL AND JUSTIFICATION OF PARTIAL SPIN OFF FROM FAZENDA PARNAIBA EMPREENDIMENTOS AGRICOLAS LTDA., FOLLOWED BY THE MERGER OF THE SPUN OFF PORTION CONTD | | Management | | For | | For | | |
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| CONT | | CONTD INTO THE COMPANY, WHICH WAS SIGNED ON AUGUST 14, 2015, BY THE- MANAGEMENT OF PARNAIBA AND OF THE COMPANY, FROM HERE ONWARDS REFERRED TO AS-THE PARTIAL SPIN OFF PROTOCOL | | Non-Voting | | | | | | |
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| 2.II | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER OF THE SPUN OFF PORTION, FROM HERE ONWARDS REFERRED TO AS THE MERGER OF THE SPUN OFF PORTION, OF FAZENDA PARNAIBA EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF TASSO FRAGOSO, STATE OF MARANHAO, ON ROAD MA 006, NO ADDRESS NUMBER, KILOMETER 120, SERRA DO PENITENTE, RURAL ZONE, ZIP CODE 65820.000, WITH ITS CORPORATE DOCUMENTS FILED AT THE MARAHAO STATE BOARD OF TRADE UNDER COMPANY ID NUMBER, NIRE, 21200736261, ON MARCH 3, 2011, AND CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 12.147.930.0001.51, FROM HERE ONWARDS REFERRED TO AS PARNAIBA: TO RATIFY THE APPOINTMENT OF THE SPECIALIZED INDEPENDENT VALUATION COMPANY INDICATED BY THE MANAGERS OF PARNAIBA AND OF THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE APPRAISER, TO PROCEED CONTD | | Management | | For | | For | | |
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| CONT | | CONTD WITH THE PREPARATION OF THE VALUATION REPORT, FROM HERE ONWARDS-REFERRED TO AS THE PARTIAL SPIN OFF VALUATION REPORT, AND OF THE AMOUNT THAT-WILL BE TRANSFERRED TO THE EQUITY OF THE COMPANY | | Non-Voting | | | | | | |
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| 2.III | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER OF THE SPUN OFF PORTION, FROM HERE ONWARDS REFERRED TO AS THE MERGER OF THE SPUN OFF PORTION, OF FAZENDA PARNAIBA EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF TASSO FRAGOSO, STATE OF MARANHAO, ON ROAD MA 006, NO ADDRESS NUMBER, KILOMETER 120, SERRA DO PENITENTE, RURAL ZONE, ZIP CODE 65820.000, WITH ITS CORPORATE DOCUMENTS FILED AT THE MARAHAO STATE BOARD OF TRADE UNDER COMPANY ID NUMBER, NIRE, 21200736261, ON MARCH 3, 2011, AND CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 12.147.930.0001.51, FROM HERE ONWARDS REFERRED TO AS PARNAIBA: TO EXAMINE, DISCUSS AND VOTE REGARDING THE PARTIAL SPIN OFF VALUATION REPORT PREVIOUSLY PREPARED BY THE APPRAISER | | Management | | For | | For | | |
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| 2.IV | | TO VOTE REGARDING THE PROPOSAL FOR THE MERGER OF THE SPUN OFF PORTION, FROM HERE ONWARDS REFERRED TO AS THE MERGER OF THE SPUN OFF PORTION, OF FAZENDA PARNAIBA EMPREENDIMENTOS AGRICOLAS LTDA., A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE IN THE MUNICIPALITY OF TASSO FRAGOSO, STATE OF MARANHAO, ON ROAD MA 006, NO ADDRESS NUMBER, KILOMETER 120, SERRA DO PENITENTE, RURAL ZONE, ZIP CODE 65820.000, WITH ITS CORPORATE DOCUMENTS FILED AT THE MARAHAO STATE BOARD OF TRADE UNDER COMPANY ID NUMBER, NIRE, 21200736261, ON MARCH 3, 2011, AND CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 12.147.930.0001.51, FROM HERE ONWARDS REFERRED TO AS PARNAIBA: TO EXAMINE, DISCUSS AND VOTE REGARDING THE MERGER OF THE SPUN OFF PORTION OF PARNAIBA, WITH THE CONSEQUENT TRANSFER, CONTD | | Management | | For | | For | | |
| | | | | |
| CONT | | CONTD TO THE COMPANY, OF THE ASSETS, RIGHTS AND OBLIGATIONS REPRESENTED IN-THE VALUATION REPORT | | Non-Voting | | | | | | |
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| 3 | | TO EXAMINE, DISCUSS AND VOTE REGARDING THE INCREASE OF THE CAPITAL OF THE COMPANY, THROUGH THE INCLUSION OF PART OF THE BALANCE OF THE PROFIT RESERVES, WITHOUT THE ISSUANCE OF NEW SHARES, AND THE CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS | | Management | | For | | For | | |
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| 4 | | TO VOTE REGARDING THE PROPOSAL FOR THE RESTATEMENT OF THE CORPORATE BYLAWS | | Management | | For | | For | | |
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| MAANSHAN IRON & STEEL CO LTD, MAANSHAN |
| | | |
| Security | | Y5361G109 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-Sep-2015 |
| ISIN | | CNE1000003R8 | | Agenda | | 706334276 - Management |
| Record Date | | 10-Aug-2015 | | Holding Recon Date | | 10-Aug-2015 |
| City / Country | | ANHUI PROVINCE / China | | Vote Deadline Date | | 04-Sep-2015 |
| SEDOL(s) | | 6600879 - B01BP40 - B01XLM6 - BP3RWC8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0722/LTN20150722570.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/0722/LTN20150722547.pdf | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND TO ITS APPENDIX | | Management | | For | | For | | |
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| DATATEC LTD |
| | | |
| Security | | S2100Z123 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-Sep-2015 |
| ISIN | | ZAE000017745 | | Agenda | | 706335773 - Management |
| Record Date | | 04-Sep-2015 | | Holding Recon Date | | 04-Sep-2015 |
| City / Country | | SANDTON / South Africa | | Vote Deadline Date | | 03-Sep-2015 |
| SEDOL(s) | | 5740538 - 6149479 - B0372K1 - B1FDH43 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| O.1 | | RE-ELECT FUNKE IGHODARO AS DIRECTOR | | Management | | For | | For | | |
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| O.2 | | RE-ELECT WISEMAN NKUHLU AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.3 | | RE-APPOINT DELOITTE AND TOUCHE AS AUDITORS OF THE COMPANY WITH MARK HOLME AS THE DESIGNATED AUDITOR | | Management | | For | | For | | |
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| O.4.1 | | RE-ELECT CHRIS SEABROOKE AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | | Management | | For | | For | | |
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| O.4.2 | | RE-ELECT WISEMAN NKUHLU AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.4.3 | | RE-ELECT FUNKE IGHODARO AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.4.4 | | RE-ELECT STEPHEN DAVIDSON AS MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.5 | | APPROVE REMUNERATION POLICY | | Management | | For | | For | | |
| | | | | |
| S.1 | | APPROVE NON-EXECUTIVE DIRECTORS FEES | | Management | | For | | For | | |
| | | | | |
| S.2 | | APPROVE FINANCIAL ASSISTANCE TO RELATED OR INTER-RELATED COMPANY OR CORPORATION | | Management | | For | | For | | |
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| S.3 | | AUTHORISE REPURCHASE OF ISSUED SHARE CAPITAL | | Management | | For | | For | | |
| | | | | |
| O.6 | | AUTHORISE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | | Management | | For | | For | | |
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| CMMT | | 28 JUL 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE NUMBERIN-G OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE A-GAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| LUXOFT HOLDING, INC |
| | | |
| Security | | G57279104 | | Meeting Type | | Annual |
| Ticker Symbol | | LXFT | | Meeting Date | | 10-Sep-2015 |
| ISIN | | VGG572791041 | | Agenda | | 934268601 - Management |
| Record Date | | 05-Aug-2015 | | Holding Recon Date | | 05-Aug-2015 |
| City / Country | | / Virgin Islands (British) | | Vote Deadline Date | | 09-Sep-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1A. | | ELECTION OF DIRECTOR: ESTHER DYSON | | Management | | For | | For | | |
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| 1B. | | ELECTION OF DIRECTOR: GLEN GRANOVSKY | | Management | | For | | For | | |
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| 1C. | | ELECTION OF DIRECTOR: MARC KASHER | | Management | | For | | For | | |
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| 1D. | | ELECTION OF DIRECTOR: ANATOLY KARACHINSKIY | | Management | | For | | For | | |
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| 1E. | | ELECTION OF DIRECTOR: THOMAS PICKERING | | Management | | For | | For | | |
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| 1F. | | ELECTION OF DIRECTOR: DMITRY LOSHCHININ | | Management | | For | | For | | |
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| 1G. | | ELECTION OF DIRECTOR: SERGEY MATSOTSKY | | Management | | For | | For | | |
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| 1H. | | ELECTION OF DIRECTOR: YULIA YUKHADI | | Management | | For | | For | | |
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| 2. | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2016. | | Management | | For | | For | | |
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| AMREST HOLDINGS SE, AMSTERDAM | | | | | | | | |
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| Security | | N05252106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Sep-2015 |
| ISIN | | NL0000474351 | | Agenda | | 706401483 - Management |
| Record Date | | 04-Sep-2015 | | Holding Recon Date | | 04-Sep-2015 |
| City / Country | | WROCLAW / Netherlands | | Vote Deadline Date | | 04-Sep-2015 |
| SEDOL(s) | | B07XWG1 - B128B16 - B290264 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 517756 DUE TO RECEIPT OF-ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DIS-REGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | | Non-Voting | | | | | | |
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| 1 | | OPENING OF THE EXTRAORDINARY GENERAL MEETING | | Non-Voting | | | | | | |
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| 2 | | ELECTION OF THE CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING | | Management | | For | | For | | |
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| 3 | | DRAWING UP THE ATTENDANCE LIST | | Management | | For | | For | | |
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| 4 | | DETERMINATION OF THE CORRECTNESS OF THE PROCEDURE USED TO CONVENE THE EXTRAORDINARY GENERAL MEETING AND ITS CAPACITY TO PASS RESOLUTIONS | | Management | | For | | For | | |
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| 5 | | ADOPTION OF THE AGENDA OF THE EXTRAORDINARY GENERAL MEETING | | Management | | For | | For | | |
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| 6 | | ADOPTION OF A RESOLUTION ON FIXING THE REMUNERATION OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 7 | | ADOPTION OF A RESOLUTIONS ON THE CHANGES IN COMPOSITION OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 8 | | ADOPTION OF A RESOLUTION ON THE NUMBER OF THE SUPERVISORY BOARD MEMBERS FOR THE PURPOSES OF GROUP VOTING | | Management | | For | | For | | |
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| 9 | | ELECTION OF THE SUPERVISORY BOARD MEMBERS IN GROUP VOTING | | Management | | For | | For | | |
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| 10 | | ADOPTION OF A RESOLUTION ON COVERING THE COSTS OF CONVENING AND HOLDING THE EXTRAORDINARY GENERAL MEETING BY THE COMPANY | | Management | | For | | For | | |
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| 11 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| LOJAS RENNER SA, PORTO ALEGRE |
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| Security | | P6332C102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Sep-2015 |
| ISIN | | BRLRENACNOR1 | | Agenda | | 706367009 - Management |
| Record Date | | | | Holding Recon Date | | 21-Sep-2015 |
| City / Country | | PORTO ALEGRE / Brazil | | Vote Deadline Date | | 16-Sep-2015 |
| SEDOL(s) | | 2522416 - B0CGYD6 - BBPVF87 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE- NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE THE AMENDMENT OF ARTICLE 5 OF THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER TO CHANGE THE SUBSCRIBED FOR AND PAID IN SHARE CAPITAL AND THE NUMBER OF SHARES ISSUED, BEARING IN MIND THE RESOLUTIONS OF THE BOARD OF DIRECTORS THAT WERE APPROVED ON MAY 23, AUGUST 15, AND NOVEMBER 21, 2012, JANUARY 23, APRIL 18, MAY 15 AND NOVEMBER 19, 2013, MAY 20, AUGUST 22 AND NOVEMBER 18, 2014, AND MAY 19, 2015, IN REFERENCE TO THE EXERCISE OF GRANTS FROM THE COMPANY STOCK OPTION PLAN, AS WELL AS THE RESOLUTIONS OF THE ANNUAL GENERAL MEETINGS THAT WERE HELD ON APRIL 18, 2013, AND APRIL 16, 2015, CONTD. | | Management | | For | | For | | |
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| CONT | | CONTD. IN REGARD TO THE INCORPORATION OF 50 PERCENT OF THE BALANCE OF THE-INVESTMENT AND EXPANSION PROFIT RESERVE, WHICH RESULTED IN AN INCREASE IN THE-SHARE CAPITAL OF THE COMPANY IN THE AMOUNT OF BRL 706,550,305.72, BY MEANS OF-THE ISSUANCE OF 5,018,500 NEW SHARES | | Non-Voting | | | | | | |
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| 2 | | TO EXAMINE, DISCUSS AND VOTE ON THE PROPOSAL AND THE TERMS AND CONDITIONS FOR A SPLIT OF ALL OF THE EXISTING COMMON SHARES THAT ARE ISSUED BY THE COMPANY, WITH EACH ONE COMMON SHARE CURRENTLY IN EXISTENCE COMING TO BE FIVE COMMON SHARES. IN THIS WAY, THE SHARE CAPITAL OF THE COMPANY WOULD COME TO BE REPRESENTED BY 639,197,825 COMMON SHARES THAT HAVE NO PAR VALUE | | Management | | For | | For | | |
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| 3 | | TO EXAMINE, DISCUSS AND VOTE ON THE PROPOSAL FOR LONG TERM INCENTIVES, STOCK OPTION PLAN AND RESTRICTED SHARE PLAN | | Management | | For | | For | | |
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| 4 | | TO EXAMINE, DISCUSS AND VOTE ON A PROPOSAL FOR AMENDMENTS TO THE FOLLOWING ARTICLES, FOR THE PURPOSE OF IMPLEMENTING THE IMPROVEMENTS TO THE CORPORATE BYLAWS OF THE COMPANY THAT WERE PROPOSED BY THE MANAGEMENT I. THE INCLUSION OF A SOLE PARAGRAPH IN ARTICLE 5, II. THE AMENDMENT OF THE MAIN PART OF ARTICLE 6, III. INCLUSIONS IN PARAGRAPHS 3 AND 5 OF ARTICLE 6, AS WELL AS IN LINE IV OF ARTICLE 12 AND LINE XIV OF ARTICLE 20, IV. AN EXCLUSION IN LINE II OF PARAGRAPH 5 OF ARTICLE 10, V. AN INCLUSION IN LINE XIX OF ARTICLE 20, VI. THE INCLUSION OF A NEW ARTICLE IX IN ARTICLE 23 AND THE RENUMBERING OF THE FORMER LINE IX TO LINE X, VII. AMENDMENTS TO PARAGRAPHS 1, 2, 3, 4, 5 AND 6 OF ARTICLE 25, VIII. AN INCLUSION IN PARAGRAPH 2 OF ARTICLE 25, AND IX. AN AMENDMENT TO LINE A OF PARAGRAPH 4 IN ARTICLE 26 | | Management | | For | | For | | |
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| 5 | | TO APPROVE THE RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 15 SEP 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE ME-ETING DATE FROM 14 SEP 2015 TO 23 SEP 2015. IF YOU HAVE ALREADY SENT IN YOUR V-OTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRU-CTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| WNS (HOLDINGS) LIMITED |
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| Security | | 92932M101 | | Meeting Type | | Annual |
| Ticker Symbol | | WNS | | Meeting Date | | 28-Sep-2015 |
| ISIN | | US92932M1018 | | Agenda | | 934272939 - Management |
| Record Date | | 11-Aug-2015 | | Holding Recon Date | | 11-Aug-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 10-Sep-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | ADOPTION OF ANNUAL AUDITED ACCOUNTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2015 | | Management | | For | | | | |
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| 2 | | RE-APPOINTMENT OF GRANT THORNTON INDIA LLP AS THE AUDITORS OF THE COMPANY | | Management | | For | | | | |
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| 3 | | APPROVAL OF AUDITORS’ REMUNERATION | | Management | | For | | | | |
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| 4 | | RE-ELECTION OF MRS. RENU S. KARNAD AS A CLASS III DIRECTOR OF THE COMPANY | | Management | | For | | | | |
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| 5 | | RE-ELECTION OF MS. FRANCOISE GRI AS A CLASS III DIRECTOR OF THE COMPANY | | Management | | For | | | | |
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| 6 | | RE-ELECTION OF MR. JOHN FREELAND AS A CLASS III DIRECTOR OF THE COMPANY | | Management | | For | | | | |
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| 7 | | APPROVAL OF DIRECTORS’ REMUNERATION FOR THE PERIOD FROM THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN RESPECT OF THE FINANCIAL YEAR ENDING MARCH 31, 2016 | | Management | | For | | | | |
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| SILICON MOTION TECHNOLOGY CORP. |
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| Security | | 82706C108 | | Meeting Type | | Annual |
| Ticker Symbol | | SIMO | | Meeting Date | | 30-Sep-2015 |
| ISIN | | US82706C1080 | | Agenda | | 934275606 - Management |
| Record Date | | 20-Aug-2015 | | Holding Recon Date | | 20-Aug-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 21-Sep-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | TO RE-ELECT MR. TSUNG-MING CHUNG AS A DIRECTOR OF THE COMPANY. | | Management | | For | | For | | |
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| 2. | | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | | Management | | For | | For | | |
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| BERJAYA AUTO BHD |
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| Security | | Y0873J105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Oct-2015 |
| ISIN | | MYL5248OO009 | | Agenda | | 706428201 - Management |
| Record Date | | 30-Sep-2015 | | Holding Recon Date | | 30-Sep-2015 |
| City / Country | | KUALA LUMPUR / Malaysia | | Vote Deadline Date | | 30-Sep-2015 |
| SEDOL(s) | | BFPC8H8 - BGLKMM6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES AMOUNTING TO RM 105,000 FOR THE YEAR ENDED 30 APRIL 2015 | | Management | | For | | For | | |
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| 2 | | TO RE-ELECT DATO’ SRI YEOH CHOON SAN, WHO RETIRES PURSUANT TO ARTICLE 94 OF THE COMPANY’S ARTICLES OF ASSOCIATION, AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 3 | | TO RE-APPOINT DATO’ SYED ARIFF FADZILLAH BIN SYED AWALLUDDIN AS A DIRECTOR OF THE COMPANY AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY PURSUANT TO SECTION 129(6) OF THE COMPANIES ACT, 1965 | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT MESSRS ERNST & YOUNG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5 | | AUTHORITY TO ISSUE AND ALLOT SHARES PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | | Management | | For | | For | | |
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| 6 | | PROPOSED RENEWAL OF AND NEW SHAREHOLDERS’ MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH PERSONS CONNECTED WITH TAN SRI DATO’ SERI VINCENT TAN CHEE YIOUN | | Management | | For | | For | | |
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| 7 | | PROPOSED NEW SHAREHOLDERS’ MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH PERSONS CONNECTED WITH DATO’ SRI YEOH CHOON SAN | | Management | | For | | For | | |
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| 8 | | PROPOSED RENEWAL OF AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | | Management | | For | | For | | |
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| ALSEA SAB DE CV, MEXICO |
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| Security | | P0212A104 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-Oct-2015 |
| ISIN | | MXP001391012 | | Agenda | | 706461819 - Management |
| Record Date | | 09-Oct-2015 | | Holding Recon Date | | 09-Oct-2015 |
| City / Country | | MEXICO / Mexico | | Vote Deadline Date | | 13-Oct-2015 |
| SEDOL(s) | | 2563017 - B05P344 - B2Q3M66 - BHZL868 - BT6SZH2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| I | | APPOINTMENT OR RATIFICATION, IF DEEMED APPROPRIATE, OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | Against | | Against | | |
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| II | | DESIGNATION OF DELEGATES WHO WILL FORMALIZE THE RESOLUTIONS THAT ARE PASSED | | Management | | Against | | Against | | |
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| CMMT | | 09 OCT 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING-TYPE FROM BND TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT V-OTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| NANJING SINOLIFE UNITED COMPANY LTD, NANJING |
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| Security | | Y6205L106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | Meeting Date | | 23-Oct-2015 |
| ISIN | | CNE100001S08 | | Agenda | | 706407827 - Management |
| Record Date | | 22-Sep-2015 | | Holding Recon Date | | 22-Sep-2015 |
| City / Country | | JIANGSU PROVINCE / China | | Vote Deadline Date | | 16-Oct-2015 |
| SEDOL(s) | | BHR38L7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management
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| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0904/LTN20150904594.pdf-and- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0904/LTN20150904507.pdf | | Non-Voting | | | | | | |
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| 1.1 | | TO RE-ELECT MR. GUI PINGHU AS AN EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.2 | | TO RE-ELECT MS. ZHANG YUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.3 | | TO RE-ELECT MS. XU LI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.4 | | TO RE-ELECT MS. ZHU FEIFEI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.5 | | TO RE-ELECT MR. XU CHUNTAO AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.6 | | TO RE-ELECT MR. JIANG FUXIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.7 | | TO RE-ELECT MS. FENG QING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 1.8 | | TO RE-ELECT MR. VINCENT CHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.1 | | TO RE-ELECT MS. YU MIN AS A SUPERVISOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.2 | | TO RE-ELECT MR. TAO XINGRONG AS A SUPERVISOR OF THE COMPANY | | Management | | For | | For | | |
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| 2.3 | | TO RE-ELECT MS. WU XUEMEI AS A SUPERVISOR OF THE COMPANY | | Management | | For | | For | | |
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| 3 | | TO APPROVE THE PROPOSED AMENDMENTS TO ARTICLES 15 AND 16 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
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| 4 | | SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 3, TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
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| KBC ANCORA CVA, LEUVEN |
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| Security | | B5341G109 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Oct-2015 |
| ISIN | | BE0003867844 | | Agenda | | 706471036 - Management |
| Record Date | | 16-Oct-2015 | | Holding Recon Date | | 16-Oct-2015 |
| City / Country | | LEUVEN / Belgium | | Vote Deadline Date | | 19-Oct-2015 |
| SEDOL(s) | | B1YWXY3 - B1YZ3Q4 - B28JRB2 - B4KRM68 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 530933 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | | Non-Voting | | | | | | |
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| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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| 1 | | APPROVE THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2015 | | Management | | For | | For | | |
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| 2 | | APPROVE THE PROPOSED APPROPRIATION OF THE RESULT | | Management | | For | | For | | |
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| 3 | | APPROVE THE REMUNERATION REPORT RELATING TO THE FINANCIAL YEAR ENDED ON 30 JUNE 2015 | | Management | | For | | For | | |
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| 4 | | DISCHARGE THE STATUTORY MANAGER FOR THE EXECUTION OF ITS MANDATE DURING AND RELATING TO THE FINANCIAL YEAR 2014-2015 | | Management | | For | | For | | |
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| 5 | | DISCHARGE THE STATUTORY AUDITOR FOR THE EXECUTION OF ITS MANDATE DURING AND RELATING TO THE FINANCIAL YEAR 2014-2015 | | Management | | For | | For | | |
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| CRESUD, S.A.C.I.F. Y A. |
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| Security | | 226406106 | | Meeting Type | | Special |
| Ticker Symbol | | CRESY | | Meeting Date | | 30-Oct-2015 |
| ISIN | | US2264061068 | | Agenda | | 934289756 - Management |
| Record Date | | 08-Oct-2015 | | Holding Recon Date | | 08-Oct-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 26-Oct-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE SHAREHOLDERS’ MEETING. | | Management | | For | | For | | |
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| 2. | | CONSIDERATION OF THE DOCUMENTATION REFERRED TO IN SECTION 234, SUBSECTION 1, COMPANIES GENERAL ACT, LAW 19,550, CORRESPONDING TO FISCAL YEAR ENDED ON 06.30.2015. | | Management | | For | | For | | |
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| 3. | | CONSIDERATION OF THE RECOMPOSITION OF THE “LEGAL RESERVE” ACCOUNT. TREATMENT OF THE “ISSUE PREMIUM” ALLOCATION. CONSIDERATION OF RESERVES RE-CLASSIFICATION. | | Management | | For | | For | | |
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| 4. | | CONSIDERATION OF INCOME FOR THE FISCAL YEAR ENDED 06.30.2015, WHICH POSTED PROFITS IN THE AMOUNT OF $114,009 -THOUSANDS. CONSIDERATION OF PAYMENT OF DIVIDENDS IN CASH UP TO THE AMOUNT OF $88,100 - THOUSANDS. | | Management | | For | | For | | |
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| 5. | | CONSIDERATION OF THE ALLOCATION OF TREASURY STOCK. DELEGATIONS. | | Management | | For | | For | | |
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| 6. | | CONSIDERATION OF DUTIES DISCHARGED BY THE BOARD OF DIRECTORS. | | Management | | For | | For | | |
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| 7. | | CONSIDERATION OF DUTIES DISCHARGED BY THE SUPERVISORY COMMITTEE. | | Management | | For | | For | | |
| | | | | |
| 8. | | CONSIDERATION OF BOARD OF DIRECTORS’ COMPENSATION FOR THE FISCAL YEAR ENDED ON 06.30.2015 IN THE AMOUNT OF $14,310,941- (COMPENSATIONS TOTAL) IN EXCESS OF $3,039,683 OF THE LIMIT OF TWENTY-FIVE PER CENT (25%) OF THE PROFITS, PURSUANT TO SECTION 261 OF LAW 19,550 AND THE REGULATIONS OF THE ARGENTINE SECURITIES EXCHANGE COMMISSION IN THE FACE OF THE PROPOSAL TO DISTRIBUTE ALL THE PROFITS OF THE FISCAL YEAR AS DIVIDENDS. DELEGATION TO THE BOARD OF DIRECTORS OF THE APPROVAL OF THE AUDITING COMMITTEE’S BUDGET. | | Management | | For | | For | | |
| | | | | |
| 9. | | CONSIDERATION OF SUPERVISORY COMMITTEE’S COMPENSATION FOR THE FISCAL YEAR ENDED ON 06.30.2015. | | Management | | For | | For | | |
| | | | | |
| 10. | | DETERMINATION OF THE NUMBER AND APPOINTMENT OF REGULAR DIRECTORS AND ALTERNATE DIRECTORS, IF APPLICABLE. | | Management | | For | | For | | |
| | | | | |
| 11. | | APPOINTMENT OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | | Management | | For | | For | | |
| | | | | |
| 12. | | APPOINTMENT OF CERTIFYING ACCOUNTANT FOR THE NEXT FISCAL YEAR AND DETERMINATION OF HIS/HER COMPENSATION. DELEGATION. | | Management | | For | | For | | |
| | | | | |
| 13. | | UPDATING OF REPORT ON SHARED SERVICES AGREEMENT. | | Management | | For | | For | | |
| | | | | |
| 14. | | TREATMENT OF AMOUNTS PAID AS CONSIDERATION FOR SHAREHOLDERS’ PERSONAL ASSETS TAX. | | Management | | For | | For | | |
| | | | | |
| 15. | | CONSIDERATION OF AN INCREASE IN THE AMOUNT OF THE GLOBAL PROGRAM FOR THE ISSUANCE OF SIMPLE NOTES UP TO A MAXIMUM OUTSTANDING AMOUNT OF USD 300,000,000 (DOLLARS THREE HUNDRED MILLION) (OR ITS EQUIVALENT IN OTHER CURRENCIES) THE CREATION OF WHICH WAS APPROVED BY SHAREHOLDERS’ MEETINGS DATED OCTOBER 31ST, 2012 (THE “PROGRAM”) IN AN ADDITIONAL AMOUNT OF USD 200,000,000 (DOLLARS TWO HUNDRED MILLION) (OR ITS EQUIVALENT IN OTHER CURRENCIES). | | Management | | For | | For | | |
| | | | | |
| 16. | | CONSIDERATION OF: (I) THE DELEGATION TO THE BOARD OF DIRECTORS OF THE BROADEST POWERS TO IMPLEMENT THE INCREASE IN THE AMOUNT OF THE PROGRAM AND/OR ITS REDUCTION; (II) THE RENEWAL OF THE POWERS GRANTED TO THE BOARD OF DIRECTORS TO (A) APPROVE, ENTER INTO, GRANT AND/OR EXECUTE ANY AGREEMENT, CONTRACT, DOCUMENT, INSTRUMENT AND/OR SECURITY RELATED TO THE PROGRAM AND/OR THE ISSUANCE OF THE DIFFERENT CLASSES AND/OR SERIES OF NOTES UNDER THE PROGRAM, (B) REQUEST AND PROCESS BEFORE THE SECURITIES ..(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | | Management | | For | | For | | |
| | | | | | |
| INDUSTRIAS BACHOCO, S.A.B. DE C.V. |
| | | |
| Security | | 456463108 | | Meeting Type | | Annual |
| Ticker Symbol | | IBA | | Meeting Date | | 03-Nov-2015 |
| ISIN | | US4564631087 | | Agenda | | 934287346 - Management |
| Record Date | | 02-Oct-2015 | | Holding Recon Date | | 02-Oct-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 27-Oct-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | APPOINTMENT OF INDEPENDENT DIRECTOR FINANCIAL EXPERT AS MEMBER OF THE BOARD OF DIRECTORS. RESOLUTIONS THEREOF. | | Management | | For | | | | |
| | | | | |
| 2. | | APPOINTMENT OR RATIFICATION OF THE CHAIRMAN AND MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE OF THE COMPANY. RESOLUTIONS THEREOF. | | Management | | For | | | | |
| | | | | |
| 3. | | APPOINTMENT OF THE SPECIAL DELEGATES, IN ORDER TO ACCOMPLISH, FORMALIZE AND REGISTER IN THE PUBLIC REGISTRY OF COMMERCE’S OFFICES, THE RESOLUTIONS MADE IN THIS MEETING. RESOLUTIONS THEREOF. | | Management | | For | | | | |
| | | | | | |
| SINA CORPORATION |
| | | |
| Security | | G81477104 | | Meeting Type | | Annual |
| Ticker Symbol | | SINA | | Meeting Date | | 06-Nov-2015 |
| ISIN | | KYG814771047 | | Agenda | | 934288211 - Management |
| Record Date | | 01-Oct-2015 | | Holding Recon Date | | 01-Oct-2015 |
| City / Country | | / China | | Vote Deadline Date | | 05-Nov-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1.1 | | ELECTION OF DIRECTOR: YAN WANG | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF DIRECTOR: SONG-YI ZHANG | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | | Management | | For | | For | | |
| | | | | | |
| MAANSHAN IRON & STEEL CO LTD, MAANSHAN |
| | | |
| Security | | Y5361G109 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Nov-2015 |
| ISIN | | CNE1000003R8 | | Agenda | | 706454410 - Management |
| Record Date | | 16-Oct-2015 | | Holding Recon Date | | 16-Oct-2015 |
| City / Country | | ANHUI PROVINCE / China | | Vote Deadline Date | | 12-Nov-2015 |
| SEDOL(s) | | 6600879 - B01BP40 - B01XLM6 - BP3RWC8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0930/LTN20150930385.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/0930/LTN20150930466.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE TRANSACTIONS CONTEMPLATED UNDER THE SALE AND PURCHASE OF ORE AGREEMENT FOR 2016 TO 2018, ENTERED INTO BETWEEN THE COMPANY AND MAGANG (GROUP) HOLDING COMPANY LIMITED AND THE PROPOSED ANNUAL CAPS | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE TRANSACTIONS CONTEMPLATED UNDER THE ENERGY SAVING AND ENVIRONMENTAL PROTECTION AGREEMENT FOR 2016 TO 2018, ENTERED INTO BETWEEN THE COMPANY AND ANHUI XINCHUANG ENERGY SAVING AND ENVIRONMENTAL PROTECTION TECHNOLOGY COMPANY LIMITED AND THE PROPOSED ANNUAL CAPS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE TRANSACTIONS CONTEMPLATED UNDER THE CONTINUING CONNECTED TRANSACTIONS AGREEMENT FOR 2016 TO 2018, ENTERED INTO BETWEEN THE COMPANY AND MAGANG (GROUP) HOLDING COMPANY LIMITED AND THE PROPOSED ANNUAL CAPS | | Management | | For | | For | | |
| | | | | | |
| VIEWORKS CO LTD, ANYANG |
| | | |
| Security | | Y9330U108 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Nov-2015 |
| ISIN | | KR7100120005 | | Agenda | | 706471353 - Management |
| Record Date | | 23-Oct-2015 | | Holding Recon Date | | 23-Oct-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 11-Nov-2015 |
| SEDOL(s) | | B3F2324 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | ELECTION OF INSIDE DIRECTOR IM JAE HEE | | Management | | For | | For | | |
| | | | | | |
| FUFENG GROUP LTD |
| | | |
| Security | | G36844119 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-Nov-2015 |
| ISIN | | KYG368441195 | | Agenda | | 706547758 - Management |
| Record Date | | 25-Nov-2015 | | Holding Recon Date | | 25-Nov-2015 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 23-Nov-2015 |
| SEDOL(s) | | B1P1JS5 - B1R5BF6 - B68ZBH2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/1110/LTN20151110404.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/1110/LTN20151110397.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DECLARE AND APPROVE A CONDITIONAL SPECIAL DIVIDEND TO BE SATISFIED BY WAY OF THE DISTRIBUTION (AS DEFINED IN THE NOTICE) | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE ADOPTION OF THE SHENHUA HEALTH SHARE OPTION SCHEME (AS DEFINED IN THE NOTICE) | | Management | | Against | | Against | | |
| | | | | | |
| KAREX BHD |
| | | |
| Security | | Y458FY102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Nov-2015 |
| ISIN | | MYL5247OO001 | | Agenda | | 706542556 - Management |
| Record Date | | 23-Nov-2015 | | Holding Recon Date | | 23-Nov-2015 |
| City / Country | | SELANGOR / Malaysia | | Vote Deadline Date | | 23-Nov-2015 |
| SEDOL(s) | | BGCB7B2 - BHRMDK8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO RE-ELECT THE DIRECTOR WHO ARE RETIRING IN ACCORDANCE WITH THE ARTICLE 95 OF THE COMPANY’S ARTICLES OF ASSOCIATION, AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: GOH SIANG | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RE-ELECT THE DIRECTOR WHO ARE RETIRING IN ACCORDANCE WITH THE ARTICLE 95 OF THE COMPANY’S ARTICLES OF ASSOCIATION, AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: WONG YIEN KIM | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-APPOINT THE DIRECTOR, WHO RETIRE PURSUANT TO SECTION 129(6) OF THE COMPANIES ACT, 1965 AND BEING ELIGIBLE, OFFER HIMSELF FOR RE- APPOINTMENT AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING: TAN SRI DATO’ SERI UTAMA ARSHAD BIN AYUB | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT THE DIRECTOR, WHO RETIRE PURSUANT TO SECTION 129(6) OF THE COMPANIES ACT, 1965 AND BEING ELIGIBLE, OFFER HIMSELF FOR RE- APPOINTMENT AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING: DATO’ DR. ONG ENG LONG @ ONG SIEW CHUAN | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-APPOINT THE DIRECTOR, WHO RETIRE PURSUANT TO SECTION 129(6) OF THE COMPANIES ACT, 1965 AND BEING ELIGIBLE, OFFER HERSELF FOR RE- APPOINTMENT AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING: GOH YEN YEN | | Management | | For | | For | | |
| | | | | |
| 6 | | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES OF RM380,000.00 FOR THE FINANCIAL YEAR ENDED 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES OF NOT MORE THAN RM500,000.00 PER ANNUM FOR THE FINANCIAL YEARS SUBSEQUENT TO THE FINANCIAL YEAR ENDED 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO APPROVE THE PAYMENT OF A FINAL SINGLE TIER DIVIDEND OF 2.5 SEN PER ORDINARY SHARE OF RM0.25 EACH FOR THE FINANCIAL YEAR ENDED 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO RE-APPOINT MESSRS. KPMG AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | Against | | Against | | |
| | | | | |
| 10 | | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 (“THE ACT”) | | Management | | Against | | Against | | |
| | | | | | |
| CREDITO REAL SAB DE CV SOFOM ER, MEXICO CITY |
| | | |
| Security | | P32486105 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Nov-2015 |
| ISIN | | MX00CR000000 | | Agenda | | 706559979 - Management |
| Record Date | | 20-Nov-2015 | | Holding Recon Date | | 20-Nov-2015 |
| City / Country | | MEXICO DF / Mexico | | Vote Deadline Date | | 24-Nov-2015 |
| SEDOL(s) | | B8DST54 - BQTG721 - BT6T0B4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 561616 DUE TO SPLITTING-OF RESOLUTIONS 4.I AND 4.II. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE PAYMENT OF A DIVIDEND IN FAVOR OF THE SHAREHOLDERS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF A STOCK COMPENSATION PLAN OF THE COMPANY FOR ITS MANAGERS, OFFICERS AND EMPLOYEES | | Management | | Against | | Against | | |
| | | | | |
| 3 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FINANCING TRANSACTIONS THAT THE COMPANY COULD ENTER INTO FOR THE 2016 FISCAL YEAR | | Management | | Against | | Against | | |
| | | | | |
| 4.I | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE RATIFICATION, RESIGNATION AND OR APPOINTMENT OF: THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WITH THE CLASSIFICATION BY THE GENERAL MEETING OF THEIR INDEPENDENCE | | Management | | Against | | Against | | |
| | | | | |
| 4.II | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE RATIFICATION, RESIGNATION AND OR APPOINTMENT OF: THE MEMBERS OF THE COMMITTEES OF THE COMPANY, INCLUDING THE CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| 5 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE DESIGNATION OF DELEGATES FROM THE GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 6 | | CLOSING | | Management | | For | | For | | |
| | | | | | |
| XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN |
| | | |
| Security | | G9829N102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Dec-2015 |
| ISIN | | KYG9829N1025 | | Agenda | | 706555731 - Management |
| Record Date | | 04-Dec-2015 | | Holding Recon Date | | 04-Dec-2015 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 02-Dec-2015 |
| SEDOL(s) | | BGQYNN1 - BH88Z43 - BHBXBW5 - BX1D6K0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 554731 DUE TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1108/LTN20151108025.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1111/LTN20151111824.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-RESOLUTION, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | (A) TO APPROVE, CONFIRM AND RATIFY THE CONDITIONAL INVESTMENT AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 7 NOVEMBER 2015) AND THE TRANSACTIONS CONTEMPLATED THEREIN; AND (B) TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE SUCH ACTIONS AND EXECUTE SUCH DOCUMENTS AS THEY MAY CONSIDER APPROPRIATE AND EXPEDIENT TO CARRY OUT OR GIVE EFFECT TO IN CONNECTION WITH THE INVESTMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN | | Management | | For | | For | | |
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| KERNEL HOLDING SA, LUXEMBOURG |
| | | |
| Security | | L5829P109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-Dec-2015 |
| ISIN | | LU0327357389 | | Agenda | | 706550717 - Management |
| Record Date | | 26-Nov-2015 | | Holding Recon Date | | 26-Nov-2015 |
| City / Country | | LUXEMBOURG / Luxembourg | | Vote Deadline Date | | 26-Nov-2015 |
| SEDOL(s) | | B28ZQ24 - B2NS394 - B84SW43 - B8J56V4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | PRESENTATION AND APPROVAL OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF THE PARENT COMPANY’S ANNUAL ACCOUNTS (UNCONSOLIDATED) FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | GRANTING DISCHARGE TO THE DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | RENEWAL OF THE MANDATE OF ANDRZEJ DANILCZUK AS INDEPENDENT DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | RENEWAL OF THE MANDATE OF TON SCHURINK AS INDEPENDENT DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | RENEWAL OF THE MANDATE OF SERGEI SHIBAEV AS INDEPENDENT DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9 | | RENEWAL OF THE MANDATE OF ANDRIY VEREVSKYY AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| 10 | | RENEWAL OF THE MANDATE OF ANASTASIIA USACHOVA AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | | | | | | |
| 11 | | RENEWAL OF THE MANDATE OF VIKTORIIA LUKIANENKO AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | RENEWAL OF THE MANDATE OF YURIY KOVALCHUK AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 13 | | RENEWAL OF THE MANDATE OF KOSTIANTYN LYTVYNSKYI AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | APPROVAL OF THE REMUNERATION OF INDEPENDENT DIRECTORS OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 15 | | APPROVAL OF THE REMUNERATION OF EXECUTIVE DIRECTORS OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 16 | | GRANTING DISCHARGE TO THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2015 | | Management | | For | | For | | |
| | | | | |
| 17 | | RENEWAL OF THE MANDATE OF DELOITTE AUDIT, A SOCIETE A RESPONSABILITE LIMITEE, HAVING ITS REGISTERED OFFICE AT 560, RUE DU NEUDORF, L-2220 LUXEMBOURG, REGISTERED WITH THE LUXEMBOURG TRADE AND COMPANIES’ REGISTER UNDER NUMBER B 67 895, AS INDEPENDENT AUDITOR OF THE COMPANY IN RESPECT TO THE AUDIT OF THE CONSOLIDATED AND UNCONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY FOR A ONE-YEAR TERM MANDATE, WHICH SHALL TERMINATE ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2016 | | Management | | For | | For | | |
| | | | | |
| CMMT | | 13 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE- TEXT OF RESOLUTIONS 1 AND 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| KERNEL HOLDING SA, LUXEMBOURG |
| | | |
| Security | | L5829P109 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 10-Dec-2015 |
| ISIN | | LU0327357389 | | Agenda | | 706550729 - Management |
| Record Date | | 26-Nov-2015 | | Holding Recon Date | | 26-Nov-2015 |
| City / Country | | LUXEMBOURG / Luxembourg | | Vote Deadline Date | | 26-Nov-2015 |
| SEDOL(s) | | B28ZQ24 - B2NS394 - B84SW43 - B8J56V4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | ACKNOWLEDGMENT OF THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY WITH RESPECT TO THE CREATION OF THE AUTHORISED CAPITAL AND GRANTING OF A NEW AUTHORISATION TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE, FROM TIME TO TIME, UP TO 7,407,820 NEW SHARES WITHOUT INDICATION OF NOMINAL VALUE, HENCE CREATION OF THE AUTHORISED SHARE CAPITAL, EXCLUDING THE CURRENT ISSUED SHARE CAPITAL, OF AN AMOUNT OF ONE HUNDRED NINETY FIVE THOUSAND SIX HUNDRED TEN US DOLLAR AND EIGHTY NINE CENTS (USD 195,610.89) IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 32 OF THE LAW OF 10 AUGUST 1915 REGARDING COMMERCIAL COMPANIES, AS AMENDED. LIMITATION OF THE AUTHORISATION TO A PERIOD EXPIRING RIGHT AFTER THE CLOSING OF ANY PUBLIC OFFERING OF THE SHARES OF THE CORPORATION, AND IN ANY CASE NO LATER THAN A TERM OF FIVE (5) YEARS FROM THE DATE OF THE PUBLICATION OF THE PRESENT AUTHORISATION IN THE LUXEMBOURG OFFICIAL GAZETTE (MEMORIAL C, RECUEIL DES SOCIETES ET ASSOCIATIONS). AUTHORISATION TO THE BOARD OF DIRECTORS TO ISSUE SUCH NEW SHARES WITHOUT RESERVING TO THE EXISTING SHAREHOLDERS ANY PREFERENTIAL SUBSCRIPTION RIGHTS | | Management | | For | | For | | |
| | | | | |
| 2 | | AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY PURSUANT TO THE INCREASE OF THE AUTHORISED CAPITAL | | Management | | For | | For | | |
| | | | | | |
| CHINA TRAVEL INTERNATIONAL INVESTMENT HONG KONG LT |
| | | |
| Security | | Y1507D100 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 15-Dec-2015 |
| ISIN | | HK0308001558 | | Agenda | | 706574642 - Management |
| Record Date | | 14-Dec-2015 | | Holding Recon Date | | 14-Dec-2015 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 10-Dec-2015 |
| SEDOL(s) | | 5387742 - 6197285 - B01XX97 - BP3RPM9 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1126/LTN20151126248.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2015/1126/LTN20151126238.pdf | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE THE PERFORMANCE AND IMPLEMENTATION OF THE GENERAL ADMINISTRATION SERVICES (THE “TRAVEL PERMIT ADMINISTRATION”) PROVIDED IN HONG KONG FOR THE APPLICATION OF TOURIST VISAS AND TRAVEL PERMITS FOR ENTRY INTO THE PRC PURSUANT TO THE AGENCY AGREEMENT DATED 15 MAY 2001 ENTERED INTO BETWEEN CHINA TRAVEL SERVICE (HONG KONG) LIMITED AND CHINA TRAVEL SERVICE (HOLDINGS) HONG KONG LIMITED AND THE RESPECTIVE ANNUAL CAP AMOUNTS AS SET OUT IN THE COMPANY’S CIRCULAR DATED 27 NOVEMBER 2015 | | Management | | For | | For | | |
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| HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A., AT |
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| Security | | X3258B102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Dec-2015 |
| ISIN | | GRS260333000 | | Agenda | | 706574301 - Management |
| Record Date | | 10-Dec-2015 | | Holding Recon Date | | 10-Dec-2015 |
| City / Country | | ATHENS / Greece | | Vote Deadline Date | | 10-Dec-2015 |
| SEDOL(s) | | 5051605 - 5437506 - B02NXN0 - B28J8S6 - B7LDK40 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 05 JAN 2016 AT 16:30 (AND B REPETITIVE MEETING ON 19-JAN 2016 AT 16:30). ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER-TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | | Non-Voting | | | | | | |
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| 1. | | GRANTING BY THE GENERAL SHAREHOLDERS’ MEETING SPECIAL PERMISSION, PURSUANT TO ARTICLE 23A OF C.L.2190/1920, FOR ENTERING INTO THE SEPARATE AGREEMENTS (“SERVICE ARRANGEMENTS”) BETWEEN OTE S.A. AND OTE GROUP COMPANIES ON THE ONE HAND AND DEUTSCHE TELECOM AG (DTAG) AND TELEKOM DEUTSCHLAND GMBH (TD GMBH) ON THE OTHER HAND FOR THE PROVISION BY THE LATTER OF SPECIFIC SERVICES FOR YEAR 2016 UNDER THE APPROVED “FRAMEWORK COOPERATION AND SERVICE AGREEMENT | | Management | | For | | For | | |
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| 2. | | GRANTING BY THE GENERAL SHAREHOLDERS’ MEETING SPECIAL PERMISSION PURSUANT TO ARTICLE 23A OF C.L.2190/1920, FOR ENTERING INTO AGREEMENTS BETWEEN: A) COSMOTE- MOBILE TELECOMMUNICATIONS S.A. (COSMOTE) ON THE ONE HAND AND ON THE OTHER HAND (I) DEUTSCHE TELEKOM PAN- NET GREECE EPE AND DEUTSCHE TELEKOM EUROPE HOLDING GMBH FOR THE PROVISION BY COSMOTE OF SERVICES REGARDING VALUE ADDED SERVICES AS WELL AS FINANCIAL SERVICES AND (II) DEUTSCHE TELEKOM EUROPE HOLDING GMBH FOR THE PROVISION TO COSMOTE OF MULTI VALUE ADDED SERVICES (“MVAS”), AND B) TELEKOM ROMANIA MOBILE COMMUNICATIONS S.A. (TKRM) ON THE ONE HAND AND DEUTSCHE TELEKOM EUROPE HOLDING GMBH ON THE OTHER HAND FOR THE PROVISION TO TKRM OF MULTI VALUE ADDED SERVICES (“MVAS”) | | Management | | For | | For | | |
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| 3. | | MISCELLANEOUS ANNOUNCEMENTS | | Management | | For | | For | | |
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| 58.COM (WUBA) |
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| Security | | 31680Q104 | | Meeting Type | | Annual |
| Ticker Symbol | | WUBA | | Meeting Date | | 17-Dec-2015 |
| ISIN | | US31680Q1040 | | Agenda | | 934304750 - Management |
| Record Date | | 12-Nov-2015 | | Holding Recon Date | | 12-Nov-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 10-Dec-2015 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | RESOLVED, AS AN ORDINARY RESOLUTION: THAT THE MAXIMUM AGGREGATE NUMBER OF SHARES OF THE COMPANY WHICH MAY BE ISSUED PURSUANT TO ALL AWARDS UNDER THE 2013 SHARE INCENTIVE PLAN OF THE COMPANY SHALL BE INCREASED BY 1,240,500 CLASS A ORDINARY SHARES TO A TOTAL OF 13,686,128 ORDINARY SHARES (CONSISTING OF 6,686,128 ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | | Management | | For | | | | |
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| GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN |
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| Security | | G3777B103 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Dec-2015 |
| ISIN | | KYG3777B1032 | | Agenda | | 706596078 - Management |
| Record Date | | 29-Dec-2015 | | Holding Recon Date | | 29-Dec-2015 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 24-Dec-2015 |
| SEDOL(s) | | 6531827 - B02V7T8 - B06GCL6 - BP3RTZ0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LIST CONEWS/SEHK/2015/1211/LTN20151211447.P DF- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LIST CONEWS/SEHK/2015/1211/LTN20151211458.P DF | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNT UNDER THE SERVICES AGREEMENT (AS SET OUT IN THE CIRCULAR OF THE COMPANY DATED 14 DECEMBER 2015 (THE “CIRCULAR”)) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2018 | | Management | | For | | For | | |
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| 2 | | TO APPROVE, RATIFY AND CONFIRM THE ELECTRIC VEHICLE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNT UNDER THE ELECTRIC VEHICLE AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2018 | | Management | | For | | For | | |
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| 3 | | TO APPROVE, RATIFY AND CONFIRM THE LOAN GUARANTEE AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND TO APPROVE AND CONFIRM THE ANNUAL CAP AMOUNT UNDER THE LOAN GUARANTEE AGREEMENT (AS SET OUT IN THE CIRCULAR) FOR EACH OF THE THREE FINANCIAL YEARS ENDING 31 DECEMBER 2018 | | Management | | For | | For | | |
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| TOP GLOVE CORPORATION BHD |
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| Security | | Y88965101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-Jan-2016 |
| ISIN | | MYL7113OO003 | | Agenda | | 706555692 - Management |
| Record Date | | 28-Dec-2015 | | Holding Recon Date | | 28-Dec-2015 |
| City / Country | | SELANG OR DARULEHSAN / Malaysia | | Vote Deadline Date | | 29-Dec-2015 |
| SEDOL(s) | | 6341394 - B05L892 - B1VK2Q5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | TO APPROVE THE DECLARATION OF A SINGLE TIER FINAL DIVIDEND OF 12 SEN PER SHARE (24%) AND SPECIAL SINGLE TIER FINAL DIVIDEND OF 3 SEN PER SHARE (6%) FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2015 | | Management | | For | | For | | |
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| 2 | | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES FOR THE FINANCIAL YEAR ENDED 31 AUGUST 2015 | | Management | | For | | For | | |
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| 3 | | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 94 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: LEE KIM MEOW | | Management | | For | | For | | |
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| 4 | | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 94 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: PUAN SRI TONG SIEW BEE | | Management | | For | | For | | |
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| 5 | | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 94 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: LIM HOOI SIN | | Management | | For | | For | | |
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| 6 | | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 100 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: DATUK NORIPAH BINTI KAMSO | | Management | | For | | For | | |
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| 7 | | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 100 OF THE COMPANY’S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, HAVE OFFERED HIMSELF FOR RE- ELECTION: SHARMILA SEKARAJASEKARAN | | Management | | For | | For | | |
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| 8 | | THAT TAN SRI DATO SERI UTAMA ARSHAD BIN AYUB WHO HAS ATTAINED THE AGE OF OVER SEVENTY (70) YEARS, BE AND IS HEREBY RE- APPOINTED AS DIRECTOR OF THE COMPANY AND TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | | Management | | For | | For | | |
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| 9 | | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 10 | | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 132D OF THE COMPANIES ACT, 1965 | | Management | | For | | For | | |
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| 11 | | THAT SUBJECT TO THE PASSING OF RESOLUTION NO. 8, APPROVAL BE AND IS HEREBY GIVEN TO RETAIN TAN SRI DATO’ SERI UTAMA ARSHAD BIN AYUB WHO HAS SERVED AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY FOR MORE THAN NINE (9) YEARS IN ACCORDANCE WITH MALAYSIAN CODE ON CORPORATE GOVERNANCE 2012 | | Management | | For | | For | | |
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| 12 | | PROPOSED RENEWAL OF AUTHORITY FOR SHARE BUY-BACK | | Management | | For | | For | | |
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TOP GLOVE CORPORATION BHD |
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| Security | | Y88965101 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-Jan-2016 |
| ISIN | | MYL7113OO003 | | Agenda | | 706557090 - Management |
| Record Date | | 28-Dec-2015 | | Holding Recon Date | | 28-Dec-2015 |
| City / Country | | SELANG OR DARULEHSAN / Malaysia | | Vote Deadline Date | | 29-Dec-2015 |
| SEDOL(s) | | 6341394 - B05L892 - B1VK2Q5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | PROPOSED BONUS ISSUE OF UP TO 630,697,962 ORDINARY SHARES OF RM0.50 EACH IN THE COMPANY (“TOP GLOVE SHARES”) (“BONUS SHARES”) ON THE BASIS OF 1 BONUS SHARE FOR EVERY 1 EXISTING TOP GLOVE SHARE HELD ON AN ENTITLEMENT DATE TO BE DETERMINED LATER (“PROPOSED BONUS ISSUE”) | | Management | | For | | For | | |
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| 2 | | PROPOSED ESTABLISHMENT OF AN EMPLOYEES’ SHARE GRANT PLAN OF UP TO 15% OF THE ISSUED AND PAID-UP SHARE CAPITAL (EXCLUDING TREASURY SHARES) OF THE COMPANY (“PROPOSED ESGP”) | | Management | | For | | For | | |
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| 3 | | PROPOSED INCREASE IN THE AUTHORISED SHARE CAPITAL OF THE COMPANY FROM RM400,000,000 COMPRISING 800,000,000 TOP GLOVE SHARES TO RM800,000,000 COMPRISING 1,600,000,000 TOP GLOVE SHARES (“PROPOSED INCREASE IN AUTHORISED SHARE CAPITAL”) | | Management | | For | | For | | |
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| 4 | | PROPOSED ALLOCATION OF AWARDS TO TAN SRI DR LIM WEE CHAI | | Management | | For | | For | | |
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| 5 | | PROPOSED ALLOCATION OF AWARDS TO LEE KIM MEOW | | Management | | For | | For | | |
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| 6 | | PROPOSED ALLOCATION OF AWARDS TO PUAN SRI TONG SIEW BEE | | Management | | For | | For | | |
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| 7 | | PROPOSED ALLOCATION OF AWARDS TO LIM HOOI SIN | | Management | | For | | For | | |
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| 8 | | PROPOSED ALLOCATION OF AWARDS TO LIM CHEONG GUAN | | Management | | For | | For | | |
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| 9 | | PROPOSED ALLOCATION OF AWARDS TO LIM JIN FENG | | Management | | For | | For | | |
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| 10 | | PROPOSED ALLOCATION OF AWARDS TO LEW SIN CHIANG | | Management | | For | | For | | |
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| 11 | | PROPOSED ALLOCATION OF AWARDS TO TONG SIEW SAN | | Management | | For | | For | | |
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| S.1 | | PROPOSED AMENDMENTS TO THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY (“PROPOSED AMENDMENTS”: CLAUSE 5, ARTICLE 7 | | Management | | For | | For | | |
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| PT BANK TABUNGAN NEGARA (PERSERO) TBK, JAKARTA |
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| Security | | Y71197100 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jan-2016 |
| ISIN | | ID1000113707 | | Agenda | | 706601386 - Management |
| Record Date | | 15-Dec-2015 | | Holding Recon Date | | 15-Dec-2015 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 30-Dec-2015 |
| SEDOL(s) | | B4Z0B09 - B548673 - BHZL9P4 - BPY40D5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | CHANGE COMPANY MANAGEMENT STRUCTURE | | Management | | For | | For | | |
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| 2 | | DETERMINATION OF THE IMPLEMENTATION OF THE STATE OWNED ENTERPRISE MINISTRY REGULATION REGARDING THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM | | Management | | For | | For | | |
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| AES TIETE ENERGIA SA, BRAZIL |
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| Security | | P30641115 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 14-Jan-2016 |
| ISIN | | BRTIETCDAM15 | | Agenda | | 706630262 - Management |
| Record Date | | | | Holding Recon Date | | 12-Jan-2016 |
| City / Country | | BARUERI / Brazil | | Vote Deadline Date | | 08-Jan-2016 |
| SEDOL(s) | | BZ8W2L7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| I | | INCREASE IN THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, FROM 7 TO 11 FULL MEMBERS AND THEIR RESPECTIVE ALTERNATES. NOTE SLATE. MEMBERS. KAZI KAMRUL HASAN, FULL. TERESA CRISTINA QUERINO VERNAGLIA, ALTERNATE | | Management | | For | | For | | |
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| II | | ELECTION OF 1 FULL MEMBER AND A RESPECTIVE ALTERNATE TO THE BOARD OF DIRECTORS OF THE COMPANY BY THE EMPLOYEES, IN ACCORDANCE WITH THE TERMS OF PARAGRAPH 5 OF ARTICLE 19 OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| III | | ELECTION OF UP TO 2 FULL MEMBERS AND THEIR RESPECTIVE ALTERNATES OF THE BOARD OF DIRECTORS OF THE COMPANY BY THE MINORITY SHAREHOLDERS WHO JOINED THE COMPANY BY VIRTUE OF THE MERGER OF AES TIETE S.A. INTO COMPANHIA BRASILIANA DE ENERGIA, IN ACCORDANCE WITH THE PROCEDURE THAT IS PROVIDED FOR IN PARAGRAPH 4 OF ARTICLE 141 OF LAW NUMBER 6404 OF DECEMBER 15, 1976, THE BRAZILIAN CORPORATE LAW, FROM HERE ONWARDS REFERRED TO AS THE BRAZILIAN CORPORATE LAW. | | Management | | For | | For | | |
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| IV | | INCREASE IN THE NUMBER OF MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY FROM 3 TO 5 FULL MEMBERS AND THEIR RESPECTIVE ALTERNATES | | Management | | For | | For | | |
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| V | | ELECTION OF UP TO 2 FULL MEMBERS AND THEIR RESPECTIVE ALTERNATES OF THE FISCAL COUNCIL OF THE COMPANY BY THE MINORITY SHAREHOLDERS WHO JOINED THE COMPANY BY VIRTUE OF THE MERGER OF AES TIETE S.A. INTO COMPANHIA BRASILIANA DE ENERGIA, IN ACCORDANCE WITH THE PROCEDURE THAT IS PROVIDED FOR IN PARAGRAPH 4 OF ARTICLE 161 OF THE BRAZILIAN CORPORATE LAW | | Management | | For | | For | | |
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| VI | | AUTHORIZATION FOR THE EXECUTIVE COMMITTEE OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY TO EFFECTUATE AND IMPLEMENT THE ABOVE RESOLUTIONS | | Management | | For | | For | | |
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| SIBANYE GOLD LIMITED |
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| Security | | S7627H100 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Jan-2016 |
| ISIN | | ZAE000173951 | | Agenda | | 706606273 - Management |
| Record Date | | 08-Jan-2016 | | Holding Recon Date | | 08-Jan-2016 |
| City / Country | | GLENHARVIE / South Africa | | Vote Deadline Date | | 11-Jan-2016 |
| SEDOL(s) | | B98XZV9 - B9J9YF3 - B9JMDX3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| S.1 | | APPROVAL FOR THE ALLOTMENT AND ISSUE OF SIBANYE SHARES, INCLUDING IN PARTICULAR BUT NOT LIMITED TO THE CONSIDERATION SHARES, AS REQUIRED BY AND IN TERMS OF SECTION 41(3) OF THE COMPANIES ACT | | Management | | For | | For | | |
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| O.1 | | APPROVAL OF THE TRANSACTION AS A CATEGORY 1 TRANSACTION AS REQUIRED BY AND IN TERMS OF THE JSE LISTINGS REQUIREMENTS | | Management | | For | | For | | |
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| O.2 | | SPECIFIC APPROVAL AND AUTHORITY GRANTED TO THE BOARD TO ALLOT AND ISSUE FROM THE CURRENT AND/OR ANY FUTURE AUTHORISED BUT UNISSUED SIBANYE SHARES (I) THE CONSIDERATION SHARES TO RPM; AND/OR (II) SIBANYE SHARES TO VARIOUS INVESTORS FOR THE PURPOSE OF GENERATING CASH FOR THE PAYMENT OF THE PURCHASE PRICE OR ANY PORTION THEREOF | | Management | | For | | For | | |
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| CMMT | | 22 DEC 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | |
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| CHINA MAPLE LEAF EDUCATIONAL SYSTEMS LTD, GRAND CA |
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| Security | | G21151108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jan-2016 |
| ISIN | | KYG211511087 | | Agenda | | 706605928 - Management |
| Record Date | | 19-Jan-2016 | | Holding Recon Date | | 19-Jan-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 19-Jan-2016 |
| SEDOL(s) | | BSBMKM2 - BT6RM89 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1218/LTN20151218201.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1218/LTN20151218197.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 AUGUST 2015 | | Management | | For | | For | | |
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| 2.a | | TO RE-ELECT MR. PETER HUMPHREY OWEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY (THE “DIRECTOR”) | | Management | | For | | For | | |
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| 2.b | | TO RE-ELECT MR. CHAK KEI JACK WONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 2.c | | TO RE-ELECT MR. LAP TAT ARTHUR WONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | Against | | Against | | |
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| 2.d | | TO AUTHORIZE THE BOARD OF DIRECTORS (THE “BOARD”) TO FIX THE RESPECTIVE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
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| 3 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 4 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | For | | For | | |
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| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | Against | | Against | | |
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| 6 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY | | Management | | Against | | Against | | |
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| 7 | | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND OF HKD 0.043 PER SHARE AND SPECIAL DIVIDEND OF HKD 0.027 PER SHARE FOR THE YEAR ENDED 31 AUGUST 2015 | | Management | | For | | For | | |
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| MERRY ELECTRONICS CO LTD, TAICHUNG |
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| Security | | Y6021M106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 22-Jan-2016 |
| ISIN | | TW0002439007 | | Agenda | | 706629322 - Management |
| Record Date | | 23-Dec-2015 | | Holding Recon Date | | 23-Dec-2015 |
| City / Country | | TAICHUNG / Taiwan, Province of China | | Vote Deadline Date | | 14-Jan-2016 |
| SEDOL(s) | | 6129749 - B06P6Q6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 2 | | PROPOSAL OF NEW SHARES ISSUANCE VIA PRIVATE PLACEMENT | | Management | | For | | For | | |
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| 3 | | REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL AND TRADING | | Management | | For | | For | | |
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| 4.1 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | For | | For | | |
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| 5 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
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| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
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| CLICKS GROUP LIMITED |
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| Security | | S17249111 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Jan-2016 |
| ISIN | | ZAE000134854 | | Agenda | | 706565491 - Management |
| Record Date | | 15-Jan-2016 | | Holding Recon Date | | 15-Jan-2016 |
| City / Country | | CAPETOWN / South Africa | | Vote Deadline Date | | 19-Jan-2016 |
| SEDOL(s) | | 6105578 - B0GV750 - B3BJB14 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| O.1 | | ADOPTION OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
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| O.2 | | RESOLVED THAT THE FIRM ERNST & YOUNG INC. AND MALCOLM RAPSON AS THE DESIGNATED AUDITOR BE REAPPOINTED FOR THE ENSUING YEAR | | Management | | For | | For | | |
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| O.3 | | RE-ELECTION OF DAVID NUREK AS A DIRECTOR | | Management | | For | | For | | |
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| O.4 | | RE-ELECTION OF FATIMA JAKOET AS A DIRECTOR | | Management | | For | | For | | |
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| O.5 | | RE-ELECTION OF DAVID KNEALE AS A DIRECTOR` | | Management | | For | | For | | |
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| O.6.1 | | ELECTION OF MEMBERS OF THE AUDIT AND RISK COMMITTEE: JOHN BESTER | | Management | | For | | For | | |
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| O.6.2 | | ELECTION OF MEMBERS OF THE AUDIT AND RISK COMMITTEE: FATIMA JAKOET | | Management | | For | | For | | |
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| O.6.3 | | ELECTION OF MEMBERS OF THE AUDIT AND RISK COMMITTEE: NKAKI MATLALA | | Management | | For | | For | | |
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| O.7 | | APPROVAL OF THE COMPANY’S REMUNERATION POLICY | | Management | | For | | For | | |
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| S.1 | | GENERAL AUTHORITY TO REPURCHASE SHARES | | Management | | For | | For | | |
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| S.2 | | APPROVAL OF DIRECTORS FEES | | Management | | For | | For | | |
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| S.3 | �� | GENERAL APPROVAL TO PROVIDE FINANCIAL ASSISTANCE | | Management | | For | | For | | |
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| CMMT | | 25 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| SHENZHEN INTERNATIONAL HOLDINGS LTD |
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| Security | | G8086V146 | | Meeting Type | | Special General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Jan-2016 |
| ISIN | | BMG8086V1467 | | Agenda | | 706632103 - Management |
| Record Date | | 26-Jan-2016 | | Holding Recon Date | | 26-Jan-2016 |
| City / Country | | KOWLOON / Bermuda | | Vote Deadline Date | | 25-Jan-2016 |
| SEDOL(s) | | BJFGP66 - BJFKZ68 - BJVBTY1 - BP3RXF8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 111/LTN20160111830.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 111/LTN20160111788.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | ORDINARY RESOLUTION NO.1 AS SET OUT IN THE NOTICE OF SGM, RELATING TO THE AGREEMENT DATED 30 NOVEMBER 2015 (THE ‘‘THREE EXPRESSWAYS ADJUSTMENT AGREEMENT’’) ENTERED INTO BETWEEN SHENZHEN EXPRESSWAY COMPANY LIMITED AND THE TRANSPORT COMMISSION OF SHENZHEN MUNICIPALITY AND THE PROPOSED TOLL ADJUSTMENT, COMPENSATION ARRANGEMENT AND OTHER MATTERS CONTEMPLATED UNDER THE THREE EXPRESSWAYS ADJUSTMENT AGREEMENT | | Management | | For | | For | | |
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| 2 | | ORDINARY RESOLUTION NO.2 AS SET OUT IN THE NOTICE OF SGM, RELATING TO THE AGREEMENT DATED 30 NOVEMBER 2015 (THE ‘‘LONGDA ADJUSTMENT AGREEMENT’’) ENTERED INTO BETWEEN SHENZHEN LONGDA EXPRESSWAY COMPANY LIMITED AND THE TRANSPORT COMMISSION OF SHENZHEN MUNICIPALITY AND THE PROPOSED TOLL ADJUSTMENT, COMPENSATION ARRANGEMENT AND OTHER MATTERS CONTEMPLATED UNDER THE LONGDA ADJUSTMENT AGREEMENT | | Management | | For | | For | | |
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| COGOBUY GROUP, GRAND CAYMAN |
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| Security | | G22537107 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Feb-2016 |
| ISIN | | KYG225371072 | | Agenda | | 706643637 - Management |
| Record Date | | 28-Jan-2016 | | Holding Recon Date | | 28-Jan-2016 |
| City / Country | | SHENZHEN / Cayman Islands | | Vote Deadline Date | | 27-Jan-2016 |
| SEDOL(s) | | BP46XQ5 - BPYPNZ1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0118/LTN20160118045.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0118/LTN20160118047.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE, CONFIRM AND RATIFY THE TERMS OF THE PURCHASE OPTION AGREEMENT (A COPY OF WHICH HAS BEEN PRODUCED TO THIS MEETING MARKED ‘‘A’’ AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR IDENTIFICATION) DATED 11 DECEMBER 2015 ENTERED INTO BY QIANHAI COGOBUY.COM (SHENZHEN) LIMITED (AS SPECIFIED), COMTECH COMMUNICATION TECHNOLOGY (SHENZHEN) COMPANY LIMITED (AS SPECIFIED) AND SHENZHEN COMTECH SMALL LOAN LIMITED COMPANY (AS SPECIFIED) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL THINGS AND ACTS AND EXECUTE ALL DOCUMENTS (INCLUDING UNDER THE SEAL OF THE COMPANY) WHICH THEY MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO ANY MATTERS RELATING TO OR IN CONNECTION WITH THE ADMINISTRATIVE NATURE OR ANCILLARY TO THE IMPLEMENTATION OF THE TRANSACTIONS CONTEMPLATED UNDER THE PURCHASE OPTION AGREEMENT | | Management | | Against | | Against | | |
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| LA COMER SAB DE CV, MEXICO, DISTRIO FEDERAL |
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| Security | | P6125F114 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 04-Feb-2016 |
| ISIN | | MX01LA050010 | | Agenda | | 706648207 - Management |
| Record Date | | 26-Jan-2016 | | Holding Recon Date | | 26-Jan-2016 |
| City / Country | | MEXICO DF / Mexico | | Vote Deadline Date | | 27-Jan-2016 |
| SEDOL(s) | | BYWF710 - BZ8W8S6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| I | | APPOINTMENT AND OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND ITS PLANNING COMMITTEE, BOTH FULL AND ALTERNATE, AS WELL AS OF THE CHAIRPERSON OF THE AUDIT COMMITTEE AND CORPORATE PRACTICES COMMITTEE, CLASSIFICATION REGARDING THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN ARTICLE 26 OF THE SECURITIES MARKET LAW, AND THE APPOINTMENT AND OR RATIFICATION OF THE GENERAL DIRECTOR AND SECRETARY OF THE COMPANY. AS WELL AS THE COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE VARIOUS COMMITTEES, BOTH FULL AND ALTERNATE, AS WELL AS FOR THE SECRETARY OF THE COMPANY. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| II | | PRESENTATION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE POLICIES OF THE COMPANY IN REGARD TO THE ACQUISITION OF ITS OWN SHARES, THE AMOUNT OF SHARE CAPITAL THAT CAN BE ALLOCATED TO SHARE BUYBACKS AND, IF DEEMED APPROPRIATE, THE PLACEMENT OF THE SAME, PROPOSAL AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AMOUNT OF THE RESERVE, WITH A CHARGE AGAINST THE DISTRIBUTABLE PROFIT ACCOUNT, WHICH WILL BE CREATED FOR THE PURPOSE OF SHARE BUYBACKS, AS WELL AS THE APPROVAL OF THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS FOR THE 2016 FISCAL YEAR. DESIGNATION OF THE ATTORNEYS IN FACT WITH POWERS TO CONDUCT SHARE BUYBACKS, AS WELL AS ANY OTHER THAT MAY BE RELATED. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| III | | DESIGNATION OF THE DELEGATES WHO WILL BE CHARGED WITH CONDUCTING THE ACTIVITIES AND TAKING THE STEPS THAT MAY BE NECESSARY TO ACHIEVE THE COMPLETE FORMALIZATION OF THE RESOLUTIONS THAT ARE PASSED | | Management | | For | | For | | |
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| OCI MATERIALS CO LTD, YONGJU |
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| Security | | Y806AM103 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Feb-2016 |
| ISIN | | KR7036490001 | | Agenda | | 706659490 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGBUK / Korea, Republic Of | | Vote Deadline Date | | 01-Feb-2016 |
| SEDOL(s) | | 6199571 - B06NVN2 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | AMENDMENT OF ARTICLES OF INCORP | | Management | | For | | For | | |
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| 2.1 | | ELECTION OF INSIDE DIRECTOR JANG YONG HO | | Management | | For | | For | | |
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| 2.2 | | ELECTION OF A NON-PERMANENT DIRECTOR JOE DAE SIK | | Management | | For | | For | | |
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| GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN |
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| Security | | G3777B103 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Feb-2016 |
| ISIN | | KYG3777B1032 | | Agenda | | 706654957 - Management |
| Record Date | | 17-Feb-2016 | | Holding Recon Date | | 17-Feb-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 15-Feb-2016 |
| SEDOL(s) | | 6531827 - B02V7T8 - B06GCL6 - BP3RTZ0 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0127/LTN20160127263.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0127/LTN20160127257.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- RESOLUTION 1 ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE, RATIFY AND CONFIRM THE VOLVO FINANCING ARRANGEMENTS (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 28 JANUARY 2016, THE “CIRCULAR”), INCLUDING THE RESPECTIVE ANNUAL CAPS UNDER THE VOLVO FINANCE COOPERATION AGREEMENTS (AS DEFINED IN THE CIRCULAR), AND TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY, OR ANY TWO DIRECTORS OF THE COMPANY IF THE AFFIXATION OF THE COMMON SEAL IS NECESSARY, TO EXECUTE ALL SUCH OTHER DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ALL SUCH ACTS OR THINGS DEEMED BY HIM/HER TO BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECTS TO THE VOLVO FINANCE COOPERATION AGREEMENTS AND VOLVO FINANCING ARRANGEMENTS | | Management | | For | | For | | |
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| CREDITO REAL SAB DE CV SOFOM ER, MEXICO CITY |
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| Security | | P32486105 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-Feb-2016 |
| ISIN | | MX00CR000000 | | Agenda | | 706679656 - Management |
| Record Date | | 18-Feb-2016 | | Holding Recon Date | | 18-Feb-2016 |
| City / Country | | MEXICO DF / Mexico | | Vote Deadline Date | | 22-Feb-2016 |
| SEDOL(s) | | B8DST54 - BQTG721 - BT6T0B4 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE , APPROVAL OF THE REPORTS AND OPINIONS THAT ARE REFERRED TO IN PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015, AS WELL AS OF THE TERM IN OFFICE OF THE BOARD OF DIRECTORS, COMMITTEES AND GENERAL DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ALLOCATION OF THE RESULTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
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| 3 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF I. THE MAXIMUM AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS, AND II. THE REPORT REGARDING THE RESOLUTIONS THAT WERE PASSED BY THE BOARD OF DIRECTORS IN REGARD TO SHARE BUYBACKS AND THE DISPOSITION OF THE SHARES | | Management | | For | | For | | |
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| 4 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF A. THE RATIFICATION, RESIGNATION AND OR APPOINTMENT OF I. THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, WITH THE CLASSIFICATION OF THEIR INDEPENDENCE BY THE GENERAL MEETING, II. THE SECRETARY AND VICE SECRETARY WHO ARE NOT MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, AND III. THE MEMBERS OF THE COMMITTEES OF THE COMPANY, INCLUDING THE CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY, AND B. THE COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | Against | | Against | | |
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| 5 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AMENDMENTS TO THE COMPANY STOCK COMPENSATION PLAN FOR MANAGERS, OFFICERS AND EMPLOYEES | | Management | | Against | | Against | | |
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| 6 | | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE DESIGNATION OF DELEGATES FROM THE GENERAL MEETING | | Management | | For | | For | | |
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| 7 | | CLOSING | | Management | | For | | For | | |
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| ROBINSONS LAND CORP |
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| Security | | Y73196126 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 09-Mar-2016 |
| ISIN | | PHY731961264 | | Agenda | | 706648916 - Management |
| Record Date | | 03-Feb-2016 | | Holding Recon Date | | 03-Feb-2016 |
| City / Country | | QUEZON CITY / Philippines | | Vote Deadline Date | | 29-Feb-2016 |
| SEDOL(s) | | 6744722 - B06P309 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 582165 DUE TO RECEIPT OF-DIRECTOR NAMES . ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | | Non-Voting | | | | | | |
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| 1 | | PROOF OF NOTICE OF THE MEETING AND EXISTENCE OF A QUORUM | | Management | | For | | For | | |
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| 2 | | READING AND APPROVAL OF THE MINUTES OF THE ANNUAL MEETING OF THE STOCKHOLDERS HELD ON APRIL 29, 2015 | | Management | | For | | For | | |
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| 3 | | PRESENTATION OF ANNUAL REPORT AND APPROVAL OF FINANCIAL STATEMENTS FOR THE PRECEDING YEAR | | Management | | For | | For | | |
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| 4 | | ELECTION OF DIRECTOR: JOHN L. GOKONGWEI, JR | | Management | | For | | For | | |
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| 5 | | ELECTION OF DIRECTOR: JAMES L. GO | | Management | | For | | For | | |
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| 6 | | ELECTION OF DIRECTOR: LANCE Y. GOKONGWEI | | Management | | For | | For | | |
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| 7 | | ELECTION OF DIRECTOR: FREDERICK D. GO | | Management | | For | | For | | |
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| 8 | | ELECTION OF DIRECTOR: PATRICK HENRY C. GO | | Management | | For | | For | | |
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| 9 | | ELECTION OF DIRECTOR: ROBINA Y. GOKONGWEI- PE | | Management | | For | | For | | |
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| 10 | | ELECTION OF DIRECTOR: JOHNSON ROBERT G. GO, JR | | Management | | For | | For | | |
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| 11 | | ELECTION OF DIRECTOR: ARTEMIO V. PANGANIBAN(INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
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| 12 | | ELECTION OF DIRECTOR: ROBERTO F. DE OCAMPO (INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
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| 13 | | ELECTION OF DIRECTOR: EMMANUEL C. ROJAS, JR.(INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
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| 14 | | ELECTION OF DIRECTOR: OMAR BYRON T. MIER (INDEPENDENT DIRECTOR) | | Management | | For | | For | | |
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| 15 | | ELECTION OF EXTERNAL AUDITOR: SYCIP GORRES VELAYO & CO | | Management | | For | | For | | |
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| 16 | | RATIFICATION OF ALL ACTS OF THE BOARD OF DIRECTORS AND ITS COMMITTEES, OFFICERS AND MANAGEMENT SINCE THE LAST ANNUAL MEETING | | Management | | For | | For | | |
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| 17 | | CONSIDERATION OF SUCH OTHER MATTERS AS MAY PROPERLY COME DURING THE MEETING | | Management | | Abstain | | For | | |
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| 18 | | ADJOURNMENT | | Management | | For | | For | | |
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| WNS (HOLDINGS) LIMITED |
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| Security | | 92932M101 | | Meeting Type | | Special |
| Ticker Symbol | | WNS | | Meeting Date | | 16-Mar-2016 |
| ISIN | | US92932M1018 | | Agenda | | 934329891 - Management |
| Record Date | | 09-Feb-2016 | | Holding Recon Date | | 09-Feb-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 09-Mar-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL TO PURCHASE AMERICAN DEPOSITARY SHARES, EACH REPRESENTING ONE ORDINARY SHARE OF THE COMPANY, EFFECTIVE FOR THIRTY SIX (36) MONTHS FROM THE DATE OF PASSING OF THIS RESOLUTION, SUBJECT TO A MINIMUM AND MAXIMUM PRICE AND AN AGGREGATE LIMIT ON THE ADSS TO BE PURCHASED | | Management | | Against | | | | |
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| KORDSA GLOBAL ENDUSTRIYEL IPLIK VE KORD BEZI SANAY |
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| Security | | M6403Q108 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Mar-2016 |
| ISIN | | TRAKORDS91B2 | | Agenda | | 706721099 - Management |
| Record Date | | 22-Mar-2016 | | Holding Recon Date | | 22-Mar-2016 |
| City / Country | | ISTANBUL / Turkey | | Vote Deadline Date | | 18-Mar-2016 |
| SEDOL(s) | | 4496122 - B03MVP4 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | | | | |
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| CMMT | | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE-BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE VOTE EITHER ‘’ FOR’’ OR ‘‘AGAINST’’ ON THE AGENDA ITEMS. ‘‘ABSTAIN’’-IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ‘‘AGAINST’’.-THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | OPENING AND ORGANIZATION OF THE EXECUTIVE BOARD | | Management | | For | | For | | |
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| 2 | | READING AND DISCUSSION OF THE BOARD OF DIRECTORS ANNUAL REPORT CONCERNING THE YEAR 2015 | | Management | | For | | For | | |
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| 3 | | READING AND DISCUSSION OF AUDITORS REPORTS CONCERNING THE YEAR 2015 | | Management | | For | | For | | |
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| 4 | | READING, DISCUSSION AND APPROVAL OF THE FINANCIAL STATEMENTS CONCERNING THE YEAR 2015 | | Management | | For | | For | | |
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| 5 | | INFORMING THE GENERAL MEETING ABOUT DONATIONS AND AIDS MADE IN 2015 | | Management | | For | | For | | |
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| 6 | | ABSOLUTION OF THE BOARD MEMBERS REGARDING TO ACTIVITIES OF 2015 | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL OF THE PROFIT DISTRIBUTION POLICY | | Management | | For | | For | | |
| | | | | |
| 8 | | DETERMINING THE USE OF PROFIT, AMOUNT OF DIVIDEND AND RATIOS FOR DIVIDEND SHARES CONCERNING THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 9 | | DETERMINING THE DONATION LIMITS FOR THE YEAR 2016 | | Management | | Against | | Against | | |
| | | | | |
| 10 | | ELECTION OF AUDITOR | | Management | | For | | For | | |
| | | | | |
| 11 | | APPROVAL OF THE AMENDMENT OF THE ARTICLE 10 OF THE ARTICLES OF ASSOCIATION FURTHER TO PERMISSIONS GRANTED FROM THE CAPITAL MARKET BOARD AND THE MINISTRY OF CUSTOMS AND TRADE | | Management | | For | | For | | |
| | | | | |
| 12 | | GRANTING PERMISSION TO THE CHAIRMAN AND THE MEMBERS OF THE BOARD TO MAKE THE TRANSACTIONS SPECIFIED IN ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
| CMMT | | 08 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | �� | | | |
| | | | | | |
| WISOL CO LTD, OSAN |
| | | |
| Security | | Y96594109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7122990005 | | Agenda | | 706674430 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | B61XM81 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | AMENDMENT OF ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 4 | | APPROVAL OF REMUNERATION FOR AUDITOR | | Management | | For | | For | | |
| | | | | | |
| MDS TECHNOLOGY CO LTD, SEONGNAM |
| | | |
| Security | | Y5904Z101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7086960002 | | Agenda | | 706678034 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | B1CF6R8 - B1MT250 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2.1 | | ELECTION OF INSIDE DIRECTOR I SANG HEON | | Management | | For | | For | | |
| | | | | |
| 2.2 | | ELECTION OF OUTSIDE DIRECTOR OH AE SEOK | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF REMUNERATION FOR AUDITOR | | Management | | For | | For | | |
| | | | | |
| 5 | | GRANT OF STOCK OPTION | | Management | | For | | For | | |
| | | | | | |
| VALUE ADDED TECHNOLOGY CO., LTD. |
| | | |
| Security | | Y9347V107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7043150002 | | Agenda | | 706681815 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | B1FMQF4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | ELECTION OF INSIDE DIRECTOR: GIM TAE U | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | | Management | | For | | For | | |
| | | | | | |
| JUSUNG ENGINEERING CO LTD, KWANGJU |
| | | |
| Security | | Y4478R108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7036930006 | | Agenda | | 706683718 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | 6201788 - B02PTJ4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 2.1 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION: PREEMPTIVE RIGHT | | Management | | For | | For | | |
| | | | | |
| 2.2 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION: STOCK OPTION FOR STAFF | | Management | | For | | For | | |
| | | | | |
| 3.1 | | ELECTION OF INSIDE DIRECTOR: CHUL JOO HWANG | | Management | | For | | For | | |
| | | | | |
| 4.1 | | ELECTION OF AUDITOR: YOUNG JIN LEE | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | | Management | | For | | For | | |
| | | | | | |
| HANWHA TECHWIN CO.LTD, SEOUL |
| | | |
| Security | | Y7470L102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7012450003 | | Agenda | | 706687350 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | 6772671 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT (EXPECTED DIV: KRW 300 PER SHS) | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | | Management | | Against | | Against | | |
| | | | | |
| 3 | | ELECTION OF OUTSIDE DIRECTOR: HO CHEOL SEOK | | Management | | For | | For | | |
| | | | | |
| 4 | | ELECTION OF AUDIT COMMITTEE MEMBER: SEOK HO CHEOL | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| CMMT | | 08 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| KONA I CO. LTD., SEOUL |
| | | |
| Security | | Y4842G101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7052400009 | | Agenda | | 706707063 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | 6416452 - B06NXP8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT (CASH DIVIDEND: KRW 250 PER SHS) | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF DIRECTOR: JEONG IL CHO | | Management | | For | | For | | |
| | | | | |
| 4 | | ELECTION OF EXECUTIVE AUDITOR: YUN SEON SIN | | Management | | For | | For | | |
| | | | | |
| 5 | | AMENDMENT ON RETIREMENT BENEFIT PLAN FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | | Management | | For | | For | | |
| | | | | | |
| VIEWORKS CO LTD, ANYANG |
| | | |
| Security | | Y9330U108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7100120005 | | Agenda | | 706707429 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONGGI / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | B3F2324 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF STATEMENT OF APPROPRIATION OF RETAINED EARNINGS | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF OUTSIDE DIRECTOR: JAE UN JUNG | | Management | | Against | | Against | | |
| | | | | |
| 4 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | | Management | | For | | For | | |
| | | | | | |
| I-SENS, INC., SEOUL |
| | | |
| Security | | Y4R77D105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7099190001 | | Agenda | | 706722623 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | INCHUN / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | B94K2F7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | AMENDMENT OF ARTICLES OF INCORP | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF INSIDE DIRECTOR YUN JONG U | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF REMUNERATION FOR DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF REMUNERATION FOR AUDITOR | | Management | | For | | For | | |
| | | | | |
| 6 | | GRANT OF STOCK OPTION | | Management | | For | | For | | |
| | | | | | |
| OCI MATERIALS CO LTD, YONGJU |
| | | |
| Security | | Y806AM103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7036490001 | | Agenda | | 706733094 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | GYEONG BUK / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | 6199571 - B06NVN2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1.1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 1.2 | | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | ELECTION OF OUTSIDE DIRECTOR: WON SEOK WOO | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF AUDITOR: YONG HWAN KIM | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | | Management | | For | | For | | |
| | | | | | |
| KOREA INVESTMENT HOLDINGS CO LTD |
| | | |
| Security | | Y4862P106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Mar-2016 |
| ISIN | | KR7071050009 | | Agenda | | 706759199 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | SEOUL / Korea, Republic Of | | Vote Deadline Date | | 15-Mar-2016 |
| SEDOL(s) | | 6654586 - B02PGW6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2.1 | | ELECTION OF INSIDE DIRECTOR: NAM GOO KIM | | Management | | For | | For | | |
| | | | | |
| 2.2 | | ELECTION OF INSIDE DIRECTOR: JOO WON KIM | | Management | | For | | For | | |
| | | | | |
| 2.3 | | ELECTION OF INSIDE DIRECTOR: GANG HAENG LEE | | Management | | For | | For | | |
| | | | | |
| 2.4 | | ELECTION OF OUTSIDE DIRECTOR: JONG SUK BAE | | Management | | For | | For | | |
| | | | | |
| 2.5 | | ELECTION OF OUTSIDE DIRECTOR: SANG CHEOL LEE | | Management | | For | | For | | |
| | | | | |
| 3.1 | | ELECTION OF AUDIT COMMITTEE MEMBER AS OUTSIDE DIRECTOR: SANG CHEOL LEE | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | | |
| ECOPRO CO LTD, CHEONGWON |
| | | |
| Security | | Y22458106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Mar-2016 |
| ISIN | | KR7086520004 | | Agenda | | 706681548 - Management |
| Record Date | | 19-Feb-2016 | | Holding Recon Date | | 19-Feb-2016 |
| City / Country | | CHUNGB UK / Korea, Republic Of | | Vote Deadline Date | | 16-Mar-2016 |
| SEDOL(s) | | B235ZT9 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF PHYSICAL DIVISION | | Management | | For | | For | | |
| | | | | |
| CMMT | | 19 FEB 2016: PLEASE NOTE THAT SINCE THE ISSUING COMPANY WILL OWN 100 PCT OF-SHS OF THE NEWLY ESTABLISHED COMPANY RESULTED FROM THE ABOVE SPIN OFF, THIS-SPIN OFF WILL NOT AFFECT ON YOUR HOLDINGS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 19 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| AKCANSA CIMENTO SANAYI VE TICARET AS, ISTANBUL |
| | | |
| Security | | M03343122 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Mar-2016 |
| ISIN | | TRAAKCNS91F3 | | Agenda | | 706721164 - Management |
| Record Date | | 28-Mar-2016 | | Holding Recon Date | | 28-Mar-2016 |
| City / Country | | ISTANBUL / Turkey | | Vote Deadline Date | | 24-Mar-2016 |
| SEDOL(s) | | 5130827 - 7038833 - B02QPK0 - B03MN81 - B03N1V3 - B03N2D2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | OPENING AND FORMATION OF THE COUNCIL | | Management | | For | | For | | |
| | | | | |
| 2 | | READING AND DISCUSSION OF THE BOARD S ACTIVITY REPORT RELATED TO THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | READING AUDITOR S REPORTS RELATED TO THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | PROVIDING STATEMENT TO THE GENERAL ASSEMBLY, ABOUT DONATIONS AND CONTRIBUTIONS MADE IN 2015 | | Management | | For | | For | | |
| | | | | | | | | | |
| 5 | | READING, DISCUSSION AND APPROVAL OF THE STATEMENT OF ACCOUNTS RELATED TO THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 6 | | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS RELATED TO THE 2015 ACTIVITIES | | Management | | For | | For | | |
| | | | | |
| 7 | | DETERMINATION OF THE MANNER OF USE OF THE 2015 PROFIT, DETERMINATION OF THE SHARES OF DISTRIBUTABLE PROFIT AND DIVIDENDS | | Management | | For | | For | | |
| | | | | |
| 8 | | DETERMINATION OF THE LIMIT OF THE DONATIONS TO BE MADE BY THE COMPANY IN 2016 | | Management | | Against | | Against | | |
| | | | | |
| 9 | | SUBMITTING MEMBERS APPOINTED TO THE VACANT MEMBERSHIPS OF THE BOARD OF DIRECTORS WITHIN THE ACTIVITY YEAR IN ORDER TO PERFORM DUTY FOR THE APPROVAL OF GENERAL ASSEMBLY DURING THE REMAINING PERIOD | | Management | | For | | For | | |
| | | | | |
| 10 | | ELECTION OF AUDITOR | | Management | | For | | For | | |
| | | | | |
| 11 | | APPROVAL OF THE AMENDMENT OF THE ARTICLE 6 OF THE ARTICLES OF ASSOCIATION FURTHER TO PERMISSIONS GRANTED FROM THE CAPITAL MARKET BOARD AND THE MINISTRY OF CUSTOMS AND TRADE | | Management | | For | | For | | |
| | | | | |
| 12 | | GRANTING THE PERMISSION TO THE CHAIRMAN AND MEMBERS OF THE BOARD OF DIRECTORS TO PERFORM THE ACTIVITIES STATED IN THE ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE | | Management | | For | | For | | |
| | | | | |
| CMMT | | PLEASE VOTE EITHER ‘’ FOR’’ OR ‘‘AGAINST’’ ON THE AGENDA ITEMS. ‘‘ABSTAIN’’-IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ‘‘AGAINST’’.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE-BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | | Non-Voting | | | | | | |
| | | | | | |
| HANSOL TECHNICS CO LTD, SEOUL |
| | | |
| Security | | Y3063H103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Mar-2016 |
| ISIN | | KR7004710000 | | Agenda | | 706714311 - Management |
| Record Date | | 31-Dec-2015 | | Holding Recon Date | | 31-Dec-2015 |
| City / Country | | CHUNGB UK / Korea, Republic Of | | Vote Deadline Date | | 18-Mar-2016 |
| SEDOL(s) | | 6495451 - B06NRJ0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF FINANCIAL STATEMENT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF DIRECTORS: I SANG YONG, MAENG YUN JAE | | Management | | For | | For | | |
| | | | | |
| 4 | | ELECTION OF AUDITOR: YU JAE UN | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 6 | | APPROVAL OF LIMIT OF REMUNERATION FOR AUDITORS | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL OF STOCK OPTION FOR STAFF | | Management | | For | | For | | |
| | | | | |
| 8 | | APPROVAL OF RETIREMENT BENEFIT PLAN FOR DIRECTORS | | Management | | For | | For | | |
| | | | | | |
| PARK ELEKTRIK URETIM MADENCILIK SANAYI VE TI |
| | | |
| Security | | M78160104 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Mar-2016 |
| ISIN | | TRAPRKTE91B5 | | Agenda | | 706722091 - Management |
| Record Date | | 29-Mar-2016 | | Holding Recon Date | | 29-Mar-2016 |
| City / Country | | ISTANBUL / Turkey | | Vote Deadline Date | | 25-Mar-2016 |
| SEDOL(s) | | 5353583 - B03MWV7 - B39XM93 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE-BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE VOTE EITHER ‘‘FOR’’ OR ‘‘AGAINST’’ ON THE AGENDA ITEMS. ‘‘ABSTAIN’’-IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ‘‘AGAINST’’.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING AND ORGANIZATION OF THE CHAIRMANSHIP COUNCIL | | Management | | For | | For | | |
| | | | | |
| 2 | | GRANTING PERMISSION TO CHAIRMANSHIP COUNCIL TO SIGN MEETING MINUTES AND THE LIST OF THE MEMBERS IN ATTENDANCE | | Management | | For | | For | | |
| | | | | |
| 3 | | READING, DISCUSSION AND APPROVAL OF THE BOARD OF DIRECTORS ANNUAL REPORT AND THE INDEPENDENT AUDIT REPORT CONCERNING THE YEAR 2015 | | Management | | For | | For | | |
| | | | | | | | | | |
| 4 | | READING, DISCUSSION AND APPROVAL OF THE BALANCE SHEET, PROFIT AND LOSS ACCOUNTS CONCERNING THE FISCAL YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | ABSOLUTION OF THE BOARD PRESIDENT AND MEMBERS REGARDING TO ACTIVITIES OF 2015 | | Management | | For | | For | | |
| | | | | |
| 6 | | DISCUSSION AND DETERMINATION OF THE BOARD OF DIRECTORS PROPOSAL REGARDING THE PROFIT DISTRIBUTION OF THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 7 | | APPROVAL OF THE INDEPENDENT AUDIT FIRM DRT BAGIMSIZ DENETIM VE SERBEST MUHASEBECI MALI MUSAVIRLIK A.S., WHICH IS ELECTED BY THE BOARD IN ORDER TO EXECUTE INDEPENDENT AUDITING ACTIVITIES AND INSPECTION OF THE 2016 ACTIVITIES AND ACCOUNTS, IN ACCORDANCE WITH THE -INDEPENDENT AUDIT STANDARDS IN THE CAPITAL MARKET- COMMUNIQUE WHICH IS PUBLISHED BY THE CAPITAL MARKET BOARD AND WITH THE TURKISH COMMERCIAL CODE AND THE ENERGY MARKET REGULATORY AUTHORITY | | Management | | For | | For | | |
| | | | | |
| 8 | | INFORMING THE GENERAL ASSEMBLY REGARDING THE REMUNERATION ESSENTIALS OF THE BOARD OF DIRECTORS AND THE SENIOR EXECUTIVES | | Management | | For | | For | | |
| | | | | |
| 9 | | DISCUSSION AND DETERMINATION OF THE REMUNERATION OF THE BOARD MEMBERS | | Management | | For | | For | | |
| | | | | |
| 10 | | APPROVAL OF THE PERMISSION GRANTED TO SHAREHOLDERS WHO HAVE CONTROL IN MANAGEMENT, MEMBERS OF THE BOARD OF DIRECTORS, SENIOR MANAGERS, AND THEIR SPOUSES AND RELATIVES UP TO SECOND GENERATION BY HERITAGE OR BY MARRIAGE, IN ORDER TO FULFILL TRANSACTIONS WHICH MAY RESULT CONFLICT OF INTEREST, WITHIN THE FRAMEWORK OF ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE AND THE DETERMINATION AND EXECUTION OF CORPORATE GOVERNANCE PRINCIPLES COMMUNIQUE NO 1.3.7 WHICH IS PUBLISHED BY THE CAPITAL MARKET BOARD | | Management | | For | | For | | |
| | | | | |
| 11 | | INFORMING THE SHAREHOLDERS ABOUT DONATIONS AND AIDS MADE IN 2015 AND DETERMINING THE DONATION LIMITS FOR THE YEAR 2016 | | Management | | Against | | Against | | |
| | | | | |
| 12 | | INFORMING THE GENERAL ASSEMBLY ABOUT THE TRANSACTION MADE WITH RELATED PARTIES IN 2015 AS PER THE CAPITAL MARKET BOARD LEGISLATION | | Management | | For | | For | | |
| | | | | |
| 13 | | INFORMING THE GENERAL ASSEMBLY REGARDING PLEDGES, MORTGAGES AND BAILS GIVEN IN FAVOR OF THIRD PARTIES BY THE COMPANY AND REVENUES OR BENEFITS DERIVED WITHIN THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 14 | | DELIBERATION OF THE PROPOSALS AND WISHES, CLOSURE | | Management | | For | | For | | |
| | | | | | |
| AES TIETE ENERGIA SA, BRAZIL |
| | | |
| Security | | P30641115 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 31-Mar-2016 |
| ISIN | | BRTIETCDAM15 | | Agenda | | 706722116 - Management |
| Record Date | | | | Holding Recon Date | | 29-Mar-2016 |
| City / Country | | BARUERI / Brazil | | Vote Deadline Date | | 23-Mar-2016 |
| SEDOL(s) | | BZ8W2L7 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS CAN SUBMIT A MEMBER FROM THE CANDIDATES LIST OR- ALTERNATIVELY A CANDIDATE OUTSIDE OF THIS LIST, HOWEVER WE CANNOT DO THIS-THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A-CANDIDATE OUTSIDE THE LIST, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR OR- AGAINST OF THE DEFAULT COMPANY’S CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | TO ELECT FOUR MEMBERS OF THE BOARD OF DIRECTORS AND RESPECTIVE SUBSTITUTES. SLATE. COMMON SHARES. APPOINTED BY CONTROLLER SHAREHOLDERS. PRINCIPAL. JULIAN JOSE NEBREDA MARQUEZ, KAZI KAMRUL HASAN AND PAULO ROBERTO ROBIN CARVALHO. SUBSTITUTE. MARCELO ANTONIO DE JESUS, TERESA CRISTINA QUERINO VERNAGLIA ANDA JOAO MAURO FIDALGO | | Management | | Against | | Against | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| TEKFEN HOLDING AS, ISTANBUL |
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| Security | | M8788F103 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 31-Mar-2016 |
| ISIN | | TRETKHO00012 | | Agenda | | 706743564 - Management |
| Record Date | | 30-Mar-2016 | | Holding Recon Date | | 30-Mar-2016 |
| City / Country | | ISTANBUL / Turkey | | Vote Deadline Date | | 28-Mar-2016 |
| SEDOL(s) | | B29D241 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | | | | |
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| CMMT | | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE-BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE VOTE EITHER ‘‘FOR’’ OR ‘‘AGAINST’’ ON THE AGENDA ITEMS. ‘‘ABSTAIN’’-IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ‘‘AGAINST’’.-THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | OPENING AND ELECTION OF MEETING CHAIRMANSHIP | | Management | | For | | For | | |
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| 2 | | READING, NEGOTIATING AND RESOLVING ON THE ACTIVITY REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 3 | | READING, NEGOTIATING AND RESOLVING ON THE SUMMARY OF THE INDEPENDENT AUDITING REPORT AND THE FINANCIAL TABLES FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 4 | | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS SEPARATELY REGARDING THE ACTIVITIES OF THE YEAR 2015 | | Management | | For | | For | | |
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| 5 | | DELIBERATION AND DETERMINATION OF THE BOARD OF DIRECTORS PROPOSAL ABOUT THE DISTRIBUTION OF DIVIDEND AND THE KEY DATES OF THE EVENT FOR THE FISCAL YEAR 2015 | | Management | | For | | For | | |
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| 6 | | DETERMINATION OF THE BOARD OF DIRECTORS MEMBER COUNT, THEIR TERMS OF DUTY AND THEIR REMUNERATION | | Management | | For | | For | | |
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| 7 | | ELECTION OF THE BOARD DIRECTORS MEMBERS | | Management | | For | | For | | |
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| 8 | | SUBMITTING THE ELECTED INDEPENDENT AUDIT FIRM FOR THE APPROVAL OF THE GENERAL ASSEMBLY IN ACCORDANCE WITH THE CAPITAL MARKETS BOARD REGULATIONS | | Management | | For | | For | | |
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| 9 | | GIVING INFORMATION TO THE GENERAL ASSEMBLY ABOUT GUARANTEES, PLEDGES, MORTGAGES PROVIDED IN FAVOR OF THIRD PERSONS AND THE DERIVED INCOME OR BENEFITS THEREOF, WITHIN THE FISCAL PERIOD 01.01.2015-31.12.2015 | | Management | | For | | For | | |
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| 10 | | GIVING INFORMATION TO THE GENERAL ASSEMBLY ABOUT THE DONATIONS AND AIDS MADE WITHIN THE FISCAL PERIOD 01.01.2015-31.12.2015, DETERMINATION OF THE DONATION LIMIT TO BE MADE IN THE YEAR 2016 | | Management | | For | | For | | |
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| 11 | | APPROVAL OF THE BUYBACK PROGRAM ABOUT TAKING BACK TEN PERCENT OF THE COMPANY’S CAPITAL FROM THE SHARES WHICH ARE TRADED IN BORSA ISTANBUL A.S., WITHIN SIX MONTHS | | Management | | For | | For | | |
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| 12 | | AUTHORIZATION OF THE BOARD MEMBERS IN ACCORDANCE WITH THE ARTICLES 395 AND 396 OF THE TURKISH COMMERCIAL CODE, TO DO TRANSACTIONS WHICH ARE THE BUSINESS SUBJECT OF THE COMPANY, PERSONALLY OR ON BEHALF OF OTHERS, TO BE A PARTNER IN A COMPANY WITH THE SAME BUSINESS SUBJECT, GIVING INFORMATION ABOUT IF THERE ARE TRANSACTIONS EXISTING WITHIN THE CONTEXT OF THE CMB’S CORPORATE GOVERNANCE PRINCIPLES ARTICLE 1.3.6 IN THE YEAR 2015 | | Management | | For | | For | | |
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| 13 | | WISHES AND OPINIONS | | Management | | For | | For | | |
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| MINOR INTERNATIONAL PUBLIC CO LTD |
| | | |
| Security | | Y6069M133 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 01-Apr-2016 |
| ISIN | | TH0128B10Z17 | | Agenda | | 706692806 - Management |
| Record Date | | 04-Mar-2016 | | Holding Recon Date | | 04-Mar-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 29-Mar-2016 |
| SEDOL(s) | | B018BZ4 - B05PRX1 - B70TTK8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND ADOPT THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS NO.22/2015 HELD ON APRIL 3, 2015 | | Management | | For | | For | | |
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| 2 | | TO CONSIDER AND ACKNOWLEDGE THE ANNUAL REPORT AND THE BOARD OF DIRECTORS REPORT ON THE COMPANY’S PERFORMANCE FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2015 INCLUDING THE AUDITOR’S REPORT | | Management | | For | | For | | |
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| 4 | | TO CONSIDER AND APPROVE THE ALLOCATION OF PROFIT FOR THE STATUTORY RESERVE AND DIVIDEND PAYMENT FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE AMENDMENT TO THE COMPANY’S ARTICLES OF ASSOCIATION, ARTICLE 9 | | Management | | For | | For | | |
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| 6 | | TO CONSIDER AND APPROVE THE REDUCTION OF THE REGISTERED CAPITAL OF THE COMPANY FROM 4,641,789,065 BAHT TO 4,621,828,347 BAHT BY REDUCTION OF 19,960,718 AUTHORIZED BUT UNISSUED SHARES, EACH AT THE PAR VALUE OF 1 BAHT AND THE AMENDMENT OF THE CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO REFLECT THE REDUCTION OF THE REGISTERED CAPITAL | | Management | | For | | For | | |
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| 7.1 | | TO CONSIDER AND ELECT THE DIRECTOR TO SUCCEED THE DIRECTORS’ COMPLETING THEIR TERM FOR THE YEAR 2016: MR. PAUL CHARLES KENNY | | Management | | For | | For | | |
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| 7.2 | | TO CONSIDER AND ELECT THE DIRECTOR TO SUCCEED THE DIRECTORS’ COMPLETING THEIR TERM FOR THE YEAR 2016: MR. THIRAPHONG CHANSIRI | | Management | | For | | For | | |
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| 7.3 | | TO CONSIDER AND ELECT THE DIRECTOR TO SUCCEED THE DIRECTORS’ COMPLETING THEIR TERM FOR THE YEAR 2016: MS. SUVABHA CHAROENYING | | Management | | For | | For | | |
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| 8 | | TO CONSIDER AND FIX THE DIRECTORS’ REMUNERATIONS FOR THE YEAR 2016 | | Management | | For | | For | | |
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| 9 | | TO CONSIDER AND APPOINT THE AUDITORS FOR THE YEAR 2016 AND FIX THE AUDITING FEE | | Management | | For | | For | | |
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| KAREX BHD |
| | | |
| Security | | Y458FY102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 05-Apr-2016 |
| ISIN | | MYL5247OO001 | | Agenda | | 706780396 - Management |
| Record Date | | 30-Mar-2016 | | Holding Recon Date | | 30-Mar-2016 |
| City / Country | | SELANGOR / Malaysia | | Vote Deadline Date | | 29-Mar-2016 |
| SEDOL(s) | | BGCB7B2 - BHRMDK8 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | PROPOSED BONUS ISSUE OF 334,125,000 NEW ORDINARY SHARES OF RM0.25 EACH IN KAREX BERHAD (“KAREX SHARE(S)”) (“BONUS SHARE(S)”) ON THE BASIS OF ONE (1) BONUS SHARE FOR EVERY TWO (2) EXISTING KAREX SHARES HELD ON AN ENTITLEMENT DATE TO BE DETERMINED AND ANNOUNCED LATER (“PROPOSED BONUS ISSUE”) | | Management | | For | | For | | |
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| ORANGE POLSKA S.A., WARSAW |
| | | |
| Security | | X5984X100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Apr-2016 |
| ISIN | | PLTLKPL00017 | | Agenda | | 706777325 - Management |
| Record Date | | 25-Mar-2016 | | Holding Recon Date | | 25-Mar-2016 |
| City / Country | | WARSAW / Poland | | Vote Deadline Date | | 28-Mar-2016 |
| SEDOL(s) | | 5552551 - B020KY1 - B28MT82 - B8J5722 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE ASSEMBLY | | Non-Voting | | | | | | |
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| 2 | | ELECTION OF THE CHAIRMAN | | Management | | For | | For | | |
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| 3 | | STATEMENT THAT THE ASSEMBLY IS VALID AND CAPABLE TO ADOPT RESOLUTIONS | | Management | | For | | For | | |
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| 4 | | ADOPTION OF THE AGENDA | | Management | | For | | For | | |
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| 5 | | ELECTION OF THE SCRUTINY COMMISSION | | Management | | For | | For | | |
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| 6.A | | REVIEW OF: THE MANAGEMENT BOARDS REPORT ON THE ACTIVITY OF ORANGE POLSKA S.A. AND THE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 6.B | | REVIEW OF: THE MANAGEMENT BOARD’S MOTION ON DISTRIBUTION OF THE COMPANY’S PROFIT FOR THE 2015 FINANCIAL YEAR AND USE OF PART OF THE FINANCIAL MEANS FROM THE SUPPLEMENTARY CAPITAL FOR DISTRIBUTION OF THE DIVIDEND | | Management | | For | | For | | |
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| 6.C | | REVIEW OF: THE SUPERVISORY BOARD’S REPORT ON APPRAISAL OF THE MANAGEMENT BOARD’S REPORT ON THE ACTIVITY OF THE COMPANY, THE FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR AND THE MANAGEMENT BOARDS MOTION ON DISTRIBUTION OF THE COMPANY’S PROFIT FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 6.D | | REVIEW OF: THE MANAGEMENT BOARDS MOTION ON OFFSETTING OF THE COMPANY’S LOSS FROM PREVIOUS YEARS | | Management | | For | | For | | |
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| 6.E | | REVIEW OF: THE MANAGEMENT BOARD’S REPORT ON THE ACTIVITY OF ORANGE POLSKA GROUP AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 6.F | | REVIEW OF: THE SUPERVISORY BOARD’S REPORT ON APPRAISAL OF THE MANAGEMENT BOARDS REPORT ON THE ACTIVITY OF ORANGE POLSKA GROUP AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 6.G | | REVIEW OF: THE REPORT ON THE ACTIVITY OF THE SUPERVISORY BOARD AND ASSESSMENT OF ORANGE POLSKA GROUP STANDING IN 2015 | | Management | | For | | For | | |
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| 7.A | | APPROVAL OF THE MANAGEMENT BOARD’S REPORT ON THE ACTIVITY OF ORANGE POLSKA S.A. IN THE 2015 FINANCIAL Y EAR | | Management | | For | | For | | |
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| 7.B | | APPROVAL OF ORANGE POLSKA S.A. FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 7.C | | DISTRIBUTION OF THE COMPANY’S PROFIT FOR THE 2015 FINANCIAL YEAR AND USE OF PART OF THE FINANCIAL MEANS FROM THE SUPPLEMENTARY CAPITAL FOR DISTRIBUTION OF THE DIVIDEND | | Management | | For | | For | | |
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| 7.D | | OFFSETTING OF THE COMPANY’S LOSS FROM PREVIOUS YEARS | | Management | | For | | For | | |
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| 7.E | | APPROVAL OF THE MANAGEMENT BOARDS REPORT ON THE ACTIVITY OF ORANGE POLSKA GROUP IN THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 7.F | | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 FINANCIAL YEAR | | Management | | For | | For | | |
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| 7.G | | GRANTING APPROVAL OF PERFORMANCE OF THEIR DUTIES AS MEMBERS OF ORANGE POLSKA S.A. GOVERNING BODIES IN THE FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| 8 | | CHANGES IN THE SUPERVISORY BOARD’S COMPOSITION | | Management | | For | | For | | |
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| 9 | | CLOSING OF THE ASSEMBLY | | Non-Voting | | | | | | |
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| CMMT | | 18 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| PT BANK TABUNGAN NEGARA (PERSERO) TBK, JAKARTA |
| | | |
| Security | | Y71197100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-Apr-2016 |
| ISIN | | ID1000113707 | | Agenda | | 706804374 - Management |
| Record Date | | 17-Mar-2016 | | Holding Recon Date | | 17-Mar-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 05-Apr-2016 |
| SEDOL(s) | | B4Z0B09 - B548673 - BHZL9P4 - BPY40D5 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 607356 DUE TO CHANGE IN-MEETING DATE FROM 07TH APRIL TO 12TH APRIL AND RECORD DATE CHANGED FROM 15TH-MARCH TO 17TH MARCH AND DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | APPROVAL OF THE ANNUAL REPORT AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM REPORT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND PARTNERSHIP AND DEVELOPMENT PROGRAM REPORT AUDIT | | Management | | For | | For | | |
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| 4 | | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | | Management | | For | | For | | |
| | | | | |
| 5 | | APPROVAL OF UTILIZATION OF FUND RESULTING FROM THE PUBLIC OFFERING OF BONDS | | Management | | Against | | Against | | |
| | | | | |
| 6 | | APPROVAL OF THE CHANGES OF THE COMPANY’S MANAGEMENT | | Management | | For | | For | | |
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| ROYAL BAFOKENG PLATINUM LIMITED, JOHANNESBURG |
| | | |
| Security | | S7097C102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-Apr-2016 |
| ISIN | | ZAE000149936 | | Agenda | | 706743590 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | FOURWAYS / South Africa | | Vote Deadline Date | | 06-Apr-2016 |
| SEDOL(s) | | B59KXT5 - B5SP799 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE AND ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2.O.1 | | TO ELECT MR V NHLAPO AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 3.O.2 | | TO RE-ELECT PROF L DE BEER AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4.O.3 | | TO RE-ELECT ADVOCATE KD MOROKA AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 5.O.4 | | TO RE-ELECT MR MH ROGERS AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6.O.5 | | REAPPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND APPOINT SIZWE MASONDO AS THE DESIGNATED AUDITOR | | Management | | For | | For | | |
| | | | | |
| 7.O.6 | | TO ELECT PROF L DE BEER AS THE CHAIRMAN AND MEMBER OF THE AUDIT AND RISK COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 8.O.7 | | TO ELECT MR RG MILLS AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 9.O.8 | | TO ELECT MR MJ MOFFETT AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 10O.9 | | TO ELECT. MS L STEPHENS AS A MEMBER OF THE AUDIT AND RISK COMMITTEE | | Management | | For | | For | | |
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| 11O10 | | TO GRANT A GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE UP TO 5% OF THE UNISSUED SHARE CAPITAL OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12O11 | | TO GRANT DIRECTORS A GENERAL AUTHORITY TO ISSUE UP TO 10% OF THE UNISSUED SHARE CAPITAL OF THE COMPANY FOR CASH | | Management | | For | | For | | |
| | | | | |
| 13O12 | | TO APPROVE VIA A NON-BINDING VOTE THE REMUNERATION POLICY OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14O13 | | TO APPROVE THE NEW HARMONISED INCENTIVE SCHEME RULES | | Management | | Against | | Against | | |
| | | | | |
| 15O14 | | TO APPROVE THE MAXIMUM NUMBER OF SHARES TO BE ALLOCATED AND ISSUED IN RESPECT OF INCENTIVE SCHEMES OPERATED BY THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| 16S.1 | | TO GRANT THE DIRECTORS A GENERAL AUTHORITY TO AUTHORISE THE PROVISION OF FINANCIAL ASSISTANCE TO RELATED AND INTER- RELATED COMPANIES OR CORPORATIONS WHETHER DIRECTLY OR INDIRECTLY | | Management | | For | | For | | |
| | | | | |
| 17S.2 | | TO GRANT THE DIRECTORS A GENERAL AUTHORITY TO AUTHORISE THE COMPANY OR ANY SUBSIDIARIES TO REPURCHASE ITS ISSUED SHARES | | Management | | For | | For | | |
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| 18S.3 | | TO APPROVE THE NON-EXECUTIVE DIRECTORS FEES | | Management | | For | | For | | |
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| CMMT | | 07 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | | Non-Voting | | | | | | |
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| SELCUK ECZA DEPOSU TICARET VE SANAYI AS, STANBUL |
| | | |
| Security | | M8272M101 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 14-Apr-2016 |
| ISIN | | TRESLEC00014 | | Agenda | | 706759567 - Management |
| Record Date | | 13-Apr-2016 | | Holding Recon Date | | 13-Apr-2016 |
| City / Country | | ISTANBUL / Turkey | | Vote Deadline Date | | 11-Apr-2016 |
| SEDOL(s) | | B13C2G9 - B1572K6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE-BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE VOTE EITHER ‘‘FOR’’ OR ‘‘AGAINST’’ ON THE AGENDA ITEMS. ‘‘ABSTAIN’’-IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ‘‘AGAINST’’.-THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | OPENING AND FORMATION OF THE MEETING COUNCIL | | Management | | For | | For | | |
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| 2 | | READING, DISCUSSION AND APPROVAL OF THE BOARD OF DIRECTORS ANNUAL REPORT FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 3 | | READING, DISCUSSION AND APPROVAL OF THE INDEPENDENT AUDIT REPORT SUMMARY AND THE FINANCIAL STATEMENTS FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 4 | | RELEASE OF THE BOARD OF DIRECTORS MEMBERS SEPARATELY FOR THE ACTIVITIES AND THE ACCOUNTS OF THE YEAR 2015 | | Management | | For | | For | | |
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| 5 | | DISCUSSION AND CONCLUSION ON THE PROPOSAL OF THE BOARD OF DIRECTORS ABOUT THE DISTRIBUTION AND THE DATES OF THE DIVIDEND FOR THE FISCAL PERIOD 2015 | | Management | | For | | For | | |
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| 6 | | PROVIDING INFORMATION TO THE GENERAL ASSEMBLY ABOUT THE DONATIONS AND AIDS MADE IN THE YEAR 2015, DETERMINATION OF THE UPPER LIMIT FOR THE DONATIONS AND AIDS TO BE MADE IN 2016 | | Management | | For | | For | | |
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| 7 | | PROVIDING INFORMATION TO THE GENERAL ASSEMBLY ABOUT THE PAYMENTS MADE TO THE BOARD OF DIRECTORS IN 2015, DETERMINATION OF THE REMUNERATION AND THE ATTENDANCE FEE OF THE BOARD OF DIRECTORS FOR THE YEAR 2016 | | Management | | For | | For | | |
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| 8 | | SUBMITTING THE BOARD OF DIRECTORS SELECTION OF INDEPENDENT AUDIT FIRM IN ORDER TO AUDIT THE ACTIVITIES AND THE ACCOUNTS OF THE YEAR 2016, FOR THE APPROVAL OF THE GENERAL ASSEMBLY IN ACCORDANCE WITH THE TURKISH COMMERCIAL CODE AND THE CAPITAL MARKETS LAW RULES | | Management | | For | | For | | |
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| 9 | | PROVIDING INFORMATION TO THE GENERAL ASSEMBLY ABOUT THE SECURITIES, PLEDGES AND MORTGAGES GRANTED IN FAVOR OF THE THIRD PARTIES IN THE YEAR 2015 AND OF ANY BENEFITS OR INCOME THEREOF | | Management | | For | | For | | |
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| 10 | | GRANTING AUTHORIZATION TO THE MEMBERS OF THE BOARD OF DIRECTORS TO PERFORM OPERATIONS WHICH ARE INCLUDED IN ARTICLES 395 AND 396 OF THE 6102 NUMBERED TURKISH COMMERCIAL CODE AND PROVIDING INFORMATION TO THE GENERAL ASSEMBLY WITHIN THE FRAMEWORK OF THE 1.3.6 NUMBERED PRINCIPLE OF THE II-7.1 NUMBERED CORPORATE GOVERNANCE COMMUNIQUE OF THE CAPITAL MARKETS BOARD | | Management | | For | | For | | |
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| 11 | | WISHES AND REQUESTS | | Management | | For | | For | | |
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| GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV, AP |
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| Security | | P49530101 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 14-Apr-2016 |
| ISIN | | MX01OM000018 | | Agenda | | 706780562 - Management |
| Record Date | | 06-Apr-2016 | | Holding Recon Date | | 06-Apr-2016 |
| City / Country | | MEXICO CITY / Mexico | | Vote Deadline Date | | 05-Apr-2016 |
| SEDOL(s) | | B1KFX13 - B3KWPM3 - B595GQ8 - BT6T2H4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| I | | PRESENTATION OF THE REPORTS FROM THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE TERMS OF LINES D AND E OF PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, IN REGARD TO THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
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| II | | PRESENTATION OF THE REPORT FROM THE GENERAL DIRECTOR AND THE OPINION OF THE OUTSIDE AUDITOR THAT IS REFERRED TO IN LINE B OF PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, REGARDING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
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| III | | PRESENTATION OF THE REPORTS AND OPINIONS THAT ARE REFERRED TO IN LINES A AND C OF PART IV OF ARTICLE 28 OF THE SECURITIES MARKET LAW, WITH THE INCLUSION OF THE TAX REPORT THAT IS REFERRED TO IN PART XIX OF ARTICLE 76 OF THE INCOME TAX LAW | | Management | | For | | For | | |
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| IV | | DISCUSSION, APPROVAL AND, IF DEEMED APPROPRIATE, MODIFICATION OF THE REPORTS THAT ARE REFERRED TO IN ITEMS I AND II ABOVE. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| V | | ALLOCATION OF RESULTS, INCREASE OF RESERVES, APPROVAL OF THE AMOUNT OF FUNDS THAT ARE ALLOCATED TO SHARE BUYBACKS AND, IF DEEMED APPROPRIATE, THE DECLARATION OF DIVIDENDS. RESOLUTIONS IN THIS REGARD | | Management | | For | | For | | |
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| VI | | DISCUSSION AND APPROVAL, IF DEEMED APPROPRIATE, OF A PROPOSAL TO APPOINT AND RATIFY MEMBERS OF THE BOARD OF DIRECTORS AND THE CHAIRPERSONS OF THE AUDIT AND CORPORATE PRACTICES, FINANCE, PLANNING AND SUSTAINABILITY COMMITTEES. RESOLUTIONS IN THIS REGARD | | Management | | Against | | Against | | |
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| VII | | DESIGNATION OF SPECIAL DELEGATES | | Management | | For | | For | | |
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| NANJING SINOLIFE UNITED COMPANY LTD, NANJING |
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| Security | | Y6205L106 | | Meeting Type | | Class Meeting |
| Ticker Symbol | | | | Meeting Date | | 15-Apr-2016 |
| ISIN | | CNE100001S08 | | Agenda | | 706712305 - Management |
| Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| City / Country | | NANJING / China | | Vote Deadline Date | | 11-Apr-2016 |
| SEDOL(s) | | BHR38L7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0226/LTN20160226329.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0226/LTN20160226353.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | (A) TO APPROVE THE ACQUISITION AGREEMENT AND ALL THE TRANSACTIONS CONTEMPLATED THEREUNDER. (B) TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO TAKE ALL STEPS AS MIGHT IN HIS/HER OPINION BE DESIRABLE OR NECESSARY IN CONNECTION WITH THE ACQUISITION AGREEMENT | | Management | | For | | For | | |
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| 2 | | SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 1, TO GRANT THE UNCONDITIONAL SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE 62,717,700 DOMESTIC SHARES OF THE COMPANY PURSUANT TO THE ACQUISITION AGREEMENT | | Management | | For | | For | | |
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| NANJING SINOLIFE UNITED COMPANY LTD, NANJING |
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| Security | | Y6205L106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | Meeting Date | | 15-Apr-2016 |
| ISIN | | CNE100001S08 | | Agenda | | 706712874 - Management |
| Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| City / Country | | NANJING / China | | Vote Deadline Date | | 11-Apr-2016 |
| SEDOL(s) | | BHR38L7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | 29 FEB 2016: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN”-WILL BE TREATED THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | 29 FEB 2016: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0226/LTN20160226345.pdf- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0226/LTN20160226319.pdf | | Non-Voting | | | | | | |
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| 1 | | (A)TO APPROVE THE ACQUISITION AGREEMENT AND ALL THE TRANSACTIONS CONTEMPLATED THEREUNDER. (B)TO AUTHORISE ANY ONE DIRECTOR OF THE COMPANY TO TAKE ALL STEPS AS MIGHT IN HIS/ HER OPINION BE DESIRABLE OR NECESSARY IN CONNECTION WITH THE ACQUISITION AGREEMENT | | Management | | For | | For | | |
| | | | | |
| 2 | | SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 1, TO GRANT THE UNCONDITIONAL SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE 62,717,700 DOMESTIC SHARES OF THE COMPANY PURSUANT TO THE ACQUISITION AGREEMENT | | Management | | For | | For | | |
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| 3 | | TO APPROVE THE PROPOSED AMENDMENTS TO ARTICLES 16 AND 19 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
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| 4 | | SUBJECT TO THE PASSING OF RESOLUTION NUMBERED 3, TO APPROVE THE ADOPTION OF THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
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| CMMT | | 29 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| PT ADARO ENERGY TBK, JAKARTA |
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| Security | | Y7087B109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-Apr-2016 |
| ISIN | | ID1000111305 | | Agenda | | 706750230 - Management |
| Record Date | | 23-Mar-2016 | | Holding Recon Date | | 23-Mar-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 11-Apr-2016 |
| SEDOL(s) | | B3BQFC4 - B3BQG54 - B3NMWY1 - BHZL7L6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT | | Management | | For | | For | | |
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| 2 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
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| 3 | | APPOINTMENT OF PERIOD OF DIRECTORSHIP | | Management | | For | | For | | |
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| 4 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | | Management | | For | | For | | |
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| 5 | | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONERS | | Management | | For | | For | | |
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| EUROCASH S.A., KOMORNIKI |
| | | |
| Security | | X2382S106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-Apr-2016 |
| ISIN | | PLEURCH00011 | | Agenda | | 706803562 - Management |
| Record Date | | 01-Apr-2016 | | Holding Recon Date | | 01-Apr-2016 |
| City / Country | | KOMORNIKI / Poland | | Vote Deadline Date | | 01-Apr-2016 |
| SEDOL(s) | | B064B91 - B0LCLX4 - B28H2J9 - BH36QP0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE AGM | | Non-Voting | | | | | | |
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| 2 | | VALIDATION OF CONVENING THE AGM AND ITS ABILITY TO ADOPT RESOLUTIONS | | Management | | For | | For | | |
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| 3 | | ELECTION OF CHAIRMAN OF THE AGM | | Management | | For | | For | | |
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| 4 | | PREPARATION OF THE ATTENDANCE LIST | | Management | | For | | For | | |
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| 5 | | ADOPTION OF THE AGENDA | | Management | | For | | For | | |
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| 6 | | CONSIDERATION OF THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2015, PRESENTING THE FINANCIAL STATEMENTS COMPANY FOR 2015 AND THE REPORT ON THE ACTIVITIES OF THE COMPANY IN 2015 | | Management | | For | | For | | |
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| 7 | | CONSIDERATION OF THE CONSOLIDATED ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2015, CONTAINING THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2015 AND THE REPORT THE OPERATIONS OF THE GROUP OF EUROCASH S.A | | Management | | For | | For | | |
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| 8 | | CONSIDERATION OF THE REPORT OF THE SUPERVISORY BOARD ON THE ACTIVITIES IN 2015, INCLUDING CONCISE EVALUATION OF THE COMPANY | | Management | | For | | For | | |
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| 9 | | ADOPTION OF THE RESOLUTION ON THE APPROVAL OF THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2015 PRESENTING THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015 AND THE MANAGEMENT REPORT OF THE COMPANY’S ACTIVITIES IN 2015 | | Management | | For | | For | | |
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| 10 | | ADOPTION OF A RESOLUTION ON APPROVAL OF THE CONSOLIDATED ANNUAL REPORT OF THE GROUP CAPITAL OF THE COMPANY FOR 2015, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2015 AND THE REPORT ON THE ACTIVITIES OF THE GROUP OF EUROCASH S.A | | Management | | For | | For | | |
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| 11 | | ADOPTION OF A RESOLUTION ON THE ALLOCATION OF NET PROFIT FOR 2015 | | Management | | For | | For | | |
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| 12 | | ADOPTION OF RESOLUTIONS ON GRANTING INDIVIDUAL MEMBERS OF THE MANAGEMENT BOARD FROM PERFORMANCE OF THEIR DUTIES IN 2015 | | Management | | For | | For | | |
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| 13 | | ADOPTION OF RESOLUTIONS ON GRANTING INDIVIDUAL MEMBERS OF THE SUPERVISORY BOARD THE DISCHARGE OF THEIR DUTIES IN 2015 | | Management | | For | | For | | |
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| 14 | | ADOPTION OF RESOLUTIONS ON APPOINTING MEMBERS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 15 | | ADOPTION OF A RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
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| 16 | | CLOSING OF THE AGM | | Non-Voting | | | | | | |
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| LOJAS RENNER SA, PORTO ALEGRE |
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| Security | | P6332C102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| ISIN | | BRLRENACNOR1 | | Agenda | | 706778404 - Management |
| Record Date | | | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | PORTO ALEGRE / Brazil | | Vote Deadline Date | | 12-Apr-2016 |
| SEDOL(s) | | 2522416 - B0CGYD6 - BBPVF87 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| I | | TO ALTER THE AGGREGATE COMPENSATION OF THE FISCAL YEAR 2015 OF THE MEMBERS OF MANAGEMENT, APPROVED AT THE ANNUAL GENERAL MEETING HELD ON APRIL 16 2015, PURSUANT TO THE CONDITIONS HANDED DOWN IN CVM ADMINISTRATIVE PROCESS RJ.2014.6629 AND TO ARTICLE 152 OF LAW 6.404.1976 | | Management | | For | | For | | |
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| LOJAS RENNER SA, PORTO ALEGRE |
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| Security | | P6332C102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| ISIN | | BRLRENACNOR1 | | Agenda | | 706779874 - Management |
| Record Date | | | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | PORTO ALEGRE / Brazil | | Vote Deadline Date | | 12-Apr-2016 |
| SEDOL(s) | | 2522416 - B0CGYD6 - BBPVF87 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| I | | EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT ACCOUNTS AND FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | | Management | | For | | For | | |
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| II | | EXAMINE, DISCUSS AND VOTE THE PROPOSAL FOR THE ALLOCATION OF NET INCOME FOR THE FISCAL YEAR AND THE DISTRIBUTION OF DIVIDENDS | | Management | | For | | For | | |
| | | | | |
| III | | ESTABLISH THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| IV | | ELECT THE MEMBERS OF THE BOARD OF DIRECTORS: SLATE. MEMBERS APPOINTED BY COMPANY ADMINISTRATION. OSVALDO BURGOS SCHIRMER, JOSE GALLO, JOSE CARLOS HRUBY, FLAVIA BUARQUE DE ALMEIDA, FABIO DE BARROS PINHEIRO, ALESSANDRO GIUSEPPE CARLUCCI, CARLOS FERNANDO COUTO DE OLIVEIRA SOUTO AND HEINZ PETER ELSTRODT | | Management | | For | | For | | |
| | | | | |
| V | | ESTABLISH THE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
| | | | | |
| VI | | ESTABLISH THE NUMBER OF MEMBERS OF THE FISCAL COUNCIL | | Management | | For | | For | | |
| | | | | |
| VII | | ELECT THE MEMBERS OF THE FISCAL COUNCIL: SLATE. MEMBERS APPOINTED BY COMPANY ADMINISTRATION. PRINCIPAL MEMBERS. FRANCISCO SERGIO QUINTANA DA ROSA, HELENA TUROLA DE ARAUJO PENNA AND RICARDO ZAFFARI GRECHI. SUBSTITUTE MEMBERS. RICARDO GUS MALTZ, ROBERTO FROTA DECOURT AND ROBERTO ZELLER BRANCHI | | Management | | For | | For | | |
| | | | | |
| VIII | | ESTABLISH THE AMOUNT OF COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL | | Management | | For | | For | | |
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| SRISAWAD POWER 1979 PLC |
| | | |
| Security | | Y8136U114 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| ISIN | | TH5456010013 | | Agenda | | 706708407 - Management |
| Record Date | | 09-Mar-2016 | | Holding Recon Date | | 09-Mar-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | BMHS7C1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO CONSIDER FOR APPROVAL THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO ACKNOWLEDGE THE PERFORMANCE OF THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER FOR APPROVAL THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015, ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER FOR APPROVAL THE APPROPRIATION OF NET PROFIT AND DIVIDEND PAYMENT | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER FOR APPROVAL TO DECREASE OF REGISTERED CAPITAL FROM BAHT 1,060,000,000 TO BAHT 1,059,993,677 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER FOR APPROVAL THE AMENDMENT OF MEMORANDUM OF ASSOCIATION CLAUSE 4 IN COMPLIANCE WITH THE DECREASE OF REGISTERED CAPITAL | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER FOR APPROVAL THE INCREASE OF REGISTERED CAPITAL FROM BAHT 1,059,993,677 TO BAHT 1,086,493,519 AND ALLOTMENT OF NEW SHARES | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER FOR APPROVAL THE AMENDMENT OF MEMORANDUM OF ASSOCIATION CLAUSE 4 IN COMPLIANCE WITH THE INCREASE OF REGISTERED CAPITAL | | Management | | For | | For | | |
| | | | | |
| 9.1 | | TO CONSIDER FOR APPROVAL THE RE- APPOINTMENT OF DIRECTOR WHO RETIRED BY ROTATION: MR. AUYCHAI SOMKLIN | | Management | | For | | For | | |
| | | | | |
| 9.2 | | TO CONSIDER FOR APPROVAL THE RE- APPOINTMENT OF DIRECTOR WHO RETIRED BY ROTATION: MR. SOMYOT NGERNDUMRONG | | Management | | For | | For | | |
| | | | | |
| 9.3 | | TO CONSIDER FOR APPROVAL THE RE- APPOINTMENT OF DIRECTOR WHO RETIRED BY ROTATION: MS. THIDA KAEWBOOTTA | | Management | | For | | For | | |
| | | | | |
| 9.4 | | TO CONSIDER FOR APPROVAL THE RE- APPOINTMENT OF DIRECTOR WHO RETIRED BY ROTATION: MR. SUMATE MANEEWATTANA | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CONSIDER FOR APPROVAL THE DIRECTOR REMUNERATION FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 11 | | TO CONSIDER FOR APPROVAL THE APPOINTMENT OF THE COMPANY’S AUDITOR AND DETERMINATION OF AUDIT FEE FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 12 | | TO CONSIDER FOR APPROVAL THE ISSUANCE OF DEBENTURES | | Management | | For | | For | | |
| | | | | |
| 13 | | TO CONSIDER FOR APPROVAL ANY OTHER MATTERS (IF NEEDED) | | Management | | Abstain | | For | | |
| | | | | |
| CMMT | | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | | Non-Voting | | | | | | |
| | | | | | |
| ACACIA MINING PLC, LONDON |
| | | |
| Security | | G0067D104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| ISIN | | GB00B61D2N63 | | Agenda | | 706781108 - anagement |
| Record Date | | | | Holding Recon Date | | 19-Apr-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 13-Apr-2016 |
| SEDOL(s) | | B42QS10 - B61D2N6 - B65BQH8 - B8GQGH6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | THAT THE AUDITED ANNUAL ACCOUNTS FOR THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015, TOGETHER WITH THE DIRECTORS’ AND THE AUDITORS’ REPORTS THEREON, BE RECEIVED | | Management | | For | | For | | |
| | | | | |
| 2 | | THAT THE DIRECTORS’ REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 BE APPROVED | | Management | | For | | For | | |
| | | | | |
| 3 | | THAT A FINAL DIVIDEND OF US2.8 CENTS PER ORDINARY SHARE, FOR THE YEAR ENDED 31 DECEMBER 2015, BE DECLARED | | Management | | For | | For | | |
| | | | | |
| 4 | | THAT KELVIN DUSHNISKY BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 5 | | THAT BRADLEY (“BRAD”) GORDON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 6 | | THAT AMBASSADOR JUMA V. MWAPACHU BE RE- ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | THAT RACHEL ENGLISH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | THAT ANDRE FALZON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9 | | THAT MICHAEL KENYON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10 | | THAT STEVE LUCAS BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 11 | | THAT PETER TOMSETT BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | THAT STEPHEN GALBRAITH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 13 | | THAT PRICEWATERHOUSECOOPERS LLP BE RE- APPOINTED AS AUDITOR’S OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | THAT THE AUDIT COMMITTEE OF THE COMPANY BE AUTHORISED TO AGREE THE REMUNERATION OF THE AUDITOR’S | | Management | | For | | For | | |
| | | | | |
| 15 | | THAT THE DIRECTORS OF THE COMPANY BE AUTHORISED TO ALLOT SHARES IN THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 16 | | THAT THE DIRECTORS OF THE COMPANY BE EMPOWERED TO ALLOT EQUITY SECURITIES FOR CASH | | Management | | For | | For | | |
| | | | | |
| 17 | | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES | | Management | | For | | For | | |
| | | | | |
| 18 | | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | | |
| | | | | | |
| PLAN B MEDIA PUBLIC COMPANY LTD |
| | | |
| Security | | Y6987F111 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| ISIN | | TH6253010016 | | Agenda | | 706823603 - Management |
| Record Date | | 04-Mar-2016 | | Holding Recon Date | | 04-Mar-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | BVG6W02 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 593155 DUE TO CHANGE IN-THE TEXT OF RESOLUTION 8 AND SPLITTING OF RESOLUTION 10. ALL VOTES RECEIVED-ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT-ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND CERTIFY THE MINUTES OF THE 2015 ANNUAL GENERAL MEETING OF SHAREHOLDERS | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND ACKNOWLEDGE THE OPERATIONAL RESULTS OF THE COMPANY FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE COMPANY’S AUDITED FINANCIAL STATEMENTS AND COMPREHENSIVE INCOME STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE DIVIDEND PAYMENT AND ABSTAIN FROM THE ALLOCATION OF NET PROFIT OF THE COMPANY AS LEGAL RESERVE | | Management | | For | | For | | |
| | | | | |
| 5.A | | TO CONSIDER AND ELECT POL.GEN. SOMCHAI VANICHSENEE AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5.B | | TO CONSIDER AND ELECT MRS. PENNAPA DHANASARNSILP AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5.C | | TO CONSIDER AND ELECT MRS. MONLUEDEE SOOKPANTARAT AS INDEPENDENT DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE REMUNERATION OF DIRECTORS FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITOR AND THE DETERMINATION OF THEIR REMUNERATION FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE DECREASE OF REGISTER CAPITAL OF THE COMPANY IN THE AMOUNT OF BAHT 2,760,018.70 FROM THE CURRENT REGISTER CAPITAL OF BAHT 353,500,000 TO BAHT 350,739,981.30 BY DEDUCTING THE 27,600,187 UNISSUED SHARES OF THE COMPANY WITH A PAR VALUE OF BAHT 0.10 PER SHARE WHICH WERE ISSUED FOR ACCOMMODATING THE ESOP SCHEME NO.1 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE AMENDMENT OF CLAUSE 4. OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO BE IN COMPLIANCE WITH THE CAPITAL DECREASE | | Management | | For | | For | | |
| | | | | |
| 10.A | | APPROVE THE ISSUANCE AND ALLOCATION OF WARRANTS PLANB-WA TO THE DIRECTORS, EXECUTIVES AND EMPLOYEES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 10.B | | APPROVE THE ISSUANCE AND ALLOCATION OF WARRANTS PLANB-WA TO MR. PALIN LOJANAGOSIN IN THE NUMBER THAT EXCEEDING 5 PERCENT OF TOTAL NUMBER OF WARRANTS PLANB-WA | | Management | | For | | For | | |
| | | | | |
| 10.C | | APPROVE THE ISSUANCE AND ALLOCATION OF WARRANTS PLANB-WA TO DR. PINIJSORN LUECHAIKAJOHNPAN IN THE NUMBER THAT EXCEEDING 5 PERCENT OF TOTAL NUMBER OF WARRANTS PLANB-WA | | Management | | For | | For | | |
| | | | | |
| 11 | | TO CONSIDER AND APPROVE THE INCREASE OF REGISTER CAPITAL OF THE COMPANY IN THE AMOUNT OF BAHT 5,760,018.70 FROM THE CURRENT REGISTER CAPITAL OF BAHT 350,739,981.30 TO BAHT 356,500,000 BY ISSUING THE NEWLY ISSUED SHARES IN THE AMOUNT OF 57,600,187 SHARES WITH A PAR VALUE OF BAHT 0.10 EACH | | Management | | For | | For | | |
| | | | | |
| 12 | | TO CONSIDER AND APPROVE THE AMENDMENT OF CLAUSE 4. OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY TO BE IN COMPLIANCE WITH THE CAPITAL INCREASE | | Management | | For | | For | | |
| | | | | |
| 13 | | TO CONSIDER AND ALLOCATION OF NEWLY ISSUED SHARES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | OTHER MATTERS (IF ANY) | | Management | | Abstain | | For | | |
| | | | | | |
| SONDA SA |
| | | |
| Security | | P87262104 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| ISIN | | CL0000001934 | | Agenda | | 706911369 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | SANTIAGO / Chile | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | B1GBXT3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, FINANCIAL STATEMENTS AND REPORT FROM THE OUTSIDE AUDITORS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | DISTRIBUTION OF THE PROFIT FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015, PAYMENT OF DIVIDENDS WITH A CHARGE AGAINST THAT SAME FISCAL YEAR AND THE FUTURE DIVIDEND POLICY | | Management | | For | | For | | |
| | | | | |
| 3 | | TO ESTABLISH THE COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND FOR THE MEMBERS OF THE COMMITTEE OF DIRECTORS, AS WELL AS THE BUDGET FOR THE EXPENSES OF THAT COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO REPORT THE ACTIVITIES AND EXPENSES OF THE COMMITTEE OF DIRECTORS DURING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO REPORT REGARDING THE RELATED PARTY TRANSACTIONS | | Management | | For | | For | | |
| | | | | |
| 6 | | DESIGNATION OF OUTSIDE AUDITORS AND RISK RATING AGENCIES | | Management | | For | | For | | |
| | | | | |
| 7 | | TO DETERMINE THE PERIODICAL IN WHICH THE CORPORATE NOTICES WILL BE PUBLISHED | | Management | | For | | For | | |
| | | | | |
| 8 | | TO REPORT REGARDING THE COSTS OF PROCESSING, PRINTING AND SENDING INFORMATION TO THE SHAREHOLDERS | | Management | | For | | For | | |
| | | | | |
| 9 | | OTHER MATTERS OF CORPORATE INTEREST THAT ARE WITHIN THE AUTHORITY OF AN ANNUAL GENERAL MEETING OF SHAREHOLDERS | | Management | | Abstain | | For | | |
| | | | | | |
| KIATNAKIN BANK PUBLIC COMPANY LTD, PATHUM WAN |
| | | |
| Security | | Y47675114 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Apr-2016 |
| ISIN | | TH0121010019 | | Agenda | | 706711581 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 20-Apr-2016 |
| SEDOL(s) | | 5827602 - 6491095 - B02WSD2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO ACKNOWLEDGE THE BOARD OF DIRECTORS’ REPORT REGARDING THE BANK’S OPERATING RESULTS FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE ALLOCATION OF PROFIT AND DIVIDEND PAYMENT FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 4.1 | | TO CONSIDER AND ELECT DIRECTOR IN REPLACEMENT OF WHO ARE RETIRED BY ROTATION: MR.SUPOL WATTANAVEKIN | | Management | | For | | For | | |
| | | | | |
| 4.2 | | TO CONSIDER AND ELECT DIRECTOR IN REPLACEMENT OF WHO ARE RETIRED BY ROTATION: MR.CHET PATTRAKORNKUL | | Management | | For | | For | | |
| | | | | |
| 4.3 | | TO CONSIDER AND ELECT DIRECTOR IN REPLACEMENT OF WHO ARE RETIRED BY ROTATION: MS.THITINAN WATTANAVEKIN | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPOINT AUDITORS AND FIX THEIR REMUNERATION FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE THE ISSUANCE AND OFFERING OF DEBENTURES | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE AMENDMENT OF THE BANKS’ OBJECTIVES | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE AMENDMENT TO CLAUSE 3: THE COMPANY’S OBJECTIVES OF THE BANK’S MEMORANDUM OF ASSOCIATION | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE DECREASE OF THE BANK’S REGISTERED CAPITAL | | Management | | For | | For | | |
| | | | | |
| 11 | | TO CONSIDER AND APPROVE THE AMENDMENT TO CLAUSE 4: THE REGISTERED CAPITAL OF THE BANK’S MEMORANDUM OF ASSOCIATION | | Management | | For | | For | | |
| | | | | |
| 12 | | OTHER MATTERS (IF ANY) | | Management | | Abstain | | For | | |
| | | | | |
| CMMT | | 02 MAR 2016: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 02 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| BEAUTY COMMUNITY PUBLIC COMPANY LTD, BUNGKUM |
| | | |
| Security | | Y0760Q147 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-Apr-2016 |
| ISIN | | TH4100010Z12 | | Agenda | | 706711860 - Management |
| Record Date | | 14-Mar-2016 | | Holding Recon Date | | 14-Mar-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 20-Apr-2016 |
| SEDOL(s) | | BXQ1KL8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO NOTE THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO ACKNOWLEDGE THE OVERALL PERFORMANCE OF THE COMPANY’S BUSINESS OPERATIONS FOR THE YEAR 2015, ORGANIZATION CHART AND THE OPERATIONAL PLAN OF THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE STATEMENTS OF FINANCIAL POSITION AND STATEMENTS OF COMPREHENSIVE INCOME AS OF 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND APPROVE THE ALLOCATION OF LEGAL RESERVE IN ACCORDANCE WITH THE LAWS AND THE PAYMENT OF DIVIDEND FROM THE COMPANY’S PERFORMANCE FOR THE YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 5.1 | | TO APPOINT NEW DIRECTOR TO REPLACE DIRECTOR WHO RETIRE BY ROTATION: DR. PEERAPONG KITIVESHPOKAWAT | | Management | | For | | For | | |
| | | | | |
| 5.2 | | TO APPOINT NEW DIRECTOR TO REPLACE DIRECTOR WHO RETIRE BY ROTATION: COL. ATTAPON SRISANGWARN | | Management | | For | | For | | |
| | | | | |
| 5.3 | | TO APPOINT NEW DIRECTOR TO REPLACE DIRECTOR WHO RETIRE BY ROTATION: MRS. MONSOOTHATIP MALAUKARANUN | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE DIRECTOR’S REMUNERATION FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE AUDITOR AND TO FIX THE REMUNERATION FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE ISSUANCE AND OFFERING OF 22,610,000 UNITS OF ESOP WARRANTS TO EXECUTIVE DIRECTORS AND/OR EMPLOYEES OF THE COMPANY (ESOP WARRANT-1) | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE INCREASE OF THE REGISTERED CAPITAL FOR BAHT 2,261,000,DIVIDED INTO 22,610,000 ORDINARY SHARES AT THE PAR VALUE OF BAHT 0.10 EACH, FROM THE EXISTING PAID-UP CAPITAL OF BAHT 300,000,000 TO BAHT 302,261,000, DIVIDED INTO 3,022,610,000 ORDINARY SHARES AT THE PAR VALUE OF BAHT 0.10 (TEN SATANG) EACH, AND APPROVE THE AMENDMENT OF CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE CAPITAL INCREASE | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE ALLOTMENT OF 22,610,000 NEWLY ISSUED ORDINARY SHARES AT A PAR VALUE OF BAHT 0.10 PER SHARE FOR THE EXERCISE OF ESOP WARRANTS | | Management | | For | | For | | |
| | | | | |
| 11 | | TO CONSIDER AND APPROVE TRANSACTION OTHER BUSINESS (IF ANY) | | Management | | Abstain | | For | | |
| | | | | |
| CMMT | | 29 FEB 2016: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY-CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT-AGENDA AS ABSTAIN. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | 29 FEB 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| BIG CAMERA CORPORATION PLC |
| | | |
| Security | | ADPV31904 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-Apr-2016 |
| ISIN | | TH0234B10Z18 | | Agenda | | 706709889 - Management |
| Record Date | | 08-Mar-2016 | | Holding Recon Date | | 08-Mar-2016 |
| City / Country | | BANGKOK / Thailand | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA- AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER CERTIFYING THE MINUTES OF THE 2015 EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS, WHICH WAS HELD ON 22 OCTOBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO ACKNOWLEDGING THE REPORT ON THE COMPANY’S OPERATING RESULTS OF THE YEAR 2015 | | Management | | For | | For | | |
| | | | | | | | | | |
| 3 | | TO CONSIDER APPROVING THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2015, ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER APPROVING THE DISTRIBUTION OF THE LEGAL RESERVE FOR THE YEAR 2015 AND THE DIVIDEND PAYMENT: 0.06 BAHT PER SHARE | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER APPROVING THE APPOINTMENT OF AUDITOR AND DETERMINATION OF AUDIT FEE FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 6.1 | | TO CONSIDER APPROVING THE RE-APPOINTMENT OF DIRECTOR WHO RETIRE BY ROTATION FOR ANOTHER TERM: MR. THANASIT THIENKANJANAWONG | | Management | | For | | For | | |
| | | | | |
| 6.2 | | TO CONSIDER APPROVING THE RE-APPOINTMENT OF DIRECTOR WHO RETIRE BY ROTATION FOR ANOTHER TERM: MR. CHITCHAI THIENKANJANAWONG | | Management | | For | | For | | |
| | | | | |
| 6.3 | | TO CONSIDER APPROVING THE RE-APPOINTMENT OF DIRECTOR WHO RETIRE BY ROTATION FOR ANOTHER TERM: MR. ATIT CHUNHACHATRACHAI | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER APPROVING THE DETERMINATION OF REMUNERATION TO DIRECTORS AND AUDIT COMMITTEE MEMBERS FOR THE YEAR 2016 | | Management | | For | | For | | |
| | | | | |
| 8 | | CONSIDERATION OF OTHER MATTERS (IF ANY) | | Management | | Abstain | | For | | |
| | | | | |
| CMMT | | 10 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE-SEQUENCE OF RESOLUTIONS 6 AND 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| CHEMICAL WORKS OF GEDEON RICHTER PLC, BUDAPEST |
| | | |
| Security | | X3124S107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-Apr-2016 |
| ISIN | | HU0000123096 | | Agenda | | 706873292 - Management |
| Record Date | | 19-Apr-2016 | | Holding Recon Date | | 19-Apr-2016 |
| City / Country | | BUDAPEST / Hungary | | Vote Deadline Date | | 18-Apr-2016 |
| SEDOL(s) | | BC9ZH86 - BC9ZH97 - BC9ZHB9 - BC9ZHC0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 572220 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | | Non-Voting | | | | | | |
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| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | �� | | | |
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| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 10 MAY 2016. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | THE ANNUAL GENERAL MEETING (“AGM”) HAS APPROVED THE USE OF A COMPUTERISED VOTING MACHINE FOR THE OFFICIAL COUNTING OF THE VOTES DURING THE AGM | | Management | | For | | For | | |
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| 2 | | THE AGM HAS APPROVED THAT A SOUND RECORDING SHALL BE MADE OF THE PROCEEDINGS OF THE AGM IN ORDER TO ASSIST IN THE PREPARATION OF THE MINUTES OF THE AGM. THE SOUND RECORDING SHALL NOT BE USED FOR THE PURPOSE OF THE PREPARATION OF A VERBATIM VERSION OF THE MINUTES | | Management | | For | | For | | |
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| 3 | | THE AGM HAS APPOINTED DR. ANDRAS SZECSKAY TO CHAIR THE ANNUAL GENERAL MEETING HELD ON APRIL 26, 2016, MRS. JOZSEFNE FIGULY TO BE THE KEEPER OF THE MINUTES, MR. ANDRAS RADO, AN INDIVIDUAL SHAREHOLDER, TO CONFIRM THE MINUTES OF THE MEETING, AND DR. ROBERT ROHALY, TO BE THE CHAIRMAN OF AND MRS. IMRENE FERENCI AND MS. NIKOLETT PECZOLI TO BE THE MEMBERS OF THE VOTE COUNTING COMMITTEE | | Management | | For | | For | | |
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| 4 | | THE AGM - TAKING INTO ACCOUNT AND ACCEPTING THE REPORT SUBMITTED BY PRICEWATERHOUSECOOPERS AUDITING LTD., IN ITS CAPACITY AS STATUTORY AUDITOR OF THE COMPANY, AND THE REPORT SUBMITTED BY THE SUPERVISORY BOARD - INCLUDING THE REPORT OF THE AUDIT BOARD - HAS ACKNOWLEDGED AND APPROVED THE CONSOLIDATED REPORT OF THE BOARD OF DIRECTORS REGARDING THE OPERATION AND BUSINESS ACTIVITIES OF THE RICHTER GROUP IN THE 2015 BUSINESS YEAR PREPARED IN ACCORDANCE WITH INTERNATIONAL ACCOUNTING STANDARDS, WITH A BALANCE SHEET TOTAL OF HUF 749,194 MILLION AND HUF 54,545 MILLION AS THE PROFIT FOR THE YEAR | | Management | | For | | For | | |
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| 5 | | THE AGM - TAKING INTO ACCOUNT AND ACCEPTING THE REPORT SUBMITTED BY PRICEWATERHOUSECOOPERS AUDITING LTD., IN ITS CAPACITY AS STATUTORY AUDITOR OF THE COMPANY, AND THE REPORT SUBMITTED BY THE SUPERVISORY BOARD - INCLUDING THE REPORT OF THE AUDIT BOARD AS WELL - HAS ACKNOWLEDGED AND APPROVED THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY REGARDING THE OPERATION AND BUSINESS ACTIVITIES OF THE COMPANY IN THE 2015 BUSINESS YEAR | | Management | | For | | For | | |
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| 6 | | THE AGM HAS APPROVED THE PAYMENT OF HUF 13,418,989,920 AS A DIVIDEND (WHICH IS EQUAL TO 72 % OF THE FACE VALUE OF THE COMMON SHARES, THAT IS HUF 72 PER SHARES WITH A NOMINAL VALUE OF HUF 100 ) RELATING TO THE COMMON SHARES FROM THE 2015 AFTER-TAX PROFIT OF THE COMPANY AMOUNTING TO HUF 61,480,216,710. THE AGM INSTRUCTED THE BOARD OF DIRECTORS TO PAY THE DIVIDENDS PROPORTIONALLY WITH THE NUMBER OF SHARES TO THE COMMON SHAREHOLDERS REGISTERED IN THE SHARE-REGISTER ON JUNE 6, 2016. THE PAYMENT OF THE DIVIDENDS SHALL COMMENCE ON JUNE 15, 2016. THE DETAILED RULES OF THE DIVIDENDS PAYMENTS SHALL BE SET OUT AND PUBLISHED BY MAY 12, 2016 BY THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| 7 | | THE AGM HAS APPROVED THAT THE AMOUNT OF HUF 48,061,226,790 - WHICH AMOUNT REMAINED FROM THE HUF 61,480,216,710 AFTER-TAX PROFIT OF THE COMPANY FOR THE BUSINESS YEAR 2015, AFTER THE PAYMENT OF THE DIVIDENDS RELATING TO THE COMMON SHARES - SHALL BE DEPOSITED INTO THE ACCUMULATED PROFIT RESERVES OF THE COMPANY | | Management | | For | | For | | |
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| 8 | | THE AGM HAS ACCEPTED AND HAS APPROVED THE 2015 ANNUAL REPORT OF THE COMPANY, INCLUDING THE AUDITED 2015 BALANCE SHEET WITH A TOTAL OF HUF 737,067 MILLION AND HUF 61,480 MILLION AS THE AFTER-TAX PROFIT, PREPARED AND AUDITED IN ACCORDANCE WITH HUNGARIAN ACCOUNTING PRINCIPLES BY PRICEWATERHOUSECOOPERS AUDITING LTD. (SZILVIA SZABADOS, AUDITOR) | | Management | | For | | For | | |
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| 9 | | THE AGM - TAKING INTO ACCOUNT THE APPROVAL BY THE SUPERVISORY BOARD - HAS ACKNOWLEDGED AND APPROVED THE CORPORATE GOVERNANCE REPORT OF THE COMPANY AS PROPOSED BY THE BOARD OF DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
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| 10 | | THE AGM HAS APPROVED THE AMENDMENTS OF THE STATUTES CONCERNING THE CONDITIONS OF PAYING INTERIM DIVIDEND AND THE TRANSITION TO IFRS BASED ON TECHNICAL REQUIREMENTS AND CHANGES IN LEGAL REGULATIONS (SEE SECTIONS 11.2, 11.6, 12.1 (E), 16.3 (B), 16.14, 17.1, 17.3, 17.4, 18.2, 19.2, 19.4, 19.5, 20.2 OF THE STATUTES) ACCORDING TO SECTION 1 OF ANNEX 1 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
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| 11 | | THE AGM HAS APPROVED THE AMENDMENT OF THE STATUTES CONCERNING THE INCREASE OF THE MAXIMUM TERM OF THE COMPANY’S STATUTORY AUDITOR’S MANDATE TO FIVE (5) YEARS (SEE SECTION 17.1. OF THE STATUTES) ACCORDING TO SECTION 2 OF ANNEX 1 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
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| 12 | | THE AGM HAS AUTHORIZED THE COMPANY’S BOARD OF DIRECTORS FOR A PERIOD OF FIVE (5) YEARS FROM APRIL 26, 2016 TO INCREASE THE COMPANY’S REGISTERED CAPITAL BY A MAXIMUM OF TWENTY-FIVE PER CENT (25%) PER YEAR. THE LARGEST AMOUNT BY WHICH THE BOARD OF DIRECTORS MAY INCREASE THE COMPANY’S REGISTERED CAPITAL WITHIN FIVE YEARS SHALL BE HUF 38,239,604,000 THAT IS, THIRTY-EIGHT BILLION TWO HUNDRED AND THIRTY-NINE MILLION AND SIX HUNDRED AND FOUR THOUSAND HUNGARIAN FORINTS, THUS THE AMOUNT OF THE APPROVED REGISTERED CAPITAL SHALL BE HUF 56,877,090,000 THAT IS, FIFTY-SIX BILLION EIGHT HUNDRED AND SEVENTY-SEVEN MILLION AND NINETY THOUSAND HUNGARIAN FORINTS. IN CONNECTION WITH THIS AUTHORIZATION THE AGM HAS APPROVED THE AMENDMENT OF THE STATUTES (SEE SECTION 20.3 OF THE STATUTES) ACCORDING TO SECTION 3 OF ANNEX 1 OF THE MINUTES OF THE AGM, AS WELL AS THE CONSOLIDATED VERSION OF THE COMPANY’S STATUTES INCLUDING SUCH MODIFICATION | | Management | | For | | For | | |
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| 13 | | THE AGM HAS APPROVED THE REPORT OF THE BOARD OF DIRECTORS ON THE TREASURY SHARES ACQUIRED BY THE COMPANY BASED UPON THE AUTHORIZATION IN AGM RESOLUTION NO. 12/2015.04.28 | | Management | | For | | For | | |
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| 14 | | THE AGM HAS AUTHORIZED THE BOARD OF DIRECTORS OF THE COMPANY TO PURCHASE ITS OWN COMMON SHARES (I.E. SHARES ISSUED BY GEDEON RICHTER PLC.) HAVING THE FACE VALUE OF HUF 100, BY THE DATE OF THE YEAR 2017 AGM, EITHER IN CIRCULATION ON OR OUTSIDE THE STOCK EXCHANGE, THE AGGREGATED NOMINAL VALUE OF WHICH SHALL NOT EXCEED 10% OF THE THEN PREVAILING REGISTERED CAPITAL OF THE COMPANY (THAT IS MAXIMUM 18,637,486 REGISTERED COMMON SHARES) AND AT A PURCHASE PRICE WHICH SHALL DEVIATE FROM THE TRADING PRICE AT THE STOCK EXCHANGE AT MAXIMUM BY +10% UPWARDS AND AT MAXIMUM BY -10% DOWNWARDS. THE PURCHASE OF ITS OWN SHARES SHALL SERVE THE FOLLOWING PURPOSES: - THE FACILITATION OF THE REALIZATION OF RICHTER’S STRATEGIC OBJECTIVES, THUS PARTICULARLY THE USE OF ITS OWN SHARES AS MEANS OF PAYMENT IN ACQUISITION TRANSACTIONS, - THE ASSURANCE OF SHARES REQUIRED FOR RICHTER’S SHARE- BASED INCENTIVE SYSTEMS FOR EMPLOYEES AND EXECUTIVE EMPLOYEES | | Management | | For | | For | | |
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| 15 | | THE AGM HAS APPROVED THE RE-ELECTION OF DR. GABOR GULACSI AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 (THREE) YEARS EXPIRING ON THE AGM IN 2019 | | Management | | For | | For | | |
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| 16 | | THE AGM HAS APPROVED THE RE-ELECTION OF CSABA LANTOS AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 (THREE) YEARS EXPIRING ON THE AGM IN 2019 | | Management | | For | | For | | |
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| 17 | | THE AGM HAS APPROVED THE RE-ELECTION OF CHRISTOPHER WILLIAM LONG AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 (THREE) YEARS EXPIRING ON THE AGM IN 2019 | | Management | | For | | For | | |
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| 18 | | THE AGM HAS APPROVED THE ELECTION OF DR. NORBERT SZIVEK AS MEMBER OF THE BOARD OF DIRECTORS FOR A PERIOD OF 3 (THREE) YEARS EXPIRING ON THE AGM IN 2019 | | Management | | For | | For | | |
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| 19 | | THE AGM HAS APPROVED THE UNCHANGED HONORARIA FOR THE MEMBERS OF THE COMPANY’S BOARD OF DIRECTORS FOR 2016 EFFECTIVE AS OF JANUARY 1, 2016 ACCORDING TO THE FOLLOWING: PRESIDENT OF THE BOARD OF DIRECTORS: HUF 625,000/MONTH MEMBERS OF THE BOARD OF DIRECTORS: HUF 520,000/MONTH/MEMBER | | Management | | For | | For | | |
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| 20 | | THE AGM HAS APPROVED THE SHAREHOLDER MOTION OF PIONEER BEFEKTETESI ALAPKEZELO ZRT. (PIONEER FUND MANAGEMENT LTD.) ACCORDING TO WHICH THE PRESIDENT AND MEMBERS OF THE BOARD OF DIRECTORS WITH RESPECT TO THE OUTSTANDING RESULTS OF THE COMPANY IN 2015 SHALL RECEIVE THE FOLLOWING REWARD, THE SUM OF WHICH EQUALS TO THEIR HONORARIA FOR ONE MONTH: PRESIDENT OF THE BOARD OF DIRECTORS: HUF 625,000 MEMBERS OF THE BOARD OF DIRECTORS: HUF 520,000/MEMBER | | Management | | For | | For | | |
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| 21 | | THE AGM HAS APPROVED THE UNCHANGED HONORARIA FOR THE MEMBERS OF THE COMPANY’S SUPERVISORY BOARD IN REGARD TO THE 2016 BUSINESS YEAR AS OF JANUARY 1, 2016 AS FOLLOWS: CHAIRMAN OF THE SUPERVISORY BOARD: 460,000 HUF/MONTH MEMBERS OF THE SUPERVISORY BOARD: 375,000 HUF/MONTH/MEMBER | | Management | | For | | For | | |
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| 22 | | THE AGM HAS APPROVED THE ELECTION OF PRICEWATERHOUSECOOPERS AUDITING LTD. (H- 1055 BUDAPEST, BAJCSY-ZSILINSZKY UT 78., HUNGARIAN CHAMBER OF AUDITORS REGISTRATION NO.: 001464) AS THE COMPANY’S STATUTORY AUDITOR FOR A PERIOD OF THREE YEARS EXPIRING ON APRIL 30, 2019, BUT NOT LATER THAN THE APPROVAL OF THE 2018 CONSOLIDATED REPORT | | Management | | For | | For | | |
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| 23 | | THE AGM HAS APPROVED THE HONORARIA AMOUNTING TO HUF 19 MILLION/YEAR + VAT FOR PRICEWATERHOUSECOOPERS AUDITING LTD. FOR ITS PERFORMANCE AS AUDITOR OF THE COMPANY IN 2016-2018. THE HONORARIA INCLUDES THE FEE FOR THE AUDITING OF THE 2016-2018 NON- CONSOLIDATED ANNUAL REPORT, THE FEE FOR EXAMINING THE CONSONANCE BETWEEN THE NON-CONSOLIDATED ANNUAL REPORT AND BUSINESS REPORT FOR 2016-2018, THE FEE FOR THE AUDITING OF THE 2016-2018 CONSOLIDATED REPORT AND BUSINESS REPORT PREPARED IN ACCORDANCE WITH IFRS ACCOUNTING PRINCIPLES, THE FEE FOR REVIEWING THE QUARTERLY REPORTS SERVING THE PURPOSE TO INFORM THE INVESTORS AND SENT TO THE BSE (BUDAPEST STOCK EXCHANGE) AND THE MNB (CENTRAL BANK OF HUNGARY), AND THE FEE FOR AUDITING THE COMPANY’S NON-CONSOLIDATED INTERIM FINANCIAL STATEMENT WHICH SHALL BE COMPLETED ON THE ACCOUNTING DATE OF AUGUST 31, 2016-2018 | | Management | | For | | For | | |
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| AES TIETE ENERGIA SA, BRAZIL |
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| Security | | P30641115 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| ISIN | | BRTIETCDAM15 | | Agenda | | 706858098 - Management |
| Record Date | | | | Holding Recon Date | | 26-Apr-2016 |
| City / Country | | BARUERI / Brazil | | Vote Deadline Date | | 19-Apr-2016 |
| SEDOL(s) | | BZ8W2L7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| I | | TO SET THE DIRECTORS GLOBAL ANNUAL REMUNERATION | | Management | | For | | For | | |
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| II | | TO SET THE REMUNERATION OF FISCAL COUNCIL MEMBERS | | Management | | For | | For | | |
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| ASSECO POLAND S.A., WARSZAWA |
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| Security | | X02540130 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | PLSOFTB00016 | | Agenda | | 706827613 - Management |
| Record Date | | 13-Apr-2016 | | Holding Recon Date | | 13-Apr-2016 |
| City / Country | | WARSAW / Poland | | Vote Deadline Date | | 13-Apr-2016 |
| SEDOL(s) | | 5978953 - B28F5Y9 - B4PJ7D1 - B8J52W7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| 1 | | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN | | Management | | For | | For | | |
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| 2 | | STATEMENT OF MEETING LEGAL VALIDITY AND ITS ABILITY TO ADOPT RESOLUTIONS | | Management | | For | | For | | |
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| 3 | | APPROVAL OF THE AGENDA | | Management | | For | | For | | |
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| 4 | | PRESENTATION OF COMPANY AND CAPITAL GROUP FINANCIAL RESULTS FOR 2015 | | Management | | For | | For | | |
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| 5 | | EVALUATION OF REPORT ON COMPANY ACTIVITY IN 2015 | | Management | | For | | For | | |
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| 6 | | EVALUATION OF COMPANY FINANCIAL REPORT FOR 2015 | | Management | | For | | For | | |
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| 7 | | PRESENTATION OF LEGAL AUDITOR OPINION AND ITS REPORT ON THE ASSESSMENT OF COMPANY FINANCIAL REPORT FOR 2015 | | Management | | For | | For | | |
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| 8 | | PRESENTATION OF REPORT ON SUPERVISORY BOARD FOR 2015 | | Management | | For | | For | | |
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| 9 | | ADOPTION OF RESOLUTIONS ON APPROVAL OF REPORT ON COMPANY ACTIVITY AND ITS FINANCIAL REPORT FOR 2015 | | Management | | For | | For | | |
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| 10 | | EVALUATION OF REPORT ON CAPITAL GROUP ACTIVITY AND FINANCIAL REPORT OF CAPITAL GROUP FOR 2015 | | Management | | For | | For | | |
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| 11 | | PRESENTATION OF THE OPINION AND REPORT OF LEGAL AUDITOR ON CAPITAL GROUP FINANCIAL REPORT FOR 2015 | | Management | | For | | For | | |
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| 12 | | ADOPTION OF RESOLUTION ON APPROVAL OF REPORT ON CAPITAL GROUP ACTIVITY FOR 2015 AND ITS FINANCIAL REPORT FOR 2015 | | Management | | For | | For | | |
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| 13 | | RESOLUTIONS ON GRANTING THE DISCHARGE TO MANAGEMENT BOARD MEMBERS | | Management | | For | | For | | |
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| 14 | | RESOLUTIONS ON GRANTING THE DISCHARGE TO SUPERVISORY BOARD MEMBERS | | Management | | For | | For | | |
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| 15 | | RESOLUTION ON DISTRIBUTION OF PROFIT FOR 2015 AND PAYMENT OF DIVIDEND | | Management | | For | | For | | |
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| 16 | | RESOLUTIONS ON ELECTION OF SUPERVISORY BOARD MEMBERS FOR TERM OF OFFICE 2017-2021 | | Management | | For | | For | | |
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| 17 | | RESOLUTION ON AMENDMENT OF REMUNERATION FOR SUPERVISORY BOARD MEMBERS | | Management | | For | | For | | |
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| 18 | | RESOLUTIONS ON GRANTING THE CONSENT FOR TRANSFER OF ORGANIZED PARTS OF THE COMPANY TO THE ENTITIES BEING A PART OF CAPITAL GROUP OF THE COMPANY | | Management | | For | | For | | |
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| 19 | | RESOLUTION ON MERGER PLAN WITH INFOVIDE MATRIX | | Management | | For | | For | | |
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| 20 | | THE CLOSURE OF THE MEETING | | Non-Voting | | | | | | |
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| GRUPO SIMEC SAB DE CV |
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| Security | | P4984U108 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | MXP4984U1083 | | Agenda | | 706837070 - Management |
| Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | JALISCO / Mexico | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | 2375546 - 2393355 - B0J2LT2 - B2Q3MK0 - BT6T315 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| I | | DESIGNATION OF OFFICERS TO COUNT THE VOTES, TAKE ATTENDANCE AND DECLARE, IF DEEMED APPROPRIATE, THAT THE GENERAL MEETING IS LEGALLY INSTATED | | Management | | For | | For | | |
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| II | | PRESENTATION OF THE REPORT FROM THE GENERAL DIRECTOR THAT IS REFERRED TO IN PART XI OF ARTICLE 44 OF THE SECURITIES MARKET LAW | | Management | | For | | For | | |
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| III | | PRESENTATION OF THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2015 | | Management | | For | | For | | |
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| IV | | PRESENTATION OF THE REPORT FROM THE BOARD OF DIRECTORS THAT IS REFERRED TO IN LINES C, D AND E OF PART IV OF ARTICLE 28 AND PARAGRAPH 2 OF PART IV OF ARTICLE 49 OF THE SECURITIES MARKET LAW | | Management | | For | | For | | |
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| V | | PRESENTATION OF THE ANNUAL REPORT FROM THE AUDIT AND CORPORATE PRACTICES COMMITTEE | | Management | | For | | For | | |
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| VI | | PRESENTATION OF THE REPORT FROM THE OUTSIDE AUDITORS REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY, IN ORDER TO COMPLY WITH THAT WHICH IS PROVIDED FOR IN PART XX OF ARTICLE 86 OF THE INCOME TAX LAW AND ARTICLE 93A OF ITS REGULATIONS | | Management | | For | | For | | |
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| VII | | ALLOCATION OF THE RESULTS FROM THE FISCAL YEAR UNDER CONSIDERATION, MAINTAINING THE RESERVE FOR SHARE BUYBACKS | | Management | | Against | | Against | | |
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| VIII | | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, INCLUDING ITS CHAIRPERSON, ESTABLISHING THEIR COMPENSATION AND THE ELECTION OF THE SECRETARY OF THE COMPANY | | Management | | Against | | Against | | |
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| IX | | APPOINTMENT OF SPECIAL DELEGATES TO FORMALIZE THE RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING | | Management | | For | | For | | |
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| X | | PRESENTATION OF THE GENERAL MEETING MINUTES | | Management | | For | | For | | |
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| BR MALLS PARTICIPACOES SA, RIO DE JANEIRO |
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| Security | | P1908S102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | BRBRMLACNOR9 | | Agenda | | 706925320 - Management |
| Record Date | | | | Holding Recon Date | | 27-Apr-2016 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | B1RYG58 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE 2016 | | Management | | For | | For | | |
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| 2 | | TO INCREASE THE SHARE CAPITAL OF THE COMPANY, WITH THE ISSUANCE OF NEW SHARES BY MEANS OF THE CAPITALIZATION OF PART OF THE BALANCE OF THE PROFIT RESERVE | | Management | | For | | For | | |
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| 3 | | TO INCREASE THE AUTHORIZED CAPITAL LIMIT THAT IS PROVIDED FOR IN ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| 4 | | TO AMEND THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER A. TO REFLECT THE CAPITAL INCREASES THAT WERE APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY, WITHIN THE AUTHORIZED CAPITAL LIMIT, IN ARTICLE 5, B. TO REFLECT THE CAPITAL INCREASE AS A RESULT OF THE CAPITALIZATION OF PART OF THE PROFIT RESERVES OF THE COMPANY, UNDER ITEM II, IN ARTICLE 5, AND C. TO REFLECT THE INCREASE IN THE AUTHORIZED CAPITAL LIMIT OF THE COMPANY, UNDER ITEM I, IN ARTICLE 6 | | Management | | For | | For | | |
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| ALSEA SAB DE CV, MEXICO |
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| Security | | P0212A104 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | MXP001391012 | | Agenda | | 706935814 - Management |
| Record Date | | 21-Apr-2016 | | Holding Recon Date | | 21-Apr-2016 |
| City / Country | | MEXICO / Mexico | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | 2563017 - B05P344 - B2Q3M66 - BHZL868 - BT6SZH2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| I | | DISCUSSION, AMENDMENT OR APPROVAL, IF DEEMED APPROPRIATE, OF THE ANNUAL REPORT THAT IS REFERRED TO IN THE MAIN PART OF ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW IN REGARD TO THE OPERATIONS THAT WERE CONDUCTED BY THE COMPANY DURING THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2015 | | Management | | For | | For | | |
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| II | | DISCUSSION, AMENDMENT OR APPROVAL, IF DEEMED APPROPRIATE, OF THE ANNUAL REPORT REGARDING THE OPERATIONS THAT WERE CONDUCTED BY THE INTERMEDIARY MANAGEMENT BODIES OF THE COMPANY DURING THE FISCAL YEAR THAT RAN FROM JANUARY 1 TO DECEMBER 31, 2015 | | Management | | For | | For | | |
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| III | | APPOINTMENT OR RATIFICATION, IF DEEMED APPROPRIATE, OF THE MEMBERS OF THE BOARD OF DIRECTORS, OFFICERS AND MEMBERS OF THE INTERMEDIARY MANAGEMENT BODIES OF THE COMPANY | | Management | | For | | For | | |
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| IV | | DETERMINATION OF THE COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND MEMBERS OF THE INTERMEDIARY MANAGEMENT BODIES OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| V | | THE REPORT FROM THE BOARD OF DIRECTORS REGARDING THE SHARES REPRESENTATIVE OF THE SHARE CAPITAL OF THE COMPANY THAT WERE BOUGHT BACK WITH A CHARGE AGAINST THE SHARE BUYBACK FUND, AS WELL AS THEIR PLACEMENT AND THE DETERMINATION OF THE AMOUNT OF FUNDS THAT CAN BE ALLOCATED TO SHARE BUYBACKS | | Management | | For | | For | | |
| | | | | |
| VI | | PROPOSAL FOR THE DECLARATION AND FORM OF PAYMENT OF A DIVIDEND FOR THE SHAREHOLDERS OF THE COMPANY | | Management | | For | | For | | |
| | | | | | |
| ALSEA SAB DE CV, MEXICO |
| | | |
| Security | | P0212A104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | MXP001391012 | | Agenda | | 706937476 - Management |
| Record Date | | 21-Apr-2016 | | Holding Recon Date | | 21-Apr-2016 |
| City / Country | | MEXICO CITY / Mexico | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | 2563017 - B05P344 - B2Q3M66 - BHZL868 - BT6SZH2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | CANCELLATION OF TREASURY SHARES AND THE CONSEQUENT REDUCTION OF THE SHARE CAPITAL OF THE COMPANY AND THE AMENDMENT OF THE APPROPRIATE PART OF THE CORPORATE BYLAWS | | Management | | For | | For | | |
| | | | | |
| 2 | | THE MERGER OF THE COMPANIES THAT ARE CALLED CONTROLADORA DE RESTAURANTES ACD, S.A. DE C.V., CONSULTORES PROFESIONALES DE COMIDA CASUAL, S.A. DE C.V. AND SC DE MEXICO, S.A. DE C.V., WITH AND INTO ALSEA S.A.B. DE C.V., WITH THE FIRST THREE COMPANIES CEASING TO EXIST BECAUSE THEY ARE THE COMPANIES BEING MERGED AND WITH ALSEA, S.A.B. DE C.V. BEING THE COMPANY CONDUCTING THE MERGER, APPROVAL OF THE MERGER AGREEMENT AND RELATED RESOLUTIONS | | Management | | For | | For | | |
| | | | | |
| 3 | | PROPOSAL FOR THE AMENDMENT OF THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO ADAPT THEM TO THE MOST RECENT CHANGES TO THE GENERAL MERCANTILE COMPANIES LAW AND THE RESTATEMENT OF THE CORPORATE BYLAWS | | Management | | For | | For | | |
| | | | | |
| 4 | | DESIGNATION OF DELEGATES WHO WILL FORMALIZE THE RESOLUTIONS THAT ARE PASSED | | Management | | For | | For | | |
| | | | | | |
| BR MALLS PARTICIPACOES SA, RIO DE JANEIRO |
| | | |
| Security | | P1908S102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Apr-2016 |
| ISIN | | BRBRMLACNOR9 | | Agenda | | 706938086 - Management |
| Record Date | | | | Holding Recon Date | | 27-Apr-2016 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 21-Apr-2016 |
| SEDOL(s) | | B1RYG58 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618784 DUE TO ADDITION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE’S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| I | | TO TAKE KNOWLEDGE OF THE DIRECTORS ACCOUNTS, TO EXAMINE, DISCUSS AND APPROVE THE COMPANY’S CONSOLIDATED FINANCIAL STATEMENTS REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2015 | | Management | | For | | For | | |
| | | | | |
| II | | DESTINATION OF THE YEAR END RESULTS OF 2015 AND THE DISTRIBUTION OF DIVIDENDS | | Management | | For | | For | | |
| | | | | |
| CMMT | | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST THE SLATE UNDER RESOLUTIONS III.1, III.2 AND III.3 | | Non-Voting | | | | | | |
| | | | | |
| III.1 | | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS. CANDIDATES APPOINTED BY COMPANY ADMINISTRATION. . SLATE. RICHARD PAUL MATHESON, CARLOS MEDEIROS SILVA NETO, LUIZ ALBERTO QUINTA, GONCALO CRISTOVAM MEIRELLES DE ARAUJO DIAS, FABIO H. BICUDO, RICARDO DIAS DA CRUZ AFFONSO FERREIRA AND JOSE MARCIO CAMARGO | | Management | | For | | For | | |
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| III.2 | | TO ELECT MAURO GENTILE RODRIGUES DA CUNHA TO THE BOARD OF DIRECTORS APPOINTED BY SQUADRA INVESTIMENTOS GESTAO DE RECURSOS LTDA AND SQUADRA INVESTMENTS GESTAO DE RECURSOS | | Management | | For | | For | | |
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| III.3 | | TO ELECT ISABELLA SABOYA DE ALBUQUERQUE TO THE BOARD OF DIRECTORS APPOINTED BY SQUADRA INVESTIMENTOS GESTAO DE RECURSOS LTDA. AND SQUADRA INVESTMENTS GESTAO DE RECURSOS | | Management | | For | | For | | |
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| PT MEDIA NUSANTARA CITRA TBK |
| | | |
| Security | | Y71280104 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-May-2016 |
| ISIN | | ID1000106206 | | Agenda | | 706805720 - Management |
| Record Date | | 07-Apr-2016 | | Holding Recon Date | | 07-Apr-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | B1YLLS0 - B1Z5HY9 - B29ZYD0 - B2Q51B0 - BHZLMM2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT | | Management | | For | | For | | |
| | | | | |
| 2 | | APPROVAL OF THE FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION | | Management | | For | | For | | |
| | | | | |
| 3 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
| | | | | |
| 4 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | | Management | | For | | For | | |
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| PT MEDIA NUSANTARA CITRA TBK |
| | | |
| Security | | Y71280104 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-May-2016 |
| ISIN | | ID1000106206 | | Agenda | | 706914822 - Management |
| Record Date | | 07-Apr-2016 | | Holding Recon Date | | 07-Apr-2016 |
| City / Country | | JAKARTA / Indonesia | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | B1YLLS0 - B1Z5HY9 - B29ZYD0 - B2Q51B0 - BHZLMM2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 609759 DUE TO ADDITION OF- RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| 1 | | APPROVAL ON ISSUING NEW SHARES TO INCREASE COMPANY-S CAPITAL WITHOUT PREEMPTIVE RIGHTS BASED ON OJK REGULATION NO.38/POJK.04/ 2014 RELATED TO MESOP PROGRAM | | Management | | For | | For | | |
| | | | | |
2 | | CHANGING IN DANAPERA PENSION FUND FEE | | Management | | Against | | Against | | |
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| GUYANA GOLDFIELDS INC |
| | | |
| Security | | 403530108 | | Meeting Type | | MIX |
| Ticker Symbol | | | | Meeting Date | | 09-May-2016 |
| ISIN | | CA4035301080 | | Agenda | | 706945017 - Management |
| Record Date | | 04-Apr-2016 | | Holding Recon Date | | 04-Apr-2016 |
| City / Country | | TORONTO / Canada | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | B07J7D1 - B07J816 - B09KVM9 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’ FOR- ALL RESOLUTIONS. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1.A | | ELECTION OF DIRECTOR: ALAN FERRY | | Management | | For | | For | | |
| | | | | |
| 1.B | | ELECTION OF DIRECTOR: PATRICK SHERIDAN | | Management | | For | | For | | |
| | | | | |
| 1.C | | ELECTION OF DIRECTOR: SCOTT CALDWELL | | Management | | For | | For | | |
| | | | | |
| 1.D | | ELECTION OF DIRECTOR: DANIEL NOONE | | Management | | For | | For | | |
| | | | | |
| 1.E | | ELECTION OF DIRECTOR: JEAN-PIERRE CHAUVIN | | Management | | For | | For | | |
| | | | | |
| 1.F | | ELECTION OF DIRECTOR: MICHAEL RICHINGS | | Management | | For | | For | | |
| | | | | |
| 1.G | | ELECTION OF DIRECTOR: RENE MARION | | Management | | For | | For | | |
| | | | | |
| 1.H | | ELECTION OF DIRECTOR: WENDY KEI | | Management | | For | | For | | |
| | | | | |
| 1.I | | ELECTION OF DIRECTOR: DAVID BEATTY | | Management | | For | | For | | |
| | | | | |
| 2 | | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| CENTAMIN PLC, ST HELIER |
| | | |
| Security | | G2055Q105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 11-May-2016 |
| ISIN | | JE00B5TT1872 | | Agenda | | 706880526 - Management |
| Record Date | | | | Holding Recon Date | | 09-May-2016 |
| City / Country | | STHELIER / Jersey | | Vote Deadline Date | | 05-May-2016 |
| SEDOL(s) | | B5TT187 - B64FKF7 - B77GGP6 - B7GGLT6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE AND ADOPT THE COMPANY’S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 TOGETHER WITH THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT ON THOSE ACCOUNTS | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF 1.97 US CENTS PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2015, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 22 APRIL 2016 | | Management | | For | | For | | |
| | | | | |
| 3.1 | | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION REPORT (OTHER THAN THE DIRECTORS’ REMUNERATION POLICY REPORT) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 DETAILED IN THE ANNUAL REPORT | | Management | | For | | For | | |
| | | | | |
| 3.2 | | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION POLICY REPORT CONTAINED IN THE DIRECTORS’ REMUNERATION REPORT | | Management | | For | | For | | |
| | | | | |
| 4.1 | | TO RE-ELECT JOSEF EL-RAGHY , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | | | | | | |
| 4.2 | | TO RE-ELECT ANDREW PARDEY , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.3 | | TO RE-ELECT TREVOR SCHULTZ , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.4 | | TO RE-ELECT GORDON EDWARD HASLAM , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.5 | | TO RE-ELECT MARK ARNESEN , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.6 | | TO RE-ELECT MARK BANKES , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4.7 | | TO RE-ELECT KEVIN TOMLINSON , WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY’S ARTICLES OF ASSOCIATION (THE “ARTICLES”) AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5.1 | | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 5.2 | | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | | Management | | For | | For | | |
| | | | | |
| 6 | | TO AUTHORIZE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | | Management | | For | | For | | |
| | | | | |
| 7 | | TO DISAPPLY THE PRE-EMPTION RIGHTS UNDER THE COMPANY’S ARTICLES IN RESPECT TO THE ALLOTMENT OF EQUITY SECURITIES | | Management | | For | | For | | |
| | | | | |
| 8 | | TO AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | | Management | | For | | For | | |
| | | | | | |
| BIOTEQUE CORP, TAIPEI |
| | | |
| Security | | Y08968102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| ISIN | | TW0004107008 | | Agenda | | 706917208 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | YILAN / Taiwan, Province of China | | Vote Deadline Date | | 04-May-2016 |
| SEDOL(s) | | 6431790 - B06P8M6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: :TWD 2.6 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | THE DISBURSEMENT OF REMUNERATION TO THE INDEPENDENT DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: XU,ZHENG-XIONG, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 5.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: LI,XIU-DUAN, SHAREHOLDER NO.XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 5.3 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.8 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.9 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 5.10 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | Against | | Against | | |
| | | | | |
| 5.11 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | Against | | Against | | |
| | | | | | | | | | |
| 5.12 | | THE ELECTION OF NON-NOMINATED SUPERVISOR | | Management | | Against | | Against | | |
| | | | | |
| 6 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | Against | | Against | | |
| | | | | |
| 7 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | | |
| SHENZHEN INTERNATIONAL HOLDINGS LTD |
| | | |
| Security | | G8086V146 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-May-2016 |
| ISIN | | BMG8086V1467 | | Agenda | | 706916698 - Management |
| Record Date | | 10-May-2016 | | Holding Recon Date | | 10-May-2016 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 06-May-2016 |
| SEDOL(s) | | BJFGP66 - BJFKZ68 - BJVBTY1 - BP3RXF8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411465.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411503.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015, THE FINAL DIVIDEND BE SATISFIED IN THE FORM OF AN ALLOTMENT OF SCRIP SHARES, AND SHAREHOLDERS OF THE COMPANY WILL BE GIVEN THE OPTION OF RECEIVING IN CASH | | Management | | For | | For | | |
| | | | | |
| 3.I | | TO RE-ELECT MR. GAO LEI AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.II | | TO RE-ELECT MR. LEUNG MING YUEN, SIMON AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.III | | TO RE-ELECT MR. NIP YUN WING AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.IV | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO GRANT A REPURCHASE MANDATE TO THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY AS SET OUT IN ITEM 4 OF THE NOTICE OF ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND OTHERWISE DEAL WITH THE SHARES IN THE COMPANY AS SET OUT IN ITEM 5 OF THE NOTICE OF ANNUAL GENERAL MEETING | | Management | | Against | | Against | | |
| | | | | |
| 6 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND OTHERWISE DEAL WITH THE SHARES IN THE COMPANY AS SET OUT IN ITEM 6 OF THE NOTICE OF ANNUAL GENERAL MEETING | | Management | | Against | | Against | | |
| | | | | |
| CMMT | | 15 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| SHENZHEN INTERNATIONAL HOLDINGS LTD |
| | | |
| Security | | G8086V146 | | Meeting Type | | Special General Meeting |
| Ticker Symbol | | | | Meeting Date | | 13-May-2016 |
| ISIN | | BMG8086V1467 | | Agenda | | 706979575 - Management |
| Record Date | | 10-May-2016 | | Holding Recon Date | | 10-May-2016 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 06-May-2016 |
| SEDOL(s) | | BJFGP66 - BJFKZ68 - BJVBTY1 - BP3RXF8 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 422/ltn20160422832.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 422/ltn20160422820.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO APPROVE, CONFIRM AND RATIFY THE CONCESSION AGREEMENT DATED 18 MARCH 2016 BETWEEN SHENZHEN OUTER RING EXPRESSWAY INVESTMENT COMPANY LIMITED (AS SPECIFIED) (“OUTER RING COMPANY”, A SUBSIDIARY OF THE COMPANY) AND TRANSPORT COMMISSION OF SHENZHEN MUNICIPALITY AND THE JOINT INVESTMENT AND CONSTRUCTION AGREEMENT DATED 18 MARCH 2016 BETWEEN SHENZHEN EXPRESSWAY COMPANY LIMITED (A 50.889%- OWNED SUBSIDIARY OF THE COMPANY),OUTER RING COMPANY AND SHENZHEN SEZ CONSTRUCTION AND DEVELOPMENT GROUP CO., LTD. TOGETHER WITH THE RESPECTIVE TRANSACTIONS CONTEMPLATED | | Management | | For | | For | | |
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| 2 | | TO APPOINT MESSRS. KPMG AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO FIX THE REMUNERATION OF THE AUDITOR OF THE COMPANY | | Management | | For | | For | | |
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| BR MALLS PARTICIPACOES SA, RIO DE JANEIRO |
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| Security | | P1908S102 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-May-2016 |
| ISIN | | BRBRMLACNOR9 | | Agenda | | 707063703 - Management |
| Record Date | | | | Holding Recon Date | | 12-May-2016 |
| City / Country | | RIO DE JANEIRO / Brazil | | Vote Deadline Date | | 09-May-2016 |
| SEDOL(s) | | B1RYG58 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE - REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| I | | TO INCREASE THE AUTHORIZED CAPITAL LIMIT THAT IS PROVIDED FOR IN ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY | | Management | | For | | For | | |
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| II | | TO AMEND THE CORPORATE BYLAWS OF THE COMPANY, IN ORDER A. TO REFLECT THE CAPITAL INCREASES THAT WERE APPROVED BY THE BOARD OF DIRECTORS OF THE COMPANY, WITHIN THE AUTHORIZED CAPITAL LIMIT, IN ARTICLE 5, B. TO REFLECT THE CAPITAL INCREASE AS A RESULT OF THE CAPITALIZATION OF PART OF THE PROFIT RESERVES OF THE COMPANY, UNDER ITEM II, IN ARTICLE 5, AND C. TO REFLECT THE INCREASE IN THE AUTHORIZED CAPITAL LIMIT OF THE COMPANY, UNDER ITEM I, IN ARTICLE 6 | | Management | | For | | For | | |
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| JUMBO S.A., MOSCHATO |
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| Security | | X4114P111 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| ISIN | | GRS282183003 | | Agenda | | 706959535 - Management |
| Record Date | | 12-May-2016 | | Holding Recon Date | | 12-May-2016 |
| City / Country | | MOSCHATO / Greece | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | 5266067 - 7243530 - B12L6M1 - B28JPV8 - B89ZZ73 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 30 MAY 2016 AT 16:00 (AND B REPETITIVE MEETING ON 10-JUNE 2016 AT 16:00). ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER-TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | | Non-Voting | | | | | | |
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| 1. | | SUBMISSION AND APPROVAL OF A) THE MERGER TERMS DATED 05/04/2016 BETWEEN THE COMPANIES JUMBO SOCIETE ANONYME AND TANOCERIAN COMMERCIAL AND INVESTMENT S.A. AND B) THE REPORT OF THE BOARD OF DIRECTORS ON THE ABOVE MERGER TERMS DRAFTED PURSUANT TO ARTICLE 69 4 OF LAW 2190/1920 AND ARTICLE 4.1.4.1.3 OF THE ATHENS EXCHANGE RULEBOOK | | Management | | For | | For | | |
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| 2. | | APPROVAL OF THE MERGER BY ABSORPTION OF THE COMPANY TANOCERIAN COMMERCIAL AND INVESTMENT S.A. BY THE COMPANY JUMBO SOCIETE ANONYME , PURSUANT TO THE PROVISIONS OF ARTICLES 69-77A OF LAW 2190/1920 AND ARTICLES 1-5 OF LAW 2166/1993 AND OF ANY RELEVANT MATTER | | Management | | For | | For | | |
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| 3. | | (I) INCREASE OF THE SHARE CAPITAL OF THE COMPANY FOR AN AMOUNT OF EUR 1.078.800, WHICH IS EQUAL TO THE CONTRIBUTED SHARE CAPITAL OF THE ABSORBED. COMPANY, (II) DECREASE OF THE SHARE CAPITAL OF THE COMPANY FOR AN AMOUNT OF EUR 43.261.364,72, DUE TO THE CANCELLATION OF THE 36.354.088 SHARES OF THE COMPANY HELD BY THE ABSORBED COMPANY, OF A PAR VALUE OF EUR 1,19 EACH, (III) INCREASE OF THE SHARE CAPITAL OF THE COMPANY FOR AN AMOUNT OF EUR 4.039,43 THROUGH THE CAPITALIZATION OF RESERVES, FOR THE PURPOSE OF ROUNDING THE PAR VALUE OF ITS NEW SHARES, (IV) AMENDMENT OF ARTICLE 5 (SHARE CAPITAL) OF THE COMPANY’S ARTICLES OF ASSOCIATION, (V) GRANTING OF AUTHORIZATION TO THE BOARD OF DIRECTORS OF THE COMPANY IN ORDER TO DECIDE ON THE FRACTIONAL NUMBER OF SHARES THAT WILL EMERGE FROM THE DISTRIBUTION OF SHARES WITHIN THE CONTEXT OF THE MERGER IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF LAW | | Management | | For | | For | | |
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| 4. | | GRANTING OF AUTHORIZATION FOR THE EXECUTION OF THE MERGER AGREEMENT BEFORE A NOTARY PUBLIC AND FOR THE UNDERTAKING OF ANY OTHER ACTION OR ANNOUNCEMENT REQUIRED FOR THE MATERIALIZATION OF THE MERGER AND OF THE RELEVANT DECISIONS OF THE EXTRAORDINARY GENERAL MEETING OF THE SHAREHOLDERS | | Management | | For | | For | | |
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| 5. | | AFFIRMATION OF ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS | | Management | | For | | For | | |
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| CMMT | | 20APR2016: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO EGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD |
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| Security | | G8586D109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-May-2016 |
| ISIN | | KYG8586D1097 | | Agenda | | 706866639 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | B1YBT08 - B1YY9W9 - B8G4896 - BX1D6T9 | | Quick Code | | |
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Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0401/LTN20160401515.pdf- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0401/LTN20160401397.pdf | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED ACCOUNTS AND THE REPORTS OF DIRECTORS AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 3.A | | TO RE-ELECT MR. YE LIAONING AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.B | | TO RE-ELECT MR. WANG WENJIE AS AN
EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.C | | TO RE-ELECT MR. ZHANG YUQING AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.D | | TO RE-ELECT MR. FENG HUA JUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.E | | TO RE-ELECT MR. SHAO YANG DONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.F | | TO AUTHORISE THE BOARD (“BOARD”) OF DIRECTORS (“DIRECTORS”) OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE COMPANY’S EXTERNAL AUDITOR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5 | | THAT A GENERAL AND UNCONDITIONAL MANDATE BE GRANTED TO THE DIRECTORS TO EXERCISE ALL THE POWER TO ALLOT, ISSUE AND OTHERWISE DEALT WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | | Management | | Against | | Against | | |
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| 6 | | THAT A GENERAL AND UNCONDITIONAL MANDATE BE GRANTED TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY ON THE STOCK EXCHANGE OF HONG KONG LIMITED OF UP TO 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THE PASSING OF THE RELEVANT RESOLUTION | | Management | | For | | For | | |
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| 7 | | THAT SUBJECT TO THE PASSING OF RESOLUTIONS NUMBERED 5 AND 6, THE NUMBER OF SHARES TO BE ALLOTTED, ISSUED AND OTHERWISE DEALT WITH BY THE DIRECTORS PURSUANT TO RESOLUTION NUMBERED 5 BE INCREASED BY THE AGGREGATE AMOUNT OF SHARE CAPITAL OF THE COMPANY WHICH ARE TO BE REPURCHASED BY THE COMPANY PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS UNDER RESOLUTION NUMBERED 6 | | Management | | Against | | Against | | |
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| CMMT | | 04 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3.E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| PT BUMI SERPONG DAMAI TBK |
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| Security | | Y7125J106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-May-2016 |
| ISIN | | ID1000110802 | | Agenda | | 706881198 - Management |
| Record Date | | 26-Apr-2016 | | Holding Recon Date | | 26-Apr-2016 |
| City / Country | | TANGERANG / Indonesia | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | B2RJPM0 - B39YC96 - B5LXMN9 - BHZLBL4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT | | Management | | For | | For | | |
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| 2 | | APPROVAL ON PROFIT UTILIZATION | | Management | | For | | For | | |
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| 3 | | APPROVAL ON RESTRUCTURING OF BOARD OF DIRECTOR AND COMMISSIONER | | Management | | Against | | Against | | |
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| 4 | | APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER | | Management | | For | | For | | |
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| 5 | | APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AUDIT | | Management | | For | | For | | |
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| CMMT | | 09 APR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL-RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
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| SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN |
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| Security | | G8569A106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-May-2016 |
| ISIN | | KYG8569A1067 | | Agenda | | 706945928 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | B4XRPN3 - B50L1N7 - BP3RXX6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418495.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418451.pdf | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO APPROVE THE DECLARATION AND PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 3AI | | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY: MR. CHI XUN AS EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 3AII | | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY: MR. LI QIN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
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| 3AIII | | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY: MR. MA LISHAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
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| 3AIV | | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY: MR. TSE CHI WAI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
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| 3.B | | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | Against | | Against | | |
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| 5.A | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY (“SHARES”), NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES AS AT THE DATE OF PASSING SUCH RESOLUTION | | Management | | Against | | Against | | |
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| 5.B | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES, AS AT THE DATE OF PASSING SUCH RESOLUTION | | Management | | For | | For | | |
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| 5.C | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY PURSUANT TO ORDINARY RESOLUTION NO. 5(A) TO ISSUE ADDITIONAL SHARES, REPRESENTING THE NUMBER OF SHARES BOUGHT BACK UNDER ORDINARY RESOLUTION NO. 5(B) | | Management | | Against | | Against | | |
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| GUOTAI JUNAN INTERNATIONAL HOLDINGS LTD, HONG KONG |
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| Security | | Y2961L109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 19-May-2016 |
| ISIN | | HK0000065869 | | Agenda | | 706966580 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 12-May-2016 |
| SEDOL(s) | | B3W1335 - B3XK739 - BD03474 - BYNYS79 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0419/LTN20160419655.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0419/LTN20160419683.pdf | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE BOARD OF DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.04 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 3.I | | TO RE-ELECT DR. YIM FUNG AS A DIRECTOR | | Management | | For | | For | | |
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| 3.II | | TO RE-ELECT MR. LI GUANGJIE AS A DIRECTOR | | Management | | For | | For | | |
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| 3.III | | TO RE-ELECT MR. TSANG YIU KEUNG AS A DIRECTOR | | Management | | For | | For | | |
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| 4 | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
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| 5 | | TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2016 AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 6.A | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE | | Management | | Against | | Against | | |
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| 6.B | | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE | | Management | | For | | For | | |
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| 6.C | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE BOARD OF DIRECTORS TO ALLOT AND ISSUE AND DEAL WITH ADDITIONAL SHARES BY THE NUMBER OF SHARES BOUGHT BACK | | Management | | Against | | Against | | |
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| FUYAO GLASS INDUSTRY GROUP CO LTD, FUQING |
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| Security | | Y2680G100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 20-May-2016 |
| ISIN | | CNE100001TR7 | | Agenda | | 706961201 - Management |
| Record Date | | 19-Apr-2016 | | Holding Recon Date | | 19-Apr-2016 |
| City / Country | | FUJIAN / China | | Vote Deadline Date | | 16-May-2016 |
| SEDOL(s) | | BWGCFG4 - BWSW7C2 - BY2YXF3 - BY2YXG4 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 610470 DUE TO ADDITION OF- RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0401/LTN201604011900.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418920.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418925.pdf | | Non-Voting | | | | | | |
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| 1 | | WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 2 | | WORK REPORT OF THE BOARD OF SUPERVISORS FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 3 | | FINAL FINANCIAL REPORT FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 4 | | PROFIT DISTRIBUTION PLAN FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 5 | | 2015 ANNUAL REPORT AND SUMMARY OF ANNUAL REPORT | | Management | | For | | For | | |
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| 6 | | RESOLUTION ON THE SERVICE CHARGES BY PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (SPECIAL GENERAL PARTNERSHIP) IN RELATION TO THE PROVISION OF AUDITING SERVICES OF THE FINANCIAL STATEMENTS AND INTERNAL CONTROL OF THE COMPANY FOR YEAR 2015 AND THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS THE DOMESTIC AUDIT INSTITUTION AND INTERNAL CONTROL AUDIT INSTITUTION OF THE COMPANY FOR THE YEAR 2016 | | Management | | For | | For | | |
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| 7 | | RESOLUTION ON THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE OVERSEAS AUDIT INSTITUTION OF THE COMPANY FOR THE YEAR 2015 AND THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE OVERSEAS AUDIT INSTITUTION OF THE COMPANY FOR THE YEAR 2016 | | Management | | For | | For | | |
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| 8 | | WORK REPORT OF INDEPENDENT NON-EXECUTIVE DIRECTORS FOR THE YEAR 2015 | | Management | | For | | For | | |
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| 9 | | RESOLUTION ON THE COMPANY’S SATISFACTION OF THE CONDITIONS OF PUBLIC ISSUANCE OF CORPORATE BONDS | | Management | | For | | For | | |
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| 10.01 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: SIZE OF THE ISSUANCE AND PAR VALUE | | Management | | For | | For | | |
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| 10.02 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: COUPON RATE OF THE BONDS AND DETERMINATION METHOD | | Management | | For | | For | | |
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| 10.03 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: TERM OF THE BONDS AND METHOD OF REPAYMENT OF PRINCIPAL AND PAYMENT OF INTERESTS | | Management | | For | | For | | |
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| 10.04 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: METHOD OF ISSUANCE, TARGET INVESTORS OF ISSUANCE AND ARRANGEMENTS OF PLACEMENT FOR SHAREHOLDERS OF THE COMPANY | | Management | | For | | For | | |
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| 10.05 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: GUARANTEE | | Management | | For | | For | | |
| | | | | |
| 10.06 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: SAFEGUARD MEASURES FOR REPAYMENT | | Management | | For | | For | | |
| | | | | |
| 10.07 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: UNDERWRITING METHOD AND LISTING ARRANGEMENT | | Management | | For | | For | | |
| | | | | |
| 10.08 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: USE OF PROCEEDS | | Management | | For | | For | | |
| | | | | |
| 10.09 | | RESOLUTION ON THE PLAN OF PUBLIC ISSUANCE OF CORPORATE BONDS (THE “PUBLIC ISSUANCE OF CORPORATE BONDS”) TO QUALIFIED INVESTORS: VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE | | Management | | For | | For | | |
| | | | | |
| 11 | | RESOLUTION ON THE PROPOSED GRANT OF AUTHORIZATION TO THE BOARD OF DIRECTORS AND ITS AUTHORIZED PERSONS TO DEAL WITH ALL MATTERS IN RELATION TO THE PUBLIC ISSUANCE OF CORPORATE BONDS | | Management | | For | | For | | |
| | | | | | |
| SIBANYE GOLD LIMITED |
| | | |
| Security | | S7627H100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-May-2016 |
| ISIN | | ZAE000173951 | | Agenda | | 706823499 - Management |
| Record Date | | 20-May-2016 | | Holding Recon Date | | 20-May-2016 |
| City / Country | | GLENHARVIE / South Africa | | Vote Deadline Date | | 17-May-2016 |
| SEDOL(s) | | B98XZV9 - B9J9YF3 - B9JMDX3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 611514 DUE TO ADDITION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| O.1 | | RE-APPOINTMENT OF AUDITORS: KPMG INC., | | Management | | For | | For | | |
| | | | | |
| O.2 | | RE-ELECTION OF A DIRECTOR: BE DAVISON | | Management | | For | | For | | |
| | | | | |
| O.3 | | RE-ELECTION OF A DIRECTOR: NJ FRONEMAN | | Management | | For | | For | | |
| | | | | |
| O.4 | | RE-ELECTION OF A DIRECTOR: NG NIKA | | Management | | For | | For | | |
| | | | | |
| O.5 | | RE-ELECTION OF A DIRECTOR: SC VAN DER MERWE | | Management | | For | | For | | |
| | | | | |
| O.6 | | ELECTION OF A DIRECTOR: J YUAN | | Management | | For | | For | | |
| | | | | |
| O.7 | | RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER | | Management | | For | | For | | |
| | | | | |
| O.8 | | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL | | Management | | For | | For | | |
| | | | | |
| O.9 | | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA | | Management | | For | | For | | |
| | | | | |
| O.10 | | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE | | Management | | For | | For | | |
| | | | | |
| O.11 | | APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES | | Management | | For | | For | | |
| | | | | |
| O.12 | | ISSUING EQUITY SECURITIES FOR CASH | | Management | | For | | For | | |
| | | | | |
| NB.1 | | ADVISORY ENDORSEMENT OF THE REMUNERATION POLICY | | Management | | For | | For | | |
| | | | | |
| S.1 | | APPROVAL FOR THE REMUNERATION OF NON- EXECUTIVE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| S.2 | | APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF THE ACT | | Management | | For | | For | | |
| | | | | |
| S.3 | | APPROVAL OF AMENDMENT TO THE COMPANY’S MEMORANDUM OF INCORPORATION: CLAUSE 32.5 | | Management | | For | | For | | |
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| S.4 | | APPROVAL FOR THE ACQUISITION OF THE COMPANY’S OWN SHARES | | Management | | For | | For | | |
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| CMMT | | 28 MAR 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION S.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID:-613150, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| LUXNET CORPORATION, ZHONGLI |
| | | |
| Security | | Y5346Y100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 25-May-2016 |
| ISIN | | TW0004979000 | | Agenda | | 707043725 - Management |
| Record Date | | 25-Mar-2016 | | Holding Recon Date | | 25-Mar-2016 |
| City / Country | | TAOYUAN / Taiwan, Province of China | | Vote Deadline Date | | 17-May-2016 |
| SEDOL(s) | | B5L5H29 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 3 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO DISCUSS TO CONDUCT PRIVATE PLACEMENT OF COMMON SHARES TO BRING IN STRATEGIC INVESTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO DISCUSS THE ISSUANCE OF RESTRICTED NEW SHARES FOR EMPLOYEE | | Management | | For | | For | | |
| | | | | |
| 6 | | TO DISCUSS THE REVISION TO THE RULES OF SHAREHOLDER MEETING | | Management | | For | | For | | |
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| 7 | | TO DISCUSS THE REVISION TO THE PROCEDURES OF DIRECTORS ELECTION | | Management | | For | | For | | |
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| GOODBABY INTERNATIONAL HOLDINGS LTD, GRAND CAYMAN |
| | | |
| Security | | G39814101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | KYG398141013 | | Agenda | | 706981176 - Management |
| Record Date | | 23-May-2016 | | Holding Recon Date | | 23-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 19-May-2016 |
| SEDOL(s) | | B3PRC00 - B5VVFL2 - B7MYBL6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0425/LTN20160425469.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0425/LTN20160425464.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.05 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT MR. SONG ZHENGHUAN AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MR. MICHAEL NAN QU AS EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | | Management | | For | | For | | |
| | | | | | | | | | |
| 3.C | | TO RE-ELECT MR. SHI XIAOGUANG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | For | | For | | |
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| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | For | | For | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO THE MANDATE BY RESOLUTION 5 | | Management | | For | | For | | |
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| EXXARO RESOURCES LTD |
| | | |
| Security | | S26949107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | ZAE000084992 | | Agenda | | 707058043 - Management |
| Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| City / Country | | PRETORIA WEST / South Africa | | Vote Deadline Date | | 19-May-2016 |
| SEDOL(s) | | 6418801 - B05Q2L7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| O.1.1 | | ELECTION OF MRS MW HLAHLA AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.1.2 | | ELECTION OF MR S MAYET AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.1.3 | | ELECTION OF MR MDM MGOJO AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.1.4 | | RE-ELECTION OF MR VZ MNTAMBO AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.1.5 | | RE-ELECTION OF DR MF RANDERA AS A DIRECTOR | | Management | | For | | For | | |
| | | | | |
| O.2.1 | | ELECTION OF DR CJ FAUCONNIER AS A MEMBER OF THE GROUP AUDIT COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.2.2 | | ELECTION OF MR V NKONYENI AS A MEMBER OF THE GROUP AUDIT COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.2.3 | | ELECTION OF MR J VAN ROOYEN AS A MEMBER OF THE GROUP AUDIT COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.3.1 | | ELECTION OF MRS S DAKILE-HLONGWANE AS A MEMBER OF THE GROUP SOCIAL AND ETHICS COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.3.2 | | ELECTION OF DR CJ FAUCONNIER AS A MEMBER OF THE GROUP SOCIAL AND ETHICS COMMITTEE | | Management | | For | | For | | |
| | | | | |
| O.3.3 | | ELECTION OF DR MF RANDERA AS A MEMBER OF THE GROUP SOCIAL AND ETHICS COMMITTEE | | Management | | For | | For | | |
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| O.4 | | APPROVE, THROUGH A NON-BINDING ADVISORY VOTE, THE COMPANYS REMUNERATION POLICY | | Management | | For | | For | | |
| | | | | |
| O.5.1 | | AMENDMENT OF LONG-TERM INCENTIVE PLAN 2006 | | Management | | For | | For | | |
| | | | | |
| O.5.2 | | AMENDMENT OF DEFERRED BONUS PLAN 2006 | | Management | | For | | For | | |
| | | | | |
| O.6 | | RE-APPOINT PRICEWATERHOUSECOOPERS INCORPORATED AS INDEPENDENT EXTERNAL AUDITORS | | Management | | For | | For | | |
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| O.7 | | AUTHORISE DIRECTORS AND/OR GROUP COMPANY SECRETARY TO IMPLEMENT THE RESOLUTIONS SET OUT IN THE NOTICE CONVENING THE ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| S.1 | | APPROVE NON-EXECUTIVE DIRECTORS FEES FOR THE PERIOD 1 JUNE 2016 TO THE NEXT ANNUAL GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| S.2 | | AUTHORISE DIRECTORS TO REPURCHASE COMPANY SHARES IN TERMS OF A GENERAL AUTHORITY | | Management | | For | | For | | |
| | | | | |
| S.3 | | AUTHORISE FINANCIAL ASSISTANCE FOR THE SUBSCRIPTION OF SECURITIES | | Management | | For | | For | | |
| | | | | |
| S.4 | | AUTHORISE FINANCIAL ASSISTANCE TO RELATED OR INTER-RELATED COMPANIES | | Management | | For | | For | | |
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| SUNAC CHINA HOLDINGS LTD, GRAND CAYMAN |
| | | |
| Security | | G8569A106 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 26-May-2016 |
| ISIN | | KYG8569A1067 | | Agenda | | 707064844 - Management |
| Record Date | | 23-May-2016 | | Holding Recon Date | | 23-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 19-May-2016 |
| SEDOL(s) | | B4XRPN3 - B50L1N7 - BP3RXX6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0505/LTN20160505645.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0505/LTN20160505667.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO APPROVE THE ACQUISITION AND THE TRANSACTIONS CONTEMPLATED UNDER THE EQUITY TRANSFER AGREEMENTS | | Management | | For | | For | | |
| | | | | |
| CMMT | | 11 MAY 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-AND MODIFICATION IN COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | | Non-Voting | | | | | | |
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| GEELY AUTOMOBILE HOLDINGS LTD, GEORGE TOWN |
| | | |
| Security | | G3777B103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-May-2016 |
| ISIN | | KYG3777B1032 | | Agenda | | 706917753 - Management |
| Record Date | | 24-May-2016 | | Holding Recon Date | | 24-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 20-May-2016 |
| SEDOL(s) | | 6531827 - B02V7T8 - B06GCL6 - BP3RTZ0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 412/ltn20160412493.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 412/ltn20160412607.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE REPORT OF THE DIRECTORS, AUDITED FINANCIAL STATEMENTS AND AUDITORS’ REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-ELECT MR. ANG SIU LUN, LAWRENCE AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | | | | | | |
| 4 | | TO RE-ELECT MR. LIU JIN LIANG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-ELECT MR. CARL PETER EDMUND MORIZ FORSTER AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT MR. YEUNG SAU HUNG, ALEX AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 7 | | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-APPOINT GRANT THORNTON HONG KONG LIMITED AS THE AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 9 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| 10 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE COMPANY’S SHARES | | Management | | For | | For | | |
| | | | | |
| 11 | | TO EXTEND THE GENERAL MANDATE TO ALLOT AND ISSUE NEW SHARES | | Management | | For | | For | | |
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| POU SHENG INTERNATIONAL (HOLDINGS) LTD |
| | | |
| Security | | G7208D109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-May-2016 |
| ISIN | | BMG7208D1092 | | Agenda | | 706973927 - Management |
| Record Date | | 24-May-2016 | | Holding Recon Date | | 24-May-2016 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 20-May-2016 |
| SEDOL(s) | | B39GMS1 - B39T7D0 - B3CNBT3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0421/LTN20160421465.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0421/LTN20160421529.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2.A | | TO RE-ELECT MR. KWAN, HEH-DER AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 2.B | | TO RE-ELECT MR. CHEN HUAN-CHUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 2.C | | TO RE-ELECT MR. HSIEH, WUEI-JUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 2.D | | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF NEXT ANNUAL GENERAL MEETING AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4.A | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4.B | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 4.C | | TO EXTEND THE GENERAL MANDATE GRANTED UNDER RESOLUTION NUMBER 4A BY ADDING THE AMOUNT OF SHARES REPURCHASED PURSUANT TO THE MANDATE GRANTED UNDER RESOLUTION NUMBER 4B | | Management | | For | | For | | |
| | | | | | |
| CHINA NATIONAL BUILDING MATERIAL COMPANY LTD |
| | | |
| Security | | Y15045100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-May-2016 |
| ISIN | | CNE1000002N9 | | Agenda | | 707083870 - Management |
| Record Date | | 26-Apr-2016 | | Holding Recon Date | | 26-Apr-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 23-May-2016 |
| SEDOL(s) | | B0Y91C1 - B11X6G2 - B127737 - BP3RSJ7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 614721 DUE TO ADDITION OF- RESOLUTION 1.N. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS: AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0510/LTN20160510263.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0407/LTN20160407033.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0407/LTN20160407027.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1.A | | TO CONSIDER AND APPROVE THE ELECTION OF MR. SONG ZHIPING AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. SONG, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
| | | | | |
| 1.B | | TO CONSIDER AND APPROVE THE ELECTION OF MR. CAO JIANGLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. CAO, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.C | | TO CONSIDER AND APPROVE THE ELECTION OF MR. PENG SHOU AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. PENG, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.D | | TO CONSIDER AND APPROVE THE ELECTION OF MR. CUI XINGTAI AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. CUI, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.E | | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHANG ZHANGLI AS AN EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. CHANG, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.F | | TO CONSIDER AND APPROVE THE ELECTION OF MR. GUO CHAOMIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. GUO, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.G | | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHENYONGXIN AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. CHEN, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.H | | TO CONSIDER AND APPROVE THE ELECTION OF MR. TAO ZHENG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. TAO, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.I | | TO CONSIDER AND APPROVE THE ELECTION OF MR. SUN YANJUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. SUN, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.J | | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU JIANWEN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. LIU, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.K | | TO CONSIDER AND APPROVE THE ELECTION OF MR. QIAN FENGSHENG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. QIAN, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.L | | TO CONSIDER AND APPROVE THE ELECTION OF MS. XIA XUE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MS. XIA, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.M | | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU WENWEI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. ZHOU, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 1.N | | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHOU FANGSHENG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. ZHOU, AS SET OUT IN THE SUPPLEMENTARY CIRCULAR | | Management | | For | | For | | |
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| 2.A | | TO CONSIDER AND APPROVE THE ELECTION OF MR. WU JIWEI AS A SUPERVISOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. WU, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 2.B | | TO CONSIDER AND APPROVE THE ELECTION OF MS. ZHOU GUOPING AS A SUPERVISOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MS. ZHOU, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 2.C | | TO CONSIDER AND APPROVE THE ELECTION OF MR. WU WEIKU AS AN INDEPENDENT SUPERVISOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. WU, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 2.D | | TO CONSIDER AND APPROVE THE ELECTION OF MR. LI XUAN AS AN INDEPENDENT SUPERVISOR OF THE COMPANY AND TO CONSIDER AND APPROVE THE REMUNERATION OF MR. LI, AS SET OUT IN THE FIRST CIRCULAR | | Management | | For | | For | | |
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| 3 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS (THE “BOARD”) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 4 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE REPORT OF THE AUDITORS AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 6 | | TO CONSIDER AND APPROVE THE PROPOSED PROFIT DISTRIBUTION PLAN AND THE FINAL DIVIDEND DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 AND TO AUTHORISE THE BOARD TO DISTRIBUTE SUCH FINAL DIVIDEND TO THE SHAREHOLDERS OF THE COMPANY | | Management | | For | | For | | |
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| 7 | | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD TO DEAL WITH ALL MATTERS IN RELATION TO THE COMPANY’S DISTRIBUTION OF INTERIM DIVIDEND FOR THE YEAR 2016 IN ITS ABSOLUTE DISCRETION (INCLUDING, BUT NOT LIMITED TO, DETERMINING WHETHER TO DISTRIBUTE INTERIM DIVIDEND FOR THE YEAR 2016) | | Management | | For | | For | | |
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| 8 | | TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT OF BAKER TILLY CHINA CERTIFIED PUBLIC ACCOUNTANTS AS THE DOMESTIC AUDITOR OF THE COMPANY AND BAKER TILLY HONG KONG LIMITED AS THE INTERNATIONAL AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO DETERMINE THEIR REMUNERATION | | Management | | For | | For | | |
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| 9 | | TO GIVE A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL DOMESTIC SHARES NOT EXCEEDING 20% OF THE DOMESTIC SHARES IN ISSUE AND ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE H SHARES IN ISSUE AND AUTHORISE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW SHARE CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF SHARES | | Management | | For | | For | | |
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| 10 | | TO CONSIDER AND APPROVE THE COMPANY’S ISSUANCE OF DEBT FINANCING INSTRUMENTS IN TRANCHES WITHIN THE LIMIT OF ISSUE PERMITTED UNDER RELEVANT LAWS AND REGULATIONS AS WELL AS OTHER REGULATORY DOCUMENTS AND GRANT OF AUTHORISATION TO THE BOARD AND/OR ITS AUTHORISED PERSON(S) TO HANDLE ALL RELEVANT MATTERS IN RELATION TO THE ISSUANCE OF DEBT FINANCING INSTRUMENTS | | Management | | For | | For | | |
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| 11 | | TO CONSIDER AND APPROVE THE COMPANY’S ISSUANCE OF CORPORATE BONDS AND GRANT OF AUTHORISATION TO THE BOARD AND/OR ITS AUTHORISED PERSON(S) TO HANDLE ALL RELEVANT MATTERS IN RELATION TO THE ISSUANCE OF CORPORATE BONDS | | Management | | For | | For | | |
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| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
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| YANDEX N.V. |
| | | |
| Security | | N97284108 | | Meeting Type | | Annual |
| Ticker Symbol | | YNDX | | Meeting Date | | 27-May-2016 |
| ISIN | | NL0009805522 | | Agenda | | 934425922 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | / Netherlands | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | APPROVAL OF THE 2015 ANNUAL STATUTORY ACCOUNTS OF THE COMPANY | | Management | | For | | For | | |
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| 2. | | APPROVAL OF THE ADDITION OF 2015 PROFITS OF THE COMPANY TO RETAINED EARNINGS | | Management | | For | | For | | |
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| 3. | | PROPOSAL TO GRANT DISCHARGE TO THE DIRECTORS FOR THEIR MANAGEMENT DURING THE PAST FINANCIAL YEAR | | Management | | For | | For | | |
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| 4. | | PROPOSAL TO RE-APPOINT ROGIER RIJNJA AS A NON-EXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM | | Management | | For | | For | | |
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| 5. | | PROPOSAL TO RE-APPOINT CHARLES RYAN AS A NONEXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM | | Management | | For | | For | | |
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| 6. | | PROPOSAL TO RE-APPOINT ALEXANDER VOLOSHIN AS A NONEXECUTIVE MEMBER OF THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM | | Management | | For | | For | | |
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| 7. | | AUTHORIZATION TO CANCEL THE COMPANY’S OUTSTANDING CLASS C SHARES | | Management | | For | | For | | |
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| 8. | | APPROVAL TO AMEND THE COMPANY’S ARTICLES OF ASSOCIATION | | Management | | For | | For | | |
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| 9. | | APPOINTMENT OF THE EXTERNAL AUDITOR OF THE COMPANY’S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | Management | | For | | For | | |
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| 10. | | APPROVAL OF THE 2016 EQUITY INCENTIVE PLAN AND AUTHORIZATION TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | Management | | Against | | Against | | |
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| 11. | | APPROVAL OF THE PLEDGE BY KRASNAYA ROSA 1875 LIMITED, A ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | Management | | For | | For | | |
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| 12. | | APPROVAL TO AMEND THE GENERAL GUIDELINES FOR THE COMPENSATION OF THE BOARD OF DIRECTORS | | Management | | Against | | Against | | |
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| 13. | | AUTHORIZATION TO DESIGNATE THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES AND PREFERENCE SHARES FOR A PERIOD OF FIVE YEARS | | Management | | Against | | Against | | |
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| 14. | | AUTHORIZATION TO DESIGNATE THE BOARD OF DIRECTORS TO EXCLUDE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | Management | | Against | | Against | | |
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| 15. | | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | | Management | | Against | | Against | | |
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| XINYI SOLAR HOLDINGS LTD, GRAND CAYMAN |
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| Security | | G9829N102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 31-May-2016 |
| ISIN | | KYG9829N1025 | | Agenda | | 707032126 - Management |
| Record Date | | 26-May-2016 | | Holding Recon Date | | 26-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | BGQYNN1 - BH88Z43 - BHBXBW5 - BX1D6K0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN20160429135.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0429/LTN20160429169.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS OF THE COMPANY (THE “DIRECTOR(S)”) AND THE AUDITORS OF THE COMPANY (THE “AUDITORS”) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND OF 4.5 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015, AND TO PAY SUCH FINAL DIVIDEND OUT OF SHARE PREMIUM ACCOUNT OF THE COMPANY | | Management | | For | | For | | |
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| 3.A.I | | TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE DIRECTOR | | Management | | Against | | Against | | |
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| 3.AII | | TO RE-ELECT MR. LO WAN SING, VINCENT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR; | | Management | | For | | For | | |
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| 3AIII | | TO RE-ELECT MR. KAN E-TING, MARTIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.B | | TO AUTHORISE THE BOARD (THE “BOARD”) OF DIRECTORS TO DETERMINE THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5.A | | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | | Management | | For | | For | | |
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| 5.B | | TO GRANT AN UNCONDITIONAL GENERAL MANDATE TO THE DIRECTORS TO ALLOT AND ISSUE SHARES | | Management | | Against | | Against | | |
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| 5.C | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE SHARES BY THE SHARES REPURCHASED | | Management | | Against | | Against | | |
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| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG |
| | | |
| Security | | P28269101 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 01-Jun-2016 |
| ISIN | | BRCSMGACNOR5 | | Agenda | | 707097209 - Management |
| Record Date | | | | Holding Recon Date | | 30-May-2016 |
| City / Country | | BELO HORIZONTE / Brazil | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | B0YBZJ2 - B1BYFV3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT VOTES ‘IN FAVOR’ AND ‘AGAINST’ IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | THE OPENING OF AN ADMINISTRATIVE BID PROCEEDING IN REFERENCE TO THE HIRING OF A COMPANY SPECIALIZED IN PROVIDING THE SERVICES OF THE DISTRIBUTION OF CREDITS FOR STANDARDIZED FOOD, MEALS AND SNACKS | | Management | | For | | For | | |
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| 2 | | TAKING OUT FINANCING FROM THE BANCO NACIONAL DE DESENVOLVIMENTO ECONOMICO E SOCIAL, BNDES | | Management | | For | | For | | |
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| 3 | | THE DETERMINATION OF THE PAYMENT DATE OF INTEREST ON SHAREHOLDER EQUITY IN REFERENCE TO THE 2016 FISCAL YEAR | | Management | | For | | For | | |
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| COGOBUY GROUP, GRAND CAYMAN |
| | | |
| Security | | G22537107 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Jun-2016 |
| ISIN | | KYG225371072 | | Agenda | | 706993169 - Management |
| Record Date | | 30-May-2016 | | Holding Recon Date | | 30-May-2016 |
| City / Country | | HONG KONG / Cayman Islands | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | BP46XQ5 - BPYPNZ1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0426/LTN20160426818.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0426/LTN20160426802.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2015 | | Management | | For | | For | | |
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| 2A | | TO RE-ELECT MR. ZHONG XIAOLIN, FORREST AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2B | | TO RE-ELECT MR. YE XIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
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| 2C | | TO RE-ELECT MR. YAN ANDREW Y AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
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| 3 | | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE RESPECTIVE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT MESSRS. KPMG AS THE COMPANY’S AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | For | | For | | |
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| 6 | | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | | Management | | Against | | Against | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY | | Management | | Against | | Against | | |
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| 8 | | TO GIVE A SPECIFIC MANDATE TO THE DIRECTORS TO ISSUE, ALLOT, PROCURE THE TRANSFER OF AND OTHERWISE DEAL WITH NOT MORE THAN 3% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION IN CONNECTION WITH THE RESTRICTED SHARE UNIT SCHEME OF THE COMPANY | | Management | | Against | | Against | | |
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| SILERGY CORP |
| | | |
| Security | | G8190F102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Jun-2016 |
| ISIN | | KYG8190F1028 | | Agenda | | 707085468 - Management |
| Record Date | | 01-Apr-2016 | | Holding Recon Date | | 01-Apr-2016 |
| City / Country | | TAIPEI / Cayman Islands | | Vote Deadline Date | | 25-May-2016 |
| SEDOL(s) | | BH4DMW9 - BHCKTR6 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
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| 1.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: SHUN SYONG KE, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
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| 1.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: YONG SONG CAI, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 1.3 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: HONG JI LI, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 1.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 1.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 1.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 1.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 2 | | TO RECOGNIZE THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RECOGNIZE THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
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| 5 | | TO DISCUSS THE ISSUANCE OF RESTRICTED NEW SHARES FOR EMPLOYEE | | Management | | Against | | Against | | |
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| 6 | | TO DISCUSS THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | Against | | Against | | |
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| 7 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
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| CARNIVAL GROUP INTERNATIONAL HOLDINGS LTD |
| | | |
| Security | | G1991V103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 02-Jun-2016 |
| ISIN | | BMG1991V1037 | | Agenda | | 707100133 - Management |
| Record Date | | 30-May-2016 | | Holding Recon Date | | 30-May-2016 |
| City / Country | | HONG KONG / Bermuda | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | B7W33S4 - BX1D6L1 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0513/LTN20160513500.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604282160.pdf | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 618836 DUE TO ADDITION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2015 AND REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 2.A | | TO RE-ELECT MS. HU GIN ING AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 2.B | | TO RE-ELECT MR. MENG CAI AS DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 2.C | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 3 | | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF ITS ISSUED SHARES | | Management | | Against | | Against | | |
| | | | | |
| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF ITS ISSUED SHARES | | Management | | For | | For | | |
| | | | | |
| 6 | | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH NEW SHARES BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | | Management | | Against | | Against | | |
| | | | | | |
| NMC HEALTH PLC, LONDON |
| | | |
| Security | | G65836101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Jun-2016 |
| ISIN | | GB00B7FC0762 | | Agenda | | 707074162 - Management |
| Record Date | | | | Holding Recon Date | | 01-Jun-2016 |
| City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 27-May-2016 |
| SEDOL(s) | | B7FC076 - B91LR58 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1 | | TO RECEIVE THE 2015 ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | | Management | | Against | | Against | | |
| | | | | |
| 3 | | TO DECLARE A FINAL DIVIDEND | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO RE-ELECT H.J. MARK TOMPKINS AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 7 | | TO RE-ELECT DR B. R. SHETTY AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 8 | | TO RE-ELECT DR AYESHA ABDULLAH AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 9 | | TO RE-ELECT ABDULRAHMAN BASADDIQ AS A DIRECTOR OF THE COMPANY | | Management | | Against | | Against | | |
| | | | | |
| 10 | | TO RE-ELECT JONATHAN BOMFORD AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 11 | | TO RE-ELECT LORD CLANWILLIAM AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 12 | | TO RE-ELECT SALMA HAREB AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 13 | | TO RE-ELECT PRASANTH MANGHAT AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 14 | | TO RE-ELECT KEYUR NAGORI AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 15 | | TO RE-ELECT BINAY SHETTY AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 16 | | TO RE-ELECT DR NANDINI TANDON AS A DIRECTOR OF THE COMPANY | | Management | | For | | For | | |
| | | | | |
| 17 | | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | | Management | | For | | For | | |
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| 18 | | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | | Management | | For | | For | | |
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| 19 | | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON SHARE ALLOTMENT | | Management | | For | | For | | |
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| 20 | | TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE FEES PAYABLE TO DIRECTORS | | Management | | For | | For | | |
| | | | | | | | | | |
| 21 | | TO APPROVE CHANGES TO THE COMPANY’S SHORT TERM INCENTIVE PLAN | | Management | | Against | | Against | | |
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| 22 | | TO APPROVE AND ADOPT THE NMC HEALTH PLC DEFERRED SHARE BONUS PLAN AND AUTHORISE THE DIRECTORS IN CONNECTION WITH THE DEFERRED SHARE BONUS PLAN | | Management | | For | | For | | |
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| 23 | | THAT A GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | | Management | | For | | For | | |
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| 24 | | TO RATIFY THE TREATMENT OF THE 2013, 2014 AND 2015 DIVIDENDS AND TO RELEASE DIRECTORS AND SHAREHOLDERS FROM ANY CLAIM BY THE COMPANY | | Management | | For | | For | | |
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| GOURMET MASTER CO LTD, GEORGE TOWN |
| | | |
| Security | | G4002A100 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 03-Jun-2016 |
| ISIN | | KYG4002A1004 | | Agenda | | 707089416 - Management |
| Record Date | | 01-Apr-2016 | | Holding Recon Date | | 01-Apr-2016 |
| City / Country | | TAICHUNG / Cayman Islands | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | B4MLRF2 - B5MY7H0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE 2015 FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 2.5 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 4 | | THE REVISION TO THE PROCEDURES OF MONETARY LOANS | | Management | | For | | For | | |
| | | | | |
| 5 | | THE REVISION TO THE PROCEDURES OF ENDORSEMENT AND GUARANTEE | | Management | | For | | For | | |
| | | | | |
| 6 | | THE REVISION TO THE RULES OF SHAREHOLDER MEETING | | Management | | For | | For | | |
| | | | | |
| 7 | | THE REVISION TO THE SPECIFICATION OF BOARD MEETING | | Management | | For | | For | | |
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| 8 | | TO REMOVE THE PROCEDURES OF ELECTION FOR DIRECTORS AND SUPERVISORS, AND TO ESTABLISH THE RULES OF ELECTION FOR DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 9 | | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | | Management | | For | | For | | |
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| 10 | | THE 2015 ISSUANCE OF NEW SHARES FROM RETAINED EARNINGS. PROPOSED STOCK DIVIDEND: 50 FOR 1,000 SHS HELD | | Management | | For | | For | | |
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| 11.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.: WU,MENG-DA,SHAREHOLDER NO.E122104XXX | | Management | | For | | For | | |
| | | | | |
| 11.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.: YU,MING-TE,SHAREHOLDER NO.R122410XXX | | Management | | For | | For | | |
| | | | | |
| 11.3 | | THE ELECTION OF THE INDEPENDENT DIRECTOR.: LEE,SU-YING,SHAREHOLDER NO.B220141XXX | | Management | | For | | For | | |
| | | | | |
| 11.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 11.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 11.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 11.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 12 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
| | | | | | |
| GIGA SOLAR MATERIALS CORP, HSINCHU |
| | | |
| Security | | Y270AA108 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 06-Jun-2016 |
| ISIN | | TW0003691002 | | Agenda | | 707097665 - Management |
| Record Date | | 07-Apr-2016 | | Holding Recon Date | | 07-Apr-2016 |
| City / Country | | HSINCHU / Taiwan, Province of China | | Vote Deadline Date | | 30-May-2016 |
| SEDOL(s) | | B5BTL30 - BJL5TD2 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | 2015 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 20 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | EXTEMPORARY MOTIONS | | Management | | Abstain | | For | | |
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| WEICHAI POWER CO LTD, WEIFANG |
| | | |
| Security | | Y9531A109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | CNE1000004L9 | | Agenda | | 706975010 - Management |
| Record Date | | 06-May-2016 | | Holding Recon Date | | 06-May-2016 |
| City / Country | | SHANDONG PROVINCE / China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6743956 - B05PM47 - B066RG6 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0421/LTN201604211144.pdf-;- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0421/LTN201604211146.pdf | | Non-Voting | | | | | | |
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| 1 | | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 4 | | TO CONSIDER AND RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND THE AUDITORS’ REPORT FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 5 | | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINAL FINANCIAL REPORT) OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 6 | | TO CONSIDER AND APPROVE THE (AS SPECIFIED) (FINANCIAL BUDGET REPORT) OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 7 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF ERNST & YOUNG HUA MING LLP (AS SPECIFIED) AS THE AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF (AS SPECIFIED) (SHANDONG HEXIN ACCOUNTANTS LLP) AS THE INTERNAL CONTROL AUDITORS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE GRANTING OF A MANDATE TO THE BOARD OF DIRECTORS FOR PAYMENT OF INTERIM DIVIDEND (IF ANY) TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2016 | | Management | | For | | For | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE DISTRIBUTION OF PROFIT TO THE SHAREHOLDERS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 11 | | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE TERMS OF REFERENCE OF THE AUDIT COMMITTEE AS SET OUT IN THE CIRCULAR | | Management | | For | | For | | |
| | | | | |
| 12 | | TO CONSIDER AND APPROVE THE CONNECTED TRANSACTION BETWEEN THE COMPANY AND (AS SPECIFIED) (SHANTUI ENGINEERING MACHINERY CO. LTD.) | | Management | | For | | For | | |
| | | | | |
| 13 | | TO CONSIDER AND APPROVE THE NEW FINANCIAL SERVICES AGREEMENT DATED 30 MARCH 2016 IN RESPECT OF THE PROVISION OF CERTAIN FINANCIAL SERVICES TO THE GROUP BY SHANDONG FINANCE AND THE RELEVANT NEW CAPS | | Management | | Against | | Against | | |
| | | | | |
| 14 | | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE, AMONGST OTHER THINGS, NEW H SHARES | | Management | | Against | | Against | | |
| | | | | | |
| YEONG GUAN ENERGY TECHNOLOGY GROUP CO |
| | | |
| Security | | G98429106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 07-Jun-2016 |
| ISIN | | KYG984291065 | | Agenda | | 707101654 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAOYUAN / Cayman Islands | | Vote Deadline Date | | 31-May-2016 |
| SEDOL(s) | | B80LWS0 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE 2015 BUSINESS REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 8.5 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 3.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: JHANG, CHENG-LONG, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 3.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: CHEN, CING-HONG, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 3.3 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: WEI, JIA-MIN, SHAREHOLDER NO. XXXXXXXXXX | | Management | | For | | For | | |
| | | | | |
| 3.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.8 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.9 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.10 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | | | | | | |
| 3.11 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | THE REVISION TO THE CAPITAL AMOUNT | | Management | | For | | For | | |
| | | | | |
| 6 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 7 | | THE PROPOSAL OF CAPITAL INJECTION BY ISSUING NEW SHARES, GLOBAL DEPOSITARY RECEIPT AND ISSUE OVERSEAS CONVERTIBLE BONDS | | Management | | For | | For | | |
| | | | | |
| 8 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| MACAUTO INDUSTRIAL CO LTD |
| | | |
| Security | | Y5364A109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 08-Jun-2016 |
| ISIN | | TW0009951004 | | Agenda | | 707104939 - Management |
| Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| City / Country | | TAINAN / Taiwan, Province of China | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | 6715900 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5.5 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | EXTRAORDINARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| BIZLINK HOLDING INC, GEORGE TOWN |
| | | |
| Security | | G11474106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 15-Jun-2016 |
| ISIN | | KYG114741062 | | Agenda | | 707120818 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | NEW TAIPEI / Cayman Islands | | Vote Deadline Date | | 03-Jun-2016 |
| SEDOL(s) | | B5SG8Y4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5.5 PER SHARE. PROPOSED STOCK DIVIDEND: 50 SHARES PER 1000 SHARES | | Management | | For | | For | | |
| | | | | |
| 4 | | THE PROPOSAL OF ISSUANCE OF RESTRICTED EMPLOYEE SHARES | | Management | | For | | For | | |
| | | | | |
| 5 | | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | | Management | | For | | For | | |
| | | | | | |
| SJM HOLDINGS LTD |
| | | |
| Security | | Y8076V106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | HK0880043028 | | Agenda | | 707016045 - Management |
| Record Date | | 13-Jun-2016 | | Holding Recon Date | | 13-Jun-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 09-Jun-2016 |
| SEDOL(s) | | B2NR3Y6 - B3BQYY9 - B3CVK12 - BP3RQT3 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604281172.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604281196.pdf] | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND OF HK 15 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 TO THE SHAREHOLDERS OF THE COMPANY | | Management | | For | | For | | |
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| 3.I | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: MR. NG CHI SING AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.II | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: DR. CHENG KAR SHUN AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.III | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: MR. CHAU TAK HAY AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.IV | | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: DR. LAN HONG TSUNG, DAVID AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 4 | | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION FOR EACH OF THE DIRECTORS OF THE COMPANY | | Management | | For | | For | | |
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| 5 | | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU, CERTIFIED PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 6 | | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AND TO ALLOT AND ISSUE SHARES OF THE COMPANY AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED PRIOR TO THE DATE OF THIS RESOLUTION OR MAY BE GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN THE MANNER AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 29 APRIL 2016 | | Management | | For | | For | | |
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| 7 | | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE THE SHARES OF THE COMPANY IN THE MANNER AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 29 APRIL 2016 | | Management | | For | | For | | |
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| XAC AUTOMATION CORP |
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| Security | | Y9721V103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 16-Jun-2016 |
| ISIN | | TW0005490007 | | Agenda | | 707124169 - Management |
| Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| City / Country | | HSINCHU / Taiwan, Province of China | | Vote Deadline Date | | 06-Jun-2016 |
| SEDOL(s) | | 6352642 - B06P934 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | AS PER TRUST ASSOCIATION’S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS-ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A-SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER-PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO-CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE’S-NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE-DEEMED AS A ‘NO VOTE’. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
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| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | No Action | | | | |
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| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | No Action | | | | |
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| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 4.5 PER SHARE | | Management | | No Action | | | | |
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| 4 | | THE REVISION TO THE RULES OF ELECTION FOR DIRECTORS AND SUPERVISORS | | Management | | No Action | | | | |
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| 5 | | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | | Management | | No Action | | | | |
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| 6 | | THE REVISION TO THE PROCEDURES OF MONETARY LOANS | | Management | | No Action | | | | |
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| 7 | | THE REVISION TO THE PROCEDURES OF ENDORSEMENT AND GUARANTEE | | Management | | No Action | | | | |
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| 8.1 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: HUANG, XU-NAN, SHAREHOLDER NO. XXXXXXXXXX | | Management | | No Action | | | | |
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| 8.2 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: XUE,RONG-YIN, SHAREHOLDER NO. XXXXXXXXXX | | Management | | No Action | | | | |
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| 8.3 | | THE ELECTION OF THE INDEPENDENT DIRECTOR: ZENG,QING-YI, SHAREHOLDER NO. XXXXXXXXXX | | Management | | No Action | | | | |
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| 8.4 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | No Action | | | | |
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| 8.5 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | No Action | | | | |
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| 8.6 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | No Action | | | | |
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| 8.7 | | THE ELECTION OF NON-NOMINATED DIRECTOR | | Management | | No Action | | | | |
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| 9 | | THE PROPOSAL TO RELEASE NON-COMPETITION RESTRICTION ON THE DIRECTORS AND THEIR REPRESENTATIVES | | Management | | No Action | | | | |
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| 10 | | EXTRAORDINARY MOTIONS | | Management | | No Action | | | | |
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| BANK OF CHONGQING CO LTD |
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| Security | | Y0R98B102 | | Meeting Type | | Class Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Jun-2016 |
| ISIN | | CNE100001QN2 | | Agenda | | 707041834 - Management |
| Record Date | | 16-May-2016 | | Holding Recon Date | | 16-May-2016 |
| City / Country | | CHONGQING / China | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | BFZCJC0 - BGCYZN9 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- [http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604282254.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604282278.pdf] | | Non-Voting | | | | | | |
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| O.1 | | TO CONSIDER AND APPROVE THE PRICE STABILIZATION PLAN FOR THE A SHARES AFTER THE A SHARE OFFERING | | Management | | For | | For | | |
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| O.2 | | TO CONSIDER AND APPROVE THE DILUTION OF CURRENT RETURNS AS A RESULT OF THE A SHARE OFFERING AND REMEDIAL MEASURES | | Management | | For | | For | | |
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| O.3 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS OF THE DIRECTORS AND SENIOR MANAGEMENT IN RELATION TO THE DILUTION OF CURRENT RETURNS AS A RESULT OF THE A SHARE OFFERING AND REMEDIAL MEASURES | | Management | | For | | For | | |
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| O.4.1 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS BY THE BANK IN RELATION TO THE A SHARE OFFERING: LETTER OF UNDERTAKINGS IN RESPECT OF THE TRUTHFULNESS, ACCURACY AND COMPLETENESS OF THE INFORMATION DISCLOSURE IN THE PROSPECTUS | | Management | | For | | For | | |
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| O.4.2 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS BY THE BANK IN RELATION TO THE A SHARE OFFERING: LETTER OF UNDERTAKINGS IN RESPECT OF STABILIZATION OF STOCK PRICE OF THE BANK AFTER LISTING | | Management | | For | | For | | |
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| O.4.3 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS BY THE BANK IN RELATION TO THE A SHARE OFFERING: LETTER OF UNDERTAKINGS IN RESPECT OF THE RESTRICTIVE MEASURES ON THE PUBLIC UNDERTAKINGS | | Management | | For | | For | | |
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| S.1.1 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: CLASS OF SHARES | | Management | | For | | For | | |
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| S.1.2 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: NOMINAL VALUE PER A SHARE | | Management | | For | | For | | |
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| S.1.3 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: PROPOSED STOCK EXCHANGE FOR THE LISTING | | Management | | For | | For | | |
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| S.1.4 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: OFFERING SIZE | | Management | | For | | For | | |
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| S.1.5 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: TARGET SUBSCRIBERS | | Management | | For | | For | | |
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| S.1.6 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: STRATEGIC PLACING | | Management | | For | | For | | |
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| S.1.7 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: METHOD OF OFFERING | | Management | | For | | For | | |
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| S.1.8 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: PRICING METHODOLOGY | | Management | | For | | For | | |
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| S.1.9 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: FORM OF UNDERWRITING | | Management | | For | | For | | |
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| S.110 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: CONVERSION INTO A JOINT STOCK COMPANY WITH LIMITED LIABILITY WITH DOMESTIC AND OVERSEAS LISTED SHARES | | Management | | For | | For | | |
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| S.111 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: ACCUMULATED PROFIT DISTRIBUTION PLAN BEFORE THE A SHARE OFFERING | | Management | | For | | For | | |
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| S.112 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: USE OF PROCEEDS | | Management | | For | | For | | |
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| S.113 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: TERM OF THE OFFERING PLAN | | Management | | For | | For | | |
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| S.114 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: AUTHORIZATION TO THE BOARD | | Management | | For | | For | | |
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| S.115 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: TERM OF VALIDITY OF THE RESOLUTION | | Management | | For | | For | | |
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| CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO L |
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| Security | | G2112D105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Jun-2016 |
| ISIN | | KYG2112D1051 | | Agenda | | 707106402 - Management |
| Record Date | | 14-Jun-2016 | | Holding Recon Date | | 14-Jun-2016 |
| City / Country | | JIANGSU / Cayman Islands | | Vote Deadline Date | | 10-Jun-2016 |
| SEDOL(s) | | B1YC2B3 - B231MR4 - B244P39 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2016/0517/LTN20160517169.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2016/0517/LTN20160517191.PDF | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
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| 1 | | TO RECEIVE AND APPROVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS TOGETHER WITH THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.23 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
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| 3.A | | TO RE-ELECT MR. CHEN YONGDAO AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.B | | TO RE-ELECT MR. LIAO ENRONG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.C | | TO RE-ELECT MR. GOU JIANHUI AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.D | | TO RE-ELECT MR. WANG ZHENGBING AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.E | | TO RE-ELECT MR. ZHOU ZHIJIN AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.F | | TO RE-ELECT MR. HU JICHUN AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.G | | TO RE-ELECT MR. JIANG XIHE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.H | | TO RE-ELECT MR. ZHU JUNSHENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.I | | TO RE-ELECT MR. CHEN SHIMIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 3.J | | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF DIRECTORS | | Management | | For | | For | | |
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| 4 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
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| 5 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY’S SHARES | | Management | | For | | For | | |
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| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY’S SHARES | | Management | | For | | For | | |
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| 7 | | TO EXTEND THE GENERAL MANDATE TO ISSUE SHARES OF THE COMPANY BY ADDING THERETO THE SHARES REPURCHASED BY THE COMPANY | | Management | | For | | For | | |
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| BANK OF CHONGQING CO LTD |
| | | |
| Security | | Y0R98B102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 17-Jun-2016 |
| ISIN | | CNE100001QN2 | | Agenda | | 707149197 - Management |
| Record Date | | 16-May-2016 | | Holding Recon Date | | 16-May-2016 |
| City / Country | | CHONGQING / China | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | BFZCJC0 - BGCYZN9 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| CMMT | | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 610490 DUE TO ADDITION OF- RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | | Non-Voting | | | | | | |
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| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0428/LTN201604282226.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0601/LTN20160601839.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0601/LTN20160601929.pdf | | Non-Voting | | | | | | |
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| O.1 | | TO CONSIDER AND APPROVE THE PAYMENT METHOD OF VARIABLE REMUNERATION FOR NON- EXECUTIVE DIRECTORS AND INDEPENDENT NON- EXECUTIVE DIRECTORS OF THE BANK | | Management | | For | | For | | |
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| O.2 | | TO CONSIDER AND APPROVE THE PAYMENT METHOD OF VARIABLE REMUNERATION FOR EXTERNAL SUPERVISORS AND SHAREHOLDER SUPERVISORS OF THE BANK | | Management | | For | | For | | |
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| O.3 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE BANK FOR 2015 | | Management | | For | | For | | |
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| O.4 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF SUPERVISORS OF THE BANK FOR 2015 | | Management | | For | | For | | |
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| O.5 | | TO CONSIDER AND APPROVE THE FINAL FINANCIAL ACCOUNTS OF THE BANK FOR 2015 | | Management | | For | | For | | |
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| O.6 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE BANK FOR 2015 | | Management | | For | | For | | |
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| O.7 | | TO CONSIDER AND APPROVE THE FINANCIAL BUDGET PROPOSAL OF THE BANK FOR 2016 | | Management | | For | | For | | |
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| O.8 | | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE BANK FOR 2015 | | Management | | For | | For | | |
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| O.9 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF EXTERNAL AUDITORS OF THE BANK FOR 2016 AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE BANK TO DETERMINE THEIR REMUNERATION | | Management | | For | | For | | |
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| O.10 | | TO CONSIDER AND APPROVE THE PROPOSED ELECTION OF MR. YANG YUSONG AS A NON- EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| O.11 | | TO CONSIDER AND APPROVE THE PROPOSED ELECTION OF MR. LIU JIANHUA AS AN EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| O.12 | | TO CONSIDER AND APPROVE THE PROPOSED ELECTION OF MR. CHEN ZHONG AS AN EXTERNAL SUPERVISOR OF THE BANK | | Management | | For | | For | | |
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| O.13 | | TO CONSIDER AND APPROVE THE THREE-YEAR DIVIDEND PLAN AFTER THE A SHARE OFFERING | | Management | | For | | For | | |
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| O.14 | | TO CONSIDER AND APPROVE THE PRICE STABILIZATION PLAN FOR THE A SHARES AFTER THE A SHARE OFFERING | | Management | | For | | For | | |
| | | | | |
| O.15 | | TO CONSIDER AND APPROVE THE DILUTION OF CURRENT RETURNS AS A RESULT OF THE A SHARE OFFERING AND REMEDIAL MEASURES | | Management | | For | | For | | |
| | | | | |
| O.16 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS OF THE DIRECTORS AND SENIOR MANAGEMENT IN RELATION TO THE DILUTION OF CURRENT RETURNS AS A RESULT OF THE A SHARE OFFERING AND REMEDIAL MEASURES | | Management | | For | | For | | |
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| O.17 | | TO CONSIDER AND APPROVE THE STATUS REPORT ON THE USE OF PREVIOUSLY RAISED FUNDS | | Management | | For | | For | | |
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| O18.1 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS BY THE BANK IN RELATION TO THE A SHARE OFFERING: LETTER OF UNDERTAKINGS IN RESPECT OF THE TRUTHFULNESS, ACCURACY AND COMPLETENESS OF THE INFORMATION DISCLOSURE IN THE PROSPECTUS | | Management | | For | | For | | |
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| O18.2 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS BY THE BANK IN RELATION TO THE A SHARE OFFERING: LETTER OF UNDERTAKINGS IN RESPECT OF STABILIZATION OF STOCK PRICE OF THE BANK AFTER LISTING | | Management | | For | | For | | |
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| O18.3 | | TO CONSIDER AND APPROVE THE UNDERTAKINGS BY THE BANK IN RELATION TO THE A SHARE OFFERING: LETTER OF UNDERTAKINGS IN RESPECT OF THE RESTRICTIVE MEASURES ON THE PUBLIC UNDERTAKINGS | | Management | | For | | For | | |
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| O.19 | | TO CONSIDER AND APPROVE THE PROPOSED ELECTION OF MR. WONG WAH SING AS AN EXECUTIVE DIRECTOR OF THE BANK | | Management | | For | | For | | |
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| S.1.1 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: CLASS OF SHARES | | Management | | For | �� | For | | |
| | | | | |
| S.1.2 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: NOMINAL VALUE PER A SHARE | | Management | | For | | For | | |
| | | | | |
| S.1.3 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: PROPOSED STOCK EXCHANGE FOR THE LISTING | | Management | | For | | For | | |
| | | | | |
| S.1.4 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: OFFERING SIZE | | Management | | For | | For | | |
| | | | | |
| S.1.5 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: TARGET SUBSCRIBERS | | Management | | For | | For | | |
| | | | | |
| S.1.6 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: STRATEGIC PLACING | | Management | | For | | For | | |
| | | | | |
| S.1.7 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: METHOD OF OFFERING | | Management | | For | | For | | |
| | | | | |
| S.1.8 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: PRICING METHODOLOGY | | Management | | For | | For | | |
| | | | | |
| S.1.9 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: FORM OF UNDERWRITING | | Management | | For | | For | | |
| | | | | |
| S1.10 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: CONVERSION INTO A JOINT STOCK COMPANY WITH LIMITED LIABILITY WITH DOMESTIC AND OVERSEAS LISTED SHARES | | Management | | For | | For | | |
| | | | | |
| S1.11 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: ACCUMULATED PROFIT DISTRIBUTION PLAN BEFORE THE A SHARE OFFERING | | Management | | For | | For | | |
| | | | | |
| S1.12 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: USE OF PROCEEDS | | Management | | For | | For | | |
| | | | | |
| S1.13 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: TERM OF THE OFFERING PLAN | | Management | | For | | For | | |
| | | | | |
| S1.14 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: AUTHORIZATION TO THE BOARD | | Management | | For | | For | | |
| | | | | |
| S1.15 | | TO CONSIDER AND APPROVED THE PROPOSED A SHARE OFFERING: TERM OF VALIDITY OF THE RESOLUTION | | Management | | For | | For | | |
| | | | | |
| S.2 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN CONNECTION WITH THE A SHARE OFFERING | | Management | | For | | For | | |
| | | | | |
| S.3 | | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE PROCEDURES FOR GENERAL MEETINGS | | Management | | For | | For | | |
| | | | | |
| S.4 | | TO CONSIDER AND APPROVE THE GENERAL MANDATE RELATING TO THE ISSUANCE OF H SHARES | | Management | | Against | | Against | | |
| | | | | |
| S.5 | | TO CONSIDER AND APPROVE THE PROPOSED ISSUANCE OF TIER 2 CAPITAL BONDS | | Management | | For | | For | | |
| | | | | |
| S.6 | | TO CONSIDER AND APPROVE THE PROPOSED ISSUANCE OF NON-CAPITAL FINANCIAL BONDS | | Management | | For | | For | | |
| | | | | |
| S.7 | | TO CONSIDER AND APPROVE THE CHANGE OF THE REGISTERED CAPITAL OF THE BANK | | Management | | For | | For | | |
| | | | | |
| S.8 | | TO CONSIDER AND APPROVE THE REDEMPTION OF THE SUBORDINATED BONDS OF RMB800 MILLION ISSUED BY THE BANK WITHIN CHINA’S INTER-BANK BOND MARKET IN MARCH 2012 | | Management | | For | | For | | |
| | | | | | |
| PAMPA ENERGIA S.A. |
| | | |
| Security | | 697660207 | | Meeting Type | | Special |
| Ticker Symbol | | PAM | | Meeting Date | | 22-Jun-2016 |
| ISIN | | US6976602077 | | Agenda | | 934450343 - Management |
| Record Date | | 06-Jun-2016 | | Holding Recon Date | | 06-Jun-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1. | | APPOINTMENT OF SHAREHOLDERS TO APPROVE AND SIGN THE MINUTES OF THE SHAREHOLDERS’ MEETING. | | Management | | For | | For | | |
| | | | | |
| 2. | | CONSIDERATION OF THE ISSUANCE OF UP TO 320,000,000 NEW ORDINARY SHARES OF THE COMPANY, TO BE PAID IN KIND BY MEANS OF A TRANSFER TO THE COMPANY OF SHARES AND/OR AMERICAN DEPOSITARY RECEIPTS (“ADRS”) OF PETROBRAS ARGENTINA S.A. (“PETROBRAS ARGENTINA”) HELD BY OWNERS THAT ELECT TO TAKE PART IN THE EXCHANGE OFFER OF SHARES AND/OR ADRS OF THE COMPANY FOR SHARES AND/OR ADRS OF PETROBRAS ARGENTINA (THE “EXCHANGE OFFER”), WHICH SHALL BE OFFERED AT THE SAME TIME AS THE MANDATORY CASH ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | | Management | | For | | For | | |
| | | | | |
| 3. | | CONSIDERATION OF THE SUSPENSION OF FIRST REFUSAL RIGHTS UNDER SECTION 197 OF THE ARGENTINE COMPANIES LAW FOR THE SUBSCRIPTION OF THE NEW ORDINARY SHARES OF THE COMPANY TO BE ISSUED IF THE CAPITAL INCREASE CONSIDERED UNDER THE PRECEDING ITEM OF THE AGENDA IS APPROVED. | | Management | | For | | For | | |
| | | | | |
| 4. | | CONSIDERATION OF AN AMENDMENT TO SECTION 4 OF THE CORPORATE BYLAWS (CORPORATE PURPOSE). | | Management | | For | | For | | |
| | | | | |
| 5. | | GRANTING OF AUTHORIZATIONS FOR THE PERFORMANCE OF ANY NECESSARY ACTIONS AND FILING OF DOCUMENTS TO OBTAIN ANY APPLICABLE REGISTRATION. | | Management | | For | | For | | |
| | | | | | |
| HUANENG RENEWABLES CORPORATION LTD, BEIJING |
| | | |
| Security | | Y3739S103 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Jun-2016 |
| ISIN | | CNE100000WS1 | | Agenda | | 707071875 - Management |
| Record Date | | 23-May-2016 | | Holding Recon Date | | 23-May-2016 |
| City / Country | | BEIJING / China | | Vote Deadline Date | | 17-Jun-2016 |
| SEDOL(s) | | B4WTBY3 - B52PH17 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0506/LTN20160506461.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0506/LTN20160506501.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) FOR 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2015 | | Management | | For | | For | | |
| | | | | |
| 3 | | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2015 | | Management | | For | | For | | |
| | | | | | | | | | |
| 4 | | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2015 | | Management | | For | | For | | |
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| 5 | | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF KPMG AND KPMG HUAZHEN LLP AS THE INTERNATIONAL AND DOMESTIC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR 2016 FOR A TERM UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | | Management | | For | | For | | |
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| 6.A | | TO RE-ELECT DIRECTOR: MR. CAO PEIXI AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.B | | TO RE-ELECT DIRECTOR: MR. ZHANG TINGKE AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.C | | TO RE-ELECT DIRECTOR: MR. WANG KUI AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.D | | TO RE-ELECT DIRECTOR: MR. LIN GANG AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.E | | TO RE-ELECT DIRECTOR: MR. XIAO JUN AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.F | | TO RE-ELECT DIRECTOR: MS. YANG QING AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.G | | TO RE-ELECT DIRECTOR: MR. HE YAN AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.H | | TO RE-ELECT DIRECTOR: MR. QIN HAIYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.I | | TO RE-ELECT DIRECTOR: MS. DAI HUIZHU AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
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| 6.J | | TO RE-ELECT DIRECTOR: MR. ZHOU SHAOPENG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 6.K | | TO RE-ELECT DIRECTOR: MR. WAN KAM TO AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | Against | | Against | | |
| | | | | |
| 6.L | | TO RE-ELECT SUPERVISOR: MR. HUANG JIAN AS A SUPERVISOR | | Management | | For | | For | | |
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| 6.M | | TO RE-ELECT SUPERVISOR: MR. WANG HUANLIANG AS A SUPERVISOR | | Management | | For | | For | | |
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| 7 | | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND H SHARES NOT EXCEEDING 20% OF EACH OF THE TOTAL NUMBER OF SHARES OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY RESPECTIVELY IN ISSUE | | Management | | Against | | Against | | |
| | | | | |
| 8 | | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO ISSUE THE DEBT FINANCING INSTRUMENTS IN THE YEARS OF 2016 AND 2017 WITH A PRINCIPAL BALANCE NOT EXCEEDING RMB19 BILLION (INCLUDING RMB19 BILLION, INCLUSIVE OF H SHARES CONVERTIBLE BONDS) | | Management | | For | | For | | |
| | | | | |
| 9 | | TO CONSIDER AND APPROVE THE GRANTING OF A GENERAL MANDATE TO ISSUE THE H SHARES CONVERTIBLE BONDS | | Management | | Against | | Against | | |
| | | | | |
| 10 | | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | | Management | | For | | For | | |
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| AGORA S.A., WARSZAWA |
| | | |
| Security | | X00216105 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 23-Jun-2016 |
| ISIN | | PLAGORA00067 | | Agenda | | 707120438 - Management |
| Record Date | | 07-Jun-2016 | | Holding Recon Date | | 07-Jun-2016 |
| City / Country | | WARSAW / Poland | | Vote Deadline Date | | 07-Jun-2016 |
| SEDOL(s) | | 5618312 - B06P310 - B28DYR9 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | | Non-Voting | | | | | | |
| | | | | |
| 1 | | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN | | Management | | For | | For | | |
| | | | | |
| 2 | | ADOPTION OF THE AGENDA | | Management | | For | | For | | |
| | | | | |
| 3 | | ELECTION OF MEMBERS OF THE RETURNING COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 4 | | PRESENTATION BY THE MANAGEMENT BOARD OF THE ANNUAL FINANCIAL STATEMENT FOR-THE YEAR 2015 AND THE MANAGEMENT REPORT OF THE COMPANY AND THE ANNUAL-CONSOLIDATED FINANCIAL STATEMENTS FOR THE COMPANY AND ITS SUBSIDIARIES OR-AFFILIATES AND REPORT ON THE ACTIVITIES OF THE GROUP IN THE FISCAL YEAR 2015 | | Non-Voting | | | | | | |
| | | | | |
| 5 | | PRESENTATION OF THE SUPERVISORY BOARD RESOLUTION ON THE EVALUATION OF THE- COMPANY IN THE FINANCIAL YEAR 2015 | | Non-Voting | | | | | | |
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| 6 | | PRESENTATION OF THE RESOLUTIONS OF THE SUPERVISORY BOARD ON THE RESULTS OF-THE EVALUATION OF FINANCIAL STATEMENTS AND THE MANAGEMENT BOARD REGARDING THE- APPROPRIATION OF PROFIT | | Non-Voting | | | | | | |
| | | | | |
| 7 | | CONSIDERATION AND APPROVAL OF THE ANNUAL FINANCIAL STATEMENT FOR THE YEAR 2015 AND THE MANAGEMENT REPORT OF THE COMPANY FOR THE FINANCIAL YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 8 | | CONSIDERATION AND APPROVAL OF THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS FOR THE COMPANY AND ITS SUBSIDIARIES OR AFFILIATES AND REPORT ON THE ACTIVITIES OF THE GROUP IN THE FINANCIAL YEAR 2015 | | Management | | For | | For | | |
| | | | | | | | | | |
| 9 | | ADOPTION OF RESOLUTIONS ON APPROVING THE MANAGEMENT BOARD FOR THE PERFORMANCE OF THEIR DUTIES IN THE FINANCIAL YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 10 | | PRESENTATION OF THE REPORT OF THE SUPERVISORY BOARD OF AGORA SA CONTAINING AN-ASSESSMENT OF THE SUPERVISORY BOARD IN THE FINANCIAL YEAR 2015 | | Non-Voting | | | | | | |
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| 11 | | ADOPTION OF A RESOLUTION ON GRANTING THE MEMBERS OF THE SUPERVISORY BOARD FOR THE DISCHARGE OF THEIR DUTIES IN THE FINANCIAL YEAR 2015 | | Management | | For | | For | | |
| | | | | |
| 12 | | ADOPTION OF A RESOLUTION ON THE NUMBER OF MEMBERS OF THE SUPERVISORY BOARD TERM OF OFFICE COMMENCING AT THE CONCLUSION OF THIS GENERAL MEETING | | Management | | For | | For | | |
| | | | | |
| 13 | | ADOPTION OF A RESOLUTION ON THE APPOINTMENT OF NEW MEMBERS OF THE SUPERVISORY BOARD FOR ANOTHER TERM OF THREE YEARS | | Management | | For | | For | | |
| | | | | |
| 14 | | ADOPTION OF A RESOLUTION ON THE APPOINTMENT OF THE CHAIRMAN OF THE SUPERVISORY BOARD | | Management | | For | | For | | |
| | | | | |
| 15 | | ADOPTION OF A RESOLUTION ON DISTRIBUTION OF PROFIT FOR THE FINANCIAL YEAR 2015 | | Management | | For | | For | | |
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| 16 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | |
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| GRAN TIERRA ENERGY INC. |
| | | |
| Security | | 38500T101 | | Meeting Type | | Annual |
| Ticker Symbol | | GTE | | Meeting Date | | 23-Jun-2016 |
| ISIN | | US38500T1016 | | Agenda | | 934419400 - Management |
| Record Date | | 27-Apr-2016 | | Holding Recon Date | | 27-Apr-2016 |
| City / Country | | / Canada | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| 1.1 | | ELECTION OF DIRECTOR: GARY S. GUIDRY | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF DIRECTOR: PETER DEY | | Management | | For | | For | | |
| | | | | |
| 1.3 | | ELECTION OF DIRECTOR: EVAN HAZELL | | Management | | For | | For | | |
| | | | | |
| 1.4 | | ELECTION OF DIRECTOR: ROBERT B. HODGINS | | Management | | For | | For | | |
| | | | | |
| 1.5 | | ELECTION OF DIRECTOR: RONALD ROYAL | | Management | | For | | For | | |
| | | | | |
| 1.6 | | ELECTION OF DIRECTOR: DAVID P. SMITH | | Management | | For | | For | | |
| | | | | |
| 1.7 | | ELECTION OF DIRECTOR: BROOKE WADE | | Management | | For | | For | | |
| | | | | |
| 2. | | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GRAN TIERRA ENERGY INC.‘S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | |
| 3. | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | |
| 4. | | PROPOSAL TO APPROVE A CHANGE IN GRAN TIERRA ENERGY INC.‘S STATE OF INCORPORATION FROM THE STATE OF NEVADA TO THE STATE OF DELAWARE, PURSUANT TO A PLAN OF CONVERSION. | | Management | | For | | For | | |
| | | | | | |
| TUNG THIH ELECTRONIC CO LTD, LOOCHU HSIANG |
| | | |
| Security | | Y9001J101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 24-Jun-2016 |
| ISIN | | TW0003552006 | | Agenda | | 707150671 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | TAOYUAN / Taiwan, Province of China | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | B1YYYZ7 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | THE REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | THE 2015 BUSINESS REPORTS AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | THE 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 5.25 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | THE REVISION TO THE RULES OF SHAREHOLDER MEETING | | Management | | For | | For | | |
| | | | | |
| 5 | | THE REVISION TO THE PROCEDURES OF THE ELECTION OF THE DIRECTORS | | Management | | For | | For | | |
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| SINOTRUK (HONG KONG) LTD |
| | | |
| Security | | Y8014Z102 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Jun-2016 |
| ISIN | | HK3808041546 | | Agenda | | 707124690 - Management |
| Record Date | | 22-Jun-2016 | | Holding Recon Date | | 22-Jun-2016 |
| City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 21-Jun-2016 |
| SEDOL(s) | | B296ZH4 - B29PYT6 - B2PMSX3 - BP3RQS2 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0526/LTN20160526107.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0526/LTN20160526095.pdf | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES, THE REPORT OF THE DIRECTORS OF THE COMPANY (THE “DIRECTOR”) AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY (THE “AUDITOR”) FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.03 PER SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT MR. CAI DONG, A RETIRING DIRECTOR, AS AN EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT MR. ANDREAS HERMANN RENSCHLER, A RETIRING DIRECTOR, AS A NON- EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.C | | TO RE-ELECT MR. JOACHIM GERHARD DREES, A RETIRING DIRECTOR, AS A NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | | | | | | |
| 3.D | | TO RE-ELECT DR. LIN ZHIJUN, A RETIRING DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.E | | TO RE-ELECT DR. WANG DENGFENG, A RETIRING DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.F | | TO RE-ELECT MR. ZHAO HANG, A RETIRING DIRECTOR, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.G | | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATIONS OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5 | | TO APPROVE THE TRANSACTIONS UNDER THE 2018 HOWO LOAN AGREEMENT (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 26 MAY 2016 (THE “CIRCULAR”)) AND THE ANNUAL CAPS FOR THE TRANSACTIONS THEREUNDER FOR THE THREE YEARS ENDING 31 DECEMBER 2018 AS SET OUT IN THE CIRCULAR | | Management | | For | | For | | |
| | | | | |
| 6 | | TO APPROVE THE TRANSACTIONS UNDER THE 2018 SINOTRUK DEPOSIT AGREEMENT (AS DEFINED IN THE CIRCULAR) AND THE ANNUAL CAPS FOR THE TRANSACTIONS THEREUNDER FOR THE THREE YEARS ENDING 31 DECEMBER 2018 AS SET OUT IN THE CIRCULAR | | Management | | For | | For | | |
| | | | | |
| 7 | | TO APPROVE THE REVISED PRODUCTS SALES ANNUAL CAPS CONFIRMATION | | Management | | For | | For | | |
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| TRAKYA CAM SANAYII AS, ISTANBUL |
| | | |
| Security | | M8811Q100 | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 27-Jun-2016 |
| ISIN | | TRATRKCM91F7 | | Agenda | | 707132522 - Management |
| Record Date | | 24-Jun-2016 | | Holding Recon Date | | 24-Jun-2016 |
| City / Country | | ISTANBUL / Turkey | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | 4904001 - B03MY66 - B05LJG6 - B3BK1Y0 | | Quick Code | | |
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Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE-BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | | Non-Voting | | | �� | | | |
| | | | | |
| CMMT | | PLEASE VOTE EITHER ‘‘FOR’’ OR ‘‘AGAINST’’ ON THE AGENDA ITEMS. ‘‘ABSTAIN’’-IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ‘‘AGAINST’’.-THANK YOU. | | Non-Voting | | | | | | |
| | | | | |
| 1 | | ELECTION OF THE PRESIDENTIAL BOARD, DELEGATING AUTHORITY TO CHAIRMANSHIP TO SIGN THE MINUTES OF THE MEETING | | Management | | For | | For | | |
| | | | | |
| 2 | | READING OF THE SPIN OFF REPORT WHICH IS PREPARED IN ACCORDANCE WITH THE TURKISH COMMERCIAL CODE ARTICLE 169 AND THE RELATED CAPITAL MARKETS BOARD LEGISLATION, AND INFORMING SHAREHOLDERS ABOUT THE SUBJECT | | Management | | For | | For | | |
| | | | | |
| 3 | | PROVIDING INFORMATION TO THE SHAREHOLDERS IN ACCORDANCE WITH THE ARTICLE 8 OF THE II- 23.2 NUMBERED MERGER AND SPIN-OFF COMMUNIQUE OF THE CAPITAL MARKETS BOARD | | Management | | For | | For | | |
| | | | | |
| 4 | | PROVIDING INFORMATION TO THE SHAREHOLDERS ABOUT THE ANNOUNCEMENTS MADE PERTAINING THE INVESTIGATION RIGHTS OF THE SHAREHOLDERS AND THE PROTECTION OF THEIR CLAIMS, WITHIN THE FRAMEWORK OF THE TURKISH COMMERCIAL CODE ARTICLE 171, 174 AND 175 | | Management | | For | | For | | |
| | | | | |
| 5 | | PROVIDING INFORMATION TO THE SHAREHOLDERS BY READING THE 20.04.2016 DATED YMM 1045/127-6 NUMBERED CERTIFIED COUNCILOR REPORT PERTAINING THE SPIN-OFF | | Management | | For | | For | | |
| | | | | |
| 6 | | WITHIN THE SCOPE OF THE SPIN-OFF, PROVIDING INFORMATION ABOUT THE BOARD OF DIRECTORS ANNOUNCEMENT REGARDING THERE IS NO APPRAISAL RIGHT OCCURRED IN ACCORDANCE WITH THE II-23.1 NUMBERED COMMON ESSENTIALS PERTAINING IMPORTANT TRANSACTIONS AND APPRAISAL RIGHT COMMUNIQUE OF THE CAPITAL MARKETS BOARD | | Management | | For | | For | | |
| | | | | |
| 7 | | TRANSFERRING BY SPIN-OFF, AUTO GLASS BUSINESS AND ALL THE ASSETS, LIABILITIES, RIGHTS AND OBLIGATIONS INSIDE THIS BUSINESS TO THE NEW COMPANY SISECAM OTOMOTIV A.S. TO BE ESTABLISHED AS 100 PERCENT AFFILIATE OF OUR COMPANY, SUBMITTING FOR THE APPROVAL OF THE GENERAL ASSEMBLY THE SPIN- OFF PLAN AND THE ARTICLES OF ASSOCIATION OF SISECAM OTOMOTIV A.S | | Management | | For | | For | | |
| | | | | |
| 8 | | WISHES AND COMMENTS | | Management | | For | | For | | |
| | | | | |
| CMMT | | 10 JUN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL-RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | | | |
| | | | | | |
| SINOSOFT TECHNOLOGY GROUP LTD, GRAND CAYMAN |
| | | |
| Security | | G81875109 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| ISIN | | KYG818751094 | | Agenda | | 707121012 - Management |
| Record Date | | 23-Jun-2016 | | Holding Recon Date | | 23-Jun-2016 |
| City / Country | | JIANGSU / Cayman Islands | | Vote Deadline Date | | 22-Jun-2016 |
| SEDOL(s) | | BBL4SC5 - BKKMYG9 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 525/ltn20160525211.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 525/ltn20160525201.pdf | | Non-Voting | | | | | | |
| | | | | |
| CMMT | | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | | Non-Voting | | | | | | |
| | | | | |
| 1 | | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE “DIRECTOR(S)”) AND AUDITORS OF THE COMPANY (THE “AUDITORS”) FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 2 | | TO DECLARE A FINAL DIVIDEND OF HKD 0.0233 PER ORDINARY SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | | Management | | For | | For | | |
| | | | | |
| 3.A | | TO RE-ELECT THE FOLLOWING PERSON AS THE DIRECTOR: MR. KANG CHOON KIAT AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 3.B | | TO RE-ELECT THE FOLLOWING PERSON AS THE DIRECTOR: MR. KWAUK TEH MING, WALTER AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | | Management | | For | | For | | |
| | | | | |
| 4 | | TO AUTHORISE THE BOARD OF THE DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | | Management | | For | | For | | |
| | | | | |
| 5 | | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE AUDITORS AND AUTHORISE THE BOARD OF THE DIRECTORS TO FIX THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 6 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | | Management | | Against | | Against | | |
| | | | | |
| 7 | | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | | Management | | For | | For | | |
| | | | | |
| 8 | | TO EXTEND THE GENERAL MANDATE GRANTED UNDER RESOLUTION NO. 6 BY ADDING THE SHARES BOUGHT BACK PURSUANT TO THE GENERAL MANDATE GRANTED BY RESOLUTION NO. 7 | | Management | | Against | | Against | | |
| | | | | | |
| CHLITINA HOLDING LTD |
| | | |
| Security | | G21164101 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| ISIN | | KYG211641017 | | Agenda | | 707168387 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | TAIPEI / Cayman Islands | | Vote Deadline Date | | 20-Jun-2016 |
| SEDOL(s) | | BGCWLC4 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | PROPOSED REVISION OF THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | BUSINESS REPORT AND FINANCIAL STATEMENTS FOR 2015 | | Management | | For | | For | | |
| | | | | | | | | | |
| 3 | | PROPOSED EARNINGS DISTRIBUTION PLAN FOR FISCAL YEAR 2015. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | RENEWAL OF THE COMPANY DIRECTORS AND KEY EMPLOYEES LIABILITY INSURANCE CASE | | Management | | For | | For | | |
| | | | | |
| 5 | | EXTEMPORARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | | |
| ASPEED TECHNOLOGY INC |
| | | |
| Security | | Y04044106 | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | Meeting Date | | 29-Jun-2016 |
| ISIN | | TW0005274005 | | Agenda | | 707175887 - Management |
| Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| City / Country | | HSINCHU / Taiwan, Province of China | | Vote Deadline Date | | 21-Jun-2016 |
| SEDOL(s) | | B80VKP3 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY-PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH-RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT-THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS-INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY-ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE-RELEVANT PROPOSAL. THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1 | | REVISION TO THE ARTICLES OF INCORPORATION | | Management | | For | | For | | |
| | | | | |
| 2 | | 2015 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | | Management | | For | | For | | |
| | | | | |
| 3 | | 2015 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 8 PER SHARE | | Management | | For | | For | | |
| | | | | |
| 4 | | PROPOSAL ON ISSUING RESTRICTED SHARES TO EMPLOYEES | | Management | | For | | For | | |
| | | | | |
| 5 | | PROPOSAL OF MERGER WITH EMULEX CORPORATION VIA CASH AND SHARE SWAP | | Management | | For | | For | | |
| | | | | |
| 6 | | PROPOSAL FOR A NEW SHARE ISSUE FOR MERGER WITH EMULEX CORPORATION | | Management | | For | | For | | |
| | | | | |
| 7 | | EXTEMPORARY MOTIONS | | Management | | Abstain | | For | | |
| | | | | |
| CMMT | | THE MEETING SCHEDULED TO BE HELD ON 29 JUN 2016, IS FOR MERGER AND-ACQUISITION OF EMULEX CORPORATION WHICH IS A SUBSIDIARY COMPANY OF BROADCOM-AND ASPEED TECHNOLOGY INC (ISIN: TW0005274005). IF YOU WISH TO DISSENT ON THE-MERGER PLEASE SUBMIT THIS IN WRITING BEFORE THE MEETING TO WAIVE YOUR VOTING-RIGHTS. PLEASE CONTACT YOUR GLOBAL CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT-ON THE MERGER. | | Non-Voting | | | | | | |
| | | | | | |
| ALPHA BANK AE, ATHENS |
| | | |
| Security | | X0085P155 | | Meeting Type | | Ordinary General Meeting |
| Ticker Symbol | | | | Meeting Date | | 30-Jun-2016 |
| ISIN | | GRS015003007 | | Agenda | | 707183896 - Management |
| Record Date | | 24-Jun-2016 | | Holding Recon Date | | 24-Jun-2016 |
| City / Country | | ATHENS / Greece | | Vote Deadline Date | | 24-Jun-2016 |
| SEDOL(s) | | BYVT553 - BYVTFB9 - BZ1HCR5 - BZ1MXR7 | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against
Management | | |
| CMMT | | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN-A REPETITIVE MEETING ON 11 JUL 2016. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT-BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING.-THANK YOU | | Non-Voting | | | | | | |
| | | | | |
| 1. | | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF THE FINANCIAL YEAR 2015, TOGETHER WITH THE RELEVANT REPORTS OF THE BOARD OF DIRECTORS AND THE CERTIFIED AUDITORS | | Management | | For | | For | | |
| | | | | |
| 2. | | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CERTIFIED AUDITORS FROM ANY LIABILITY | | Management | | For | | For | | |
| | | | | |
| 3. | | ELECTION OF CERTIFIED AUDITORS, REGULAR AND ALTERNATE, FOR THE FINANCIAL YEAR 2016 AND APPROVAL OF THEIR REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVAL OF THE MEMBERS OF THE BOARD OF DIRECTORS REMUNERATION | | Management | | For | | For | | |
| | | | | |
| 5. | | ANNOUNCEMENT ON THE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS IN REPLACEMENT OF ANOTHER WHO RESIGNED AS WELL AS ON THE RELEVANT APPOINTMENT OF AN INDEPENDENT MEMBER AND A MEMBER OF THE AUDIT COMMITTEE | | Management | | For | | For | | |
| | | | | |
| 6. | | GRANTING OF AUTHORITY TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GENERAL MANAGEMENT AS WELL AS TO MANAGERS TO PARTICIPATE IN THE BOARDS OF DIRECTORS OR THE MANAGEMENT OF COMPANIES HAVING PURPOSES SIMILAR TO THOSE OF THE BANK | | Management | | For | | For | | |
Vote Summary
JOHCM US Small Mid Cap Equity Fund
Proxy voting report for the year 1st July 2015 to 30th June 2016
| | | | | | |
| BARRACUDA NETWORKS, INC. |
| | | |
| Security | | 068323104 | | Meeting Type | | Annual |
| Ticker Symbol | | CUDA | | Meeting Date | | 29-Jul-2015 |
| ISIN | | US0683231049 | | Agenda | | 934248914 - Management |
| Record Date | | 01-Jun-2015 | | Holding Recon Date | | 01-Jun-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 28-Jul-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | JAMES J. GOETZ | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | MICHAEL D. PERONE | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | GORDON L. STITT | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS BARRACUDA NETWORKS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE THE BARRACUDA NETWORKS, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | |
| | | | | | |
| JAZZ PHARMACEUTICALS PLC |
| | | |
| Security | | G50871105 | | Meeting Type | | Annual |
| Ticker Symbol | | JAZZ | | Meeting Date | | 30-Jul-2015 |
| ISIN | | IE00B4Q5ZN47 | | Agenda | | 934246908 - Management |
| Record Date | | 01-Jun-2015 | | Holding Recon Date | | 01-Jun-2015 |
| City / Country | | / Ireland | | Vote Deadline Date | | 29-Jul-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: PETER GRAY | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: KENNETH W. O’KEEFE | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: ELMAR SCHNEE | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: CATHERINE A. SOHN | | Management | | For | | For | | |
| | | | | | | | | | |
| 2. | | TO APPROVE THE APPOINTMENT OF KPMG AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS’ REMUNERATION. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC’S ORDINARY SHARES. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | | |
| ORBITAL ATK, INC. |
| | | |
| Security | | 68557N103 | | Meeting Type | | Annual |
| Ticker Symbol | | OA | | Meeting Date | | 05-Aug-2015 |
| ISIN | | US68557N1037 | | Agenda | | 934252711 - Management |
| Record Date | | 08-Jun-2015 | | Holding Recon Date | | 08-Jun-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 04-Aug-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: KEVIN P. CHILTON | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: ROXANNE J. DECYK | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: MARK W. DEYOUNG | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: MARTIN C. FAGA | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: LENNARD A. FISK | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: RONALD R. FOGLEMAN | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: ROBERT M. HANISEE | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: RONALD T. KADISH | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: TIG H. KREKEL | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: DOUGLAS L. MAINE | | Management | | For | | For | | |
| | | | | |
| 1K. | | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | | Management | | For | | For | | |
| | | | | |
| 1L. | | ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI | | Management | | For | | For | | |
| | | | | |
| 1M. | | ELECTION OF DIRECTOR: JAMES G. ROCHE | | Management | | For | | For | | |
| | | | | |
| 1N. | | ELECTION OF DIRECTOR: HARRISON H. SCHMITT | | Management | | For | | For | | |
| | | | | | | | | | |
| 1O. | | ELECTION OF DIRECTOR: DAVID W. THOMPSON | | Management | | For | | For | | |
| | | | | |
| 1P. | | ELECTION OF DIRECTOR: SCOTT L. WEBSTER | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ORBITAL ATK’S NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL OF ORBITAL ATK, INC. 2015 STOCK INCENTIVE PLAN | | Management | | For | | For | | |
| | | | | |
| 4. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | |
| | | | | | |
| RALPH LAUREN CORP |
| | | |
| Security | | 751212101 | | Meeting Type | | Annual |
| Ticker Symbol | | RL | | Meeting Date | | 06-Aug-2015 |
| ISIN | | US7512121010 | | Agenda | | 934253410 - Management |
| Record Date | | 10-Jun-2015 | | Holding Recon Date | | 10-Jun-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 05-Aug-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | FRANK A. BENNACK, JR. | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | JOEL L. FLEISHMAN | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | HUBERT JOLY | | | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2015 PROXY STATEMENT. | | Management | | Against | | Against | | |
| | | | | | |
| XPO LOGISTICS INC |
| | | |
| Security | | 983793100 | | Meeting Type | | Special |
| Ticker Symbol | | XPO | | Meeting Date | | 08-Sep-2015 |
| ISIN | | US9837931008 | | Agenda | | 934270341 - Management |
| Record Date | | 13-Jul-2015 | | Holding Recon Date | | 13-Jul-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 04-Sep-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | TO APPROVE, AS REQUIRED PURSUANT TO SECTION 312 OF THE NEW YORK STOCK EXCHANGE LISTED COMPANY MANUAL, THE ISSUANCE OF OUR COMMON STOCK UPON THE CONVERSION OF OUR OUTSTANDING SERIES C CONVERTIBLE PERPETUAL PREFERRED STOCK. | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF THE COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMPANY COMMON STOCK TO 300,000,000 SHARES. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE XPO LOGISTICS, INC. AMENDED AND RESTATED 2011 OMNIBUS INCENTIVE COMPENSATION PLAN FOR PURPOSES OF QUALIFYING EQUITY AWARDS AS “FREE GRANTS OF SHARES” UNDER THE NEWLY-ADOPTED FRENCH MACRON LAW. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. | | Management | | For | | For | | |
| | | | | | |
| CENTENE CORPORATION |
| | | |
| Security | | 15135B101 | | Meeting Type | | Special |
| Ticker Symbol | | CNC | | Meeting Date | | 23-Oct-2015 |
| ISIN | | US15135B1017 | | Agenda | | 934283728 - Management |
| Record Date | | 22-Sep-2015 | | Holding Recon Date | | 22-Sep-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 22-Oct-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | TO APPROVE THE ISSUANCE OF CENTENE CORPORATION (“CENTENE”) COMMON STOCK, PAR VALUE $0.001 PER SHARE, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2015, BY AND AMONG CENTENE, CHOPIN MERGER SUB I, INC., CHOPIN MERGER SUB II, INC. AND HEALTH NET, INC., AS THE SAME MAY BE AMENDED FROM TIME TO TIME (THE “SHARE ISSUANCE PROPOSAL”). | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE ANY PROPOSAL TO ADJOURN THE CENTENE SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE PROPOSAL. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE AN AMENDMENT TO CENTENE’S CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CENTENE COMMON STOCK FROM 200 MILLION TO 400 MILLION. | | Management | | For | | For | | |
| | | | | | |
| LINEAR TECHNOLOGY CORPORATION |
| | | |
| Security | | 535678106 | | Meeting Type | | Annual |
| Ticker Symbol | | LLTC | | Meeting Date | | 04-Nov-2015 |
| ISIN | | US5356781063 | | Agenda | | 934281786 - Management |
| Record Date | | 08-Sep-2015 | | Holding Recon Date | | 08-Sep-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 03-Nov-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1.1 | | ELECTION OF DIRECTOR: ROBERT H. SWANSON, JR. | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF DIRECTOR: LOTHAR MAIER | | Management | | For | | For | | |
| | | | | |
| 1.3 | | ELECTION OF DIRECTOR: ARTHUR C. AGNOS | | Management | | For | | For | | |
| | | | | |
| 1.4 | | ELECTION OF DIRECTOR: JOHN J. GORDON | | Management | | For | | For | | |
| | | | | |
| 1.5 | | ELECTION OF DIRECTOR: DAVID S. LEE | | Management | | For | | For | | |
| | | | | |
| 1.6 | | ELECTION OF DIRECTOR: RICHARD M. MOLEY | | Management | | For | | For | | |
| | | | | |
| 1.7 | | ELECTION OF DIRECTOR: THOMAS S. VOLPE | | Management | | For | | For | | |
| | | | | |
| 2 | | TO APPROVE THE COMPANY’S AMENDMENT TO THE 2005 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER. | | Management | | For | | For | | |
| | | | | |
| 3 | | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 4 | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JULY 3, 2016. | | Management | | For | | For | | |
| | | | | | |
| BOTTOMLINE TECHNOLOGIES (DE), INC. |
| | | |
| Security | | 101388106 | | Meeting Type | | Annual |
| Ticker Symbol | | EPAY | | Meeting Date | | 19-Nov-2015 |
| ISIN | | US1013881065 | | Agenda | | 934288920 - Management |
| Record Date | | 30-Sep-2015 | | Holding Recon Date | | 30-Sep-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 18-Nov-2015 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | MICHAEL J. CURRAN | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | JOSEPH L. MULLEN | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | JAMES W. ZILINSKI | | | | For | | For | | |
| | | | | |
| 2. | | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | | Management | | For | | For | | |
| | | | | | |
| WOODWARD, INC. |
| | | |
| Security | | 980745103 | | Meeting Type | | Annual |
| Ticker Symbol | | WWD | | Meeting Date | | 20-Jan-2016 |
| ISIN | | US9807451037 | | Agenda | | 934311515 - Management |
| Record Date | | 25-Nov-2015 | | Holding Recon Date | | 25-Nov-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 19-Jan-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1.1 | | ELECTION OF DIRECTOR: JOHN D. COHN | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF DIRECTOR: JAMES R. RULSEH | | Management | | For | | For | | |
| | | | | |
| 1.3 | | ELECTION OF DIRECTOR: GREGG C. SENGSTACK | | Management | | For | | For | | |
| | | | | |
| 2. | | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | | |
| BANK OF THE OZARKS, INC. |
| | | |
| Security | | 063904106 | | Meeting Type | | Special |
| Ticker Symbol | | OZRK | | Meeting Date | | 22-Jan-2016 |
| ISIN | | US0639041062 | | Agenda | | 934313925 - Management |
| Record Date | | 10-Dec-2015 | | Holding Recon Date | | 10-Dec-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 21-Jan-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 19, 2015, BY AND AMONG BANK OF THE OZARKS, INC. (“OZARKS”), BANK OF THE OZARKS, COMMUNITY & SOUTHERN HOLDINGS, INC. (“C&S”) AND COMMUNITY & SOUTHERN BANK, AS SUCH MERGER AGREEMENT MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER AND OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT | | Management | | For | | For | | |
| | | | | |
| 2. | | PROPOSAL TO AUTHORIZE THE OZARKS BOARD OF DIRECTORS TO ADJOURN OR POSTPONE THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY OR APPROPRIATE, INCLUDING ADJOURNMENTS TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE OZARKS MERGER PROPOSAL OR TO VOTE ON OTHER MATTERS PROPERLY BEFORE SUCH SPECIAL MEETING | | Management | | For | | For | | |
| | | | | | |
| JACOBS ENGINEERING GROUP INC. |
| | | |
| Security | | 469814107 | | Meeting Type | | Annual |
| Ticker Symbol | | JEC | | Meeting Date | | 28-Jan-2016 |
| ISIN | | US4698141078 | | Agenda | | 934312745 - Management |
| Record Date | | 01-Dec-2015 | | Holding Recon Date | | 01-Dec-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 27-Jan-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: JOSEPH R. BRONSON | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: JUAN JOSE SUAREZ COPPEL | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: ROBERT C. DAVIDSON, JR. | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: STEVEN J. DEMETRIOU | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: RALPH E. EBERHART | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: DAWNE S. HICKTON | | Management | | For | | For | | |
| | | | | | | | | | |
| 1G. | | ELECTION OF DIRECTOR: PETER J. ROBERTSON | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: NOEL G. WATSON | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 1999 OUTSIDE DIRECTOR STOCK PLAN. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | | |
| RAYMOND JAMES FINANCIAL, INC. |
| | | |
| Security | | 754730109 | | Meeting Type | | Annual |
| Ticker Symbol | | RJF | | Meeting Date | | 18-Feb-2016 |
| ISIN | | US7547301090 | | Agenda | | 934320970 - Management |
| Record Date | | 23-Dec-2015 | | Holding Recon Date | | 23-Dec-2015 |
| City / Country | | / United States | | Vote Deadline Date | | 17-Feb-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: CHARLES G. VON ARENTSCHILDT | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: SHELLEY G. BROADER | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: JEFFREY N. EDWARDS | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: BENJAMIN C. ESTY | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: FRANCIS S. GODBOLD | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: THOMAS A. JAMES | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: GORDON L. JOHNSON | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: PAUL C. REILLY | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: ROBERT P. SALTZMAN | | Management | | For | | For | | |
| | | | | |
| 1K. | | ELECTION OF DIRECTOR: SUSAN N. STORY | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE 2015 EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE THE AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | |
| | | | | | |
| HELMERICH & PAYNE, INC. |
| | | |
| Security | | 423452101 | | Meeting Type | | Annual |
| Ticker Symbol | | HP | | Meeting Date | | 02-Mar-2016 |
| ISIN | | US4234521015 | | Agenda | | 934321807 - Management |
| Record Date | | 08-Jan-2016 | | Holding Recon Date | | 08-Jan-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 01-Mar-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: RANDY A. FOUTCH | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: HANS HELMERICH | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: JOHN W. LINDSAY | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: PAULA MARSHALL | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: THOMAS A. PETRIE | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: DONALD F. ROBILLARD, JR. | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: FRANCIS ROONEY | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: JOHN D. ZEGLIS | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 4. | | HELMERICH & PAYNE, INC. 2016 OMNIBUS INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | | |
| LENNAR CORPORATION |
| | | |
| Security | | 526057104 | | Meeting Type | | Annual |
| Ticker Symbol | | LEN | | Meeting Date | | 13-Apr-2016 |
| ISIN | | US5260571048 | | Agenda | | 934331048 - Management |
| Record Date | | 16-Feb-2016 | | Holding Recon Date | | 16-Feb-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 12-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | IRVING BOLOTIN | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | STEVEN L. GERARD | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | THERON I. “TIG” GILLIAM | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | SHERRILL W. HUDSON | | | | For | | For | | |
| | | | | | | |
| | | | 5 | | SIDNEY LAPIDUS | | | | For | | For | | |
| | | | | | | |
| | | | 6 | | TERI P. MCCLURE | | | | For | | For | | |
| | | | | | | |
| | | | 7 | | STUART A. MILLER | | | | For | | For | | |
| | | | | | | |
| | | | 8 | | ARMANDO OLIVERA | | | | For | | For | | |
| | | | | | | |
| | | | 9 | | JEFFREY SONNENFELD | | | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVAL OF THE LENNAR CORPORATION 2016 EQUITY INCENTIVE PLAN. | | Management | | Against | | Against | | |
| | | | | |
| 5. | | APPROVAL OF THE LENNAR CORPORATION 2016 INCENTIVE COMPENSATION PLAN. | | Management | | For | | For | | |
| | | | | |
| 6. | | APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING OUR COMMON STOCK VOTING STRUCTURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | Shareholder | | For | | Against | | |
| | | | | | |
| JARDEN CORPORATION |
| | | |
| Security | | 471109108 | | Meeting Type | | Special |
| Ticker Symbol | | JAH | | Meeting Date | | 15-Apr-2016 |
| ISIN | | US4711091086 | | Agenda | | 934353563 - Management |
| Record Date | | 01-Mar-2016 | | Holding Recon Date | | 01-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 14-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 13, 2015 BY AND AMONG NEWELL RUBBERMAID INC., A DELAWARE CORPORATION, AND JARDEN CORPORATION, A DELAWARE CORPORATION (AS IT MAY BE AMENDED FROM TIME TO TIME) | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS THE MERGER-RELATED COMPENSATION PROPOSAL | | Management | | For | | For | | |
| | | | | |
| 3. | | TO CONSIDER AND VOTE ON THE PROPOSAL TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING | | Management | | For | | For | | |
| | | | | | |
| CENTENE CORPORATION |
| | | |
| Security | | 15135B101 | | Meeting Type | | Annual |
| Ticker Symbol | | CNC | | Meeting Date | | 26-Apr-2016 |
| ISIN | | US15135B1017 | | Agenda | | 934341669 - Management |
| Record Date | | 26-Feb-2016 | | Holding Recon Date | | 26-Feb-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | ORLANDO AYALA | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | JOHN R. ROBERTS | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | TOMMY G. THOMPSON | | | | For | | For | | |
| | | | | |
| 2. | | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| FMC CORPORATION |
| | | |
| Security | | 302491303 | | Meeting Type | | Annual |
| Ticker Symbol | | FMC | | Meeting Date | | 26-Apr-2016 |
| ISIN | | US3024913036 | | Agenda | | 934348500 - Management |
| Record Date | | 01-Mar-2016 | | Holding Recon Date | | 01-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 25-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: PIERRE BRONDEAU | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: EDUARDO E. CORDEIRO | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: G. PETER D’ALOIA | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: C. SCOTT GREER | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: K’LYNNE JOHNSON | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: DIRK A. KEMPTHORNE | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: PAUL J. NORRIS | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: ROBERT C. PALLASH | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: WILLIAM H. POWELL | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | | Management | | Against | | Against | | |
| | | | | |
| 4. | | STOCKHOLDER PROPOSAL REQUESTING PREFERENCE FOR SHARE REPURCHASES OVER DIVIDENDS. | | Shareholder | | Against | | For | | |
| | | | | | |
| ENVISION HEALTHCARE HOLDINGS, INC. |
| | | |
| Security | | 29413U103 | | Meeting Type | | Annual |
| Ticker Symbol | | EVHC | | Meeting Date | | 02-May-2016 |
| ISIN | | US29413U1034 | | Agenda | | 934349273 - Management |
| Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 29-Apr-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | WILLIAM A. SANGER | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | MICHAEL L. SMITH | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | RONALD A. WILLIAMS | | | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS ENVISION HEALTHCARE HOLDINGS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| ORBITAL ATK, INC. |
| | | |
| Security | | 68557N103 | | Meeting Type | | Annual |
| Ticker Symbol | | OA | | Meeting Date | | 04-May-2016 |
| ISIN | | US68557N1037 | | Agenda | | 934349437 - Management |
| Record Date | | 07-Mar-2016 | | Holding Recon Date | | 07-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: KEVIN P. CHILTON | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: ROXANNE J. DECYK | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: MARTIN C. FAGA | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: LENNARD A. FISK | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: RONALD R. FOGLEMAN | | Management | | For | | For | | |
| | | | | | | | | | |
| 1F. | | ELECTION OF DIRECTOR: ROBERT M. HANISEE | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: RONALD T. KADISH | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: TIG H. KREKEL | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: DOUGLAS L. MAINE | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: ROMAN MARTINEZ IV | | Management | | For | | For | | |
| | | | | |
| 1K. | | ELECTION OF DIRECTOR: JANICE I. OBUCHOWSKI | | Management | | For | | For | | |
| | | | | |
| 1L. | | ELECTION OF DIRECTOR: JAMES G. ROCHE | | Management | | For | | For | | |
| | | | | |
| 1M. | | ELECTION OF DIRECTOR: HARRISON H. SCHMITT | | Management | | For | | For | | |
| | | | | |
| 1N. | | ELECTION OF DIRECTOR: DAVID W. THOMPSON | | Management | | For | | For | | |
| | | | | |
| 1O. | | ELECTION OF DIRECTOR: SCOTT L. WEBSTER | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ORBITAL ATK’S NAMED EXECUTIVE OFFICERS | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL OF ORBITAL ATK, INC. EXECUTIVE OFFICER INCENTIVE PLAN | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVAL OF ORBITAL ATK, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN | | Management | | For | | For | | |
| | | | | |
| 5. | | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | | For | | For | | |
| | | | | | |
| COGENT COMMUNICATIONS HOLDINGS, INC. |
| | | |
| Security | | 19239V302 | | Meeting Type | | Annual |
| Ticker Symbol | | CCOI | | Meeting Date | | 04-May-2016 |
| ISIN | | US19239V3024 | | Agenda | | 934365188 - Management |
| Record Date | | 08-Mar-2016 | | Holding Recon Date | | 08-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | DAVE SCHAEFFER | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | STEVEN D. BROOKS | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | TIMOTHY WEINGARTEN | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | RICHARD T. LIEBHABER | | | | For | | For | | |
| | | | | | | |
| | | | 5 | | D. BLAKE BATH | | | | For | | For | | |
| | | | | | | |
| | | | 6 | | MARC MONTAGNER | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | | |
| REGAL ENTERTAINMENT GROUP |
| | | |
| Security | | 758766109 | | Meeting Type | | Annual |
| Ticker Symbol | | RGC | | Meeting Date | | 04-May-2016 |
| ISIN | | US7587661098 | | Agenda | | 934380988 - Management |
| Record Date | | 16-Mar-2016 | | Holding Recon Date | | 16-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 03-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | THOMAS D. BELL, JR. | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | DAVID H. KEYTE | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | AMY E. MILES | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | LEE M. THOMAS | | | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE AUDIT COMMITTEE’S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| COMMSCOPE HOLDING COMPANY, INC. |
| | | |
| Security | | 20337X109 | | Meeting Type | | Annual |
| Ticker Symbol | | COMM | | Meeting Date | | 06-May-2016 |
| ISIN | | US20337X1090 | | Agenda | | 934344716 - Management |
| Record Date | | 10-Mar-2016 | | Holding Recon Date | | 10-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 05-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | AUSTIN A. ADAMS | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | MARVIN S. EDWARDS, JR. | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | CLAUDIUS E. WATTS IV | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | TIMOTHY T. YATES | | | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVE LIMITS ON NON-EMPLOYEE DIRECTOR COMPENSATION AND MATERIAL TERMS OF THE PERFORMANCE GOALS INCLUDED IN THE COMMSCOPE HOLDING COMPANY, INC. AMENDED AND RESTATED 2013 LONG-TERM INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 4. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | | |
| MASCO CORPORATION |
| | | |
| Security | | 574599106 | | Meeting Type | | Annual |
| Ticker Symbol | | MAS | | Meeting Date | | 09-May-2016 |
| ISIN | | US5745991068 | | Agenda | | 934361558 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 06-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: DONALD R. PARFET | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: LISA A. PAYNE | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: REGINALD M. TURNER | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED MATERIALS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2016. | | Management | | For | | For | | |
| | | | | | |
| FIRST REPUBLIC BANK |
| | | |
| Security | | 33616C100 | | Meeting Type | | Annual |
| Ticker Symbol | | FRC | | Meeting Date | | 10-May-2016 |
| ISIN | | US33616C1009 | | Agenda | | 934354173 - Management |
| Record Date | | 14-Mar-2016 | | Holding Recon Date | | 14-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 09-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | TO APPROVE AN AMENDMENT TO THE BANK’S AMENDED AND RESTATED BYLAWS TO EXPAND THE PERMITTED RANGE OF DIRECTORS. | | Management | | For | | For | | |
| | | | | |
| 2A. | | ELECTION OF DIRECTOR: JAMES H. HERBERT, II | | Management | | For | | For | | |
| | | | | |
| 2B. | | ELECTION OF DIRECTOR: KATHERINE AUGUST- DEWILDE | | Management | | For | | For | | |
| | | | | |
| 2C. | | ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. | | Management | | For | | For | | |
| | | | | |
| 2D. | | ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, JR. | | Management | | For | | For | | |
| | | | | |
| 2E. | | ELECTION OF DIRECTOR: L. MARTIN GIBBS | | Management | | For | | For | | |
| | | | | |
| 2F. | | ELECTION OF DIRECTOR: BORIS GROYSBERG | | Management | | For | | For | | |
| | | | | |
| 2G. | | ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ | | Management | | For | | For | | |
| | | | | |
| 2H. | | ELECTION OF DIRECTOR: PAMELA J. JOYNER | | Management | | For | | For | | |
| | | | | |
| 2I. | | ELECTION OF DIRECTOR: REYNOLD LEVY | | Management | | For | | For | | |
| | | | | |
| 2J. | | ELECTION OF DIRECTOR: JODY S. LINDELL | | Management | | For | | For | | |
| | | | | |
| 2K. | | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | | Management | | For | | For | | |
| | | | | |
| 2L. | | ELECTION OF DIRECTOR: GEORGE G.C. PARKER | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS (A “SAY ON PAY” VOTE). | | Management | | For | | For | | |
| | | | | | |
| FIRST AMERICAN FINANCIAL CORPORATION |
| | | |
| Security | | 31847R102 | | Meeting Type | | Annual |
| Ticker Symbol | | FAF | | Meeting Date | | 10-May-2016 |
| ISIN | | US31847R1023 | | Agenda | | 934376129 - Management |
| Record Date | | 16-Mar-2016 | | Holding Recon Date | | 16-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 09-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | ANTHONY K. ANDERSON | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | PARKER S. KENNEDY | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | MARK C. OMAN | | | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| THE WHITEWAVE FOODS COMPANY |
| | | |
| Security | | 966244105 | | Meeting Type | | Annual |
| Ticker Symbol | | WWAV | | Meeting Date | | 12-May-2016 |
| ISIN | | US9662441057 | | Agenda | | 934356230 - Management |
| Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: STEPHEN L. GREEN | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: ANTHONY J. MAGRO | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: W. ANTHONY VERNON | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: DOREEN A. WRIGHT | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2016. | | Management | | For | | For | | |
| | | | | | |
| ALASKA AIR GROUP, INC. |
| | | |
| Security | | 011659109 | | Meeting Type | | Annual |
| Ticker Symbol | | ALK | | Meeting Date | | 12-May-2016 |
| ISIN | | US0116591092 | | Agenda | | 934359438 - Management |
| Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: MARION C. BLAKEY | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: DHIREN R. FONSECA | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: DENNIS F. MADSEN | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: HELVI K. SANDVIK | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: KATHERINE J. SAVITT | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: BRADLEY D. TILDEN | | Management | | For | | For | | |
| | | | | |
| 1K. | | ELECTION OF DIRECTOR: ERIC K. YEAMAN | | Management | | For | | For | | |
| | | | | |
| 2. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVE THE COMPANY’S NEW 2016 PERFORMANCE INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 4. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2016. | | Management | | For | | For | | |
| | | | | | |
| BANK OF THE OZARKS, INC. |
| | | |
| Security | | 063904106 | | Meeting Type | | Annual |
| Ticker Symbol | | OZRK | | Meeting Date | | 16-May-2016 |
| ISIN | | US0639041062 | | Agenda | | 934347863 - Management |
| Record Date | | 07-Mar-2016 | | Holding Recon Date | | 07-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 13-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | GEORGE GLEASON | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | NICHOLAS BROWN | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | RICHARD CISNE | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | ROBERT EAST | | | | For | | For | | |
| | | | | | | |
| | | | 5 | | CATHERINE B. FREEDBERG | | | | For | | For | | |
| | | | | | | |
| | | | 6 | | ROSS WHIPPLE | | | | For | | For | | |
| | | | | | | |
| | | | 7 | | LINDA GLEASON | | | | For | | For | | |
| | | | | | | |
| | | | 8 | | PETER KENNY | | | | For | | For | | |
| | | | | | | |
| | | | 9 | | ROBERT PROOST | | | | For | | For | | |
| | | | | | | |
| | | | 10 | | WILLIAM KOEFOED, JR. | | | | For | | For | | |
| | | | | | | |
| | | | 11 | | JOHN REYNOLDS | | | | For | | For | | |
| | | | | | | |
| | | | 12 | | DAN THOMAS | | | | For | | For | | |
| | | | | | | |
| | | | 13 | | HENRY MARIANI | | | | For | | For | | |
| | | | | | | |
| | | | 14 | | PAULA CHOLMONDELEY | | | | For | | For | | |
| | | | | | | |
| | | | 15 | | JACK MULLEN | | | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE AN AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2009 RESTRICTED STOCK AND INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE AN AMENDMENT TO THE COMPANY’S NON-EMPLOYEE DIRECTOR STOCK PLAN TO INCREASE THE AMOUNT OF THE NON-EMPLOYEE DIRECTOR STOCK GRANT. | | Management | | For | | For | | |
| | | | | |
| 5. | | TO RATIFY THE AUDIT COMMITTEE’S SELECTION AND APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 6. | | TO APPROVE IN AN ADVISORY, NON-BINDING VOTE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | | |
| NEWFIELD EXPLORATION COMPANY |
| | | |
| Security | | 651290108 | | Meeting Type | | Annual |
| Ticker Symbol | | NFX | | Meeting Date | | 17-May-2016 |
| ISIN | | US6512901082 | | Agenda | | 934362017 - Management |
| Record Date | | 21-Mar-2016 | | Holding Recon Date | | 21-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 16-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: LEE K. BOOTHBY | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: PAMELA J. GARDNER | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: STEVEN W. NANCE | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: ROGER B. PLANK | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: THOMAS G. RICKS | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: JUANITA M. ROMANS | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: JOHN W. SCHANCK | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: J. TERRY STRANGE | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: J. KENT WELLS | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | |
| | | | | | |
| HD SUPPLY HOLDINGS, INC. |
| | | |
| Security | | 40416M105 | | Meeting Type | | Annual |
| Ticker Symbol | | HDS | | Meeting Date | | 18-May-2016 |
| ISIN | | US40416M1053 | | Agenda | | 934355808 - Management |
| Record Date | | 21-Mar-2016 | | Holding Recon Date | | 21-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 17-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | JOSEPH J. DEANGELO | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | PATRICK R. MCNAMEE | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | CHARLES W. PEFFER | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE BOARD OF DIRECTORS’ APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 29, 2017. | | Management | | For | | For | | |
| | | | | |
| 3. | | STOCKHOLDER PROPOSAL REGARDING GREENHOUSE GAS EMISSIONS. | | Shareholder | | For | | Against | | |
| | | | | | |
| OLD DOMINION FREIGHT LINE, INC. |
| | | |
| Security | | 679580100 | | Meeting Type | | Annual |
| Ticker Symbol | | ODFL | | Meeting Date | | 19-May-2016 |
| ISIN | | US6795801009 | | Agenda | | 934397096 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 18-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | EARL E. CONGDON | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | DAVID S. CONGDON | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | JOHN R. CONGDON, JR. | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | ROBERT G. CULP, III | | | | For | | For | | |
| | | | | | | |
| | | | 5 | | BRADLEY R. GABOSCH | | | | For | | For | | |
| | | | | | | |
| | | | 6 | | PATRICK D. HANLEY | | | | For | | For | | |
| | | | | | | |
| | | | 7 | | JOHN D. KASARDA | | | | For | | For | | |
| | | | | | | |
| | | | 8 | | LEO H. SUGGS | | | | For | | For | | |
| | | | | | | |
| | | | 9 | | D. MICHAEL WRAY | | | | For | | For | | |
| | | | | |
| 2. | | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | Against | | Against | | |
| | | | | |
| 3. | | APPROVAL OF THE OLD DOMINION FREIGHT LINE, INC. 2016 STOCK INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 4. | | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| MARTIN MARIETTA MATERIALS, INC. |
| | | |
| Security | | 573284106 | | Meeting Type | | Annual |
| Ticker Symbol | | MLM | | Meeting Date | | 19-May-2016 |
| ISIN | | US5732841060 | | Agenda | | 934401756 - Management |
| Record Date | | 11-Mar-2016 | | Holding Recon Date | | 11-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 18-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1.1 | | ELECTION OF DIRECTOR: C. HOWARD NYE | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF DIRECTOR: LAREE E. PEREZ | | Management | | For | | For | | |
| | | | | |
| 1.3 | | ELECTION OF DIRECTOR: DENNIS L. REDIKER | | Management | | For | | For | | |
| | | | | |
| 1.4 | | ELECTION OF DIRECTOR: DONALD W. SLAGER | | Management | | For | | For | | |
| | | | | |
| 2. | | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS. | | Management | | For | | For | | |
| | | | | |
| 3. | | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS. | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVAL OF AMENDMENT TO AMENDED AND RESTATED STOCK BASED AWARD PLAN. | | Management | | For | | For | | |
| | | | | |
| 5. | | APPROVAL OF EXECUTIVE CASH INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 6. | | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF MARTIN MARIETTA MATERIALS, INC.’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | | |
| WELLCARE HEALTH PLANS, INC. |
| | | |
| Security | | 94946T106 | | Meeting Type | | Annual |
| Ticker Symbol | | WCG | | Meeting Date | | 25-May-2016 |
| ISIN | | US94946T1060 | | Agenda | | 934373298 - Management |
| Record Date | | 28-Mar-2016 | | Holding Recon Date | | 28-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: RICHARD C. BREON | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: KENNETH A. BURDICK | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: CAROL J. BURT | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: ROEL C. CAMPOS | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: KEVIN F. HICKEY | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: CHRISTIAN P. MICHALIK | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: GLENN D. STEELE, JR. | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: WILLIAM L. TRUBECK | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: PAUL E. WEAVER | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (“SAY ON PAY”). | | Management | | For | | For | | |
| | | | | | |
| SEI INVESTMENTS COMPANY |
| | | |
| Security | | 784117103 | | Meeting Type | | Annual |
| Ticker Symbol | | SEIC | | Meeting Date | | 25-May-2016 |
| ISIN | | US7841171033 | | Agenda | | 934383186 - Management |
| Record Date | | 23-Mar-2016 | | Holding Recon Date | | 23-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: ALFRED P. WEST, JR. | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: WILLIAM M. DORAN | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016. | | Management | | For | | For | | |
| | | | | | |
| PINNACLE FOODS INC. |
| | | |
| Security | | 72348P104 | | Meeting Type | | Annual |
| Ticker Symbol | | PF | | Meeting Date | | 25-May-2016 |
| ISIN | | US72348P1049 | | Agenda | | 934384049 - Management |
| Record Date | | 29-Mar-2016 | | Holding Recon Date | | 29-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | ROGER DEROMEDI | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE THE PINNACLE FOODS INC. AMENDED AND RESTATED 2013 OMNIBUS INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | | |
| CONMED CORPORATION |
| | | |
| Security | | 207410101 | | Meeting Type | | Annual |
| Ticker Symbol | | CNMD | | Meeting Date | | 25-May-2016 |
| ISIN | | US2074101013 | | Agenda | | 934397515 - Management |
| Record Date | | 07-Apr-2016 | | Holding Recon Date | | 07-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | DAVID BRONSON | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | BRIAN P. CONCANNON | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | CHARLES M. FARKAS | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | MARTHA GOLDBERG ARONSON | | | | For | | For | | |
| | | | | | | | | | | | | | |
| | | | | | | |
| | | | 5 | | JO ANN GOLDEN | | | | For | | For | | |
| | | | | | | |
| | | | 6 | | CURT R. HARTMAN | | | | For | | For | | |
| | | | | | | |
| | | | 7 | | DIRK M. KUYPER | | | | For | | For | | |
| | | | | | | |
| | | | 8 | | JEROME J. LANDE | | | | For | | For | | |
| | | | | | | |
| | | | 9 | | MARK E. TRYNISKI | | | | For | | For | | |
| | | | | | | |
| | | | 10 | | JOHN L. WORKMAN | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY PRICEWATERHOUSECOOPERS, LLP’S APPOINTMENT AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO HOLD AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE THE AMENDED AND RESTATED 2016 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN. | | Management | | Against | | Against | | |
| | | | | | |
| SABRE CORPORATION |
| | | |
| Security | | 78573M104 | | Meeting Type | | Annual |
| Ticker Symbol | | SABR | | Meeting Date | | 25-May-2016 |
| ISIN | | US78573M1045 | | Agenda | | 934411567 - Management |
| Record Date | | 28-Mar-2016 | | Holding Recon Date | | 28-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 24-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | GEORGE BRAVANTE, JR. | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | TOM KLEIN | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | JOSEPH OSNOSS | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | ZANE ROWE | | | | For | | For | | |
| | | | | |
2. | | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE OUR 2016 OMNIBUS INCENTIVE COMPENSATION PLAN. | | Management | | For | | For | | |
| | | | | | |
| JONES LANG LASALLE INCORPORATED |
| | | |
| Security | | 48020Q107 | | Meeting Type | | Annual |
| Ticker Symbol | | JLL | | Meeting Date | | 27-May-2016 |
| ISIN | | US48020Q1076 | | Agenda | | 934381106 - Management |
| Record Date | | 14-Mar-2016 | | Holding Recon Date | | 14-Mar-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 26-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: HUGO BAGUE | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: SAMUEL A. DI PIAZZA, JR. | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: COLIN DYER | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: DAME DEANNE JULIUS | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: MING LU | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: MARTIN H. NESBITT | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: SHEILA A. PENROSE | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: ANN MARIE PETACH | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: SHAILESH RAO | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR TO SERVE ONE-YEAR TERM UNTIL THE 2017 ANNUAL MEETING: CHRISTIAN ULBRICH | | Management | | For | | For | | |
| | | | | |
| 2. | | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION (“SAY-ON-PAY”). | | Management | | For | | For | | |
| | | | | |
| 3. | | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| HENRY SCHEIN, INC. |
| | | |
| Security | | 806407102 | | Meeting Type | | Annual |
| Ticker Symbol | | HSIC | | Meeting Date | | 31-May-2016 |
| ISIN | | US8064071025 | | Agenda | | 934383960 - Management |
| Record Date | | 04-Apr-2016 | | Holding Recon Date | | 04-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 27-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: BARRY J. ALPERIN | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: LAWRENCE S. BACOW, PH.D. | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: GERALD A. BENJAMIN | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: STANLEY M. BERGMAN | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: PAUL BRONS | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: JOSEPH L. HERRING | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: DONALD J. KABAT | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: KURT P. KUEHN | | Management | | For | | For | | |
| | | | | | | | | | |
| 1J. | | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | | Management | | For | | For | | |
| | | | | |
| 1K. | | ELECTION OF DIRECTOR: MARK E. MLOTEK | | Management | | For | | For | | |
| | | | | |
| 1L. | | ELECTION OF DIRECTOR: STEVEN PALADINO | | Management | | For | | For | | |
| | | | | |
| 1M. | | ELECTION OF DIRECTOR: CAROL RAPHAEL | | Management | | For | | For | | |
| | | | | |
| 1N. | | ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, PH.D. | | Management | | For | | For | | |
| | | | | |
| 1O. | | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. | | Management | | For | | For | | |
| | | | | |
| 2. | | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2015 COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 3. | | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| MARKETO INC. |
| | | |
| Security | | 57063L107 | | Meeting Type | | Annual |
| Ticker Symbol | | MKTO | | Meeting Date | | 01-Jun-2016 |
| ISIN | | US57063L1070 | | Agenda | | 934404310 - Management |
| Record Date | | 11-Apr-2016 | | Holding Recon Date | | 11-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 31-May-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | PHILLIP M. FERNANDEZ | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | CAMBRIA DUNAWAY | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | TAE HEA NAHM | | | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | | |
| LULULEMON ATHLETICA INC. |
| | | |
| Security | | 550021109 | | Meeting Type | | Annual |
| Ticker Symbol | | LULU | | Meeting Date | | 02-Jun-2016 |
| ISIN | | US5500211090 | | Agenda | | 934395612 - Management |
| Record Date | | 13-Apr-2016 | | Holding Recon Date | | 13-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 01-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF CLASS III DIRECTOR: ROBERT BENSOUSSAN | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF CLASS III DIRECTOR: KATHRYN HENRY | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF CLASS III DIRECTOR: JON MCNEILL | | Management | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 29, 2017. | | Management | | For | | For | | |
| | | | | | |
| INVESTMENT TECHNOLOGY GROUP, INC. |
| | | |
| Security | | 46145F105 | | Meeting Type | | Annual |
| Ticker Symbol | | ITG | | Meeting Date | | 09-Jun-2016 |
| ISIN | | US46145F1057 | | Agenda | | 934403837 - Management |
| Record Date | | 13-Apr-2016 | | Holding Recon Date | | 13-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 08-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | BRIAN G. CARTWRIGHT | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | MINDER CHENG | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | TIMOTHY L. JONES | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | R. JARRETT LILIEN | | | | For | | For | | |
| | | | | | | |
| | | | 5 | | KEVIN J. LYNCH | | | | For | | For | | |
| | | | | | | |
| | | | 6 | | T. KELLEY MILLET | | | | For | | For | | |
| | | | | | | |
| | | | 7 | | LEE M. SHAVEL | | | | For | | For | | |
| | | | | | | |
| | | | 8 | | FRANCIS J. TROISE | | | | For | | For | | |
| | | | | | | |
| | | | 9 | | STEVEN S. WOOD | | | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | | |
| COSTAR GROUP, INC. |
| | | |
| Security | | 22160N109 | | Meeting Type | | Annual |
| Ticker Symbol | | CSGP | | Meeting Date | | 09-Jun-2016 |
| ISIN | | US22160N1090 | | Agenda | | 934404675 - Management |
| Record Date | | 11-Apr-2016 | | Holding Recon Date | | 11-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 08-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: MICHAEL R. KLEIN | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: ANDREW C. FLORANCE | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: MICHAEL J. GLOSSERMAN | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: WARREN H. HABER | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: JOHN W. HILL | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: LAURA COX KAPLAN | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: CHRISTOPHER J. NASSETTA | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: DAVID J. STEINBERG | | Management | | For | | For | | |
| | | | | |
| 2. | | PROPOSAL TO APPROVE THE COSTAR GROUP, INC. 2016 STOCK INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 3. | | PROPOSAL TO APPROVE THE COSTAR GROUP, INC. 2016 CASH INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | |
| 4. | | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | | Management | | For | | For | | |
| | | | | |
| 5. | | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | | Management | | For | | For | | |
| | | | | | |
| PACIRA PHARMACEUTICALS, INC. |
| | | |
| Security | | 695127100 | | Meeting Type | | Annual |
| Ticker Symbol | | PCRX | | Meeting Date | | 14-Jun-2016 |
| ISIN | | US6951271005 | | Agenda | | 934406136 - Management |
| Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 13-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | PAUL HASTINGS | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | JOHN LONGENECKER | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | ANDREAS WICKI | | | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 4. | | APPROVAL OF THE AMENDED AND RESTATED 2011 STOCK INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | | |
| CAVIUM, INC. |
| | | |
| Security | | 14964U108 | | Meeting Type | | Annual |
| Ticker Symbol | | CAVM | | Meeting Date | | 15-Jun-2016 |
| ISIN | | US14964U1088 | | Agenda | | 934407924 - Management |
| Record Date | | 21-Apr-2016 | | Holding Recon Date | | 21-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 14-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | SYED B. ALI | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | ANTHONY S. THORNLEY | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF CAVIUM, INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF CAVIUM, INC.’S NAMED EXECUTIVE OFFICERS. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE THE CAVIUM, INC. 2016 EQUITY INCENTIVE PLAN. | | Management | | For | | For | | |
| | | | | | |
| FORTINET, INC. |
| | | |
| Security | | 34959E109 | | Meeting Type | | Annual |
| Ticker Symbol | | FTNT | | Meeting Date | | 17-Jun-2016 |
| ISIN | | US34959E1091 | | Agenda | | 934412115 - Management |
| Record Date | | 20-Apr-2016 | | Holding Recon Date | | 20-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1.1 | | ELECTION OF CLASS I DIRECTOR: MING HSIEH | | Management | | For | | For | | |
| | | | | |
| 1.2 | | ELECTION OF CLASS I DIRECTOR: CHRISTOPHER B. PAISLEY | | Management | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS FORTINET’S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | | |
| SIGNET JEWELERS LIMITED |
| | | |
| Security | | G81276100 | | Meeting Type | | Annual |
| Ticker Symbol | | SIG | | Meeting Date | | 17-Jun-2016 |
| ISIN | | BMG812761002 | | Agenda | | 934416202 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | / United Kingdom | | Vote Deadline Date | | 16-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | ELECTION OF DIRECTOR: H. TODD STITZER | | Management | | For | | For | | |
| | | | | |
| 1B. | | ELECTION OF DIRECTOR: VIRGINIA DROSOS | | Management | | For | | For | | |
| | | | | |
| 1C. | | ELECTION OF DIRECTOR: DALE HILPERT | | Management | | For | | For | | |
| | | | | |
| 1D. | | ELECTION OF DIRECTOR: MARK LIGHT | | Management | | For | | For | | |
| | | | | |
| 1E. | | ELECTION OF DIRECTOR: HELEN MCCLUSKEY | | Management | | For | | For | | |
| | | | | |
| 1F. | | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS | | Management | | For | | For | | |
| | | | | |
| 1G. | | ELECTION OF DIRECTOR: THOMAS PLASKETT | | Management | | For | | For | | |
| | | | | |
| 1H. | | ELECTION OF DIRECTOR: ROBERT STACK | | Management | | For | | For | | |
| | | | | |
| 1I. | | ELECTION OF DIRECTOR: EUGENIA ULASEWICZ | | Management | | For | | For | | |
| | | | | |
| 1J. | | ELECTION OF DIRECTOR: RUSSELL WALLS | | Management | | For | | For | | |
| | | | | |
| 2. | | APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | | Management | | For | | For | | |
| | | | | | |
| MEDIVATION, INC. |
| | | |
| Security | | 58501N101 | | Meeting Type | | Annual |
| Ticker Symbol | | MDVN | | Meeting Date | | 22-Jun-2016 |
| ISIN | | US58501N1019 | | Agenda | | 934417278 - Management |
| Record Date | | 25-Apr-2016 | | Holding Recon Date | | 25-Apr-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 21-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1. | | DIRECTOR | | | | Management | | | | | | |
| | | | | | | |
| | | | 1 | | KIM D. BLICKENSTAFF | | | | For | | For | | |
| | | | | | | |
| | | | 2 | | KATHRYN E. FALBERG | | | | For | | For | | |
| | | | | | | |
| | | | 3 | | DAVID T. HUNG, M.D. | | | | For | | For | | |
| | | | | | | |
| | | | 4 | | MICHAEL L. KING, PH.D. | | | | For | | For | | |
| | | | | | | |
| | | | 5 | | C. PATRICK MACHADO | | | | For | | For | | |
| | | | | | | | | | | | | | |
| | | | 6 | | DAWN SVORONOS | | | | For | | For | | |
| | | | | | | |
| | | | 7 | | W. ANTHONY VERNON | | | | For | | For | | |
| | | | | | | |
| | | | 8 | | WENDY L. YARNO | | | | For | | For | | |
| | | | | |
| 2. | | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS MEDIVATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF MEDIVATION’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT OF MEDIVATION. | | Management | | For | | For | | |
| | | | | |
| 4. | | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE MEDIVATION, INC. AMENDED AND RESTATED 2004 EQUITY INCENTIVE AWARD PLAN TO INCREASE THE NUMBER OF SHARES OF MEDIVATION’S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 1,600,000 SHARES AND MAKE CERTAIN OTHER CHANGES AS DESCRIBED IN PROPOSAL NO. 4 IN THE PROXY STATEMENT OF MEDIVATION. | | Management | | For | | For | | |
| | | | | |
| 5. | | THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | | Shareholder | | For | | Against | | |
| | | | | | |
| WRIGHT MEDICAL GROUP N V |
| | | |
| Security | | N96617118 | | Meeting Type | | Annual |
| Ticker Symbol | | WMGI | | Meeting Date | | 28-Jun-2016 |
| ISIN | | | | Agenda | | 934427724 - Management |
| Record Date | | 02-May-2016 | | Holding Recon Date | | 02-May-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 27-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | APPOINTMENT OF ROBERT J. PALMISANO FOR EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT PALMISANO. | | Management | | For | | For | | |
| | | | | |
| 1B. | | APPOINTMENT OF DAVID D. STEVENS FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT STEVENS. | | Management | | For | | For | | |
| | | | | |
| 1C. | | APPOINTMENT OF GARY D. BLACKFORD FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT BLACKFORD. | | Management | | For | | For | | |
| | | | | |
| 1D. | | APPOINTMENT OF SEAN D. CARNEY FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT CARNEY. | | Management | | For | | For | | |
| | | | | |
| 1E. | | APPOINTMENT OF JOHN L. MICLOT FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT MICLOT. | | Management | | For | | For | | |
| | | | | |
| 1F. | | APPOINTMENT OF KEVIN C. O’BOYLE FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT O’BOYLE. | | Management | | For | | For | | |
| | | | | |
| 1G. | | APPOINTMENT OF AMY S. PAUL FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT PAUL. | | Management | | For | | For | | |
| | | | | |
| 1H. | | APPOINTMENT OF RICHARD F. WALLMAN FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT WALLMAN. | | Management | | For | | For | | |
| | | | | |
| 1I. | | APPOINTMENT OF ELIZABETH H. WEATHERMAN FOR NON-EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT WEATHERMAN. | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPOINTMENT OF KPMG N.V. AS THE AUDITOR FOR OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDING DECEMBER 25, 2016. | | Management | | For | | For | | |
| | | | | |
| 4. | | ADOPTION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER 27, 2015. | | Management | | For | | For | | |
| | | | | |
| 5. | | RELEASE OF THE MEMBERS OF OUR BOARD OF DIRECTORS FROM LIABILITY WITH RESPECT TO THE EXERCISE OF THEIR DUTIES DURING THE FISCAL YEAR ENDED DECEMBER 27, 2015. | | Management | | For | | For | | |
| | | | | |
| 6. | | EXTENSION OF THE AUTHORITY OF OUR BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY RECEIPTS ISSUED FOR OUR SHARES) UNTIL DECEMBER 28, 2017 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF- TENDER OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MARKET PRICE OF A SHARE (OR DEPOSITARY RECEIPT) AT THE TIME OF THE TRANSACTION. | | Management | | For | | For | | |
| | | | | |
| 7. | | RENEWAL OF THE AUTHORIZATION OF OUR BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO OUR MAXIMUM AUTHORIZED SHARE CAPITAL AT THE TIME OF THE ISSUE UNTIL JUNE 28, 2021. | | Management | | For | | For | | |
| | | | | |
| 8. | | RENEWAL OF THE AUTHORIZATION OF OUR BOARD OF DIRECTORS TO RESOLVE TO EXCLUDE OR RESTRICT OUR SHAREHOLDERS’ PRE-EMPTIVE RIGHTS UNDER DUTCH LAW WITH RESPECT TO THE ORDINARY SHARES AND RIGHTS TO SUBSCRIBE THEREFOR THAT THE BOARD OF DIRECTORS MAY ISSUE OR GRANT PURSUANT TO THE AUTHORITY IN VOTING ITEM 7 ABOVE UNTIL JUNE 28, 2021. | | Management | | For | | For | | |
| | | | | |
| 9. | | APPROVAL OF THE WRIGHT MEDICAL GROUP N.V. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | |
| | | | | |
| 10. | | AMENDMENT OF OUR ARTICLES OF ASSOCIATION TO PROVIDE THAT OUR FISCAL YEAR RUNS FROM THE FIRST MONDAY AFTER THE LAST SUNDAY OF DECEMBER OF A YEAR AND ENDS ON THE LAST SUNDAY OF DECEMBER OF THE FOLLOWING YEAR. | | Management | | For | | For | | |
| | | | | | |
| WRIGHT MEDICAL GROUP N V |
| | | |
| Security | | N96617118 | | Meeting Type | | Annual |
| Ticker Symbol | | WMGI | | Meeting Date | | 28-Jun-2016 |
| ISIN | | | | Agenda | | 934444984 - Management |
| Record Date | | 31-May-2016 | | Holding Recon Date | | 31-May-2016 |
| City / Country | | / United States | | Vote Deadline Date | | 27-Jun-2016 |
| SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | For/Against Management | | |
| 1A. | | APPOINTMENT OF ROBERT J. PALMISANO FOR EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT PALMISANO. | | Management | | For | | For | | |
| | | | | |
| 1B. | | APPOINTMENT OF DAVID D. STEVENS FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT STEVENS. | | Management | | For | | For | | |
| | | | | |
| 1C. | | APPOINTMENT OF GARY D. BLACKFORD FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT BLACKFORD. | | Management | | For | | For | | |
| | | | | |
| 1D. | | APPOINTMENT OF SEAN D. CARNEY FOR NON-EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT CARNEY. | | Management | | For | | For | | |
| | | | | |
| 1E. | | APPOINTMENT OF JOHN L. MICLOT FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT MICLOT. | | Management | | For | | For | | |
| | | | | |
| 1F. | | APPOINTMENT OF KEVIN C. O’BOYLE FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT O’BOYLE. | | Management | | For | | For | | |
| | | | | |
| 1G. | | APPOINTMENT OF AMY S. PAUL FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT PAUL. | | Management | | For | | For | | |
| | | | | |
| 1H. | | APPOINTMENT OF RICHARD F. WALLMAN FOR NON- EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT WALLMAN. | | Management | | For | | For | | |
| | | | | |
| 1I. | | APPOINTMENT OF ELIZABETH H. WEATHERMAN FOR NON-EXECUTIVE DIRECTOR. MARK “FOR” TO APPOINT WEATHERMAN. | | Management | | For | | For | | |
| | | | | |
| 2. | | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 25, 2016. | | Management | | For | | For | | |
| | | | | |
| 3. | | APPOINTMENT OF KPMG N.V. AS THE AUDITOR FOR OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDING DECEMBER 25, 2016. | | Management | | For | | For | | |
| | | | | |
| 4. | | ADOPTION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER 27, 2015. | | Management | | For | | For | | |
| | | | | |
| 5. | | RELEASE OF THE MEMBERS OF OUR BOARD OF DIRECTORS FROM LIABILITY WITH RESPECT TO THE EXERCISE OF THEIR DUTIES DURING THE FISCAL YEAR ENDED DECEMBER 27, 2015. | | Management | | For | | For | | |
| | | | | |
| 6. | | EXTENSION OF THE AUTHORITY OF OUR BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY RECEIPTS ISSUED FOR OUR SHARES) UNTIL DECEMBER 28, 2017 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF- TENDER OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MARKET PRICE OF A SHARE (OR DEPOSITARY RECEIPT) AT THE TIME OF THE TRANSACTION. | | Management | | For | | For | | |
| | | | | |
| 7. | | RENEWAL OF THE AUTHORIZATION OF OUR BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO OUR MAXIMUM AUTHORIZED SHARE CAPITAL AT THE TIME OF THE ISSUE UNTIL JUNE 28, 2021. | | Management | | For | | For | | |
| | | | | |
| 8. | | RENEWAL OF THE AUTHORIZATION OF OUR BOARD OF DIRECTORS TO RESOLVE TO EXCLUDE OR RESTRICT OUR SHAREHOLDERS’ PRE-EMPTIVE RIGHTS UNDER DUTCH LAW WITH RESPECT TO THE ORDINARY SHARES AND RIGHTS TO SUBSCRIBE THEREFOR THAT THE BOARD OF DIRECTORS MAY ISSUE OR GRANT PURSUANT TO THE AUTHORITY IN VOTING ITEM 7 ABOVE UNTIL JUNE 28, 2021. | | Management | | For | | For | | |
| | | | | |
| 9. | | APPROVAL OF THE WRIGHT MEDICAL GROUP N.V. AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | | Management | | For | | For | | |
| | | | | |
| 10. | | AMENDMENT OF OUR ARTICLES OF ASSOCIATION TO PROVIDE THAT OUR FISCAL YEAR RUNS FROM THE FIRST MONDAY AFTER THE LAST SUNDAY OF DECEMBER OF A YEAR AND ENDS ON THE LAST SUNDAY OF DECEMBER OF THE FOLLOWING YEAR. | | Management | | For | | For | | |
Proxy Voting Record
For Period July 1, 2015 to June 30, 2016
River Canyon Total Return Bond Fund
There is no proxy voting activity for the Fund.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Advisers Investment Trust
By (Signatures and Title):
|
/s/ Dina A. Tantra |
| Dina A. Tantra, President |
|
| Date: August 3, 2016 |
| * | Print the name and title of each signing officer under his or her signature. |
